UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22001
TDX Independence Funds, Inc.
(Exact name of registrant as specified in charter)
60 Wall Street, New York, New York 10005
(Address of principal executive offices) (Zip code)
Michael Gilligan
TDX Independence Funds, Inc.
c/o DBX Strategic Advisors LLC
60 Wall Street
New York, New York 10005
(Name and address of agent for service)
Registrant’s telephone number, including area code: 212-250-2077
Date of fiscal year end: May 31
Date of reporting period: June 30, 2010
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and Rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
July 1, 2009 – August 2, 2009
Account | Cust Bank Acct Nbr | Client Account Nbr | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting Type | Ballot Shares | Seq Number | Ballot Item Number | MorS | Category | ItemDesc | ISS Rec Vote | Mgt Rec Vote | Policy Vote Rec | Vote Cast | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 240 | 1 | 1.1 | M | Directors Related | Elect Director Rick L. Wessel | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 240 | 2 | 1.2 | M | Directors Related | Elect Director Richard T. Burke | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 240 | 3 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 221 | 1 | 1.1 | M | Directors Related | Elect Director Alfred J. Amoroso | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 221 | 2 | 1.2 | M | Directors Related | Elect Director Andrew K. Ludwick | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 221 | 3 | 1.3 | M | Directors Related | Elect Director Alan L. Earhart | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 221 | 4 | 1.4 | M | Directors Related | Elect Director Robert J. Majteles | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 221 | 5 | 1.5 | M | Directors Related | Elect Director James E. Meyer | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 221 | 6 | 1.6 | M | Directors Related | Elect Director James P. O’Shaughnessy | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 221 | 7 | 1.7 | M | Directors Related | Elect Director Ruthann Quindlen | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 221 | 8 | 2 | M | Routine/Business | Change Company Name | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 221 | 9 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 37 | 1 | 1.1 | M | Directors Related | Elect Director Donald W. Burton | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 37 | 2 | 1.2 | M | Directors Related | Elect Director Graeme W. Henderson | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 37 | 3 | 1.3 | M | Directors Related | Elect Director Samuel B. Ligon | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 37 | 4 | 1.4 | M | Directors Related | Elect Director Gary L. Martin | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 37 | 5 | 1.5 | M | Directors Related | Elect Director John H. Wilson | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 37 | 6 | 2 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | For | For | Against | Against | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 37 | 7 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1221 | 1 | 1.1 | M | Directors Related | Elect Director William J. Abbott | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1221 | 2 | 1.2 | M | Directors Related | Elect Director Dwight C. Arn | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1221 | 3 | 1.3 | M | Directors Related | Elect Director Robert C. Bloss | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1221 | 4 | 1.4 | M | Directors Related | Elect Director William Cella | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1221 | 5 | 1.5 | M | Directors Related | Elect Director Glenn Curtis | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1221 | 6 | 1.6 | M | Directors Related | Elect Director Steve Doyal | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1221 | 7 | 1.7 | M | Directors Related | Elect Director Brian E. Gardner | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1221 | 8 | 1.8 | M | Directors Related | Elect Director Herbert A. Granath | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1221 | 9 | 1.9 | M | Directors Related | Elect Director Donald J. Hall, Jr. | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1221 | 10 | 1.10 | M | Directors Related | Elect Director Irvine O. Hockaday, Jr. | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1221 | 11 | 1.11 | M | Directors Related | Elect Director A. Drue Jennings | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1221 | 12 | 1.12 | M | Directors Related | Elect Director Peter A. Lund | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1221 | 13 | 1.13 | M | Directors Related | Elect Director Brad R. Moore | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1221 | 14 | 1.14 | M | Directors Related | Elect Director Deanne R. Stedem | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 530 | 1 | 1.1 | M | Directors Related | Elect Director Andy D. Bryant | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 530 | 2 | 1.2 | M | Directors Related | Elect Director Wayne A. Budd | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 530 | 3 | 1.3 | M | Directors Related | Elect Director John H. Hammergren | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 530 | 4 | 1.4 | M | Directors Related | Elect Director Alton F. Irby, III | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 530 | 5 | 1.5 | M | Directors Related | Elect Director M. Christine Jacobs | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 530 | 6 | 1.6 | M | Directors Related | Elect Director Marie L. Knowles | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 530 | 7 | 1.7 | M | Directors Related | Elect Director David M. Lawrence | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 530 | 8 | 1.8 | M | Directors Related | Elect Director Edward A. Mueller | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 530 | 9 | 1.9 | M | Directors Related | Elect Director Jane E. Shaw | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 530 | 10 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | Against | Against | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 530 | 11 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 530 | 12 | 4 | S | SH-Compensation | Stock Retention/Holding Period | For | Against | Refer | Against | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 530 | 13 | 5 | S | SH-Compensation | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | For | Against | Refer | Against | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 267 | 1 | 1.1 | M | Directors Related | Elect Director Ashok Bakhru | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 267 | 2 | 1.2 | M | Directors Related | Elect Director John J. Hannan | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 267 | 3 | 1.3 | M | Directors Related | Elect Director James C. Zelter | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 267 | 4 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 267 | 5 | 3 | M | Capitalization | Approve Sale of Common Shares Below Net Asset Value | For | For | Refer | For | ||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 267 | 6 | 4 | M | Capitalization | Approve Issuance of Warrants/Convertible Debentures | For | For | Refer | For | ||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 1649 | 1 | 1 | M | Routine/Business | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 1649 | 2 | 2 | M | Routine/Business | Amend Certificate of Incorporation to Approve Director Amendment | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 1649 | 3 | 3 | M | Routine/Business | Amend Certificate of Incorporation to Approve Retirement Amendment | Against | For | Against | Against | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 1649 | 4 | 4 | M | Capitalization | Increase Authorized Preferred Stock | Against | For | Against | Against | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 51 | 1 | 1.1 | M | Directors Related | Elect Director Thomas N. Amonett | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 51 | 2 | 1.2 | M | Directors Related | Elect Director Charles F. Bolden, Jr. | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 51 | 3 | 1.3 | M | Directors Related | Elect Director Stephen J. Cannon | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 51 | 4 | 1.4 | M | Directors Related | Elect Director Jonathan H. Cartwright | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 51 | 5 | 1.5 | M | Directors Related | Elect Director William E. Chiles | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 51 | 6 | 1.6 | M | Directors Related | Elect Director Michael A. Flick | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 51 | 7 | 1.7 | M | Directors Related | Elect Director Thomas C. Knudson | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 51 | 8 | 1.8 | M | Directors Related | Elect Director Ken C. Tamblyn | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 51 | 9 | 1.9 | M | Directors Related | Elect Director William P. Wyatt | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 51 | 10 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Alpha Natural Resources, Inc. | ANR | 02076X102 | USA | 07/31/09 | 06/25/09 | Special | 200 | 1 | 1 | M | Reorg. and Mergers | Approve Merger Agreement | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Alpha Natural Resources, Inc. | ANR | 02076X102 | USA | 07/31/09 | 06/25/09 | Special | 200 | 2 | 2 | M | Antitakeover Related | Adjourn Meeting | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | Merck & Co., Inc. | MRK | 589331107 | USA | 08/07/09 | 06/22/09 | Special | 933 | 1 | 1 | M | Reorg. and Mergers | Approve Acquisition | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 550 | 1 | 1 | M | Directors Related | Elect Director W.R. Johnson | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 550 | 2 | 2 | M | Directors Related | Elect Director C.E. Bunch | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 550 | 3 | 3 | M | Directors Related | Elect Director L.S. Coleman, Jr. | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 550 | 4 | 4 | M | Directors Related | Elect Director J.G. Drosdick | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 550 | 5 | 5 | M | Directors Related | Elect Director E.E. Holiday | For | For | Refer | Against |
Account | Cust Bank Acct Nbr | Client Account Nbr | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting Type | Ballot Shares | Seq Number | Ballot Item Number | MorS | Category | ItemDesc | ISS Rec Vote | Mgt Rec Vote | Policy Vote Rec | Vote Cast | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 550 | 6 | 6 | M | Directors Related | Elect Director C. Kendle | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 550 | 7 | 7 | M | Directors Related | Elect Director D.R. O Hare | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 550 | 8 | 8 | M | Directors Related | Elect Director N. Peltz | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 550 | 9 | 9 | M | Directors Related | Elect Director D.H. Reilley | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 550 | 10 | 10 | M | Directors Related | Elect Director L.C. Swann | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 550 | 11 | 11 | M | Directors Related | Elect Director T.J. Usher | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 550 | 12 | 12 | M | Directors Related | Elect Director M.F. Weinstein | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 550 | 13 | 13 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 550 | 14 | 14 | M | Antitakeover Related | Provide Right to Call Special Meeting | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 189 | 1 | 1.1 | M | Directors Related | Elect Director V. Gordon Clemons | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 189 | 2 | 1.2 | M | Directors Related | Elect Director Steven J. Hamerslag | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 189 | 3 | 1.3 | M | Directors Related | Elect Director Alan R. Hoops | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 189 | 4 | 1.4 | M | Directors Related | Elect Director R. Judd Jessup | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 189 | 5 | 1.5 | M | Directors Related | Elect Director Jean H. Macino | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 189 | 6 | 1.6 | M | Directors Related | Elect Director Jeffrey J. Michael | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 189 | 7 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 217 | 1 | 1.1 | M | Directors Related | Elect Director Brian J. Farrell | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 217 | 2 | 1.2 | M | Directors Related | Elect Director Lawrence Burstein | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 217 | 3 | 1.3 | M | Directors Related | Elect Director Henry T. DeNero | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 217 | 4 | 1.4 | M | Directors Related | Elect Director Brian P. Dougherty | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 217 | 5 | 1.5 | M | Directors Related | Elect Director Jeffrey W. Griffiths | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 217 | 6 | 1.6 | M | Directors Related | Elect Director Gary E. Rieschel | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 217 | 7 | 1.7 | M | Directors Related | Elect Director James L. Whims | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 217 | 8 | 2 | M | Non-Salary Comp. | Amend Qualified Employee Stock Purchase Plan | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 217 | 9 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 000260967 | 260967 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 217 | 10 | 4 | M | Routine/ Business | Other Business | Against | For | Against | Against | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 1 | 1 | M | Routine/ Business | Accept Financial Statements and Statutory Reports | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 2 | 2 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 3 | 3 | M | Routine/ Business | Approve Final Dividend of 8.39 Pence Per Ordinary Share | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 4 | 4 | M | Directors Related | Re-elect Richard Brasher as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 5 | 5 | M | Directors Related | Re-elect Philip Clarke as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 6 | 6 | M | Directors Related | Re-elect Andrew Higginson as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 7 | 7 | M | Directors Related | Re-elect Charles Allen as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 8 | 8 | M | Directors Related | Re-elect Dr Harald Einsmann as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 9 | 9 | M | Directors Related | Elect Jacqueline Tammenoms Bakker as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 10 | 10 | M | Directors Related | Elect Patrick Cescau as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 11 | 11 | M | Directors Related | Elect Ken Hanna as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 12 | 12 | M | Directors Related | Elect Laurie Mcllwee as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 13 | 13 | M | Routine/ Business | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 14 | 14 | M | Routine/ Business | Authorise Board to Fix Remuneration of Auditors | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 15 | 15 | M | Capitalization | Approve Increase in Authorised Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 16 | 16 | M | Capitalization | Subject to the Passing of Resolution Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 17 | 17 | M | Capitalization | Subject to the Passing of Resolution Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 18 | 18 | M | Capitalization | Authorise 790,063,358 Ordinary Shares for Market Purchase | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 19 | 19 | M | Routine/ Business | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 20 | 20 | M | Non-Salary Comp. | Approve Tesco plc Group Bonus Plan | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 21 | 21 | M | Non-Salary Comp. | Amend Tesco plc 2004 Discretionary Share Option Plan | Against | For | Against | Against | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 22 | 22 | M | Routine/ Business | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1879 | 24 | 23 | S | SH-Routine/ Business | Resolve that the Directors Allocate a NED to Tesco’s Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco’s UK Meat and Poultry Supply Chain | Against | Against | Against | Against | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 1 | 1 | M | Routine/ Business | Accept Financial Statements and Statutory Reports | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 2 | 2 | M | Directors Related | Re-elect Sir John Bond as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 3 | 3 | M | Directors Related | Re-elect John Buchanan as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 4 | 4 | M | Directors Related | Re-elect Vittorio Colao as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 5 | 5 | M | Directors Related | Elect Michel Combes as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 6 | 6 | M | Directors Related | Re-elect Andy Halford as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 7 | 7 | M | Directors Related | Re-elect Alan Jebson as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 8 | 8 | M | Directors Related | Elect Samuel Jonah as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 9 | 9 | M | Directors Related | Re-elect Nick Land as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 10 | 10 | M | Directors Related | Re-elect Anne Lauvergeon as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 11 | 11 | M | Directors Related | Re-elect Simon Murray as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 12 | 12 | M | Directors Related | Elect Stephen Pusey as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 13 | 13 | M | Directors Related | Re-elect Luc Vandevelde as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 14 | 14 | M | Directors Related | Re-elect Anthony Watson as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 15 | 15 | M | Directors Related | Re-elect Philip Yea as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 16 | 16 | M | Routine/ Business | Approve Final Dividend of 5.20 Pence Per Ordinary Share | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 17 | 17 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 18 | 18 | M | Routine/ Business | Reappoint Deloitte LLP as Auditors of the Company | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 19 | 19 | M | Routine/ Business | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 20 | 20 | M | Capitalization | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 21 | 21 | M | Capitalization | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 22 | 22 | M | Capitalization | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 23 | 23 | M | Routine/ Business | Adopt New Articles of Association | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13066 | 24 | 24 | M | Routine/ Business | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1806 | 1 | 1 | M | Routine/ Business | Accept Financial Statements and Statutory Reports | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1806 | 2 | 2 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1806 | 3 | 3 | M | Routine/ Business | Approve Final Dividend of 1.1 Pence Per Ordinary Share | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1806 | 4 | 4 | M | Directors Related | Re-elect Clayton Brendish as Director | For | For | For | For |
Account | Cust Bank Acct Nbr | Client Account Nbr | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting Type | Ballot Shares | Seq Number | Ballot Item Number | MorS | Category | ItemDesc | ISS Rec Vote | Mgt Rec Vote | Policy Vote Rec | Vote Cast | |||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1806 | 5 | 5 | M | Directors Related | Re-elect Phil Hodkinson as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1806 | 6 | 6 | M | Directors Related | Elect Tony Chanmugam as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1806 | 7 | 7 | M | Routine/Business | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1806 | 8 | 8 | M | Routine/Business | Authorise Board to Fix Remuneration of Auditors | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1806 | 9 | 9 | M | Capitalization | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 127,000,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 127,000,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1806 | 10 | 10 | M | Capitalization | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 20,000,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1806 | 11 | 11 | M | Capitalization | Authorise 774,000,000 Ordinary Shares for Market Purchase | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1806 | 12 | 12 | M | Routine/Business | Amend Articles of Association by Deleting the Provisions of the Company’s Memorandum of Association which, Due to Section 28 Companies Act 2006, Would be Treated as Provisions of the Current Articles; Adopt New Articles of Association | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1806 | 13 | 13 | M | Routine/Business | Approve That the Company May Call a General Meeting (But not an AGM) on at least 14 Clear Days’ Notice | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1806 | 14 | 14 | M | Routine/Business | Authorise British Telecommunications plc to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 75,000 and to Political Organisations Other Than Political Parties up to GBP 25,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Assicurazioni Generali Spa | T05040109 | Italy | 07/14/09 | 07/09/09 | Special | 254 | 2 | 1 | M | Reorg. and Mergers | Approve Plan of Merger by Absorption of Alleanza Assicurazioni SpA and Toro Assicurazioni SpA and Approve Merger-Related Capital Increase | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2010 ETF Composite | 260967 | 260967 | Barclays plc | G08036124 | United Kingdom | 08/06/09 | Special | 1890 | 1 | 1 | M | Reorg. and Mergers | Approve Disposal by Barclays plc of the Barclays Global Investors Business and Ancillary Arrangements | For | For | For | For |
VOTE SUMMARY REPORT August 3, 2009 - June 30, 2010 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Ipc Holdings Ltd Meeting Date Country Primary Security ID Meeting Type Record Date 04-Sep-09 Bermuda G4933P101 Special 27-Jul-09 Ticker: IPCR CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction 1 Approve Elimination of Supermajority Vote Requirement for Mgmt For For Amalgamations 2 Approve Merger Agreement Mgmt For For 3 Adjourn Meeting Mgmt For For Exar Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 16-Sep-09 USA 300645108 Annual 22-Jul-09 Ticker: EXAR CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Izak Bencuya Mgmt For For 1.2 Elect Director Pierre Guilbault Mgmt For For 1.3 Elect Director Brian Hilton Mgmt For For 1.4 Elect Director Richard L. Leza Mgmt For For 1.5 Elect Director Gary Meyers Mgmt For For 1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For 1.7 Elect Director Pedro P. Rodriquez Mgmt For For 2 Ratify Auditors Mgmt For For Casey's General Stores, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Sep-09 USA 147528103 Annual 24-Jul-09 Ticker: CASY CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Ronald M. Lamb Mgmt For For 1.2 Elect Director Robert J. Myers Mgmt For For 1.3 Elect Director Diane C. Bridgewater Mgmt For For 1.4 Elect Director Johnny Danos Mgmt For For 1.5 Elect Director H. Lynn Horak Mgmt For For 1.6 Elect Director Kenneth H. Haynie Mgmt For For 1.7 Elect Director William C. Kimball Mgmt For For 1.8 Elect Director Jeffrey M. Lamberti Mgmt For For 1.9 Elect Director Richard A. Wilkey Mgmt For For Page 1 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 3com Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Sep-09 USA 885535104 Annual 27-Jul-09 Ticker: COMS CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kathleen A. Cote Mgmt For For 1.2 Elect Director David H.Y. Ho Mgmt For For 1.3 Elect Director Robert Y.L. Mao Mgmt For For 1.4 Elect Director J. Donald Sherman Mgmt For For 1.5 Elect Director Dominique Trempont Mgmt For For 2 Declassify the Board of Directors Mgmt For For 3 Ratify Auditors Mgmt For For Ship Finance International Limited Meeting Date Country Primary Security ID Meeting Type Record Date 25-Sep-09 Bermuda G81075106 Annual 17-Jul-09 Ticker: N/A CUSIP: G81075106 ISIN: BMG810751062 SEDOL: B01G7F0 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For 2 Fix Number of Directors at 8 Mgmt For For 3 Authorize Board to Fill Vacancies Mgmt For For 4 Reelect Paul Leand Jr. as Director Mgmt For For 5 Reelect Kate Blankenship as Director Mgmt For For 6 Reelect Craig H. Stevenson Jr. as Director Mgmt For For 7 Reelect Hans Petter as Director Mgmt For For 8 Reelect Cecilie Fredriksen as Director Mgmt For For 9 Approve Moore Stephens, P.C. as Auditors and Authorize Board Mgmt For For to Fix Their Remuneration 10 Approve Remuneration of Directors Mgmt For For 11 Approve Reduction of Share Premium Account Mgmt For For 12 Transact Other Business (Voting) Mgmt For Abstain Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date 30-Sep-09 USA 696643105 Annual 03-Aug-09 Ticker: PALM CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145 Page 2 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert C. Hagerty Mgmt For For 1.2 Elect Director Jonathan J. Rubinstein Mgmt For For 1.3 Elect Director Paul S. Mountford Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Oracle Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 07-Oct-09 USA 68389X105 Annual 10-Aug-09 Ticker: ORCL CUSIP: 68389X105 ISIN: US68389X1054 SEDOL: 2661568 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jeffrey S. Berg Mgmt For For 1.2 Elect Director H. Raymond Bingham Mgmt For For 1.3 Elect Director Michael J. Boskin Mgmt For For 1.4 Elect Director Safra A. Catz Mgmt For For 1.5 Elect Director Bruce R. Chizen Mgmt For For 1.6 Elect Director George H. Conrades Mgmt For For 1.7 Elect Director Lawrence J. Ellison Mgmt For For 1.8 Elect Director Hector Garcia-Molina Mgmt For For 1.9 Elect Director Jeffrey O. Henley Mgmt For For 1.10 Elect Director Donald L. Lucas Mgmt For For 1.11 Elect Director Charles E. Phillips, Jr. Mgmt For For 1.12 Elect Director Naomi O. Seligman Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For 4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 6 Stock Retention/Holding Period SH Against For MSC.Software Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 09-Oct-09 USA 553531104 Special 27-Aug-09 Ticker: MSCS CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For Page 3 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Adjourn Meeting Mgmt For For Paychex, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-Oct-09 USA 704326107 Annual 14-Aug-09 Ticker: PAYX CUSIP: 704326107 ISIN: US7043261079 SEDOL: 2674458 Vote Proponent Mgmt Rec Instruction 1 Elect Director B. Thomas Golisano Mgmt For For 2 Elect Director David J.S. Flaschen Mgmt For For 3 Elect Director Grant M. Inman Mgmt For For 4 Elect Director Pamela A. Joseph Mgmt For For 5 Elect Director Jonathan J. Judge Mgmt For For 6 Elect Director Joseph M. Tucci Mgmt For For 7 Elect Director Joseph M. Velli Mgmt For For 8 Ratify Auditors Mgmt For For The Procter & Gamble Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-Oct-09 USA 742718109 Annual 14-Aug-09 Ticker: PG CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407 Vote Proponent Mgmt Rec Instruction 1 Elect Director Kenneth I. Chenault Mgmt For For 2 Elect Director Scott D. Cook Mgmt For For 3 Elect Director Rajat K. Gupta Mgmt For For 4 Elect Director A.G. Lafley Mgmt For For 5 Elect Director Charles R. Lee Mgmt For For 6 Elect Director Lynn M. Martin Mgmt For For 7 Elect Director Robert A. McDonald Mgmt For For 8 Elect Director W. James McNerney, Jr. Mgmt For For 9 Elect Director Johnathan A. Rodgers Mgmt For For 10 Elect Director Ralph Snyderman Mgmt For For 11 Elect Director Mary Agnes Wilderotter Mgmt For For 12 Elect Director Patricia A. Woertz Mgmt For For 13 Elect Director Ernesto Zedillo Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Code of Regulations Mgmt For For 16 Approve Omnibus Stock Plan Mgmt For Against 17 Provide for Cumulative Voting SH Against Against Page 4 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 SH18 Advisory Vote to Ratify Named Executive Officers' Compensation Against For Diageo plc Meeting Date Country Primary Security ID Meeting Type Record Date 14-Oct-09 United Kingdom G42089113 Ticker: N/A Annual 12-Oct-09 CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400 Proponent Mgmt Rec Vote Instruction Mgmt1 Accept Financial Statements and Statutory Reports For For Mgmt2 Approve Remuneration Report For For Mgmt3 Approve Final Dividend of 22.2 Pence Per Ordinary Share For For Mgmt4 Re-elect Laurence Danon as Director For For Mgmt5 Re-elect Lord (Clive) Hollick of Notting Hill as Director For For Mgmt6 Re-elect Paul Walsh as Director For For Mgmt7 Elect Peggy Bruzelius as Director For For Mgmt8 Elect Betsy Holden as Director For For Mgmt9 Reappoint KPMG Audit plc as Auditors of the Company For For Mgmt10 Authorise Board to Fix Remuneration of Auditors For For Mgmt11 Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 241,092,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 482,185,000 After Deducting Any Securities Issued Under the General Authority For For Mgmt12 If Resolution 11 is Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,842,000 For For Mgmt13 Authorise 249,964,000 Ordinary Shares for Market Purchase For For Mgmt14 Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, to Make EU Political Donations to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to GBP 200,000 For For Mgmt15 Approve Diageo plc 2009 Discretionary Incentive Plan For For Mgmt16 Approve Diageo plc 2009 Executive Long Term Incentive Plan For For Mgmt17 Approve Diageo plc 2009 International Sharematch Plan For For Mgmt18 Authorise Board to Establish Future Share Plans for the Benefit of Employees Overseas Based on the Diageo plc 2009 Discretionary Incentive Plan, the Diageo plc 2009 Executive Long Term Incentive Plan and the Diageo plc 2009 International Sharematch Plan For For Mgmt19 Approve Diageo plc 2009 Irish Sharesave Scheme For For Mgmt20 Amend Diageo plc Executive Share Option Plan For For Mgmt21 Amend Diageo plc 2008 Senior Executive Share Option Plan For For Mgmt22 Amend Diageo plc Senior Executive Share Option Plan For For Page 5 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt23 Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice For For Mgmt24 Adopt New Articles of Association The Marcus Corp. Meeting Date Country Primary Security ID Meeting Type For Record Date For 14-Oct-09 USA 566330106 Ticker: MCS Annual 06-Aug-09 CUSIP: 566330106 ISIN: US5663301068 SEDOL: 2564827 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Stephen H. Marcus For Withhold Mgmt1.2 Elect Director Diane Marcus Gershowitz For Withhold Mgmt1.3 Elect Director Daniel F. McKeithan, Jr For For Mgmt1.4 Elect Director Allan H. Selig For Withhold Mgmt1.5 Elect Director Timothy E. Hoeksema For For Mgmt1.6 Elect Director Bruce J. Olson For Withhold Mgmt1.7 Elect Director Philip L. Milstein For For Mgmt1.8 Elect Director Bronson J. Haase For For Mgmt1.9 Elect Director James D. Ericson For For Mgmt1.10 Elect Director Gregory S. Marcus Matrix Service Co. Meeting Date Country Primary Security ID Meeting Type For Record Date Withhold 23-Oct-09 USA 576853105 Ticker: MTRX Annual 02-Sep-09 CUSIP: 576853105 ISIN: US5768531056 SEDOL: 2572068 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Michael J. Bradley For For Mgmt1.2 Elect Director Michael J. Hall For For Mgmt1.3 Elect Director I. Edgar (Ed) Hendrix For For Mgmt1.4 Elect Director Paul K. Lackey For For Mgmt1.5 Elect Director Tom E. Maxwell For For Mgmt1.6 Elect Director David J. Tippeconnic For For Mgmt2 Ratify Auditors For For Mgmt3 Amend Omnibus Stock Plan SRA International, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date Against 28-Oct-09 USA 78464R105 Ticker: SRX Annual 31-Aug-09 CUSIP: 78464R105 ISIN: US78464R1059 SEDOL: 2865241 Proponent Mgmt Rec Vote Instruction Page 6 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Declassify the Board of Directors Mgmt For For 2.1 Elect Director Stanton D. Sloane Mgmt For For 2.2 Elect Director E.P. Giambastiani, Jr. Mgmt For For 2.3 Elect Director William T. Keevan Mgmt For For 2.4 Elect Director John W. Barter Mgmt For For 2.5 Elect Director Larry R. Ellis Mgmt For For 2.6 Elect Director Miles R. Gilburne Mgmt For For 2.7 Elect Director Gail R. Wilensky Mgmt For For 2.8 Elect Director Michael R. Klein Mgmt For For 2.9 Elect Director David H. Langstaff Mgmt For For 2.10 Elect Director Ernst Volgenau Mgmt For For 3 Ratify Auditors Mgmt For For BHP Billiton plc Meeting Date Country Primary Security ID Meeting Type Record Date 29-Oct-09 United Kingdom G10877101 Annual 27-Oct-09 Ticker: N/A CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Re-elect Carlos Cordeiro as Director Mgmt For For 3 Re-elect David Crawford as Director Mgmt For For 4 Re-elect Gail de Planque as Director Mgmt For For 5 Re-elect Marius Kloppers as Director Mgmt For For 6 Re-elect Don Argus as Director Mgmt For For 7 Elect Wayne Murdy as Director Mgmt For For 8 Reappoint KPMG Audit plc as Auditors and Authorise the Board Mgmt For For to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked Securities with Mgmt For For Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328 10 Authorise Issue of Equity or Equity-Linked Securities without Mgmt For For Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030 11 Authorise 223,112,120 Ordinary Shares for Market Purchase Mgmt For For 12i Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 30 April 2010 12ii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 17 June 2010 12iii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 15 September 2010 12iv Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 11 November 2010 13 Approve Remuneration Report Mgmt For For Page 7 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 14 Approve the Grant of Deferred Shares and Options under the Mgmt For For BHP Billiton Ltd Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers Jack Henry & Associates, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Nov-09 USA 426281101 Annual 21-Sep-09 Ticker: JKHY CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jerry D. Hall Mgmt For For 1.2 Elect Director Michael E. Henry Mgmt For For 1.3 Elect Director James J. Ellis Mgmt For For 1.4 Elect Director Craig R. Curry Mgmt For For 1.5 Elect Director Wesley A. Brown Mgmt For For 1.6 Elect Director Matthew C. Flanigan Mgmt For For 1.7 Elect Director Marla K. Shepard Mgmt For For 1.8 Elect Director John F. Prim Mgmt For For 2 Ratify Auditors Mgmt For For Commonwealth Bank Of Australia Meeting Date Country Primary Security ID Meeting Type Record Date 11-Nov-09 Australia Q26915100 Annual 09-Nov-09 Ticker: CBA CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035 Vote Proponent Mgmt Rec Instruction 1 Receive the Financial Statements and Statutory Reports for the Mgmt None None Financial Year Ended June 30, 2009 2(a) Elect S Carolyn Kay as a Director Mgmt For For 2(b) Elect Fergus D Ryan as a Director Mgmt For For 2(c) Elect David J Turner as a Director Mgmt For For 3 Approve the Remuneration Report for the Financial Year Ended Mgmt For For June 30, 2009 4 Approve the Grant of Reward Shares to a Maximum Value of Mgmt For For A$4.49 Million to R J Norris, CEO, Under the Group Leadership Reward Plan of Commonwealth Bank of Australia Solera Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Nov-09 USA 83421A104 Annual 01-Oct-09 Ticker: SLH CUSIP: 83421A104 ISIN: US83421A1043 SEDOL: B1XDZ96 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Tony Aquila Mgmt For For Page 8 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Arthur F. Kingsbury Mgmt For For 1.3 Elect Director Jerrell W. Shelton Mgmt For For 1.4 Elect Director Kenneth A. Viellieu Mgmt For For 1.5 Elect Director Stuart J. Yarbrough Mgmt For For 2 Ratify Auditors Mgmt For For Cisco Systems, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-Nov-09 USA 17275R102 Annual 14-Sep-09 Ticker: CSCO CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163 Vote Proponent Mgmt Rec Instruction 1 Elect Director Carol A. Bartz Mgmt For For 2 Elect Director M. Michele Burns Mgmt For For 3 Elect Director Michael D. Capellas Mgmt For For 4 Elect Director Larry R. Carter Mgmt For For 5 Elect Director John T. Chambers Mgmt For For 6 Elect Director Brian L. Halla Mgmt For For 7 Elect Director John L. Hennessy Mgmt For For 8 Elect Director Richard M. Kovacevich Mgmt For For 9 Elect Director Roderick C. McGeary Mgmt For For 10 Elect Director Michael K. Powell Mgmt For For 11 Elect Director Arun Sarin Mgmt For For 12 Elect Director Steven M. West Mgmt For For 13 Elect Director Jerry Yang Mgmt For For 14 Amend Omnibus Stock Plan Mgmt For Against 15 Amend Qualified Employee Stock Purchase Plan Mgmt For For 16 Ratify Auditors Mgmt For For 17 Amend Bylaws to Establish a Board Committee on Human Rights SH Against Against 18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 19 Report on Internet Fragmentation SH Against For Ethan Allen Interiors Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 USA 297602104 Annual 21-Sep-09 Ticker: ETH CUSIP: 297602104 ISIN: US2976021046 SEDOL: 2320825 Vote Proponent Mgmt Rec Instruction 1 Elect Director Frank G. Wisner Mgmt For For Page 9 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For Lancaster Colony Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 USA 513847103 Annual 18-Sep-09 Ticker: LANC CUSIP: 513847103 ISIN: US5138471033 SEDOL: 2503206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director James B. Bachmann Mgmt For For 1.2 Elect Director Neeli Bendapudi Mgmt For For 1.3 Elect Director John L. Boylan Mgmt For For 2 Ratify Auditors Mgmt For For UniCredit SpA Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 Italy T95132105 Special 11-Nov-09 Ticker: N/A CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445 Vote Proponent Mgmt Rec Instruction Special Business Mgmt None None 1 Approve EUR 4 Billion Capital Increase with Preemptive Rights to Mgmt For For Holders of Ordinary Shares and Saving Shares Corinthian Colleges, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 17-Nov-09 USA 218868107 Annual 21-Sep-09 Ticker: COCO CUSIP: 218868107 ISIN: US2188681074 SEDOL: 2386021 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Paul R. St. Pierre Mgmt For For 1.2 Elect Director Linda Arey Skladany Mgmt For For 1.3 Elect Director Robert Lee Mgmt For For 2 Ratify Auditors Mgmt For For VistaPrint NV Meeting Date Country Primary Security ID Meeting Type Record Date 17-Nov-09 Netherlands N93540107 Annual 19-Oct-09 Ticker: VPRT CUSIP: N/A ISIN: NL0009272269 SEDOL: B48HGT1 Vote Proponent Mgmt Rec Instruction This is a duplicate meeting for ballots received via the Mgmt None None Broadridge North American Ballot distribution system. 1 A Vote For The Election Of Nominee John J. Gavin, Jr. Mgmt For For 2 A Vote For The Election Of Nominee George M. Overholser Mgmt For For Page 10 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 A Vote For The Election Of Nominee Mark T. Thomas Mgmt For For 4 Approve Our Performance Incentive Plan For Covered Employees Mgmt For For 5 Appoint Ernst & Young Llp As Our Independent Registered Mgmt For For Publicaccounting Firm For The Fiscal Year Ending June 30, 2010 CACI International, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Nov-09 USA 127190304 Annual 21-Sep-09 Ticker: CACI CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Dan R. Bannister Mgmt For For 1.2 Elect Director Paul M. Cofoni Mgmt For For 1.3 Elect Director Gordon R. England Mgmt For For 1.4 Elect Director James S. Gilmore III Mgmt For For 1.5 Elect Director Gregory G. Johnson Mgmt For For 1.6 Elect Director Richard L. Leatherwood Mgmt For For 1.7 Elect Director J. Phillip London Mgmt For For 1.8 Elect Director James L. Pavitt Mgmt For For 1.9 Elect Director Warren R. Phillips Mgmt For For 1.10 Elect Director Charles P. Revoile Mgmt For For 1.11 Elect Director William S. Wallace Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Adjourn Meeting Mgmt For Against 5 Ratify Auditors Mgmt For For Campbell Soup Co. Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 134429109 Annual 21-Sep-09 Ticker: CPB CUSIP: 134429109 ISIN: US1344291091 SEDOL: 2162845 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Edmund M. Carpenter Mgmt For For 1.2 Elect Director Paul R. Charron Mgmt For For 1.3 Elect Director Douglas R. Conant Mgmt For For 1.4 Elect Director Bennett Dorrance Mgmt For For 1.5 Elect Director Harvey Golub Mgmt For For 1.6 Elect Director Lawrence C. Karlson Mgmt For For 1.7 Elect Director Randall W. Larrimore Mgmt For For Page 11 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.8 Elect Director Mary Alice D. Malone Mgmt For For 1.9 Elect Director Sara Mathew Mgmt For For 1.10 Elect Director William D. Perez Mgmt For For 1.11 Elect Director Charles R. Perrin Mgmt For For 1.12 Elect Director A. Barry Rand Mgmt For For 1.13 Elect Director Nick Schreiber Mgmt For For 1.14 Elect Director Archbold D. Van Beuren Mgmt For For 1.15 Elect Director Les C. Vinney Mgmt For For 1.16 Elect Director Charlotte C. Weber Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 Germany D2035M169 Special 03-Nov-09 Ticker: N/A CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359 Vote Proponent Mgmt Rec Instruction 1 Approve Spin-Off and Takeover Agreement Concluded on Mgmt For For September 3, 2009 with T-Mobile Deutschland GmbH DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 25490A101 Special 09-Oct-09 Ticker: DTV CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Approve Voting and Right of First Refusal Mgmt For For 3 Adjourn Meeting Mgmt For For Microsoft Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 594918104 Annual 04-Sep-09 Ticker: MSFT CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173 Vote Proponent Mgmt Rec Instruction 1 Elect Director William H. Gates, III Mgmt For For 2 Elect Director Steven A. Ballmer Mgmt For For 3 Elect Director Dina Dublon Mgmt For For 4 Elect Director Raymond V. Gilmartin Mgmt For For 5 Elect Director Reed Hastings Mgmt For For Page 12 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Elect Director Maria Klawe Mgmt For For 7 Elect Director David F. Marquardt Mgmt For For 8 Elect Director Charles H. Noski Mgmt For For 9 Elect Director Helmut Panke Mgmt For For 10 Ratify Auditors Mgmt For For 11 Permit Right to Call Special Meeting Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 13 Adopt Principles for Health Care Reform SH Against Against 14 Report on Charitable Contributions BHP Billiton Limited (Formerly BHP Ltd.) 26-Nov-09 Meeting Date Ticker: BHP Australia Country SH Q1498M159 Primary Security ID Annual Meeting Type Against Record Date 24-Nov-09 Against CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690 Proponent Mgmt Rec Vote Instruction 1 Accept Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc for the Fiscal Year Ended June 30, 2009 Mgmt For For 2 Elect Carlos Cordeiro as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 3 Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 4 Elect Gail de Planque as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 5 Elect Marius Kloppers as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 6 Elect Don Argus as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 7 Elect Wayne Murdy as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 8 Approve KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For 9 Approve Renewal of General Authority to Issue of Up to 555.97 Million Shares in BHP Billiton Plc in Connection with Its Employee Share and Incentive Schemes Mgmt For For 10 Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc Mgmt For For 11 Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc Mgmt For For 12i Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on April 30, 2010 Mgmt For For 12ii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on June 17, 2010 Mgmt For For 12iii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on Sept. 15, 2010 Mgmt For For 12iv Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on Nov. 11, 2010 Mgmt For For Page 13 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 13 Approve Remuneration Report for the Fiscal Year Ended June 30, 2009 Mgmt For For Mgmt14 Approve Grant of Approximately 55,932 Deferred Shares, 223,739 Options, and 424,612 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and the Long Term Incentive Plan Bally Technologies, Inc Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: BYI 02-Dec-09 USA 05874B107 Annual 13-Oct-09 CUSIP: 05874B107 ISIN: US05874B1070 SEDOL: 2380818 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director David Robbins Mgmt For Withhold 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Volkswagen AG (VW) Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 03-Dec-09 Germany D9452L228 Special 12-Nov-09 CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102 Proponent Mgmt Rec Vote Instruction 1 Approve Creation of EUR 345.6 Million Pool of Capital with Preemptive Rights via Issuance of Preferred Stock Mgmt For Against 2 Amend Articles Re: Grant the Federal State of Lower Saxony the Right to Nominate Two Supervisory Board Members if it Holds at Least 15 Percent of Common Stock Mgmt For Against 3 Amend Articles Re: Require Qualified Majority of 80 Percent of General Meeting Mgmt For Against 4a Elect Hans Michel Piech to the Supervisory Board Mgmt For Against 4b Elect Ferdinand Oliver Porsche to the Supervisory Board Mgmt For Against Mgmt5 Amend Articles Re: Amend Articles Re: Convocation of, Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Vail Resorts, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: MTN 04-Dec-09 USA 91879Q109 Annual 07-Oct-09 CUSIP: 91879Q109 ISIN: US91879Q1094 SEDOL: 2954194 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Roland A. Hernandez Mgmt For For 1.2 Elect Director Thomas D. Hyde Mgmt For For 1.3 Elect Director Jeffrey W. Jones Mgmt For For 1.4 Elect Director Robert A. Katz Mgmt For For Page 14 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.5 Elect Director Richard D. Kincaid Mgmt For For 1.6 Elect Director John T. Redmond Mgmt For For 1.7 Elect Director John F. Sorte Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For 4 Other Business Mgmt For Abstain ModusLink Global Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 09-Dec-09 USA 60786L107 Annual 12-Oct-09 Ticker: MLNK CUSIP: 60786L107 ISIN: US60786L1070 SEDOL: 2203551 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Francis J. Jules Mgmt For For 1.2 Elect Director Joseph C. Lawler Mgmt For For 1.3 Elect Director Michael J. Mardy Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For 3 Ratify Auditors Mgmt For For Arena Resources, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Dec-09 USA 040049108 Annual 23-Oct-09 Ticker: ARD CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lloyd T. Rochford Mgmt For For 1.2 Elect Director Stanley M. McCabe Mgmt For For 1.3 Elect Director Clayton E. Woodrum Mgmt For For 1.4 Elect Director Anthony B. Petrelli Mgmt For For 1.5 Elect Director Carl H. Fiddner Mgmt For For 2 Approve Restricted Stock Plan Mgmt For Against 3 Amend Stock Option Plan Mgmt For Against Starent Networks, Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Dec-09 USA 85528P108 Special 06-Nov-09 Ticker: STAR CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Page 15 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 AutoZone, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: AZO 16-Dec-09 USA 053332102 Annual 19-Oct-09 CUSIP: 053332102 ISIN: US0533321024 SEDOL: 2065955 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director William C. Crowley Mgmt For For 1.2 Elect Director Sue E. Gove Mgmt For For 1.3 Elect Director Earl G. Graves, Jr. Mgmt For For 1.4 Elect Director Robert R. Grusky Mgmt For For 1.5 Elect Director J. R. Hyde, III Mgmt For For 1.6 Elect Director W. Andrew McKenna Mgmt For For 1.7 Elect Director George R. Mrkonic, Jr. Mgmt For For 1.8 Elect Director Luis P. Nieto Mgmt For For 1.9 Elect Director William C. Rhodes, III Mgmt For For 1.10 Elect Director Theodore W. Ullyot Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Westpac Banking Corporation Ticker: WBC 16-Dec-09 Meeting Date Australia Country Mgmt Q97417101 Primary Security ID Annual Meeting Type For Record Date 14-Dec-09 For CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146 Proponent Mgmt Rec Vote Instruction 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 3(a) Elect Edward (Ted) Alfred Evans as a Director Mgmt For For 3(b) Elect Gordon McKellar Cairns as a Director Mgmt For For 3(c) Elect Peter David Wilson as a Director Mgmt For For Mgmt4 Approve the Grant of Shares and Performance Share Rights and/or Performance Options to Gail Patricia Kelly, Managing Director and CEO, Under the Company's CEO Restricted Share Plan and CEO Performance Plan National Australia Bank Limited 17-Dec-09 Meeting Date Australia Country Q6534X101 Primary Security ID Ticker: NAB Annual Meeting Type For Record Date 15-Dec-09 For CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608 Proponent Mgmt Rec Vote Instruction Page 16 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2(a) Approve the Selective Buy-Back of 600 Unpaid Preference Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 Mgmt For For 2(b) Approve the Selective Reduction of Capital on 600 Unpaid Preference Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 Mgmt For For 2(c) Approve the Selective Buy-Back of 1,000 Unpaid Preference Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30, 2009 Mgmt For For 2(d) Approve the Selective Reduction of Capital on 1,000 Unpaid Preference Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30, 2009 Mgmt For For 3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 4 Approve the Grant of Shares Worth a Total of A$3.31 Million to Cameron Clyne, Group Chief Executive Officer, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 5(a) Approve the Grant of Shares Worth a Total of A$1.60 Million to Mark Joiner, Executive Director, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 5(b) Approve the Grant of Shares Worth a Total of A$1.69 Million to Michael Ullmer, Executive Director, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 6(a) Elect Michael Chaney as a Director Mgmt For For 6(b) Elect Paul Rizzo as a Director Mgmt For For 6(c) Elect Michael Ullmer as a Director Mgmt For For 6(d) Elect Mark Joiner as a Director Mgmt For For 6(e) Elect John Waller as a Director Mgmt For For Shareholder Proposal Mgmt None None 6(f) Elect Stephen Mayne as a Director SH Against Against Australia and New Zealand Banking Group Ltd. (formerly Austr Ticker: ANZ 18-Dec-09 Meeting Date Australia Country Q0954P102 Primary Security ID Annual Meeting Type Record Date 16-Dec-09 CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586 Proponent Mgmt Rec Vote Instruction Management Proposals Mgmt None None 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2 Ratify the Past Issuance of 173.61 Million Shares at an Issue Price of A$14.40 Each to Institutions and Sophisticated and Professional Investors Made on June 3, 2009 Mgmt For For 3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 4(a) Elect J.P. Morschel as a Director Mgmt For For Shareholder Proposal Mgmt None None Page 17 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4(b) Elect R.J. Reeves as a Director SH Against Against Management Proposal Mgmt None None 4(c) Elect Lee Hsien Yang as a Director Mgmt For For Watson Wyatt Worldwide Inc Meeting Date Country Primary Security ID Meeting Type Record Date 18-Dec-09 USA 942712100 Special 03-Nov-09 Ticker: WW CUSIP: 942712100 ISIN: US9427121002 SEDOL: 2648259 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Adjourn Meeting Mgmt For For National Bank of Greece SA Meeting Date Country Primary Security ID Meeting Type Record Date 14-Jan-10 Greece X56533114 Special 21-Dec-09 Ticker: N/A CUSIP: X56533114 ISIN: GRS003013000 SEDOL: 4625959 Vote Proponent Mgmt Rec Instruction Meeting for ADR Holders Mgmt Special Meeting Agenda Mgmt 1 Approve Spin-Off Agreement Mgmt For For 2 Approve Accounting Treatment of Spin-Off Mgmt For For 3 Authorize Filing of Required Documents/Other Formalities Mgmt For For 4 Ratify Co-Option of Directors Mgmt For For 5 Elect Directors Mgmt For Against 6 Elect Members of Audit Committee Mgmt For For 7 Approve Related Party Transactions Mgmt For Against 8 Amend Company Articles Mgmt For For 9 Authorize Convertible Debt Issuance Mgmt For For Vestas Wind System AS Meeting Date Country Primary Security ID Meeting Type Record Date 14-Jan-10 Denmark K9773J128 Special 29-Dec-09 Ticker: N/A CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651 Vote Proponent Mgmt Rec Instruction 1 Amend Articles Re: Amend Deadline for Shareholders' Right to Mgmt For For Include Matters on Agenda of Annual General Meeting to Six Weeks 2 Authorize Board or Chairman of Meeting to Make Editorial Mgmt For For Changes to Adopted Resolutions in Connection with Registration Page 18 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Visa Inc. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: V 20-Jan-10 USA 92826C839 Annual 27-Nov-09 CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Robert W. Matschullat Mgmt For For 1.2 Elect Director Cathy E. Minehan Mgmt For For 1.3 Elect Director David J. Pang Mgmt For For 1.4 Elect Director William S. Shanahan Mgmt For For 1.5 Elect Director John A. Swainson Mgmt For For 2 Ratify Auditors 3com Corp. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: COMS 26-Jan-10 USA 885535104 Special 09-Dec-09 CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005 Proponent Mgmt Rec Vote Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Siemens AG Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 26-Jan-10 Germany D69671218 Annual 06-Jan-10 CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973 Proponent Mgmt Rec Vote Instruction Management Proposals Mgmt 1 Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) Mgmt None 2 Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) Mgmt None 3 Approve Allocation of Income and Dividends of EUR 1.60 per Share Mgmt For For 4a Approve Discharge of Management Board Member Peter Loescher for Fiscal 2008/2009 Mgmt For For 4b Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2008/2009 Mgmt For For 4c Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2008/2009 Mgmt For For 4d Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2008/2009 Mgmt For For 4e Approve Discharge of Management Board Member Barbara Kux for Fiscal 2008/2009 Mgmt For For Page 19 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4f Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal 2008/2009 Mgmt For For 4g Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2008/2009 Mgmt For For 4h Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2008/2009 Mgmt For For 4i Approve Discharge of Management Board Member Peter Solmssen for Fiscal 2008/2009 Mgmt For For 5a Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2008/2009 Mgmt For For 5b Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2008/2009 Mgmt For For 5c Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2008/2009 Mgmt For For 5d Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2008/2009 Mgmt For For 5e Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2008/2009 Mgmt For For 5f Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2008/2009 Mgmt For For 5g Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2008/2009 Mgmt For For 5h Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2008/2009 Mgmt For For 5i Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2008/2009 Mgmt For For 5j Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2008/2009 Mgmt For For 5k Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2008/2009 Mgmt For For 5l Approve Discharge of Supervisory Board Member Hans-Juergen Hartung for Fiscal 2008/2009 Mgmt For For 5m Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2008/2009 Mgmt For For 5n Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2008/2009 Mgmt For For 5o Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 Mgmt For For 5p Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2008/2009 Mgmt For For 5q Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2008/2009 Mgmt For For 5r Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2008/2009 Mgmt For For 5s Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2008/2009 Mgmt For For 5t Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2008/2009 Mgmt For For 5u Approve Discharge of Supervisory Board Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 Mgmt For For 5v Approve Discharge of Supervisory Board Member Sibylle Wankel for Fiscal 2008/2009 Mgmt For For Page 20 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Approve Remuneration System for Management Board Members Mgmt For For 7a Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 Mgmt For For 7b Ratify Ernst & Young GmbH as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 Mgmt For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9 Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital when Repurchasing Shares Mgmt For For 10 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 11 Amend Articles Re: Convocation of, Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 12a Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 Mgmt For For 12b Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 Mgmt For For 12c Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 Mgmt For For 12d Approve Settlement Agreement Between Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 Mgmt For For 12e Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 Mgmt For For 12f Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 Mgmt For For 12g Approve Settlement Agreement Between Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 Mgmt For For 12h Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 Mgmt For For 12i Approve Settlement Agreement Between Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 Mgmt For For 13 Approve Settlement Between Siemens AG and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 Mgmt For For Shareholder Proposals Submitted by Verein von Belegschaftsaktionaeren in der Siemens AG e.V. Mgmt 14 Approve Amendments to Remuneration of Supervisory Board SH Against Against 15 Amend Corporate Purpose SH Against Against New Jersey Resources Corp. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: NJR 27-Jan-10 USA 646025106 Annual 01-Dec-09 CUSIP: 646025106 ISIN: US6460251068 SEDOL: 2630513 Proponent Mgmt Rec Vote Instruction Page 21 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Lawrence R. Codey Mgmt For For 1.2 Elect Director Laurence M. Downes Mgmt For For 1.3 Elect Director Robert B. Evans Mgmt For For 1.4 Elect Director Alfred C. Koeppe Mgmt For For 2 Ratify Auditors Mgmt For For Rock-Tenn Company Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jan-10 USA 772739207 Annual 27-Nov-09 Ticker: RKT CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen G. Anderson Mgmt For For 1.2 Elect Director Robert B. Currey Mgmt For For 1.3 Elect Director Lawrence L. Gellerstedt, III Mgmt For For 1.4 Elect Director John W. Spiegel Mgmt For For 1.5 Elect Director J. Powell Brown Mgmt For For 2 Ratify Auditors Mgmt For For Emerson Electric Co. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Feb-10 USA 291011104 Annual 24-Nov-09 Ticker: EMR CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director C. A. H. Boersig Mgmt For For 1.2 Elect Director C. Fernandez G. Mgmt For For 1.3 Elect Director W. J. Galvin Mgmt For For 1.4 Elect Director R. L. Stephenson Mgmt For For 1.5 Elect Director V. R. Loucks, Jr. Mgmt For For 1.6 Elect Director R. L. Ridgway Mgmt For For 2 Amend Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For Imperial Tobacco Group plc Meeting Date Country Primary Security ID Meeting Type Record Date 02-Feb-10 United Kingdom G4721W102 Annual 29-Jan-10 Ticker: N/A CUSIP: G4721W102 ISIN: GB0004544929 SEDOL: 0454492 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For Page 22 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Approve Final Dividend of 52 Pence Per Ordinary Share Mgmt For For 4 Re-elect Dr Ken Burnett as Director Mgmt For For 5 Re-elect Jean-Dominique Comolli as Director Mgmt For For 6 Re-elect Robert Dyrbus as Director Mgmt For For 7 Re-elect Charles Knott as Director Mgmt For For 8 Re-elect Iain Napier as Director Mgmt For For 9 Reappoint PricewaterhouseCoopers LLP as Auditors of the Mgmt For For Company 10 Authorise Board to Fix Remuneration of Auditors Mgmt For For 11 Authorise Company and its Subsidiaries to Make EU Political Mgmt For For Donations to Political Parties, Political Organisations Other Than Political Parties, or Independent Election Candidates up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 12 Authorise Issue of Equity with Pre-emptive Rights Under a Mgmt For For General Authority up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,000,000 After Deducting Any Securities Issued Under the General Authority 13 Subject to the Passing of Resolution 12, Authorise Issue of Mgmt For For Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 14 Authorise 106,794,000 Ordinary Shares for Market Purchase Mgmt For For 15 Approve That a General Meeting of the Company Other Than an Mgmt For For Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice 16 Adopt New Articles of Association Mgmt For For Accenture plc Meeting Date Country Primary Security ID Meeting Type Record Date 04-Feb-10 Ireland G1151C101 Annual 14-Dec-09 Ticker: N/A CUSIP: G1151C101 ISIN: IE00B4BNMY34 SEDOL: B412KX5 Vote Proponent Mgmt Rec Instruction 1.1 Reelect William L. Kimsey as a Director Mgmt For For 1.2 Reelect Robert I. Lipp as a Director Mgmt For For 1.3 Reelect Wulf von Schimmelmann as a Director Mgmt For For 2 Approve KPMG as Auditors and Authorize Board to Fix Their Mgmt For For Remuneration 3 Approve 2010 Share Incentive Plan Mgmt For Against 4 Approve 2010 Employee Share Purchase Plan Mgmt For For 5 Change Location of Annual Meeting Mgmt For For 6 Authorize Open-Market Purchases of Class A Ordinary Shares Mgmt For For 7 Authorize Board to Determine Price Range for the Issuance of Mgmt For For Acquired Treasury Stock Page 23 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Jack In the Box Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Feb-10 USA 466367109 Annual 16-Dec-09 Ticker: JACK CUSIP: 466367109 ISIN: US4663671091 SEDOL: 2344922 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael E. Alpert Mgmt For For 1.2 Elect Director David L. Goebel Mgmt For For 1.3 Elect Director Murray H. Hutchison Mgmt For For 1.4 Elect Director Linda A. Lang Mgmt For For 1.5 Elect Director Michael W. Murphy Mgmt For For 1.6 Elect Director David M. Tehle Mgmt For For 1.7 Elect Director Winifred M. Webb Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For 4 Require Suppliers to Adopt CAK SH Against Against Burlington Northern Santa Fe Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Feb-10 USA 12189T104 Special 18-Dec-09 Ticker: BNI CUSIP: 12189T104 ISIN: US12189T1043 SEDOL: 2154927 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Microsemi Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 17-Feb-10 USA 595137100 Annual 23-Dec-09 Ticker: MSCC CUSIP: 595137100 ISIN: US5951371005 SEDOL: 2588140 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director James J. Peterson Mgmt For For 1.2 Elect Director Dennis R. Leibel Mgmt For For 1.3 Elect Director Thomas R. Anderson Mgmt For For 1.4 Elect Director William E. Bendush Mgmt For For 1.5 Elect Director William L. Healey Mgmt For For 1.6 Elect Director Paul F. Folino Mgmt For For 1.7 Elect Director Matthew E. Massengill Mgmt For For 2 Ratify Auditors Mgmt For For Page 24 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Ruddick Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 18-Feb-10 USA 781258108 Annual 11-Dec-09 Ticker: RDK CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John R. Belk Mgmt For For 1.2 Elect Director John P. Derham Cato Mgmt For For 1.3 Elect Director Thomas W. Dickson Mgmt For For 1.4 Elect Director James E.S. Hynes Mgmt For For 1.5 Elect Director Anna Spangler Nelson Mgmt For For 1.6 Elect Director Bailey W. Patrick Mgmt For For 1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For 1.8 Elect Director Harold C. Stowe Mgmt For For 1.9 Elect Director Isaiah Tidwell Mgmt For For 1.10 Elect Director William C. Warden, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For Bank of America Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Feb-10 USA 060505104 Special 07-Jan-10 Ticker: BAC CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677 Vote Proponent Mgmt Rec Instruction 1 Increase Authorized Common Stock Mgmt For For 2 Adjourn Meeting Mgmt For For Apple Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 037833100 Annual 28-Dec-09 Ticker: AAPL CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William V. Campbell Mgmt For For 1.2 Elect Director Millard S. Drexler Mgmt For For 1.3 Elect Director Albert A. Gore, Jr. Mgmt For For 1.4 Elect Director Steven P. Jobs Mgmt For For 1.5 Elect Director Andrea Jung Mgmt For For 1.6 Elect Director Arthur D. Levinson Mgmt For For 1.7 Elect Director Jerome B. York Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against Page 25 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 5 Ratify Auditors Mgmt For For 6 Prepare Sustainability Report SH Against For 7 Establish Other Board Committee SH Against Against Sirona Dental Systems Inc Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 82966C103 Annual 05-Jan-10 Ticker: SIRO CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Simone Blank Mgmt For Withhold 1.2 Elect Director Timothy D. Sheehan Mgmt For For 1.3 Elect Director Timothy P. Sullivan Mgmt For Withhold 2 Ratify Auditors Mgmt For For Tetra Tech, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 88162G103 Annual 28-Dec-09 Ticker: TTEK CUSIP: 88162G103 ISIN: US88162G1031 SEDOL: 2883890 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Dan L. Batrack Mgmt For For 1.2 Elect Director Hugh M. Grant Mgmt For For 1.3 Elect Director Patrick C. Haden Mgmt For For 1.4 Elect Director J. Christopher Lewis Mgmt For For 1.5 Elect Director Albert E. Smith Mgmt For For 1.6 Elect Director J. Kenneth Thompson Mgmt For For 1.7 Elect Director Richard H. Truly Mgmt For For 2 Ratify Auditors Mgmt For For Piedmont Natural Gas Co., Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-Feb-10 USA 720186105 Annual 28-Dec-09 Ticker: PNY CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jerry W. Amos Mgmt For For 1.2 Elect Director Frankie T. Jones, Sr. Mgmt For For 1.3 Elect Director Vicki McElreath Mgmt For For Page 26 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.4 Elect Director Thomas E. Skains Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For Parametric Technology Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 03-Mar-10 USA 699173209 Annual 04-Jan-10 Ticker: PMTC CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Paul A. Lacy Mgmt For For 1.2 Elect Director Michael E. Porter Mgmt For For 1.3 Elect Director Robert P. Schechter Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For 4 Ratify Auditors Mgmt For For WGL Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Mar-10 USA 92924F106 Annual 04-Jan-10 Ticker: WGL CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael D. Barnes Mgmt For For 1.2 Elect Director George P. Clancy, Jr. Mgmt For For 1.3 Elect Director James W. Dyke, Jr. Mgmt For For 1.4 Elect Director Melvyn J. Estrin Mgmt For For 1.5 Elect Director James F. Lafond Mgmt For For 1.6 Elect Director Debra L. Lee Mgmt For For 1.7 Elect Director Terry D. McCallister Mgmt For For 1.8 Elect Director Karen Hastie Williams Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Non-Employee Director Stock Option Plan Mgmt For Against 4 Provide for Cumulative Voting SH Against Against Concur Technologies, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Mar-10 USA 206708109 Annual 20-Jan-10 Ticker: CNQR CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William W. Canfield Mgmt For For Page 27 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Gordan Eubanks Mgmt For For 2 Ratify Auditors Mgmt For For The Walt Disney Company Meeting Date Country Primary Security ID Meeting Type Record Date 10-Mar-10 USA 254687106 Annual 11-Jan-10 Ticker: DIS CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726 Vote Proponent Mgmt Rec Instruction 1 Elect Director Susan E. Arnold Mgmt For For 2 Elect Director John E. Bryson Mgmt For For 3 Elect Director John S. Chen Mgmt For For 4 Elect Director Judith L. Estrin Mgmt For For 5 Elect Director Robert A. Iger Mgmt For For 6 Elect Director Steven P. Jobs Mgmt For For 7 Elect Director Fred H. Langhammer Mgmt For For 8 Elect Director Aylwin B. Lewis Mgmt For For 9 Elect Director Monica C. Lozano Mgmt For For 10 Elect Director Robert W. Matschullat Mgmt For For 11 Elect Director John E. Pepper, Jr. Mgmt For For 12 Elect Director Sheryl Sandberg Mgmt For For 13 Elect Director Orin C. Smith Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Omnibus Stock Plan Mgmt For Against 16 Reduce Supermajority Vote Requirement Mgmt For For 17 Reduce Supermajority Vote Requirement Mgmt For For 18 Amend Articles of Incorporation to Delete Certain Tracking Stock Mgmt For For Provisions 19 Amend Articles of Incorporation to Delete Classified Board Mgmt For For Transition Provisions 20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 21 Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay SH Against Against Status Banco Bilbao Vizcaya Argentaria, S.A. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Mar-10 Spain E11805103 Annual 23-Feb-10 Ticker: N/A CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906 Vote Proponent Mgmt Rec Instruction Page 28 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Approve Individual and Consolidated Financial Statements and Mgmt For For Statutory Reports; Approve Allocation of Income and Distribution of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve Discharge of Directors 2.1 Re-elect Francisco Gonzales Rodriguez Mgmt For For 2.2 Ratify and Re-elect Angel Cano Fernandez Mgmt For For 2.3 Re-elect Ramon Bustamente y de la Mora Mgmt For For 2.4 Re-elect Ignacio Ferrero Jordi Mgmt For For 3 Authorize Share Repurchase and Subsequent Capital Reduction Mgmt For For via Amortization of Shares 4 Approve Share Incentive Scheme Plan for Management Team, Mgmt For For Executive Directors and Executive Committee 5 Re-elect Auditors for Company and Consolidated Group for Fiscal Mgmt For For Year 2010 6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For Franklin Resources, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Mar-10 USA 354613101 Annual 19-Jan-10 Ticker: BEN CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel H. Armacost Mgmt For For 1.2 Elect Director Charles Crocker Mgmt For For 1.3 Elect Director Joseph R. Hardiman Mgmt For For 1.4 Elect Director Robert D. Joffe Mgmt For For 1.5 Elect Director Charles B. Johnson Mgmt For For 1.6 Elect Director Gregory E. Johnson Mgmt For For 1.7 Elect Director Rupert H. Johnson, Jr. Mgmt For For 1.8 Elect Director Thomas H. Kean Mgmt For For 1.9 Elect Director Chutta Ratnathicam Mgmt For For 1.10 Elect Director Peter M. Sacerdote Mgmt For For 1.11 Elect Director Laura Stein Mgmt For For 1.12 Elect Director Anne M. Tatlock Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For Hewlett-Packard Company Meeting Date Country Primary Security ID Meeting Type Record Date 17-Mar-10 USA 428236103 Annual 19-Jan-10 Ticker: HPQ CUSIP: 428236103 ISIN: US4282361033 SEDOL: 2424006 Vote Proponent Mgmt Rec Instruction Page 29 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Marc L. Andreessen Mgmt For For 1.2 Elect Director Lawrence T. Babbio, Jr. Mgmt For For 1.3 Elect Director Sari M. Baldauf Mgmt For For 1.4 Elect Director Rajiv L. Gupta Mgmt For For 1.5 Elect Director John H. Hammergren Mgmt For For 1.6 Elect Director Mark V. Hurd Mgmt For For 1.7 Elect Director Joel Z. Hyatt Mgmt For For 1.8 Elect Director John R. Joyce Mgmt For For 1.9 Elect Director Robert L. Ryan Mgmt For For 1.10 Elect Director Lucille S. Salhany Mgmt For For 1.11 Elect Director G. Kennedy Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Company Request on Advisory Vote on Executive Compensation Mgmt For For Vestas Wind System AS Meeting Date Country Primary Security ID Meeting Type Record Date 17-Mar-10 Denmark K9773J128 Annual 01-Mar-10 Ticker: N/A CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651 Vote Proponent Mgmt Rec Instruction 1 Receive Report of Board Mgmt 2 Receive and Approve Financial Statements and Statutory Reports Mgmt For None* 3 Approve Allocation of Income and Omission of Dividends Mgmt For None* 4a Reelect Bent Carlsen as Director Mgmt For None* 4b Reelect Torsten Rasmussen as Director Mgmt For None* 4c Reelect Freddy Frandsen as Director Mgmt For None* 4d Reelect Hakan Eriksson as Director Mgmt For None* 4e Reelect Jorgen Rasmussen as Director Mgmt For None* 4f Reelect Jorn Thomsen as Director Mgmt For None* 4g Reelect Kurt Nielsen as Director Mgmt For None* 4h Reelect Ola Rollen as Director Mgmt For None* 5 Ratify PricewaterhouseCoopers as Auditor Mgmt For None* 6.1 Amend Articles Re: Right to Convene an Extraordinary General Mgmt For None* Meeting; Notification and Documents Pertaining to General Meeting; Stipulate Record Date and Availability of Admission Cards; Editorial Changes 6.2 Amend Articles Re: Information Contained in Notice to General Mgmt For None* Meeting; Voting Rights by Proxy and Correspondence; Editorial Changes 6.3 Amend Articles Re: Delete Secondary Company Name Mgmt For None* Page 30 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6.4 Amend Articles Re: Delete Reference to Company Address Mgmt For None* 6.5 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For None* 6.6 Amend Articles Re: Delete Board's Authorization to Cancel Unregistered Shares Mgmt For None* 6.7 Approve Creation of DKK 20.4 Million Pool of Capital without Preemptive Rights Mgmt For None* 6.8 Extend Authorization to Issue 1.8 Million Shares to Employees Until May 1, 2011 Mgmt For None* 6.9 Extend Authorization to Issue Warrants to Key Employees Until May 1, 2011; Extend Authorization to Increase Share Capital by up to DKK 368,000 to Guarantee Conversion Rights; Cancel Authorization to Grant Warrants to Board Members Mgmt For None* 6.10 Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of DKK 5.00 Billion; Approve Creation of Pool of Capital to Guarantee Conversion Rights Mgmt For None* 6.11 Amend Articles Re: Change Location of General Meeting to Central Denmark Region or Capital Region of Denmark Mgmt For None* 6.12 Amend Articles Re: Amend Agenda of General Meeting to Clarify the Number of Auditors Mgmt For None* 6.13 Amend Articles Re: Stipulate that General Meeting may be Held in English; Specify that Documents Pertaining to General Meeting are Available both in Danish and in English Mgmt For None* 6.14 Amend Articles Re: Stipulate that the Corporate Language is English Mgmt For None* 6.15 Authorize Repurchase Up to 10 Percent of Issued Share Capital Mgmt For None* 6.16 Amend Guidelines for Incentive-Based Compensation for Executive Management and Board to Include Warrants Mgmt For None* 6.17 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For None* Adopted Resolutions in Connection with Registration 7 Other Business Mgmt * No POA on file Clarcor, Inc. 23-Mar-10 Meeting Date USA Country 179895107 Primary Security ID Ticker: CLC Annual Meeting Type Record Date 05-Feb-10 CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Messrs. Robert Burgstahler, For For Mgmt1.2 Elect Director Paul Donovan For For Mgmt1.3 Elect Director Norman Johnson For For Mgmt2 Ratify Auditors Novo Nordisk A/S Meeting Date Country Primary Security ID Meeting Type For Record Date For 24-Mar-10 Denmark K7314N152 Ticker: N/A Annual 22-Feb-10 CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524 Page 31 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Proponent Mgmt Rec Vote Instruction 1 Receive Report of Board Mgmt 2 Receive and Approve Financial Statements and Statutory Reports Mgmt For None* 3 Approve Remuneration of Directors Mgmt For None* 4 Approve Allocation of Income and Dividends of DKK 7.5 per Class B Share of DKK 1 and Class A Share of DKK 1 Mgmt For None* 5a Reelect Sten Scheibye as Director Mgmt For None* 5b Reelect Goran Ando as Director Mgmt For None* 5c Reelect Henrik Gurtler as Director Mgmt For None* 5d Reelect Pamela Kirby as Director Mgmt For None* 5e Reelect Kurt Nielsen as Director Mgmt For None* 5f Reelect Hannu Ryopponen as Director Mgmt For None* 5g Reelect Jorgen Wedel as Director Mgmt For None* 6 Ratify PricewaterhouseCoopers as Auditor Mgmt For None* 7.1.1 Amend Articles Re: Notice Period of General Meeting; Deadline for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes Mgmt For None* 7.1.2 Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requirements Mgmt For None* 7.1.3 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For None* 7.1.4 Amend Articles Re: Appointment of Chairman and Vice Chairman Mgmt For None* 7.1.5 Amend Articles Re: Right to Sign for the Company Mgmt For None* 7.1.6 Amend Articles Re: Specify that the Corporate Language is English Mgmt For None* 7.1.7 Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report Mgmt For None* 7.1.8 Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends Mgmt For None* 7.2 Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly Mgmt For None* 7.3 Authorize Repurchase of up to 10 Percent of Share Capital Mgmt For None* 7.4 Amend Guidelines for Incentive-Based Compensation for Executive Management and Board Mgmt For None* Mgmt8 Authorize Chairman of Meeting to Make Editorial Changes to For None* Adopted Resolutions in Connection with Registration Mgmt9 Other Business * No POA on file Koninklijke Philips Electronics Meeting Date Country Primary Security ID Meeting Type Record Date 25-Mar-10 Netherlands N6817P109 Annual 03-Mar-10 Ticker: N/A CUSIP: N6817P109 ISIN: NL0000009538 SEDOL: 5986622 Page 32 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Proponent Mgmt Rec Vote Instruction 1 Annual Meeting President's Speech Mgmt Mgmt 2a Approve 2009 Financial Statements and Statutory Reports Mgmt For For 2b Receive Explanation on Company's Corporate Governance Mgmt Structure 2c Receive Explanation on Company's Reserves and Dividend Policy Mgmt 2d Approve Dividends of EUR 0.70 Per Share Mgmt For For 2e Approve Discharge of Management Board Mgmt For For 2f Approve Discharge of Supervisory Board Mgmt For For 3a Reelect G.H.A. Dutine to Management Board Mgmt For For 3b Reelect R.S. Provoost to Management Board Mgmt For For 3c Reelect A. Ragnetti to Management Board Mgmt For For 3d Reelect S.H. Rusckowski to Management Board Mgmt For For 4a Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For Number of Issued Shares Plus Additional 10 Percent in Case of Takeover/Merger 4b Authorize Board to Exclude Preemptive Rights from Issuance Mgmt For For under Item 4a 5 Authorize Repurchase of Shares Mgmt For For 6 Other Business (Non-Voting) Mgmt Nordea Bank AB (formerly Nordea AB) Meeting Date Country Primary Security ID Meeting Type Record Date 25-Mar-10 Sweden W57996105 Annual 19-Mar-10 Ticker: N/A CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031 Vote Proponent Mgmt Rec Instruction 1 Elect Claes Beyer as Chairman of Meeting Mgmt For For 2 Prepare and Approve List of Shareholders Mgmt For For 3 Approve Agenda of Meeting Mgmt For For 4 Designate Inspector(s) of Minutes of Meeting Mgmt For For 5 Acknowledge Proper Convening of Meeting Mgmt For For 6 Receive Financial Statements and Statutory Reports; Receive Mgmt Auditor's Report; Receive Chairman's Review and CEO's Speech 7 Approve Financial Statements and Statutory Reports Mgmt For For 8 Approve Allocation of Income and Dividends of EUR 0.25 per Share Mgmt For For 9 Approve Discharge of Board and President Mgmt For For 10 Determine Number of Members (10) and Deputy Members (0) of Board Mgmt For For Page 33 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11 Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Meeting Fees; Approve Remuneration of Auditors Mgmt For For 12 Reelect Hans Dalborg, Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Bjorn Saven, and Bjorn Wahlroos as Directors; Elect Sarah Russell and Kari Stadigh as New Directors Mgmt For Against 13 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee Mgmt For For 14 Amend Articles Regarding Convocation of General Meeting Mgmt For For 15a Authorize Repurchase of Issued Shares Mgmt For For 15b Authorize Reissuance of Repurchased Shares Mgmt For For 16 Authorize Repurchase of Issued Shares According to Chapter 7 Section 6 of the Swedish Securities Market Act Mgmt For For 17a Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For Shareholder Proposals Mgmt 17b Proposal From The Swedish State that Executive Management Will Not Be Able to Receive Annual Variable Pay or Participate in Long Term Variable Pay Programs SH Against Against Management Proposals Mgmt 18a Approve 2010 Share Matching Plan Mgmt For For 18b Approve Issuance of up to 5.13 Million Class C-Shares, Approve Repurchase of up to 5.13 Million Class C-Shares, and Approve Conveyance of up to 4.1 Million Class C-Shares Mgmt For For Shareholder Proposals Mgmt SH19 Require Nordea to Refrain From Investing in Forest and Paper Based Industries Which are Involved in Large-Scale Environmental Destruction Iberdrola S.A. Meeting Date Country Primary Security ID Meeting Type None Record Date Against Ticker: N/A 26-Mar-10 Spain E6165F166 Annual 10-Mar-10 CUSIP: E6165F166 ISIN: ES0144580Y14 SEDOL: B288C92 Proponent Mgmt Rec Vote Instruction 1 Accept Individual and Consolidated Financial Statements for the Fiscal Year Ended Dec. 31, 2009 Mgmt For For 2 Accept Management's Report on Company and Consolidated Group Mgmt For For 3 Approve Discharge of Directors for the Year Ended Dec. 31, 2009. Mgmt For For 4 Re-elect Auditor for Company and Consolidated Group for Fiscal Year 2010. Mgmt For For 5 Approve Allocation of Income and Dividends Mgmt For For 6 Approve Increase in Capital up to EUR 1.87 Million via Capitalization of Reserves; Modify Article 5 of Company By-laws Mgmt For For 7.1 Elect Maria Helena Antolin Raybaud as Independent Director Mgmt For For Page 34 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7.2 Elect Santiago Martinez Lage as Independent Director Mgmt For For 7.3 Re-Elect Victor de Urrutia Vallejo as Independent Director Mgmt For Against 7.4 Re-Elect Ricardo Alvarez Isasi as Independent Director Mgmt For Against 7.5 Re-Elect Jose Ignacio Berroeta Echevarria as Independent Mgmt For Against Director 7.6 Re-Elect Juan Luis Arregui Ciarsolo as Independent Director Mgmt For Against 7.7 Re-Elect Jose Ignacio Sanchez Galan as Executive Director Mgmt For Against 7.8 Re-Elect Julio de Miguel Aynat as Independent Director Mgmt For For 7.9 Re-Elect Sebastian Battaner Arias as Independent Director Mgmt For For 7.10 Fix Number of Directors Mgmt For For 8 Authorize Repurchase of Shares; Cancel Authorization to Mgmt For For Repurchase Shares Granted at the AGM Held on March 20, 2009 9 Authorize Board to Issue Within Five Years Bonds,Debentures, Mgmt For For and/or Other Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory Notes up to an Amount of EUR 6 Billion. Void Authorization Granted at the AGM held on March 20, 2009 10 Approve Listing and Delisting of Shares, Debt Securities, Bonds, Mgmt For For Promissory Notes, and Preferred Stock, in Spain and Foreign Secondary Markets; Void Authorization Granted at the AGM held on March 20, 2009 11 Authorize Board to Approve the Creation of Foundation; Void Mgmt For For Authorization Granted at the AGM held on March 20, 2009 12 Modify Articles 11 and 62 of the Corporate By-laws Mgmt For For 13 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For HEICO Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 29-Mar-10 USA 422806109 Annual 22-Jan-10 Ticker: HEI CUSIP: 422806109 ISIN: US4228061093 SEDOL: 2419217 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel L. Higginbottom Mgmt For For 1.2 Elect Director Mark H. Hildebrandt Mgmt For For 1.3 Elect Director Wolfgang Mayrhuber Mgmt For For 1.4 Elect Director Eric A. Mendelson Mgmt For For 1.5 Elect Director Laurans A. Mendelson Mgmt For For 1.6 Elect Director Victor H. Mendelson Mgmt For For 1.7 Elect Director Mitchell I. Quain Mgmt For For 1.8 Elect Director Alan Schriesheim, Ph.D. Mgmt For For 1.9 Elect Director Frank J. Schwitter Mgmt For For 2 Ratify Auditors Mgmt For For Page 35 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Canon Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Mar-10 Japan J05124144 Annual 31-Dec-09 Ticker: 7751 CUSIP: J05124144 ISIN: JP3242800005 SEDOL: 6172323 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, With a Final Dividend of JPY 55 Mgmt For For 2.1 Elect Director Mgmt For For 2.2 Elect Director Mgmt For For 2.3 Elect Director Mgmt For For 2.4 Elect Director Mgmt For For 2.5 Elect Director Mgmt For For 2.6 Elect Director Mgmt For For 2.7 Elect Director Mgmt For For 2.8 Elect Director Mgmt For For 2.9 Elect Director Mgmt For For 2.10 Elect Director Mgmt For For 2.11 Elect Director Mgmt For For 2.12 Elect Director Mgmt For For 2.13 Elect Director Mgmt For For 2.14 Elect Director Mgmt For For 2.15 Elect Director Mgmt For For 2.16 Elect Director Mgmt For For 2.17 Elect Director Mgmt For For 3.1 Appoint Statutory Auditor Mgmt For For 3.2 Appoint Statutory Auditor Mgmt For Against 3.3 Appoint Statutory Auditor Mgmt For Against 4 Approve Retirement Bonus Payment for Directors Mgmt For For 5 Approve Retirement Bonuses and Special Payments in Mgmt For Against Connection with Abolition of Retirement Bonus System for Statutory Auditors 6 Approve Payment of Annual Bonuses to Directors Mgmt For For 7 Approve Stock Option Plan Mgmt For For Schlumberger Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 07-Apr-10 NetherlandsAntille 806857108 Annual 17-Feb-10 Ticker: SLB s CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201 Vote Proponent Mgmt Rec Instruction Page 36 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect P. Camus as Director Mgmt For For 1.2 Elect P. Currie as Director Mgmt For For 1.3 Elect J.S. Gorelick as Director Mgmt For For 1.4 Elect A. Gould as Director Mgmt For For 1.5 Elect T. Isaac as Director Mgmt For For 1.6 Elect K.V. Kamath as Director Mgmt For For 1.7 Elect N. Kudryavtsev as Director Mgmt For For 1.8 Elect A. Lajous as Director Mgmt For For 1.9 Elect M.E. Marks as Director Mgmt For For 1.10 Elect L.R. Reif as Director Mgmt For For 1.11 Elect T.I. Sandvold as Director Mgmt For For 1.12 Elect H. Seydoux as Director Mgmt For For 2 Adopt and Approve Financials and Dividends Mgmt For For 3 Approve 2010 Omnibus Stock Incentive Plan Mgmt For Against 4 Amend Qualified Employee Stock Purchase Plan Mgmt For For 5 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For A. O. Smith Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-Apr-10 USA 831865209 Annual 15-Feb-10 Ticker: AOS CUSIP: 831865209 ISIN: US8318652091 SEDOL: 2816023 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Ronald D. Brown Mgmt For For 1.2 Elect Director William P. Greubel Mgmt For For 1.3 Elect Director Rober J. O'Toole Mgmt For For 1.4 Elect Director Idelle K. Wolf Mgmt For For 2 Ratify Auditors Mgmt For For Ericsson (Telefonaktiebolaget L M Meeting Date Country Primary Security ID Meeting Type Record Date Ericsson) 13-Apr-10 Sweden W26049119 Annual 07-Apr-10 Ticker: N/A CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378 Vote Proponent Mgmt Rec Instruction 1 Elect Michael Treschow as Chairman of Meeting Mgmt For For 2 Prepare and Approve List of Shareholders Mgmt For For 3 Approve Agenda of Meeting Mgmt For For 4 Acknowledge Proper Convening of Meeting Mgmt For For 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For Page 37 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Receive Financial Statements and Statutory Reports; Receive Auditor's Report Mgmt 7 Receive President's Report; Allow Questions Mgmt 8.1 Approve Financial Statements and Statutory Reports Mgmt For For 8.2 Approve Discharge of Board and President Mgmt For For 8.3 Approve Allocation of Income and Dividends of SEK 2.00 per Share; Approve April 16, 2010, as Record Date for Dividend Mgmt For For 9.1 Determine Number of Members (12) and Deputy Members (0) of Board Mgmt For For 9.2 Approve Remuneration of Directors in the Amount of SEK 3.75 Million for Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration of Committee Members Mgmt For For 9.3 Reelect Michael Treschow (Chair), Roxanne Austin, Peter Bonfield, Borje Ekholm, Ulf Johansson, Sverker Martin-Lof, Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and Marcus Wallenberg; Elect Hans Vestberg and Michelangelo Volpi as New Directors Mgmt For Against 9.4 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve the Assignment of the Nomination Committee Mgmt For For 9.5 Approve Omission of Remuneration to Nominating Committee Members Mgmt For For 9.6 Approve Remuneration of Auditors Mgmt For For 10 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For 11.1 Approve 2010 Share Matching Plan for All Employees Mgmt For For 11.2 Authorize Reissuance of 11.3 Million Repurchased Class B Shares for 2010 Share Matching Plan for All Employees Mgmt For For 11.3 Approve Swap Agreement with Third Party as Alternative to Item 11.2 Mgmt For Against 11.4 Approve 2010 Share Matching Plan for Key Contributors Mgmt For For 11.5 Authorize Reissuance of 7.8 Million Repurchased Class B Shares for 2010 Share Matching Plan for Key Contributors Mgmt For For 11.6 Approve Swap Agreement with Third Party as Alternative to Item 11.5 Mgmt For Against 11.7 Approve 2010 Restricted Stock Plan for Executives Mgmt For For 11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2010 Restricted Stock Plan for Executives Mgmt For For 11.9 Approve Swap Agreement with Third Party as Alternative to Item 11.8 Mgmt For Against 12 Authorize Reissuance of up to 7.4 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2006 Long-Term Incentive Plan and 2007, 2008, and 2009 Variable Compensation Plans Mgmt For For Shareholder Proposals Mgmt 13 General Meeting Shall Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting SH None For 14 Close Meeting Mgmt Page 38 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 KPN NV Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: N/A 13-Apr-10 Netherlands N4297B146 Annual 16-Mar-10 CUSIP: N4297B146 ISIN: NL0000009082 SEDOL: 5956078 Proponent Mgmt Rec Vote Instruction Annual Meeting Mgmt 1 Open Meeting Mgmt 2 Receive Report of Management Board (Non-Voting) Mgmt 3 Discussion on Company's Corporate Governance Structure Mgmt 4 Approve Financial Statements Mgmt For For 5 Receive Explanation on Company's Reserves and Dividend Policy Mgmt 6 Approve Dividends of EUR 0.69 Per Share Mgmt For For 7 Approve Discharge of Management Board Mgmt For For 8 Approve Discharge of Supervisory Board Mgmt For For 9 Ratify PricewaterhouseCoopers Acountants N.V. as Auditors Mgmt For For 10 Approve Remuneration Report Containing Remuneration Policy for Management Board Members Mgmt For For 11 Receive Announcement of Intention to Reappoint E. Blok and J.B.P. Coopmans to Management Board Mgmt 12 Announce Vacancies on Supervisory Board Mgmt 13 Receive Announcement Re: Changes in Composition in Supervisory Board Committees Mgmt 14 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For For 15 Approve Reduction in Share Capital by Cancellation of Shares Mgmt For For 16 Other Business and Close Meeting Mgmt Stifel Financial Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 13-Apr-10 USA 860630102 Annual 23-Feb-10 Ticker: SF CUSIP: 860630102 ISIN: US8606301021 SEDOL: 2849234 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John P. Dubinsky Mgmt For For 1.2 Elect Director Robert E. Lefton Mgmt For For 1.3 Elect Director Scott B. McCuaig Mgmt For For 1.4 Elect Director James M. Oates Mgmt For For 1.5 Elect Director Ben A. Plotkin Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For Page 39 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 The Bank of New York Mellon Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-Apr-10 USA 064058100 Annual 12-Feb-10 Ticker: BK CUSIP: 064058100 ISIN: US0640581007 SEDOL: B1Z77F6 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Ruth E. Bruch Mgmt For For 1.2 Elect Director Nicholas M. Donofrio Mgmt For For 1.3 Elect Director Gerald L. Hassell Mgmt For For 1.4 Elect Director Edmund F. Kelly Mgmt For For 1.5 Elect Director Robert P. Kelly Mgmt For For 1.6 Elect Director Richard J. Kogan Mgmt For For 1.7 Elect Director Michael J. Kowalski Mgmt For For 1.8 Elect Director John A. Luke, Jr. Mgmt For For 1.9 Elect Director Robert Mehrabian Mgmt For For 1.10 Elect Director Mark A. Nordenberg Mgmt For For 1.11 Elect Director Catherine A. Rein Mgmt For For 1.12 Elect Director William C. Richardson Mgmt For For 1.13 Elect Director Samuel C. Scott III Mgmt For For 1.14 Elect Director John P. Surma Mgmt For For 1.15 Elect Director Wesley W. von Schack Mgmt For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 3 Ratify Auditors Mgmt For For 4 Provide for Cumulative Voting SH Against Against 5 Stock Retention/Holding Period SH Against Against 6 Submit Severance Agreement (Change-in-Control) to SH Against For Shareholder Vote Daimler AG Meeting Date Country Primary Security ID Meeting Type Record Date 14-Apr-10 Germany D1668R123 Annual 06-Apr-10 Ticker: N/A CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Remuneration System for Management Board Members Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For Page 40 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Authorize Share Repurchase Program and Reissuance or Mgmt For For Cancellation of Repurchased Shares 7 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For Shares 8 Elect Paul Achleitner to the Supervisory Board Mgmt For For 9 Amend Articles Re: New German Legislation (Law on Mgmt For For Transposition of EU Shareholder's Rights Directive) 10 Amend Articles Re: Board-Related Mgmt For For 11 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights United Technologies Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 14-Apr-10 USA 913017109 Annual 16-Feb-10 Ticker: UTX CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Louis R. Chenevert Mgmt For For 1.2 Elect Director John V. Faraci Mgmt For For 1.3 Elect Director Jean-Pierre Garnier, Ph.D. Mgmt For For 1.4 Elect Director Jamie S. Gorelick Mgmt For For 1.5 Elect Director Carlos M. Gutierrez Mgmt For For 1.6 Elect Director Edward A. Kangas Mgmt For For 1.7 Elect Director Charles R. Lee Mgmt For For 1.8 Elect Director Richard D. McCormick Mgmt For For 1.9 Elect Director Harold McGraw, III Mgmt For For 1.10 Elect Director Richard B. Myers Mgmt For For 1.11 Elect Director H. Patrick Swygert Mgmt For For 1.12 Elect Director Andre Villeneuve Mgmt For For 1.13 Elect Director Christine Todd Whitman Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For BP plc Meeting Date Country Primary Security ID Meeting Type Record Date 15-Apr-10 United Kingdom G12793108 Annual 13-Apr-10 Ticker: N/A CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For Page 41 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Elect Paul Anderson as Director Mgmt For For 4 Re-elect Antony Burgmans as Director Mgmt For For 5 Re-elect Cynthia Carroll as Director Mgmt For For 6 Re-elect Sir William Castell as Director Mgmt For For 7 Re-elect Iain Conn as Director Mgmt For For 8 Re-elect George David as Director Mgmt For For 9 Elect Ian Davis as Director Mgmt For For 10 Re-elect Robert Dudley as Director Mgmt For For 11 Re-elect Douglas Flint as Director Mgmt For For 12 Re-elect Dr Byron Grote as Director Mgmt For For 13 Re-elect Dr Tony Hayward as Director Mgmt For For 14 Re-elect Andy Inglis as Director Mgmt For For 15 Re-elect Dr DeAnne Julius as Director Mgmt For For 16 Elect Carl-Henric Svanberg as Director Mgmt For For 17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For Remuneration 18 Adopt New Articles of Association Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 23 Approve Executive Directors' Incentive Plan Mgmt For For 24 Approve Scrip Dividend Mgmt For For Shareholder Proposal Mgmt 25 Approve that the Audit Committee or a Risk Committee of the SH Against Against Board Commissions and Reviews a Report Setting Out the Assumptions Made by the Company in Deciding to Proceed with the Sunrise Project LVMH Moet Hennessy Louis Vuitton Meeting Date Country Primary Security ID Meeting Type Record Date 15-Apr-10 France F58485115 Annual/Special 12-Apr-10 Ticker: N/A CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Auditors' Special Report Regarding Related-Party Mgmt For Against Transactions 4 Approve Allocation of Income and Dividends of EUR 1.60 per Mgmt For For Share Page 42 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt5 AgainstForReelect Bernard Arnault as Director Mgmt6 AgainstForReelect Delphine Arnault as Director Mgmt7 AgainstForReelect Nicholas Clive Worms as Director Mgmt8 AgainstForReelect Patrick Houel as Director Mgmt9 AgainstForReelect Felix G. Rohatyn as Director Mgmt10 ForForReelect Hubert Vedrine as Director Mgmt11 ForForElect Helene Carrere d' Encausse as Director Mgmt12 AgainstForReelect Kilian Hennesy as Censor Mgmt13 ForForReelect Deloitte & Associes as Auditor Mgmt14 ForForRatify Ernst & Young Audit as Auditor Mgmt15 ForForReelect Denis Grison as Alternate Auditor Mgmt16 ForForRatify Auditex as Alternate Auditor Mgmt17 ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital MgmtSpecial Business Mgmt18 ForForApprove Reduction in Share Capital via Cancellation of Repurchased Shares Rio Tinto plc Meeting Date Country Primary Security ID Meeting Type Record Date 15-Apr-10 United Kingdom G75754104 Annual 13-Apr-10 Ticker: N/A CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875 Mgmt Rec Proponent Vote Instruction MgmtResolutions 1 to 9 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate Mgmt1 ForForAccept Financial Statements and Statutory Reports Mgmt2 AgainstForApprove Remuneration Report Mgmt3 ForForElect Robert Brown as Director Mgmt4 ForForElect Ann Godbehere as Director Mgmt5 ForForElect Sam Walsh as Director Mgmt6 ForForRe-elect Guy Elliott as Director Mgmt7 ForForRe-elect Michael Fitzpatrick as Director Mgmt8 ForForRe-elect Lord Kerr of Kinlochard as Director Mgmt9 ForForReappoint PricewaterhouseCoopers LLP as Auditor and Authorise Their Remuneration MgmtResolutions 10 to 13 will be Voted on by Rio Tinto plc Shareholders Only Mgmt10 ForForAuthorise Issue of Equity with Pre-emptive Rights Mgmt11 ForForAuthorise Issue of Equity without Pre-emptive Rights Mgmt12 ForForAuthorise Market Purchase Mgmt13 ForForAuthorise the Company to Call EGM with Two Weeks' Notice Page 43 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Cass Information Systems, Inc. Ticker: CASS 19-Apr-10 Meeting Date USA Country 14808P109 Primary Security ID Annual Meeting Type Record Date 05-Mar-10 CUSIP: 14808P109 ISIN: US14808P1093 SEDOL: 2086558 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Lawrence A. Collett Mgmt For For 1.2 Elect Director Wayne J. Grace Mgmt For For 1.3 Elect Director James J. Lindemann Mgmt For For 1.4 Elect Director Andrew J. Signorelli Mgmt For For 2 Ratify Auditors Moody's Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: MCO 20-Apr-10 USA 615369105 Annual 01-Mar-10 CUSIP: 615369105 ISIN: US6153691059 SEDOL: 2252058 Proponent Mgmt Rec Vote Instruction 1 Elect Director Basil L. Anderson Mgmt For For 2 Elect Director Darrell Duffie, Ph.d. Mgmt For For 3 Elect Director Raymond W. McDaniel, Jr Mgmt For For 4 Amend Omnibus Stock Plan Mgmt For Against 5 Amend Executive Incentive Bonus Plan Mgmt For For 6 Ratify Auditors Mgmt For For 7 Require Independent Board Chairman NewAlliance Bancshares, Inc. 20-Apr-10 Meeting Date Ticker: NAL USA Country SH 650203102 Primary Security ID Annual Meeting Type Against Record Date 08-Mar-10 Against CUSIP: 650203102 ISIN: US6502031023 SEDOL: 2263771 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Carlton L. Highsmith Mgmt For For 1.2 Elect Director Joseph H. Rossi Mgmt For For 1.3 Elect Director Nathaniel D. Woodson Mgmt For For 1.4 Elect Director Joseph A. Zaccagnino Mgmt For For 2 Ratify Auditors Northern Trust Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: NTRS 20-Apr-10 USA 665859104 Annual 01-Mar-10 CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668 Page 44 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Linda Walker Bynoe Mgmt For For 1.2 Elect Director Nicholas D. Chabraja Mgmt For For 1.3 Elect Director Susan Crown Mgmt For For 1.4 Elect Director Dipak C. Jain Mgmt For For 1.5 Elect Director Robert W. Lane Mgmt For For 1.6 Elect Director Robert C. McCormack Mgmt For For 1.7 Elect Director Edward J. Mooney Mgmt For For 1.8 Elect Director John W. Rowe Mgmt For For 1.9 Elect Director David H.B. Smith, Jr. Mgmt For For 1.10 Elect Director William D. Smithburg Mgmt For For 1.11 Elect Director Enrique J. Sosa Mgmt For For 1.12 Elect Director Charles A. Tribbett, III Mgmt For For 1.13 Elect Director Frederick H. Waddell Mgmt For For 2 Ratify Auditors Mgmt For For PACCAR Inc Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 693718108 Annual 23-Feb-10 Ticker: PCAR CUSIP: 693718108 ISIN: US6937181088 SEDOL: 2665861 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alison J. Carnwath Mgmt For For 1.2 Elect Director Robert T. Parry Mgmt For For 1.3 Elect Director John M. Pigott Mgmt For For 1.4 Elect Director Gregory M.E. Spierkel Mgmt For For 2 Reduce Supermajority Vote Requirement SH Against For 3 Require a Majority Vote for the Election of Directors SH Against For 4 Limit Composition of Committee(s) to Independent Directors SH Against Against Prosperity Bancshares, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 743606105 Annual 11-Mar-10 Ticker: PRSP CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Leah Henderson Mgmt For For 1.2 Elect Director Ned S. Holmes Mgmt For For 1.3 Elect Director David Zalman Mgmt For For 1.4 Elect Director Ervan E. Zouzalik Mgmt For For Page 45 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors SH Against For EQT Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 26884L109 Annual 10-Feb-10 Ticker: EQT CUSIP: 26884L109 ISIN: US26884L1098 SEDOL: 2319414 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vicky A. Bailey Mgmt For For 1.2 Elect Director Murry S. Gerber Mgmt For For 1.3 Elect Director George L. Miles, Jr. Mgmt For For 1.4 Elect Director James W. Whalen Mgmt For For 2 Ratify Auditors Mgmt For For 3 Require a Majority Vote for the Election of Directors SH Against For 4 Prepare Sustainability Report SH Against For FirstMerit Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 337915102 Annual 22-Feb-10 Ticker: FMER CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven H. Baer Mgmt For For 1.2 Elect Director Karen S. Belden Mgmt For For 1.3 Elect Director R. Cary Blair Mgmt For For 1.4 Elect Director John C. Blickle Mgmt For For 1.5 Elect Director Robert W. Briggs Mgmt For For 1.6 Elect Director Richard Colella Mgmt For For 1.7 Elect Director Gina D. France Mgmt For For 1.8 Elect Director Paul G. Greig Mgmt For For 1.9 Elect Director Terry L. Haines Mgmt For For 1.10 Elect Director J. Michael Hochschwender Mgmt For For 1.11 Elect Director Clifford J. Isroff Mgmt For For 1.12 Elect Director Philip A. Lloyd II Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Articles of Incorporation Concerning Preferred Stock Mgmt For For 4 Establish Range For Board Size Mgmt For For 5 Reduce Supermajority Vote Requirement Relating to Business Mgmt For For Combinations Page 46 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Reduce Supermajority Vote Requirement Relating to Mgmt For For Amendments 7 Eliminate Provision Stating Directors May Only Be Removed for Mgmt For For Cause The Coca-Cola Company Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 191216100 Annual 22-Feb-10 Ticker: KO CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657 Vote Proponent Mgmt Rec Instruction 1 Elect Director Herbert A. Allen Mgmt For For 2 Elect Director Ronald W. Allen Mgmt For For 3 Elect Director Cathleen P. Black Mgmt For For 4 Elect Director Barry Diller Mgmt For For 5 Elect Director Alexis M. Herman Mgmt For For 6 Elect Director Muhtar Kent Mgmt For For 7 Elect Director Donald R. Keough Mgmt For For 8 Elect Director Maria Elena Lagomasino Mgmt For For 9 Elect Director Donald F. McHenry Mgmt For For 10 Elect Director Sam Nunn Mgmt For For 11 Elect Director James D. Robinson III Mgmt For For 12 Elect Director Peter V. Ueberroth Mgmt For For 13 Elect Director Jacob Wallenberg Mgmt For For 14 Elect Director James B. Williams Mgmt For For 15 Ratify Auditors Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 17 Require Independent Board Chairman SH Against Against 18 Performance-Based Equity Awards SH Against Against 19 Publish Report on Chemical Bisphenol A (BPA) SH Against For Westwood Holdings Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 961765104 Annual 05-Mar-10 Ticker: WHG CUSIP: 961765104 ISIN: US9617651040 SEDOL: 2958293 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Susan M. Byrne Mgmt For For 1.2 Elect Director Brian O. Casey Mgmt For For 1.3 Elect Director Tom C. Davis Mgmt For For 1.4 Elect Director Richard M. Frank Mgmt For For Page 47 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.5 Elect Director Robert D. McTeer Mgmt For For 1.6 Elect Director Jon L. Mosle, Jr. Mgmt For For 1.7 Elect Director Geoffrey R. Norman Mgmt For For 1.8 Elect Director Raymond E. Wooldridge Mgmt For For 2 Ratify Auditors Mgmt For For Anglo American plc Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 United Kingdom G03764134 Annual 20-Apr-10 Ticker: N/A CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Elect Sir Philip Hampton as Director Mgmt For For 3 Elect Ray O'Rourke as Director Mgmt For For 4 Elect Sir John Parker as Director Mgmt For For 5 Elect Jack Thompson as Director Mgmt For For 6 Re-elect Cynthia Carroll as Director Mgmt For For 7 Re-elect Nicky Oppenheimer as Director Mgmt For For 8 Reappoint Deloitte LLP as Auditors Mgmt For For 9 Authorise Board to Fix Remuneration of Auditors Mgmt For For 10 Approve Remuneration Report Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For 14 Amend Articles of Association Mgmt For For 15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For Johnson & Johnson Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 478160104 Annual 23-Feb-10 Ticker: JNJ CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833 Vote Proponent Mgmt Rec Instruction 1 Elect Director Mary Sue Coleman Mgmt For For 2 Elect Director James G. Culien Mgmt For For 3 Elect Director Michael M. E. Johns Mgmt For For 4 Elect Director Susan L. Lindquist Mgmt For For 5 Elect Director Anne M. Mulcahy Mgmt For For 6 Elect Director Lea F. Mullin Mgmt For For Page 48 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Elect Director William D. Perez Mgmt For For 8 Elect Director Charles Prince Mgmt For For 9 Elect Director David Satcher Mgmt For For 10 Elect Director William C. Welcon Mgmt For For 11 Ratify Auditors Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against Kansas City Life Insurance Company Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 484836101 Annual 09-Mar-10 Ticker: KCLI CUSIP: 484836101 ISIN: US4848361014 SEDOL: 2483977 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William R. Blessing Mgmt For For 1.2 Elect Director Richard L. Finn Mgmt For For 1.3 Elect Director Cecil R. Miller Mgmt For For 1.4 Elect Director Bradford T. Nordholm Mgmt For For Lockheed Martin Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 539830109 Annual 01-Mar-10 Ticker: LMT CUSIP: 539830109 ISIN: US5398301094 SEDOL: 2522096 Vote Proponent Mgmt Rec Instruction 1 Elect Director E. C. "Pete" Aldrige, Jr. Mgmt For For 2 Elect Director Nolan D. Archibald Mgmt For For 3 Elect Director David B. Burritt Mgmt For For 4 Elect Director James O. Ellis, Jr. Mgmt For For 5 Elect Director Gwendolyn S. King Mgmt For For 6 Elect Director James M. Loy Mgmt For For 7 Elect Director Douglas H. McCorkindale Mgmt For For 8 Elect Director Joseph W. Ralston Mgmt For For 9 Elect Director James Schneider Mgmt For For 10 Elect Director Anne Stevens Mgmt For For 11 Elect Director Robert J. Stevens Mgmt For For 12 Ratify Auditors Mgmt For For 13 Report on Space-based Weapons Program SH Against Against Page 49 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 NewMarket Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 651587107 Annual 22-Feb-10 Ticker: NEU CUSIP: 651587107 ISIN: US6515871076 SEDOL: B01CGF1 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Phyllis L. Cothran Mgmt For For 1.2 Elect Director Mark M. Gambill Mgmt For For 1.3 Elect Director Bruce C. Gottwald Mgmt For For 1.4 Elect Director Thomas E. Gottwald Mgmt For For 1.5 Elect Director Patrick D. Hanley Mgmt For For 1.6 Elect Director James E. Rogers Mgmt For For 1.7 Elect Director Charles B. Walker Mgmt For For 2 Ratify Auditors Mgmt For For Nicor Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 654086107 Annual 22-Feb-10 Ticker: GAS CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509 Vote Proponent Mgmt Rec Instruction 1.1 Director Robert M. Beavers, Jr. Mgmt For For 1.2 Director Bruce P. Bickner Mgmt For For 1.3 Director John H. Birdsall, III Mgmt For For 1.4 Director Norman R. Bobins Mgmt For For 1.5 Director Brenda J. Gaines Mgmt For For 1.6 Director Raymond A. Jean Mgmt For For 1.7 Director Dennis J. Keller Mgmt For For 1.8 Director R. Eden Martin Mgmt For For 1.9 Director Georgia R. Nelson Mgmt For For 1.10 Director Armando J. Olivera Mgmt For For 1.11 Director John Rau Mgmt For For 1.12 Director John C. Staley Mgmt For For 1.13 Director Russ M. Strobel Mgmt For For 2 Ratify Auditors Mgmt For For Pfizer Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 717081103 Annual 23-Feb-10 Ticker: PFE CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703 Page 50 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Elect Director Dennis A. Ausiello Mgmt For For 2 Elect Director Michael S. Brown Mgmt For For 3 Elect Director M. Anthony Burns Mgmt For For 4 Elect Director Robert N. Burt Mgmt For For 5 Elect Director W. Don Cornwell Mgmt For For 6 Elect Director Frances D. Fergusson Mgmt For For 7 Elect Director William H. Gray III Mgmt For For 8 Elect Director Constance J. Horner Mgmt For For 9 Elect Director James M. Kilts Mgmt For For 10 Elect Director Jeffrey B. Kindler Mgmt For For 11 Elect Director George A. Lorch Mgmt For For 12 Elect Director John P. Mascotte Mgmt For For 13 Elect Director Suzanne Nora Johnson Mgmt For For 14 Elect Director Stephen W. Sanger Mgmt For For 15 Elect Director William C. Steere, Jr. Mgmt For For 16 Ratify Auditors Mgmt For For 17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 18 Provide Right to Call Special Meeting Mgmt For For 19 Prohibit Executive Stock-Based Awards SH Against Against RWE AG Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 Germany D6629K109 Annual 01-Apr-10 Ticker: N/A CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 3.50 per Mgmt For For Share 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For 7 Ratify PricewaterhouseCoopers AG for the Inspection of the 2010 Mgmt For For Mid-Year Report 8a Elect Dieter Zetsche to the Supervisory Board Mgmt For For 8b Elect Frithjof Kuehn to the Supervisory Board Mgmt For For Page 51 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8c Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For 9a Authorize Share Repurchase Program and Reissuance or Mgmt For For Cancellation of Repurchased Shares 9b Authorize Use of Financial Derivatives when Repurchasing Mgmt For For Shares 10a Amend Corporate Purpose Mgmt For For 10b Amend Articles Re: Board-Related Mgmt For For 10c Amend Articles Re: Convocation of, Participation in, Audio/Video Mgmt For For Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Approve Affiliation Agreements with Subsidiary RWE Supply & Mgmt For For Trading GmbH Schneider Electric SA Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 France F86921107 Annual/Special 19-Apr-10 Ticker: N/A CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.05 per Mgmt For For Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Approve Transaction with Emmanuel Babeau Re: Additional Mgmt For For Pension Scheme 6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For 7 Reelect Serge Weinberg as Supervisory Board Member Mgmt For For 8 Reelect Gerard de La Martiniere as Supervisory Board Member Mgmt For For 9 Reelect Noel Forgeard as Supervisory Board Member Mgmt For For 10 Reelect Cathy Kopp as Supervisory Board Member Mgmt For For 11 Reelect James Ross as Supervisory Board Member Mgmt For For 12 Reelect Ernst & Young et Autres as Auditor Mgmt For For 13 Ratify Auditex as Alternate Auditor Mgmt For For 14 Reelect Mazars as Primary Auditor Mgmt For For 15 Ratify Thierry Blanchetier as Alternate Auditor Mgmt For For 16 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt 17 Approve Issuance of Shares without Preemptive Rights up to Mgmt For For EUR 100 Million for a Private Placement Page 52 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Approve Employee Stock Purchase Plan Mgmt For For 19 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For International Subsidiaries 20 Authorize Filing of Required Documents/Other Formalities Mgmt For For Sensient Technologies Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 81725T100 Annual 26-Feb-10 Ticker: SXT CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Hank Brown Mgmt For For 1.2 Elect Director Fergus M. Clydesdale Mgmt For For 1.3 Elect Director James A. D. Croft Mgmt For For 1.4 Elect Director William V. Hickey Mgmt For For 1.5 Elect Director Kenneth P. Manning Mgmt For For 1.6 Elect Director Peter M. Salmon Mgmt For For 1.7 Elect Director Elaine R. Wedral Mgmt For For 1.8 Elect Director Essie Whitelaw Mgmt For For 2 Ratify Auditors Mgmt For For TIBCO Software Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 88632Q103 Annual 25-Feb-10 Ticker: TIBX CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vivek Y. Ranadive Mgmt For For 1.2 Elect Director Nanci E. Caldwell Mgmt For For 1.3 Elect Director Eric C.W. Dunn Mgmt For For 1.4 Elect Director Narendra K. Gupta Mgmt For For 1.5 Elect Director Peter J. Job Mgmt For For 1.6 Elect Director Philip K. Wood Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For UniCredit SpA Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 Italy T95132105 Annual/Special 16-Apr-10 Ticker: N/A CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445 Did not vote due to share blocking Vote Proponent Mgmt Rec Instruction Page 53 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For Elect Internal Statutory Auditors - Vote Only One of the Following Slates Mgmt 3.1 Slate 1 - Submitted by Cassa di Risparmio di Verona, Vicenza, Belluno, and Ancona Mgmt For Do Not Vote 3.2 Slate 2 - Submitted by Institutional Investors through Assogestioni Mgmt For For 4 Approve Internal Auditors' Remuneration Mgmt For For 5 Amend Remuneration of the Supervision Body's Chairman Mgmt For For 6 Approve Remuneration Report Mgmt For Against 7 Approve Group Employee Share Ownership Plan 2010 Mgmt For Against 8 Approve Group Long Term Incentive Plan 2010 Mgmt For Against Special Business Mgmt 1 Approve Creation of EUR 64 Million Pool of Capital without Preemptive Rights Reserved to Stock Purchase Plans Mgmt For Against 2 Approve Creation of EUR 29.5 Million Pool of Capital without Preemptive Rights Reserved to Stock Grant Plans Volkswagen AG (VW) Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date Against Ticker: N/A 22-Apr-10 Germany D94523145 Annual 01-Apr-10 CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102 Proponent Mgmt Rec Vote Instruction Meeting for Common and Preferred Shareholders; Only Common Shareholders Mgmt 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 1.60 per Common Share and EUR 1.66 per Preferred Share Mgmt For For 3a Approve Discharge of Management Board Member Martin Winterkorn for Fiscal 2009 Mgmt For For 3b Approve Discharge of Management Board Member Francisco Sanz for Fiscal 2009 Mgmt For For 3c Approve Discharge of Management Board Member Jochem Heizmann for Fiscal 2009 Mgmt For For 3d Approve Discharge of Management Board Member Horst Neumann for Fiscal 2009 Mgmt For For 3e Approve Discharge of Management Board Member Dieter Poetsch for Fiscal 2009 Mgmt For For 4a Approve Discharge of Supervisory Board Member Ferdinand Piech for Fiscal 2009 Mgmt For For 4b Approve Discharge of Supervisory Board Member Juergen Peters for Fiscal 2009 Mgmt For For 4c Approve Discharge of Supervisory Board Member Joerg Bode for Fiscal 2009 Mgmt For For Page 54 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4d Approve Discharge of Supervisory Board Member Michael Frenzel for Fiscal 2009 Mgmt For For 4e Approve Discharge of Supervisory Board Member Babette Froehlich for Fiscal 2009 Mgmt For For 4f Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2009 Mgmt For For 4g Approve Discharge of Supervisory Board Member Juergen Grossmann for Fiscal 2009 Mgmt For For 4h Approve Discharge of Supervisory Board Member Holger Haerter for Fiscal 2009 Mgmt For For 4i Approve Discharge of Supervisory Board Member Walter Hirche for Fiscal 2009 Mgmt For For 4j Approve Discharge of Supervisory Board Member Peter Jacobs for Fiscal 2009 Mgmt For For 4k Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2009 Mgmt For For 4l Approve Discharge of Supervisory Board Member Peter Mosch for Fiscal 2009 Mgmt For For 4m Approve Discharge of Supervisory Board Member Roland Oetker for Fiscal 2009 Mgmt For For 4n Approve Discharge of Supervisory Board Member Bernd Osterloh for Fiscal 2009 Mgmt For For 4o Approve Discharge of Supervisory Board Member Hans Michael Piech for Fiscal 2009 Mgmt For For 4p Approve Discharge of Supervisory Board Member Ferdinand Porsche for Fiscal 2009 Mgmt For For 4q Approve Discharge of Supervisory Board Member Wolfgang Porsche for Fiscal 2009 Mgmt For For 4r Approve Discharge of Supervisory Board Member Wolfgang Ritmeier for Fiscal 2009 Mgmt For For 4s Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal 2009 Mgmt For For 4t Approve Discharge of Supervisory Board Member Heinrich Soefjer for Fiscal 2009 Mgmt For For 4u Approve Discharge of Supervisory Board Member Juergen Stumpf for Fiscal 2009 Mgmt For For 4v Approve Discharge of Supervisory Board Member Bernd Wehlauer for Fiscal 2009 Mgmt For For 4y Approve Discharge of Supervisory Board Member Wendelin Wiedeking for Fiscal 2009 Mgmt For For 4w Approve Discharge of Supervisory Board Member Christian Wulff for Fiscal 2009 Mgmt For For 5a Elect Joerg Bode to the Supervisory Board Mgmt For Against 5b Elect Hussain Ali Al-Abdulla to the Supervisory Board Mgmt For Against 6 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 7 Approve Remuneration System for Management Board Members Mgmt For Against Page 55 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Approve Affiliation Agreements with Subsidiaries Volkswagen Mgmt For For Osnabrueck GmbH and Volkswagen Sachsen Immobilienverwaltungs GmbH 9 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 Mgmt For For Westamerica Bancorporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 957090103 Annual 22-Feb-10 Ticker: WABC CUSIP: 957090103 ISIN: US9570901036 SEDOL: 2950374 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Etta Allen Mgmt For For 1.2 Elect Director Louis E. Bartolini Mgmt For For 1.3 Elect Director E. Joseph Bowler Mgmt For For 1.4 Elect Director Arthur C. Latno, Jr. Mgmt For For 1.5 Elect Director Patrick D. Lynch Mgmt For For 1.6 Elect Director Catherine Cope MacMillan Mgmt For For 1.7 Elect Director Ronald A. Nelson Mgmt For For 1.8 Elect Director David L. Payne Mgmt For For 1.9 Elect Director Edward B. Sylvester Mgmt For For 2 Ratify Auditors Mgmt For For Abbott Laboratories Meeting Date Country Primary Security ID Meeting Type Record Date 23-Apr-10 USA 002824100 Annual 24-Feb-10 Ticker: ABT CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director R.J. Alpern Mgmt For For 1.2 Elect Director R.S. Austin Mgmt For For 1.3 Elect Director W.M. Daley Mgmt For Withhold 1.4 Elect Director W.J. Farrell Mgmt For Withhold 1.5 Elect Director H.L. Fuller Mgmt For Withhold 1.6 Elect Director W.A. Osborn Mgmt For Withhold 1.7 Elect Director D.A.L. Owen Mgmt For For 1.8 Elect Director R.S. Roberts Mgmt For For 1.9 Elect Director S.C. Scott, III Mgmt For For 1.10 Elect Director W.D. Smithburg Mgmt For Withhold 1.11 Elect Director G.F. Tilton Mgmt For For 1.12 Elect Director M.D. White Mgmt For For 2 Ratify Auditors Mgmt For For Page 56 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against Newmont Mining Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 23-Apr-10 USA 651639106 Annual 22-Feb-10 Ticker: NEM CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607 Vote Proponent Mgmt Rec Instruction 1 Elect Director Glen A. Barton Mgmt For For 2 Elect Director Vincent A. Calarco Mgmt For For 3 Elect Director Joseph A. Carrabba Mgmt For For 4 Elect Director Noreen Doyle Mgmt For For 5 Elect Director Veronica M. Hagen Mgmt For For 6 Elect Director Michael S. Hamson Mgmt For For 7 Elect Director Richard T. O'Brien Mgmt For For 8 Elect Director John B. Prescott Mgmt For For 9 Elect Director Donald C. Roth Mgmt For For 10 Elect Director James V. Taranik Mgmt For For 11 Elect Director Simon Thompson Mgmt For For 12 Ratify Auditors Mgmt For For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 14 Require a Majority Vote for the Election of Directors SH Against For The Progressive Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 23-Apr-10 USA 743315103 Annual 26-Feb-10 Ticker: PGR CUSIP: 743315103 ISIN: US7433151039 SEDOL: 2705024 Vote Proponent Mgmt Rec Instruction 1 Elect Director Stuart B. Burgdoerfer Mgmt For For 2 Elect Director Lawton W. Fitt Mgmt For For 3 Elect Director Peter B. Lewis Mgmt For For 4 Elect Director Patrick H. Nettles, Ph.D Mgmt For For 5 Elect Director Glenn M. Renwick Mgmt For For 6 Approve Omnibus Stock Plan and Performance Criteria Mgmt For Against 7 Ratify Auditors Mgmt For For Assicurazioni Generali Spa Meeting Date Country Primary Security ID Meeting Type Record Date 24-Apr-10 Italy T05040109 Annual 19-Apr-10 Ticker: N/A Page 57 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: T05040109 ISIN: IT0000062072 SEDOL: 4056719 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements, Statutory Reports, and Allocation Mgmt For For of Income Elect Directors - Vote Only One of the Following Slates Mgmt 2.1 Slate 1 - Submitted by Mediobanca Mgmt None Against 2.2 Slate 2 - Submitted by Institutional Investors (Assogestioni) Mgmt None For 3 Approve Remuneration of Directors Mgmt For For 4 Approve Director and Internal Auditors Liability Provisions Mgmt For For 5 Approve Incentive Plan and Authorize Share Repurchase Mgmt For Against Program Regal Beloit Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-Apr-10 USA 758750103 Annual 04-Mar-10 Ticker: RBC CUSIP: 758750103 ISIN: US7587501039 SEDOL: 2730082 Vote Proponent Mgmt Rec Instruction 1 Elect Director Christopher L. Doerr Mgmt For For 2 Elect Director Mark J. Gliebe Mgmt For For 3 Elect Director Curtis W. Stoelting Mgmt For For 4 Ratify Auditors Mgmt For For Seaboard Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-Apr-10 USA 811543107 Annual 01-Mar-10 Ticker: SEB CUSIP: 811543107 ISIN: US8115431079 SEDOL: 2786687 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven J. Bresky Mgmt For Withhold 1.2 Elect Director David A. Adamsen Mgmt For Withhold 1.3 Elect Director Douglas W. Baena Mgmt For Withhold 1.4 Elect Director Joseph E. Rodrigues Mgmt For Withhold 1.5 Elect Director Edward I. Shifman, Jr. Mgmt For Withhold 2 Ratify Auditors Mgmt For For Anheuser-Busch InBev Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 Belgium B6399C107 Annual/Special 09-Apr-10 Ticker: N/A CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317 Page 58 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Proponent Mgmt Rec Vote Instruction Annual and Special Meetings Special Business Mgmt Mgmt 1 2 3a 3b 3c Amend Articles Re: Terms of Board Mandates Amend Articles Re: Shareholder Rights Directive Receive Special Board Report Receive Special Auditor Report Exclude Preemptive Rights for Issuance under Item 3d Mgmt Mgmt Mgmt Mgmt Mgmt For For For For For Against 3d Approve Issuance of Stock Options for Board Members Mgmt For Against 3e Amend Articles to Reflect Changes in Capital Mgmt For Against 3f Authorize Implementation of Approved Resolutions and FiRequired Documents/Formalities at Trade Registry Mgmtling of For Against Ordinary Business Mgmt 1 Receive Directors' Report (Non-Voting) Mgmt 2 Receive Directors' Report (Non-Voting) Mgmt 3 Receive Consolidated Financial Statements and Statutory (Non-Voting) MgmtReports 4 Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share Mgmt For For 5 Approve Discharge of Directors Mgmt For For 6 Approve Discharge of Auditors Mgmt For For 7a Reelect Alexandre Van Damme as Director Mgmt For Against 7b Reelect Gregoire de Spoelberch as Director Mgmt For Against 7c Reelect Carlos Alberto da Veiga Sicupira as Director Mgmt For Against 7d Reelect Jorge Paulo Lemann as Director Mgmt For Against 7e Reelect Roberto Moses Thompson Motta as Director Mgmt For Against 7f Reelect Marcel Herrman Telles as Director Mgmt For Against 7g Reelect Jean-Luc Dehaene as Independent Director Mgmt For For 7h Reelect Mark Winkelman as Independent Director Mgmt For For 8 Approve PwC as Statutory Auditor and Approve Auditor's Remuneration Mgmt For For 9a Approve Remuneration Report Mgmt For Against 9b Approve Stock Option Grants and Share Grants Mgmt For Against 10a Approve Change-of-Control Provision Re: Updated EMTN Program Mgmt For For 10b Approve Change-of-Control Provision Re: US Dollar Notes Mgmt For For 10c Approve Change-of-Control Provision Re: Senior Facilities Agreement Mgmt For For 10d Approve Change-of-Control Provision Re: Term Facilities Agreement Mgmt For For Powers Mgmt Page 59 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Authorize Implementation of Approved Resolutions and Filing of Mgmt For For Required Documents/Formalities at Trade Registry BB&T Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 054937107 Annual 24-Feb-10 Ticker: BBT CUSIP: 054937107 ISIN: US0549371070 SEDOL: 2830904 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John A. Allison IV Mgmt For For 1.2 Elect Director Jennifer S. Banner Mgmt For For 1.3 Elect Director K. David Boyer, Jr. Mgmt For For 1.4 Elect Director Anna R. Cablik Mgmt For For 1.5 Elect Director Ronald E. Deal Mgmt For For 1.6 Elect Director Barry J. Fitzpatrick Mgmt For For 1.7 Elect Director Littleton Glover, Jr. Mgmt For For 1.8 Elect Director L. Vincent Hackley PhD Mgmt For For 1.9 Elect Director Jane P. Helm Mgmt For For 1.10 Elect Director John P. Howe III, MD Mgmt For For 1.11 Elect Director Kelly S. King Mgmt For For 1.12 Elect Director James H. Maynard Mgmt For For 1.13 Elect Director Albert O. McCauley Mgmt For For 1.14 Elect Director J. Holmes Morrison Mgmt For For 1.15 Elect Director Nido R. Qubein Mgmt For For 1.16 Elect Director Thomas E. Skains Mgmt For For 1.17 Elect Director Thomas N. Thompson Mgmt For For 1.18 Elect Director Stephen T. Williams Mgmt For For 2 Increase Authorized Common Stock Mgmt For For 3 Ratify Auditors Mgmt For For 4 Report on Political Contributions SH Against Against 5 Require Independent Board Chairman SH Against Against 6 Report on Overdraft Policies and Practices, and Impacts to SH Against Against Borrowers Exelon Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 30161N101 Annual 01-Mar-10 Ticker: EXC CUSIP: 30161N101 ISIN: US30161N1019 SEDOL: 2670519 Vote Proponent Mgmt Rec Instruction 1 Elect Director John A. Canning, Jr. Mgmt For For Page 60 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director M. Walter D'Alessio Mgmt For For 3 Elect Director Nicholas DeBenedictis Mgmt For For 4 Elect Director Bruce DeMars Mgmt For For 5 Elect Director Nelson A. Diaz Mgmt For For 6 Elect Director Sue L. Gin Mgmt For For 7 Elect Director Rosemarie B. Greco Mgmt For For 8 Elect Director Paul L. Joskow Mgmt For For 9 Elect Director Richard W. Mies Mgmt For For 10 Elect Director John M. Palms Mgmt For For 11 Elect Director William C. Richardson Mgmt For For 12 Elect Director Thomas J. Ridge Mgmt For For 13 Elect Director John W. Rogers, Jr. Mgmt For For 14 Elect Director John W. Rowe Mgmt For For 15 Elect Director Stephen D. Steinour Mgmt For For 16 Elect Director Don Thompson Mgmt For For 17 Approve Omnibus Stock Plan Mgmt For Against 18 Ratify Auditors Mgmt For For First Financial Bankshares, Inc. (TX) Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 32020R109 Annual 01-Mar-10 Ticker: FFIN CUSIP: 32020R109 ISIN: US32020R1095 SEDOL: 2266026 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven L. Beal Mgmt For For 1.2 Elect Director Tucker S. Bridwell Mgmt For For 1.3 Elect Director Joseph E. Canon Mgmt For For 1.4 Elect Director David Copeland Mgmt For For 1.5 Elect Director F. Scott Dueser Mgmt For For 1.6 Elect Director Murray Edwards Mgmt For For 1.7 Elect Director Ron Giddiens Mgmt For For 1.8 Elect Director Derrell E. Johnson Mgmt For For 1.9 Elect Director Kade L. Matthews Mgmt For For 1.10 Elect Director Dian Graves Stai Mgmt For For 1.11 Elect Director Johnny E. Trotter Mgmt For For 2 Ratify Auditors Mgmt For For International Business Machines Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 459200101 Annual 26-Feb-10 Ticker: IBM Page 61 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973 Vote Proponent Mgmt Rec Instruction 1 Elect Director A. J. P. Belda Mgmt For For 2 Elect Director C. Black Mgmt For For 3 Elect Director W. R. Brody Mgmt For For 4 Elect Director K. I. Chenault Mgmt For For 5 Elect Director M. L. Eskew Mgmt For For 6 Elect Director S. A. Jackson Mgmt For For 7 Elect Director A. N. Liveris Mgmt For For 8 Elect Director W. J. McNerney, Jr. Mgmt For For 9 Elect Director T. Nishimuro Mgmt For For 10 Elect Director J. W. Owens Mgmt For For 11 Elect Director S. J. Palmisano Mgmt For For 12 Elect Director J. E. Spero Mgmt For For 13 Elect Director S. Taurel Mgmt For For 14 Elect Director L. H. Zambrano Mgmt For For 15 Ratify Auditors Mgmt For For 16 Adopt Policy on Bonus Banking SH Against Against 17 Provide for Cumulative Voting SH Against Against 18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 19 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Praxair, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 74005P104 Annual 01-Mar-10 Ticker: PX CUSIP: 74005P104 ISIN: US74005P1049 SEDOL: 2699291 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen F. Angel Mgmt For For 1.2 Elect Director Nance K. Dicciani Mgmt For For 1.3 Elect Director Edward G. Galante Mgmt For For 1.4 Elect Director Claire W. Gargalli Mgmt For For 1.5 Elect Director Ira D. Hall Mgmt For For 1.6 Elect Director Raymond W. LeBoeuf Mgmt For For 1.7 Elect Director Larry D. Mcvay Mgmt For For 1.8 Elect Director Wayne T. Smith Mgmt For For 1.9 Elect Director Robert L. Wood Mgmt For For 2 Ratify Auditors Mgmt For For Page 62 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Rollins, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 775711104 Annual 01-Mar-10 Ticker: ROL CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Bill J. Dismuke Mgmt For For 1.2 Elect Director Thomas J. Lawley Mgmt For For 1.3 Elect Director Wilton Looney Mgmt For For 2 Ratify Auditors Mgmt For For SCBT Financial Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 78401V102 Annual 05-Mar-10 Ticker: SCBT CUSIP: 78401V102 ISIN: US78401V1026 SEDOL: 2388737 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert R. Horger Mgmt For For 1.2 Elect Director Jimmy E. Addison Mgmt For For 1.3 Elect Director Harry M. Mims, Jr. Mgmt For For 1.4 Elect Director James W. Roquemore Mgmt For For 1.5 Elect Director John W. Williamson, III Mgmt For For 1.6 Elect Director Herbert G. Gray Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors SH Against For UMB Financial Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 902788108 Annual 01-Mar-10 Ticker: UMBF CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David R. Bradley, Jr. Mgmt For For 1.2 Elect Director Peter J. DeSilva Mgmt For For 1.3 Elect Director Terrence P. Dunn Mgmt For For 1.4 Elect Director Alexander C. Kemper Mgmt For For 1.5 Elect Director Kris A. Robbins Mgmt For For 1.6 Elect Director Nancy K. Buese Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors SH Against For Page 63 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Wells Fargo & Company Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 949746101 Annual 26-Feb-10 Ticker: WFC CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100 Vote Proponent Mgmt Rec Instruction 1 Election Director John D. Baker II Mgmt For For 2 Election Director John S. Chen Mgmt For For 3 Election Director Lloyd H. Dean Mgmt For For 4 Election Director Susan E. Engel Mgmt For For 5 Election Director Enrique Hernandez, Jr. Mgmt For For 6 Election Director Donald M. James Mgmt For For 7 Election Director Richard D. McCormick Mgmt For For 8 Election Director Mackey J. McDonald Mgmt For For 9 Election Director Cynthia H. Milligan Mgmt For For 10 Elect Director Nicholas G. Moore Mgmt For For 11 Elect Director Philip J. Quigley Mgmt For For 12 Elect Director Judith M. Runstad Mgmt For For 13 Elect Director Stephen W. Sanger Mgmt For For 14 Elect Director Robert K. Steel Mgmt For For 15 Elect Director John G. Stumpf Mgmt For Against 16 Elect Director an G. Swenson Mgmt For For 17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 18 Increase Authorized Common Stock Mgmt For For 19 Ratify Auditors Mgmt For For 20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 21 Require Independent Board Chairman SH Against For 22 Report on Charitable Contributions SH Against Against 23 Report on Political Contributions SH Against Against Bank of America Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 060505104 Annual 03-Mar-10 Ticker: BAC CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677 Vote Proponent Mgmt Rec Instruction 1 Elect Director Susan S. Bies Mgmt For For 2 Elect Director William P. Boardman Mgmt For For Page 64 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Elect Director Frank P. Bramble, Sr. Mgmt For For 4 Elect Director Virgis W. Colbert Mgmt For For 5 Elect Director Charles K. Gifford Mgmt For For 6 Elect Director Charles O. Holliday, Jr. Mgmt For For 7 Elect Director D. Paul Jones, Jr. Mgmt For For 8 Elect Director Monica C. Lozano Mgmt For For 9 Elect Director Thomas J. May Mgmt For For 10 Elect Director Brian T. Moynihan Mgmt For For 11 Elect Director Donald E. Powell Mgmt For For 12 Elect Director Charles O. Rossotti Mgmt For For 13 Elect Director Robert W. Scully Mgmt For For 14 Ratify Auditors Mgmt For For 15 Increase Authorized Common Stock Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 17 Amend Omnibus Stock Plan Mgmt For Against 18 Report on Government Service of Employees SH Against Against 19 TARP Related Compensation SH Against Against 20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 21 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 22 Adopt Policy on Succession Planning SH Against Against 23 Report on Collateral in Derivatives Trading SH Against Against 24 Claw-back of Payments under Restatements SH Against Against British American Tobacco plc Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 United Kingdom G1510J102 Annual 26-Apr-10 Ticker: N/A CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 5 Authorise Board to Fix Remuneration of Auditors Mgmt For For 6a Re-elect Ana Llopis as Director Mgmt For For 6b Re-elect Christine Morin-Postel as Director Mgmt For For 6c Re-elect Anthony Ruys as Director Mgmt For For 7 Elect Richard Burrows as Director Mgmt For For Page 65 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 10 Authorise Market Purchase Mgmt For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 12 Adopt New Articles of Association Mgmt For For 13 Amend Articles of Association Mgmt For For E. I. du Pont de Nemours and Company Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 263534109 Annual 03-Mar-10 Ticker: DD CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175 Vote Proponent Mgmt Rec Instruction 1 Elect Director Samuel W. Bodman Mgmt For For 2 Elect Director Richard H. Brown Mgmt For For 3 Elect Director Robert A. Brown Mgmt For For 4 Elect Director Bertrand P. Collomb Mgmt For For 5 Elect Director Curtis J. Crawford Mgmt For For 6 Elect Director Alexander M. Cutler Mgmt For For 7 Elect Director John T. Dillon Mgmt For For 8 Elect Director Eleuthere I. Du Pont Mgmt For For 9 Elect Director Marillyn A. Hewson Mgmt For For 10 Elect Director Lois D. Juliber Mgmt For For 11 Elect Director Ellen J. Kullman Mgmt For For 12 Elect Director William K. Reilly Mgmt For For 13 Ratify Auditors Mgmt For For 14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 15 Amend Human Rights Policy to Address Seed Saving SH Against Against Eaton Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 278058102 Annual 01-Mar-10 Ticker: ETN CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883 Vote Proponent Mgmt Rec Instruction 1 Elect Director Todd M. Bluedorn Mgmt For For 2 Elect Director Christopher M. Connor Mgmt For For 3 Elect Director Michael J. Critelli Mgmt For For 4 Elect Director Charles E. Golden Mgmt For For 5 Elect Director Ernie Green Mgmt For For Page 66 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Ratify Auditors Mgmt For For eResearch Technology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 29481V108 Annual 03-Mar-10 Ticker: ERES CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Sheldon M. Bonovitz Mgmt For For 1.2 Elect Director Gerald A. Faich, MD, MPH Mgmt For For 1.3 Elect Director Elam M. Hitchner Mgmt For For 2 Ratify Auditors Mgmt For For General Electric Company Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 369604103 Annual 01-Mar-10 Ticker: GE CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498 Vote Proponent Mgmt Rec Instruction 1 Elect Director W. Geoffrey Beattie Mgmt For For 2 Elect Director James I. Cash, Jr. Mgmt For For 3 Elect Director William M. Castell Mgmt For For 4 Elect Director Ann M. Fudge Mgmt For For 5 Elect Director Susan Hockfield Mgmt For For 6 Elect Director Jeffrey R. Immelt Mgmt For For 7 Elect Director Andrea Jung Mgmt For For 8 Elect Director Alan G. (A.G.) Lafley Mgmt For For 9 Elect Director Robert W. Lane Mgmt For For 10 Elect Director Ralph S. Larsen Mgmt For For 11 Elect Director Rochelle B. Lazarus Mgmt For For 12 Elect Director James J. Mulva Mgmt For For 13 Elect Director Sam Nunn Mgmt For For 14 Elect Director Roger S. Penske Mgmt For For 15 Elect Director Robert J. Swieringa Mgmt For For 16 Elect Director Douglas A. Warner III Mgmt For For 17 Ratify Auditors Mgmt For For 18 Provide for Cumulative Voting SH Against Against 19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 20 Require Independent Board Chairman SH Against Against 21 Report on Pay Disparity SH Against Against Page 67 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 22 Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees SH Against Against 23 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Muenchener Rueckversicherungs-Gesells chaft AG Ticker: N/A 28-Apr-10 Meeting Date Germany Country D55535104 Primary Security ID Annual Meeting Type Record Date 12-Apr-10 CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121 Proponent Mgmt Rec Vote Instruction 1a Receive Supervisory Board, Corporate Governance, and Remuneration Report for Fiscal 2009 (Non-Voting) Mgmt 1b Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 5.75 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Elect Benita Ferrero-Waldner to the Supervisory Board Mgmt For For 7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 10 Amend Articles Re: Registration for and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 11 Amend Articles Re: Electronic Distribution of Company Communications due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Rackspace Hosting, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: RAX 28-Apr-10 USA 750086100 Annual 19-Mar-10 CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director A. Lanham Napier Mgmt For For 1.2 Elect Director George J. Still Jr. Mgmt For For 2 Ratify Auditors Mgmt For For Page 68 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 AstraZeneca plc Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 United Kingdom G0593M107 Annual 27-Apr-10 Ticker: N/A CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For Second Interim Dividend 3 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For 4 Authorise Board to Fix Remuneration of Auditors Mgmt For For 5(a) Re-elect Louis Schweitzer as Director Mgmt For For 5(b) Re-elect David Brennan as Director Mgmt For For 5(c) Re-elect Simon Lowth as Director Mgmt For For 5(d) Re-elect Jean-Philippe Courtois as Director Mgmt For For 5(e) Re-elect Jane Henney as Director Mgmt For For 5(f) Re-elect Michele Hooper as Director Mgmt For For 5(g) Re-elect Rudy Markham as Director Mgmt For For 5(h) Re-elect Dame Nancy Rothwell as Director Mgmt For For 5(i) Re-elect John Varley as Director Mgmt For For 5(j) Re-elect Marcus Wallenberg as Director Mgmt For For 6 Approve Remuneration Report Mgmt For For 7 Authorise EU Political Donations and Expenditure Mgmt For For 8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 10 Authorise Market Purchase Mgmt For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 12 Adopt New Articles of Association Mgmt For For 13 Approve the Investment Plan Mgmt For For Axa Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 France F06106102 Annual/Special 26-Apr-10 Ticker: N/A CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For Page 69 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Approve Allocation of Income and Dividends of EUR 0.55 per Mgmt For For Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Approve Pension Scheme Agreement for Henri de Castries, Denis Mgmt For For Duverne, and Francois Pierson 6 Approve Severance Payment Agreement for Henri de Castries Mgmt For Against 7 Approve Severance Payment Agreement for Denis Duverne Mgmt For For 8 Reelect Norbert Dentressangle as Supervisory Board Member Mgmt For For 9 Reelect Mazars as Auditor Mgmt For For 10 Ratify Jean-Brice de Turkheim as Alternate Auditor Mgmt For For 11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For Against Capital Special Business Mgmt 12 Approve Employee Stock Purchase Plan Mgmt For For 13 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For International Subsidiaries 14 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 15 Adopt One-Tiered Board Structure, Amend Bylaws Accordingly Mgmt For Against and Acknowledge Transfer of All Outstanding Authorizations 16 Amend Articles 7, 8, and 10 of Bylaws Re: Share Ownership Mgmt For For Disclosure Thresholds, Form of Shares, Director Shareholding Requirements Ordinary Business Mgmt 17 Elect Henri de Castries as Director Mgmt For Against 18 Elect Denis Duverne as Director Mgmt For For 19 Elect Jacques de Chateauvieux as Director Mgmt For For 20 Elect Norbert Dentressangle as Director Mgmt For For 21 Elect Jean-Martin Folz as Director Mgmt For For 22 Elect Anthony Hamilton as Director Mgmt For For 23 Elect Francois Martineau as Director Mgmt For For 24 Elect Giuseppe Mussari as Director Mgmt For For 25 Elect Ramon de Oliveira as Director Mgmt For For 26 Elect Michel Pebereau as Director Mgmt For For 27 Elect Dominique Reiniche as Director Mgmt For For 28 Elect Ezra Suleiman as Director Mgmt For For 29 Elect Isabelle Kocher as Director Mgmt For For 30 Elect Suet-Fern Lee as Director Mgmt For For 31 Elect Wendy Cooper as Representative of Employee Mgmt For For Shareholders to the Board 32 Elect John Coultrap as Representative of Employee Shareholders Mgmt Against Against to the Board Page 70 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 33 Elect Paul Geiersbach as Representative of Employee Shareholders to the Board Mgmt Against Against 34 Elect Sebastien Herzog as Representative of Employee Shareholders to the Board Mgmt Against Against 35 Elect Rodney Koch as Representative of Employee Shareholders to the Board Mgmt Against Against 36 Elect Jason Steinberg as Representative of Employee Shareholders to the Board Mgmt Against Against 37 Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million Mgmt For For 38 Authorize Filing of Required Documents/Other Formalities BASF SE (formerly BASF AG) Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 29-Apr-10 Germany D06216101 Annual 08-Apr-10 CUSIP: D06216101 ISIN: DE0005151005 SEDOL: 5086577 Proponent Mgmt Rec Vote Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 1.70 per Share Mgmt For For 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 6 Approve Conversion of Bearer Shares into Registered Shares Mgmt For For 7 Amend Articles Re: Electronic Distribution of Company Communications Mgmt For For 8 Approve Remuneration System for Management Board Members Mgmt For For 9a Amend Articles Re: Calculation of Deadlines for General Meeting Mgmt For For 9b Amend Articles Re: Proxy Voting at General Meeting Mgmt For For Mgmt9c Amend Articles Re: Video and Audio Transmission of General Meeting Boston Private Financial Holdings, Inc. 29-Apr-10 Meeting Date USA Country 101119105 Primary Security ID Ticker: BPFH Annual Meeting Type For Record Date 03-Mar-10 For CUSIP: 101119105 ISIN: US1011191053 SEDOL: 2081133 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Eugene S. Colangelo Mgmt For For 1.2 Elect Director Allen L. Sinai Mgmt For For 1.3 Elect Director Stephen M. Waters Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For Page 71 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt3 ForForAdvisory Vote to Ratify Named Executive Officers' Compensation Capital One Financial Corporation 29-Apr-10 Meeting Date USA Country 14040H105 Primary Security ID Annual Meeting Type Record Date 01-Mar-10 Ticker: COF CUSIP: 14040H105 ISIN: US14040H1059 SEDOL: 2654461 Mgmt Rec Proponent Vote Instruction Mgmt1 ForForElect Director W. Ronald Dietz Mgmt2 ForForElect Director Lewis Hay, III Mgmt3 ForForElect Director Mayo A. Shattuck III Mgmt4 ForForRatify Auditors Mgmt5 ForForAdvisory Vote to Ratify Named Executive Officers' Compensation SH6 AgainstAgainstStock Retention/Holding Period SH7 ForAgainstDeclassify the Board of Directors Corning Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 219350105 Annual 25-Feb-10 Ticker: GLW CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701 Mgmt Rec Proponent Vote Instruction Mgmt1.1 Withhold ForElect Director Robert F. Cummings, Jr. Mgmt1.2 ForForElect Director Carlos M. Gutierrez Mgmt1.3 Withhold ForElect Director William D. Smithburg Mgmt1.4 Withhold ForElect Director Hansel E. Tookes, II Mgmt1.5 Withhold ForElect Director Wendell P. Weeks Mgmt2 ForForRatify Auditors Mgmt3 ForForApprove Executive Incentive Bonus Plan Mgmt4 AgainstForApprove Non-Employee Director Omnibus Stock Plan Mgmt5 ForForDeclassify the Board of Directors SH6 ForAgainstReduce Supermajority Vote Requirement EMC Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 268648102 Annual 23-Feb-10 Ticker: EMC CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172 Mgmt Rec Proponent Vote Instruction Mgmt1 ForForElect Director Michael W. Brown Mgmt2 ForForElect Director Randolph L. Cowen Page 72 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Elect Director Michael J. Cronin Mgmt For For 4 Elect Director Gail Deegan Mgmt For For 5 Elect Director James S. DiStasio Mgmt For For 6 Elect Director John R. Egan Mgmt For For 7 Elect Director Edmund F. Kelly Mgmt For For 8 Elect Director Windle B. Priem Mgmt For For 9 Elect Director Paul Sagan Mgmt For For 10 Elect Director David N. Strohm Mgmt For For 11 Elect Director Joseph M. Tucci Mgmt For For 12 Ratify Auditors Mgmt For For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For ENEL SpA Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Italy T3679P115 Annual/Special 09-Apr-10 Ticker: N/A CUSIP: T3679P115 ISIN: IT0003128367 SEDOL: 7144569 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For Appoint Internal Statutory Auditors - Vote Only on One of the Mgmt Against Following Slates 3.1 Slate Submitted by the Italian Treasury Mgmt None Against 3.2 Slate Submitted by Institutional Investors Mgmt None For 4 Approve Internal Auditors' Remuneration Mgmt For For 5 Amend Rules of General Meetings Mgmt For For Extraordinary Business Mgmt 1 Amend Articles Mgmt For For Eni Spa Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Italy T3643A145 Annual/Special 07-Apr-10 Ticker: N/A CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For Page 73 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For For Extraordinary Business Mgmt 1 Amend Company Bylaws H & M Hennes & Mauritz Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 29-Apr-10 Sweden W41422101 Annual 23-Apr-10 CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431 Proponent Mgmt Rec Vote Instruction 1 Open Meeting Mgmt 2 Elect Sven Unger as Chairman of Meeting Mgmt For None* 3 Receive President's Report; Allow Questions Mgmt 4 Prepare and Approve List of Shareholders Mgmt For None* 5 Approve Agenda of Meeting Mgmt For None* 6 Designate Inspector(s) of Minutes of Meeting Mgmt For None* 7 Acknowledge Proper Convening of Meeting Mgmt For None* 8a Receive Financial Statements and Statutory Reports; Receive Mgmt Auditor's Report; Receive Information About Application of Remuneration Guidelines 8b Receive Auditor's and Auditing Committee's Reports Mgmt 8c Receive Chairman's Report About Board Work Mgmt 8d Receive Report of the Chairman of the Nominating Committee Mgmt 9a Approve Financial Statements and Statutory Reports Mgmt For None* 9b Approve Allocation of Income and Dividends of SEK 16.00 per Share Mgmt For None* 9c Approve Discharge of Board and President Mgmt For None* 10 Determine Number of Members (8) and Deputy Members (0) of Board Mgmt For None* 11 Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman and SEK 375,000 to Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditors Mgmt For None* 12 Reelect Mia Livfors, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chair), and Melker Schorling as Directors; Elect Anders Dahlvig and Christian Sievert as New Directors Mgmt For None* 13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Peter Lindell as Members of Nominating Committee Mgmt For None* 14 Approve 2:1 Stock Split; Amend Articles Accordingly Mgmt For None* 15 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For None* 16 Close Meeting Mgmt * No POA on file Page 74 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 PLATINUM UNDERWRITERS HOLDINGS LTD Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Bermuda G7127P100 Annual 15-Mar-10 Ticker: PTP CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516 Vote Proponent Mgmt Rec Instruction 1.1 Elect H. Furlong Baldwin as Director Mgmt For For 1.2 Elect Dan R. Carmichael as Director Mgmt For For 1.3 Elect A. John Hass as Director Mgmt For For 1.4 Elect Antony P. D. Lancaster as Director Mgmt For For 1.5 Elect Edmund R. Megna as Director Mgmt For For 1.6 Elect Michael D. Price as Director Mgmt For For 1.7 Elect Peter T. Pruitt as Director Mgmt For For 1.9 Elect James P. Slattery as Director Mgmt For For 1.9 Elect Christopher J. Steffen as Director Mgmt For For 2A. Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Mgmt For For Attribution of Income to U.S. Shareholders 2B. Amend Bylaws Re: Director and Officer Liability Mgmt For For 2C. Amend Bylaws Re: Jurisdictional Limits of Corporate Action Mgmt For For 2D. Amend Bylaws Re: Director Actions Mgmt For For 2E. Amend Bylaws Re: Casting of Votes Mgmt For For 2F. Amend Bylaws Re: Transfer of Shares Mgmt For For 2G. Amend Bylaws Re: Number of Directors Mgmt For For 2H. Amend Bylaws Re: Editorial Changes Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve the Material Terms of the Performance Goals Under Mgmt For For Performance Incentive Plan 5 Approve KPMG Bermuda as Auditors Mgmt For For Repsol YPF S.A Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Spain E8471S130 Annual 15-Apr-10 Ticker: N/A CUSIP: E8471S130 ISIN: ES0173516115 SEDOL: 5669354 Vote Proponent Mgmt Rec Instruction 1.1 Accept Individual and Consolidated Financial Statements and Mgmt For For Statutory Reports for the Year Ended Dec. 31, 2009; Approve Allocation of Income 1.2 Approve Discharge of Directors Mgmt For For 2.1 Amend First Paragraph of Article 9 of Company By-laws Re: Mgmt For For Passive Dividends 2.2 Amend Article 12 bis of Company By-laws Re: Preemptive Rights Mgmt For For Page 75 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.3 Amend First Paragraph of Article 22 Re: Special Agreements, Mgmt For For Constituion and Majority 3.1 Modify Section 3.5 of Article 3 of the General Meeting Guidelines Mgmt For For Re: Competencies of the General Meeting 3.2 Modify Section 9.2 of Article 9 of the General Meeting Guidelines Mgmt For For Re: Constitution of the General Meeting 4.1 Re-elect Paulina Beato Blanco as Director Mgmt For For 4.2 Re-elect Artur Carulla Font as Director Mgmt For For 4.3 Re-elect Javier Echenique Landiribar as Director Mgmt For For 4.4 Re-elect Pemex Internacional Espana, S.A. as Director Mgmt For Against 4.5 Re-elect Henri Philippe Reichstul as Director Mgmt For For 5 Elect Auditor for Repsol YPF and Consolidated Group for Fiscal Mgmt For For Year 2010 6 Authorize Repurchase of Shares; Void Authorization Granted Last Mgmt For For AGM of May 14, 2009 7 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For Preemptive Rights; Void Authorization Granted Last AGM of May 31, 2005 8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For Tractor Supply Company Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 892356106 Annual 10-Mar-10 Ticker: TSCO CUSIP: 892356106 ISIN: US8923561067 SEDOL: 2900335 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director James F. Wright Mgmt For For 1.2 Elect Director Johnston C. Adams Mgmt For For 1.3 Elect Director William Bass Mgmt For For 1.4 Elect Director Jack C. Bingleman Mgmt For For 1.5 Elect Director Richard W. Frost Mgmt For For 1.6 Elect Director Cynthia T. Jamison Mgmt For For 1.7 Elect Director Gerard E. Jones Mgmt For For 1.8 Elect Director George MacKenzie Mgmt For For 1.9 Elect Director Edna K. Morris Mgmt For For 2 Ratify Auditors Mgmt For For Vivendi Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 France F97982106 Annual 26-Apr-10 Ticker: N/A CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt Page 76 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Treatment of Losses and Allocation of Dividends of EUR Mgmt For For 1.40 per Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Elect Dominique Hediard Dubreuil as Supervisory Board Member Mgmt For For 6 Elect Aliza Jabes as Supervisory Board Member Mgmt For For 7 Elect Jacqueline Tammenoms Bakker as Supervisory Board Mgmt For For Member 8 Elect Daniel Camus as Supervisory Board Member Mgmt For For 9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 10 Authorize Filing of Required Documents/Other Formalities Mgmt For For AT&T Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 USA 00206R102 Annual 02-Mar-10 Ticker: T CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811 Vote Proponent Mgmt Rec Instruction 1 Elect Director Randall L. Stephenson Mgmt For For 2 Elect Director Gilbert F. Amelio Mgmt For For 3 Elect Director Reuben V. Anderson Mgmt For For 4 Elect Director James H. Blanchard Mgmt For For 5 Elect Director Jaime Chico Pardo Mgmt For For 6 Elect Director James P. Kelly Mgmt For For 7 Elect Director Jon C. Madonna Mgmt For For 8 Elect Director Lynn M. Martin Mgmt For For 9 Elect Director John B. McCoy Mgmt For For 10 Elect Director Joyce M. Roche Mgmt For For 11 Elect Director Laura D Andrea Tyson Mgmt For For 12 Elect Director Patricia P. Upton Mgmt For For 13 Ratify Auditors Mgmt For For 14 Provide for Cumulative Voting SH Against Against 15 Exclude Pension Credits from Calculations of Performance-Based SH Against Against Pay 16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For Page 77 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Barclays plc Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 United Kingdom G08036124 Annual 28-Apr-10 Ticker: N/A CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Elect Reuben Jeffery III as Director Mgmt For For 4 Re-elect Marcus Agius as Director Mgmt For For 5 Re-elect David Booth as Director Mgmt For For 6 Re-elect Sir Richard Broadbent as Director Mgmt For For 7 Re-elect Sir Michael Rake as Director Mgmt For For 8 Re-elect Sir Andrew Likierman as Director Mgmt For For 9 Re-elect Chris Lucas as Director Mgmt For For 10 Reappoint PricewaterhouseCoopers LLP Auditors Mgmt For For 11 Authorise Board to Fix Remuneration of Auditors Mgmt For For 12 Authorise EU Political Donations and Expenditure Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For 17 Adopt New Articles of Association Mgmt For For 18 Approve SAYE Share Option Scheme Mgmt For For Bayer AG Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 Germany D0712D163 Annual 12-Apr-10 Ticker: N/A CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports; Approve Mgmt For For Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2009 2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Remuneration System for Management Board Members Mgmt For For 5 Approve Creation of EUR 530 Million Pool of Capital with Partial Mgmt For For Exclusion of Preemptive Rights 6 Approve Creation of EUR 211.7 Million Pool of Capital without Mgmt For For Preemptive Rights Page 78 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights 8 Authorize Share Repurchase Program and Reissuance or Mgmt For For Cancellation of Repurchased Shares 9 Amend Articles Re: New German Legislation (Law on Mgmt For For Transposition of EU Shareholder's Rights Directive) 10 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For CRA International Inc Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 USA 12618T105 Annual 08-Mar-10 Ticker: CRAI CUSIP: 12618T105 ISIN: US12618T1051 SEDOL: 2240622 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Paul A. Maleh Mgmt For For 1.2 Elect Director Thomas S. Robertson Mgmt For For 1.3 Elect Director William T. Schleyer Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Intesa SanPaolo SPA Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 Italy T55067101 Annual 26-Apr-10 Ticker: N/A CUSIP: T55067101 ISIN: IT0000072618 SEDOL: 4076836 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Allocation of Income Mgmt For For 2 Fix Number of Directors of the Supervisory Board Mgmt For For Supervisory Board Elections ? Vote Only For One Slate Mgmt 3.1 Slate 1 - Submitted by Compagnia San Paolo and Fondazione Mgmt None Do Not Vote Cariplo 3.2 Slate 2 - Submitted by Banking Foundations Mgmt None Do Not Vote 3.3 Slate 3 - Submitted by Assicurazioni Generali Mgmt None Do Not Vote 3.4 Slate 4 - Submitted by Insitutional Investors through Mgmt None For Assogestioni 3.5 Slate 5 - Submitted by Credit Agricole Mgmt None Do Not Vote 4 Elect Chairman and Deputy Chairmen of the Supervisory Board Mgmt For Against 5 Approve Remuneration of Supervisory Board Members Mgmt For Against 6 Approve Remuneration Report of Management Board Members Mgmt For Against 7 Approve Share Incentive Plan Mgmt For Against Page 79 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Owens & Minor Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 USA 690732102 Annual 09-Mar-10 Ticker: OMI CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director A. Marshall Acuff, Jr. Mgmt For For 1.2 Elect Director J. Alfred Broaddus, Jr. Mgmt For For 1.3 Elect Director John T. Crotty Mgmt For For 1.4 Elect Director Richard E. Fogg Mgmt For For 1.5 Elect Director G. Gilmer Minor, III Mgmt For For 1.6 Elect Director Eddie N. Moore, Jr. Mgmt For For 1.7 Elect Director Peter S. Redding Mgmt For For 1.8 Elect Director James E. Rogers Mgmt For For 1.9 Elect Director Robert C. Sledd Mgmt For For 1.10 Elect Director Craig R. Smith Mgmt For For 1.11 Elect Director James E. Ukrop Mgmt For For 1.12 Elect Director Anne Marie Whittemore Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Ratify Auditors Mgmt For For Woodside Petroleum Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 Australia 980228100 Annual 28-Apr-10 Ticker: WPL CUSIP: 980228100 ISIN: AU000000WPL2 SEDOL: 6979728 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports Mgmt (Non-Voting) 2 Elect Andrew Jamieson as Director Mgmt For For 3 Adopt the Remuneration Report for the Year Ended Dec. Mgmt For For 31,2009 Baldor Electric Company Meeting Date Country Primary Security ID Meeting Type Record Date 01-May-10 USA 057741100 Annual 17-Mar-10 Ticker: BEZ CUSIP: 057741100 ISIN: US0577411004 SEDOL: 2072621 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jean A. Mauldin Mgmt For For 1.2 Elect Director R.L. Qualls Mgmt For For Page 80 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Barry K. Rogstad Mgmt For For 1.4 Elect Director Ronald E. Tucker Mgmt For For 2 Ratify Auditors Mgmt For For AFLAC Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 03-May-10 USA 001055102 Annual 24-Feb-10 Ticker: AFL CUSIP: 001055102 ISIN: US0010551028 SEDOL: 2026361 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Daniel P. Amos Mgmt For For 1.2 Elect Director John Shelby Amos II Mgmt For For 1.3 Elect Director Paul S. Amos II Mgmt For For 1.4 Elect Director Michael H. Armacost Mgmt For For 1.5 Elect Director Kriss Cloninger III Mgmt For For 1.6 Elect Director Joe Frank Harris Mgmt For For 1.7 Elect Director Elizabeth J. Hudson Mgmt For For 1.8 Elect Director Douglas W. Johnson Mgmt For For 1.9 Elect Director Robert B. Johnson Mgmt For For 1.10 Elect Director Charles B. Knapp Mgmt For For 1.11 Elect Director E. Stephen Purdom, M.d. Mgmt For For 1.12 Elect Director Barbara K. Rimer, PhD Mgmt For For 1.13 Elect Director Marvin R. Schuster Mgmt For For 1.14 Elect Director David Gary Thompson Mgmt For For 1.15 Elect Director Robert L. Wright Mgmt For For 1.16 Elect Director Takuro Yoshida Mgmt For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 3 Ratify Auditors Mgmt For For Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type Record Date 03-May-10 Germany D2035M136 Annual 13-Apr-10 Ticker: N/A CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 0.78 per Mgmt For For Share 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Postpone Discharge of Former Supervisory Board Member Klaus Mgmt For For Zumwinkel for Fiscal 2008 Page 81 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 6 Approve Remuneration System for Management Board Members Mgmt For For 7 Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as Auditors for Fiscal 2010 Mgmt For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9 Elect Wulf Bernotat to the Supervisory Board Mgmt For For 10 Elect Ulrich Middelmann to the Supervisory Board Mgmt For For 11 Approve Affiliation Agreement with Subsidiary Erste DFMG Deutsche Funkturm Vermoegens-GmbH Mgmt For For 12 Approve Affiliation Agreement with Subsidiary T-Mobile Global Holding Nr.2 GmbH Mgmt For For 13 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights Mgmt For For 14 Approve Remuneration of Supervisory Board Mgmt For For 15 Amend Corporate Purpose Mgmt For For 16 Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 17 Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 18 Amend Articles Re: Electronic Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Mgmt19 Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) GDF Suez Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: N/A 03-May-10 France F42768105 Annual/Special 28-Apr-10 CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.47 per Share Mgmt For For 4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For Special Business Mgmt Page 82 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 7 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 8 Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 9 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 6, 7 and 8 Mgmt For For 10 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 11 Approve Employee Stock Purchase Plan Mgmt For For 12 Approve Employee Stock Purchase Plan for International Employees Mgmt For For 13 Set Global Limit for Capital Increase to Result from All Issuance Requests under Items 6 to 12 at EUR 310 Million Mgmt For For 14 Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value Mgmt For For 15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 16 Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For 17 Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against 18 Authorize Filing of Required Documents/Other Formalities Mgmt For For Proposals Made by the Employees Shareholders Mgmt A Approve Dividends of EUR 0.80 per Share SH Against Against Potlatch Corporation Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: PCH 03-May-10 USA 737630103 Annual 22-Mar-10 CUSIP: 737630103 ISIN: US7376301039 SEDOL: B0XXJN1 Proponent Mgmt Rec Vote Instruction 1 Elect Director Michael J. Covey Mgmt For For 2 Elect Director Gregory L. Quesnel Mgmt For For 3 Elect Director Ruth Ann M. Gillis Mgmt For For 4 Ratify Auditors Mgmt For For Tootsie Roll Industries, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: TR 03-May-10 USA 890516107 Annual 09-Mar-10 CUSIP: 890516107 ISIN: US8905161076 SEDOL: 2896809 Proponent Mgmt Rec Vote Instruction Page 83 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Melvin J. Gordon Mgmt For Withhold 1.2 Elect Director Ellen R. Gordon Mgmt For For 1.3 Elect Director Lana Jane Lewis-Brent Mgmt For For 1.4 Elect Director Barre A. Seibert Mgmt For For 1.5 Elect Director Richard P. Bergeman Mgmt For For 2 Ratify Auditors Mgmt For For Zimmer Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-May-10 USA 98956P102 Annual 04-Mar-10 Ticker: ZMH CUSIP: 98956P102 ISIN: US98956P1021 SEDOL: 2783815 Vote Proponent Mgmt Rec Instruction 1 Elect Director Betsy J. Bernard Mgmt For For 2 Elect Director Marc N. Casper Mgmt For For 3 Elect Director David C. Dvorak Mgmt For For 4 Elect Director Larry C. Glasscock Mgmt For For 5 Elect Director Robert A. Hagemann Mgmt For For 6 Elect Director Arthur J. Higgins Mgmt For For 7 Elect Director John L. McGoldrick Mgmt For For 8 Elect Director Cecil B. Pickett, Ph.D. Mgmt For For 9 Ratify Auditors Mgmt For For Carrefour Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 France F13923119 Annual/Special 29-Apr-10 Ticker: N/A CUSIP: F13923119 ISIN: FR0000120172 SEDOL: 5641567 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Discharge Directors Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Transaction with Lars Olofsson Re: Severance Payment Mgmt For Against 4 Approve Transaction with Lars Olofsson Re: Additional Pension Mgmt For For Scheme 5 Approve Allocation of Income and Dividends of EUR 1.08 per Mgmt For For Share 6 Reelect Anne-Claire Taittinger as Director Mgmt For For 7 Reelect Sebastien Bazin as Director Mgmt For For 8 Reelect Thierry Breton as Director Mgmt For For 9 Reelect Charles Edelstenne as Director Mgmt For For Page 84 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt 11 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 12 Authorize Stock Option Plan Mgmt For Against 13 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For Against Restricted Stock Plan Cooper Tire & Rubber Company Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 216831107 Annual 11-Mar-10 Ticker: CTB CUSIP: 216831107 ISIN: US2168311072 SEDOL: 2222608 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Roy V. Armes Mgmt For For 1.2 Elect Director Thomas P. Capo Mgmt For For 1.3 Elect Director Robert D. Welding Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors Mgmt For For 4 Approve Omnibus Stock Plan Mgmt For Against Delphi Financial Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 247131105 Annual 31-Mar-10 Ticker: DFG CUSIP: 247131105 ISIN: US2471311058 SEDOL: 2261957 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Philip R. O'Connor Mgmt For For 1.2 Elect Director Robert Rosenkranz Mgmt For For 1.3 Elect Director Donald A. Sherman Mgmt For For 1.4 Elect Director Kevin R. Brine Mgmt For For 1.5 Elect Director Edward A. Fox Mgmt For For 1.6 Elect Director Steven A. Hirsh Mgmt For For 1.7 Elect Director Harold F. Ilg Mgmt For For 1.8 Elect Director James M. Litvack Mgmt For For 1.9 Elect Director James N. Meehan Mgmt For For 1.10 Elect Director Robert F. Wright Mgmt For For 2 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Page 85 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Equity One, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 294752100 Annual 05-Mar-10 Ticker: EQY CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Noam Ben-Ozer Mgmt For For 1.2 Elect Director James S. Cassel Mgmt For For 1.3 Elect Director Cynthia R. Cohen Mgmt For For 1.4 Elect Director Neil Flanzraich Mgmt For For 1.5 Elect Director Nathan Hetz Mgmt For For 1.6 Elect Director Chaim Katzman Mgmt For For 1.7 Elect Director Peter Linneman Mgmt For For 1.8 Elect Director Jeffrey S. Olson Mgmt For For 1.9 Elect Director Dori Segal Mgmt For For 2 Ratify Auditors Mgmt For For GAMCO Investors, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 361438104 Annual 31-Mar-10 Ticker: GBL CUSIP: 361438104 ISIN: US3614381040 SEDOL: 2386827 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mario J. Gabelli Mgmt For For 1.2 Elect Director Edwin L. Artzt Mgmt For For 1.3 Elect Director Raymond C. Avansino, Jr. Mgmt For For 1.4 Elect Director Richard L. Bready Mgmt For For 1.5 Elect Director Eugene R. McGrath Mgmt For For 1.6 Elect Director Robert S. Prather, Jr. Mgmt For For 1.7 Elect Director Elisa M. Wilson Mgmt For For 2 Ratify Auditors Mgmt For For Peabody Energy Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 704549104 Annual 12-Mar-10 Ticker: BTU CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gregory H. Boyce Mgmt For For 1.2 Elect Director William A. Coley Mgmt For For 1.3 Elect Director William E. James Mgmt For For Page 86 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.4 Elect Director Robert B. Karn, III Mgmt For For 1.5 Elect Director M. Frances Keeth Mgmt For For 1.6 Elect Director Henry E. Lentz Mgmt For For 1.7 Elect Director Robert A. Malone Mgmt For For 1.8 Elect Director William C. Rusnack Mgmt For For 1.9 Elect Director John F. Turner Mgmt For For 1.10 Elect Director Alan H. Washkowitz Mgmt For For 2 Ratify Auditors Mgmt For For Volcom, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 92864N101 Annual 08-Mar-10 Ticker: VLCM CUSIP: 92864N101 ISIN: US92864N1019 SEDOL: B0CCS09 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Rene R. Woolcott Mgmt For For 1.2 Elect Director Richard R. Woolcott Mgmt For For 1.3 Elect Director Douglas S. Ingram Mgmt For For 1.4 Elect Director Anthony M. Palma Mgmt For For 1.5 Elect Director Joseph B. Tyson Mgmt For For 1.6 Elect Director Carl W. Womack Mgmt For For 1.7 Elect Director Kevin G. Wulff Mgmt For For 2 Ratify Auditors Mgmt For For Allianz SE (formerly Allianz AG) Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 Germany D03080112 Annual 15-Apr-10 Ticker: N/A CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 4.10 per Mgmt For For Share 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Elect Peter Sutherland to the Supervisory Board Mgmt For For 6 Approve Remuneration System for Management Board Members Mgmt For For 7 Approve Creation of EUR 550 Million Pool of Capital with Partial Mgmt For For Exclusion of Preemptive Rights 8 Approve Creation of EUR 15 Million Pool of Capital without Mgmt For For Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan Page 87 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 10 Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes Mgmt For For 11 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 12 Authorize Use of Financial Derivatives of up to Five Percent of Issued Share Capital When Repurchasing Shares Mgmt For For 13 Approve Affiliation Agreement with Subsidiary Allianz Common Applications and Services GmbH Mgmt For For 14 Approve Affiliation Agreement with Subsidiary AZ-Argos 45 Vermoegensverwaltungsgesellschaft mbH BAE Systems plc Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 05-May-10 United Kingdom G06940103 Annual 03-May-10 CUSIP: G06940103 ISIN: GB0002634946 SEDOL: 0263494 Proponent Mgmt Rec Vote Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Re-elect Michael Hartnall as Director Mgmt For For 5 Re-elect Sir Peter Mason as Director Mgmt For For 6 Re-elect Richard Olver as Director Mgmt For For 7 Elect Paul Anderson as Director Mgmt For For 8 Elect Linda Hudson as Director Mgmt For For 9 Elect Nicholas Rose as Director Mgmt For For 10 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For 11 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For 12 Authorise EU Political Donations and Expenditure Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Amend Articles of Association Mgmt For For 17 Authorise the Company to Call EGM with Two Weeks' Notice Entegris, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: ENTG 05-May-10 USA 29362U104 Annual 12-Mar-10 CUSIP: 29362U104 ISIN: US29362U1043 SEDOL: 2599700 Page 88 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gideon Argov Mgmt For For 1.2 Elect Director Michael A. Bradley Mgmt For For 1.3 Elect Director Marvin D. Burkett Mgmt For For 1.4 Elect Director Michael P.C. Carns Mgmt For For 1.5 Elect Director Daniel W. Christman Mgmt For For 1.6 Elect Director Gary F. Klingl Mgmt For For 1.7 Elect Director Roger D. McDaniel Mgmt For For 1.8 Elect Director Paul L.H. Olson Mgmt For For 1.9 Elect Director Brian F. Sullivan Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against Fresh Del Monte Produce Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 Cayman Islands G36738105 Annual 11-Mar-10 Ticker: FDP CUSIP: G36738105 ISIN: KYG367381053 SEDOL: 2118707 Vote Proponent Mgmt Rec Instruction 1a Re-elect Amir Abu-Ghazaleh as Director Mgmt For For 1b Re-elect Salvatore H. Alfiero as Director Mgmt For For 1c Re-elect Edward L. Boykin as Director Mgmt For For 2 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For 3 Ratify Ernst & Young LLP as Auditors Mgmt For For 4 Approve Non-Employee Directors Equity Plan Mgmt For For 5 Approve and Adopt Performance Incentive Plan for Senior Mgmt For For Executives 6 Approve and Adopt Long-Term Incentive Plan Mgmt For For General Dynamics Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 369550108 Annual 08-Mar-10 Ticker: GD CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161 Vote Proponent Mgmt Rec Instruction 1 Elect Director Nicholas D. Chabraja Mgmt For For 2 Elect Director James S. Crown Mgmt For For 3 Elect Director William P. Fricks Mgmt For For 4 Elect Director Jay L. Johnson Mgmt For For 5 Elect Director George A. Joulwan Mgmt For For Page 89 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Elect Director Paul G. Kaminski Mgmt For For 7 Elect Director John M. Keane Mgmt For For 8 Elect Director Lester L. Lyles Mgmt For For 9 Elect Director William A. Osborn Mgmt For For 10 Elect Director Robert Walmsley Mgmt For For 11 Ratify Auditors Mgmt For For 12 Report on Space-based Weapons Program SH Against Against Knology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 499183804 Annual 10-Mar-10 Ticker: KNOL CUSIP: 499183804 ISIN: US4991838040 SEDOL: 2041557 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Donald W. Burton Mgmt For For 1.2 Elect Director William H. Scott, III Mgmt For For 2 Ratify Auditors Mgmt For For L air Liquide Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 France F01764103 Annual/Special 30-Apr-10 Ticker: N/A CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.25 per Mgmt For For Share 4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 5 Reelect Beatrice Majnoni d'Intignano as Director Mgmt For For 6 Reelect Benoit Potier as Director Mgmt For For 7 Reelect Paul Skinner as Director Mgmt For For 8 Elect Jean-Paul Agon as Director Mgmt For For 9 Approve Transaction with Benoit Potier Mgmt For Against 10 Approve Transaction with Pierre Dufour Mgmt For For 11 Ratify Ernst and Young et Autres as Auditor Mgmt For For 12 Reelect Mazars as Auditor Mgmt For For 13 Ratify Auditex as Alternate Auditor Mgmt For For 14 Reelect Patrick de Cambourg as Alternate Auditor Mgmt For For Page 90 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Special Business Mgmt 15 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 16 Authorize up to 2 Percent of Issued Capital for Use in Stock Mgmt For For Option Plan 17 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For Restricted Stock Plan 18 Authorize Board to Issue Free Warrants with Preemptive Rights Mgmt For Against During a Public Tender Offer 19 Authorize Capitalization of Reserves of Up to EUR 250 Million for Mgmt For For Bonus Issue or Increase in Par Value 20 Approve Employee Stock Purchase Plan Mgmt For For 21 Approve Stock Purchase Plan Reserved for International Mgmt For For Employees Ordinary Business Mgmt 22 Authorize Filing of Required Documents/Other Formalities Mgmt For For The GEO Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 36159R103 Annual 03-Mar-10 Ticker: GEO CUSIP: 36159R103 ISIN: US36159R1032 SEDOL: 2943299 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Clarence E. Anthony Mgmt For For 1.2 Elect Director Wayne H. Calabrese Mgmt For For 1.3 Elect Director Norman A. Carlson Mgmt For For 1.4 Elect Director Anne N. Foreman Mgmt For For 1.5 Elect Director Richard H. Glanton Mgmt For For 1.6 Elect Director Christopher C. Wheeler Mgmt For For 1.7 Elect Director George C. Zoley Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Other Business Mgmt For Abstain American Campus Communities, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 024835100 Annual 15-Mar-10 Ticker: ACC CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William C. Bayless, Jr. Mgmt For For 1.2 Elect Director R.D. Burck Mgmt For For 1.3 Elect Director G. Steven Dawson Mgmt For For 1.4 Elect Director Cydney C. Donnell Mgmt For For Page 91 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt1.5 Elect Director Edward Lowenthal For For Mgmt1.6 Elect Director Joseph M. Macchione For For Mgmt1.7 Elect Director Winston W. Walker For For Mgmt2 Approve Omnibus Stock Plan For Against Mgmt3 Ratify Auditors E.ON AG (formerly Veba AG) Meeting Date Country Primary Security ID Meeting Type For Record Date For 06-May-10 Germany D24914133 Ticker: N/A Annual 16-Apr-10 CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904 Proponent Mgmt Rec Vote Instruction Mgmt1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt2 Approve Allocation of Income and Dividends of EUR 1.50 per Share For For Mgmt3 Approve Discharge of Management Board for Fiscal 2009 For For Mgmt4 Approve Discharge of Supervisory Board for Fiscal 2009 For For Mgmt5 Approve Remuneration System for Management Board Members For For Mgmt6a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 For For Mgmt6b Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010 For For Mgmt7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares For For Mgmt8 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights For For Mgmt9 Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) GlaxoSmithKline plc Meeting Date Country Primary Security ID Meeting Type For Record Date For 06-May-10 United Kingdom G3910J112 Ticker: N/A Annual 04-May-10 CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288 Proponent Mgmt Rec Vote Instruction Mgmt1 Accept Financial Statements and Statutory Reports For For Mgmt2 Approve Remuneration Report For For Mgmt3 Re-elect Dr Stephanie Burns as Director For For Mgmt4 Re-elect Julian Heslop as Director For For Mgmt5 Re-elect Sir Deryck Maughan as Director For For Page 92 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Re-elect Dr Daniel Podolsky as Director Mgmt For For 7 Re-elect Sir Robert Wilson as Director Mgmt For For 8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 9 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For 10 Authorise EU Political Donations and Expenditure Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For 14 Approve the Exemption from Statement of the Name of the Mgmt For For Senior Statutory Auditor in Published Copies of the Auditor's Reports 15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 16 Adopt New Articles of Association Mgmt For For Heartland Express, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 422347104 Annual 10-Mar-10 Ticker: HTLD CUSIP: 422347104 ISIN: US4223471040 SEDOL: 2414018 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Russell A. Gerdin Mgmt For Withhold 1.2 Elect Director Michael J. Gerdin Mgmt For Withhold 1.3 Elect Director Richard O. Jacobson Mgmt For For 1.4 Elect Director Dr. Benjamin J. Allen Mgmt For For 1.5 Elect Director Lawrence D. Crouse Mgmt For Withhold 1.6 Elect Director James G. Pratt Mgmt For For 2 Ratify Auditors Mgmt For For Nokia Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 Finland X61873133 Annual 26-Apr-10 Ticker: N/A CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941 Vote Proponent Mgmt Rec Instruction 1 Open Meeting Mgmt 2 Calling the Meeting to Order Mgmt 3 Designate Inspector or Shareholder Representative(s) of Minutes Mgmt For For of Meeting 4 Acknowledge Proper Convening of Meeting Mgmt For For 5 Prepare and Approve List of Shareholders Mgmt For For 6 Receive Financial Statements and Statutory Reports, the Board's Mgmt Report, and the Auditor's Report; Receive Review by the CEO Page 93 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Accept Financial Statements and Statutory Reports Mgmt For For 8 Approve Allocation of Income and Dividends of EUR 0.40 Per Share Mgmt For For 9 Approve Discharge of Board and President Mgmt For For 10 Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work Mgmt For For 11 Fix Number of Directors at 10 Mgmt For For 12 Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors Mgmt For For 13 Approve Remuneration of Auditors Mgmt For For 14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For 15 Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening General Meetings Mgmt For For 16 17 18 Authorize Repurchase of up to 360 Million Issued Shares Approve Issuance of up to 740 Million Shares without Preemptive Rights Close Meeting Mgmt Mgmt Mgmt For For For For Reckitt Benckiser Group plc Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 United Kingdom G74079107 Annual 04-May-10 Ticker: N/A CUSIP: G74079107 ISIN: GB00B24CGK77 SEDOL: B24CGK7 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Re-elect Adrian Bellamy as Director Mgmt For Abstain 5 Re-elect Peter Harf as Director Mgmt For Abstain 6 Re-elect Colin Day as Director Mgmt For For 7 Re-elect Kenneth Hydon as Director Mgmt For For 8 Re-elect Judith Sprieser as Director Mgmt For For 9 Elect Richard Cousins as Director Mgmt For For 10 Elect Warren Tucker as Director Mgmt For For 11 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 12 Authorise Board to Fix Remuneration of Auditors Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For Page 94 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 17 Adopt New Articles of Association Mgmt For For Rockwood Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 774415103 Annual 17-Mar-10 Ticker: ROC CUSIP: 774415103 ISIN: US7744151033 SEDOL: B0GWF93 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Seifi Ghasemi Mgmt For For 1.2 Elect Director Sheldon R. Erikson Mgmt For Withhold 2 Ratify Auditors Mgmt For For Simon Property Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 828806109 Annual 08-Mar-10 Ticker: SPG CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452 Vote Proponent Mgmt Rec Instruction 1 Elect Director Melvyn E. Bergstein Mgmt For For 2 Elect Director Linda Walker Bynoe Mgmt For For 3 Elect Director Larry C. Glasscock Mgmt For For 4 Elect Director Karen N. Horn, PhD Mgmt For For 5 Elect Director Allan Hubbard Mgmt For For 6 Elect Director Reuben S. Leibowitz Mgmt For For 7 Elect Director Daniel C. Smith, PhD Mgmt For For 8 Elect Director J. Albert Smith, Jr. Mgmt For For 9 Ratify Auditors Mgmt For For Union Pacific Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 907818108 Annual 26-Feb-10 Ticker: UNP CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734 Vote Proponent Mgmt Rec Instruction 1 Elect Director Andrew H. Card, Jr. Mgmt For For 2 Elect Director Erroll B. Davis, Jr. Mgmt For For 3 Elect Director Thomas J. Donohue Mgmt For For 4 Elect Director Archie W. Dunham Mgmt For For 5 Elect Director Judith Richards Hope Mgmt For For 6 Elect Director Charles C. Krulak Mgmt For For 7 Elect Director Michael R. McCarthy Mgmt For For 8 Elect Director Michael W. McConnell Mgmt For For Page 95 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Elect Director Thomas F. McLarty III Mgmt For For 10 Elect Director Steven R. Rogel Mgmt For For 11 Elect Director Jose H. Villarreal Mgmt For For 12 Elect Director James R. Young Mgmt For For 13 Ratify Auditors Mgmt For For 14 Require Independent Board Chairman SH Against Against 15 Reduce Supermajority Vote Requirement SH Against For United Parcel Service, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 911312106 Annual 08-Mar-10 Ticker: UPS CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director F. Duane Ackerman Mgmt For For 1.2 Elect Director Michael J. Burns Mgmt For For 1.3 Elect Director D. Scott Davis Mgmt For For 1.4 Elect Director Stuart E. Eizenstat Mgmt For For 1.5 Elect Director Michael L. Eskew Mgmt For For 1.6 Elect Director William R. Johnson Mgmt For For 1.7 Elect Director Ann M. Livermore Mgmt For For 1.8 Elect Director Rudy Markham Mgmt For For 1.9 Elect Director John W. Thompson Mgmt For For 1.10 Elect Director Carol B. Tome Mgmt For For 2 Ratify Auditors Mgmt For For 3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For Verizon Communications Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 92343V104 Annual 08-Mar-10 Ticker: VZ CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571 Vote Proponent Mgmt Rec Instruction 1 Elect Director Richard L. Carrion Mgmt For Against 2 Elect Director M. Frances Keeth Mgmt For Against 3 Elect Director Robert W. Lane Mgmt For For 4 Elect Director Sandra O. Moose Mgmt For Against 5 Elect Director Joseph Neubauer Mgmt For For 6 Elect Director Donald T. Nicolaisen Mgmt For Against 7 Elect Director Thomas H. O'Brien Mgmt For For Page 96 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Elect Director Clarence Otis, Jr. Mgmt For For 9 Elect Director Hugh B. Price Mgmt For Against 10 Elect Director Ivan G. Seidenberg Mgmt For For 11 Elect Director Rodney E. Slater Mgmt For For 12 Elect Director John W. Snow Mgmt For Against 13 Elect Director John R. Stafford Mgmt For For 14 Ratify Auditors Mgmt For For 15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 16 Prohibit Executive Stock-Based Awards SH Against Against 17 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For Orientation and Gender Identity 18 Performance-Based Equity Awards SH Against Against 19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 20 Adopt Policy on Succession Planning SH Against Against 21 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 22 Stock Retention/Holding Period SH Against Against Vinci Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 France F5879X108 Annual/Special 03-May-10 Ticker: N/A CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 2 Approve Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.62 per Mgmt For For Share 4 Authorize Payment of Dividends by Shares Mgmt For For 5 Reelect Dominique Ferrero as Director Mgmt For Against 6 Reelect Xavier Huillard as Director Mgmt For Against 7 Reelect Henri Saint Olive as Director Mgmt For For 8 Reelect Yves-Thibault de Silguy as Director Mgmt For Against 9 Elect Qatari Diar Real Estate Investment Company as Director Mgmt For For 10 Approve Remuneration of Directors in the Aggregate Amount of Mgmt For For EUR 920,000 11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 12 Approve Transaction with Vinci Concessions Re: Participation in Mgmt For For Aegean Motorway SA Page 97 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 13 Approve Transaction with Vinci Concessions Re: Participation in Mgmt For For Olympia Odos and Olympia Odos Operation 14 Amend Transaction with Vinci Concessions Re: Financing Mgmt For For Obtained by Arcour, Contractor of A19 Highway 15 Approve Transaction with Vinci Concessions Re: Financing of Mgmt For For A-Modell A5 Highway Concession 16 Approve Transaction with Vinci Concessions Re: Participation in Mgmt For For ASF 17 Approve Additional Pension Scheme Agreement for Xavier Mgmt For For Huillard 18 Approve Severance Payment Agreement for Xavier Huillard Mgmt For Against 19 Approve Transaction with YTSeuropaconsultants Re: Consulting Mgmt For Against Services Special Business Mgmt 20 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 21 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million 22 Approve Employee Stock Purchase Plan Mgmt For Against 23 Approve Stock Purchase Plan Reserved for International Mgmt For Against Employees 24 Amend Articles 17 of Bylaws Re: Attendance to General Meetings Mgmt For For Through Videoconference and Telecommunication 25 Authorize Filing of Required Documents/Other Formalities Mgmt For For Curtiss-Wright Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 231561101 Annual 01-Mar-10 Ticker: CW CUSIP: 231561101 ISIN: US2315611010 SEDOL: 2241205 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Martin R. Benante Mgmt For For 1.2 Elect Director S. Marce Fuller Mgmt For For 1.3 Elect Director Allen A. Kozinski Mgmt For For 1.4 Elect Director Carl G. Miller Mgmt For For 1.5 Elect Director William B. Mitchell Mgmt For For 1.6 Elect Director John R. Myers Mgmt For For 1.7 Elect Director John B. Nathman Mgmt For For 1.8 Elect Director William W. Sihler Mgmt For For 1.9 Elect Director Albert E. Smith Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For Page 98 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Granite Construction Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 387328107 Annual 12-Mar-10 Ticker: GVA CUSIP: 387328107 ISIN: US3873281071 SEDOL: 2381189 Vote Proponent Mgmt Rec Instruction 1 Elect Director William G. Dorey Mgmt For For 2 Elect Director Rebecca A. McDonald Mgmt For For 3 Elect Director William H. Powell Mgmt For For 4 Elect Director Claes G. Bjork Mgmt For For 5 Approve Qualified Employee Stock Purchase Plan Mgmt For For 6 Approve Executive Incentive Bonus Plan Mgmt For For 7 Approve/Amend Executive Incentive Bonus Plan Mgmt For For 8 Ratify Auditors Mgmt For For Occidental Petroleum Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 674599105 Annual 15-Mar-10 Ticker: OXY CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408 Vote Proponent Mgmt Rec Instruction 1 Elect Director Spencer Abraham Mgmt For For 2 Elect Director John S. Chalsty Mgmt For For 3 Elect Director Stephen I. Chazen Mgmt For For 4 Elect Director Edward P. Djerejian Mgmt For For 5 Elect Director John E. Feick Mgmt For For 6 Elect Director Carlos M. Gutierrez Mgmt For For 7 Elect Director Ray R. Irani Mgmt For For 8 Elect Director Irvin W. Maloney Mgmt For For 9 Elect Director Avedick B. Poladian Mgmt For For 10 Elect Director Rodolfo Segovia Mgmt For For 11 Elect Director Aziz D. Syriani Mgmt For For 12 Elect Director Rosemary Tomich Mgmt For For 13 Elect Director Walter L. Weisman Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Omnibus Stock Plan Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 17 Limit Executive Compensation SH Against Against 18 Require Independent Board Chairman SH Against Against Page 99 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 20 Report on Host Country Social and Environmental Laws SH Against Against 21 Require a Majority Vote for the Election of Directors SH Against For 22 Report on Policy for Increasing Safety by Reducing Hazardous SH Against Against Substance Usage and Re-locating Facilities 23 Double Trigger on Equity Plans SH Against Against Standard Chartered plc Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 United Kingdom G84228157 Annual 05-May-10 Ticker: N/A CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Final Dividend Mgmt For For 3 Approve Remuneration Report Mgmt For For 4 Re-elect Jamie Dundas as Director Mgmt For For 5 Re-elect Val Gooding as Director Mgmt For For 6 Re-elect Rudy Markham as Director Mgmt For For 7 Re-elect John Peace as Director Mgmt For For 8 Re-elect Peter Sands as Director Mgmt For For 9 Re-elect Paul Skinner as Director Mgmt For For 10 Re-elect Oliver Stocken as Director Mgmt For For 11 Elect Jaspal Bindra as Director Mgmt For For 12 Elect Richard Delbridge as Director Mgmt For For 13 Elect Dr Han Seung-soo as Director Mgmt For For 14 Elect Simon Lowth as Director Mgmt For For 15 Elect Mike Rees as Director Mgmt For For 16 Reappoint KPMG Audit plc as Auditors Mgmt For For 17 Authorise Board to Fix Remuneration of Auditors Mgmt For For 18 Approve EU Political Donations and Expenditure Mgmt For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 23 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 24 Authorise Market Purchase Mgmt For For 25 Authorise Market Purchase Mgmt For For 26 Adopt New Articles of Association Mgmt For For Page 100 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 27 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 28 Amend Restricted Share Scheme Mgmt For For 29 Approve Waiver on the Reporting and Annual Review Mgmt For For Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek 30 Approve the Waiver in Respect of the Requirement to Enter into Mgmt For For Fixed-term Written Agreements with Temasek 31 Approve Future Ongoing Banking Transactions with Temasek Mgmt For For The Goldman Sachs Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 38141G104 Annual 08-Mar-10 Ticker: GS CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lloyd C. Blankfein Mgmt For For 1.2 Elect Director John H. Bryan Mgmt For For 1.3 Elect Director Gary D. Cohn Mgmt For For 1.4 Elect Director Claes Dahlback Mgmt For For 1.5 Elect Director Stephen Friedman Mgmt For For 1.6 Elect Director William W. George Mgmt For For 1.7 Elect Director James A. Johnson Mgmt For For 1.8 Elect Director Lois D. Juliber Mgmt For For 1.9 Elect Director Lakshmi N. Mittal Mgmt For For 1.10 Elect Director James J. Schiro Mgmt For For 1.11 Elect Director H. Lee Scott, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 4 Reduce Supermajority Vote Requirement Mgmt For For 5 Provide Right to Call Special Meeting Mgmt For For 6 Provide for Cumulative Voting SH Against Against 7 Report on Collateral in Derivatives Trading SH Against Against 8 Require Independent Board Chairman SH Against Against 9 Report on Political Contributions SH Against Against 10 Report on Global Warming Science SH Against Against 11 Report on Pay Disparity SH Against Against 12 Stock Retention/Holding Period SH Against Against Anixter International Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 035290105 Annual 19-Mar-10 Ticker: AXE Page 101 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lord James Blyth Mgmt For For 1.2 Elect Director Frederic F. Brace Mgmt For For 1.3 Elect Director Linda Walker Bynoe Mgmt For For 1.4 Elect Director Robert J. Eck Mgmt For For 1.5 Elect Director Robert W. Grubbs, Jr. Mgmt For For 1.6 Elect Director F. Philip Handy Mgmt For For 1.7 Elect Director Melvyn N. Klein Mgmt For For 1.8 Elect Director George Munoz Mgmt For For 1.9 Elect Director Stuart M. Sloan Mgmt For For 1.10 Elect Director Matthew Zell Mgmt For For 1.11 Elect Director Samuel Zell Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For ArcelorMittal Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 Luxembourg L0302D129 Annual 26-Apr-10 Ticker: N/A CUSIP: N/A ISIN: N/A SEDOL: 7281886 Vote Proponent Mgmt Rec Instruction Annual Meeting Mgmt Ordinary Business Mgmt 1 Receive and Approve Directors' and Auditors' Reports Mgmt 2 Accept Consolidated Financial Statements Mgmt For For 3 Accept Financial Statements Mgmt For For 4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For Share 5 Approve Remuneration of Directors Mgmt For For 6 Approve Discharge of Directors Mgmt For For 7 Acknowledge Cooptation of Jeannot Krecke as Director Mgmt For Against 8 Reelect Vanisha Mittal Bhatia as Director Mgmt For Against 9 Elect Jeannot Krecke as Director Mgmt For Against 10 Approve Share Repurchase Program Mgmt For Against 11 Ratify Deloitte SA as Auditors Mgmt For For 12 Approve Share Plan Grant Mgmt For For 13 Approve Employee Stock Purchase Plan Mgmt For For Extraordinary Business Mgmt Page 102 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 14 Waive Requirement for Mandatory Offer to All Shareholders Mgmt For For Boston Scientific Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 101137107 Annual 12-Mar-10 Ticker: BSX CUSIP: 101137107 ISIN: US1011371077 SEDOL: 2113434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John E. Abele Mgmt For For 1.2 Elect Director Katharine T. Bartlett Mgmt For For 1.3 Elect Director Bruce L. Byrnes Mgmt For For 1.4 Elect Director Nelda J. Connors Mgmt For For 1.5 Elect Director J. Raymond Elliott Mgmt For For 1.6 Elect Director Marye Anne Fox Mgmt For For 1.7 Elect Director Ray J. Groves Mgmt For For 1.8 Elect Director Ernest Mario Mgmt For For 1.9 Elect Director N.J. Nicholas, Jr. Mgmt For For 1.10 Elect Director Pete M. Nicholas Mgmt For For 1.11 Elect Director Uwe E. Reinhardt Mgmt For For 1.12 Elect Director John E. Sununu Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain Skyworks Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 83088M102 Annual 23-Mar-10 Ticker: SWKS CUSIP: 83088M102 ISIN: US83088M1027 SEDOL: 2961053 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kevin L. Beebe Mgmt For For 1.2 Elect Director Timothy R. Furey Mgmt For For 1.3 Elect Director David J. McLachlan Mgmt For For 2 Ratify Auditors Mgmt For For Unilever NV Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 Netherlands N8981F271 Annual 20-Apr-10 Ticker: N/A CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1 Vote Proponent Mgmt Rec Instruction Annual Meeting Mgmt 1 Receive Report of Management Board (Non-Voting) Mgmt Page 103 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Approve Financial Statements and Allocation of Income Mgmt For For 3 Approve Discharge of Executive Directors Mgmt For For 4 Approve Discharge of Non-Executive Directors Mgmt For For 5 Reelect P.G.J.M. Polman to Executive Board Mgmt For For 6 Elect R.J-M.S. Huet to Executive Board Mgmt For For 7 Reelect L.O. Fresco as Non-Executive Director Mgmt For For 8 Reelect A.M. Fudge as Non-Executive Director Mgmt For For 9 Reelect C.E. Golden as Non-Executive Director Mgmt For For 10 Reelect B.E. Grote as Non-Executive Director Mgmt For For 11 Reelect H. Nyasulu as Non-Executive Director Mgmt For For 12 Reelect K.J. Storm as Non-Executive Director Mgmt For For 13 Reelect M. Treschow as Non-Executive Director Mgmt For For 14 Reelect J. van der Veer as Non-Executive Director Mgmt For For 15 Elect P. Walsh as Non-Executive Director Mgmt For For 16 Elect M. Rifkind as Non-Executive Director Mgmt For For 17 Approve Management Co-Investment Plan Mgmt For For 18 Amend Performance Criteria of the Annual Bonus Mgmt For For 19 Amend Performance Criteria of the Long-Term Incentive Plan Mgmt For For 20 Approve Cancellation of 4 Percent Cumulative Preference Shares Mgmt For For 21 Authorize Repurchase of 6% Cumulative Preference Shares and Mgmt For For 7% Cumulative Preference Shares 22 Authorize Repurchase of Up to Ten Percent of Issued Share Mgmt For For Capital 23 Approve Authorization to Cancel Ordinary Shares Mgmt For For 24 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 25 Ratify PricewaterhouseCoopers as Auditors Mgmt For For 26 Allow Questions and Close Meeting Mgmt Waste Management, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 94106L109 Annual 15-Mar-10 Ticker: WM CUSIP: 94106L109 ISIN: US94106L1098 SEDOL: 2937667 Vote Proponent Mgmt Rec Instruction 1 Elect Director Pastora San Juan Cafferty Mgmt For For 2 Elect Director Frank M. Clark, Jr. Mgmt For For 3 Elect Director Patrick W. Gross Mgmt For For 4 Elect Director John C. Pope Mgmt For For 5 Elect Director W. Robert Reum Mgmt For For Page 104 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Elect Director Steven G. Rothmeier Mgmt For For 7 Elect Director David P. Steiner Mgmt For For 8 Elect Director Thomas H. Weidemeyer Mgmt For For 9 Ratify Auditors Mgmt For For 10 Reduce Supermajority Vote Requirement Mgmt For For 11 Report on Political Contributions SH Against Against 12 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For Berry Petroleum Company Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 085789105 Annual 15-Mar-10 Ticker: BRY CUSIP: 085789105 ISIN: US0857891057 SEDOL: 2094227 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director J. Bryant Mgmt For For 1.2 Elect Director R. Busch III Mgmt For For 1.3 Elect Director W. Bush Mgmt For For 1.4 Elect Director S. Cropper Mgmt For For 1.5 Elect Director J. Gaul Mgmt For For 1.6 Elect Director R. Heinemann Mgmt For For 1.7 Elect Director T. Jamieson Mgmt For For 1.8 Elect Director J. Keller Mgmt For For 1.9 Elect Director M. Young Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For BG Group plc Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 United Kingdom G1245Z108 Annual 10-May-10 Ticker: N/A CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Elect Mark Seligman as Director Mgmt For For 5 Re-elect Peter Backhouse as Director Mgmt For For 6 Re-elect Lord Sharman as Director Mgmt For For 7 Re-elect Philippe Varin as Director Mgmt For For 8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For Page 105 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For 10 Authorise EU Political Donations and Expenditure Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For 14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 15 Adopt New Articles of Association BNP Paribas Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 12-May-10 France F1058Q238 Annual/Special 07-May-10 CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 2 Approve Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.50 per Share Mgmt For For 4 Acknowledge Auditors' Special Report Mentioning the Absence of New Related-Party Transactions Mgmt For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 6 Reelect Louis Schweitzer as Director Mgmt For Against 7 Elect Michel Tilmant as Director Mgmt For Against 8 Elect Emiel Van Broekhoven as Director Mgmt For Against 9 Elect Meglena Kuneva as Director Mgmt For For 10 Elect Jean Laurent Bonnafe as Director Mgmt For Against 11 Approve Remuneration of Directors in the Aggregate Amount of EUR 975,000 Mgmt For For Special Business Mgmt 12 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion Mgmt For For 13 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million Mgmt For For 14 Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers Mgmt For For 15 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 16 Set Total Limit for Capital Increase to Result from Issuance Requests under Items 8 to 10 at EUR 350 Million Mgmt For For 17 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value Mgmt For For Page 106 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Set Total Limit for Capital Increase to Result from Issuance Mgmt For For Requests under Items 7 to 10 at EUR1 Billion 19 Approve Employee Stock Purchase Plan Mgmt For For 20 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 21 Approve Merger by Absorption of Fortis Banque France Mgmt For For 22 Amend Bylaws to Remove All References to Preferred Stock Mgmt For For (Class B) Suscribed by SPPE on March 31, 2009; And Adopt new Version of Bylaws 23 Authorize Filing of Required Documents/Other Formalities Mgmt For For ConocoPhillips Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 20825C104 Annual 15-Mar-10 Ticker: COP CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Richard L. Armitage Mgmt For For 1.2 Elect Director Richard H. Auchinleck Mgmt For For 1.3 Elect Director James E. Copeland, Jr. Mgmt For For 1.4 Elect Director Kenneth M. Duberstein Mgmt For For 1.5 Elect Director Ruth R. Harkin Mgmt For For 1.6 Elect Director Harold W. Mcgraw III Mgmt For For 1.7 Elect Director James J. Mulva Mgmt For For 1.8 Elect Director Robert A. Niblock Mgmt For For 1.9 Elect Director Harald J. Norvik Mgmt For For 1.10 Elect Director William K. Reilly Mgmt For For 1.11 Elect Director Bobby S. Shackouls Mgmt For For 1.12 Elect Director Victoria J. Tschinkel Mgmt For For 1.13 Elect Director Kathryn C. Turner Mgmt For For 1.14 Elect Director William E. Wade, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Report on Board Risk Management Oversight SH Against Against 4 Adopt Quantitative GHG Goals for Products and Operations SH Against For 5 Report on Environmental Impact of Oil Sands Operations in SH Against Against Canada 6 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against Impacts 7 Report on Financial Risks of Climate Change SH AgainstAgainst 8 Adopt Goals to Reduce Emission of TRI Chemicals SH Against For 9 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For Orientation and Gender Identity 10 Report on Political Contributions SH Against Against Page 107 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CVS Caremark Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 126650100 Annual 15-Mar-10 Ticker: CVS CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609 Vote Proponent Mgmt Rec Instruction 1 Elect Director Edwin M. Banks Mgmt For Against 2 Elect Director C. David Brown II Mgmt For Against 3 Elect Director David W. Dorman Mgmt For Against 4 Elect Director Kristen Gibney Williams Mgmt For For 5 Elect Director Marian L. Heard Mgmt For Against 6 Elect Director William H. Joyce Mgmt For For 7 Elect Director Jean-Pierre Millon Mgmt For For 8 Elect Director Terrence Murray Mgmt For For 9 Elect Director C.A. Lance Piccolo Mgmt For For 10 Elect Director Sheli Z. Rosenberg Mgmt For Against 11 Elect Director Thomas M. Ryan Mgmt For For 12 Elect Director Richard J. Swift Mgmt For For 13 Ratify Auditors Mgmt For For 14 Approve Omnibus Stock Plan Mgmt For For 15 Provide Right to Call Special Meeting Mgmt For For 16 Report on Political Contributions SH Against Against 17 Adopt Global Warming Principles SH Against Against Dril-Quip, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 262037104 Annual 25-Mar-10 Ticker: DRQ CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alexander P. Shukis Mgmt For For 2 Ratify Auditors Mgmt For For Eastman Kodak Company Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 277461109 Annual 15-Mar-10 Ticker: EK CUSIP: 277461109 ISIN: US2774611097 SEDOL: 2300601 Vote Proponent Mgmt Rec Instruction 1 Elect Director Richard S. Braddock Mgmt For For 2 Elect Director Herald Y. Chen Mgmt For For Page 108 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Elect Director Adam H. Clammer Mgmt For For 4 Elect Director Timothy M. Donahue Mgmt For For 5 Elect Director Michael J. Hawley Mgmt For For 6 Elect Director William H. Hernandez Mgmt For For 7 Elect Director Douglas R. Lebda Mgmt For For 8 Elect Director Debra L. Lee Mgmt For For 9 Elect Director Delano E. Lewis Mgmt For For 10 Elect Director William G. Parrett Mgmt For For 11 Elect Director Antonio M. Perez Mgmt For For 12 Elect Director Joel Seligman Mgmt For For 13 Elect Director Dennis F. Strigl Mgmt For For 14 Elect Director Laura D'Andrea Tyson Mgmt For For 15 Ratify Auditors Mgmt For For 16 Amend Omnibus Stock Plan Mgmt For Against 17 Amend Executive Incentive Bonus Plan Mgmt For For Knight Capital Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 499005106 Annual 01-Apr-10 Ticker: NITE CUSIP: 499005106 ISIN: US4990051066 SEDOL: 2266275 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William L. Bolster Mgmt For For 1.2 Elect Director Gary R. Griffith Mgmt For For 1.3 Elect Director Thomas M. Joyce Mgmt For For 1.4 Elect Director James W. Lewis Mgmt For For 1.5 Elect Director Thomas C. Lockburner Mgmt For For 1.6 Elect Director James T. Milde Mgmt For For 1.7 Elect Director Christopher C. Quick Mgmt For For 1.8 Elect Director Laurie M. Shahon Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For ManTech International Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 564563104 Annual 18-Mar-10 Ticker: MANT CUSIP: 564563104 ISIN: US5645631046 SEDOL: 2825308 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director George J. Pedersen Mgmt For For Page 109 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Richard L. Armitage Mgmt For For 1.3 Elect Director Mary K. Bush Mgmt For For 1.4 Elect Director Barry G. Campbell Mgmt For For 1.5 Elect Director W.R. Fatzinger, Jr. Mgmt For For 1.6 Elect Director David E. Jeremiah Mgmt For For 1.7 Elect Director Richard J. Kerr Mgmt For For 1.8 Elect Director Kenneth A. Minihan Mgmt For For 1.9 Elect Director Stephen W. Porter Mgmt For For 1.10 Elect Director Lawrence B. Prior, III Mgmt For For 2 Ratify Auditors Mgmt For For Murphy Oil Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 626717102 Annual 15-Mar-10 Ticker: MUR CUSIP: 626717102 ISIN: US6267171022 SEDOL: 2611206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Frank W. Blue Mgmt For For 1.2 Elect Director Claiborne P. Deming Mgmt For For 1.3 Elect Director Robert A. Hermes Mgmt For For 1.4 Elect Director James V. Kelley Mgmt For For 1.5 Elect Director R. Madison Murphy Mgmt For For 1.6 Elect Director William C. Nolan, Jr. Mgmt For For 1.7 Elect Director Neal E. Schmale Mgmt For For 1.8 Elect Director David J. H. Smith Mgmt For For 1.9 Elect Directors Caroline G. Theus Mgmt For For 1.10 Elect Directors David M. Wood Mgmt For For 2 Ratify Auditors Mgmt For For Philip Morris International Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 718172109 Annual 16-Mar-10 Ticker: PM CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3 Vote Proponent Mgmt Rec Instruction 1 Elect Director Harold Brown Mgmt For For 2 Elect Director Mathis Cabiallavetta Mgmt For For 3 Elect Director Louis C. Camilleri Mgmt For For 4 Elect Director J. Dudley Fishburn Mgmt For For 5 Elect Director Jennifer Li Mgmt For For Page 110 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Elect Director Graham Mackay Mgmt For For 7 Elect Director Sergio Marchionne Mgmt For For 8 Elect Director Lucio A. Noto Mgmt For For 9 Elect Director Carlos Slim Helu Mgmt For For 10 Elect Director Stephen M. Wolf Mgmt For For 11 Ratify Auditors Mgmt For For 12 Report on Effect of Marketing Practices on the Poor SH Against Against 13 Establish Supplier Human Rights Purchasing Protocols SH Against Against The Warnaco Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 934390402 Annual 18-Mar-10 Ticker: WRC CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668 Vote Proponent Mgmt Rec Instruction 1 Elect Director David A. Bell Mgmt For For 2 Elect Director Robert A. Bowman Mgmt For For 3 Elect Director Richard Karl Goeltz Mgmt For For 4 Elect Director Joseph R. Gromek Mgmt For For 5 Elect Director Sheila A. Hopkins Mgmt For For 6 Elect Director Charles R. Perrin Mgmt For For 7 Elect Director Nancy A. Reardon Mgmt For For 8 Elect Director Donald L. Seeley Mgmt For For 9 Elect Director Cheryl Nido Turpin Mgmt For For 10 Ratify Auditors Mgmt For For Tower Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 891777104 Annual 16-Mar-10 Ticker: TWGP CUSIP: 891777104 ISIN: US8917771045 SEDOL: B03KNS5 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Charles A. Bryan Mgmt For For 1.2 Elect Director Robert S. Smith Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain Tupperware Brands Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 899896104 Annual 15-Mar-10 Ticker: TUP CUSIP: 899896104 ISIN: US8998961044 SEDOL: 2872069 Page 111 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Elect Director Rita Bornstein, Ph.D. Mgmt For For 2 Elect Director Kriss Cloninger, III Mgmt For For 3 Elect Director E.V. Goings Mgmt For For 4 Elect Director Joe R. Lee Mgmt For For 5 Elect Director Bob Marbut Mgmt For For 6 Elect Director Antonio Monteiro de Castro Mgmt For For 7 Elect Director David R. Parker Mgmt For For 8 Elect Director Joyce M. Roche Mgmt For For 9 Elect Director J. Patrick Spainhour Mgmt For For 10 Elect Director M. Anne Szostak Mgmt For For 11 Ratify Auditors Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 13 Approve Omnibus Stock Plan Mgmt For Against Unilever plc Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 United Kingdom G92087165 Annual 10-May-10 Ticker: N/A CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Re-elect Paul Polman as Director Mgmt For For 4 Elect Jean-Marc Huet as Director Mgmt For For 5 Re-elect Louise Fresco as Director Mgmt For For 6 Re-elect Ann Fudge as Director Mgmt For For 7 Re-elect Charles Golden as Director Mgmt For For 8 Re-elect Byron Grote as Director Mgmt For For 9 Re-elect Hixonia Nyasulu as Director Mgmt For For 10 Re-elect Kees Storm as Director Mgmt For For 11 Re-elect Michael Treschow as Director Mgmt For For 12 Re-elect Jeroen van der Veer as Director Mgmt For For 13 Re-elect Paul Walsh as Director Mgmt For For 14 Elect Sir Malcolm Rifkind as Director Mgmt For For 15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For Page 112 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Authorise EU Political Donations and Expenditure Mgmt For For 21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 22 Approve the Management Co-Investment Plan Mgmt For For 23 Adopt New Articles of Association Mgmt For For Alexanders, Inc Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 014752109 Annual 15-Mar-10 Ticker: ALX CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael D. Fascitelli Mgmt For Withhold 1.2 Elect Director Thomas R. DiBenedetto Mgmt For For 2 Ratify Auditors Mgmt For For AMERIGROUP Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 03073T102 Annual 16-Mar-10 Ticker: AGP CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kay Coles James Mgmt For For 1.2 Elect Director Hala Moddelmog Mgmt For For 1.3 Elect Director Uwe E. Reinhardt, Ph.d. Mgmt For For 2 Ratify Auditors Mgmt For For Bill Barrett Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 06846N104 Annual 15-Mar-10 Ticker: BBG CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William F. Owens Mgmt For For 1.2 Elect Director Randy A. Foutch Mgmt For For 1.3 Elect Director Joseph N. Jaggers Mgmt For For 1.4 Elect Director Edmund P. Segner, III Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors Mgmt For For 4 Reduce Supermajority Vote Requirement SH Against For Page 113 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 C.H. Robinson Worldwide, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 12541W209 Annual 16-Mar-10 Ticker: CHRW CUSIP: 12541W209 ISIN: US12541W2098 SEDOL: 2116228 Vote Proponent Mgmt Rec Instruction 1 Elect Director Steven L. Polacek Mgmt For For 2 Elect Director ReBecca Koenig Roloff Mgmt For For 3 Elect Director Michael W. Wickham Mgmt For For 4 Approve Executive Incentive Bonus Plan Mgmt For For 5 Ratify Auditors Mgmt For For Carter's, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 146229109 Annual 26-Mar-10 Ticker: CRI CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vanessa J. Castagna Mgmt For For 1.2 Elect Director William J. Montgoris Mgmt For For 1.3 Elect Director David Pulver Mgmt For For 2 Ratify Auditors Mgmt For For Cinemark Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 17243V102 Annual 25-Mar-10 Ticker: CNK CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Benjamin D. Chereskin Mgmt For For 1.2 Elect Director Lee Roy Mitchell Mgmt For For 1.3 Elect Director Raymond W. Syufy Mgmt For For 2 Ratify Auditors Mgmt For For Ford Motor Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 345370860 Annual 17-Mar-10 Ticker: F CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen G. Butler Mgmt For For 1.2 Elect Director Kimberly A. Casiano Mgmt For For Page 114 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Anthony F. Earley, Jr. Mgmt For For 1.4 Elect Director Edsel B. Ford II Mgmt For For 1.5 Elect Director William Clay Ford, Jr. Mgmt For For 1.6 Elect Director Richard A. Gephardt Mgmt For For 1.7 Elect Director Irvine O. Hockaday, Jr. Mgmt For For 1.8 Elect Director Richard A. Manoogian Mgmt For For 1.9 Elect Director Ellen R. Marram Mgmt For For 1.10 Elect Director Alan Mulally Mgmt For For 1.11 Elect Director Homer A. Neal Mgmt For For 1.12 Elect Director Gerald L. Shaheen Mgmt For For 1.13 Elect Director John L. Thornton Mgmt For For 2 Ratify Auditors Mgmt For For 3 Adopt NOL Rights Plan (NOL Pill) Mgmt For For 4 Disclose Prior Government Service SH Against Against 5 Adopt Recapitalization Plan SH Against Against 6 Report on Political Contributions SH Against Against 7 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 8 Prohibit Energy Projects Only Concerned With CO2 Reduction SH Against Against General Maritime Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 Marshall Isl Y2693R101 Annual 15-Mar-10 Ticker: GMR CUSIP: Y2693R101 ISIN: MHY2693R1018 SEDOL: B3KH711 Vote Proponent Mgmt Rec Instruction 1.1 Reelect Peter C. Georgiopoulos as Director Mgmt For For 1.2 Reelect William J. Crabtree as Director Mgmt For For 1.3 Reelect Dr. E. Grant Gibbons as Director Mgmt For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For Google Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 38259P508 Annual 15-Mar-10 Ticker: GOOG CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Eric Schmidt Mgmt For For 1.2 Elect Director Sergey Brin Mgmt For For 1.3 Elect Director Larry Page Mgmt For For 1.4 Elect Director L. John Doerr Mgmt For For Page 115 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.5 Elect Director John L. Hennessy Mgmt For For 1.6 Elect Director Ann Mather Mgmt For For 1.7 Elect Director Paul S. Otellini Mgmt For For 1.8 Elect Director K. Ram Shriram Mgmt For For 1.9 Elect Director Shirley M. Tilghman Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Prepare Sustainability Report SH Against For 5 Adopt Principles for Online Advertising SH Against Against 6 Amend Human Rights Policies Regarding Chinese Operations SH Against Against Highwoods Properties, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 431284108 Annual 02-Mar-10 Ticker: HIW CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gene H. Anderson Mgmt For For 1.2 Elect Director Edward J. Fritsch Mgmt For For 1.3 Elect Director David J. Hartzell Mgmt For For 1.4 Elect Director Lawrence S. Kaplan Mgmt For For 1.5 Elect Director Sherry A. Kellett Mgmt For For 1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For Rent-A-Center, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 76009N100 Annual 31-Mar-10 Ticker: RCII CUSIP: 76009N100 ISIN: US76009N1000 SEDOL: 2733092 Vote Proponent Mgmt Rec Instruction 1 Elect Director Mitchel E. Fadel Mgmt For For 2 Elect Director Kerney Laday Mgmt For For 3 Elect Director Paula Stern Mgmt For For 4 Ratify Auditors Mgmt For For Republic Services, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 760759100 Annual 16-Mar-10 Ticker: RSG CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530 Page 116 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Election Director James E. O Connor Mgmt For For 2 Election Director John W. Croghan Mgmt For For 3 Election Director James W. Crownover Mgmt For For 4 Election Director William J. Flynn Mgmt For For 5 Election Director David I. Foley Mgmt For For 6 Election Director Michael Larson Mgmt For For 7 Election Director Nolan Lehmann Mgmt For For 8 Election Director W. Lee Nutter Mgmt For For 9 Election Director Ramon A. Rodriguez Mgmt For For 10 Election Director Allan C. Sorensen Mgmt For For 11 Election Director John M. Trani Mgmt For For 12 Election Director Michael W. Wickham Mgmt For For 13 Ratify Auditors Mgmt For For 14 Report on Political Contributions SH Against Against SIGA Technologies, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 826917106 Annual 31-Mar-10 Ticker: SIGA CUSIP: 826917106 ISIN: US8269171067 SEDOL: 2107437 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Eric A. Rose Mgmt For For 1.2 Elect Director James J. Antal Mgmt For For 1.3 Elect Director Michael J. Bayer Mgmt For For 1.4 Elect Director Thomas E. Constance Mgmt For For 1.5 Elect Director Steven L. Fasman Mgmt For Withhold 1.6 Elect Director Scott M. Hammer Mgmt For For 1.7 Elect Director Joseph W. Marshall, III Mgmt For For 1.8 Elect Director Paul G. Savas Mgmt For Withhold 1.9 Elect Director Bruce Slovin Mgmt For Withhold 1.10 Elect Director Michael A. Weiner Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against The Charles Schwab Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 808513105 Annual 15-Mar-10 Ticker: SCHW CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397 Page 117 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Arun Sarin Mgmt For For 1.2 Elect Director Paula A. Sneed Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For 4 Report on Political Contributions SH Against Against 5 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives The Dow Chemical Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 260543103 Annual 15-Mar-10 Ticker: DOW CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719 Vote Proponent Mgmt Rec Instruction 1 Elect Director Arnold A. Allemang Mgmt For For 2 Elect Director Jacqueline K. Barton Mgmt For For 3 Elect Director James A. Bell Mgmt For Against 4 Elect Director Jeff M. Fettig Mgmt For Against 5 Elect Director Barbara H. Franklin Mgmt For For 6 Elect Director John B. Hess Mgmt For For 7 Elect Director Andrew N. Liveris Mgmt For For 8 Elect Director Paul Polman Mgmt For For 9 Elect Director Dennis H. Reilley Mgmt For For 10 Elect Director James M. Ringler Mgmt For For 11 Elect Director Ruth G. Shaw Mgmt For For 12 Elect Director Paul G. Stern Mgmt For Against 13 Ratify Auditors Mgmt For For 14 Provide Right to Call Special Meeting Mgmt For For 15 Report on Environmental Remediation in Midland Area SH Against Against 16 Stock Retention/Holding Period SH Against Against 17 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Bruker Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 14-May-10 USA 116794108 Annual 31-Mar-10 Ticker: BRKR CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Wolf-Dieter Emmerich Mgmt For For Page 118 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Brenda J. Furlong Mgmt For For 1.3 Elect Director Frank H. Laukien Mgmt For Withhold 1.4 Elect Director Richard A. Packer Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Tanger Factory Outlet Centers, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 14-May-10 USA 875465106 Annual 18-Mar-10 Ticker: SKT CUSIP: 875465106 ISIN: US8754651060 SEDOL: 2874582 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jack Africk Mgmt For For 1.2 Elect Director Steven B. Tanger Mgmt For For 1.3 Elect Director William G. Benton Mgmt For For 1.4 Elect Director Bridget Ryan Berman Mgmt For For 1.5 Elect Director Thomas E. Robinson Mgmt For For 1.6 Elect Director Allan L. Schuman Mgmt For For 1.7 Elect Director Stanley K. Tanger Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against Consolidated Edison, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 17-May-10 USA 209115104 Annual 30-Mar-10 Ticker: ED CUSIP: 209115104 ISIN: US2091151041 SEDOL: 2216850 Vote Proponent Mgmt Rec Instruction 1 Elect Director Kevin Burke Mgmt For For 2 Elect Director Vincent A. Calarco Mgmt For For 3 Elect Director George Campbell, Jr. Mgmt For For 4 Elect Director Gordon J. Davis Mgmt For For 5 Elect Director Michael J. Del Giudice Mgmt For For 6 Elect Director Ellen V. Futter Mgmt For For 7 Elect Director John F. Hennessy, III Mgmt For For 8 Elect Director Sally Hernandez Mgmt For For 9 Elect Director John F. Killian Mgmt For For 10 Elect Director Eugene R. McGrath Mgmt For For 11 Elect Director Michael W. Ranger Mgmt For For 12 Elect Director L. Frederick Sutherland Mgmt For For Page 119 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 13 Ratify Auditors Mgmt For For 14 Increase Disclosure of Executive Compensation SH Against Against Sanofi Aventis Meeting Date Country Primary Security ID Meeting Type Record Date 17-May-10 France F5548N101 Annual/Special 12-May-10 Ticker: N/A CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.40 per Mgmt For For Share 4 Receive Auditors' Special Report Mentioning the Absence of New Mgmt For Against Related-Party Transactions 5 Ratify Appointment of Serge Weinberg as Director Mgmt For Against 6 Elect Catherine Brechignac as Director Mgmt For For 7 Reelect Robert Castaigne as Director Mgmt For Against 8 Reelect Lord Douro as Director Mgmt For For 9 Reelect Christian Mulliez as Director Mgmt For Against 10 Reelect Christopher Viehbacher as Director Mgmt For Against 11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt 12 Amend Articles 11 of Bylaws Re: Shareholding Requirements and Mgmt For For Length of Term for Directors 13 Authorize Filing of Required Documents/Other Formalities Mgmt For For B&G Foods, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 05508R106 Annual 26-Mar-10 Ticker: BGS CUSIP: 05508R106 ISIN: US05508R1068 SEDOL: B034L49 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert C. Cantwell Mgmt For For 1.2 Elect Director James R. Chambers Mgmt For For 1.3 Elect Director Cynthia T. Jamison Mgmt For For 1.4 Elect Director Dennis M. Mullen Mgmt For For 1.5 Elect Director Alfred Poe Mgmt For For 1.6 Elect Director Stephen C. Sherrill Mgmt For For 1.7 Elect Director David L. Wenner Mgmt For For Page 120 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Eliminate Class of Common Stock Mgmt For For 3 Increase Authorized Common Stock Mgmt For For 4 Amend Omnibus Stock Plan Mgmt For Against 5 Ratify Auditors Mgmt For For Emergency Medical Services Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 29100P102 Annual 01-Apr-10 Ticker: EMS CUSIP: 29100P102 ISIN: US29100P1021 SEDOL: B0V02G8 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven B. Epstein Mgmt For For 1.2 Elect Director Paul B. Iannini Mgmt For For 1.3 Elect Director James T. Kelly Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For JPMorgan Chase & Co. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 46625h100 Annual 19-Mar-10 Ticker: JPM CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Crandall C. Bowles Mgmt For For 1.2 Elect Director Stephen B. Burke Mgmt For For 1.3 Elect Director David M. Cote Mgmt For For 1.4 Elect Director James S. Crown Mgmt For For 1.5 Elect Director James Dimon Mgmt For For 1.6 Elect Director Ellen V. Futter Mgmt For For 1.7 Elect Director William H. Gray, III Mgmt For For 1.8 Elect Director Laban P. Jackson, Jr. Mgmt For For 1.9 Elect Director David C. Novak Mgmt For For 1.10 Elect Director Lee R. Raymond Mgmt For For 1.11 Elect Director William C. Weldon Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 4 Affirm Political Non-Partisanship SH Against Against 5 Amend Bylaws-- Call Special Meetings SH Against For 6 Report on Collateral in Derivatives Trading SH Against Against 7 Provide Right to Act by Written Consent SH Against For Page 121 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Require Independent Board Chairman SH Against Against 9 Report on Pay Disparity SH Against Against 10 Stock Retention/Holding Period SH Against Against Kraft Foods Inc Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 50075N104 Annual 11-Mar-10 Ticker: KFT CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296 Vote Proponent Mgmt Rec Instruction 1 Elect Director Ajaypal S. Banga Mgmt For For 2 Elect Director Myra M. Hart Mgmt For For 3 Elect Director Lois D. Juliber Mgmt For For 4 Elect Director Mark D. Ketchum Mgmt For For 5 Elect Director Richard A. Lerner Mgmt For For 6 Elect Director Mackey J. McDonald Mgmt For For 7 Elect Director John C. Pope Mgmt For For 8 Elect Director Fredric G. Reynolds Mgmt For For 9 Elect Director Irene B. Rosenfeld Mgmt For For 10 Elect Director J.F. Van Boxmeer Mgmt For For 11 Elect Director Deborah C. Wright Mgmt For For 12 Elect Director Frank G. Zarb Mgmt For For 13 Ratify Auditors Mgmt For For 14 Provide Right to Act by Written Consent SH Against For Medicis Pharmaceutical Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 584690309 Annual 19-Mar-10 Ticker: MRX CUSIP: 584690309 ISIN: US5846903095 SEDOL: 2576510 Vote Proponent Mgmt Rec Instruction 1 Elect Director Michael A. Pietrangelo Mgmt For For 2 Elect Director Lottie H. Shackelford Mgmt For For 3 Elect Director Jonah Shacknai Mgmt For For 4 Ratify Auditors Mgmt For For Morgan Stanley Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 617446448 Annual 22-Mar-10 Ticker: MS CUSIP: 617446448 ISIN: US6174464486 SEDOL: 2262314 Vote Proponent Mgmt Rec Instruction Page 122 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Elect Director Roy J. Bostock Mgmt For For 2 Elect Director Erskine B. Bowles Mgmt For For 3 Elect Director Howard J. Davies Mgmt For For 4 Elect Director James P. Gorman Mgmt For For 5 Elect Director James H. Hance, Jr. Mgmt For For 6 Elect Director Nobuyuki Hirano Mgmt For For 7 Elect Director C. Robert Kidder Mgmt For For 8 Elect Director John J. Mack Mgmt For For 9 Elect Director Donald T. Nicolaisen Mgmt For For 10 Elect Director Charles H. Noski Mgmt For For 11 Elect Director Hutham S. Olayan Mgmt For For 12 Elect Director O. Griffith Sexton Mgmt For For 13 Elect Director Laura D. Tyson Mgmt For For 14 Ratify Auditors Mgmt For For 15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 16 Amend Omnibus Stock Plan Mgmt For Against 17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 18 Stock Retention/Holding Period SH Against Against 19 Require Independent Board Chairman SH Against Against 20 Report on Pay Disparity SH Against Against 21 Claw-back of Payments under Restatements SH Against Against Psychiatric Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 74439H108 Annual 01-Apr-10 Ticker: PSYS CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mark P. Clein Mgmt For For 1.2 Elect Director Richard D. Gore Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Royal Dutch Shell plc Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 United Kingdom G7690A118 Annual 16-May-10 Ticker: N/A CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For Page 123 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Approve Remuneration Report Mgmt For For 3 Elect Charles Holliday as Director Mgmt For For 4 Re-elect Josef Ackermann as Director Mgmt For For 5 Re-elect Malcolm Brinded as Director Mgmt For For 6 Re-elect Simon Henry as Director Mgmt For For 7 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For 8 Re-elect Wim Kok as Director Mgmt For For 9 Re-elect Nick Land as Director Mgmt For For 10 Re-elect Christine Morin-Postel as Director Mgmt For For 11 Re-elect Jorma Ollila as Director Mgmt For For 12 Re-elect Jeroen van der Veer as Director Mgmt For For 13 Re-elect Peter Voser as Director Mgmt For For 14 Re-elect Hans Wijers as Director Mgmt For For 15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Approve Scrip Dividend Scheme Mgmt For For 21 Authorise EU Political Donations and Expenditure Mgmt For For 22 Adopt New Articles of Association Mgmt For For Shareholder Resolution Mgmt 23 Direct the Audit Committee or a Risk Committee of the Board to SH Against Against Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects Southwestern Energy Company Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 845467109 Annual 31-Mar-10 Ticker: SWN CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For 1.2 Elect Director Robert L. Howard Mgmt For For 1.3 Elect Director Harold M. Korell Mgmt For For 1.4 Elect Director Vello A. Kuuskraa Mgmt For For 1.5 Elect Director Kenneth R. Mourton Mgmt For For 1.6 Elect Director Steven L. Mueller Mgmt For For 1.7 Elect Director Charles E. Scharlau Mgmt For For 2 Ratify Auditors Mgmt For For Page 124 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Increase Authorized Common Stock Mgmt For For 4 Require a Majority Vote for the Election of Directors SH Against For 5 Report on Political Contributions SH Against Against Washington Real Estate Investment Trust Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 939653101 Annual 15-Mar-10 Ticker: WRE CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William G. Byrnes Mgmt For For 1.2 Elect Director John P. McDaniel Mgmt For For 1.3 Elect Director George F. McKenzie Mgmt For For 2 Ratify Auditors Mgmt For For ARRIS Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 04269Q100 Annual 24-Mar-10 Ticker: ARRS CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alex B. Best Mgmt For For 1.2 Elect Director Harry L. Bosco Mgmt For For 1.3 Elect Director James A. Chiddix Mgmt For For 1.4 Elect Director John Anderson Craig Mgmt For For 1.5 Elect Director Matthew B. Kearney Mgmt For For 1.6 Elect Director William H. Lambert Mgmt For For 1.7 Elect Director John R. Petty Mgmt For For 1.8 Elect Director Robert J. Stanzione Mgmt For For 1.9 Elect Director David A. Woodle Mgmt For For 2 Ratify Auditors Mgmt For For Fossil, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 349882100 Annual 31-Mar-10 Ticker: FOSL CUSIP: 349882100 ISIN: US3498821004 SEDOL: 2346627 Vote Proponent Mgmt Rec Instruction 1 Declassify the Board of Directors Mgmt For For 2.1 Elect Director Elaine Agather Mgmt For For 2.2 Elect Director Michael W. Barnes Mgmt For For 2.3 Elect Director Jeffrey N. Boyer Mgmt For For Page 125 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.4 Elect Director Kosta N. Kartsotis Mgmt For For 2.5 Elect Director Elysia Holt Ragusa Mgmt For For 2.6 Elect Director Jal S. Shroff Mgmt For For 2.7 Elect Director James E. Skinner Mgmt For For 2.8 Elect Director Michael Steinberg Mgmt For For 2.9 Elect Director Donald J. Stone Mgmt For For 2.10 Elect Director James M. Zimmerman Mgmt For For 2.11 Elect Director Elaine Agather Mgmt For For 2.12 Elect Director Jal S. Shroff Mgmt For For 2.13 Elect Director Donald J. Stone Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Ratify Auditors Mgmt For For Montpelier Re Holdings Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 Bermuda G62185106 Annual 31-Mar-10 Ticker: MRH CUSIP: G62185106 ISIN: BMG621851069 SEDOL: 2956888 Vote Proponent Mgmt Rec Instruction 1.1 Elect John G. Bruton as Director Mgmt For For 1.2 Elect John F. Shettle as Director Mgmt For For 1.3 Elect Morgan W. Davis as Director Mgmt For For 1.4 Elect Thomas G. S. Busher as Director Mgmt For For 1.5 Elect Heinrich Burgi as Director Mgmt For For 2.1 Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd Mgmt For For 2.2 Elect Thomas G. S. Busher as Director of Montpelier Reinsurance Mgmt For For Ltd 2.3 Elect Christopher L. Harris as Director of Montpelier Reinsurance Mgmt For For Ltd 2.4 Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd Mgmt For For 3A Approve Amendments on Advance Notice Provisions Mgmt For For 3B Approve Amendments on Limits on Board Size Mgmt For For 3C Approve Amendments on Reductions in Subsidiary Board Elections Mgmt For For 4 Approve PricewaterhouseCoopers as Auditors and Authorize Mgmt For For Board to Fix Their Remuneration 5 Transact Other Business (Non-Voting) Mgmt ProAssurance Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 74267C106 Annual 26-Mar-10 Ticker: PRA Page 126 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Victor T. Adamo Mgmt For Withhold 1.2 Elect Director William J. Listwan Mgmt For Withhold 1.3 Elect Director W. Stancil Starnes Mgmt For Withhold 2 Ratify Auditors Mgmt For For Safeway Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 786514208 Annual 22-Mar-10 Ticker: SWY CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165 Vote Proponent Mgmt Rec Instruction 1 Elect Director Steven A. Burd Mgmt For For 2 Elect Director Janet E. Grove Mgmt For Against 3 Elect Director Mohan Gyani Mgmt For For 4 Elect Director Paul Hazen Mgmt For Against 5 Elect Director Frank C. Herringer Mgmt For Against 6 Elect Director Kenneth W. Oder Mgmt For Against 7 Elect Director Arun Sarin Mgmt For For 8 Elect Director Michael S. Shannon Mgmt For For 9 Elect Director William Y. Tauscher Mgmt For For 10 Provide Right to Call Special Meeting Mgmt For For 11 Ratify Auditors Mgmt For For 12 Restore or Provide for Cumulative Voting SH Against Against 13 Adopt Global Warming Principles SH Against Against 14 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 15 Purchase Poultry from Suppliers Using CAK SH Against Against Statoil ASA Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 Norway R4446E112 Annual 03-May-10 Ticker: N/A CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608 Vote Proponent Mgmt Rec Instruction 1 Open Meeting Mgmt 2 Elect Olaug Svarva as Chair of Meeting Mgmt For For 3 Approve Notice of Meeting and Agenda Mgmt For For Page 127 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Registration of Attending Shareholders and Proxies Mgmt 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For 6 Approve Financial Statements and Statutory Reports; Approve Mgmt For For Allocation of Income and Dividends of NOK 6.00 per Share 7 Approve Remuneration Policy And Other Terms of Employment Mgmt For Against For Executive Management 8 Approve Remuneration of Auditors Mgmt For For 9a Reelect Olaug Svarva as Member of Corporate Assembly Mgmt For For 9b Reelect Idar Kreutzer as Member of Corporate Assembly Mgmt For For 9c Reelect Karin Aslaksen as Member of Corporate Assembly Mgmt For For 9d Reelect Greger Mannsverk as Member Corporate Assembly Mgmt For For 9e Relect Steinar Olsen as Member of Corporate Assembly Mgmt For For 9f Reelect Ingvald Strommen as Member of Corporate Assembly Mgmt For For 9g Reelect Rune Bjerke as Member of Corporate Assembly Mgmt For For 9h Relect Tore Ulstein as Member of Corporate Assembly Mgmt For For 9i Elect Live Aker as Member of Corporate Assembly Mgmt For For 9j Elect Siri Kalvig as Member of Corporate Assembly Mgmt For For 9k Elect Thor Bolstad as Member of Corporate Assembly Mgmt For For 9l Elect Barbro Haetta-Jacobsen as Member of Corporate Assembly Mgmt For For 9m Reelect Arthur Sletteberg as Deputy Member of Corporate Mgmt For For Assembly 9n Reelect Anne-Margrethe Firing as Deputy Member of Corporate Mgmt For For Assembly 9o Elect Linda Aase as Deputy Member of Corporate Assembly Mgmt For For 9p Reelect Shahzad Rana as Deputy Member of Corporate Assembly Mgmt For For 10 Approve Remuneration of Members and Deputy Members of Mgmt For For Corporate Assembly in the Amount of NOK 100,000 for Chair, NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and NOK 5,250 for Deputy Members 11a Reelect Olaug Svarva as Chair of Nominating Committee Mgmt For For 11b Reelect Bjorn Haavik as Member of Nominating Committee Mgmt For For 11c Reelect Tom Rathke as Member of Nominating Committee Mgmt For For 11d Elect Live Aker as Member of Nominating Committee Mgmt For For 12 Approve Remuneration of Nominating Committee in the Amount Mgmt For For of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting for Other Members 13 Authorize Repurchase and Reissuance of Shares up to a Nominal Mgmt For Against Value of NOK 20 Million in Connection with Share Saving Scheme for Employees 14 Authorize Repurchase of Shares up to a Nominal Value of NOK Mgmt For For 187.5 Million and Cancellation of Repurchased Shares; Amend Articles Accordingly Page 128 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 15 Amend Articles Re: Specify Share Capital and Number of Shares; Mgmt For For Right to Sign for Company; Number of Members of Corporate Assembly; Approve Electronic Distribution of Documents Pertaining to General Meetings; Other Amendments Shareholder Proposals Mgmt 16 Withdraw Company From Tar Sands Activities in Canada SH Against Against Thoratec Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 885175307 Annual 05-Apr-10 Ticker: THOR CUSIP: 885175307 ISIN: US8851753074 SEDOL: 2889962 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Neil F. Dimick Mgmt For For 1.2 Elect Director Gerhard F. Burbach Mgmt For For 1.3 Elect Director J. Daniel Cole Mgmt For For 1.4 Elect Director Steven H. Collis Mgmt For For 1.5 Elect Director Elisha W. Finney Mgmt For For 1.6 Elect Director D. Keith Grossman Mgmt For For 1.7 Elect Director Paul A. LaViolette Mgmt For For 1.8 Elect Director Daniel M. Mulvena Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Comcast Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 20030N101 Annual 11-Mar-10 Ticker: CMCSA CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director S. Decker Anstrom Mgmt For For 1.2 Elect Director Kenneth J. Bacon Mgmt For For 1.3 Elect Director Sheldon M. Bonovitz Mgmt For For 1.4 Elect Director Edward D. Breen Mgmt For For 1.5 Elect Director Julian A. Brodsky Mgmt For For 1.6 Elect Director Joseph J. Collins Mgmt For For 1.7 Elect Director J. Michael Cook Mgmt For For 1.8 Elect Director Gerald L. Hassell Mgmt For For 1.9 Elect Director Jeffrey A. Honickman Mgmt For For 1.10 Elect Director Brian L. Roberts Mgmt For For 1.11 Elect Director Ralph J. Roberts Mgmt For For Page 129 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.12 Elect Director Judith Rodin Mgmt For For 1.13 Elect Director Michael I. Sovern Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For 4 Provide for Cumulative Voting SH Against Against 5 Adopt Policy on Succession Planning SH Against Against 6 Require Independent Board Chairman SH Against Against Dime Community Bancshares, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 253922108 Annual 25-Mar-10 Ticker: DCOM CUSIP: 253922108 ISIN: US2539221083 SEDOL: 2034148 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vincent F. Palagiano Mgmt For Withhold 1.2 Elect Director Patrick E. Curtin Mgmt For Withhold 1.3 Elect Director Omer S.J. Williams Mgmt For Withhold 2 Ratify Auditors Mgmt For For GrafTech International Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 384313102 Annual 25-Mar-10 Ticker: GTI CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Randy W. Carson Mgmt For For 1.2 Elect Director Mary B. Cranston Mgmt For For 1.3 Elect Director Harold E. Layman Mgmt For For 1.4 Elect Director Ferrell P. McClean Mgmt For For 1.5 Elect Director Michael C. Nahl Mgmt For For 1.6 Elect Director Steven R. Shawley Mgmt For For 1.7 Elect Director Craig S. Shular Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For JetBlue Airways Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 477143101 Annual 25-Mar-10 Ticker: JBLU CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David Barger Mgmt For For Page 130 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Peter Boneparth Mgmt For For 1.3 Elect Director David Checketts Mgmt For For 1.4 Elect Director Virginia Gambale Mgmt For For 1.5 Elect Director Stephan Gemkow Mgmt For For 1.6 Director Joel Peterson Mgmt For Withhold 1.7 Elect Director Ann Rhoades Mgmt For For 2 Ratify Auditors Mgmt For For 3 Increase Authorized Common Stock Mgmt For For Knight Transportation, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 499064103 Annual 31-Mar-10 Ticker: KNX CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kevin P. Knight Mgmt For For 1.2 Elect Director Randy Knight Mgmt For For 1.3 Elect Director Michael Garnreiter Mgmt For For 2 Amend Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For Magellan Health Services, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 559079207 Annual 31-Mar-10 Ticker: MGLN CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael P. Ressner Mgmt For For 1.2 Elect Director Michael S. Diament Mgmt For For 2 Ratify Auditors Mgmt For For McDonald's Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 580135101 Annual 23-Mar-10 Ticker: MCD CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707 Vote Proponent Mgmt Rec Instruction 1 Elect Director Walter E. Massey Mgmt For For 2 Elect Director John W. Rogers, Jr. Mgmt For For 3 Elect Director Roger W. Stone Mgmt For For 4 Elect Director Miles D. White Mgmt For For 5 Ratify Auditors Mgmt For For Page 131 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 7 Reduce Supermajority Vote Requirement SH Against For 8 Require Suppliers to Adopt CAK SH Against Against 9 Adopt Cage-Free Eggs Purchasing Policy SH Against Against MFA Financial Inc Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 55272X102 Annual 23-Mar-10 Ticker: MFA CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stewart Zimmerman Mgmt For For 1.2 Elect Director James A. Brodsky Mgmt For For 1.3 Elect Director Alan L. Gosule Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For National Retail Properties, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 637417106 Annual 22-Mar-10 Ticker: NNN CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Don DeFosset Mgmt For For 1.2 Elect Director Dennis E. Gershenson Mgmt For For 1.3 Elect Director Kevin B. Habicht Mgmt For For 1.4 Elect Director Richard B. Jennings Mgmt For For 1.5 Elect Director Ted B. Lanier Mgmt For For 1.6 Elect Director Robert C. Legler Mgmt For For 1.7 Elect Director Craig Macnab Mgmt For For 1.8 Elect Director Robert Martinez Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain The Home Depot, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 437076102 Annual 22-Mar-10 Ticker: HD CUSIP: 437076102 ISIN: US4370761029 SEDOL: 2434209 Vote Proponent Mgmt Rec Instruction 1 Elect Director F. Duane Ackerman Mgmt For For Page 132 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director David H. Batchelder Mgmt For For 3 Elect Director Francis S. Blake Mgmt For For 4 Elect Director Ari Bousbib Mgmt For For 5 Elect Director Gregory D. Brenneman Mgmt For For 6 Elect Director Albert P. Carey Mgmt For For 7 Elect Director Armando Codina Mgmt For For 8 Elect Director Bonnie G. Hill Mgmt For For 9 Elect Director Karen L. Katen Mgmt For For 10 Ratify Auditors Mgmt For For 11 Amend Omnibus Stock Plan Mgmt For For 12 Provide for Cumulative Voting SH Against Against 13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 14 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 15 Provide Right to Act by Written Consent SH Against For 16 Require Independent Board Chairman SH Against Against 17 Prepare Employment Diversity Report SH Against For 18 Reincorporate in Another State [from Delaware to North Dakota] SH Against Against The Talbots, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 874161102 Annual 21-Apr-10 Ticker: TLB CUSIP: 874161102 ISIN: US8741611029 SEDOL: 2871806 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Marjorie L. Bowen Mgmt For For 1.2 Elect Director John W. Gleeson Mgmt For For 1.3 Elect Director Andrew H. Madsen Mgmt For For 1.4 Elect Director Gary M. Pfeiffer Mgmt For For 1.5 Elect Director Trudy F. Sullivan Mgmt For For 1.6 Elect Director Susan M. Swain Mgmt For For 2 Ratify Auditors Mgmt For For Westlake Chemical Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 960413102 Annual 01-Apr-10 Ticker: WLK CUSIP: 960413102 ISIN: US9604131022 SEDOL: B01ZP20 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director E. William Barnett Mgmt For For Page 133 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Robert T. Blakely Mgmt For For 1.3 Elect Director Albert Chao Mgmt For For 2 Ratify Auditors Mgmt For For FPL Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 302571104 Annual 22-Mar-10 Ticker: FPL CUSIP: 302571104 ISIN: US3025711041 SEDOL: 2328915 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Sherry S. Barrat Mgmt For For 1.2 Elect Director Robert M. Beall, II Mgmt For For 1.3 Elect Director J. Hyatt Brown Mgmt For For 1.4 Elect Director James L. Camaren Mgmt For For 1.5 Elect Director J. Brian Ferguson Mgmt For For 1.6 Elect Director Lewis Hay, III Mgmt For For 1.7 Elect Director Toni Jennings Mgmt For For 1.8 Elect Director Oliver D. Kingsley, Jr. Mgmt For For 1.9 Elect Director Rudy E. Schupp Mgmt For For 1.10 Elect Director William H. Swanson Mgmt For For 1.11 Elect Director Michael H. Thaman Mgmt For For 1.12 Elect Director Hansel E. Tookes, II Mgmt For For 2 Ratify Auditors Mgmt For For 3 Change Company Name Mgmt For For L.B. Foster Company Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 350060109 Annual 19-Mar-10 Ticker: FSTR CUSIP: 350060109 ISIN: US3500601097 SEDOL: 2348225 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lee B. Foster II Mgmt For For 1.2 Elect Director Stan L. Hasselbusch Mgmt For For 1.3 Elect Director Peter McIlroy II Mgmt For For 1.4 Elect Director G. Thomas McKane Mgmt For For 1.5 Elect Director Diane B. Owen Mgmt For For 1.6 Elect Director William H. Rackoff Mgmt For For 1.7 Elect Director Suzanne B. Rowland Mgmt For For 2 Ratify Auditors Mgmt For For Page 134 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Time Warner Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 887317303 Annual 26-Mar-10 Ticker: TWX CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2 Vote Proponent Mgmt Rec Instruction 1 Elect Director James L. Barksdale Mgmt For Against 2 Elect Director William P. Barr Mgmt For For 3 Elect Director Jeffrey L. Bewkes Mgmt For For 4 Elect Director Stephen F. Bollenbach Mgmt For For 5 Elect Director Frank J. Caufield Mgmt For Against 6 Elect Director Robert C. Clark Mgmt For Against 7 Elect Director Mathias Dopfner Mgmt For For 8 Elect Director Jessica P. Einhorn Mgmt For Against 9 Elect Director Fred Hassan Mgmt For For 10 Elect Director Michael A. Miles Mgmt For For 11 Elect Director Kenneth J. Novack Mgmt For Against 12 Elect Director Deborah C. Wright Mgmt For For 13 Ratify Auditors Mgmt For For 14 Approve Omnibus Stock Plan Mgmt For Against 15 Provide Right to Call Special Meeting Mgmt For For 16 Reduce Supermajority Vote Requirement SH Against For 17 Stock Retention/Holding Period SH Against Against 18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Total SA Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 France F92124100 Annual/Special 18-May-10 Ticker: N/A CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.28 per Mgmt For For Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Approve Transaction with Christophe de Margerie Re: Severance Mgmt For Against Payment Page 135 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 7 Reelect Thierry Desmarest as Director Mgmt For For 8 Reelect Thierry de Rudder as Director Mgmt For For 9 Elect Gunnar Brock as Director Mgmt For For 10 Elect Claude Clement as Representative of Employee Mgmt For For Shareholders to the Board 11 Elect Philippe Marchandise as Representative of Employee Mgmt Against Against Shareholders to the Board 12 Elect Mohammed Zaki as Representative of Employee Mgmt Against Against Shareholders to the Board 13 Reelect Ernst & Young Audit as Auditor Mgmt For For 14 Reelect KPMG Audit as Auditor Mgmt For For 15 Ratify Auditex as Alternate Auditor Mgmt For For 16 Ratify KPMG Audit I.S. as Alternate Auditor Mgmt For For Special Business Mgmt 17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion 18 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million 19 Authorize Capital Increase of up to 10 Percent of Issued Capital Mgmt For For for Future Acquisitions 20 Approve Employee Stock Purchase Plan Mgmt For For 21 Authorize up to 0.1 Percent of Issued Capital for Use in Stock Mgmt For For Option Plan Employee Shareholder Proposals Mgmt A Amend Article 9 of Bylaws Re: Mutual Fund SH Against Against UnitedHealth Group Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 24-May-10 USA 91324P102 Annual 26-Mar-10 Ticker: UNH CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766 Vote Proponent Mgmt Rec Instruction 1 Elect Director William C. Ballard, Jr. Mgmt For For 2 Elect Director Richard T. Burke Mgmt For For 3 Elect Director Robert J. Darretta Mgmt For For 4 Elect Director Stephen J. Hemsley Mgmt For For 5 Elect Director Michele J. Hooper Mgmt For For 6 Elect Director Douglas W. Leatherdale Mgmt For For 7 Elect Director Glenn M. Renwick Mgmt For For 8 Elect Director Kenneth I. Shine Mgmt For For Page 136 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Elect Director Gail R. Wilensky Mgmt For For 10 Ratify Auditors Mgmt For For 11 Report on Lobbying Expenses SH Against Against 12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Amazon.com, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 023135106 Annual 29-Mar-10 Ticker: AMZN CUSIP: 023135106 ISIN: US0231351067 SEDOL: 2000019 Vote Proponent Mgmt Rec Instruction 1 Elect Director Jeffrey P. Bezos Mgmt For For 2 Elect Director Tom A. Alberg Mgmt For For 3 Elect Director John Seely Brown Mgmt For For 4 Elect Director William B. Gordon Mgmt For For 5 Elect Director Alain Monie Mgmt For For 6 Elect Director Thomas O. Ryder Mgmt For For 7 Elect Director Patricia Q. Stonesifer Mgmt For For 8 Ratify Auditors Mgmt For For 9 Report on Political Contributions SH Against Against Columbia Sportswear Co. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 198516106 Annual 22-Mar-10 Ticker: COLM CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gertrude Boyle Mgmt For For 1.2 Elect Director Timothy P. Boyle Mgmt For For 1.3 Elect Director Sarah A. Bany Mgmt For For 1.4 Elect Director Murrey R. Albers Mgmt For For 1.5 Elect Director Stephen E. Babson Mgmt For For 1.6 Elect Director Andy D. Bryant Mgmt For For 1.7 Elect Director Edward S. George Mgmt For For 1.8 Elect Director Walter T. Klenz Mgmt For For 1.9 Elect Director John W. Stanton Mgmt For For 2 Ratify Auditors Mgmt For For NuVasive, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 670704105 Annual 29-Mar-10 Ticker: NUVA Page 137 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 670704105 ISIN: US6707041058 SEDOL: B00GJC2 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alexis V. Lukianov Mgmt For For 1.2 Elect Director Jack R. Blair Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain Omnicom Group Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 681919106 Annual 05-Apr-10 Ticker: OMC CUSIP: 681919106 ISIN: US6819191064 SEDOL: 2279303 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John D. Wren Mgmt For For 1.2 Elect Director Bruce Crawford Mgmt For For 1.3 Elect Director Alan R. Batkin Mgmt For For 1.4 Elect Director Robert Charles Clark Mgmt For For 1.5 Elect Director Leonard S. Coleman, Jr. Mgmt For For 1.6 Elect Director Errol M. Cook Mgmt For For 1.7 Elect Director Susan S. Denison Mgmt For For 1.8 Elect Director Michael A. Henning Mgmt For For 1.9 Elect Director John R. Murphy Mgmt For For 1.10 Elect Director John R. Purcell Mgmt For For 1.11 Elect Director Linda Johnson Rice Mgmt For For 1.12 Elect Director Gary L. Roubos Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For 5 Reimburse Proxy Contest Expenses SH Against Against 6 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 7 Reduce Supermajority Vote Requirement SH Against For Riverbed Technology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 768573107 Annual 15-Apr-10 Ticker: RVBD CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886 Vote Proponent Mgmt Rec Instruction Page 138 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Mark A. Floyd Mgmt For Withhold 1.2 Elect Director Christopher J. Schaepe Mgmt For Withhold 1.3 Elect Director James R. Swartz Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Societe generale Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 25-May-10 France F43638141 Annual/Special 20-May-10 CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income and Dividends of EUR 0.25 per Share Mgmt For For 3 Approve Stock Dividend Program Mgmt For For 4 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 5 Approve Auditors' Special Report Regarding Ongoing Related-Party Transactions Mgmt For For 6 Approve Ongoing Additional Pension Scheme Agreements for Daniel Bouton, Philippe Citerne, Didier Alix, and Severin Cabannes Mgmt For Against 7 Approve Additional Pension Scheme Agreement for Jean-Francois Sammarcelli Mgmt For For 8 Approve Additional Pension Scheme Agreement for Bernardo Sanchez Mgmt For For 9 Approve Non-Compete Agreement for Philippe Citerne Mgmt For Against 10 Renew Severance Payment Agreement for Frederic Oudea Mgmt For Against 11 Approve Ongoing Non-Compete Agreement for Frederic Oudea Mgmt For Against 12 Reelect Robert Castaigne as Director Mgmt For For 13 Reelect Gianemilio Osculati as Director Mgmt For For 14 Elect one Director Mgmt 15 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For Special Business Mgmt 16 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 460 Million; and/or Capitalization of Reserves of up to EUR 550 Million Mgmt For For 17 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 138 Million Mgmt For For 18 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16 and 17 Mgmt For For Page 139 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 19 Authorize Capital Increase of up to 10 Percent of Issued Capital Mgmt For For for Future Acquisitions 20 Approve Employee Stock Purchase Plan Mgmt For Against 21 Authorize up to 4 Percent of Issued Capital for Use in Stock Mgmt For For Option Plan 22 Authorize up to 4 Percent of Issued Capital for Use in Restricted Mgmt For Against Stock Plan 23 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 24 Amend Articles 4, 6, 7, 14, 15, 18,19, 20, and 21 of Bylaws to Mgmt For For Remove All References to Preferred Stock (Class B) Subscribed by SPPE 25 Authorize Filing of Required Documents/Other Formalities Mgmt For For World Fuel Services Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 981475106 Annual 01-Apr-10 Ticker: INT CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Paul H. Stebbins Mgmt For For 1.2 Elect Director Michael J. Kasbar Mgmt For For 1.3 Elect Director Ken Bakshi Mgmt For For 1.4 Elect Director Joachim Heel Mgmt For For 1.5 Elect Director Richard A. Kassar Mgmt For For 1.6 Elect Director Myles Klein Mgmt For For 1.7 Elect Director J. Thomas Presby Mgmt For For 1.8 Elect Director Stephen K. Roddenberry Mgmt For For 2 Ratify Auditors Mgmt For For Chevron Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 166764100 Annual 01-Apr-10 Ticker: CVX CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555 Vote Proponent Mgmt Rec Instruction 1 Elect Director S.H. Armacost Mgmt For For 2 Elect Director L.F. Deily Mgmt For For 3 Elect Director R.E. Denham Mgmt For For 4 Elect Director R.J. Eaton Mgmt For For 5 Elect Director C. Hagel Mgmt For For 6 Elect Director E. Hernandez Mgmt For For 7 Elect Director F.G. Jenifer Mgmt For For 8 Elect Director G.L. Kirkland Mgmt For For Page 140 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Elect Director S. Nunn Mgmt For For 10 Elect Director D.B. Rice Mgmt For For 11 Elect Director K.W. Sharer Mgmt For For 12 Elect Director C.R. Shoemate Mgmt For For 13 Elect Director J.G. Stumpf Mgmt For For 14 Elect Director R.D. Sugar Mgmt For For 15 Elect Director C. Ware Mgmt For For 16 Elect Director J.S. Watson Mgmt For For 17 Ratify Auditors Mgmt For For 18 Provide Right to Call Special Meeting Mgmt For For 19 Request Director Nominee with Environmental Qualifications SH Against For 20 Stock Retention/Holding Period SH Against Against 21 Disclose Payments To Host Governments SH Against Against 22 Adopt Guidelines for Country Selection SH Against For 23 Report on Financial Risks From Climate Change SH Against Against 24 Amend Bylaws to Establish a Board Committee on Human Rights SH Against Against Exxon Mobil Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 30231G102 Annual 06-Apr-10 Ticker: XOM CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director M.J. Boskin Mgmt For For 1.2 Elect Director P. Brabeck-Letmathe Mgmt For For 1.3 Elect Director L.R. Faulkner Mgmt For For 1.4 Elect Director J.S. Fishman Mgmt For For 1.5 Elect Director K.C. Frazier Mgmt For For 1.6 Elect Director W.W. George Mgmt For For 1.7 Elect Director M.C. Nelson Mgmt For For 1.8 Elect Director S.J. Palmisano Mgmt For For 1.9 Elect Director S.C. Reinemund Mgmt For For 1.10 Elect Director R.W. Tillerson Mgmt For For 1.11 Elect Director E.E. Whitacre, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 4 Reincorporate in Another State [from New Jersey to North SH Against Against Dakota] 5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Page 141 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Against Against Orientation and Gender Identity 7 Adopt Policy on Human Right to Water SH Against Against 8 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against Impacts 9 Report on Environmental Impact of Oil Sands Operations in SH Against For Canada 10 Report on Environmental Impacts of Natural Gas Fracturing SH Against For 11 Report on Energy Technologies Development SH Against Against 12 Adopt Quantitative GHG Goals from Products and Operations SH Against For 13 Report on Risks of Alternative Long-term Fossil Fuel Demand SH Against Against Estimates Hawaiian Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 419879101 Annual 07-Apr-10 Ticker: HA CUSIP: 419879101 ISIN: US4198791018 SEDOL: 2408044 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gregory S. Anderson Mgmt For For 1.2 Elect Director L. Todd Budge Mgmt For For 1.3 Elect Director Donald J. Carty Mgmt For For 1.4 Elect Director Mark B. Dunkerley Mgmt For For 1.5 Elect Director Lawrence S. Hershfield Mgmt For For 1.6 Elect Director Randall L. Jenson Mgmt For For 1.7 Elect Director Bert T. Kobayashi, Jr. Mgmt For For 1.8 Elect Director Crystal K. Rose Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against ION Geophysical Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 462044108 Annual 01-Apr-10 Ticker: IO CUSIP: 462044108 ISIN: US4620441083 SEDOL: 2460293 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Franklin Myers Mgmt For For 1.2 Elect Director Bruce S. Appelbaum Mgmt For For 1.3 Elect Director S. James Nelson, Jr. Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Page 142 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 National Financial Partners Corp. Ticker: NFP 26-May-10 Meeting Date USA Country 63607P208 Primary Security ID Annual Meeting Type Record Date 30-Mar-10 CUSIP: 63607P208 ISIN: US63607P2083 SEDOL: 2772921 Proponent Mgmt Rec Vote Instruction 1 Elect Director Stephanie Abramson Mgmt For For 2 Elect Director Arthur Ainsberg Mgmt For For 3 Elect Director Jessica Bibliowicz Mgmt For For 4 Elect Director R. Bruce Callahan Mgmt For For 5 Elect Director John Elliott Mgmt For For 6 Elect Director J. Barry Griswell Mgmt For For 7 Elect Director Shari Loessberg Mgmt For For 8 Elect Director Kenneth Mlekush Mgmt For For 9 Ratify Auditors Onyx Pharmaceuticals, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: ONXX 26-May-10 USA 683399109 Annual 29-Mar-10 CUSIP: 683399109 ISIN: US6833991093 SEDOL: 2656069 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Corinne H. Nevinny Mgmt For For 1.2 Elect Director Thomas G. Wiggans Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors The Boston Beer Company, Inc. Ticker: SAM 26-May-10 Meeting Date USA Country Mgmt 100557107 Primary Security ID Annual Meeting Type For Record Date 29-Mar-10 For CUSIP: 100557107 ISIN: US1005571070 SEDOL: 2113393 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director David A. Burwick Mgmt For For 1.2 Elect Director Pearson C. Cummin, III Mgmt For For 1.3 Elect Director Jean-Michel Valette The Southern Company Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: SO 26-May-10 USA 842587107 Annual 30-Mar-10 CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601 Page 143 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director J. P. Baranco Mgmt For For 1.2 Elect Director J. A. Boscia Mgmt For For 1.3 Elect Director H. A. Clark III Mgmt For For 1.4 Elect Director H. W. Habermeyer, Jr. Mgmt For For 1.5 Elect Director V. M. Hagen Mgmt For For 1.6 Elect Director W. A. Hood, Jr. Mgmt For For 1.7 Elect Director D. M. James Mgmt For For 1.8 Elect Director J. N. Purcell Mgmt For For 1.9 Elect Director D. M. Ratcliffe Mgmt For For 1.10 Elect Director W. G. Smith, Jr. Mgmt For For 1.11 Elect Director L. D. Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For 4 Eliminate Cumulative Voting Mgmt For For 5 Increase Authorized Common Stock Mgmt For For 6 Adopt Quantitative GHG Goals for Products and Operations SH Against Against 7 Report on Coal Combustion Waste Hazard and Risk Mitigation SH Against For Efforts Annaly Capital Management Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 035710409 Annual 29-Mar-10 Ticker: NLY CUSIP: 035710409 ISIN: US0357104092 SEDOL: 2113456 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kevin P. Brady Mgmt For For 1.2 Elect Director E. Wayne Nordberg Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Brown Shoe Company, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 115736100 Annual 31-Mar-10 Ticker: BWS CUSIP: 115736100 ISIN: US1157361007 SEDOL: 2146924 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Carla Hendra Mgmt For For 1.2 Elect Director Ward M. Klein Mgmt For For 1.3 Elect Director W. Patrick McGinnis Mgmt For For Page 144 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.4 Elect Director Diane M. Sullivan Mgmt For For 1.5 Elect Director Hal J. Upbin Mgmt For For 2 Ratify Auditors Collective Brands Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: PSS 27-May-10 USA 19421W100 Annual 01-Apr-10 CUSIP: 19421W100 ISIN: US19421W1009 SEDOL: 2685966 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Daniel Boggan Jr. Mgmt For For 1.2 Elect Director Michael A. Weiss Mgmt For For 1.3 Elect Director Robert C. Wheeler Mgmt For For 2 Ratify Auditors Deutsche Bank AG Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 27-May-10 Germany D18190898 Annual 11-May-10 CUSIP: D18190898 ISIN: DE0005140008 SEDOL: 5750355 Proponent Mgmt Rec Vote Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 0.75 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 6 Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes Mgmt For For 7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 9 Approve Remuneration System for Management Board Members Mgmt For Against 10 Amend Articles Re: Participation in, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 12 Amend Affiliation Agreements with Subsidiaries Mgmt For For 13 Approve Affiliation Agreements with Subsidiaries DB Beteiligungs-Holding GmbH and DB Finanz-Holding GmbH Mgmt For For Page 145 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Digital River, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 25388B104 Annual 31-Mar-10 Ticker: DRIV CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Joel A. Ronning Mgmt For For 1.2 Elect Director Perry W. Steiner Mgmt For For 1.3 Elect Director Cheryl F. Rosner Mgmt For For 2 Ratify Auditors Mgmt For For Heidrick & Struggles International, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 422819102 Annual 16-Apr-10 Ticker: HSII CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071 Vote Proponent Mgmt Rec Instruction 1 Elect Director Richard I. Beattie Mgmt For For 2 Elect Director Antonio Borges Mgmt For For 3 Elect Director John A. Fazio Mgmt For For 4 Ratify Auditors Mgmt For For Hutchison Whampoa Limited Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 Hong Kong Y38024108 Annual 19-May-10 Ticker: N/A CUSIP: Y38024108 ISIN: HK0013000119 SEDOL: 6448068 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Final Dividend Mgmt For For 3a Reelect Li Tzar Kuoi, Victor as Director Mgmt For Against 3b Reelect Frank John Sixt as Director Mgmt For Against 3c Reelect Michael David Kadoorie as Director Mgmt For For 3d Reelect George Colin Magnus as Director Mgmt For Against 3e Reelect Margaret Leung Ko May Yee as Director Mgmt For Against 4 Appoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For 5a Approve Issuance of Equity or Equity-Linked Securities without Mgmt For Against Preemptive Rights 5b Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 5c Authorize Reissuance of Repurchased Shares Mgmt For Against Page 146 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Approve CKH Master Agreement and Acquisition of CKH Mgmt For For Connected Debt Securities 7 Approve HSE Master Agreement and Acquisition of HSE Mgmt For For Connected Debt Securities Mid-America Apartment Communities, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 59522J103 Annual 19-Mar-10 Ticker: MAA CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For 1.2 Elect Director Alan B. Graf, Jr. Mgmt For For 1.3 Elect Director John S. Grinalds Mgmt For For 1.4 Elect Director Ralph Horn Mgmt For For 1.5 Elect Director W. Reid Sanders Mgmt For For 1.6 Elect Director William B. Sansom Mgmt For For 1.7 Elect Director Philip W. Norwood Mgmt For For 1.8 Elect Director Simon R.C. Wadsworth Mgmt For For 2 Ratify Auditors Mgmt For For optionsXpress Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 684010101 Annual 29-Mar-10 Ticker: OXPS CUSIP: 684010101 ISIN: US6840101017 SEDOL: B05QFX0 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David A. Fisher Mgmt For For 1.2 Elect Director Michael J. Soenen Mgmt For For 1.3 Elect Director S. Scott Wald Mgmt For For 2 Ratify Auditors Mgmt For For Polycom, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 73172K104 Annual 01-Apr-10 Ticker: PLCM CUSIP: 73172K104 ISIN: US73172K1043 SEDOL: 2693420 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert C. Hagerty Mgmt For For 1.2 Elect Director Michael R. Kourey Mgmt For For 1.3 Elect Director Betsy S. Atkins Mgmt For For 1.4 Elect Director David G. DeWalt Mgmt For For 1.5 Elect Director John A. Kelley, Jr. Mgmt For For Page 147 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.6 Elect Director D. Scott Mercer Mgmt For For 1.7 Elect Director William A. Owens Mgmt For For 1.8 Elect Director Kevin T. Parker Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For RiskMetrics Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 767735103 Special 26-Apr-10 Ticker: RISK CUSIP: 767735103 ISIN: US7677351030 SEDOL: B2NXYQ3 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For Abstain 2 Adjourn Meeting Mgmt For Abstain HSBC Holdings plc Meeting Date Country Primary Security ID Meeting Type Record Date 28-May-10 United Kingdom G4634U169 Annual 27-May-10 Ticker: N/A CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3a Re-elect Rona Fairhead as Director Mgmt For For 3b Re-elect Michael Geoghegan as Director Mgmt For For 3c Re-elect Stephen Green as Director Mgmt For For 3d Re-elect Gwyn Morgan as Director Mgmt For For 3e Re-elect Nagavara Murthy as Director Mgmt For For 3f Re-elect Simon Robertson as Director Mgmt For For 3g Re-elect John Thornton as Director Mgmt For For 3h Re-elect Sir Brian Williamson as Director Mgmt For For 4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For Remuneration 5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 7 Amend Articles of Association Mgmt For For 8 Approve UK Share Incentive Plan Mgmt For For 9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For Catalyst Health Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 01-Jun-10 USA 14888B103 Annual 05-Apr-10 Ticker: CHSI Page 148 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William E. Brock Mgmt For Withhold 1.2 Elect Director Edward S. Civera Mgmt For Withhold 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For First Solar, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 01-Jun-10 USA 336433107 Annual 15-Apr-10 Ticker: FSLR CUSIP: 336433107 ISIN: US3364331070 SEDOL: B1HMF22 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael J. Ahearn Mgmt For For 1.2 Elect Director Robert J. Gillette Mgmt For For 1.3 Elect Director Craig Kennedy Mgmt For For 1.4 Elect Director James F. Nolan Mgmt For For 1.5 Elect Director William J. Post Mgmt For For 1.6 Elect Director J. Thomas Presby Mgmt For For 1.7 Elect Director Paul H. Stebbins Mgmt For Withhold 1.8 Elect Director Michael Sweeney Mgmt For Withhold 1.9 Elect Director Jose H. Villarreal Mgmt For Withhold 2 Approve Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Isis Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Jun-10 USA 464330109 Annual 06-Apr-10 Ticker: ISIS CUSIP: 464330109 ISIN: US4643301090 SEDOL: 2459785 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stanley T. Crooke Mgmt For For 1.2 Elect Director Joseph Klein, III Mgmt For For 1.3 Elect Director John C. Reed Mgmt For For 2 Amend Non-Employee Director Stock Option Plan Mgmt For For 3 Amend Stock Option Plan Mgmt For Against 4 Ratify Auditors Mgmt For For Page 149 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Molson Coors Brewing Company Meeting Date Country Primary Security ID Meeting Type Record Date 02-Jun-10 USA 60871R209 Annual 05-Apr-10 Ticker: TAP CUSIP: 60871R209 ISIN: US60871R2094 SEDOL: B067BM3 Vote Proponent Mgmt Rec Instruction 1.1 Elect Directors John E. Cleghorn Mgmt For For 1.2 Elect Directors Charles M. Herington Mgmt For For 1.3 Elect Directors David P. O'Brien Mgmt For For Telefonica S.A. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Jun-10 Spain 879382109 Annual 18-May-10 Ticker: N/A CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524 Vote Proponent Mgmt Rec Instruction 1 Approve Individual and Consolidated Financial Statements, Mgmt For For Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 2 Approve Distribution of Dividend Charged to Unrestricted Mgmt For For Reserves 3 Authorize Repurchase of Shares Mgmt For For 4 Authorize Issuance of Convertible Bonds and Other Debt Mgmt For For Securities Without Preemptive Rights 5 Reelect Auditors for Fiscal Year 2010 Mgmt For For 6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 25490A101 Annual 05-Apr-10 Ticker: DTV CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Neil R. Austrian Mgmt For For 1.2 Elect Director Ralph F. Boyd, Jr. Mgmt For For 1.3 Elect Director Paul A. Gould Mgmt For For 1.4 Elect Director Charles R. Lee Mgmt For For 1.5 Elect Director Peter A. Lund Mgmt For For 1.6 Elect Director Gregory B. Maffei Mgmt For For 1.7 Elect Director John C. Malone Mgmt For For 1.8 Elect Director Nancy S. Newcomb Mgmt For For 1.9 Elect Director Haim Saban Mgmt For For 1.10 Elect Director Michael D. White Mgmt For For Page 150 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve Executive Incentive Bonus Plan Mgmt For For 5 Stock Retention/Holding Period SH Against Against Gartner, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 366651107 Annual 08-Apr-10 Ticker: IT CUSIP: 366651107 ISIN: US3666511072 SEDOL: 2372763 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael J. Bingle Mgmt For For 1.2 Elect Director Richard J. Bressler Mgmt For For 1.3 Elect Director Karen E. Dykstra Mgmt For For 1.4 Elect Director Russell P. Fradin Mgmt For Withhold 1.5 Elect Director Anne Sutherland Fuchs Mgmt For Withhold 1.6 Elect Director William O. Grabe Mgmt For For 1.7 Elect Director Eugene A. Hall Mgmt For For 1.8 Elect Director Stephen G. Pagliuca Mgmt For For 1.9 Elect Director James C. Smith Mgmt For For 1.10 Elect Director Jeffrey W. Ubben Mgmt For Withhold 2 Ratify Auditors Mgmt For For Las Vegas Sands Corp Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 517834107 Annual 12-Apr-10 Ticker: LVS CUSIP: 517834107 ISIN: US5178341070 SEDOL: B02T2J7 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Sheldon G. Adelson Mgmt For Withhold 1.2 Elect Director Irwin Chafetz Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Prepare Sustainability Report SH Against For 4 Other Business Mgmt For Abstain MarketAxess Holdings Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 57060D108 Annual 06-Apr-10 Ticker: MKTX CUSIP: 57060D108 ISIN: US57060D1081 SEDOL: B03Q9D0 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Richard M. McVey Mgmt For For Page 151 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Sharon Brown-Hruska Mgmt For For 1.3 Elect Director Roger Burkhardt Mgmt For For 1.4 Elect Director Stephen P. Casper Mgmt For For 1.5 Elect Director David G. Gomach Mgmt For For 1.6 Elect Director Carlos M. Hernandez Mgmt For For 1.7 Elect Director Ronald M. Hersch Mgmt For For 1.8 Elect Director Jerome S. Markowitz Mgmt For For 1.9 Elect Director T. Kelley Millet Mgmt For For 1.10 Elect Director Nicolas S. Rohatyn Mgmt For For 1.11 Elect Director John Steinhardt Mgmt For For 2 Ratify Auditors Mgmt For For Quest Software, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 74834T103 Annual 19-Apr-10 Ticker: QSFT CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vincent C. Smith Mgmt For For 1.2 Elect Director Raymond J. Lane Mgmt For For 1.3 Elect Director Douglas F. Garn Mgmt For For 1.4 Elect Director Augustine L. Nieto II Mgmt For For 1.5 Elect Director Kevin M. Klausmeyer Mgmt For For 1.6 Elect Director Paul A. Sallaberry Mgmt For For 1.7 Elect Director H. John Dirks Mgmt For For 2 Ratify Auditors Mgmt For For ATP Oil & Gas Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 00208J108 Annual 09-Apr-10 Ticker: ATPG CUSIP: 00208J108 ISIN: US00208J1088 SEDOL: 2721581 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director T. Paul Bulmahn Mgmt For Withhold 1.2 Elect Director Robert J. Karow Mgmt For For 1.3 Elect Director Gerard J. Swonke Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve Amendments to ATP's Restated Articles of Incorporation Mgmt For For to the Texas Business Organizations Code Page 152 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 The Buckle, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 118440106 Annual 26-Mar-10 Ticker: BKE CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Daniel J. Hirschfeld Mgmt For For 1.2 Elect Director Dennis H. Nelson Mgmt For For 1.3 Elect Director Karen B. Rhoads Mgmt For For 1.4 Elect Director James E. Shada Mgmt For For 1.5 Elect Director Robert E. Campbell Mgmt For For 1.6 Elect Director Bill L. Fairfield Mgmt For For 1.7 Elect Director Bruce L. Hoberman Mgmt For For 1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For 1.9 Elect Director Michael E. Huss Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Amend Restricted Stock Plan Mgmt For Against 5 Amend Restricted Stock Plan Mgmt For For Wal-Mart Stores, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 931142103 Annual 08-Apr-10 Ticker: WMT CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921 Vote Proponent Mgmt Rec Instruction 1 Elect Director Aida M. Alvarez Mgmt For For 2 Elect Director James W. Breyer Mgmt For For 3 Elect Director M. Michele Burns Mgmt For For 4 Elect Director James I. Cash, Jr. Mgmt For For 5 Elect Director Roger C. Corbett Mgmt For For 6 Elect Director Douglas N. Daft Mgmt For Against 7 Elect Director Michael T. Duke Mgmt For For 8 Elect Director Gregory B. Penner Mgmt For For 9 Elect Director Steven S. Reinemund Mgmt For For 10 Elect Director H. Lee Scott, Jr. Mgmt For For 11 Elect Director Arne M. Sorenson Mgmt For For 12 Elect Director Jim C. Walton Mgmt For For 13 Elect Director S. Robson Walton Mgmt For For Page 153 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 14 Elect Director Christopher J. Williams Mgmt For For 15 Elect Director Linda S. Wolf Mgmt For Against 16 Ratify Auditors Mgmt For For 17 Approve Omnibus Stock Plan Mgmt For Against 18 Amend Sharesave Plan Mgmt For For 19 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Against For Orientation and Gender Identity 20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 21 Report on Political Contributions SH Against Against 22 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 23 Require Suppliers to Adopt CAK SH Against Against 24 Report on Process for Identifying and Prioritizing Public Policy SH Against Against Activities Watsco, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 942622200 Annual 09-Apr-10 Ticker: WSO CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert L. Berner, III Mgmt For For Silgan Holdings Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 07-Jun-10 USA 827048109 Annual 16-Apr-10 Ticker: SLGN CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324 Vote Proponent Mgmt Rec Instruction 1 Amend Stockholder Voting Standard From A Majority Of Shares Mgmt For For Outstanding Standard To A Majority Of Votes Cast Standard 2 Increase Authorized Common Stock Mgmt For For 3.1 Elect Director R. Philip Silver Mgmt For For 3.2 Elect Director William C. Jennings Mgmt For For 4 Ratify Auditors Mgmt For For Arena Resources, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 08-Jun-10 USA 040049108 Special 05-May-10 Ticker: ARD CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For Against Page 154 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 J.Crew Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: JCG 08-Jun-10 USA 46612H402 Annual 09-Apr-10 CUSIP: 46612H402 ISIN: US46612H4020 SEDOL: B0T7ZB7 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Heather Resiman Mgmt For For 1.2 Elect Director David House Mgmt For For 1.3 Elect Director Stuart Sloan Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Ratify Auditors SAP AG Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 08-Jun-10 Germany D66992104 Annual 18-May-10 CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288 Proponent Mgmt Rec Vote Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 0.50 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 7 Amend Articles to Reflect Changes in Capital Mgmt For For 8.1 Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 8.2 Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 8.3 Amend Articles Re: Electronic Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 8.4 Amend Articles Re: Postal and Electronic Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 8.5 Amend Articles Re: Proxy Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 8.6 Amend Articles Re: Audio and Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Page 155 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9.1 Approve Cancellation of Authorized Capital I and Authorized Mgmt For For Capital II 9.2 Approve Creation of EUR 250 Million Pool of Capital with Mgmt For For Preemptive Rights 9.3 Approve Creation of EUR 250 Million Pool of Capital without Mgmt For For Preemptive Rights 10 Approve Creation of EUR 30 Million Pool of Capital without Mgmt For For Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan 11 Authorize Share Repurchase Program and Reissuance or Mgmt For For Cancellation of Repurchased Shares 12 Approve Remuneration of Supervisory Board Mgmt For For Caterpillar Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 09-Jun-10 USA 149123101 Annual 12-Apr-10 Ticker: CAT CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John T. Dillon Mgmt For For 1.2 Elect Director Juan Gallardo Mgmt For For 1.3 Elect Director William A. Osborn Mgmt For For 1.4 Elect Director Edward B. Rust, Jr. Mgmt For For 1.5 Elect Director Susan C. Schwab Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Declassify the Board of Directors Mgmt For For 5 Reduce Supermajority Vote Requirement Mgmt For For 6 Require Independent Board Chairman SH Against Against 7 Amend Human Rights Policy SH Against For 8 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For France Telecom Meeting Date Country Primary Security ID Meeting Type Record Date 09-Jun-10 France F4113C103 Annual/Special 04-Jun-10 Ticker: N/A CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Discharge Directors Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Treatment of Losses and Dividends of EUR 1.40 per Mgmt For For Share Page 156 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Approve Transaction with French State Re: Partial Dividend Payment in Shares Mgmt For For 5 Approve Transaction with Claudie Haignere, Bernard Dufau, Didier Lombard, Henri Martre, and Jean Simonin Re: Partial Dividend Payment in Shares Mgmt For For 6 Amend Terms of Transaction with Novalis Re: Corporate Officers Health Insurance Mgmt For For 7 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 8 Elect Stephane Richard as Director Mgmt For Against 9 Elect Marc Maouche as Representative of Employee Shareholders to the Board Mgmt For Against 10 Elect Jean Pierre Borderieux as Representative of Employee Shareholders to the Board Mgmt For Against Extraordinary Business Mgmt 11 Authorize Capital Increase of up to EUR 70 Million to Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement Mgmt For For 12 Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a Liquidity Agreement Mgmt For For 13 Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For 14 Approve Employee Stock Purchase Plan Mgmt For For 15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 16 Authorize Filing of Required Documents/Other Formalities Mgmt For For Omega Healthcare Investors, Inc. Ticker: OHI 09-Jun-10 Meeting Date USA Country 681936100 Primary Security ID Annual Meeting Type Record Date 30-Apr-10 CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Edward Lowenthal Mgmt For For 1.2 Elect Director Stephen D. Plavin Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Charter to Revise Various Provisions Regarding REIT Ownership Limits Mgmt For For 4 Amend Charter to Grant Authority to the Board of Directors to Increase or Decrease Authorized Common and Preferred Stock Mgmt For Against Target Corporation Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: TGT 09-Jun-10 USA 87612E106 Annual 12-Apr-10 CUSIP: 87612E106 ISIN: US87612E1064 SEDOL: 2259101 Proponent Mgmt Rec Vote Instruction Page 157 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Elect Director Calvin Darden Mgmt For For 2 Elect Director Anne M. Mulcahy Mgmt For For 3 Elect Director Stephen W. Sanger Mgmt For For 4 Elect Director Gregg W. Steinhafel Mgmt For For 5 Ratify Auditors Mgmt For For 6 Declassify the Board of Directors Mgmt For For 7 Reduce Supermajority Vote Requirement Mgmt For For 8 Amend Articles of Incorporation Mgmt For For 9 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Amedisys, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 023436108 Annual 15-Apr-10 Ticker: AMED CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William F. Borne Mgmt For For 1.2 Elect Director Ronald A. LaBorde Mgmt For For 1.3 Elect Director Jake L. Netterville Mgmt For For 1.4 Elect Director David R. Pitts Mgmt For For 1.5 Elect Director Peter F. Ricchiuti Mgmt For For 1.6 Elect Director Donald A. Washburn Mgmt For For 2 Ratify Auditors Mgmt For For American Vanguard Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 030371108 Annual 23-Apr-10 Ticker: AVD CUSIP: 030371108 ISIN: US0303711081 SEDOL: 2025711 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lawrence S. Clark Mgmt For For 1.2 Elect Director Alfred F. Ingulli Mgmt For For 1.3 Elect Director John L. Killmer Mgmt For For 1.4 Elect Director Herbert A. Kraft Mgmt For For 1.5 Elect Director John B. Miles Mgmt For For 1.6 Elect Director Carl R. Soderlind Mgmt For For 1.7 Elect Director Irving J. Thau Mgmt For For 1.8 Elect Director Eric G. Wintemute Mgmt For For 1.9 Elect Director Esmail Zirakparvar Mgmt For For 2 Ratify Auditors Mgmt For For Page 158 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Banco Santander S.A. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: N/A 10-Jun-10 Spain E19790109 Annual 24-May-10 CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946 Proponent Mgmt Rec Vote Instruction 1 Accept Individual and Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended Dec. 31, 2009 Mgmt For For 2 Approve Allocation of Income Mgmt For For 3.1 Elect Angel Jado Becerro de Bengoa as Director Mgmt For For 3.2 Re-elect Francisco Javier Botin-Sanz de Sautuola y O'Shea as Director Mgmt For For 3.3 Re-elect Isabel Tocino Biscarolasaga as Director Mgmt For For 3.4 Re-elect Fernando de Asua Alvarez as Director Mgmt For For 3.5 Re-elect Alfredo Saenz Abad Mgmt For For 4 Reelect Auditors for Fiscal Year 2010 Mgmt For For 5 Authorize Repurchase of Shares in Accordance With Article 75 of Spanish Company Law; Void Authorization Granted on June 19, 2009 Mgmt For For 6 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 19, 2009 Mgmt For For 7.1 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For 7.2 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For 8 Grant Board Authorization to Issue Convertible and/or Exchangeable Debt Securities without Preemptive Rights Mgmt For For 9.1 Approve Bundled Incentive Plans Linked to Performance Objectives Mgmt For Against 9.2 Approve Savings Plan for Santander UK PLC' Employees and other Companies of Santander Group in the United Kingdom Mgmt For For 10 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For 11 Approve Director Remuneration Policy Report Dollar Thrifty Automotive Group, Inc. 10-Jun-10 Meeting Date USA Country Ticker: DTG Mgmt 256743105 Primary Security ID Annual Meeting Type For Record Date 12-Apr-10 For CUSIP: 256743105 ISIN: US2567431059 SEDOL: 2134208 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Thomas P. Capo Mgmt For For 1.2 Elect Director Maryann N. Keller Mgmt For For 1.3 Elect Director Edward C. Lumley Mgmt For For 1.4 Elect Director Richard W. Neu Mgmt For For Page 159 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.5 Elect Director John C. Pope Mgmt For For 1.6 Elect Director Scott L. Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For EMCOR Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Jun-10 USA 29084Q100 Annual 20-Apr-10 Ticker: EME CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen W. Bershad Mgmt For For 1.2 Elect Director David A.B. Brown Mgmt For For 1.3 Elect Director Larry J. Bump Mgmt For For 1.4 Elect Director Albert Fried, Jr. Mgmt For For 1.5 Elect Director Anthony J. Guzzi Mgmt For For 1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For 1.7 Elect Director David H. Laidley Mgmt For For 1.8 Elect Director Frank T. MacInnis Mgmt For For 1.9 Elect Director Jerry E. Ryan Mgmt For For 1.10 Elect Director Michael T. Yonker Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Regeneron Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Jun-10 USA 75886F107 Annual 14-Apr-10 Ticker: REGN CUSIP: 75886F107 ISIN: US75886F1075 SEDOL: 2730190 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Leonard S. Schleifer Mgmt For For 1.2 Elect Director Eric M. Shooter Mgmt For For 1.3 Elect Director George D. Yancopoulos Mgmt For For 2 Ratify Auditors Mgmt For For KBW, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 14-Jun-10 USA 482423100 Annual 19-Apr-10 Ticker: KBW CUSIP: 482423100 ISIN: US4824231009 SEDOL: B1GN3K0 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Thomas B. Michaud Mgmt For For Page 160 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director James K. Schmidt Mgmt For For 2 Ratify Auditors Mgmt For For Informatica Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 15-Jun-10 USA 45666Q102 Annual 22-Apr-10 Ticker: INFA CUSIP: 45666Q102 ISIN: US45666Q1022 SEDOL: 2412067 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mark Garrett Mgmt For For 1.2 Elect Director Gerald Held Mgmt For For 1.3 Elect Director Charles J. Robel Mgmt For For 2 Ratify Auditors Mgmt For For Ameristar Casinos, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 03070Q101 Annual 03-May-10 Ticker: ASCA CUSIP: 03070Q101 ISIN: US03070Q1013 SEDOL: 2041717 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Carl Brooks Mgmt For For 1.2 Elect Director Gordon R. Kanofsky Mgmt For Withhold 1.3 Elect Director J. William Richardson Mgmt For For 2 Ratify Auditors Mgmt For For Encore Capital Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 292554102 Annual 19-Apr-10 Ticker: ECPG CUSIP: 292554102 ISIN: US2925541029 SEDOL: 2443078 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director J. Brandon Black Mgmt For For 1.2 Elect Director Timothy J. Hanford Mgmt For For 1.3 Elect Director George Lund Mgmt For For 1.4 Elect Director Richard A. Mandell Mgmt For For 1.5 Elect Director Willem Mesdag Mgmt For For 1.6 Elect Director John J. Oros Mgmt For For 1.7 Elect Director J. Christopher Teets Mgmt For For 1.8 Elect Director H Ronald Weissman Mgmt For For 1.9 Elect Director Warren Wilcox Mgmt For For 2 Ratify Auditors Mgmt For For Page 161 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Genzyme Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 372917104 Proxy Contest 09-Apr-10 Ticker: GENZ CUSIP: 372917104 ISIN: US3729171047 SEDOL: 2367598 Vote Proponent Mgmt Rec Instruction Management Proxy (White Card) Mgmt 1.1 Elect Director Douglas A. Berthiaume Mgmt For For 1.2 Elect Director Robert J. Bertolini Mgmt For For 1.3 Elect Director Gail K. Boudreaux Mgmt For For 1.4 Elect Director Robert J. Carpenter Mgmt For For 1.5 Elect Director Charles L. Cooney Mgmt For For 1.6 Elect Director Victor J. Dzau Mgmt For For 1.7 Elect Director Connie Mack, III Mgmt For For 1.8 Elect Director Richard F. Syron Mgmt For For 1.9 Elect Director Henri A. Termeer Mgmt For For 1.10 Elect Director Ralph V. Whitworth Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For 4 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 5 Provide Right to Call Special Meeting Mgmt For For 6 Ratify Auditors Mgmt For For Dissident Proxy (Gold Card) Mgmt 1.1 Elect Director Steven Burakoff SH For Do Not Vote 1.2 Elect Director Alexander J. Denner SH For Do Not Vote 1.3 Elect Director Carl C. Icahn SH For Do Not Vote 1.4 Elect Director Richard Mulligan SH For Do Not Vote 1.5 Management Nominee - Douglas A. Berthiaume SH For Do Not Vote 1.6 Management Nominee - Robert J. Bertolini SH For Do Not Vote 1.7 Management Nominee - Gail K. Boudreaux SH For Do Not Vote 1.8 Management Nominee - Robert J. Carpenter SH For Do Not Vote 1.9 Management Nominee - Victor J. Dzau SH For Do Not Vote 1.10 Management Nominee - Ralph V. Whitworth SH For Do Not Vote 2 Amend Omnibus Stock Plan Mgmt For Do Not Vote 3 Amend Qualified Employee Stock Purchase Plan Mgmt For Do Not Vote 4 Amend Non-Employee Director Omnibus Stock Plan Mgmt Against Do Not Vote 5 Provide Right to Call Special Meeting Mgmt For Do Not Vote 6 Ratify Auditors Mgmt For Do Not Vote Page 162 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 The Men's Wearhouse, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 587118100 Annual 19-Apr-10 Ticker: MW CUSIP: 587118100 ISIN: US5871181005 SEDOL: 2576327 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director George Zimmer Mgmt For For 1.2 Elect Director David H. Edwab Mgmt For For 1.3 Elect Director Rinaldo S. Brutoco Mgmt For For 1.4 Elect Director Michael L. Ray Mgmt For For 1.5 Elect Director Sheldon I. Stein Mgmt For For 1.6 Elect Director Deepak Chopra Mgmt For For 1.7 Elect Director William B. Sechrest Mgmt For For 1.8 Elect Director Larry R. Katzen Mgmt For For 2 Ratify Auditors Mgmt For For NTT DoCoMo Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Jun-10 Japan J59399105 Annual 31-Mar-10 Ticker: 9437 CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 2600 Mgmt For For 2 Amend Articles to Amend Business Lines - Change Company Mgmt For For Name 3.1 Elect Director Ryuuji Yamada Mgmt For Against 3.2 Elect Director Kiyoyuki Tsujimura Mgmt For For 3.3 Elect Director Masatoshi Suzuki Mgmt For For 3.4 Elect Director Hiroshi Matsui Mgmt For For 3.5 Elect Director Bunya Kumagai Mgmt For For 3.6 Elect Director Kazuto Tsubouchi Mgmt For For 3.7 Elect Director Kaoru Katou Mgmt For For 3.8 Elect Director Mitsunobu Komori Mgmt For For 3.9 Elect Director Akio Oshima Mgmt For For 3.10 Elect Director Fumio Iwasaki Mgmt For For 3.11 Elect Director Takashi Tanaka Mgmt For For 3.12 Elect Director Katsuhiro Nakamura Mgmt For For 3.13 Elect Director Hiroshi Tsujigami Mgmt For For Page 163 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Sony Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Jun-10 Japan J76379106 Annual 31-Mar-10 Ticker: 6758 CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Howard Stringer Mgmt For For 1.2 Elect Director Ryouji Chuubachi Mgmt For For 1.3 Elect Director Youtarou Kobayashi Mgmt For For 1.4 Elect Director Yoshiaki Yamauchi Mgmt For For 1.5 Elect Director Peter Bonfield Mgmt For For 1.6 Elect Director Fujio Chou Mgmt For For 1.7 Elect Director Ryuuji Yasuda Mgmt For For 1.8 Elect Director Yukako Uchinaga Mgmt For For 1.9 Elect Director Mitsuaki Yahagi Mgmt For For 1.10 Elect Director Tsun-Yang Hsieh Mgmt For For 1.11 Elect Director Roland A. Hernandez Mgmt For For 1.12 Elect Director Kanemitsu Anraku Mgmt For For 1.13 Elect Director Yorihiko Kojima Mgmt For For 1.14 Elect Director Osamu Nagayama Mgmt For For 2 Approve Stock Option Plan Mgmt For For East Japan Railway Co Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J1257M109 Annual 31-Mar-10 Ticker: 9020 CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For 2 Amend Articles to Indemnify Directors and Statutory Auditors Mgmt For For 3.1 Elect Director Mutsutake Otsuka Mgmt For For 3.2 Elect Director Yoshio Ishida Mgmt For For 3.3 Elect Director Satoshi Seino Mgmt For For 3.4 Elect Director Tetsuro Tomita Mgmt For For 3.5 Elect Director Masaki Ogata Mgmt For For 3.6 Elect Director Yoshiaki Arai Mgmt For For 3.7 Elect Director Tsugio Sekiji Mgmt For For 3.8 Elect Director Yoichi Minami Mgmt For For 3.9 Elect Director Toru Owada Mgmt For For Page 164 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3.10 Elect Director Yuji Fukasawa Mgmt For For 3.11 Elect Director Yasuo Hayashi Mgmt For For 3.12 Elect Director Shigeru Tanabe Mgmt For For 3.13 Elect Director Shinichiro Kamada Mgmt For For 3.14 Elect Director Yoshitaka Taura Mgmt For For 3.15 Elect Director Naomichi Yagishita Mgmt For For 3.16 Elect Director Naoto Miyashita Mgmt For For 3.17 Elect Director Yuji Morimoto Mgmt For For 3.18 Elect Director Osamu Kawanobe Mgmt For For 3.19 Elect Director Toshiro Ichinose Mgmt For For 3.20 Elect Director Masayuki Satomi Mgmt For For 3.21 Elect Director Kimio Shimizu Mgmt For For 3.22 Elect Director Tsukasa Haraguchi Mgmt For For 3.23 Elect Director Tadami Tsuchiya Mgmt For For 3.24 Elect Director Yasuyoshi Umehara Mgmt For For 3.25 Elect Director Takeshi Sasaki Mgmt For For 3.26 Elect Director Tomokazu Hamaguchi Mgmt For For 4 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For Auditors 5 Amend Articles to Require Disclosure of Individual Director SH Against For Compensation Levels 6 Amend Articles to Require Reporting to Shareholders of Advisor SH Against Against Appointments and Pay 7.1 Remove Director Mutsutake Otsuka from Office SH Against Against 7.2 Remove Director Satoshi Seino from Office SH Against Against 7.3 Remove Director Masaki Ogata from Office SH Against Against 7.4 Remove Director Toru Owada from Office SH Against Against 7.5 Remove Director Yuji Fukasawa from Office SH Against Against 7.6 Remove Director Yasuo Hayashi from Office SH Against Against 7.7 Remove Director Yuji Morimoto from Office SH Against Against 8.1 Appoint Shareholder Nominee Hisayoshi Serizawa to the Board SH Against Against 8.2 Appoint Shareholder Nominee Fusao Shimoyama to the Board SH Against Against 8.3 Appoint Shareholder Nominee Makoto Sataka to the Board SH Against Against 8.4 Appoint Shareholder Nominee Hisakatsu Nihei to the Board SH Against Against 8.5 Appoint Shareholder Nominee Yoshinori Takahashi to the Board SH Against Against 9 Cut Board Compensation by 20 Percent SH Against Against 10 Approve Alternate Income Allocation to Establish Reserve for SH Against Against Reemployment of Former JNR Employees 11 Approve Alternate Income Allocation to Establish Reserve for SH Against Against Retention of Local Rail Lines Page 165 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Approve Alternate Income Allocation to Establish "Reserve for SH Against Against Safety Personnel" to Reduce Suicides Mitsui & Co. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J44690139 Annual 31-Mar-10 Ticker: 8031 CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 11 Mgmt For For 2.1 Elect Director Shoei Utsuda Mgmt For For 2.2 Elect Director Masami Iijima Mgmt For For 2.3 Elect Director Ken Abe Mgmt For For 2.4 Elect Director Junichi Matsumoto Mgmt For For 2.5 Elect Director Seiichi Tanaka Mgmt For For 2.6 Elect Director Norinao Iio Mgmt For For 2.7 Elect Director Takao Omae Mgmt For For 2.8 Elect Director Masayoshi Komai Mgmt For For 2.9 Elect Director Daisuke Saiga Mgmt For For 2.10 Elect Director Nobuko Matsubara Mgmt For For 2.11 Elect Director Ikujiro Nonaka Mgmt For For 2.12 Elect Director Hiroshi Hirabayashi Mgmt For For 2.13 Elect Director Toshiro Muto Mgmt For For 3 Appoint Statutory Auditor Naoto Nakamura Mgmt For For Nissan Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J57160129 Annual 31-Mar-10 Ticker: 7201 CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860 Vote Proponent Mgmt Rec Instruction 1.1 Appoint Statutory Auditor Toshiyuki Nakamura Mgmt For For 1.2 Appoint Statutory Auditor Mikio Nakura Mgmt For Against 2 Approve Stock Option Plan Mgmt For For 3 Approve Stock Appreciation Rights Plan for Directors Mgmt For For Honda Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J22302111 Annual 31-Mar-10 Ticker: 7267 CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145 Vote Proponent Mgmt Rec Instruction Page 166 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Approve Allocation of Income, with a Final Dividend of JPY 12 Mgmt For For 2.1 Elect Director Takanobu Itou Mgmt For For 2.2 Elect Director Kouichi Kondou Mgmt For For 2.3 Elect Director Shigeru Takagi Mgmt For For 2.4 Elect Director Akio Hamada Mgmt For For 2.5 Elect Director Tetsuo Iwamura Mgmt For For 2.6 Elect Director Tatsuhiro Ohyama Mgmt For For 2.7 Elect Director Fumihiko Ike Mgmt For For 2.8 Elect Director Masaya Yamashita Mgmt For For 2.9 Elect Director Kensaku Hougen Mgmt For For 2.10 Elect Director Nobuo Kuroyanagi Mgmt For For 2.11 Elect Director Takeo Fukui Mgmt For For 2.12 Elect Director Hiroshi Kobayashi Mgmt For For 2.13 Elect Director Shou Minekawa Mgmt For For 2.14 Elect Director Takuji Yamada Mgmt For For 2.15 Elect Director Youichi Houjou Mgmt For For 2.16 Elect Director Tsuneo Tanai Mgmt For For 2.17 Elect Director Hiroyuki Yamada Mgmt For For 2.18 Elect Director Tomohiko Kawanabe Mgmt For For 2.19 Elect Director Masahiro Yoshida Mgmt For For 2.20 Elect Director Seiji Kuraishi Mgmt For For 3 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For Auditors Mitsubishi Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J43830116 Annual 31-Mar-10 Ticker: 8058 CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 21 Mgmt For For 2.1 Elect Director Yorihiko Kojima Mgmt For For 2.2 Elect Director Ken Kobayashi Mgmt For For 2.3 Elect Director Ryouichi Ueda Mgmt For For 2.4 Elect Director Masahide Yano Mgmt For For 2.5 Elect Director Hideyuki Nabeshima Mgmt For For 2.6 Elect Director Hideto Nakahara Mgmt For For 2.7 Elect Director Tsuneo Iyobe Mgmt For For 2.8 Elect Director Kiyoshi Fujimura Mgmt For For Page 167 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.9 Elect Director Yasuo Nagai Mgmt For For 2.10 Elect Director Mikio Sasaki Mgmt For For 2.11 Elect Director Tamotsu Nomakuchi Mgmt For Against 2.12 Elect Director Kunio Itou Mgmt For For 2.13 Elect Director Kazuo Tsukuda Mgmt For Against 2.14 Elect Director Ryouzou Katou Mgmt For For 2.15 Elect Director Hidehiro konno Mgmt For For 3 Appoint Statutory Auditor Yukio Ueno Mgmt For For 4 Approve Annual Bonus Payment to Directors Mgmt For For 5 Set Amounts for Retirement Bonus Reserve Funds for Directors Mgmt For For 6 Approve Deep Discount Stock Option Plan and Adjustment to Mgmt For Against Aggregate Compensation Ceiling for Directors Toyota Motor Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J92676113 Annual 31-Mar-10 Ticker: 7203 CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 25 Mgmt For For 2.1 Elect Director Fujio Cho Mgmt For For 2.2 Elect Director Katsuaki Watanabe Mgmt For For 2.3 Elect Director Kazuo Okamoto Mgmt For For 2.4 Elect Director Akio Toyoda Mgmt For For 2.5 Elect Director Takeshi Uchiyamada Mgmt For For 2.6 Elect Director Yukitoshi Funo Mgmt For For 2.7 Elect Director Atsushi Niimi Mgmt For For 2.8 Elect Director Shinichi Sasaki Mgmt For For 2.9 Elect Director Yoichiro Ichimaru Mgmt For For 2.10 Elect Director Satoshi Ozawa Mgmt For For 2.11 Elect Director Akira Okabe Mgmt For For 2.12 Elect Director Shinzou Kobuki Mgmt For For 2.13 Elect Director Akira Sasaki Mgmt For For 2.14 Elect Director Mamoru Furuhashi Mgmt For For 2.15 Elect Director Iwao Nihashi Mgmt For For 2.16 Elect Director Tadashi Yamashina Mgmt For For 2.17 Elect Director Takahiko Ijichi Mgmt For For 2.18 Elect Director Tetsuo Agata Mgmt For For 2.19 Elect Director Masamoto Maekawa Mgmt For For Page 168 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.20 Elect Director Yasumori Ihara Mgmt For For 2.21 Elect Director Takahiro Iwase Mgmt For For 2.22 Elect Director Yoshimasa Ishii Mgmt For For 2.23 Elect Director Takeshi Shirane Mgmt For For 2.24 Elect Director Yoshimi Inaba Mgmt For For 2.25 Elect Director Nampachi Hayashi Mgmt For For 2.26 Elect Director Nobuyori Kodaira Mgmt For For 2.27 Elect Director Mitsuhisa Kato Mgmt For For 3.1 Appoint Statutory Auditor Masaki Nakatsugawa Mgmt For For 3.2 Appoint Statutory Auditor Yoichi Morishita Mgmt For Against 3.3 Appoint Statutory Auditor Akishige Okada Mgmt For Against 4 Approve Stock Option Plan Mgmt For For Vicor Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 USA 925815102 Annual 30-Apr-10 Ticker: VICR CUSIP: 925815102 ISIN: US9258151029 SEDOL: 2930774 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel J. Anderson Mgmt For Withhold 1.2 Elect Director Estia J. Eichten Mgmt For For 1.3 Elect Director Barry Kelleher Mgmt For Withhold 1.4 Elect Director David T. Riddiford Mgmt For For 1.5 Elect Director James A. Simms Mgmt For Withhold 1.6 Elect Director Claudio Tuozzolo Mgmt For Withhold 1.7 Elect Director Patrizio Vinciarelli Mgmt For Withhold 1.8 Elect Director Jason L. Carlson Mgmt For For 1.9 Elect Director Liam K. Griffin Mgmt For For Yahoo! Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 USA 984332106 Annual 27-Apr-10 Ticker: YHOO CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539 Vote Proponent Mgmt Rec Instruction 1 Elect Director Carol Bartz Mgmt For For 2 Elect Director Roy J. Bostock Mgmt For For 3 Elect Director Pati S. Hart Mgmt For For 4 Elect Director Eric Hippeau Mgmt For For 5 Elect Director Susan M. James Mgmt For For Page 169 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Elect Director Vyomesh Joshi Mgmt For For 7 Elect Director Arthur H. Kern Mgmt For For 8 Elect Director Brad D. Smith Mgmt For For 9 Elect Director Gary L. Wilson Mgmt For For 10 Elect Director Jerry Yang Mgmt For For 11 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 12 Ratify Auditors Mgmt For For 13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 USA 696643105 Special 24-May-10 Ticker: PALM CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Panasonic Corp Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J6354Y104 Annual 31-Mar-10 Ticker: 6752 CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kunio Nakamura Mgmt For For 1.2 Elect Director Masayuki Matsushita Mgmt For For 1.3 Elect Director Fumio Ohtsubo Mgmt For For 1.4 Elect Director Toshihiro Sakamoto Mgmt For For 1.5 Elect Director Takahiro Mori Mgmt For For 1.6 Elect Director Yasuo Katsura Mgmt For For 1.7 Elect Director Hitoshi Ohtsuki Mgmt For For 1.8 Elect Director Ken Morita Mgmt For For 1.9 Elect Director Ikusaburou Kashima Mgmt For For 1.10 Elect Director Junji Nomura Mgmt For For 1.11 Elect Director Kazunori Takami Mgmt For For 1.12 Elect Director Makoto Uenoyama Mgmt For For 1.13 Elect Director Masatoshi Harada Mgmt For For 1.14 Elect Director Ikuo Uno Mgmt For Against 1.15 Elect Director Masayuki Oku Mgmt For Against 1.16 Elect Director Masashi Makino Mgmt For For Page 170 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.17 Elect Director Masaharu Matsushita Mgmt For For 1.18 Elect Director Yoshihiko Yamada Mgmt For For 1.19 Elect Director Takashi Toyama Mgmt For For 2 Appoint Statutory Auditor Hiroyuki Takahashi Mgmt For For Takeda Pharmaceutical Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J8129E108 Annual 31-Mar-10 Ticker: 4502 CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For 2.1 Elect Director Yasuchika Hasegawa Mgmt For For 2.2 Elect Director Makoto Yamaoka Mgmt For For 2.3 Elect Director Toyoji Yoshida Mgmt For For 2.4 Elect Director Yasuhiko Yamanaka Mgmt For For 2.5 Elect Director Shigenori Ohkawa Mgmt For For 3 Approve Annual Bonus Payment to Directors Mgmt For For Tokyo Electric Power Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J86914108 Annual 31-Mar-10 Ticker: 9501 CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For 2.1 Elect Director Zengo Aizawa Mgmt For For 2.2 Elect Director Yasushi Aoyama Mgmt For For 2.3 Elect Director Takao Arai Mgmt For For 2.4 Elect Director Tsunehisa Katsumata Mgmt For For 2.5 Elect Director Shigeru Kimura Mgmt For For 2.6 Elect Director Akio Komori Mgmt For For 2.7 Elect Director Masataka Shimizu Mgmt For For 2.8 Elect Director Hiroaki Takatsu Mgmt For For 2.9 Elect Director Masaru Takei Mgmt For For 2.10 Elect Director Norio Tsuzumi Mgmt For For 2.11 Elect Director Yoshihiro Naitou Mgmt For For 2.12 Elect Director Toshio Nishizawa Mgmt For For 2.13 Elect Director Naomi Hirose Mgmt For For 2.14 Elect Director Takashi Fujimoto Mgmt For For Page 171 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.15 Elect Director Makio Fujiwara Mgmt For For 2.16 Elect Director Fumiaki Miyamoto Mgmt For For 2.17 Elect Director Sakae Mutou Mgmt For For 2.18 Elect Director Tomijirou Morita Mgmt For For 2.19 Elect Director Hiroshi Yamaguchi Mgmt For For 2.20 Elect Director Masao Yamazaki Mgmt For For 3.1 Appoint Statutory Auditor Kazuko Oya Mgmt For For 3.2 Appoint Statutory Auditor Takashi Karasaki Mgmt For For 4 Approve Alternate Income Allocation Proposal with Higher SH Against Against Dividend 5 Amend Articles to Create Committee to Study How to Dispose of SH Against Against Nuclear Waste Based on Survey of Consumers, Board "Must Strive to Implement Recommendations" 6 Amend Articles to Require End of Cooperation in Fast Breeder SH Against Against Reactor Project 7 Amend Articles to Add Smart Grid (Time-Variable Pricing) SH Against Against Operations to Favor Use of Non-Nuclear Power 8 Amend Articles to Require Director Compensation Disclosure SH Against For Mitsubishi UFJ Financial Group Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J44497105 Annual 31-Mar-10 Ticker: 8306 CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For 2.1 Elect Director Takamune Okihara Mgmt For For 2.2 Elect Director Kinya Okauchi Mgmt For For 2.3 Elect Director Katsunori Nagayasu Mgmt For For 2.4 Elect Director Kyouta Ohmori Mgmt For For 2.5 Elect Director Hiroshi Saitou Mgmt For For 2.6 Elect Director Nobushige Kamei Mgmt For For 2.7 Elect Director Masao Hasegawa Mgmt For For 2.8 Elect Director Fumiyuki Akikusa Mgmt For For 2.9 Elect Director Kazuo Takeuchi Mgmt For For 2.10 Elect Director Nobuyuki Hirano Mgmt For For 2.11 Elect Director Shunsuke Teraoka Mgmt For For 2.12 Elect Director Kaoru Wachi Mgmt For For 2.13 Elect Director Takashi Oyamada Mgmt For For 2.14 Elect Director Ryuuji Araki Mgmt For For 2.15 Elect Director Kazuhiro Watanabe Mgmt For For 2.16 Elect Director Takuma Ohtoshi Mgmt For For Page 172 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Nintendo Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: 7974 29-Jun-10 Japan J51699106 Annual 31-Mar-10 CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550 Proponent Mgmt Rec Vote Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 660 Mgmt For For 2.1 Elect Director Satoru Iwata Mgmt For For 2.2 Elect Director Yoshihiro Mori Mgmt For For 2.3 Elect Director Shinji Hatano Mgmt For For 2.4 Elect Director Genyou Takeda Mgmt For For 2.5 Elect Director Shigeru Miyamoto Mgmt For For 2.6 Elect Director Nobuo Nagai Mgmt For For 2.7 Elect Director Masaharu Matsumoto Mgmt For For 2.8 Elect Director Eiichi Suzuki Mgmt For For 2.9 Elect Director Kazuo Kawahara Mgmt For For 2.10 Elect Director Tatsumi Kimishima Mgmt For For 2.11 Elect Director Kaoru Takemura Mgmt For For 3 Appoint Statutory Auditor Katashi Ozaki Nordic American Tanker Shipping Ltd. 29-Jun-10 Meeting Date Ticker: N/A Bermuda Country Mgmt G65773106 Primary Security ID Annual Meeting Type For Record Date 26-May-10 For CUSIP: G65773106 ISIN: BMG657731060 SEDOL: B16FN84 Proponent Mgmt Rec Vote Instruction 1.1 Elect Herbjorn Hansson as Director Mgmt For Withhold 1.2 Elect Sir David Gibbons as Director Mgmt For For 1.3 Elect Andreas Ove Ugland as Director Mgmt For For 1.4 Elect Jim Kelly as Director as Director Mgmt For For 1.5 Elect Jan Erik Langangen as Director Mgmt For For 1.6 Elect Paul J. Hopkins as Director Mgmt For For 1.7 Elect Richard H. K. Vietor as Director Mgmt For For 2 Ratify Deloitte AS as Auditors Mgmt For For 3 Approve Reduction in Share Capital by $136.4 Million Mgmt For For 4 Receive Financial Statements and Statutory Reports Mgmt (Non-Voting) Transact Other Business (Non-Voting) Mgmt Page 173 of 174 TDX Independence 2010 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Shin-Etsu Chemical Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J72810120 Ticker: 4063 Annual 31-Mar-10 CUSIP: J72810120 ISIN: JP3371200001 SEDOL: 6804585 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 50 For For Mgmt2.1 Elect Director Chihiro Kanagawa For For Mgmt2.2 Elect Director Shunzo Mori For For Mgmt2.3 Elect Director Fumio Akiya For For Mgmt2.4 Elect Director Kiichi Habata For For Mgmt2.5 Elect Director Masashi Kaneko For For Mgmt2.6 Elect Director Fumio Arai For For Mgmt2.7 Elect Director Masahiko Todoroki For For Mgmt2.8 Elect Director Toshiya Akimoto For For Mgmt2.9 Elect Director Hiroshi Komiyama For For Mgmt3 Appoint Statutory Auditor Yoshihito Kosaka For For Mgmt4 Approve Stock Option Plan For For Mgmt5 Approve Takeover Defense Plan (Poison Pill) SUMITOMO MITSUI FINANCIAL GROUP INC. 29-Jun-10 Meeting Date Japan Country J7771X109 Primary Security ID Ticker: 8316 Annual Meeting Type For Record Date 31-Mar-10 Against CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares For For Mgmt2 Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation For For Mgmt3.1 Elect Director Teisuke Kitayama For For Mgmt3.2 Elect Director Wataru Ohara For For Mgmt3.3 Elect Director Hideo Shimada For For Mgmt3.4 Elect Director Junsuke Fujii For For Mgmt3.5 Elect Director Koichi Miyata For For Mgmt3.6 Elect Director Yoshinori Yokoyama For For Mgmt4 Approve Retirement Bonus Payment for Director For For Mgmt5 Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan For For Page 174 of 174
TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
July 1, 2009 – August 2, 2009
Account | Cust Bank Acct Nbr | Client Account Nbr | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting | Ballot Shares | Seq Number | Ballot Item Number | MorS | Category | ItemDesc | ISS Rec | Mgt | Policy | Vote | ||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 1447 | 1 | 1.1 | M | Directors Related | Elect Director Rick L. Wessel | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 1447 | 2 | 1.2 | M | Directors Related | Elect Director Richard T. Burke | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 1447 | 3 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1527 | 1 | 1.1 | M | Directors Related | Elect Director Alfred J. Amoroso | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1527 | 2 | 1.2 | M | Directors Related | Elect Director Andrew K. Ludwick | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1527 | 3 | 1.3 | M | Directors Related | Elect Director Alan L. Earhart | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1527 | 4 | 1.4 | M | Directors Related | Elect Director Robert J. Majteles | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1527 | 5 | 1.5 | M | Directors Related | Elect Director James E. Meyer | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1527 | 6 | 1.6 | M | Directors Related | Elect Director James P. O’Shaughnessy | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1527 | 7 | 1.7 | M | Directors Related | Elect Director Ruthann Quindlen | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1527 | 8 | 2 | M | Routine/Business | Change Company Name | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1527 | 9 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 231 | 1 | 1.1 | M | Directors Related | Elect Director Donald W. Burton | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 231 | 2 | 1.2 | M | Directors Related | Elect Director Graeme W. Henderson | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 231 | 3 | 1.3 | M | Directors Related | Elect Director Samuel B. Ligon | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 231 | 4 | 1.4 | M | Directors Related | Elect Director Gary L. Martin | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 231 | 5 | 1.5 | M | Directors Related | Elect Director John H. Wilson | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 231 | 6 | 2 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | For | For | Against | Against | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 231 | 7 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 315 | 2 | 1.1 | M | Directors Related | Elect Director Malcolm Elvey | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 315 | 3 | 1.2 | M | Directors Related | Elect Director Sally Frame Kasaks | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 315 | 4 | 1.3 | M | Directors Related | Elect Director Norman Matthews | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 315 | 5 | 2 | M | Routine/Business | Ratify Auditors | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 315 | 6 | 3 | S | SH-Corp Governance | Repeal All Board Approved Bylaw Amendments Adopted After March 5, 2009 | Against | Against | Refer | Against | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 315 | 8 | 1.1 | S | SH-Dirs’ Related | Elect Director Raphael Benaroya | Do Not Vote | For | Refer | None | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 315 | 9 | 1.2 | S | SH-Dirs’ Related | Elect Director Jeremy J. Fingerman | Do Not Vote | For | Refer | None | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 315 | 10 | 1.3 | S | SH-Dirs’ Related | Elect Director Ross B. Glickman | Do Not Vote | For | Refer | None | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 315 | 11 | 2 | M | Routine/Business | Ratify Auditors | Do Not Vote | None | Refer | None | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 315 | 12 | 3 | S | SH-Corp Governance | Repeal All Board Approved Bylaw Amendments Adopted After March 5, 2009 | Do Not Vote | For | Refer | None | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 7343 | 1 | 1.1 | M | Directors Related | Elect Director William J. Abbott | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 7343 | 2 | 1.2 | M | Directors Related | Elect Director Dwight C. Arn | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 7343 | 3 | 1.3 | M | Directors Related | Elect Director Robert C. Bloss | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 7343 | 4 | 1.4 | M | Directors Related | Elect Director William Cella | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 7343 | 5 | 1.5 | M | Directors Related | Elect Director Glenn Curtis | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 7343 | 6 | 1.6 | M | Directors Related | Elect Director Steve Doyal | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 7343 | 7 | 1.7 | M | Directors Related | Elect Director Brian E. Gardner | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 7343 | 8 | 1.8 | M | Directors Related | Elect Director Herbert A. Granath | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 7343 | 9 | 1.9 | M | Directors Related | Elect Director Donald J. Hall, Jr. | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 7343 | 10 | 1.10 | M | Directors Related | Elect Director Irvine O. Hockaday, Jr. | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 7343 | 11 | 1.11 | M | Directors Related | Elect Director A. Drue Jennings | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 7343 | 12 | 1.12 | M | Directors Related | Elect Director Peter A. Lund | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 7343 | 13 | 1.13 | M | Directors Related | Elect Director Brad R. Moore | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 7343 | 14 | 1.14 | M | Directors Related | Elect Director Deanne R. Stedem | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 2999 | 1 | 1.1 | M | Directors Related | Elect Director Andy D. Bryant | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 2999 | 2 | 1.2 | M | Directors Related | Elect Director Wayne A. Budd | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 2999 | 3 | 1.3 | M | Directors Related | Elect Director John H. Hammergren | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 2999 | 4 | 1.4 | M | Directors Related | Elect Director Alton F. Irby, III | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 2999 | 5 | 1.5 | M | Directors Related | Elect Director M. Christine Jacobs | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 2999 | 6 | 1.6 | M | Directors Related | Elect Director Marie L. Knowles | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 2999 | 7 | 1.7 | M | Directors Related | Elect Director David M. Lawrence | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 2999 | 8 | 1.8 | M | Directors Related | Elect Director Edward A. Mueller | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 2999 | 9 | 1.9 | M | Directors Related | Elect Director Jane E. Shaw | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 2999 | 10 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | Against | Against | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 2999 | 11 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 2999 | 12 | 4 | S | SH-Compensation | Stock Retention/Holding Period | For | Against | Refer | Against | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 2999 | 13 | 5 | S | SH-Compensation | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | For | Against | Refer | Against | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 1800 | 1 | 1.1 | M | Directors Related | Elect Director Ashok Bakhru | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 1800 | 2 | 1.2 | M | Directors Related | Elect Director John J. Hannan | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 1800 | 3 | 1.3 | M | Directors Related | Elect Director James C. Zelter | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 1800 | 4 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 1800 | 5 | 3 | M | Capitalization | Approve Sale of Common Shares Below Net Asset Value | For | For | Refer | For | ||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 1800 | 6 | 4 | M | Capitalization | Approve Issuance of Warrants/Convertible Debentures | For | For | Refer | For | ||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 10235 | 1 | 1 | M | Routine/Business | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 10235 | 2 | 2 | M | Routine/Business | Amend Certificate of Incorporation to Approve Director Amendment | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 10235 | 3 | 3 | M | Routine/Business | Amend Certificate of Incorporation to Approve Retirement Amendment | Against | For | Against | Against | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 10235 | 4 | 4 | M | Capitalization | Increase Authorized Preferred Stock | Against | For | Against | Against | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 377 | 1 | 1.1 | M | Directors Related | Elect Director Thomas N. Amonett | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 377 | 2 | 1.2 | M | Directors Related | Elect Director Charles F. Bolden, Jr. | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 377 | 3 | 1.3 | M | Directors Related | Elect Director Stephen J. Cannon | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 377 | 4 | 1.4 | M | Directors Related | Elect Director Jonathan H. Cartwright | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 377 | 5 | 1.5 | M | Directors Related | Elect Director William E. Chiles | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 377 | 6 | 1.6 | M | Directors Related | Elect Director Michael A. Flick | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 377 | 7 | 1.7 | M | Directors Related | Elect Director Thomas C. Knudson | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 377 | 8 | 1.8 | M | Directors Related | Elect Director Ken C. Tamblyn | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 377 | 9 | 1.9 | M | Directors Related | Elect Director William P. Wyatt | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 377 | 10 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Alpha Natural Resources, Inc. | ANR | 02076X102 | USA | 07/31/09 | 06/25/09 | Special | 816 | 1 | 1 | M | Reorg. and Mergers | Approve Merger Agreement | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Alpha Natural Resources, Inc. | ANR | 02076X102 | USA | 07/31/09 | 06/25/09 | Special | 816 | 2 | 2 | M | Antitakeover Related | Adjourn Meeting | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | Merck & Co., Inc. | MRK | 589331107 | USA | 08/07/09 | 06/22/09 | Special | 4474 | 1 | 1 | M | Reorg. and Mergers | Approve Acquisition | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3211 | 1 | 1 | M | Directors Related | Elect Director W.R. Johnson | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3211 | 2 | 2 | M | Directors Related | Elect Director C.E. Bunch | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3211 | 3 | 3 | M | Directors Related | Elect Director L.S. Coleman, Jr. | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3211 | 4 | 4 | M | Directors Related | Elect Director J.G. Drosdick | For | For | For | For |
Account | Cust Bank Acct Nbr | Client Account Nbr | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting | Ballot Shares | Seq Number | Ballot Item Number | MorS | Category | ItemDesc | ISS Rec | Mgt | Policy | Vote | ||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3211 | 5 | 5 | M | Directors Related | Elect Director E.E. Holiday | For | For | Refer | Against | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3211 | 6 | 6 | M | Directors Related | Elect Director C. Kendle | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3211 | 7 | 7 | M | Directors Related | Elect Director D.R. O Hare | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3211 | 8 | 8 | M | Directors Related | Elect Director N. Peltz | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3211 | 9 | 9 | M | Directors Related | Elect Director D.H. Reilley | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3211 | 10 | 10 | M | Directors Related | Elect Director L.C. Swann | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3211 | 11 | 11 | M | Directors Related | Elect Director T.J. Usher | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3211 | 12 | 12 | M | Directors Related | Elect Director M.F. Weinstein | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3211 | 13 | 13 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3211 | 14 | 14 | M | Antitakeover Related | Provide Right to Call Special Meeting | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 969 | 1 | 1.1 | M | Directors Related | Elect Director V. Gordon Clemons | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 969 | 2 | 1.2 | M | Directors Related | Elect Director Steven J. Hamerslag | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 969 | 3 | 1.3 | M | Directors Related | Elect Director Alan R. Hoops | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 969 | 4 | 1.4 | M | Directors Related | Elect Director R. Judd Jessup | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 969 | 5 | 1.5 | M | Directors Related | Elect Director Jean H. Macino | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 969 | 6 | 1.6 | M | Directors Related | Elect Director Jeffrey J. Michael | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 969 | 7 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 598 | 1 | 1.1 | M | Directors Related | Elect Director Brian J. Farrell | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 598 | 2 | 1.2 | M | Directors Related | Elect Director Lawrence Burstein | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 598 | 3 | 1.3 | M | Directors Related | Elect Director Henry T. DeNero | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 598 | 4 | 1.4 | M | Directors Related | Elect Director Brian P. Dougherty | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 598 | 5 | 1.5 | M | Directors Related | Elect Director Jeffrey W. Griffiths | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 598 | 6 | 1.6 | M | Directors Related | Elect Director Gary E. Rieschel | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 598 | 7 | 1.7 | M | Directors Related | Elect Director James L. Whims | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 598 | 8 | 2 | M | Non-Salary Comp. | Amend Qualified Employee Stock Purchase Plan | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 598 | 9 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 000260968 | * | 260968 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 598 | 10 | 4 | M | Routine/Business | Other Business | Against | For | Against | Against | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 1 | 1 | M | Routine/Business | Accept Financial Statements and Statutory Reports | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 2 | 2 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 3 | 3 | M | Routine/Business | Approve Final Dividend of 8.39 Pence Per Ordinary Share | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 4 | 4 | M | Directors Related | Re-elect Richard Brasher as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 5 | 5 | M | Directors Related | Re-elect Philip Clarke as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 6 | 6 | M | Directors Related | Re-elect Andrew Higginson as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 7 | 7 | M | Directors Related | Re-elect Charles Allen as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 8 | 8 | M | Directors Related | Re-elect Dr Harald Einsmann as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 9 | 9 | M | Directors Related | Elect Jacqueline Tammenoms Bakker as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 10 | 10 | M | Directors Related | Elect Patrick Cescau as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 11 | 11 | M | Directors Related | Elect Ken Hanna as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 12 | 12 | M | Directors Related | Elect Laurie Mcllwee as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 13 | 13 | M | Routine/Business | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 14 | 14 | M | Routine/Business | Authorise Board to Fix Remuneration of Auditors | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 15 | 15 | M | Capitalization | Approve Increase in Authorised Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 16 | 16 | M | Capitalization | Subject to the Passing of Resolution Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 17 | 17 | M | Capitalization | Subject to the Passing of Resolution Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 18 | 18 | M | Capitalization | Authorise 790,063,358 Ordinary Shares for Market Purchase | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 19 | 19 | M | Routine/Business | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 20 | 20 | M | Non-Salary Comp. | Approve Tesco plc Group Bonus Plan | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 21 | 21 | M | Non-Salary Comp. | Amend Tesco plc 2004 Discretionary Share Option Plan | Against | For | Against | Against | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 22 | 22 | M | Routine/Business | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 9358 | 24 | 23 | S | SH-Routine/Business | Resolve that the Directors Allocate a NED to Tesco’s Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco’s UK Meat and Poultry Supply Chain | Against | Against | Against | Against | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 1 | 1 | M | Routine/Business | Accept Financial Statements and Statutory Reports | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 2 | 2 | M | Directors Related | Re-elect Sir John Bond as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 3 | 3 | M | Directors Related | Re-elect John Buchanan as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 4 | 4 | M | Directors Related | Re-elect Vittorio Colao as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 5 | 5 | M | Directors Related | Elect Michel Combes as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 6 | 6 | M | Directors Related | Re-elect Andy Halford as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 7 | 7 | M | Directors Related | Re-elect Alan Jebson as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 8 | 8 | M | Directors Related | Elect Samuel Jonah as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 9 | 9 | M | Directors Related | Re-elect Nick Land as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 10 | 10 | M | Directors Related | Re-elect Anne Lauvergeon as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 11 | 11 | M | Directors Related | Re-elect Simon Murray as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 12 | 12 | M | Directors Related | Elect Stephen Pusey as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 13 | 13 | M | Directors Related | Re-elect Luc Vandevelde as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 14 | 14 | M | Directors Related | Re-elect Anthony Watson as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 15 | 15 | M | Directors Related | Re-elect Philip Yea as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 16 | 16 | M | Routine/Business | Approve Final Dividend of 5.20 Pence Per Ordinary Share | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 17 | 17 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 18 | 18 | M | Routine/Business | Reappoint Deloitte LLP as Auditors of the Company | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 19 | 19 | M | Routine/Business | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 20 | 20 | M | Capitalization | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 21 | 21 | M | Capitalization | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 22 | 22 | M | Capitalization | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 23 | 23 | M | Routine/Business | Adopt New Articles of Association | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 67415 | 24 | 24 | M | Routine/Business | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 8518 | 1 | 1 | M | Routine/Business | Accept Financial Statements and Statutory Reports | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 8518 | 2 | 2 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 8518 | 3 | 3 | M | Routine/Business | Approve Final Dividend of 1.1 Pence Per Ordinary Share | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 8518 | 4 | 4 | M | Directors Related | Re-elect Clayton Brendish as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 8518 | 5 | 5 | M | Directors Related | Re-elect Phil Hodkinson as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 8518 | 6 | 6 | M | Directors Related | Elect Tony Chanmugam as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 8518 | 7 | 7 | M | Routine/Business | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 8518 | 8 | 8 | M | Routine/Business | Authorise Board to Fix Remuneration of Auditors | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 8518 | 9 | 9 | M | Capitalization | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 127,000,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 127,000,000 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 8518 | 10 | 10 | M | Capitalization | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 20,000,000 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 8518 | 11 | 11 | M | Capitalization | Authorise 774,000,000 Ordinary Shares for Market Purchase | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 8518 | 12 | 12 | M | Routine/Business | Amend Articles of Association by Deleting the Provisions of the Company’s Memorandum of Association which, Due to Section 28 Companies Act 2006, Would be Treated as Provisions of the Current Articles; Adopt New Articles of Association | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 8518 | 13 | 13 | M | Routine/Business | Approve That the Company May Call a General Meeting (But not an AGM) on at least 14 Clear Days’ Notice | For | For | For | For |
Account | Cust Bank Acct Nbr | Client Account Nbr | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting | Ballot Shares | Seq Number | Ballot Item Number | MorS | Category | ItemDesc | ISS | Mgt | Policy | Vote | |||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 8518 | 14 | 14 | M | Routine/Business | Authorise British Telecommunications plc to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 75,000 and to Political Organisations Other Than Political Parties up to GBP 25,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Assicurazioni Generali Spa | T05040109 | Italy | 07/14/09 | 07/09/09 | Special | 1176 | 2 | 1 | M | Reorg. and Mergers | Approve Plan of Merger by Absorption of Alleanza Assicurazioni SpA and Toro Assicurazioni SpA and Approve Merger-Related Capital Increase | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2020 ETF Composite | 260968 | 260968 | Barclays plc | G08036124 | United Kingdom | 08/06/09 | Special | 10182 | 1 | 1 | M | Reorg. and Mergers | Approve Disposal by Barclays plc of the Barclays Global Investors Business and Ancillary Arrangements | For | For | For | For |
VOTE SUMMARY REPORT August 3, 2009 - June 30, 2010 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Ipc Holdings Ltd Meeting Date Country Primary Security ID Meeting Type Record Date 04-Sep-09 Bermuda G4933P101 Special 27-Jul-09 Ticker: IPCR CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction 1 Approve Elimination of Supermajority Vote Requirement for Mgmt For For Amalgamations 2 Approve Merger Agreement Mgmt For For 3 Adjourn Meeting Mgmt For For Exar Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 16-Sep-09 USA 300645108 Annual 22-Jul-09 Ticker: EXAR CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Izak Bencuya Mgmt For For 1.2 Elect Director Pierre Guilbault Mgmt For For 1.3 Elect Director Brian Hilton Mgmt For For 1.4 Elect Director Richard L. Leza Mgmt For For 1.5 Elect Director Gary Meyers Mgmt For For 1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For 1.7 Elect Director Pedro P. Rodriquez Mgmt For For 2 Ratify Auditors Mgmt For For Casey's General Stores, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Sep-09 USA 147528103 Annual 24-Jul-09 Ticker: CASY CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Ronald M. Lamb Mgmt For For 1.2 Elect Director Robert J. Myers Mgmt For For 1.3 Elect Director Diane C. Bridgewater Mgmt For For 1.4 Elect Director Johnny Danos Mgmt For For 1.5 Elect Director H. Lynn Horak Mgmt For For 1.6 Elect Director Kenneth H. Haynie Mgmt For For 1.7 Elect Director William C. Kimball Mgmt For For 1.8 Elect Director Jeffrey M. Lamberti Mgmt For For 1.9 Elect Director Richard A. Wilkey Mgmt For For Page 1 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 3com Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Sep-09 USA 885535104 Annual 27-Jul-09 Ticker: COMS CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kathleen A. Cote Mgmt For For 1.2 Elect Director David H.Y. Ho Mgmt For For 1.3 Elect Director Robert Y.L. Mao Mgmt For For 1.4 Elect Director J. Donald Sherman Mgmt For For 1.5 Elect Director Dominique Trempont Mgmt For For 2 Declassify the Board of Directors Mgmt For For 3 Ratify Auditors Mgmt For For Pharmasset, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Sep-09 USA 71715N106 Special 07-Aug-09 Ticker: VRUS CUSIP: 71715N106 ISIN: US71715N1063 SEDOL: B17W5V1 Vote Proponent Mgmt Rec Instruction 1 Amend Omnibus Stock Plan Mgmt For Against Ship Finance International Limited Meeting Date Country Primary Security ID Meeting Type Record Date 25-Sep-09 Bermuda G81075106 Annual 17-Jul-09 Ticker: N/A CUSIP: G81075106 ISIN: BMG810751062 SEDOL: B01G7F0 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For 2 Fix Number of Directors at 8 Mgmt For For 3 Authorize Board to Fill Vacancies Mgmt For For 4 Reelect Paul Leand Jr. as Director Mgmt For For 5 Reelect Kate Blankenship as Director Mgmt For For 6 Reelect Craig H. Stevenson Jr. as Director Mgmt For For 7 Reelect Hans Petter as Director Mgmt For For 8 Reelect Cecilie Fredriksen as Director Mgmt For For 9 Approve Moore Stephens, P.C. as Auditors and Authorize Board Mgmt For For to Fix Their Remuneration 10 Approve Remuneration of Directors Mgmt For For Page 2 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11 Approve Reduction of Share Premium Account Mgmt For For 12 Transact Other Business (Voting) Mgmt For Abstain Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date 30-Sep-09 USA 696643105 Annual 03-Aug-09 Ticker: PALM CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert C. Hagerty Mgmt For For 1.2 Elect Director Jonathan J. Rubinstein Mgmt For For 1.3 Elect Director Paul S. Mountford Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Oracle Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 07-Oct-09 USA 68389X105 Annual 10-Aug-09 Ticker: ORCL CUSIP: 68389X105 ISIN: US68389X1054 SEDOL: 2661568 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jeffrey S. Berg Mgmt For For 1.2 Elect Director H. Raymond Bingham Mgmt For For 1.3 Elect Director Michael J. Boskin Mgmt For For 1.4 Elect Director Safra A. Catz Mgmt For For 1.5 Elect Director Bruce R. Chizen Mgmt For For 1.6 Elect Director George H. Conrades Mgmt For For 1.7 Elect Director Lawrence J. Ellison Mgmt For For 1.8 Elect Director Hector Garcia-Molina Mgmt For For 1.9 Elect Director Jeffrey O. Henley Mgmt For For 1.10 Elect Director Donald L. Lucas Mgmt For For 1.11 Elect Director Charles E. Phillips, Jr. Mgmt For For 1.12 Elect Director Naomi O. Seligman Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For 4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 6 Stock Retention/Holding Period SH Against For Page 3 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 MSC.Software Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 09-Oct-09 USA 553531104 Special 27-Aug-09 Ticker: MSCS CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Paychex, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-Oct-09 USA 704326107 Annual 14-Aug-09 Ticker: PAYX CUSIP: 704326107 ISIN: US7043261079 SEDOL: 2674458 Vote Proponent Mgmt Rec Instruction 1 Elect Director B. Thomas Golisano Mgmt For For 2 Elect Director David J.S. Flaschen Mgmt For For 3 Elect Director Grant M. Inman Mgmt For For 4 Elect Director Pamela A. Joseph Mgmt For For 5 Elect Director Jonathan J. Judge Mgmt For For 6 Elect Director Joseph M. Tucci Mgmt For For 7 Elect Director Joseph M. Velli Mgmt For For 8 Ratify Auditors Mgmt For For The Procter & Gamble Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-Oct-09 USA 742718109 Annual 14-Aug-09 Ticker: PG CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407 Vote Proponent Mgmt Rec Instruction 1 Elect Director Kenneth I. Chenault Mgmt For For 2 Elect Director Scott D. Cook Mgmt For For 3 Elect Director Rajat K. Gupta Mgmt For For 4 Elect Director A.G. Lafley Mgmt For For 5 Elect Director Charles R. Lee Mgmt For For 6 Elect Director Lynn M. Martin Mgmt For For 7 Elect Director Robert A. McDonald Mgmt For For 8 Elect Director W. James McNerney, Jr. Mgmt For For 9 Elect Director Johnathan A. Rodgers Mgmt For For 10 Elect Director Ralph Snyderman Mgmt For For 11 Elect Director Mary Agnes Wilderotter Mgmt For For Page 4 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Elect Director Patricia A. Woertz Mgmt For For 13 Elect Director Ernesto Zedillo Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Code of Regulations Mgmt For For 16 Approve Omnibus Stock Plan Mgmt For Against 17 Provide for Cumulative Voting SH Against Against 18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Diageo plc Meeting Date Country Primary Security ID Meeting Type Record Date 14-Oct-09 United Kingdom G42089113 Annual 12-Oct-09 Ticker: N/A CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend of 22.2 Pence Per Ordinary Share Mgmt For For 4 Re-elect Laurence Danon as Director Mgmt For For 5 Re-elect Lord (Clive) Hollick of Notting Hill as Director Mgmt For For 6 Re-elect Paul Walsh as Director Mgmt For For 7 Elect Peggy Bruzelius as Director Mgmt For For 8 Elect Betsy Holden as Director Mgmt For For 9 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For 10 Authorise Board to Fix Remuneration of Auditors Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Under a Mgmt For For General Authority up to GBP 241,092,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 482,185,000 After Deducting Any Securities Issued Under the General Authority 12 If Resolution 11 is Passed, Authorise Issue of Equity or Mgmt For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,842,000 13 Authorise 249,964,000 Ordinary Shares for Market Purchase Mgmt For For 14 Authorise the Company and its Subsidiaries to Make EU Political Mgmt For For Donations to Political Parties, to Make EU Political Donations to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to GBP 200,000 15 Approve Diageo plc 2009 Discretionary Incentive Plan Mgmt For For 16 Approve Diageo plc 2009 Executive Long Term Incentive Plan Mgmt For For 17 Approve Diageo plc 2009 International Sharematch Plan Mgmt For For Page 5 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Authorise Board to Establish Future Share Plans for the Benefit Mgmt For For of Employees Overseas Based on the Diageo plc 2009 Discretionary Incentive Plan, the Diageo plc 2009 Executive Long Term Incentive Plan and the Diageo plc 2009 International Sharematch Plan 19 Approve Diageo plc 2009 Irish Sharesave Scheme Mgmt For For 20 Amend Diageo plc Executive Share Option Plan Mgmt For For 21 Amend Diageo plc 2008 Senior Executive Share Option Plan Mgmt For For 22 Amend Diageo plc Senior Executive Share Option Plan Mgmt For For 23 Approve That a General Meeting Other Than an Annual General Mgmt For For Meeting May Be Called on Not Less Than 14 Clear Days' Notice 24 Adopt New Articles of Association Mgmt For For The Marcus Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 14-Oct-09 USA 566330106 Annual 06-Aug-09 Ticker: MCS CUSIP: 566330106 ISIN: US5663301068 SEDOL: 2564827 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen H. Marcus Mgmt For Withhold 1.2 Elect Director Diane Marcus Gershowitz Mgmt For Withhold 1.3 Elect Director Daniel F. McKeithan, Jr Mgmt For For 1.4 Elect Director Allan H. Selig Mgmt For Withhold 1.5 Elect Director Timothy E. Hoeksema Mgmt For For 1.6 Elect Director Bruce J. Olson Mgmt For Withhold 1.7 Elect Director Philip L. Milstein Mgmt For For 1.8 Elect Director Bronson J. Haase Mgmt For For 1.9 Elect Director James D. Ericson Mgmt For For 1.10 Elect Director Gregory S. Marcus Mgmt For Withhold Matrix Service Co. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Oct-09 USA 576853105 Annual 02-Sep-09 Ticker: MTRX CUSIP: 576853105 ISIN: US5768531056 SEDOL: 2572068 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael J. Bradley Mgmt For For 1.2 Elect Director Michael J. Hall Mgmt For For 1.3 Elect Director I. Edgar (Ed) Hendrix Mgmt For For 1.4 Elect Director Paul K. Lackey Mgmt For For 1.5 Elect Director Tom E. Maxwell Mgmt For For 1.6 Elect Director David J. Tippeconnic Mgmt For For Page 6 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against SRA International, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 28-Oct-09 USA 78464R105 Annual 31-Aug-09 Ticker: SRX CUSIP: 78464R105 ISIN: US78464R1059 SEDOL: 2865241 Vote Proponent Mgmt Rec Instruction 1 Declassify the Board of Directors Mgmt For For 2.1 Elect Director Stanton D. Sloane Mgmt For For 2.2 Elect Director E.P. Giambastiani, Jr. Mgmt For For 2.3 Elect Director William T. Keevan Mgmt For For 2.4 Elect Director John W. Barter Mgmt For For 2.5 Elect Director Larry R. Ellis Mgmt For For 2.6 Elect Director Miles R. Gilburne Mgmt For For 2.7 Elect Director Gail R. Wilensky Mgmt For For 2.8 Elect Director Michael R. Klein Mgmt For For 2.9 Elect Director David H. Langstaff Mgmt For For 2.10 Elect Director Ernst Volgenau Mgmt For For 3 Ratify Auditors Mgmt For For BHP Billiton plc Meeting Date Country Primary Security ID Meeting Type Record Date 29-Oct-09 United Kingdom G10877101 Annual 27-Oct-09 Ticker: N/A CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Re-elect Carlos Cordeiro as Director Mgmt For For 3 Re-elect David Crawford as Director Mgmt For For 4 Re-elect Gail de Planque as Director Mgmt For For 5 Re-elect Marius Kloppers as Director Mgmt For For 6 Re-elect Don Argus as Director Mgmt For For 7 Elect Wayne Murdy as Director Mgmt For For 8 Reappoint KPMG Audit plc as Auditors and Authorise the Board Mgmt For For to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked Securities with Mgmt For For Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328 10 Authorise Issue of Equity or Equity-Linked Securities without Mgmt For For Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030 Page 7 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11 Authorise 223,112,120 Ordinary Shares for Market Purchase Mgmt For For 12i Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 30 April 2010 12ii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 17 June 2010 12iii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 15 September 2010 12iv Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 11 November 2010 13 Approve Remuneration Report Mgmt For For 14 Approve the Grant of Deferred Shares and Options under the Mgmt For For BHP Billiton Ltd Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers Ebix, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Oct-09 USA 278715206 Annual 09-Sep-09 Ticker: EBIX CUSIP: 278715206 ISIN: US2787152063 SEDOL: 2008400 Vote Proponent Mgmt Rec Instruction 1 Elect Director Robin Raina Mgmt For For 2 Elect Director Hans U. Benz Mgmt For For 3 Elect Director Pavan Bhalla Mgmt For For 4 Elect Director Neil D. Eckert Mgmt For For 5 Elect Director Rolf Herter Mgmt For For 6 Elect Director Hans Ueli Keller Mgmt For For Jack Henry & Associates, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Nov-09 USA 426281101 Annual 21-Sep-09 Ticker: JKHY CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jerry D. Hall Mgmt For For 1.2 Elect Director Michael E. Henry Mgmt For For 1.3 Elect Director James J. Ellis Mgmt For For 1.4 Elect Director Craig R. Curry Mgmt For For 1.5 Elect Director Wesley A. Brown Mgmt For For 1.6 Elect Director Matthew C. Flanigan Mgmt For For 1.7 Elect Director Marla K. Shepard Mgmt For For 1.8 Elect Director John F. Prim Mgmt For For 2 Ratify Auditors Mgmt For For Page 8 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Zymogenetics Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Nov-09 USA 98985T109 Ticker: ZGEN Special 07-Oct-09 CUSIP: 98985T109 ISIN: US98985T1097 SEDOL: 2807168 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Stock Option Exchange Program Commonwealth Bank Of Australia 11-Nov-09 Meeting Date Australia Country Q26915100 Primary Security ID Ticker: CBA Annual Meeting Type For Record Date 09-Nov-09 Against CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035 Proponent Mgmt Rec Vote Instruction Mgmt1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 None None Mgmt2(a) Elect S Carolyn Kay as a Director For For Mgmt2(b) Elect Fergus D Ryan as a Director For For Mgmt2(c) Elect David J Turner as a Director For For Mgmt3 Approve the Remuneration Report for the Financial Year Ended June 30, 2009 For For Mgmt4 Approve the Grant of Reward Shares to a Maximum Value of A$4.49 Million to R J Norris, CEO, Under the Group Leadership Reward Plan of Commonwealth Bank of Australia Solera Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 11-Nov-09 USA 83421A104 Ticker: SLH Annual 01-Oct-09 CUSIP: 83421A104 ISIN: US83421A1043 SEDOL: B1XDZ96 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Tony Aquila For For Mgmt1.2 Elect Director Arthur F. Kingsbury For For Mgmt1.3 Elect Director Jerrell W. Shelton For For Mgmt1.4 Elect Director Kenneth A. Viellieu For For Mgmt1.5 Elect Director Stuart J. Yarbrough For For Mgmt2 Ratify Auditors Cisco Systems, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 12-Nov-09 USA 17275R102 Ticker: CSCO Annual 14-Sep-09 CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163 Proponent Mgmt Rec Vote Instruction Page 9 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Elect Director Carol A. Bartz Mgmt For For 2 Elect Director M. Michele Burns Mgmt For For 3 Elect Director Michael D. Capellas Mgmt For For 4 Elect Director Larry R. Carter Mgmt For For 5 Elect Director John T. Chambers Mgmt For For 6 Elect Director Brian L. Halla Mgmt For For 7 Elect Director John L. Hennessy Mgmt For For 8 Elect Director Richard M. Kovacevich Mgmt For For 9 Elect Director Roderick C. McGeary Mgmt For For 10 Elect Director Michael K. Powell Mgmt For For 11 Elect Director Arun Sarin Mgmt For For 12 Elect Director Steven M. West Mgmt For For 13 Elect Director Jerry Yang Mgmt For For 14 Amend Omnibus Stock Plan Mgmt For Against 15 Amend Qualified Employee Stock Purchase Plan Mgmt For For 16 Ratify Auditors Mgmt For For 17 Amend Bylaws to Establish a Board Committee on Human Rights SH Against Against 18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 19 Report on Internet Fragmentation SH Against For Ethan Allen Interiors Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 USA 297602104 Annual 21-Sep-09 Ticker: ETH CUSIP: 297602104 ISIN: US2976021046 SEDOL: 2320825 Vote Proponent Mgmt Rec Instruction 1 Elect Director Frank G. Wisner Mgmt For For 2 Ratify Auditors Mgmt For For Lancaster Colony Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 USA 513847103 Annual 18-Sep-09 Ticker: LANC CUSIP: 513847103 ISIN: US5138471033 SEDOL: 2503206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director James B. Bachmann Mgmt For For 1.2 Elect Director Neeli Bendapudi Mgmt For For 1.3 Elect Director John L. Boylan Mgmt For For 2 Ratify Auditors Mgmt For For Page 10 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 UniCredit SpA Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 Italy T95132105 Special 11-Nov-09 Ticker: N/A CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445 Vote Proponent Mgmt Rec Instruction Special Business Mgmt None None 1 Approve EUR 4 Billion Capital Increase with Preemptive Rights to Mgmt For For Holders of Ordinary Shares and Saving Shares Corinthian Colleges, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 17-Nov-09 USA 218868107 Annual 21-Sep-09 Ticker: COCO CUSIP: 218868107 ISIN: US2188681074 SEDOL: 2386021 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Paul R. St. Pierre Mgmt For For 1.2 Elect Director Linda Arey Skladany Mgmt For For 1.3 Elect Director Robert Lee Mgmt For For 2 Ratify Auditors Mgmt For For VistaPrint NV Meeting Date Country Primary Security ID Meeting Type Record Date 17-Nov-09 Netherlands N93540107 Annual 19-Oct-09 Ticker: VPRT CUSIP: N/A ISIN: NL0009272269 SEDOL: B48HGT1 Vote Proponent Mgmt Rec Instruction This is a duplicate meeting for ballots received via the Mgmt None None Broadridge North American Ballot distribution system. 1 A Vote For The Election Of Nominee John J. Gavin, Jr. Mgmt For For 2 A Vote For The Election Of Nominee George M. Overholser Mgmt For For 3 A Vote For The Election Of Nominee Mark T. Thomas Mgmt For For 4 Approve Our Performance Incentive Plan For Covered Employees Mgmt For For 5 Appoint Ernst & Young Llp As Our Independent Registered Mgmt For For Publicaccounting Firm For The Fiscal Year Ending June 30, 2010 CACI International, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Nov-09 USA 127190304 Annual 21-Sep-09 Ticker: CACI CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Dan R. Bannister Mgmt For For Page 11 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Paul M. Cofoni Mgmt For For 1.3 Elect Director Gordon R. England Mgmt For For 1.4 Elect Director James S. Gilmore III Mgmt For For 1.5 Elect Director Gregory G. Johnson Mgmt For For 1.6 Elect Director Richard L. Leatherwood Mgmt For For 1.7 Elect Director J. Phillip London Mgmt For For 1.8 Elect Director James L. Pavitt Mgmt For For 1.9 Elect Director Warren R. Phillips Mgmt For For 1.10 Elect Director Charles P. Revoile Mgmt For For 1.11 Elect Director William S. Wallace Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Adjourn Meeting Mgmt For Against 5 Ratify Auditors Mgmt For For Campbell Soup Co. Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 134429109 Annual 21-Sep-09 Ticker: CPB CUSIP: 134429109 ISIN: US1344291091 SEDOL: 2162845 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Edmund M. Carpenter Mgmt For For 1.2 Elect Director Paul R. Charron Mgmt For For 1.3 Elect Director Douglas R. Conant Mgmt For For 1.4 Elect Director Bennett Dorrance Mgmt For For 1.5 Elect Director Harvey Golub Mgmt For For 1.6 Elect Director Lawrence C. Karlson Mgmt For For 1.7 Elect Director Randall W. Larrimore Mgmt For For 1.8 Elect Director Mary Alice D. Malone Mgmt For For 1.9 Elect Director Sara Mathew Mgmt For For 1.10 Elect Director William D. Perez Mgmt For For 1.11 Elect Director Charles R. Perrin Mgmt For For 1.12 Elect Director A. Barry Rand Mgmt For For 1.13 Elect Director Nick Schreiber Mgmt For For 1.14 Elect Director Archbold D. Van Beuren Mgmt For For 1.15 Elect Director Les C. Vinney Mgmt For For 1.16 Elect Director Charlotte C. Weber Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For Page 12 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 Germany D2035M169 Special 03-Nov-09 Ticker: N/A CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359 Vote Proponent Mgmt Rec Instruction 1 Approve Spin-Off and Takeover Agreement Concluded on Mgmt For For September 3, 2009 with T-Mobile Deutschland GmbH DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 25490A101 Special 09-Oct-09 Ticker: DTV CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Approve Voting and Right of First Refusal Mgmt For For 3 Adjourn Meeting Mgmt For For Microsoft Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 594918104 Annual 04-Sep-09 Ticker: MSFT CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173 Vote Proponent Mgmt Rec Instruction 1 Elect Director William H. Gates, III Mgmt For For 2 Elect Director Steven A. Ballmer Mgmt For For 3 Elect Director Dina Dublon Mgmt For For 4 Elect Director Raymond V. Gilmartin Mgmt For For 5 Elect Director Reed Hastings Mgmt For For 6 Elect Director Maria Klawe Mgmt For For 7 Elect Director David F. Marquardt Mgmt For For 8 Elect Director Charles H. Noski Mgmt For For 9 Elect Director Helmut Panke Mgmt For For 10 Ratify Auditors Mgmt For For 11 Permit Right to Call Special Meeting Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 13 Adopt Principles for Health Care Reform SH Against Against 14 Report on Charitable Contributions SH Against Against Page 13 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 BHP Billiton Limited (Formerly BHP Ltd.) Ticker: BHP 26-Nov-09 Meeting Date Australia Country Q1498M159 Primary Security ID Annual Meeting Type Record Date 24-Nov-09 CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690 Proponent Mgmt Rec Vote Instruction 1 Accept Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc for the Fiscal Year Ended June 30, 2009 Mgmt For For 2 Elect Carlos Cordeiro as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 3 Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 4 Elect Gail de Planque as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 5 Elect Marius Kloppers as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 6 Elect Don Argus as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 7 Elect Wayne Murdy as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 8 Approve KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For 9 Approve Renewal of General Authority to Issue of Up to 555.97 Million Shares in BHP Billiton Plc in Connection with Its Employee Share and Incentive Schemes Mgmt For For 10 Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc Mgmt For For 11 Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc Mgmt For For 12i Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on April 30, 2010 Mgmt For For 12ii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on June 17, 2010 Mgmt For For 12iii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on Sept. 15, 2010 Mgmt For For 12iv Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on Nov. 11, 2010 Mgmt For For 13 Approve Remuneration Report for the Fiscal Year Ended June 30, 2009 Mgmt For For 14 Approve Grant of Approximately 55,932 Deferred Shares, 223,739 Options, and 424,612 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and the Long Term Incentive Plan Mgmt For For Bally Technologies, Inc Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: BYI 02-Dec-09 USA 05874B107 Annual 13-Oct-09 CUSIP: 05874B107 ISIN: US05874B1070 SEDOL: 2380818 Proponent Mgmt Rec Vote Instruction Page 14 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director David Robbins Mgmt For Withhold 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Volkswagen AG (VW) Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 03-Dec-09 Germany D9452L228 Special 12-Nov-09 CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102 Proponent Mgmt Rec Vote Instruction 1 Approve Creation of EUR 345.6 Million Pool of Capital with Preemptive Rights via Issuance of Preferred Stock Mgmt For Against 2 Amend Articles Re: Grant the Federal State of Lower Saxony the Right to Nominate Two Supervisory Board Members if it Holds at Least 15 Percent of Common Stock Mgmt For Against 3 Amend Articles Re: Require Qualified Majority of 80 Percent of General Meeting Mgmt For Against 4a Elect Hans Michel Piech to the Supervisory Board Mgmt For Against 4b Elect Ferdinand Oliver Porsche to the Supervisory Board Mgmt For Against Mgmt5 Amend Articles Re: Amend Articles Re: Convocation of, Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Vail Resorts, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: MTN 04-Dec-09 USA 91879Q109 Annual 07-Oct-09 CUSIP: 91879Q109 ISIN: US91879Q1094 SEDOL: 2954194 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Roland A. Hernandez Mgmt For For 1.2 Elect Director Thomas D. Hyde Mgmt For For 1.3 Elect Director Jeffrey W. Jones Mgmt For For 1.4 Elect Director Robert A. Katz Mgmt For For 1.5 Elect Director Richard D. Kincaid Mgmt For For 1.6 Elect Director John T. Redmond Mgmt For For 1.7 Elect Director John F. Sorte Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For 4 Other Business ModusLink Global Solutions, Inc. Ticker: MLNK 09-Dec-09 Meeting Date USA Country Mgmt 60786L107 Primary Security ID Annual Meeting Type For Record Date 12-Oct-09 Abstain CUSIP: 60786L107 ISIN: US60786L1070 SEDOL: 2203551 Page 15 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Francis J. Jules Mgmt For For 1.2 Elect Director Joseph C. Lawler Mgmt For For 1.3 Elect Director Michael J. Mardy Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For 3 Ratify Auditors Mgmt For For The Dress Barn, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 09-Dec-09 USA 261570105 Annual 09-Oct-09 Ticker: DBRN CUSIP: 261570105 ISIN: US2615701057 SEDOL: 2280565 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John Usdan Mgmt For For 1.2 Elect Director Randy L. Pearce Mgmt For For 2 Amend Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For Arena Resources, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Dec-09 USA 040049108 Annual 23-Oct-09 Ticker: ARD CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lloyd T. Rochford Mgmt For For 1.2 Elect Director Stanley M. McCabe Mgmt For For 1.3 Elect Director Clayton E. Woodrum Mgmt For For 1.4 Elect Director Anthony B. Petrelli Mgmt For For 1.5 Elect Director Carl H. Fiddner Mgmt For For 2 Approve Restricted Stock Plan Mgmt For Against 3 Amend Stock Option Plan Mgmt For Against Starent Networks, Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Dec-09 USA 85528P108 Special 06-Nov-09 Ticker: STAR CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Page 16 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 AutoZone, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: AZO 16-Dec-09 USA 053332102 Annual 19-Oct-09 CUSIP: 053332102 ISIN: US0533321024 SEDOL: 2065955 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director William C. Crowley Mgmt For For 1.2 Elect Director Sue E. Gove Mgmt For For 1.3 Elect Director Earl G. Graves, Jr. Mgmt For For 1.4 Elect Director Robert R. Grusky Mgmt For For 1.5 Elect Director J. R. Hyde, III Mgmt For For 1.6 Elect Director W. Andrew McKenna Mgmt For For 1.7 Elect Director George R. Mrkonic, Jr. Mgmt For For 1.8 Elect Director Luis P. Nieto Mgmt For For 1.9 Elect Director William C. Rhodes, III Mgmt For For 1.10 Elect Director Theodore W. Ullyot Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Westpac Banking Corporation Ticker: WBC 16-Dec-09 Meeting Date Australia Country Mgmt Q97417101 Primary Security ID Annual Meeting Type For Record Date 14-Dec-09 For CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146 Proponent Mgmt Rec Vote Instruction 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 3(a) Elect Edward (Ted) Alfred Evans as a Director Mgmt For For 3(b) Elect Gordon McKellar Cairns as a Director Mgmt For For 3(c) Elect Peter David Wilson as a Director Mgmt For For Mgmt4 Approve the Grant of Shares and Performance Share Rights and/or Performance Options to Gail Patricia Kelly, Managing Director and CEO, Under the Company's CEO Restricted Share Plan and CEO Performance Plan National Australia Bank Limited 17-Dec-09 Meeting Date Australia Country Q6534X101 Primary Security ID Ticker: NAB Annual Meeting Type For Record Date 15-Dec-09 For CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608 Proponent Mgmt Rec Vote Instruction Page 17 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2(a) Approve the Selective Buy-Back of 600 Unpaid Preference Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 Mgmt For For 2(b) Approve the Selective Reduction of Capital on 600 Unpaid Preference Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 Mgmt For For 2(c) Approve the Selective Buy-Back of 1,000 Unpaid Preference Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30, 2009 Mgmt For For 2(d) Approve the Selective Reduction of Capital on 1,000 Unpaid Preference Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30, 2009 Mgmt For For 3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 4 Approve the Grant of Shares Worth a Total of A$3.31 Million to Cameron Clyne, Group Chief Executive Officer, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 5(a) Approve the Grant of Shares Worth a Total of A$1.60 Million to Mark Joiner, Executive Director, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 5(b) Approve the Grant of Shares Worth a Total of A$1.69 Million to Michael Ullmer, Executive Director, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 6(a) Elect Michael Chaney as a Director Mgmt For For 6(b) Elect Paul Rizzo as a Director Mgmt For For 6(c) Elect Michael Ullmer as a Director Mgmt For For 6(d) Elect Mark Joiner as a Director Mgmt For For 6(e) Elect John Waller as a Director Mgmt For For Shareholder Proposal Mgmt None None 6(f) Elect Stephen Mayne as a Director SH Against Against Australia and New Zealand Banking Group Ltd. (formerly Austr Ticker: ANZ 18-Dec-09 Meeting Date Australia Country Q0954P102 Primary Security ID Annual Meeting Type Record Date 16-Dec-09 CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586 Proponent Mgmt Rec Vote Instruction Management Proposals Mgmt None None 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2 Ratify the Past Issuance of 173.61 Million Shares at an Issue Price of A$14.40 Each to Institutions and Sophisticated and Professional Investors Made on June 3, 2009 Mgmt For For 3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 4(a) Elect J.P. Morschel as a Director Mgmt For For Shareholder Proposal Mgmt None None Page 18 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 SH4(b) Elect R.J. Reeves as a Director Against Against MgmtManagement Proposal None None Mgmt4(c) Elect Lee Hsien Yang as a Director Watson Wyatt Worldwide Inc 18-Dec-09 Meeting Date USA Country 942712100 Primary Security ID Ticker: WW Special Meeting Type For Record Date 03-Nov-09 For CUSIP: 942712100 ISIN: US9427121002 SEDOL: 2648259 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Merger Agreement For For Mgmt2 Approve Omnibus Stock Plan For Against Mgmt3 Adjourn Meeting Ebix, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 21-Dec-09 USA 278715206 Ticker: EBIX Special 26-Oct-09 CUSIP: 278715206 ISIN: US2787152063 SEDOL: 2008400 Proponent Mgmt Rec Vote Instruction Mgmt1 Increase Authorized Common Stock National Bank of Greece SA Meeting Date Country Primary Security ID Meeting Type For Record Date For 14-Jan-10 Greece X56533114 Ticker: N/A Special 21-Dec-09 CUSIP: X56533114 ISIN: GRS003013000 SEDOL: 4625959 Proponent Mgmt Rec Vote Instruction MgmtMeeting for ADR Holders MgmtSpecial Meeting Agenda Mgmt1 Approve Spin-Off Agreement For For Mgmt2 Approve Accounting Treatment of Spin-Off For For Mgmt3 Authorize Filing of Required Documents/Other Formalities For For Mgmt4 Ratify Co-Option of Directors For For Mgmt5 Elect Directors For Against Mgmt6 Elect Members of Audit Committee For For Mgmt7 Approve Related Party Transactions For Against Mgmt8 Amend Company Articles For For Mgmt9 Authorize Convertible Debt Issuance Vestas Wind System AS Meeting Date Country Primary Security ID Meeting Type For Record Date For 14-Jan-10 Denmark K9773J128 Ticker: N/A Special 29-Dec-09 Page 19 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651 Vote Proponent Mgmt Rec Instruction 1 Amend Articles Re: Amend Deadline for Shareholders' Right to Mgmt For For Include Matters on Agenda of Annual General Meeting to Six Weeks 2 Authorize Board or Chairman of Meeting to Make Editorial Mgmt For For Changes to Adopted Resolutions in Connection with Registration Visa Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-Jan-10 USA 92826C839 Annual 27-Nov-09 Ticker: V CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert W. Matschullat Mgmt For For 1.2 Elect Director Cathy E. Minehan Mgmt For For 1.3 Elect Director David J. Pang Mgmt For For 1.4 Elect Director William S. Shanahan Mgmt For For 1.5 Elect Director John A. Swainson Mgmt For For 2 Ratify Auditors Mgmt For For 3com Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 26-Jan-10 USA 885535104 Special 09-Dec-09 Ticker: COMS CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Siemens AG Meeting Date Country Primary Security ID Meeting Type Record Date 26-Jan-10 Germany D69671218 Annual 06-Jan-10 Ticker: N/A CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973 Vote Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Receive Supervisory Board Report, Corporate Governance Mgmt None Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) 2 Receive Financial Statements and Statutory Reports for Fiscal Mgmt None 2008/2009 (Non-Voting) 3 Approve Allocation of Income and Dividends of EUR 1.60 per Mgmt For For Share Page 20 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4a Approve Discharge of Management Board Member Peter Loescher for Fiscal 2008/2009 Mgmt For For 4b Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2008/2009 Mgmt For For 4c Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2008/2009 Mgmt For For 4d Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2008/2009 Mgmt For For 4e Approve Discharge of Management Board Member Barbara Kux for Fiscal 2008/2009 Mgmt For For 4f Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal 2008/2009 Mgmt For For 4g Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2008/2009 Mgmt For For 4h Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2008/2009 Mgmt For For 4i Approve Discharge of Management Board Member Peter Solmssen for Fiscal 2008/2009 Mgmt For For 5a Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2008/2009 Mgmt For For 5b Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2008/2009 Mgmt For For 5c Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2008/2009 Mgmt For For 5d Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2008/2009 Mgmt For For 5e Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2008/2009 Mgmt For For 5f Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2008/2009 Mgmt For For 5g Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2008/2009 Mgmt For For 5h Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2008/2009 Mgmt For For 5i Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2008/2009 Mgmt For For 5j Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2008/2009 Mgmt For For 5k Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2008/2009 Mgmt For For 5l Approve Discharge of Supervisory Board Member Hans-Juergen Hartung for Fiscal 2008/2009 Mgmt For For 5m Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2008/2009 Mgmt For For 5n Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2008/2009 Mgmt For For 5o Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 Mgmt For For 5p Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2008/2009 Mgmt For For 5q Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2008/2009 Mgmt For For Page 21 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5r Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2008/2009 Mgmt For For 5s Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2008/2009 Mgmt For For 5t Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2008/2009 Mgmt For For 5u Approve Discharge of Supervisory Board Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 Mgmt For For 5v Approve Discharge of Supervisory Board Member Sibylle Wankel for Fiscal 2008/2009 Mgmt For For 6 Approve Remuneration System for Management Board Members Mgmt For For 7a Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 Mgmt For For 7b Ratify Ernst & Young GmbH as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 Mgmt For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9 Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital when Repurchasing Shares Mgmt For For 10 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 11 Amend Articles Re: Convocation of, Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 12a Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 Mgmt For For 12b Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 Mgmt For For 12c Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 Mgmt For For 12d Approve Settlement Agreement Between Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 Mgmt For For 12e Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 Mgmt For For 12f Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 Mgmt For For 12g Approve Settlement Agreement Between Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 Mgmt For For 12h Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 Mgmt For For 12i Approve Settlement Agreement Between Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 Mgmt For For 13 Approve Settlement Between Siemens AG and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 Mgmt For For Shareholder Proposals Submitted by Verein von Belegschaftsaktionaeren in der Siemens AG e.V. Mgmt 14 Approve Amendments to Remuneration of Supervisory Board SH Against Against Page 22 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 15 Amend Corporate Purpose SH Against Against New Jersey Resources Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 27-Jan-10 USA 646025106 Annual 01-Dec-09 Ticker: NJR CUSIP: 646025106 ISIN: US6460251068 SEDOL: 2630513 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lawrence R. Codey Mgmt For For 1.2 Elect Director Laurence M. Downes Mgmt For For 1.3 Elect Director Robert B. Evans Mgmt For For 1.4 Elect Director Alfred C. Koeppe Mgmt For For 2 Ratify Auditors Mgmt For For Rock-Tenn Company Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jan-10 USA 772739207 Annual 27-Nov-09 Ticker: RKT CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen G. Anderson Mgmt For For 1.2 Elect Director Robert B. Currey Mgmt For For 1.3 Elect Director Lawrence L. Gellerstedt, III Mgmt For For 1.4 Elect Director John W. Spiegel Mgmt For For 1.5 Elect Director J. Powell Brown Mgmt For For 2 Ratify Auditors Mgmt For For Emerson Electric Co. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Feb-10 USA 291011104 Annual 24-Nov-09 Ticker: EMR CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director C. A. H. Boersig Mgmt For For 1.2 Elect Director C. Fernandez G. Mgmt For For 1.3 Elect Director W. J. Galvin Mgmt For For 1.4 Elect Director R. L. Stephenson Mgmt For For 1.5 Elect Director V. R. Loucks, Jr. Mgmt For For 1.6 Elect Director R. L. Ridgway Mgmt For For 2 Amend Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For Page 23 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Fair Isaac Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Feb-10 USA 303250302 Annual 08-Dec-09 Ticker: FICO CUSIP: 303250104 ISIN: US3032501047 SEDOL: 2330299 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director A. George Battle Mgmt For For 1.2 Elect Director Nicholas F. Graziano Mgmt For For 1.3 Elect Director Mark N. Greene Mgmt For For 1.4 Elect Director Alex W. Hart Mgmt For For 1.5 Elect Director James D. Kirsner Mgmt For For 1.6 Elect Director William J. Lansing Mgmt For For 1.7 Elect Director Rahul N. Merchant Mgmt For For 1.8 Elect Director Margaret L. Taylor Mgmt For For 1.9 Elect Director Duane E. White Mgmt For For 2 Eliminate Cumulative Voting Mgmt For For 3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For 4 Ratify Auditors Mgmt For For Imperial Tobacco Group plc Meeting Date Country Primary Security ID Meeting Type Record Date 02-Feb-10 United Kingdom G4721W102 Annual 29-Jan-10 Ticker: N/A CUSIP: G4721W102 ISIN: GB0004544929 SEDOL: 0454492 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend of 52 Pence Per Ordinary Share Mgmt For For 4 Re-elect Dr Ken Burnett as Director Mgmt For For 5 Re-elect Jean-Dominique Comolli as Director Mgmt For For 6 Re-elect Robert Dyrbus as Director Mgmt For For 7 Re-elect Charles Knott as Director Mgmt For For 8 Re-elect Iain Napier as Director Mgmt For For 9 Reappoint PricewaterhouseCoopers LLP as Auditors of the Mgmt For For Company 10 Authorise Board to Fix Remuneration of Auditors Mgmt For For 11 Authorise Company and its Subsidiaries to Make EU Political Mgmt For For Donations to Political Parties, Political Organisations Other Than Political Parties, or Independent Election Candidates up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 Page 24 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,000,000 After Deducting Any Securities Issued Under the General Authority Mgmt For For 13 Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 Mgmt For For 14 Authorise 106,794,000 Ordinary Shares for Market Purchase Mgmt For For 15 Approve That a General Meeting of the Company Other Than an Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice Mgmt For For 16 Adopt New Articles of Association Accenture plc Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 04-Feb-10 Ireland G1151C101 Annual 14-Dec-09 CUSIP: G1151C101 ISIN: IE00B4BNMY34 SEDOL: B412KX5 Proponent Mgmt Rec Vote Instruction 1.1 Reelect William L. Kimsey as a Director Mgmt For For 1.2 Reelect Robert I. Lipp as a Director Mgmt For For 1.3 Reelect Wulf von Schimmelmann as a Director Mgmt For For 2 Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For 3 Approve 2010 Share Incentive Plan Mgmt For Against 4 Approve 2010 Employee Share Purchase Plan Mgmt For For 5 Change Location of Annual Meeting Mgmt For For 6 Authorize Open-Market Purchases of Class A Ordinary Shares Mgmt For For Mgmt7 Authorize Board to Determine Price Range for the Issuance of Acquired Treasury Stock Griffon Corporation Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: GFF 04-Feb-10 USA 398433102 Annual 15-Dec-09 CUSIP: 398433102 ISIN: US3984331021 SEDOL: 2463344 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Henry A. Alpert Mgmt For For 1.2 Elect Director Blaine V. Fogg Mgmt For For 1.3 Elect Director William H. Waldorf Mgmt For For 1.4 Elect Director Joseph J. Whalen Mgmt For For 2 Ratify Auditors Jack In the Box Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: JACK 10-Feb-10 USA 466367109 Annual 16-Dec-09 Page 25 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 466367109 ISIN: US4663671091 SEDOL: 2344922 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael E. Alpert Mgmt For For 1.2 Elect Director David L. Goebel Mgmt For For 1.3 Elect Director Murray H. Hutchison Mgmt For For 1.4 Elect Director Linda A. Lang Mgmt For For 1.5 Elect Director Michael W. Murphy Mgmt For For 1.6 Elect Director David M. Tehle Mgmt For For 1.7 Elect Director Winifred M. Webb Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For 4 Require Suppliers to Adopt CAK SH Against Against Burlington Northern Santa Fe Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Feb-10 USA 12189T104 Special 18-Dec-09 Ticker: BNI CUSIP: 12189T104 ISIN: US12189T1043 SEDOL: 2154927 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Microsemi Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 17-Feb-10 USA 595137100 Annual 23-Dec-09 Ticker: MSCC CUSIP: 595137100 ISIN: US5951371005 SEDOL: 2588140 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director James J. Peterson Mgmt For For 1.2 Elect Director Dennis R. Leibel Mgmt For For 1.3 Elect Director Thomas R. Anderson Mgmt For For 1.4 Elect Director William E. Bendush Mgmt For For 1.5 Elect Director William L. Healey Mgmt For For 1.6 Elect Director Paul F. Folino Mgmt For For 1.7 Elect Director Matthew E. Massengill Mgmt For For 2 Ratify Auditors Mgmt For For Ruddick Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 18-Feb-10 USA 781258108 Annual 11-Dec-09 Ticker: RDK Page 26 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John R. Belk Mgmt For For 1.2 Elect Director John P. Derham Cato Mgmt For For 1.3 Elect Director Thomas W. Dickson Mgmt For For 1.4 Elect Director James E.S. Hynes Mgmt For For 1.5 Elect Director Anna Spangler Nelson Mgmt For For 1.6 Elect Director Bailey W. Patrick Mgmt For For 1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For 1.8 Elect Director Harold C. Stowe Mgmt For For 1.9 Elect Director Isaiah Tidwell Mgmt For For 1.10 Elect Director William C. Warden, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For Bank of America Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Feb-10 USA 060505104 Special 07-Jan-10 Ticker: BAC CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677 Vote Proponent Mgmt Rec Instruction 1 Increase Authorized Common Stock Mgmt For For 2 Adjourn Meeting Mgmt For For Apple Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 037833100 Annual 28-Dec-09 Ticker: AAPL CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William V. Campbell Mgmt For For 1.2 Elect Director Millard S. Drexler Mgmt For For 1.3 Elect Director Albert A. Gore, Jr. Mgmt For For 1.4 Elect Director Steven P. Jobs Mgmt For For 1.5 Elect Director Andrea Jung Mgmt For For 1.6 Elect Director Arthur D. Levinson Mgmt For For 1.7 Elect Director Jerome B. York Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For Page 27 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Ratify Auditors Mgmt For For 6 Prepare Sustainability Report SH Against For 7 Establish Other Board Committee SH Against Against Sirona Dental Systems Inc Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 82966C103 Annual 05-Jan-10 Ticker: SIRO CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Simone Blank Mgmt For Withhold 1.2 Elect Director Timothy D. Sheehan Mgmt For For 1.3 Elect Director Timothy P. Sullivan Mgmt For Withhold 2 Ratify Auditors Mgmt For For Tetra Tech, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 88162G103 Annual 28-Dec-09 Ticker: TTEK CUSIP: 88162G103 ISIN: US88162G1031 SEDOL: 2883890 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Dan L. Batrack Mgmt For For 1.2 Elect Director Hugh M. Grant Mgmt For For 1.3 Elect Director Patrick C. Haden Mgmt For For 1.4 Elect Director J. Christopher Lewis Mgmt For For 1.5 Elect Director Albert E. Smith Mgmt For For 1.6 Elect Director J. Kenneth Thompson Mgmt For For 1.7 Elect Director Richard H. Truly Mgmt For For 2 Ratify Auditors Mgmt For For Piedmont Natural Gas Co., Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-Feb-10 USA 720186105 Annual 28-Dec-09 Ticker: PNY CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jerry W. Amos Mgmt For For 1.2 Elect Director Frankie T. Jones, Sr. Mgmt For For 1.3 Elect Director Vicki McElreath Mgmt For For 1.4 Elect Director Thomas E. Skains Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For Page 28 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Parametric Technology Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 03-Mar-10 USA 699173209 Annual 04-Jan-10 Ticker: PMTC CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Paul A. Lacy Mgmt For For 1.2 Elect Director Michael E. Porter Mgmt For For 1.3 Elect Director Robert P. Schechter Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For 4 Ratify Auditors Mgmt For For WGL Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Mar-10 USA 92924F106 Annual 04-Jan-10 Ticker: WGL CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael D. Barnes Mgmt For For 1.2 Elect Director George P. Clancy, Jr. Mgmt For For 1.3 Elect Director James W. Dyke, Jr. Mgmt For For 1.4 Elect Director Melvyn J. Estrin Mgmt For For 1.5 Elect Director James F. Lafond Mgmt For For 1.6 Elect Director Debra L. Lee Mgmt For For 1.7 Elect Director Terry D. McCallister Mgmt For For 1.8 Elect Director Karen Hastie Williams Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Non-Employee Director Stock Option Plan Mgmt For Against 4 Provide for Cumulative Voting SH Against Against Concur Technologies, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Mar-10 USA 206708109 Annual 20-Jan-10 Ticker: CNQR CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William W. Canfield Mgmt For For 1.2 Elect Director Gordan Eubanks Mgmt For For 2 Ratify Auditors Mgmt For For Page 29 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 The Walt Disney Company Meeting Date Country Primary Security ID Meeting Type Record Date 10-Mar-10 USA 254687106 Annual 11-Jan-10 Ticker: DIS CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726 Vote Proponent Mgmt Rec Instruction 1 Elect Director Susan E. Arnold Mgmt For For 2 Elect Director John E. Bryson Mgmt For For 3 Elect Director John S. Chen Mgmt For For 4 Elect Director Judith L. Estrin Mgmt For For 5 Elect Director Robert A. Iger Mgmt For For 6 Elect Director Steven P. Jobs Mgmt For For 7 Elect Director Fred H. Langhammer Mgmt For For 8 Elect Director Aylwin B. Lewis Mgmt For For 9 Elect Director Monica C. Lozano Mgmt For For 10 Elect Director Robert W. Matschullat Mgmt For For 11 Elect Director John E. Pepper, Jr. Mgmt For For 12 Elect Director Sheryl Sandberg Mgmt For For 13 Elect Director Orin C. Smith Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Omnibus Stock Plan Mgmt For Against 16 Reduce Supermajority Vote Requirement Mgmt For For 17 Reduce Supermajority Vote Requirement Mgmt For For 18 Amend Articles of Incorporation to Delete Certain Tracking Stock Mgmt For For Provisions 19 Amend Articles of Incorporation to Delete Classified Board Mgmt For For Transition Provisions 20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 21 Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay SH Against Against Status Banco Bilbao Vizcaya Argentaria, S.A. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Mar-10 Spain E11805103 Annual 23-Feb-10 Ticker: N/A CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906 Vote Proponent Mgmt Rec Instruction 1 Approve Individual and Consolidated Financial Statements and Mgmt For For Statutory Reports; Approve Allocation of Income and Distribution of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve Discharge of Directors 2.1 Re-elect Francisco Gonzales Rodriguez Mgmt For For Page 30 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.2 Ratify and Re-elect Angel Cano Fernandez Mgmt For For 2.3 Re-elect Ramon Bustamente y de la Mora Mgmt For For 2.4 Re-elect Ignacio Ferrero Jordi Mgmt For For 3 Authorize Share Repurchase and Subsequent Capital Reduction Mgmt For For via Amortization of Shares 4 Approve Share Incentive Scheme Plan for Management Team, Mgmt For For Executive Directors and Executive Committee 5 Re-elect Auditors for Company and Consolidated Group for Fiscal Mgmt For For Year 2010 6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For Franklin Resources, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Mar-10 USA 354613101 Annual 19-Jan-10 Ticker: BEN CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel H. Armacost Mgmt For For 1.2 Elect Director Charles Crocker Mgmt For For 1.3 Elect Director Joseph R. Hardiman Mgmt For For 1.4 Elect Director Robert D. Joffe Mgmt For For 1.5 Elect Director Charles B. Johnson Mgmt For For 1.6 Elect Director Gregory E. Johnson Mgmt For For 1.7 Elect Director Rupert H. Johnson, Jr. Mgmt For For 1.8 Elect Director Thomas H. Kean Mgmt For For 1.9 Elect Director Chutta Ratnathicam Mgmt For For 1.10 Elect Director Peter M. Sacerdote Mgmt For For 1.11 Elect Director Laura Stein Mgmt For For 1.12 Elect Director Anne M. Tatlock Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For Hewlett-Packard Company Meeting Date Country Primary Security ID Meeting Type Record Date 17-Mar-10 USA 428236103 Annual 19-Jan-10 Ticker: HPQ CUSIP: 428236103 ISIN: US4282361033 SEDOL: 2424006 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Marc L. Andreessen Mgmt For For 1.2 Elect Director Lawrence T. Babbio, Jr. Mgmt For For 1.3 Elect Director Sari M. Baldauf Mgmt For For 1.4 Elect Director Rajiv L. Gupta Mgmt For For Page 31 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.5 Elect Director John H. Hammergren Mgmt For For 1.6 Elect Director Mark V. Hurd Mgmt For For 1.7 Elect Director Joel Z. Hyatt Mgmt For For 1.8 Elect Director John R. Joyce Mgmt For For 1.9 Elect Director Robert L. Ryan Mgmt For For 1.10 Elect Director Lucille S. Salhany Mgmt For For 1.11 Elect Director G. Kennedy Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Company Request on Advisory Vote on Executive Compensation Mgmt For For Vestas Wind System AS Meeting Date Country Primary Security ID Meeting Type Record Date 17-Mar-10 Denmark K9773J128 Annual 01-Mar-10 Ticker: N/A CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651 Vote Proponent Mgmt Rec Instruction 1 Receive Report of Board Mgmt 2 Receive and Approve Financial Statements and Statutory Reports Mgmt For None* 3 Approve Allocation of Income and Omission of Dividends Mgmt For None* 4a Reelect Bent Carlsen as Director Mgmt For None* 4b Reelect Torsten Rasmussen as Director Mgmt For None* 4c Reelect Freddy Frandsen as Director Mgmt For None* 4d Reelect Hakan Eriksson as Director Mgmt For None* 4e Reelect Jorgen Rasmussen as Director Mgmt For None* 4f Reelect Jorn Thomsen as Director Mgmt For None* 4g Reelect Kurt Nielsen as Director Mgmt For None* 4h Reelect Ola Rollen as Director Mgmt For None* 5 Ratify PricewaterhouseCoopers as Auditor Mgmt For None* 6.1 Amend Articles Re: Right to Convene an Extraordinary General Mgmt For None* Meeting; Notification and Documents Pertaining to General Meeting; Stipulate Record Date and Availability of Admission Cards; Editorial Changes 6.2 Amend Articles Re: Information Contained in Notice to General Mgmt For None* Meeting; Voting Rights by Proxy and Correspondence; Editorial Changes 6.3 Amend Articles Re: Delete Secondary Company Name Mgmt For None* 6.4 Amend Articles Re: Delete Reference to Company Address Mgmt For None* 6.5 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For None* 6.6 Amend Articles Re: Delete Board's Authorization to Cancel Mgmt For None* Unregistered Shares Page 32 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6.7 Approve Creation of DKK 20.4 Million Pool of Capital without Preemptive Rights Mgmt For None* 6.8 Extend Authorization to Issue 1.8 Million Shares to Employees Until May 1, 2011 Mgmt For None* 6.9 Extend Authorization to Issue Warrants to Key Employees Until May 1, 2011; Extend Authorization to Increase Share Capital by up to DKK 368,000 to Guarantee Conversion Rights; Cancel Authorization to Grant Warrants to Board Members Mgmt For None* 6.10 Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of DKK 5.00 Billion; Approve Creation of Pool of Capital to Guarantee Conversion Rights Mgmt For None* 6.11 Amend Articles Re: Change Location of General Meeting to Central Denmark Region or Capital Region of Denmark Mgmt For None* 6.12 Amend Articles Re: Amend Agenda of General Meeting to Clarify the Number of Auditors Mgmt For None* 6.13 Amend Articles Re: Stipulate that General Meeting may be Held in English; Specify that Documents Pertaining to General Meeting are Available both in Danish and in English Mgmt For None* 6.14 Amend Articles Re: Stipulate that the Corporate Language is English Mgmt For None* 6.15 Authorize Repurchase Up to 10 Percent of Issued Share Capital Mgmt For None* 6.16 Amend Guidelines for Incentive-Based Compensation for Executive Management and Board to Include Warrants Mgmt For None* 6.17 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For None* Adopted Resolutions in Connection with Registration 7 Other Business Mgmt * No POA on file Martek Biosciences Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Mar-10 USA 572901106 Annual 19-Jan-10 Ticker: MATK CUSIP: 572901106 ISIN: US5729011065 SEDOL: 2567213 Vote Proponent Mgmt Rec Instruction 1 Elect Director Harry J. D'Andrea Mgmt For For 2 Elect Director James R. Beery Mgmt For For 3 Elect Director Michael G. Devine Mgmt For For 4 Elect Director Steve Dubin Mgmt For For 5 Elect Director Robert J. Flanagan Mgmt For For 6 Elect Director Polly B. Kawalek Mgmt For For 7 Elect Director Jerome C. Keller Mgmt For For 8 Elect Director Douglas J. MacMaster, Jr. Mgmt For For 9 Elect Director Robert H. Mayer Mgmt For For 10 Elect Director David M. Pernock Mgmt For For 11 Elect Director Eugene H. Rotberg Mgmt For For 12 Ratify Auditors Mgmt For For Page 33 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Pharmasset, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Mar-10 USA 71715N106 Annual 22-Jan-10 Ticker: VRUS CUSIP: 71715N106 ISIN: US71715N1063 SEDOL: B17W5V1 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Herbert J. Conrad Mgmt For For 2 Ratify Auditors Mgmt For For Clarcor, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Mar-10 USA 179895107 Annual 05-Feb-10 Ticker: CLC CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Messrs. Robert Burgstahler, Mgmt For For 1.2 Elect Director Paul Donovan Mgmt For For 1.3 Elect Director Norman Johnson Mgmt For For 2 Ratify Auditors Mgmt For For Novo Nordisk A/S Meeting Date Country Primary Security ID Meeting Type Record Date 24-Mar-10 Denmark K7314N152 Annual 22-Feb-10 Ticker: N/A CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524 Vote Proponent Mgmt Rec Instruction 1 Receive Report of Board Mgmt 2 Receive and Approve Financial Statements and Statutory Reports Mgmt For None* 3 Approve Remuneration of Directors Mgmt For None* 4 Approve Allocation of Income and Dividends of DKK 7.5 per Mgmt For None* Class B Share of DKK 1 and Class A Share of DKK 1 5a Reelect Sten Scheibye as Director Mgmt For None* 5b Reelect Goran Ando as Director Mgmt For None* 5c Reelect Henrik Gurtler as Director Mgmt For None* 5d Reelect Pamela Kirby as Director Mgmt For None* 5e Reelect Kurt Nielsen as Director Mgmt For None* 5f Reelect Hannu Ryopponen as Director Mgmt For None* 5g Reelect Jorgen Wedel as Director Mgmt For None* 6 Ratify PricewaterhouseCoopers as Auditor Mgmt For None* 7.1.1 Amend Articles Re: Notice Period of General Meeting; Deadline Mgmt For None* for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes Page 34 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7.1.2 Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requirements Mgmt For None* 7.1.3 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For None* 7.1.4 Amend Articles Re: Appointment of Chairman and Vice Chairman Mgmt For None* 7.1.5 Amend Articles Re: Right to Sign for the Company Mgmt For None* 7.1.6 Amend Articles Re: Specify that the Corporate Language is English Mgmt For None* 7.1.7 Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report Mgmt For None* 7.1.8 Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends Mgmt For None* 7.2 Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly Mgmt For None* 7.3 Authorize Repurchase of up to 10 Percent of Share Capital Mgmt For None* 7.4 Amend Guidelines for Incentive-Based Compensation for Executive Management and Board Mgmt For None* 8 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For None* Adopted Resolutions in Connection with Registration 9 Other Business Mgmt * No POA on file Koninklijke Philips Electronics 25-Mar-10 Meeting Date Netherlands Country N6817P109 Primary Security ID Ticker: N/A Annual Meeting Type Record Date 03-Mar-10 CUSIP: N6817P109 ISIN: NL0000009538 SEDOL: 5986622 Proponent Mgmt Rec Vote Instruction MgmtAnnual Meeting Mgmt1 President's Speech 2a 2b Approve 2009 Financial Statements and Statutory Reports Receive Explanation on Company's Corporate Governance Structure Mgmt Mgmt For For 2c Receive Explanation on Company's Reserves and Dividend Poli Mgmtcy 2d Approve Dividends of EUR 0.70 Per Share Mgmt For For 2e Approve Discharge of Management Board Mgmt For For 2f Approve Discharge of Supervisory Board Mgmt For For 3a Reelect G.H.A. Dutine to Management Board Mgmt For For 3b Reelect R.S. Provoost to Management Board Mgmt For For 3c Reelect A. Ragnetti to Management Board Mgmt For For 3d Reelect S.H. Rusckowski to Management Board Mgmt For For 4a Grant Board Authority to Issue Shares Up To 10 Percent of Number of Issued Shares Plus Additional 10 Percent in Case of Takeover/Merger Mgmt Page 35 of 185 For For TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4b Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a Mgmt For For 5 Authorize Repurchase of Shares Mgmt For For 6 Other Business (Non-Voting) Nordea Bank AB (formerly Nordea AB) Ticker: N/A 25-Mar-10 Meeting Date Sweden Country Mgmt W57996105 Primary Security ID Annual Meeting Type Record Date 19-Mar-10 CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031 Proponent Mgmt Rec Vote Instruction 1 Elect Claes Beyer as Chairman of Meeting Mgmt For For 2 Prepare and Approve List of Shareholders Mgmt For For 3 Approve Agenda of Meeting Mgmt For For 4 Designate Inspector(s) of Minutes of Meeting Mgmt For For 5 Acknowledge Proper Convening of Meeting Mgmt For For 6 Receive Financial Statements and Statutory Reports; Receive Mgmt Auditor's Report; Receive Chairman's Review and CEO's Speech 7 Approve Financial Statements and Statutory Reports Mgmt For For 8 Approve Allocation of Income and Dividends of EUR 0.25 per Share Mgmt For For 9 Approve Discharge of Board and President Mgmt For For 10 Determine Number of Members (10) and Deputy Members (0) of Board Mgmt For For 11 Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Meeting Fees; Approve Remuneration of Auditors Mgmt For For 12 Reelect Hans Dalborg, Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Bjorn Saven, and Bjorn Wahlroos as Directors; Elect Sarah Russell and Kari Stadigh as New Directors Mgmt For Against 13 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee Mgmt For For 14 Amend Articles Regarding Convocation of General Meeting Mgmt For For 15a Authorize Repurchase of Issued Shares Mgmt For For 15b Authorize Reissuance of Repurchased Shares Mgmt For For 16 Authorize Repurchase of Issued Shares According to Chapter 7 Section 6 of the Swedish Securities Market Act Mgmt For For 17a Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For Shareholder Proposals Mgmt 17b Proposal From The Swedish State that Executive Management Will Not Be Able to Receive Annual Variable Pay or Participate in Long Term Variable Pay Programs SH Against Against Management Proposals Mgmt Page 36 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18a Approve 2010 Share Matching Plan Mgmt For For 18b Approve Issuance of up to 5.13 Million Class C-Shares, Approve Repurchase of up to 5.13 Million Class C-Shares, and Approve Conveyance of up to 4.1 Million Class C-Shares Mgmt For For Shareholder Proposals Mgmt SH19 Require Nordea to Refrain From Investing in Forest and Paper Based Industries Which are Involved in Large-Scale Environmental Destruction Iberdrola S.A. Meeting Date Country Primary Security ID Meeting Type None Record Date Against Ticker: N/A 26-Mar-10 Spain E6165F166 Annual 10-Mar-10 CUSIP: E6165F166 ISIN: ES0144580Y14 SEDOL: B288C92 Proponent Mgmt Rec Vote Instruction 1 Accept Individual and Consolidated Financial Statements for the Fiscal Year Ended Dec. 31, 2009 Mgmt For For 2 Accept Management's Report on Company and Consolidated Group Mgmt For For 3 Approve Discharge of Directors for the Year Ended Dec. 31, 2009. Mgmt For For 4 Re-elect Auditor for Company and Consolidated Group for Fiscal Year 2010. Mgmt For For 5 Approve Allocation of Income and Dividends Mgmt For For 6 Approve Increase in Capital up to EUR 1.87 Million via Capitalization of Reserves; Modify Article 5 of Company By-laws Mgmt For For 7.1 Elect Maria Helena Antolin Raybaud as Independent Director Mgmt For For 7.2 Elect Santiago Martinez Lage as Independent Director Mgmt For For 7.3 Re-Elect Victor de Urrutia Vallejo as Independent Director Mgmt For Against 7.4 Re-Elect Ricardo Alvarez Isasi as Independent Director Mgmt For Against 7.5 Re-Elect Jose Ignacio Berroeta Echevarria as Independent Director Mgmt For Against 7.6 Re-Elect Juan Luis Arregui Ciarsolo as Independent Director Mgmt For Against 7.7 Re-Elect Jose Ignacio Sanchez Galan as Executive Director Mgmt For Against 7.8 Re-Elect Julio de Miguel Aynat as Independent Director Mgmt For For 7.9 Re-Elect Sebastian Battaner Arias as Independent Director Mgmt For For 7.10 Fix Number of Directors Mgmt For For 8 Authorize Repurchase of Shares; Cancel Authorization to Repurchase Shares Granted at the AGM Held on March 20, 2009 Mgmt For For 9 Authorize Board to Issue Within Five Years Bonds,Debentures, and/or Other Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory Notes up to an Amount of EUR 6 Billion. Void Authorization Granted at the AGM held on March 20, 2009 Mgmt For For Page 37 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Approve Listing and Delisting of Shares, Debt Securities, Bonds, Mgmt For For Promissory Notes, and Preferred Stock, in Spain and Foreign Secondary Markets; Void Authorization Granted at the AGM held on March 20, 2009 11 Authorize Board to Approve the Creation of Foundation; Void Mgmt For For Authorization Granted at the AGM held on March 20, 2009 12 Modify Articles 11 and 62 of the Corporate By-laws Mgmt For For 13 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For HEICO Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 29-Mar-10 USA 422806109 Annual 22-Jan-10 Ticker: HEI CUSIP: 422806109 ISIN: US4228061093 SEDOL: 2419217 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel L. Higginbottom Mgmt For For 1.2 Elect Director Mark H. Hildebrandt Mgmt For For 1.3 Elect Director Wolfgang Mayrhuber Mgmt For For 1.4 Elect Director Eric A. Mendelson Mgmt For For 1.5 Elect Director Laurans A. Mendelson Mgmt For For 1.6 Elect Director Victor H. Mendelson Mgmt For For 1.7 Elect Director Mitchell I. Quain Mgmt For For 1.8 Elect Director Alan Schriesheim, Ph.D. Mgmt For For 1.9 Elect Director Frank J. Schwitter Mgmt For For 2 Ratify Auditors Mgmt For For Canon Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Mar-10 Japan J05124144 Annual 31-Dec-09 Ticker: 7751 CUSIP: J05124144 ISIN: JP3242800005 SEDOL: 6172323 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, With a Final Dividend of JPY 55 Mgmt For For 2.1 Elect Director Mgmt For For 2.2 Elect Director Mgmt For For 2.3 Elect Director Mgmt For For 2.4 Elect Director Mgmt For For 2.5 Elect Director Mgmt For For 2.6 Elect Director Mgmt For For 2.7 Elect Director Mgmt For For 2.8 Elect Director Mgmt For For 2.9 Elect Director Mgmt For For Page 38 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.10 Elect Director Mgmt For For 2.11 Elect Director Mgmt For For 2.12 Elect Director Mgmt For For 2.13 Elect Director Mgmt For For 2.14 Elect Director Mgmt For For 2.15 Elect Director Mgmt For For 2.16 Elect Director Mgmt For For 2.17 Elect Director Mgmt For For 3.1 Appoint Statutory Auditor Mgmt For For 3.2 Appoint Statutory Auditor Mgmt For Against 3.3 Appoint Statutory Auditor Mgmt For Against 4 Approve Retirement Bonus Payment for Directors Mgmt For For 5 Approve Retirement Bonuses and Special Payments in Mgmt For Against Connection with Abolition of Retirement Bonus System for Statutory Auditors 6 Approve Payment of Annual Bonuses to Directors Mgmt For For 7 Approve Stock Option Plan Mgmt For For Schlumberger Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 07-Apr-10 NetherlandsAntille 806857108 Annual 17-Feb-10 Ticker: SLB s CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201 Vote Proponent Mgmt Rec Instruction 1.1 Elect P. Camus as Director Mgmt For For 1.2 Elect P. Currie as Director Mgmt For For 1.3 Elect J.S. Gorelick as Director Mgmt For For 1.4 Elect A. Gould as Director Mgmt For For 1.5 Elect T. Isaac as Director Mgmt For For 1.6 Elect K.V. Kamath as Director Mgmt For For 1.7 Elect N. Kudryavtsev as Director Mgmt For For 1.8 Elect A. Lajous as Director Mgmt For For 1.9 Elect M.E. Marks as Director Mgmt For For 1.10 Elect L.R. Reif as Director Mgmt For For 1.11 Elect T.I. Sandvold as Director Mgmt For For 1.12 Elect H. Seydoux as Director Mgmt For For 2 Adopt and Approve Financials and Dividends Mgmt For For 3 Approve 2010 Omnibus Stock Incentive Plan Mgmt For Against 4 Amend Qualified Employee Stock Purchase Plan Mgmt For For 5 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For Page 39 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 A. O. Smith Corporation Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: AOS 12-Apr-10 USA 831865209 Annual 15-Feb-10 CUSIP: 831865209 ISIN: US8318652091 SEDOL: 2816023 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Ronald D. Brown Mgmt For For 1.2 Elect Director William P. Greubel Mgmt For For 1.3 Elect Director Rober J. O'Toole Mgmt For For 1.4 Elect Director Idelle K. Wolf Mgmt For For 2 Ratify Auditors Ericsson (Telefonaktiebolaget L M Ericsson) Ticker: N/A 13-Apr-10 Meeting Date Sweden Country Mgmt W26049119 Primary Security ID Annual Meeting Type For Record Date 07-Apr-10 For CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378 Proponent Mgmt Rec Vote Instruction 1 Elect Michael Treschow as Chairman of Meeting Mgmt For For 2 Prepare and Approve List of Shareholders Mgmt For For 3 Approve Agenda of Meeting Mgmt For For 4 Acknowledge Proper Convening of Meeting Mgmt For For 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For 6 Receive Financial Statements and Statutory Reports; Receive Mgmt Auditor's Report 7 Receive President's Report; Allow Questions Mgmt 8.1 Approve Financial Statements and Statutory Reports Mgmt For For 8.2 Approve Discharge of Board and President Mgmt For For 8.3 Approve Allocation of Income and Dividends of SEK 2.00 per Share; Approve April 16, 2010, as Record Date for Dividend Mgmt For For 9.1 Determine Number of Members (12) and Deputy Members (0) of Board Mgmt For For 9.2 Approve Remuneration of Directors in the Amount of SEK 3.75 Million for Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration of Committee Members Mgmt For For 9.3 Reelect Michael Treschow (Chair), Roxanne Austin, Peter Bonfield, Borje Ekholm, Ulf Johansson, Sverker Martin-Lof, Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and Marcus Wallenberg; Elect Hans Vestberg and Michelangelo Volpi as New Directors Mgmt For Against 9.4 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve the Assignment of the Nomination Committee Mgmt For For Page 40 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9.5 Approve Omission of Remuneration to Nominating Committee Members Mgmt For For 9.6 Approve Remuneration of Auditors Mgmt For For 10 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For 11.1 Approve 2010 Share Matching Plan for All Employees Mgmt For For 11.2 Authorize Reissuance of 11.3 Million Repurchased Class B Shares for 2010 Share Matching Plan for All Employees Mgmt For For 11.3 Approve Swap Agreement with Third Party as Alternative to Item 11.2 Mgmt For Against 11.4 Approve 2010 Share Matching Plan for Key Contributors Mgmt For For 11.5 Authorize Reissuance of 7.8 Million Repurchased Class B Shares for 2010 Share Matching Plan for Key Contributors Mgmt For For 11.6 Approve Swap Agreement with Third Party as Alternative to Item 11.5 Mgmt For Against 11.7 Approve 2010 Restricted Stock Plan for Executives Mgmt For For 11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2010 Restricted Stock Plan for Executives Mgmt For For 11.9 Approve Swap Agreement with Third Party as Alternative to Item 11.8 Mgmt For Against 12 Authorize Reissuance of up to 7.4 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2006 Long-Term Incentive Plan and 2007, 2008, and 2009 Variable Compensation Plans Mgmt For For Shareholder Proposals Mgmt 13 General Meeting Shall Instruct the Board to Investigate How All SH None For Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting 14 Close Meeting Mgmt KPN NV Ticker: N/A CUSIP: N4297B146 13-Apr-10 Meeting Date Netherlands Country N4297B146 Primary Security ID ISIN: NL0000009082 SEDOL: 5956078 Annual Meeting Type Record Date 16-Mar-10 Proponent Mgmt Rec Vote Instruction 1 2 3 4 5 Annual Meeting Open Meeting Receive Report of Management Board (Non-Voting) Discussion on Company's Corporate Governance Structure Approve Financial Statements Receive Explanation on Company's Reserves and Dividend Policy Mgmt Mgmt Mgmt Mgmt Mgmt Mgmt For For 6 7 8 9 Approve Dividends of EUR 0.69 Per Share Approve Discharge of Management Board Approve Discharge of Supervisory Board Ratify PricewaterhouseCoopers Acountants N.V. as Auditors Mgmt Mgmt Mgmt Mgmt For For For For For For For For Page 41 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Approve Remuneration Report Containing Remuneration Policy for Management Board Members Mgmt For For 11 Receive Announcement of Intention to Reappoint E. Blok and J.B.P. Coopmans to Management Board Mgmt 12 Announce Vacancies on Supervisory Board Mgmt 13 Receive Announcement Re: Changes in Composition in Supervisory Board Committees Mgmt 14 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For For 15 Approve Reduction in Share Capital by Cancellation of Shares Mgmt For For 16 Other Business and Close Meeting Mgmt Stifel Financial Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 13-Apr-10 USA 860630102 Annual 23-Feb-10 Ticker: SF CUSIP: 860630102 ISIN: US8606301021 SEDOL: 2849234 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John P. Dubinsky Mgmt For For 1.2 Elect Director Robert E. Lefton Mgmt For For 1.3 Elect Director Scott B. McCuaig Mgmt For For 1.4 Elect Director James M. Oates Mgmt For For 1.5 Elect Director Ben A. Plotkin Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For The Bank of New York Mellon Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-Apr-10 USA 064058100 Annual 12-Feb-10 Ticker: BK CUSIP: 064058100 ISIN: US0640581007 SEDOL: B1Z77F6 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Ruth E. Bruch Mgmt For For 1.2 Elect Director Nicholas M. Donofrio Mgmt For For 1.3 Elect Director Gerald L. Hassell Mgmt For For 1.4 Elect Director Edmund F. Kelly Mgmt For For 1.5 Elect Director Robert P. Kelly Mgmt For For 1.6 Elect Director Richard J. Kogan Mgmt For For 1.7 Elect Director Michael J. Kowalski Mgmt For For 1.8 Elect Director John A. Luke, Jr. Mgmt For For 1.9 Elect Director Robert Mehrabian Mgmt For For 1.10 Elect Director Mark A. Nordenberg Mgmt For For 1.11 Elect Director Catherine A. Rein Mgmt For For Page 42 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.12 Elect Director William C. Richardson Mgmt For For 1.13 Elect Director Samuel C. Scott III Mgmt For For 1.14 Elect Director John P. Surma Mgmt For For 1.15 Elect Director Wesley W. von Schack Mgmt For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 3 Ratify Auditors Mgmt For For 4 Provide for Cumulative Voting SH Against Against 5 Stock Retention/Holding Period SH Against Against 6 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Daimler AG Meeting Date Country SH Primary Security ID Meeting Type Against Record Date For Ticker: N/A 14-Apr-10 Germany D1668R123 Annual 06-Apr-10 CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027 Proponent Mgmt Rec Vote Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Remuneration System for Management Board Members Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 6 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 7 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 8 Elect Paul Achleitner to the Supervisory Board Mgmt For For 9 Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 10 Amend Articles Re: Board-Related Mgmt For For Mgmt11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights United Technologies Corporation 14-Apr-10 Meeting Date USA Country 913017109 Primary Security ID Ticker: UTX Annual Meeting Type For Record Date 16-Feb-10 For CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Louis R. Chenevert Mgmt For For Page 43 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director John V. Faraci Mgmt For For 1.3 Elect Director Jean-Pierre Garnier, Ph.D. Mgmt For For 1.4 Elect Director Jamie S. Gorelick Mgmt For For 1.5 Elect Director Carlos M. Gutierrez Mgmt For For 1.6 Elect Director Edward A. Kangas Mgmt For For 1.7 Elect Director Charles R. Lee Mgmt For For 1.8 Elect Director Richard D. McCormick Mgmt For For 1.9 Elect Director Harold McGraw, III Mgmt For For 1.10 Elect Director Richard B. Myers Mgmt For For 1.11 Elect Director H. Patrick Swygert Mgmt For For 1.12 Elect Director Andre Villeneuve Mgmt For For 1.13 Elect Director Christine Todd Whitman Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For BP plc Meeting Date Country Primary Security ID Meeting Type Record Date 15-Apr-10 United Kingdom G12793108 Annual 13-Apr-10 Ticker: N/A CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Elect Paul Anderson as Director Mgmt For For 4 Re-elect Antony Burgmans as Director Mgmt For For 5 Re-elect Cynthia Carroll as Director Mgmt For For 6 Re-elect Sir William Castell as Director Mgmt For For 7 Re-elect Iain Conn as Director Mgmt For For 8 Re-elect George David as Director Mgmt For For 9 Elect Ian Davis as Director Mgmt For For 10 Re-elect Robert Dudley as Director Mgmt For For 11 Re-elect Douglas Flint as Director Mgmt For For 12 Re-elect Dr Byron Grote as Director Mgmt For For 13 Re-elect Dr Tony Hayward as Director Mgmt For For 14 Re-elect Andy Inglis as Director Mgmt For For 15 Re-elect Dr DeAnne Julius as Director Mgmt For For 16 Elect Carl-Henric Svanberg as Director Mgmt For For 17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For Remuneration Page 44 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Adopt New Articles of Association Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 23 Approve Executive Directors' Incentive Plan Mgmt For For 24 Approve Scrip Dividend Mgmt For For Shareholder Proposal Mgmt 25 Approve that the Audit Committee or a Risk Committee of the SH Against Against Board Commissions and Reviews a Report Setting Out the Assumptions Made by the Company in Deciding to Proceed with the Sunrise Project LVMH Moet Hennessy Louis Vuitton Meeting Date Country Primary Security ID Meeting Type Record Date 15-Apr-10 France F58485115 Annual/Special 12-Apr-10 Ticker: N/A CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Auditors' Special Report Regarding Related-Party Mgmt For Against Transactions 4 Approve Allocation of Income and Dividends of EUR 1.60 per Mgmt For For Share 5 Reelect Bernard Arnault as Director Mgmt For Against 6 Reelect Delphine Arnault as Director Mgmt For Against 7 Reelect Nicholas Clive Worms as Director Mgmt For Against 8 Reelect Patrick Houel as Director Mgmt For Against 9 Reelect Felix G. Rohatyn as Director Mgmt For Against 10 Reelect Hubert Vedrine as Director Mgmt For For 11 Elect Helene Carrere d' Encausse as Director Mgmt For For 12 Reelect Kilian Hennesy as Censor Mgmt For Against 13 Reelect Deloitte & Associes as Auditor Mgmt For For 14 Ratify Ernst & Young Audit as Auditor Mgmt For For 15 Reelect Denis Grison as Alternate Auditor Mgmt For For 16 Ratify Auditex as Alternate Auditor Mgmt For For 17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt Page 45 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt18 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Rio Tinto plc Meeting Date Country Primary Security ID Meeting Type For Record Date For 15-Apr-10 United Kingdom G75754104 Ticker: N/A Annual 13-Apr-10 CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875 Proponent Mgmt Rec Vote Instruction MgmtResolutions 1 to 9 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate Mgmt1 Accept Financial Statements and Statutory Reports For For Mgmt2 Approve Remuneration Report For Against Mgmt3 Elect Robert Brown as Director For For Mgmt4 Elect Ann Godbehere as Director For For Mgmt5 Elect Sam Walsh as Director For For Mgmt6 Re-elect Guy Elliott as Director For For Mgmt7 Re-elect Michael Fitzpatrick as Director For For Mgmt8 Re-elect Lord Kerr of Kinlochard as Director For For Mgmt9 Reappoint PricewaterhouseCoopers LLP as Auditor and Authorise Their Remuneration For For MgmtResolutions 10 to 13 will be Voted on by Rio Tinto plc Shareholders Only Mgmt10 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt11 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt12 Authorise Market Purchase For For Mgmt13 Authorise the Company to Call EGM with Two Weeks' Notice Weyerhaeuser Company Meeting Date Country Primary Security ID Meeting Type For Record Date For 15-Apr-10 USA 962166104 Ticker: WY Annual 19-Feb-10 CUSIP: 962166104 ISIN: US9621661043 SEDOL: 2958936 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Richard H. Sinkfield For For Mgmt1.2 Elect Director D. Michael Steuert For For Mgmt1.3 Elect Director Kim Williams For For Mgmt2 Amend Articles/Bylaws/Charter-Non-Routine For For Mgmt3 Approve Dividends For For Mgmt4 Increase Authorized Common Stock For For Mgmt5 Approve Securities Transfer Restrictions For For SH6 Amend Articles/Bylaws/Charter -- Call Special Meetings Against Against Page 46 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Report on Incorporating FSC-certified Products into Company's SH Against For North American Strategy 8 Ratify Auditors Mgmt For For Cass Information Systems, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-Apr-10 USA 14808P109 Annual 05-Mar-10 Ticker: CASS CUSIP: 14808P109 ISIN: US14808P1093 SEDOL: 2086558 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lawrence A. Collett Mgmt For For 1.2 Elect Director Wayne J. Grace Mgmt For For 1.3 Elect Director James J. Lindemann Mgmt For For 1.4 Elect Director Andrew J. Signorelli Mgmt For For 2 Ratify Auditors Mgmt For For Moody's Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 615369105 Annual 01-Mar-10 Ticker: MCO CUSIP: 615369105 ISIN: US6153691059 SEDOL: 2252058 Vote Proponent Mgmt Rec Instruction 1 Elect Director Basil L. Anderson Mgmt For For 2 Elect Director Darrell Duffie, Ph.d. Mgmt For For 3 Elect Director Raymond W. McDaniel, Jr Mgmt For For 4 Amend Omnibus Stock Plan Mgmt For Against 5 Amend Executive Incentive Bonus Plan Mgmt For For 6 Ratify Auditors Mgmt For For 7 Require Independent Board Chairman SH Against Against NewAlliance Bancshares, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 650203102 Annual 08-Mar-10 Ticker: NAL CUSIP: 650203102 ISIN: US6502031023 SEDOL: 2263771 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Carlton L. Highsmith Mgmt For For 1.2 Elect Director Joseph H. Rossi Mgmt For For 1.3 Elect Director Nathaniel D. Woodson Mgmt For For 1.4 Elect Director Joseph A. Zaccagnino Mgmt For For 2 Ratify Auditors Mgmt For For Page 47 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Northern Trust Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 665859104 Annual 01-Mar-10 Ticker: NTRS CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Linda Walker Bynoe Mgmt For For 1.2 Elect Director Nicholas D. Chabraja Mgmt For For 1.3 Elect Director Susan Crown Mgmt For For 1.4 Elect Director Dipak C. Jain Mgmt For For 1.5 Elect Director Robert W. Lane Mgmt For For 1.6 Elect Director Robert C. McCormack Mgmt For For 1.7 Elect Director Edward J. Mooney Mgmt For For 1.8 Elect Director John W. Rowe Mgmt For For 1.9 Elect Director David H.B. Smith, Jr. Mgmt For For 1.10 Elect Director William D. Smithburg Mgmt For For 1.11 Elect Director Enrique J. Sosa Mgmt For For 1.12 Elect Director Charles A. Tribbett, III Mgmt For For 1.13 Elect Director Frederick H. Waddell Mgmt For For 2 Ratify Auditors Mgmt For For PACCAR Inc Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 693718108 Annual 23-Feb-10 Ticker: PCAR CUSIP: 693718108 ISIN: US6937181088 SEDOL: 2665861 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alison J. Carnwath Mgmt For For 1.2 Elect Director Robert T. Parry Mgmt For For 1.3 Elect Director John M. Pigott Mgmt For For 1.4 Elect Director Gregory M.E. Spierkel Mgmt For For 2 Reduce Supermajority Vote Requirement SH Against For 3 Require a Majority Vote for the Election of Directors SH Against For 4 Limit Composition of Committee(s) to Independent Directors SH Against Against Prosperity Bancshares, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 743606105 Annual 11-Mar-10 Ticker: PRSP CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257 Vote Proponent Mgmt Rec Instruction Page 48 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Leah Henderson Mgmt For For 1.2 Elect Director Ned S. Holmes Mgmt For For 1.3 Elect Director David Zalman Mgmt For For 1.4 Elect Director Ervan E. Zouzalik Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors SH Against For Renasant Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 75970E107 Annual 24-Feb-10 Ticker: RNST CUSIP: 75970E107 ISIN: US75970E1073 SEDOL: 2670809 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John M. Creekmore Mgmt For For 1.2 Elect Director Neal A. Holland, Jr. Mgmt For For 1.3 Elect Director E. Robinson McGraw Mgmt For For 1.4 Elect Director Theodore S. Moll Mgmt For For 1.5 Elect Director J. Larry Young Mgmt For For 1.6 Elect Director Jill Deer Mgmt For For 2 Ratify Auditors Mgmt For For The Sherwin-Williams Company Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 824348106 Annual 26-Feb-10 Ticker: SHW CUSIP: 824348106 ISIN: US8243481061 SEDOL: 2804211 Vote Proponent Mgmt Rec Instruction 1.1 Fix Number of Directors at 11 and Elect Director Arthur F. Anton Mgmt For For 1.2 Elect Director James C. Boland Mgmt For For 1.3 Elect Director Christopher M. Connor Mgmt For For 1.4 Elect Director David F. Hodnik Mgmt For For 1.5 Elect Director Thomas G. Kadien Mgmt For For 1.6 Elect Director Susan J. Kropf Mgmt For For 1.7 Elect Director Gary E. McCullough Mgmt For For 1.8 Elect Director A. Malachi Mixon, III Mgmt For For 1.9 Elect Director Curtis E. Moll Mgmt For For 1.10 Elect Director Richard K. Smucker Mgmt For For 1.11 Elect Director John M. Stropki, Jr. Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Page 49 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Require a Majority Vote for the Election of Directors SH Against For EQT Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 26884L109 Annual 10-Feb-10 Ticker: EQT CUSIP: 26884L109 ISIN: US26884L1098 SEDOL: 2319414 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vicky A. Bailey Mgmt For For 1.2 Elect Director Murry S. Gerber Mgmt For For 1.3 Elect Director George L. Miles, Jr. Mgmt For For 1.4 Elect Director James W. Whalen Mgmt For For 2 Ratify Auditors Mgmt For For 3 Require a Majority Vote for the Election of Directors SH Against For 4 Prepare Sustainability Report SH Against For FirstMerit Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 337915102 Annual 22-Feb-10 Ticker: FMER CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven H. Baer Mgmt For For 1.2 Elect Director Karen S. Belden Mgmt For For 1.3 Elect Director R. Cary Blair Mgmt For For 1.4 Elect Director John C. Blickle Mgmt For For 1.5 Elect Director Robert W. Briggs Mgmt For For 1.6 Elect Director Richard Colella Mgmt For For 1.7 Elect Director Gina D. France Mgmt For For 1.8 Elect Director Paul G. Greig Mgmt For For 1.9 Elect Director Terry L. Haines Mgmt For For 1.10 Elect Director J. Michael Hochschwender Mgmt For For 1.11 Elect Director Clifford J. Isroff Mgmt For For 1.12 Elect Director Philip A. Lloyd II Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Articles of Incorporation Concerning Preferred Stock Mgmt For For 4 Establish Range For Board Size Mgmt For For 5 Reduce Supermajority Vote Requirement Relating to Business Mgmt For For Combinations 6 Reduce Supermajority Vote Requirement Relating to Mgmt For For Amendments Page 50 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Eliminate Provision Stating Directors May Only Be Removed for Mgmt For For Cause The Coca-Cola Company Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 191216100 Annual 22-Feb-10 Ticker: KO CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657 Vote Proponent Mgmt Rec Instruction 1 Elect Director Herbert A. Allen Mgmt For For 2 Elect Director Ronald W. Allen Mgmt For For 3 Elect Director Cathleen P. Black Mgmt For For 4 Elect Director Barry Diller Mgmt For For 5 Elect Director Alexis M. Herman Mgmt For For 6 Elect Director Muhtar Kent Mgmt For For 7 Elect Director Donald R. Keough Mgmt For For 8 Elect Director Maria Elena Lagomasino Mgmt For For 9 Elect Director Donald F. McHenry Mgmt For For 10 Elect Director Sam Nunn Mgmt For For 11 Elect Director James D. Robinson III Mgmt For For 12 Elect Director Peter V. Ueberroth Mgmt For For 13 Elect Director Jacob Wallenberg Mgmt For For 14 Elect Director James B. Williams Mgmt For For 15 Ratify Auditors Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 17 Require Independent Board Chairman SH Against Against 18 Performance-Based Equity Awards SH Against Against 19 Publish Report on Chemical Bisphenol A (BPA) SH Against For Westwood Holdings Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 961765104 Annual 05-Mar-10 Ticker: WHG CUSIP: 961765104 ISIN: US9617651040 SEDOL: 2958293 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Susan M. Byrne Mgmt For For 1.2 Elect Director Brian O. Casey Mgmt For For 1.3 Elect Director Tom C. Davis Mgmt For For 1.4 Elect Director Richard M. Frank Mgmt For For 1.5 Elect Director Robert D. McTeer Mgmt For For Page 51 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.6 Elect Director Jon L. Mosle, Jr. Mgmt For For 1.7 Elect Director Geoffrey R. Norman Mgmt For For 1.8 Elect Director Raymond E. Wooldridge Mgmt For For 2 Ratify Auditors Mgmt For For Anglo American plc Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 United Kingdom G03764134 Annual 20-Apr-10 Ticker: N/A CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Elect Sir Philip Hampton as Director Mgmt For For 3 Elect Ray O'Rourke as Director Mgmt For For 4 Elect Sir John Parker as Director Mgmt For For 5 Elect Jack Thompson as Director Mgmt For For 6 Re-elect Cynthia Carroll as Director Mgmt For For 7 Re-elect Nicky Oppenheimer as Director Mgmt For For 8 Reappoint Deloitte LLP as Auditors Mgmt For For 9 Authorise Board to Fix Remuneration of Auditors Mgmt For For 10 Approve Remuneration Report Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For 14 Amend Articles of Association Mgmt For For 15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For Johnson & Johnson Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 478160104 Annual 23-Feb-10 Ticker: JNJ CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833 Vote Proponent Mgmt Rec Instruction 1 Elect Director Mary Sue Coleman Mgmt For For 2 Elect Director James G. Culien Mgmt For For 3 Elect Director Michael M. E. Johns Mgmt For For 4 Elect Director Susan L. Lindquist Mgmt For For 5 Elect Director Anne M. Mulcahy Mgmt For For 6 Elect Director Lea F. Mullin Mgmt For For 7 Elect Director William D. Perez Mgmt For For Page 52 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Elect Director Charles Prince Mgmt For For 9 Elect Director David Satcher Mgmt For For 10 Elect Director William C. Welcon Mgmt For For 11 Ratify Auditors Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against Kansas City Life Insurance Company Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 484836101 Annual 09-Mar-10 Ticker: KCLI CUSIP: 484836101 ISIN: US4848361014 SEDOL: 2483977 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William R. Blessing Mgmt For For 1.2 Elect Director Richard L. Finn Mgmt For For 1.3 Elect Director Cecil R. Miller Mgmt For For 1.4 Elect Director Bradford T. Nordholm Mgmt For For Life Time Fitness, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 53217R207 Annual 26-Feb-10 Ticker: LTM CUSIP: 53217R207 ISIN: US53217R2076 SEDOL: B01R1Z1 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Bahram Akradi Mgmt For For 1.2 Elect Director Giles H. Bateman Mgmt For For 1.3 Elect Director Jack W. Eugster Mgmt For For 1.4 Elect Director Guy C. Jackson Mgmt For For 1.5 Elect Director John K. Lloyd Mgmt For For 1.6 Elect Director Martha A. Morfitt Mgmt For For 1.7 Elect Director John B. Richards Mgmt For For 1.8 Elect Director Joseph S. Vassalluzzo Mgmt For For 2 Ratify Auditors Mgmt For For Lockheed Martin Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 539830109 Annual 01-Mar-10 Ticker: LMT CUSIP: 539830109 ISIN: US5398301094 SEDOL: 2522096 Vote Proponent Mgmt Rec Instruction 1 Elect Director E. C. "Pete" Aldrige, Jr. Mgmt For For Page 53 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director Nolan D. Archibald Mgmt For For 3 Elect Director David B. Burritt Mgmt For For 4 Elect Director James O. Ellis, Jr. Mgmt For For 5 Elect Director Gwendolyn S. King Mgmt For For 6 Elect Director James M. Loy Mgmt For For 7 Elect Director Douglas H. McCorkindale Mgmt For For 8 Elect Director Joseph W. Ralston Mgmt For For 9 Elect Director James Schneider Mgmt For For 10 Elect Director Anne Stevens Mgmt For For 11 Elect Director Robert J. Stevens Mgmt For For 12 Ratify Auditors Mgmt For For 13 Report on Space-based Weapons Program SH Against Against NewMarket Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 651587107 Annual 22-Feb-10 Ticker: NEU CUSIP: 651587107 ISIN: US6515871076 SEDOL: B01CGF1 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Phyllis L. Cothran Mgmt For For 1.2 Elect Director Mark M. Gambill Mgmt For For 1.3 Elect Director Bruce C. Gottwald Mgmt For For 1.4 Elect Director Thomas E. Gottwald Mgmt For For 1.5 Elect Director Patrick D. Hanley Mgmt For For 1.6 Elect Director James E. Rogers Mgmt For For 1.7 Elect Director Charles B. Walker Mgmt For For 2 Ratify Auditors Mgmt For For Nicor Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 654086107 Annual 22-Feb-10 Ticker: GAS CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509 Vote Proponent Mgmt Rec Instruction 1.1 Director Robert M. Beavers, Jr. Mgmt For For 1.2 Director Bruce P. Bickner Mgmt For For 1.3 Director John H. Birdsall, III Mgmt For For 1.4 Director Norman R. Bobins Mgmt For For 1.5 Director Brenda J. Gaines Mgmt For For 1.6 Director Raymond A. Jean Mgmt For For Page 54 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.7 Director Dennis J. Keller Mgmt For For 1.8 Director R. Eden Martin Mgmt For For 1.9 Director Georgia R. Nelson Mgmt For For 1.10 Director Armando J. Olivera Mgmt For For 1.11 Director John Rau Mgmt For For 1.12 Director John C. Staley Mgmt For For 1.13 Director Russ M. Strobel Mgmt For For 2 Ratify Auditors Mgmt For For Pfizer Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 717081103 Annual 23-Feb-10 Ticker: PFE CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703 Vote Proponent Mgmt Rec Instruction 1 Elect Director Dennis A. Ausiello Mgmt For For 2 Elect Director Michael S. Brown Mgmt For For 3 Elect Director M. Anthony Burns Mgmt For For 4 Elect Director Robert N. Burt Mgmt For For 5 Elect Director W. Don Cornwell Mgmt For For 6 Elect Director Frances D. Fergusson Mgmt For For 7 Elect Director William H. Gray III Mgmt For For 8 Elect Director Constance J. Horner Mgmt For For 9 Elect Director James M. Kilts Mgmt For For 10 Elect Director Jeffrey B. Kindler Mgmt For For 11 Elect Director George A. Lorch Mgmt For For 12 Elect Director John P. Mascotte Mgmt For For 13 Elect Director Suzanne Nora Johnson Mgmt For For 14 Elect Director Stephen W. Sanger Mgmt For For 15 Elect Director William C. Steere, Jr. Mgmt For For 16 Ratify Auditors Mgmt For For 17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 18 Provide Right to Call Special Meeting Mgmt For For 19 Prohibit Executive Stock-Based Awards SH Against Against RWE AG Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 Germany D6629K109 Annual 01-Apr-10 Ticker: N/A CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962 Page 55 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Proponent Mgmt Rec Vote Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 3.50 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For 7 Ratify PricewaterhouseCoopers AG for the Inspection of the 2010 Mid-Year Report Mgmt For For 8a Elect Dieter Zetsche to the Supervisory Board Mgmt For For 8b Elect Frithjof Kuehn to the Supervisory Board Mgmt For For 8c Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For 9a Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9b Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 10a Amend Corporate Purpose Mgmt For For 10b Amend Articles Re: Board-Related Mgmt For For 10c Amend Articles Re: Convocation of, Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Mgmt11 Approve Affiliation Agreements with Subsidiary RWE Supply & Trading GmbH Schneider Electric SA Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: N/A 22-Apr-10 France F86921107 Annual/Special 19-Apr-10 CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.05 per Share Mgmt For For 4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt For For 5 Approve Transaction with Emmanuel Babeau Re: Additional Pension Scheme Mgmt For For 6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For 7 Reelect Serge Weinberg as Supervisory Board Member Mgmt For For Page 56 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Reelect Gerard de La Martiniere as Supervisory Board Member Mgmt For For 9 Reelect Noel Forgeard as Supervisory Board Member Mgmt For For 10 Reelect Cathy Kopp as Supervisory Board Member Mgmt For For 11 Reelect James Ross as Supervisory Board Member Mgmt For For 12 Reelect Ernst & Young et Autres as Auditor Mgmt For For 13 Ratify Auditex as Alternate Auditor Mgmt For For 14 Reelect Mazars as Primary Auditor Mgmt For For 15 Ratify Thierry Blanchetier as Alternate Auditor Mgmt For For 16 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt 17 Approve Issuance of Shares without Preemptive Rights up to Mgmt For For EUR 100 Million for a Private Placement 18 Approve Employee Stock Purchase Plan Mgmt For For 19 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For International Subsidiaries 20 Authorize Filing of Required Documents/Other Formalities Mgmt For For Sensient Technologies Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 81725T100 Annual 26-Feb-10 Ticker: SXT CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Hank Brown Mgmt For For 1.2 Elect Director Fergus M. Clydesdale Mgmt For For 1.3 Elect Director James A. D. Croft Mgmt For For 1.4 Elect Director William V. Hickey Mgmt For For 1.5 Elect Director Kenneth P. Manning Mgmt For For 1.6 Elect Director Peter M. Salmon Mgmt For For 1.7 Elect Director Elaine R. Wedral Mgmt For For 1.8 Elect Director Essie Whitelaw Mgmt For For 2 Ratify Auditors Mgmt For For TIBCO Software Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 88632Q103 Annual 25-Feb-10 Ticker: TIBX CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vivek Y. Ranadive Mgmt For For 1.2 Elect Director Nanci E. Caldwell Mgmt For For Page 57 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Eric C.W. Dunn Mgmt For For 1.4 Elect Director Narendra K. Gupta Mgmt For For 1.5 Elect Director Peter J. Job Mgmt For For 1.6 Elect Director Philip K. Wood Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For UniCredit SpA Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 Italy T95132105 Annual/Special 16-Apr-10 Ticker: N/A CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445 Did not vote due to share blocking Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For Elect Internal Statutory Auditors - Vote Only One of the Mgmt Following Slates 3.1 Slate 1 - Submitted by Cassa di Risparmio di Verona, Vicenza, Mgmt For Do Not Vote Belluno, and Ancona 3.2 Slate 2 - Submitted by Institutional Investors through Mgmt For For Assogestioni 4 Approve Internal Auditors' Remuneration Mgmt For For 5 Amend Remuneration of the Supervision Body's Chairman Mgmt For For 6 Approve Remuneration Report Mgmt For Against 7 Approve Group Employee Share Ownership Plan 2010 Mgmt For Against 8 Approve Group Long Term Incentive Plan 2010 Mgmt For Against Special Business Mgmt 1 Approve Creation of EUR 64 Million Pool of Capital without Mgmt For Against Preemptive Rights Reserved to Stock Purchase Plans 2 Approve Creation of EUR 29.5 Million Pool of Capital without Mgmt For Against Preemptive Rights Reserved to Stock Grant Plans Volkswagen AG (VW) Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 Germany D94523145 Annual 01-Apr-10 Ticker: N/A CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102 Vote Proponent Mgmt Rec Instruction Meeting for Common and Preferred Shareholders; Only Common Mgmt Shareholders 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) Page 58 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Approve Allocation of Income and Dividends of EUR 1.60 per Common Share and EUR 1.66 per Preferred Share Mgmt For For 3a Approve Discharge of Management Board Member Martin Winterkorn for Fiscal 2009 Mgmt For For 3b Approve Discharge of Management Board Member Francisco Sanz for Fiscal 2009 Mgmt For For 3c Approve Discharge of Management Board Member Jochem Heizmann for Fiscal 2009 Mgmt For For 3d Approve Discharge of Management Board Member Horst Neumann for Fiscal 2009 Mgmt For For 3e Approve Discharge of Management Board Member Dieter Poetsch for Fiscal 2009 Mgmt For For 4a Approve Discharge of Supervisory Board Member Ferdinand Piech for Fiscal 2009 Mgmt For For 4b Approve Discharge of Supervisory Board Member Juergen Peters for Fiscal 2009 Mgmt For For 4c Approve Discharge of Supervisory Board Member Joerg Bode for Fiscal 2009 Mgmt For For 4d Approve Discharge of Supervisory Board Member Michael Frenzel for Fiscal 2009 Mgmt For For 4e Approve Discharge of Supervisory Board Member Babette Froehlich for Fiscal 2009 Mgmt For For 4f Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2009 Mgmt For For 4g Approve Discharge of Supervisory Board Member Juergen Grossmann for Fiscal 2009 Mgmt For For 4h Approve Discharge of Supervisory Board Member Holger Haerter for Fiscal 2009 Mgmt For For 4i Approve Discharge of Supervisory Board Member Walter Hirche for Fiscal 2009 Mgmt For For 4j Approve Discharge of Supervisory Board Member Peter Jacobs for Fiscal 2009 Mgmt For For 4k Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2009 Mgmt For For 4l Approve Discharge of Supervisory Board Member Peter Mosch for Fiscal 2009 Mgmt For For 4m Approve Discharge of Supervisory Board Member Roland Oetker for Fiscal 2009 Mgmt For For 4n Approve Discharge of Supervisory Board Member Bernd Osterloh for Fiscal 2009 Mgmt For For 4o Approve Discharge of Supervisory Board Member Hans Michael Piech for Fiscal 2009 Mgmt For For 4p Approve Discharge of Supervisory Board Member Ferdinand Porsche for Fiscal 2009 Mgmt For For 4q Approve Discharge of Supervisory Board Member Wolfgang Porsche for Fiscal 2009 Mgmt For For 4r Approve Discharge of Supervisory Board Member Wolfgang Ritmeier for Fiscal 2009 Mgmt For For 4s Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal 2009 Mgmt For For 4t Approve Discharge of Supervisory Board Member Heinrich Soefjer for Fiscal 2009 Mgmt For For Page 59 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4u Approve Discharge of Supervisory Board Member Juergen Mgmt For For Stumpf for Fiscal 2009 4v Approve Discharge of Supervisory Board Member Bernd Mgmt For For Wehlauer for Fiscal 2009 4y Approve Discharge of Supervisory Board Member Wendelin Mgmt For For Wiedeking for Fiscal 2009 4w Approve Discharge of Supervisory Board Member Christian Wulff Mgmt For For for Fiscal 2009 5a Elect Joerg Bode to the Supervisory Board Mgmt For Against 5b Elect Hussain Ali Al-Abdulla to the Supervisory Board Mgmt For Against 6 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights 7 Approve Remuneration System for Management Board Members Mgmt For Against 8 Approve Affiliation Agreements with Subsidiaries Volkswagen Mgmt For For Osnabrueck GmbH and Volkswagen Sachsen Immobilienverwaltungs GmbH 9 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 Mgmt For For Westamerica Bancorporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 957090103 Annual 22-Feb-10 Ticker: WABC CUSIP: 957090103 ISIN: US9570901036 SEDOL: 2950374 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Etta Allen Mgmt For For 1.2 Elect Director Louis E. Bartolini Mgmt For For 1.3 Elect Director E. Joseph Bowler Mgmt For For 1.4 Elect Director Arthur C. Latno, Jr. Mgmt For For 1.5 Elect Director Patrick D. Lynch Mgmt For For 1.6 Elect Director Catherine Cope MacMillan Mgmt For For 1.7 Elect Director Ronald A. Nelson Mgmt For For 1.8 Elect Director David L. Payne Mgmt For For 1.9 Elect Director Edward B. Sylvester Mgmt For For 2 Ratify Auditors Mgmt For For Abbott Laboratories Meeting Date Country Primary Security ID Meeting Type Record Date 23-Apr-10 USA 002824100 Annual 24-Feb-10 Ticker: ABT CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director R.J. Alpern Mgmt For For Page 60 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director R.S. Austin Mgmt For For 1.3 Elect Director W.M. Daley Mgmt For Withhold 1.4 Elect Director W.J. Farrell Mgmt For Withhold 1.5 Elect Director H.L. Fuller Mgmt For Withhold 1.6 Elect Director W.A. Osborn Mgmt For Withhold 1.7 Elect Director D.A.L. Owen Mgmt For For 1.8 Elect Director R.S. Roberts Mgmt For For 1.9 Elect Director S.C. Scott, III Mgmt For For 1.10 Elect Director W.D. Smithburg Mgmt For Withhold 1.11 Elect Director G.F. Tilton Mgmt For For 1.12 Elect Director M.D. White Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against Newmont Mining Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 23-Apr-10 USA 651639106 Annual 22-Feb-10 Ticker: NEM CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607 Vote Proponent Mgmt Rec Instruction 1 Elect Director Glen A. Barton Mgmt For For 2 Elect Director Vincent A. Calarco Mgmt For For 3 Elect Director Joseph A. Carrabba Mgmt For For 4 Elect Director Noreen Doyle Mgmt For For 5 Elect Director Veronica M. Hagen Mgmt For For 6 Elect Director Michael S. Hamson Mgmt For For 7 Elect Director Richard T. O'Brien Mgmt For For 8 Elect Director John B. Prescott Mgmt For For 9 Elect Director Donald C. Roth Mgmt For For 10 Elect Director James V. Taranik Mgmt For For 11 Elect Director Simon Thompson Mgmt For For 12 Ratify Auditors Mgmt For For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 14 Require a Majority Vote for the Election of Directors SH Against For The Progressive Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 23-Apr-10 USA 743315103 Annual 26-Feb-10 Ticker: PGR CUSIP: 743315103 ISIN: US7433151039 SEDOL: 2705024 Page 61 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Elect Director Stuart B. Burgdoerfer Mgmt For For 2 Elect Director Lawton W. Fitt Mgmt For For 3 Elect Director Peter B. Lewis Mgmt For For 4 Elect Director Patrick H. Nettles, Ph.D Mgmt For For 5 Elect Director Glenn M. Renwick Mgmt For For 6 Approve Omnibus Stock Plan and Performance Criteria Mgmt For Against 7 Ratify Auditors Mgmt For For Assicurazioni Generali Spa Meeting Date Country Primary Security ID Meeting Type Record Date 24-Apr-10 Italy T05040109 Annual 19-Apr-10 Ticker: N/A CUSIP: T05040109 ISIN: IT0000062072 SEDOL: 4056719 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements, Statutory Reports, and Allocation Mgmt For For of Income Elect Directors - Vote Only One of the Following Slates Mgmt 2.1 Slate 1 - Submitted by Mediobanca Mgmt None Against 2.2 Slate 2 - Submitted by Institutional Investors (Assogestioni) Mgmt None For 3 Approve Remuneration of Directors Mgmt For For 4 Approve Director and Internal Auditors Liability Provisions Mgmt For For 5 Approve Incentive Plan and Authorize Share Repurchase Mgmt For Against Program Regal Beloit Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-Apr-10 USA 758750103 Annual 04-Mar-10 Ticker: RBC CUSIP: 758750103 ISIN: US7587501039 SEDOL: 2730082 Vote Proponent Mgmt Rec Instruction 1 Elect Director Christopher L. Doerr Mgmt For For 2 Elect Director Mark J. Gliebe Mgmt For For 3 Elect Director Curtis W. Stoelting Mgmt For For 4 Ratify Auditors Mgmt For For Seaboard Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-Apr-10 USA 811543107 Annual 01-Mar-10 Ticker: SEB CUSIP: 811543107 ISIN: US8115431079 SEDOL: 2786687 Page 62 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven J. Bresky Mgmt For Withhold 1.2 Elect Director David A. Adamsen Mgmt For Withhold 1.3 Elect Director Douglas W. Baena Mgmt For Withhold 1.4 Elect Director Joseph E. Rodrigues Mgmt For Withhold 1.5 Elect Director Edward I. Shifman, Jr. Mgmt For Withhold 2 Ratify Auditors Mgmt For For Anheuser-Busch InBev Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 Belgium B6399C107 Annual/Special 09-Apr-10 Ticker: N/A CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317 Vote Proponent Mgmt Rec Instruction Annual and Special Meetings Mgmt Special Business Mgmt 1 2 3a 3b 3c Amend Articles Re: Terms of Board Mandates Amend Articles Re: Shareholder Rights Directive Receive Special Board Report Receive Special Auditor Report Exclude Preemptive Rights for Issuance under Item 3d Mgmt Mgmt Mgmt Mgmt Mgmt For For For For For Against 3d Approve Issuance of Stock Options for Board Members Mgmt For Against 3e Amend Articles to Reflect Changes in Capital Mgmt For Against 3f Authorize Implementation of Approved Resolutions and FiRequired Documents/Formalities at Trade Registry Mgmtling of For Against Ordinary Business Mgmt 1 Receive Directors' Report (Non-Voting) Mgmt 2 Receive Directors' Report (Non-Voting) Mgmt 3 Receive Consolidated Financial Statements and Statutory (Non-Voting) MgmtReports 4 Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share Mgmt For For 5 Approve Discharge of Directors Mgmt For For 6 Approve Discharge of Auditors Mgmt For For 7a Reelect Alexandre Van Damme as Director Mgmt For Against 7b Reelect Gregoire de Spoelberch as Director Mgmt For Against 7c Reelect Carlos Alberto da Veiga Sicupira as Director Mgmt For Against 7d Reelect Jorge Paulo Lemann as Director Mgmt For Against 7e Reelect Roberto Moses Thompson Motta as Director Mgmt For Against 7f Reelect Marcel Herrman Telles as Director Mgmt For Against Page 63 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7g Reelect Jean-Luc Dehaene as Independent Director Mgmt For For 7h Reelect Mark Winkelman as Independent Director Mgmt For For 8 Approve PwC as Statutory Auditor and Approve Auditor's Mgmt For For Remuneration 9a Approve Remuneration Report Mgmt For Against 9b Approve Stock Option Grants and Share Grants Mgmt For Against 10a Approve Change-of-Control Provision Re: Updated EMTN Mgmt For For Program 10b Approve Change-of-Control Provision Re: US Dollar Notes Mgmt For For 10c Approve Change-of-Control Provision Re: Senior Facilities Mgmt For For Agreement 10d Approve Change-of-Control Provision Re: Term Facilities Mgmt For For Agreement Powers Mgmt 1 Authorize Implementation of Approved Resolutions and Filing of Mgmt For For Required Documents/Formalities at Trade Registry BB&T Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 054937107 Annual 24-Feb-10 Ticker: BBT CUSIP: 054937107 ISIN: US0549371070 SEDOL: 2830904 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John A. Allison IV Mgmt For For 1.2 Elect Director Jennifer S. Banner Mgmt For For 1.3 Elect Director K. David Boyer, Jr. Mgmt For For 1.4 Elect Director Anna R. Cablik Mgmt For For 1.5 Elect Director Ronald E. Deal Mgmt For For 1.6 Elect Director Barry J. Fitzpatrick Mgmt For For 1.7 Elect Director Littleton Glover, Jr. Mgmt For For 1.8 Elect Director L. Vincent Hackley PhD Mgmt For For 1.9 Elect Director Jane P. Helm Mgmt For For 1.10 Elect Director John P. Howe III, MD Mgmt For For 1.11 Elect Director Kelly S. King Mgmt For For 1.12 Elect Director James H. Maynard Mgmt For For 1.13 Elect Director Albert O. McCauley Mgmt For For 1.14 Elect Director J. Holmes Morrison Mgmt For For 1.15 Elect Director Nido R. Qubein Mgmt For For 1.16 Elect Director Thomas E. Skains Mgmt For For 1.17 Elect Director Thomas N. Thompson Mgmt For For 1.18 Elect Director Stephen T. Williams Mgmt For For 2 Increase Authorized Common Stock Mgmt For For Page 64 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Ratify Auditors Mgmt For For 4 Report on Political Contributions SH Against Against 5 Require Independent Board Chairman SH Against Against 6 Report on Overdraft Policies and Practices, and Impacts to SH Against Against Borrowers Centene Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 15135B101 Annual 26-Feb-10 Ticker: CNC CUSIP: 15135B101 ISIN: US15135B1017 SEDOL: 2807061 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Pamela A. Joseph Mgmt For For 1.2 Elect Director Tommy G. Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Other Business Mgmt For Abstain Exelon Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 30161N101 Annual 01-Mar-10 Ticker: EXC CUSIP: 30161N101 ISIN: US30161N1019 SEDOL: 2670519 Vote Proponent Mgmt Rec Instruction 1 Elect Director John A. Canning, Jr. Mgmt For For 2 Elect Director M. Walter D'Alessio Mgmt For For 3 Elect Director Nicholas DeBenedictis Mgmt For For 4 Elect Director Bruce DeMars Mgmt For For 5 Elect Director Nelson A. Diaz Mgmt For For 6 Elect Director Sue L. Gin Mgmt For For 7 Elect Director Rosemarie B. Greco Mgmt For For 8 Elect Director Paul L. Joskow Mgmt For For 9 Elect Director Richard W. Mies Mgmt For For 10 Elect Director John M. Palms Mgmt For For 11 Elect Director William C. Richardson Mgmt For For 12 Elect Director Thomas J. Ridge Mgmt For For 13 Elect Director John W. Rogers, Jr. Mgmt For For 14 Elect Director John W. Rowe Mgmt For For 15 Elect Director Stephen D. Steinour Mgmt For For 16 Elect Director Don Thompson Mgmt For For 17 Approve Omnibus Stock Plan Mgmt For Against Page 65 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Ratify Auditors Mgmt For For First Financial Bankshares, Inc. (TX) Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 32020R109 Annual 01-Mar-10 Ticker: FFIN CUSIP: 32020R109 ISIN: US32020R1095 SEDOL: 2266026 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven L. Beal Mgmt For For 1.2 Elect Director Tucker S. Bridwell Mgmt For For 1.3 Elect Director Joseph E. Canon Mgmt For For 1.4 Elect Director David Copeland Mgmt For For 1.5 Elect Director F. Scott Dueser Mgmt For For 1.6 Elect Director Murray Edwards Mgmt For For 1.7 Elect Director Ron Giddiens Mgmt For For 1.8 Elect Director Derrell E. Johnson Mgmt For For 1.9 Elect Director Kade L. Matthews Mgmt For For 1.10 Elect Director Dian Graves Stai Mgmt For For 1.11 Elect Director Johnny E. Trotter Mgmt For For 2 Ratify Auditors Mgmt For For International Business Machines Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 459200101 Annual 26-Feb-10 Ticker: IBM CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973 Vote Proponent Mgmt Rec Instruction 1 Elect Director A. J. P. Belda Mgmt For For 2 Elect Director C. Black Mgmt For For 3 Elect Director W. R. Brody Mgmt For For 4 Elect Director K. I. Chenault Mgmt For For 5 Elect Director M. L. Eskew Mgmt For For 6 Elect Director S. A. Jackson Mgmt For For 7 Elect Director A. N. Liveris Mgmt For For 8 Elect Director W. J. McNerney, Jr. Mgmt For For 9 Elect Director T. Nishimuro Mgmt For For 10 Elect Director J. W. Owens Mgmt For For 11 Elect Director S. J. Palmisano Mgmt For For 12 Elect Director J. E. Spero Mgmt For For 13 Elect Director S. Taurel Mgmt For For Page 66 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 14 Elect Director L. H. Zambrano Mgmt For For 15 Ratify Auditors Mgmt For For 16 Adopt Policy on Bonus Banking SH Against Against 17 Provide for Cumulative Voting SH Against Against 18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 19 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Praxair, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: PX 27-Apr-10 USA 74005P104 Annual 01-Mar-10 CUSIP: 74005P104 ISIN: US74005P1049 SEDOL: 2699291 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Stephen F. Angel Mgmt For For 1.2 Elect Director Nance K. Dicciani Mgmt For For 1.3 Elect Director Edward G. Galante Mgmt For For 1.4 Elect Director Claire W. Gargalli Mgmt For For 1.5 Elect Director Ira D. Hall Mgmt For For 1.6 Elect Director Raymond W. LeBoeuf Mgmt For For 1.7 Elect Director Larry D. Mcvay Mgmt For For 1.8 Elect Director Wayne T. Smith Mgmt For For 1.9 Elect Director Robert L. Wood Mgmt For For 2 Ratify Auditors Rollins, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: ROL 27-Apr-10 USA 775711104 Annual 01-Mar-10 CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Bill J. Dismuke Mgmt For For 1.2 Elect Director Thomas J. Lawley Mgmt For For 1.3 Elect Director Wilton Looney Mgmt For For 2 Ratify Auditors RPC, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: RES 27-Apr-10 USA 749660106 Annual 01-Mar-10 CUSIP: 749660106 ISIN: US7496601060 SEDOL: 2719456 Proponent Mgmt Rec Vote Instruction Page 67 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Wilton Looney Mgmt For For 1.2 Elect Director Gary W. Rollins Mgmt For Withhold 1.3 Elect Director James A. Lane, Jr. Mgmt For Withhold 2 Ratify Auditors Mgmt For For SCBT Financial Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 78401V102 Annual 05-Mar-10 Ticker: SCBT CUSIP: 78401V102 ISIN: US78401V1026 SEDOL: 2388737 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert R. Horger Mgmt For For 1.2 Elect Director Jimmy E. Addison Mgmt For For 1.3 Elect Director Harry M. Mims, Jr. Mgmt For For 1.4 Elect Director James W. Roquemore Mgmt For For 1.5 Elect Director John W. Williamson, III Mgmt For For 1.6 Elect Director Herbert G. Gray Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors SH Against For UMB Financial Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 902788108 Annual 01-Mar-10 Ticker: UMBF CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David R. Bradley, Jr. Mgmt For For 1.2 Elect Director Peter J. DeSilva Mgmt For For 1.3 Elect Director Terrence P. Dunn Mgmt For For 1.4 Elect Director Alexander C. Kemper Mgmt For For 1.5 Elect Director Kris A. Robbins Mgmt For For 1.6 Elect Director Nancy K. Buese Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors SH Against For Wells Fargo & Company Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 949746101 Annual 26-Feb-10 Ticker: WFC CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100 Vote Proponent Mgmt Rec Instruction 1 Election Director John D. Baker II Mgmt For For Page 68 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Election Director John S. Chen Mgmt For For 3 Election Director Lloyd H. Dean Mgmt For For 4 Election Director Susan E. Engel Mgmt For For 5 Election Director Enrique Hernandez, Jr. Mgmt For For 6 Election Director Donald M. James Mgmt For For 7 Election Director Richard D. McCormick Mgmt For For 8 Election Director Mackey J. McDonald Mgmt For For 9 Election Director Cynthia H. Milligan Mgmt For For 10 Elect Director Nicholas G. Moore Mgmt For For 11 Elect Director Philip J. Quigley Mgmt For For 12 Elect Director Judith M. Runstad Mgmt For For 13 Elect Director Stephen W. Sanger Mgmt For For 14 Elect Director Robert K. Steel Mgmt For For 15 Elect Director John G. Stumpf Mgmt For Against 16 Elect Director an G. Swenson Mgmt For For 17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 18 Increase Authorized Common Stock Mgmt For For 19 Ratify Auditors Mgmt For For 20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 21 Require Independent Board Chairman SH Against For 22 Report on Charitable Contributions SH Against Against 23 Report on Political Contributions SH Against Against Bank of America Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 060505104 Annual 03-Mar-10 Ticker: BAC CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677 Vote Proponent Mgmt Rec Instruction 1 Elect Director Susan S. Bies Mgmt For For 2 Elect Director William P. Boardman Mgmt For For 3 Elect Director Frank P. Bramble, Sr. Mgmt For For 4 Elect Director Virgis W. Colbert Mgmt For For 5 Elect Director Charles K. Gifford Mgmt For For 6 Elect Director Charles O. Holliday, Jr. Mgmt For For 7 Elect Director D. Paul Jones, Jr. Mgmt For For 8 Elect Director Monica C. Lozano Mgmt For For 9 Elect Director Thomas J. May Mgmt For For Page 69 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Elect Director Brian T. Moynihan Mgmt For For 11 Elect Director Donald E. Powell Mgmt For For 12 Elect Director Charles O. Rossotti Mgmt For For 13 Elect Director Robert W. Scully Mgmt For For 14 Ratify Auditors Mgmt For For 15 Increase Authorized Common Stock Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 17 Amend Omnibus Stock Plan Mgmt For Against 18 Report on Government Service of Employees SH Against Against 19 TARP Related Compensation SH Against Against 20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 21 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 22 Adopt Policy on Succession Planning SH Against Against 23 Report on Collateral in Derivatives Trading SH Against Against 24 Claw-back of Payments under Restatements SH Against Against British American Tobacco plc Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 United Kingdom G1510J102 Annual 26-Apr-10 Ticker: N/A CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 5 Authorise Board to Fix Remuneration of Auditors Mgmt For For 6a Re-elect Ana Llopis as Director Mgmt For For 6b Re-elect Christine Morin-Postel as Director Mgmt For For 6c Re-elect Anthony Ruys as Director Mgmt For For 7 Elect Richard Burrows as Director Mgmt For For 8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 10 Authorise Market Purchase Mgmt For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 12 Adopt New Articles of Association Mgmt For For 13 Amend Articles of Association Mgmt For For Page 70 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 E. I. du Pont de Nemours and Company Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 263534109 Annual 03-Mar-10 Ticker: DD CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175 Vote Proponent Mgmt Rec Instruction 1 Elect Director Samuel W. Bodman Mgmt For For 2 Elect Director Richard H. Brown Mgmt For For 3 Elect Director Robert A. Brown Mgmt For For 4 Elect Director Bertrand P. Collomb Mgmt For For 5 Elect Director Curtis J. Crawford Mgmt For For 6 Elect Director Alexander M. Cutler Mgmt For For 7 Elect Director John T. Dillon Mgmt For For 8 Elect Director Eleuthere I. Du Pont Mgmt For For 9 Elect Director Marillyn A. Hewson Mgmt For For 10 Elect Director Lois D. Juliber Mgmt For For 11 Elect Director Ellen J. Kullman Mgmt For For 12 Elect Director William K. Reilly Mgmt For For 13 Ratify Auditors Mgmt For For 14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 15 Amend Human Rights Policy to Address Seed Saving SH Against Against Eaton Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 278058102 Annual 01-Mar-10 Ticker: ETN CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883 Vote Proponent Mgmt Rec Instruction 1 Elect Director Todd M. Bluedorn Mgmt For For 2 Elect Director Christopher M. Connor Mgmt For For 3 Elect Director Michael J. Critelli Mgmt For For 4 Elect Director Charles E. Golden Mgmt For For 5 Elect Director Ernie Green Mgmt For For 6 Ratify Auditors Mgmt For For eResearch Technology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 29481V108 Annual 03-Mar-10 Ticker: ERES CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937 Page 71 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt Rec Proponent Vote Instruction Mgmt1.1 ForForElect Director Sheldon M. Bonovitz Mgmt1.2 ForForElect Director Gerald A. Faich, MD, MPH Mgmt1.3 ForForElect Director Elam M. Hitchner Mgmt2 ForForRatify Auditors General Electric Company Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 369604103 Annual 01-Mar-10 Ticker: GE CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498 Mgmt Rec Proponent Vote Instruction Mgmt1 ForForElect Director W. Geoffrey Beattie Mgmt2 ForForElect Director James I. Cash, Jr. Mgmt3 ForForElect Director William M. Castell Mgmt4 ForForElect Director Ann M. Fudge Mgmt5 ForForElect Director Susan Hockfield Mgmt6 ForForElect Director Jeffrey R. Immelt Mgmt7 ForForElect Director Andrea Jung Mgmt8 ForForElect Director Alan G. (A.G.) Lafley Mgmt9 ForForElect Director Robert W. Lane Mgmt10 ForForElect Director Ralph S. Larsen Mgmt11 ForForElect Director Rochelle B. Lazarus Mgmt12 ForForElect Director James J. Mulva Mgmt13 ForForElect Director Sam Nunn Mgmt14 ForForElect Director Roger S. Penske Mgmt15 ForForElect Director Robert J. Swieringa Mgmt16 ForForElect Director Douglas A. Warner III Mgmt17 ForForRatify Auditors SH18 AgainstAgainstProvide for Cumulative Voting SH19 ForAgainstAmend Articles/Bylaws/Charter -- Call Special Meetings SH20 AgainstAgainstRequire Independent Board Chairman SH21 AgainstAgainstReport on Pay Disparity SH22 AgainstAgainstAdopt Policy Prohibiting Certain Directors from Serving on Key Board Committees SH23 ForAgainstAdvisory Vote to Ratify Named Executive Officers' Compensation Muenchener Rueckversicherungs-Gesells chaft AG 28-Apr-10 Meeting Date Germany Country D55535104 Primary Security ID Annual Meeting Type Record Date 12-Apr-10 Ticker: N/A Page 72 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121 Proponent Mgmt Rec Vote Instruction 1a Receive Supervisory Board, Corporate Governance, and Remuneration Report for Fiscal 2009 (Non-Voting) Mgmt 1b Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 5.75 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Elect Benita Ferrero-Waldner to the Supervisory Board Mgmt For For 7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 10 Amend Articles Re: Registration for and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 11 Amend Articles Re: Electronic Distribution of Company Communications due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Rackspace Hosting, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: RAX 28-Apr-10 USA 750086100 Annual 19-Mar-10 CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director A. Lanham Napier Mgmt For For 1.2 Elect Director George J. Still Jr. Mgmt For For 2 Ratify Auditors AstraZeneca plc Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 29-Apr-10 United Kingdom G0593M107 Annual 27-Apr-10 CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529 Proponent Mgmt Rec Vote Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For Page 73 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For Second Interim Dividend 3 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For 4 Authorise Board to Fix Remuneration of Auditors Mgmt For For 5(a) Re-elect Louis Schweitzer as Director Mgmt For For 5(b) Re-elect David Brennan as Director Mgmt For For 5(c) Re-elect Simon Lowth as Director Mgmt For For 5(d) Re-elect Jean-Philippe Courtois as Director Mgmt For For 5(e) Re-elect Jane Henney as Director Mgmt For For 5(f) Re-elect Michele Hooper as Director Mgmt For For 5(g) Re-elect Rudy Markham as Director Mgmt For For 5(h) Re-elect Dame Nancy Rothwell as Director Mgmt For For 5(i) Re-elect John Varley as Director Mgmt For For 5(j) Re-elect Marcus Wallenberg as Director Mgmt For For 6 Approve Remuneration Report Mgmt For For 7 Authorise EU Political Donations and Expenditure Mgmt For For 8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 10 Authorise Market Purchase Mgmt For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 12 Adopt New Articles of Association Mgmt For For 13 Approve the Investment Plan Mgmt For For Axa Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 France F06106102 Annual/Special 26-Apr-10 Ticker: N/A CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 0.55 per Mgmt For For Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Approve Pension Scheme Agreement for Henri de Castries, Denis Mgmt For For Duverne, and Francois Pierson 6 Approve Severance Payment Agreement for Henri de Castries Mgmt For Against 7 Approve Severance Payment Agreement for Denis Duverne Mgmt For For 8 Reelect Norbert Dentressangle as Supervisory Board Member Mgmt For For Page 74 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Reelect Mazars as Auditor Mgmt For For 10 Ratify Jean-Brice de Turkheim as Alternate Auditor Mgmt For For 11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For Against Capital Special Business Mgmt 12 Approve Employee Stock Purchase Plan Mgmt For For 13 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For International Subsidiaries 14 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 15 Adopt One-Tiered Board Structure, Amend Bylaws Accordingly Mgmt For Against and Acknowledge Transfer of All Outstanding Authorizations 16 Amend Articles 7, 8, and 10 of Bylaws Re: Share Ownership Mgmt For For Disclosure Thresholds, Form of Shares, Director Shareholding Requirements Ordinary Business Mgmt 17 Elect Henri de Castries as Director Mgmt For Against 18 Elect Denis Duverne as Director Mgmt For For 19 Elect Jacques de Chateauvieux as Director Mgmt For For 20 Elect Norbert Dentressangle as Director Mgmt For For 21 Elect Jean-Martin Folz as Director Mgmt For For 22 Elect Anthony Hamilton as Director Mgmt For For 23 Elect Francois Martineau as Director Mgmt For For 24 Elect Giuseppe Mussari as Director Mgmt For For 25 Elect Ramon de Oliveira as Director Mgmt For For 26 Elect Michel Pebereau as Director Mgmt For For 27 Elect Dominique Reiniche as Director Mgmt For For 28 Elect Ezra Suleiman as Director Mgmt For For 29 Elect Isabelle Kocher as Director Mgmt For For 30 Elect Suet-Fern Lee as Director Mgmt For For 31 Elect Wendy Cooper as Representative of Employee Mgmt For For Shareholders to the Board 32 Elect John Coultrap as Representative of Employee Shareholders Mgmt Against Against to the Board 33 Elect Paul Geiersbach as Representative of Employee Mgmt Against Against Shareholders to the Board 34 Elect Sebastien Herzog as Representative of Employee Mgmt Against Against Shareholders to the Board 35 Elect Rodney Koch as Representative of Employee Shareholders Mgmt Against Against to the Board 36 Elect Jason Steinberg as Representative of Employee Mgmt Against Against Shareholders to the Board 37 Approve Remuneration of Directors in the Aggregate Amount of Mgmt For For EUR 1.2 Million Page 75 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 38 Authorize Filing of Required Documents/Other Formalities Mgmt For For BASF SE (formerly BASF AG) Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Germany D06216101 Annual 08-Apr-10 Ticker: N/A CUSIP: D06216101 ISIN: DE0005151005 SEDOL: 5086577 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 1.70 per Mgmt For For Share 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 6 Approve Conversion of Bearer Shares into Registered Shares Mgmt For For 7 Amend Articles Re: Electronic Distribution of Company Mgmt For For Communications 8 Approve Remuneration System for Management Board Members Mgmt For For 9a Amend Articles Re: Calculation of Deadlines for General Meeting Mgmt For For 9b Amend Articles Re: Proxy Voting at General Meeting Mgmt For For 9c Amend Articles Re: Video and Audio Transmission of General Mgmt For For Meeting Boston Private Financial Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 101119105 Annual 03-Mar-10 Ticker: BPFH CUSIP: 101119105 ISIN: US1011191053 SEDOL: 2081133 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Eugene S. Colangelo Mgmt For For 1.2 Elect Director Allen L. Sinai Mgmt For For 1.3 Elect Director Stephen M. Waters Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For Capital One Financial Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 14040H105 Annual 01-Mar-10 Ticker: COF CUSIP: 14040H105 ISIN: US14040H1059 SEDOL: 2654461 Vote Proponent Mgmt Rec Instruction 1 Elect Director W. Ronald Dietz Mgmt For For Page 76 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director Lewis Hay, III Mgmt For For 3 Elect Director Mayo A. Shattuck III Mgmt For For 4 Ratify Auditors Mgmt For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 6 Stock Retention/Holding Period SH Against Against 7 Declassify the Board of Directors SH Against For Corning Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 219350105 Annual 25-Feb-10 Ticker: GLW CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert F. Cummings, Jr. Mgmt For Withhold 1.2 Elect Director Carlos M. Gutierrez Mgmt For For 1.3 Elect Director William D. Smithburg Mgmt For Withhold 1.4 Elect Director Hansel E. Tookes, II Mgmt For Withhold 1.5 Elect Director Wendell P. Weeks Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against 5 Declassify the Board of Directors Mgmt For For 6 Reduce Supermajority Vote Requirement SH Against For EMC Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 268648102 Annual 23-Feb-10 Ticker: EMC CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172 Vote Proponent Mgmt Rec Instruction 1 Elect Director Michael W. Brown Mgmt For For 2 Elect Director Randolph L. Cowen Mgmt For For 3 Elect Director Michael J. Cronin Mgmt For For 4 Elect Director Gail Deegan Mgmt For For 5 Elect Director James S. DiStasio Mgmt For For 6 Elect Director John R. Egan Mgmt For For 7 Elect Director Edmund F. Kelly Mgmt For For 8 Elect Director Windle B. Priem Mgmt For For 9 Elect Director Paul Sagan Mgmt For For 10 Elect Director David N. Strohm Mgmt For For Page 77 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11 Elect Director Joseph M. Tucci Mgmt For For 12 Ratify Auditors Mgmt For For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For ENEL SpA Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: N/A 29-Apr-10 Italy T3679P115 Annual/Special 09-Apr-10 CUSIP: T3679P115 ISIN: IT0003128367 SEDOL: 7144569 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For 3.1 Appoint Internal Statutory Auditors - Vote Only on One of the Following Slates Slate Submitted by the Italian Treasury Mgmt Mgmt None Against Against 3.2 Slate Submitted by Institutional Investors Mgmt None For 4 Approve Internal Auditors' Remuneration Mgmt For For 5 Amend Rules of General Meetings Mgmt For For Extraordinary Business Mgmt 1 Amend Articles Eni Spa Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 29-Apr-10 Italy T3643A145 Annual/Special 07-Apr-10 CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For 3 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For For Extraordinary Business Mgmt 1 Amend Company Bylaws H & M Hennes & Mauritz Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 29-Apr-10 Sweden W41422101 Annual 23-Apr-10 CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431 Proponent Mgmt Rec Vote Instruction Page 78 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Open Meeting Mgmt 2 Elect Sven Unger as Chairman of Meeting Mgmt For None* 3 Receive President's Report; Allow Questions Mgmt 4 Prepare and Approve List of Shareholders Mgmt For None* 5 Approve Agenda of Meeting Mgmt For None* 6 7 8a 8b 8c 8d 9a Designate Inspector(s) of Minutes of Meeting Acknowledge Proper Convening of Meeting Receive Financial Statements and Statutory Reports; ReAuditor's Report; Receive Information About ApplicationRemuneration Guidelines Receive Auditor's and Auditing Committee's Reports Receive Chairman's Report About Board Work Receive Report of the Chairman of the Nominating ComApprove Financial Statements and Statutory Reports Mgmt None* For Mgmt None* For Mgmtceive of Mgmt Mgmt Mgmtmittee Mgmt None* For 9b Approve Allocation of Income and Dividends of SEK 16.Share Mgmt None* For00 per 9c Approve Discharge of Board and President Mgmt None* For 10 Determine Number of Members (8) and Deputy MembeBoard Mgmt None* Forrs (0) of 11 Approve Remuneration of Directors in the Amount of SEMillion to the Chairman and SEK 375,000 to Other DirecApprove Remuneration of Committee Work; Approve Remuneration of Auditors Mgmt None* ForK 1.35 tors; 12 Reelect Mia Livfors, Lottie Knutson, Sussi Kvart, Bo LunStefan Persson (Chair), and Melker Schorling as DirectoAnders Dahlvig and Christian Sievert as New Directors Mgmt None* Fordquist, rs; Elect 13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Aand Peter Lindell as Members of Nominating Committee Mgmt None* Forndersson, 14 Approve 2:1 Stock Split; Amend Articles Accordingly Mgmt None* For 15 Approve Remuneration Policy And Other Terms of Employment Mgmt For None* For Executive Management 16 Close Meeting Mgmt * No POA on file PLATINUM UNDERWRITERS HOLDINGS LTD Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Bermuda G7127P100 Annual 15-Mar-10 Ticker: PTP CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516 Vote Proponent Mgmt Rec Instruction 1.1 Elect H. Furlong Baldwin as Director Mgmt For For 1.2 Elect Dan R. Carmichael as Director Mgmt For For 1.3 Elect A. John Hass as Director Mgmt For For 1.4 Elect Antony P. D. Lancaster as Director Mgmt For For 1.5 Elect Edmund R. Megna as Director Mgmt For For Page 79 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.6 Elect Michael D. Price as Director Mgmt For For 1.7 Elect Peter T. Pruitt as Director Mgmt For For 1.9 Elect James P. Slattery as Director Mgmt For For 1.9 Elect Christopher J. Steffen as Director Mgmt For For 2A. Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Mgmt For For Attribution of Income to U.S. Shareholders 2B. Amend Bylaws Re: Director and Officer Liability Mgmt For For 2C. Amend Bylaws Re: Jurisdictional Limits of Corporate Action Mgmt For For 2D. Amend Bylaws Re: Director Actions Mgmt For For 2E. Amend Bylaws Re: Casting of Votes Mgmt For For 2F. Amend Bylaws Re: Transfer of Shares Mgmt For For 2G. Amend Bylaws Re: Number of Directors Mgmt For For 2H. Amend Bylaws Re: Editorial Changes Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve the Material Terms of the Performance Goals Under Mgmt For For Performance Incentive Plan 5 Approve KPMG Bermuda as Auditors Mgmt For For Repsol YPF S.A Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Spain E8471S130 Annual 15-Apr-10 Ticker: N/A CUSIP: E8471S130 ISIN: ES0173516115 SEDOL: 5669354 Vote Proponent Mgmt Rec Instruction 1.1 Accept Individual and Consolidated Financial Statements and Mgmt For For Statutory Reports for the Year Ended Dec. 31, 2009; Approve Allocation of Income 1.2 Approve Discharge of Directors Mgmt For For 2.1 Amend First Paragraph of Article 9 of Company By-laws Re: Mgmt For For Passive Dividends 2.2 Amend Article 12 bis of Company By-laws Re: Preemptive Rights Mgmt For For 2.3 Amend First Paragraph of Article 22 Re: Special Agreements, Mgmt For For Constituion and Majority 3.1 Modify Section 3.5 of Article 3 of the General Meeting Guidelines Mgmt For For Re: Competencies of the General Meeting 3.2 Modify Section 9.2 of Article 9 of the General Meeting Guidelines Mgmt For For Re: Constitution of the General Meeting 4.1 Re-elect Paulina Beato Blanco as Director Mgmt For For 4.2 Re-elect Artur Carulla Font as Director Mgmt For For 4.3 Re-elect Javier Echenique Landiribar as Director Mgmt For For 4.4 Re-elect Pemex Internacional Espana, S.A. as Director Mgmt For Against 4.5 Re-elect Henri Philippe Reichstul as Director Mgmt For For 5 Elect Auditor for Repsol YPF and Consolidated Group for Fiscal Mgmt For For Year 2010 Page 80 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Authorize Repurchase of Shares; Void Authorization Granted Last Mgmt For For AGM of May 14, 2009 7 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For Preemptive Rights; Void Authorization Granted Last AGM of May 31, 2005 8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For Tractor Supply Company Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 892356106 Annual 10-Mar-10 Ticker: TSCO CUSIP: 892356106 ISIN: US8923561067 SEDOL: 2900335 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director James F. Wright Mgmt For For 1.2 Elect Director Johnston C. Adams Mgmt For For 1.3 Elect Director William Bass Mgmt For For 1.4 Elect Director Jack C. Bingleman Mgmt For For 1.5 Elect Director Richard W. Frost Mgmt For For 1.6 Elect Director Cynthia T. Jamison Mgmt For For 1.7 Elect Director Gerard E. Jones Mgmt For For 1.8 Elect Director George MacKenzie Mgmt For For 1.9 Elect Director Edna K. Morris Mgmt For For 2 Ratify Auditors Mgmt For For Vivendi Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 France F97982106 Annual 26-Apr-10 Ticker: N/A CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Treatment of Losses and Allocation of Dividends of EUR Mgmt For For 1.40 per Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Elect Dominique Hediard Dubreuil as Supervisory Board Member Mgmt For For 6 Elect Aliza Jabes as Supervisory Board Member Mgmt For For 7 Elect Jacqueline Tammenoms Bakker as Supervisory Board Mgmt For For Member 8 Elect Daniel Camus as Supervisory Board Member Mgmt For For Page 81 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 10 Authorize Filing of Required Documents/Other Formalities Mgmt For For Weis Markets, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 948849104 Annual 02-Mar-10 Ticker: WMK CUSIP: 948849104 ISIN: US9488491047 SEDOL: 2946845 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert F. Weis Mgmt For Withhold 1.2 Elect Director Jonathan H. Weis Mgmt For Withhold 1.3 Elect Director David J. Hepfinger Mgmt For Withhold 1.4 Elect Director Richard E. Shulman Mgmt For For 1.5 Elect Director Steven C. Smith Mgmt For For 1.6 Elect Director Glenn D. Steele Jr Mgmt For For 2 Ratify Auditors Mgmt For For 3 Require Majority of Independent Directors on Board SH Against For AT&T Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 USA 00206R102 Annual 02-Mar-10 Ticker: T CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811 Vote Proponent Mgmt Rec Instruction 1 Elect Director Randall L. Stephenson Mgmt For For 2 Elect Director Gilbert F. Amelio Mgmt For For 3 Elect Director Reuben V. Anderson Mgmt For For 4 Elect Director James H. Blanchard Mgmt For For 5 Elect Director Jaime Chico Pardo Mgmt For For 6 Elect Director James P. Kelly Mgmt For For 7 Elect Director Jon C. Madonna Mgmt For For 8 Elect Director Lynn M. Martin Mgmt For For 9 Elect Director John B. McCoy Mgmt For For 10 Elect Director Joyce M. Roche Mgmt For For 11 Elect Director Laura D Andrea Tyson Mgmt For For 12 Elect Director Patricia P. Upton Mgmt For For 13 Ratify Auditors Mgmt For For 14 Provide for Cumulative Voting SH Against Against 15 Exclude Pension Credits from Calculations of Performance-Based SH Against Against Pay Page 82 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For Barclays plc Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 United Kingdom G08036124 Annual 28-Apr-10 Ticker: N/A CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Elect Reuben Jeffery III as Director Mgmt For For 4 Re-elect Marcus Agius as Director Mgmt For For 5 Re-elect David Booth as Director Mgmt For For 6 Re-elect Sir Richard Broadbent as Director Mgmt For For 7 Re-elect Sir Michael Rake as Director Mgmt For For 8 Re-elect Sir Andrew Likierman as Director Mgmt For For 9 Re-elect Chris Lucas as Director Mgmt For For 10 Reappoint PricewaterhouseCoopers LLP Auditors Mgmt For For 11 Authorise Board to Fix Remuneration of Auditors Mgmt For For 12 Authorise EU Political Donations and Expenditure Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For 17 Adopt New Articles of Association Mgmt For For 18 Approve SAYE Share Option Scheme Mgmt For For Bayer AG Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 Germany D0712D163 Annual 12-Apr-10 Ticker: N/A CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports; Approve Mgmt For For Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2009 2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Remuneration System for Management Board Members Mgmt For For Page 83 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights Mgmt For For 6 Approve Creation of EUR 211.7 Million Pool of Capital without Preemptive Rights Mgmt For For 7 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9 Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Mgmt10 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 CRA International Inc Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: CRAI 30-Apr-10 USA 12618T105 Annual 08-Mar-10 CUSIP: 12618T105 ISIN: US12618T1051 SEDOL: 2240622 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Paul A. Maleh Mgmt For For 1.2 Elect Director Thomas S. Robertson Mgmt For For 1.3 Elect Director William T. Schleyer Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Intesa SanPaolo SPA Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 30-Apr-10 Italy T55067101 Annual 26-Apr-10 CUSIP: T55067101 ISIN: IT0000072618 SEDOL: 4076836 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Allocation of Income Mgmt For For 2 Fix Number of Directors of the Supervisory Board Mgmt For For Supervisory Board Elections ? Vote Only For One Slate Mgmt 3.1 Slate 1 - Submitted by Compagnia San Paolo and Fondazione Cariplo Mgmt None Do Not Vote 3.2 Slate 2 - Submitted by Banking Foundations Mgmt None Do Not Vote 3.3 Slate 3 - Submitted by Assicurazioni Generali Mgmt None Do Not Vote 3.4 Slate 4 - Submitted by Insitutional Investors through Assogestioni Mgmt None For 3.5 Slate 5 - Submitted by Credit Agricole Mgmt None Do Not Vote 4 Elect Chairman and Deputy Chairmen of the Supervisory Board Mgmt For Against Page 84 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt5 Approve Remuneration of Supervisory Board Members For Against Mgmt6 Approve Remuneration Report of Management Board Members For Against Mgmt7 Approve Share Incentive Plan Owens & Minor Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date Against 30-Apr-10 USA 690732102 Ticker: OMI Annual 09-Mar-10 CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director A. Marshall Acuff, Jr. For For Mgmt1.2 Elect Director J. Alfred Broaddus, Jr. For For Mgmt1.3 Elect Director John T. Crotty For For Mgmt1.4 Elect Director Richard E. Fogg For For Mgmt1.5 Elect Director G. Gilmer Minor, III For For Mgmt1.6 Elect Director Eddie N. Moore, Jr. For For Mgmt1.7 Elect Director Peter S. Redding For For Mgmt1.8 Elect Director James E. Rogers For For Mgmt1.9 Elect Director Robert C. Sledd For For Mgmt1.10 Elect Director Craig R. Smith For For Mgmt1.11 Elect Director James E. Ukrop For For Mgmt1.12 Elect Director Anne Marie Whittemore For For Mgmt2 Amend Omnibus Stock Plan For For Mgmt3 Amend Omnibus Stock Plan For Against Mgmt4 Ratify Auditors Woodside Petroleum Ltd. Meeting Date Country Primary Security ID Meeting Type For Record Date For 30-Apr-10 Australia 980228100 Ticker: WPL Annual 28-Apr-10 CUSIP: 980228100 ISIN: AU000000WPL2 SEDOL: 6979728 Proponent Mgmt Rec Vote Instruction Mgmt1 Receive Financial Statements and Statutory Reports (Non-Voting) Mgmt2 Elect Andrew Jamieson as Director For For Mgmt3 Adopt the Remuneration Report for the Year Ended Dec. 31,2009 Baldor Electric Company Meeting Date Country Primary Security ID Meeting Type For Record Date For 01-May-10 USA 057741100 Ticker: BEZ Annual 17-Mar-10 CUSIP: 057741100 ISIN: US0577411004 SEDOL: 2072621 Page 85 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jean A. Mauldin Mgmt For For 1.2 Elect Director R.L. Qualls Mgmt For For 1.3 Elect Director Barry K. Rogstad Mgmt For For 1.4 Elect Director Ronald E. Tucker Mgmt For For 2 Ratify Auditors Mgmt For For AFLAC Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 03-May-10 USA 001055102 Annual 24-Feb-10 Ticker: AFL CUSIP: 001055102 ISIN: US0010551028 SEDOL: 2026361 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Daniel P. Amos Mgmt For For 1.2 Elect Director John Shelby Amos II Mgmt For For 1.3 Elect Director Paul S. Amos II Mgmt For For 1.4 Elect Director Michael H. Armacost Mgmt For For 1.5 Elect Director Kriss Cloninger III Mgmt For For 1.6 Elect Director Joe Frank Harris Mgmt For For 1.7 Elect Director Elizabeth J. Hudson Mgmt For For 1.8 Elect Director Douglas W. Johnson Mgmt For For 1.9 Elect Director Robert B. Johnson Mgmt For For 1.10 Elect Director Charles B. Knapp Mgmt For For 1.11 Elect Director E. Stephen Purdom, M.d. Mgmt For For 1.12 Elect Director Barbara K. Rimer, PhD Mgmt For For 1.13 Elect Director Marvin R. Schuster Mgmt For For 1.14 Elect Director David Gary Thompson Mgmt For For 1.15 Elect Director Robert L. Wright Mgmt For For 1.16 Elect Director Takuro Yoshida Mgmt For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 3 Ratify Auditors Mgmt For For Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type Record Date 03-May-10 Germany D2035M136 Annual 13-Apr-10 Ticker: N/A CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) Page 86 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Approve Allocation of Income and Dividends of EUR 0.78 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Postpone Discharge of Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 Mgmt For For 5 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 6 Approve Remuneration System for Management Board Members Mgmt For For 7 Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as Auditors for Fiscal 2010 Mgmt For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9 Elect Wulf Bernotat to the Supervisory Board Mgmt For For 10 Elect Ulrich Middelmann to the Supervisory Board Mgmt For For 11 Approve Affiliation Agreement with Subsidiary Erste DFMG Deutsche Funkturm Vermoegens-GmbH Mgmt For For 12 Approve Affiliation Agreement with Subsidiary T-Mobile Global Holding Nr.2 GmbH Mgmt For For 13 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights Mgmt For For 14 Approve Remuneration of Supervisory Board Mgmt For For 15 Amend Corporate Purpose Mgmt For For 16 Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 17 Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 18 Amend Articles Re: Electronic Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Mgmt19 Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) GDF Suez Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: N/A 03-May-10 France F42768105 Annual/Special 28-Apr-10 CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.47 per Share Mgmt For For Page 87 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For Special Business Mgmt 6 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 7 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 8 Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 9 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 6, 7 and 8 Mgmt For For 10 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 11 Approve Employee Stock Purchase Plan Mgmt For For 12 Approve Employee Stock Purchase Plan for International Employees Mgmt For For 13 Set Global Limit for Capital Increase to Result from All Issuance Requests under Items 6 to 12 at EUR 310 Million Mgmt For For 14 Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value Mgmt For For 15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 16 Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For 17 Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against 18 Authorize Filing of Required Documents/Other Formalities Mgmt For For Proposals Made by the Employees Shareholders Mgmt A Approve Dividends of EUR 0.80 per Share SH Against Against Potlatch Corporation Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: PCH 03-May-10 USA 737630103 Annual 22-Mar-10 CUSIP: 737630103 ISIN: US7376301039 SEDOL: B0XXJN1 Proponent Mgmt Rec Vote Instruction 1 Elect Director Michael J. Covey Mgmt For For 2 Elect Director Gregory L. Quesnel Mgmt For For 3 Elect Director Ruth Ann M. Gillis Mgmt For For 4 Ratify Auditors Mgmt For For Tootsie Roll Industries, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: TR 03-May-10 USA 890516107 Annual 09-Mar-10 Page 88 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 890516107 ISIN: US8905161076 SEDOL: 2896809 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Melvin J. Gordon Mgmt For Withhold 1.2 Elect Director Ellen R. Gordon Mgmt For For 1.3 Elect Director Lana Jane Lewis-Brent Mgmt For For 1.4 Elect Director Barre A. Seibert Mgmt For For 1.5 Elect Director Richard P. Bergeman Mgmt For For 2 Ratify Auditors Mgmt For For Zimmer Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-May-10 USA 98956P102 Annual 04-Mar-10 Ticker: ZMH CUSIP: 98956P102 ISIN: US98956P1021 SEDOL: 2783815 Vote Proponent Mgmt Rec Instruction 1 Elect Director Betsy J. Bernard Mgmt For For 2 Elect Director Marc N. Casper Mgmt For For 3 Elect Director David C. Dvorak Mgmt For For 4 Elect Director Larry C. Glasscock Mgmt For For 5 Elect Director Robert A. Hagemann Mgmt For For 6 Elect Director Arthur J. Higgins Mgmt For For 7 Elect Director John L. McGoldrick Mgmt For For 8 Elect Director Cecil B. Pickett, Ph.D. Mgmt For For 9 Ratify Auditors Mgmt For For Carrefour Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 France F13923119 Annual/Special 29-Apr-10 Ticker: N/A CUSIP: F13923119 ISIN: FR0000120172 SEDOL: 5641567 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Discharge Directors Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Transaction with Lars Olofsson Re: Severance Payment Mgmt For Against 4 Approve Transaction with Lars Olofsson Re: Additional Pension Mgmt For For Scheme 5 Approve Allocation of Income and Dividends of EUR 1.08 per Mgmt For For Share 6 Reelect Anne-Claire Taittinger as Director Mgmt For For Page 89 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Reelect Sebastien Bazin as Director Mgmt For For 8 Reelect Thierry Breton as Director Mgmt For For 9 Reelect Charles Edelstenne as Director Mgmt For For 10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt 11 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 12 Authorize Stock Option Plan Mgmt For Against 13 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For Against Restricted Stock Plan Cooper Tire & Rubber Company Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 216831107 Annual 11-Mar-10 Ticker: CTB CUSIP: 216831107 ISIN: US2168311072 SEDOL: 2222608 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Roy V. Armes Mgmt For For 1.2 Elect Director Thomas P. Capo Mgmt For For 1.3 Elect Director Robert D. Welding Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors Mgmt For For 4 Approve Omnibus Stock Plan Mgmt For Against Delphi Financial Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 247131105 Annual 31-Mar-10 Ticker: DFG CUSIP: 247131105 ISIN: US2471311058 SEDOL: 2261957 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Philip R. O'Connor Mgmt For For 1.2 Elect Director Robert Rosenkranz Mgmt For For 1.3 Elect Director Donald A. Sherman Mgmt For For 1.4 Elect Director Kevin R. Brine Mgmt For For 1.5 Elect Director Edward A. Fox Mgmt For For 1.6 Elect Director Steven A. Hirsh Mgmt For For 1.7 Elect Director Harold F. Ilg Mgmt For For 1.8 Elect Director James M. Litvack Mgmt For For 1.9 Elect Director James N. Meehan Mgmt For For 1.10 Elect Director Robert F. Wright Mgmt For For 2 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against Page 90 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Equity One, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 294752100 Annual 05-Mar-10 Ticker: EQY CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Noam Ben-Ozer Mgmt For For 1.2 Elect Director James S. Cassel Mgmt For For 1.3 Elect Director Cynthia R. Cohen Mgmt For For 1.4 Elect Director Neil Flanzraich Mgmt For For 1.5 Elect Director Nathan Hetz Mgmt For For 1.6 Elect Director Chaim Katzman Mgmt For For 1.7 Elect Director Peter Linneman Mgmt For For 1.8 Elect Director Jeffrey S. Olson Mgmt For For 1.9 Elect Director Dori Segal Mgmt For For 2 Ratify Auditors Mgmt For For GAMCO Investors, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 361438104 Annual 31-Mar-10 Ticker: GBL CUSIP: 361438104 ISIN: US3614381040 SEDOL: 2386827 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mario J. Gabelli Mgmt For For 1.2 Elect Director Edwin L. Artzt Mgmt For For 1.3 Elect Director Raymond C. Avansino, Jr. Mgmt For For 1.4 Elect Director Richard L. Bready Mgmt For For 1.5 Elect Director Eugene R. McGrath Mgmt For For 1.6 Elect Director Robert S. Prather, Jr. Mgmt For For 1.7 Elect Director Elisa M. Wilson Mgmt For For 2 Ratify Auditors Mgmt For For Peabody Energy Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 704549104 Annual 12-Mar-10 Ticker: BTU CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gregory H. Boyce Mgmt For For Page 91 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director William A. Coley Mgmt For For 1.3 Elect Director William E. James Mgmt For For 1.4 Elect Director Robert B. Karn, III Mgmt For For 1.5 Elect Director M. Frances Keeth Mgmt For For 1.6 Elect Director Henry E. Lentz Mgmt For For 1.7 Elect Director Robert A. Malone Mgmt For For 1.8 Elect Director William C. Rusnack Mgmt For For 1.9 Elect Director John F. Turner Mgmt For For 1.10 Elect Director Alan H. Washkowitz Mgmt For For 2 Ratify Auditors Mgmt For For Volcom, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 92864N101 Annual 08-Mar-10 Ticker: VLCM CUSIP: 92864N101 ISIN: US92864N1019 SEDOL: B0CCS09 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Rene R. Woolcott Mgmt For For 1.2 Elect Director Richard R. Woolcott Mgmt For For 1.3 Elect Director Douglas S. Ingram Mgmt For For 1.4 Elect Director Anthony M. Palma Mgmt For For 1.5 Elect Director Joseph B. Tyson Mgmt For For 1.6 Elect Director Carl W. Womack Mgmt For For 1.7 Elect Director Kevin G. Wulff Mgmt For For 2 Ratify Auditors Mgmt For For Allianz SE (formerly Allianz AG) Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 Germany D03080112 Annual 15-Apr-10 Ticker: N/A CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 4.10 per Mgmt For For Share 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Elect Peter Sutherland to the Supervisory Board Mgmt For For 6 Approve Remuneration System for Management Board Members Mgmt For For 7 Approve Creation of EUR 550 Million Pool of Capital with Partial Mgmt For For Exclusion of Preemptive Rights Page 92 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Approve Creation of EUR 15 Million Pool of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan Mgmt For For 9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 10 Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes Mgmt For For 11 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 12 Authorize Use of Financial Derivatives of up to Five Percent of Issued Share Capital When Repurchasing Shares Mgmt For For 13 Approve Affiliation Agreement with Subsidiary Allianz Common Applications and Services GmbH Mgmt For For 14 Approve Affiliation Agreement with Subsidiary AZ-Argos 45 Vermoegensverwaltungsgesellschaft mbH BAE Systems plc Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 05-May-10 United Kingdom G06940103 Annual 03-May-10 CUSIP: G06940103 ISIN: GB0002634946 SEDOL: 0263494 Proponent Mgmt Rec Vote Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Re-elect Michael Hartnall as Director Mgmt For For 5 Re-elect Sir Peter Mason as Director Mgmt For For 6 Re-elect Richard Olver as Director Mgmt For For 7 Elect Paul Anderson as Director Mgmt For For 8 Elect Linda Hudson as Director Mgmt For For 9 Elect Nicholas Rose as Director Mgmt For For 10 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For 11 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For 12 Authorise EU Political Donations and Expenditure Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Amend Articles of Association Mgmt For For 17 Authorise the Company to Call EGM with Two Weeks' Notice Entegris, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: ENTG 05-May-10 USA 29362U104 Annual 12-Mar-10 Page 93 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 29362U104 ISIN: US29362U1043 SEDOL: 2599700 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gideon Argov Mgmt For For 1.2 Elect Director Michael A. Bradley Mgmt For For 1.3 Elect Director Marvin D. Burkett Mgmt For For 1.4 Elect Director Michael P.C. Carns Mgmt For For 1.5 Elect Director Daniel W. Christman Mgmt For For 1.6 Elect Director Gary F. Klingl Mgmt For For 1.7 Elect Director Roger D. McDaniel Mgmt For For 1.8 Elect Director Paul L.H. Olson Mgmt For For 1.9 Elect Director Brian F. Sullivan Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against Fresh Del Monte Produce Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 Cayman Islands G36738105 Annual 11-Mar-10 Ticker: FDP CUSIP: G36738105 ISIN: KYG367381053 SEDOL: 2118707 Vote Proponent Mgmt Rec Instruction 1a Re-elect Amir Abu-Ghazaleh as Director Mgmt For For 1b Re-elect Salvatore H. Alfiero as Director Mgmt For For 1c Re-elect Edward L. Boykin as Director Mgmt For For 2 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For 3 Ratify Ernst & Young LLP as Auditors Mgmt For For 4 Approve Non-Employee Directors Equity Plan Mgmt For For 5 Approve and Adopt Performance Incentive Plan for Senior Mgmt For For Executives 6 Approve and Adopt Long-Term Incentive Plan Mgmt For For General Dynamics Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 369550108 Annual 08-Mar-10 Ticker: GD CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161 Vote Proponent Mgmt Rec Instruction 1 Elect Director Nicholas D. Chabraja Mgmt For For 2 Elect Director James S. Crown Mgmt For For 3 Elect Director William P. Fricks Mgmt For For 4 Elect Director Jay L. Johnson Mgmt For For Page 94 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Elect Director George A. Joulwan Mgmt For For 6 Elect Director Paul G. Kaminski Mgmt For For 7 Elect Director John M. Keane Mgmt For For 8 Elect Director Lester L. Lyles Mgmt For For 9 Elect Director William A. Osborn Mgmt For For 10 Elect Director Robert Walmsley Mgmt For For 11 Ratify Auditors Mgmt For For 12 Report on Space-based Weapons Program SH Against Against Knology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 499183804 Annual 10-Mar-10 Ticker: KNOL CUSIP: 499183804 ISIN: US4991838040 SEDOL: 2041557 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Donald W. Burton Mgmt For For 1.2 Elect Director William H. Scott, III Mgmt For For 2 Ratify Auditors Mgmt For For L air Liquide Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 France F01764103 Annual/Special 30-Apr-10 Ticker: N/A CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.25 per Mgmt For For Share 4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 5 Reelect Beatrice Majnoni d'Intignano as Director Mgmt For For 6 Reelect Benoit Potier as Director Mgmt For For 7 Reelect Paul Skinner as Director Mgmt For For 8 Elect Jean-Paul Agon as Director Mgmt For For 9 Approve Transaction with Benoit Potier Mgmt For Against 10 Approve Transaction with Pierre Dufour Mgmt For For 11 Ratify Ernst and Young et Autres as Auditor Mgmt For For 12 Reelect Mazars as Auditor Mgmt For For 13 Ratify Auditex as Alternate Auditor Mgmt For For Page 95 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 14 Reelect Patrick de Cambourg as Alternate Auditor Mgmt For For Special Business Mgmt 15 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 16 Authorize up to 2 Percent of Issued Capital for Use in Stock Mgmt For For Option Plan 17 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For Restricted Stock Plan 18 Authorize Board to Issue Free Warrants with Preemptive Rights Mgmt For Against During a Public Tender Offer 19 Authorize Capitalization of Reserves of Up to EUR 250 Million for Mgmt For For Bonus Issue or Increase in Par Value 20 Approve Employee Stock Purchase Plan Mgmt For For 21 Approve Stock Purchase Plan Reserved for International Mgmt For For Employees Ordinary Business Mgmt 22 Authorize Filing of Required Documents/Other Formalities Mgmt For For The GEO Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 36159R103 Annual 03-Mar-10 Ticker: GEO CUSIP: 36159R103 ISIN: US36159R1032 SEDOL: 2943299 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Clarence E. Anthony Mgmt For For 1.2 Elect Director Wayne H. Calabrese Mgmt For For 1.3 Elect Director Norman A. Carlson Mgmt For For 1.4 Elect Director Anne N. Foreman Mgmt For For 1.5 Elect Director Richard H. Glanton Mgmt For For 1.6 Elect Director Christopher C. Wheeler Mgmt For For 1.7 Elect Director George C. Zoley Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Other Business Mgmt For Abstain AMCOL International Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 02341W103 Annual 09-Mar-10 Ticker: ACO CUSIP: 02341W103 ISIN: US02341W1036 SEDOL: 2025335 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Arthur Brown Mgmt For For 1.2 Elect Director Jay D. Proops Mgmt For For 1.3 Elect Director Paul C. Weaver Mgmt For For Page 96 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve Executive Incentive Bonus Plan American Campus Communities, Inc. 06-May-10 Meeting Date Ticker: ACC USA Country Mgmt 024835100 Primary Security ID Annual Meeting Type For Record Date 15-Mar-10 For CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director William C. Bayless, Jr. Mgmt For For 1.2 Elect Director R.D. Burck Mgmt For For 1.3 Elect Director G. Steven Dawson Mgmt For For 1.4 Elect Director Cydney C. Donnell Mgmt For For 1.5 Elect Director Edward Lowenthal Mgmt For For 1.6 Elect Director Joseph M. Macchione Mgmt For For 1.7 Elect Director Winston W. Walker Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors E.ON AG (formerly Veba AG) Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 06-May-10 Germany D24914133 Annual 16-Apr-10 CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904 Proponent Mgmt Rec Vote Instruction 1 2 3 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Approve Allocation of Income and Dividends of EUR 1.50 per Share Approve Discharge of Management Board for Fiscal 2009 Mgmt Mgmt Mgmt For For For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For 6b Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010 Mgmt For For 7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 8 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For Page 97 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Amend Articles Re: Exercise of Voting Rights at General Meeting Mgmt For For due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) GlaxoSmithKline plc Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 United Kingdom G3910J112 Annual 04-May-10 Ticker: N/A CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Re-elect Dr Stephanie Burns as Director Mgmt For For 4 Re-elect Julian Heslop as Director Mgmt For For 5 Re-elect Sir Deryck Maughan as Director Mgmt For For 6 Re-elect Dr Daniel Podolsky as Director Mgmt For For 7 Re-elect Sir Robert Wilson as Director Mgmt For For 8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 9 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For 10 Authorise EU Political Donations and Expenditure Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For 14 Approve the Exemption from Statement of the Name of the Mgmt For For Senior Statutory Auditor in Published Copies of the Auditor's Reports 15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 16 Adopt New Articles of Association Mgmt For For Heartland Express, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 422347104 Annual 10-Mar-10 Ticker: HTLD CUSIP: 422347104 ISIN: US4223471040 SEDOL: 2414018 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Russell A. Gerdin Mgmt For Withhold 1.2 Elect Director Michael J. Gerdin Mgmt For Withhold 1.3 Elect Director Richard O. Jacobson Mgmt For For 1.4 Elect Director Dr. Benjamin J. Allen Mgmt For For 1.5 Elect Director Lawrence D. Crouse Mgmt For Withhold 1.6 Elect Director James G. Pratt Mgmt For For 2 Ratify Auditors Mgmt For For Page 98 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Nokia Corp. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: N/A 06-May-10 Finland X61873133 Annual 26-Apr-10 CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941 Proponent Mgmt Rec Vote Instruction 1 Open Meeting Mgmt 2 Calling the Meeting to Order Mgmt 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For 4 Acknowledge Proper Convening of Meeting Mgmt For For 5 Prepare and Approve List of Shareholders Mgmt For For 6 Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO Mgmt 7 Accept Financial Statements and Statutory Reports Mgmt For For 8 Approve Allocation of Income and Dividends of EUR 0.40 Per Share Mgmt For For 9 Approve Discharge of Board and President Mgmt For For 10 Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work Mgmt For For 11 Fix Number of Directors at 10 Mgmt For For 12 Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors Mgmt For For 13 Approve Remuneration of Auditors Mgmt For For 14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For 15 Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening General Meetings Mgmt For For 16 17 18 Authorize Repurchase of up to 360 Million Issued Shares Approve Issuance of up to 740 Million Shares without Preemptive Rights Close Meeting Mgmt Mgmt Mgmt For For For For Reckitt Benckiser Group plc Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 United Kingdom G74079107 Annual 04-May-10 Ticker: N/A CUSIP: G74079107 ISIN: GB00B24CGK77 SEDOL: B24CGK7 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For Page 99 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Re-elect Adrian Bellamy as Director Mgmt For Abstain 5 Re-elect Peter Harf as Director Mgmt For Abstain 6 Re-elect Colin Day as Director Mgmt For For 7 Re-elect Kenneth Hydon as Director Mgmt For For 8 Re-elect Judith Sprieser as Director Mgmt For For 9 Elect Richard Cousins as Director Mgmt For For 10 Elect Warren Tucker as Director Mgmt For For 11 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 12 Authorise Board to Fix Remuneration of Auditors Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 17 Adopt New Articles of Association Mgmt For For Rockwood Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 774415103 Annual 17-Mar-10 Ticker: ROC CUSIP: 774415103 ISIN: US7744151033 SEDOL: B0GWF93 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Seifi Ghasemi Mgmt For For 1.2 Elect Director Sheldon R. Erikson Mgmt For Withhold 2 Ratify Auditors Mgmt For For Simon Property Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 828806109 Annual 08-Mar-10 Ticker: SPG CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452 Vote Proponent Mgmt Rec Instruction 1 Elect Director Melvyn E. Bergstein Mgmt For For 2 Elect Director Linda Walker Bynoe Mgmt For For 3 Elect Director Larry C. Glasscock Mgmt For For 4 Elect Director Karen N. Horn, PhD Mgmt For For 5 Elect Director Allan Hubbard Mgmt For For 6 Elect Director Reuben S. Leibowitz Mgmt For For 7 Elect Director Daniel C. Smith, PhD Mgmt For For 8 Elect Director J. Albert Smith, Jr. Mgmt For For 9 Ratify Auditors Mgmt For For Page 100 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Union Pacific Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 907818108 Annual 26-Feb-10 Ticker: UNP CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734 Vote Proponent Mgmt Rec Instruction 1 Elect Director Andrew H. Card, Jr. Mgmt For For 2 Elect Director Erroll B. Davis, Jr. Mgmt For For 3 Elect Director Thomas J. Donohue Mgmt For For 4 Elect Director Archie W. Dunham Mgmt For For 5 Elect Director Judith Richards Hope Mgmt For For 6 Elect Director Charles C. Krulak Mgmt For For 7 Elect Director Michael R. McCarthy Mgmt For For 8 Elect Director Michael W. McConnell Mgmt For For 9 Elect Director Thomas F. McLarty III Mgmt For For 10 Elect Director Steven R. Rogel Mgmt For For 11 Elect Director Jose H. Villarreal Mgmt For For 12 Elect Director James R. Young Mgmt For For 13 Ratify Auditors Mgmt For For 14 Require Independent Board Chairman SH Against Against 15 Reduce Supermajority Vote Requirement SH Against For United Parcel Service, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 911312106 Annual 08-Mar-10 Ticker: UPS CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director F. Duane Ackerman Mgmt For For 1.2 Elect Director Michael J. Burns Mgmt For For 1.3 Elect Director D. Scott Davis Mgmt For For 1.4 Elect Director Stuart E. Eizenstat Mgmt For For 1.5 Elect Director Michael L. Eskew Mgmt For For 1.6 Elect Director William R. Johnson Mgmt For For 1.7 Elect Director Ann M. Livermore Mgmt For For 1.8 Elect Director Rudy Markham Mgmt For For 1.9 Elect Director John W. Thompson Mgmt For For 1.10 Elect Director Carol B. Tome Mgmt For For 2 Ratify Auditors Mgmt For For Page 101 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For Verizon Communications Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 92343V104 Annual 08-Mar-10 Ticker: VZ CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571 Vote Proponent Mgmt Rec Instruction 1 Elect Director Richard L. Carrion Mgmt For Against 2 Elect Director M. Frances Keeth Mgmt For Against 3 Elect Director Robert W. Lane Mgmt For For 4 Elect Director Sandra O. Moose Mgmt For Against 5 Elect Director Joseph Neubauer Mgmt For For 6 Elect Director Donald T. Nicolaisen Mgmt For Against 7 Elect Director Thomas H. O'Brien Mgmt For For 8 Elect Director Clarence Otis, Jr. Mgmt For For 9 Elect Director Hugh B. Price Mgmt For Against 10 Elect Director Ivan G. Seidenberg Mgmt For For 11 Elect Director Rodney E. Slater Mgmt For For 12 Elect Director John W. Snow Mgmt For Against 13 Elect Director John R. Stafford Mgmt For For 14 Ratify Auditors Mgmt For For 15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 16 Prohibit Executive Stock-Based Awards SH Against Against 17 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For Orientation and Gender Identity 18 Performance-Based Equity Awards SH Against Against 19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 20 Adopt Policy on Succession Planning SH Against Against 21 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 22 Stock Retention/Holding Period SH Against Against Vinci Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 France F5879X108 Annual/Special 03-May-10 Ticker: N/A CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt Page 102 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 2 Approve Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.62 per Share Mgmt For For 4 Authorize Payment of Dividends by Shares Mgmt For For 5 Reelect Dominique Ferrero as Director Mgmt For Against 6 Reelect Xavier Huillard as Director Mgmt For Against 7 Reelect Henri Saint Olive as Director Mgmt For For 8 Reelect Yves-Thibault de Silguy as Director Mgmt For Against 9 Elect Qatari Diar Real Estate Investment Company as Director Mgmt For For 10 Approve Remuneration of Directors in the Aggregate Amount of EUR 920,000 Mgmt For For 11 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 12 Approve Transaction with Vinci Concessions Re: Participation in Aegean Motorway SA Mgmt For For 13 Approve Transaction with Vinci Concessions Re: Participation in Olympia Odos and Olympia Odos Operation Mgmt For For 14 Amend Transaction with Vinci Concessions Re: Financing Obtained by Arcour, Contractor of A19 Highway Mgmt For For 15 Approve Transaction with Vinci Concessions Re: Financing of A-Modell A5 Highway Concession Mgmt For For 16 Approve Transaction with Vinci Concessions Re: Participation in ASF Mgmt For For 17 Approve Additional Pension Scheme Agreement for Xavier Huillard Mgmt For For 18 Approve Severance Payment Agreement for Xavier Huillard Mgmt For Against 19 Approve Transaction with YTSeuropaconsultants Re: Consulting Services Mgmt For Against Special Business Mgmt 20 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 21 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million Mgmt For For 22 Approve Employee Stock Purchase Plan Mgmt For Against 23 Approve Stock Purchase Plan Reserved for International Employees Mgmt For Against 24 Amend Articles 17 of Bylaws Re: Attendance to General Meetings Through Videoconference and Telecommunication Mgmt For For 25 Authorize Filing of Required Documents/Other Formalities Curtiss-Wright Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: CW 07-May-10 USA 231561101 Annual 01-Mar-10 CUSIP: 231561101 ISIN: US2315611010 SEDOL: 2241205 Page 103 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Martin R. Benante Mgmt For For 1.2 Elect Director S. Marce Fuller Mgmt For For 1.3 Elect Director Allen A. Kozinski Mgmt For For 1.4 Elect Director Carl G. Miller Mgmt For For 1.5 Elect Director William B. Mitchell Mgmt For For 1.6 Elect Director John R. Myers Mgmt For For 1.7 Elect Director John B. Nathman Mgmt For For 1.8 Elect Director William W. Sihler Mgmt For For 1.9 Elect Director Albert E. Smith Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For Granite Construction Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 387328107 Annual 12-Mar-10 Ticker: GVA CUSIP: 387328107 ISIN: US3873281071 SEDOL: 2381189 Vote Proponent Mgmt Rec Instruction 1 Elect Director William G. Dorey Mgmt For For 2 Elect Director Rebecca A. McDonald Mgmt For For 3 Elect Director William H. Powell Mgmt For For 4 Elect Director Claes G. Bjork Mgmt For For 5 Approve Qualified Employee Stock Purchase Plan Mgmt For For 6 Approve Executive Incentive Bonus Plan Mgmt For For 7 Approve/Amend Executive Incentive Bonus Plan Mgmt For For 8 Ratify Auditors Mgmt For For Occidental Petroleum Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 674599105 Annual 15-Mar-10 Ticker: OXY CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408 Vote Proponent Mgmt Rec Instruction 1 Elect Director Spencer Abraham Mgmt For For 2 Elect Director John S. Chalsty Mgmt For For 3 Elect Director Stephen I. Chazen Mgmt For For 4 Elect Director Edward P. Djerejian Mgmt For For 5 Elect Director John E. Feick Mgmt For For 6 Elect Director Carlos M. Gutierrez Mgmt For For Page 104 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Elect Director Ray R. Irani Mgmt For For 8 Elect Director Irvin W. Maloney Mgmt For For 9 Elect Director Avedick B. Poladian Mgmt For For 10 Elect Director Rodolfo Segovia Mgmt For For 11 Elect Director Aziz D. Syriani Mgmt For For 12 Elect Director Rosemary Tomich Mgmt For For 13 Elect Director Walter L. Weisman Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Omnibus Stock Plan Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 17 Limit Executive Compensation SH Against Against 18 Require Independent Board Chairman SH Against Against 19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 20 Report on Host Country Social and Environmental Laws SH Against Against 21 Require a Majority Vote for the Election of Directors SH Against For 22 Report on Policy for Increasing Safety by Reducing Hazardous SH Against Against Substance Usage and Re-locating Facilities 23 Double Trigger on Equity Plans SH Against Against Standard Chartered plc Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 United Kingdom G84228157 Annual 05-May-10 Ticker: N/A CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Final Dividend Mgmt For For 3 Approve Remuneration Report Mgmt For For 4 Re-elect Jamie Dundas as Director Mgmt For For 5 Re-elect Val Gooding as Director Mgmt For For 6 Re-elect Rudy Markham as Director Mgmt For For 7 Re-elect John Peace as Director Mgmt For For 8 Re-elect Peter Sands as Director Mgmt For For 9 Re-elect Paul Skinner as Director Mgmt For For 10 Re-elect Oliver Stocken as Director Mgmt For For 11 Elect Jaspal Bindra as Director Mgmt For For 12 Elect Richard Delbridge as Director Mgmt For For 13 Elect Dr Han Seung-soo as Director Mgmt For For 14 Elect Simon Lowth as Director Mgmt For For Page 105 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 15 Elect Mike Rees as Director Mgmt For For 16 Reappoint KPMG Audit plc as Auditors Mgmt For For 17 Authorise Board to Fix Remuneration of Auditors Mgmt For For 18 Approve EU Political Donations and Expenditure Mgmt For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 23 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 24 Authorise Market Purchase Mgmt For For 25 Authorise Market Purchase Mgmt For For 26 Adopt New Articles of Association Mgmt For For 27 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 28 Amend Restricted Share Scheme Mgmt For For 29 Approve Waiver on the Reporting and Annual Review Mgmt For For Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek 30 Approve the Waiver in Respect of the Requirement to Enter into Mgmt For For Fixed-term Written Agreements with Temasek 31 Approve Future Ongoing Banking Transactions with Temasek Mgmt For For The Goldman Sachs Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 38141G104 Annual 08-Mar-10 Ticker: GS CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lloyd C. Blankfein Mgmt For For 1.2 Elect Director John H. Bryan Mgmt For For 1.3 Elect Director Gary D. Cohn Mgmt For For 1.4 Elect Director Claes Dahlback Mgmt For For 1.5 Elect Director Stephen Friedman Mgmt For For 1.6 Elect Director William W. George Mgmt For For 1.7 Elect Director James A. Johnson Mgmt For For 1.8 Elect Director Lois D. Juliber Mgmt For For 1.9 Elect Director Lakshmi N. Mittal Mgmt For For 1.10 Elect Director James J. Schiro Mgmt For For 1.11 Elect Director H. Lee Scott, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For Page 106 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Reduce Supermajority Vote Requirement Mgmt For For 5 Provide Right to Call Special Meeting Mgmt For For 6 Provide for Cumulative Voting SH Against Against 7 Report on Collateral in Derivatives Trading SH Against Against 8 Require Independent Board Chairman SH Against Against 9 Report on Political Contributions SH Against Against 10 Report on Global Warming Science SH Against Against 11 Report on Pay Disparity SH Against Against 12 Stock Retention/Holding Period SH Against Against Teton Advisors, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-May-10 USA 88165Y200 Annual 31-Mar-10 Ticker: TETAA CUSIP: 88165Y200 ISIN: US88165Y2000 SEDOL: B40GKT4 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Bruce N. Alpert Mgmt For Withhold 1.2 Elect Director Nicholas F. Galluccio Mgmt For Withhold 1.3 Elect Director Howard F. Ward Mgmt For Withhold 1.4 Elect Director Robert S. Zuccaro Mgmt For For Anixter International Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 035290105 Annual 19-Mar-10 Ticker: AXE CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lord James Blyth Mgmt For For 1.2 Elect Director Frederic F. Brace Mgmt For For 1.3 Elect Director Linda Walker Bynoe Mgmt For For 1.4 Elect Director Robert J. Eck Mgmt For For 1.5 Elect Director Robert W. Grubbs, Jr. Mgmt For For 1.6 Elect Director F. Philip Handy Mgmt For For 1.7 Elect Director Melvyn N. Klein Mgmt For For 1.8 Elect Director George Munoz Mgmt For For 1.9 Elect Director Stuart M. Sloan Mgmt For For 1.10 Elect Director Matthew Zell Mgmt For For 1.11 Elect Director Samuel Zell Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Page 107 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 ArcelorMittal Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 Luxembourg L0302D129 Annual 26-Apr-10 Ticker: N/A CUSIP: N/A ISIN: N/A SEDOL: 7281886 Vote Proponent Mgmt Rec Instruction Annual Meeting Mgmt Ordinary Business Mgmt 1 Receive and Approve Directors' and Auditors' Reports Mgmt 2 Accept Consolidated Financial Statements Mgmt For For 3 Accept Financial Statements Mgmt For For 4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For Share 5 Approve Remuneration of Directors Mgmt For For 6 Approve Discharge of Directors Mgmt For For 7 Acknowledge Cooptation of Jeannot Krecke as Director Mgmt For Against 8 Reelect Vanisha Mittal Bhatia as Director Mgmt For Against 9 Elect Jeannot Krecke as Director Mgmt For Against 10 Approve Share Repurchase Program Mgmt For Against 11 Ratify Deloitte SA as Auditors Mgmt For For 12 Approve Share Plan Grant Mgmt For For 13 Approve Employee Stock Purchase Plan Mgmt For For Extraordinary Business Mgmt 14 Waive Requirement for Mandatory Offer to All Shareholders Mgmt For For Boston Scientific Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 101137107 Annual 12-Mar-10 Ticker: BSX CUSIP: 101137107 ISIN: US1011371077 SEDOL: 2113434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John E. Abele Mgmt For For 1.2 Elect Director Katharine T. Bartlett Mgmt For For 1.3 Elect Director Bruce L. Byrnes Mgmt For For 1.4 Elect Director Nelda J. Connors Mgmt For For 1.5 Elect Director J. Raymond Elliott Mgmt For For 1.6 Elect Director Marye Anne Fox Mgmt For For 1.7 Elect Director Ray J. Groves Mgmt For For 1.8 Elect Director Ernest Mario Mgmt For For 1.9 Elect Director N.J. Nicholas, Jr. Mgmt For For Page 108 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.10 Elect Director Pete M. Nicholas Mgmt For For 1.11 Elect Director Uwe E. Reinhardt Mgmt For For 1.12 Elect Director John E. Sununu Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain Cal Dive International, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 12802T101 Annual 12-Mar-10 Ticker: DVR CUSIP: 12802T101 ISIN: US12802T1016 SEDOL: B1L5W93 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Owen E. Kratz Mgmt For For 1.2 Elect Director David E. Preng Mgmt For For 2 Ratify Auditors Mgmt For For EMS Technologies, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 26873N108 Annual 19-Mar-10 Ticker: ELMG CUSIP: 26873N108 ISIN: US26873N1081 SEDOL: 2309619 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Amb. John R. Bolton Mgmt For For 1.2 Elect Director Hermann Buerger Mgmt For Withhold 1.3 Elect Director Joseph D. Burns Mgmt For For 1.4 Elect Director John R. Kreick Mgmt For Withhold 1.5 Elect Director John B. Mowell Mgmt For Withhold 1.6 Elect Director Thomas W. O'Connell Mgmt For Withhold 1.7 Elect Director Bradford W. Parkinson Mgmt For Withhold 1.8 Elect Director Norman E. Thagard, M.D. Mgmt For Withhold 1.9 Elect Director John L. Woodward, Jr. Mgmt For Withhold 2 Ratify Auditors Mgmt For For Equity LifeStyle Properties, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 29472R108 Annual 05-Mar-10 Ticker: ELS CUSIP: 29472R108 ISIN: US29472R1086 SEDOL: 2563125 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Philip C. Calian Mgmt For For 1.2 Elect Director David J. Contis Mgmt For For 1.3 Elect Director Thomas E. Dobrowski Mgmt For For Page 109 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.4 Elect Director Thomas P. Heneghan Mgmt For For 1.5 Elect Director Sheli Z. Rosenberg Mgmt For For 1.6 Elect Director Howard Walker Mgmt For For 1.7 Elect Director Gary L. Waterman Mgmt For For 1.8 Elect Director Samuel Zell Mgmt For For 2 Ratify Auditors Mgmt For For Skyworks Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 83088M102 Annual 23-Mar-10 Ticker: SWKS CUSIP: 83088M102 ISIN: US83088M1027 SEDOL: 2961053 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kevin L. Beebe Mgmt For For 1.2 Elect Director Timothy R. Furey Mgmt For For 1.3 Elect Director David J. McLachlan Mgmt For For 2 Ratify Auditors Mgmt For For Unilever NV Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 Netherlands N8981F271 Annual 20-Apr-10 Ticker: N/A CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1 Vote Proponent Mgmt Rec Instruction Annual Meeting Mgmt 1 Receive Report of Management Board (Non-Voting) Mgmt 2 Approve Financial Statements and Allocation of Income Mgmt For For 3 Approve Discharge of Executive Directors Mgmt For For 4 Approve Discharge of Non-Executive Directors Mgmt For For 5 Reelect P.G.J.M. Polman to Executive Board Mgmt For For 6 Elect R.J-M.S. Huet to Executive Board Mgmt For For 7 Reelect L.O. Fresco as Non-Executive Director Mgmt For For 8 Reelect A.M. Fudge as Non-Executive Director Mgmt For For 9 Reelect C.E. Golden as Non-Executive Director Mgmt For For 10 Reelect B.E. Grote as Non-Executive Director Mgmt For For 11 Reelect H. Nyasulu as Non-Executive Director Mgmt For For 12 Reelect K.J. Storm as Non-Executive Director Mgmt For For 13 Reelect M. Treschow as Non-Executive Director Mgmt For For 14 Reelect J. van der Veer as Non-Executive Director Mgmt For For 15 Elect P. Walsh as Non-Executive Director Mgmt For For Page 110 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 16 Elect M. Rifkind as Non-Executive Director Mgmt For For 17 Approve Management Co-Investment Plan Mgmt For For 18 Amend Performance Criteria of the Annual Bonus Mgmt For For 19 Amend Performance Criteria of the Long-Term Incentive Plan Mgmt For For 20 Approve Cancellation of 4 Percent Cumulative Preference Shares Mgmt For For 21 Authorize Repurchase of 6% Cumulative Preference Shares and Mgmt For For 7% Cumulative Preference Shares 22 Authorize Repurchase of Up to Ten Percent of Issued Share Mgmt For For Capital 23 Approve Authorization to Cancel Ordinary Shares Mgmt For For 24 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 25 Ratify PricewaterhouseCoopers as Auditors Mgmt For For 26 Allow Questions and Close Meeting Mgmt Waste Management, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 94106L109 Annual 15-Mar-10 Ticker: WM CUSIP: 94106L109 ISIN: US94106L1098 SEDOL: 2937667 Vote Proponent Mgmt Rec Instruction 1 Elect Director Pastora San Juan Cafferty Mgmt For For 2 Elect Director Frank M. Clark, Jr. Mgmt For For 3 Elect Director Patrick W. Gross Mgmt For For 4 Elect Director John C. Pope Mgmt For For 5 Elect Director W. Robert Reum Mgmt For For 6 Elect Director Steven G. Rothmeier Mgmt For For 7 Elect Director David P. Steiner Mgmt For For 8 Elect Director Thomas H. Weidemeyer Mgmt For For 9 Ratify Auditors Mgmt For For 10 Reduce Supermajority Vote Requirement Mgmt For For 11 Report on Political Contributions SH Against Against 12 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For Berry Petroleum Company Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 085789105 Annual 15-Mar-10 Ticker: BRY CUSIP: 085789105 ISIN: US0857891057 SEDOL: 2094227 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director J. Bryant Mgmt For For Page 111 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director R. Busch III Mgmt For For 1.3 Elect Director W. Bush Mgmt For For 1.4 Elect Director S. Cropper Mgmt For For 1.5 Elect Director J. Gaul Mgmt For For 1.6 Elect Director R. Heinemann Mgmt For For 1.7 Elect Director T. Jamieson Mgmt For For 1.8 Elect Director J. Keller Mgmt For For 1.9 Elect Director M. Young Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For BG Group plc Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 United Kingdom G1245Z108 Annual 10-May-10 Ticker: N/A CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Elect Mark Seligman as Director Mgmt For For 5 Re-elect Peter Backhouse as Director Mgmt For For 6 Re-elect Lord Sharman as Director Mgmt For For 7 Re-elect Philippe Varin as Director Mgmt For For 8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 9 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For 10 Authorise EU Political Donations and Expenditure Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For 14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 15 Adopt New Articles of Association Mgmt For For BNP Paribas Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 France F1058Q238 Annual/Special 07-May-10 Ticker: N/A CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt Page 112 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 2 Approve Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.50 per Share Mgmt For For 4 Acknowledge Auditors' Special Report Mentioning the Absence of New Related-Party Transactions Mgmt For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 6 Reelect Louis Schweitzer as Director Mgmt For Against 7 Elect Michel Tilmant as Director Mgmt For Against 8 Elect Emiel Van Broekhoven as Director Mgmt For Against 9 Elect Meglena Kuneva as Director Mgmt For For 10 Elect Jean Laurent Bonnafe as Director Mgmt For Against 11 Approve Remuneration of Directors in the Aggregate Amount of EUR 975,000 Mgmt For For Special Business Mgmt 12 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion Mgmt For For 13 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million Mgmt For For 14 Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers Mgmt For For 15 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 16 Set Total Limit for Capital Increase to Result from Issuance Requests under Items 8 to 10 at EUR 350 Million Mgmt For For 17 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value Mgmt For For 18 Set Total Limit for Capital Increase to Result from Issuance Requests under Items 7 to 10 at EUR1 Billion Mgmt For For 19 Approve Employee Stock Purchase Plan Mgmt For For 20 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 21 Approve Merger by Absorption of Fortis Banque France Mgmt For For 22 Amend Bylaws to Remove All References to Preferred Stock (Class B) Suscribed by SPPE on March 31, 2009; And Adopt new Version of Bylaws Mgmt For For 23 Authorize Filing of Required Documents/Other Formalities Mgmt For For ConocoPhillips Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: COP 12-May-10 USA 20825C104 Annual 15-Mar-10 CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717 Proponent Mgmt Rec Vote Instruction Page 113 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Richard L. Armitage Mgmt For For 1.2 Elect Director Richard H. Auchinleck Mgmt For For 1.3 Elect Director James E. Copeland, Jr. Mgmt For For 1.4 Elect Director Kenneth M. Duberstein Mgmt For For 1.5 Elect Director Ruth R. Harkin Mgmt For For 1.6 Elect Director Harold W. Mcgraw III Mgmt For For 1.7 Elect Director James J. Mulva Mgmt For For 1.8 Elect Director Robert A. Niblock Mgmt For For 1.9 Elect Director Harald J. Norvik Mgmt For For 1.10 Elect Director William K. Reilly Mgmt For For 1.11 Elect Director Bobby S. Shackouls Mgmt For For 1.12 Elect Director Victoria J. Tschinkel Mgmt For For 1.13 Elect Director Kathryn C. Turner Mgmt For For 1.14 Elect Director William E. Wade, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Report on Board Risk Management Oversight SH Against Against 4 Adopt Quantitative GHG Goals for Products and Operations SH Against For 5 Report on Environmental Impact of Oil Sands Operations in SH Against Against Canada 6 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against Impacts 7 Report on Financial Risks of Climate Change SH Against Against 8 Adopt Goals to Reduce Emission of TRI Chemicals SH Against For 9 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For Orientation and Gender Identity 10 Report on Political Contributions SH Against Against CVS Caremark Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 126650100 Annual 15-Mar-10 Ticker: CVS CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609 Vote Proponent Mgmt Rec Instruction 1 Elect Director Edwin M. Banks Mgmt For Against 2 Elect Director C. David Brown II Mgmt For Against 3 Elect Director David W. Dorman Mgmt For Against 4 Elect Director Kristen Gibney Williams Mgmt For For 5 Elect Director Marian L. Heard Mgmt For Against 6 Elect Director William H. Joyce Mgmt For For 7 Elect Director Jean-Pierre Millon Mgmt For For 8 Elect Director Terrence Murray Mgmt For For Page 114 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Elect Director C.A. Lance Piccolo Mgmt For For 10 Elect Director Sheli Z. Rosenberg Mgmt For Against 11 Elect Director Thomas M. Ryan Mgmt For For 12 Elect Director Richard J. Swift Mgmt For For 13 Ratify Auditors Mgmt For For 14 Approve Omnibus Stock Plan Mgmt For For 15 Provide Right to Call Special Meeting Mgmt For For 16 Report on Political Contributions SH Against Against 17 Adopt Global Warming Principles SH Against Against Dril-Quip, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 262037104 Annual 25-Mar-10 Ticker: DRQ CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alexander P. Shukis Mgmt For For 2 Ratify Auditors Mgmt For For Eastman Kodak Company Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 277461109 Annual 15-Mar-10 Ticker: EK CUSIP: 277461109 ISIN: US2774611097 SEDOL: 2300601 Vote Proponent Mgmt Rec Instruction 1 Elect Director Richard S. Braddock Mgmt For For 2 Elect Director Herald Y. Chen Mgmt For For 3 Elect Director Adam H. Clammer Mgmt For For 4 Elect Director Timothy M. Donahue Mgmt For For 5 Elect Director Michael J. Hawley Mgmt For For 6 Elect Director William H. Hernandez Mgmt For For 7 Elect Director Douglas R. Lebda Mgmt For For 8 Elect Director Debra L. Lee Mgmt For For 9 Elect Director Delano E. Lewis Mgmt For For 10 Elect Director William G. Parrett Mgmt For For 11 Elect Director Antonio M. Perez Mgmt For For 12 Elect Director Joel Seligman Mgmt For For 13 Elect Director Dennis F. Strigl Mgmt For For 14 Elect Director Laura D'Andrea Tyson Mgmt For For 15 Ratify Auditors Mgmt For For Page 115 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 16 Amend Omnibus Stock Plan Mgmt For Against 17 Amend Executive Incentive Bonus Plan Mgmt For For Knight Capital Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 499005106 Annual 01-Apr-10 Ticker: NITE CUSIP: 499005106 ISIN: US4990051066 SEDOL: 2266275 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William L. Bolster Mgmt For For 1.2 Elect Director Gary R. Griffith Mgmt For For 1.3 Elect Director Thomas M. Joyce Mgmt For For 1.4 Elect Director James W. Lewis Mgmt For For 1.5 Elect Director Thomas C. Lockburner Mgmt For For 1.6 Elect Director James T. Milde Mgmt For For 1.7 Elect Director Christopher C. Quick Mgmt For For 1.8 Elect Director Laurie M. Shahon Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For ManTech International Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 564563104 Annual 18-Mar-10 Ticker: MANT CUSIP: 564563104 ISIN: US5645631046 SEDOL: 2825308 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director George J. Pedersen Mgmt For For 1.2 Elect Director Richard L. Armitage Mgmt For For 1.3 Elect Director Mary K. Bush Mgmt For For 1.4 Elect Director Barry G. Campbell Mgmt For For 1.5 Elect Director W.R. Fatzinger, Jr. Mgmt For For 1.6 Elect Director David E. Jeremiah Mgmt For For 1.7 Elect Director Richard J. Kerr Mgmt For For 1.8 Elect Director Kenneth A. Minihan Mgmt For For 1.9 Elect Director Stephen W. Porter Mgmt For For 1.10 Elect Director Lawrence B. Prior, III Mgmt For For 2 Ratify Auditors Mgmt For For Murphy Oil Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 626717102 Annual 15-Mar-10 Ticker: MUR Page 116 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 626717102 ISIN: US6267171022 SEDOL: 2611206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Frank W. Blue Mgmt For For 1.2 Elect Director Claiborne P. Deming Mgmt For For 1.3 Elect Director Robert A. Hermes Mgmt For For 1.4 Elect Director James V. Kelley Mgmt For For 1.5 Elect Director R. Madison Murphy Mgmt For For 1.6 Elect Director William C. Nolan, Jr. Mgmt For For 1.7 Elect Director Neal E. Schmale Mgmt For For 1.8 Elect Director David J. H. Smith Mgmt For For 1.9 Elect Directors Caroline G. Theus Mgmt For For 1.10 Elect Directors David M. Wood Mgmt For For 2 Ratify Auditors Mgmt For For Philip Morris International Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 718172109 Annual 16-Mar-10 Ticker: PM CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3 Vote Proponent Mgmt Rec Instruction 1 Elect Director Harold Brown Mgmt For For 2 Elect Director Mathis Cabiallavetta Mgmt For For 3 Elect Director Louis C. Camilleri Mgmt For For 4 Elect Director J. Dudley Fishburn Mgmt For For 5 Elect Director Jennifer Li Mgmt For For 6 Elect Director Graham Mackay Mgmt For For 7 Elect Director Sergio Marchionne Mgmt For For 8 Elect Director Lucio A. Noto Mgmt For For 9 Elect Director Carlos Slim Helu Mgmt For For 10 Elect Director Stephen M. Wolf Mgmt For For 11 Ratify Auditors Mgmt For For 12 Report on Effect of Marketing Practices on the Poor SH Against Against 13 Establish Supplier Human Rights Purchasing Protocols SH Against Against Rogers Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 775133101 Annual 16-Mar-10 Ticker: ROG CUSIP: 775133101 ISIN: US7751331015 SEDOL: 2746700 Vote Proponent Mgmt Rec Instruction Page 117 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Charles M. Brennan, III Mgmt For For 1.2 Elect Director Gregory B. Howey Mgmt For For 1.3 Elect Director J. Carl Hsu Mgmt For For 1.4 Elect Director Carol R. Jensen Mgmt For For 1.5 Elect Director Eileen S. Kraus Mgmt For For 1.6 Elect Director William E. Mitchell Mgmt For For 1.7 Elect Director Robert G. Paul Mgmt For For 1.8 Elect Director Robert D. Wachob Mgmt For For 2 Ratify Auditors Mgmt For For The Warnaco Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 934390402 Annual 18-Mar-10 Ticker: WRC CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668 Vote Proponent Mgmt Rec Instruction 1 Elect Director David A. Bell Mgmt For For 2 Elect Director Robert A. Bowman Mgmt For For 3 Elect Director Richard Karl Goeltz Mgmt For For 4 Elect Director Joseph R. Gromek Mgmt For For 5 Elect Director Sheila A. Hopkins Mgmt For For 6 Elect Director Charles R. Perrin Mgmt For For 7 Elect Director Nancy A. Reardon Mgmt For For 8 Elect Director Donald L. Seeley Mgmt For For 9 Elect Director Cheryl Nido Turpin Mgmt For For 10 Ratify Auditors Mgmt For For Tower Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 891777104 Annual 16-Mar-10 Ticker: TWGP CUSIP: 891777104 ISIN: US8917771045 SEDOL: B03KNS5 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Charles A. Bryan Mgmt For For 1.2 Elect Director Robert S. Smith Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain Tupperware Brands Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 899896104 Annual 15-Mar-10 Ticker: TUP Page 118 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 899896104 ISIN: US8998961044 SEDOL: 2872069 Vote Proponent Mgmt Rec Instruction 1 Elect Director Rita Bornstein, Ph.D. Mgmt For For 2 Elect Director Kriss Cloninger, III Mgmt For For 3 Elect Director E.V. Goings Mgmt For For 4 Elect Director Joe R. Lee Mgmt For For 5 Elect Director Bob Marbut Mgmt For For 6 Elect Director Antonio Monteiro de Castro Mgmt For For 7 Elect Director David R. Parker Mgmt For For 8 Elect Director Joyce M. Roche Mgmt For For 9 Elect Director J. Patrick Spainhour Mgmt For For 10 Elect Director M. Anne Szostak Mgmt For For 11 Ratify Auditors Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 13 Approve Omnibus Stock Plan Mgmt For Against Unilever plc Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 United Kingdom G92087165 Annual 10-May-10 Ticker: N/A CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Re-elect Paul Polman as Director Mgmt For For 4 Elect Jean-Marc Huet as Director Mgmt For For 5 Re-elect Louise Fresco as Director Mgmt For For 6 Re-elect Ann Fudge as Director Mgmt For For 7 Re-elect Charles Golden as Director Mgmt For For 8 Re-elect Byron Grote as Director Mgmt For For 9 Re-elect Hixonia Nyasulu as Director Mgmt For For 10 Re-elect Kees Storm as Director Mgmt For For 11 Re-elect Michael Treschow as Director Mgmt For For 12 Re-elect Jeroen van der Veer as Director Mgmt For For 13 Re-elect Paul Walsh as Director Mgmt For For 14 Elect Sir Malcolm Rifkind as Director Mgmt For For 15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For Page 119 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Authorise EU Political Donations and Expenditure Mgmt For For 21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 22 Approve the Management Co-Investment Plan Mgmt For For 23 Adopt New Articles of Association Mgmt For For Alexanders, Inc Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 014752109 Annual 15-Mar-10 Ticker: ALX CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael D. Fascitelli Mgmt For Withhold 1.2 Elect Director Thomas R. DiBenedetto Mgmt For For 2 Ratify Auditors Mgmt For For AMERIGROUP Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 03073T102 Annual 16-Mar-10 Ticker: AGP CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kay Coles James Mgmt For For 1.2 Elect Director Hala Moddelmog Mgmt For For 1.3 Elect Director Uwe E. Reinhardt, Ph.d. Mgmt For For 2 Ratify Auditors Mgmt For For Bill Barrett Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 06846N104 Annual 15-Mar-10 Ticker: BBG CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William F. Owens Mgmt For For 1.2 Elect Director Randy A. Foutch Mgmt For For 1.3 Elect Director Joseph N. Jaggers Mgmt For For 1.4 Elect Director Edmund P. Segner, III Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors Mgmt For For 4 Reduce Supermajority Vote Requirement SH Against For Page 120 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 C.H. Robinson Worldwide, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 12541W209 Annual 16-Mar-10 Ticker: CHRW CUSIP: 12541W209 ISIN: US12541W2098 SEDOL: 2116228 Vote Proponent Mgmt Rec Instruction 1 Elect Director Steven L. Polacek Mgmt For For 2 Elect Director ReBecca Koenig Roloff Mgmt For For 3 Elect Director Michael W. Wickham Mgmt For For 4 Approve Executive Incentive Bonus Plan Mgmt For For 5 Ratify Auditors Mgmt For For Carter's, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 146229109 Annual 26-Mar-10 Ticker: CRI CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vanessa J. Castagna Mgmt For For 1.2 Elect Director William J. Montgoris Mgmt For For 1.3 Elect Director David Pulver Mgmt For For 2 Ratify Auditors Mgmt For For Cinemark Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 17243V102 Annual 25-Mar-10 Ticker: CNK CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Benjamin D. Chereskin Mgmt For For 1.2 Elect Director Lee Roy Mitchell Mgmt For For 1.3 Elect Director Raymond W. Syufy Mgmt For For 2 Ratify Auditors Mgmt For For Ford Motor Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 345370860 Annual 17-Mar-10 Ticker: F CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen G. Butler Mgmt For For 1.2 Elect Director Kimberly A. Casiano Mgmt For For Page 121 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Anthony F. Earley, Jr. Mgmt For For 1.4 Elect Director Edsel B. Ford II Mgmt For For 1.5 Elect Director William Clay Ford, Jr. Mgmt For For 1.6 Elect Director Richard A. Gephardt Mgmt For For 1.7 Elect Director Irvine O. Hockaday, Jr. Mgmt For For 1.8 Elect Director Richard A. Manoogian Mgmt For For 1.9 Elect Director Ellen R. Marram Mgmt For For 1.10 Elect Director Alan Mulally Mgmt For For 1.11 Elect Director Homer A. Neal Mgmt For For 1.12 Elect Director Gerald L. Shaheen Mgmt For For 1.13 Elect Director John L. Thornton Mgmt For For 2 Ratify Auditors Mgmt For For 3 Adopt NOL Rights Plan (NOL Pill) Mgmt For For 4 Disclose Prior Government Service SH Against Against 5 Adopt Recapitalization Plan SH Against Against 6 Report on Political Contributions SH Against Against 7 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 8 Prohibit Energy Projects Only Concerned With CO2 Reduction SH Against Against General Maritime Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 Marshall Isl Y2693R101 Annual 15-Mar-10 Ticker: GMR CUSIP: Y2693R101 ISIN: MHY2693R1018 SEDOL: B3KH711 Vote Proponent Mgmt Rec Instruction 1.1 Reelect Peter C. Georgiopoulos as Director Mgmt For For 1.2 Reelect William J. Crabtree as Director Mgmt For For 1.3 Reelect Dr. E. Grant Gibbons as Director Mgmt For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For Google Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 38259P508 Annual 15-Mar-10 Ticker: GOOG CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Eric Schmidt Mgmt For For 1.2 Elect Director Sergey Brin Mgmt For For 1.3 Elect Director Larry Page Mgmt For For 1.4 Elect Director L. John Doerr Mgmt For For Page 122 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.5 Elect Director John L. Hennessy Mgmt For For 1.6 Elect Director Ann Mather Mgmt For For 1.7 Elect Director Paul S. Otellini Mgmt For For 1.8 Elect Director K. Ram Shriram Mgmt For For 1.9 Elect Director Shirley M. Tilghman Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Prepare Sustainability Report SH Against For 5 Adopt Principles for Online Advertising SH Against Against 6 Amend Human Rights Policies Regarding Chinese Operations SH Against Against Highwoods Properties, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 431284108 Annual 02-Mar-10 Ticker: HIW CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gene H. Anderson Mgmt For For 1.2 Elect Director Edward J. Fritsch Mgmt For For 1.3 Elect Director David J. Hartzell Mgmt For For 1.4 Elect Director Lawrence S. Kaplan Mgmt For For 1.5 Elect Director Sherry A. Kellett Mgmt For For 1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For Rent-A-Center, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 76009N100 Annual 31-Mar-10 Ticker: RCII CUSIP: 76009N100 ISIN: US76009N1000 SEDOL: 2733092 Vote Proponent Mgmt Rec Instruction 1 Elect Director Mitchel E. Fadel Mgmt For For 2 Elect Director Kerney Laday Mgmt For For 3 Elect Director Paula Stern Mgmt For For 4 Ratify Auditors Mgmt For For Republic Services, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 760759100 Annual 16-Mar-10 Ticker: RSG CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530 Page 123 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Election Director James E. O Connor Mgmt For For 2 Election Director John W. Croghan Mgmt For For 3 Election Director James W. Crownover Mgmt For For 4 Election Director William J. Flynn Mgmt For For 5 Election Director David I. Foley Mgmt For For 6 Election Director Michael Larson Mgmt For For 7 Election Director Nolan Lehmann Mgmt For For 8 Election Director W. Lee Nutter Mgmt For For 9 Election Director Ramon A. Rodriguez Mgmt For For 10 Election Director Allan C. Sorensen Mgmt For For 11 Election Director John M. Trani Mgmt For For 12 Election Director Michael W. Wickham Mgmt For For 13 Ratify Auditors Mgmt For For 14 Report on Political Contributions SH Against Against SIGA Technologies, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 826917106 Annual 31-Mar-10 Ticker: SIGA CUSIP: 826917106 ISIN: US8269171067 SEDOL: 2107437 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Eric A. Rose Mgmt For For 1.2 Elect Director James J. Antal Mgmt For For 1.3 Elect Director Michael J. Bayer Mgmt For For 1.4 Elect Director Thomas E. Constance Mgmt For For 1.5 Elect Director Steven L. Fasman Mgmt For Withhold 1.6 Elect Director Scott M. Hammer Mgmt For For 1.7 Elect Director Joseph W. Marshall, III Mgmt For For 1.8 Elect Director Paul G. Savas Mgmt For Withhold 1.9 Elect Director Bruce Slovin Mgmt For Withhold 1.10 Elect Director Michael A. Weiner Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against The Charles Schwab Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 808513105 Annual 15-Mar-10 Ticker: SCHW CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397 Page 124 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Arun Sarin Mgmt For For 1.2 Elect Director Paula A. Sneed Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For 4 Report on Political Contributions SH Against Against 5 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives The Dow Chemical Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 260543103 Annual 15-Mar-10 Ticker: DOW CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719 Vote Proponent Mgmt Rec Instruction 1 Elect Director Arnold A. Allemang Mgmt For For 2 Elect Director Jacqueline K. Barton Mgmt For For 3 Elect Director James A. Bell Mgmt For Against 4 Elect Director Jeff M. Fettig Mgmt For Against 5 Elect Director Barbara H. Franklin Mgmt For For 6 Elect Director John B. Hess Mgmt For For 7 Elect Director Andrew N. Liveris Mgmt For For 8 Elect Director Paul Polman Mgmt For For 9 Elect Director Dennis H. Reilley Mgmt For For 10 Elect Director James M. Ringler Mgmt For For 11 Elect Director Ruth G. Shaw Mgmt For For 12 Elect Director Paul G. Stern Mgmt For Against 13 Ratify Auditors Mgmt For For 14 Provide Right to Call Special Meeting Mgmt For For 15 Report on Environmental Remediation in Midland Area SH Against Against 16 Stock Retention/Holding Period SH Against Against 17 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Bruker Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 14-May-10 USA 116794108 Annual 31-Mar-10 Ticker: BRKR CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Wolf-Dieter Emmerich Mgmt For For Page 125 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Brenda J. Furlong Mgmt For For 1.3 Elect Director Frank H. Laukien Mgmt For Withhold 1.4 Elect Director Richard A. Packer Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Tanger Factory Outlet Centers, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 14-May-10 USA 875465106 Annual 18-Mar-10 Ticker: SKT CUSIP: 875465106 ISIN: US8754651060 SEDOL: 2874582 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jack Africk Mgmt For For 1.2 Elect Director Steven B. Tanger Mgmt For For 1.3 Elect Director William G. Benton Mgmt For For 1.4 Elect Director Bridget Ryan Berman Mgmt For For 1.5 Elect Director Thomas E. Robinson Mgmt For For 1.6 Elect Director Allan L. Schuman Mgmt For For 1.7 Elect Director Stanley K. Tanger Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against Vulcan Materials Company Meeting Date Country Primary Security ID Meeting Type Record Date 14-May-10 USA 929160109 Annual 17-Mar-10 Ticker: VMC CUSIP: 929160109 ISIN: US9291601097 SEDOL: 2931205 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Douglas J. McGregor Mgmt For For 1.2 Elect Director Vincent J. Trosino Mgmt For For 1.3 Elect Director Philip J. Carroll, Jr. Mgmt For For 1.4 Elect Director James V. Napier Mgmt For For 2 Ratify Auditors Mgmt For For 3 Require a Majority Vote for the Election of Directors SH Against For Consolidated Edison, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 17-May-10 USA 209115104 Annual 30-Mar-10 Ticker: ED CUSIP: 209115104 ISIN: US2091151041 SEDOL: 2216850 Vote Proponent Mgmt Rec Instruction 1 Elect Director Kevin Burke Mgmt For For Page 126 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director Vincent A. Calarco Mgmt For For 3 Elect Director George Campbell, Jr. Mgmt For For 4 Elect Director Gordon J. Davis Mgmt For For 5 Elect Director Michael J. Del Giudice Mgmt For For 6 Elect Director Ellen V. Futter Mgmt For For 7 Elect Director John F. Hennessy, III Mgmt For For 8 Elect Director Sally Hernandez Mgmt For For 9 Elect Director John F. Killian Mgmt For For 10 Elect Director Eugene R. McGrath Mgmt For For 11 Elect Director Michael W. Ranger Mgmt For For 12 Elect Director L. Frederick Sutherland Mgmt For For 13 Ratify Auditors Mgmt For For 14 Increase Disclosure of Executive Compensation SH Against Against Sanofi Aventis Meeting Date Country Primary Security ID Meeting Type Record Date 17-May-10 France F5548N101 Annual/Special 12-May-10 Ticker: N/A CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.40 per Mgmt For For Share 4 Receive Auditors' Special Report Mentioning the Absence of New Mgmt For Against Related-Party Transactions 5 Ratify Appointment of Serge Weinberg as Director Mgmt For Against 6 Elect Catherine Brechignac as Director Mgmt For For 7 Reelect Robert Castaigne as Director Mgmt For Against 8 Reelect Lord Douro as Director Mgmt For For 9 Reelect Christian Mulliez as Director Mgmt For Against 10 Reelect Christopher Viehbacher as Director Mgmt For Against 11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt 12 Amend Articles 11 of Bylaws Re: Shareholding Requirements and Mgmt For For Length of Term for Directors 13 Authorize Filing of Required Documents/Other Formalities Mgmt For For Page 127 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 B&G Foods, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 05508R106 Annual 26-Mar-10 Ticker: BGS CUSIP: 05508R106 ISIN: US05508R1068 SEDOL: B034L49 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert C. Cantwell Mgmt For For 1.2 Elect Director James R. Chambers Mgmt For For 1.3 Elect Director Cynthia T. Jamison Mgmt For For 1.4 Elect Director Dennis M. Mullen Mgmt For For 1.5 Elect Director Alfred Poe Mgmt For For 1.6 Elect Director Stephen C. Sherrill Mgmt For For 1.7 Elect Director David L. Wenner Mgmt For For 2 Eliminate Class of Common Stock Mgmt For For 3 Increase Authorized Common Stock Mgmt For For 4 Amend Omnibus Stock Plan Mgmt For Against 5 Ratify Auditors Mgmt For For Benchmark Electronics, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 08160H101 Annual 29-Mar-10 Ticker: BHE CUSIP: 08160H101 ISIN: US08160H1014 SEDOL: 2090816 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Cary T. Fu Mgmt For For 1.2 Elect Director Michael R. Dawson Mgmt For For 1.3 Elect Director Peter G. Dorflinger Mgmt For For 1.4 Elect Director Douglas G. Duncan Mgmt For For 1.5 Elect Director Laura W. Lang Mgmt For For 1.6 Elect Director Bernee D.L. Strom Mgmt For For 1.7 Elect Director Clay C. Williams Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Amend Shareholder Rights Plan (Poison Pill) Mgmt For For 4 Ratify Auditors Mgmt For For Emergency Medical Services Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 29100P102 Annual 01-Apr-10 Ticker: EMS CUSIP: 29100P102 ISIN: US29100P1021 SEDOL: B0V02G8 Vote Proponent Mgmt Rec Instruction Page 128 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Steven B. Epstein Mgmt For For 1.2 Elect Director Paul B. Iannini Mgmt For For 1.3 Elect Director James T. Kelly Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For JPMorgan Chase & Co. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 46625h100 Annual 19-Mar-10 Ticker: JPM CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Crandall C. Bowles Mgmt For For 1.2 Elect Director Stephen B. Burke Mgmt For For 1.3 Elect Director David M. Cote Mgmt For For 1.4 Elect Director James S. Crown Mgmt For For 1.5 Elect Director James Dimon Mgmt For For 1.6 Elect Director Ellen V. Futter Mgmt For For 1.7 Elect Director William H. Gray, III Mgmt For For 1.8 Elect Director Laban P. Jackson, Jr. Mgmt For For 1.9 Elect Director David C. Novak Mgmt For For 1.10 Elect Director Lee R. Raymond Mgmt For For 1.11 Elect Director William C. Weldon Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 4 Affirm Political Non-Partisanship SH Against Against 5 Amend Bylaws-- Call Special Meetings SH Against For 6 Report on Collateral in Derivatives Trading SH Against Against 7 Provide Right to Act by Written Consent SH Against For 8 Require Independent Board Chairman SH Against Against 9 Report on Pay Disparity SH Against Against 10 Stock Retention/Holding Period SH Against Against Kraft Foods Inc Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 50075N104 Annual 11-Mar-10 Ticker: KFT CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296 Vote Proponent Mgmt Rec Instruction 1 Elect Director Ajaypal S. Banga Mgmt For For Page 129 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director Myra M. Hart Mgmt For For 3 Elect Director Lois D. Juliber Mgmt For For 4 Elect Director Mark D. Ketchum Mgmt For For 5 Elect Director Richard A. Lerner Mgmt For For 6 Elect Director Mackey J. McDonald Mgmt For For 7 Elect Director John C. Pope Mgmt For For 8 Elect Director Fredric G. Reynolds Mgmt For For 9 Elect Director Irene B. Rosenfeld Mgmt For For 10 Elect Director J.F. Van Boxmeer Mgmt For For 11 Elect Director Deborah C. Wright Mgmt For For 12 Elect Director Frank G. Zarb Mgmt For For 13 Ratify Auditors Mgmt For For 14 Provide Right to Act by Written Consent SH Against For Medicis Pharmaceutical Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 584690309 Annual 19-Mar-10 Ticker: MRX CUSIP: 584690309 ISIN: US5846903095 SEDOL: 2576510 Vote Proponent Mgmt Rec Instruction 1 Elect Director Michael A. Pietrangelo Mgmt For For 2 Elect Director Lottie H. Shackelford Mgmt For For 3 Elect Director Jonah Shacknai Mgmt For For 4 Ratify Auditors Mgmt For For Morgan Stanley Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 617446448 Annual 22-Mar-10 Ticker: MS CUSIP: 617446448 ISIN: US6174464486 SEDOL: 2262314 Vote Proponent Mgmt Rec Instruction 1 Elect Director Roy J. Bostock Mgmt For For 2 Elect Director Erskine B. Bowles Mgmt For For 3 Elect Director Howard J. Davies Mgmt For For 4 Elect Director James P. Gorman Mgmt For For 5 Elect Director James H. Hance, Jr. Mgmt For For 6 Elect Director Nobuyuki Hirano Mgmt For For 7 Elect Director C. Robert Kidder Mgmt For For 8 Elect Director John J. Mack Mgmt For For 9 Elect Director Donald T. Nicolaisen Mgmt For For Page 130 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Elect Director Charles H. Noski Mgmt For For 11 Elect Director Hutham S. Olayan Mgmt For For 12 Elect Director O. Griffith Sexton Mgmt For For 13 Elect Director Laura D. Tyson Mgmt For For 14 Ratify Auditors Mgmt For For 15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 16 Amend Omnibus Stock Plan Mgmt For Against 17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 18 Stock Retention/Holding Period SH Against Against 19 Require Independent Board Chairman SH Against Against 20 Report on Pay Disparity SH Against Against 21 Claw-back of Payments under Restatements SH Against Against Psychiatric Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 74439H108 Annual 01-Apr-10 Ticker: PSYS CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mark P. Clein Mgmt For For 1.2 Elect Director Richard D. Gore Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Royal Dutch Shell plc Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 United Kingdom G7690A118 Annual 16-May-10 Ticker: N/A CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Elect Charles Holliday as Director Mgmt For For 4 Re-elect Josef Ackermann as Director Mgmt For For 5 Re-elect Malcolm Brinded as Director Mgmt For For 6 Re-elect Simon Henry as Director Mgmt For For 7 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For 8 Re-elect Wim Kok as Director Mgmt For For 9 Re-elect Nick Land as Director Mgmt For For 10 Re-elect Christine Morin-Postel as Director Mgmt For For Page 131 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11 Re-elect Jorma Ollila as Director Mgmt For For 12 Re-elect Jeroen van der Veer as Director Mgmt For For 13 Re-elect Peter Voser as Director Mgmt For For 14 Re-elect Hans Wijers as Director Mgmt For For 15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Approve Scrip Dividend Scheme Mgmt For For 21 Authorise EU Political Donations and Expenditure Mgmt For For 22 Adopt New Articles of Association Mgmt For For Shareholder Resolution Mgmt 23 Direct the Audit Committee or a Risk Committee of the Board to SH Against Against Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects Southwestern Energy Company Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 845467109 Annual 31-Mar-10 Ticker: SWN CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For 1.2 Elect Director Robert L. Howard Mgmt For For 1.3 Elect Director Harold M. Korell Mgmt For For 1.4 Elect Director Vello A. Kuuskraa Mgmt For For 1.5 Elect Director Kenneth R. Mourton Mgmt For For 1.6 Elect Director Steven L. Mueller Mgmt For For 1.7 Elect Director Charles E. Scharlau Mgmt For For 2 Ratify Auditors Mgmt For For 3 Increase Authorized Common Stock Mgmt For For 4 Require a Majority Vote for the Election of Directors SH Against For 5 Report on Political Contributions SH Against Against Washington Real Estate Investment Trust Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 939653101 Annual 15-Mar-10 Ticker: WRE CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304 Vote Proponent Mgmt Rec Instruction Page 132 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director William G. Byrnes Mgmt For For 1.2 Elect Director John P. McDaniel Mgmt For For 1.3 Elect Director George F. McKenzie Mgmt For For 2 Ratify Auditors Mgmt For For ARRIS Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 04269Q100 Annual 24-Mar-10 Ticker: ARRS CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alex B. Best Mgmt For For 1.2 Elect Director Harry L. Bosco Mgmt For For 1.3 Elect Director James A. Chiddix Mgmt For For 1.4 Elect Director John Anderson Craig Mgmt For For 1.5 Elect Director Matthew B. Kearney Mgmt For For 1.6 Elect Director William H. Lambert Mgmt For For 1.7 Elect Director John R. Petty Mgmt For For 1.8 Elect Director Robert J. Stanzione Mgmt For For 1.9 Elect Director David A. Woodle Mgmt For For 2 Ratify Auditors Mgmt For For Fossil, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 349882100 Annual 31-Mar-10 Ticker: FOSL CUSIP: 349882100 ISIN: US3498821004 SEDOL: 2346627 Vote Proponent Mgmt Rec Instruction 1 Declassify the Board of Directors Mgmt For For 2.1 Elect Director Elaine Agather Mgmt For For 2.2 Elect Director Michael W. Barnes Mgmt For For 2.3 Elect Director Jeffrey N. Boyer Mgmt For For 2.4 Elect Director Kosta N. Kartsotis Mgmt For For 2.5 Elect Director Elysia Holt Ragusa Mgmt For For 2.6 Elect Director Jal S. Shroff Mgmt For For 2.7 Elect Director James E. Skinner Mgmt For For 2.8 Elect Director Michael Steinberg Mgmt For For 2.9 Elect Director Donald J. Stone Mgmt For For 2.10 Elect Director James M. Zimmerman Mgmt For For 2.11 Elect Director Elaine Agather Mgmt For For Page 133 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.12 Elect Director Jal S. Shroff Mgmt For For 2.13 Elect Director Donald J. Stone Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Ratify Auditors Montpelier Re Holdings Ltd. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: MRH 19-May-10 Bermuda G62185106 Annual 31-Mar-10 CUSIP: G62185106 ISIN: BMG621851069 SEDOL: 2956888 Proponent Mgmt Rec Vote Instruction 1.1 Elect John G. Bruton as Director Mgmt For For 1.2 Elect John F. Shettle as Director Mgmt For For 1.3 Elect Morgan W. Davis as Director Mgmt For For 1.4 Elect Thomas G. S. Busher as Director Mgmt For For 1.5 Elect Heinrich Burgi as Director Mgmt For For 2.1 Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd Mgmt For For 2.2 2.3 2.4 Elect Thomas G. S. Busher as Director of Montpelier Reinsurance Ltd Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd Mgmt Mgmt Mgmt For For For For For For 3A Approve Amendments on Advance Notice Provisions Mgmt For For 3B Approve Amendments on Limits on Board Size Mgmt For For 3C Approve Amendments on Reductions in Subsidiary Board Elections Mgmt For For 4 Approve PricewaterhouseCoopers as Auditors and Authorize Mgmt For For Board to Fix Their Remuneration 5 Transact Other Business (Non-Voting) Mgmt ProAssurance Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 74267C106 Annual 26-Mar-10 Ticker: PRA CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Victor T. Adamo Mgmt For Withhold 1.2 Elect Director William J. Listwan Mgmt For Withhold 1.3 Elect Director W. Stancil Starnes Mgmt For Withhold 2 Ratify Auditors Mgmt For For Page 134 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Safeway Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 786514208 Annual 22-Mar-10 Ticker: SWY CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165 Vote Proponent Mgmt Rec Instruction 1 Elect Director Steven A. Burd Mgmt For For 2 Elect Director Janet E. Grove Mgmt For Against 3 Elect Director Mohan Gyani Mgmt For For 4 Elect Director Paul Hazen Mgmt For Against 5 Elect Director Frank C. Herringer Mgmt For Against 6 Elect Director Kenneth W. Oder Mgmt For Against 7 Elect Director Arun Sarin Mgmt For For 8 Elect Director Michael S. Shannon Mgmt For For 9 Elect Director William Y. Tauscher Mgmt For For 10 Provide Right to Call Special Meeting Mgmt For For 11 Ratify Auditors Mgmt For For 12 Restore or Provide for Cumulative Voting SH Against Against 13 Adopt Global Warming Principles SH Against Against 14 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 15 Purchase Poultry from Suppliers Using CAK SH Against Against Spartan Motors, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 846819100 Annual 22-Mar-10 Ticker: SPAR CUSIP: 846819100 ISIN: US8468191007 SEDOL: 2832535 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Richard F. Dauch Mgmt For For 1.2 Elect Director Ronald E. Harbour Mgmt For For 2 Ratify Auditors Mgmt For For Statoil ASA Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 Norway R4446E112 Annual 03-May-10 Ticker: N/A CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608 Vote Proponent Mgmt Rec Instruction 1 Open Meeting Mgmt 2 Elect Olaug Svarva as Chair of Meeting Mgmt For For Page 135 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Approve Notice of Meeting and Agenda Mgmt For For 4 Registration of Attending Shareholders and Proxies Mgmt 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For 6 Approve Financial Statements and Statutory Reports; Approve Mgmt For For Allocation of Income and Dividends of NOK 6.00 per Share 7 Approve Remuneration Policy And Other Terms of Employment Mgmt For Against For Executive Management 8 Approve Remuneration of Auditors Mgmt For For 9a Reelect Olaug Svarva as Member of Corporate Assembly Mgmt For For 9b Reelect Idar Kreutzer as Member of Corporate Assembly Mgmt For For 9c Reelect Karin Aslaksen as Member of Corporate Assembly Mgmt For For 9d Reelect Greger Mannsverk as Member Corporate Assembly Mgmt For For 9e Relect Steinar Olsen as Member of Corporate Assembly Mgmt For For 9f Reelect Ingvald Strommen as Member of Corporate Assembly Mgmt For For 9g Reelect Rune Bjerke as Member of Corporate Assembly Mgmt For For 9h Relect Tore Ulstein as Member of Corporate Assembly Mgmt For For 9i Elect Live Aker as Member of Corporate Assembly Mgmt For For 9j Elect Siri Kalvig as Member of Corporate Assembly Mgmt For For 9k Elect Thor Bolstad as Member of Corporate Assembly Mgmt For For 9l Elect Barbro Haetta-Jacobsen as Member of Corporate Assembly Mgmt For For 9m Reelect Arthur Sletteberg as Deputy Member of Corporate Mgmt For For Assembly 9n Reelect Anne-Margrethe Firing as Deputy Member of Corporate Mgmt For For Assembly 9o Elect Linda Aase as Deputy Member of Corporate Assembly Mgmt For For 9p Reelect Shahzad Rana as Deputy Member of Corporate Assembly Mgmt For For 10 Approve Remuneration of Members and Deputy Members of Mgmt For For Corporate Assembly in the Amount of NOK 100,000 for Chair, NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and NOK 5,250 for Deputy Members 11a Reelect Olaug Svarva as Chair of Nominating Committee Mgmt For For 11b Reelect Bjorn Haavik as Member of Nominating Committee Mgmt For For 11c Reelect Tom Rathke as Member of Nominating Committee Mgmt For For 11d Elect Live Aker as Member of Nominating Committee Mgmt For For 12 Approve Remuneration of Nominating Committee in the Amount Mgmt For For of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting for Other Members 13 Authorize Repurchase and Reissuance of Shares up to a Nominal Mgmt For Against Value of NOK 20 Million in Connection with Share Saving Scheme for Employees 14 Authorize Repurchase of Shares up to a Nominal Value of NOK Mgmt For For 187.5 Million and Cancellation of Repurchased Shares; Amend Articles Accordingly Page 136 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 15 Amend Articles Re: Specify Share Capital and Number of Shares; Right to Sign for Company; Number of Members of Corporate Assembly; Approve Electronic Distribution of Documents Pertaining to General Meetings; Other Amendments Mgmt For For Shareholder Proposals Mgmt 16 Withdraw Company From Tar Sands Activities in Canada Thoratec Corporation Meeting Date Country SH Primary Security ID Meeting Type Against Record Date Against Ticker: THOR 19-May-10 USA 885175307 Annual 05-Apr-10 CUSIP: 885175307 ISIN: US8851753074 SEDOL: 2889962 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Neil F. Dimick Mgmt For For 1.2 Elect Director Gerhard F. Burbach Mgmt For For 1.3 Elect Director J. Daniel Cole Mgmt For For 1.4 Elect Director Steven H. Collis Mgmt For For 1.5 Elect Director Elisha W. Finney Mgmt For For 1.6 Elect Director D. Keith Grossman Mgmt For For 1.7 Elect Director Paul A. LaViolette Mgmt For For 1.8 Elect Director Daniel M. Mulvena Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors AmSurg Corp. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: AMSG 20-May-10 USA 03232P405 Annual 29-Mar-10 CUSIP: 03232P405 ISIN: US03232P4054 SEDOL: 2781381 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director James A. Deal Mgmt For For 1.2 Elect Director Steven I. Geringer Mgmt For For 1.3 Elect Director Claire M. Gulmi Mgmt For For 1.4 Elect Director John W. Popp, Jr., Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Comcast Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: CMCSA 20-May-10 USA 20030N101 Annual 11-Mar-10 CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545 Proponent Mgmt Rec Vote Instruction Page 137 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director S. Decker Anstrom Mgmt For For 1.2 Elect Director Kenneth J. Bacon Mgmt For For 1.3 Elect Director Sheldon M. Bonovitz Mgmt For For 1.4 Elect Director Edward D. Breen Mgmt For For 1.5 Elect Director Julian A. Brodsky Mgmt For For 1.6 Elect Director Joseph J. Collins Mgmt For For 1.7 Elect Director J. Michael Cook Mgmt For For 1.8 Elect Director Gerald L. Hassell Mgmt For For 1.9 Elect Director Jeffrey A. Honickman Mgmt For For 1.10 Elect Director Brian L. Roberts Mgmt For For 1.11 Elect Director Ralph J. Roberts Mgmt For For 1.12 Elect Director Judith Rodin Mgmt For For 1.13 Elect Director Michael I. Sovern Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For 4 Provide for Cumulative Voting SH Against Against 5 Adopt Policy on Succession Planning SH Against Against 6 Require Independent Board Chairman SH Against Against Dime Community Bancshares, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 253922108 Annual 25-Mar-10 Ticker: DCOM CUSIP: 253922108 ISIN: US2539221083 SEDOL: 2034148 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vincent F. Palagiano Mgmt For Withhold 1.2 Elect Director Patrick E. Curtin Mgmt For Withhold 1.3 Elect Director Omer S.J. Williams Mgmt For Withhold 2 Ratify Auditors Mgmt For For Goodrich Petroleum Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 382410405 Annual 08-Apr-10 Ticker: GDP CUSIP: 382410405 ISIN: US3824104059 SEDOL: 2200961 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Walter G. 'Gil' Goodrich Mgmt For For 1.2 Elect Director Robert C. Turnham, Jr. Mgmt For For 1.3 Elect Director Stephen M. Straty Mgmt For For 1.4 Elect Director Arthur A. Seeligson Mgmt For For Page 138 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For GrafTech International Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 384313102 Annual 25-Mar-10 Ticker: GTI CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Randy W. Carson Mgmt For For 1.2 Elect Director Mary B. Cranston Mgmt For For 1.3 Elect Director Harold E. Layman Mgmt For For 1.4 Elect Director Ferrell P. McClean Mgmt For For 1.5 Elect Director Michael C. Nahl Mgmt For For 1.6 Elect Director Steven R. Shawley Mgmt For For 1.7 Elect Director Craig S. Shular Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For JetBlue Airways Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 477143101 Annual 25-Mar-10 Ticker: JBLU CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David Barger Mgmt For For 1.2 Elect Director Peter Boneparth Mgmt For For 1.3 Elect Director David Checketts Mgmt For For 1.4 Elect Director Virginia Gambale Mgmt For For 1.5 Elect Director Stephan Gemkow Mgmt For For 1.6 Director Joel Peterson Mgmt For Withhold 1.7 Elect Director Ann Rhoades Mgmt For For 2 Ratify Auditors Mgmt For For 3 Increase Authorized Common Stock Mgmt For For Knight Transportation, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 499064103 Annual 31-Mar-10 Ticker: KNX CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kevin P. Knight Mgmt For For 1.2 Elect Director Randy Knight Mgmt For For Page 139 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Michael Garnreiter Mgmt For For 2 Amend Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For Magellan Health Services, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 559079207 Annual 31-Mar-10 Ticker: MGLN CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael P. Ressner Mgmt For For 1.2 Elect Director Michael S. Diament Mgmt For For 2 Ratify Auditors Mgmt For For McDonald's Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 580135101 Annual 23-Mar-10 Ticker: MCD CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707 Vote Proponent Mgmt Rec Instruction 1 Elect Director Walter E. Massey Mgmt For For 2 Elect Director John W. Rogers, Jr. Mgmt For For 3 Elect Director Roger W. Stone Mgmt For For 4 Elect Director Miles D. White Mgmt For For 5 Ratify Auditors Mgmt For For 6 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 7 Reduce Supermajority Vote Requirement SH Against For 8 Require Suppliers to Adopt CAK SH Against Against 9 Adopt Cage-Free Eggs Purchasing Policy SH Against Against MFA Financial Inc Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 55272X102 Annual 23-Mar-10 Ticker: MFA CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stewart Zimmerman Mgmt For For 1.2 Elect Director James A. Brodsky Mgmt For For 1.3 Elect Director Alan L. Gosule Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Page 140 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 National Retail Properties, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 637417106 Annual 22-Mar-10 Ticker: NNN CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Don DeFosset Mgmt For For 1.2 Elect Director Dennis E. Gershenson Mgmt For For 1.3 Elect Director Kevin B. Habicht Mgmt For For 1.4 Elect Director Richard B. Jennings Mgmt For For 1.5 Elect Director Ted B. Lanier Mgmt For For 1.6 Elect Director Robert C. Legler Mgmt For For 1.7 Elect Director Craig Macnab Mgmt For For 1.8 Elect Director Robert Martinez Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain The Home Depot, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 437076102 Annual 22-Mar-10 Ticker: HD CUSIP: 437076102 ISIN: US4370761029 SEDOL: 2434209 Vote Proponent Mgmt Rec Instruction 1 Elect Director F. Duane Ackerman Mgmt For For 2 Elect Director David H. Batchelder Mgmt For For 3 Elect Director Francis S. Blake Mgmt For For 4 Elect Director Ari Bousbib Mgmt For For 5 Elect Director Gregory D. Brenneman Mgmt For For 6 Elect Director Albert P. Carey Mgmt For For 7 Elect Director Armando Codina Mgmt For For 8 Elect Director Bonnie G. Hill Mgmt For For 9 Elect Director Karen L. Katen Mgmt For For 10 Ratify Auditors Mgmt For For 11 Amend Omnibus Stock Plan Mgmt For For 12 Provide for Cumulative Voting SH Against Against 13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 14 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 15 Provide Right to Act by Written Consent SH Against For 16 Require Independent Board Chairman SH Against Against Page 141 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 17 Prepare Employment Diversity Report SH Against For 18 Reincorporate in Another State [from Delaware to North Dakota] SH Against Against The Talbots, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 874161102 Annual 21-Apr-10 Ticker: TLB CUSIP: 874161102 ISIN: US8741611029 SEDOL: 2871806 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Marjorie L. Bowen Mgmt For For 1.2 Elect Director John W. Gleeson Mgmt For For 1.3 Elect Director Andrew H. Madsen Mgmt For For 1.4 Elect Director Gary M. Pfeiffer Mgmt For For 1.5 Elect Director Trudy F. Sullivan Mgmt For For 1.6 Elect Director Susan M. Swain Mgmt For For 2 Ratify Auditors Mgmt For For Westlake Chemical Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 960413102 Annual 01-Apr-10 Ticker: WLK CUSIP: 960413102 ISIN: US9604131022 SEDOL: B01ZP20 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director E. William Barnett Mgmt For For 1.2 Elect Director Robert T. Blakely Mgmt For For 1.3 Elect Director Albert Chao Mgmt For For 2 Ratify Auditors Mgmt For For FPL Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 302571104 Annual 22-Mar-10 Ticker: FPL CUSIP: 302571104 ISIN: US3025711041 SEDOL: 2328915 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Sherry S. Barrat Mgmt For For 1.2 Elect Director Robert M. Beall, II Mgmt For For 1.3 Elect Director J. Hyatt Brown Mgmt For For 1.4 Elect Director James L. Camaren Mgmt For For 1.5 Elect Director J. Brian Ferguson Mgmt For For 1.6 Elect Director Lewis Hay, III Mgmt For For 1.7 Elect Director Toni Jennings Mgmt For For Page 142 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.8 Elect Director Oliver D. Kingsley, Jr. Mgmt For For 1.9 Elect Director Rudy E. Schupp Mgmt For For 1.10 Elect Director William H. Swanson Mgmt For For 1.11 Elect Director Michael H. Thaman Mgmt For For 1.12 Elect Director Hansel E. Tookes, II Mgmt For For 2 Ratify Auditors Mgmt For For 3 Change Company Name Mgmt For For L.B. Foster Company Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 350060109 Annual 19-Mar-10 Ticker: FSTR CUSIP: 350060109 ISIN: US3500601097 SEDOL: 2348225 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lee B. Foster II Mgmt For For 1.2 Elect Director Stan L. Hasselbusch Mgmt For For 1.3 Elect Director Peter McIlroy II Mgmt For For 1.4 Elect Director G. Thomas McKane Mgmt For For 1.5 Elect Director Diane B. Owen Mgmt For For 1.6 Elect Director William H. Rackoff Mgmt For For 1.7 Elect Director Suzanne B. Rowland Mgmt For For 2 Ratify Auditors Mgmt For For Time Warner Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 887317303 Annual 26-Mar-10 Ticker: TWX CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2 Vote Proponent Mgmt Rec Instruction 1 Elect Director James L. Barksdale Mgmt For Against 2 Elect Director William P. Barr Mgmt For For 3 Elect Director Jeffrey L. Bewkes Mgmt For For 4 Elect Director Stephen F. Bollenbach Mgmt For For 5 Elect Director Frank J. Caufield Mgmt For Against 6 Elect Director Robert C. Clark Mgmt For Against 7 Elect Director Mathias Dopfner Mgmt For For 8 Elect Director Jessica P. Einhorn Mgmt For Against 9 Elect Director Fred Hassan Mgmt For For 10 Elect Director Michael A. Miles Mgmt For For 11 Elect Director Kenneth J. Novack Mgmt For Against Page 143 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Elect Director Deborah C. Wright Mgmt For For 13 Ratify Auditors Mgmt For For 14 Approve Omnibus Stock Plan Mgmt For Against 15 Provide Right to Call Special Meeting Mgmt For For 16 Reduce Supermajority Vote Requirement SH Against For 17 Stock Retention/Holding Period SH Against Against 18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Total SA Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 France F92124100 Annual/Special 18-May-10 Ticker: N/A CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.28 per Mgmt For For Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Approve Transaction with Christophe de Margerie Re: Severance Mgmt For Against Payment 6 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 7 Reelect Thierry Desmarest as Director Mgmt For For 8 Reelect Thierry de Rudder as Director Mgmt For For 9 Elect Gunnar Brock as Director Mgmt For For 10 Elect Claude Clement as Representative of Employee Mgmt For For Shareholders to the Board 11 Elect Philippe Marchandise as Representative of Employee Mgmt Against Against Shareholders to the Board 12 Elect Mohammed Zaki as Representative of Employee Mgmt Against Against Shareholders to the Board 13 Reelect Ernst & Young Audit as Auditor Mgmt For For 14 Reelect KPMG Audit as Auditor Mgmt For For 15 Ratify Auditex as Alternate Auditor Mgmt For For 16 Ratify KPMG Audit I.S. as Alternate Auditor Mgmt For For Special Business Mgmt 17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion Page 144 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million 19 Authorize Capital Increase of up to 10 Percent of Issued Capital Mgmt For For for Future Acquisitions 20 Approve Employee Stock Purchase Plan Mgmt For For 21 Authorize up to 0.1 Percent of Issued Capital for Use in Stock Mgmt For For Option Plan Employee Shareholder Proposals Mgmt A Amend Article 9 of Bylaws Re: Mutual Fund SH Against Against UnitedHealth Group Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 24-May-10 USA 91324P102 Annual 26-Mar-10 Ticker: UNH CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766 Vote Proponent Mgmt Rec Instruction 1 Elect Director William C. Ballard, Jr. Mgmt For For 2 Elect Director Richard T. Burke Mgmt For For 3 Elect Director Robert J. Darretta Mgmt For For 4 Elect Director Stephen J. Hemsley Mgmt For For 5 Elect Director Michele J. Hooper Mgmt For For 6 Elect Director Douglas W. Leatherdale Mgmt For For 7 Elect Director Glenn M. Renwick Mgmt For For 8 Elect Director Kenneth I. Shine Mgmt For For 9 Elect Director Gail R. Wilensky Mgmt For For 10 Ratify Auditors Mgmt For For 11 Report on Lobbying Expenses SH Against Against 12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Amazon.com, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 023135106 Annual 29-Mar-10 Ticker: AMZN CUSIP: 023135106 ISIN: US0231351067 SEDOL: 2000019 Vote Proponent Mgmt Rec Instruction 1 Elect Director Jeffrey P. Bezos Mgmt For For 2 Elect Director Tom A. Alberg Mgmt For For 3 Elect Director John Seely Brown Mgmt For For 4 Elect Director William B. Gordon Mgmt For For 5 Elect Director Alain Monie Mgmt For For 6 Elect Director Thomas O. Ryder Mgmt For For Page 145 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Elect Director Patricia Q. Stonesifer Mgmt For For 8 Ratify Auditors Mgmt For For 9 Report on Political Contributions SH Against Against Columbia Sportswear Co. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 198516106 Annual 22-Mar-10 Ticker: COLM CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gertrude Boyle Mgmt For For 1.2 Elect Director Timothy P. Boyle Mgmt For For 1.3 Elect Director Sarah A. Bany Mgmt For For 1.4 Elect Director Murrey R. Albers Mgmt For For 1.5 Elect Director Stephen E. Babson Mgmt For For 1.6 Elect Director Andy D. Bryant Mgmt For For 1.7 Elect Director Edward S. George Mgmt For For 1.8 Elect Director Walter T. Klenz Mgmt For For 1.9 Elect Director John W. Stanton Mgmt For For 2 Ratify Auditors Mgmt For For NuVasive, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 670704105 Annual 29-Mar-10 Ticker: NUVA CUSIP: 670704105 ISIN: US6707041058 SEDOL: B00GJC2 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alexis V. Lukianov Mgmt For For 1.2 Elect Director Jack R. Blair Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain Omnicom Group Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 681919106 Annual 05-Apr-10 Ticker: OMC CUSIP: 681919106 ISIN: US6819191064 SEDOL: 2279303 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John D. Wren Mgmt For For 1.2 Elect Director Bruce Crawford Mgmt For For 1.3 Elect Director Alan R. Batkin Mgmt For For 1.4 Elect Director Robert Charles Clark Mgmt For For Page 146 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.5 Elect Director Leonard S. Coleman, Jr. Mgmt For For 1.6 Elect Director Errol M. Cook Mgmt For For 1.7 Elect Director Susan S. Denison Mgmt For For 1.8 Elect Director Michael A. Henning Mgmt For For 1.9 Elect Director John R. Murphy Mgmt For For 1.10 Elect Director John R. Purcell Mgmt For For 1.11 Elect Director Linda Johnson Rice Mgmt For For 1.12 Elect Director Gary L. Roubos Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For 5 Reimburse Proxy Contest Expenses SH Against Against 6 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 7 Reduce Supermajority Vote Requirement SH Against For Riverbed Technology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 768573107 Annual 15-Apr-10 Ticker: RVBD CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mark A. Floyd Mgmt For Withhold 1.2 Elect Director Christopher J. Schaepe Mgmt For Withhold 1.3 Elect Director James R. Swartz Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For Societe generale Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 France F43638141 Annual/Special 20-May-10 Ticker: N/A CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income and Dividends of EUR 0.25 per Mgmt For For Share 3 Approve Stock Dividend Program Mgmt For For 4 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For Page 147 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Approve Auditors' Special Report Regarding Ongoing Related-Party Transactions Mgmt For For 6 Approve Ongoing Additional Pension Scheme Agreements for Daniel Bouton, Philippe Citerne, Didier Alix, and Severin Cabannes Mgmt For Against 7 Approve Additional Pension Scheme Agreement for Jean-Francois Sammarcelli Mgmt For For 8 Approve Additional Pension Scheme Agreement for Bernardo Sanchez Mgmt For For 9 Approve Non-Compete Agreement for Philippe Citerne Mgmt For Against 10 Renew Severance Payment Agreement for Frederic Oudea Mgmt For Against 11 Approve Ongoing Non-Compete Agreement for Frederic Oudea Mgmt For Against 12 Reelect Robert Castaigne as Director Mgmt For For 13 Reelect Gianemilio Osculati as Director Mgmt For For 14 Elect one Director Mgmt 15 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For Special Business Mgmt 16 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 460 Million; and/or Capitalization of Reserves of up to EUR 550 Million Mgmt For For 17 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 138 Million Mgmt For For 18 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16 and 17 Mgmt For For 19 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 20 Approve Employee Stock Purchase Plan Mgmt For Against 21 Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For 22 Authorize up to 4 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against 23 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 24 Amend Articles 4, 6, 7, 14, 15, 18,19, 20, and 21 of Bylaws to Remove All References to Preferred Stock (Class B) Subscribed by SPPE Mgmt For For 25 Authorize Filing of Required Documents/Other Formalities World Fuel Services Corporation 25-May-10 Meeting Date USA Country Ticker: INT Mgmt 981475106 Primary Security ID Annual Meeting Type For Record Date 01-Apr-10 For CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Paul H. Stebbins Mgmt For For Page 148 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Michael J. Kasbar Mgmt For For 1.3 Elect Director Ken Bakshi Mgmt For For 1.4 Elect Director Joachim Heel Mgmt For For 1.5 Elect Director Richard A. Kassar Mgmt For For 1.6 Elect Director Myles Klein Mgmt For For 1.7 Elect Director J. Thomas Presby Mgmt For For 1.8 Elect Director Stephen K. Roddenberry Mgmt For For 2 Ratify Auditors Mgmt For For Chevron Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 166764100 Annual 01-Apr-10 Ticker: CVX CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555 Vote Proponent Mgmt Rec Instruction 1 Elect Director S.H. Armacost Mgmt For For 2 Elect Director L.F. Deily Mgmt For For 3 Elect Director R.E. Denham Mgmt For For 4 Elect Director R.J. Eaton Mgmt For For 5 Elect Director C. Hagel Mgmt For For 6 Elect Director E. Hernandez Mgmt For For 7 Elect Director F.G. Jenifer Mgmt For For 8 Elect Director G.L. Kirkland Mgmt For For 9 Elect Director S. Nunn Mgmt For For 10 Elect Director D.B. Rice Mgmt For For 11 Elect Director K.W. Sharer Mgmt For For 12 Elect Director C.R. Shoemate Mgmt For For 13 Elect Director J.G. Stumpf Mgmt For For 14 Elect Director R.D. Sugar Mgmt For For 15 Elect Director C. Ware Mgmt For For 16 Elect Director J.S. Watson Mgmt For For 17 Ratify Auditors Mgmt For For 18 Provide Right to Call Special Meeting Mgmt For For 19 Request Director Nominee with Environmental Qualifications SH Against For 20 Stock Retention/Holding Period SH Against Against 21 Disclose Payments To Host Governments SH Against Against 22 Adopt Guidelines for Country Selection SH Against For 23 Report on Financial Risks From Climate Change SH Against Against Page 149 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 SH24 Amend Bylaws to Establish a Board Committee on Human Rights Against Against Exxon Mobil Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 30231G102 Ticker: XOM Annual 06-Apr-10 CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director M.J. Boskin For For Mgmt1.2 Elect Director P. Brabeck-Letmathe For For Mgmt1.3 Elect Director L.R. Faulkner For For Mgmt1.4 Elect Director J.S. Fishman For For Mgmt1.5 Elect Director K.C. Frazier For For Mgmt1.6 Elect Director W.W. George For For Mgmt1.7 Elect Director M.C. Nelson For For Mgmt1.8 Elect Director S.J. Palmisano For For Mgmt1.9 Elect Director S.C. Reinemund For For Mgmt1.10 Elect Director R.W. Tillerson For For Mgmt1.11 Elect Director E.E. Whitacre, Jr. For For Mgmt2 Ratify Auditors For For SH3 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For SH4 Reincorporate in Another State [from New Jersey to North Dakota] Against Against SH5 Advisory Vote to Ratify Named Executive Officers' Compensation Against For SH6 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity Against Against SH7 Adopt Policy on Human Right to Water Against Against SH8 Adopt Policy to Address Coastal Louisiana Environmental Impacts Against Against SH9 Report on Environmental Impact of Oil Sands Operations in Canada Against For SH10 Report on Environmental Impacts of Natural Gas Fracturing Against For SH11 Report on Energy Technologies Development Against Against SH12 Adopt Quantitative GHG Goals from Products and Operations Against For SH13 Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates Hawaiian Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Against Record Date Against 26-May-10 USA 419879101 Ticker: HA Annual 07-Apr-10 CUSIP: 419879101 ISIN: US4198791018 SEDOL: 2408044 Proponent Mgmt Rec Vote Instruction Page 150 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Gregory S. Anderson Mgmt For For 1.2 Elect Director L. Todd Budge Mgmt For For 1.3 Elect Director Donald J. Carty Mgmt For For 1.4 Elect Director Mark B. Dunkerley Mgmt For For 1.5 Elect Director Lawrence S. Hershfield Mgmt For For 1.6 Elect Director Randall L. Jenson Mgmt For For 1.7 Elect Director Bert T. Kobayashi, Jr. Mgmt For For 1.8 Elect Director Crystal K. Rose Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against ION Geophysical Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 462044108 Annual 01-Apr-10 Ticker: IO CUSIP: 462044108 ISIN: US4620441083 SEDOL: 2460293 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Franklin Myers Mgmt For For 1.2 Elect Director Bruce S. Appelbaum Mgmt For For 1.3 Elect Director S. James Nelson, Jr. Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For National Financial Partners Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 63607P208 Annual 30-Mar-10 Ticker: NFP CUSIP: 63607P208 ISIN: US63607P2083 SEDOL: 2772921 Vote Proponent Mgmt Rec Instruction 1 Elect Director Stephanie Abramson Mgmt For For 2 Elect Director Arthur Ainsberg Mgmt For For 3 Elect Director Jessica Bibliowicz Mgmt For For 4 Elect Director R. Bruce Callahan Mgmt For For 5 Elect Director John Elliott Mgmt For For 6 Elect Director J. Barry Griswell Mgmt For For 7 Elect Director Shari Loessberg Mgmt For For 8 Elect Director Kenneth Mlekush Mgmt For For 9 Ratify Auditors Mgmt For For Page 151 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Onyx Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 683399109 Annual 29-Mar-10 Ticker: ONXX CUSIP: 683399109 ISIN: US6833991093 SEDOL: 2656069 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Corinne H. Nevinny Mgmt For For 1.2 Elect Director Thomas G. Wiggans Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For The Boston Beer Company, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 100557107 Annual 29-Mar-10 Ticker: SAM CUSIP: 100557107 ISIN: US1005571070 SEDOL: 2113393 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David A. Burwick Mgmt For For 1.2 Elect Director Pearson C. Cummin, III Mgmt For For 1.3 Elect Director Jean-Michel Valette Mgmt For For The Southern Company Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 842587107 Annual 30-Mar-10 Ticker: SO CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director J. P. Baranco Mgmt For For 1.2 Elect Director J. A. Boscia Mgmt For For 1.3 Elect Director H. A. Clark III Mgmt For For 1.4 Elect Director H. W. Habermeyer, Jr. Mgmt For For 1.5 Elect Director V. M. Hagen Mgmt For For 1.6 Elect Director W. A. Hood, Jr. Mgmt For For 1.7 Elect Director D. M. James Mgmt For For 1.8 Elect Director J. N. Purcell Mgmt For For 1.9 Elect Director D. M. Ratcliffe Mgmt For For 1.10 Elect Director W. G. Smith, Jr. Mgmt For For 1.11 Elect Director L. D. Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For 4 Eliminate Cumulative Voting Mgmt For For Page 152 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Increase Authorized Common Stock Mgmt For For 6 Adopt Quantitative GHG Goals for Products and Operations SH Against Against SH7 Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts Annaly Capital Management Inc. 27-May-10 Meeting Date USA Country 035710409 Primary Security ID Ticker: NLY Annual Meeting Type Against Record Date 29-Mar-10 For CUSIP: 035710409 ISIN: US0357104092 SEDOL: 2113456 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Kevin P. Brady Mgmt For For 1.2 Elect Director E. Wayne Nordberg Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Brown Shoe Company, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: BWS 27-May-10 USA 115736100 Annual 31-Mar-10 CUSIP: 115736100 ISIN: US1157361007 SEDOL: 2146924 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Carla Hendra Mgmt For For 1.2 Elect Director Ward M. Klein Mgmt For For 1.3 Elect Director W. Patrick McGinnis Mgmt For For 1.4 Elect Director Diane M. Sullivan Mgmt For For 1.5 Elect Director Hal J. Upbin Mgmt For For 2 Ratify Auditors Collective Brands Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: PSS 27-May-10 USA 19421W100 Annual 01-Apr-10 CUSIP: 19421W100 ISIN: US19421W1009 SEDOL: 2685966 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Daniel Boggan Jr. Mgmt For For 1.2 Elect Director Michael A. Weiss Mgmt For For 1.3 Elect Director Robert C. Wheeler Mgmt For For 2 Ratify Auditors Deutsche Bank AG Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 27-May-10 Germany D18190898 Annual 11-May-10 Page 153 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: D18190898 ISIN: DE0005140008 SEDOL: 5750355 Proponent Mgmt Rec Vote Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 0.75 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 6 Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes Mgmt For For 7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 9 Approve Remuneration System for Management Board Members Mgmt For Against 10 Amend Articles Re: Participation in, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 12 Amend Affiliation Agreements with Subsidiaries Mgmt For For 13 Approve Affiliation Agreements with Subsidiaries DB Beteiligungs-Holding GmbH and DB Finanz-Holding GmbH Digital River, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: DRIV 27-May-10 USA 25388B104 Annual 31-Mar-10 CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Joel A. Ronning Mgmt For For 1.2 Elect Director Perry W. Steiner Mgmt For For 1.3 Elect Director Cheryl F. Rosner Mgmt For For 2 Ratify Auditors Heidrick & Struggles International, Inc. Ticker: HSII 27-May-10 Meeting Date USA Country Mgmt 422819102 Primary Security ID Annual Meeting Type For Record Date 16-Apr-10 For CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071 Proponent Mgmt Rec Vote Instruction Page 154 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Elect Director Richard I. Beattie Mgmt For For 2 Elect Director Antonio Borges Mgmt For For 3 Elect Director John A. Fazio Mgmt For For 4 Ratify Auditors Mgmt For For Hutchison Whampoa Limited Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 Hong Kong Y38024108 Annual 19-May-10 Ticker: N/A CUSIP: Y38024108 ISIN: HK0013000119 SEDOL: 6448068 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Final Dividend Mgmt For For 3a Reelect Li Tzar Kuoi, Victor as Director Mgmt For Against 3b Reelect Frank John Sixt as Director Mgmt For Against 3c Reelect Michael David Kadoorie as Director Mgmt For For 3d Reelect George Colin Magnus as Director Mgmt For Against 3e Reelect Margaret Leung Ko May Yee as Director Mgmt For Against 4 Appoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For 5a Approve Issuance of Equity or Equity-Linked Securities without Mgmt For Against Preemptive Rights 5b Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 5c Authorize Reissuance of Repurchased Shares Mgmt For Against 6 Approve CKH Master Agreement and Acquisition of CKH Mgmt For For Connected Debt Securities 7 Approve HSE Master Agreement and Acquisition of HSE Mgmt For For Connected Debt Securities Mid-America Apartment Communities, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 59522J103 Annual 19-Mar-10 Ticker: MAA CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For 1.2 Elect Director Alan B. Graf, Jr. Mgmt For For 1.3 Elect Director John S. Grinalds Mgmt For For 1.4 Elect Director Ralph Horn Mgmt For For 1.5 Elect Director W. Reid Sanders Mgmt For For 1.6 Elect Director William B. Sansom Mgmt For For 1.7 Elect Director Philip W. Norwood Mgmt For For Page 155 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt1.8 Elect Director Simon R.C. Wadsworth For For Mgmt2 Ratify Auditors optionsXpress Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 27-May-10 USA 684010101 Ticker: OXPS Annual 29-Mar-10 CUSIP: 684010101 ISIN: US6840101017 SEDOL: B05QFX0 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director David A. Fisher For For Mgmt1.2 Elect Director Michael J. Soenen For For Mgmt1.3 Elect Director S. Scott Wald For For Mgmt2 Ratify Auditors Polycom, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 27-May-10 USA 73172K104 Ticker: PLCM Annual 01-Apr-10 CUSIP: 73172K104 ISIN: US73172K1043 SEDOL: 2693420 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Robert C. Hagerty For For Mgmt1.2 Elect Director Michael R. Kourey For For Mgmt1.3 Elect Director Betsy S. Atkins For For Mgmt1.4 Elect Director David G. DeWalt For For Mgmt1.5 Elect Director John A. Kelley, Jr. For For Mgmt1.6 Elect Director D. Scott Mercer For For Mgmt1.7 Elect Director William A. Owens For For Mgmt1.8 Elect Director Kevin T. Parker For For Mgmt2 Amend Omnibus Stock Plan For Against Mgmt3 Ratify Auditors RiskMetrics Group, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 27-May-10 USA 767735103 Ticker: RISK Special 26-Apr-10 CUSIP: 767735103 ISIN: US7677351030 SEDOL: B2NXYQ3 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Merger Agreement For Abstain Mgmt2 Adjourn Meeting HSBC Holdings plc Meeting Date Country Primary Security ID Meeting Type For Record Date Abstain 28-May-10 United Kingdom G4634U169 Ticker: N/A Annual 27-May-10 Page 156 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3a Re-elect Rona Fairhead as Director Mgmt For For 3b Re-elect Michael Geoghegan as Director Mgmt For For 3c Re-elect Stephen Green as Director Mgmt For For 3d Re-elect Gwyn Morgan as Director Mgmt For For 3e Re-elect Nagavara Murthy as Director Mgmt For For 3f Re-elect Simon Robertson as Director Mgmt For For 3g Re-elect John Thornton as Director Mgmt For For 3h Re-elect Sir Brian Williamson as Director Mgmt For For 4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For Remuneration 5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 7 Amend Articles of Association Mgmt For For 8 Approve UK Share Incentive Plan Mgmt For For 9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For Catalyst Health Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 01-Jun-10 USA 14888B103 Annual 05-Apr-10 Ticker: CHSI CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William E. Brock Mgmt For Withhold 1.2 Elect Director Edward S. Civera Mgmt For Withhold 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For First Solar, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 01-Jun-10 USA 336433107 Annual 15-Apr-10 Ticker: FSLR CUSIP: 336433107 ISIN: US3364331070 SEDOL: B1HMF22 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael J. Ahearn Mgmt For For 1.2 Elect Director Robert J. Gillette Mgmt For For 1.3 Elect Director Craig Kennedy Mgmt For For Page 157 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.4 Elect Director James F. Nolan Mgmt For For 1.5 Elect Director William J. Post Mgmt For For 1.6 Elect Director J. Thomas Presby Mgmt For For 1.7 Elect Director Paul H. Stebbins Mgmt For Withhold 1.8 Elect Director Michael Sweeney Mgmt For Withhold 1.9 Elect Director Jose H. Villarreal Mgmt For Withhold 2 Approve Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Isis Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Jun-10 USA 464330109 Annual 06-Apr-10 Ticker: ISIS CUSIP: 464330109 ISIN: US4643301090 SEDOL: 2459785 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stanley T. Crooke Mgmt For For 1.2 Elect Director Joseph Klein, III Mgmt For For 1.3 Elect Director John C. Reed Mgmt For For 2 Amend Non-Employee Director Stock Option Plan Mgmt For For 3 Amend Stock Option Plan Mgmt For Against 4 Ratify Auditors Mgmt For For Molson Coors Brewing Company Meeting Date Country Primary Security ID Meeting Type Record Date 02-Jun-10 USA 60871R209 Annual 05-Apr-10 Ticker: TAP CUSIP: 60871R209 ISIN: US60871R2094 SEDOL: B067BM3 Vote Proponent Mgmt Rec Instruction 1.1 Elect Directors John E. Cleghorn Mgmt For For 1.2 Elect Directors Charles M. Herington Mgmt For For 1.3 Elect Directors David P. O'Brien Mgmt For For Telefonica S.A. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Jun-10 Spain 879382109 Annual 18-May-10 Ticker: N/A CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524 Vote Proponent Mgmt Rec Instruction 1 Approve Individual and Consolidated Financial Statements, Mgmt For For Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 Page 158 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Approve Distribution of Dividend Charged to Unrestricted Mgmt For For Reserves 3 Authorize Repurchase of Shares Mgmt For For 4 Authorize Issuance of Convertible Bonds and Other Debt Mgmt For For Securities Without Preemptive Rights 5 Reelect Auditors for Fiscal Year 2010 Mgmt For For 6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 25490A101 Annual 05-Apr-10 Ticker: DTV CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Neil R. Austrian Mgmt For For 1.2 Elect Director Ralph F. Boyd, Jr. Mgmt For For 1.3 Elect Director Paul A. Gould Mgmt For For 1.4 Elect Director Charles R. Lee Mgmt For For 1.5 Elect Director Peter A. Lund Mgmt For For 1.6 Elect Director Gregory B. Maffei Mgmt For For 1.7 Elect Director John C. Malone Mgmt For For 1.8 Elect Director Nancy S. Newcomb Mgmt For For 1.9 Elect Director Haim Saban Mgmt For For 1.10 Elect Director Michael D. White Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve Executive Incentive Bonus Plan Mgmt For For 5 Stock Retention/Holding Period SH Against Against Gartner, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 366651107 Annual 08-Apr-10 Ticker: IT CUSIP: 366651107 ISIN: US3666511072 SEDOL: 2372763 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael J. Bingle Mgmt For For 1.2 Elect Director Richard J. Bressler Mgmt For For 1.3 Elect Director Karen E. Dykstra Mgmt For For 1.4 Elect Director Russell P. Fradin Mgmt For Withhold 1.5 Elect Director Anne Sutherland Fuchs Mgmt For Withhold 1.6 Elect Director William O. Grabe Mgmt For For Page 159 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.7 Elect Director Eugene A. Hall Mgmt For For 1.8 Elect Director Stephen G. Pagliuca Mgmt For For 1.9 Elect Director James C. Smith Mgmt For For 1.10 Elect Director Jeffrey W. Ubben Mgmt For Withhold 2 Ratify Auditors Mgmt For For Inspire Pharmaceuticals Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 457733103 Annual 06-Apr-10 Ticker: ISPH CUSIP: 457733103 ISIN: US4577331030 SEDOL: 2615695 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director George B. Abercrombie Mgmt For For 1.2 Elect Director Adrian Adams Mgmt For For 1.3 Elect Director Richard S. Kent Mgmt For For 2 Ratify Auditors Mgmt For For 3 Increase Authorized Common Stock Mgmt For For 4 Amend Omnibus Stock Plan Mgmt For Against Las Vegas Sands Corp Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 517834107 Annual 12-Apr-10 Ticker: LVS CUSIP: 517834107 ISIN: US5178341070 SEDOL: B02T2J7 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Sheldon G. Adelson Mgmt For Withhold 1.2 Elect Director Irwin Chafetz Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Prepare Sustainability Report SH Against For 4 Other Business Mgmt For Abstain MarketAxess Holdings Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 57060D108 Annual 06-Apr-10 Ticker: MKTX CUSIP: 57060D108 ISIN: US57060D1081 SEDOL: B03Q9D0 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Richard M. McVey Mgmt For For 1.2 Elect Director Sharon Brown-Hruska Mgmt For For 1.3 Elect Director Roger Burkhardt Mgmt For For 1.4 Elect Director Stephen P. Casper Mgmt For For 1.5 Elect Director David G. Gomach Mgmt For For Page 160 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.6 Elect Director Carlos M. Hernandez Mgmt For For 1.7 Elect Director Ronald M. Hersch Mgmt For For 1.8 Elect Director Jerome S. Markowitz Mgmt For For 1.9 Elect Director T. Kelley Millet Mgmt For For 1.10 Elect Director Nicolas S. Rohatyn Mgmt For For 1.11 Elect Director John Steinhardt Mgmt For For 2 Ratify Auditors Mgmt For For Quest Software, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 74834T103 Annual 19-Apr-10 Ticker: QSFT CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vincent C. Smith Mgmt For For 1.2 Elect Director Raymond J. Lane Mgmt For For 1.3 Elect Director Douglas F. Garn Mgmt For For 1.4 Elect Director Augustine L. Nieto II Mgmt For For 1.5 Elect Director Kevin M. Klausmeyer Mgmt For For 1.6 Elect Director Paul A. Sallaberry Mgmt For For 1.7 Elect Director H. John Dirks Mgmt For For 2 Ratify Auditors Mgmt For For Vanda Pharmaceuticals Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 921659108 Annual 16-Apr-10 Ticker: VNDA CUSIP: 921659108 ISIN: US9216591084 SEDOL: B12W3P6 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Howard H. Pien Mgmt For For 1.2 Elect Director H. Thomas Watkins Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For For 3 Ratify Auditors Mgmt For For ATP Oil & Gas Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 00208J108 Annual 09-Apr-10 Ticker: ATPG CUSIP: 00208J108 ISIN: US00208J1088 SEDOL: 2721581 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director T. Paul Bulmahn Mgmt For Withhold 1.2 Elect Director Robert J. Karow Mgmt For For Page 161 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Gerard J. Swonke Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve Amendments to ATP's Restated Articles of Incorporation Mgmt For For to the Texas Business Organizations Code The Buckle, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 118440106 Annual 26-Mar-10 Ticker: BKE CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Daniel J. Hirschfeld Mgmt For For 1.2 Elect Director Dennis H. Nelson Mgmt For For 1.3 Elect Director Karen B. Rhoads Mgmt For For 1.4 Elect Director James E. Shada Mgmt For For 1.5 Elect Director Robert E. Campbell Mgmt For For 1.6 Elect Director Bill L. Fairfield Mgmt For For 1.7 Elect Director Bruce L. Hoberman Mgmt For For 1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For 1.9 Elect Director Michael E. Huss Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Amend Restricted Stock Plan Mgmt For Against 5 Amend Restricted Stock Plan Mgmt For For Wal-Mart Stores, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 931142103 Annual 08-Apr-10 Ticker: WMT CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921 Vote Proponent Mgmt Rec Instruction 1 Elect Director Aida M. Alvarez Mgmt For For 2 Elect Director James W. Breyer Mgmt For For 3 Elect Director M. Michele Burns Mgmt For For 4 Elect Director James I. Cash, Jr. Mgmt For For 5 Elect Director Roger C. Corbett Mgmt For For 6 Elect Director Douglas N. Daft Mgmt For Against 7 Elect Director Michael T. Duke Mgmt For For 8 Elect Director Gregory B. Penner Mgmt For For 9 Elect Director Steven S. Reinemund Mgmt For For Page 162 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt10 Elect Director H. Lee Scott, Jr. For For Mgmt11 Elect Director Arne M. Sorenson For For Mgmt12 Elect Director Jim C. Walton For For Mgmt13 Elect Director S. Robson Walton For For Mgmt14 Elect Director Christopher J. Williams For For Mgmt15 Elect Director Linda S. Wolf For Against Mgmt16 Ratify Auditors For For Mgmt17 Approve Omnibus Stock Plan For Against Mgmt18 Amend Sharesave Plan For For SH19 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity Against For SH20 Advisory Vote to Ratify Named Executive Officers' Compensation Against For SH21 Report on Political Contributions Against Against SH22 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For SH23 Require Suppliers to Adopt CAK Against Against SH24 Report on Process for Identifying and Prioritizing Public Policy Activities Watsco, Inc. Meeting Date Country Primary Security ID Meeting Type Against Record Date Against 04-Jun-10 USA 942622200 Ticker: WSO Annual 09-Apr-10 CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Robert L. Berner, III Silgan Holdings Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 07-Jun-10 USA 827048109 Ticker: SLGN Annual 16-Apr-10 CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324 Proponent Mgmt Rec Vote Instruction Mgmt1 Amend Stockholder Voting Standard From A Majority Of Shares Outstanding Standard To A Majority Of Votes Cast Standard For For Mgmt2 Increase Authorized Common Stock For For Mgmt3.1 Elect Director R. Philip Silver For For Mgmt3.2 Elect Director William C. Jennings For For Mgmt4 Ratify Auditors Arena Resources, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 08-Jun-10 USA 040049108 Ticker: ARD Special 05-May-10 Page 163 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For Against J.Crew Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 08-Jun-10 USA 46612H402 Annual 09-Apr-10 Ticker: JCG CUSIP: 46612H402 ISIN: US46612H4020 SEDOL: B0T7ZB7 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Heather Resiman Mgmt For For 1.2 Elect Director David House Mgmt For For 1.3 Elect Director Stuart Sloan Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Ratify Auditors Mgmt For For SAP AG Meeting Date Country Primary Security ID Meeting Type Record Date 08-Jun-10 Germany D66992104 Annual 18-May-10 Ticker: N/A CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 0.50 per Mgmt For For Share 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 7 Amend Articles to Reflect Changes in Capital Mgmt For For 8.1 Amend Articles Re: Convocation of General Meeting due to New Mgmt For For German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.2 Amend Articles Re: Registration for General Meeting due to New Mgmt For For German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.3 Amend Articles Re: Electronic Participation in General Meeting Mgmt For For due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.4 Amend Articles Re: Postal and Electronic Voting at General Mgmt For For Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Page 164 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8.5 Amend Articles Re: Proxy Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 8.6 Amend Articles Re: Audio and Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 9.1 Approve Cancellation of Authorized Capital I and Authorized Capital II Mgmt For For 9.2 Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights Mgmt For For 9.3 Approve Creation of EUR 250 Million Pool of Capital without Preemptive Rights Mgmt For For 10 Approve Creation of EUR 30 Million Pool of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan Mgmt For For 11 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 12 Approve Remuneration of Supervisory Board Caterpillar Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: CAT 09-Jun-10 USA 149123101 Annual 12-Apr-10 CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director John T. Dillon Mgmt For For 1.2 Elect Director Juan Gallardo Mgmt For For 1.3 Elect Director William A. Osborn Mgmt For For 1.4 Elect Director Edward B. Rust, Jr. Mgmt For For 1.5 Elect Director Susan C. Schwab Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Declassify the Board of Directors Mgmt For For 5 Reduce Supermajority Vote Requirement Mgmt For For 6 Require Independent Board Chairman SH Against Against 7 Amend Human Rights Policy SH Against For 8 Amend Articles/Bylaws/Charter -- Call Special Meetings France Telecom Meeting Date Country SH Primary Security ID Meeting Type Against Record Date For Ticker: N/A 09-Jun-10 France F4113C103 Annual/Special 04-Jun-10 CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Discharge Directors Mgmt For For Page 165 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Treatment of Losses and Dividends of EUR 1.40 per Share Mgmt For For 4 Approve Transaction with French State Re: Partial Dividend Payment in Shares Mgmt For For 5 Approve Transaction with Claudie Haignere, Bernard Dufau, Didier Lombard, Henri Martre, and Jean Simonin Re: Partial Dividend Payment in Shares Mgmt For For 6 Amend Terms of Transaction with Novalis Re: Corporate Officers Health Insurance Mgmt For For 7 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 8 Elect Stephane Richard as Director Mgmt For Against 9 Elect Marc Maouche as Representative of Employee Shareholders to the Board Mgmt For Against 10 Elect Jean Pierre Borderieux as Representative of Employee Shareholders to the Board Mgmt For Against Extraordinary Business Mgmt 11 Authorize Capital Increase of up to EUR 70 Million to Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement Mgmt For For 12 Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a Liquidity Agreement Mgmt For For 13 Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For 14 Approve Employee Stock Purchase Plan Mgmt For For 15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 16 Authorize Filing of Required Documents/Other Formalities Mgmt For For Omega Healthcare Investors, Inc. Ticker: OHI 09-Jun-10 Meeting Date USA Country 681936100 Primary Security ID Annual Meeting Type Record Date 30-Apr-10 CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Edward Lowenthal Mgmt For For 1.2 Elect Director Stephen D. Plavin Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Charter to Revise Various Provisions Regarding REIT Ownership Limits Mgmt For For 4 Amend Charter to Grant Authority to the Board of Directors to Increase or Decrease Authorized Common and Preferred Stock Mgmt For Against Target Corporation Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: TGT 09-Jun-10 USA 87612E106 Annual 12-Apr-10 Page 166 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 87612E106 ISIN: US87612E1064 SEDOL: 2259101 Vote Proponent Mgmt Rec Instruction 1 Elect Director Calvin Darden Mgmt For For 2 Elect Director Anne M. Mulcahy Mgmt For For 3 Elect Director Stephen W. Sanger Mgmt For For 4 Elect Director Gregg W. Steinhafel Mgmt For For 5 Ratify Auditors Mgmt For For 6 Declassify the Board of Directors Mgmt For For 7 Reduce Supermajority Vote Requirement Mgmt For For 8 Amend Articles of Incorporation Mgmt For For 9 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Amedisys, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 023436108 Annual 15-Apr-10 Ticker: AMED CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William F. Borne Mgmt For For 1.2 Elect Director Ronald A. LaBorde Mgmt For For 1.3 Elect Director Jake L. Netterville Mgmt For For 1.4 Elect Director David R. Pitts Mgmt For For 1.5 Elect Director Peter F. Ricchiuti Mgmt For For 1.6 Elect Director Donald A. Washburn Mgmt For For 2 Ratify Auditors Mgmt For For American Vanguard Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 030371108 Annual 23-Apr-10 Ticker: AVD CUSIP: 030371108 ISIN: US0303711081 SEDOL: 2025711 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lawrence S. Clark Mgmt For For 1.2 Elect Director Alfred F. Ingulli Mgmt For For 1.3 Elect Director John L. Killmer Mgmt For For 1.4 Elect Director Herbert A. Kraft Mgmt For For 1.5 Elect Director John B. Miles Mgmt For For 1.6 Elect Director Carl R. Soderlind Mgmt For For 1.7 Elect Director Irving J. Thau Mgmt For For Page 167 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.8 Elect Director Eric G. Wintemute Mgmt For For 1.9 Elect Director Esmail Zirakparvar Mgmt For For 2 Ratify Auditors Banco Santander S.A. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 10-Jun-10 Spain E19790109 Annual 24-May-10 CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946 Proponent Mgmt Rec Vote Instruction 1 Accept Individual and Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended Dec. 31, 2009 Mgmt For For 2 Approve Allocation of Income Mgmt For For 3.1 Elect Angel Jado Becerro de Bengoa as Director Mgmt For For 3.2 Re-elect Francisco Javier Botin-Sanz de Sautuola y O'Shea as Director Mgmt For For 3.3 Re-elect Isabel Tocino Biscarolasaga as Director Mgmt For For 3.4 Re-elect Fernando de Asua Alvarez as Director Mgmt For For 3.5 Re-elect Alfredo Saenz Abad Mgmt For For 4 Reelect Auditors for Fiscal Year 2010 Mgmt For For 5 Authorize Repurchase of Shares in Accordance With Article 75 of Spanish Company Law; Void Authorization Granted on June 19, 2009 Mgmt For For 6 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 19, 2009 Mgmt For For 7.1 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For 7.2 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For 8 Grant Board Authorization to Issue Convertible and/or Exchangeable Debt Securities without Preemptive Rights Mgmt For For 9.1 Approve Bundled Incentive Plans Linked to Performance Objectives Mgmt For Against 9.2 Approve Savings Plan for Santander UK PLC' Employees and other Companies of Santander Group in the United Kingdom Mgmt For For 10 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For 11 Approve Director Remuneration Policy Report Dollar Thrifty Automotive Group, Inc. 10-Jun-10 Meeting Date USA Country Ticker: DTG Mgmt 256743105 Primary Security ID Annual Meeting Type For Record Date 12-Apr-10 For CUSIP: 256743105 ISIN: US2567431059 SEDOL: 2134208 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Thomas P. Capo Mgmt For For Page 168 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Maryann N. Keller Mgmt For For 1.3 Elect Director Edward C. Lumley Mgmt For For 1.4 Elect Director Richard W. Neu Mgmt For For 1.5 Elect Director John C. Pope Mgmt For For 1.6 Elect Director Scott L. Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For WellCare Health Plans, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 94946T106 Annual 13-Apr-10 Ticker: WCG CUSIP: 94946T106 ISIN: US94946T1060 SEDOL: B01R258 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Charles G. Berg Mgmt For For 1.2 Elect Director Carol J. Burt Mgmt For For 1.3 Elect Director Alec Cunningham Mgmt For For 1.4 Elect Director David J. Gallitano Mgmt For Withhold 1.5 Elect Director D. Robert Graham Mgmt For For 1.6 Elect Director Kevin F. Hickey Mgmt For For 1.7 Elect Director Christian P. Michalik Mgmt For For 1.8 Elect Director Glenn D. Steele, Jr. Mgmt For For 1.9 Elect Director William L. Trubeck Mgmt For For 1.10 Elect Director Paul E. Weaver Mgmt For For 2 Ratify Auditors Mgmt For For 3 Report on Political Contributions SH Against Against EMCOR Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Jun-10 USA 29084Q100 Annual 20-Apr-10 Ticker: EME CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen W. Bershad Mgmt For For 1.2 Elect Director David A.B. Brown Mgmt For For 1.3 Elect Director Larry J. Bump Mgmt For For 1.4 Elect Director Albert Fried, Jr. Mgmt For For 1.5 Elect Director Anthony J. Guzzi Mgmt For For 1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For 1.7 Elect Director David H. Laidley Mgmt For For Page 169 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.8 Elect Director Frank T. MacInnis Mgmt For For 1.9 Elect Director Jerry E. Ryan Mgmt For For 1.10 Elect Director Michael T. Yonker Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Regeneron Pharmaceuticals, Inc. Ticker: REGN 11-Jun-10 Meeting Date USA Country Mgmt 75886F107 Primary Security ID Annual Meeting Type For Record Date 14-Apr-10 For CUSIP: 75886F107 ISIN: US75886F1075 SEDOL: 2730190 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Leonard S. Schleifer Mgmt For For 1.2 Elect Director Eric M. Shooter Mgmt For For 1.3 Elect Director George D. Yancopoulos Mgmt For For 2 Ratify Auditors KBW, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: KBW 14-Jun-10 USA 482423100 Annual 19-Apr-10 CUSIP: 482423100 ISIN: US4824231009 SEDOL: B1GN3K0 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Thomas B. Michaud Mgmt For For 1.2 Elect Director James K. Schmidt Mgmt For For 2 Ratify Auditors Informatica Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: INFA 15-Jun-10 USA 45666Q102 Annual 22-Apr-10 CUSIP: 45666Q102 ISIN: US45666Q1022 SEDOL: 2412067 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Mark Garrett Mgmt For For 1.2 Elect Director Gerald Held Mgmt For For 1.3 Elect Director Charles J. Robel Mgmt For For 2 Ratify Auditors Ameristar Casinos, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: ASCA 16-Jun-10 USA 03070Q101 Annual 03-May-10 CUSIP: 03070Q101 ISIN: US03070Q1013 SEDOL: 2041717 Page 170 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Carl Brooks Mgmt For For 1.2 Elect Director Gordon R. Kanofsky Mgmt For Withhold 1.3 Elect Director J. William Richardson Mgmt For For 2 Ratify Auditors Mgmt For For Encore Capital Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 292554102 Annual 19-Apr-10 Ticker: ECPG CUSIP: 292554102 ISIN: US2925541029 SEDOL: 2443078 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director J. Brandon Black Mgmt For For 1.2 Elect Director Timothy J. Hanford Mgmt For For 1.3 Elect Director George Lund Mgmt For For 1.4 Elect Director Richard A. Mandell Mgmt For For 1.5 Elect Director Willem Mesdag Mgmt For For 1.6 Elect Director John J. Oros Mgmt For For 1.7 Elect Director J. Christopher Teets Mgmt For For 1.8 Elect Director H Ronald Weissman Mgmt For For 1.9 Elect Director Warren Wilcox Mgmt For For 2 Ratify Auditors Mgmt For For Genzyme Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 372917104 Proxy Contest 09-Apr-10 Ticker: GENZ CUSIP: 372917104 ISIN: US3729171047 SEDOL: 2367598 Vote Proponent Mgmt Rec Instruction Management Proxy (White Card) Mgmt 1.1 Elect Director Douglas A. Berthiaume Mgmt For For 1.2 Elect Director Robert J. Bertolini Mgmt For For 1.3 Elect Director Gail K. Boudreaux Mgmt For For 1.4 Elect Director Robert J. Carpenter Mgmt For For 1.5 Elect Director Charles L. Cooney Mgmt For For 1.6 Elect Director Victor J. Dzau Mgmt For For 1.7 Elect Director Connie Mack, III Mgmt For For 1.8 Elect Director Richard F. Syron Mgmt For For 1.9 Elect Director Henri A. Termeer Mgmt For For 1.10 Elect Director Ralph V. Whitworth Mgmt For For Page 171 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Amend Omnibus Stock Plan Mgmt For Against 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For 4 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 5 Provide Right to Call Special Meeting Mgmt For For 6 Ratify Auditors Mgmt For For Dissident Proxy (Gold Card) Mgmt 1.1 Elect Director Steven Burakoff SH For Do Not Vote 1.2 Elect Director Alexander J. Denner SH For Do Not Vote 1.3 Elect Director Carl C. Icahn SH For Do Not Vote 1.4 Elect Director Richard Mulligan SH For Do Not Vote 1.5 Management Nominee - Douglas A. Berthiaume SH For Do Not Vote 1.6 Management Nominee - Robert J. Bertolini SH For Do Not Vote 1.7 Management Nominee - Gail K. Boudreaux SH For Do Not Vote 1.8 Management Nominee - Robert J. Carpenter SH For Do Not Vote 1.9 Management Nominee - Victor J. Dzau SH For Do Not Vote 1.10 Management Nominee - Ralph V. Whitworth SH For Do Not Vote 2 Amend Omnibus Stock Plan Mgmt For Do Not Vote 3 Amend Qualified Employee Stock Purchase Plan Mgmt For Do Not Vote 4 Amend Non-Employee Director Omnibus Stock Plan Mgmt Against Do Not Vote 5 Provide Right to Call Special Meeting Mgmt For Do Not Vote 6 Ratify Auditors Mgmt For Do Not Vote The Men's Wearhouse, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 587118100 Annual 19-Apr-10 Ticker: MW CUSIP: 587118100 ISIN: US5871181005 SEDOL: 2576327 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director George Zimmer Mgmt For For 1.2 Elect Director David H. Edwab Mgmt For For 1.3 Elect Director Rinaldo S. Brutoco Mgmt For For 1.4 Elect Director Michael L. Ray Mgmt For For 1.5 Elect Director Sheldon I. Stein Mgmt For For 1.6 Elect Director Deepak Chopra Mgmt For For 1.7 Elect Director William B. Sechrest Mgmt For For 1.8 Elect Director Larry R. Katzen Mgmt For For 2 Ratify Auditors Mgmt For For Page 172 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 ZymoGenetics, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 17-Jun-10 USA 98985T109 Annual 09-Apr-10 Ticker: ZGEN CUSIP: 98985T109 ISIN: US98985T1097 SEDOL: 2807168 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Bruce L.A. Carter Mgmt For For 1.2 Elect Director James A. Harper Mgmt For For 1.3 Elect Director Edward E. Penhoet Mgmt For For 1.4 Elect Director A. Bruce Montgomery Mgmt For For 1.5 Elect Director Lars F. Jorgensen Mgmt For For 2 Ratify Auditors Mgmt For For NTT DoCoMo Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Jun-10 Japan J59399105 Annual 31-Mar-10 Ticker: 9437 CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 2600 Mgmt For For 2 Amend Articles to Amend Business Lines - Change Company Mgmt For For Name 3.1 Elect Director Ryuuji Yamada Mgmt For Against 3.2 Elect Director Kiyoyuki Tsujimura Mgmt For For 3.3 Elect Director Masatoshi Suzuki Mgmt For For 3.4 Elect Director Hiroshi Matsui Mgmt For For 3.5 Elect Director Bunya Kumagai Mgmt For For 3.6 Elect Director Kazuto Tsubouchi Mgmt For For 3.7 Elect Director Kaoru Katou Mgmt For For 3.8 Elect Director Mitsunobu Komori Mgmt For For 3.9 Elect Director Akio Oshima Mgmt For For 3.10 Elect Director Fumio Iwasaki Mgmt For For 3.11 Elect Director Takashi Tanaka Mgmt For For 3.12 Elect Director Katsuhiro Nakamura Mgmt For For 3.13 Elect Director Hiroshi Tsujigami Mgmt For For Sony Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Jun-10 Japan J76379106 Annual 31-Mar-10 Ticker: 6758 CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506 Page 173 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Howard Stringer Mgmt For For 1.2 Elect Director Ryouji Chuubachi Mgmt For For 1.3 Elect Director Youtarou Kobayashi Mgmt For For 1.4 Elect Director Yoshiaki Yamauchi Mgmt For For 1.5 Elect Director Peter Bonfield Mgmt For For 1.6 Elect Director Fujio Chou Mgmt For For 1.7 Elect Director Ryuuji Yasuda Mgmt For For 1.8 Elect Director Yukako Uchinaga Mgmt For For 1.9 Elect Director Mitsuaki Yahagi Mgmt For For 1.10 Elect Director Tsun-Yang Hsieh Mgmt For For 1.11 Elect Director Roland A. Hernandez Mgmt For For 1.12 Elect Director Kanemitsu Anraku Mgmt For For 1.13 Elect Director Yorihiko Kojima Mgmt For For 1.14 Elect Director Osamu Nagayama Mgmt For For 2 Approve Stock Option Plan Mgmt For For East Japan Railway Co Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J1257M109 Annual 31-Mar-10 Ticker: 9020 CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For 2 Amend Articles to Indemnify Directors and Statutory Auditors Mgmt For For 3.1 Elect Director Mutsutake Otsuka Mgmt For For 3.2 Elect Director Yoshio Ishida Mgmt For For 3.3 Elect Director Satoshi Seino Mgmt For For 3.4 Elect Director Tetsuro Tomita Mgmt For For 3.5 Elect Director Masaki Ogata Mgmt For For 3.6 Elect Director Yoshiaki Arai Mgmt For For 3.7 Elect Director Tsugio Sekiji Mgmt For For 3.8 Elect Director Yoichi Minami Mgmt For For 3.9 Elect Director Toru Owada Mgmt For For 3.10 Elect Director Yuji Fukasawa Mgmt For For 3.11 Elect Director Yasuo Hayashi Mgmt For For 3.12 Elect Director Shigeru Tanabe Mgmt For For 3.13 Elect Director Shinichiro Kamada Mgmt For For 3.14 Elect Director Yoshitaka Taura Mgmt For For Page 174 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3.15 Elect Director Naomichi Yagishita Mgmt For For 3.16 Elect Director Naoto Miyashita Mgmt For For 3.17 Elect Director Yuji Morimoto Mgmt For For 3.18 Elect Director Osamu Kawanobe Mgmt For For 3.19 Elect Director Toshiro Ichinose Mgmt For For 3.20 Elect Director Masayuki Satomi Mgmt For For 3.21 Elect Director Kimio Shimizu Mgmt For For 3.22 Elect Director Tsukasa Haraguchi Mgmt For For 3.23 Elect Director Tadami Tsuchiya Mgmt For For 3.24 Elect Director Yasuyoshi Umehara Mgmt For For 3.25 Elect Director Takeshi Sasaki Mgmt For For 3.26 Elect Director Tomokazu Hamaguchi Mgmt For For 4 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For Auditors 5 Amend Articles to Require Disclosure of Individual Director SH Against For Compensation Levels 6 Amend Articles to Require Reporting to Shareholders of Advisor SH Against Against Appointments and Pay 7.1 Remove Director Mutsutake Otsuka from Office SH Against Against 7.2 Remove Director Satoshi Seino from Office SH Against Against 7.3 Remove Director Masaki Ogata from Office SH Against Against 7.4 Remove Director Toru Owada from Office SH Against Against 7.5 Remove Director Yuji Fukasawa from Office SH Against Against 7.6 Remove Director Yasuo Hayashi from Office SH Against Against 7.7 Remove Director Yuji Morimoto from Office SH Against Against 8.1 Appoint Shareholder Nominee Hisayoshi Serizawa to the Board SH Against Against 8.2 Appoint Shareholder Nominee Fusao Shimoyama to the Board SH Against Against 8.3 Appoint Shareholder Nominee Makoto Sataka to the Board SH Against Against 8.4 Appoint Shareholder Nominee Hisakatsu Nihei to the Board SH Against Against 8.5 Appoint Shareholder Nominee Yoshinori Takahashi to the Board SH Against Against 9 Cut Board Compensation by 20 Percent SH Against Against 10 Approve Alternate Income Allocation to Establish Reserve for SH Against Against Reemployment of Former JNR Employees 11 Approve Alternate Income Allocation to Establish Reserve for SH Against Against Retention of Local Rail Lines 12 Approve Alternate Income Allocation to Establish "Reserve for SH Against Against Safety Personnel" to Reduce Suicides Mitsui & Co. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J44690139 Annual 31-Mar-10 Ticker: 8031 Page 175 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 11 Mgmt For For 2.1 Elect Director Shoei Utsuda Mgmt For For 2.2 Elect Director Masami Iijima Mgmt For For 2.3 Elect Director Ken Abe Mgmt For For 2.4 Elect Director Junichi Matsumoto Mgmt For For 2.5 Elect Director Seiichi Tanaka Mgmt For For 2.6 Elect Director Norinao Iio Mgmt For For 2.7 Elect Director Takao Omae Mgmt For For 2.8 Elect Director Masayoshi Komai Mgmt For For 2.9 Elect Director Daisuke Saiga Mgmt For For 2.10 Elect Director Nobuko Matsubara Mgmt For For 2.11 Elect Director Ikujiro Nonaka Mgmt For For 2.12 Elect Director Hiroshi Hirabayashi Mgmt For For 2.13 Elect Director Toshiro Muto Mgmt For For 3 Appoint Statutory Auditor Naoto Nakamura Mgmt For For Nissan Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J57160129 Annual 31-Mar-10 Ticker: 7201 CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860 Vote Proponent Mgmt Rec Instruction 1.1 Appoint Statutory Auditor Toshiyuki Nakamura Mgmt For For 1.2 Appoint Statutory Auditor Mikio Nakura Mgmt For Against 2 Approve Stock Option Plan Mgmt For For 3 Approve Stock Appreciation Rights Plan for Directors Mgmt For For Honda Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J22302111 Annual 31-Mar-10 Ticker: 7267 CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 12 Mgmt For For 2.1 Elect Director Takanobu Itou Mgmt For For 2.2 Elect Director Kouichi Kondou Mgmt For For 2.3 Elect Director Shigeru Takagi Mgmt For For Page 176 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.4 Elect Director Akio Hamada Mgmt For For 2.5 Elect Director Tetsuo Iwamura Mgmt For For 2.6 Elect Director Tatsuhiro Ohyama Mgmt For For 2.7 Elect Director Fumihiko Ike Mgmt For For 2.8 Elect Director Masaya Yamashita Mgmt For For 2.9 Elect Director Kensaku Hougen Mgmt For For 2.10 Elect Director Nobuo Kuroyanagi Mgmt For For 2.11 Elect Director Takeo Fukui Mgmt For For 2.12 Elect Director Hiroshi Kobayashi Mgmt For For 2.13 Elect Director Shou Minekawa Mgmt For For 2.14 Elect Director Takuji Yamada Mgmt For For 2.15 Elect Director Youichi Houjou Mgmt For For 2.16 Elect Director Tsuneo Tanai Mgmt For For 2.17 Elect Director Hiroyuki Yamada Mgmt For For 2.18 Elect Director Tomohiko Kawanabe Mgmt For For 2.19 Elect Director Masahiro Yoshida Mgmt For For 2.20 Elect Director Seiji Kuraishi Mgmt For For 3 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For Auditors Mitsubishi Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J43830116 Annual 31-Mar-10 Ticker: 8058 CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 21 Mgmt For For 2.1 Elect Director Yorihiko Kojima Mgmt For For 2.2 Elect Director Ken Kobayashi Mgmt For For 2.3 Elect Director Ryouichi Ueda Mgmt For For 2.4 Elect Director Masahide Yano Mgmt For For 2.5 Elect Director Hideyuki Nabeshima Mgmt For For 2.6 Elect Director Hideto Nakahara Mgmt For For 2.7 Elect Director Tsuneo Iyobe Mgmt For For 2.8 Elect Director Kiyoshi Fujimura Mgmt For For 2.9 Elect Director Yasuo Nagai Mgmt For For 2.10 Elect Director Mikio Sasaki Mgmt For For 2.11 Elect Director Tamotsu Nomakuchi Mgmt For Against 2.12 Elect Director Kunio Itou Mgmt For For Page 177 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.13 Elect Director Kazuo Tsukuda Mgmt For Against 2.14 Elect Director Ryouzou Katou Mgmt For For 2.15 Elect Director Hidehiro konno Mgmt For For 3 Appoint Statutory Auditor Yukio Ueno Mgmt For For 4 Approve Annual Bonus Payment to Directors Mgmt For For 5 Set Amounts for Retirement Bonus Reserve Funds for Directors Mgmt For For 6 Approve Deep Discount Stock Option Plan and Adjustment to Mgmt For Against Aggregate Compensation Ceiling for Directors Smith Micro Software, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 USA 832154108 Annual 26-Apr-10 Ticker: SMSI CUSIP: 832154108 ISIN: US8321541083 SEDOL: 2829861 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel Gulko Mgmt For For 2 Approve Qualified Employee Stock Purchase Plan Mgmt For For 3 Ratify Auditors Mgmt For For 4 Other Business Mgmt For Abstain Toyota Motor Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J92676113 Annual 31-Mar-10 Ticker: 7203 CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 25 Mgmt For For 2.1 Elect Director Fujio Cho Mgmt For For 2.2 Elect Director Katsuaki Watanabe Mgmt For For 2.3 Elect Director Kazuo Okamoto Mgmt For For 2.4 Elect Director Akio Toyoda Mgmt For For 2.5 Elect Director Takeshi Uchiyamada Mgmt For For 2.6 Elect Director Yukitoshi Funo Mgmt For For 2.7 Elect Director Atsushi Niimi Mgmt For For 2.8 Elect Director Shinichi Sasaki Mgmt For For 2.9 Elect Director Yoichiro Ichimaru Mgmt For For 2.10 Elect Director Satoshi Ozawa Mgmt For For 2.11 Elect Director Akira Okabe Mgmt For For 2.12 Elect Director Shinzou Kobuki Mgmt For For 2.13 Elect Director Akira Sasaki Mgmt For For Page 178 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.14 Elect Director Mamoru Furuhashi Mgmt For For 2.15 Elect Director Iwao Nihashi Mgmt For For 2.16 Elect Director Tadashi Yamashina Mgmt For For 2.17 Elect Director Takahiko Ijichi Mgmt For For 2.18 Elect Director Tetsuo Agata Mgmt For For 2.19 Elect Director Masamoto Maekawa Mgmt For For 2.20 Elect Director Yasumori Ihara Mgmt For For 2.21 Elect Director Takahiro Iwase Mgmt For For 2.22 Elect Director Yoshimasa Ishii Mgmt For For 2.23 Elect Director Takeshi Shirane Mgmt For For 2.24 Elect Director Yoshimi Inaba Mgmt For For 2.25 Elect Director Nampachi Hayashi Mgmt For For 2.26 Elect Director Nobuyori Kodaira Mgmt For For 2.27 Elect Director Mitsuhisa Kato Mgmt For For 3.1 Appoint Statutory Auditor Masaki Nakatsugawa Mgmt For For 3.2 Appoint Statutory Auditor Yoichi Morishita Mgmt For Against 3.3 Appoint Statutory Auditor Akishige Okada Mgmt For Against 4 Approve Stock Option Plan Mgmt For For Vicor Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 USA 925815102 Annual 30-Apr-10 Ticker: VICR CUSIP: 925815102 ISIN: US9258151029 SEDOL: 2930774 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel J. Anderson Mgmt For Withhold 1.2 Elect Director Estia J. Eichten Mgmt For For 1.3 Elect Director Barry Kelleher Mgmt For Withhold 1.4 Elect Director David T. Riddiford Mgmt For For 1.5 Elect Director James A. Simms Mgmt For Withhold 1.6 Elect Director Claudio Tuozzolo Mgmt For Withhold 1.7 Elect Director Patrizio Vinciarelli Mgmt For Withhold 1.8 Elect Director Jason L. Carlson Mgmt For For 1.9 Elect Director Liam K. Griffin Mgmt For For Yahoo! Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 USA 984332106 Annual 27-Apr-10 Ticker: YHOO CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539 Vote Proponent Mgmt Rec Instruction Page 179 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Elect Director Carol Bartz Mgmt For For 2 Elect Director Roy J. Bostock Mgmt For For 3 Elect Director Pati S. Hart Mgmt For For 4 Elect Director Eric Hippeau Mgmt For For 5 Elect Director Susan M. James Mgmt For For 6 Elect Director Vyomesh Joshi Mgmt For For 7 Elect Director Arthur H. Kern Mgmt For For 8 Elect Director Brad D. Smith Mgmt For For 9 Elect Director Gary L. Wilson Mgmt For For 10 Elect Director Jerry Yang Mgmt For For 11 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 12 Ratify Auditors Mgmt For For 13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Kforce Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 USA 493732101 Annual 22-Apr-10 Ticker: KFRC CUSIP: 493732101 ISIN: US4937321010 SEDOL: 2746982 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Elaine D. Rosen Mgmt For For 1.2 Elect Director Ralph E. Struzziero Mgmt For For 1.3 Elect Director Howard W. Sutter Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Approve Qualified Employee Stock Purchase Plan Mgmt For For Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 USA 696643105 Special 24-May-10 Ticker: PALM CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Panasonic Corp Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J6354Y104 Annual 31-Mar-10 Ticker: 6752 CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707 Page 180 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kunio Nakamura Mgmt For For 1.2 Elect Director Masayuki Matsushita Mgmt For For 1.3 Elect Director Fumio Ohtsubo Mgmt For For 1.4 Elect Director Toshihiro Sakamoto Mgmt For For 1.5 Elect Director Takahiro Mori Mgmt For For 1.6 Elect Director Yasuo Katsura Mgmt For For 1.7 Elect Director Hitoshi Ohtsuki Mgmt For For 1.8 Elect Director Ken Morita Mgmt For For 1.9 Elect Director Ikusaburou Kashima Mgmt For For 1.10 Elect Director Junji Nomura Mgmt For For 1.11 Elect Director Kazunori Takami Mgmt For For 1.12 Elect Director Makoto Uenoyama Mgmt For For 1.13 Elect Director Masatoshi Harada Mgmt For For 1.14 Elect Director Ikuo Uno Mgmt For Against 1.15 Elect Director Masayuki Oku Mgmt For Against 1.16 Elect Director Masashi Makino Mgmt For For 1.17 Elect Director Masaharu Matsushita Mgmt For For 1.18 Elect Director Yoshihiko Yamada Mgmt For For 1.19 Elect Director Takashi Toyama Mgmt For For 2 Appoint Statutory Auditor Hiroyuki Takahashi Mgmt For For Takeda Pharmaceutical Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J8129E108 Annual 31-Mar-10 Ticker: 4502 CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For 2.1 Elect Director Yasuchika Hasegawa Mgmt For For 2.2 Elect Director Makoto Yamaoka Mgmt For For 2.3 Elect Director Toyoji Yoshida Mgmt For For 2.4 Elect Director Yasuhiko Yamanaka Mgmt For For 2.5 Elect Director Shigenori Ohkawa Mgmt For For 3 Approve Annual Bonus Payment to Directors Mgmt For For Tokyo Electric Power Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J86914108 Annual 31-Mar-10 Ticker: 9501 CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404 Page 181 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For 2.1 Elect Director Zengo Aizawa Mgmt For For 2.2 Elect Director Yasushi Aoyama Mgmt For For 2.3 Elect Director Takao Arai Mgmt For For 2.4 Elect Director Tsunehisa Katsumata Mgmt For For 2.5 Elect Director Shigeru Kimura Mgmt For For 2.6 Elect Director Akio Komori Mgmt For For 2.7 Elect Director Masataka Shimizu Mgmt For For 2.8 Elect Director Hiroaki Takatsu Mgmt For For 2.9 Elect Director Masaru Takei Mgmt For For 2.10 Elect Director Norio Tsuzumi Mgmt For For 2.11 Elect Director Yoshihiro Naitou Mgmt For For 2.12 Elect Director Toshio Nishizawa Mgmt For For 2.13 Elect Director Naomi Hirose Mgmt For For 2.14 Elect Director Takashi Fujimoto Mgmt For For 2.15 Elect Director Makio Fujiwara Mgmt For For 2.16 Elect Director Fumiaki Miyamoto Mgmt For For 2.17 Elect Director Sakae Mutou Mgmt For For 2.18 Elect Director Tomijirou Morita Mgmt For For 2.19 Elect Director Hiroshi Yamaguchi Mgmt For For 2.20 Elect Director Masao Yamazaki Mgmt For For 3.1 Appoint Statutory Auditor Kazuko Oya Mgmt For For 3.2 Appoint Statutory Auditor Takashi Karasaki Mgmt For For 4 Approve Alternate Income Allocation Proposal with Higher SH Against Against Dividend 5 Amend Articles to Create Committee to Study How to Dispose of SH Against Against Nuclear Waste Based on Survey of Consumers, Board "Must Strive to Implement Recommendations" 6 Amend Articles to Require End of Cooperation in Fast Breeder SH Against Against Reactor Project 7 Amend Articles to Add Smart Grid (Time-Variable Pricing) SH Against Against Operations to Favor Use of Non-Nuclear Power 8 Amend Articles to Require Director Compensation Disclosure SH Against For Fanuc Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J13440102 Annual 31-Mar-10 Ticker: 6954 CUSIP: J13440102 ISIN: JP3802400006 SEDOL: 6356934 Vote Proponent Mgmt Rec Instruction Page 182 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Approve Allocation of Income, with a Final Dividend of JPY 43.14 Mgmt For For 2.1 Elect Director Yoshiharu Inaba Mgmt For For 2.2 Elect Director Hiroyuki Uchida Mgmt For For 2.3 Elect Director Hideo Kojima Mgmt For For 2.4 Elect Director Yoshihiro Gonda Mgmt For For 2.5 Elect Director Kenji Yamaguchi Mgmt For For 2.6 Elect Director Mitsuo Kurakake Mgmt For For 2.7 Elect Director Hidehiro Miyajima Mgmt For For 2.8 Elect Director Hiroshi Noda Mgmt For For 2.9 Elect Director Hiroshi Araki Mgmt For For 2.10 Elect Director Shunsuke Matsubara Mgmt For For 2.11 Elect Director Richard E. Schneider Mgmt For For 2.12 Elect Director Hajimu Kishi Mgmt For For 2.13 Elect Director Takayuki Ito Mgmt For For 2.14 Elect Director Mineko Yamasaki Mgmt For For Mitsubishi UFJ Financial Group Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J44497105 Annual 31-Mar-10 Ticker: 8306 CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For 2.1 Elect Director Takamune Okihara Mgmt For For 2.2 Elect Director Kinya Okauchi Mgmt For For 2.3 Elect Director Katsunori Nagayasu Mgmt For For 2.4 Elect Director Kyouta Ohmori Mgmt For For 2.5 Elect Director Hiroshi Saitou Mgmt For For 2.6 Elect Director Nobushige Kamei Mgmt For For 2.7 Elect Director Masao Hasegawa Mgmt For For 2.8 Elect Director Fumiyuki Akikusa Mgmt For For 2.9 Elect Director Kazuo Takeuchi Mgmt For For 2.10 Elect Director Nobuyuki Hirano Mgmt For For 2.11 Elect Director Shunsuke Teraoka Mgmt For For 2.12 Elect Director Kaoru Wachi Mgmt For For 2.13 Elect Director Takashi Oyamada Mgmt For For 2.14 Elect Director Ryuuji Araki Mgmt For For 2.15 Elect Director Kazuhiro Watanabe Mgmt For For Page 183 of 185 TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.16 Elect Director Takuma Ohtoshi Nintendo Co. Ltd. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: 7974 29-Jun-10 Japan J51699106 Annual 31-Mar-10 CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550 Proponent Mgmt Rec Vote Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 660 Mgmt For For 2.1 Elect Director Satoru Iwata Mgmt For For 2.2 Elect Director Yoshihiro Mori Mgmt For For 2.3 Elect Director Shinji Hatano Mgmt For For 2.4 Elect Director Genyou Takeda Mgmt For For 2.5 Elect Director Shigeru Miyamoto Mgmt For For 2.6 Elect Director Nobuo Nagai Mgmt For For 2.7 Elect Director Masaharu Matsumoto Mgmt For For 2.8 Elect Director Eiichi Suzuki Mgmt For For 2.9 Elect Director Kazuo Kawahara Mgmt For For 2.10 Elect Director Tatsumi Kimishima Mgmt For For 2.11 Elect Director Kaoru Takemura Mgmt For For 3 Appoint Statutory Auditor Katashi Ozaki Nordic American Tanker Shipping Ltd. 29-Jun-10 Meeting Date Ticker: N/A Bermuda Country Mgmt G65773106 Primary Security ID Annual Meeting Type For Record Date 26-May-10 For CUSIP: G65773106 ISIN: BMG657731060 SEDOL: B16FN84 Proponent Mgmt Rec Vote Instruction 1.1 Elect Herbjorn Hansson as Director Mgmt For Withhold 1.2 Elect Sir David Gibbons as Director Mgmt For For 1.3 Elect Andreas Ove Ugland as Director Mgmt For For 1.4 Elect Jim Kelly as Director as Director Mgmt For For 1.5 Elect Jan Erik Langangen as Director Mgmt For For 1.6 Elect Paul J. Hopkins as Director Mgmt For For 1.7 Elect Richard H. K. Vietor as Director Mgmt For For Page 184 of 185 2 Ratify Deloitte AS as Auditors Mgmt For For 3 Approve Reduction in Share Capital by $136.4 Million Mgmt For For 4 Receive Financial Statements and Statutory Reports Mgmt (Non-Voting) Transact Other Business (Non-Voting) Mgmt TDX Independence 2020 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Shin-Etsu Chemical Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J72810120 Ticker: 4063 Annual 31-Mar-10 CUSIP: J72810120 ISIN: JP3371200001 SEDOL: 6804585 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 50 For For Mgmt2.1 Elect Director Chihiro Kanagawa For For Mgmt2.2 Elect Director Shunzo Mori For For Mgmt2.3 Elect Director Fumio Akiya For For Mgmt2.4 Elect Director Kiichi Habata For For Mgmt2.5 Elect Director Masashi Kaneko For For Mgmt2.6 Elect Director Fumio Arai For For Mgmt2.7 Elect Director Masahiko Todoroki For For Mgmt2.8 Elect Director Toshiya Akimoto For For Mgmt2.9 Elect Director Hiroshi Komiyama For For Mgmt3 Appoint Statutory Auditor Yoshihito Kosaka For For Mgmt4 Approve Stock Option Plan For For Mgmt5 Approve Takeover Defense Plan (Poison Pill) SUMITOMO MITSUI FINANCIAL GROUP INC. 29-Jun-10 Meeting Date Japan Country J7771X109 Primary Security ID Ticker: 8316 Annual Meeting Type For Record Date 31-Mar-10 Against CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares For For Mgmt2 Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation For For Mgmt3.1 Elect Director Teisuke Kitayama For For Mgmt3.2 Elect Director Wataru Ohara For For Mgmt3.3 Elect Director Hideo Shimada For For Mgmt3.4 Elect Director Junsuke Fujii For For Mgmt3.5 Elect Director Koichi Miyata For For Mgmt3.6 Elect Director Yoshinori Yokoyama For For Mgmt4 Approve Retirement Bonus Payment for Director For For Mgmt5 Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan For For Page 185 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
July 1, 2009 – August 2, 2009
Account | Cust Bank Acct Nbr | Client Account Nbr | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting | Ballot Shares | Seq Number | Ballot Item Number | MorS | Category | ItemDesc | ISS Rec | Mgt | Policy | Vote | ||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 1773 | 1 | 1.1 | M | Directors Related | Elect Director Rick L. Wessel | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 1773 | 2 | 1.2 | M | Directors Related | Elect Director Richard T. Burke | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 1773 | 3 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1791 | 1 | 1.1 | M | Directors Related | Elect Director Alfred J. Amoroso | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1791 | 2 | 1.2 | M | Directors Related | Elect Director Andrew K. Ludwick | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1791 | 3 | 1.3 | M | Directors Related | Elect Director Alan L. Earhart | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1791 | 4 | 1.4 | M | Directors Related | Elect Director Robert J. Majteles | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1791 | 5 | 1.5 | M | Directors Related | Elect Director James E. Meyer | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1791 | 6 | 1.6 | M | Directors Related | Elect Director James P. O’Shaughnessy | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1791 | 7 | 1.7 | M | Directors Related | Elect Director Ruthann Quindlen | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1791 | 8 | 2 | M | Routine/Business | Change Company Name | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1791 | 9 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 256 | 1 | 1.1 | M | Directors Related | Elect Director Donald W. Burton | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 256 | 2 | 1.2 | M | Directors Related | Elect Director Graeme W. Henderson | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 256 | 3 | 1.3 | M | Directors Related | Elect Director Samuel B. Ligon | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 256 | 4 | 1.4 | M | Directors Related | Elect Director Gary L. Martin | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 256 | 5 | 1.5 | M | Directors Related | Elect Director John H. Wilson | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 256 | 6 | 2 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | For | For | Against | Against | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 256 | 7 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 70 | 2 | 1.1 | M | Directors Related | Elect Director Malcolm Elvey | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 70 | 3 | 1.2 | M | Directors Related | Elect Director Sally Frame Kasaks | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 70 | 4 | 1.3 | M | Directors Related | Elect Director Norman Matthews | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 70 | 5 | 2 | M | Routine/Business | Ratify Auditors | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 70 | 6 | 3 | S | SH-Corp Governance | Repeal All Board Approved Bylaw Amendments Adopted After March 5, 2009 | Against | Against | Refer | Against | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 70 | 8 | 1.1 | S | SH-Dirs’ Related | Elect Director Raphael Benaroya | Do Not Vote | For | Refer | None | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 70 | 9 | 1.2 | S | SH-Dirs’ Related | Elect Director Jeremy J. Fingerman | Do Not Vote | For | Refer | None | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 70 | 10 | 1.3 | S | SH-Dirs’ Related | Elect Director Ross B. Glickman | Do Not Vote | For | Refer | None | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 70 | 11 | 2 | M | Routine/Business | Ratify Auditors | Do Not Vote | None | Refer | None | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 70 | 12 | 3 | S | SH-Corp Governance | Repeal All Board Approved Bylaw Amendments Adopted After March 5, 2009 | Do Not Vote | For | Refer | None | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 8918 | 1 | 1.1 | M | Directors Related | Elect Director William J. Abbott | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 8918 | 2 | 1.2 | M | Directors Related | Elect Director Dwight C. Arn | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 8918 | 3 | 1.3 | M | Directors Related | Elect Director Robert C. Bloss | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 8918 | 4 | 1.4 | M | Directors Related | Elect Director William Cella | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 8918 | 5 | 1.5 | M | Directors Related | Elect Director Glenn Curtis | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 8918 | 6 | 1.6 | M | Directors Related | Elect Director Steve Doyal | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 8918 | 7 | 1.7 | M | Directors Related | Elect Director Brian E. Gardner | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 8918 | 8 | 1.8 | M | Directors Related | Elect Director Herbert A. Granath | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 8918 | 9 | 1.9 | M | Directors Related | Elect Director Donald J. Hall, Jr. | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 8918 | 10 | 1.10 | M | Directors Related | Elect Director Irvine O. Hockaday, Jr. | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 8918 | 11 | 1.11 | M | Directors Related | Elect Director A. Drue Jennings | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 8918 | 12 | 1.12 | M | Directors Related | Elect Director Peter A. Lund | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 8918 | 13 | 1.13 | M | Directors Related | Elect Director Brad R. Moore | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 8918 | 14 | 1.14 | M | Directors Related | Elect Director Deanne R. Stedem | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 485 | 1 | 1.1 | M | Directors Related | Elect Director Marv Tseu | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 485 | 2 | 1.2 | M | Directors Related | Elect Director Ken Kannappan | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 485 | 3 | 1.3 | M | Directors Related | Elect Director Brian Dexheimer | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 485 | 4 | 1.4 | M | Directors Related | Elect Director Gregg Hammann | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 485 | 5 | 1.5 | M | Directors Related | Elect Director John Hart | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 485 | 6 | 1.6 | M | Directors Related | Elect Director Marshall Mohr | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 485 | 7 | 1.7 | M | Directors Related | Elect Director Roger Wery | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 485 | 8 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 485 | 9 | 3 | M | Non-Salary Comp. | Amend Qualified Employee Stock Purchase Plan | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 485 | 10 | 4 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3585 | 1 | 1.1 | M | Directors Related | Elect Director Andy D. Bryant | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3585 | 2 | 1.2 | M | Directors Related | Elect Director Wayne A. Budd | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3585 | 3 | 1.3 | M | Directors Related | Elect Director John H. Hammergren | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3585 | 4 | 1.4 | M | Directors Related | Elect Director Alton F. Irby, III | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3585 | 5 | 1.5 | M | Directors Related | Elect Director M. Christine Jacobs | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3585 | 6 | 1.6 | M | Directors Related | Elect Director Marie L. Knowles | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3585 | 7 | 1.7 | M | Directors Related | Elect Director David M. Lawrence | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3585 | 8 | 1.8 | M | Directors Related | Elect Director Edward A. Mueller | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3585 | 9 | 1.9 | M | Directors Related | Elect Director Jane E. Shaw | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3585 | 10 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | Against | Against | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3585 | 11 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3585 | 12 | 4 | S | SH-Compensation | Stock Retention/Holding Period | For | Against | Refer | Against | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3585 | 13 | 5 | S | SH-Compensation | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | For | Against | Refer | Against | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 2249 | 1 | 1.1 | M | Directors Related | Elect Director Ashok Bakhru | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 2249 | 2 | 1.2 | M | Directors Related | Elect Director John J. Hannan | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 2249 | 3 | 1.3 | M | Directors Related | Elect Director James C. Zelter | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 2249 | 4 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 2249 | 5 | 3 | M | Capitalization | Approve Sale of Common Shares Below Net Asset Value | For | For | Refer | For | ||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 2249 | 6 | 4 | M | Capitalization | Approve Issuance of Warrants/Convertible Debentures | For | For | Refer | For | ||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 12089 | 1 | 1 | M | Routine/Business | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 12089 | 2 | 2 | M | Routine/Business | Amend Certificate of Incorporation to Approve Director Amendment | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 12089 | 3 | 3 | M | Routine/Business | Amend Certificate of Incorporation to Approve Retirement Amendment | Against | For | Against | Against | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 12089 | 4 | 4 | M | Capitalization | Increase Authorized Preferred Stock | Against | For | Against | Against | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 363 | 1 | 1.1 | M | Directors Related | Elect Director Thomas N. Amonett | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 363 | 2 | 1.2 | M | Directors Related | Elect Director Charles F. Bolden, Jr. | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 363 | 3 | 1.3 | M | Directors Related | Elect Director Stephen J. Cannon | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 363 | 4 | 1.4 | M | Directors Related | Elect Director Jonathan H. Cartwright | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 363 | 5 | 1.5 | M | Directors Related | Elect Director William E. Chiles | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 363 | 6 | 1.6 | M | Directors Related | Elect Director Michael A. Flick | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 363 | 7 | 1.7 | M | Directors Related | Elect Director Thomas C. Knudson | For | For | For | For |
Account | Cust Bank Acct Nbr | Client Account Nbr | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting | Ballot Shares | Seq Number | Ballot Item Number | MorS | Category | ItemDesc | ISS Rec | Mgt | Policy | Vote | ||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 363 | 8 | 1.8 | M | Directors Related | Elect Director Ken C. Tamblyn | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 363 | 9 | 1.9 | M | Directors Related | Elect Director William P. Wyatt | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 363 | 10 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Alpha Natural Resources, Inc. | ANR | 02076X102 | USA | 07/31/09 | 06/25/09 | Special | 958 | 1 | 1 | M | Reorg. and Mergers | Approve Merger Agreement | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Alpha Natural Resources, Inc. | ANR | 02076X102 | USA | 07/31/09 | 06/25/09 | Special | 958 | 2 | 2 | M | Antitakeover Related | Adjourn Meeting | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | Merck & Co., Inc. | MRK | 589331107 | USA | 08/07/09 | 06/22/09 | Special | 5301 | 1 | 1 | M | Reorg. and Mergers | Approve Acquisition | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3787 | 1 | 1 | M | Directors Related | Elect Director W.R. Johnson | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3787 | 2 | 2 | M | Directors Related | Elect Director C.E. Bunch | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3787 | 3 | 3 | M | Directors Related | Elect Director L.S. Coleman, Jr. | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3787 | 4 | 4 | M | Directors Related | Elect Director J.G. Drosdick | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3787 | 5 | 5 | M | Directors Related | Elect Director E.E. Holiday | For | For | Refer | Against | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3787 | 6 | 6 | M | Directors Related | Elect Director C. Kendle | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3787 | 7 | 7 | M | Directors Related | Elect Director D.R. O Hare | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3787 | 8 | 8 | M | Directors Related | Elect Director N. Peltz | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3787 | 9 | 9 | M | Directors Related | Elect Director D.H. Reilley | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3787 | 10 | 10 | M | Directors Related | Elect Director L.C. Swann | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3787 | 11 | 11 | M | Directors Related | Elect Director T.J. Usher | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3787 | 12 | 12 | M | Directors Related | Elect Director M.F. Weinstein | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3787 | 13 | 13 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 3787 | 14 | 14 | M | Antitakeover Related | Provide Right to Call Special Meeting | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 1136 | 1 | 1.1 | M | Directors Related | Elect Director V. Gordon Clemons | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 1136 | 2 | 1.2 | M | Directors Related | Elect Director Steven J. Hamerslag | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 1136 | 3 | 1.3 | M | Directors Related | Elect Director Alan R. Hoops | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 1136 | 4 | 1.4 | M | Directors Related | Elect Director R. Judd Jessup | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 1136 | 5 | 1.5 | M | Directors Related | Elect Director Jean H. Macino | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 1136 | 6 | 1.6 | M | Directors Related | Elect Director Jeffrey J. Michael | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 1136 | 7 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 659 | 1 | 1.1 | M | Directors Related | Elect Director Brian J. Farrell | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 659 | 2 | 1.2 | M | Directors Related | Elect Director Lawrence Burstein | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 659 | 3 | 1.3 | M | Directors Related | Elect Director Henry T. DeNero | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 659 | 4 | 1.4 | M | Directors Related | Elect Director Brian P. Dougherty | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 659 | 5 | 1.5 | M | Directors Related | Elect Director Jeffrey W. Griffiths | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 659 | 6 | 1.6 | M | Directors Related | Elect Director Gary E. Rieschel | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 659 | 7 | 1.7 | M | Directors Related | Elect Director James L. Whims | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 659 | 8 | 2 | M | Non-Salary Comp. | Amend Qualified Employee Stock Purchase Plan | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 659 | 9 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 000260969 | * | 260969 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 659 | 10 | 4 | M | Routine/Business | Other Business | Against | For | Against | Against | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 1 | 1 | M | Routine/Business | Accept Financial Statements and Statutory Reports | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 2 | 2 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 3 | 3 | M | Routine/Business | Approve Final Dividend of 8.39 Pence Per Ordinary Share | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 4 | 4 | M | Directors Related | Re-elect Richard Brasher as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 5 | 5 | M | Directors Related | Re-elect Philip Clarke as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 6 | 6 | M | Directors Related | Re-elect Andrew Higginson as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 7 | 7 | M | Directors Related | Re-elect Charles Allen as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 8 | 8 | M | Directors Related | Re-elect Dr Harald Einsmann as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 9 | 9 | M | Directors Related | Elect Jacqueline Tammenoms Bakker as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 10 | 10 | M | Directors Related | Elect Patrick Cescau as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 11 | 11 | M | Directors Related | Elect Ken Hanna as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 12 | 12 | M | Directors Related | Elect Laurie Mcllwee as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 13 | 13 | M | Routine/Business | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 14 | 14 | M | Routine/Business | Authorise Board to Fix Remuneration of Auditors | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 15 | 15 | M | Capitalization | Approve Increase in Authorised Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 16 | 16 | M | Capitalization | Subject to the Passing of Resolution Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 17 | 17 | M | Capitalization | Subject to the Passing of Resolution Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 18 | 18 | M | Capitalization | Authorise 790,063,358 Ordinary Shares for Market Purchase | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 19 | 19 | M | Routine/Business | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 20 | 20 | M | Non-Salary Comp. | Approve Tesco plc Group Bonus Plan | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 21 | 21 | M | Non-Salary Comp. | Amend Tesco plc 2004 Discretionary Share Option Plan | Against | For | Against | Against | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 22 | 22 | M | Routine/Business | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 10050 | 24 | 23 | S | SH-Routine/Business | Resolve that the Directors Allocate a NED to Tesco’s Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco’s UK Meat and Poultry Supply Chain | Against | Against | Against | Against | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 1 | 1 | M | Routine/Business | Accept Financial Statements and Statutory Reports | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 2 | 2 | M | Directors Related | Re-elect Sir John Bond as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 3 | 3 | M | Directors Related | Re-elect John Buchanan as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 4 | 4 | M | Directors Related | Re-elect Vittorio Colao as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 5 | 5 | M | Directors Related | Elect Michel Combes as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 6 | 6 | M | Directors Related | Re-elect Andy Halford as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 7 | 7 | M | Directors Related | Re-elect Alan Jebson as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 8 | 8 | M | Directors Related | Elect Samuel Jonah as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 9 | 9 | M | Directors Related | Re-elect Nick Land as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 10 | 10 | M | Directors Related | Re-elect Anne Lauvergeon as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 11 | 11 | M | Directors Related | Re-elect Simon Murray as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 12 | 12 | M | Directors Related | Elect Stephen Pusey as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 13 | 13 | M | Directors Related | Re-elect Luc Vandevelde as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 14 | 14 | M | Directors Related | Re-elect Anthony Watson as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 15 | 15 | M | Directors Related | Re-elect Philip Yea as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 16 | 16 | M | Routine/Business | Approve Final Dividend of 5.20 Pence Per Ordinary Share | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 17 | 17 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 18 | 18 | M | Routine/Business | Reappoint Deloitte LLP as Auditors of the Company | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 19 | 19 | M | Routine/Business | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 20 | 20 | M | Capitalization | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 21 | 21 | M | Capitalization | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 22 | 22 | M | Capitalization | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 23 | 23 | M | Routine/Business | Adopt New Articles of Association | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 71376 | 24 | 24 | M | Routine/Business | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 11092 | 1 | 1 | M | Routine/Business | Accept Financial Statements and Statutory Reports | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 11092 | 2 | 2 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 11092 | 3 | 3 | M | Routine/Business | Approve Final Dividend of 1.1 Pence Per Ordinary Share | For | For | For | For |
Account | Cust Bank Acct Nbr | Client Account Nbr | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting Type | Ballot Shares | Seq Number | Ballot Item Number | MorS | Category | ItemDesc | ISS Rec Vote | Mgt Rec Vote | Policy Vote Rec | Vote Cast | |||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 11092 | 4 | 4 | M | Directors Related | Re-elect Clayton Brendish as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 11092 | 5 | 5 | M | Directors Related | Re-elect Phil Hodkinson as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 11092 | 6 | 6 | M | Directors Related | Elect Tony Chanmugam as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 11092 | 7 | 7 | M | Routine/ Business | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 11092 | 8 | 8 | M | Routine/ Business | Authorise Board to Fix Remuneration of Auditors | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 11092 | 9 | 9 | M | Capitalization | Authorise Issue of Equity or Equity-Linked Securities with Pre- emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 127,000,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 127,000,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 11092 | 10 | 10 | M | Capitalization | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre- emptive Rights up to Aggregate Nominal Amount of GBP 20,000,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 11092 | 11 | 11 | M | Capitalization | Authorise 774,000,000 Ordinary Shares for Market Purchase | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 11092 | 12 | 12 | M | Routine/ Business | Amend Articles of Association by Deleting the Provisions of the Company’s Memorandum of Association which, Due to Section 28 Companies Act 2006, Would be Treated as Provisions of the Current Articles; Adopt New Articles of Association | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 11092 | 13 | 13 | M | Routine/ Business | Approve That the Company May Call a General Meeting (But not an AGM) on at least 14 Clear Days’ Notice | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 11092 | 14 | 14 | M | Routine/ Business | Authorise British Telecommunications plc to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 75,000 and to Political Organisations Other Than Political Parties up to GBP 25,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Assicurazioni Generali Spa | T05040109 | Italy | 07/14/09 | 07/09/09 | Special | 1534 | 2 | 1 | M | Reorg. and Mergers | Approve Plan of Merger by Absorption of Alleanza Assicurazioni SpA and Toro Assicurazioni SpA and Approve Merger- Related Capital Increase | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2030 ETF Composite | 260969 | 260969 | Barclays plc | G08036124 | United Kingdom | 08/06/09 | Special | 10850 | 1 | 1 | M | Reorg. and Mergers | Approve Disposal by Barclays plc of the Barclays Global Investors Business and Ancillary Arrangements | For | For | For | For |
VOTE SUMMARY REPORT August 3, 2009 - June 30, 2010 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Ipc Holdings Ltd Meeting Date Country Primary Security ID Meeting Type Record Date 04-Sep-09 Bermuda G4933P101 Special 27-Jul-09 Ticker: IPCR CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction 1 Approve Elimination of Supermajority Vote Requirement for Mgmt For For Amalgamations 2 Approve Merger Agreement Mgmt For For 3 Adjourn Meeting Mgmt For For Exar Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 16-Sep-09 USA 300645108 Annual 22-Jul-09 Ticker: EXAR CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Izak Bencuya Mgmt For For 1.2 Elect Director Pierre Guilbault Mgmt For For 1.3 Elect Director Brian Hilton Mgmt For For 1.4 Elect Director Richard L. Leza Mgmt For For 1.5 Elect Director Gary Meyers Mgmt For For 1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For 1.7 Elect Director Pedro P. Rodriquez Mgmt For For 2 Ratify Auditors Mgmt For For Casey's General Stores, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Sep-09 USA 147528103 Annual 24-Jul-09 Ticker: CASY CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Ronald M. Lamb Mgmt For For 1.2 Elect Director Robert J. Myers Mgmt For For 1.3 Elect Director Diane C. Bridgewater Mgmt For For 1.4 Elect Director Johnny Danos Mgmt For For 1.5 Elect Director H. Lynn Horak Mgmt For For 1.6 Elect Director Kenneth H. Haynie Mgmt For For 1.7 Elect Director William C. Kimball Mgmt For For 1.8 Elect Director Jeffrey M. Lamberti Mgmt For For 1.9 Elect Director Richard A. Wilkey Mgmt For For Page 1 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 3com Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Sep-09 USA 885535104 Annual 27-Jul-09 Ticker: COMS CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kathleen A. Cote Mgmt For For 1.2 Elect Director David H.Y. Ho Mgmt For For 1.3 Elect Director Robert Y.L. Mao Mgmt For For 1.4 Elect Director J. Donald Sherman Mgmt For For 1.5 Elect Director Dominique Trempont Mgmt For For 2 Declassify the Board of Directors Mgmt For For 3 Ratify Auditors Mgmt For For Pharmasset, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Sep-09 USA 71715N106 Special 07-Aug-09 Ticker: VRUS CUSIP: 71715N106 ISIN: US71715N1063 SEDOL: B17W5V1 Vote Proponent Mgmt Rec Instruction 1 Amend Omnibus Stock Plan Mgmt For Against Ship Finance International Limited Meeting Date Country Primary Security ID Meeting Type Record Date 25-Sep-09 Bermuda G81075106 Annual 17-Jul-09 Ticker: N/A CUSIP: G81075106 ISIN: BMG810751062 SEDOL: B01G7F0 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For 2 Fix Number of Directors at 8 Mgmt For For 3 Authorize Board to Fill Vacancies Mgmt For For 4 Reelect Paul Leand Jr. as Director Mgmt For For 5 Reelect Kate Blankenship as Director Mgmt For For 6 Reelect Craig H. Stevenson Jr. as Director Mgmt For For 7 Reelect Hans Petter as Director Mgmt For For 8 Reelect Cecilie Fredriksen as Director Mgmt For For 9 Approve Moore Stephens, P.C. as Auditors and Authorize Board Mgmt For For to Fix Their Remuneration 10 Approve Remuneration of Directors Mgmt For For Page 2 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11 Approve Reduction of Share Premium Account Mgmt For For 12 Transact Other Business (Voting) Mgmt For Abstain Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date 30-Sep-09 USA 696643105 Annual 03-Aug-09 Ticker: PALM CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert C. Hagerty Mgmt For For 1.2 Elect Director Jonathan J. Rubinstein Mgmt For For 1.3 Elect Director Paul S. Mountford Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Oracle Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 07-Oct-09 USA 68389X105 Annual 10-Aug-09 Ticker: ORCL CUSIP: 68389X105 ISIN: US68389X1054 SEDOL: 2661568 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jeffrey S. Berg Mgmt For For 1.2 Elect Director H. Raymond Bingham Mgmt For For 1.3 Elect Director Michael J. Boskin Mgmt For For 1.4 Elect Director Safra A. Catz Mgmt For For 1.5 Elect Director Bruce R. Chizen Mgmt For For 1.6 Elect Director George H. Conrades Mgmt For For 1.7 Elect Director Lawrence J. Ellison Mgmt For For 1.8 Elect Director Hector Garcia-Molina Mgmt For For 1.9 Elect Director Jeffrey O. Henley Mgmt For For 1.10 Elect Director Donald L. Lucas Mgmt For For 1.11 Elect Director Charles E. Phillips, Jr. Mgmt For For 1.12 Elect Director Naomi O. Seligman Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For 4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 6 Stock Retention/Holding Period SH Against For Page 3 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 MSC.Software Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 09-Oct-09 USA 553531104 Special 27-Aug-09 Ticker: MSCS CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Paychex, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-Oct-09 USA 704326107 Annual 14-Aug-09 Ticker: PAYX CUSIP: 704326107 ISIN: US7043261079 SEDOL: 2674458 Vote Proponent Mgmt Rec Instruction 1 Elect Director B. Thomas Golisano Mgmt For For 2 Elect Director David J.S. Flaschen Mgmt For For 3 Elect Director Grant M. Inman Mgmt For For 4 Elect Director Pamela A. Joseph Mgmt For For 5 Elect Director Jonathan J. Judge Mgmt For For 6 Elect Director Joseph M. Tucci Mgmt For For 7 Elect Director Joseph M. Velli Mgmt For For 8 Ratify Auditors Mgmt For For The Procter & Gamble Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-Oct-09 USA 742718109 Annual 14-Aug-09 Ticker: PG CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407 Vote Proponent Mgmt Rec Instruction 1 Elect Director Kenneth I. Chenault Mgmt For For 2 Elect Director Scott D. Cook Mgmt For For 3 Elect Director Rajat K. Gupta Mgmt For For 4 Elect Director A.G. Lafley Mgmt For For 5 Elect Director Charles R. Lee Mgmt For For 6 Elect Director Lynn M. Martin Mgmt For For 7 Elect Director Robert A. McDonald Mgmt For For 8 Elect Director W. James McNerney, Jr. Mgmt For For 9 Elect Director Johnathan A. Rodgers Mgmt For For 10 Elect Director Ralph Snyderman Mgmt For For 11 Elect Director Mary Agnes Wilderotter Mgmt For For Page 4 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Elect Director Patricia A. Woertz Mgmt For For 13 Elect Director Ernesto Zedillo Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Code of Regulations Mgmt For For 16 Approve Omnibus Stock Plan Mgmt For Against 17 Provide for Cumulative Voting SH Against Against 18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Diageo plc Meeting Date Country Primary Security ID Meeting Type Record Date 14-Oct-09 United Kingdom G42089113 Annual 12-Oct-09 Ticker: N/A CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend of 22.2 Pence Per Ordinary Share Mgmt For For 4 Re-elect Laurence Danon as Director Mgmt For For 5 Re-elect Lord (Clive) Hollick of Notting Hill as Director Mgmt For For 6 Re-elect Paul Walsh as Director Mgmt For For 7 Elect Peggy Bruzelius as Director Mgmt For For 8 Elect Betsy Holden as Director Mgmt For For 9 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For 10 Authorise Board to Fix Remuneration of Auditors Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Under a Mgmt For For General Authority up to GBP 241,092,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 482,185,000 After Deducting Any Securities Issued Under the General Authority 12 If Resolution 11 is Passed, Authorise Issue of Equity or Mgmt For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,842,000 13 Authorise 249,964,000 Ordinary Shares for Market Purchase Mgmt For For 14 Authorise the Company and its Subsidiaries to Make EU Political Mgmt For For Donations to Political Parties, to Make EU Political Donations to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to GBP 200,000 15 Approve Diageo plc 2009 Discretionary Incentive Plan Mgmt For For 16 Approve Diageo plc 2009 Executive Long Term Incentive Plan Mgmt For For 17 Approve Diageo plc 2009 International Sharematch Plan Mgmt For For Page 5 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Authorise Board to Establish Future Share Plans for the Benefit Mgmt For For of Employees Overseas Based on the Diageo plc 2009 Discretionary Incentive Plan, the Diageo plc 2009 Executive Long Term Incentive Plan and the Diageo plc 2009 International Sharematch Plan 19 Approve Diageo plc 2009 Irish Sharesave Scheme Mgmt For For 20 Amend Diageo plc Executive Share Option Plan Mgmt For For 21 Amend Diageo plc 2008 Senior Executive Share Option Plan Mgmt For For 22 Amend Diageo plc Senior Executive Share Option Plan Mgmt For For 23 Approve That a General Meeting Other Than an Annual General Mgmt For For Meeting May Be Called on Not Less Than 14 Clear Days' Notice 24 Adopt New Articles of Association Mgmt For For The Marcus Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 14-Oct-09 USA 566330106 Annual 06-Aug-09 Ticker: MCS CUSIP: 566330106 ISIN: US5663301068 SEDOL: 2564827 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen H. Marcus Mgmt For Withhold 1.2 Elect Director Diane Marcus Gershowitz Mgmt For Withhold 1.3 Elect Director Daniel F. McKeithan, Jr Mgmt For For 1.4 Elect Director Allan H. Selig Mgmt For Withhold 1.5 Elect Director Timothy E. Hoeksema Mgmt For For 1.6 Elect Director Bruce J. Olson Mgmt For Withhold 1.7 Elect Director Philip L. Milstein Mgmt For For 1.8 Elect Director Bronson J. Haase Mgmt For For 1.9 Elect Director James D. Ericson Mgmt For For 1.10 Elect Director Gregory S. Marcus Mgmt For Withhold Matrix Service Co. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Oct-09 USA 576853105 Annual 02-Sep-09 Ticker: MTRX CUSIP: 576853105 ISIN: US5768531056 SEDOL: 2572068 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael J. Bradley Mgmt For For 1.2 Elect Director Michael J. Hall Mgmt For For 1.3 Elect Director I. Edgar (Ed) Hendrix Mgmt For For 1.4 Elect Director Paul K. Lackey Mgmt For For 1.5 Elect Director Tom E. Maxwell Mgmt For For 1.6 Elect Director David J. Tippeconnic Mgmt For For Page 6 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against SRA International, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 28-Oct-09 USA 78464R105 Annual 31-Aug-09 Ticker: SRX CUSIP: 78464R105 ISIN: US78464R1059 SEDOL: 2865241 Vote Proponent Mgmt Rec Instruction 1 Declassify the Board of Directors Mgmt For For 2.1 Elect Director Stanton D. Sloane Mgmt For For 2.2 Elect Director E.P. Giambastiani, Jr. Mgmt For For 2.3 Elect Director William T. Keevan Mgmt For For 2.4 Elect Director John W. Barter Mgmt For For 2.5 Elect Director Larry R. Ellis Mgmt For For 2.6 Elect Director Miles R. Gilburne Mgmt For For 2.7 Elect Director Gail R. Wilensky Mgmt For For 2.8 Elect Director Michael R. Klein Mgmt For For 2.9 Elect Director David H. Langstaff Mgmt For For 2.10 Elect Director Ernst Volgenau Mgmt For For 3 Ratify Auditors Mgmt For For BHP Billiton plc Meeting Date Country Primary Security ID Meeting Type Record Date 29-Oct-09 United Kingdom G10877101 Annual 27-Oct-09 Ticker: N/A CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Re-elect Carlos Cordeiro as Director Mgmt For For 3 Re-elect David Crawford as Director Mgmt For For 4 Re-elect Gail de Planque as Director Mgmt For For 5 Re-elect Marius Kloppers as Director Mgmt For For 6 Re-elect Don Argus as Director Mgmt For For 7 Elect Wayne Murdy as Director Mgmt For For 8 Reappoint KPMG Audit plc as Auditors and Authorise the Board Mgmt For For to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked Securities with Mgmt For For Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328 10 Authorise Issue of Equity or Equity-Linked Securities without Mgmt For For Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030 Page 7 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11 Authorise 223,112,120 Ordinary Shares for Market Purchase Mgmt For For 12i Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 30 April 2010 12ii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 17 June 2010 12iii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 15 September 2010 12iv Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 11 November 2010 13 Approve Remuneration Report Mgmt For For 14 Approve the Grant of Deferred Shares and Options under the Mgmt For For BHP Billiton Ltd Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers Ebix, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Oct-09 USA 278715206 Annual 09-Sep-09 Ticker: EBIX CUSIP: 278715206 ISIN: US2787152063 SEDOL: 2008400 Vote Proponent Mgmt Rec Instruction 1 Elect Director Robin Raina Mgmt For For 2 Elect Director Hans U. Benz Mgmt For For 3 Elect Director Pavan Bhalla Mgmt For For 4 Elect Director Neil D. Eckert Mgmt For For 5 Elect Director Rolf Herter Mgmt For For 6 Elect Director Hans Ueli Keller Mgmt For For Jack Henry & Associates, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Nov-09 USA 426281101 Annual 21-Sep-09 Ticker: JKHY CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jerry D. Hall Mgmt For For 1.2 Elect Director Michael E. Henry Mgmt For For 1.3 Elect Director James J. Ellis Mgmt For For 1.4 Elect Director Craig R. Curry Mgmt For For 1.5 Elect Director Wesley A. Brown Mgmt For For 1.6 Elect Director Matthew C. Flanigan Mgmt For For 1.7 Elect Director Marla K. Shepard Mgmt For For 1.8 Elect Director John F. Prim Mgmt For For 2 Ratify Auditors Mgmt For For Page 8 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Zymogenetics Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Nov-09 USA 98985T109 Ticker: ZGEN Special 07-Oct-09 CUSIP: 98985T109 ISIN: US98985T1097 SEDOL: 2807168 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Stock Option Exchange Program Commonwealth Bank Of Australia 11-Nov-09 Meeting Date Australia Country Q26915100 Primary Security ID Ticker: CBA Annual Meeting Type For Record Date 09-Nov-09 Against CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035 Proponent Mgmt Rec Vote Instruction Mgmt1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 None None Mgmt2(a) Elect S Carolyn Kay as a Director For For Mgmt2(b) Elect Fergus D Ryan as a Director For For Mgmt2(c) Elect David J Turner as a Director For For Mgmt3 Approve the Remuneration Report for the Financial Year Ended June 30, 2009 For For Mgmt4 Approve the Grant of Reward Shares to a Maximum Value of A$4.49 Million to R J Norris, CEO, Under the Group Leadership Reward Plan of Commonwealth Bank of Australia Solera Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 11-Nov-09 USA 83421A104 Ticker: SLH Annual 01-Oct-09 CUSIP: 83421A104 ISIN: US83421A1043 SEDOL: B1XDZ96 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Tony Aquila For For Mgmt1.2 Elect Director Arthur F. Kingsbury For For Mgmt1.3 Elect Director Jerrell W. Shelton For For Mgmt1.4 Elect Director Kenneth A. Viellieu For For Mgmt1.5 Elect Director Stuart J. Yarbrough For For Mgmt2 Ratify Auditors Cisco Systems, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 12-Nov-09 USA 17275R102 Ticker: CSCO Annual 14-Sep-09 CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163 Proponent Mgmt Rec Vote Instruction Page 9 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Elect Director Carol A. Bartz Mgmt For For 2 Elect Director M. Michele Burns Mgmt For For 3 Elect Director Michael D. Capellas Mgmt For For 4 Elect Director Larry R. Carter Mgmt For For 5 Elect Director John T. Chambers Mgmt For For 6 Elect Director Brian L. Halla Mgmt For For 7 Elect Director John L. Hennessy Mgmt For For 8 Elect Director Richard M. Kovacevich Mgmt For For 9 Elect Director Roderick C. McGeary Mgmt For For 10 Elect Director Michael K. Powell Mgmt For For 11 Elect Director Arun Sarin Mgmt For For 12 Elect Director Steven M. West Mgmt For For 13 Elect Director Jerry Yang Mgmt For For 14 Amend Omnibus Stock Plan Mgmt For Against 15 Amend Qualified Employee Stock Purchase Plan Mgmt For For 16 Ratify Auditors Mgmt For For 17 Amend Bylaws to Establish a Board Committee on Human Rights SH Against Against 18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 19 Report on Internet Fragmentation SH Against For Ethan Allen Interiors Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 USA 297602104 Annual 21-Sep-09 Ticker: ETH CUSIP: 297602104 ISIN: US2976021046 SEDOL: 2320825 Vote Proponent Mgmt Rec Instruction 1 Elect Director Frank G. Wisner Mgmt For For 2 Ratify Auditors Mgmt For For Lancaster Colony Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 USA 513847103 Annual 18-Sep-09 Ticker: LANC CUSIP: 513847103 ISIN: US5138471033 SEDOL: 2503206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director James B. Bachmann Mgmt For For 1.2 Elect Director Neeli Bendapudi Mgmt For For 1.3 Elect Director John L. Boylan Mgmt For For 2 Ratify Auditors Mgmt For For Page 10 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 UniCredit SpA Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 Italy T95132105 Special 11-Nov-09 Ticker: N/A CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445 Vote Proponent Mgmt Rec Instruction Special Business Mgmt None None 1 Approve EUR 4 Billion Capital Increase with Preemptive Rights to Mgmt For For Holders of Ordinary Shares and Saving Shares Corinthian Colleges, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 17-Nov-09 USA 218868107 Annual 21-Sep-09 Ticker: COCO CUSIP: 218868107 ISIN: US2188681074 SEDOL: 2386021 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Paul R. St. Pierre Mgmt For For 1.2 Elect Director Linda Arey Skladany Mgmt For For 1.3 Elect Director Robert Lee Mgmt For For 2 Ratify Auditors Mgmt For For VistaPrint NV Meeting Date Country Primary Security ID Meeting Type Record Date 17-Nov-09 Netherlands N93540107 Annual 19-Oct-09 Ticker: VPRT CUSIP: N/A ISIN: NL0009272269 SEDOL: B48HGT1 Vote Proponent Mgmt Rec Instruction This is a duplicate meeting for ballots received via the Mgmt None None Broadridge North American Ballot distribution system. 1 A Vote For The Election Of Nominee John J. Gavin, Jr. Mgmt For For 2 A Vote For The Election Of Nominee George M. Overholser Mgmt For For 3 A Vote For The Election Of Nominee Mark T. Thomas Mgmt For For 4 Approve Our Performance Incentive Plan For Covered Employees Mgmt For For 5 Appoint Ernst & Young Llp As Our Independent Registered Mgmt For For Publicaccounting Firm For The Fiscal Year Ending June 30, 2010 CACI International, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Nov-09 USA 127190304 Annual 21-Sep-09 Ticker: CACI CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Dan R. Bannister Mgmt For For Page 11 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Paul M. Cofoni Mgmt For For 1.3 Elect Director Gordon R. England Mgmt For For 1.4 Elect Director James S. Gilmore III Mgmt For For 1.5 Elect Director Gregory G. Johnson Mgmt For For 1.6 Elect Director Richard L. Leatherwood Mgmt For For 1.7 Elect Director J. Phillip London Mgmt For For 1.8 Elect Director James L. Pavitt Mgmt For For 1.9 Elect Director Warren R. Phillips Mgmt For For 1.10 Elect Director Charles P. Revoile Mgmt For For 1.11 Elect Director William S. Wallace Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Adjourn Meeting Mgmt For Against 5 Ratify Auditors Mgmt For For Campbell Soup Co. Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 134429109 Annual 21-Sep-09 Ticker: CPB CUSIP: 134429109 ISIN: US1344291091 SEDOL: 2162845 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Edmund M. Carpenter Mgmt For For 1.2 Elect Director Paul R. Charron Mgmt For For 1.3 Elect Director Douglas R. Conant Mgmt For For 1.4 Elect Director Bennett Dorrance Mgmt For For 1.5 Elect Director Harvey Golub Mgmt For For 1.6 Elect Director Lawrence C. Karlson Mgmt For For 1.7 Elect Director Randall W. Larrimore Mgmt For For 1.8 Elect Director Mary Alice D. Malone Mgmt For For 1.9 Elect Director Sara Mathew Mgmt For For 1.10 Elect Director William D. Perez Mgmt For For 1.11 Elect Director Charles R. Perrin Mgmt For For 1.12 Elect Director A. Barry Rand Mgmt For For 1.13 Elect Director Nick Schreiber Mgmt For For 1.14 Elect Director Archbold D. Van Beuren Mgmt For For 1.15 Elect Director Les C. Vinney Mgmt For For 1.16 Elect Director Charlotte C. Weber Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For Page 12 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 Germany D2035M169 Special 03-Nov-09 Ticker: N/A CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359 Vote Proponent Mgmt Rec Instruction 1 Approve Spin-Off and Takeover Agreement Concluded on Mgmt For For September 3, 2009 with T-Mobile Deutschland GmbH DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 25490A101 Special 09-Oct-09 Ticker: DTV CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Approve Voting and Right of First Refusal Mgmt For For 3 Adjourn Meeting Mgmt For For Microsoft Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 594918104 Annual 04-Sep-09 Ticker: MSFT CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173 Vote Proponent Mgmt Rec Instruction 1 Elect Director William H. Gates, III Mgmt For For 2 Elect Director Steven A. Ballmer Mgmt For For 3 Elect Director Dina Dublon Mgmt For For 4 Elect Director Raymond V. Gilmartin Mgmt For For 5 Elect Director Reed Hastings Mgmt For For 6 Elect Director Maria Klawe Mgmt For For 7 Elect Director David F. Marquardt Mgmt For For 8 Elect Director Charles H. Noski Mgmt For For 9 Elect Director Helmut Panke Mgmt For For 10 Ratify Auditors Mgmt For For 11 Permit Right to Call Special Meeting Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 13 Adopt Principles for Health Care Reform SH Against Against 14 Report on Charitable Contributions SH Against Against Page 13 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 BHP Billiton Limited (Formerly BHP Ltd.) Ticker: BHP 26-Nov-09 Meeting Date Australia Country Q1498M159 Primary Security ID Annual Meeting Type Record Date 24-Nov-09 CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690 Proponent Mgmt Rec Vote Instruction 1 Accept Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc for the Fiscal Year Ended June 30, 2009 Mgmt For For 2 Elect Carlos Cordeiro as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 3 Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 4 Elect Gail de Planque as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 5 Elect Marius Kloppers as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 6 Elect Don Argus as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 7 Elect Wayne Murdy as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 8 Approve KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For 9 Approve Renewal of General Authority to Issue of Up to 555.97 Million Shares in BHP Billiton Plc in Connection with Its Employee Share and Incentive Schemes Mgmt For For 10 Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc Mgmt For For 11 Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc Mgmt For For 12i Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on April 30, 2010 Mgmt For For 12ii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on June 17, 2010 Mgmt For For 12iii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on Sept. 15, 2010 Mgmt For For 12iv Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on Nov. 11, 2010 Mgmt For For 13 Approve Remuneration Report for the Fiscal Year Ended June 30, 2009 Mgmt For For 14 Approve Grant of Approximately 55,932 Deferred Shares, 223,739 Options, and 424,612 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and the Long Term Incentive Plan Mgmt For For Bally Technologies, Inc Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: BYI 02-Dec-09 USA 05874B107 Annual 13-Oct-09 CUSIP: 05874B107 ISIN: US05874B1070 SEDOL: 2380818 Proponent Mgmt Rec Vote Instruction Page 14 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director David Robbins Mgmt For Withhold 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Volkswagen AG (VW) Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 03-Dec-09 Germany D9452L228 Special 12-Nov-09 CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102 Proponent Mgmt Rec Vote Instruction 1 Approve Creation of EUR 345.6 Million Pool of Capital with Preemptive Rights via Issuance of Preferred Stock Mgmt For Against 2 Amend Articles Re: Grant the Federal State of Lower Saxony the Right to Nominate Two Supervisory Board Members if it Holds at Least 15 Percent of Common Stock Mgmt For Against 3 Amend Articles Re: Require Qualified Majority of 80 Percent of General Meeting Mgmt For Against 4a Elect Hans Michel Piech to the Supervisory Board Mgmt For Against 4b Elect Ferdinand Oliver Porsche to the Supervisory Board Mgmt For Against Mgmt5 Amend Articles Re: Amend Articles Re: Convocation of, Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Vail Resorts, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: MTN 04-Dec-09 USA 91879Q109 Annual 07-Oct-09 CUSIP: 91879Q109 ISIN: US91879Q1094 SEDOL: 2954194 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Roland A. Hernandez Mgmt For For 1.2 Elect Director Thomas D. Hyde Mgmt For For 1.3 Elect Director Jeffrey W. Jones Mgmt For For 1.4 Elect Director Robert A. Katz Mgmt For For 1.5 Elect Director Richard D. Kincaid Mgmt For For 1.6 Elect Director John T. Redmond Mgmt For For 1.7 Elect Director John F. Sorte Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For 4 Other Business ModusLink Global Solutions, Inc. Ticker: MLNK 09-Dec-09 Meeting Date USA Country Mgmt 60786L107 Primary Security ID Annual Meeting Type For Record Date 12-Oct-09 Abstain CUSIP: 60786L107 ISIN: US60786L1070 SEDOL: 2203551 Page 15 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Francis J. Jules Mgmt For For 1.2 Elect Director Joseph C. Lawler Mgmt For For 1.3 Elect Director Michael J. Mardy Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For 3 Ratify Auditors Mgmt For For The Dress Barn, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 09-Dec-09 USA 261570105 Annual 09-Oct-09 Ticker: DBRN CUSIP: 261570105 ISIN: US2615701057 SEDOL: 2280565 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John Usdan Mgmt For For 1.2 Elect Director Randy L. Pearce Mgmt For For 2 Amend Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For Arena Resources, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Dec-09 USA 040049108 Annual 23-Oct-09 Ticker: ARD CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lloyd T. Rochford Mgmt For For 1.2 Elect Director Stanley M. McCabe Mgmt For For 1.3 Elect Director Clayton E. Woodrum Mgmt For For 1.4 Elect Director Anthony B. Petrelli Mgmt For For 1.5 Elect Director Carl H. Fiddner Mgmt For For 2 Approve Restricted Stock Plan Mgmt For Against 3 Amend Stock Option Plan Mgmt For Against Starent Networks, Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Dec-09 USA 85528P108 Special 06-Nov-09 Ticker: STAR CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Page 16 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 AutoZone, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: AZO 16-Dec-09 USA 053332102 Annual 19-Oct-09 CUSIP: 053332102 ISIN: US0533321024 SEDOL: 2065955 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director William C. Crowley Mgmt For For 1.2 Elect Director Sue E. Gove Mgmt For For 1.3 Elect Director Earl G. Graves, Jr. Mgmt For For 1.4 Elect Director Robert R. Grusky Mgmt For For 1.5 Elect Director J. R. Hyde, III Mgmt For For 1.6 Elect Director W. Andrew McKenna Mgmt For For 1.7 Elect Director George R. Mrkonic, Jr. Mgmt For For 1.8 Elect Director Luis P. Nieto Mgmt For For 1.9 Elect Director William C. Rhodes, III Mgmt For For 1.10 Elect Director Theodore W. Ullyot Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Westpac Banking Corporation Ticker: WBC 16-Dec-09 Meeting Date Australia Country Mgmt Q97417101 Primary Security ID Annual Meeting Type For Record Date 14-Dec-09 For CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146 Proponent Mgmt Rec Vote Instruction 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 3(a) Elect Edward (Ted) Alfred Evans as a Director Mgmt For For 3(b) Elect Gordon McKellar Cairns as a Director Mgmt For For 3(c) Elect Peter David Wilson as a Director Mgmt For For Mgmt4 Approve the Grant of Shares and Performance Share Rights and/or Performance Options to Gail Patricia Kelly, Managing Director and CEO, Under the Company's CEO Restricted Share Plan and CEO Performance Plan National Australia Bank Limited 17-Dec-09 Meeting Date Australia Country Q6534X101 Primary Security ID Ticker: NAB Annual Meeting Type For Record Date 15-Dec-09 For CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608 Proponent Mgmt Rec Vote Instruction Page 17 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2(a) Approve the Selective Buy-Back of 600 Unpaid Preference Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 Mgmt For For 2(b) Approve the Selective Reduction of Capital on 600 Unpaid Preference Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 Mgmt For For 2(c) Approve the Selective Buy-Back of 1,000 Unpaid Preference Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30, 2009 Mgmt For For 2(d) Approve the Selective Reduction of Capital on 1,000 Unpaid Preference Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30, 2009 Mgmt For For 3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 4 Approve the Grant of Shares Worth a Total of A$3.31 Million to Cameron Clyne, Group Chief Executive Officer, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 5(a) Approve the Grant of Shares Worth a Total of A$1.60 Million to Mark Joiner, Executive Director, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 5(b) Approve the Grant of Shares Worth a Total of A$1.69 Million to Michael Ullmer, Executive Director, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 6(a) Elect Michael Chaney as a Director Mgmt For For 6(b) Elect Paul Rizzo as a Director Mgmt For For 6(c) Elect Michael Ullmer as a Director Mgmt For For 6(d) Elect Mark Joiner as a Director Mgmt For For 6(e) Elect John Waller as a Director Mgmt For For Shareholder Proposal Mgmt None None 6(f) Elect Stephen Mayne as a Director SH Against Against Australia and New Zealand Banking Group Ltd. (formerly Austr Ticker: ANZ 18-Dec-09 Meeting Date Australia Country Q0954P102 Primary Security ID Annual Meeting Type Record Date 16-Dec-09 CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586 Proponent Mgmt Rec Vote Instruction Management Proposals Mgmt None None 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2 Ratify the Past Issuance of 173.61 Million Shares at an Issue Price of A$14.40 Each to Institutions and Sophisticated and Professional Investors Made on June 3, 2009 Mgmt For For 3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 4(a) Elect J.P. Morschel as a Director Mgmt For For Shareholder Proposal Mgmt None None Page 18 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 SH4(b) Elect R.J. Reeves as a Director Against Against MgmtManagement Proposal None None Mgmt4(c) Elect Lee Hsien Yang as a Director Watson Wyatt Worldwide Inc 18-Dec-09 Meeting Date USA Country 942712100 Primary Security ID Ticker: WW Special Meeting Type For Record Date 03-Nov-09 For CUSIP: 942712100 ISIN: US9427121002 SEDOL: 2648259 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Merger Agreement For For Mgmt2 Approve Omnibus Stock Plan For Against Mgmt3 Adjourn Meeting Ebix, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 21-Dec-09 USA 278715206 Ticker: EBIX Special 26-Oct-09 CUSIP: 278715206 ISIN: US2787152063 SEDOL: 2008400 Proponent Mgmt Rec Vote Instruction Mgmt1 Increase Authorized Common Stock National Bank of Greece SA Meeting Date Country Primary Security ID Meeting Type For Record Date For 14-Jan-10 Greece X56533114 Ticker: N/A Special 21-Dec-09 CUSIP: X56533114 ISIN: GRS003013000 SEDOL: 4625959 Proponent Mgmt Rec Vote Instruction MgmtMeeting for ADR Holders MgmtSpecial Meeting Agenda Mgmt1 Approve Spin-Off Agreement For For Mgmt2 Approve Accounting Treatment of Spin-Off For For Mgmt3 Authorize Filing of Required Documents/Other Formalities For For Mgmt4 Ratify Co-Option of Directors For For Mgmt5 Elect Directors For Against Mgmt6 Elect Members of Audit Committee For For Mgmt7 Approve Related Party Transactions For Against Mgmt8 Amend Company Articles For For Mgmt9 Authorize Convertible Debt Issuance Vestas Wind System AS Meeting Date Country Primary Security ID Meeting Type For Record Date For 14-Jan-10 Denmark K9773J128 Ticker: N/A Special 29-Dec-09 Page 19 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651 Vote Proponent Mgmt Rec Instruction 1 Amend Articles Re: Amend Deadline for Shareholders' Right to Mgmt For For Include Matters on Agenda of Annual General Meeting to Six Weeks 2 Authorize Board or Chairman of Meeting to Make Editorial Mgmt For For Changes to Adopted Resolutions in Connection with Registration Visa Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-Jan-10 USA 92826C839 Annual 27-Nov-09 Ticker: V CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert W. Matschullat Mgmt For For 1.2 Elect Director Cathy E. Minehan Mgmt For For 1.3 Elect Director David J. Pang Mgmt For For 1.4 Elect Director William S. Shanahan Mgmt For For 1.5 Elect Director John A. Swainson Mgmt For For 2 Ratify Auditors Mgmt For For 3com Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 26-Jan-10 USA 885535104 Special 09-Dec-09 Ticker: COMS CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Siemens AG Meeting Date Country Primary Security ID Meeting Type Record Date 26-Jan-10 Germany D69671218 Annual 06-Jan-10 Ticker: N/A CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973 Vote Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Receive Supervisory Board Report, Corporate Governance Mgmt None Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) 2 Receive Financial Statements and Statutory Reports for Fiscal Mgmt None 2008/2009 (Non-Voting) 3 Approve Allocation of Income and Dividends of EUR 1.60 per Mgmt For For Share Page 20 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4a Approve Discharge of Management Board Member Peter Loescher for Fiscal 2008/2009 Mgmt For For 4b Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2008/2009 Mgmt For For 4c Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2008/2009 Mgmt For For 4d Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2008/2009 Mgmt For For 4e Approve Discharge of Management Board Member Barbara Kux for Fiscal 2008/2009 Mgmt For For 4f Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal 2008/2009 Mgmt For For 4g Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2008/2009 Mgmt For For 4h Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2008/2009 Mgmt For For 4i Approve Discharge of Management Board Member Peter Solmssen for Fiscal 2008/2009 Mgmt For For 5a Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2008/2009 Mgmt For For 5b Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2008/2009 Mgmt For For 5c Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2008/2009 Mgmt For For 5d Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2008/2009 Mgmt For For 5e Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2008/2009 Mgmt For For 5f Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2008/2009 Mgmt For For 5g Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2008/2009 Mgmt For For 5h Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2008/2009 Mgmt For For 5i Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2008/2009 Mgmt For For 5j Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2008/2009 Mgmt For For 5k Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2008/2009 Mgmt For For 5l Approve Discharge of Supervisory Board Member Hans-Juergen Hartung for Fiscal 2008/2009 Mgmt For For 5m Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2008/2009 Mgmt For For 5n Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2008/2009 Mgmt For For 5o Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 Mgmt For For 5p Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2008/2009 Mgmt For For 5q Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2008/2009 Mgmt For For Page 21 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5r Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2008/2009 Mgmt For For 5s Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2008/2009 Mgmt For For 5t Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2008/2009 Mgmt For For 5u Approve Discharge of Supervisory Board Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 Mgmt For For 5v Approve Discharge of Supervisory Board Member Sibylle Wankel for Fiscal 2008/2009 Mgmt For For 6 Approve Remuneration System for Management Board Members Mgmt For For 7a Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 Mgmt For For 7b Ratify Ernst & Young GmbH as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 Mgmt For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9 Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital when Repurchasing Shares Mgmt For For 10 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 11 Amend Articles Re: Convocation of, Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 12a Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 Mgmt For For 12b Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 Mgmt For For 12c Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 Mgmt For For 12d Approve Settlement Agreement Between Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 Mgmt For For 12e Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 Mgmt For For 12f Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 Mgmt For For 12g Approve Settlement Agreement Between Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 Mgmt For For 12h Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 Mgmt For For 12i Approve Settlement Agreement Between Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 Mgmt For For 13 Approve Settlement Between Siemens AG and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 Mgmt For For Shareholder Proposals Submitted by Verein von Belegschaftsaktionaeren in der Siemens AG e.V. Mgmt 14 Approve Amendments to Remuneration of Supervisory Board SH Against Against Page 22 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 15 Amend Corporate Purpose SH Against Against New Jersey Resources Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 27-Jan-10 USA 646025106 Annual 01-Dec-09 Ticker: NJR CUSIP: 646025106 ISIN: US6460251068 SEDOL: 2630513 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lawrence R. Codey Mgmt For For 1.2 Elect Director Laurence M. Downes Mgmt For For 1.3 Elect Director Robert B. Evans Mgmt For For 1.4 Elect Director Alfred C. Koeppe Mgmt For For 2 Ratify Auditors Mgmt For For Rock-Tenn Company Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jan-10 USA 772739207 Annual 27-Nov-09 Ticker: RKT CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen G. Anderson Mgmt For For 1.2 Elect Director Robert B. Currey Mgmt For For 1.3 Elect Director Lawrence L. Gellerstedt, III Mgmt For For 1.4 Elect Director John W. Spiegel Mgmt For For 1.5 Elect Director J. Powell Brown Mgmt For For 2 Ratify Auditors Mgmt For For Emerson Electric Co. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Feb-10 USA 291011104 Annual 24-Nov-09 Ticker: EMR CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director C. A. H. Boersig Mgmt For For 1.2 Elect Director C. Fernandez G. Mgmt For For 1.3 Elect Director W. J. Galvin Mgmt For For 1.4 Elect Director R. L. Stephenson Mgmt For For 1.5 Elect Director V. R. Loucks, Jr. Mgmt For For 1.6 Elect Director R. L. Ridgway Mgmt For For 2 Amend Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For Page 23 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Fair Isaac Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Feb-10 USA 303250302 Annual 08-Dec-09 Ticker: FICO CUSIP: 303250104 ISIN: US3032501047 SEDOL: 2330299 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director A. George Battle Mgmt For For 1.2 Elect Director Nicholas F. Graziano Mgmt For For 1.3 Elect Director Mark N. Greene Mgmt For For 1.4 Elect Director Alex W. Hart Mgmt For For 1.5 Elect Director James D. Kirsner Mgmt For For 1.6 Elect Director William J. Lansing Mgmt For For 1.7 Elect Director Rahul N. Merchant Mgmt For For 1.8 Elect Director Margaret L. Taylor Mgmt For For 1.9 Elect Director Duane E. White Mgmt For For 2 Eliminate Cumulative Voting Mgmt For For 3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For 4 Ratify Auditors Mgmt For For Imperial Tobacco Group plc Meeting Date Country Primary Security ID Meeting Type Record Date 02-Feb-10 United Kingdom G4721W102 Annual 29-Jan-10 Ticker: N/A CUSIP: G4721W102 ISIN: GB0004544929 SEDOL: 0454492 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend of 52 Pence Per Ordinary Share Mgmt For For 4 Re-elect Dr Ken Burnett as Director Mgmt For For 5 Re-elect Jean-Dominique Comolli as Director Mgmt For For 6 Re-elect Robert Dyrbus as Director Mgmt For For 7 Re-elect Charles Knott as Director Mgmt For For 8 Re-elect Iain Napier as Director Mgmt For For 9 Reappoint PricewaterhouseCoopers LLP as Auditors of the Mgmt For For Company 10 Authorise Board to Fix Remuneration of Auditors Mgmt For For 11 Authorise Company and its Subsidiaries to Make EU Political Mgmt For For Donations to Political Parties, Political Organisations Other Than Political Parties, or Independent Election Candidates up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 Page 24 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,000,000 After Deducting Any Securities Issued Under the General Authority Mgmt For For 13 Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 Mgmt For For 14 Authorise 106,794,000 Ordinary Shares for Market Purchase Mgmt For For 15 Approve That a General Meeting of the Company Other Than an Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice Mgmt For For 16 Adopt New Articles of Association Accenture plc Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 04-Feb-10 Ireland G1151C101 Annual 14-Dec-09 CUSIP: G1151C101 ISIN: IE00B4BNMY34 SEDOL: B412KX5 Proponent Mgmt Rec Vote Instruction 1.1 Reelect William L. Kimsey as a Director Mgmt For For 1.2 Reelect Robert I. Lipp as a Director Mgmt For For 1.3 Reelect Wulf von Schimmelmann as a Director Mgmt For For 2 Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For 3 Approve 2010 Share Incentive Plan Mgmt For Against 4 Approve 2010 Employee Share Purchase Plan Mgmt For For 5 Change Location of Annual Meeting Mgmt For For 6 Authorize Open-Market Purchases of Class A Ordinary Shares Mgmt For For Mgmt7 Authorize Board to Determine Price Range for the Issuance of Acquired Treasury Stock Griffon Corporation Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: GFF 04-Feb-10 USA 398433102 Annual 15-Dec-09 CUSIP: 398433102 ISIN: US3984331021 SEDOL: 2463344 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Henry A. Alpert Mgmt For For 1.2 Elect Director Blaine V. Fogg Mgmt For For 1.3 Elect Director William H. Waldorf Mgmt For For 1.4 Elect Director Joseph J. Whalen Mgmt For For 2 Ratify Auditors Jack In the Box Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: JACK 10-Feb-10 USA 466367109 Annual 16-Dec-09 Page 25 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 466367109 ISIN: US4663671091 SEDOL: 2344922 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael E. Alpert Mgmt For For 1.2 Elect Director David L. Goebel Mgmt For For 1.3 Elect Director Murray H. Hutchison Mgmt For For 1.4 Elect Director Linda A. Lang Mgmt For For 1.5 Elect Director Michael W. Murphy Mgmt For For 1.6 Elect Director David M. Tehle Mgmt For For 1.7 Elect Director Winifred M. Webb Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For 4 Require Suppliers to Adopt CAK SH Against Against Burlington Northern Santa Fe Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Feb-10 USA 12189T104 Special 18-Dec-09 Ticker: BNI CUSIP: 12189T104 ISIN: US12189T1043 SEDOL: 2154927 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Microsemi Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 17-Feb-10 USA 595137100 Annual 23-Dec-09 Ticker: MSCC CUSIP: 595137100 ISIN: US5951371005 SEDOL: 2588140 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director James J. Peterson Mgmt For For 1.2 Elect Director Dennis R. Leibel Mgmt For For 1.3 Elect Director Thomas R. Anderson Mgmt For For 1.4 Elect Director William E. Bendush Mgmt For For 1.5 Elect Director William L. Healey Mgmt For For 1.6 Elect Director Paul F. Folino Mgmt For For 1.7 Elect Director Matthew E. Massengill Mgmt For For 2 Ratify Auditors Mgmt For For Ruddick Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 18-Feb-10 USA 781258108 Annual 11-Dec-09 Ticker: RDK Page 26 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John R. Belk Mgmt For For 1.2 Elect Director John P. Derham Cato Mgmt For For 1.3 Elect Director Thomas W. Dickson Mgmt For For 1.4 Elect Director James E.S. Hynes Mgmt For For 1.5 Elect Director Anna Spangler Nelson Mgmt For For 1.6 Elect Director Bailey W. Patrick Mgmt For For 1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For 1.8 Elect Director Harold C. Stowe Mgmt For For 1.9 Elect Director Isaiah Tidwell Mgmt For For 1.10 Elect Director William C. Warden, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For Bank of America Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Feb-10 USA 060505104 Special 07-Jan-10 Ticker: BAC CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677 Vote Proponent Mgmt Rec Instruction 1 Increase Authorized Common Stock Mgmt For For 2 Adjourn Meeting Mgmt For For Apple Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 037833100 Annual 28-Dec-09 Ticker: AAPL CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William V. Campbell Mgmt For For 1.2 Elect Director Millard S. Drexler Mgmt For For 1.3 Elect Director Albert A. Gore, Jr. Mgmt For For 1.4 Elect Director Steven P. Jobs Mgmt For For 1.5 Elect Director Andrea Jung Mgmt For For 1.6 Elect Director Arthur D. Levinson Mgmt For For 1.7 Elect Director Jerome B. York Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For Page 27 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Ratify Auditors Mgmt For For 6 Prepare Sustainability Report SH Against For 7 Establish Other Board Committee SH Against Against Sirona Dental Systems Inc Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 82966C103 Annual 05-Jan-10 Ticker: SIRO CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Simone Blank Mgmt For Withhold 1.2 Elect Director Timothy D. Sheehan Mgmt For For 1.3 Elect Director Timothy P. Sullivan Mgmt For Withhold 2 Ratify Auditors Mgmt For For Tetra Tech, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 88162G103 Annual 28-Dec-09 Ticker: TTEK CUSIP: 88162G103 ISIN: US88162G1031 SEDOL: 2883890 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Dan L. Batrack Mgmt For For 1.2 Elect Director Hugh M. Grant Mgmt For For 1.3 Elect Director Patrick C. Haden Mgmt For For 1.4 Elect Director J. Christopher Lewis Mgmt For For 1.5 Elect Director Albert E. Smith Mgmt For For 1.6 Elect Director J. Kenneth Thompson Mgmt For For 1.7 Elect Director Richard H. Truly Mgmt For For 2 Ratify Auditors Mgmt For For Piedmont Natural Gas Co., Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-Feb-10 USA 720186105 Annual 28-Dec-09 Ticker: PNY CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jerry W. Amos Mgmt For For 1.2 Elect Director Frankie T. Jones, Sr. Mgmt For For 1.3 Elect Director Vicki McElreath Mgmt For For 1.4 Elect Director Thomas E. Skains Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For Page 28 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Parametric Technology Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 03-Mar-10 USA 699173209 Annual 04-Jan-10 Ticker: PMTC CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Paul A. Lacy Mgmt For For 1.2 Elect Director Michael E. Porter Mgmt For For 1.3 Elect Director Robert P. Schechter Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For 4 Ratify Auditors Mgmt For For WGL Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Mar-10 USA 92924F106 Annual 04-Jan-10 Ticker: WGL CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael D. Barnes Mgmt For For 1.2 Elect Director George P. Clancy, Jr. Mgmt For For 1.3 Elect Director James W. Dyke, Jr. Mgmt For For 1.4 Elect Director Melvyn J. Estrin Mgmt For For 1.5 Elect Director James F. Lafond Mgmt For For 1.6 Elect Director Debra L. Lee Mgmt For For 1.7 Elect Director Terry D. McCallister Mgmt For For 1.8 Elect Director Karen Hastie Williams Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Non-Employee Director Stock Option Plan Mgmt For Against 4 Provide for Cumulative Voting SH Against Against Concur Technologies, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Mar-10 USA 206708109 Annual 20-Jan-10 Ticker: CNQR CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William W. Canfield Mgmt For For 1.2 Elect Director Gordan Eubanks Mgmt For For 2 Ratify Auditors Mgmt For For Page 29 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 The Walt Disney Company Meeting Date Country Primary Security ID Meeting Type Record Date 10-Mar-10 USA 254687106 Annual 11-Jan-10 Ticker: DIS CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726 Vote Proponent Mgmt Rec Instruction 1 Elect Director Susan E. Arnold Mgmt For For 2 Elect Director John E. Bryson Mgmt For For 3 Elect Director John S. Chen Mgmt For For 4 Elect Director Judith L. Estrin Mgmt For For 5 Elect Director Robert A. Iger Mgmt For For 6 Elect Director Steven P. Jobs Mgmt For For 7 Elect Director Fred H. Langhammer Mgmt For For 8 Elect Director Aylwin B. Lewis Mgmt For For 9 Elect Director Monica C. Lozano Mgmt For For 10 Elect Director Robert W. Matschullat Mgmt For For 11 Elect Director John E. Pepper, Jr. Mgmt For For 12 Elect Director Sheryl Sandberg Mgmt For For 13 Elect Director Orin C. Smith Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Omnibus Stock Plan Mgmt For Against 16 Reduce Supermajority Vote Requirement Mgmt For For 17 Reduce Supermajority Vote Requirement Mgmt For For 18 Amend Articles of Incorporation to Delete Certain Tracking Stock Mgmt For For Provisions 19 Amend Articles of Incorporation to Delete Classified Board Mgmt For For Transition Provisions 20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 21 Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay SH Against Against Status Banco Bilbao Vizcaya Argentaria, S.A. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Mar-10 Spain E11805103 Annual 23-Feb-10 Ticker: N/A CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906 Vote Proponent Mgmt Rec Instruction 1 Approve Individual and Consolidated Financial Statements and Mgmt For For Statutory Reports; Approve Allocation of Income and Distribution of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve Discharge of Directors 2.1 Re-elect Francisco Gonzales Rodriguez Mgmt For For Page 30 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.2 Ratify and Re-elect Angel Cano Fernandez Mgmt For For 2.3 Re-elect Ramon Bustamente y de la Mora Mgmt For For 2.4 Re-elect Ignacio Ferrero Jordi Mgmt For For 3 Authorize Share Repurchase and Subsequent Capital Reduction Mgmt For For via Amortization of Shares 4 Approve Share Incentive Scheme Plan for Management Team, Mgmt For For Executive Directors and Executive Committee 5 Re-elect Auditors for Company and Consolidated Group for Fiscal Mgmt For For Year 2010 6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For Franklin Resources, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Mar-10 USA 354613101 Annual 19-Jan-10 Ticker: BEN CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel H. Armacost Mgmt For For 1.2 Elect Director Charles Crocker Mgmt For For 1.3 Elect Director Joseph R. Hardiman Mgmt For For 1.4 Elect Director Robert D. Joffe Mgmt For For 1.5 Elect Director Charles B. Johnson Mgmt For For 1.6 Elect Director Gregory E. Johnson Mgmt For For 1.7 Elect Director Rupert H. Johnson, Jr. Mgmt For For 1.8 Elect Director Thomas H. Kean Mgmt For For 1.9 Elect Director Chutta Ratnathicam Mgmt For For 1.10 Elect Director Peter M. Sacerdote Mgmt For For 1.11 Elect Director Laura Stein Mgmt For For 1.12 Elect Director Anne M. Tatlock Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For Hewlett-Packard Company Meeting Date Country Primary Security ID Meeting Type Record Date 17-Mar-10 USA 428236103 Annual 19-Jan-10 Ticker: HPQ CUSIP: 428236103 ISIN: US4282361033 SEDOL: 2424006 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Marc L. Andreessen Mgmt For For 1.2 Elect Director Lawrence T. Babbio, Jr. Mgmt For For 1.3 Elect Director Sari M. Baldauf Mgmt For For 1.4 Elect Director Rajiv L. Gupta Mgmt For For Page 31 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.5 Elect Director John H. Hammergren Mgmt For For 1.6 Elect Director Mark V. Hurd Mgmt For For 1.7 Elect Director Joel Z. Hyatt Mgmt For For 1.8 Elect Director John R. Joyce Mgmt For For 1.9 Elect Director Robert L. Ryan Mgmt For For 1.10 Elect Director Lucille S. Salhany Mgmt For For 1.11 Elect Director G. Kennedy Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Company Request on Advisory Vote on Executive Compensation Mgmt For For Vestas Wind System AS Meeting Date Country Primary Security ID Meeting Type Record Date 17-Mar-10 Denmark K9773J128 Annual 01-Mar-10 Ticker: N/A CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651 Vote Proponent Mgmt Rec Instruction 1 Receive Report of Board Mgmt 2 Receive and Approve Financial Statements and Statutory Reports Mgmt For None* 3 Approve Allocation of Income and Omission of Dividends Mgmt For None* 4a Reelect Bent Carlsen as Director Mgmt For None* 4b Reelect Torsten Rasmussen as Director Mgmt For None* 4c Reelect Freddy Frandsen as Director Mgmt For None* 4d Reelect Hakan Eriksson as Director Mgmt For None* 4e Reelect Jorgen Rasmussen as Director Mgmt For None* 4f Reelect Jorn Thomsen as Director Mgmt For None* 4g Reelect Kurt Nielsen as Director Mgmt For None* 4h Reelect Ola Rollen as Director Mgmt For None* 5 Ratify PricewaterhouseCoopers as Auditor Mgmt For None* 6.1 Amend Articles Re: Right to Convene an Extraordinary General Mgmt For None* Meeting; Notification and Documents Pertaining to General Meeting; Stipulate Record Date and Availability of Admission Cards; Editorial Changes 6.2 Amend Articles Re: Information Contained in Notice to General Mgmt For None* Meeting; Voting Rights by Proxy and Correspondence; Editorial Changes 6.3 Amend Articles Re: Delete Secondary Company Name Mgmt For None* 6.4 Amend Articles Re: Delete Reference to Company Address Mgmt For None* 6.5 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For None* 6.6 Amend Articles Re: Delete Board's Authorization to Cancel Mgmt For None* Unregistered Shares Page 32 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6.7 Approve Creation of DKK 20.4 Million Pool of Capital without Preemptive Rights Mgmt For None* 6.8 Extend Authorization to Issue 1.8 Million Shares to Employees Until May 1, 2011 Mgmt For None* 6.9 Extend Authorization to Issue Warrants to Key Employees Until May 1, 2011; Extend Authorization to Increase Share Capital by up to DKK 368,000 to Guarantee Conversion Rights; Cancel Authorization to Grant Warrants to Board Members Mgmt For None* 6.10 Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of DKK 5.00 Billion; Approve Creation of Pool of Capital to Guarantee Conversion Rights Mgmt For None* 6.11 Amend Articles Re: Change Location of General Meeting to Central Denmark Region or Capital Region of Denmark Mgmt For None* 6.12 Amend Articles Re: Amend Agenda of General Meeting to Clarify the Number of Auditors Mgmt For None* 6.13 Amend Articles Re: Stipulate that General Meeting may be Held in English; Specify that Documents Pertaining to General Meeting are Available both in Danish and in English Mgmt For None* 6.14 Amend Articles Re: Stipulate that the Corporate Language is English Mgmt For None* 6.15 Authorize Repurchase Up to 10 Percent of Issued Share Capital Mgmt For None* 6.16 Amend Guidelines for Incentive-Based Compensation for Executive Management and Board to Include Warrants Mgmt For None* 6.17 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For None* Adopted Resolutions in Connection with Registration 7 Other Business Mgmt * No POA on file Martek Biosciences Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Mar-10 USA 572901106 Annual 19-Jan-10 Ticker: MATK CUSIP: 572901106 ISIN: US5729011065 SEDOL: 2567213 Vote Proponent Mgmt Rec Instruction 1 Elect Director Harry J. D'Andrea Mgmt For For 2 Elect Director James R. Beery Mgmt For For 3 Elect Director Michael G. Devine Mgmt For For 4 Elect Director Steve Dubin Mgmt For For 5 Elect Director Robert J. Flanagan Mgmt For For 6 Elect Director Polly B. Kawalek Mgmt For For 7 Elect Director Jerome C. Keller Mgmt For For 8 Elect Director Douglas J. MacMaster, Jr. Mgmt For For 9 Elect Director Robert H. Mayer Mgmt For For 10 Elect Director David M. Pernock Mgmt For For 11 Elect Director Eugene H. Rotberg Mgmt For For 12 Ratify Auditors Mgmt For For Page 33 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Pharmasset, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Mar-10 USA 71715N106 Annual 22-Jan-10 Ticker: VRUS CUSIP: 71715N106 ISIN: US71715N1063 SEDOL: B17W5V1 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Herbert J. Conrad Mgmt For For 2 Ratify Auditors Mgmt For For Clarcor, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Mar-10 USA 179895107 Annual 05-Feb-10 Ticker: CLC CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Messrs. Robert Burgstahler, Mgmt For For 1.2 Elect Director Paul Donovan Mgmt For For 1.3 Elect Director Norman Johnson Mgmt For For 2 Ratify Auditors Mgmt For For Novo Nordisk A/S Meeting Date Country Primary Security ID Meeting Type Record Date 24-Mar-10 Denmark K7314N152 Annual 22-Feb-10 Ticker: N/A CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524 Vote Proponent Mgmt Rec Instruction 1 Receive Report of Board Mgmt 2 Receive and Approve Financial Statements and Statutory Reports Mgmt For None* 3 Approve Remuneration of Directors Mgmt For None* 4 Approve Allocation of Income and Dividends of DKK 7.5 per Mgmt For None* Class B Share of DKK 1 and Class A Share of DKK 1 5a Reelect Sten Scheibye as Director Mgmt For None* 5b Reelect Goran Ando as Director Mgmt For None* 5c Reelect Henrik Gurtler as Director Mgmt For None* 5d Reelect Pamela Kirby as Director Mgmt For None* 5e Reelect Kurt Nielsen as Director Mgmt For None* 5f Reelect Hannu Ryopponen as Director Mgmt For None* 5g Reelect Jorgen Wedel as Director Mgmt For None* 6 Ratify PricewaterhouseCoopers as Auditor Mgmt For None* 7.1.1 Amend Articles Re: Notice Period of General Meeting; Deadline Mgmt For None* for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes Page 34 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7.1.2 Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requirements Mgmt For None* 7.1.3 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For None* 7.1.4 Amend Articles Re: Appointment of Chairman and Vice Chairman Mgmt For None* 7.1.5 Amend Articles Re: Right to Sign for the Company Mgmt For None* 7.1.6 Amend Articles Re: Specify that the Corporate Language is English Mgmt For None* 7.1.7 Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report Mgmt For None* 7.1.8 Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends Mgmt For None* 7.2 Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly Mgmt For None* 7.3 Authorize Repurchase of up to 10 Percent of Share Capital Mgmt For None* 7.4 Amend Guidelines for Incentive-Based Compensation for Executive Management and Board Mgmt For None* 8 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For None* Adopted Resolutions in Connection with Registration 9 Other Business Mgmt * No POA on file Koninklijke Philips Electronics 25-Mar-10 Meeting Date Netherlands Country N6817P109 Primary Security ID Ticker: N/A Annual Meeting Type Record Date 03-Mar-10 CUSIP: N6817P109 ISIN: NL0000009538 SEDOL: 5986622 Proponent Mgmt Rec Vote Instruction MgmtAnnual Meeting Mgmt1 President's Speech 2a 2b Approve 2009 Financial Statements and Statutory Reports Receive Explanation on Company's Corporate Governance Structure Mgmt Mgmt For For 2c Receive Explanation on Company's Reserves and Dividend Poli Mgmtcy 2d Approve Dividends of EUR 0.70 Per Share Mgmt For For 2e Approve Discharge of Management Board Mgmt For For 2f Approve Discharge of Supervisory Board Mgmt For For 3a Reelect G.H.A. Dutine to Management Board Mgmt For For 3b Reelect R.S. Provoost to Management Board Mgmt For For 3c Reelect A. Ragnetti to Management Board Mgmt For For 3d Reelect S.H. Rusckowski to Management Board Mgmt For For 4a Grant Board Authority to Issue Shares Up To 10 Percent of Number of Issued Shares Plus Additional 10 Percent in Case of Takeover/Merger Mgmt Page 35 of 185 For For TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4b Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a Mgmt For For 5 Authorize Repurchase of Shares Mgmt For For 6 Other Business (Non-Voting) Nordea Bank AB (formerly Nordea AB) Ticker: N/A 25-Mar-10 Meeting Date Sweden Country Mgmt W57996105 Primary Security ID Annual Meeting Type Record Date 19-Mar-10 CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031 Proponent Mgmt Rec Vote Instruction 1 Elect Claes Beyer as Chairman of Meeting Mgmt For For 2 Prepare and Approve List of Shareholders Mgmt For For 3 Approve Agenda of Meeting Mgmt For For 4 Designate Inspector(s) of Minutes of Meeting Mgmt For For 5 Acknowledge Proper Convening of Meeting Mgmt For For 6 Receive Financial Statements and Statutory Reports; Receive Mgmt Auditor's Report; Receive Chairman's Review and CEO's Speech 7 Approve Financial Statements and Statutory Reports Mgmt For For 8 Approve Allocation of Income and Dividends of EUR 0.25 per Share Mgmt For For 9 Approve Discharge of Board and President Mgmt For For 10 Determine Number of Members (10) and Deputy Members (0) of Board Mgmt For For 11 Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Meeting Fees; Approve Remuneration of Auditors Mgmt For For 12 Reelect Hans Dalborg, Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Bjorn Saven, and Bjorn Wahlroos as Directors; Elect Sarah Russell and Kari Stadigh as New Directors Mgmt For Against 13 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee Mgmt For For 14 Amend Articles Regarding Convocation of General Meeting Mgmt For For 15a Authorize Repurchase of Issued Shares Mgmt For For 15b Authorize Reissuance of Repurchased Shares Mgmt For For 16 Authorize Repurchase of Issued Shares According to Chapter 7 Section 6 of the Swedish Securities Market Act Mgmt For For 17a Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For Shareholder Proposals Mgmt 17b Proposal From The Swedish State that Executive Management Will Not Be Able to Receive Annual Variable Pay or Participate in Long Term Variable Pay Programs SH Against Against Management Proposals Mgmt Page 36 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18a Approve 2010 Share Matching Plan Mgmt For For 18b Approve Issuance of up to 5.13 Million Class C-Shares, Approve Repurchase of up to 5.13 Million Class C-Shares, and Approve Conveyance of up to 4.1 Million Class C-Shares Mgmt For For Shareholder Proposals Mgmt SH19 Require Nordea to Refrain From Investing in Forest and Paper Based Industries Which are Involved in Large-Scale Environmental Destruction Iberdrola S.A. Meeting Date Country Primary Security ID Meeting Type None Record Date Against Ticker: N/A 26-Mar-10 Spain E6165F166 Annual 10-Mar-10 CUSIP: E6165F166 ISIN: ES0144580Y14 SEDOL: B288C92 Proponent Mgmt Rec Vote Instruction 1 Accept Individual and Consolidated Financial Statements for the Fiscal Year Ended Dec. 31, 2009 Mgmt For For 2 Accept Management's Report on Company and Consolidated Group Mgmt For For 3 Approve Discharge of Directors for the Year Ended Dec. 31, 2009. Mgmt For For 4 Re-elect Auditor for Company and Consolidated Group for Fiscal Year 2010. Mgmt For For 5 Approve Allocation of Income and Dividends Mgmt For For 6 Approve Increase in Capital up to EUR 1.87 Million via Capitalization of Reserves; Modify Article 5 of Company By-laws Mgmt For For 7.1 Elect Maria Helena Antolin Raybaud as Independent Director Mgmt For For 7.2 Elect Santiago Martinez Lage as Independent Director Mgmt For For 7.3 Re-Elect Victor de Urrutia Vallejo as Independent Director Mgmt For Against 7.4 Re-Elect Ricardo Alvarez Isasi as Independent Director Mgmt For Against 7.5 Re-Elect Jose Ignacio Berroeta Echevarria as Independent Director Mgmt For Against 7.6 Re-Elect Juan Luis Arregui Ciarsolo as Independent Director Mgmt For Against 7.7 Re-Elect Jose Ignacio Sanchez Galan as Executive Director Mgmt For Against 7.8 Re-Elect Julio de Miguel Aynat as Independent Director Mgmt For For 7.9 Re-Elect Sebastian Battaner Arias as Independent Director Mgmt For For 7.10 Fix Number of Directors Mgmt For For 8 Authorize Repurchase of Shares; Cancel Authorization to Repurchase Shares Granted at the AGM Held on March 20, 2009 Mgmt For For 9 Authorize Board to Issue Within Five Years Bonds,Debentures, and/or Other Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory Notes up to an Amount of EUR 6 Billion. Void Authorization Granted at the AGM held on March 20, 2009 Mgmt For For Page 37 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Approve Listing and Delisting of Shares, Debt Securities, Bonds, Mgmt For For Promissory Notes, and Preferred Stock, in Spain and Foreign Secondary Markets; Void Authorization Granted at the AGM held on March 20, 2009 11 Authorize Board to Approve the Creation of Foundation; Void Mgmt For For Authorization Granted at the AGM held on March 20, 2009 12 Modify Articles 11 and 62 of the Corporate By-laws Mgmt For For 13 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For HEICO Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 29-Mar-10 USA 422806109 Annual 22-Jan-10 Ticker: HEI CUSIP: 422806109 ISIN: US4228061093 SEDOL: 2419217 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel L. Higginbottom Mgmt For For 1.2 Elect Director Mark H. Hildebrandt Mgmt For For 1.3 Elect Director Wolfgang Mayrhuber Mgmt For For 1.4 Elect Director Eric A. Mendelson Mgmt For For 1.5 Elect Director Laurans A. Mendelson Mgmt For For 1.6 Elect Director Victor H. Mendelson Mgmt For For 1.7 Elect Director Mitchell I. Quain Mgmt For For 1.8 Elect Director Alan Schriesheim, Ph.D. Mgmt For For 1.9 Elect Director Frank J. Schwitter Mgmt For For 2 Ratify Auditors Mgmt For For Canon Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Mar-10 Japan J05124144 Annual 31-Dec-09 Ticker: 7751 CUSIP: J05124144 ISIN: JP3242800005 SEDOL: 6172323 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, With a Final Dividend of JPY 55 Mgmt For For 2.1 Elect Director Mgmt For For 2.2 Elect Director Mgmt For For 2.3 Elect Director Mgmt For For 2.4 Elect Director Mgmt For For 2.5 Elect Director Mgmt For For 2.6 Elect Director Mgmt For For 2.7 Elect Director Mgmt For For 2.8 Elect Director Mgmt For For 2.9 Elect Director Mgmt For For Page 38 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.10 Elect Director Mgmt For For 2.11 Elect Director Mgmt For For 2.12 Elect Director Mgmt For For 2.13 Elect Director Mgmt For For 2.14 Elect Director Mgmt For For 2.15 Elect Director Mgmt For For 2.16 Elect Director Mgmt For For 2.17 Elect Director Mgmt For For 3.1 Appoint Statutory Auditor Mgmt For For 3.2 Appoint Statutory Auditor Mgmt For Against 3.3 Appoint Statutory Auditor Mgmt For Against 4 Approve Retirement Bonus Payment for Directors Mgmt For For 5 Approve Retirement Bonuses and Special Payments in Mgmt For Against Connection with Abolition of Retirement Bonus System for Statutory Auditors 6 Approve Payment of Annual Bonuses to Directors Mgmt For For 7 Approve Stock Option Plan Mgmt For For Schlumberger Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 07-Apr-10 NetherlandsAntille 806857108 Annual 17-Feb-10 Ticker: SLB s CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201 Vote Proponent Mgmt Rec Instruction 1.1 Elect P. Camus as Director Mgmt For For 1.2 Elect P. Currie as Director Mgmt For For 1.3 Elect J.S. Gorelick as Director Mgmt For For 1.4 Elect A. Gould as Director Mgmt For For 1.5 Elect T. Isaac as Director Mgmt For For 1.6 Elect K.V. Kamath as Director Mgmt For For 1.7 Elect N. Kudryavtsev as Director Mgmt For For 1.8 Elect A. Lajous as Director Mgmt For For 1.9 Elect M.E. Marks as Director Mgmt For For 1.10 Elect L.R. Reif as Director Mgmt For For 1.11 Elect T.I. Sandvold as Director Mgmt For For 1.12 Elect H. Seydoux as Director Mgmt For For 2 Adopt and Approve Financials and Dividends Mgmt For For 3 Approve 2010 Omnibus Stock Incentive Plan Mgmt For Against 4 Amend Qualified Employee Stock Purchase Plan Mgmt For For 5 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For Page 39 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 A. O. Smith Corporation Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: AOS 12-Apr-10 USA 831865209 Annual 15-Feb-10 CUSIP: 831865209 ISIN: US8318652091 SEDOL: 2816023 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Ronald D. Brown Mgmt For For 1.2 Elect Director William P. Greubel Mgmt For For 1.3 Elect Director Rober J. O'Toole Mgmt For For 1.4 Elect Director Idelle K. Wolf Mgmt For For 2 Ratify Auditors Ericsson (Telefonaktiebolaget L M Ericsson) Ticker: N/A 13-Apr-10 Meeting Date Sweden Country Mgmt W26049119 Primary Security ID Annual Meeting Type For Record Date 07-Apr-10 For CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378 Proponent Mgmt Rec Vote Instruction 1 Elect Michael Treschow as Chairman of Meeting Mgmt For For 2 Prepare and Approve List of Shareholders Mgmt For For 3 Approve Agenda of Meeting Mgmt For For 4 Acknowledge Proper Convening of Meeting Mgmt For For 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For 6 Receive Financial Statements and Statutory Reports; Receive Mgmt Auditor's Report 7 Receive President's Report; Allow Questions Mgmt 8.1 Approve Financial Statements and Statutory Reports Mgmt For For 8.2 Approve Discharge of Board and President Mgmt For For 8.3 Approve Allocation of Income and Dividends of SEK 2.00 per Share; Approve April 16, 2010, as Record Date for Dividend Mgmt For For 9.1 Determine Number of Members (12) and Deputy Members (0) of Board Mgmt For For 9.2 Approve Remuneration of Directors in the Amount of SEK 3.75 Million for Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration of Committee Members Mgmt For For 9.3 Reelect Michael Treschow (Chair), Roxanne Austin, Peter Bonfield, Borje Ekholm, Ulf Johansson, Sverker Martin-Lof, Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and Marcus Wallenberg; Elect Hans Vestberg and Michelangelo Volpi as New Directors Mgmt For Against 9.4 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve the Assignment of the Nomination Committee Mgmt For For Page 40 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9.5 Approve Omission of Remuneration to Nominating Committee Members Mgmt For For 9.6 Approve Remuneration of Auditors Mgmt For For 10 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For 11.1 Approve 2010 Share Matching Plan for All Employees Mgmt For For 11.2 Authorize Reissuance of 11.3 Million Repurchased Class B Shares for 2010 Share Matching Plan for All Employees Mgmt For For 11.3 Approve Swap Agreement with Third Party as Alternative to Item 11.2 Mgmt For Against 11.4 Approve 2010 Share Matching Plan for Key Contributors Mgmt For For 11.5 Authorize Reissuance of 7.8 Million Repurchased Class B Shares for 2010 Share Matching Plan for Key Contributors Mgmt For For 11.6 Approve Swap Agreement with Third Party as Alternative to Item 11.5 Mgmt For Against 11.7 Approve 2010 Restricted Stock Plan for Executives Mgmt For For 11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2010 Restricted Stock Plan for Executives Mgmt For For 11.9 Approve Swap Agreement with Third Party as Alternative to Item 11.8 Mgmt For Against 12 Authorize Reissuance of up to 7.4 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2006 Long-Term Incentive Plan and 2007, 2008, and 2009 Variable Compensation Plans Mgmt For For Shareholder Proposals Mgmt 13 General Meeting Shall Instruct the Board to Investigate How All SH None For Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting 14 Close Meeting Mgmt KPN NV Ticker: N/A CUSIP: N4297B146 13-Apr-10 Meeting Date Netherlands Country N4297B146 Primary Security ID ISIN: NL0000009082 SEDOL: 5956078 Annual Meeting Type Record Date 16-Mar-10 Proponent Mgmt Rec Vote Instruction 1 2 3 4 5 Annual Meeting Open Meeting Receive Report of Management Board (Non-Voting) Discussion on Company's Corporate Governance Structure Approve Financial Statements Receive Explanation on Company's Reserves and Dividend Policy Mgmt Mgmt Mgmt Mgmt Mgmt Mgmt For For 6 7 8 9 Approve Dividends of EUR 0.69 Per Share Approve Discharge of Management Board Approve Discharge of Supervisory Board Ratify PricewaterhouseCoopers Acountants N.V. as Auditors Mgmt Mgmt Mgmt Mgmt For For For For For For For For Page 41 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Approve Remuneration Report Containing Remuneration Policy for Management Board Members Mgmt For For 11 Receive Announcement of Intention to Reappoint E. Blok and J.B.P. Coopmans to Management Board Mgmt 12 Announce Vacancies on Supervisory Board Mgmt 13 Receive Announcement Re: Changes in Composition in Supervisory Board Committees Mgmt 14 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For For 15 Approve Reduction in Share Capital by Cancellation of Shares Mgmt For For 16 Other Business and Close Meeting Mgmt Stifel Financial Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 13-Apr-10 USA 860630102 Annual 23-Feb-10 Ticker: SF CUSIP: 860630102 ISIN: US8606301021 SEDOL: 2849234 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John P. Dubinsky Mgmt For For 1.2 Elect Director Robert E. Lefton Mgmt For For 1.3 Elect Director Scott B. McCuaig Mgmt For For 1.4 Elect Director James M. Oates Mgmt For For 1.5 Elect Director Ben A. Plotkin Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For The Bank of New York Mellon Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-Apr-10 USA 064058100 Annual 12-Feb-10 Ticker: BK CUSIP: 064058100 ISIN: US0640581007 SEDOL: B1Z77F6 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Ruth E. Bruch Mgmt For For 1.2 Elect Director Nicholas M. Donofrio Mgmt For For 1.3 Elect Director Gerald L. Hassell Mgmt For For 1.4 Elect Director Edmund F. Kelly Mgmt For For 1.5 Elect Director Robert P. Kelly Mgmt For For 1.6 Elect Director Richard J. Kogan Mgmt For For 1.7 Elect Director Michael J. Kowalski Mgmt For For 1.8 Elect Director John A. Luke, Jr. Mgmt For For 1.9 Elect Director Robert Mehrabian Mgmt For For 1.10 Elect Director Mark A. Nordenberg Mgmt For For 1.11 Elect Director Catherine A. Rein Mgmt For For Page 42 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.12 Elect Director William C. Richardson Mgmt For For 1.13 Elect Director Samuel C. Scott III Mgmt For For 1.14 Elect Director John P. Surma Mgmt For For 1.15 Elect Director Wesley W. von Schack Mgmt For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 3 Ratify Auditors Mgmt For For 4 Provide for Cumulative Voting SH Against Against 5 Stock Retention/Holding Period SH Against Against 6 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Daimler AG Meeting Date Country SH Primary Security ID Meeting Type Against Record Date For Ticker: N/A 14-Apr-10 Germany D1668R123 Annual 06-Apr-10 CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027 Proponent Mgmt Rec Vote Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Remuneration System for Management Board Members Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 6 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 7 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 8 Elect Paul Achleitner to the Supervisory Board Mgmt For For 9 Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 10 Amend Articles Re: Board-Related Mgmt For For Mgmt11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights United Technologies Corporation 14-Apr-10 Meeting Date USA Country 913017109 Primary Security ID Ticker: UTX Annual Meeting Type For Record Date 16-Feb-10 For CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Louis R. Chenevert Mgmt For For Page 43 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director John V. Faraci Mgmt For For 1.3 Elect Director Jean-Pierre Garnier, Ph.D. Mgmt For For 1.4 Elect Director Jamie S. Gorelick Mgmt For For 1.5 Elect Director Carlos M. Gutierrez Mgmt For For 1.6 Elect Director Edward A. Kangas Mgmt For For 1.7 Elect Director Charles R. Lee Mgmt For For 1.8 Elect Director Richard D. McCormick Mgmt For For 1.9 Elect Director Harold McGraw, III Mgmt For For 1.10 Elect Director Richard B. Myers Mgmt For For 1.11 Elect Director H. Patrick Swygert Mgmt For For 1.12 Elect Director Andre Villeneuve Mgmt For For 1.13 Elect Director Christine Todd Whitman Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For BP plc Meeting Date Country Primary Security ID Meeting Type Record Date 15-Apr-10 United Kingdom G12793108 Annual 13-Apr-10 Ticker: N/A CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Elect Paul Anderson as Director Mgmt For For 4 Re-elect Antony Burgmans as Director Mgmt For For 5 Re-elect Cynthia Carroll as Director Mgmt For For 6 Re-elect Sir William Castell as Director Mgmt For For 7 Re-elect Iain Conn as Director Mgmt For For 8 Re-elect George David as Director Mgmt For For 9 Elect Ian Davis as Director Mgmt For For 10 Re-elect Robert Dudley as Director Mgmt For For 11 Re-elect Douglas Flint as Director Mgmt For For 12 Re-elect Dr Byron Grote as Director Mgmt For For 13 Re-elect Dr Tony Hayward as Director Mgmt For For 14 Re-elect Andy Inglis as Director Mgmt For For 15 Re-elect Dr DeAnne Julius as Director Mgmt For For 16 Elect Carl-Henric Svanberg as Director Mgmt For For 17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For Remuneration Page 44 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Adopt New Articles of Association Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 23 Approve Executive Directors' Incentive Plan Mgmt For For 24 Approve Scrip Dividend Mgmt For For Shareholder Proposal Mgmt 25 Approve that the Audit Committee or a Risk Committee of the SH Against Against Board Commissions and Reviews a Report Setting Out the Assumptions Made by the Company in Deciding to Proceed with the Sunrise Project LVMH Moet Hennessy Louis Vuitton Meeting Date Country Primary Security ID Meeting Type Record Date 15-Apr-10 France F58485115 Annual/Special 12-Apr-10 Ticker: N/A CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Auditors' Special Report Regarding Related-Party Mgmt For Against Transactions 4 Approve Allocation of Income and Dividends of EUR 1.60 per Mgmt For For Share 5 Reelect Bernard Arnault as Director Mgmt For Against 6 Reelect Delphine Arnault as Director Mgmt For Against 7 Reelect Nicholas Clive Worms as Director Mgmt For Against 8 Reelect Patrick Houel as Director Mgmt For Against 9 Reelect Felix G. Rohatyn as Director Mgmt For Against 10 Reelect Hubert Vedrine as Director Mgmt For For 11 Elect Helene Carrere d' Encausse as Director Mgmt For For 12 Reelect Kilian Hennesy as Censor Mgmt For Against 13 Reelect Deloitte & Associes as Auditor Mgmt For For 14 Ratify Ernst & Young Audit as Auditor Mgmt For For 15 Reelect Denis Grison as Alternate Auditor Mgmt For For 16 Ratify Auditex as Alternate Auditor Mgmt For For 17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt Page 45 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt18 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Rio Tinto plc Meeting Date Country Primary Security ID Meeting Type For Record Date For 15-Apr-10 United Kingdom G75754104 Ticker: N/A Annual 13-Apr-10 CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875 Proponent Mgmt Rec Vote Instruction MgmtResolutions 1 to 9 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate Mgmt1 Accept Financial Statements and Statutory Reports For For Mgmt2 Approve Remuneration Report For Against Mgmt3 Elect Robert Brown as Director For For Mgmt4 Elect Ann Godbehere as Director For For Mgmt5 Elect Sam Walsh as Director For For Mgmt6 Re-elect Guy Elliott as Director For For Mgmt7 Re-elect Michael Fitzpatrick as Director For For Mgmt8 Re-elect Lord Kerr of Kinlochard as Director For For Mgmt9 Reappoint PricewaterhouseCoopers LLP as Auditor and Authorise Their Remuneration For For MgmtResolutions 10 to 13 will be Voted on by Rio Tinto plc Shareholders Only Mgmt10 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt11 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt12 Authorise Market Purchase For For Mgmt13 Authorise the Company to Call EGM with Two Weeks' Notice Weyerhaeuser Company Meeting Date Country Primary Security ID Meeting Type For Record Date For 15-Apr-10 USA 962166104 Ticker: WY Annual 19-Feb-10 CUSIP: 962166104 ISIN: US9621661043 SEDOL: 2958936 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Richard H. Sinkfield For For Mgmt1.2 Elect Director D. Michael Steuert For For Mgmt1.3 Elect Director Kim Williams For For Mgmt2 Amend Articles/Bylaws/Charter-Non-Routine For For Mgmt3 Approve Dividends For For Mgmt4 Increase Authorized Common Stock For For Mgmt5 Approve Securities Transfer Restrictions For For SH6 Amend Articles/Bylaws/Charter -- Call Special Meetings Against Against Page 46 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Report on Incorporating FSC-certified Products into Company's SH Against For North American Strategy 8 Ratify Auditors Mgmt For For Cass Information Systems, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-Apr-10 USA 14808P109 Annual 05-Mar-10 Ticker: CASS CUSIP: 14808P109 ISIN: US14808P1093 SEDOL: 2086558 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lawrence A. Collett Mgmt For For 1.2 Elect Director Wayne J. Grace Mgmt For For 1.3 Elect Director James J. Lindemann Mgmt For For 1.4 Elect Director Andrew J. Signorelli Mgmt For For 2 Ratify Auditors Mgmt For For Moody's Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 615369105 Annual 01-Mar-10 Ticker: MCO CUSIP: 615369105 ISIN: US6153691059 SEDOL: 2252058 Vote Proponent Mgmt Rec Instruction 1 Elect Director Basil L. Anderson Mgmt For For 2 Elect Director Darrell Duffie, Ph.d. Mgmt For For 3 Elect Director Raymond W. McDaniel, Jr Mgmt For For 4 Amend Omnibus Stock Plan Mgmt For Against 5 Amend Executive Incentive Bonus Plan Mgmt For For 6 Ratify Auditors Mgmt For For 7 Require Independent Board Chairman SH Against Against NewAlliance Bancshares, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 650203102 Annual 08-Mar-10 Ticker: NAL CUSIP: 650203102 ISIN: US6502031023 SEDOL: 2263771 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Carlton L. Highsmith Mgmt For For 1.2 Elect Director Joseph H. Rossi Mgmt For For 1.3 Elect Director Nathaniel D. Woodson Mgmt For For 1.4 Elect Director Joseph A. Zaccagnino Mgmt For For 2 Ratify Auditors Mgmt For For Page 47 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Northern Trust Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 665859104 Annual 01-Mar-10 Ticker: NTRS CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Linda Walker Bynoe Mgmt For For 1.2 Elect Director Nicholas D. Chabraja Mgmt For For 1.3 Elect Director Susan Crown Mgmt For For 1.4 Elect Director Dipak C. Jain Mgmt For For 1.5 Elect Director Robert W. Lane Mgmt For For 1.6 Elect Director Robert C. McCormack Mgmt For For 1.7 Elect Director Edward J. Mooney Mgmt For For 1.8 Elect Director John W. Rowe Mgmt For For 1.9 Elect Director David H.B. Smith, Jr. Mgmt For For 1.10 Elect Director William D. Smithburg Mgmt For For 1.11 Elect Director Enrique J. Sosa Mgmt For For 1.12 Elect Director Charles A. Tribbett, III Mgmt For For 1.13 Elect Director Frederick H. Waddell Mgmt For For 2 Ratify Auditors Mgmt For For PACCAR Inc Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 693718108 Annual 23-Feb-10 Ticker: PCAR CUSIP: 693718108 ISIN: US6937181088 SEDOL: 2665861 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alison J. Carnwath Mgmt For For 1.2 Elect Director Robert T. Parry Mgmt For For 1.3 Elect Director John M. Pigott Mgmt For For 1.4 Elect Director Gregory M.E. Spierkel Mgmt For For 2 Reduce Supermajority Vote Requirement SH Against For 3 Require a Majority Vote for the Election of Directors SH Against For 4 Limit Composition of Committee(s) to Independent Directors SH Against Against Prosperity Bancshares, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 743606105 Annual 11-Mar-10 Ticker: PRSP CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257 Vote Proponent Mgmt Rec Instruction Page 48 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Leah Henderson Mgmt For For 1.2 Elect Director Ned S. Holmes Mgmt For For 1.3 Elect Director David Zalman Mgmt For For 1.4 Elect Director Ervan E. Zouzalik Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors SH Against For Renasant Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 75970E107 Annual 24-Feb-10 Ticker: RNST CUSIP: 75970E107 ISIN: US75970E1073 SEDOL: 2670809 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John M. Creekmore Mgmt For For 1.2 Elect Director Neal A. Holland, Jr. Mgmt For For 1.3 Elect Director E. Robinson McGraw Mgmt For For 1.4 Elect Director Theodore S. Moll Mgmt For For 1.5 Elect Director J. Larry Young Mgmt For For 1.6 Elect Director Jill Deer Mgmt For For 2 Ratify Auditors Mgmt For For The Sherwin-Williams Company Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 824348106 Annual 26-Feb-10 Ticker: SHW CUSIP: 824348106 ISIN: US8243481061 SEDOL: 2804211 Vote Proponent Mgmt Rec Instruction 1.1 Fix Number of Directors at 11 and Elect Director Arthur F. Anton Mgmt For For 1.2 Elect Director James C. Boland Mgmt For For 1.3 Elect Director Christopher M. Connor Mgmt For For 1.4 Elect Director David F. Hodnik Mgmt For For 1.5 Elect Director Thomas G. Kadien Mgmt For For 1.6 Elect Director Susan J. Kropf Mgmt For For 1.7 Elect Director Gary E. McCullough Mgmt For For 1.8 Elect Director A. Malachi Mixon, III Mgmt For For 1.9 Elect Director Curtis E. Moll Mgmt For For 1.10 Elect Director Richard K. Smucker Mgmt For For 1.11 Elect Director John M. Stropki, Jr. Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Page 49 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Require a Majority Vote for the Election of Directors SH Against For EQT Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 26884L109 Annual 10-Feb-10 Ticker: EQT CUSIP: 26884L109 ISIN: US26884L1098 SEDOL: 2319414 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vicky A. Bailey Mgmt For For 1.2 Elect Director Murry S. Gerber Mgmt For For 1.3 Elect Director George L. Miles, Jr. Mgmt For For 1.4 Elect Director James W. Whalen Mgmt For For 2 Ratify Auditors Mgmt For For 3 Require a Majority Vote for the Election of Directors SH Against For 4 Prepare Sustainability Report SH Against For FirstMerit Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 337915102 Annual 22-Feb-10 Ticker: FMER CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven H. Baer Mgmt For For 1.2 Elect Director Karen S. Belden Mgmt For For 1.3 Elect Director R. Cary Blair Mgmt For For 1.4 Elect Director John C. Blickle Mgmt For For 1.5 Elect Director Robert W. Briggs Mgmt For For 1.6 Elect Director Richard Colella Mgmt For For 1.7 Elect Director Gina D. France Mgmt For For 1.8 Elect Director Paul G. Greig Mgmt For For 1.9 Elect Director Terry L. Haines Mgmt For For 1.10 Elect Director J. Michael Hochschwender Mgmt For For 1.11 Elect Director Clifford J. Isroff Mgmt For For 1.12 Elect Director Philip A. Lloyd II Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Articles of Incorporation Concerning Preferred Stock Mgmt For For 4 Establish Range For Board Size Mgmt For For 5 Reduce Supermajority Vote Requirement Relating to Business Mgmt For For Combinations 6 Reduce Supermajority Vote Requirement Relating to Mgmt For For Amendments Page 50 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Eliminate Provision Stating Directors May Only Be Removed for Mgmt For For Cause The Coca-Cola Company Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 191216100 Annual 22-Feb-10 Ticker: KO CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657 Vote Proponent Mgmt Rec Instruction 1 Elect Director Herbert A. Allen Mgmt For For 2 Elect Director Ronald W. Allen Mgmt For For 3 Elect Director Cathleen P. Black Mgmt For For 4 Elect Director Barry Diller Mgmt For For 5 Elect Director Alexis M. Herman Mgmt For For 6 Elect Director Muhtar Kent Mgmt For For 7 Elect Director Donald R. Keough Mgmt For For 8 Elect Director Maria Elena Lagomasino Mgmt For For 9 Elect Director Donald F. McHenry Mgmt For For 10 Elect Director Sam Nunn Mgmt For For 11 Elect Director James D. Robinson III Mgmt For For 12 Elect Director Peter V. Ueberroth Mgmt For For 13 Elect Director Jacob Wallenberg Mgmt For For 14 Elect Director James B. Williams Mgmt For For 15 Ratify Auditors Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 17 Require Independent Board Chairman SH Against Against 18 Performance-Based Equity Awards SH Against Against 19 Publish Report on Chemical Bisphenol A (BPA) SH Against For Westwood Holdings Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 961765104 Annual 05-Mar-10 Ticker: WHG CUSIP: 961765104 ISIN: US9617651040 SEDOL: 2958293 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Susan M. Byrne Mgmt For For 1.2 Elect Director Brian O. Casey Mgmt For For 1.3 Elect Director Tom C. Davis Mgmt For For 1.4 Elect Director Richard M. Frank Mgmt For For 1.5 Elect Director Robert D. McTeer Mgmt For For Page 51 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.6 Elect Director Jon L. Mosle, Jr. Mgmt For For 1.7 Elect Director Geoffrey R. Norman Mgmt For For 1.8 Elect Director Raymond E. Wooldridge Mgmt For For 2 Ratify Auditors Mgmt For For Anglo American plc Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 United Kingdom G03764134 Annual 20-Apr-10 Ticker: N/A CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Elect Sir Philip Hampton as Director Mgmt For For 3 Elect Ray O'Rourke as Director Mgmt For For 4 Elect Sir John Parker as Director Mgmt For For 5 Elect Jack Thompson as Director Mgmt For For 6 Re-elect Cynthia Carroll as Director Mgmt For For 7 Re-elect Nicky Oppenheimer as Director Mgmt For For 8 Reappoint Deloitte LLP as Auditors Mgmt For For 9 Authorise Board to Fix Remuneration of Auditors Mgmt For For 10 Approve Remuneration Report Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For 14 Amend Articles of Association Mgmt For For 15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For Johnson & Johnson Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 478160104 Annual 23-Feb-10 Ticker: JNJ CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833 Vote Proponent Mgmt Rec Instruction 1 Elect Director Mary Sue Coleman Mgmt For For 2 Elect Director James G. Culien Mgmt For For 3 Elect Director Michael M. E. Johns Mgmt For For 4 Elect Director Susan L. Lindquist Mgmt For For 5 Elect Director Anne M. Mulcahy Mgmt For For 6 Elect Director Lea F. Mullin Mgmt For For 7 Elect Director William D. Perez Mgmt For For Page 52 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Elect Director Charles Prince Mgmt For For 9 Elect Director David Satcher Mgmt For For 10 Elect Director William C. Welcon Mgmt For For 11 Ratify Auditors Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against Kansas City Life Insurance Company Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 484836101 Annual 09-Mar-10 Ticker: KCLI CUSIP: 484836101 ISIN: US4848361014 SEDOL: 2483977 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William R. Blessing Mgmt For For 1.2 Elect Director Richard L. Finn Mgmt For For 1.3 Elect Director Cecil R. Miller Mgmt For For 1.4 Elect Director Bradford T. Nordholm Mgmt For For Life Time Fitness, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 53217R207 Annual 26-Feb-10 Ticker: LTM CUSIP: 53217R207 ISIN: US53217R2076 SEDOL: B01R1Z1 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Bahram Akradi Mgmt For For 1.2 Elect Director Giles H. Bateman Mgmt For For 1.3 Elect Director Jack W. Eugster Mgmt For For 1.4 Elect Director Guy C. Jackson Mgmt For For 1.5 Elect Director John K. Lloyd Mgmt For For 1.6 Elect Director Martha A. Morfitt Mgmt For For 1.7 Elect Director John B. Richards Mgmt For For 1.8 Elect Director Joseph S. Vassalluzzo Mgmt For For 2 Ratify Auditors Mgmt For For Lockheed Martin Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 539830109 Annual 01-Mar-10 Ticker: LMT CUSIP: 539830109 ISIN: US5398301094 SEDOL: 2522096 Vote Proponent Mgmt Rec Instruction 1 Elect Director E. C. "Pete" Aldrige, Jr. Mgmt For For Page 53 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director Nolan D. Archibald Mgmt For For 3 Elect Director David B. Burritt Mgmt For For 4 Elect Director James O. Ellis, Jr. Mgmt For For 5 Elect Director Gwendolyn S. King Mgmt For For 6 Elect Director James M. Loy Mgmt For For 7 Elect Director Douglas H. McCorkindale Mgmt For For 8 Elect Director Joseph W. Ralston Mgmt For For 9 Elect Director James Schneider Mgmt For For 10 Elect Director Anne Stevens Mgmt For For 11 Elect Director Robert J. Stevens Mgmt For For 12 Ratify Auditors Mgmt For For 13 Report on Space-based Weapons Program SH Against Against NewMarket Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 651587107 Annual 22-Feb-10 Ticker: NEU CUSIP: 651587107 ISIN: US6515871076 SEDOL: B01CGF1 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Phyllis L. Cothran Mgmt For For 1.2 Elect Director Mark M. Gambill Mgmt For For 1.3 Elect Director Bruce C. Gottwald Mgmt For For 1.4 Elect Director Thomas E. Gottwald Mgmt For For 1.5 Elect Director Patrick D. Hanley Mgmt For For 1.6 Elect Director James E. Rogers Mgmt For For 1.7 Elect Director Charles B. Walker Mgmt For For 2 Ratify Auditors Mgmt For For Nicor Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 654086107 Annual 22-Feb-10 Ticker: GAS CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509 Vote Proponent Mgmt Rec Instruction 1.1 Director Robert M. Beavers, Jr. Mgmt For For 1.2 Director Bruce P. Bickner Mgmt For For 1.3 Director John H. Birdsall, III Mgmt For For 1.4 Director Norman R. Bobins Mgmt For For 1.5 Director Brenda J. Gaines Mgmt For For 1.6 Director Raymond A. Jean Mgmt For For Page 54 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.7 Director Dennis J. Keller Mgmt For For 1.8 Director R. Eden Martin Mgmt For For 1.9 Director Georgia R. Nelson Mgmt For For 1.10 Director Armando J. Olivera Mgmt For For 1.11 Director John Rau Mgmt For For 1.12 Director John C. Staley Mgmt For For 1.13 Director Russ M. Strobel Mgmt For For 2 Ratify Auditors Mgmt For For Pfizer Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 717081103 Annual 23-Feb-10 Ticker: PFE CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703 Vote Proponent Mgmt Rec Instruction 1 Elect Director Dennis A. Ausiello Mgmt For For 2 Elect Director Michael S. Brown Mgmt For For 3 Elect Director M. Anthony Burns Mgmt For For 4 Elect Director Robert N. Burt Mgmt For For 5 Elect Director W. Don Cornwell Mgmt For For 6 Elect Director Frances D. Fergusson Mgmt For For 7 Elect Director William H. Gray III Mgmt For For 8 Elect Director Constance J. Horner Mgmt For For 9 Elect Director James M. Kilts Mgmt For For 10 Elect Director Jeffrey B. Kindler Mgmt For For 11 Elect Director George A. Lorch Mgmt For For 12 Elect Director John P. Mascotte Mgmt For For 13 Elect Director Suzanne Nora Johnson Mgmt For For 14 Elect Director Stephen W. Sanger Mgmt For For 15 Elect Director William C. Steere, Jr. Mgmt For For 16 Ratify Auditors Mgmt For For 17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 18 Provide Right to Call Special Meeting Mgmt For For 19 Prohibit Executive Stock-Based Awards SH Against Against RWE AG Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 Germany D6629K109 Annual 01-Apr-10 Ticker: N/A CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962 Page 55 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Proponent Mgmt Rec Vote Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 3.50 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For 7 Ratify PricewaterhouseCoopers AG for the Inspection of the 2010 Mid-Year Report Mgmt For For 8a Elect Dieter Zetsche to the Supervisory Board Mgmt For For 8b Elect Frithjof Kuehn to the Supervisory Board Mgmt For For 8c Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For 9a Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9b Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 10a Amend Corporate Purpose Mgmt For For 10b Amend Articles Re: Board-Related Mgmt For For 10c Amend Articles Re: Convocation of, Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Mgmt11 Approve Affiliation Agreements with Subsidiary RWE Supply & Trading GmbH Schneider Electric SA Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: N/A 22-Apr-10 France F86921107 Annual/Special 19-Apr-10 CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.05 per Share Mgmt For For 4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt For For 5 Approve Transaction with Emmanuel Babeau Re: Additional Pension Scheme Mgmt For For 6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For 7 Reelect Serge Weinberg as Supervisory Board Member Mgmt For For Page 56 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Reelect Gerard de La Martiniere as Supervisory Board Member Mgmt For For 9 Reelect Noel Forgeard as Supervisory Board Member Mgmt For For 10 Reelect Cathy Kopp as Supervisory Board Member Mgmt For For 11 Reelect James Ross as Supervisory Board Member Mgmt For For 12 Reelect Ernst & Young et Autres as Auditor Mgmt For For 13 Ratify Auditex as Alternate Auditor Mgmt For For 14 Reelect Mazars as Primary Auditor Mgmt For For 15 Ratify Thierry Blanchetier as Alternate Auditor Mgmt For For 16 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt 17 Approve Issuance of Shares without Preemptive Rights up to Mgmt For For EUR 100 Million for a Private Placement 18 Approve Employee Stock Purchase Plan Mgmt For For 19 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For International Subsidiaries 20 Authorize Filing of Required Documents/Other Formalities Mgmt For For Sensient Technologies Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 81725T100 Annual 26-Feb-10 Ticker: SXT CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Hank Brown Mgmt For For 1.2 Elect Director Fergus M. Clydesdale Mgmt For For 1.3 Elect Director James A. D. Croft Mgmt For For 1.4 Elect Director William V. Hickey Mgmt For For 1.5 Elect Director Kenneth P. Manning Mgmt For For 1.6 Elect Director Peter M. Salmon Mgmt For For 1.7 Elect Director Elaine R. Wedral Mgmt For For 1.8 Elect Director Essie Whitelaw Mgmt For For 2 Ratify Auditors Mgmt For For TIBCO Software Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 88632Q103 Annual 25-Feb-10 Ticker: TIBX CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vivek Y. Ranadive Mgmt For For 1.2 Elect Director Nanci E. Caldwell Mgmt For For Page 57 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Eric C.W. Dunn Mgmt For For 1.4 Elect Director Narendra K. Gupta Mgmt For For 1.5 Elect Director Peter J. Job Mgmt For For 1.6 Elect Director Philip K. Wood Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For UniCredit SpA Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 Italy T95132105 Annual/Special 16-Apr-10 Ticker: N/A CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445 Did not vote due to share blocking Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For Elect Internal Statutory Auditors - Vote Only One of the Mgmt Following Slates 3.1 Slate 1 - Submitted by Cassa di Risparmio di Verona, Vicenza, Mgmt For Do Not Vote Belluno, and Ancona 3.2 Slate 2 - Submitted by Institutional Investors through Mgmt For For Assogestioni 4 Approve Internal Auditors' Remuneration Mgmt For For 5 Amend Remuneration of the Supervision Body's Chairman Mgmt For For 6 Approve Remuneration Report Mgmt For Against 7 Approve Group Employee Share Ownership Plan 2010 Mgmt For Against 8 Approve Group Long Term Incentive Plan 2010 Mgmt For Against Special Business Mgmt 1 Approve Creation of EUR 64 Million Pool of Capital without Mgmt For Against Preemptive Rights Reserved to Stock Purchase Plans 2 Approve Creation of EUR 29.5 Million Pool of Capital without Mgmt For Against Preemptive Rights Reserved to Stock Grant Plans Volkswagen AG (VW) Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 Germany D94523145 Annual 01-Apr-10 Ticker: N/A CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102 Vote Proponent Mgmt Rec Instruction Meeting for Common and Preferred Shareholders; Only Common Mgmt Shareholders 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) Page 58 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Approve Allocation of Income and Dividends of EUR 1.60 per Common Share and EUR 1.66 per Preferred Share Mgmt For For 3a Approve Discharge of Management Board Member Martin Winterkorn for Fiscal 2009 Mgmt For For 3b Approve Discharge of Management Board Member Francisco Sanz for Fiscal 2009 Mgmt For For 3c Approve Discharge of Management Board Member Jochem Heizmann for Fiscal 2009 Mgmt For For 3d Approve Discharge of Management Board Member Horst Neumann for Fiscal 2009 Mgmt For For 3e Approve Discharge of Management Board Member Dieter Poetsch for Fiscal 2009 Mgmt For For 4a Approve Discharge of Supervisory Board Member Ferdinand Piech for Fiscal 2009 Mgmt For For 4b Approve Discharge of Supervisory Board Member Juergen Peters for Fiscal 2009 Mgmt For For 4c Approve Discharge of Supervisory Board Member Joerg Bode for Fiscal 2009 Mgmt For For 4d Approve Discharge of Supervisory Board Member Michael Frenzel for Fiscal 2009 Mgmt For For 4e Approve Discharge of Supervisory Board Member Babette Froehlich for Fiscal 2009 Mgmt For For 4f Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2009 Mgmt For For 4g Approve Discharge of Supervisory Board Member Juergen Grossmann for Fiscal 2009 Mgmt For For 4h Approve Discharge of Supervisory Board Member Holger Haerter for Fiscal 2009 Mgmt For For 4i Approve Discharge of Supervisory Board Member Walter Hirche for Fiscal 2009 Mgmt For For 4j Approve Discharge of Supervisory Board Member Peter Jacobs for Fiscal 2009 Mgmt For For 4k Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2009 Mgmt For For 4l Approve Discharge of Supervisory Board Member Peter Mosch for Fiscal 2009 Mgmt For For 4m Approve Discharge of Supervisory Board Member Roland Oetker for Fiscal 2009 Mgmt For For 4n Approve Discharge of Supervisory Board Member Bernd Osterloh for Fiscal 2009 Mgmt For For 4o Approve Discharge of Supervisory Board Member Hans Michael Piech for Fiscal 2009 Mgmt For For 4p Approve Discharge of Supervisory Board Member Ferdinand Porsche for Fiscal 2009 Mgmt For For 4q Approve Discharge of Supervisory Board Member Wolfgang Porsche for Fiscal 2009 Mgmt For For 4r Approve Discharge of Supervisory Board Member Wolfgang Ritmeier for Fiscal 2009 Mgmt For For 4s Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal 2009 Mgmt For For 4t Approve Discharge of Supervisory Board Member Heinrich Soefjer for Fiscal 2009 Mgmt For For Page 59 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4u Approve Discharge of Supervisory Board Member Juergen Mgmt For For Stumpf for Fiscal 2009 4v Approve Discharge of Supervisory Board Member Bernd Mgmt For For Wehlauer for Fiscal 2009 4y Approve Discharge of Supervisory Board Member Wendelin Mgmt For For Wiedeking for Fiscal 2009 4w Approve Discharge of Supervisory Board Member Christian Wulff Mgmt For For for Fiscal 2009 5a Elect Joerg Bode to the Supervisory Board Mgmt For Against 5b Elect Hussain Ali Al-Abdulla to the Supervisory Board Mgmt For Against 6 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights 7 Approve Remuneration System for Management Board Members Mgmt For Against 8 Approve Affiliation Agreements with Subsidiaries Volkswagen Mgmt For For Osnabrueck GmbH and Volkswagen Sachsen Immobilienverwaltungs GmbH 9 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 Mgmt For For Westamerica Bancorporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 957090103 Annual 22-Feb-10 Ticker: WABC CUSIP: 957090103 ISIN: US9570901036 SEDOL: 2950374 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Etta Allen Mgmt For For 1.2 Elect Director Louis E. Bartolini Mgmt For For 1.3 Elect Director E. Joseph Bowler Mgmt For For 1.4 Elect Director Arthur C. Latno, Jr. Mgmt For For 1.5 Elect Director Patrick D. Lynch Mgmt For For 1.6 Elect Director Catherine Cope MacMillan Mgmt For For 1.7 Elect Director Ronald A. Nelson Mgmt For For 1.8 Elect Director David L. Payne Mgmt For For 1.9 Elect Director Edward B. Sylvester Mgmt For For 2 Ratify Auditors Mgmt For For Abbott Laboratories Meeting Date Country Primary Security ID Meeting Type Record Date 23-Apr-10 USA 002824100 Annual 24-Feb-10 Ticker: ABT CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director R.J. Alpern Mgmt For For Page 60 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director R.S. Austin Mgmt For For 1.3 Elect Director W.M. Daley Mgmt For Withhold 1.4 Elect Director W.J. Farrell Mgmt For Withhold 1.5 Elect Director H.L. Fuller Mgmt For Withhold 1.6 Elect Director W.A. Osborn Mgmt For Withhold 1.7 Elect Director D.A.L. Owen Mgmt For For 1.8 Elect Director R.S. Roberts Mgmt For For 1.9 Elect Director S.C. Scott, III Mgmt For For 1.10 Elect Director W.D. Smithburg Mgmt For Withhold 1.11 Elect Director G.F. Tilton Mgmt For For 1.12 Elect Director M.D. White Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against Newmont Mining Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 23-Apr-10 USA 651639106 Annual 22-Feb-10 Ticker: NEM CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607 Vote Proponent Mgmt Rec Instruction 1 Elect Director Glen A. Barton Mgmt For For 2 Elect Director Vincent A. Calarco Mgmt For For 3 Elect Director Joseph A. Carrabba Mgmt For For 4 Elect Director Noreen Doyle Mgmt For For 5 Elect Director Veronica M. Hagen Mgmt For For 6 Elect Director Michael S. Hamson Mgmt For For 7 Elect Director Richard T. O'Brien Mgmt For For 8 Elect Director John B. Prescott Mgmt For For 9 Elect Director Donald C. Roth Mgmt For For 10 Elect Director James V. Taranik Mgmt For For 11 Elect Director Simon Thompson Mgmt For For 12 Ratify Auditors Mgmt For For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 14 Require a Majority Vote for the Election of Directors SH Against For The Progressive Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 23-Apr-10 USA 743315103 Annual 26-Feb-10 Ticker: PGR CUSIP: 743315103 ISIN: US7433151039 SEDOL: 2705024 Page 61 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Elect Director Stuart B. Burgdoerfer Mgmt For For 2 Elect Director Lawton W. Fitt Mgmt For For 3 Elect Director Peter B. Lewis Mgmt For For 4 Elect Director Patrick H. Nettles, Ph.D Mgmt For For 5 Elect Director Glenn M. Renwick Mgmt For For 6 Approve Omnibus Stock Plan and Performance Criteria Mgmt For Against 7 Ratify Auditors Mgmt For For Assicurazioni Generali Spa Meeting Date Country Primary Security ID Meeting Type Record Date 24-Apr-10 Italy T05040109 Annual 19-Apr-10 Ticker: N/A CUSIP: T05040109 ISIN: IT0000062072 SEDOL: 4056719 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements, Statutory Reports, and Allocation Mgmt For For of Income Elect Directors - Vote Only One of the Following Slates Mgmt 2.1 Slate 1 - Submitted by Mediobanca Mgmt None Against 2.2 Slate 2 - Submitted by Institutional Investors (Assogestioni) Mgmt None For 3 Approve Remuneration of Directors Mgmt For For 4 Approve Director and Internal Auditors Liability Provisions Mgmt For For 5 Approve Incentive Plan and Authorize Share Repurchase Mgmt For Against Program Regal Beloit Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-Apr-10 USA 758750103 Annual 04-Mar-10 Ticker: RBC CUSIP: 758750103 ISIN: US7587501039 SEDOL: 2730082 Vote Proponent Mgmt Rec Instruction 1 Elect Director Christopher L. Doerr Mgmt For For 2 Elect Director Mark J. Gliebe Mgmt For For 3 Elect Director Curtis W. Stoelting Mgmt For For 4 Ratify Auditors Mgmt For For Seaboard Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-Apr-10 USA 811543107 Annual 01-Mar-10 Ticker: SEB CUSIP: 811543107 ISIN: US8115431079 SEDOL: 2786687 Page 62 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven J. Bresky Mgmt For Withhold 1.2 Elect Director David A. Adamsen Mgmt For Withhold 1.3 Elect Director Douglas W. Baena Mgmt For Withhold 1.4 Elect Director Joseph E. Rodrigues Mgmt For Withhold 1.5 Elect Director Edward I. Shifman, Jr. Mgmt For Withhold 2 Ratify Auditors Mgmt For For Anheuser-Busch InBev Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 Belgium B6399C107 Annual/Special 09-Apr-10 Ticker: N/A CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317 Vote Proponent Mgmt Rec Instruction Annual and Special Meetings Mgmt Special Business Mgmt 1 2 3a 3b 3c Amend Articles Re: Terms of Board Mandates Amend Articles Re: Shareholder Rights Directive Receive Special Board Report Receive Special Auditor Report Exclude Preemptive Rights for Issuance under Item 3d Mgmt Mgmt Mgmt Mgmt Mgmt For For For For For Against 3d Approve Issuance of Stock Options for Board Members Mgmt For Against 3e Amend Articles to Reflect Changes in Capital Mgmt For Against 3f Authorize Implementation of Approved Resolutions and FiRequired Documents/Formalities at Trade Registry Mgmtling of For Against Ordinary Business Mgmt 1 Receive Directors' Report (Non-Voting) Mgmt 2 Receive Directors' Report (Non-Voting) Mgmt 3 Receive Consolidated Financial Statements and Statutory (Non-Voting) MgmtReports 4 Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share Mgmt For For 5 Approve Discharge of Directors Mgmt For For 6 Approve Discharge of Auditors Mgmt For For 7a Reelect Alexandre Van Damme as Director Mgmt For Against 7b Reelect Gregoire de Spoelberch as Director Mgmt For Against 7c Reelect Carlos Alberto da Veiga Sicupira as Director Mgmt For Against 7d Reelect Jorge Paulo Lemann as Director Mgmt For Against 7e Reelect Roberto Moses Thompson Motta as Director Mgmt For Against 7f Reelect Marcel Herrman Telles as Director Mgmt For Against Page 63 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7g Reelect Jean-Luc Dehaene as Independent Director Mgmt For For 7h Reelect Mark Winkelman as Independent Director Mgmt For For 8 Approve PwC as Statutory Auditor and Approve Auditor's Mgmt For For Remuneration 9a Approve Remuneration Report Mgmt For Against 9b Approve Stock Option Grants and Share Grants Mgmt For Against 10a Approve Change-of-Control Provision Re: Updated EMTN Mgmt For For Program 10b Approve Change-of-Control Provision Re: US Dollar Notes Mgmt For For 10c Approve Change-of-Control Provision Re: Senior Facilities Mgmt For For Agreement 10d Approve Change-of-Control Provision Re: Term Facilities Mgmt For For Agreement Powers Mgmt 1 Authorize Implementation of Approved Resolutions and Filing of Mgmt For For Required Documents/Formalities at Trade Registry BB&T Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 054937107 Annual 24-Feb-10 Ticker: BBT CUSIP: 054937107 ISIN: US0549371070 SEDOL: 2830904 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John A. Allison IV Mgmt For For 1.2 Elect Director Jennifer S. Banner Mgmt For For 1.3 Elect Director K. David Boyer, Jr. Mgmt For For 1.4 Elect Director Anna R. Cablik Mgmt For For 1.5 Elect Director Ronald E. Deal Mgmt For For 1.6 Elect Director Barry J. Fitzpatrick Mgmt For For 1.7 Elect Director Littleton Glover, Jr. Mgmt For For 1.8 Elect Director L. Vincent Hackley PhD Mgmt For For 1.9 Elect Director Jane P. Helm Mgmt For For 1.10 Elect Director John P. Howe III, MD Mgmt For For 1.11 Elect Director Kelly S. King Mgmt For For 1.12 Elect Director James H. Maynard Mgmt For For 1.13 Elect Director Albert O. McCauley Mgmt For For 1.14 Elect Director J. Holmes Morrison Mgmt For For 1.15 Elect Director Nido R. Qubein Mgmt For For 1.16 Elect Director Thomas E. Skains Mgmt For For 1.17 Elect Director Thomas N. Thompson Mgmt For For 1.18 Elect Director Stephen T. Williams Mgmt For For 2 Increase Authorized Common Stock Mgmt For For Page 64 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Ratify Auditors Mgmt For For 4 Report on Political Contributions SH Against Against 5 Require Independent Board Chairman SH Against Against 6 Report on Overdraft Policies and Practices, and Impacts to SH Against Against Borrowers Centene Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 15135B101 Annual 26-Feb-10 Ticker: CNC CUSIP: 15135B101 ISIN: US15135B1017 SEDOL: 2807061 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Pamela A. Joseph Mgmt For For 1.2 Elect Director Tommy G. Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Other Business Mgmt For Abstain Exelon Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 30161N101 Annual 01-Mar-10 Ticker: EXC CUSIP: 30161N101 ISIN: US30161N1019 SEDOL: 2670519 Vote Proponent Mgmt Rec Instruction 1 Elect Director John A. Canning, Jr. Mgmt For For 2 Elect Director M. Walter D'Alessio Mgmt For For 3 Elect Director Nicholas DeBenedictis Mgmt For For 4 Elect Director Bruce DeMars Mgmt For For 5 Elect Director Nelson A. Diaz Mgmt For For 6 Elect Director Sue L. Gin Mgmt For For 7 Elect Director Rosemarie B. Greco Mgmt For For 8 Elect Director Paul L. Joskow Mgmt For For 9 Elect Director Richard W. Mies Mgmt For For 10 Elect Director John M. Palms Mgmt For For 11 Elect Director William C. Richardson Mgmt For For 12 Elect Director Thomas J. Ridge Mgmt For For 13 Elect Director John W. Rogers, Jr. Mgmt For For 14 Elect Director John W. Rowe Mgmt For For 15 Elect Director Stephen D. Steinour Mgmt For For 16 Elect Director Don Thompson Mgmt For For 17 Approve Omnibus Stock Plan Mgmt For Against Page 65 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Ratify Auditors Mgmt For For First Financial Bankshares, Inc. (TX) Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 32020R109 Annual 01-Mar-10 Ticker: FFIN CUSIP: 32020R109 ISIN: US32020R1095 SEDOL: 2266026 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven L. Beal Mgmt For For 1.2 Elect Director Tucker S. Bridwell Mgmt For For 1.3 Elect Director Joseph E. Canon Mgmt For For 1.4 Elect Director David Copeland Mgmt For For 1.5 Elect Director F. Scott Dueser Mgmt For For 1.6 Elect Director Murray Edwards Mgmt For For 1.7 Elect Director Ron Giddiens Mgmt For For 1.8 Elect Director Derrell E. Johnson Mgmt For For 1.9 Elect Director Kade L. Matthews Mgmt For For 1.10 Elect Director Dian Graves Stai Mgmt For For 1.11 Elect Director Johnny E. Trotter Mgmt For For 2 Ratify Auditors Mgmt For For International Business Machines Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 459200101 Annual 26-Feb-10 Ticker: IBM CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973 Vote Proponent Mgmt Rec Instruction 1 Elect Director A. J. P. Belda Mgmt For For 2 Elect Director C. Black Mgmt For For 3 Elect Director W. R. Brody Mgmt For For 4 Elect Director K. I. Chenault Mgmt For For 5 Elect Director M. L. Eskew Mgmt For For 6 Elect Director S. A. Jackson Mgmt For For 7 Elect Director A. N. Liveris Mgmt For For 8 Elect Director W. J. McNerney, Jr. Mgmt For For 9 Elect Director T. Nishimuro Mgmt For For 10 Elect Director J. W. Owens Mgmt For For 11 Elect Director S. J. Palmisano Mgmt For For 12 Elect Director J. E. Spero Mgmt For For 13 Elect Director S. Taurel Mgmt For For Page 66 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 14 Elect Director L. H. Zambrano Mgmt For For 15 Ratify Auditors Mgmt For For 16 Adopt Policy on Bonus Banking SH Against Against 17 Provide for Cumulative Voting SH Against Against 18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 19 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Praxair, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: PX 27-Apr-10 USA 74005P104 Annual 01-Mar-10 CUSIP: 74005P104 ISIN: US74005P1049 SEDOL: 2699291 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Stephen F. Angel Mgmt For For 1.2 Elect Director Nance K. Dicciani Mgmt For For 1.3 Elect Director Edward G. Galante Mgmt For For 1.4 Elect Director Claire W. Gargalli Mgmt For For 1.5 Elect Director Ira D. Hall Mgmt For For 1.6 Elect Director Raymond W. LeBoeuf Mgmt For For 1.7 Elect Director Larry D. Mcvay Mgmt For For 1.8 Elect Director Wayne T. Smith Mgmt For For 1.9 Elect Director Robert L. Wood Mgmt For For 2 Ratify Auditors Rollins, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: ROL 27-Apr-10 USA 775711104 Annual 01-Mar-10 CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Bill J. Dismuke Mgmt For For 1.2 Elect Director Thomas J. Lawley Mgmt For For 1.3 Elect Director Wilton Looney Mgmt For For 2 Ratify Auditors RPC, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: RES 27-Apr-10 USA 749660106 Annual 01-Mar-10 CUSIP: 749660106 ISIN: US7496601060 SEDOL: 2719456 Proponent Mgmt Rec Vote Instruction Page 67 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Wilton Looney Mgmt For For 1.2 Elect Director Gary W. Rollins Mgmt For Withhold 1.3 Elect Director James A. Lane, Jr. Mgmt For Withhold 2 Ratify Auditors Mgmt For For SCBT Financial Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 78401V102 Annual 05-Mar-10 Ticker: SCBT CUSIP: 78401V102 ISIN: US78401V1026 SEDOL: 2388737 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert R. Horger Mgmt For For 1.2 Elect Director Jimmy E. Addison Mgmt For For 1.3 Elect Director Harry M. Mims, Jr. Mgmt For For 1.4 Elect Director James W. Roquemore Mgmt For For 1.5 Elect Director John W. Williamson, III Mgmt For For 1.6 Elect Director Herbert G. Gray Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors SH Against For UMB Financial Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 902788108 Annual 01-Mar-10 Ticker: UMBF CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David R. Bradley, Jr. Mgmt For For 1.2 Elect Director Peter J. DeSilva Mgmt For For 1.3 Elect Director Terrence P. Dunn Mgmt For For 1.4 Elect Director Alexander C. Kemper Mgmt For For 1.5 Elect Director Kris A. Robbins Mgmt For For 1.6 Elect Director Nancy K. Buese Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors SH Against For Wells Fargo & Company Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 949746101 Annual 26-Feb-10 Ticker: WFC CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100 Vote Proponent Mgmt Rec Instruction 1 Election Director John D. Baker II Mgmt For For Page 68 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Election Director John S. Chen Mgmt For For 3 Election Director Lloyd H. Dean Mgmt For For 4 Election Director Susan E. Engel Mgmt For For 5 Election Director Enrique Hernandez, Jr. Mgmt For For 6 Election Director Donald M. James Mgmt For For 7 Election Director Richard D. McCormick Mgmt For For 8 Election Director Mackey J. McDonald Mgmt For For 9 Election Director Cynthia H. Milligan Mgmt For For 10 Elect Director Nicholas G. Moore Mgmt For For 11 Elect Director Philip J. Quigley Mgmt For For 12 Elect Director Judith M. Runstad Mgmt For For 13 Elect Director Stephen W. Sanger Mgmt For For 14 Elect Director Robert K. Steel Mgmt For For 15 Elect Director John G. Stumpf Mgmt For Against 16 Elect Director an G. Swenson Mgmt For For 17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 18 Increase Authorized Common Stock Mgmt For For 19 Ratify Auditors Mgmt For For 20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 21 Require Independent Board Chairman SH Against For 22 Report on Charitable Contributions SH Against Against 23 Report on Political Contributions SH Against Against Bank of America Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 060505104 Annual 03-Mar-10 Ticker: BAC CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677 Vote Proponent Mgmt Rec Instruction 1 Elect Director Susan S. Bies Mgmt For For 2 Elect Director William P. Boardman Mgmt For For 3 Elect Director Frank P. Bramble, Sr. Mgmt For For 4 Elect Director Virgis W. Colbert Mgmt For For 5 Elect Director Charles K. Gifford Mgmt For For 6 Elect Director Charles O. Holliday, Jr. Mgmt For For 7 Elect Director D. Paul Jones, Jr. Mgmt For For 8 Elect Director Monica C. Lozano Mgmt For For 9 Elect Director Thomas J. May Mgmt For For Page 69 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Elect Director Brian T. Moynihan Mgmt For For 11 Elect Director Donald E. Powell Mgmt For For 12 Elect Director Charles O. Rossotti Mgmt For For 13 Elect Director Robert W. Scully Mgmt For For 14 Ratify Auditors Mgmt For For 15 Increase Authorized Common Stock Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 17 Amend Omnibus Stock Plan Mgmt For Against 18 Report on Government Service of Employees SH Against Against 19 TARP Related Compensation SH Against Against 20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 21 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 22 Adopt Policy on Succession Planning SH Against Against 23 Report on Collateral in Derivatives Trading SH Against Against 24 Claw-back of Payments under Restatements SH Against Against British American Tobacco plc Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 United Kingdom G1510J102 Annual 26-Apr-10 Ticker: N/A CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 5 Authorise Board to Fix Remuneration of Auditors Mgmt For For 6a Re-elect Ana Llopis as Director Mgmt For For 6b Re-elect Christine Morin-Postel as Director Mgmt For For 6c Re-elect Anthony Ruys as Director Mgmt For For 7 Elect Richard Burrows as Director Mgmt For For 8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 10 Authorise Market Purchase Mgmt For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 12 Adopt New Articles of Association Mgmt For For 13 Amend Articles of Association Mgmt For For Page 70 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 E. I. du Pont de Nemours and Company Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 263534109 Annual 03-Mar-10 Ticker: DD CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175 Vote Proponent Mgmt Rec Instruction 1 Elect Director Samuel W. Bodman Mgmt For For 2 Elect Director Richard H. Brown Mgmt For For 3 Elect Director Robert A. Brown Mgmt For For 4 Elect Director Bertrand P. Collomb Mgmt For For 5 Elect Director Curtis J. Crawford Mgmt For For 6 Elect Director Alexander M. Cutler Mgmt For For 7 Elect Director John T. Dillon Mgmt For For 8 Elect Director Eleuthere I. Du Pont Mgmt For For 9 Elect Director Marillyn A. Hewson Mgmt For For 10 Elect Director Lois D. Juliber Mgmt For For 11 Elect Director Ellen J. Kullman Mgmt For For 12 Elect Director William K. Reilly Mgmt For For 13 Ratify Auditors Mgmt For For 14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 15 Amend Human Rights Policy to Address Seed Saving SH Against Against Eaton Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 278058102 Annual 01-Mar-10 Ticker: ETN CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883 Vote Proponent Mgmt Rec Instruction 1 Elect Director Todd M. Bluedorn Mgmt For For 2 Elect Director Christopher M. Connor Mgmt For For 3 Elect Director Michael J. Critelli Mgmt For For 4 Elect Director Charles E. Golden Mgmt For For 5 Elect Director Ernie Green Mgmt For For 6 Ratify Auditors Mgmt For For eResearch Technology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 29481V108 Annual 03-Mar-10 Ticker: ERES CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937 Page 71 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt Rec Proponent Vote Instruction Mgmt1.1 ForForElect Director Sheldon M. Bonovitz Mgmt1.2 ForForElect Director Gerald A. Faich, MD, MPH Mgmt1.3 ForForElect Director Elam M. Hitchner Mgmt2 ForForRatify Auditors General Electric Company Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 369604103 Annual 01-Mar-10 Ticker: GE CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498 Mgmt Rec Proponent Vote Instruction Mgmt1 ForForElect Director W. Geoffrey Beattie Mgmt2 ForForElect Director James I. Cash, Jr. Mgmt3 ForForElect Director William M. Castell Mgmt4 ForForElect Director Ann M. Fudge Mgmt5 ForForElect Director Susan Hockfield Mgmt6 ForForElect Director Jeffrey R. Immelt Mgmt7 ForForElect Director Andrea Jung Mgmt8 ForForElect Director Alan G. (A.G.) Lafley Mgmt9 ForForElect Director Robert W. Lane Mgmt10 ForForElect Director Ralph S. Larsen Mgmt11 ForForElect Director Rochelle B. Lazarus Mgmt12 ForForElect Director James J. Mulva Mgmt13 ForForElect Director Sam Nunn Mgmt14 ForForElect Director Roger S. Penske Mgmt15 ForForElect Director Robert J. Swieringa Mgmt16 ForForElect Director Douglas A. Warner III Mgmt17 ForForRatify Auditors SH18 AgainstAgainstProvide for Cumulative Voting SH19 ForAgainstAmend Articles/Bylaws/Charter -- Call Special Meetings SH20 AgainstAgainstRequire Independent Board Chairman SH21 AgainstAgainstReport on Pay Disparity SH22 AgainstAgainstAdopt Policy Prohibiting Certain Directors from Serving on Key Board Committees SH23 ForAgainstAdvisory Vote to Ratify Named Executive Officers' Compensation Muenchener Rueckversicherungs-Gesells chaft AG 28-Apr-10 Meeting Date Germany Country D55535104 Primary Security ID Annual Meeting Type Record Date 12-Apr-10 Ticker: N/A Page 72 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121 Proponent Mgmt Rec Vote Instruction 1a Receive Supervisory Board, Corporate Governance, and Remuneration Report for Fiscal 2009 (Non-Voting) Mgmt 1b Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 5.75 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Elect Benita Ferrero-Waldner to the Supervisory Board Mgmt For For 7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 10 Amend Articles Re: Registration for and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 11 Amend Articles Re: Electronic Distribution of Company Communications due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Rackspace Hosting, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: RAX 28-Apr-10 USA 750086100 Annual 19-Mar-10 CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director A. Lanham Napier Mgmt For For 1.2 Elect Director George J. Still Jr. Mgmt For For 2 Ratify Auditors AstraZeneca plc Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 29-Apr-10 United Kingdom G0593M107 Annual 27-Apr-10 CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529 Proponent Mgmt Rec Vote Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For Page 73 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For Second Interim Dividend 3 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For 4 Authorise Board to Fix Remuneration of Auditors Mgmt For For 5(a) Re-elect Louis Schweitzer as Director Mgmt For For 5(b) Re-elect David Brennan as Director Mgmt For For 5(c) Re-elect Simon Lowth as Director Mgmt For For 5(d) Re-elect Jean-Philippe Courtois as Director Mgmt For For 5(e) Re-elect Jane Henney as Director Mgmt For For 5(f) Re-elect Michele Hooper as Director Mgmt For For 5(g) Re-elect Rudy Markham as Director Mgmt For For 5(h) Re-elect Dame Nancy Rothwell as Director Mgmt For For 5(i) Re-elect John Varley as Director Mgmt For For 5(j) Re-elect Marcus Wallenberg as Director Mgmt For For 6 Approve Remuneration Report Mgmt For For 7 Authorise EU Political Donations and Expenditure Mgmt For For 8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 10 Authorise Market Purchase Mgmt For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 12 Adopt New Articles of Association Mgmt For For 13 Approve the Investment Plan Mgmt For For Axa Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 France F06106102 Annual/Special 26-Apr-10 Ticker: N/A CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 0.55 per Mgmt For For Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Approve Pension Scheme Agreement for Henri de Castries, Denis Mgmt For For Duverne, and Francois Pierson 6 Approve Severance Payment Agreement for Henri de Castries Mgmt For Against 7 Approve Severance Payment Agreement for Denis Duverne Mgmt For For 8 Reelect Norbert Dentressangle as Supervisory Board Member Mgmt For For Page 74 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Reelect Mazars as Auditor Mgmt For For 10 Ratify Jean-Brice de Turkheim as Alternate Auditor Mgmt For For 11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For Against Capital Special Business Mgmt 12 Approve Employee Stock Purchase Plan Mgmt For For 13 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For International Subsidiaries 14 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 15 Adopt One-Tiered Board Structure, Amend Bylaws Accordingly Mgmt For Against and Acknowledge Transfer of All Outstanding Authorizations 16 Amend Articles 7, 8, and 10 of Bylaws Re: Share Ownership Mgmt For For Disclosure Thresholds, Form of Shares, Director Shareholding Requirements Ordinary Business Mgmt 17 Elect Henri de Castries as Director Mgmt For Against 18 Elect Denis Duverne as Director Mgmt For For 19 Elect Jacques de Chateauvieux as Director Mgmt For For 20 Elect Norbert Dentressangle as Director Mgmt For For 21 Elect Jean-Martin Folz as Director Mgmt For For 22 Elect Anthony Hamilton as Director Mgmt For For 23 Elect Francois Martineau as Director Mgmt For For 24 Elect Giuseppe Mussari as Director Mgmt For For 25 Elect Ramon de Oliveira as Director Mgmt For For 26 Elect Michel Pebereau as Director Mgmt For For 27 Elect Dominique Reiniche as Director Mgmt For For 28 Elect Ezra Suleiman as Director Mgmt For For 29 Elect Isabelle Kocher as Director Mgmt For For 30 Elect Suet-Fern Lee as Director Mgmt For For 31 Elect Wendy Cooper as Representative of Employee Mgmt For For Shareholders to the Board 32 Elect John Coultrap as Representative of Employee Shareholders Mgmt Against Against to the Board 33 Elect Paul Geiersbach as Representative of Employee Mgmt Against Against Shareholders to the Board 34 Elect Sebastien Herzog as Representative of Employee Mgmt Against Against Shareholders to the Board 35 Elect Rodney Koch as Representative of Employee Shareholders Mgmt Against Against to the Board 36 Elect Jason Steinberg as Representative of Employee Mgmt Against Against Shareholders to the Board 37 Approve Remuneration of Directors in the Aggregate Amount of Mgmt For For EUR 1.2 Million Page 75 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 38 Authorize Filing of Required Documents/Other Formalities Mgmt For For BASF SE (formerly BASF AG) Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Germany D06216101 Annual 08-Apr-10 Ticker: N/A CUSIP: D06216101 ISIN: DE0005151005 SEDOL: 5086577 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 1.70 per Mgmt For For Share 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 6 Approve Conversion of Bearer Shares into Registered Shares Mgmt For For 7 Amend Articles Re: Electronic Distribution of Company Mgmt For For Communications 8 Approve Remuneration System for Management Board Members Mgmt For For 9a Amend Articles Re: Calculation of Deadlines for General Meeting Mgmt For For 9b Amend Articles Re: Proxy Voting at General Meeting Mgmt For For 9c Amend Articles Re: Video and Audio Transmission of General Mgmt For For Meeting Boston Private Financial Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 101119105 Annual 03-Mar-10 Ticker: BPFH CUSIP: 101119105 ISIN: US1011191053 SEDOL: 2081133 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Eugene S. Colangelo Mgmt For For 1.2 Elect Director Allen L. Sinai Mgmt For For 1.3 Elect Director Stephen M. Waters Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For Capital One Financial Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 14040H105 Annual 01-Mar-10 Ticker: COF CUSIP: 14040H105 ISIN: US14040H1059 SEDOL: 2654461 Vote Proponent Mgmt Rec Instruction 1 Elect Director W. Ronald Dietz Mgmt For For Page 76 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director Lewis Hay, III Mgmt For For 3 Elect Director Mayo A. Shattuck III Mgmt For For 4 Ratify Auditors Mgmt For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 6 Stock Retention/Holding Period SH Against Against 7 Declassify the Board of Directors SH Against For Corning Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 219350105 Annual 25-Feb-10 Ticker: GLW CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert F. Cummings, Jr. Mgmt For Withhold 1.2 Elect Director Carlos M. Gutierrez Mgmt For For 1.3 Elect Director William D. Smithburg Mgmt For Withhold 1.4 Elect Director Hansel E. Tookes, II Mgmt For Withhold 1.5 Elect Director Wendell P. Weeks Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against 5 Declassify the Board of Directors Mgmt For For 6 Reduce Supermajority Vote Requirement SH Against For EMC Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 268648102 Annual 23-Feb-10 Ticker: EMC CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172 Vote Proponent Mgmt Rec Instruction 1 Elect Director Michael W. Brown Mgmt For For 2 Elect Director Randolph L. Cowen Mgmt For For 3 Elect Director Michael J. Cronin Mgmt For For 4 Elect Director Gail Deegan Mgmt For For 5 Elect Director James S. DiStasio Mgmt For For 6 Elect Director John R. Egan Mgmt For For 7 Elect Director Edmund F. Kelly Mgmt For For 8 Elect Director Windle B. Priem Mgmt For For 9 Elect Director Paul Sagan Mgmt For For 10 Elect Director David N. Strohm Mgmt For For Page 77 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11 Elect Director Joseph M. Tucci Mgmt For For 12 Ratify Auditors Mgmt For For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For ENEL SpA Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: N/A 29-Apr-10 Italy T3679P115 Annual/Special 09-Apr-10 CUSIP: T3679P115 ISIN: IT0003128367 SEDOL: 7144569 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For 3.1 Appoint Internal Statutory Auditors - Vote Only on One of the Following Slates Slate Submitted by the Italian Treasury Mgmt Mgmt None Against Against 3.2 Slate Submitted by Institutional Investors Mgmt None For 4 Approve Internal Auditors' Remuneration Mgmt For For 5 Amend Rules of General Meetings Mgmt For For Extraordinary Business Mgmt 1 Amend Articles Eni Spa Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 29-Apr-10 Italy T3643A145 Annual/Special 07-Apr-10 CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For 3 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For For Extraordinary Business Mgmt 1 Amend Company Bylaws H & M Hennes & Mauritz Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 29-Apr-10 Sweden W41422101 Annual 23-Apr-10 CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431 Proponent Mgmt Rec Vote Instruction Page 78 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Open Meeting Mgmt 2 Elect Sven Unger as Chairman of Meeting Mgmt For None* 3 Receive President's Report; Allow Questions Mgmt 4 Prepare and Approve List of Shareholders Mgmt For None* 5 Approve Agenda of Meeting Mgmt For None* 6 7 8a 8b 8c 8d 9a Designate Inspector(s) of Minutes of Meeting Acknowledge Proper Convening of Meeting Receive Financial Statements and Statutory Reports; ReAuditor's Report; Receive Information About ApplicationRemuneration Guidelines Receive Auditor's and Auditing Committee's Reports Receive Chairman's Report About Board Work Receive Report of the Chairman of the Nominating ComApprove Financial Statements and Statutory Reports Mgmt None* For Mgmt None* For Mgmtceive of Mgmt Mgmt Mgmtmittee Mgmt None* For 9b Approve Allocation of Income and Dividends of SEK 16.Share Mgmt None* For00 per 9c Approve Discharge of Board and President Mgmt None* For 10 Determine Number of Members (8) and Deputy MembeBoard Mgmt None* Forrs (0) of 11 Approve Remuneration of Directors in the Amount of SEMillion to the Chairman and SEK 375,000 to Other DirecApprove Remuneration of Committee Work; Approve Remuneration of Auditors Mgmt None* ForK 1.35 tors; 12 Reelect Mia Livfors, Lottie Knutson, Sussi Kvart, Bo LunStefan Persson (Chair), and Melker Schorling as DirectoAnders Dahlvig and Christian Sievert as New Directors Mgmt None* Fordquist, rs; Elect 13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Aand Peter Lindell as Members of Nominating Committee Mgmt None* Forndersson, 14 Approve 2:1 Stock Split; Amend Articles Accordingly Mgmt None* For 15 Approve Remuneration Policy And Other Terms of Employment Mgmt For None* For Executive Management 16 Close Meeting Mgmt * No POA on file PLATINUM UNDERWRITERS HOLDINGS LTD Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Bermuda G7127P100 Annual 15-Mar-10 Ticker: PTP CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516 Vote Proponent Mgmt Rec Instruction 1.1 Elect H. Furlong Baldwin as Director Mgmt For For 1.2 Elect Dan R. Carmichael as Director Mgmt For For 1.3 Elect A. John Hass as Director Mgmt For For 1.4 Elect Antony P. D. Lancaster as Director Mgmt For For 1.5 Elect Edmund R. Megna as Director Mgmt For For Page 79 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.6 Elect Michael D. Price as Director Mgmt For For 1.7 Elect Peter T. Pruitt as Director Mgmt For For 1.9 Elect James P. Slattery as Director Mgmt For For 1.9 Elect Christopher J. Steffen as Director Mgmt For For 2A. Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Mgmt For For Attribution of Income to U.S. Shareholders 2B. Amend Bylaws Re: Director and Officer Liability Mgmt For For 2C. Amend Bylaws Re: Jurisdictional Limits of Corporate Action Mgmt For For 2D. Amend Bylaws Re: Director Actions Mgmt For For 2E. Amend Bylaws Re: Casting of Votes Mgmt For For 2F. Amend Bylaws Re: Transfer of Shares Mgmt For For 2G. Amend Bylaws Re: Number of Directors Mgmt For For 2H. Amend Bylaws Re: Editorial Changes Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve the Material Terms of the Performance Goals Under Mgmt For For Performance Incentive Plan 5 Approve KPMG Bermuda as Auditors Mgmt For For Repsol YPF S.A Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Spain E8471S130 Annual 15-Apr-10 Ticker: N/A CUSIP: E8471S130 ISIN: ES0173516115 SEDOL: 5669354 Vote Proponent Mgmt Rec Instruction 1.1 Accept Individual and Consolidated Financial Statements and Mgmt For For Statutory Reports for the Year Ended Dec. 31, 2009; Approve Allocation of Income 1.2 Approve Discharge of Directors Mgmt For For 2.1 Amend First Paragraph of Article 9 of Company By-laws Re: Mgmt For For Passive Dividends 2.2 Amend Article 12 bis of Company By-laws Re: Preemptive Rights Mgmt For For 2.3 Amend First Paragraph of Article 22 Re: Special Agreements, Mgmt For For Constituion and Majority 3.1 Modify Section 3.5 of Article 3 of the General Meeting Guidelines Mgmt For For Re: Competencies of the General Meeting 3.2 Modify Section 9.2 of Article 9 of the General Meeting Guidelines Mgmt For For Re: Constitution of the General Meeting 4.1 Re-elect Paulina Beato Blanco as Director Mgmt For For 4.2 Re-elect Artur Carulla Font as Director Mgmt For For 4.3 Re-elect Javier Echenique Landiribar as Director Mgmt For For 4.4 Re-elect Pemex Internacional Espana, S.A. as Director Mgmt For Against 4.5 Re-elect Henri Philippe Reichstul as Director Mgmt For For 5 Elect Auditor for Repsol YPF and Consolidated Group for Fiscal Mgmt For For Year 2010 Page 80 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Authorize Repurchase of Shares; Void Authorization Granted Last Mgmt For For AGM of May 14, 2009 7 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For Preemptive Rights; Void Authorization Granted Last AGM of May 31, 2005 8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For Tractor Supply Company Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 892356106 Annual 10-Mar-10 Ticker: TSCO CUSIP: 892356106 ISIN: US8923561067 SEDOL: 2900335 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director James F. Wright Mgmt For For 1.2 Elect Director Johnston C. Adams Mgmt For For 1.3 Elect Director William Bass Mgmt For For 1.4 Elect Director Jack C. Bingleman Mgmt For For 1.5 Elect Director Richard W. Frost Mgmt For For 1.6 Elect Director Cynthia T. Jamison Mgmt For For 1.7 Elect Director Gerard E. Jones Mgmt For For 1.8 Elect Director George MacKenzie Mgmt For For 1.9 Elect Director Edna K. Morris Mgmt For For 2 Ratify Auditors Mgmt For For Vivendi Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 France F97982106 Annual 26-Apr-10 Ticker: N/A CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Treatment of Losses and Allocation of Dividends of EUR Mgmt For For 1.40 per Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Elect Dominique Hediard Dubreuil as Supervisory Board Member Mgmt For For 6 Elect Aliza Jabes as Supervisory Board Member Mgmt For For 7 Elect Jacqueline Tammenoms Bakker as Supervisory Board Mgmt For For Member 8 Elect Daniel Camus as Supervisory Board Member Mgmt For For Page 81 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 10 Authorize Filing of Required Documents/Other Formalities Mgmt For For Weis Markets, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 948849104 Annual 02-Mar-10 Ticker: WMK CUSIP: 948849104 ISIN: US9488491047 SEDOL: 2946845 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert F. Weis Mgmt For Withhold 1.2 Elect Director Jonathan H. Weis Mgmt For Withhold 1.3 Elect Director David J. Hepfinger Mgmt For Withhold 1.4 Elect Director Richard E. Shulman Mgmt For For 1.5 Elect Director Steven C. Smith Mgmt For For 1.6 Elect Director Glenn D. Steele Jr Mgmt For For 2 Ratify Auditors Mgmt For For 3 Require Majority of Independent Directors on Board SH Against For AT&T Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 USA 00206R102 Annual 02-Mar-10 Ticker: T CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811 Vote Proponent Mgmt Rec Instruction 1 Elect Director Randall L. Stephenson Mgmt For For 2 Elect Director Gilbert F. Amelio Mgmt For For 3 Elect Director Reuben V. Anderson Mgmt For For 4 Elect Director James H. Blanchard Mgmt For For 5 Elect Director Jaime Chico Pardo Mgmt For For 6 Elect Director James P. Kelly Mgmt For For 7 Elect Director Jon C. Madonna Mgmt For For 8 Elect Director Lynn M. Martin Mgmt For For 9 Elect Director John B. McCoy Mgmt For For 10 Elect Director Joyce M. Roche Mgmt For For 11 Elect Director Laura D Andrea Tyson Mgmt For For 12 Elect Director Patricia P. Upton Mgmt For For 13 Ratify Auditors Mgmt For For 14 Provide for Cumulative Voting SH Against Against 15 Exclude Pension Credits from Calculations of Performance-Based SH Against Against Pay Page 82 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For Barclays plc Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 United Kingdom G08036124 Annual 28-Apr-10 Ticker: N/A CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Elect Reuben Jeffery III as Director Mgmt For For 4 Re-elect Marcus Agius as Director Mgmt For For 5 Re-elect David Booth as Director Mgmt For For 6 Re-elect Sir Richard Broadbent as Director Mgmt For For 7 Re-elect Sir Michael Rake as Director Mgmt For For 8 Re-elect Sir Andrew Likierman as Director Mgmt For For 9 Re-elect Chris Lucas as Director Mgmt For For 10 Reappoint PricewaterhouseCoopers LLP Auditors Mgmt For For 11 Authorise Board to Fix Remuneration of Auditors Mgmt For For 12 Authorise EU Political Donations and Expenditure Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For 17 Adopt New Articles of Association Mgmt For For 18 Approve SAYE Share Option Scheme Mgmt For For Bayer AG Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 Germany D0712D163 Annual 12-Apr-10 Ticker: N/A CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports; Approve Mgmt For For Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2009 2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Remuneration System for Management Board Members Mgmt For For Page 83 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights Mgmt For For 6 Approve Creation of EUR 211.7 Million Pool of Capital without Preemptive Rights Mgmt For For 7 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9 Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Mgmt10 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 CRA International Inc Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: CRAI 30-Apr-10 USA 12618T105 Annual 08-Mar-10 CUSIP: 12618T105 ISIN: US12618T1051 SEDOL: 2240622 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Paul A. Maleh Mgmt For For 1.2 Elect Director Thomas S. Robertson Mgmt For For 1.3 Elect Director William T. Schleyer Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Intesa SanPaolo SPA Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 30-Apr-10 Italy T55067101 Annual 26-Apr-10 CUSIP: T55067101 ISIN: IT0000072618 SEDOL: 4076836 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Allocation of Income Mgmt For For 2 Fix Number of Directors of the Supervisory Board Mgmt For For Supervisory Board Elections ? Vote Only For One Slate Mgmt 3.1 Slate 1 - Submitted by Compagnia San Paolo and Fondazione Cariplo Mgmt None Do Not Vote 3.2 Slate 2 - Submitted by Banking Foundations Mgmt None Do Not Vote 3.3 Slate 3 - Submitted by Assicurazioni Generali Mgmt None Do Not Vote 3.4 Slate 4 - Submitted by Insitutional Investors through Assogestioni Mgmt None For 3.5 Slate 5 - Submitted by Credit Agricole Mgmt None Do Not Vote 4 Elect Chairman and Deputy Chairmen of the Supervisory Board Mgmt For Against Page 84 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt5 Approve Remuneration of Supervisory Board Members For Against Mgmt6 Approve Remuneration Report of Management Board Members For Against Mgmt7 Approve Share Incentive Plan Owens & Minor Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date Against 30-Apr-10 USA 690732102 Ticker: OMI Annual 09-Mar-10 CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director A. Marshall Acuff, Jr. For For Mgmt1.2 Elect Director J. Alfred Broaddus, Jr. For For Mgmt1.3 Elect Director John T. Crotty For For Mgmt1.4 Elect Director Richard E. Fogg For For Mgmt1.5 Elect Director G. Gilmer Minor, III For For Mgmt1.6 Elect Director Eddie N. Moore, Jr. For For Mgmt1.7 Elect Director Peter S. Redding For For Mgmt1.8 Elect Director James E. Rogers For For Mgmt1.9 Elect Director Robert C. Sledd For For Mgmt1.10 Elect Director Craig R. Smith For For Mgmt1.11 Elect Director James E. Ukrop For For Mgmt1.12 Elect Director Anne Marie Whittemore For For Mgmt2 Amend Omnibus Stock Plan For For Mgmt3 Amend Omnibus Stock Plan For Against Mgmt4 Ratify Auditors Woodside Petroleum Ltd. Meeting Date Country Primary Security ID Meeting Type For Record Date For 30-Apr-10 Australia 980228100 Ticker: WPL Annual 28-Apr-10 CUSIP: 980228100 ISIN: AU000000WPL2 SEDOL: 6979728 Proponent Mgmt Rec Vote Instruction Mgmt1 Receive Financial Statements and Statutory Reports (Non-Voting) Mgmt2 Elect Andrew Jamieson as Director For For Mgmt3 Adopt the Remuneration Report for the Year Ended Dec. 31,2009 Baldor Electric Company Meeting Date Country Primary Security ID Meeting Type For Record Date For 01-May-10 USA 057741100 Ticker: BEZ Annual 17-Mar-10 CUSIP: 057741100 ISIN: US0577411004 SEDOL: 2072621 Page 85 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jean A. Mauldin Mgmt For For 1.2 Elect Director R.L. Qualls Mgmt For For 1.3 Elect Director Barry K. Rogstad Mgmt For For 1.4 Elect Director Ronald E. Tucker Mgmt For For 2 Ratify Auditors Mgmt For For AFLAC Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 03-May-10 USA 001055102 Annual 24-Feb-10 Ticker: AFL CUSIP: 001055102 ISIN: US0010551028 SEDOL: 2026361 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Daniel P. Amos Mgmt For For 1.2 Elect Director John Shelby Amos II Mgmt For For 1.3 Elect Director Paul S. Amos II Mgmt For For 1.4 Elect Director Michael H. Armacost Mgmt For For 1.5 Elect Director Kriss Cloninger III Mgmt For For 1.6 Elect Director Joe Frank Harris Mgmt For For 1.7 Elect Director Elizabeth J. Hudson Mgmt For For 1.8 Elect Director Douglas W. Johnson Mgmt For For 1.9 Elect Director Robert B. Johnson Mgmt For For 1.10 Elect Director Charles B. Knapp Mgmt For For 1.11 Elect Director E. Stephen Purdom, M.d. Mgmt For For 1.12 Elect Director Barbara K. Rimer, PhD Mgmt For For 1.13 Elect Director Marvin R. Schuster Mgmt For For 1.14 Elect Director David Gary Thompson Mgmt For For 1.15 Elect Director Robert L. Wright Mgmt For For 1.16 Elect Director Takuro Yoshida Mgmt For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 3 Ratify Auditors Mgmt For For Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type Record Date 03-May-10 Germany D2035M136 Annual 13-Apr-10 Ticker: N/A CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) Page 86 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Approve Allocation of Income and Dividends of EUR 0.78 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Postpone Discharge of Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 Mgmt For For 5 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 6 Approve Remuneration System for Management Board Members Mgmt For For 7 Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as Auditors for Fiscal 2010 Mgmt For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9 Elect Wulf Bernotat to the Supervisory Board Mgmt For For 10 Elect Ulrich Middelmann to the Supervisory Board Mgmt For For 11 Approve Affiliation Agreement with Subsidiary Erste DFMG Deutsche Funkturm Vermoegens-GmbH Mgmt For For 12 Approve Affiliation Agreement with Subsidiary T-Mobile Global Holding Nr.2 GmbH Mgmt For For 13 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights Mgmt For For 14 Approve Remuneration of Supervisory Board Mgmt For For 15 Amend Corporate Purpose Mgmt For For 16 Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 17 Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 18 Amend Articles Re: Electronic Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Mgmt19 Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) GDF Suez Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: N/A 03-May-10 France F42768105 Annual/Special 28-Apr-10 CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.47 per Share Mgmt For For Page 87 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For Special Business Mgmt 6 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 7 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 8 Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 9 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 6, 7 and 8 Mgmt For For 10 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 11 Approve Employee Stock Purchase Plan Mgmt For For 12 Approve Employee Stock Purchase Plan for International Employees Mgmt For For 13 Set Global Limit for Capital Increase to Result from All Issuance Requests under Items 6 to 12 at EUR 310 Million Mgmt For For 14 Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value Mgmt For For 15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 16 Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For 17 Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against 18 Authorize Filing of Required Documents/Other Formalities Mgmt For For Proposals Made by the Employees Shareholders Mgmt A Approve Dividends of EUR 0.80 per Share SH Against Against Potlatch Corporation Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: PCH 03-May-10 USA 737630103 Annual 22-Mar-10 CUSIP: 737630103 ISIN: US7376301039 SEDOL: B0XXJN1 Proponent Mgmt Rec Vote Instruction 1 Elect Director Michael J. Covey Mgmt For For 2 Elect Director Gregory L. Quesnel Mgmt For For 3 Elect Director Ruth Ann M. Gillis Mgmt For For 4 Ratify Auditors Mgmt For For Tootsie Roll Industries, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: TR 03-May-10 USA 890516107 Annual 09-Mar-10 Page 88 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 890516107 ISIN: US8905161076 SEDOL: 2896809 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Melvin J. Gordon Mgmt For Withhold 1.2 Elect Director Ellen R. Gordon Mgmt For For 1.3 Elect Director Lana Jane Lewis-Brent Mgmt For For 1.4 Elect Director Barre A. Seibert Mgmt For For 1.5 Elect Director Richard P. Bergeman Mgmt For For 2 Ratify Auditors Mgmt For For Zimmer Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-May-10 USA 98956P102 Annual 04-Mar-10 Ticker: ZMH CUSIP: 98956P102 ISIN: US98956P1021 SEDOL: 2783815 Vote Proponent Mgmt Rec Instruction 1 Elect Director Betsy J. Bernard Mgmt For For 2 Elect Director Marc N. Casper Mgmt For For 3 Elect Director David C. Dvorak Mgmt For For 4 Elect Director Larry C. Glasscock Mgmt For For 5 Elect Director Robert A. Hagemann Mgmt For For 6 Elect Director Arthur J. Higgins Mgmt For For 7 Elect Director John L. McGoldrick Mgmt For For 8 Elect Director Cecil B. Pickett, Ph.D. Mgmt For For 9 Ratify Auditors Mgmt For For Carrefour Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 France F13923119 Annual/Special 29-Apr-10 Ticker: N/A CUSIP: F13923119 ISIN: FR0000120172 SEDOL: 5641567 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Discharge Directors Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Transaction with Lars Olofsson Re: Severance Payment Mgmt For Against 4 Approve Transaction with Lars Olofsson Re: Additional Pension Mgmt For For Scheme 5 Approve Allocation of Income and Dividends of EUR 1.08 per Mgmt For For Share 6 Reelect Anne-Claire Taittinger as Director Mgmt For For Page 89 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Reelect Sebastien Bazin as Director Mgmt For For 8 Reelect Thierry Breton as Director Mgmt For For 9 Reelect Charles Edelstenne as Director Mgmt For For 10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt 11 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 12 Authorize Stock Option Plan Mgmt For Against 13 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For Against Restricted Stock Plan Cooper Tire & Rubber Company Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 216831107 Annual 11-Mar-10 Ticker: CTB CUSIP: 216831107 ISIN: US2168311072 SEDOL: 2222608 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Roy V. Armes Mgmt For For 1.2 Elect Director Thomas P. Capo Mgmt For For 1.3 Elect Director Robert D. Welding Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors Mgmt For For 4 Approve Omnibus Stock Plan Mgmt For Against Delphi Financial Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 247131105 Annual 31-Mar-10 Ticker: DFG CUSIP: 247131105 ISIN: US2471311058 SEDOL: 2261957 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Philip R. O'Connor Mgmt For For 1.2 Elect Director Robert Rosenkranz Mgmt For For 1.3 Elect Director Donald A. Sherman Mgmt For For 1.4 Elect Director Kevin R. Brine Mgmt For For 1.5 Elect Director Edward A. Fox Mgmt For For 1.6 Elect Director Steven A. Hirsh Mgmt For For 1.7 Elect Director Harold F. Ilg Mgmt For For 1.8 Elect Director James M. Litvack Mgmt For For 1.9 Elect Director James N. Meehan Mgmt For For 1.10 Elect Director Robert F. Wright Mgmt For For 2 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against Page 90 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Equity One, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 294752100 Annual 05-Mar-10 Ticker: EQY CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Noam Ben-Ozer Mgmt For For 1.2 Elect Director James S. Cassel Mgmt For For 1.3 Elect Director Cynthia R. Cohen Mgmt For For 1.4 Elect Director Neil Flanzraich Mgmt For For 1.5 Elect Director Nathan Hetz Mgmt For For 1.6 Elect Director Chaim Katzman Mgmt For For 1.7 Elect Director Peter Linneman Mgmt For For 1.8 Elect Director Jeffrey S. Olson Mgmt For For 1.9 Elect Director Dori Segal Mgmt For For 2 Ratify Auditors Mgmt For For GAMCO Investors, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 361438104 Annual 31-Mar-10 Ticker: GBL CUSIP: 361438104 ISIN: US3614381040 SEDOL: 2386827 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mario J. Gabelli Mgmt For For 1.2 Elect Director Edwin L. Artzt Mgmt For For 1.3 Elect Director Raymond C. Avansino, Jr. Mgmt For For 1.4 Elect Director Richard L. Bready Mgmt For For 1.5 Elect Director Eugene R. McGrath Mgmt For For 1.6 Elect Director Robert S. Prather, Jr. Mgmt For For 1.7 Elect Director Elisa M. Wilson Mgmt For For 2 Ratify Auditors Mgmt For For Peabody Energy Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 704549104 Annual 12-Mar-10 Ticker: BTU CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gregory H. Boyce Mgmt For For Page 91 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director William A. Coley Mgmt For For 1.3 Elect Director William E. James Mgmt For For 1.4 Elect Director Robert B. Karn, III Mgmt For For 1.5 Elect Director M. Frances Keeth Mgmt For For 1.6 Elect Director Henry E. Lentz Mgmt For For 1.7 Elect Director Robert A. Malone Mgmt For For 1.8 Elect Director William C. Rusnack Mgmt For For 1.9 Elect Director John F. Turner Mgmt For For 1.10 Elect Director Alan H. Washkowitz Mgmt For For 2 Ratify Auditors Mgmt For For Volcom, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 92864N101 Annual 08-Mar-10 Ticker: VLCM CUSIP: 92864N101 ISIN: US92864N1019 SEDOL: B0CCS09 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Rene R. Woolcott Mgmt For For 1.2 Elect Director Richard R. Woolcott Mgmt For For 1.3 Elect Director Douglas S. Ingram Mgmt For For 1.4 Elect Director Anthony M. Palma Mgmt For For 1.5 Elect Director Joseph B. Tyson Mgmt For For 1.6 Elect Director Carl W. Womack Mgmt For For 1.7 Elect Director Kevin G. Wulff Mgmt For For 2 Ratify Auditors Mgmt For For Allianz SE (formerly Allianz AG) Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 Germany D03080112 Annual 15-Apr-10 Ticker: N/A CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 4.10 per Mgmt For For Share 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Elect Peter Sutherland to the Supervisory Board Mgmt For For 6 Approve Remuneration System for Management Board Members Mgmt For For 7 Approve Creation of EUR 550 Million Pool of Capital with Partial Mgmt For For Exclusion of Preemptive Rights Page 92 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Approve Creation of EUR 15 Million Pool of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan Mgmt For For 9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 10 Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes Mgmt For For 11 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 12 Authorize Use of Financial Derivatives of up to Five Percent of Issued Share Capital When Repurchasing Shares Mgmt For For 13 Approve Affiliation Agreement with Subsidiary Allianz Common Applications and Services GmbH Mgmt For For 14 Approve Affiliation Agreement with Subsidiary AZ-Argos 45 Vermoegensverwaltungsgesellschaft mbH BAE Systems plc Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 05-May-10 United Kingdom G06940103 Annual 03-May-10 CUSIP: G06940103 ISIN: GB0002634946 SEDOL: 0263494 Proponent Mgmt Rec Vote Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Re-elect Michael Hartnall as Director Mgmt For For 5 Re-elect Sir Peter Mason as Director Mgmt For For 6 Re-elect Richard Olver as Director Mgmt For For 7 Elect Paul Anderson as Director Mgmt For For 8 Elect Linda Hudson as Director Mgmt For For 9 Elect Nicholas Rose as Director Mgmt For For 10 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For 11 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For 12 Authorise EU Political Donations and Expenditure Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Amend Articles of Association Mgmt For For 17 Authorise the Company to Call EGM with Two Weeks' Notice Entegris, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: ENTG 05-May-10 USA 29362U104 Annual 12-Mar-10 Page 93 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 29362U104 ISIN: US29362U1043 SEDOL: 2599700 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gideon Argov Mgmt For For 1.2 Elect Director Michael A. Bradley Mgmt For For 1.3 Elect Director Marvin D. Burkett Mgmt For For 1.4 Elect Director Michael P.C. Carns Mgmt For For 1.5 Elect Director Daniel W. Christman Mgmt For For 1.6 Elect Director Gary F. Klingl Mgmt For For 1.7 Elect Director Roger D. McDaniel Mgmt For For 1.8 Elect Director Paul L.H. Olson Mgmt For For 1.9 Elect Director Brian F. Sullivan Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against Fresh Del Monte Produce Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 Cayman Islands G36738105 Annual 11-Mar-10 Ticker: FDP CUSIP: G36738105 ISIN: KYG367381053 SEDOL: 2118707 Vote Proponent Mgmt Rec Instruction 1a Re-elect Amir Abu-Ghazaleh as Director Mgmt For For 1b Re-elect Salvatore H. Alfiero as Director Mgmt For For 1c Re-elect Edward L. Boykin as Director Mgmt For For 2 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For 3 Ratify Ernst & Young LLP as Auditors Mgmt For For 4 Approve Non-Employee Directors Equity Plan Mgmt For For 5 Approve and Adopt Performance Incentive Plan for Senior Mgmt For For Executives 6 Approve and Adopt Long-Term Incentive Plan Mgmt For For General Dynamics Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 369550108 Annual 08-Mar-10 Ticker: GD CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161 Vote Proponent Mgmt Rec Instruction 1 Elect Director Nicholas D. Chabraja Mgmt For For 2 Elect Director James S. Crown Mgmt For For 3 Elect Director William P. Fricks Mgmt For For 4 Elect Director Jay L. Johnson Mgmt For For Page 94 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Elect Director George A. Joulwan Mgmt For For 6 Elect Director Paul G. Kaminski Mgmt For For 7 Elect Director John M. Keane Mgmt For For 8 Elect Director Lester L. Lyles Mgmt For For 9 Elect Director William A. Osborn Mgmt For For 10 Elect Director Robert Walmsley Mgmt For For 11 Ratify Auditors Mgmt For For 12 Report on Space-based Weapons Program SH Against Against Knology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 499183804 Annual 10-Mar-10 Ticker: KNOL CUSIP: 499183804 ISIN: US4991838040 SEDOL: 2041557 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Donald W. Burton Mgmt For For 1.2 Elect Director William H. Scott, III Mgmt For For 2 Ratify Auditors Mgmt For For L air Liquide Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 France F01764103 Annual/Special 30-Apr-10 Ticker: N/A CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.25 per Mgmt For For Share 4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 5 Reelect Beatrice Majnoni d'Intignano as Director Mgmt For For 6 Reelect Benoit Potier as Director Mgmt For For 7 Reelect Paul Skinner as Director Mgmt For For 8 Elect Jean-Paul Agon as Director Mgmt For For 9 Approve Transaction with Benoit Potier Mgmt For Against 10 Approve Transaction with Pierre Dufour Mgmt For For 11 Ratify Ernst and Young et Autres as Auditor Mgmt For For 12 Reelect Mazars as Auditor Mgmt For For 13 Ratify Auditex as Alternate Auditor Mgmt For For Page 95 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 14 Reelect Patrick de Cambourg as Alternate Auditor Mgmt For For Special Business Mgmt 15 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 16 Authorize up to 2 Percent of Issued Capital for Use in Stock Mgmt For For Option Plan 17 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For Restricted Stock Plan 18 Authorize Board to Issue Free Warrants with Preemptive Rights Mgmt For Against During a Public Tender Offer 19 Authorize Capitalization of Reserves of Up to EUR 250 Million for Mgmt For For Bonus Issue or Increase in Par Value 20 Approve Employee Stock Purchase Plan Mgmt For For 21 Approve Stock Purchase Plan Reserved for International Mgmt For For Employees Ordinary Business Mgmt 22 Authorize Filing of Required Documents/Other Formalities Mgmt For For The GEO Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 36159R103 Annual 03-Mar-10 Ticker: GEO CUSIP: 36159R103 ISIN: US36159R1032 SEDOL: 2943299 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Clarence E. Anthony Mgmt For For 1.2 Elect Director Wayne H. Calabrese Mgmt For For 1.3 Elect Director Norman A. Carlson Mgmt For For 1.4 Elect Director Anne N. Foreman Mgmt For For 1.5 Elect Director Richard H. Glanton Mgmt For For 1.6 Elect Director Christopher C. Wheeler Mgmt For For 1.7 Elect Director George C. Zoley Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Other Business Mgmt For Abstain AMCOL International Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 02341W103 Annual 09-Mar-10 Ticker: ACO CUSIP: 02341W103 ISIN: US02341W1036 SEDOL: 2025335 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Arthur Brown Mgmt For For 1.2 Elect Director Jay D. Proops Mgmt For For 1.3 Elect Director Paul C. Weaver Mgmt For For Page 96 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve Executive Incentive Bonus Plan American Campus Communities, Inc. 06-May-10 Meeting Date Ticker: ACC USA Country Mgmt 024835100 Primary Security ID Annual Meeting Type For Record Date 15-Mar-10 For CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director William C. Bayless, Jr. Mgmt For For 1.2 Elect Director R.D. Burck Mgmt For For 1.3 Elect Director G. Steven Dawson Mgmt For For 1.4 Elect Director Cydney C. Donnell Mgmt For For 1.5 Elect Director Edward Lowenthal Mgmt For For 1.6 Elect Director Joseph M. Macchione Mgmt For For 1.7 Elect Director Winston W. Walker Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors E.ON AG (formerly Veba AG) Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 06-May-10 Germany D24914133 Annual 16-Apr-10 CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904 Proponent Mgmt Rec Vote Instruction 1 2 3 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Approve Allocation of Income and Dividends of EUR 1.50 per Share Approve Discharge of Management Board for Fiscal 2009 Mgmt Mgmt Mgmt For For For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For 6b Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010 Mgmt For For 7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 8 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For Page 97 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Amend Articles Re: Exercise of Voting Rights at General Meeting Mgmt For For due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) GlaxoSmithKline plc Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 United Kingdom G3910J112 Annual 04-May-10 Ticker: N/A CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Re-elect Dr Stephanie Burns as Director Mgmt For For 4 Re-elect Julian Heslop as Director Mgmt For For 5 Re-elect Sir Deryck Maughan as Director Mgmt For For 6 Re-elect Dr Daniel Podolsky as Director Mgmt For For 7 Re-elect Sir Robert Wilson as Director Mgmt For For 8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 9 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For 10 Authorise EU Political Donations and Expenditure Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For 14 Approve the Exemption from Statement of the Name of the Mgmt For For Senior Statutory Auditor in Published Copies of the Auditor's Reports 15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 16 Adopt New Articles of Association Mgmt For For Heartland Express, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 422347104 Annual 10-Mar-10 Ticker: HTLD CUSIP: 422347104 ISIN: US4223471040 SEDOL: 2414018 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Russell A. Gerdin Mgmt For Withhold 1.2 Elect Director Michael J. Gerdin Mgmt For Withhold 1.3 Elect Director Richard O. Jacobson Mgmt For For 1.4 Elect Director Dr. Benjamin J. Allen Mgmt For For 1.5 Elect Director Lawrence D. Crouse Mgmt For Withhold 1.6 Elect Director James G. Pratt Mgmt For For 2 Ratify Auditors Mgmt For For Page 98 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Nokia Corp. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: N/A 06-May-10 Finland X61873133 Annual 26-Apr-10 CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941 Proponent Mgmt Rec Vote Instruction 1 Open Meeting Mgmt 2 Calling the Meeting to Order Mgmt 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For 4 Acknowledge Proper Convening of Meeting Mgmt For For 5 Prepare and Approve List of Shareholders Mgmt For For 6 Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO Mgmt 7 Accept Financial Statements and Statutory Reports Mgmt For For 8 Approve Allocation of Income and Dividends of EUR 0.40 Per Share Mgmt For For 9 Approve Discharge of Board and President Mgmt For For 10 Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work Mgmt For For 11 Fix Number of Directors at 10 Mgmt For For 12 Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors Mgmt For For 13 Approve Remuneration of Auditors Mgmt For For 14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For 15 Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening General Meetings Mgmt For For 16 17 18 Authorize Repurchase of up to 360 Million Issued Shares Approve Issuance of up to 740 Million Shares without Preemptive Rights Close Meeting Mgmt Mgmt Mgmt For For For For Reckitt Benckiser Group plc Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 United Kingdom G74079107 Annual 04-May-10 Ticker: N/A CUSIP: G74079107 ISIN: GB00B24CGK77 SEDOL: B24CGK7 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For Page 99 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Re-elect Adrian Bellamy as Director Mgmt For Abstain 5 Re-elect Peter Harf as Director Mgmt For Abstain 6 Re-elect Colin Day as Director Mgmt For For 7 Re-elect Kenneth Hydon as Director Mgmt For For 8 Re-elect Judith Sprieser as Director Mgmt For For 9 Elect Richard Cousins as Director Mgmt For For 10 Elect Warren Tucker as Director Mgmt For For 11 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 12 Authorise Board to Fix Remuneration of Auditors Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 17 Adopt New Articles of Association Mgmt For For Rockwood Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 774415103 Annual 17-Mar-10 Ticker: ROC CUSIP: 774415103 ISIN: US7744151033 SEDOL: B0GWF93 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Seifi Ghasemi Mgmt For For 1.2 Elect Director Sheldon R. Erikson Mgmt For Withhold 2 Ratify Auditors Mgmt For For Simon Property Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 828806109 Annual 08-Mar-10 Ticker: SPG CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452 Vote Proponent Mgmt Rec Instruction 1 Elect Director Melvyn E. Bergstein Mgmt For For 2 Elect Director Linda Walker Bynoe Mgmt For For 3 Elect Director Larry C. Glasscock Mgmt For For 4 Elect Director Karen N. Horn, PhD Mgmt For For 5 Elect Director Allan Hubbard Mgmt For For 6 Elect Director Reuben S. Leibowitz Mgmt For For 7 Elect Director Daniel C. Smith, PhD Mgmt For For 8 Elect Director J. Albert Smith, Jr. Mgmt For For 9 Ratify Auditors Mgmt For For Page 100 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Union Pacific Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 907818108 Annual 26-Feb-10 Ticker: UNP CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734 Vote Proponent Mgmt Rec Instruction 1 Elect Director Andrew H. Card, Jr. Mgmt For For 2 Elect Director Erroll B. Davis, Jr. Mgmt For For 3 Elect Director Thomas J. Donohue Mgmt For For 4 Elect Director Archie W. Dunham Mgmt For For 5 Elect Director Judith Richards Hope Mgmt For For 6 Elect Director Charles C. Krulak Mgmt For For 7 Elect Director Michael R. McCarthy Mgmt For For 8 Elect Director Michael W. McConnell Mgmt For For 9 Elect Director Thomas F. McLarty III Mgmt For For 10 Elect Director Steven R. Rogel Mgmt For For 11 Elect Director Jose H. Villarreal Mgmt For For 12 Elect Director James R. Young Mgmt For For 13 Ratify Auditors Mgmt For For 14 Require Independent Board Chairman SH Against Against 15 Reduce Supermajority Vote Requirement SH Against For United Parcel Service, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 911312106 Annual 08-Mar-10 Ticker: UPS CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director F. Duane Ackerman Mgmt For For 1.2 Elect Director Michael J. Burns Mgmt For For 1.3 Elect Director D. Scott Davis Mgmt For For 1.4 Elect Director Stuart E. Eizenstat Mgmt For For 1.5 Elect Director Michael L. Eskew Mgmt For For 1.6 Elect Director William R. Johnson Mgmt For For 1.7 Elect Director Ann M. Livermore Mgmt For For 1.8 Elect Director Rudy Markham Mgmt For For 1.9 Elect Director John W. Thompson Mgmt For For 1.10 Elect Director Carol B. Tome Mgmt For For 2 Ratify Auditors Mgmt For For Page 101 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For Verizon Communications Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 92343V104 Annual 08-Mar-10 Ticker: VZ CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571 Vote Proponent Mgmt Rec Instruction 1 Elect Director Richard L. Carrion Mgmt For Against 2 Elect Director M. Frances Keeth Mgmt For Against 3 Elect Director Robert W. Lane Mgmt For For 4 Elect Director Sandra O. Moose Mgmt For Against 5 Elect Director Joseph Neubauer Mgmt For For 6 Elect Director Donald T. Nicolaisen Mgmt For Against 7 Elect Director Thomas H. O'Brien Mgmt For For 8 Elect Director Clarence Otis, Jr. Mgmt For For 9 Elect Director Hugh B. Price Mgmt For Against 10 Elect Director Ivan G. Seidenberg Mgmt For For 11 Elect Director Rodney E. Slater Mgmt For For 12 Elect Director John W. Snow Mgmt For Against 13 Elect Director John R. Stafford Mgmt For For 14 Ratify Auditors Mgmt For For 15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 16 Prohibit Executive Stock-Based Awards SH Against Against 17 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For Orientation and Gender Identity 18 Performance-Based Equity Awards SH Against Against 19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 20 Adopt Policy on Succession Planning SH Against Against 21 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 22 Stock Retention/Holding Period SH Against Against Vinci Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 France F5879X108 Annual/Special 03-May-10 Ticker: N/A CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt Page 102 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 2 Approve Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.62 per Share Mgmt For For 4 Authorize Payment of Dividends by Shares Mgmt For For 5 Reelect Dominique Ferrero as Director Mgmt For Against 6 Reelect Xavier Huillard as Director Mgmt For Against 7 Reelect Henri Saint Olive as Director Mgmt For For 8 Reelect Yves-Thibault de Silguy as Director Mgmt For Against 9 Elect Qatari Diar Real Estate Investment Company as Director Mgmt For For 10 Approve Remuneration of Directors in the Aggregate Amount of EUR 920,000 Mgmt For For 11 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 12 Approve Transaction with Vinci Concessions Re: Participation in Aegean Motorway SA Mgmt For For 13 Approve Transaction with Vinci Concessions Re: Participation in Olympia Odos and Olympia Odos Operation Mgmt For For 14 Amend Transaction with Vinci Concessions Re: Financing Obtained by Arcour, Contractor of A19 Highway Mgmt For For 15 Approve Transaction with Vinci Concessions Re: Financing of A-Modell A5 Highway Concession Mgmt For For 16 Approve Transaction with Vinci Concessions Re: Participation in ASF Mgmt For For 17 Approve Additional Pension Scheme Agreement for Xavier Huillard Mgmt For For 18 Approve Severance Payment Agreement for Xavier Huillard Mgmt For Against 19 Approve Transaction with YTSeuropaconsultants Re: Consulting Services Mgmt For Against Special Business Mgmt 20 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 21 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million Mgmt For For 22 Approve Employee Stock Purchase Plan Mgmt For Against 23 Approve Stock Purchase Plan Reserved for International Employees Mgmt For Against 24 Amend Articles 17 of Bylaws Re: Attendance to General Meetings Through Videoconference and Telecommunication Mgmt For For 25 Authorize Filing of Required Documents/Other Formalities Curtiss-Wright Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: CW 07-May-10 USA 231561101 Annual 01-Mar-10 CUSIP: 231561101 ISIN: US2315611010 SEDOL: 2241205 Page 103 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Martin R. Benante Mgmt For For 1.2 Elect Director S. Marce Fuller Mgmt For For 1.3 Elect Director Allen A. Kozinski Mgmt For For 1.4 Elect Director Carl G. Miller Mgmt For For 1.5 Elect Director William B. Mitchell Mgmt For For 1.6 Elect Director John R. Myers Mgmt For For 1.7 Elect Director John B. Nathman Mgmt For For 1.8 Elect Director William W. Sihler Mgmt For For 1.9 Elect Director Albert E. Smith Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For Granite Construction Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 387328107 Annual 12-Mar-10 Ticker: GVA CUSIP: 387328107 ISIN: US3873281071 SEDOL: 2381189 Vote Proponent Mgmt Rec Instruction 1 Elect Director William G. Dorey Mgmt For For 2 Elect Director Rebecca A. McDonald Mgmt For For 3 Elect Director William H. Powell Mgmt For For 4 Elect Director Claes G. Bjork Mgmt For For 5 Approve Qualified Employee Stock Purchase Plan Mgmt For For 6 Approve Executive Incentive Bonus Plan Mgmt For For 7 Approve/Amend Executive Incentive Bonus Plan Mgmt For For 8 Ratify Auditors Mgmt For For Occidental Petroleum Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 674599105 Annual 15-Mar-10 Ticker: OXY CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408 Vote Proponent Mgmt Rec Instruction 1 Elect Director Spencer Abraham Mgmt For For 2 Elect Director John S. Chalsty Mgmt For For 3 Elect Director Stephen I. Chazen Mgmt For For 4 Elect Director Edward P. Djerejian Mgmt For For 5 Elect Director John E. Feick Mgmt For For 6 Elect Director Carlos M. Gutierrez Mgmt For For Page 104 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Elect Director Ray R. Irani Mgmt For For 8 Elect Director Irvin W. Maloney Mgmt For For 9 Elect Director Avedick B. Poladian Mgmt For For 10 Elect Director Rodolfo Segovia Mgmt For For 11 Elect Director Aziz D. Syriani Mgmt For For 12 Elect Director Rosemary Tomich Mgmt For For 13 Elect Director Walter L. Weisman Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Omnibus Stock Plan Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 17 Limit Executive Compensation SH Against Against 18 Require Independent Board Chairman SH Against Against 19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 20 Report on Host Country Social and Environmental Laws SH Against Against 21 Require a Majority Vote for the Election of Directors SH Against For 22 Report on Policy for Increasing Safety by Reducing Hazardous SH Against Against Substance Usage and Re-locating Facilities 23 Double Trigger on Equity Plans SH Against Against Standard Chartered plc Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 United Kingdom G84228157 Annual 05-May-10 Ticker: N/A CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Final Dividend Mgmt For For 3 Approve Remuneration Report Mgmt For For 4 Re-elect Jamie Dundas as Director Mgmt For For 5 Re-elect Val Gooding as Director Mgmt For For 6 Re-elect Rudy Markham as Director Mgmt For For 7 Re-elect John Peace as Director Mgmt For For 8 Re-elect Peter Sands as Director Mgmt For For 9 Re-elect Paul Skinner as Director Mgmt For For 10 Re-elect Oliver Stocken as Director Mgmt For For 11 Elect Jaspal Bindra as Director Mgmt For For 12 Elect Richard Delbridge as Director Mgmt For For 13 Elect Dr Han Seung-soo as Director Mgmt For For 14 Elect Simon Lowth as Director Mgmt For For Page 105 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 15 Elect Mike Rees as Director Mgmt For For 16 Reappoint KPMG Audit plc as Auditors Mgmt For For 17 Authorise Board to Fix Remuneration of Auditors Mgmt For For 18 Approve EU Political Donations and Expenditure Mgmt For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 23 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 24 Authorise Market Purchase Mgmt For For 25 Authorise Market Purchase Mgmt For For 26 Adopt New Articles of Association Mgmt For For 27 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 28 Amend Restricted Share Scheme Mgmt For For 29 Approve Waiver on the Reporting and Annual Review Mgmt For For Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek 30 Approve the Waiver in Respect of the Requirement to Enter into Mgmt For For Fixed-term Written Agreements with Temasek 31 Approve Future Ongoing Banking Transactions with Temasek Mgmt For For The Goldman Sachs Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 38141G104 Annual 08-Mar-10 Ticker: GS CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lloyd C. Blankfein Mgmt For For 1.2 Elect Director John H. Bryan Mgmt For For 1.3 Elect Director Gary D. Cohn Mgmt For For 1.4 Elect Director Claes Dahlback Mgmt For For 1.5 Elect Director Stephen Friedman Mgmt For For 1.6 Elect Director William W. George Mgmt For For 1.7 Elect Director James A. Johnson Mgmt For For 1.8 Elect Director Lois D. Juliber Mgmt For For 1.9 Elect Director Lakshmi N. Mittal Mgmt For For 1.10 Elect Director James J. Schiro Mgmt For For 1.11 Elect Director H. Lee Scott, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For Page 106 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Reduce Supermajority Vote Requirement Mgmt For For 5 Provide Right to Call Special Meeting Mgmt For For 6 Provide for Cumulative Voting SH Against Against 7 Report on Collateral in Derivatives Trading SH Against Against 8 Require Independent Board Chairman SH Against Against 9 Report on Political Contributions SH Against Against 10 Report on Global Warming Science SH Against Against 11 Report on Pay Disparity SH Against Against 12 Stock Retention/Holding Period SH Against Against Teton Advisors, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-May-10 USA 88165Y200 Annual 31-Mar-10 Ticker: TETAA CUSIP: 88165Y200 ISIN: US88165Y2000 SEDOL: B40GKT4 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Bruce N. Alpert Mgmt For Withhold 1.2 Elect Director Nicholas F. Galluccio Mgmt For Withhold 1.3 Elect Director Howard F. Ward Mgmt For Withhold 1.4 Elect Director Robert S. Zuccaro Mgmt For For Anixter International Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 035290105 Annual 19-Mar-10 Ticker: AXE CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lord James Blyth Mgmt For For 1.2 Elect Director Frederic F. Brace Mgmt For For 1.3 Elect Director Linda Walker Bynoe Mgmt For For 1.4 Elect Director Robert J. Eck Mgmt For For 1.5 Elect Director Robert W. Grubbs, Jr. Mgmt For For 1.6 Elect Director F. Philip Handy Mgmt For For 1.7 Elect Director Melvyn N. Klein Mgmt For For 1.8 Elect Director George Munoz Mgmt For For 1.9 Elect Director Stuart M. Sloan Mgmt For For 1.10 Elect Director Matthew Zell Mgmt For For 1.11 Elect Director Samuel Zell Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Page 107 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 ArcelorMittal Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 Luxembourg L0302D129 Annual 26-Apr-10 Ticker: N/A CUSIP: N/A ISIN: N/A SEDOL: 7281886 Vote Proponent Mgmt Rec Instruction Annual Meeting Mgmt Ordinary Business Mgmt 1 Receive and Approve Directors' and Auditors' Reports Mgmt 2 Accept Consolidated Financial Statements Mgmt For For 3 Accept Financial Statements Mgmt For For 4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For Share 5 Approve Remuneration of Directors Mgmt For For 6 Approve Discharge of Directors Mgmt For For 7 Acknowledge Cooptation of Jeannot Krecke as Director Mgmt For Against 8 Reelect Vanisha Mittal Bhatia as Director Mgmt For Against 9 Elect Jeannot Krecke as Director Mgmt For Against 10 Approve Share Repurchase Program Mgmt For Against 11 Ratify Deloitte SA as Auditors Mgmt For For 12 Approve Share Plan Grant Mgmt For For 13 Approve Employee Stock Purchase Plan Mgmt For For Extraordinary Business Mgmt 14 Waive Requirement for Mandatory Offer to All Shareholders Mgmt For For Boston Scientific Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 101137107 Annual 12-Mar-10 Ticker: BSX CUSIP: 101137107 ISIN: US1011371077 SEDOL: 2113434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John E. Abele Mgmt For For 1.2 Elect Director Katharine T. Bartlett Mgmt For For 1.3 Elect Director Bruce L. Byrnes Mgmt For For 1.4 Elect Director Nelda J. Connors Mgmt For For 1.5 Elect Director J. Raymond Elliott Mgmt For For 1.6 Elect Director Marye Anne Fox Mgmt For For 1.7 Elect Director Ray J. Groves Mgmt For For 1.8 Elect Director Ernest Mario Mgmt For For 1.9 Elect Director N.J. Nicholas, Jr. Mgmt For For Page 108 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.10 Elect Director Pete M. Nicholas Mgmt For For 1.11 Elect Director Uwe E. Reinhardt Mgmt For For 1.12 Elect Director John E. Sununu Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain Cal Dive International, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 12802T101 Annual 12-Mar-10 Ticker: DVR CUSIP: 12802T101 ISIN: US12802T1016 SEDOL: B1L5W93 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Owen E. Kratz Mgmt For For 1.2 Elect Director David E. Preng Mgmt For For 2 Ratify Auditors Mgmt For For EMS Technologies, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 26873N108 Annual 19-Mar-10 Ticker: ELMG CUSIP: 26873N108 ISIN: US26873N1081 SEDOL: 2309619 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Amb. John R. Bolton Mgmt For For 1.2 Elect Director Hermann Buerger Mgmt For Withhold 1.3 Elect Director Joseph D. Burns Mgmt For For 1.4 Elect Director John R. Kreick Mgmt For Withhold 1.5 Elect Director John B. Mowell Mgmt For Withhold 1.6 Elect Director Thomas W. O'Connell Mgmt For Withhold 1.7 Elect Director Bradford W. Parkinson Mgmt For Withhold 1.8 Elect Director Norman E. Thagard, M.D. Mgmt For Withhold 1.9 Elect Director John L. Woodward, Jr. Mgmt For Withhold 2 Ratify Auditors Mgmt For For Equity LifeStyle Properties, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 29472R108 Annual 05-Mar-10 Ticker: ELS CUSIP: 29472R108 ISIN: US29472R1086 SEDOL: 2563125 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Philip C. Calian Mgmt For For 1.2 Elect Director David J. Contis Mgmt For For 1.3 Elect Director Thomas E. Dobrowski Mgmt For For Page 109 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.4 Elect Director Thomas P. Heneghan Mgmt For For 1.5 Elect Director Sheli Z. Rosenberg Mgmt For For 1.6 Elect Director Howard Walker Mgmt For For 1.7 Elect Director Gary L. Waterman Mgmt For For 1.8 Elect Director Samuel Zell Mgmt For For 2 Ratify Auditors Mgmt For For Skyworks Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 83088M102 Annual 23-Mar-10 Ticker: SWKS CUSIP: 83088M102 ISIN: US83088M1027 SEDOL: 2961053 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kevin L. Beebe Mgmt For For 1.2 Elect Director Timothy R. Furey Mgmt For For 1.3 Elect Director David J. McLachlan Mgmt For For 2 Ratify Auditors Mgmt For For Unilever NV Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 Netherlands N8981F271 Annual 20-Apr-10 Ticker: N/A CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1 Vote Proponent Mgmt Rec Instruction Annual Meeting Mgmt 1 Receive Report of Management Board (Non-Voting) Mgmt 2 Approve Financial Statements and Allocation of Income Mgmt For For 3 Approve Discharge of Executive Directors Mgmt For For 4 Approve Discharge of Non-Executive Directors Mgmt For For 5 Reelect P.G.J.M. Polman to Executive Board Mgmt For For 6 Elect R.J-M.S. Huet to Executive Board Mgmt For For 7 Reelect L.O. Fresco as Non-Executive Director Mgmt For For 8 Reelect A.M. Fudge as Non-Executive Director Mgmt For For 9 Reelect C.E. Golden as Non-Executive Director Mgmt For For 10 Reelect B.E. Grote as Non-Executive Director Mgmt For For 11 Reelect H. Nyasulu as Non-Executive Director Mgmt For For 12 Reelect K.J. Storm as Non-Executive Director Mgmt For For 13 Reelect M. Treschow as Non-Executive Director Mgmt For For 14 Reelect J. van der Veer as Non-Executive Director Mgmt For For 15 Elect P. Walsh as Non-Executive Director Mgmt For For Page 110 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 16 Elect M. Rifkind as Non-Executive Director Mgmt For For 17 Approve Management Co-Investment Plan Mgmt For For 18 Amend Performance Criteria of the Annual Bonus Mgmt For For 19 Amend Performance Criteria of the Long-Term Incentive Plan Mgmt For For 20 Approve Cancellation of 4 Percent Cumulative Preference Shares Mgmt For For 21 Authorize Repurchase of 6% Cumulative Preference Shares and Mgmt For For 7% Cumulative Preference Shares 22 Authorize Repurchase of Up to Ten Percent of Issued Share Mgmt For For Capital 23 Approve Authorization to Cancel Ordinary Shares Mgmt For For 24 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 25 Ratify PricewaterhouseCoopers as Auditors Mgmt For For 26 Allow Questions and Close Meeting Mgmt Waste Management, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 94106L109 Annual 15-Mar-10 Ticker: WM CUSIP: 94106L109 ISIN: US94106L1098 SEDOL: 2937667 Vote Proponent Mgmt Rec Instruction 1 Elect Director Pastora San Juan Cafferty Mgmt For For 2 Elect Director Frank M. Clark, Jr. Mgmt For For 3 Elect Director Patrick W. Gross Mgmt For For 4 Elect Director John C. Pope Mgmt For For 5 Elect Director W. Robert Reum Mgmt For For 6 Elect Director Steven G. Rothmeier Mgmt For For 7 Elect Director David P. Steiner Mgmt For For 8 Elect Director Thomas H. Weidemeyer Mgmt For For 9 Ratify Auditors Mgmt For For 10 Reduce Supermajority Vote Requirement Mgmt For For 11 Report on Political Contributions SH Against Against 12 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For Berry Petroleum Company Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 085789105 Annual 15-Mar-10 Ticker: BRY CUSIP: 085789105 ISIN: US0857891057 SEDOL: 2094227 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director J. Bryant Mgmt For For Page 111 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director R. Busch III Mgmt For For 1.3 Elect Director W. Bush Mgmt For For 1.4 Elect Director S. Cropper Mgmt For For 1.5 Elect Director J. Gaul Mgmt For For 1.6 Elect Director R. Heinemann Mgmt For For 1.7 Elect Director T. Jamieson Mgmt For For 1.8 Elect Director J. Keller Mgmt For For 1.9 Elect Director M. Young Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For BG Group plc Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 United Kingdom G1245Z108 Annual 10-May-10 Ticker: N/A CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Elect Mark Seligman as Director Mgmt For For 5 Re-elect Peter Backhouse as Director Mgmt For For 6 Re-elect Lord Sharman as Director Mgmt For For 7 Re-elect Philippe Varin as Director Mgmt For For 8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 9 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For 10 Authorise EU Political Donations and Expenditure Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For 14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 15 Adopt New Articles of Association Mgmt For For BNP Paribas Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 France F1058Q238 Annual/Special 07-May-10 Ticker: N/A CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt Page 112 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 2 Approve Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.50 per Share Mgmt For For 4 Acknowledge Auditors' Special Report Mentioning the Absence of New Related-Party Transactions Mgmt For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 6 Reelect Louis Schweitzer as Director Mgmt For Against 7 Elect Michel Tilmant as Director Mgmt For Against 8 Elect Emiel Van Broekhoven as Director Mgmt For Against 9 Elect Meglena Kuneva as Director Mgmt For For 10 Elect Jean Laurent Bonnafe as Director Mgmt For Against 11 Approve Remuneration of Directors in the Aggregate Amount of EUR 975,000 Mgmt For For Special Business Mgmt 12 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion Mgmt For For 13 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million Mgmt For For 14 Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers Mgmt For For 15 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 16 Set Total Limit for Capital Increase to Result from Issuance Requests under Items 8 to 10 at EUR 350 Million Mgmt For For 17 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value Mgmt For For 18 Set Total Limit for Capital Increase to Result from Issuance Requests under Items 7 to 10 at EUR1 Billion Mgmt For For 19 Approve Employee Stock Purchase Plan Mgmt For For 20 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 21 Approve Merger by Absorption of Fortis Banque France Mgmt For For 22 Amend Bylaws to Remove All References to Preferred Stock (Class B) Suscribed by SPPE on March 31, 2009; And Adopt new Version of Bylaws Mgmt For For 23 Authorize Filing of Required Documents/Other Formalities Mgmt For For ConocoPhillips Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: COP 12-May-10 USA 20825C104 Annual 15-Mar-10 CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717 Proponent Mgmt Rec Vote Instruction Page 113 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Richard L. Armitage Mgmt For For 1.2 Elect Director Richard H. Auchinleck Mgmt For For 1.3 Elect Director James E. Copeland, Jr. Mgmt For For 1.4 Elect Director Kenneth M. Duberstein Mgmt For For 1.5 Elect Director Ruth R. Harkin Mgmt For For 1.6 Elect Director Harold W. Mcgraw III Mgmt For For 1.7 Elect Director James J. Mulva Mgmt For For 1.8 Elect Director Robert A. Niblock Mgmt For For 1.9 Elect Director Harald J. Norvik Mgmt For For 1.10 Elect Director William K. Reilly Mgmt For For 1.11 Elect Director Bobby S. Shackouls Mgmt For For 1.12 Elect Director Victoria J. Tschinkel Mgmt For For 1.13 Elect Director Kathryn C. Turner Mgmt For For 1.14 Elect Director William E. Wade, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Report on Board Risk Management Oversight SH Against Against 4 Adopt Quantitative GHG Goals for Products and Operations SH Against For 5 Report on Environmental Impact of Oil Sands Operations in SH Against Against Canada 6 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against Impacts 7 Report on Financial Risks of Climate Change SH Against Against 8 Adopt Goals to Reduce Emission of TRI Chemicals SH Against For 9 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For Orientation and Gender Identity 10 Report on Political Contributions SH Against Against CVS Caremark Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 126650100 Annual 15-Mar-10 Ticker: CVS CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609 Vote Proponent Mgmt Rec Instruction 1 Elect Director Edwin M. Banks Mgmt For Against 2 Elect Director C. David Brown II Mgmt For Against 3 Elect Director David W. Dorman Mgmt For Against 4 Elect Director Kristen Gibney Williams Mgmt For For 5 Elect Director Marian L. Heard Mgmt For Against 6 Elect Director William H. Joyce Mgmt For For 7 Elect Director Jean-Pierre Millon Mgmt For For 8 Elect Director Terrence Murray Mgmt For For Page 114 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Elect Director C.A. Lance Piccolo Mgmt For For 10 Elect Director Sheli Z. Rosenberg Mgmt For Against 11 Elect Director Thomas M. Ryan Mgmt For For 12 Elect Director Richard J. Swift Mgmt For For 13 Ratify Auditors Mgmt For For 14 Approve Omnibus Stock Plan Mgmt For For 15 Provide Right to Call Special Meeting Mgmt For For 16 Report on Political Contributions SH Against Against 17 Adopt Global Warming Principles SH Against Against Dril-Quip, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 262037104 Annual 25-Mar-10 Ticker: DRQ CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alexander P. Shukis Mgmt For For 2 Ratify Auditors Mgmt For For Eastman Kodak Company Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 277461109 Annual 15-Mar-10 Ticker: EK CUSIP: 277461109 ISIN: US2774611097 SEDOL: 2300601 Vote Proponent Mgmt Rec Instruction 1 Elect Director Richard S. Braddock Mgmt For For 2 Elect Director Herald Y. Chen Mgmt For For 3 Elect Director Adam H. Clammer Mgmt For For 4 Elect Director Timothy M. Donahue Mgmt For For 5 Elect Director Michael J. Hawley Mgmt For For 6 Elect Director William H. Hernandez Mgmt For For 7 Elect Director Douglas R. Lebda Mgmt For For 8 Elect Director Debra L. Lee Mgmt For For 9 Elect Director Delano E. Lewis Mgmt For For 10 Elect Director William G. Parrett Mgmt For For 11 Elect Director Antonio M. Perez Mgmt For For 12 Elect Director Joel Seligman Mgmt For For 13 Elect Director Dennis F. Strigl Mgmt For For 14 Elect Director Laura D'Andrea Tyson Mgmt For For 15 Ratify Auditors Mgmt For For Page 115 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 16 Amend Omnibus Stock Plan Mgmt For Against 17 Amend Executive Incentive Bonus Plan Mgmt For For Knight Capital Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 499005106 Annual 01-Apr-10 Ticker: NITE CUSIP: 499005106 ISIN: US4990051066 SEDOL: 2266275 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William L. Bolster Mgmt For For 1.2 Elect Director Gary R. Griffith Mgmt For For 1.3 Elect Director Thomas M. Joyce Mgmt For For 1.4 Elect Director James W. Lewis Mgmt For For 1.5 Elect Director Thomas C. Lockburner Mgmt For For 1.6 Elect Director James T. Milde Mgmt For For 1.7 Elect Director Christopher C. Quick Mgmt For For 1.8 Elect Director Laurie M. Shahon Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For ManTech International Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 564563104 Annual 18-Mar-10 Ticker: MANT CUSIP: 564563104 ISIN: US5645631046 SEDOL: 2825308 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director George J. Pedersen Mgmt For For 1.2 Elect Director Richard L. Armitage Mgmt For For 1.3 Elect Director Mary K. Bush Mgmt For For 1.4 Elect Director Barry G. Campbell Mgmt For For 1.5 Elect Director W.R. Fatzinger, Jr. Mgmt For For 1.6 Elect Director David E. Jeremiah Mgmt For For 1.7 Elect Director Richard J. Kerr Mgmt For For 1.8 Elect Director Kenneth A. Minihan Mgmt For For 1.9 Elect Director Stephen W. Porter Mgmt For For 1.10 Elect Director Lawrence B. Prior, III Mgmt For For 2 Ratify Auditors Mgmt For For Murphy Oil Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 626717102 Annual 15-Mar-10 Ticker: MUR Page 116 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 626717102 ISIN: US6267171022 SEDOL: 2611206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Frank W. Blue Mgmt For For 1.2 Elect Director Claiborne P. Deming Mgmt For For 1.3 Elect Director Robert A. Hermes Mgmt For For 1.4 Elect Director James V. Kelley Mgmt For For 1.5 Elect Director R. Madison Murphy Mgmt For For 1.6 Elect Director William C. Nolan, Jr. Mgmt For For 1.7 Elect Director Neal E. Schmale Mgmt For For 1.8 Elect Director David J. H. Smith Mgmt For For 1.9 Elect Directors Caroline G. Theus Mgmt For For 1.10 Elect Directors David M. Wood Mgmt For For 2 Ratify Auditors Mgmt For For Philip Morris International Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 718172109 Annual 16-Mar-10 Ticker: PM CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3 Vote Proponent Mgmt Rec Instruction 1 Elect Director Harold Brown Mgmt For For 2 Elect Director Mathis Cabiallavetta Mgmt For For 3 Elect Director Louis C. Camilleri Mgmt For For 4 Elect Director J. Dudley Fishburn Mgmt For For 5 Elect Director Jennifer Li Mgmt For For 6 Elect Director Graham Mackay Mgmt For For 7 Elect Director Sergio Marchionne Mgmt For For 8 Elect Director Lucio A. Noto Mgmt For For 9 Elect Director Carlos Slim Helu Mgmt For For 10 Elect Director Stephen M. Wolf Mgmt For For 11 Ratify Auditors Mgmt For For 12 Report on Effect of Marketing Practices on the Poor SH Against Against 13 Establish Supplier Human Rights Purchasing Protocols SH Against Against Rogers Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 775133101 Annual 16-Mar-10 Ticker: ROG CUSIP: 775133101 ISIN: US7751331015 SEDOL: 2746700 Vote Proponent Mgmt Rec Instruction Page 117 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Charles M. Brennan, III Mgmt For For 1.2 Elect Director Gregory B. Howey Mgmt For For 1.3 Elect Director J. Carl Hsu Mgmt For For 1.4 Elect Director Carol R. Jensen Mgmt For For 1.5 Elect Director Eileen S. Kraus Mgmt For For 1.6 Elect Director William E. Mitchell Mgmt For For 1.7 Elect Director Robert G. Paul Mgmt For For 1.8 Elect Director Robert D. Wachob Mgmt For For 2 Ratify Auditors Mgmt For For The Warnaco Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 934390402 Annual 18-Mar-10 Ticker: WRC CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668 Vote Proponent Mgmt Rec Instruction 1 Elect Director David A. Bell Mgmt For For 2 Elect Director Robert A. Bowman Mgmt For For 3 Elect Director Richard Karl Goeltz Mgmt For For 4 Elect Director Joseph R. Gromek Mgmt For For 5 Elect Director Sheila A. Hopkins Mgmt For For 6 Elect Director Charles R. Perrin Mgmt For For 7 Elect Director Nancy A. Reardon Mgmt For For 8 Elect Director Donald L. Seeley Mgmt For For 9 Elect Director Cheryl Nido Turpin Mgmt For For 10 Ratify Auditors Mgmt For For Tower Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 891777104 Annual 16-Mar-10 Ticker: TWGP CUSIP: 891777104 ISIN: US8917771045 SEDOL: B03KNS5 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Charles A. Bryan Mgmt For For 1.2 Elect Director Robert S. Smith Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain Tupperware Brands Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 899896104 Annual 15-Mar-10 Ticker: TUP Page 118 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 899896104 ISIN: US8998961044 SEDOL: 2872069 Vote Proponent Mgmt Rec Instruction 1 Elect Director Rita Bornstein, Ph.D. Mgmt For For 2 Elect Director Kriss Cloninger, III Mgmt For For 3 Elect Director E.V. Goings Mgmt For For 4 Elect Director Joe R. Lee Mgmt For For 5 Elect Director Bob Marbut Mgmt For For 6 Elect Director Antonio Monteiro de Castro Mgmt For For 7 Elect Director David R. Parker Mgmt For For 8 Elect Director Joyce M. Roche Mgmt For For 9 Elect Director J. Patrick Spainhour Mgmt For For 10 Elect Director M. Anne Szostak Mgmt For For 11 Ratify Auditors Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 13 Approve Omnibus Stock Plan Mgmt For Against Unilever plc Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 United Kingdom G92087165 Annual 10-May-10 Ticker: N/A CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Re-elect Paul Polman as Director Mgmt For For 4 Elect Jean-Marc Huet as Director Mgmt For For 5 Re-elect Louise Fresco as Director Mgmt For For 6 Re-elect Ann Fudge as Director Mgmt For For 7 Re-elect Charles Golden as Director Mgmt For For 8 Re-elect Byron Grote as Director Mgmt For For 9 Re-elect Hixonia Nyasulu as Director Mgmt For For 10 Re-elect Kees Storm as Director Mgmt For For 11 Re-elect Michael Treschow as Director Mgmt For For 12 Re-elect Jeroen van der Veer as Director Mgmt For For 13 Re-elect Paul Walsh as Director Mgmt For For 14 Elect Sir Malcolm Rifkind as Director Mgmt For For 15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For Page 119 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Authorise EU Political Donations and Expenditure Mgmt For For 21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 22 Approve the Management Co-Investment Plan Mgmt For For 23 Adopt New Articles of Association Mgmt For For Alexanders, Inc Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 014752109 Annual 15-Mar-10 Ticker: ALX CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael D. Fascitelli Mgmt For Withhold 1.2 Elect Director Thomas R. DiBenedetto Mgmt For For 2 Ratify Auditors Mgmt For For AMERIGROUP Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 03073T102 Annual 16-Mar-10 Ticker: AGP CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kay Coles James Mgmt For For 1.2 Elect Director Hala Moddelmog Mgmt For For 1.3 Elect Director Uwe E. Reinhardt, Ph.d. Mgmt For For 2 Ratify Auditors Mgmt For For Bill Barrett Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 06846N104 Annual 15-Mar-10 Ticker: BBG CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William F. Owens Mgmt For For 1.2 Elect Director Randy A. Foutch Mgmt For For 1.3 Elect Director Joseph N. Jaggers Mgmt For For 1.4 Elect Director Edmund P. Segner, III Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors Mgmt For For 4 Reduce Supermajority Vote Requirement SH Against For Page 120 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 C.H. Robinson Worldwide, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 12541W209 Annual 16-Mar-10 Ticker: CHRW CUSIP: 12541W209 ISIN: US12541W2098 SEDOL: 2116228 Vote Proponent Mgmt Rec Instruction 1 Elect Director Steven L. Polacek Mgmt For For 2 Elect Director ReBecca Koenig Roloff Mgmt For For 3 Elect Director Michael W. Wickham Mgmt For For 4 Approve Executive Incentive Bonus Plan Mgmt For For 5 Ratify Auditors Mgmt For For Carter's, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 146229109 Annual 26-Mar-10 Ticker: CRI CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vanessa J. Castagna Mgmt For For 1.2 Elect Director William J. Montgoris Mgmt For For 1.3 Elect Director David Pulver Mgmt For For 2 Ratify Auditors Mgmt For For Cinemark Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 17243V102 Annual 25-Mar-10 Ticker: CNK CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Benjamin D. Chereskin Mgmt For For 1.2 Elect Director Lee Roy Mitchell Mgmt For For 1.3 Elect Director Raymond W. Syufy Mgmt For For 2 Ratify Auditors Mgmt For For Ford Motor Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 345370860 Annual 17-Mar-10 Ticker: F CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen G. Butler Mgmt For For 1.2 Elect Director Kimberly A. Casiano Mgmt For For Page 121 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Anthony F. Earley, Jr. Mgmt For For 1.4 Elect Director Edsel B. Ford II Mgmt For For 1.5 Elect Director William Clay Ford, Jr. Mgmt For For 1.6 Elect Director Richard A. Gephardt Mgmt For For 1.7 Elect Director Irvine O. Hockaday, Jr. Mgmt For For 1.8 Elect Director Richard A. Manoogian Mgmt For For 1.9 Elect Director Ellen R. Marram Mgmt For For 1.10 Elect Director Alan Mulally Mgmt For For 1.11 Elect Director Homer A. Neal Mgmt For For 1.12 Elect Director Gerald L. Shaheen Mgmt For For 1.13 Elect Director John L. Thornton Mgmt For For 2 Ratify Auditors Mgmt For For 3 Adopt NOL Rights Plan (NOL Pill) Mgmt For For 4 Disclose Prior Government Service SH Against Against 5 Adopt Recapitalization Plan SH Against Against 6 Report on Political Contributions SH Against Against 7 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 8 Prohibit Energy Projects Only Concerned With CO2 Reduction SH Against Against General Maritime Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 Marshall Isl Y2693R101 Annual 15-Mar-10 Ticker: GMR CUSIP: Y2693R101 ISIN: MHY2693R1018 SEDOL: B3KH711 Vote Proponent Mgmt Rec Instruction 1.1 Reelect Peter C. Georgiopoulos as Director Mgmt For For 1.2 Reelect William J. Crabtree as Director Mgmt For For 1.3 Reelect Dr. E. Grant Gibbons as Director Mgmt For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For Google Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 38259P508 Annual 15-Mar-10 Ticker: GOOG CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Eric Schmidt Mgmt For For 1.2 Elect Director Sergey Brin Mgmt For For 1.3 Elect Director Larry Page Mgmt For For 1.4 Elect Director L. John Doerr Mgmt For For Page 122 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.5 Elect Director John L. Hennessy Mgmt For For 1.6 Elect Director Ann Mather Mgmt For For 1.7 Elect Director Paul S. Otellini Mgmt For For 1.8 Elect Director K. Ram Shriram Mgmt For For 1.9 Elect Director Shirley M. Tilghman Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Prepare Sustainability Report SH Against For 5 Adopt Principles for Online Advertising SH Against Against 6 Amend Human Rights Policies Regarding Chinese Operations SH Against Against Highwoods Properties, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 431284108 Annual 02-Mar-10 Ticker: HIW CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gene H. Anderson Mgmt For For 1.2 Elect Director Edward J. Fritsch Mgmt For For 1.3 Elect Director David J. Hartzell Mgmt For For 1.4 Elect Director Lawrence S. Kaplan Mgmt For For 1.5 Elect Director Sherry A. Kellett Mgmt For For 1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For Rent-A-Center, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 76009N100 Annual 31-Mar-10 Ticker: RCII CUSIP: 76009N100 ISIN: US76009N1000 SEDOL: 2733092 Vote Proponent Mgmt Rec Instruction 1 Elect Director Mitchel E. Fadel Mgmt For For 2 Elect Director Kerney Laday Mgmt For For 3 Elect Director Paula Stern Mgmt For For 4 Ratify Auditors Mgmt For For Republic Services, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 760759100 Annual 16-Mar-10 Ticker: RSG CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530 Page 123 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Election Director James E. O Connor Mgmt For For 2 Election Director John W. Croghan Mgmt For For 3 Election Director James W. Crownover Mgmt For For 4 Election Director William J. Flynn Mgmt For For 5 Election Director David I. Foley Mgmt For For 6 Election Director Michael Larson Mgmt For For 7 Election Director Nolan Lehmann Mgmt For For 8 Election Director W. Lee Nutter Mgmt For For 9 Election Director Ramon A. Rodriguez Mgmt For For 10 Election Director Allan C. Sorensen Mgmt For For 11 Election Director John M. Trani Mgmt For For 12 Election Director Michael W. Wickham Mgmt For For 13 Ratify Auditors Mgmt For For 14 Report on Political Contributions SH Against Against SIGA Technologies, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 826917106 Annual 31-Mar-10 Ticker: SIGA CUSIP: 826917106 ISIN: US8269171067 SEDOL: 2107437 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Eric A. Rose Mgmt For For 1.2 Elect Director James J. Antal Mgmt For For 1.3 Elect Director Michael J. Bayer Mgmt For For 1.4 Elect Director Thomas E. Constance Mgmt For For 1.5 Elect Director Steven L. Fasman Mgmt For Withhold 1.6 Elect Director Scott M. Hammer Mgmt For For 1.7 Elect Director Joseph W. Marshall, III Mgmt For For 1.8 Elect Director Paul G. Savas Mgmt For Withhold 1.9 Elect Director Bruce Slovin Mgmt For Withhold 1.10 Elect Director Michael A. Weiner Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against The Charles Schwab Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 808513105 Annual 15-Mar-10 Ticker: SCHW CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397 Page 124 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Arun Sarin Mgmt For For 1.2 Elect Director Paula A. Sneed Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For 4 Report on Political Contributions SH Against Against 5 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives The Dow Chemical Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 260543103 Annual 15-Mar-10 Ticker: DOW CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719 Vote Proponent Mgmt Rec Instruction 1 Elect Director Arnold A. Allemang Mgmt For For 2 Elect Director Jacqueline K. Barton Mgmt For For 3 Elect Director James A. Bell Mgmt For Against 4 Elect Director Jeff M. Fettig Mgmt For Against 5 Elect Director Barbara H. Franklin Mgmt For For 6 Elect Director John B. Hess Mgmt For For 7 Elect Director Andrew N. Liveris Mgmt For For 8 Elect Director Paul Polman Mgmt For For 9 Elect Director Dennis H. Reilley Mgmt For For 10 Elect Director James M. Ringler Mgmt For For 11 Elect Director Ruth G. Shaw Mgmt For For 12 Elect Director Paul G. Stern Mgmt For Against 13 Ratify Auditors Mgmt For For 14 Provide Right to Call Special Meeting Mgmt For For 15 Report on Environmental Remediation in Midland Area SH Against Against 16 Stock Retention/Holding Period SH Against Against 17 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Bruker Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 14-May-10 USA 116794108 Annual 31-Mar-10 Ticker: BRKR CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Wolf-Dieter Emmerich Mgmt For For Page 125 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Brenda J. Furlong Mgmt For For 1.3 Elect Director Frank H. Laukien Mgmt For Withhold 1.4 Elect Director Richard A. Packer Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Tanger Factory Outlet Centers, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 14-May-10 USA 875465106 Annual 18-Mar-10 Ticker: SKT CUSIP: 875465106 ISIN: US8754651060 SEDOL: 2874582 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jack Africk Mgmt For For 1.2 Elect Director Steven B. Tanger Mgmt For For 1.3 Elect Director William G. Benton Mgmt For For 1.4 Elect Director Bridget Ryan Berman Mgmt For For 1.5 Elect Director Thomas E. Robinson Mgmt For For 1.6 Elect Director Allan L. Schuman Mgmt For For 1.7 Elect Director Stanley K. Tanger Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against Vulcan Materials Company Meeting Date Country Primary Security ID Meeting Type Record Date 14-May-10 USA 929160109 Annual 17-Mar-10 Ticker: VMC CUSIP: 929160109 ISIN: US9291601097 SEDOL: 2931205 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Douglas J. McGregor Mgmt For For 1.2 Elect Director Vincent J. Trosino Mgmt For For 1.3 Elect Director Philip J. Carroll, Jr. Mgmt For For 1.4 Elect Director James V. Napier Mgmt For For 2 Ratify Auditors Mgmt For For 3 Require a Majority Vote for the Election of Directors SH Against For Consolidated Edison, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 17-May-10 USA 209115104 Annual 30-Mar-10 Ticker: ED CUSIP: 209115104 ISIN: US2091151041 SEDOL: 2216850 Vote Proponent Mgmt Rec Instruction 1 Elect Director Kevin Burke Mgmt For For Page 126 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director Vincent A. Calarco Mgmt For For 3 Elect Director George Campbell, Jr. Mgmt For For 4 Elect Director Gordon J. Davis Mgmt For For 5 Elect Director Michael J. Del Giudice Mgmt For For 6 Elect Director Ellen V. Futter Mgmt For For 7 Elect Director John F. Hennessy, III Mgmt For For 8 Elect Director Sally Hernandez Mgmt For For 9 Elect Director John F. Killian Mgmt For For 10 Elect Director Eugene R. McGrath Mgmt For For 11 Elect Director Michael W. Ranger Mgmt For For 12 Elect Director L. Frederick Sutherland Mgmt For For 13 Ratify Auditors Mgmt For For 14 Increase Disclosure of Executive Compensation SH Against Against Sanofi Aventis Meeting Date Country Primary Security ID Meeting Type Record Date 17-May-10 France F5548N101 Annual/Special 12-May-10 Ticker: N/A CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.40 per Mgmt For For Share 4 Receive Auditors' Special Report Mentioning the Absence of New Mgmt For Against Related-Party Transactions 5 Ratify Appointment of Serge Weinberg as Director Mgmt For Against 6 Elect Catherine Brechignac as Director Mgmt For For 7 Reelect Robert Castaigne as Director Mgmt For Against 8 Reelect Lord Douro as Director Mgmt For For 9 Reelect Christian Mulliez as Director Mgmt For Against 10 Reelect Christopher Viehbacher as Director Mgmt For Against 11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt 12 Amend Articles 11 of Bylaws Re: Shareholding Requirements and Mgmt For For Length of Term for Directors 13 Authorize Filing of Required Documents/Other Formalities Mgmt For For Page 127 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 B&G Foods, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 05508R106 Annual 26-Mar-10 Ticker: BGS CUSIP: 05508R106 ISIN: US05508R1068 SEDOL: B034L49 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert C. Cantwell Mgmt For For 1.2 Elect Director James R. Chambers Mgmt For For 1.3 Elect Director Cynthia T. Jamison Mgmt For For 1.4 Elect Director Dennis M. Mullen Mgmt For For 1.5 Elect Director Alfred Poe Mgmt For For 1.6 Elect Director Stephen C. Sherrill Mgmt For For 1.7 Elect Director David L. Wenner Mgmt For For 2 Eliminate Class of Common Stock Mgmt For For 3 Increase Authorized Common Stock Mgmt For For 4 Amend Omnibus Stock Plan Mgmt For Against 5 Ratify Auditors Mgmt For For Benchmark Electronics, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 08160H101 Annual 29-Mar-10 Ticker: BHE CUSIP: 08160H101 ISIN: US08160H1014 SEDOL: 2090816 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Cary T. Fu Mgmt For For 1.2 Elect Director Michael R. Dawson Mgmt For For 1.3 Elect Director Peter G. Dorflinger Mgmt For For 1.4 Elect Director Douglas G. Duncan Mgmt For For 1.5 Elect Director Laura W. Lang Mgmt For For 1.6 Elect Director Bernee D.L. Strom Mgmt For For 1.7 Elect Director Clay C. Williams Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Amend Shareholder Rights Plan (Poison Pill) Mgmt For For 4 Ratify Auditors Mgmt For For Emergency Medical Services Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 29100P102 Annual 01-Apr-10 Ticker: EMS CUSIP: 29100P102 ISIN: US29100P1021 SEDOL: B0V02G8 Vote Proponent Mgmt Rec Instruction Page 128 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Steven B. Epstein Mgmt For For 1.2 Elect Director Paul B. Iannini Mgmt For For 1.3 Elect Director James T. Kelly Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For JPMorgan Chase & Co. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 46625h100 Annual 19-Mar-10 Ticker: JPM CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Crandall C. Bowles Mgmt For For 1.2 Elect Director Stephen B. Burke Mgmt For For 1.3 Elect Director David M. Cote Mgmt For For 1.4 Elect Director James S. Crown Mgmt For For 1.5 Elect Director James Dimon Mgmt For For 1.6 Elect Director Ellen V. Futter Mgmt For For 1.7 Elect Director William H. Gray, III Mgmt For For 1.8 Elect Director Laban P. Jackson, Jr. Mgmt For For 1.9 Elect Director David C. Novak Mgmt For For 1.10 Elect Director Lee R. Raymond Mgmt For For 1.11 Elect Director William C. Weldon Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 4 Affirm Political Non-Partisanship SH Against Against 5 Amend Bylaws-- Call Special Meetings SH Against For 6 Report on Collateral in Derivatives Trading SH Against Against 7 Provide Right to Act by Written Consent SH Against For 8 Require Independent Board Chairman SH Against Against 9 Report on Pay Disparity SH Against Against 10 Stock Retention/Holding Period SH Against Against Kraft Foods Inc Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 50075N104 Annual 11-Mar-10 Ticker: KFT CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296 Vote Proponent Mgmt Rec Instruction 1 Elect Director Ajaypal S. Banga Mgmt For For Page 129 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director Myra M. Hart Mgmt For For 3 Elect Director Lois D. Juliber Mgmt For For 4 Elect Director Mark D. Ketchum Mgmt For For 5 Elect Director Richard A. Lerner Mgmt For For 6 Elect Director Mackey J. McDonald Mgmt For For 7 Elect Director John C. Pope Mgmt For For 8 Elect Director Fredric G. Reynolds Mgmt For For 9 Elect Director Irene B. Rosenfeld Mgmt For For 10 Elect Director J.F. Van Boxmeer Mgmt For For 11 Elect Director Deborah C. Wright Mgmt For For 12 Elect Director Frank G. Zarb Mgmt For For 13 Ratify Auditors Mgmt For For 14 Provide Right to Act by Written Consent SH Against For Medicis Pharmaceutical Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 584690309 Annual 19-Mar-10 Ticker: MRX CUSIP: 584690309 ISIN: US5846903095 SEDOL: 2576510 Vote Proponent Mgmt Rec Instruction 1 Elect Director Michael A. Pietrangelo Mgmt For For 2 Elect Director Lottie H. Shackelford Mgmt For For 3 Elect Director Jonah Shacknai Mgmt For For 4 Ratify Auditors Mgmt For For Morgan Stanley Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 617446448 Annual 22-Mar-10 Ticker: MS CUSIP: 617446448 ISIN: US6174464486 SEDOL: 2262314 Vote Proponent Mgmt Rec Instruction 1 Elect Director Roy J. Bostock Mgmt For For 2 Elect Director Erskine B. Bowles Mgmt For For 3 Elect Director Howard J. Davies Mgmt For For 4 Elect Director James P. Gorman Mgmt For For 5 Elect Director James H. Hance, Jr. Mgmt For For 6 Elect Director Nobuyuki Hirano Mgmt For For 7 Elect Director C. Robert Kidder Mgmt For For 8 Elect Director John J. Mack Mgmt For For 9 Elect Director Donald T. Nicolaisen Mgmt For For Page 130 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Elect Director Charles H. Noski Mgmt For For 11 Elect Director Hutham S. Olayan Mgmt For For 12 Elect Director O. Griffith Sexton Mgmt For For 13 Elect Director Laura D. Tyson Mgmt For For 14 Ratify Auditors Mgmt For For 15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 16 Amend Omnibus Stock Plan Mgmt For Against 17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 18 Stock Retention/Holding Period SH Against Against 19 Require Independent Board Chairman SH Against Against 20 Report on Pay Disparity SH Against Against 21 Claw-back of Payments under Restatements SH Against Against Psychiatric Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 74439H108 Annual 01-Apr-10 Ticker: PSYS CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mark P. Clein Mgmt For For 1.2 Elect Director Richard D. Gore Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Royal Dutch Shell plc Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 United Kingdom G7690A118 Annual 16-May-10 Ticker: N/A CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Elect Charles Holliday as Director Mgmt For For 4 Re-elect Josef Ackermann as Director Mgmt For For 5 Re-elect Malcolm Brinded as Director Mgmt For For 6 Re-elect Simon Henry as Director Mgmt For For 7 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For 8 Re-elect Wim Kok as Director Mgmt For For 9 Re-elect Nick Land as Director Mgmt For For 10 Re-elect Christine Morin-Postel as Director Mgmt For For Page 131 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11 Re-elect Jorma Ollila as Director Mgmt For For 12 Re-elect Jeroen van der Veer as Director Mgmt For For 13 Re-elect Peter Voser as Director Mgmt For For 14 Re-elect Hans Wijers as Director Mgmt For For 15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Approve Scrip Dividend Scheme Mgmt For For 21 Authorise EU Political Donations and Expenditure Mgmt For For 22 Adopt New Articles of Association Mgmt For For Shareholder Resolution Mgmt 23 Direct the Audit Committee or a Risk Committee of the Board to SH Against Against Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects Southwestern Energy Company Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 845467109 Annual 31-Mar-10 Ticker: SWN CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For 1.2 Elect Director Robert L. Howard Mgmt For For 1.3 Elect Director Harold M. Korell Mgmt For For 1.4 Elect Director Vello A. Kuuskraa Mgmt For For 1.5 Elect Director Kenneth R. Mourton Mgmt For For 1.6 Elect Director Steven L. Mueller Mgmt For For 1.7 Elect Director Charles E. Scharlau Mgmt For For 2 Ratify Auditors Mgmt For For 3 Increase Authorized Common Stock Mgmt For For 4 Require a Majority Vote for the Election of Directors SH Against For 5 Report on Political Contributions SH Against Against Washington Real Estate Investment Trust Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 939653101 Annual 15-Mar-10 Ticker: WRE CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304 Vote Proponent Mgmt Rec Instruction Page 132 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director William G. Byrnes Mgmt For For 1.2 Elect Director John P. McDaniel Mgmt For For 1.3 Elect Director George F. McKenzie Mgmt For For 2 Ratify Auditors Mgmt For For ARRIS Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 04269Q100 Annual 24-Mar-10 Ticker: ARRS CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alex B. Best Mgmt For For 1.2 Elect Director Harry L. Bosco Mgmt For For 1.3 Elect Director James A. Chiddix Mgmt For For 1.4 Elect Director John Anderson Craig Mgmt For For 1.5 Elect Director Matthew B. Kearney Mgmt For For 1.6 Elect Director William H. Lambert Mgmt For For 1.7 Elect Director John R. Petty Mgmt For For 1.8 Elect Director Robert J. Stanzione Mgmt For For 1.9 Elect Director David A. Woodle Mgmt For For 2 Ratify Auditors Mgmt For For Fossil, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 349882100 Annual 31-Mar-10 Ticker: FOSL CUSIP: 349882100 ISIN: US3498821004 SEDOL: 2346627 Vote Proponent Mgmt Rec Instruction 1 Declassify the Board of Directors Mgmt For For 2.1 Elect Director Elaine Agather Mgmt For For 2.2 Elect Director Michael W. Barnes Mgmt For For 2.3 Elect Director Jeffrey N. Boyer Mgmt For For 2.4 Elect Director Kosta N. Kartsotis Mgmt For For 2.5 Elect Director Elysia Holt Ragusa Mgmt For For 2.6 Elect Director Jal S. Shroff Mgmt For For 2.7 Elect Director James E. Skinner Mgmt For For 2.8 Elect Director Michael Steinberg Mgmt For For 2.9 Elect Director Donald J. Stone Mgmt For For 2.10 Elect Director James M. Zimmerman Mgmt For For 2.11 Elect Director Elaine Agather Mgmt For For Page 133 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.12 Elect Director Jal S. Shroff Mgmt For For 2.13 Elect Director Donald J. Stone Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Ratify Auditors Montpelier Re Holdings Ltd. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: MRH 19-May-10 Bermuda G62185106 Annual 31-Mar-10 CUSIP: G62185106 ISIN: BMG621851069 SEDOL: 2956888 Proponent Mgmt Rec Vote Instruction 1.1 Elect John G. Bruton as Director Mgmt For For 1.2 Elect John F. Shettle as Director Mgmt For For 1.3 Elect Morgan W. Davis as Director Mgmt For For 1.4 Elect Thomas G. S. Busher as Director Mgmt For For 1.5 Elect Heinrich Burgi as Director Mgmt For For 2.1 Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd Mgmt For For 2.2 2.3 2.4 Elect Thomas G. S. Busher as Director of Montpelier Reinsurance Ltd Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd Mgmt Mgmt Mgmt For For For For For For 3A Approve Amendments on Advance Notice Provisions Mgmt For For 3B Approve Amendments on Limits on Board Size Mgmt For For 3C Approve Amendments on Reductions in Subsidiary Board Elections Mgmt For For 4 Approve PricewaterhouseCoopers as Auditors and Authorize Mgmt For For Board to Fix Their Remuneration 5 Transact Other Business (Non-Voting) Mgmt ProAssurance Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 74267C106 Annual 26-Mar-10 Ticker: PRA CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Victor T. Adamo Mgmt For Withhold 1.2 Elect Director William J. Listwan Mgmt For Withhold 1.3 Elect Director W. Stancil Starnes Mgmt For Withhold 2 Ratify Auditors Mgmt For For Page 134 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Safeway Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 786514208 Annual 22-Mar-10 Ticker: SWY CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165 Vote Proponent Mgmt Rec Instruction 1 Elect Director Steven A. Burd Mgmt For For 2 Elect Director Janet E. Grove Mgmt For Against 3 Elect Director Mohan Gyani Mgmt For For 4 Elect Director Paul Hazen Mgmt For Against 5 Elect Director Frank C. Herringer Mgmt For Against 6 Elect Director Kenneth W. Oder Mgmt For Against 7 Elect Director Arun Sarin Mgmt For For 8 Elect Director Michael S. Shannon Mgmt For For 9 Elect Director William Y. Tauscher Mgmt For For 10 Provide Right to Call Special Meeting Mgmt For For 11 Ratify Auditors Mgmt For For 12 Restore or Provide for Cumulative Voting SH Against Against 13 Adopt Global Warming Principles SH Against Against 14 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 15 Purchase Poultry from Suppliers Using CAK SH Against Against Spartan Motors, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 846819100 Annual 22-Mar-10 Ticker: SPAR CUSIP: 846819100 ISIN: US8468191007 SEDOL: 2832535 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Richard F. Dauch Mgmt For For 1.2 Elect Director Ronald E. Harbour Mgmt For For 2 Ratify Auditors Mgmt For For Statoil ASA Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 Norway R4446E112 Annual 03-May-10 Ticker: N/A CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608 Vote Proponent Mgmt Rec Instruction 1 Open Meeting Mgmt 2 Elect Olaug Svarva as Chair of Meeting Mgmt For For Page 135 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Approve Notice of Meeting and Agenda Mgmt For For 4 Registration of Attending Shareholders and Proxies Mgmt 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For 6 Approve Financial Statements and Statutory Reports; Approve Mgmt For For Allocation of Income and Dividends of NOK 6.00 per Share 7 Approve Remuneration Policy And Other Terms of Employment Mgmt For Against For Executive Management 8 Approve Remuneration of Auditors Mgmt For For 9a Reelect Olaug Svarva as Member of Corporate Assembly Mgmt For For 9b Reelect Idar Kreutzer as Member of Corporate Assembly Mgmt For For 9c Reelect Karin Aslaksen as Member of Corporate Assembly Mgmt For For 9d Reelect Greger Mannsverk as Member Corporate Assembly Mgmt For For 9e Relect Steinar Olsen as Member of Corporate Assembly Mgmt For For 9f Reelect Ingvald Strommen as Member of Corporate Assembly Mgmt For For 9g Reelect Rune Bjerke as Member of Corporate Assembly Mgmt For For 9h Relect Tore Ulstein as Member of Corporate Assembly Mgmt For For 9i Elect Live Aker as Member of Corporate Assembly Mgmt For For 9j Elect Siri Kalvig as Member of Corporate Assembly Mgmt For For 9k Elect Thor Bolstad as Member of Corporate Assembly Mgmt For For 9l Elect Barbro Haetta-Jacobsen as Member of Corporate Assembly Mgmt For For 9m Reelect Arthur Sletteberg as Deputy Member of Corporate Mgmt For For Assembly 9n Reelect Anne-Margrethe Firing as Deputy Member of Corporate Mgmt For For Assembly 9o Elect Linda Aase as Deputy Member of Corporate Assembly Mgmt For For 9p Reelect Shahzad Rana as Deputy Member of Corporate Assembly Mgmt For For 10 Approve Remuneration of Members and Deputy Members of Mgmt For For Corporate Assembly in the Amount of NOK 100,000 for Chair, NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and NOK 5,250 for Deputy Members 11a Reelect Olaug Svarva as Chair of Nominating Committee Mgmt For For 11b Reelect Bjorn Haavik as Member of Nominating Committee Mgmt For For 11c Reelect Tom Rathke as Member of Nominating Committee Mgmt For For 11d Elect Live Aker as Member of Nominating Committee Mgmt For For 12 Approve Remuneration of Nominating Committee in the Amount Mgmt For For of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting for Other Members 13 Authorize Repurchase and Reissuance of Shares up to a Nominal Mgmt For Against Value of NOK 20 Million in Connection with Share Saving Scheme for Employees 14 Authorize Repurchase of Shares up to a Nominal Value of NOK Mgmt For For 187.5 Million and Cancellation of Repurchased Shares; Amend Articles Accordingly Page 136 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 15 Amend Articles Re: Specify Share Capital and Number of Shares; Right to Sign for Company; Number of Members of Corporate Assembly; Approve Electronic Distribution of Documents Pertaining to General Meetings; Other Amendments Mgmt For For Shareholder Proposals Mgmt 16 Withdraw Company From Tar Sands Activities in Canada Thoratec Corporation Meeting Date Country SH Primary Security ID Meeting Type Against Record Date Against Ticker: THOR 19-May-10 USA 885175307 Annual 05-Apr-10 CUSIP: 885175307 ISIN: US8851753074 SEDOL: 2889962 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Neil F. Dimick Mgmt For For 1.2 Elect Director Gerhard F. Burbach Mgmt For For 1.3 Elect Director J. Daniel Cole Mgmt For For 1.4 Elect Director Steven H. Collis Mgmt For For 1.5 Elect Director Elisha W. Finney Mgmt For For 1.6 Elect Director D. Keith Grossman Mgmt For For 1.7 Elect Director Paul A. LaViolette Mgmt For For 1.8 Elect Director Daniel M. Mulvena Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors AmSurg Corp. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: AMSG 20-May-10 USA 03232P405 Annual 29-Mar-10 CUSIP: 03232P405 ISIN: US03232P4054 SEDOL: 2781381 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director James A. Deal Mgmt For For 1.2 Elect Director Steven I. Geringer Mgmt For For 1.3 Elect Director Claire M. Gulmi Mgmt For For 1.4 Elect Director John W. Popp, Jr., Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Comcast Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: CMCSA 20-May-10 USA 20030N101 Annual 11-Mar-10 CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545 Proponent Mgmt Rec Vote Instruction Page 137 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director S. Decker Anstrom Mgmt For For 1.2 Elect Director Kenneth J. Bacon Mgmt For For 1.3 Elect Director Sheldon M. Bonovitz Mgmt For For 1.4 Elect Director Edward D. Breen Mgmt For For 1.5 Elect Director Julian A. Brodsky Mgmt For For 1.6 Elect Director Joseph J. Collins Mgmt For For 1.7 Elect Director J. Michael Cook Mgmt For For 1.8 Elect Director Gerald L. Hassell Mgmt For For 1.9 Elect Director Jeffrey A. Honickman Mgmt For For 1.10 Elect Director Brian L. Roberts Mgmt For For 1.11 Elect Director Ralph J. Roberts Mgmt For For 1.12 Elect Director Judith Rodin Mgmt For For 1.13 Elect Director Michael I. Sovern Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For 4 Provide for Cumulative Voting SH Against Against 5 Adopt Policy on Succession Planning SH Against Against 6 Require Independent Board Chairman SH Against Against Dime Community Bancshares, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 253922108 Annual 25-Mar-10 Ticker: DCOM CUSIP: 253922108 ISIN: US2539221083 SEDOL: 2034148 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vincent F. Palagiano Mgmt For Withhold 1.2 Elect Director Patrick E. Curtin Mgmt For Withhold 1.3 Elect Director Omer S.J. Williams Mgmt For Withhold 2 Ratify Auditors Mgmt For For Goodrich Petroleum Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 382410405 Annual 08-Apr-10 Ticker: GDP CUSIP: 382410405 ISIN: US3824104059 SEDOL: 2200961 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Walter G. 'Gil' Goodrich Mgmt For For 1.2 Elect Director Robert C. Turnham, Jr. Mgmt For For 1.3 Elect Director Stephen M. Straty Mgmt For For 1.4 Elect Director Arthur A. Seeligson Mgmt For For Page 138 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For GrafTech International Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 384313102 Annual 25-Mar-10 Ticker: GTI CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Randy W. Carson Mgmt For For 1.2 Elect Director Mary B. Cranston Mgmt For For 1.3 Elect Director Harold E. Layman Mgmt For For 1.4 Elect Director Ferrell P. McClean Mgmt For For 1.5 Elect Director Michael C. Nahl Mgmt For For 1.6 Elect Director Steven R. Shawley Mgmt For For 1.7 Elect Director Craig S. Shular Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For JetBlue Airways Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 477143101 Annual 25-Mar-10 Ticker: JBLU CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David Barger Mgmt For For 1.2 Elect Director Peter Boneparth Mgmt For For 1.3 Elect Director David Checketts Mgmt For For 1.4 Elect Director Virginia Gambale Mgmt For For 1.5 Elect Director Stephan Gemkow Mgmt For For 1.6 Director Joel Peterson Mgmt For Withhold 1.7 Elect Director Ann Rhoades Mgmt For For 2 Ratify Auditors Mgmt For For 3 Increase Authorized Common Stock Mgmt For For Knight Transportation, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 499064103 Annual 31-Mar-10 Ticker: KNX CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kevin P. Knight Mgmt For For 1.2 Elect Director Randy Knight Mgmt For For Page 139 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Michael Garnreiter Mgmt For For 2 Amend Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For Magellan Health Services, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 559079207 Annual 31-Mar-10 Ticker: MGLN CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael P. Ressner Mgmt For For 1.2 Elect Director Michael S. Diament Mgmt For For 2 Ratify Auditors Mgmt For For McDonald's Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 580135101 Annual 23-Mar-10 Ticker: MCD CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707 Vote Proponent Mgmt Rec Instruction 1 Elect Director Walter E. Massey Mgmt For For 2 Elect Director John W. Rogers, Jr. Mgmt For For 3 Elect Director Roger W. Stone Mgmt For For 4 Elect Director Miles D. White Mgmt For For 5 Ratify Auditors Mgmt For For 6 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 7 Reduce Supermajority Vote Requirement SH Against For 8 Require Suppliers to Adopt CAK SH Against Against 9 Adopt Cage-Free Eggs Purchasing Policy SH Against Against MFA Financial Inc Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 55272X102 Annual 23-Mar-10 Ticker: MFA CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stewart Zimmerman Mgmt For For 1.2 Elect Director James A. Brodsky Mgmt For For 1.3 Elect Director Alan L. Gosule Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Page 140 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 National Retail Properties, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 637417106 Annual 22-Mar-10 Ticker: NNN CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Don DeFosset Mgmt For For 1.2 Elect Director Dennis E. Gershenson Mgmt For For 1.3 Elect Director Kevin B. Habicht Mgmt For For 1.4 Elect Director Richard B. Jennings Mgmt For For 1.5 Elect Director Ted B. Lanier Mgmt For For 1.6 Elect Director Robert C. Legler Mgmt For For 1.7 Elect Director Craig Macnab Mgmt For For 1.8 Elect Director Robert Martinez Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain The Home Depot, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 437076102 Annual 22-Mar-10 Ticker: HD CUSIP: 437076102 ISIN: US4370761029 SEDOL: 2434209 Vote Proponent Mgmt Rec Instruction 1 Elect Director F. Duane Ackerman Mgmt For For 2 Elect Director David H. Batchelder Mgmt For For 3 Elect Director Francis S. Blake Mgmt For For 4 Elect Director Ari Bousbib Mgmt For For 5 Elect Director Gregory D. Brenneman Mgmt For For 6 Elect Director Albert P. Carey Mgmt For For 7 Elect Director Armando Codina Mgmt For For 8 Elect Director Bonnie G. Hill Mgmt For For 9 Elect Director Karen L. Katen Mgmt For For 10 Ratify Auditors Mgmt For For 11 Amend Omnibus Stock Plan Mgmt For For 12 Provide for Cumulative Voting SH Against Against 13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 14 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 15 Provide Right to Act by Written Consent SH Against For 16 Require Independent Board Chairman SH Against Against Page 141 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 17 Prepare Employment Diversity Report SH Against For 18 Reincorporate in Another State [from Delaware to North Dakota] SH Against Against The Talbots, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 874161102 Annual 21-Apr-10 Ticker: TLB CUSIP: 874161102 ISIN: US8741611029 SEDOL: 2871806 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Marjorie L. Bowen Mgmt For For 1.2 Elect Director John W. Gleeson Mgmt For For 1.3 Elect Director Andrew H. Madsen Mgmt For For 1.4 Elect Director Gary M. Pfeiffer Mgmt For For 1.5 Elect Director Trudy F. Sullivan Mgmt For For 1.6 Elect Director Susan M. Swain Mgmt For For 2 Ratify Auditors Mgmt For For Westlake Chemical Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 960413102 Annual 01-Apr-10 Ticker: WLK CUSIP: 960413102 ISIN: US9604131022 SEDOL: B01ZP20 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director E. William Barnett Mgmt For For 1.2 Elect Director Robert T. Blakely Mgmt For For 1.3 Elect Director Albert Chao Mgmt For For 2 Ratify Auditors Mgmt For For FPL Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 302571104 Annual 22-Mar-10 Ticker: FPL CUSIP: 302571104 ISIN: US3025711041 SEDOL: 2328915 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Sherry S. Barrat Mgmt For For 1.2 Elect Director Robert M. Beall, II Mgmt For For 1.3 Elect Director J. Hyatt Brown Mgmt For For 1.4 Elect Director James L. Camaren Mgmt For For 1.5 Elect Director J. Brian Ferguson Mgmt For For 1.6 Elect Director Lewis Hay, III Mgmt For For 1.7 Elect Director Toni Jennings Mgmt For For Page 142 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.8 Elect Director Oliver D. Kingsley, Jr. Mgmt For For 1.9 Elect Director Rudy E. Schupp Mgmt For For 1.10 Elect Director William H. Swanson Mgmt For For 1.11 Elect Director Michael H. Thaman Mgmt For For 1.12 Elect Director Hansel E. Tookes, II Mgmt For For 2 Ratify Auditors Mgmt For For 3 Change Company Name Mgmt For For L.B. Foster Company Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 350060109 Annual 19-Mar-10 Ticker: FSTR CUSIP: 350060109 ISIN: US3500601097 SEDOL: 2348225 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lee B. Foster II Mgmt For For 1.2 Elect Director Stan L. Hasselbusch Mgmt For For 1.3 Elect Director Peter McIlroy II Mgmt For For 1.4 Elect Director G. Thomas McKane Mgmt For For 1.5 Elect Director Diane B. Owen Mgmt For For 1.6 Elect Director William H. Rackoff Mgmt For For 1.7 Elect Director Suzanne B. Rowland Mgmt For For 2 Ratify Auditors Mgmt For For Time Warner Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 887317303 Annual 26-Mar-10 Ticker: TWX CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2 Vote Proponent Mgmt Rec Instruction 1 Elect Director James L. Barksdale Mgmt For Against 2 Elect Director William P. Barr Mgmt For For 3 Elect Director Jeffrey L. Bewkes Mgmt For For 4 Elect Director Stephen F. Bollenbach Mgmt For For 5 Elect Director Frank J. Caufield Mgmt For Against 6 Elect Director Robert C. Clark Mgmt For Against 7 Elect Director Mathias Dopfner Mgmt For For 8 Elect Director Jessica P. Einhorn Mgmt For Against 9 Elect Director Fred Hassan Mgmt For For 10 Elect Director Michael A. Miles Mgmt For For 11 Elect Director Kenneth J. Novack Mgmt For Against Page 143 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Elect Director Deborah C. Wright Mgmt For For 13 Ratify Auditors Mgmt For For 14 Approve Omnibus Stock Plan Mgmt For Against 15 Provide Right to Call Special Meeting Mgmt For For 16 Reduce Supermajority Vote Requirement SH Against For 17 Stock Retention/Holding Period SH Against Against 18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Total SA Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 France F92124100 Annual/Special 18-May-10 Ticker: N/A CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.28 per Mgmt For For Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Approve Transaction with Christophe de Margerie Re: Severance Mgmt For Against Payment 6 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 7 Reelect Thierry Desmarest as Director Mgmt For For 8 Reelect Thierry de Rudder as Director Mgmt For For 9 Elect Gunnar Brock as Director Mgmt For For 10 Elect Claude Clement as Representative of Employee Mgmt For For Shareholders to the Board 11 Elect Philippe Marchandise as Representative of Employee Mgmt Against Against Shareholders to the Board 12 Elect Mohammed Zaki as Representative of Employee Mgmt Against Against Shareholders to the Board 13 Reelect Ernst & Young Audit as Auditor Mgmt For For 14 Reelect KPMG Audit as Auditor Mgmt For For 15 Ratify Auditex as Alternate Auditor Mgmt For For 16 Ratify KPMG Audit I.S. as Alternate Auditor Mgmt For For Special Business Mgmt 17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion Page 144 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million 19 Authorize Capital Increase of up to 10 Percent of Issued Capital Mgmt For For for Future Acquisitions 20 Approve Employee Stock Purchase Plan Mgmt For For 21 Authorize up to 0.1 Percent of Issued Capital for Use in Stock Mgmt For For Option Plan Employee Shareholder Proposals Mgmt A Amend Article 9 of Bylaws Re: Mutual Fund SH Against Against UnitedHealth Group Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 24-May-10 USA 91324P102 Annual 26-Mar-10 Ticker: UNH CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766 Vote Proponent Mgmt Rec Instruction 1 Elect Director William C. Ballard, Jr. Mgmt For For 2 Elect Director Richard T. Burke Mgmt For For 3 Elect Director Robert J. Darretta Mgmt For For 4 Elect Director Stephen J. Hemsley Mgmt For For 5 Elect Director Michele J. Hooper Mgmt For For 6 Elect Director Douglas W. Leatherdale Mgmt For For 7 Elect Director Glenn M. Renwick Mgmt For For 8 Elect Director Kenneth I. Shine Mgmt For For 9 Elect Director Gail R. Wilensky Mgmt For For 10 Ratify Auditors Mgmt For For 11 Report on Lobbying Expenses SH Against Against 12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Amazon.com, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 023135106 Annual 29-Mar-10 Ticker: AMZN CUSIP: 023135106 ISIN: US0231351067 SEDOL: 2000019 Vote Proponent Mgmt Rec Instruction 1 Elect Director Jeffrey P. Bezos Mgmt For For 2 Elect Director Tom A. Alberg Mgmt For For 3 Elect Director John Seely Brown Mgmt For For 4 Elect Director William B. Gordon Mgmt For For 5 Elect Director Alain Monie Mgmt For For 6 Elect Director Thomas O. Ryder Mgmt For For Page 145 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Elect Director Patricia Q. Stonesifer Mgmt For For 8 Ratify Auditors Mgmt For For 9 Report on Political Contributions SH Against Against Columbia Sportswear Co. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 198516106 Annual 22-Mar-10 Ticker: COLM CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gertrude Boyle Mgmt For For 1.2 Elect Director Timothy P. Boyle Mgmt For For 1.3 Elect Director Sarah A. Bany Mgmt For For 1.4 Elect Director Murrey R. Albers Mgmt For For 1.5 Elect Director Stephen E. Babson Mgmt For For 1.6 Elect Director Andy D. Bryant Mgmt For For 1.7 Elect Director Edward S. George Mgmt For For 1.8 Elect Director Walter T. Klenz Mgmt For For 1.9 Elect Director John W. Stanton Mgmt For For 2 Ratify Auditors Mgmt For For NuVasive, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 670704105 Annual 29-Mar-10 Ticker: NUVA CUSIP: 670704105 ISIN: US6707041058 SEDOL: B00GJC2 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alexis V. Lukianov Mgmt For For 1.2 Elect Director Jack R. Blair Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain Omnicom Group Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 681919106 Annual 05-Apr-10 Ticker: OMC CUSIP: 681919106 ISIN: US6819191064 SEDOL: 2279303 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John D. Wren Mgmt For For 1.2 Elect Director Bruce Crawford Mgmt For For 1.3 Elect Director Alan R. Batkin Mgmt For For 1.4 Elect Director Robert Charles Clark Mgmt For For Page 146 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.5 Elect Director Leonard S. Coleman, Jr. Mgmt For For 1.6 Elect Director Errol M. Cook Mgmt For For 1.7 Elect Director Susan S. Denison Mgmt For For 1.8 Elect Director Michael A. Henning Mgmt For For 1.9 Elect Director John R. Murphy Mgmt For For 1.10 Elect Director John R. Purcell Mgmt For For 1.11 Elect Director Linda Johnson Rice Mgmt For For 1.12 Elect Director Gary L. Roubos Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For 5 Reimburse Proxy Contest Expenses SH Against Against 6 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 7 Reduce Supermajority Vote Requirement SH Against For Riverbed Technology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 768573107 Annual 15-Apr-10 Ticker: RVBD CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mark A. Floyd Mgmt For Withhold 1.2 Elect Director Christopher J. Schaepe Mgmt For Withhold 1.3 Elect Director James R. Swartz Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For Societe generale Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 France F43638141 Annual/Special 20-May-10 Ticker: N/A CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income and Dividends of EUR 0.25 per Mgmt For For Share 3 Approve Stock Dividend Program Mgmt For For 4 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For Page 147 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Approve Auditors' Special Report Regarding Ongoing Related-Party Transactions Mgmt For For 6 Approve Ongoing Additional Pension Scheme Agreements for Daniel Bouton, Philippe Citerne, Didier Alix, and Severin Cabannes Mgmt For Against 7 Approve Additional Pension Scheme Agreement for Jean-Francois Sammarcelli Mgmt For For 8 Approve Additional Pension Scheme Agreement for Bernardo Sanchez Mgmt For For 9 Approve Non-Compete Agreement for Philippe Citerne Mgmt For Against 10 Renew Severance Payment Agreement for Frederic Oudea Mgmt For Against 11 Approve Ongoing Non-Compete Agreement for Frederic Oudea Mgmt For Against 12 Reelect Robert Castaigne as Director Mgmt For For 13 Reelect Gianemilio Osculati as Director Mgmt For For 14 Elect one Director Mgmt 15 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For Special Business Mgmt 16 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 460 Million; and/or Capitalization of Reserves of up to EUR 550 Million Mgmt For For 17 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 138 Million Mgmt For For 18 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16 and 17 Mgmt For For 19 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 20 Approve Employee Stock Purchase Plan Mgmt For Against 21 Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For 22 Authorize up to 4 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against 23 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 24 Amend Articles 4, 6, 7, 14, 15, 18,19, 20, and 21 of Bylaws to Remove All References to Preferred Stock (Class B) Subscribed by SPPE Mgmt For For 25 Authorize Filing of Required Documents/Other Formalities World Fuel Services Corporation 25-May-10 Meeting Date USA Country Ticker: INT Mgmt 981475106 Primary Security ID Annual Meeting Type For Record Date 01-Apr-10 For CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Paul H. Stebbins Mgmt For For Page 148 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Michael J. Kasbar Mgmt For For 1.3 Elect Director Ken Bakshi Mgmt For For 1.4 Elect Director Joachim Heel Mgmt For For 1.5 Elect Director Richard A. Kassar Mgmt For For 1.6 Elect Director Myles Klein Mgmt For For 1.7 Elect Director J. Thomas Presby Mgmt For For 1.8 Elect Director Stephen K. Roddenberry Mgmt For For 2 Ratify Auditors Mgmt For For Chevron Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 166764100 Annual 01-Apr-10 Ticker: CVX CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555 Vote Proponent Mgmt Rec Instruction 1 Elect Director S.H. Armacost Mgmt For For 2 Elect Director L.F. Deily Mgmt For For 3 Elect Director R.E. Denham Mgmt For For 4 Elect Director R.J. Eaton Mgmt For For 5 Elect Director C. Hagel Mgmt For For 6 Elect Director E. Hernandez Mgmt For For 7 Elect Director F.G. Jenifer Mgmt For For 8 Elect Director G.L. Kirkland Mgmt For For 9 Elect Director S. Nunn Mgmt For For 10 Elect Director D.B. Rice Mgmt For For 11 Elect Director K.W. Sharer Mgmt For For 12 Elect Director C.R. Shoemate Mgmt For For 13 Elect Director J.G. Stumpf Mgmt For For 14 Elect Director R.D. Sugar Mgmt For For 15 Elect Director C. Ware Mgmt For For 16 Elect Director J.S. Watson Mgmt For For 17 Ratify Auditors Mgmt For For 18 Provide Right to Call Special Meeting Mgmt For For 19 Request Director Nominee with Environmental Qualifications SH Against For 20 Stock Retention/Holding Period SH Against Against 21 Disclose Payments To Host Governments SH Against Against 22 Adopt Guidelines for Country Selection SH Against For 23 Report on Financial Risks From Climate Change SH Against Against Page 149 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 SH24 Amend Bylaws to Establish a Board Committee on Human Rights Against Against Exxon Mobil Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 30231G102 Ticker: XOM Annual 06-Apr-10 CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director M.J. Boskin For For Mgmt1.2 Elect Director P. Brabeck-Letmathe For For Mgmt1.3 Elect Director L.R. Faulkner For For Mgmt1.4 Elect Director J.S. Fishman For For Mgmt1.5 Elect Director K.C. Frazier For For Mgmt1.6 Elect Director W.W. George For For Mgmt1.7 Elect Director M.C. Nelson For For Mgmt1.8 Elect Director S.J. Palmisano For For Mgmt1.9 Elect Director S.C. Reinemund For For Mgmt1.10 Elect Director R.W. Tillerson For For Mgmt1.11 Elect Director E.E. Whitacre, Jr. For For Mgmt2 Ratify Auditors For For SH3 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For SH4 Reincorporate in Another State [from New Jersey to North Dakota] Against Against SH5 Advisory Vote to Ratify Named Executive Officers' Compensation Against For SH6 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity Against Against SH7 Adopt Policy on Human Right to Water Against Against SH8 Adopt Policy to Address Coastal Louisiana Environmental Impacts Against Against SH9 Report on Environmental Impact of Oil Sands Operations in Canada Against For SH10 Report on Environmental Impacts of Natural Gas Fracturing Against For SH11 Report on Energy Technologies Development Against Against SH12 Adopt Quantitative GHG Goals from Products and Operations Against For SH13 Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates Hawaiian Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Against Record Date Against 26-May-10 USA 419879101 Ticker: HA Annual 07-Apr-10 CUSIP: 419879101 ISIN: US4198791018 SEDOL: 2408044 Proponent Mgmt Rec Vote Instruction Page 150 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Gregory S. Anderson Mgmt For For 1.2 Elect Director L. Todd Budge Mgmt For For 1.3 Elect Director Donald J. Carty Mgmt For For 1.4 Elect Director Mark B. Dunkerley Mgmt For For 1.5 Elect Director Lawrence S. Hershfield Mgmt For For 1.6 Elect Director Randall L. Jenson Mgmt For For 1.7 Elect Director Bert T. Kobayashi, Jr. Mgmt For For 1.8 Elect Director Crystal K. Rose Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against ION Geophysical Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 462044108 Annual 01-Apr-10 Ticker: IO CUSIP: 462044108 ISIN: US4620441083 SEDOL: 2460293 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Franklin Myers Mgmt For For 1.2 Elect Director Bruce S. Appelbaum Mgmt For For 1.3 Elect Director S. James Nelson, Jr. Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For National Financial Partners Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 63607P208 Annual 30-Mar-10 Ticker: NFP CUSIP: 63607P208 ISIN: US63607P2083 SEDOL: 2772921 Vote Proponent Mgmt Rec Instruction 1 Elect Director Stephanie Abramson Mgmt For For 2 Elect Director Arthur Ainsberg Mgmt For For 3 Elect Director Jessica Bibliowicz Mgmt For For 4 Elect Director R. Bruce Callahan Mgmt For For 5 Elect Director John Elliott Mgmt For For 6 Elect Director J. Barry Griswell Mgmt For For 7 Elect Director Shari Loessberg Mgmt For For 8 Elect Director Kenneth Mlekush Mgmt For For 9 Ratify Auditors Mgmt For For Page 151 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Onyx Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 683399109 Annual 29-Mar-10 Ticker: ONXX CUSIP: 683399109 ISIN: US6833991093 SEDOL: 2656069 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Corinne H. Nevinny Mgmt For For 1.2 Elect Director Thomas G. Wiggans Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For The Boston Beer Company, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 100557107 Annual 29-Mar-10 Ticker: SAM CUSIP: 100557107 ISIN: US1005571070 SEDOL: 2113393 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David A. Burwick Mgmt For For 1.2 Elect Director Pearson C. Cummin, III Mgmt For For 1.3 Elect Director Jean-Michel Valette Mgmt For For The Southern Company Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 842587107 Annual 30-Mar-10 Ticker: SO CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director J. P. Baranco Mgmt For For 1.2 Elect Director J. A. Boscia Mgmt For For 1.3 Elect Director H. A. Clark III Mgmt For For 1.4 Elect Director H. W. Habermeyer, Jr. Mgmt For For 1.5 Elect Director V. M. Hagen Mgmt For For 1.6 Elect Director W. A. Hood, Jr. Mgmt For For 1.7 Elect Director D. M. James Mgmt For For 1.8 Elect Director J. N. Purcell Mgmt For For 1.9 Elect Director D. M. Ratcliffe Mgmt For For 1.10 Elect Director W. G. Smith, Jr. Mgmt For For 1.11 Elect Director L. D. Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For 4 Eliminate Cumulative Voting Mgmt For For Page 152 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Increase Authorized Common Stock Mgmt For For 6 Adopt Quantitative GHG Goals for Products and Operations SH Against Against SH7 Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts Annaly Capital Management Inc. 27-May-10 Meeting Date USA Country 035710409 Primary Security ID Ticker: NLY Annual Meeting Type Against Record Date 29-Mar-10 For CUSIP: 035710409 ISIN: US0357104092 SEDOL: 2113456 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Kevin P. Brady Mgmt For For 1.2 Elect Director E. Wayne Nordberg Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Brown Shoe Company, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: BWS 27-May-10 USA 115736100 Annual 31-Mar-10 CUSIP: 115736100 ISIN: US1157361007 SEDOL: 2146924 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Carla Hendra Mgmt For For 1.2 Elect Director Ward M. Klein Mgmt For For 1.3 Elect Director W. Patrick McGinnis Mgmt For For 1.4 Elect Director Diane M. Sullivan Mgmt For For 1.5 Elect Director Hal J. Upbin Mgmt For For 2 Ratify Auditors Collective Brands Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: PSS 27-May-10 USA 19421W100 Annual 01-Apr-10 CUSIP: 19421W100 ISIN: US19421W1009 SEDOL: 2685966 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Daniel Boggan Jr. Mgmt For For 1.2 Elect Director Michael A. Weiss Mgmt For For 1.3 Elect Director Robert C. Wheeler Mgmt For For 2 Ratify Auditors Deutsche Bank AG Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 27-May-10 Germany D18190898 Annual 11-May-10 Page 153 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: D18190898 ISIN: DE0005140008 SEDOL: 5750355 Proponent Mgmt Rec Vote Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 0.75 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 6 Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes Mgmt For For 7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 9 Approve Remuneration System for Management Board Members Mgmt For Against 10 Amend Articles Re: Participation in, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 12 Amend Affiliation Agreements with Subsidiaries Mgmt For For 13 Approve Affiliation Agreements with Subsidiaries DB Beteiligungs-Holding GmbH and DB Finanz-Holding GmbH Digital River, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: DRIV 27-May-10 USA 25388B104 Annual 31-Mar-10 CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Joel A. Ronning Mgmt For For 1.2 Elect Director Perry W. Steiner Mgmt For For 1.3 Elect Director Cheryl F. Rosner Mgmt For For 2 Ratify Auditors Heidrick & Struggles International, Inc. Ticker: HSII 27-May-10 Meeting Date USA Country Mgmt 422819102 Primary Security ID Annual Meeting Type For Record Date 16-Apr-10 For CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071 Proponent Mgmt Rec Vote Instruction Page 154 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Elect Director Richard I. Beattie Mgmt For For 2 Elect Director Antonio Borges Mgmt For For 3 Elect Director John A. Fazio Mgmt For For 4 Ratify Auditors Mgmt For For Hutchison Whampoa Limited Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 Hong Kong Y38024108 Annual 19-May-10 Ticker: N/A CUSIP: Y38024108 ISIN: HK0013000119 SEDOL: 6448068 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Final Dividend Mgmt For For 3a Reelect Li Tzar Kuoi, Victor as Director Mgmt For Against 3b Reelect Frank John Sixt as Director Mgmt For Against 3c Reelect Michael David Kadoorie as Director Mgmt For For 3d Reelect George Colin Magnus as Director Mgmt For Against 3e Reelect Margaret Leung Ko May Yee as Director Mgmt For Against 4 Appoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For 5a Approve Issuance of Equity or Equity-Linked Securities without Mgmt For Against Preemptive Rights 5b Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 5c Authorize Reissuance of Repurchased Shares Mgmt For Against 6 Approve CKH Master Agreement and Acquisition of CKH Mgmt For For Connected Debt Securities 7 Approve HSE Master Agreement and Acquisition of HSE Mgmt For For Connected Debt Securities Mid-America Apartment Communities, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 59522J103 Annual 19-Mar-10 Ticker: MAA CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For 1.2 Elect Director Alan B. Graf, Jr. Mgmt For For 1.3 Elect Director John S. Grinalds Mgmt For For 1.4 Elect Director Ralph Horn Mgmt For For 1.5 Elect Director W. Reid Sanders Mgmt For For 1.6 Elect Director William B. Sansom Mgmt For For 1.7 Elect Director Philip W. Norwood Mgmt For For Page 155 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt1.8 Elect Director Simon R.C. Wadsworth For For Mgmt2 Ratify Auditors optionsXpress Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 27-May-10 USA 684010101 Ticker: OXPS Annual 29-Mar-10 CUSIP: 684010101 ISIN: US6840101017 SEDOL: B05QFX0 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director David A. Fisher For For Mgmt1.2 Elect Director Michael J. Soenen For For Mgmt1.3 Elect Director S. Scott Wald For For Mgmt2 Ratify Auditors Polycom, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 27-May-10 USA 73172K104 Ticker: PLCM Annual 01-Apr-10 CUSIP: 73172K104 ISIN: US73172K1043 SEDOL: 2693420 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Robert C. Hagerty For For Mgmt1.2 Elect Director Michael R. Kourey For For Mgmt1.3 Elect Director Betsy S. Atkins For For Mgmt1.4 Elect Director David G. DeWalt For For Mgmt1.5 Elect Director John A. Kelley, Jr. For For Mgmt1.6 Elect Director D. Scott Mercer For For Mgmt1.7 Elect Director William A. Owens For For Mgmt1.8 Elect Director Kevin T. Parker For For Mgmt2 Amend Omnibus Stock Plan For Against Mgmt3 Ratify Auditors RiskMetrics Group, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 27-May-10 USA 767735103 Ticker: RISK Special 26-Apr-10 CUSIP: 767735103 ISIN: US7677351030 SEDOL: B2NXYQ3 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Merger Agreement For Abstain Mgmt2 Adjourn Meeting HSBC Holdings plc Meeting Date Country Primary Security ID Meeting Type For Record Date Abstain 28-May-10 United Kingdom G4634U169 Ticker: N/A Annual 27-May-10 Page 156 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3a Re-elect Rona Fairhead as Director Mgmt For For 3b Re-elect Michael Geoghegan as Director Mgmt For For 3c Re-elect Stephen Green as Director Mgmt For For 3d Re-elect Gwyn Morgan as Director Mgmt For For 3e Re-elect Nagavara Murthy as Director Mgmt For For 3f Re-elect Simon Robertson as Director Mgmt For For 3g Re-elect John Thornton as Director Mgmt For For 3h Re-elect Sir Brian Williamson as Director Mgmt For For 4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For Remuneration 5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 7 Amend Articles of Association Mgmt For For 8 Approve UK Share Incentive Plan Mgmt For For 9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For Catalyst Health Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 01-Jun-10 USA 14888B103 Annual 05-Apr-10 Ticker: CHSI CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William E. Brock Mgmt For Withhold 1.2 Elect Director Edward S. Civera Mgmt For Withhold 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For First Solar, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 01-Jun-10 USA 336433107 Annual 15-Apr-10 Ticker: FSLR CUSIP: 336433107 ISIN: US3364331070 SEDOL: B1HMF22 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael J. Ahearn Mgmt For For 1.2 Elect Director Robert J. Gillette Mgmt For For 1.3 Elect Director Craig Kennedy Mgmt For For Page 157 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.4 Elect Director James F. Nolan Mgmt For For 1.5 Elect Director William J. Post Mgmt For For 1.6 Elect Director J. Thomas Presby Mgmt For For 1.7 Elect Director Paul H. Stebbins Mgmt For Withhold 1.8 Elect Director Michael Sweeney Mgmt For Withhold 1.9 Elect Director Jose H. Villarreal Mgmt For Withhold 2 Approve Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Isis Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Jun-10 USA 464330109 Annual 06-Apr-10 Ticker: ISIS CUSIP: 464330109 ISIN: US4643301090 SEDOL: 2459785 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stanley T. Crooke Mgmt For For 1.2 Elect Director Joseph Klein, III Mgmt For For 1.3 Elect Director John C. Reed Mgmt For For 2 Amend Non-Employee Director Stock Option Plan Mgmt For For 3 Amend Stock Option Plan Mgmt For Against 4 Ratify Auditors Mgmt For For Molson Coors Brewing Company Meeting Date Country Primary Security ID Meeting Type Record Date 02-Jun-10 USA 60871R209 Annual 05-Apr-10 Ticker: TAP CUSIP: 60871R209 ISIN: US60871R2094 SEDOL: B067BM3 Vote Proponent Mgmt Rec Instruction 1.1 Elect Directors John E. Cleghorn Mgmt For For 1.2 Elect Directors Charles M. Herington Mgmt For For 1.3 Elect Directors David P. O'Brien Mgmt For For Telefonica S.A. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Jun-10 Spain 879382109 Annual 18-May-10 Ticker: N/A CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524 Vote Proponent Mgmt Rec Instruction 1 Approve Individual and Consolidated Financial Statements, Mgmt For For Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 Page 158 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Approve Distribution of Dividend Charged to Unrestricted Mgmt For For Reserves 3 Authorize Repurchase of Shares Mgmt For For 4 Authorize Issuance of Convertible Bonds and Other Debt Mgmt For For Securities Without Preemptive Rights 5 Reelect Auditors for Fiscal Year 2010 Mgmt For For 6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 25490A101 Annual 05-Apr-10 Ticker: DTV CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Neil R. Austrian Mgmt For For 1.2 Elect Director Ralph F. Boyd, Jr. Mgmt For For 1.3 Elect Director Paul A. Gould Mgmt For For 1.4 Elect Director Charles R. Lee Mgmt For For 1.5 Elect Director Peter A. Lund Mgmt For For 1.6 Elect Director Gregory B. Maffei Mgmt For For 1.7 Elect Director John C. Malone Mgmt For For 1.8 Elect Director Nancy S. Newcomb Mgmt For For 1.9 Elect Director Haim Saban Mgmt For For 1.10 Elect Director Michael D. White Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve Executive Incentive Bonus Plan Mgmt For For 5 Stock Retention/Holding Period SH Against Against Gartner, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 366651107 Annual 08-Apr-10 Ticker: IT CUSIP: 366651107 ISIN: US3666511072 SEDOL: 2372763 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael J. Bingle Mgmt For For 1.2 Elect Director Richard J. Bressler Mgmt For For 1.3 Elect Director Karen E. Dykstra Mgmt For For 1.4 Elect Director Russell P. Fradin Mgmt For Withhold 1.5 Elect Director Anne Sutherland Fuchs Mgmt For Withhold 1.6 Elect Director William O. Grabe Mgmt For For Page 159 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.7 Elect Director Eugene A. Hall Mgmt For For 1.8 Elect Director Stephen G. Pagliuca Mgmt For For 1.9 Elect Director James C. Smith Mgmt For For 1.10 Elect Director Jeffrey W. Ubben Mgmt For Withhold 2 Ratify Auditors Mgmt For For Inspire Pharmaceuticals Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 457733103 Annual 06-Apr-10 Ticker: ISPH CUSIP: 457733103 ISIN: US4577331030 SEDOL: 2615695 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director George B. Abercrombie Mgmt For For 1.2 Elect Director Adrian Adams Mgmt For For 1.3 Elect Director Richard S. Kent Mgmt For For 2 Ratify Auditors Mgmt For For 3 Increase Authorized Common Stock Mgmt For For 4 Amend Omnibus Stock Plan Mgmt For Against Las Vegas Sands Corp Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 517834107 Annual 12-Apr-10 Ticker: LVS CUSIP: 517834107 ISIN: US5178341070 SEDOL: B02T2J7 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Sheldon G. Adelson Mgmt For Withhold 1.2 Elect Director Irwin Chafetz Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Prepare Sustainability Report SH Against For 4 Other Business Mgmt For Abstain MarketAxess Holdings Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 57060D108 Annual 06-Apr-10 Ticker: MKTX CUSIP: 57060D108 ISIN: US57060D1081 SEDOL: B03Q9D0 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Richard M. McVey Mgmt For For 1.2 Elect Director Sharon Brown-Hruska Mgmt For For 1.3 Elect Director Roger Burkhardt Mgmt For For 1.4 Elect Director Stephen P. Casper Mgmt For For 1.5 Elect Director David G. Gomach Mgmt For For Page 160 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.6 Elect Director Carlos M. Hernandez Mgmt For For 1.7 Elect Director Ronald M. Hersch Mgmt For For 1.8 Elect Director Jerome S. Markowitz Mgmt For For 1.9 Elect Director T. Kelley Millet Mgmt For For 1.10 Elect Director Nicolas S. Rohatyn Mgmt For For 1.11 Elect Director John Steinhardt Mgmt For For 2 Ratify Auditors Mgmt For For Quest Software, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 74834T103 Annual 19-Apr-10 Ticker: QSFT CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vincent C. Smith Mgmt For For 1.2 Elect Director Raymond J. Lane Mgmt For For 1.3 Elect Director Douglas F. Garn Mgmt For For 1.4 Elect Director Augustine L. Nieto II Mgmt For For 1.5 Elect Director Kevin M. Klausmeyer Mgmt For For 1.6 Elect Director Paul A. Sallaberry Mgmt For For 1.7 Elect Director H. John Dirks Mgmt For For 2 Ratify Auditors Mgmt For For Vanda Pharmaceuticals Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 921659108 Annual 16-Apr-10 Ticker: VNDA CUSIP: 921659108 ISIN: US9216591084 SEDOL: B12W3P6 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Howard H. Pien Mgmt For For 1.2 Elect Director H. Thomas Watkins Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For For 3 Ratify Auditors Mgmt For For ATP Oil & Gas Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 00208J108 Annual 09-Apr-10 Ticker: ATPG CUSIP: 00208J108 ISIN: US00208J1088 SEDOL: 2721581 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director T. Paul Bulmahn Mgmt For Withhold 1.2 Elect Director Robert J. Karow Mgmt For For Page 161 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Gerard J. Swonke Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve Amendments to ATP's Restated Articles of Incorporation Mgmt For For to the Texas Business Organizations Code The Buckle, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 118440106 Annual 26-Mar-10 Ticker: BKE CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Daniel J. Hirschfeld Mgmt For For 1.2 Elect Director Dennis H. Nelson Mgmt For For 1.3 Elect Director Karen B. Rhoads Mgmt For For 1.4 Elect Director James E. Shada Mgmt For For 1.5 Elect Director Robert E. Campbell Mgmt For For 1.6 Elect Director Bill L. Fairfield Mgmt For For 1.7 Elect Director Bruce L. Hoberman Mgmt For For 1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For 1.9 Elect Director Michael E. Huss Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Amend Restricted Stock Plan Mgmt For Against 5 Amend Restricted Stock Plan Mgmt For For Wal-Mart Stores, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 931142103 Annual 08-Apr-10 Ticker: WMT CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921 Vote Proponent Mgmt Rec Instruction 1 Elect Director Aida M. Alvarez Mgmt For For 2 Elect Director James W. Breyer Mgmt For For 3 Elect Director M. Michele Burns Mgmt For For 4 Elect Director James I. Cash, Jr. Mgmt For For 5 Elect Director Roger C. Corbett Mgmt For For 6 Elect Director Douglas N. Daft Mgmt For Against 7 Elect Director Michael T. Duke Mgmt For For 8 Elect Director Gregory B. Penner Mgmt For For 9 Elect Director Steven S. Reinemund Mgmt For For Page 162 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt10 Elect Director H. Lee Scott, Jr. For For Mgmt11 Elect Director Arne M. Sorenson For For Mgmt12 Elect Director Jim C. Walton For For Mgmt13 Elect Director S. Robson Walton For For Mgmt14 Elect Director Christopher J. Williams For For Mgmt15 Elect Director Linda S. Wolf For Against Mgmt16 Ratify Auditors For For Mgmt17 Approve Omnibus Stock Plan For Against Mgmt18 Amend Sharesave Plan For For SH19 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity Against For SH20 Advisory Vote to Ratify Named Executive Officers' Compensation Against For SH21 Report on Political Contributions Against Against SH22 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For SH23 Require Suppliers to Adopt CAK Against Against SH24 Report on Process for Identifying and Prioritizing Public Policy Activities Watsco, Inc. Meeting Date Country Primary Security ID Meeting Type Against Record Date Against 04-Jun-10 USA 942622200 Ticker: WSO Annual 09-Apr-10 CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Robert L. Berner, III Silgan Holdings Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 07-Jun-10 USA 827048109 Ticker: SLGN Annual 16-Apr-10 CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324 Proponent Mgmt Rec Vote Instruction Mgmt1 Amend Stockholder Voting Standard From A Majority Of Shares Outstanding Standard To A Majority Of Votes Cast Standard For For Mgmt2 Increase Authorized Common Stock For For Mgmt3.1 Elect Director R. Philip Silver For For Mgmt3.2 Elect Director William C. Jennings For For Mgmt4 Ratify Auditors Arena Resources, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 08-Jun-10 USA 040049108 Ticker: ARD Special 05-May-10 Page 163 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For Against J.Crew Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 08-Jun-10 USA 46612H402 Annual 09-Apr-10 Ticker: JCG CUSIP: 46612H402 ISIN: US46612H4020 SEDOL: B0T7ZB7 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Heather Resiman Mgmt For For 1.2 Elect Director David House Mgmt For For 1.3 Elect Director Stuart Sloan Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Ratify Auditors Mgmt For For SAP AG Meeting Date Country Primary Security ID Meeting Type Record Date 08-Jun-10 Germany D66992104 Annual 18-May-10 Ticker: N/A CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 0.50 per Mgmt For For Share 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 7 Amend Articles to Reflect Changes in Capital Mgmt For For 8.1 Amend Articles Re: Convocation of General Meeting due to New Mgmt For For German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.2 Amend Articles Re: Registration for General Meeting due to New Mgmt For For German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.3 Amend Articles Re: Electronic Participation in General Meeting Mgmt For For due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.4 Amend Articles Re: Postal and Electronic Voting at General Mgmt For For Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Page 164 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8.5 Amend Articles Re: Proxy Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 8.6 Amend Articles Re: Audio and Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 9.1 Approve Cancellation of Authorized Capital I and Authorized Capital II Mgmt For For 9.2 Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights Mgmt For For 9.3 Approve Creation of EUR 250 Million Pool of Capital without Preemptive Rights Mgmt For For 10 Approve Creation of EUR 30 Million Pool of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan Mgmt For For 11 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 12 Approve Remuneration of Supervisory Board Caterpillar Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: CAT 09-Jun-10 USA 149123101 Annual 12-Apr-10 CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director John T. Dillon Mgmt For For 1.2 Elect Director Juan Gallardo Mgmt For For 1.3 Elect Director William A. Osborn Mgmt For For 1.4 Elect Director Edward B. Rust, Jr. Mgmt For For 1.5 Elect Director Susan C. Schwab Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Declassify the Board of Directors Mgmt For For 5 Reduce Supermajority Vote Requirement Mgmt For For 6 Require Independent Board Chairman SH Against Against 7 Amend Human Rights Policy SH Against For 8 Amend Articles/Bylaws/Charter -- Call Special Meetings France Telecom Meeting Date Country SH Primary Security ID Meeting Type Against Record Date For Ticker: N/A 09-Jun-10 France F4113C103 Annual/Special 04-Jun-10 CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Discharge Directors Mgmt For For Page 165 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Treatment of Losses and Dividends of EUR 1.40 per Share Mgmt For For 4 Approve Transaction with French State Re: Partial Dividend Payment in Shares Mgmt For For 5 Approve Transaction with Claudie Haignere, Bernard Dufau, Didier Lombard, Henri Martre, and Jean Simonin Re: Partial Dividend Payment in Shares Mgmt For For 6 Amend Terms of Transaction with Novalis Re: Corporate Officers Health Insurance Mgmt For For 7 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 8 Elect Stephane Richard as Director Mgmt For Against 9 Elect Marc Maouche as Representative of Employee Shareholders to the Board Mgmt For Against 10 Elect Jean Pierre Borderieux as Representative of Employee Shareholders to the Board Mgmt For Against Extraordinary Business Mgmt 11 Authorize Capital Increase of up to EUR 70 Million to Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement Mgmt For For 12 Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a Liquidity Agreement Mgmt For For 13 Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For 14 Approve Employee Stock Purchase Plan Mgmt For For 15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 16 Authorize Filing of Required Documents/Other Formalities Mgmt For For Omega Healthcare Investors, Inc. Ticker: OHI 09-Jun-10 Meeting Date USA Country 681936100 Primary Security ID Annual Meeting Type Record Date 30-Apr-10 CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Edward Lowenthal Mgmt For For 1.2 Elect Director Stephen D. Plavin Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Charter to Revise Various Provisions Regarding REIT Ownership Limits Mgmt For For 4 Amend Charter to Grant Authority to the Board of Directors to Increase or Decrease Authorized Common and Preferred Stock Mgmt For Against Target Corporation Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: TGT 09-Jun-10 USA 87612E106 Annual 12-Apr-10 Page 166 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 87612E106 ISIN: US87612E1064 SEDOL: 2259101 Vote Proponent Mgmt Rec Instruction 1 Elect Director Calvin Darden Mgmt For For 2 Elect Director Anne M. Mulcahy Mgmt For For 3 Elect Director Stephen W. Sanger Mgmt For For 4 Elect Director Gregg W. Steinhafel Mgmt For For 5 Ratify Auditors Mgmt For For 6 Declassify the Board of Directors Mgmt For For 7 Reduce Supermajority Vote Requirement Mgmt For For 8 Amend Articles of Incorporation Mgmt For For 9 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Amedisys, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 023436108 Annual 15-Apr-10 Ticker: AMED CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William F. Borne Mgmt For For 1.2 Elect Director Ronald A. LaBorde Mgmt For For 1.3 Elect Director Jake L. Netterville Mgmt For For 1.4 Elect Director David R. Pitts Mgmt For For 1.5 Elect Director Peter F. Ricchiuti Mgmt For For 1.6 Elect Director Donald A. Washburn Mgmt For For 2 Ratify Auditors Mgmt For For American Vanguard Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 030371108 Annual 23-Apr-10 Ticker: AVD CUSIP: 030371108 ISIN: US0303711081 SEDOL: 2025711 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lawrence S. Clark Mgmt For For 1.2 Elect Director Alfred F. Ingulli Mgmt For For 1.3 Elect Director John L. Killmer Mgmt For For 1.4 Elect Director Herbert A. Kraft Mgmt For For 1.5 Elect Director John B. Miles Mgmt For For 1.6 Elect Director Carl R. Soderlind Mgmt For For 1.7 Elect Director Irving J. Thau Mgmt For For Page 167 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.8 Elect Director Eric G. Wintemute Mgmt For For 1.9 Elect Director Esmail Zirakparvar Mgmt For For 2 Ratify Auditors Banco Santander S.A. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 10-Jun-10 Spain E19790109 Annual 24-May-10 CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946 Proponent Mgmt Rec Vote Instruction 1 Accept Individual and Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended Dec. 31, 2009 Mgmt For For 2 Approve Allocation of Income Mgmt For For 3.1 Elect Angel Jado Becerro de Bengoa as Director Mgmt For For 3.2 Re-elect Francisco Javier Botin-Sanz de Sautuola y O'Shea as Director Mgmt For For 3.3 Re-elect Isabel Tocino Biscarolasaga as Director Mgmt For For 3.4 Re-elect Fernando de Asua Alvarez as Director Mgmt For For 3.5 Re-elect Alfredo Saenz Abad Mgmt For For 4 Reelect Auditors for Fiscal Year 2010 Mgmt For For 5 Authorize Repurchase of Shares in Accordance With Article 75 of Spanish Company Law; Void Authorization Granted on June 19, 2009 Mgmt For For 6 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 19, 2009 Mgmt For For 7.1 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For 7.2 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For 8 Grant Board Authorization to Issue Convertible and/or Exchangeable Debt Securities without Preemptive Rights Mgmt For For 9.1 Approve Bundled Incentive Plans Linked to Performance Objectives Mgmt For Against 9.2 Approve Savings Plan for Santander UK PLC' Employees and other Companies of Santander Group in the United Kingdom Mgmt For For 10 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For 11 Approve Director Remuneration Policy Report Dollar Thrifty Automotive Group, Inc. 10-Jun-10 Meeting Date USA Country Ticker: DTG Mgmt 256743105 Primary Security ID Annual Meeting Type For Record Date 12-Apr-10 For CUSIP: 256743105 ISIN: US2567431059 SEDOL: 2134208 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Thomas P. Capo Mgmt For For Page 168 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Maryann N. Keller Mgmt For For 1.3 Elect Director Edward C. Lumley Mgmt For For 1.4 Elect Director Richard W. Neu Mgmt For For 1.5 Elect Director John C. Pope Mgmt For For 1.6 Elect Director Scott L. Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For WellCare Health Plans, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 94946T106 Annual 13-Apr-10 Ticker: WCG CUSIP: 94946T106 ISIN: US94946T1060 SEDOL: B01R258 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Charles G. Berg Mgmt For For 1.2 Elect Director Carol J. Burt Mgmt For For 1.3 Elect Director Alec Cunningham Mgmt For For 1.4 Elect Director David J. Gallitano Mgmt For Withhold 1.5 Elect Director D. Robert Graham Mgmt For For 1.6 Elect Director Kevin F. Hickey Mgmt For For 1.7 Elect Director Christian P. Michalik Mgmt For For 1.8 Elect Director Glenn D. Steele, Jr. Mgmt For For 1.9 Elect Director William L. Trubeck Mgmt For For 1.10 Elect Director Paul E. Weaver Mgmt For For 2 Ratify Auditors Mgmt For For 3 Report on Political Contributions SH Against Against EMCOR Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Jun-10 USA 29084Q100 Annual 20-Apr-10 Ticker: EME CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen W. Bershad Mgmt For For 1.2 Elect Director David A.B. Brown Mgmt For For 1.3 Elect Director Larry J. Bump Mgmt For For 1.4 Elect Director Albert Fried, Jr. Mgmt For For 1.5 Elect Director Anthony J. Guzzi Mgmt For For 1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For 1.7 Elect Director David H. Laidley Mgmt For For Page 169 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.8 Elect Director Frank T. MacInnis Mgmt For For 1.9 Elect Director Jerry E. Ryan Mgmt For For 1.10 Elect Director Michael T. Yonker Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Regeneron Pharmaceuticals, Inc. Ticker: REGN 11-Jun-10 Meeting Date USA Country Mgmt 75886F107 Primary Security ID Annual Meeting Type For Record Date 14-Apr-10 For CUSIP: 75886F107 ISIN: US75886F1075 SEDOL: 2730190 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Leonard S. Schleifer Mgmt For For 1.2 Elect Director Eric M. Shooter Mgmt For For 1.3 Elect Director George D. Yancopoulos Mgmt For For 2 Ratify Auditors KBW, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: KBW 14-Jun-10 USA 482423100 Annual 19-Apr-10 CUSIP: 482423100 ISIN: US4824231009 SEDOL: B1GN3K0 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Thomas B. Michaud Mgmt For For 1.2 Elect Director James K. Schmidt Mgmt For For 2 Ratify Auditors Informatica Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: INFA 15-Jun-10 USA 45666Q102 Annual 22-Apr-10 CUSIP: 45666Q102 ISIN: US45666Q1022 SEDOL: 2412067 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Mark Garrett Mgmt For For 1.2 Elect Director Gerald Held Mgmt For For 1.3 Elect Director Charles J. Robel Mgmt For For 2 Ratify Auditors Ameristar Casinos, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: ASCA 16-Jun-10 USA 03070Q101 Annual 03-May-10 CUSIP: 03070Q101 ISIN: US03070Q1013 SEDOL: 2041717 Page 170 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Carl Brooks Mgmt For For 1.2 Elect Director Gordon R. Kanofsky Mgmt For Withhold 1.3 Elect Director J. William Richardson Mgmt For For 2 Ratify Auditors Mgmt For For Encore Capital Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 292554102 Annual 19-Apr-10 Ticker: ECPG CUSIP: 292554102 ISIN: US2925541029 SEDOL: 2443078 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director J. Brandon Black Mgmt For For 1.2 Elect Director Timothy J. Hanford Mgmt For For 1.3 Elect Director George Lund Mgmt For For 1.4 Elect Director Richard A. Mandell Mgmt For For 1.5 Elect Director Willem Mesdag Mgmt For For 1.6 Elect Director John J. Oros Mgmt For For 1.7 Elect Director J. Christopher Teets Mgmt For For 1.8 Elect Director H Ronald Weissman Mgmt For For 1.9 Elect Director Warren Wilcox Mgmt For For 2 Ratify Auditors Mgmt For For Genzyme Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 372917104 Proxy Contest 09-Apr-10 Ticker: GENZ CUSIP: 372917104 ISIN: US3729171047 SEDOL: 2367598 Vote Proponent Mgmt Rec Instruction Management Proxy (White Card) Mgmt 1.1 Elect Director Douglas A. Berthiaume Mgmt For For 1.2 Elect Director Robert J. Bertolini Mgmt For For 1.3 Elect Director Gail K. Boudreaux Mgmt For For 1.4 Elect Director Robert J. Carpenter Mgmt For For 1.5 Elect Director Charles L. Cooney Mgmt For For 1.6 Elect Director Victor J. Dzau Mgmt For For 1.7 Elect Director Connie Mack, III Mgmt For For 1.8 Elect Director Richard F. Syron Mgmt For For 1.9 Elect Director Henri A. Termeer Mgmt For For 1.10 Elect Director Ralph V. Whitworth Mgmt For For Page 171 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Amend Omnibus Stock Plan Mgmt For Against 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For 4 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 5 Provide Right to Call Special Meeting Mgmt For For 6 Ratify Auditors Mgmt For For Dissident Proxy (Gold Card) Mgmt 1.1 Elect Director Steven Burakoff SH For Do Not Vote 1.2 Elect Director Alexander J. Denner SH For Do Not Vote 1.3 Elect Director Carl C. Icahn SH For Do Not Vote 1.4 Elect Director Richard Mulligan SH For Do Not Vote 1.5 Management Nominee - Douglas A. Berthiaume SH For Do Not Vote 1.6 Management Nominee - Robert J. Bertolini SH For Do Not Vote 1.7 Management Nominee - Gail K. Boudreaux SH For Do Not Vote 1.8 Management Nominee - Robert J. Carpenter SH For Do Not Vote 1.9 Management Nominee - Victor J. Dzau SH For Do Not Vote 1.10 Management Nominee - Ralph V. Whitworth SH For Do Not Vote 2 Amend Omnibus Stock Plan Mgmt For Do Not Vote 3 Amend Qualified Employee Stock Purchase Plan Mgmt For Do Not Vote 4 Amend Non-Employee Director Omnibus Stock Plan Mgmt Against Do Not Vote 5 Provide Right to Call Special Meeting Mgmt For Do Not Vote 6 Ratify Auditors Mgmt For Do Not Vote The Men's Wearhouse, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 587118100 Annual 19-Apr-10 Ticker: MW CUSIP: 587118100 ISIN: US5871181005 SEDOL: 2576327 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director George Zimmer Mgmt For For 1.2 Elect Director David H. Edwab Mgmt For For 1.3 Elect Director Rinaldo S. Brutoco Mgmt For For 1.4 Elect Director Michael L. Ray Mgmt For For 1.5 Elect Director Sheldon I. Stein Mgmt For For 1.6 Elect Director Deepak Chopra Mgmt For For 1.7 Elect Director William B. Sechrest Mgmt For For 1.8 Elect Director Larry R. Katzen Mgmt For For 2 Ratify Auditors Mgmt For For Page 172 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 ZymoGenetics, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 17-Jun-10 USA 98985T109 Annual 09-Apr-10 Ticker: ZGEN CUSIP: 98985T109 ISIN: US98985T1097 SEDOL: 2807168 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Bruce L.A. Carter Mgmt For For 1.2 Elect Director James A. Harper Mgmt For For 1.3 Elect Director Edward E. Penhoet Mgmt For For 1.4 Elect Director A. Bruce Montgomery Mgmt For For 1.5 Elect Director Lars F. Jorgensen Mgmt For For 2 Ratify Auditors Mgmt For For NTT DoCoMo Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Jun-10 Japan J59399105 Annual 31-Mar-10 Ticker: 9437 CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 2600 Mgmt For For 2 Amend Articles to Amend Business Lines - Change Company Mgmt For For Name 3.1 Elect Director Ryuuji Yamada Mgmt For Against 3.2 Elect Director Kiyoyuki Tsujimura Mgmt For For 3.3 Elect Director Masatoshi Suzuki Mgmt For For 3.4 Elect Director Hiroshi Matsui Mgmt For For 3.5 Elect Director Bunya Kumagai Mgmt For For 3.6 Elect Director Kazuto Tsubouchi Mgmt For For 3.7 Elect Director Kaoru Katou Mgmt For For 3.8 Elect Director Mitsunobu Komori Mgmt For For 3.9 Elect Director Akio Oshima Mgmt For For 3.10 Elect Director Fumio Iwasaki Mgmt For For 3.11 Elect Director Takashi Tanaka Mgmt For For 3.12 Elect Director Katsuhiro Nakamura Mgmt For For 3.13 Elect Director Hiroshi Tsujigami Mgmt For For Sony Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Jun-10 Japan J76379106 Annual 31-Mar-10 Ticker: 6758 CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506 Page 173 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Howard Stringer Mgmt For For 1.2 Elect Director Ryouji Chuubachi Mgmt For For 1.3 Elect Director Youtarou Kobayashi Mgmt For For 1.4 Elect Director Yoshiaki Yamauchi Mgmt For For 1.5 Elect Director Peter Bonfield Mgmt For For 1.6 Elect Director Fujio Chou Mgmt For For 1.7 Elect Director Ryuuji Yasuda Mgmt For For 1.8 Elect Director Yukako Uchinaga Mgmt For For 1.9 Elect Director Mitsuaki Yahagi Mgmt For For 1.10 Elect Director Tsun-Yang Hsieh Mgmt For For 1.11 Elect Director Roland A. Hernandez Mgmt For For 1.12 Elect Director Kanemitsu Anraku Mgmt For For 1.13 Elect Director Yorihiko Kojima Mgmt For For 1.14 Elect Director Osamu Nagayama Mgmt For For 2 Approve Stock Option Plan Mgmt For For East Japan Railway Co Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J1257M109 Annual 31-Mar-10 Ticker: 9020 CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For 2 Amend Articles to Indemnify Directors and Statutory Auditors Mgmt For For 3.1 Elect Director Mutsutake Otsuka Mgmt For For 3.2 Elect Director Yoshio Ishida Mgmt For For 3.3 Elect Director Satoshi Seino Mgmt For For 3.4 Elect Director Tetsuro Tomita Mgmt For For 3.5 Elect Director Masaki Ogata Mgmt For For 3.6 Elect Director Yoshiaki Arai Mgmt For For 3.7 Elect Director Tsugio Sekiji Mgmt For For 3.8 Elect Director Yoichi Minami Mgmt For For 3.9 Elect Director Toru Owada Mgmt For For 3.10 Elect Director Yuji Fukasawa Mgmt For For 3.11 Elect Director Yasuo Hayashi Mgmt For For 3.12 Elect Director Shigeru Tanabe Mgmt For For 3.13 Elect Director Shinichiro Kamada Mgmt For For 3.14 Elect Director Yoshitaka Taura Mgmt For For Page 174 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3.15 Elect Director Naomichi Yagishita Mgmt For For 3.16 Elect Director Naoto Miyashita Mgmt For For 3.17 Elect Director Yuji Morimoto Mgmt For For 3.18 Elect Director Osamu Kawanobe Mgmt For For 3.19 Elect Director Toshiro Ichinose Mgmt For For 3.20 Elect Director Masayuki Satomi Mgmt For For 3.21 Elect Director Kimio Shimizu Mgmt For For 3.22 Elect Director Tsukasa Haraguchi Mgmt For For 3.23 Elect Director Tadami Tsuchiya Mgmt For For 3.24 Elect Director Yasuyoshi Umehara Mgmt For For 3.25 Elect Director Takeshi Sasaki Mgmt For For 3.26 Elect Director Tomokazu Hamaguchi Mgmt For For 4 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For Auditors 5 Amend Articles to Require Disclosure of Individual Director SH Against For Compensation Levels 6 Amend Articles to Require Reporting to Shareholders of Advisor SH Against Against Appointments and Pay 7.1 Remove Director Mutsutake Otsuka from Office SH Against Against 7.2 Remove Director Satoshi Seino from Office SH Against Against 7.3 Remove Director Masaki Ogata from Office SH Against Against 7.4 Remove Director Toru Owada from Office SH Against Against 7.5 Remove Director Yuji Fukasawa from Office SH Against Against 7.6 Remove Director Yasuo Hayashi from Office SH Against Against 7.7 Remove Director Yuji Morimoto from Office SH Against Against 8.1 Appoint Shareholder Nominee Hisayoshi Serizawa to the Board SH Against Against 8.2 Appoint Shareholder Nominee Fusao Shimoyama to the Board SH Against Against 8.3 Appoint Shareholder Nominee Makoto Sataka to the Board SH Against Against 8.4 Appoint Shareholder Nominee Hisakatsu Nihei to the Board SH Against Against 8.5 Appoint Shareholder Nominee Yoshinori Takahashi to the Board SH Against Against 9 Cut Board Compensation by 20 Percent SH Against Against 10 Approve Alternate Income Allocation to Establish Reserve for SH Against Against Reemployment of Former JNR Employees 11 Approve Alternate Income Allocation to Establish Reserve for SH Against Against Retention of Local Rail Lines 12 Approve Alternate Income Allocation to Establish "Reserve for SH Against Against Safety Personnel" to Reduce Suicides Mitsui & Co. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J44690139 Annual 31-Mar-10 Ticker: 8031 Page 175 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 11 Mgmt For For 2.1 Elect Director Shoei Utsuda Mgmt For For 2.2 Elect Director Masami Iijima Mgmt For For 2.3 Elect Director Ken Abe Mgmt For For 2.4 Elect Director Junichi Matsumoto Mgmt For For 2.5 Elect Director Seiichi Tanaka Mgmt For For 2.6 Elect Director Norinao Iio Mgmt For For 2.7 Elect Director Takao Omae Mgmt For For 2.8 Elect Director Masayoshi Komai Mgmt For For 2.9 Elect Director Daisuke Saiga Mgmt For For 2.10 Elect Director Nobuko Matsubara Mgmt For For 2.11 Elect Director Ikujiro Nonaka Mgmt For For 2.12 Elect Director Hiroshi Hirabayashi Mgmt For For 2.13 Elect Director Toshiro Muto Mgmt For For 3 Appoint Statutory Auditor Naoto Nakamura Mgmt For For Nissan Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J57160129 Annual 31-Mar-10 Ticker: 7201 CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860 Vote Proponent Mgmt Rec Instruction 1.1 Appoint Statutory Auditor Toshiyuki Nakamura Mgmt For For 1.2 Appoint Statutory Auditor Mikio Nakura Mgmt For Against 2 Approve Stock Option Plan Mgmt For For 3 Approve Stock Appreciation Rights Plan for Directors Mgmt For For Honda Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J22302111 Annual 31-Mar-10 Ticker: 7267 CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 12 Mgmt For For 2.1 Elect Director Takanobu Itou Mgmt For For 2.2 Elect Director Kouichi Kondou Mgmt For For 2.3 Elect Director Shigeru Takagi Mgmt For For Page 176 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.4 Elect Director Akio Hamada Mgmt For For 2.5 Elect Director Tetsuo Iwamura Mgmt For For 2.6 Elect Director Tatsuhiro Ohyama Mgmt For For 2.7 Elect Director Fumihiko Ike Mgmt For For 2.8 Elect Director Masaya Yamashita Mgmt For For 2.9 Elect Director Kensaku Hougen Mgmt For For 2.10 Elect Director Nobuo Kuroyanagi Mgmt For For 2.11 Elect Director Takeo Fukui Mgmt For For 2.12 Elect Director Hiroshi Kobayashi Mgmt For For 2.13 Elect Director Shou Minekawa Mgmt For For 2.14 Elect Director Takuji Yamada Mgmt For For 2.15 Elect Director Youichi Houjou Mgmt For For 2.16 Elect Director Tsuneo Tanai Mgmt For For 2.17 Elect Director Hiroyuki Yamada Mgmt For For 2.18 Elect Director Tomohiko Kawanabe Mgmt For For 2.19 Elect Director Masahiro Yoshida Mgmt For For 2.20 Elect Director Seiji Kuraishi Mgmt For For 3 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For Auditors Mitsubishi Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J43830116 Annual 31-Mar-10 Ticker: 8058 CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 21 Mgmt For For 2.1 Elect Director Yorihiko Kojima Mgmt For For 2.2 Elect Director Ken Kobayashi Mgmt For For 2.3 Elect Director Ryouichi Ueda Mgmt For For 2.4 Elect Director Masahide Yano Mgmt For For 2.5 Elect Director Hideyuki Nabeshima Mgmt For For 2.6 Elect Director Hideto Nakahara Mgmt For For 2.7 Elect Director Tsuneo Iyobe Mgmt For For 2.8 Elect Director Kiyoshi Fujimura Mgmt For For 2.9 Elect Director Yasuo Nagai Mgmt For For 2.10 Elect Director Mikio Sasaki Mgmt For For 2.11 Elect Director Tamotsu Nomakuchi Mgmt For Against 2.12 Elect Director Kunio Itou Mgmt For For Page 177 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.13 Elect Director Kazuo Tsukuda Mgmt For Against 2.14 Elect Director Ryouzou Katou Mgmt For For 2.15 Elect Director Hidehiro konno Mgmt For For 3 Appoint Statutory Auditor Yukio Ueno Mgmt For For 4 Approve Annual Bonus Payment to Directors Mgmt For For 5 Set Amounts for Retirement Bonus Reserve Funds for Directors Mgmt For For 6 Approve Deep Discount Stock Option Plan and Adjustment to Mgmt For Against Aggregate Compensation Ceiling for Directors Smith Micro Software, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 USA 832154108 Annual 26-Apr-10 Ticker: SMSI CUSIP: 832154108 ISIN: US8321541083 SEDOL: 2829861 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel Gulko Mgmt For For 2 Approve Qualified Employee Stock Purchase Plan Mgmt For For 3 Ratify Auditors Mgmt For For 4 Other Business Mgmt For Abstain Toyota Motor Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J92676113 Annual 31-Mar-10 Ticker: 7203 CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 25 Mgmt For For 2.1 Elect Director Fujio Cho Mgmt For For 2.2 Elect Director Katsuaki Watanabe Mgmt For For 2.3 Elect Director Kazuo Okamoto Mgmt For For 2.4 Elect Director Akio Toyoda Mgmt For For 2.5 Elect Director Takeshi Uchiyamada Mgmt For For 2.6 Elect Director Yukitoshi Funo Mgmt For For 2.7 Elect Director Atsushi Niimi Mgmt For For 2.8 Elect Director Shinichi Sasaki Mgmt For For 2.9 Elect Director Yoichiro Ichimaru Mgmt For For 2.10 Elect Director Satoshi Ozawa Mgmt For For 2.11 Elect Director Akira Okabe Mgmt For For 2.12 Elect Director Shinzou Kobuki Mgmt For For 2.13 Elect Director Akira Sasaki Mgmt For For Page 178 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.14 Elect Director Mamoru Furuhashi Mgmt For For 2.15 Elect Director Iwao Nihashi Mgmt For For 2.16 Elect Director Tadashi Yamashina Mgmt For For 2.17 Elect Director Takahiko Ijichi Mgmt For For 2.18 Elect Director Tetsuo Agata Mgmt For For 2.19 Elect Director Masamoto Maekawa Mgmt For For 2.20 Elect Director Yasumori Ihara Mgmt For For 2.21 Elect Director Takahiro Iwase Mgmt For For 2.22 Elect Director Yoshimasa Ishii Mgmt For For 2.23 Elect Director Takeshi Shirane Mgmt For For 2.24 Elect Director Yoshimi Inaba Mgmt For For 2.25 Elect Director Nampachi Hayashi Mgmt For For 2.26 Elect Director Nobuyori Kodaira Mgmt For For 2.27 Elect Director Mitsuhisa Kato Mgmt For For 3.1 Appoint Statutory Auditor Masaki Nakatsugawa Mgmt For For 3.2 Appoint Statutory Auditor Yoichi Morishita Mgmt For Against 3.3 Appoint Statutory Auditor Akishige Okada Mgmt For Against 4 Approve Stock Option Plan Mgmt For For Vicor Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 USA 925815102 Annual 30-Apr-10 Ticker: VICR CUSIP: 925815102 ISIN: US9258151029 SEDOL: 2930774 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel J. Anderson Mgmt For Withhold 1.2 Elect Director Estia J. Eichten Mgmt For For 1.3 Elect Director Barry Kelleher Mgmt For Withhold 1.4 Elect Director David T. Riddiford Mgmt For For 1.5 Elect Director James A. Simms Mgmt For Withhold 1.6 Elect Director Claudio Tuozzolo Mgmt For Withhold 1.7 Elect Director Patrizio Vinciarelli Mgmt For Withhold 1.8 Elect Director Jason L. Carlson Mgmt For For 1.9 Elect Director Liam K. Griffin Mgmt For For Yahoo! Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 USA 984332106 Annual 27-Apr-10 Ticker: YHOO CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539 Vote Proponent Mgmt Rec Instruction Page 179 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Elect Director Carol Bartz Mgmt For For 2 Elect Director Roy J. Bostock Mgmt For For 3 Elect Director Pati S. Hart Mgmt For For 4 Elect Director Eric Hippeau Mgmt For For 5 Elect Director Susan M. James Mgmt For For 6 Elect Director Vyomesh Joshi Mgmt For For 7 Elect Director Arthur H. Kern Mgmt For For 8 Elect Director Brad D. Smith Mgmt For For 9 Elect Director Gary L. Wilson Mgmt For For 10 Elect Director Jerry Yang Mgmt For For 11 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 12 Ratify Auditors Mgmt For For 13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Kforce Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 USA 493732101 Annual 22-Apr-10 Ticker: KFRC CUSIP: 493732101 ISIN: US4937321010 SEDOL: 2746982 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Elaine D. Rosen Mgmt For For 1.2 Elect Director Ralph E. Struzziero Mgmt For For 1.3 Elect Director Howard W. Sutter Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Approve Qualified Employee Stock Purchase Plan Mgmt For For Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 USA 696643105 Special 24-May-10 Ticker: PALM CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Panasonic Corp Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J6354Y104 Annual 31-Mar-10 Ticker: 6752 CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707 Page 180 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kunio Nakamura Mgmt For For 1.2 Elect Director Masayuki Matsushita Mgmt For For 1.3 Elect Director Fumio Ohtsubo Mgmt For For 1.4 Elect Director Toshihiro Sakamoto Mgmt For For 1.5 Elect Director Takahiro Mori Mgmt For For 1.6 Elect Director Yasuo Katsura Mgmt For For 1.7 Elect Director Hitoshi Ohtsuki Mgmt For For 1.8 Elect Director Ken Morita Mgmt For For 1.9 Elect Director Ikusaburou Kashima Mgmt For For 1.10 Elect Director Junji Nomura Mgmt For For 1.11 Elect Director Kazunori Takami Mgmt For For 1.12 Elect Director Makoto Uenoyama Mgmt For For 1.13 Elect Director Masatoshi Harada Mgmt For For 1.14 Elect Director Ikuo Uno Mgmt For Against 1.15 Elect Director Masayuki Oku Mgmt For Against 1.16 Elect Director Masashi Makino Mgmt For For 1.17 Elect Director Masaharu Matsushita Mgmt For For 1.18 Elect Director Yoshihiko Yamada Mgmt For For 1.19 Elect Director Takashi Toyama Mgmt For For 2 Appoint Statutory Auditor Hiroyuki Takahashi Mgmt For For Takeda Pharmaceutical Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J8129E108 Annual 31-Mar-10 Ticker: 4502 CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For 2.1 Elect Director Yasuchika Hasegawa Mgmt For For 2.2 Elect Director Makoto Yamaoka Mgmt For For 2.3 Elect Director Toyoji Yoshida Mgmt For For 2.4 Elect Director Yasuhiko Yamanaka Mgmt For For 2.5 Elect Director Shigenori Ohkawa Mgmt For For 3 Approve Annual Bonus Payment to Directors Mgmt For For Tokyo Electric Power Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J86914108 Annual 31-Mar-10 Ticker: 9501 CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404 Page 181 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For 2.1 Elect Director Zengo Aizawa Mgmt For For 2.2 Elect Director Yasushi Aoyama Mgmt For For 2.3 Elect Director Takao Arai Mgmt For For 2.4 Elect Director Tsunehisa Katsumata Mgmt For For 2.5 Elect Director Shigeru Kimura Mgmt For For 2.6 Elect Director Akio Komori Mgmt For For 2.7 Elect Director Masataka Shimizu Mgmt For For 2.8 Elect Director Hiroaki Takatsu Mgmt For For 2.9 Elect Director Masaru Takei Mgmt For For 2.10 Elect Director Norio Tsuzumi Mgmt For For 2.11 Elect Director Yoshihiro Naitou Mgmt For For 2.12 Elect Director Toshio Nishizawa Mgmt For For 2.13 Elect Director Naomi Hirose Mgmt For For 2.14 Elect Director Takashi Fujimoto Mgmt For For 2.15 Elect Director Makio Fujiwara Mgmt For For 2.16 Elect Director Fumiaki Miyamoto Mgmt For For 2.17 Elect Director Sakae Mutou Mgmt For For 2.18 Elect Director Tomijirou Morita Mgmt For For 2.19 Elect Director Hiroshi Yamaguchi Mgmt For For 2.20 Elect Director Masao Yamazaki Mgmt For For 3.1 Appoint Statutory Auditor Kazuko Oya Mgmt For For 3.2 Appoint Statutory Auditor Takashi Karasaki Mgmt For For 4 Approve Alternate Income Allocation Proposal with Higher SH Against Against Dividend 5 Amend Articles to Create Committee to Study How to Dispose of SH Against Against Nuclear Waste Based on Survey of Consumers, Board "Must Strive to Implement Recommendations" 6 Amend Articles to Require End of Cooperation in Fast Breeder SH Against Against Reactor Project 7 Amend Articles to Add Smart Grid (Time-Variable Pricing) SH Against Against Operations to Favor Use of Non-Nuclear Power 8 Amend Articles to Require Director Compensation Disclosure SH Against For Fanuc Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J13440102 Annual 31-Mar-10 Ticker: 6954 CUSIP: J13440102 ISIN: JP3802400006 SEDOL: 6356934 Vote Proponent Mgmt Rec Instruction Page 182 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Approve Allocation of Income, with a Final Dividend of JPY 43.14 Mgmt For For 2.1 Elect Director Yoshiharu Inaba Mgmt For For 2.2 Elect Director Hiroyuki Uchida Mgmt For For 2.3 Elect Director Hideo Kojima Mgmt For For 2.4 Elect Director Yoshihiro Gonda Mgmt For For 2.5 Elect Director Kenji Yamaguchi Mgmt For For 2.6 Elect Director Mitsuo Kurakake Mgmt For For 2.7 Elect Director Hidehiro Miyajima Mgmt For For 2.8 Elect Director Hiroshi Noda Mgmt For For 2.9 Elect Director Hiroshi Araki Mgmt For For 2.10 Elect Director Shunsuke Matsubara Mgmt For For 2.11 Elect Director Richard E. Schneider Mgmt For For 2.12 Elect Director Hajimu Kishi Mgmt For For 2.13 Elect Director Takayuki Ito Mgmt For For 2.14 Elect Director Mineko Yamasaki Mgmt For For Mitsubishi UFJ Financial Group Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J44497105 Annual 31-Mar-10 Ticker: 8306 CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For 2.1 Elect Director Takamune Okihara Mgmt For For 2.2 Elect Director Kinya Okauchi Mgmt For For 2.3 Elect Director Katsunori Nagayasu Mgmt For For 2.4 Elect Director Kyouta Ohmori Mgmt For For 2.5 Elect Director Hiroshi Saitou Mgmt For For 2.6 Elect Director Nobushige Kamei Mgmt For For 2.7 Elect Director Masao Hasegawa Mgmt For For 2.8 Elect Director Fumiyuki Akikusa Mgmt For For 2.9 Elect Director Kazuo Takeuchi Mgmt For For 2.10 Elect Director Nobuyuki Hirano Mgmt For For 2.11 Elect Director Shunsuke Teraoka Mgmt For For 2.12 Elect Director Kaoru Wachi Mgmt For For 2.13 Elect Director Takashi Oyamada Mgmt For For 2.14 Elect Director Ryuuji Araki Mgmt For For 2.15 Elect Director Kazuhiro Watanabe Mgmt For For Page 183 of 185 TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.16 Elect Director Takuma Ohtoshi Nintendo Co. Ltd. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: 7974 29-Jun-10 Japan J51699106 Annual 31-Mar-10 CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550 Proponent Mgmt Rec Vote Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 660 Mgmt For For 2.1 Elect Director Satoru Iwata Mgmt For For 2.2 Elect Director Yoshihiro Mori Mgmt For For 2.3 Elect Director Shinji Hatano Mgmt For For 2.4 Elect Director Genyou Takeda Mgmt For For 2.5 Elect Director Shigeru Miyamoto Mgmt For For 2.6 Elect Director Nobuo Nagai Mgmt For For 2.7 Elect Director Masaharu Matsumoto Mgmt For For 2.8 Elect Director Eiichi Suzuki Mgmt For For 2.9 Elect Director Kazuo Kawahara Mgmt For For 2.10 Elect Director Tatsumi Kimishima Mgmt For For 2.11 Elect Director Kaoru Takemura Mgmt For For 3 Appoint Statutory Auditor Katashi Ozaki Nordic American Tanker Shipping Ltd. 29-Jun-10 Meeting Date Ticker: N/A Bermuda Country Mgmt G65773106 Primary Security ID Annual Meeting Type For Record Date 26-May-10 For CUSIP: G65773106 ISIN: BMG657731060 SEDOL: B16FN84 Proponent Mgmt Rec Vote Instruction 1.1 Elect Herbjorn Hansson as Director Mgmt For Withhold 1.2 Elect Sir David Gibbons as Director Mgmt For For 1.3 Elect Andreas Ove Ugland as Director Mgmt For For 1.4 Elect Jim Kelly as Director as Director Mgmt For For 1.5 Elect Jan Erik Langangen as Director Mgmt For For 1.6 Elect Paul J. Hopkins as Director Mgmt For For 1.7 Elect Richard H. K. Vietor as Director Mgmt For For Page 184 of 185 2 Ratify Deloitte AS as Auditors Mgmt For For 3 Approve Reduction in Share Capital by $136.4 Million Mgmt For For 4 Receive Financial Statements and Statutory Reports Mgmt (Non-Voting) Transact Other Business (Non-Voting) Mgmt TDX Independence 2030 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Shin-Etsu Chemical Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J72810120 Ticker: 4063 Annual 31-Mar-10 CUSIP: J72810120 ISIN: JP3371200001 SEDOL: 6804585 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 50 For For Mgmt2.1 Elect Director Chihiro Kanagawa For For Mgmt2.2 Elect Director Shunzo Mori For For Mgmt2.3 Elect Director Fumio Akiya For For Mgmt2.4 Elect Director Kiichi Habata For For Mgmt2.5 Elect Director Masashi Kaneko For For Mgmt2.6 Elect Director Fumio Arai For For Mgmt2.7 Elect Director Masahiko Todoroki For For Mgmt2.8 Elect Director Toshiya Akimoto For For Mgmt2.9 Elect Director Hiroshi Komiyama For For Mgmt3 Appoint Statutory Auditor Yoshihito Kosaka For For Mgmt4 Approve Stock Option Plan For For Mgmt5 Approve Takeover Defense Plan (Poison Pill) SUMITOMO MITSUI FINANCIAL GROUP INC. 29-Jun-10 Meeting Date Japan Country J7771X109 Primary Security ID Ticker: 8316 Annual Meeting Type For Record Date 31-Mar-10 Against CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares For For Mgmt2 Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation For For Mgmt3.1 Elect Director Teisuke Kitayama For For Mgmt3.2 Elect Director Wataru Ohara For For Mgmt3.3 Elect Director Hideo Shimada For For Mgmt3.4 Elect Director Junsuke Fujii For For Mgmt3.5 Elect Director Koichi Miyata For For Mgmt3.6 Elect Director Yoshinori Yokoyama For For Mgmt4 Approve Retirement Bonus Payment for Director For For Mgmt5 Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan For For Page 185 of 185
TDX Independence 2040 Exchange-Traded Fund
Vote Summary Report
July 1, 2009 – August 2, 2009
Account | Cust Bank Acct Nbr | Client Account Nbr | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting | Ballot Shares | Seq Number | Ballot Item Number | MorS | Category | ItemDesc | ISS Rec | Mgt | Policy | Vote | ||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 1858 | 1 | 1.1 | M | Directors Related | Elect Director Rick L. Wessel | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 1858 | 2 | 1.2 | M | Directors Related | Elect Director Richard T. Burke | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 1858 | 3 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1993 | 1 | 1.1 | M | Directors Related | Elect Director Alfred J. Amoroso | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1993 | 2 | 1.2 | M | Directors Related | Elect Director Andrew K. Ludwick | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1993 | 3 | 1.3 | M | Directors Related | Elect Director Alan L. Earhart | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1993 | 4 | 1.4 | M | Directors Related | Elect Director Robert J. Majteles | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1993 | 5 | 1.5 | M | Directors Related | Elect Director James E. Meyer | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1993 | 6 | 1.6 | M | Directors Related | Elect Director James P. O’Shaughnessy | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1993 | 7 | 1.7 | M | Directors Related | Elect Director Ruthann Quindlen | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1993 | 8 | 2 | M | Routine/Business | Change Company Name | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 1993 | 9 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 287 | 1 | 1.1 | M | Directors Related | Elect Director Donald W. Burton | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 287 | 2 | 1.2 | M | Directors Related | Elect Director Graeme W. Henderson | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 287 | 3 | 1.3 | M | Directors Related | Elect Director Samuel B. Ligon | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 287 | 4 | 1.4 | M | Directors Related | Elect Director Gary L. Martin | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 287 | 5 | 1.5 | M | Directors Related | Elect Director John H. Wilson | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 287 | 6 | 2 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | For | For | Against | Against | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 287 | 7 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 71 | 2 | 1.1 | M | Directors Related | Elect Director Malcolm Elvey | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 71 | 3 | 1.2 | M | Directors Related | Elect Director Sally Frame Kasaks | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 71 | 4 | 1.3 | M | Directors Related | Elect Director Norman Matthews | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 71 | 5 | 2 | M | Routine/Business | Ratify Auditors | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 71 | 6 | 3 | S | SH-Corp Governance | Repeal All Board Approved Bylaw Amendments Adopted After March 5, 2009 | Against | Against | Refer | Against | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 71 | 8 | 1.1 | S | SH-Dirs’ Related | Elect Director Raphael Benaroya | Do Not Vote | For | Refer | None | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 71 | 9 | 1.2 | S | SH-Dirs’ Related | Elect Director Jeremy J. Fingerman | Do Not Vote | For | Refer | None | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 71 | 10 | 1.3 | S | SH-Dirs’ Related | Elect Director Ross B. Glickman | Do Not Vote | For | Refer | None | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 71 | 11 | 2 | M | Routine/Business | Ratify Auditors | Do Not Vote | None | Refer | None | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Children’s Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 07/31/09 | 06/30/09 | Proxy Contest | 71 | 12 | 3 | S | SH-Corp Governance | Repeal All Board Approved Bylaw Amendments Adopted After March 5, 2009 | Do Not Vote | For | Refer | None | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 10083 | 1 | 1.1 | M | Directors Related | Elect Director William J. Abbott | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 10083 | 2 | 1.2 | M | Directors Related | Elect Director Dwight C. Arn | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 10083 | 3 | 1.3 | M | Directors Related | Elect Director Robert C. Bloss | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 10083 | 4 | 1.4 | M | Directors Related | Elect Director William Cella | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 10083 | 5 | 1.5 | M | Directors Related | Elect Director Glenn Curtis | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | �� | Annual | 10083 | 6 | 1.6 | M | Directors Related | Elect Director Steve Doyal | Withhold | For | For | For | ||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 10083 | 7 | 1.7 | M | Directors Related | Elect Director Brian E. Gardner | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 10083 | 8 | 1.8 | M | Directors Related | Elect Director Herbert A. Granath | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 10083 | 9 | 1.9 | M | Directors Related | Elect Director Donald J. Hall, Jr. | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 10083 | 10 | 1.10 | M | Directors Related | Elect Director Irvine O. Hockaday, Jr. | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 10083 | 11 | 1.11 | M | Directors Related | Elect Director A. Drue Jennings | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 10083 | 12 | 1.12 | M | Directors Related | Elect Director Peter A. Lund | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 10083 | 13 | 1.13 | M | Directors Related | Elect Director Brad R. Moore | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 10083 | 14 | 1.14 | M | Directors Related | Elect Director Deanne R. Stedem | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 206 | 1 | 1.1 | M | Directors Related | Elect Director Marv Tseu | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 206 | 2 | 1.2 | M | Directors Related | Elect Director Ken Kannappan | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 206 | 3 | 1.3 | M | Directors Related | Elect Director Brian Dexheimer | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 206 | 4 | 1.4 | M | Directors Related | Elect Director Gregg Hammann | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 206 | 5 | 1.5 | M | Directors Related | Elect Director John Hart | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 206 | 6 | 1.6 | M | Directors Related | Elect Director Marshall Mohr | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 206 | 7 | 1.7 | M | Directors Related | Elect Director Roger Wery | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 206 | 8 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 206 | 9 | 3 | M | Non-Salary Comp. | Amend Qualified Employee Stock Purchase Plan | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Plantronics, Inc. | PLT | 727493108 | USA | 07/29/09 | 06/01/09 | Annual | 206 | 10 | 4 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3989 | 1 | 1.1 | M | Directors Related | Elect Director Andy D. Bryant | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3989 | 2 | 1.2 | M | Directors Related | Elect Director Wayne A. Budd | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3989 | 3 | 1.3 | M | Directors Related | Elect Director John H. Hammergren | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3989 | 4 | 1.4 | M | Directors Related | Elect Director Alton F. Irby, III | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3989 | 5 | 1.5 | M | Directors Related | Elect Director M. Christine Jacobs | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3989 | 6 | 1.6 | M | Directors Related | Elect Director Marie L. Knowles | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3989 | 7 | 1.7 | M | Directors Related | Elect Director David M. Lawrence | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3989 | 8 | 1.8 | M | Directors Related | Elect Director Edward A. Mueller | For | For | For | Against | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3989 | 9 | 1.9 | M | Directors Related | Elect Director Jane E. Shaw | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3989 | 10 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | Against | Against | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3989 | 11 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3989 | 12 | 4 | S | SH-Compensation | Stock Retention/Holding Period | For | Against | Refer | Against | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 3989 | 13 | 5 | S | SH-Compensation | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | For | Against | Refer | Against | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 2502 | 1 | 1.1 | M | Directors Related | Elect Director Ashok Bakhru | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 2502 | 2 | 1.2 | M | Directors Related | Elect Director John J. Hannan | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 2502 | 3 | 1.3 | M | Directors Related | Elect Director James C. Zelter | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 2502 | 4 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 2502 | 5 | 3 | M | Capitalization | Approve Sale of Common Shares Below Net Asset Value | For | For | Refer | For | ||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 2502 | 6 | 4 | M | Capitalization | Approve Issuance of Warrants/Convertible Debentures | For | For | Refer | For | ||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 13573 | 1 | 1 | M | Routine/Business | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 13573 | 2 | 2 | M | Routine/Business | Amend Certificate of Incorporation to Approve Director Amendment | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 13573 | 3 | 3 | M | Routine/Business | Amend Certificate of Incorporation to Approve Retirement Amendment | Against | For | Against | Against | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 13573 | 4 | 4 | M | Capitalization | Increase Authorized Preferred Stock | Against | For | Against | Against | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 233 | 1 | 1.1 | M | Directors Related | Elect Director Thomas N. Amonett | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 233 | 2 | 1.2 | M | Directors Related | Elect Director Charles F. Bolden, Jr. | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 233 | 3 | 1.3 | M | Directors Related | Elect Director Stephen J. Cannon | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 233 | 4 | 1.4 | M | Directors Related | Elect Director Jonathan H. Cartwright | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 233 | 5 | 1.5 | M | Directors Related | Elect Director William E. Chiles | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 233 | 6 | 1.6 | M | Directors Related | Elect Director Michael A. Flick | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 233 | 7 | 1.7 | M | Directors Related | Elect Director Thomas C. Knudson | For | For | For | For |
Account Name | Cust Bank Acct Nbr | Client Account Nbr | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting Type | Ballot Shares | Seq Number | Ballot Item Number | MorS | Category | ItemDesc | ISS Rec | Mgt Rec Vote | Policy Vote Rec | Vote Cast | ||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 233 | 8 | 1.8 | M | Directors Related | Elect Director Ken C. Tamblyn | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 233 | 9 | 1.9 | M | Directors Related | Elect Director William P. Wyatt | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Bristow Group Inc | BRS | 110394103 | USA | 08/05/09 | 06/09/09 | Annual | 233 | 10 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Alpha Natural Resources, Inc. | ANR | 02076X102 | USA | 07/31/09 | 06/25/09 | Special | 1066 | 1 | 1 | M | Reorg. and Mergers | Approve Merger Agreement | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Alpha Natural Resources, Inc. | ANR | 02076X102 | USA | 07/31/09 | 06/25/09 | Special | 1066 | 2 | 2 | M | Antitakeover Related | Adjourn Meeting | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | Merck & Co., Inc. | MRK | 589331107 | USA | 08/07/09 | 06/22/09 | Special | 5897 | 1 | 1 | M | Reorg. and Mergers | Approve Acquisition | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 4213 | 1 | 1 | M | Directors Related | Elect Director W.R. Johnson | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 4213 | 2 | 2 | M | Directors Related | Elect Director C.E. Bunch | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 4213 | 3 | 3 | M | Directors Related | Elect Director L.S. Coleman, Jr. | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 4213 | 4 | 4 | M | Directors Related | Elect Director J.G. Drosdick | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 4213 | 5 | 5 | M | Directors Related | Elect Director E.E. Holiday | For | For | Refer | Against | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 4213 | 6 | 6 | M | Directors Related | Elect Director C. Kendle | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 4213 | 7 | 7 | M | Directors Related | Elect Director D.R. O Hare | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 4213 | 8 | 8 | M | Directors Related | Elect Director N. Peltz | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 4213 | 9 | 9 | M | Directors Related | Elect Director D.H. Reilley | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 4213 | 10 | 10 | M | Directors Related | Elect Director L.C. Swann | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 4213 | 11 | 11 | M | Directors Related | Elect Director T.J. Usher | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 4213 | 12 | 12 | M | Directors Related | Elect Director M.F. Weinstein | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 4213 | 13 | 13 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 4213 | 14 | 14 | M | Antitakeover Related | Provide Right to Call Special Meeting | For | For | Refer | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 1263 | 1 | 1.1 | M | Directors Related | Elect Director V. Gordon Clemons | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 1263 | 2 | 1.2 | M | Directors Related | Elect Director Steven J. Hamerslag | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 1263 | 3 | 1.3 | M | Directors Related | Elect Director Alan R. Hoops | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 1263 | 4 | 1.4 | M | Directors Related | Elect Director R. Judd Jessup | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 1263 | 5 | 1.5 | M | Directors Related | Elect Director Jean H. Macino | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 1263 | 6 | 1.6 | M | Directors Related | Elect Director Jeffrey J. Michael | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 1263 | 7 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 769 | 1 | 1.1 | M | Directors Related | Elect Director Brian J. Farrell | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 769 | 2 | 1.2 | M | Directors Related | Elect Director Lawrence Burstein | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 769 | 3 | 1.3 | M | Directors Related | Elect Director Henry T. DeNero | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 769 | 4 | 1.4 | M | Directors Related | Elect Director Brian P. Dougherty | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 769 | 5 | 1.5 | M | Directors Related | Elect Director Jeffrey W. Griffiths | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 769 | 6 | 1.6 | M | Directors Related | Elect Director Gary E. Rieschel | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 769 | 7 | 1.7 | M | Directors Related | Elect Director James L. Whims | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 769 | 8 | 2 | M | Non-Salary Comp. | Amend Qualified Employee Stock Purchase Plan | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 769 | 9 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 000260970 | * | 260970 | THQ Inc. | THQI | 872443403 | USA | 08/06/09 | 06/08/09 | Annual | 769 | 10 | 4 | M | Routine/Business | Other Business | Against | For | Against | Against | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 1 | 1 | M | Routine/Business | Accept Financial Statements and Statutory Reports | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 2 | 2 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 3 | 3 | M | Routine/Business | Approve Final Dividend of 8.39 Pence Per Ordinary Share | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 4 | 4 | M | Directors Related | Re-elect Richard Brasher as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 5 | 5 | M | Directors Related | Re-elect Philip Clarke as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 6 | 6 | M | Directors Related | Re-elect Andrew Higginson as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 7 | 7 | M | Directors Related | Re-elect Charles Allen as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 8 | 8 | M | Directors Related | Re-elect Dr Harald Einsmann as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 9 | 9 | M | Directors Related | Elect Jacqueline Tammenoms Bakker as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 10 | 10 | M | Directors Related | Elect Patrick Cescau as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 11 | 11 | M | Directors Related | Elect Ken Hanna as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 12 | 12 | M | Directors Related | Elect Laurie Mcllwee as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 13 | 13 | M | Routine/Business | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 14 | 14 | M | Routine/Business | Authorise Board to Fix Remuneration of Auditors | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 15 | 15 | M | Capitalization | Approve Increase in Authorised Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 16 | 16 | M | Capitalization | Subject to the Passing of Resolution Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 17 | 17 | M | Capitalization | Subject to the Passing of Resolution Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 18 | 18 | M | Capitalization | Authorise 790,063,358 Ordinary Shares for Market Purchase | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 19 | 19 | M | Routine/Business | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 20 | 20 | M | Non-Salary Comp. | Approve Tesco plc Group Bonus Plan | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 21 | 21 | M | Non-Salary Comp. | Amend Tesco plc 2004 Discretionary Share Option Plan | Against | For | Against | Against | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 22 | 22 | M | Routine/Business | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 11179 | 24 | 23 | S | SH-Routine/Business | Resolve that the Directors Allocate a NED to Tesco’s Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco’s UK Meat and Poultry Supply Chain | Against | Against | Against | Against | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 1 | 1 | M | Routine/Business | Accept Financial Statements and Statutory Reports | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 2 | 2 | M | Directors Related | Re-elect Sir John Bond as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 3 | 3 | M | Directors Related | Re-elect John Buchanan as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 4 | 4 | M | Directors Related | Re-elect Vittorio Colao as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 5 | 5 | M | Directors Related | Elect Michel Combes as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 6 | 6 | M | Directors Related | Re-elect Andy Halford as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 7 | 7 | M | Directors Related | Re-elect Alan Jebson as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 8 | 8 | M | Directors Related | Elect Samuel Jonah as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 9 | 9 | M | Directors Related | Re-elect Nick Land as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 10 | 10 | M | Directors Related | Re-elect Anne Lauvergeon as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 11 | 11 | M | Directors Related | Re-elect Simon Murray as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 12 | 12 | M | Directors Related | Elect Stephen Pusey as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 13 | 13 | M | Directors Related | Re-elect Luc Vandevelde as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 14 | 14 | M | Directors Related | Re-elect Anthony Watson as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 15 | 15 | M | Directors Related | Re-elect Philip Yea as Director | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 16 | 16 | M | Routine/Business | Approve Final Dividend of 5.20 Pence Per Ordinary Share | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 17 | 17 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 18 | 18 | M | Routine/Business | Reappoint Deloitte LLP as Auditors of the Company | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 19 | 19 | M | Routine/Business | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 20 | 20 | M | Capitalization | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 21 | 21 | M | Capitalization | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 22 | 22 | M | Capitalization | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 23 | 23 | M | Routine/Business | Adopt New Articles of Association | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 77370 | 24 | 24 | M | Routine/Business | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 12338 | 1 | 1 | M | Routine/Business | Accept Financial Statements and Statutory Reports | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 12338 | 2 | 2 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | ||||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 12338 | 3 | 3 | M | Routine/Business | Approve Final Dividend of 1.1 Pence Per Ordinary Share | For | For | For | For |
Account | Cust Bank Acct Nbr | Client Account Nbr | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting | Ballot Shares | Seq Number | Ballot Item Number | MorS | Category | ItemDesc | ISS Rec Vote | Mgt | Policy | Vote | |||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 12338 | 4 | 4 | M | Directors Related | Re-elect Clayton Brendish as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 12338 | 5 | 5 | M | Directors Related | Re-elect Phil Hodkinson as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 12338 | 6 | 6 | M | Directors Related | Elect Tony Chanmugam as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 12338 | 7 | 7 | M | Routine/Business | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 12338 | 8 | 8 | M | Routine/Business | Authorise Board to Fix Remuneration of Auditors | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 12338 | 9 | 9 | M | Capitalization | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 127,000,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 127,000,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 12338 | 10 | 10 | M | Capitalization | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 20,000,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 12338 | 11 | 11 | M | Capitalization | Authorise 774,000,000 Ordinary Shares for Market Purchase | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 12338 | 12 | 12 | M | Routine/Business | Amend Articles of Association by Deleting the Provisions of the Company’s Memorandum of Association which, Due to Section 28 Companies Act 2006, Would be Treated as Provisions of the Current Articles; Adopt New Articles of Association | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 12338 | 13 | 13 | M | Routine/Business | Approve That the Company May Call a General Meeting (But not an AGM) on at least 14 Clear Days’ Notice | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 12338 | 14 | 14 | M | Routine/Business | Authorise British Telecommunications plc to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 75,000 and to Political Organisations Other Than Political Parties up to GBP 25,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Assicurazioni Generali Spa | T05040109 | Italy | 07/14/09 | 07/09/09 | Special | 1704 | 2 | 1 | M | Reorg. and Mergers | Approve Plan of Merger by Absorption of Alleanza Assicurazioni SpA and Toro Assicurazioni SpA and Approve Merger-Related Capital Increase | For | For | For | For | ||||||||||||||||||||
TDAX Independence 2040 ETF Composite | 260970 | 260970 | Barclays plc | G08036124 | United Kingdom | 08/06/09 | Special | 11769 | 1 | 1 | M | Reorg. and Mergers | Approve Disposal by Barclays plc of the Barclays Global Investors Business and Ancillary Arrangements | For | For | For | For |
VOTE SUMMARY REPORT August 3, 2009 - June 30, 2010 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Ipc Holdings Ltd Meeting Date Country Primary Security ID Meeting Type Record Date 04-Sep-09 Bermuda G4933P101 Special 27-Jul-09 Ticker: IPCR CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction 1 Approve Elimination of Supermajority Vote Requirement for Mgmt For For Amalgamations 2 Approve Merger Agreement Mgmt For For 3 Adjourn Meeting Mgmt For For Exar Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 16-Sep-09 USA 300645108 Annual 22-Jul-09 Ticker: EXAR CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Izak Bencuya Mgmt For For 1.2 Elect Director Pierre Guilbault Mgmt For For 1.3 Elect Director Brian Hilton Mgmt For For 1.4 Elect Director Richard L. Leza Mgmt For For 1.5 Elect Director Gary Meyers Mgmt For For 1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For 1.7 Elect Director Pedro P. Rodriquez Mgmt For For 2 Ratify Auditors Mgmt For For Casey's General Stores, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Sep-09 USA 147528103 Annual 24-Jul-09 Ticker: CASY CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Ronald M. Lamb Mgmt For For 1.2 Elect Director Robert J. Myers Mgmt For For 1.3 Elect Director Diane C. Bridgewater Mgmt For For 1.4 Elect Director Johnny Danos Mgmt For For 1.5 Elect Director H. Lynn Horak Mgmt For For 1.6 Elect Director Kenneth H. Haynie Mgmt For For 1.7 Elect Director William C. Kimball Mgmt For For 1.8 Elect Director Jeffrey M. Lamberti Mgmt For For 1.9 Elect Director Richard A. Wilkey Mgmt For For Page 1 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 3com Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Sep-09 USA 885535104 Annual 27-Jul-09 Ticker: COMS CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kathleen A. Cote Mgmt For For 1.2 Elect Director David H.Y. Ho Mgmt For For 1.3 Elect Director Robert Y.L. Mao Mgmt For For 1.4 Elect Director J. Donald Sherman Mgmt For For 1.5 Elect Director Dominique Trempont Mgmt For For 2 Declassify the Board of Directors Mgmt For For 3 Ratify Auditors Mgmt For For Pharmasset, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Sep-09 USA 71715N106 Special 07-Aug-09 Ticker: VRUS CUSIP: 71715N106 ISIN: US71715N1063 SEDOL: B17W5V1 Vote Proponent Mgmt Rec Instruction 1 Amend Omnibus Stock Plan Mgmt For Against Ship Finance International Limited Meeting Date Country Primary Security ID Meeting Type Record Date 25-Sep-09 Bermuda G81075106 Annual 17-Jul-09 Ticker: N/A CUSIP: G81075106 ISIN: BMG810751062 SEDOL: B01G7F0 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For 2 Fix Number of Directors at 8 Mgmt For For 3 Authorize Board to Fill Vacancies Mgmt For For 4 Reelect Paul Leand Jr. as Director Mgmt For For 5 Reelect Kate Blankenship as Director Mgmt For For 6 Reelect Craig H. Stevenson Jr. as Director Mgmt For For 7 Reelect Hans Petter as Director Mgmt For For 8 Reelect Cecilie Fredriksen as Director Mgmt For For 9 Approve Moore Stephens, P.C. as Auditors and Authorize Board Mgmt For For to Fix Their Remuneration 10 Approve Remuneration of Directors Mgmt For For Page 2 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11 Approve Reduction of Share Premium Account Mgmt For For 12 Transact Other Business (Voting) Mgmt For Abstain Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date 30-Sep-09 USA 696643105 Annual 03-Aug-09 Ticker: PALM CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert C. Hagerty Mgmt For For 1.2 Elect Director Jonathan J. Rubinstein Mgmt For For 1.3 Elect Director Paul S. Mountford Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Oracle Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 07-Oct-09 USA 68389X105 Annual 10-Aug-09 Ticker: ORCL CUSIP: 68389X105 ISIN: US68389X1054 SEDOL: 2661568 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jeffrey S. Berg Mgmt For For 1.2 Elect Director H. Raymond Bingham Mgmt For For 1.3 Elect Director Michael J. Boskin Mgmt For For 1.4 Elect Director Safra A. Catz Mgmt For For 1.5 Elect Director Bruce R. Chizen Mgmt For For 1.6 Elect Director George H. Conrades Mgmt For For 1.7 Elect Director Lawrence J. Ellison Mgmt For For 1.8 Elect Director Hector Garcia-Molina Mgmt For For 1.9 Elect Director Jeffrey O. Henley Mgmt For For 1.10 Elect Director Donald L. Lucas Mgmt For For 1.11 Elect Director Charles E. Phillips, Jr. Mgmt For For 1.12 Elect Director Naomi O. Seligman Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For 4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 6 Stock Retention/Holding Period SH Against For Page 3 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 MSC.Software Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 09-Oct-09 USA 553531104 Special 27-Aug-09 Ticker: MSCS CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Paychex, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-Oct-09 USA 704326107 Annual 14-Aug-09 Ticker: PAYX CUSIP: 704326107 ISIN: US7043261079 SEDOL: 2674458 Vote Proponent Mgmt Rec Instruction 1 Elect Director B. Thomas Golisano Mgmt For For 2 Elect Director David J.S. Flaschen Mgmt For For 3 Elect Director Grant M. Inman Mgmt For For 4 Elect Director Pamela A. Joseph Mgmt For For 5 Elect Director Jonathan J. Judge Mgmt For For 6 Elect Director Joseph M. Tucci Mgmt For For 7 Elect Director Joseph M. Velli Mgmt For For 8 Ratify Auditors Mgmt For For The Procter & Gamble Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-Oct-09 USA 742718109 Annual 14-Aug-09 Ticker: PG CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407 Vote Proponent Mgmt Rec Instruction 1 Elect Director Kenneth I. Chenault Mgmt For For 2 Elect Director Scott D. Cook Mgmt For For 3 Elect Director Rajat K. Gupta Mgmt For For 4 Elect Director A.G. Lafley Mgmt For For 5 Elect Director Charles R. Lee Mgmt For For 6 Elect Director Lynn M. Martin Mgmt For For 7 Elect Director Robert A. McDonald Mgmt For For 8 Elect Director W. James McNerney, Jr. Mgmt For For 9 Elect Director Johnathan A. Rodgers Mgmt For For 10 Elect Director Ralph Snyderman Mgmt For For 11 Elect Director Mary Agnes Wilderotter Mgmt For For Page 4 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Elect Director Patricia A. Woertz Mgmt For For 13 Elect Director Ernesto Zedillo Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Code of Regulations Mgmt For For 16 Approve Omnibus Stock Plan Mgmt For Against 17 Provide for Cumulative Voting SH Against Against 18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Diageo plc Meeting Date Country Primary Security ID Meeting Type Record Date 14-Oct-09 United Kingdom G42089113 Annual 12-Oct-09 Ticker: N/A CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend of 22.2 Pence Per Ordinary Share Mgmt For For 4 Re-elect Laurence Danon as Director Mgmt For For 5 Re-elect Lord (Clive) Hollick of Notting Hill as Director Mgmt For For 6 Re-elect Paul Walsh as Director Mgmt For For 7 Elect Peggy Bruzelius as Director Mgmt For For 8 Elect Betsy Holden as Director Mgmt For For 9 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For 10 Authorise Board to Fix Remuneration of Auditors Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Under a Mgmt For For General Authority up to GBP 241,092,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 482,185,000 After Deducting Any Securities Issued Under the General Authority 12 If Resolution 11 is Passed, Authorise Issue of Equity or Mgmt For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,842,000 13 Authorise 249,964,000 Ordinary Shares for Market Purchase Mgmt For For 14 Authorise the Company and its Subsidiaries to Make EU Political Mgmt For For Donations to Political Parties, to Make EU Political Donations to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to GBP 200,000 15 Approve Diageo plc 2009 Discretionary Incentive Plan Mgmt For For 16 Approve Diageo plc 2009 Executive Long Term Incentive Plan Mgmt For For 17 Approve Diageo plc 2009 International Sharematch Plan Mgmt For For Page 5 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Authorise Board to Establish Future Share Plans for the Benefit Mgmt For For of Employees Overseas Based on the Diageo plc 2009 Discretionary Incentive Plan, the Diageo plc 2009 Executive Long Term Incentive Plan and the Diageo plc 2009 International Sharematch Plan 19 Approve Diageo plc 2009 Irish Sharesave Scheme Mgmt For For 20 Amend Diageo plc Executive Share Option Plan Mgmt For For 21 Amend Diageo plc 2008 Senior Executive Share Option Plan Mgmt For For 22 Amend Diageo plc Senior Executive Share Option Plan Mgmt For For 23 Approve That a General Meeting Other Than an Annual General Mgmt For For Meeting May Be Called on Not Less Than 14 Clear Days' Notice 24 Adopt New Articles of Association Mgmt For For The Marcus Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 14-Oct-09 USA 566330106 Annual 06-Aug-09 Ticker: MCS CUSIP: 566330106 ISIN: US5663301068 SEDOL: 2564827 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen H. Marcus Mgmt For Withhold 1.2 Elect Director Diane Marcus Gershowitz Mgmt For Withhold 1.3 Elect Director Daniel F. McKeithan, Jr Mgmt For For 1.4 Elect Director Allan H. Selig Mgmt For Withhold 1.5 Elect Director Timothy E. Hoeksema Mgmt For For 1.6 Elect Director Bruce J. Olson Mgmt For Withhold 1.7 Elect Director Philip L. Milstein Mgmt For For 1.8 Elect Director Bronson J. Haase Mgmt For For 1.9 Elect Director James D. Ericson Mgmt For For 1.10 Elect Director Gregory S. Marcus Mgmt For Withhold Matrix Service Co. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Oct-09 USA 576853105 Annual 02-Sep-09 Ticker: MTRX CUSIP: 576853105 ISIN: US5768531056 SEDOL: 2572068 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael J. Bradley Mgmt For For 1.2 Elect Director Michael J. Hall Mgmt For For 1.3 Elect Director I. Edgar (Ed) Hendrix Mgmt For For 1.4 Elect Director Paul K. Lackey Mgmt For For 1.5 Elect Director Tom E. Maxwell Mgmt For For 1.6 Elect Director David J. Tippeconnic Mgmt For For Page 6 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against SRA International, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 28-Oct-09 USA 78464R105 Annual 31-Aug-09 Ticker: SRX CUSIP: 78464R105 ISIN: US78464R1059 SEDOL: 2865241 Vote Proponent Mgmt Rec Instruction 1 Declassify the Board of Directors Mgmt For For 2.1 Elect Director Stanton D. Sloane Mgmt For For 2.2 Elect Director E.P. Giambastiani, Jr. Mgmt For For 2.3 Elect Director William T. Keevan Mgmt For For 2.4 Elect Director John W. Barter Mgmt For For 2.5 Elect Director Larry R. Ellis Mgmt For For 2.6 Elect Director Miles R. Gilburne Mgmt For For 2.7 Elect Director Gail R. Wilensky Mgmt For For 2.8 Elect Director Michael R. Klein Mgmt For For 2.9 Elect Director David H. Langstaff Mgmt For For 2.10 Elect Director Ernst Volgenau Mgmt For For 3 Ratify Auditors Mgmt For For BHP Billiton plc Meeting Date Country Primary Security ID Meeting Type Record Date 29-Oct-09 United Kingdom G10877101 Annual 27-Oct-09 Ticker: N/A CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Re-elect Carlos Cordeiro as Director Mgmt For For 3 Re-elect David Crawford as Director Mgmt For For 4 Re-elect Gail de Planque as Director Mgmt For For 5 Re-elect Marius Kloppers as Director Mgmt For For 6 Re-elect Don Argus as Director Mgmt For For 7 Elect Wayne Murdy as Director Mgmt For For 8 Reappoint KPMG Audit plc as Auditors and Authorise the Board Mgmt For For to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked Securities with Mgmt For For Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328 10 Authorise Issue of Equity or Equity-Linked Securities without Mgmt For For Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030 Page 7 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11 Authorise 223,112,120 Ordinary Shares for Market Purchase Mgmt For For 12i Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 30 April 2010 12ii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 17 June 2010 12iii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 15 September 2010 12iv Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 11 November 2010 13 Approve Remuneration Report Mgmt For For 14 Approve the Grant of Deferred Shares and Options under the Mgmt For For BHP Billiton Ltd Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers Ebix, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Oct-09 USA 278715206 Annual 09-Sep-09 Ticker: EBIX CUSIP: 278715206 ISIN: US2787152063 SEDOL: 2008400 Vote Proponent Mgmt Rec Instruction 1 Elect Director Robin Raina Mgmt For For 2 Elect Director Hans U. Benz Mgmt For For 3 Elect Director Pavan Bhalla Mgmt For For 4 Elect Director Neil D. Eckert Mgmt For For 5 Elect Director Rolf Herter Mgmt For For 6 Elect Director Hans Ueli Keller Mgmt For For Jack Henry & Associates, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Nov-09 USA 426281101 Annual 21-Sep-09 Ticker: JKHY CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jerry D. Hall Mgmt For For 1.2 Elect Director Michael E. Henry Mgmt For For 1.3 Elect Director James J. Ellis Mgmt For For 1.4 Elect Director Craig R. Curry Mgmt For For 1.5 Elect Director Wesley A. Brown Mgmt For For 1.6 Elect Director Matthew C. Flanigan Mgmt For For 1.7 Elect Director Marla K. Shepard Mgmt For For 1.8 Elect Director John F. Prim Mgmt For For 2 Ratify Auditors Mgmt For For Page 8 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Zymogenetics Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Nov-09 USA 98985T109 Ticker: ZGEN Special 07-Oct-09 CUSIP: 98985T109 ISIN: US98985T1097 SEDOL: 2807168 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Stock Option Exchange Program Commonwealth Bank Of Australia 11-Nov-09 Meeting Date Australia Country Q26915100 Primary Security ID Ticker: CBA Annual Meeting Type For Record Date 09-Nov-09 Against CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035 Proponent Mgmt Rec Vote Instruction Mgmt1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 None None Mgmt2(a) Elect S Carolyn Kay as a Director For For Mgmt2(b) Elect Fergus D Ryan as a Director For For Mgmt2(c) Elect David J Turner as a Director For For Mgmt3 Approve the Remuneration Report for the Financial Year Ended June 30, 2009 For For Mgmt4 Approve the Grant of Reward Shares to a Maximum Value of A$4.49 Million to R J Norris, CEO, Under the Group Leadership Reward Plan of Commonwealth Bank of Australia Solera Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 11-Nov-09 USA 83421A104 Ticker: SLH Annual 01-Oct-09 CUSIP: 83421A104 ISIN: US83421A1043 SEDOL: B1XDZ96 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Tony Aquila For For Mgmt1.2 Elect Director Arthur F. Kingsbury For For Mgmt1.3 Elect Director Jerrell W. Shelton For For Mgmt1.4 Elect Director Kenneth A. Viellieu For For Mgmt1.5 Elect Director Stuart J. Yarbrough For For Mgmt2 Ratify Auditors Cisco Systems, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 12-Nov-09 USA 17275R102 Ticker: CSCO Annual 14-Sep-09 CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163 Proponent Mgmt Rec Vote Instruction Page 9 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Elect Director Carol A. Bartz Mgmt For For 2 Elect Director M. Michele Burns Mgmt For For 3 Elect Director Michael D. Capellas Mgmt For For 4 Elect Director Larry R. Carter Mgmt For For 5 Elect Director John T. Chambers Mgmt For For 6 Elect Director Brian L. Halla Mgmt For For 7 Elect Director John L. Hennessy Mgmt For For 8 Elect Director Richard M. Kovacevich Mgmt For For 9 Elect Director Roderick C. McGeary Mgmt For For 10 Elect Director Michael K. Powell Mgmt For For 11 Elect Director Arun Sarin Mgmt For For 12 Elect Director Steven M. West Mgmt For For 13 Elect Director Jerry Yang Mgmt For For 14 Amend Omnibus Stock Plan Mgmt For Against 15 Amend Qualified Employee Stock Purchase Plan Mgmt For For 16 Ratify Auditors Mgmt For For 17 Amend Bylaws to Establish a Board Committee on Human Rights SH Against Against 18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 19 Report on Internet Fragmentation SH Against For Ethan Allen Interiors Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 USA 297602104 Annual 21-Sep-09 Ticker: ETH CUSIP: 297602104 ISIN: US2976021046 SEDOL: 2320825 Vote Proponent Mgmt Rec Instruction 1 Elect Director Frank G. Wisner Mgmt For For 2 Ratify Auditors Mgmt For For Lancaster Colony Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 USA 513847103 Annual 18-Sep-09 Ticker: LANC CUSIP: 513847103 ISIN: US5138471033 SEDOL: 2503206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director James B. Bachmann Mgmt For For 1.2 Elect Director Neeli Bendapudi Mgmt For For 1.3 Elect Director John L. Boylan Mgmt For For 2 Ratify Auditors Mgmt For For Page 10 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 UniCredit SpA Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 Italy T95132105 Special 11-Nov-09 Ticker: N/A CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445 Vote Proponent Mgmt Rec Instruction Special Business Mgmt None None 1 Approve EUR 4 Billion Capital Increase with Preemptive Rights to Mgmt For For Holders of Ordinary Shares and Saving Shares Corinthian Colleges, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 17-Nov-09 USA 218868107 Annual 21-Sep-09 Ticker: COCO CUSIP: 218868107 ISIN: US2188681074 SEDOL: 2386021 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Paul R. St. Pierre Mgmt For For 1.2 Elect Director Linda Arey Skladany Mgmt For For 1.3 Elect Director Robert Lee Mgmt For For 2 Ratify Auditors Mgmt For For VistaPrint NV Meeting Date Country Primary Security ID Meeting Type Record Date 17-Nov-09 Netherlands N93540107 Annual 19-Oct-09 Ticker: VPRT CUSIP: N/A ISIN: NL0009272269 SEDOL: B48HGT1 Vote Proponent Mgmt Rec Instruction This is a duplicate meeting for ballots received via the Mgmt None None Broadridge North American Ballot distribution system. 1 A Vote For The Election Of Nominee John J. Gavin, Jr. Mgmt For For 2 A Vote For The Election Of Nominee George M. Overholser Mgmt For For 3 A Vote For The Election Of Nominee Mark T. Thomas Mgmt For For 4 Approve Our Performance Incentive Plan For Covered Employees Mgmt For For 5 Appoint Ernst & Young Llp As Our Independent Registered Mgmt For For Publicaccounting Firm For The Fiscal Year Ending June 30, 2010 CACI International, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Nov-09 USA 127190304 Annual 21-Sep-09 Ticker: CACI CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Dan R. Bannister Mgmt For For Page 11 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Paul M. Cofoni Mgmt For For 1.3 Elect Director Gordon R. England Mgmt For For 1.4 Elect Director James S. Gilmore III Mgmt For For 1.5 Elect Director Gregory G. Johnson Mgmt For For 1.6 Elect Director Richard L. Leatherwood Mgmt For For 1.7 Elect Director J. Phillip London Mgmt For For 1.8 Elect Director James L. Pavitt Mgmt For For 1.9 Elect Director Warren R. Phillips Mgmt For For 1.10 Elect Director Charles P. Revoile Mgmt For For 1.11 Elect Director William S. Wallace Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Adjourn Meeting Mgmt For Against 5 Ratify Auditors Mgmt For For Campbell Soup Co. Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 134429109 Annual 21-Sep-09 Ticker: CPB CUSIP: 134429109 ISIN: US1344291091 SEDOL: 2162845 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Edmund M. Carpenter Mgmt For For 1.2 Elect Director Paul R. Charron Mgmt For For 1.3 Elect Director Douglas R. Conant Mgmt For For 1.4 Elect Director Bennett Dorrance Mgmt For For 1.5 Elect Director Harvey Golub Mgmt For For 1.6 Elect Director Lawrence C. Karlson Mgmt For For 1.7 Elect Director Randall W. Larrimore Mgmt For For 1.8 Elect Director Mary Alice D. Malone Mgmt For For 1.9 Elect Director Sara Mathew Mgmt For For 1.10 Elect Director William D. Perez Mgmt For For 1.11 Elect Director Charles R. Perrin Mgmt For For 1.12 Elect Director A. Barry Rand Mgmt For For 1.13 Elect Director Nick Schreiber Mgmt For For 1.14 Elect Director Archbold D. Van Beuren Mgmt For For 1.15 Elect Director Les C. Vinney Mgmt For For 1.16 Elect Director Charlotte C. Weber Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For Page 12 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 Germany D2035M169 Special 03-Nov-09 Ticker: N/A CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359 Vote Proponent Mgmt Rec Instruction 1 Approve Spin-Off and Takeover Agreement Concluded on Mgmt For For September 3, 2009 with T-Mobile Deutschland GmbH DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 25490A101 Special 09-Oct-09 Ticker: DTV CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Approve Voting and Right of First Refusal Mgmt For For 3 Adjourn Meeting Mgmt For For Microsoft Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 594918104 Annual 04-Sep-09 Ticker: MSFT CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173 Vote Proponent Mgmt Rec Instruction 1 Elect Director William H. Gates, III Mgmt For For 2 Elect Director Steven A. Ballmer Mgmt For For 3 Elect Director Dina Dublon Mgmt For For 4 Elect Director Raymond V. Gilmartin Mgmt For For 5 Elect Director Reed Hastings Mgmt For For 6 Elect Director Maria Klawe Mgmt For For 7 Elect Director David F. Marquardt Mgmt For For 8 Elect Director Charles H. Noski Mgmt For For 9 Elect Director Helmut Panke Mgmt For For 10 Ratify Auditors Mgmt For For 11 Permit Right to Call Special Meeting Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 13 Adopt Principles for Health Care Reform SH Against Against 14 Report on Charitable Contributions SH Against Against Page 13 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 BHP Billiton Limited (Formerly BHP Ltd.) Ticker: BHP 26-Nov-09 Meeting Date Australia Country Q1498M159 Primary Security ID Annual Meeting Type Record Date 24-Nov-09 CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690 Proponent Mgmt Rec Vote Instruction 1 Accept Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc for the Fiscal Year Ended June 30, 2009 Mgmt For For 2 Elect Carlos Cordeiro as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 3 Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 4 Elect Gail de Planque as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 5 Elect Marius Kloppers as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 6 Elect Don Argus as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 7 Elect Wayne Murdy as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 8 Approve KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For 9 Approve Renewal of General Authority to Issue of Up to 555.97 Million Shares in BHP Billiton Plc in Connection with Its Employee Share and Incentive Schemes Mgmt For For 10 Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc Mgmt For For 11 Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc Mgmt For For 12i Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on April 30, 2010 Mgmt For For 12ii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on June 17, 2010 Mgmt For For 12iii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on Sept. 15, 2010 Mgmt For For 12iv Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on Nov. 11, 2010 Mgmt For For 13 Approve Remuneration Report for the Fiscal Year Ended June 30, 2009 Mgmt For For 14 Approve Grant of Approximately 55,932 Deferred Shares, 223,739 Options, and 424,612 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and the Long Term Incentive Plan Mgmt For For Bally Technologies, Inc Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: BYI 02-Dec-09 USA 05874B107 Annual 13-Oct-09 CUSIP: 05874B107 ISIN: US05874B1070 SEDOL: 2380818 Proponent Mgmt Rec Vote Instruction Page 14 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director David Robbins Mgmt For Withhold 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Volkswagen AG (VW) Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 03-Dec-09 Germany D9452L228 Special 12-Nov-09 CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102 Proponent Mgmt Rec Vote Instruction 1 Approve Creation of EUR 345.6 Million Pool of Capital with Preemptive Rights via Issuance of Preferred Stock Mgmt For Against 2 Amend Articles Re: Grant the Federal State of Lower Saxony the Right to Nominate Two Supervisory Board Members if it Holds at Least 15 Percent of Common Stock Mgmt For Against 3 Amend Articles Re: Require Qualified Majority of 80 Percent of General Meeting Mgmt For Against 4a Elect Hans Michel Piech to the Supervisory Board Mgmt For Against 4b Elect Ferdinand Oliver Porsche to the Supervisory Board Mgmt For Against Mgmt5 Amend Articles Re: Amend Articles Re: Convocation of, Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Vail Resorts, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: MTN 04-Dec-09 USA 91879Q109 Annual 07-Oct-09 CUSIP: 91879Q109 ISIN: US91879Q1094 SEDOL: 2954194 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Roland A. Hernandez Mgmt For For 1.2 Elect Director Thomas D. Hyde Mgmt For For 1.3 Elect Director Jeffrey W. Jones Mgmt For For 1.4 Elect Director Robert A. Katz Mgmt For For 1.5 Elect Director Richard D. Kincaid Mgmt For For 1.6 Elect Director John T. Redmond Mgmt For For 1.7 Elect Director John F. Sorte Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For 4 Other Business ModusLink Global Solutions, Inc. Ticker: MLNK 09-Dec-09 Meeting Date USA Country Mgmt 60786L107 Primary Security ID Annual Meeting Type For Record Date 12-Oct-09 Abstain CUSIP: 60786L107 ISIN: US60786L1070 SEDOL: 2203551 Page 15 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Francis J. Jules Mgmt For For 1.2 Elect Director Joseph C. Lawler Mgmt For For 1.3 Elect Director Michael J. Mardy Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For 3 Ratify Auditors Mgmt For For The Dress Barn, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 09-Dec-09 USA 261570105 Annual 09-Oct-09 Ticker: DBRN CUSIP: 261570105 ISIN: US2615701057 SEDOL: 2280565 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John Usdan Mgmt For For 1.2 Elect Director Randy L. Pearce Mgmt For For 2 Amend Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For Arena Resources, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Dec-09 USA 040049108 Annual 23-Oct-09 Ticker: ARD CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lloyd T. Rochford Mgmt For For 1.2 Elect Director Stanley M. McCabe Mgmt For For 1.3 Elect Director Clayton E. Woodrum Mgmt For For 1.4 Elect Director Anthony B. Petrelli Mgmt For For 1.5 Elect Director Carl H. Fiddner Mgmt For For 2 Approve Restricted Stock Plan Mgmt For Against 3 Amend Stock Option Plan Mgmt For Against Starent Networks, Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Dec-09 USA 85528P108 Special 06-Nov-09 Ticker: STAR CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Page 16 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 AutoZone, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: AZO 16-Dec-09 USA 053332102 Annual 19-Oct-09 CUSIP: 053332102 ISIN: US0533321024 SEDOL: 2065955 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director William C. Crowley Mgmt For For 1.2 Elect Director Sue E. Gove Mgmt For For 1.3 Elect Director Earl G. Graves, Jr. Mgmt For For 1.4 Elect Director Robert R. Grusky Mgmt For For 1.5 Elect Director J. R. Hyde, III Mgmt For For 1.6 Elect Director W. Andrew McKenna Mgmt For For 1.7 Elect Director George R. Mrkonic, Jr. Mgmt For For 1.8 Elect Director Luis P. Nieto Mgmt For For 1.9 Elect Director William C. Rhodes, III Mgmt For For 1.10 Elect Director Theodore W. Ullyot Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Westpac Banking Corporation Ticker: WBC 16-Dec-09 Meeting Date Australia Country Mgmt Q97417101 Primary Security ID Annual Meeting Type For Record Date 14-Dec-09 For CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146 Proponent Mgmt Rec Vote Instruction 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 3(a) Elect Edward (Ted) Alfred Evans as a Director Mgmt For For 3(b) Elect Gordon McKellar Cairns as a Director Mgmt For For 3(c) Elect Peter David Wilson as a Director Mgmt For For Mgmt4 Approve the Grant of Shares and Performance Share Rights and/or Performance Options to Gail Patricia Kelly, Managing Director and CEO, Under the Company's CEO Restricted Share Plan and CEO Performance Plan National Australia Bank Limited 17-Dec-09 Meeting Date Australia Country Q6534X101 Primary Security ID Ticker: NAB Annual Meeting Type For Record Date 15-Dec-09 For CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608 Proponent Mgmt Rec Vote Instruction Page 17 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2(a) Approve the Selective Buy-Back of 600 Unpaid Preference Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 Mgmt For For 2(b) Approve the Selective Reduction of Capital on 600 Unpaid Preference Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 Mgmt For For 2(c) Approve the Selective Buy-Back of 1,000 Unpaid Preference Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30, 2009 Mgmt For For 2(d) Approve the Selective Reduction of Capital on 1,000 Unpaid Preference Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30, 2009 Mgmt For For 3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 4 Approve the Grant of Shares Worth a Total of A$3.31 Million to Cameron Clyne, Group Chief Executive Officer, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 5(a) Approve the Grant of Shares Worth a Total of A$1.60 Million to Mark Joiner, Executive Director, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 5(b) Approve the Grant of Shares Worth a Total of A$1.69 Million to Michael Ullmer, Executive Director, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 6(a) Elect Michael Chaney as a Director Mgmt For For 6(b) Elect Paul Rizzo as a Director Mgmt For For 6(c) Elect Michael Ullmer as a Director Mgmt For For 6(d) Elect Mark Joiner as a Director Mgmt For For 6(e) Elect John Waller as a Director Mgmt For For Shareholder Proposal Mgmt None None 6(f) Elect Stephen Mayne as a Director SH Against Against Australia and New Zealand Banking Group Ltd. (formerly Austr Ticker: ANZ 18-Dec-09 Meeting Date Australia Country Q0954P102 Primary Security ID Annual Meeting Type Record Date 16-Dec-09 CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586 Proponent Mgmt Rec Vote Instruction Management Proposals Mgmt None None 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2 Ratify the Past Issuance of 173.61 Million Shares at an Issue Price of A$14.40 Each to Institutions and Sophisticated and Professional Investors Made on June 3, 2009 Mgmt For For 3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 4(a) Elect J.P. Morschel as a Director Mgmt For For Shareholder Proposal Mgmt None None Page 18 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 SH4(b) Elect R.J. Reeves as a Director Against Against MgmtManagement Proposal None None Mgmt4(c) Elect Lee Hsien Yang as a Director Watson Wyatt Worldwide Inc 18-Dec-09 Meeting Date USA Country 942712100 Primary Security ID Ticker: WW Special Meeting Type For Record Date 03-Nov-09 For CUSIP: 942712100 ISIN: US9427121002 SEDOL: 2648259 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Merger Agreement For For Mgmt2 Approve Omnibus Stock Plan For Against Mgmt3 Adjourn Meeting Ebix, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 21-Dec-09 USA 278715206 Ticker: EBIX Special 26-Oct-09 CUSIP: 278715206 ISIN: US2787152063 SEDOL: 2008400 Proponent Mgmt Rec Vote Instruction Mgmt1 Increase Authorized Common Stock National Bank of Greece SA Meeting Date Country Primary Security ID Meeting Type For Record Date For 14-Jan-10 Greece X56533114 Ticker: N/A Special 21-Dec-09 CUSIP: X56533114 ISIN: GRS003013000 SEDOL: 4625959 Proponent Mgmt Rec Vote Instruction MgmtMeeting for ADR Holders MgmtSpecial Meeting Agenda Mgmt1 Approve Spin-Off Agreement For For Mgmt2 Approve Accounting Treatment of Spin-Off For For Mgmt3 Authorize Filing of Required Documents/Other Formalities For For Mgmt4 Ratify Co-Option of Directors For For Mgmt5 Elect Directors For Against Mgmt6 Elect Members of Audit Committee For For Mgmt7 Approve Related Party Transactions For Against Mgmt8 Amend Company Articles For For Mgmt9 Authorize Convertible Debt Issuance Vestas Wind System AS Meeting Date Country Primary Security ID Meeting Type For Record Date For 14-Jan-10 Denmark K9773J128 Ticker: N/A Special 29-Dec-09 Page 19 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651 Vote Proponent Mgmt Rec Instruction 1 Amend Articles Re: Amend Deadline for Shareholders' Right to Mgmt For For Include Matters on Agenda of Annual General Meeting to Six Weeks 2 Authorize Board or Chairman of Meeting to Make Editorial Mgmt For For Changes to Adopted Resolutions in Connection with Registration Visa Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-Jan-10 USA 92826C839 Annual 27-Nov-09 Ticker: V CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert W. Matschullat Mgmt For For 1.2 Elect Director Cathy E. Minehan Mgmt For For 1.3 Elect Director David J. Pang Mgmt For For 1.4 Elect Director William S. Shanahan Mgmt For For 1.5 Elect Director John A. Swainson Mgmt For For 2 Ratify Auditors Mgmt For For 3com Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 26-Jan-10 USA 885535104 Special 09-Dec-09 Ticker: COMS CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Siemens AG Meeting Date Country Primary Security ID Meeting Type Record Date 26-Jan-10 Germany D69671218 Annual 06-Jan-10 Ticker: N/A CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973 Vote Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Receive Supervisory Board Report, Corporate Governance Mgmt None Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) 2 Receive Financial Statements and Statutory Reports for Fiscal Mgmt None 2008/2009 (Non-Voting) 3 Approve Allocation of Income and Dividends of EUR 1.60 per Mgmt For For Share Page 20 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4a Approve Discharge of Management Board Member Peter Loescher for Fiscal 2008/2009 Mgmt For For 4b Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2008/2009 Mgmt For For 4c Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2008/2009 Mgmt For For 4d Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2008/2009 Mgmt For For 4e Approve Discharge of Management Board Member Barbara Kux for Fiscal 2008/2009 Mgmt For For 4f Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal 2008/2009 Mgmt For For 4g Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2008/2009 Mgmt For For 4h Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2008/2009 Mgmt For For 4i Approve Discharge of Management Board Member Peter Solmssen for Fiscal 2008/2009 Mgmt For For 5a Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2008/2009 Mgmt For For 5b Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2008/2009 Mgmt For For 5c Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2008/2009 Mgmt For For 5d Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2008/2009 Mgmt For For 5e Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2008/2009 Mgmt For For 5f Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2008/2009 Mgmt For For 5g Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2008/2009 Mgmt For For 5h Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2008/2009 Mgmt For For 5i Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2008/2009 Mgmt For For 5j Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2008/2009 Mgmt For For 5k Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2008/2009 Mgmt For For 5l Approve Discharge of Supervisory Board Member Hans-Juergen Hartung for Fiscal 2008/2009 Mgmt For For 5m Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2008/2009 Mgmt For For 5n Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2008/2009 Mgmt For For 5o Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 Mgmt For For 5p Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2008/2009 Mgmt For For 5q Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2008/2009 Mgmt For For Page 21 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5r Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2008/2009 Mgmt For For 5s Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2008/2009 Mgmt For For 5t Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2008/2009 Mgmt For For 5u Approve Discharge of Supervisory Board Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 Mgmt For For 5v Approve Discharge of Supervisory Board Member Sibylle Wankel for Fiscal 2008/2009 Mgmt For For 6 Approve Remuneration System for Management Board Members Mgmt For For 7a Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 Mgmt For For 7b Ratify Ernst & Young GmbH as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 Mgmt For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9 Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital when Repurchasing Shares Mgmt For For 10 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 11 Amend Articles Re: Convocation of, Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 12a Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 Mgmt For For 12b Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 Mgmt For For 12c Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 Mgmt For For 12d Approve Settlement Agreement Between Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 Mgmt For For 12e Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 Mgmt For For 12f Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 Mgmt For For 12g Approve Settlement Agreement Between Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 Mgmt For For 12h Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 Mgmt For For 12i Approve Settlement Agreement Between Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 Mgmt For For 13 Approve Settlement Between Siemens AG and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 Mgmt For For Shareholder Proposals Submitted by Verein von Belegschaftsaktionaeren in der Siemens AG e.V. Mgmt 14 Approve Amendments to Remuneration of Supervisory Board SH Against Against Page 22 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 15 Amend Corporate Purpose SH Against Against New Jersey Resources Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 27-Jan-10 USA 646025106 Annual 01-Dec-09 Ticker: NJR CUSIP: 646025106 ISIN: US6460251068 SEDOL: 2630513 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lawrence R. Codey Mgmt For For 1.2 Elect Director Laurence M. Downes Mgmt For For 1.3 Elect Director Robert B. Evans Mgmt For For 1.4 Elect Director Alfred C. Koeppe Mgmt For For 2 Ratify Auditors Mgmt For For Rock-Tenn Company Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jan-10 USA 772739207 Annual 27-Nov-09 Ticker: RKT CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen G. Anderson Mgmt For For 1.2 Elect Director Robert B. Currey Mgmt For For 1.3 Elect Director Lawrence L. Gellerstedt, III Mgmt For For 1.4 Elect Director John W. Spiegel Mgmt For For 1.5 Elect Director J. Powell Brown Mgmt For For 2 Ratify Auditors Mgmt For For Emerson Electric Co. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Feb-10 USA 291011104 Annual 24-Nov-09 Ticker: EMR CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director C. A. H. Boersig Mgmt For For 1.2 Elect Director C. Fernandez G. Mgmt For For 1.3 Elect Director W. J. Galvin Mgmt For For 1.4 Elect Director R. L. Stephenson Mgmt For For 1.5 Elect Director V. R. Loucks, Jr. Mgmt For For 1.6 Elect Director R. L. Ridgway Mgmt For For 2 Amend Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For Page 23 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Fair Isaac Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Feb-10 USA 303250302 Annual 08-Dec-09 Ticker: FICO CUSIP: 303250104 ISIN: US3032501047 SEDOL: 2330299 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director A. George Battle Mgmt For For 1.2 Elect Director Nicholas F. Graziano Mgmt For For 1.3 Elect Director Mark N. Greene Mgmt For For 1.4 Elect Director Alex W. Hart Mgmt For For 1.5 Elect Director James D. Kirsner Mgmt For For 1.6 Elect Director William J. Lansing Mgmt For For 1.7 Elect Director Rahul N. Merchant Mgmt For For 1.8 Elect Director Margaret L. Taylor Mgmt For For 1.9 Elect Director Duane E. White Mgmt For For 2 Eliminate Cumulative Voting Mgmt For For 3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For 4 Ratify Auditors Mgmt For For Imperial Tobacco Group plc Meeting Date Country Primary Security ID Meeting Type Record Date 02-Feb-10 United Kingdom G4721W102 Annual 29-Jan-10 Ticker: N/A CUSIP: G4721W102 ISIN: GB0004544929 SEDOL: 0454492 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend of 52 Pence Per Ordinary Share Mgmt For For 4 Re-elect Dr Ken Burnett as Director Mgmt For For 5 Re-elect Jean-Dominique Comolli as Director Mgmt For For 6 Re-elect Robert Dyrbus as Director Mgmt For For 7 Re-elect Charles Knott as Director Mgmt For For 8 Re-elect Iain Napier as Director Mgmt For For 9 Reappoint PricewaterhouseCoopers LLP as Auditors of the Mgmt For For Company 10 Authorise Board to Fix Remuneration of Auditors Mgmt For For 11 Authorise Company and its Subsidiaries to Make EU Political Mgmt For For Donations to Political Parties, Political Organisations Other Than Political Parties, or Independent Election Candidates up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 Page 24 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,000,000 After Deducting Any Securities Issued Under the General Authority Mgmt For For 13 Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 Mgmt For For 14 Authorise 106,794,000 Ordinary Shares for Market Purchase Mgmt For For 15 Approve That a General Meeting of the Company Other Than an Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice Mgmt For For 16 Adopt New Articles of Association Accenture plc Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 04-Feb-10 Ireland G1151C101 Annual 14-Dec-09 CUSIP: G1151C101 ISIN: IE00B4BNMY34 SEDOL: B412KX5 Proponent Mgmt Rec Vote Instruction 1.1 Reelect William L. Kimsey as a Director Mgmt For For 1.2 Reelect Robert I. Lipp as a Director Mgmt For For 1.3 Reelect Wulf von Schimmelmann as a Director Mgmt For For 2 Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For 3 Approve 2010 Share Incentive Plan Mgmt For Against 4 Approve 2010 Employee Share Purchase Plan Mgmt For For 5 Change Location of Annual Meeting Mgmt For For 6 Authorize Open-Market Purchases of Class A Ordinary Shares Mgmt For For Mgmt7 Authorize Board to Determine Price Range for the Issuance of Acquired Treasury Stock Griffon Corporation Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: GFF 04-Feb-10 USA 398433102 Annual 15-Dec-09 CUSIP: 398433102 ISIN: US3984331021 SEDOL: 2463344 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Henry A. Alpert Mgmt For For 1.2 Elect Director Blaine V. Fogg Mgmt For For 1.3 Elect Director William H. Waldorf Mgmt For For 1.4 Elect Director Joseph J. Whalen Mgmt For For 2 Ratify Auditors Jack In the Box Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: JACK 10-Feb-10 USA 466367109 Annual 16-Dec-09 Page 25 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 466367109 ISIN: US4663671091 SEDOL: 2344922 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael E. Alpert Mgmt For For 1.2 Elect Director David L. Goebel Mgmt For For 1.3 Elect Director Murray H. Hutchison Mgmt For For 1.4 Elect Director Linda A. Lang Mgmt For For 1.5 Elect Director Michael W. Murphy Mgmt For For 1.6 Elect Director David M. Tehle Mgmt For For 1.7 Elect Director Winifred M. Webb Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For 4 Require Suppliers to Adopt CAK SH Against Against Burlington Northern Santa Fe Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Feb-10 USA 12189T104 Special 18-Dec-09 Ticker: BNI CUSIP: 12189T104 ISIN: US12189T1043 SEDOL: 2154927 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Microsemi Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 17-Feb-10 USA 595137100 Annual 23-Dec-09 Ticker: MSCC CUSIP: 595137100 ISIN: US5951371005 SEDOL: 2588140 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director James J. Peterson Mgmt For For 1.2 Elect Director Dennis R. Leibel Mgmt For For 1.3 Elect Director Thomas R. Anderson Mgmt For For 1.4 Elect Director William E. Bendush Mgmt For For 1.5 Elect Director William L. Healey Mgmt For For 1.6 Elect Director Paul F. Folino Mgmt For For 1.7 Elect Director Matthew E. Massengill Mgmt For For 2 Ratify Auditors Mgmt For For Ruddick Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 18-Feb-10 USA 781258108 Annual 11-Dec-09 Ticker: RDK Page 26 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John R. Belk Mgmt For For 1.2 Elect Director John P. Derham Cato Mgmt For For 1.3 Elect Director Thomas W. Dickson Mgmt For For 1.4 Elect Director James E.S. Hynes Mgmt For For 1.5 Elect Director Anna Spangler Nelson Mgmt For For 1.6 Elect Director Bailey W. Patrick Mgmt For For 1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For 1.8 Elect Director Harold C. Stowe Mgmt For For 1.9 Elect Director Isaiah Tidwell Mgmt For For 1.10 Elect Director William C. Warden, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For Bank of America Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Feb-10 USA 060505104 Special 07-Jan-10 Ticker: BAC CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677 Vote Proponent Mgmt Rec Instruction 1 Increase Authorized Common Stock Mgmt For For 2 Adjourn Meeting Mgmt For For Apple Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 037833100 Annual 28-Dec-09 Ticker: AAPL CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William V. Campbell Mgmt For For 1.2 Elect Director Millard S. Drexler Mgmt For For 1.3 Elect Director Albert A. Gore, Jr. Mgmt For For 1.4 Elect Director Steven P. Jobs Mgmt For For 1.5 Elect Director Andrea Jung Mgmt For For 1.6 Elect Director Arthur D. Levinson Mgmt For For 1.7 Elect Director Jerome B. York Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For Page 27 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Ratify Auditors Mgmt For For 6 Prepare Sustainability Report SH Against For 7 Establish Other Board Committee SH Against Against Sirona Dental Systems Inc Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 82966C103 Annual 05-Jan-10 Ticker: SIRO CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Simone Blank Mgmt For Withhold 1.2 Elect Director Timothy D. Sheehan Mgmt For For 1.3 Elect Director Timothy P. Sullivan Mgmt For Withhold 2 Ratify Auditors Mgmt For For Tetra Tech, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 88162G103 Annual 28-Dec-09 Ticker: TTEK CUSIP: 88162G103 ISIN: US88162G1031 SEDOL: 2883890 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Dan L. Batrack Mgmt For For 1.2 Elect Director Hugh M. Grant Mgmt For For 1.3 Elect Director Patrick C. Haden Mgmt For For 1.4 Elect Director J. Christopher Lewis Mgmt For For 1.5 Elect Director Albert E. Smith Mgmt For For 1.6 Elect Director J. Kenneth Thompson Mgmt For For 1.7 Elect Director Richard H. Truly Mgmt For For 2 Ratify Auditors Mgmt For For Piedmont Natural Gas Co., Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-Feb-10 USA 720186105 Annual 28-Dec-09 Ticker: PNY CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jerry W. Amos Mgmt For For 1.2 Elect Director Frankie T. Jones, Sr. Mgmt For For 1.3 Elect Director Vicki McElreath Mgmt For For 1.4 Elect Director Thomas E. Skains Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For Page 28 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Parametric Technology Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 03-Mar-10 USA 699173209 Annual 04-Jan-10 Ticker: PMTC CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Paul A. Lacy Mgmt For For 1.2 Elect Director Michael E. Porter Mgmt For For 1.3 Elect Director Robert P. Schechter Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For 4 Ratify Auditors Mgmt For For WGL Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Mar-10 USA 92924F106 Annual 04-Jan-10 Ticker: WGL CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael D. Barnes Mgmt For For 1.2 Elect Director George P. Clancy, Jr. Mgmt For For 1.3 Elect Director James W. Dyke, Jr. Mgmt For For 1.4 Elect Director Melvyn J. Estrin Mgmt For For 1.5 Elect Director James F. Lafond Mgmt For For 1.6 Elect Director Debra L. Lee Mgmt For For 1.7 Elect Director Terry D. McCallister Mgmt For For 1.8 Elect Director Karen Hastie Williams Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Non-Employee Director Stock Option Plan Mgmt For Against 4 Provide for Cumulative Voting SH Against Against Concur Technologies, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Mar-10 USA 206708109 Annual 20-Jan-10 Ticker: CNQR CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William W. Canfield Mgmt For For 1.2 Elect Director Gordan Eubanks Mgmt For For 2 Ratify Auditors Mgmt For For Page 29 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 The Walt Disney Company Meeting Date Country Primary Security ID Meeting Type Record Date 10-Mar-10 USA 254687106 Annual 11-Jan-10 Ticker: DIS CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726 Vote Proponent Mgmt Rec Instruction 1 Elect Director Susan E. Arnold Mgmt For For 2 Elect Director John E. Bryson Mgmt For For 3 Elect Director John S. Chen Mgmt For For 4 Elect Director Judith L. Estrin Mgmt For For 5 Elect Director Robert A. Iger Mgmt For For 6 Elect Director Steven P. Jobs Mgmt For For 7 Elect Director Fred H. Langhammer Mgmt For For 8 Elect Director Aylwin B. Lewis Mgmt For For 9 Elect Director Monica C. Lozano Mgmt For For 10 Elect Director Robert W. Matschullat Mgmt For For 11 Elect Director John E. Pepper, Jr. Mgmt For For 12 Elect Director Sheryl Sandberg Mgmt For For 13 Elect Director Orin C. Smith Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Omnibus Stock Plan Mgmt For Against 16 Reduce Supermajority Vote Requirement Mgmt For For 17 Reduce Supermajority Vote Requirement Mgmt For For 18 Amend Articles of Incorporation to Delete Certain Tracking Stock Mgmt For For Provisions 19 Amend Articles of Incorporation to Delete Classified Board Mgmt For For Transition Provisions 20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 21 Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay SH Against Against Status Banco Bilbao Vizcaya Argentaria, S.A. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Mar-10 Spain E11805103 Annual 23-Feb-10 Ticker: N/A CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906 Vote Proponent Mgmt Rec Instruction 1 Approve Individual and Consolidated Financial Statements and Mgmt For For Statutory Reports; Approve Allocation of Income and Distribution of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve Discharge of Directors 2.1 Re-elect Francisco Gonzales Rodriguez Mgmt For For Page 30 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.2 Ratify and Re-elect Angel Cano Fernandez Mgmt For For 2.3 Re-elect Ramon Bustamente y de la Mora Mgmt For For 2.4 Re-elect Ignacio Ferrero Jordi Mgmt For For 3 Authorize Share Repurchase and Subsequent Capital Reduction Mgmt For For via Amortization of Shares 4 Approve Share Incentive Scheme Plan for Management Team, Mgmt For For Executive Directors and Executive Committee 5 Re-elect Auditors for Company and Consolidated Group for Fiscal Mgmt For For Year 2010 6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For Franklin Resources, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Mar-10 USA 354613101 Annual 19-Jan-10 Ticker: BEN CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel H. Armacost Mgmt For For 1.2 Elect Director Charles Crocker Mgmt For For 1.3 Elect Director Joseph R. Hardiman Mgmt For For 1.4 Elect Director Robert D. Joffe Mgmt For For 1.5 Elect Director Charles B. Johnson Mgmt For For 1.6 Elect Director Gregory E. Johnson Mgmt For For 1.7 Elect Director Rupert H. Johnson, Jr. Mgmt For For 1.8 Elect Director Thomas H. Kean Mgmt For For 1.9 Elect Director Chutta Ratnathicam Mgmt For For 1.10 Elect Director Peter M. Sacerdote Mgmt For For 1.11 Elect Director Laura Stein Mgmt For For 1.12 Elect Director Anne M. Tatlock Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For Hewlett-Packard Company Meeting Date Country Primary Security ID Meeting Type Record Date 17-Mar-10 USA 428236103 Annual 19-Jan-10 Ticker: HPQ CUSIP: 428236103 ISIN: US4282361033 SEDOL: 2424006 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Marc L. Andreessen Mgmt For For 1.2 Elect Director Lawrence T. Babbio, Jr. Mgmt For For 1.3 Elect Director Sari M. Baldauf Mgmt For For 1.4 Elect Director Rajiv L. Gupta Mgmt For For Page 31 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.5 Elect Director John H. Hammergren Mgmt For For 1.6 Elect Director Mark V. Hurd Mgmt For For 1.7 Elect Director Joel Z. Hyatt Mgmt For For 1.8 Elect Director John R. Joyce Mgmt For For 1.9 Elect Director Robert L. Ryan Mgmt For For 1.10 Elect Director Lucille S. Salhany Mgmt For For 1.11 Elect Director G. Kennedy Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Company Request on Advisory Vote on Executive Compensation Mgmt For For Vestas Wind System AS Meeting Date Country Primary Security ID Meeting Type Record Date 17-Mar-10 Denmark K9773J128 Annual 01-Mar-10 Ticker: N/A CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651 Vote Proponent Mgmt Rec Instruction 1 Receive Report of Board Mgmt 2 Receive and Approve Financial Statements and Statutory Reports Mgmt For None* 3 Approve Allocation of Income and Omission of Dividends Mgmt For None* 4a Reelect Bent Carlsen as Director Mgmt For None* 4b Reelect Torsten Rasmussen as Director Mgmt For None* 4c Reelect Freddy Frandsen as Director Mgmt For None* 4d Reelect Hakan Eriksson as Director Mgmt For None* 4e Reelect Jorgen Rasmussen as Director Mgmt For None* 4f Reelect Jorn Thomsen as Director Mgmt For None* 4g Reelect Kurt Nielsen as Director Mgmt For None* 4h Reelect Ola Rollen as Director Mgmt For None* 5 Ratify PricewaterhouseCoopers as Auditor Mgmt For None* 6.1 Amend Articles Re: Right to Convene an Extraordinary General Mgmt For None* Meeting; Notification and Documents Pertaining to General Meeting; Stipulate Record Date and Availability of Admission Cards; Editorial Changes 6.2 Amend Articles Re: Information Contained in Notice to General Mgmt For None* Meeting; Voting Rights by Proxy and Correspondence; Editorial Changes 6.3 Amend Articles Re: Delete Secondary Company Name Mgmt For None* 6.4 Amend Articles Re: Delete Reference to Company Address Mgmt For None* 6.5 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For None* 6.6 Amend Articles Re: Delete Board's Authorization to Cancel Mgmt For None* Unregistered Shares Page 32 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6.7 Approve Creation of DKK 20.4 Million Pool of Capital without Preemptive Rights Mgmt For None* 6.8 Extend Authorization to Issue 1.8 Million Shares to Employees Until May 1, 2011 Mgmt For None* 6.9 Extend Authorization to Issue Warrants to Key Employees Until May 1, 2011; Extend Authorization to Increase Share Capital by up to DKK 368,000 to Guarantee Conversion Rights; Cancel Authorization to Grant Warrants to Board Members Mgmt For None* 6.10 Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of DKK 5.00 Billion; Approve Creation of Pool of Capital to Guarantee Conversion Rights Mgmt For None* 6.11 Amend Articles Re: Change Location of General Meeting to Central Denmark Region or Capital Region of Denmark Mgmt For None* 6.12 Amend Articles Re: Amend Agenda of General Meeting to Clarify the Number of Auditors Mgmt For None* 6.13 Amend Articles Re: Stipulate that General Meeting may be Held in English; Specify that Documents Pertaining to General Meeting are Available both in Danish and in English Mgmt For None* 6.14 Amend Articles Re: Stipulate that the Corporate Language is English Mgmt For None* 6.15 Authorize Repurchase Up to 10 Percent of Issued Share Capital Mgmt For None* 6.16 Amend Guidelines for Incentive-Based Compensation for Executive Management and Board to Include Warrants Mgmt For None* 6.17 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For None* Adopted Resolutions in Connection with Registration 7 Other Business Mgmt * No POA on file Martek Biosciences Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Mar-10 USA 572901106 Annual 19-Jan-10 Ticker: MATK CUSIP: 572901106 ISIN: US5729011065 SEDOL: 2567213 Vote Proponent Mgmt Rec Instruction 1 Elect Director Harry J. D'Andrea Mgmt For For 2 Elect Director James R. Beery Mgmt For For 3 Elect Director Michael G. Devine Mgmt For For 4 Elect Director Steve Dubin Mgmt For For 5 Elect Director Robert J. Flanagan Mgmt For For 6 Elect Director Polly B. Kawalek Mgmt For For 7 Elect Director Jerome C. Keller Mgmt For For 8 Elect Director Douglas J. MacMaster, Jr. Mgmt For For 9 Elect Director Robert H. Mayer Mgmt For For 10 Elect Director David M. Pernock Mgmt For For 11 Elect Director Eugene H. Rotberg Mgmt For For 12 Ratify Auditors Mgmt For For Page 33 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Pharmasset, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Mar-10 USA 71715N106 Annual 22-Jan-10 Ticker: VRUS CUSIP: 71715N106 ISIN: US71715N1063 SEDOL: B17W5V1 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Herbert J. Conrad Mgmt For For 2 Ratify Auditors Mgmt For For Clarcor, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Mar-10 USA 179895107 Annual 05-Feb-10 Ticker: CLC CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Messrs. Robert Burgstahler, Mgmt For For 1.2 Elect Director Paul Donovan Mgmt For For 1.3 Elect Director Norman Johnson Mgmt For For 2 Ratify Auditors Mgmt For For Novo Nordisk A/S Meeting Date Country Primary Security ID Meeting Type Record Date 24-Mar-10 Denmark K7314N152 Annual 22-Feb-10 Ticker: N/A CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524 Vote Proponent Mgmt Rec Instruction 1 Receive Report of Board Mgmt 2 Receive and Approve Financial Statements and Statutory Reports Mgmt For None* 3 Approve Remuneration of Directors Mgmt For None* 4 Approve Allocation of Income and Dividends of DKK 7.5 per Mgmt For None* Class B Share of DKK 1 and Class A Share of DKK 1 5a Reelect Sten Scheibye as Director Mgmt For None* 5b Reelect Goran Ando as Director Mgmt For None* 5c Reelect Henrik Gurtler as Director Mgmt For None* 5d Reelect Pamela Kirby as Director Mgmt For None* 5e Reelect Kurt Nielsen as Director Mgmt For None* 5f Reelect Hannu Ryopponen as Director Mgmt For None* 5g Reelect Jorgen Wedel as Director Mgmt For None* 6 Ratify PricewaterhouseCoopers as Auditor Mgmt For None* 7.1.1 Amend Articles Re: Notice Period of General Meeting; Deadline Mgmt For None* for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes Page 34 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7.1.2 Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requirements Mgmt For None* 7.1.3 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For None* 7.1.4 Amend Articles Re: Appointment of Chairman and Vice Chairman Mgmt For None* 7.1.5 Amend Articles Re: Right to Sign for the Company Mgmt For None* 7.1.6 Amend Articles Re: Specify that the Corporate Language is English Mgmt For None* 7.1.7 Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report Mgmt For None* 7.1.8 Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends Mgmt For None* 7.2 Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly Mgmt For None* 7.3 Authorize Repurchase of up to 10 Percent of Share Capital Mgmt For None* 7.4 Amend Guidelines for Incentive-Based Compensation for Executive Management and Board Mgmt For None* 8 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For None* Adopted Resolutions in Connection with Registration 9 Other Business Mgmt * No POA on file Koninklijke Philips Electronics 25-Mar-10 Meeting Date Netherlands Country N6817P109 Primary Security ID Ticker: N/A Annual Meeting Type Record Date 03-Mar-10 CUSIP: N6817P109 ISIN: NL0000009538 SEDOL: 5986622 Proponent Mgmt Rec Vote Instruction MgmtAnnual Meeting Mgmt1 President's Speech 2a 2b Approve 2009 Financial Statements and Statutory Reports Receive Explanation on Company's Corporate Governance Structure Mgmt Mgmt For For 2c Receive Explanation on Company's Reserves and Dividend Poli Mgmtcy 2d Approve Dividends of EUR 0.70 Per Share Mgmt For For 2e Approve Discharge of Management Board Mgmt For For 2f Approve Discharge of Supervisory Board Mgmt For For 3a Reelect G.H.A. Dutine to Management Board Mgmt For For 3b Reelect R.S. Provoost to Management Board Mgmt For For 3c Reelect A. Ragnetti to Management Board Mgmt For For 3d Reelect S.H. Rusckowski to Management Board Mgmt For For 4a Grant Board Authority to Issue Shares Up To 10 Percent of Number of Issued Shares Plus Additional 10 Percent in Case of Takeover/Merger Mgmt Page 35 of 185 For For TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4b Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a Mgmt For For 5 Authorize Repurchase of Shares Mgmt For For 6 Other Business (Non-Voting) Nordea Bank AB (formerly Nordea AB) Ticker: N/A 25-Mar-10 Meeting Date Sweden Country Mgmt W57996105 Primary Security ID Annual Meeting Type Record Date 19-Mar-10 CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031 Proponent Mgmt Rec Vote Instruction 1 Elect Claes Beyer as Chairman of Meeting Mgmt For For 2 Prepare and Approve List of Shareholders Mgmt For For 3 Approve Agenda of Meeting Mgmt For For 4 Designate Inspector(s) of Minutes of Meeting Mgmt For For 5 Acknowledge Proper Convening of Meeting Mgmt For For 6 Receive Financial Statements and Statutory Reports; Receive Mgmt Auditor's Report; Receive Chairman's Review and CEO's Speech 7 Approve Financial Statements and Statutory Reports Mgmt For For 8 Approve Allocation of Income and Dividends of EUR 0.25 per Share Mgmt For For 9 Approve Discharge of Board and President Mgmt For For 10 Determine Number of Members (10) and Deputy Members (0) of Board Mgmt For For 11 Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Meeting Fees; Approve Remuneration of Auditors Mgmt For For 12 Reelect Hans Dalborg, Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Bjorn Saven, and Bjorn Wahlroos as Directors; Elect Sarah Russell and Kari Stadigh as New Directors Mgmt For Against 13 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee Mgmt For For 14 Amend Articles Regarding Convocation of General Meeting Mgmt For For 15a Authorize Repurchase of Issued Shares Mgmt For For 15b Authorize Reissuance of Repurchased Shares Mgmt For For 16 Authorize Repurchase of Issued Shares According to Chapter 7 Section 6 of the Swedish Securities Market Act Mgmt For For 17a Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For Shareholder Proposals Mgmt 17b Proposal From The Swedish State that Executive Management Will Not Be Able to Receive Annual Variable Pay or Participate in Long Term Variable Pay Programs SH Against Against Management Proposals Mgmt Page 36 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18a Approve 2010 Share Matching Plan Mgmt For For 18b Approve Issuance of up to 5.13 Million Class C-Shares, Approve Repurchase of up to 5.13 Million Class C-Shares, and Approve Conveyance of up to 4.1 Million Class C-Shares Mgmt For For Shareholder Proposals Mgmt SH19 Require Nordea to Refrain From Investing in Forest and Paper Based Industries Which are Involved in Large-Scale Environmental Destruction Iberdrola S.A. Meeting Date Country Primary Security ID Meeting Type None Record Date Against Ticker: N/A 26-Mar-10 Spain E6165F166 Annual 10-Mar-10 CUSIP: E6165F166 ISIN: ES0144580Y14 SEDOL: B288C92 Proponent Mgmt Rec Vote Instruction 1 Accept Individual and Consolidated Financial Statements for the Fiscal Year Ended Dec. 31, 2009 Mgmt For For 2 Accept Management's Report on Company and Consolidated Group Mgmt For For 3 Approve Discharge of Directors for the Year Ended Dec. 31, 2009. Mgmt For For 4 Re-elect Auditor for Company and Consolidated Group for Fiscal Year 2010. Mgmt For For 5 Approve Allocation of Income and Dividends Mgmt For For 6 Approve Increase in Capital up to EUR 1.87 Million via Capitalization of Reserves; Modify Article 5 of Company By-laws Mgmt For For 7.1 Elect Maria Helena Antolin Raybaud as Independent Director Mgmt For For 7.2 Elect Santiago Martinez Lage as Independent Director Mgmt For For 7.3 Re-Elect Victor de Urrutia Vallejo as Independent Director Mgmt For Against 7.4 Re-Elect Ricardo Alvarez Isasi as Independent Director Mgmt For Against 7.5 Re-Elect Jose Ignacio Berroeta Echevarria as Independent Director Mgmt For Against 7.6 Re-Elect Juan Luis Arregui Ciarsolo as Independent Director Mgmt For Against 7.7 Re-Elect Jose Ignacio Sanchez Galan as Executive Director Mgmt For Against 7.8 Re-Elect Julio de Miguel Aynat as Independent Director Mgmt For For 7.9 Re-Elect Sebastian Battaner Arias as Independent Director Mgmt For For 7.10 Fix Number of Directors Mgmt For For 8 Authorize Repurchase of Shares; Cancel Authorization to Repurchase Shares Granted at the AGM Held on March 20, 2009 Mgmt For For 9 Authorize Board to Issue Within Five Years Bonds,Debentures, and/or Other Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory Notes up to an Amount of EUR 6 Billion. Void Authorization Granted at the AGM held on March 20, 2009 Mgmt For For Page 37 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Approve Listing and Delisting of Shares, Debt Securities, Bonds, Mgmt For For Promissory Notes, and Preferred Stock, in Spain and Foreign Secondary Markets; Void Authorization Granted at the AGM held on March 20, 2009 11 Authorize Board to Approve the Creation of Foundation; Void Mgmt For For Authorization Granted at the AGM held on March 20, 2009 12 Modify Articles 11 and 62 of the Corporate By-laws Mgmt For For 13 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For HEICO Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 29-Mar-10 USA 422806109 Annual 22-Jan-10 Ticker: HEI CUSIP: 422806109 ISIN: US4228061093 SEDOL: 2419217 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel L. Higginbottom Mgmt For For 1.2 Elect Director Mark H. Hildebrandt Mgmt For For 1.3 Elect Director Wolfgang Mayrhuber Mgmt For For 1.4 Elect Director Eric A. Mendelson Mgmt For For 1.5 Elect Director Laurans A. Mendelson Mgmt For For 1.6 Elect Director Victor H. Mendelson Mgmt For For 1.7 Elect Director Mitchell I. Quain Mgmt For For 1.8 Elect Director Alan Schriesheim, Ph.D. Mgmt For For 1.9 Elect Director Frank J. Schwitter Mgmt For For 2 Ratify Auditors Mgmt For For Canon Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Mar-10 Japan J05124144 Annual 31-Dec-09 Ticker: 7751 CUSIP: J05124144 ISIN: JP3242800005 SEDOL: 6172323 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, With a Final Dividend of JPY 55 Mgmt For For 2.1 Elect Director Mgmt For For 2.2 Elect Director Mgmt For For 2.3 Elect Director Mgmt For For 2.4 Elect Director Mgmt For For 2.5 Elect Director Mgmt For For 2.6 Elect Director Mgmt For For 2.7 Elect Director Mgmt For For 2.8 Elect Director Mgmt For For 2.9 Elect Director Mgmt For For Page 38 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.10 Elect Director Mgmt For For 2.11 Elect Director Mgmt For For 2.12 Elect Director Mgmt For For 2.13 Elect Director Mgmt For For 2.14 Elect Director Mgmt For For 2.15 Elect Director Mgmt For For 2.16 Elect Director Mgmt For For 2.17 Elect Director Mgmt For For 3.1 Appoint Statutory Auditor Mgmt For For 3.2 Appoint Statutory Auditor Mgmt For Against 3.3 Appoint Statutory Auditor Mgmt For Against 4 Approve Retirement Bonus Payment for Directors Mgmt For For 5 Approve Retirement Bonuses and Special Payments in Mgmt For Against Connection with Abolition of Retirement Bonus System for Statutory Auditors 6 Approve Payment of Annual Bonuses to Directors Mgmt For For 7 Approve Stock Option Plan Mgmt For For Schlumberger Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 07-Apr-10 NetherlandsAntille 806857108 Annual 17-Feb-10 Ticker: SLB s CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201 Vote Proponent Mgmt Rec Instruction 1.1 Elect P. Camus as Director Mgmt For For 1.2 Elect P. Currie as Director Mgmt For For 1.3 Elect J.S. Gorelick as Director Mgmt For For 1.4 Elect A. Gould as Director Mgmt For For 1.5 Elect T. Isaac as Director Mgmt For For 1.6 Elect K.V. Kamath as Director Mgmt For For 1.7 Elect N. Kudryavtsev as Director Mgmt For For 1.8 Elect A. Lajous as Director Mgmt For For 1.9 Elect M.E. Marks as Director Mgmt For For 1.10 Elect L.R. Reif as Director Mgmt For For 1.11 Elect T.I. Sandvold as Director Mgmt For For 1.12 Elect H. Seydoux as Director Mgmt For For 2 Adopt and Approve Financials and Dividends Mgmt For For 3 Approve 2010 Omnibus Stock Incentive Plan Mgmt For Against 4 Amend Qualified Employee Stock Purchase Plan Mgmt For For 5 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For Page 39 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 A. O. Smith Corporation Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: AOS 12-Apr-10 USA 831865209 Annual 15-Feb-10 CUSIP: 831865209 ISIN: US8318652091 SEDOL: 2816023 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Ronald D. Brown Mgmt For For 1.2 Elect Director William P. Greubel Mgmt For For 1.3 Elect Director Rober J. O'Toole Mgmt For For 1.4 Elect Director Idelle K. Wolf Mgmt For For 2 Ratify Auditors Ericsson (Telefonaktiebolaget L M Ericsson) Ticker: N/A 13-Apr-10 Meeting Date Sweden Country Mgmt W26049119 Primary Security ID Annual Meeting Type For Record Date 07-Apr-10 For CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378 Proponent Mgmt Rec Vote Instruction 1 Elect Michael Treschow as Chairman of Meeting Mgmt For For 2 Prepare and Approve List of Shareholders Mgmt For For 3 Approve Agenda of Meeting Mgmt For For 4 Acknowledge Proper Convening of Meeting Mgmt For For 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For 6 Receive Financial Statements and Statutory Reports; Receive Mgmt Auditor's Report 7 Receive President's Report; Allow Questions Mgmt 8.1 Approve Financial Statements and Statutory Reports Mgmt For For 8.2 Approve Discharge of Board and President Mgmt For For 8.3 Approve Allocation of Income and Dividends of SEK 2.00 per Share; Approve April 16, 2010, as Record Date for Dividend Mgmt For For 9.1 Determine Number of Members (12) and Deputy Members (0) of Board Mgmt For For 9.2 Approve Remuneration of Directors in the Amount of SEK 3.75 Million for Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration of Committee Members Mgmt For For 9.3 Reelect Michael Treschow (Chair), Roxanne Austin, Peter Bonfield, Borje Ekholm, Ulf Johansson, Sverker Martin-Lof, Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and Marcus Wallenberg; Elect Hans Vestberg and Michelangelo Volpi as New Directors Mgmt For Against 9.4 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve the Assignment of the Nomination Committee Mgmt For For Page 40 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9.5 Approve Omission of Remuneration to Nominating Committee Members Mgmt For For 9.6 Approve Remuneration of Auditors Mgmt For For 10 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For 11.1 Approve 2010 Share Matching Plan for All Employees Mgmt For For 11.2 Authorize Reissuance of 11.3 Million Repurchased Class B Shares for 2010 Share Matching Plan for All Employees Mgmt For For 11.3 Approve Swap Agreement with Third Party as Alternative to Item 11.2 Mgmt For Against 11.4 Approve 2010 Share Matching Plan for Key Contributors Mgmt For For 11.5 Authorize Reissuance of 7.8 Million Repurchased Class B Shares for 2010 Share Matching Plan for Key Contributors Mgmt For For 11.6 Approve Swap Agreement with Third Party as Alternative to Item 11.5 Mgmt For Against 11.7 Approve 2010 Restricted Stock Plan for Executives Mgmt For For 11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2010 Restricted Stock Plan for Executives Mgmt For For 11.9 Approve Swap Agreement with Third Party as Alternative to Item 11.8 Mgmt For Against 12 Authorize Reissuance of up to 7.4 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2006 Long-Term Incentive Plan and 2007, 2008, and 2009 Variable Compensation Plans Mgmt For For Shareholder Proposals Mgmt 13 General Meeting Shall Instruct the Board to Investigate How All SH None For Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting 14 Close Meeting Mgmt KPN NV Ticker: N/A CUSIP: N4297B146 13-Apr-10 Meeting Date Netherlands Country N4297B146 Primary Security ID ISIN: NL0000009082 SEDOL: 5956078 Annual Meeting Type Record Date 16-Mar-10 Proponent Mgmt Rec Vote Instruction 1 2 3 4 5 Annual Meeting Open Meeting Receive Report of Management Board (Non-Voting) Discussion on Company's Corporate Governance Structure Approve Financial Statements Receive Explanation on Company's Reserves and Dividend Policy Mgmt Mgmt Mgmt Mgmt Mgmt Mgmt For For 6 7 8 9 Approve Dividends of EUR 0.69 Per Share Approve Discharge of Management Board Approve Discharge of Supervisory Board Ratify PricewaterhouseCoopers Acountants N.V. as Auditors Mgmt Mgmt Mgmt Mgmt For For For For For For For For Page 41 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Approve Remuneration Report Containing Remuneration Policy for Management Board Members Mgmt For For 11 Receive Announcement of Intention to Reappoint E. Blok and J.B.P. Coopmans to Management Board Mgmt 12 Announce Vacancies on Supervisory Board Mgmt 13 Receive Announcement Re: Changes in Composition in Supervisory Board Committees Mgmt 14 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For For 15 Approve Reduction in Share Capital by Cancellation of Shares Mgmt For For 16 Other Business and Close Meeting Mgmt Stifel Financial Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 13-Apr-10 USA 860630102 Annual 23-Feb-10 Ticker: SF CUSIP: 860630102 ISIN: US8606301021 SEDOL: 2849234 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John P. Dubinsky Mgmt For For 1.2 Elect Director Robert E. Lefton Mgmt For For 1.3 Elect Director Scott B. McCuaig Mgmt For For 1.4 Elect Director James M. Oates Mgmt For For 1.5 Elect Director Ben A. Plotkin Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For The Bank of New York Mellon Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-Apr-10 USA 064058100 Annual 12-Feb-10 Ticker: BK CUSIP: 064058100 ISIN: US0640581007 SEDOL: B1Z77F6 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Ruth E. Bruch Mgmt For For 1.2 Elect Director Nicholas M. Donofrio Mgmt For For 1.3 Elect Director Gerald L. Hassell Mgmt For For 1.4 Elect Director Edmund F. Kelly Mgmt For For 1.5 Elect Director Robert P. Kelly Mgmt For For 1.6 Elect Director Richard J. Kogan Mgmt For For 1.7 Elect Director Michael J. Kowalski Mgmt For For 1.8 Elect Director John A. Luke, Jr. Mgmt For For 1.9 Elect Director Robert Mehrabian Mgmt For For 1.10 Elect Director Mark A. Nordenberg Mgmt For For 1.11 Elect Director Catherine A. Rein Mgmt For For Page 42 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.12 Elect Director William C. Richardson Mgmt For For 1.13 Elect Director Samuel C. Scott III Mgmt For For 1.14 Elect Director John P. Surma Mgmt For For 1.15 Elect Director Wesley W. von Schack Mgmt For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 3 Ratify Auditors Mgmt For For 4 Provide for Cumulative Voting SH Against Against 5 Stock Retention/Holding Period SH Against Against 6 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Daimler AG Meeting Date Country SH Primary Security ID Meeting Type Against Record Date For Ticker: N/A 14-Apr-10 Germany D1668R123 Annual 06-Apr-10 CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027 Proponent Mgmt Rec Vote Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Remuneration System for Management Board Members Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 6 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 7 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 8 Elect Paul Achleitner to the Supervisory Board Mgmt For For 9 Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 10 Amend Articles Re: Board-Related Mgmt For For Mgmt11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights United Technologies Corporation 14-Apr-10 Meeting Date USA Country 913017109 Primary Security ID Ticker: UTX Annual Meeting Type For Record Date 16-Feb-10 For CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Louis R. Chenevert Mgmt For For Page 43 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director John V. Faraci Mgmt For For 1.3 Elect Director Jean-Pierre Garnier, Ph.D. Mgmt For For 1.4 Elect Director Jamie S. Gorelick Mgmt For For 1.5 Elect Director Carlos M. Gutierrez Mgmt For For 1.6 Elect Director Edward A. Kangas Mgmt For For 1.7 Elect Director Charles R. Lee Mgmt For For 1.8 Elect Director Richard D. McCormick Mgmt For For 1.9 Elect Director Harold McGraw, III Mgmt For For 1.10 Elect Director Richard B. Myers Mgmt For For 1.11 Elect Director H. Patrick Swygert Mgmt For For 1.12 Elect Director Andre Villeneuve Mgmt For For 1.13 Elect Director Christine Todd Whitman Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For BP plc Meeting Date Country Primary Security ID Meeting Type Record Date 15-Apr-10 United Kingdom G12793108 Annual 13-Apr-10 Ticker: N/A CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Elect Paul Anderson as Director Mgmt For For 4 Re-elect Antony Burgmans as Director Mgmt For For 5 Re-elect Cynthia Carroll as Director Mgmt For For 6 Re-elect Sir William Castell as Director Mgmt For For 7 Re-elect Iain Conn as Director Mgmt For For 8 Re-elect George David as Director Mgmt For For 9 Elect Ian Davis as Director Mgmt For For 10 Re-elect Robert Dudley as Director Mgmt For For 11 Re-elect Douglas Flint as Director Mgmt For For 12 Re-elect Dr Byron Grote as Director Mgmt For For 13 Re-elect Dr Tony Hayward as Director Mgmt For For 14 Re-elect Andy Inglis as Director Mgmt For For 15 Re-elect Dr DeAnne Julius as Director Mgmt For For 16 Elect Carl-Henric Svanberg as Director Mgmt For For 17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For Remuneration Page 44 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Adopt New Articles of Association Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 23 Approve Executive Directors' Incentive Plan Mgmt For For 24 Approve Scrip Dividend Mgmt For For Shareholder Proposal Mgmt 25 Approve that the Audit Committee or a Risk Committee of the SH Against Against Board Commissions and Reviews a Report Setting Out the Assumptions Made by the Company in Deciding to Proceed with the Sunrise Project LVMH Moet Hennessy Louis Vuitton Meeting Date Country Primary Security ID Meeting Type Record Date 15-Apr-10 France F58485115 Annual/Special 12-Apr-10 Ticker: N/A CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Auditors' Special Report Regarding Related-Party Mgmt For Against Transactions 4 Approve Allocation of Income and Dividends of EUR 1.60 per Mgmt For For Share 5 Reelect Bernard Arnault as Director Mgmt For Against 6 Reelect Delphine Arnault as Director Mgmt For Against 7 Reelect Nicholas Clive Worms as Director Mgmt For Against 8 Reelect Patrick Houel as Director Mgmt For Against 9 Reelect Felix G. Rohatyn as Director Mgmt For Against 10 Reelect Hubert Vedrine as Director Mgmt For For 11 Elect Helene Carrere d' Encausse as Director Mgmt For For 12 Reelect Kilian Hennesy as Censor Mgmt For Against 13 Reelect Deloitte & Associes as Auditor Mgmt For For 14 Ratify Ernst & Young Audit as Auditor Mgmt For For 15 Reelect Denis Grison as Alternate Auditor Mgmt For For 16 Ratify Auditex as Alternate Auditor Mgmt For For 17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt Page 45 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt18 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Rio Tinto plc Meeting Date Country Primary Security ID Meeting Type For Record Date For 15-Apr-10 United Kingdom G75754104 Ticker: N/A Annual 13-Apr-10 CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875 Proponent Mgmt Rec Vote Instruction MgmtResolutions 1 to 9 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate Mgmt1 Accept Financial Statements and Statutory Reports For For Mgmt2 Approve Remuneration Report For Against Mgmt3 Elect Robert Brown as Director For For Mgmt4 Elect Ann Godbehere as Director For For Mgmt5 Elect Sam Walsh as Director For For Mgmt6 Re-elect Guy Elliott as Director For For Mgmt7 Re-elect Michael Fitzpatrick as Director For For Mgmt8 Re-elect Lord Kerr of Kinlochard as Director For For Mgmt9 Reappoint PricewaterhouseCoopers LLP as Auditor and Authorise Their Remuneration For For MgmtResolutions 10 to 13 will be Voted on by Rio Tinto plc Shareholders Only Mgmt10 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt11 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt12 Authorise Market Purchase For For Mgmt13 Authorise the Company to Call EGM with Two Weeks' Notice Weyerhaeuser Company Meeting Date Country Primary Security ID Meeting Type For Record Date For 15-Apr-10 USA 962166104 Ticker: WY Annual 19-Feb-10 CUSIP: 962166104 ISIN: US9621661043 SEDOL: 2958936 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Richard H. Sinkfield For For Mgmt1.2 Elect Director D. Michael Steuert For For Mgmt1.3 Elect Director Kim Williams For For Mgmt2 Amend Articles/Bylaws/Charter-Non-Routine For For Mgmt3 Approve Dividends For For Mgmt4 Increase Authorized Common Stock For For Mgmt5 Approve Securities Transfer Restrictions For For SH6 Amend Articles/Bylaws/Charter -- Call Special Meetings Against Against Page 46 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Report on Incorporating FSC-certified Products into Company's SH Against For North American Strategy 8 Ratify Auditors Mgmt For For Cass Information Systems, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-Apr-10 USA 14808P109 Annual 05-Mar-10 Ticker: CASS CUSIP: 14808P109 ISIN: US14808P1093 SEDOL: 2086558 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lawrence A. Collett Mgmt For For 1.2 Elect Director Wayne J. Grace Mgmt For For 1.3 Elect Director James J. Lindemann Mgmt For For 1.4 Elect Director Andrew J. Signorelli Mgmt For For 2 Ratify Auditors Mgmt For For Moody's Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 615369105 Annual 01-Mar-10 Ticker: MCO CUSIP: 615369105 ISIN: US6153691059 SEDOL: 2252058 Vote Proponent Mgmt Rec Instruction 1 Elect Director Basil L. Anderson Mgmt For For 2 Elect Director Darrell Duffie, Ph.d. Mgmt For For 3 Elect Director Raymond W. McDaniel, Jr Mgmt For For 4 Amend Omnibus Stock Plan Mgmt For Against 5 Amend Executive Incentive Bonus Plan Mgmt For For 6 Ratify Auditors Mgmt For For 7 Require Independent Board Chairman SH Against Against NewAlliance Bancshares, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 650203102 Annual 08-Mar-10 Ticker: NAL CUSIP: 650203102 ISIN: US6502031023 SEDOL: 2263771 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Carlton L. Highsmith Mgmt For For 1.2 Elect Director Joseph H. Rossi Mgmt For For 1.3 Elect Director Nathaniel D. Woodson Mgmt For For 1.4 Elect Director Joseph A. Zaccagnino Mgmt For For 2 Ratify Auditors Mgmt For For Page 47 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Northern Trust Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 665859104 Annual 01-Mar-10 Ticker: NTRS CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Linda Walker Bynoe Mgmt For For 1.2 Elect Director Nicholas D. Chabraja Mgmt For For 1.3 Elect Director Susan Crown Mgmt For For 1.4 Elect Director Dipak C. Jain Mgmt For For 1.5 Elect Director Robert W. Lane Mgmt For For 1.6 Elect Director Robert C. McCormack Mgmt For For 1.7 Elect Director Edward J. Mooney Mgmt For For 1.8 Elect Director John W. Rowe Mgmt For For 1.9 Elect Director David H.B. Smith, Jr. Mgmt For For 1.10 Elect Director William D. Smithburg Mgmt For For 1.11 Elect Director Enrique J. Sosa Mgmt For For 1.12 Elect Director Charles A. Tribbett, III Mgmt For For 1.13 Elect Director Frederick H. Waddell Mgmt For For 2 Ratify Auditors Mgmt For For PACCAR Inc Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 693718108 Annual 23-Feb-10 Ticker: PCAR CUSIP: 693718108 ISIN: US6937181088 SEDOL: 2665861 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alison J. Carnwath Mgmt For For 1.2 Elect Director Robert T. Parry Mgmt For For 1.3 Elect Director John M. Pigott Mgmt For For 1.4 Elect Director Gregory M.E. Spierkel Mgmt For For 2 Reduce Supermajority Vote Requirement SH Against For 3 Require a Majority Vote for the Election of Directors SH Against For 4 Limit Composition of Committee(s) to Independent Directors SH Against Against Prosperity Bancshares, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 743606105 Annual 11-Mar-10 Ticker: PRSP CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257 Vote Proponent Mgmt Rec Instruction Page 48 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Leah Henderson Mgmt For For 1.2 Elect Director Ned S. Holmes Mgmt For For 1.3 Elect Director David Zalman Mgmt For For 1.4 Elect Director Ervan E. Zouzalik Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors SH Against For Renasant Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 75970E107 Annual 24-Feb-10 Ticker: RNST CUSIP: 75970E107 ISIN: US75970E1073 SEDOL: 2670809 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John M. Creekmore Mgmt For For 1.2 Elect Director Neal A. Holland, Jr. Mgmt For For 1.3 Elect Director E. Robinson McGraw Mgmt For For 1.4 Elect Director Theodore S. Moll Mgmt For For 1.5 Elect Director J. Larry Young Mgmt For For 1.6 Elect Director Jill Deer Mgmt For For 2 Ratify Auditors Mgmt For For The Sherwin-Williams Company Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 824348106 Annual 26-Feb-10 Ticker: SHW CUSIP: 824348106 ISIN: US8243481061 SEDOL: 2804211 Vote Proponent Mgmt Rec Instruction 1.1 Fix Number of Directors at 11 and Elect Director Arthur F. Anton Mgmt For For 1.2 Elect Director James C. Boland Mgmt For For 1.3 Elect Director Christopher M. Connor Mgmt For For 1.4 Elect Director David F. Hodnik Mgmt For For 1.5 Elect Director Thomas G. Kadien Mgmt For For 1.6 Elect Director Susan J. Kropf Mgmt For For 1.7 Elect Director Gary E. McCullough Mgmt For For 1.8 Elect Director A. Malachi Mixon, III Mgmt For For 1.9 Elect Director Curtis E. Moll Mgmt For For 1.10 Elect Director Richard K. Smucker Mgmt For For 1.11 Elect Director John M. Stropki, Jr. Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Page 49 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Require a Majority Vote for the Election of Directors SH Against For EQT Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 26884L109 Annual 10-Feb-10 Ticker: EQT CUSIP: 26884L109 ISIN: US26884L1098 SEDOL: 2319414 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vicky A. Bailey Mgmt For For 1.2 Elect Director Murry S. Gerber Mgmt For For 1.3 Elect Director George L. Miles, Jr. Mgmt For For 1.4 Elect Director James W. Whalen Mgmt For For 2 Ratify Auditors Mgmt For For 3 Require a Majority Vote for the Election of Directors SH Against For 4 Prepare Sustainability Report SH Against For FirstMerit Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 337915102 Annual 22-Feb-10 Ticker: FMER CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven H. Baer Mgmt For For 1.2 Elect Director Karen S. Belden Mgmt For For 1.3 Elect Director R. Cary Blair Mgmt For For 1.4 Elect Director John C. Blickle Mgmt For For 1.5 Elect Director Robert W. Briggs Mgmt For For 1.6 Elect Director Richard Colella Mgmt For For 1.7 Elect Director Gina D. France Mgmt For For 1.8 Elect Director Paul G. Greig Mgmt For For 1.9 Elect Director Terry L. Haines Mgmt For For 1.10 Elect Director J. Michael Hochschwender Mgmt For For 1.11 Elect Director Clifford J. Isroff Mgmt For For 1.12 Elect Director Philip A. Lloyd II Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Articles of Incorporation Concerning Preferred Stock Mgmt For For 4 Establish Range For Board Size Mgmt For For 5 Reduce Supermajority Vote Requirement Relating to Business Mgmt For For Combinations 6 Reduce Supermajority Vote Requirement Relating to Mgmt For For Amendments Page 50 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Eliminate Provision Stating Directors May Only Be Removed for Mgmt For For Cause The Coca-Cola Company Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 191216100 Annual 22-Feb-10 Ticker: KO CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657 Vote Proponent Mgmt Rec Instruction 1 Elect Director Herbert A. Allen Mgmt For For 2 Elect Director Ronald W. Allen Mgmt For For 3 Elect Director Cathleen P. Black Mgmt For For 4 Elect Director Barry Diller Mgmt For For 5 Elect Director Alexis M. Herman Mgmt For For 6 Elect Director Muhtar Kent Mgmt For For 7 Elect Director Donald R. Keough Mgmt For For 8 Elect Director Maria Elena Lagomasino Mgmt For For 9 Elect Director Donald F. McHenry Mgmt For For 10 Elect Director Sam Nunn Mgmt For For 11 Elect Director James D. Robinson III Mgmt For For 12 Elect Director Peter V. Ueberroth Mgmt For For 13 Elect Director Jacob Wallenberg Mgmt For For 14 Elect Director James B. Williams Mgmt For For 15 Ratify Auditors Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 17 Require Independent Board Chairman SH Against Against 18 Performance-Based Equity Awards SH Against Against 19 Publish Report on Chemical Bisphenol A (BPA) SH Against For Westwood Holdings Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 961765104 Annual 05-Mar-10 Ticker: WHG CUSIP: 961765104 ISIN: US9617651040 SEDOL: 2958293 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Susan M. Byrne Mgmt For For 1.2 Elect Director Brian O. Casey Mgmt For For 1.3 Elect Director Tom C. Davis Mgmt For For 1.4 Elect Director Richard M. Frank Mgmt For For 1.5 Elect Director Robert D. McTeer Mgmt For For Page 51 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.6 Elect Director Jon L. Mosle, Jr. Mgmt For For 1.7 Elect Director Geoffrey R. Norman Mgmt For For 1.8 Elect Director Raymond E. Wooldridge Mgmt For For 2 Ratify Auditors Mgmt For For Anglo American plc Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 United Kingdom G03764134 Annual 20-Apr-10 Ticker: N/A CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Elect Sir Philip Hampton as Director Mgmt For For 3 Elect Ray O'Rourke as Director Mgmt For For 4 Elect Sir John Parker as Director Mgmt For For 5 Elect Jack Thompson as Director Mgmt For For 6 Re-elect Cynthia Carroll as Director Mgmt For For 7 Re-elect Nicky Oppenheimer as Director Mgmt For For 8 Reappoint Deloitte LLP as Auditors Mgmt For For 9 Authorise Board to Fix Remuneration of Auditors Mgmt For For 10 Approve Remuneration Report Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For 14 Amend Articles of Association Mgmt For For 15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For Johnson & Johnson Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 478160104 Annual 23-Feb-10 Ticker: JNJ CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833 Vote Proponent Mgmt Rec Instruction 1 Elect Director Mary Sue Coleman Mgmt For For 2 Elect Director James G. Culien Mgmt For For 3 Elect Director Michael M. E. Johns Mgmt For For 4 Elect Director Susan L. Lindquist Mgmt For For 5 Elect Director Anne M. Mulcahy Mgmt For For 6 Elect Director Lea F. Mullin Mgmt For For 7 Elect Director William D. Perez Mgmt For For Page 52 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Elect Director Charles Prince Mgmt For For 9 Elect Director David Satcher Mgmt For For 10 Elect Director William C. Welcon Mgmt For For 11 Ratify Auditors Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against Kansas City Life Insurance Company Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 484836101 Annual 09-Mar-10 Ticker: KCLI CUSIP: 484836101 ISIN: US4848361014 SEDOL: 2483977 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William R. Blessing Mgmt For For 1.2 Elect Director Richard L. Finn Mgmt For For 1.3 Elect Director Cecil R. Miller Mgmt For For 1.4 Elect Director Bradford T. Nordholm Mgmt For For Life Time Fitness, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 53217R207 Annual 26-Feb-10 Ticker: LTM CUSIP: 53217R207 ISIN: US53217R2076 SEDOL: B01R1Z1 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Bahram Akradi Mgmt For For 1.2 Elect Director Giles H. Bateman Mgmt For For 1.3 Elect Director Jack W. Eugster Mgmt For For 1.4 Elect Director Guy C. Jackson Mgmt For For 1.5 Elect Director John K. Lloyd Mgmt For For 1.6 Elect Director Martha A. Morfitt Mgmt For For 1.7 Elect Director John B. Richards Mgmt For For 1.8 Elect Director Joseph S. Vassalluzzo Mgmt For For 2 Ratify Auditors Mgmt For For Lockheed Martin Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 539830109 Annual 01-Mar-10 Ticker: LMT CUSIP: 539830109 ISIN: US5398301094 SEDOL: 2522096 Vote Proponent Mgmt Rec Instruction 1 Elect Director E. C. "Pete" Aldrige, Jr. Mgmt For For Page 53 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director Nolan D. Archibald Mgmt For For 3 Elect Director David B. Burritt Mgmt For For 4 Elect Director James O. Ellis, Jr. Mgmt For For 5 Elect Director Gwendolyn S. King Mgmt For For 6 Elect Director James M. Loy Mgmt For For 7 Elect Director Douglas H. McCorkindale Mgmt For For 8 Elect Director Joseph W. Ralston Mgmt For For 9 Elect Director James Schneider Mgmt For For 10 Elect Director Anne Stevens Mgmt For For 11 Elect Director Robert J. Stevens Mgmt For For 12 Ratify Auditors Mgmt For For 13 Report on Space-based Weapons Program SH Against Against NewMarket Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 651587107 Annual 22-Feb-10 Ticker: NEU CUSIP: 651587107 ISIN: US6515871076 SEDOL: B01CGF1 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Phyllis L. Cothran Mgmt For For 1.2 Elect Director Mark M. Gambill Mgmt For For 1.3 Elect Director Bruce C. Gottwald Mgmt For For 1.4 Elect Director Thomas E. Gottwald Mgmt For For 1.5 Elect Director Patrick D. Hanley Mgmt For For 1.6 Elect Director James E. Rogers Mgmt For For 1.7 Elect Director Charles B. Walker Mgmt For For 2 Ratify Auditors Mgmt For For Nicor Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 654086107 Annual 22-Feb-10 Ticker: GAS CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509 Vote Proponent Mgmt Rec Instruction 1.1 Director Robert M. Beavers, Jr. Mgmt For For 1.2 Director Bruce P. Bickner Mgmt For For 1.3 Director John H. Birdsall, III Mgmt For For 1.4 Director Norman R. Bobins Mgmt For For 1.5 Director Brenda J. Gaines Mgmt For For 1.6 Director Raymond A. Jean Mgmt For For Page 54 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.7 Director Dennis J. Keller Mgmt For For 1.8 Director R. Eden Martin Mgmt For For 1.9 Director Georgia R. Nelson Mgmt For For 1.10 Director Armando J. Olivera Mgmt For For 1.11 Director John Rau Mgmt For For 1.12 Director John C. Staley Mgmt For For 1.13 Director Russ M. Strobel Mgmt For For 2 Ratify Auditors Mgmt For For Pfizer Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 717081103 Annual 23-Feb-10 Ticker: PFE CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703 Vote Proponent Mgmt Rec Instruction 1 Elect Director Dennis A. Ausiello Mgmt For For 2 Elect Director Michael S. Brown Mgmt For For 3 Elect Director M. Anthony Burns Mgmt For For 4 Elect Director Robert N. Burt Mgmt For For 5 Elect Director W. Don Cornwell Mgmt For For 6 Elect Director Frances D. Fergusson Mgmt For For 7 Elect Director William H. Gray III Mgmt For For 8 Elect Director Constance J. Horner Mgmt For For 9 Elect Director James M. Kilts Mgmt For For 10 Elect Director Jeffrey B. Kindler Mgmt For For 11 Elect Director George A. Lorch Mgmt For For 12 Elect Director John P. Mascotte Mgmt For For 13 Elect Director Suzanne Nora Johnson Mgmt For For 14 Elect Director Stephen W. Sanger Mgmt For For 15 Elect Director William C. Steere, Jr. Mgmt For For 16 Ratify Auditors Mgmt For For 17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 18 Provide Right to Call Special Meeting Mgmt For For 19 Prohibit Executive Stock-Based Awards SH Against Against RWE AG Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 Germany D6629K109 Annual 01-Apr-10 Ticker: N/A CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962 Page 55 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Proponent Mgmt Rec Vote Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 3.50 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For 7 Ratify PricewaterhouseCoopers AG for the Inspection of the 2010 Mid-Year Report Mgmt For For 8a Elect Dieter Zetsche to the Supervisory Board Mgmt For For 8b Elect Frithjof Kuehn to the Supervisory Board Mgmt For For 8c Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For 9a Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9b Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 10a Amend Corporate Purpose Mgmt For For 10b Amend Articles Re: Board-Related Mgmt For For 10c Amend Articles Re: Convocation of, Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Mgmt11 Approve Affiliation Agreements with Subsidiary RWE Supply & Trading GmbH Schneider Electric SA Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: N/A 22-Apr-10 France F86921107 Annual/Special 19-Apr-10 CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.05 per Share Mgmt For For 4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt For For 5 Approve Transaction with Emmanuel Babeau Re: Additional Pension Scheme Mgmt For For 6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For 7 Reelect Serge Weinberg as Supervisory Board Member Mgmt For For Page 56 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Reelect Gerard de La Martiniere as Supervisory Board Member Mgmt For For 9 Reelect Noel Forgeard as Supervisory Board Member Mgmt For For 10 Reelect Cathy Kopp as Supervisory Board Member Mgmt For For 11 Reelect James Ross as Supervisory Board Member Mgmt For For 12 Reelect Ernst & Young et Autres as Auditor Mgmt For For 13 Ratify Auditex as Alternate Auditor Mgmt For For 14 Reelect Mazars as Primary Auditor Mgmt For For 15 Ratify Thierry Blanchetier as Alternate Auditor Mgmt For For 16 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt 17 Approve Issuance of Shares without Preemptive Rights up to Mgmt For For EUR 100 Million for a Private Placement 18 Approve Employee Stock Purchase Plan Mgmt For For 19 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For International Subsidiaries 20 Authorize Filing of Required Documents/Other Formalities Mgmt For For Sensient Technologies Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 81725T100 Annual 26-Feb-10 Ticker: SXT CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Hank Brown Mgmt For For 1.2 Elect Director Fergus M. Clydesdale Mgmt For For 1.3 Elect Director James A. D. Croft Mgmt For For 1.4 Elect Director William V. Hickey Mgmt For For 1.5 Elect Director Kenneth P. Manning Mgmt For For 1.6 Elect Director Peter M. Salmon Mgmt For For 1.7 Elect Director Elaine R. Wedral Mgmt For For 1.8 Elect Director Essie Whitelaw Mgmt For For 2 Ratify Auditors Mgmt For For TIBCO Software Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 88632Q103 Annual 25-Feb-10 Ticker: TIBX CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vivek Y. Ranadive Mgmt For For 1.2 Elect Director Nanci E. Caldwell Mgmt For For Page 57 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Eric C.W. Dunn Mgmt For For 1.4 Elect Director Narendra K. Gupta Mgmt For For 1.5 Elect Director Peter J. Job Mgmt For For 1.6 Elect Director Philip K. Wood Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For UniCredit SpA Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 Italy T95132105 Annual/Special 16-Apr-10 Ticker: N/A CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445 Did not vote due to share blocking Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For Elect Internal Statutory Auditors - Vote Only One of the Mgmt Following Slates 3.1 Slate 1 - Submitted by Cassa di Risparmio di Verona, Vicenza, Mgmt For Do Not Vote Belluno, and Ancona 3.2 Slate 2 - Submitted by Institutional Investors through Mgmt For For Assogestioni 4 Approve Internal Auditors' Remuneration Mgmt For For 5 Amend Remuneration of the Supervision Body's Chairman Mgmt For For 6 Approve Remuneration Report Mgmt For Against 7 Approve Group Employee Share Ownership Plan 2010 Mgmt For Against 8 Approve Group Long Term Incentive Plan 2010 Mgmt For Against Special Business Mgmt 1 Approve Creation of EUR 64 Million Pool of Capital without Mgmt For Against Preemptive Rights Reserved to Stock Purchase Plans 2 Approve Creation of EUR 29.5 Million Pool of Capital without Mgmt For Against Preemptive Rights Reserved to Stock Grant Plans Volkswagen AG (VW) Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 Germany D94523145 Annual 01-Apr-10 Ticker: N/A CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102 Vote Proponent Mgmt Rec Instruction Meeting for Common and Preferred Shareholders; Only Common Mgmt Shareholders 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) Page 58 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Approve Allocation of Income and Dividends of EUR 1.60 per Common Share and EUR 1.66 per Preferred Share Mgmt For For 3a Approve Discharge of Management Board Member Martin Winterkorn for Fiscal 2009 Mgmt For For 3b Approve Discharge of Management Board Member Francisco Sanz for Fiscal 2009 Mgmt For For 3c Approve Discharge of Management Board Member Jochem Heizmann for Fiscal 2009 Mgmt For For 3d Approve Discharge of Management Board Member Horst Neumann for Fiscal 2009 Mgmt For For 3e Approve Discharge of Management Board Member Dieter Poetsch for Fiscal 2009 Mgmt For For 4a Approve Discharge of Supervisory Board Member Ferdinand Piech for Fiscal 2009 Mgmt For For 4b Approve Discharge of Supervisory Board Member Juergen Peters for Fiscal 2009 Mgmt For For 4c Approve Discharge of Supervisory Board Member Joerg Bode for Fiscal 2009 Mgmt For For 4d Approve Discharge of Supervisory Board Member Michael Frenzel for Fiscal 2009 Mgmt For For 4e Approve Discharge of Supervisory Board Member Babette Froehlich for Fiscal 2009 Mgmt For For 4f Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2009 Mgmt For For 4g Approve Discharge of Supervisory Board Member Juergen Grossmann for Fiscal 2009 Mgmt For For 4h Approve Discharge of Supervisory Board Member Holger Haerter for Fiscal 2009 Mgmt For For 4i Approve Discharge of Supervisory Board Member Walter Hirche for Fiscal 2009 Mgmt For For 4j Approve Discharge of Supervisory Board Member Peter Jacobs for Fiscal 2009 Mgmt For For 4k Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2009 Mgmt For For 4l Approve Discharge of Supervisory Board Member Peter Mosch for Fiscal 2009 Mgmt For For 4m Approve Discharge of Supervisory Board Member Roland Oetker for Fiscal 2009 Mgmt For For 4n Approve Discharge of Supervisory Board Member Bernd Osterloh for Fiscal 2009 Mgmt For For 4o Approve Discharge of Supervisory Board Member Hans Michael Piech for Fiscal 2009 Mgmt For For 4p Approve Discharge of Supervisory Board Member Ferdinand Porsche for Fiscal 2009 Mgmt For For 4q Approve Discharge of Supervisory Board Member Wolfgang Porsche for Fiscal 2009 Mgmt For For 4r Approve Discharge of Supervisory Board Member Wolfgang Ritmeier for Fiscal 2009 Mgmt For For 4s Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal 2009 Mgmt For For 4t Approve Discharge of Supervisory Board Member Heinrich Soefjer for Fiscal 2009 Mgmt For For Page 59 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4u Approve Discharge of Supervisory Board Member Juergen Mgmt For For Stumpf for Fiscal 2009 4v Approve Discharge of Supervisory Board Member Bernd Mgmt For For Wehlauer for Fiscal 2009 4y Approve Discharge of Supervisory Board Member Wendelin Mgmt For For Wiedeking for Fiscal 2009 4w Approve Discharge of Supervisory Board Member Christian Wulff Mgmt For For for Fiscal 2009 5a Elect Joerg Bode to the Supervisory Board Mgmt For Against 5b Elect Hussain Ali Al-Abdulla to the Supervisory Board Mgmt For Against 6 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights 7 Approve Remuneration System for Management Board Members Mgmt For Against 8 Approve Affiliation Agreements with Subsidiaries Volkswagen Mgmt For For Osnabrueck GmbH and Volkswagen Sachsen Immobilienverwaltungs GmbH 9 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 Mgmt For For Westamerica Bancorporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 957090103 Annual 22-Feb-10 Ticker: WABC CUSIP: 957090103 ISIN: US9570901036 SEDOL: 2950374 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Etta Allen Mgmt For For 1.2 Elect Director Louis E. Bartolini Mgmt For For 1.3 Elect Director E. Joseph Bowler Mgmt For For 1.4 Elect Director Arthur C. Latno, Jr. Mgmt For For 1.5 Elect Director Patrick D. Lynch Mgmt For For 1.6 Elect Director Catherine Cope MacMillan Mgmt For For 1.7 Elect Director Ronald A. Nelson Mgmt For For 1.8 Elect Director David L. Payne Mgmt For For 1.9 Elect Director Edward B. Sylvester Mgmt For For 2 Ratify Auditors Mgmt For For Abbott Laboratories Meeting Date Country Primary Security ID Meeting Type Record Date 23-Apr-10 USA 002824100 Annual 24-Feb-10 Ticker: ABT CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director R.J. Alpern Mgmt For For Page 60 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director R.S. Austin Mgmt For For 1.3 Elect Director W.M. Daley Mgmt For Withhold 1.4 Elect Director W.J. Farrell Mgmt For Withhold 1.5 Elect Director H.L. Fuller Mgmt For Withhold 1.6 Elect Director W.A. Osborn Mgmt For Withhold 1.7 Elect Director D.A.L. Owen Mgmt For For 1.8 Elect Director R.S. Roberts Mgmt For For 1.9 Elect Director S.C. Scott, III Mgmt For For 1.10 Elect Director W.D. Smithburg Mgmt For Withhold 1.11 Elect Director G.F. Tilton Mgmt For For 1.12 Elect Director M.D. White Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against Newmont Mining Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 23-Apr-10 USA 651639106 Annual 22-Feb-10 Ticker: NEM CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607 Vote Proponent Mgmt Rec Instruction 1 Elect Director Glen A. Barton Mgmt For For 2 Elect Director Vincent A. Calarco Mgmt For For 3 Elect Director Joseph A. Carrabba Mgmt For For 4 Elect Director Noreen Doyle Mgmt For For 5 Elect Director Veronica M. Hagen Mgmt For For 6 Elect Director Michael S. Hamson Mgmt For For 7 Elect Director Richard T. O'Brien Mgmt For For 8 Elect Director John B. Prescott Mgmt For For 9 Elect Director Donald C. Roth Mgmt For For 10 Elect Director James V. Taranik Mgmt For For 11 Elect Director Simon Thompson Mgmt For For 12 Ratify Auditors Mgmt For For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 14 Require a Majority Vote for the Election of Directors SH Against For The Progressive Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 23-Apr-10 USA 743315103 Annual 26-Feb-10 Ticker: PGR CUSIP: 743315103 ISIN: US7433151039 SEDOL: 2705024 Page 61 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Elect Director Stuart B. Burgdoerfer Mgmt For For 2 Elect Director Lawton W. Fitt Mgmt For For 3 Elect Director Peter B. Lewis Mgmt For For 4 Elect Director Patrick H. Nettles, Ph.D Mgmt For For 5 Elect Director Glenn M. Renwick Mgmt For For 6 Approve Omnibus Stock Plan and Performance Criteria Mgmt For Against 7 Ratify Auditors Mgmt For For Assicurazioni Generali Spa Meeting Date Country Primary Security ID Meeting Type Record Date 24-Apr-10 Italy T05040109 Annual 19-Apr-10 Ticker: N/A CUSIP: T05040109 ISIN: IT0000062072 SEDOL: 4056719 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements, Statutory Reports, and Allocation Mgmt For For of Income Elect Directors - Vote Only One of the Following Slates Mgmt 2.1 Slate 1 - Submitted by Mediobanca Mgmt None Against 2.2 Slate 2 - Submitted by Institutional Investors (Assogestioni) Mgmt None For 3 Approve Remuneration of Directors Mgmt For For 4 Approve Director and Internal Auditors Liability Provisions Mgmt For For 5 Approve Incentive Plan and Authorize Share Repurchase Mgmt For Against Program Regal Beloit Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-Apr-10 USA 758750103 Annual 04-Mar-10 Ticker: RBC CUSIP: 758750103 ISIN: US7587501039 SEDOL: 2730082 Vote Proponent Mgmt Rec Instruction 1 Elect Director Christopher L. Doerr Mgmt For For 2 Elect Director Mark J. Gliebe Mgmt For For 3 Elect Director Curtis W. Stoelting Mgmt For For 4 Ratify Auditors Mgmt For For Seaboard Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-Apr-10 USA 811543107 Annual 01-Mar-10 Ticker: SEB CUSIP: 811543107 ISIN: US8115431079 SEDOL: 2786687 Page 62 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven J. Bresky Mgmt For Withhold 1.2 Elect Director David A. Adamsen Mgmt For Withhold 1.3 Elect Director Douglas W. Baena Mgmt For Withhold 1.4 Elect Director Joseph E. Rodrigues Mgmt For Withhold 1.5 Elect Director Edward I. Shifman, Jr. Mgmt For Withhold 2 Ratify Auditors Mgmt For For Anheuser-Busch InBev Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 Belgium B6399C107 Annual/Special 09-Apr-10 Ticker: N/A CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317 Vote Proponent Mgmt Rec Instruction Annual and Special Meetings Mgmt Special Business Mgmt 1 2 3a 3b 3c Amend Articles Re: Terms of Board Mandates Amend Articles Re: Shareholder Rights Directive Receive Special Board Report Receive Special Auditor Report Exclude Preemptive Rights for Issuance under Item 3d Mgmt Mgmt Mgmt Mgmt Mgmt For For For For For Against 3d Approve Issuance of Stock Options for Board Members Mgmt For Against 3e Amend Articles to Reflect Changes in Capital Mgmt For Against 3f Authorize Implementation of Approved Resolutions and FiRequired Documents/Formalities at Trade Registry Mgmtling of For Against Ordinary Business Mgmt 1 Receive Directors' Report (Non-Voting) Mgmt 2 Receive Directors' Report (Non-Voting) Mgmt 3 Receive Consolidated Financial Statements and Statutory (Non-Voting) MgmtReports 4 Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share Mgmt For For 5 Approve Discharge of Directors Mgmt For For 6 Approve Discharge of Auditors Mgmt For For 7a Reelect Alexandre Van Damme as Director Mgmt For Against 7b Reelect Gregoire de Spoelberch as Director Mgmt For Against 7c Reelect Carlos Alberto da Veiga Sicupira as Director Mgmt For Against 7d Reelect Jorge Paulo Lemann as Director Mgmt For Against 7e Reelect Roberto Moses Thompson Motta as Director Mgmt For Against 7f Reelect Marcel Herrman Telles as Director Mgmt For Against Page 63 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7g Reelect Jean-Luc Dehaene as Independent Director Mgmt For For 7h Reelect Mark Winkelman as Independent Director Mgmt For For 8 Approve PwC as Statutory Auditor and Approve Auditor's Mgmt For For Remuneration 9a Approve Remuneration Report Mgmt For Against 9b Approve Stock Option Grants and Share Grants Mgmt For Against 10a Approve Change-of-Control Provision Re: Updated EMTN Mgmt For For Program 10b Approve Change-of-Control Provision Re: US Dollar Notes Mgmt For For 10c Approve Change-of-Control Provision Re: Senior Facilities Mgmt For For Agreement 10d Approve Change-of-Control Provision Re: Term Facilities Mgmt For For Agreement Powers Mgmt 1 Authorize Implementation of Approved Resolutions and Filing of Mgmt For For Required Documents/Formalities at Trade Registry BB&T Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 054937107 Annual 24-Feb-10 Ticker: BBT CUSIP: 054937107 ISIN: US0549371070 SEDOL: 2830904 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John A. Allison IV Mgmt For For 1.2 Elect Director Jennifer S. Banner Mgmt For For 1.3 Elect Director K. David Boyer, Jr. Mgmt For For 1.4 Elect Director Anna R. Cablik Mgmt For For 1.5 Elect Director Ronald E. Deal Mgmt For For 1.6 Elect Director Barry J. Fitzpatrick Mgmt For For 1.7 Elect Director Littleton Glover, Jr. Mgmt For For 1.8 Elect Director L. Vincent Hackley PhD Mgmt For For 1.9 Elect Director Jane P. Helm Mgmt For For 1.10 Elect Director John P. Howe III, MD Mgmt For For 1.11 Elect Director Kelly S. King Mgmt For For 1.12 Elect Director James H. Maynard Mgmt For For 1.13 Elect Director Albert O. McCauley Mgmt For For 1.14 Elect Director J. Holmes Morrison Mgmt For For 1.15 Elect Director Nido R. Qubein Mgmt For For 1.16 Elect Director Thomas E. Skains Mgmt For For 1.17 Elect Director Thomas N. Thompson Mgmt For For 1.18 Elect Director Stephen T. Williams Mgmt For For 2 Increase Authorized Common Stock Mgmt For For Page 64 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Ratify Auditors Mgmt For For 4 Report on Political Contributions SH Against Against 5 Require Independent Board Chairman SH Against Against 6 Report on Overdraft Policies and Practices, and Impacts to SH Against Against Borrowers Centene Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 15135B101 Annual 26-Feb-10 Ticker: CNC CUSIP: 15135B101 ISIN: US15135B1017 SEDOL: 2807061 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Pamela A. Joseph Mgmt For For 1.2 Elect Director Tommy G. Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Other Business Mgmt For Abstain Exelon Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 30161N101 Annual 01-Mar-10 Ticker: EXC CUSIP: 30161N101 ISIN: US30161N1019 SEDOL: 2670519 Vote Proponent Mgmt Rec Instruction 1 Elect Director John A. Canning, Jr. Mgmt For For 2 Elect Director M. Walter D'Alessio Mgmt For For 3 Elect Director Nicholas DeBenedictis Mgmt For For 4 Elect Director Bruce DeMars Mgmt For For 5 Elect Director Nelson A. Diaz Mgmt For For 6 Elect Director Sue L. Gin Mgmt For For 7 Elect Director Rosemarie B. Greco Mgmt For For 8 Elect Director Paul L. Joskow Mgmt For For 9 Elect Director Richard W. Mies Mgmt For For 10 Elect Director John M. Palms Mgmt For For 11 Elect Director William C. Richardson Mgmt For For 12 Elect Director Thomas J. Ridge Mgmt For For 13 Elect Director John W. Rogers, Jr. Mgmt For For 14 Elect Director John W. Rowe Mgmt For For 15 Elect Director Stephen D. Steinour Mgmt For For 16 Elect Director Don Thompson Mgmt For For 17 Approve Omnibus Stock Plan Mgmt For Against Page 65 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Ratify Auditors Mgmt For For First Financial Bankshares, Inc. (TX) Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 32020R109 Annual 01-Mar-10 Ticker: FFIN CUSIP: 32020R109 ISIN: US32020R1095 SEDOL: 2266026 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven L. Beal Mgmt For For 1.2 Elect Director Tucker S. Bridwell Mgmt For For 1.3 Elect Director Joseph E. Canon Mgmt For For 1.4 Elect Director David Copeland Mgmt For For 1.5 Elect Director F. Scott Dueser Mgmt For For 1.6 Elect Director Murray Edwards Mgmt For For 1.7 Elect Director Ron Giddiens Mgmt For For 1.8 Elect Director Derrell E. Johnson Mgmt For For 1.9 Elect Director Kade L. Matthews Mgmt For For 1.10 Elect Director Dian Graves Stai Mgmt For For 1.11 Elect Director Johnny E. Trotter Mgmt For For 2 Ratify Auditors Mgmt For For International Business Machines Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 459200101 Annual 26-Feb-10 Ticker: IBM CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973 Vote Proponent Mgmt Rec Instruction 1 Elect Director A. J. P. Belda Mgmt For For 2 Elect Director C. Black Mgmt For For 3 Elect Director W. R. Brody Mgmt For For 4 Elect Director K. I. Chenault Mgmt For For 5 Elect Director M. L. Eskew Mgmt For For 6 Elect Director S. A. Jackson Mgmt For For 7 Elect Director A. N. Liveris Mgmt For For 8 Elect Director W. J. McNerney, Jr. Mgmt For For 9 Elect Director T. Nishimuro Mgmt For For 10 Elect Director J. W. Owens Mgmt For For 11 Elect Director S. J. Palmisano Mgmt For For 12 Elect Director J. E. Spero Mgmt For For 13 Elect Director S. Taurel Mgmt For For Page 66 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 14 Elect Director L. H. Zambrano Mgmt For For 15 Ratify Auditors Mgmt For For 16 Adopt Policy on Bonus Banking SH Against Against 17 Provide for Cumulative Voting SH Against Against 18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 19 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Praxair, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: PX 27-Apr-10 USA 74005P104 Annual 01-Mar-10 CUSIP: 74005P104 ISIN: US74005P1049 SEDOL: 2699291 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Stephen F. Angel Mgmt For For 1.2 Elect Director Nance K. Dicciani Mgmt For For 1.3 Elect Director Edward G. Galante Mgmt For For 1.4 Elect Director Claire W. Gargalli Mgmt For For 1.5 Elect Director Ira D. Hall Mgmt For For 1.6 Elect Director Raymond W. LeBoeuf Mgmt For For 1.7 Elect Director Larry D. Mcvay Mgmt For For 1.8 Elect Director Wayne T. Smith Mgmt For For 1.9 Elect Director Robert L. Wood Mgmt For For 2 Ratify Auditors Rollins, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: ROL 27-Apr-10 USA 775711104 Annual 01-Mar-10 CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Bill J. Dismuke Mgmt For For 1.2 Elect Director Thomas J. Lawley Mgmt For For 1.3 Elect Director Wilton Looney Mgmt For For 2 Ratify Auditors RPC, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: RES 27-Apr-10 USA 749660106 Annual 01-Mar-10 CUSIP: 749660106 ISIN: US7496601060 SEDOL: 2719456 Proponent Mgmt Rec Vote Instruction Page 67 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Wilton Looney Mgmt For For 1.2 Elect Director Gary W. Rollins Mgmt For Withhold 1.3 Elect Director James A. Lane, Jr. Mgmt For Withhold 2 Ratify Auditors Mgmt For For SCBT Financial Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 78401V102 Annual 05-Mar-10 Ticker: SCBT CUSIP: 78401V102 ISIN: US78401V1026 SEDOL: 2388737 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert R. Horger Mgmt For For 1.2 Elect Director Jimmy E. Addison Mgmt For For 1.3 Elect Director Harry M. Mims, Jr. Mgmt For For 1.4 Elect Director James W. Roquemore Mgmt For For 1.5 Elect Director John W. Williamson, III Mgmt For For 1.6 Elect Director Herbert G. Gray Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors SH Against For UMB Financial Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 902788108 Annual 01-Mar-10 Ticker: UMBF CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David R. Bradley, Jr. Mgmt For For 1.2 Elect Director Peter J. DeSilva Mgmt For For 1.3 Elect Director Terrence P. Dunn Mgmt For For 1.4 Elect Director Alexander C. Kemper Mgmt For For 1.5 Elect Director Kris A. Robbins Mgmt For For 1.6 Elect Director Nancy K. Buese Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors SH Against For Wells Fargo & Company Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 949746101 Annual 26-Feb-10 Ticker: WFC CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100 Vote Proponent Mgmt Rec Instruction 1 Election Director John D. Baker II Mgmt For For Page 68 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Election Director John S. Chen Mgmt For For 3 Election Director Lloyd H. Dean Mgmt For For 4 Election Director Susan E. Engel Mgmt For For 5 Election Director Enrique Hernandez, Jr. Mgmt For For 6 Election Director Donald M. James Mgmt For For 7 Election Director Richard D. McCormick Mgmt For For 8 Election Director Mackey J. McDonald Mgmt For For 9 Election Director Cynthia H. Milligan Mgmt For For 10 Elect Director Nicholas G. Moore Mgmt For For 11 Elect Director Philip J. Quigley Mgmt For For 12 Elect Director Judith M. Runstad Mgmt For For 13 Elect Director Stephen W. Sanger Mgmt For For 14 Elect Director Robert K. Steel Mgmt For For 15 Elect Director John G. Stumpf Mgmt For Against 16 Elect Director an G. Swenson Mgmt For For 17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 18 Increase Authorized Common Stock Mgmt For For 19 Ratify Auditors Mgmt For For 20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 21 Require Independent Board Chairman SH Against For 22 Report on Charitable Contributions SH Against Against 23 Report on Political Contributions SH Against Against Bank of America Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 060505104 Annual 03-Mar-10 Ticker: BAC CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677 Vote Proponent Mgmt Rec Instruction 1 Elect Director Susan S. Bies Mgmt For For 2 Elect Director William P. Boardman Mgmt For For 3 Elect Director Frank P. Bramble, Sr. Mgmt For For 4 Elect Director Virgis W. Colbert Mgmt For For 5 Elect Director Charles K. Gifford Mgmt For For 6 Elect Director Charles O. Holliday, Jr. Mgmt For For 7 Elect Director D. Paul Jones, Jr. Mgmt For For 8 Elect Director Monica C. Lozano Mgmt For For 9 Elect Director Thomas J. May Mgmt For For Page 69 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Elect Director Brian T. Moynihan Mgmt For For 11 Elect Director Donald E. Powell Mgmt For For 12 Elect Director Charles O. Rossotti Mgmt For For 13 Elect Director Robert W. Scully Mgmt For For 14 Ratify Auditors Mgmt For For 15 Increase Authorized Common Stock Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 17 Amend Omnibus Stock Plan Mgmt For Against 18 Report on Government Service of Employees SH Against Against 19 TARP Related Compensation SH Against Against 20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 21 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 22 Adopt Policy on Succession Planning SH Against Against 23 Report on Collateral in Derivatives Trading SH Against Against 24 Claw-back of Payments under Restatements SH Against Against British American Tobacco plc Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 United Kingdom G1510J102 Annual 26-Apr-10 Ticker: N/A CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 5 Authorise Board to Fix Remuneration of Auditors Mgmt For For 6a Re-elect Ana Llopis as Director Mgmt For For 6b Re-elect Christine Morin-Postel as Director Mgmt For For 6c Re-elect Anthony Ruys as Director Mgmt For For 7 Elect Richard Burrows as Director Mgmt For For 8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 10 Authorise Market Purchase Mgmt For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 12 Adopt New Articles of Association Mgmt For For 13 Amend Articles of Association Mgmt For For Page 70 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 E. I. du Pont de Nemours and Company Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 263534109 Annual 03-Mar-10 Ticker: DD CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175 Vote Proponent Mgmt Rec Instruction 1 Elect Director Samuel W. Bodman Mgmt For For 2 Elect Director Richard H. Brown Mgmt For For 3 Elect Director Robert A. Brown Mgmt For For 4 Elect Director Bertrand P. Collomb Mgmt For For 5 Elect Director Curtis J. Crawford Mgmt For For 6 Elect Director Alexander M. Cutler Mgmt For For 7 Elect Director John T. Dillon Mgmt For For 8 Elect Director Eleuthere I. Du Pont Mgmt For For 9 Elect Director Marillyn A. Hewson Mgmt For For 10 Elect Director Lois D. Juliber Mgmt For For 11 Elect Director Ellen J. Kullman Mgmt For For 12 Elect Director William K. Reilly Mgmt For For 13 Ratify Auditors Mgmt For For 14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 15 Amend Human Rights Policy to Address Seed Saving SH Against Against Eaton Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 278058102 Annual 01-Mar-10 Ticker: ETN CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883 Vote Proponent Mgmt Rec Instruction 1 Elect Director Todd M. Bluedorn Mgmt For For 2 Elect Director Christopher M. Connor Mgmt For For 3 Elect Director Michael J. Critelli Mgmt For For 4 Elect Director Charles E. Golden Mgmt For For 5 Elect Director Ernie Green Mgmt For For 6 Ratify Auditors Mgmt For For eResearch Technology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 29481V108 Annual 03-Mar-10 Ticker: ERES CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937 Page 71 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt Rec Proponent Vote Instruction Mgmt1.1 ForForElect Director Sheldon M. Bonovitz Mgmt1.2 ForForElect Director Gerald A. Faich, MD, MPH Mgmt1.3 ForForElect Director Elam M. Hitchner Mgmt2 ForForRatify Auditors General Electric Company Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 369604103 Annual 01-Mar-10 Ticker: GE CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498 Mgmt Rec Proponent Vote Instruction Mgmt1 ForForElect Director W. Geoffrey Beattie Mgmt2 ForForElect Director James I. Cash, Jr. Mgmt3 ForForElect Director William M. Castell Mgmt4 ForForElect Director Ann M. Fudge Mgmt5 ForForElect Director Susan Hockfield Mgmt6 ForForElect Director Jeffrey R. Immelt Mgmt7 ForForElect Director Andrea Jung Mgmt8 ForForElect Director Alan G. (A.G.) Lafley Mgmt9 ForForElect Director Robert W. Lane Mgmt10 ForForElect Director Ralph S. Larsen Mgmt11 ForForElect Director Rochelle B. Lazarus Mgmt12 ForForElect Director James J. Mulva Mgmt13 ForForElect Director Sam Nunn Mgmt14 ForForElect Director Roger S. Penske Mgmt15 ForForElect Director Robert J. Swieringa Mgmt16 ForForElect Director Douglas A. Warner III Mgmt17 ForForRatify Auditors SH18 AgainstAgainstProvide for Cumulative Voting SH19 ForAgainstAmend Articles/Bylaws/Charter -- Call Special Meetings SH20 AgainstAgainstRequire Independent Board Chairman SH21 AgainstAgainstReport on Pay Disparity SH22 AgainstAgainstAdopt Policy Prohibiting Certain Directors from Serving on Key Board Committees SH23 ForAgainstAdvisory Vote to Ratify Named Executive Officers' Compensation Muenchener Rueckversicherungs-Gesells chaft AG 28-Apr-10 Meeting Date Germany Country D55535104 Primary Security ID Annual Meeting Type Record Date 12-Apr-10 Ticker: N/A Page 72 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121 Proponent Mgmt Rec Vote Instruction 1a Receive Supervisory Board, Corporate Governance, and Remuneration Report for Fiscal 2009 (Non-Voting) Mgmt 1b Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 5.75 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Elect Benita Ferrero-Waldner to the Supervisory Board Mgmt For For 7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 10 Amend Articles Re: Registration for and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 11 Amend Articles Re: Electronic Distribution of Company Communications due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Rackspace Hosting, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: RAX 28-Apr-10 USA 750086100 Annual 19-Mar-10 CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director A. Lanham Napier Mgmt For For 1.2 Elect Director George J. Still Jr. Mgmt For For 2 Ratify Auditors AstraZeneca plc Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 29-Apr-10 United Kingdom G0593M107 Annual 27-Apr-10 CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529 Proponent Mgmt Rec Vote Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For Page 73 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For Second Interim Dividend 3 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For 4 Authorise Board to Fix Remuneration of Auditors Mgmt For For 5(a) Re-elect Louis Schweitzer as Director Mgmt For For 5(b) Re-elect David Brennan as Director Mgmt For For 5(c) Re-elect Simon Lowth as Director Mgmt For For 5(d) Re-elect Jean-Philippe Courtois as Director Mgmt For For 5(e) Re-elect Jane Henney as Director Mgmt For For 5(f) Re-elect Michele Hooper as Director Mgmt For For 5(g) Re-elect Rudy Markham as Director Mgmt For For 5(h) Re-elect Dame Nancy Rothwell as Director Mgmt For For 5(i) Re-elect John Varley as Director Mgmt For For 5(j) Re-elect Marcus Wallenberg as Director Mgmt For For 6 Approve Remuneration Report Mgmt For For 7 Authorise EU Political Donations and Expenditure Mgmt For For 8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 10 Authorise Market Purchase Mgmt For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 12 Adopt New Articles of Association Mgmt For For 13 Approve the Investment Plan Mgmt For For Axa Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 France F06106102 Annual/Special 26-Apr-10 Ticker: N/A CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 0.55 per Mgmt For For Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Approve Pension Scheme Agreement for Henri de Castries, Denis Mgmt For For Duverne, and Francois Pierson 6 Approve Severance Payment Agreement for Henri de Castries Mgmt For Against 7 Approve Severance Payment Agreement for Denis Duverne Mgmt For For 8 Reelect Norbert Dentressangle as Supervisory Board Member Mgmt For For Page 74 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Reelect Mazars as Auditor Mgmt For For 10 Ratify Jean-Brice de Turkheim as Alternate Auditor Mgmt For For 11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For Against Capital Special Business Mgmt 12 Approve Employee Stock Purchase Plan Mgmt For For 13 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For International Subsidiaries 14 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 15 Adopt One-Tiered Board Structure, Amend Bylaws Accordingly Mgmt For Against and Acknowledge Transfer of All Outstanding Authorizations 16 Amend Articles 7, 8, and 10 of Bylaws Re: Share Ownership Mgmt For For Disclosure Thresholds, Form of Shares, Director Shareholding Requirements Ordinary Business Mgmt 17 Elect Henri de Castries as Director Mgmt For Against 18 Elect Denis Duverne as Director Mgmt For For 19 Elect Jacques de Chateauvieux as Director Mgmt For For 20 Elect Norbert Dentressangle as Director Mgmt For For 21 Elect Jean-Martin Folz as Director Mgmt For For 22 Elect Anthony Hamilton as Director Mgmt For For 23 Elect Francois Martineau as Director Mgmt For For 24 Elect Giuseppe Mussari as Director Mgmt For For 25 Elect Ramon de Oliveira as Director Mgmt For For 26 Elect Michel Pebereau as Director Mgmt For For 27 Elect Dominique Reiniche as Director Mgmt For For 28 Elect Ezra Suleiman as Director Mgmt For For 29 Elect Isabelle Kocher as Director Mgmt For For 30 Elect Suet-Fern Lee as Director Mgmt For For 31 Elect Wendy Cooper as Representative of Employee Mgmt For For Shareholders to the Board 32 Elect John Coultrap as Representative of Employee Shareholders Mgmt Against Against to the Board 33 Elect Paul Geiersbach as Representative of Employee Mgmt Against Against Shareholders to the Board 34 Elect Sebastien Herzog as Representative of Employee Mgmt Against Against Shareholders to the Board 35 Elect Rodney Koch as Representative of Employee Shareholders Mgmt Against Against to the Board 36 Elect Jason Steinberg as Representative of Employee Mgmt Against Against Shareholders to the Board 37 Approve Remuneration of Directors in the Aggregate Amount of Mgmt For For EUR 1.2 Million Page 75 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 38 Authorize Filing of Required Documents/Other Formalities Mgmt For For BASF SE (formerly BASF AG) Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Germany D06216101 Annual 08-Apr-10 Ticker: N/A CUSIP: D06216101 ISIN: DE0005151005 SEDOL: 5086577 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 1.70 per Mgmt For For Share 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 6 Approve Conversion of Bearer Shares into Registered Shares Mgmt For For 7 Amend Articles Re: Electronic Distribution of Company Mgmt For For Communications 8 Approve Remuneration System for Management Board Members Mgmt For For 9a Amend Articles Re: Calculation of Deadlines for General Meeting Mgmt For For 9b Amend Articles Re: Proxy Voting at General Meeting Mgmt For For 9c Amend Articles Re: Video and Audio Transmission of General Mgmt For For Meeting Boston Private Financial Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 101119105 Annual 03-Mar-10 Ticker: BPFH CUSIP: 101119105 ISIN: US1011191053 SEDOL: 2081133 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Eugene S. Colangelo Mgmt For For 1.2 Elect Director Allen L. Sinai Mgmt For For 1.3 Elect Director Stephen M. Waters Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For Capital One Financial Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 14040H105 Annual 01-Mar-10 Ticker: COF CUSIP: 14040H105 ISIN: US14040H1059 SEDOL: 2654461 Vote Proponent Mgmt Rec Instruction 1 Elect Director W. Ronald Dietz Mgmt For For Page 76 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director Lewis Hay, III Mgmt For For 3 Elect Director Mayo A. Shattuck III Mgmt For For 4 Ratify Auditors Mgmt For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 6 Stock Retention/Holding Period SH Against Against 7 Declassify the Board of Directors SH Against For Corning Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 219350105 Annual 25-Feb-10 Ticker: GLW CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert F. Cummings, Jr. Mgmt For Withhold 1.2 Elect Director Carlos M. Gutierrez Mgmt For For 1.3 Elect Director William D. Smithburg Mgmt For Withhold 1.4 Elect Director Hansel E. Tookes, II Mgmt For Withhold 1.5 Elect Director Wendell P. Weeks Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against 5 Declassify the Board of Directors Mgmt For For 6 Reduce Supermajority Vote Requirement SH Against For EMC Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 268648102 Annual 23-Feb-10 Ticker: EMC CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172 Vote Proponent Mgmt Rec Instruction 1 Elect Director Michael W. Brown Mgmt For For 2 Elect Director Randolph L. Cowen Mgmt For For 3 Elect Director Michael J. Cronin Mgmt For For 4 Elect Director Gail Deegan Mgmt For For 5 Elect Director James S. DiStasio Mgmt For For 6 Elect Director John R. Egan Mgmt For For 7 Elect Director Edmund F. Kelly Mgmt For For 8 Elect Director Windle B. Priem Mgmt For For 9 Elect Director Paul Sagan Mgmt For For 10 Elect Director David N. Strohm Mgmt For For Page 77 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11 Elect Director Joseph M. Tucci Mgmt For For 12 Ratify Auditors Mgmt For For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For ENEL SpA Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: N/A 29-Apr-10 Italy T3679P115 Annual/Special 09-Apr-10 CUSIP: T3679P115 ISIN: IT0003128367 SEDOL: 7144569 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For 3.1 Appoint Internal Statutory Auditors - Vote Only on One of the Following Slates Slate Submitted by the Italian Treasury Mgmt Mgmt None Against Against 3.2 Slate Submitted by Institutional Investors Mgmt None For 4 Approve Internal Auditors' Remuneration Mgmt For For 5 Amend Rules of General Meetings Mgmt For For Extraordinary Business Mgmt 1 Amend Articles Eni Spa Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 29-Apr-10 Italy T3643A145 Annual/Special 07-Apr-10 CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For 3 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For For Extraordinary Business Mgmt 1 Amend Company Bylaws H & M Hennes & Mauritz Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 29-Apr-10 Sweden W41422101 Annual 23-Apr-10 CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431 Proponent Mgmt Rec Vote Instruction Page 78 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Open Meeting Mgmt 2 Elect Sven Unger as Chairman of Meeting Mgmt For None* 3 Receive President's Report; Allow Questions Mgmt 4 Prepare and Approve List of Shareholders Mgmt For None* 5 Approve Agenda of Meeting Mgmt For None* 6 7 8a 8b 8c 8d 9a Designate Inspector(s) of Minutes of Meeting Acknowledge Proper Convening of Meeting Receive Financial Statements and Statutory Reports; ReAuditor's Report; Receive Information About ApplicationRemuneration Guidelines Receive Auditor's and Auditing Committee's Reports Receive Chairman's Report About Board Work Receive Report of the Chairman of the Nominating ComApprove Financial Statements and Statutory Reports Mgmt None* For Mgmt None* For Mgmtceive of Mgmt Mgmt Mgmtmittee Mgmt None* For 9b Approve Allocation of Income and Dividends of SEK 16.Share Mgmt None* For00 per 9c Approve Discharge of Board and President Mgmt None* For 10 Determine Number of Members (8) and Deputy MembeBoard Mgmt None* Forrs (0) of 11 Approve Remuneration of Directors in the Amount of SEMillion to the Chairman and SEK 375,000 to Other DirecApprove Remuneration of Committee Work; Approve Remuneration of Auditors Mgmt None* ForK 1.35 tors; 12 Reelect Mia Livfors, Lottie Knutson, Sussi Kvart, Bo LunStefan Persson (Chair), and Melker Schorling as DirectoAnders Dahlvig and Christian Sievert as New Directors Mgmt None* Fordquist, rs; Elect 13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Aand Peter Lindell as Members of Nominating Committee Mgmt None* Forndersson, 14 Approve 2:1 Stock Split; Amend Articles Accordingly Mgmt None* For 15 Approve Remuneration Policy And Other Terms of Employment Mgmt For None* For Executive Management 16 Close Meeting Mgmt * No POA on file PLATINUM UNDERWRITERS HOLDINGS LTD Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Bermuda G7127P100 Annual 15-Mar-10 Ticker: PTP CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516 Vote Proponent Mgmt Rec Instruction 1.1 Elect H. Furlong Baldwin as Director Mgmt For For 1.2 Elect Dan R. Carmichael as Director Mgmt For For 1.3 Elect A. John Hass as Director Mgmt For For 1.4 Elect Antony P. D. Lancaster as Director Mgmt For For 1.5 Elect Edmund R. Megna as Director Mgmt For For Page 79 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.6 Elect Michael D. Price as Director Mgmt For For 1.7 Elect Peter T. Pruitt as Director Mgmt For For 1.9 Elect James P. Slattery as Director Mgmt For For 1.9 Elect Christopher J. Steffen as Director Mgmt For For 2A. Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Mgmt For For Attribution of Income to U.S. Shareholders 2B. Amend Bylaws Re: Director and Officer Liability Mgmt For For 2C. Amend Bylaws Re: Jurisdictional Limits of Corporate Action Mgmt For For 2D. Amend Bylaws Re: Director Actions Mgmt For For 2E. Amend Bylaws Re: Casting of Votes Mgmt For For 2F. Amend Bylaws Re: Transfer of Shares Mgmt For For 2G. Amend Bylaws Re: Number of Directors Mgmt For For 2H. Amend Bylaws Re: Editorial Changes Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve the Material Terms of the Performance Goals Under Mgmt For For Performance Incentive Plan 5 Approve KPMG Bermuda as Auditors Mgmt For For Repsol YPF S.A Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Spain E8471S130 Annual 15-Apr-10 Ticker: N/A CUSIP: E8471S130 ISIN: ES0173516115 SEDOL: 5669354 Vote Proponent Mgmt Rec Instruction 1.1 Accept Individual and Consolidated Financial Statements and Mgmt For For Statutory Reports for the Year Ended Dec. 31, 2009; Approve Allocation of Income 1.2 Approve Discharge of Directors Mgmt For For 2.1 Amend First Paragraph of Article 9 of Company By-laws Re: Mgmt For For Passive Dividends 2.2 Amend Article 12 bis of Company By-laws Re: Preemptive Rights Mgmt For For 2.3 Amend First Paragraph of Article 22 Re: Special Agreements, Mgmt For For Constituion and Majority 3.1 Modify Section 3.5 of Article 3 of the General Meeting Guidelines Mgmt For For Re: Competencies of the General Meeting 3.2 Modify Section 9.2 of Article 9 of the General Meeting Guidelines Mgmt For For Re: Constitution of the General Meeting 4.1 Re-elect Paulina Beato Blanco as Director Mgmt For For 4.2 Re-elect Artur Carulla Font as Director Mgmt For For 4.3 Re-elect Javier Echenique Landiribar as Director Mgmt For For 4.4 Re-elect Pemex Internacional Espana, S.A. as Director Mgmt For Against 4.5 Re-elect Henri Philippe Reichstul as Director Mgmt For For 5 Elect Auditor for Repsol YPF and Consolidated Group for Fiscal Mgmt For For Year 2010 Page 80 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Authorize Repurchase of Shares; Void Authorization Granted Last Mgmt For For AGM of May 14, 2009 7 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For Preemptive Rights; Void Authorization Granted Last AGM of May 31, 2005 8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For Tractor Supply Company Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 892356106 Annual 10-Mar-10 Ticker: TSCO CUSIP: 892356106 ISIN: US8923561067 SEDOL: 2900335 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director James F. Wright Mgmt For For 1.2 Elect Director Johnston C. Adams Mgmt For For 1.3 Elect Director William Bass Mgmt For For 1.4 Elect Director Jack C. Bingleman Mgmt For For 1.5 Elect Director Richard W. Frost Mgmt For For 1.6 Elect Director Cynthia T. Jamison Mgmt For For 1.7 Elect Director Gerard E. Jones Mgmt For For 1.8 Elect Director George MacKenzie Mgmt For For 1.9 Elect Director Edna K. Morris Mgmt For For 2 Ratify Auditors Mgmt For For Vivendi Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 France F97982106 Annual 26-Apr-10 Ticker: N/A CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Treatment of Losses and Allocation of Dividends of EUR Mgmt For For 1.40 per Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Elect Dominique Hediard Dubreuil as Supervisory Board Member Mgmt For For 6 Elect Aliza Jabes as Supervisory Board Member Mgmt For For 7 Elect Jacqueline Tammenoms Bakker as Supervisory Board Mgmt For For Member 8 Elect Daniel Camus as Supervisory Board Member Mgmt For For Page 81 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 10 Authorize Filing of Required Documents/Other Formalities Mgmt For For Weis Markets, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 948849104 Annual 02-Mar-10 Ticker: WMK CUSIP: 948849104 ISIN: US9488491047 SEDOL: 2946845 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert F. Weis Mgmt For Withhold 1.2 Elect Director Jonathan H. Weis Mgmt For Withhold 1.3 Elect Director David J. Hepfinger Mgmt For Withhold 1.4 Elect Director Richard E. Shulman Mgmt For For 1.5 Elect Director Steven C. Smith Mgmt For For 1.6 Elect Director Glenn D. Steele Jr Mgmt For For 2 Ratify Auditors Mgmt For For 3 Require Majority of Independent Directors on Board SH Against For AT&T Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 USA 00206R102 Annual 02-Mar-10 Ticker: T CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811 Vote Proponent Mgmt Rec Instruction 1 Elect Director Randall L. Stephenson Mgmt For For 2 Elect Director Gilbert F. Amelio Mgmt For For 3 Elect Director Reuben V. Anderson Mgmt For For 4 Elect Director James H. Blanchard Mgmt For For 5 Elect Director Jaime Chico Pardo Mgmt For For 6 Elect Director James P. Kelly Mgmt For For 7 Elect Director Jon C. Madonna Mgmt For For 8 Elect Director Lynn M. Martin Mgmt For For 9 Elect Director John B. McCoy Mgmt For For 10 Elect Director Joyce M. Roche Mgmt For For 11 Elect Director Laura D Andrea Tyson Mgmt For For 12 Elect Director Patricia P. Upton Mgmt For For 13 Ratify Auditors Mgmt For For 14 Provide for Cumulative Voting SH Against Against 15 Exclude Pension Credits from Calculations of Performance-Based SH Against Against Pay Page 82 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For Barclays plc Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 United Kingdom G08036124 Annual 28-Apr-10 Ticker: N/A CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Elect Reuben Jeffery III as Director Mgmt For For 4 Re-elect Marcus Agius as Director Mgmt For For 5 Re-elect David Booth as Director Mgmt For For 6 Re-elect Sir Richard Broadbent as Director Mgmt For For 7 Re-elect Sir Michael Rake as Director Mgmt For For 8 Re-elect Sir Andrew Likierman as Director Mgmt For For 9 Re-elect Chris Lucas as Director Mgmt For For 10 Reappoint PricewaterhouseCoopers LLP Auditors Mgmt For For 11 Authorise Board to Fix Remuneration of Auditors Mgmt For For 12 Authorise EU Political Donations and Expenditure Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For 17 Adopt New Articles of Association Mgmt For For 18 Approve SAYE Share Option Scheme Mgmt For For Bayer AG Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 Germany D0712D163 Annual 12-Apr-10 Ticker: N/A CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports; Approve Mgmt For For Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2009 2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Remuneration System for Management Board Members Mgmt For For Page 83 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights Mgmt For For 6 Approve Creation of EUR 211.7 Million Pool of Capital without Preemptive Rights Mgmt For For 7 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9 Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Mgmt10 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 CRA International Inc Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: CRAI 30-Apr-10 USA 12618T105 Annual 08-Mar-10 CUSIP: 12618T105 ISIN: US12618T1051 SEDOL: 2240622 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Paul A. Maleh Mgmt For For 1.2 Elect Director Thomas S. Robertson Mgmt For For 1.3 Elect Director William T. Schleyer Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Intesa SanPaolo SPA Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 30-Apr-10 Italy T55067101 Annual 26-Apr-10 CUSIP: T55067101 ISIN: IT0000072618 SEDOL: 4076836 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Allocation of Income Mgmt For For 2 Fix Number of Directors of the Supervisory Board Mgmt For For Supervisory Board Elections ? Vote Only For One Slate Mgmt 3.1 Slate 1 - Submitted by Compagnia San Paolo and Fondazione Cariplo Mgmt None Do Not Vote 3.2 Slate 2 - Submitted by Banking Foundations Mgmt None Do Not Vote 3.3 Slate 3 - Submitted by Assicurazioni Generali Mgmt None Do Not Vote 3.4 Slate 4 - Submitted by Insitutional Investors through Assogestioni Mgmt None For 3.5 Slate 5 - Submitted by Credit Agricole Mgmt None Do Not Vote 4 Elect Chairman and Deputy Chairmen of the Supervisory Board Mgmt For Against Page 84 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt5 Approve Remuneration of Supervisory Board Members For Against Mgmt6 Approve Remuneration Report of Management Board Members For Against Mgmt7 Approve Share Incentive Plan Owens & Minor Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date Against 30-Apr-10 USA 690732102 Ticker: OMI Annual 09-Mar-10 CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director A. Marshall Acuff, Jr. For For Mgmt1.2 Elect Director J. Alfred Broaddus, Jr. For For Mgmt1.3 Elect Director John T. Crotty For For Mgmt1.4 Elect Director Richard E. Fogg For For Mgmt1.5 Elect Director G. Gilmer Minor, III For For Mgmt1.6 Elect Director Eddie N. Moore, Jr. For For Mgmt1.7 Elect Director Peter S. Redding For For Mgmt1.8 Elect Director James E. Rogers For For Mgmt1.9 Elect Director Robert C. Sledd For For Mgmt1.10 Elect Director Craig R. Smith For For Mgmt1.11 Elect Director James E. Ukrop For For Mgmt1.12 Elect Director Anne Marie Whittemore For For Mgmt2 Amend Omnibus Stock Plan For For Mgmt3 Amend Omnibus Stock Plan For Against Mgmt4 Ratify Auditors Woodside Petroleum Ltd. Meeting Date Country Primary Security ID Meeting Type For Record Date For 30-Apr-10 Australia 980228100 Ticker: WPL Annual 28-Apr-10 CUSIP: 980228100 ISIN: AU000000WPL2 SEDOL: 6979728 Proponent Mgmt Rec Vote Instruction Mgmt1 Receive Financial Statements and Statutory Reports (Non-Voting) Mgmt2 Elect Andrew Jamieson as Director For For Mgmt3 Adopt the Remuneration Report for the Year Ended Dec. 31,2009 Baldor Electric Company Meeting Date Country Primary Security ID Meeting Type For Record Date For 01-May-10 USA 057741100 Ticker: BEZ Annual 17-Mar-10 CUSIP: 057741100 ISIN: US0577411004 SEDOL: 2072621 Page 85 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jean A. Mauldin Mgmt For For 1.2 Elect Director R.L. Qualls Mgmt For For 1.3 Elect Director Barry K. Rogstad Mgmt For For 1.4 Elect Director Ronald E. Tucker Mgmt For For 2 Ratify Auditors Mgmt For For AFLAC Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 03-May-10 USA 001055102 Annual 24-Feb-10 Ticker: AFL CUSIP: 001055102 ISIN: US0010551028 SEDOL: 2026361 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Daniel P. Amos Mgmt For For 1.2 Elect Director John Shelby Amos II Mgmt For For 1.3 Elect Director Paul S. Amos II Mgmt For For 1.4 Elect Director Michael H. Armacost Mgmt For For 1.5 Elect Director Kriss Cloninger III Mgmt For For 1.6 Elect Director Joe Frank Harris Mgmt For For 1.7 Elect Director Elizabeth J. Hudson Mgmt For For 1.8 Elect Director Douglas W. Johnson Mgmt For For 1.9 Elect Director Robert B. Johnson Mgmt For For 1.10 Elect Director Charles B. Knapp Mgmt For For 1.11 Elect Director E. Stephen Purdom, M.d. Mgmt For For 1.12 Elect Director Barbara K. Rimer, PhD Mgmt For For 1.13 Elect Director Marvin R. Schuster Mgmt For For 1.14 Elect Director David Gary Thompson Mgmt For For 1.15 Elect Director Robert L. Wright Mgmt For For 1.16 Elect Director Takuro Yoshida Mgmt For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 3 Ratify Auditors Mgmt For For Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type Record Date 03-May-10 Germany D2035M136 Annual 13-Apr-10 Ticker: N/A CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) Page 86 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Approve Allocation of Income and Dividends of EUR 0.78 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Postpone Discharge of Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 Mgmt For For 5 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 6 Approve Remuneration System for Management Board Members Mgmt For For 7 Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as Auditors for Fiscal 2010 Mgmt For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9 Elect Wulf Bernotat to the Supervisory Board Mgmt For For 10 Elect Ulrich Middelmann to the Supervisory Board Mgmt For For 11 Approve Affiliation Agreement with Subsidiary Erste DFMG Deutsche Funkturm Vermoegens-GmbH Mgmt For For 12 Approve Affiliation Agreement with Subsidiary T-Mobile Global Holding Nr.2 GmbH Mgmt For For 13 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights Mgmt For For 14 Approve Remuneration of Supervisory Board Mgmt For For 15 Amend Corporate Purpose Mgmt For For 16 Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 17 Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 18 Amend Articles Re: Electronic Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Mgmt19 Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) GDF Suez Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: N/A 03-May-10 France F42768105 Annual/Special 28-Apr-10 CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.47 per Share Mgmt For For Page 87 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For Special Business Mgmt 6 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 7 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 8 Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 9 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 6, 7 and 8 Mgmt For For 10 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 11 Approve Employee Stock Purchase Plan Mgmt For For 12 Approve Employee Stock Purchase Plan for International Employees Mgmt For For 13 Set Global Limit for Capital Increase to Result from All Issuance Requests under Items 6 to 12 at EUR 310 Million Mgmt For For 14 Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value Mgmt For For 15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 16 Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For 17 Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against 18 Authorize Filing of Required Documents/Other Formalities Mgmt For For Proposals Made by the Employees Shareholders Mgmt A Approve Dividends of EUR 0.80 per Share SH Against Against Potlatch Corporation Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: PCH 03-May-10 USA 737630103 Annual 22-Mar-10 CUSIP: 737630103 ISIN: US7376301039 SEDOL: B0XXJN1 Proponent Mgmt Rec Vote Instruction 1 Elect Director Michael J. Covey Mgmt For For 2 Elect Director Gregory L. Quesnel Mgmt For For 3 Elect Director Ruth Ann M. Gillis Mgmt For For 4 Ratify Auditors Mgmt For For Tootsie Roll Industries, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: TR 03-May-10 USA 890516107 Annual 09-Mar-10 Page 88 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 890516107 ISIN: US8905161076 SEDOL: 2896809 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Melvin J. Gordon Mgmt For Withhold 1.2 Elect Director Ellen R. Gordon Mgmt For For 1.3 Elect Director Lana Jane Lewis-Brent Mgmt For For 1.4 Elect Director Barre A. Seibert Mgmt For For 1.5 Elect Director Richard P. Bergeman Mgmt For For 2 Ratify Auditors Mgmt For For Zimmer Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-May-10 USA 98956P102 Annual 04-Mar-10 Ticker: ZMH CUSIP: 98956P102 ISIN: US98956P1021 SEDOL: 2783815 Vote Proponent Mgmt Rec Instruction 1 Elect Director Betsy J. Bernard Mgmt For For 2 Elect Director Marc N. Casper Mgmt For For 3 Elect Director David C. Dvorak Mgmt For For 4 Elect Director Larry C. Glasscock Mgmt For For 5 Elect Director Robert A. Hagemann Mgmt For For 6 Elect Director Arthur J. Higgins Mgmt For For 7 Elect Director John L. McGoldrick Mgmt For For 8 Elect Director Cecil B. Pickett, Ph.D. Mgmt For For 9 Ratify Auditors Mgmt For For Carrefour Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 France F13923119 Annual/Special 29-Apr-10 Ticker: N/A CUSIP: F13923119 ISIN: FR0000120172 SEDOL: 5641567 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Discharge Directors Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Transaction with Lars Olofsson Re: Severance Payment Mgmt For Against 4 Approve Transaction with Lars Olofsson Re: Additional Pension Mgmt For For Scheme 5 Approve Allocation of Income and Dividends of EUR 1.08 per Mgmt For For Share 6 Reelect Anne-Claire Taittinger as Director Mgmt For For Page 89 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Reelect Sebastien Bazin as Director Mgmt For For 8 Reelect Thierry Breton as Director Mgmt For For 9 Reelect Charles Edelstenne as Director Mgmt For For 10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt 11 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 12 Authorize Stock Option Plan Mgmt For Against 13 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For Against Restricted Stock Plan Cooper Tire & Rubber Company Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 216831107 Annual 11-Mar-10 Ticker: CTB CUSIP: 216831107 ISIN: US2168311072 SEDOL: 2222608 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Roy V. Armes Mgmt For For 1.2 Elect Director Thomas P. Capo Mgmt For For 1.3 Elect Director Robert D. Welding Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors Mgmt For For 4 Approve Omnibus Stock Plan Mgmt For Against Delphi Financial Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 247131105 Annual 31-Mar-10 Ticker: DFG CUSIP: 247131105 ISIN: US2471311058 SEDOL: 2261957 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Philip R. O'Connor Mgmt For For 1.2 Elect Director Robert Rosenkranz Mgmt For For 1.3 Elect Director Donald A. Sherman Mgmt For For 1.4 Elect Director Kevin R. Brine Mgmt For For 1.5 Elect Director Edward A. Fox Mgmt For For 1.6 Elect Director Steven A. Hirsh Mgmt For For 1.7 Elect Director Harold F. Ilg Mgmt For For 1.8 Elect Director James M. Litvack Mgmt For For 1.9 Elect Director James N. Meehan Mgmt For For 1.10 Elect Director Robert F. Wright Mgmt For For 2 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against Page 90 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Equity One, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 294752100 Annual 05-Mar-10 Ticker: EQY CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Noam Ben-Ozer Mgmt For For 1.2 Elect Director James S. Cassel Mgmt For For 1.3 Elect Director Cynthia R. Cohen Mgmt For For 1.4 Elect Director Neil Flanzraich Mgmt For For 1.5 Elect Director Nathan Hetz Mgmt For For 1.6 Elect Director Chaim Katzman Mgmt For For 1.7 Elect Director Peter Linneman Mgmt For For 1.8 Elect Director Jeffrey S. Olson Mgmt For For 1.9 Elect Director Dori Segal Mgmt For For 2 Ratify Auditors Mgmt For For GAMCO Investors, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 361438104 Annual 31-Mar-10 Ticker: GBL CUSIP: 361438104 ISIN: US3614381040 SEDOL: 2386827 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mario J. Gabelli Mgmt For For 1.2 Elect Director Edwin L. Artzt Mgmt For For 1.3 Elect Director Raymond C. Avansino, Jr. Mgmt For For 1.4 Elect Director Richard L. Bready Mgmt For For 1.5 Elect Director Eugene R. McGrath Mgmt For For 1.6 Elect Director Robert S. Prather, Jr. Mgmt For For 1.7 Elect Director Elisa M. Wilson Mgmt For For 2 Ratify Auditors Mgmt For For Peabody Energy Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 704549104 Annual 12-Mar-10 Ticker: BTU CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gregory H. Boyce Mgmt For For Page 91 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director William A. Coley Mgmt For For 1.3 Elect Director William E. James Mgmt For For 1.4 Elect Director Robert B. Karn, III Mgmt For For 1.5 Elect Director M. Frances Keeth Mgmt For For 1.6 Elect Director Henry E. Lentz Mgmt For For 1.7 Elect Director Robert A. Malone Mgmt For For 1.8 Elect Director William C. Rusnack Mgmt For For 1.9 Elect Director John F. Turner Mgmt For For 1.10 Elect Director Alan H. Washkowitz Mgmt For For 2 Ratify Auditors Mgmt For For Volcom, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 92864N101 Annual 08-Mar-10 Ticker: VLCM CUSIP: 92864N101 ISIN: US92864N1019 SEDOL: B0CCS09 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Rene R. Woolcott Mgmt For For 1.2 Elect Director Richard R. Woolcott Mgmt For For 1.3 Elect Director Douglas S. Ingram Mgmt For For 1.4 Elect Director Anthony M. Palma Mgmt For For 1.5 Elect Director Joseph B. Tyson Mgmt For For 1.6 Elect Director Carl W. Womack Mgmt For For 1.7 Elect Director Kevin G. Wulff Mgmt For For 2 Ratify Auditors Mgmt For For Allianz SE (formerly Allianz AG) Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 Germany D03080112 Annual 15-Apr-10 Ticker: N/A CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 4.10 per Mgmt For For Share 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Elect Peter Sutherland to the Supervisory Board Mgmt For For 6 Approve Remuneration System for Management Board Members Mgmt For For 7 Approve Creation of EUR 550 Million Pool of Capital with Partial Mgmt For For Exclusion of Preemptive Rights Page 92 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Approve Creation of EUR 15 Million Pool of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan Mgmt For For 9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 10 Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes Mgmt For For 11 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 12 Authorize Use of Financial Derivatives of up to Five Percent of Issued Share Capital When Repurchasing Shares Mgmt For For 13 Approve Affiliation Agreement with Subsidiary Allianz Common Applications and Services GmbH Mgmt For For 14 Approve Affiliation Agreement with Subsidiary AZ-Argos 45 Vermoegensverwaltungsgesellschaft mbH BAE Systems plc Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 05-May-10 United Kingdom G06940103 Annual 03-May-10 CUSIP: G06940103 ISIN: GB0002634946 SEDOL: 0263494 Proponent Mgmt Rec Vote Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Re-elect Michael Hartnall as Director Mgmt For For 5 Re-elect Sir Peter Mason as Director Mgmt For For 6 Re-elect Richard Olver as Director Mgmt For For 7 Elect Paul Anderson as Director Mgmt For For 8 Elect Linda Hudson as Director Mgmt For For 9 Elect Nicholas Rose as Director Mgmt For For 10 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For 11 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For 12 Authorise EU Political Donations and Expenditure Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Amend Articles of Association Mgmt For For 17 Authorise the Company to Call EGM with Two Weeks' Notice Entegris, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: ENTG 05-May-10 USA 29362U104 Annual 12-Mar-10 Page 93 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 29362U104 ISIN: US29362U1043 SEDOL: 2599700 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gideon Argov Mgmt For For 1.2 Elect Director Michael A. Bradley Mgmt For For 1.3 Elect Director Marvin D. Burkett Mgmt For For 1.4 Elect Director Michael P.C. Carns Mgmt For For 1.5 Elect Director Daniel W. Christman Mgmt For For 1.6 Elect Director Gary F. Klingl Mgmt For For 1.7 Elect Director Roger D. McDaniel Mgmt For For 1.8 Elect Director Paul L.H. Olson Mgmt For For 1.9 Elect Director Brian F. Sullivan Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against Fresh Del Monte Produce Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 Cayman Islands G36738105 Annual 11-Mar-10 Ticker: FDP CUSIP: G36738105 ISIN: KYG367381053 SEDOL: 2118707 Vote Proponent Mgmt Rec Instruction 1a Re-elect Amir Abu-Ghazaleh as Director Mgmt For For 1b Re-elect Salvatore H. Alfiero as Director Mgmt For For 1c Re-elect Edward L. Boykin as Director Mgmt For For 2 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For 3 Ratify Ernst & Young LLP as Auditors Mgmt For For 4 Approve Non-Employee Directors Equity Plan Mgmt For For 5 Approve and Adopt Performance Incentive Plan for Senior Mgmt For For Executives 6 Approve and Adopt Long-Term Incentive Plan Mgmt For For General Dynamics Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 369550108 Annual 08-Mar-10 Ticker: GD CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161 Vote Proponent Mgmt Rec Instruction 1 Elect Director Nicholas D. Chabraja Mgmt For For 2 Elect Director James S. Crown Mgmt For For 3 Elect Director William P. Fricks Mgmt For For 4 Elect Director Jay L. Johnson Mgmt For For Page 94 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Elect Director George A. Joulwan Mgmt For For 6 Elect Director Paul G. Kaminski Mgmt For For 7 Elect Director John M. Keane Mgmt For For 8 Elect Director Lester L. Lyles Mgmt For For 9 Elect Director William A. Osborn Mgmt For For 10 Elect Director Robert Walmsley Mgmt For For 11 Ratify Auditors Mgmt For For 12 Report on Space-based Weapons Program SH Against Against Knology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 499183804 Annual 10-Mar-10 Ticker: KNOL CUSIP: 499183804 ISIN: US4991838040 SEDOL: 2041557 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Donald W. Burton Mgmt For For 1.2 Elect Director William H. Scott, III Mgmt For For 2 Ratify Auditors Mgmt For For L air Liquide Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 France F01764103 Annual/Special 30-Apr-10 Ticker: N/A CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.25 per Mgmt For For Share 4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 5 Reelect Beatrice Majnoni d'Intignano as Director Mgmt For For 6 Reelect Benoit Potier as Director Mgmt For For 7 Reelect Paul Skinner as Director Mgmt For For 8 Elect Jean-Paul Agon as Director Mgmt For For 9 Approve Transaction with Benoit Potier Mgmt For Against 10 Approve Transaction with Pierre Dufour Mgmt For For 11 Ratify Ernst and Young et Autres as Auditor Mgmt For For 12 Reelect Mazars as Auditor Mgmt For For 13 Ratify Auditex as Alternate Auditor Mgmt For For Page 95 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 14 Reelect Patrick de Cambourg as Alternate Auditor Mgmt For For Special Business Mgmt 15 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 16 Authorize up to 2 Percent of Issued Capital for Use in Stock Mgmt For For Option Plan 17 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For Restricted Stock Plan 18 Authorize Board to Issue Free Warrants with Preemptive Rights Mgmt For Against During a Public Tender Offer 19 Authorize Capitalization of Reserves of Up to EUR 250 Million for Mgmt For For Bonus Issue or Increase in Par Value 20 Approve Employee Stock Purchase Plan Mgmt For For 21 Approve Stock Purchase Plan Reserved for International Mgmt For For Employees Ordinary Business Mgmt 22 Authorize Filing of Required Documents/Other Formalities Mgmt For For The GEO Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 36159R103 Annual 03-Mar-10 Ticker: GEO CUSIP: 36159R103 ISIN: US36159R1032 SEDOL: 2943299 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Clarence E. Anthony Mgmt For For 1.2 Elect Director Wayne H. Calabrese Mgmt For For 1.3 Elect Director Norman A. Carlson Mgmt For For 1.4 Elect Director Anne N. Foreman Mgmt For For 1.5 Elect Director Richard H. Glanton Mgmt For For 1.6 Elect Director Christopher C. Wheeler Mgmt For For 1.7 Elect Director George C. Zoley Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Other Business Mgmt For Abstain AMCOL International Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 02341W103 Annual 09-Mar-10 Ticker: ACO CUSIP: 02341W103 ISIN: US02341W1036 SEDOL: 2025335 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Arthur Brown Mgmt For For 1.2 Elect Director Jay D. Proops Mgmt For For 1.3 Elect Director Paul C. Weaver Mgmt For For Page 96 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve Executive Incentive Bonus Plan American Campus Communities, Inc. 06-May-10 Meeting Date Ticker: ACC USA Country Mgmt 024835100 Primary Security ID Annual Meeting Type For Record Date 15-Mar-10 For CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director William C. Bayless, Jr. Mgmt For For 1.2 Elect Director R.D. Burck Mgmt For For 1.3 Elect Director G. Steven Dawson Mgmt For For 1.4 Elect Director Cydney C. Donnell Mgmt For For 1.5 Elect Director Edward Lowenthal Mgmt For For 1.6 Elect Director Joseph M. Macchione Mgmt For For 1.7 Elect Director Winston W. Walker Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors E.ON AG (formerly Veba AG) Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 06-May-10 Germany D24914133 Annual 16-Apr-10 CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904 Proponent Mgmt Rec Vote Instruction 1 2 3 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Approve Allocation of Income and Dividends of EUR 1.50 per Share Approve Discharge of Management Board for Fiscal 2009 Mgmt Mgmt Mgmt For For For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For 6b Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010 Mgmt For For 7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 8 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For Page 97 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Amend Articles Re: Exercise of Voting Rights at General Meeting Mgmt For For due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) GlaxoSmithKline plc Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 United Kingdom G3910J112 Annual 04-May-10 Ticker: N/A CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Re-elect Dr Stephanie Burns as Director Mgmt For For 4 Re-elect Julian Heslop as Director Mgmt For For 5 Re-elect Sir Deryck Maughan as Director Mgmt For For 6 Re-elect Dr Daniel Podolsky as Director Mgmt For For 7 Re-elect Sir Robert Wilson as Director Mgmt For For 8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 9 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For 10 Authorise EU Political Donations and Expenditure Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For 14 Approve the Exemption from Statement of the Name of the Mgmt For For Senior Statutory Auditor in Published Copies of the Auditor's Reports 15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 16 Adopt New Articles of Association Mgmt For For Heartland Express, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 422347104 Annual 10-Mar-10 Ticker: HTLD CUSIP: 422347104 ISIN: US4223471040 SEDOL: 2414018 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Russell A. Gerdin Mgmt For Withhold 1.2 Elect Director Michael J. Gerdin Mgmt For Withhold 1.3 Elect Director Richard O. Jacobson Mgmt For For 1.4 Elect Director Dr. Benjamin J. Allen Mgmt For For 1.5 Elect Director Lawrence D. Crouse Mgmt For Withhold 1.6 Elect Director James G. Pratt Mgmt For For 2 Ratify Auditors Mgmt For For Page 98 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Nokia Corp. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: N/A 06-May-10 Finland X61873133 Annual 26-Apr-10 CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941 Proponent Mgmt Rec Vote Instruction 1 Open Meeting Mgmt 2 Calling the Meeting to Order Mgmt 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For 4 Acknowledge Proper Convening of Meeting Mgmt For For 5 Prepare and Approve List of Shareholders Mgmt For For 6 Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO Mgmt 7 Accept Financial Statements and Statutory Reports Mgmt For For 8 Approve Allocation of Income and Dividends of EUR 0.40 Per Share Mgmt For For 9 Approve Discharge of Board and President Mgmt For For 10 Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work Mgmt For For 11 Fix Number of Directors at 10 Mgmt For For 12 Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors Mgmt For For 13 Approve Remuneration of Auditors Mgmt For For 14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For 15 Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening General Meetings Mgmt For For 16 17 18 Authorize Repurchase of up to 360 Million Issued Shares Approve Issuance of up to 740 Million Shares without Preemptive Rights Close Meeting Mgmt Mgmt Mgmt For For For For Reckitt Benckiser Group plc Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 United Kingdom G74079107 Annual 04-May-10 Ticker: N/A CUSIP: G74079107 ISIN: GB00B24CGK77 SEDOL: B24CGK7 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For Page 99 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Re-elect Adrian Bellamy as Director Mgmt For Abstain 5 Re-elect Peter Harf as Director Mgmt For Abstain 6 Re-elect Colin Day as Director Mgmt For For 7 Re-elect Kenneth Hydon as Director Mgmt For For 8 Re-elect Judith Sprieser as Director Mgmt For For 9 Elect Richard Cousins as Director Mgmt For For 10 Elect Warren Tucker as Director Mgmt For For 11 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 12 Authorise Board to Fix Remuneration of Auditors Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 17 Adopt New Articles of Association Mgmt For For Rockwood Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 774415103 Annual 17-Mar-10 Ticker: ROC CUSIP: 774415103 ISIN: US7744151033 SEDOL: B0GWF93 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Seifi Ghasemi Mgmt For For 1.2 Elect Director Sheldon R. Erikson Mgmt For Withhold 2 Ratify Auditors Mgmt For For Simon Property Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 828806109 Annual 08-Mar-10 Ticker: SPG CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452 Vote Proponent Mgmt Rec Instruction 1 Elect Director Melvyn E. Bergstein Mgmt For For 2 Elect Director Linda Walker Bynoe Mgmt For For 3 Elect Director Larry C. Glasscock Mgmt For For 4 Elect Director Karen N. Horn, PhD Mgmt For For 5 Elect Director Allan Hubbard Mgmt For For 6 Elect Director Reuben S. Leibowitz Mgmt For For 7 Elect Director Daniel C. Smith, PhD Mgmt For For 8 Elect Director J. Albert Smith, Jr. Mgmt For For 9 Ratify Auditors Mgmt For For Page 100 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Union Pacific Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 907818108 Annual 26-Feb-10 Ticker: UNP CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734 Vote Proponent Mgmt Rec Instruction 1 Elect Director Andrew H. Card, Jr. Mgmt For For 2 Elect Director Erroll B. Davis, Jr. Mgmt For For 3 Elect Director Thomas J. Donohue Mgmt For For 4 Elect Director Archie W. Dunham Mgmt For For 5 Elect Director Judith Richards Hope Mgmt For For 6 Elect Director Charles C. Krulak Mgmt For For 7 Elect Director Michael R. McCarthy Mgmt For For 8 Elect Director Michael W. McConnell Mgmt For For 9 Elect Director Thomas F. McLarty III Mgmt For For 10 Elect Director Steven R. Rogel Mgmt For For 11 Elect Director Jose H. Villarreal Mgmt For For 12 Elect Director James R. Young Mgmt For For 13 Ratify Auditors Mgmt For For 14 Require Independent Board Chairman SH Against Against 15 Reduce Supermajority Vote Requirement SH Against For United Parcel Service, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 911312106 Annual 08-Mar-10 Ticker: UPS CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director F. Duane Ackerman Mgmt For For 1.2 Elect Director Michael J. Burns Mgmt For For 1.3 Elect Director D. Scott Davis Mgmt For For 1.4 Elect Director Stuart E. Eizenstat Mgmt For For 1.5 Elect Director Michael L. Eskew Mgmt For For 1.6 Elect Director William R. Johnson Mgmt For For 1.7 Elect Director Ann M. Livermore Mgmt For For 1.8 Elect Director Rudy Markham Mgmt For For 1.9 Elect Director John W. Thompson Mgmt For For 1.10 Elect Director Carol B. Tome Mgmt For For 2 Ratify Auditors Mgmt For For Page 101 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For Verizon Communications Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 92343V104 Annual 08-Mar-10 Ticker: VZ CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571 Vote Proponent Mgmt Rec Instruction 1 Elect Director Richard L. Carrion Mgmt For Against 2 Elect Director M. Frances Keeth Mgmt For Against 3 Elect Director Robert W. Lane Mgmt For For 4 Elect Director Sandra O. Moose Mgmt For Against 5 Elect Director Joseph Neubauer Mgmt For For 6 Elect Director Donald T. Nicolaisen Mgmt For Against 7 Elect Director Thomas H. O'Brien Mgmt For For 8 Elect Director Clarence Otis, Jr. Mgmt For For 9 Elect Director Hugh B. Price Mgmt For Against 10 Elect Director Ivan G. Seidenberg Mgmt For For 11 Elect Director Rodney E. Slater Mgmt For For 12 Elect Director John W. Snow Mgmt For Against 13 Elect Director John R. Stafford Mgmt For For 14 Ratify Auditors Mgmt For For 15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 16 Prohibit Executive Stock-Based Awards SH Against Against 17 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For Orientation and Gender Identity 18 Performance-Based Equity Awards SH Against Against 19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 20 Adopt Policy on Succession Planning SH Against Against 21 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 22 Stock Retention/Holding Period SH Against Against Vinci Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 France F5879X108 Annual/Special 03-May-10 Ticker: N/A CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt Page 102 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 2 Approve Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.62 per Share Mgmt For For 4 Authorize Payment of Dividends by Shares Mgmt For For 5 Reelect Dominique Ferrero as Director Mgmt For Against 6 Reelect Xavier Huillard as Director Mgmt For Against 7 Reelect Henri Saint Olive as Director Mgmt For For 8 Reelect Yves-Thibault de Silguy as Director Mgmt For Against 9 Elect Qatari Diar Real Estate Investment Company as Director Mgmt For For 10 Approve Remuneration of Directors in the Aggregate Amount of EUR 920,000 Mgmt For For 11 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 12 Approve Transaction with Vinci Concessions Re: Participation in Aegean Motorway SA Mgmt For For 13 Approve Transaction with Vinci Concessions Re: Participation in Olympia Odos and Olympia Odos Operation Mgmt For For 14 Amend Transaction with Vinci Concessions Re: Financing Obtained by Arcour, Contractor of A19 Highway Mgmt For For 15 Approve Transaction with Vinci Concessions Re: Financing of A-Modell A5 Highway Concession Mgmt For For 16 Approve Transaction with Vinci Concessions Re: Participation in ASF Mgmt For For 17 Approve Additional Pension Scheme Agreement for Xavier Huillard Mgmt For For 18 Approve Severance Payment Agreement for Xavier Huillard Mgmt For Against 19 Approve Transaction with YTSeuropaconsultants Re: Consulting Services Mgmt For Against Special Business Mgmt 20 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 21 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million Mgmt For For 22 Approve Employee Stock Purchase Plan Mgmt For Against 23 Approve Stock Purchase Plan Reserved for International Employees Mgmt For Against 24 Amend Articles 17 of Bylaws Re: Attendance to General Meetings Through Videoconference and Telecommunication Mgmt For For 25 Authorize Filing of Required Documents/Other Formalities Curtiss-Wright Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: CW 07-May-10 USA 231561101 Annual 01-Mar-10 CUSIP: 231561101 ISIN: US2315611010 SEDOL: 2241205 Page 103 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Martin R. Benante Mgmt For For 1.2 Elect Director S. Marce Fuller Mgmt For For 1.3 Elect Director Allen A. Kozinski Mgmt For For 1.4 Elect Director Carl G. Miller Mgmt For For 1.5 Elect Director William B. Mitchell Mgmt For For 1.6 Elect Director John R. Myers Mgmt For For 1.7 Elect Director John B. Nathman Mgmt For For 1.8 Elect Director William W. Sihler Mgmt For For 1.9 Elect Director Albert E. Smith Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For Granite Construction Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 387328107 Annual 12-Mar-10 Ticker: GVA CUSIP: 387328107 ISIN: US3873281071 SEDOL: 2381189 Vote Proponent Mgmt Rec Instruction 1 Elect Director William G. Dorey Mgmt For For 2 Elect Director Rebecca A. McDonald Mgmt For For 3 Elect Director William H. Powell Mgmt For For 4 Elect Director Claes G. Bjork Mgmt For For 5 Approve Qualified Employee Stock Purchase Plan Mgmt For For 6 Approve Executive Incentive Bonus Plan Mgmt For For 7 Approve/Amend Executive Incentive Bonus Plan Mgmt For For 8 Ratify Auditors Mgmt For For Occidental Petroleum Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 674599105 Annual 15-Mar-10 Ticker: OXY CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408 Vote Proponent Mgmt Rec Instruction 1 Elect Director Spencer Abraham Mgmt For For 2 Elect Director John S. Chalsty Mgmt For For 3 Elect Director Stephen I. Chazen Mgmt For For 4 Elect Director Edward P. Djerejian Mgmt For For 5 Elect Director John E. Feick Mgmt For For 6 Elect Director Carlos M. Gutierrez Mgmt For For Page 104 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Elect Director Ray R. Irani Mgmt For For 8 Elect Director Irvin W. Maloney Mgmt For For 9 Elect Director Avedick B. Poladian Mgmt For For 10 Elect Director Rodolfo Segovia Mgmt For For 11 Elect Director Aziz D. Syriani Mgmt For For 12 Elect Director Rosemary Tomich Mgmt For For 13 Elect Director Walter L. Weisman Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Omnibus Stock Plan Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 17 Limit Executive Compensation SH Against Against 18 Require Independent Board Chairman SH Against Against 19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 20 Report on Host Country Social and Environmental Laws SH Against Against 21 Require a Majority Vote for the Election of Directors SH Against For 22 Report on Policy for Increasing Safety by Reducing Hazardous SH Against Against Substance Usage and Re-locating Facilities 23 Double Trigger on Equity Plans SH Against Against Standard Chartered plc Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 United Kingdom G84228157 Annual 05-May-10 Ticker: N/A CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Final Dividend Mgmt For For 3 Approve Remuneration Report Mgmt For For 4 Re-elect Jamie Dundas as Director Mgmt For For 5 Re-elect Val Gooding as Director Mgmt For For 6 Re-elect Rudy Markham as Director Mgmt For For 7 Re-elect John Peace as Director Mgmt For For 8 Re-elect Peter Sands as Director Mgmt For For 9 Re-elect Paul Skinner as Director Mgmt For For 10 Re-elect Oliver Stocken as Director Mgmt For For 11 Elect Jaspal Bindra as Director Mgmt For For 12 Elect Richard Delbridge as Director Mgmt For For 13 Elect Dr Han Seung-soo as Director Mgmt For For 14 Elect Simon Lowth as Director Mgmt For For Page 105 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 15 Elect Mike Rees as Director Mgmt For For 16 Reappoint KPMG Audit plc as Auditors Mgmt For For 17 Authorise Board to Fix Remuneration of Auditors Mgmt For For 18 Approve EU Political Donations and Expenditure Mgmt For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 23 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 24 Authorise Market Purchase Mgmt For For 25 Authorise Market Purchase Mgmt For For 26 Adopt New Articles of Association Mgmt For For 27 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 28 Amend Restricted Share Scheme Mgmt For For 29 Approve Waiver on the Reporting and Annual Review Mgmt For For Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek 30 Approve the Waiver in Respect of the Requirement to Enter into Mgmt For For Fixed-term Written Agreements with Temasek 31 Approve Future Ongoing Banking Transactions with Temasek Mgmt For For The Goldman Sachs Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 38141G104 Annual 08-Mar-10 Ticker: GS CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lloyd C. Blankfein Mgmt For For 1.2 Elect Director John H. Bryan Mgmt For For 1.3 Elect Director Gary D. Cohn Mgmt For For 1.4 Elect Director Claes Dahlback Mgmt For For 1.5 Elect Director Stephen Friedman Mgmt For For 1.6 Elect Director William W. George Mgmt For For 1.7 Elect Director James A. Johnson Mgmt For For 1.8 Elect Director Lois D. Juliber Mgmt For For 1.9 Elect Director Lakshmi N. Mittal Mgmt For For 1.10 Elect Director James J. Schiro Mgmt For For 1.11 Elect Director H. Lee Scott, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For Page 106 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Reduce Supermajority Vote Requirement Mgmt For For 5 Provide Right to Call Special Meeting Mgmt For For 6 Provide for Cumulative Voting SH Against Against 7 Report on Collateral in Derivatives Trading SH Against Against 8 Require Independent Board Chairman SH Against Against 9 Report on Political Contributions SH Against Against 10 Report on Global Warming Science SH Against Against 11 Report on Pay Disparity SH Against Against 12 Stock Retention/Holding Period SH Against Against Teton Advisors, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-May-10 USA 88165Y200 Annual 31-Mar-10 Ticker: TETAA CUSIP: 88165Y200 ISIN: US88165Y2000 SEDOL: B40GKT4 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Bruce N. Alpert Mgmt For Withhold 1.2 Elect Director Nicholas F. Galluccio Mgmt For Withhold 1.3 Elect Director Howard F. Ward Mgmt For Withhold 1.4 Elect Director Robert S. Zuccaro Mgmt For For Anixter International Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 035290105 Annual 19-Mar-10 Ticker: AXE CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lord James Blyth Mgmt For For 1.2 Elect Director Frederic F. Brace Mgmt For For 1.3 Elect Director Linda Walker Bynoe Mgmt For For 1.4 Elect Director Robert J. Eck Mgmt For For 1.5 Elect Director Robert W. Grubbs, Jr. Mgmt For For 1.6 Elect Director F. Philip Handy Mgmt For For 1.7 Elect Director Melvyn N. Klein Mgmt For For 1.8 Elect Director George Munoz Mgmt For For 1.9 Elect Director Stuart M. Sloan Mgmt For For 1.10 Elect Director Matthew Zell Mgmt For For 1.11 Elect Director Samuel Zell Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Page 107 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 ArcelorMittal Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 Luxembourg L0302D129 Annual 26-Apr-10 Ticker: N/A CUSIP: N/A ISIN: N/A SEDOL: 7281886 Vote Proponent Mgmt Rec Instruction Annual Meeting Mgmt Ordinary Business Mgmt 1 Receive and Approve Directors' and Auditors' Reports Mgmt 2 Accept Consolidated Financial Statements Mgmt For For 3 Accept Financial Statements Mgmt For For 4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For Share 5 Approve Remuneration of Directors Mgmt For For 6 Approve Discharge of Directors Mgmt For For 7 Acknowledge Cooptation of Jeannot Krecke as Director Mgmt For Against 8 Reelect Vanisha Mittal Bhatia as Director Mgmt For Against 9 Elect Jeannot Krecke as Director Mgmt For Against 10 Approve Share Repurchase Program Mgmt For Against 11 Ratify Deloitte SA as Auditors Mgmt For For 12 Approve Share Plan Grant Mgmt For For 13 Approve Employee Stock Purchase Plan Mgmt For For Extraordinary Business Mgmt 14 Waive Requirement for Mandatory Offer to All Shareholders Mgmt For For Boston Scientific Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 101137107 Annual 12-Mar-10 Ticker: BSX CUSIP: 101137107 ISIN: US1011371077 SEDOL: 2113434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John E. Abele Mgmt For For 1.2 Elect Director Katharine T. Bartlett Mgmt For For 1.3 Elect Director Bruce L. Byrnes Mgmt For For 1.4 Elect Director Nelda J. Connors Mgmt For For 1.5 Elect Director J. Raymond Elliott Mgmt For For 1.6 Elect Director Marye Anne Fox Mgmt For For 1.7 Elect Director Ray J. Groves Mgmt For For 1.8 Elect Director Ernest Mario Mgmt For For 1.9 Elect Director N.J. Nicholas, Jr. Mgmt For For Page 108 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.10 Elect Director Pete M. Nicholas Mgmt For For 1.11 Elect Director Uwe E. Reinhardt Mgmt For For 1.12 Elect Director John E. Sununu Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain Cal Dive International, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 12802T101 Annual 12-Mar-10 Ticker: DVR CUSIP: 12802T101 ISIN: US12802T1016 SEDOL: B1L5W93 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Owen E. Kratz Mgmt For For 1.2 Elect Director David E. Preng Mgmt For For 2 Ratify Auditors Mgmt For For EMS Technologies, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 26873N108 Annual 19-Mar-10 Ticker: ELMG CUSIP: 26873N108 ISIN: US26873N1081 SEDOL: 2309619 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Amb. John R. Bolton Mgmt For For 1.2 Elect Director Hermann Buerger Mgmt For Withhold 1.3 Elect Director Joseph D. Burns Mgmt For For 1.4 Elect Director John R. Kreick Mgmt For Withhold 1.5 Elect Director John B. Mowell Mgmt For Withhold 1.6 Elect Director Thomas W. O'Connell Mgmt For Withhold 1.7 Elect Director Bradford W. Parkinson Mgmt For Withhold 1.8 Elect Director Norman E. Thagard, M.D. Mgmt For Withhold 1.9 Elect Director John L. Woodward, Jr. Mgmt For Withhold 2 Ratify Auditors Mgmt For For Equity LifeStyle Properties, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 29472R108 Annual 05-Mar-10 Ticker: ELS CUSIP: 29472R108 ISIN: US29472R1086 SEDOL: 2563125 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Philip C. Calian Mgmt For For 1.2 Elect Director David J. Contis Mgmt For For 1.3 Elect Director Thomas E. Dobrowski Mgmt For For Page 109 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.4 Elect Director Thomas P. Heneghan Mgmt For For 1.5 Elect Director Sheli Z. Rosenberg Mgmt For For 1.6 Elect Director Howard Walker Mgmt For For 1.7 Elect Director Gary L. Waterman Mgmt For For 1.8 Elect Director Samuel Zell Mgmt For For 2 Ratify Auditors Mgmt For For Skyworks Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 83088M102 Annual 23-Mar-10 Ticker: SWKS CUSIP: 83088M102 ISIN: US83088M1027 SEDOL: 2961053 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kevin L. Beebe Mgmt For For 1.2 Elect Director Timothy R. Furey Mgmt For For 1.3 Elect Director David J. McLachlan Mgmt For For 2 Ratify Auditors Mgmt For For Unilever NV Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 Netherlands N8981F271 Annual 20-Apr-10 Ticker: N/A CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1 Vote Proponent Mgmt Rec Instruction Annual Meeting Mgmt 1 Receive Report of Management Board (Non-Voting) Mgmt 2 Approve Financial Statements and Allocation of Income Mgmt For For 3 Approve Discharge of Executive Directors Mgmt For For 4 Approve Discharge of Non-Executive Directors Mgmt For For 5 Reelect P.G.J.M. Polman to Executive Board Mgmt For For 6 Elect R.J-M.S. Huet to Executive Board Mgmt For For 7 Reelect L.O. Fresco as Non-Executive Director Mgmt For For 8 Reelect A.M. Fudge as Non-Executive Director Mgmt For For 9 Reelect C.E. Golden as Non-Executive Director Mgmt For For 10 Reelect B.E. Grote as Non-Executive Director Mgmt For For 11 Reelect H. Nyasulu as Non-Executive Director Mgmt For For 12 Reelect K.J. Storm as Non-Executive Director Mgmt For For 13 Reelect M. Treschow as Non-Executive Director Mgmt For For 14 Reelect J. van der Veer as Non-Executive Director Mgmt For For 15 Elect P. Walsh as Non-Executive Director Mgmt For For Page 110 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 16 Elect M. Rifkind as Non-Executive Director Mgmt For For 17 Approve Management Co-Investment Plan Mgmt For For 18 Amend Performance Criteria of the Annual Bonus Mgmt For For 19 Amend Performance Criteria of the Long-Term Incentive Plan Mgmt For For 20 Approve Cancellation of 4 Percent Cumulative Preference Shares Mgmt For For 21 Authorize Repurchase of 6% Cumulative Preference Shares and Mgmt For For 7% Cumulative Preference Shares 22 Authorize Repurchase of Up to Ten Percent of Issued Share Mgmt For For Capital 23 Approve Authorization to Cancel Ordinary Shares Mgmt For For 24 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 25 Ratify PricewaterhouseCoopers as Auditors Mgmt For For 26 Allow Questions and Close Meeting Mgmt Waste Management, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 94106L109 Annual 15-Mar-10 Ticker: WM CUSIP: 94106L109 ISIN: US94106L1098 SEDOL: 2937667 Vote Proponent Mgmt Rec Instruction 1 Elect Director Pastora San Juan Cafferty Mgmt For For 2 Elect Director Frank M. Clark, Jr. Mgmt For For 3 Elect Director Patrick W. Gross Mgmt For For 4 Elect Director John C. Pope Mgmt For For 5 Elect Director W. Robert Reum Mgmt For For 6 Elect Director Steven G. Rothmeier Mgmt For For 7 Elect Director David P. Steiner Mgmt For For 8 Elect Director Thomas H. Weidemeyer Mgmt For For 9 Ratify Auditors Mgmt For For 10 Reduce Supermajority Vote Requirement Mgmt For For 11 Report on Political Contributions SH Against Against 12 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For Berry Petroleum Company Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 085789105 Annual 15-Mar-10 Ticker: BRY CUSIP: 085789105 ISIN: US0857891057 SEDOL: 2094227 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director J. Bryant Mgmt For For Page 111 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director R. Busch III Mgmt For For 1.3 Elect Director W. Bush Mgmt For For 1.4 Elect Director S. Cropper Mgmt For For 1.5 Elect Director J. Gaul Mgmt For For 1.6 Elect Director R. Heinemann Mgmt For For 1.7 Elect Director T. Jamieson Mgmt For For 1.8 Elect Director J. Keller Mgmt For For 1.9 Elect Director M. Young Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For BG Group plc Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 United Kingdom G1245Z108 Annual 10-May-10 Ticker: N/A CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Elect Mark Seligman as Director Mgmt For For 5 Re-elect Peter Backhouse as Director Mgmt For For 6 Re-elect Lord Sharman as Director Mgmt For For 7 Re-elect Philippe Varin as Director Mgmt For For 8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 9 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For 10 Authorise EU Political Donations and Expenditure Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For 14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 15 Adopt New Articles of Association Mgmt For For BNP Paribas Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 France F1058Q238 Annual/Special 07-May-10 Ticker: N/A CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt Page 112 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 2 Approve Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.50 per Share Mgmt For For 4 Acknowledge Auditors' Special Report Mentioning the Absence of New Related-Party Transactions Mgmt For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 6 Reelect Louis Schweitzer as Director Mgmt For Against 7 Elect Michel Tilmant as Director Mgmt For Against 8 Elect Emiel Van Broekhoven as Director Mgmt For Against 9 Elect Meglena Kuneva as Director Mgmt For For 10 Elect Jean Laurent Bonnafe as Director Mgmt For Against 11 Approve Remuneration of Directors in the Aggregate Amount of EUR 975,000 Mgmt For For Special Business Mgmt 12 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion Mgmt For For 13 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million Mgmt For For 14 Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers Mgmt For For 15 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 16 Set Total Limit for Capital Increase to Result from Issuance Requests under Items 8 to 10 at EUR 350 Million Mgmt For For 17 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value Mgmt For For 18 Set Total Limit for Capital Increase to Result from Issuance Requests under Items 7 to 10 at EUR1 Billion Mgmt For For 19 Approve Employee Stock Purchase Plan Mgmt For For 20 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 21 Approve Merger by Absorption of Fortis Banque France Mgmt For For 22 Amend Bylaws to Remove All References to Preferred Stock (Class B) Suscribed by SPPE on March 31, 2009; And Adopt new Version of Bylaws Mgmt For For 23 Authorize Filing of Required Documents/Other Formalities Mgmt For For ConocoPhillips Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: COP 12-May-10 USA 20825C104 Annual 15-Mar-10 CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717 Proponent Mgmt Rec Vote Instruction Page 113 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Richard L. Armitage Mgmt For For 1.2 Elect Director Richard H. Auchinleck Mgmt For For 1.3 Elect Director James E. Copeland, Jr. Mgmt For For 1.4 Elect Director Kenneth M. Duberstein Mgmt For For 1.5 Elect Director Ruth R. Harkin Mgmt For For 1.6 Elect Director Harold W. Mcgraw III Mgmt For For 1.7 Elect Director James J. Mulva Mgmt For For 1.8 Elect Director Robert A. Niblock Mgmt For For 1.9 Elect Director Harald J. Norvik Mgmt For For 1.10 Elect Director William K. Reilly Mgmt For For 1.11 Elect Director Bobby S. Shackouls Mgmt For For 1.12 Elect Director Victoria J. Tschinkel Mgmt For For 1.13 Elect Director Kathryn C. Turner Mgmt For For 1.14 Elect Director William E. Wade, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Report on Board Risk Management Oversight SH Against Against 4 Adopt Quantitative GHG Goals for Products and Operations SH Against For 5 Report on Environmental Impact of Oil Sands Operations in SH Against Against Canada 6 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against Impacts 7 Report on Financial Risks of Climate Change SH Against Against 8 Adopt Goals to Reduce Emission of TRI Chemicals SH Against For 9 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For Orientation and Gender Identity 10 Report on Political Contributions SH Against Against CVS Caremark Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 126650100 Annual 15-Mar-10 Ticker: CVS CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609 Vote Proponent Mgmt Rec Instruction 1 Elect Director Edwin M. Banks Mgmt For Against 2 Elect Director C. David Brown II Mgmt For Against 3 Elect Director David W. Dorman Mgmt For Against 4 Elect Director Kristen Gibney Williams Mgmt For For 5 Elect Director Marian L. Heard Mgmt For Against 6 Elect Director William H. Joyce Mgmt For For 7 Elect Director Jean-Pierre Millon Mgmt For For 8 Elect Director Terrence Murray Mgmt For For Page 114 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Elect Director C.A. Lance Piccolo Mgmt For For 10 Elect Director Sheli Z. Rosenberg Mgmt For Against 11 Elect Director Thomas M. Ryan Mgmt For For 12 Elect Director Richard J. Swift Mgmt For For 13 Ratify Auditors Mgmt For For 14 Approve Omnibus Stock Plan Mgmt For For 15 Provide Right to Call Special Meeting Mgmt For For 16 Report on Political Contributions SH Against Against 17 Adopt Global Warming Principles SH Against Against Dril-Quip, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 262037104 Annual 25-Mar-10 Ticker: DRQ CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alexander P. Shukis Mgmt For For 2 Ratify Auditors Mgmt For For Eastman Kodak Company Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 277461109 Annual 15-Mar-10 Ticker: EK CUSIP: 277461109 ISIN: US2774611097 SEDOL: 2300601 Vote Proponent Mgmt Rec Instruction 1 Elect Director Richard S. Braddock Mgmt For For 2 Elect Director Herald Y. Chen Mgmt For For 3 Elect Director Adam H. Clammer Mgmt For For 4 Elect Director Timothy M. Donahue Mgmt For For 5 Elect Director Michael J. Hawley Mgmt For For 6 Elect Director William H. Hernandez Mgmt For For 7 Elect Director Douglas R. Lebda Mgmt For For 8 Elect Director Debra L. Lee Mgmt For For 9 Elect Director Delano E. Lewis Mgmt For For 10 Elect Director William G. Parrett Mgmt For For 11 Elect Director Antonio M. Perez Mgmt For For 12 Elect Director Joel Seligman Mgmt For For 13 Elect Director Dennis F. Strigl Mgmt For For 14 Elect Director Laura D'Andrea Tyson Mgmt For For 15 Ratify Auditors Mgmt For For Page 115 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 16 Amend Omnibus Stock Plan Mgmt For Against 17 Amend Executive Incentive Bonus Plan Mgmt For For Knight Capital Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 499005106 Annual 01-Apr-10 Ticker: NITE CUSIP: 499005106 ISIN: US4990051066 SEDOL: 2266275 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William L. Bolster Mgmt For For 1.2 Elect Director Gary R. Griffith Mgmt For For 1.3 Elect Director Thomas M. Joyce Mgmt For For 1.4 Elect Director James W. Lewis Mgmt For For 1.5 Elect Director Thomas C. Lockburner Mgmt For For 1.6 Elect Director James T. Milde Mgmt For For 1.7 Elect Director Christopher C. Quick Mgmt For For 1.8 Elect Director Laurie M. Shahon Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For ManTech International Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 564563104 Annual 18-Mar-10 Ticker: MANT CUSIP: 564563104 ISIN: US5645631046 SEDOL: 2825308 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director George J. Pedersen Mgmt For For 1.2 Elect Director Richard L. Armitage Mgmt For For 1.3 Elect Director Mary K. Bush Mgmt For For 1.4 Elect Director Barry G. Campbell Mgmt For For 1.5 Elect Director W.R. Fatzinger, Jr. Mgmt For For 1.6 Elect Director David E. Jeremiah Mgmt For For 1.7 Elect Director Richard J. Kerr Mgmt For For 1.8 Elect Director Kenneth A. Minihan Mgmt For For 1.9 Elect Director Stephen W. Porter Mgmt For For 1.10 Elect Director Lawrence B. Prior, III Mgmt For For 2 Ratify Auditors Mgmt For For Murphy Oil Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 626717102 Annual 15-Mar-10 Ticker: MUR Page 116 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 626717102 ISIN: US6267171022 SEDOL: 2611206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Frank W. Blue Mgmt For For 1.2 Elect Director Claiborne P. Deming Mgmt For For 1.3 Elect Director Robert A. Hermes Mgmt For For 1.4 Elect Director James V. Kelley Mgmt For For 1.5 Elect Director R. Madison Murphy Mgmt For For 1.6 Elect Director William C. Nolan, Jr. Mgmt For For 1.7 Elect Director Neal E. Schmale Mgmt For For 1.8 Elect Director David J. H. Smith Mgmt For For 1.9 Elect Directors Caroline G. Theus Mgmt For For 1.10 Elect Directors David M. Wood Mgmt For For 2 Ratify Auditors Mgmt For For Philip Morris International Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 718172109 Annual 16-Mar-10 Ticker: PM CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3 Vote Proponent Mgmt Rec Instruction 1 Elect Director Harold Brown Mgmt For For 2 Elect Director Mathis Cabiallavetta Mgmt For For 3 Elect Director Louis C. Camilleri Mgmt For For 4 Elect Director J. Dudley Fishburn Mgmt For For 5 Elect Director Jennifer Li Mgmt For For 6 Elect Director Graham Mackay Mgmt For For 7 Elect Director Sergio Marchionne Mgmt For For 8 Elect Director Lucio A. Noto Mgmt For For 9 Elect Director Carlos Slim Helu Mgmt For For 10 Elect Director Stephen M. Wolf Mgmt For For 11 Ratify Auditors Mgmt For For 12 Report on Effect of Marketing Practices on the Poor SH Against Against 13 Establish Supplier Human Rights Purchasing Protocols SH Against Against Rogers Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 775133101 Annual 16-Mar-10 Ticker: ROG CUSIP: 775133101 ISIN: US7751331015 SEDOL: 2746700 Vote Proponent Mgmt Rec Instruction Page 117 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Charles M. Brennan, III Mgmt For For 1.2 Elect Director Gregory B. Howey Mgmt For For 1.3 Elect Director J. Carl Hsu Mgmt For For 1.4 Elect Director Carol R. Jensen Mgmt For For 1.5 Elect Director Eileen S. Kraus Mgmt For For 1.6 Elect Director William E. Mitchell Mgmt For For 1.7 Elect Director Robert G. Paul Mgmt For For 1.8 Elect Director Robert D. Wachob Mgmt For For 2 Ratify Auditors Mgmt For For The Warnaco Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 934390402 Annual 18-Mar-10 Ticker: WRC CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668 Vote Proponent Mgmt Rec Instruction 1 Elect Director David A. Bell Mgmt For For 2 Elect Director Robert A. Bowman Mgmt For For 3 Elect Director Richard Karl Goeltz Mgmt For For 4 Elect Director Joseph R. Gromek Mgmt For For 5 Elect Director Sheila A. Hopkins Mgmt For For 6 Elect Director Charles R. Perrin Mgmt For For 7 Elect Director Nancy A. Reardon Mgmt For For 8 Elect Director Donald L. Seeley Mgmt For For 9 Elect Director Cheryl Nido Turpin Mgmt For For 10 Ratify Auditors Mgmt For For Tower Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 891777104 Annual 16-Mar-10 Ticker: TWGP CUSIP: 891777104 ISIN: US8917771045 SEDOL: B03KNS5 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Charles A. Bryan Mgmt For For 1.2 Elect Director Robert S. Smith Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain Tupperware Brands Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 899896104 Annual 15-Mar-10 Ticker: TUP Page 118 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 899896104 ISIN: US8998961044 SEDOL: 2872069 Vote Proponent Mgmt Rec Instruction 1 Elect Director Rita Bornstein, Ph.D. Mgmt For For 2 Elect Director Kriss Cloninger, III Mgmt For For 3 Elect Director E.V. Goings Mgmt For For 4 Elect Director Joe R. Lee Mgmt For For 5 Elect Director Bob Marbut Mgmt For For 6 Elect Director Antonio Monteiro de Castro Mgmt For For 7 Elect Director David R. Parker Mgmt For For 8 Elect Director Joyce M. Roche Mgmt For For 9 Elect Director J. Patrick Spainhour Mgmt For For 10 Elect Director M. Anne Szostak Mgmt For For 11 Ratify Auditors Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 13 Approve Omnibus Stock Plan Mgmt For Against Unilever plc Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 United Kingdom G92087165 Annual 10-May-10 Ticker: N/A CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Re-elect Paul Polman as Director Mgmt For For 4 Elect Jean-Marc Huet as Director Mgmt For For 5 Re-elect Louise Fresco as Director Mgmt For For 6 Re-elect Ann Fudge as Director Mgmt For For 7 Re-elect Charles Golden as Director Mgmt For For 8 Re-elect Byron Grote as Director Mgmt For For 9 Re-elect Hixonia Nyasulu as Director Mgmt For For 10 Re-elect Kees Storm as Director Mgmt For For 11 Re-elect Michael Treschow as Director Mgmt For For 12 Re-elect Jeroen van der Veer as Director Mgmt For For 13 Re-elect Paul Walsh as Director Mgmt For For 14 Elect Sir Malcolm Rifkind as Director Mgmt For For 15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For Page 119 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Authorise EU Political Donations and Expenditure Mgmt For For 21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 22 Approve the Management Co-Investment Plan Mgmt For For 23 Adopt New Articles of Association Mgmt For For Alexanders, Inc Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 014752109 Annual 15-Mar-10 Ticker: ALX CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael D. Fascitelli Mgmt For Withhold 1.2 Elect Director Thomas R. DiBenedetto Mgmt For For 2 Ratify Auditors Mgmt For For AMERIGROUP Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 03073T102 Annual 16-Mar-10 Ticker: AGP CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kay Coles James Mgmt For For 1.2 Elect Director Hala Moddelmog Mgmt For For 1.3 Elect Director Uwe E. Reinhardt, Ph.d. Mgmt For For 2 Ratify Auditors Mgmt For For Bill Barrett Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 06846N104 Annual 15-Mar-10 Ticker: BBG CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William F. Owens Mgmt For For 1.2 Elect Director Randy A. Foutch Mgmt For For 1.3 Elect Director Joseph N. Jaggers Mgmt For For 1.4 Elect Director Edmund P. Segner, III Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors Mgmt For For 4 Reduce Supermajority Vote Requirement SH Against For Page 120 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 C.H. Robinson Worldwide, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 12541W209 Annual 16-Mar-10 Ticker: CHRW CUSIP: 12541W209 ISIN: US12541W2098 SEDOL: 2116228 Vote Proponent Mgmt Rec Instruction 1 Elect Director Steven L. Polacek Mgmt For For 2 Elect Director ReBecca Koenig Roloff Mgmt For For 3 Elect Director Michael W. Wickham Mgmt For For 4 Approve Executive Incentive Bonus Plan Mgmt For For 5 Ratify Auditors Mgmt For For Carter's, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 146229109 Annual 26-Mar-10 Ticker: CRI CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vanessa J. Castagna Mgmt For For 1.2 Elect Director William J. Montgoris Mgmt For For 1.3 Elect Director David Pulver Mgmt For For 2 Ratify Auditors Mgmt For For Cinemark Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 17243V102 Annual 25-Mar-10 Ticker: CNK CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Benjamin D. Chereskin Mgmt For For 1.2 Elect Director Lee Roy Mitchell Mgmt For For 1.3 Elect Director Raymond W. Syufy Mgmt For For 2 Ratify Auditors Mgmt For For Ford Motor Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 345370860 Annual 17-Mar-10 Ticker: F CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen G. Butler Mgmt For For 1.2 Elect Director Kimberly A. Casiano Mgmt For For Page 121 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Anthony F. Earley, Jr. Mgmt For For 1.4 Elect Director Edsel B. Ford II Mgmt For For 1.5 Elect Director William Clay Ford, Jr. Mgmt For For 1.6 Elect Director Richard A. Gephardt Mgmt For For 1.7 Elect Director Irvine O. Hockaday, Jr. Mgmt For For 1.8 Elect Director Richard A. Manoogian Mgmt For For 1.9 Elect Director Ellen R. Marram Mgmt For For 1.10 Elect Director Alan Mulally Mgmt For For 1.11 Elect Director Homer A. Neal Mgmt For For 1.12 Elect Director Gerald L. Shaheen Mgmt For For 1.13 Elect Director John L. Thornton Mgmt For For 2 Ratify Auditors Mgmt For For 3 Adopt NOL Rights Plan (NOL Pill) Mgmt For For 4 Disclose Prior Government Service SH Against Against 5 Adopt Recapitalization Plan SH Against Against 6 Report on Political Contributions SH Against Against 7 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 8 Prohibit Energy Projects Only Concerned With CO2 Reduction SH Against Against General Maritime Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 Marshall Isl Y2693R101 Annual 15-Mar-10 Ticker: GMR CUSIP: Y2693R101 ISIN: MHY2693R1018 SEDOL: B3KH711 Vote Proponent Mgmt Rec Instruction 1.1 Reelect Peter C. Georgiopoulos as Director Mgmt For For 1.2 Reelect William J. Crabtree as Director Mgmt For For 1.3 Reelect Dr. E. Grant Gibbons as Director Mgmt For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For Google Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 38259P508 Annual 15-Mar-10 Ticker: GOOG CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Eric Schmidt Mgmt For For 1.2 Elect Director Sergey Brin Mgmt For For 1.3 Elect Director Larry Page Mgmt For For 1.4 Elect Director L. John Doerr Mgmt For For Page 122 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.5 Elect Director John L. Hennessy Mgmt For For 1.6 Elect Director Ann Mather Mgmt For For 1.7 Elect Director Paul S. Otellini Mgmt For For 1.8 Elect Director K. Ram Shriram Mgmt For For 1.9 Elect Director Shirley M. Tilghman Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Prepare Sustainability Report SH Against For 5 Adopt Principles for Online Advertising SH Against Against 6 Amend Human Rights Policies Regarding Chinese Operations SH Against Against Highwoods Properties, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 431284108 Annual 02-Mar-10 Ticker: HIW CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gene H. Anderson Mgmt For For 1.2 Elect Director Edward J. Fritsch Mgmt For For 1.3 Elect Director David J. Hartzell Mgmt For For 1.4 Elect Director Lawrence S. Kaplan Mgmt For For 1.5 Elect Director Sherry A. Kellett Mgmt For For 1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For Rent-A-Center, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 76009N100 Annual 31-Mar-10 Ticker: RCII CUSIP: 76009N100 ISIN: US76009N1000 SEDOL: 2733092 Vote Proponent Mgmt Rec Instruction 1 Elect Director Mitchel E. Fadel Mgmt For For 2 Elect Director Kerney Laday Mgmt For For 3 Elect Director Paula Stern Mgmt For For 4 Ratify Auditors Mgmt For For Republic Services, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 760759100 Annual 16-Mar-10 Ticker: RSG CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530 Page 123 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Election Director James E. O Connor Mgmt For For 2 Election Director John W. Croghan Mgmt For For 3 Election Director James W. Crownover Mgmt For For 4 Election Director William J. Flynn Mgmt For For 5 Election Director David I. Foley Mgmt For For 6 Election Director Michael Larson Mgmt For For 7 Election Director Nolan Lehmann Mgmt For For 8 Election Director W. Lee Nutter Mgmt For For 9 Election Director Ramon A. Rodriguez Mgmt For For 10 Election Director Allan C. Sorensen Mgmt For For 11 Election Director John M. Trani Mgmt For For 12 Election Director Michael W. Wickham Mgmt For For 13 Ratify Auditors Mgmt For For 14 Report on Political Contributions SH Against Against SIGA Technologies, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 826917106 Annual 31-Mar-10 Ticker: SIGA CUSIP: 826917106 ISIN: US8269171067 SEDOL: 2107437 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Eric A. Rose Mgmt For For 1.2 Elect Director James J. Antal Mgmt For For 1.3 Elect Director Michael J. Bayer Mgmt For For 1.4 Elect Director Thomas E. Constance Mgmt For For 1.5 Elect Director Steven L. Fasman Mgmt For Withhold 1.6 Elect Director Scott M. Hammer Mgmt For For 1.7 Elect Director Joseph W. Marshall, III Mgmt For For 1.8 Elect Director Paul G. Savas Mgmt For Withhold 1.9 Elect Director Bruce Slovin Mgmt For Withhold 1.10 Elect Director Michael A. Weiner Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against The Charles Schwab Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 808513105 Annual 15-Mar-10 Ticker: SCHW CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397 Page 124 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Arun Sarin Mgmt For For 1.2 Elect Director Paula A. Sneed Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For 4 Report on Political Contributions SH Against Against 5 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives The Dow Chemical Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 260543103 Annual 15-Mar-10 Ticker: DOW CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719 Vote Proponent Mgmt Rec Instruction 1 Elect Director Arnold A. Allemang Mgmt For For 2 Elect Director Jacqueline K. Barton Mgmt For For 3 Elect Director James A. Bell Mgmt For Against 4 Elect Director Jeff M. Fettig Mgmt For Against 5 Elect Director Barbara H. Franklin Mgmt For For 6 Elect Director John B. Hess Mgmt For For 7 Elect Director Andrew N. Liveris Mgmt For For 8 Elect Director Paul Polman Mgmt For For 9 Elect Director Dennis H. Reilley Mgmt For For 10 Elect Director James M. Ringler Mgmt For For 11 Elect Director Ruth G. Shaw Mgmt For For 12 Elect Director Paul G. Stern Mgmt For Against 13 Ratify Auditors Mgmt For For 14 Provide Right to Call Special Meeting Mgmt For For 15 Report on Environmental Remediation in Midland Area SH Against Against 16 Stock Retention/Holding Period SH Against Against 17 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Bruker Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 14-May-10 USA 116794108 Annual 31-Mar-10 Ticker: BRKR CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Wolf-Dieter Emmerich Mgmt For For Page 125 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Brenda J. Furlong Mgmt For For 1.3 Elect Director Frank H. Laukien Mgmt For Withhold 1.4 Elect Director Richard A. Packer Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Tanger Factory Outlet Centers, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 14-May-10 USA 875465106 Annual 18-Mar-10 Ticker: SKT CUSIP: 875465106 ISIN: US8754651060 SEDOL: 2874582 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jack Africk Mgmt For For 1.2 Elect Director Steven B. Tanger Mgmt For For 1.3 Elect Director William G. Benton Mgmt For For 1.4 Elect Director Bridget Ryan Berman Mgmt For For 1.5 Elect Director Thomas E. Robinson Mgmt For For 1.6 Elect Director Allan L. Schuman Mgmt For For 1.7 Elect Director Stanley K. Tanger Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against Vulcan Materials Company Meeting Date Country Primary Security ID Meeting Type Record Date 14-May-10 USA 929160109 Annual 17-Mar-10 Ticker: VMC CUSIP: 929160109 ISIN: US9291601097 SEDOL: 2931205 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Douglas J. McGregor Mgmt For For 1.2 Elect Director Vincent J. Trosino Mgmt For For 1.3 Elect Director Philip J. Carroll, Jr. Mgmt For For 1.4 Elect Director James V. Napier Mgmt For For 2 Ratify Auditors Mgmt For For 3 Require a Majority Vote for the Election of Directors SH Against For Consolidated Edison, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 17-May-10 USA 209115104 Annual 30-Mar-10 Ticker: ED CUSIP: 209115104 ISIN: US2091151041 SEDOL: 2216850 Vote Proponent Mgmt Rec Instruction 1 Elect Director Kevin Burke Mgmt For For Page 126 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director Vincent A. Calarco Mgmt For For 3 Elect Director George Campbell, Jr. Mgmt For For 4 Elect Director Gordon J. Davis Mgmt For For 5 Elect Director Michael J. Del Giudice Mgmt For For 6 Elect Director Ellen V. Futter Mgmt For For 7 Elect Director John F. Hennessy, III Mgmt For For 8 Elect Director Sally Hernandez Mgmt For For 9 Elect Director John F. Killian Mgmt For For 10 Elect Director Eugene R. McGrath Mgmt For For 11 Elect Director Michael W. Ranger Mgmt For For 12 Elect Director L. Frederick Sutherland Mgmt For For 13 Ratify Auditors Mgmt For For 14 Increase Disclosure of Executive Compensation SH Against Against Sanofi Aventis Meeting Date Country Primary Security ID Meeting Type Record Date 17-May-10 France F5548N101 Annual/Special 12-May-10 Ticker: N/A CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.40 per Mgmt For For Share 4 Receive Auditors' Special Report Mentioning the Absence of New Mgmt For Against Related-Party Transactions 5 Ratify Appointment of Serge Weinberg as Director Mgmt For Against 6 Elect Catherine Brechignac as Director Mgmt For For 7 Reelect Robert Castaigne as Director Mgmt For Against 8 Reelect Lord Douro as Director Mgmt For For 9 Reelect Christian Mulliez as Director Mgmt For Against 10 Reelect Christopher Viehbacher as Director Mgmt For Against 11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt 12 Amend Articles 11 of Bylaws Re: Shareholding Requirements and Mgmt For For Length of Term for Directors 13 Authorize Filing of Required Documents/Other Formalities Mgmt For For Page 127 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 B&G Foods, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 05508R106 Annual 26-Mar-10 Ticker: BGS CUSIP: 05508R106 ISIN: US05508R1068 SEDOL: B034L49 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert C. Cantwell Mgmt For For 1.2 Elect Director James R. Chambers Mgmt For For 1.3 Elect Director Cynthia T. Jamison Mgmt For For 1.4 Elect Director Dennis M. Mullen Mgmt For For 1.5 Elect Director Alfred Poe Mgmt For For 1.6 Elect Director Stephen C. Sherrill Mgmt For For 1.7 Elect Director David L. Wenner Mgmt For For 2 Eliminate Class of Common Stock Mgmt For For 3 Increase Authorized Common Stock Mgmt For For 4 Amend Omnibus Stock Plan Mgmt For Against 5 Ratify Auditors Mgmt For For Benchmark Electronics, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 08160H101 Annual 29-Mar-10 Ticker: BHE CUSIP: 08160H101 ISIN: US08160H1014 SEDOL: 2090816 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Cary T. Fu Mgmt For For 1.2 Elect Director Michael R. Dawson Mgmt For For 1.3 Elect Director Peter G. Dorflinger Mgmt For For 1.4 Elect Director Douglas G. Duncan Mgmt For For 1.5 Elect Director Laura W. Lang Mgmt For For 1.6 Elect Director Bernee D.L. Strom Mgmt For For 1.7 Elect Director Clay C. Williams Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Amend Shareholder Rights Plan (Poison Pill) Mgmt For For 4 Ratify Auditors Mgmt For For Emergency Medical Services Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 29100P102 Annual 01-Apr-10 Ticker: EMS CUSIP: 29100P102 ISIN: US29100P1021 SEDOL: B0V02G8 Vote Proponent Mgmt Rec Instruction Page 128 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Steven B. Epstein Mgmt For For 1.2 Elect Director Paul B. Iannini Mgmt For For 1.3 Elect Director James T. Kelly Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For JPMorgan Chase & Co. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 46625h100 Annual 19-Mar-10 Ticker: JPM CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Crandall C. Bowles Mgmt For For 1.2 Elect Director Stephen B. Burke Mgmt For For 1.3 Elect Director David M. Cote Mgmt For For 1.4 Elect Director James S. Crown Mgmt For For 1.5 Elect Director James Dimon Mgmt For For 1.6 Elect Director Ellen V. Futter Mgmt For For 1.7 Elect Director William H. Gray, III Mgmt For For 1.8 Elect Director Laban P. Jackson, Jr. Mgmt For For 1.9 Elect Director David C. Novak Mgmt For For 1.10 Elect Director Lee R. Raymond Mgmt For For 1.11 Elect Director William C. Weldon Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 4 Affirm Political Non-Partisanship SH Against Against 5 Amend Bylaws-- Call Special Meetings SH Against For 6 Report on Collateral in Derivatives Trading SH Against Against 7 Provide Right to Act by Written Consent SH Against For 8 Require Independent Board Chairman SH Against Against 9 Report on Pay Disparity SH Against Against 10 Stock Retention/Holding Period SH Against Against Kraft Foods Inc Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 50075N104 Annual 11-Mar-10 Ticker: KFT CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296 Vote Proponent Mgmt Rec Instruction 1 Elect Director Ajaypal S. Banga Mgmt For For Page 129 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director Myra M. Hart Mgmt For For 3 Elect Director Lois D. Juliber Mgmt For For 4 Elect Director Mark D. Ketchum Mgmt For For 5 Elect Director Richard A. Lerner Mgmt For For 6 Elect Director Mackey J. McDonald Mgmt For For 7 Elect Director John C. Pope Mgmt For For 8 Elect Director Fredric G. Reynolds Mgmt For For 9 Elect Director Irene B. Rosenfeld Mgmt For For 10 Elect Director J.F. Van Boxmeer Mgmt For For 11 Elect Director Deborah C. Wright Mgmt For For 12 Elect Director Frank G. Zarb Mgmt For For 13 Ratify Auditors Mgmt For For 14 Provide Right to Act by Written Consent SH Against For Medicis Pharmaceutical Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 584690309 Annual 19-Mar-10 Ticker: MRX CUSIP: 584690309 ISIN: US5846903095 SEDOL: 2576510 Vote Proponent Mgmt Rec Instruction 1 Elect Director Michael A. Pietrangelo Mgmt For For 2 Elect Director Lottie H. Shackelford Mgmt For For 3 Elect Director Jonah Shacknai Mgmt For For 4 Ratify Auditors Mgmt For For Morgan Stanley Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 617446448 Annual 22-Mar-10 Ticker: MS CUSIP: 617446448 ISIN: US6174464486 SEDOL: 2262314 Vote Proponent Mgmt Rec Instruction 1 Elect Director Roy J. Bostock Mgmt For For 2 Elect Director Erskine B. Bowles Mgmt For For 3 Elect Director Howard J. Davies Mgmt For For 4 Elect Director James P. Gorman Mgmt For For 5 Elect Director James H. Hance, Jr. Mgmt For For 6 Elect Director Nobuyuki Hirano Mgmt For For 7 Elect Director C. Robert Kidder Mgmt For For 8 Elect Director John J. Mack Mgmt For For 9 Elect Director Donald T. Nicolaisen Mgmt For For Page 130 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Elect Director Charles H. Noski Mgmt For For 11 Elect Director Hutham S. Olayan Mgmt For For 12 Elect Director O. Griffith Sexton Mgmt For For 13 Elect Director Laura D. Tyson Mgmt For For 14 Ratify Auditors Mgmt For For 15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 16 Amend Omnibus Stock Plan Mgmt For Against 17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 18 Stock Retention/Holding Period SH Against Against 19 Require Independent Board Chairman SH Against Against 20 Report on Pay Disparity SH Against Against 21 Claw-back of Payments under Restatements SH Against Against Psychiatric Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 74439H108 Annual 01-Apr-10 Ticker: PSYS CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mark P. Clein Mgmt For For 1.2 Elect Director Richard D. Gore Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Royal Dutch Shell plc Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 United Kingdom G7690A118 Annual 16-May-10 Ticker: N/A CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Elect Charles Holliday as Director Mgmt For For 4 Re-elect Josef Ackermann as Director Mgmt For For 5 Re-elect Malcolm Brinded as Director Mgmt For For 6 Re-elect Simon Henry as Director Mgmt For For 7 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For 8 Re-elect Wim Kok as Director Mgmt For For 9 Re-elect Nick Land as Director Mgmt For For 10 Re-elect Christine Morin-Postel as Director Mgmt For For Page 131 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11 Re-elect Jorma Ollila as Director Mgmt For For 12 Re-elect Jeroen van der Veer as Director Mgmt For For 13 Re-elect Peter Voser as Director Mgmt For For 14 Re-elect Hans Wijers as Director Mgmt For For 15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Approve Scrip Dividend Scheme Mgmt For For 21 Authorise EU Political Donations and Expenditure Mgmt For For 22 Adopt New Articles of Association Mgmt For For Shareholder Resolution Mgmt 23 Direct the Audit Committee or a Risk Committee of the Board to SH Against Against Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects Southwestern Energy Company Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 845467109 Annual 31-Mar-10 Ticker: SWN CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For 1.2 Elect Director Robert L. Howard Mgmt For For 1.3 Elect Director Harold M. Korell Mgmt For For 1.4 Elect Director Vello A. Kuuskraa Mgmt For For 1.5 Elect Director Kenneth R. Mourton Mgmt For For 1.6 Elect Director Steven L. Mueller Mgmt For For 1.7 Elect Director Charles E. Scharlau Mgmt For For 2 Ratify Auditors Mgmt For For 3 Increase Authorized Common Stock Mgmt For For 4 Require a Majority Vote for the Election of Directors SH Against For 5 Report on Political Contributions SH Against Against Washington Real Estate Investment Trust Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 939653101 Annual 15-Mar-10 Ticker: WRE CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304 Vote Proponent Mgmt Rec Instruction Page 132 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director William G. Byrnes Mgmt For For 1.2 Elect Director John P. McDaniel Mgmt For For 1.3 Elect Director George F. McKenzie Mgmt For For 2 Ratify Auditors Mgmt For For ARRIS Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 04269Q100 Annual 24-Mar-10 Ticker: ARRS CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alex B. Best Mgmt For For 1.2 Elect Director Harry L. Bosco Mgmt For For 1.3 Elect Director James A. Chiddix Mgmt For For 1.4 Elect Director John Anderson Craig Mgmt For For 1.5 Elect Director Matthew B. Kearney Mgmt For For 1.6 Elect Director William H. Lambert Mgmt For For 1.7 Elect Director John R. Petty Mgmt For For 1.8 Elect Director Robert J. Stanzione Mgmt For For 1.9 Elect Director David A. Woodle Mgmt For For 2 Ratify Auditors Mgmt For For Fossil, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 349882100 Annual 31-Mar-10 Ticker: FOSL CUSIP: 349882100 ISIN: US3498821004 SEDOL: 2346627 Vote Proponent Mgmt Rec Instruction 1 Declassify the Board of Directors Mgmt For For 2.1 Elect Director Elaine Agather Mgmt For For 2.2 Elect Director Michael W. Barnes Mgmt For For 2.3 Elect Director Jeffrey N. Boyer Mgmt For For 2.4 Elect Director Kosta N. Kartsotis Mgmt For For 2.5 Elect Director Elysia Holt Ragusa Mgmt For For 2.6 Elect Director Jal S. Shroff Mgmt For For 2.7 Elect Director James E. Skinner Mgmt For For 2.8 Elect Director Michael Steinberg Mgmt For For 2.9 Elect Director Donald J. Stone Mgmt For For 2.10 Elect Director James M. Zimmerman Mgmt For For 2.11 Elect Director Elaine Agather Mgmt For For Page 133 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.12 Elect Director Jal S. Shroff Mgmt For For 2.13 Elect Director Donald J. Stone Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Ratify Auditors Montpelier Re Holdings Ltd. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: MRH 19-May-10 Bermuda G62185106 Annual 31-Mar-10 CUSIP: G62185106 ISIN: BMG621851069 SEDOL: 2956888 Proponent Mgmt Rec Vote Instruction 1.1 Elect John G. Bruton as Director Mgmt For For 1.2 Elect John F. Shettle as Director Mgmt For For 1.3 Elect Morgan W. Davis as Director Mgmt For For 1.4 Elect Thomas G. S. Busher as Director Mgmt For For 1.5 Elect Heinrich Burgi as Director Mgmt For For 2.1 Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd Mgmt For For 2.2 2.3 2.4 Elect Thomas G. S. Busher as Director of Montpelier Reinsurance Ltd Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd Mgmt Mgmt Mgmt For For For For For For 3A Approve Amendments on Advance Notice Provisions Mgmt For For 3B Approve Amendments on Limits on Board Size Mgmt For For 3C Approve Amendments on Reductions in Subsidiary Board Elections Mgmt For For 4 Approve PricewaterhouseCoopers as Auditors and Authorize Mgmt For For Board to Fix Their Remuneration 5 Transact Other Business (Non-Voting) Mgmt ProAssurance Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 74267C106 Annual 26-Mar-10 Ticker: PRA CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Victor T. Adamo Mgmt For Withhold 1.2 Elect Director William J. Listwan Mgmt For Withhold 1.3 Elect Director W. Stancil Starnes Mgmt For Withhold 2 Ratify Auditors Mgmt For For Page 134 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Safeway Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 786514208 Annual 22-Mar-10 Ticker: SWY CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165 Vote Proponent Mgmt Rec Instruction 1 Elect Director Steven A. Burd Mgmt For For 2 Elect Director Janet E. Grove Mgmt For Against 3 Elect Director Mohan Gyani Mgmt For For 4 Elect Director Paul Hazen Mgmt For Against 5 Elect Director Frank C. Herringer Mgmt For Against 6 Elect Director Kenneth W. Oder Mgmt For Against 7 Elect Director Arun Sarin Mgmt For For 8 Elect Director Michael S. Shannon Mgmt For For 9 Elect Director William Y. Tauscher Mgmt For For 10 Provide Right to Call Special Meeting Mgmt For For 11 Ratify Auditors Mgmt For For 12 Restore or Provide for Cumulative Voting SH Against Against 13 Adopt Global Warming Principles SH Against Against 14 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 15 Purchase Poultry from Suppliers Using CAK SH Against Against Spartan Motors, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 846819100 Annual 22-Mar-10 Ticker: SPAR CUSIP: 846819100 ISIN: US8468191007 SEDOL: 2832535 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Richard F. Dauch Mgmt For For 1.2 Elect Director Ronald E. Harbour Mgmt For For 2 Ratify Auditors Mgmt For For Statoil ASA Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 Norway R4446E112 Annual 03-May-10 Ticker: N/A CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608 Vote Proponent Mgmt Rec Instruction 1 Open Meeting Mgmt 2 Elect Olaug Svarva as Chair of Meeting Mgmt For For Page 135 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Approve Notice of Meeting and Agenda Mgmt For For 4 Registration of Attending Shareholders and Proxies Mgmt 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For 6 Approve Financial Statements and Statutory Reports; Approve Mgmt For For Allocation of Income and Dividends of NOK 6.00 per Share 7 Approve Remuneration Policy And Other Terms of Employment Mgmt For Against For Executive Management 8 Approve Remuneration of Auditors Mgmt For For 9a Reelect Olaug Svarva as Member of Corporate Assembly Mgmt For For 9b Reelect Idar Kreutzer as Member of Corporate Assembly Mgmt For For 9c Reelect Karin Aslaksen as Member of Corporate Assembly Mgmt For For 9d Reelect Greger Mannsverk as Member Corporate Assembly Mgmt For For 9e Relect Steinar Olsen as Member of Corporate Assembly Mgmt For For 9f Reelect Ingvald Strommen as Member of Corporate Assembly Mgmt For For 9g Reelect Rune Bjerke as Member of Corporate Assembly Mgmt For For 9h Relect Tore Ulstein as Member of Corporate Assembly Mgmt For For 9i Elect Live Aker as Member of Corporate Assembly Mgmt For For 9j Elect Siri Kalvig as Member of Corporate Assembly Mgmt For For 9k Elect Thor Bolstad as Member of Corporate Assembly Mgmt For For 9l Elect Barbro Haetta-Jacobsen as Member of Corporate Assembly Mgmt For For 9m Reelect Arthur Sletteberg as Deputy Member of Corporate Mgmt For For Assembly 9n Reelect Anne-Margrethe Firing as Deputy Member of Corporate Mgmt For For Assembly 9o Elect Linda Aase as Deputy Member of Corporate Assembly Mgmt For For 9p Reelect Shahzad Rana as Deputy Member of Corporate Assembly Mgmt For For 10 Approve Remuneration of Members and Deputy Members of Mgmt For For Corporate Assembly in the Amount of NOK 100,000 for Chair, NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and NOK 5,250 for Deputy Members 11a Reelect Olaug Svarva as Chair of Nominating Committee Mgmt For For 11b Reelect Bjorn Haavik as Member of Nominating Committee Mgmt For For 11c Reelect Tom Rathke as Member of Nominating Committee Mgmt For For 11d Elect Live Aker as Member of Nominating Committee Mgmt For For 12 Approve Remuneration of Nominating Committee in the Amount Mgmt For For of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting for Other Members 13 Authorize Repurchase and Reissuance of Shares up to a Nominal Mgmt For Against Value of NOK 20 Million in Connection with Share Saving Scheme for Employees 14 Authorize Repurchase of Shares up to a Nominal Value of NOK Mgmt For For 187.5 Million and Cancellation of Repurchased Shares; Amend Articles Accordingly Page 136 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 15 Amend Articles Re: Specify Share Capital and Number of Shares; Right to Sign for Company; Number of Members of Corporate Assembly; Approve Electronic Distribution of Documents Pertaining to General Meetings; Other Amendments Mgmt For For Shareholder Proposals Mgmt 16 Withdraw Company From Tar Sands Activities in Canada Thoratec Corporation Meeting Date Country SH Primary Security ID Meeting Type Against Record Date Against Ticker: THOR 19-May-10 USA 885175307 Annual 05-Apr-10 CUSIP: 885175307 ISIN: US8851753074 SEDOL: 2889962 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Neil F. Dimick Mgmt For For 1.2 Elect Director Gerhard F. Burbach Mgmt For For 1.3 Elect Director J. Daniel Cole Mgmt For For 1.4 Elect Director Steven H. Collis Mgmt For For 1.5 Elect Director Elisha W. Finney Mgmt For For 1.6 Elect Director D. Keith Grossman Mgmt For For 1.7 Elect Director Paul A. LaViolette Mgmt For For 1.8 Elect Director Daniel M. Mulvena Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors AmSurg Corp. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: AMSG 20-May-10 USA 03232P405 Annual 29-Mar-10 CUSIP: 03232P405 ISIN: US03232P4054 SEDOL: 2781381 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director James A. Deal Mgmt For For 1.2 Elect Director Steven I. Geringer Mgmt For For 1.3 Elect Director Claire M. Gulmi Mgmt For For 1.4 Elect Director John W. Popp, Jr., Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Comcast Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: CMCSA 20-May-10 USA 20030N101 Annual 11-Mar-10 CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545 Proponent Mgmt Rec Vote Instruction Page 137 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director S. Decker Anstrom Mgmt For For 1.2 Elect Director Kenneth J. Bacon Mgmt For For 1.3 Elect Director Sheldon M. Bonovitz Mgmt For For 1.4 Elect Director Edward D. Breen Mgmt For For 1.5 Elect Director Julian A. Brodsky Mgmt For For 1.6 Elect Director Joseph J. Collins Mgmt For For 1.7 Elect Director J. Michael Cook Mgmt For For 1.8 Elect Director Gerald L. Hassell Mgmt For For 1.9 Elect Director Jeffrey A. Honickman Mgmt For For 1.10 Elect Director Brian L. Roberts Mgmt For For 1.11 Elect Director Ralph J. Roberts Mgmt For For 1.12 Elect Director Judith Rodin Mgmt For For 1.13 Elect Director Michael I. Sovern Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For 4 Provide for Cumulative Voting SH Against Against 5 Adopt Policy on Succession Planning SH Against Against 6 Require Independent Board Chairman SH Against Against Dime Community Bancshares, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 253922108 Annual 25-Mar-10 Ticker: DCOM CUSIP: 253922108 ISIN: US2539221083 SEDOL: 2034148 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vincent F. Palagiano Mgmt For Withhold 1.2 Elect Director Patrick E. Curtin Mgmt For Withhold 1.3 Elect Director Omer S.J. Williams Mgmt For Withhold 2 Ratify Auditors Mgmt For For Goodrich Petroleum Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 382410405 Annual 08-Apr-10 Ticker: GDP CUSIP: 382410405 ISIN: US3824104059 SEDOL: 2200961 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Walter G. 'Gil' Goodrich Mgmt For For 1.2 Elect Director Robert C. Turnham, Jr. Mgmt For For 1.3 Elect Director Stephen M. Straty Mgmt For For 1.4 Elect Director Arthur A. Seeligson Mgmt For For Page 138 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For GrafTech International Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 384313102 Annual 25-Mar-10 Ticker: GTI CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Randy W. Carson Mgmt For For 1.2 Elect Director Mary B. Cranston Mgmt For For 1.3 Elect Director Harold E. Layman Mgmt For For 1.4 Elect Director Ferrell P. McClean Mgmt For For 1.5 Elect Director Michael C. Nahl Mgmt For For 1.6 Elect Director Steven R. Shawley Mgmt For For 1.7 Elect Director Craig S. Shular Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For JetBlue Airways Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 477143101 Annual 25-Mar-10 Ticker: JBLU CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David Barger Mgmt For For 1.2 Elect Director Peter Boneparth Mgmt For For 1.3 Elect Director David Checketts Mgmt For For 1.4 Elect Director Virginia Gambale Mgmt For For 1.5 Elect Director Stephan Gemkow Mgmt For For 1.6 Director Joel Peterson Mgmt For Withhold 1.7 Elect Director Ann Rhoades Mgmt For For 2 Ratify Auditors Mgmt For For 3 Increase Authorized Common Stock Mgmt For For Knight Transportation, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 499064103 Annual 31-Mar-10 Ticker: KNX CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kevin P. Knight Mgmt For For 1.2 Elect Director Randy Knight Mgmt For For Page 139 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Michael Garnreiter Mgmt For For 2 Amend Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For Magellan Health Services, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 559079207 Annual 31-Mar-10 Ticker: MGLN CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael P. Ressner Mgmt For For 1.2 Elect Director Michael S. Diament Mgmt For For 2 Ratify Auditors Mgmt For For McDonald's Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 580135101 Annual 23-Mar-10 Ticker: MCD CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707 Vote Proponent Mgmt Rec Instruction 1 Elect Director Walter E. Massey Mgmt For For 2 Elect Director John W. Rogers, Jr. Mgmt For For 3 Elect Director Roger W. Stone Mgmt For For 4 Elect Director Miles D. White Mgmt For For 5 Ratify Auditors Mgmt For For 6 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 7 Reduce Supermajority Vote Requirement SH Against For 8 Require Suppliers to Adopt CAK SH Against Against 9 Adopt Cage-Free Eggs Purchasing Policy SH Against Against MFA Financial Inc Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 55272X102 Annual 23-Mar-10 Ticker: MFA CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stewart Zimmerman Mgmt For For 1.2 Elect Director James A. Brodsky Mgmt For For 1.3 Elect Director Alan L. Gosule Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Page 140 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 National Retail Properties, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 637417106 Annual 22-Mar-10 Ticker: NNN CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Don DeFosset Mgmt For For 1.2 Elect Director Dennis E. Gershenson Mgmt For For 1.3 Elect Director Kevin B. Habicht Mgmt For For 1.4 Elect Director Richard B. Jennings Mgmt For For 1.5 Elect Director Ted B. Lanier Mgmt For For 1.6 Elect Director Robert C. Legler Mgmt For For 1.7 Elect Director Craig Macnab Mgmt For For 1.8 Elect Director Robert Martinez Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain The Home Depot, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 437076102 Annual 22-Mar-10 Ticker: HD CUSIP: 437076102 ISIN: US4370761029 SEDOL: 2434209 Vote Proponent Mgmt Rec Instruction 1 Elect Director F. Duane Ackerman Mgmt For For 2 Elect Director David H. Batchelder Mgmt For For 3 Elect Director Francis S. Blake Mgmt For For 4 Elect Director Ari Bousbib Mgmt For For 5 Elect Director Gregory D. Brenneman Mgmt For For 6 Elect Director Albert P. Carey Mgmt For For 7 Elect Director Armando Codina Mgmt For For 8 Elect Director Bonnie G. Hill Mgmt For For 9 Elect Director Karen L. Katen Mgmt For For 10 Ratify Auditors Mgmt For For 11 Amend Omnibus Stock Plan Mgmt For For 12 Provide for Cumulative Voting SH Against Against 13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 14 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 15 Provide Right to Act by Written Consent SH Against For 16 Require Independent Board Chairman SH Against Against Page 141 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 17 Prepare Employment Diversity Report SH Against For 18 Reincorporate in Another State [from Delaware to North Dakota] SH Against Against The Talbots, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 874161102 Annual 21-Apr-10 Ticker: TLB CUSIP: 874161102 ISIN: US8741611029 SEDOL: 2871806 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Marjorie L. Bowen Mgmt For For 1.2 Elect Director John W. Gleeson Mgmt For For 1.3 Elect Director Andrew H. Madsen Mgmt For For 1.4 Elect Director Gary M. Pfeiffer Mgmt For For 1.5 Elect Director Trudy F. Sullivan Mgmt For For 1.6 Elect Director Susan M. Swain Mgmt For For 2 Ratify Auditors Mgmt For For Westlake Chemical Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 960413102 Annual 01-Apr-10 Ticker: WLK CUSIP: 960413102 ISIN: US9604131022 SEDOL: B01ZP20 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director E. William Barnett Mgmt For For 1.2 Elect Director Robert T. Blakely Mgmt For For 1.3 Elect Director Albert Chao Mgmt For For 2 Ratify Auditors Mgmt For For FPL Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 302571104 Annual 22-Mar-10 Ticker: FPL CUSIP: 302571104 ISIN: US3025711041 SEDOL: 2328915 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Sherry S. Barrat Mgmt For For 1.2 Elect Director Robert M. Beall, II Mgmt For For 1.3 Elect Director J. Hyatt Brown Mgmt For For 1.4 Elect Director James L. Camaren Mgmt For For 1.5 Elect Director J. Brian Ferguson Mgmt For For 1.6 Elect Director Lewis Hay, III Mgmt For For 1.7 Elect Director Toni Jennings Mgmt For For Page 142 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.8 Elect Director Oliver D. Kingsley, Jr. Mgmt For For 1.9 Elect Director Rudy E. Schupp Mgmt For For 1.10 Elect Director William H. Swanson Mgmt For For 1.11 Elect Director Michael H. Thaman Mgmt For For 1.12 Elect Director Hansel E. Tookes, II Mgmt For For 2 Ratify Auditors Mgmt For For 3 Change Company Name Mgmt For For L.B. Foster Company Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 350060109 Annual 19-Mar-10 Ticker: FSTR CUSIP: 350060109 ISIN: US3500601097 SEDOL: 2348225 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lee B. Foster II Mgmt For For 1.2 Elect Director Stan L. Hasselbusch Mgmt For For 1.3 Elect Director Peter McIlroy II Mgmt For For 1.4 Elect Director G. Thomas McKane Mgmt For For 1.5 Elect Director Diane B. Owen Mgmt For For 1.6 Elect Director William H. Rackoff Mgmt For For 1.7 Elect Director Suzanne B. Rowland Mgmt For For 2 Ratify Auditors Mgmt For For Time Warner Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 887317303 Annual 26-Mar-10 Ticker: TWX CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2 Vote Proponent Mgmt Rec Instruction 1 Elect Director James L. Barksdale Mgmt For Against 2 Elect Director William P. Barr Mgmt For For 3 Elect Director Jeffrey L. Bewkes Mgmt For For 4 Elect Director Stephen F. Bollenbach Mgmt For For 5 Elect Director Frank J. Caufield Mgmt For Against 6 Elect Director Robert C. Clark Mgmt For Against 7 Elect Director Mathias Dopfner Mgmt For For 8 Elect Director Jessica P. Einhorn Mgmt For Against 9 Elect Director Fred Hassan Mgmt For For 10 Elect Director Michael A. Miles Mgmt For For 11 Elect Director Kenneth J. Novack Mgmt For Against Page 143 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Elect Director Deborah C. Wright Mgmt For For 13 Ratify Auditors Mgmt For For 14 Approve Omnibus Stock Plan Mgmt For Against 15 Provide Right to Call Special Meeting Mgmt For For 16 Reduce Supermajority Vote Requirement SH Against For 17 Stock Retention/Holding Period SH Against Against 18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Total SA Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 France F92124100 Annual/Special 18-May-10 Ticker: N/A CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.28 per Mgmt For For Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Approve Transaction with Christophe de Margerie Re: Severance Mgmt For Against Payment 6 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 7 Reelect Thierry Desmarest as Director Mgmt For For 8 Reelect Thierry de Rudder as Director Mgmt For For 9 Elect Gunnar Brock as Director Mgmt For For 10 Elect Claude Clement as Representative of Employee Mgmt For For Shareholders to the Board 11 Elect Philippe Marchandise as Representative of Employee Mgmt Against Against Shareholders to the Board 12 Elect Mohammed Zaki as Representative of Employee Mgmt Against Against Shareholders to the Board 13 Reelect Ernst & Young Audit as Auditor Mgmt For For 14 Reelect KPMG Audit as Auditor Mgmt For For 15 Ratify Auditex as Alternate Auditor Mgmt For For 16 Ratify KPMG Audit I.S. as Alternate Auditor Mgmt For For Special Business Mgmt 17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion Page 144 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 18 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million 19 Authorize Capital Increase of up to 10 Percent of Issued Capital Mgmt For For for Future Acquisitions 20 Approve Employee Stock Purchase Plan Mgmt For For 21 Authorize up to 0.1 Percent of Issued Capital for Use in Stock Mgmt For For Option Plan Employee Shareholder Proposals Mgmt A Amend Article 9 of Bylaws Re: Mutual Fund SH Against Against UnitedHealth Group Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 24-May-10 USA 91324P102 Annual 26-Mar-10 Ticker: UNH CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766 Vote Proponent Mgmt Rec Instruction 1 Elect Director William C. Ballard, Jr. Mgmt For For 2 Elect Director Richard T. Burke Mgmt For For 3 Elect Director Robert J. Darretta Mgmt For For 4 Elect Director Stephen J. Hemsley Mgmt For For 5 Elect Director Michele J. Hooper Mgmt For For 6 Elect Director Douglas W. Leatherdale Mgmt For For 7 Elect Director Glenn M. Renwick Mgmt For For 8 Elect Director Kenneth I. Shine Mgmt For For 9 Elect Director Gail R. Wilensky Mgmt For For 10 Ratify Auditors Mgmt For For 11 Report on Lobbying Expenses SH Against Against 12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Amazon.com, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 023135106 Annual 29-Mar-10 Ticker: AMZN CUSIP: 023135106 ISIN: US0231351067 SEDOL: 2000019 Vote Proponent Mgmt Rec Instruction 1 Elect Director Jeffrey P. Bezos Mgmt For For 2 Elect Director Tom A. Alberg Mgmt For For 3 Elect Director John Seely Brown Mgmt For For 4 Elect Director William B. Gordon Mgmt For For 5 Elect Director Alain Monie Mgmt For For 6 Elect Director Thomas O. Ryder Mgmt For For Page 145 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Elect Director Patricia Q. Stonesifer Mgmt For For 8 Ratify Auditors Mgmt For For 9 Report on Political Contributions SH Against Against Columbia Sportswear Co. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 198516106 Annual 22-Mar-10 Ticker: COLM CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gertrude Boyle Mgmt For For 1.2 Elect Director Timothy P. Boyle Mgmt For For 1.3 Elect Director Sarah A. Bany Mgmt For For 1.4 Elect Director Murrey R. Albers Mgmt For For 1.5 Elect Director Stephen E. Babson Mgmt For For 1.6 Elect Director Andy D. Bryant Mgmt For For 1.7 Elect Director Edward S. George Mgmt For For 1.8 Elect Director Walter T. Klenz Mgmt For For 1.9 Elect Director John W. Stanton Mgmt For For 2 Ratify Auditors Mgmt For For NuVasive, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 670704105 Annual 29-Mar-10 Ticker: NUVA CUSIP: 670704105 ISIN: US6707041058 SEDOL: B00GJC2 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alexis V. Lukianov Mgmt For For 1.2 Elect Director Jack R. Blair Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain Omnicom Group Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 681919106 Annual 05-Apr-10 Ticker: OMC CUSIP: 681919106 ISIN: US6819191064 SEDOL: 2279303 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John D. Wren Mgmt For For 1.2 Elect Director Bruce Crawford Mgmt For For 1.3 Elect Director Alan R. Batkin Mgmt For For 1.4 Elect Director Robert Charles Clark Mgmt For For Page 146 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.5 Elect Director Leonard S. Coleman, Jr. Mgmt For For 1.6 Elect Director Errol M. Cook Mgmt For For 1.7 Elect Director Susan S. Denison Mgmt For For 1.8 Elect Director Michael A. Henning Mgmt For For 1.9 Elect Director John R. Murphy Mgmt For For 1.10 Elect Director John R. Purcell Mgmt For For 1.11 Elect Director Linda Johnson Rice Mgmt For For 1.12 Elect Director Gary L. Roubos Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For 5 Reimburse Proxy Contest Expenses SH Against Against 6 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 7 Reduce Supermajority Vote Requirement SH Against For Riverbed Technology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 768573107 Annual 15-Apr-10 Ticker: RVBD CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mark A. Floyd Mgmt For Withhold 1.2 Elect Director Christopher J. Schaepe Mgmt For Withhold 1.3 Elect Director James R. Swartz Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For Societe generale Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 France F43638141 Annual/Special 20-May-10 Ticker: N/A CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income and Dividends of EUR 0.25 per Mgmt For For Share 3 Approve Stock Dividend Program Mgmt For For 4 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For Page 147 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Approve Auditors' Special Report Regarding Ongoing Related-Party Transactions Mgmt For For 6 Approve Ongoing Additional Pension Scheme Agreements for Daniel Bouton, Philippe Citerne, Didier Alix, and Severin Cabannes Mgmt For Against 7 Approve Additional Pension Scheme Agreement for Jean-Francois Sammarcelli Mgmt For For 8 Approve Additional Pension Scheme Agreement for Bernardo Sanchez Mgmt For For 9 Approve Non-Compete Agreement for Philippe Citerne Mgmt For Against 10 Renew Severance Payment Agreement for Frederic Oudea Mgmt For Against 11 Approve Ongoing Non-Compete Agreement for Frederic Oudea Mgmt For Against 12 Reelect Robert Castaigne as Director Mgmt For For 13 Reelect Gianemilio Osculati as Director Mgmt For For 14 Elect one Director Mgmt 15 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For Special Business Mgmt 16 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 460 Million; and/or Capitalization of Reserves of up to EUR 550 Million Mgmt For For 17 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 138 Million Mgmt For For 18 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16 and 17 Mgmt For For 19 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 20 Approve Employee Stock Purchase Plan Mgmt For Against 21 Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For 22 Authorize up to 4 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against 23 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 24 Amend Articles 4, 6, 7, 14, 15, 18,19, 20, and 21 of Bylaws to Remove All References to Preferred Stock (Class B) Subscribed by SPPE Mgmt For For 25 Authorize Filing of Required Documents/Other Formalities World Fuel Services Corporation 25-May-10 Meeting Date USA Country Ticker: INT Mgmt 981475106 Primary Security ID Annual Meeting Type For Record Date 01-Apr-10 For CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Paul H. Stebbins Mgmt For For Page 148 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Michael J. Kasbar Mgmt For For 1.3 Elect Director Ken Bakshi Mgmt For For 1.4 Elect Director Joachim Heel Mgmt For For 1.5 Elect Director Richard A. Kassar Mgmt For For 1.6 Elect Director Myles Klein Mgmt For For 1.7 Elect Director J. Thomas Presby Mgmt For For 1.8 Elect Director Stephen K. Roddenberry Mgmt For For 2 Ratify Auditors Mgmt For For Chevron Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 166764100 Annual 01-Apr-10 Ticker: CVX CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555 Vote Proponent Mgmt Rec Instruction 1 Elect Director S.H. Armacost Mgmt For For 2 Elect Director L.F. Deily Mgmt For For 3 Elect Director R.E. Denham Mgmt For For 4 Elect Director R.J. Eaton Mgmt For For 5 Elect Director C. Hagel Mgmt For For 6 Elect Director E. Hernandez Mgmt For For 7 Elect Director F.G. Jenifer Mgmt For For 8 Elect Director G.L. Kirkland Mgmt For For 9 Elect Director S. Nunn Mgmt For For 10 Elect Director D.B. Rice Mgmt For For 11 Elect Director K.W. Sharer Mgmt For For 12 Elect Director C.R. Shoemate Mgmt For For 13 Elect Director J.G. Stumpf Mgmt For For 14 Elect Director R.D. Sugar Mgmt For For 15 Elect Director C. Ware Mgmt For For 16 Elect Director J.S. Watson Mgmt For For 17 Ratify Auditors Mgmt For For 18 Provide Right to Call Special Meeting Mgmt For For 19 Request Director Nominee with Environmental Qualifications SH Against For 20 Stock Retention/Holding Period SH Against Against 21 Disclose Payments To Host Governments SH Against Against 22 Adopt Guidelines for Country Selection SH Against For 23 Report on Financial Risks From Climate Change SH Against Against Page 149 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 SH24 Amend Bylaws to Establish a Board Committee on Human Rights Against Against Exxon Mobil Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 30231G102 Ticker: XOM Annual 06-Apr-10 CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director M.J. Boskin For For Mgmt1.2 Elect Director P. Brabeck-Letmathe For For Mgmt1.3 Elect Director L.R. Faulkner For For Mgmt1.4 Elect Director J.S. Fishman For For Mgmt1.5 Elect Director K.C. Frazier For For Mgmt1.6 Elect Director W.W. George For For Mgmt1.7 Elect Director M.C. Nelson For For Mgmt1.8 Elect Director S.J. Palmisano For For Mgmt1.9 Elect Director S.C. Reinemund For For Mgmt1.10 Elect Director R.W. Tillerson For For Mgmt1.11 Elect Director E.E. Whitacre, Jr. For For Mgmt2 Ratify Auditors For For SH3 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For SH4 Reincorporate in Another State [from New Jersey to North Dakota] Against Against SH5 Advisory Vote to Ratify Named Executive Officers' Compensation Against For SH6 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity Against Against SH7 Adopt Policy on Human Right to Water Against Against SH8 Adopt Policy to Address Coastal Louisiana Environmental Impacts Against Against SH9 Report on Environmental Impact of Oil Sands Operations in Canada Against For SH10 Report on Environmental Impacts of Natural Gas Fracturing Against For SH11 Report on Energy Technologies Development Against Against SH12 Adopt Quantitative GHG Goals from Products and Operations Against For SH13 Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates Hawaiian Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Against Record Date Against 26-May-10 USA 419879101 Ticker: HA Annual 07-Apr-10 CUSIP: 419879101 ISIN: US4198791018 SEDOL: 2408044 Proponent Mgmt Rec Vote Instruction Page 150 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Gregory S. Anderson Mgmt For For 1.2 Elect Director L. Todd Budge Mgmt For For 1.3 Elect Director Donald J. Carty Mgmt For For 1.4 Elect Director Mark B. Dunkerley Mgmt For For 1.5 Elect Director Lawrence S. Hershfield Mgmt For For 1.6 Elect Director Randall L. Jenson Mgmt For For 1.7 Elect Director Bert T. Kobayashi, Jr. Mgmt For For 1.8 Elect Director Crystal K. Rose Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against ION Geophysical Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 462044108 Annual 01-Apr-10 Ticker: IO CUSIP: 462044108 ISIN: US4620441083 SEDOL: 2460293 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Franklin Myers Mgmt For For 1.2 Elect Director Bruce S. Appelbaum Mgmt For For 1.3 Elect Director S. James Nelson, Jr. Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For National Financial Partners Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 63607P208 Annual 30-Mar-10 Ticker: NFP CUSIP: 63607P208 ISIN: US63607P2083 SEDOL: 2772921 Vote Proponent Mgmt Rec Instruction 1 Elect Director Stephanie Abramson Mgmt For For 2 Elect Director Arthur Ainsberg Mgmt For For 3 Elect Director Jessica Bibliowicz Mgmt For For 4 Elect Director R. Bruce Callahan Mgmt For For 5 Elect Director John Elliott Mgmt For For 6 Elect Director J. Barry Griswell Mgmt For For 7 Elect Director Shari Loessberg Mgmt For For 8 Elect Director Kenneth Mlekush Mgmt For For 9 Ratify Auditors Mgmt For For Page 151 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Onyx Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 683399109 Annual 29-Mar-10 Ticker: ONXX CUSIP: 683399109 ISIN: US6833991093 SEDOL: 2656069 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Corinne H. Nevinny Mgmt For For 1.2 Elect Director Thomas G. Wiggans Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For The Boston Beer Company, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 100557107 Annual 29-Mar-10 Ticker: SAM CUSIP: 100557107 ISIN: US1005571070 SEDOL: 2113393 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David A. Burwick Mgmt For For 1.2 Elect Director Pearson C. Cummin, III Mgmt For For 1.3 Elect Director Jean-Michel Valette Mgmt For For The Southern Company Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 842587107 Annual 30-Mar-10 Ticker: SO CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director J. P. Baranco Mgmt For For 1.2 Elect Director J. A. Boscia Mgmt For For 1.3 Elect Director H. A. Clark III Mgmt For For 1.4 Elect Director H. W. Habermeyer, Jr. Mgmt For For 1.5 Elect Director V. M. Hagen Mgmt For For 1.6 Elect Director W. A. Hood, Jr. Mgmt For For 1.7 Elect Director D. M. James Mgmt For For 1.8 Elect Director J. N. Purcell Mgmt For For 1.9 Elect Director D. M. Ratcliffe Mgmt For For 1.10 Elect Director W. G. Smith, Jr. Mgmt For For 1.11 Elect Director L. D. Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For 4 Eliminate Cumulative Voting Mgmt For For Page 152 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Increase Authorized Common Stock Mgmt For For 6 Adopt Quantitative GHG Goals for Products and Operations SH Against Against SH7 Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts Annaly Capital Management Inc. 27-May-10 Meeting Date USA Country 035710409 Primary Security ID Ticker: NLY Annual Meeting Type Against Record Date 29-Mar-10 For CUSIP: 035710409 ISIN: US0357104092 SEDOL: 2113456 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Kevin P. Brady Mgmt For For 1.2 Elect Director E. Wayne Nordberg Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Brown Shoe Company, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: BWS 27-May-10 USA 115736100 Annual 31-Mar-10 CUSIP: 115736100 ISIN: US1157361007 SEDOL: 2146924 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Carla Hendra Mgmt For For 1.2 Elect Director Ward M. Klein Mgmt For For 1.3 Elect Director W. Patrick McGinnis Mgmt For For 1.4 Elect Director Diane M. Sullivan Mgmt For For 1.5 Elect Director Hal J. Upbin Mgmt For For 2 Ratify Auditors Collective Brands Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: PSS 27-May-10 USA 19421W100 Annual 01-Apr-10 CUSIP: 19421W100 ISIN: US19421W1009 SEDOL: 2685966 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Daniel Boggan Jr. Mgmt For For 1.2 Elect Director Michael A. Weiss Mgmt For For 1.3 Elect Director Robert C. Wheeler Mgmt For For 2 Ratify Auditors Deutsche Bank AG Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 27-May-10 Germany D18190898 Annual 11-May-10 Page 153 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: D18190898 ISIN: DE0005140008 SEDOL: 5750355 Proponent Mgmt Rec Vote Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 0.75 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 6 Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes Mgmt For For 7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 9 Approve Remuneration System for Management Board Members Mgmt For Against 10 Amend Articles Re: Participation in, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 12 Amend Affiliation Agreements with Subsidiaries Mgmt For For 13 Approve Affiliation Agreements with Subsidiaries DB Beteiligungs-Holding GmbH and DB Finanz-Holding GmbH Digital River, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: DRIV 27-May-10 USA 25388B104 Annual 31-Mar-10 CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Joel A. Ronning Mgmt For For 1.2 Elect Director Perry W. Steiner Mgmt For For 1.3 Elect Director Cheryl F. Rosner Mgmt For For 2 Ratify Auditors Heidrick & Struggles International, Inc. Ticker: HSII 27-May-10 Meeting Date USA Country Mgmt 422819102 Primary Security ID Annual Meeting Type For Record Date 16-Apr-10 For CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071 Proponent Mgmt Rec Vote Instruction Page 154 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Elect Director Richard I. Beattie Mgmt For For 2 Elect Director Antonio Borges Mgmt For For 3 Elect Director John A. Fazio Mgmt For For 4 Ratify Auditors Mgmt For For Hutchison Whampoa Limited Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 Hong Kong Y38024108 Annual 19-May-10 Ticker: N/A CUSIP: Y38024108 ISIN: HK0013000119 SEDOL: 6448068 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Final Dividend Mgmt For For 3a Reelect Li Tzar Kuoi, Victor as Director Mgmt For Against 3b Reelect Frank John Sixt as Director Mgmt For Against 3c Reelect Michael David Kadoorie as Director Mgmt For For 3d Reelect George Colin Magnus as Director Mgmt For Against 3e Reelect Margaret Leung Ko May Yee as Director Mgmt For Against 4 Appoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For 5a Approve Issuance of Equity or Equity-Linked Securities without Mgmt For Against Preemptive Rights 5b Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 5c Authorize Reissuance of Repurchased Shares Mgmt For Against 6 Approve CKH Master Agreement and Acquisition of CKH Mgmt For For Connected Debt Securities 7 Approve HSE Master Agreement and Acquisition of HSE Mgmt For For Connected Debt Securities Mid-America Apartment Communities, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 59522J103 Annual 19-Mar-10 Ticker: MAA CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For 1.2 Elect Director Alan B. Graf, Jr. Mgmt For For 1.3 Elect Director John S. Grinalds Mgmt For For 1.4 Elect Director Ralph Horn Mgmt For For 1.5 Elect Director W. Reid Sanders Mgmt For For 1.6 Elect Director William B. Sansom Mgmt For For 1.7 Elect Director Philip W. Norwood Mgmt For For Page 155 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt1.8 Elect Director Simon R.C. Wadsworth For For Mgmt2 Ratify Auditors optionsXpress Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 27-May-10 USA 684010101 Ticker: OXPS Annual 29-Mar-10 CUSIP: 684010101 ISIN: US6840101017 SEDOL: B05QFX0 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director David A. Fisher For For Mgmt1.2 Elect Director Michael J. Soenen For For Mgmt1.3 Elect Director S. Scott Wald For For Mgmt2 Ratify Auditors Polycom, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 27-May-10 USA 73172K104 Ticker: PLCM Annual 01-Apr-10 CUSIP: 73172K104 ISIN: US73172K1043 SEDOL: 2693420 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Robert C. Hagerty For For Mgmt1.2 Elect Director Michael R. Kourey For For Mgmt1.3 Elect Director Betsy S. Atkins For For Mgmt1.4 Elect Director David G. DeWalt For For Mgmt1.5 Elect Director John A. Kelley, Jr. For For Mgmt1.6 Elect Director D. Scott Mercer For For Mgmt1.7 Elect Director William A. Owens For For Mgmt1.8 Elect Director Kevin T. Parker For For Mgmt2 Amend Omnibus Stock Plan For Against Mgmt3 Ratify Auditors RiskMetrics Group, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 27-May-10 USA 767735103 Ticker: RISK Special 26-Apr-10 CUSIP: 767735103 ISIN: US7677351030 SEDOL: B2NXYQ3 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Merger Agreement For Abstain Mgmt2 Adjourn Meeting HSBC Holdings plc Meeting Date Country Primary Security ID Meeting Type For Record Date Abstain 28-May-10 United Kingdom G4634U169 Ticker: N/A Annual 27-May-10 Page 156 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3a Re-elect Rona Fairhead as Director Mgmt For For 3b Re-elect Michael Geoghegan as Director Mgmt For For 3c Re-elect Stephen Green as Director Mgmt For For 3d Re-elect Gwyn Morgan as Director Mgmt For For 3e Re-elect Nagavara Murthy as Director Mgmt For For 3f Re-elect Simon Robertson as Director Mgmt For For 3g Re-elect John Thornton as Director Mgmt For For 3h Re-elect Sir Brian Williamson as Director Mgmt For For 4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For Remuneration 5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 7 Amend Articles of Association Mgmt For For 8 Approve UK Share Incentive Plan Mgmt For For 9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For Catalyst Health Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 01-Jun-10 USA 14888B103 Annual 05-Apr-10 Ticker: CHSI CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William E. Brock Mgmt For Withhold 1.2 Elect Director Edward S. Civera Mgmt For Withhold 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For First Solar, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 01-Jun-10 USA 336433107 Annual 15-Apr-10 Ticker: FSLR CUSIP: 336433107 ISIN: US3364331070 SEDOL: B1HMF22 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael J. Ahearn Mgmt For For 1.2 Elect Director Robert J. Gillette Mgmt For For 1.3 Elect Director Craig Kennedy Mgmt For For Page 157 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.4 Elect Director James F. Nolan Mgmt For For 1.5 Elect Director William J. Post Mgmt For For 1.6 Elect Director J. Thomas Presby Mgmt For For 1.7 Elect Director Paul H. Stebbins Mgmt For Withhold 1.8 Elect Director Michael Sweeney Mgmt For Withhold 1.9 Elect Director Jose H. Villarreal Mgmt For Withhold 2 Approve Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Isis Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Jun-10 USA 464330109 Annual 06-Apr-10 Ticker: ISIS CUSIP: 464330109 ISIN: US4643301090 SEDOL: 2459785 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stanley T. Crooke Mgmt For For 1.2 Elect Director Joseph Klein, III Mgmt For For 1.3 Elect Director John C. Reed Mgmt For For 2 Amend Non-Employee Director Stock Option Plan Mgmt For For 3 Amend Stock Option Plan Mgmt For Against 4 Ratify Auditors Mgmt For For Molson Coors Brewing Company Meeting Date Country Primary Security ID Meeting Type Record Date 02-Jun-10 USA 60871R209 Annual 05-Apr-10 Ticker: TAP CUSIP: 60871R209 ISIN: US60871R2094 SEDOL: B067BM3 Vote Proponent Mgmt Rec Instruction 1.1 Elect Directors John E. Cleghorn Mgmt For For 1.2 Elect Directors Charles M. Herington Mgmt For For 1.3 Elect Directors David P. O'Brien Mgmt For For Telefonica S.A. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Jun-10 Spain 879382109 Annual 18-May-10 Ticker: N/A CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524 Vote Proponent Mgmt Rec Instruction 1 Approve Individual and Consolidated Financial Statements, Mgmt For For Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 Page 158 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Approve Distribution of Dividend Charged to Unrestricted Mgmt For For Reserves 3 Authorize Repurchase of Shares Mgmt For For 4 Authorize Issuance of Convertible Bonds and Other Debt Mgmt For For Securities Without Preemptive Rights 5 Reelect Auditors for Fiscal Year 2010 Mgmt For For 6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 25490A101 Annual 05-Apr-10 Ticker: DTV CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Neil R. Austrian Mgmt For For 1.2 Elect Director Ralph F. Boyd, Jr. Mgmt For For 1.3 Elect Director Paul A. Gould Mgmt For For 1.4 Elect Director Charles R. Lee Mgmt For For 1.5 Elect Director Peter A. Lund Mgmt For For 1.6 Elect Director Gregory B. Maffei Mgmt For For 1.7 Elect Director John C. Malone Mgmt For For 1.8 Elect Director Nancy S. Newcomb Mgmt For For 1.9 Elect Director Haim Saban Mgmt For For 1.10 Elect Director Michael D. White Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve Executive Incentive Bonus Plan Mgmt For For 5 Stock Retention/Holding Period SH Against Against Gartner, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 366651107 Annual 08-Apr-10 Ticker: IT CUSIP: 366651107 ISIN: US3666511072 SEDOL: 2372763 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael J. Bingle Mgmt For For 1.2 Elect Director Richard J. Bressler Mgmt For For 1.3 Elect Director Karen E. Dykstra Mgmt For For 1.4 Elect Director Russell P. Fradin Mgmt For Withhold 1.5 Elect Director Anne Sutherland Fuchs Mgmt For Withhold 1.6 Elect Director William O. Grabe Mgmt For For Page 159 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.7 Elect Director Eugene A. Hall Mgmt For For 1.8 Elect Director Stephen G. Pagliuca Mgmt For For 1.9 Elect Director James C. Smith Mgmt For For 1.10 Elect Director Jeffrey W. Ubben Mgmt For Withhold 2 Ratify Auditors Mgmt For For Inspire Pharmaceuticals Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 457733103 Annual 06-Apr-10 Ticker: ISPH CUSIP: 457733103 ISIN: US4577331030 SEDOL: 2615695 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director George B. Abercrombie Mgmt For For 1.2 Elect Director Adrian Adams Mgmt For For 1.3 Elect Director Richard S. Kent Mgmt For For 2 Ratify Auditors Mgmt For For 3 Increase Authorized Common Stock Mgmt For For 4 Amend Omnibus Stock Plan Mgmt For Against Las Vegas Sands Corp Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 517834107 Annual 12-Apr-10 Ticker: LVS CUSIP: 517834107 ISIN: US5178341070 SEDOL: B02T2J7 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Sheldon G. Adelson Mgmt For Withhold 1.2 Elect Director Irwin Chafetz Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Prepare Sustainability Report SH Against For 4 Other Business Mgmt For Abstain MarketAxess Holdings Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 57060D108 Annual 06-Apr-10 Ticker: MKTX CUSIP: 57060D108 ISIN: US57060D1081 SEDOL: B03Q9D0 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Richard M. McVey Mgmt For For 1.2 Elect Director Sharon Brown-Hruska Mgmt For For 1.3 Elect Director Roger Burkhardt Mgmt For For 1.4 Elect Director Stephen P. Casper Mgmt For For 1.5 Elect Director David G. Gomach Mgmt For For Page 160 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.6 Elect Director Carlos M. Hernandez Mgmt For For 1.7 Elect Director Ronald M. Hersch Mgmt For For 1.8 Elect Director Jerome S. Markowitz Mgmt For For 1.9 Elect Director T. Kelley Millet Mgmt For For 1.10 Elect Director Nicolas S. Rohatyn Mgmt For For 1.11 Elect Director John Steinhardt Mgmt For For 2 Ratify Auditors Mgmt For For Quest Software, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 74834T103 Annual 19-Apr-10 Ticker: QSFT CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vincent C. Smith Mgmt For For 1.2 Elect Director Raymond J. Lane Mgmt For For 1.3 Elect Director Douglas F. Garn Mgmt For For 1.4 Elect Director Augustine L. Nieto II Mgmt For For 1.5 Elect Director Kevin M. Klausmeyer Mgmt For For 1.6 Elect Director Paul A. Sallaberry Mgmt For For 1.7 Elect Director H. John Dirks Mgmt For For 2 Ratify Auditors Mgmt For For Vanda Pharmaceuticals Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 921659108 Annual 16-Apr-10 Ticker: VNDA CUSIP: 921659108 ISIN: US9216591084 SEDOL: B12W3P6 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Howard H. Pien Mgmt For For 1.2 Elect Director H. Thomas Watkins Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For For 3 Ratify Auditors Mgmt For For ATP Oil & Gas Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 00208J108 Annual 09-Apr-10 Ticker: ATPG CUSIP: 00208J108 ISIN: US00208J1088 SEDOL: 2721581 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director T. Paul Bulmahn Mgmt For Withhold 1.2 Elect Director Robert J. Karow Mgmt For For Page 161 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Gerard J. Swonke Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve Amendments to ATP's Restated Articles of Incorporation Mgmt For For to the Texas Business Organizations Code The Buckle, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 118440106 Annual 26-Mar-10 Ticker: BKE CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Daniel J. Hirschfeld Mgmt For For 1.2 Elect Director Dennis H. Nelson Mgmt For For 1.3 Elect Director Karen B. Rhoads Mgmt For For 1.4 Elect Director James E. Shada Mgmt For For 1.5 Elect Director Robert E. Campbell Mgmt For For 1.6 Elect Director Bill L. Fairfield Mgmt For For 1.7 Elect Director Bruce L. Hoberman Mgmt For For 1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For 1.9 Elect Director Michael E. Huss Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Amend Restricted Stock Plan Mgmt For Against 5 Amend Restricted Stock Plan Mgmt For For Wal-Mart Stores, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 931142103 Annual 08-Apr-10 Ticker: WMT CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921 Vote Proponent Mgmt Rec Instruction 1 Elect Director Aida M. Alvarez Mgmt For For 2 Elect Director James W. Breyer Mgmt For For 3 Elect Director M. Michele Burns Mgmt For For 4 Elect Director James I. Cash, Jr. Mgmt For For 5 Elect Director Roger C. Corbett Mgmt For For 6 Elect Director Douglas N. Daft Mgmt For Against 7 Elect Director Michael T. Duke Mgmt For For 8 Elect Director Gregory B. Penner Mgmt For For 9 Elect Director Steven S. Reinemund Mgmt For For Page 162 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt10 Elect Director H. Lee Scott, Jr. For For Mgmt11 Elect Director Arne M. Sorenson For For Mgmt12 Elect Director Jim C. Walton For For Mgmt13 Elect Director S. Robson Walton For For Mgmt14 Elect Director Christopher J. Williams For For Mgmt15 Elect Director Linda S. Wolf For Against Mgmt16 Ratify Auditors For For Mgmt17 Approve Omnibus Stock Plan For Against Mgmt18 Amend Sharesave Plan For For SH19 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity Against For SH20 Advisory Vote to Ratify Named Executive Officers' Compensation Against For SH21 Report on Political Contributions Against Against SH22 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For SH23 Require Suppliers to Adopt CAK Against Against SH24 Report on Process for Identifying and Prioritizing Public Policy Activities Watsco, Inc. Meeting Date Country Primary Security ID Meeting Type Against Record Date Against 04-Jun-10 USA 942622200 Ticker: WSO Annual 09-Apr-10 CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Robert L. Berner, III Silgan Holdings Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 07-Jun-10 USA 827048109 Ticker: SLGN Annual 16-Apr-10 CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324 Proponent Mgmt Rec Vote Instruction Mgmt1 Amend Stockholder Voting Standard From A Majority Of Shares Outstanding Standard To A Majority Of Votes Cast Standard For For Mgmt2 Increase Authorized Common Stock For For Mgmt3.1 Elect Director R. Philip Silver For For Mgmt3.2 Elect Director William C. Jennings For For Mgmt4 Ratify Auditors Arena Resources, Inc. Meeting Date Country Primary Security ID Meeting Type For Record Date For 08-Jun-10 USA 040049108 Ticker: ARD Special 05-May-10 Page 163 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For Against J.Crew Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 08-Jun-10 USA 46612H402 Annual 09-Apr-10 Ticker: JCG CUSIP: 46612H402 ISIN: US46612H4020 SEDOL: B0T7ZB7 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Heather Resiman Mgmt For For 1.2 Elect Director David House Mgmt For For 1.3 Elect Director Stuart Sloan Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Ratify Auditors Mgmt For For SAP AG Meeting Date Country Primary Security ID Meeting Type Record Date 08-Jun-10 Germany D66992104 Annual 18-May-10 Ticker: N/A CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 0.50 per Mgmt For For Share 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 7 Amend Articles to Reflect Changes in Capital Mgmt For For 8.1 Amend Articles Re: Convocation of General Meeting due to New Mgmt For For German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.2 Amend Articles Re: Registration for General Meeting due to New Mgmt For For German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.3 Amend Articles Re: Electronic Participation in General Meeting Mgmt For For due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.4 Amend Articles Re: Postal and Electronic Voting at General Mgmt For For Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Page 164 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8.5 Amend Articles Re: Proxy Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 8.6 Amend Articles Re: Audio and Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 9.1 Approve Cancellation of Authorized Capital I and Authorized Capital II Mgmt For For 9.2 Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights Mgmt For For 9.3 Approve Creation of EUR 250 Million Pool of Capital without Preemptive Rights Mgmt For For 10 Approve Creation of EUR 30 Million Pool of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan Mgmt For For 11 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 12 Approve Remuneration of Supervisory Board Caterpillar Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: CAT 09-Jun-10 USA 149123101 Annual 12-Apr-10 CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director John T. Dillon Mgmt For For 1.2 Elect Director Juan Gallardo Mgmt For For 1.3 Elect Director William A. Osborn Mgmt For For 1.4 Elect Director Edward B. Rust, Jr. Mgmt For For 1.5 Elect Director Susan C. Schwab Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Declassify the Board of Directors Mgmt For For 5 Reduce Supermajority Vote Requirement Mgmt For For 6 Require Independent Board Chairman SH Against Against 7 Amend Human Rights Policy SH Against For 8 Amend Articles/Bylaws/Charter -- Call Special Meetings France Telecom Meeting Date Country SH Primary Security ID Meeting Type Against Record Date For Ticker: N/A 09-Jun-10 France F4113C103 Annual/Special 04-Jun-10 CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Discharge Directors Mgmt For For Page 165 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Treatment of Losses and Dividends of EUR 1.40 per Share Mgmt For For 4 Approve Transaction with French State Re: Partial Dividend Payment in Shares Mgmt For For 5 Approve Transaction with Claudie Haignere, Bernard Dufau, Didier Lombard, Henri Martre, and Jean Simonin Re: Partial Dividend Payment in Shares Mgmt For For 6 Amend Terms of Transaction with Novalis Re: Corporate Officers Health Insurance Mgmt For For 7 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 8 Elect Stephane Richard as Director Mgmt For Against 9 Elect Marc Maouche as Representative of Employee Shareholders to the Board Mgmt For Against 10 Elect Jean Pierre Borderieux as Representative of Employee Shareholders to the Board Mgmt For Against Extraordinary Business Mgmt 11 Authorize Capital Increase of up to EUR 70 Million to Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement Mgmt For For 12 Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a Liquidity Agreement Mgmt For For 13 Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For 14 Approve Employee Stock Purchase Plan Mgmt For For 15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 16 Authorize Filing of Required Documents/Other Formalities Mgmt For For Omega Healthcare Investors, Inc. Ticker: OHI 09-Jun-10 Meeting Date USA Country 681936100 Primary Security ID Annual Meeting Type Record Date 30-Apr-10 CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Edward Lowenthal Mgmt For For 1.2 Elect Director Stephen D. Plavin Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Charter to Revise Various Provisions Regarding REIT Ownership Limits Mgmt For For 4 Amend Charter to Grant Authority to the Board of Directors to Increase or Decrease Authorized Common and Preferred Stock Mgmt For Against Target Corporation Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: TGT 09-Jun-10 USA 87612E106 Annual 12-Apr-10 Page 166 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 87612E106 ISIN: US87612E1064 SEDOL: 2259101 Vote Proponent Mgmt Rec Instruction 1 Elect Director Calvin Darden Mgmt For For 2 Elect Director Anne M. Mulcahy Mgmt For For 3 Elect Director Stephen W. Sanger Mgmt For For 4 Elect Director Gregg W. Steinhafel Mgmt For For 5 Ratify Auditors Mgmt For For 6 Declassify the Board of Directors Mgmt For For 7 Reduce Supermajority Vote Requirement Mgmt For For 8 Amend Articles of Incorporation Mgmt For For 9 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Amedisys, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 023436108 Annual 15-Apr-10 Ticker: AMED CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William F. Borne Mgmt For For 1.2 Elect Director Ronald A. LaBorde Mgmt For For 1.3 Elect Director Jake L. Netterville Mgmt For For 1.4 Elect Director David R. Pitts Mgmt For For 1.5 Elect Director Peter F. Ricchiuti Mgmt For For 1.6 Elect Director Donald A. Washburn Mgmt For For 2 Ratify Auditors Mgmt For For American Vanguard Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 030371108 Annual 23-Apr-10 Ticker: AVD CUSIP: 030371108 ISIN: US0303711081 SEDOL: 2025711 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lawrence S. Clark Mgmt For For 1.2 Elect Director Alfred F. Ingulli Mgmt For For 1.3 Elect Director John L. Killmer Mgmt For For 1.4 Elect Director Herbert A. Kraft Mgmt For For 1.5 Elect Director John B. Miles Mgmt For For 1.6 Elect Director Carl R. Soderlind Mgmt For For 1.7 Elect Director Irving J. Thau Mgmt For For Page 167 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.8 Elect Director Eric G. Wintemute Mgmt For For 1.9 Elect Director Esmail Zirakparvar Mgmt For For 2 Ratify Auditors Banco Santander S.A. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 10-Jun-10 Spain E19790109 Annual 24-May-10 CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946 Proponent Mgmt Rec Vote Instruction 1 Accept Individual and Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended Dec. 31, 2009 Mgmt For For 2 Approve Allocation of Income Mgmt For For 3.1 Elect Angel Jado Becerro de Bengoa as Director Mgmt For For 3.2 Re-elect Francisco Javier Botin-Sanz de Sautuola y O'Shea as Director Mgmt For For 3.3 Re-elect Isabel Tocino Biscarolasaga as Director Mgmt For For 3.4 Re-elect Fernando de Asua Alvarez as Director Mgmt For For 3.5 Re-elect Alfredo Saenz Abad Mgmt For For 4 Reelect Auditors for Fiscal Year 2010 Mgmt For For 5 Authorize Repurchase of Shares in Accordance With Article 75 of Spanish Company Law; Void Authorization Granted on June 19, 2009 Mgmt For For 6 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 19, 2009 Mgmt For For 7.1 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For 7.2 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For 8 Grant Board Authorization to Issue Convertible and/or Exchangeable Debt Securities without Preemptive Rights Mgmt For For 9.1 Approve Bundled Incentive Plans Linked to Performance Objectives Mgmt For Against 9.2 Approve Savings Plan for Santander UK PLC' Employees and other Companies of Santander Group in the United Kingdom Mgmt For For 10 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For 11 Approve Director Remuneration Policy Report Dollar Thrifty Automotive Group, Inc. 10-Jun-10 Meeting Date USA Country Ticker: DTG Mgmt 256743105 Primary Security ID Annual Meeting Type For Record Date 12-Apr-10 For CUSIP: 256743105 ISIN: US2567431059 SEDOL: 2134208 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Thomas P. Capo Mgmt For For Page 168 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Maryann N. Keller Mgmt For For 1.3 Elect Director Edward C. Lumley Mgmt For For 1.4 Elect Director Richard W. Neu Mgmt For For 1.5 Elect Director John C. Pope Mgmt For For 1.6 Elect Director Scott L. Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For WellCare Health Plans, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 94946T106 Annual 13-Apr-10 Ticker: WCG CUSIP: 94946T106 ISIN: US94946T1060 SEDOL: B01R258 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Charles G. Berg Mgmt For For 1.2 Elect Director Carol J. Burt Mgmt For For 1.3 Elect Director Alec Cunningham Mgmt For For 1.4 Elect Director David J. Gallitano Mgmt For Withhold 1.5 Elect Director D. Robert Graham Mgmt For For 1.6 Elect Director Kevin F. Hickey Mgmt For For 1.7 Elect Director Christian P. Michalik Mgmt For For 1.8 Elect Director Glenn D. Steele, Jr. Mgmt For For 1.9 Elect Director William L. Trubeck Mgmt For For 1.10 Elect Director Paul E. Weaver Mgmt For For 2 Ratify Auditors Mgmt For For 3 Report on Political Contributions SH Against Against EMCOR Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Jun-10 USA 29084Q100 Annual 20-Apr-10 Ticker: EME CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen W. Bershad Mgmt For For 1.2 Elect Director David A.B. Brown Mgmt For For 1.3 Elect Director Larry J. Bump Mgmt For For 1.4 Elect Director Albert Fried, Jr. Mgmt For For 1.5 Elect Director Anthony J. Guzzi Mgmt For For 1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For 1.7 Elect Director David H. Laidley Mgmt For For Page 169 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.8 Elect Director Frank T. MacInnis Mgmt For For 1.9 Elect Director Jerry E. Ryan Mgmt For For 1.10 Elect Director Michael T. Yonker Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Regeneron Pharmaceuticals, Inc. Ticker: REGN 11-Jun-10 Meeting Date USA Country Mgmt 75886F107 Primary Security ID Annual Meeting Type For Record Date 14-Apr-10 For CUSIP: 75886F107 ISIN: US75886F1075 SEDOL: 2730190 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Leonard S. Schleifer Mgmt For For 1.2 Elect Director Eric M. Shooter Mgmt For For 1.3 Elect Director George D. Yancopoulos Mgmt For For 2 Ratify Auditors KBW, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: KBW 14-Jun-10 USA 482423100 Annual 19-Apr-10 CUSIP: 482423100 ISIN: US4824231009 SEDOL: B1GN3K0 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Thomas B. Michaud Mgmt For For 1.2 Elect Director James K. Schmidt Mgmt For For 2 Ratify Auditors Informatica Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: INFA 15-Jun-10 USA 45666Q102 Annual 22-Apr-10 CUSIP: 45666Q102 ISIN: US45666Q1022 SEDOL: 2412067 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Mark Garrett Mgmt For For 1.2 Elect Director Gerald Held Mgmt For For 1.3 Elect Director Charles J. Robel Mgmt For For 2 Ratify Auditors Ameristar Casinos, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: ASCA 16-Jun-10 USA 03070Q101 Annual 03-May-10 CUSIP: 03070Q101 ISIN: US03070Q1013 SEDOL: 2041717 Page 170 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Carl Brooks Mgmt For For 1.2 Elect Director Gordon R. Kanofsky Mgmt For Withhold 1.3 Elect Director J. William Richardson Mgmt For For 2 Ratify Auditors Mgmt For For Encore Capital Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 292554102 Annual 19-Apr-10 Ticker: ECPG CUSIP: 292554102 ISIN: US2925541029 SEDOL: 2443078 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director J. Brandon Black Mgmt For For 1.2 Elect Director Timothy J. Hanford Mgmt For For 1.3 Elect Director George Lund Mgmt For For 1.4 Elect Director Richard A. Mandell Mgmt For For 1.5 Elect Director Willem Mesdag Mgmt For For 1.6 Elect Director John J. Oros Mgmt For For 1.7 Elect Director J. Christopher Teets Mgmt For For 1.8 Elect Director H Ronald Weissman Mgmt For For 1.9 Elect Director Warren Wilcox Mgmt For For 2 Ratify Auditors Mgmt For For Genzyme Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 372917104 Proxy Contest 09-Apr-10 Ticker: GENZ CUSIP: 372917104 ISIN: US3729171047 SEDOL: 2367598 Vote Proponent Mgmt Rec Instruction Management Proxy (White Card) Mgmt 1.1 Elect Director Douglas A. Berthiaume Mgmt For For 1.2 Elect Director Robert J. Bertolini Mgmt For For 1.3 Elect Director Gail K. Boudreaux Mgmt For For 1.4 Elect Director Robert J. Carpenter Mgmt For For 1.5 Elect Director Charles L. Cooney Mgmt For For 1.6 Elect Director Victor J. Dzau Mgmt For For 1.7 Elect Director Connie Mack, III Mgmt For For 1.8 Elect Director Richard F. Syron Mgmt For For 1.9 Elect Director Henri A. Termeer Mgmt For For 1.10 Elect Director Ralph V. Whitworth Mgmt For For Page 171 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Amend Omnibus Stock Plan Mgmt For Against 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For 4 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 5 Provide Right to Call Special Meeting Mgmt For For 6 Ratify Auditors Mgmt For For Dissident Proxy (Gold Card) Mgmt 1.1 Elect Director Steven Burakoff SH For Do Not Vote 1.2 Elect Director Alexander J. Denner SH For Do Not Vote 1.3 Elect Director Carl C. Icahn SH For Do Not Vote 1.4 Elect Director Richard Mulligan SH For Do Not Vote 1.5 Management Nominee - Douglas A. Berthiaume SH For Do Not Vote 1.6 Management Nominee - Robert J. Bertolini SH For Do Not Vote 1.7 Management Nominee - Gail K. Boudreaux SH For Do Not Vote 1.8 Management Nominee - Robert J. Carpenter SH For Do Not Vote 1.9 Management Nominee - Victor J. Dzau SH For Do Not Vote 1.10 Management Nominee - Ralph V. Whitworth SH For Do Not Vote 2 Amend Omnibus Stock Plan Mgmt For Do Not Vote 3 Amend Qualified Employee Stock Purchase Plan Mgmt For Do Not Vote 4 Amend Non-Employee Director Omnibus Stock Plan Mgmt Against Do Not Vote 5 Provide Right to Call Special Meeting Mgmt For Do Not Vote 6 Ratify Auditors Mgmt For Do Not Vote The Men's Wearhouse, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 587118100 Annual 19-Apr-10 Ticker: MW CUSIP: 587118100 ISIN: US5871181005 SEDOL: 2576327 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director George Zimmer Mgmt For For 1.2 Elect Director David H. Edwab Mgmt For For 1.3 Elect Director Rinaldo S. Brutoco Mgmt For For 1.4 Elect Director Michael L. Ray Mgmt For For 1.5 Elect Director Sheldon I. Stein Mgmt For For 1.6 Elect Director Deepak Chopra Mgmt For For 1.7 Elect Director William B. Sechrest Mgmt For For 1.8 Elect Director Larry R. Katzen Mgmt For For 2 Ratify Auditors Mgmt For For Page 172 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 ZymoGenetics, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 17-Jun-10 USA 98985T109 Annual 09-Apr-10 Ticker: ZGEN CUSIP: 98985T109 ISIN: US98985T1097 SEDOL: 2807168 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Bruce L.A. Carter Mgmt For For 1.2 Elect Director James A. Harper Mgmt For For 1.3 Elect Director Edward E. Penhoet Mgmt For For 1.4 Elect Director A. Bruce Montgomery Mgmt For For 1.5 Elect Director Lars F. Jorgensen Mgmt For For 2 Ratify Auditors Mgmt For For NTT DoCoMo Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Jun-10 Japan J59399105 Annual 31-Mar-10 Ticker: 9437 CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 2600 Mgmt For For 2 Amend Articles to Amend Business Lines - Change Company Mgmt For For Name 3.1 Elect Director Ryuuji Yamada Mgmt For Against 3.2 Elect Director Kiyoyuki Tsujimura Mgmt For For 3.3 Elect Director Masatoshi Suzuki Mgmt For For 3.4 Elect Director Hiroshi Matsui Mgmt For For 3.5 Elect Director Bunya Kumagai Mgmt For For 3.6 Elect Director Kazuto Tsubouchi Mgmt For For 3.7 Elect Director Kaoru Katou Mgmt For For 3.8 Elect Director Mitsunobu Komori Mgmt For For 3.9 Elect Director Akio Oshima Mgmt For For 3.10 Elect Director Fumio Iwasaki Mgmt For For 3.11 Elect Director Takashi Tanaka Mgmt For For 3.12 Elect Director Katsuhiro Nakamura Mgmt For For 3.13 Elect Director Hiroshi Tsujigami Mgmt For For Sony Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Jun-10 Japan J76379106 Annual 31-Mar-10 Ticker: 6758 CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506 Page 173 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Howard Stringer Mgmt For For 1.2 Elect Director Ryouji Chuubachi Mgmt For For 1.3 Elect Director Youtarou Kobayashi Mgmt For For 1.4 Elect Director Yoshiaki Yamauchi Mgmt For For 1.5 Elect Director Peter Bonfield Mgmt For For 1.6 Elect Director Fujio Chou Mgmt For For 1.7 Elect Director Ryuuji Yasuda Mgmt For For 1.8 Elect Director Yukako Uchinaga Mgmt For For 1.9 Elect Director Mitsuaki Yahagi Mgmt For For 1.10 Elect Director Tsun-Yang Hsieh Mgmt For For 1.11 Elect Director Roland A. Hernandez Mgmt For For 1.12 Elect Director Kanemitsu Anraku Mgmt For For 1.13 Elect Director Yorihiko Kojima Mgmt For For 1.14 Elect Director Osamu Nagayama Mgmt For For 2 Approve Stock Option Plan Mgmt For For East Japan Railway Co Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J1257M109 Annual 31-Mar-10 Ticker: 9020 CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For 2 Amend Articles to Indemnify Directors and Statutory Auditors Mgmt For For 3.1 Elect Director Mutsutake Otsuka Mgmt For For 3.2 Elect Director Yoshio Ishida Mgmt For For 3.3 Elect Director Satoshi Seino Mgmt For For 3.4 Elect Director Tetsuro Tomita Mgmt For For 3.5 Elect Director Masaki Ogata Mgmt For For 3.6 Elect Director Yoshiaki Arai Mgmt For For 3.7 Elect Director Tsugio Sekiji Mgmt For For 3.8 Elect Director Yoichi Minami Mgmt For For 3.9 Elect Director Toru Owada Mgmt For For 3.10 Elect Director Yuji Fukasawa Mgmt For For 3.11 Elect Director Yasuo Hayashi Mgmt For For 3.12 Elect Director Shigeru Tanabe Mgmt For For 3.13 Elect Director Shinichiro Kamada Mgmt For For 3.14 Elect Director Yoshitaka Taura Mgmt For For Page 174 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3.15 Elect Director Naomichi Yagishita Mgmt For For 3.16 Elect Director Naoto Miyashita Mgmt For For 3.17 Elect Director Yuji Morimoto Mgmt For For 3.18 Elect Director Osamu Kawanobe Mgmt For For 3.19 Elect Director Toshiro Ichinose Mgmt For For 3.20 Elect Director Masayuki Satomi Mgmt For For 3.21 Elect Director Kimio Shimizu Mgmt For For 3.22 Elect Director Tsukasa Haraguchi Mgmt For For 3.23 Elect Director Tadami Tsuchiya Mgmt For For 3.24 Elect Director Yasuyoshi Umehara Mgmt For For 3.25 Elect Director Takeshi Sasaki Mgmt For For 3.26 Elect Director Tomokazu Hamaguchi Mgmt For For 4 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For Auditors 5 Amend Articles to Require Disclosure of Individual Director SH Against For Compensation Levels 6 Amend Articles to Require Reporting to Shareholders of Advisor SH Against Against Appointments and Pay 7.1 Remove Director Mutsutake Otsuka from Office SH Against Against 7.2 Remove Director Satoshi Seino from Office SH Against Against 7.3 Remove Director Masaki Ogata from Office SH Against Against 7.4 Remove Director Toru Owada from Office SH Against Against 7.5 Remove Director Yuji Fukasawa from Office SH Against Against 7.6 Remove Director Yasuo Hayashi from Office SH Against Against 7.7 Remove Director Yuji Morimoto from Office SH Against Against 8.1 Appoint Shareholder Nominee Hisayoshi Serizawa to the Board SH Against Against 8.2 Appoint Shareholder Nominee Fusao Shimoyama to the Board SH Against Against 8.3 Appoint Shareholder Nominee Makoto Sataka to the Board SH Against Against 8.4 Appoint Shareholder Nominee Hisakatsu Nihei to the Board SH Against Against 8.5 Appoint Shareholder Nominee Yoshinori Takahashi to the Board SH Against Against 9 Cut Board Compensation by 20 Percent SH Against Against 10 Approve Alternate Income Allocation to Establish Reserve for SH Against Against Reemployment of Former JNR Employees 11 Approve Alternate Income Allocation to Establish Reserve for SH Against Against Retention of Local Rail Lines 12 Approve Alternate Income Allocation to Establish "Reserve for SH Against Against Safety Personnel" to Reduce Suicides Mitsui & Co. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J44690139 Annual 31-Mar-10 Ticker: 8031 Page 175 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 11 Mgmt For For 2.1 Elect Director Shoei Utsuda Mgmt For For 2.2 Elect Director Masami Iijima Mgmt For For 2.3 Elect Director Ken Abe Mgmt For For 2.4 Elect Director Junichi Matsumoto Mgmt For For 2.5 Elect Director Seiichi Tanaka Mgmt For For 2.6 Elect Director Norinao Iio Mgmt For For 2.7 Elect Director Takao Omae Mgmt For For 2.8 Elect Director Masayoshi Komai Mgmt For For 2.9 Elect Director Daisuke Saiga Mgmt For For 2.10 Elect Director Nobuko Matsubara Mgmt For For 2.11 Elect Director Ikujiro Nonaka Mgmt For For 2.12 Elect Director Hiroshi Hirabayashi Mgmt For For 2.13 Elect Director Toshiro Muto Mgmt For For 3 Appoint Statutory Auditor Naoto Nakamura Mgmt For For Nissan Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J57160129 Annual 31-Mar-10 Ticker: 7201 CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860 Vote Proponent Mgmt Rec Instruction 1.1 Appoint Statutory Auditor Toshiyuki Nakamura Mgmt For For 1.2 Appoint Statutory Auditor Mikio Nakura Mgmt For Against 2 Approve Stock Option Plan Mgmt For For 3 Approve Stock Appreciation Rights Plan for Directors Mgmt For For Honda Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J22302111 Annual 31-Mar-10 Ticker: 7267 CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 12 Mgmt For For 2.1 Elect Director Takanobu Itou Mgmt For For 2.2 Elect Director Kouichi Kondou Mgmt For For 2.3 Elect Director Shigeru Takagi Mgmt For For Page 176 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.4 Elect Director Akio Hamada Mgmt For For 2.5 Elect Director Tetsuo Iwamura Mgmt For For 2.6 Elect Director Tatsuhiro Ohyama Mgmt For For 2.7 Elect Director Fumihiko Ike Mgmt For For 2.8 Elect Director Masaya Yamashita Mgmt For For 2.9 Elect Director Kensaku Hougen Mgmt For For 2.10 Elect Director Nobuo Kuroyanagi Mgmt For For 2.11 Elect Director Takeo Fukui Mgmt For For 2.12 Elect Director Hiroshi Kobayashi Mgmt For For 2.13 Elect Director Shou Minekawa Mgmt For For 2.14 Elect Director Takuji Yamada Mgmt For For 2.15 Elect Director Youichi Houjou Mgmt For For 2.16 Elect Director Tsuneo Tanai Mgmt For For 2.17 Elect Director Hiroyuki Yamada Mgmt For For 2.18 Elect Director Tomohiko Kawanabe Mgmt For For 2.19 Elect Director Masahiro Yoshida Mgmt For For 2.20 Elect Director Seiji Kuraishi Mgmt For For 3 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For Auditors Mitsubishi Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J43830116 Annual 31-Mar-10 Ticker: 8058 CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 21 Mgmt For For 2.1 Elect Director Yorihiko Kojima Mgmt For For 2.2 Elect Director Ken Kobayashi Mgmt For For 2.3 Elect Director Ryouichi Ueda Mgmt For For 2.4 Elect Director Masahide Yano Mgmt For For 2.5 Elect Director Hideyuki Nabeshima Mgmt For For 2.6 Elect Director Hideto Nakahara Mgmt For For 2.7 Elect Director Tsuneo Iyobe Mgmt For For 2.8 Elect Director Kiyoshi Fujimura Mgmt For For 2.9 Elect Director Yasuo Nagai Mgmt For For 2.10 Elect Director Mikio Sasaki Mgmt For For 2.11 Elect Director Tamotsu Nomakuchi Mgmt For Against 2.12 Elect Director Kunio Itou Mgmt For For Page 177 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.13 Elect Director Kazuo Tsukuda Mgmt For Against 2.14 Elect Director Ryouzou Katou Mgmt For For 2.15 Elect Director Hidehiro konno Mgmt For For 3 Appoint Statutory Auditor Yukio Ueno Mgmt For For 4 Approve Annual Bonus Payment to Directors Mgmt For For 5 Set Amounts for Retirement Bonus Reserve Funds for Directors Mgmt For For 6 Approve Deep Discount Stock Option Plan and Adjustment to Mgmt For Against Aggregate Compensation Ceiling for Directors Smith Micro Software, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 USA 832154108 Annual 26-Apr-10 Ticker: SMSI CUSIP: 832154108 ISIN: US8321541083 SEDOL: 2829861 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel Gulko Mgmt For For 2 Approve Qualified Employee Stock Purchase Plan Mgmt For For 3 Ratify Auditors Mgmt For For 4 Other Business Mgmt For Abstain Toyota Motor Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J92676113 Annual 31-Mar-10 Ticker: 7203 CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 25 Mgmt For For 2.1 Elect Director Fujio Cho Mgmt For For 2.2 Elect Director Katsuaki Watanabe Mgmt For For 2.3 Elect Director Kazuo Okamoto Mgmt For For 2.4 Elect Director Akio Toyoda Mgmt For For 2.5 Elect Director Takeshi Uchiyamada Mgmt For For 2.6 Elect Director Yukitoshi Funo Mgmt For For 2.7 Elect Director Atsushi Niimi Mgmt For For 2.8 Elect Director Shinichi Sasaki Mgmt For For 2.9 Elect Director Yoichiro Ichimaru Mgmt For For 2.10 Elect Director Satoshi Ozawa Mgmt For For 2.11 Elect Director Akira Okabe Mgmt For For 2.12 Elect Director Shinzou Kobuki Mgmt For For 2.13 Elect Director Akira Sasaki Mgmt For For Page 178 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.14 Elect Director Mamoru Furuhashi Mgmt For For 2.15 Elect Director Iwao Nihashi Mgmt For For 2.16 Elect Director Tadashi Yamashina Mgmt For For 2.17 Elect Director Takahiko Ijichi Mgmt For For 2.18 Elect Director Tetsuo Agata Mgmt For For 2.19 Elect Director Masamoto Maekawa Mgmt For For 2.20 Elect Director Yasumori Ihara Mgmt For For 2.21 Elect Director Takahiro Iwase Mgmt For For 2.22 Elect Director Yoshimasa Ishii Mgmt For For 2.23 Elect Director Takeshi Shirane Mgmt For For 2.24 Elect Director Yoshimi Inaba Mgmt For For 2.25 Elect Director Nampachi Hayashi Mgmt For For 2.26 Elect Director Nobuyori Kodaira Mgmt For For 2.27 Elect Director Mitsuhisa Kato Mgmt For For 3.1 Appoint Statutory Auditor Masaki Nakatsugawa Mgmt For For 3.2 Appoint Statutory Auditor Yoichi Morishita Mgmt For Against 3.3 Appoint Statutory Auditor Akishige Okada Mgmt For Against 4 Approve Stock Option Plan Mgmt For For Vicor Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 USA 925815102 Annual 30-Apr-10 Ticker: VICR CUSIP: 925815102 ISIN: US9258151029 SEDOL: 2930774 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel J. Anderson Mgmt For Withhold 1.2 Elect Director Estia J. Eichten Mgmt For For 1.3 Elect Director Barry Kelleher Mgmt For Withhold 1.4 Elect Director David T. Riddiford Mgmt For For 1.5 Elect Director James A. Simms Mgmt For Withhold 1.6 Elect Director Claudio Tuozzolo Mgmt For Withhold 1.7 Elect Director Patrizio Vinciarelli Mgmt For Withhold 1.8 Elect Director Jason L. Carlson Mgmt For For 1.9 Elect Director Liam K. Griffin Mgmt For For Yahoo! Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 USA 984332106 Annual 27-Apr-10 Ticker: YHOO CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539 Vote Proponent Mgmt Rec Instruction Page 179 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Elect Director Carol Bartz Mgmt For For 2 Elect Director Roy J. Bostock Mgmt For For 3 Elect Director Pati S. Hart Mgmt For For 4 Elect Director Eric Hippeau Mgmt For For 5 Elect Director Susan M. James Mgmt For For 6 Elect Director Vyomesh Joshi Mgmt For For 7 Elect Director Arthur H. Kern Mgmt For For 8 Elect Director Brad D. Smith Mgmt For For 9 Elect Director Gary L. Wilson Mgmt For For 10 Elect Director Jerry Yang Mgmt For For 11 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 12 Ratify Auditors Mgmt For For 13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Kforce Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 USA 493732101 Annual 22-Apr-10 Ticker: KFRC CUSIP: 493732101 ISIN: US4937321010 SEDOL: 2746982 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Elaine D. Rosen Mgmt For For 1.2 Elect Director Ralph E. Struzziero Mgmt For For 1.3 Elect Director Howard W. Sutter Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Approve Qualified Employee Stock Purchase Plan Mgmt For For Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 USA 696643105 Special 24-May-10 Ticker: PALM CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Panasonic Corp Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J6354Y104 Annual 31-Mar-10 Ticker: 6752 CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707 Page 180 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kunio Nakamura Mgmt For For 1.2 Elect Director Masayuki Matsushita Mgmt For For 1.3 Elect Director Fumio Ohtsubo Mgmt For For 1.4 Elect Director Toshihiro Sakamoto Mgmt For For 1.5 Elect Director Takahiro Mori Mgmt For For 1.6 Elect Director Yasuo Katsura Mgmt For For 1.7 Elect Director Hitoshi Ohtsuki Mgmt For For 1.8 Elect Director Ken Morita Mgmt For For 1.9 Elect Director Ikusaburou Kashima Mgmt For For 1.10 Elect Director Junji Nomura Mgmt For For 1.11 Elect Director Kazunori Takami Mgmt For For 1.12 Elect Director Makoto Uenoyama Mgmt For For 1.13 Elect Director Masatoshi Harada Mgmt For For 1.14 Elect Director Ikuo Uno Mgmt For Against 1.15 Elect Director Masayuki Oku Mgmt For Against 1.16 Elect Director Masashi Makino Mgmt For For 1.17 Elect Director Masaharu Matsushita Mgmt For For 1.18 Elect Director Yoshihiko Yamada Mgmt For For 1.19 Elect Director Takashi Toyama Mgmt For For 2 Appoint Statutory Auditor Hiroyuki Takahashi Mgmt For For Takeda Pharmaceutical Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J8129E108 Annual 31-Mar-10 Ticker: 4502 CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For 2.1 Elect Director Yasuchika Hasegawa Mgmt For For 2.2 Elect Director Makoto Yamaoka Mgmt For For 2.3 Elect Director Toyoji Yoshida Mgmt For For 2.4 Elect Director Yasuhiko Yamanaka Mgmt For For 2.5 Elect Director Shigenori Ohkawa Mgmt For For 3 Approve Annual Bonus Payment to Directors Mgmt For For Tokyo Electric Power Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J86914108 Annual 31-Mar-10 Ticker: 9501 CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404 Page 181 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For 2.1 Elect Director Zengo Aizawa Mgmt For For 2.2 Elect Director Yasushi Aoyama Mgmt For For 2.3 Elect Director Takao Arai Mgmt For For 2.4 Elect Director Tsunehisa Katsumata Mgmt For For 2.5 Elect Director Shigeru Kimura Mgmt For For 2.6 Elect Director Akio Komori Mgmt For For 2.7 Elect Director Masataka Shimizu Mgmt For For 2.8 Elect Director Hiroaki Takatsu Mgmt For For 2.9 Elect Director Masaru Takei Mgmt For For 2.10 Elect Director Norio Tsuzumi Mgmt For For 2.11 Elect Director Yoshihiro Naitou Mgmt For For 2.12 Elect Director Toshio Nishizawa Mgmt For For 2.13 Elect Director Naomi Hirose Mgmt For For 2.14 Elect Director Takashi Fujimoto Mgmt For For 2.15 Elect Director Makio Fujiwara Mgmt For For 2.16 Elect Director Fumiaki Miyamoto Mgmt For For 2.17 Elect Director Sakae Mutou Mgmt For For 2.18 Elect Director Tomijirou Morita Mgmt For For 2.19 Elect Director Hiroshi Yamaguchi Mgmt For For 2.20 Elect Director Masao Yamazaki Mgmt For For 3.1 Appoint Statutory Auditor Kazuko Oya Mgmt For For 3.2 Appoint Statutory Auditor Takashi Karasaki Mgmt For For 4 Approve Alternate Income Allocation Proposal with Higher SH Against Against Dividend 5 Amend Articles to Create Committee to Study How to Dispose of SH Against Against Nuclear Waste Based on Survey of Consumers, Board "Must Strive to Implement Recommendations" 6 Amend Articles to Require End of Cooperation in Fast Breeder SH Against Against Reactor Project 7 Amend Articles to Add Smart Grid (Time-Variable Pricing) SH Against Against Operations to Favor Use of Non-Nuclear Power 8 Amend Articles to Require Director Compensation Disclosure SH Against For Fanuc Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J13440102 Annual 31-Mar-10 Ticker: 6954 CUSIP: J13440102 ISIN: JP3802400006 SEDOL: 6356934 Vote Proponent Mgmt Rec Instruction Page 182 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Approve Allocation of Income, with a Final Dividend of JPY 43.14 Mgmt For For 2.1 Elect Director Yoshiharu Inaba Mgmt For For 2.2 Elect Director Hiroyuki Uchida Mgmt For For 2.3 Elect Director Hideo Kojima Mgmt For For 2.4 Elect Director Yoshihiro Gonda Mgmt For For 2.5 Elect Director Kenji Yamaguchi Mgmt For For 2.6 Elect Director Mitsuo Kurakake Mgmt For For 2.7 Elect Director Hidehiro Miyajima Mgmt For For 2.8 Elect Director Hiroshi Noda Mgmt For For 2.9 Elect Director Hiroshi Araki Mgmt For For 2.10 Elect Director Shunsuke Matsubara Mgmt For For 2.11 Elect Director Richard E. Schneider Mgmt For For 2.12 Elect Director Hajimu Kishi Mgmt For For 2.13 Elect Director Takayuki Ito Mgmt For For 2.14 Elect Director Mineko Yamasaki Mgmt For For Mitsubishi UFJ Financial Group Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J44497105 Annual 31-Mar-10 Ticker: 8306 CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For 2.1 Elect Director Takamune Okihara Mgmt For For 2.2 Elect Director Kinya Okauchi Mgmt For For 2.3 Elect Director Katsunori Nagayasu Mgmt For For 2.4 Elect Director Kyouta Ohmori Mgmt For For 2.5 Elect Director Hiroshi Saitou Mgmt For For 2.6 Elect Director Nobushige Kamei Mgmt For For 2.7 Elect Director Masao Hasegawa Mgmt For For 2.8 Elect Director Fumiyuki Akikusa Mgmt For For 2.9 Elect Director Kazuo Takeuchi Mgmt For For 2.10 Elect Director Nobuyuki Hirano Mgmt For For 2.11 Elect Director Shunsuke Teraoka Mgmt For For 2.12 Elect Director Kaoru Wachi Mgmt For For 2.13 Elect Director Takashi Oyamada Mgmt For For 2.14 Elect Director Ryuuji Araki Mgmt For For 2.15 Elect Director Kazuhiro Watanabe Mgmt For For Page 183 of 185 TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.16 Elect Director Takuma Ohtoshi Nintendo Co. Ltd. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: 7974 29-Jun-10 Japan J51699106 Annual 31-Mar-10 CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550 Proponent Mgmt Rec Vote Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 660 Mgmt For For 2.1 Elect Director Satoru Iwata Mgmt For For 2.2 Elect Director Yoshihiro Mori Mgmt For For 2.3 Elect Director Shinji Hatano Mgmt For For 2.4 Elect Director Genyou Takeda Mgmt For For 2.5 Elect Director Shigeru Miyamoto Mgmt For For 2.6 Elect Director Nobuo Nagai Mgmt For For 2.7 Elect Director Masaharu Matsumoto Mgmt For For 2.8 Elect Director Eiichi Suzuki Mgmt For For 2.9 Elect Director Kazuo Kawahara Mgmt For For 2.10 Elect Director Tatsumi Kimishima Mgmt For For 2.11 Elect Director Kaoru Takemura Mgmt For For 3 Appoint Statutory Auditor Katashi Ozaki Nordic American Tanker Shipping Ltd. 29-Jun-10 Meeting Date Ticker: N/A Bermuda Country Mgmt G65773106 Primary Security ID Annual Meeting Type For Record Date 26-May-10 For CUSIP: G65773106 ISIN: BMG657731060 SEDOL: B16FN84 Proponent Mgmt Rec Vote Instruction 1.1 Elect Herbjorn Hansson as Director Mgmt For Withhold 1.2 Elect Sir David Gibbons as Director Mgmt For For 1.3 Elect Andreas Ove Ugland as Director Mgmt For For 1.4 Elect Jim Kelly as Director as Director Mgmt For For 1.5 Elect Jan Erik Langangen as Director Mgmt For For 1.6 Elect Paul J. Hopkins as Director Mgmt For For 1.7 Elect Richard H. K. Vietor as Director Mgmt For For Page 184 of 185 2 Ratify Deloitte AS as Auditors Mgmt For For 3 Approve Reduction in Share Capital by $136.4 Million Mgmt For For 4 Receive Financial Statements and Statutory Reports Mgmt (Non-Voting) Transact Other Business (Non-Voting) Mgmt TDX Independence 2040 Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Shin-Etsu Chemical Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J72810120 Ticker: 4063 Annual 31-Mar-10 CUSIP: J72810120 ISIN: JP3371200001 SEDOL: 6804585 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 50 For For Mgmt2.1 Elect Director Chihiro Kanagawa For For Mgmt2.2 Elect Director Shunzo Mori For For Mgmt2.3 Elect Director Fumio Akiya For For Mgmt2.4 Elect Director Kiichi Habata For For Mgmt2.5 Elect Director Masashi Kaneko For For Mgmt2.6 Elect Director Fumio Arai For For Mgmt2.7 Elect Director Masahiko Todoroki For For Mgmt2.8 Elect Director Toshiya Akimoto For For Mgmt2.9 Elect Director Hiroshi Komiyama For For Mgmt3 Appoint Statutory Auditor Yoshihito Kosaka For For Mgmt4 Approve Stock Option Plan For For Mgmt5 Approve Takeover Defense Plan (Poison Pill) SUMITOMO MITSUI FINANCIAL GROUP INC. 29-Jun-10 Meeting Date Japan Country J7771X109 Primary Security ID Ticker: 8316 Annual Meeting Type For Record Date 31-Mar-10 Against CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares For For Mgmt2 Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation For For Mgmt3.1 Elect Director Teisuke Kitayama For For Mgmt3.2 Elect Director Wataru Ohara For For Mgmt3.3 Elect Director Hideo Shimada For For Mgmt3.4 Elect Director Junsuke Fujii For For Mgmt3.5 Elect Director Koichi Miyata For For Mgmt3.6 Elect Director Yoshinori Yokoyama For For Mgmt4 Approve Retirement Bonus Payment for Director For For Mgmt5 Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan For For Page 185 of 185
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
July 1, 2009 – August 2, 2009
Account | Cust Bank Acct Nbr | Client Account Nbr | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting Type | Ballot Shares | Seq Number | Ballot Item Number | MorS | Category | ItemDesc | ISS Rec Vote | Mgt Rec Vote | Policy Vote Rec | Vote Cast | ||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 190 | 1 | 1.1 | M | Directors Related | Elect Director Rick L. Wessel | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 190 | 2 | 1.2 | M | Directors Related | Elect Director Richard T. Burke | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | First Cash Financial Services, Inc | FCFS | 31942D107 | USA | 07/22/09 | 05/26/09 | Annual | 190 | 3 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 199 | 1 | 1.1 | M | Directors Related | Elect Director Alfred J. Amoroso | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 199 | 2 | 1.2 | M | Directors Related | Elect Director Andrew K. Ludwick | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 199 | 3 | 1.3 | M | Directors Related | Elect Director Alan L. Earhart | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 199 | 4 | 1.4 | M | Directors Related | Elect Director Robert J. Majteles | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 199 | 5 | 1.5 | M | Directors Related | Elect Director James E. Meyer | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 199 | 6 | 1.6 | M | Directors Related | Elect Director James P. O’Shaughnessy | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 199 | 7 | 1.7 | M | Directors Related | Elect Director Ruthann Quindlen | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 199 | 8 | 2 | M | Routine/Business | Change Company Name | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Rovi Corp | ROVI | 55611C108 | USA | 07/15/09 | 05/18/09 | Annual | 199 | 9 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 30 | 1 | 1.1 | M | Directors Related | Elect Director Donald W. Burton | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 30 | 2 | 1.2 | M | Directors Related | Elect Director Graeme W. Henderson | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 30 | 3 | 1.3 | M | Directors Related | Elect Director Samuel B. Ligon | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 30 | 4 | 1.4 | M | Directors Related | Elect Director Gary L. Martin | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 30 | 5 | 1.5 | M | Directors Related | Elect Director John H. Wilson | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 30 | 6 | 2 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | For | For | Against | Against | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Capital Southwest Corp. | CSWC | 140501107 | USA | 07/20/09 | 05/29/09 | Annual | 30 | 7 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1098 | 1 | 1.1 | M | Directors Related | Elect Director William J. Abbott | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1098 | 2 | 1.2 | M | Directors Related | Elect Director Dwight C. Arn | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1098 | 3 | 1.3 | M | Directors Related | Elect Director Robert C. Bloss | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1098 | 4 | 1.4 | M | Directors Related | Elect Director William Cella | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1098 | 5 | 1.5 | M | Directors Related | Elect Director Glenn Curtis | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1098 | 6 | 1.6 | M | Directors Related | Elect Director Steve Doyal | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1098 | 7 | 1.7 | M | Directors Related | Elect Director Brian E. Gardner | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1098 | 8 | 1.8 | M | Directors Related | Elect Director Herbert A. Granath | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1098 | 9 | 1.9 | M | Directors Related | Elect Director Donald J. Hall, Jr. | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1098 | 10 | 1.10 | M | Directors Related | Elect Director Irvine O. Hockaday, Jr. | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1098 | 11 | 1.11 | M | Directors Related | Elect Director A. Drue Jennings | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1098 | 12 | 1.12 | M | Directors Related | Elect Director Peter A. Lund | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1098 | 13 | 1.13 | M | Directors Related | Elect Director Brad R. Moore | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Crown Media Holdings | CRWN | 228411104 | USA | 07/30/09 | 06/02/09 | Annual | 1098 | 14 | 1.14 | M | Directors Related | Elect Director Deanne R. Stedem | Withhold | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 394 | 1 | 1.1 | M | Directors Related | Elect Director Andy D. Bryant | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 394 | 2 | 1.2 | M | Directors Related | Elect Director Wayne A. Budd | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 394 | 3 | 1.3 | M | Directors Related | Elect Director John H. Hammergren | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 394 | 4 | 1.4 | M | Directors Related | Elect Director Alton F. Irby, III | For | For | For | Against | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 394 | 5 | 1.5 | M | Directors Related | Elect Director M. Christine Jacobs | For | For | For | Against | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 394 | 6 | 1.6 | M | Directors Related | Elect Director Marie L. Knowles | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 394 | 7 | 1.7 | M | Directors Related | Elect Director David M. Lawrence | For | For | For | Against | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 394 | 8 | 1.8 | M | Directors Related | Elect Director Edward A. Mueller | For | For | For | Against | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 394 | 9 | 1.9 | M | Directors Related | Elect Director Jane E. Shaw | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 394 | 10 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | Against | Against | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 394 | 11 | 3 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 394 | 12 | 4 | S | SH-Compensation | Stock Retention/Holding Period | For | Against | Refer | Against | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | McKesson Corporation | MCK | 58155Q103 | USA | 07/22/09 | 05/29/09 | Annual | 394 | 13 | 5 | S | SH-Compensation | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | For | Against | Refer | Against | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 297 | 1 | 1.1 | M | Directors Related | Elect Director Ashok Bakhru | For | For | For | For | ||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 297 | 2 | 1.2 | M | Directors Related | Elect Director John J. Hannan | For | For | For | For | ||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 297 | 3 | 1.3 | M | Directors Related | Elect Director James C. Zelter | For | For | For | For | ||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 297 | 4 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | ||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 297 | 5 | 3 | M | Capitalization | Approve Sale of Common Shares Below Net Asset Value | For | For | Refer | For | ||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Apollo Investment Corporation | 03761U106 | USA | 08/05/09 | 06/12/09 | Annual | 297 | 6 | 4 | M | Capitalization | Approve Issuance of Warrants/Convertible Debentures | For | For | Refer | For | ||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 1316 | 1 | 1 | M | Routine/Business | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | For | For | Refer | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 1316 | 2 | 2 | M | Routine/Business | Amend Certificate of Incorporation to Approve Director Amendment | For | For | Refer | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 1316 | 3 | 3 | M | Routine/Business | Amend Certificate of Incorporation to Approve Retirement Amendment | Against | For | Against | Against | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Citigroup Inc. | C | 172967101 | USA | 07/24/09 | 06/16/09 | Written Consent | 1316 | 4 | 4 | M | Capitalization | Increase Authorized Preferred Stock | Against | For | Against | Against | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Alpha Natural Resources, Inc. | ANR | 02076X102 | USA | 07/31/09 | 06/25/09 | Special | 112 | 1 | 1 | M | Reorg. and Mergers | Approve Merger Agreement | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Alpha Natural Resources, Inc. | ANR | 02076X102 | USA | 07/31/09 | 06/25/09 | Special | 112 | 2 | 2 | M | Antitakeover Related | Adjourn Meeting | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | Merck & Co., Inc. | MRK | 589331107 | USA | 08/07/09 | 06/22/09 | Special | 500 | 1 | 1 | M | Reorg. and Mergers | Approve Acquisition | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 416 | 1 | 1 | M | Directors Related | Elect Director W.R. Johnson | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 416 | 2 | 2 | M | Directors Related | Elect Director C.E. Bunch | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 416 | 3 | 3 | M | Directors Related | Elect Director L.S. Coleman, Jr. | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 416 | 4 | 4 | M | Directors Related | Elect Director J.G. Drosdick | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 416 | 5 | 5 | M | Directors Related | Elect Director E.E. Holiday | For | For | Refer | Against | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 416 | 6 | 6 | M | Directors Related | Elect Director C. Kendle | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 416 | 7 | 7 | M | Directors Related | Elect Director D.R. O Hare | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 416 | 8 | 8 | M | Directors Related | Elect Director N. Peltz | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 416 | 9 | 9 | M | Directors Related | Elect Director D.H. Reilley | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 416 | 10 | 10 | M | Directors Related | Elect Director L.C. Swann | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 416 | 11 | 11 | M | Directors Related | Elect Director T.J. Usher | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 416 | 12 | 12 | M | Directors Related | Elect Director M.F. Weinstein | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 416 | 13 | 13 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | H. J. Heinz Co. | HNZ | 423074103 | USA | 08/12/09 | 06/04/09 | Annual | 416 | 14 | 14 | M | Antitakeover Related | Provide Right to Call Special Meeting | For | For | Refer | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 150 | 1 | 1.1 | M | Directors Related | Elect Director V. Gordon Clemons | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 150 | 2 | 1.2 | M | Directors Related | Elect Director Steven J. Hamerslag | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 150 | 3 | 1.3 | M | Directors Related | Elect Director Alan R. Hoops | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 150 | 4 | 1.4 | M | Directors Related | Elect Director R. Judd Jessup | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 150 | 5 | 1.5 | M | Directors Related | Elect Director Jean H. Macino | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 150 | 6 | 1.6 | M | Directors Related | Elect Director Jeffrey J. Michael | Withhold | For | Refer | Withhold | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 000260971 | * | 260971 | CorVel Corp. | CRVL | 221006109 | USA | 08/06/09 | 06/16/09 | Annual | 150 | 7 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 1 | 1 | M | Routine/Business | Accept Financial Statements and Statutory Reports | For | For | For | For | ||||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 2 | 2 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | ||||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 3 | 3 | M | Routine/Business | Approve Final Dividend of 8.39 Pence Per Ordinary Share | For | For | For | For |
Account | Cust Bank Acct Nbr | Client Account Nbr | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting Type | Ballot Shares | Seq Number | Ballot Item Number | MorS | Category | ItemDesc | ISS Rec Vote | Mgt Rec Vote | Policy Vote Rec | Vote Cast | |||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 4 | 4 | M | Directors Related | Re-elect Richard Brasher as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 5 | 5 | M | Directors Related | Re-elect Philip Clarke as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 6 | 6 | M | Directors Related | Re-elect Andrew Higginson as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 7 | 7 | M | Directors Related | Re-elect Charles Allen as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 8 | 8 | M | Directors Related | Re-elect Dr Harald Einsmann as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 9 | 9 | M | Directors Related | Elect Jacqueline Tammenoms Bakker as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 10 | 10 | M | Directors Related | Elect Patrick Cescau as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 11 | 11 | M | Directors Related | Elect Ken Hanna as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 12 | 12 | M | Directors Related | Elect Laurie Mcllwee as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 13 | 13 | M | Routine/Business | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 14 | 14 | M | Routine/Business | Authorise Board to Fix Remuneration of Auditors | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 15 | 15 | M | Capitalization | Approve Increase in Authorised Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 16 | 16 | M | Capitalization | Subject to the Passing of Resolution Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 17 | 17 | M | Capitalization | Subject to the Passing of Resolution Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 18 | 18 | M | Capitalization | Authorise 790,063,358 Ordinary Shares for Market Purchase | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 19 | 19 | M | Routine/Business | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 20 | 20 | M | Non-Salary Comp. | Approve Tesco plc Group Bonus Plan | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 21 | 21 | M | Non-Salary Comp. | Amend Tesco plc 2004 Discretionary Share Option Plan | Against | For | Against | Against | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 22 | 22 | M | Routine/Business | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Tesco plc | G87621101 | United Kingdom | 07/03/09 | Annual | 1193 | 24 | 23 | S | SH-Routine/Business | Resolve that the Directors Allocate a NED to Tesco’s Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco’s UK Meat and Poultry Supply Chain | Against | Against | Against | Against | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 1 | 1 | M | Routine/Business | Accept Financial Statements and Statutory Reports | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 2 | 2 | M | Directors Related | Re-elect Sir John Bond as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 3 | 3 | M | Directors Related | Re-elect John Buchanan as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 4 | 4 | M | Directors Related | Re-elect Vittorio Colao as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 5 | 5 | M | Directors Related | Elect Michel Combes as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 6 | 6 | M | Directors Related | Re-elect Andy Halford as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 7 | 7 | M | Directors Related | Re-elect Alan Jebson as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 8 | 8 | M | Directors Related | Elect Samuel Jonah as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 9 | 9 | M | Directors Related | Re-elect Nick Land as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 10 | 10 | M | Directors Related | Re-elect Anne Lauvergeon as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 11 | 11 | M | Directors Related | Re-elect Simon Murray as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 12 | 12 | M | Directors Related | Elect Stephen Pusey as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 13 | 13 | M | Directors Related | Re-elect Luc Vandevelde as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 14 | 14 | M | Directors Related | Re-elect Anthony Watson as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 15 | 15 | M | Directors Related | Re-elect Philip Yea as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 16 | 16 | M | Routine/Business | Approve Final Dividend of 5.20 Pence Per Ordinary Share | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 17 | 17 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 18 | 18 | M | Routine/Business | Reappoint Deloitte LLP as Auditors of the Company | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 19 | 19 | M | Routine/Business | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 20 | 20 | M | Capitalization | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 21 | 21 | M | Capitalization | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 22 | 22 | M | Capitalization | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 23 | 23 | M | Routine/Business | Adopt New Articles of Association | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Vodafone Group plc | G93882135 | United Kingdom | 07/28/09 | Annual | 13502 | 24 | 24 | M | Routine/Business | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1144 | 1 | 1 | M | Routine/Business | Accept Financial Statements and Statutory Reports | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1144 | 2 | 2 | M | Non-Salary Comp. | Approve Remuneration Report | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1144 | 3 | 3 | M | Routine/Business | Approve Final Dividend of 1.1 Pence Per Ordinary Share | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1144 | 4 | 4 | M | Directors Related | Re-elect Clayton Brendish as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1144 | 5 | 5 | M | Directors Related | Re-elect Phil Hodkinson as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1144 | 6 | 6 | M | Directors Related | Elect Tony Chanmugam as Director | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1144 | 7 | 7 | M | Routine/Business | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1144 | 8 | 8 | M | Routine/Business | Authorise Board to Fix Remuneration of Auditors | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1144 | 9 | 9 | M | Capitalization | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 127,000,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 127,000,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1144 | 10 | 10 | M | Capitalization | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 20,000,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1144 | 11 | 11 | M | Capitalization | Authorise 774,000,000 Ordinary Shares for Market Purchase | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1144 | 12 | 12 | M | Routine/Business | Amend Articles of Association by Deleting the Provisions of the Company’s Memorandum of Association which, Due to Section 28 Companies Act 2006, Would be Treated as Provisions of the Current Articles; Adopt New Articles of Association | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1144 | 13 | 13 | M | Routine/Business | Approve That the Company May Call a General Meeting (But not an AGM) on at least 14 Clear Days’ Notice | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | BT Group plc | G16612106 | United Kingdom | 07/15/09 | Annual | 1144 | 14 | 14 | M | Routine/Business | Authorise British Telecommunications plc to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 75,000 and to Political Organisations Other Than Political Parties up to GBP 25,000 | For | For | For | For | |||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Assicurazioni Generali Spa | T05040109 | Italy | 07/14/09 | 07/09/09 | Special | 138 | 2 | 1 | M | Reorg. and Mergers | Approve Plan of Merger by Absorption of Alleanza Assicurazioni SpA and Toro Assicurazioni SpA and Approve Merger-Related Capital Increase | For | For | For | For | ||||||||||||||||||||
TDAX Independence In-Target ETF Composite | 260971 | 260971 | Barclays plc | G08036124 | United Kingdom | 08/06/09 | Special | 2043 | 1 | 1 | M | Reorg. and Mergers | Approve Disposal by Barclays plc of the Barclays Global Investors Business and Ancillary Arrangements | For | For | For | For |
VOTE SUMMARY REPORT August 3, 2009 - June 30, 2010 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Ipc Holdings Ltd Meeting Date Country Primary Security ID Meeting Type Record Date 04-Sep-09 Bermuda G4933P101 Special 27-Jul-09 Ticker: IPCR CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction 1 Approve Elimination of Supermajority Vote Requirement for Mgmt For For Amalgamations 2 Approve Merger Agreement Mgmt For For 3 Adjourn Meeting Mgmt For For Exar Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 16-Sep-09 USA 300645108 Annual 22-Jul-09 Ticker: EXAR CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Izak Bencuya Mgmt For For 1.2 Elect Director Pierre Guilbault Mgmt For For 1.3 Elect Director Brian Hilton Mgmt For For 1.4 Elect Director Richard L. Leza Mgmt For For 1.5 Elect Director Gary Meyers Mgmt For For 1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For 1.7 Elect Director Pedro P. Rodriquez Mgmt For For 2 Ratify Auditors Mgmt For For Casey's General Stores, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Sep-09 USA 147528103 Annual 24-Jul-09 Ticker: CASY CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Ronald M. Lamb Mgmt For For 1.2 Elect Director Robert J. Myers Mgmt For For 1.3 Elect Director Diane C. Bridgewater Mgmt For For 1.4 Elect Director Johnny Danos Mgmt For For 1.5 Elect Director H. Lynn Horak Mgmt For For 1.6 Elect Director Kenneth H. Haynie Mgmt For For 1.7 Elect Director William C. Kimball Mgmt For For 1.8 Elect Director Jeffrey M. Lamberti Mgmt For For 1.9 Elect Director Richard A. Wilkey Mgmt For For Page 1 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 3com Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Sep-09 USA 885535104 Annual 27-Jul-09 Ticker: COMS CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kathleen A. Cote Mgmt For For 1.2 Elect Director David H.Y. Ho Mgmt For For 1.3 Elect Director Robert Y.L. Mao Mgmt For For 1.4 Elect Director J. Donald Sherman Mgmt For For 1.5 Elect Director Dominique Trempont Mgmt For For 2 Declassify the Board of Directors Mgmt For For 3 Ratify Auditors Mgmt For For Ship Finance International Limited Meeting Date Country Primary Security ID Meeting Type Record Date 25-Sep-09 Bermuda G81075106 Annual 17-Jul-09 Ticker: N/A CUSIP: G81075106 ISIN: BMG810751062 SEDOL: B01G7F0 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For 2 Fix Number of Directors at 8 Mgmt For For 3 Authorize Board to Fill Vacancies Mgmt For For 4 Reelect Paul Leand Jr. as Director Mgmt For For 5 Reelect Kate Blankenship as Director Mgmt For For 6 Reelect Craig H. Stevenson Jr. as Director Mgmt For For 7 Reelect Hans Petter as Director Mgmt For For 8 Reelect Cecilie Fredriksen as Director Mgmt For For 9 Approve Moore Stephens, P.C. as Auditors and Authorize Board Mgmt For For to Fix Their Remuneration 10 Approve Remuneration of Directors Mgmt For For 11 Approve Reduction of Share Premium Account Mgmt For For 12 Transact Other Business (Voting) Mgmt For Abstain Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date 30-Sep-09 USA 696643105 Annual 03-Aug-09 Ticker: PALM CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145 Page 2 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert C. Hagerty Mgmt For For 1.2 Elect Director Jonathan J. Rubinstein Mgmt For For 1.3 Elect Director Paul S. Mountford Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Oracle Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 07-Oct-09 USA 68389X105 Annual 10-Aug-09 Ticker: ORCL CUSIP: 68389X105 ISIN: US68389X1054 SEDOL: 2661568 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jeffrey S. Berg Mgmt For For 1.2 Elect Director H. Raymond Bingham Mgmt For For 1.3 Elect Director Michael J. Boskin Mgmt For For 1.4 Elect Director Safra A. Catz Mgmt For For 1.5 Elect Director Bruce R. Chizen Mgmt For For 1.6 Elect Director George H. Conrades Mgmt For For 1.7 Elect Director Lawrence J. Ellison Mgmt For For 1.8 Elect Director Hector Garcia-Molina Mgmt For For 1.9 Elect Director Jeffrey O. Henley Mgmt For For 1.10 Elect Director Donald L. Lucas Mgmt For For 1.11 Elect Director Charles E. Phillips, Jr. Mgmt For For 1.12 Elect Director Naomi O. Seligman Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For 4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 6 Stock Retention/Holding Period SH Against For MSC.Software Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 09-Oct-09 USA 553531104 Special 27-Aug-09 Ticker: MSCS CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For Page 3 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Adjourn Meeting Mgmt For For Paychex, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-Oct-09 USA 704326107 Annual 14-Aug-09 Ticker: PAYX CUSIP: 704326107 ISIN: US7043261079 SEDOL: 2674458 Vote Proponent Mgmt Rec Instruction 1 Elect Director B. Thomas Golisano Mgmt For For 2 Elect Director David J.S. Flaschen Mgmt For For 3 Elect Director Grant M. Inman Mgmt For For 4 Elect Director Pamela A. Joseph Mgmt For For 5 Elect Director Jonathan J. Judge Mgmt For For 6 Elect Director Joseph M. Tucci Mgmt For For 7 Elect Director Joseph M. Velli Mgmt For For 8 Ratify Auditors Mgmt For For The Procter & Gamble Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-Oct-09 USA 742718109 Annual 14-Aug-09 Ticker: PG CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407 Vote Proponent Mgmt Rec Instruction 1 Elect Director Kenneth I. Chenault Mgmt For For 2 Elect Director Scott D. Cook Mgmt For For 3 Elect Director Rajat K. Gupta Mgmt For For 4 Elect Director A.G. Lafley Mgmt For For 5 Elect Director Charles R. Lee Mgmt For For 6 Elect Director Lynn M. Martin Mgmt For For 7 Elect Director Robert A. McDonald Mgmt For For 8 Elect Director W. James McNerney, Jr. Mgmt For For 9 Elect Director Johnathan A. Rodgers Mgmt For For 10 Elect Director Ralph Snyderman Mgmt For For 11 Elect Director Mary Agnes Wilderotter Mgmt For For 12 Elect Director Patricia A. Woertz Mgmt For For 13 Elect Director Ernesto Zedillo Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Code of Regulations Mgmt For For 16 Approve Omnibus Stock Plan Mgmt For Against 17 Provide for Cumulative Voting SH Against Against Page 4 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 SH18 Advisory Vote to Ratify Named Executive Officers' Compensation Against For Diageo plc Meeting Date Country Primary Security ID Meeting Type Record Date 14-Oct-09 United Kingdom G42089113 Ticker: N/A Annual 12-Oct-09 CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400 Proponent Mgmt Rec Vote Instruction Mgmt1 Accept Financial Statements and Statutory Reports For For Mgmt2 Approve Remuneration Report For For Mgmt3 Approve Final Dividend of 22.2 Pence Per Ordinary Share For For Mgmt4 Re-elect Laurence Danon as Director For For Mgmt5 Re-elect Lord (Clive) Hollick of Notting Hill as Director For For Mgmt6 Re-elect Paul Walsh as Director For For Mgmt7 Elect Peggy Bruzelius as Director For For Mgmt8 Elect Betsy Holden as Director For For Mgmt9 Reappoint KPMG Audit plc as Auditors of the Company For For Mgmt10 Authorise Board to Fix Remuneration of Auditors For For Mgmt11 Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 241,092,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 482,185,000 After Deducting Any Securities Issued Under the General Authority For For Mgmt12 If Resolution 11 is Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,842,000 For For Mgmt13 Authorise 249,964,000 Ordinary Shares for Market Purchase For For Mgmt14 Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, to Make EU Political Donations to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to GBP 200,000 For For Mgmt15 Approve Diageo plc 2009 Discretionary Incentive Plan For For Mgmt16 Approve Diageo plc 2009 Executive Long Term Incentive Plan For For Mgmt17 Approve Diageo plc 2009 International Sharematch Plan For For Mgmt18 Authorise Board to Establish Future Share Plans for the Benefit of Employees Overseas Based on the Diageo plc 2009 Discretionary Incentive Plan, the Diageo plc 2009 Executive Long Term Incentive Plan and the Diageo plc 2009 International Sharematch Plan For For Mgmt19 Approve Diageo plc 2009 Irish Sharesave Scheme For For Mgmt20 Amend Diageo plc Executive Share Option Plan For For Mgmt21 Amend Diageo plc 2008 Senior Executive Share Option Plan For For Mgmt22 Amend Diageo plc Senior Executive Share Option Plan For For Page 5 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt23 Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice For For Mgmt24 Adopt New Articles of Association The Marcus Corp. Meeting Date Country Primary Security ID Meeting Type For Record Date For 14-Oct-09 USA 566330106 Ticker: MCS Annual 06-Aug-09 CUSIP: 566330106 ISIN: US5663301068 SEDOL: 2564827 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Stephen H. Marcus For Withhold Mgmt1.2 Elect Director Diane Marcus Gershowitz For Withhold Mgmt1.3 Elect Director Daniel F. McKeithan, Jr For For Mgmt1.4 Elect Director Allan H. Selig For Withhold Mgmt1.5 Elect Director Timothy E. Hoeksema For For Mgmt1.6 Elect Director Bruce J. Olson For Withhold Mgmt1.7 Elect Director Philip L. Milstein For For Mgmt1.8 Elect Director Bronson J. Haase For For Mgmt1.9 Elect Director James D. Ericson For For Mgmt1.10 Elect Director Gregory S. Marcus Matrix Service Co. Meeting Date Country Primary Security ID Meeting Type For Record Date Withhold 23-Oct-09 USA 576853105 Ticker: MTRX Annual 02-Sep-09 CUSIP: 576853105 ISIN: US5768531056 SEDOL: 2572068 Proponent Mgmt Rec Vote Instruction Mgmt1.1 Elect Director Michael J. Bradley For For Mgmt1.2 Elect Director Michael J. Hall For For Mgmt1.3 Elect Director I. Edgar (Ed) Hendrix For For Mgmt1.4 Elect Director Paul K. Lackey For For Mgmt1.5 Elect Director Tom E. Maxwell For For Mgmt1.6 Elect Director David J. Tippeconnic For For Mgmt2 Ratify Auditors For For Mgmt3 Amend Omnibus Stock Plan BHP Billiton plc Meeting Date Country Primary Security ID Meeting Type For Record Date Against 29-Oct-09 United Kingdom G10877101 Ticker: N/A Annual 27-Oct-09 CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650 Proponent Mgmt Rec Vote Instruction Page 6 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Re-elect Carlos Cordeiro as Director Mgmt For For 3 Re-elect David Crawford as Director Mgmt For For 4 Re-elect Gail de Planque as Director Mgmt For For 5 Re-elect Marius Kloppers as Director Mgmt For For 6 Re-elect Don Argus as Director Mgmt For For 7 Elect Wayne Murdy as Director Mgmt For For 8 Reappoint KPMG Audit plc as Auditors and Authorise the Board Mgmt For For to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked Securities with Mgmt For For Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328 10 Authorise Issue of Equity or Equity-Linked Securities without Mgmt For For Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030 11 Authorise 223,112,120 Ordinary Shares for Market Purchase Mgmt For For 12i Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 30 April 2010 12ii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 17 June 2010 12iii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 15 September 2010 12iv Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For Billiton Ltd on 11 November 2010 13 Approve Remuneration Report Mgmt For For 14 Approve the Grant of Deferred Shares and Options under the Mgmt For For BHP Billiton Ltd Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers Jack Henry & Associates, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Nov-09 USA 426281101 Annual 21-Sep-09 Ticker: JKHY CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jerry D. Hall Mgmt For For 1.2 Elect Director Michael E. Henry Mgmt For For 1.3 Elect Director James J. Ellis Mgmt For For 1.4 Elect Director Craig R. Curry Mgmt For For 1.5 Elect Director Wesley A. Brown Mgmt For For 1.6 Elect Director Matthew C. Flanigan Mgmt For For 1.7 Elect Director Marla K. Shepard Mgmt For For 1.8 Elect Director John F. Prim Mgmt For For 2 Ratify Auditors Mgmt For For Page 7 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Commonwealth Bank Of Australia Meeting Date Country Primary Security ID Meeting Type Record Date 11-Nov-09 Australia Q26915100 Annual 09-Nov-09 Ticker: CBA CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035 Vote Proponent Mgmt Rec Instruction 1 Receive the Financial Statements and Statutory Reports for the Mgmt None None Financial Year Ended June 30, 2009 2(a) Elect S Carolyn Kay as a Director Mgmt For For 2(b) Elect Fergus D Ryan as a Director Mgmt For For 2(c) Elect David J Turner as a Director Mgmt For For 3 Approve the Remuneration Report for the Financial Year Ended Mgmt For For June 30, 2009 4 Approve the Grant of Reward Shares to a Maximum Value of Mgmt For For A$4.49 Million to R J Norris, CEO, Under the Group Leadership Reward Plan of Commonwealth Bank of Australia Solera Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Nov-09 USA 83421A104 Annual 01-Oct-09 Ticker: SLH CUSIP: 83421A104 ISIN: US83421A1043 SEDOL: B1XDZ96 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Tony Aquila Mgmt For For 1.2 Elect Director Arthur F. Kingsbury Mgmt For For 1.3 Elect Director Jerrell W. Shelton Mgmt For For 1.4 Elect Director Kenneth A. Viellieu Mgmt For For 1.5 Elect Director Stuart J. Yarbrough Mgmt For For 2 Ratify Auditors Mgmt For For Cisco Systems, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-Nov-09 USA 17275R102 Annual 14-Sep-09 Ticker: CSCO CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163 Vote Proponent Mgmt Rec Instruction 1 Elect Director Carol A. Bartz Mgmt For For 2 Elect Director M. Michele Burns Mgmt For For 3 Elect Director Michael D. Capellas Mgmt For For 4 Elect Director Larry R. Carter Mgmt For For 5 Elect Director John T. Chambers Mgmt For For 6 Elect Director Brian L. Halla Mgmt For For 7 Elect Director John L. Hennessy Mgmt For For Page 8 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Elect Director Richard M. Kovacevich Mgmt For For 9 Elect Director Roderick C. McGeary Mgmt For For 10 Elect Director Michael K. Powell Mgmt For For 11 Elect Director Arun Sarin Mgmt For For 12 Elect Director Steven M. West Mgmt For For 13 Elect Director Jerry Yang Mgmt For For 14 Amend Omnibus Stock Plan Mgmt For Against 15 Amend Qualified Employee Stock Purchase Plan Mgmt For For 16 Ratify Auditors Mgmt For For 17 Amend Bylaws to Establish a Board Committee on Human Rights SH Against Against 18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 19 Report on Internet Fragmentation SH Against For Ethan Allen Interiors Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 USA 297602104 Annual 21-Sep-09 Ticker: ETH CUSIP: 297602104 ISIN: US2976021046 SEDOL: 2320825 Vote Proponent Mgmt Rec Instruction 1 Elect Director Frank G. Wisner Mgmt For For 2 Ratify Auditors Mgmt For For Lancaster Colony Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 USA 513847103 Annual 18-Sep-09 Ticker: LANC CUSIP: 513847103 ISIN: US5138471033 SEDOL: 2503206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director James B. Bachmann Mgmt For For 1.2 Elect Director Neeli Bendapudi Mgmt For For 1.3 Elect Director John L. Boylan Mgmt For For 2 Ratify Auditors Mgmt For For UniCredit SpA Meeting Date Country Primary Security ID Meeting Type Record Date 16-Nov-09 Italy T95132105 Special 11-Nov-09 Ticker: N/A CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445 Vote Proponent Mgmt Rec Instruction Special Business Mgmt None None Page 9 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Approve EUR 4 Billion Capital Increase with Preemptive Rights to Mgmt For For Holders of Ordinary Shares and Saving Shares Corinthian Colleges, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 17-Nov-09 USA 218868107 Annual 21-Sep-09 Ticker: COCO CUSIP: 218868107 ISIN: US2188681074 SEDOL: 2386021 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Paul R. St. Pierre Mgmt For For 1.2 Elect Director Linda Arey Skladany Mgmt For For 1.3 Elect Director Robert Lee Mgmt For For 2 Ratify Auditors Mgmt For For VistaPrint NV Meeting Date Country Primary Security ID Meeting Type Record Date 17-Nov-09 Netherlands N93540107 Annual 19-Oct-09 Ticker: VPRT CUSIP: N/A ISIN: NL0009272269 SEDOL: B48HGT1 Vote Proponent Mgmt Rec Instruction This is a duplicate meeting for ballots received via the Mgmt None None Broadridge North American Ballot distribution system. 1 A Vote For The Election Of Nominee John J. Gavin, Jr. Mgmt For For 2 A Vote For The Election Of Nominee George M. Overholser Mgmt For For 3 A Vote For The Election Of Nominee Mark T. Thomas Mgmt For For 4 Approve Our Performance Incentive Plan For Covered Employees Mgmt For For 5 Appoint Ernst & Young Llp As Our Independent Registered Mgmt For For Publicaccounting Firm For The Fiscal Year Ending June 30, 2010 CACI International, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Nov-09 USA 127190304 Annual 21-Sep-09 Ticker: CACI CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Dan R. Bannister Mgmt For For 1.2 Elect Director Paul M. Cofoni Mgmt For For 1.3 Elect Director Gordon R. England Mgmt For For 1.4 Elect Director James S. Gilmore III Mgmt For For 1.5 Elect Director Gregory G. Johnson Mgmt For For 1.6 Elect Director Richard L. Leatherwood Mgmt For For 1.7 Elect Director J. Phillip London Mgmt For For Page 10 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.8 Elect Director James L. Pavitt Mgmt For For 1.9 Elect Director Warren R. Phillips Mgmt For For 1.10 Elect Director Charles P. Revoile Mgmt For For 1.11 Elect Director William S. Wallace Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Adjourn Meeting Mgmt For Against 5 Ratify Auditors Mgmt For For Campbell Soup Co. Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 134429109 Annual 21-Sep-09 Ticker: CPB CUSIP: 134429109 ISIN: US1344291091 SEDOL: 2162845 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Edmund M. Carpenter Mgmt For For 1.2 Elect Director Paul R. Charron Mgmt For For 1.3 Elect Director Douglas R. Conant Mgmt For For 1.4 Elect Director Bennett Dorrance Mgmt For For 1.5 Elect Director Harvey Golub Mgmt For For 1.6 Elect Director Lawrence C. Karlson Mgmt For For 1.7 Elect Director Randall W. Larrimore Mgmt For For 1.8 Elect Director Mary Alice D. Malone Mgmt For For 1.9 Elect Director Sara Mathew Mgmt For For 1.10 Elect Director William D. Perez Mgmt For For 1.11 Elect Director Charles R. Perrin Mgmt For For 1.12 Elect Director A. Barry Rand Mgmt For For 1.13 Elect Director Nick Schreiber Mgmt For For 1.14 Elect Director Archbold D. Van Beuren Mgmt For For 1.15 Elect Director Les C. Vinney Mgmt For For 1.16 Elect Director Charlotte C. Weber Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 Germany D2035M169 Special 03-Nov-09 Ticker: N/A CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359 Vote Proponent Mgmt Rec Instruction Page 11 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Approve Spin-Off and Takeover Agreement Concluded on Mgmt For For September 3, 2009 with T-Mobile Deutschland GmbH DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 25490A101 Special 09-Oct-09 Ticker: DTV CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Approve Voting and Right of First Refusal Mgmt For For 3 Adjourn Meeting Mgmt For For Microsoft Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 19-Nov-09 USA 594918104 Annual 04-Sep-09 Ticker: MSFT CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173 Vote Proponent Mgmt Rec Instruction 1 Elect Director William H. Gates, III Mgmt For For 2 Elect Director Steven A. Ballmer Mgmt For For 3 Elect Director Dina Dublon Mgmt For For 4 Elect Director Raymond V. Gilmartin Mgmt For For 5 Elect Director Reed Hastings Mgmt For For 6 Elect Director Maria Klawe Mgmt For For 7 Elect Director David F. Marquardt Mgmt For For 8 Elect Director Charles H. Noski Mgmt For For 9 Elect Director Helmut Panke Mgmt For For 10 Ratify Auditors Mgmt For For 11 Permit Right to Call Special Meeting Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 13 Adopt Principles for Health Care Reform SH Against Against 14 Report on Charitable Contributions SH Against Against BHP Billiton Limited (Formerly BHP Ltd.) Meeting Date Country Primary Security ID Meeting Type Record Date 26-Nov-09 Australia Q1498M159 Annual 24-Nov-09 Ticker: BHP CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports for BHP Mgmt For For Billiton Ltd and BHP Billiton Plc for the Fiscal Year Ended June 30, 2009 Page 12 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Carlos Cordeiro as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 3 Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 4 Elect Gail de Planque as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 5 Elect Marius Kloppers as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 6 Elect Don Argus as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 7 Elect Wayne Murdy as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For 8 Approve KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For 9 Approve Renewal of General Authority to Issue of Up to 555.97 Million Shares in BHP Billiton Plc in Connection with Its Employee Share and Incentive Schemes Mgmt For For 10 Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc Mgmt For For 11 Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc Mgmt For For 12i Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on April 30, 2010 Mgmt For For 12ii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on June 17, 2010 Mgmt For For 12iii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on Sept. 15, 2010 Mgmt For For 12iv Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on Nov. 11, 2010 Mgmt For For 13 Approve Remuneration Report for the Fiscal Year Ended June 30, 2009 Mgmt For For 14 Approve Grant of Approximately 55,932 Deferred Shares, 223,739 Options, and 424,612 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and the Long Term Incentive Plan Mgmt For For Bally Technologies, Inc Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: BYI 02-Dec-09 USA 05874B107 Annual 13-Oct-09 CUSIP: 05874B107 ISIN: US05874B1070 SEDOL: 2380818 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director David Robbins Mgmt For Withhold 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Volkswagen AG (VW) Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: N/A 03-Dec-09 Germany D9452L228 Special 12-Nov-09 CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102 Proponent Mgmt Rec Vote Instruction Page 13 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Approve Creation of EUR 345.6 Million Pool of Capital with Mgmt For Against Preemptive Rights via Issuance of Preferred Stock 2 Amend Articles Re: Grant the Federal State of Lower Saxony the Mgmt For Against Right to Nominate Two Supervisory Board Members if it Holds at Least 15 Percent of Common Stock 3 Amend Articles Re: Require Qualified Majority of 80 Percent of Mgmt For Against General Meeting 4a Elect Hans Michel Piech to the Supervisory Board Mgmt For Against 4b Elect Ferdinand Oliver Porsche to the Supervisory Board Mgmt For Against 5 Amend Articles Re: Amend Articles Re: Convocation of, Mgmt For For Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) ModusLink Global Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 09-Dec-09 USA 60786L107 Annual 12-Oct-09 Ticker: MLNK CUSIP: 60786L107 ISIN: US60786L1070 SEDOL: 2203551 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Francis J. Jules Mgmt For For 1.2 Elect Director Joseph C. Lawler Mgmt For For 1.3 Elect Director Michael J. Mardy Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For 3 Ratify Auditors Mgmt For For Arena Resources, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Dec-09 USA 040049108 Annual 23-Oct-09 Ticker: ARD CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lloyd T. Rochford Mgmt For For 1.2 Elect Director Stanley M. McCabe Mgmt For For 1.3 Elect Director Clayton E. Woodrum Mgmt For For 1.4 Elect Director Anthony B. Petrelli Mgmt For For 1.5 Elect Director Carl H. Fiddner Mgmt For For 2 Approve Restricted Stock Plan Mgmt For Against 3 Amend Stock Option Plan Mgmt For Against Starent Networks, Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Dec-09 USA 85528P108 Special 06-Nov-09 Ticker: STAR CUSIP: N/A ISIN: N/A SEDOL: N/A Vote Proponent Mgmt Rec Instruction Page 14 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting AutoZone, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: AZO 16-Dec-09 USA 053332102 Annual 19-Oct-09 CUSIP: 053332102 ISIN: US0533321024 SEDOL: 2065955 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director William C. Crowley Mgmt For For 1.2 Elect Director Sue E. Gove Mgmt For For 1.3 Elect Director Earl G. Graves, Jr. Mgmt For For 1.4 Elect Director Robert R. Grusky Mgmt For For 1.5 Elect Director J. R. Hyde, III Mgmt For For 1.6 Elect Director W. Andrew McKenna Mgmt For For 1.7 Elect Director George R. Mrkonic, Jr. Mgmt For For 1.8 Elect Director Luis P. Nieto Mgmt For For 1.9 Elect Director William C. Rhodes, III Mgmt For For 1.10 Elect Director Theodore W. Ullyot Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Westpac Banking Corporation Ticker: WBC 16-Dec-09 Meeting Date Australia Country Mgmt Q97417101 Primary Security ID Annual Meeting Type For Record Date 14-Dec-09 For CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146 Proponent Mgmt Rec Vote Instruction 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 3(a) Elect Edward (Ted) Alfred Evans as a Director Mgmt For For 3(b) Elect Gordon McKellar Cairns as a Director Mgmt For For 3(c) Elect Peter David Wilson as a Director Mgmt For For Mgmt4 Approve the Grant of Shares and Performance Share Rights and/or Performance Options to Gail Patricia Kelly, Managing Director and CEO, Under the Company's CEO Restricted Share Plan and CEO Performance Plan National Australia Bank Limited 17-Dec-09 Meeting Date Australia Country Q6534X101 Primary Security ID Ticker: NAB Annual Meeting Type For Record Date 15-Dec-09 For CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608 Page 15 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Proponent Mgmt Rec Vote Instruction 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2(a) Approve the Selective Buy-Back of 600 Unpaid Preference Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 Mgmt For For 2(b) Approve the Selective Reduction of Capital on 600 Unpaid Preference Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 Mgmt For For 2(c) Approve the Selective Buy-Back of 1,000 Unpaid Preference Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30, 2009 Mgmt For For 2(d) Approve the Selective Reduction of Capital on 1,000 Unpaid Preference Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30, 2009 Mgmt For For 3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 4 Approve the Grant of Shares Worth a Total of A$3.31 Million to Cameron Clyne, Group Chief Executive Officer, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 5(a) Approve the Grant of Shares Worth a Total of A$1.60 Million to Mark Joiner, Executive Director, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 5(b) Approve the Grant of Shares Worth a Total of A$1.69 Million to Michael Ullmer, Executive Director, under the Company's Short Term Incentive and Long Term Incentive Plans Mgmt For For 6(a) Elect Michael Chaney as a Director Mgmt For For 6(b) Elect Paul Rizzo as a Director Mgmt For For 6(c) Elect Michael Ullmer as a Director Mgmt For For 6(d) Elect Mark Joiner as a Director Mgmt For For 6(e) Elect John Waller as a Director Mgmt For For Shareholder Proposal Mgmt None None 6(f) Elect Stephen Mayne as a Director Australia and New Zealand Banking Group Ltd. (formerly Austr 18-Dec-09 Meeting Date Ticker: ANZ Australia Country SH Q0954P102 Primary Security ID Annual Meeting Type Against Record Date 16-Dec-09 Against CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586 Proponent Mgmt Rec Vote Instruction Management Proposals Mgmt None None 1 Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 Mgmt None None 2 Ratify the Past Issuance of 173.61 Million Shares at an Issue Price of A$14.40 Each to Institutions and Sophisticated and Professional Investors Made on June 3, 2009 Mgmt For For 3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 Mgmt For For 4(a) Elect J.P. Morschel as a Director Mgmt For For Page 16 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Shareholder Proposal Mgmt None None 4(b) Elect R.J. Reeves as a Director SH Against Against Management Proposal Mgmt None None 4(c) Elect Lee Hsien Yang as a Director Mgmt For For Watson Wyatt Worldwide Inc Meeting Date Country Primary Security ID Meeting Type Record Date 18-Dec-09 USA 942712100 Special 03-Nov-09 Ticker: WW CUSIP: 942712100 ISIN: US9427121002 SEDOL: 2648259 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Adjourn Meeting Mgmt For For National Bank of Greece SA Meeting Date Country Primary Security ID Meeting Type Record Date 14-Jan-10 Greece X56533114 Special 21-Dec-09 Ticker: N/A CUSIP: X56533114 ISIN: GRS003013000 SEDOL: 4625959 Vote Proponent Mgmt Rec Instruction Meeting for ADR Holders Mgmt Special Meeting Agenda Mgmt 1 Approve Spin-Off Agreement Mgmt For For 2 Approve Accounting Treatment of Spin-Off Mgmt For For 3 Authorize Filing of Required Documents/Other Formalities Mgmt For For 4 Ratify Co-Option of Directors Mgmt For For 5 Elect Directors Mgmt For Against 6 Elect Members of Audit Committee Mgmt For For 7 Approve Related Party Transactions Mgmt For Against 8 Amend Company Articles Mgmt For For 9 Authorize Convertible Debt Issuance Mgmt For For Visa Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-Jan-10 USA 92826C839 Annual 27-Nov-09 Ticker: V CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert W. Matschullat Mgmt For For 1.2 Elect Director Cathy E. Minehan Mgmt For For 1.3 Elect Director David J. Pang Mgmt For For Page 17 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.4 Elect Director William S. Shanahan Mgmt For For 1.5 Elect Director John A. Swainson Mgmt For For 2 Ratify Auditors 3com Corp. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: COMS 26-Jan-10 USA 885535104 Special 09-Dec-09 CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005 Proponent Mgmt Rec Vote Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Siemens AG Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 26-Jan-10 Germany D69671218 Annual 06-Jan-10 CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973 Proponent Mgmt Rec Vote Instruction Management Proposals Mgmt 1 Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) Mgmt None 2 Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) Mgmt None 3 Approve Allocation of Income and Dividends of EUR 1.60 per Share Mgmt For For 4a Approve Discharge of Management Board Member Peter Loescher for Fiscal 2008/2009 Mgmt For For 4b Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2008/2009 Mgmt For For 4c Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2008/2009 Mgmt For For 4d Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2008/2009 Mgmt For For 4e Approve Discharge of Management Board Member Barbara Kux for Fiscal 2008/2009 Mgmt For For 4f Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal 2008/2009 Mgmt For For 4g Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2008/2009 Mgmt For For 4h Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2008/2009 Mgmt For For 4i Approve Discharge of Management Board Member Peter Solmssen for Fiscal 2008/2009 Mgmt For For 5a Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2008/2009 Mgmt For For 5b Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2008/2009 Mgmt For For Page 18 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5c Approve Discharge of Supervisory Board Member Ralf Heckmann Mgmt For For for Fiscal 2008/2009 5d Approve Discharge of Supervisory Board Member Josef Mgmt For For Ackermann for Fiscal 2008/2009 5e Approve Discharge of Supervisory Board Member Lothar Adler Mgmt For For for Fiscal 2008/2009 5f Approve Discharge of Supervisory Board Member Jean-Louis Mgmt For For Beffa for Fiscal 2008/2009 5g Approve Discharge of Supervisory Board Member Gerd von Mgmt For For Brandenstein for Fiscal 2008/2009 5h Approve Discharge of Supervisory Board Member Michael Mgmt For For Diekmann for Fiscal 2008/2009 5i Approve Discharge of Supervisory Board Member Hans Michael Mgmt For For Gaul for Fiscal 2008/2009 5j Approve Discharge of Supervisory Board Member Peter Gruss for Mgmt For For Fiscal 2008/2009 5k Approve Discharge of Supervisory Board Member Bettina Haller Mgmt For For for Fiscal 2008/2009 5l Approve Discharge of Supervisory Board Member Hans-Juergen Mgmt For For Hartung for Fiscal 2008/2009 5m Approve Discharge of Supervisory Board Member Heinz Mgmt For For Hawreliuk for Fiscal 2008/2009 5n Approve Discharge of Supervisory Board Member Harald Kern for Mgmt For For Fiscal 2008/2009 5o Approve Discharge of Supervisory Board Member Nicola Mgmt For For Leibinger-Kammueller for Fiscal 2008/2009 5p Approve Discharge of Supervisory Board Member Werner Mgmt For For Moenius for Fiscal 2008/2009 5q Approve Discharge of Supervisory Board Member Hakan Mgmt For For Samuelsson for Fiscal 2008/2009 5r Approve Discharge of Supervisory Board Member Dieter Scheitor Mgmt For For for Fiscal 2008/2009 5s Approve Discharge of Supervisory Board Member Rainer Sieg for Mgmt For For Fiscal 2008/2009 5t Approve Discharge of Supervisory Board Member Birgit Mgmt For For Steinborn for Fiscal 2008/2009 5u Approve Discharge of Supervisory Board Member Lord Iain Mgmt For For Vallance of Tummel for Fiscal 2008/2009 5v Approve Discharge of Supervisory Board Member Sibylle Wankel Mgmt For For for Fiscal 2008/2009 6 Approve Remuneration System for Management Board Members Mgmt For For 7a Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 Mgmt For For 7b Ratify Ernst & Young GmbH as Auditors for the Inspection of the Mgmt For For Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 8 Authorize Share Repurchase Program and Reissuance or Mgmt For For Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives of up to 5 Percent of Mgmt For For Issued Share Capital when Repurchasing Shares Page 19 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 11 Amend Articles Re: Convocation of, Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 12a Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 Mgmt For For 12b Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 Mgmt For For 12c Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 Mgmt For For 12d Approve Settlement Agreement Between Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 Mgmt For For 12e Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 Mgmt For For 12f Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 Mgmt For For 12g Approve Settlement Agreement Between Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 Mgmt For For 12h Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 Mgmt For For 12i Approve Settlement Agreement Between Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 Mgmt For For 13 Approve Settlement Between Siemens AG and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 Mgmt For For Shareholder Proposals Submitted by Verein von Belegschaftsaktionaeren in der Siemens AG e.V. Mgmt 14 Approve Amendments to Remuneration of Supervisory Board SH Against Against 15 Amend Corporate Purpose SH Against Against New Jersey Resources Corp. Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: NJR 27-Jan-10 USA 646025106 Annual 01-Dec-09 CUSIP: 646025106 ISIN: US6460251068 SEDOL: 2630513 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Lawrence R. Codey Mgmt For For 1.2 Elect Director Laurence M. Downes Mgmt For For 1.3 Elect Director Robert B. Evans Mgmt For For 1.4 Elect Director Alfred C. Koeppe Mgmt For For 2 Ratify Auditors Mgmt For For Rock-Tenn Company Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: RKT 29-Jan-10 USA 772739207 Annual 27-Nov-09 Page 20 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen G. Anderson Mgmt For For 1.2 Elect Director Robert B. Currey Mgmt For For 1.3 Elect Director Lawrence L. Gellerstedt, III Mgmt For For 1.4 Elect Director John W. Spiegel Mgmt For For 1.5 Elect Director J. Powell Brown Mgmt For For 2 Ratify Auditors Mgmt For For Emerson Electric Co. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Feb-10 USA 291011104 Annual 24-Nov-09 Ticker: EMR CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director C. A. H. Boersig Mgmt For For 1.2 Elect Director C. Fernandez G. Mgmt For For 1.3 Elect Director W. J. Galvin Mgmt For For 1.4 Elect Director R. L. Stephenson Mgmt For For 1.5 Elect Director V. R. Loucks, Jr. Mgmt For For 1.6 Elect Director R. L. Ridgway Mgmt For For 2 Amend Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For Fair Isaac Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Feb-10 USA 303250302 Annual 08-Dec-09 Ticker: FICO CUSIP: 303250104 ISIN: US3032501047 SEDOL: 2330299 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director A. George Battle Mgmt For For 1.2 Elect Director Nicholas F. Graziano Mgmt For For 1.3 Elect Director Mark N. Greene Mgmt For For 1.4 Elect Director Alex W. Hart Mgmt For For 1.5 Elect Director James D. Kirsner Mgmt For For 1.6 Elect Director William J. Lansing Mgmt For For 1.7 Elect Director Rahul N. Merchant Mgmt For For 1.8 Elect Director Margaret L. Taylor Mgmt For For 1.9 Elect Director Duane E. White Mgmt For For Page 21 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Eliminate Cumulative Voting Mgmt For For 3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For 4 Ratify Auditors Imperial Tobacco Group plc Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 02-Feb-10 United Kingdom G4721W102 Annual 29-Jan-10 CUSIP: G4721W102 ISIN: GB0004544929 SEDOL: 0454492 Proponent Mgmt Rec Vote Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend of 52 Pence Per Ordinary Share Mgmt For For 4 Re-elect Dr Ken Burnett as Director Mgmt For For 5 Re-elect Jean-Dominique Comolli as Director Mgmt For For 6 Re-elect Robert Dyrbus as Director Mgmt For For 7 Re-elect Charles Knott as Director Mgmt For For 8 Re-elect Iain Napier as Director Mgmt For For 9 Reappoint PricewaterhouseCoopers LLP as Auditors of the Company Mgmt For For 10 Authorise Board to Fix Remuneration of Auditors Mgmt For For 11 Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties, Political Organisations Other Than Political Parties, or Independent Election Candidates up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 Mgmt For For 12 Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,000,000 After Deducting Any Securities Issued Under the General Authority Mgmt For For 13 Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 Mgmt For For 14 Authorise 106,794,000 Ordinary Shares for Market Purchase Mgmt For For 15 Approve That a General Meeting of the Company Other Than an Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice Mgmt For For 16 Adopt New Articles of Association Accenture plc Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 04-Feb-10 Ireland G1151C101 Annual 14-Dec-09 CUSIP: G1151C101 ISIN: IE00B4BNMY34 SEDOL: B412KX5 Proponent Mgmt Rec Vote Instruction 1.1 Reelect William L. Kimsey as a Director Mgmt For For Page 22 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Reelect Robert I. Lipp as a Director Mgmt For For 1.3 Reelect Wulf von Schimmelmann as a Director Mgmt For For 2 Approve KPMG as Auditors and Authorize Board to Fix Their Mgmt For For Remuneration 3 Approve 2010 Share Incentive Plan Mgmt For Against 4 Approve 2010 Employee Share Purchase Plan Mgmt For For 5 Change Location of Annual Meeting Mgmt For For 6 Authorize Open-Market Purchases of Class A Ordinary Shares Mgmt For For 7 Authorize Board to Determine Price Range for the Issuance of Mgmt For For Acquired Treasury Stock Jack In the Box Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Feb-10 USA 466367109 Annual 16-Dec-09 Ticker: JACK CUSIP: 466367109 ISIN: US4663671091 SEDOL: 2344922 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael E. Alpert Mgmt For For 1.2 Elect Director David L. Goebel Mgmt For For 1.3 Elect Director Murray H. Hutchison Mgmt For For 1.4 Elect Director Linda A. Lang Mgmt For For 1.5 Elect Director Michael W. Murphy Mgmt For For 1.6 Elect Director David M. Tehle Mgmt For For 1.7 Elect Director Winifred M. Webb Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For 4 Require Suppliers to Adopt CAK SH Against Against Burlington Northern Santa Fe Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Feb-10 USA 12189T104 Special 18-Dec-09 Ticker: BNI CUSIP: 12189T104 ISIN: US12189T1043 SEDOL: 2154927 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Microsemi Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 17-Feb-10 USA 595137100 Annual 23-Dec-09 Ticker: MSCC CUSIP: 595137100 ISIN: US5951371005 SEDOL: 2588140 Vote Proponent Mgmt Rec Instruction Page 23 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director James J. Peterson Mgmt For For 1.2 Elect Director Dennis R. Leibel Mgmt For For 1.3 Elect Director Thomas R. Anderson Mgmt For For 1.4 Elect Director William E. Bendush Mgmt For For 1.5 Elect Director William L. Healey Mgmt For For 1.6 Elect Director Paul F. Folino Mgmt For For 1.7 Elect Director Matthew E. Massengill Mgmt For For 2 Ratify Auditors Mgmt For For Ruddick Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 18-Feb-10 USA 781258108 Annual 11-Dec-09 Ticker: RDK CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John R. Belk Mgmt For For 1.2 Elect Director John P. Derham Cato Mgmt For For 1.3 Elect Director Thomas W. Dickson Mgmt For For 1.4 Elect Director James E.S. Hynes Mgmt For For 1.5 Elect Director Anna Spangler Nelson Mgmt For For 1.6 Elect Director Bailey W. Patrick Mgmt For For 1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For 1.8 Elect Director Harold C. Stowe Mgmt For For 1.9 Elect Director Isaiah Tidwell Mgmt For For 1.10 Elect Director William C. Warden, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For Bank of America Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Feb-10 USA 060505104 Special 07-Jan-10 Ticker: BAC CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677 Vote Proponent Mgmt Rec Instruction 1 Increase Authorized Common Stock Mgmt For For 2 Adjourn Meeting Mgmt For For Apple Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 037833100 Annual 28-Dec-09 Ticker: AAPL CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251 Vote Proponent Mgmt Rec Instruction Page 24 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director William V. Campbell Mgmt For For 1.2 Elect Director Millard S. Drexler Mgmt For For 1.3 Elect Director Albert A. Gore, Jr. Mgmt For For 1.4 Elect Director Steven P. Jobs Mgmt For For 1.5 Elect Director Andrea Jung Mgmt For For 1.6 Elect Director Arthur D. Levinson Mgmt For For 1.7 Elect Director Jerome B. York Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 5 Ratify Auditors Mgmt For For 6 Prepare Sustainability Report SH Against For 7 Establish Other Board Committee SH Against Against Sirona Dental Systems Inc Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 82966C103 Annual 05-Jan-10 Ticker: SIRO CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Simone Blank Mgmt For Withhold 1.2 Elect Director Timothy D. Sheehan Mgmt For For 1.3 Elect Director Timothy P. Sullivan Mgmt For Withhold 2 Ratify Auditors Mgmt For For Tetra Tech, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Feb-10 USA 88162G103 Annual 28-Dec-09 Ticker: TTEK CUSIP: 88162G103 ISIN: US88162G1031 SEDOL: 2883890 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Dan L. Batrack Mgmt For For 1.2 Elect Director Hugh M. Grant Mgmt For For 1.3 Elect Director Patrick C. Haden Mgmt For For 1.4 Elect Director J. Christopher Lewis Mgmt For For 1.5 Elect Director Albert E. Smith Mgmt For For 1.6 Elect Director J. Kenneth Thompson Mgmt For For 1.7 Elect Director Richard H. Truly Mgmt For For 2 Ratify Auditors Mgmt For For Page 25 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Piedmont Natural Gas Co., Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-Feb-10 USA 720186105 Annual 28-Dec-09 Ticker: PNY CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jerry W. Amos Mgmt For For 1.2 Elect Director Frankie T. Jones, Sr. Mgmt For For 1.3 Elect Director Vicki McElreath Mgmt For For 1.4 Elect Director Thomas E. Skains Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For Parametric Technology Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 03-Mar-10 USA 699173209 Annual 04-Jan-10 Ticker: PMTC CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Paul A. Lacy Mgmt For For 1.2 Elect Director Michael E. Porter Mgmt For For 1.3 Elect Director Robert P. Schechter Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For 4 Ratify Auditors Mgmt For For WGL Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Mar-10 USA 92924F106 Annual 04-Jan-10 Ticker: WGL CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael D. Barnes Mgmt For For 1.2 Elect Director George P. Clancy, Jr. Mgmt For For 1.3 Elect Director James W. Dyke, Jr. Mgmt For For 1.4 Elect Director Melvyn J. Estrin Mgmt For For 1.5 Elect Director James F. Lafond Mgmt For For 1.6 Elect Director Debra L. Lee Mgmt For For 1.7 Elect Director Terry D. McCallister Mgmt For For 1.8 Elect Director Karen Hastie Williams Mgmt For For 2 Ratify Auditors Mgmt For For Page 26 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Amend Non-Employee Director Stock Option Plan Mgmt For Against 4 Provide for Cumulative Voting SH Against Against Concur Technologies, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Mar-10 USA 206708109 Annual 20-Jan-10 Ticker: CNQR CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William W. Canfield Mgmt For For 1.2 Elect Director Gordan Eubanks Mgmt For For 2 Ratify Auditors Mgmt For For The Walt Disney Company Meeting Date Country Primary Security ID Meeting Type Record Date 10-Mar-10 USA 254687106 Annual 11-Jan-10 Ticker: DIS CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726 Vote Proponent Mgmt Rec Instruction 1 Elect Director Susan E. Arnold Mgmt For For 2 Elect Director John E. Bryson Mgmt For For 3 Elect Director John S. Chen Mgmt For For 4 Elect Director Judith L. Estrin Mgmt For For 5 Elect Director Robert A. Iger Mgmt For For 6 Elect Director Steven P. Jobs Mgmt For For 7 Elect Director Fred H. Langhammer Mgmt For For 8 Elect Director Aylwin B. Lewis Mgmt For For 9 Elect Director Monica C. Lozano Mgmt For For 10 Elect Director Robert W. Matschullat Mgmt For For 11 Elect Director John E. Pepper, Jr. Mgmt For For 12 Elect Director Sheryl Sandberg Mgmt For For 13 Elect Director Orin C. Smith Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Omnibus Stock Plan Mgmt For Against 16 Reduce Supermajority Vote Requirement Mgmt For For 17 Reduce Supermajority Vote Requirement Mgmt For For 18 Amend Articles of Incorporation to Delete Certain Tracking Stock Mgmt For For Provisions 19 Amend Articles of Incorporation to Delete Classified Board Mgmt For For Transition Provisions 20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Page 27 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 21 Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay SH Against Against Status Banco Bilbao Vizcaya Argentaria, S.A. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Mar-10 Spain E11805103 Annual 23-Feb-10 Ticker: N/A CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906 Vote Proponent Mgmt Rec Instruction 1 Approve Individual and Consolidated Financial Statements and Mgmt For For Statutory Reports; Approve Allocation of Income and Distribution of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve Discharge of Directors 2.1 Re-elect Francisco Gonzales Rodriguez Mgmt For For 2.2 Ratify and Re-elect Angel Cano Fernandez Mgmt For For 2.3 Re-elect Ramon Bustamente y de la Mora Mgmt For For 2.4 Re-elect Ignacio Ferrero Jordi Mgmt For For 3 Authorize Share Repurchase and Subsequent Capital Reduction Mgmt For For via Amortization of Shares 4 Approve Share Incentive Scheme Plan for Management Team, Mgmt For For Executive Directors and Executive Committee 5 Re-elect Auditors for Company and Consolidated Group for Fiscal Mgmt For For Year 2010 6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For Franklin Resources, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Mar-10 USA 354613101 Annual 19-Jan-10 Ticker: BEN CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel H. Armacost Mgmt For For 1.2 Elect Director Charles Crocker Mgmt For For 1.3 Elect Director Joseph R. Hardiman Mgmt For For 1.4 Elect Director Robert D. Joffe Mgmt For For 1.5 Elect Director Charles B. Johnson Mgmt For For 1.6 Elect Director Gregory E. Johnson Mgmt For For 1.7 Elect Director Rupert H. Johnson, Jr. Mgmt For For 1.8 Elect Director Thomas H. Kean Mgmt For For 1.9 Elect Director Chutta Ratnathicam Mgmt For For 1.10 Elect Director Peter M. Sacerdote Mgmt For For 1.11 Elect Director Laura Stein Mgmt For For 1.12 Elect Director Anne M. Tatlock Mgmt For For 2 Ratify Auditors Mgmt For For Page 28 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Amend Omnibus Stock Plan Mgmt For For Hewlett-Packard Company Meeting Date Country Primary Security ID Meeting Type Record Date 17-Mar-10 USA 428236103 Annual 19-Jan-10 Ticker: HPQ CUSIP: 428236103 ISIN: US4282361033 SEDOL: 2424006 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Marc L. Andreessen Mgmt For For 1.2 Elect Director Lawrence T. Babbio, Jr. Mgmt For For 1.3 Elect Director Sari M. Baldauf Mgmt For For 1.4 Elect Director Rajiv L. Gupta Mgmt For For 1.5 Elect Director John H. Hammergren Mgmt For For 1.6 Elect Director Mark V. Hurd Mgmt For For 1.7 Elect Director Joel Z. Hyatt Mgmt For For 1.8 Elect Director John R. Joyce Mgmt For For 1.9 Elect Director Robert L. Ryan Mgmt For For 1.10 Elect Director Lucille S. Salhany Mgmt For For 1.11 Elect Director G. Kennedy Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Company Request on Advisory Vote on Executive Compensation Mgmt For For Clarcor, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Mar-10 USA 179895107 Annual 05-Feb-10 Ticker: CLC CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Messrs. Robert Burgstahler, Mgmt For For 1.2 Elect Director Paul Donovan Mgmt For For 1.3 Elect Director Norman Johnson Mgmt For For 2 Ratify Auditors Mgmt For For Novo Nordisk A/S Meeting Date Country Primary Security ID Meeting Type Record Date 24-Mar-10 Denmark K7314N152 Annual 22-Feb-10 Ticker: N/A CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524 Vote Proponent Mgmt Rec Instruction 1 Receive Report of Board Mgmt Page 29 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Receive and Approve Financial Statements and Statutory Reports Mgmt For None* 3 Approve Remuneration of Directors Mgmt For None* 4 Approve Allocation of Income and Dividends of DKK 7.5 per Class B Share of DKK 1 and Class A Share of DKK 1 Mgmt For None* 5a Reelect Sten Scheibye as Director Mgmt For None* 5b Reelect Goran Ando as Director Mgmt For None* 5c Reelect Henrik Gurtler as Director Mgmt For None* 5d Reelect Pamela Kirby as Director Mgmt For None* 5e Reelect Kurt Nielsen as Director Mgmt For None* 5f Reelect Hannu Ryopponen as Director Mgmt For None* 5g Reelect Jorgen Wedel as Director Mgmt For None* 6 Ratify PricewaterhouseCoopers as Auditor Mgmt For None* 7.1.1 Amend Articles Re: Notice Period of General Meeting; Deadline for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes Mgmt For None* 7.1.2 Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requirements Mgmt For None* 7.1.3 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For None* 7.1.4 Amend Articles Re: Appointment of Chairman and Vice Chairman Mgmt For None* 7.1.5 Amend Articles Re: Right to Sign for the Company Mgmt For None* 7.1.6 Amend Articles Re: Specify that the Corporate Language is English Mgmt For None* 7.1.7 Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report Mgmt For None* 7.1.8 Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends Mgmt For None* 7.2 Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly Mgmt For None* 7.3 Authorize Repurchase of up to 10 Percent of Share Capital Mgmt For None* 7.4 Amend Guidelines for Incentive-Based Compensation for Executive Management and Board Mgmt For None* 8 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For None* Adopted Resolutions in Connection with Registration 9 Other Business Mgmt * No POA on file Koninklijke Philips Electronics Ticker: N/A CUSIP: N6817P109 Annual Meeting 25-Mar-10 Meeting Date Netherlands Country N6817P109 Primary Security ID ISIN: NL0000009538 SEDOL: 5986622 Proponent Mgmt Annual Meeting Type Record Date 03-Mar-10 Mgmt Rec Vote Instruction Page 30 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 President's Speech Mgmt 2a Approve 2009 Financial Statements and Statutory Reports Mgmt For For 2b Receive Explanation on Company's Corporate Governance Mgmt Structure 2c Receive Explanation on Company's Reserves and Dividend Policy Mgmt 2d Approve Dividends of EUR 0.70 Per Share Mgmt For For 2e Approve Discharge of Management Board Mgmt For For 2f Approve Discharge of Supervisory Board Mgmt For For 3a Reelect G.H.A. Dutine to Management Board Mgmt For For 3b Reelect R.S. Provoost to Management Board Mgmt For For 3c Reelect A. Ragnetti to Management Board Mgmt For For 3d Reelect S.H. Rusckowski to Management Board Mgmt For For 4a Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For Number of Issued Shares Plus Additional 10 Percent in Case of Takeover/Merger 4b Authorize Board to Exclude Preemptive Rights from Issuance Mgmt For For under Item 4a 5 Authorize Repurchase of Shares Mgmt For For 6 Other Business (Non-Voting) Mgmt Nordea Bank AB (formerly Nordea AB) Meeting Date Country Primary Security ID Meeting Type Record Date 25-Mar-10 Sweden W57996105 Annual 19-Mar-10 Ticker: N/A CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031 Vote Proponent Mgmt Rec Instruction 1 Elect Claes Beyer as Chairman of Meeting Mgmt For For 2 Prepare and Approve List of Shareholders Mgmt For For 3 Approve Agenda of Meeting Mgmt For For 4 Designate Inspector(s) of Minutes of Meeting Mgmt For For 5 Acknowledge Proper Convening of Meeting Mgmt For For 6 Receive Financial Statements and Statutory Reports; Receive Mgmt Auditor's Report; Receive Chairman's Review and CEO's Speech 7 Approve Financial Statements and Statutory Reports Mgmt For For 8 Approve Allocation of Income and Dividends of EUR 0.25 per Mgmt For For Share 9 Approve Discharge of Board and President Mgmt For For 10 Determine Number of Members (10) and Deputy Members (0) of Mgmt For For Board 11 Approve Remuneration of Directors in the Amount of EUR Mgmt For For 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Meeting Fees; Approve Remuneration of Auditors Page 31 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Reelect Hans Dalborg, Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Bjorn Saven, and Bjorn Wahlroos as Directors; Elect Sarah Russell and Kari Stadigh as New Directors Mgmt For Against 13 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee Mgmt For For 14 Amend Articles Regarding Convocation of General Meeting Mgmt For For 15a Authorize Repurchase of Issued Shares Mgmt For For 15b Authorize Reissuance of Repurchased Shares Mgmt For For 16 Authorize Repurchase of Issued Shares According to Chapter 7 Section 6 of the Swedish Securities Market Act Mgmt For For 17a Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For Shareholder Proposals Mgmt 17b Proposal From The Swedish State that Executive Management Will Not Be Able to Receive Annual Variable Pay or Participate in Long Term Variable Pay Programs SH Against Against Management Proposals Mgmt 18a Approve 2010 Share Matching Plan Mgmt For For 18b Approve Issuance of up to 5.13 Million Class C-Shares, Approve Repurchase of up to 5.13 Million Class C-Shares, and Approve Conveyance of up to 4.1 Million Class C-Shares Mgmt For For Shareholder Proposals Mgmt SH19 Require Nordea to Refrain From Investing in Forest and Paper Based Industries Which are Involved in Large-Scale Environmental Destruction Iberdrola S.A. Meeting Date Country Primary Security ID Meeting Type None Record Date Against Ticker: N/A 26-Mar-10 Spain E6165F166 Annual 10-Mar-10 CUSIP: E6165F166 ISIN: ES0144580Y14 SEDOL: B288C92 Proponent Mgmt Rec Vote Instruction 1 Accept Individual and Consolidated Financial Statements for the Fiscal Year Ended Dec. 31, 2009 Mgmt For For 2 Accept Management's Report on Company and Consolidated Group Mgmt For For 3 Approve Discharge of Directors for the Year Ended Dec. 31, 2009. Mgmt For For 4 Re-elect Auditor for Company and Consolidated Group for Fiscal Year 2010. Mgmt For For 5 Approve Allocation of Income and Dividends Mgmt For For 6 Approve Increase in Capital up to EUR 1.87 Million via Capitalization of Reserves; Modify Article 5 of Company By-laws Mgmt For For 7.1 Elect Maria Helena Antolin Raybaud as Independent Director Mgmt For For 7.2 Elect Santiago Martinez Lage as Independent Director Mgmt For For 7.3 Re-Elect Victor de Urrutia Vallejo as Independent Director Mgmt For Against Page 32 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7.4 Re-Elect Ricardo Alvarez Isasi as Independent Director Mgmt For Against 7.5 Re-Elect Jose Ignacio Berroeta Echevarria as Independent Mgmt For Against Director 7.6 Re-Elect Juan Luis Arregui Ciarsolo as Independent Director Mgmt For Against 7.7 Re-Elect Jose Ignacio Sanchez Galan as Executive Director Mgmt For Against 7.8 Re-Elect Julio de Miguel Aynat as Independent Director Mgmt For For 7.9 Re-Elect Sebastian Battaner Arias as Independent Director Mgmt For For 7.10 Fix Number of Directors Mgmt For For 8 Authorize Repurchase of Shares; Cancel Authorization to Mgmt For For Repurchase Shares Granted at the AGM Held on March 20, 2009 9 Authorize Board to Issue Within Five Years Bonds,Debentures, Mgmt For For and/or Other Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory Notes up to an Amount of EUR 6 Billion. Void Authorization Granted at the AGM held on March 20, 2009 10 Approve Listing and Delisting of Shares, Debt Securities, Bonds, Mgmt For For Promissory Notes, and Preferred Stock, in Spain and Foreign Secondary Markets; Void Authorization Granted at the AGM held on March 20, 2009 11 Authorize Board to Approve the Creation of Foundation; Void Mgmt For For Authorization Granted at the AGM held on March 20, 2009 12 Modify Articles 11 and 62 of the Corporate By-laws Mgmt For For 13 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For Canon Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Mar-10 Japan J05124144 Annual 31-Dec-09 Ticker: 7751 CUSIP: J05124144 ISIN: JP3242800005 SEDOL: 6172323 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, With a Final Dividend of JPY 55 Mgmt For For 2.1 Elect Director Mgmt For For 2.2 Elect Director Mgmt For For 2.3 Elect Director Mgmt For For 2.4 Elect Director Mgmt For For 2.5 Elect Director Mgmt For For 2.6 Elect Director Mgmt For For 2.7 Elect Director Mgmt For For 2.8 Elect Director Mgmt For For 2.9 Elect Director Mgmt For For 2.10 Elect Director Mgmt For For 2.11 Elect Director Mgmt For For 2.12 Elect Director Mgmt For For 2.13 Elect Director Mgmt For For Page 33 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.14 Elect Director Mgmt For For 2.15 Elect Director Mgmt For For 2.16 Elect Director Mgmt For For 2.17 Elect Director Mgmt For For 3.1 Appoint Statutory Auditor Mgmt For For 3.2 Appoint Statutory Auditor Mgmt For Against 3.3 Appoint Statutory Auditor Mgmt For Against 4 Approve Retirement Bonus Payment for Directors Mgmt For For 5 Approve Retirement Bonuses and Special Payments in Mgmt For Against Connection with Abolition of Retirement Bonus System for Statutory Auditors 6 Approve Payment of Annual Bonuses to Directors Mgmt For For 7 Approve Stock Option Plan Mgmt For For Schlumberger Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 07-Apr-10 NetherlandsAntille 806857108 Annual 17-Feb-10 Ticker: SLB s CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201 Vote Proponent Mgmt Rec Instruction 1.1 Elect P. Camus as Director Mgmt For For 1.2 Elect P. Currie as Director Mgmt For For 1.3 Elect J.S. Gorelick as Director Mgmt For For 1.4 Elect A. Gould as Director Mgmt For For 1.5 Elect T. Isaac as Director Mgmt For For 1.6 Elect K.V. Kamath as Director Mgmt For For 1.7 Elect N. Kudryavtsev as Director Mgmt For For 1.8 Elect A. Lajous as Director Mgmt For For 1.9 Elect M.E. Marks as Director Mgmt For For 1.10 Elect L.R. Reif as Director Mgmt For For 1.11 Elect T.I. Sandvold as Director Mgmt For For 1.12 Elect H. Seydoux as Director Mgmt For For 2 Adopt and Approve Financials and Dividends Mgmt For For 3 Approve 2010 Omnibus Stock Incentive Plan Mgmt For Against 4 Amend Qualified Employee Stock Purchase Plan Mgmt For For 5 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For Ericsson (Telefonaktiebolaget L M Meeting Date Country Primary Security ID Meeting Type Record Date Ericsson) 13-Apr-10 Sweden W26049119 Annual 07-Apr-10 Ticker: N/A CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378 Page 34 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt Rec Proponent Vote Instruction Mgmt1 ForForElect Michael Treschow as Chairman of Meeting Mgmt2 ForForPrepare and Approve List of Shareholders Mgmt3 ForForApprove Agenda of Meeting 4 Acknowledge Proper Convening of Meeting Mgmt For For 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For 6 Receive Financial Statements and Statutory Reports; Receive Mgmt Auditor's Report 7 Receive President's Report; Allow Questions Mgmt 8.1 Approve Financial Statements and Statutory Reports Mgmt For For 8.2 Approve Discharge of Board and President Mgmt For For 8.3 Approve Allocation of Income and Dividends of SEK 2.00 per Share; Approve April 16, 2010, as Record Date for Dividend Mgmt For For 9.1 Determine Number of Members (12) and Deputy Members (0) of Board Mgmt For For 9.2 Approve Remuneration of Directors in the Amount of SEK 3.75 Million for Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration of Committee Members Mgmt For For 9.3 Reelect Michael Treschow (Chair), Roxanne Austin, Peter Bonfield, Borje Ekholm, Ulf Johansson, Sverker Martin-Lof, Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and Marcus Wallenberg; Elect Hans Vestberg and Michelangelo Volpi as New Directors Mgmt For Against 9.4 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve the Assignment of the Nomination Committee Mgmt For For 9.5 Approve Omission of Remuneration to Nominating Committee Members Mgmt For For 9.6 Approve Remuneration of Auditors Mgmt For For 10 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For 11.1 Approve 2010 Share Matching Plan for All Employees Mgmt For For 11.2 Authorize Reissuance of 11.3 Million Repurchased Class B Shares for 2010 Share Matching Plan for All Employees Mgmt For For 11.3 Approve Swap Agreement with Third Party as Alternative to Item 11.2 Mgmt For Against 11.4 Approve 2010 Share Matching Plan for Key Contributors Mgmt For For 11.5 Authorize Reissuance of 7.8 Million Repurchased Class B Shares for 2010 Share Matching Plan for Key Contributors Mgmt For For 11.6 Approve Swap Agreement with Third Party as Alternative to Item 11.5 Mgmt For Against 11.7 Approve 2010 Restricted Stock Plan for Executives Mgmt For For 11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2010 Restricted Stock Plan for Executives Mgmt For For 11.9 Approve Swap Agreement with Third Party as Alternative to Item 11.8 Mgmt For Against Page 35 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Authorize Reissuance of up to 7.4 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2006 Long-Term Incentive Plan and 2007, 2008, and 2009 Variable Compensation Plans Mgmt For For Shareholder Proposals Mgmt 13 14 General Meeting Shall Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting Close Meeting SH Mgmt None For KPN NV Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: N/A 13-Apr-10 Netherlands N4297B146 Annual 16-Mar-10 CUSIP: N4297B146 ISIN: NL0000009082 SEDOL: 5956078 Proponent Mgmt Rec Vote Instruction Annual Meeting Mgmt 1 Open Meeting Mgmt 2 Receive Report of Management Board (Non-Voting) Mgmt 3 Discussion on Company's Corporate Governance Structure Mgmt 4 Approve Financial Statements Mgmt For For 5 Receive Explanation on Company's Reserves and Dividend Policy Mgmt 6 Approve Dividends of EUR 0.69 Per Share Mgmt For For 7 Approve Discharge of Management Board Mgmt For For 8 Approve Discharge of Supervisory Board Mgmt For For 9 Ratify PricewaterhouseCoopers Acountants N.V. as Auditors Mgmt For For 10 Approve Remuneration Report Containing Remuneration Policy for Management Board Members Mgmt For For 11 Receive Announcement of Intention to Reappoint E. Blok and J.B.P. Coopmans to Management Board Mgmt 12 Announce Vacancies on Supervisory Board Mgmt 13 Receive Announcement Re: Changes in Composition in Supervisory Board Committees Mgmt 14 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For For Mgmt15 Approve Reduction in Share Capital by Cancellation of Shares Mgmt16 Other Business and Close Meeting Stifel Financial Corp. Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: SF CUSIP: 860630102 13-Apr-10 USA ISIN: US8606301021 860630102 SEDOL: 2849234 Annual 23-Feb-10 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director John P. Dubinsky Mgmt For For Page 36 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Robert E. Lefton Mgmt For For 1.3 Elect Director Scott B. McCuaig Mgmt For For 1.4 Elect Director James M. Oates Mgmt For For 1.5 Elect Director Ben A. Plotkin Mgmt For For 2 Approve Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For The Bank of New York Mellon Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-Apr-10 USA 064058100 Annual 12-Feb-10 Ticker: BK CUSIP: 064058100 ISIN: US0640581007 SEDOL: B1Z77F6 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Ruth E. Bruch Mgmt For For 1.2 Elect Director Nicholas M. Donofrio Mgmt For For 1.3 Elect Director Gerald L. Hassell Mgmt For For 1.4 Elect Director Edmund F. Kelly Mgmt For For 1.5 Elect Director Robert P. Kelly Mgmt For For 1.6 Elect Director Richard J. Kogan Mgmt For For 1.7 Elect Director Michael J. Kowalski Mgmt For For 1.8 Elect Director John A. Luke, Jr. Mgmt For For 1.9 Elect Director Robert Mehrabian Mgmt For For 1.10 Elect Director Mark A. Nordenberg Mgmt For For 1.11 Elect Director Catherine A. Rein Mgmt For For 1.12 Elect Director William C. Richardson Mgmt For For 1.13 Elect Director Samuel C. Scott III Mgmt For For 1.14 Elect Director John P. Surma Mgmt For For 1.15 Elect Director Wesley W. von Schack Mgmt For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 3 Ratify Auditors Mgmt For For 4 Provide for Cumulative Voting SH Against Against 5 Stock Retention/Holding Period SH Against Against 6 Submit Severance Agreement (Change-in-Control) to SH Against For Shareholder Vote Daimler AG Meeting Date Country Primary Security ID Meeting Type Record Date 14-Apr-10 Germany D1668R123 Annual 06-Apr-10 Ticker: N/A CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027 Vote Proponent Mgmt Rec Instruction Page 37 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Remuneration System for Management Board Members Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 6 Authorize Share Repurchase Program and Reissuance or Mgmt For For Cancellation of Repurchased Shares 7 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For Shares 8 Elect Paul Achleitner to the Supervisory Board Mgmt For For 9 Amend Articles Re: New German Legislation (Law on Mgmt For For Transposition of EU Shareholder's Rights Directive) 10 Amend Articles Re: Board-Related Mgmt For For 11 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights United Technologies Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 14-Apr-10 USA 913017109 Annual 16-Feb-10 Ticker: UTX CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Louis R. Chenevert Mgmt For For 1.2 Elect Director John V. Faraci Mgmt For For 1.3 Elect Director Jean-Pierre Garnier, Ph.D. Mgmt For For 1.4 Elect Director Jamie S. Gorelick Mgmt For For 1.5 Elect Director Carlos M. Gutierrez Mgmt For For 1.6 Elect Director Edward A. Kangas Mgmt For For 1.7 Elect Director Charles R. Lee Mgmt For For 1.8 Elect Director Richard D. McCormick Mgmt For For 1.9 Elect Director Harold McGraw, III Mgmt For For 1.10 Elect Director Richard B. Myers Mgmt For For 1.11 Elect Director H. Patrick Swygert Mgmt For For 1.12 Elect Director Andre Villeneuve Mgmt For For 1.13 Elect Director Christine Todd Whitman Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Page 38 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 BP plc Meeting Date Country Primary Security ID Meeting Type Record Date 15-Apr-10 United Kingdom G12793108 Annual 13-Apr-10 Ticker: N/A CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Elect Paul Anderson as Director Mgmt For For 4 Re-elect Antony Burgmans as Director Mgmt For For 5 Re-elect Cynthia Carroll as Director Mgmt For For 6 Re-elect Sir William Castell as Director Mgmt For For 7 Re-elect Iain Conn as Director Mgmt For For 8 Re-elect George David as Director Mgmt For For 9 Elect Ian Davis as Director Mgmt For For 10 Re-elect Robert Dudley as Director Mgmt For For 11 Re-elect Douglas Flint as Director Mgmt For For 12 Re-elect Dr Byron Grote as Director Mgmt For For 13 Re-elect Dr Tony Hayward as Director Mgmt For For 14 Re-elect Andy Inglis as Director Mgmt For For 15 Re-elect Dr DeAnne Julius as Director Mgmt For For 16 Elect Carl-Henric Svanberg as Director Mgmt For For 17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For Remuneration 18 Adopt New Articles of Association Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 23 Approve Executive Directors' Incentive Plan Mgmt For For 24 Approve Scrip Dividend Mgmt For For Shareholder Proposal Mgmt 25 Approve that the Audit Committee or a Risk Committee of the SH Against Against Board Commissions and Reviews a Report Setting Out the Assumptions Made by the Company in Deciding to Proceed with the Sunrise Project LVMH Moet Hennessy Louis Vuitton Meeting Date Country Primary Security ID Meeting Type Record Date 15-Apr-10 France F58485115 Annual/Special 12-Apr-10 Ticker: N/A CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412 Page 39 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt Rec Proponent Vote Instruction MgmtOrdinary Business Mgmt1 ForForApprove Financial Statements and Statutory Reports Mgmt2 ForForAccept Consolidated Financial Statements and Statutory Reports Mgmt3 AgainstForApprove Auditors' Special Report Regarding Related-Party Transactions Mgmt4 ForForApprove Allocation of Income and Dividends of EUR 1.60 per Share Mgmt5 AgainstForReelect Bernard Arnault as Director Mgmt6 AgainstForReelect Delphine Arnault as Director Mgmt7 AgainstForReelect Nicholas Clive Worms as Director Mgmt8 AgainstForReelect Patrick Houel as Director Mgmt9 AgainstForReelect Felix G. Rohatyn as Director Mgmt10 ForForReelect Hubert Vedrine as Director Mgmt11 ForForElect Helene Carrere d' Encausse as Director Mgmt12 AgainstForReelect Kilian Hennesy as Censor Mgmt13 ForForReelect Deloitte & Associes as Auditor Mgmt14 ForForRatify Ernst & Young Audit as Auditor Mgmt15 ForForReelect Denis Grison as Alternate Auditor Mgmt16 ForForRatify Auditex as Alternate Auditor Mgmt17 ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital MgmtSpecial Business Mgmt18 ForForApprove Reduction in Share Capital via Cancellation of Repurchased Shares Rio Tinto plc Meeting Date Country Primary Security ID Meeting Type Record Date 15-Apr-10 United Kingdom G75754104 Annual 13-Apr-10 Ticker: N/A CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875 Mgmt Rec Proponent Vote Instruction MgmtResolutions 1 to 9 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate Mgmt1 ForForAccept Financial Statements and Statutory Reports Mgmt2 AgainstForApprove Remuneration Report Mgmt3 ForForElect Robert Brown as Director Mgmt4 ForForElect Ann Godbehere as Director Mgmt5 ForForElect Sam Walsh as Director Mgmt6 ForForRe-elect Guy Elliott as Director Mgmt7 ForForRe-elect Michael Fitzpatrick as Director Page 40 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For 9 Reappoint PricewaterhouseCoopers LLP as Auditor and Authorise Mgmt For For Their Remuneration Resolutions 10 to 13 will be Voted on by Rio Tinto plc Mgmt Shareholders Only 10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 12 Authorise Market Purchase Mgmt For For 13 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For Cass Information Systems, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-Apr-10 USA 14808P109 Annual 05-Mar-10 Ticker: CASS CUSIP: 14808P109 ISIN: US14808P1093 SEDOL: 2086558 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lawrence A. Collett Mgmt For For 1.2 Elect Director Wayne J. Grace Mgmt For For 1.3 Elect Director James J. Lindemann Mgmt For For 1.4 Elect Director Andrew J. Signorelli Mgmt For For 2 Ratify Auditors Mgmt For For Moody's Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 615369105 Annual 01-Mar-10 Ticker: MCO CUSIP: 615369105 ISIN: US6153691059 SEDOL: 2252058 Vote Proponent Mgmt Rec Instruction 1 Elect Director Basil L. Anderson Mgmt For For 2 Elect Director Darrell Duffie, Ph.d. Mgmt For For 3 Elect Director Raymond W. McDaniel, Jr Mgmt For For 4 Amend Omnibus Stock Plan Mgmt For Against 5 Amend Executive Incentive Bonus Plan Mgmt For For 6 Ratify Auditors Mgmt For For 7 Require Independent Board Chairman SH Against Against NewAlliance Bancshares, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 650203102 Annual 08-Mar-10 Ticker: NAL CUSIP: 650203102 ISIN: US6502031023 SEDOL: 2263771 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Carlton L. Highsmith Mgmt For For Page 41 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Joseph H. Rossi Mgmt For For 1.3 Elect Director Nathaniel D. Woodson Mgmt For For 1.4 Elect Director Joseph A. Zaccagnino Mgmt For For 2 Ratify Auditors Mgmt For For Northern Trust Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 665859104 Annual 01-Mar-10 Ticker: NTRS CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Linda Walker Bynoe Mgmt For For 1.2 Elect Director Nicholas D. Chabraja Mgmt For For 1.3 Elect Director Susan Crown Mgmt For For 1.4 Elect Director Dipak C. Jain Mgmt For For 1.5 Elect Director Robert W. Lane Mgmt For For 1.6 Elect Director Robert C. McCormack Mgmt For For 1.7 Elect Director Edward J. Mooney Mgmt For For 1.8 Elect Director John W. Rowe Mgmt For For 1.9 Elect Director David H.B. Smith, Jr. Mgmt For For 1.10 Elect Director William D. Smithburg Mgmt For For 1.11 Elect Director Enrique J. Sosa Mgmt For For 1.12 Elect Director Charles A. Tribbett, III Mgmt For For 1.13 Elect Director Frederick H. Waddell Mgmt For For 2 Ratify Auditors Mgmt For For PACCAR Inc Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 693718108 Annual 23-Feb-10 Ticker: PCAR CUSIP: 693718108 ISIN: US6937181088 SEDOL: 2665861 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alison J. Carnwath Mgmt For For 1.2 Elect Director Robert T. Parry Mgmt For For 1.3 Elect Director John M. Pigott Mgmt For For 1.4 Elect Director Gregory M.E. Spierkel Mgmt For For 2 Reduce Supermajority Vote Requirement SH Against For 3 Require a Majority Vote for the Election of Directors SH Against For 4 Limit Composition of Committee(s) to Independent Directors SH Against Against Page 42 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Prosperity Bancshares, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-Apr-10 USA 743606105 Annual 11-Mar-10 Ticker: PRSP CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Leah Henderson Mgmt For For 1.2 Elect Director Ned S. Holmes Mgmt For For 1.3 Elect Director David Zalman Mgmt For For 1.4 Elect Director Ervan E. Zouzalik Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors SH Against For EQT Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 26884L109 Annual 10-Feb-10 Ticker: EQT CUSIP: 26884L109 ISIN: US26884L1098 SEDOL: 2319414 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vicky A. Bailey Mgmt For For 1.2 Elect Director Murry S. Gerber Mgmt For For 1.3 Elect Director George L. Miles, Jr. Mgmt For For 1.4 Elect Director James W. Whalen Mgmt For For 2 Ratify Auditors Mgmt For For 3 Require a Majority Vote for the Election of Directors SH Against For 4 Prepare Sustainability Report SH Against For FirstMerit Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 337915102 Annual 22-Feb-10 Ticker: FMER CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven H. Baer Mgmt For For 1.2 Elect Director Karen S. Belden Mgmt For For 1.3 Elect Director R. Cary Blair Mgmt For For 1.4 Elect Director John C. Blickle Mgmt For For 1.5 Elect Director Robert W. Briggs Mgmt For For 1.6 Elect Director Richard Colella Mgmt For For 1.7 Elect Director Gina D. France Mgmt For For 1.8 Elect Director Paul G. Greig Mgmt For For Page 43 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.9 Elect Director Terry L. Haines Mgmt For For 1.10 Elect Director J. Michael Hochschwender Mgmt For For 1.11 Elect Director Clifford J. Isroff Mgmt For For 1.12 Elect Director Philip A. Lloyd II Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Articles of Incorporation Concerning Preferred Stock Mgmt For For 4 Establish Range For Board Size Mgmt For For 5 Reduce Supermajority Vote Requirement Relating to Business Mgmt For For Combinations 6 Reduce Supermajority Vote Requirement Relating to Mgmt For For Amendments 7 Eliminate Provision Stating Directors May Only Be Removed for Mgmt For For Cause The Coca-Cola Company Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 191216100 Annual 22-Feb-10 Ticker: KO CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657 Vote Proponent Mgmt Rec Instruction 1 Elect Director Herbert A. Allen Mgmt For For 2 Elect Director Ronald W. Allen Mgmt For For 3 Elect Director Cathleen P. Black Mgmt For For 4 Elect Director Barry Diller Mgmt For For 5 Elect Director Alexis M. Herman Mgmt For For 6 Elect Director Muhtar Kent Mgmt For For 7 Elect Director Donald R. Keough Mgmt For For 8 Elect Director Maria Elena Lagomasino Mgmt For For 9 Elect Director Donald F. McHenry Mgmt For For 10 Elect Director Sam Nunn Mgmt For For 11 Elect Director James D. Robinson III Mgmt For For 12 Elect Director Peter V. Ueberroth Mgmt For For 13 Elect Director Jacob Wallenberg Mgmt For For 14 Elect Director James B. Williams Mgmt For For 15 Ratify Auditors Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 17 Require Independent Board Chairman SH Against Against 18 Performance-Based Equity Awards SH Against Against 19 Publish Report on Chemical Bisphenol A (BPA) SH Against For Page 44 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Westwood Holdings Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-Apr-10 USA 961765104 Annual 05-Mar-10 Ticker: WHG CUSIP: 961765104 ISIN: US9617651040 SEDOL: 2958293 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Susan M. Byrne Mgmt For For 1.2 Elect Director Brian O. Casey Mgmt For For 1.3 Elect Director Tom C. Davis Mgmt For For 1.4 Elect Director Richard M. Frank Mgmt For For 1.5 Elect Director Robert D. McTeer Mgmt For For 1.6 Elect Director Jon L. Mosle, Jr. Mgmt For For 1.7 Elect Director Geoffrey R. Norman Mgmt For For 1.8 Elect Director Raymond E. Wooldridge Mgmt For For 2 Ratify Auditors Mgmt For For Anglo American plc Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 United Kingdom G03764134 Annual 20-Apr-10 Ticker: N/A CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Elect Sir Philip Hampton as Director Mgmt For For 3 Elect Ray O'Rourke as Director Mgmt For For 4 Elect Sir John Parker as Director Mgmt For For 5 Elect Jack Thompson as Director Mgmt For For 6 Re-elect Cynthia Carroll as Director Mgmt For For 7 Re-elect Nicky Oppenheimer as Director Mgmt For For 8 Reappoint Deloitte LLP as Auditors Mgmt For For 9 Authorise Board to Fix Remuneration of Auditors Mgmt For For 10 Approve Remuneration Report Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For 14 Amend Articles of Association Mgmt For For 15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For Johnson & Johnson Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 478160104 Annual 23-Feb-10 Ticker: JNJ Page 45 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833 Vote Proponent Mgmt Rec Instruction 1 Elect Director Mary Sue Coleman Mgmt For For 2 Elect Director James G. Culien Mgmt For For 3 Elect Director Michael M. E. Johns Mgmt For For 4 Elect Director Susan L. Lindquist Mgmt For For 5 Elect Director Anne M. Mulcahy Mgmt For For 6 Elect Director Lea F. Mullin Mgmt For For 7 Elect Director William D. Perez Mgmt For For 8 Elect Director Charles Prince Mgmt For For 9 Elect Director David Satcher Mgmt For For 10 Elect Director William C. Welcon Mgmt For For 11 Ratify Auditors Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against Kansas City Life Insurance Company Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 484836101 Annual 09-Mar-10 Ticker: KCLI CUSIP: 484836101 ISIN: US4848361014 SEDOL: 2483977 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William R. Blessing Mgmt For For 1.2 Elect Director Richard L. Finn Mgmt For For 1.3 Elect Director Cecil R. Miller Mgmt For For 1.4 Elect Director Bradford T. Nordholm Mgmt For For Lockheed Martin Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 539830109 Annual 01-Mar-10 Ticker: LMT CUSIP: 539830109 ISIN: US5398301094 SEDOL: 2522096 Vote Proponent Mgmt Rec Instruction 1 Elect Director E. C. "Pete" Aldrige, Jr. Mgmt For For 2 Elect Director Nolan D. Archibald Mgmt For For 3 Elect Director David B. Burritt Mgmt For For 4 Elect Director James O. Ellis, Jr. Mgmt For For 5 Elect Director Gwendolyn S. King Mgmt For For 6 Elect Director James M. Loy Mgmt For For Page 46 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Elect Director Douglas H. McCorkindale Mgmt For For 8 Elect Director Joseph W. Ralston Mgmt For For 9 Elect Director James Schneider Mgmt For For 10 Elect Director Anne Stevens Mgmt For For 11 Elect Director Robert J. Stevens Mgmt For For 12 Ratify Auditors Mgmt For For 13 Report on Space-based Weapons Program SH Against Against Nicor Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 654086107 Annual 22-Feb-10 Ticker: GAS CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509 Vote Proponent Mgmt Rec Instruction 1.1 Director Robert M. Beavers, Jr. Mgmt For For 1.2 Director Bruce P. Bickner Mgmt For For 1.3 Director John H. Birdsall, III Mgmt For For 1.4 Director Norman R. Bobins Mgmt For For 1.5 Director Brenda J. Gaines Mgmt For For 1.6 Director Raymond A. Jean Mgmt For For 1.7 Director Dennis J. Keller Mgmt For For 1.8 Director R. Eden Martin Mgmt For For 1.9 Director Georgia R. Nelson Mgmt For For 1.10 Director Armando J. Olivera Mgmt For For 1.11 Director John Rau Mgmt For For 1.12 Director John C. Staley Mgmt For For 1.13 Director Russ M. Strobel Mgmt For For 2 Ratify Auditors Mgmt For For Pfizer Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 717081103 Annual 23-Feb-10 Ticker: PFE CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703 Vote Proponent Mgmt Rec Instruction 1 Elect Director Dennis A. Ausiello Mgmt For For 2 Elect Director Michael S. Brown Mgmt For For 3 Elect Director M. Anthony Burns Mgmt For For 4 Elect Director Robert N. Burt Mgmt For For 5 Elect Director W. Don Cornwell Mgmt For For Page 47 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Elect Director Frances D. Fergusson Mgmt For For 7 Elect Director William H. Gray III Mgmt For For 8 Elect Director Constance J. Horner Mgmt For For 9 Elect Director James M. Kilts Mgmt For For 10 Elect Director Jeffrey B. Kindler Mgmt For For 11 Elect Director George A. Lorch Mgmt For For 12 Elect Director John P. Mascotte Mgmt For For 13 Elect Director Suzanne Nora Johnson Mgmt For For 14 Elect Director Stephen W. Sanger Mgmt For For 15 Elect Director William C. Steere, Jr. Mgmt For For 16 Ratify Auditors Mgmt For For 17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 18 Provide Right to Call Special Meeting Mgmt For For 19 Prohibit Executive Stock-Based Awards SH Against Against RWE AG Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 Germany D6629K109 Annual 01-Apr-10 Ticker: N/A CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 3.50 per Mgmt For For Share 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For 7 Ratify PricewaterhouseCoopers AG for the Inspection of the 2010 Mgmt For For Mid-Year Report 8a Elect Dieter Zetsche to the Supervisory Board Mgmt For For 8b Elect Frithjof Kuehn to the Supervisory Board Mgmt For For 8c Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For 9a Authorize Share Repurchase Program and Reissuance or Mgmt For For Cancellation of Repurchased Shares 9b Authorize Use of Financial Derivatives when Repurchasing Mgmt For For Shares 10a Amend Corporate Purpose Mgmt For For 10b Amend Articles Re: Board-Related Mgmt For For Page 48 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt10c Amend Articles Re: Convocation of, Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) For For Mgmt11 Approve Affiliation Agreements with Subsidiary RWE Supply & Trading GmbH Schneider Electric SA Meeting Date Country Primary Security ID For Meeting Type Record Date For 22-Apr-10 France F86921107 Ticker: N/A Annual/Special 19-Apr-10 CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108 Proponent Mgmt Rec Vote Instruction MgmtOrdinary Business Mgmt1 Approve Financial Statements and Statutory Reports For For Mgmt2 Accept Consolidated Financial Statements and Statutory Reports For For Mgmt3 Approve Allocation of Income and Dividends of EUR 2.05 per Share For For Mgmt4 Approve Auditors' Special Report Regarding Related-Party Transactions For For Mgmt5 Approve Transaction with Emmanuel Babeau Re: Additional Pension Scheme For For Mgmt6 Reelect Henri Lachmann as Supervisory Board Member For For Mgmt7 Reelect Serge Weinberg as Supervisory Board Member For For Mgmt8 Reelect Gerard de La Martiniere as Supervisory Board Member For For Mgmt9 Reelect Noel Forgeard as Supervisory Board Member For For Mgmt10 Reelect Cathy Kopp as Supervisory Board Member For For Mgmt11 Reelect James Ross as Supervisory Board Member For For Mgmt12 Reelect Ernst & Young et Autres as Auditor For For Mgmt13 Ratify Auditex as Alternate Auditor For For Mgmt14 Reelect Mazars as Primary Auditor For For Mgmt15 Ratify Thierry Blanchetier as Alternate Auditor For For Mgmt16 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For MgmtSpecial Business Mgmt17 Approve Issuance of Shares without Preemptive Rights up to EUR 100 Million for a Private Placement For For Mgmt18 Approve Employee Stock Purchase Plan For For Mgmt19 Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries For For Mgmt20 Authorize Filing of Required Documents/Other Formalities Sensient Technologies Corporation 22-Apr-10 Meeting Date USA Country 81725T100 Primary Security ID Ticker: SXT For Annual Meeting Type Record Date 26-Feb-10 For Page 49 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Hank Brown Mgmt For For 1.2 Elect Director Fergus M. Clydesdale Mgmt For For 1.3 Elect Director James A. D. Croft Mgmt For For 1.4 Elect Director William V. Hickey Mgmt For For 1.5 Elect Director Kenneth P. Manning Mgmt For For 1.6 Elect Director Peter M. Salmon Mgmt For For 1.7 Elect Director Elaine R. Wedral Mgmt For For 1.8 Elect Director Essie Whitelaw Mgmt For For 2 Ratify Auditors Mgmt For For TIBCO Software Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 USA 88632Q103 Annual 25-Feb-10 Ticker: TIBX CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vivek Y. Ranadive Mgmt For For 1.2 Elect Director Nanci E. Caldwell Mgmt For For 1.3 Elect Director Eric C.W. Dunn Mgmt For For 1.4 Elect Director Narendra K. Gupta Mgmt For For 1.5 Elect Director Peter J. Job Mgmt For For 1.6 Elect Director Philip K. Wood Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For UniCredit SpA Meeting Date Country Primary Security ID Meeting Type Record Date 22-Apr-10 Italy T95132105 Annual/Special 16-Apr-10 Ticker: N/A CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445 Did not vote due to share blocking Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For Elect Internal Statutory Auditors - Vote Only One of the Mgmt Following Slates 3.1 Slate 1 - Submitted by Cassa di Risparmio di Verona, Vicenza, Mgmt For Do Not Vote Belluno, and Ancona Page 50 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3.2 Slate 2 - Submitted by Institutional Investors through Assogestioni Mgmt For For 4 Approve Internal Auditors' Remuneration Mgmt For For 5 Amend Remuneration of the Supervision Body's Chairman Mgmt For For 6 Approve Remuneration Report Mgmt For Against 7 Approve Group Employee Share Ownership Plan 2010 Mgmt For Against 8 Approve Group Long Term Incentive Plan 2010 Mgmt For Against Special Business Mgmt 1 Approve Creation of EUR 64 Million Pool of Capital without Preemptive Rights Reserved to Stock Purchase Plans Mgmt For Against 2 Approve Creation of EUR 29.5 Million Pool of Capital without Preemptive Rights Reserved to Stock Grant Plans Volkswagen AG (VW) Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date Against Ticker: N/A 22-Apr-10 Germany D94523145 Annual 01-Apr-10 CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102 Proponent Mgmt Rec Vote Instruction Meeting for Common and Preferred Shareholders; Only Common Shareholders Mgmt 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 1.60 per Common Share and EUR 1.66 per Preferred Share Mgmt For For 3a Approve Discharge of Management Board Member Martin Winterkorn for Fiscal 2009 Mgmt For For 3b Approve Discharge of Management Board Member Francisco Sanz for Fiscal 2009 Mgmt For For 3c Approve Discharge of Management Board Member Jochem Heizmann for Fiscal 2009 Mgmt For For 3d Approve Discharge of Management Board Member Horst Neumann for Fiscal 2009 Mgmt For For 3e Approve Discharge of Management Board Member Dieter Poetsch for Fiscal 2009 Mgmt For For 4a Approve Discharge of Supervisory Board Member Ferdinand Piech for Fiscal 2009 Mgmt For For 4b Approve Discharge of Supervisory Board Member Juergen Peters for Fiscal 2009 Mgmt For For 4c Approve Discharge of Supervisory Board Member Joerg Bode for Fiscal 2009 Mgmt For For 4d Approve Discharge of Supervisory Board Member Michael Frenzel for Fiscal 2009 Mgmt For For 4e Approve Discharge of Supervisory Board Member Babette Froehlich for Fiscal 2009 Mgmt For For 4f Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2009 Mgmt For For 4g Approve Discharge of Supervisory Board Member Juergen Grossmann for Fiscal 2009 Mgmt For For Page 51 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4h Approve Discharge of Supervisory Board Member Holger Haerter for Fiscal 2009 Mgmt For For 4i Approve Discharge of Supervisory Board Member Walter Hirche for Fiscal 2009 Mgmt For For 4j Approve Discharge of Supervisory Board Member Peter Jacobs for Fiscal 2009 Mgmt For For 4k Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2009 Mgmt For For 4l Approve Discharge of Supervisory Board Member Peter Mosch for Fiscal 2009 Mgmt For For 4m Approve Discharge of Supervisory Board Member Roland Oetker for Fiscal 2009 Mgmt For For 4n Approve Discharge of Supervisory Board Member Bernd Osterloh for Fiscal 2009 Mgmt For For 4o Approve Discharge of Supervisory Board Member Hans Michael Piech for Fiscal 2009 Mgmt For For 4p Approve Discharge of Supervisory Board Member Ferdinand Porsche for Fiscal 2009 Mgmt For For 4q Approve Discharge of Supervisory Board Member Wolfgang Porsche for Fiscal 2009 Mgmt For For 4r Approve Discharge of Supervisory Board Member Wolfgang Ritmeier for Fiscal 2009 Mgmt For For 4s Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal 2009 Mgmt For For 4t Approve Discharge of Supervisory Board Member Heinrich Soefjer for Fiscal 2009 Mgmt For For 4u Approve Discharge of Supervisory Board Member Juergen Stumpf for Fiscal 2009 Mgmt For For 4v Approve Discharge of Supervisory Board Member Bernd Wehlauer for Fiscal 2009 Mgmt For For 4y Approve Discharge of Supervisory Board Member Wendelin Wiedeking for Fiscal 2009 Mgmt For For 4w Approve Discharge of Supervisory Board Member Christian Wulff for Fiscal 2009 Mgmt For For 5a Elect Joerg Bode to the Supervisory Board Mgmt For Against 5b Elect Hussain Ali Al-Abdulla to the Supervisory Board Mgmt For Against 6 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 7 Approve Remuneration System for Management Board Members Mgmt For Against 8 Approve Affiliation Agreements with Subsidiaries Volkswagen Osnabrueck GmbH and Volkswagen Sachsen Immobilienverwaltungs GmbH Mgmt For For 9 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 Mgmt For For Westamerica Bancorporation Ticker: WABC 22-Apr-10 Meeting Date USA Country 957090103 Primary Security ID Annual Meeting Type Record Date 22-Feb-10 CUSIP: 957090103 ISIN: US9570901036 SEDOL: 2950374 Page 52 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Etta Allen Mgmt For For 1.2 Elect Director Louis E. Bartolini Mgmt For For 1.3 Elect Director E. Joseph Bowler Mgmt For For 1.4 Elect Director Arthur C. Latno, Jr. Mgmt For For 1.5 Elect Director Patrick D. Lynch Mgmt For For 1.6 Elect Director Catherine Cope MacMillan Mgmt For For 1.7 Elect Director Ronald A. Nelson Mgmt For For 1.8 Elect Director David L. Payne Mgmt For For 1.9 Elect Director Edward B. Sylvester Mgmt For For 2 Ratify Auditors Abbott Laboratories Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: ABT 23-Apr-10 USA 002824100 Annual 24-Feb-10 CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director R.J. Alpern Mgmt For For 1.2 Elect Director R.S. Austin Mgmt For For 1.3 Elect Director W.M. Daley Mgmt For Withhold 1.4 Elect Director W.J. Farrell Mgmt For Withhold 1.5 Elect Director H.L. Fuller Mgmt For Withhold 1.6 Elect Director W.A. Osborn Mgmt For Withhold 1.7 Elect Director D.A.L. Owen Mgmt For For 1.8 Elect Director R.S. Roberts Mgmt For For 1.9 Elect Director S.C. Scott, III Mgmt For For 1.10 Elect Director W.D. Smithburg Mgmt For Withhold 1.11 Elect Director G.F. Tilton Mgmt For For 1.12 Elect Director M.D. White Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 4 Amend Articles/Bylaws/Charter -- Call Special Meetings Newmont Mining Corporation 23-Apr-10 Meeting Date USA Country Ticker: NEM SH 651639106 Primary Security ID Annual Meeting Type Against Record Date 22-Feb-10 Against CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607 Proponent Mgmt Rec Vote Instruction Page 53 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Elect Director Glen A. Barton Mgmt For For 2 Elect Director Vincent A. Calarco Mgmt For For 3 Elect Director Joseph A. Carrabba Mgmt For For 4 Elect Director Noreen Doyle Mgmt For For 5 Elect Director Veronica M. Hagen Mgmt For For 6 Elect Director Michael S. Hamson Mgmt For For 7 Elect Director Richard T. O'Brien Mgmt For For 8 Elect Director John B. Prescott Mgmt For For 9 Elect Director Donald C. Roth Mgmt For For 10 Elect Director James V. Taranik Mgmt For For 11 Elect Director Simon Thompson Mgmt For For 12 Ratify Auditors Mgmt For For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 14 Require a Majority Vote for the Election of Directors SH Against For The Progressive Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 23-Apr-10 USA 743315103 Annual 26-Feb-10 Ticker: PGR CUSIP: 743315103 ISIN: US7433151039 SEDOL: 2705024 Vote Proponent Mgmt Rec Instruction 1 Elect Director Stuart B. Burgdoerfer Mgmt For For 2 Elect Director Lawton W. Fitt Mgmt For For 3 Elect Director Peter B. Lewis Mgmt For For 4 Elect Director Patrick H. Nettles, Ph.D Mgmt For For 5 Elect Director Glenn M. Renwick Mgmt For For 6 Approve Omnibus Stock Plan and Performance Criteria Mgmt For Against 7 Ratify Auditors Mgmt For For Assicurazioni Generali Spa Meeting Date Country Primary Security ID Meeting Type Record Date 24-Apr-10 Italy T05040109 Annual 19-Apr-10 Ticker: N/A CUSIP: T05040109 ISIN: IT0000062072 SEDOL: 4056719 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements, Statutory Reports, and Allocation Mgmt For For of Income Elect Directors - Vote Only One of the Following Slates Mgmt 2.1 Slate 1 - Submitted by Mediobanca Mgmt None Against 2.2 Slate 2 - Submitted by Institutional Investors (Assogestioni) Mgmt None For Page 54 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Approve Remuneration of Directors Mgmt For For 4 Approve Director and Internal Auditors Liability Provisions Mgmt For For 5 Approve Incentive Plan and Authorize Share Repurchase Program Regal Beloit Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date Against Ticker: RBC 26-Apr-10 USA 758750103 Annual 04-Mar-10 CUSIP: 758750103 ISIN: US7587501039 SEDOL: 2730082 Proponent Mgmt Rec Vote Instruction 1 Elect Director Christopher L. Doerr Mgmt For For 2 Elect Director Mark J. Gliebe Mgmt For For 3 Elect Director Curtis W. Stoelting Mgmt For For 4 Ratify Auditors Seaboard Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: SEB 26-Apr-10 USA 811543107 Annual 01-Mar-10 CUSIP: 811543107 ISIN: US8115431079 SEDOL: 2786687 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Steven J. Bresky Mgmt For Withhold 1.2 Elect Director David A. Adamsen Mgmt For Withhold 1.3 Elect Director Douglas W. Baena Mgmt For Withhold 1.4 Elect Director Joseph E. Rodrigues Mgmt For Withhold 1.5 Elect Director Edward I. Shifman, Jr. Mgmt For Withhold 2 Ratify Auditors Anheuser-Busch InBev Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 27-Apr-10 Belgium B6399C107 Annual/Special 09-Apr-10 CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317 Proponent Mgmt Rec Vote Instruction Annual and Special Meetings Mgmt Special Business Mgmt 1 Amend Articles Re: Terms of Board Mandates Mgmt For For 2 Amend Articles Re: Shareholder Rights Directive Mgmt For For 3a Receive Special Board Report Mgmt 3b Receive Special Auditor Report Mgmt 3c Exclude Preemptive Rights for Issuance under Item 3d Mgmt Page 55 of 168 For Against TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3d Approve Issuance of Stock Options for Board Members Mgmt For Against 3e Amend Articles to Reflect Changes in Capital Mgmt For Against 3f Authorize Implementation of Approved Resolutions and Filing of Mgmt For Against Required Documents/Formalities at Trade Registry Ordinary Business Mgmt 1 Receive Directors' Report (Non-Voting) Mgmt 2 Receive Directors' Report (Non-Voting) Mgmt 3 Receive Consolidated Financial Statements and Statutory Reports Mgmt (Non-Voting) 4 Approve Financial Statements, Allocation of Income, and Mgmt For For Dividends of EUR 0.38 per Share 5 Approve Discharge of Directors Mgmt For For 6 Approve Discharge of Auditors Mgmt For For 7a Reelect Alexandre Van Damme as Director Mgmt For Against 7b Reelect Gregoire de Spoelberch as Director Mgmt For Against 7c Reelect Carlos Alberto da Veiga Sicupira as Director Mgmt For Against 7d Reelect Jorge Paulo Lemann as Director Mgmt For Against 7e Reelect Roberto Moses Thompson Motta as Director Mgmt For Against 7f Reelect Marcel Herrman Telles as Director Mgmt For Against 7g Reelect Jean-Luc Dehaene as Independent Director Mgmt For For 7h Reelect Mark Winkelman as Independent Director Mgmt For For 8 Approve PwC as Statutory Auditor and Approve Auditor's Mgmt For For Remuneration 9a Approve Remuneration Report Mgmt For Against 9b Approve Stock Option Grants and Share Grants Mgmt For Against 10a Approve Change-of-Control Provision Re: Updated EMTN Mgmt For For Program 10b Approve Change-of-Control Provision Re: US Dollar Notes Mgmt For For 10c Approve Change-of-Control Provision Re: Senior Facilities Mgmt For For Agreement 10d Approve Change-of-Control Provision Re: Term Facilities Mgmt For For Agreement Powers Mgmt 1 Authorize Implementation of Approved Resolutions and Filing of Mgmt For For Required Documents/Formalities at Trade Registry BB&T Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 054937107 Annual 24-Feb-10 Ticker: BBT CUSIP: 054937107 ISIN: US0549371070 SEDOL: 2830904 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John A. Allison IV Mgmt For For 1.2 Elect Director Jennifer S. Banner Mgmt For For Page 56 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director K. David Boyer, Jr. Mgmt For For 1.4 Elect Director Anna R. Cablik Mgmt For For 1.5 Elect Director Ronald E. Deal Mgmt For For 1.6 Elect Director Barry J. Fitzpatrick Mgmt For For 1.7 Elect Director Littleton Glover, Jr. Mgmt For For 1.8 Elect Director L. Vincent Hackley PhD Mgmt For For 1.9 Elect Director Jane P. Helm Mgmt For For 1.10 Elect Director John P. Howe III, MD Mgmt For For 1.11 Elect Director Kelly S. King Mgmt For For 1.12 Elect Director James H. Maynard Mgmt For For 1.13 Elect Director Albert O. McCauley Mgmt For For 1.14 Elect Director J. Holmes Morrison Mgmt For For 1.15 Elect Director Nido R. Qubein Mgmt For For 1.16 Elect Director Thomas E. Skains Mgmt For For 1.17 Elect Director Thomas N. Thompson Mgmt For For 1.18 Elect Director Stephen T. Williams Mgmt For For 2 Increase Authorized Common Stock Mgmt For For 3 Ratify Auditors Mgmt For For 4 Report on Political Contributions SH Against Against 5 Require Independent Board Chairman SH Against Against 6 Report on Overdraft Policies and Practices, and Impacts to SH Against Against Borrowers Exelon Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 30161N101 Annual 01-Mar-10 Ticker: EXC CUSIP: 30161N101 ISIN: US30161N1019 SEDOL: 2670519 Vote Proponent Mgmt Rec Instruction 1 Elect Director John A. Canning, Jr. Mgmt For For 2 Elect Director M. Walter D'Alessio Mgmt For For 3 Elect Director Nicholas DeBenedictis Mgmt For For 4 Elect Director Bruce DeMars Mgmt For For 5 Elect Director Nelson A. Diaz Mgmt For For 6 Elect Director Sue L. Gin Mgmt For For 7 Elect Director Rosemarie B. Greco Mgmt For For 8 Elect Director Paul L. Joskow Mgmt For For 9 Elect Director Richard W. Mies Mgmt For For 10 Elect Director John M. Palms Mgmt For For Page 57 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11 Elect Director William C. Richardson Mgmt For For 12 Elect Director Thomas J. Ridge Mgmt For For 13 Elect Director John W. Rogers, Jr. Mgmt For For 14 Elect Director John W. Rowe Mgmt For For 15 Elect Director Stephen D. Steinour Mgmt For For 16 Elect Director Don Thompson Mgmt For For 17 Approve Omnibus Stock Plan Mgmt For Against 18 Ratify Auditors Mgmt For For International Business Machines Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 459200101 Annual 26-Feb-10 Ticker: IBM CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973 Vote Proponent Mgmt Rec Instruction 1 Elect Director A. J. P. Belda Mgmt For For 2 Elect Director C. Black Mgmt For For 3 Elect Director W. R. Brody Mgmt For For 4 Elect Director K. I. Chenault Mgmt For For 5 Elect Director M. L. Eskew Mgmt For For 6 Elect Director S. A. Jackson Mgmt For For 7 Elect Director A. N. Liveris Mgmt For For 8 Elect Director W. J. McNerney, Jr. Mgmt For For 9 Elect Director T. Nishimuro Mgmt For For 10 Elect Director J. W. Owens Mgmt For For 11 Elect Director S. J. Palmisano Mgmt For For 12 Elect Director J. E. Spero Mgmt For For 13 Elect Director S. Taurel Mgmt For For 14 Elect Director L. H. Zambrano Mgmt For For 15 Ratify Auditors Mgmt For For 16 Adopt Policy on Bonus Banking SH Against Against 17 Provide for Cumulative Voting SH Against Against 18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 19 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Praxair, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 74005P104 Annual 01-Mar-10 Ticker: PX CUSIP: 74005P104 ISIN: US74005P1049 SEDOL: 2699291 Page 58 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Stephen F. Angel Mgmt For For 1.2 Elect Director Nance K. Dicciani Mgmt For For 1.3 Elect Director Edward G. Galante Mgmt For For 1.4 Elect Director Claire W. Gargalli Mgmt For For 1.5 Elect Director Ira D. Hall Mgmt For For 1.6 Elect Director Raymond W. LeBoeuf Mgmt For For 1.7 Elect Director Larry D. Mcvay Mgmt For For 1.8 Elect Director Wayne T. Smith Mgmt For For 1.9 Elect Director Robert L. Wood Mgmt For For 2 Ratify Auditors Rollins, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: ROL 27-Apr-10 USA 775711104 Annual 01-Mar-10 CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Bill J. Dismuke Mgmt For For 1.2 Elect Director Thomas J. Lawley Mgmt For For 1.3 Elect Director Wilton Looney Mgmt For For 2 Ratify Auditors SCBT Financial Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: SCBT 27-Apr-10 USA 78401V102 Annual 05-Mar-10 CUSIP: 78401V102 ISIN: US78401V1026 SEDOL: 2388737 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Robert R. Horger Mgmt For For 1.2 Elect Director Jimmy E. Addison Mgmt For For 1.3 Elect Director Harry M. Mims, Jr. Mgmt For For 1.4 Elect Director James W. Roquemore Mgmt For For 1.5 Elect Director John W. Williamson, III Mgmt For For 1.6 Elect Director Herbert G. Gray Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors UMB Financial Corporation Meeting Date Country SH Primary Security ID Meeting Type Against Record Date For Ticker: UMBF 27-Apr-10 USA 902788108 Annual 01-Mar-10 Page 59 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David R. Bradley, Jr. Mgmt For For 1.2 Elect Director Peter J. DeSilva Mgmt For For 1.3 Elect Director Terrence P. Dunn Mgmt For For 1.4 Elect Director Alexander C. Kemper Mgmt For For 1.5 Elect Director Kris A. Robbins Mgmt For For 1.6 Elect Director Nancy K. Buese Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors SH Against For Wells Fargo & Company Meeting Date Country Primary Security ID Meeting Type Record Date 27-Apr-10 USA 949746101 Annual 26-Feb-10 Ticker: WFC CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100 Vote Proponent Mgmt Rec Instruction 1 Election Director John D. Baker II Mgmt For For 2 Election Director John S. Chen Mgmt For For 3 Election Director Lloyd H. Dean Mgmt For For 4 Election Director Susan E. Engel Mgmt For For 5 Election Director Enrique Hernandez, Jr. Mgmt For For 6 Election Director Donald M. James Mgmt For For 7 Election Director Richard D. McCormick Mgmt For For 8 Election Director Mackey J. McDonald Mgmt For For 9 Election Director Cynthia H. Milligan Mgmt For For 10 Elect Director Nicholas G. Moore Mgmt For For 11 Elect Director Philip J. Quigley Mgmt For For 12 Elect Director Judith M. Runstad Mgmt For For 13 Elect Director Stephen W. Sanger Mgmt For For 14 Elect Director Robert K. Steel Mgmt For For 15 Elect Director John G. Stumpf Mgmt For Against 16 Elect Director an G. Swenson Mgmt For For 17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 18 Increase Authorized Common Stock Mgmt For For 19 Ratify Auditors Mgmt For For 20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Page 60 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 21 Require Independent Board Chairman SH Against For 22 Report on Charitable Contributions SH Against Against 23 Report on Political Contributions SH Against Against Bank of America Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 060505104 Annual 03-Mar-10 Ticker: BAC CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677 Vote Proponent Mgmt Rec Instruction 1 Elect Director Susan S. Bies Mgmt For For 2 Elect Director William P. Boardman Mgmt For For 3 Elect Director Frank P. Bramble, Sr. Mgmt For For 4 Elect Director Virgis W. Colbert Mgmt For For 5 Elect Director Charles K. Gifford Mgmt For For 6 Elect Director Charles O. Holliday, Jr. Mgmt For For 7 Elect Director D. Paul Jones, Jr. Mgmt For For 8 Elect Director Monica C. Lozano Mgmt For For 9 Elect Director Thomas J. May Mgmt For For 10 Elect Director Brian T. Moynihan Mgmt For For 11 Elect Director Donald E. Powell Mgmt For For 12 Elect Director Charles O. Rossotti Mgmt For For 13 Elect Director Robert W. Scully Mgmt For For 14 Ratify Auditors Mgmt For For 15 Increase Authorized Common Stock Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 17 Amend Omnibus Stock Plan Mgmt For Against 18 Report on Government Service of Employees SH Against Against 19 TARP Related Compensation SH Against Against 20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 21 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 22 Adopt Policy on Succession Planning SH Against Against 23 Report on Collateral in Derivatives Trading SH Against Against 24 Claw-back of Payments under Restatements SH Against Against British American Tobacco plc Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 United Kingdom G1510J102 Annual 26-Apr-10 Ticker: N/A CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580 Page 61 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 5 Authorise Board to Fix Remuneration of Auditors Mgmt For For 6a Re-elect Ana Llopis as Director Mgmt For For 6b Re-elect Christine Morin-Postel as Director Mgmt For For 6c Re-elect Anthony Ruys as Director Mgmt For For 7 Elect Richard Burrows as Director Mgmt For For 8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 10 Authorise Market Purchase Mgmt For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 12 Adopt New Articles of Association Mgmt For For 13 Amend Articles of Association Mgmt For For E. I. du Pont de Nemours and Company Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 263534109 Annual 03-Mar-10 Ticker: DD CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175 Vote Proponent Mgmt Rec Instruction 1 Elect Director Samuel W. Bodman Mgmt For For 2 Elect Director Richard H. Brown Mgmt For For 3 Elect Director Robert A. Brown Mgmt For For 4 Elect Director Bertrand P. Collomb Mgmt For For 5 Elect Director Curtis J. Crawford Mgmt For For 6 Elect Director Alexander M. Cutler Mgmt For For 7 Elect Director John T. Dillon Mgmt For For 8 Elect Director Eleuthere I. Du Pont Mgmt For For 9 Elect Director Marillyn A. Hewson Mgmt For For 10 Elect Director Lois D. Juliber Mgmt For For 11 Elect Director Ellen J. Kullman Mgmt For For 12 Elect Director William K. Reilly Mgmt For For 13 Ratify Auditors Mgmt For For 14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 15 Amend Human Rights Policy to Address Seed Saving SH Against Against Page 62 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Eaton Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 278058102 Annual 01-Mar-10 Ticker: ETN CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883 Vote Proponent Mgmt Rec Instruction 1 Elect Director Todd M. Bluedorn Mgmt For For 2 Elect Director Christopher M. Connor Mgmt For For 3 Elect Director Michael J. Critelli Mgmt For For 4 Elect Director Charles E. Golden Mgmt For For 5 Elect Director Ernie Green Mgmt For For 6 Ratify Auditors Mgmt For For eResearch Technology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 29481V108 Annual 03-Mar-10 Ticker: ERES CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Sheldon M. Bonovitz Mgmt For For 1.2 Elect Director Gerald A. Faich, MD, MPH Mgmt For For 1.3 Elect Director Elam M. Hitchner Mgmt For For 2 Ratify Auditors Mgmt For For General Electric Company Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 369604103 Annual 01-Mar-10 Ticker: GE CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498 Vote Proponent Mgmt Rec Instruction 1 Elect Director W. Geoffrey Beattie Mgmt For For 2 Elect Director James I. Cash, Jr. Mgmt For For 3 Elect Director William M. Castell Mgmt For For 4 Elect Director Ann M. Fudge Mgmt For For 5 Elect Director Susan Hockfield Mgmt For For 6 Elect Director Jeffrey R. Immelt Mgmt For For 7 Elect Director Andrea Jung Mgmt For For 8 Elect Director Alan G. (A.G.) Lafley Mgmt For For 9 Elect Director Robert W. Lane Mgmt For For 10 Elect Director Ralph S. Larsen Mgmt For For 11 Elect Director Rochelle B. Lazarus Mgmt For For Page 63 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Elect Director James J. Mulva Mgmt For For 13 Elect Director Sam Nunn Mgmt For For 14 Elect Director Roger S. Penske Mgmt For For 15 Elect Director Robert J. Swieringa Mgmt For For 16 Elect Director Douglas A. Warner III Mgmt For For 17 Ratify Auditors Mgmt For For 18 Provide for Cumulative Voting SH Against Against 19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 20 Require Independent Board Chairman SH Against Against 21 Report on Pay Disparity SH Against Against 22 Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees SH Against Against 23 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Muenchener Rueckversicherungs-Gesells chaft AG Ticker: N/A 28-Apr-10 Meeting Date Germany Country D55535104 Primary Security ID Annual Meeting Type Record Date 12-Apr-10 CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121 Proponent Mgmt Rec Vote Instruction 1a Receive Supervisory Board, Corporate Governance, and Remuneration Report for Fiscal 2009 (Non-Voting) Mgmt 1b Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 5.75 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Elect Benita Ferrero-Waldner to the Supervisory Board Mgmt For For 7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For 9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 10 Amend Articles Re: Registration for and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 11 Amend Articles Re: Electronic Distribution of Company Communications due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Page 64 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Rackspace Hosting, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 28-Apr-10 USA 750086100 Annual 19-Mar-10 Ticker: RAX CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director A. Lanham Napier Mgmt For For 1.2 Elect Director George J. Still Jr. Mgmt For For 2 Ratify Auditors Mgmt For For AstraZeneca plc Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 United Kingdom G0593M107 Annual 27-Apr-10 Ticker: N/A CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For Second Interim Dividend 3 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For 4 Authorise Board to Fix Remuneration of Auditors Mgmt For For 5(a) Re-elect Louis Schweitzer as Director Mgmt For For 5(b) Re-elect David Brennan as Director Mgmt For For 5(c) Re-elect Simon Lowth as Director Mgmt For For 5(d) Re-elect Jean-Philippe Courtois as Director Mgmt For For 5(e) Re-elect Jane Henney as Director Mgmt For For 5(f) Re-elect Michele Hooper as Director Mgmt For For 5(g) Re-elect Rudy Markham as Director Mgmt For For 5(h) Re-elect Dame Nancy Rothwell as Director Mgmt For For 5(i) Re-elect John Varley as Director Mgmt For For 5(j) Re-elect Marcus Wallenberg as Director Mgmt For For 6 Approve Remuneration Report Mgmt For For 7 Authorise EU Political Donations and Expenditure Mgmt For For 8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 10 Authorise Market Purchase Mgmt For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 12 Adopt New Articles of Association Mgmt For For 13 Approve the Investment Plan Mgmt For For Page 65 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Axa Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 France F06106102 Annual/Special 26-Apr-10 Ticker: N/A CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 0.55 per Mgmt For For Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Approve Pension Scheme Agreement for Henri de Castries, Denis Mgmt For For Duverne, and Francois Pierson 6 Approve Severance Payment Agreement for Henri de Castries Mgmt For Against 7 Approve Severance Payment Agreement for Denis Duverne Mgmt For For 8 Reelect Norbert Dentressangle as Supervisory Board Member Mgmt For For 9 Reelect Mazars as Auditor Mgmt For For 10 Ratify Jean-Brice de Turkheim as Alternate Auditor Mgmt For For 11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For Against Capital Special Business Mgmt 12 Approve Employee Stock Purchase Plan Mgmt For For 13 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For International Subsidiaries 14 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 15 Adopt One-Tiered Board Structure, Amend Bylaws Accordingly Mgmt For Against and Acknowledge Transfer of All Outstanding Authorizations 16 Amend Articles 7, 8, and 10 of Bylaws Re: Share Ownership Mgmt For For Disclosure Thresholds, Form of Shares, Director Shareholding Requirements Ordinary Business Mgmt 17 Elect Henri de Castries as Director Mgmt For Against 18 Elect Denis Duverne as Director Mgmt For For 19 Elect Jacques de Chateauvieux as Director Mgmt For For 20 Elect Norbert Dentressangle as Director Mgmt For For 21 Elect Jean-Martin Folz as Director Mgmt For For 22 Elect Anthony Hamilton as Director Mgmt For For 23 Elect Francois Martineau as Director Mgmt For For 24 Elect Giuseppe Mussari as Director Mgmt For For Page 66 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 25 Elect Ramon de Oliveira as Director Mgmt For For 26 Elect Michel Pebereau as Director Mgmt For For 27 Elect Dominique Reiniche as Director Mgmt For For 28 Elect Ezra Suleiman as Director Mgmt For For 29 Elect Isabelle Kocher as Director Mgmt For For 30 Elect Suet-Fern Lee as Director Mgmt For For 31 Elect Wendy Cooper as Representative of Employee Mgmt For For Shareholders to the Board 32 Elect John Coultrap as Representative of Employee Shareholders Mgmt Against Against to the Board 33 Elect Paul Geiersbach as Representative of Employee Mgmt Against Against Shareholders to the Board 34 Elect Sebastien Herzog as Representative of Employee Mgmt Against Against Shareholders to the Board 35 Elect Rodney Koch as Representative of Employee Shareholders Mgmt Against Against to the Board 36 Elect Jason Steinberg as Representative of Employee Mgmt Against Against Shareholders to the Board 37 Approve Remuneration of Directors in the Aggregate Amount of Mgmt For For EUR 1.2 Million 38 Authorize Filing of Required Documents/Other Formalities Mgmt For For BASF SE (formerly BASF AG) Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Germany D06216101 Annual 08-Apr-10 Ticker: N/A CUSIP: D06216101 ISIN: DE0005151005 SEDOL: 5086577 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 1.70 per Mgmt For For Share 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 6 Approve Conversion of Bearer Shares into Registered Shares Mgmt For For 7 Amend Articles Re: Electronic Distribution of Company Mgmt For For Communications 8 Approve Remuneration System for Management Board Members Mgmt For For 9a Amend Articles Re: Calculation of Deadlines for General Meeting Mgmt For For 9b Amend Articles Re: Proxy Voting at General Meeting Mgmt For For 9c Amend Articles Re: Video and Audio Transmission of General Mgmt For For Meeting Page 67 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Boston Private Financial Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 101119105 Annual 03-Mar-10 Ticker: BPFH CUSIP: 101119105 ISIN: US1011191053 SEDOL: 2081133 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Eugene S. Colangelo Mgmt For For 1.2 Elect Director Allen L. Sinai Mgmt For For 1.3 Elect Director Stephen M. Waters Mgmt For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For Capital One Financial Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 14040H105 Annual 01-Mar-10 Ticker: COF CUSIP: 14040H105 ISIN: US14040H1059 SEDOL: 2654461 Vote Proponent Mgmt Rec Instruction 1 Elect Director W. Ronald Dietz Mgmt For For 2 Elect Director Lewis Hay, III Mgmt For For 3 Elect Director Mayo A. Shattuck III Mgmt For For 4 Ratify Auditors Mgmt For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 6 Stock Retention/Holding Period SH Against Against 7 Declassify the Board of Directors SH Against For Corning Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 219350105 Annual 25-Feb-10 Ticker: GLW CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert F. Cummings, Jr. Mgmt For Withhold 1.2 Elect Director Carlos M. Gutierrez Mgmt For For 1.3 Elect Director William D. Smithburg Mgmt For Withhold 1.4 Elect Director Hansel E. Tookes, II Mgmt For Withhold 1.5 Elect Director Wendell P. Weeks Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against Page 68 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Declassify the Board of Directors Mgmt For For 6 Reduce Supermajority Vote Requirement SH Against For EMC Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 268648102 Annual 23-Feb-10 Ticker: EMC CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172 Vote Proponent Mgmt Rec Instruction 1 Elect Director Michael W. Brown Mgmt For For 2 Elect Director Randolph L. Cowen Mgmt For For 3 Elect Director Michael J. Cronin Mgmt For For 4 Elect Director Gail Deegan Mgmt For For 5 Elect Director James S. DiStasio Mgmt For For 6 Elect Director John R. Egan Mgmt For For 7 Elect Director Edmund F. Kelly Mgmt For For 8 Elect Director Windle B. Priem Mgmt For For 9 Elect Director Paul Sagan Mgmt For For 10 Elect Director David N. Strohm Mgmt For For 11 Elect Director Joseph M. Tucci Mgmt For For 12 Ratify Auditors Mgmt For For 13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against 14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For ENEL SpA Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Italy T3679P115 Annual/Special 09-Apr-10 Ticker: N/A CUSIP: T3679P115 ISIN: IT0003128367 SEDOL: 7144569 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For Appoint Internal Statutory Auditors - Vote Only on One of the Mgmt Against Following Slates 3.1 Slate Submitted by the Italian Treasury Mgmt None Against 3.2 Slate Submitted by Institutional Investors Mgmt None For 4 Approve Internal Auditors' Remuneration Mgmt For For 5 Amend Rules of General Meetings Mgmt For For Extraordinary Business Mgmt Page 69 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Amend Articles Eni Spa Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 29-Apr-10 Italy T3643A145 Annual/Special 07-Apr-10 CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income Mgmt For For 3 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For For Extraordinary Business Mgmt 1 Amend Company Bylaws H & M Hennes & Mauritz Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 29-Apr-10 Sweden W41422101 Annual 23-Apr-10 CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431 Proponent Mgmt Rec Vote Instruction 1 Open Meeting Mgmt 2 Elect Sven Unger as Chairman of Meeting Mgmt For None* 3 Receive President's Report; Allow Questions Mgmt 4 Prepare and Approve List of Shareholders Mgmt For None* 5 Approve Agenda of Meeting Mgmt For None* 6 7 8a 8b 8c 8d 9a Designate Inspector(s) of Minutes of Meeting Acknowledge Proper Convening of Meeting Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Information About Application of Remuneration Guidelines Receive Auditor's and Auditing Committee's Reports Receive Chairman's Report About Board Work Receive Report of the Chairman of the Nominating Committee Approve Financial Statements and Statutory Reports Mgmt Mgmt Mgmt Mgmt Mgmt Mgmt Mgmt For For For None* None* None* 9b 9c 10 11 Approve Allocation of Income and Dividends of SEK 16.00 per Share Approve Discharge of Board and President Determine Number of Members (8) and Deputy Members (0) of Board Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman and SEK 375,000 to Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditors Mgmt Mgmt Mgmt Mgmt Page 70 of 168 For For For For None* None* None* None* TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Reelect Mia Livfors, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chair), and Melker Schorling as Directors; Elect Anders Dahlvig and Christian Sievert as New Directors Mgmt For None* 13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Peter Lindell as Members of Nominating Committee Mgmt For None* 14 Approve 2:1 Stock Split; Amend Articles Accordingly Mgmt For None* 15 Approve Remuneration Policy And Other Terms of Employment Mgmt For None* For Executive Management 16 Close Meeting Mgmt * No POA on file PLATINUM UNDERWRITERS HOLDINGS LTD 29-Apr-10 Meeting Date Bermuda Country G7127P100 Primary Security ID Annual Meeting Type Record Date 15-Mar-10 Ticker: PTP CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516 Vote Proponent Mgmt Rec Instruction 1.1 Elect H. Furlong Baldwin as Director Mgmt For For 1.2 Elect Dan R. Carmichael as Director Mgmt For For 1.3 Elect A. John Hass as Director Mgmt For For 1.4 Elect Antony P. D. Lancaster as Director Mgmt For For 1.5 Elect Edmund R. Megna as Director Mgmt For For 1.6 Elect Michael D. Price as Director Mgmt For For 1.7 Elect Peter T. Pruitt as Director Mgmt For For 1.9 Elect James P. Slattery as Director Mgmt For For 1.9 Elect Christopher J. Steffen as Director Mgmt For For 2A. Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Mgmt For For Attribution of Income to U.S. Shareholders 2B. Amend Bylaws Re: Director and Officer Liability Mgmt For For 2C. Amend Bylaws Re: Jurisdictional Limits of Corporate Action Mgmt For For 2D. Amend Bylaws Re: Director Actions Mgmt For For 2E. Amend Bylaws Re: Casting of Votes Mgmt For For 2F. Amend Bylaws Re: Transfer of Shares Mgmt For For 2G. Amend Bylaws Re: Number of Directors Mgmt For For 2H. Amend Bylaws Re: Editorial Changes Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve the Material Terms of the Performance Goals Under Mgmt For For Performance Incentive Plan 5 Approve KPMG Bermuda as Auditors Mgmt For For Repsol YPF S.A Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 Spain E8471S130 Annual 15-Apr-10 Ticker: N/A Page 71 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: E8471S130 ISIN: ES0173516115 SEDOL: 5669354 Vote Proponent Mgmt Rec Instruction 1.1 Accept Individual and Consolidated Financial Statements and Mgmt For For Statutory Reports for the Year Ended Dec. 31, 2009; Approve Allocation of Income 1.2 Approve Discharge of Directors Mgmt For For 2.1 Amend First Paragraph of Article 9 of Company By-laws Re: Mgmt For For Passive Dividends 2.2 Amend Article 12 bis of Company By-laws Re: Preemptive Rights Mgmt For For 2.3 Amend First Paragraph of Article 22 Re: Special Agreements, Mgmt For For Constituion and Majority 3.1 Modify Section 3.5 of Article 3 of the General Meeting Guidelines Mgmt For For Re: Competencies of the General Meeting 3.2 Modify Section 9.2 of Article 9 of the General Meeting Guidelines Mgmt For For Re: Constitution of the General Meeting 4.1 Re-elect Paulina Beato Blanco as Director Mgmt For For 4.2 Re-elect Artur Carulla Font as Director Mgmt For For 4.3 Re-elect Javier Echenique Landiribar as Director Mgmt For For 4.4 Re-elect Pemex Internacional Espana, S.A. as Director Mgmt For Against 4.5 Re-elect Henri Philippe Reichstul as Director Mgmt For For 5 Elect Auditor for Repsol YPF and Consolidated Group for Fiscal Mgmt For For Year 2010 6 Authorize Repurchase of Shares; Void Authorization Granted Last Mgmt For For AGM of May 14, 2009 7 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For Preemptive Rights; Void Authorization Granted Last AGM of May 31, 2005 8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For Tractor Supply Company Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 USA 892356106 Annual 10-Mar-10 Ticker: TSCO CUSIP: 892356106 ISIN: US8923561067 SEDOL: 2900335 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director James F. Wright Mgmt For For 1.2 Elect Director Johnston C. Adams Mgmt For For 1.3 Elect Director William Bass Mgmt For For 1.4 Elect Director Jack C. Bingleman Mgmt For For 1.5 Elect Director Richard W. Frost Mgmt For For 1.6 Elect Director Cynthia T. Jamison Mgmt For For 1.7 Elect Director Gerard E. Jones Mgmt For For 1.8 Elect Director George MacKenzie Mgmt For For Page 72 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.9 Elect Director Edna K. Morris Mgmt For For 2 Ratify Auditors Mgmt For For Vivendi Meeting Date Country Primary Security ID Meeting Type Record Date 29-Apr-10 France F97982106 Annual 26-Apr-10 Ticker: N/A CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Treatment of Losses and Allocation of Dividends of EUR Mgmt For For 1.40 per Share 4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For Transactions 5 Elect Dominique Hediard Dubreuil as Supervisory Board Member Mgmt For For 6 Elect Aliza Jabes as Supervisory Board Member Mgmt For For 7 Elect Jacqueline Tammenoms Bakker as Supervisory Board Mgmt For For Member 8 Elect Daniel Camus as Supervisory Board Member Mgmt For For 9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 10 Authorize Filing of Required Documents/Other Formalities Mgmt For For AT&T Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 USA 00206R102 Annual 02-Mar-10 Ticker: T CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811 Vote Proponent Mgmt Rec Instruction 1 Elect Director Randall L. Stephenson Mgmt For For 2 Elect Director Gilbert F. Amelio Mgmt For For 3 Elect Director Reuben V. Anderson Mgmt For For 4 Elect Director James H. Blanchard Mgmt For For 5 Elect Director Jaime Chico Pardo Mgmt For For 6 Elect Director James P. Kelly Mgmt For For 7 Elect Director Jon C. Madonna Mgmt For For 8 Elect Director Lynn M. Martin Mgmt For For 9 Elect Director John B. McCoy Mgmt For For 10 Elect Director Joyce M. Roche Mgmt For For 11 Elect Director Laura D Andrea Tyson Mgmt For For Page 73 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 12 Elect Director Patricia P. Upton Mgmt For For 13 Ratify Auditors Mgmt For For 14 Provide for Cumulative Voting SH Against Against 15 Exclude Pension Credits from Calculations of Performance-Based SH Against Against Pay 16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For Barclays plc Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 United Kingdom G08036124 Annual 28-Apr-10 Ticker: N/A CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Elect Reuben Jeffery III as Director Mgmt For For 4 Re-elect Marcus Agius as Director Mgmt For For 5 Re-elect David Booth as Director Mgmt For For 6 Re-elect Sir Richard Broadbent as Director Mgmt For For 7 Re-elect Sir Michael Rake as Director Mgmt For For 8 Re-elect Sir Andrew Likierman as Director Mgmt For For 9 Re-elect Chris Lucas as Director Mgmt For For 10 Reappoint PricewaterhouseCoopers LLP Auditors Mgmt For For 11 Authorise Board to Fix Remuneration of Auditors Mgmt For For 12 Authorise EU Political Donations and Expenditure Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For 17 Adopt New Articles of Association Mgmt For For 18 Approve SAYE Share Option Scheme Mgmt For For Bayer AG Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 Germany D0712D163 Annual 12-Apr-10 Ticker: N/A CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211 Vote Proponent Mgmt Rec Instruction Page 74 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2009 Mgmt For For 2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 4 Approve Remuneration System for Management Board Members Mgmt For For 5 Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights Mgmt For For 6 Approve Creation of EUR 211.7 Million Pool of Capital without Preemptive Rights Mgmt For For 7 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9 Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Mgmt10 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 CRA International Inc Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: CRAI 30-Apr-10 USA 12618T105 Annual 08-Mar-10 CUSIP: 12618T105 ISIN: US12618T1051 SEDOL: 2240622 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Paul A. Maleh Mgmt For For 1.2 Elect Director Thomas S. Robertson Mgmt For For 1.3 Elect Director William T. Schleyer Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Intesa SanPaolo SPA Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 30-Apr-10 Italy T55067101 Annual 26-Apr-10 CUSIP: T55067101 ISIN: IT0000072618 SEDOL: 4076836 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Allocation of Income Mgmt For For 2 Fix Number of Directors of the Supervisory Board Mgmt For For Supervisory Board Elections ? Vote Only For One Slate Mgmt 3.1 Slate 1 - Submitted by Compagnia San Paolo and Fondazione Cariplo Mgmt None Do Not Vote 3.2 Slate 2 - Submitted by Banking Foundations Mgmt None Do Not Vote Page 75 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3.3 Slate 3 - Submitted by Assicurazioni Generali Mgmt None Do Not Vote 3.4 Slate 4 - Submitted by Insitutional Investors through Mgmt None For Assogestioni 3.5 Slate 5 - Submitted by Credit Agricole Mgmt None Do Not Vote 4 Elect Chairman and Deputy Chairmen of the Supervisory Board Mgmt For Against 5 Approve Remuneration of Supervisory Board Members Mgmt For Against 6 Approve Remuneration Report of Management Board Members Mgmt For Against 7 Approve Share Incentive Plan Mgmt For Against Owens & Minor Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 USA 690732102 Annual 09-Mar-10 Ticker: OMI CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director A. Marshall Acuff, Jr. Mgmt For For 1.2 Elect Director J. Alfred Broaddus, Jr. Mgmt For For 1.3 Elect Director John T. Crotty Mgmt For For 1.4 Elect Director Richard E. Fogg Mgmt For For 1.5 Elect Director G. Gilmer Minor, III Mgmt For For 1.6 Elect Director Eddie N. Moore, Jr. Mgmt For For 1.7 Elect Director Peter S. Redding Mgmt For For 1.8 Elect Director James E. Rogers Mgmt For For 1.9 Elect Director Robert C. Sledd Mgmt For For 1.10 Elect Director Craig R. Smith Mgmt For For 1.11 Elect Director James E. Ukrop Mgmt For For 1.12 Elect Director Anne Marie Whittemore Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Ratify Auditors Mgmt For For Woodside Petroleum Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 30-Apr-10 Australia 980228100 Annual 28-Apr-10 Ticker: WPL CUSIP: 980228100 ISIN: AU000000WPL2 SEDOL: 6979728 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports Mgmt (Non-Voting) 2 Elect Andrew Jamieson as Director Mgmt For For Page 76 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3 Adopt the Remuneration Report for the Year Ended Dec. Mgmt For For 31,2009 Baldor Electric Company Meeting Date Country Primary Security ID Meeting Type Record Date 01-May-10 USA 057741100 Annual 17-Mar-10 Ticker: BEZ CUSIP: 057741100 ISIN: US0577411004 SEDOL: 2072621 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Jean A. Mauldin Mgmt For For 1.2 Elect Director R.L. Qualls Mgmt For For 1.3 Elect Director Barry K. Rogstad Mgmt For For 1.4 Elect Director Ronald E. Tucker Mgmt For For 2 Ratify Auditors Mgmt For For AFLAC Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 03-May-10 USA 001055102 Annual 24-Feb-10 Ticker: AFL CUSIP: 001055102 ISIN: US0010551028 SEDOL: 2026361 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Daniel P. Amos Mgmt For For 1.2 Elect Director John Shelby Amos II Mgmt For For 1.3 Elect Director Paul S. Amos II Mgmt For For 1.4 Elect Director Michael H. Armacost Mgmt For For 1.5 Elect Director Kriss Cloninger III Mgmt For For 1.6 Elect Director Joe Frank Harris Mgmt For For 1.7 Elect Director Elizabeth J. Hudson Mgmt For For 1.8 Elect Director Douglas W. Johnson Mgmt For For 1.9 Elect Director Robert B. Johnson Mgmt For For 1.10 Elect Director Charles B. Knapp Mgmt For For 1.11 Elect Director E. Stephen Purdom, M.d. Mgmt For For 1.12 Elect Director Barbara K. Rimer, PhD Mgmt For For 1.13 Elect Director Marvin R. Schuster Mgmt For For 1.14 Elect Director David Gary Thompson Mgmt For For 1.15 Elect Director Robert L. Wright Mgmt For For 1.16 Elect Director Takuro Yoshida Mgmt For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 3 Ratify Auditors Mgmt For For Page 77 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: N/A 03-May-10 Germany D2035M136 Annual 13-Apr-10 CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359 Proponent Mgmt Rec Vote Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 0.78 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Postpone Discharge of Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 Mgmt For For 5 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 6 Approve Remuneration System for Management Board Members Mgmt For For 7 Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as Auditors for Fiscal 2010 Mgmt For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 9 Elect Wulf Bernotat to the Supervisory Board Mgmt For For 10 Elect Ulrich Middelmann to the Supervisory Board Mgmt For For 11 Approve Affiliation Agreement with Subsidiary Erste DFMG Deutsche Funkturm Vermoegens-GmbH Mgmt For For 12 Approve Affiliation Agreement with Subsidiary T-Mobile Global Holding Nr.2 GmbH Mgmt For For 13 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights Mgmt For For 14 Approve Remuneration of Supervisory Board Mgmt For For 15 Amend Corporate Purpose Mgmt For For 16 Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 17 Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 18 Amend Articles Re: Electronic Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Mgmt19 Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) GDF Suez Meeting Date Country Primary Security ID Meeting Type For Record Date For Ticker: N/A 03-May-10 France F42768105 Annual/Special 28-Apr-10 CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3 Page 78 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.47 per Share Mgmt For For 4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For Special Business Mgmt 6 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 7 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 8 Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For 9 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 6, 7 and 8 Mgmt For For 10 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 11 Approve Employee Stock Purchase Plan Mgmt For For 12 Approve Employee Stock Purchase Plan for International Employees Mgmt For For 13 Set Global Limit for Capital Increase to Result from All Issuance Requests under Items 6 to 12 at EUR 310 Million Mgmt For For 14 Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value Mgmt For For 15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 16 Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For 17 Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against 18 Authorize Filing of Required Documents/Other Formalities Mgmt For For Proposals Made by the Employees Shareholders Mgmt A Approve Dividends of EUR 0.80 per Share Tootsie Roll Industries, Inc. Meeting Date Country SH Primary Security ID Meeting Type Against Record Date Against Ticker: TR 03-May-10 USA 890516107 Annual 09-Mar-10 CUSIP: 890516107 ISIN: US8905161076 SEDOL: 2896809 Proponent Mgmt Rec Vote Instruction Page 79 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Melvin J. Gordon Mgmt For Withhold 1.2 Elect Director Ellen R. Gordon Mgmt For For 1.3 Elect Director Lana Jane Lewis-Brent Mgmt For For 1.4 Elect Director Barre A. Seibert Mgmt For For 1.5 Elect Director Richard P. Bergeman Mgmt For For 2 Ratify Auditors Mgmt For For Zimmer Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-May-10 USA 98956P102 Annual 04-Mar-10 Ticker: ZMH CUSIP: 98956P102 ISIN: US98956P1021 SEDOL: 2783815 Vote Proponent Mgmt Rec Instruction 1 Elect Director Betsy J. Bernard Mgmt For For 2 Elect Director Marc N. Casper Mgmt For For 3 Elect Director David C. Dvorak Mgmt For For 4 Elect Director Larry C. Glasscock Mgmt For For 5 Elect Director Robert A. Hagemann Mgmt For For 6 Elect Director Arthur J. Higgins Mgmt For For 7 Elect Director John L. McGoldrick Mgmt For For 8 Elect Director Cecil B. Pickett, Ph.D. Mgmt For For 9 Ratify Auditors Mgmt For For Carrefour Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 France F13923119 Annual/Special 29-Apr-10 Ticker: N/A CUSIP: F13923119 ISIN: FR0000120172 SEDOL: 5641567 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Discharge Directors Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Transaction with Lars Olofsson Re: Severance Payment Mgmt For Against 4 Approve Transaction with Lars Olofsson Re: Additional Pension Mgmt For For Scheme 5 Approve Allocation of Income and Dividends of EUR 1.08 per Mgmt For For Share 6 Reelect Anne-Claire Taittinger as Director Mgmt For For 7 Reelect Sebastien Bazin as Director Mgmt For For 8 Reelect Thierry Breton as Director Mgmt For For 9 Reelect Charles Edelstenne as Director Mgmt For For Page 80 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital Special Business Mgmt 11 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 12 Authorize Stock Option Plan Mgmt For Against 13 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For Against Restricted Stock Plan Delphi Financial Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 247131105 Annual 31-Mar-10 Ticker: DFG CUSIP: 247131105 ISIN: US2471311058 SEDOL: 2261957 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Philip R. O'Connor Mgmt For For 1.2 Elect Director Robert Rosenkranz Mgmt For For 1.3 Elect Director Donald A. Sherman Mgmt For For 1.4 Elect Director Kevin R. Brine Mgmt For For 1.5 Elect Director Edward A. Fox Mgmt For For 1.6 Elect Director Steven A. Hirsh Mgmt For For 1.7 Elect Director Harold F. Ilg Mgmt For For 1.8 Elect Director James M. Litvack Mgmt For For 1.9 Elect Director James N. Meehan Mgmt For For 1.10 Elect Director Robert F. Wright Mgmt For For 2 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Equity One, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 294752100 Annual 05-Mar-10 Ticker: EQY CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Noam Ben-Ozer Mgmt For For 1.2 Elect Director James S. Cassel Mgmt For For 1.3 Elect Director Cynthia R. Cohen Mgmt For For 1.4 Elect Director Neil Flanzraich Mgmt For For 1.5 Elect Director Nathan Hetz Mgmt For For 1.6 Elect Director Chaim Katzman Mgmt For For 1.7 Elect Director Peter Linneman Mgmt For For Page 81 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.8 Elect Director Jeffrey S. Olson Mgmt For For 1.9 Elect Director Dori Segal Mgmt For For 2 Ratify Auditors Mgmt For For GAMCO Investors, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 361438104 Annual 31-Mar-10 Ticker: GBL CUSIP: 361438104 ISIN: US3614381040 SEDOL: 2386827 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mario J. Gabelli Mgmt For For 1.2 Elect Director Edwin L. Artzt Mgmt For For 1.3 Elect Director Raymond C. Avansino, Jr. Mgmt For For 1.4 Elect Director Richard L. Bready Mgmt For For 1.5 Elect Director Eugene R. McGrath Mgmt For For 1.6 Elect Director Robert S. Prather, Jr. Mgmt For For 1.7 Elect Director Elisa M. Wilson Mgmt For For 2 Ratify Auditors Mgmt For For Peabody Energy Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 704549104 Annual 12-Mar-10 Ticker: BTU CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gregory H. Boyce Mgmt For For 1.2 Elect Director William A. Coley Mgmt For For 1.3 Elect Director William E. James Mgmt For For 1.4 Elect Director Robert B. Karn, III Mgmt For For 1.5 Elect Director M. Frances Keeth Mgmt For For 1.6 Elect Director Henry E. Lentz Mgmt For For 1.7 Elect Director Robert A. Malone Mgmt For For 1.8 Elect Director William C. Rusnack Mgmt For For 1.9 Elect Director John F. Turner Mgmt For For 1.10 Elect Director Alan H. Washkowitz Mgmt For For 2 Ratify Auditors Mgmt For For Volcom, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-May-10 USA 92864N101 Annual 08-Mar-10 Ticker: VLCM CUSIP: 92864N101 ISIN: US92864N1019 SEDOL: B0CCS09 Page 82 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Rene R. Woolcott Mgmt For For 1.2 Elect Director Richard R. Woolcott Mgmt For For 1.3 Elect Director Douglas S. Ingram Mgmt For For 1.4 Elect Director Anthony M. Palma Mgmt For For 1.5 Elect Director Joseph B. Tyson Mgmt For For 1.6 Elect Director Carl W. Womack Mgmt For For 1.7 Elect Director Kevin G. Wulff Mgmt For For 2 Ratify Auditors Mgmt For For Allianz SE (formerly Allianz AG) Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 Germany D03080112 Annual 15-Apr-10 Ticker: N/A CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 4.10 per Mgmt For For Share 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Elect Peter Sutherland to the Supervisory Board Mgmt For For 6 Approve Remuneration System for Management Board Members Mgmt For For 7 Approve Creation of EUR 550 Million Pool of Capital with Partial Mgmt For For Exclusion of Preemptive Rights 8 Approve Creation of EUR 15 Million Pool of Capital without Mgmt For For Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan 9 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion Rights 10 Authorize Repurchase of Up to Five Percent of Issued Share Mgmt For For Capital for Trading Purposes 11 Authorize Share Repurchase Program and Reissuance or Mgmt For For Cancellation of Repurchased Shares 12 Authorize Use of Financial Derivatives of up to Five Percent of Mgmt For For Issued Share Capital When Repurchasing Shares 13 Approve Affiliation Agreement with Subsidiary Allianz Common Mgmt For For Applications and Services GmbH 14 Approve Affiliation Agreement with Subsidiary AZ-Argos 45 Mgmt For For Vermoegensverwaltungsgesellschaft mbH Page 83 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 BAE Systems plc Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 United Kingdom G06940103 Annual 03-May-10 Ticker: N/A CUSIP: G06940103 ISIN: GB0002634946 SEDOL: 0263494 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Re-elect Michael Hartnall as Director Mgmt For For 5 Re-elect Sir Peter Mason as Director Mgmt For For 6 Re-elect Richard Olver as Director Mgmt For For 7 Elect Paul Anderson as Director Mgmt For For 8 Elect Linda Hudson as Director Mgmt For For 9 Elect Nicholas Rose as Director Mgmt For For 10 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For 11 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For 12 Authorise EU Political Donations and Expenditure Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Amend Articles of Association Mgmt For For 17 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For Entegris, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 29362U104 Annual 12-Mar-10 Ticker: ENTG CUSIP: 29362U104 ISIN: US29362U1043 SEDOL: 2599700 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gideon Argov Mgmt For For 1.2 Elect Director Michael A. Bradley Mgmt For For 1.3 Elect Director Marvin D. Burkett Mgmt For For 1.4 Elect Director Michael P.C. Carns Mgmt For For 1.5 Elect Director Daniel W. Christman Mgmt For For 1.6 Elect Director Gary F. Klingl Mgmt For For 1.7 Elect Director Roger D. McDaniel Mgmt For For 1.8 Elect Director Paul L.H. Olson Mgmt For For 1.9 Elect Director Brian F. Sullivan Mgmt For For Page 84 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against Fresh Del Monte Produce Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 Cayman Islands G36738105 Annual 11-Mar-10 Ticker: FDP CUSIP: G36738105 ISIN: KYG367381053 SEDOL: 2118707 Vote Proponent Mgmt Rec Instruction 1a Re-elect Amir Abu-Ghazaleh as Director Mgmt For For 1b Re-elect Salvatore H. Alfiero as Director Mgmt For For 1c Re-elect Edward L. Boykin as Director Mgmt For For 2 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For 3 Ratify Ernst & Young LLP as Auditors Mgmt For For 4 Approve Non-Employee Directors Equity Plan Mgmt For For 5 Approve and Adopt Performance Incentive Plan for Senior Mgmt For For Executives 6 Approve and Adopt Long-Term Incentive Plan Mgmt For For General Dynamics Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 369550108 Annual 08-Mar-10 Ticker: GD CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161 Vote Proponent Mgmt Rec Instruction 1 Elect Director Nicholas D. Chabraja Mgmt For For 2 Elect Director James S. Crown Mgmt For For 3 Elect Director William P. Fricks Mgmt For For 4 Elect Director Jay L. Johnson Mgmt For For 5 Elect Director George A. Joulwan Mgmt For For 6 Elect Director Paul G. Kaminski Mgmt For For 7 Elect Director John M. Keane Mgmt For For 8 Elect Director Lester L. Lyles Mgmt For For 9 Elect Director William A. Osborn Mgmt For For 10 Elect Director Robert Walmsley Mgmt For For 11 Ratify Auditors Mgmt For For 12 Report on Space-based Weapons Program SH Against Against Knology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 USA 499183804 Annual 10-Mar-10 Ticker: KNOL CUSIP: 499183804 ISIN: US4991838040 SEDOL: 2041557 Page 85 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Donald W. Burton Mgmt For For 1.2 Elect Director William H. Scott, III Mgmt For For 2 Ratify Auditors Mgmt For For L air Liquide Meeting Date Country Primary Security ID Meeting Type Record Date 05-May-10 France F01764103 Annual/Special 30-Apr-10 Ticker: N/A CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.25 per Mgmt For For Share 4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For Capital 5 Reelect Beatrice Majnoni d'Intignano as Director Mgmt For For 6 Reelect Benoit Potier as Director Mgmt For For 7 Reelect Paul Skinner as Director Mgmt For For 8 Elect Jean-Paul Agon as Director Mgmt For For 9 Approve Transaction with Benoit Potier Mgmt For Against 10 Approve Transaction with Pierre Dufour Mgmt For For 11 Ratify Ernst and Young et Autres as Auditor Mgmt For For 12 Reelect Mazars as Auditor Mgmt For For 13 Ratify Auditex as Alternate Auditor Mgmt For For 14 Reelect Patrick de Cambourg as Alternate Auditor Mgmt For For Special Business Mgmt 15 Approve Reduction in Share Capital via Cancellation of Mgmt For For Repurchased Shares 16 Authorize up to 2 Percent of Issued Capital for Use in Stock Mgmt For For Option Plan 17 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For Restricted Stock Plan 18 Authorize Board to Issue Free Warrants with Preemptive Rights Mgmt For Against During a Public Tender Offer 19 Authorize Capitalization of Reserves of Up to EUR 250 Million for Mgmt For For Bonus Issue or Increase in Par Value 20 Approve Employee Stock Purchase Plan Mgmt For For 21 Approve Stock Purchase Plan Reserved for International Mgmt For For Employees Ordinary Business Mgmt Page 86 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 22 Authorize Filing of Required Documents/Other Formalities American Campus Communities, Inc. 06-May-10 Meeting Date USA Country Ticker: ACC Mgmt 024835100 Primary Security ID Annual Meeting Type For Record Date 15-Mar-10 For CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director William C. Bayless, Jr. Mgmt For For 1.2 Elect Director R.D. Burck Mgmt For For 1.3 Elect Director G. Steven Dawson Mgmt For For 1.4 Elect Director Cydney C. Donnell Mgmt For For 1.5 Elect Director Edward Lowenthal Mgmt For For 1.6 Elect Director Joseph M. Macchione Mgmt For For 1.7 Elect Director Winston W. Walker Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors E.ON AG (formerly Veba AG) Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 06-May-10 Germany D24914133 Annual 16-Apr-10 CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904 Proponent Mgmt Rec Vote Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 1.50 per Share Mgmt For For 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For 6b Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010 Mgmt For For 7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 8 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 9 Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For Page 87 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 GlaxoSmithKline plc Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 United Kingdom G3910J112 Annual 04-May-10 Ticker: N/A CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Re-elect Dr Stephanie Burns as Director Mgmt For For 4 Re-elect Julian Heslop as Director Mgmt For For 5 Re-elect Sir Deryck Maughan as Director Mgmt For For 6 Re-elect Dr Daniel Podolsky as Director Mgmt For For 7 Re-elect Sir Robert Wilson as Director Mgmt For For 8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 9 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For 10 Authorise EU Political Donations and Expenditure Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For 14 Approve the Exemption from Statement of the Name of the Mgmt For For Senior Statutory Auditor in Published Copies of the Auditor's Reports 15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 16 Adopt New Articles of Association Mgmt For For Heartland Express, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 422347104 Annual 10-Mar-10 Ticker: HTLD CUSIP: 422347104 ISIN: US4223471040 SEDOL: 2414018 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Russell A. Gerdin Mgmt For Withhold 1.2 Elect Director Michael J. Gerdin Mgmt For Withhold 1.3 Elect Director Richard O. Jacobson Mgmt For For 1.4 Elect Director Dr. Benjamin J. Allen Mgmt For For 1.5 Elect Director Lawrence D. Crouse Mgmt For Withhold 1.6 Elect Director James G. Pratt Mgmt For For 2 Ratify Auditors Mgmt For For Nokia Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 Finland X61873133 Annual 26-Apr-10 Ticker: N/A Page 88 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941 Proponent Mgmt Rec Vote Instruction 1 Open Meeting Mgmt 2 Calling the Meeting to Order Mgmt 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For 4 Acknowledge Proper Convening of Meeting Mgmt For For 5 Prepare and Approve List of Shareholders Mgmt For For 6 Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO Mgmt 7 Accept Financial Statements and Statutory Reports Mgmt For For 8 Approve Allocation of Income and Dividends of EUR 0.40 Per Share Mgmt For For 9 Approve Discharge of Board and President Mgmt For For 10 Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work Mgmt For For 11 Fix Number of Directors at 10 Mgmt For For 12 Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors Mgmt For For 13 Approve Remuneration of Auditors Mgmt For For 14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For 15 Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening General Meetings Mgmt For For 16 17 18 Authorize Repurchase of up to 360 Million Issued Shares Approve Issuance of up to 740 Million Shares without Preemptive Rights Close Meeting Mgmt Mgmt Mgmt For For For For Reckitt Benckiser Group plc Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 United Kingdom G74079107 Annual 04-May-10 Ticker: N/A CUSIP: G74079107 ISIN: GB00B24CGK77 SEDOL: B24CGK7 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Re-elect Adrian Bellamy as Director Mgmt For Abstain 5 Re-elect Peter Harf as Director Mgmt For Abstain Page 89 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Re-elect Colin Day as Director Mgmt For For 7 Re-elect Kenneth Hydon as Director Mgmt For For 8 Re-elect Judith Sprieser as Director Mgmt For For 9 Elect Richard Cousins as Director Mgmt For For 10 Elect Warren Tucker as Director Mgmt For For 11 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 12 Authorise Board to Fix Remuneration of Auditors Mgmt For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 15 Authorise Market Purchase Mgmt For For 16 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 17 Adopt New Articles of Association Mgmt For For Rockwood Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 774415103 Annual 17-Mar-10 Ticker: ROC CUSIP: 774415103 ISIN: US7744151033 SEDOL: B0GWF93 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Seifi Ghasemi Mgmt For For 1.2 Elect Director Sheldon R. Erikson Mgmt For Withhold 2 Ratify Auditors Mgmt For For Simon Property Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 828806109 Annual 08-Mar-10 Ticker: SPG CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452 Vote Proponent Mgmt Rec Instruction 1 Elect Director Melvyn E. Bergstein Mgmt For For 2 Elect Director Linda Walker Bynoe Mgmt For For 3 Elect Director Larry C. Glasscock Mgmt For For 4 Elect Director Karen N. Horn, PhD Mgmt For For 5 Elect Director Allan Hubbard Mgmt For For 6 Elect Director Reuben S. Leibowitz Mgmt For For 7 Elect Director Daniel C. Smith, PhD Mgmt For For 8 Elect Director J. Albert Smith, Jr. Mgmt For For 9 Ratify Auditors Mgmt For For Union Pacific Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 907818108 Annual 26-Feb-10 Ticker: UNP Page 90 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734 Vote Proponent Mgmt Rec Instruction 1 Elect Director Andrew H. Card, Jr. Mgmt For For 2 Elect Director Erroll B. Davis, Jr. Mgmt For For 3 Elect Director Thomas J. Donohue Mgmt For For 4 Elect Director Archie W. Dunham Mgmt For For 5 Elect Director Judith Richards Hope Mgmt For For 6 Elect Director Charles C. Krulak Mgmt For For 7 Elect Director Michael R. McCarthy Mgmt For For 8 Elect Director Michael W. McConnell Mgmt For For 9 Elect Director Thomas F. McLarty III Mgmt For For 10 Elect Director Steven R. Rogel Mgmt For For 11 Elect Director Jose H. Villarreal Mgmt For For 12 Elect Director James R. Young Mgmt For For 13 Ratify Auditors Mgmt For For 14 Require Independent Board Chairman SH Against Against 15 Reduce Supermajority Vote Requirement SH Against For United Parcel Service, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 911312106 Annual 08-Mar-10 Ticker: UPS CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director F. Duane Ackerman Mgmt For For 1.2 Elect Director Michael J. Burns Mgmt For For 1.3 Elect Director D. Scott Davis Mgmt For For 1.4 Elect Director Stuart E. Eizenstat Mgmt For For 1.5 Elect Director Michael L. Eskew Mgmt For For 1.6 Elect Director William R. Johnson Mgmt For For 1.7 Elect Director Ann M. Livermore Mgmt For For 1.8 Elect Director Rudy Markham Mgmt For For 1.9 Elect Director John W. Thompson Mgmt For For 1.10 Elect Director Carol B. Tome Mgmt For For 2 Ratify Auditors Mgmt For For 3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For Page 91 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Verizon Communications Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 USA 92343V104 Annual 08-Mar-10 Ticker: VZ CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571 Vote Proponent Mgmt Rec Instruction 1 Elect Director Richard L. Carrion Mgmt For Against 2 Elect Director M. Frances Keeth Mgmt For Against 3 Elect Director Robert W. Lane Mgmt For For 4 Elect Director Sandra O. Moose Mgmt For Against 5 Elect Director Joseph Neubauer Mgmt For For 6 Elect Director Donald T. Nicolaisen Mgmt For Against 7 Elect Director Thomas H. O'Brien Mgmt For For 8 Elect Director Clarence Otis, Jr. Mgmt For For 9 Elect Director Hugh B. Price Mgmt For Against 10 Elect Director Ivan G. Seidenberg Mgmt For For 11 Elect Director Rodney E. Slater Mgmt For For 12 Elect Director John W. Snow Mgmt For Against 13 Elect Director John R. Stafford Mgmt For For 14 Ratify Auditors Mgmt For For 15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 16 Prohibit Executive Stock-Based Awards SH Against Against 17 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For Orientation and Gender Identity 18 Performance-Based Equity Awards SH Against Against 19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 20 Adopt Policy on Succession Planning SH Against Against 21 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 22 Stock Retention/Holding Period SH Against Against Vinci Meeting Date Country Primary Security ID Meeting Type Record Date 06-May-10 France F5879X108 Annual/Special 03-May-10 Ticker: N/A CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For Page 92 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Approve Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.62 per Share Mgmt For For 4 Authorize Payment of Dividends by Shares Mgmt For For 5 Reelect Dominique Ferrero as Director Mgmt For Against 6 Reelect Xavier Huillard as Director Mgmt For Against 7 Reelect Henri Saint Olive as Director Mgmt For For 8 Reelect Yves-Thibault de Silguy as Director Mgmt For Against 9 Elect Qatari Diar Real Estate Investment Company as Director Mgmt For For 10 Approve Remuneration of Directors in the Aggregate Amount of EUR 920,000 Mgmt For For 11 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 12 Approve Transaction with Vinci Concessions Re: Participation in Aegean Motorway SA Mgmt For For 13 Approve Transaction with Vinci Concessions Re: Participation in Olympia Odos and Olympia Odos Operation Mgmt For For 14 Amend Transaction with Vinci Concessions Re: Financing Obtained by Arcour, Contractor of A19 Highway Mgmt For For 15 Approve Transaction with Vinci Concessions Re: Financing of A-Modell A5 Highway Concession Mgmt For For 16 Approve Transaction with Vinci Concessions Re: Participation in ASF Mgmt For For 17 Approve Additional Pension Scheme Agreement for Xavier Huillard Mgmt For For 18 Approve Severance Payment Agreement for Xavier Huillard Mgmt For Against 19 Approve Transaction with YTSeuropaconsultants Re: Consulting Services Mgmt For Against Special Business Mgmt 20 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 21 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million Mgmt For For 22 Approve Employee Stock Purchase Plan Mgmt For Against 23 Approve Stock Purchase Plan Reserved for International Employees Mgmt For Against 24 Amend Articles 17 of Bylaws Re: Attendance to General Meetings Through Videoconference and Telecommunication Mgmt For For 25 Authorize Filing of Required Documents/Other Formalities Mgmt For For Curtiss-Wright Corporation Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: CW 07-May-10 USA 231561101 Annual 01-Mar-10 CUSIP: 231561101 ISIN: US2315611010 SEDOL: 2241205 Proponent Mgmt Rec Vote Instruction Page 93 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Martin R. Benante Mgmt For For 1.2 Elect Director S. Marce Fuller Mgmt For For 1.3 Elect Director Allen A. Kozinski Mgmt For For 1.4 Elect Director Carl G. Miller Mgmt For For 1.5 Elect Director William B. Mitchell Mgmt For For 1.6 Elect Director John R. Myers Mgmt For For 1.7 Elect Director John B. Nathman Mgmt For For 1.8 Elect Director William W. Sihler Mgmt For For 1.9 Elect Director Albert E. Smith Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For Granite Construction Incorporated Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 387328107 Annual 12-Mar-10 Ticker: GVA CUSIP: 387328107 ISIN: US3873281071 SEDOL: 2381189 Vote Proponent Mgmt Rec Instruction 1 Elect Director William G. Dorey Mgmt For For 2 Elect Director Rebecca A. McDonald Mgmt For For 3 Elect Director William H. Powell Mgmt For For 4 Elect Director Claes G. Bjork Mgmt For For 5 Approve Qualified Employee Stock Purchase Plan Mgmt For For 6 Approve Executive Incentive Bonus Plan Mgmt For For 7 Approve/Amend Executive Incentive Bonus Plan Mgmt For For 8 Ratify Auditors Mgmt For For Occidental Petroleum Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 674599105 Annual 15-Mar-10 Ticker: OXY CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408 Vote Proponent Mgmt Rec Instruction 1 Elect Director Spencer Abraham Mgmt For For 2 Elect Director John S. Chalsty Mgmt For For 3 Elect Director Stephen I. Chazen Mgmt For For 4 Elect Director Edward P. Djerejian Mgmt For For 5 Elect Director John E. Feick Mgmt For For 6 Elect Director Carlos M. Gutierrez Mgmt For For 7 Elect Director Ray R. Irani Mgmt For For Page 94 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8 Elect Director Irvin W. Maloney Mgmt For For 9 Elect Director Avedick B. Poladian Mgmt For For 10 Elect Director Rodolfo Segovia Mgmt For For 11 Elect Director Aziz D. Syriani Mgmt For For 12 Elect Director Rosemary Tomich Mgmt For For 13 Elect Director Walter L. Weisman Mgmt For For 14 Ratify Auditors Mgmt For For 15 Amend Omnibus Stock Plan Mgmt For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 17 Limit Executive Compensation SH Against Against 18 Require Independent Board Chairman SH Against Against 19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 20 Report on Host Country Social and Environmental Laws SH Against Against 21 Require a Majority Vote for the Election of Directors SH Against For 22 Report on Policy for Increasing Safety by Reducing Hazardous SH Against Against Substance Usage and Re-locating Facilities 23 Double Trigger on Equity Plans SH Against Against Standard Chartered plc Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 United Kingdom G84228157 Annual 05-May-10 Ticker: N/A CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Final Dividend Mgmt For For 3 Approve Remuneration Report Mgmt For For 4 Re-elect Jamie Dundas as Director Mgmt For For 5 Re-elect Val Gooding as Director Mgmt For For 6 Re-elect Rudy Markham as Director Mgmt For For 7 Re-elect John Peace as Director Mgmt For For 8 Re-elect Peter Sands as Director Mgmt For For 9 Re-elect Paul Skinner as Director Mgmt For For 10 Re-elect Oliver Stocken as Director Mgmt For For 11 Elect Jaspal Bindra as Director Mgmt For For 12 Elect Richard Delbridge as Director Mgmt For For 13 Elect Dr Han Seung-soo as Director Mgmt For For 14 Elect Simon Lowth as Director Mgmt For For 15 Elect Mike Rees as Director Mgmt For For Page 95 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 16 Reappoint KPMG Audit plc as Auditors Mgmt For For 17 Authorise Board to Fix Remuneration of Auditors Mgmt For For 18 Approve EU Political Donations and Expenditure Mgmt For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 23 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 24 Authorise Market Purchase Mgmt For For 25 Authorise Market Purchase Mgmt For For 26 Adopt New Articles of Association Mgmt For For 27 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 28 Amend Restricted Share Scheme Mgmt For For 29 Approve Waiver on the Reporting and Annual Review Mgmt For For Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek 30 Approve the Waiver in Respect of the Requirement to Enter into Mgmt For For Fixed-term Written Agreements with Temasek 31 Approve Future Ongoing Banking Transactions with Temasek Mgmt For For The Goldman Sachs Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 07-May-10 USA 38141G104 Annual 08-Mar-10 Ticker: GS CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lloyd C. Blankfein Mgmt For For 1.2 Elect Director John H. Bryan Mgmt For For 1.3 Elect Director Gary D. Cohn Mgmt For For 1.4 Elect Director Claes Dahlback Mgmt For For 1.5 Elect Director Stephen Friedman Mgmt For For 1.6 Elect Director William W. George Mgmt For For 1.7 Elect Director James A. Johnson Mgmt For For 1.8 Elect Director Lois D. Juliber Mgmt For For 1.9 Elect Director Lakshmi N. Mittal Mgmt For For 1.10 Elect Director James J. Schiro Mgmt For For 1.11 Elect Director H. Lee Scott, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 4 Reduce Supermajority Vote Requirement Mgmt For For Page 96 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 5 Provide Right to Call Special Meeting Mgmt For For 6 Provide for Cumulative Voting SH Against Against 7 Report on Collateral in Derivatives Trading SH Against Against 8 Require Independent Board Chairman SH Against Against 9 Report on Political Contributions SH Against Against 10 Report on Global Warming Science SH Against Against 11 Report on Pay Disparity SH Against Against 12 Stock Retention/Holding Period SH Against Against Anixter International Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 035290105 Annual 19-Mar-10 Ticker: AXE CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lord James Blyth Mgmt For For 1.2 Elect Director Frederic F. Brace Mgmt For For 1.3 Elect Director Linda Walker Bynoe Mgmt For For 1.4 Elect Director Robert J. Eck Mgmt For For 1.5 Elect Director Robert W. Grubbs, Jr. Mgmt For For 1.6 Elect Director F. Philip Handy Mgmt For For 1.7 Elect Director Melvyn N. Klein Mgmt For For 1.8 Elect Director George Munoz Mgmt For For 1.9 Elect Director Stuart M. Sloan Mgmt For For 1.10 Elect Director Matthew Zell Mgmt For For 1.11 Elect Director Samuel Zell Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For ArcelorMittal Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 Luxembourg L0302D129 Annual 26-Apr-10 Ticker: N/A CUSIP: N/A ISIN: N/A SEDOL: 7281886 Vote Proponent Mgmt Rec Instruction Annual Meeting Mgmt Ordinary Business Mgmt 1 Receive and Approve Directors' and Auditors' Reports Mgmt 2 Accept Consolidated Financial Statements Mgmt For For 3 Accept Financial Statements Mgmt For For Page 97 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For Share 5 Approve Remuneration of Directors Mgmt For For 6 Approve Discharge of Directors Mgmt For For 7 Acknowledge Cooptation of Jeannot Krecke as Director Mgmt For Against 8 Reelect Vanisha Mittal Bhatia as Director Mgmt For Against 9 Elect Jeannot Krecke as Director Mgmt For Against 10 Approve Share Repurchase Program Mgmt For Against 11 Ratify Deloitte SA as Auditors Mgmt For For 12 Approve Share Plan Grant Mgmt For For 13 Approve Employee Stock Purchase Plan Mgmt For For Extraordinary Business Mgmt 14 Waive Requirement for Mandatory Offer to All Shareholders Mgmt For For Boston Scientific Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 101137107 Annual 12-Mar-10 Ticker: BSX CUSIP: 101137107 ISIN: US1011371077 SEDOL: 2113434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John E. Abele Mgmt For For 1.2 Elect Director Katharine T. Bartlett Mgmt For For 1.3 Elect Director Bruce L. Byrnes Mgmt For For 1.4 Elect Director Nelda J. Connors Mgmt For For 1.5 Elect Director J. Raymond Elliott Mgmt For For 1.6 Elect Director Marye Anne Fox Mgmt For For 1.7 Elect Director Ray J. Groves Mgmt For For 1.8 Elect Director Ernest Mario Mgmt For For 1.9 Elect Director N.J. Nicholas, Jr. Mgmt For For 1.10 Elect Director Pete M. Nicholas Mgmt For For 1.11 Elect Director Uwe E. Reinhardt Mgmt For For 1.12 Elect Director John E. Sununu Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain Skyworks Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 83088M102 Annual 23-Mar-10 Ticker: SWKS CUSIP: 83088M102 ISIN: US83088M1027 SEDOL: 2961053 Vote Proponent Mgmt Rec Instruction Page 98 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Kevin L. Beebe Mgmt For For 1.2 Elect Director Timothy R. Furey Mgmt For For 1.3 Elect Director David J. McLachlan Mgmt For For 2 Ratify Auditors Mgmt For For Unilever NV Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 Netherlands N8981F271 Annual 20-Apr-10 Ticker: N/A CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1 Vote Proponent Mgmt Rec Instruction Annual Meeting Mgmt 1 Receive Report of Management Board (Non-Voting) Mgmt 2 Approve Financial Statements and Allocation of Income Mgmt For For 3 Approve Discharge of Executive Directors Mgmt For For 4 Approve Discharge of Non-Executive Directors Mgmt For For 5 Reelect P.G.J.M. Polman to Executive Board Mgmt For For 6 Elect R.J-M.S. Huet to Executive Board Mgmt For For 7 Reelect L.O. Fresco as Non-Executive Director Mgmt For For 8 Reelect A.M. Fudge as Non-Executive Director Mgmt For For 9 Reelect C.E. Golden as Non-Executive Director Mgmt For For 10 Reelect B.E. Grote as Non-Executive Director Mgmt For For 11 Reelect H. Nyasulu as Non-Executive Director Mgmt For For 12 Reelect K.J. Storm as Non-Executive Director Mgmt For For 13 Reelect M. Treschow as Non-Executive Director Mgmt For For 14 Reelect J. van der Veer as Non-Executive Director Mgmt For For 15 Elect P. Walsh as Non-Executive Director Mgmt For For 16 Elect M. Rifkind as Non-Executive Director Mgmt For For 17 Approve Management Co-Investment Plan Mgmt For For 18 Amend Performance Criteria of the Annual Bonus Mgmt For For 19 Amend Performance Criteria of the Long-Term Incentive Plan Mgmt For For 20 Approve Cancellation of 4 Percent Cumulative Preference Shares Mgmt For For 21 Authorize Repurchase of 6% Cumulative Preference Shares and Mgmt For For 7% Cumulative Preference Shares 22 Authorize Repurchase of Up to Ten Percent of Issued Share Mgmt For For Capital 23 Approve Authorization to Cancel Ordinary Shares Mgmt For For 24 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 25 Ratify PricewaterhouseCoopers as Auditors Mgmt For For Page 99 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 26 Allow Questions and Close Meeting Mgmt Waste Management, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-May-10 USA 94106L109 Annual 15-Mar-10 Ticker: WM CUSIP: 94106L109 ISIN: US94106L1098 SEDOL: 2937667 Vote Proponent Mgmt Rec Instruction 1 Elect Director Pastora San Juan Cafferty Mgmt For For 2 Elect Director Frank M. Clark, Jr. Mgmt For For 3 Elect Director Patrick W. Gross Mgmt For For 4 Elect Director John C. Pope Mgmt For For 5 Elect Director W. Robert Reum Mgmt For For 6 Elect Director Steven G. Rothmeier Mgmt For For 7 Elect Director David P. Steiner Mgmt For For 8 Elect Director Thomas H. Weidemeyer Mgmt For For 9 Ratify Auditors Mgmt For For 10 Reduce Supermajority Vote Requirement Mgmt For For 11 Report on Political Contributions SH Against Against 12 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For BG Group plc Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 United Kingdom G1245Z108 Annual 10-May-10 Ticker: N/A CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Elect Mark Seligman as Director Mgmt For For 5 Re-elect Peter Backhouse as Director Mgmt For For 6 Re-elect Lord Sharman as Director Mgmt For For 7 Re-elect Philippe Varin as Director Mgmt For For 8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 9 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For 10 Authorise EU Political Donations and Expenditure Mgmt For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 13 Authorise Market Purchase Mgmt For For Page 100 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 15 Adopt New Articles of Association BNP Paribas Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: N/A 12-May-10 France F1058Q238 Annual/Special 07-May-10 CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 2 Approve Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 1.50 per Share Mgmt For For 4 Acknowledge Auditors' Special Report Mentioning the Absence of New Related-Party Transactions Mgmt For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 6 Reelect Louis Schweitzer as Director Mgmt For Against 7 Elect Michel Tilmant as Director Mgmt For Against 8 Elect Emiel Van Broekhoven as Director Mgmt For Against 9 Elect Meglena Kuneva as Director Mgmt For For 10 Elect Jean Laurent Bonnafe as Director Mgmt For Against 11 Approve Remuneration of Directors in the Aggregate Amount of EUR 975,000 Mgmt For For Special Business Mgmt 12 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion Mgmt For For 13 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million Mgmt For For 14 Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers Mgmt For For 15 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 16 Set Total Limit for Capital Increase to Result from Issuance Requests under Items 8 to 10 at EUR 350 Million Mgmt For For 17 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value Mgmt For For 18 Set Total Limit for Capital Increase to Result from Issuance Requests under Items 7 to 10 at EUR1 Billion Mgmt For For 19 Approve Employee Stock Purchase Plan Mgmt For For 20 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 21 Approve Merger by Absorption of Fortis Banque France Mgmt For For Page 101 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 22 Amend Bylaws to Remove All References to Preferred Stock Mgmt For For (Class B) Suscribed by SPPE on March 31, 2009; And Adopt new Version of Bylaws 23 Authorize Filing of Required Documents/Other Formalities Mgmt For For ConocoPhillips Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 20825C104 Annual 15-Mar-10 Ticker: COP CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Richard L. Armitage Mgmt For For 1.2 Elect Director Richard H. Auchinleck Mgmt For For 1.3 Elect Director James E. Copeland, Jr. Mgmt For For 1.4 Elect Director Kenneth M. Duberstein Mgmt For For 1.5 Elect Director Ruth R. Harkin Mgmt For For 1.6 Elect Director Harold W. Mcgraw III Mgmt For For 1.7 Elect Director James J. Mulva Mgmt For For 1.8 Elect Director Robert A. Niblock Mgmt For For 1.9 Elect Director Harald J. Norvik Mgmt For For 1.10 Elect Director William K. Reilly Mgmt For For 1.11 Elect Director Bobby S. Shackouls Mgmt For For 1.12 Elect Director Victoria J. Tschinkel Mgmt For For 1.13 Elect Director Kathryn C. Turner Mgmt For For 1.14 Elect Director William E. Wade, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Report on Board Risk Management Oversight SH Against Against 4 Adopt Quantitative GHG Goals for Products and Operations SH Against For 5 Report on Environmental Impact of Oil Sands Operations in SH Against Against Canada 6 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against Impacts 7 Report on Financial Risks of Climate Change SH AgainstAgainst 8 Adopt Goals to Reduce Emission of TRI Chemicals SH Against For 9 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For Orientation and Gender Identity 10 Report on Political Contributions SH Against Against CVS Caremark Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 126650100 Annual 15-Mar-10 Ticker: CVS CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609 Page 102 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Elect Director Edwin M. Banks Mgmt For Against 2 Elect Director C. David Brown II Mgmt For Against 3 Elect Director David W. Dorman Mgmt For Against 4 Elect Director Kristen Gibney Williams Mgmt For For 5 Elect Director Marian L. Heard Mgmt For Against 6 Elect Director William H. Joyce Mgmt For For 7 Elect Director Jean-Pierre Millon Mgmt For For 8 Elect Director Terrence Murray Mgmt For For 9 Elect Director C.A. Lance Piccolo Mgmt For For 10 Elect Director Sheli Z. Rosenberg Mgmt For Against 11 Elect Director Thomas M. Ryan Mgmt For For 12 Elect Director Richard J. Swift Mgmt For For 13 Ratify Auditors Mgmt For For 14 Approve Omnibus Stock Plan Mgmt For For 15 Provide Right to Call Special Meeting Mgmt For For 16 Report on Political Contributions SH Against Against 17 Adopt Global Warming Principles SH Against Against Dril-Quip, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 262037104 Annual 25-Mar-10 Ticker: DRQ CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alexander P. Shukis Mgmt For For 2 Ratify Auditors Mgmt For For Eastman Kodak Company Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 277461109 Annual 15-Mar-10 Ticker: EK CUSIP: 277461109 ISIN: US2774611097 SEDOL: 2300601 Vote Proponent Mgmt Rec Instruction 1 Elect Director Richard S. Braddock Mgmt For For 2 Elect Director Herald Y. Chen Mgmt For For 3 Elect Director Adam H. Clammer Mgmt For For 4 Elect Director Timothy M. Donahue Mgmt For For 5 Elect Director Michael J. Hawley Mgmt For For 6 Elect Director William H. Hernandez Mgmt For For Page 103 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 7 Elect Director Douglas R. Lebda Mgmt For For 8 Elect Director Debra L. Lee Mgmt For For 9 Elect Director Delano E. Lewis Mgmt For For 10 Elect Director William G. Parrett Mgmt For For 11 Elect Director Antonio M. Perez Mgmt For For 12 Elect Director Joel Seligman Mgmt For For 13 Elect Director Dennis F. Strigl Mgmt For For 14 Elect Director Laura D'Andrea Tyson Mgmt For For 15 Ratify Auditors Mgmt For For 16 Amend Omnibus Stock Plan Mgmt For Against 17 Amend Executive Incentive Bonus Plan Mgmt For For Knight Capital Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 499005106 Annual 01-Apr-10 Ticker: NITE CUSIP: 499005106 ISIN: US4990051066 SEDOL: 2266275 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William L. Bolster Mgmt For For 1.2 Elect Director Gary R. Griffith Mgmt For For 1.3 Elect Director Thomas M. Joyce Mgmt For For 1.4 Elect Director James W. Lewis Mgmt For For 1.5 Elect Director Thomas C. Lockburner Mgmt For For 1.6 Elect Director James T. Milde Mgmt For For 1.7 Elect Director Christopher C. Quick Mgmt For For 1.8 Elect Director Laurie M. Shahon Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For ManTech International Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 564563104 Annual 18-Mar-10 Ticker: MANT CUSIP: 564563104 ISIN: US5645631046 SEDOL: 2825308 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director George J. Pedersen Mgmt For For 1.2 Elect Director Richard L. Armitage Mgmt For For 1.3 Elect Director Mary K. Bush Mgmt For For 1.4 Elect Director Barry G. Campbell Mgmt For For 1.5 Elect Director W.R. Fatzinger, Jr. Mgmt For For Page 104 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.6 Elect Director David E. Jeremiah Mgmt For For 1.7 Elect Director Richard J. Kerr Mgmt For For 1.8 Elect Director Kenneth A. Minihan Mgmt For For 1.9 Elect Director Stephen W. Porter Mgmt For For 1.10 Elect Director Lawrence B. Prior, III Mgmt For For 2 Ratify Auditors Mgmt For For Murphy Oil Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 626717102 Annual 15-Mar-10 Ticker: MUR CUSIP: 626717102 ISIN: US6267171022 SEDOL: 2611206 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Frank W. Blue Mgmt For For 1.2 Elect Director Claiborne P. Deming Mgmt For For 1.3 Elect Director Robert A. Hermes Mgmt For For 1.4 Elect Director James V. Kelley Mgmt For For 1.5 Elect Director R. Madison Murphy Mgmt For For 1.6 Elect Director William C. Nolan, Jr. Mgmt For For 1.7 Elect Director Neal E. Schmale Mgmt For For 1.8 Elect Director David J. H. Smith Mgmt For For 1.9 Elect Directors Caroline G. Theus Mgmt For For 1.10 Elect Directors David M. Wood Mgmt For For 2 Ratify Auditors Mgmt For For Philip Morris International Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 718172109 Annual 16-Mar-10 Ticker: PM CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3 Vote Proponent Mgmt Rec Instruction 1 Elect Director Harold Brown Mgmt For For 2 Elect Director Mathis Cabiallavetta Mgmt For For 3 Elect Director Louis C. Camilleri Mgmt For For 4 Elect Director J. Dudley Fishburn Mgmt For For 5 Elect Director Jennifer Li Mgmt For For 6 Elect Director Graham Mackay Mgmt For For 7 Elect Director Sergio Marchionne Mgmt For For 8 Elect Director Lucio A. Noto Mgmt For For 9 Elect Director Carlos Slim Helu Mgmt For For Page 105 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 10 Elect Director Stephen M. Wolf Mgmt For For 11 Ratify Auditors Mgmt For For 12 Report on Effect of Marketing Practices on the Poor SH Against Against 13 Establish Supplier Human Rights Purchasing Protocols SH Against Against The Warnaco Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 934390402 Annual 18-Mar-10 Ticker: WRC CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668 Vote Proponent Mgmt Rec Instruction 1 Elect Director David A. Bell Mgmt For For 2 Elect Director Robert A. Bowman Mgmt For For 3 Elect Director Richard Karl Goeltz Mgmt For For 4 Elect Director Joseph R. Gromek Mgmt For For 5 Elect Director Sheila A. Hopkins Mgmt For For 6 Elect Director Charles R. Perrin Mgmt For For 7 Elect Director Nancy A. Reardon Mgmt For For 8 Elect Director Donald L. Seeley Mgmt For For 9 Elect Director Cheryl Nido Turpin Mgmt For For 10 Ratify Auditors Mgmt For For Tupperware Brands Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 USA 899896104 Annual 15-Mar-10 Ticker: TUP CUSIP: 899896104 ISIN: US8998961044 SEDOL: 2872069 Vote Proponent Mgmt Rec Instruction 1 Elect Director Rita Bornstein, Ph.D. Mgmt For For 2 Elect Director Kriss Cloninger, III Mgmt For For 3 Elect Director E.V. Goings Mgmt For For 4 Elect Director Joe R. Lee Mgmt For For 5 Elect Director Bob Marbut Mgmt For For 6 Elect Director Antonio Monteiro de Castro Mgmt For For 7 Elect Director David R. Parker Mgmt For For 8 Elect Director Joyce M. Roche Mgmt For For 9 Elect Director J. Patrick Spainhour Mgmt For For 10 Elect Director M. Anne Szostak Mgmt For For 11 Ratify Auditors Mgmt For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For Page 106 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 13 Approve Omnibus Stock Plan Mgmt For Against Unilever plc Meeting Date Country Primary Security ID Meeting Type Record Date 12-May-10 United Kingdom G92087165 Annual 10-May-10 Ticker: N/A CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Re-elect Paul Polman as Director Mgmt For For 4 Elect Jean-Marc Huet as Director Mgmt For For 5 Re-elect Louise Fresco as Director Mgmt For For 6 Re-elect Ann Fudge as Director Mgmt For For 7 Re-elect Charles Golden as Director Mgmt For For 8 Re-elect Byron Grote as Director Mgmt For For 9 Re-elect Hixonia Nyasulu as Director Mgmt For For 10 Re-elect Kees Storm as Director Mgmt For For 11 Re-elect Michael Treschow as Director Mgmt For For 12 Re-elect Jeroen van der Veer as Director Mgmt For For 13 Re-elect Paul Walsh as Director Mgmt For For 14 Elect Sir Malcolm Rifkind as Director Mgmt For For 15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Authorise EU Political Donations and Expenditure Mgmt For For 21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For 22 Approve the Management Co-Investment Plan Mgmt For For 23 Adopt New Articles of Association Mgmt For For Alexanders, Inc Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 014752109 Annual 15-Mar-10 Ticker: ALX CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael D. Fascitelli Mgmt For Withhold 1.2 Elect Director Thomas R. DiBenedetto Mgmt For For Page 107 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors AMERIGROUP Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: AGP 13-May-10 USA 03073T102 Annual 16-Mar-10 CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Kay Coles James Mgmt For For 1.2 Elect Director Hala Moddelmog Mgmt For For 1.3 Elect Director Uwe E. Reinhardt, Ph.d. Mgmt For For 2 Ratify Auditors Bill Barrett Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: BBG 13-May-10 USA 06846N104 Annual 15-Mar-10 CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director William F. Owens Mgmt For For 1.2 Elect Director Randy A. Foutch Mgmt For For 1.3 Elect Director Joseph N. Jaggers Mgmt For For 1.4 Elect Director Edmund P. Segner, III Mgmt For For 2 Ratify Auditors Mgmt For For 3 Declassify the Board of Directors Mgmt For For 4 Reduce Supermajority Vote Requirement C.H. Robinson Worldwide, Inc. 13-May-10 Meeting Date Ticker: CHRW USA Country SH 12541W209 Primary Security ID Annual Meeting Type Against Record Date 16-Mar-10 For CUSIP: 12541W209 ISIN: US12541W2098 SEDOL: 2116228 Proponent Mgmt Rec Vote Instruction 1 Elect Director Steven L. Polacek Mgmt For For 2 Elect Director ReBecca Koenig Roloff Mgmt For For 3 Elect Director Michael W. Wickham Mgmt For For 4 Approve Executive Incentive Bonus Plan Mgmt For For 5 Ratify Auditors Carter's, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: CRI 13-May-10 USA 146229109 Annual 26-Mar-10 CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939 Page 108 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vanessa J. Castagna Mgmt For For 1.2 Elect Director William J. Montgoris Mgmt For For 1.3 Elect Director David Pulver Mgmt For For 2 Ratify Auditors Mgmt For For Cinemark Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 17243V102 Annual 25-Mar-10 Ticker: CNK CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Benjamin D. Chereskin Mgmt For For 1.2 Elect Director Lee Roy Mitchell Mgmt For For 1.3 Elect Director Raymond W. Syufy Mgmt For For 2 Ratify Auditors Mgmt For For Ford Motor Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 345370860 Annual 17-Mar-10 Ticker: F CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen G. Butler Mgmt For For 1.2 Elect Director Kimberly A. Casiano Mgmt For For 1.3 Elect Director Anthony F. Earley, Jr. Mgmt For For 1.4 Elect Director Edsel B. Ford II Mgmt For For 1.5 Elect Director William Clay Ford, Jr. Mgmt For For 1.6 Elect Director Richard A. Gephardt Mgmt For For 1.7 Elect Director Irvine O. Hockaday, Jr. Mgmt For For 1.8 Elect Director Richard A. Manoogian Mgmt For For 1.9 Elect Director Ellen R. Marram Mgmt For For 1.10 Elect Director Alan Mulally Mgmt For For 1.11 Elect Director Homer A. Neal Mgmt For For 1.12 Elect Director Gerald L. Shaheen Mgmt For For 1.13 Elect Director John L. Thornton Mgmt For For 2 Ratify Auditors Mgmt For For 3 Adopt NOL Rights Plan (NOL Pill) Mgmt For For 4 Disclose Prior Government Service SH Against Against 5 Adopt Recapitalization Plan SH Against Against Page 109 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Report on Political Contributions SH Against Against 7 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 8 Prohibit Energy Projects Only Concerned With CO2 Reduction SH Against Against General Maritime Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 Marshall Isl Y2693R101 Annual 15-Mar-10 Ticker: GMR CUSIP: Y2693R101 ISIN: MHY2693R1018 SEDOL: B3KH711 Vote Proponent Mgmt Rec Instruction 1.1 Reelect Peter C. Georgiopoulos as Director Mgmt For For 1.2 Reelect William J. Crabtree as Director Mgmt For For 1.3 Reelect Dr. E. Grant Gibbons as Director Mgmt For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For Google Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 38259P508 Annual 15-Mar-10 Ticker: GOOG CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Eric Schmidt Mgmt For For 1.2 Elect Director Sergey Brin Mgmt For For 1.3 Elect Director Larry Page Mgmt For For 1.4 Elect Director L. John Doerr Mgmt For For 1.5 Elect Director John L. Hennessy Mgmt For For 1.6 Elect Director Ann Mather Mgmt For For 1.7 Elect Director Paul S. Otellini Mgmt For For 1.8 Elect Director K. Ram Shriram Mgmt For For 1.9 Elect Director Shirley M. Tilghman Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Prepare Sustainability Report SH Against For 5 Adopt Principles for Online Advertising SH Against Against 6 Amend Human Rights Policies Regarding Chinese Operations SH Against Against Highwoods Properties, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 431284108 Annual 02-Mar-10 Ticker: HIW CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640 Page 110 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gene H. Anderson Mgmt For For 1.2 Elect Director Edward J. Fritsch Mgmt For For 1.3 Elect Director David J. Hartzell Mgmt For For 1.4 Elect Director Lawrence S. Kaplan Mgmt For For 1.5 Elect Director Sherry A. Kellett Mgmt For For 1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For Rent-A-Center, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 76009N100 Annual 31-Mar-10 Ticker: RCII CUSIP: 76009N100 ISIN: US76009N1000 SEDOL: 2733092 Vote Proponent Mgmt Rec Instruction 1 Elect Director Mitchel E. Fadel Mgmt For For 2 Elect Director Kerney Laday Mgmt For For 3 Elect Director Paula Stern Mgmt For For 4 Ratify Auditors Mgmt For For Republic Services, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 760759100 Annual 16-Mar-10 Ticker: RSG CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530 Vote Proponent Mgmt Rec Instruction 1 Election Director James E. O Connor Mgmt For For 2 Election Director John W. Croghan Mgmt For For 3 Election Director James W. Crownover Mgmt For For 4 Election Director William J. Flynn Mgmt For For 5 Election Director David I. Foley Mgmt For For 6 Election Director Michael Larson Mgmt For For 7 Election Director Nolan Lehmann Mgmt For For 8 Election Director W. Lee Nutter Mgmt For For 9 Election Director Ramon A. Rodriguez Mgmt For For 10 Election Director Allan C. Sorensen Mgmt For For 11 Election Director John M. Trani Mgmt For For 12 Election Director Michael W. Wickham Mgmt For For 13 Ratify Auditors Mgmt For For Page 111 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 14 Report on Political Contributions SH Against Against SIGA Technologies, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 826917106 Annual 31-Mar-10 Ticker: SIGA CUSIP: 826917106 ISIN: US8269171067 SEDOL: 2107437 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Eric A. Rose Mgmt For For 1.2 Elect Director James J. Antal Mgmt For For 1.3 Elect Director Michael J. Bayer Mgmt For For 1.4 Elect Director Thomas E. Constance Mgmt For For 1.5 Elect Director Steven L. Fasman Mgmt For Withhold 1.6 Elect Director Scott M. Hammer Mgmt For For 1.7 Elect Director Joseph W. Marshall, III Mgmt For For 1.8 Elect Director Paul G. Savas Mgmt For Withhold 1.9 Elect Director Bruce Slovin Mgmt For Withhold 1.10 Elect Director Michael A. Weiner Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against The Charles Schwab Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 808513105 Annual 15-Mar-10 Ticker: SCHW CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Arun Sarin Mgmt For For 1.2 Elect Director Paula A. Sneed Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For 4 Report on Political Contributions SH Against Against 5 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives The Dow Chemical Company Meeting Date Country Primary Security ID Meeting Type Record Date 13-May-10 USA 260543103 Annual 15-Mar-10 Ticker: DOW CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719 Vote Proponent Mgmt Rec Instruction 1 Elect Director Arnold A. Allemang Mgmt For For Page 112 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director Jacqueline K. Barton Mgmt For For 3 Elect Director James A. Bell Mgmt For Against 4 Elect Director Jeff M. Fettig Mgmt For Against 5 Elect Director Barbara H. Franklin Mgmt For For 6 Elect Director John B. Hess Mgmt For For 7 Elect Director Andrew N. Liveris Mgmt For For 8 Elect Director Paul Polman Mgmt For For 9 Elect Director Dennis H. Reilley Mgmt For For 10 Elect Director James M. Ringler Mgmt For For 11 Elect Director Ruth G. Shaw Mgmt For For 12 Elect Director Paul G. Stern Mgmt For Against 13 Ratify Auditors Mgmt For For 14 Provide Right to Call Special Meeting Mgmt For For 15 Report on Environmental Remediation in Midland Area SH Against Against 16 Stock Retention/Holding Period SH Against Against 17 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Bruker Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 14-May-10 USA 116794108 Annual 31-Mar-10 Ticker: BRKR CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Wolf-Dieter Emmerich Mgmt For For 1.2 Elect Director Brenda J. Furlong Mgmt For For 1.3 Elect Director Frank H. Laukien Mgmt For Withhold 1.4 Elect Director Richard A. Packer Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Consolidated Edison, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 17-May-10 USA 209115104 Annual 30-Mar-10 Ticker: ED CUSIP: 209115104 ISIN: US2091151041 SEDOL: 2216850 Vote Proponent Mgmt Rec Instruction 1 Elect Director Kevin Burke Mgmt For For 2 Elect Director Vincent A. Calarco Mgmt For For 3 Elect Director George Campbell, Jr. Mgmt For For 4 Elect Director Gordon J. Davis Mgmt For For Page 113 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Mgmt5 Elect Director Michael J. Del Giudice For For Mgmt6 Elect Director Ellen V. Futter For For Mgmt7 Elect Director John F. Hennessy, III For For Mgmt8 Elect Director Sally Hernandez For For Mgmt9 Elect Director John F. Killian For For Mgmt10 Elect Director Eugene R. McGrath For For Mgmt11 Elect Director Michael W. Ranger For For Mgmt12 Elect Director L. Frederick Sutherland For For Mgmt13 Ratify Auditors For For SH14 Increase Disclosure of Executive Compensation Against Against Sanofi Aventis Meeting Date Country Primary Security ID Meeting Type Record Date 17-May-10 France F5548N101 Annual/Special 12-May-10 Ticker: N/A CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735 Vote Proponent Mgmt Rec Instruction MgmtOrdinary Business Mgmt1 Approve Financial Statements and Statutory Reports For For Mgmt2 Accept Consolidated Financial Statements and Statutory Reports For For Mgmt3 Approve Allocation of Income and Dividends of EUR 2.40 per For For Share Mgmt4 Receive Auditors' Special Report Mentioning the Absence of New For Against Related-Party Transactions Mgmt5 Ratify Appointment of Serge Weinberg as Director For Against Mgmt6 Elect Catherine Brechignac as Director For For Mgmt7 Reelect Robert Castaigne as Director For Against Mgmt8 Reelect Lord Douro as Director For For Mgmt9 Reelect Christian Mulliez as Director For Against Mgmt10 Reelect Christopher Viehbacher as Director For Against Mgmt11 Authorize Repurchase of Up to 10 Percent of Issued Share For For Capital MgmtSpecial Business Mgmt12 Amend Articles 11 of Bylaws Re: Shareholding Requirements and For For Length of Term for Directors Mgmt13 Authorize Filing of Required Documents/Other Formalities For For B&G Foods, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 05508R106 Annual 26-Mar-10 Ticker: BGS CUSIP: 05508R106 ISIN: US05508R1068 SEDOL: B034L49 Page 114 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert C. Cantwell Mgmt For For 1.2 Elect Director James R. Chambers Mgmt For For 1.3 Elect Director Cynthia T. Jamison Mgmt For For 1.4 Elect Director Dennis M. Mullen Mgmt For For 1.5 Elect Director Alfred Poe Mgmt For For 1.6 Elect Director Stephen C. Sherrill Mgmt For For 1.7 Elect Director David L. Wenner Mgmt For For 2 Eliminate Class of Common Stock Mgmt For For 3 Increase Authorized Common Stock Mgmt For For 4 Amend Omnibus Stock Plan Mgmt For Against 5 Ratify Auditors Mgmt For For Emergency Medical Services Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 29100P102 Annual 01-Apr-10 Ticker: EMS CUSIP: 29100P102 ISIN: US29100P1021 SEDOL: B0V02G8 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Steven B. Epstein Mgmt For For 1.2 Elect Director Paul B. Iannini Mgmt For For 1.3 Elect Director James T. Kelly Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For JPMorgan Chase & Co. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 46625h100 Annual 19-Mar-10 Ticker: JPM CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Crandall C. Bowles Mgmt For For 1.2 Elect Director Stephen B. Burke Mgmt For For 1.3 Elect Director David M. Cote Mgmt For For 1.4 Elect Director James S. Crown Mgmt For For 1.5 Elect Director James Dimon Mgmt For For 1.6 Elect Director Ellen V. Futter Mgmt For For 1.7 Elect Director William H. Gray, III Mgmt For For 1.8 Elect Director Laban P. Jackson, Jr. Mgmt For For 1.9 Elect Director David C. Novak Mgmt For For Page 115 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.10 Elect Director Lee R. Raymond Mgmt For For 1.11 Elect Director William C. Weldon Mgmt For For 2 Ratify Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 4 Affirm Political Non-Partisanship SH Against Against 5 Amend Bylaws-- Call Special Meetings SH Against For 6 Report on Collateral in Derivatives Trading SH Against Against 7 Provide Right to Act by Written Consent SH Against For 8 Require Independent Board Chairman SH Against Against 9 Report on Pay Disparity SH Against Against 10 Stock Retention/Holding Period SH Against Against Kraft Foods Inc Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 50075N104 Annual 11-Mar-10 Ticker: KFT CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296 Vote Proponent Mgmt Rec Instruction 1 Elect Director Ajaypal S. Banga Mgmt For For 2 Elect Director Myra M. Hart Mgmt For For 3 Elect Director Lois D. Juliber Mgmt For For 4 Elect Director Mark D. Ketchum Mgmt For For 5 Elect Director Richard A. Lerner Mgmt For For 6 Elect Director Mackey J. McDonald Mgmt For For 7 Elect Director John C. Pope Mgmt For For 8 Elect Director Fredric G. Reynolds Mgmt For For 9 Elect Director Irene B. Rosenfeld Mgmt For For 10 Elect Director J.F. Van Boxmeer Mgmt For For 11 Elect Director Deborah C. Wright Mgmt For For 12 Elect Director Frank G. Zarb Mgmt For For 13 Ratify Auditors Mgmt For For 14 Provide Right to Act by Written Consent SH Against For Medicis Pharmaceutical Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 584690309 Annual 19-Mar-10 Ticker: MRX CUSIP: 584690309 ISIN: US5846903095 SEDOL: 2576510 Vote Proponent Mgmt Rec Instruction 1 Elect Director Michael A. Pietrangelo Mgmt For For Page 116 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Elect Director Lottie H. Shackelford Mgmt For For 3 Elect Director Jonah Shacknai Mgmt For For 4 Ratify Auditors Mgmt For For Morgan Stanley Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 617446448 Annual 22-Mar-10 Ticker: MS CUSIP: 617446448 ISIN: US6174464486 SEDOL: 2262314 Vote Proponent Mgmt Rec Instruction 1 Elect Director Roy J. Bostock Mgmt For For 2 Elect Director Erskine B. Bowles Mgmt For For 3 Elect Director Howard J. Davies Mgmt For For 4 Elect Director James P. Gorman Mgmt For For 5 Elect Director James H. Hance, Jr. Mgmt For For 6 Elect Director Nobuyuki Hirano Mgmt For For 7 Elect Director C. Robert Kidder Mgmt For For 8 Elect Director John J. Mack Mgmt For For 9 Elect Director Donald T. Nicolaisen Mgmt For For 10 Elect Director Charles H. Noski Mgmt For For 11 Elect Director Hutham S. Olayan Mgmt For For 12 Elect Director O. Griffith Sexton Mgmt For For 13 Elect Director Laura D. Tyson Mgmt For For 14 Ratify Auditors Mgmt For For 15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For 16 Amend Omnibus Stock Plan Mgmt For Against 17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 18 Stock Retention/Holding Period SH Against Against 19 Require Independent Board Chairman SH Against Against 20 Report on Pay Disparity SH Against Against 21 Claw-back of Payments under Restatements SH Against Against Psychiatric Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 74439H108 Annual 01-Apr-10 Ticker: PSYS CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mark P. Clein Mgmt For For 1.2 Elect Director Richard D. Gore Mgmt For For Page 117 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Royal Dutch Shell plc Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 United Kingdom G7690A118 Annual 16-May-10 Ticker: N/A CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3 Elect Charles Holliday as Director Mgmt For For 4 Re-elect Josef Ackermann as Director Mgmt For For 5 Re-elect Malcolm Brinded as Director Mgmt For For 6 Re-elect Simon Henry as Director Mgmt For For 7 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For 8 Re-elect Wim Kok as Director Mgmt For For 9 Re-elect Nick Land as Director Mgmt For For 10 Re-elect Christine Morin-Postel as Director Mgmt For For 11 Re-elect Jorma Ollila as Director Mgmt For For 12 Re-elect Jeroen van der Veer as Director Mgmt For For 13 Re-elect Peter Voser as Director Mgmt For For 14 Re-elect Hans Wijers as Director Mgmt For For 15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 19 Authorise Market Purchase Mgmt For For 20 Approve Scrip Dividend Scheme Mgmt For For 21 Authorise EU Political Donations and Expenditure Mgmt For For 22 Adopt New Articles of Association Mgmt For For Shareholder Resolution Mgmt 23 Direct the Audit Committee or a Risk Committee of the Board to SH Against Against Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects Southwestern Energy Company Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 845467109 Annual 31-Mar-10 Ticker: SWN CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619 Vote Proponent Mgmt Rec Instruction Page 118 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For 1.2 Elect Director Robert L. Howard Mgmt For For 1.3 Elect Director Harold M. Korell Mgmt For For 1.4 Elect Director Vello A. Kuuskraa Mgmt For For 1.5 Elect Director Kenneth R. Mourton Mgmt For For 1.6 Elect Director Steven L. Mueller Mgmt For For 1.7 Elect Director Charles E. Scharlau Mgmt For For 2 Ratify Auditors Mgmt For For 3 Increase Authorized Common Stock Mgmt For For 4 Require a Majority Vote for the Election of Directors SH Against For 5 Report on Political Contributions SH Against Against Washington Real Estate Investment Trust Meeting Date Country Primary Security ID Meeting Type Record Date 18-May-10 USA 939653101 Annual 15-Mar-10 Ticker: WRE CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William G. Byrnes Mgmt For For 1.2 Elect Director John P. McDaniel Mgmt For For 1.3 Elect Director George F. McKenzie Mgmt For For 2 Ratify Auditors Mgmt For For ARRIS Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 04269Q100 Annual 24-Mar-10 Ticker: ARRS CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alex B. Best Mgmt For For 1.2 Elect Director Harry L. Bosco Mgmt For For 1.3 Elect Director James A. Chiddix Mgmt For For 1.4 Elect Director John Anderson Craig Mgmt For For 1.5 Elect Director Matthew B. Kearney Mgmt For For 1.6 Elect Director William H. Lambert Mgmt For For 1.7 Elect Director John R. Petty Mgmt For For 1.8 Elect Director Robert J. Stanzione Mgmt For For 1.9 Elect Director David A. Woodle Mgmt For For 2 Ratify Auditors Mgmt For For Page 119 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Fossil, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 349882100 Annual 31-Mar-10 Ticker: FOSL CUSIP: 349882100 ISIN: US3498821004 SEDOL: 2346627 Vote Proponent Mgmt Rec Instruction 1 Declassify the Board of Directors Mgmt For For 2.1 Elect Director Elaine Agather Mgmt For For 2.2 Elect Director Michael W. Barnes Mgmt For For 2.3 Elect Director Jeffrey N. Boyer Mgmt For For 2.4 Elect Director Kosta N. Kartsotis Mgmt For For 2.5 Elect Director Elysia Holt Ragusa Mgmt For For 2.6 Elect Director Jal S. Shroff Mgmt For For 2.7 Elect Director James E. Skinner Mgmt For For 2.8 Elect Director Michael Steinberg Mgmt For For 2.9 Elect Director Donald J. Stone Mgmt For For 2.10 Elect Director James M. Zimmerman Mgmt For For 2.11 Elect Director Elaine Agather Mgmt For For 2.12 Elect Director Jal S. Shroff Mgmt For For 2.13 Elect Director Donald J. Stone Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Ratify Auditors Mgmt For For Montpelier Re Holdings Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 Bermuda G62185106 Annual 31-Mar-10 Ticker: MRH CUSIP: G62185106 ISIN: BMG621851069 SEDOL: 2956888 Vote Proponent Mgmt Rec Instruction 1.1 Elect John G. Bruton as Director Mgmt For For 1.2 Elect John F. Shettle as Director Mgmt For For 1.3 Elect Morgan W. Davis as Director Mgmt For For 1.4 Elect Thomas G. S. Busher as Director Mgmt For For 1.5 Elect Heinrich Burgi as Director Mgmt For For 2.1 Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd Mgmt For For 2.2 Elect Thomas G. S. Busher as Director of Montpelier Reinsurance Mgmt For For Ltd 2.3 Elect Christopher L. Harris as Director of Montpelier Reinsurance Mgmt For For Ltd 2.4 Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd Mgmt For For Page 120 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3A Approve Amendments on Advance Notice Provisions Mgmt For For 3B Approve Amendments on Limits on Board Size Mgmt For For 3C Approve Amendments on Reductions in Subsidiary Board Elections Mgmt For For 4 Approve PricewaterhouseCoopers as Auditors and Authorize Mgmt For For Board to Fix Their Remuneration 5 Transact Other Business (Non-Voting) Mgmt ProAssurance Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 74267C106 Annual 26-Mar-10 Ticker: PRA CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Victor T. Adamo Mgmt For Withhold 1.2 Elect Director William J. Listwan Mgmt For Withhold 1.3 Elect Director W. Stancil Starnes Mgmt For Withhold 2 Ratify Auditors Mgmt For For Safeway Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 USA 786514208 Annual 22-Mar-10 Ticker: SWY CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165 Vote Proponent Mgmt Rec Instruction 1 Elect Director Steven A. Burd Mgmt For For 2 Elect Director Janet E. Grove Mgmt For Against 3 Elect Director Mohan Gyani Mgmt For For 4 Elect Director Paul Hazen Mgmt For Against 5 Elect Director Frank C. Herringer Mgmt For Against 6 Elect Director Kenneth W. Oder Mgmt For Against 7 Elect Director Arun Sarin Mgmt For For 8 Elect Director Michael S. Shannon Mgmt For For 9 Elect Director William Y. Tauscher Mgmt For For 10 Provide Right to Call Special Meeting Mgmt For For 11 Ratify Auditors Mgmt For For 12 Restore or Provide for Cumulative Voting SH Against Against 13 Adopt Global Warming Principles SH Against Against 14 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 15 Purchase Poultry from Suppliers Using CAK SH Against Against Page 121 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Statoil ASA Meeting Date Country Primary Security ID Meeting Type Record Date 19-May-10 Norway R4446E112 Annual 03-May-10 Ticker: N/A CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608 Vote Proponent Mgmt Rec Instruction 1 Open Meeting Mgmt 2 Elect Olaug Svarva as Chair of Meeting Mgmt For For 3 Approve Notice of Meeting and Agenda Mgmt For For 4 Registration of Attending Shareholders and Proxies Mgmt 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For 6 Approve Financial Statements and Statutory Reports; Approve Mgmt For For Allocation of Income and Dividends of NOK 6.00 per Share 7 Approve Remuneration Policy And Other Terms of Employment Mgmt For Against For Executive Management 8 Approve Remuneration of Auditors Mgmt For For 9a Reelect Olaug Svarva as Member of Corporate Assembly Mgmt For For 9b Reelect Idar Kreutzer as Member of Corporate Assembly Mgmt For For 9c Reelect Karin Aslaksen as Member of Corporate Assembly Mgmt For For 9d Reelect Greger Mannsverk as Member Corporate Assembly Mgmt For For 9e Relect Steinar Olsen as Member of Corporate Assembly Mgmt For For 9f Reelect Ingvald Strommen as Member of Corporate Assembly Mgmt For For 9g Reelect Rune Bjerke as Member of Corporate Assembly Mgmt For For 9h Relect Tore Ulstein as Member of Corporate Assembly Mgmt For For 9i Elect Live Aker as Member of Corporate Assembly Mgmt For For 9j Elect Siri Kalvig as Member of Corporate Assembly Mgmt For For 9k Elect Thor Bolstad as Member of Corporate Assembly Mgmt For For 9l Elect Barbro Haetta-Jacobsen as Member of Corporate Assembly Mgmt For For 9m Reelect Arthur Sletteberg as Deputy Member of Corporate Mgmt For For Assembly 9n Reelect Anne-Margrethe Firing as Deputy Member of Corporate Mgmt For For Assembly 9o Elect Linda Aase as Deputy Member of Corporate Assembly Mgmt For For 9p Reelect Shahzad Rana as Deputy Member of Corporate Assembly Mgmt For For 10 Approve Remuneration of Members and Deputy Members of Mgmt For For Corporate Assembly in the Amount of NOK 100,000 for Chair, NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and NOK 5,250 for Deputy Members 11a Reelect Olaug Svarva as Chair of Nominating Committee Mgmt For For 11b Reelect Bjorn Haavik as Member of Nominating Committee Mgmt For For Page 122 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 11c Reelect Tom Rathke as Member of Nominating Committee Mgmt For For 11d Elect Live Aker as Member of Nominating Committee Mgmt For For 12 Approve Remuneration of Nominating Committee in the Amount of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting for Other Members Mgmt For For 13 Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees Mgmt For Against 14 Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares; Amend Articles Accordingly Mgmt For For 15 Amend Articles Re: Specify Share Capital and Number of Shares; Right to Sign for Company; Number of Members of Corporate Assembly; Approve Electronic Distribution of Documents Pertaining to General Meetings; Other Amendments Mgmt For For Shareholder Proposals Mgmt 16 Withdraw Company From Tar Sands Activities in Canada Thoratec Corporation Meeting Date Country SH Primary Security ID Meeting Type Against Record Date Against Ticker: THOR 19-May-10 USA 885175307 Annual 05-Apr-10 CUSIP: 885175307 ISIN: US8851753074 SEDOL: 2889962 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Neil F. Dimick Mgmt For For 1.2 Elect Director Gerhard F. Burbach Mgmt For For 1.3 Elect Director J. Daniel Cole Mgmt For For 1.4 Elect Director Steven H. Collis Mgmt For For 1.5 Elect Director Elisha W. Finney Mgmt For For 1.6 Elect Director D. Keith Grossman Mgmt For For 1.7 Elect Director Paul A. LaViolette Mgmt For For 1.8 Elect Director Daniel M. Mulvena Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Comcast Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: CMCSA 20-May-10 USA 20030N101 Annual 11-Mar-10 CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director S. Decker Anstrom Mgmt For For 1.2 Elect Director Kenneth J. Bacon Mgmt For For 1.3 Elect Director Sheldon M. Bonovitz Mgmt For For Page 123 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.4 Elect Director Edward D. Breen Mgmt For For 1.5 Elect Director Julian A. Brodsky Mgmt For For 1.6 Elect Director Joseph J. Collins Mgmt For For 1.7 Elect Director J. Michael Cook Mgmt For For 1.8 Elect Director Gerald L. Hassell Mgmt For For 1.9 Elect Director Jeffrey A. Honickman Mgmt For For 1.10 Elect Director Brian L. Roberts Mgmt For For 1.11 Elect Director Ralph J. Roberts Mgmt For For 1.12 Elect Director Judith Rodin Mgmt For For 1.13 Elect Director Michael I. Sovern Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Executive Incentive Bonus Plan Mgmt For For 4 Provide for Cumulative Voting SH Against Against 5 Adopt Policy on Succession Planning SH Against Against 6 Require Independent Board Chairman SH Against Against Dime Community Bancshares, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 253922108 Annual 25-Mar-10 Ticker: DCOM CUSIP: 253922108 ISIN: US2539221083 SEDOL: 2034148 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vincent F. Palagiano Mgmt For Withhold 1.2 Elect Director Patrick E. Curtin Mgmt For Withhold 1.3 Elect Director Omer S.J. Williams Mgmt For Withhold 2 Ratify Auditors Mgmt For For GrafTech International Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 384313102 Annual 25-Mar-10 Ticker: GTI CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Randy W. Carson Mgmt For For 1.2 Elect Director Mary B. Cranston Mgmt For For 1.3 Elect Director Harold E. Layman Mgmt For For 1.4 Elect Director Ferrell P. McClean Mgmt For For 1.5 Elect Director Michael C. Nahl Mgmt For For 1.6 Elect Director Steven R. Shawley Mgmt For For 1.7 Elect Director Craig S. Shular Mgmt For For Page 124 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For JetBlue Airways Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 477143101 Annual 25-Mar-10 Ticker: JBLU CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David Barger Mgmt For For 1.2 Elect Director Peter Boneparth Mgmt For For 1.3 Elect Director David Checketts Mgmt For For 1.4 Elect Director Virginia Gambale Mgmt For For 1.5 Elect Director Stephan Gemkow Mgmt For For 1.6 Director Joel Peterson Mgmt For Withhold 1.7 Elect Director Ann Rhoades Mgmt For For 2 Ratify Auditors Mgmt For For 3 Increase Authorized Common Stock Mgmt For For Knight Transportation, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 499064103 Annual 31-Mar-10 Ticker: KNX CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kevin P. Knight Mgmt For For 1.2 Elect Director Randy Knight Mgmt For For 1.3 Elect Director Michael Garnreiter Mgmt For For 2 Amend Executive Incentive Bonus Plan Mgmt For For 3 Ratify Auditors Mgmt For For Magellan Health Services, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 559079207 Annual 31-Mar-10 Ticker: MGLN CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael P. Ressner Mgmt For For 1.2 Elect Director Michael S. Diament Mgmt For For 2 Ratify Auditors Mgmt For For Page 125 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 McDonald's Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 580135101 Annual 23-Mar-10 Ticker: MCD CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707 Vote Proponent Mgmt Rec Instruction 1 Elect Director Walter E. Massey Mgmt For For 2 Elect Director John W. Rogers, Jr. Mgmt For For 3 Elect Director Roger W. Stone Mgmt For For 4 Elect Director Miles D. White Mgmt For For 5 Ratify Auditors Mgmt For For 6 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 7 Reduce Supermajority Vote Requirement SH Against For 8 Require Suppliers to Adopt CAK SH Against Against 9 Adopt Cage-Free Eggs Purchasing Policy SH Against Against MFA Financial Inc Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 55272X102 Annual 23-Mar-10 Ticker: MFA CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stewart Zimmerman Mgmt For For 1.2 Elect Director James A. Brodsky Mgmt For For 1.3 Elect Director Alan L. Gosule Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For National Retail Properties, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 637417106 Annual 22-Mar-10 Ticker: NNN CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Don DeFosset Mgmt For For 1.2 Elect Director Dennis E. Gershenson Mgmt For For 1.3 Elect Director Kevin B. Habicht Mgmt For For 1.4 Elect Director Richard B. Jennings Mgmt For For 1.5 Elect Director Ted B. Lanier Mgmt For For 1.6 Elect Director Robert C. Legler Mgmt For For Page 126 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.7 Elect Director Craig Macnab Mgmt For For 1.8 Elect Director Robert Martinez Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain The Home Depot, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 437076102 Annual 22-Mar-10 Ticker: HD CUSIP: 437076102 ISIN: US4370761029 SEDOL: 2434209 Vote Proponent Mgmt Rec Instruction 1 Elect Director F. Duane Ackerman Mgmt For For 2 Elect Director David H. Batchelder Mgmt For For 3 Elect Director Francis S. Blake Mgmt For For 4 Elect Director Ari Bousbib Mgmt For For 5 Elect Director Gregory D. Brenneman Mgmt For For 6 Elect Director Albert P. Carey Mgmt For For 7 Elect Director Armando Codina Mgmt For For 8 Elect Director Bonnie G. Hill Mgmt For For 9 Elect Director Karen L. Katen Mgmt For For 10 Ratify Auditors Mgmt For For 11 Amend Omnibus Stock Plan Mgmt For For 12 Provide for Cumulative Voting SH Against Against 13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 14 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 15 Provide Right to Act by Written Consent SH Against For 16 Require Independent Board Chairman SH Against Against 17 Prepare Employment Diversity Report SH Against For 18 Reincorporate in Another State [from Delaware to North Dakota] SH Against Against The Talbots, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 874161102 Annual 21-Apr-10 Ticker: TLB CUSIP: 874161102 ISIN: US8741611029 SEDOL: 2871806 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Marjorie L. Bowen Mgmt For For 1.2 Elect Director John W. Gleeson Mgmt For For 1.3 Elect Director Andrew H. Madsen Mgmt For For Page 127 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.4 Elect Director Gary M. Pfeiffer Mgmt For For 1.5 Elect Director Trudy F. Sullivan Mgmt For For 1.6 Elect Director Susan M. Swain Mgmt For For 2 Ratify Auditors Mgmt For For Westlake Chemical Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 20-May-10 USA 960413102 Annual 01-Apr-10 Ticker: WLK CUSIP: 960413102 ISIN: US9604131022 SEDOL: B01ZP20 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director E. William Barnett Mgmt For For 1.2 Elect Director Robert T. Blakely Mgmt For For 1.3 Elect Director Albert Chao Mgmt For For 2 Ratify Auditors Mgmt For For FPL Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 302571104 Annual 22-Mar-10 Ticker: FPL CUSIP: 302571104 ISIN: US3025711041 SEDOL: 2328915 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Sherry S. Barrat Mgmt For For 1.2 Elect Director Robert M. Beall, II Mgmt For For 1.3 Elect Director J. Hyatt Brown Mgmt For For 1.4 Elect Director James L. Camaren Mgmt For For 1.5 Elect Director J. Brian Ferguson Mgmt For For 1.6 Elect Director Lewis Hay, III Mgmt For For 1.7 Elect Director Toni Jennings Mgmt For For 1.8 Elect Director Oliver D. Kingsley, Jr. Mgmt For For 1.9 Elect Director Rudy E. Schupp Mgmt For For 1.10 Elect Director William H. Swanson Mgmt For For 1.11 Elect Director Michael H. Thaman Mgmt For For 1.12 Elect Director Hansel E. Tookes, II Mgmt For For 2 Ratify Auditors Mgmt For For 3 Change Company Name Mgmt For For L.B. Foster Company Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 350060109 Annual 19-Mar-10 Ticker: FSTR CUSIP: 350060109 ISIN: US3500601097 SEDOL: 2348225 Page 128 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lee B. Foster II Mgmt For For 1.2 Elect Director Stan L. Hasselbusch Mgmt For For 1.3 Elect Director Peter McIlroy II Mgmt For For 1.4 Elect Director G. Thomas McKane Mgmt For For 1.5 Elect Director Diane B. Owen Mgmt For For 1.6 Elect Director William H. Rackoff Mgmt For For 1.7 Elect Director Suzanne B. Rowland Mgmt For For 2 Ratify Auditors Mgmt For For Time Warner Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 USA 887317303 Annual 26-Mar-10 Ticker: TWX CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2 Vote Proponent Mgmt Rec Instruction 1 Elect Director James L. Barksdale Mgmt For Against 2 Elect Director William P. Barr Mgmt For For 3 Elect Director Jeffrey L. Bewkes Mgmt For For 4 Elect Director Stephen F. Bollenbach Mgmt For For 5 Elect Director Frank J. Caufield Mgmt For Against 6 Elect Director Robert C. Clark Mgmt For Against 7 Elect Director Mathias Dopfner Mgmt For For 8 Elect Director Jessica P. Einhorn Mgmt For Against 9 Elect Director Fred Hassan Mgmt For For 10 Elect Director Michael A. Miles Mgmt For For 11 Elect Director Kenneth J. Novack Mgmt For Against 12 Elect Director Deborah C. Wright Mgmt For For 13 Ratify Auditors Mgmt For For 14 Approve Omnibus Stock Plan Mgmt For Against 15 Provide Right to Call Special Meeting Mgmt For For 16 Reduce Supermajority Vote Requirement SH Against For 17 Stock Retention/Holding Period SH Against Against 18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Total SA Meeting Date Country Primary Security ID Meeting Type Record Date 21-May-10 France F92124100 Annual/Special 18-May-10 Ticker: N/A CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557 Page 129 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Allocation of Income and Dividends of EUR 2.28 per Share Mgmt For For 4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt For For 5 Approve Transaction with Christophe de Margerie Re: Severance Payment Mgmt For Against 6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 7 Reelect Thierry Desmarest as Director Mgmt For For 8 Reelect Thierry de Rudder as Director Mgmt For For 9 Elect Gunnar Brock as Director Mgmt For For 10 Elect Claude Clement as Representative of Employee Shareholders to the Board Mgmt For For 11 Elect Philippe Marchandise as Representative of Employee Shareholders to the Board Mgmt Against Against 12 Elect Mohammed Zaki as Representative of Employee Shareholders to the Board Mgmt Against Against 13 Reelect Ernst & Young Audit as Auditor Mgmt For For 14 Reelect KPMG Audit as Auditor Mgmt For For 15 Ratify Auditex as Alternate Auditor Mgmt For For 16 Ratify KPMG Audit I.S. as Alternate Auditor Mgmt For For Special Business Mgmt 17 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion Mgmt For For 18 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million Mgmt For For 19 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 20 Approve Employee Stock Purchase Plan Mgmt For For 21 Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For Employee Shareholder Proposals Mgmt A Amend Article 9 of Bylaws Re: Mutual Fund UnitedHealth Group Incorporated 24-May-10 Meeting Date USA Country Ticker: UNH SH 91324P102 Primary Security ID Annual Meeting Type Against Record Date 26-Mar-10 Against CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766 Proponent Mgmt Rec Vote Instruction Page 130 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1 Elect Director William C. Ballard, Jr. Mgmt For For 2 Elect Director Richard T. Burke Mgmt For For 3 Elect Director Robert J. Darretta Mgmt For For 4 Elect Director Stephen J. Hemsley Mgmt For For 5 Elect Director Michele J. Hooper Mgmt For For 6 Elect Director Douglas W. Leatherdale Mgmt For For 7 Elect Director Glenn M. Renwick Mgmt For For 8 Elect Director Kenneth I. Shine Mgmt For For 9 Elect Director Gail R. Wilensky Mgmt For For 10 Ratify Auditors Mgmt For For 11 Report on Lobbying Expenses SH Against Against 12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Amazon.com, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 023135106 Annual 29-Mar-10 Ticker: AMZN CUSIP: 023135106 ISIN: US0231351067 SEDOL: 2000019 Vote Proponent Mgmt Rec Instruction 1 Elect Director Jeffrey P. Bezos Mgmt For For 2 Elect Director Tom A. Alberg Mgmt For For 3 Elect Director John Seely Brown Mgmt For For 4 Elect Director William B. Gordon Mgmt For For 5 Elect Director Alain Monie Mgmt For For 6 Elect Director Thomas O. Ryder Mgmt For For 7 Elect Director Patricia Q. Stonesifer Mgmt For For 8 Ratify Auditors Mgmt For For 9 Report on Political Contributions SH Against Against Columbia Sportswear Co. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 198516106 Annual 22-Mar-10 Ticker: COLM CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gertrude Boyle Mgmt For For 1.2 Elect Director Timothy P. Boyle Mgmt For For 1.3 Elect Director Sarah A. Bany Mgmt For For 1.4 Elect Director Murrey R. Albers Mgmt For For 1.5 Elect Director Stephen E. Babson Mgmt For For Page 131 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.6 Elect Director Andy D. Bryant Mgmt For For 1.7 Elect Director Edward S. George Mgmt For For 1.8 Elect Director Walter T. Klenz Mgmt For For 1.9 Elect Director John W. Stanton Mgmt For For 2 Ratify Auditors Mgmt For For NuVasive, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 670704105 Annual 29-Mar-10 Ticker: NUVA CUSIP: 670704105 ISIN: US6707041058 SEDOL: B00GJC2 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Alexis V. Lukianov Mgmt For For 1.2 Elect Director Jack R. Blair Mgmt For For 2 Ratify Auditors Mgmt For For 3 Other Business Mgmt For Abstain Omnicom Group Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 681919106 Annual 05-Apr-10 Ticker: OMC CUSIP: 681919106 ISIN: US6819191064 SEDOL: 2279303 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director John D. Wren Mgmt For For 1.2 Elect Director Bruce Crawford Mgmt For For 1.3 Elect Director Alan R. Batkin Mgmt For For 1.4 Elect Director Robert Charles Clark Mgmt For For 1.5 Elect Director Leonard S. Coleman, Jr. Mgmt For For 1.6 Elect Director Errol M. Cook Mgmt For For 1.7 Elect Director Susan S. Denison Mgmt For For 1.8 Elect Director Michael A. Henning Mgmt For For 1.9 Elect Director John R. Murphy Mgmt For For 1.10 Elect Director John R. Purcell Mgmt For For 1.11 Elect Director Linda Johnson Rice Mgmt For For 1.12 Elect Director Gary L. Roubos Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For 5 Reimburse Proxy Contest Expenses SH Against Against Page 132 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 6 Adopt a Policy in which the Company will not Make or Promise to SH Against For Make Any Death Benefit Payments to Senior Executives 7 Reduce Supermajority Vote Requirement SH Against For Riverbed Technology, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 USA 768573107 Annual 15-Apr-10 Ticker: RVBD CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mark A. Floyd Mgmt For Withhold 1.2 Elect Director Christopher J. Schaepe Mgmt For Withhold 1.3 Elect Director James R. Swartz Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For Societe generale Meeting Date Country Primary Security ID Meeting Type Record Date 25-May-10 France F43638141 Annual/Special 20-May-10 Ticker: N/A CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516 Vote Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Reports Mgmt For For 2 Approve Allocation of Income and Dividends of EUR 0.25 per Mgmt For For Share 3 Approve Stock Dividend Program Mgmt For For 4 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 5 Approve Auditors' Special Report Regarding Ongoing Mgmt For For Related-Party Transactions 6 Approve Ongoing Additional Pension Scheme Agreements for Mgmt For Against Daniel Bouton, Philippe Citerne, Didier Alix, and Severin Cabannes 7 Approve Additional Pension Scheme Agreement for Mgmt For For Jean-Francois Sammarcelli 8 Approve Additional Pension Scheme Agreement for Bernardo Mgmt For For Sanchez 9 Approve Non-Compete Agreement for Philippe Citerne Mgmt For Against 10 Renew Severance Payment Agreement for Frederic Oudea Mgmt For Against 11 Approve Ongoing Non-Compete Agreement for Frederic Oudea Mgmt For Against 12 Reelect Robert Castaigne as Director Mgmt For For 13 Reelect Gianemilio Osculati as Director Mgmt For For 14 Elect one Director Mgmt Page 133 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 15 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For Special Business Mgmt 16 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 460 Million; and/or Capitalization of Reserves of up to EUR 550 Million Mgmt For For 17 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 138 Million Mgmt For For 18 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16 and 17 Mgmt For For 19 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For 20 Approve Employee Stock Purchase Plan Mgmt For Against 21 Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For 22 Authorize up to 4 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against 23 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 24 Amend Articles 4, 6, 7, 14, 15, 18,19, 20, and 21 of Bylaws to Remove All References to Preferred Stock (Class B) Subscribed by SPPE Mgmt For For 25 Authorize Filing of Required Documents/Other Formalities Mgmt For For World Fuel Services Corporation Ticker: INT 25-May-10 Meeting Date USA Country 981475106 Primary Security ID Annual Meeting Type Record Date 01-Apr-10 CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Paul H. Stebbins Mgmt For For 1.2 Elect Director Michael J. Kasbar Mgmt For For 1.3 Elect Director Ken Bakshi Mgmt For For 1.4 Elect Director Joachim Heel Mgmt For For 1.5 Elect Director Richard A. Kassar Mgmt For For 1.6 Elect Director Myles Klein Mgmt For For 1.7 Elect Director J. Thomas Presby Mgmt For For 1.8 Elect Director Stephen K. Roddenberry Mgmt For For 2 Ratify Auditors Mgmt For For Chevron Corporation Meeting Date Country Primary Security ID Meeting Type Record Date Ticker: CVX 26-May-10 USA 166764100 Annual 01-Apr-10 CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555 Page 134 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Elect Director S.H. Armacost Mgmt For For 2 Elect Director L.F. Deily Mgmt For For 3 Elect Director R.E. Denham Mgmt For For 4 Elect Director R.J. Eaton Mgmt For For 5 Elect Director C. Hagel Mgmt For For 6 Elect Director E. Hernandez Mgmt For For 7 Elect Director F.G. Jenifer Mgmt For For 8 Elect Director G.L. Kirkland Mgmt For For 9 Elect Director S. Nunn Mgmt For For 10 Elect Director D.B. Rice Mgmt For For 11 Elect Director K.W. Sharer Mgmt For For 12 Elect Director C.R. Shoemate Mgmt For For 13 Elect Director J.G. Stumpf Mgmt For For 14 Elect Director R.D. Sugar Mgmt For For 15 Elect Director C. Ware Mgmt For For 16 Elect Director J.S. Watson Mgmt For For 17 Ratify Auditors Mgmt For For 18 Provide Right to Call Special Meeting Mgmt For For 19 Request Director Nominee with Environmental Qualifications SH Against For 20 Stock Retention/Holding Period SH Against Against 21 Disclose Payments To Host Governments SH Against Against 22 Adopt Guidelines for Country Selection SH Against For 23 Report on Financial Risks From Climate Change SH Against Against 24 Amend Bylaws to Establish a Board Committee on Human Rights SH Against Against Exxon Mobil Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 30231G102 Annual 06-Apr-10 Ticker: XOM CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director M.J. Boskin Mgmt For For 1.2 Elect Director P. Brabeck-Letmathe Mgmt For For 1.3 Elect Director L.R. Faulkner Mgmt For For 1.4 Elect Director J.S. Fishman Mgmt For For 1.5 Elect Director K.C. Frazier Mgmt For For 1.6 Elect Director W.W. George Mgmt For For Page 135 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.7 Elect Director M.C. Nelson Mgmt For For 1.8 Elect Director S.J. Palmisano Mgmt For For 1.9 Elect Director S.C. Reinemund Mgmt For For 1.10 Elect Director R.W. Tillerson Mgmt For For 1.11 Elect Director E.E. Whitacre, Jr. Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 4 Reincorporate in Another State [from New Jersey to North SH Against Against Dakota] 5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 6 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Against Against Orientation and Gender Identity 7 Adopt Policy on Human Right to Water SH Against Against 8 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against Impacts 9 Report on Environmental Impact of Oil Sands Operations in SH Against For Canada 10 Report on Environmental Impacts of Natural Gas Fracturing SH Against For 11 Report on Energy Technologies Development SH Against Against 12 Adopt Quantitative GHG Goals from Products and Operations SH Against For 13 Report on Risks of Alternative Long-term Fossil Fuel Demand SH Against Against Estimates Hawaiian Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 419879101 Annual 07-Apr-10 Ticker: HA CUSIP: 419879101 ISIN: US4198791018 SEDOL: 2408044 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Gregory S. Anderson Mgmt For For 1.2 Elect Director L. Todd Budge Mgmt For For 1.3 Elect Director Donald J. Carty Mgmt For For 1.4 Elect Director Mark B. Dunkerley Mgmt For For 1.5 Elect Director Lawrence S. Hershfield Mgmt For For 1.6 Elect Director Randall L. Jenson Mgmt For For 1.7 Elect Director Bert T. Kobayashi, Jr. Mgmt For For 1.8 Elect Director Crystal K. Rose Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against ION Geophysical Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 462044108 Annual 01-Apr-10 Ticker: IO Page 136 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 CUSIP: 462044108 ISIN: US4620441083 SEDOL: 2460293 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Franklin Myers Mgmt For For 1.2 Elect Director Bruce S. Appelbaum Mgmt For For 1.3 Elect Director S. James Nelson, Jr. Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For National Financial Partners Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 63607P208 Annual 30-Mar-10 Ticker: NFP CUSIP: 63607P208 ISIN: US63607P2083 SEDOL: 2772921 Vote Proponent Mgmt Rec Instruction 1 Elect Director Stephanie Abramson Mgmt For For 2 Elect Director Arthur Ainsberg Mgmt For For 3 Elect Director Jessica Bibliowicz Mgmt For For 4 Elect Director R. Bruce Callahan Mgmt For For 5 Elect Director John Elliott Mgmt For For 6 Elect Director J. Barry Griswell Mgmt For For 7 Elect Director Shari Loessberg Mgmt For For 8 Elect Director Kenneth Mlekush Mgmt For For 9 Ratify Auditors Mgmt For For Onyx Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 683399109 Annual 29-Mar-10 Ticker: ONXX CUSIP: 683399109 ISIN: US6833991093 SEDOL: 2656069 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Corinne H. Nevinny Mgmt For For 1.2 Elect Director Thomas G. Wiggans Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For The Boston Beer Company, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 100557107 Annual 29-Mar-10 Ticker: SAM CUSIP: 100557107 ISIN: US1005571070 SEDOL: 2113393 Page 137 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director David A. Burwick Mgmt For For 1.2 Elect Director Pearson C. Cummin, III Mgmt For For 1.3 Elect Director Jean-Michel Valette Mgmt For For The Southern Company Meeting Date Country Primary Security ID Meeting Type Record Date 26-May-10 USA 842587107 Annual 30-Mar-10 Ticker: SO CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director J. P. Baranco Mgmt For For 1.2 Elect Director J. A. Boscia Mgmt For For 1.3 Elect Director H. A. Clark III Mgmt For For 1.4 Elect Director H. W. Habermeyer, Jr. Mgmt For For 1.5 Elect Director V. M. Hagen Mgmt For For 1.6 Elect Director W. A. Hood, Jr. Mgmt For For 1.7 Elect Director D. M. James Mgmt For For 1.8 Elect Director J. N. Purcell Mgmt For For 1.9 Elect Director D. M. Ratcliffe Mgmt For For 1.10 Elect Director W. G. Smith, Jr. Mgmt For For 1.11 Elect Director L. D. Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For 4 Eliminate Cumulative Voting Mgmt For For 5 Increase Authorized Common Stock Mgmt For For 6 Adopt Quantitative GHG Goals for Products and Operations SH Against Against 7 Report on Coal Combustion Waste Hazard and Risk Mitigation SH Against For Efforts Annaly Capital Management Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 035710409 Annual 29-Mar-10 Ticker: NLY CUSIP: 035710409 ISIN: US0357104092 SEDOL: 2113456 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kevin P. Brady Mgmt For For 1.2 Elect Director E. Wayne Nordberg Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Page 138 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Brown Shoe Company, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 115736100 Annual 31-Mar-10 Ticker: BWS CUSIP: 115736100 ISIN: US1157361007 SEDOL: 2146924 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Carla Hendra Mgmt For For 1.2 Elect Director Ward M. Klein Mgmt For For 1.3 Elect Director W. Patrick McGinnis Mgmt For For 1.4 Elect Director Diane M. Sullivan Mgmt For For 1.5 Elect Director Hal J. Upbin Mgmt For For 2 Ratify Auditors Mgmt For For Collective Brands Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 19421W100 Annual 01-Apr-10 Ticker: PSS CUSIP: 19421W100 ISIN: US19421W1009 SEDOL: 2685966 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Daniel Boggan Jr. Mgmt For For 1.2 Elect Director Michael A. Weiss Mgmt For For 1.3 Elect Director Robert C. Wheeler Mgmt For For 2 Ratify Auditors Mgmt For For Deutsche Bank AG Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 Germany D18190898 Annual 11-May-10 Ticker: N/A CUSIP: D18190898 ISIN: DE0005140008 SEDOL: 5750355 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 0.75 per Mgmt For For Share 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 6 Authorize Repurchase of Up to Five Percent of Issued Share Mgmt For For Capital for Trading Purposes 7 Authorize Share Repurchase Program and Reissuance or Mgmt For For Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For Shares Page 139 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Approve Remuneration System for Management Board Members Mgmt For Against 10 Amend Articles Re: Participation in, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For 12 Amend Affiliation Agreements with Subsidiaries Mgmt For For 13 Approve Affiliation Agreements with Subsidiaries DB Beteiligungs-Holding GmbH and DB Finanz-Holding GmbH Digital River, Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: DRIV 27-May-10 USA 25388B104 Annual 31-Mar-10 CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Joel A. Ronning Mgmt For For 1.2 Elect Director Perry W. Steiner Mgmt For For 1.3 Elect Director Cheryl F. Rosner Mgmt For For 2 Ratify Auditors Heidrick & Struggles International, Inc. Ticker: HSII 27-May-10 Meeting Date USA Country Mgmt 422819102 Primary Security ID Annual Meeting Type For Record Date 16-Apr-10 For CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071 Proponent Mgmt Rec Vote Instruction 1 Elect Director Richard I. Beattie Mgmt For For 2 Elect Director Antonio Borges Mgmt For For 3 Elect Director John A. Fazio Mgmt For For 4 Ratify Auditors Mid-America Apartment Communities, Inc. Ticker: MAA 27-May-10 Meeting Date USA Country Mgmt 59522J103 Primary Security ID Annual Meeting Type For Record Date 19-Mar-10 For CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For 1.2 Elect Director Alan B. Graf, Jr. Mgmt For For 1.3 Elect Director John S. Grinalds Mgmt For For Page 140 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.4 Elect Director Ralph Horn Mgmt For For 1.5 Elect Director W. Reid Sanders Mgmt For For 1.6 Elect Director William B. Sansom Mgmt For For 1.7 Elect Director Philip W. Norwood Mgmt For For 1.8 Elect Director Simon R.C. Wadsworth Mgmt For For 2 Ratify Auditors Mgmt For For Polycom, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 73172K104 Annual 01-Apr-10 Ticker: PLCM CUSIP: 73172K104 ISIN: US73172K1043 SEDOL: 2693420 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert C. Hagerty Mgmt For For 1.2 Elect Director Michael R. Kourey Mgmt For For 1.3 Elect Director Betsy S. Atkins Mgmt For For 1.4 Elect Director David G. DeWalt Mgmt For For 1.5 Elect Director John A. Kelley, Jr. Mgmt For For 1.6 Elect Director D. Scott Mercer Mgmt For For 1.7 Elect Director William A. Owens Mgmt For For 1.8 Elect Director Kevin T. Parker Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For RiskMetrics Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 27-May-10 USA 767735103 Special 26-Apr-10 Ticker: RISK CUSIP: 767735103 ISIN: US7677351030 SEDOL: B2NXYQ3 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For Abstain 2 Adjourn Meeting Mgmt For Abstain HSBC Holdings plc Meeting Date Country Primary Security ID Meeting Type Record Date 28-May-10 United Kingdom G4634U169 Annual 27-May-10 Ticker: N/A CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528 Vote Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Reports Mgmt For For 2 Approve Remuneration Report Mgmt For For 3a Re-elect Rona Fairhead as Director Mgmt For For Page 141 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3b Re-elect Michael Geoghegan as Director Mgmt For For 3c Re-elect Stephen Green as Director Mgmt For For 3d Re-elect Gwyn Morgan as Director Mgmt For For 3e Re-elect Nagavara Murthy as Director Mgmt For For 3f Re-elect Simon Robertson as Director Mgmt For For 3g Re-elect John Thornton as Director Mgmt For For 3h Re-elect Sir Brian Williamson as Director Mgmt For For 4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For Remuneration 5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For 6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For 7 Amend Articles of Association Mgmt For For 8 Approve UK Share Incentive Plan Mgmt For For 9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For Catalyst Health Solutions, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 01-Jun-10 USA 14888B103 Annual 05-Apr-10 Ticker: CHSI CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William E. Brock Mgmt For Withhold 1.2 Elect Director Edward S. Civera Mgmt For Withhold 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For First Solar, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 01-Jun-10 USA 336433107 Annual 15-Apr-10 Ticker: FSLR CUSIP: 336433107 ISIN: US3364331070 SEDOL: B1HMF22 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael J. Ahearn Mgmt For For 1.2 Elect Director Robert J. Gillette Mgmt For For 1.3 Elect Director Craig Kennedy Mgmt For For 1.4 Elect Director James F. Nolan Mgmt For For 1.5 Elect Director William J. Post Mgmt For For 1.6 Elect Director J. Thomas Presby Mgmt For For 1.7 Elect Director Paul H. Stebbins Mgmt For Withhold 1.8 Elect Director Michael Sweeney Mgmt For Withhold 1.9 Elect Director Jose H. Villarreal Mgmt For Withhold Page 142 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Approve Omnibus Stock Plan Mgmt For Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For 4 Ratify Auditors Mgmt For For Isis Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Jun-10 USA 464330109 Annual 06-Apr-10 Ticker: ISIS CUSIP: 464330109 ISIN: US4643301090 SEDOL: 2459785 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stanley T. Crooke Mgmt For For 1.2 Elect Director Joseph Klein, III Mgmt For For 1.3 Elect Director John C. Reed Mgmt For For 2 Amend Non-Employee Director Stock Option Plan Mgmt For For 3 Amend Stock Option Plan Mgmt For Against 4 Ratify Auditors Mgmt For For Telefonica S.A. Meeting Date Country Primary Security ID Meeting Type Record Date 02-Jun-10 Spain 879382109 Annual 18-May-10 Ticker: N/A CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524 Vote Proponent Mgmt Rec Instruction 1 Approve Individual and Consolidated Financial Statements, Mgmt For For Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 2 Approve Distribution of Dividend Charged to Unrestricted Mgmt For For Reserves 3 Authorize Repurchase of Shares Mgmt For For 4 Authorize Issuance of Convertible Bonds and Other Debt Mgmt For For Securities Without Preemptive Rights 5 Reelect Auditors for Fiscal Year 2010 Mgmt For For 6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 25490A101 Annual 05-Apr-10 Ticker: DTV CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Neil R. Austrian Mgmt For For 1.2 Elect Director Ralph F. Boyd, Jr. Mgmt For For 1.3 Elect Director Paul A. Gould Mgmt For For 1.4 Elect Director Charles R. Lee Mgmt For For Page 143 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.5 Elect Director Peter A. Lund Mgmt For For 1.6 Elect Director Gregory B. Maffei Mgmt For For 1.7 Elect Director John C. Malone Mgmt For For 1.8 Elect Director Nancy S. Newcomb Mgmt For For 1.9 Elect Director Haim Saban Mgmt For For 1.10 Elect Director Michael D. White Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve Executive Incentive Bonus Plan Mgmt For For 5 Stock Retention/Holding Period SH Against Against Gartner, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 366651107 Annual 08-Apr-10 Ticker: IT CUSIP: 366651107 ISIN: US3666511072 SEDOL: 2372763 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Michael J. Bingle Mgmt For For 1.2 Elect Director Richard J. Bressler Mgmt For For 1.3 Elect Director Karen E. Dykstra Mgmt For For 1.4 Elect Director Russell P. Fradin Mgmt For Withhold 1.5 Elect Director Anne Sutherland Fuchs Mgmt For Withhold 1.6 Elect Director William O. Grabe Mgmt For For 1.7 Elect Director Eugene A. Hall Mgmt For For 1.8 Elect Director Stephen G. Pagliuca Mgmt For For 1.9 Elect Director James C. Smith Mgmt For For 1.10 Elect Director Jeffrey W. Ubben Mgmt For Withhold 2 Ratify Auditors Mgmt For For Las Vegas Sands Corp Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 517834107 Annual 12-Apr-10 Ticker: LVS CUSIP: 517834107 ISIN: US5178341070 SEDOL: B02T2J7 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Sheldon G. Adelson Mgmt For Withhold 1.2 Elect Director Irwin Chafetz Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Prepare Sustainability Report SH Against For 4 Other Business Mgmt For Abstain Page 144 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 MarketAxess Holdings Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 57060D108 Annual 06-Apr-10 Ticker: MKTX CUSIP: 57060D108 ISIN: US57060D1081 SEDOL: B03Q9D0 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Richard M. McVey Mgmt For For 1.2 Elect Director Sharon Brown-Hruska Mgmt For For 1.3 Elect Director Roger Burkhardt Mgmt For For 1.4 Elect Director Stephen P. Casper Mgmt For For 1.5 Elect Director David G. Gomach Mgmt For For 1.6 Elect Director Carlos M. Hernandez Mgmt For For 1.7 Elect Director Ronald M. Hersch Mgmt For For 1.8 Elect Director Jerome S. Markowitz Mgmt For For 1.9 Elect Director T. Kelley Millet Mgmt For For 1.10 Elect Director Nicolas S. Rohatyn Mgmt For For 1.11 Elect Director John Steinhardt Mgmt For For 2 Ratify Auditors Mgmt For For Quest Software, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 03-Jun-10 USA 74834T103 Annual 19-Apr-10 Ticker: QSFT CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Vincent C. Smith Mgmt For For 1.2 Elect Director Raymond J. Lane Mgmt For For 1.3 Elect Director Douglas F. Garn Mgmt For For 1.4 Elect Director Augustine L. Nieto II Mgmt For For 1.5 Elect Director Kevin M. Klausmeyer Mgmt For For 1.6 Elect Director Paul A. Sallaberry Mgmt For For 1.7 Elect Director H. John Dirks Mgmt For For 2 Ratify Auditors Mgmt For For ATP Oil & Gas Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 00208J108 Annual 09-Apr-10 Ticker: ATPG CUSIP: 00208J108 ISIN: US00208J1088 SEDOL: 2721581 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director T. Paul Bulmahn Mgmt For Withhold Page 145 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director Robert J. Karow Mgmt For For 1.3 Elect Director Gerard J. Swonke Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Omnibus Stock Plan Mgmt For Against 4 Approve Amendments to ATP's Restated Articles of Incorporation Mgmt For For to the Texas Business Organizations Code The Buckle, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 118440106 Annual 26-Mar-10 Ticker: BKE CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Daniel J. Hirschfeld Mgmt For For 1.2 Elect Director Dennis H. Nelson Mgmt For For 1.3 Elect Director Karen B. Rhoads Mgmt For For 1.4 Elect Director James E. Shada Mgmt For For 1.5 Elect Director Robert E. Campbell Mgmt For For 1.6 Elect Director Bill L. Fairfield Mgmt For For 1.7 Elect Director Bruce L. Hoberman Mgmt For For 1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For 1.9 Elect Director Michael E. Huss Mgmt For For 2 Ratify Auditors Mgmt For For 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Amend Restricted Stock Plan Mgmt For Against 5 Amend Restricted Stock Plan Mgmt For For Wal-Mart Stores, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 931142103 Annual 08-Apr-10 Ticker: WMT CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921 Vote Proponent Mgmt Rec Instruction 1 Elect Director Aida M. Alvarez Mgmt For For 2 Elect Director James W. Breyer Mgmt For For 3 Elect Director M. Michele Burns Mgmt For For 4 Elect Director James I. Cash, Jr. Mgmt For For 5 Elect Director Roger C. Corbett Mgmt For For 6 Elect Director Douglas N. Daft Mgmt For Against 7 Elect Director Michael T. Duke Mgmt For For 8 Elect Director Gregory B. Penner Mgmt For For Page 146 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 9 Elect Director Steven S. Reinemund Mgmt For For 10 Elect Director H. Lee Scott, Jr. Mgmt For For 11 Elect Director Arne M. Sorenson Mgmt For For 12 Elect Director Jim C. Walton Mgmt For For 13 Elect Director S. Robson Walton Mgmt For For 14 Elect Director Christopher J. Williams Mgmt For For 15 Elect Director Linda S. Wolf Mgmt For Against 16 Ratify Auditors Mgmt For For 17 Approve Omnibus Stock Plan Mgmt For Against 18 Amend Sharesave Plan Mgmt For For 19 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Against For Orientation and Gender Identity 20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For 21 Report on Political Contributions SH Against Against 22 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For 23 Require Suppliers to Adopt CAK SH Against Against 24 Report on Process for Identifying and Prioritizing Public Policy SH Against Against Activities Watsco, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 04-Jun-10 USA 942622200 Annual 09-Apr-10 Ticker: WSO CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Robert L. Berner, III Mgmt For For Silgan Holdings Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 07-Jun-10 USA 827048109 Annual 16-Apr-10 Ticker: SLGN CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324 Vote Proponent Mgmt Rec Instruction 1 Amend Stockholder Voting Standard From A Majority Of Shares Mgmt For For Outstanding Standard To A Majority Of Votes Cast Standard 2 Increase Authorized Common Stock Mgmt For For 3.1 Elect Director R. Philip Silver Mgmt For For 3.2 Elect Director William C. Jennings Mgmt For For 4 Ratify Auditors Mgmt For For Page 147 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Arena Resources, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 08-Jun-10 USA 040049108 Special 05-May-10 Ticker: ARD CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For Against J.Crew Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 08-Jun-10 USA 46612H402 Annual 09-Apr-10 Ticker: JCG CUSIP: 46612H402 ISIN: US46612H4020 SEDOL: B0T7ZB7 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Heather Resiman Mgmt For For 1.2 Elect Director David House Mgmt For For 1.3 Elect Director Stuart Sloan Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Approve Executive Incentive Bonus Plan Mgmt For For 4 Ratify Auditors Mgmt For For SAP AG Meeting Date Country Primary Security ID Meeting Type Record Date 08-Jun-10 Germany D66992104 Annual 18-May-10 Ticker: N/A CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288 Vote Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt 2009 (Non-Voting) 2 Approve Allocation of Income and Dividends of EUR 0.50 per Mgmt For For Share 3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For 4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For 5 Approve Remuneration System for Management Board Members Mgmt For For 6 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For 7 Amend Articles to Reflect Changes in Capital Mgmt For For 8.1 Amend Articles Re: Convocation of General Meeting due to New Mgmt For For German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.2 Amend Articles Re: Registration for General Meeting due to New Mgmt For For German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Page 148 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 8.3 Amend Articles Re: Electronic Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 8.4 Amend Articles Re: Postal and Electronic Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 8.5 Amend Articles Re: Proxy Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 8.6 Amend Articles Re: Audio and Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt For For 9.1 Approve Cancellation of Authorized Capital I and Authorized Capital II Mgmt For For 9.2 Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights Mgmt For For 9.3 Approve Creation of EUR 250 Million Pool of Capital without Preemptive Rights Mgmt For For 10 Approve Creation of EUR 30 Million Pool of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan Mgmt For For 11 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For 12 Approve Remuneration of Supervisory Board Caterpillar Inc. Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date For Ticker: CAT 09-Jun-10 USA 149123101 Annual 12-Apr-10 CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director John T. Dillon Mgmt For For 1.2 Elect Director Juan Gallardo Mgmt For For 1.3 Elect Director William A. Osborn Mgmt For For 1.4 Elect Director Edward B. Rust, Jr. Mgmt For For 1.5 Elect Director Susan C. Schwab Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For Against 4 Declassify the Board of Directors Mgmt For For 5 Reduce Supermajority Vote Requirement Mgmt For For 6 Require Independent Board Chairman SH Against Against 7 Amend Human Rights Policy SH Against For 8 Amend Articles/Bylaws/Charter -- Call Special Meetings France Telecom Meeting Date Country SH Primary Security ID Meeting Type Against Record Date For Ticker: N/A 09-Jun-10 France F4113C103 Annual/Special 04-Jun-10 CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177 Page 149 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Proponent Mgmt Rec Vote Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Discharge Directors Mgmt For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For 3 Approve Treatment of Losses and Dividends of EUR 1.40 per Share Mgmt For For 4 Approve Transaction with French State Re: Partial Dividend Payment in Shares Mgmt For For 5 Approve Transaction with Claudie Haignere, Bernard Dufau, Didier Lombard, Henri Martre, and Jean Simonin Re: Partial Dividend Payment in Shares Mgmt For For 6 Amend Terms of Transaction with Novalis Re: Corporate Officers Health Insurance Mgmt For For 7 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For 8 Elect Stephane Richard as Director Mgmt For Against 9 Elect Marc Maouche as Representative of Employee Shareholders to the Board Mgmt For Against 10 Elect Jean Pierre Borderieux as Representative of Employee Shareholders to the Board Mgmt For Against Extraordinary Business Mgmt 11 Authorize Capital Increase of up to EUR 70 Million to Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement Mgmt For For 12 Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a Liquidity Agreement Mgmt For For 13 Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For 14 Approve Employee Stock Purchase Plan Mgmt For For 15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For 16 Authorize Filing of Required Documents/Other Formalities Omega Healthcare Investors, Inc. 09-Jun-10 Meeting Date USA Country Ticker: OHI Mgmt 681936100 Primary Security ID Annual Meeting Type For Record Date 30-Apr-10 For CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274 Proponent Mgmt Rec Vote Instruction 1.1 Elect Director Edward Lowenthal Mgmt For For 1.2 Elect Director Stephen D. Plavin Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Charter to Revise Various Provisions Regarding REIT Ownership Limits Mgmt For For Page 150 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Amend Charter to Grant Authority to the Board of Directors to Mgmt For Against Increase or Decrease Authorized Common and Preferred Stock Target Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 09-Jun-10 USA 87612E106 Annual 12-Apr-10 Ticker: TGT CUSIP: 87612E106 ISIN: US87612E1064 SEDOL: 2259101 Vote Proponent Mgmt Rec Instruction 1 Elect Director Calvin Darden Mgmt For For 2 Elect Director Anne M. Mulcahy Mgmt For For 3 Elect Director Stephen W. Sanger Mgmt For For 4 Elect Director Gregg W. Steinhafel Mgmt For For 5 Ratify Auditors Mgmt For For 6 Declassify the Board of Directors Mgmt For For 7 Reduce Supermajority Vote Requirement Mgmt For For 8 Amend Articles of Incorporation Mgmt For For 9 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Amedisys, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 023436108 Annual 15-Apr-10 Ticker: AMED CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director William F. Borne Mgmt For For 1.2 Elect Director Ronald A. LaBorde Mgmt For For 1.3 Elect Director Jake L. Netterville Mgmt For For 1.4 Elect Director David R. Pitts Mgmt For For 1.5 Elect Director Peter F. Ricchiuti Mgmt For For 1.6 Elect Director Donald A. Washburn Mgmt For For 2 Ratify Auditors Mgmt For For American Vanguard Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 030371108 Annual 23-Apr-10 Ticker: AVD CUSIP: 030371108 ISIN: US0303711081 SEDOL: 2025711 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Lawrence S. Clark Mgmt For For 1.2 Elect Director Alfred F. Ingulli Mgmt For For Page 151 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director John L. Killmer Mgmt For For 1.4 Elect Director Herbert A. Kraft Mgmt For For 1.5 Elect Director John B. Miles Mgmt For For 1.6 Elect Director Carl R. Soderlind Mgmt For For 1.7 Elect Director Irving J. Thau Mgmt For For 1.8 Elect Director Eric G. Wintemute Mgmt For For 1.9 Elect Director Esmail Zirakparvar Mgmt For For 2 Ratify Auditors Mgmt For For Banco Santander S.A. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 Spain E19790109 Annual 24-May-10 Ticker: N/A CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946 Vote Proponent Mgmt Rec Instruction 1 Accept Individual and Consolidated Financial Statements and Mgmt For For Statutory Reports and Discharge Directors for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income Mgmt For For 3.1 Elect Angel Jado Becerro de Bengoa as Director Mgmt For For 3.2 Re-elect Francisco Javier Botin-Sanz de Sautuola y O'Shea as Mgmt For For Director 3.3 Re-elect Isabel Tocino Biscarolasaga as Director Mgmt For For 3.4 Re-elect Fernando de Asua Alvarez as Director Mgmt For For 3.5 Re-elect Alfredo Saenz Abad Mgmt For For 4 Reelect Auditors for Fiscal Year 2010 Mgmt For For 5 Authorize Repurchase of Shares in Accordance With Article 75 of Mgmt For For Spanish Company Law; Void Authorization Granted on June 19, 2009 6 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 19, 2009 7.1 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For 7.2 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For 8 Grant Board Authorization to Issue Convertible and/or Mgmt For For Exchangeable Debt Securities without Preemptive Rights 9.1 Approve Bundled Incentive Plans Linked to Performance Mgmt For Against Objectives 9.2 Approve Savings Plan for Santander UK PLC' Employees and Mgmt For For other Companies of Santander Group in the United Kingdom 10 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For 11 Approve Director Remuneration Policy Report Mgmt For For Page 152 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Dollar Thrifty Automotive Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 256743105 Annual 12-Apr-10 Ticker: DTG CUSIP: 256743105 ISIN: US2567431059 SEDOL: 2134208 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Thomas P. Capo Mgmt For For 1.2 Elect Director Maryann N. Keller Mgmt For For 1.3 Elect Director Edward C. Lumley Mgmt For For 1.4 Elect Director Richard W. Neu Mgmt For For 1.5 Elect Director John C. Pope Mgmt For For 1.6 Elect Director Scott L. Thompson Mgmt For For 2 Ratify Auditors Mgmt For For 3 Amend Omnibus Stock Plan Mgmt For For WellCare Health Plans, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 10-Jun-10 USA 94946T106 Annual 13-Apr-10 Ticker: WCG CUSIP: 94946T106 ISIN: US94946T1060 SEDOL: B01R258 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Charles G. Berg Mgmt For For 1.2 Elect Director Carol J. Burt Mgmt For For 1.3 Elect Director Alec Cunningham Mgmt For For 1.4 Elect Director David J. Gallitano Mgmt For Withhold 1.5 Elect Director D. Robert Graham Mgmt For For 1.6 Elect Director Kevin F. Hickey Mgmt For For 1.7 Elect Director Christian P. Michalik Mgmt For For 1.8 Elect Director Glenn D. Steele, Jr. Mgmt For For 1.9 Elect Director William L. Trubeck Mgmt For For 1.10 Elect Director Paul E. Weaver Mgmt For For 2 Ratify Auditors Mgmt For For 3 Report on Political Contributions SH Against Against EMCOR Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Jun-10 USA 29084Q100 Annual 20-Apr-10 Ticker: EME CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Stephen W. Bershad Mgmt For For Page 153 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.2 Elect Director David A.B. Brown Mgmt For For 1.3 Elect Director Larry J. Bump Mgmt For For 1.4 Elect Director Albert Fried, Jr. Mgmt For For 1.5 Elect Director Anthony J. Guzzi Mgmt For For 1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For 1.7 Elect Director David H. Laidley Mgmt For For 1.8 Elect Director Frank T. MacInnis Mgmt For For 1.9 Elect Director Jerry E. Ryan Mgmt For For 1.10 Elect Director Michael T. Yonker Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Auditors Mgmt For For Regeneron Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 11-Jun-10 USA 75886F107 Annual 14-Apr-10 Ticker: REGN CUSIP: 75886F107 ISIN: US75886F1075 SEDOL: 2730190 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Leonard S. Schleifer Mgmt For For 1.2 Elect Director Eric M. Shooter Mgmt For For 1.3 Elect Director George D. Yancopoulos Mgmt For For 2 Ratify Auditors Mgmt For For Informatica Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 15-Jun-10 USA 45666Q102 Annual 22-Apr-10 Ticker: INFA CUSIP: 45666Q102 ISIN: US45666Q1022 SEDOL: 2412067 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Mark Garrett Mgmt For For 1.2 Elect Director Gerald Held Mgmt For For 1.3 Elect Director Charles J. Robel Mgmt For For 2 Ratify Auditors Mgmt For For Encore Capital Group, Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 292554102 Annual 19-Apr-10 Ticker: ECPG CUSIP: 292554102 ISIN: US2925541029 SEDOL: 2443078 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director J. Brandon Black Mgmt For For 1.2 Elect Director Timothy J. Hanford Mgmt For For Page 154 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director George Lund Mgmt For For 1.4 Elect Director Richard A. Mandell Mgmt For For 1.5 Elect Director Willem Mesdag Mgmt For For 1.6 Elect Director John J. Oros Mgmt For For 1.7 Elect Director J. Christopher Teets Mgmt For For 1.8 Elect Director H Ronald Weissman Mgmt For For 1.9 Elect Director Warren Wilcox Mgmt For For 2 Ratify Auditors Mgmt For For Genzyme Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 16-Jun-10 USA 372917104 Proxy Contest 09-Apr-10 Ticker: GENZ CUSIP: 372917104 ISIN: US3729171047 SEDOL: 2367598 Vote Proponent Mgmt Rec Instruction Management Proxy (White Card) Mgmt 1.1 Elect Director Douglas A. Berthiaume Mgmt For For 1.2 Elect Director Robert J. Bertolini Mgmt For For 1.3 Elect Director Gail K. Boudreaux Mgmt For For 1.4 Elect Director Robert J. Carpenter Mgmt For For 1.5 Elect Director Charles L. Cooney Mgmt For For 1.6 Elect Director Victor J. Dzau Mgmt For For 1.7 Elect Director Connie Mack, III Mgmt For For 1.8 Elect Director Richard F. Syron Mgmt For For 1.9 Elect Director Henri A. Termeer Mgmt For For 1.10 Elect Director Ralph V. Whitworth Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For Against 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For 4 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 5 Provide Right to Call Special Meeting Mgmt For For 6 Ratify Auditors Mgmt For For Dissident Proxy (Gold Card) Mgmt 1.1 Elect Director Steven Burakoff SH For Do Not Vote 1.2 Elect Director Alexander J. Denner SH For Do Not Vote 1.3 Elect Director Carl C. Icahn SH For Do Not Vote 1.4 Elect Director Richard Mulligan SH For Do Not Vote 1.5 Management Nominee - Douglas A. Berthiaume SH For Do Not Vote 1.6 Management Nominee - Robert J. Bertolini SH For Do Not Vote 1.7 Management Nominee - Gail K. Boudreaux SH For Do Not Vote Page 155 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.8 Management Nominee - Robert J. Carpenter SH For Do Not Vote 1.9 Management Nominee - Victor J. Dzau SH For Do Not Vote 1.10 Management Nominee - Ralph V. Whitworth SH For Do Not Vote 2 Amend Omnibus Stock Plan Mgmt For Do Not Vote 3 Amend Qualified Employee Stock Purchase Plan Mgmt For Do Not Vote 4 Amend Non-Employee Director Omnibus Stock Plan Mgmt Against Do Not Vote 5 Provide Right to Call Special Meeting Mgmt For Do Not Vote 6 Ratify Auditors Mgmt For Do Not Vote NTT DoCoMo Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Jun-10 Japan J59399105 Annual 31-Mar-10 Ticker: 9437 CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 2600 Mgmt For For 2 Amend Articles to Amend Business Lines - Change Company Mgmt For For Name 3.1 Elect Director Ryuuji Yamada Mgmt For Against 3.2 Elect Director Kiyoyuki Tsujimura Mgmt For For 3.3 Elect Director Masatoshi Suzuki Mgmt For For 3.4 Elect Director Hiroshi Matsui Mgmt For For 3.5 Elect Director Bunya Kumagai Mgmt For For 3.6 Elect Director Kazuto Tsubouchi Mgmt For For 3.7 Elect Director Kaoru Katou Mgmt For For 3.8 Elect Director Mitsunobu Komori Mgmt For For 3.9 Elect Director Akio Oshima Mgmt For For 3.10 Elect Director Fumio Iwasaki Mgmt For For 3.11 Elect Director Takashi Tanaka Mgmt For For 3.12 Elect Director Katsuhiro Nakamura Mgmt For For 3.13 Elect Director Hiroshi Tsujigami Mgmt For For Sony Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 18-Jun-10 Japan J76379106 Annual 31-Mar-10 Ticker: 6758 CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Howard Stringer Mgmt For For 1.2 Elect Director Ryouji Chuubachi Mgmt For For Page 156 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.3 Elect Director Youtarou Kobayashi Mgmt For For 1.4 Elect Director Yoshiaki Yamauchi Mgmt For For 1.5 Elect Director Peter Bonfield Mgmt For For 1.6 Elect Director Fujio Chou Mgmt For For 1.7 Elect Director Ryuuji Yasuda Mgmt For For 1.8 Elect Director Yukako Uchinaga Mgmt For For 1.9 Elect Director Mitsuaki Yahagi Mgmt For For 1.10 Elect Director Tsun-Yang Hsieh Mgmt For For 1.11 Elect Director Roland A. Hernandez Mgmt For For 1.12 Elect Director Kanemitsu Anraku Mgmt For For 1.13 Elect Director Yorihiko Kojima Mgmt For For 1.14 Elect Director Osamu Nagayama Mgmt For For 2 Approve Stock Option Plan Mgmt For For East Japan Railway Co Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J1257M109 Annual 31-Mar-10 Ticker: 9020 CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For 2 Amend Articles to Indemnify Directors and Statutory Auditors Mgmt For For 3.1 Elect Director Mutsutake Otsuka Mgmt For For 3.2 Elect Director Yoshio Ishida Mgmt For For 3.3 Elect Director Satoshi Seino Mgmt For For 3.4 Elect Director Tetsuro Tomita Mgmt For For 3.5 Elect Director Masaki Ogata Mgmt For For 3.6 Elect Director Yoshiaki Arai Mgmt For For 3.7 Elect Director Tsugio Sekiji Mgmt For For 3.8 Elect Director Yoichi Minami Mgmt For For 3.9 Elect Director Toru Owada Mgmt For For 3.10 Elect Director Yuji Fukasawa Mgmt For For 3.11 Elect Director Yasuo Hayashi Mgmt For For 3.12 Elect Director Shigeru Tanabe Mgmt For For 3.13 Elect Director Shinichiro Kamada Mgmt For For 3.14 Elect Director Yoshitaka Taura Mgmt For For 3.15 Elect Director Naomichi Yagishita Mgmt For For 3.16 Elect Director Naoto Miyashita Mgmt For For 3.17 Elect Director Yuji Morimoto Mgmt For For Page 157 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3.18 Elect Director Osamu Kawanobe Mgmt For For 3.19 Elect Director Toshiro Ichinose Mgmt For For 3.20 Elect Director Masayuki Satomi Mgmt For For 3.21 Elect Director Kimio Shimizu Mgmt For For 3.22 Elect Director Tsukasa Haraguchi Mgmt For For 3.23 Elect Director Tadami Tsuchiya Mgmt For For 3.24 Elect Director Yasuyoshi Umehara Mgmt For For 3.25 Elect Director Takeshi Sasaki Mgmt For For 3.26 Elect Director Tomokazu Hamaguchi Mgmt For For 4 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For Auditors 5 Amend Articles to Require Disclosure of Individual Director SH Against For Compensation Levels 6 Amend Articles to Require Reporting to Shareholders of Advisor SH Against Against Appointments and Pay 7.1 Remove Director Mutsutake Otsuka from Office SH Against Against 7.2 Remove Director Satoshi Seino from Office SH Against Against 7.3 Remove Director Masaki Ogata from Office SH Against Against 7.4 Remove Director Toru Owada from Office SH Against Against 7.5 Remove Director Yuji Fukasawa from Office SH Against Against 7.6 Remove Director Yasuo Hayashi from Office SH Against Against 7.7 Remove Director Yuji Morimoto from Office SH Against Against 8.1 Appoint Shareholder Nominee Hisayoshi Serizawa to the Board SH Against Against 8.2 Appoint Shareholder Nominee Fusao Shimoyama to the Board SH Against Against 8.3 Appoint Shareholder Nominee Makoto Sataka to the Board SH Against Against 8.4 Appoint Shareholder Nominee Hisakatsu Nihei to the Board SH Against Against 8.5 Appoint Shareholder Nominee Yoshinori Takahashi to the Board SH Against Against 9 Cut Board Compensation by 20 Percent SH Against Against 10 Approve Alternate Income Allocation to Establish Reserve for SH Against Against Reemployment of Former JNR Employees 11 Approve Alternate Income Allocation to Establish Reserve for SH Against Against Retention of Local Rail Lines 12 Approve Alternate Income Allocation to Establish "Reserve for SH Against Against Safety Personnel" to Reduce Suicides Mitsui & Co. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J44690139 Annual 31-Mar-10 Ticker: 8031 CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 11 Mgmt For For Page 158 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.1 Elect Director Shoei Utsuda Mgmt For For 2.2 Elect Director Masami Iijima Mgmt For For 2.3 Elect Director Ken Abe Mgmt For For 2.4 Elect Director Junichi Matsumoto Mgmt For For 2.5 Elect Director Seiichi Tanaka Mgmt For For 2.6 Elect Director Norinao Iio Mgmt For For 2.7 Elect Director Takao Omae Mgmt For For 2.8 Elect Director Masayoshi Komai Mgmt For For 2.9 Elect Director Daisuke Saiga Mgmt For For 2.10 Elect Director Nobuko Matsubara Mgmt For For 2.11 Elect Director Ikujiro Nonaka Mgmt For For 2.12 Elect Director Hiroshi Hirabayashi Mgmt For For 2.13 Elect Director Toshiro Muto Mgmt For For 3 Appoint Statutory Auditor Naoto Nakamura Mgmt For For Nissan Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 23-Jun-10 Japan J57160129 Annual 31-Mar-10 Ticker: 7201 CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860 Vote Proponent Mgmt Rec Instruction 1.1 Appoint Statutory Auditor Toshiyuki Nakamura Mgmt For For 1.2 Appoint Statutory Auditor Mikio Nakura Mgmt For Against 2 Approve Stock Option Plan Mgmt For For 3 Approve Stock Appreciation Rights Plan for Directors Mgmt For For Honda Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J22302111 Annual 31-Mar-10 Ticker: 7267 CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 12 Mgmt For For 2.1 Elect Director Takanobu Itou Mgmt For For 2.2 Elect Director Kouichi Kondou Mgmt For For 2.3 Elect Director Shigeru Takagi Mgmt For For 2.4 Elect Director Akio Hamada Mgmt For For 2.5 Elect Director Tetsuo Iwamura Mgmt For For 2.6 Elect Director Tatsuhiro Ohyama Mgmt For For 2.7 Elect Director Fumihiko Ike Mgmt For For Page 159 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.8 Elect Director Masaya Yamashita Mgmt For For 2.9 Elect Director Kensaku Hougen Mgmt For For 2.10 Elect Director Nobuo Kuroyanagi Mgmt For For 2.11 Elect Director Takeo Fukui Mgmt For For 2.12 Elect Director Hiroshi Kobayashi Mgmt For For 2.13 Elect Director Shou Minekawa Mgmt For For 2.14 Elect Director Takuji Yamada Mgmt For For 2.15 Elect Director Youichi Houjou Mgmt For For 2.16 Elect Director Tsuneo Tanai Mgmt For For 2.17 Elect Director Hiroyuki Yamada Mgmt For For 2.18 Elect Director Tomohiko Kawanabe Mgmt For For 2.19 Elect Director Masahiro Yoshida Mgmt For For 2.20 Elect Director Seiji Kuraishi Mgmt For For 3 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For Auditors Mitsubishi Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J43830116 Annual 31-Mar-10 Ticker: 8058 CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 21 Mgmt For For 2.1 Elect Director Yorihiko Kojima Mgmt For For 2.2 Elect Director Ken Kobayashi Mgmt For For 2.3 Elect Director Ryouichi Ueda Mgmt For For 2.4 Elect Director Masahide Yano Mgmt For For 2.5 Elect Director Hideyuki Nabeshima Mgmt For For 2.6 Elect Director Hideto Nakahara Mgmt For For 2.7 Elect Director Tsuneo Iyobe Mgmt For For 2.8 Elect Director Kiyoshi Fujimura Mgmt For For 2.9 Elect Director Yasuo Nagai Mgmt For For 2.10 Elect Director Mikio Sasaki Mgmt For For 2.11 Elect Director Tamotsu Nomakuchi Mgmt For Against 2.12 Elect Director Kunio Itou Mgmt For For 2.13 Elect Director Kazuo Tsukuda Mgmt For Against 2.14 Elect Director Ryouzou Katou Mgmt For For 2.15 Elect Director Hidehiro konno Mgmt For For 3 Appoint Statutory Auditor Yukio Ueno Mgmt For For Page 160 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Approve Annual Bonus Payment to Directors Mgmt For For 5 Set Amounts for Retirement Bonus Reserve Funds for Directors Mgmt For For 6 Approve Deep Discount Stock Option Plan and Adjustment to Mgmt For Against Aggregate Compensation Ceiling for Directors Toyota Motor Corp. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 Japan J92676113 Annual 31-Mar-10 Ticker: 7203 CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 25 Mgmt For For 2.1 Elect Director Fujio Cho Mgmt For For 2.2 Elect Director Katsuaki Watanabe Mgmt For For 2.3 Elect Director Kazuo Okamoto Mgmt For For 2.4 Elect Director Akio Toyoda Mgmt For For 2.5 Elect Director Takeshi Uchiyamada Mgmt For For 2.6 Elect Director Yukitoshi Funo Mgmt For For 2.7 Elect Director Atsushi Niimi Mgmt For For 2.8 Elect Director Shinichi Sasaki Mgmt For For 2.9 Elect Director Yoichiro Ichimaru Mgmt For For 2.10 Elect Director Satoshi Ozawa Mgmt For For 2.11 Elect Director Akira Okabe Mgmt For For 2.12 Elect Director Shinzou Kobuki Mgmt For For 2.13 Elect Director Akira Sasaki Mgmt For For 2.14 Elect Director Mamoru Furuhashi Mgmt For For 2.15 Elect Director Iwao Nihashi Mgmt For For 2.16 Elect Director Tadashi Yamashina Mgmt For For 2.17 Elect Director Takahiko Ijichi Mgmt For For 2.18 Elect Director Tetsuo Agata Mgmt For For 2.19 Elect Director Masamoto Maekawa Mgmt For For 2.20 Elect Director Yasumori Ihara Mgmt For For 2.21 Elect Director Takahiro Iwase Mgmt For For 2.22 Elect Director Yoshimasa Ishii Mgmt For For 2.23 Elect Director Takeshi Shirane Mgmt For For 2.24 Elect Director Yoshimi Inaba Mgmt For For 2.25 Elect Director Nampachi Hayashi Mgmt For For 2.26 Elect Director Nobuyori Kodaira Mgmt For For 2.27 Elect Director Mitsuhisa Kato Mgmt For For Page 161 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 3.1 Appoint Statutory Auditor Masaki Nakatsugawa Mgmt For For 3.2 Appoint Statutory Auditor Yoichi Morishita Mgmt For Against 3.3 Appoint Statutory Auditor Akishige Okada Mgmt For Against 4 Approve Stock Option Plan Mgmt For For Vicor Corporation Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 USA 925815102 Annual 30-Apr-10 Ticker: VICR CUSIP: 925815102 ISIN: US9258151029 SEDOL: 2930774 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Samuel J. Anderson Mgmt For Withhold 1.2 Elect Director Estia J. Eichten Mgmt For For 1.3 Elect Director Barry Kelleher Mgmt For Withhold 1.4 Elect Director David T. Riddiford Mgmt For For 1.5 Elect Director James A. Simms Mgmt For Withhold 1.6 Elect Director Claudio Tuozzolo Mgmt For Withhold 1.7 Elect Director Patrizio Vinciarelli Mgmt For Withhold 1.8 Elect Director Jason L. Carlson Mgmt For For 1.9 Elect Director Liam K. Griffin Mgmt For For Yahoo! Inc. Meeting Date Country Primary Security ID Meeting Type Record Date 24-Jun-10 USA 984332106 Annual 27-Apr-10 Ticker: YHOO CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539 Vote Proponent Mgmt Rec Instruction 1 Elect Director Carol Bartz Mgmt For For 2 Elect Director Roy J. Bostock Mgmt For For 3 Elect Director Pati S. Hart Mgmt For For 4 Elect Director Eric Hippeau Mgmt For For 5 Elect Director Susan M. James Mgmt For For 6 Elect Director Vyomesh Joshi Mgmt For For 7 Elect Director Arthur H. Kern Mgmt For For 8 Elect Director Brad D. Smith Mgmt For For 9 Elect Director Gary L. Wilson Mgmt For For 10 Elect Director Jerry Yang Mgmt For For 11 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against 12 Ratify Auditors Mgmt For For 13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For Page 162 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 USA 696643105 Special 24-May-10 Ticker: PALM CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145 Vote Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Adjourn Meeting Mgmt For For Panasonic Corp Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J6354Y104 Annual 31-Mar-10 Ticker: 6752 CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707 Vote Proponent Mgmt Rec Instruction 1.1 Elect Director Kunio Nakamura Mgmt For For 1.2 Elect Director Masayuki Matsushita Mgmt For For 1.3 Elect Director Fumio Ohtsubo Mgmt For For 1.4 Elect Director Toshihiro Sakamoto Mgmt For For 1.5 Elect Director Takahiro Mori Mgmt For For 1.6 Elect Director Yasuo Katsura Mgmt For For 1.7 Elect Director Hitoshi Ohtsuki Mgmt For For 1.8 Elect Director Ken Morita Mgmt For For 1.9 Elect Director Ikusaburou Kashima Mgmt For For 1.10 Elect Director Junji Nomura Mgmt For For 1.11 Elect Director Kazunori Takami Mgmt For For 1.12 Elect Director Makoto Uenoyama Mgmt For For 1.13 Elect Director Masatoshi Harada Mgmt For For 1.14 Elect Director Ikuo Uno Mgmt For Against 1.15 Elect Director Masayuki Oku Mgmt For Against 1.16 Elect Director Masashi Makino Mgmt For For 1.17 Elect Director Masaharu Matsushita Mgmt For For 1.18 Elect Director Yoshihiko Yamada Mgmt For For 1.19 Elect Director Takashi Toyama Mgmt For For 2 Appoint Statutory Auditor Hiroyuki Takahashi Mgmt For For Takeda Pharmaceutical Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J8129E108 Annual 31-Mar-10 Ticker: 4502 CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445 Page 163 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For 2.1 Elect Director Yasuchika Hasegawa Mgmt For For 2.2 Elect Director Makoto Yamaoka Mgmt For For 2.3 Elect Director Toyoji Yoshida Mgmt For For 2.4 Elect Director Yasuhiko Yamanaka Mgmt For For 2.5 Elect Director Shigenori Ohkawa Mgmt For For 3 Approve Annual Bonus Payment to Directors Mgmt For For Tokyo Electric Power Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 25-Jun-10 Japan J86914108 Annual 31-Mar-10 Ticker: 9501 CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For 2.1 Elect Director Zengo Aizawa Mgmt For For 2.2 Elect Director Yasushi Aoyama Mgmt For For 2.3 Elect Director Takao Arai Mgmt For For 2.4 Elect Director Tsunehisa Katsumata Mgmt For For 2.5 Elect Director Shigeru Kimura Mgmt For For 2.6 Elect Director Akio Komori Mgmt For For 2.7 Elect Director Masataka Shimizu Mgmt For For 2.8 Elect Director Hiroaki Takatsu Mgmt For For 2.9 Elect Director Masaru Takei Mgmt For For 2.10 Elect Director Norio Tsuzumi Mgmt For For 2.11 Elect Director Yoshihiro Naitou Mgmt For For 2.12 Elect Director Toshio Nishizawa Mgmt For For 2.13 Elect Director Naomi Hirose Mgmt For For 2.14 Elect Director Takashi Fujimoto Mgmt For For 2.15 Elect Director Makio Fujiwara Mgmt For For 2.16 Elect Director Fumiaki Miyamoto Mgmt For For 2.17 Elect Director Sakae Mutou Mgmt For For 2.18 Elect Director Tomijirou Morita Mgmt For For 2.19 Elect Director Hiroshi Yamaguchi Mgmt For For 2.20 Elect Director Masao Yamazaki Mgmt For For 3.1 Appoint Statutory Auditor Kazuko Oya Mgmt For For 3.2 Appoint Statutory Auditor Takashi Karasaki Mgmt For For Page 164 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 4 Approve Alternate Income Allocation Proposal with Higher SH Against Against Dividend 5 Amend Articles to Create Committee to Study How to Dispose of SH Against Against Nuclear Waste Based on Survey of Consumers, Board "Must Strive to Implement Recommendations" 6 Amend Articles to Require End of Cooperation in Fast Breeder SH Against Against Reactor Project 7 Amend Articles to Add Smart Grid (Time-Variable Pricing) SH Against Against Operations to Favor Use of Non-Nuclear Power 8 Amend Articles to Require Director Compensation Disclosure SH Against For Fanuc Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J13440102 Annual 31-Mar-10 Ticker: 6954 CUSIP: J13440102 ISIN: JP3802400006 SEDOL: 6356934 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 43.14 Mgmt For For 2.1 Elect Director Yoshiharu Inaba Mgmt For For 2.2 Elect Director Hiroyuki Uchida Mgmt For For 2.3 Elect Director Hideo Kojima Mgmt For For 2.4 Elect Director Yoshihiro Gonda Mgmt For For 2.5 Elect Director Kenji Yamaguchi Mgmt For For 2.6 Elect Director Mitsuo Kurakake Mgmt For For 2.7 Elect Director Hidehiro Miyajima Mgmt For For 2.8 Elect Director Hiroshi Noda Mgmt For For 2.9 Elect Director Hiroshi Araki Mgmt For For 2.10 Elect Director Shunsuke Matsubara Mgmt For For 2.11 Elect Director Richard E. Schneider Mgmt For For 2.12 Elect Director Hajimu Kishi Mgmt For For 2.13 Elect Director Takayuki Ito Mgmt For For 2.14 Elect Director Mineko Yamasaki Mgmt For For Mitsubishi UFJ Financial Group Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J44497105 Annual 31-Mar-10 Ticker: 8306 CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For 2.1 Elect Director Takamune Okihara Mgmt For For 2.2 Elect Director Kinya Okauchi Mgmt For For 2.3 Elect Director Katsunori Nagayasu Mgmt For For Page 165 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2.4 Elect Director Kyouta Ohmori Mgmt For For 2.5 Elect Director Hiroshi Saitou Mgmt For For 2.6 Elect Director Nobushige Kamei Mgmt For For 2.7 Elect Director Masao Hasegawa Mgmt For For 2.8 Elect Director Fumiyuki Akikusa Mgmt For For 2.9 Elect Director Kazuo Takeuchi Mgmt For For 2.10 Elect Director Nobuyuki Hirano Mgmt For For 2.11 Elect Director Shunsuke Teraoka Mgmt For For 2.12 Elect Director Kaoru Wachi Mgmt For For 2.13 Elect Director Takashi Oyamada Mgmt For For 2.14 Elect Director Ryuuji Araki Mgmt For For 2.15 Elect Director Kazuhiro Watanabe Mgmt For For 2.16 Elect Director Takuma Ohtoshi Mgmt For For Nintendo Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J51699106 Annual 31-Mar-10 Ticker: 7974 CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550 Vote Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 660 Mgmt For For 2.1 Elect Director Satoru Iwata Mgmt For For 2.2 Elect Director Yoshihiro Mori Mgmt For For 2.3 Elect Director Shinji Hatano Mgmt For For 2.4 Elect Director Genyou Takeda Mgmt For For 2.5 Elect Director Shigeru Miyamoto Mgmt For For 2.6 Elect Director Nobuo Nagai Mgmt For For 2.7 Elect Director Masaharu Matsumoto Mgmt For For 2.8 Elect Director Eiichi Suzuki Mgmt For For 2.9 Elect Director Kazuo Kawahara Mgmt For For 2.10 Elect Director Tatsumi Kimishima Mgmt For For 2.11 Elect Director Kaoru Takemura Mgmt For For 3 Appoint Statutory Auditor Katashi Ozaki Mgmt For For Nordic American Tanker Shipping Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Bermuda G65773106 Annual 26-May-10 Ticker: N/A CUSIP: G65773106 ISIN: BMG657731060 SEDOL: B16FN84 Vote Proponent Mgmt Rec Instruction Page 166 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 1.1 Elect Herbjorn Hansson as Director Mgmt For Withhold 1.2 Elect Sir David Gibbons as Director Mgmt For For 1.3 Elect Andreas Ove Ugland as Director Mgmt For For 1.4 Elect Jim Kelly as Director as Director Mgmt For For 1.5 Elect Jan Erik Langangen as Director Mgmt For For 1.6 Elect Paul J. Hopkins as Director Mgmt For For 1.7 Elect Richard H. K. Vietor as Director Mgmt For For 2 Ratify Deloitte AS as Auditors Mgmt For For 3 Approve Reduction in Share Capital by $136.4 Million Mgmt For For 4 Receive Financial Statements and Statutory Reports Mgmt (Non-Voting) 5 Transact Other Business (Non-Voting) Mgmt Shin-Etsu Chemical Co. Ltd. Meeting Date Country Primary Security ID Meeting Type Record Date 29-Jun-10 Japan J72810120 Ticker: 4063 Annual 31-Mar-10 CUSIP: J72810120 ISIN: JP3371200001 SEDOL: 6804585 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 50 For For Mgmt2.1 Elect Director Chihiro Kanagawa For For Mgmt2.2 Elect Director Shunzo Mori For For Mgmt2.3 Elect Director Fumio Akiya For For Mgmt2.4 Elect Director Kiichi Habata For For Mgmt2.5 Elect Director Masashi Kaneko For For Mgmt2.6 Elect Director Fumio Arai For For Mgmt2.7 Elect Director Masahiko Todoroki For For Mgmt2.8 Elect Director Toshiya Akimoto For For Mgmt2.9 Elect Director Hiroshi Komiyama For For Mgmt3 Appoint Statutory Auditor Yoshihito Kosaka For For Mgmt4 Approve Stock Option Plan For For Mgmt5 Approve Takeover Defense Plan (Poison Pill) SUMITOMO MITSUI FINANCIAL GROUP INC. 29-Jun-10 Meeting Date Japan Country J7771X109 Primary Security ID Ticker: 8316 Annual Meeting Type For Record Date 31-Mar-10 Against CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024 Proponent Mgmt Rec Vote Instruction Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares For For Page 167 of 168 TDX Independence In-Target Exchange-Traded Fund Vote Summary Report Report was run from: 8/4/09 to 6/30/10 2 Amend Articles to Increase Authorized Capital - Remove Mgmt For For Provisions on Class 4 Preferred Shares to Reflect Cancellation 3.1 Elect Director Teisuke Kitayama Mgmt For For 3.2 Elect Director Wataru Ohara Mgmt For For 3.3 Elect Director Hideo Shimada Mgmt For For 3.4 Elect Director Junsuke Fujii Mgmt For For 3.5 Elect Director Koichi Miyata Mgmt For For 3.6 Elect Director Yoshinori Yokoyama Mgmt For For 4 Approve Retirement Bonus Payment for Director Mgmt For For 5 Approve Special Payments in Connection with Abolition of Mgmt For For Retirement Bonus System and Approve Deep Discount Stock Option Plan Page 168 of 168
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) TDX Independence Funds, Inc.
By: | /s/ Hans Ephraimson | |
Name: | Hans Ephraimson | |
Title: | Chief Executive Officer, President | |
Date: | August 16, 2010 |