UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22001
TDX Independence Funds, Inc.
(Exact name of registrant as specified in charter)
60 Wall Street, New York, New York 10005
(Address of principal executive offices) (Zip code)
Michael Gilligan
TDX Independence Funds, Inc.
c/o DBX Strategic Advisors LLC
60 Wall Street
New York, New York 10005
(Name and address of agent for service)
Registrant’s telephone number, including area code: 212-250-2077
Date of fiscal year end: May 31
Date of reporting period: June 30, 2010
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and Rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
July 1, 2009 – August 2, 2009
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Account Name | | Cust Bank Acct Nbr | | Client Account Nbr | | Name | | Ticker | | Security ID | | Country | | Meeting Date | | Record Date | | Meeting Type | | Ballot Shares | | Seq Number | | Ballot Item Number | | MorS | | Category | | ItemDesc | | ISS Rec Vote | | Mgt Rec Vote | | Policy Vote Rec | | Vote Cast |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 240 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Rick L. Wessel | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 240 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Richard T. Burke | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 240 | | 3 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 221 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Alfred J. Amoroso | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 221 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Andrew K. Ludwick | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 221 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Alan L. Earhart | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 221 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Robert J. Majteles | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 221 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director James E. Meyer | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 221 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director James P. O’Shaughnessy | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 221 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Ruthann Quindlen | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 221 | | 8 | | 2 | | M | | Routine/Business | | Change Company Name | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 221 | | 9 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 37 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Donald W. Burton | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 37 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Graeme W. Henderson | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 37 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Samuel B. Ligon | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 37 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Gary L. Martin | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 37 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director John H. Wilson | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 37 | | 6 | | 2 | | M | | Non-Salary Comp. | | Approve Omnibus Stock Plan | | For | | For | | Against | | Against |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 37 | | 7 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1221 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director William J. Abbott | | Withhold | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1221 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Dwight C. Arn | | Withhold | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1221 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Robert C. Bloss | | Withhold | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1221 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director William Cella | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1221 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director Glenn Curtis | | Withhold | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1221 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Steve Doyal | | Withhold | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1221 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Brian E. Gardner | | Withhold | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1221 | | 8 | | 1.8 | | M | | Directors Related | | Elect Director Herbert A. Granath | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1221 | | 9 | | 1.9 | | M | | Directors Related | | Elect Director Donald J. Hall, Jr. | | Withhold | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1221 | | 10 | | 1.10 | | M | | Directors Related | | Elect Director Irvine O. Hockaday, Jr. | | Withhold | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1221 | | 11 | | 1.11 | | M | | Directors Related | | Elect Director A. Drue Jennings | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1221 | | 12 | | 1.12 | | M | | Directors Related | | Elect Director Peter A. Lund | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1221 | | 13 | | 1.13 | | M | | Directors Related | | Elect Director Brad R. Moore | | Withhold | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1221 | | 14 | | 1.14 | | M | | Directors Related | | Elect Director Deanne R. Stedem | | Withhold | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 530 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Andy D. Bryant | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 530 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Wayne A. Budd | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 530 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director John H. Hammergren | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 530 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Alton F. Irby, III | | For | | For | | For | | Against |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 530 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director M. Christine Jacobs | | For | | For | | For | | Against |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 530 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Marie L. Knowles | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 530 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director David M. Lawrence | | For | | For | | For | | Against |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 530 | | 8 | | 1.8 | | M | | Directors Related | | Elect Director Edward A. Mueller | | For | | For | | For | | Against |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 530 | | 9 | | 1.9 | | M | | Directors Related | | Elect Director Jane E. Shaw | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 530 | | 10 | | 2 | | M | | Non-Salary Comp. | | Amend Omnibus Stock Plan | | For | | For | | Against | | Against |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 530 | | 11 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 530 | | 12 | | 4 | | S | | SH-Compensation | | Stock Retention/Holding Period | | For | | Against | | Refer | | Against |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 530 | | 13 | | 5 | | S | | SH-Compensation | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | For | | Against | | Refer | | Against |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 267 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Ashok Bakhru | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 267 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director John J. Hannan | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 267 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director James C. Zelter | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 267 | | 4 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 267 | | 5 | | 3 | | M | | Capitalization | | Approve Sale of Common Shares Below Net Asset Value | | For | | For | | Refer | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 267 | | 6 | | 4 | | M | | Capitalization | | Approve Issuance of Warrants/Convertible Debentures | | For | | For | | Refer | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 1649 | | 1 | | 1 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | | For | | For | | Refer | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 1649 | | 2 | | 2 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Director Amendment | | For | | For | | Refer | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 1649 | | 3 | | 3 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Retirement Amendment | | Against | | For | | Against | | Against |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 1649 | | 4 | | 4 | | M | | Capitalization | | Increase Authorized Preferred Stock | | Against | | For | | Against | | Against |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 51 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Thomas N. Amonett | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 51 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Charles F. Bolden, Jr. | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 51 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Stephen J. Cannon | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 51 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Jonathan H. Cartwright | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 51 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director William E. Chiles | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 51 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Michael A. Flick | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 51 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Thomas C. Knudson | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 51 | | 8 | | 1.8 | | M | | Directors Related | | Elect Director Ken C. Tamblyn | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 51 | | 9 | | 1.9 | | M | | Directors Related | | Elect Director William P. Wyatt | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 51 | | 10 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | USA | | 07/31/09 | | 06/25/09 | | Special | | 200 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Merger Agreement | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | USA | | 07/31/09 | | 06/25/09 | | Special | | 200 | | 2 | | 2 | | M | | Antitakeover Related | | Adjourn Meeting | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | Merck & Co., Inc. | | MRK | | 589331107 | | USA | | 08/07/09 | | 06/22/09 | | Special | | 933 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Acquisition | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 550 | | 1 | | 1 | | M | | Directors Related | | Elect Director W.R. Johnson | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 550 | | 2 | | 2 | | M | | Directors Related | | Elect Director C.E. Bunch | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 550 | | 3 | | 3 | | M | | Directors Related | | Elect Director L.S. Coleman, Jr. | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 550 | | 4 | | 4 | | M | | Directors Related | | Elect Director J.G. Drosdick | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 550 | | 5 | | 5 | | M | | Directors Related | | Elect Director E.E. Holiday | | For | | For | | Refer | | Against |
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Account Name | | Cust Bank Acct Nbr | | Client Account Nbr | | Name | | Ticker | | Security ID | | Country | | Meeting Date | | Record Date | | Meeting Type | | Ballot Shares | | Seq Number | | Ballot Item Number | | MorS | | Category | | ItemDesc | | ISS Rec Vote | | Mgt Rec Vote | | Policy Vote Rec | | Vote Cast |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 550 | | 6 | | 6 | | M | | Directors Related | | Elect Director C. Kendle | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 550 | | 7 | | 7 | | M | | Directors Related | | Elect Director D.R. O Hare | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 550 | | 8 | | 8 | | M | | Directors Related | | Elect Director N. Peltz | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 550 | | 9 | | 9 | | M | | Directors Related | | Elect Director D.H. Reilley | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 550 | | 10 | | 10 | | M | | Directors Related | | Elect Director L.C. Swann | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 550 | | 11 | | 11 | | M | | Directors Related | | Elect Director T.J. Usher | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 550 | | 12 | | 12 | | M | | Directors Related | | Elect Director M.F. Weinstein | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 550 | | 13 | | 13 | | M | | Routine/ Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 550 | | 14 | | 14 | | M | | Antitakeover Related | | Provide Right to Call Special Meeting | | For | | For | | Refer | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 189 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director V. Gordon Clemons | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 189 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Steven J. Hamerslag | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 189 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Alan R. Hoops | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 189 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director R. Judd Jessup | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 189 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director Jean H. Macino | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 189 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Jeffrey J. Michael | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 189 | | 7 | | 2 | | M | | Routine/ Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 217 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Brian J. Farrell | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 217 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Lawrence Burstein | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 217 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Henry T. DeNero | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 217 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Brian P. Dougherty | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 217 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director Jeffrey W. Griffiths | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 217 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Gary E. Rieschel | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 217 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director James L. Whims | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 217 | | 8 | | 2 | | M | | Non-Salary Comp. | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 217 | | 9 | | 3 | | M | | Routine/ Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 000260967 | | 260967 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 217 | | 10 | | 4 | | M | | Routine/ Business | | Other Business | | Against | | For | | Against | | Against |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 1 | | 1 | | M | | Routine/ Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 2 | | 2 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 3 | | 3 | | M | | Routine/ Business | | Approve Final Dividend of 8.39 Pence Per Ordinary Share | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 4 | | 4 | | M | | Directors Related | | Re-elect Richard Brasher as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 5 | | 5 | | M | | Directors Related | | Re-elect Philip Clarke as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 6 | | 6 | | M | | Directors Related | | Re-elect Andrew Higginson as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 7 | | 7 | | M | | Directors Related | | Re-elect Charles Allen as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 8 | | 8 | | M | | Directors Related | | Re-elect Dr Harald Einsmann as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 9 | | 9 | | M | | Directors Related | | Elect Jacqueline Tammenoms Bakker as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 10 | | 10 | | M | | Directors Related | | Elect Patrick Cescau as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 11 | | 11 | | M | | Directors Related | | Elect Ken Hanna as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 12 | | 12 | | M | | Directors Related | | Elect Laurie Mcllwee as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 13 | | 13 | | M | | Routine/ Business | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 14 | | 14 | | M | | Routine/ Business | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 15 | | 15 | | M | | Capitalization | | Approve Increase in Authorised Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 16 | | 16 | | M | | Capitalization | | Subject to the Passing of Resolution Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 17 | | 17 | | M | | Capitalization | | Subject to the Passing of Resolution Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 18 | | 18 | | M | | Capitalization | | Authorise 790,063,358 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 19 | | 19 | | M | | Routine/ Business | | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 20 | | 20 | | M | | Non-Salary Comp. | | Approve Tesco plc Group Bonus Plan | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 21 | | 21 | | M | | Non-Salary Comp. | | Amend Tesco plc 2004 Discretionary Share Option Plan | | Against | | For | | Against | | Against |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 22 | | 22 | | M | | Routine/ Business | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1879 | | 24 | | 23 | | S | | SH-Routine/ Business | | Resolve that the Directors Allocate a NED to Tesco’s Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco’s UK Meat and Poultry Supply Chain | | Against | | Against | | Against | | Against |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 1 | | 1 | | M | | Routine/ Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 2 | | 2 | | M | | Directors Related | | Re-elect Sir John Bond as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 3 | | 3 | | M | | Directors Related | | Re-elect John Buchanan as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 4 | | 4 | | M | | Directors Related | | Re-elect Vittorio Colao as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 5 | | 5 | | M | | Directors Related | | Elect Michel Combes as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 6 | | 6 | | M | | Directors Related | | Re-elect Andy Halford as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 7 | | 7 | | M | | Directors Related | | Re-elect Alan Jebson as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 8 | | 8 | | M | | Directors Related | | Elect Samuel Jonah as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 9 | | 9 | | M | | Directors Related | | Re-elect Nick Land as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 10 | | 10 | | M | | Directors Related | | Re-elect Anne Lauvergeon as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 11 | | 11 | | M | | Directors Related | | Re-elect Simon Murray as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 12 | | 12 | | M | | Directors Related | | Elect Stephen Pusey as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 13 | | 13 | | M | | Directors Related | | Re-elect Luc Vandevelde as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 14 | | 14 | | M | | Directors Related | | Re-elect Anthony Watson as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 15 | | 15 | | M | | Directors Related | | Re-elect Philip Yea as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 16 | | 16 | | M | | Routine/ Business | | Approve Final Dividend of 5.20 Pence Per Ordinary Share | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 17 | | 17 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 18 | | 18 | | M | | Routine/ Business | | Reappoint Deloitte LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 19 | | 19 | | M | | Routine/ Business | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 20 | | 20 | | M | | Capitalization | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 21 | | 21 | | M | | Capitalization | | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 22 | | 22 | | M | | Capitalization | | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 23 | | 23 | | M | | Routine/ Business | | Adopt New Articles of Association | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13066 | | 24 | | 24 | | M | | Routine/ Business | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1806 | | 1 | | 1 | | M | | Routine/ Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1806 | | 2 | | 2 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1806 | | 3 | | 3 | | M | | Routine/ Business | | Approve Final Dividend of 1.1 Pence Per Ordinary Share | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1806 | | 4 | | 4 | | M | | Directors Related | | Re-elect Clayton Brendish as Director | | For | | For | | For | | For |
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Account Name | | Cust Bank Acct Nbr | | Client Account Nbr | | Name | | Ticker | | Security ID | | Country | | Meeting Date | | Record Date | | Meeting Type | | Ballot Shares | | Seq Number | | Ballot Item Number | | MorS | | Category | | ItemDesc | | ISS Rec Vote | | Mgt Rec Vote | | Policy Vote Rec | | Vote Cast |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1806 | | 5 | | 5 | | M | | Directors Related | | Re-elect Phil Hodkinson as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1806 | | 6 | | 6 | | M | | Directors Related | | Elect Tony Chanmugam as Director | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1806 | | 7 | | 7 | | M | | Routine/Business | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1806 | | 8 | | 8 | | M | | Routine/Business | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1806 | | 9 | | 9 | | M | | Capitalization | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 127,000,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 127,000,000 | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1806 | | 10 | | 10 | | M | | Capitalization | | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 20,000,000 | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1806 | | 11 | | 11 | | M | | Capitalization | | Authorise 774,000,000 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1806 | | 12 | | 12 | | M | | Routine/Business | | Amend Articles of Association by Deleting the Provisions of the Company’s Memorandum of Association which, Due to Section 28 Companies Act 2006, Would be Treated as Provisions of the Current Articles; Adopt New Articles of Association | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1806 | | 13 | | 13 | | M | | Routine/Business | | Approve That the Company May Call a General Meeting (But not an AGM) on at least 14 Clear Days’ Notice | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1806 | | 14 | | 14 | | M | | Routine/Business | | Authorise British Telecommunications plc to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 75,000 and to Political Organisations Other Than Political Parties up to GBP 25,000 | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Assicurazioni Generali Spa | | | | T05040109 | | Italy | | 07/14/09 | | 07/09/09 | | Special | | 254 | | 2 | | 1 | | M | | Reorg. and Mergers | | Approve Plan of Merger by Absorption of Alleanza Assicurazioni SpA and Toro Assicurazioni SpA and Approve Merger-Related Capital Increase | | For | | For | | For | | For |
TDAX Independence 2010 ETF Composite | | 260967 | | 260967 | | Barclays plc | | | | G08036124 | | United Kingdom | | 08/06/09 | | | | Special | | 1890 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Disposal by Barclays plc of the Barclays Global Investors Business and Ancillary Arrangements | | For | | For | | For | | For |
VOTE SUMMARY REPORT
August 3, 2009 - June 30, 2010
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Ipc Holdings Ltd Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-Sep-09 Bermuda G4933P101 Special 27-Jul-09
Ticker: IPCR
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
1 Approve Elimination of Supermajority Vote Requirement for Mgmt For For
Amalgamations
2 Approve Merger Agreement Mgmt For For
3 Adjourn Meeting Mgmt For For
Exar Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Sep-09 USA 300645108 Annual 22-Jul-09
Ticker: EXAR
CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Izak Bencuya Mgmt For For
1.2 Elect Director Pierre Guilbault Mgmt For For
1.3 Elect Director Brian Hilton Mgmt For For
1.4 Elect Director Richard L. Leza Mgmt For For
1.5 Elect Director Gary Meyers Mgmt For For
1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For
1.7 Elect Director Pedro P. Rodriquez Mgmt For For
2 Ratify Auditors Mgmt For For
Casey's General Stores, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-Sep-09 USA 147528103 Annual 24-Jul-09
Ticker: CASY
CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Ronald M. Lamb Mgmt For For
1.2 Elect Director Robert J. Myers Mgmt For For
1.3 Elect Director Diane C. Bridgewater Mgmt For For
1.4 Elect Director Johnny Danos Mgmt For For
1.5 Elect Director H. Lynn Horak Mgmt For For
1.6 Elect Director Kenneth H. Haynie Mgmt For For
1.7 Elect Director William C. Kimball Mgmt For For
1.8 Elect Director Jeffrey M. Lamberti Mgmt For For
1.9 Elect Director Richard A. Wilkey Mgmt For For
Page 1 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
3com Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Sep-09 USA 885535104 Annual 27-Jul-09
Ticker: COMS
CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kathleen A. Cote Mgmt For For
1.2 Elect Director David H.Y. Ho Mgmt For For
1.3 Elect Director Robert Y.L. Mao Mgmt For For
1.4 Elect Director J. Donald Sherman Mgmt For For
1.5 Elect Director Dominique Trempont Mgmt For For
2 Declassify the Board of Directors Mgmt For For
3 Ratify Auditors Mgmt For For
Ship Finance International
Limited
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Sep-09 Bermuda G81075106 Annual 17-Jul-09
Ticker: N/A
CUSIP: G81075106 ISIN: BMG810751062 SEDOL: B01G7F0
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For
2 Fix Number of Directors at 8 Mgmt For For
3 Authorize Board to Fill Vacancies Mgmt For For
4 Reelect Paul Leand Jr. as Director Mgmt For For
5 Reelect Kate Blankenship as Director Mgmt For For
6 Reelect Craig H. Stevenson Jr. as Director Mgmt For For
7 Reelect Hans Petter as Director Mgmt For For
8 Reelect Cecilie Fredriksen as Director Mgmt For For
9 Approve Moore Stephens, P.C. as Auditors and Authorize Board Mgmt For For
to Fix Their Remuneration
10 Approve Remuneration of Directors Mgmt For For
11 Approve Reduction of Share Premium Account Mgmt For For
12 Transact Other Business (Voting) Mgmt For Abstain
Palm Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Sep-09 USA 696643105 Annual 03-Aug-09
Ticker: PALM
CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145
Page 2 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert C. Hagerty Mgmt For For
1.2 Elect Director Jonathan J. Rubinstein Mgmt For For
1.3 Elect Director Paul S. Mountford Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Oracle Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-Oct-09 USA 68389X105 Annual 10-Aug-09
Ticker: ORCL
CUSIP: 68389X105 ISIN: US68389X1054 SEDOL: 2661568
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jeffrey S. Berg Mgmt For For
1.2 Elect Director H. Raymond Bingham Mgmt For For
1.3 Elect Director Michael J. Boskin Mgmt For For
1.4 Elect Director Safra A. Catz Mgmt For For
1.5 Elect Director Bruce R. Chizen Mgmt For For
1.6 Elect Director George H. Conrades Mgmt For For
1.7 Elect Director Lawrence J. Ellison Mgmt For For
1.8 Elect Director Hector Garcia-Molina Mgmt For For
1.9 Elect Director Jeffrey O. Henley Mgmt For For
1.10 Elect Director Donald L. Lucas Mgmt For For
1.11 Elect Director Charles E. Phillips, Jr. Mgmt For For
1.12 Elect Director Naomi O. Seligman Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
6 Stock Retention/Holding Period SH Against For
MSC.Software Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
09-Oct-09 USA 553531104 Special 27-Aug-09
Ticker: MSCS
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
Page 3 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Adjourn Meeting Mgmt For For
Paychex, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-Oct-09 USA 704326107 Annual 14-Aug-09
Ticker: PAYX
CUSIP: 704326107 ISIN: US7043261079 SEDOL: 2674458
Vote
Proponent Mgmt Rec Instruction
1 Elect Director B. Thomas Golisano Mgmt For For
2 Elect Director David J.S. Flaschen Mgmt For For
3 Elect Director Grant M. Inman Mgmt For For
4 Elect Director Pamela A. Joseph Mgmt For For
5 Elect Director Jonathan J. Judge Mgmt For For
6 Elect Director Joseph M. Tucci Mgmt For For
7 Elect Director Joseph M. Velli Mgmt For For
8 Ratify Auditors Mgmt For For
The Procter & Gamble
Company
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-Oct-09 USA 742718109 Annual 14-Aug-09
Ticker: PG
CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Kenneth I. Chenault Mgmt For For
2 Elect Director Scott D. Cook Mgmt For For
3 Elect Director Rajat K. Gupta Mgmt For For
4 Elect Director A.G. Lafley Mgmt For For
5 Elect Director Charles R. Lee Mgmt For For
6 Elect Director Lynn M. Martin Mgmt For For
7 Elect Director Robert A. McDonald Mgmt For For
8 Elect Director W. James McNerney, Jr. Mgmt For For
9 Elect Director Johnathan A. Rodgers Mgmt For For
10 Elect Director Ralph Snyderman Mgmt For For
11 Elect Director Mary Agnes Wilderotter Mgmt For For
12 Elect Director Patricia A. Woertz Mgmt For For
13 Elect Director Ernesto Zedillo Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Code of Regulations Mgmt For For
16 Approve Omnibus Stock Plan Mgmt For Against
17 Provide for Cumulative Voting SH Against Against
Page 4 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
SH18 Advisory Vote to Ratify Named Executive Officers' Compensation Against For
Diageo plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
14-Oct-09 United Kingdom G42089113
Ticker: N/A
Annual 12-Oct-09
CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400
Proponent Mgmt Rec
Vote
Instruction
Mgmt1 Accept Financial Statements and Statutory Reports For For
Mgmt2 Approve Remuneration Report For For
Mgmt3 Approve Final Dividend of 22.2 Pence Per Ordinary Share For For
Mgmt4 Re-elect Laurence Danon as Director For For
Mgmt5 Re-elect Lord (Clive) Hollick of Notting Hill as Director For For
Mgmt6 Re-elect Paul Walsh as Director For For
Mgmt7 Elect Peggy Bruzelius as Director For For
Mgmt8 Elect Betsy Holden as Director For For
Mgmt9 Reappoint KPMG Audit plc as Auditors of the Company For For
Mgmt10 Authorise Board to Fix Remuneration of Auditors For For
Mgmt11 Authorise Issue of Equity with Pre-emptive Rights Under a
General Authority up to GBP 241,092,000 and an Additional
Amount Pursuant to a Rights Issue of up to GBP 482,185,000
After Deducting Any Securities Issued Under the General
Authority
For For
Mgmt12 If Resolution 11 is Passed, Authorise Issue of Equity or
Equity-Linked Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 39,842,000
For For
Mgmt13 Authorise 249,964,000 Ordinary Shares for Market Purchase For For
Mgmt14 Authorise the Company and its Subsidiaries to Make EU Political
Donations to Political Parties, to Make EU Political Donations to
Political Organisations Other Than Political Parties and to Incur
EU Political Expenditure up to GBP 200,000
For For
Mgmt15 Approve Diageo plc 2009 Discretionary Incentive Plan For For
Mgmt16 Approve Diageo plc 2009 Executive Long Term Incentive Plan For For
Mgmt17 Approve Diageo plc 2009 International Sharematch Plan For For
Mgmt18 Authorise Board to Establish Future Share Plans for the Benefit
of Employees Overseas Based on the Diageo plc 2009
Discretionary Incentive Plan, the Diageo plc 2009 Executive Long
Term Incentive Plan and the Diageo plc 2009 International
Sharematch Plan
For For
Mgmt19 Approve Diageo plc 2009 Irish Sharesave Scheme For For
Mgmt20 Amend Diageo plc Executive Share Option Plan For For
Mgmt21 Amend Diageo plc 2008 Senior Executive Share Option Plan For For
Mgmt22 Amend Diageo plc Senior Executive Share Option Plan For For
Page 5 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Mgmt23 Approve That a General Meeting Other Than an Annual General
Meeting May Be Called on Not Less Than 14 Clear Days' Notice
For For
Mgmt24 Adopt New Articles of Association
The Marcus Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
For
14-Oct-09 USA 566330106
Ticker: MCS
Annual 06-Aug-09
CUSIP: 566330106 ISIN: US5663301068 SEDOL: 2564827
Proponent Mgmt Rec
Vote
Instruction
Mgmt1.1 Elect Director Stephen H. Marcus For Withhold
Mgmt1.2 Elect Director Diane Marcus Gershowitz For Withhold
Mgmt1.3 Elect Director Daniel F. McKeithan, Jr For For
Mgmt1.4 Elect Director Allan H. Selig For Withhold
Mgmt1.5 Elect Director Timothy E. Hoeksema For For
Mgmt1.6 Elect Director Bruce J. Olson For Withhold
Mgmt1.7 Elect Director Philip L. Milstein For For
Mgmt1.8 Elect Director Bronson J. Haase For For
Mgmt1.9 Elect Director James D. Ericson For For
Mgmt1.10 Elect Director Gregory S. Marcus
Matrix Service Co. Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
Withhold
23-Oct-09 USA 576853105
Ticker: MTRX
Annual 02-Sep-09
CUSIP: 576853105 ISIN: US5768531056 SEDOL: 2572068
Proponent Mgmt Rec
Vote
Instruction
Mgmt1.1 Elect Director Michael J. Bradley For For
Mgmt1.2 Elect Director Michael J. Hall For For
Mgmt1.3 Elect Director I. Edgar (Ed) Hendrix For For
Mgmt1.4 Elect Director Paul K. Lackey For For
Mgmt1.5 Elect Director Tom E. Maxwell For For
Mgmt1.6 Elect Director David J. Tippeconnic For For
Mgmt2 Ratify Auditors For For
Mgmt3 Amend Omnibus Stock Plan
SRA International, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
Against
28-Oct-09 USA 78464R105
Ticker: SRX
Annual 31-Aug-09
CUSIP: 78464R105 ISIN: US78464R1059 SEDOL: 2865241
Proponent Mgmt Rec
Vote
Instruction
Page 6 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Declassify the Board of Directors Mgmt For For
2.1 Elect Director Stanton D. Sloane Mgmt For For
2.2 Elect Director E.P. Giambastiani, Jr. Mgmt For For
2.3 Elect Director William T. Keevan Mgmt For For
2.4 Elect Director John W. Barter Mgmt For For
2.5 Elect Director Larry R. Ellis Mgmt For For
2.6 Elect Director Miles R. Gilburne Mgmt For For
2.7 Elect Director Gail R. Wilensky Mgmt For For
2.8 Elect Director Michael R. Klein Mgmt For For
2.9 Elect Director David H. Langstaff Mgmt For For
2.10 Elect Director Ernst Volgenau Mgmt For For
3 Ratify Auditors Mgmt For For
BHP Billiton plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Oct-09 United Kingdom G10877101 Annual 27-Oct-09
Ticker: N/A
CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Carlos Cordeiro as Director Mgmt For For
3 Re-elect David Crawford as Director Mgmt For For
4 Re-elect Gail de Planque as Director Mgmt For For
5 Re-elect Marius Kloppers as Director Mgmt For For
6 Re-elect Don Argus as Director Mgmt For For
7 Elect Wayne Murdy as Director Mgmt For For
8 Reappoint KPMG Audit plc as Auditors and Authorise the Board Mgmt For For
to Determine Their Remuneration
9 Authorise Issue of Equity or Equity-Linked Securities with Mgmt For For
Pre-emptive Rights up to Aggregate Nominal Amount of USD
277,983,328
10 Authorise Issue of Equity or Equity-Linked Securities without Mgmt For For
Pre-emptive Rights up to Aggregate Nominal Amount of USD
55,778,030
11 Authorise 223,112,120 Ordinary Shares for Market Purchase Mgmt For For
12i Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For
Billiton Ltd on 30 April 2010
12ii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For
Billiton Ltd on 17 June 2010
12iii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For
For
Billiton Ltd on 15 September 2010
12iv Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For
Billiton Ltd on 11 November 2010
13 Approve Remuneration Report Mgmt For For
Page 7 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
14 Approve the Grant of Deferred Shares and Options under the Mgmt For For
BHP Billiton Ltd Group Incentive Scheme and the Grant of
Performance Shares under the BHP Billiton Ltd Long Term
Incentive Plan to Marius Kloppers
Jack Henry & Associates,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Nov-09 USA 426281101 Annual 21-Sep-09
Ticker: JKHY
CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jerry D. Hall Mgmt For For
1.2 Elect Director Michael E. Henry Mgmt For For
1.3 Elect Director James J. Ellis Mgmt For For
1.4 Elect Director Craig R. Curry Mgmt For For
1.5 Elect Director Wesley A. Brown Mgmt For For
1.6 Elect Director Matthew C. Flanigan Mgmt For For
1.7 Elect Director Marla K. Shepard Mgmt For For
1.8 Elect Director John F. Prim Mgmt For For
2 Ratify Auditors Mgmt For For
Commonwealth Bank Of
Australia
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Nov-09 Australia Q26915100 Annual 09-Nov-09
Ticker: CBA
CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035
Vote
Proponent Mgmt Rec Instruction
1 Receive the Financial Statements and Statutory Reports for the Mgmt None None
Financial Year Ended June 30, 2009
2(a) Elect S Carolyn Kay as a Director Mgmt For For
2(b) Elect Fergus D Ryan as a Director Mgmt For For
2(c) Elect David J Turner as a Director Mgmt For For
3 Approve the Remuneration Report for the Financial Year Ended Mgmt For For
June 30, 2009
4 Approve the Grant of Reward Shares to a Maximum Value of Mgmt For For
A$4.49 Million to R J Norris, CEO, Under the Group Leadership
Reward Plan of Commonwealth Bank of Australia
Solera Holdings, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Nov-09 USA 83421A104 Annual 01-Oct-09
Ticker: SLH
CUSIP: 83421A104 ISIN: US83421A1043 SEDOL: B1XDZ96
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Tony Aquila Mgmt For For
Page 8 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director Arthur F. Kingsbury Mgmt For For
1.3 Elect Director Jerrell W. Shelton Mgmt For For
1.4 Elect Director Kenneth A. Viellieu Mgmt For For
1.5 Elect Director Stuart J. Yarbrough Mgmt For For
2 Ratify Auditors Mgmt For For
Cisco Systems, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-Nov-09 USA 17275R102 Annual 14-Sep-09
Ticker: CSCO
CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Carol A. Bartz Mgmt For For
2 Elect Director M. Michele Burns Mgmt For For
3 Elect Director Michael D. Capellas Mgmt For For
4 Elect Director Larry R. Carter Mgmt For For
5 Elect Director John T. Chambers Mgmt For For
6 Elect Director Brian L. Halla Mgmt For For
7 Elect Director John L. Hennessy Mgmt For For
8 Elect Director Richard M. Kovacevich Mgmt For For
9 Elect Director Roderick C. McGeary Mgmt For For
10 Elect Director Michael K. Powell Mgmt For For
11 Elect Director Arun Sarin Mgmt For For
12 Elect Director Steven M. West Mgmt For For
13 Elect Director Jerry Yang Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For Against
15 Amend Qualified Employee Stock Purchase Plan Mgmt For For
16 Ratify Auditors Mgmt For For
17 Amend Bylaws to Establish a Board Committee on Human Rights SH Against
Against
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
19 Report on Internet Fragmentation SH Against For
Ethan Allen Interiors Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Nov-09 USA 297602104 Annual 21-Sep-09
Ticker: ETH
CUSIP: 297602104 ISIN: US2976021046 SEDOL: 2320825
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Frank G. Wisner Mgmt For For
Page 9 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
2 Ratify Auditors Mgmt For For
Lancaster Colony Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Nov-09 USA 513847103 Annual 18-Sep-09
Ticker: LANC
CUSIP: 513847103 ISIN: US5138471033 SEDOL: 2503206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director James B. Bachmann Mgmt For For
1.2 Elect Director Neeli Bendapudi Mgmt For For
1.3 Elect Director John L. Boylan Mgmt For For
2 Ratify Auditors Mgmt For For
UniCredit SpA Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Nov-09 Italy T95132105 Special 11-Nov-09
Ticker: N/A
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Vote
Proponent Mgmt Rec Instruction
Special Business Mgmt None None
1 Approve EUR 4 Billion Capital Increase with Preemptive Rights to Mgmt For For
Holders of Ordinary Shares and Saving Shares
Corinthian Colleges, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
17-Nov-09 USA 218868107 Annual 21-Sep-09
Ticker: COCO
CUSIP: 218868107 ISIN: US2188681074 SEDOL: 2386021
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Paul R. St. Pierre Mgmt For For
1.2 Elect Director Linda Arey Skladany Mgmt For For
1.3 Elect Director Robert Lee Mgmt For For
2 Ratify Auditors Mgmt For For
VistaPrint NV Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
17-Nov-09 Netherlands N93540107 Annual 19-Oct-09
Ticker: VPRT
CUSIP: N/A ISIN: NL0009272269 SEDOL: B48HGT1
Vote
Proponent Mgmt Rec Instruction
This is a duplicate meeting for ballots received via the Mgmt None None
Broadridge North American Ballot distribution system.
1 A Vote For The Election Of Nominee John J. Gavin, Jr. Mgmt For For
2 A Vote For The Election Of Nominee George M. Overholser Mgmt For For
Page 10 of 174
TDX Independence 2010 Exchange-Traded Fund
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3 A Vote For The Election Of Nominee Mark T. Thomas Mgmt For For
4 Approve Our Performance Incentive Plan For Covered Employees Mgmt For For
5 Appoint Ernst & Young Llp As Our Independent Registered Mgmt For For
Publicaccounting Firm For The Fiscal Year Ending June 30, 2010
CACI International, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-Nov-09 USA 127190304 Annual 21-Sep-09
Ticker: CACI
CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Dan R. Bannister Mgmt For For
1.2 Elect Director Paul M. Cofoni Mgmt For For
1.3 Elect Director Gordon R. England Mgmt For For
1.4 Elect Director James S. Gilmore III Mgmt For For
1.5 Elect Director Gregory G. Johnson Mgmt For For
1.6 Elect Director Richard L. Leatherwood Mgmt For For
1.7 Elect Director J. Phillip London Mgmt For For
1.8 Elect Director James L. Pavitt Mgmt For For
1.9 Elect Director Warren R. Phillips Mgmt For For
1.10 Elect Director Charles P. Revoile Mgmt For For
1.11 Elect Director William S. Wallace Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Adjourn Meeting Mgmt For Against
5 Ratify Auditors Mgmt For For
Campbell Soup Co. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-Nov-09 USA 134429109 Annual 21-Sep-09
Ticker: CPB
CUSIP: 134429109 ISIN: US1344291091 SEDOL: 2162845
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Edmund M. Carpenter Mgmt For For
1.2 Elect Director Paul R. Charron Mgmt For For
1.3 Elect Director Douglas R. Conant Mgmt For For
1.4 Elect Director Bennett Dorrance Mgmt For For
1.5 Elect Director Harvey Golub Mgmt For For
1.6 Elect Director Lawrence C. Karlson Mgmt For For
1.7 Elect Director Randall W. Larrimore Mgmt For For
Page 11 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.8 Elect Director Mary Alice D. Malone Mgmt For For
1.9 Elect Director Sara Mathew Mgmt For For
1.10 Elect Director William D. Perez Mgmt For For
1.11 Elect Director Charles R. Perrin Mgmt For For
1.12 Elect Director A. Barry Rand Mgmt For For
1.13 Elect Director Nick Schreiber Mgmt For For
1.14 Elect Director Archbold D. Van Beuren Mgmt For For
1.15 Elect Director Les C. Vinney Mgmt For For
1.16 Elect Director Charlotte C. Weber Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
Deutsche Telekom AG Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-Nov-09 Germany D2035M169 Special 03-Nov-09
Ticker: N/A
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Vote
Proponent Mgmt Rec Instruction
1 Approve Spin-Off and Takeover Agreement Concluded on Mgmt For For
September 3, 2009 with T-Mobile Deutschland GmbH
DIRECTV Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-Nov-09 USA 25490A101 Special 09-Oct-09
Ticker: DTV
CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Approve Voting and Right of First Refusal Mgmt For For
3 Adjourn Meeting Mgmt For For
Microsoft Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-Nov-09 USA 594918104 Annual 04-Sep-09
Ticker: MSFT
CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173
Vote
Proponent Mgmt Rec Instruction
1 Elect Director William H. Gates, III Mgmt For For
2 Elect Director Steven A. Ballmer Mgmt For For
3 Elect Director Dina Dublon Mgmt For For
4 Elect Director Raymond V. Gilmartin Mgmt For For
5 Elect Director Reed Hastings Mgmt For For
Page 12 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Elect Director Maria Klawe Mgmt For For
7 Elect Director David F. Marquardt Mgmt For For
8 Elect Director Charles H. Noski Mgmt For For
9 Elect Director Helmut Panke Mgmt For For
10 Ratify Auditors Mgmt For For
11 Permit Right to Call Special Meeting Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
13 Adopt Principles for Health Care Reform SH Against Against
14 Report on Charitable Contributions
BHP Billiton Limited
(Formerly BHP Ltd.)
26-Nov-09
Meeting
Date
Ticker: BHP
Australia
Country
SH
Q1498M159
Primary Security
ID
Annual
Meeting
Type
Against
Record
Date
24-Nov-09
Against
CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690
Proponent Mgmt Rec
Vote
Instruction
1 Accept Financial Statements and Statutory Reports for BHP
Billiton Ltd and BHP Billiton Plc for the Fiscal Year Ended June
30, 2009
Mgmt For For
2 Elect Carlos Cordeiro as a Director of BHP Billiton Ltd and BHP
Billiton Plc
Mgmt For For
3 Elect David Crawford as a Director of BHP Billiton Ltd and BHP
Billiton Plc
Mgmt For For
4 Elect Gail de Planque as a Director of BHP Billiton Ltd and BHP
Billiton Plc
Mgmt For For
5 Elect Marius Kloppers as a Director of BHP Billiton Ltd and BHP
Billiton Plc
Mgmt For For
6 Elect Don Argus as a Director of BHP Billiton Ltd and BHP Billiton
Plc
Mgmt For For
7 Elect Wayne Murdy as a Director of BHP Billiton Ltd and BHP
Billiton Plc
Mgmt For For
8 Approve KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For
9 Approve Renewal of General Authority to Issue of Up to 555.97
Million Shares in BHP Billiton Plc in Connection with Its Employee
Share and Incentive Schemes
Mgmt For For
10 Renew the Disapplication of Pre-Emption Rights in BHP Billiton
Plc
Mgmt For For
11 Authorize Repurchase of Up To 223.11 Million Shares in BHP
Billiton Plc
Mgmt For For
12i Approve Cancellation of Shares in BHP Billiton Plc Held by BHP
Billiton Ltd on April 30, 2010
Mgmt For For
12ii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP
Billiton Ltd on June 17, 2010
Mgmt For For
12iii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP
Billiton Ltd on Sept. 15, 2010
Mgmt For For
12iv Approve Cancellation of Shares in BHP Billiton Plc Held by BHP
Billiton Ltd on Nov. 11, 2010
Mgmt For For
Page 13 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
13 Approve Remuneration Report for the Fiscal Year Ended June
30, 2009
Mgmt For For
Mgmt14 Approve Grant of Approximately 55,932 Deferred Shares,
223,739 Options, and 424,612 Performance Shares to Marius
Kloppers, CEO, Pursuant to the Group Incentive Scheme and the
Long Term Incentive Plan
Bally Technologies, Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: BYI
02-Dec-09 USA 05874B107 Annual 13-Oct-09
CUSIP: 05874B107 ISIN: US05874B1070 SEDOL: 2380818
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director David Robbins Mgmt For Withhold
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors
Volkswagen AG (VW) Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
03-Dec-09 Germany D9452L228 Special 12-Nov-09
CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102
Proponent Mgmt Rec
Vote
Instruction
1 Approve Creation of EUR 345.6 Million Pool of Capital with
Preemptive Rights via Issuance of Preferred Stock
Mgmt For Against
2 Amend Articles Re: Grant the Federal State of Lower Saxony the
Right to Nominate Two Supervisory Board Members if it Holds at
Least 15 Percent of Common Stock
Mgmt For Against
3 Amend Articles Re: Require Qualified Majority of 80 Percent of
General Meeting
Mgmt For Against
4a Elect Hans Michel Piech to the Supervisory Board Mgmt For Against
4b Elect Ferdinand Oliver Porsche to the Supervisory Board Mgmt For Against
Mgmt5 Amend Articles Re: Amend Articles Re: Convocation of,
Participation in, and Voting Rights Representation at General
Meeting due to New German Legislation (Law on Transposition
of EU Shareholder's Rights Directive)
Vail Resorts, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: MTN
04-Dec-09 USA 91879Q109 Annual 07-Oct-09
CUSIP: 91879Q109 ISIN: US91879Q1094 SEDOL: 2954194
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Roland A. Hernandez Mgmt For For
1.2 Elect Director Thomas D. Hyde Mgmt For For
1.3 Elect Director Jeffrey W. Jones Mgmt For For
1.4 Elect Director Robert A. Katz Mgmt For For
Page 14 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.5 Elect Director Richard D. Kincaid Mgmt For For
1.6 Elect Director John T. Redmond Mgmt For For
1.7 Elect Director John F. Sorte Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
4 Other Business Mgmt For Abstain
ModusLink Global Solutions,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
09-Dec-09 USA 60786L107 Annual 12-Oct-09
Ticker: MLNK
CUSIP: 60786L107 ISIN: US60786L1070 SEDOL: 2203551
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Francis J. Jules Mgmt For For
1.2 Elect Director Joseph C. Lawler Mgmt For For
1.3 Elect Director Michael J. Mardy Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Arena Resources, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Dec-09 USA 040049108 Annual 23-Oct-09
Ticker: ARD
CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lloyd T. Rochford Mgmt For For
1.2 Elect Director Stanley M. McCabe Mgmt For For
1.3 Elect Director Clayton E. Woodrum Mgmt For For
1.4 Elect Director Anthony B. Petrelli Mgmt For For
1.5 Elect Director Carl H. Fiddner Mgmt For For
2 Approve Restricted Stock Plan Mgmt For Against
3 Amend Stock Option Plan Mgmt For Against
Starent Networks, Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Dec-09 USA 85528P108 Special 06-Nov-09
Ticker: STAR
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Page 15 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
AutoZone, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: AZO
16-Dec-09 USA 053332102 Annual 19-Oct-09
CUSIP: 053332102 ISIN: US0533321024 SEDOL: 2065955
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director William C. Crowley Mgmt For For
1.2 Elect Director Sue E. Gove Mgmt For For
1.3 Elect Director Earl G. Graves, Jr. Mgmt For For
1.4 Elect Director Robert R. Grusky Mgmt For For
1.5 Elect Director J. R. Hyde, III Mgmt For For
1.6 Elect Director W. Andrew McKenna Mgmt For For
1.7 Elect Director George R. Mrkonic, Jr. Mgmt For For
1.8 Elect Director Luis P. Nieto Mgmt For For
1.9 Elect Director William C. Rhodes, III Mgmt For For
1.10 Elect Director Theodore W. Ullyot Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors
Westpac Banking
Corporation
Ticker: WBC
16-Dec-09
Meeting
Date
Australia
Country
Mgmt
Q97417101
Primary Security
ID
Annual
Meeting
Type
For
Record
Date
14-Dec-09
For
CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146
Proponent Mgmt Rec
Vote
Instruction
1 Receive the Financial Statements and Statutory Reports for the
Financial Year Ended Sept. 30, 2009
Mgmt None None
2 Approve the Remuneration Report for the Financial Year Ended
Sept. 30, 2009
Mgmt For For
3(a) Elect Edward (Ted) Alfred Evans as a Director Mgmt For For
3(b) Elect Gordon McKellar Cairns as a Director Mgmt For For
3(c) Elect Peter David Wilson as a Director Mgmt For For
Mgmt4 Approve the Grant of Shares and Performance Share Rights
and/or Performance Options to Gail Patricia Kelly, Managing
Director and CEO, Under the Company's CEO Restricted Share
Plan and CEO Performance Plan
National Australia Bank
Limited
17-Dec-09
Meeting
Date
Australia
Country
Q6534X101
Primary Security
ID
Ticker: NAB
Annual
Meeting
Type
For
Record
Date
15-Dec-09
For
CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608
Proponent Mgmt Rec
Vote
Instruction
Page 16 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Receive the Financial Statements and Statutory Reports for the
Financial Year Ended Sept. 30, 2009
Mgmt None None
2(a) Approve the Selective Buy-Back of 600 Unpaid Preference Shares
Which Forms Part of the 600 Stapled Securities Issued by the
Company on Sept. 24, 2008
Mgmt For For
2(b) Approve the Selective Reduction of Capital on 600 Unpaid
Preference Shares Which Forms Part of the 600 Stapled
Securities Issued by the Company on Sept. 24, 2008
Mgmt For For
2(c) Approve the Selective Buy-Back of 1,000 Unpaid Preference
Shares Which Forms Part of the 1,000 Stapled Securities Issued
by the Company on Sept. 30, 2009
Mgmt For For
2(d) Approve the Selective Reduction of Capital on 1,000 Unpaid
Preference Shares Which Forms Part of the 1,000 Stapled
Securities Issued by the Company on Sept. 30, 2009
Mgmt For For
3 Approve the Remuneration Report for the Financial Year Ended
Sept. 30, 2009
Mgmt For For
4 Approve the Grant of Shares Worth a Total of A$3.31 Million to
Cameron Clyne, Group Chief Executive Officer, under the
Company's Short Term Incentive and Long Term Incentive Plans
Mgmt For For
5(a) Approve the Grant of Shares Worth a Total of A$1.60 Million to
Mark Joiner, Executive Director, under the Company's Short
Term Incentive and Long Term Incentive Plans
Mgmt For For
5(b) Approve the Grant of Shares Worth a Total of A$1.69 Million to
Michael Ullmer, Executive Director, under the Company's Short
Term Incentive and Long Term Incentive Plans
Mgmt For For
6(a) Elect Michael Chaney as a Director Mgmt For For
6(b) Elect Paul Rizzo as a Director Mgmt For For
6(c) Elect Michael Ullmer as a Director Mgmt For For
6(d) Elect Mark Joiner as a Director Mgmt For For
6(e) Elect John Waller as a Director Mgmt For For
Shareholder Proposal Mgmt None None
6(f) Elect Stephen Mayne as a Director SH Against Against
Australia and New Zealand
Banking Group Ltd.
(formerly Austr
Ticker: ANZ
18-Dec-09
Meeting
Date
Australia
Country
Q0954P102
Primary Security
ID
Annual
Meeting
Type
Record
Date
16-Dec-09
CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586
Proponent Mgmt Rec
Vote
Instruction
Management Proposals Mgmt None None
1 Receive the Financial Statements and Statutory Reports for the
Financial Year Ended Sept. 30, 2009
Mgmt None None
2 Ratify the Past Issuance of 173.61 Million Shares at an Issue
Price of A$14.40 Each to Institutions and Sophisticated and
Professional Investors Made on June 3, 2009
Mgmt For For
3 Approve the Remuneration Report for the Financial Year Ended
Sept. 30, 2009
Mgmt For For
4(a) Elect J.P. Morschel as a Director Mgmt For For
Shareholder Proposal Mgmt None None
Page 17 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
4(b) Elect R.J. Reeves as a Director SH Against Against
Management Proposal Mgmt None None
4(c) Elect Lee Hsien Yang as a Director Mgmt For For
Watson Wyatt Worldwide
Inc
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-Dec-09 USA 942712100 Special 03-Nov-09
Ticker: WW
CUSIP: 942712100 ISIN: US9427121002 SEDOL: 2648259
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Adjourn Meeting Mgmt For For
National Bank of Greece SA Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
14-Jan-10 Greece X56533114 Special 21-Dec-09
Ticker: N/A
CUSIP: X56533114 ISIN: GRS003013000 SEDOL: 4625959
Vote
Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
Special Meeting Agenda Mgmt
1 Approve Spin-Off Agreement Mgmt For For
2 Approve Accounting Treatment of Spin-Off Mgmt For For
3 Authorize Filing of Required Documents/Other Formalities Mgmt For For
4 Ratify Co-Option of Directors Mgmt For For
5 Elect Directors Mgmt For Against
6 Elect Members of Audit Committee Mgmt For For
7 Approve Related Party Transactions Mgmt For Against
8 Amend Company Articles Mgmt For For
9 Authorize Convertible Debt Issuance Mgmt For For
Vestas Wind System AS Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
14-Jan-10 Denmark K9773J128 Special 29-Dec-09
Ticker: N/A
CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651
Vote
Proponent Mgmt Rec Instruction
1 Amend Articles Re: Amend Deadline for Shareholders' Right to Mgmt For For
Include Matters on Agenda of Annual General Meeting to Six
Weeks
2 Authorize Board or Chairman of Meeting to Make Editorial Mgmt For For
Changes to Adopted Resolutions in Connection with Registration
Page 18 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Visa Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: V
20-Jan-10 USA 92826C839 Annual 27-Nov-09
CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Robert W. Matschullat Mgmt For For
1.2 Elect Director Cathy E. Minehan Mgmt For For
1.3 Elect Director David J. Pang Mgmt For For
1.4 Elect Director William S. Shanahan Mgmt For For
1.5 Elect Director John A. Swainson Mgmt For For
2 Ratify Auditors
3com Corp. Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: COMS
26-Jan-10 USA 885535104 Special 09-Dec-09
CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005
Proponent Mgmt Rec
Vote
Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting
Siemens AG Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
26-Jan-10 Germany D69671218 Annual 06-Jan-10
CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973
Proponent Mgmt Rec
Vote
Instruction
Management Proposals Mgmt
1 Receive Supervisory Board Report, Corporate Governance
Report, Remuneration Report, and Compliance Report for Fiscal
2008/2009 (Non-Voting)
Mgmt None
2 Receive Financial Statements and Statutory Reports for Fiscal
2008/2009 (Non-Voting)
Mgmt None
3 Approve Allocation of Income and Dividends of EUR 1.60 per
Share
Mgmt For For
4a Approve Discharge of Management Board Member Peter
Loescher for Fiscal 2008/2009
Mgmt For For
4b Approve Discharge of Management Board Member Wolfgang
Dehen for Fiscal 2008/2009
Mgmt For For
4c Approve Discharge of Management Board Member Heinrich
Hiesinger for Fiscal 2008/2009
Mgmt For For
4d Approve Discharge of Management Board Member Joe Kaeser
for Fiscal 2008/2009
Mgmt For For
4e Approve Discharge of Management Board Member Barbara Kux
for Fiscal 2008/2009
Mgmt For For
Page 19 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
4f Approve Discharge of Management Board Member Jim
Reid-Anderson for Fiscal 2008/2009
Mgmt For For
4g Approve Discharge of Management Board Member Hermann
Requardt for Fiscal 2008/2009
Mgmt For For
4h Approve Discharge of Management Board Member Siegfried
Russwurm for Fiscal 2008/2009
Mgmt For For
4i Approve Discharge of Management Board Member Peter
Solmssen for Fiscal 2008/2009
Mgmt For For
5a Approve Discharge of Supervisory Board Member Gerhard
Cromme for Fiscal 2008/2009
Mgmt For For
5b Approve Discharge of Supervisory Board Member Berthold Huber
for Fiscal 2008/2009
Mgmt For For
5c Approve Discharge of Supervisory Board Member Ralf Heckmann
for Fiscal 2008/2009
Mgmt For For
5d Approve Discharge of Supervisory Board Member Josef
Ackermann for Fiscal 2008/2009
Mgmt For For
5e Approve Discharge of Supervisory Board Member Lothar Adler
for Fiscal 2008/2009
Mgmt For For
5f Approve Discharge of Supervisory Board Member Jean-Louis
Beffa for Fiscal 2008/2009
Mgmt For For
5g Approve Discharge of Supervisory Board Member Gerd von
Brandenstein for Fiscal 2008/2009
Mgmt For For
5h Approve Discharge of Supervisory Board Member Michael
Diekmann for Fiscal 2008/2009
Mgmt For For
5i Approve Discharge of Supervisory Board Member Hans Michael
Gaul for Fiscal 2008/2009
Mgmt For For
5j Approve Discharge of Supervisory Board Member Peter Gruss for
Fiscal 2008/2009
Mgmt For For
5k Approve Discharge of Supervisory Board Member Bettina Haller
for Fiscal 2008/2009
Mgmt For For
5l Approve Discharge of Supervisory Board Member Hans-Juergen
Hartung for Fiscal 2008/2009
Mgmt For For
5m Approve Discharge of Supervisory Board Member Heinz
Hawreliuk for Fiscal 2008/2009
Mgmt For For
5n Approve Discharge of Supervisory Board Member Harald Kern for
Fiscal 2008/2009
Mgmt For For
5o Approve Discharge of Supervisory Board Member Nicola
Leibinger-Kammueller for Fiscal 2008/2009
Mgmt For For
5p Approve Discharge of Supervisory Board Member Werner
Moenius for Fiscal 2008/2009
Mgmt For For
5q Approve Discharge of Supervisory Board Member Hakan
Samuelsson for Fiscal 2008/2009
Mgmt For For
5r Approve Discharge of Supervisory Board Member Dieter Scheitor
for Fiscal 2008/2009
Mgmt For For
5s Approve Discharge of Supervisory Board Member Rainer Sieg for
Fiscal 2008/2009
Mgmt For For
5t Approve Discharge of Supervisory Board Member Birgit
Steinborn for Fiscal 2008/2009
Mgmt For For
5u Approve Discharge of Supervisory Board Member Lord Iain
Vallance of Tummel for Fiscal 2008/2009
Mgmt For For
5v Approve Discharge of Supervisory Board Member Sibylle Wankel
for Fiscal 2008/2009
Mgmt For For
Page 20 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Approve Remuneration System for Management Board Members Mgmt For For
7a Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 Mgmt For For
7b Ratify Ernst & Young GmbH as Auditors for the Inspection of the
Abbreviated Financial Statements for the First Half of Fiscal
2009/2010
Mgmt For For
8 Authorize Share Repurchase Program and Reissuance or
Cancellation of Repurchased Shares
Mgmt For For
9 Authorize Use of Financial Derivatives of up to 5 Percent of
Issued Share Capital when Repurchasing Shares
Mgmt For For
10 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15 Billion; Approve Creation
of EUR 600 Million Pool of Capital to Guarantee Conversion
Rights
Mgmt For For
11 Amend Articles Re: Convocation of, Participation in, Video and
Audio Transmission of, and Exercise of Voting Rights at General
Meeting; Other Statutory Changes due to New German
Legislation (Law on Transposition of EU Shareholder's Rights
Directive)
Mgmt For For
12a Approve Settlement Agreement Between Siemens AG and
Karl-Hermann Baumann Concluded on Dec. 2, 2009
Mgmt For For
12b Approve Settlement Agreement Between Siemens AG and
Johannes Feldmayer Concluded on Dec. 2, 2009
Mgmt For For
12c Approve Settlement Agreement Between Siemens AG and Klaus
Kleinfeld Concluded on Dec. 2, 2009
Mgmt For For
12d Approve Settlement Agreement Between Siemens AG and
Edward Krubasik Concluded on Dec. 2, 2009
Mgmt For For
12e Approve Settlement Agreement Between Siemens AG and Rudi
Lamprecht Concluded on Dec. 2, 2009
Mgmt For For
12f Approve Settlement Agreement Between Siemens AG and
Heinrich von Pierer Concluded on Dec. 2, 2009
Mgmt For For
12g Approve Settlement Agreement Between Siemens AG and
Juergen Radomski Concluded on Dec. 2, 2009
Mgmt For For
12h Approve Settlement Agreement Between Siemens AG and Uriel
Sharef Concluded on Dec. 2, 2009
Mgmt For For
12i Approve Settlement Agreement Between Siemens AG and Klaus
Wucherer Concluded on Dec. 2, 2009
Mgmt For For
13 Approve Settlement Between Siemens AG and Group of D&O
Liability and Indemnification Insurers Concluded on Dec. 2, 2009
Mgmt For For
Shareholder Proposals Submitted by Verein von
Belegschaftsaktionaeren in der Siemens AG e.V.
Mgmt
14 Approve Amendments to Remuneration of Supervisory Board SH Against Against
15 Amend Corporate Purpose SH Against Against
New Jersey Resources Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: NJR
27-Jan-10 USA 646025106 Annual 01-Dec-09
CUSIP: 646025106 ISIN: US6460251068 SEDOL: 2630513
Proponent Mgmt Rec
Vote
Instruction
Page 21 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director Lawrence R. Codey Mgmt For For
1.2 Elect Director Laurence M. Downes Mgmt For For
1.3 Elect Director Robert B. Evans Mgmt For For
1.4 Elect Director Alfred C. Koeppe Mgmt For For
2 Ratify Auditors Mgmt For For
Rock-Tenn Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Jan-10 USA 772739207 Annual 27-Nov-09
Ticker: RKT
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen G. Anderson Mgmt For For
1.2 Elect Director Robert B. Currey Mgmt For For
1.3 Elect Director Lawrence L. Gellerstedt, III Mgmt For For
1.4 Elect Director John W. Spiegel Mgmt For For
1.5 Elect Director J. Powell Brown Mgmt For For
2 Ratify Auditors Mgmt For For
Emerson Electric Co. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
02-Feb-10 USA 291011104 Annual 24-Nov-09
Ticker: EMR
CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director C. A. H. Boersig Mgmt For For
1.2 Elect Director C. Fernandez G. Mgmt For For
1.3 Elect Director W. J. Galvin Mgmt For For
1.4 Elect Director R. L. Stephenson Mgmt For For
1.5 Elect Director V. R. Loucks, Jr. Mgmt For For
1.6 Elect Director R. L. Ridgway Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Imperial Tobacco Group plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
02-Feb-10 United Kingdom G4721W102 Annual 29-Jan-10
Ticker: N/A
CUSIP: G4721W102 ISIN: GB0004544929 SEDOL: 0454492
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
Page 22 of 174
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Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3 Approve Final Dividend of 52 Pence Per Ordinary Share Mgmt For For
4 Re-elect Dr Ken Burnett as Director Mgmt For For
5 Re-elect Jean-Dominique Comolli as Director Mgmt For For
6 Re-elect Robert Dyrbus as Director Mgmt For For
7 Re-elect Charles Knott as Director Mgmt For For
8 Re-elect Iain Napier as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditors of the Mgmt For For
Company
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Company and its Subsidiaries to Make EU Political Mgmt For For
Donations to Political Parties, Political Organisations Other Than
Political Parties, or Independent Election Candidates up to GBP
100,000 and Incur EU Political Expenditure up to GBP 100,000
12 Authorise Issue of Equity with Pre-emptive Rights Under a Mgmt For For
General Authority up to GBP 35,500,000 and an Additional
Amount Pursuant to a Rights Issue of up to GBP 71,000,000
After Deducting Any Securities Issued Under the General
Authority
13 Subject to the Passing of Resolution 12, Authorise Issue of Mgmt For For
Equity or Equity-Linked Securities without Pre-emptive Rights up
to Aggregate Nominal Amount of GBP 5,330,000
14 Authorise 106,794,000 Ordinary Shares for Market Purchase Mgmt For For
15 Approve That a General Meeting of the Company Other Than an Mgmt For For
Annual General Meeting of the Company May be Called on Not
Less Than 14 Clear Days' Notice
16 Adopt New Articles of Association Mgmt For For
Accenture plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-Feb-10 Ireland G1151C101 Annual 14-Dec-09
Ticker: N/A
CUSIP: G1151C101 ISIN: IE00B4BNMY34 SEDOL: B412KX5
Vote
Proponent Mgmt Rec Instruction
1.1 Reelect William L. Kimsey as a Director Mgmt For For
1.2 Reelect Robert I. Lipp as a Director Mgmt For For
1.3 Reelect Wulf von Schimmelmann as a Director Mgmt For For
2 Approve KPMG as Auditors and Authorize Board to Fix Their Mgmt For For
Remuneration
3 Approve 2010 Share Incentive Plan Mgmt For Against
4 Approve 2010 Employee Share Purchase Plan Mgmt For For
5 Change Location of Annual Meeting Mgmt For For
6 Authorize Open-Market Purchases of Class A Ordinary Shares Mgmt For For
7 Authorize Board to Determine Price Range for the Issuance of Mgmt For For
Acquired Treasury Stock
Page 23 of 174
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Jack In the Box Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Feb-10 USA 466367109 Annual 16-Dec-09
Ticker: JACK
CUSIP: 466367109 ISIN: US4663671091 SEDOL: 2344922
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael E. Alpert Mgmt For For
1.2 Elect Director David L. Goebel Mgmt For For
1.3 Elect Director Murray H. Hutchison Mgmt For For
1.4 Elect Director Linda A. Lang Mgmt For For
1.5 Elect Director Michael W. Murphy Mgmt For For
1.6 Elect Director David M. Tehle Mgmt For For
1.7 Elect Director Winifred M. Webb Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
4 Require Suppliers to Adopt CAK SH Against Against
Burlington Northern Santa
Fe Corp.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Feb-10 USA 12189T104 Special 18-Dec-09
Ticker: BNI
CUSIP: 12189T104 ISIN: US12189T1043 SEDOL: 2154927
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Microsemi Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
17-Feb-10 USA 595137100 Annual 23-Dec-09
Ticker: MSCC
CUSIP: 595137100 ISIN: US5951371005 SEDOL: 2588140
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director James J. Peterson Mgmt For For
1.2 Elect Director Dennis R. Leibel Mgmt For For
1.3 Elect Director Thomas R. Anderson Mgmt For For
1.4 Elect Director William E. Bendush Mgmt For For
1.5 Elect Director William L. Healey Mgmt For For
1.6 Elect Director Paul F. Folino Mgmt For For
1.7 Elect Director Matthew E. Massengill Mgmt For For
2 Ratify Auditors Mgmt For For
Page 24 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
Ruddick Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-Feb-10 USA 781258108 Annual 11-Dec-09
Ticker: RDK
CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John R. Belk Mgmt For For
1.2 Elect Director John P. Derham Cato Mgmt For For
1.3 Elect Director Thomas W. Dickson Mgmt For For
1.4 Elect Director James E.S. Hynes Mgmt For For
1.5 Elect Director Anna Spangler Nelson Mgmt For For
1.6 Elect Director Bailey W. Patrick Mgmt For For
1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For
1.8 Elect Director Harold C. Stowe Mgmt For For
1.9 Elect Director Isaiah Tidwell Mgmt For For
1.10 Elect Director William C. Warden, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
Bank of America Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Feb-10 USA 060505104 Special 07-Jan-10
Ticker: BAC
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
1 Increase Authorized Common Stock Mgmt For For
2 Adjourn Meeting Mgmt For For
Apple Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Feb-10 USA 037833100 Annual 28-Dec-09
Ticker: AAPL
CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William V. Campbell Mgmt For For
1.2 Elect Director Millard S. Drexler Mgmt For For
1.3 Elect Director Albert A. Gore, Jr. Mgmt For For
1.4 Elect Director Steven P. Jobs Mgmt For For
1.5 Elect Director Andrea Jung Mgmt For For
1.6 Elect Director Arthur D. Levinson Mgmt For For
1.7 Elect Director Jerome B. York Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
Page 25 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
5 Ratify Auditors Mgmt For For
6 Prepare Sustainability Report SH Against For
7 Establish Other Board Committee SH Against Against
Sirona Dental Systems Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Feb-10 USA 82966C103 Annual 05-Jan-10
Ticker: SIRO
CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Simone Blank Mgmt For Withhold
1.2 Elect Director Timothy D. Sheehan Mgmt For For
1.3 Elect Director Timothy P. Sullivan Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Tetra Tech, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Feb-10 USA 88162G103 Annual 28-Dec-09
Ticker: TTEK
CUSIP: 88162G103 ISIN: US88162G1031 SEDOL: 2883890
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Dan L. Batrack Mgmt For For
1.2 Elect Director Hugh M. Grant Mgmt For For
1.3 Elect Director Patrick C. Haden Mgmt For For
1.4 Elect Director J. Christopher Lewis Mgmt For For
1.5 Elect Director Albert E. Smith Mgmt For For
1.6 Elect Director J. Kenneth Thompson Mgmt For For
1.7 Elect Director Richard H. Truly Mgmt For For
2 Ratify Auditors Mgmt For For
Piedmont Natural Gas Co.,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-Feb-10 USA 720186105 Annual 28-Dec-09
Ticker: PNY
CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jerry W. Amos Mgmt For For
1.2 Elect Director Frankie T. Jones, Sr. Mgmt For For
1.3 Elect Director Vicki McElreath Mgmt For For
Page 26 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.4 Elect Director Thomas E. Skains Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Parametric Technology
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-Mar-10 USA 699173209 Annual 04-Jan-10
Ticker: PMTC
CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Paul A. Lacy Mgmt For For
1.2 Elect Director Michael E. Porter Mgmt For For
1.3 Elect Director Robert P. Schechter Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Ratify Auditors Mgmt For For
WGL Holdings, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-Mar-10 USA 92924F106 Annual 04-Jan-10
Ticker: WGL
CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael D. Barnes Mgmt For For
1.2 Elect Director George P. Clancy, Jr. Mgmt For For
1.3 Elect Director James W. Dyke, Jr. Mgmt For For
1.4 Elect Director Melvyn J. Estrin Mgmt For For
1.5 Elect Director James F. Lafond Mgmt For For
1.6 Elect Director Debra L. Lee Mgmt For For
1.7 Elect Director Terry D. McCallister Mgmt For For
1.8 Elect Director Karen Hastie Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Non-Employee Director Stock Option Plan Mgmt For Against
4 Provide for Cumulative Voting SH Against Against
Concur Technologies, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Mar-10 USA 206708109 Annual 20-Jan-10
Ticker: CNQR
CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William W. Canfield Mgmt For For
Page 27 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director Gordan Eubanks Mgmt For For
2 Ratify Auditors Mgmt For For
The Walt Disney Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Mar-10 USA 254687106 Annual 11-Jan-10
Ticker: DIS
CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director John E. Bryson Mgmt For For
3 Elect Director John S. Chen Mgmt For For
4 Elect Director Judith L. Estrin Mgmt For For
5 Elect Director Robert A. Iger Mgmt For For
6 Elect Director Steven P. Jobs Mgmt For For
7 Elect Director Fred H. Langhammer Mgmt For For
8 Elect Director Aylwin B. Lewis Mgmt For For
9 Elect Director Monica C. Lozano Mgmt For For
10 Elect Director Robert W. Matschullat Mgmt For For
11 Elect Director John E. Pepper, Jr. Mgmt For For
12 Elect Director Sheryl Sandberg Mgmt For For
13 Elect Director Orin C. Smith Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For Against
16 Reduce Supermajority Vote Requirement Mgmt For For
17 Reduce Supermajority Vote Requirement Mgmt For For
18 Amend Articles of Incorporation to Delete Certain Tracking Stock Mgmt For For
Provisions
19 Amend Articles of Incorporation to Delete Classified Board Mgmt For For
Transition Provisions
20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
21 Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay SH Against
Against
Status
Banco Bilbao Vizcaya
Argentaria, S.A.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Mar-10 Spain E11805103 Annual 23-Feb-10
Ticker: N/A
CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906
Vote
Proponent Mgmt Rec Instruction
Page 28 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Approve Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports; Approve Allocation of Income and Distribution
of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve
Discharge of Directors
2.1 Re-elect Francisco Gonzales Rodriguez Mgmt For For
2.2 Ratify and Re-elect Angel Cano Fernandez Mgmt For For
2.3 Re-elect Ramon Bustamente y de la Mora Mgmt For For
2.4 Re-elect Ignacio Ferrero Jordi Mgmt For For
3 Authorize Share Repurchase and Subsequent Capital Reduction Mgmt For For
via Amortization of Shares
4 Approve Share Incentive Scheme Plan for Management Team, Mgmt For For
Executive Directors and Executive Committee
5 Re-elect Auditors for Company and Consolidated Group for Fiscal Mgmt For For
Year 2010
6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
Franklin Resources, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Mar-10 USA 354613101 Annual 19-Jan-10
Ticker: BEN
CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel H. Armacost Mgmt For For
1.2 Elect Director Charles Crocker Mgmt For For
1.3 Elect Director Joseph R. Hardiman Mgmt For For
1.4 Elect Director Robert D. Joffe Mgmt For For
1.5 Elect Director Charles B. Johnson Mgmt For For
1.6 Elect Director Gregory E. Johnson Mgmt For For
1.7 Elect Director Rupert H. Johnson, Jr. Mgmt For For
1.8 Elect Director Thomas H. Kean Mgmt For For
1.9 Elect Director Chutta Ratnathicam Mgmt For For
1.10 Elect Director Peter M. Sacerdote Mgmt For For
1.11 Elect Director Laura Stein Mgmt For For
1.12 Elect Director Anne M. Tatlock Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
Hewlett-Packard Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
17-Mar-10 USA 428236103 Annual 19-Jan-10
Ticker: HPQ
CUSIP: 428236103 ISIN: US4282361033 SEDOL: 2424006
Vote
Proponent Mgmt Rec Instruction
Page 29 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director Marc L. Andreessen Mgmt For For
1.2 Elect Director Lawrence T. Babbio, Jr. Mgmt For For
1.3 Elect Director Sari M. Baldauf Mgmt For For
1.4 Elect Director Rajiv L. Gupta Mgmt For For
1.5 Elect Director John H. Hammergren Mgmt For For
1.6 Elect Director Mark V. Hurd Mgmt For For
1.7 Elect Director Joel Z. Hyatt Mgmt For For
1.8 Elect Director John R. Joyce Mgmt For For
1.9 Elect Director Robert L. Ryan Mgmt For For
1.10 Elect Director Lucille S. Salhany Mgmt For For
1.11 Elect Director G. Kennedy Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Company Request on Advisory Vote on Executive Compensation Mgmt For For
Vestas Wind System AS Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
17-Mar-10 Denmark K9773J128 Annual 01-Mar-10
Ticker: N/A
CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651
Vote
Proponent Mgmt Rec Instruction
1 Receive Report of Board Mgmt
2 Receive and Approve Financial Statements and Statutory Reports Mgmt For None*
3 Approve Allocation of Income and Omission of Dividends Mgmt For None*
4a Reelect Bent Carlsen as Director Mgmt For None*
4b Reelect Torsten Rasmussen as Director Mgmt For None*
4c Reelect Freddy Frandsen as Director Mgmt For None*
4d Reelect Hakan Eriksson as Director Mgmt For None*
4e Reelect Jorgen Rasmussen as Director Mgmt For None*
4f Reelect Jorn Thomsen as Director Mgmt For None*
4g Reelect Kurt Nielsen as Director Mgmt For None*
4h Reelect Ola Rollen as Director Mgmt For None*
5 Ratify PricewaterhouseCoopers as Auditor Mgmt For None*
6.1 Amend Articles Re: Right to Convene an Extraordinary General Mgmt For None*
Meeting; Notification and Documents Pertaining to General
Meeting; Stipulate Record Date and Availability of Admission
Cards; Editorial Changes
6.2 Amend Articles Re: Information Contained in Notice to General Mgmt For None*
Meeting; Voting Rights by Proxy and Correspondence; Editorial
Changes
6.3 Amend Articles Re: Delete Secondary Company Name Mgmt For None*
Page 30 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6.4 Amend Articles Re: Delete Reference to Company Address Mgmt For None*
6.5 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For None*
6.6 Amend Articles Re: Delete Board's Authorization to Cancel
Unregistered Shares
Mgmt For None*
6.7 Approve Creation of DKK 20.4 Million Pool of Capital without
Preemptive Rights
Mgmt For None*
6.8 Extend Authorization to Issue 1.8 Million Shares to Employees
Until May 1, 2011
Mgmt For None*
6.9 Extend Authorization to Issue Warrants to Key Employees Until
May 1, 2011; Extend Authorization to Increase Share Capital by
up to DKK 368,000 to Guarantee Conversion Rights; Cancel
Authorization to Grant Warrants to Board Members
Mgmt For None*
6.10 Approve Issuance of Convertible Bonds without Preemptive
Rights up to Aggregate Nominal Amount of DKK 5.00 Billion;
Approve Creation of Pool of Capital to Guarantee Conversion
Rights
Mgmt For None*
6.11 Amend Articles Re: Change Location of General Meeting to
Central Denmark Region or Capital Region of Denmark
Mgmt For None*
6.12 Amend Articles Re: Amend Agenda of General Meeting to Clarify
the Number of Auditors
Mgmt For None*
6.13 Amend Articles Re: Stipulate that General Meeting may be Held
in English; Specify that Documents Pertaining to General Meeting
are Available both in Danish and in English
Mgmt For None*
6.14 Amend Articles Re: Stipulate that the Corporate Language is
English
Mgmt For None*
6.15 Authorize Repurchase Up to 10 Percent of Issued Share Capital Mgmt For
None*
6.16 Amend Guidelines for Incentive-Based Compensation for
Executive Management and Board to Include Warrants
Mgmt For None*
6.17 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For None*
Adopted Resolutions in Connection with Registration
7 Other Business Mgmt
* No POA on file
Clarcor, Inc.
23-Mar-10
Meeting
Date
USA
Country
179895107
Primary Security
ID
Ticker: CLC
Annual
Meeting
Type
Record
Date
05-Feb-10
CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265
Proponent Mgmt Rec
Vote
Instruction
Mgmt1.1 Elect Director Messrs. Robert Burgstahler, For For
Mgmt1.2 Elect Director Paul Donovan For For
Mgmt1.3 Elect Director Norman Johnson For For
Mgmt2 Ratify Auditors
Novo Nordisk A/S Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
For
24-Mar-10 Denmark K7314N152
Ticker: N/A
Annual 22-Feb-10
CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524
Page 31 of 174
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Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Proponent Mgmt Rec
Vote
Instruction
1 Receive Report of Board Mgmt
2 Receive and Approve Financial Statements and Statutory Reports Mgmt For None*
3 Approve Remuneration of Directors Mgmt For None*
4 Approve Allocation of Income and Dividends of DKK 7.5 per
Class B Share of DKK 1 and Class A Share of DKK 1
Mgmt For None*
5a Reelect Sten Scheibye as Director Mgmt For None*
5b Reelect Goran Ando as Director Mgmt For None*
5c Reelect Henrik Gurtler as Director Mgmt For None*
5d Reelect Pamela Kirby as Director Mgmt For None*
5e Reelect Kurt Nielsen as Director Mgmt For None*
5f Reelect Hannu Ryopponen as Director Mgmt For None*
5g Reelect Jorgen Wedel as Director Mgmt For None*
6 Ratify PricewaterhouseCoopers as Auditor Mgmt For None*
7.1.1 Amend Articles Re: Notice Period of General Meeting; Deadline
for Submitting Shareholder Proposals; Registration Date and
Record Date; Editorial Changes
Mgmt For None*
7.1.2 Amend Articles Re: Right to Issue Share Certificates for
A-shares, Deadline for Convening an Extraordinary General
Meeting; Electronic Distribution of Documents Pertaining to
General Meetings; Voting by Correspondence and Proxy;
Majority Requirements
Mgmt For None*
7.1.3 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For None*
7.1.4 Amend Articles Re: Appointment of Chairman and Vice Chairman Mgmt For
None*
7.1.5 Amend Articles Re: Right to Sign for the Company Mgmt For None*
7.1.6 Amend Articles Re: Specify that the Corporate Language is
English
Mgmt For None*
7.1.7 Amend Articles Re: General Reference to Applicable Law Instead
of Requirements for the Annual Report
Mgmt For None*
7.1.8 Amend Articles Re: Delete Sentence Explaining the Lapse of the
Right to Dividends
Mgmt For None*
7.2 Approve DKK 20.0 Million Reduction in Class B Share Capital via
Share Cancellation; Amend Articles Accordingly
Mgmt For None*
7.3 Authorize Repurchase of up to 10 Percent of Share Capital Mgmt For None*
7.4 Amend Guidelines for Incentive-Based Compensation for
Executive Management and Board
Mgmt For None*
Mgmt8 Authorize Chairman of Meeting to Make Editorial Changes to For None*
Adopted Resolutions in Connection with Registration
Mgmt9 Other Business
* No POA on file
Koninklijke Philips
Electronics
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Mar-10 Netherlands N6817P109 Annual 03-Mar-10
Ticker: N/A
CUSIP: N6817P109 ISIN: NL0000009538 SEDOL: 5986622
Page 32 of 174
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Report was run from: 8/4/09 to 6/30/10
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Proponent Mgmt Rec
Vote
Instruction
1
Annual Meeting
President's Speech
Mgmt
Mgmt
2a Approve 2009 Financial Statements and Statutory Reports Mgmt For For
2b Receive Explanation on Company's Corporate Governance Mgmt
Structure
2c Receive Explanation on Company's Reserves and Dividend Policy Mgmt
2d Approve Dividends of EUR 0.70 Per Share Mgmt For For
2e Approve Discharge of Management Board Mgmt For For
2f Approve Discharge of Supervisory Board Mgmt For For
3a Reelect G.H.A. Dutine to Management Board Mgmt For For
3b Reelect R.S. Provoost to Management Board Mgmt For For
3c Reelect A. Ragnetti to Management Board Mgmt For For
3d Reelect S.H. Rusckowski to Management Board Mgmt For For
4a Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Number of Issued Shares Plus Additional 10 Percent in Case of
Takeover/Merger
4b Authorize Board to Exclude Preemptive Rights from Issuance Mgmt For For
under Item 4a
5 Authorize Repurchase of Shares Mgmt For For
6 Other Business (Non-Voting) Mgmt
Nordea Bank AB (formerly
Nordea AB)
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Mar-10 Sweden W57996105 Annual 19-Mar-10
Ticker: N/A
CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031
Vote
Proponent Mgmt Rec Instruction
1 Elect Claes Beyer as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Designate Inspector(s) of Minutes of Meeting Mgmt For For
5 Acknowledge Proper Convening of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Chairman's Review and CEO's Speech
7 Approve Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.25 per
Share
Mgmt For For
9 Approve Discharge of Board and President Mgmt For For
10 Determine Number of Members (10) and Deputy Members (0) of
Board
Mgmt For For
Page 33 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
11 Approve Remuneration of Directors in the Amount of EUR
252,000 for Chairman, EUR 97,650 for Deputy Chairman, and
EUR 75,600 for Other Directors; Approve Meeting Fees; Approve
Remuneration of Auditors
Mgmt For For
12 Reelect Hans Dalborg, Stine Bosse, Marie Ehrling, Svein
Jacobsen, Tom Knutzen, Lars Nordstrom, Bjorn Saven, and Bjorn
Wahlroos as Directors; Elect Sarah Russell and Kari Stadigh as
New Directors
Mgmt For Against
13 Authorize Chairman of Board and Representatives of Four of
Company's Largest Shareholders to Serve on Nominating
Committee
Mgmt For For
14 Amend Articles Regarding Convocation of General Meeting Mgmt For For
15a Authorize Repurchase of Issued Shares Mgmt For For
15b Authorize Reissuance of Repurchased Shares Mgmt For For
16 Authorize Repurchase of Issued Shares According to Chapter 7
Section 6 of the Swedish Securities Market Act
Mgmt For For
17a Approve Remuneration Policy And Other Terms of Employment
For Executive Management
Mgmt For For
Shareholder Proposals Mgmt
17b Proposal From The Swedish State that Executive Management
Will Not Be Able to Receive Annual Variable Pay or Participate in
Long Term Variable Pay Programs
SH Against Against
Management Proposals Mgmt
18a Approve 2010 Share Matching Plan Mgmt For For
18b Approve Issuance of up to 5.13 Million Class C-Shares, Approve
Repurchase of up to 5.13 Million Class C-Shares, and Approve
Conveyance of up to 4.1 Million Class C-Shares
Mgmt For For
Shareholder Proposals Mgmt
SH19 Require Nordea to Refrain From Investing in Forest and Paper
Based Industries Which are Involved in Large-Scale
Environmental Destruction
Iberdrola S.A. Meeting
Date
Country Primary Security
ID
Meeting
Type
None
Record
Date
Against
Ticker: N/A
26-Mar-10 Spain E6165F166 Annual 10-Mar-10
CUSIP: E6165F166 ISIN: ES0144580Y14 SEDOL: B288C92
Proponent Mgmt Rec
Vote
Instruction
1 Accept Individual and Consolidated Financial Statements for the
Fiscal Year Ended Dec. 31, 2009
Mgmt For For
2 Accept Management's Report on Company and Consolidated
Group
Mgmt For For
3 Approve Discharge of Directors for the Year Ended Dec. 31,
2009.
Mgmt For For
4 Re-elect Auditor for Company and Consolidated Group for Fiscal
Year 2010.
Mgmt For For
5 Approve Allocation of Income and Dividends Mgmt For For
6 Approve Increase in Capital up to EUR 1.87 Million via
Capitalization of Reserves; Modify Article 5 of Company By-laws
Mgmt For For
7.1 Elect Maria Helena Antolin Raybaud as Independent Director Mgmt For For
Page 34 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
7.2 Elect Santiago Martinez Lage as Independent Director Mgmt For For
7.3 Re-Elect Victor de Urrutia Vallejo as Independent Director Mgmt For Against
7.4 Re-Elect Ricardo Alvarez Isasi as Independent Director Mgmt For Against
7.5 Re-Elect Jose Ignacio Berroeta Echevarria as Independent Mgmt For Against
Director
7.6 Re-Elect Juan Luis Arregui Ciarsolo as Independent Director Mgmt For Against
7.7 Re-Elect Jose Ignacio Sanchez Galan as Executive Director Mgmt For Against
7.8 Re-Elect Julio de Miguel Aynat as Independent Director Mgmt For For
7.9 Re-Elect Sebastian Battaner Arias as Independent Director Mgmt For For
7.10 Fix Number of Directors Mgmt For For
8 Authorize Repurchase of Shares; Cancel Authorization to Mgmt For For
Repurchase Shares Granted at the AGM Held on March 20, 2009
9 Authorize Board to Issue Within Five Years Bonds,Debentures, Mgmt For For
and/or Other Debt Securities up to Aggregate Nominal Amount
of EUR 20 Billion and Promissory Notes up to an Amount of EUR
6 Billion. Void Authorization Granted at the AGM held on March
20, 2009
10 Approve Listing and Delisting of Shares, Debt Securities, Bonds, Mgmt For For
Promissory Notes, and Preferred Stock, in Spain and Foreign
Secondary Markets; Void Authorization Granted at the AGM held
on March 20, 2009
11 Authorize Board to Approve the Creation of Foundation; Void Mgmt For For
Authorization Granted at the AGM held on March 20, 2009
12 Modify Articles 11 and 62 of the Corporate By-laws Mgmt For For
13 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
HEICO Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Mar-10 USA 422806109 Annual 22-Jan-10
Ticker: HEI
CUSIP: 422806109 ISIN: US4228061093 SEDOL: 2419217
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel L. Higginbottom Mgmt For For
1.2 Elect Director Mark H. Hildebrandt Mgmt For For
1.3 Elect Director Wolfgang Mayrhuber Mgmt For For
1.4 Elect Director Eric A. Mendelson Mgmt For For
1.5 Elect Director Laurans A. Mendelson Mgmt For For
1.6 Elect Director Victor H. Mendelson Mgmt For For
1.7 Elect Director Mitchell I. Quain Mgmt For For
1.8 Elect Director Alan Schriesheim, Ph.D. Mgmt For For
1.9 Elect Director Frank J. Schwitter Mgmt For For
2 Ratify Auditors Mgmt For For
Page 35 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Canon Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Mar-10 Japan J05124144 Annual 31-Dec-09
Ticker: 7751
CUSIP: J05124144 ISIN: JP3242800005 SEDOL: 6172323
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, With a Final Dividend of JPY 55 Mgmt For For
2.1 Elect Director Mgmt For For
2.2 Elect Director Mgmt For For
2.3 Elect Director Mgmt For For
2.4 Elect Director Mgmt For For
2.5 Elect Director Mgmt For For
2.6 Elect Director Mgmt For For
2.7 Elect Director Mgmt For For
2.8 Elect Director Mgmt For For
2.9 Elect Director Mgmt For For
2.10 Elect Director Mgmt For For
2.11 Elect Director Mgmt For For
2.12 Elect Director Mgmt For For
2.13 Elect Director Mgmt For For
2.14 Elect Director Mgmt For For
2.15 Elect Director Mgmt For For
2.16 Elect Director Mgmt For For
2.17 Elect Director Mgmt For For
3.1 Appoint Statutory Auditor Mgmt For For
3.2 Appoint Statutory Auditor Mgmt For Against
3.3 Appoint Statutory Auditor Mgmt For Against
4 Approve Retirement Bonus Payment for Directors Mgmt For For
5 Approve Retirement Bonuses and Special Payments in Mgmt For Against
Connection with Abolition of Retirement Bonus System for
Statutory Auditors
6 Approve Payment of Annual Bonuses to Directors Mgmt For For
7 Approve Stock Option Plan Mgmt For For
Schlumberger Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-Apr-10 NetherlandsAntille 806857108 Annual 17-Feb-10
Ticker: SLB s
CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201
Vote
Proponent Mgmt Rec Instruction
Page 36 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.1 Elect P. Camus as Director Mgmt For For
1.2 Elect P. Currie as Director Mgmt For For
1.3 Elect J.S. Gorelick as Director Mgmt For For
1.4 Elect A. Gould as Director Mgmt For For
1.5 Elect T. Isaac as Director Mgmt For For
1.6 Elect K.V. Kamath as Director Mgmt For For
1.7 Elect N. Kudryavtsev as Director Mgmt For For
1.8 Elect A. Lajous as Director Mgmt For For
1.9 Elect M.E. Marks as Director Mgmt For For
1.10 Elect L.R. Reif as Director Mgmt For For
1.11 Elect T.I. Sandvold as Director Mgmt For For
1.12 Elect H. Seydoux as Director Mgmt For For
2 Adopt and Approve Financials and Dividends Mgmt For For
3 Approve 2010 Omnibus Stock Incentive Plan Mgmt For Against
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
A. O. Smith Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-Apr-10 USA 831865209 Annual 15-Feb-10
Ticker: AOS
CUSIP: 831865209 ISIN: US8318652091 SEDOL: 2816023
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Ronald D. Brown Mgmt For For
1.2 Elect Director William P. Greubel Mgmt For For
1.3 Elect Director Rober J. O'Toole Mgmt For For
1.4 Elect Director Idelle K. Wolf Mgmt For For
2 Ratify Auditors Mgmt For For
Ericsson
(Telefonaktiebolaget L M
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ericsson) 13-Apr-10 Sweden W26049119 Annual 07-Apr-10
Ticker: N/A
CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378
Vote
Proponent Mgmt Rec Instruction
1 Elect Michael Treschow as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
Page 37 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Receive Financial Statements and Statutory Reports; Receive
Auditor's Report
Mgmt
7 Receive President's Report; Allow Questions Mgmt
8.1 Approve Financial Statements and Statutory Reports Mgmt For For
8.2 Approve Discharge of Board and President Mgmt For For
8.3 Approve Allocation of Income and Dividends of SEK 2.00 per
Share; Approve April 16, 2010, as Record Date for Dividend
Mgmt For For
9.1 Determine Number of Members (12) and Deputy Members (0) of
Board
Mgmt For For
9.2 Approve Remuneration of Directors in the Amount of SEK 3.75
Million for Chairman and SEK 750,000 for Other Directors
(Including Possibility to Receive Part of Remuneration in
Phantom Shares); Approve Remuneration of Committee
Members
Mgmt For For
9.3 Reelect Michael Treschow (Chair), Roxanne Austin, Peter
Bonfield, Borje Ekholm, Ulf Johansson, Sverker Martin-Lof,
Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and
Marcus Wallenberg; Elect Hans Vestberg and Michelangelo Volpi
as New Directors
Mgmt For Against
9.4 Authorize Chairman of Board and Representatives of Four of
Company's Largest Shareholders by Voting Power to Serve on
Nominating Committee; Approve the Assignment of the
Nomination Committee
Mgmt For For
9.5 Approve Omission of Remuneration to Nominating Committee
Members
Mgmt For For
9.6 Approve Remuneration of Auditors Mgmt For For
10 Approve Remuneration Policy And Other Terms of Employment
For Executive Management
Mgmt For For
11.1 Approve 2010 Share Matching Plan for All Employees Mgmt For For
11.2 Authorize Reissuance of 11.3 Million Repurchased Class B Shares
for 2010 Share Matching Plan for All Employees
Mgmt For For
11.3 Approve Swap Agreement with Third Party as Alternative to Item
11.2
Mgmt For Against
11.4 Approve 2010 Share Matching Plan for Key Contributors Mgmt For For
11.5 Authorize Reissuance of 7.8 Million Repurchased Class B Shares
for 2010 Share Matching Plan for Key Contributors
Mgmt For For
11.6 Approve Swap Agreement with Third Party as Alternative to Item
11.5
Mgmt For Against
11.7 Approve 2010 Restricted Stock Plan for Executives Mgmt For For
11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Shares
for 2010 Restricted Stock Plan for Executives
Mgmt For For
11.9 Approve Swap Agreement with Third Party as Alternative to Item
11.8
Mgmt For Against
12 Authorize Reissuance of up to 7.4 Million Repurchased Class B
Shares to Cover Social Costs in Connection with 2006 Long-Term
Incentive Plan and 2007, 2008, and 2009 Variable
Compensation Plans
Mgmt For For
Shareholder Proposals Mgmt
13 General Meeting Shall Instruct the Board to Investigate How All
Shares Are to be Given the Same Voting Power and To Present
Such a Proposal at the Next Annual General Meeting
SH None For
14 Close Meeting Mgmt
Page 38 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
KPN NV Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: N/A
13-Apr-10 Netherlands N4297B146 Annual 16-Mar-10
CUSIP: N4297B146 ISIN: NL0000009082 SEDOL: 5956078
Proponent Mgmt Rec
Vote
Instruction
Annual Meeting Mgmt
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3 Discussion on Company's Corporate Governance Structure Mgmt
4 Approve Financial Statements Mgmt For For
5 Receive Explanation on Company's Reserves and Dividend Policy Mgmt
6 Approve Dividends of EUR 0.69 Per Share Mgmt For For
7 Approve Discharge of Management Board Mgmt For For
8 Approve Discharge of Supervisory Board Mgmt For For
9 Ratify PricewaterhouseCoopers Acountants N.V. as Auditors Mgmt For For
10 Approve Remuneration Report Containing Remuneration Policy
for Management Board Members
Mgmt For For
11 Receive Announcement of Intention to Reappoint E. Blok and
J.B.P. Coopmans to Management Board
Mgmt
12 Announce Vacancies on Supervisory Board Mgmt
13 Receive Announcement Re: Changes in Composition in
Supervisory Board Committees
Mgmt
14 Authorize Repurchase of Up to Ten Percent of Issued Share
Capital
Mgmt For For
15 Approve Reduction in Share Capital by Cancellation of Shares Mgmt For For
16 Other Business and Close Meeting Mgmt
Stifel Financial Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-Apr-10 USA 860630102 Annual 23-Feb-10
Ticker: SF
CUSIP: 860630102 ISIN: US8606301021 SEDOL: 2849234
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John P. Dubinsky Mgmt For For
1.2 Elect Director Robert E. Lefton Mgmt For For
1.3 Elect Director Scott B. McCuaig Mgmt For For
1.4 Elect Director James M. Oates Mgmt For For
1.5 Elect Director Ben A. Plotkin Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Page 39 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
The Bank of New York
Mellon Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-Apr-10 USA 064058100 Annual 12-Feb-10
Ticker: BK
CUSIP: 064058100 ISIN: US0640581007 SEDOL: B1Z77F6
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Ruth E. Bruch Mgmt For For
1.2 Elect Director Nicholas M. Donofrio Mgmt For For
1.3 Elect Director Gerald L. Hassell Mgmt For For
1.4 Elect Director Edmund F. Kelly Mgmt For For
1.5 Elect Director Robert P. Kelly Mgmt For For
1.6 Elect Director Richard J. Kogan Mgmt For For
1.7 Elect Director Michael J. Kowalski Mgmt For For
1.8 Elect Director John A. Luke, Jr. Mgmt For For
1.9 Elect Director Robert Mehrabian Mgmt For For
1.10 Elect Director Mark A. Nordenberg Mgmt For For
1.11 Elect Director Catherine A. Rein Mgmt For For
1.12 Elect Director William C. Richardson Mgmt For For
1.13 Elect Director Samuel C. Scott III Mgmt For For
1.14 Elect Director John P. Surma Mgmt For For
1.15 Elect Director Wesley W. von Schack Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
3 Ratify Auditors Mgmt For For
4 Provide for Cumulative Voting SH Against Against
5 Stock Retention/Holding Period SH Against Against
6 Submit Severance Agreement (Change-in-Control) to SH Against For
Shareholder Vote
Daimler AG Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
14-Apr-10 Germany D1668R123 Annual 06-Apr-10
Ticker: N/A
CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Remuneration System for Management Board Members Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
Page 40 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
7 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
8 Elect Paul Achleitner to the Supervisory Board Mgmt For For
9 Amend Articles Re: New German Legislation (Law on Mgmt For For
Transposition of EU Shareholder's Rights Directive)
10 Amend Articles Re: Board-Related Mgmt For For
11 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds with Partial Exclusion of Preemptive
Rights up to Aggregate Nominal Amount of EUR 10 Billion;
Approve Creation of EUR 500 Million Pool of Capital to Guarantee
Conversion Rights
United Technologies
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
14-Apr-10 USA 913017109 Annual 16-Feb-10
Ticker: UTX
CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Louis R. Chenevert Mgmt For For
1.2 Elect Director John V. Faraci Mgmt For For
1.3 Elect Director Jean-Pierre Garnier, Ph.D. Mgmt For For
1.4 Elect Director Jamie S. Gorelick Mgmt For For
1.5 Elect Director Carlos M. Gutierrez Mgmt For For
1.6 Elect Director Edward A. Kangas Mgmt For For
1.7 Elect Director Charles R. Lee Mgmt For For
1.8 Elect Director Richard D. McCormick Mgmt For For
1.9 Elect Director Harold McGraw, III Mgmt For For
1.10 Elect Director Richard B. Myers Mgmt For For
1.11 Elect Director H. Patrick Swygert Mgmt For For
1.12 Elect Director Andre Villeneuve Mgmt For For
1.13 Elect Director Christine Todd Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
BP plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
15-Apr-10 United Kingdom G12793108 Annual 13-Apr-10
Ticker: N/A
CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
Page 41 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3 Elect Paul Anderson as Director Mgmt For For
4 Re-elect Antony Burgmans as Director Mgmt For For
5 Re-elect Cynthia Carroll as Director Mgmt For For
6 Re-elect Sir William Castell as Director Mgmt For For
7 Re-elect Iain Conn as Director Mgmt For For
8 Re-elect George David as Director Mgmt For For
9 Elect Ian Davis as Director Mgmt For For
10 Re-elect Robert Dudley as Director Mgmt For For
11 Re-elect Douglas Flint as Director Mgmt For For
12 Re-elect Dr Byron Grote as Director Mgmt For For
13 Re-elect Dr Tony Hayward as Director Mgmt For For
14 Re-elect Andy Inglis as Director Mgmt For For
15 Re-elect Dr DeAnne Julius as Director Mgmt For For
16 Elect Carl-Henric Svanberg as Director Mgmt For For
17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For
Remuneration
18 Adopt New Articles of Association Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
23 Approve Executive Directors' Incentive Plan Mgmt For For
24 Approve Scrip Dividend Mgmt For For
Shareholder Proposal Mgmt
25 Approve that the Audit Committee or a Risk Committee of the SH Against
Against
Board Commissions and Reviews a Report Setting Out the
Assumptions Made by the Company in Deciding to Proceed with
the Sunrise Project
LVMH Moet Hennessy Louis
Vuitton
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
15-Apr-10 France F58485115 Annual/Special 12-Apr-10
Ticker: N/A
CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Auditors' Special Report Regarding Related-Party Mgmt For Against
Transactions
4 Approve Allocation of Income and Dividends of EUR 1.60 per Mgmt For For
Share
Page 42 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Mgmt5 AgainstForReelect Bernard Arnault as Director
Mgmt6 AgainstForReelect Delphine Arnault as Director
Mgmt7 AgainstForReelect Nicholas Clive Worms as Director
Mgmt8 AgainstForReelect Patrick Houel as Director
Mgmt9 AgainstForReelect Felix G. Rohatyn as Director
Mgmt10 ForForReelect Hubert Vedrine as Director
Mgmt11 ForForElect Helene Carrere d' Encausse as Director
Mgmt12 AgainstForReelect Kilian Hennesy as Censor
Mgmt13 ForForReelect Deloitte & Associes as Auditor
Mgmt14 ForForRatify Ernst & Young Audit as Auditor
Mgmt15 ForForReelect Denis Grison as Alternate Auditor
Mgmt16 ForForRatify Auditex as Alternate Auditor
Mgmt17 ForForAuthorize Repurchase of Up to 10 Percent of Issued Share
Capital
MgmtSpecial Business
Mgmt18 ForForApprove Reduction in Share Capital via Cancellation of
Repurchased Shares
Rio Tinto plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
15-Apr-10 United Kingdom G75754104 Annual 13-Apr-10
Ticker: N/A
CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875
Mgmt Rec Proponent
Vote
Instruction
MgmtResolutions 1 to 9 will be Voted on by Rio Tinto plc and Rio Tinto
Limited Shareholders as a Joint Electorate
Mgmt1 ForForAccept Financial Statements and Statutory Reports
Mgmt2 AgainstForApprove Remuneration Report
Mgmt3 ForForElect Robert Brown as Director
Mgmt4 ForForElect Ann Godbehere as Director
Mgmt5 ForForElect Sam Walsh as Director
Mgmt6 ForForRe-elect Guy Elliott as Director
Mgmt7 ForForRe-elect Michael Fitzpatrick as Director
Mgmt8 ForForRe-elect Lord Kerr of Kinlochard as Director
Mgmt9 ForForReappoint PricewaterhouseCoopers LLP as Auditor and Authorise
Their Remuneration
MgmtResolutions 10 to 13 will be Voted on by Rio Tinto plc
Shareholders Only
Mgmt10 ForForAuthorise Issue of Equity with Pre-emptive Rights
Mgmt11 ForForAuthorise Issue of Equity without Pre-emptive Rights
Mgmt12 ForForAuthorise Market Purchase
Mgmt13 ForForAuthorise the Company to Call EGM with Two Weeks' Notice
Page 43 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Cass Information Systems,
Inc.
Ticker: CASS
19-Apr-10
Meeting
Date
USA
Country
14808P109
Primary Security
ID
Annual
Meeting
Type
Record
Date
05-Mar-10
CUSIP: 14808P109 ISIN: US14808P1093 SEDOL: 2086558
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Lawrence A. Collett Mgmt For For
1.2 Elect Director Wayne J. Grace Mgmt For For
1.3 Elect Director James J. Lindemann Mgmt For For
1.4 Elect Director Andrew J. Signorelli Mgmt For For
2 Ratify Auditors
Moody's Corporation Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: MCO
20-Apr-10 USA 615369105 Annual 01-Mar-10
CUSIP: 615369105 ISIN: US6153691059 SEDOL: 2252058
Proponent Mgmt Rec
Vote
Instruction
1 Elect Director Basil L. Anderson Mgmt For For
2 Elect Director Darrell Duffie, Ph.d. Mgmt For For
3 Elect Director Raymond W. McDaniel, Jr Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For Against
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Ratify Auditors Mgmt For For
7 Require Independent Board Chairman
NewAlliance Bancshares,
Inc.
20-Apr-10
Meeting
Date
Ticker: NAL
USA
Country
SH
650203102
Primary Security
ID
Annual
Meeting
Type
Against
Record
Date
08-Mar-10
Against
CUSIP: 650203102 ISIN: US6502031023 SEDOL: 2263771
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Carlton L. Highsmith Mgmt For For
1.2 Elect Director Joseph H. Rossi Mgmt For For
1.3 Elect Director Nathaniel D. Woodson Mgmt For For
1.4 Elect Director Joseph A. Zaccagnino Mgmt For For
2 Ratify Auditors
Northern Trust Corporation Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: NTRS
20-Apr-10 USA 665859104 Annual 01-Mar-10
CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668
Page 44 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Linda Walker Bynoe Mgmt For For
1.2 Elect Director Nicholas D. Chabraja Mgmt For For
1.3 Elect Director Susan Crown Mgmt For For
1.4 Elect Director Dipak C. Jain Mgmt For For
1.5 Elect Director Robert W. Lane Mgmt For For
1.6 Elect Director Robert C. McCormack Mgmt For For
1.7 Elect Director Edward J. Mooney Mgmt For For
1.8 Elect Director John W. Rowe Mgmt For For
1.9 Elect Director David H.B. Smith, Jr. Mgmt For For
1.10 Elect Director William D. Smithburg Mgmt For For
1.11 Elect Director Enrique J. Sosa Mgmt For For
1.12 Elect Director Charles A. Tribbett, III Mgmt For For
1.13 Elect Director Frederick H. Waddell Mgmt For For
2 Ratify Auditors Mgmt For For
PACCAR Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-Apr-10 USA 693718108 Annual 23-Feb-10
Ticker: PCAR
CUSIP: 693718108 ISIN: US6937181088 SEDOL: 2665861
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alison J. Carnwath Mgmt For For
1.2 Elect Director Robert T. Parry Mgmt For For
1.3 Elect Director John M. Pigott Mgmt For For
1.4 Elect Director Gregory M.E. Spierkel Mgmt For For
2 Reduce Supermajority Vote Requirement SH Against For
3 Require a Majority Vote for the Election of Directors SH Against For
4 Limit Composition of Committee(s) to Independent Directors SH Against Against
Prosperity Bancshares, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-Apr-10 USA 743606105 Annual 11-Mar-10
Ticker: PRSP
CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Leah Henderson Mgmt For For
1.2 Elect Director Ned S. Holmes Mgmt For For
1.3 Elect Director David Zalman Mgmt For For
1.4 Elect Director Ervan E. Zouzalik Mgmt For For
Page 45 of 174
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2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors SH Against For
EQT Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-Apr-10 USA 26884L109 Annual 10-Feb-10
Ticker: EQT
CUSIP: 26884L109 ISIN: US26884L1098 SEDOL: 2319414
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vicky A. Bailey Mgmt For For
1.2 Elect Director Murry S. Gerber Mgmt For For
1.3 Elect Director George L. Miles, Jr. Mgmt For For
1.4 Elect Director James W. Whalen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Require a Majority Vote for the Election of Directors SH Against For
4 Prepare Sustainability Report SH Against For
FirstMerit Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-Apr-10 USA 337915102 Annual 22-Feb-10
Ticker: FMER
CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven H. Baer Mgmt For For
1.2 Elect Director Karen S. Belden Mgmt For For
1.3 Elect Director R. Cary Blair Mgmt For For
1.4 Elect Director John C. Blickle Mgmt For For
1.5 Elect Director Robert W. Briggs Mgmt For For
1.6 Elect Director Richard Colella Mgmt For For
1.7 Elect Director Gina D. France Mgmt For For
1.8 Elect Director Paul G. Greig Mgmt For For
1.9 Elect Director Terry L. Haines Mgmt For For
1.10 Elect Director J. Michael Hochschwender Mgmt For For
1.11 Elect Director Clifford J. Isroff Mgmt For For
1.12 Elect Director Philip A. Lloyd II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Articles of Incorporation Concerning Preferred Stock Mgmt For For
4 Establish Range For Board Size Mgmt For For
5 Reduce Supermajority Vote Requirement Relating to Business Mgmt For For
Combinations
Page 46 of 174
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6 Reduce Supermajority Vote Requirement Relating to Mgmt For For
Amendments
7 Eliminate Provision Stating Directors May Only Be Removed for Mgmt For For
Cause
The Coca-Cola Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-Apr-10 USA 191216100 Annual 22-Feb-10
Ticker: KO
CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Herbert A. Allen Mgmt For For
2 Elect Director Ronald W. Allen Mgmt For For
3 Elect Director Cathleen P. Black Mgmt For For
4 Elect Director Barry Diller Mgmt For For
5 Elect Director Alexis M. Herman Mgmt For For
6 Elect Director Muhtar Kent Mgmt For For
7 Elect Director Donald R. Keough Mgmt For For
8 Elect Director Maria Elena Lagomasino Mgmt For For
9 Elect Director Donald F. McHenry Mgmt For For
10 Elect Director Sam Nunn Mgmt For For
11 Elect Director James D. Robinson III Mgmt For For
12 Elect Director Peter V. Ueberroth Mgmt For For
13 Elect Director Jacob Wallenberg Mgmt For For
14 Elect Director James B. Williams Mgmt For For
15 Ratify Auditors Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
17 Require Independent Board Chairman SH Against Against
18 Performance-Based Equity Awards SH Against Against
19 Publish Report on Chemical Bisphenol A (BPA) SH Against For
Westwood Holdings Group,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-Apr-10 USA 961765104 Annual 05-Mar-10
Ticker: WHG
CUSIP: 961765104 ISIN: US9617651040 SEDOL: 2958293
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Susan M. Byrne Mgmt For For
1.2 Elect Director Brian O. Casey Mgmt For For
1.3 Elect Director Tom C. Davis Mgmt For For
1.4 Elect Director Richard M. Frank Mgmt For For
Page 47 of 174
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1.5 Elect Director Robert D. McTeer Mgmt For For
1.6 Elect Director Jon L. Mosle, Jr. Mgmt For For
1.7 Elect Director Geoffrey R. Norman Mgmt For For
1.8 Elect Director Raymond E. Wooldridge Mgmt For For
2 Ratify Auditors Mgmt For For
Anglo American plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 United Kingdom G03764134 Annual 20-Apr-10
Ticker: N/A
CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Elect Sir Philip Hampton as Director Mgmt For For
3 Elect Ray O'Rourke as Director Mgmt For For
4 Elect Sir John Parker as Director Mgmt For For
5 Elect Jack Thompson as Director Mgmt For For
6 Re-elect Cynthia Carroll as Director Mgmt For For
7 Re-elect Nicky Oppenheimer as Director Mgmt For For
8 Reappoint Deloitte LLP as Auditors Mgmt For For
9 Authorise Board to Fix Remuneration of Auditors Mgmt For For
10 Approve Remuneration Report Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Amend Articles of Association Mgmt For For
15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
Johnson & Johnson Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 478160104 Annual 23-Feb-10
Ticker: JNJ
CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Mary Sue Coleman Mgmt For For
2 Elect Director James G. Culien Mgmt For For
3 Elect Director Michael M. E. Johns Mgmt For For
4 Elect Director Susan L. Lindquist Mgmt For For
5 Elect Director Anne M. Mulcahy Mgmt For For
6 Elect Director Lea F. Mullin Mgmt For For
Page 48 of 174
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7 Elect Director William D. Perez Mgmt For For
8 Elect Director Charles Prince Mgmt For For
9 Elect Director David Satcher Mgmt For For
10 Elect Director William C. Welcon Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
Kansas City Life Insurance
Company
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 484836101 Annual 09-Mar-10
Ticker: KCLI
CUSIP: 484836101 ISIN: US4848361014 SEDOL: 2483977
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William R. Blessing Mgmt For For
1.2 Elect Director Richard L. Finn Mgmt For For
1.3 Elect Director Cecil R. Miller Mgmt For For
1.4 Elect Director Bradford T. Nordholm Mgmt For For
Lockheed Martin
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 539830109 Annual 01-Mar-10
Ticker: LMT
CUSIP: 539830109 ISIN: US5398301094 SEDOL: 2522096
Vote
Proponent Mgmt Rec Instruction
1 Elect Director E. C. "Pete" Aldrige, Jr. Mgmt For For
2 Elect Director Nolan D. Archibald Mgmt For For
3 Elect Director David B. Burritt Mgmt For For
4 Elect Director James O. Ellis, Jr. Mgmt For For
5 Elect Director Gwendolyn S. King Mgmt For For
6 Elect Director James M. Loy Mgmt For For
7 Elect Director Douglas H. McCorkindale Mgmt For For
8 Elect Director Joseph W. Ralston Mgmt For For
9 Elect Director James Schneider Mgmt For For
10 Elect Director Anne Stevens Mgmt For For
11 Elect Director Robert J. Stevens Mgmt For For
12 Ratify Auditors Mgmt For For
13 Report on Space-based Weapons Program SH Against Against
Page 49 of 174
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NewMarket Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 651587107 Annual 22-Feb-10
Ticker: NEU
CUSIP: 651587107 ISIN: US6515871076 SEDOL: B01CGF1
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Phyllis L. Cothran Mgmt For For
1.2 Elect Director Mark M. Gambill Mgmt For For
1.3 Elect Director Bruce C. Gottwald Mgmt For For
1.4 Elect Director Thomas E. Gottwald Mgmt For For
1.5 Elect Director Patrick D. Hanley Mgmt For For
1.6 Elect Director James E. Rogers Mgmt For For
1.7 Elect Director Charles B. Walker Mgmt For For
2 Ratify Auditors Mgmt For For
Nicor Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 654086107 Annual 22-Feb-10
Ticker: GAS
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
1.1 Director Robert M. Beavers, Jr. Mgmt For For
1.2 Director Bruce P. Bickner Mgmt For For
1.3 Director John H. Birdsall, III Mgmt For For
1.4 Director Norman R. Bobins Mgmt For For
1.5 Director Brenda J. Gaines Mgmt For For
1.6 Director Raymond A. Jean Mgmt For For
1.7 Director Dennis J. Keller Mgmt For For
1.8 Director R. Eden Martin Mgmt For For
1.9 Director Georgia R. Nelson Mgmt For For
1.10 Director Armando J. Olivera Mgmt For For
1.11 Director John Rau Mgmt For For
1.12 Director John C. Staley Mgmt For For
1.13 Director Russ M. Strobel Mgmt For For
2 Ratify Auditors Mgmt For For
Pfizer Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 717081103 Annual 23-Feb-10
Ticker: PFE
CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703
Page 50 of 174
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Vote
Proponent Mgmt Rec Instruction
1 Elect Director Dennis A. Ausiello Mgmt For For
2 Elect Director Michael S. Brown Mgmt For For
3 Elect Director M. Anthony Burns Mgmt For For
4 Elect Director Robert N. Burt Mgmt For For
5 Elect Director W. Don Cornwell Mgmt For For
6 Elect Director Frances D. Fergusson Mgmt For For
7 Elect Director William H. Gray III Mgmt For For
8 Elect Director Constance J. Horner Mgmt For For
9 Elect Director James M. Kilts Mgmt For For
10 Elect Director Jeffrey B. Kindler Mgmt For For
11 Elect Director George A. Lorch Mgmt For For
12 Elect Director John P. Mascotte Mgmt For For
13 Elect Director Suzanne Nora Johnson Mgmt For For
14 Elect Director Stephen W. Sanger Mgmt For For
15 Elect Director William C. Steere, Jr. Mgmt For For
16 Ratify Auditors Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
18 Provide Right to Call Special Meeting Mgmt For For
19 Prohibit Executive Stock-Based Awards SH Against Against
RWE AG Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 Germany D6629K109 Annual 01-Apr-10
Ticker: N/A
CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 3.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For
7 Ratify PricewaterhouseCoopers AG for the Inspection of the 2010 Mgmt For For
Mid-Year Report
8a Elect Dieter Zetsche to the Supervisory Board Mgmt For For
8b Elect Frithjof Kuehn to the Supervisory Board Mgmt For For
Page 51 of 174
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8c Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For
9a Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
9b Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
10a Amend Corporate Purpose Mgmt For For
10b Amend Articles Re: Board-Related Mgmt For For
10c Amend Articles Re: Convocation of, Participation in, Audio/Video Mgmt For
For
Transmission of, Electronic Voting, and Exercise of Voting Rights
at General Meeting due to New German Legislation (Law on
Transposition of EU Shareholder's Rights Directive)
11 Approve Affiliation Agreements with Subsidiary RWE Supply & Mgmt For For
Trading GmbH
Schneider Electric SA Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 France F86921107 Annual/Special 19-Apr-10
Ticker: N/A
CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 2.05 per Mgmt For For
Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Approve Transaction with Emmanuel Babeau Re: Additional Mgmt For For
Pension Scheme
6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For
7 Reelect Serge Weinberg as Supervisory Board Member Mgmt For For
8 Reelect Gerard de La Martiniere as Supervisory Board Member Mgmt For For
9 Reelect Noel Forgeard as Supervisory Board Member Mgmt For For
10 Reelect Cathy Kopp as Supervisory Board Member Mgmt For For
11 Reelect James Ross as Supervisory Board Member Mgmt For For
12 Reelect Ernst & Young et Autres as Auditor Mgmt For For
13 Ratify Auditex as Alternate Auditor Mgmt For For
14 Reelect Mazars as Primary Auditor Mgmt For For
15 Ratify Thierry Blanchetier as Alternate Auditor Mgmt For For
16 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
17 Approve Issuance of Shares without Preemptive Rights up to Mgmt For For
EUR 100 Million for a Private Placement
Page 52 of 174
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18 Approve Employee Stock Purchase Plan Mgmt For For
19 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
20 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Sensient Technologies
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 81725T100 Annual 26-Feb-10
Ticker: SXT
CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Hank Brown Mgmt For For
1.2 Elect Director Fergus M. Clydesdale Mgmt For For
1.3 Elect Director James A. D. Croft Mgmt For For
1.4 Elect Director William V. Hickey Mgmt For For
1.5 Elect Director Kenneth P. Manning Mgmt For For
1.6 Elect Director Peter M. Salmon Mgmt For For
1.7 Elect Director Elaine R. Wedral Mgmt For For
1.8 Elect Director Essie Whitelaw Mgmt For For
2 Ratify Auditors Mgmt For For
TIBCO Software Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 88632Q103 Annual 25-Feb-10
Ticker: TIBX
CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vivek Y. Ranadive Mgmt For For
1.2 Elect Director Nanci E. Caldwell Mgmt For For
1.3 Elect Director Eric C.W. Dunn Mgmt For For
1.4 Elect Director Narendra K. Gupta Mgmt For For
1.5 Elect Director Peter J. Job Mgmt For For
1.6 Elect Director Philip K. Wood Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
UniCredit SpA Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 Italy T95132105 Annual/Special 16-Apr-10
Ticker: N/A
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Did not vote due to share blocking
Vote
Proponent Mgmt Rec Instruction
Page 53 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
Elect Internal Statutory Auditors - Vote Only One of the
Following Slates
Mgmt
3.1 Slate 1 - Submitted by Cassa di Risparmio di Verona, Vicenza,
Belluno, and Ancona
Mgmt For Do Not Vote
3.2 Slate 2 - Submitted by Institutional Investors through
Assogestioni
Mgmt For For
4 Approve Internal Auditors' Remuneration Mgmt For For
5 Amend Remuneration of the Supervision Body's Chairman Mgmt For For
6 Approve Remuneration Report Mgmt For Against
7 Approve Group Employee Share Ownership Plan 2010 Mgmt For Against
8 Approve Group Long Term Incentive Plan 2010 Mgmt For Against
Special Business Mgmt
1 Approve Creation of EUR 64 Million Pool of Capital without
Preemptive Rights Reserved to Stock Purchase Plans
Mgmt For Against
2 Approve Creation of EUR 29.5 Million Pool of Capital without
Preemptive Rights Reserved to Stock Grant Plans
Volkswagen AG (VW) Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
Against
Ticker: N/A
22-Apr-10 Germany D94523145 Annual 01-Apr-10
CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102
Proponent Mgmt Rec
Vote
Instruction
Meeting for Common and Preferred Shareholders; Only Common
Shareholders
Mgmt
1 Receive Financial Statements and Statutory Reports for Fiscal
2009 (Non-Voting)
Mgmt
2 Approve Allocation of Income and Dividends of EUR 1.60 per
Common Share and EUR 1.66 per Preferred Share
Mgmt For For
3a Approve Discharge of Management Board Member Martin
Winterkorn for Fiscal 2009
Mgmt For For
3b Approve Discharge of Management Board Member Francisco
Sanz for Fiscal 2009
Mgmt For For
3c Approve Discharge of Management Board Member Jochem
Heizmann for Fiscal 2009
Mgmt For For
3d Approve Discharge of Management Board Member Horst
Neumann for Fiscal 2009
Mgmt For For
3e Approve Discharge of Management Board Member Dieter
Poetsch for Fiscal 2009
Mgmt For For
4a Approve Discharge of Supervisory Board Member Ferdinand
Piech for Fiscal 2009
Mgmt For For
4b Approve Discharge of Supervisory Board Member Juergen Peters
for Fiscal 2009
Mgmt For For
4c Approve Discharge of Supervisory Board Member Joerg Bode for
Fiscal 2009
Mgmt For For
Page 54 of 174
TDX Independence 2010 Exchange-Traded Fund
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4d Approve Discharge of Supervisory Board Member Michael Frenzel
for Fiscal 2009
Mgmt For For
4e Approve Discharge of Supervisory Board Member Babette
Froehlich for Fiscal 2009
Mgmt For For
4f Approve Discharge of Supervisory Board Member Hans Michael
Gaul for Fiscal 2009
Mgmt For For
4g Approve Discharge of Supervisory Board Member Juergen
Grossmann for Fiscal 2009
Mgmt For For
4h Approve Discharge of Supervisory Board Member Holger Haerter
for Fiscal 2009
Mgmt For For
4i Approve Discharge of Supervisory Board Member Walter Hirche
for Fiscal 2009
Mgmt For For
4j Approve Discharge of Supervisory Board Member Peter Jacobs
for Fiscal 2009
Mgmt For For
4k Approve Discharge of Supervisory Board Member Hartmut Meine
for Fiscal 2009
Mgmt For For
4l Approve Discharge of Supervisory Board Member Peter Mosch
for Fiscal 2009
Mgmt For For
4m Approve Discharge of Supervisory Board Member Roland Oetker
for Fiscal 2009
Mgmt For For
4n Approve Discharge of Supervisory Board Member Bernd Osterloh
for Fiscal 2009
Mgmt For For
4o Approve Discharge of Supervisory Board Member Hans Michael
Piech for Fiscal 2009
Mgmt For For
4p Approve Discharge of Supervisory Board Member Ferdinand
Porsche for Fiscal 2009
Mgmt For For
4q Approve Discharge of Supervisory Board Member Wolfgang
Porsche for Fiscal 2009
Mgmt For For
4r Approve Discharge of Supervisory Board Member Wolfgang
Ritmeier for Fiscal 2009
Mgmt For For
4s Approve Discharge of Supervisory Board Member Philipp Roesler
for Fiscal 2009
Mgmt For For
4t Approve Discharge of Supervisory Board Member Heinrich
Soefjer for Fiscal 2009
Mgmt For For
4u Approve Discharge of Supervisory Board Member Juergen
Stumpf for Fiscal 2009
Mgmt For For
4v Approve Discharge of Supervisory Board Member Bernd
Wehlauer for Fiscal 2009
Mgmt For For
4y Approve Discharge of Supervisory Board Member Wendelin
Wiedeking for Fiscal 2009
Mgmt For For
4w Approve Discharge of Supervisory Board Member Christian Wulff
for Fiscal 2009
Mgmt For For
5a Elect Joerg Bode to the Supervisory Board Mgmt For Against
5b Elect Hussain Ali Al-Abdulla to the Supervisory Board Mgmt For Against
6 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of
EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights
Mgmt For For
7 Approve Remuneration System for Management Board Members Mgmt For Against
Page 55 of 174
TDX Independence 2010 Exchange-Traded Fund
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8 Approve Affiliation Agreements with Subsidiaries Volkswagen Mgmt For For
Osnabrueck GmbH and Volkswagen Sachsen
Immobilienverwaltungs GmbH
9 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 Mgmt For For
Westamerica
Bancorporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 957090103 Annual 22-Feb-10
Ticker: WABC
CUSIP: 957090103 ISIN: US9570901036 SEDOL: 2950374
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Etta Allen Mgmt For For
1.2 Elect Director Louis E. Bartolini Mgmt For For
1.3 Elect Director E. Joseph Bowler Mgmt For For
1.4 Elect Director Arthur C. Latno, Jr. Mgmt For For
1.5 Elect Director Patrick D. Lynch Mgmt For For
1.6 Elect Director Catherine Cope MacMillan Mgmt For For
1.7 Elect Director Ronald A. Nelson Mgmt For For
1.8 Elect Director David L. Payne Mgmt For For
1.9 Elect Director Edward B. Sylvester Mgmt For For
2 Ratify Auditors Mgmt For For
Abbott Laboratories Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Apr-10 USA 002824100 Annual 24-Feb-10
Ticker: ABT
CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director R.J. Alpern Mgmt For For
1.2 Elect Director R.S. Austin Mgmt For For
1.3 Elect Director W.M. Daley Mgmt For Withhold
1.4 Elect Director W.J. Farrell Mgmt For Withhold
1.5 Elect Director H.L. Fuller Mgmt For Withhold
1.6 Elect Director W.A. Osborn Mgmt For Withhold
1.7 Elect Director D.A.L. Owen Mgmt For For
1.8 Elect Director R.S. Roberts Mgmt For For
1.9 Elect Director S.C. Scott, III Mgmt For For
1.10 Elect Director W.D. Smithburg Mgmt For Withhold
1.11 Elect Director G.F. Tilton Mgmt For For
1.12 Elect Director M.D. White Mgmt For For
2 Ratify Auditors Mgmt For For
Page 56 of 174
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3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
Newmont Mining
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Apr-10 USA 651639106 Annual 22-Feb-10
Ticker: NEM
CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Glen A. Barton Mgmt For For
2 Elect Director Vincent A. Calarco Mgmt For For
3 Elect Director Joseph A. Carrabba Mgmt For For
4 Elect Director Noreen Doyle Mgmt For For
5 Elect Director Veronica M. Hagen Mgmt For For
6 Elect Director Michael S. Hamson Mgmt For For
7 Elect Director Richard T. O'Brien Mgmt For For
8 Elect Director John B. Prescott Mgmt For For
9 Elect Director Donald C. Roth Mgmt For For
10 Elect Director James V. Taranik Mgmt For For
11 Elect Director Simon Thompson Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
14 Require a Majority Vote for the Election of Directors SH Against For
The Progressive Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Apr-10 USA 743315103 Annual 26-Feb-10
Ticker: PGR
CUSIP: 743315103 ISIN: US7433151039 SEDOL: 2705024
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Stuart B. Burgdoerfer Mgmt For For
2 Elect Director Lawton W. Fitt Mgmt For For
3 Elect Director Peter B. Lewis Mgmt For For
4 Elect Director Patrick H. Nettles, Ph.D Mgmt For For
5 Elect Director Glenn M. Renwick Mgmt For For
6 Approve Omnibus Stock Plan and Performance Criteria Mgmt For Against
7 Ratify Auditors Mgmt For For
Assicurazioni Generali Spa Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
24-Apr-10 Italy T05040109 Annual 19-Apr-10
Ticker: N/A
Page 57 of 174
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CUSIP: T05040109 ISIN: IT0000062072 SEDOL: 4056719
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements, Statutory Reports, and Allocation Mgmt For For
of Income
Elect Directors - Vote Only One of the Following Slates Mgmt
2.1 Slate 1 - Submitted by Mediobanca Mgmt None Against
2.2 Slate 2 - Submitted by Institutional Investors (Assogestioni) Mgmt None For
3 Approve Remuneration of Directors Mgmt For For
4 Approve Director and Internal Auditors Liability Provisions Mgmt For For
5 Approve Incentive Plan and Authorize Share Repurchase Mgmt For Against
Program
Regal Beloit Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-Apr-10 USA 758750103 Annual 04-Mar-10
Ticker: RBC
CUSIP: 758750103 ISIN: US7587501039 SEDOL: 2730082
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Christopher L. Doerr Mgmt For For
2 Elect Director Mark J. Gliebe Mgmt For For
3 Elect Director Curtis W. Stoelting Mgmt For For
4 Ratify Auditors Mgmt For For
Seaboard Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-Apr-10 USA 811543107 Annual 01-Mar-10
Ticker: SEB
CUSIP: 811543107 ISIN: US8115431079 SEDOL: 2786687
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven J. Bresky Mgmt For Withhold
1.2 Elect Director David A. Adamsen Mgmt For Withhold
1.3 Elect Director Douglas W. Baena Mgmt For Withhold
1.4 Elect Director Joseph E. Rodrigues Mgmt For Withhold
1.5 Elect Director Edward I. Shifman, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Anheuser-Busch InBev Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 Belgium B6399C107 Annual/Special 09-Apr-10
Ticker: N/A
CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317
Page 58 of 174
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Report was run from: 8/4/09 to 6/30/10
Proponent Mgmt Rec
Vote
Instruction
Annual and Special Meetings
Special Business
Mgmt
Mgmt
1
2
3a
3b
3c
Amend Articles Re: Terms of Board Mandates
Amend Articles Re: Shareholder Rights Directive
Receive Special Board Report
Receive Special Auditor Report
Exclude Preemptive Rights for Issuance under Item 3d
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
3d Approve Issuance of Stock Options for Board Members Mgmt For Against
3e Amend Articles to Reflect Changes in Capital Mgmt For Against
3f Authorize Implementation of Approved Resolutions and FiRequired
Documents/Formalities at Trade Registry
Mgmtling of For Against
Ordinary Business Mgmt
1 Receive Directors' Report (Non-Voting) Mgmt
2 Receive Directors' Report (Non-Voting) Mgmt
3 Receive Consolidated Financial Statements and Statutory
(Non-Voting)
MgmtReports
4 Approve Financial Statements, Allocation of Income, and
Dividends of EUR 0.38 per Share
Mgmt For For
5 Approve Discharge of Directors Mgmt For For
6 Approve Discharge of Auditors Mgmt For For
7a Reelect Alexandre Van Damme as Director Mgmt For Against
7b Reelect Gregoire de Spoelberch as Director Mgmt For Against
7c Reelect Carlos Alberto da Veiga Sicupira as Director Mgmt For Against
7d Reelect Jorge Paulo Lemann as Director Mgmt For Against
7e Reelect Roberto Moses Thompson Motta as Director Mgmt For Against
7f Reelect Marcel Herrman Telles as Director Mgmt For Against
7g Reelect Jean-Luc Dehaene as Independent Director Mgmt For For
7h Reelect Mark Winkelman as Independent Director Mgmt For For
8 Approve PwC as Statutory Auditor and Approve Auditor's
Remuneration
Mgmt For For
9a Approve Remuneration Report Mgmt For Against
9b Approve Stock Option Grants and Share Grants Mgmt For Against
10a Approve Change-of-Control Provision Re: Updated EMTN
Program
Mgmt For For
10b Approve Change-of-Control Provision Re: US Dollar Notes Mgmt For For
10c Approve Change-of-Control Provision Re: Senior Facilities
Agreement
Mgmt For For
10d Approve Change-of-Control Provision Re: Term Facilities
Agreement
Mgmt For For
Powers Mgmt
Page 59 of 174
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1 Authorize Implementation of Approved Resolutions and Filing of Mgmt For For
Required Documents/Formalities at Trade Registry
BB&T Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 USA 054937107 Annual 24-Feb-10
Ticker: BBT
CUSIP: 054937107 ISIN: US0549371070 SEDOL: 2830904
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John A. Allison IV Mgmt For For
1.2 Elect Director Jennifer S. Banner Mgmt For For
1.3 Elect Director K. David Boyer, Jr. Mgmt For For
1.4 Elect Director Anna R. Cablik Mgmt For For
1.5 Elect Director Ronald E. Deal Mgmt For For
1.6 Elect Director Barry J. Fitzpatrick Mgmt For For
1.7 Elect Director Littleton Glover, Jr. Mgmt For For
1.8 Elect Director L. Vincent Hackley PhD Mgmt For For
1.9 Elect Director Jane P. Helm Mgmt For For
1.10 Elect Director John P. Howe III, MD Mgmt For For
1.11 Elect Director Kelly S. King Mgmt For For
1.12 Elect Director James H. Maynard Mgmt For For
1.13 Elect Director Albert O. McCauley Mgmt For For
1.14 Elect Director J. Holmes Morrison Mgmt For For
1.15 Elect Director Nido R. Qubein Mgmt For For
1.16 Elect Director Thomas E. Skains Mgmt For For
1.17 Elect Director Thomas N. Thompson Mgmt For For
1.18 Elect Director Stephen T. Williams Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Ratify Auditors Mgmt For For
4 Report on Political Contributions SH Against Against
5 Require Independent Board Chairman SH Against Against
6 Report on Overdraft Policies and Practices, and Impacts to SH Against Against
Borrowers
Exelon Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 USA 30161N101 Annual 01-Mar-10
Ticker: EXC
CUSIP: 30161N101 ISIN: US30161N1019 SEDOL: 2670519
Vote
Proponent Mgmt Rec Instruction
1 Elect Director John A. Canning, Jr. Mgmt For For
Page 60 of 174
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2 Elect Director M. Walter D'Alessio Mgmt For For
3 Elect Director Nicholas DeBenedictis Mgmt For For
4 Elect Director Bruce DeMars Mgmt For For
5 Elect Director Nelson A. Diaz Mgmt For For
6 Elect Director Sue L. Gin Mgmt For For
7 Elect Director Rosemarie B. Greco Mgmt For For
8 Elect Director Paul L. Joskow Mgmt For For
9 Elect Director Richard W. Mies Mgmt For For
10 Elect Director John M. Palms Mgmt For For
11 Elect Director William C. Richardson Mgmt For For
12 Elect Director Thomas J. Ridge Mgmt For For
13 Elect Director John W. Rogers, Jr. Mgmt For For
14 Elect Director John W. Rowe Mgmt For For
15 Elect Director Stephen D. Steinour Mgmt For For
16 Elect Director Don Thompson Mgmt For For
17 Approve Omnibus Stock Plan Mgmt For Against
18 Ratify Auditors Mgmt For For
First Financial Bankshares,
Inc. (TX)
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 USA 32020R109 Annual 01-Mar-10
Ticker: FFIN
CUSIP: 32020R109 ISIN: US32020R1095 SEDOL: 2266026
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven L. Beal Mgmt For For
1.2 Elect Director Tucker S. Bridwell Mgmt For For
1.3 Elect Director Joseph E. Canon Mgmt For For
1.4 Elect Director David Copeland Mgmt For For
1.5 Elect Director F. Scott Dueser Mgmt For For
1.6 Elect Director Murray Edwards Mgmt For For
1.7 Elect Director Ron Giddiens Mgmt For For
1.8 Elect Director Derrell E. Johnson Mgmt For For
1.9 Elect Director Kade L. Matthews Mgmt For For
1.10 Elect Director Dian Graves Stai Mgmt For For
1.11 Elect Director Johnny E. Trotter Mgmt For For
2 Ratify Auditors Mgmt For For
International Business
Machines Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 USA 459200101 Annual 26-Feb-10
Ticker: IBM
Page 61 of 174
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CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973
Vote
Proponent Mgmt Rec Instruction
1 Elect Director A. J. P. Belda Mgmt For For
2 Elect Director C. Black Mgmt For For
3 Elect Director W. R. Brody Mgmt For For
4 Elect Director K. I. Chenault Mgmt For For
5 Elect Director M. L. Eskew Mgmt For For
6 Elect Director S. A. Jackson Mgmt For For
7 Elect Director A. N. Liveris Mgmt For For
8 Elect Director W. J. McNerney, Jr. Mgmt For For
9 Elect Director T. Nishimuro Mgmt For For
10 Elect Director J. W. Owens Mgmt For For
11 Elect Director S. J. Palmisano Mgmt For For
12 Elect Director J. E. Spero Mgmt For For
13 Elect Director S. Taurel Mgmt For For
14 Elect Director L. H. Zambrano Mgmt For For
15 Ratify Auditors Mgmt For For
16 Adopt Policy on Bonus Banking SH Against Against
17 Provide for Cumulative Voting SH Against Against
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Praxair, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 USA 74005P104 Annual 01-Mar-10
Ticker: PX
CUSIP: 74005P104 ISIN: US74005P1049 SEDOL: 2699291
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen F. Angel Mgmt For For
1.2 Elect Director Nance K. Dicciani Mgmt For For
1.3 Elect Director Edward G. Galante Mgmt For For
1.4 Elect Director Claire W. Gargalli Mgmt For For
1.5 Elect Director Ira D. Hall Mgmt For For
1.6 Elect Director Raymond W. LeBoeuf Mgmt For For
1.7 Elect Director Larry D. Mcvay Mgmt For For
1.8 Elect Director Wayne T. Smith Mgmt For For
1.9 Elect Director Robert L. Wood Mgmt For For
2 Ratify Auditors Mgmt For For
Page 62 of 174
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Rollins, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 USA 775711104 Annual 01-Mar-10
Ticker: ROL
CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Bill J. Dismuke Mgmt For For
1.2 Elect Director Thomas J. Lawley Mgmt For For
1.3 Elect Director Wilton Looney Mgmt For For
2 Ratify Auditors Mgmt For For
SCBT Financial Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 USA 78401V102 Annual 05-Mar-10
Ticker: SCBT
CUSIP: 78401V102 ISIN: US78401V1026 SEDOL: 2388737
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert R. Horger Mgmt For For
1.2 Elect Director Jimmy E. Addison Mgmt For For
1.3 Elect Director Harry M. Mims, Jr. Mgmt For For
1.4 Elect Director James W. Roquemore Mgmt For For
1.5 Elect Director John W. Williamson, III Mgmt For For
1.6 Elect Director Herbert G. Gray Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors SH Against For
UMB Financial Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 USA 902788108 Annual 01-Mar-10
Ticker: UMBF
CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David R. Bradley, Jr. Mgmt For For
1.2 Elect Director Peter J. DeSilva Mgmt For For
1.3 Elect Director Terrence P. Dunn Mgmt For For
1.4 Elect Director Alexander C. Kemper Mgmt For For
1.5 Elect Director Kris A. Robbins Mgmt For For
1.6 Elect Director Nancy K. Buese Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors SH Against For
Page 63 of 174
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Wells Fargo & Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 USA 949746101 Annual 26-Feb-10
Ticker: WFC
CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100
Vote
Proponent Mgmt Rec Instruction
1 Election Director John D. Baker II Mgmt For For
2 Election Director John S. Chen Mgmt For For
3 Election Director Lloyd H. Dean Mgmt For For
4 Election Director Susan E. Engel Mgmt For For
5 Election Director Enrique Hernandez, Jr. Mgmt For For
6 Election Director Donald M. James Mgmt For For
7 Election Director Richard D. McCormick Mgmt For For
8 Election Director Mackey J. McDonald Mgmt For For
9 Election Director Cynthia H. Milligan Mgmt For For
10 Elect Director Nicholas G. Moore Mgmt For For
11 Elect Director Philip J. Quigley Mgmt For For
12 Elect Director Judith M. Runstad Mgmt For For
13 Elect Director Stephen W. Sanger Mgmt For For
14 Elect Director Robert K. Steel Mgmt For For
15 Elect Director John G. Stumpf Mgmt For Against
16 Elect Director an G. Swenson Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
18 Increase Authorized Common Stock Mgmt For For
19 Ratify Auditors Mgmt For For
20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
21 Require Independent Board Chairman SH Against For
22 Report on Charitable Contributions SH Against Against
23 Report on Political Contributions SH Against Against
Bank of America Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-Apr-10 USA 060505104 Annual 03-Mar-10
Ticker: BAC
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Susan S. Bies Mgmt For For
2 Elect Director William P. Boardman Mgmt For For
Page 64 of 174
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3 Elect Director Frank P. Bramble, Sr. Mgmt For For
4 Elect Director Virgis W. Colbert Mgmt For For
5 Elect Director Charles K. Gifford Mgmt For For
6 Elect Director Charles O. Holliday, Jr. Mgmt For For
7 Elect Director D. Paul Jones, Jr. Mgmt For For
8 Elect Director Monica C. Lozano Mgmt For For
9 Elect Director Thomas J. May Mgmt For For
10 Elect Director Brian T. Moynihan Mgmt For For
11 Elect Director Donald E. Powell Mgmt For For
12 Elect Director Charles O. Rossotti Mgmt For For
13 Elect Director Robert W. Scully Mgmt For For
14 Ratify Auditors Mgmt For For
15 Increase Authorized Common Stock Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
17 Amend Omnibus Stock Plan Mgmt For Against
18 Report on Government Service of Employees SH Against Against
19 TARP Related Compensation SH Against Against
20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
21 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
22 Adopt Policy on Succession Planning SH Against Against
23 Report on Collateral in Derivatives Trading SH Against Against
24 Claw-back of Payments under Restatements SH Against Against
British American Tobacco plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-Apr-10 United Kingdom G1510J102 Annual 26-Apr-10
Ticker: N/A
CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
5 Authorise Board to Fix Remuneration of Auditors Mgmt For For
6a Re-elect Ana Llopis as Director Mgmt For For
6b Re-elect Christine Morin-Postel as Director Mgmt For For
6c Re-elect Anthony Ruys as Director Mgmt For For
7 Elect Richard Burrows as Director Mgmt For For
Page 65 of 174
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8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
12 Adopt New Articles of Association Mgmt For For
13 Amend Articles of Association Mgmt For For
E. I. du Pont de Nemours
and Company
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-Apr-10 USA 263534109 Annual 03-Mar-10
Ticker: DD
CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Samuel W. Bodman Mgmt For For
2 Elect Director Richard H. Brown Mgmt For For
3 Elect Director Robert A. Brown Mgmt For For
4 Elect Director Bertrand P. Collomb Mgmt For For
5 Elect Director Curtis J. Crawford Mgmt For For
6 Elect Director Alexander M. Cutler Mgmt For For
7 Elect Director John T. Dillon Mgmt For For
8 Elect Director Eleuthere I. Du Pont Mgmt For For
9 Elect Director Marillyn A. Hewson Mgmt For For
10 Elect Director Lois D. Juliber Mgmt For For
11 Elect Director Ellen J. Kullman Mgmt For For
12 Elect Director William K. Reilly Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
15 Amend Human Rights Policy to Address Seed Saving SH Against Against
Eaton Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-Apr-10 USA 278058102 Annual 01-Mar-10
Ticker: ETN
CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Todd M. Bluedorn Mgmt For For
2 Elect Director Christopher M. Connor Mgmt For For
3 Elect Director Michael J. Critelli Mgmt For For
4 Elect Director Charles E. Golden Mgmt For For
5 Elect Director Ernie Green Mgmt For For
Page 66 of 174
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6 Ratify Auditors Mgmt For For
eResearch Technology, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-Apr-10 USA 29481V108 Annual 03-Mar-10
Ticker: ERES
CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Sheldon M. Bonovitz Mgmt For For
1.2 Elect Director Gerald A. Faich, MD, MPH Mgmt For For
1.3 Elect Director Elam M. Hitchner Mgmt For For
2 Ratify Auditors Mgmt For For
General Electric Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-Apr-10 USA 369604103 Annual 01-Mar-10
Ticker: GE
CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498
Vote
Proponent Mgmt Rec Instruction
1 Elect Director W. Geoffrey Beattie Mgmt For For
2 Elect Director James I. Cash, Jr. Mgmt For For
3 Elect Director William M. Castell Mgmt For For
4 Elect Director Ann M. Fudge Mgmt For For
5 Elect Director Susan Hockfield Mgmt For For
6 Elect Director Jeffrey R. Immelt Mgmt For For
7 Elect Director Andrea Jung Mgmt For For
8 Elect Director Alan G. (A.G.) Lafley Mgmt For For
9 Elect Director Robert W. Lane Mgmt For For
10 Elect Director Ralph S. Larsen Mgmt For For
11 Elect Director Rochelle B. Lazarus Mgmt For For
12 Elect Director James J. Mulva Mgmt For For
13 Elect Director Sam Nunn Mgmt For For
14 Elect Director Roger S. Penske Mgmt For For
15 Elect Director Robert J. Swieringa Mgmt For For
16 Elect Director Douglas A. Warner III Mgmt For For
17 Ratify Auditors Mgmt For For
18 Provide for Cumulative Voting SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Require Independent Board Chairman SH Against Against
21 Report on Pay Disparity SH Against Against
Page 67 of 174
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22 Adopt Policy Prohibiting Certain Directors from Serving on Key
Board Committees
SH Against Against
23 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Muenchener
Rueckversicherungs-Gesells
chaft AG
Ticker: N/A
28-Apr-10
Meeting
Date
Germany
Country
D55535104
Primary Security
ID
Annual
Meeting
Type
Record
Date
12-Apr-10
CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121
Proponent Mgmt Rec
Vote
Instruction
1a Receive Supervisory Board, Corporate Governance, and
Remuneration Report for Fiscal 2009 (Non-Voting)
Mgmt
1b Receive Financial Statements and Statutory Reports for Fiscal
2009 (Non-Voting)
Mgmt
2 Approve Allocation of Income and Dividends of EUR 5.75 per
Share
Mgmt For For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Elect Benita Ferrero-Waldner to the Supervisory Board Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or
Cancellation of Repurchased Shares
Mgmt For For
8 Authorize Use of Financial Derivatives when Repurchasing
Shares
Mgmt For For
9 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of
EUR 117 Million Pool of Capital to Guarantee Conversion Rights
Mgmt For For
10 Amend Articles Re: Registration for and Voting Rights
Representation at General Meeting due to New German
Legislation (Law on Transposition of EU Shareholder's Rights
Directive)
Mgmt For For
11 Amend Articles Re: Electronic Distribution of Company
Communications due to New German Legislation (Law on
Transposition of EU Shareholder's Rights Directive)
Rackspace Hosting, Inc. Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: RAX
28-Apr-10 USA 750086100 Annual 19-Mar-10
CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director A. Lanham Napier Mgmt For For
1.2 Elect Director George J. Still Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
Page 68 of 174
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AstraZeneca plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 United Kingdom G0593M107 Annual 27-Apr-10
Ticker: N/A
CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For
Second Interim Dividend
3 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
4 Authorise Board to Fix Remuneration of Auditors Mgmt For For
5(a) Re-elect Louis Schweitzer as Director Mgmt For For
5(b) Re-elect David Brennan as Director Mgmt For For
5(c) Re-elect Simon Lowth as Director Mgmt For For
5(d) Re-elect Jean-Philippe Courtois as Director Mgmt For For
5(e) Re-elect Jane Henney as Director Mgmt For For
5(f) Re-elect Michele Hooper as Director Mgmt For For
5(g) Re-elect Rudy Markham as Director Mgmt For For
5(h) Re-elect Dame Nancy Rothwell as Director Mgmt For For
5(i) Re-elect John Varley as Director Mgmt For For
5(j) Re-elect Marcus Wallenberg as Director Mgmt For For
6 Approve Remuneration Report Mgmt For For
7 Authorise EU Political Donations and Expenditure Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
12 Adopt New Articles of Association Mgmt For For
13 Approve the Investment Plan Mgmt For For
Axa Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 France F06106102 Annual/Special 26-Apr-10
Ticker: N/A
CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
Page 69 of 174
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3 Approve Allocation of Income and Dividends of EUR 0.55 per Mgmt For For
Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Approve Pension Scheme Agreement for Henri de Castries, Denis Mgmt For For
Duverne, and Francois Pierson
6 Approve Severance Payment Agreement for Henri de Castries Mgmt For Against
7 Approve Severance Payment Agreement for Denis Duverne Mgmt For For
8 Reelect Norbert Dentressangle as Supervisory Board Member Mgmt For For
9 Reelect Mazars as Auditor Mgmt For For
10 Ratify Jean-Brice de Turkheim as Alternate Auditor Mgmt For For
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For Against
Capital
Special Business Mgmt
12 Approve Employee Stock Purchase Plan Mgmt For For
13 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
14 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
15 Adopt One-Tiered Board Structure, Amend Bylaws Accordingly Mgmt For Against
and Acknowledge Transfer of All Outstanding Authorizations
16 Amend Articles 7, 8, and 10 of Bylaws Re: Share Ownership Mgmt For For
Disclosure Thresholds, Form of Shares, Director Shareholding
Requirements
Ordinary Business Mgmt
17 Elect Henri de Castries as Director Mgmt For Against
18 Elect Denis Duverne as Director Mgmt For For
19 Elect Jacques de Chateauvieux as Director Mgmt For For
20 Elect Norbert Dentressangle as Director Mgmt For For
21 Elect Jean-Martin Folz as Director Mgmt For For
22 Elect Anthony Hamilton as Director Mgmt For For
23 Elect Francois Martineau as Director Mgmt For For
24 Elect Giuseppe Mussari as Director Mgmt For For
25 Elect Ramon de Oliveira as Director Mgmt For For
26 Elect Michel Pebereau as Director Mgmt For For
27 Elect Dominique Reiniche as Director Mgmt For For
28 Elect Ezra Suleiman as Director Mgmt For For
29 Elect Isabelle Kocher as Director Mgmt For For
30 Elect Suet-Fern Lee as Director Mgmt For For
31 Elect Wendy Cooper as Representative of Employee Mgmt For For
Shareholders to the Board
32 Elect John Coultrap as Representative of Employee Shareholders Mgmt Against
Against
to the Board
Page 70 of 174
TDX Independence 2010 Exchange-Traded Fund
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33 Elect Paul Geiersbach as Representative of Employee
Shareholders to the Board
Mgmt Against Against
34 Elect Sebastien Herzog as Representative of Employee
Shareholders to the Board
Mgmt Against Against
35 Elect Rodney Koch as Representative of Employee Shareholders
to the Board
Mgmt Against Against
36 Elect Jason Steinberg as Representative of Employee
Shareholders to the Board
Mgmt Against Against
37 Approve Remuneration of Directors in the Aggregate Amount of
EUR 1.2 Million
Mgmt For For
38 Authorize Filing of Required Documents/Other Formalities
BASF SE (formerly BASF AG) Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
29-Apr-10 Germany D06216101 Annual 08-Apr-10
CUSIP: D06216101 ISIN: DE0005151005 SEDOL: 5086577
Proponent Mgmt Rec
Vote
Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal
2009 (Non-Voting)
Mgmt
2 Approve Allocation of Income and Dividends of EUR 1.70 per
Share
Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
6 Approve Conversion of Bearer Shares into Registered Shares Mgmt For For
7 Amend Articles Re: Electronic Distribution of Company
Communications
Mgmt For For
8 Approve Remuneration System for Management Board Members Mgmt For For
9a Amend Articles Re: Calculation of Deadlines for General Meeting Mgmt For For
9b Amend Articles Re: Proxy Voting at General Meeting Mgmt For For
Mgmt9c Amend Articles Re: Video and Audio Transmission of General
Meeting
Boston Private Financial
Holdings, Inc.
29-Apr-10
Meeting
Date
USA
Country
101119105
Primary Security
ID
Ticker: BPFH
Annual
Meeting
Type
For
Record
Date
03-Mar-10
For
CUSIP: 101119105 ISIN: US1011191053 SEDOL: 2081133
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Eugene S. Colangelo Mgmt For For
1.2 Elect Director Allen L. Sinai Mgmt For For
1.3 Elect Director Stephen M. Waters Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Page 71 of 174
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Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Mgmt3 ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
Capital One Financial
Corporation
29-Apr-10
Meeting
Date
USA
Country
14040H105
Primary Security
ID
Annual
Meeting
Type
Record
Date
01-Mar-10
Ticker: COF
CUSIP: 14040H105 ISIN: US14040H1059 SEDOL: 2654461
Mgmt Rec Proponent
Vote
Instruction
Mgmt1 ForForElect Director W. Ronald Dietz
Mgmt2 ForForElect Director Lewis Hay, III
Mgmt3 ForForElect Director Mayo A. Shattuck III
Mgmt4 ForForRatify Auditors
Mgmt5 ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
SH6 AgainstAgainstStock Retention/Holding Period
SH7 ForAgainstDeclassify the Board of Directors
Corning Incorporated Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 USA 219350105 Annual 25-Feb-10
Ticker: GLW
CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701
Mgmt Rec Proponent
Vote
Instruction
Mgmt1.1 Withhold ForElect Director Robert F. Cummings, Jr.
Mgmt1.2 ForForElect Director Carlos M. Gutierrez
Mgmt1.3 Withhold ForElect Director William D. Smithburg
Mgmt1.4 Withhold ForElect Director Hansel E. Tookes, II
Mgmt1.5 Withhold ForElect Director Wendell P. Weeks
Mgmt2 ForForRatify Auditors
Mgmt3 ForForApprove Executive Incentive Bonus Plan
Mgmt4 AgainstForApprove Non-Employee Director Omnibus Stock Plan
Mgmt5 ForForDeclassify the Board of Directors
SH6 ForAgainstReduce Supermajority Vote Requirement
EMC Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 USA 268648102 Annual 23-Feb-10
Ticker: EMC
CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172
Mgmt Rec Proponent
Vote
Instruction
Mgmt1 ForForElect Director Michael W. Brown
Mgmt2 ForForElect Director Randolph L. Cowen
Page 72 of 174
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3 Elect Director Michael J. Cronin Mgmt For For
4 Elect Director Gail Deegan Mgmt For For
5 Elect Director James S. DiStasio Mgmt For For
6 Elect Director John R. Egan Mgmt For For
7 Elect Director Edmund F. Kelly Mgmt For For
8 Elect Director Windle B. Priem Mgmt For For
9 Elect Director Paul Sagan Mgmt For For
10 Elect Director David N. Strohm Mgmt For For
11 Elect Director Joseph M. Tucci Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
ENEL SpA Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 Italy T3679P115 Annual/Special 09-Apr-10
Ticker: N/A
CUSIP: T3679P115 ISIN: IT0003128367 SEDOL: 7144569
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
Appoint Internal Statutory Auditors - Vote Only on One of the Mgmt Against
Following Slates
3.1 Slate Submitted by the Italian Treasury Mgmt None Against
3.2 Slate Submitted by Institutional Investors Mgmt None For
4 Approve Internal Auditors' Remuneration Mgmt For For
5 Amend Rules of General Meetings Mgmt For For
Extraordinary Business Mgmt
1 Amend Articles Mgmt For For
Eni Spa Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 Italy T3643A145 Annual/Special 07-Apr-10
Ticker: N/A
CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
Page 73 of 174
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3 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For For
Extraordinary Business Mgmt
1 Amend Company Bylaws
H & M Hennes & Mauritz Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
29-Apr-10 Sweden W41422101 Annual 23-Apr-10
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Proponent Mgmt Rec
Vote
Instruction
1 Open Meeting Mgmt
2 Elect Sven Unger as Chairman of Meeting Mgmt For None*
3 Receive President's Report; Allow Questions Mgmt
4 Prepare and Approve List of Shareholders Mgmt For None*
5 Approve Agenda of Meeting Mgmt For None*
6 Designate Inspector(s) of Minutes of Meeting Mgmt For None*
7 Acknowledge Proper Convening of Meeting Mgmt For None*
8a Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Information About Application of
Remuneration Guidelines
8b Receive Auditor's and Auditing Committee's Reports Mgmt
8c Receive Chairman's Report About Board Work Mgmt
8d Receive Report of the Chairman of the Nominating Committee Mgmt
9a Approve Financial Statements and Statutory Reports Mgmt For None*
9b Approve Allocation of Income and Dividends of SEK 16.00 per
Share
Mgmt For None*
9c Approve Discharge of Board and President Mgmt For None*
10 Determine Number of Members (8) and Deputy Members (0) of
Board
Mgmt For None*
11 Approve Remuneration of Directors in the Amount of SEK 1.35
Million to the Chairman and SEK 375,000 to Other Directors;
Approve Remuneration of Committee Work; Approve
Remuneration of Auditors
Mgmt For None*
12 Reelect Mia Livfors, Lottie Knutson, Sussi Kvart, Bo Lundquist,
Stefan Persson (Chair), and Melker Schorling as Directors; Elect
Anders Dahlvig and Christian Sievert as New Directors
Mgmt For None*
13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson,
and Peter Lindell as Members of Nominating Committee
Mgmt For None*
14 Approve 2:1 Stock Split; Amend Articles Accordingly Mgmt For None*
15 Approve Remuneration Policy And Other Terms of Employment
For Executive Management
Mgmt For None*
16 Close Meeting Mgmt
* No POA on file
Page 74 of 174
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PLATINUM UNDERWRITERS
HOLDINGS LTD
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 Bermuda G7127P100 Annual 15-Mar-10
Ticker: PTP
CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516
Vote
Proponent Mgmt Rec Instruction
1.1 Elect H. Furlong Baldwin as Director Mgmt For For
1.2 Elect Dan R. Carmichael as Director Mgmt For For
1.3 Elect A. John Hass as Director Mgmt For For
1.4 Elect Antony P. D. Lancaster as Director Mgmt For For
1.5 Elect Edmund R. Megna as Director Mgmt For For
1.6 Elect Michael D. Price as Director Mgmt For For
1.7 Elect Peter T. Pruitt as Director Mgmt For For
1.9 Elect James P. Slattery as Director Mgmt For For
1.9 Elect Christopher J. Steffen as Director Mgmt For For
2A. Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Mgmt For For
Attribution of Income to U.S. Shareholders
2B. Amend Bylaws Re: Director and Officer Liability Mgmt For For
2C. Amend Bylaws Re: Jurisdictional Limits of Corporate Action Mgmt For For
2D. Amend Bylaws Re: Director Actions Mgmt For For
2E. Amend Bylaws Re: Casting of Votes Mgmt For For
2F. Amend Bylaws Re: Transfer of Shares Mgmt For For
2G. Amend Bylaws Re: Number of Directors Mgmt For For
2H. Amend Bylaws Re: Editorial Changes Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve the Material Terms of the Performance Goals Under Mgmt For For
Performance Incentive Plan
5 Approve KPMG Bermuda as Auditors Mgmt For For
Repsol YPF S.A Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 Spain E8471S130 Annual 15-Apr-10
Ticker: N/A
CUSIP: E8471S130 ISIN: ES0173516115 SEDOL: 5669354
Vote
Proponent Mgmt Rec Instruction
1.1 Accept Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports for the Year Ended Dec. 31, 2009; Approve
Allocation of Income
1.2 Approve Discharge of Directors Mgmt For For
2.1 Amend First Paragraph of Article 9 of Company By-laws Re: Mgmt For For
Passive Dividends
2.2 Amend Article 12 bis of Company By-laws Re: Preemptive Rights Mgmt For For
Page 75 of 174
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2.3 Amend First Paragraph of Article 22 Re: Special Agreements, Mgmt For For
Constituion and Majority
3.1 Modify Section 3.5 of Article 3 of the General Meeting Guidelines Mgmt For
For
Re: Competencies of the General Meeting
3.2 Modify Section 9.2 of Article 9 of the General Meeting Guidelines Mgmt For
For
Re: Constitution of the General Meeting
4.1 Re-elect Paulina Beato Blanco as Director Mgmt For For
4.2 Re-elect Artur Carulla Font as Director Mgmt For For
4.3 Re-elect Javier Echenique Landiribar as Director Mgmt For For
4.4 Re-elect Pemex Internacional Espana, S.A. as Director Mgmt For Against
4.5 Re-elect Henri Philippe Reichstul as Director Mgmt For For
5 Elect Auditor for Repsol YPF and Consolidated Group for Fiscal Mgmt For For
Year 2010
6 Authorize Repurchase of Shares; Void Authorization Granted Last Mgmt For For
AGM of May 14, 2009
7 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For
Preemptive Rights; Void Authorization Granted Last AGM of May
31, 2005
8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
Tractor Supply Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 USA 892356106 Annual 10-Mar-10
Ticker: TSCO
CUSIP: 892356106 ISIN: US8923561067 SEDOL: 2900335
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director James F. Wright Mgmt For For
1.2 Elect Director Johnston C. Adams Mgmt For For
1.3 Elect Director William Bass Mgmt For For
1.4 Elect Director Jack C. Bingleman Mgmt For For
1.5 Elect Director Richard W. Frost Mgmt For For
1.6 Elect Director Cynthia T. Jamison Mgmt For For
1.7 Elect Director Gerard E. Jones Mgmt For For
1.8 Elect Director George MacKenzie Mgmt For For
1.9 Elect Director Edna K. Morris Mgmt For For
2 Ratify Auditors Mgmt For For
Vivendi Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 France F97982106 Annual 26-Apr-10
Ticker: N/A
CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
Page 76 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Treatment of Losses and Allocation of Dividends of EUR Mgmt For For
1.40 per Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Elect Dominique Hediard Dubreuil as Supervisory Board Member Mgmt For For
6 Elect Aliza Jabes as Supervisory Board Member Mgmt For For
7 Elect Jacqueline Tammenoms Bakker as Supervisory Board Mgmt For For
Member
8 Elect Daniel Camus as Supervisory Board Member Mgmt For For
9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
10 Authorize Filing of Required Documents/Other Formalities Mgmt For For
AT&T Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Apr-10 USA 00206R102 Annual 02-Mar-10
Ticker: T
CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Randall L. Stephenson Mgmt For For
2 Elect Director Gilbert F. Amelio Mgmt For For
3 Elect Director Reuben V. Anderson Mgmt For For
4 Elect Director James H. Blanchard Mgmt For For
5 Elect Director Jaime Chico Pardo Mgmt For For
6 Elect Director James P. Kelly Mgmt For For
7 Elect Director Jon C. Madonna Mgmt For For
8 Elect Director Lynn M. Martin Mgmt For For
9 Elect Director John B. McCoy Mgmt For For
10 Elect Director Joyce M. Roche Mgmt For For
11 Elect Director Laura D Andrea Tyson Mgmt For For
12 Elect Director Patricia P. Upton Mgmt For For
13 Ratify Auditors Mgmt For For
14 Provide for Cumulative Voting SH Against Against
15 Exclude Pension Credits from Calculations of Performance-Based SH Against
Against
Pay
16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
Page 77 of 174
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Barclays plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Apr-10 United Kingdom G08036124 Annual 28-Apr-10
Ticker: N/A
CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Reuben Jeffery III as Director Mgmt For For
4 Re-elect Marcus Agius as Director Mgmt For For
5 Re-elect David Booth as Director Mgmt For For
6 Re-elect Sir Richard Broadbent as Director Mgmt For For
7 Re-elect Sir Michael Rake as Director Mgmt For For
8 Re-elect Sir Andrew Likierman as Director Mgmt For For
9 Re-elect Chris Lucas as Director Mgmt For For
10 Reappoint PricewaterhouseCoopers LLP Auditors Mgmt For For
11 Authorise Board to Fix Remuneration of Auditors Mgmt For For
12 Authorise EU Political Donations and Expenditure Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For
17 Adopt New Articles of Association Mgmt For For
18 Approve SAYE Share Option Scheme Mgmt For For
Bayer AG Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Apr-10 Germany D0712D163 Annual 12-Apr-10
Ticker: N/A
CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports; Approve Mgmt For For
Allocation of Income and Dividends of EUR 1.40 per Share for
Fiscal 2009
2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Remuneration System for Management Board Members Mgmt For For
5 Approve Creation of EUR 530 Million Pool of Capital with Partial Mgmt For For
Exclusion of Preemptive Rights
6 Approve Creation of EUR 211.7 Million Pool of Capital without Mgmt For For
Preemptive Rights
Page 78 of 174
TDX Independence 2010 Exchange-Traded Fund
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7 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of
EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights
8 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
9 Amend Articles Re: New German Legislation (Law on Mgmt For For
Transposition of EU Shareholder's Rights Directive)
10 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For
CRA International Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Apr-10 USA 12618T105 Annual 08-Mar-10
Ticker: CRAI
CUSIP: 12618T105 ISIN: US12618T1051 SEDOL: 2240622
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Paul A. Maleh Mgmt For For
1.2 Elect Director Thomas S. Robertson Mgmt For For
1.3 Elect Director William T. Schleyer Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Intesa SanPaolo SPA Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Apr-10 Italy T55067101 Annual 26-Apr-10
Ticker: N/A
CUSIP: T55067101 ISIN: IT0000072618 SEDOL: 4076836
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Allocation of Income Mgmt For For
2 Fix Number of Directors of the Supervisory Board Mgmt For For
Supervisory Board Elections ? Vote Only For One Slate Mgmt
3.1 Slate 1 - Submitted by Compagnia San Paolo and Fondazione Mgmt None Do Not
Vote
Cariplo
3.2 Slate 2 - Submitted by Banking Foundations Mgmt None Do Not Vote
3.3 Slate 3 - Submitted by Assicurazioni Generali Mgmt None Do Not Vote
3.4 Slate 4 - Submitted by Insitutional Investors through Mgmt None For
Assogestioni
3.5 Slate 5 - Submitted by Credit Agricole Mgmt None Do Not Vote
4 Elect Chairman and Deputy Chairmen of the Supervisory Board Mgmt For Against
5 Approve Remuneration of Supervisory Board Members Mgmt For Against
6 Approve Remuneration Report of Management Board Members Mgmt For Against
7 Approve Share Incentive Plan Mgmt For Against
Page 79 of 174
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Owens & Minor Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Apr-10 USA 690732102 Annual 09-Mar-10
Ticker: OMI
CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director A. Marshall Acuff, Jr. Mgmt For For
1.2 Elect Director J. Alfred Broaddus, Jr. Mgmt For For
1.3 Elect Director John T. Crotty Mgmt For For
1.4 Elect Director Richard E. Fogg Mgmt For For
1.5 Elect Director G. Gilmer Minor, III Mgmt For For
1.6 Elect Director Eddie N. Moore, Jr. Mgmt For For
1.7 Elect Director Peter S. Redding Mgmt For For
1.8 Elect Director James E. Rogers Mgmt For For
1.9 Elect Director Robert C. Sledd Mgmt For For
1.10 Elect Director Craig R. Smith Mgmt For For
1.11 Elect Director James E. Ukrop Mgmt For For
1.12 Elect Director Anne Marie Whittemore Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
Woodside Petroleum Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Apr-10 Australia 980228100 Annual 28-Apr-10
Ticker: WPL
CUSIP: 980228100 ISIN: AU000000WPL2 SEDOL: 6979728
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports Mgmt
(Non-Voting)
2 Elect Andrew Jamieson as Director Mgmt For For
3 Adopt the Remuneration Report for the Year Ended Dec. Mgmt For For
31,2009
Baldor Electric Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
01-May-10 USA 057741100 Annual 17-Mar-10
Ticker: BEZ
CUSIP: 057741100 ISIN: US0577411004 SEDOL: 2072621
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jean A. Mauldin Mgmt For For
1.2 Elect Director R.L. Qualls Mgmt For For
Page 80 of 174
TDX Independence 2010 Exchange-Traded Fund
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1.3 Elect Director Barry K. Rogstad Mgmt For For
1.4 Elect Director Ronald E. Tucker Mgmt For For
2 Ratify Auditors Mgmt For For
AFLAC Incorporated Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-May-10 USA 001055102 Annual 24-Feb-10
Ticker: AFL
CUSIP: 001055102 ISIN: US0010551028 SEDOL: 2026361
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Daniel P. Amos Mgmt For For
1.2 Elect Director John Shelby Amos II Mgmt For For
1.3 Elect Director Paul S. Amos II Mgmt For For
1.4 Elect Director Michael H. Armacost Mgmt For For
1.5 Elect Director Kriss Cloninger III Mgmt For For
1.6 Elect Director Joe Frank Harris Mgmt For For
1.7 Elect Director Elizabeth J. Hudson Mgmt For For
1.8 Elect Director Douglas W. Johnson Mgmt For For
1.9 Elect Director Robert B. Johnson Mgmt For For
1.10 Elect Director Charles B. Knapp Mgmt For For
1.11 Elect Director E. Stephen Purdom, M.d. Mgmt For For
1.12 Elect Director Barbara K. Rimer, PhD Mgmt For For
1.13 Elect Director Marvin R. Schuster Mgmt For For
1.14 Elect Director David Gary Thompson Mgmt For For
1.15 Elect Director Robert L. Wright Mgmt For For
1.16 Elect Director Takuro Yoshida Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
3 Ratify Auditors Mgmt For For
Deutsche Telekom AG Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-May-10 Germany D2035M136 Annual 13-Apr-10
Ticker: N/A
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.78 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Postpone Discharge of Former Supervisory Board Member Klaus Mgmt For For
Zumwinkel for Fiscal 2008
Page 81 of 174
TDX Independence 2010 Exchange-Traded Fund
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5 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
6 Approve Remuneration System for Management Board Members Mgmt For For
7 Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as
Auditors for Fiscal 2010
Mgmt For For
8 Authorize Share Repurchase Program and Reissuance or
Cancellation of Repurchased Shares
Mgmt For For
9 Elect Wulf Bernotat to the Supervisory Board Mgmt For For
10 Elect Ulrich Middelmann to the Supervisory Board Mgmt For For
11 Approve Affiliation Agreement with Subsidiary Erste DFMG
Deutsche Funkturm Vermoegens-GmbH
Mgmt For For
12 Approve Affiliation Agreement with Subsidiary T-Mobile Global
Holding Nr.2 GmbH
Mgmt For For
13 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation
of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights
Mgmt For For
14 Approve Remuneration of Supervisory Board Mgmt For For
15 Amend Corporate Purpose Mgmt For For
16 Amend Articles Re: Convocation of General Meeting due to New
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
Mgmt For For
17 Amend Articles Re: Audio and Video Transmission of the General
Meeting due to New German Legislation (Law on Transposition
of EU Shareholder's Rights Directive)
Mgmt For For
18 Amend Articles Re: Electronic Participation in General Meeting
due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
Mgmt For For
Mgmt19 Amend Articles Re: Exercise of Voting Rights at General Meeting
due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
GDF Suez Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
03-May-10 France F42768105 Annual/Special 28-Apr-10
CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3
Proponent Mgmt Rec
Vote
Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.47 per
Share
Mgmt For For
4 Approve Auditors' Special Report Regarding Related-Party
Transactions
Mgmt For For
5 Authorize Repurchase of Up to 10 Percent of Issued Share
Capital
Mgmt For For
Special Business Mgmt
Page 82 of 174
TDX Independence 2010 Exchange-Traded Fund
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6 Authorize Issuance of Equity or Equity-Linked Securities with
Preemptive Rights up to Aggregate Nominal Amount of EUR 250
Million
Mgmt For For
7 Authorize Issuance of Equity or Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal Amount of EUR 250
Million
Mgmt For For
8 Approve Issuance of Shares up to 20 Percent of Issued Capital
Per Year for a Private Placement, up to Aggregate Nominal
Amount of EUR 250 Million
Mgmt For For
9 Authorize Board to Increase Capital in the Event of Additional
Demand Related to Delegation Submitted to Shareholder Vote
Above Under Items 6, 7 and 8
Mgmt For For
10 Authorize Capital Increase of up to 10 Percent of Issued Capital
for Future Acquisitions
Mgmt For For
11 Approve Employee Stock Purchase Plan Mgmt For For
12 Approve Employee Stock Purchase Plan for International
Employees
Mgmt For For
13 Set Global Limit for Capital Increase to Result from All Issuance
Requests under Items 6 to 12 at EUR 310 Million
Mgmt For For
14 Authorize Capitalization of Reserves for Bonus Issue or Increase
in Par Value
Mgmt For For
15 Approve Reduction in Share Capital via Cancellation of
Repurchased Shares
Mgmt For For
16 Authorize up to 0.5 Percent of Issued Capital for Use in Stock
Option Plan
Mgmt For For
17 Authorize up to 0.5 Percent of Issued Capital for Use in
Restricted Stock Plan
Mgmt For Against
18 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Proposals Made by the Employees Shareholders Mgmt
A Approve Dividends of EUR 0.80 per Share SH Against Against
Potlatch Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: PCH
03-May-10 USA 737630103 Annual 22-Mar-10
CUSIP: 737630103 ISIN: US7376301039 SEDOL: B0XXJN1
Proponent Mgmt Rec
Vote
Instruction
1 Elect Director Michael J. Covey Mgmt For For
2 Elect Director Gregory L. Quesnel Mgmt For For
3 Elect Director Ruth Ann M. Gillis Mgmt For For
4 Ratify Auditors Mgmt For For
Tootsie Roll Industries, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: TR
03-May-10 USA 890516107 Annual 09-Mar-10
CUSIP: 890516107 ISIN: US8905161076 SEDOL: 2896809
Proponent Mgmt Rec
Vote
Instruction
Page 83 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director Melvin J. Gordon Mgmt For Withhold
1.2 Elect Director Ellen R. Gordon Mgmt For For
1.3 Elect Director Lana Jane Lewis-Brent Mgmt For For
1.4 Elect Director Barre A. Seibert Mgmt For For
1.5 Elect Director Richard P. Bergeman Mgmt For For
2 Ratify Auditors Mgmt For For
Zimmer Holdings, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-May-10 USA 98956P102 Annual 04-Mar-10
Ticker: ZMH
CUSIP: 98956P102 ISIN: US98956P1021 SEDOL: 2783815
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Betsy J. Bernard Mgmt For For
2 Elect Director Marc N. Casper Mgmt For For
3 Elect Director David C. Dvorak Mgmt For For
4 Elect Director Larry C. Glasscock Mgmt For For
5 Elect Director Robert A. Hagemann Mgmt For For
6 Elect Director Arthur J. Higgins Mgmt For For
7 Elect Director John L. McGoldrick Mgmt For For
8 Elect Director Cecil B. Pickett, Ph.D. Mgmt For For
9 Ratify Auditors Mgmt For For
Carrefour Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-May-10 France F13923119 Annual/Special 29-Apr-10
Ticker: N/A
CUSIP: F13923119 ISIN: FR0000120172 SEDOL: 5641567
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Discharge Directors Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Transaction with Lars Olofsson Re: Severance Payment Mgmt For Against
4 Approve Transaction with Lars Olofsson Re: Additional Pension Mgmt For For
Scheme
5 Approve Allocation of Income and Dividends of EUR 1.08 per Mgmt For For
Share
6 Reelect Anne-Claire Taittinger as Director Mgmt For For
7 Reelect Sebastien Bazin as Director Mgmt For For
8 Reelect Thierry Breton as Director Mgmt For For
9 Reelect Charles Edelstenne as Director Mgmt For For
Page 84 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
11 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
12 Authorize Stock Option Plan Mgmt For Against
13 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For Against
Restricted Stock Plan
Cooper Tire & Rubber
Company
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-May-10 USA 216831107 Annual 11-Mar-10
Ticker: CTB
CUSIP: 216831107 ISIN: US2168311072 SEDOL: 2222608
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Roy V. Armes Mgmt For For
1.2 Elect Director Thomas P. Capo Mgmt For For
1.3 Elect Director Robert D. Welding Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Approve Omnibus Stock Plan Mgmt For Against
Delphi Financial Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-May-10 USA 247131105 Annual 31-Mar-10
Ticker: DFG
CUSIP: 247131105 ISIN: US2471311058 SEDOL: 2261957
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Philip R. O'Connor Mgmt For For
1.2 Elect Director Robert Rosenkranz Mgmt For For
1.3 Elect Director Donald A. Sherman Mgmt For For
1.4 Elect Director Kevin R. Brine Mgmt For For
1.5 Elect Director Edward A. Fox Mgmt For For
1.6 Elect Director Steven A. Hirsh Mgmt For For
1.7 Elect Director Harold F. Ilg Mgmt For For
1.8 Elect Director James M. Litvack Mgmt For For
1.9 Elect Director James N. Meehan Mgmt For For
1.10 Elect Director Robert F. Wright Mgmt For For
2 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Page 85 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Equity One, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-May-10 USA 294752100 Annual 05-Mar-10
Ticker: EQY
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Noam Ben-Ozer Mgmt For For
1.2 Elect Director James S. Cassel Mgmt For For
1.3 Elect Director Cynthia R. Cohen Mgmt For For
1.4 Elect Director Neil Flanzraich Mgmt For For
1.5 Elect Director Nathan Hetz Mgmt For For
1.6 Elect Director Chaim Katzman Mgmt For For
1.7 Elect Director Peter Linneman Mgmt For For
1.8 Elect Director Jeffrey S. Olson Mgmt For For
1.9 Elect Director Dori Segal Mgmt For For
2 Ratify Auditors Mgmt For For
GAMCO Investors, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-May-10 USA 361438104 Annual 31-Mar-10
Ticker: GBL
CUSIP: 361438104 ISIN: US3614381040 SEDOL: 2386827
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mario J. Gabelli Mgmt For For
1.2 Elect Director Edwin L. Artzt Mgmt For For
1.3 Elect Director Raymond C. Avansino, Jr. Mgmt For For
1.4 Elect Director Richard L. Bready Mgmt For For
1.5 Elect Director Eugene R. McGrath Mgmt For For
1.6 Elect Director Robert S. Prather, Jr. Mgmt For For
1.7 Elect Director Elisa M. Wilson Mgmt For For
2 Ratify Auditors Mgmt For For
Peabody Energy Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-May-10 USA 704549104 Annual 12-Mar-10
Ticker: BTU
CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gregory H. Boyce Mgmt For For
1.2 Elect Director William A. Coley Mgmt For For
1.3 Elect Director William E. James Mgmt For For
Page 86 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.4 Elect Director Robert B. Karn, III Mgmt For For
1.5 Elect Director M. Frances Keeth Mgmt For For
1.6 Elect Director Henry E. Lentz Mgmt For For
1.7 Elect Director Robert A. Malone Mgmt For For
1.8 Elect Director William C. Rusnack Mgmt For For
1.9 Elect Director John F. Turner Mgmt For For
1.10 Elect Director Alan H. Washkowitz Mgmt For For
2 Ratify Auditors Mgmt For For
Volcom, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-May-10 USA 92864N101 Annual 08-Mar-10
Ticker: VLCM
CUSIP: 92864N101 ISIN: US92864N1019 SEDOL: B0CCS09
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Rene R. Woolcott Mgmt For For
1.2 Elect Director Richard R. Woolcott Mgmt For For
1.3 Elect Director Douglas S. Ingram Mgmt For For
1.4 Elect Director Anthony M. Palma Mgmt For For
1.5 Elect Director Joseph B. Tyson Mgmt For For
1.6 Elect Director Carl W. Womack Mgmt For For
1.7 Elect Director Kevin G. Wulff Mgmt For For
2 Ratify Auditors Mgmt For For
Allianz SE (formerly Allianz
AG)
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
05-May-10 Germany D03080112 Annual 15-Apr-10
Ticker: N/A
CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 4.10 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Elect Peter Sutherland to the Supervisory Board Mgmt For For
6 Approve Remuneration System for Management Board Members Mgmt For For
7 Approve Creation of EUR 550 Million Pool of Capital with Partial Mgmt For For
Exclusion of Preemptive Rights
8 Approve Creation of EUR 15 Million Pool of Capital without Mgmt For For
Preemptive Rights for Issue of Shares Pursuant to Employee
Stock Option Plan
Page 87 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
9 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10 Billion; Approve Creation
of EUR 250 Million Pool of Capital to Guarantee Conversion
Rights
Mgmt For For
10 Authorize Repurchase of Up to Five Percent of Issued Share
Capital for Trading Purposes
Mgmt For For
11 Authorize Share Repurchase Program and Reissuance or
Cancellation of Repurchased Shares
Mgmt For For
12 Authorize Use of Financial Derivatives of up to Five Percent of
Issued Share Capital When Repurchasing Shares
Mgmt For For
13 Approve Affiliation Agreement with Subsidiary Allianz Common
Applications and Services GmbH
Mgmt For For
14 Approve Affiliation Agreement with Subsidiary AZ-Argos 45
Vermoegensverwaltungsgesellschaft mbH
BAE Systems plc Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
05-May-10 United Kingdom G06940103 Annual 03-May-10
CUSIP: G06940103 ISIN: GB0002634946 SEDOL: 0263494
Proponent Mgmt Rec
Vote
Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Michael Hartnall as Director Mgmt For For
5 Re-elect Sir Peter Mason as Director Mgmt For For
6 Re-elect Richard Olver as Director Mgmt For For
7 Elect Paul Anderson as Director Mgmt For For
8 Elect Linda Hudson as Director Mgmt For For
9 Elect Nicholas Rose as Director Mgmt For For
10 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
11 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For
12 Authorise EU Political Donations and Expenditure Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Amend Articles of Association Mgmt For For
17 Authorise the Company to Call EGM with Two Weeks' Notice
Entegris, Inc. Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: ENTG
05-May-10 USA 29362U104 Annual 12-Mar-10
CUSIP: 29362U104 ISIN: US29362U1043 SEDOL: 2599700
Page 88 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gideon Argov Mgmt For For
1.2 Elect Director Michael A. Bradley Mgmt For For
1.3 Elect Director Marvin D. Burkett Mgmt For For
1.4 Elect Director Michael P.C. Carns Mgmt For For
1.5 Elect Director Daniel W. Christman Mgmt For For
1.6 Elect Director Gary F. Klingl Mgmt For For
1.7 Elect Director Roger D. McDaniel Mgmt For For
1.8 Elect Director Paul L.H. Olson Mgmt For For
1.9 Elect Director Brian F. Sullivan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
Fresh Del Monte Produce
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
05-May-10 Cayman Islands G36738105 Annual 11-Mar-10
Ticker: FDP
CUSIP: G36738105 ISIN: KYG367381053 SEDOL: 2118707
Vote
Proponent Mgmt Rec Instruction
1a Re-elect Amir Abu-Ghazaleh as Director Mgmt For For
1b Re-elect Salvatore H. Alfiero as Director Mgmt For For
1c Re-elect Edward L. Boykin as Director Mgmt For For
2 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For
3 Ratify Ernst & Young LLP as Auditors Mgmt For For
4 Approve Non-Employee Directors Equity Plan Mgmt For For
5 Approve and Adopt Performance Incentive Plan for Senior Mgmt For For
Executives
6 Approve and Adopt Long-Term Incentive Plan Mgmt For For
General Dynamics
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
05-May-10 USA 369550108 Annual 08-Mar-10
Ticker: GD
CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Nicholas D. Chabraja Mgmt For For
2 Elect Director James S. Crown Mgmt For For
3 Elect Director William P. Fricks Mgmt For For
4 Elect Director Jay L. Johnson Mgmt For For
5 Elect Director George A. Joulwan Mgmt For For
Page 89 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Elect Director Paul G. Kaminski Mgmt For For
7 Elect Director John M. Keane Mgmt For For
8 Elect Director Lester L. Lyles Mgmt For For
9 Elect Director William A. Osborn Mgmt For For
10 Elect Director Robert Walmsley Mgmt For For
11 Ratify Auditors Mgmt For For
12 Report on Space-based Weapons Program SH Against Against
Knology, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
05-May-10 USA 499183804 Annual 10-Mar-10
Ticker: KNOL
CUSIP: 499183804 ISIN: US4991838040 SEDOL: 2041557
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Donald W. Burton Mgmt For For
1.2 Elect Director William H. Scott, III Mgmt For For
2 Ratify Auditors Mgmt For For
L air Liquide Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
05-May-10 France F01764103 Annual/Special 30-Apr-10
Ticker: N/A
CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 2.25 per Mgmt For For
Share
4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
5 Reelect Beatrice Majnoni d'Intignano as Director Mgmt For For
6 Reelect Benoit Potier as Director Mgmt For For
7 Reelect Paul Skinner as Director Mgmt For For
8 Elect Jean-Paul Agon as Director Mgmt For For
9 Approve Transaction with Benoit Potier Mgmt For Against
10 Approve Transaction with Pierre Dufour Mgmt For For
11 Ratify Ernst and Young et Autres as Auditor Mgmt For For
12 Reelect Mazars as Auditor Mgmt For For
13 Ratify Auditex as Alternate Auditor Mgmt For For
14 Reelect Patrick de Cambourg as Alternate Auditor Mgmt For For
Page 90 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Special Business Mgmt
15 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
16 Authorize up to 2 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
17 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
18 Authorize Board to Issue Free Warrants with Preemptive Rights Mgmt For
Against
During a Public Tender Offer
19 Authorize Capitalization of Reserves of Up to EUR 250 Million for Mgmt For
For
Bonus Issue or Increase in Par Value
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
Ordinary Business Mgmt
22 Authorize Filing of Required Documents/Other Formalities Mgmt For For
The GEO Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
05-May-10 USA 36159R103 Annual 03-Mar-10
Ticker: GEO
CUSIP: 36159R103 ISIN: US36159R1032 SEDOL: 2943299
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Clarence E. Anthony Mgmt For For
1.2 Elect Director Wayne H. Calabrese Mgmt For For
1.3 Elect Director Norman A. Carlson Mgmt For For
1.4 Elect Director Anne N. Foreman Mgmt For For
1.5 Elect Director Richard H. Glanton Mgmt For For
1.6 Elect Director Christopher C. Wheeler Mgmt For For
1.7 Elect Director George C. Zoley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Other Business Mgmt For Abstain
American Campus
Communities, Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 USA 024835100 Annual 15-Mar-10
Ticker: ACC
CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William C. Bayless, Jr. Mgmt For For
1.2 Elect Director R.D. Burck Mgmt For For
1.3 Elect Director G. Steven Dawson Mgmt For For
1.4 Elect Director Cydney C. Donnell Mgmt For For
Page 91 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Mgmt1.5 Elect Director Edward Lowenthal For For
Mgmt1.6 Elect Director Joseph M. Macchione For For
Mgmt1.7 Elect Director Winston W. Walker For For
Mgmt2 Approve Omnibus Stock Plan For Against
Mgmt3 Ratify Auditors
E.ON AG (formerly Veba AG) Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
For
06-May-10 Germany D24914133
Ticker: N/A
Annual 16-Apr-10
CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904
Proponent Mgmt Rec
Vote
Instruction
Mgmt1 Receive Financial Statements and Statutory Reports for Fiscal
2009 (Non-Voting)
Mgmt2 Approve Allocation of Income and Dividends of EUR 1.50 per
Share
For For
Mgmt3 Approve Discharge of Management Board for Fiscal 2009 For For
Mgmt4 Approve Discharge of Supervisory Board for Fiscal 2009 For For
Mgmt5 Approve Remuneration System for Management Board Members For For
Mgmt6a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 For For
Mgmt6b Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection
of the Abbreviated Financial Statements for the First Half of
Fiscal 2010
For For
Mgmt7 Authorize Share Repurchase Program and Reissuance or
Cancellation of Repurchased Shares
For For
Mgmt8 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of
EUR 175 Million Pool of Capital to Guarantee Conversion Rights
For For
Mgmt9 Amend Articles Re: Exercise of Voting Rights at General Meeting
due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
GlaxoSmithKline plc Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
For
06-May-10 United Kingdom G3910J112
Ticker: N/A
Annual 04-May-10
CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288
Proponent Mgmt Rec
Vote
Instruction
Mgmt1 Accept Financial Statements and Statutory Reports For For
Mgmt2 Approve Remuneration Report For For
Mgmt3 Re-elect Dr Stephanie Burns as Director For For
Mgmt4 Re-elect Julian Heslop as Director For For
Mgmt5 Re-elect Sir Deryck Maughan as Director For For
Page 92 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Re-elect Dr Daniel Podolsky as Director Mgmt For For
7 Re-elect Sir Robert Wilson as Director Mgmt For For
8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
9 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
10 Authorise EU Political Donations and Expenditure Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Approve the Exemption from Statement of the Name of the Mgmt For For
Senior Statutory Auditor in Published Copies of the Auditor's
Reports
15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
16 Adopt New Articles of Association Mgmt For For
Heartland Express, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 USA 422347104 Annual 10-Mar-10
Ticker: HTLD
CUSIP: 422347104 ISIN: US4223471040 SEDOL: 2414018
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Russell A. Gerdin Mgmt For Withhold
1.2 Elect Director Michael J. Gerdin Mgmt For Withhold
1.3 Elect Director Richard O. Jacobson Mgmt For For
1.4 Elect Director Dr. Benjamin J. Allen Mgmt For For
1.5 Elect Director Lawrence D. Crouse Mgmt For Withhold
1.6 Elect Director James G. Pratt Mgmt For For
2 Ratify Auditors Mgmt For For
Nokia Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 Finland X61873133 Annual 26-Apr-10
Ticker: N/A
CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941
Vote
Proponent Mgmt Rec Instruction
1 Open Meeting Mgmt
2 Calling the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of Minutes Mgmt For For
of Meeting
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Prepare and Approve List of Shareholders Mgmt For For
6 Receive Financial Statements and Statutory Reports, the Board's Mgmt
Report, and the Auditor's Report; Receive Review by the CEO
Page 93 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
7 Accept Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.40 Per
Share
Mgmt For For
9 Approve Discharge of Board and President Mgmt For For
10 Approve Remuneration of Directors in the Amount of EUR
440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR
130,000 for Other Directors; Approve Remuneration for
Committee Work
Mgmt For For
11 Fix Number of Directors at 10 Mgmt For For
12 Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann,
Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma
Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as
Directors
Mgmt For For
13 Approve Remuneration of Auditors Mgmt For For
14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For
15 Amend Articles Re: Amend Corporate Purpose; Amend Method of
Convening General Meetings
Mgmt For For
16
17
18
Authorize Repurchase of up to 360 Million Issued Shares
Approve Issuance of up to 740 Million Shares without
Preemptive Rights
Close Meeting
Mgmt
Mgmt
Mgmt
For
For
For
For
Reckitt Benckiser Group plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 United Kingdom G74079107 Annual 04-May-10
Ticker: N/A
CUSIP: G74079107 ISIN: GB00B24CGK77 SEDOL: B24CGK7
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Adrian Bellamy as Director Mgmt For Abstain
5 Re-elect Peter Harf as Director Mgmt For Abstain
6 Re-elect Colin Day as Director Mgmt For For
7 Re-elect Kenneth Hydon as Director Mgmt For For
8 Re-elect Judith Sprieser as Director Mgmt For For
9 Elect Richard Cousins as Director Mgmt For For
10 Elect Warren Tucker as Director Mgmt For For
11 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
12 Authorise Board to Fix Remuneration of Auditors Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
Page 94 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
17 Adopt New Articles of Association Mgmt For For
Rockwood Holdings, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 USA 774415103 Annual 17-Mar-10
Ticker: ROC
CUSIP: 774415103 ISIN: US7744151033 SEDOL: B0GWF93
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Seifi Ghasemi Mgmt For For
1.2 Elect Director Sheldon R. Erikson Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Simon Property Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 USA 828806109 Annual 08-Mar-10
Ticker: SPG
CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Melvyn E. Bergstein Mgmt For For
2 Elect Director Linda Walker Bynoe Mgmt For For
3 Elect Director Larry C. Glasscock Mgmt For For
4 Elect Director Karen N. Horn, PhD Mgmt For For
5 Elect Director Allan Hubbard Mgmt For For
6 Elect Director Reuben S. Leibowitz Mgmt For For
7 Elect Director Daniel C. Smith, PhD Mgmt For For
8 Elect Director J. Albert Smith, Jr. Mgmt For For
9 Ratify Auditors Mgmt For For
Union Pacific Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 USA 907818108 Annual 26-Feb-10
Ticker: UNP
CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Andrew H. Card, Jr. Mgmt For For
2 Elect Director Erroll B. Davis, Jr. Mgmt For For
3 Elect Director Thomas J. Donohue Mgmt For For
4 Elect Director Archie W. Dunham Mgmt For For
5 Elect Director Judith Richards Hope Mgmt For For
6 Elect Director Charles C. Krulak Mgmt For For
7 Elect Director Michael R. McCarthy Mgmt For For
8 Elect Director Michael W. McConnell Mgmt For For
Page 95 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
9 Elect Director Thomas F. McLarty III Mgmt For For
10 Elect Director Steven R. Rogel Mgmt For For
11 Elect Director Jose H. Villarreal Mgmt For For
12 Elect Director James R. Young Mgmt For For
13 Ratify Auditors Mgmt For For
14 Require Independent Board Chairman SH Against Against
15 Reduce Supermajority Vote Requirement SH Against For
United Parcel Service, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 USA 911312106 Annual 08-Mar-10
Ticker: UPS
CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director F. Duane Ackerman Mgmt For For
1.2 Elect Director Michael J. Burns Mgmt For For
1.3 Elect Director D. Scott Davis Mgmt For For
1.4 Elect Director Stuart E. Eizenstat Mgmt For For
1.5 Elect Director Michael L. Eskew Mgmt For For
1.6 Elect Director William R. Johnson Mgmt For For
1.7 Elect Director Ann M. Livermore Mgmt For For
1.8 Elect Director Rudy Markham Mgmt For For
1.9 Elect Director John W. Thompson Mgmt For For
1.10 Elect Director Carol B. Tome Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
Verizon Communications
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 USA 92343V104 Annual 08-Mar-10
Ticker: VZ
CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Richard L. Carrion Mgmt For Against
2 Elect Director M. Frances Keeth Mgmt For Against
3 Elect Director Robert W. Lane Mgmt For For
4 Elect Director Sandra O. Moose Mgmt For Against
5 Elect Director Joseph Neubauer Mgmt For For
6 Elect Director Donald T. Nicolaisen Mgmt For Against
7 Elect Director Thomas H. O'Brien Mgmt For For
Page 96 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
8 Elect Director Clarence Otis, Jr. Mgmt For For
9 Elect Director Hugh B. Price Mgmt For Against
10 Elect Director Ivan G. Seidenberg Mgmt For For
11 Elect Director Rodney E. Slater Mgmt For For
12 Elect Director John W. Snow Mgmt For Against
13 Elect Director John R. Stafford Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
16 Prohibit Executive Stock-Based Awards SH Against Against
17 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For
Orientation and Gender Identity
18 Performance-Based Equity Awards SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Adopt Policy on Succession Planning SH Against Against
21 Adopt a Policy in which the Company will not Make or Promise to SH Against
For
Make Any Death Benefit Payments to Senior Executives
22 Stock Retention/Holding Period SH Against Against
Vinci Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 France F5879X108 Annual/Special 03-May-10
Ticker: N/A
CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.62 per Mgmt For For
Share
4 Authorize Payment of Dividends by Shares Mgmt For For
5 Reelect Dominique Ferrero as Director Mgmt For Against
6 Reelect Xavier Huillard as Director Mgmt For Against
7 Reelect Henri Saint Olive as Director Mgmt For For
8 Reelect Yves-Thibault de Silguy as Director Mgmt For Against
9 Elect Qatari Diar Real Estate Investment Company as Director Mgmt For For
10 Approve Remuneration of Directors in the Aggregate Amount of Mgmt For For
EUR 920,000
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
12 Approve Transaction with Vinci Concessions Re: Participation in Mgmt For For
Aegean Motorway SA
Page 97 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
13 Approve Transaction with Vinci Concessions Re: Participation in Mgmt For For
Olympia Odos and Olympia Odos Operation
14 Amend Transaction with Vinci Concessions Re: Financing Mgmt For For
Obtained by Arcour, Contractor of A19 Highway
15 Approve Transaction with Vinci Concessions Re: Financing of Mgmt For For
A-Modell A5 Highway Concession
16 Approve Transaction with Vinci Concessions Re: Participation in Mgmt For For
ASF
17 Approve Additional Pension Scheme Agreement for Xavier Mgmt For For
Huillard
18 Approve Severance Payment Agreement for Xavier Huillard Mgmt For Against
19 Approve Transaction with YTSeuropaconsultants Re: Consulting Mgmt For Against
Services
Special Business Mgmt
20 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
21 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR 150
Million
22 Approve Employee Stock Purchase Plan Mgmt For Against
23 Approve Stock Purchase Plan Reserved for International Mgmt For Against
Employees
24 Amend Articles 17 of Bylaws Re: Attendance to General Meetings Mgmt For For
Through Videoconference and Telecommunication
25 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Curtiss-Wright Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-May-10 USA 231561101 Annual 01-Mar-10
Ticker: CW
CUSIP: 231561101 ISIN: US2315611010 SEDOL: 2241205
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Martin R. Benante Mgmt For For
1.2 Elect Director S. Marce Fuller Mgmt For For
1.3 Elect Director Allen A. Kozinski Mgmt For For
1.4 Elect Director Carl G. Miller Mgmt For For
1.5 Elect Director William B. Mitchell Mgmt For For
1.6 Elect Director John R. Myers Mgmt For For
1.7 Elect Director John B. Nathman Mgmt For For
1.8 Elect Director William W. Sihler Mgmt For For
1.9 Elect Director Albert E. Smith Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
Page 98 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
Granite Construction
Incorporated
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-May-10 USA 387328107 Annual 12-Mar-10
Ticker: GVA
CUSIP: 387328107 ISIN: US3873281071 SEDOL: 2381189
Vote
Proponent Mgmt Rec Instruction
1 Elect Director William G. Dorey Mgmt For For
2 Elect Director Rebecca A. McDonald Mgmt For For
3 Elect Director William H. Powell Mgmt For For
4 Elect Director Claes G. Bjork Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Approve Executive Incentive Bonus Plan Mgmt For For
7 Approve/Amend Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
Occidental Petroleum
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-May-10 USA 674599105 Annual 15-Mar-10
Ticker: OXY
CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Spencer Abraham Mgmt For For
2 Elect Director John S. Chalsty Mgmt For For
3 Elect Director Stephen I. Chazen Mgmt For For
4 Elect Director Edward P. Djerejian Mgmt For For
5 Elect Director John E. Feick Mgmt For For
6 Elect Director Carlos M. Gutierrez Mgmt For For
7 Elect Director Ray R. Irani Mgmt For For
8 Elect Director Irvin W. Maloney Mgmt For For
9 Elect Director Avedick B. Poladian Mgmt For For
10 Elect Director Rodolfo Segovia Mgmt For For
11 Elect Director Aziz D. Syriani Mgmt For For
12 Elect Director Rosemary Tomich Mgmt For For
13 Elect Director Walter L. Weisman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
17 Limit Executive Compensation SH Against Against
18 Require Independent Board Chairman SH Against Against
Page 99 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Report on Host Country Social and Environmental Laws SH Against Against
21 Require a Majority Vote for the Election of Directors SH Against For
22 Report on Policy for Increasing Safety by Reducing Hazardous SH Against
Against
Substance Usage and Re-locating Facilities
23 Double Trigger on Equity Plans SH Against Against
Standard Chartered plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-May-10 United Kingdom G84228157 Annual 05-May-10
Ticker: N/A
CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Re-elect Jamie Dundas as Director Mgmt For For
5 Re-elect Val Gooding as Director Mgmt For For
6 Re-elect Rudy Markham as Director Mgmt For For
7 Re-elect John Peace as Director Mgmt For For
8 Re-elect Peter Sands as Director Mgmt For For
9 Re-elect Paul Skinner as Director Mgmt For For
10 Re-elect Oliver Stocken as Director Mgmt For For
11 Elect Jaspal Bindra as Director Mgmt For For
12 Elect Richard Delbridge as Director Mgmt For For
13 Elect Dr Han Seung-soo as Director Mgmt For For
14 Elect Simon Lowth as Director Mgmt For For
15 Elect Mike Rees as Director Mgmt For For
16 Reappoint KPMG Audit plc as Auditors Mgmt For For
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Approve EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
23 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
24 Authorise Market Purchase Mgmt For For
25 Authorise Market Purchase Mgmt For For
26 Adopt New Articles of Association Mgmt For For
Page 100 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
27 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
28 Amend Restricted Share Scheme Mgmt For For
29 Approve Waiver on the Reporting and Annual Review Mgmt For For
Requirements in Respect of Ongoing Banking Transactions with
Associates of Temasek
30 Approve the Waiver in Respect of the Requirement to Enter into Mgmt For For
Fixed-term Written Agreements with Temasek
31 Approve Future Ongoing Banking Transactions with Temasek Mgmt For For
The Goldman Sachs Group,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-May-10 USA 38141G104 Annual 08-Mar-10
Ticker: GS
CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lloyd C. Blankfein Mgmt For For
1.2 Elect Director John H. Bryan Mgmt For For
1.3 Elect Director Gary D. Cohn Mgmt For For
1.4 Elect Director Claes Dahlback Mgmt For For
1.5 Elect Director Stephen Friedman Mgmt For For
1.6 Elect Director William W. George Mgmt For For
1.7 Elect Director James A. Johnson Mgmt For For
1.8 Elect Director Lois D. Juliber Mgmt For For
1.9 Elect Director Lakshmi N. Mittal Mgmt For For
1.10 Elect Director James J. Schiro Mgmt For For
1.11 Elect Director H. Lee Scott, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
4 Reduce Supermajority Vote Requirement Mgmt For For
5 Provide Right to Call Special Meeting Mgmt For For
6 Provide for Cumulative Voting SH Against Against
7 Report on Collateral in Derivatives Trading SH Against Against
8 Require Independent Board Chairman SH Against Against
9 Report on Political Contributions SH Against Against
10 Report on Global Warming Science SH Against Against
11 Report on Pay Disparity SH Against Against
12 Stock Retention/Holding Period SH Against Against
Anixter International Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-May-10 USA 035290105 Annual 19-Mar-10
Ticker: AXE
Page 101 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lord James Blyth Mgmt For For
1.2 Elect Director Frederic F. Brace Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Robert J. Eck Mgmt For For
1.5 Elect Director Robert W. Grubbs, Jr. Mgmt For For
1.6 Elect Director F. Philip Handy Mgmt For For
1.7 Elect Director Melvyn N. Klein Mgmt For For
1.8 Elect Director George Munoz Mgmt For For
1.9 Elect Director Stuart M. Sloan Mgmt For For
1.10 Elect Director Matthew Zell Mgmt For For
1.11 Elect Director Samuel Zell Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
ArcelorMittal Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-May-10 Luxembourg L0302D129 Annual 26-Apr-10
Ticker: N/A
CUSIP: N/A ISIN: N/A SEDOL: 7281886
Vote
Proponent Mgmt Rec Instruction
Annual Meeting Mgmt
Ordinary Business Mgmt
1 Receive and Approve Directors' and Auditors' Reports Mgmt
2 Accept Consolidated Financial Statements Mgmt For For
3 Accept Financial Statements Mgmt For For
4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For
Share
5 Approve Remuneration of Directors Mgmt For For
6 Approve Discharge of Directors Mgmt For For
7 Acknowledge Cooptation of Jeannot Krecke as Director Mgmt For Against
8 Reelect Vanisha Mittal Bhatia as Director Mgmt For Against
9 Elect Jeannot Krecke as Director Mgmt For Against
10 Approve Share Repurchase Program Mgmt For Against
11 Ratify Deloitte SA as Auditors Mgmt For For
12 Approve Share Plan Grant Mgmt For For
13 Approve Employee Stock Purchase Plan Mgmt For For
Extraordinary Business Mgmt
Page 102 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
14 Waive Requirement for Mandatory Offer to All Shareholders Mgmt For For
Boston Scientific Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-May-10 USA 101137107 Annual 12-Mar-10
Ticker: BSX
CUSIP: 101137107 ISIN: US1011371077 SEDOL: 2113434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John E. Abele Mgmt For For
1.2 Elect Director Katharine T. Bartlett Mgmt For For
1.3 Elect Director Bruce L. Byrnes Mgmt For For
1.4 Elect Director Nelda J. Connors Mgmt For For
1.5 Elect Director J. Raymond Elliott Mgmt For For
1.6 Elect Director Marye Anne Fox Mgmt For For
1.7 Elect Director Ray J. Groves Mgmt For For
1.8 Elect Director Ernest Mario Mgmt For For
1.9 Elect Director N.J. Nicholas, Jr. Mgmt For For
1.10 Elect Director Pete M. Nicholas Mgmt For For
1.11 Elect Director Uwe E. Reinhardt Mgmt For For
1.12 Elect Director John E. Sununu Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
Skyworks Solutions, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-May-10 USA 83088M102 Annual 23-Mar-10
Ticker: SWKS
CUSIP: 83088M102 ISIN: US83088M1027 SEDOL: 2961053
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kevin L. Beebe Mgmt For For
1.2 Elect Director Timothy R. Furey Mgmt For For
1.3 Elect Director David J. McLachlan Mgmt For For
2 Ratify Auditors Mgmt For For
Unilever NV Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-May-10 Netherlands N8981F271 Annual 20-Apr-10
Ticker: N/A
CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1
Vote
Proponent Mgmt Rec Instruction
Annual Meeting Mgmt
1 Receive Report of Management Board (Non-Voting) Mgmt
Page 103 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
2 Approve Financial Statements and Allocation of Income Mgmt For For
3 Approve Discharge of Executive Directors Mgmt For For
4 Approve Discharge of Non-Executive Directors Mgmt For For
5 Reelect P.G.J.M. Polman to Executive Board Mgmt For For
6 Elect R.J-M.S. Huet to Executive Board Mgmt For For
7 Reelect L.O. Fresco as Non-Executive Director Mgmt For For
8 Reelect A.M. Fudge as Non-Executive Director Mgmt For For
9 Reelect C.E. Golden as Non-Executive Director Mgmt For For
10 Reelect B.E. Grote as Non-Executive Director Mgmt For For
11 Reelect H. Nyasulu as Non-Executive Director Mgmt For For
12 Reelect K.J. Storm as Non-Executive Director Mgmt For For
13 Reelect M. Treschow as Non-Executive Director Mgmt For For
14 Reelect J. van der Veer as Non-Executive Director Mgmt For For
15 Elect P. Walsh as Non-Executive Director Mgmt For For
16 Elect M. Rifkind as Non-Executive Director Mgmt For For
17 Approve Management Co-Investment Plan Mgmt For For
18 Amend Performance Criteria of the Annual Bonus Mgmt For For
19 Amend Performance Criteria of the Long-Term Incentive Plan Mgmt For For
20 Approve Cancellation of 4 Percent Cumulative Preference Shares Mgmt For For
21 Authorize Repurchase of 6% Cumulative Preference Shares and Mgmt For For
7% Cumulative Preference Shares
22 Authorize Repurchase of Up to Ten Percent of Issued Share Mgmt For For
Capital
23 Approve Authorization to Cancel Ordinary Shares Mgmt For For
24 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
25 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
26 Allow Questions and Close Meeting Mgmt
Waste Management, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-May-10 USA 94106L109 Annual 15-Mar-10
Ticker: WM
CUSIP: 94106L109 ISIN: US94106L1098 SEDOL: 2937667
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Pastora San Juan Cafferty Mgmt For For
2 Elect Director Frank M. Clark, Jr. Mgmt For For
3 Elect Director Patrick W. Gross Mgmt For For
4 Elect Director John C. Pope Mgmt For For
5 Elect Director W. Robert Reum Mgmt For For
Page 104 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Elect Director Steven G. Rothmeier Mgmt For For
7 Elect Director David P. Steiner Mgmt For For
8 Elect Director Thomas H. Weidemeyer Mgmt For For
9 Ratify Auditors Mgmt For For
10 Reduce Supermajority Vote Requirement Mgmt For For
11 Report on Political Contributions SH Against Against
12 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
Berry Petroleum Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 085789105 Annual 15-Mar-10
Ticker: BRY
CUSIP: 085789105 ISIN: US0857891057 SEDOL: 2094227
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director J. Bryant Mgmt For For
1.2 Elect Director R. Busch III Mgmt For For
1.3 Elect Director W. Bush Mgmt For For
1.4 Elect Director S. Cropper Mgmt For For
1.5 Elect Director J. Gaul Mgmt For For
1.6 Elect Director R. Heinemann Mgmt For For
1.7 Elect Director T. Jamieson Mgmt For For
1.8 Elect Director J. Keller Mgmt For For
1.9 Elect Director M. Young Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
BG Group plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 United Kingdom G1245Z108 Annual 10-May-10
Ticker: N/A
CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Elect Mark Seligman as Director Mgmt For For
5 Re-elect Peter Backhouse as Director Mgmt For For
6 Re-elect Lord Sharman as Director Mgmt For For
7 Re-elect Philippe Varin as Director Mgmt For For
8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
Page 105 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
9 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For
10 Authorise EU Political Donations and Expenditure Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
15 Adopt New Articles of Association
BNP Paribas Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
12-May-10 France F1058Q238 Annual/Special 07-May-10
CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681
Proponent Mgmt Rec
Vote
Instruction
Ordinary Business Mgmt
1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.50 per
Share
Mgmt For For
4 Acknowledge Auditors' Special Report Mentioning the Absence of
New Related-Party Transactions
Mgmt For For
5 Authorize Repurchase of Up to 10 Percent of Issued Share
Capital
Mgmt For For
6 Reelect Louis Schweitzer as Director Mgmt For Against
7 Elect Michel Tilmant as Director Mgmt For Against
8 Elect Emiel Van Broekhoven as Director Mgmt For Against
9 Elect Meglena Kuneva as Director Mgmt For For
10 Elect Jean Laurent Bonnafe as Director Mgmt For Against
11 Approve Remuneration of Directors in the Aggregate Amount of
EUR 975,000
Mgmt For For
Special Business Mgmt
12 Authorize Issuance of Equity or Equity-Linked Securities with
Preemptive Rights up to Aggregate Nominal Amount of EUR 1
Billion
Mgmt For For
13 Authorize Issuance of Equity or Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal Amount of EUR 350
Million
Mgmt For For
14 Authorize Capital Increase of Up to EUR 350 Million for Future
Exchange Offers
Mgmt For For
15 Authorize Capital Increase of up to 10 Percent of Issued Capital
for Future Acquisitions
Mgmt For For
16 Set Total Limit for Capital Increase to Result from Issuance
Requests under Items 8 to 10 at EUR 350 Million
Mgmt For For
17 Authorize Capitalization of Reserves of Up to EUR 1 Billion for
Bonus Issue or Increase in Par Value
Mgmt For For
Page 106 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
18 Set Total Limit for Capital Increase to Result from Issuance Mgmt For For
Requests under Items 7 to 10 at EUR1 Billion
19 Approve Employee Stock Purchase Plan Mgmt For For
20 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
21 Approve Merger by Absorption of Fortis Banque France Mgmt For For
22 Amend Bylaws to Remove All References to Preferred Stock Mgmt For For
(Class B) Suscribed by SPPE on March 31, 2009; And Adopt new
Version of Bylaws
23 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ConocoPhillips Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 20825C104 Annual 15-Mar-10
Ticker: COP
CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Richard L. Armitage Mgmt For For
1.2 Elect Director Richard H. Auchinleck Mgmt For For
1.3 Elect Director James E. Copeland, Jr. Mgmt For For
1.4 Elect Director Kenneth M. Duberstein Mgmt For For
1.5 Elect Director Ruth R. Harkin Mgmt For For
1.6 Elect Director Harold W. Mcgraw III Mgmt For For
1.7 Elect Director James J. Mulva Mgmt For For
1.8 Elect Director Robert A. Niblock Mgmt For For
1.9 Elect Director Harald J. Norvik Mgmt For For
1.10 Elect Director William K. Reilly Mgmt For For
1.11 Elect Director Bobby S. Shackouls Mgmt For For
1.12 Elect Director Victoria J. Tschinkel Mgmt For For
1.13 Elect Director Kathryn C. Turner Mgmt For For
1.14 Elect Director William E. Wade, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Board Risk Management Oversight SH Against Against
4 Adopt Quantitative GHG Goals for Products and Operations SH Against For
5 Report on Environmental Impact of Oil Sands Operations in SH Against Against
Canada
6 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against
Impacts
7 Report on Financial Risks of Climate Change SH AgainstAgainst
8 Adopt Goals to Reduce Emission of TRI Chemicals SH Against For
9 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For
Orientation and Gender Identity
10 Report on Political Contributions SH Against Against
Page 107 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CVS Caremark Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 126650100 Annual 15-Mar-10
Ticker: CVS
CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Edwin M. Banks Mgmt For Against
2 Elect Director C. David Brown II Mgmt For Against
3 Elect Director David W. Dorman Mgmt For Against
4 Elect Director Kristen Gibney Williams Mgmt For For
5 Elect Director Marian L. Heard Mgmt For Against
6 Elect Director William H. Joyce Mgmt For For
7 Elect Director Jean-Pierre Millon Mgmt For For
8 Elect Director Terrence Murray Mgmt For For
9 Elect Director C.A. Lance Piccolo Mgmt For For
10 Elect Director Sheli Z. Rosenberg Mgmt For Against
11 Elect Director Thomas M. Ryan Mgmt For For
12 Elect Director Richard J. Swift Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For For
15 Provide Right to Call Special Meeting Mgmt For For
16 Report on Political Contributions SH Against Against
17 Adopt Global Warming Principles SH Against Against
Dril-Quip, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 262037104 Annual 25-Mar-10
Ticker: DRQ
CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alexander P. Shukis Mgmt For For
2 Ratify Auditors Mgmt For For
Eastman Kodak Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 277461109 Annual 15-Mar-10
Ticker: EK
CUSIP: 277461109 ISIN: US2774611097 SEDOL: 2300601
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Richard S. Braddock Mgmt For For
2 Elect Director Herald Y. Chen Mgmt For For
Page 108 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3 Elect Director Adam H. Clammer Mgmt For For
4 Elect Director Timothy M. Donahue Mgmt For For
5 Elect Director Michael J. Hawley Mgmt For For
6 Elect Director William H. Hernandez Mgmt For For
7 Elect Director Douglas R. Lebda Mgmt For For
8 Elect Director Debra L. Lee Mgmt For For
9 Elect Director Delano E. Lewis Mgmt For For
10 Elect Director William G. Parrett Mgmt For For
11 Elect Director Antonio M. Perez Mgmt For For
12 Elect Director Joel Seligman Mgmt For For
13 Elect Director Dennis F. Strigl Mgmt For For
14 Elect Director Laura D'Andrea Tyson Mgmt For For
15 Ratify Auditors Mgmt For For
16 Amend Omnibus Stock Plan Mgmt For Against
17 Amend Executive Incentive Bonus Plan Mgmt For For
Knight Capital Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 499005106 Annual 01-Apr-10
Ticker: NITE
CUSIP: 499005106 ISIN: US4990051066 SEDOL: 2266275
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William L. Bolster Mgmt For For
1.2 Elect Director Gary R. Griffith Mgmt For For
1.3 Elect Director Thomas M. Joyce Mgmt For For
1.4 Elect Director James W. Lewis Mgmt For For
1.5 Elect Director Thomas C. Lockburner Mgmt For For
1.6 Elect Director James T. Milde Mgmt For For
1.7 Elect Director Christopher C. Quick Mgmt For For
1.8 Elect Director Laurie M. Shahon Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
ManTech International
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 564563104 Annual 18-Mar-10
Ticker: MANT
CUSIP: 564563104 ISIN: US5645631046 SEDOL: 2825308
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director George J. Pedersen Mgmt For For
Page 109 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director Richard L. Armitage Mgmt For For
1.3 Elect Director Mary K. Bush Mgmt For For
1.4 Elect Director Barry G. Campbell Mgmt For For
1.5 Elect Director W.R. Fatzinger, Jr. Mgmt For For
1.6 Elect Director David E. Jeremiah Mgmt For For
1.7 Elect Director Richard J. Kerr Mgmt For For
1.8 Elect Director Kenneth A. Minihan Mgmt For For
1.9 Elect Director Stephen W. Porter Mgmt For For
1.10 Elect Director Lawrence B. Prior, III Mgmt For For
2 Ratify Auditors Mgmt For For
Murphy Oil Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 626717102 Annual 15-Mar-10
Ticker: MUR
CUSIP: 626717102 ISIN: US6267171022 SEDOL: 2611206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Frank W. Blue Mgmt For For
1.2 Elect Director Claiborne P. Deming Mgmt For For
1.3 Elect Director Robert A. Hermes Mgmt For For
1.4 Elect Director James V. Kelley Mgmt For For
1.5 Elect Director R. Madison Murphy Mgmt For For
1.6 Elect Director William C. Nolan, Jr. Mgmt For For
1.7 Elect Director Neal E. Schmale Mgmt For For
1.8 Elect Director David J. H. Smith Mgmt For For
1.9 Elect Directors Caroline G. Theus Mgmt For For
1.10 Elect Directors David M. Wood Mgmt For For
2 Ratify Auditors Mgmt For For
Philip Morris International
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 718172109 Annual 16-Mar-10
Ticker: PM
CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Harold Brown Mgmt For For
2 Elect Director Mathis Cabiallavetta Mgmt For For
3 Elect Director Louis C. Camilleri Mgmt For For
4 Elect Director J. Dudley Fishburn Mgmt For For
5 Elect Director Jennifer Li Mgmt For For
Page 110 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Elect Director Graham Mackay Mgmt For For
7 Elect Director Sergio Marchionne Mgmt For For
8 Elect Director Lucio A. Noto Mgmt For For
9 Elect Director Carlos Slim Helu Mgmt For For
10 Elect Director Stephen M. Wolf Mgmt For For
11 Ratify Auditors Mgmt For For
12 Report on Effect of Marketing Practices on the Poor SH Against Against
13 Establish Supplier Human Rights Purchasing Protocols SH Against Against
The Warnaco Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 934390402 Annual 18-Mar-10
Ticker: WRC
CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668
Vote
Proponent Mgmt Rec Instruction
1 Elect Director David A. Bell Mgmt For For
2 Elect Director Robert A. Bowman Mgmt For For
3 Elect Director Richard Karl Goeltz Mgmt For For
4 Elect Director Joseph R. Gromek Mgmt For For
5 Elect Director Sheila A. Hopkins Mgmt For For
6 Elect Director Charles R. Perrin Mgmt For For
7 Elect Director Nancy A. Reardon Mgmt For For
8 Elect Director Donald L. Seeley Mgmt For For
9 Elect Director Cheryl Nido Turpin Mgmt For For
10 Ratify Auditors Mgmt For For
Tower Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 891777104 Annual 16-Mar-10
Ticker: TWGP
CUSIP: 891777104 ISIN: US8917771045 SEDOL: B03KNS5
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Charles A. Bryan Mgmt For For
1.2 Elect Director Robert S. Smith Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
Tupperware Brands
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 899896104 Annual 15-Mar-10
Ticker: TUP
CUSIP: 899896104 ISIN: US8998961044 SEDOL: 2872069
Page 111 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Rita Bornstein, Ph.D. Mgmt For For
2 Elect Director Kriss Cloninger, III Mgmt For For
3 Elect Director E.V. Goings Mgmt For For
4 Elect Director Joe R. Lee Mgmt For For
5 Elect Director Bob Marbut Mgmt For For
6 Elect Director Antonio Monteiro de Castro Mgmt For For
7 Elect Director David R. Parker Mgmt For For
8 Elect Director Joyce M. Roche Mgmt For For
9 Elect Director J. Patrick Spainhour Mgmt For For
10 Elect Director M. Anne Szostak Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
13 Approve Omnibus Stock Plan Mgmt For Against
Unilever plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 United Kingdom G92087165 Annual 10-May-10
Ticker: N/A
CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Paul Polman as Director Mgmt For For
4 Elect Jean-Marc Huet as Director Mgmt For For
5 Re-elect Louise Fresco as Director Mgmt For For
6 Re-elect Ann Fudge as Director Mgmt For For
7 Re-elect Charles Golden as Director Mgmt For For
8 Re-elect Byron Grote as Director Mgmt For For
9 Re-elect Hixonia Nyasulu as Director Mgmt For For
10 Re-elect Kees Storm as Director Mgmt For For
11 Re-elect Michael Treschow as Director Mgmt For For
12 Re-elect Jeroen van der Veer as Director Mgmt For For
13 Re-elect Paul Walsh as Director Mgmt For For
14 Elect Sir Malcolm Rifkind as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
Page 112 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
22 Approve the Management Co-Investment Plan Mgmt For For
23 Adopt New Articles of Association Mgmt For For
Alexanders, Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 014752109 Annual 15-Mar-10
Ticker: ALX
CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael D. Fascitelli Mgmt For Withhold
1.2 Elect Director Thomas R. DiBenedetto Mgmt For For
2 Ratify Auditors Mgmt For For
AMERIGROUP Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 03073T102 Annual 16-Mar-10
Ticker: AGP
CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kay Coles James Mgmt For For
1.2 Elect Director Hala Moddelmog Mgmt For For
1.3 Elect Director Uwe E. Reinhardt, Ph.d. Mgmt For For
2 Ratify Auditors Mgmt For For
Bill Barrett Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 06846N104 Annual 15-Mar-10
Ticker: BBG
CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William F. Owens Mgmt For For
1.2 Elect Director Randy A. Foutch Mgmt For For
1.3 Elect Director Joseph N. Jaggers Mgmt For For
1.4 Elect Director Edmund P. Segner, III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Reduce Supermajority Vote Requirement SH Against For
Page 113 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
C.H. Robinson Worldwide,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 12541W209 Annual 16-Mar-10
Ticker: CHRW
CUSIP: 12541W209 ISIN: US12541W2098 SEDOL: 2116228
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Steven L. Polacek Mgmt For For
2 Elect Director ReBecca Koenig Roloff Mgmt For For
3 Elect Director Michael W. Wickham Mgmt For For
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
Carter's, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 146229109 Annual 26-Mar-10
Ticker: CRI
CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vanessa J. Castagna Mgmt For For
1.2 Elect Director William J. Montgoris Mgmt For For
1.3 Elect Director David Pulver Mgmt For For
2 Ratify Auditors Mgmt For For
Cinemark Holdings, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 17243V102 Annual 25-Mar-10
Ticker: CNK
CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Benjamin D. Chereskin Mgmt For For
1.2 Elect Director Lee Roy Mitchell Mgmt For For
1.3 Elect Director Raymond W. Syufy Mgmt For For
2 Ratify Auditors Mgmt For For
Ford Motor Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 345370860 Annual 17-Mar-10
Ticker: F
CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen G. Butler Mgmt For For
1.2 Elect Director Kimberly A. Casiano Mgmt For For
Page 114 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.3 Elect Director Anthony F. Earley, Jr. Mgmt For For
1.4 Elect Director Edsel B. Ford II Mgmt For For
1.5 Elect Director William Clay Ford, Jr. Mgmt For For
1.6 Elect Director Richard A. Gephardt Mgmt For For
1.7 Elect Director Irvine O. Hockaday, Jr. Mgmt For For
1.8 Elect Director Richard A. Manoogian Mgmt For For
1.9 Elect Director Ellen R. Marram Mgmt For For
1.10 Elect Director Alan Mulally Mgmt For For
1.11 Elect Director Homer A. Neal Mgmt For For
1.12 Elect Director Gerald L. Shaheen Mgmt For For
1.13 Elect Director John L. Thornton Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt NOL Rights Plan (NOL Pill) Mgmt For For
4 Disclose Prior Government Service SH Against Against
5 Adopt Recapitalization Plan SH Against Against
6 Report on Political Contributions SH Against Against
7 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
8 Prohibit Energy Projects Only Concerned With CO2 Reduction SH Against Against
General Maritime Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 Marshall Isl Y2693R101 Annual 15-Mar-10
Ticker: GMR
CUSIP: Y2693R101 ISIN: MHY2693R1018 SEDOL: B3KH711
Vote
Proponent Mgmt Rec Instruction
1.1 Reelect Peter C. Georgiopoulos as Director Mgmt For For
1.2 Reelect William J. Crabtree as Director Mgmt For For
1.3 Reelect Dr. E. Grant Gibbons as Director Mgmt For For
2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Google Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 38259P508 Annual 15-Mar-10
Ticker: GOOG
CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Eric Schmidt Mgmt For For
1.2 Elect Director Sergey Brin Mgmt For For
1.3 Elect Director Larry Page Mgmt For For
1.4 Elect Director L. John Doerr Mgmt For For
Page 115 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.5 Elect Director John L. Hennessy Mgmt For For
1.6 Elect Director Ann Mather Mgmt For For
1.7 Elect Director Paul S. Otellini Mgmt For For
1.8 Elect Director K. Ram Shriram Mgmt For For
1.9 Elect Director Shirley M. Tilghman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Prepare Sustainability Report SH Against For
5 Adopt Principles for Online Advertising SH Against Against
6 Amend Human Rights Policies Regarding Chinese Operations SH Against Against
Highwoods Properties, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 431284108 Annual 02-Mar-10
Ticker: HIW
CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gene H. Anderson Mgmt For For
1.2 Elect Director Edward J. Fritsch Mgmt For For
1.3 Elect Director David J. Hartzell Mgmt For For
1.4 Elect Director Lawrence S. Kaplan Mgmt For For
1.5 Elect Director Sherry A. Kellett Mgmt For For
1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Rent-A-Center, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 76009N100 Annual 31-Mar-10
Ticker: RCII
CUSIP: 76009N100 ISIN: US76009N1000 SEDOL: 2733092
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Mitchel E. Fadel Mgmt For For
2 Elect Director Kerney Laday Mgmt For For
3 Elect Director Paula Stern Mgmt For For
4 Ratify Auditors Mgmt For For
Republic Services, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 760759100 Annual 16-Mar-10
Ticker: RSG
CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530
Page 116 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1 Election Director James E. O Connor Mgmt For For
2 Election Director John W. Croghan Mgmt For For
3 Election Director James W. Crownover Mgmt For For
4 Election Director William J. Flynn Mgmt For For
5 Election Director David I. Foley Mgmt For For
6 Election Director Michael Larson Mgmt For For
7 Election Director Nolan Lehmann Mgmt For For
8 Election Director W. Lee Nutter Mgmt For For
9 Election Director Ramon A. Rodriguez Mgmt For For
10 Election Director Allan C. Sorensen Mgmt For For
11 Election Director John M. Trani Mgmt For For
12 Election Director Michael W. Wickham Mgmt For For
13 Ratify Auditors Mgmt For For
14 Report on Political Contributions SH Against Against
SIGA Technologies, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 826917106 Annual 31-Mar-10
Ticker: SIGA
CUSIP: 826917106 ISIN: US8269171067 SEDOL: 2107437
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Eric A. Rose Mgmt For For
1.2 Elect Director James J. Antal Mgmt For For
1.3 Elect Director Michael J. Bayer Mgmt For For
1.4 Elect Director Thomas E. Constance Mgmt For For
1.5 Elect Director Steven L. Fasman Mgmt For Withhold
1.6 Elect Director Scott M. Hammer Mgmt For For
1.7 Elect Director Joseph W. Marshall, III Mgmt For For
1.8 Elect Director Paul G. Savas Mgmt For Withhold
1.9 Elect Director Bruce Slovin Mgmt For Withhold
1.10 Elect Director Michael A. Weiner Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
The Charles Schwab
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 808513105 Annual 15-Mar-10
Ticker: SCHW
CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397
Page 117 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Arun Sarin Mgmt For For
1.2 Elect Director Paula A. Sneed Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Report on Political Contributions SH Against Against
5 Adopt a Policy in which the Company will not Make or Promise to SH Against For
Make Any Death Benefit Payments to Senior Executives
The Dow Chemical Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 260543103 Annual 15-Mar-10
Ticker: DOW
CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Arnold A. Allemang Mgmt For For
2 Elect Director Jacqueline K. Barton Mgmt For For
3 Elect Director James A. Bell Mgmt For Against
4 Elect Director Jeff M. Fettig Mgmt For Against
5 Elect Director Barbara H. Franklin Mgmt For For
6 Elect Director John B. Hess Mgmt For For
7 Elect Director Andrew N. Liveris Mgmt For For
8 Elect Director Paul Polman Mgmt For For
9 Elect Director Dennis H. Reilley Mgmt For For
10 Elect Director James M. Ringler Mgmt For For
11 Elect Director Ruth G. Shaw Mgmt For For
12 Elect Director Paul G. Stern Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Provide Right to Call Special Meeting Mgmt For For
15 Report on Environmental Remediation in Midland Area SH Against Against
16 Stock Retention/Holding Period SH Against Against
17 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Bruker Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
14-May-10 USA 116794108 Annual 31-Mar-10
Ticker: BRKR
CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Wolf-Dieter Emmerich Mgmt For For
Page 118 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director Brenda J. Furlong Mgmt For For
1.3 Elect Director Frank H. Laukien Mgmt For Withhold
1.4 Elect Director Richard A. Packer Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Tanger Factory Outlet
Centers, Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
14-May-10 USA 875465106 Annual 18-Mar-10
Ticker: SKT
CUSIP: 875465106 ISIN: US8754651060 SEDOL: 2874582
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jack Africk Mgmt For For
1.2 Elect Director Steven B. Tanger Mgmt For For
1.3 Elect Director William G. Benton Mgmt For For
1.4 Elect Director Bridget Ryan Berman Mgmt For For
1.5 Elect Director Thomas E. Robinson Mgmt For For
1.6 Elect Director Allan L. Schuman Mgmt For For
1.7 Elect Director Stanley K. Tanger Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
Consolidated Edison, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
17-May-10 USA 209115104 Annual 30-Mar-10
Ticker: ED
CUSIP: 209115104 ISIN: US2091151041 SEDOL: 2216850
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Kevin Burke Mgmt For For
2 Elect Director Vincent A. Calarco Mgmt For For
3 Elect Director George Campbell, Jr. Mgmt For For
4 Elect Director Gordon J. Davis Mgmt For For
5 Elect Director Michael J. Del Giudice Mgmt For For
6 Elect Director Ellen V. Futter Mgmt For For
7 Elect Director John F. Hennessy, III Mgmt For For
8 Elect Director Sally Hernandez Mgmt For For
9 Elect Director John F. Killian Mgmt For For
10 Elect Director Eugene R. McGrath Mgmt For For
11 Elect Director Michael W. Ranger Mgmt For For
12 Elect Director L. Frederick Sutherland Mgmt For For
Page 119 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
13 Ratify Auditors Mgmt For For
14 Increase Disclosure of Executive Compensation SH Against Against
Sanofi Aventis Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
17-May-10 France F5548N101 Annual/Special 12-May-10
Ticker: N/A
CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 2.40 per Mgmt For For
Share
4 Receive Auditors' Special Report Mentioning the Absence of New Mgmt For
Against
Related-Party Transactions
5 Ratify Appointment of Serge Weinberg as Director Mgmt For Against
6 Elect Catherine Brechignac as Director Mgmt For For
7 Reelect Robert Castaigne as Director Mgmt For Against
8 Reelect Lord Douro as Director Mgmt For For
9 Reelect Christian Mulliez as Director Mgmt For Against
10 Reelect Christopher Viehbacher as Director Mgmt For Against
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
12 Amend Articles 11 of Bylaws Re: Shareholding Requirements and Mgmt For For
Length of Term for Directors
13 Authorize Filing of Required Documents/Other Formalities Mgmt For For
B&G Foods, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 05508R106 Annual 26-Mar-10
Ticker: BGS
CUSIP: 05508R106 ISIN: US05508R1068 SEDOL: B034L49
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert C. Cantwell Mgmt For For
1.2 Elect Director James R. Chambers Mgmt For For
1.3 Elect Director Cynthia T. Jamison Mgmt For For
1.4 Elect Director Dennis M. Mullen Mgmt For For
1.5 Elect Director Alfred Poe Mgmt For For
1.6 Elect Director Stephen C. Sherrill Mgmt For For
1.7 Elect Director David L. Wenner Mgmt For For
Page 120 of 174
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Vote Summary Report
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2 Eliminate Class of Common Stock Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For Against
5 Ratify Auditors Mgmt For For
Emergency Medical Services
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 29100P102 Annual 01-Apr-10
Ticker: EMS
CUSIP: 29100P102 ISIN: US29100P1021 SEDOL: B0V02G8
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven B. Epstein Mgmt For For
1.2 Elect Director Paul B. Iannini Mgmt For For
1.3 Elect Director James T. Kelly Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
JPMorgan Chase & Co. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 46625h100 Annual 19-Mar-10
Ticker: JPM
CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Crandall C. Bowles Mgmt For For
1.2 Elect Director Stephen B. Burke Mgmt For For
1.3 Elect Director David M. Cote Mgmt For For
1.4 Elect Director James S. Crown Mgmt For For
1.5 Elect Director James Dimon Mgmt For For
1.6 Elect Director Ellen V. Futter Mgmt For For
1.7 Elect Director William H. Gray, III Mgmt For For
1.8 Elect Director Laban P. Jackson, Jr. Mgmt For For
1.9 Elect Director David C. Novak Mgmt For For
1.10 Elect Director Lee R. Raymond Mgmt For For
1.11 Elect Director William C. Weldon Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
4 Affirm Political Non-Partisanship SH Against Against
5 Amend Bylaws-- Call Special Meetings SH Against For
6 Report on Collateral in Derivatives Trading SH Against Against
7 Provide Right to Act by Written Consent SH Against For
Page 121 of 174
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8 Require Independent Board Chairman SH Against Against
9 Report on Pay Disparity SH Against Against
10 Stock Retention/Holding Period SH Against Against
Kraft Foods Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 50075N104 Annual 11-Mar-10
Ticker: KFT
CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Ajaypal S. Banga Mgmt For For
2 Elect Director Myra M. Hart Mgmt For For
3 Elect Director Lois D. Juliber Mgmt For For
4 Elect Director Mark D. Ketchum Mgmt For For
5 Elect Director Richard A. Lerner Mgmt For For
6 Elect Director Mackey J. McDonald Mgmt For For
7 Elect Director John C. Pope Mgmt For For
8 Elect Director Fredric G. Reynolds Mgmt For For
9 Elect Director Irene B. Rosenfeld Mgmt For For
10 Elect Director J.F. Van Boxmeer Mgmt For For
11 Elect Director Deborah C. Wright Mgmt For For
12 Elect Director Frank G. Zarb Mgmt For For
13 Ratify Auditors Mgmt For For
14 Provide Right to Act by Written Consent SH Against For
Medicis Pharmaceutical
Corp.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 584690309 Annual 19-Mar-10
Ticker: MRX
CUSIP: 584690309 ISIN: US5846903095 SEDOL: 2576510
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Michael A. Pietrangelo Mgmt For For
2 Elect Director Lottie H. Shackelford Mgmt For For
3 Elect Director Jonah Shacknai Mgmt For For
4 Ratify Auditors Mgmt For For
Morgan Stanley Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 617446448 Annual 22-Mar-10
Ticker: MS
CUSIP: 617446448 ISIN: US6174464486 SEDOL: 2262314
Vote
Proponent Mgmt Rec Instruction
Page 122 of 174
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Report was run from: 8/4/09 to 6/30/10
1 Elect Director Roy J. Bostock Mgmt For For
2 Elect Director Erskine B. Bowles Mgmt For For
3 Elect Director Howard J. Davies Mgmt For For
4 Elect Director James P. Gorman Mgmt For For
5 Elect Director James H. Hance, Jr. Mgmt For For
6 Elect Director Nobuyuki Hirano Mgmt For For
7 Elect Director C. Robert Kidder Mgmt For For
8 Elect Director John J. Mack Mgmt For For
9 Elect Director Donald T. Nicolaisen Mgmt For For
10 Elect Director Charles H. Noski Mgmt For For
11 Elect Director Hutham S. Olayan Mgmt For For
12 Elect Director O. Griffith Sexton Mgmt For For
13 Elect Director Laura D. Tyson Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
16 Amend Omnibus Stock Plan Mgmt For Against
17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
18 Stock Retention/Holding Period SH Against Against
19 Require Independent Board Chairman SH Against Against
20 Report on Pay Disparity SH Against Against
21 Claw-back of Payments under Restatements SH Against Against
Psychiatric Solutions, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 74439H108 Annual 01-Apr-10
Ticker: PSYS
CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mark P. Clein Mgmt For For
1.2 Elect Director Richard D. Gore Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Royal Dutch Shell plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 United Kingdom G7690A118 Annual 16-May-10
Ticker: N/A
CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
Page 123 of 174
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Report was run from: 8/4/09 to 6/30/10
2 Approve Remuneration Report Mgmt For For
3 Elect Charles Holliday as Director Mgmt For For
4 Re-elect Josef Ackermann as Director Mgmt For For
5 Re-elect Malcolm Brinded as Director Mgmt For For
6 Re-elect Simon Henry as Director Mgmt For For
7 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For
8 Re-elect Wim Kok as Director Mgmt For For
9 Re-elect Nick Land as Director Mgmt For For
10 Re-elect Christine Morin-Postel as Director Mgmt For For
11 Re-elect Jorma Ollila as Director Mgmt For For
12 Re-elect Jeroen van der Veer as Director Mgmt For For
13 Re-elect Peter Voser as Director Mgmt For For
14 Re-elect Hans Wijers as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Approve Scrip Dividend Scheme Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
22 Adopt New Articles of Association Mgmt For For
Shareholder Resolution Mgmt
23 Direct the Audit Committee or a Risk Committee of the Board to SH Against
Against
Commission and Review a Report on Investment Risks
Associated with Future Canadian Oil Sands Projects
Southwestern Energy
Company
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 845467109 Annual 31-Mar-10
Ticker: SWN
CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For
1.2 Elect Director Robert L. Howard Mgmt For For
1.3 Elect Director Harold M. Korell Mgmt For For
1.4 Elect Director Vello A. Kuuskraa Mgmt For For
1.5 Elect Director Kenneth R. Mourton Mgmt For For
1.6 Elect Director Steven L. Mueller Mgmt For For
1.7 Elect Director Charles E. Scharlau Mgmt For For
2 Ratify Auditors Mgmt For For
Page 124 of 174
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3 Increase Authorized Common Stock Mgmt For For
4 Require a Majority Vote for the Election of Directors SH Against For
5 Report on Political Contributions SH Against Against
Washington Real Estate
Investment Trust
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 939653101 Annual 15-Mar-10
Ticker: WRE
CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William G. Byrnes Mgmt For For
1.2 Elect Director John P. McDaniel Mgmt For For
1.3 Elect Director George F. McKenzie Mgmt For For
2 Ratify Auditors Mgmt For For
ARRIS Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-May-10 USA 04269Q100 Annual 24-Mar-10
Ticker: ARRS
CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alex B. Best Mgmt For For
1.2 Elect Director Harry L. Bosco Mgmt For For
1.3 Elect Director James A. Chiddix Mgmt For For
1.4 Elect Director John Anderson Craig Mgmt For For
1.5 Elect Director Matthew B. Kearney Mgmt For For
1.6 Elect Director William H. Lambert Mgmt For For
1.7 Elect Director John R. Petty Mgmt For For
1.8 Elect Director Robert J. Stanzione Mgmt For For
1.9 Elect Director David A. Woodle Mgmt For For
2 Ratify Auditors Mgmt For For
Fossil, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-May-10 USA 349882100 Annual 31-Mar-10
Ticker: FOSL
CUSIP: 349882100 ISIN: US3498821004 SEDOL: 2346627
Vote
Proponent Mgmt Rec Instruction
1 Declassify the Board of Directors Mgmt For For
2.1 Elect Director Elaine Agather Mgmt For For
2.2 Elect Director Michael W. Barnes Mgmt For For
2.3 Elect Director Jeffrey N. Boyer Mgmt For For
Page 125 of 174
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2.4 Elect Director Kosta N. Kartsotis Mgmt For For
2.5 Elect Director Elysia Holt Ragusa Mgmt For For
2.6 Elect Director Jal S. Shroff Mgmt For For
2.7 Elect Director James E. Skinner Mgmt For For
2.8 Elect Director Michael Steinberg Mgmt For For
2.9 Elect Director Donald J. Stone Mgmt For For
2.10 Elect Director James M. Zimmerman Mgmt For For
2.11 Elect Director Elaine Agather Mgmt For For
2.12 Elect Director Jal S. Shroff Mgmt For For
2.13 Elect Director Donald J. Stone Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Montpelier Re Holdings Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-May-10 Bermuda G62185106 Annual 31-Mar-10
Ticker: MRH
CUSIP: G62185106 ISIN: BMG621851069 SEDOL: 2956888
Vote
Proponent Mgmt Rec Instruction
1.1 Elect John G. Bruton as Director Mgmt For For
1.2 Elect John F. Shettle as Director Mgmt For For
1.3 Elect Morgan W. Davis as Director Mgmt For For
1.4 Elect Thomas G. S. Busher as Director Mgmt For For
1.5 Elect Heinrich Burgi as Director Mgmt For For
2.1 Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd Mgmt For For
2.2 Elect Thomas G. S. Busher as Director of Montpelier Reinsurance Mgmt For For
Ltd
2.3 Elect Christopher L. Harris as Director of Montpelier Reinsurance Mgmt For
For
Ltd
2.4 Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd Mgmt For
For
3A Approve Amendments on Advance Notice Provisions Mgmt For For
3B Approve Amendments on Limits on Board Size Mgmt For For
3C Approve Amendments on Reductions in Subsidiary Board
Elections
Mgmt For For
4 Approve PricewaterhouseCoopers as Auditors and Authorize Mgmt For For
Board to Fix Their Remuneration
5 Transact Other Business (Non-Voting) Mgmt
ProAssurance Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-May-10 USA 74267C106 Annual 26-Mar-10
Ticker: PRA
Page 126 of 174
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Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Victor T. Adamo Mgmt For Withhold
1.2 Elect Director William J. Listwan Mgmt For Withhold
1.3 Elect Director W. Stancil Starnes Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Safeway Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-May-10 USA 786514208 Annual 22-Mar-10
Ticker: SWY
CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Steven A. Burd Mgmt For For
2 Elect Director Janet E. Grove Mgmt For Against
3 Elect Director Mohan Gyani Mgmt For For
4 Elect Director Paul Hazen Mgmt For Against
5 Elect Director Frank C. Herringer Mgmt For Against
6 Elect Director Kenneth W. Oder Mgmt For Against
7 Elect Director Arun Sarin Mgmt For For
8 Elect Director Michael S. Shannon Mgmt For For
9 Elect Director William Y. Tauscher Mgmt For For
10 Provide Right to Call Special Meeting Mgmt For For
11 Ratify Auditors Mgmt For For
12 Restore or Provide for Cumulative Voting SH Against Against
13 Adopt Global Warming Principles SH Against Against
14 Adopt a Policy in which the Company will not Make or Promise to SH Against
For
Make Any Death Benefit Payments to Senior Executives
15 Purchase Poultry from Suppliers Using CAK SH Against Against
Statoil ASA Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-May-10 Norway R4446E112 Annual 03-May-10
Ticker: N/A
CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608
Vote
Proponent Mgmt Rec Instruction
1 Open Meeting Mgmt
2 Elect Olaug Svarva as Chair of Meeting Mgmt For For
3 Approve Notice of Meeting and Agenda Mgmt For For
Page 127 of 174
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4 Registration of Attending Shareholders and Proxies Mgmt
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Approve Financial Statements and Statutory Reports; Approve Mgmt For For
Allocation of Income and Dividends of NOK 6.00 per Share
7 Approve Remuneration Policy And Other Terms of Employment Mgmt For Against
For Executive Management
8 Approve Remuneration of Auditors Mgmt For For
9a Reelect Olaug Svarva as Member of Corporate Assembly Mgmt For For
9b Reelect Idar Kreutzer as Member of Corporate Assembly Mgmt For For
9c Reelect Karin Aslaksen as Member of Corporate Assembly Mgmt For For
9d Reelect Greger Mannsverk as Member Corporate Assembly Mgmt For For
9e Relect Steinar Olsen as Member of Corporate Assembly Mgmt For For
9f Reelect Ingvald Strommen as Member of Corporate Assembly Mgmt For For
9g Reelect Rune Bjerke as Member of Corporate Assembly Mgmt For For
9h Relect Tore Ulstein as Member of Corporate Assembly Mgmt For For
9i Elect Live Aker as Member of Corporate Assembly Mgmt For For
9j Elect Siri Kalvig as Member of Corporate Assembly Mgmt For For
9k Elect Thor Bolstad as Member of Corporate Assembly Mgmt For For
9l Elect Barbro Haetta-Jacobsen as Member of Corporate Assembly Mgmt For For
9m Reelect Arthur Sletteberg as Deputy Member of Corporate Mgmt For For
Assembly
9n Reelect Anne-Margrethe Firing as Deputy Member of Corporate Mgmt For For
Assembly
9o Elect Linda Aase as Deputy Member of Corporate Assembly Mgmt For For
9p Reelect Shahzad Rana as Deputy Member of Corporate Assembly Mgmt For For
10 Approve Remuneration of Members and Deputy Members of Mgmt For For
Corporate Assembly in the Amount of NOK 100,000 for Chair,
NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and
NOK 5,250 for Deputy Members
11a Reelect Olaug Svarva as Chair of Nominating Committee Mgmt For For
11b Reelect Bjorn Haavik as Member of Nominating Committee Mgmt For For
11c Reelect Tom Rathke as Member of Nominating Committee Mgmt For For
11d Elect Live Aker as Member of Nominating Committee Mgmt For For
12 Approve Remuneration of Nominating Committee in the Amount Mgmt For For
of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting
for Other Members
13 Authorize Repurchase and Reissuance of Shares up to a Nominal Mgmt For
Against
Value of NOK 20 Million in Connection with Share Saving Scheme
for Employees
14 Authorize Repurchase of Shares up to a Nominal Value of NOK Mgmt For For
187.5 Million and Cancellation of Repurchased Shares; Amend
Articles Accordingly
Page 128 of 174
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15 Amend Articles Re: Specify Share Capital and Number of Shares; Mgmt For For
Right to Sign for Company; Number of Members of Corporate
Assembly; Approve Electronic Distribution of Documents
Pertaining to General Meetings; Other Amendments
Shareholder Proposals Mgmt
16 Withdraw Company From Tar Sands Activities in Canada SH Against Against
Thoratec Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-May-10 USA 885175307 Annual 05-Apr-10
Ticker: THOR
CUSIP: 885175307 ISIN: US8851753074 SEDOL: 2889962
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Neil F. Dimick Mgmt For For
1.2 Elect Director Gerhard F. Burbach Mgmt For For
1.3 Elect Director J. Daniel Cole Mgmt For For
1.4 Elect Director Steven H. Collis Mgmt For For
1.5 Elect Director Elisha W. Finney Mgmt For For
1.6 Elect Director D. Keith Grossman Mgmt For For
1.7 Elect Director Paul A. LaViolette Mgmt For For
1.8 Elect Director Daniel M. Mulvena Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Comcast Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 20030N101 Annual 11-Mar-10
Ticker: CMCSA
CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director S. Decker Anstrom Mgmt For For
1.2 Elect Director Kenneth J. Bacon Mgmt For For
1.3 Elect Director Sheldon M. Bonovitz Mgmt For For
1.4 Elect Director Edward D. Breen Mgmt For For
1.5 Elect Director Julian A. Brodsky Mgmt For For
1.6 Elect Director Joseph J. Collins Mgmt For For
1.7 Elect Director J. Michael Cook Mgmt For For
1.8 Elect Director Gerald L. Hassell Mgmt For For
1.9 Elect Director Jeffrey A. Honickman Mgmt For For
1.10 Elect Director Brian L. Roberts Mgmt For For
1.11 Elect Director Ralph J. Roberts Mgmt For For
Page 129 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
1.12 Elect Director Judith Rodin Mgmt For For
1.13 Elect Director Michael I. Sovern Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Provide for Cumulative Voting SH Against Against
5 Adopt Policy on Succession Planning SH Against Against
6 Require Independent Board Chairman SH Against Against
Dime Community
Bancshares, Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 253922108 Annual 25-Mar-10
Ticker: DCOM
CUSIP: 253922108 ISIN: US2539221083 SEDOL: 2034148
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vincent F. Palagiano Mgmt For Withhold
1.2 Elect Director Patrick E. Curtin Mgmt For Withhold
1.3 Elect Director Omer S.J. Williams Mgmt For Withhold
2 Ratify Auditors Mgmt For For
GrafTech International Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 384313102 Annual 25-Mar-10
Ticker: GTI
CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Randy W. Carson Mgmt For For
1.2 Elect Director Mary B. Cranston Mgmt For For
1.3 Elect Director Harold E. Layman Mgmt For For
1.4 Elect Director Ferrell P. McClean Mgmt For For
1.5 Elect Director Michael C. Nahl Mgmt For For
1.6 Elect Director Steven R. Shawley Mgmt For For
1.7 Elect Director Craig S. Shular Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
JetBlue Airways Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 477143101 Annual 25-Mar-10
Ticker: JBLU
CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David Barger Mgmt For For
Page 130 of 174
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1.2 Elect Director Peter Boneparth Mgmt For For
1.3 Elect Director David Checketts Mgmt For For
1.4 Elect Director Virginia Gambale Mgmt For For
1.5 Elect Director Stephan Gemkow Mgmt For For
1.6 Director Joel Peterson Mgmt For Withhold
1.7 Elect Director Ann Rhoades Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
Knight Transportation, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 499064103 Annual 31-Mar-10
Ticker: KNX
CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kevin P. Knight Mgmt For For
1.2 Elect Director Randy Knight Mgmt For For
1.3 Elect Director Michael Garnreiter Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Magellan Health Services,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 559079207 Annual 31-Mar-10
Ticker: MGLN
CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael P. Ressner Mgmt For For
1.2 Elect Director Michael S. Diament Mgmt For For
2 Ratify Auditors Mgmt For For
McDonald's Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 580135101 Annual 23-Mar-10
Ticker: MCD
CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Walter E. Massey Mgmt For For
2 Elect Director John W. Rogers, Jr. Mgmt For For
3 Elect Director Roger W. Stone Mgmt For For
4 Elect Director Miles D. White Mgmt For For
5 Ratify Auditors Mgmt For For
Page 131 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
7 Reduce Supermajority Vote Requirement SH Against For
8 Require Suppliers to Adopt CAK SH Against Against
9 Adopt Cage-Free Eggs Purchasing Policy SH Against Against
MFA Financial Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 55272X102 Annual 23-Mar-10
Ticker: MFA
CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stewart Zimmerman Mgmt For For
1.2 Elect Director James A. Brodsky Mgmt For For
1.3 Elect Director Alan L. Gosule Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
National Retail Properties,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 637417106 Annual 22-Mar-10
Ticker: NNN
CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Don DeFosset Mgmt For For
1.2 Elect Director Dennis E. Gershenson Mgmt For For
1.3 Elect Director Kevin B. Habicht Mgmt For For
1.4 Elect Director Richard B. Jennings Mgmt For For
1.5 Elect Director Ted B. Lanier Mgmt For For
1.6 Elect Director Robert C. Legler Mgmt For For
1.7 Elect Director Craig Macnab Mgmt For For
1.8 Elect Director Robert Martinez Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
The Home Depot, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 437076102 Annual 22-Mar-10
Ticker: HD
CUSIP: 437076102 ISIN: US4370761029 SEDOL: 2434209
Vote
Proponent Mgmt Rec Instruction
1 Elect Director F. Duane Ackerman Mgmt For For
Page 132 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Elect Director David H. Batchelder Mgmt For For
3 Elect Director Francis S. Blake Mgmt For For
4 Elect Director Ari Bousbib Mgmt For For
5 Elect Director Gregory D. Brenneman Mgmt For For
6 Elect Director Albert P. Carey Mgmt For For
7 Elect Director Armando Codina Mgmt For For
8 Elect Director Bonnie G. Hill Mgmt For For
9 Elect Director Karen L. Katen Mgmt For For
10 Ratify Auditors Mgmt For For
11 Amend Omnibus Stock Plan Mgmt For For
12 Provide for Cumulative Voting SH Against Against
13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
14 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
15 Provide Right to Act by Written Consent SH Against For
16 Require Independent Board Chairman SH Against Against
17 Prepare Employment Diversity Report SH Against For
18 Reincorporate in Another State [from Delaware to North Dakota] SH Against
Against
The Talbots, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 874161102 Annual 21-Apr-10
Ticker: TLB
CUSIP: 874161102 ISIN: US8741611029 SEDOL: 2871806
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Marjorie L. Bowen Mgmt For For
1.2 Elect Director John W. Gleeson Mgmt For For
1.3 Elect Director Andrew H. Madsen Mgmt For For
1.4 Elect Director Gary M. Pfeiffer Mgmt For For
1.5 Elect Director Trudy F. Sullivan Mgmt For For
1.6 Elect Director Susan M. Swain Mgmt For For
2 Ratify Auditors Mgmt For For
Westlake Chemical
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 960413102 Annual 01-Apr-10
Ticker: WLK
CUSIP: 960413102 ISIN: US9604131022 SEDOL: B01ZP20
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director E. William Barnett Mgmt For For
Page 133 of 174
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Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director Robert T. Blakely Mgmt For For
1.3 Elect Director Albert Chao Mgmt For For
2 Ratify Auditors Mgmt For For
FPL Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-May-10 USA 302571104 Annual 22-Mar-10
Ticker: FPL
CUSIP: 302571104 ISIN: US3025711041 SEDOL: 2328915
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Sherry S. Barrat Mgmt For For
1.2 Elect Director Robert M. Beall, II Mgmt For For
1.3 Elect Director J. Hyatt Brown Mgmt For For
1.4 Elect Director James L. Camaren Mgmt For For
1.5 Elect Director J. Brian Ferguson Mgmt For For
1.6 Elect Director Lewis Hay, III Mgmt For For
1.7 Elect Director Toni Jennings Mgmt For For
1.8 Elect Director Oliver D. Kingsley, Jr. Mgmt For For
1.9 Elect Director Rudy E. Schupp Mgmt For For
1.10 Elect Director William H. Swanson Mgmt For For
1.11 Elect Director Michael H. Thaman Mgmt For For
1.12 Elect Director Hansel E. Tookes, II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Change Company Name Mgmt For For
L.B. Foster Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-May-10 USA 350060109 Annual 19-Mar-10
Ticker: FSTR
CUSIP: 350060109 ISIN: US3500601097 SEDOL: 2348225
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lee B. Foster II Mgmt For For
1.2 Elect Director Stan L. Hasselbusch Mgmt For For
1.3 Elect Director Peter McIlroy II Mgmt For For
1.4 Elect Director G. Thomas McKane Mgmt For For
1.5 Elect Director Diane B. Owen Mgmt For For
1.6 Elect Director William H. Rackoff Mgmt For For
1.7 Elect Director Suzanne B. Rowland Mgmt For For
2 Ratify Auditors Mgmt For For
Page 134 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Time Warner Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-May-10 USA 887317303 Annual 26-Mar-10
Ticker: TWX
CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2
Vote
Proponent Mgmt Rec Instruction
1 Elect Director James L. Barksdale Mgmt For Against
2 Elect Director William P. Barr Mgmt For For
3 Elect Director Jeffrey L. Bewkes Mgmt For For
4 Elect Director Stephen F. Bollenbach Mgmt For For
5 Elect Director Frank J. Caufield Mgmt For Against
6 Elect Director Robert C. Clark Mgmt For Against
7 Elect Director Mathias Dopfner Mgmt For For
8 Elect Director Jessica P. Einhorn Mgmt For Against
9 Elect Director Fred Hassan Mgmt For For
10 Elect Director Michael A. Miles Mgmt For For
11 Elect Director Kenneth J. Novack Mgmt For Against
12 Elect Director Deborah C. Wright Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For Against
15 Provide Right to Call Special Meeting Mgmt For For
16 Reduce Supermajority Vote Requirement SH Against For
17 Stock Retention/Holding Period SH Against Against
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Total SA Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-May-10 France F92124100 Annual/Special 18-May-10
Ticker: N/A
CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 2.28 per Mgmt For For
Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Approve Transaction with Christophe de Margerie Re: Severance Mgmt For Against
Payment
Page 135 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
7 Reelect Thierry Desmarest as Director Mgmt For For
8 Reelect Thierry de Rudder as Director Mgmt For For
9 Elect Gunnar Brock as Director Mgmt For For
10 Elect Claude Clement as Representative of Employee Mgmt For For
Shareholders to the Board
11 Elect Philippe Marchandise as Representative of Employee Mgmt Against Against
Shareholders to the Board
12 Elect Mohammed Zaki as Representative of Employee Mgmt Against Against
Shareholders to the Board
13 Reelect Ernst & Young Audit as Auditor Mgmt For For
14 Reelect KPMG Audit as Auditor Mgmt For For
15 Ratify Auditex as Alternate Auditor Mgmt For For
16 Ratify KPMG Audit I.S. as Alternate Auditor Mgmt For For
Special Business Mgmt
17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5
Billion
18 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR 850
million
19 Authorize Capital Increase of up to 10 Percent of Issued Capital Mgmt For For
for Future Acquisitions
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Authorize up to 0.1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
Employee Shareholder Proposals Mgmt
A Amend Article 9 of Bylaws Re: Mutual Fund SH Against Against
UnitedHealth Group
Incorporated
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
24-May-10 USA 91324P102 Annual 26-Mar-10
Ticker: UNH
CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766
Vote
Proponent Mgmt Rec Instruction
1 Elect Director William C. Ballard, Jr. Mgmt For For
2 Elect Director Richard T. Burke Mgmt For For
3 Elect Director Robert J. Darretta Mgmt For For
4 Elect Director Stephen J. Hemsley Mgmt For For
5 Elect Director Michele J. Hooper Mgmt For For
6 Elect Director Douglas W. Leatherdale Mgmt For For
7 Elect Director Glenn M. Renwick Mgmt For For
8 Elect Director Kenneth I. Shine Mgmt For For
Page 136 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
9 Elect Director Gail R. Wilensky Mgmt For For
10 Ratify Auditors Mgmt For For
11 Report on Lobbying Expenses SH Against Against
12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Amazon.com, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-May-10 USA 023135106 Annual 29-Mar-10
Ticker: AMZN
CUSIP: 023135106 ISIN: US0231351067 SEDOL: 2000019
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Jeffrey P. Bezos Mgmt For For
2 Elect Director Tom A. Alberg Mgmt For For
3 Elect Director John Seely Brown Mgmt For For
4 Elect Director William B. Gordon Mgmt For For
5 Elect Director Alain Monie Mgmt For For
6 Elect Director Thomas O. Ryder Mgmt For For
7 Elect Director Patricia Q. Stonesifer Mgmt For For
8 Ratify Auditors Mgmt For For
9 Report on Political Contributions SH Against Against
Columbia Sportswear Co. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-May-10 USA 198516106 Annual 22-Mar-10
Ticker: COLM
CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gertrude Boyle Mgmt For For
1.2 Elect Director Timothy P. Boyle Mgmt For For
1.3 Elect Director Sarah A. Bany Mgmt For For
1.4 Elect Director Murrey R. Albers Mgmt For For
1.5 Elect Director Stephen E. Babson Mgmt For For
1.6 Elect Director Andy D. Bryant Mgmt For For
1.7 Elect Director Edward S. George Mgmt For For
1.8 Elect Director Walter T. Klenz Mgmt For For
1.9 Elect Director John W. Stanton Mgmt For For
2 Ratify Auditors Mgmt For For
NuVasive, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-May-10 USA 670704105 Annual 29-Mar-10
Ticker: NUVA
Page 137 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CUSIP: 670704105 ISIN: US6707041058 SEDOL: B00GJC2
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alexis V. Lukianov Mgmt For For
1.2 Elect Director Jack R. Blair Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
Omnicom Group Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-May-10 USA 681919106 Annual 05-Apr-10
Ticker: OMC
CUSIP: 681919106 ISIN: US6819191064 SEDOL: 2279303
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John D. Wren Mgmt For For
1.2 Elect Director Bruce Crawford Mgmt For For
1.3 Elect Director Alan R. Batkin Mgmt For For
1.4 Elect Director Robert Charles Clark Mgmt For For
1.5 Elect Director Leonard S. Coleman, Jr. Mgmt For For
1.6 Elect Director Errol M. Cook Mgmt For For
1.7 Elect Director Susan S. Denison Mgmt For For
1.8 Elect Director Michael A. Henning Mgmt For For
1.9 Elect Director John R. Murphy Mgmt For For
1.10 Elect Director John R. Purcell Mgmt For For
1.11 Elect Director Linda Johnson Rice Mgmt For For
1.12 Elect Director Gary L. Roubos Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
5 Reimburse Proxy Contest Expenses SH Against Against
6 Adopt a Policy in which the Company will not Make or Promise to SH Against For
Make Any Death Benefit Payments to Senior Executives
7 Reduce Supermajority Vote Requirement SH Against For
Riverbed Technology, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-May-10 USA 768573107 Annual 15-Apr-10
Ticker: RVBD
CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886
Vote
Proponent Mgmt Rec Instruction
Page 138 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director Mark A. Floyd Mgmt For Withhold
1.2 Elect Director Christopher J. Schaepe Mgmt For Withhold
1.3 Elect Director James R. Swartz Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan
Societe generale Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
25-May-10 France F43638141 Annual/Special 20-May-10
CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516
Proponent Mgmt Rec
Vote
Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income and Dividends of EUR 0.25 per
Share
Mgmt For For
3 Approve Stock Dividend Program Mgmt For For
4 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
5 Approve Auditors' Special Report Regarding Ongoing
Related-Party Transactions
Mgmt For For
6 Approve Ongoing Additional Pension Scheme Agreements for
Daniel Bouton, Philippe Citerne, Didier Alix, and Severin
Cabannes
Mgmt For Against
7 Approve Additional Pension Scheme Agreement for
Jean-Francois Sammarcelli
Mgmt For For
8 Approve Additional Pension Scheme Agreement for Bernardo
Sanchez
Mgmt For For
9 Approve Non-Compete Agreement for Philippe Citerne Mgmt For Against
10 Renew Severance Payment Agreement for Frederic Oudea Mgmt For Against
11 Approve Ongoing Non-Compete Agreement for Frederic Oudea Mgmt For Against
12 Reelect Robert Castaigne as Director Mgmt For For
13 Reelect Gianemilio Osculati as Director Mgmt For For
14 Elect one Director Mgmt
15 Authorize Repurchase of Up to 10 Percent of Issued Share
Capital
Mgmt For For
Special Business Mgmt
16 Authorize Issuance of Equity or Equity-Linked Securities with
Preemptive Rights up to Aggregate Nominal Amount of EUR 460
Million; and/or Capitalization of Reserves of up to EUR 550
Million
Mgmt For For
17 Authorize Issuance of Equity or Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal Amount of EUR 138
Million
Mgmt For For
18 Authorize Board to Increase Capital in the Event of Additional
Demand Related to Delegation Submitted to Shareholder Vote
Under Items 16 and 17
Mgmt For For
Page 139 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
19 Authorize Capital Increase of up to 10 Percent of Issued Capital Mgmt For For
for Future Acquisitions
20 Approve Employee Stock Purchase Plan Mgmt For Against
21 Authorize up to 4 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
22 Authorize up to 4 Percent of Issued Capital for Use in Restricted Mgmt For
Against
Stock Plan
23 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
24 Amend Articles 4, 6, 7, 14, 15, 18,19, 20, and 21 of Bylaws to Mgmt For For
Remove All References to Preferred Stock (Class B) Subscribed
by SPPE
25 Authorize Filing of Required Documents/Other Formalities Mgmt For For
World Fuel Services
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-May-10 USA 981475106 Annual 01-Apr-10
Ticker: INT
CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Paul H. Stebbins Mgmt For For
1.2 Elect Director Michael J. Kasbar Mgmt For For
1.3 Elect Director Ken Bakshi Mgmt For For
1.4 Elect Director Joachim Heel Mgmt For For
1.5 Elect Director Richard A. Kassar Mgmt For For
1.6 Elect Director Myles Klein Mgmt For For
1.7 Elect Director J. Thomas Presby Mgmt For For
1.8 Elect Director Stephen K. Roddenberry Mgmt For For
2 Ratify Auditors Mgmt For For
Chevron Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-May-10 USA 166764100 Annual 01-Apr-10
Ticker: CVX
CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555
Vote
Proponent Mgmt Rec Instruction
1 Elect Director S.H. Armacost Mgmt For For
2 Elect Director L.F. Deily Mgmt For For
3 Elect Director R.E. Denham Mgmt For For
4 Elect Director R.J. Eaton Mgmt For For
5 Elect Director C. Hagel Mgmt For For
6 Elect Director E. Hernandez Mgmt For For
7 Elect Director F.G. Jenifer Mgmt For For
8 Elect Director G.L. Kirkland Mgmt For For
Page 140 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
9 Elect Director S. Nunn Mgmt For For
10 Elect Director D.B. Rice Mgmt For For
11 Elect Director K.W. Sharer Mgmt For For
12 Elect Director C.R. Shoemate Mgmt For For
13 Elect Director J.G. Stumpf Mgmt For For
14 Elect Director R.D. Sugar Mgmt For For
15 Elect Director C. Ware Mgmt For For
16 Elect Director J.S. Watson Mgmt For For
17 Ratify Auditors Mgmt For For
18 Provide Right to Call Special Meeting Mgmt For For
19 Request Director Nominee with Environmental Qualifications SH Against For
20 Stock Retention/Holding Period SH Against Against
21 Disclose Payments To Host Governments SH Against Against
22 Adopt Guidelines for Country Selection SH Against For
23 Report on Financial Risks From Climate Change SH Against Against
24 Amend Bylaws to Establish a Board Committee on Human Rights SH Against
Against
Exxon Mobil Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-May-10 USA 30231G102 Annual 06-Apr-10
Ticker: XOM
CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director M.J. Boskin Mgmt For For
1.2 Elect Director P. Brabeck-Letmathe Mgmt For For
1.3 Elect Director L.R. Faulkner Mgmt For For
1.4 Elect Director J.S. Fishman Mgmt For For
1.5 Elect Director K.C. Frazier Mgmt For For
1.6 Elect Director W.W. George Mgmt For For
1.7 Elect Director M.C. Nelson Mgmt For For
1.8 Elect Director S.J. Palmisano Mgmt For For
1.9 Elect Director S.C. Reinemund Mgmt For For
1.10 Elect Director R.W. Tillerson Mgmt For For
1.11 Elect Director E.E. Whitacre, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
4 Reincorporate in Another State [from New Jersey to North SH Against Against
Dakota]
5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Page 141 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Against Against
Orientation and Gender Identity
7 Adopt Policy on Human Right to Water SH Against Against
8 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against
Impacts
9 Report on Environmental Impact of Oil Sands Operations in SH Against For
Canada
10 Report on Environmental Impacts of Natural Gas Fracturing SH Against For
11 Report on Energy Technologies Development SH Against Against
12 Adopt Quantitative GHG Goals from Products and Operations SH Against For
13 Report on Risks of Alternative Long-term Fossil Fuel Demand SH Against
Against
Estimates
Hawaiian Holdings, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-May-10 USA 419879101 Annual 07-Apr-10
Ticker: HA
CUSIP: 419879101 ISIN: US4198791018 SEDOL: 2408044
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gregory S. Anderson Mgmt For For
1.2 Elect Director L. Todd Budge Mgmt For For
1.3 Elect Director Donald J. Carty Mgmt For For
1.4 Elect Director Mark B. Dunkerley Mgmt For For
1.5 Elect Director Lawrence S. Hershfield Mgmt For For
1.6 Elect Director Randall L. Jenson Mgmt For For
1.7 Elect Director Bert T. Kobayashi, Jr. Mgmt For For
1.8 Elect Director Crystal K. Rose Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
ION Geophysical
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-May-10 USA 462044108 Annual 01-Apr-10
Ticker: IO
CUSIP: 462044108 ISIN: US4620441083 SEDOL: 2460293
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Franklin Myers Mgmt For For
1.2 Elect Director Bruce S. Appelbaum Mgmt For For
1.3 Elect Director S. James Nelson, Jr. Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Page 142 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
National Financial Partners
Corp.
Ticker: NFP
26-May-10
Meeting
Date
USA
Country
63607P208
Primary Security
ID
Annual
Meeting
Type
Record
Date
30-Mar-10
CUSIP: 63607P208 ISIN: US63607P2083 SEDOL: 2772921
Proponent Mgmt Rec
Vote
Instruction
1 Elect Director Stephanie Abramson Mgmt For For
2 Elect Director Arthur Ainsberg Mgmt For For
3 Elect Director Jessica Bibliowicz Mgmt For For
4 Elect Director R. Bruce Callahan Mgmt For For
5 Elect Director John Elliott Mgmt For For
6 Elect Director J. Barry Griswell Mgmt For For
7 Elect Director Shari Loessberg Mgmt For For
8 Elect Director Kenneth Mlekush Mgmt For For
9 Ratify Auditors
Onyx Pharmaceuticals, Inc. Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: ONXX
26-May-10 USA 683399109 Annual 29-Mar-10
CUSIP: 683399109 ISIN: US6833991093 SEDOL: 2656069
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Corinne H. Nevinny Mgmt For For
1.2 Elect Director Thomas G. Wiggans Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors
The Boston Beer Company,
Inc.
Ticker: SAM
26-May-10
Meeting
Date
USA
Country
Mgmt
100557107
Primary Security
ID
Annual
Meeting
Type
For
Record
Date
29-Mar-10
For
CUSIP: 100557107 ISIN: US1005571070 SEDOL: 2113393
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director David A. Burwick Mgmt For For
1.2 Elect Director Pearson C. Cummin, III Mgmt For For
1.3 Elect Director Jean-Michel Valette
The Southern Company Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: SO
26-May-10 USA 842587107 Annual 30-Mar-10
CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601
Page 143 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director J. P. Baranco Mgmt For For
1.2 Elect Director J. A. Boscia Mgmt For For
1.3 Elect Director H. A. Clark III Mgmt For For
1.4 Elect Director H. W. Habermeyer, Jr. Mgmt For For
1.5 Elect Director V. M. Hagen Mgmt For For
1.6 Elect Director W. A. Hood, Jr. Mgmt For For
1.7 Elect Director D. M. James Mgmt For For
1.8 Elect Director J. N. Purcell Mgmt For For
1.9 Elect Director D. M. Ratcliffe Mgmt For For
1.10 Elect Director W. G. Smith, Jr. Mgmt For For
1.11 Elect Director L. D. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Eliminate Cumulative Voting Mgmt For For
5 Increase Authorized Common Stock Mgmt For For
6 Adopt Quantitative GHG Goals for Products and Operations SH Against Against
7 Report on Coal Combustion Waste Hazard and Risk Mitigation SH Against For
Efforts
Annaly Capital Management
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 USA 035710409 Annual 29-Mar-10
Ticker: NLY
CUSIP: 035710409 ISIN: US0357104092 SEDOL: 2113456
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kevin P. Brady Mgmt For For
1.2 Elect Director E. Wayne Nordberg Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Brown Shoe Company, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 USA 115736100 Annual 31-Mar-10
Ticker: BWS
CUSIP: 115736100 ISIN: US1157361007 SEDOL: 2146924
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Carla Hendra Mgmt For For
1.2 Elect Director Ward M. Klein Mgmt For For
1.3 Elect Director W. Patrick McGinnis Mgmt For For
Page 144 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
1.4 Elect Director Diane M. Sullivan Mgmt For For
1.5 Elect Director Hal J. Upbin Mgmt For For
2 Ratify Auditors
Collective Brands Inc. Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: PSS
27-May-10 USA 19421W100 Annual 01-Apr-10
CUSIP: 19421W100 ISIN: US19421W1009 SEDOL: 2685966
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Daniel Boggan Jr. Mgmt For For
1.2 Elect Director Michael A. Weiss Mgmt For For
1.3 Elect Director Robert C. Wheeler Mgmt For For
2 Ratify Auditors
Deutsche Bank AG Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
27-May-10 Germany D18190898 Annual 11-May-10
CUSIP: D18190898 ISIN: DE0005140008 SEDOL: 5750355
Proponent Mgmt Rec
Vote
Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal
2009 (Non-Voting)
Mgmt
2 Approve Allocation of Income and Dividends of EUR 0.75 per
Share
Mgmt For For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
6 Authorize Repurchase of Up to Five Percent of Issued Share
Capital for Trading Purposes
Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or
Cancellation of Repurchased Shares
Mgmt For For
8 Authorize Use of Financial Derivatives when Repurchasing
Shares
Mgmt For For
9 Approve Remuneration System for Management Board Members Mgmt For Against
10 Amend Articles Re: Participation in, Electronic Voting, and
Exercise of Voting Rights at General Meeting due to New
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
Mgmt For For
11 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of
EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights
Mgmt For For
12 Amend Affiliation Agreements with Subsidiaries Mgmt For For
13 Approve Affiliation Agreements with Subsidiaries DB
Beteiligungs-Holding GmbH and DB Finanz-Holding GmbH
Mgmt For For
Page 145 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Digital River, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 USA 25388B104 Annual 31-Mar-10
Ticker: DRIV
CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Joel A. Ronning Mgmt For For
1.2 Elect Director Perry W. Steiner Mgmt For For
1.3 Elect Director Cheryl F. Rosner Mgmt For For
2 Ratify Auditors Mgmt For For
Heidrick & Struggles
International, Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 USA 422819102 Annual 16-Apr-10
Ticker: HSII
CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Richard I. Beattie Mgmt For For
2 Elect Director Antonio Borges Mgmt For For
3 Elect Director John A. Fazio Mgmt For For
4 Ratify Auditors Mgmt For For
Hutchison Whampoa Limited Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 Hong Kong Y38024108 Annual 19-May-10
Ticker: N/A
CUSIP: Y38024108 ISIN: HK0013000119 SEDOL: 6448068
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3a Reelect Li Tzar Kuoi, Victor as Director Mgmt For Against
3b Reelect Frank John Sixt as Director Mgmt For Against
3c Reelect Michael David Kadoorie as Director Mgmt For For
3d Reelect George Colin Magnus as Director Mgmt For Against
3e Reelect Margaret Leung Ko May Yee as Director Mgmt For Against
4 Appoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For
5a Approve Issuance of Equity or Equity-Linked Securities without Mgmt For
Against
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
5c Authorize Reissuance of Repurchased Shares Mgmt For Against
Page 146 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Approve CKH Master Agreement and Acquisition of CKH Mgmt For For
Connected Debt Securities
7 Approve HSE Master Agreement and Acquisition of HSE Mgmt For For
Connected Debt Securities
Mid-America Apartment
Communities, Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 USA 59522J103 Annual 19-Mar-10
Ticker: MAA
CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For For
1.3 Elect Director John S. Grinalds Mgmt For For
1.4 Elect Director Ralph Horn Mgmt For For
1.5 Elect Director W. Reid Sanders Mgmt For For
1.6 Elect Director William B. Sansom Mgmt For For
1.7 Elect Director Philip W. Norwood Mgmt For For
1.8 Elect Director Simon R.C. Wadsworth Mgmt For For
2 Ratify Auditors Mgmt For For
optionsXpress Holdings, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 USA 684010101 Annual 29-Mar-10
Ticker: OXPS
CUSIP: 684010101 ISIN: US6840101017 SEDOL: B05QFX0
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David A. Fisher Mgmt For For
1.2 Elect Director Michael J. Soenen Mgmt For For
1.3 Elect Director S. Scott Wald Mgmt For For
2 Ratify Auditors Mgmt For For
Polycom, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 USA 73172K104 Annual 01-Apr-10
Ticker: PLCM
CUSIP: 73172K104 ISIN: US73172K1043 SEDOL: 2693420
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert C. Hagerty Mgmt For For
1.2 Elect Director Michael R. Kourey Mgmt For For
1.3 Elect Director Betsy S. Atkins Mgmt For For
1.4 Elect Director David G. DeWalt Mgmt For For
1.5 Elect Director John A. Kelley, Jr. Mgmt For For
Page 147 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.6 Elect Director D. Scott Mercer Mgmt For For
1.7 Elect Director William A. Owens Mgmt For For
1.8 Elect Director Kevin T. Parker Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
RiskMetrics Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 USA 767735103 Special 26-Apr-10
Ticker: RISK
CUSIP: 767735103 ISIN: US7677351030 SEDOL: B2NXYQ3
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For Abstain
2 Adjourn Meeting Mgmt For Abstain
HSBC Holdings plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-May-10 United Kingdom G4634U169 Annual 27-May-10
Ticker: N/A
CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3a Re-elect Rona Fairhead as Director Mgmt For For
3b Re-elect Michael Geoghegan as Director Mgmt For For
3c Re-elect Stephen Green as Director Mgmt For For
3d Re-elect Gwyn Morgan as Director Mgmt For For
3e Re-elect Nagavara Murthy as Director Mgmt For For
3f Re-elect Simon Robertson as Director Mgmt For For
3g Re-elect John Thornton as Director Mgmt For For
3h Re-elect Sir Brian Williamson as Director Mgmt For For
4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
7 Amend Articles of Association Mgmt For For
8 Approve UK Share Incentive Plan Mgmt For For
9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
Catalyst Health Solutions,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
01-Jun-10 USA 14888B103 Annual 05-Apr-10
Ticker: CHSI
Page 148 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William E. Brock Mgmt For Withhold
1.2 Elect Director Edward S. Civera Mgmt For Withhold
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
First Solar, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
01-Jun-10 USA 336433107 Annual 15-Apr-10
Ticker: FSLR
CUSIP: 336433107 ISIN: US3364331070 SEDOL: B1HMF22
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael J. Ahearn Mgmt For For
1.2 Elect Director Robert J. Gillette Mgmt For For
1.3 Elect Director Craig Kennedy Mgmt For For
1.4 Elect Director James F. Nolan Mgmt For For
1.5 Elect Director William J. Post Mgmt For For
1.6 Elect Director J. Thomas Presby Mgmt For For
1.7 Elect Director Paul H. Stebbins Mgmt For Withhold
1.8 Elect Director Michael Sweeney Mgmt For Withhold
1.9 Elect Director Jose H. Villarreal Mgmt For Withhold
2 Approve Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Isis Pharmaceuticals, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
02-Jun-10 USA 464330109 Annual 06-Apr-10
Ticker: ISIS
CUSIP: 464330109 ISIN: US4643301090 SEDOL: 2459785
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stanley T. Crooke Mgmt For For
1.2 Elect Director Joseph Klein, III Mgmt For For
1.3 Elect Director John C. Reed Mgmt For For
2 Amend Non-Employee Director Stock Option Plan Mgmt For For
3 Amend Stock Option Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
Page 149 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Molson Coors Brewing
Company
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
02-Jun-10 USA 60871R209 Annual 05-Apr-10
Ticker: TAP
CUSIP: 60871R209 ISIN: US60871R2094 SEDOL: B067BM3
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Directors John E. Cleghorn Mgmt For For
1.2 Elect Directors Charles M. Herington Mgmt For For
1.3 Elect Directors David P. O'Brien Mgmt For For
Telefonica S.A. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
02-Jun-10 Spain 879382109 Annual 18-May-10
Ticker: N/A
CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524
Vote
Proponent Mgmt Rec Instruction
1 Approve Individual and Consolidated Financial Statements, Mgmt For For
Statutory Reports, Allocation of Income, and Discharge Directors
for Fiscal Year 2009
2 Approve Distribution of Dividend Charged to Unrestricted Mgmt For For
Reserves
3 Authorize Repurchase of Shares Mgmt For For
4 Authorize Issuance of Convertible Bonds and Other Debt Mgmt For For
Securities Without Preemptive Rights
5 Reelect Auditors for Fiscal Year 2010 Mgmt For For
6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
DIRECTV Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-Jun-10 USA 25490A101 Annual 05-Apr-10
Ticker: DTV
CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Neil R. Austrian Mgmt For For
1.2 Elect Director Ralph F. Boyd, Jr. Mgmt For For
1.3 Elect Director Paul A. Gould Mgmt For For
1.4 Elect Director Charles R. Lee Mgmt For For
1.5 Elect Director Peter A. Lund Mgmt For For
1.6 Elect Director Gregory B. Maffei Mgmt For For
1.7 Elect Director John C. Malone Mgmt For For
1.8 Elect Director Nancy S. Newcomb Mgmt For For
1.9 Elect Director Haim Saban Mgmt For For
1.10 Elect Director Michael D. White Mgmt For For
Page 150 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Stock Retention/Holding Period SH Against Against
Gartner, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-Jun-10 USA 366651107 Annual 08-Apr-10
Ticker: IT
CUSIP: 366651107 ISIN: US3666511072 SEDOL: 2372763
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael J. Bingle Mgmt For For
1.2 Elect Director Richard J. Bressler Mgmt For For
1.3 Elect Director Karen E. Dykstra Mgmt For For
1.4 Elect Director Russell P. Fradin Mgmt For Withhold
1.5 Elect Director Anne Sutherland Fuchs Mgmt For Withhold
1.6 Elect Director William O. Grabe Mgmt For For
1.7 Elect Director Eugene A. Hall Mgmt For For
1.8 Elect Director Stephen G. Pagliuca Mgmt For For
1.9 Elect Director James C. Smith Mgmt For For
1.10 Elect Director Jeffrey W. Ubben Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Las Vegas Sands Corp Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-Jun-10 USA 517834107 Annual 12-Apr-10
Ticker: LVS
CUSIP: 517834107 ISIN: US5178341070 SEDOL: B02T2J7
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Sheldon G. Adelson Mgmt For Withhold
1.2 Elect Director Irwin Chafetz Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Prepare Sustainability Report SH Against For
4 Other Business Mgmt For Abstain
MarketAxess Holdings Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-Jun-10 USA 57060D108 Annual 06-Apr-10
Ticker: MKTX
CUSIP: 57060D108 ISIN: US57060D1081 SEDOL: B03Q9D0
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Richard M. McVey Mgmt For For
Page 151 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director Sharon Brown-Hruska Mgmt For For
1.3 Elect Director Roger Burkhardt Mgmt For For
1.4 Elect Director Stephen P. Casper Mgmt For For
1.5 Elect Director David G. Gomach Mgmt For For
1.6 Elect Director Carlos M. Hernandez Mgmt For For
1.7 Elect Director Ronald M. Hersch Mgmt For For
1.8 Elect Director Jerome S. Markowitz Mgmt For For
1.9 Elect Director T. Kelley Millet Mgmt For For
1.10 Elect Director Nicolas S. Rohatyn Mgmt For For
1.11 Elect Director John Steinhardt Mgmt For For
2 Ratify Auditors Mgmt For For
Quest Software, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-Jun-10 USA 74834T103 Annual 19-Apr-10
Ticker: QSFT
CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vincent C. Smith Mgmt For For
1.2 Elect Director Raymond J. Lane Mgmt For For
1.3 Elect Director Douglas F. Garn Mgmt For For
1.4 Elect Director Augustine L. Nieto II Mgmt For For
1.5 Elect Director Kevin M. Klausmeyer Mgmt For For
1.6 Elect Director Paul A. Sallaberry Mgmt For For
1.7 Elect Director H. John Dirks Mgmt For For
2 Ratify Auditors Mgmt For For
ATP Oil & Gas Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-Jun-10 USA 00208J108 Annual 09-Apr-10
Ticker: ATPG
CUSIP: 00208J108 ISIN: US00208J1088 SEDOL: 2721581
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director T. Paul Bulmahn Mgmt For Withhold
1.2 Elect Director Robert J. Karow Mgmt For For
1.3 Elect Director Gerard J. Swonke Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve Amendments to ATP's Restated Articles of Incorporation Mgmt For For
to the Texas Business Organizations Code
Page 152 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
The Buckle, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-Jun-10 USA 118440106 Annual 26-Mar-10
Ticker: BKE
CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Daniel J. Hirschfeld Mgmt For For
1.2 Elect Director Dennis H. Nelson Mgmt For For
1.3 Elect Director Karen B. Rhoads Mgmt For For
1.4 Elect Director James E. Shada Mgmt For For
1.5 Elect Director Robert E. Campbell Mgmt For For
1.6 Elect Director Bill L. Fairfield Mgmt For For
1.7 Elect Director Bruce L. Hoberman Mgmt For For
1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For
1.9 Elect Director Michael E. Huss Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For Against
5 Amend Restricted Stock Plan Mgmt For For
Wal-Mart Stores, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-Jun-10 USA 931142103 Annual 08-Apr-10
Ticker: WMT
CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Aida M. Alvarez Mgmt For For
2 Elect Director James W. Breyer Mgmt For For
3 Elect Director M. Michele Burns Mgmt For For
4 Elect Director James I. Cash, Jr. Mgmt For For
5 Elect Director Roger C. Corbett Mgmt For For
6 Elect Director Douglas N. Daft Mgmt For Against
7 Elect Director Michael T. Duke Mgmt For For
8 Elect Director Gregory B. Penner Mgmt For For
9 Elect Director Steven S. Reinemund Mgmt For For
10 Elect Director H. Lee Scott, Jr. Mgmt For For
11 Elect Director Arne M. Sorenson Mgmt For For
12 Elect Director Jim C. Walton Mgmt For For
13 Elect Director S. Robson Walton Mgmt For For
Page 153 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
14 Elect Director Christopher J. Williams Mgmt For For
15 Elect Director Linda S. Wolf Mgmt For Against
16 Ratify Auditors Mgmt For For
17 Approve Omnibus Stock Plan Mgmt For Against
18 Amend Sharesave Plan Mgmt For For
19 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Against For
Orientation and Gender Identity
20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
21 Report on Political Contributions SH Against Against
22 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
23 Require Suppliers to Adopt CAK SH Against Against
24 Report on Process for Identifying and Prioritizing Public Policy SH Against
Against
Activities
Watsco, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-Jun-10 USA 942622200 Annual 09-Apr-10
Ticker: WSO
CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert L. Berner, III Mgmt For For
Silgan Holdings Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-Jun-10 USA 827048109 Annual 16-Apr-10
Ticker: SLGN
CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324
Vote
Proponent Mgmt Rec Instruction
1 Amend Stockholder Voting Standard From A Majority Of Shares Mgmt For For
Outstanding Standard To A Majority Of Votes Cast Standard
2 Increase Authorized Common Stock Mgmt For For
3.1 Elect Director R. Philip Silver Mgmt For For
3.2 Elect Director William C. Jennings Mgmt For For
4 Ratify Auditors Mgmt For For
Arena Resources, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
08-Jun-10 USA 040049108 Special 05-May-10
Ticker: ARD
CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For Against
Page 154 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
J.Crew Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: JCG
08-Jun-10 USA 46612H402 Annual 09-Apr-10
CUSIP: 46612H402 ISIN: US46612H4020 SEDOL: B0T7ZB7
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Heather Resiman Mgmt For For
1.2 Elect Director David House Mgmt For For
1.3 Elect Director Stuart Sloan Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors
SAP AG Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
08-Jun-10 Germany D66992104 Annual 18-May-10
CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288
Proponent Mgmt Rec
Vote
Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal
2009 (Non-Voting)
Mgmt
2 Approve Allocation of Income and Dividends of EUR 0.50 per
Share
Mgmt For For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
7 Amend Articles to Reflect Changes in Capital Mgmt For For
8.1 Amend Articles Re: Convocation of General Meeting due to New
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
Mgmt For For
8.2 Amend Articles Re: Registration for General Meeting due to New
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
Mgmt For For
8.3 Amend Articles Re: Electronic Participation in General Meeting
due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
Mgmt For For
8.4 Amend Articles Re: Postal and Electronic Voting at General
Meeting due to New German Legislation (Law on Transposition
of EU Shareholder's Rights Directive)
Mgmt For For
8.5 Amend Articles Re: Proxy Voting at General Meeting due to New
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
Mgmt For For
8.6 Amend Articles Re: Audio and Video Transmission of General
Meeting due to New German Legislation (Law on Transposition
of EU Shareholder's Rights Directive)
Mgmt For For
Page 155 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
9.1 Approve Cancellation of Authorized Capital I and Authorized Mgmt For For
Capital II
9.2 Approve Creation of EUR 250 Million Pool of Capital with Mgmt For For
Preemptive Rights
9.3 Approve Creation of EUR 250 Million Pool of Capital without Mgmt For For
Preemptive Rights
10 Approve Creation of EUR 30 Million Pool of Capital without Mgmt For For
Preemptive Rights for Issue of Shares Pursuant to Employee
Stock Option Plan
11 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
12 Approve Remuneration of Supervisory Board Mgmt For For
Caterpillar Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
09-Jun-10 USA 149123101 Annual 12-Apr-10
Ticker: CAT
CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John T. Dillon Mgmt For For
1.2 Elect Director Juan Gallardo Mgmt For For
1.3 Elect Director William A. Osborn Mgmt For For
1.4 Elect Director Edward B. Rust, Jr. Mgmt For For
1.5 Elect Director Susan C. Schwab Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Declassify the Board of Directors Mgmt For For
5 Reduce Supermajority Vote Requirement Mgmt For For
6 Require Independent Board Chairman SH Against Against
7 Amend Human Rights Policy SH Against For
8 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
France Telecom Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
09-Jun-10 France F4113C103 Annual/Special 04-Jun-10
Ticker: N/A
CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Discharge Directors Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Treatment of Losses and Dividends of EUR 1.40 per Mgmt For For
Share
Page 156 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
4 Approve Transaction with French State Re: Partial Dividend
Payment in Shares
Mgmt For For
5 Approve Transaction with Claudie Haignere, Bernard Dufau,
Didier Lombard, Henri Martre, and Jean Simonin Re: Partial
Dividend Payment in Shares
Mgmt For For
6 Amend Terms of Transaction with Novalis Re: Corporate Officers
Health Insurance
Mgmt For For
7 Authorize Repurchase of Up to 10 Percent of Issued Share
Capital
Mgmt For For
8 Elect Stephane Richard as Director Mgmt For Against
9 Elect Marc Maouche as Representative of Employee Shareholders
to the Board
Mgmt For Against
10 Elect Jean Pierre Borderieux as Representative of Employee
Shareholders to the Board
Mgmt For Against
Extraordinary Business Mgmt
11 Authorize Capital Increase of up to EUR 70 Million to Holders of
Orange SA Stock Options or Shares in Connection with France
Telecom Liquidity Agreement
Mgmt For For
12 Authorize up to EUR 1 Million for Issuance of Free Option-Based
Liquidity Instruments Reserved for Holders of Orange SA Stock
Options Benefitting from a Liquidity Agreement
Mgmt For For
13 Authorize up to 1 Percent of Issued Capital for Use in Stock
Option Plan
Mgmt For For
14 Approve Employee Stock Purchase Plan Mgmt For For
15 Approve Reduction in Share Capital via Cancellation of
Repurchased Shares
Mgmt For For
16 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Omega Healthcare
Investors, Inc.
Ticker: OHI
09-Jun-10
Meeting
Date
USA
Country
681936100
Primary Security
ID
Annual
Meeting
Type
Record
Date
30-Apr-10
CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Edward Lowenthal Mgmt For For
1.2 Elect Director Stephen D. Plavin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Charter to Revise Various Provisions Regarding REIT
Ownership Limits
Mgmt For For
4 Amend Charter to Grant Authority to the Board of Directors to
Increase or Decrease Authorized Common and Preferred Stock
Mgmt For Against
Target Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: TGT
09-Jun-10 USA 87612E106 Annual 12-Apr-10
CUSIP: 87612E106 ISIN: US87612E1064 SEDOL: 2259101
Proponent Mgmt Rec
Vote
Instruction
Page 157 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Elect Director Calvin Darden Mgmt For For
2 Elect Director Anne M. Mulcahy Mgmt For For
3 Elect Director Stephen W. Sanger Mgmt For For
4 Elect Director Gregg W. Steinhafel Mgmt For For
5 Ratify Auditors Mgmt For For
6 Declassify the Board of Directors Mgmt For For
7 Reduce Supermajority Vote Requirement Mgmt For For
8 Amend Articles of Incorporation Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Amedisys, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Jun-10 USA 023436108 Annual 15-Apr-10
Ticker: AMED
CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William F. Borne Mgmt For For
1.2 Elect Director Ronald A. LaBorde Mgmt For For
1.3 Elect Director Jake L. Netterville Mgmt For For
1.4 Elect Director David R. Pitts Mgmt For For
1.5 Elect Director Peter F. Ricchiuti Mgmt For For
1.6 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
American Vanguard
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Jun-10 USA 030371108 Annual 23-Apr-10
Ticker: AVD
CUSIP: 030371108 ISIN: US0303711081 SEDOL: 2025711
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lawrence S. Clark Mgmt For For
1.2 Elect Director Alfred F. Ingulli Mgmt For For
1.3 Elect Director John L. Killmer Mgmt For For
1.4 Elect Director Herbert A. Kraft Mgmt For For
1.5 Elect Director John B. Miles Mgmt For For
1.6 Elect Director Carl R. Soderlind Mgmt For For
1.7 Elect Director Irving J. Thau Mgmt For For
1.8 Elect Director Eric G. Wintemute Mgmt For For
1.9 Elect Director Esmail Zirakparvar Mgmt For For
2 Ratify Auditors Mgmt For For
Page 158 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Banco Santander S.A. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: N/A
10-Jun-10 Spain E19790109 Annual 24-May-10
CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946
Proponent Mgmt Rec
Vote
Instruction
1 Accept Individual and Consolidated Financial Statements and
Statutory Reports and Discharge Directors for Fiscal Year Ended
Dec. 31, 2009
Mgmt For For
2 Approve Allocation of Income Mgmt For For
3.1 Elect Angel Jado Becerro de Bengoa as Director Mgmt For For
3.2 Re-elect Francisco Javier Botin-Sanz de Sautuola y O'Shea as
Director
Mgmt For For
3.3 Re-elect Isabel Tocino Biscarolasaga as Director Mgmt For For
3.4 Re-elect Fernando de Asua Alvarez as Director Mgmt For For
3.5 Re-elect Alfredo Saenz Abad Mgmt For For
4 Reelect Auditors for Fiscal Year 2010 Mgmt For For
5 Authorize Repurchase of Shares in Accordance With Article 75 of
Spanish Company Law; Void Authorization Granted on June 19,
2009
Mgmt For For
6 Authorize Issuance of Equity or Equity-Linked Securities without
Preemptive Rights in Accordance to Article 153 1.a) of the
Spanish Corporate Law; Void Authorization Granted at the AGM
held on June 19, 2009
Mgmt For For
7.1 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For
7.2 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For
8 Grant Board Authorization to Issue Convertible and/or
Exchangeable Debt Securities without Preemptive Rights
Mgmt For For
9.1 Approve Bundled Incentive Plans Linked to Performance
Objectives
Mgmt For Against
9.2 Approve Savings Plan for Santander UK PLC' Employees and
other Companies of Santander Group in the United Kingdom
Mgmt For For
10 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
11 Approve Director Remuneration Policy Report
Dollar Thrifty Automotive
Group, Inc.
10-Jun-10
Meeting
Date
USA
Country
Ticker: DTG
Mgmt
256743105
Primary Security
ID
Annual
Meeting
Type
For
Record
Date
12-Apr-10
For
CUSIP: 256743105 ISIN: US2567431059 SEDOL: 2134208
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Thomas P. Capo Mgmt For For
1.2 Elect Director Maryann N. Keller Mgmt For For
1.3 Elect Director Edward C. Lumley Mgmt For For
1.4 Elect Director Richard W. Neu Mgmt For For
Page 159 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.5 Elect Director John C. Pope Mgmt For For
1.6 Elect Director Scott L. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
EMCOR Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Jun-10 USA 29084Q100 Annual 20-Apr-10
Ticker: EME
CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen W. Bershad Mgmt For For
1.2 Elect Director David A.B. Brown Mgmt For For
1.3 Elect Director Larry J. Bump Mgmt For For
1.4 Elect Director Albert Fried, Jr. Mgmt For For
1.5 Elect Director Anthony J. Guzzi Mgmt For For
1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For
1.7 Elect Director David H. Laidley Mgmt For For
1.8 Elect Director Frank T. MacInnis Mgmt For For
1.9 Elect Director Jerry E. Ryan Mgmt For For
1.10 Elect Director Michael T. Yonker Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Regeneron Pharmaceuticals,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Jun-10 USA 75886F107 Annual 14-Apr-10
Ticker: REGN
CUSIP: 75886F107 ISIN: US75886F1075 SEDOL: 2730190
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Leonard S. Schleifer Mgmt For For
1.2 Elect Director Eric M. Shooter Mgmt For For
1.3 Elect Director George D. Yancopoulos Mgmt For For
2 Ratify Auditors Mgmt For For
KBW, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
14-Jun-10 USA 482423100 Annual 19-Apr-10
Ticker: KBW
CUSIP: 482423100 ISIN: US4824231009 SEDOL: B1GN3K0
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Thomas B. Michaud Mgmt For For
Page 160 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director James K. Schmidt Mgmt For For
2 Ratify Auditors Mgmt For For
Informatica Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
15-Jun-10 USA 45666Q102 Annual 22-Apr-10
Ticker: INFA
CUSIP: 45666Q102 ISIN: US45666Q1022 SEDOL: 2412067
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mark Garrett Mgmt For For
1.2 Elect Director Gerald Held Mgmt For For
1.3 Elect Director Charles J. Robel Mgmt For For
2 Ratify Auditors Mgmt For For
Ameristar Casinos, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Jun-10 USA 03070Q101 Annual 03-May-10
Ticker: ASCA
CUSIP: 03070Q101 ISIN: US03070Q1013 SEDOL: 2041717
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Carl Brooks Mgmt For For
1.2 Elect Director Gordon R. Kanofsky Mgmt For Withhold
1.3 Elect Director J. William Richardson Mgmt For For
2 Ratify Auditors Mgmt For For
Encore Capital Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Jun-10 USA 292554102 Annual 19-Apr-10
Ticker: ECPG
CUSIP: 292554102 ISIN: US2925541029 SEDOL: 2443078
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director J. Brandon Black Mgmt For For
1.2 Elect Director Timothy J. Hanford Mgmt For For
1.3 Elect Director George Lund Mgmt For For
1.4 Elect Director Richard A. Mandell Mgmt For For
1.5 Elect Director Willem Mesdag Mgmt For For
1.6 Elect Director John J. Oros Mgmt For For
1.7 Elect Director J. Christopher Teets Mgmt For For
1.8 Elect Director H Ronald Weissman Mgmt For For
1.9 Elect Director Warren Wilcox Mgmt For For
2 Ratify Auditors Mgmt For For
Page 161 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Genzyme Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Jun-10 USA 372917104 Proxy Contest 09-Apr-10
Ticker: GENZ
CUSIP: 372917104 ISIN: US3729171047 SEDOL: 2367598
Vote
Proponent Mgmt Rec Instruction
Management Proxy (White Card) Mgmt
1.1 Elect Director Douglas A. Berthiaume Mgmt For For
1.2 Elect Director Robert J. Bertolini Mgmt For For
1.3 Elect Director Gail K. Boudreaux Mgmt For For
1.4 Elect Director Robert J. Carpenter Mgmt For For
1.5 Elect Director Charles L. Cooney Mgmt For For
1.6 Elect Director Victor J. Dzau Mgmt For For
1.7 Elect Director Connie Mack, III Mgmt For For
1.8 Elect Director Richard F. Syron Mgmt For For
1.9 Elect Director Henri A. Termeer Mgmt For For
1.10 Elect Director Ralph V. Whitworth Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
4 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
5 Provide Right to Call Special Meeting Mgmt For For
6 Ratify Auditors Mgmt For For
Dissident Proxy (Gold Card) Mgmt
1.1 Elect Director Steven Burakoff SH For Do Not Vote
1.2 Elect Director Alexander J. Denner SH For Do Not Vote
1.3 Elect Director Carl C. Icahn SH For Do Not Vote
1.4 Elect Director Richard Mulligan SH For Do Not Vote
1.5 Management Nominee - Douglas A. Berthiaume SH For Do Not Vote
1.6 Management Nominee - Robert J. Bertolini SH For Do Not Vote
1.7 Management Nominee - Gail K. Boudreaux SH For Do Not Vote
1.8 Management Nominee - Robert J. Carpenter SH For Do Not Vote
1.9 Management Nominee - Victor J. Dzau SH For Do Not Vote
1.10 Management Nominee - Ralph V. Whitworth SH For Do Not Vote
2 Amend Omnibus Stock Plan Mgmt For Do Not Vote
3 Amend Qualified Employee Stock Purchase Plan Mgmt For Do Not Vote
4 Amend Non-Employee Director Omnibus Stock Plan Mgmt Against Do Not Vote
5 Provide Right to Call Special Meeting Mgmt For Do Not Vote
6 Ratify Auditors Mgmt For Do Not Vote
Page 162 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
The Men's Wearhouse, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Jun-10 USA 587118100 Annual 19-Apr-10
Ticker: MW
CUSIP: 587118100 ISIN: US5871181005 SEDOL: 2576327
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director George Zimmer Mgmt For For
1.2 Elect Director David H. Edwab Mgmt For For
1.3 Elect Director Rinaldo S. Brutoco Mgmt For For
1.4 Elect Director Michael L. Ray Mgmt For For
1.5 Elect Director Sheldon I. Stein Mgmt For For
1.6 Elect Director Deepak Chopra Mgmt For For
1.7 Elect Director William B. Sechrest Mgmt For For
1.8 Elect Director Larry R. Katzen Mgmt For For
2 Ratify Auditors Mgmt For For
NTT DoCoMo Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-Jun-10 Japan J59399105 Annual 31-Mar-10
Ticker: 9437
CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 2600 Mgmt For For
2 Amend Articles to Amend Business Lines - Change Company Mgmt For For
Name
3.1 Elect Director Ryuuji Yamada Mgmt For Against
3.2 Elect Director Kiyoyuki Tsujimura Mgmt For For
3.3 Elect Director Masatoshi Suzuki Mgmt For For
3.4 Elect Director Hiroshi Matsui Mgmt For For
3.5 Elect Director Bunya Kumagai Mgmt For For
3.6 Elect Director Kazuto Tsubouchi Mgmt For For
3.7 Elect Director Kaoru Katou Mgmt For For
3.8 Elect Director Mitsunobu Komori Mgmt For For
3.9 Elect Director Akio Oshima Mgmt For For
3.10 Elect Director Fumio Iwasaki Mgmt For For
3.11 Elect Director Takashi Tanaka Mgmt For For
3.12 Elect Director Katsuhiro Nakamura Mgmt For For
3.13 Elect Director Hiroshi Tsujigami Mgmt For For
Page 163 of 174
TDX Independence 2010 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
Sony Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-Jun-10 Japan J76379106 Annual 31-Mar-10
Ticker: 6758
CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Howard Stringer Mgmt For For
1.2 Elect Director Ryouji Chuubachi Mgmt For For
1.3 Elect Director Youtarou Kobayashi Mgmt For For
1.4 Elect Director Yoshiaki Yamauchi Mgmt For For
1.5 Elect Director Peter Bonfield Mgmt For For
1.6 Elect Director Fujio Chou Mgmt For For
1.7 Elect Director Ryuuji Yasuda Mgmt For For
1.8 Elect Director Yukako Uchinaga Mgmt For For
1.9 Elect Director Mitsuaki Yahagi Mgmt For For
1.10 Elect Director Tsun-Yang Hsieh Mgmt For For
1.11 Elect Director Roland A. Hernandez Mgmt For For
1.12 Elect Director Kanemitsu Anraku Mgmt For For
1.13 Elect Director Yorihiko Kojima Mgmt For For
1.14 Elect Director Osamu Nagayama Mgmt For For
2 Approve Stock Option Plan Mgmt For For
East Japan Railway Co Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Jun-10 Japan J1257M109 Annual 31-Mar-10
Ticker: 9020
CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For
2 Amend Articles to Indemnify Directors and Statutory Auditors Mgmt For For
3.1 Elect Director Mutsutake Otsuka Mgmt For For
3.2 Elect Director Yoshio Ishida Mgmt For For
3.3 Elect Director Satoshi Seino Mgmt For For
3.4 Elect Director Tetsuro Tomita Mgmt For For
3.5 Elect Director Masaki Ogata Mgmt For For
3.6 Elect Director Yoshiaki Arai Mgmt For For
3.7 Elect Director Tsugio Sekiji Mgmt For For
3.8 Elect Director Yoichi Minami Mgmt For For
3.9 Elect Director Toru Owada Mgmt For For
Page 164 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3.10 Elect Director Yuji Fukasawa Mgmt For For
3.11 Elect Director Yasuo Hayashi Mgmt For For
3.12 Elect Director Shigeru Tanabe Mgmt For For
3.13 Elect Director Shinichiro Kamada Mgmt For For
3.14 Elect Director Yoshitaka Taura Mgmt For For
3.15 Elect Director Naomichi Yagishita Mgmt For For
3.16 Elect Director Naoto Miyashita Mgmt For For
3.17 Elect Director Yuji Morimoto Mgmt For For
3.18 Elect Director Osamu Kawanobe Mgmt For For
3.19 Elect Director Toshiro Ichinose Mgmt For For
3.20 Elect Director Masayuki Satomi Mgmt For For
3.21 Elect Director Kimio Shimizu Mgmt For For
3.22 Elect Director Tsukasa Haraguchi Mgmt For For
3.23 Elect Director Tadami Tsuchiya Mgmt For For
3.24 Elect Director Yasuyoshi Umehara Mgmt For For
3.25 Elect Director Takeshi Sasaki Mgmt For For
3.26 Elect Director Tomokazu Hamaguchi Mgmt For For
4 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
5 Amend Articles to Require Disclosure of Individual Director SH Against For
Compensation Levels
6 Amend Articles to Require Reporting to Shareholders of Advisor SH Against
Against
Appointments and Pay
7.1 Remove Director Mutsutake Otsuka from Office SH Against Against
7.2 Remove Director Satoshi Seino from Office SH Against Against
7.3 Remove Director Masaki Ogata from Office SH Against Against
7.4 Remove Director Toru Owada from Office SH Against Against
7.5 Remove Director Yuji Fukasawa from Office SH Against Against
7.6 Remove Director Yasuo Hayashi from Office SH Against Against
7.7 Remove Director Yuji Morimoto from Office SH Against Against
8.1 Appoint Shareholder Nominee Hisayoshi Serizawa to the Board SH Against
Against
8.2 Appoint Shareholder Nominee Fusao Shimoyama to the Board SH Against Against
8.3 Appoint Shareholder Nominee Makoto Sataka to the Board SH Against Against
8.4 Appoint Shareholder Nominee Hisakatsu Nihei to the Board SH Against Against
8.5 Appoint Shareholder Nominee Yoshinori Takahashi to the Board SH Against
Against
9 Cut Board Compensation by 20 Percent SH Against Against
10 Approve Alternate Income Allocation to Establish Reserve for SH Against
Against
Reemployment of Former JNR Employees
11 Approve Alternate Income Allocation to Establish Reserve for SH Against
Against
Retention of Local Rail Lines
Page 165 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
12 Approve Alternate Income Allocation to Establish "Reserve for SH Against
Against
Safety Personnel" to Reduce Suicides
Mitsui & Co. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Jun-10 Japan J44690139 Annual 31-Mar-10
Ticker: 8031
CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 11 Mgmt For For
2.1 Elect Director Shoei Utsuda Mgmt For For
2.2 Elect Director Masami Iijima Mgmt For For
2.3 Elect Director Ken Abe Mgmt For For
2.4 Elect Director Junichi Matsumoto Mgmt For For
2.5 Elect Director Seiichi Tanaka Mgmt For For
2.6 Elect Director Norinao Iio Mgmt For For
2.7 Elect Director Takao Omae Mgmt For For
2.8 Elect Director Masayoshi Komai Mgmt For For
2.9 Elect Director Daisuke Saiga Mgmt For For
2.10 Elect Director Nobuko Matsubara Mgmt For For
2.11 Elect Director Ikujiro Nonaka Mgmt For For
2.12 Elect Director Hiroshi Hirabayashi Mgmt For For
2.13 Elect Director Toshiro Muto Mgmt For For
3 Appoint Statutory Auditor Naoto Nakamura Mgmt For For
Nissan Motor Co. Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Jun-10 Japan J57160129 Annual 31-Mar-10
Ticker: 7201
CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860
Vote
Proponent Mgmt Rec Instruction
1.1 Appoint Statutory Auditor Toshiyuki Nakamura Mgmt For For
1.2 Appoint Statutory Auditor Mikio Nakura Mgmt For Against
2 Approve Stock Option Plan Mgmt For For
3 Approve Stock Appreciation Rights Plan for Directors Mgmt For For
Honda Motor Co. Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
24-Jun-10 Japan J22302111 Annual 31-Mar-10
Ticker: 7267
CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145
Vote
Proponent Mgmt Rec Instruction
Page 166 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Approve Allocation of Income, with a Final Dividend of JPY 12 Mgmt For For
2.1 Elect Director Takanobu Itou Mgmt For For
2.2 Elect Director Kouichi Kondou Mgmt For For
2.3 Elect Director Shigeru Takagi Mgmt For For
2.4 Elect Director Akio Hamada Mgmt For For
2.5 Elect Director Tetsuo Iwamura Mgmt For For
2.6 Elect Director Tatsuhiro Ohyama Mgmt For For
2.7 Elect Director Fumihiko Ike Mgmt For For
2.8 Elect Director Masaya Yamashita Mgmt For For
2.9 Elect Director Kensaku Hougen Mgmt For For
2.10 Elect Director Nobuo Kuroyanagi Mgmt For For
2.11 Elect Director Takeo Fukui Mgmt For For
2.12 Elect Director Hiroshi Kobayashi Mgmt For For
2.13 Elect Director Shou Minekawa Mgmt For For
2.14 Elect Director Takuji Yamada Mgmt For For
2.15 Elect Director Youichi Houjou Mgmt For For
2.16 Elect Director Tsuneo Tanai Mgmt For For
2.17 Elect Director Hiroyuki Yamada Mgmt For For
2.18 Elect Director Tomohiko Kawanabe Mgmt For For
2.19 Elect Director Masahiro Yoshida Mgmt For For
2.20 Elect Director Seiji Kuraishi Mgmt For For
3 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
Mitsubishi Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
24-Jun-10 Japan J43830116 Annual 31-Mar-10
Ticker: 8058
CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 21 Mgmt For For
2.1 Elect Director Yorihiko Kojima Mgmt For For
2.2 Elect Director Ken Kobayashi Mgmt For For
2.3 Elect Director Ryouichi Ueda Mgmt For For
2.4 Elect Director Masahide Yano Mgmt For For
2.5 Elect Director Hideyuki Nabeshima Mgmt For For
2.6 Elect Director Hideto Nakahara Mgmt For For
2.7 Elect Director Tsuneo Iyobe Mgmt For For
2.8 Elect Director Kiyoshi Fujimura Mgmt For For
Page 167 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2.9 Elect Director Yasuo Nagai Mgmt For For
2.10 Elect Director Mikio Sasaki Mgmt For For
2.11 Elect Director Tamotsu Nomakuchi Mgmt For Against
2.12 Elect Director Kunio Itou Mgmt For For
2.13 Elect Director Kazuo Tsukuda Mgmt For Against
2.14 Elect Director Ryouzou Katou Mgmt For For
2.15 Elect Director Hidehiro konno Mgmt For For
3 Appoint Statutory Auditor Yukio Ueno Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
5 Set Amounts for Retirement Bonus Reserve Funds for Directors Mgmt For For
6 Approve Deep Discount Stock Option Plan and Adjustment to Mgmt For Against
Aggregate Compensation Ceiling for Directors
Toyota Motor Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
24-Jun-10 Japan J92676113 Annual 31-Mar-10
Ticker: 7203
CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 25 Mgmt For For
2.1 Elect Director Fujio Cho Mgmt For For
2.2 Elect Director Katsuaki Watanabe Mgmt For For
2.3 Elect Director Kazuo Okamoto Mgmt For For
2.4 Elect Director Akio Toyoda Mgmt For For
2.5 Elect Director Takeshi Uchiyamada Mgmt For For
2.6 Elect Director Yukitoshi Funo Mgmt For For
2.7 Elect Director Atsushi Niimi Mgmt For For
2.8 Elect Director Shinichi Sasaki Mgmt For For
2.9 Elect Director Yoichiro Ichimaru Mgmt For For
2.10 Elect Director Satoshi Ozawa Mgmt For For
2.11 Elect Director Akira Okabe Mgmt For For
2.12 Elect Director Shinzou Kobuki Mgmt For For
2.13 Elect Director Akira Sasaki Mgmt For For
2.14 Elect Director Mamoru Furuhashi Mgmt For For
2.15 Elect Director Iwao Nihashi Mgmt For For
2.16 Elect Director Tadashi Yamashina Mgmt For For
2.17 Elect Director Takahiko Ijichi Mgmt For For
2.18 Elect Director Tetsuo Agata Mgmt For For
2.19 Elect Director Masamoto Maekawa Mgmt For For
Page 168 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2.20 Elect Director Yasumori Ihara Mgmt For For
2.21 Elect Director Takahiro Iwase Mgmt For For
2.22 Elect Director Yoshimasa Ishii Mgmt For For
2.23 Elect Director Takeshi Shirane Mgmt For For
2.24 Elect Director Yoshimi Inaba Mgmt For For
2.25 Elect Director Nampachi Hayashi Mgmt For For
2.26 Elect Director Nobuyori Kodaira Mgmt For For
2.27 Elect Director Mitsuhisa Kato Mgmt For For
3.1 Appoint Statutory Auditor Masaki Nakatsugawa Mgmt For For
3.2 Appoint Statutory Auditor Yoichi Morishita Mgmt For Against
3.3 Appoint Statutory Auditor Akishige Okada Mgmt For Against
4 Approve Stock Option Plan Mgmt For For
Vicor Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
24-Jun-10 USA 925815102 Annual 30-Apr-10
Ticker: VICR
CUSIP: 925815102 ISIN: US9258151029 SEDOL: 2930774
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel J. Anderson Mgmt For Withhold
1.2 Elect Director Estia J. Eichten Mgmt For For
1.3 Elect Director Barry Kelleher Mgmt For Withhold
1.4 Elect Director David T. Riddiford Mgmt For For
1.5 Elect Director James A. Simms Mgmt For Withhold
1.6 Elect Director Claudio Tuozzolo Mgmt For Withhold
1.7 Elect Director Patrizio Vinciarelli Mgmt For Withhold
1.8 Elect Director Jason L. Carlson Mgmt For For
1.9 Elect Director Liam K. Griffin Mgmt For For
Yahoo! Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
24-Jun-10 USA 984332106 Annual 27-Apr-10
Ticker: YHOO
CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Carol Bartz Mgmt For For
2 Elect Director Roy J. Bostock Mgmt For For
3 Elect Director Pati S. Hart Mgmt For For
4 Elect Director Eric Hippeau Mgmt For For
5 Elect Director Susan M. James Mgmt For For
Page 169 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Elect Director Vyomesh Joshi Mgmt For For
7 Elect Director Arthur H. Kern Mgmt For For
8 Elect Director Brad D. Smith Mgmt For For
9 Elect Director Gary L. Wilson Mgmt For For
10 Elect Director Jerry Yang Mgmt For For
11 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Palm Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Jun-10 USA 696643105 Special 24-May-10
Ticker: PALM
CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Panasonic Corp Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Jun-10 Japan J6354Y104 Annual 31-Mar-10
Ticker: 6752
CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kunio Nakamura Mgmt For For
1.2 Elect Director Masayuki Matsushita Mgmt For For
1.3 Elect Director Fumio Ohtsubo Mgmt For For
1.4 Elect Director Toshihiro Sakamoto Mgmt For For
1.5 Elect Director Takahiro Mori Mgmt For For
1.6 Elect Director Yasuo Katsura Mgmt For For
1.7 Elect Director Hitoshi Ohtsuki Mgmt For For
1.8 Elect Director Ken Morita Mgmt For For
1.9 Elect Director Ikusaburou Kashima Mgmt For For
1.10 Elect Director Junji Nomura Mgmt For For
1.11 Elect Director Kazunori Takami Mgmt For For
1.12 Elect Director Makoto Uenoyama Mgmt For For
1.13 Elect Director Masatoshi Harada Mgmt For For
1.14 Elect Director Ikuo Uno Mgmt For Against
1.15 Elect Director Masayuki Oku Mgmt For Against
1.16 Elect Director Masashi Makino Mgmt For For
Page 170 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.17 Elect Director Masaharu Matsushita Mgmt For For
1.18 Elect Director Yoshihiko Yamada Mgmt For For
1.19 Elect Director Takashi Toyama Mgmt For For
2 Appoint Statutory Auditor Hiroyuki Takahashi Mgmt For For
Takeda Pharmaceutical Co.
Ltd.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Jun-10 Japan J8129E108 Annual 31-Mar-10
Ticker: 4502
CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For
2.1 Elect Director Yasuchika Hasegawa Mgmt For For
2.2 Elect Director Makoto Yamaoka Mgmt For For
2.3 Elect Director Toyoji Yoshida Mgmt For For
2.4 Elect Director Yasuhiko Yamanaka Mgmt For For
2.5 Elect Director Shigenori Ohkawa Mgmt For For
3 Approve Annual Bonus Payment to Directors Mgmt For For
Tokyo Electric Power Co.
Ltd.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Jun-10 Japan J86914108 Annual 31-Mar-10
Ticker: 9501
CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For
2.1 Elect Director Zengo Aizawa Mgmt For For
2.2 Elect Director Yasushi Aoyama Mgmt For For
2.3 Elect Director Takao Arai Mgmt For For
2.4 Elect Director Tsunehisa Katsumata Mgmt For For
2.5 Elect Director Shigeru Kimura Mgmt For For
2.6 Elect Director Akio Komori Mgmt For For
2.7 Elect Director Masataka Shimizu Mgmt For For
2.8 Elect Director Hiroaki Takatsu Mgmt For For
2.9 Elect Director Masaru Takei Mgmt For For
2.10 Elect Director Norio Tsuzumi Mgmt For For
2.11 Elect Director Yoshihiro Naitou Mgmt For For
2.12 Elect Director Toshio Nishizawa Mgmt For For
2.13 Elect Director Naomi Hirose Mgmt For For
2.14 Elect Director Takashi Fujimoto Mgmt For For
Page 171 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2.15 Elect Director Makio Fujiwara Mgmt For For
2.16 Elect Director Fumiaki Miyamoto Mgmt For For
2.17 Elect Director Sakae Mutou Mgmt For For
2.18 Elect Director Tomijirou Morita Mgmt For For
2.19 Elect Director Hiroshi Yamaguchi Mgmt For For
2.20 Elect Director Masao Yamazaki Mgmt For For
3.1 Appoint Statutory Auditor Kazuko Oya Mgmt For For
3.2 Appoint Statutory Auditor Takashi Karasaki Mgmt For For
4 Approve Alternate Income Allocation Proposal with Higher SH Against Against
Dividend
5 Amend Articles to Create Committee to Study How to Dispose of SH Against
Against
Nuclear Waste Based on Survey of Consumers, Board "Must
Strive to Implement Recommendations"
6 Amend Articles to Require End of Cooperation in Fast Breeder SH Against
Against
Reactor Project
7 Amend Articles to Add Smart Grid (Time-Variable Pricing) SH Against Against
Operations to Favor Use of Non-Nuclear Power
8 Amend Articles to Require Director Compensation Disclosure SH Against For
Mitsubishi UFJ Financial
Group
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Jun-10 Japan J44497105 Annual 31-Mar-10
Ticker: 8306
CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2.1 Elect Director Takamune Okihara Mgmt For For
2.2 Elect Director Kinya Okauchi Mgmt For For
2.3 Elect Director Katsunori Nagayasu Mgmt For For
2.4 Elect Director Kyouta Ohmori Mgmt For For
2.5 Elect Director Hiroshi Saitou Mgmt For For
2.6 Elect Director Nobushige Kamei Mgmt For For
2.7 Elect Director Masao Hasegawa Mgmt For For
2.8 Elect Director Fumiyuki Akikusa Mgmt For For
2.9 Elect Director Kazuo Takeuchi Mgmt For For
2.10 Elect Director Nobuyuki Hirano Mgmt For For
2.11 Elect Director Shunsuke Teraoka Mgmt For For
2.12 Elect Director Kaoru Wachi Mgmt For For
2.13 Elect Director Takashi Oyamada Mgmt For For
2.14 Elect Director Ryuuji Araki Mgmt For For
2.15 Elect Director Kazuhiro Watanabe Mgmt For For
2.16 Elect Director Takuma Ohtoshi Mgmt For For
Page 172 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Nintendo Co. Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: 7974
29-Jun-10 Japan J51699106 Annual 31-Mar-10
CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550
Proponent Mgmt Rec
Vote
Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 660 Mgmt For For
2.1 Elect Director Satoru Iwata Mgmt For For
2.2 Elect Director Yoshihiro Mori Mgmt For For
2.3 Elect Director Shinji Hatano Mgmt For For
2.4 Elect Director Genyou Takeda Mgmt For For
2.5 Elect Director Shigeru Miyamoto Mgmt For For
2.6 Elect Director Nobuo Nagai Mgmt For For
2.7 Elect Director Masaharu Matsumoto Mgmt For For
2.8 Elect Director Eiichi Suzuki Mgmt For For
2.9 Elect Director Kazuo Kawahara Mgmt For For
2.10 Elect Director Tatsumi Kimishima Mgmt For For
2.11 Elect Director Kaoru Takemura Mgmt For For
3 Appoint Statutory Auditor Katashi Ozaki
Nordic American Tanker
Shipping Ltd.
29-Jun-10
Meeting
Date
Ticker: N/A
Bermuda
Country
Mgmt
G65773106
Primary Security
ID
Annual
Meeting
Type
For
Record
Date
26-May-10
For
CUSIP: G65773106 ISIN: BMG657731060 SEDOL: B16FN84
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Herbjorn Hansson as Director Mgmt For Withhold
1.2 Elect Sir David Gibbons as Director Mgmt For For
1.3 Elect Andreas Ove Ugland as Director Mgmt For For
1.4 Elect Jim Kelly as Director as Director Mgmt For For
1.5 Elect Jan Erik Langangen as Director Mgmt For For
1.6 Elect Paul J. Hopkins as Director Mgmt For For
1.7 Elect Richard H. K. Vietor as Director Mgmt For For
2 Ratify Deloitte AS as Auditors Mgmt For For
3 Approve Reduction in Share Capital by $136.4 Million Mgmt For For
4 Receive Financial Statements and Statutory Reports Mgmt
(Non-Voting)
Transact Other Business (Non-Voting) Mgmt
Page 173 of 174
TDX Independence 2010 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Shin-Etsu Chemical Co. Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Jun-10 Japan J72810120
Ticker: 4063
Annual 31-Mar-10
CUSIP: J72810120 ISIN: JP3371200001 SEDOL: 6804585
Proponent Mgmt Rec
Vote
Instruction
Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 50 For For
Mgmt2.1 Elect Director Chihiro Kanagawa For For
Mgmt2.2 Elect Director Shunzo Mori For For
Mgmt2.3 Elect Director Fumio Akiya For For
Mgmt2.4 Elect Director Kiichi Habata For For
Mgmt2.5 Elect Director Masashi Kaneko For For
Mgmt2.6 Elect Director Fumio Arai For For
Mgmt2.7 Elect Director Masahiko Todoroki For For
Mgmt2.8 Elect Director Toshiya Akimoto For For
Mgmt2.9 Elect Director Hiroshi Komiyama For For
Mgmt3 Appoint Statutory Auditor Yoshihito Kosaka For For
Mgmt4 Approve Stock Option Plan For For
Mgmt5 Approve Takeover Defense Plan (Poison Pill)
SUMITOMO MITSUI
FINANCIAL GROUP INC.
29-Jun-10
Meeting
Date
Japan
Country
J7771X109
Primary Security
ID
Ticker: 8316
Annual
Meeting
Type
For
Record
Date
31-Mar-10
Against
CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024
Proponent Mgmt Rec
Vote
Instruction
Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 55 for
Ordinary Shares
For For
Mgmt2 Amend Articles to Increase Authorized Capital - Remove
Provisions on Class 4 Preferred Shares to Reflect Cancellation
For For
Mgmt3.1 Elect Director Teisuke Kitayama For For
Mgmt3.2 Elect Director Wataru Ohara For For
Mgmt3.3 Elect Director Hideo Shimada For For
Mgmt3.4 Elect Director Junsuke Fujii For For
Mgmt3.5 Elect Director Koichi Miyata For For
Mgmt3.6 Elect Director Yoshinori Yokoyama For For
Mgmt4 Approve Retirement Bonus Payment for Director For For
Mgmt5 Approve Special Payments in Connection with Abolition of
Retirement Bonus System and Approve Deep Discount Stock
Option Plan
For For
Page 174 of 174
TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
July 1, 2009 – August 2, 2009
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Account Name | | Cust Bank Acct Nbr | | | Client Account Nbr | | Name | | Ticker | | Security ID | | Country | | Meeting Date | | Record Date | | Meeting Type | | Ballot Shares | | Seq Number | | Ballot Item Number | | MorS | | Category | | ItemDesc | | ISS Rec Vote | | Mgt Rec Vote | | Policy Vote Rec | | Vote Cast |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 1447 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Rick L. Wessel | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 1447 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Richard T. Burke | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 1447 | | 3 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1527 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Alfred J. Amoroso | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1527 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Andrew K. Ludwick | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1527 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Alan L. Earhart | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1527 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Robert J. Majteles | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1527 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director James E. Meyer | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1527 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director James P. O’Shaughnessy | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1527 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Ruthann Quindlen | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1527 | | 8 | | 2 | | M | | Routine/Business | | Change Company Name | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1527 | | 9 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 231 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Donald W. Burton | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 231 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Graeme W. Henderson | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 231 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Samuel B. Ligon | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 231 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Gary L. Martin | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 231 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director John H. Wilson | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 231 | | 6 | | 2 | | M | | Non-Salary Comp. | | Approve Omnibus Stock Plan | | For | | For | | Against | | Against |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 231 | | 7 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 315 | | 2 | | 1.1 | | M | | Directors Related | | Elect Director Malcolm Elvey | | For | | For | | Refer | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 315 | | 3 | | 1.2 | | M | | Directors Related | | Elect Director Sally Frame Kasaks | | For | | For | | Refer | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 315 | | 4 | | 1.3 | | M | | Directors Related | | Elect Director Norman Matthews | | For | | For | | Refer | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 315 | | 5 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | Refer | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 315 | | 6 | | 3 | | S | | SH-Corp Governance | | Repeal All Board Approved Bylaw Amendments Adopted After March 5, 2009 | | Against | | Against | | Refer | | Against |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 315 | | 8 | | 1.1 | | S | | SH-Dirs’ Related | | Elect Director Raphael Benaroya | | Do Not Vote | | For | | Refer | | None |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 315 | | 9 | | 1.2 | | S | | SH-Dirs’ Related | | Elect Director Jeremy J. Fingerman | | Do Not Vote | | For | | Refer | | None |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 315 | | 10 | | 1.3 | | S | | SH-Dirs’ Related | | Elect Director Ross B. Glickman | | Do Not Vote | | For | | Refer | | None |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 315 | | 11 | | 2 | | M | | Routine/Business | | Ratify Auditors | | Do Not Vote | | None | | Refer | | None |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 315 | | 12 | | 3 | | S | | SH-Corp Governance | | Repeal All Board Approved Bylaw Amendments Adopted After March 5, 2009 | | Do Not Vote | | For | | Refer | | None |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 7343 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director William J. Abbott | | Withhold | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 7343 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Dwight C. Arn | | Withhold | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 7343 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Robert C. Bloss | | Withhold | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 7343 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director William Cella | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 7343 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director Glenn Curtis | | Withhold | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 7343 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Steve Doyal | | Withhold | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 7343 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Brian E. Gardner | | Withhold | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 7343 | | 8 | | 1.8 | | M | | Directors Related | | Elect Director Herbert A. Granath | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 7343 | | 9 | | 1.9 | | M | | Directors Related | | Elect Director Donald J. Hall, Jr. | | Withhold | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 7343 | | 10 | | 1.10 | | M | | Directors Related | | Elect Director Irvine O. Hockaday, Jr. | | Withhold | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 7343 | | 11 | | 1.11 | | M | | Directors Related | | Elect Director A. Drue Jennings | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 7343 | | 12 | | 1.12 | | M | | Directors Related | | Elect Director Peter A. Lund | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 7343 | | 13 | | 1.13 | | M | | Directors Related | | Elect Director Brad R. Moore | | Withhold | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 7343 | | 14 | | 1.14 | | M | | Directors Related | | Elect Director Deanne R. Stedem | | Withhold | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 2999 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Andy D. Bryant | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 2999 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Wayne A. Budd | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 2999 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director John H. Hammergren | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 2999 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Alton F. Irby, III | | For | | For | | For | | Against |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 2999 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director M. Christine Jacobs | | For | | For | | For | | Against |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 2999 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Marie L. Knowles | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 2999 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director David M. Lawrence | | For | | For | | For | | Against |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 2999 | | 8 | | 1.8 | | M | | Directors Related | | Elect Director Edward A. Mueller | | For | | For | | For | | Against |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 2999 | | 9 | | 1.9 | | M | | Directors Related | | Elect Director Jane E. Shaw | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 2999 | | 10 | | 2 | | M | | Non-Salary Comp. | | Amend Omnibus Stock Plan | | For | | For | | Against | | Against |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 2999 | | 11 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 2999 | | 12 | | 4 | | S | | SH-Compensation | | Stock Retention/Holding Period | | For | | Against | | Refer | | Against |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 2999 | | 13 | | 5 | | S | | SH-Compensation | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | For | | Against | | Refer | | Against |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 1800 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Ashok Bakhru | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 1800 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director John J. Hannan | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 1800 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director James C. Zelter | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 1800 | | 4 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 1800 | | 5 | | 3 | | M | | Capitalization | | Approve Sale of Common Shares Below Net Asset Value | | For | | For | | Refer | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 1800 | | 6 | | 4 | | M | | Capitalization | | Approve Issuance of Warrants/Convertible Debentures | | For | | For | | Refer | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 10235 | | 1 | | 1 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | | For | | For | | Refer | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 10235 | | 2 | | 2 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Director Amendment | | For | | For | | Refer | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 10235 | | 3 | | 3 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Retirement Amendment | | Against | | For | | Against | | Against |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 10235 | | 4 | | 4 | | M | | Capitalization | | Increase Authorized Preferred Stock | | Against | | For | | Against | | Against |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 377 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Thomas N. Amonett | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 377 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Charles F. Bolden, Jr. | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 377 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Stephen J. Cannon | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 377 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Jonathan H. Cartwright | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 377 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director William E. Chiles | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 377 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Michael A. Flick | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 377 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Thomas C. Knudson | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 377 | | 8 | | 1.8 | | M | | Directors Related | | Elect Director Ken C. Tamblyn | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 377 | | 9 | | 1.9 | | M | | Directors Related | | Elect Director William P. Wyatt | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 377 | | 10 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | USA | | 07/31/09 | | 06/25/09 | | Special | | 816 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Merger Agreement | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | USA | | 07/31/09 | | 06/25/09 | | Special | | 816 | | 2 | | 2 | | M | | Antitakeover Related | | Adjourn Meeting | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | Merck & Co., Inc. | | MRK | | 589331107 | | USA | | 08/07/09 | | 06/22/09 | | Special | | 4474 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Acquisition | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3211 | | 1 | | 1 | | M | | Directors Related | | Elect Director W.R. Johnson | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3211 | | 2 | | 2 | | M | | Directors Related | | Elect Director C.E. Bunch | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3211 | | 3 | | 3 | | M | | Directors Related | | Elect Director L.S. Coleman, Jr. | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3211 | | 4 | | 4 | | M | | Directors Related | | Elect Director J.G. Drosdick | | For | | For | | For | | For |
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Account Name | | Cust Bank Acct Nbr | | | Client Account Nbr | | Name | | Ticker | | Security ID | | Country | | Meeting Date | | Record Date | | Meeting Type | | Ballot Shares | | Seq Number | | Ballot Item Number | | MorS | | Category | | ItemDesc | | ISS Rec Vote | | Mgt Rec Vote | | Policy Vote Rec | | Vote Cast |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3211 | | 5 | | 5 | | M | | Directors Related | | Elect Director E.E. Holiday | | For | | For | | Refer | | Against |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3211 | | 6 | | 6 | | M | | Directors Related | | Elect Director C. Kendle | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3211 | | 7 | | 7 | | M | | Directors Related | | Elect Director D.R. O Hare | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3211 | | 8 | | 8 | | M | | Directors Related | | Elect Director N. Peltz | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3211 | | 9 | | 9 | | M | | Directors Related | | Elect Director D.H. Reilley | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3211 | | 10 | | 10 | | M | | Directors Related | | Elect Director L.C. Swann | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3211 | | 11 | | 11 | | M | | Directors Related | | Elect Director T.J. Usher | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3211 | | 12 | | 12 | | M | | Directors Related | | Elect Director M.F. Weinstein | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3211 | | 13 | | 13 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3211 | | 14 | | 14 | | M | | Antitakeover Related | | Provide Right to Call Special Meeting | | For | | For | | Refer | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 969 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director V. Gordon Clemons | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 969 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Steven J. Hamerslag | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 969 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Alan R. Hoops | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 969 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director R. Judd Jessup | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 969 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director Jean H. Macino | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 969 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Jeffrey J. Michael | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 969 | | 7 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 598 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Brian J. Farrell | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 598 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Lawrence Burstein | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 598 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Henry T. DeNero | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 598 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Brian P. Dougherty | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 598 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director Jeffrey W. Griffiths | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 598 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Gary E. Rieschel | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 598 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director James L. Whims | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 598 | | 8 | | 2 | | M | | Non-Salary Comp. | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 598 | | 9 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 000260968 | * | | 260968 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 598 | | 10 | | 4 | | M | | Routine/Business | | Other Business | | Against | | For | | Against | | Against |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 1 | | 1 | | M | | Routine/Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 2 | | 2 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 3 | | 3 | | M | | Routine/Business | | Approve Final Dividend of 8.39 Pence Per Ordinary Share | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 4 | | 4 | | M | | Directors Related | | Re-elect Richard Brasher as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 5 | | 5 | | M | | Directors Related | | Re-elect Philip Clarke as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 6 | | 6 | | M | | Directors Related | | Re-elect Andrew Higginson as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 7 | | 7 | | M | | Directors Related | | Re-elect Charles Allen as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 8 | | 8 | | M | | Directors Related | | Re-elect Dr Harald Einsmann as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 9 | | 9 | | M | | Directors Related | | Elect Jacqueline Tammenoms Bakker as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 10 | | 10 | | M | | Directors Related | | Elect Patrick Cescau as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 11 | | 11 | | M | | Directors Related | | Elect Ken Hanna as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 12 | | 12 | | M | | Directors Related | | Elect Laurie Mcllwee as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 13 | | 13 | | M | | Routine/Business | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 14 | | 14 | | M | | Routine/Business | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 15 | | 15 | | M | | Capitalization | | Approve Increase in Authorised Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 16 | | 16 | | M | | Capitalization | | Subject to the Passing of Resolution Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 17 | | 17 | | M | | Capitalization | | Subject to the Passing of Resolution Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 18 | | 18 | | M | | Capitalization | | Authorise 790,063,358 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 19 | | 19 | | M | | Routine/Business | | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 20 | | 20 | | M | | Non-Salary Comp. | | Approve Tesco plc Group Bonus Plan | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 21 | | 21 | | M | | Non-Salary Comp. | | Amend Tesco plc 2004 Discretionary Share Option Plan | | Against | | For | | Against | | Against |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 22 | | 22 | | M | | Routine/Business | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 9358 | | 24 | | 23 | | S | | SH-Routine/Business | | Resolve that the Directors Allocate a NED to Tesco’s Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco’s UK Meat and Poultry Supply Chain | | Against | | Against | | Against | | Against |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 1 | | 1 | | M | | Routine/Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 2 | | 2 | | M | | Directors Related | | Re-elect Sir John Bond as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 3 | | 3 | | M | | Directors Related | | Re-elect John Buchanan as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 4 | | 4 | | M | | Directors Related | | Re-elect Vittorio Colao as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 5 | | 5 | | M | | Directors Related | | Elect Michel Combes as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 6 | | 6 | | M | | Directors Related | | Re-elect Andy Halford as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 7 | | 7 | | M | | Directors Related | | Re-elect Alan Jebson as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 8 | | 8 | | M | | Directors Related | | Elect Samuel Jonah as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 9 | | 9 | | M | | Directors Related | | Re-elect Nick Land as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 10 | | 10 | | M | | Directors Related | | Re-elect Anne Lauvergeon as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 11 | | 11 | | M | | Directors Related | | Re-elect Simon Murray as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 12 | | 12 | | M | | Directors Related | | Elect Stephen Pusey as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 13 | | 13 | | M | | Directors Related | | Re-elect Luc Vandevelde as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 14 | | 14 | | M | | Directors Related | | Re-elect Anthony Watson as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 15 | | 15 | | M | | Directors Related | | Re-elect Philip Yea as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 16 | | 16 | | M | | Routine/Business | | Approve Final Dividend of 5.20 Pence Per Ordinary Share | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 17 | | 17 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 18 | | 18 | | M | | Routine/Business | | Reappoint Deloitte LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 19 | | 19 | | M | | Routine/Business | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 20 | | 20 | | M | | Capitalization | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 21 | | 21 | | M | | Capitalization | | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 22 | | 22 | | M | | Capitalization | | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 23 | | 23 | | M | | Routine/Business | | Adopt New Articles of Association | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 67415 | | 24 | | 24 | | M | | Routine/Business | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 8518 | | 1 | | 1 | | M | | Routine/Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 8518 | | 2 | | 2 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 8518 | | 3 | | 3 | | M | | Routine/Business | | Approve Final Dividend of 1.1 Pence Per Ordinary Share | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 8518 | | 4 | | 4 | | M | | Directors Related | | Re-elect Clayton Brendish as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 8518 | | 5 | | 5 | | M | | Directors Related | | Re-elect Phil Hodkinson as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 8518 | | 6 | | 6 | | M | | Directors Related | | Elect Tony Chanmugam as Director | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 8518 | | 7 | | 7 | | M | | Routine/Business | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 8518 | | 8 | | 8 | | M | | Routine/Business | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 8518 | | 9 | | 9 | | M | | Capitalization | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 127,000,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 127,000,000 | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 8518 | | 10 | | 10 | | M | | Capitalization | | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 20,000,000 | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 8518 | | 11 | | 11 | | M | | Capitalization | | Authorise 774,000,000 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 8518 | | 12 | | 12 | | M | | Routine/Business | | Amend Articles of Association by Deleting the Provisions of the Company’s Memorandum of Association which, Due to Section 28 Companies Act 2006, Would be Treated as Provisions of the Current Articles; Adopt New Articles of Association | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | | 260968 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 8518 | | 13 | | 13 | | M | | Routine/Business | | Approve That the Company May Call a General Meeting (But not an AGM) on at least 14 Clear Days’ Notice | | For | | For | | For | | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Account Name | | Cust Bank Acct Nbr | | Client Account Nbr | | Name | | Ticker | | Security ID | | Country | | Meeting Date | | Record Date | | Meeting Type | | Ballot Shares | | Seq Number | | Ballot Item Number | | MorS | | Category | | ItemDesc | | ISS Rec Vote | | Mgt Rec Vote | | Policy Vote Rec | | Vote Cast |
TDAX Independence 2020 ETF Composite | | 260968 | | 260968 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 8518 | | 14 | | 14 | | M | | Routine/Business | | Authorise British Telecommunications plc to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 75,000 and to Political Organisations Other Than Political Parties up to GBP 25,000 | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | 260968 | | Assicurazioni Generali Spa | | | | T05040109 | | Italy | | 07/14/09 | | 07/09/09 | | Special | | 1176 | | 2 | | 1 | | M | | Reorg. and Mergers | | Approve Plan of Merger by Absorption of Alleanza Assicurazioni SpA and Toro Assicurazioni SpA and Approve Merger-Related Capital Increase | | For | | For | | For | | For |
TDAX Independence 2020 ETF Composite | | 260968 | | 260968 | | Barclays plc | | | | G08036124 | | United Kingdom | | 08/06/09 | | | | Special | | 10182 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Disposal by Barclays plc of the Barclays Global Investors Business and Ancillary Arrangements | | For | | For | | For | | For |
VOTE SUMMARY REPORT
August 3, 2009 - June 30, 2010
TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Ipc Holdings Ltd Meeting Date Country Primary Security ID Meeting Type
Record Date
04-Sep-09 Bermuda G4933P101 Special 27-Jul-09
Ticker: IPCR
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
1 Approve Elimination of Supermajority Vote Requirement for Mgmt For For
Amalgamations
2 Approve Merger Agreement Mgmt For For
3 Adjourn Meeting Mgmt For For
Exar Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
16-Sep-09 USA 300645108 Annual 22-Jul-09
Ticker: EXAR
CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Izak Bencuya Mgmt For For
1.2 Elect Director Pierre Guilbault Mgmt For For
1.3 Elect Director Brian Hilton Mgmt For For
1.4 Elect Director Richard L. Leza Mgmt For For
1.5 Elect Director Gary Meyers Mgmt For For
1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For
1.7 Elect Director Pedro P. Rodriquez Mgmt For For
2 Ratify Auditors Mgmt For For
Casey's General Stores, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
18-Sep-09 USA 147528103 Annual 24-Jul-09
Ticker: CASY
CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Ronald M. Lamb Mgmt For For
1.2 Elect Director Robert J. Myers Mgmt For For
1.3 Elect Director Diane C. Bridgewater Mgmt For For
1.4 Elect Director Johnny Danos Mgmt For For
1.5 Elect Director H. Lynn Horak Mgmt For For
1.6 Elect Director Kenneth H. Haynie Mgmt For For
1.7 Elect Director William C. Kimball Mgmt For For
1.8 Elect Director Jeffrey M. Lamberti Mgmt For For
1.9 Elect Director Richard A. Wilkey Mgmt For For
Page 1 of 185
TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
3com Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Sep-09 USA 885535104 Annual 27-Jul-09
Ticker: COMS
CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kathleen A. Cote Mgmt For For
1.2 Elect Director David H.Y. Ho Mgmt For For
1.3 Elect Director Robert Y.L. Mao Mgmt For For
1.4 Elect Director J. Donald Sherman Mgmt For For
1.5 Elect Director Dominique Trempont Mgmt For For
2 Declassify the Board of Directors Mgmt For For
3 Ratify Auditors Mgmt For For
Pharmasset, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Sep-09 USA 71715N106 Special 07-Aug-09
Ticker: VRUS
CUSIP: 71715N106 ISIN: US71715N1063 SEDOL: B17W5V1
Vote
Proponent Mgmt Rec Instruction
1 Amend Omnibus Stock Plan Mgmt For Against
Ship Finance International Limited Meeting Date Country Primary Security ID
Meeting Type Record Date
25-Sep-09 Bermuda G81075106 Annual 17-Jul-09
Ticker: N/A
CUSIP: G81075106 ISIN: BMG810751062 SEDOL: B01G7F0
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For
2 Fix Number of Directors at 8 Mgmt For For
3 Authorize Board to Fill Vacancies Mgmt For For
4 Reelect Paul Leand Jr. as Director Mgmt For For
5 Reelect Kate Blankenship as Director Mgmt For For
6 Reelect Craig H. Stevenson Jr. as Director Mgmt For For
7 Reelect Hans Petter as Director Mgmt For For
8 Reelect Cecilie Fredriksen as Director Mgmt For For
9 Approve Moore Stephens, P.C. as Auditors and Authorize Board Mgmt For For
to Fix Their Remuneration
10 Approve Remuneration of Directors Mgmt For For
Page 2 of 185
TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
11 Approve Reduction of Share Premium Account Mgmt For For
12 Transact Other Business (Voting) Mgmt For Abstain
Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date
30-Sep-09 USA 696643105 Annual 03-Aug-09
Ticker: PALM
CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert C. Hagerty Mgmt For For
1.2 Elect Director Jonathan J. Rubinstein Mgmt For For
1.3 Elect Director Paul S. Mountford Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Oracle Corp. Meeting Date Country Primary Security ID Meeting Type Record
Date
07-Oct-09 USA 68389X105 Annual 10-Aug-09
Ticker: ORCL
CUSIP: 68389X105 ISIN: US68389X1054 SEDOL: 2661568
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jeffrey S. Berg Mgmt For For
1.2 Elect Director H. Raymond Bingham Mgmt For For
1.3 Elect Director Michael J. Boskin Mgmt For For
1.4 Elect Director Safra A. Catz Mgmt For For
1.5 Elect Director Bruce R. Chizen Mgmt For For
1.6 Elect Director George H. Conrades Mgmt For For
1.7 Elect Director Lawrence J. Ellison Mgmt For For
1.8 Elect Director Hector Garcia-Molina Mgmt For For
1.9 Elect Director Jeffrey O. Henley Mgmt For For
1.10 Elect Director Donald L. Lucas Mgmt For For
1.11 Elect Director Charles E. Phillips, Jr. Mgmt For For
1.12 Elect Director Naomi O. Seligman Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
6 Stock Retention/Holding Period SH Against For
Page 3 of 185
TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
MSC.Software Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
09-Oct-09 USA 553531104 Special 27-Aug-09
Ticker: MSCS
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Paychex, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
13-Oct-09 USA 704326107 Annual 14-Aug-09
Ticker: PAYX
CUSIP: 704326107 ISIN: US7043261079 SEDOL: 2674458
Vote
Proponent Mgmt Rec Instruction
1 Elect Director B. Thomas Golisano Mgmt For For
2 Elect Director David J.S. Flaschen Mgmt For For
3 Elect Director Grant M. Inman Mgmt For For
4 Elect Director Pamela A. Joseph Mgmt For For
5 Elect Director Jonathan J. Judge Mgmt For For
6 Elect Director Joseph M. Tucci Mgmt For For
7 Elect Director Joseph M. Velli Mgmt For For
8 Ratify Auditors Mgmt For For
The Procter & Gamble Company Meeting Date Country Primary Security ID
Meeting Type Record Date
13-Oct-09 USA 742718109 Annual 14-Aug-09
Ticker: PG
CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Kenneth I. Chenault Mgmt For For
2 Elect Director Scott D. Cook Mgmt For For
3 Elect Director Rajat K. Gupta Mgmt For For
4 Elect Director A.G. Lafley Mgmt For For
5 Elect Director Charles R. Lee Mgmt For For
6 Elect Director Lynn M. Martin Mgmt For For
7 Elect Director Robert A. McDonald Mgmt For For
8 Elect Director W. James McNerney, Jr. Mgmt For For
9 Elect Director Johnathan A. Rodgers Mgmt For For
10 Elect Director Ralph Snyderman Mgmt For For
11 Elect Director Mary Agnes Wilderotter Mgmt For For
Page 4 of 185
TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
12 Elect Director Patricia A. Woertz Mgmt For For
13 Elect Director Ernesto Zedillo Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Code of Regulations Mgmt For For
16 Approve Omnibus Stock Plan Mgmt For Against
17 Provide for Cumulative Voting SH Against Against
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
Diageo plc Meeting Date Country Primary Security ID Meeting Type Record
Date
14-Oct-09 United Kingdom G42089113 Annual 12-Oct-09
Ticker: N/A
CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend of 22.2 Pence Per Ordinary Share Mgmt For For
4 Re-elect Laurence Danon as Director Mgmt For For
5 Re-elect Lord (Clive) Hollick of Notting Hill as Director Mgmt For For
6 Re-elect Paul Walsh as Director Mgmt For For
7 Elect Peggy Bruzelius as Director Mgmt For For
8 Elect Betsy Holden as Director Mgmt For For
9 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Under a Mgmt For For
General Authority up to GBP 241,092,000 and an Additional
Amount Pursuant to a Rights Issue of up to GBP 482,185,000
After Deducting Any Securities Issued Under the General
Authority
12 If Resolution 11 is Passed, Authorise Issue of Equity or Mgmt For For
Equity-Linked Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 39,842,000
13 Authorise 249,964,000 Ordinary Shares for Market Purchase Mgmt For For
14 Authorise the Company and its Subsidiaries to Make EU Political Mgmt For
For
Donations to Political Parties, to Make EU Political Donations to
Political Organisations Other Than Political Parties and to Incur
EU Political Expenditure up to GBP 200,000
15 Approve Diageo plc 2009 Discretionary Incentive Plan Mgmt For For
16 Approve Diageo plc 2009 Executive Long Term Incentive Plan Mgmt For For
17 Approve Diageo plc 2009 International Sharematch Plan Mgmt For For
Page 5 of 185
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Report was run from: 8/4/09 to 6/30/10
18 Authorise Board to Establish Future Share Plans for the Benefit Mgmt For
For
of Employees Overseas Based on the Diageo plc 2009
Discretionary Incentive Plan, the Diageo plc 2009 Executive Long
Term Incentive Plan and the Diageo plc 2009 International
Sharematch Plan
19 Approve Diageo plc 2009 Irish Sharesave Scheme Mgmt For For
20 Amend Diageo plc Executive Share Option Plan Mgmt For For
21 Amend Diageo plc 2008 Senior Executive Share Option Plan Mgmt For For
22 Amend Diageo plc Senior Executive Share Option Plan Mgmt For For
23 Approve That a General Meeting Other Than an Annual General Mgmt For For
Meeting May Be Called on Not Less Than 14 Clear Days' Notice
24 Adopt New Articles of Association Mgmt For For
The Marcus Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
14-Oct-09 USA 566330106 Annual 06-Aug-09
Ticker: MCS
CUSIP: 566330106 ISIN: US5663301068 SEDOL: 2564827
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen H. Marcus Mgmt For Withhold
1.2 Elect Director Diane Marcus Gershowitz Mgmt For Withhold
1.3 Elect Director Daniel F. McKeithan, Jr Mgmt For For
1.4 Elect Director Allan H. Selig Mgmt For Withhold
1.5 Elect Director Timothy E. Hoeksema Mgmt For For
1.6 Elect Director Bruce J. Olson Mgmt For Withhold
1.7 Elect Director Philip L. Milstein Mgmt For For
1.8 Elect Director Bronson J. Haase Mgmt For For
1.9 Elect Director James D. Ericson Mgmt For For
1.10 Elect Director Gregory S. Marcus Mgmt For Withhold
Matrix Service Co. Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Oct-09 USA 576853105 Annual 02-Sep-09
Ticker: MTRX
CUSIP: 576853105 ISIN: US5768531056 SEDOL: 2572068
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael J. Bradley Mgmt For For
1.2 Elect Director Michael J. Hall Mgmt For For
1.3 Elect Director I. Edgar (Ed) Hendrix Mgmt For For
1.4 Elect Director Paul K. Lackey Mgmt For For
1.5 Elect Director Tom E. Maxwell Mgmt For For
1.6 Elect Director David J. Tippeconnic Mgmt For For
Page 6 of 185
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2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
SRA International, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
28-Oct-09 USA 78464R105 Annual 31-Aug-09
Ticker: SRX
CUSIP: 78464R105 ISIN: US78464R1059 SEDOL: 2865241
Vote
Proponent Mgmt Rec Instruction
1 Declassify the Board of Directors Mgmt For For
2.1 Elect Director Stanton D. Sloane Mgmt For For
2.2 Elect Director E.P. Giambastiani, Jr. Mgmt For For
2.3 Elect Director William T. Keevan Mgmt For For
2.4 Elect Director John W. Barter Mgmt For For
2.5 Elect Director Larry R. Ellis Mgmt For For
2.6 Elect Director Miles R. Gilburne Mgmt For For
2.7 Elect Director Gail R. Wilensky Mgmt For For
2.8 Elect Director Michael R. Klein Mgmt For For
2.9 Elect Director David H. Langstaff Mgmt For For
2.10 Elect Director Ernst Volgenau Mgmt For For
3 Ratify Auditors Mgmt For For
BHP Billiton plc Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Oct-09 United Kingdom G10877101 Annual 27-Oct-09
Ticker: N/A
CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Carlos Cordeiro as Director Mgmt For For
3 Re-elect David Crawford as Director Mgmt For For
4 Re-elect Gail de Planque as Director Mgmt For For
5 Re-elect Marius Kloppers as Director Mgmt For For
6 Re-elect Don Argus as Director Mgmt For For
7 Elect Wayne Murdy as Director Mgmt For For
8 Reappoint KPMG Audit plc as Auditors and Authorise the Board Mgmt For For
to Determine Their Remuneration
9 Authorise Issue of Equity or Equity-Linked Securities with Mgmt For For
Pre-emptive Rights up to Aggregate Nominal Amount of USD
277,983,328
10 Authorise Issue of Equity or Equity-Linked Securities without Mgmt For
For
Pre-emptive Rights up to Aggregate Nominal Amount of USD
55,778,030
Page 7 of 185
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11 Authorise 223,112,120 Ordinary Shares for Market Purchase Mgmt For For
12i Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For
For
Billiton Ltd on 30 April 2010
12ii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For
For
Billiton Ltd on 17 June 2010
12iii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For
For
Billiton Ltd on 15 September 2010
12iv Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For
For
Billiton Ltd on 11 November 2010
13 Approve Remuneration Report Mgmt For For
14 Approve the Grant of Deferred Shares and Options under the Mgmt For For
BHP Billiton Ltd Group Incentive Scheme and the Grant of
Performance Shares under the BHP Billiton Ltd Long Term
Incentive Plan to Marius Kloppers
Ebix, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
30-Oct-09 USA 278715206 Annual 09-Sep-09
Ticker: EBIX
CUSIP: 278715206 ISIN: US2787152063 SEDOL: 2008400
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Robin Raina Mgmt For For
2 Elect Director Hans U. Benz Mgmt For For
3 Elect Director Pavan Bhalla Mgmt For For
4 Elect Director Neil D. Eckert Mgmt For For
5 Elect Director Rolf Herter Mgmt For For
6 Elect Director Hans Ueli Keller Mgmt For For
Jack Henry & Associates, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
10-Nov-09 USA 426281101 Annual 21-Sep-09
Ticker: JKHY
CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jerry D. Hall Mgmt For For
1.2 Elect Director Michael E. Henry Mgmt For For
1.3 Elect Director James J. Ellis Mgmt For For
1.4 Elect Director Craig R. Curry Mgmt For For
1.5 Elect Director Wesley A. Brown Mgmt For For
1.6 Elect Director Matthew C. Flanigan Mgmt For For
1.7 Elect Director Marla K. Shepard Mgmt For For
1.8 Elect Director John F. Prim Mgmt For For
2 Ratify Auditors Mgmt For For
Page 8 of 185
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Zymogenetics Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
10-Nov-09 USA 98985T109 Ticker: ZGEN Special 07-Oct-09
CUSIP: 98985T109 ISIN: US98985T1097 SEDOL: 2807168
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Stock Option Exchange Program Commonwealth Bank Of Australia
11-Nov-09 Meeting Date Australia Country Q26915100 Primary Security ID Ticker:
CBA Annual Meeting Type For Record Date 09-Nov-09 Against
CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035
Proponent Mgmt Rec Vote Instruction
Mgmt1 Receive the Financial Statements and Statutory Reports for the Financial
Year Ended June 30, 2009 None None
Mgmt2(a) Elect S Carolyn Kay as a Director For For
Mgmt2(b) Elect Fergus D Ryan as a Director For For
Mgmt2(c) Elect David J Turner as a Director For For
Mgmt3 Approve the Remuneration Report for the Financial Year Ended June 30, 2009
For For
Mgmt4 Approve the Grant of Reward Shares to a Maximum Value of A$4.49 Million to
R J Norris, CEO, Under the Group Leadership Reward Plan of Commonwealth Bank of
Australia Solera Holdings, Inc. Meeting Date Country Primary Security ID Meeting
Type For Record Date For
11-Nov-09 USA 83421A104 Ticker: SLH Annual 01-Oct-09
CUSIP: 83421A104 ISIN: US83421A1043 SEDOL: B1XDZ96
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director Tony Aquila For For
Mgmt1.2 Elect Director Arthur F. Kingsbury For For
Mgmt1.3 Elect Director Jerrell W. Shelton For For
Mgmt1.4 Elect Director Kenneth A. Viellieu For For
Mgmt1.5 Elect Director Stuart J. Yarbrough For For
Mgmt2 Ratify Auditors Cisco Systems, Inc. Meeting Date Country Primary Security
ID Meeting Type For Record Date For
12-Nov-09 USA 17275R102 Ticker: CSCO Annual 14-Sep-09
CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163
Proponent Mgmt Rec Vote Instruction
Page 9 of 185
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1 Elect Director Carol A. Bartz Mgmt For For
2 Elect Director M. Michele Burns Mgmt For For
3 Elect Director Michael D. Capellas Mgmt For For
4 Elect Director Larry R. Carter Mgmt For For
5 Elect Director John T. Chambers Mgmt For For
6 Elect Director Brian L. Halla Mgmt For For
7 Elect Director John L. Hennessy Mgmt For For
8 Elect Director Richard M. Kovacevich Mgmt For For
9 Elect Director Roderick C. McGeary Mgmt For For
10 Elect Director Michael K. Powell Mgmt For For
11 Elect Director Arun Sarin Mgmt For For
12 Elect Director Steven M. West Mgmt For For
13 Elect Director Jerry Yang Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For Against
15 Amend Qualified Employee Stock Purchase Plan Mgmt For For
16 Ratify Auditors Mgmt For For
17 Amend Bylaws to Establish a Board Committee on Human Rights SH Against
Against
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
19 Report on Internet Fragmentation SH Against For
Ethan Allen Interiors Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
16-Nov-09 USA 297602104 Annual 21-Sep-09
Ticker: ETH
CUSIP: 297602104 ISIN: US2976021046 SEDOL: 2320825
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Frank G. Wisner Mgmt For For
2 Ratify Auditors Mgmt For For
Lancaster Colony Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
16-Nov-09 USA 513847103 Annual 18-Sep-09
Ticker: LANC
CUSIP: 513847103 ISIN: US5138471033 SEDOL: 2503206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director James B. Bachmann Mgmt For For
1.2 Elect Director Neeli Bendapudi Mgmt For For
1.3 Elect Director John L. Boylan Mgmt For For
2 Ratify Auditors Mgmt For For
Page 10 of 185
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Report was run from: 8/4/09 to 6/30/10
UniCredit SpA Meeting Date Country Primary Security ID Meeting Type Record
Date
16-Nov-09 Italy T95132105 Special 11-Nov-09
Ticker: N/A
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Vote
Proponent Mgmt Rec Instruction
Special Business Mgmt None None
1 Approve EUR 4 Billion Capital Increase with Preemptive Rights to Mgmt For
For
Holders of Ordinary Shares and Saving Shares
Corinthian Colleges, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
17-Nov-09 USA 218868107 Annual 21-Sep-09
Ticker: COCO
CUSIP: 218868107 ISIN: US2188681074 SEDOL: 2386021
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Paul R. St. Pierre Mgmt For For
1.2 Elect Director Linda Arey Skladany Mgmt For For
1.3 Elect Director Robert Lee Mgmt For For
2 Ratify Auditors Mgmt For For
VistaPrint NV Meeting Date Country Primary Security ID Meeting Type Record
Date
17-Nov-09 Netherlands N93540107 Annual 19-Oct-09
Ticker: VPRT
CUSIP: N/A ISIN: NL0009272269 SEDOL: B48HGT1
Vote
Proponent Mgmt Rec Instruction
This is a duplicate meeting for ballots received via the Mgmt None None
Broadridge North American Ballot distribution system.
1 A Vote For The Election Of Nominee John J. Gavin, Jr. Mgmt For For
2 A Vote For The Election Of Nominee George M. Overholser Mgmt For For
3 A Vote For The Election Of Nominee Mark T. Thomas Mgmt For For
4 Approve Our Performance Incentive Plan For Covered Employees Mgmt For For
5 Appoint Ernst & Young Llp As Our Independent Registered Mgmt For For
Publicaccounting Firm For The Fiscal Year Ending June 30, 2010
CACI International, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
18-Nov-09 USA 127190304 Annual 21-Sep-09
Ticker: CACI
CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Dan R. Bannister Mgmt For For
Page 11 of 185
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1.2 Elect Director Paul M. Cofoni Mgmt For For
1.3 Elect Director Gordon R. England Mgmt For For
1.4 Elect Director James S. Gilmore III Mgmt For For
1.5 Elect Director Gregory G. Johnson Mgmt For For
1.6 Elect Director Richard L. Leatherwood Mgmt For For
1.7 Elect Director J. Phillip London Mgmt For For
1.8 Elect Director James L. Pavitt Mgmt For For
1.9 Elect Director Warren R. Phillips Mgmt For For
1.10 Elect Director Charles P. Revoile Mgmt For For
1.11 Elect Director William S. Wallace Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Adjourn Meeting Mgmt For Against
5 Ratify Auditors Mgmt For For
Campbell Soup Co. Meeting Date Country Primary Security ID Meeting Type
Record Date
19-Nov-09 USA 134429109 Annual 21-Sep-09
Ticker: CPB
CUSIP: 134429109 ISIN: US1344291091 SEDOL: 2162845
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Edmund M. Carpenter Mgmt For For
1.2 Elect Director Paul R. Charron Mgmt For For
1.3 Elect Director Douglas R. Conant Mgmt For For
1.4 Elect Director Bennett Dorrance Mgmt For For
1.5 Elect Director Harvey Golub Mgmt For For
1.6 Elect Director Lawrence C. Karlson Mgmt For For
1.7 Elect Director Randall W. Larrimore Mgmt For For
1.8 Elect Director Mary Alice D. Malone Mgmt For For
1.9 Elect Director Sara Mathew Mgmt For For
1.10 Elect Director William D. Perez Mgmt For For
1.11 Elect Director Charles R. Perrin Mgmt For For
1.12 Elect Director A. Barry Rand Mgmt For For
1.13 Elect Director Nick Schreiber Mgmt For For
1.14 Elect Director Archbold D. Van Beuren Mgmt For For
1.15 Elect Director Les C. Vinney Mgmt For For
1.16 Elect Director Charlotte C. Weber Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
Page 12 of 185
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Report was run from: 8/4/09 to 6/30/10
Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type
Record Date
19-Nov-09 Germany D2035M169 Special 03-Nov-09
Ticker: N/A
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Vote
Proponent Mgmt Rec Instruction
1 Approve Spin-Off and Takeover Agreement Concluded on Mgmt For For
September 3, 2009 with T-Mobile Deutschland GmbH
DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date
19-Nov-09 USA 25490A101 Special 09-Oct-09
Ticker: DTV
CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Approve Voting and Right of First Refusal Mgmt For For
3 Adjourn Meeting Mgmt For For
Microsoft Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
19-Nov-09 USA 594918104 Annual 04-Sep-09
Ticker: MSFT
CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173
Vote
Proponent Mgmt Rec Instruction
1 Elect Director William H. Gates, III Mgmt For For
2 Elect Director Steven A. Ballmer Mgmt For For
3 Elect Director Dina Dublon Mgmt For For
4 Elect Director Raymond V. Gilmartin Mgmt For For
5 Elect Director Reed Hastings Mgmt For For
6 Elect Director Maria Klawe Mgmt For For
7 Elect Director David F. Marquardt Mgmt For For
8 Elect Director Charles H. Noski Mgmt For For
9 Elect Director Helmut Panke Mgmt For For
10 Ratify Auditors Mgmt For For
11 Permit Right to Call Special Meeting Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
13 Adopt Principles for Health Care Reform SH Against Against
14 Report on Charitable Contributions SH Against Against
Page 13 of 185
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Report was run from: 8/4/09 to 6/30/10
BHP Billiton Limited (Formerly BHP Ltd.) Ticker: BHP 26-Nov-09 Meeting Date
Australia Country Q1498M159 Primary Security ID Annual Meeting Type Record Date
24-Nov-09
CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690
Proponent Mgmt Rec Vote Instruction
1 Accept Financial Statements and Statutory Reports for BHP Billiton Ltd and
BHP Billiton Plc for the Fiscal Year Ended June 30, 2009 Mgmt For For
2 Elect Carlos Cordeiro as a Director of BHP Billiton Ltd and BHP Billiton Plc
Mgmt For For
3 Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc
Mgmt For For
4 Elect Gail de Planque as a Director of BHP Billiton Ltd and BHP Billiton Plc
Mgmt For For
5 Elect Marius Kloppers as a Director of BHP Billiton Ltd and BHP Billiton Plc
Mgmt For For
6 Elect Don Argus as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt
For For
7 Elect Wayne Murdy as a Director of BHP Billiton Ltd and BHP Billiton Plc
Mgmt For For
8 Approve KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For
9 Approve Renewal of General Authority to Issue of Up to 555.97 Million Shares
in BHP Billiton Plc in Connection with Its Employee Share and Incentive Schemes
Mgmt For For
10 Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc Mgmt
For For
11 Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc
Mgmt For For
12i Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd
on April 30, 2010 Mgmt For For
12ii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton
Ltd on June 17, 2010 Mgmt For For
12iii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton
Ltd on Sept. 15, 2010 Mgmt For For
12iv Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton
Ltd on Nov. 11, 2010 Mgmt For For
13 Approve Remuneration Report for the Fiscal Year Ended June 30, 2009 Mgmt
For For
14 Approve Grant of Approximately 55,932 Deferred Shares, 223,739 Options, and
424,612 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group
Incentive Scheme and the Long Term Incentive Plan Mgmt For For
Bally Technologies, Inc Meeting Date Country Primary Security ID Meeting
Type Record Date
Ticker: BYI 02-Dec-09 USA 05874B107 Annual 13-Oct-09
CUSIP: 05874B107 ISIN: US05874B1070 SEDOL: 2380818
Proponent Mgmt Rec Vote Instruction
Page 14 of 185
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Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director David Robbins Mgmt For Withhold
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Volkswagen AG (VW) Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: N/A 03-Dec-09 Germany D9452L228 Special 12-Nov-09
CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102
Proponent Mgmt Rec Vote Instruction
1 Approve Creation of EUR 345.6 Million Pool of Capital with Preemptive Rights
via Issuance of Preferred Stock Mgmt For Against
2 Amend Articles Re: Grant the Federal State of Lower Saxony the Right to
Nominate Two Supervisory Board Members if it Holds at Least 15 Percent of Common
Stock Mgmt For Against
3 Amend Articles Re: Require Qualified Majority of 80 Percent of General
Meeting Mgmt For Against
4a Elect Hans Michel Piech to the Supervisory Board Mgmt For Against
4b Elect Ferdinand Oliver Porsche to the Supervisory Board Mgmt For Against
Mgmt5 Amend Articles Re: Amend Articles Re: Convocation of, Participation in,
and Voting Rights Representation at General Meeting due to New German
Legislation (Law on Transposition of EU Shareholder's Rights Directive) Vail
Resorts, Inc. Meeting Date Country Primary Security ID Meeting Type For Record
Date For
Ticker: MTN 04-Dec-09 USA 91879Q109 Annual 07-Oct-09
CUSIP: 91879Q109 ISIN: US91879Q1094 SEDOL: 2954194
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Roland A. Hernandez Mgmt For For
1.2 Elect Director Thomas D. Hyde Mgmt For For
1.3 Elect Director Jeffrey W. Jones Mgmt For For
1.4 Elect Director Robert A. Katz Mgmt For For
1.5 Elect Director Richard D. Kincaid Mgmt For For
1.6 Elect Director John T. Redmond Mgmt For For
1.7 Elect Director John F. Sorte Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
4 Other Business ModusLink Global Solutions, Inc. Ticker: MLNK 09-Dec-09
Meeting Date USA Country Mgmt 60786L107 Primary Security ID Annual Meeting Type
For Record Date 12-Oct-09 Abstain
CUSIP: 60786L107 ISIN: US60786L1070 SEDOL: 2203551
Page 15 of 185
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Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Francis J. Jules Mgmt For For
1.2 Elect Director Joseph C. Lawler Mgmt For For
1.3 Elect Director Michael J. Mardy Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
The Dress Barn, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
09-Dec-09 USA 261570105 Annual 09-Oct-09
Ticker: DBRN
CUSIP: 261570105 ISIN: US2615701057 SEDOL: 2280565
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John Usdan Mgmt For For
1.2 Elect Director Randy L. Pearce Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Arena Resources, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
11-Dec-09 USA 040049108 Annual 23-Oct-09
Ticker: ARD
CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lloyd T. Rochford Mgmt For For
1.2 Elect Director Stanley M. McCabe Mgmt For For
1.3 Elect Director Clayton E. Woodrum Mgmt For For
1.4 Elect Director Anthony B. Petrelli Mgmt For For
1.5 Elect Director Carl H. Fiddner Mgmt For For
2 Approve Restricted Stock Plan Mgmt For Against
3 Amend Stock Option Plan Mgmt For Against
Starent Networks, Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-Dec-09 USA 85528P108 Special 06-Nov-09
Ticker: STAR
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Page 16 of 185
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Report was run from: 8/4/09 to 6/30/10
AutoZone, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
Ticker: AZO 16-Dec-09 USA 053332102 Annual 19-Oct-09
CUSIP: 053332102 ISIN: US0533321024 SEDOL: 2065955
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director William C. Crowley Mgmt For For
1.2 Elect Director Sue E. Gove Mgmt For For
1.3 Elect Director Earl G. Graves, Jr. Mgmt For For
1.4 Elect Director Robert R. Grusky Mgmt For For
1.5 Elect Director J. R. Hyde, III Mgmt For For
1.6 Elect Director W. Andrew McKenna Mgmt For For
1.7 Elect Director George R. Mrkonic, Jr. Mgmt For For
1.8 Elect Director Luis P. Nieto Mgmt For For
1.9 Elect Director William C. Rhodes, III Mgmt For For
1.10 Elect Director Theodore W. Ullyot Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Westpac Banking Corporation Ticker: WBC 16-Dec-09 Meeting
Date
Australia Country Mgmt Q97417101 Primary Security ID Annual Meeting Type For
Record Date 14-Dec-09 For
CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146
Proponent Mgmt Rec Vote Instruction
1 Receive the Financial Statements and Statutory Reports for the Financial Year
Ended Sept. 30, 2009 Mgmt None None
2 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009
Mgmt For For
3(a) Elect Edward (Ted) Alfred Evans as a Director Mgmt For For
3(b) Elect Gordon McKellar Cairns as a Director Mgmt For For
3(c) Elect Peter David Wilson as a Director Mgmt For For
Mgmt4 Approve the Grant of Shares and Performance Share Rights and/or
Performance Options to Gail Patricia Kelly, Managing Director and CEO, Under the
Company's CEO Restricted Share Plan and CEO Performance Plan National Australia
Bank Limited 17-Dec-09 Meeting Date Australia Country Q6534X101 Primary Security
ID Ticker: NAB Annual Meeting Type For Record Date 15-Dec-09 For
CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608
Proponent Mgmt Rec Vote Instruction
Page 17 of 185
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1 Receive the Financial Statements and Statutory Reports for the Financial Year
Ended Sept. 30, 2009 Mgmt None None
2(a) Approve the Selective Buy-Back of 600 Unpaid Preference Shares Which Forms
Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 Mgmt
For For
2(b) Approve the Selective Reduction of Capital on 600 Unpaid Preference Shares
Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept.
24, 2008 Mgmt For For
2(c) Approve the Selective Buy-Back of 1,000 Unpaid Preference Shares Which
Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30,
2009 Mgmt For For
2(d) Approve the Selective Reduction of Capital on 1,000 Unpaid Preference
Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on
Sept. 30, 2009 Mgmt For For
3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009
Mgmt For For
4 Approve the Grant of Shares Worth a Total of A$3.31 Million to Cameron Clyne,
Group Chief Executive Officer, under the Company's Short Term Incentive and Long
Term Incentive Plans Mgmt For For
5(a) Approve the Grant of Shares Worth a Total of A$1.60 Million to Mark
Joiner, Executive Director, under the Company's Short Term Incentive and Long
Term Incentive Plans Mgmt For For
5(b) Approve the Grant of Shares Worth a Total of A$1.69 Million to Michael
Ullmer, Executive Director, under the Company's Short Term Incentive and Long
Term Incentive Plans Mgmt For For
6(a) Elect Michael Chaney as a Director Mgmt For For
6(b) Elect Paul Rizzo as a Director Mgmt For For
6(c) Elect Michael Ullmer as a Director Mgmt For For
6(d) Elect Mark Joiner as a Director Mgmt For For
6(e) Elect John Waller as a Director Mgmt For For
Shareholder Proposal Mgmt None None
6(f) Elect Stephen Mayne as a Director SH Against Against
Australia and New Zealand Banking Group Ltd. (formerly Austr Ticker: ANZ
18-Dec-09 Meeting Date Australia Country Q0954P102 Primary Security ID Annual
Meeting Type Record Date 16-Dec-09
CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586
Proponent Mgmt Rec Vote Instruction
Management Proposals Mgmt None None
1 Receive the Financial Statements and Statutory Reports for the Financial Year
Ended Sept. 30, 2009 Mgmt None None
2 Ratify the Past Issuance of 173.61 Million Shares at an Issue Price of
A$14.40 Each to Institutions and Sophisticated and Professional Investors Made
on June 3, 2009 Mgmt For For
3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009
Mgmt For For
4(a) Elect J.P. Morschel as a Director Mgmt For For
Shareholder Proposal Mgmt None None
Page 18 of 185
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SH4(b) Elect R.J. Reeves as a Director Against Against
MgmtManagement Proposal None None
Mgmt4(c) Elect Lee Hsien Yang as a Director Watson Wyatt Worldwide Inc 18-Dec-09
Meeting Date USA Country 942712100 Primary Security ID Ticker: WW Special
Meeting Type For Record Date 03-Nov-09 For
CUSIP: 942712100 ISIN: US9427121002 SEDOL: 2648259
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Merger Agreement For For
Mgmt2 Approve Omnibus Stock Plan For Against
Mgmt3 Adjourn Meeting Ebix, Inc. Meeting Date Country Primary Security ID
Meeting Type For Record Date For
21-Dec-09 USA 278715206 Ticker: EBIX Special 26-Oct-09
CUSIP: 278715206 ISIN: US2787152063 SEDOL: 2008400
Proponent Mgmt Rec Vote Instruction
Mgmt1 Increase Authorized Common Stock National Bank of Greece SA Meeting Date
Country Primary Security ID Meeting Type For Record Date For
14-Jan-10 Greece X56533114 Ticker: N/A Special 21-Dec-09
CUSIP: X56533114 ISIN: GRS003013000 SEDOL: 4625959
Proponent Mgmt Rec Vote Instruction
MgmtMeeting for ADR Holders
MgmtSpecial Meeting Agenda
Mgmt1 Approve Spin-Off Agreement For For
Mgmt2 Approve Accounting Treatment of Spin-Off For For
Mgmt3 Authorize Filing of Required Documents/Other Formalities For For
Mgmt4 Ratify Co-Option of Directors For For
Mgmt5 Elect Directors For Against
Mgmt6 Elect Members of Audit Committee For For
Mgmt7 Approve Related Party Transactions For Against
Mgmt8 Amend Company Articles For For
Mgmt9 Authorize Convertible Debt Issuance Vestas Wind System AS Meeting Date
Country Primary Security ID Meeting Type For Record Date For
14-Jan-10 Denmark K9773J128 Ticker: N/A Special 29-Dec-09
Page 19 of 185
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CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651
Vote
Proponent Mgmt Rec Instruction
1 Amend Articles Re: Amend Deadline for Shareholders' Right to Mgmt For For
Include Matters on Agenda of Annual General Meeting to Six
Weeks
2 Authorize Board or Chairman of Meeting to Make Editorial Mgmt For For
Changes to Adopted Resolutions in Connection with Registration
Visa Inc. Meeting Date Country Primary Security ID Meeting Type Record Date
20-Jan-10 USA 92826C839 Annual 27-Nov-09
Ticker: V
CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert W. Matschullat Mgmt For For
1.2 Elect Director Cathy E. Minehan Mgmt For For
1.3 Elect Director David J. Pang Mgmt For For
1.4 Elect Director William S. Shanahan Mgmt For For
1.5 Elect Director John A. Swainson Mgmt For For
2 Ratify Auditors Mgmt For For
3com Corp. Meeting Date Country Primary Security ID Meeting Type Record
Date
26-Jan-10 USA 885535104 Special 09-Dec-09
Ticker: COMS
CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Siemens AG Meeting Date Country Primary Security ID Meeting Type Record
Date
26-Jan-10 Germany D69671218 Annual 06-Jan-10
Ticker: N/A
CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973
Vote
Proponent Mgmt Rec Instruction
Management Proposals Mgmt
1 Receive Supervisory Board Report, Corporate Governance Mgmt None
Report, Remuneration Report, and Compliance Report for Fiscal
2008/2009 (Non-Voting)
2 Receive Financial Statements and Statutory Reports for Fiscal Mgmt None
2008/2009 (Non-Voting)
3 Approve Allocation of Income and Dividends of EUR 1.60 per Mgmt For For
Share
Page 20 of 185
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4a Approve Discharge of Management Board Member Peter Loescher for Fiscal
2008/2009 Mgmt For For
4b Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal
2008/2009 Mgmt For For
4c Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal
2008/2009 Mgmt For For
4d Approve Discharge of Management Board Member Joe Kaeser for Fiscal
2008/2009 Mgmt For For
4e Approve Discharge of Management Board Member Barbara Kux for Fiscal
2008/2009 Mgmt For For
4f Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal
2008/2009 Mgmt For For
4g Approve Discharge of Management Board Member Hermann Requardt for Fiscal
2008/2009 Mgmt For For
4h Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal
2008/2009 Mgmt For For
4i Approve Discharge of Management Board Member Peter Solmssen for Fiscal
2008/2009 Mgmt For For
5a Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal
2008/2009 Mgmt For For
5b Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal
2008/2009 Mgmt For For
5c Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal
2008/2009 Mgmt For For
5d Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal
2008/2009 Mgmt For For
5e Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal
2008/2009 Mgmt For For
5f Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal
2008/2009 Mgmt For For
5g Approve Discharge of Supervisory Board Member Gerd von Brandenstein for
Fiscal 2008/2009 Mgmt For For
5h Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal
2008/2009 Mgmt For For
5i Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal
2008/2009 Mgmt For For
5j Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal
2008/2009 Mgmt For For
5k Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal
2008/2009 Mgmt For For
5l Approve Discharge of Supervisory Board Member Hans-Juergen Hartung for
Fiscal 2008/2009 Mgmt For For
5m Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal
2008/2009 Mgmt For For
5n Approve Discharge of Supervisory Board Member Harald Kern for Fiscal
2008/2009 Mgmt For For
5o Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller
for Fiscal 2008/2009 Mgmt For For
5p Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal
2008/2009 Mgmt For For
5q Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal
2008/2009 Mgmt For For
Page 21 of 185
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5r Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal
2008/2009 Mgmt For For
5s Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal
2008/2009 Mgmt For For
5t Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal
2008/2009 Mgmt For For
5u Approve Discharge of Supervisory Board Member Lord Iain Vallance of Tummel
for Fiscal 2008/2009 Mgmt For For
5v Approve Discharge of Supervisory Board Member Sibylle Wankel for Fiscal
2008/2009 Mgmt For For
6 Approve Remuneration System for Management Board Members Mgmt For For
7a Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 Mgmt For For
7b Ratify Ernst & Young GmbH as Auditors for the Inspection of the Abbreviated
Financial Statements for the First Half of Fiscal 2009/2010 Mgmt For For
8 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
9 Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share
Capital when Repurchasing Shares Mgmt For For
10 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion;
Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
11 Amend Articles Re: Convocation of, Participation in, Video and Audio
Transmission of, and Exercise of Voting Rights at General Meeting; Other
Statutory Changes due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive) Mgmt For For
12a Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann
Concluded on Dec. 2, 2009 Mgmt For For
12b Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer
Concluded on Dec. 2, 2009 Mgmt For For
12c Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld
Concluded on Dec. 2, 2009 Mgmt For For
12d Approve Settlement Agreement Between Siemens AG and Edward Krubasik
Concluded on Dec. 2, 2009 Mgmt For For
12e Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht
Concluded on Dec. 2, 2009 Mgmt For For
12f Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer
Concluded on Dec. 2, 2009 Mgmt For For
12g Approve Settlement Agreement Between Siemens AG and Juergen Radomski
Concluded on Dec. 2, 2009 Mgmt For For
12h Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded
on Dec. 2, 2009 Mgmt For For
12i Approve Settlement Agreement Between Siemens AG and Klaus Wucherer
Concluded on Dec. 2, 2009 Mgmt For For
13 Approve Settlement Between Siemens AG and Group of D&O Liability and
Indemnification Insurers Concluded on Dec. 2, 2009 Mgmt For For
Shareholder Proposals Submitted by Verein von Belegschaftsaktionaeren in der
Siemens AG e.V. Mgmt
14 Approve Amendments to Remuneration of Supervisory Board SH Against
Against
Page 22 of 185
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15 Amend Corporate Purpose SH Against Against
New Jersey Resources Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
27-Jan-10 USA 646025106 Annual 01-Dec-09
Ticker: NJR
CUSIP: 646025106 ISIN: US6460251068 SEDOL: 2630513
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lawrence R. Codey Mgmt For For
1.2 Elect Director Laurence M. Downes Mgmt For For
1.3 Elect Director Robert B. Evans Mgmt For For
1.4 Elect Director Alfred C. Koeppe Mgmt For For
2 Ratify Auditors Mgmt For For
Rock-Tenn Company Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Jan-10 USA 772739207 Annual 27-Nov-09
Ticker: RKT
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen G. Anderson Mgmt For For
1.2 Elect Director Robert B. Currey Mgmt For For
1.3 Elect Director Lawrence L. Gellerstedt, III Mgmt For For
1.4 Elect Director John W. Spiegel Mgmt For For
1.5 Elect Director J. Powell Brown Mgmt For For
2 Ratify Auditors Mgmt For For
Emerson Electric Co. Meeting Date Country Primary Security ID Meeting Type
Record Date
02-Feb-10 USA 291011104 Annual 24-Nov-09
Ticker: EMR
CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director C. A. H. Boersig Mgmt For For
1.2 Elect Director C. Fernandez G. Mgmt For For
1.3 Elect Director W. J. Galvin Mgmt For For
1.4 Elect Director R. L. Stephenson Mgmt For For
1.5 Elect Director V. R. Loucks, Jr. Mgmt For For
1.6 Elect Director R. L. Ridgway Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Page 23 of 185
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Fair Isaac Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
02-Feb-10 USA 303250302 Annual 08-Dec-09
Ticker: FICO
CUSIP: 303250104 ISIN: US3032501047 SEDOL: 2330299
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director A. George Battle Mgmt For For
1.2 Elect Director Nicholas F. Graziano Mgmt For For
1.3 Elect Director Mark N. Greene Mgmt For For
1.4 Elect Director Alex W. Hart Mgmt For For
1.5 Elect Director James D. Kirsner Mgmt For For
1.6 Elect Director William J. Lansing Mgmt For For
1.7 Elect Director Rahul N. Merchant Mgmt For For
1.8 Elect Director Margaret L. Taylor Mgmt For For
1.9 Elect Director Duane E. White Mgmt For For
2 Eliminate Cumulative Voting Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Ratify Auditors Mgmt For For
Imperial Tobacco Group plc Meeting Date Country Primary Security ID Meeting
Type Record Date
02-Feb-10 United Kingdom G4721W102 Annual 29-Jan-10
Ticker: N/A
CUSIP: G4721W102 ISIN: GB0004544929 SEDOL: 0454492
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend of 52 Pence Per Ordinary Share Mgmt For For
4 Re-elect Dr Ken Burnett as Director Mgmt For For
5 Re-elect Jean-Dominique Comolli as Director Mgmt For For
6 Re-elect Robert Dyrbus as Director Mgmt For For
7 Re-elect Charles Knott as Director Mgmt For For
8 Re-elect Iain Napier as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditors of the Mgmt For For
Company
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Company and its Subsidiaries to Make EU Political Mgmt For For
Donations to Political Parties, Political Organisations Other Than
Political Parties, or Independent Election Candidates up to GBP
100,000 and Incur EU Political Expenditure up to GBP 100,000
Page 24 of 185
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12 Authorise Issue of Equity with Pre-emptive Rights Under a General Authority
up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up
to GBP 71,000,000 After Deducting Any Securities Issued Under the General
Authority Mgmt For For
13 Subject to the Passing of Resolution 12, Authorise Issue of Equity or
Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal
Amount of GBP 5,330,000 Mgmt For For
14 Authorise 106,794,000 Ordinary Shares for Market Purchase Mgmt For For
15 Approve That a General Meeting of the Company Other Than an Annual General
Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice
Mgmt For For
16 Adopt New Articles of Association Accenture plc Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: N/A 04-Feb-10 Ireland G1151C101 Annual 14-Dec-09
CUSIP: G1151C101 ISIN: IE00B4BNMY34 SEDOL: B412KX5
Proponent Mgmt Rec Vote Instruction
1.1 Reelect William L. Kimsey as a Director Mgmt For For
1.2 Reelect Robert I. Lipp as a Director Mgmt For For
1.3 Reelect Wulf von Schimmelmann as a Director Mgmt For For
2 Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration
Mgmt For For
3 Approve 2010 Share Incentive Plan Mgmt For Against
4 Approve 2010 Employee Share Purchase Plan Mgmt For For
5 Change Location of Annual Meeting Mgmt For For
6 Authorize Open-Market Purchases of Class A Ordinary Shares Mgmt For For
Mgmt7 Authorize Board to Determine Price Range for the Issuance of Acquired
Treasury Stock Griffon Corporation Meeting Date Country Primary Security ID
Meeting Type For Record Date For
Ticker: GFF 04-Feb-10 USA 398433102 Annual 15-Dec-09
CUSIP: 398433102 ISIN: US3984331021 SEDOL: 2463344
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Henry A. Alpert Mgmt For For
1.2 Elect Director Blaine V. Fogg Mgmt For For
1.3 Elect Director William H. Waldorf Mgmt For For
1.4 Elect Director Joseph J. Whalen Mgmt For For
2 Ratify Auditors Jack In the Box Inc. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: JACK 10-Feb-10 USA 466367109 Annual 16-Dec-09
Page 25 of 185
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Report was run from: 8/4/09 to 6/30/10
CUSIP: 466367109 ISIN: US4663671091 SEDOL: 2344922
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael E. Alpert Mgmt For For
1.2 Elect Director David L. Goebel Mgmt For For
1.3 Elect Director Murray H. Hutchison Mgmt For For
1.4 Elect Director Linda A. Lang Mgmt For For
1.5 Elect Director Michael W. Murphy Mgmt For For
1.6 Elect Director David M. Tehle Mgmt For For
1.7 Elect Director Winifred M. Webb Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
4 Require Suppliers to Adopt CAK SH Against Against
Burlington Northern Santa Fe Corp. Meeting Date Country Primary Security ID
Meeting Type Record Date
11-Feb-10 USA 12189T104 Special 18-Dec-09
Ticker: BNI
CUSIP: 12189T104 ISIN: US12189T1043 SEDOL: 2154927
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Microsemi Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
17-Feb-10 USA 595137100 Annual 23-Dec-09
Ticker: MSCC
CUSIP: 595137100 ISIN: US5951371005 SEDOL: 2588140
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director James J. Peterson Mgmt For For
1.2 Elect Director Dennis R. Leibel Mgmt For For
1.3 Elect Director Thomas R. Anderson Mgmt For For
1.4 Elect Director William E. Bendush Mgmt For For
1.5 Elect Director William L. Healey Mgmt For For
1.6 Elect Director Paul F. Folino Mgmt For For
1.7 Elect Director Matthew E. Massengill Mgmt For For
2 Ratify Auditors Mgmt For For
Ruddick Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
18-Feb-10 USA 781258108 Annual 11-Dec-09
Ticker: RDK
Page 26 of 185
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CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John R. Belk Mgmt For For
1.2 Elect Director John P. Derham Cato Mgmt For For
1.3 Elect Director Thomas W. Dickson Mgmt For For
1.4 Elect Director James E.S. Hynes Mgmt For For
1.5 Elect Director Anna Spangler Nelson Mgmt For For
1.6 Elect Director Bailey W. Patrick Mgmt For For
1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For
1.8 Elect Director Harold C. Stowe Mgmt For For
1.9 Elect Director Isaiah Tidwell Mgmt For For
1.10 Elect Director William C. Warden, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
Bank of America Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Feb-10 USA 060505104 Special 07-Jan-10
Ticker: BAC
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
1 Increase Authorized Common Stock Mgmt For For
2 Adjourn Meeting Mgmt For For
Apple Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
25-Feb-10 USA 037833100 Annual 28-Dec-09
Ticker: AAPL
CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William V. Campbell Mgmt For For
1.2 Elect Director Millard S. Drexler Mgmt For For
1.3 Elect Director Albert A. Gore, Jr. Mgmt For For
1.4 Elect Director Steven P. Jobs Mgmt For For
1.5 Elect Director Andrea Jung Mgmt For For
1.6 Elect Director Arthur D. Levinson Mgmt For For
1.7 Elect Director Jerome B. York Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
Page 27 of 185
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5 Ratify Auditors Mgmt For For
6 Prepare Sustainability Report SH Against For
7 Establish Other Board Committee SH Against Against
Sirona Dental Systems Inc Meeting Date Country Primary Security ID Meeting
Type Record Date
25-Feb-10 USA 82966C103 Annual 05-Jan-10
Ticker: SIRO
CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Simone Blank Mgmt For Withhold
1.2 Elect Director Timothy D. Sheehan Mgmt For For
1.3 Elect Director Timothy P. Sullivan Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Tetra Tech, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
25-Feb-10 USA 88162G103 Annual 28-Dec-09
Ticker: TTEK
CUSIP: 88162G103 ISIN: US88162G1031 SEDOL: 2883890
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Dan L. Batrack Mgmt For For
1.2 Elect Director Hugh M. Grant Mgmt For For
1.3 Elect Director Patrick C. Haden Mgmt For For
1.4 Elect Director J. Christopher Lewis Mgmt For For
1.5 Elect Director Albert E. Smith Mgmt For For
1.6 Elect Director J. Kenneth Thompson Mgmt For For
1.7 Elect Director Richard H. Truly Mgmt For For
2 Ratify Auditors Mgmt For For
Piedmont Natural Gas Co., Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
26-Feb-10 USA 720186105 Annual 28-Dec-09
Ticker: PNY
CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jerry W. Amos Mgmt For For
1.2 Elect Director Frankie T. Jones, Sr. Mgmt For For
1.3 Elect Director Vicki McElreath Mgmt For For
1.4 Elect Director Thomas E. Skains Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Page 28 of 185
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Parametric Technology Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
03-Mar-10 USA 699173209 Annual 04-Jan-10
Ticker: PMTC
CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Paul A. Lacy Mgmt For For
1.2 Elect Director Michael E. Porter Mgmt For For
1.3 Elect Director Robert P. Schechter Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Ratify Auditors Mgmt For For
WGL Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
04-Mar-10 USA 92924F106 Annual 04-Jan-10
Ticker: WGL
CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael D. Barnes Mgmt For For
1.2 Elect Director George P. Clancy, Jr. Mgmt For For
1.3 Elect Director James W. Dyke, Jr. Mgmt For For
1.4 Elect Director Melvyn J. Estrin Mgmt For For
1.5 Elect Director James F. Lafond Mgmt For For
1.6 Elect Director Debra L. Lee Mgmt For For
1.7 Elect Director Terry D. McCallister Mgmt For For
1.8 Elect Director Karen Hastie Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Non-Employee Director Stock Option Plan Mgmt For Against
4 Provide for Cumulative Voting SH Against Against
Concur Technologies, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
10-Mar-10 USA 206708109 Annual 20-Jan-10
Ticker: CNQR
CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William W. Canfield Mgmt For For
1.2 Elect Director Gordan Eubanks Mgmt For For
2 Ratify Auditors Mgmt For For
Page 29 of 185
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The Walt Disney Company Meeting Date Country Primary Security ID Meeting
Type Record Date
10-Mar-10 USA 254687106 Annual 11-Jan-10
Ticker: DIS
CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director John E. Bryson Mgmt For For
3 Elect Director John S. Chen Mgmt For For
4 Elect Director Judith L. Estrin Mgmt For For
5 Elect Director Robert A. Iger Mgmt For For
6 Elect Director Steven P. Jobs Mgmt For For
7 Elect Director Fred H. Langhammer Mgmt For For
8 Elect Director Aylwin B. Lewis Mgmt For For
9 Elect Director Monica C. Lozano Mgmt For For
10 Elect Director Robert W. Matschullat Mgmt For For
11 Elect Director John E. Pepper, Jr. Mgmt For For
12 Elect Director Sheryl Sandberg Mgmt For For
13 Elect Director Orin C. Smith Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For Against
16 Reduce Supermajority Vote Requirement Mgmt For For
17 Reduce Supermajority Vote Requirement Mgmt For For
18 Amend Articles of Incorporation to Delete Certain Tracking Stock Mgmt For
For
Provisions
19 Amend Articles of Incorporation to Delete Classified Board Mgmt For For
Transition Provisions
20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
21 Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay SH Against
Against
Status
Banco Bilbao Vizcaya Argentaria, S.A. Meeting Date Country Primary Security
ID Meeting Type Record Date
11-Mar-10 Spain E11805103 Annual 23-Feb-10
Ticker: N/A
CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906
Vote
Proponent Mgmt Rec Instruction
1 Approve Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports; Approve Allocation of Income and Distribution
of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve
Discharge of Directors
2.1 Re-elect Francisco Gonzales Rodriguez Mgmt For For
Page 30 of 185
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2.2 Ratify and Re-elect Angel Cano Fernandez Mgmt For For
2.3 Re-elect Ramon Bustamente y de la Mora Mgmt For For
2.4 Re-elect Ignacio Ferrero Jordi Mgmt For For
3 Authorize Share Repurchase and Subsequent Capital Reduction Mgmt For For
via Amortization of Shares
4 Approve Share Incentive Scheme Plan for Management Team, Mgmt For For
Executive Directors and Executive Committee
5 Re-elect Auditors for Company and Consolidated Group for Fiscal Mgmt For
For
Year 2010
6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
Franklin Resources, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
16-Mar-10 USA 354613101 Annual 19-Jan-10
Ticker: BEN
CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel H. Armacost Mgmt For For
1.2 Elect Director Charles Crocker Mgmt For For
1.3 Elect Director Joseph R. Hardiman Mgmt For For
1.4 Elect Director Robert D. Joffe Mgmt For For
1.5 Elect Director Charles B. Johnson Mgmt For For
1.6 Elect Director Gregory E. Johnson Mgmt For For
1.7 Elect Director Rupert H. Johnson, Jr. Mgmt For For
1.8 Elect Director Thomas H. Kean Mgmt For For
1.9 Elect Director Chutta Ratnathicam Mgmt For For
1.10 Elect Director Peter M. Sacerdote Mgmt For For
1.11 Elect Director Laura Stein Mgmt For For
1.12 Elect Director Anne M. Tatlock Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
Hewlett-Packard Company Meeting Date Country Primary Security ID Meeting
Type Record Date
17-Mar-10 USA 428236103 Annual 19-Jan-10
Ticker: HPQ
CUSIP: 428236103 ISIN: US4282361033 SEDOL: 2424006
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Marc L. Andreessen Mgmt For For
1.2 Elect Director Lawrence T. Babbio, Jr. Mgmt For For
1.3 Elect Director Sari M. Baldauf Mgmt For For
1.4 Elect Director Rajiv L. Gupta Mgmt For For
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1.5 Elect Director John H. Hammergren Mgmt For For
1.6 Elect Director Mark V. Hurd Mgmt For For
1.7 Elect Director Joel Z. Hyatt Mgmt For For
1.8 Elect Director John R. Joyce Mgmt For For
1.9 Elect Director Robert L. Ryan Mgmt For For
1.10 Elect Director Lucille S. Salhany Mgmt For For
1.11 Elect Director G. Kennedy Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Company Request on Advisory Vote on Executive Compensation Mgmt For For
Vestas Wind System AS Meeting Date Country Primary Security ID Meeting Type
Record Date
17-Mar-10 Denmark K9773J128 Annual 01-Mar-10
Ticker: N/A
CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651
Vote
Proponent Mgmt Rec Instruction
1 Receive Report of Board Mgmt
2 Receive and Approve Financial Statements and Statutory Reports Mgmt For
None*
3 Approve Allocation of Income and Omission of Dividends Mgmt For None*
4a Reelect Bent Carlsen as Director Mgmt For None*
4b Reelect Torsten Rasmussen as Director Mgmt For None*
4c Reelect Freddy Frandsen as Director Mgmt For None*
4d Reelect Hakan Eriksson as Director Mgmt For None*
4e Reelect Jorgen Rasmussen as Director Mgmt For None*
4f Reelect Jorn Thomsen as Director Mgmt For None*
4g Reelect Kurt Nielsen as Director Mgmt For None*
4h Reelect Ola Rollen as Director Mgmt For None*
5 Ratify PricewaterhouseCoopers as Auditor Mgmt For None*
6.1 Amend Articles Re: Right to Convene an Extraordinary General Mgmt For
None*
Meeting; Notification and Documents Pertaining to General
Meeting; Stipulate Record Date and Availability of Admission
Cards; Editorial Changes
6.2 Amend Articles Re: Information Contained in Notice to General Mgmt For
None*
Meeting; Voting Rights by Proxy and Correspondence; Editorial
Changes
6.3 Amend Articles Re: Delete Secondary Company Name Mgmt For None*
6.4 Amend Articles Re: Delete Reference to Company Address Mgmt For None*
6.5 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For
None*
6.6 Amend Articles Re: Delete Board's Authorization to Cancel Mgmt For None*
Unregistered Shares
Page 32 of 185
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6.7 Approve Creation of DKK 20.4 Million Pool of Capital without Preemptive
Rights Mgmt For None*
6.8 Extend Authorization to Issue 1.8 Million Shares to Employees Until May 1,
2011 Mgmt For None*
6.9 Extend Authorization to Issue Warrants to Key Employees Until May 1, 2011;
Extend Authorization to Increase Share Capital by up to DKK 368,000 to Guarantee
Conversion Rights; Cancel Authorization to Grant Warrants to Board Members Mgmt
For None*
6.10 Approve Issuance of Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of DKK 5.00 Billion; Approve Creation of Pool of
Capital to Guarantee Conversion Rights Mgmt For None*
6.11 Amend Articles Re: Change Location of General Meeting to Central Denmark
Region or Capital Region of Denmark Mgmt For None*
6.12 Amend Articles Re: Amend Agenda of General Meeting to Clarify the Number
of Auditors Mgmt For None*
6.13 Amend Articles Re: Stipulate that General Meeting may be Held in English;
Specify that Documents Pertaining to General Meeting are Available both in
Danish and in English Mgmt For None*
6.14 Amend Articles Re: Stipulate that the Corporate Language is English Mgmt
For None*
6.15 Authorize Repurchase Up to 10 Percent of Issued Share Capital Mgmt For
None*
6.16 Amend Guidelines for Incentive-Based Compensation for Executive Management
and Board to Include Warrants Mgmt For None*
6.17 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For
None*
Adopted Resolutions in Connection with Registration
7 Other Business Mgmt
* No POA on file
Martek Biosciences Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
18-Mar-10 USA 572901106 Annual 19-Jan-10
Ticker: MATK
CUSIP: 572901106 ISIN: US5729011065 SEDOL: 2567213
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Harry J. D'Andrea Mgmt For For
2 Elect Director James R. Beery Mgmt For For
3 Elect Director Michael G. Devine Mgmt For For
4 Elect Director Steve Dubin Mgmt For For
5 Elect Director Robert J. Flanagan Mgmt For For
6 Elect Director Polly B. Kawalek Mgmt For For
7 Elect Director Jerome C. Keller Mgmt For For
8 Elect Director Douglas J. MacMaster, Jr. Mgmt For For
9 Elect Director Robert H. Mayer Mgmt For For
10 Elect Director David M. Pernock Mgmt For For
11 Elect Director Eugene H. Rotberg Mgmt For For
12 Ratify Auditors Mgmt For For
Page 33 of 185
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Pharmasset, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
18-Mar-10 USA 71715N106 Annual 22-Jan-10
Ticker: VRUS
CUSIP: 71715N106 ISIN: US71715N1063 SEDOL: B17W5V1
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Herbert J. Conrad Mgmt For For
2 Ratify Auditors Mgmt For For
Clarcor, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Mar-10 USA 179895107 Annual 05-Feb-10
Ticker: CLC
CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Messrs. Robert Burgstahler, Mgmt For For
1.2 Elect Director Paul Donovan Mgmt For For
1.3 Elect Director Norman Johnson Mgmt For For
2 Ratify Auditors Mgmt For For
Novo Nordisk A/S Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Mar-10 Denmark K7314N152 Annual 22-Feb-10
Ticker: N/A
CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524
Vote
Proponent Mgmt Rec Instruction
1 Receive Report of Board Mgmt
2 Receive and Approve Financial Statements and Statutory Reports Mgmt For
None*
3 Approve Remuneration of Directors Mgmt For None*
4 Approve Allocation of Income and Dividends of DKK 7.5 per Mgmt For None*
Class B Share of DKK 1 and Class A Share of DKK 1
5a Reelect Sten Scheibye as Director Mgmt For None*
5b Reelect Goran Ando as Director Mgmt For None*
5c Reelect Henrik Gurtler as Director Mgmt For None*
5d Reelect Pamela Kirby as Director Mgmt For None*
5e Reelect Kurt Nielsen as Director Mgmt For None*
5f Reelect Hannu Ryopponen as Director Mgmt For None*
5g Reelect Jorgen Wedel as Director Mgmt For None*
6 Ratify PricewaterhouseCoopers as Auditor Mgmt For None*
7.1.1 Amend Articles Re: Notice Period of General Meeting; Deadline Mgmt For
None*
for Submitting Shareholder Proposals; Registration Date and
Record Date; Editorial Changes
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7.1.2 Amend Articles Re: Right to Issue Share Certificates for A-shares,
Deadline for Convening an Extraordinary General Meeting; Electronic Distribution
of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy;
Majority Requirements Mgmt For None*
7.1.3 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For
None*
7.1.4 Amend Articles Re: Appointment of Chairman and Vice Chairman Mgmt For
None*
7.1.5 Amend Articles Re: Right to Sign for the Company Mgmt For None*
7.1.6 Amend Articles Re: Specify that the Corporate Language is English Mgmt
For None*
7.1.7 Amend Articles Re: General Reference to Applicable Law Instead of
Requirements for the Annual Report Mgmt For None*
7.1.8 Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to
Dividends Mgmt For None*
7.2 Approve DKK 20.0 Million Reduction in Class B Share Capital via Share
Cancellation; Amend Articles Accordingly Mgmt For None*
7.3 Authorize Repurchase of up to 10 Percent of Share Capital Mgmt For None*
7.4 Amend Guidelines for Incentive-Based Compensation for Executive Management
and Board Mgmt For None*
8 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For None*
Adopted Resolutions in Connection with Registration
9 Other Business Mgmt
* No POA on file
Koninklijke Philips Electronics 25-Mar-10 Meeting Date Netherlands Country
N6817P109 Primary Security ID Ticker: N/A Annual Meeting Type Record Date
03-Mar-10
CUSIP: N6817P109 ISIN: NL0000009538 SEDOL: 5986622
Proponent Mgmt Rec Vote Instruction
MgmtAnnual Meeting
Mgmt1 President's Speech
2a 2b Approve 2009 Financial Statements and Statutory Reports Receive
Explanation on Company's Corporate Governance Structure Mgmt Mgmt For For
2c Receive Explanation on Company's Reserves and Dividend Poli Mgmtcy
2d Approve Dividends of EUR 0.70 Per Share Mgmt For For
2e Approve Discharge of Management Board Mgmt For For
2f Approve Discharge of Supervisory Board Mgmt For For
3a Reelect G.H.A. Dutine to Management Board Mgmt For For
3b Reelect R.S. Provoost to Management Board Mgmt For For
3c Reelect A. Ragnetti to Management Board Mgmt For For
3d Reelect S.H. Rusckowski to Management Board Mgmt For For
4a Grant Board Authority to Issue Shares Up To 10 Percent of Number of Issued
Shares Plus Additional 10 Percent in Case of Takeover/Merger Mgmt Page 35 of
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4b Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a
Mgmt For For
5 Authorize Repurchase of Shares Mgmt For For
6 Other Business (Non-Voting) Nordea Bank AB (formerly Nordea AB) Ticker: N/A
25-Mar-10 Meeting Date Sweden Country Mgmt W57996105 Primary Security ID
Annual Meeting Type Record Date 19-Mar-10
CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031
Proponent Mgmt Rec Vote Instruction
1 Elect Claes Beyer as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Designate Inspector(s) of Minutes of Meeting Mgmt For For
5 Acknowledge Proper Convening of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Chairman's Review and CEO's Speech
7 Approve Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.25 per Share Mgmt For
For
9 Approve Discharge of Board and President Mgmt For For
10 Determine Number of Members (10) and Deputy Members (0) of Board Mgmt For
For
11 Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman,
EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve
Meeting Fees; Approve Remuneration of Auditors Mgmt For For
12 Reelect Hans Dalborg, Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom
Knutzen, Lars Nordstrom, Bjorn Saven, and Bjorn Wahlroos as Directors; Elect
Sarah Russell and Kari Stadigh as New Directors Mgmt For Against
13 Authorize Chairman of Board and Representatives of Four of Company's Largest
Shareholders to Serve on Nominating Committee Mgmt For For
14 Amend Articles Regarding Convocation of General Meeting Mgmt For For
15a Authorize Repurchase of Issued Shares Mgmt For For
15b Authorize Reissuance of Repurchased Shares Mgmt For For
16 Authorize Repurchase of Issued Shares According to Chapter 7 Section 6 of
the Swedish Securities Market Act Mgmt For For
17a Approve Remuneration Policy And Other Terms of Employment For Executive
Management Mgmt For For
Shareholder Proposals Mgmt
17b Proposal From The Swedish State that Executive Management Will Not Be Able
to Receive Annual Variable Pay or Participate in Long Term Variable Pay Programs
SH Against Against
Management Proposals Mgmt
Page 36 of 185
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18a Approve 2010 Share Matching Plan Mgmt For For
18b Approve Issuance of up to 5.13 Million Class C-Shares, Approve Repurchase
of up to 5.13 Million Class C-Shares, and Approve Conveyance of up to 4.1
Million Class C-Shares Mgmt For For
Shareholder Proposals Mgmt
SH19 Require Nordea to Refrain From Investing in Forest and Paper Based
Industries Which are Involved in Large-Scale Environmental Destruction Iberdrola
S.A. Meeting Date Country Primary Security ID Meeting Type None Record Date
Against
Ticker: N/A 26-Mar-10 Spain E6165F166 Annual 10-Mar-10
CUSIP: E6165F166 ISIN: ES0144580Y14 SEDOL: B288C92
Proponent Mgmt Rec Vote Instruction
1 Accept Individual and Consolidated Financial Statements for the Fiscal Year
Ended Dec. 31, 2009 Mgmt For For
2 Accept Management's Report on Company and Consolidated Group Mgmt For For
3 Approve Discharge of Directors for the Year Ended Dec. 31, 2009. Mgmt For
For
4 Re-elect Auditor for Company and Consolidated Group for Fiscal Year 2010.
Mgmt For For
5 Approve Allocation of Income and Dividends Mgmt For For
6 Approve Increase in Capital up to EUR 1.87 Million via Capitalization of
Reserves; Modify Article 5 of Company By-laws Mgmt For For
7.1 Elect Maria Helena Antolin Raybaud as Independent Director Mgmt For For
7.2 Elect Santiago Martinez Lage as Independent Director Mgmt For For
7.3 Re-Elect Victor de Urrutia Vallejo as Independent Director Mgmt For
Against
7.4 Re-Elect Ricardo Alvarez Isasi as Independent Director Mgmt For Against
7.5 Re-Elect Jose Ignacio Berroeta Echevarria as Independent Director Mgmt
For Against
7.6 Re-Elect Juan Luis Arregui Ciarsolo as Independent Director Mgmt For
Against
7.7 Re-Elect Jose Ignacio Sanchez Galan as Executive Director Mgmt For
Against
7.8 Re-Elect Julio de Miguel Aynat as Independent Director Mgmt For For
7.9 Re-Elect Sebastian Battaner Arias as Independent Director Mgmt For For
7.10 Fix Number of Directors Mgmt For For
8 Authorize Repurchase of Shares; Cancel Authorization to Repurchase Shares
Granted at the AGM Held on March 20, 2009 Mgmt For For
9 Authorize Board to Issue Within Five Years Bonds,Debentures, and/or Other
Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory
Notes up to an Amount of EUR 6 Billion. Void Authorization Granted at the AGM
held on March 20, 2009 Mgmt For For
Page 37 of 185
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10 Approve Listing and Delisting of Shares, Debt Securities, Bonds, Mgmt For
For
Promissory Notes, and Preferred Stock, in Spain and Foreign
Secondary Markets; Void Authorization Granted at the AGM held
on March 20, 2009
11 Authorize Board to Approve the Creation of Foundation; Void Mgmt For For
Authorization Granted at the AGM held on March 20, 2009
12 Modify Articles 11 and 62 of the Corporate By-laws Mgmt For For
13 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
HEICO Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Mar-10 USA 422806109 Annual 22-Jan-10
Ticker: HEI
CUSIP: 422806109 ISIN: US4228061093 SEDOL: 2419217
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel L. Higginbottom Mgmt For For
1.2 Elect Director Mark H. Hildebrandt Mgmt For For
1.3 Elect Director Wolfgang Mayrhuber Mgmt For For
1.4 Elect Director Eric A. Mendelson Mgmt For For
1.5 Elect Director Laurans A. Mendelson Mgmt For For
1.6 Elect Director Victor H. Mendelson Mgmt For For
1.7 Elect Director Mitchell I. Quain Mgmt For For
1.8 Elect Director Alan Schriesheim, Ph.D. Mgmt For For
1.9 Elect Director Frank J. Schwitter Mgmt For For
2 Ratify Auditors Mgmt For For
Canon Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
30-Mar-10 Japan J05124144 Annual 31-Dec-09
Ticker: 7751
CUSIP: J05124144 ISIN: JP3242800005 SEDOL: 6172323
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, With a Final Dividend of JPY 55 Mgmt For For
2.1 Elect Director Mgmt For For
2.2 Elect Director Mgmt For For
2.3 Elect Director Mgmt For For
2.4 Elect Director Mgmt For For
2.5 Elect Director Mgmt For For
2.6 Elect Director Mgmt For For
2.7 Elect Director Mgmt For For
2.8 Elect Director Mgmt For For
2.9 Elect Director Mgmt For For
Page 38 of 185
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2.10 Elect Director Mgmt For For
2.11 Elect Director Mgmt For For
2.12 Elect Director Mgmt For For
2.13 Elect Director Mgmt For For
2.14 Elect Director Mgmt For For
2.15 Elect Director Mgmt For For
2.16 Elect Director Mgmt For For
2.17 Elect Director Mgmt For For
3.1 Appoint Statutory Auditor Mgmt For For
3.2 Appoint Statutory Auditor Mgmt For Against
3.3 Appoint Statutory Auditor Mgmt For Against
4 Approve Retirement Bonus Payment for Directors Mgmt For For
5 Approve Retirement Bonuses and Special Payments in Mgmt For Against
Connection with Abolition of Retirement Bonus System for
Statutory Auditors
6 Approve Payment of Annual Bonuses to Directors Mgmt For For
7 Approve Stock Option Plan Mgmt For For
Schlumberger Ltd. Meeting Date Country Primary Security ID Meeting Type
Record Date
07-Apr-10 NetherlandsAntille 806857108 Annual 17-Feb-10
Ticker: SLB s
CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201
Vote
Proponent Mgmt Rec Instruction
1.1 Elect P. Camus as Director Mgmt For For
1.2 Elect P. Currie as Director Mgmt For For
1.3 Elect J.S. Gorelick as Director Mgmt For For
1.4 Elect A. Gould as Director Mgmt For For
1.5 Elect T. Isaac as Director Mgmt For For
1.6 Elect K.V. Kamath as Director Mgmt For For
1.7 Elect N. Kudryavtsev as Director Mgmt For For
1.8 Elect A. Lajous as Director Mgmt For For
1.9 Elect M.E. Marks as Director Mgmt For For
1.10 Elect L.R. Reif as Director Mgmt For For
1.11 Elect T.I. Sandvold as Director Mgmt For For
1.12 Elect H. Seydoux as Director Mgmt For For
2 Adopt and Approve Financials and Dividends Mgmt For For
3 Approve 2010 Omnibus Stock Incentive Plan Mgmt For Against
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Page 39 of 185
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A. O. Smith Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
Ticker: AOS 12-Apr-10 USA 831865209 Annual 15-Feb-10
CUSIP: 831865209 ISIN: US8318652091 SEDOL: 2816023
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Ronald D. Brown Mgmt For For
1.2 Elect Director William P. Greubel Mgmt For For
1.3 Elect Director Rober J. O'Toole Mgmt For For
1.4 Elect Director Idelle K. Wolf Mgmt For For
2 Ratify Auditors Ericsson (Telefonaktiebolaget L M Ericsson) Ticker: N/A
13-Apr-10 Meeting Date Sweden Country Mgmt W26049119 Primary Security ID
Annual Meeting Type For Record Date 07-Apr-10 For
CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378
Proponent Mgmt Rec Vote Instruction
1 Elect Michael Treschow as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report
7 Receive President's Report; Allow Questions Mgmt
8.1 Approve Financial Statements and Statutory Reports Mgmt For For
8.2 Approve Discharge of Board and President Mgmt For For
8.3 Approve Allocation of Income and Dividends of SEK 2.00 per Share;
Approve April 16, 2010, as Record Date for Dividend Mgmt For For
9.1 Determine Number of Members (12) and Deputy Members (0) of Board Mgmt For
For
9.2 Approve Remuneration of Directors in the Amount of SEK 3.75 Million for
Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive
Part of Remuneration in Phantom Shares); Approve Remuneration of Committee
Members Mgmt For For
9.3 Reelect Michael Treschow (Chair), Roxanne Austin, Peter Bonfield, Borje
Ekholm, Ulf Johansson, Sverker Martin-Lof, Nancy McKinstry, Anders Nyren,
Carl-Henric Svanberg, and Marcus Wallenberg; Elect Hans Vestberg and
Michelangelo Volpi as New Directors Mgmt For Against
9.4 Authorize Chairman of Board and Representatives of Four of Company's
Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve
the Assignment of the Nomination Committee Mgmt For For
Page 40 of 185
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9.5 Approve Omission of Remuneration to Nominating Committee Members Mgmt For
For
9.6 Approve Remuneration of Auditors Mgmt For For
10 Approve Remuneration Policy And Other Terms of Employment For Executive
Management Mgmt For For
11.1 Approve 2010 Share Matching Plan for All Employees Mgmt For For
11.2 Authorize Reissuance of 11.3 Million Repurchased Class B Shares for 2010
Share Matching Plan for All Employees Mgmt For For
11.3 Approve Swap Agreement with Third Party as Alternative to Item 11.2 Mgmt
For Against
11.4 Approve 2010 Share Matching Plan for Key Contributors Mgmt For For
11.5 Authorize Reissuance of 7.8 Million Repurchased Class B Shares for 2010
Share Matching Plan for Key Contributors Mgmt For For
11.6 Approve Swap Agreement with Third Party as Alternative to Item 11.5 Mgmt
For Against
11.7 Approve 2010 Restricted Stock Plan for Executives Mgmt For For
11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2010
Restricted Stock Plan for Executives Mgmt For For
11.9 Approve Swap Agreement with Third Party as Alternative to Item 11.8 Mgmt
For Against
12 Authorize Reissuance of up to 7.4 Million Repurchased Class B Shares to
Cover Social Costs in Connection with 2006 Long-Term Incentive Plan and 2007,
2008, and 2009 Variable Compensation Plans Mgmt For For
Shareholder Proposals Mgmt
13 General Meeting Shall Instruct the Board to Investigate How All SH None
For
Shares Are to be Given the Same Voting Power and To Present
Such a Proposal at the Next Annual General Meeting
14 Close Meeting Mgmt
KPN NV Ticker: N/A CUSIP: N4297B146 13-Apr-10 Meeting Date Netherlands Country
N4297B146 Primary Security ID ISIN: NL0000009082 SEDOL: 5956078 Annual Meeting
Type Record Date 16-Mar-10
Proponent Mgmt Rec Vote Instruction
1 2 3 4 5 Annual Meeting Open Meeting Receive Report of Management Board
(Non-Voting) Discussion on Company's Corporate Governance Structure Approve
Financial Statements Receive Explanation on Company's Reserves and Dividend
Policy Mgmt Mgmt Mgmt Mgmt Mgmt Mgmt For For
6 7 8 9 Approve Dividends of EUR 0.69 Per Share Approve Discharge of Management
Board Approve Discharge of Supervisory Board Ratify PricewaterhouseCoopers
Acountants N.V. as Auditors Mgmt Mgmt Mgmt Mgmt For For For For For For For
For
Page 41 of 185
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10 Approve Remuneration Report Containing Remuneration Policy for Management
Board Members Mgmt For For
11 Receive Announcement of Intention to Reappoint E. Blok and J.B.P. Coopmans
to Management Board Mgmt
12 Announce Vacancies on Supervisory Board Mgmt
13 Receive Announcement Re: Changes in Composition in Supervisory Board
Committees Mgmt
14 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For
For
15 Approve Reduction in Share Capital by Cancellation of Shares Mgmt For For
16 Other Business and Close Meeting Mgmt
Stifel Financial Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
13-Apr-10 USA 860630102 Annual 23-Feb-10
Ticker: SF
CUSIP: 860630102 ISIN: US8606301021 SEDOL: 2849234
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John P. Dubinsky Mgmt For For
1.2 Elect Director Robert E. Lefton Mgmt For For
1.3 Elect Director Scott B. McCuaig Mgmt For For
1.4 Elect Director James M. Oates Mgmt For For
1.5 Elect Director Ben A. Plotkin Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
The Bank of New York Mellon Corporation Meeting Date Country Primary Security
ID Meeting Type Record Date
13-Apr-10 USA 064058100 Annual 12-Feb-10
Ticker: BK
CUSIP: 064058100 ISIN: US0640581007 SEDOL: B1Z77F6
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Ruth E. Bruch Mgmt For For
1.2 Elect Director Nicholas M. Donofrio Mgmt For For
1.3 Elect Director Gerald L. Hassell Mgmt For For
1.4 Elect Director Edmund F. Kelly Mgmt For For
1.5 Elect Director Robert P. Kelly Mgmt For For
1.6 Elect Director Richard J. Kogan Mgmt For For
1.7 Elect Director Michael J. Kowalski Mgmt For For
1.8 Elect Director John A. Luke, Jr. Mgmt For For
1.9 Elect Director Robert Mehrabian Mgmt For For
1.10 Elect Director Mark A. Nordenberg Mgmt For For
1.11 Elect Director Catherine A. Rein Mgmt For For
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1.12 Elect Director William C. Richardson Mgmt For For
1.13 Elect Director Samuel C. Scott III Mgmt For For
1.14 Elect Director John P. Surma Mgmt For For
1.15 Elect Director Wesley W. von Schack Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
3 Ratify Auditors Mgmt For For
4 Provide for Cumulative Voting SH Against Against
5 Stock Retention/Holding Period SH Against Against
6 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Daimler AG
Meeting Date Country SH Primary Security ID Meeting Type Against Record Date
For
Ticker: N/A 14-Apr-10 Germany D1668R123 Annual 06-Apr-10
CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027
Proponent Mgmt Rec Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Mgmt
2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Remuneration System for Management Board Members Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
6 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
7 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For
For
8 Elect Paul Achleitner to the Supervisory Board Mgmt For For
9 Amend Articles Re: New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive) Mgmt For For
10 Amend Articles Re: Board-Related Mgmt For For
Mgmt11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible
Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount
of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to
Guarantee Conversion Rights United Technologies Corporation 14-Apr-10 Meeting
Date USA Country 913017109 Primary Security ID Ticker: UTX Annual Meeting Type
For Record Date 16-Feb-10 For
CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Louis R. Chenevert Mgmt For For
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1.2 Elect Director John V. Faraci Mgmt For For
1.3 Elect Director Jean-Pierre Garnier, Ph.D. Mgmt For For
1.4 Elect Director Jamie S. Gorelick Mgmt For For
1.5 Elect Director Carlos M. Gutierrez Mgmt For For
1.6 Elect Director Edward A. Kangas Mgmt For For
1.7 Elect Director Charles R. Lee Mgmt For For
1.8 Elect Director Richard D. McCormick Mgmt For For
1.9 Elect Director Harold McGraw, III Mgmt For For
1.10 Elect Director Richard B. Myers Mgmt For For
1.11 Elect Director H. Patrick Swygert Mgmt For For
1.12 Elect Director Andre Villeneuve Mgmt For For
1.13 Elect Director Christine Todd Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
BP plc Meeting Date Country Primary Security ID Meeting Type Record Date
15-Apr-10 United Kingdom G12793108 Annual 13-Apr-10
Ticker: N/A
CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Paul Anderson as Director Mgmt For For
4 Re-elect Antony Burgmans as Director Mgmt For For
5 Re-elect Cynthia Carroll as Director Mgmt For For
6 Re-elect Sir William Castell as Director Mgmt For For
7 Re-elect Iain Conn as Director Mgmt For For
8 Re-elect George David as Director Mgmt For For
9 Elect Ian Davis as Director Mgmt For For
10 Re-elect Robert Dudley as Director Mgmt For For
11 Re-elect Douglas Flint as Director Mgmt For For
12 Re-elect Dr Byron Grote as Director Mgmt For For
13 Re-elect Dr Tony Hayward as Director Mgmt For For
14 Re-elect Andy Inglis as Director Mgmt For For
15 Re-elect Dr DeAnne Julius as Director Mgmt For For
16 Elect Carl-Henric Svanberg as Director Mgmt For For
17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For
Remuneration
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18 Adopt New Articles of Association Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
23 Approve Executive Directors' Incentive Plan Mgmt For For
24 Approve Scrip Dividend Mgmt For For
Shareholder Proposal Mgmt
25 Approve that the Audit Committee or a Risk Committee of the SH Against
Against
Board Commissions and Reviews a Report Setting Out the
Assumptions Made by the Company in Deciding to Proceed with
the Sunrise Project
LVMH Moet Hennessy Louis Vuitton Meeting Date Country Primary Security ID
Meeting Type Record Date
15-Apr-10 France F58485115 Annual/Special 12-Apr-10
Ticker: N/A
CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Auditors' Special Report Regarding Related-Party Mgmt For Against
Transactions
4 Approve Allocation of Income and Dividends of EUR 1.60 per Mgmt For For
Share
5 Reelect Bernard Arnault as Director Mgmt For Against
6 Reelect Delphine Arnault as Director Mgmt For Against
7 Reelect Nicholas Clive Worms as Director Mgmt For Against
8 Reelect Patrick Houel as Director Mgmt For Against
9 Reelect Felix G. Rohatyn as Director Mgmt For Against
10 Reelect Hubert Vedrine as Director Mgmt For For
11 Elect Helene Carrere d' Encausse as Director Mgmt For For
12 Reelect Kilian Hennesy as Censor Mgmt For Against
13 Reelect Deloitte & Associes as Auditor Mgmt For For
14 Ratify Ernst & Young Audit as Auditor Mgmt For For
15 Reelect Denis Grison as Alternate Auditor Mgmt For For
16 Ratify Auditex as Alternate Auditor Mgmt For For
17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
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Mgmt18 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Rio Tinto plc Meeting Date Country Primary Security ID Meeting Type For Record
Date For
15-Apr-10 United Kingdom G75754104 Ticker: N/A Annual 13-Apr-10
CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875
Proponent Mgmt Rec Vote Instruction
MgmtResolutions 1 to 9 will be Voted on by Rio Tinto plc and Rio Tinto Limited
Shareholders as a Joint Electorate
Mgmt1 Accept Financial Statements and Statutory Reports For For
Mgmt2 Approve Remuneration Report For Against
Mgmt3 Elect Robert Brown as Director For For
Mgmt4 Elect Ann Godbehere as Director For For
Mgmt5 Elect Sam Walsh as Director For For
Mgmt6 Re-elect Guy Elliott as Director For For
Mgmt7 Re-elect Michael Fitzpatrick as Director For For
Mgmt8 Re-elect Lord Kerr of Kinlochard as Director For For
Mgmt9 Reappoint PricewaterhouseCoopers LLP as Auditor and Authorise Their
Remuneration For For
MgmtResolutions 10 to 13 will be Voted on by Rio Tinto plc Shareholders Only
Mgmt10 Authorise Issue of Equity with Pre-emptive Rights For For
Mgmt11 Authorise Issue of Equity without Pre-emptive Rights For For
Mgmt12 Authorise Market Purchase For For
Mgmt13 Authorise the Company to Call EGM with Two Weeks' Notice Weyerhaeuser
Company Meeting Date Country Primary Security ID Meeting Type For Record Date
For
15-Apr-10 USA 962166104 Ticker: WY Annual 19-Feb-10
CUSIP: 962166104 ISIN: US9621661043 SEDOL: 2958936
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director Richard H. Sinkfield For For
Mgmt1.2 Elect Director D. Michael Steuert For For
Mgmt1.3 Elect Director Kim Williams For For
Mgmt2 Amend Articles/Bylaws/Charter-Non-Routine For For
Mgmt3 Approve Dividends For For
Mgmt4 Increase Authorized Common Stock For For
Mgmt5 Approve Securities Transfer Restrictions For For
SH6 Amend Articles/Bylaws/Charter -- Call Special Meetings Against Against
Page 46 of 185
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7 Report on Incorporating FSC-certified Products into Company's SH Against
For
North American Strategy
8 Ratify Auditors Mgmt For For
Cass Information Systems, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
19-Apr-10 USA 14808P109 Annual 05-Mar-10
Ticker: CASS
CUSIP: 14808P109 ISIN: US14808P1093 SEDOL: 2086558
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lawrence A. Collett Mgmt For For
1.2 Elect Director Wayne J. Grace Mgmt For For
1.3 Elect Director James J. Lindemann Mgmt For For
1.4 Elect Director Andrew J. Signorelli Mgmt For For
2 Ratify Auditors Mgmt For For
Moody's Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
20-Apr-10 USA 615369105 Annual 01-Mar-10
Ticker: MCO
CUSIP: 615369105 ISIN: US6153691059 SEDOL: 2252058
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Basil L. Anderson Mgmt For For
2 Elect Director Darrell Duffie, Ph.d. Mgmt For For
3 Elect Director Raymond W. McDaniel, Jr Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For Against
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Ratify Auditors Mgmt For For
7 Require Independent Board Chairman SH Against Against
NewAlliance Bancshares, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-Apr-10 USA 650203102 Annual 08-Mar-10
Ticker: NAL
CUSIP: 650203102 ISIN: US6502031023 SEDOL: 2263771
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Carlton L. Highsmith Mgmt For For
1.2 Elect Director Joseph H. Rossi Mgmt For For
1.3 Elect Director Nathaniel D. Woodson Mgmt For For
1.4 Elect Director Joseph A. Zaccagnino Mgmt For For
2 Ratify Auditors Mgmt For For
Page 47 of 185
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Northern Trust Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
20-Apr-10 USA 665859104 Annual 01-Mar-10
Ticker: NTRS
CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Linda Walker Bynoe Mgmt For For
1.2 Elect Director Nicholas D. Chabraja Mgmt For For
1.3 Elect Director Susan Crown Mgmt For For
1.4 Elect Director Dipak C. Jain Mgmt For For
1.5 Elect Director Robert W. Lane Mgmt For For
1.6 Elect Director Robert C. McCormack Mgmt For For
1.7 Elect Director Edward J. Mooney Mgmt For For
1.8 Elect Director John W. Rowe Mgmt For For
1.9 Elect Director David H.B. Smith, Jr. Mgmt For For
1.10 Elect Director William D. Smithburg Mgmt For For
1.11 Elect Director Enrique J. Sosa Mgmt For For
1.12 Elect Director Charles A. Tribbett, III Mgmt For For
1.13 Elect Director Frederick H. Waddell Mgmt For For
2 Ratify Auditors Mgmt For For
PACCAR Inc Meeting Date Country Primary Security ID Meeting Type Record
Date
20-Apr-10 USA 693718108 Annual 23-Feb-10
Ticker: PCAR
CUSIP: 693718108 ISIN: US6937181088 SEDOL: 2665861
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alison J. Carnwath Mgmt For For
1.2 Elect Director Robert T. Parry Mgmt For For
1.3 Elect Director John M. Pigott Mgmt For For
1.4 Elect Director Gregory M.E. Spierkel Mgmt For For
2 Reduce Supermajority Vote Requirement SH Against For
3 Require a Majority Vote for the Election of Directors SH Against For
4 Limit Composition of Committee(s) to Independent Directors SH Against
Against
Prosperity Bancshares, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-Apr-10 USA 743606105 Annual 11-Mar-10
Ticker: PRSP
CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257
Vote
Proponent Mgmt Rec Instruction
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1.1 Elect Director Leah Henderson Mgmt For For
1.2 Elect Director Ned S. Holmes Mgmt For For
1.3 Elect Director David Zalman Mgmt For For
1.4 Elect Director Ervan E. Zouzalik Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors SH Against For
Renasant Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
20-Apr-10 USA 75970E107 Annual 24-Feb-10
Ticker: RNST
CUSIP: 75970E107 ISIN: US75970E1073 SEDOL: 2670809
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John M. Creekmore Mgmt For For
1.2 Elect Director Neal A. Holland, Jr. Mgmt For For
1.3 Elect Director E. Robinson McGraw Mgmt For For
1.4 Elect Director Theodore S. Moll Mgmt For For
1.5 Elect Director J. Larry Young Mgmt For For
1.6 Elect Director Jill Deer Mgmt For For
2 Ratify Auditors Mgmt For For
The Sherwin-Williams Company Meeting Date Country Primary Security ID
Meeting Type Record Date
20-Apr-10 USA 824348106 Annual 26-Feb-10
Ticker: SHW
CUSIP: 824348106 ISIN: US8243481061 SEDOL: 2804211
Vote
Proponent Mgmt Rec Instruction
1.1 Fix Number of Directors at 11 and Elect Director Arthur F. Anton Mgmt
For For
1.2 Elect Director James C. Boland Mgmt For For
1.3 Elect Director Christopher M. Connor Mgmt For For
1.4 Elect Director David F. Hodnik Mgmt For For
1.5 Elect Director Thomas G. Kadien Mgmt For For
1.6 Elect Director Susan J. Kropf Mgmt For For
1.7 Elect Director Gary E. McCullough Mgmt For For
1.8 Elect Director A. Malachi Mixon, III Mgmt For For
1.9 Elect Director Curtis E. Moll Mgmt For For
1.10 Elect Director Richard K. Smucker Mgmt For For
1.11 Elect Director John M. Stropki, Jr. Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
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4 Require a Majority Vote for the Election of Directors SH Against For
EQT Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
21-Apr-10 USA 26884L109 Annual 10-Feb-10
Ticker: EQT
CUSIP: 26884L109 ISIN: US26884L1098 SEDOL: 2319414
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vicky A. Bailey Mgmt For For
1.2 Elect Director Murry S. Gerber Mgmt For For
1.3 Elect Director George L. Miles, Jr. Mgmt For For
1.4 Elect Director James W. Whalen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Require a Majority Vote for the Election of Directors SH Against For
4 Prepare Sustainability Report SH Against For
FirstMerit Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
21-Apr-10 USA 337915102 Annual 22-Feb-10
Ticker: FMER
CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven H. Baer Mgmt For For
1.2 Elect Director Karen S. Belden Mgmt For For
1.3 Elect Director R. Cary Blair Mgmt For For
1.4 Elect Director John C. Blickle Mgmt For For
1.5 Elect Director Robert W. Briggs Mgmt For For
1.6 Elect Director Richard Colella Mgmt For For
1.7 Elect Director Gina D. France Mgmt For For
1.8 Elect Director Paul G. Greig Mgmt For For
1.9 Elect Director Terry L. Haines Mgmt For For
1.10 Elect Director J. Michael Hochschwender Mgmt For For
1.11 Elect Director Clifford J. Isroff Mgmt For For
1.12 Elect Director Philip A. Lloyd II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Articles of Incorporation Concerning Preferred Stock Mgmt For For
4 Establish Range For Board Size Mgmt For For
5 Reduce Supermajority Vote Requirement Relating to Business Mgmt For For
Combinations
6 Reduce Supermajority Vote Requirement Relating to Mgmt For For
Amendments
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7 Eliminate Provision Stating Directors May Only Be Removed for Mgmt For For
Cause
The Coca-Cola Company Meeting Date Country Primary Security ID Meeting Type
Record Date
21-Apr-10 USA 191216100 Annual 22-Feb-10
Ticker: KO
CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Herbert A. Allen Mgmt For For
2 Elect Director Ronald W. Allen Mgmt For For
3 Elect Director Cathleen P. Black Mgmt For For
4 Elect Director Barry Diller Mgmt For For
5 Elect Director Alexis M. Herman Mgmt For For
6 Elect Director Muhtar Kent Mgmt For For
7 Elect Director Donald R. Keough Mgmt For For
8 Elect Director Maria Elena Lagomasino Mgmt For For
9 Elect Director Donald F. McHenry Mgmt For For
10 Elect Director Sam Nunn Mgmt For For
11 Elect Director James D. Robinson III Mgmt For For
12 Elect Director Peter V. Ueberroth Mgmt For For
13 Elect Director Jacob Wallenberg Mgmt For For
14 Elect Director James B. Williams Mgmt For For
15 Ratify Auditors Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
17 Require Independent Board Chairman SH Against Against
18 Performance-Based Equity Awards SH Against Against
19 Publish Report on Chemical Bisphenol A (BPA) SH Against For
Westwood Holdings Group, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
21-Apr-10 USA 961765104 Annual 05-Mar-10
Ticker: WHG
CUSIP: 961765104 ISIN: US9617651040 SEDOL: 2958293
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Susan M. Byrne Mgmt For For
1.2 Elect Director Brian O. Casey Mgmt For For
1.3 Elect Director Tom C. Davis Mgmt For For
1.4 Elect Director Richard M. Frank Mgmt For For
1.5 Elect Director Robert D. McTeer Mgmt For For
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1.6 Elect Director Jon L. Mosle, Jr. Mgmt For For
1.7 Elect Director Geoffrey R. Norman Mgmt For For
1.8 Elect Director Raymond E. Wooldridge Mgmt For For
2 Ratify Auditors Mgmt For For
Anglo American plc Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 United Kingdom G03764134 Annual 20-Apr-10
Ticker: N/A
CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Elect Sir Philip Hampton as Director Mgmt For For
3 Elect Ray O'Rourke as Director Mgmt For For
4 Elect Sir John Parker as Director Mgmt For For
5 Elect Jack Thompson as Director Mgmt For For
6 Re-elect Cynthia Carroll as Director Mgmt For For
7 Re-elect Nicky Oppenheimer as Director Mgmt For For
8 Reappoint Deloitte LLP as Auditors Mgmt For For
9 Authorise Board to Fix Remuneration of Auditors Mgmt For For
10 Approve Remuneration Report Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Amend Articles of Association Mgmt For For
15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
Johnson & Johnson Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 USA 478160104 Annual 23-Feb-10
Ticker: JNJ
CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Mary Sue Coleman Mgmt For For
2 Elect Director James G. Culien Mgmt For For
3 Elect Director Michael M. E. Johns Mgmt For For
4 Elect Director Susan L. Lindquist Mgmt For For
5 Elect Director Anne M. Mulcahy Mgmt For For
6 Elect Director Lea F. Mullin Mgmt For For
7 Elect Director William D. Perez Mgmt For For
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8 Elect Director Charles Prince Mgmt For For
9 Elect Director David Satcher Mgmt For For
10 Elect Director William C. Welcon Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
Kansas City Life Insurance Company Meeting Date Country Primary Security ID
Meeting Type Record Date
22-Apr-10 USA 484836101 Annual 09-Mar-10
Ticker: KCLI
CUSIP: 484836101 ISIN: US4848361014 SEDOL: 2483977
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William R. Blessing Mgmt For For
1.2 Elect Director Richard L. Finn Mgmt For For
1.3 Elect Director Cecil R. Miller Mgmt For For
1.4 Elect Director Bradford T. Nordholm Mgmt For For
Life Time Fitness, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
22-Apr-10 USA 53217R207 Annual 26-Feb-10
Ticker: LTM
CUSIP: 53217R207 ISIN: US53217R2076 SEDOL: B01R1Z1
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Bahram Akradi Mgmt For For
1.2 Elect Director Giles H. Bateman Mgmt For For
1.3 Elect Director Jack W. Eugster Mgmt For For
1.4 Elect Director Guy C. Jackson Mgmt For For
1.5 Elect Director John K. Lloyd Mgmt For For
1.6 Elect Director Martha A. Morfitt Mgmt For For
1.7 Elect Director John B. Richards Mgmt For For
1.8 Elect Director Joseph S. Vassalluzzo Mgmt For For
2 Ratify Auditors Mgmt For For
Lockheed Martin Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
22-Apr-10 USA 539830109 Annual 01-Mar-10
Ticker: LMT
CUSIP: 539830109 ISIN: US5398301094 SEDOL: 2522096
Vote
Proponent Mgmt Rec Instruction
1 Elect Director E. C. "Pete" Aldrige, Jr. Mgmt For For
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2 Elect Director Nolan D. Archibald Mgmt For For
3 Elect Director David B. Burritt Mgmt For For
4 Elect Director James O. Ellis, Jr. Mgmt For For
5 Elect Director Gwendolyn S. King Mgmt For For
6 Elect Director James M. Loy Mgmt For For
7 Elect Director Douglas H. McCorkindale Mgmt For For
8 Elect Director Joseph W. Ralston Mgmt For For
9 Elect Director James Schneider Mgmt For For
10 Elect Director Anne Stevens Mgmt For For
11 Elect Director Robert J. Stevens Mgmt For For
12 Ratify Auditors Mgmt For For
13 Report on Space-based Weapons Program SH Against Against
NewMarket Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 USA 651587107 Annual 22-Feb-10
Ticker: NEU
CUSIP: 651587107 ISIN: US6515871076 SEDOL: B01CGF1
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Phyllis L. Cothran Mgmt For For
1.2 Elect Director Mark M. Gambill Mgmt For For
1.3 Elect Director Bruce C. Gottwald Mgmt For For
1.4 Elect Director Thomas E. Gottwald Mgmt For For
1.5 Elect Director Patrick D. Hanley Mgmt For For
1.6 Elect Director James E. Rogers Mgmt For For
1.7 Elect Director Charles B. Walker Mgmt For For
2 Ratify Auditors Mgmt For For
Nicor Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
22-Apr-10 USA 654086107 Annual 22-Feb-10
Ticker: GAS
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
1.1 Director Robert M. Beavers, Jr. Mgmt For For
1.2 Director Bruce P. Bickner Mgmt For For
1.3 Director John H. Birdsall, III Mgmt For For
1.4 Director Norman R. Bobins Mgmt For For
1.5 Director Brenda J. Gaines Mgmt For For
1.6 Director Raymond A. Jean Mgmt For For
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1.7 Director Dennis J. Keller Mgmt For For
1.8 Director R. Eden Martin Mgmt For For
1.9 Director Georgia R. Nelson Mgmt For For
1.10 Director Armando J. Olivera Mgmt For For
1.11 Director John Rau Mgmt For For
1.12 Director John C. Staley Mgmt For For
1.13 Director Russ M. Strobel Mgmt For For
2 Ratify Auditors Mgmt For For
Pfizer Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
22-Apr-10 USA 717081103 Annual 23-Feb-10
Ticker: PFE
CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Dennis A. Ausiello Mgmt For For
2 Elect Director Michael S. Brown Mgmt For For
3 Elect Director M. Anthony Burns Mgmt For For
4 Elect Director Robert N. Burt Mgmt For For
5 Elect Director W. Don Cornwell Mgmt For For
6 Elect Director Frances D. Fergusson Mgmt For For
7 Elect Director William H. Gray III Mgmt For For
8 Elect Director Constance J. Horner Mgmt For For
9 Elect Director James M. Kilts Mgmt For For
10 Elect Director Jeffrey B. Kindler Mgmt For For
11 Elect Director George A. Lorch Mgmt For For
12 Elect Director John P. Mascotte Mgmt For For
13 Elect Director Suzanne Nora Johnson Mgmt For For
14 Elect Director Stephen W. Sanger Mgmt For For
15 Elect Director William C. Steere, Jr. Mgmt For For
16 Ratify Auditors Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
18 Provide Right to Call Special Meeting Mgmt For For
19 Prohibit Executive Stock-Based Awards SH Against Against
RWE AG Meeting Date Country Primary Security ID Meeting Type Record Date
22-Apr-10 Germany D6629K109 Annual 01-Apr-10
Ticker: N/A
CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962
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Proponent Mgmt Rec Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Mgmt
2 Approve Allocation of Income and Dividends of EUR 3.50 per Share Mgmt For
For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For
7 Ratify PricewaterhouseCoopers AG for the Inspection of the 2010 Mid-Year
Report Mgmt For For
8a Elect Dieter Zetsche to the Supervisory Board Mgmt For For
8b Elect Frithjof Kuehn to the Supervisory Board Mgmt For For
8c Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For
9a Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
9b Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For
For
10a Amend Corporate Purpose Mgmt For For
10b Amend Articles Re: Board-Related Mgmt For For
10c Amend Articles Re: Convocation of, Participation in, Audio/Video
Transmission of, Electronic Voting, and Exercise of Voting Rights at General
Meeting due to New German Legislation (Law on Transposition of EU Shareholder's
Rights Directive) Mgmt For For
Mgmt11 Approve Affiliation Agreements with Subsidiary RWE Supply & Trading GmbH
Schneider Electric SA Meeting Date Country Primary Security ID Meeting Type
For Record Date For
Ticker: N/A 22-Apr-10 France F86921107 Annual/Special 19-Apr-10
CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 2.05 per Share Mgmt For
For
4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt
For For
5 Approve Transaction with Emmanuel Babeau Re: Additional Pension Scheme Mgmt
For For
6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For
7 Reelect Serge Weinberg as Supervisory Board Member Mgmt For For
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8 Reelect Gerard de La Martiniere as Supervisory Board Member Mgmt For For
9 Reelect Noel Forgeard as Supervisory Board Member Mgmt For For
10 Reelect Cathy Kopp as Supervisory Board Member Mgmt For For
11 Reelect James Ross as Supervisory Board Member Mgmt For For
12 Reelect Ernst & Young et Autres as Auditor Mgmt For For
13 Ratify Auditex as Alternate Auditor Mgmt For For
14 Reelect Mazars as Primary Auditor Mgmt For For
15 Ratify Thierry Blanchetier as Alternate Auditor Mgmt For For
16 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
17 Approve Issuance of Shares without Preemptive Rights up to Mgmt For For
EUR 100 Million for a Private Placement
18 Approve Employee Stock Purchase Plan Mgmt For For
19 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
20 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Sensient Technologies Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
22-Apr-10 USA 81725T100 Annual 26-Feb-10
Ticker: SXT
CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Hank Brown Mgmt For For
1.2 Elect Director Fergus M. Clydesdale Mgmt For For
1.3 Elect Director James A. D. Croft Mgmt For For
1.4 Elect Director William V. Hickey Mgmt For For
1.5 Elect Director Kenneth P. Manning Mgmt For For
1.6 Elect Director Peter M. Salmon Mgmt For For
1.7 Elect Director Elaine R. Wedral Mgmt For For
1.8 Elect Director Essie Whitelaw Mgmt For For
2 Ratify Auditors Mgmt For For
TIBCO Software Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 USA 88632Q103 Annual 25-Feb-10
Ticker: TIBX
CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vivek Y. Ranadive Mgmt For For
1.2 Elect Director Nanci E. Caldwell Mgmt For For
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1.3 Elect Director Eric C.W. Dunn Mgmt For For
1.4 Elect Director Narendra K. Gupta Mgmt For For
1.5 Elect Director Peter J. Job Mgmt For For
1.6 Elect Director Philip K. Wood Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
UniCredit SpA Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 Italy T95132105 Annual/Special 16-Apr-10
Ticker: N/A
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Did not vote due to share blocking
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
Elect Internal Statutory Auditors - Vote Only One of the Mgmt
Following Slates
3.1 Slate 1 - Submitted by Cassa di Risparmio di Verona, Vicenza, Mgmt For
Do Not Vote
Belluno, and Ancona
3.2 Slate 2 - Submitted by Institutional Investors through Mgmt For For
Assogestioni
4 Approve Internal Auditors' Remuneration Mgmt For For
5 Amend Remuneration of the Supervision Body's Chairman Mgmt For For
6 Approve Remuneration Report Mgmt For Against
7 Approve Group Employee Share Ownership Plan 2010 Mgmt For Against
8 Approve Group Long Term Incentive Plan 2010 Mgmt For Against
Special Business Mgmt
1 Approve Creation of EUR 64 Million Pool of Capital without Mgmt For
Against
Preemptive Rights Reserved to Stock Purchase Plans
2 Approve Creation of EUR 29.5 Million Pool of Capital without Mgmt For
Against
Preemptive Rights Reserved to Stock Grant Plans
Volkswagen AG (VW) Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 Germany D94523145 Annual 01-Apr-10
Ticker: N/A
CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102
Vote
Proponent Mgmt Rec Instruction
Meeting for Common and Preferred Shareholders; Only Common Mgmt
Shareholders
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
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2 Approve Allocation of Income and Dividends of EUR 1.60 per Common Share and
EUR 1.66 per Preferred Share Mgmt For For
3a Approve Discharge of Management Board Member Martin Winterkorn for Fiscal
2009 Mgmt For For
3b Approve Discharge of Management Board Member Francisco Sanz for Fiscal 2009
Mgmt For For
3c Approve Discharge of Management Board Member Jochem Heizmann for Fiscal 2009
Mgmt For For
3d Approve Discharge of Management Board Member Horst Neumann for Fiscal 2009
Mgmt For For
3e Approve Discharge of Management Board Member Dieter Poetsch for Fiscal 2009
Mgmt For For
4a Approve Discharge of Supervisory Board Member Ferdinand Piech for Fiscal
2009 Mgmt For For
4b Approve Discharge of Supervisory Board Member Juergen Peters for Fiscal
2009 Mgmt For For
4c Approve Discharge of Supervisory Board Member Joerg Bode for Fiscal 2009
Mgmt For For
4d Approve Discharge of Supervisory Board Member Michael Frenzel for Fiscal
2009 Mgmt For For
4e Approve Discharge of Supervisory Board Member Babette Froehlich for Fiscal
2009 Mgmt For For
4f Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal
2009 Mgmt For For
4g Approve Discharge of Supervisory Board Member Juergen Grossmann for Fiscal
2009 Mgmt For For
4h Approve Discharge of Supervisory Board Member Holger Haerter for Fiscal 2009
Mgmt For For
4i Approve Discharge of Supervisory Board Member Walter Hirche for Fiscal 2009
Mgmt For For
4j Approve Discharge of Supervisory Board Member Peter Jacobs for Fiscal 2009
Mgmt For For
4k Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2009
Mgmt For For
4l Approve Discharge of Supervisory Board Member Peter Mosch for Fiscal 2009
Mgmt For For
4m Approve Discharge of Supervisory Board Member Roland Oetker for Fiscal 2009
Mgmt For For
4n Approve Discharge of Supervisory Board Member Bernd Osterloh for Fiscal 2009
Mgmt For For
4o Approve Discharge of Supervisory Board Member Hans Michael Piech for Fiscal
2009 Mgmt For For
4p Approve Discharge of Supervisory Board Member Ferdinand Porsche for Fiscal
2009 Mgmt For For
4q Approve Discharge of Supervisory Board Member Wolfgang Porsche for Fiscal
2009 Mgmt For For
4r Approve Discharge of Supervisory Board Member Wolfgang Ritmeier for Fiscal
2009 Mgmt For For
4s Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal
2009 Mgmt For For
4t Approve Discharge of Supervisory Board Member Heinrich Soefjer for Fiscal
2009 Mgmt For For
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4u Approve Discharge of Supervisory Board Member Juergen Mgmt For For
Stumpf for Fiscal 2009
4v Approve Discharge of Supervisory Board Member Bernd Mgmt For For
Wehlauer for Fiscal 2009
4y Approve Discharge of Supervisory Board Member Wendelin Mgmt For For
Wiedeking for Fiscal 2009
4w Approve Discharge of Supervisory Board Member Christian Wulff Mgmt For
For
for Fiscal 2009
5a Elect Joerg Bode to the Supervisory Board Mgmt For Against
5b Elect Hussain Ali Al-Abdulla to the Supervisory Board Mgmt For Against
6 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of
EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights
7 Approve Remuneration System for Management Board Members Mgmt For Against
8 Approve Affiliation Agreements with Subsidiaries Volkswagen Mgmt For For
Osnabrueck GmbH and Volkswagen Sachsen
Immobilienverwaltungs GmbH
9 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 Mgmt For For
Westamerica Bancorporation Meeting Date Country Primary Security ID Meeting
Type Record Date
22-Apr-10 USA 957090103 Annual 22-Feb-10
Ticker: WABC
CUSIP: 957090103 ISIN: US9570901036 SEDOL: 2950374
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Etta Allen Mgmt For For
1.2 Elect Director Louis E. Bartolini Mgmt For For
1.3 Elect Director E. Joseph Bowler Mgmt For For
1.4 Elect Director Arthur C. Latno, Jr. Mgmt For For
1.5 Elect Director Patrick D. Lynch Mgmt For For
1.6 Elect Director Catherine Cope MacMillan Mgmt For For
1.7 Elect Director Ronald A. Nelson Mgmt For For
1.8 Elect Director David L. Payne Mgmt For For
1.9 Elect Director Edward B. Sylvester Mgmt For For
2 Ratify Auditors Mgmt For For
Abbott Laboratories Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Apr-10 USA 002824100 Annual 24-Feb-10
Ticker: ABT
CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director R.J. Alpern Mgmt For For
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1.2 Elect Director R.S. Austin Mgmt For For
1.3 Elect Director W.M. Daley Mgmt For Withhold
1.4 Elect Director W.J. Farrell Mgmt For Withhold
1.5 Elect Director H.L. Fuller Mgmt For Withhold
1.6 Elect Director W.A. Osborn Mgmt For Withhold
1.7 Elect Director D.A.L. Owen Mgmt For For
1.8 Elect Director R.S. Roberts Mgmt For For
1.9 Elect Director S.C. Scott, III Mgmt For For
1.10 Elect Director W.D. Smithburg Mgmt For Withhold
1.11 Elect Director G.F. Tilton Mgmt For For
1.12 Elect Director M.D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
Newmont Mining Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
23-Apr-10 USA 651639106 Annual 22-Feb-10
Ticker: NEM
CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Glen A. Barton Mgmt For For
2 Elect Director Vincent A. Calarco Mgmt For For
3 Elect Director Joseph A. Carrabba Mgmt For For
4 Elect Director Noreen Doyle Mgmt For For
5 Elect Director Veronica M. Hagen Mgmt For For
6 Elect Director Michael S. Hamson Mgmt For For
7 Elect Director Richard T. O'Brien Mgmt For For
8 Elect Director John B. Prescott Mgmt For For
9 Elect Director Donald C. Roth Mgmt For For
10 Elect Director James V. Taranik Mgmt For For
11 Elect Director Simon Thompson Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
14 Require a Majority Vote for the Election of Directors SH Against For
The Progressive Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
23-Apr-10 USA 743315103 Annual 26-Feb-10
Ticker: PGR
CUSIP: 743315103 ISIN: US7433151039 SEDOL: 2705024
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Vote
Proponent Mgmt Rec Instruction
1 Elect Director Stuart B. Burgdoerfer Mgmt For For
2 Elect Director Lawton W. Fitt Mgmt For For
3 Elect Director Peter B. Lewis Mgmt For For
4 Elect Director Patrick H. Nettles, Ph.D Mgmt For For
5 Elect Director Glenn M. Renwick Mgmt For For
6 Approve Omnibus Stock Plan and Performance Criteria Mgmt For Against
7 Ratify Auditors Mgmt For For
Assicurazioni Generali Spa Meeting Date Country Primary Security ID Meeting
Type Record Date
24-Apr-10 Italy T05040109 Annual 19-Apr-10
Ticker: N/A
CUSIP: T05040109 ISIN: IT0000062072 SEDOL: 4056719
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements, Statutory Reports, and Allocation Mgmt For
For
of Income
Elect Directors - Vote Only One of the Following Slates Mgmt
2.1 Slate 1 - Submitted by Mediobanca Mgmt None Against
2.2 Slate 2 - Submitted by Institutional Investors (Assogestioni) Mgmt None
For
3 Approve Remuneration of Directors Mgmt For For
4 Approve Director and Internal Auditors Liability Provisions Mgmt For For
5 Approve Incentive Plan and Authorize Share Repurchase Mgmt For Against
Program
Regal Beloit Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
26-Apr-10 USA 758750103 Annual 04-Mar-10
Ticker: RBC
CUSIP: 758750103 ISIN: US7587501039 SEDOL: 2730082
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Christopher L. Doerr Mgmt For For
2 Elect Director Mark J. Gliebe Mgmt For For
3 Elect Director Curtis W. Stoelting Mgmt For For
4 Ratify Auditors Mgmt For For
Seaboard Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
26-Apr-10 USA 811543107 Annual 01-Mar-10
Ticker: SEB
CUSIP: 811543107 ISIN: US8115431079 SEDOL: 2786687
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven J. Bresky Mgmt For Withhold
1.2 Elect Director David A. Adamsen Mgmt For Withhold
1.3 Elect Director Douglas W. Baena Mgmt For Withhold
1.4 Elect Director Joseph E. Rodrigues Mgmt For Withhold
1.5 Elect Director Edward I. Shifman, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Anheuser-Busch InBev Meeting Date Country Primary Security ID Meeting Type
Record Date
27-Apr-10 Belgium B6399C107 Annual/Special 09-Apr-10
Ticker: N/A
CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317
Vote
Proponent Mgmt Rec Instruction
Annual and Special Meetings Mgmt
Special Business Mgmt
1 2 3a 3b 3c Amend Articles Re: Terms of Board Mandates Amend Articles
Re: Shareholder Rights Directive Receive Special Board Report Receive Special
Auditor Report Exclude Preemptive Rights for Issuance under Item 3d Mgmt Mgmt
Mgmt Mgmt Mgmt For For For For For Against
3d Approve Issuance of Stock Options for Board Members Mgmt For Against
3e Amend Articles to Reflect Changes in Capital Mgmt For Against
3f Authorize Implementation of Approved Resolutions and FiRequired
Documents/Formalities at Trade Registry Mgmtling of For Against
Ordinary Business Mgmt
1 Receive Directors' Report (Non-Voting) Mgmt
2 Receive Directors' Report (Non-Voting) Mgmt
3 Receive Consolidated Financial Statements and Statutory (Non-Voting)
MgmtReports
4 Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38
per Share Mgmt For For
5 Approve Discharge of Directors Mgmt For For
6 Approve Discharge of Auditors Mgmt For For
7a Reelect Alexandre Van Damme as Director Mgmt For Against
7b Reelect Gregoire de Spoelberch as Director Mgmt For Against
7c Reelect Carlos Alberto da Veiga Sicupira as Director Mgmt For Against
7d Reelect Jorge Paulo Lemann as Director Mgmt For Against
7e Reelect Roberto Moses Thompson Motta as Director Mgmt For Against
7f Reelect Marcel Herrman Telles as Director Mgmt For Against
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7g Reelect Jean-Luc Dehaene as Independent Director Mgmt For For
7h Reelect Mark Winkelman as Independent Director Mgmt For For
8 Approve PwC as Statutory Auditor and Approve Auditor's Mgmt For For
Remuneration
9a Approve Remuneration Report Mgmt For Against
9b Approve Stock Option Grants and Share Grants Mgmt For Against
10a Approve Change-of-Control Provision Re: Updated EMTN Mgmt For For
Program
10b Approve Change-of-Control Provision Re: US Dollar Notes Mgmt For For
10c Approve Change-of-Control Provision Re: Senior Facilities Mgmt For For
Agreement
10d Approve Change-of-Control Provision Re: Term Facilities Mgmt For For
Agreement
Powers Mgmt
1 Authorize Implementation of Approved Resolutions and Filing of Mgmt For
For
Required Documents/Formalities at Trade Registry
BB&T Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
27-Apr-10 USA 054937107 Annual 24-Feb-10
Ticker: BBT
CUSIP: 054937107 ISIN: US0549371070 SEDOL: 2830904
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John A. Allison IV Mgmt For For
1.2 Elect Director Jennifer S. Banner Mgmt For For
1.3 Elect Director K. David Boyer, Jr. Mgmt For For
1.4 Elect Director Anna R. Cablik Mgmt For For
1.5 Elect Director Ronald E. Deal Mgmt For For
1.6 Elect Director Barry J. Fitzpatrick Mgmt For For
1.7 Elect Director Littleton Glover, Jr. Mgmt For For
1.8 Elect Director L. Vincent Hackley PhD Mgmt For For
1.9 Elect Director Jane P. Helm Mgmt For For
1.10 Elect Director John P. Howe III, MD Mgmt For For
1.11 Elect Director Kelly S. King Mgmt For For
1.12 Elect Director James H. Maynard Mgmt For For
1.13 Elect Director Albert O. McCauley Mgmt For For
1.14 Elect Director J. Holmes Morrison Mgmt For For
1.15 Elect Director Nido R. Qubein Mgmt For For
1.16 Elect Director Thomas E. Skains Mgmt For For
1.17 Elect Director Thomas N. Thompson Mgmt For For
1.18 Elect Director Stephen T. Williams Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
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3 Ratify Auditors Mgmt For For
4 Report on Political Contributions SH Against Against
5 Require Independent Board Chairman SH Against Against
6 Report on Overdraft Policies and Practices, and Impacts to SH Against
Against
Borrowers
Centene Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
27-Apr-10 USA 15135B101 Annual 26-Feb-10
Ticker: CNC
CUSIP: 15135B101 ISIN: US15135B1017 SEDOL: 2807061
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Pamela A. Joseph Mgmt For For
1.2 Elect Director Tommy G. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Other Business Mgmt For Abstain
Exelon Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
27-Apr-10 USA 30161N101 Annual 01-Mar-10
Ticker: EXC
CUSIP: 30161N101 ISIN: US30161N1019 SEDOL: 2670519
Vote
Proponent Mgmt Rec Instruction
1 Elect Director John A. Canning, Jr. Mgmt For For
2 Elect Director M. Walter D'Alessio Mgmt For For
3 Elect Director Nicholas DeBenedictis Mgmt For For
4 Elect Director Bruce DeMars Mgmt For For
5 Elect Director Nelson A. Diaz Mgmt For For
6 Elect Director Sue L. Gin Mgmt For For
7 Elect Director Rosemarie B. Greco Mgmt For For
8 Elect Director Paul L. Joskow Mgmt For For
9 Elect Director Richard W. Mies Mgmt For For
10 Elect Director John M. Palms Mgmt For For
11 Elect Director William C. Richardson Mgmt For For
12 Elect Director Thomas J. Ridge Mgmt For For
13 Elect Director John W. Rogers, Jr. Mgmt For For
14 Elect Director John W. Rowe Mgmt For For
15 Elect Director Stephen D. Steinour Mgmt For For
16 Elect Director Don Thompson Mgmt For For
17 Approve Omnibus Stock Plan Mgmt For Against
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18 Ratify Auditors Mgmt For For
First Financial Bankshares, Inc. (TX) Meeting Date Country Primary Security
ID Meeting Type Record Date
27-Apr-10 USA 32020R109 Annual 01-Mar-10
Ticker: FFIN
CUSIP: 32020R109 ISIN: US32020R1095 SEDOL: 2266026
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven L. Beal Mgmt For For
1.2 Elect Director Tucker S. Bridwell Mgmt For For
1.3 Elect Director Joseph E. Canon Mgmt For For
1.4 Elect Director David Copeland Mgmt For For
1.5 Elect Director F. Scott Dueser Mgmt For For
1.6 Elect Director Murray Edwards Mgmt For For
1.7 Elect Director Ron Giddiens Mgmt For For
1.8 Elect Director Derrell E. Johnson Mgmt For For
1.9 Elect Director Kade L. Matthews Mgmt For For
1.10 Elect Director Dian Graves Stai Mgmt For For
1.11 Elect Director Johnny E. Trotter Mgmt For For
2 Ratify Auditors Mgmt For For
International Business Machines Corporation Meeting Date Country Primary
Security ID Meeting Type Record Date
27-Apr-10 USA 459200101 Annual 26-Feb-10
Ticker: IBM
CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973
Vote
Proponent Mgmt Rec Instruction
1 Elect Director A. J. P. Belda Mgmt For For
2 Elect Director C. Black Mgmt For For
3 Elect Director W. R. Brody Mgmt For For
4 Elect Director K. I. Chenault Mgmt For For
5 Elect Director M. L. Eskew Mgmt For For
6 Elect Director S. A. Jackson Mgmt For For
7 Elect Director A. N. Liveris Mgmt For For
8 Elect Director W. J. McNerney, Jr. Mgmt For For
9 Elect Director T. Nishimuro Mgmt For For
10 Elect Director J. W. Owens Mgmt For For
11 Elect Director S. J. Palmisano Mgmt For For
12 Elect Director J. E. Spero Mgmt For For
13 Elect Director S. Taurel Mgmt For For
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14 Elect Director L. H. Zambrano Mgmt For For
15 Ratify Auditors Mgmt For For
16 Adopt Policy on Bonus Banking SH Against Against
17 Provide for Cumulative Voting SH Against Against
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
Praxair, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
Ticker: PX 27-Apr-10 USA 74005P104 Annual 01-Mar-10
CUSIP: 74005P104 ISIN: US74005P1049 SEDOL: 2699291
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Stephen F. Angel Mgmt For For
1.2 Elect Director Nance K. Dicciani Mgmt For For
1.3 Elect Director Edward G. Galante Mgmt For For
1.4 Elect Director Claire W. Gargalli Mgmt For For
1.5 Elect Director Ira D. Hall Mgmt For For
1.6 Elect Director Raymond W. LeBoeuf Mgmt For For
1.7 Elect Director Larry D. Mcvay Mgmt For For
1.8 Elect Director Wayne T. Smith Mgmt For For
1.9 Elect Director Robert L. Wood Mgmt For For
2 Ratify Auditors Rollins, Inc. Meeting Date Country Mgmt Primary Security ID
Meeting Type For Record Date For
Ticker: ROL 27-Apr-10 USA 775711104 Annual 01-Mar-10
CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Bill J. Dismuke Mgmt For For
1.2 Elect Director Thomas J. Lawley Mgmt For For
1.3 Elect Director Wilton Looney Mgmt For For
2 Ratify Auditors RPC, Inc. Meeting Date Country Mgmt Primary Security ID
Meeting Type For Record Date For
Ticker: RES 27-Apr-10 USA 749660106 Annual 01-Mar-10
CUSIP: 749660106 ISIN: US7496601060 SEDOL: 2719456
Proponent Mgmt Rec Vote Instruction
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1.1 Elect Director Wilton Looney Mgmt For For
1.2 Elect Director Gary W. Rollins Mgmt For Withhold
1.3 Elect Director James A. Lane, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
SCBT Financial Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
27-Apr-10 USA 78401V102 Annual 05-Mar-10
Ticker: SCBT
CUSIP: 78401V102 ISIN: US78401V1026 SEDOL: 2388737
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert R. Horger Mgmt For For
1.2 Elect Director Jimmy E. Addison Mgmt For For
1.3 Elect Director Harry M. Mims, Jr. Mgmt For For
1.4 Elect Director James W. Roquemore Mgmt For For
1.5 Elect Director John W. Williamson, III Mgmt For For
1.6 Elect Director Herbert G. Gray Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors SH Against For
UMB Financial Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
27-Apr-10 USA 902788108 Annual 01-Mar-10
Ticker: UMBF
CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David R. Bradley, Jr. Mgmt For For
1.2 Elect Director Peter J. DeSilva Mgmt For For
1.3 Elect Director Terrence P. Dunn Mgmt For For
1.4 Elect Director Alexander C. Kemper Mgmt For For
1.5 Elect Director Kris A. Robbins Mgmt For For
1.6 Elect Director Nancy K. Buese Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors SH Against For
Wells Fargo & Company Meeting Date Country Primary Security ID Meeting Type
Record Date
27-Apr-10 USA 949746101 Annual 26-Feb-10
Ticker: WFC
CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100
Vote
Proponent Mgmt Rec Instruction
1 Election Director John D. Baker II Mgmt For For
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2 Election Director John S. Chen Mgmt For For
3 Election Director Lloyd H. Dean Mgmt For For
4 Election Director Susan E. Engel Mgmt For For
5 Election Director Enrique Hernandez, Jr. Mgmt For For
6 Election Director Donald M. James Mgmt For For
7 Election Director Richard D. McCormick Mgmt For For
8 Election Director Mackey J. McDonald Mgmt For For
9 Election Director Cynthia H. Milligan Mgmt For For
10 Elect Director Nicholas G. Moore Mgmt For For
11 Elect Director Philip J. Quigley Mgmt For For
12 Elect Director Judith M. Runstad Mgmt For For
13 Elect Director Stephen W. Sanger Mgmt For For
14 Elect Director Robert K. Steel Mgmt For For
15 Elect Director John G. Stumpf Mgmt For Against
16 Elect Director an G. Swenson Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
18 Increase Authorized Common Stock Mgmt For For
19 Ratify Auditors Mgmt For For
20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
21 Require Independent Board Chairman SH Against For
22 Report on Charitable Contributions SH Against Against
23 Report on Political Contributions SH Against Against
Bank of America Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
28-Apr-10 USA 060505104 Annual 03-Mar-10
Ticker: BAC
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Susan S. Bies Mgmt For For
2 Elect Director William P. Boardman Mgmt For For
3 Elect Director Frank P. Bramble, Sr. Mgmt For For
4 Elect Director Virgis W. Colbert Mgmt For For
5 Elect Director Charles K. Gifford Mgmt For For
6 Elect Director Charles O. Holliday, Jr. Mgmt For For
7 Elect Director D. Paul Jones, Jr. Mgmt For For
8 Elect Director Monica C. Lozano Mgmt For For
9 Elect Director Thomas J. May Mgmt For For
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10 Elect Director Brian T. Moynihan Mgmt For For
11 Elect Director Donald E. Powell Mgmt For For
12 Elect Director Charles O. Rossotti Mgmt For For
13 Elect Director Robert W. Scully Mgmt For For
14 Ratify Auditors Mgmt For For
15 Increase Authorized Common Stock Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
17 Amend Omnibus Stock Plan Mgmt For Against
18 Report on Government Service of Employees SH Against Against
19 TARP Related Compensation SH Against Against
20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
21 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
22 Adopt Policy on Succession Planning SH Against Against
23 Report on Collateral in Derivatives Trading SH Against Against
24 Claw-back of Payments under Restatements SH Against Against
British American Tobacco plc Meeting Date Country Primary Security ID
Meeting Type Record Date
28-Apr-10 United Kingdom G1510J102 Annual 26-Apr-10
Ticker: N/A
CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
5 Authorise Board to Fix Remuneration of Auditors Mgmt For For
6a Re-elect Ana Llopis as Director Mgmt For For
6b Re-elect Christine Morin-Postel as Director Mgmt For For
6c Re-elect Anthony Ruys as Director Mgmt For For
7 Elect Richard Burrows as Director Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
12 Adopt New Articles of Association Mgmt For For
13 Amend Articles of Association Mgmt For For
Page 70 of 185
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E. I. du Pont de Nemours and Company Meeting Date Country Primary Security ID
Meeting Type Record Date
28-Apr-10 USA 263534109 Annual 03-Mar-10
Ticker: DD
CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Samuel W. Bodman Mgmt For For
2 Elect Director Richard H. Brown Mgmt For For
3 Elect Director Robert A. Brown Mgmt For For
4 Elect Director Bertrand P. Collomb Mgmt For For
5 Elect Director Curtis J. Crawford Mgmt For For
6 Elect Director Alexander M. Cutler Mgmt For For
7 Elect Director John T. Dillon Mgmt For For
8 Elect Director Eleuthere I. Du Pont Mgmt For For
9 Elect Director Marillyn A. Hewson Mgmt For For
10 Elect Director Lois D. Juliber Mgmt For For
11 Elect Director Ellen J. Kullman Mgmt For For
12 Elect Director William K. Reilly Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
15 Amend Human Rights Policy to Address Seed Saving SH Against Against
Eaton Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
28-Apr-10 USA 278058102 Annual 01-Mar-10
Ticker: ETN
CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Todd M. Bluedorn Mgmt For For
2 Elect Director Christopher M. Connor Mgmt For For
3 Elect Director Michael J. Critelli Mgmt For For
4 Elect Director Charles E. Golden Mgmt For For
5 Elect Director Ernie Green Mgmt For For
6 Ratify Auditors Mgmt For For
eResearch Technology, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
28-Apr-10 USA 29481V108 Annual 03-Mar-10
Ticker: ERES
CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937
Page 71 of 185
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Mgmt Rec Proponent Vote Instruction
Mgmt1.1 ForForElect Director Sheldon M. Bonovitz
Mgmt1.2 ForForElect Director Gerald A. Faich, MD, MPH
Mgmt1.3 ForForElect Director Elam M. Hitchner
Mgmt2 ForForRatify Auditors General Electric Company Meeting Date Country
Primary Security ID Meeting Type Record Date
28-Apr-10 USA 369604103 Annual 01-Mar-10 Ticker: GE
CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498
Mgmt Rec Proponent Vote Instruction
Mgmt1 ForForElect Director W. Geoffrey Beattie
Mgmt2 ForForElect Director James I. Cash, Jr.
Mgmt3 ForForElect Director William M. Castell
Mgmt4 ForForElect Director Ann M. Fudge
Mgmt5 ForForElect Director Susan Hockfield
Mgmt6 ForForElect Director Jeffrey R. Immelt
Mgmt7 ForForElect Director Andrea Jung
Mgmt8 ForForElect Director Alan G. (A.G.) Lafley
Mgmt9 ForForElect Director Robert W. Lane
Mgmt10 ForForElect Director Ralph S. Larsen
Mgmt11 ForForElect Director Rochelle B. Lazarus
Mgmt12 ForForElect Director James J. Mulva
Mgmt13 ForForElect Director Sam Nunn
Mgmt14 ForForElect Director Roger S. Penske
Mgmt15 ForForElect Director Robert J. Swieringa
Mgmt16 ForForElect Director Douglas A. Warner III
Mgmt17 ForForRatify Auditors
SH18 AgainstAgainstProvide for Cumulative Voting
SH19 ForAgainstAmend Articles/Bylaws/Charter -- Call Special Meetings
SH20 AgainstAgainstRequire Independent Board Chairman
SH21 AgainstAgainstReport on Pay Disparity
SH22 AgainstAgainstAdopt Policy Prohibiting Certain Directors from Serving on
Key Board Committees
SH23 ForAgainstAdvisory Vote to Ratify Named Executive Officers' Compensation
Muenchener Rueckversicherungs-Gesells chaft AG 28-Apr-10 Meeting Date Germany
Country D55535104 Primary Security ID Annual Meeting Type Record Date 12-Apr-10
Ticker: N/A
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CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121
Proponent Mgmt Rec Vote Instruction
1a Receive Supervisory Board, Corporate Governance, and Remuneration Report for
Fiscal 2009 (Non-Voting) Mgmt
1b Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Mgmt
2 Approve Allocation of Income and Dividends of EUR 5.75 per Share Mgmt For
For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Elect Benita Ferrero-Waldner to the Supervisory Board Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For
For
9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion;
Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
10 Amend Articles Re: Registration for and Voting Rights Representation at
General Meeting due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive) Mgmt For For
11 Amend Articles Re: Electronic Distribution of Company Communications due to
New German Legislation (Law on Transposition of EU Shareholder's Rights
Directive) Rackspace Hosting, Inc. Meeting Date Country Mgmt Primary Security ID
Meeting Type For Record Date For
Ticker: RAX 28-Apr-10 USA 750086100 Annual 19-Mar-10
CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director A. Lanham Napier Mgmt For For
1.2 Elect Director George J. Still Jr. Mgmt For For
2 Ratify Auditors AstraZeneca plc Meeting Date Country Mgmt Primary Security
ID Meeting Type For Record Date For
Ticker: N/A 29-Apr-10 United Kingdom G0593M107 Annual 27-Apr-10
CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529
Proponent Mgmt Rec Vote Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
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2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For
Second Interim Dividend
3 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
4 Authorise Board to Fix Remuneration of Auditors Mgmt For For
5(a) Re-elect Louis Schweitzer as Director Mgmt For For
5(b) Re-elect David Brennan as Director Mgmt For For
5(c) Re-elect Simon Lowth as Director Mgmt For For
5(d) Re-elect Jean-Philippe Courtois as Director Mgmt For For
5(e) Re-elect Jane Henney as Director Mgmt For For
5(f) Re-elect Michele Hooper as Director Mgmt For For
5(g) Re-elect Rudy Markham as Director Mgmt For For
5(h) Re-elect Dame Nancy Rothwell as Director Mgmt For For
5(i) Re-elect John Varley as Director Mgmt For For
5(j) Re-elect Marcus Wallenberg as Director Mgmt For For
6 Approve Remuneration Report Mgmt For For
7 Authorise EU Political Donations and Expenditure Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
12 Adopt New Articles of Association Mgmt For For
13 Approve the Investment Plan Mgmt For For
Axa Meeting Date Country Primary Security ID Meeting Type Record Date
29-Apr-10 France F06106102 Annual/Special 26-Apr-10
Ticker: N/A
CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 0.55 per Mgmt For For
Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Approve Pension Scheme Agreement for Henri de Castries, Denis Mgmt For For
Duverne, and Francois Pierson
6 Approve Severance Payment Agreement for Henri de Castries Mgmt For Against
7 Approve Severance Payment Agreement for Denis Duverne Mgmt For For
8 Reelect Norbert Dentressangle as Supervisory Board Member Mgmt For For
Page 74 of 185
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9 Reelect Mazars as Auditor Mgmt For For
10 Ratify Jean-Brice de Turkheim as Alternate Auditor Mgmt For For
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For Against
Capital
Special Business Mgmt
12 Approve Employee Stock Purchase Plan Mgmt For For
13 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
14 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
15 Adopt One-Tiered Board Structure, Amend Bylaws Accordingly Mgmt For
Against
and Acknowledge Transfer of All Outstanding Authorizations
16 Amend Articles 7, 8, and 10 of Bylaws Re: Share Ownership Mgmt For For
Disclosure Thresholds, Form of Shares, Director Shareholding
Requirements
Ordinary Business Mgmt
17 Elect Henri de Castries as Director Mgmt For Against
18 Elect Denis Duverne as Director Mgmt For For
19 Elect Jacques de Chateauvieux as Director Mgmt For For
20 Elect Norbert Dentressangle as Director Mgmt For For
21 Elect Jean-Martin Folz as Director Mgmt For For
22 Elect Anthony Hamilton as Director Mgmt For For
23 Elect Francois Martineau as Director Mgmt For For
24 Elect Giuseppe Mussari as Director Mgmt For For
25 Elect Ramon de Oliveira as Director Mgmt For For
26 Elect Michel Pebereau as Director Mgmt For For
27 Elect Dominique Reiniche as Director Mgmt For For
28 Elect Ezra Suleiman as Director Mgmt For For
29 Elect Isabelle Kocher as Director Mgmt For For
30 Elect Suet-Fern Lee as Director Mgmt For For
31 Elect Wendy Cooper as Representative of Employee Mgmt For For
Shareholders to the Board
32 Elect John Coultrap as Representative of Employee Shareholders Mgmt
Against Against
to the Board
33 Elect Paul Geiersbach as Representative of Employee Mgmt Against Against
Shareholders to the Board
34 Elect Sebastien Herzog as Representative of Employee Mgmt Against Against
Shareholders to the Board
35 Elect Rodney Koch as Representative of Employee Shareholders Mgmt Against
Against
to the Board
36 Elect Jason Steinberg as Representative of Employee Mgmt Against Against
Shareholders to the Board
37 Approve Remuneration of Directors in the Aggregate Amount of Mgmt For For
EUR 1.2 Million
Page 75 of 185
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38 Authorize Filing of Required Documents/Other Formalities Mgmt For For
BASF SE (formerly BASF AG) Meeting Date Country Primary Security ID Meeting
Type Record Date
29-Apr-10 Germany D06216101 Annual 08-Apr-10
Ticker: N/A
CUSIP: D06216101 ISIN: DE0005151005 SEDOL: 5086577
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.70 per Mgmt For For
Share
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
6 Approve Conversion of Bearer Shares into Registered Shares Mgmt For For
7 Amend Articles Re: Electronic Distribution of Company Mgmt For For
Communications
8 Approve Remuneration System for Management Board Members Mgmt For For
9a Amend Articles Re: Calculation of Deadlines for General Meeting Mgmt For
For
9b Amend Articles Re: Proxy Voting at General Meeting Mgmt For For
9c Amend Articles Re: Video and Audio Transmission of General Mgmt For For
Meeting
Boston Private Financial Holdings, Inc. Meeting Date Country Primary Security
ID Meeting Type Record Date
29-Apr-10 USA 101119105 Annual 03-Mar-10
Ticker: BPFH
CUSIP: 101119105 ISIN: US1011191053 SEDOL: 2081133
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Eugene S. Colangelo Mgmt For For
1.2 Elect Director Allen L. Sinai Mgmt For For
1.3 Elect Director Stephen M. Waters Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
Capital One Financial Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
29-Apr-10 USA 14040H105 Annual 01-Mar-10
Ticker: COF
CUSIP: 14040H105 ISIN: US14040H1059 SEDOL: 2654461
Vote
Proponent Mgmt Rec Instruction
1 Elect Director W. Ronald Dietz Mgmt For For
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2 Elect Director Lewis Hay, III Mgmt For For
3 Elect Director Mayo A. Shattuck III Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
6 Stock Retention/Holding Period SH Against Against
7 Declassify the Board of Directors SH Against For
Corning Incorporated Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Apr-10 USA 219350105 Annual 25-Feb-10
Ticker: GLW
CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert F. Cummings, Jr. Mgmt For Withhold
1.2 Elect Director Carlos M. Gutierrez Mgmt For For
1.3 Elect Director William D. Smithburg Mgmt For Withhold
1.4 Elect Director Hansel E. Tookes, II Mgmt For Withhold
1.5 Elect Director Wendell P. Weeks Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against
5 Declassify the Board of Directors Mgmt For For
6 Reduce Supermajority Vote Requirement SH Against For
EMC Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Apr-10 USA 268648102 Annual 23-Feb-10
Ticker: EMC
CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Michael W. Brown Mgmt For For
2 Elect Director Randolph L. Cowen Mgmt For For
3 Elect Director Michael J. Cronin Mgmt For For
4 Elect Director Gail Deegan Mgmt For For
5 Elect Director James S. DiStasio Mgmt For For
6 Elect Director John R. Egan Mgmt For For
7 Elect Director Edmund F. Kelly Mgmt For For
8 Elect Director Windle B. Priem Mgmt For For
9 Elect Director Paul Sagan Mgmt For For
10 Elect Director David N. Strohm Mgmt For For
Page 77 of 185
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11 Elect Director Joseph M. Tucci Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
ENEL SpA Meeting Date Country Primary Security ID Meeting Type Record Date
Ticker: N/A 29-Apr-10 Italy T3679P115 Annual/Special 09-Apr-10
CUSIP: T3679P115 ISIN: IT0003128367 SEDOL: 7144569
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3.1 Appoint Internal Statutory Auditors - Vote Only on One of the Following
Slates Slate Submitted by the Italian Treasury Mgmt Mgmt None Against Against
3.2 Slate Submitted by Institutional Investors Mgmt None For
4 Approve Internal Auditors' Remuneration Mgmt For For
5 Amend Rules of General Meetings Mgmt For For
Extraordinary Business Mgmt
1 Amend Articles Eni Spa Meeting Date Country Mgmt Primary Security ID
Meeting Type For Record Date For
Ticker: N/A 29-Apr-10 Italy T3643A145 Annual/Special 07-Apr-10
CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For
For
Extraordinary Business Mgmt
1 Amend Company Bylaws H & M Hennes & Mauritz Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: N/A 29-Apr-10 Sweden W41422101 Annual 23-Apr-10
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Proponent Mgmt Rec Vote Instruction
Page 78 of 185
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1 Open Meeting Mgmt
2 Elect Sven Unger as Chairman of Meeting Mgmt For None*
3 Receive President's Report; Allow Questions Mgmt
4 Prepare and Approve List of Shareholders Mgmt For None*
5 Approve Agenda of Meeting Mgmt For None*
6 7 8a 8b 8c 8d 9a Designate Inspector(s) of Minutes of Meeting Acknowledge
Proper Convening of Meeting Receive Financial Statements and Statutory Reports;
ReAuditor's Report; Receive Information About ApplicationRemuneration Guidelines
Receive Auditor's and Auditing Committee's Reports Receive Chairman's Report
About Board Work Receive Report of the Chairman of the Nominating ComApprove
Financial Statements and Statutory Reports Mgmt None* For Mgmt None* For
Mgmtceive of Mgmt Mgmt Mgmtmittee Mgmt None* For
9b Approve Allocation of Income and Dividends of SEK 16.Share Mgmt None*
For00 per
9c Approve Discharge of Board and President Mgmt None* For
10 Determine Number of Members (8) and Deputy MembeBoard Mgmt None* Forrs (0)
of
11 Approve Remuneration of Directors in the Amount of SEMillion to the Chairman
and SEK 375,000 to Other DirecApprove Remuneration of Committee Work; Approve
Remuneration of Auditors Mgmt None* ForK 1.35 tors;
12 Reelect Mia Livfors, Lottie Knutson, Sussi Kvart, Bo LunStefan Persson
(Chair), and Melker Schorling as DirectoAnders Dahlvig and Christian Sievert as
New Directors Mgmt None* Fordquist, rs; Elect
13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Aand Peter Lindell as
Members of Nominating Committee Mgmt None* Forndersson,
14 Approve 2:1 Stock Split; Amend Articles Accordingly Mgmt None* For
15 Approve Remuneration Policy And Other Terms of Employment Mgmt For None*
For Executive Management
16 Close Meeting Mgmt
* No POA on file
PLATINUM UNDERWRITERS HOLDINGS LTD Meeting Date Country Primary Security ID
Meeting Type Record Date
29-Apr-10 Bermuda G7127P100 Annual 15-Mar-10
Ticker: PTP
CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516
Vote
Proponent Mgmt Rec Instruction
1.1 Elect H. Furlong Baldwin as Director Mgmt For For
1.2 Elect Dan R. Carmichael as Director Mgmt For For
1.3 Elect A. John Hass as Director Mgmt For For
1.4 Elect Antony P. D. Lancaster as Director Mgmt For For
1.5 Elect Edmund R. Megna as Director Mgmt For For
Page 79 of 185
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1.6 Elect Michael D. Price as Director Mgmt For For
1.7 Elect Peter T. Pruitt as Director Mgmt For For
1.9 Elect James P. Slattery as Director Mgmt For For
1.9 Elect Christopher J. Steffen as Director Mgmt For For
2A. Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Mgmt For
For
Attribution of Income to U.S. Shareholders
2B. Amend Bylaws Re: Director and Officer Liability Mgmt For For
2C. Amend Bylaws Re: Jurisdictional Limits of Corporate Action Mgmt For For
2D. Amend Bylaws Re: Director Actions Mgmt For For
2E. Amend Bylaws Re: Casting of Votes Mgmt For For
2F. Amend Bylaws Re: Transfer of Shares Mgmt For For
2G. Amend Bylaws Re: Number of Directors Mgmt For For
2H. Amend Bylaws Re: Editorial Changes Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve the Material Terms of the Performance Goals Under Mgmt For For
Performance Incentive Plan
5 Approve KPMG Bermuda as Auditors Mgmt For For
Repsol YPF S.A Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Apr-10 Spain E8471S130 Annual 15-Apr-10
Ticker: N/A
CUSIP: E8471S130 ISIN: ES0173516115 SEDOL: 5669354
Vote
Proponent Mgmt Rec Instruction
1.1 Accept Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports for the Year Ended Dec. 31, 2009; Approve
Allocation of Income
1.2 Approve Discharge of Directors Mgmt For For
2.1 Amend First Paragraph of Article 9 of Company By-laws Re: Mgmt For For
Passive Dividends
2.2 Amend Article 12 bis of Company By-laws Re: Preemptive Rights Mgmt For
For
2.3 Amend First Paragraph of Article 22 Re: Special Agreements, Mgmt For For
Constituion and Majority
3.1 Modify Section 3.5 of Article 3 of the General Meeting Guidelines Mgmt
For For
Re: Competencies of the General Meeting
3.2 Modify Section 9.2 of Article 9 of the General Meeting Guidelines Mgmt
For For
Re: Constitution of the General Meeting
4.1 Re-elect Paulina Beato Blanco as Director Mgmt For For
4.2 Re-elect Artur Carulla Font as Director Mgmt For For
4.3 Re-elect Javier Echenique Landiribar as Director Mgmt For For
4.4 Re-elect Pemex Internacional Espana, S.A. as Director Mgmt For Against
4.5 Re-elect Henri Philippe Reichstul as Director Mgmt For For
5 Elect Auditor for Repsol YPF and Consolidated Group for Fiscal Mgmt For
For
Year 2010
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6 Authorize Repurchase of Shares; Void Authorization Granted Last Mgmt For
For
AGM of May 14, 2009
7 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For
For
Preemptive Rights; Void Authorization Granted Last AGM of May
31, 2005
8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
Tractor Supply Company Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Apr-10 USA 892356106 Annual 10-Mar-10
Ticker: TSCO
CUSIP: 892356106 ISIN: US8923561067 SEDOL: 2900335
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director James F. Wright Mgmt For For
1.2 Elect Director Johnston C. Adams Mgmt For For
1.3 Elect Director William Bass Mgmt For For
1.4 Elect Director Jack C. Bingleman Mgmt For For
1.5 Elect Director Richard W. Frost Mgmt For For
1.6 Elect Director Cynthia T. Jamison Mgmt For For
1.7 Elect Director Gerard E. Jones Mgmt For For
1.8 Elect Director George MacKenzie Mgmt For For
1.9 Elect Director Edna K. Morris Mgmt For For
2 Ratify Auditors Mgmt For For
Vivendi Meeting Date Country Primary Security ID Meeting Type Record Date
29-Apr-10 France F97982106 Annual 26-Apr-10
Ticker: N/A
CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Treatment of Losses and Allocation of Dividends of EUR Mgmt For
For
1.40 per Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Elect Dominique Hediard Dubreuil as Supervisory Board Member Mgmt For For
6 Elect Aliza Jabes as Supervisory Board Member Mgmt For For
7 Elect Jacqueline Tammenoms Bakker as Supervisory Board Mgmt For For
Member
8 Elect Daniel Camus as Supervisory Board Member Mgmt For For
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9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
10 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Weis Markets, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Apr-10 USA 948849104 Annual 02-Mar-10
Ticker: WMK
CUSIP: 948849104 ISIN: US9488491047 SEDOL: 2946845
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert F. Weis Mgmt For Withhold
1.2 Elect Director Jonathan H. Weis Mgmt For Withhold
1.3 Elect Director David J. Hepfinger Mgmt For Withhold
1.4 Elect Director Richard E. Shulman Mgmt For For
1.5 Elect Director Steven C. Smith Mgmt For For
1.6 Elect Director Glenn D. Steele Jr Mgmt For For
2 Ratify Auditors Mgmt For For
3 Require Majority of Independent Directors on Board SH Against For
AT&T Inc. Meeting Date Country Primary Security ID Meeting Type Record Date
30-Apr-10 USA 00206R102 Annual 02-Mar-10
Ticker: T
CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Randall L. Stephenson Mgmt For For
2 Elect Director Gilbert F. Amelio Mgmt For For
3 Elect Director Reuben V. Anderson Mgmt For For
4 Elect Director James H. Blanchard Mgmt For For
5 Elect Director Jaime Chico Pardo Mgmt For For
6 Elect Director James P. Kelly Mgmt For For
7 Elect Director Jon C. Madonna Mgmt For For
8 Elect Director Lynn M. Martin Mgmt For For
9 Elect Director John B. McCoy Mgmt For For
10 Elect Director Joyce M. Roche Mgmt For For
11 Elect Director Laura D Andrea Tyson Mgmt For For
12 Elect Director Patricia P. Upton Mgmt For For
13 Ratify Auditors Mgmt For For
14 Provide for Cumulative Voting SH Against Against
15 Exclude Pension Credits from Calculations of Performance-Based SH Against
Against
Pay
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16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
Barclays plc Meeting Date Country Primary Security ID Meeting Type Record
Date
30-Apr-10 United Kingdom G08036124 Annual 28-Apr-10
Ticker: N/A
CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Reuben Jeffery III as Director Mgmt For For
4 Re-elect Marcus Agius as Director Mgmt For For
5 Re-elect David Booth as Director Mgmt For For
6 Re-elect Sir Richard Broadbent as Director Mgmt For For
7 Re-elect Sir Michael Rake as Director Mgmt For For
8 Re-elect Sir Andrew Likierman as Director Mgmt For For
9 Re-elect Chris Lucas as Director Mgmt For For
10 Reappoint PricewaterhouseCoopers LLP Auditors Mgmt For For
11 Authorise Board to Fix Remuneration of Auditors Mgmt For For
12 Authorise EU Political Donations and Expenditure Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For
17 Adopt New Articles of Association Mgmt For For
18 Approve SAYE Share Option Scheme Mgmt For For
Bayer AG Meeting Date Country Primary Security ID Meeting Type Record Date
30-Apr-10 Germany D0712D163 Annual 12-Apr-10
Ticker: N/A
CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports; Approve Mgmt For For
Allocation of Income and Dividends of EUR 1.40 per Share for
Fiscal 2009
2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Remuneration System for Management Board Members Mgmt For For
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5 Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of
Preemptive Rights Mgmt For For
6 Approve Creation of EUR 211.7 Million Pool of Capital without Preemptive
Rights Mgmt For For
7 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion;
Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
8 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
9 Amend Articles Re: New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive) Mgmt For For
Mgmt10 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 CRA
International Inc Meeting Date Country Primary Security ID Meeting Type For
Record Date For
Ticker: CRAI 30-Apr-10 USA 12618T105 Annual 08-Mar-10
CUSIP: 12618T105 ISIN: US12618T1051 SEDOL: 2240622
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Paul A. Maleh Mgmt For For
1.2 Elect Director Thomas S. Robertson Mgmt For For
1.3 Elect Director William T. Schleyer Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Intesa SanPaolo SPA Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: N/A 30-Apr-10 Italy T55067101 Annual 26-Apr-10
CUSIP: T55067101 ISIN: IT0000072618 SEDOL: 4076836
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Approve Allocation of Income Mgmt For For
2 Fix Number of Directors of the Supervisory Board Mgmt For For
Supervisory Board Elections ? Vote Only For One Slate Mgmt
3.1 Slate 1 - Submitted by Compagnia San Paolo and Fondazione Cariplo Mgmt
None Do Not Vote
3.2 Slate 2 - Submitted by Banking Foundations Mgmt None Do Not Vote
3.3 Slate 3 - Submitted by Assicurazioni Generali Mgmt None Do Not Vote
3.4 Slate 4 - Submitted by Insitutional Investors through Assogestioni Mgmt
None For
3.5 Slate 5 - Submitted by Credit Agricole Mgmt None Do Not Vote
4 Elect Chairman and Deputy Chairmen of the Supervisory Board Mgmt For
Against
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Mgmt5 Approve Remuneration of Supervisory Board Members For Against
Mgmt6 Approve Remuneration Report of Management Board Members For Against
Mgmt7 Approve Share Incentive Plan Owens & Minor Inc. Meeting Date Country
Primary Security ID Meeting Type For Record Date Against
30-Apr-10 USA 690732102 Ticker: OMI Annual 09-Mar-10
CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director A. Marshall Acuff, Jr. For For
Mgmt1.2 Elect Director J. Alfred Broaddus, Jr. For For
Mgmt1.3 Elect Director John T. Crotty For For
Mgmt1.4 Elect Director Richard E. Fogg For For
Mgmt1.5 Elect Director G. Gilmer Minor, III For For
Mgmt1.6 Elect Director Eddie N. Moore, Jr. For For
Mgmt1.7 Elect Director Peter S. Redding For For
Mgmt1.8 Elect Director James E. Rogers For For
Mgmt1.9 Elect Director Robert C. Sledd For For
Mgmt1.10 Elect Director Craig R. Smith For For
Mgmt1.11 Elect Director James E. Ukrop For For
Mgmt1.12 Elect Director Anne Marie Whittemore For For
Mgmt2 Amend Omnibus Stock Plan For For
Mgmt3 Amend Omnibus Stock Plan For Against
Mgmt4 Ratify Auditors Woodside Petroleum Ltd. Meeting Date Country Primary
Security ID Meeting Type For Record Date For
30-Apr-10 Australia 980228100 Ticker: WPL Annual 28-Apr-10
CUSIP: 980228100 ISIN: AU000000WPL2 SEDOL: 6979728
Proponent Mgmt Rec Vote Instruction
Mgmt1 Receive Financial Statements and Statutory Reports (Non-Voting)
Mgmt2 Elect Andrew Jamieson as Director For For
Mgmt3 Adopt the Remuneration Report for the Year Ended Dec. 31,2009 Baldor
Electric Company Meeting Date Country Primary Security ID Meeting Type For
Record Date For
01-May-10 USA 057741100 Ticker: BEZ Annual 17-Mar-10
CUSIP: 057741100 ISIN: US0577411004 SEDOL: 2072621
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jean A. Mauldin Mgmt For For
1.2 Elect Director R.L. Qualls Mgmt For For
1.3 Elect Director Barry K. Rogstad Mgmt For For
1.4 Elect Director Ronald E. Tucker Mgmt For For
2 Ratify Auditors Mgmt For For
AFLAC Incorporated Meeting Date Country Primary Security ID Meeting Type
Record Date
03-May-10 USA 001055102 Annual 24-Feb-10
Ticker: AFL
CUSIP: 001055102 ISIN: US0010551028 SEDOL: 2026361
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Daniel P. Amos Mgmt For For
1.2 Elect Director John Shelby Amos II Mgmt For For
1.3 Elect Director Paul S. Amos II Mgmt For For
1.4 Elect Director Michael H. Armacost Mgmt For For
1.5 Elect Director Kriss Cloninger III Mgmt For For
1.6 Elect Director Joe Frank Harris Mgmt For For
1.7 Elect Director Elizabeth J. Hudson Mgmt For For
1.8 Elect Director Douglas W. Johnson Mgmt For For
1.9 Elect Director Robert B. Johnson Mgmt For For
1.10 Elect Director Charles B. Knapp Mgmt For For
1.11 Elect Director E. Stephen Purdom, M.d. Mgmt For For
1.12 Elect Director Barbara K. Rimer, PhD Mgmt For For
1.13 Elect Director Marvin R. Schuster Mgmt For For
1.14 Elect Director David Gary Thompson Mgmt For For
1.15 Elect Director Robert L. Wright Mgmt For For
1.16 Elect Director Takuro Yoshida Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
3 Ratify Auditors Mgmt For For
Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type
Record Date
03-May-10 Germany D2035M136 Annual 13-Apr-10
Ticker: N/A
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
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2 Approve Allocation of Income and Dividends of EUR 0.78 per Share Mgmt For
For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Postpone Discharge of Former Supervisory Board Member Klaus Zumwinkel for
Fiscal 2008 Mgmt For For
5 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
6 Approve Remuneration System for Management Board Members Mgmt For For
7 Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as Auditors for
Fiscal 2010 Mgmt For For
8 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
9 Elect Wulf Bernotat to the Supervisory Board Mgmt For For
10 Elect Ulrich Middelmann to the Supervisory Board Mgmt For For
11 Approve Affiliation Agreement with Subsidiary Erste DFMG Deutsche Funkturm
Vermoegens-GmbH Mgmt For For
12 Approve Affiliation Agreement with Subsidiary T-Mobile Global Holding Nr.2
GmbH Mgmt For For
13 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion;
Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion
Rights Mgmt For For
14 Approve Remuneration of Supervisory Board Mgmt For For
15 Amend Corporate Purpose Mgmt For For
16 Amend Articles Re: Convocation of General Meeting due to New German
Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt
For For
17 Amend Articles Re: Audio and Video Transmission of the General Meeting due
to New German Legislation (Law on Transposition of EU Shareholder's Rights
Directive) Mgmt For For
18 Amend Articles Re: Electronic Participation in General Meeting due to New
German Legislation (Law on Transposition of EU Shareholder's Rights Directive)
Mgmt For For
Mgmt19 Amend Articles Re: Exercise of Voting Rights at General Meeting due to
New German Legislation (Law on Transposition of EU Shareholder's Rights
Directive) GDF Suez Meeting Date Country Primary Security ID Meeting Type For
Record Date For
Ticker: N/A 03-May-10 France F42768105 Annual/Special 28-Apr-10
CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 1.47 per Share Mgmt For
For
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4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt
For For
5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For
For
Special Business Mgmt
6 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For
7 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For
8 Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a
Private Placement, up to Aggregate Nominal Amount of EUR 250 Million Mgmt
For For
9 Authorize Board to Increase Capital in the Event of Additional Demand
Related to Delegation Submitted to Shareholder Vote Above Under Items 6, 7 and
8 Mgmt For For
10 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future
Acquisitions Mgmt For For
11 Approve Employee Stock Purchase Plan Mgmt For For
12 Approve Employee Stock Purchase Plan for International Employees Mgmt
For For
13 Set Global Limit for Capital Increase to Result from All Issuance Requests
under Items 6 to 12 at EUR 310 Million Mgmt For For
14 Authorize Capitalization of Reserves for Bonus Issue or Increase in Par
Value Mgmt For For
15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
16 Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan
Mgmt For For
17 Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock
Plan Mgmt For Against
18 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Proposals Made by the Employees Shareholders Mgmt
A Approve Dividends of EUR 0.80 per Share SH Against Against
Potlatch Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
Ticker: PCH 03-May-10 USA 737630103 Annual 22-Mar-10
CUSIP: 737630103 ISIN: US7376301039 SEDOL: B0XXJN1
Proponent Mgmt Rec Vote Instruction
1 Elect Director Michael J. Covey Mgmt For For
2 Elect Director Gregory L. Quesnel Mgmt For For
3 Elect Director Ruth Ann M. Gillis Mgmt For For
4 Ratify Auditors Mgmt For For
Tootsie Roll Industries, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
Ticker: TR 03-May-10 USA 890516107 Annual 09-Mar-10
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CUSIP: 890516107 ISIN: US8905161076 SEDOL: 2896809
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Melvin J. Gordon Mgmt For Withhold
1.2 Elect Director Ellen R. Gordon Mgmt For For
1.3 Elect Director Lana Jane Lewis-Brent Mgmt For For
1.4 Elect Director Barre A. Seibert Mgmt For For
1.5 Elect Director Richard P. Bergeman Mgmt For For
2 Ratify Auditors Mgmt For For
Zimmer Holdings, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
03-May-10 USA 98956P102 Annual 04-Mar-10
Ticker: ZMH
CUSIP: 98956P102 ISIN: US98956P1021 SEDOL: 2783815
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Betsy J. Bernard Mgmt For For
2 Elect Director Marc N. Casper Mgmt For For
3 Elect Director David C. Dvorak Mgmt For For
4 Elect Director Larry C. Glasscock Mgmt For For
5 Elect Director Robert A. Hagemann Mgmt For For
6 Elect Director Arthur J. Higgins Mgmt For For
7 Elect Director John L. McGoldrick Mgmt For For
8 Elect Director Cecil B. Pickett, Ph.D. Mgmt For For
9 Ratify Auditors Mgmt For For
Carrefour Meeting Date Country Primary Security ID Meeting Type Record Date
04-May-10 France F13923119 Annual/Special 29-Apr-10
Ticker: N/A
CUSIP: F13923119 ISIN: FR0000120172 SEDOL: 5641567
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Discharge Directors Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Transaction with Lars Olofsson Re: Severance Payment Mgmt For
Against
4 Approve Transaction with Lars Olofsson Re: Additional Pension Mgmt For For
Scheme
5 Approve Allocation of Income and Dividends of EUR 1.08 per Mgmt For For
Share
6 Reelect Anne-Claire Taittinger as Director Mgmt For For
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7 Reelect Sebastien Bazin as Director Mgmt For For
8 Reelect Thierry Breton as Director Mgmt For For
9 Reelect Charles Edelstenne as Director Mgmt For For
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
11 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
12 Authorize Stock Option Plan Mgmt For Against
13 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For
Against
Restricted Stock Plan
Cooper Tire & Rubber Company Meeting Date Country Primary Security ID
Meeting Type Record Date
04-May-10 USA 216831107 Annual 11-Mar-10
Ticker: CTB
CUSIP: 216831107 ISIN: US2168311072 SEDOL: 2222608
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Roy V. Armes Mgmt For For
1.2 Elect Director Thomas P. Capo Mgmt For For
1.3 Elect Director Robert D. Welding Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Approve Omnibus Stock Plan Mgmt For Against
Delphi Financial Group, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
04-May-10 USA 247131105 Annual 31-Mar-10
Ticker: DFG
CUSIP: 247131105 ISIN: US2471311058 SEDOL: 2261957
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Philip R. O'Connor Mgmt For For
1.2 Elect Director Robert Rosenkranz Mgmt For For
1.3 Elect Director Donald A. Sherman Mgmt For For
1.4 Elect Director Kevin R. Brine Mgmt For For
1.5 Elect Director Edward A. Fox Mgmt For For
1.6 Elect Director Steven A. Hirsh Mgmt For For
1.7 Elect Director Harold F. Ilg Mgmt For For
1.8 Elect Director James M. Litvack Mgmt For For
1.9 Elect Director James N. Meehan Mgmt For For
1.10 Elect Director Robert F. Wright Mgmt For For
2 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against
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3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Equity One, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
04-May-10 USA 294752100 Annual 05-Mar-10
Ticker: EQY
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Noam Ben-Ozer Mgmt For For
1.2 Elect Director James S. Cassel Mgmt For For
1.3 Elect Director Cynthia R. Cohen Mgmt For For
1.4 Elect Director Neil Flanzraich Mgmt For For
1.5 Elect Director Nathan Hetz Mgmt For For
1.6 Elect Director Chaim Katzman Mgmt For For
1.7 Elect Director Peter Linneman Mgmt For For
1.8 Elect Director Jeffrey S. Olson Mgmt For For
1.9 Elect Director Dori Segal Mgmt For For
2 Ratify Auditors Mgmt For For
GAMCO Investors, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
04-May-10 USA 361438104 Annual 31-Mar-10
Ticker: GBL
CUSIP: 361438104 ISIN: US3614381040 SEDOL: 2386827
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mario J. Gabelli Mgmt For For
1.2 Elect Director Edwin L. Artzt Mgmt For For
1.3 Elect Director Raymond C. Avansino, Jr. Mgmt For For
1.4 Elect Director Richard L. Bready Mgmt For For
1.5 Elect Director Eugene R. McGrath Mgmt For For
1.6 Elect Director Robert S. Prather, Jr. Mgmt For For
1.7 Elect Director Elisa M. Wilson Mgmt For For
2 Ratify Auditors Mgmt For For
Peabody Energy Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
04-May-10 USA 704549104 Annual 12-Mar-10
Ticker: BTU
CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gregory H. Boyce Mgmt For For
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1.2 Elect Director William A. Coley Mgmt For For
1.3 Elect Director William E. James Mgmt For For
1.4 Elect Director Robert B. Karn, III Mgmt For For
1.5 Elect Director M. Frances Keeth Mgmt For For
1.6 Elect Director Henry E. Lentz Mgmt For For
1.7 Elect Director Robert A. Malone Mgmt For For
1.8 Elect Director William C. Rusnack Mgmt For For
1.9 Elect Director John F. Turner Mgmt For For
1.10 Elect Director Alan H. Washkowitz Mgmt For For
2 Ratify Auditors Mgmt For For
Volcom, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
04-May-10 USA 92864N101 Annual 08-Mar-10
Ticker: VLCM
CUSIP: 92864N101 ISIN: US92864N1019 SEDOL: B0CCS09
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Rene R. Woolcott Mgmt For For
1.2 Elect Director Richard R. Woolcott Mgmt For For
1.3 Elect Director Douglas S. Ingram Mgmt For For
1.4 Elect Director Anthony M. Palma Mgmt For For
1.5 Elect Director Joseph B. Tyson Mgmt For For
1.6 Elect Director Carl W. Womack Mgmt For For
1.7 Elect Director Kevin G. Wulff Mgmt For For
2 Ratify Auditors Mgmt For For
Allianz SE (formerly Allianz AG) Meeting Date Country Primary Security ID
Meeting Type Record Date
05-May-10 Germany D03080112 Annual 15-Apr-10
Ticker: N/A
CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 4.10 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Elect Peter Sutherland to the Supervisory Board Mgmt For For
6 Approve Remuneration System for Management Board Members Mgmt For For
7 Approve Creation of EUR 550 Million Pool of Capital with Partial Mgmt For
For
Exclusion of Preemptive Rights
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8 Approve Creation of EUR 15 Million Pool of Capital without Preemptive Rights
for Issue of Shares Pursuant to Employee Stock Option Plan Mgmt For For
9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion;
Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
10 Authorize Repurchase of Up to Five Percent of Issued Share Capital for
Trading Purposes Mgmt For For
11 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
12 Authorize Use of Financial Derivatives of up to Five Percent of Issued
Share Capital When Repurchasing Shares Mgmt For For
13 Approve Affiliation Agreement with Subsidiary Allianz Common Applications
and Services GmbH Mgmt For For
14 Approve Affiliation Agreement with Subsidiary AZ-Argos 45
Vermoegensverwaltungsgesellschaft mbH BAE Systems plc Meeting Date Country
Mgmt Primary Security ID Meeting Type For Record Date For
Ticker: N/A 05-May-10 United Kingdom G06940103 Annual 03-May-10
CUSIP: G06940103 ISIN: GB0002634946 SEDOL: 0263494
Proponent Mgmt Rec Vote Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Michael Hartnall as Director Mgmt For For
5 Re-elect Sir Peter Mason as Director Mgmt For For
6 Re-elect Richard Olver as Director Mgmt For For
7 Elect Paul Anderson as Director Mgmt For For
8 Elect Linda Hudson as Director Mgmt For For
9 Elect Nicholas Rose as Director Mgmt For For
10 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
11 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For
For
12 Authorise EU Political Donations and Expenditure Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Amend Articles of Association Mgmt For For
17 Authorise the Company to Call EGM with Two Weeks' Notice Entegris, Inc.
Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date
For
Ticker: ENTG 05-May-10 USA 29362U104 Annual 12-Mar-10
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CUSIP: 29362U104 ISIN: US29362U1043 SEDOL: 2599700
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gideon Argov Mgmt For For
1.2 Elect Director Michael A. Bradley Mgmt For For
1.3 Elect Director Marvin D. Burkett Mgmt For For
1.4 Elect Director Michael P.C. Carns Mgmt For For
1.5 Elect Director Daniel W. Christman Mgmt For For
1.6 Elect Director Gary F. Klingl Mgmt For For
1.7 Elect Director Roger D. McDaniel Mgmt For For
1.8 Elect Director Paul L.H. Olson Mgmt For For
1.9 Elect Director Brian F. Sullivan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
Fresh Del Monte Produce Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
05-May-10 Cayman Islands G36738105 Annual 11-Mar-10
Ticker: FDP
CUSIP: G36738105 ISIN: KYG367381053 SEDOL: 2118707
Vote
Proponent Mgmt Rec Instruction
1a Re-elect Amir Abu-Ghazaleh as Director Mgmt For For
1b Re-elect Salvatore H. Alfiero as Director Mgmt For For
1c Re-elect Edward L. Boykin as Director Mgmt For For
2 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For
3 Ratify Ernst & Young LLP as Auditors Mgmt For For
4 Approve Non-Employee Directors Equity Plan Mgmt For For
5 Approve and Adopt Performance Incentive Plan for Senior Mgmt For For
Executives
6 Approve and Adopt Long-Term Incentive Plan Mgmt For For
General Dynamics Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
05-May-10 USA 369550108 Annual 08-Mar-10
Ticker: GD
CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Nicholas D. Chabraja Mgmt For For
2 Elect Director James S. Crown Mgmt For For
3 Elect Director William P. Fricks Mgmt For For
4 Elect Director Jay L. Johnson Mgmt For For
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5 Elect Director George A. Joulwan Mgmt For For
6 Elect Director Paul G. Kaminski Mgmt For For
7 Elect Director John M. Keane Mgmt For For
8 Elect Director Lester L. Lyles Mgmt For For
9 Elect Director William A. Osborn Mgmt For For
10 Elect Director Robert Walmsley Mgmt For For
11 Ratify Auditors Mgmt For For
12 Report on Space-based Weapons Program SH Against Against
Knology, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
05-May-10 USA 499183804 Annual 10-Mar-10
Ticker: KNOL
CUSIP: 499183804 ISIN: US4991838040 SEDOL: 2041557
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Donald W. Burton Mgmt For For
1.2 Elect Director William H. Scott, III Mgmt For For
2 Ratify Auditors Mgmt For For
L air Liquide Meeting Date Country Primary Security ID Meeting Type Record
Date
05-May-10 France F01764103 Annual/Special 30-Apr-10
Ticker: N/A
CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 2.25 per Mgmt For For
Share
4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
5 Reelect Beatrice Majnoni d'Intignano as Director Mgmt For For
6 Reelect Benoit Potier as Director Mgmt For For
7 Reelect Paul Skinner as Director Mgmt For For
8 Elect Jean-Paul Agon as Director Mgmt For For
9 Approve Transaction with Benoit Potier Mgmt For Against
10 Approve Transaction with Pierre Dufour Mgmt For For
11 Ratify Ernst and Young et Autres as Auditor Mgmt For For
12 Reelect Mazars as Auditor Mgmt For For
13 Ratify Auditex as Alternate Auditor Mgmt For For
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14 Reelect Patrick de Cambourg as Alternate Auditor Mgmt For For
Special Business Mgmt
15 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
16 Authorize up to 2 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
17 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
18 Authorize Board to Issue Free Warrants with Preemptive Rights Mgmt For
Against
During a Public Tender Offer
19 Authorize Capitalization of Reserves of Up to EUR 250 Million for Mgmt
For For
Bonus Issue or Increase in Par Value
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
Ordinary Business Mgmt
22 Authorize Filing of Required Documents/Other Formalities Mgmt For For
The GEO Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
05-May-10 USA 36159R103 Annual 03-Mar-10
Ticker: GEO
CUSIP: 36159R103 ISIN: US36159R1032 SEDOL: 2943299
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Clarence E. Anthony Mgmt For For
1.2 Elect Director Wayne H. Calabrese Mgmt For For
1.3 Elect Director Norman A. Carlson Mgmt For For
1.4 Elect Director Anne N. Foreman Mgmt For For
1.5 Elect Director Richard H. Glanton Mgmt For For
1.6 Elect Director Christopher C. Wheeler Mgmt For For
1.7 Elect Director George C. Zoley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Other Business Mgmt For Abstain
AMCOL International Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
06-May-10 USA 02341W103 Annual 09-Mar-10
Ticker: ACO
CUSIP: 02341W103 ISIN: US02341W1036 SEDOL: 2025335
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Arthur Brown Mgmt For For
1.2 Elect Director Jay D. Proops Mgmt For For
1.3 Elect Director Paul C. Weaver Mgmt For For
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2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve Executive Incentive Bonus Plan American Campus Communities, Inc.
06-May-10 Meeting Date Ticker: ACC USA Country Mgmt 024835100 Primary
Security ID Annual Meeting Type For Record Date 15-Mar-10 For
CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director William C. Bayless, Jr. Mgmt For For
1.2 Elect Director R.D. Burck Mgmt For For
1.3 Elect Director G. Steven Dawson Mgmt For For
1.4 Elect Director Cydney C. Donnell Mgmt For For
1.5 Elect Director Edward Lowenthal Mgmt For For
1.6 Elect Director Joseph M. Macchione Mgmt For For
1.7 Elect Director Winston W. Walker Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors E.ON AG (formerly Veba AG) Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: N/A 06-May-10 Germany D24914133 Annual 16-Apr-10
CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904
Proponent Mgmt Rec Vote Instruction
1 2 3 Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Approve Allocation of Income and Dividends of EUR 1.50 per Share
Approve Discharge of Management Board for Fiscal 2009 Mgmt Mgmt Mgmt For For
For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For
6b Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection of the
Abbreviated Financial Statements for the First Half of Fiscal 2010 Mgmt For
For
7 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
8 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion;
Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
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9 Amend Articles Re: Exercise of Voting Rights at General Meeting Mgmt For
For
due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
GlaxoSmithKline plc Meeting Date Country Primary Security ID Meeting Type
Record Date
06-May-10 United Kingdom G3910J112 Annual 04-May-10
Ticker: N/A
CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Dr Stephanie Burns as Director Mgmt For For
4 Re-elect Julian Heslop as Director Mgmt For For
5 Re-elect Sir Deryck Maughan as Director Mgmt For For
6 Re-elect Dr Daniel Podolsky as Director Mgmt For For
7 Re-elect Sir Robert Wilson as Director Mgmt For For
8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
9 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
10 Authorise EU Political Donations and Expenditure Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Approve the Exemption from Statement of the Name of the Mgmt For For
Senior Statutory Auditor in Published Copies of the Auditor's
Reports
15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
16 Adopt New Articles of Association Mgmt For For
Heartland Express, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 USA 422347104 Annual 10-Mar-10
Ticker: HTLD
CUSIP: 422347104 ISIN: US4223471040 SEDOL: 2414018
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Russell A. Gerdin Mgmt For Withhold
1.2 Elect Director Michael J. Gerdin Mgmt For Withhold
1.3 Elect Director Richard O. Jacobson Mgmt For For
1.4 Elect Director Dr. Benjamin J. Allen Mgmt For For
1.5 Elect Director Lawrence D. Crouse Mgmt For Withhold
1.6 Elect Director James G. Pratt Mgmt For For
2 Ratify Auditors Mgmt For For
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Nokia Corp. Meeting Date Country Primary Security ID Meeting Type Record
Date
Ticker: N/A 06-May-10 Finland X61873133 Annual 26-Apr-10
CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941
Proponent Mgmt Rec Vote Instruction
1 Open Meeting Mgmt
2 Calling the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting
Mgmt For For
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Prepare and Approve List of Shareholders Mgmt For For
6 Receive Financial Statements and Statutory Reports, the Board's Report, and
the Auditor's Report; Receive Review by the CEO Mgmt
7 Accept Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.40 Per Share Mgmt For
For
9 Approve Discharge of Board and President Mgmt For For
10 Approve Remuneration of Directors in the Amount of EUR 440,000 for
Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors;
Approve Remuneration for Committee Work Mgmt For For
11 Fix Number of Directors at 10 Mgmt For For
12 Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka
Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino,
Risto Siilasmaa, and Keijo Suila as Directors Mgmt For For
13 Approve Remuneration of Auditors Mgmt For For
14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For
15 Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening
General Meetings Mgmt For For
16 17 18 Authorize Repurchase of up to 360 Million Issued Shares Approve
Issuance of up to 740 Million Shares without Preemptive Rights Close Meeting
Mgmt Mgmt Mgmt For For For For
Reckitt Benckiser Group plc Meeting Date Country Primary Security ID
Meeting Type Record Date
06-May-10 United Kingdom G74079107 Annual 04-May-10
Ticker: N/A
CUSIP: G74079107 ISIN: GB00B24CGK77 SEDOL: B24CGK7
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
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4 Re-elect Adrian Bellamy as Director Mgmt For Abstain
5 Re-elect Peter Harf as Director Mgmt For Abstain
6 Re-elect Colin Day as Director Mgmt For For
7 Re-elect Kenneth Hydon as Director Mgmt For For
8 Re-elect Judith Sprieser as Director Mgmt For For
9 Elect Richard Cousins as Director Mgmt For For
10 Elect Warren Tucker as Director Mgmt For For
11 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
12 Authorise Board to Fix Remuneration of Auditors Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
17 Adopt New Articles of Association Mgmt For For
Rockwood Holdings, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 USA 774415103 Annual 17-Mar-10
Ticker: ROC
CUSIP: 774415103 ISIN: US7744151033 SEDOL: B0GWF93
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Seifi Ghasemi Mgmt For For
1.2 Elect Director Sheldon R. Erikson Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Simon Property Group, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 USA 828806109 Annual 08-Mar-10
Ticker: SPG
CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Melvyn E. Bergstein Mgmt For For
2 Elect Director Linda Walker Bynoe Mgmt For For
3 Elect Director Larry C. Glasscock Mgmt For For
4 Elect Director Karen N. Horn, PhD Mgmt For For
5 Elect Director Allan Hubbard Mgmt For For
6 Elect Director Reuben S. Leibowitz Mgmt For For
7 Elect Director Daniel C. Smith, PhD Mgmt For For
8 Elect Director J. Albert Smith, Jr. Mgmt For For
9 Ratify Auditors Mgmt For For
Page 100 of 185
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Union Pacific Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 USA 907818108 Annual 26-Feb-10
Ticker: UNP
CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Andrew H. Card, Jr. Mgmt For For
2 Elect Director Erroll B. Davis, Jr. Mgmt For For
3 Elect Director Thomas J. Donohue Mgmt For For
4 Elect Director Archie W. Dunham Mgmt For For
5 Elect Director Judith Richards Hope Mgmt For For
6 Elect Director Charles C. Krulak Mgmt For For
7 Elect Director Michael R. McCarthy Mgmt For For
8 Elect Director Michael W. McConnell Mgmt For For
9 Elect Director Thomas F. McLarty III Mgmt For For
10 Elect Director Steven R. Rogel Mgmt For For
11 Elect Director Jose H. Villarreal Mgmt For For
12 Elect Director James R. Young Mgmt For For
13 Ratify Auditors Mgmt For For
14 Require Independent Board Chairman SH Against Against
15 Reduce Supermajority Vote Requirement SH Against For
United Parcel Service, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
06-May-10 USA 911312106 Annual 08-Mar-10
Ticker: UPS
CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director F. Duane Ackerman Mgmt For For
1.2 Elect Director Michael J. Burns Mgmt For For
1.3 Elect Director D. Scott Davis Mgmt For For
1.4 Elect Director Stuart E. Eizenstat Mgmt For For
1.5 Elect Director Michael L. Eskew Mgmt For For
1.6 Elect Director William R. Johnson Mgmt For For
1.7 Elect Director Ann M. Livermore Mgmt For For
1.8 Elect Director Rudy Markham Mgmt For For
1.9 Elect Director John W. Thompson Mgmt For For
1.10 Elect Director Carol B. Tome Mgmt For For
2 Ratify Auditors Mgmt For For
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3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
Verizon Communications Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
06-May-10 USA 92343V104 Annual 08-Mar-10
Ticker: VZ
CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Richard L. Carrion Mgmt For Against
2 Elect Director M. Frances Keeth Mgmt For Against
3 Elect Director Robert W. Lane Mgmt For For
4 Elect Director Sandra O. Moose Mgmt For Against
5 Elect Director Joseph Neubauer Mgmt For For
6 Elect Director Donald T. Nicolaisen Mgmt For Against
7 Elect Director Thomas H. O'Brien Mgmt For For
8 Elect Director Clarence Otis, Jr. Mgmt For For
9 Elect Director Hugh B. Price Mgmt For Against
10 Elect Director Ivan G. Seidenberg Mgmt For For
11 Elect Director Rodney E. Slater Mgmt For For
12 Elect Director John W. Snow Mgmt For Against
13 Elect Director John R. Stafford Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
16 Prohibit Executive Stock-Based Awards SH Against Against
17 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against
For
Orientation and Gender Identity
18 Performance-Based Equity Awards SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Adopt Policy on Succession Planning SH Against Against
21 Adopt a Policy in which the Company will not Make or Promise to SH
Against For
Make Any Death Benefit Payments to Senior Executives
22 Stock Retention/Holding Period SH Against Against
Vinci Meeting Date Country Primary Security ID Meeting Type Record Date
06-May-10 France F5879X108 Annual/Special 03-May-10
Ticker: N/A
CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
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1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.62 per Share Mgmt For
For
4 Authorize Payment of Dividends by Shares Mgmt For For
5 Reelect Dominique Ferrero as Director Mgmt For Against
6 Reelect Xavier Huillard as Director Mgmt For Against
7 Reelect Henri Saint Olive as Director Mgmt For For
8 Reelect Yves-Thibault de Silguy as Director Mgmt For Against
9 Elect Qatari Diar Real Estate Investment Company as Director Mgmt For For
10 Approve Remuneration of Directors in the Aggregate Amount of EUR 920,000
Mgmt For For
11 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt
For For
12 Approve Transaction with Vinci Concessions Re: Participation in Aegean
Motorway SA Mgmt For For
13 Approve Transaction with Vinci Concessions Re: Participation in Olympia
Odos and Olympia Odos Operation Mgmt For For
14 Amend Transaction with Vinci Concessions Re: Financing Obtained by Arcour,
Contractor of A19 Highway Mgmt For For
15 Approve Transaction with Vinci Concessions Re: Financing of A-Modell A5
Highway Concession Mgmt For For
16 Approve Transaction with Vinci Concessions Re: Participation in ASF Mgmt
For For
17 Approve Additional Pension Scheme Agreement for Xavier Huillard Mgmt For
For
18 Approve Severance Payment Agreement for Xavier Huillard Mgmt For Against
19 Approve Transaction with YTSeuropaconsultants Re: Consulting Services
Mgmt For Against
Special Business Mgmt
20 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
21 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR 150 Million Mgmt For For
22 Approve Employee Stock Purchase Plan Mgmt For Against
23 Approve Stock Purchase Plan Reserved for International Employees Mgmt
For Against
24 Amend Articles 17 of Bylaws Re: Attendance to General Meetings Through
Videoconference and Telecommunication Mgmt For For
25 Authorize Filing of Required Documents/Other Formalities Curtiss-Wright
Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For
Record Date For
Ticker: CW 07-May-10 USA 231561101 Annual 01-Mar-10
CUSIP: 231561101 ISIN: US2315611010 SEDOL: 2241205
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Martin R. Benante Mgmt For For
1.2 Elect Director S. Marce Fuller Mgmt For For
1.3 Elect Director Allen A. Kozinski Mgmt For For
1.4 Elect Director Carl G. Miller Mgmt For For
1.5 Elect Director William B. Mitchell Mgmt For For
1.6 Elect Director John R. Myers Mgmt For For
1.7 Elect Director John B. Nathman Mgmt For For
1.8 Elect Director William W. Sihler Mgmt For For
1.9 Elect Director Albert E. Smith Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
Granite Construction Incorporated Meeting Date Country Primary Security ID
Meeting Type Record Date
07-May-10 USA 387328107 Annual 12-Mar-10
Ticker: GVA
CUSIP: 387328107 ISIN: US3873281071 SEDOL: 2381189
Vote
Proponent Mgmt Rec Instruction
1 Elect Director William G. Dorey Mgmt For For
2 Elect Director Rebecca A. McDonald Mgmt For For
3 Elect Director William H. Powell Mgmt For For
4 Elect Director Claes G. Bjork Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Approve Executive Incentive Bonus Plan Mgmt For For
7 Approve/Amend Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
Occidental Petroleum Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
07-May-10 USA 674599105 Annual 15-Mar-10
Ticker: OXY
CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Spencer Abraham Mgmt For For
2 Elect Director John S. Chalsty Mgmt For For
3 Elect Director Stephen I. Chazen Mgmt For For
4 Elect Director Edward P. Djerejian Mgmt For For
5 Elect Director John E. Feick Mgmt For For
6 Elect Director Carlos M. Gutierrez Mgmt For For
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7 Elect Director Ray R. Irani Mgmt For For
8 Elect Director Irvin W. Maloney Mgmt For For
9 Elect Director Avedick B. Poladian Mgmt For For
10 Elect Director Rodolfo Segovia Mgmt For For
11 Elect Director Aziz D. Syriani Mgmt For For
12 Elect Director Rosemary Tomich Mgmt For For
13 Elect Director Walter L. Weisman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
17 Limit Executive Compensation SH Against Against
18 Require Independent Board Chairman SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Report on Host Country Social and Environmental Laws SH Against Against
21 Require a Majority Vote for the Election of Directors SH Against For
22 Report on Policy for Increasing Safety by Reducing Hazardous SH Against
Against
Substance Usage and Re-locating Facilities
23 Double Trigger on Equity Plans SH Against Against
Standard Chartered plc Meeting Date Country Primary Security ID Meeting
Type Record Date
07-May-10 United Kingdom G84228157 Annual 05-May-10
Ticker: N/A
CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Re-elect Jamie Dundas as Director Mgmt For For
5 Re-elect Val Gooding as Director Mgmt For For
6 Re-elect Rudy Markham as Director Mgmt For For
7 Re-elect John Peace as Director Mgmt For For
8 Re-elect Peter Sands as Director Mgmt For For
9 Re-elect Paul Skinner as Director Mgmt For For
10 Re-elect Oliver Stocken as Director Mgmt For For
11 Elect Jaspal Bindra as Director Mgmt For For
12 Elect Richard Delbridge as Director Mgmt For For
13 Elect Dr Han Seung-soo as Director Mgmt For For
14 Elect Simon Lowth as Director Mgmt For For
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15 Elect Mike Rees as Director Mgmt For For
16 Reappoint KPMG Audit plc as Auditors Mgmt For For
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Approve EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
23 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
24 Authorise Market Purchase Mgmt For For
25 Authorise Market Purchase Mgmt For For
26 Adopt New Articles of Association Mgmt For For
27 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
28 Amend Restricted Share Scheme Mgmt For For
29 Approve Waiver on the Reporting and Annual Review Mgmt For For
Requirements in Respect of Ongoing Banking Transactions with
Associates of Temasek
30 Approve the Waiver in Respect of the Requirement to Enter into Mgmt For
For
Fixed-term Written Agreements with Temasek
31 Approve Future Ongoing Banking Transactions with Temasek Mgmt For For
The Goldman Sachs Group, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
07-May-10 USA 38141G104 Annual 08-Mar-10
Ticker: GS
CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lloyd C. Blankfein Mgmt For For
1.2 Elect Director John H. Bryan Mgmt For For
1.3 Elect Director Gary D. Cohn Mgmt For For
1.4 Elect Director Claes Dahlback Mgmt For For
1.5 Elect Director Stephen Friedman Mgmt For For
1.6 Elect Director William W. George Mgmt For For
1.7 Elect Director James A. Johnson Mgmt For For
1.8 Elect Director Lois D. Juliber Mgmt For For
1.9 Elect Director Lakshmi N. Mittal Mgmt For For
1.10 Elect Director James J. Schiro Mgmt For For
1.11 Elect Director H. Lee Scott, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
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4 Reduce Supermajority Vote Requirement Mgmt For For
5 Provide Right to Call Special Meeting Mgmt For For
6 Provide for Cumulative Voting SH Against Against
7 Report on Collateral in Derivatives Trading SH Against Against
8 Require Independent Board Chairman SH Against Against
9 Report on Political Contributions SH Against Against
10 Report on Global Warming Science SH Against Against
11 Report on Pay Disparity SH Against Against
12 Stock Retention/Holding Period SH Against Against
Teton Advisors, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
10-May-10 USA 88165Y200 Annual 31-Mar-10
Ticker: TETAA
CUSIP: 88165Y200 ISIN: US88165Y2000 SEDOL: B40GKT4
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Bruce N. Alpert Mgmt For Withhold
1.2 Elect Director Nicholas F. Galluccio Mgmt For Withhold
1.3 Elect Director Howard F. Ward Mgmt For Withhold
1.4 Elect Director Robert S. Zuccaro Mgmt For For
Anixter International Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-May-10 USA 035290105 Annual 19-Mar-10
Ticker: AXE
CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lord James Blyth Mgmt For For
1.2 Elect Director Frederic F. Brace Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Robert J. Eck Mgmt For For
1.5 Elect Director Robert W. Grubbs, Jr. Mgmt For For
1.6 Elect Director F. Philip Handy Mgmt For For
1.7 Elect Director Melvyn N. Klein Mgmt For For
1.8 Elect Director George Munoz Mgmt For For
1.9 Elect Director Stuart M. Sloan Mgmt For For
1.10 Elect Director Matthew Zell Mgmt For For
1.11 Elect Director Samuel Zell Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
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Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
ArcelorMittal Meeting Date Country Primary Security ID Meeting Type Record
Date
11-May-10 Luxembourg L0302D129 Annual 26-Apr-10
Ticker: N/A
CUSIP: N/A ISIN: N/A SEDOL: 7281886
Vote
Proponent Mgmt Rec Instruction
Annual Meeting Mgmt
Ordinary Business Mgmt
1 Receive and Approve Directors' and Auditors' Reports Mgmt
2 Accept Consolidated Financial Statements Mgmt For For
3 Accept Financial Statements Mgmt For For
4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For
Share
5 Approve Remuneration of Directors Mgmt For For
6 Approve Discharge of Directors Mgmt For For
7 Acknowledge Cooptation of Jeannot Krecke as Director Mgmt For Against
8 Reelect Vanisha Mittal Bhatia as Director Mgmt For Against
9 Elect Jeannot Krecke as Director Mgmt For Against
10 Approve Share Repurchase Program Mgmt For Against
11 Ratify Deloitte SA as Auditors Mgmt For For
12 Approve Share Plan Grant Mgmt For For
13 Approve Employee Stock Purchase Plan Mgmt For For
Extraordinary Business Mgmt
14 Waive Requirement for Mandatory Offer to All Shareholders Mgmt For For
Boston Scientific Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-May-10 USA 101137107 Annual 12-Mar-10
Ticker: BSX
CUSIP: 101137107 ISIN: US1011371077 SEDOL: 2113434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John E. Abele Mgmt For For
1.2 Elect Director Katharine T. Bartlett Mgmt For For
1.3 Elect Director Bruce L. Byrnes Mgmt For For
1.4 Elect Director Nelda J. Connors Mgmt For For
1.5 Elect Director J. Raymond Elliott Mgmt For For
1.6 Elect Director Marye Anne Fox Mgmt For For
1.7 Elect Director Ray J. Groves Mgmt For For
1.8 Elect Director Ernest Mario Mgmt For For
1.9 Elect Director N.J. Nicholas, Jr. Mgmt For For
Page 108 of 185
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1.10 Elect Director Pete M. Nicholas Mgmt For For
1.11 Elect Director Uwe E. Reinhardt Mgmt For For
1.12 Elect Director John E. Sununu Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
Cal Dive International, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
11-May-10 USA 12802T101 Annual 12-Mar-10
Ticker: DVR
CUSIP: 12802T101 ISIN: US12802T1016 SEDOL: B1L5W93
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Owen E. Kratz Mgmt For For
1.2 Elect Director David E. Preng Mgmt For For
2 Ratify Auditors Mgmt For For
EMS Technologies, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-May-10 USA 26873N108 Annual 19-Mar-10
Ticker: ELMG
CUSIP: 26873N108 ISIN: US26873N1081 SEDOL: 2309619
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Amb. John R. Bolton Mgmt For For
1.2 Elect Director Hermann Buerger Mgmt For Withhold
1.3 Elect Director Joseph D. Burns Mgmt For For
1.4 Elect Director John R. Kreick Mgmt For Withhold
1.5 Elect Director John B. Mowell Mgmt For Withhold
1.6 Elect Director Thomas W. O'Connell Mgmt For Withhold
1.7 Elect Director Bradford W. Parkinson Mgmt For Withhold
1.8 Elect Director Norman E. Thagard, M.D. Mgmt For Withhold
1.9 Elect Director John L. Woodward, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Equity LifeStyle Properties, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
11-May-10 USA 29472R108 Annual 05-Mar-10
Ticker: ELS
CUSIP: 29472R108 ISIN: US29472R1086 SEDOL: 2563125
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Philip C. Calian Mgmt For For
1.2 Elect Director David J. Contis Mgmt For For
1.3 Elect Director Thomas E. Dobrowski Mgmt For For
Page 109 of 185
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1.4 Elect Director Thomas P. Heneghan Mgmt For For
1.5 Elect Director Sheli Z. Rosenberg Mgmt For For
1.6 Elect Director Howard Walker Mgmt For For
1.7 Elect Director Gary L. Waterman Mgmt For For
1.8 Elect Director Samuel Zell Mgmt For For
2 Ratify Auditors Mgmt For For
Skyworks Solutions, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-May-10 USA 83088M102 Annual 23-Mar-10
Ticker: SWKS
CUSIP: 83088M102 ISIN: US83088M1027 SEDOL: 2961053
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kevin L. Beebe Mgmt For For
1.2 Elect Director Timothy R. Furey Mgmt For For
1.3 Elect Director David J. McLachlan Mgmt For For
2 Ratify Auditors Mgmt For For
Unilever NV Meeting Date Country Primary Security ID Meeting Type Record
Date
11-May-10 Netherlands N8981F271 Annual 20-Apr-10
Ticker: N/A
CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1
Vote
Proponent Mgmt Rec Instruction
Annual Meeting Mgmt
1 Receive Report of Management Board (Non-Voting) Mgmt
2 Approve Financial Statements and Allocation of Income Mgmt For For
3 Approve Discharge of Executive Directors Mgmt For For
4 Approve Discharge of Non-Executive Directors Mgmt For For
5 Reelect P.G.J.M. Polman to Executive Board Mgmt For For
6 Elect R.J-M.S. Huet to Executive Board Mgmt For For
7 Reelect L.O. Fresco as Non-Executive Director Mgmt For For
8 Reelect A.M. Fudge as Non-Executive Director Mgmt For For
9 Reelect C.E. Golden as Non-Executive Director Mgmt For For
10 Reelect B.E. Grote as Non-Executive Director Mgmt For For
11 Reelect H. Nyasulu as Non-Executive Director Mgmt For For
12 Reelect K.J. Storm as Non-Executive Director Mgmt For For
13 Reelect M. Treschow as Non-Executive Director Mgmt For For
14 Reelect J. van der Veer as Non-Executive Director Mgmt For For
15 Elect P. Walsh as Non-Executive Director Mgmt For For
Page 110 of 185
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16 Elect M. Rifkind as Non-Executive Director Mgmt For For
17 Approve Management Co-Investment Plan Mgmt For For
18 Amend Performance Criteria of the Annual Bonus Mgmt For For
19 Amend Performance Criteria of the Long-Term Incentive Plan Mgmt For For
20 Approve Cancellation of 4 Percent Cumulative Preference Shares Mgmt For
For
21 Authorize Repurchase of 6% Cumulative Preference Shares and Mgmt For For
7% Cumulative Preference Shares
22 Authorize Repurchase of Up to Ten Percent of Issued Share Mgmt For For
Capital
23 Approve Authorization to Cancel Ordinary Shares Mgmt For For
24 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
25 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
26 Allow Questions and Close Meeting Mgmt
Waste Management, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-May-10 USA 94106L109 Annual 15-Mar-10
Ticker: WM
CUSIP: 94106L109 ISIN: US94106L1098 SEDOL: 2937667
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Pastora San Juan Cafferty Mgmt For For
2 Elect Director Frank M. Clark, Jr. Mgmt For For
3 Elect Director Patrick W. Gross Mgmt For For
4 Elect Director John C. Pope Mgmt For For
5 Elect Director W. Robert Reum Mgmt For For
6 Elect Director Steven G. Rothmeier Mgmt For For
7 Elect Director David P. Steiner Mgmt For For
8 Elect Director Thomas H. Weidemeyer Mgmt For For
9 Ratify Auditors Mgmt For For
10 Reduce Supermajority Vote Requirement Mgmt For For
11 Report on Political Contributions SH Against Against
12 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
Berry Petroleum Company Meeting Date Country Primary Security ID Meeting
Type Record Date
12-May-10 USA 085789105 Annual 15-Mar-10
Ticker: BRY
CUSIP: 085789105 ISIN: US0857891057 SEDOL: 2094227
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director J. Bryant Mgmt For For
Page 111 of 185
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1.2 Elect Director R. Busch III Mgmt For For
1.3 Elect Director W. Bush Mgmt For For
1.4 Elect Director S. Cropper Mgmt For For
1.5 Elect Director J. Gaul Mgmt For For
1.6 Elect Director R. Heinemann Mgmt For For
1.7 Elect Director T. Jamieson Mgmt For For
1.8 Elect Director J. Keller Mgmt For For
1.9 Elect Director M. Young Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
BG Group plc Meeting Date Country Primary Security ID Meeting Type Record
Date
12-May-10 United Kingdom G1245Z108 Annual 10-May-10
Ticker: N/A
CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Elect Mark Seligman as Director Mgmt For For
5 Re-elect Peter Backhouse as Director Mgmt For For
6 Re-elect Lord Sharman as Director Mgmt For For
7 Re-elect Philippe Varin as Director Mgmt For For
8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
9 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For
10 Authorise EU Political Donations and Expenditure Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
15 Adopt New Articles of Association Mgmt For For
BNP Paribas Meeting Date Country Primary Security ID Meeting Type Record
Date
12-May-10 France F1058Q238 Annual/Special 07-May-10
Ticker: N/A
CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
Page 112 of 185
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1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.50 per Share Mgmt For
For
4 Acknowledge Auditors' Special Report Mentioning the Absence of New
Related-Party Transactions Mgmt For For
5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For
For
6 Reelect Louis Schweitzer as Director Mgmt For Against
7 Elect Michel Tilmant as Director Mgmt For Against
8 Elect Emiel Van Broekhoven as Director Mgmt For Against
9 Elect Meglena Kuneva as Director Mgmt For For
10 Elect Jean Laurent Bonnafe as Director Mgmt For Against
11 Approve Remuneration of Directors in the Aggregate Amount of EUR 975,000
Mgmt For For
Special Business Mgmt
12 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR 1 Billion Mgmt For For
13 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR 350 Million Mgmt For For
14 Authorize Capital Increase of Up to EUR 350 Million for Future Exchange
Offers Mgmt For For
15 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future
Acquisitions Mgmt For For
16 Set Total Limit for Capital Increase to Result from Issuance Requests under
Items 8 to 10 at EUR 350 Million Mgmt For For
17 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value Mgmt For For
18 Set Total Limit for Capital Increase to Result from Issuance Requests under
Items 7 to 10 at EUR1 Billion Mgmt For For
19 Approve Employee Stock Purchase Plan Mgmt For For
20 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
21 Approve Merger by Absorption of Fortis Banque France Mgmt For For
22 Amend Bylaws to Remove All References to Preferred Stock (Class B)
Suscribed by SPPE on March 31, 2009; And Adopt new Version of Bylaws Mgmt
For For
23 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ConocoPhillips Meeting Date Country Primary Security ID Meeting Type
Record Date
Ticker: COP 12-May-10 USA 20825C104 Annual 15-Mar-10
CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717
Proponent Mgmt Rec Vote Instruction
Page 113 of 185
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1.1 Elect Director Richard L. Armitage Mgmt For For
1.2 Elect Director Richard H. Auchinleck Mgmt For For
1.3 Elect Director James E. Copeland, Jr. Mgmt For For
1.4 Elect Director Kenneth M. Duberstein Mgmt For For
1.5 Elect Director Ruth R. Harkin Mgmt For For
1.6 Elect Director Harold W. Mcgraw III Mgmt For For
1.7 Elect Director James J. Mulva Mgmt For For
1.8 Elect Director Robert A. Niblock Mgmt For For
1.9 Elect Director Harald J. Norvik Mgmt For For
1.10 Elect Director William K. Reilly Mgmt For For
1.11 Elect Director Bobby S. Shackouls Mgmt For For
1.12 Elect Director Victoria J. Tschinkel Mgmt For For
1.13 Elect Director Kathryn C. Turner Mgmt For For
1.14 Elect Director William E. Wade, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Board Risk Management Oversight SH Against Against
4 Adopt Quantitative GHG Goals for Products and Operations SH Against For
5 Report on Environmental Impact of Oil Sands Operations in SH Against
Against
Canada
6 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against
Impacts
7 Report on Financial Risks of Climate Change SH Against Against
8 Adopt Goals to Reduce Emission of TRI Chemicals SH Against For
9 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For
Orientation and Gender Identity
10 Report on Political Contributions SH Against Against
CVS Caremark Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
12-May-10 USA 126650100 Annual 15-Mar-10
Ticker: CVS
CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Edwin M. Banks Mgmt For Against
2 Elect Director C. David Brown II Mgmt For Against
3 Elect Director David W. Dorman Mgmt For Against
4 Elect Director Kristen Gibney Williams Mgmt For For
5 Elect Director Marian L. Heard Mgmt For Against
6 Elect Director William H. Joyce Mgmt For For
7 Elect Director Jean-Pierre Millon Mgmt For For
8 Elect Director Terrence Murray Mgmt For For
Page 114 of 185
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9 Elect Director C.A. Lance Piccolo Mgmt For For
10 Elect Director Sheli Z. Rosenberg Mgmt For Against
11 Elect Director Thomas M. Ryan Mgmt For For
12 Elect Director Richard J. Swift Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For For
15 Provide Right to Call Special Meeting Mgmt For For
16 Report on Political Contributions SH Against Against
17 Adopt Global Warming Principles SH Against Against
Dril-Quip, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
12-May-10 USA 262037104 Annual 25-Mar-10
Ticker: DRQ
CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alexander P. Shukis Mgmt For For
2 Ratify Auditors Mgmt For For
Eastman Kodak Company Meeting Date Country Primary Security ID Meeting
Type Record Date
12-May-10 USA 277461109 Annual 15-Mar-10
Ticker: EK
CUSIP: 277461109 ISIN: US2774611097 SEDOL: 2300601
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Richard S. Braddock Mgmt For For
2 Elect Director Herald Y. Chen Mgmt For For
3 Elect Director Adam H. Clammer Mgmt For For
4 Elect Director Timothy M. Donahue Mgmt For For
5 Elect Director Michael J. Hawley Mgmt For For
6 Elect Director William H. Hernandez Mgmt For For
7 Elect Director Douglas R. Lebda Mgmt For For
8 Elect Director Debra L. Lee Mgmt For For
9 Elect Director Delano E. Lewis Mgmt For For
10 Elect Director William G. Parrett Mgmt For For
11 Elect Director Antonio M. Perez Mgmt For For
12 Elect Director Joel Seligman Mgmt For For
13 Elect Director Dennis F. Strigl Mgmt For For
14 Elect Director Laura D'Andrea Tyson Mgmt For For
15 Ratify Auditors Mgmt For For
Page 115 of 185
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16 Amend Omnibus Stock Plan Mgmt For Against
17 Amend Executive Incentive Bonus Plan Mgmt For For
Knight Capital Group, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
12-May-10 USA 499005106 Annual 01-Apr-10
Ticker: NITE
CUSIP: 499005106 ISIN: US4990051066 SEDOL: 2266275
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William L. Bolster Mgmt For For
1.2 Elect Director Gary R. Griffith Mgmt For For
1.3 Elect Director Thomas M. Joyce Mgmt For For
1.4 Elect Director James W. Lewis Mgmt For For
1.5 Elect Director Thomas C. Lockburner Mgmt For For
1.6 Elect Director James T. Milde Mgmt For For
1.7 Elect Director Christopher C. Quick Mgmt For For
1.8 Elect Director Laurie M. Shahon Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
ManTech International Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
12-May-10 USA 564563104 Annual 18-Mar-10
Ticker: MANT
CUSIP: 564563104 ISIN: US5645631046 SEDOL: 2825308
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director George J. Pedersen Mgmt For For
1.2 Elect Director Richard L. Armitage Mgmt For For
1.3 Elect Director Mary K. Bush Mgmt For For
1.4 Elect Director Barry G. Campbell Mgmt For For
1.5 Elect Director W.R. Fatzinger, Jr. Mgmt For For
1.6 Elect Director David E. Jeremiah Mgmt For For
1.7 Elect Director Richard J. Kerr Mgmt For For
1.8 Elect Director Kenneth A. Minihan Mgmt For For
1.9 Elect Director Stephen W. Porter Mgmt For For
1.10 Elect Director Lawrence B. Prior, III Mgmt For For
2 Ratify Auditors Mgmt For For
Murphy Oil Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
12-May-10 USA 626717102 Annual 15-Mar-10
Ticker: MUR
Page 116 of 185
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CUSIP: 626717102 ISIN: US6267171022 SEDOL: 2611206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Frank W. Blue Mgmt For For
1.2 Elect Director Claiborne P. Deming Mgmt For For
1.3 Elect Director Robert A. Hermes Mgmt For For
1.4 Elect Director James V. Kelley Mgmt For For
1.5 Elect Director R. Madison Murphy Mgmt For For
1.6 Elect Director William C. Nolan, Jr. Mgmt For For
1.7 Elect Director Neal E. Schmale Mgmt For For
1.8 Elect Director David J. H. Smith Mgmt For For
1.9 Elect Directors Caroline G. Theus Mgmt For For
1.10 Elect Directors David M. Wood Mgmt For For
2 Ratify Auditors Mgmt For For
Philip Morris International Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
12-May-10 USA 718172109 Annual 16-Mar-10
Ticker: PM
CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Harold Brown Mgmt For For
2 Elect Director Mathis Cabiallavetta Mgmt For For
3 Elect Director Louis C. Camilleri Mgmt For For
4 Elect Director J. Dudley Fishburn Mgmt For For
5 Elect Director Jennifer Li Mgmt For For
6 Elect Director Graham Mackay Mgmt For For
7 Elect Director Sergio Marchionne Mgmt For For
8 Elect Director Lucio A. Noto Mgmt For For
9 Elect Director Carlos Slim Helu Mgmt For For
10 Elect Director Stephen M. Wolf Mgmt For For
11 Ratify Auditors Mgmt For For
12 Report on Effect of Marketing Practices on the Poor SH Against Against
13 Establish Supplier Human Rights Purchasing Protocols SH Against Against
Rogers Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
12-May-10 USA 775133101 Annual 16-Mar-10
Ticker: ROG
CUSIP: 775133101 ISIN: US7751331015 SEDOL: 2746700
Vote
Proponent Mgmt Rec Instruction
Page 117 of 185
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1.1 Elect Director Charles M. Brennan, III Mgmt For For
1.2 Elect Director Gregory B. Howey Mgmt For For
1.3 Elect Director J. Carl Hsu Mgmt For For
1.4 Elect Director Carol R. Jensen Mgmt For For
1.5 Elect Director Eileen S. Kraus Mgmt For For
1.6 Elect Director William E. Mitchell Mgmt For For
1.7 Elect Director Robert G. Paul Mgmt For For
1.8 Elect Director Robert D. Wachob Mgmt For For
2 Ratify Auditors Mgmt For For
The Warnaco Group, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
12-May-10 USA 934390402 Annual 18-Mar-10
Ticker: WRC
CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668
Vote
Proponent Mgmt Rec Instruction
1 Elect Director David A. Bell Mgmt For For
2 Elect Director Robert A. Bowman Mgmt For For
3 Elect Director Richard Karl Goeltz Mgmt For For
4 Elect Director Joseph R. Gromek Mgmt For For
5 Elect Director Sheila A. Hopkins Mgmt For For
6 Elect Director Charles R. Perrin Mgmt For For
7 Elect Director Nancy A. Reardon Mgmt For For
8 Elect Director Donald L. Seeley Mgmt For For
9 Elect Director Cheryl Nido Turpin Mgmt For For
10 Ratify Auditors Mgmt For For
Tower Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
12-May-10 USA 891777104 Annual 16-Mar-10
Ticker: TWGP
CUSIP: 891777104 ISIN: US8917771045 SEDOL: B03KNS5
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Charles A. Bryan Mgmt For For
1.2 Elect Director Robert S. Smith Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
Tupperware Brands Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
12-May-10 USA 899896104 Annual 15-Mar-10
Ticker: TUP
Page 118 of 185
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CUSIP: 899896104 ISIN: US8998961044 SEDOL: 2872069
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Rita Bornstein, Ph.D. Mgmt For For
2 Elect Director Kriss Cloninger, III Mgmt For For
3 Elect Director E.V. Goings Mgmt For For
4 Elect Director Joe R. Lee Mgmt For For
5 Elect Director Bob Marbut Mgmt For For
6 Elect Director Antonio Monteiro de Castro Mgmt For For
7 Elect Director David R. Parker Mgmt For For
8 Elect Director Joyce M. Roche Mgmt For For
9 Elect Director J. Patrick Spainhour Mgmt For For
10 Elect Director M. Anne Szostak Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
13 Approve Omnibus Stock Plan Mgmt For Against
Unilever plc Meeting Date Country Primary Security ID Meeting Type Record
Date
12-May-10 United Kingdom G92087165 Annual 10-May-10
Ticker: N/A
CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Paul Polman as Director Mgmt For For
4 Elect Jean-Marc Huet as Director Mgmt For For
5 Re-elect Louise Fresco as Director Mgmt For For
6 Re-elect Ann Fudge as Director Mgmt For For
7 Re-elect Charles Golden as Director Mgmt For For
8 Re-elect Byron Grote as Director Mgmt For For
9 Re-elect Hixonia Nyasulu as Director Mgmt For For
10 Re-elect Kees Storm as Director Mgmt For For
11 Re-elect Michael Treschow as Director Mgmt For For
12 Re-elect Jeroen van der Veer as Director Mgmt For For
13 Re-elect Paul Walsh as Director Mgmt For For
14 Elect Sir Malcolm Rifkind as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
Page 119 of 185
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17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
22 Approve the Management Co-Investment Plan Mgmt For For
23 Adopt New Articles of Association Mgmt For For
Alexanders, Inc Meeting Date Country Primary Security ID Meeting Type
Record Date
13-May-10 USA 014752109 Annual 15-Mar-10
Ticker: ALX
CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael D. Fascitelli Mgmt For Withhold
1.2 Elect Director Thomas R. DiBenedetto Mgmt For For
2 Ratify Auditors Mgmt For For
AMERIGROUP Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 03073T102 Annual 16-Mar-10
Ticker: AGP
CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kay Coles James Mgmt For For
1.2 Elect Director Hala Moddelmog Mgmt For For
1.3 Elect Director Uwe E. Reinhardt, Ph.d. Mgmt For For
2 Ratify Auditors Mgmt For For
Bill Barrett Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 06846N104 Annual 15-Mar-10
Ticker: BBG
CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William F. Owens Mgmt For For
1.2 Elect Director Randy A. Foutch Mgmt For For
1.3 Elect Director Joseph N. Jaggers Mgmt For For
1.4 Elect Director Edmund P. Segner, III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Reduce Supermajority Vote Requirement SH Against For
Page 120 of 185
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C.H. Robinson Worldwide, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
13-May-10 USA 12541W209 Annual 16-Mar-10
Ticker: CHRW
CUSIP: 12541W209 ISIN: US12541W2098 SEDOL: 2116228
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Steven L. Polacek Mgmt For For
2 Elect Director ReBecca Koenig Roloff Mgmt For For
3 Elect Director Michael W. Wickham Mgmt For For
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
Carter's, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
13-May-10 USA 146229109 Annual 26-Mar-10
Ticker: CRI
CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vanessa J. Castagna Mgmt For For
1.2 Elect Director William J. Montgoris Mgmt For For
1.3 Elect Director David Pulver Mgmt For For
2 Ratify Auditors Mgmt For For
Cinemark Holdings, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 17243V102 Annual 25-Mar-10
Ticker: CNK
CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Benjamin D. Chereskin Mgmt For For
1.2 Elect Director Lee Roy Mitchell Mgmt For For
1.3 Elect Director Raymond W. Syufy Mgmt For For
2 Ratify Auditors Mgmt For For
Ford Motor Company Meeting Date Country Primary Security ID Meeting Type
Record Date
13-May-10 USA 345370860 Annual 17-Mar-10
Ticker: F
CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen G. Butler Mgmt For For
1.2 Elect Director Kimberly A. Casiano Mgmt For For
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1.3 Elect Director Anthony F. Earley, Jr. Mgmt For For
1.4 Elect Director Edsel B. Ford II Mgmt For For
1.5 Elect Director William Clay Ford, Jr. Mgmt For For
1.6 Elect Director Richard A. Gephardt Mgmt For For
1.7 Elect Director Irvine O. Hockaday, Jr. Mgmt For For
1.8 Elect Director Richard A. Manoogian Mgmt For For
1.9 Elect Director Ellen R. Marram Mgmt For For
1.10 Elect Director Alan Mulally Mgmt For For
1.11 Elect Director Homer A. Neal Mgmt For For
1.12 Elect Director Gerald L. Shaheen Mgmt For For
1.13 Elect Director John L. Thornton Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt NOL Rights Plan (NOL Pill) Mgmt For For
4 Disclose Prior Government Service SH Against Against
5 Adopt Recapitalization Plan SH Against Against
6 Report on Political Contributions SH Against Against
7 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
8 Prohibit Energy Projects Only Concerned With CO2 Reduction SH Against
Against
General Maritime Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 Marshall Isl Y2693R101 Annual 15-Mar-10
Ticker: GMR
CUSIP: Y2693R101 ISIN: MHY2693R1018 SEDOL: B3KH711
Vote
Proponent Mgmt Rec Instruction
1.1 Reelect Peter C. Georgiopoulos as Director Mgmt For For
1.2 Reelect William J. Crabtree as Director Mgmt For For
1.3 Reelect Dr. E. Grant Gibbons as Director Mgmt For For
2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Google Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
13-May-10 USA 38259P508 Annual 15-Mar-10
Ticker: GOOG
CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Eric Schmidt Mgmt For For
1.2 Elect Director Sergey Brin Mgmt For For
1.3 Elect Director Larry Page Mgmt For For
1.4 Elect Director L. John Doerr Mgmt For For
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1.5 Elect Director John L. Hennessy Mgmt For For
1.6 Elect Director Ann Mather Mgmt For For
1.7 Elect Director Paul S. Otellini Mgmt For For
1.8 Elect Director K. Ram Shriram Mgmt For For
1.9 Elect Director Shirley M. Tilghman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Prepare Sustainability Report SH Against For
5 Adopt Principles for Online Advertising SH Against Against
6 Amend Human Rights Policies Regarding Chinese Operations SH Against
Against
Highwoods Properties, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 431284108 Annual 02-Mar-10
Ticker: HIW
CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gene H. Anderson Mgmt For For
1.2 Elect Director Edward J. Fritsch Mgmt For For
1.3 Elect Director David J. Hartzell Mgmt For For
1.4 Elect Director Lawrence S. Kaplan Mgmt For For
1.5 Elect Director Sherry A. Kellett Mgmt For For
1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Rent-A-Center, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
13-May-10 USA 76009N100 Annual 31-Mar-10
Ticker: RCII
CUSIP: 76009N100 ISIN: US76009N1000 SEDOL: 2733092
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Mitchel E. Fadel Mgmt For For
2 Elect Director Kerney Laday Mgmt For For
3 Elect Director Paula Stern Mgmt For For
4 Ratify Auditors Mgmt For For
Republic Services, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 760759100 Annual 16-Mar-10
Ticker: RSG
CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530
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Vote
Proponent Mgmt Rec Instruction
1 Election Director James E. O Connor Mgmt For For
2 Election Director John W. Croghan Mgmt For For
3 Election Director James W. Crownover Mgmt For For
4 Election Director William J. Flynn Mgmt For For
5 Election Director David I. Foley Mgmt For For
6 Election Director Michael Larson Mgmt For For
7 Election Director Nolan Lehmann Mgmt For For
8 Election Director W. Lee Nutter Mgmt For For
9 Election Director Ramon A. Rodriguez Mgmt For For
10 Election Director Allan C. Sorensen Mgmt For For
11 Election Director John M. Trani Mgmt For For
12 Election Director Michael W. Wickham Mgmt For For
13 Ratify Auditors Mgmt For For
14 Report on Political Contributions SH Against Against
SIGA Technologies, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 826917106 Annual 31-Mar-10
Ticker: SIGA
CUSIP: 826917106 ISIN: US8269171067 SEDOL: 2107437
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Eric A. Rose Mgmt For For
1.2 Elect Director James J. Antal Mgmt For For
1.3 Elect Director Michael J. Bayer Mgmt For For
1.4 Elect Director Thomas E. Constance Mgmt For For
1.5 Elect Director Steven L. Fasman Mgmt For Withhold
1.6 Elect Director Scott M. Hammer Mgmt For For
1.7 Elect Director Joseph W. Marshall, III Mgmt For For
1.8 Elect Director Paul G. Savas Mgmt For Withhold
1.9 Elect Director Bruce Slovin Mgmt For Withhold
1.10 Elect Director Michael A. Weiner Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
The Charles Schwab Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
13-May-10 USA 808513105 Annual 15-Mar-10
Ticker: SCHW
CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Arun Sarin Mgmt For For
1.2 Elect Director Paula A. Sneed Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Report on Political Contributions SH Against Against
5 Adopt a Policy in which the Company will not Make or Promise to SH
Against For
Make Any Death Benefit Payments to Senior Executives
The Dow Chemical Company Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 260543103 Annual 15-Mar-10
Ticker: DOW
CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Arnold A. Allemang Mgmt For For
2 Elect Director Jacqueline K. Barton Mgmt For For
3 Elect Director James A. Bell Mgmt For Against
4 Elect Director Jeff M. Fettig Mgmt For Against
5 Elect Director Barbara H. Franklin Mgmt For For
6 Elect Director John B. Hess Mgmt For For
7 Elect Director Andrew N. Liveris Mgmt For For
8 Elect Director Paul Polman Mgmt For For
9 Elect Director Dennis H. Reilley Mgmt For For
10 Elect Director James M. Ringler Mgmt For For
11 Elect Director Ruth G. Shaw Mgmt For For
12 Elect Director Paul G. Stern Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Provide Right to Call Special Meeting Mgmt For For
15 Report on Environmental Remediation in Midland Area SH Against Against
16 Stock Retention/Holding Period SH Against Against
17 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
Bruker Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
14-May-10 USA 116794108 Annual 31-Mar-10
Ticker: BRKR
CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Wolf-Dieter Emmerich Mgmt For For
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1.2 Elect Director Brenda J. Furlong Mgmt For For
1.3 Elect Director Frank H. Laukien Mgmt For Withhold
1.4 Elect Director Richard A. Packer Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Tanger Factory Outlet Centers, Inc. Meeting Date Country Primary Security
ID Meeting Type Record Date
14-May-10 USA 875465106 Annual 18-Mar-10
Ticker: SKT
CUSIP: 875465106 ISIN: US8754651060 SEDOL: 2874582
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jack Africk Mgmt For For
1.2 Elect Director Steven B. Tanger Mgmt For For
1.3 Elect Director William G. Benton Mgmt For For
1.4 Elect Director Bridget Ryan Berman Mgmt For For
1.5 Elect Director Thomas E. Robinson Mgmt For For
1.6 Elect Director Allan L. Schuman Mgmt For For
1.7 Elect Director Stanley K. Tanger Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
Vulcan Materials Company Meeting Date Country Primary Security ID Meeting
Type Record Date
14-May-10 USA 929160109 Annual 17-Mar-10
Ticker: VMC
CUSIP: 929160109 ISIN: US9291601097 SEDOL: 2931205
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Douglas J. McGregor Mgmt For For
1.2 Elect Director Vincent J. Trosino Mgmt For For
1.3 Elect Director Philip J. Carroll, Jr. Mgmt For For
1.4 Elect Director James V. Napier Mgmt For For
2 Ratify Auditors Mgmt For For
3 Require a Majority Vote for the Election of Directors SH Against For
Consolidated Edison, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
17-May-10 USA 209115104 Annual 30-Mar-10
Ticker: ED
CUSIP: 209115104 ISIN: US2091151041 SEDOL: 2216850
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Kevin Burke Mgmt For For
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2 Elect Director Vincent A. Calarco Mgmt For For
3 Elect Director George Campbell, Jr. Mgmt For For
4 Elect Director Gordon J. Davis Mgmt For For
5 Elect Director Michael J. Del Giudice Mgmt For For
6 Elect Director Ellen V. Futter Mgmt For For
7 Elect Director John F. Hennessy, III Mgmt For For
8 Elect Director Sally Hernandez Mgmt For For
9 Elect Director John F. Killian Mgmt For For
10 Elect Director Eugene R. McGrath Mgmt For For
11 Elect Director Michael W. Ranger Mgmt For For
12 Elect Director L. Frederick Sutherland Mgmt For For
13 Ratify Auditors Mgmt For For
14 Increase Disclosure of Executive Compensation SH Against Against
Sanofi Aventis Meeting Date Country Primary Security ID Meeting Type
Record Date
17-May-10 France F5548N101 Annual/Special 12-May-10
Ticker: N/A
CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 2.40 per Mgmt For For
Share
4 Receive Auditors' Special Report Mentioning the Absence of New Mgmt For
Against
Related-Party Transactions
5 Ratify Appointment of Serge Weinberg as Director Mgmt For Against
6 Elect Catherine Brechignac as Director Mgmt For For
7 Reelect Robert Castaigne as Director Mgmt For Against
8 Reelect Lord Douro as Director Mgmt For For
9 Reelect Christian Mulliez as Director Mgmt For Against
10 Reelect Christopher Viehbacher as Director Mgmt For Against
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
12 Amend Articles 11 of Bylaws Re: Shareholding Requirements and Mgmt For
For
Length of Term for Directors
13 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Page 127 of 185
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B&G Foods, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
18-May-10 USA 05508R106 Annual 26-Mar-10
Ticker: BGS
CUSIP: 05508R106 ISIN: US05508R1068 SEDOL: B034L49
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert C. Cantwell Mgmt For For
1.2 Elect Director James R. Chambers Mgmt For For
1.3 Elect Director Cynthia T. Jamison Mgmt For For
1.4 Elect Director Dennis M. Mullen Mgmt For For
1.5 Elect Director Alfred Poe Mgmt For For
1.6 Elect Director Stephen C. Sherrill Mgmt For For
1.7 Elect Director David L. Wenner Mgmt For For
2 Eliminate Class of Common Stock Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For Against
5 Ratify Auditors Mgmt For For
Benchmark Electronics, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
18-May-10 USA 08160H101 Annual 29-Mar-10
Ticker: BHE
CUSIP: 08160H101 ISIN: US08160H1014 SEDOL: 2090816
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Cary T. Fu Mgmt For For
1.2 Elect Director Michael R. Dawson Mgmt For For
1.3 Elect Director Peter G. Dorflinger Mgmt For For
1.4 Elect Director Douglas G. Duncan Mgmt For For
1.5 Elect Director Laura W. Lang Mgmt For For
1.6 Elect Director Bernee D.L. Strom Mgmt For For
1.7 Elect Director Clay C. Williams Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Amend Shareholder Rights Plan (Poison Pill) Mgmt For For
4 Ratify Auditors Mgmt For For
Emergency Medical Services Corporation Meeting Date Country Primary Security
ID Meeting Type Record Date
18-May-10 USA 29100P102 Annual 01-Apr-10
Ticker: EMS
CUSIP: 29100P102 ISIN: US29100P1021 SEDOL: B0V02G8
Vote
Proponent Mgmt Rec Instruction
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1.1 Elect Director Steven B. Epstein Mgmt For For
1.2 Elect Director Paul B. Iannini Mgmt For For
1.3 Elect Director James T. Kelly Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
JPMorgan Chase & Co. Meeting Date Country Primary Security ID Meeting Type
Record Date
18-May-10 USA 46625h100 Annual 19-Mar-10
Ticker: JPM
CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Crandall C. Bowles Mgmt For For
1.2 Elect Director Stephen B. Burke Mgmt For For
1.3 Elect Director David M. Cote Mgmt For For
1.4 Elect Director James S. Crown Mgmt For For
1.5 Elect Director James Dimon Mgmt For For
1.6 Elect Director Ellen V. Futter Mgmt For For
1.7 Elect Director William H. Gray, III Mgmt For For
1.8 Elect Director Laban P. Jackson, Jr. Mgmt For For
1.9 Elect Director David C. Novak Mgmt For For
1.10 Elect Director Lee R. Raymond Mgmt For For
1.11 Elect Director William C. Weldon Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
4 Affirm Political Non-Partisanship SH Against Against
5 Amend Bylaws-- Call Special Meetings SH Against For
6 Report on Collateral in Derivatives Trading SH Against Against
7 Provide Right to Act by Written Consent SH Against For
8 Require Independent Board Chairman SH Against Against
9 Report on Pay Disparity SH Against Against
10 Stock Retention/Holding Period SH Against Against
Kraft Foods Inc Meeting Date Country Primary Security ID Meeting Type
Record Date
18-May-10 USA 50075N104 Annual 11-Mar-10
Ticker: KFT
CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Ajaypal S. Banga Mgmt For For
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2 Elect Director Myra M. Hart Mgmt For For
3 Elect Director Lois D. Juliber Mgmt For For
4 Elect Director Mark D. Ketchum Mgmt For For
5 Elect Director Richard A. Lerner Mgmt For For
6 Elect Director Mackey J. McDonald Mgmt For For
7 Elect Director John C. Pope Mgmt For For
8 Elect Director Fredric G. Reynolds Mgmt For For
9 Elect Director Irene B. Rosenfeld Mgmt For For
10 Elect Director J.F. Van Boxmeer Mgmt For For
11 Elect Director Deborah C. Wright Mgmt For For
12 Elect Director Frank G. Zarb Mgmt For For
13 Ratify Auditors Mgmt For For
14 Provide Right to Act by Written Consent SH Against For
Medicis Pharmaceutical Corp. Meeting Date Country Primary Security ID
Meeting Type Record Date
18-May-10 USA 584690309 Annual 19-Mar-10
Ticker: MRX
CUSIP: 584690309 ISIN: US5846903095 SEDOL: 2576510
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Michael A. Pietrangelo Mgmt For For
2 Elect Director Lottie H. Shackelford Mgmt For For
3 Elect Director Jonah Shacknai Mgmt For For
4 Ratify Auditors Mgmt For For
Morgan Stanley Meeting Date Country Primary Security ID Meeting Type
Record Date
18-May-10 USA 617446448 Annual 22-Mar-10
Ticker: MS
CUSIP: 617446448 ISIN: US6174464486 SEDOL: 2262314
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Roy J. Bostock Mgmt For For
2 Elect Director Erskine B. Bowles Mgmt For For
3 Elect Director Howard J. Davies Mgmt For For
4 Elect Director James P. Gorman Mgmt For For
5 Elect Director James H. Hance, Jr. Mgmt For For
6 Elect Director Nobuyuki Hirano Mgmt For For
7 Elect Director C. Robert Kidder Mgmt For For
8 Elect Director John J. Mack Mgmt For For
9 Elect Director Donald T. Nicolaisen Mgmt For For
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10 Elect Director Charles H. Noski Mgmt For For
11 Elect Director Hutham S. Olayan Mgmt For For
12 Elect Director O. Griffith Sexton Mgmt For For
13 Elect Director Laura D. Tyson Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
16 Amend Omnibus Stock Plan Mgmt For Against
17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
18 Stock Retention/Holding Period SH Against Against
19 Require Independent Board Chairman SH Against Against
20 Report on Pay Disparity SH Against Against
21 Claw-back of Payments under Restatements SH Against Against
Psychiatric Solutions, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
18-May-10 USA 74439H108 Annual 01-Apr-10
Ticker: PSYS
CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mark P. Clein Mgmt For For
1.2 Elect Director Richard D. Gore Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Royal Dutch Shell plc Meeting Date Country Primary Security ID Meeting
Type Record Date
18-May-10 United Kingdom G7690A118 Annual 16-May-10
Ticker: N/A
CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Charles Holliday as Director Mgmt For For
4 Re-elect Josef Ackermann as Director Mgmt For For
5 Re-elect Malcolm Brinded as Director Mgmt For For
6 Re-elect Simon Henry as Director Mgmt For For
7 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For
8 Re-elect Wim Kok as Director Mgmt For For
9 Re-elect Nick Land as Director Mgmt For For
10 Re-elect Christine Morin-Postel as Director Mgmt For For
Page 131 of 185
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11 Re-elect Jorma Ollila as Director Mgmt For For
12 Re-elect Jeroen van der Veer as Director Mgmt For For
13 Re-elect Peter Voser as Director Mgmt For For
14 Re-elect Hans Wijers as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Approve Scrip Dividend Scheme Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
22 Adopt New Articles of Association Mgmt For For
Shareholder Resolution Mgmt
23 Direct the Audit Committee or a Risk Committee of the Board to SH
Against Against
Commission and Review a Report on Investment Risks
Associated with Future Canadian Oil Sands Projects
Southwestern Energy Company Meeting Date Country Primary Security ID
Meeting Type Record Date
18-May-10 USA 845467109 Annual 31-Mar-10
Ticker: SWN
CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For
1.2 Elect Director Robert L. Howard Mgmt For For
1.3 Elect Director Harold M. Korell Mgmt For For
1.4 Elect Director Vello A. Kuuskraa Mgmt For For
1.5 Elect Director Kenneth R. Mourton Mgmt For For
1.6 Elect Director Steven L. Mueller Mgmt For For
1.7 Elect Director Charles E. Scharlau Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Require a Majority Vote for the Election of Directors SH Against For
5 Report on Political Contributions SH Against Against
Washington Real Estate Investment Trust Meeting Date Country Primary
Security ID Meeting Type Record Date
18-May-10 USA 939653101 Annual 15-Mar-10
Ticker: WRE
CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304
Vote
Proponent Mgmt Rec Instruction
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1.1 Elect Director William G. Byrnes Mgmt For For
1.2 Elect Director John P. McDaniel Mgmt For For
1.3 Elect Director George F. McKenzie Mgmt For For
2 Ratify Auditors Mgmt For For
ARRIS Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
19-May-10 USA 04269Q100 Annual 24-Mar-10
Ticker: ARRS
CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alex B. Best Mgmt For For
1.2 Elect Director Harry L. Bosco Mgmt For For
1.3 Elect Director James A. Chiddix Mgmt For For
1.4 Elect Director John Anderson Craig Mgmt For For
1.5 Elect Director Matthew B. Kearney Mgmt For For
1.6 Elect Director William H. Lambert Mgmt For For
1.7 Elect Director John R. Petty Mgmt For For
1.8 Elect Director Robert J. Stanzione Mgmt For For
1.9 Elect Director David A. Woodle Mgmt For For
2 Ratify Auditors Mgmt For For
Fossil, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
19-May-10 USA 349882100 Annual 31-Mar-10
Ticker: FOSL
CUSIP: 349882100 ISIN: US3498821004 SEDOL: 2346627
Vote
Proponent Mgmt Rec Instruction
1 Declassify the Board of Directors Mgmt For For
2.1 Elect Director Elaine Agather Mgmt For For
2.2 Elect Director Michael W. Barnes Mgmt For For
2.3 Elect Director Jeffrey N. Boyer Mgmt For For
2.4 Elect Director Kosta N. Kartsotis Mgmt For For
2.5 Elect Director Elysia Holt Ragusa Mgmt For For
2.6 Elect Director Jal S. Shroff Mgmt For For
2.7 Elect Director James E. Skinner Mgmt For For
2.8 Elect Director Michael Steinberg Mgmt For For
2.9 Elect Director Donald J. Stone Mgmt For For
2.10 Elect Director James M. Zimmerman Mgmt For For
2.11 Elect Director Elaine Agather Mgmt For For
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2.12 Elect Director Jal S. Shroff Mgmt For For
2.13 Elect Director Donald J. Stone Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Montpelier Re Holdings Ltd. Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: MRH 19-May-10 Bermuda G62185106 Annual 31-Mar-10
CUSIP: G62185106 ISIN: BMG621851069 SEDOL: 2956888
Proponent Mgmt Rec Vote Instruction
1.1 Elect John G. Bruton as Director Mgmt For For
1.2 Elect John F. Shettle as Director Mgmt For For
1.3 Elect Morgan W. Davis as Director Mgmt For For
1.4 Elect Thomas G. S. Busher as Director Mgmt For For
1.5 Elect Heinrich Burgi as Director Mgmt For For
2.1 Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd Mgmt For
For
2.2 2.3 2.4 Elect Thomas G. S. Busher as Director of Montpelier Reinsurance
Ltd Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd Elect
David S. Sinnott as Director of Montpelier Reinsurance Ltd Mgmt Mgmt Mgmt For
For For For For For
3A Approve Amendments on Advance Notice Provisions Mgmt For For
3B Approve Amendments on Limits on Board Size Mgmt For For
3C Approve Amendments on Reductions in Subsidiary Board Elections Mgmt For
For
4 Approve PricewaterhouseCoopers as Auditors and Authorize Mgmt For For
Board to Fix Their Remuneration
5 Transact Other Business (Non-Voting) Mgmt
ProAssurance Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
19-May-10 USA 74267C106 Annual 26-Mar-10
Ticker: PRA
CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Victor T. Adamo Mgmt For Withhold
1.2 Elect Director William J. Listwan Mgmt For Withhold
1.3 Elect Director W. Stancil Starnes Mgmt For Withhold
2 Ratify Auditors Mgmt For For
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TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Safeway Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
19-May-10 USA 786514208 Annual 22-Mar-10
Ticker: SWY
CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Steven A. Burd Mgmt For For
2 Elect Director Janet E. Grove Mgmt For Against
3 Elect Director Mohan Gyani Mgmt For For
4 Elect Director Paul Hazen Mgmt For Against
5 Elect Director Frank C. Herringer Mgmt For Against
6 Elect Director Kenneth W. Oder Mgmt For Against
7 Elect Director Arun Sarin Mgmt For For
8 Elect Director Michael S. Shannon Mgmt For For
9 Elect Director William Y. Tauscher Mgmt For For
10 Provide Right to Call Special Meeting Mgmt For For
11 Ratify Auditors Mgmt For For
12 Restore or Provide for Cumulative Voting SH Against Against
13 Adopt Global Warming Principles SH Against Against
14 Adopt a Policy in which the Company will not Make or Promise to SH
Against For
Make Any Death Benefit Payments to Senior Executives
15 Purchase Poultry from Suppliers Using CAK SH Against Against
Spartan Motors, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
19-May-10 USA 846819100 Annual 22-Mar-10
Ticker: SPAR
CUSIP: 846819100 ISIN: US8468191007 SEDOL: 2832535
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Richard F. Dauch Mgmt For For
1.2 Elect Director Ronald E. Harbour Mgmt For For
2 Ratify Auditors Mgmt For For
Statoil ASA Meeting Date Country Primary Security ID Meeting Type Record
Date
19-May-10 Norway R4446E112 Annual 03-May-10
Ticker: N/A
CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608
Vote
Proponent Mgmt Rec Instruction
1 Open Meeting Mgmt
2 Elect Olaug Svarva as Chair of Meeting Mgmt For For
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TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3 Approve Notice of Meeting and Agenda Mgmt For For
4 Registration of Attending Shareholders and Proxies Mgmt
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Approve Financial Statements and Statutory Reports; Approve Mgmt For For
Allocation of Income and Dividends of NOK 6.00 per Share
7 Approve Remuneration Policy And Other Terms of Employment Mgmt For Against
For Executive Management
8 Approve Remuneration of Auditors Mgmt For For
9a Reelect Olaug Svarva as Member of Corporate Assembly Mgmt For For
9b Reelect Idar Kreutzer as Member of Corporate Assembly Mgmt For For
9c Reelect Karin Aslaksen as Member of Corporate Assembly Mgmt For For
9d Reelect Greger Mannsverk as Member Corporate Assembly Mgmt For For
9e Relect Steinar Olsen as Member of Corporate Assembly Mgmt For For
9f Reelect Ingvald Strommen as Member of Corporate Assembly Mgmt For For
9g Reelect Rune Bjerke as Member of Corporate Assembly Mgmt For For
9h Relect Tore Ulstein as Member of Corporate Assembly Mgmt For For
9i Elect Live Aker as Member of Corporate Assembly Mgmt For For
9j Elect Siri Kalvig as Member of Corporate Assembly Mgmt For For
9k Elect Thor Bolstad as Member of Corporate Assembly Mgmt For For
9l Elect Barbro Haetta-Jacobsen as Member of Corporate Assembly Mgmt For For
9m Reelect Arthur Sletteberg as Deputy Member of Corporate Mgmt For For
Assembly
9n Reelect Anne-Margrethe Firing as Deputy Member of Corporate Mgmt For For
Assembly
9o Elect Linda Aase as Deputy Member of Corporate Assembly Mgmt For For
9p Reelect Shahzad Rana as Deputy Member of Corporate Assembly Mgmt For For
10 Approve Remuneration of Members and Deputy Members of Mgmt For For
Corporate Assembly in the Amount of NOK 100,000 for Chair,
NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and
NOK 5,250 for Deputy Members
11a Reelect Olaug Svarva as Chair of Nominating Committee Mgmt For For
11b Reelect Bjorn Haavik as Member of Nominating Committee Mgmt For For
11c Reelect Tom Rathke as Member of Nominating Committee Mgmt For For
11d Elect Live Aker as Member of Nominating Committee Mgmt For For
12 Approve Remuneration of Nominating Committee in the Amount Mgmt For For
of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting
for Other Members
13 Authorize Repurchase and Reissuance of Shares up to a Nominal Mgmt For
Against
Value of NOK 20 Million in Connection with Share Saving Scheme
for Employees
14 Authorize Repurchase of Shares up to a Nominal Value of NOK Mgmt For For
187.5 Million and Cancellation of Repurchased Shares; Amend
Articles Accordingly
Page 136 of 185
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Vote Summary Report
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15 Amend Articles Re: Specify Share Capital and Number of Shares; Right to
Sign for Company; Number of Members of Corporate Assembly; Approve Electronic
Distribution of Documents Pertaining to General Meetings; Other Amendments
Mgmt For For
Shareholder Proposals Mgmt
16 Withdraw Company From Tar Sands Activities in Canada Thoratec Corporation
Meeting Date Country SH Primary Security ID Meeting Type Against Record
Date Against
Ticker: THOR 19-May-10 USA 885175307 Annual 05-Apr-10
CUSIP: 885175307 ISIN: US8851753074 SEDOL: 2889962
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Neil F. Dimick Mgmt For For
1.2 Elect Director Gerhard F. Burbach Mgmt For For
1.3 Elect Director J. Daniel Cole Mgmt For For
1.4 Elect Director Steven H. Collis Mgmt For For
1.5 Elect Director Elisha W. Finney Mgmt For For
1.6 Elect Director D. Keith Grossman Mgmt For For
1.7 Elect Director Paul A. LaViolette Mgmt For For
1.8 Elect Director Daniel M. Mulvena Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors AmSurg Corp. Meeting Date Country Mgmt Primary Security
ID Meeting Type For Record Date For
Ticker: AMSG 20-May-10 USA 03232P405 Annual 29-Mar-10
CUSIP: 03232P405 ISIN: US03232P4054 SEDOL: 2781381
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director James A. Deal Mgmt For For
1.2 Elect Director Steven I. Geringer Mgmt For For
1.3 Elect Director Claire M. Gulmi Mgmt For For
1.4 Elect Director John W. Popp, Jr., Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Comcast Corporation Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: CMCSA 20-May-10 USA 20030N101 Annual 11-Mar-10
CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545
Proponent Mgmt Rec Vote Instruction
Page 137 of 185
TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director S. Decker Anstrom Mgmt For For
1.2 Elect Director Kenneth J. Bacon Mgmt For For
1.3 Elect Director Sheldon M. Bonovitz Mgmt For For
1.4 Elect Director Edward D. Breen Mgmt For For
1.5 Elect Director Julian A. Brodsky Mgmt For For
1.6 Elect Director Joseph J. Collins Mgmt For For
1.7 Elect Director J. Michael Cook Mgmt For For
1.8 Elect Director Gerald L. Hassell Mgmt For For
1.9 Elect Director Jeffrey A. Honickman Mgmt For For
1.10 Elect Director Brian L. Roberts Mgmt For For
1.11 Elect Director Ralph J. Roberts Mgmt For For
1.12 Elect Director Judith Rodin Mgmt For For
1.13 Elect Director Michael I. Sovern Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Provide for Cumulative Voting SH Against Against
5 Adopt Policy on Succession Planning SH Against Against
6 Require Independent Board Chairman SH Against Against
Dime Community Bancshares, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 253922108 Annual 25-Mar-10
Ticker: DCOM
CUSIP: 253922108 ISIN: US2539221083 SEDOL: 2034148
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vincent F. Palagiano Mgmt For Withhold
1.2 Elect Director Patrick E. Curtin Mgmt For Withhold
1.3 Elect Director Omer S.J. Williams Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Goodrich Petroleum Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 382410405 Annual 08-Apr-10
Ticker: GDP
CUSIP: 382410405 ISIN: US3824104059 SEDOL: 2200961
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Walter G. 'Gil' Goodrich Mgmt For For
1.2 Elect Director Robert C. Turnham, Jr. Mgmt For For
1.3 Elect Director Stephen M. Straty Mgmt For For
1.4 Elect Director Arthur A. Seeligson Mgmt For For
Page 138 of 185
TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
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2 Ratify Auditors Mgmt For For
GrafTech International Ltd. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 384313102 Annual 25-Mar-10
Ticker: GTI
CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Randy W. Carson Mgmt For For
1.2 Elect Director Mary B. Cranston Mgmt For For
1.3 Elect Director Harold E. Layman Mgmt For For
1.4 Elect Director Ferrell P. McClean Mgmt For For
1.5 Elect Director Michael C. Nahl Mgmt For For
1.6 Elect Director Steven R. Shawley Mgmt For For
1.7 Elect Director Craig S. Shular Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
JetBlue Airways Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 477143101 Annual 25-Mar-10
Ticker: JBLU
CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David Barger Mgmt For For
1.2 Elect Director Peter Boneparth Mgmt For For
1.3 Elect Director David Checketts Mgmt For For
1.4 Elect Director Virginia Gambale Mgmt For For
1.5 Elect Director Stephan Gemkow Mgmt For For
1.6 Director Joel Peterson Mgmt For Withhold
1.7 Elect Director Ann Rhoades Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
Knight Transportation, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 499064103 Annual 31-Mar-10
Ticker: KNX
CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kevin P. Knight Mgmt For For
1.2 Elect Director Randy Knight Mgmt For For
Page 139 of 185
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Vote Summary Report
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1.3 Elect Director Michael Garnreiter Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Magellan Health Services, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 559079207 Annual 31-Mar-10
Ticker: MGLN
CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael P. Ressner Mgmt For For
1.2 Elect Director Michael S. Diament Mgmt For For
2 Ratify Auditors Mgmt For For
McDonald's Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
20-May-10 USA 580135101 Annual 23-Mar-10
Ticker: MCD
CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Walter E. Massey Mgmt For For
2 Elect Director John W. Rogers, Jr. Mgmt For For
3 Elect Director Roger W. Stone Mgmt For For
4 Elect Director Miles D. White Mgmt For For
5 Ratify Auditors Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
7 Reduce Supermajority Vote Requirement SH Against For
8 Require Suppliers to Adopt CAK SH Against Against
9 Adopt Cage-Free Eggs Purchasing Policy SH Against Against
MFA Financial Inc Meeting Date Country Primary Security ID Meeting Type
Record Date
20-May-10 USA 55272X102 Annual 23-Mar-10
Ticker: MFA
CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stewart Zimmerman Mgmt For For
1.2 Elect Director James A. Brodsky Mgmt For For
1.3 Elect Director Alan L. Gosule Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Page 140 of 185
TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
National Retail Properties, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 637417106 Annual 22-Mar-10
Ticker: NNN
CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Don DeFosset Mgmt For For
1.2 Elect Director Dennis E. Gershenson Mgmt For For
1.3 Elect Director Kevin B. Habicht Mgmt For For
1.4 Elect Director Richard B. Jennings Mgmt For For
1.5 Elect Director Ted B. Lanier Mgmt For For
1.6 Elect Director Robert C. Legler Mgmt For For
1.7 Elect Director Craig Macnab Mgmt For For
1.8 Elect Director Robert Martinez Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
The Home Depot, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
20-May-10 USA 437076102 Annual 22-Mar-10
Ticker: HD
CUSIP: 437076102 ISIN: US4370761029 SEDOL: 2434209
Vote
Proponent Mgmt Rec Instruction
1 Elect Director F. Duane Ackerman Mgmt For For
2 Elect Director David H. Batchelder Mgmt For For
3 Elect Director Francis S. Blake Mgmt For For
4 Elect Director Ari Bousbib Mgmt For For
5 Elect Director Gregory D. Brenneman Mgmt For For
6 Elect Director Albert P. Carey Mgmt For For
7 Elect Director Armando Codina Mgmt For For
8 Elect Director Bonnie G. Hill Mgmt For For
9 Elect Director Karen L. Katen Mgmt For For
10 Ratify Auditors Mgmt For For
11 Amend Omnibus Stock Plan Mgmt For For
12 Provide for Cumulative Voting SH Against Against
13 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
14 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
15 Provide Right to Act by Written Consent SH Against For
16 Require Independent Board Chairman SH Against Against
Page 141 of 185
TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
17 Prepare Employment Diversity Report SH Against For
18 Reincorporate in Another State [from Delaware to North Dakota] SH
Against Against
The Talbots, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
20-May-10 USA 874161102 Annual 21-Apr-10
Ticker: TLB
CUSIP: 874161102 ISIN: US8741611029 SEDOL: 2871806
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Marjorie L. Bowen Mgmt For For
1.2 Elect Director John W. Gleeson Mgmt For For
1.3 Elect Director Andrew H. Madsen Mgmt For For
1.4 Elect Director Gary M. Pfeiffer Mgmt For For
1.5 Elect Director Trudy F. Sullivan Mgmt For For
1.6 Elect Director Susan M. Swain Mgmt For For
2 Ratify Auditors Mgmt For For
Westlake Chemical Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 960413102 Annual 01-Apr-10
Ticker: WLK
CUSIP: 960413102 ISIN: US9604131022 SEDOL: B01ZP20
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director E. William Barnett Mgmt For For
1.2 Elect Director Robert T. Blakely Mgmt For For
1.3 Elect Director Albert Chao Mgmt For For
2 Ratify Auditors Mgmt For For
FPL Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
21-May-10 USA 302571104 Annual 22-Mar-10
Ticker: FPL
CUSIP: 302571104 ISIN: US3025711041 SEDOL: 2328915
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Sherry S. Barrat Mgmt For For
1.2 Elect Director Robert M. Beall, II Mgmt For For
1.3 Elect Director J. Hyatt Brown Mgmt For For
1.4 Elect Director James L. Camaren Mgmt For For
1.5 Elect Director J. Brian Ferguson Mgmt For For
1.6 Elect Director Lewis Hay, III Mgmt For For
1.7 Elect Director Toni Jennings Mgmt For For
Page 142 of 185
TDX Independence 2020 Exchange-Traded Fund
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1.8 Elect Director Oliver D. Kingsley, Jr. Mgmt For For
1.9 Elect Director Rudy E. Schupp Mgmt For For
1.10 Elect Director William H. Swanson Mgmt For For
1.11 Elect Director Michael H. Thaman Mgmt For For
1.12 Elect Director Hansel E. Tookes, II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Change Company Name Mgmt For For
L.B. Foster Company Meeting Date Country Primary Security ID Meeting Type
Record Date
21-May-10 USA 350060109 Annual 19-Mar-10
Ticker: FSTR
CUSIP: 350060109 ISIN: US3500601097 SEDOL: 2348225
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lee B. Foster II Mgmt For For
1.2 Elect Director Stan L. Hasselbusch Mgmt For For
1.3 Elect Director Peter McIlroy II Mgmt For For
1.4 Elect Director G. Thomas McKane Mgmt For For
1.5 Elect Director Diane B. Owen Mgmt For For
1.6 Elect Director William H. Rackoff Mgmt For For
1.7 Elect Director Suzanne B. Rowland Mgmt For For
2 Ratify Auditors Mgmt For For
Time Warner Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
21-May-10 USA 887317303 Annual 26-Mar-10
Ticker: TWX
CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2
Vote
Proponent Mgmt Rec Instruction
1 Elect Director James L. Barksdale Mgmt For Against
2 Elect Director William P. Barr Mgmt For For
3 Elect Director Jeffrey L. Bewkes Mgmt For For
4 Elect Director Stephen F. Bollenbach Mgmt For For
5 Elect Director Frank J. Caufield Mgmt For Against
6 Elect Director Robert C. Clark Mgmt For Against
7 Elect Director Mathias Dopfner Mgmt For For
8 Elect Director Jessica P. Einhorn Mgmt For Against
9 Elect Director Fred Hassan Mgmt For For
10 Elect Director Michael A. Miles Mgmt For For
11 Elect Director Kenneth J. Novack Mgmt For Against
Page 143 of 185
TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
12 Elect Director Deborah C. Wright Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For Against
15 Provide Right to Call Special Meeting Mgmt For For
16 Reduce Supermajority Vote Requirement SH Against For
17 Stock Retention/Holding Period SH Against Against
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
Total SA Meeting Date Country Primary Security ID Meeting Type Record Date
21-May-10 France F92124100 Annual/Special 18-May-10
Ticker: N/A
CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 2.28 per Mgmt For For
Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Approve Transaction with Christophe de Margerie Re: Severance Mgmt For
Against
Payment
6 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
7 Reelect Thierry Desmarest as Director Mgmt For For
8 Reelect Thierry de Rudder as Director Mgmt For For
9 Elect Gunnar Brock as Director Mgmt For For
10 Elect Claude Clement as Representative of Employee Mgmt For For
Shareholders to the Board
11 Elect Philippe Marchandise as Representative of Employee Mgmt Against
Against
Shareholders to the Board
12 Elect Mohammed Zaki as Representative of Employee Mgmt Against Against
Shareholders to the Board
13 Reelect Ernst & Young Audit as Auditor Mgmt For For
14 Reelect KPMG Audit as Auditor Mgmt For For
15 Ratify Auditex as Alternate Auditor Mgmt For For
16 Ratify KPMG Audit I.S. as Alternate Auditor Mgmt For For
Special Business Mgmt
17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For
For
Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5
Billion
Page 144 of 185
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18 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt
For For
Preemptive Rights up to Aggregate Nominal Amount of EUR 850
million
19 Authorize Capital Increase of up to 10 Percent of Issued Capital Mgmt
For For
for Future Acquisitions
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Authorize up to 0.1 Percent of Issued Capital for Use in Stock Mgmt For
For
Option Plan
Employee Shareholder Proposals Mgmt
A Amend Article 9 of Bylaws Re: Mutual Fund SH Against Against
UnitedHealth Group Incorporated Meeting Date Country Primary Security ID
Meeting Type Record Date
24-May-10 USA 91324P102 Annual 26-Mar-10
Ticker: UNH
CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766
Vote
Proponent Mgmt Rec Instruction
1 Elect Director William C. Ballard, Jr. Mgmt For For
2 Elect Director Richard T. Burke Mgmt For For
3 Elect Director Robert J. Darretta Mgmt For For
4 Elect Director Stephen J. Hemsley Mgmt For For
5 Elect Director Michele J. Hooper Mgmt For For
6 Elect Director Douglas W. Leatherdale Mgmt For For
7 Elect Director Glenn M. Renwick Mgmt For For
8 Elect Director Kenneth I. Shine Mgmt For For
9 Elect Director Gail R. Wilensky Mgmt For For
10 Ratify Auditors Mgmt For For
11 Report on Lobbying Expenses SH Against Against
12 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
Amazon.com, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
25-May-10 USA 023135106 Annual 29-Mar-10
Ticker: AMZN
CUSIP: 023135106 ISIN: US0231351067 SEDOL: 2000019
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Jeffrey P. Bezos Mgmt For For
2 Elect Director Tom A. Alberg Mgmt For For
3 Elect Director John Seely Brown Mgmt For For
4 Elect Director William B. Gordon Mgmt For For
5 Elect Director Alain Monie Mgmt For For
6 Elect Director Thomas O. Ryder Mgmt For For
Page 145 of 185
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7 Elect Director Patricia Q. Stonesifer Mgmt For For
8 Ratify Auditors Mgmt For For
9 Report on Political Contributions SH Against Against
Columbia Sportswear Co. Meeting Date Country Primary Security ID Meeting
Type Record Date
25-May-10 USA 198516106 Annual 22-Mar-10
Ticker: COLM
CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gertrude Boyle Mgmt For For
1.2 Elect Director Timothy P. Boyle Mgmt For For
1.3 Elect Director Sarah A. Bany Mgmt For For
1.4 Elect Director Murrey R. Albers Mgmt For For
1.5 Elect Director Stephen E. Babson Mgmt For For
1.6 Elect Director Andy D. Bryant Mgmt For For
1.7 Elect Director Edward S. George Mgmt For For
1.8 Elect Director Walter T. Klenz Mgmt For For
1.9 Elect Director John W. Stanton Mgmt For For
2 Ratify Auditors Mgmt For For
NuVasive, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
25-May-10 USA 670704105 Annual 29-Mar-10
Ticker: NUVA
CUSIP: 670704105 ISIN: US6707041058 SEDOL: B00GJC2
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alexis V. Lukianov Mgmt For For
1.2 Elect Director Jack R. Blair Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
Omnicom Group Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
25-May-10 USA 681919106 Annual 05-Apr-10
Ticker: OMC
CUSIP: 681919106 ISIN: US6819191064 SEDOL: 2279303
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John D. Wren Mgmt For For
1.2 Elect Director Bruce Crawford Mgmt For For
1.3 Elect Director Alan R. Batkin Mgmt For For
1.4 Elect Director Robert Charles Clark Mgmt For For
Page 146 of 185
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1.5 Elect Director Leonard S. Coleman, Jr. Mgmt For For
1.6 Elect Director Errol M. Cook Mgmt For For
1.7 Elect Director Susan S. Denison Mgmt For For
1.8 Elect Director Michael A. Henning Mgmt For For
1.9 Elect Director John R. Murphy Mgmt For For
1.10 Elect Director John R. Purcell Mgmt For For
1.11 Elect Director Linda Johnson Rice Mgmt For For
1.12 Elect Director Gary L. Roubos Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
5 Reimburse Proxy Contest Expenses SH Against Against
6 Adopt a Policy in which the Company will not Make or Promise to SH
Against For
Make Any Death Benefit Payments to Senior Executives
7 Reduce Supermajority Vote Requirement SH Against For
Riverbed Technology, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
25-May-10 USA 768573107 Annual 15-Apr-10
Ticker: RVBD
CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mark A. Floyd Mgmt For Withhold
1.2 Elect Director Christopher J. Schaepe Mgmt For Withhold
1.3 Elect Director James R. Swartz Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
Societe generale Meeting Date Country Primary Security ID Meeting Type
Record Date
25-May-10 France F43638141 Annual/Special 20-May-10
Ticker: N/A
CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income and Dividends of EUR 0.25 per Mgmt For For
Share
3 Approve Stock Dividend Program Mgmt For For
4 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
Page 147 of 185
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5 Approve Auditors' Special Report Regarding Ongoing Related-Party
Transactions Mgmt For For
6 Approve Ongoing Additional Pension Scheme Agreements for Daniel Bouton,
Philippe Citerne, Didier Alix, and Severin Cabannes Mgmt For Against
7 Approve Additional Pension Scheme Agreement for Jean-Francois Sammarcelli
Mgmt For For
8 Approve Additional Pension Scheme Agreement for Bernardo Sanchez Mgmt For
For
9 Approve Non-Compete Agreement for Philippe Citerne Mgmt For Against
10 Renew Severance Payment Agreement for Frederic Oudea Mgmt For Against
11 Approve Ongoing Non-Compete Agreement for Frederic Oudea Mgmt For Against
12 Reelect Robert Castaigne as Director Mgmt For For
13 Reelect Gianemilio Osculati as Director Mgmt For For
14 Elect one Director Mgmt
15 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt
For For
Special Business Mgmt
16 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR 460 Million; and/or Capitalization
of Reserves of up to EUR 550 Million Mgmt For For
17 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR 138 Million Mgmt For For
18 Authorize Board to Increase Capital in the Event of Additional Demand
Related to Delegation Submitted to Shareholder Vote Under Items 16 and 17
Mgmt For For
19 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future
Acquisitions Mgmt For For
20 Approve Employee Stock Purchase Plan Mgmt For Against
21 Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan
Mgmt For For
22 Authorize up to 4 Percent of Issued Capital for Use in Restricted Stock
Plan Mgmt For Against
23 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
24 Amend Articles 4, 6, 7, 14, 15, 18,19, 20, and 21 of Bylaws to Remove All
References to Preferred Stock (Class B) Subscribed by SPPE Mgmt For For
25 Authorize Filing of Required Documents/Other Formalities World Fuel Services
Corporation 25-May-10 Meeting Date USA Country Ticker: INT Mgmt 981475106
Primary Security ID Annual Meeting Type For Record Date 01-Apr-10 For
CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Paul H. Stebbins Mgmt For For
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1.2 Elect Director Michael J. Kasbar Mgmt For For
1.3 Elect Director Ken Bakshi Mgmt For For
1.4 Elect Director Joachim Heel Mgmt For For
1.5 Elect Director Richard A. Kassar Mgmt For For
1.6 Elect Director Myles Klein Mgmt For For
1.7 Elect Director J. Thomas Presby Mgmt For For
1.8 Elect Director Stephen K. Roddenberry Mgmt For For
2 Ratify Auditors Mgmt For For
Chevron Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
26-May-10 USA 166764100 Annual 01-Apr-10
Ticker: CVX
CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555
Vote
Proponent Mgmt Rec Instruction
1 Elect Director S.H. Armacost Mgmt For For
2 Elect Director L.F. Deily Mgmt For For
3 Elect Director R.E. Denham Mgmt For For
4 Elect Director R.J. Eaton Mgmt For For
5 Elect Director C. Hagel Mgmt For For
6 Elect Director E. Hernandez Mgmt For For
7 Elect Director F.G. Jenifer Mgmt For For
8 Elect Director G.L. Kirkland Mgmt For For
9 Elect Director S. Nunn Mgmt For For
10 Elect Director D.B. Rice Mgmt For For
11 Elect Director K.W. Sharer Mgmt For For
12 Elect Director C.R. Shoemate Mgmt For For
13 Elect Director J.G. Stumpf Mgmt For For
14 Elect Director R.D. Sugar Mgmt For For
15 Elect Director C. Ware Mgmt For For
16 Elect Director J.S. Watson Mgmt For For
17 Ratify Auditors Mgmt For For
18 Provide Right to Call Special Meeting Mgmt For For
19 Request Director Nominee with Environmental Qualifications SH Against For
20 Stock Retention/Holding Period SH Against Against
21 Disclose Payments To Host Governments SH Against Against
22 Adopt Guidelines for Country Selection SH Against For
23 Report on Financial Risks From Climate Change SH Against Against
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SH24 Amend Bylaws to Establish a Board Committee on Human Rights Against
Against
Exxon Mobil Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
26-May-10 USA 30231G102 Ticker: XOM Annual 06-Apr-10
CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director M.J. Boskin For For
Mgmt1.2 Elect Director P. Brabeck-Letmathe For For
Mgmt1.3 Elect Director L.R. Faulkner For For
Mgmt1.4 Elect Director J.S. Fishman For For
Mgmt1.5 Elect Director K.C. Frazier For For
Mgmt1.6 Elect Director W.W. George For For
Mgmt1.7 Elect Director M.C. Nelson For For
Mgmt1.8 Elect Director S.J. Palmisano For For
Mgmt1.9 Elect Director S.C. Reinemund For For
Mgmt1.10 Elect Director R.W. Tillerson For For
Mgmt1.11 Elect Director E.E. Whitacre, Jr. For For
Mgmt2 Ratify Auditors For For
SH3 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For
SH4 Reincorporate in Another State [from New Jersey to North Dakota] Against
Against
SH5 Advisory Vote to Ratify Named Executive Officers' Compensation Against For
SH6 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and
Gender Identity Against Against
SH7 Adopt Policy on Human Right to Water Against Against
SH8 Adopt Policy to Address Coastal Louisiana Environmental Impacts Against
Against
SH9 Report on Environmental Impact of Oil Sands Operations in Canada Against
For
SH10 Report on Environmental Impacts of Natural Gas Fracturing Against For
SH11 Report on Energy Technologies Development Against Against
SH12 Adopt Quantitative GHG Goals from Products and Operations Against For
SH13 Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates
Hawaiian Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type
Against Record Date Against
26-May-10 USA 419879101 Ticker: HA Annual 07-Apr-10
CUSIP: 419879101 ISIN: US4198791018 SEDOL: 2408044
Proponent Mgmt Rec Vote Instruction
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1.1 Elect Director Gregory S. Anderson Mgmt For For
1.2 Elect Director L. Todd Budge Mgmt For For
1.3 Elect Director Donald J. Carty Mgmt For For
1.4 Elect Director Mark B. Dunkerley Mgmt For For
1.5 Elect Director Lawrence S. Hershfield Mgmt For For
1.6 Elect Director Randall L. Jenson Mgmt For For
1.7 Elect Director Bert T. Kobayashi, Jr. Mgmt For For
1.8 Elect Director Crystal K. Rose Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
ION Geophysical Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
26-May-10 USA 462044108 Annual 01-Apr-10
Ticker: IO
CUSIP: 462044108 ISIN: US4620441083 SEDOL: 2460293
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Franklin Myers Mgmt For For
1.2 Elect Director Bruce S. Appelbaum Mgmt For For
1.3 Elect Director S. James Nelson, Jr. Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
National Financial Partners Corp. Meeting Date Country Primary Security ID
Meeting Type Record Date
26-May-10 USA 63607P208 Annual 30-Mar-10
Ticker: NFP
CUSIP: 63607P208 ISIN: US63607P2083 SEDOL: 2772921
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Stephanie Abramson Mgmt For For
2 Elect Director Arthur Ainsberg Mgmt For For
3 Elect Director Jessica Bibliowicz Mgmt For For
4 Elect Director R. Bruce Callahan Mgmt For For
5 Elect Director John Elliott Mgmt For For
6 Elect Director J. Barry Griswell Mgmt For For
7 Elect Director Shari Loessberg Mgmt For For
8 Elect Director Kenneth Mlekush Mgmt For For
9 Ratify Auditors Mgmt For For
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Onyx Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
26-May-10 USA 683399109 Annual 29-Mar-10
Ticker: ONXX
CUSIP: 683399109 ISIN: US6833991093 SEDOL: 2656069
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Corinne H. Nevinny Mgmt For For
1.2 Elect Director Thomas G. Wiggans Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
The Boston Beer Company, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
26-May-10 USA 100557107 Annual 29-Mar-10
Ticker: SAM
CUSIP: 100557107 ISIN: US1005571070 SEDOL: 2113393
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David A. Burwick Mgmt For For
1.2 Elect Director Pearson C. Cummin, III Mgmt For For
1.3 Elect Director Jean-Michel Valette Mgmt For For
The Southern Company Meeting Date Country Primary Security ID Meeting Type
Record Date
26-May-10 USA 842587107 Annual 30-Mar-10
Ticker: SO
CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director J. P. Baranco Mgmt For For
1.2 Elect Director J. A. Boscia Mgmt For For
1.3 Elect Director H. A. Clark III Mgmt For For
1.4 Elect Director H. W. Habermeyer, Jr. Mgmt For For
1.5 Elect Director V. M. Hagen Mgmt For For
1.6 Elect Director W. A. Hood, Jr. Mgmt For For
1.7 Elect Director D. M. James Mgmt For For
1.8 Elect Director J. N. Purcell Mgmt For For
1.9 Elect Director D. M. Ratcliffe Mgmt For For
1.10 Elect Director W. G. Smith, Jr. Mgmt For For
1.11 Elect Director L. D. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Eliminate Cumulative Voting Mgmt For For
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5 Increase Authorized Common Stock Mgmt For For
6 Adopt Quantitative GHG Goals for Products and Operations SH Against
Against
SH7 Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts Annaly
Capital Management Inc. 27-May-10 Meeting Date USA Country 035710409 Primary
Security ID Ticker: NLY Annual Meeting Type Against Record Date 29-Mar-10 For
CUSIP: 035710409 ISIN: US0357104092 SEDOL: 2113456
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Kevin P. Brady Mgmt For For
1.2 Elect Director E. Wayne Nordberg Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Brown Shoe Company, Inc. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: BWS 27-May-10 USA 115736100 Annual 31-Mar-10
CUSIP: 115736100 ISIN: US1157361007 SEDOL: 2146924
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Carla Hendra Mgmt For For
1.2 Elect Director Ward M. Klein Mgmt For For
1.3 Elect Director W. Patrick McGinnis Mgmt For For
1.4 Elect Director Diane M. Sullivan Mgmt For For
1.5 Elect Director Hal J. Upbin Mgmt For For
2 Ratify Auditors Collective Brands Inc. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: PSS 27-May-10 USA 19421W100 Annual 01-Apr-10
CUSIP: 19421W100 ISIN: US19421W1009 SEDOL: 2685966
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Daniel Boggan Jr. Mgmt For For
1.2 Elect Director Michael A. Weiss Mgmt For For
1.3 Elect Director Robert C. Wheeler Mgmt For For
2 Ratify Auditors Deutsche Bank AG Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: N/A 27-May-10 Germany D18190898 Annual 11-May-10
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CUSIP: D18190898 ISIN: DE0005140008 SEDOL: 5750355
Proponent Mgmt Rec Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Mgmt
2 Approve Allocation of Income and Dividends of EUR 0.75 per Share Mgmt For
For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
6 Authorize Repurchase of Up to Five Percent of Issued Share Capital for
Trading Purposes Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For
For
9 Approve Remuneration System for Management Board Members Mgmt For Against
10 Amend Articles Re: Participation in, Electronic Voting, and Exercise of
Voting Rights at General Meeting due to New German Legislation (Law on
Transposition of EU Shareholder's Rights Directive) Mgmt For For
11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion;
Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
12 Amend Affiliation Agreements with Subsidiaries Mgmt For For
13 Approve Affiliation Agreements with Subsidiaries DB Beteiligungs-Holding
GmbH and DB Finanz-Holding GmbH Digital River, Inc. Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: DRIV 27-May-10 USA 25388B104 Annual 31-Mar-10
CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Joel A. Ronning Mgmt For For
1.2 Elect Director Perry W. Steiner Mgmt For For
1.3 Elect Director Cheryl F. Rosner Mgmt For For
2 Ratify Auditors Heidrick & Struggles International, Inc. Ticker: HSII
27-May-10 Meeting Date USA Country Mgmt 422819102 Primary Security ID Annual
Meeting Type For Record Date 16-Apr-10 For
CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071
Proponent Mgmt Rec Vote Instruction
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1 Elect Director Richard I. Beattie Mgmt For For
2 Elect Director Antonio Borges Mgmt For For
3 Elect Director John A. Fazio Mgmt For For
4 Ratify Auditors Mgmt For For
Hutchison Whampoa Limited Meeting Date Country Primary Security ID Meeting
Type Record Date
27-May-10 Hong Kong Y38024108 Annual 19-May-10
Ticker: N/A
CUSIP: Y38024108 ISIN: HK0013000119 SEDOL: 6448068
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3a Reelect Li Tzar Kuoi, Victor as Director Mgmt For Against
3b Reelect Frank John Sixt as Director Mgmt For Against
3c Reelect Michael David Kadoorie as Director Mgmt For For
3d Reelect George Colin Magnus as Director Mgmt For Against
3e Reelect Margaret Leung Ko May Yee as Director Mgmt For Against
4 Appoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For
For
5a Approve Issuance of Equity or Equity-Linked Securities without Mgmt For
Against
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
5c Authorize Reissuance of Repurchased Shares Mgmt For Against
6 Approve CKH Master Agreement and Acquisition of CKH Mgmt For For
Connected Debt Securities
7 Approve HSE Master Agreement and Acquisition of HSE Mgmt For For
Connected Debt Securities
Mid-America Apartment Communities, Inc. Meeting Date Country Primary
Security ID Meeting Type Record Date
27-May-10 USA 59522J103 Annual 19-Mar-10
Ticker: MAA
CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For For
1.3 Elect Director John S. Grinalds Mgmt For For
1.4 Elect Director Ralph Horn Mgmt For For
1.5 Elect Director W. Reid Sanders Mgmt For For
1.6 Elect Director William B. Sansom Mgmt For For
1.7 Elect Director Philip W. Norwood Mgmt For For
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Mgmt1.8 Elect Director Simon R.C. Wadsworth For For
Mgmt2 Ratify Auditors optionsXpress Holdings, Inc. Meeting Date Country Primary
Security ID Meeting Type For Record Date For
27-May-10 USA 684010101 Ticker: OXPS Annual 29-Mar-10
CUSIP: 684010101 ISIN: US6840101017 SEDOL: B05QFX0
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director David A. Fisher For For
Mgmt1.2 Elect Director Michael J. Soenen For For
Mgmt1.3 Elect Director S. Scott Wald For For
Mgmt2 Ratify Auditors Polycom, Inc. Meeting Date Country Primary Security ID
Meeting Type For Record Date For
27-May-10 USA 73172K104 Ticker: PLCM Annual 01-Apr-10
CUSIP: 73172K104 ISIN: US73172K1043 SEDOL: 2693420
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director Robert C. Hagerty For For
Mgmt1.2 Elect Director Michael R. Kourey For For
Mgmt1.3 Elect Director Betsy S. Atkins For For
Mgmt1.4 Elect Director David G. DeWalt For For
Mgmt1.5 Elect Director John A. Kelley, Jr. For For
Mgmt1.6 Elect Director D. Scott Mercer For For
Mgmt1.7 Elect Director William A. Owens For For
Mgmt1.8 Elect Director Kevin T. Parker For For
Mgmt2 Amend Omnibus Stock Plan For Against
Mgmt3 Ratify Auditors RiskMetrics Group, Inc. Meeting Date Country Primary
Security ID Meeting Type For Record Date For
27-May-10 USA 767735103 Ticker: RISK Special 26-Apr-10
CUSIP: 767735103 ISIN: US7677351030 SEDOL: B2NXYQ3
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Merger Agreement For Abstain
Mgmt2 Adjourn Meeting HSBC Holdings plc Meeting Date Country Primary Security
ID Meeting Type For Record Date Abstain
28-May-10 United Kingdom G4634U169 Ticker: N/A Annual 27-May-10
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CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3a Re-elect Rona Fairhead as Director Mgmt For For
3b Re-elect Michael Geoghegan as Director Mgmt For For
3c Re-elect Stephen Green as Director Mgmt For For
3d Re-elect Gwyn Morgan as Director Mgmt For For
3e Re-elect Nagavara Murthy as Director Mgmt For For
3f Re-elect Simon Robertson as Director Mgmt For For
3g Re-elect John Thornton as Director Mgmt For For
3h Re-elect Sir Brian Williamson as Director Mgmt For For
4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
7 Amend Articles of Association Mgmt For For
8 Approve UK Share Incentive Plan Mgmt For For
9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
Catalyst Health Solutions, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
01-Jun-10 USA 14888B103 Annual 05-Apr-10
Ticker: CHSI
CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William E. Brock Mgmt For Withhold
1.2 Elect Director Edward S. Civera Mgmt For Withhold
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
First Solar, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
01-Jun-10 USA 336433107 Annual 15-Apr-10
Ticker: FSLR
CUSIP: 336433107 ISIN: US3364331070 SEDOL: B1HMF22
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael J. Ahearn Mgmt For For
1.2 Elect Director Robert J. Gillette Mgmt For For
1.3 Elect Director Craig Kennedy Mgmt For For
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1.4 Elect Director James F. Nolan Mgmt For For
1.5 Elect Director William J. Post Mgmt For For
1.6 Elect Director J. Thomas Presby Mgmt For For
1.7 Elect Director Paul H. Stebbins Mgmt For Withhold
1.8 Elect Director Michael Sweeney Mgmt For Withhold
1.9 Elect Director Jose H. Villarreal Mgmt For Withhold
2 Approve Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Isis Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
02-Jun-10 USA 464330109 Annual 06-Apr-10
Ticker: ISIS
CUSIP: 464330109 ISIN: US4643301090 SEDOL: 2459785
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stanley T. Crooke Mgmt For For
1.2 Elect Director Joseph Klein, III Mgmt For For
1.3 Elect Director John C. Reed Mgmt For For
2 Amend Non-Employee Director Stock Option Plan Mgmt For For
3 Amend Stock Option Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
Molson Coors Brewing Company Meeting Date Country Primary Security ID
Meeting Type Record Date
02-Jun-10 USA 60871R209 Annual 05-Apr-10
Ticker: TAP
CUSIP: 60871R209 ISIN: US60871R2094 SEDOL: B067BM3
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Directors John E. Cleghorn Mgmt For For
1.2 Elect Directors Charles M. Herington Mgmt For For
1.3 Elect Directors David P. O'Brien Mgmt For For
Telefonica S.A. Meeting Date Country Primary Security ID Meeting Type
Record Date
02-Jun-10 Spain 879382109 Annual 18-May-10
Ticker: N/A
CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524
Vote
Proponent Mgmt Rec Instruction
1 Approve Individual and Consolidated Financial Statements, Mgmt For For
Statutory Reports, Allocation of Income, and Discharge Directors
for Fiscal Year 2009
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2 Approve Distribution of Dividend Charged to Unrestricted Mgmt For For
Reserves
3 Authorize Repurchase of Shares Mgmt For For
4 Authorize Issuance of Convertible Bonds and Other Debt Mgmt For For
Securities Without Preemptive Rights
5 Reelect Auditors for Fiscal Year 2010 Mgmt For For
6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date
03-Jun-10 USA 25490A101 Annual 05-Apr-10
Ticker: DTV
CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Neil R. Austrian Mgmt For For
1.2 Elect Director Ralph F. Boyd, Jr. Mgmt For For
1.3 Elect Director Paul A. Gould Mgmt For For
1.4 Elect Director Charles R. Lee Mgmt For For
1.5 Elect Director Peter A. Lund Mgmt For For
1.6 Elect Director Gregory B. Maffei Mgmt For For
1.7 Elect Director John C. Malone Mgmt For For
1.8 Elect Director Nancy S. Newcomb Mgmt For For
1.9 Elect Director Haim Saban Mgmt For For
1.10 Elect Director Michael D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Stock Retention/Holding Period SH Against Against
Gartner, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
03-Jun-10 USA 366651107 Annual 08-Apr-10
Ticker: IT
CUSIP: 366651107 ISIN: US3666511072 SEDOL: 2372763
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael J. Bingle Mgmt For For
1.2 Elect Director Richard J. Bressler Mgmt For For
1.3 Elect Director Karen E. Dykstra Mgmt For For
1.4 Elect Director Russell P. Fradin Mgmt For Withhold
1.5 Elect Director Anne Sutherland Fuchs Mgmt For Withhold
1.6 Elect Director William O. Grabe Mgmt For For
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1.7 Elect Director Eugene A. Hall Mgmt For For
1.8 Elect Director Stephen G. Pagliuca Mgmt For For
1.9 Elect Director James C. Smith Mgmt For For
1.10 Elect Director Jeffrey W. Ubben Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Inspire Pharmaceuticals Meeting Date Country Primary Security ID Meeting
Type Record Date
03-Jun-10 USA 457733103 Annual 06-Apr-10
Ticker: ISPH
CUSIP: 457733103 ISIN: US4577331030 SEDOL: 2615695
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director George B. Abercrombie Mgmt For For
1.2 Elect Director Adrian Adams Mgmt For For
1.3 Elect Director Richard S. Kent Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For Against
Las Vegas Sands Corp Meeting Date Country Primary Security ID Meeting Type
Record Date
03-Jun-10 USA 517834107 Annual 12-Apr-10
Ticker: LVS
CUSIP: 517834107 ISIN: US5178341070 SEDOL: B02T2J7
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Sheldon G. Adelson Mgmt For Withhold
1.2 Elect Director Irwin Chafetz Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Prepare Sustainability Report SH Against For
4 Other Business Mgmt For Abstain
MarketAxess Holdings Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
03-Jun-10 USA 57060D108 Annual 06-Apr-10
Ticker: MKTX
CUSIP: 57060D108 ISIN: US57060D1081 SEDOL: B03Q9D0
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Richard M. McVey Mgmt For For
1.2 Elect Director Sharon Brown-Hruska Mgmt For For
1.3 Elect Director Roger Burkhardt Mgmt For For
1.4 Elect Director Stephen P. Casper Mgmt For For
1.5 Elect Director David G. Gomach Mgmt For For
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1.6 Elect Director Carlos M. Hernandez Mgmt For For
1.7 Elect Director Ronald M. Hersch Mgmt For For
1.8 Elect Director Jerome S. Markowitz Mgmt For For
1.9 Elect Director T. Kelley Millet Mgmt For For
1.10 Elect Director Nicolas S. Rohatyn Mgmt For For
1.11 Elect Director John Steinhardt Mgmt For For
2 Ratify Auditors Mgmt For For
Quest Software, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
03-Jun-10 USA 74834T103 Annual 19-Apr-10
Ticker: QSFT
CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vincent C. Smith Mgmt For For
1.2 Elect Director Raymond J. Lane Mgmt For For
1.3 Elect Director Douglas F. Garn Mgmt For For
1.4 Elect Director Augustine L. Nieto II Mgmt For For
1.5 Elect Director Kevin M. Klausmeyer Mgmt For For
1.6 Elect Director Paul A. Sallaberry Mgmt For For
1.7 Elect Director H. John Dirks Mgmt For For
2 Ratify Auditors Mgmt For For
Vanda Pharmaceuticals Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
03-Jun-10 USA 921659108 Annual 16-Apr-10
Ticker: VNDA
CUSIP: 921659108 ISIN: US9216591084 SEDOL: B12W3P6
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Howard H. Pien Mgmt For For
1.2 Elect Director H. Thomas Watkins Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
ATP Oil & Gas Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
04-Jun-10 USA 00208J108 Annual 09-Apr-10
Ticker: ATPG
CUSIP: 00208J108 ISIN: US00208J1088 SEDOL: 2721581
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director T. Paul Bulmahn Mgmt For Withhold
1.2 Elect Director Robert J. Karow Mgmt For For
Page 161 of 185
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1.3 Elect Director Gerard J. Swonke Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve Amendments to ATP's Restated Articles of Incorporation Mgmt For
For
to the Texas Business Organizations Code
The Buckle, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
04-Jun-10 USA 118440106 Annual 26-Mar-10
Ticker: BKE
CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Daniel J. Hirschfeld Mgmt For For
1.2 Elect Director Dennis H. Nelson Mgmt For For
1.3 Elect Director Karen B. Rhoads Mgmt For For
1.4 Elect Director James E. Shada Mgmt For For
1.5 Elect Director Robert E. Campbell Mgmt For For
1.6 Elect Director Bill L. Fairfield Mgmt For For
1.7 Elect Director Bruce L. Hoberman Mgmt For For
1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For
1.9 Elect Director Michael E. Huss Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For Against
5 Amend Restricted Stock Plan Mgmt For For
Wal-Mart Stores, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
04-Jun-10 USA 931142103 Annual 08-Apr-10
Ticker: WMT
CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Aida M. Alvarez Mgmt For For
2 Elect Director James W. Breyer Mgmt For For
3 Elect Director M. Michele Burns Mgmt For For
4 Elect Director James I. Cash, Jr. Mgmt For For
5 Elect Director Roger C. Corbett Mgmt For For
6 Elect Director Douglas N. Daft Mgmt For Against
7 Elect Director Michael T. Duke Mgmt For For
8 Elect Director Gregory B. Penner Mgmt For For
9 Elect Director Steven S. Reinemund Mgmt For For
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Mgmt10 Elect Director H. Lee Scott, Jr. For For
Mgmt11 Elect Director Arne M. Sorenson For For
Mgmt12 Elect Director Jim C. Walton For For
Mgmt13 Elect Director S. Robson Walton For For
Mgmt14 Elect Director Christopher J. Williams For For
Mgmt15 Elect Director Linda S. Wolf For Against
Mgmt16 Ratify Auditors For For
Mgmt17 Approve Omnibus Stock Plan For Against
Mgmt18 Amend Sharesave Plan For For
SH19 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation
and Gender Identity Against For
SH20 Advisory Vote to Ratify Named Executive Officers' Compensation Against
For
SH21 Report on Political Contributions Against Against
SH22 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For
SH23 Require Suppliers to Adopt CAK Against Against
SH24 Report on Process for Identifying and Prioritizing Public Policy
Activities Watsco, Inc. Meeting Date Country Primary Security ID Meeting Type
Against Record Date Against
04-Jun-10 USA 942622200 Ticker: WSO Annual 09-Apr-10
CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director Robert L. Berner, III Silgan Holdings Inc. Meeting Date
Country Primary Security ID Meeting Type For Record Date For
07-Jun-10 USA 827048109 Ticker: SLGN Annual 16-Apr-10
CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324
Proponent Mgmt Rec Vote Instruction
Mgmt1 Amend Stockholder Voting Standard From A Majority Of Shares Outstanding
Standard To A Majority Of Votes Cast Standard For For
Mgmt2 Increase Authorized Common Stock For For
Mgmt3.1 Elect Director R. Philip Silver For For
Mgmt3.2 Elect Director William C. Jennings For For
Mgmt4 Ratify Auditors Arena Resources, Inc. Meeting Date Country Primary
Security ID Meeting Type For Record Date For
08-Jun-10 USA 040049108 Ticker: ARD Special 05-May-10
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CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For Against
J.Crew Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
08-Jun-10 USA 46612H402 Annual 09-Apr-10
Ticker: JCG
CUSIP: 46612H402 ISIN: US46612H4020 SEDOL: B0T7ZB7
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Heather Resiman Mgmt For For
1.2 Elect Director David House Mgmt For For
1.3 Elect Director Stuart Sloan Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
SAP AG Meeting Date Country Primary Security ID Meeting Type Record Date
08-Jun-10 Germany D66992104 Annual 18-May-10
Ticker: N/A
CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
7 Amend Articles to Reflect Changes in Capital Mgmt For For
8.1 Amend Articles Re: Convocation of General Meeting due to New Mgmt For
For
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
8.2 Amend Articles Re: Registration for General Meeting due to New Mgmt For
For
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
8.3 Amend Articles Re: Electronic Participation in General Meeting Mgmt For
For
due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
8.4 Amend Articles Re: Postal and Electronic Voting at General Mgmt For For
Meeting due to New German Legislation (Law on Transposition
of EU Shareholder's Rights Directive)
Page 164 of 185
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8.5 Amend Articles Re: Proxy Voting at General Meeting due to New German
Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt
For For
8.6 Amend Articles Re: Audio and Video Transmission of General Meeting due to
New German Legislation (Law on Transposition of EU Shareholder's Rights
Directive) Mgmt For For
9.1 Approve Cancellation of Authorized Capital I and Authorized Capital II
Mgmt For For
9.2 Approve Creation of EUR 250 Million Pool of Capital with Preemptive
Rights Mgmt For For
9.3 Approve Creation of EUR 250 Million Pool of Capital without Preemptive
Rights Mgmt For For
10 Approve Creation of EUR 30 Million Pool of Capital without Preemptive
Rights for Issue of Shares Pursuant to Employee Stock Option Plan Mgmt For
For
11 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
12 Approve Remuneration of Supervisory Board Caterpillar Inc. Meeting Date
Country Mgmt Primary Security ID Meeting Type For Record Date For
Ticker: CAT 09-Jun-10 USA 149123101 Annual 12-Apr-10
CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director John T. Dillon Mgmt For For
1.2 Elect Director Juan Gallardo Mgmt For For
1.3 Elect Director William A. Osborn Mgmt For For
1.4 Elect Director Edward B. Rust, Jr. Mgmt For For
1.5 Elect Director Susan C. Schwab Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Declassify the Board of Directors Mgmt For For
5 Reduce Supermajority Vote Requirement Mgmt For For
6 Require Independent Board Chairman SH Against Against
7 Amend Human Rights Policy SH Against For
8 Amend Articles/Bylaws/Charter -- Call Special Meetings France Telecom Meeting
Date Country SH Primary Security ID Meeting Type Against Record Date For
Ticker: N/A 09-Jun-10 France F4113C103 Annual/Special 04-Jun-10
CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Discharge Directors Mgmt For For
Page 165 of 185
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2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Treatment of Losses and Dividends of EUR 1.40 per Share Mgmt For
For
4 Approve Transaction with French State Re: Partial Dividend Payment in
Shares Mgmt For For
5 Approve Transaction with Claudie Haignere, Bernard Dufau, Didier Lombard,
Henri Martre, and Jean Simonin Re: Partial Dividend Payment in Shares Mgmt
For For
6 Amend Terms of Transaction with Novalis Re: Corporate Officers Health
Insurance Mgmt For For
7 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For
For
8 Elect Stephane Richard as Director Mgmt For Against
9 Elect Marc Maouche as Representative of Employee Shareholders to the Board
Mgmt For Against
10 Elect Jean Pierre Borderieux as Representative of Employee Shareholders to
the Board Mgmt For Against
Extraordinary Business Mgmt
11 Authorize Capital Increase of up to EUR 70 Million to Holders of Orange SA
Stock Options or Shares in Connection with France Telecom Liquidity Agreement
Mgmt For For
12 Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity
Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a
Liquidity Agreement Mgmt For For
13 Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan
Mgmt For For
14 Approve Employee Stock Purchase Plan Mgmt For For
15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
16 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Omega Healthcare Investors, Inc. Ticker: OHI 09-Jun-10 Meeting Date USA
Country 681936100 Primary Security ID Annual Meeting Type Record Date
30-Apr-10
CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Edward Lowenthal Mgmt For For
1.2 Elect Director Stephen D. Plavin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Charter to Revise Various Provisions Regarding REIT Ownership Limits
Mgmt For For
4 Amend Charter to Grant Authority to the Board of Directors to Increase or
Decrease Authorized Common and Preferred Stock Mgmt For Against
Target Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
Ticker: TGT 09-Jun-10 USA 87612E106 Annual 12-Apr-10
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CUSIP: 87612E106 ISIN: US87612E1064 SEDOL: 2259101
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Calvin Darden Mgmt For For
2 Elect Director Anne M. Mulcahy Mgmt For For
3 Elect Director Stephen W. Sanger Mgmt For For
4 Elect Director Gregg W. Steinhafel Mgmt For For
5 Ratify Auditors Mgmt For For
6 Declassify the Board of Directors Mgmt For For
7 Reduce Supermajority Vote Requirement Mgmt For For
8 Amend Articles of Incorporation Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
Amedisys, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
10-Jun-10 USA 023436108 Annual 15-Apr-10
Ticker: AMED
CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William F. Borne Mgmt For For
1.2 Elect Director Ronald A. LaBorde Mgmt For For
1.3 Elect Director Jake L. Netterville Mgmt For For
1.4 Elect Director David R. Pitts Mgmt For For
1.5 Elect Director Peter F. Ricchiuti Mgmt For For
1.6 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
American Vanguard Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
10-Jun-10 USA 030371108 Annual 23-Apr-10
Ticker: AVD
CUSIP: 030371108 ISIN: US0303711081 SEDOL: 2025711
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lawrence S. Clark Mgmt For For
1.2 Elect Director Alfred F. Ingulli Mgmt For For
1.3 Elect Director John L. Killmer Mgmt For For
1.4 Elect Director Herbert A. Kraft Mgmt For For
1.5 Elect Director John B. Miles Mgmt For For
1.6 Elect Director Carl R. Soderlind Mgmt For For
1.7 Elect Director Irving J. Thau Mgmt For For
Page 167 of 185
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1.8 Elect Director Eric G. Wintemute Mgmt For For
1.9 Elect Director Esmail Zirakparvar Mgmt For For
2 Ratify Auditors Banco Santander S.A. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: N/A 10-Jun-10 Spain E19790109 Annual 24-May-10
CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946
Proponent Mgmt Rec Vote Instruction
1 Accept Individual and Consolidated Financial Statements and Statutory
Reports and Discharge Directors for Fiscal Year Ended Dec. 31, 2009 Mgmt For
For
2 Approve Allocation of Income Mgmt For For
3.1 Elect Angel Jado Becerro de Bengoa as Director Mgmt For For
3.2 Re-elect Francisco Javier Botin-Sanz de Sautuola y O'Shea as Director
Mgmt For For
3.3 Re-elect Isabel Tocino Biscarolasaga as Director Mgmt For For
3.4 Re-elect Fernando de Asua Alvarez as Director Mgmt For For
3.5 Re-elect Alfredo Saenz Abad Mgmt For For
4 Reelect Auditors for Fiscal Year 2010 Mgmt For For
5 Authorize Repurchase of Shares in Accordance With Article 75 of Spanish
Company Law; Void Authorization Granted on June 19, 2009 Mgmt For For
6 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void
Authorization Granted at the AGM held on June 19, 2009 Mgmt For For
7.1 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For
7.2 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For
8 Grant Board Authorization to Issue Convertible and/or Exchangeable Debt
Securities without Preemptive Rights Mgmt For For
9.1 Approve Bundled Incentive Plans Linked to Performance Objectives Mgmt
For Against
9.2 Approve Savings Plan for Santander UK PLC' Employees and other Companies
of Santander Group in the United Kingdom Mgmt For For
10 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
11 Approve Director Remuneration Policy Report Dollar Thrifty Automotive Group,
Inc. 10-Jun-10 Meeting Date USA Country Ticker: DTG Mgmt 256743105 Primary
Security ID Annual Meeting Type For Record Date 12-Apr-10 For
CUSIP: 256743105 ISIN: US2567431059 SEDOL: 2134208
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Thomas P. Capo Mgmt For For
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1.2 Elect Director Maryann N. Keller Mgmt For For
1.3 Elect Director Edward C. Lumley Mgmt For For
1.4 Elect Director Richard W. Neu Mgmt For For
1.5 Elect Director John C. Pope Mgmt For For
1.6 Elect Director Scott L. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
WellCare Health Plans, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
10-Jun-10 USA 94946T106 Annual 13-Apr-10
Ticker: WCG
CUSIP: 94946T106 ISIN: US94946T1060 SEDOL: B01R258
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Charles G. Berg Mgmt For For
1.2 Elect Director Carol J. Burt Mgmt For For
1.3 Elect Director Alec Cunningham Mgmt For For
1.4 Elect Director David J. Gallitano Mgmt For Withhold
1.5 Elect Director D. Robert Graham Mgmt For For
1.6 Elect Director Kevin F. Hickey Mgmt For For
1.7 Elect Director Christian P. Michalik Mgmt For For
1.8 Elect Director Glenn D. Steele, Jr. Mgmt For For
1.9 Elect Director William L. Trubeck Mgmt For For
1.10 Elect Director Paul E. Weaver Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Political Contributions SH Against Against
EMCOR Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
11-Jun-10 USA 29084Q100 Annual 20-Apr-10
Ticker: EME
CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen W. Bershad Mgmt For For
1.2 Elect Director David A.B. Brown Mgmt For For
1.3 Elect Director Larry J. Bump Mgmt For For
1.4 Elect Director Albert Fried, Jr. Mgmt For For
1.5 Elect Director Anthony J. Guzzi Mgmt For For
1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For
1.7 Elect Director David H. Laidley Mgmt For For
Page 169 of 185
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1.8 Elect Director Frank T. MacInnis Mgmt For For
1.9 Elect Director Jerry E. Ryan Mgmt For For
1.10 Elect Director Michael T. Yonker Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Regeneron Pharmaceuticals, Inc. Ticker: REGN 11-Jun-10
Meeting Date USA Country Mgmt 75886F107 Primary Security ID Annual Meeting
Type For Record Date 14-Apr-10 For
CUSIP: 75886F107 ISIN: US75886F1075 SEDOL: 2730190
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Leonard S. Schleifer Mgmt For For
1.2 Elect Director Eric M. Shooter Mgmt For For
1.3 Elect Director George D. Yancopoulos Mgmt For For
2 Ratify Auditors KBW, Inc. Meeting Date Country Mgmt Primary Security ID
Meeting Type For Record Date For
Ticker: KBW 14-Jun-10 USA 482423100 Annual 19-Apr-10
CUSIP: 482423100 ISIN: US4824231009 SEDOL: B1GN3K0
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Thomas B. Michaud Mgmt For For
1.2 Elect Director James K. Schmidt Mgmt For For
2 Ratify Auditors Informatica Corporation Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: INFA 15-Jun-10 USA 45666Q102 Annual 22-Apr-10
CUSIP: 45666Q102 ISIN: US45666Q1022 SEDOL: 2412067
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Mark Garrett Mgmt For For
1.2 Elect Director Gerald Held Mgmt For For
1.3 Elect Director Charles J. Robel Mgmt For For
2 Ratify Auditors Ameristar Casinos, Inc. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: ASCA 16-Jun-10 USA 03070Q101 Annual 03-May-10
CUSIP: 03070Q101 ISIN: US03070Q1013 SEDOL: 2041717
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Carl Brooks Mgmt For For
1.2 Elect Director Gordon R. Kanofsky Mgmt For Withhold
1.3 Elect Director J. William Richardson Mgmt For For
2 Ratify Auditors Mgmt For For
Encore Capital Group, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
16-Jun-10 USA 292554102 Annual 19-Apr-10
Ticker: ECPG
CUSIP: 292554102 ISIN: US2925541029 SEDOL: 2443078
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director J. Brandon Black Mgmt For For
1.2 Elect Director Timothy J. Hanford Mgmt For For
1.3 Elect Director George Lund Mgmt For For
1.4 Elect Director Richard A. Mandell Mgmt For For
1.5 Elect Director Willem Mesdag Mgmt For For
1.6 Elect Director John J. Oros Mgmt For For
1.7 Elect Director J. Christopher Teets Mgmt For For
1.8 Elect Director H Ronald Weissman Mgmt For For
1.9 Elect Director Warren Wilcox Mgmt For For
2 Ratify Auditors Mgmt For For
Genzyme Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
16-Jun-10 USA 372917104 Proxy Contest 09-Apr-10
Ticker: GENZ
CUSIP: 372917104 ISIN: US3729171047 SEDOL: 2367598
Vote
Proponent Mgmt Rec Instruction
Management Proxy (White Card) Mgmt
1.1 Elect Director Douglas A. Berthiaume Mgmt For For
1.2 Elect Director Robert J. Bertolini Mgmt For For
1.3 Elect Director Gail K. Boudreaux Mgmt For For
1.4 Elect Director Robert J. Carpenter Mgmt For For
1.5 Elect Director Charles L. Cooney Mgmt For For
1.6 Elect Director Victor J. Dzau Mgmt For For
1.7 Elect Director Connie Mack, III Mgmt For For
1.8 Elect Director Richard F. Syron Mgmt For For
1.9 Elect Director Henri A. Termeer Mgmt For For
1.10 Elect Director Ralph V. Whitworth Mgmt For For
Page 171 of 185
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2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
4 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
5 Provide Right to Call Special Meeting Mgmt For For
6 Ratify Auditors Mgmt For For
Dissident Proxy (Gold Card) Mgmt
1.1 Elect Director Steven Burakoff SH For Do Not Vote
1.2 Elect Director Alexander J. Denner SH For Do Not Vote
1.3 Elect Director Carl C. Icahn SH For Do Not Vote
1.4 Elect Director Richard Mulligan SH For Do Not Vote
1.5 Management Nominee - Douglas A. Berthiaume SH For Do Not Vote
1.6 Management Nominee - Robert J. Bertolini SH For Do Not Vote
1.7 Management Nominee - Gail K. Boudreaux SH For Do Not Vote
1.8 Management Nominee - Robert J. Carpenter SH For Do Not Vote
1.9 Management Nominee - Victor J. Dzau SH For Do Not Vote
1.10 Management Nominee - Ralph V. Whitworth SH For Do Not Vote
2 Amend Omnibus Stock Plan Mgmt For Do Not Vote
3 Amend Qualified Employee Stock Purchase Plan Mgmt For Do Not Vote
4 Amend Non-Employee Director Omnibus Stock Plan Mgmt Against Do Not Vote
5 Provide Right to Call Special Meeting Mgmt For Do Not Vote
6 Ratify Auditors Mgmt For Do Not Vote
The Men's Wearhouse, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
16-Jun-10 USA 587118100 Annual 19-Apr-10
Ticker: MW
CUSIP: 587118100 ISIN: US5871181005 SEDOL: 2576327
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director George Zimmer Mgmt For For
1.2 Elect Director David H. Edwab Mgmt For For
1.3 Elect Director Rinaldo S. Brutoco Mgmt For For
1.4 Elect Director Michael L. Ray Mgmt For For
1.5 Elect Director Sheldon I. Stein Mgmt For For
1.6 Elect Director Deepak Chopra Mgmt For For
1.7 Elect Director William B. Sechrest Mgmt For For
1.8 Elect Director Larry R. Katzen Mgmt For For
2 Ratify Auditors Mgmt For For
Page 172 of 185
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ZymoGenetics, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
17-Jun-10 USA 98985T109 Annual 09-Apr-10
Ticker: ZGEN
CUSIP: 98985T109 ISIN: US98985T1097 SEDOL: 2807168
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Bruce L.A. Carter Mgmt For For
1.2 Elect Director James A. Harper Mgmt For For
1.3 Elect Director Edward E. Penhoet Mgmt For For
1.4 Elect Director A. Bruce Montgomery Mgmt For For
1.5 Elect Director Lars F. Jorgensen Mgmt For For
2 Ratify Auditors Mgmt For For
NTT DoCoMo Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
18-Jun-10 Japan J59399105 Annual 31-Mar-10
Ticker: 9437
CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 2600 Mgmt For
For
2 Amend Articles to Amend Business Lines - Change Company Mgmt For For
Name
3.1 Elect Director Ryuuji Yamada Mgmt For Against
3.2 Elect Director Kiyoyuki Tsujimura Mgmt For For
3.3 Elect Director Masatoshi Suzuki Mgmt For For
3.4 Elect Director Hiroshi Matsui Mgmt For For
3.5 Elect Director Bunya Kumagai Mgmt For For
3.6 Elect Director Kazuto Tsubouchi Mgmt For For
3.7 Elect Director Kaoru Katou Mgmt For For
3.8 Elect Director Mitsunobu Komori Mgmt For For
3.9 Elect Director Akio Oshima Mgmt For For
3.10 Elect Director Fumio Iwasaki Mgmt For For
3.11 Elect Director Takashi Tanaka Mgmt For For
3.12 Elect Director Katsuhiro Nakamura Mgmt For For
3.13 Elect Director Hiroshi Tsujigami Mgmt For For
Sony Corp. Meeting Date Country Primary Security ID Meeting Type Record
Date
18-Jun-10 Japan J76379106 Annual 31-Mar-10
Ticker: 6758
CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Howard Stringer Mgmt For For
1.2 Elect Director Ryouji Chuubachi Mgmt For For
1.3 Elect Director Youtarou Kobayashi Mgmt For For
1.4 Elect Director Yoshiaki Yamauchi Mgmt For For
1.5 Elect Director Peter Bonfield Mgmt For For
1.6 Elect Director Fujio Chou Mgmt For For
1.7 Elect Director Ryuuji Yasuda Mgmt For For
1.8 Elect Director Yukako Uchinaga Mgmt For For
1.9 Elect Director Mitsuaki Yahagi Mgmt For For
1.10 Elect Director Tsun-Yang Hsieh Mgmt For For
1.11 Elect Director Roland A. Hernandez Mgmt For For
1.12 Elect Director Kanemitsu Anraku Mgmt For For
1.13 Elect Director Yorihiko Kojima Mgmt For For
1.14 Elect Director Osamu Nagayama Mgmt For For
2 Approve Stock Option Plan Mgmt For For
East Japan Railway Co Meeting Date Country Primary Security ID Meeting
Type Record Date
23-Jun-10 Japan J1257M109 Annual 31-Mar-10
Ticker: 9020
CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For
2 Amend Articles to Indemnify Directors and Statutory Auditors Mgmt For For
3.1 Elect Director Mutsutake Otsuka Mgmt For For
3.2 Elect Director Yoshio Ishida Mgmt For For
3.3 Elect Director Satoshi Seino Mgmt For For
3.4 Elect Director Tetsuro Tomita Mgmt For For
3.5 Elect Director Masaki Ogata Mgmt For For
3.6 Elect Director Yoshiaki Arai Mgmt For For
3.7 Elect Director Tsugio Sekiji Mgmt For For
3.8 Elect Director Yoichi Minami Mgmt For For
3.9 Elect Director Toru Owada Mgmt For For
3.10 Elect Director Yuji Fukasawa Mgmt For For
3.11 Elect Director Yasuo Hayashi Mgmt For For
3.12 Elect Director Shigeru Tanabe Mgmt For For
3.13 Elect Director Shinichiro Kamada Mgmt For For
3.14 Elect Director Yoshitaka Taura Mgmt For For
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3.15 Elect Director Naomichi Yagishita Mgmt For For
3.16 Elect Director Naoto Miyashita Mgmt For For
3.17 Elect Director Yuji Morimoto Mgmt For For
3.18 Elect Director Osamu Kawanobe Mgmt For For
3.19 Elect Director Toshiro Ichinose Mgmt For For
3.20 Elect Director Masayuki Satomi Mgmt For For
3.21 Elect Director Kimio Shimizu Mgmt For For
3.22 Elect Director Tsukasa Haraguchi Mgmt For For
3.23 Elect Director Tadami Tsuchiya Mgmt For For
3.24 Elect Director Yasuyoshi Umehara Mgmt For For
3.25 Elect Director Takeshi Sasaki Mgmt For For
3.26 Elect Director Tomokazu Hamaguchi Mgmt For For
4 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
5 Amend Articles to Require Disclosure of Individual Director SH Against For
Compensation Levels
6 Amend Articles to Require Reporting to Shareholders of Advisor SH Against
Against
Appointments and Pay
7.1 Remove Director Mutsutake Otsuka from Office SH Against Against
7.2 Remove Director Satoshi Seino from Office SH Against Against
7.3 Remove Director Masaki Ogata from Office SH Against Against
7.4 Remove Director Toru Owada from Office SH Against Against
7.5 Remove Director Yuji Fukasawa from Office SH Against Against
7.6 Remove Director Yasuo Hayashi from Office SH Against Against
7.7 Remove Director Yuji Morimoto from Office SH Against Against
8.1 Appoint Shareholder Nominee Hisayoshi Serizawa to the Board SH Against
Against
8.2 Appoint Shareholder Nominee Fusao Shimoyama to the Board SH Against
Against
8.3 Appoint Shareholder Nominee Makoto Sataka to the Board SH Against
Against
8.4 Appoint Shareholder Nominee Hisakatsu Nihei to the Board SH Against
Against
8.5 Appoint Shareholder Nominee Yoshinori Takahashi to the Board SH Against
Against
9 Cut Board Compensation by 20 Percent SH Against Against
10 Approve Alternate Income Allocation to Establish Reserve for SH Against
Against
Reemployment of Former JNR Employees
11 Approve Alternate Income Allocation to Establish Reserve for SH Against
Against
Retention of Local Rail Lines
12 Approve Alternate Income Allocation to Establish "Reserve for SH Against
Against
Safety Personnel" to Reduce Suicides
Mitsui & Co. Meeting Date Country Primary Security ID Meeting Type Record
Date
23-Jun-10 Japan J44690139 Annual 31-Mar-10
Ticker: 8031
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CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 11 Mgmt For For
2.1 Elect Director Shoei Utsuda Mgmt For For
2.2 Elect Director Masami Iijima Mgmt For For
2.3 Elect Director Ken Abe Mgmt For For
2.4 Elect Director Junichi Matsumoto Mgmt For For
2.5 Elect Director Seiichi Tanaka Mgmt For For
2.6 Elect Director Norinao Iio Mgmt For For
2.7 Elect Director Takao Omae Mgmt For For
2.8 Elect Director Masayoshi Komai Mgmt For For
2.9 Elect Director Daisuke Saiga Mgmt For For
2.10 Elect Director Nobuko Matsubara Mgmt For For
2.11 Elect Director Ikujiro Nonaka Mgmt For For
2.12 Elect Director Hiroshi Hirabayashi Mgmt For For
2.13 Elect Director Toshiro Muto Mgmt For For
3 Appoint Statutory Auditor Naoto Nakamura Mgmt For For
Nissan Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting
Type Record Date
23-Jun-10 Japan J57160129 Annual 31-Mar-10
Ticker: 7201
CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860
Vote
Proponent Mgmt Rec Instruction
1.1 Appoint Statutory Auditor Toshiyuki Nakamura Mgmt For For
1.2 Appoint Statutory Auditor Mikio Nakura Mgmt For Against
2 Approve Stock Option Plan Mgmt For For
3 Approve Stock Appreciation Rights Plan for Directors Mgmt For For
Honda Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Jun-10 Japan J22302111 Annual 31-Mar-10
Ticker: 7267
CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 12 Mgmt For For
2.1 Elect Director Takanobu Itou Mgmt For For
2.2 Elect Director Kouichi Kondou Mgmt For For
2.3 Elect Director Shigeru Takagi Mgmt For For
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2.4 Elect Director Akio Hamada Mgmt For For
2.5 Elect Director Tetsuo Iwamura Mgmt For For
2.6 Elect Director Tatsuhiro Ohyama Mgmt For For
2.7 Elect Director Fumihiko Ike Mgmt For For
2.8 Elect Director Masaya Yamashita Mgmt For For
2.9 Elect Director Kensaku Hougen Mgmt For For
2.10 Elect Director Nobuo Kuroyanagi Mgmt For For
2.11 Elect Director Takeo Fukui Mgmt For For
2.12 Elect Director Hiroshi Kobayashi Mgmt For For
2.13 Elect Director Shou Minekawa Mgmt For For
2.14 Elect Director Takuji Yamada Mgmt For For
2.15 Elect Director Youichi Houjou Mgmt For For
2.16 Elect Director Tsuneo Tanai Mgmt For For
2.17 Elect Director Hiroyuki Yamada Mgmt For For
2.18 Elect Director Tomohiko Kawanabe Mgmt For For
2.19 Elect Director Masahiro Yoshida Mgmt For For
2.20 Elect Director Seiji Kuraishi Mgmt For For
3 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
Mitsubishi Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Jun-10 Japan J43830116 Annual 31-Mar-10
Ticker: 8058
CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 21 Mgmt For For
2.1 Elect Director Yorihiko Kojima Mgmt For For
2.2 Elect Director Ken Kobayashi Mgmt For For
2.3 Elect Director Ryouichi Ueda Mgmt For For
2.4 Elect Director Masahide Yano Mgmt For For
2.5 Elect Director Hideyuki Nabeshima Mgmt For For
2.6 Elect Director Hideto Nakahara Mgmt For For
2.7 Elect Director Tsuneo Iyobe Mgmt For For
2.8 Elect Director Kiyoshi Fujimura Mgmt For For
2.9 Elect Director Yasuo Nagai Mgmt For For
2.10 Elect Director Mikio Sasaki Mgmt For For
2.11 Elect Director Tamotsu Nomakuchi Mgmt For Against
2.12 Elect Director Kunio Itou Mgmt For For
Page 177 of 185
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2.13 Elect Director Kazuo Tsukuda Mgmt For Against
2.14 Elect Director Ryouzou Katou Mgmt For For
2.15 Elect Director Hidehiro konno Mgmt For For
3 Appoint Statutory Auditor Yukio Ueno Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
5 Set Amounts for Retirement Bonus Reserve Funds for Directors Mgmt For For
6 Approve Deep Discount Stock Option Plan and Adjustment to Mgmt For Against
Aggregate Compensation Ceiling for Directors
Smith Micro Software, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
24-Jun-10 USA 832154108 Annual 26-Apr-10
Ticker: SMSI
CUSIP: 832154108 ISIN: US8321541083 SEDOL: 2829861
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel Gulko Mgmt For For
2 Approve Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Other Business Mgmt For Abstain
Toyota Motor Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Jun-10 Japan J92676113 Annual 31-Mar-10
Ticker: 7203
CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 25 Mgmt For For
2.1 Elect Director Fujio Cho Mgmt For For
2.2 Elect Director Katsuaki Watanabe Mgmt For For
2.3 Elect Director Kazuo Okamoto Mgmt For For
2.4 Elect Director Akio Toyoda Mgmt For For
2.5 Elect Director Takeshi Uchiyamada Mgmt For For
2.6 Elect Director Yukitoshi Funo Mgmt For For
2.7 Elect Director Atsushi Niimi Mgmt For For
2.8 Elect Director Shinichi Sasaki Mgmt For For
2.9 Elect Director Yoichiro Ichimaru Mgmt For For
2.10 Elect Director Satoshi Ozawa Mgmt For For
2.11 Elect Director Akira Okabe Mgmt For For
2.12 Elect Director Shinzou Kobuki Mgmt For For
2.13 Elect Director Akira Sasaki Mgmt For For
Page 178 of 185
TDX Independence 2020 Exchange-Traded Fund
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2.14 Elect Director Mamoru Furuhashi Mgmt For For
2.15 Elect Director Iwao Nihashi Mgmt For For
2.16 Elect Director Tadashi Yamashina Mgmt For For
2.17 Elect Director Takahiko Ijichi Mgmt For For
2.18 Elect Director Tetsuo Agata Mgmt For For
2.19 Elect Director Masamoto Maekawa Mgmt For For
2.20 Elect Director Yasumori Ihara Mgmt For For
2.21 Elect Director Takahiro Iwase Mgmt For For
2.22 Elect Director Yoshimasa Ishii Mgmt For For
2.23 Elect Director Takeshi Shirane Mgmt For For
2.24 Elect Director Yoshimi Inaba Mgmt For For
2.25 Elect Director Nampachi Hayashi Mgmt For For
2.26 Elect Director Nobuyori Kodaira Mgmt For For
2.27 Elect Director Mitsuhisa Kato Mgmt For For
3.1 Appoint Statutory Auditor Masaki Nakatsugawa Mgmt For For
3.2 Appoint Statutory Auditor Yoichi Morishita Mgmt For Against
3.3 Appoint Statutory Auditor Akishige Okada Mgmt For Against
4 Approve Stock Option Plan Mgmt For For
Vicor Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Jun-10 USA 925815102 Annual 30-Apr-10
Ticker: VICR
CUSIP: 925815102 ISIN: US9258151029 SEDOL: 2930774
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel J. Anderson Mgmt For Withhold
1.2 Elect Director Estia J. Eichten Mgmt For For
1.3 Elect Director Barry Kelleher Mgmt For Withhold
1.4 Elect Director David T. Riddiford Mgmt For For
1.5 Elect Director James A. Simms Mgmt For Withhold
1.6 Elect Director Claudio Tuozzolo Mgmt For Withhold
1.7 Elect Director Patrizio Vinciarelli Mgmt For Withhold
1.8 Elect Director Jason L. Carlson Mgmt For For
1.9 Elect Director Liam K. Griffin Mgmt For For
Yahoo! Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
24-Jun-10 USA 984332106 Annual 27-Apr-10
Ticker: YHOO
CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539
Vote
Proponent Mgmt Rec Instruction
Page 179 of 185
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1 Elect Director Carol Bartz Mgmt For For
2 Elect Director Roy J. Bostock Mgmt For For
3 Elect Director Pati S. Hart Mgmt For For
4 Elect Director Eric Hippeau Mgmt For For
5 Elect Director Susan M. James Mgmt For For
6 Elect Director Vyomesh Joshi Mgmt For For
7 Elect Director Arthur H. Kern Mgmt For For
8 Elect Director Brad D. Smith Mgmt For For
9 Elect Director Gary L. Wilson Mgmt For For
10 Elect Director Jerry Yang Mgmt For For
11 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
Kforce Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
25-Jun-10 USA 493732101 Annual 22-Apr-10
Ticker: KFRC
CUSIP: 493732101 ISIN: US4937321010 SEDOL: 2746982
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Elaine D. Rosen Mgmt For For
1.2 Elect Director Ralph E. Struzziero Mgmt For For
1.3 Elect Director Howard W. Sutter Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date
25-Jun-10 USA 696643105 Special 24-May-10
Ticker: PALM
CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Panasonic Corp Meeting Date Country Primary Security ID Meeting Type
Record Date
25-Jun-10 Japan J6354Y104 Annual 31-Mar-10
Ticker: 6752
CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707
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Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kunio Nakamura Mgmt For For
1.2 Elect Director Masayuki Matsushita Mgmt For For
1.3 Elect Director Fumio Ohtsubo Mgmt For For
1.4 Elect Director Toshihiro Sakamoto Mgmt For For
1.5 Elect Director Takahiro Mori Mgmt For For
1.6 Elect Director Yasuo Katsura Mgmt For For
1.7 Elect Director Hitoshi Ohtsuki Mgmt For For
1.8 Elect Director Ken Morita Mgmt For For
1.9 Elect Director Ikusaburou Kashima Mgmt For For
1.10 Elect Director Junji Nomura Mgmt For For
1.11 Elect Director Kazunori Takami Mgmt For For
1.12 Elect Director Makoto Uenoyama Mgmt For For
1.13 Elect Director Masatoshi Harada Mgmt For For
1.14 Elect Director Ikuo Uno Mgmt For Against
1.15 Elect Director Masayuki Oku Mgmt For Against
1.16 Elect Director Masashi Makino Mgmt For For
1.17 Elect Director Masaharu Matsushita Mgmt For For
1.18 Elect Director Yoshihiko Yamada Mgmt For For
1.19 Elect Director Takashi Toyama Mgmt For For
2 Appoint Statutory Auditor Hiroyuki Takahashi Mgmt For For
Takeda Pharmaceutical Co. Ltd. Meeting Date Country Primary Security ID
Meeting Type Record Date
25-Jun-10 Japan J8129E108 Annual 31-Mar-10
Ticker: 4502
CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For
2.1 Elect Director Yasuchika Hasegawa Mgmt For For
2.2 Elect Director Makoto Yamaoka Mgmt For For
2.3 Elect Director Toyoji Yoshida Mgmt For For
2.4 Elect Director Yasuhiko Yamanaka Mgmt For For
2.5 Elect Director Shigenori Ohkawa Mgmt For For
3 Approve Annual Bonus Payment to Directors Mgmt For For
Tokyo Electric Power Co. Ltd. Meeting Date Country Primary Security ID
Meeting Type Record Date
25-Jun-10 Japan J86914108 Annual 31-Mar-10
Ticker: 9501
CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404
Page 181 of 185
TDX Independence 2020 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For
2.1 Elect Director Zengo Aizawa Mgmt For For
2.2 Elect Director Yasushi Aoyama Mgmt For For
2.3 Elect Director Takao Arai Mgmt For For
2.4 Elect Director Tsunehisa Katsumata Mgmt For For
2.5 Elect Director Shigeru Kimura Mgmt For For
2.6 Elect Director Akio Komori Mgmt For For
2.7 Elect Director Masataka Shimizu Mgmt For For
2.8 Elect Director Hiroaki Takatsu Mgmt For For
2.9 Elect Director Masaru Takei Mgmt For For
2.10 Elect Director Norio Tsuzumi Mgmt For For
2.11 Elect Director Yoshihiro Naitou Mgmt For For
2.12 Elect Director Toshio Nishizawa Mgmt For For
2.13 Elect Director Naomi Hirose Mgmt For For
2.14 Elect Director Takashi Fujimoto Mgmt For For
2.15 Elect Director Makio Fujiwara Mgmt For For
2.16 Elect Director Fumiaki Miyamoto Mgmt For For
2.17 Elect Director Sakae Mutou Mgmt For For
2.18 Elect Director Tomijirou Morita Mgmt For For
2.19 Elect Director Hiroshi Yamaguchi Mgmt For For
2.20 Elect Director Masao Yamazaki Mgmt For For
3.1 Appoint Statutory Auditor Kazuko Oya Mgmt For For
3.2 Appoint Statutory Auditor Takashi Karasaki Mgmt For For
4 Approve Alternate Income Allocation Proposal with Higher SH Against
Against
Dividend
5 Amend Articles to Create Committee to Study How to Dispose of SH Against
Against
Nuclear Waste Based on Survey of Consumers, Board "Must
Strive to Implement Recommendations"
6 Amend Articles to Require End of Cooperation in Fast Breeder SH Against
Against
Reactor Project
7 Amend Articles to Add Smart Grid (Time-Variable Pricing) SH Against
Against
Operations to Favor Use of Non-Nuclear Power
8 Amend Articles to Require Director Compensation Disclosure SH Against For
Fanuc Ltd. Meeting Date Country Primary Security ID Meeting Type Record
Date
29-Jun-10 Japan J13440102 Annual 31-Mar-10
Ticker: 6954
CUSIP: J13440102 ISIN: JP3802400006 SEDOL: 6356934
Vote
Proponent Mgmt Rec Instruction
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1 Approve Allocation of Income, with a Final Dividend of JPY 43.14 Mgmt For
For
2.1 Elect Director Yoshiharu Inaba Mgmt For For
2.2 Elect Director Hiroyuki Uchida Mgmt For For
2.3 Elect Director Hideo Kojima Mgmt For For
2.4 Elect Director Yoshihiro Gonda Mgmt For For
2.5 Elect Director Kenji Yamaguchi Mgmt For For
2.6 Elect Director Mitsuo Kurakake Mgmt For For
2.7 Elect Director Hidehiro Miyajima Mgmt For For
2.8 Elect Director Hiroshi Noda Mgmt For For
2.9 Elect Director Hiroshi Araki Mgmt For For
2.10 Elect Director Shunsuke Matsubara Mgmt For For
2.11 Elect Director Richard E. Schneider Mgmt For For
2.12 Elect Director Hajimu Kishi Mgmt For For
2.13 Elect Director Takayuki Ito Mgmt For For
2.14 Elect Director Mineko Yamasaki Mgmt For For
Mitsubishi UFJ Financial Group Meeting Date Country Primary Security ID
Meeting Type Record Date
29-Jun-10 Japan J44497105 Annual 31-Mar-10
Ticker: 8306
CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2.1 Elect Director Takamune Okihara Mgmt For For
2.2 Elect Director Kinya Okauchi Mgmt For For
2.3 Elect Director Katsunori Nagayasu Mgmt For For
2.4 Elect Director Kyouta Ohmori Mgmt For For
2.5 Elect Director Hiroshi Saitou Mgmt For For
2.6 Elect Director Nobushige Kamei Mgmt For For
2.7 Elect Director Masao Hasegawa Mgmt For For
2.8 Elect Director Fumiyuki Akikusa Mgmt For For
2.9 Elect Director Kazuo Takeuchi Mgmt For For
2.10 Elect Director Nobuyuki Hirano Mgmt For For
2.11 Elect Director Shunsuke Teraoka Mgmt For For
2.12 Elect Director Kaoru Wachi Mgmt For For
2.13 Elect Director Takashi Oyamada Mgmt For For
2.14 Elect Director Ryuuji Araki Mgmt For For
2.15 Elect Director Kazuhiro Watanabe Mgmt For For
Page 183 of 185
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2.16 Elect Director Takuma Ohtoshi Nintendo Co. Ltd. Meeting Date Country
Mgmt Primary Security ID Meeting Type For Record Date For
Ticker: 7974 29-Jun-10 Japan J51699106 Annual 31-Mar-10
CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550
Proponent Mgmt Rec Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 660 Mgmt For
For
2.1 Elect Director Satoru Iwata Mgmt For For
2.2 Elect Director Yoshihiro Mori Mgmt For For
2.3 Elect Director Shinji Hatano Mgmt For For
2.4 Elect Director Genyou Takeda Mgmt For For
2.5 Elect Director Shigeru Miyamoto Mgmt For For
2.6 Elect Director Nobuo Nagai Mgmt For For
2.7 Elect Director Masaharu Matsumoto Mgmt For For
2.8 Elect Director Eiichi Suzuki Mgmt For For
2.9 Elect Director Kazuo Kawahara Mgmt For For
2.10 Elect Director Tatsumi Kimishima Mgmt For For
2.11 Elect Director Kaoru Takemura Mgmt For For
3 Appoint Statutory Auditor Katashi Ozaki Nordic American Tanker Shipping Ltd.
29-Jun-10 Meeting Date Ticker: N/A Bermuda Country Mgmt G65773106 Primary
Security ID Annual Meeting Type For Record Date 26-May-10 For
CUSIP: G65773106 ISIN: BMG657731060 SEDOL: B16FN84
Proponent Mgmt Rec Vote Instruction
1.1 Elect Herbjorn Hansson as Director Mgmt For Withhold
1.2 Elect Sir David Gibbons as Director Mgmt For For
1.3 Elect Andreas Ove Ugland as Director Mgmt For For
1.4 Elect Jim Kelly as Director as Director Mgmt For For
1.5 Elect Jan Erik Langangen as Director Mgmt For For
1.6 Elect Paul J. Hopkins as Director Mgmt For For
1.7 Elect Richard H. K. Vietor as Director Mgmt For For
Page 184 of 185
2 Ratify Deloitte AS as Auditors Mgmt For For
3 Approve Reduction in Share Capital by $136.4 Million Mgmt For For
4 Receive Financial Statements and Statutory Reports Mgmt
(Non-Voting)
Transact Other Business (Non-Voting) Mgmt
TDX Independence 2020 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Shin-Etsu Chemical Co. Ltd. Meeting Date Country Primary Security ID Meeting
Type Record Date
29-Jun-10 Japan J72810120 Ticker: 4063 Annual 31-Mar-10
CUSIP: J72810120 ISIN: JP3371200001 SEDOL: 6804585
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 50 For For
Mgmt2.1 Elect Director Chihiro Kanagawa For For
Mgmt2.2 Elect Director Shunzo Mori For For
Mgmt2.3 Elect Director Fumio Akiya For For
Mgmt2.4 Elect Director Kiichi Habata For For
Mgmt2.5 Elect Director Masashi Kaneko For For
Mgmt2.6 Elect Director Fumio Arai For For
Mgmt2.7 Elect Director Masahiko Todoroki For For
Mgmt2.8 Elect Director Toshiya Akimoto For For
Mgmt2.9 Elect Director Hiroshi Komiyama For For
Mgmt3 Appoint Statutory Auditor Yoshihito Kosaka For For
Mgmt4 Approve Stock Option Plan For For
Mgmt5 Approve Takeover Defense Plan (Poison Pill) SUMITOMO MITSUI FINANCIAL
GROUP INC. 29-Jun-10 Meeting Date Japan Country J7771X109 Primary Security ID
Ticker: 8316 Annual Meeting Type For Record Date 31-Mar-10 Against
CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary
Shares For For
Mgmt2 Amend Articles to Increase Authorized Capital - Remove Provisions on
Class 4 Preferred Shares to Reflect Cancellation For For
Mgmt3.1 Elect Director Teisuke Kitayama For For
Mgmt3.2 Elect Director Wataru Ohara For For
Mgmt3.3 Elect Director Hideo Shimada For For
Mgmt3.4 Elect Director Junsuke Fujii For For
Mgmt3.5 Elect Director Koichi Miyata For For
Mgmt3.6 Elect Director Yoshinori Yokoyama For For
Mgmt4 Approve Retirement Bonus Payment for Director For For
Mgmt5 Approve Special Payments in Connection with Abolition of Retirement Bonus
System and Approve Deep Discount Stock Option Plan For For
Page 185 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
July 1, 2009 – August 2, 2009
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Account Name | | Cust Bank Acct Nbr | | | Client Account Nbr | | Name | | Ticker | | Security ID | | Country | | Meeting Date | | Record Date | | Meeting Type | | Ballot Shares | | Seq Number | | Ballot Item Number | | MorS | | Category | | ItemDesc | | ISS Rec Vote | | Mgt Rec Vote | | Policy Vote Rec | | Vote Cast |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 1773 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Rick L. Wessel | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 1773 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Richard T. Burke | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 1773 | | 3 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1791 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Alfred J. Amoroso | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1791 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Andrew K. Ludwick | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1791 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Alan L. Earhart | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1791 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Robert J. Majteles | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1791 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director James E. Meyer | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1791 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director James P. O’Shaughnessy | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1791 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Ruthann Quindlen | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1791 | | 8 | | 2 | | M | | Routine/Business | | Change Company Name | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1791 | | 9 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 256 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Donald W. Burton | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 256 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Graeme W. Henderson | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 256 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Samuel B. Ligon | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 256 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Gary L. Martin | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 256 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director John H. Wilson | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 256 | | 6 | | 2 | | M | | Non-Salary Comp. | | Approve Omnibus Stock Plan | | For | | For | | Against | | Against |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 256 | | 7 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 70 | | 2 | | 1.1 | | M | | Directors Related | | Elect Director Malcolm Elvey | | For | | For | | Refer | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 70 | | 3 | | 1.2 | | M | | Directors Related | | Elect Director Sally Frame Kasaks | | For | | For | | Refer | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 70 | | 4 | | 1.3 | | M | | Directors Related | | Elect Director Norman Matthews | | For | | For | | Refer | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 70 | | 5 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | Refer | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 70 | | 6 | | 3 | | S | | SH-Corp Governance | | Repeal All Board Approved Bylaw Amendments Adopted After March 5, 2009 | | Against | | Against | | Refer | | Against |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 70 | | 8 | | 1.1 | | S | | SH-Dirs’ Related | | Elect Director Raphael Benaroya | | Do Not Vote | | For | | Refer | | None |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 70 | | 9 | | 1.2 | | S | | SH-Dirs’ Related | | Elect Director Jeremy J. Fingerman | | Do Not Vote | | For | | Refer | | None |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 70 | | 10 | | 1.3 | | S | | SH-Dirs’ Related | | Elect Director Ross B. Glickman | | Do Not Vote | | For | | Refer | | None |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 70 | | 11 | | 2 | | M | | Routine/Business | | Ratify Auditors | | Do Not Vote | | None | | Refer | | None |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 70 | | 12 | | 3 | | S | | SH-Corp Governance | | Repeal All Board Approved Bylaw Amendments Adopted After March 5, 2009 | | Do Not Vote | | For | | Refer | | None |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 8918 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director William J. Abbott | | Withhold | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 8918 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Dwight C. Arn | | Withhold | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 8918 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Robert C. Bloss | | Withhold | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 8918 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director William Cella | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 8918 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director Glenn Curtis | | Withhold | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 8918 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Steve Doyal | | Withhold | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 8918 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Brian E. Gardner | | Withhold | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 8918 | | 8 | | 1.8 | | M | | Directors Related | | Elect Director Herbert A. Granath | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 8918 | | 9 | | 1.9 | | M | | Directors Related | | Elect Director Donald J. Hall, Jr. | | Withhold | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 8918 | | 10 | | 1.10 | | M | | Directors Related | | Elect Director Irvine O. Hockaday, Jr. | | Withhold | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 8918 | | 11 | | 1.11 | | M | | Directors Related | | Elect Director A. Drue Jennings | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 8918 | | 12 | | 1.12 | | M | | Directors Related | | Elect Director Peter A. Lund | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 8918 | | 13 | | 1.13 | | M | | Directors Related | | Elect Director Brad R. Moore | | Withhold | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 8918 | | 14 | | 1.14 | | M | | Directors Related | | Elect Director Deanne R. Stedem | | Withhold | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 485 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Marv Tseu | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 485 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Ken Kannappan | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 485 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Brian Dexheimer | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 485 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Gregg Hammann | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 485 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director John Hart | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 485 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Marshall Mohr | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 485 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Roger Wery | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 485 | | 8 | | 2 | | M | | Non-Salary Comp. | | Amend Omnibus Stock Plan | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 485 | | 9 | | 3 | | M | | Non-Salary Comp. | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 485 | | 10 | | 4 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3585 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Andy D. Bryant | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3585 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Wayne A. Budd | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3585 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director John H. Hammergren | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3585 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Alton F. Irby, III | | For | | For | | For | | Against |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3585 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director M. Christine Jacobs | | For | | For | | For | | Against |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3585 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Marie L. Knowles | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3585 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director David M. Lawrence | | For | | For | | For | | Against |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3585 | | 8 | | 1.8 | | M | | Directors Related | | Elect Director Edward A. Mueller | | For | | For | | For | | Against |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3585 | | 9 | | 1.9 | | M | | Directors Related | | Elect Director Jane E. Shaw | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3585 | | 10 | | 2 | | M | | Non-Salary Comp. | | Amend Omnibus Stock Plan | | For | | For | | Against | | Against |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3585 | | 11 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3585 | | 12 | | 4 | | S | | SH-Compensation | | Stock Retention/Holding Period | | For | | Against | | Refer | | Against |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3585 | | 13 | | 5 | | S | | SH-Compensation | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | For | | Against | | Refer | | Against |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 2249 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Ashok Bakhru | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 2249 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director John J. Hannan | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 2249 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director James C. Zelter | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 2249 | | 4 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 2249 | | 5 | | 3 | | M | | Capitalization | | Approve Sale of Common Shares Below Net Asset Value | | For | | For | | Refer | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 2249 | | 6 | | 4 | | M | | Capitalization | | Approve Issuance of Warrants/Convertible Debentures | | For | | For | | Refer | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 12089 | | 1 | | 1 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | | For | | For | | Refer | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 12089 | | 2 | | 2 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Director Amendment | | For | | For | | Refer | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 12089 | | 3 | | 3 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Retirement Amendment | | Against | | For | | Against | | Against |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 12089 | | 4 | | 4 | | M | | Capitalization | | Increase Authorized Preferred Stock | | Against | | For | | Against | | Against |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 363 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Thomas N. Amonett | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 363 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Charles F. Bolden, Jr. | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 363 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Stephen J. Cannon | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 363 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Jonathan H. Cartwright | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 363 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director William E. Chiles | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 363 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Michael A. Flick | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 363 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Thomas C. Knudson | | For | | For | | For | | For |
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Account Name | | Cust Bank Acct Nbr | | | Client Account Nbr | | Name | | Ticker | | Security ID | | Country | | Meeting Date | | Record Date | | Meeting Type | | Ballot Shares | | Seq Number | | Ballot Item Number | | MorS | | Category | | ItemDesc | | ISS Rec Vote | | Mgt Rec Vote | | Policy Vote Rec | | Vote Cast |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 363 | | 8 | | 1.8 | | M | | Directors Related | | Elect Director Ken C. Tamblyn | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 363 | | 9 | | 1.9 | | M | | Directors Related | | Elect Director William P. Wyatt | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 363 | | 10 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | USA | | 07/31/09 | | 06/25/09 | | Special | | 958 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Merger Agreement | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | USA | | 07/31/09 | | 06/25/09 | | Special | | 958 | | 2 | | 2 | | M | | Antitakeover Related | | Adjourn Meeting | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | Merck & Co., Inc. | | MRK | | 589331107 | | USA | | 08/07/09 | | 06/22/09 | | Special | | 5301 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Acquisition | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3787 | | 1 | | 1 | | M | | Directors Related | | Elect Director W.R. Johnson | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3787 | | 2 | | 2 | | M | | Directors Related | | Elect Director C.E. Bunch | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3787 | | 3 | | 3 | | M | | Directors Related | | Elect Director L.S. Coleman, Jr. | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3787 | | 4 | | 4 | | M | | Directors Related | | Elect Director J.G. Drosdick | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3787 | | 5 | | 5 | | M | | Directors Related | | Elect Director E.E. Holiday | | For | | For | | Refer | | Against |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3787 | | 6 | | 6 | | M | | Directors Related | | Elect Director C. Kendle | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3787 | | 7 | | 7 | | M | | Directors Related | | Elect Director D.R. O Hare | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3787 | | 8 | | 8 | | M | | Directors Related | | Elect Director N. Peltz | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3787 | | 9 | | 9 | | M | | Directors Related | | Elect Director D.H. Reilley | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3787 | | 10 | | 10 | | M | | Directors Related | | Elect Director L.C. Swann | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3787 | | 11 | | 11 | | M | | Directors Related | | Elect Director T.J. Usher | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3787 | | 12 | | 12 | | M | | Directors Related | | Elect Director M.F. Weinstein | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3787 | | 13 | | 13 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 3787 | | 14 | | 14 | | M | | Antitakeover Related | | Provide Right to Call Special Meeting | | For | | For | | Refer | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 1136 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director V. Gordon Clemons | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 1136 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Steven J. Hamerslag | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 1136 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Alan R. Hoops | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 1136 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director R. Judd Jessup | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 1136 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director Jean H. Macino | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 1136 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Jeffrey J. Michael | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 1136 | | 7 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 659 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Brian J. Farrell | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 659 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Lawrence Burstein | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 659 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Henry T. DeNero | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 659 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Brian P. Dougherty | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 659 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director Jeffrey W. Griffiths | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 659 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Gary E. Rieschel | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 659 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director James L. Whims | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 659 | | 8 | | 2 | | M | | Non-Salary Comp. | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 659 | | 9 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 000260969 | * | | 260969 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 659 | | 10 | | 4 | | M | | Routine/Business | | Other Business | | Against | | For | | Against | | Against |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 1 | | 1 | | M | | Routine/Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 2 | | 2 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 3 | | 3 | | M | | Routine/Business | | Approve Final Dividend of 8.39 Pence Per Ordinary Share | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 4 | | 4 | | M | | Directors Related | | Re-elect Richard Brasher as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 5 | | 5 | | M | | Directors Related | | Re-elect Philip Clarke as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 6 | | 6 | | M | | Directors Related | | Re-elect Andrew Higginson as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 7 | | 7 | | M | | Directors Related | | Re-elect Charles Allen as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 8 | | 8 | | M | | Directors Related | | Re-elect Dr Harald Einsmann as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 9 | | 9 | | M | | Directors Related | | Elect Jacqueline Tammenoms Bakker as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 10 | | 10 | | M | | Directors Related | | Elect Patrick Cescau as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 11 | | 11 | | M | | Directors Related | | Elect Ken Hanna as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 12 | | 12 | | M | | Directors Related | | Elect Laurie Mcllwee as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 13 | | 13 | | M | | Routine/Business | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 14 | | 14 | | M | | Routine/Business | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 15 | | 15 | | M | | Capitalization | | Approve Increase in Authorised Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 16 | | 16 | | M | | Capitalization | | Subject to the Passing of Resolution Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 17 | | 17 | | M | | Capitalization | | Subject to the Passing of Resolution Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 18 | | 18 | | M | | Capitalization | | Authorise 790,063,358 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 19 | | 19 | | M | | Routine/Business | | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 20 | | 20 | | M | | Non-Salary Comp. | | Approve Tesco plc Group Bonus Plan | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 21 | | 21 | | M | | Non-Salary Comp. | | Amend Tesco plc 2004 Discretionary Share Option Plan | | Against | | For | | Against | | Against |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 22 | | 22 | | M | | Routine/Business | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 10050 | | 24 | | 23 | | S | | SH-Routine/Business | | Resolve that the Directors Allocate a NED to Tesco’s Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco’s UK Meat and Poultry Supply Chain | | Against | | Against | | Against | | Against |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 1 | | 1 | | M | | Routine/Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 2 | | 2 | | M | | Directors Related | | Re-elect Sir John Bond as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 3 | | 3 | | M | | Directors Related | | Re-elect John Buchanan as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 4 | | 4 | | M | | Directors Related | | Re-elect Vittorio Colao as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 5 | | 5 | | M | | Directors Related | | Elect Michel Combes as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 6 | | 6 | | M | | Directors Related | | Re-elect Andy Halford as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 7 | | 7 | | M | | Directors Related | | Re-elect Alan Jebson as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 8 | | 8 | | M | | Directors Related | | Elect Samuel Jonah as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 9 | | 9 | | M | | Directors Related | | Re-elect Nick Land as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 10 | | 10 | | M | | Directors Related | | Re-elect Anne Lauvergeon as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 11 | | 11 | | M | | Directors Related | | Re-elect Simon Murray as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 12 | | 12 | | M | | Directors Related | | Elect Stephen Pusey as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 13 | | 13 | | M | | Directors Related | | Re-elect Luc Vandevelde as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 14 | | 14 | | M | | Directors Related | | Re-elect Anthony Watson as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 15 | | 15 | | M | | Directors Related | | Re-elect Philip Yea as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 16 | | 16 | | M | | Routine/Business | | Approve Final Dividend of 5.20 Pence Per Ordinary Share | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 17 | | 17 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 18 | | 18 | | M | | Routine/Business | | Reappoint Deloitte LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 19 | | 19 | | M | | Routine/Business | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 20 | | 20 | | M | | Capitalization | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 21 | | 21 | | M | | Capitalization | | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 22 | | 22 | | M | | Capitalization | | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 23 | | 23 | | M | | Routine/Business | | Adopt New Articles of Association | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 71376 | | 24 | | 24 | | M | | Routine/Business | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 11092 | | 1 | | 1 | | M | | Routine/Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 11092 | | 2 | | 2 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | | 260969 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 11092 | | 3 | | 3 | | M | | Routine/Business | | Approve Final Dividend of 1.1 Pence Per Ordinary Share | | For | | For | | For | | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Account Name | | Cust Bank Acct Nbr | | Client Account Nbr | | Name | | Ticker | | Security ID | | Country | | Meeting Date | | Record Date | | Meeting Type | | Ballot Shares | | Seq Number | | Ballot Item Number | | MorS | | Category | | ItemDesc | | ISS Rec Vote | | Mgt Rec Vote | | Policy Vote Rec | | Vote Cast |
TDAX Independence 2030 ETF Composite | | 260969 | | 260969 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 11092 | | 4 | | 4 | | M | | Directors Related | | Re-elect Clayton Brendish as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | 260969 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 11092 | | 5 | | 5 | | M | | Directors Related | | Re-elect Phil Hodkinson as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | 260969 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 11092 | | 6 | | 6 | | M | | Directors Related | | Elect Tony Chanmugam as Director | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | 260969 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 11092 | | 7 | | 7 | | M | | Routine/ Business | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | 260969 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 11092 | | 8 | | 8 | | M | | Routine/ Business | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | 260969 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 11092 | | 9 | | 9 | | M | | Capitalization | | Authorise Issue of Equity or Equity-Linked Securities with Pre- emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 127,000,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 127,000,000 | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | 260969 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 11092 | | 10 | | 10 | | M | | Capitalization | | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre- emptive Rights up to Aggregate Nominal Amount of GBP 20,000,000 | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | 260969 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 11092 | | 11 | | 11 | | M | | Capitalization | | Authorise 774,000,000 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | 260969 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 11092 | | 12 | | 12 | | M | | Routine/ Business | | Amend Articles of Association by Deleting the Provisions of the Company’s Memorandum of Association which, Due to Section 28 Companies Act 2006, Would be Treated as Provisions of the Current Articles; Adopt New Articles of Association | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | 260969 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 11092 | | 13 | | 13 | | M | | Routine/ Business | | Approve That the Company May Call a General Meeting (But not an AGM) on at least 14 Clear Days’ Notice | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | 260969 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 11092 | | 14 | | 14 | | M | | Routine/ Business | | Authorise British Telecommunications plc to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 75,000 and to Political Organisations Other Than Political Parties up to GBP 25,000 | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | 260969 | | Assicurazioni Generali Spa | | | | T05040109 | | Italy | | 07/14/09 | | 07/09/09 | | Special | | 1534 | | 2 | | 1 | | M | | Reorg. and Mergers | | Approve Plan of Merger by Absorption of Alleanza Assicurazioni SpA and Toro Assicurazioni SpA and Approve Merger- Related Capital Increase | | For | | For | | For | | For |
TDAX Independence 2030 ETF Composite | | 260969 | | 260969 | | Barclays plc | | | | G08036124 | | United Kingdom | | 08/06/09 | | | | Special | | 10850 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Disposal by Barclays plc of the Barclays Global Investors Business and Ancillary Arrangements | | For | | For | | For | | For |
VOTE SUMMARY REPORT
August 3, 2009 - June 30, 2010
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Ipc Holdings Ltd Meeting Date Country Primary Security ID Meeting Type
Record Date
04-Sep-09 Bermuda G4933P101 Special 27-Jul-09
Ticker: IPCR
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
1 Approve Elimination of Supermajority Vote Requirement for Mgmt For For
Amalgamations
2 Approve Merger Agreement Mgmt For For
3 Adjourn Meeting Mgmt For For
Exar Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
16-Sep-09 USA 300645108 Annual 22-Jul-09
Ticker: EXAR
CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Izak Bencuya Mgmt For For
1.2 Elect Director Pierre Guilbault Mgmt For For
1.3 Elect Director Brian Hilton Mgmt For For
1.4 Elect Director Richard L. Leza Mgmt For For
1.5 Elect Director Gary Meyers Mgmt For For
1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For
1.7 Elect Director Pedro P. Rodriquez Mgmt For For
2 Ratify Auditors Mgmt For For
Casey's General Stores, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
18-Sep-09 USA 147528103 Annual 24-Jul-09
Ticker: CASY
CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Ronald M. Lamb Mgmt For For
1.2 Elect Director Robert J. Myers Mgmt For For
1.3 Elect Director Diane C. Bridgewater Mgmt For For
1.4 Elect Director Johnny Danos Mgmt For For
1.5 Elect Director H. Lynn Horak Mgmt For For
1.6 Elect Director Kenneth H. Haynie Mgmt For For
1.7 Elect Director William C. Kimball Mgmt For For
1.8 Elect Director Jeffrey M. Lamberti Mgmt For For
1.9 Elect Director Richard A. Wilkey Mgmt For For
Page 1 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
3com Corp. Meeting Date Country Primary Security ID Meeting Type Record
Date
23-Sep-09 USA 885535104 Annual 27-Jul-09
Ticker: COMS
CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kathleen A. Cote Mgmt For For
1.2 Elect Director David H.Y. Ho Mgmt For For
1.3 Elect Director Robert Y.L. Mao Mgmt For For
1.4 Elect Director J. Donald Sherman Mgmt For For
1.5 Elect Director Dominique Trempont Mgmt For For
2 Declassify the Board of Directors Mgmt For For
3 Ratify Auditors Mgmt For For
Pharmasset, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Sep-09 USA 71715N106 Special 07-Aug-09
Ticker: VRUS
CUSIP: 71715N106 ISIN: US71715N1063 SEDOL: B17W5V1
Vote
Proponent Mgmt Rec Instruction
1 Amend Omnibus Stock Plan Mgmt For Against
Ship Finance International Limited Meeting Date Country Primary Security ID
Meeting Type Record Date
25-Sep-09 Bermuda G81075106 Annual 17-Jul-09
Ticker: N/A
CUSIP: G81075106 ISIN: BMG810751062 SEDOL: B01G7F0
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For
2 Fix Number of Directors at 8 Mgmt For For
3 Authorize Board to Fill Vacancies Mgmt For For
4 Reelect Paul Leand Jr. as Director Mgmt For For
5 Reelect Kate Blankenship as Director Mgmt For For
6 Reelect Craig H. Stevenson Jr. as Director Mgmt For For
7 Reelect Hans Petter as Director Mgmt For For
8 Reelect Cecilie Fredriksen as Director Mgmt For For
9 Approve Moore Stephens, P.C. as Auditors and Authorize Board Mgmt For For
to Fix Their Remuneration
10 Approve Remuneration of Directors Mgmt For For
Page 2 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
11 Approve Reduction of Share Premium Account Mgmt For For
12 Transact Other Business (Voting) Mgmt For Abstain
Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date
30-Sep-09 USA 696643105 Annual 03-Aug-09
Ticker: PALM
CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert C. Hagerty Mgmt For For
1.2 Elect Director Jonathan J. Rubinstein Mgmt For For
1.3 Elect Director Paul S. Mountford Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Oracle Corp. Meeting Date Country Primary Security ID Meeting Type Record
Date
07-Oct-09 USA 68389X105 Annual 10-Aug-09
Ticker: ORCL
CUSIP: 68389X105 ISIN: US68389X1054 SEDOL: 2661568
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jeffrey S. Berg Mgmt For For
1.2 Elect Director H. Raymond Bingham Mgmt For For
1.3 Elect Director Michael J. Boskin Mgmt For For
1.4 Elect Director Safra A. Catz Mgmt For For
1.5 Elect Director Bruce R. Chizen Mgmt For For
1.6 Elect Director George H. Conrades Mgmt For For
1.7 Elect Director Lawrence J. Ellison Mgmt For For
1.8 Elect Director Hector Garcia-Molina Mgmt For For
1.9 Elect Director Jeffrey O. Henley Mgmt For For
1.10 Elect Director Donald L. Lucas Mgmt For For
1.11 Elect Director Charles E. Phillips, Jr. Mgmt For For
1.12 Elect Director Naomi O. Seligman Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
6 Stock Retention/Holding Period SH Against For
Page 3 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
MSC.Software Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
09-Oct-09 USA 553531104 Special 27-Aug-09
Ticker: MSCS
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Paychex, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
13-Oct-09 USA 704326107 Annual 14-Aug-09
Ticker: PAYX
CUSIP: 704326107 ISIN: US7043261079 SEDOL: 2674458
Vote
Proponent Mgmt Rec Instruction
1 Elect Director B. Thomas Golisano Mgmt For For
2 Elect Director David J.S. Flaschen Mgmt For For
3 Elect Director Grant M. Inman Mgmt For For
4 Elect Director Pamela A. Joseph Mgmt For For
5 Elect Director Jonathan J. Judge Mgmt For For
6 Elect Director Joseph M. Tucci Mgmt For For
7 Elect Director Joseph M. Velli Mgmt For For
8 Ratify Auditors Mgmt For For
The Procter & Gamble Company Meeting Date Country Primary Security ID
Meeting Type Record Date
13-Oct-09 USA 742718109 Annual 14-Aug-09
Ticker: PG
CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Kenneth I. Chenault Mgmt For For
2 Elect Director Scott D. Cook Mgmt For For
3 Elect Director Rajat K. Gupta Mgmt For For
4 Elect Director A.G. Lafley Mgmt For For
5 Elect Director Charles R. Lee Mgmt For For
6 Elect Director Lynn M. Martin Mgmt For For
7 Elect Director Robert A. McDonald Mgmt For For
8 Elect Director W. James McNerney, Jr. Mgmt For For
9 Elect Director Johnathan A. Rodgers Mgmt For For
10 Elect Director Ralph Snyderman Mgmt For For
11 Elect Director Mary Agnes Wilderotter Mgmt For For
Page 4 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
12 Elect Director Patricia A. Woertz Mgmt For For
13 Elect Director Ernesto Zedillo Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Code of Regulations Mgmt For For
16 Approve Omnibus Stock Plan Mgmt For Against
17 Provide for Cumulative Voting SH Against Against
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
Diageo plc Meeting Date Country Primary Security ID Meeting Type Record
Date
14-Oct-09 United Kingdom G42089113 Annual 12-Oct-09
Ticker: N/A
CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend of 22.2 Pence Per Ordinary Share Mgmt For For
4 Re-elect Laurence Danon as Director Mgmt For For
5 Re-elect Lord (Clive) Hollick of Notting Hill as Director Mgmt For For
6 Re-elect Paul Walsh as Director Mgmt For For
7 Elect Peggy Bruzelius as Director Mgmt For For
8 Elect Betsy Holden as Director Mgmt For For
9 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Under a Mgmt For For
General Authority up to GBP 241,092,000 and an Additional
Amount Pursuant to a Rights Issue of up to GBP 482,185,000
After Deducting Any Securities Issued Under the General
Authority
12 If Resolution 11 is Passed, Authorise Issue of Equity or Mgmt For For
Equity-Linked Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 39,842,000
13 Authorise 249,964,000 Ordinary Shares for Market Purchase Mgmt For For
14 Authorise the Company and its Subsidiaries to Make EU Political Mgmt For
For
Donations to Political Parties, to Make EU Political Donations to
Political Organisations Other Than Political Parties and to Incur
EU Political Expenditure up to GBP 200,000
15 Approve Diageo plc 2009 Discretionary Incentive Plan Mgmt For For
16 Approve Diageo plc 2009 Executive Long Term Incentive Plan Mgmt For For
17 Approve Diageo plc 2009 International Sharematch Plan Mgmt For For
Page 5 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
18 Authorise Board to Establish Future Share Plans for the Benefit Mgmt For
For
of Employees Overseas Based on the Diageo plc 2009
Discretionary Incentive Plan, the Diageo plc 2009 Executive Long
Term Incentive Plan and the Diageo plc 2009 International
Sharematch Plan
19 Approve Diageo plc 2009 Irish Sharesave Scheme Mgmt For For
20 Amend Diageo plc Executive Share Option Plan Mgmt For For
21 Amend Diageo plc 2008 Senior Executive Share Option Plan Mgmt For For
22 Amend Diageo plc Senior Executive Share Option Plan Mgmt For For
23 Approve That a General Meeting Other Than an Annual General Mgmt For For
Meeting May Be Called on Not Less Than 14 Clear Days' Notice
24 Adopt New Articles of Association Mgmt For For
The Marcus Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
14-Oct-09 USA 566330106 Annual 06-Aug-09
Ticker: MCS
CUSIP: 566330106 ISIN: US5663301068 SEDOL: 2564827
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen H. Marcus Mgmt For Withhold
1.2 Elect Director Diane Marcus Gershowitz Mgmt For Withhold
1.3 Elect Director Daniel F. McKeithan, Jr Mgmt For For
1.4 Elect Director Allan H. Selig Mgmt For Withhold
1.5 Elect Director Timothy E. Hoeksema Mgmt For For
1.6 Elect Director Bruce J. Olson Mgmt For Withhold
1.7 Elect Director Philip L. Milstein Mgmt For For
1.8 Elect Director Bronson J. Haase Mgmt For For
1.9 Elect Director James D. Ericson Mgmt For For
1.10 Elect Director Gregory S. Marcus Mgmt For Withhold
Matrix Service Co. Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Oct-09 USA 576853105 Annual 02-Sep-09
Ticker: MTRX
CUSIP: 576853105 ISIN: US5768531056 SEDOL: 2572068
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael J. Bradley Mgmt For For
1.2 Elect Director Michael J. Hall Mgmt For For
1.3 Elect Director I. Edgar (Ed) Hendrix Mgmt For For
1.4 Elect Director Paul K. Lackey Mgmt For For
1.5 Elect Director Tom E. Maxwell Mgmt For For
1.6 Elect Director David J. Tippeconnic Mgmt For For
Page 6 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
SRA International, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
28-Oct-09 USA 78464R105 Annual 31-Aug-09
Ticker: SRX
CUSIP: 78464R105 ISIN: US78464R1059 SEDOL: 2865241
Vote
Proponent Mgmt Rec Instruction
1 Declassify the Board of Directors Mgmt For For
2.1 Elect Director Stanton D. Sloane Mgmt For For
2.2 Elect Director E.P. Giambastiani, Jr. Mgmt For For
2.3 Elect Director William T. Keevan Mgmt For For
2.4 Elect Director John W. Barter Mgmt For For
2.5 Elect Director Larry R. Ellis Mgmt For For
2.6 Elect Director Miles R. Gilburne Mgmt For For
2.7 Elect Director Gail R. Wilensky Mgmt For For
2.8 Elect Director Michael R. Klein Mgmt For For
2.9 Elect Director David H. Langstaff Mgmt For For
2.10 Elect Director Ernst Volgenau Mgmt For For
3 Ratify Auditors Mgmt For For
BHP Billiton plc Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Oct-09 United Kingdom G10877101 Annual 27-Oct-09
Ticker: N/A
CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Carlos Cordeiro as Director Mgmt For For
3 Re-elect David Crawford as Director Mgmt For For
4 Re-elect Gail de Planque as Director Mgmt For For
5 Re-elect Marius Kloppers as Director Mgmt For For
6 Re-elect Don Argus as Director Mgmt For For
7 Elect Wayne Murdy as Director Mgmt For For
8 Reappoint KPMG Audit plc as Auditors and Authorise the Board Mgmt For For
to Determine Their Remuneration
9 Authorise Issue of Equity or Equity-Linked Securities with Mgmt For For
Pre-emptive Rights up to Aggregate Nominal Amount of USD
277,983,328
10 Authorise Issue of Equity or Equity-Linked Securities without Mgmt For
For
Pre-emptive Rights up to Aggregate Nominal Amount of USD
55,778,030
Page 7 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
11 Authorise 223,112,120 Ordinary Shares for Market Purchase Mgmt For For
12i Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For
For
Billiton Ltd on 30 April 2010
12ii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt
For For
Billiton Ltd on 17 June 2010
12iii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt
For For
Billiton Ltd on 15 September 2010
12iv Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt
For For
Billiton Ltd on 11 November 2010
13 Approve Remuneration Report Mgmt For For
14 Approve the Grant of Deferred Shares and Options under the Mgmt For For
BHP Billiton Ltd Group Incentive Scheme and the Grant of
Performance Shares under the BHP Billiton Ltd Long Term
Incentive Plan to Marius Kloppers
Ebix, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
30-Oct-09 USA 278715206 Annual 09-Sep-09
Ticker: EBIX
CUSIP: 278715206 ISIN: US2787152063 SEDOL: 2008400
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Robin Raina Mgmt For For
2 Elect Director Hans U. Benz Mgmt For For
3 Elect Director Pavan Bhalla Mgmt For For
4 Elect Director Neil D. Eckert Mgmt For For
5 Elect Director Rolf Herter Mgmt For For
6 Elect Director Hans Ueli Keller Mgmt For For
Jack Henry & Associates, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
10-Nov-09 USA 426281101 Annual 21-Sep-09
Ticker: JKHY
CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jerry D. Hall Mgmt For For
1.2 Elect Director Michael E. Henry Mgmt For For
1.3 Elect Director James J. Ellis Mgmt For For
1.4 Elect Director Craig R. Curry Mgmt For For
1.5 Elect Director Wesley A. Brown Mgmt For For
1.6 Elect Director Matthew C. Flanigan Mgmt For For
1.7 Elect Director Marla K. Shepard Mgmt For For
1.8 Elect Director John F. Prim Mgmt For For
2 Ratify Auditors Mgmt For For
Page 8 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Zymogenetics Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
10-Nov-09 USA 98985T109 Ticker: ZGEN Special 07-Oct-09
CUSIP: 98985T109 ISIN: US98985T1097 SEDOL: 2807168
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Stock Option Exchange Program Commonwealth Bank Of Australia
11-Nov-09 Meeting Date Australia Country Q26915100 Primary Security ID Ticker:
CBA Annual Meeting Type For Record Date 09-Nov-09 Against
CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035
Proponent Mgmt Rec Vote Instruction
Mgmt1 Receive the Financial Statements and Statutory Reports for the Financial
Year Ended June 30, 2009 None None
Mgmt2(a) Elect S Carolyn Kay as a Director For For
Mgmt2(b) Elect Fergus D Ryan as a Director For For
Mgmt2(c) Elect David J Turner as a Director For For
Mgmt3 Approve the Remuneration Report for the Financial Year Ended June 30,
2009 For For
Mgmt4 Approve the Grant of Reward Shares to a Maximum Value of A$4.49 Million
to R J Norris, CEO, Under the Group Leadership Reward Plan of Commonwealth Bank
of Australia Solera Holdings, Inc. Meeting Date Country Primary Security ID
Meeting Type For Record Date For
11-Nov-09 USA 83421A104 Ticker: SLH Annual 01-Oct-09
CUSIP: 83421A104 ISIN: US83421A1043 SEDOL: B1XDZ96
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director Tony Aquila For For
Mgmt1.2 Elect Director Arthur F. Kingsbury For For
Mgmt1.3 Elect Director Jerrell W. Shelton For For
Mgmt1.4 Elect Director Kenneth A. Viellieu For For
Mgmt1.5 Elect Director Stuart J. Yarbrough For For
Mgmt2 Ratify Auditors Cisco Systems, Inc. Meeting Date Country Primary Security
ID Meeting Type For Record Date For
12-Nov-09 USA 17275R102 Ticker: CSCO Annual 14-Sep-09
CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163
Proponent Mgmt Rec Vote Instruction
Page 9 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Elect Director Carol A. Bartz Mgmt For For
2 Elect Director M. Michele Burns Mgmt For For
3 Elect Director Michael D. Capellas Mgmt For For
4 Elect Director Larry R. Carter Mgmt For For
5 Elect Director John T. Chambers Mgmt For For
6 Elect Director Brian L. Halla Mgmt For For
7 Elect Director John L. Hennessy Mgmt For For
8 Elect Director Richard M. Kovacevich Mgmt For For
9 Elect Director Roderick C. McGeary Mgmt For For
10 Elect Director Michael K. Powell Mgmt For For
11 Elect Director Arun Sarin Mgmt For For
12 Elect Director Steven M. West Mgmt For For
13 Elect Director Jerry Yang Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For Against
15 Amend Qualified Employee Stock Purchase Plan Mgmt For For
16 Ratify Auditors Mgmt For For
17 Amend Bylaws to Establish a Board Committee on Human Rights SH Against
Against
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
19 Report on Internet Fragmentation SH Against For
Ethan Allen Interiors Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
16-Nov-09 USA 297602104 Annual 21-Sep-09
Ticker: ETH
CUSIP: 297602104 ISIN: US2976021046 SEDOL: 2320825
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Frank G. Wisner Mgmt For For
2 Ratify Auditors Mgmt For For
Lancaster Colony Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
16-Nov-09 USA 513847103 Annual 18-Sep-09
Ticker: LANC
CUSIP: 513847103 ISIN: US5138471033 SEDOL: 2503206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director James B. Bachmann Mgmt For For
1.2 Elect Director Neeli Bendapudi Mgmt For For
1.3 Elect Director John L. Boylan Mgmt For For
2 Ratify Auditors Mgmt For For
Page 10 of 185
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Report was run from: 8/4/09 to 6/30/10
UniCredit SpA Meeting Date Country Primary Security ID Meeting Type Record
Date
16-Nov-09 Italy T95132105 Special 11-Nov-09
Ticker: N/A
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Vote
Proponent Mgmt Rec Instruction
Special Business Mgmt None None
1 Approve EUR 4 Billion Capital Increase with Preemptive Rights to Mgmt For
For
Holders of Ordinary Shares and Saving Shares
Corinthian Colleges, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
17-Nov-09 USA 218868107 Annual 21-Sep-09
Ticker: COCO
CUSIP: 218868107 ISIN: US2188681074 SEDOL: 2386021
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Paul R. St. Pierre Mgmt For For
1.2 Elect Director Linda Arey Skladany Mgmt For For
1.3 Elect Director Robert Lee Mgmt For For
2 Ratify Auditors Mgmt For For
VistaPrint NV Meeting Date Country Primary Security ID Meeting Type Record
Date
17-Nov-09 Netherlands N93540107 Annual 19-Oct-09
Ticker: VPRT
CUSIP: N/A ISIN: NL0009272269 SEDOL: B48HGT1
Vote
Proponent Mgmt Rec Instruction
This is a duplicate meeting for ballots received via the Mgmt None None
Broadridge North American Ballot distribution system.
1 A Vote For The Election Of Nominee John J. Gavin, Jr. Mgmt For For
2 A Vote For The Election Of Nominee George M. Overholser Mgmt For For
3 A Vote For The Election Of Nominee Mark T. Thomas Mgmt For For
4 Approve Our Performance Incentive Plan For Covered Employees Mgmt For For
5 Appoint Ernst & Young Llp As Our Independent Registered Mgmt For For
Publicaccounting Firm For The Fiscal Year Ending June 30, 2010
CACI International, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
18-Nov-09 USA 127190304 Annual 21-Sep-09
Ticker: CACI
CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Dan R. Bannister Mgmt For For
Page 11 of 185
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Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director Paul M. Cofoni Mgmt For For
1.3 Elect Director Gordon R. England Mgmt For For
1.4 Elect Director James S. Gilmore III Mgmt For For
1.5 Elect Director Gregory G. Johnson Mgmt For For
1.6 Elect Director Richard L. Leatherwood Mgmt For For
1.7 Elect Director J. Phillip London Mgmt For For
1.8 Elect Director James L. Pavitt Mgmt For For
1.9 Elect Director Warren R. Phillips Mgmt For For
1.10 Elect Director Charles P. Revoile Mgmt For For
1.11 Elect Director William S. Wallace Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Adjourn Meeting Mgmt For Against
5 Ratify Auditors Mgmt For For
Campbell Soup Co. Meeting Date Country Primary Security ID Meeting Type
Record Date
19-Nov-09 USA 134429109 Annual 21-Sep-09
Ticker: CPB
CUSIP: 134429109 ISIN: US1344291091 SEDOL: 2162845
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Edmund M. Carpenter Mgmt For For
1.2 Elect Director Paul R. Charron Mgmt For For
1.3 Elect Director Douglas R. Conant Mgmt For For
1.4 Elect Director Bennett Dorrance Mgmt For For
1.5 Elect Director Harvey Golub Mgmt For For
1.6 Elect Director Lawrence C. Karlson Mgmt For For
1.7 Elect Director Randall W. Larrimore Mgmt For For
1.8 Elect Director Mary Alice D. Malone Mgmt For For
1.9 Elect Director Sara Mathew Mgmt For For
1.10 Elect Director William D. Perez Mgmt For For
1.11 Elect Director Charles R. Perrin Mgmt For For
1.12 Elect Director A. Barry Rand Mgmt For For
1.13 Elect Director Nick Schreiber Mgmt For For
1.14 Elect Director Archbold D. Van Beuren Mgmt For For
1.15 Elect Director Les C. Vinney Mgmt For For
1.16 Elect Director Charlotte C. Weber Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
Page 12 of 185
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Report was run from: 8/4/09 to 6/30/10
Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type
Record Date
19-Nov-09 Germany D2035M169 Special 03-Nov-09
Ticker: N/A
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Vote
Proponent Mgmt Rec Instruction
1 Approve Spin-Off and Takeover Agreement Concluded on Mgmt For For
September 3, 2009 with T-Mobile Deutschland GmbH
DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date
19-Nov-09 USA 25490A101 Special 09-Oct-09
Ticker: DTV
CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Approve Voting and Right of First Refusal Mgmt For For
3 Adjourn Meeting Mgmt For For
Microsoft Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
19-Nov-09 USA 594918104 Annual 04-Sep-09
Ticker: MSFT
CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173
Vote
Proponent Mgmt Rec Instruction
1 Elect Director William H. Gates, III Mgmt For For
2 Elect Director Steven A. Ballmer Mgmt For For
3 Elect Director Dina Dublon Mgmt For For
4 Elect Director Raymond V. Gilmartin Mgmt For For
5 Elect Director Reed Hastings Mgmt For For
6 Elect Director Maria Klawe Mgmt For For
7 Elect Director David F. Marquardt Mgmt For For
8 Elect Director Charles H. Noski Mgmt For For
9 Elect Director Helmut Panke Mgmt For For
10 Ratify Auditors Mgmt For For
11 Permit Right to Call Special Meeting Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
13 Adopt Principles for Health Care Reform SH Against Against
14 Report on Charitable Contributions SH Against Against
Page 13 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
BHP Billiton Limited (Formerly BHP Ltd.) Ticker: BHP 26-Nov-09 Meeting Date
Australia Country Q1498M159 Primary Security ID Annual Meeting Type Record
Date 24-Nov-09
CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690
Proponent Mgmt Rec Vote Instruction
1 Accept Financial Statements and Statutory Reports for BHP Billiton Ltd and
BHP Billiton Plc for the Fiscal Year Ended June 30, 2009 Mgmt For For
2 Elect Carlos Cordeiro as a Director of BHP Billiton Ltd and BHP Billiton
Plc Mgmt For For
3 Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc
Mgmt For For
4 Elect Gail de Planque as a Director of BHP Billiton Ltd and BHP Billiton
Plc Mgmt For For
5 Elect Marius Kloppers as a Director of BHP Billiton Ltd and BHP Billiton
Plc Mgmt For For
6 Elect Don Argus as a Director of BHP Billiton Ltd and BHP Billiton Plc
Mgmt For For
7 Elect Wayne Murdy as a Director of BHP Billiton Ltd and BHP Billiton Plc
Mgmt For For
8 Approve KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For
9 Approve Renewal of General Authority to Issue of Up to 555.97 Million Shares
in BHP Billiton Plc in Connection with Its Employee Share and Incentive
Schemes Mgmt For For
10 Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc Mgmt
For For
11 Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc
Mgmt For For
12i Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton
Ltd on April 30, 2010 Mgmt For For
12ii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton
Ltd on June 17, 2010 Mgmt For For
12iii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton
Ltd on Sept. 15, 2010 Mgmt For For
12iv Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton
Ltd on Nov. 11, 2010 Mgmt For For
13 Approve Remuneration Report for the Fiscal Year Ended June 30, 2009 Mgmt
For For
14 Approve Grant of Approximately 55,932 Deferred Shares, 223,739 Options, and
424,612 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group
Incentive Scheme and the Long Term Incentive Plan Mgmt For For
Bally Technologies, Inc Meeting Date Country Primary Security ID Meeting
Type Record Date
Ticker: BYI 02-Dec-09 USA 05874B107 Annual 13-Oct-09
CUSIP: 05874B107 ISIN: US05874B1070 SEDOL: 2380818
Proponent Mgmt Rec Vote Instruction
Page 14 of 185
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Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director David Robbins Mgmt For Withhold
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Volkswagen AG (VW) Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: N/A 03-Dec-09 Germany D9452L228 Special 12-Nov-09
CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102
Proponent Mgmt Rec Vote Instruction
1 Approve Creation of EUR 345.6 Million Pool of Capital with Preemptive Rights
via Issuance of Preferred Stock Mgmt For Against
2 Amend Articles Re: Grant the Federal State of Lower Saxony the Right to
Nominate Two Supervisory Board Members if it Holds at Least 15 Percent of
Common Stock Mgmt For Against
3 Amend Articles Re: Require Qualified Majority of 80 Percent of General
Meeting Mgmt For Against
4a Elect Hans Michel Piech to the Supervisory Board Mgmt For Against
4b Elect Ferdinand Oliver Porsche to the Supervisory Board Mgmt For Against
Mgmt5 Amend Articles Re: Amend Articles Re: Convocation of, Participation in,
and Voting Rights Representation at General Meeting due to New German
Legislation (Law on Transposition of EU Shareholder's Rights Directive) Vail
Resorts, Inc. Meeting Date Country Primary Security ID Meeting Type For
Record Date For
Ticker: MTN 04-Dec-09 USA 91879Q109 Annual 07-Oct-09
CUSIP: 91879Q109 ISIN: US91879Q1094 SEDOL: 2954194
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Roland A. Hernandez Mgmt For For
1.2 Elect Director Thomas D. Hyde Mgmt For For
1.3 Elect Director Jeffrey W. Jones Mgmt For For
1.4 Elect Director Robert A. Katz Mgmt For For
1.5 Elect Director Richard D. Kincaid Mgmt For For
1.6 Elect Director John T. Redmond Mgmt For For
1.7 Elect Director John F. Sorte Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
4 Other Business ModusLink Global Solutions, Inc. Ticker: MLNK 09-Dec-09
Meeting Date USA Country Mgmt 60786L107 Primary Security ID Annual Meeting
Type For Record Date 12-Oct-09 Abstain
CUSIP: 60786L107 ISIN: US60786L1070 SEDOL: 2203551
Page 15 of 185
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Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Francis J. Jules Mgmt For For
1.2 Elect Director Joseph C. Lawler Mgmt For For
1.3 Elect Director Michael J. Mardy Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
The Dress Barn, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
09-Dec-09 USA 261570105 Annual 09-Oct-09
Ticker: DBRN
CUSIP: 261570105 ISIN: US2615701057 SEDOL: 2280565
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John Usdan Mgmt For For
1.2 Elect Director Randy L. Pearce Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Arena Resources, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-Dec-09 USA 040049108 Annual 23-Oct-09
Ticker: ARD
CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lloyd T. Rochford Mgmt For For
1.2 Elect Director Stanley M. McCabe Mgmt For For
1.3 Elect Director Clayton E. Woodrum Mgmt For For
1.4 Elect Director Anthony B. Petrelli Mgmt For For
1.5 Elect Director Carl H. Fiddner Mgmt For For
2 Approve Restricted Stock Plan Mgmt For Against
3 Amend Stock Option Plan Mgmt For Against
Starent Networks, Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-Dec-09 USA 85528P108 Special 06-Nov-09
Ticker: STAR
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Page 16 of 185
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Report was run from: 8/4/09 to 6/30/10
AutoZone, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
Ticker: AZO 16-Dec-09 USA 053332102 Annual 19-Oct-09
CUSIP: 053332102 ISIN: US0533321024 SEDOL: 2065955
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director William C. Crowley Mgmt For For
1.2 Elect Director Sue E. Gove Mgmt For For
1.3 Elect Director Earl G. Graves, Jr. Mgmt For For
1.4 Elect Director Robert R. Grusky Mgmt For For
1.5 Elect Director J. R. Hyde, III Mgmt For For
1.6 Elect Director W. Andrew McKenna Mgmt For For
1.7 Elect Director George R. Mrkonic, Jr. Mgmt For For
1.8 Elect Director Luis P. Nieto Mgmt For For
1.9 Elect Director William C. Rhodes, III Mgmt For For
1.10 Elect Director Theodore W. Ullyot Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Westpac Banking Corporation Ticker: WBC 16-Dec-09 Meeting
Date Australia Country Mgmt Q97417101 Primary Security ID Annual Meeting
Type For Record Date 14-Dec-09 For
CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146
Proponent Mgmt Rec Vote Instruction
1 Receive the Financial Statements and Statutory Reports for the Financial
Year Ended Sept. 30, 2009 Mgmt None None
2 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009
Mgmt For For
3(a) Elect Edward (Ted) Alfred Evans as a Director Mgmt For For
3(b) Elect Gordon McKellar Cairns as a Director Mgmt For For
3(c) Elect Peter David Wilson as a Director Mgmt For For
Mgmt4 Approve the Grant of Shares and Performance Share Rights and/or
Performance Options to Gail Patricia Kelly, Managing Director and CEO, Under
the Company's CEO Restricted Share Plan and CEO Performance Plan National
Australia Bank Limited 17-Dec-09 Meeting Date Australia Country Q6534X101
Primary Security ID Ticker: NAB Annual Meeting Type For Record Date
15-Dec-09 For
CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608
Proponent Mgmt Rec Vote Instruction
Page 17 of 185
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Report was run from: 8/4/09 to 6/30/10
1 Receive the Financial Statements and Statutory Reports for the Financial
Year Ended Sept. 30, 2009 Mgmt None None
2(a) Approve the Selective Buy-Back of 600 Unpaid Preference Shares Which
Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24,
2008 Mgmt For For
2(b) Approve the Selective Reduction of Capital on 600 Unpaid Preference
Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on
Sept. 24, 2008 Mgmt For For
2(c) Approve the Selective Buy-Back of 1,000 Unpaid Preference Shares Which
Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30,
2009 Mgmt For For
2(d) Approve the Selective Reduction of Capital on 1,000 Unpaid Preference
Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company
on Sept. 30, 2009 Mgmt For For
3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009
Mgmt For For
4 Approve the Grant of Shares Worth a Total of A$3.31 Million to Cameron
Clyne, Group Chief Executive Officer, under the Company's Short Term Incentive
and Long Term Incentive Plans Mgmt For For
5(a) Approve the Grant of Shares Worth a Total of A$1.60 Million to Mark
Joiner, Executive Director, under the Company's Short Term Incentive and Long
Term Incentive Plans Mgmt For For
5(b) Approve the Grant of Shares Worth a Total of A$1.69 Million to Michael
Ullmer, Executive Director, under the Company's Short Term Incentive and Long
Term Incentive Plans Mgmt For For
6(a) Elect Michael Chaney as a Director Mgmt For For
6(b) Elect Paul Rizzo as a Director Mgmt For For
6(c) Elect Michael Ullmer as a Director Mgmt For For
6(d) Elect Mark Joiner as a Director Mgmt For For
6(e) Elect John Waller as a Director Mgmt For For
Shareholder Proposal Mgmt None None
6(f) Elect Stephen Mayne as a Director SH Against Against
Australia and New Zealand Banking Group Ltd. (formerly Austr Ticker: ANZ
18-Dec-09 Meeting Date Australia Country Q0954P102 Primary Security ID
Annual Meeting Type Record Date 16-Dec-09
CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586
Proponent Mgmt Rec Vote Instruction
Management Proposals Mgmt None None
1 Receive the Financial Statements and Statutory Reports for the Financial
Year Ended Sept. 30, 2009 Mgmt None None
2 Ratify the Past Issuance of 173.61 Million Shares at an Issue Price of
A$14.40 Each to Institutions and Sophisticated and Professional Investors Made
on June 3, 2009 Mgmt For For
3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009
Mgmt For For
4(a) Elect J.P. Morschel as a Director Mgmt For For
Shareholder Proposal Mgmt None None
Page 18 of 185
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Report was run from: 8/4/09 to 6/30/10
SH4(b) Elect R.J. Reeves as a Director Against Against
MgmtManagement Proposal None None
Mgmt4(c) Elect Lee Hsien Yang as a Director Watson Wyatt Worldwide Inc
18-Dec-09 Meeting Date USA Country 942712100 Primary Security ID Ticker: WW
Special Meeting Type For Record Date 03-Nov-09 For
CUSIP: 942712100 ISIN: US9427121002 SEDOL: 2648259
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Merger Agreement For For
Mgmt2 Approve Omnibus Stock Plan For Against
Mgmt3 Adjourn Meeting Ebix, Inc. Meeting Date Country Primary Security ID
Meeting Type For Record Date For
21-Dec-09 USA 278715206 Ticker: EBIX Special 26-Oct-09
CUSIP: 278715206 ISIN: US2787152063 SEDOL: 2008400
Proponent Mgmt Rec Vote Instruction
Mgmt1 Increase Authorized Common Stock National Bank of Greece SA Meeting Date
Country Primary Security ID Meeting Type For Record Date For
14-Jan-10 Greece X56533114 Ticker: N/A Special 21-Dec-09
CUSIP: X56533114 ISIN: GRS003013000 SEDOL: 4625959
Proponent Mgmt Rec Vote Instruction
MgmtMeeting for ADR Holders
MgmtSpecial Meeting Agenda
Mgmt1 Approve Spin-Off Agreement For For
Mgmt2 Approve Accounting Treatment of Spin-Off For For
Mgmt3 Authorize Filing of Required Documents/Other Formalities For For
Mgmt4 Ratify Co-Option of Directors For For
Mgmt5 Elect Directors For Against
Mgmt6 Elect Members of Audit Committee For For
Mgmt7 Approve Related Party Transactions For Against
Mgmt8 Amend Company Articles For For
Mgmt9 Authorize Convertible Debt Issuance Vestas Wind System AS Meeting Date
Country Primary Security ID Meeting Type For Record Date For
14-Jan-10 Denmark K9773J128 Ticker: N/A Special 29-Dec-09
Page 19 of 185
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Report was run from: 8/4/09 to 6/30/10
CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651
Vote
Proponent Mgmt Rec Instruction
1 Amend Articles Re: Amend Deadline for Shareholders' Right to Mgmt For For
Include Matters on Agenda of Annual General Meeting to Six
Weeks
2 Authorize Board or Chairman of Meeting to Make Editorial Mgmt For For
Changes to Adopted Resolutions in Connection with Registration
Visa Inc. Meeting Date Country Primary Security ID Meeting Type Record Date
20-Jan-10 USA 92826C839 Annual 27-Nov-09
Ticker: V
CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert W. Matschullat Mgmt For For
1.2 Elect Director Cathy E. Minehan Mgmt For For
1.3 Elect Director David J. Pang Mgmt For For
1.4 Elect Director William S. Shanahan Mgmt For For
1.5 Elect Director John A. Swainson Mgmt For For
2 Ratify Auditors Mgmt For For
3com Corp. Meeting Date Country Primary Security ID Meeting Type Record
Date
26-Jan-10 USA 885535104 Special 09-Dec-09
Ticker: COMS
CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Siemens AG Meeting Date Country Primary Security ID Meeting Type Record
Date
26-Jan-10 Germany D69671218 Annual 06-Jan-10
Ticker: N/A
CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973
Vote
Proponent Mgmt Rec Instruction
Management Proposals Mgmt
1 Receive Supervisory Board Report, Corporate Governance Mgmt None
Report, Remuneration Report, and Compliance Report for Fiscal
2008/2009 (Non-Voting)
2 Receive Financial Statements and Statutory Reports for Fiscal Mgmt None
2008/2009 (Non-Voting)
3 Approve Allocation of Income and Dividends of EUR 1.60 per Mgmt For For
Share
Page 20 of 185
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Report was run from: 8/4/09 to 6/30/10
4a Approve Discharge of Management Board Member Peter Loescher for Fiscal
2008/2009 Mgmt For For
4b Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal
2008/2009 Mgmt For For
4c Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal
2008/2009 Mgmt For For
4d Approve Discharge of Management Board Member Joe Kaeser for Fiscal
2008/2009 Mgmt For For
4e Approve Discharge of Management Board Member Barbara Kux for Fiscal
2008/2009 Mgmt For For
4f Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal
2008/2009 Mgmt For For
4g Approve Discharge of Management Board Member Hermann Requardt for Fiscal
2008/2009 Mgmt For For
4h Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal
2008/2009 Mgmt For For
4i Approve Discharge of Management Board Member Peter Solmssen for Fiscal
2008/2009 Mgmt For For
5a Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal
2008/2009 Mgmt For For
5b Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal
2008/2009 Mgmt For For
5c Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal
2008/2009 Mgmt For For
5d Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal
2008/2009 Mgmt For For
5e Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal
2008/2009 Mgmt For For
5f Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal
2008/2009 Mgmt For For
5g Approve Discharge of Supervisory Board Member Gerd von Brandenstein for
Fiscal 2008/2009 Mgmt For For
5h Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal
2008/2009 Mgmt For For
5i Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal
2008/2009 Mgmt For For
5j Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal
2008/2009 Mgmt For For
5k Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal
2008/2009 Mgmt For For
5l Approve Discharge of Supervisory Board Member Hans-Juergen Hartung for
Fiscal 2008/2009 Mgmt For For
5m Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal
2008/2009 Mgmt For For
5n Approve Discharge of Supervisory Board Member Harald Kern for Fiscal
2008/2009 Mgmt For For
5o Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller
for Fiscal 2008/2009 Mgmt For For
5p Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal
2008/2009 Mgmt For For
5q Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal
2008/2009 Mgmt For For
Page 21 of 185
TDX Independence 2030 Exchange-Traded Fund
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5r Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal
2008/2009 Mgmt For For
5s Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal
2008/2009 Mgmt For For
5t Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal
2008/2009 Mgmt For For
5u Approve Discharge of Supervisory Board Member Lord Iain Vallance of Tummel
for Fiscal 2008/2009 Mgmt For For
5v Approve Discharge of Supervisory Board Member Sibylle Wankel for Fiscal
2008/2009 Mgmt For For
6 Approve Remuneration System for Management Board Members Mgmt For For
7a Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 Mgmt For For
7b Ratify Ernst & Young GmbH as Auditors for the Inspection of the Abbreviated
Financial Statements for the First Half of Fiscal 2009/2010 Mgmt For For
8 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
9 Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share
Capital when Repurchasing Shares Mgmt For For
10 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion;
Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
11 Amend Articles Re: Convocation of, Participation in, Video and Audio
Transmission of, and Exercise of Voting Rights at General Meeting; Other
Statutory Changes due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive) Mgmt For For
12a Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann
Concluded on Dec. 2, 2009 Mgmt For For
12b Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer
Concluded on Dec. 2, 2009 Mgmt For For
12c Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld
Concluded on Dec. 2, 2009 Mgmt For For
12d Approve Settlement Agreement Between Siemens AG and Edward Krubasik
Concluded on Dec. 2, 2009 Mgmt For For
12e Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht
Concluded on Dec. 2, 2009 Mgmt For For
12f Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer
Concluded on Dec. 2, 2009 Mgmt For For
12g Approve Settlement Agreement Between Siemens AG and Juergen Radomski
Concluded on Dec. 2, 2009 Mgmt For For
12h Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded
on Dec. 2, 2009 Mgmt For For
12i Approve Settlement Agreement Between Siemens AG and Klaus Wucherer
Concluded on Dec. 2, 2009 Mgmt For For
13 Approve Settlement Between Siemens AG and Group of D&O Liability and
Indemnification Insurers Concluded on Dec. 2, 2009 Mgmt For For
Shareholder Proposals Submitted by Verein von Belegschaftsaktionaeren in der
Siemens AG e.V. Mgmt
14 Approve Amendments to Remuneration of Supervisory Board SH Against
Against
Page 22 of 185
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15 Amend Corporate Purpose SH Against Against
New Jersey Resources Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
27-Jan-10 USA 646025106 Annual 01-Dec-09
Ticker: NJR
CUSIP: 646025106 ISIN: US6460251068 SEDOL: 2630513
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lawrence R. Codey Mgmt For For
1.2 Elect Director Laurence M. Downes Mgmt For For
1.3 Elect Director Robert B. Evans Mgmt For For
1.4 Elect Director Alfred C. Koeppe Mgmt For For
2 Ratify Auditors Mgmt For For
Rock-Tenn Company Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Jan-10 USA 772739207 Annual 27-Nov-09
Ticker: RKT
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen G. Anderson Mgmt For For
1.2 Elect Director Robert B. Currey Mgmt For For
1.3 Elect Director Lawrence L. Gellerstedt, III Mgmt For For
1.4 Elect Director John W. Spiegel Mgmt For For
1.5 Elect Director J. Powell Brown Mgmt For For
2 Ratify Auditors Mgmt For For
Emerson Electric Co. Meeting Date Country Primary Security ID Meeting Type
Record Date
02-Feb-10 USA 291011104 Annual 24-Nov-09
Ticker: EMR
CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director C. A. H. Boersig Mgmt For For
1.2 Elect Director C. Fernandez G. Mgmt For For
1.3 Elect Director W. J. Galvin Mgmt For For
1.4 Elect Director R. L. Stephenson Mgmt For For
1.5 Elect Director V. R. Loucks, Jr. Mgmt For For
1.6 Elect Director R. L. Ridgway Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Page 23 of 185
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Fair Isaac Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
02-Feb-10 USA 303250302 Annual 08-Dec-09
Ticker: FICO
CUSIP: 303250104 ISIN: US3032501047 SEDOL: 2330299
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director A. George Battle Mgmt For For
1.2 Elect Director Nicholas F. Graziano Mgmt For For
1.3 Elect Director Mark N. Greene Mgmt For For
1.4 Elect Director Alex W. Hart Mgmt For For
1.5 Elect Director James D. Kirsner Mgmt For For
1.6 Elect Director William J. Lansing Mgmt For For
1.7 Elect Director Rahul N. Merchant Mgmt For For
1.8 Elect Director Margaret L. Taylor Mgmt For For
1.9 Elect Director Duane E. White Mgmt For For
2 Eliminate Cumulative Voting Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Ratify Auditors Mgmt For For
Imperial Tobacco Group plc Meeting Date Country Primary Security ID Meeting
Type Record Date
02-Feb-10 United Kingdom G4721W102 Annual 29-Jan-10
Ticker: N/A
CUSIP: G4721W102 ISIN: GB0004544929 SEDOL: 0454492
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend of 52 Pence Per Ordinary Share Mgmt For For
4 Re-elect Dr Ken Burnett as Director Mgmt For For
5 Re-elect Jean-Dominique Comolli as Director Mgmt For For
6 Re-elect Robert Dyrbus as Director Mgmt For For
7 Re-elect Charles Knott as Director Mgmt For For
8 Re-elect Iain Napier as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditors of the Mgmt For For
Company
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Company and its Subsidiaries to Make EU Political Mgmt For For
Donations to Political Parties, Political Organisations Other Than
Political Parties, or Independent Election Candidates up to GBP
100,000 and Incur EU Political Expenditure up to GBP 100,000
Page 24 of 185
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Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
12 Authorise Issue of Equity with Pre-emptive Rights Under a General Authority
up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up
to GBP 71,000,000 After Deducting Any Securities Issued Under the General
Authority Mgmt For For
13 Subject to the Passing of Resolution 12, Authorise Issue of Equity or
Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal
Amount of GBP 5,330,000 Mgmt For For
14 Authorise 106,794,000 Ordinary Shares for Market Purchase Mgmt For For
15 Approve That a General Meeting of the Company Other Than an Annual General
Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice
Mgmt For For
16 Adopt New Articles of Association Accenture plc Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: N/A 04-Feb-10 Ireland G1151C101 Annual 14-Dec-09
CUSIP: G1151C101 ISIN: IE00B4BNMY34 SEDOL: B412KX5
Proponent Mgmt Rec Vote Instruction
1.1 Reelect William L. Kimsey as a Director Mgmt For For
1.2 Reelect Robert I. Lipp as a Director Mgmt For For
1.3 Reelect Wulf von Schimmelmann as a Director Mgmt For For
2 Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration
Mgmt For For
3 Approve 2010 Share Incentive Plan Mgmt For Against
4 Approve 2010 Employee Share Purchase Plan Mgmt For For
5 Change Location of Annual Meeting Mgmt For For
6 Authorize Open-Market Purchases of Class A Ordinary Shares Mgmt For For
Mgmt7 Authorize Board to Determine Price Range for the Issuance of Acquired
Treasury Stock Griffon Corporation Meeting Date Country Primary Security ID
Meeting Type For Record Date For
Ticker: GFF 04-Feb-10 USA 398433102 Annual 15-Dec-09
CUSIP: 398433102 ISIN: US3984331021 SEDOL: 2463344
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Henry A. Alpert Mgmt For For
1.2 Elect Director Blaine V. Fogg Mgmt For For
1.3 Elect Director William H. Waldorf Mgmt For For
1.4 Elect Director Joseph J. Whalen Mgmt For For
2 Ratify Auditors Jack In the Box Inc. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: JACK 10-Feb-10 USA 466367109 Annual 16-Dec-09
Page 25 of 185
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Report was run from: 8/4/09 to 6/30/10
CUSIP: 466367109 ISIN: US4663671091 SEDOL: 2344922
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael E. Alpert Mgmt For For
1.2 Elect Director David L. Goebel Mgmt For For
1.3 Elect Director Murray H. Hutchison Mgmt For For
1.4 Elect Director Linda A. Lang Mgmt For For
1.5 Elect Director Michael W. Murphy Mgmt For For
1.6 Elect Director David M. Tehle Mgmt For For
1.7 Elect Director Winifred M. Webb Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
4 Require Suppliers to Adopt CAK SH Against Against
Burlington Northern Santa Fe Corp. Meeting Date Country Primary Security ID
Meeting Type Record Date
11-Feb-10 USA 12189T104 Special 18-Dec-09
Ticker: BNI
CUSIP: 12189T104 ISIN: US12189T1043 SEDOL: 2154927
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Microsemi Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
17-Feb-10 USA 595137100 Annual 23-Dec-09
Ticker: MSCC
CUSIP: 595137100 ISIN: US5951371005 SEDOL: 2588140
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director James J. Peterson Mgmt For For
1.2 Elect Director Dennis R. Leibel Mgmt For For
1.3 Elect Director Thomas R. Anderson Mgmt For For
1.4 Elect Director William E. Bendush Mgmt For For
1.5 Elect Director William L. Healey Mgmt For For
1.6 Elect Director Paul F. Folino Mgmt For For
1.7 Elect Director Matthew E. Massengill Mgmt For For
2 Ratify Auditors Mgmt For For
Ruddick Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
18-Feb-10 USA 781258108 Annual 11-Dec-09
Ticker: RDK
Page 26 of 185
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Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John R. Belk Mgmt For For
1.2 Elect Director John P. Derham Cato Mgmt For For
1.3 Elect Director Thomas W. Dickson Mgmt For For
1.4 Elect Director James E.S. Hynes Mgmt For For
1.5 Elect Director Anna Spangler Nelson Mgmt For For
1.6 Elect Director Bailey W. Patrick Mgmt For For
1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For
1.8 Elect Director Harold C. Stowe Mgmt For For
1.9 Elect Director Isaiah Tidwell Mgmt For For
1.10 Elect Director William C. Warden, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
Bank of America Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
23-Feb-10 USA 060505104 Special 07-Jan-10
Ticker: BAC
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
1 Increase Authorized Common Stock Mgmt For For
2 Adjourn Meeting Mgmt For For
Apple Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
25-Feb-10 USA 037833100 Annual 28-Dec-09
Ticker: AAPL
CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William V. Campbell Mgmt For For
1.2 Elect Director Millard S. Drexler Mgmt For For
1.3 Elect Director Albert A. Gore, Jr. Mgmt For For
1.4 Elect Director Steven P. Jobs Mgmt For For
1.5 Elect Director Andrea Jung Mgmt For For
1.6 Elect Director Arthur D. Levinson Mgmt For For
1.7 Elect Director Jerome B. York Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
Page 27 of 185
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Report was run from: 8/4/09 to 6/30/10
5 Ratify Auditors Mgmt For For
6 Prepare Sustainability Report SH Against For
7 Establish Other Board Committee SH Against Against
Sirona Dental Systems Inc Meeting Date Country Primary Security ID Meeting
Type Record Date
25-Feb-10 USA 82966C103 Annual 05-Jan-10
Ticker: SIRO
CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Simone Blank Mgmt For Withhold
1.2 Elect Director Timothy D. Sheehan Mgmt For For
1.3 Elect Director Timothy P. Sullivan Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Tetra Tech, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
25-Feb-10 USA 88162G103 Annual 28-Dec-09
Ticker: TTEK
CUSIP: 88162G103 ISIN: US88162G1031 SEDOL: 2883890
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Dan L. Batrack Mgmt For For
1.2 Elect Director Hugh M. Grant Mgmt For For
1.3 Elect Director Patrick C. Haden Mgmt For For
1.4 Elect Director J. Christopher Lewis Mgmt For For
1.5 Elect Director Albert E. Smith Mgmt For For
1.6 Elect Director J. Kenneth Thompson Mgmt For For
1.7 Elect Director Richard H. Truly Mgmt For For
2 Ratify Auditors Mgmt For For
Piedmont Natural Gas Co., Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
26-Feb-10 USA 720186105 Annual 28-Dec-09
Ticker: PNY
CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jerry W. Amos Mgmt For For
1.2 Elect Director Frankie T. Jones, Sr. Mgmt For For
1.3 Elect Director Vicki McElreath Mgmt For For
1.4 Elect Director Thomas E. Skains Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Page 28 of 185
TDX Independence 2030 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
Parametric Technology Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
03-Mar-10 USA 699173209 Annual 04-Jan-10
Ticker: PMTC
CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Paul A. Lacy Mgmt For For
1.2 Elect Director Michael E. Porter Mgmt For For
1.3 Elect Director Robert P. Schechter Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Ratify Auditors Mgmt For For
WGL Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
04-Mar-10 USA 92924F106 Annual 04-Jan-10
Ticker: WGL
CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael D. Barnes Mgmt For For
1.2 Elect Director George P. Clancy, Jr. Mgmt For For
1.3 Elect Director James W. Dyke, Jr. Mgmt For For
1.4 Elect Director Melvyn J. Estrin Mgmt For For
1.5 Elect Director James F. Lafond Mgmt For For
1.6 Elect Director Debra L. Lee Mgmt For For
1.7 Elect Director Terry D. McCallister Mgmt For For
1.8 Elect Director Karen Hastie Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Non-Employee Director Stock Option Plan Mgmt For Against
4 Provide for Cumulative Voting SH Against Against
Concur Technologies, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
10-Mar-10 USA 206708109 Annual 20-Jan-10
Ticker: CNQR
CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William W. Canfield Mgmt For For
1.2 Elect Director Gordan Eubanks Mgmt For For
2 Ratify Auditors Mgmt For For
Page 29 of 185
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Report was run from: 8/4/09 to 6/30/10
The Walt Disney Company Meeting Date Country Primary Security ID Meeting
Type Record Date
10-Mar-10 USA 254687106 Annual 11-Jan-10
Ticker: DIS
CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director John E. Bryson Mgmt For For
3 Elect Director John S. Chen Mgmt For For
4 Elect Director Judith L. Estrin Mgmt For For
5 Elect Director Robert A. Iger Mgmt For For
6 Elect Director Steven P. Jobs Mgmt For For
7 Elect Director Fred H. Langhammer Mgmt For For
8 Elect Director Aylwin B. Lewis Mgmt For For
9 Elect Director Monica C. Lozano Mgmt For For
10 Elect Director Robert W. Matschullat Mgmt For For
11 Elect Director John E. Pepper, Jr. Mgmt For For
12 Elect Director Sheryl Sandberg Mgmt For For
13 Elect Director Orin C. Smith Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For Against
16 Reduce Supermajority Vote Requirement Mgmt For For
17 Reduce Supermajority Vote Requirement Mgmt For For
18 Amend Articles of Incorporation to Delete Certain Tracking Stock Mgmt
For For
Provisions
19 Amend Articles of Incorporation to Delete Classified Board Mgmt For For
Transition Provisions
20 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
21 Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay SH Against
Against
Status
Banco Bilbao Vizcaya Argentaria, S.A. Meeting Date Country Primary Security
ID Meeting Type Record Date
11-Mar-10 Spain E11805103 Annual 23-Feb-10
Ticker: N/A
CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906
Vote
Proponent Mgmt Rec Instruction
1 Approve Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports; Approve Allocation of Income and Distribution
of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve
Discharge of Directors
2.1 Re-elect Francisco Gonzales Rodriguez Mgmt For For
Page 30 of 185
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2.2 Ratify and Re-elect Angel Cano Fernandez Mgmt For For
2.3 Re-elect Ramon Bustamente y de la Mora Mgmt For For
2.4 Re-elect Ignacio Ferrero Jordi Mgmt For For
3 Authorize Share Repurchase and Subsequent Capital Reduction Mgmt For For
via Amortization of Shares
4 Approve Share Incentive Scheme Plan for Management Team, Mgmt For For
Executive Directors and Executive Committee
5 Re-elect Auditors for Company and Consolidated Group for Fiscal Mgmt For
For
Year 2010
6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
Franklin Resources, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
16-Mar-10 USA 354613101 Annual 19-Jan-10
Ticker: BEN
CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel H. Armacost Mgmt For For
1.2 Elect Director Charles Crocker Mgmt For For
1.3 Elect Director Joseph R. Hardiman Mgmt For For
1.4 Elect Director Robert D. Joffe Mgmt For For
1.5 Elect Director Charles B. Johnson Mgmt For For
1.6 Elect Director Gregory E. Johnson Mgmt For For
1.7 Elect Director Rupert H. Johnson, Jr. Mgmt For For
1.8 Elect Director Thomas H. Kean Mgmt For For
1.9 Elect Director Chutta Ratnathicam Mgmt For For
1.10 Elect Director Peter M. Sacerdote Mgmt For For
1.11 Elect Director Laura Stein Mgmt For For
1.12 Elect Director Anne M. Tatlock Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
Hewlett-Packard Company Meeting Date Country Primary Security ID Meeting
Type Record Date
17-Mar-10 USA 428236103 Annual 19-Jan-10
Ticker: HPQ
CUSIP: 428236103 ISIN: US4282361033 SEDOL: 2424006
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Marc L. Andreessen Mgmt For For
1.2 Elect Director Lawrence T. Babbio, Jr. Mgmt For For
1.3 Elect Director Sari M. Baldauf Mgmt For For
1.4 Elect Director Rajiv L. Gupta Mgmt For For
Page 31 of 185
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1.5 Elect Director John H. Hammergren Mgmt For For
1.6 Elect Director Mark V. Hurd Mgmt For For
1.7 Elect Director Joel Z. Hyatt Mgmt For For
1.8 Elect Director John R. Joyce Mgmt For For
1.9 Elect Director Robert L. Ryan Mgmt For For
1.10 Elect Director Lucille S. Salhany Mgmt For For
1.11 Elect Director G. Kennedy Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Company Request on Advisory Vote on Executive Compensation Mgmt For For
Vestas Wind System AS Meeting Date Country Primary Security ID Meeting
Type Record Date
17-Mar-10 Denmark K9773J128 Annual 01-Mar-10
Ticker: N/A
CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651
Vote
Proponent Mgmt Rec Instruction
1 Receive Report of Board Mgmt
2 Receive and Approve Financial Statements and Statutory Reports Mgmt For
None*
3 Approve Allocation of Income and Omission of Dividends Mgmt For None*
4a Reelect Bent Carlsen as Director Mgmt For None*
4b Reelect Torsten Rasmussen as Director Mgmt For None*
4c Reelect Freddy Frandsen as Director Mgmt For None*
4d Reelect Hakan Eriksson as Director Mgmt For None*
4e Reelect Jorgen Rasmussen as Director Mgmt For None*
4f Reelect Jorn Thomsen as Director Mgmt For None*
4g Reelect Kurt Nielsen as Director Mgmt For None*
4h Reelect Ola Rollen as Director Mgmt For None*
5 Ratify PricewaterhouseCoopers as Auditor Mgmt For None*
6.1 Amend Articles Re: Right to Convene an Extraordinary General Mgmt For
None*
Meeting; Notification and Documents Pertaining to General
Meeting; Stipulate Record Date and Availability of Admission
Cards; Editorial Changes
6.2 Amend Articles Re: Information Contained in Notice to General Mgmt For
None*
Meeting; Voting Rights by Proxy and Correspondence; Editorial
Changes
6.3 Amend Articles Re: Delete Secondary Company Name Mgmt For None*
6.4 Amend Articles Re: Delete Reference to Company Address Mgmt For None*
6.5 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For
None*
6.6 Amend Articles Re: Delete Board's Authorization to Cancel Mgmt For None*
Unregistered Shares
Page 32 of 185
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Report was run from: 8/4/09 to 6/30/10
6.7 Approve Creation of DKK 20.4 Million Pool of Capital without Preemptive
Rights Mgmt For None*
6.8 Extend Authorization to Issue 1.8 Million Shares to Employees Until May 1,
2011 Mgmt For None*
6.9 Extend Authorization to Issue Warrants to Key Employees Until May 1, 2011;
Extend Authorization to Increase Share Capital by up to DKK 368,000 to
Guarantee Conversion Rights; Cancel Authorization to Grant Warrants to Board
Members Mgmt For None*
6.10 Approve Issuance of Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of DKK 5.00 Billion; Approve Creation of Pool of
Capital to Guarantee Conversion Rights Mgmt For None*
6.11 Amend Articles Re: Change Location of General Meeting to Central Denmark
Region or Capital Region of Denmark Mgmt For None*
6.12 Amend Articles Re: Amend Agenda of General Meeting to Clarify the Number
of Auditors Mgmt For None*
6.13 Amend Articles Re: Stipulate that General Meeting may be Held in English;
Specify that Documents Pertaining to General Meeting are Available both in
Danish and in English Mgmt For None*
6.14 Amend Articles Re: Stipulate that the Corporate Language is English
Mgmt For None*
6.15 Authorize Repurchase Up to 10 Percent of Issued Share Capital Mgmt For
None*
6.16 Amend Guidelines for Incentive-Based Compensation for Executive
Management and Board to Include Warrants Mgmt For None*
6.17 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For
None*
Adopted Resolutions in Connection with Registration
7 Other Business Mgmt
* No POA on file
Martek Biosciences Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
18-Mar-10 USA 572901106 Annual 19-Jan-10
Ticker: MATK
CUSIP: 572901106 ISIN: US5729011065 SEDOL: 2567213
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Harry J. D'Andrea Mgmt For For
2 Elect Director James R. Beery Mgmt For For
3 Elect Director Michael G. Devine Mgmt For For
4 Elect Director Steve Dubin Mgmt For For
5 Elect Director Robert J. Flanagan Mgmt For For
6 Elect Director Polly B. Kawalek Mgmt For For
7 Elect Director Jerome C. Keller Mgmt For For
8 Elect Director Douglas J. MacMaster, Jr. Mgmt For For
9 Elect Director Robert H. Mayer Mgmt For For
10 Elect Director David M. Pernock Mgmt For For
11 Elect Director Eugene H. Rotberg Mgmt For For
12 Ratify Auditors Mgmt For For
Page 33 of 185
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Report was run from: 8/4/09 to 6/30/10
Pharmasset, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
18-Mar-10 USA 71715N106 Annual 22-Jan-10
Ticker: VRUS
CUSIP: 71715N106 ISIN: US71715N1063 SEDOL: B17W5V1
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Herbert J. Conrad Mgmt For For
2 Ratify Auditors Mgmt For For
Clarcor, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
23-Mar-10 USA 179895107 Annual 05-Feb-10
Ticker: CLC
CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Messrs. Robert Burgstahler, Mgmt For For
1.2 Elect Director Paul Donovan Mgmt For For
1.3 Elect Director Norman Johnson Mgmt For For
2 Ratify Auditors Mgmt For For
Novo Nordisk A/S Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Mar-10 Denmark K7314N152 Annual 22-Feb-10
Ticker: N/A
CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524
Vote
Proponent Mgmt Rec Instruction
1 Receive Report of Board Mgmt
2 Receive and Approve Financial Statements and Statutory Reports Mgmt For
None*
3 Approve Remuneration of Directors Mgmt For None*
4 Approve Allocation of Income and Dividends of DKK 7.5 per Mgmt For None*
Class B Share of DKK 1 and Class A Share of DKK 1
5a Reelect Sten Scheibye as Director Mgmt For None*
5b Reelect Goran Ando as Director Mgmt For None*
5c Reelect Henrik Gurtler as Director Mgmt For None*
5d Reelect Pamela Kirby as Director Mgmt For None*
5e Reelect Kurt Nielsen as Director Mgmt For None*
5f Reelect Hannu Ryopponen as Director Mgmt For None*
5g Reelect Jorgen Wedel as Director Mgmt For None*
6 Ratify PricewaterhouseCoopers as Auditor Mgmt For None*
7.1.1 Amend Articles Re: Notice Period of General Meeting; Deadline Mgmt
For None*
for Submitting Shareholder Proposals; Registration Date and
Record Date; Editorial Changes
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7.1.2 Amend Articles Re: Right to Issue Share Certificates for A-shares,
Deadline for Convening an Extraordinary General Meeting; Electronic
Distribution of Documents Pertaining to General Meetings; Voting by
Correspondence and Proxy; Majority Requirements Mgmt For None*
7.1.3 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For
None*
7.1.4 Amend Articles Re: Appointment of Chairman and Vice Chairman Mgmt For
None*
7.1.5 Amend Articles Re: Right to Sign for the Company Mgmt For None*
7.1.6 Amend Articles Re: Specify that the Corporate Language is English Mgmt
For None*
7.1.7 Amend Articles Re: General Reference to Applicable Law Instead of
Requirements for the Annual Report Mgmt For None*
7.1.8 Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to
Dividends Mgmt For None*
7.2 Approve DKK 20.0 Million Reduction in Class B Share Capital via Share
Cancellation; Amend Articles Accordingly Mgmt For None*
7.3 Authorize Repurchase of up to 10 Percent of Share Capital Mgmt For None*
7.4 Amend Guidelines for Incentive-Based Compensation for Executive Management
and Board Mgmt For None*
8 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For None*
Adopted Resolutions in Connection with Registration
9 Other Business Mgmt
* No POA on file
Koninklijke Philips Electronics 25-Mar-10 Meeting Date Netherlands Country
N6817P109 Primary Security ID Ticker: N/A Annual Meeting Type Record Date
03-Mar-10
CUSIP: N6817P109 ISIN: NL0000009538 SEDOL: 5986622
Proponent Mgmt Rec Vote Instruction
MgmtAnnual Meeting
Mgmt1 President's Speech
2a 2b Approve 2009 Financial Statements and Statutory Reports Receive
Explanation on Company's Corporate Governance Structure Mgmt Mgmt For For
2c Receive Explanation on Company's Reserves and Dividend Poli Mgmtcy
2d Approve Dividends of EUR 0.70 Per Share Mgmt For For
2e Approve Discharge of Management Board Mgmt For For
2f Approve Discharge of Supervisory Board Mgmt For For
3a Reelect G.H.A. Dutine to Management Board Mgmt For For
3b Reelect R.S. Provoost to Management Board Mgmt For For
3c Reelect A. Ragnetti to Management Board Mgmt For For
3d Reelect S.H. Rusckowski to Management Board Mgmt For For
4a Grant Board Authority to Issue Shares Up To 10 Percent of Number of Issued
Shares Plus Additional 10 Percent in Case of Takeover/Merger Mgmt Page 35 of
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TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
4b Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a
Mgmt For For
5 Authorize Repurchase of Shares Mgmt For For
6 Other Business (Non-Voting) Nordea Bank AB (formerly Nordea AB) Ticker: N/A
25-Mar-10 Meeting Date Sweden Country Mgmt W57996105 Primary Security ID
Annual Meeting Type Record Date 19-Mar-10
CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031
Proponent Mgmt Rec Vote Instruction
1 Elect Claes Beyer as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Designate Inspector(s) of Minutes of Meeting Mgmt For For
5 Acknowledge Proper Convening of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Chairman's Review and CEO's Speech
7 Approve Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.25 per Share Mgmt For
For
9 Approve Discharge of Board and President Mgmt For For
10 Determine Number of Members (10) and Deputy Members (0) of Board Mgmt
For For
11 Approve Remuneration of Directors in the Amount of EUR 252,000 for
Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors;
Approve Meeting Fees; Approve Remuneration of Auditors Mgmt For For
12 Reelect Hans Dalborg, Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom
Knutzen, Lars Nordstrom, Bjorn Saven, and Bjorn Wahlroos as Directors; Elect
Sarah Russell and Kari Stadigh as New Directors Mgmt For Against
13 Authorize Chairman of Board and Representatives of Four of Company's
Largest Shareholders to Serve on Nominating Committee Mgmt For For
14 Amend Articles Regarding Convocation of General Meeting Mgmt For For
15a Authorize Repurchase of Issued Shares Mgmt For For
15b Authorize Reissuance of Repurchased Shares Mgmt For For
16 Authorize Repurchase of Issued Shares According to Chapter 7 Section 6 of
the Swedish Securities Market Act Mgmt For For
17a Approve Remuneration Policy And Other Terms of Employment For Executive
Management Mgmt For For
Shareholder Proposals Mgmt
17b Proposal From The Swedish State that Executive Management Will Not Be Able
to Receive Annual Variable Pay or Participate in Long Term Variable Pay
Programs SH Against Against
Management Proposals Mgmt
Page 36 of 185
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18a Approve 2010 Share Matching Plan Mgmt For For
18b Approve Issuance of up to 5.13 Million Class C-Shares, Approve Repurchase
of up to 5.13 Million Class C-Shares, and Approve Conveyance of up to 4.1
Million Class C-Shares Mgmt For For
Shareholder Proposals Mgmt
SH19 Require Nordea to Refrain From Investing in Forest and Paper Based
Industries Which are Involved in Large-Scale Environmental Destruction
Iberdrola S.A. Meeting Date Country Primary Security ID Meeting Type None
Record Date Against
Ticker: N/A 26-Mar-10 Spain E6165F166 Annual 10-Mar-10
CUSIP: E6165F166 ISIN: ES0144580Y14 SEDOL: B288C92
Proponent Mgmt Rec Vote Instruction
1 Accept Individual and Consolidated Financial Statements for the Fiscal Year
Ended Dec. 31, 2009 Mgmt For For
2 Accept Management's Report on Company and Consolidated Group Mgmt For For
3 Approve Discharge of Directors for the Year Ended Dec. 31, 2009. Mgmt For
For
4 Re-elect Auditor for Company and Consolidated Group for Fiscal Year 2010.
Mgmt For For
5 Approve Allocation of Income and Dividends Mgmt For For
6 Approve Increase in Capital up to EUR 1.87 Million via Capitalization of
Reserves; Modify Article 5 of Company By-laws Mgmt For For
7.1 Elect Maria Helena Antolin Raybaud as Independent Director Mgmt For For
7.2 Elect Santiago Martinez Lage as Independent Director Mgmt For For
7.3 Re-Elect Victor de Urrutia Vallejo as Independent Director Mgmt For
Against
7.4 Re-Elect Ricardo Alvarez Isasi as Independent Director Mgmt For Against
7.5 Re-Elect Jose Ignacio Berroeta Echevarria as Independent Director Mgmt
For Against
7.6 Re-Elect Juan Luis Arregui Ciarsolo as Independent Director Mgmt For
Against
7.7 Re-Elect Jose Ignacio Sanchez Galan as Executive Director Mgmt For
Against
7.8 Re-Elect Julio de Miguel Aynat as Independent Director Mgmt For For
7.9 Re-Elect Sebastian Battaner Arias as Independent Director Mgmt For For
7.10 Fix Number of Directors Mgmt For For
8 Authorize Repurchase of Shares; Cancel Authorization to Repurchase Shares
Granted at the AGM Held on March 20, 2009 Mgmt For For
9 Authorize Board to Issue Within Five Years Bonds,Debentures, and/or Other
Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory
Notes up to an Amount of EUR 6 Billion. Void Authorization Granted at the AGM
held on March 20, 2009 Mgmt For For
Page 37 of 185
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10 Approve Listing and Delisting of Shares, Debt Securities, Bonds, Mgmt
For For
Promissory Notes, and Preferred Stock, in Spain and Foreign
Secondary Markets; Void Authorization Granted at the AGM held
on March 20, 2009
11 Authorize Board to Approve the Creation of Foundation; Void Mgmt For For
Authorization Granted at the AGM held on March 20, 2009
12 Modify Articles 11 and 62 of the Corporate By-laws Mgmt For For
13 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
HEICO Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Mar-10 USA 422806109 Annual 22-Jan-10
Ticker: HEI
CUSIP: 422806109 ISIN: US4228061093 SEDOL: 2419217
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel L. Higginbottom Mgmt For For
1.2 Elect Director Mark H. Hildebrandt Mgmt For For
1.3 Elect Director Wolfgang Mayrhuber Mgmt For For
1.4 Elect Director Eric A. Mendelson Mgmt For For
1.5 Elect Director Laurans A. Mendelson Mgmt For For
1.6 Elect Director Victor H. Mendelson Mgmt For For
1.7 Elect Director Mitchell I. Quain Mgmt For For
1.8 Elect Director Alan Schriesheim, Ph.D. Mgmt For For
1.9 Elect Director Frank J. Schwitter Mgmt For For
2 Ratify Auditors Mgmt For For
Canon Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
30-Mar-10 Japan J05124144 Annual 31-Dec-09
Ticker: 7751
CUSIP: J05124144 ISIN: JP3242800005 SEDOL: 6172323
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, With a Final Dividend of JPY 55 Mgmt For For
2.1 Elect Director Mgmt For For
2.2 Elect Director Mgmt For For
2.3 Elect Director Mgmt For For
2.4 Elect Director Mgmt For For
2.5 Elect Director Mgmt For For
2.6 Elect Director Mgmt For For
2.7 Elect Director Mgmt For For
2.8 Elect Director Mgmt For For
2.9 Elect Director Mgmt For For
Page 38 of 185
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2.10 Elect Director Mgmt For For
2.11 Elect Director Mgmt For For
2.12 Elect Director Mgmt For For
2.13 Elect Director Mgmt For For
2.14 Elect Director Mgmt For For
2.15 Elect Director Mgmt For For
2.16 Elect Director Mgmt For For
2.17 Elect Director Mgmt For For
3.1 Appoint Statutory Auditor Mgmt For For
3.2 Appoint Statutory Auditor Mgmt For Against
3.3 Appoint Statutory Auditor Mgmt For Against
4 Approve Retirement Bonus Payment for Directors Mgmt For For
5 Approve Retirement Bonuses and Special Payments in Mgmt For Against
Connection with Abolition of Retirement Bonus System for
Statutory Auditors
6 Approve Payment of Annual Bonuses to Directors Mgmt For For
7 Approve Stock Option Plan Mgmt For For
Schlumberger Ltd. Meeting Date Country Primary Security ID Meeting Type
Record Date
07-Apr-10 NetherlandsAntille 806857108 Annual 17-Feb-10
Ticker: SLB s
CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201
Vote
Proponent Mgmt Rec Instruction
1.1 Elect P. Camus as Director Mgmt For For
1.2 Elect P. Currie as Director Mgmt For For
1.3 Elect J.S. Gorelick as Director Mgmt For For
1.4 Elect A. Gould as Director Mgmt For For
1.5 Elect T. Isaac as Director Mgmt For For
1.6 Elect K.V. Kamath as Director Mgmt For For
1.7 Elect N. Kudryavtsev as Director Mgmt For For
1.8 Elect A. Lajous as Director Mgmt For For
1.9 Elect M.E. Marks as Director Mgmt For For
1.10 Elect L.R. Reif as Director Mgmt For For
1.11 Elect T.I. Sandvold as Director Mgmt For For
1.12 Elect H. Seydoux as Director Mgmt For For
2 Adopt and Approve Financials and Dividends Mgmt For For
3 Approve 2010 Omnibus Stock Incentive Plan Mgmt For Against
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Page 39 of 185
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A. O. Smith Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
Ticker: AOS 12-Apr-10 USA 831865209 Annual 15-Feb-10
CUSIP: 831865209 ISIN: US8318652091 SEDOL: 2816023
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Ronald D. Brown Mgmt For For
1.2 Elect Director William P. Greubel Mgmt For For
1.3 Elect Director Rober J. O'Toole Mgmt For For
1.4 Elect Director Idelle K. Wolf Mgmt For For
2 Ratify Auditors Ericsson (Telefonaktiebolaget L M Ericsson) Ticker: N/A
13-Apr-10 Meeting Date Sweden Country Mgmt W26049119 Primary Security ID
Annual Meeting Type For Record Date 07-Apr-10 For
CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378
Proponent Mgmt Rec Vote Instruction
1 Elect Michael Treschow as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report
7 Receive President's Report; Allow Questions Mgmt
8.1 Approve Financial Statements and Statutory Reports Mgmt For For
8.2 Approve Discharge of Board and President Mgmt For For
8.3 Approve Allocation of Income and Dividends of SEK 2.00 per Share; Approve
April 16, 2010, as Record Date for Dividend Mgmt For For
9.1 Determine Number of Members (12) and Deputy Members (0) of Board Mgmt
For For
9.2 Approve Remuneration of Directors in the Amount of SEK 3.75 Million for
Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive
Part of Remuneration in Phantom Shares); Approve Remuneration of Committee
Members Mgmt For For
9.3 Reelect Michael Treschow (Chair), Roxanne Austin, Peter Bonfield, Borje
Ekholm, Ulf Johansson, Sverker Martin-Lof, Nancy McKinstry, Anders Nyren,
Carl-Henric Svanberg, and Marcus Wallenberg; Elect Hans Vestberg and
Michelangelo Volpi as New Directors Mgmt For Against
9.4 Authorize Chairman of Board and Representatives of Four of Company's
Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve
the Assignment of the Nomination Committee Mgmt For For
Page 40 of 185
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9.5 Approve Omission of Remuneration to Nominating Committee Members Mgmt
For For
9.6 Approve Remuneration of Auditors Mgmt For For
10 Approve Remuneration Policy And Other Terms of Employment For Executive
Management Mgmt For For
11.1 Approve 2010 Share Matching Plan for All Employees Mgmt For For
11.2 Authorize Reissuance of 11.3 Million Repurchased Class B Shares for 2010
Share Matching Plan for All Employees Mgmt For For
11.3 Approve Swap Agreement with Third Party as Alternative to Item 11.2
Mgmt For Against
11.4 Approve 2010 Share Matching Plan for Key Contributors Mgmt For For
11.5 Authorize Reissuance of 7.8 Million Repurchased Class B Shares for 2010
Share Matching Plan for Key Contributors Mgmt For For
11.6 Approve Swap Agreement with Third Party as Alternative to Item 11.5
Mgmt For Against
11.7 Approve 2010 Restricted Stock Plan for Executives Mgmt For For
11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2010
Restricted Stock Plan for Executives Mgmt For For
11.9 Approve Swap Agreement with Third Party as Alternative to Item 11.8
Mgmt For Against
12 Authorize Reissuance of up to 7.4 Million Repurchased Class B Shares to
Cover Social Costs in Connection with 2006 Long-Term Incentive Plan and 2007,
2008, and 2009 Variable Compensation Plans Mgmt For For
Shareholder Proposals Mgmt
13 General Meeting Shall Instruct the Board to Investigate How All SH None
For
Shares Are to be Given the Same Voting Power and To Present
Such a Proposal at the Next Annual General Meeting
14 Close Meeting Mgmt
KPN NV Ticker: N/A CUSIP: N4297B146 13-Apr-10 Meeting Date Netherlands
Country N4297B146 Primary Security ID ISIN: NL0000009082 SEDOL: 5956078
Annual Meeting Type Record Date 16-Mar-10
Proponent Mgmt Rec Vote Instruction
1 2 3 4 5 Annual Meeting Open Meeting Receive Report of Management Board
(Non-Voting) Discussion on Company's Corporate Governance Structure Approve
Financial Statements Receive Explanation on Company's Reserves and Dividend
Policy Mgmt Mgmt Mgmt Mgmt Mgmt Mgmt For For
6 7 8 9 Approve Dividends of EUR 0.69 Per Share Approve Discharge of
Management Board Approve Discharge of Supervisory Board Ratify
PricewaterhouseCoopers Acountants N.V. as Auditors Mgmt Mgmt Mgmt Mgmt For
For For For For For For For
Page 41 of 185
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10 Approve Remuneration Report Containing Remuneration Policy for Management
Board Members Mgmt For For
11 Receive Announcement of Intention to Reappoint E. Blok and J.B.P. Coopmans
to Management Board Mgmt
12 Announce Vacancies on Supervisory Board Mgmt
13 Receive Announcement Re: Changes in Composition in Supervisory Board
Committees Mgmt
14 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt
For For
15 Approve Reduction in Share Capital by Cancellation of Shares Mgmt For For
16 Other Business and Close Meeting Mgmt
Stifel Financial Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-Apr-10 USA 860630102 Annual 23-Feb-10
Ticker: SF
CUSIP: 860630102 ISIN: US8606301021 SEDOL: 2849234
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John P. Dubinsky Mgmt For For
1.2 Elect Director Robert E. Lefton Mgmt For For
1.3 Elect Director Scott B. McCuaig Mgmt For For
1.4 Elect Director James M. Oates Mgmt For For
1.5 Elect Director Ben A. Plotkin Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
The Bank of New York Mellon Corporation Meeting Date Country Primary
Security ID Meeting Type Record Date
13-Apr-10 USA 064058100 Annual 12-Feb-10
Ticker: BK
CUSIP: 064058100 ISIN: US0640581007 SEDOL: B1Z77F6
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Ruth E. Bruch Mgmt For For
1.2 Elect Director Nicholas M. Donofrio Mgmt For For
1.3 Elect Director Gerald L. Hassell Mgmt For For
1.4 Elect Director Edmund F. Kelly Mgmt For For
1.5 Elect Director Robert P. Kelly Mgmt For For
1.6 Elect Director Richard J. Kogan Mgmt For For
1.7 Elect Director Michael J. Kowalski Mgmt For For
1.8 Elect Director John A. Luke, Jr. Mgmt For For
1.9 Elect Director Robert Mehrabian Mgmt For For
1.10 Elect Director Mark A. Nordenberg Mgmt For For
1.11 Elect Director Catherine A. Rein Mgmt For For
Page 42 of 185
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1.12 Elect Director William C. Richardson Mgmt For For
1.13 Elect Director Samuel C. Scott III Mgmt For For
1.14 Elect Director John P. Surma Mgmt For For
1.15 Elect Director Wesley W. von Schack Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
3 Ratify Auditors Mgmt For For
4 Provide for Cumulative Voting SH Against Against
5 Stock Retention/Holding Period SH Against Against
6 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Daimler AG
Meeting Date Country SH Primary Security ID Meeting Type Against Record
Date For
Ticker: N/A 14-Apr-10 Germany D1668R123 Annual 06-Apr-10
CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027
Proponent Mgmt Rec Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Mgmt
2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Remuneration System for Management Board Members Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
6 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
7 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For
For
8 Elect Paul Achleitner to the Supervisory Board Mgmt For For
9 Amend Articles Re: New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive) Mgmt For For
10 Amend Articles Re: Board-Related Mgmt For For
Mgmt11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible
Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal
Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital
to Guarantee Conversion Rights United Technologies Corporation 14-Apr-10
Meeting Date USA Country 913017109 Primary Security ID Ticker: UTX Annual
Meeting Type For Record Date 16-Feb-10 For
CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Louis R. Chenevert Mgmt For For
Page 43 of 185
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1.2 Elect Director John V. Faraci Mgmt For For
1.3 Elect Director Jean-Pierre Garnier, Ph.D. Mgmt For For
1.4 Elect Director Jamie S. Gorelick Mgmt For For
1.5 Elect Director Carlos M. Gutierrez Mgmt For For
1.6 Elect Director Edward A. Kangas Mgmt For For
1.7 Elect Director Charles R. Lee Mgmt For For
1.8 Elect Director Richard D. McCormick Mgmt For For
1.9 Elect Director Harold McGraw, III Mgmt For For
1.10 Elect Director Richard B. Myers Mgmt For For
1.11 Elect Director H. Patrick Swygert Mgmt For For
1.12 Elect Director Andre Villeneuve Mgmt For For
1.13 Elect Director Christine Todd Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
BP plc Meeting Date Country Primary Security ID Meeting Type Record Date
15-Apr-10 United Kingdom G12793108 Annual 13-Apr-10
Ticker: N/A
CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Paul Anderson as Director Mgmt For For
4 Re-elect Antony Burgmans as Director Mgmt For For
5 Re-elect Cynthia Carroll as Director Mgmt For For
6 Re-elect Sir William Castell as Director Mgmt For For
7 Re-elect Iain Conn as Director Mgmt For For
8 Re-elect George David as Director Mgmt For For
9 Elect Ian Davis as Director Mgmt For For
10 Re-elect Robert Dudley as Director Mgmt For For
11 Re-elect Douglas Flint as Director Mgmt For For
12 Re-elect Dr Byron Grote as Director Mgmt For For
13 Re-elect Dr Tony Hayward as Director Mgmt For For
14 Re-elect Andy Inglis as Director Mgmt For For
15 Re-elect Dr DeAnne Julius as Director Mgmt For For
16 Elect Carl-Henric Svanberg as Director Mgmt For For
17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For
Remuneration
Page 44 of 185
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18 Adopt New Articles of Association Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
23 Approve Executive Directors' Incentive Plan Mgmt For For
24 Approve Scrip Dividend Mgmt For For
Shareholder Proposal Mgmt
25 Approve that the Audit Committee or a Risk Committee of the SH Against
Against
Board Commissions and Reviews a Report Setting Out the
Assumptions Made by the Company in Deciding to Proceed with
the Sunrise Project
LVMH Moet Hennessy Louis Vuitton Meeting Date Country Primary Security ID
Meeting Type Record Date
15-Apr-10 France F58485115 Annual/Special 12-Apr-10
Ticker: N/A
CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Auditors' Special Report Regarding Related-Party Mgmt For Against
Transactions
4 Approve Allocation of Income and Dividends of EUR 1.60 per Mgmt For For
Share
5 Reelect Bernard Arnault as Director Mgmt For Against
6 Reelect Delphine Arnault as Director Mgmt For Against
7 Reelect Nicholas Clive Worms as Director Mgmt For Against
8 Reelect Patrick Houel as Director Mgmt For Against
9 Reelect Felix G. Rohatyn as Director Mgmt For Against
10 Reelect Hubert Vedrine as Director Mgmt For For
11 Elect Helene Carrere d' Encausse as Director Mgmt For For
12 Reelect Kilian Hennesy as Censor Mgmt For Against
13 Reelect Deloitte & Associes as Auditor Mgmt For For
14 Ratify Ernst & Young Audit as Auditor Mgmt For For
15 Reelect Denis Grison as Alternate Auditor Mgmt For For
16 Ratify Auditex as Alternate Auditor Mgmt For For
17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
Page 45 of 185
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Mgmt18 Approve Reduction in Share Capital via Cancellation of Repurchased
Shares Rio Tinto plc Meeting Date Country Primary Security ID Meeting Type
For Record Date For
15-Apr-10 United Kingdom G75754104 Ticker: N/A Annual 13-Apr-10
CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875
Proponent Mgmt Rec Vote Instruction
MgmtResolutions 1 to 9 will be Voted on by Rio Tinto plc and Rio Tinto Limited
Shareholders as a Joint Electorate
Mgmt1 Accept Financial Statements and Statutory Reports For For
Mgmt2 Approve Remuneration Report For Against
Mgmt3 Elect Robert Brown as Director For For
Mgmt4 Elect Ann Godbehere as Director For For
Mgmt5 Elect Sam Walsh as Director For For
Mgmt6 Re-elect Guy Elliott as Director For For
Mgmt7 Re-elect Michael Fitzpatrick as Director For For
Mgmt8 Re-elect Lord Kerr of Kinlochard as Director For For
Mgmt9 Reappoint PricewaterhouseCoopers LLP as Auditor and Authorise Their
Remuneration For For
MgmtResolutions 10 to 13 will be Voted on by Rio Tinto plc Shareholders Only
Mgmt10 Authorise Issue of Equity with Pre-emptive Rights For For
Mgmt11 Authorise Issue of Equity without Pre-emptive Rights For For
Mgmt12 Authorise Market Purchase For For
Mgmt13 Authorise the Company to Call EGM with Two Weeks' Notice Weyerhaeuser
Company Meeting Date Country Primary Security ID Meeting Type For Record
Date For
15-Apr-10 USA 962166104 Ticker: WY Annual 19-Feb-10
CUSIP: 962166104 ISIN: US9621661043 SEDOL: 2958936
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director Richard H. Sinkfield For For
Mgmt1.2 Elect Director D. Michael Steuert For For
Mgmt1.3 Elect Director Kim Williams For For
Mgmt2 Amend Articles/Bylaws/Charter-Non-Routine For For
Mgmt3 Approve Dividends For For
Mgmt4 Increase Authorized Common Stock For For
Mgmt5 Approve Securities Transfer Restrictions For For
SH6 Amend Articles/Bylaws/Charter -- Call Special Meetings Against Against
Page 46 of 185
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7 Report on Incorporating FSC-certified Products into Company's SH Against
For
North American Strategy
8 Ratify Auditors Mgmt For For
Cass Information Systems, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
19-Apr-10 USA 14808P109 Annual 05-Mar-10
Ticker: CASS
CUSIP: 14808P109 ISIN: US14808P1093 SEDOL: 2086558
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lawrence A. Collett Mgmt For For
1.2 Elect Director Wayne J. Grace Mgmt For For
1.3 Elect Director James J. Lindemann Mgmt For For
1.4 Elect Director Andrew J. Signorelli Mgmt For For
2 Ratify Auditors Mgmt For For
Moody's Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
20-Apr-10 USA 615369105 Annual 01-Mar-10
Ticker: MCO
CUSIP: 615369105 ISIN: US6153691059 SEDOL: 2252058
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Basil L. Anderson Mgmt For For
2 Elect Director Darrell Duffie, Ph.d. Mgmt For For
3 Elect Director Raymond W. McDaniel, Jr Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For Against
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Ratify Auditors Mgmt For For
7 Require Independent Board Chairman SH Against Against
NewAlliance Bancshares, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-Apr-10 USA 650203102 Annual 08-Mar-10
Ticker: NAL
CUSIP: 650203102 ISIN: US6502031023 SEDOL: 2263771
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Carlton L. Highsmith Mgmt For For
1.2 Elect Director Joseph H. Rossi Mgmt For For
1.3 Elect Director Nathaniel D. Woodson Mgmt For For
1.4 Elect Director Joseph A. Zaccagnino Mgmt For For
2 Ratify Auditors Mgmt For For
Page 47 of 185
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Northern Trust Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
20-Apr-10 USA 665859104 Annual 01-Mar-10
Ticker: NTRS
CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Linda Walker Bynoe Mgmt For For
1.2 Elect Director Nicholas D. Chabraja Mgmt For For
1.3 Elect Director Susan Crown Mgmt For For
1.4 Elect Director Dipak C. Jain Mgmt For For
1.5 Elect Director Robert W. Lane Mgmt For For
1.6 Elect Director Robert C. McCormack Mgmt For For
1.7 Elect Director Edward J. Mooney Mgmt For For
1.8 Elect Director John W. Rowe Mgmt For For
1.9 Elect Director David H.B. Smith, Jr. Mgmt For For
1.10 Elect Director William D. Smithburg Mgmt For For
1.11 Elect Director Enrique J. Sosa Mgmt For For
1.12 Elect Director Charles A. Tribbett, III Mgmt For For
1.13 Elect Director Frederick H. Waddell Mgmt For For
2 Ratify Auditors Mgmt For For
PACCAR Inc Meeting Date Country Primary Security ID Meeting Type Record
Date
20-Apr-10 USA 693718108 Annual 23-Feb-10
Ticker: PCAR
CUSIP: 693718108 ISIN: US6937181088 SEDOL: 2665861
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alison J. Carnwath Mgmt For For
1.2 Elect Director Robert T. Parry Mgmt For For
1.3 Elect Director John M. Pigott Mgmt For For
1.4 Elect Director Gregory M.E. Spierkel Mgmt For For
2 Reduce Supermajority Vote Requirement SH Against For
3 Require a Majority Vote for the Election of Directors SH Against For
4 Limit Composition of Committee(s) to Independent Directors SH Against
Against
Prosperity Bancshares, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-Apr-10 USA 743606105 Annual 11-Mar-10
Ticker: PRSP
CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257
Vote
Proponent Mgmt Rec Instruction
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1.1 Elect Director Leah Henderson Mgmt For For
1.2 Elect Director Ned S. Holmes Mgmt For For
1.3 Elect Director David Zalman Mgmt For For
1.4 Elect Director Ervan E. Zouzalik Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors SH Against For
Renasant Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
20-Apr-10 USA 75970E107 Annual 24-Feb-10
Ticker: RNST
CUSIP: 75970E107 ISIN: US75970E1073 SEDOL: 2670809
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John M. Creekmore Mgmt For For
1.2 Elect Director Neal A. Holland, Jr. Mgmt For For
1.3 Elect Director E. Robinson McGraw Mgmt For For
1.4 Elect Director Theodore S. Moll Mgmt For For
1.5 Elect Director J. Larry Young Mgmt For For
1.6 Elect Director Jill Deer Mgmt For For
2 Ratify Auditors Mgmt For For
The Sherwin-Williams Company Meeting Date Country Primary Security ID
Meeting Type Record Date
20-Apr-10 USA 824348106 Annual 26-Feb-10
Ticker: SHW
CUSIP: 824348106 ISIN: US8243481061 SEDOL: 2804211
Vote
Proponent Mgmt Rec Instruction
1.1 Fix Number of Directors at 11 and Elect Director Arthur F. Anton Mgmt
For For
1.2 Elect Director James C. Boland Mgmt For For
1.3 Elect Director Christopher M. Connor Mgmt For For
1.4 Elect Director David F. Hodnik Mgmt For For
1.5 Elect Director Thomas G. Kadien Mgmt For For
1.6 Elect Director Susan J. Kropf Mgmt For For
1.7 Elect Director Gary E. McCullough Mgmt For For
1.8 Elect Director A. Malachi Mixon, III Mgmt For For
1.9 Elect Director Curtis E. Moll Mgmt For For
1.10 Elect Director Richard K. Smucker Mgmt For For
1.11 Elect Director John M. Stropki, Jr. Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Page 49 of 185
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4 Require a Majority Vote for the Election of Directors SH Against For
EQT Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
21-Apr-10 USA 26884L109 Annual 10-Feb-10
Ticker: EQT
CUSIP: 26884L109 ISIN: US26884L1098 SEDOL: 2319414
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vicky A. Bailey Mgmt For For
1.2 Elect Director Murry S. Gerber Mgmt For For
1.3 Elect Director George L. Miles, Jr. Mgmt For For
1.4 Elect Director James W. Whalen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Require a Majority Vote for the Election of Directors SH Against For
4 Prepare Sustainability Report SH Against For
FirstMerit Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
21-Apr-10 USA 337915102 Annual 22-Feb-10
Ticker: FMER
CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven H. Baer Mgmt For For
1.2 Elect Director Karen S. Belden Mgmt For For
1.3 Elect Director R. Cary Blair Mgmt For For
1.4 Elect Director John C. Blickle Mgmt For For
1.5 Elect Director Robert W. Briggs Mgmt For For
1.6 Elect Director Richard Colella Mgmt For For
1.7 Elect Director Gina D. France Mgmt For For
1.8 Elect Director Paul G. Greig Mgmt For For
1.9 Elect Director Terry L. Haines Mgmt For For
1.10 Elect Director J. Michael Hochschwender Mgmt For For
1.11 Elect Director Clifford J. Isroff Mgmt For For
1.12 Elect Director Philip A. Lloyd II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Articles of Incorporation Concerning Preferred Stock Mgmt For For
4 Establish Range For Board Size Mgmt For For
5 Reduce Supermajority Vote Requirement Relating to Business Mgmt For For
Combinations
6 Reduce Supermajority Vote Requirement Relating to Mgmt For For
Amendments
Page 50 of 185
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7 Eliminate Provision Stating Directors May Only Be Removed for Mgmt For For
Cause
The Coca-Cola Company Meeting Date Country Primary Security ID Meeting
Type Record Date
21-Apr-10 USA 191216100 Annual 22-Feb-10
Ticker: KO
CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Herbert A. Allen Mgmt For For
2 Elect Director Ronald W. Allen Mgmt For For
3 Elect Director Cathleen P. Black Mgmt For For
4 Elect Director Barry Diller Mgmt For For
5 Elect Director Alexis M. Herman Mgmt For For
6 Elect Director Muhtar Kent Mgmt For For
7 Elect Director Donald R. Keough Mgmt For For
8 Elect Director Maria Elena Lagomasino Mgmt For For
9 Elect Director Donald F. McHenry Mgmt For For
10 Elect Director Sam Nunn Mgmt For For
11 Elect Director James D. Robinson III Mgmt For For
12 Elect Director Peter V. Ueberroth Mgmt For For
13 Elect Director Jacob Wallenberg Mgmt For For
14 Elect Director James B. Williams Mgmt For For
15 Ratify Auditors Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
17 Require Independent Board Chairman SH Against Against
18 Performance-Based Equity Awards SH Against Against
19 Publish Report on Chemical Bisphenol A (BPA) SH Against For
Westwood Holdings Group, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
21-Apr-10 USA 961765104 Annual 05-Mar-10
Ticker: WHG
CUSIP: 961765104 ISIN: US9617651040 SEDOL: 2958293
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Susan M. Byrne Mgmt For For
1.2 Elect Director Brian O. Casey Mgmt For For
1.3 Elect Director Tom C. Davis Mgmt For For
1.4 Elect Director Richard M. Frank Mgmt For For
1.5 Elect Director Robert D. McTeer Mgmt For For
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1.6 Elect Director Jon L. Mosle, Jr. Mgmt For For
1.7 Elect Director Geoffrey R. Norman Mgmt For For
1.8 Elect Director Raymond E. Wooldridge Mgmt For For
2 Ratify Auditors Mgmt For For
Anglo American plc Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 United Kingdom G03764134 Annual 20-Apr-10
Ticker: N/A
CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Elect Sir Philip Hampton as Director Mgmt For For
3 Elect Ray O'Rourke as Director Mgmt For For
4 Elect Sir John Parker as Director Mgmt For For
5 Elect Jack Thompson as Director Mgmt For For
6 Re-elect Cynthia Carroll as Director Mgmt For For
7 Re-elect Nicky Oppenheimer as Director Mgmt For For
8 Reappoint Deloitte LLP as Auditors Mgmt For For
9 Authorise Board to Fix Remuneration of Auditors Mgmt For For
10 Approve Remuneration Report Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Amend Articles of Association Mgmt For For
15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
Johnson & Johnson Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 USA 478160104 Annual 23-Feb-10
Ticker: JNJ
CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Mary Sue Coleman Mgmt For For
2 Elect Director James G. Culien Mgmt For For
3 Elect Director Michael M. E. Johns Mgmt For For
4 Elect Director Susan L. Lindquist Mgmt For For
5 Elect Director Anne M. Mulcahy Mgmt For For
6 Elect Director Lea F. Mullin Mgmt For For
7 Elect Director William D. Perez Mgmt For For
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8 Elect Director Charles Prince Mgmt For For
9 Elect Director David Satcher Mgmt For For
10 Elect Director William C. Welcon Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
Kansas City Life Insurance Company Meeting Date Country Primary Security ID
Meeting Type Record Date
22-Apr-10 USA 484836101 Annual 09-Mar-10
Ticker: KCLI
CUSIP: 484836101 ISIN: US4848361014 SEDOL: 2483977
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William R. Blessing Mgmt For For
1.2 Elect Director Richard L. Finn Mgmt For For
1.3 Elect Director Cecil R. Miller Mgmt For For
1.4 Elect Director Bradford T. Nordholm Mgmt For For
Life Time Fitness, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
22-Apr-10 USA 53217R207 Annual 26-Feb-10
Ticker: LTM
CUSIP: 53217R207 ISIN: US53217R2076 SEDOL: B01R1Z1
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Bahram Akradi Mgmt For For
1.2 Elect Director Giles H. Bateman Mgmt For For
1.3 Elect Director Jack W. Eugster Mgmt For For
1.4 Elect Director Guy C. Jackson Mgmt For For
1.5 Elect Director John K. Lloyd Mgmt For For
1.6 Elect Director Martha A. Morfitt Mgmt For For
1.7 Elect Director John B. Richards Mgmt For For
1.8 Elect Director Joseph S. Vassalluzzo Mgmt For For
2 Ratify Auditors Mgmt For For
Lockheed Martin Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
22-Apr-10 USA 539830109 Annual 01-Mar-10
Ticker: LMT
CUSIP: 539830109 ISIN: US5398301094 SEDOL: 2522096
Vote
Proponent Mgmt Rec Instruction
1 Elect Director E. C. "Pete" Aldrige, Jr. Mgmt For For
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2 Elect Director Nolan D. Archibald Mgmt For For
3 Elect Director David B. Burritt Mgmt For For
4 Elect Director James O. Ellis, Jr. Mgmt For For
5 Elect Director Gwendolyn S. King Mgmt For For
6 Elect Director James M. Loy Mgmt For For
7 Elect Director Douglas H. McCorkindale Mgmt For For
8 Elect Director Joseph W. Ralston Mgmt For For
9 Elect Director James Schneider Mgmt For For
10 Elect Director Anne Stevens Mgmt For For
11 Elect Director Robert J. Stevens Mgmt For For
12 Ratify Auditors Mgmt For For
13 Report on Space-based Weapons Program SH Against Against
NewMarket Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
22-Apr-10 USA 651587107 Annual 22-Feb-10
Ticker: NEU
CUSIP: 651587107 ISIN: US6515871076 SEDOL: B01CGF1
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Phyllis L. Cothran Mgmt For For
1.2 Elect Director Mark M. Gambill Mgmt For For
1.3 Elect Director Bruce C. Gottwald Mgmt For For
1.4 Elect Director Thomas E. Gottwald Mgmt For For
1.5 Elect Director Patrick D. Hanley Mgmt For For
1.6 Elect Director James E. Rogers Mgmt For For
1.7 Elect Director Charles B. Walker Mgmt For For
2 Ratify Auditors Mgmt For For
Nicor Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
22-Apr-10 USA 654086107 Annual 22-Feb-10
Ticker: GAS
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
1.1 Director Robert M. Beavers, Jr. Mgmt For For
1.2 Director Bruce P. Bickner Mgmt For For
1.3 Director John H. Birdsall, III Mgmt For For
1.4 Director Norman R. Bobins Mgmt For For
1.5 Director Brenda J. Gaines Mgmt For For
1.6 Director Raymond A. Jean Mgmt For For
Page 54 of 185
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1.7 Director Dennis J. Keller Mgmt For For
1.8 Director R. Eden Martin Mgmt For For
1.9 Director Georgia R. Nelson Mgmt For For
1.10 Director Armando J. Olivera Mgmt For For
1.11 Director John Rau Mgmt For For
1.12 Director John C. Staley Mgmt For For
1.13 Director Russ M. Strobel Mgmt For For
2 Ratify Auditors Mgmt For For
Pfizer Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
22-Apr-10 USA 717081103 Annual 23-Feb-10
Ticker: PFE
CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Dennis A. Ausiello Mgmt For For
2 Elect Director Michael S. Brown Mgmt For For
3 Elect Director M. Anthony Burns Mgmt For For
4 Elect Director Robert N. Burt Mgmt For For
5 Elect Director W. Don Cornwell Mgmt For For
6 Elect Director Frances D. Fergusson Mgmt For For
7 Elect Director William H. Gray III Mgmt For For
8 Elect Director Constance J. Horner Mgmt For For
9 Elect Director James M. Kilts Mgmt For For
10 Elect Director Jeffrey B. Kindler Mgmt For For
11 Elect Director George A. Lorch Mgmt For For
12 Elect Director John P. Mascotte Mgmt For For
13 Elect Director Suzanne Nora Johnson Mgmt For For
14 Elect Director Stephen W. Sanger Mgmt For For
15 Elect Director William C. Steere, Jr. Mgmt For For
16 Ratify Auditors Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
18 Provide Right to Call Special Meeting Mgmt For For
19 Prohibit Executive Stock-Based Awards SH Against Against
RWE AG Meeting Date Country Primary Security ID Meeting Type Record Date
22-Apr-10 Germany D6629K109 Annual 01-Apr-10
Ticker: N/A
CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962
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Proponent Mgmt Rec Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Mgmt
2 Approve Allocation of Income and Dividends of EUR 3.50 per Share Mgmt For
For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For
7 Ratify PricewaterhouseCoopers AG for the Inspection of the 2010 Mid-Year
Report Mgmt For For
8a Elect Dieter Zetsche to the Supervisory Board Mgmt For For
8b Elect Frithjof Kuehn to the Supervisory Board Mgmt For For
8c Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For
9a Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
9b Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For
For
10a Amend Corporate Purpose Mgmt For For
10b Amend Articles Re: Board-Related Mgmt For For
10c Amend Articles Re: Convocation of, Participation in, Audio/Video
Transmission of, Electronic Voting, and Exercise of Voting Rights at General
Meeting due to New German Legislation (Law on Transposition of EU Shareholder's
Rights Directive) Mgmt For For
Mgmt11 Approve Affiliation Agreements with Subsidiary RWE Supply & Trading GmbH
Schneider Electric SA Meeting Date Country Primary Security ID Meeting Type
For Record Date For
Ticker: N/A 22-Apr-10 France F86921107 Annual/Special 19-Apr-10
CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 2.05 per Share Mgmt For
For
4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt
For For
5 Approve Transaction with Emmanuel Babeau Re: Additional Pension Scheme
Mgmt For For
6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For
7 Reelect Serge Weinberg as Supervisory Board Member Mgmt For For
Page 56 of 185
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8 Reelect Gerard de La Martiniere as Supervisory Board Member Mgmt For For
9 Reelect Noel Forgeard as Supervisory Board Member Mgmt For For
10 Reelect Cathy Kopp as Supervisory Board Member Mgmt For For
11 Reelect James Ross as Supervisory Board Member Mgmt For For
12 Reelect Ernst & Young et Autres as Auditor Mgmt For For
13 Ratify Auditex as Alternate Auditor Mgmt For For
14 Reelect Mazars as Primary Auditor Mgmt For For
15 Ratify Thierry Blanchetier as Alternate Auditor Mgmt For For
16 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
17 Approve Issuance of Shares without Preemptive Rights up to Mgmt For For
EUR 100 Million for a Private Placement
18 Approve Employee Stock Purchase Plan Mgmt For For
19 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
20 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Sensient Technologies Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
22-Apr-10 USA 81725T100 Annual 26-Feb-10
Ticker: SXT
CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Hank Brown Mgmt For For
1.2 Elect Director Fergus M. Clydesdale Mgmt For For
1.3 Elect Director James A. D. Croft Mgmt For For
1.4 Elect Director William V. Hickey Mgmt For For
1.5 Elect Director Kenneth P. Manning Mgmt For For
1.6 Elect Director Peter M. Salmon Mgmt For For
1.7 Elect Director Elaine R. Wedral Mgmt For For
1.8 Elect Director Essie Whitelaw Mgmt For For
2 Ratify Auditors Mgmt For For
TIBCO Software Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 USA 88632Q103 Annual 25-Feb-10
Ticker: TIBX
CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vivek Y. Ranadive Mgmt For For
1.2 Elect Director Nanci E. Caldwell Mgmt For For
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1.3 Elect Director Eric C.W. Dunn Mgmt For For
1.4 Elect Director Narendra K. Gupta Mgmt For For
1.5 Elect Director Peter J. Job Mgmt For For
1.6 Elect Director Philip K. Wood Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
UniCredit SpA Meeting Date Country Primary Security ID Meeting Type Record
Date
22-Apr-10 Italy T95132105 Annual/Special 16-Apr-10
Ticker: N/A
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Did not vote due to share blocking
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
Elect Internal Statutory Auditors - Vote Only One of the Mgmt
Following Slates
3.1 Slate 1 - Submitted by Cassa di Risparmio di Verona, Vicenza, Mgmt For
Do Not Vote
Belluno, and Ancona
3.2 Slate 2 - Submitted by Institutional Investors through Mgmt For For
Assogestioni
4 Approve Internal Auditors' Remuneration Mgmt For For
5 Amend Remuneration of the Supervision Body's Chairman Mgmt For For
6 Approve Remuneration Report Mgmt For Against
7 Approve Group Employee Share Ownership Plan 2010 Mgmt For Against
8 Approve Group Long Term Incentive Plan 2010 Mgmt For Against
Special Business Mgmt
1 Approve Creation of EUR 64 Million Pool of Capital without Mgmt For
Against
Preemptive Rights Reserved to Stock Purchase Plans
2 Approve Creation of EUR 29.5 Million Pool of Capital without Mgmt For
Against
Preemptive Rights Reserved to Stock Grant Plans
Volkswagen AG (VW) Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 Germany D94523145 Annual 01-Apr-10
Ticker: N/A
CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102
Vote
Proponent Mgmt Rec Instruction
Meeting for Common and Preferred Shareholders; Only Common Mgmt
Shareholders
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
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2 Approve Allocation of Income and Dividends of EUR 1.60 per Common Share and
EUR 1.66 per Preferred Share Mgmt For For
3a Approve Discharge of Management Board Member Martin Winterkorn for Fiscal
2009 Mgmt For For
3b Approve Discharge of Management Board Member Francisco Sanz for Fiscal
2009 Mgmt For For
3c Approve Discharge of Management Board Member Jochem Heizmann for Fiscal
2009 Mgmt For For
3d Approve Discharge of Management Board Member Horst Neumann for Fiscal 2009
Mgmt For For
3e Approve Discharge of Management Board Member Dieter Poetsch for Fiscal
2009 Mgmt For For
4a Approve Discharge of Supervisory Board Member Ferdinand Piech for Fiscal
2009 Mgmt For For
4b Approve Discharge of Supervisory Board Member Juergen Peters for Fiscal
2009 Mgmt For For
4c Approve Discharge of Supervisory Board Member Joerg Bode for Fiscal 2009
Mgmt For For
4d Approve Discharge of Supervisory Board Member Michael Frenzel for Fiscal
2009 Mgmt For For
4e Approve Discharge of Supervisory Board Member Babette Froehlich for Fiscal
2009 Mgmt For For
4f Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal
2009 Mgmt For For
4g Approve Discharge of Supervisory Board Member Juergen Grossmann for Fiscal
2009 Mgmt For For
4h Approve Discharge of Supervisory Board Member Holger Haerter for Fiscal
2009 Mgmt For For
4i Approve Discharge of Supervisory Board Member Walter Hirche for Fiscal
2009 Mgmt For For
4j Approve Discharge of Supervisory Board Member Peter Jacobs for Fiscal 2009
Mgmt For For
4k Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal
2009 Mgmt For For
4l Approve Discharge of Supervisory Board Member Peter Mosch for Fiscal 2009
Mgmt For For
4m Approve Discharge of Supervisory Board Member Roland Oetker for Fiscal
2009 Mgmt For For
4n Approve Discharge of Supervisory Board Member Bernd Osterloh for Fiscal
2009 Mgmt For For
4o Approve Discharge of Supervisory Board Member Hans Michael Piech for Fiscal
2009 Mgmt For For
4p Approve Discharge of Supervisory Board Member Ferdinand Porsche for Fiscal
2009 Mgmt For For
4q Approve Discharge of Supervisory Board Member Wolfgang Porsche for Fiscal
2009 Mgmt For For
4r Approve Discharge of Supervisory Board Member Wolfgang Ritmeier for Fiscal
2009 Mgmt For For
4s Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal
2009 Mgmt For For
4t Approve Discharge of Supervisory Board Member Heinrich Soefjer for Fiscal
2009 Mgmt For For
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4u Approve Discharge of Supervisory Board Member Juergen Mgmt For For
Stumpf for Fiscal 2009
4v Approve Discharge of Supervisory Board Member Bernd Mgmt For For
Wehlauer for Fiscal 2009
4y Approve Discharge of Supervisory Board Member Wendelin Mgmt For For
Wiedeking for Fiscal 2009
4w Approve Discharge of Supervisory Board Member Christian Wulff Mgmt For
For
for Fiscal 2009
5a Elect Joerg Bode to the Supervisory Board Mgmt For Against
5b Elect Hussain Ali Al-Abdulla to the Supervisory Board Mgmt For Against
6 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of
EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights
7 Approve Remuneration System for Management Board Members Mgmt For Against
8 Approve Affiliation Agreements with Subsidiaries Volkswagen Mgmt For For
Osnabrueck GmbH and Volkswagen Sachsen
Immobilienverwaltungs GmbH
9 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 Mgmt For For
Westamerica Bancorporation Meeting Date Country Primary Security ID Meeting
Type Record Date
22-Apr-10 USA 957090103 Annual 22-Feb-10
Ticker: WABC
CUSIP: 957090103 ISIN: US9570901036 SEDOL: 2950374
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Etta Allen Mgmt For For
1.2 Elect Director Louis E. Bartolini Mgmt For For
1.3 Elect Director E. Joseph Bowler Mgmt For For
1.4 Elect Director Arthur C. Latno, Jr. Mgmt For For
1.5 Elect Director Patrick D. Lynch Mgmt For For
1.6 Elect Director Catherine Cope MacMillan Mgmt For For
1.7 Elect Director Ronald A. Nelson Mgmt For For
1.8 Elect Director David L. Payne Mgmt For For
1.9 Elect Director Edward B. Sylvester Mgmt For For
2 Ratify Auditors Mgmt For For
Abbott Laboratories Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Apr-10 USA 002824100 Annual 24-Feb-10
Ticker: ABT
CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director R.J. Alpern Mgmt For For
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1.2 Elect Director R.S. Austin Mgmt For For
1.3 Elect Director W.M. Daley Mgmt For Withhold
1.4 Elect Director W.J. Farrell Mgmt For Withhold
1.5 Elect Director H.L. Fuller Mgmt For Withhold
1.6 Elect Director W.A. Osborn Mgmt For Withhold
1.7 Elect Director D.A.L. Owen Mgmt For For
1.8 Elect Director R.S. Roberts Mgmt For For
1.9 Elect Director S.C. Scott, III Mgmt For For
1.10 Elect Director W.D. Smithburg Mgmt For Withhold
1.11 Elect Director G.F. Tilton Mgmt For For
1.12 Elect Director M.D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
Newmont Mining Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
23-Apr-10 USA 651639106 Annual 22-Feb-10
Ticker: NEM
CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Glen A. Barton Mgmt For For
2 Elect Director Vincent A. Calarco Mgmt For For
3 Elect Director Joseph A. Carrabba Mgmt For For
4 Elect Director Noreen Doyle Mgmt For For
5 Elect Director Veronica M. Hagen Mgmt For For
6 Elect Director Michael S. Hamson Mgmt For For
7 Elect Director Richard T. O'Brien Mgmt For For
8 Elect Director John B. Prescott Mgmt For For
9 Elect Director Donald C. Roth Mgmt For For
10 Elect Director James V. Taranik Mgmt For For
11 Elect Director Simon Thompson Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
14 Require a Majority Vote for the Election of Directors SH Against For
The Progressive Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
23-Apr-10 USA 743315103 Annual 26-Feb-10
Ticker: PGR
CUSIP: 743315103 ISIN: US7433151039 SEDOL: 2705024
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Vote
Proponent Mgmt Rec Instruction
1 Elect Director Stuart B. Burgdoerfer Mgmt For For
2 Elect Director Lawton W. Fitt Mgmt For For
3 Elect Director Peter B. Lewis Mgmt For For
4 Elect Director Patrick H. Nettles, Ph.D Mgmt For For
5 Elect Director Glenn M. Renwick Mgmt For For
6 Approve Omnibus Stock Plan and Performance Criteria Mgmt For Against
7 Ratify Auditors Mgmt For For
Assicurazioni Generali Spa Meeting Date Country Primary Security ID Meeting
Type Record Date
24-Apr-10 Italy T05040109 Annual 19-Apr-10
Ticker: N/A
CUSIP: T05040109 ISIN: IT0000062072 SEDOL: 4056719
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements, Statutory Reports, and Allocation Mgmt For
For
of Income
Elect Directors - Vote Only One of the Following Slates Mgmt
2.1 Slate 1 - Submitted by Mediobanca Mgmt None Against
2.2 Slate 2 - Submitted by Institutional Investors (Assogestioni) Mgmt None
For
3 Approve Remuneration of Directors Mgmt For For
4 Approve Director and Internal Auditors Liability Provisions Mgmt For For
5 Approve Incentive Plan and Authorize Share Repurchase Mgmt For Against
Program
Regal Beloit Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
26-Apr-10 USA 758750103 Annual 04-Mar-10
Ticker: RBC
CUSIP: 758750103 ISIN: US7587501039 SEDOL: 2730082
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Christopher L. Doerr Mgmt For For
2 Elect Director Mark J. Gliebe Mgmt For For
3 Elect Director Curtis W. Stoelting Mgmt For For
4 Ratify Auditors Mgmt For For
Seaboard Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
26-Apr-10 USA 811543107 Annual 01-Mar-10
Ticker: SEB
CUSIP: 811543107 ISIN: US8115431079 SEDOL: 2786687
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven J. Bresky Mgmt For Withhold
1.2 Elect Director David A. Adamsen Mgmt For Withhold
1.3 Elect Director Douglas W. Baena Mgmt For Withhold
1.4 Elect Director Joseph E. Rodrigues Mgmt For Withhold
1.5 Elect Director Edward I. Shifman, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Anheuser-Busch InBev Meeting Date Country Primary Security ID Meeting Type
Record Date
27-Apr-10 Belgium B6399C107 Annual/Special 09-Apr-10
Ticker: N/A
CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317
Vote
Proponent Mgmt Rec Instruction
Annual and Special Meetings Mgmt
Special Business Mgmt
1 2 3a 3b 3c Amend Articles Re: Terms of Board Mandates Amend Articles Re:
Shareholder Rights Directive Receive Special Board Report Receive Special
Auditor Report Exclude Preemptive Rights for Issuance under Item 3d Mgmt Mgmt
Mgmt Mgmt Mgmt For For For For For Against
3d Approve Issuance of Stock Options for Board Members Mgmt For Against
3e Amend Articles to Reflect Changes in Capital Mgmt For Against
3f Authorize Implementation of Approved Resolutions and FiRequired
Documents/Formalities at Trade Registry Mgmtling of For Against
Ordinary Business Mgmt
1 Receive Directors' Report (Non-Voting) Mgmt
2 Receive Directors' Report (Non-Voting) Mgmt
3 Receive Consolidated Financial Statements and Statutory (Non-Voting)
MgmtReports
4 Approve Financial Statements, Allocation of Income, and Dividends of EUR
0.38 per Share Mgmt For For
5 Approve Discharge of Directors Mgmt For For
6 Approve Discharge of Auditors Mgmt For For
7a Reelect Alexandre Van Damme as Director Mgmt For Against
7b Reelect Gregoire de Spoelberch as Director Mgmt For Against
7c Reelect Carlos Alberto da Veiga Sicupira as Director Mgmt For Against
7d Reelect Jorge Paulo Lemann as Director Mgmt For Against
7e Reelect Roberto Moses Thompson Motta as Director Mgmt For Against
7f Reelect Marcel Herrman Telles as Director Mgmt For Against
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7g Reelect Jean-Luc Dehaene as Independent Director Mgmt For For
7h Reelect Mark Winkelman as Independent Director Mgmt For For
8 Approve PwC as Statutory Auditor and Approve Auditor's Mgmt For For
Remuneration
9a Approve Remuneration Report Mgmt For Against
9b Approve Stock Option Grants and Share Grants Mgmt For Against
10a Approve Change-of-Control Provision Re: Updated EMTN Mgmt For For
Program
10b Approve Change-of-Control Provision Re: US Dollar Notes Mgmt For For
10c Approve Change-of-Control Provision Re: Senior Facilities Mgmt For For
Agreement
10d Approve Change-of-Control Provision Re: Term Facilities Mgmt For For
Agreement
Powers Mgmt
1 Authorize Implementation of Approved Resolutions and Filing of Mgmt For
For
Required Documents/Formalities at Trade Registry
BB&T Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
27-Apr-10 USA 054937107 Annual 24-Feb-10
Ticker: BBT
CUSIP: 054937107 ISIN: US0549371070 SEDOL: 2830904
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John A. Allison IV Mgmt For For
1.2 Elect Director Jennifer S. Banner Mgmt For For
1.3 Elect Director K. David Boyer, Jr. Mgmt For For
1.4 Elect Director Anna R. Cablik Mgmt For For
1.5 Elect Director Ronald E. Deal Mgmt For For
1.6 Elect Director Barry J. Fitzpatrick Mgmt For For
1.7 Elect Director Littleton Glover, Jr. Mgmt For For
1.8 Elect Director L. Vincent Hackley PhD Mgmt For For
1.9 Elect Director Jane P. Helm Mgmt For For
1.10 Elect Director John P. Howe III, MD Mgmt For For
1.11 Elect Director Kelly S. King Mgmt For For
1.12 Elect Director James H. Maynard Mgmt For For
1.13 Elect Director Albert O. McCauley Mgmt For For
1.14 Elect Director J. Holmes Morrison Mgmt For For
1.15 Elect Director Nido R. Qubein Mgmt For For
1.16 Elect Director Thomas E. Skains Mgmt For For
1.17 Elect Director Thomas N. Thompson Mgmt For For
1.18 Elect Director Stephen T. Williams Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
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3 Ratify Auditors Mgmt For For
4 Report on Political Contributions SH Against Against
5 Require Independent Board Chairman SH Against Against
6 Report on Overdraft Policies and Practices, and Impacts to SH Against
Against
Borrowers
Centene Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
27-Apr-10 USA 15135B101 Annual 26-Feb-10
Ticker: CNC
CUSIP: 15135B101 ISIN: US15135B1017 SEDOL: 2807061
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Pamela A. Joseph Mgmt For For
1.2 Elect Director Tommy G. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Other Business Mgmt For Abstain
Exelon Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
27-Apr-10 USA 30161N101 Annual 01-Mar-10
Ticker: EXC
CUSIP: 30161N101 ISIN: US30161N1019 SEDOL: 2670519
Vote
Proponent Mgmt Rec Instruction
1 Elect Director John A. Canning, Jr. Mgmt For For
2 Elect Director M. Walter D'Alessio Mgmt For For
3 Elect Director Nicholas DeBenedictis Mgmt For For
4 Elect Director Bruce DeMars Mgmt For For
5 Elect Director Nelson A. Diaz Mgmt For For
6 Elect Director Sue L. Gin Mgmt For For
7 Elect Director Rosemarie B. Greco Mgmt For For
8 Elect Director Paul L. Joskow Mgmt For For
9 Elect Director Richard W. Mies Mgmt For For
10 Elect Director John M. Palms Mgmt For For
11 Elect Director William C. Richardson Mgmt For For
12 Elect Director Thomas J. Ridge Mgmt For For
13 Elect Director John W. Rogers, Jr. Mgmt For For
14 Elect Director John W. Rowe Mgmt For For
15 Elect Director Stephen D. Steinour Mgmt For For
16 Elect Director Don Thompson Mgmt For For
17 Approve Omnibus Stock Plan Mgmt For Against
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18 Ratify Auditors Mgmt For For
First Financial Bankshares, Inc. (TX) Meeting Date Country Primary Security
ID Meeting Type Record Date
27-Apr-10 USA 32020R109 Annual 01-Mar-10
Ticker: FFIN
CUSIP: 32020R109 ISIN: US32020R1095 SEDOL: 2266026
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven L. Beal Mgmt For For
1.2 Elect Director Tucker S. Bridwell Mgmt For For
1.3 Elect Director Joseph E. Canon Mgmt For For
1.4 Elect Director David Copeland Mgmt For For
1.5 Elect Director F. Scott Dueser Mgmt For For
1.6 Elect Director Murray Edwards Mgmt For For
1.7 Elect Director Ron Giddiens Mgmt For For
1.8 Elect Director Derrell E. Johnson Mgmt For For
1.9 Elect Director Kade L. Matthews Mgmt For For
1.10 Elect Director Dian Graves Stai Mgmt For For
1.11 Elect Director Johnny E. Trotter Mgmt For For
2 Ratify Auditors Mgmt For For
International Business Machines Corporation Meeting Date Country Primary
Security ID Meeting Type Record Date
27-Apr-10 USA 459200101 Annual 26-Feb-10
Ticker: IBM
CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973
Vote
Proponent Mgmt Rec Instruction
1 Elect Director A. J. P. Belda Mgmt For For
2 Elect Director C. Black Mgmt For For
3 Elect Director W. R. Brody Mgmt For For
4 Elect Director K. I. Chenault Mgmt For For
5 Elect Director M. L. Eskew Mgmt For For
6 Elect Director S. A. Jackson Mgmt For For
7 Elect Director A. N. Liveris Mgmt For For
8 Elect Director W. J. McNerney, Jr. Mgmt For For
9 Elect Director T. Nishimuro Mgmt For For
10 Elect Director J. W. Owens Mgmt For For
11 Elect Director S. J. Palmisano Mgmt For For
12 Elect Director J. E. Spero Mgmt For For
13 Elect Director S. Taurel Mgmt For For
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14 Elect Director L. H. Zambrano Mgmt For For
15 Ratify Auditors Mgmt For For
16 Adopt Policy on Bonus Banking SH Against Against
17 Provide for Cumulative Voting SH Against Against
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
Praxair, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
Ticker: PX 27-Apr-10 USA 74005P104 Annual 01-Mar-10
CUSIP: 74005P104 ISIN: US74005P1049 SEDOL: 2699291
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Stephen F. Angel Mgmt For For
1.2 Elect Director Nance K. Dicciani Mgmt For For
1.3 Elect Director Edward G. Galante Mgmt For For
1.4 Elect Director Claire W. Gargalli Mgmt For For
1.5 Elect Director Ira D. Hall Mgmt For For
1.6 Elect Director Raymond W. LeBoeuf Mgmt For For
1.7 Elect Director Larry D. Mcvay Mgmt For For
1.8 Elect Director Wayne T. Smith Mgmt For For
1.9 Elect Director Robert L. Wood Mgmt For For
2 Ratify Auditors Rollins, Inc. Meeting Date Country Mgmt Primary Security
ID Meeting Type For Record Date For
Ticker: ROL 27-Apr-10 USA 775711104 Annual 01-Mar-10
CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Bill J. Dismuke Mgmt For For
1.2 Elect Director Thomas J. Lawley Mgmt For For
1.3 Elect Director Wilton Looney Mgmt For For
2 Ratify Auditors RPC, Inc. Meeting Date Country Mgmt Primary Security ID
Meeting Type For Record Date For
Ticker: RES 27-Apr-10 USA 749660106 Annual 01-Mar-10
CUSIP: 749660106 ISIN: US7496601060 SEDOL: 2719456
Proponent Mgmt Rec Vote Instruction
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1.1 Elect Director Wilton Looney Mgmt For For
1.2 Elect Director Gary W. Rollins Mgmt For Withhold
1.3 Elect Director James A. Lane, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
SCBT Financial Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
27-Apr-10 USA 78401V102 Annual 05-Mar-10
Ticker: SCBT
CUSIP: 78401V102 ISIN: US78401V1026 SEDOL: 2388737
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert R. Horger Mgmt For For
1.2 Elect Director Jimmy E. Addison Mgmt For For
1.3 Elect Director Harry M. Mims, Jr. Mgmt For For
1.4 Elect Director James W. Roquemore Mgmt For For
1.5 Elect Director John W. Williamson, III Mgmt For For
1.6 Elect Director Herbert G. Gray Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors SH Against For
UMB Financial Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
27-Apr-10 USA 902788108 Annual 01-Mar-10
Ticker: UMBF
CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David R. Bradley, Jr. Mgmt For For
1.2 Elect Director Peter J. DeSilva Mgmt For For
1.3 Elect Director Terrence P. Dunn Mgmt For For
1.4 Elect Director Alexander C. Kemper Mgmt For For
1.5 Elect Director Kris A. Robbins Mgmt For For
1.6 Elect Director Nancy K. Buese Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors SH Against For
Wells Fargo & Company Meeting Date Country Primary Security ID Meeting
Type Record Date
27-Apr-10 USA 949746101 Annual 26-Feb-10
Ticker: WFC
CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100
Vote
Proponent Mgmt Rec Instruction
1 Election Director John D. Baker II Mgmt For For
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2 Election Director John S. Chen Mgmt For For
3 Election Director Lloyd H. Dean Mgmt For For
4 Election Director Susan E. Engel Mgmt For For
5 Election Director Enrique Hernandez, Jr. Mgmt For For
6 Election Director Donald M. James Mgmt For For
7 Election Director Richard D. McCormick Mgmt For For
8 Election Director Mackey J. McDonald Mgmt For For
9 Election Director Cynthia H. Milligan Mgmt For For
10 Elect Director Nicholas G. Moore Mgmt For For
11 Elect Director Philip J. Quigley Mgmt For For
12 Elect Director Judith M. Runstad Mgmt For For
13 Elect Director Stephen W. Sanger Mgmt For For
14 Elect Director Robert K. Steel Mgmt For For
15 Elect Director John G. Stumpf Mgmt For Against
16 Elect Director an G. Swenson Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
18 Increase Authorized Common Stock Mgmt For For
19 Ratify Auditors Mgmt For For
20 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
21 Require Independent Board Chairman SH Against For
22 Report on Charitable Contributions SH Against Against
23 Report on Political Contributions SH Against Against
Bank of America Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
28-Apr-10 USA 060505104 Annual 03-Mar-10
Ticker: BAC
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Susan S. Bies Mgmt For For
2 Elect Director William P. Boardman Mgmt For For
3 Elect Director Frank P. Bramble, Sr. Mgmt For For
4 Elect Director Virgis W. Colbert Mgmt For For
5 Elect Director Charles K. Gifford Mgmt For For
6 Elect Director Charles O. Holliday, Jr. Mgmt For For
7 Elect Director D. Paul Jones, Jr. Mgmt For For
8 Elect Director Monica C. Lozano Mgmt For For
9 Elect Director Thomas J. May Mgmt For For
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10 Elect Director Brian T. Moynihan Mgmt For For
11 Elect Director Donald E. Powell Mgmt For For
12 Elect Director Charles O. Rossotti Mgmt For For
13 Elect Director Robert W. Scully Mgmt For For
14 Ratify Auditors Mgmt For For
15 Increase Authorized Common Stock Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
17 Amend Omnibus Stock Plan Mgmt For Against
18 Report on Government Service of Employees SH Against Against
19 TARP Related Compensation SH Against Against
20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
21 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
22 Adopt Policy on Succession Planning SH Against Against
23 Report on Collateral in Derivatives Trading SH Against Against
24 Claw-back of Payments under Restatements SH Against Against
British American Tobacco plc Meeting Date Country Primary Security ID
Meeting Type Record Date
28-Apr-10 United Kingdom G1510J102 Annual 26-Apr-10
Ticker: N/A
CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
5 Authorise Board to Fix Remuneration of Auditors Mgmt For For
6a Re-elect Ana Llopis as Director Mgmt For For
6b Re-elect Christine Morin-Postel as Director Mgmt For For
6c Re-elect Anthony Ruys as Director Mgmt For For
7 Elect Richard Burrows as Director Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
12 Adopt New Articles of Association Mgmt For For
13 Amend Articles of Association Mgmt For For
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E. I. du Pont de Nemours and Company Meeting Date Country Primary Security
ID Meeting Type Record Date
28-Apr-10 USA 263534109 Annual 03-Mar-10
Ticker: DD
CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Samuel W. Bodman Mgmt For For
2 Elect Director Richard H. Brown Mgmt For For
3 Elect Director Robert A. Brown Mgmt For For
4 Elect Director Bertrand P. Collomb Mgmt For For
5 Elect Director Curtis J. Crawford Mgmt For For
6 Elect Director Alexander M. Cutler Mgmt For For
7 Elect Director John T. Dillon Mgmt For For
8 Elect Director Eleuthere I. Du Pont Mgmt For For
9 Elect Director Marillyn A. Hewson Mgmt For For
10 Elect Director Lois D. Juliber Mgmt For For
11 Elect Director Ellen J. Kullman Mgmt For For
12 Elect Director William K. Reilly Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
15 Amend Human Rights Policy to Address Seed Saving SH Against Against
Eaton Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
28-Apr-10 USA 278058102 Annual 01-Mar-10
Ticker: ETN
CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Todd M. Bluedorn Mgmt For For
2 Elect Director Christopher M. Connor Mgmt For For
3 Elect Director Michael J. Critelli Mgmt For For
4 Elect Director Charles E. Golden Mgmt For For
5 Elect Director Ernie Green Mgmt For For
6 Ratify Auditors Mgmt For For
eResearch Technology, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
28-Apr-10 USA 29481V108 Annual 03-Mar-10
Ticker: ERES
CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937
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Mgmt Rec Proponent Vote Instruction
Mgmt1.1 ForForElect Director Sheldon M. Bonovitz
Mgmt1.2 ForForElect Director Gerald A. Faich, MD, MPH
Mgmt1.3 ForForElect Director Elam M. Hitchner
Mgmt2 ForForRatify Auditors General Electric Company Meeting Date Country
Primary Security ID Meeting Type Record Date
28-Apr-10 USA 369604103 Annual 01-Mar-10 Ticker: GE
CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498
Mgmt Rec Proponent Vote Instruction
Mgmt1 ForForElect Director W. Geoffrey Beattie
Mgmt2 ForForElect Director James I. Cash, Jr.
Mgmt3 ForForElect Director William M. Castell
Mgmt4 ForForElect Director Ann M. Fudge
Mgmt5 ForForElect Director Susan Hockfield
Mgmt6 ForForElect Director Jeffrey R. Immelt
Mgmt7 ForForElect Director Andrea Jung
Mgmt8 ForForElect Director Alan G. (A.G.) Lafley
Mgmt9 ForForElect Director Robert W. Lane
Mgmt10 ForForElect Director Ralph S. Larsen
Mgmt11 ForForElect Director Rochelle B. Lazarus
Mgmt12 ForForElect Director James J. Mulva
Mgmt13 ForForElect Director Sam Nunn
Mgmt14 ForForElect Director Roger S. Penske
Mgmt15 ForForElect Director Robert J. Swieringa
Mgmt16 ForForElect Director Douglas A. Warner III
Mgmt17 ForForRatify Auditors
SH18 AgainstAgainstProvide for Cumulative Voting
SH19 ForAgainstAmend Articles/Bylaws/Charter -- Call Special Meetings
SH20 AgainstAgainstRequire Independent Board Chairman
SH21 AgainstAgainstReport on Pay Disparity
SH22 AgainstAgainstAdopt Policy Prohibiting Certain Directors from Serving on
Key Board Committees
SH23 ForAgainstAdvisory Vote to Ratify Named Executive Officers' Compensation
Muenchener Rueckversicherungs-Gesells chaft AG 28-Apr-10 Meeting Date Germany
Country D55535104 Primary Security ID Annual Meeting Type Record Date 12-Apr-10
Ticker: N/A
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CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121
Proponent Mgmt Rec Vote Instruction
1a Receive Supervisory Board, Corporate Governance, and Remuneration Report
for Fiscal 2009 (Non-Voting) Mgmt
1b Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Mgmt
2 Approve Allocation of Income and Dividends of EUR 5.75 per Share Mgmt For
For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Elect Benita Ferrero-Waldner to the Supervisory Board Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For
For
9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion;
Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
10 Amend Articles Re: Registration for and Voting Rights Representation at
General Meeting due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive) Mgmt For For
11 Amend Articles Re: Electronic Distribution of Company Communications due to
New German Legislation (Law on Transposition of EU Shareholder's Rights
Directive) Rackspace Hosting, Inc. Meeting Date Country Mgmt Primary Security
ID Meeting Type For Record Date For
Ticker: RAX 28-Apr-10 USA 750086100 Annual 19-Mar-10
CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director A. Lanham Napier Mgmt For For
1.2 Elect Director George J. Still Jr. Mgmt For For
2 Ratify Auditors AstraZeneca plc Meeting Date Country Mgmt Primary Security
ID Meeting Type For Record Date For
Ticker: N/A 29-Apr-10 United Kingdom G0593M107 Annual 27-Apr-10
CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529
Proponent Mgmt Rec Vote Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
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2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For
Second Interim Dividend
3 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
4 Authorise Board to Fix Remuneration of Auditors Mgmt For For
5(a) Re-elect Louis Schweitzer as Director Mgmt For For
5(b) Re-elect David Brennan as Director Mgmt For For
5(c) Re-elect Simon Lowth as Director Mgmt For For
5(d) Re-elect Jean-Philippe Courtois as Director Mgmt For For
5(e) Re-elect Jane Henney as Director Mgmt For For
5(f) Re-elect Michele Hooper as Director Mgmt For For
5(g) Re-elect Rudy Markham as Director Mgmt For For
5(h) Re-elect Dame Nancy Rothwell as Director Mgmt For For
5(i) Re-elect John Varley as Director Mgmt For For
5(j) Re-elect Marcus Wallenberg as Director Mgmt For For
6 Approve Remuneration Report Mgmt For For
7 Authorise EU Political Donations and Expenditure Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
12 Adopt New Articles of Association Mgmt For For
13 Approve the Investment Plan Mgmt For For
Axa Meeting Date Country Primary Security ID Meeting Type Record Date
29-Apr-10 France F06106102 Annual/Special 26-Apr-10
Ticker: N/A
CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 0.55 per Mgmt For For
Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Approve Pension Scheme Agreement for Henri de Castries, Denis Mgmt For For
Duverne, and Francois Pierson
6 Approve Severance Payment Agreement for Henri de Castries Mgmt For Against
7 Approve Severance Payment Agreement for Denis Duverne Mgmt For For
8 Reelect Norbert Dentressangle as Supervisory Board Member Mgmt For For
Page 74 of 185
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9 Reelect Mazars as Auditor Mgmt For For
10 Ratify Jean-Brice de Turkheim as Alternate Auditor Mgmt For For
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For Against
Capital
Special Business Mgmt
12 Approve Employee Stock Purchase Plan Mgmt For For
13 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
14 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
15 Adopt One-Tiered Board Structure, Amend Bylaws Accordingly Mgmt For
Against
and Acknowledge Transfer of All Outstanding Authorizations
16 Amend Articles 7, 8, and 10 of Bylaws Re: Share Ownership Mgmt For For
Disclosure Thresholds, Form of Shares, Director Shareholding
Requirements
Ordinary Business Mgmt
17 Elect Henri de Castries as Director Mgmt For Against
18 Elect Denis Duverne as Director Mgmt For For
19 Elect Jacques de Chateauvieux as Director Mgmt For For
20 Elect Norbert Dentressangle as Director Mgmt For For
21 Elect Jean-Martin Folz as Director Mgmt For For
22 Elect Anthony Hamilton as Director Mgmt For For
23 Elect Francois Martineau as Director Mgmt For For
24 Elect Giuseppe Mussari as Director Mgmt For For
25 Elect Ramon de Oliveira as Director Mgmt For For
26 Elect Michel Pebereau as Director Mgmt For For
27 Elect Dominique Reiniche as Director Mgmt For For
28 Elect Ezra Suleiman as Director Mgmt For For
29 Elect Isabelle Kocher as Director Mgmt For For
30 Elect Suet-Fern Lee as Director Mgmt For For
31 Elect Wendy Cooper as Representative of Employee Mgmt For For
Shareholders to the Board
32 Elect John Coultrap as Representative of Employee Shareholders Mgmt
Against Against
to the Board
33 Elect Paul Geiersbach as Representative of Employee Mgmt Against Against
Shareholders to the Board
34 Elect Sebastien Herzog as Representative of Employee Mgmt Against Against
Shareholders to the Board
35 Elect Rodney Koch as Representative of Employee Shareholders Mgmt
Against Against
to the Board
36 Elect Jason Steinberg as Representative of Employee Mgmt Against Against
Shareholders to the Board
37 Approve Remuneration of Directors in the Aggregate Amount of Mgmt For For
EUR 1.2 Million
Page 75 of 185
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38 Authorize Filing of Required Documents/Other Formalities Mgmt For For
BASF SE (formerly BASF AG) Meeting Date Country Primary Security ID Meeting
Type Record Date
29-Apr-10 Germany D06216101 Annual 08-Apr-10
Ticker: N/A
CUSIP: D06216101 ISIN: DE0005151005 SEDOL: 5086577
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.70 per Mgmt For For
Share
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
6 Approve Conversion of Bearer Shares into Registered Shares Mgmt For For
7 Amend Articles Re: Electronic Distribution of Company Mgmt For For
Communications
8 Approve Remuneration System for Management Board Members Mgmt For For
9a Amend Articles Re: Calculation of Deadlines for General Meeting Mgmt For
For
9b Amend Articles Re: Proxy Voting at General Meeting Mgmt For For
9c Amend Articles Re: Video and Audio Transmission of General Mgmt For For
Meeting
Boston Private Financial Holdings, Inc. Meeting Date Country Primary
Security ID Meeting Type Record Date
29-Apr-10 USA 101119105 Annual 03-Mar-10
Ticker: BPFH
CUSIP: 101119105 ISIN: US1011191053 SEDOL: 2081133
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Eugene S. Colangelo Mgmt For For
1.2 Elect Director Allen L. Sinai Mgmt For For
1.3 Elect Director Stephen M. Waters Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
Capital One Financial Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
29-Apr-10 USA 14040H105 Annual 01-Mar-10
Ticker: COF
CUSIP: 14040H105 ISIN: US14040H1059 SEDOL: 2654461
Vote
Proponent Mgmt Rec Instruction
1 Elect Director W. Ronald Dietz Mgmt For For
Page 76 of 185
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2 Elect Director Lewis Hay, III Mgmt For For
3 Elect Director Mayo A. Shattuck III Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
6 Stock Retention/Holding Period SH Against Against
7 Declassify the Board of Directors SH Against For
Corning Incorporated Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Apr-10 USA 219350105 Annual 25-Feb-10
Ticker: GLW
CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert F. Cummings, Jr. Mgmt For Withhold
1.2 Elect Director Carlos M. Gutierrez Mgmt For For
1.3 Elect Director William D. Smithburg Mgmt For Withhold
1.4 Elect Director Hansel E. Tookes, II Mgmt For Withhold
1.5 Elect Director Wendell P. Weeks Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against
5 Declassify the Board of Directors Mgmt For For
6 Reduce Supermajority Vote Requirement SH Against For
EMC Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Apr-10 USA 268648102 Annual 23-Feb-10
Ticker: EMC
CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Michael W. Brown Mgmt For For
2 Elect Director Randolph L. Cowen Mgmt For For
3 Elect Director Michael J. Cronin Mgmt For For
4 Elect Director Gail Deegan Mgmt For For
5 Elect Director James S. DiStasio Mgmt For For
6 Elect Director John R. Egan Mgmt For For
7 Elect Director Edmund F. Kelly Mgmt For For
8 Elect Director Windle B. Priem Mgmt For For
9 Elect Director Paul Sagan Mgmt For For
10 Elect Director David N. Strohm Mgmt For For
Page 77 of 185
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11 Elect Director Joseph M. Tucci Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
14 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
ENEL SpA Meeting Date Country Primary Security ID Meeting Type Record Date
Ticker: N/A 29-Apr-10 Italy T3679P115 Annual/Special 09-Apr-10
CUSIP: T3679P115 ISIN: IT0003128367 SEDOL: 7144569
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3.1 Appoint Internal Statutory Auditors - Vote Only on One of the Following
Slates Slate Submitted by the Italian Treasury Mgmt Mgmt None Against Against
3.2 Slate Submitted by Institutional Investors Mgmt None For
4 Approve Internal Auditors' Remuneration Mgmt For For
5 Amend Rules of General Meetings Mgmt For For
Extraordinary Business Mgmt
1 Amend Articles Eni Spa Meeting Date Country Mgmt Primary Security ID
Meeting Type For Record Date For
Ticker: N/A 29-Apr-10 Italy T3643A145 Annual/Special 07-Apr-10
CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For
For
Extraordinary Business Mgmt
1 Amend Company Bylaws H & M Hennes & Mauritz Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: N/A 29-Apr-10 Sweden W41422101 Annual 23-Apr-10
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Proponent Mgmt Rec Vote Instruction
Page 78 of 185
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Report was run from: 8/4/09 to 6/30/10
1 Open Meeting Mgmt
2 Elect Sven Unger as Chairman of Meeting Mgmt For None*
3 Receive President's Report; Allow Questions Mgmt
4 Prepare and Approve List of Shareholders Mgmt For None*
5 Approve Agenda of Meeting Mgmt For None*
6 7 8a 8b 8c 8d 9a Designate Inspector(s) of Minutes of Meeting Acknowledge
Proper Convening of Meeting Receive Financial Statements and Statutory Reports;
ReAuditor's Report; Receive Information About ApplicationRemuneration
Guidelines Receive Auditor's and Auditing Committee's Reports Receive
Chairman's Report About Board Work Receive Report of the Chairman of the
Nominating ComApprove Financial Statements and Statutory Reports Mgmt None*
For Mgmt None* For Mgmtceive of Mgmt Mgmt Mgmtmittee Mgmt None* For
9b Approve Allocation of Income and Dividends of SEK 16.Share Mgmt None*
For00 per
9c Approve Discharge of Board and President Mgmt None* For
10 Determine Number of Members (8) and Deputy MembeBoard Mgmt None* Forrs (0)
of
11 Approve Remuneration of Directors in the Amount of SEMillion to the
Chairman and SEK 375,000 to Other DirecApprove Remuneration of Committee Work;
Approve Remuneration of Auditors Mgmt None* ForK 1.35 tors;
12 Reelect Mia Livfors, Lottie Knutson, Sussi Kvart, Bo LunStefan Persson
(Chair), and Melker Schorling as DirectoAnders Dahlvig and Christian Sievert as
New Directors Mgmt None* Fordquist, rs; Elect
13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Aand Peter Lindell
as Members of Nominating Committee Mgmt None* Forndersson,
14 Approve 2:1 Stock Split; Amend Articles Accordingly Mgmt None* For
15 Approve Remuneration Policy And Other Terms of Employment Mgmt For None*
For Executive Management
16 Close Meeting Mgmt
* No POA on file
PLATINUM UNDERWRITERS HOLDINGS LTD Meeting Date Country Primary Security ID
Meeting Type Record Date
29-Apr-10 Bermuda G7127P100 Annual 15-Mar-10
Ticker: PTP
CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516
Vote
Proponent Mgmt Rec Instruction
1.1 Elect H. Furlong Baldwin as Director Mgmt For For
1.2 Elect Dan R. Carmichael as Director Mgmt For For
1.3 Elect A. John Hass as Director Mgmt For For
1.4 Elect Antony P. D. Lancaster as Director Mgmt For For
1.5 Elect Edmund R. Megna as Director Mgmt For For
Page 79 of 185
TDX Independence 2030 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
1.6 Elect Michael D. Price as Director Mgmt For For
1.7 Elect Peter T. Pruitt as Director Mgmt For For
1.9 Elect James P. Slattery as Director Mgmt For For
1.9 Elect Christopher J. Steffen as Director Mgmt For For
2A. Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Mgmt For
For
Attribution of Income to U.S. Shareholders
2B. Amend Bylaws Re: Director and Officer Liability Mgmt For For
2C. Amend Bylaws Re: Jurisdictional Limits of Corporate Action Mgmt For For
2D. Amend Bylaws Re: Director Actions Mgmt For For
2E. Amend Bylaws Re: Casting of Votes Mgmt For For
2F. Amend Bylaws Re: Transfer of Shares Mgmt For For
2G. Amend Bylaws Re: Number of Directors Mgmt For For
2H. Amend Bylaws Re: Editorial Changes Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve the Material Terms of the Performance Goals Under Mgmt For For
Performance Incentive Plan
5 Approve KPMG Bermuda as Auditors Mgmt For For
Repsol YPF S.A Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Apr-10 Spain E8471S130 Annual 15-Apr-10
Ticker: N/A
CUSIP: E8471S130 ISIN: ES0173516115 SEDOL: 5669354
Vote
Proponent Mgmt Rec Instruction
1.1 Accept Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports for the Year Ended Dec. 31, 2009; Approve
Allocation of Income
1.2 Approve Discharge of Directors Mgmt For For
2.1 Amend First Paragraph of Article 9 of Company By-laws Re: Mgmt For For
Passive Dividends
2.2 Amend Article 12 bis of Company By-laws Re: Preemptive Rights Mgmt For
For
2.3 Amend First Paragraph of Article 22 Re: Special Agreements, Mgmt For For
Constituion and Majority
3.1 Modify Section 3.5 of Article 3 of the General Meeting Guidelines Mgmt
For For
Re: Competencies of the General Meeting
3.2 Modify Section 9.2 of Article 9 of the General Meeting Guidelines Mgmt
For For
Re: Constitution of the General Meeting
4.1 Re-elect Paulina Beato Blanco as Director Mgmt For For
4.2 Re-elect Artur Carulla Font as Director Mgmt For For
4.3 Re-elect Javier Echenique Landiribar as Director Mgmt For For
4.4 Re-elect Pemex Internacional Espana, S.A. as Director Mgmt For Against
4.5 Re-elect Henri Philippe Reichstul as Director Mgmt For For
5 Elect Auditor for Repsol YPF and Consolidated Group for Fiscal Mgmt For
For
Year 2010
Page 80 of 185
TDX Independence 2030 Exchange-Traded Fund
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6 Authorize Repurchase of Shares; Void Authorization Granted Last Mgmt For
For
AGM of May 14, 2009
7 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For
For
Preemptive Rights; Void Authorization Granted Last AGM of May
31, 2005
8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
Tractor Supply Company Meeting Date Country Primary Security ID Meeting
Type Record Date
29-Apr-10 USA 892356106 Annual 10-Mar-10
Ticker: TSCO
CUSIP: 892356106 ISIN: US8923561067 SEDOL: 2900335
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director James F. Wright Mgmt For For
1.2 Elect Director Johnston C. Adams Mgmt For For
1.3 Elect Director William Bass Mgmt For For
1.4 Elect Director Jack C. Bingleman Mgmt For For
1.5 Elect Director Richard W. Frost Mgmt For For
1.6 Elect Director Cynthia T. Jamison Mgmt For For
1.7 Elect Director Gerard E. Jones Mgmt For For
1.8 Elect Director George MacKenzie Mgmt For For
1.9 Elect Director Edna K. Morris Mgmt For For
2 Ratify Auditors Mgmt For For
Vivendi Meeting Date Country Primary Security ID Meeting Type Record Date
29-Apr-10 France F97982106 Annual 26-Apr-10
Ticker: N/A
CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Treatment of Losses and Allocation of Dividends of EUR Mgmt For
For
1.40 per Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Elect Dominique Hediard Dubreuil as Supervisory Board Member Mgmt For For
6 Elect Aliza Jabes as Supervisory Board Member Mgmt For For
7 Elect Jacqueline Tammenoms Bakker as Supervisory Board Mgmt For For
Member
8 Elect Daniel Camus as Supervisory Board Member Mgmt For For
Page 81 of 185
TDX Independence 2030 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
10 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Weis Markets, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Apr-10 USA 948849104 Annual 02-Mar-10
Ticker: WMK
CUSIP: 948849104 ISIN: US9488491047 SEDOL: 2946845
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert F. Weis Mgmt For Withhold
1.2 Elect Director Jonathan H. Weis Mgmt For Withhold
1.3 Elect Director David J. Hepfinger Mgmt For Withhold
1.4 Elect Director Richard E. Shulman Mgmt For For
1.5 Elect Director Steven C. Smith Mgmt For For
1.6 Elect Director Glenn D. Steele Jr Mgmt For For
2 Ratify Auditors Mgmt For For
3 Require Majority of Independent Directors on Board SH Against For
AT&T Inc. Meeting Date Country Primary Security ID Meeting Type Record Date
30-Apr-10 USA 00206R102 Annual 02-Mar-10
Ticker: T
CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Randall L. Stephenson Mgmt For For
2 Elect Director Gilbert F. Amelio Mgmt For For
3 Elect Director Reuben V. Anderson Mgmt For For
4 Elect Director James H. Blanchard Mgmt For For
5 Elect Director Jaime Chico Pardo Mgmt For For
6 Elect Director James P. Kelly Mgmt For For
7 Elect Director Jon C. Madonna Mgmt For For
8 Elect Director Lynn M. Martin Mgmt For For
9 Elect Director John B. McCoy Mgmt For For
10 Elect Director Joyce M. Roche Mgmt For For
11 Elect Director Laura D Andrea Tyson Mgmt For For
12 Elect Director Patricia P. Upton Mgmt For For
13 Ratify Auditors Mgmt For For
14 Provide for Cumulative Voting SH Against Against
15 Exclude Pension Credits from Calculations of Performance-Based SH
Against Against
Pay
Page 82 of 185
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Report was run from: 8/4/09 to 6/30/10
16 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
Barclays plc Meeting Date Country Primary Security ID Meeting Type Record
Date
30-Apr-10 United Kingdom G08036124 Annual 28-Apr-10
Ticker: N/A
CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Reuben Jeffery III as Director Mgmt For For
4 Re-elect Marcus Agius as Director Mgmt For For
5 Re-elect David Booth as Director Mgmt For For
6 Re-elect Sir Richard Broadbent as Director Mgmt For For
7 Re-elect Sir Michael Rake as Director Mgmt For For
8 Re-elect Sir Andrew Likierman as Director Mgmt For For
9 Re-elect Chris Lucas as Director Mgmt For For
10 Reappoint PricewaterhouseCoopers LLP Auditors Mgmt For For
11 Authorise Board to Fix Remuneration of Auditors Mgmt For For
12 Authorise EU Political Donations and Expenditure Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For
17 Adopt New Articles of Association Mgmt For For
18 Approve SAYE Share Option Scheme Mgmt For For
Bayer AG Meeting Date Country Primary Security ID Meeting Type Record Date
30-Apr-10 Germany D0712D163 Annual 12-Apr-10
Ticker: N/A
CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports; Approve Mgmt For For
Allocation of Income and Dividends of EUR 1.40 per Share for
Fiscal 2009
2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Remuneration System for Management Board Members Mgmt For For
Page 83 of 185
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5 Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion
of Preemptive Rights Mgmt For For
6 Approve Creation of EUR 211.7 Million Pool of Capital without Preemptive
Rights Mgmt For For
7 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion;
Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
8 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
9 Amend Articles Re: New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive) Mgmt For For
Mgmt10 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 CRA
International Inc Meeting Date Country Primary Security ID Meeting Type For
Record Date For
Ticker: CRAI 30-Apr-10 USA 12618T105 Annual 08-Mar-10
CUSIP: 12618T105 ISIN: US12618T1051 SEDOL: 2240622
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Paul A. Maleh Mgmt For For
1.2 Elect Director Thomas S. Robertson Mgmt For For
1.3 Elect Director William T. Schleyer Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Intesa SanPaolo SPA Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: N/A 30-Apr-10 Italy T55067101 Annual 26-Apr-10
CUSIP: T55067101 ISIN: IT0000072618 SEDOL: 4076836
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Approve Allocation of Income Mgmt For For
2 Fix Number of Directors of the Supervisory Board Mgmt For For
Supervisory Board Elections ? Vote Only For One Slate Mgmt
3.1 Slate 1 - Submitted by Compagnia San Paolo and Fondazione Cariplo Mgmt
None Do Not Vote
3.2 Slate 2 - Submitted by Banking Foundations Mgmt None Do Not Vote
3.3 Slate 3 - Submitted by Assicurazioni Generali Mgmt None Do Not Vote
3.4 Slate 4 - Submitted by Insitutional Investors through Assogestioni Mgmt
None For
3.5 Slate 5 - Submitted by Credit Agricole Mgmt None Do Not Vote
4 Elect Chairman and Deputy Chairmen of the Supervisory Board Mgmt For
Against
Page 84 of 185
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Mgmt5 Approve Remuneration of Supervisory Board Members For Against
Mgmt6 Approve Remuneration Report of Management Board Members For Against
Mgmt7 Approve Share Incentive Plan Owens & Minor Inc. Meeting Date Country
Primary Security ID Meeting Type For Record Date Against
30-Apr-10 USA 690732102 Ticker: OMI Annual 09-Mar-10
CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director A. Marshall Acuff, Jr. For For
Mgmt1.2 Elect Director J. Alfred Broaddus, Jr. For For
Mgmt1.3 Elect Director John T. Crotty For For
Mgmt1.4 Elect Director Richard E. Fogg For For
Mgmt1.5 Elect Director G. Gilmer Minor, III For For
Mgmt1.6 Elect Director Eddie N. Moore, Jr. For For
Mgmt1.7 Elect Director Peter S. Redding For For
Mgmt1.8 Elect Director James E. Rogers For For
Mgmt1.9 Elect Director Robert C. Sledd For For
Mgmt1.10 Elect Director Craig R. Smith For For
Mgmt1.11 Elect Director James E. Ukrop For For
Mgmt1.12 Elect Director Anne Marie Whittemore For For
Mgmt2 Amend Omnibus Stock Plan For For
Mgmt3 Amend Omnibus Stock Plan For Against
Mgmt4 Ratify Auditors Woodside Petroleum Ltd. Meeting Date Country Primary
Security ID Meeting Type For Record Date For
30-Apr-10 Australia 980228100 Ticker: WPL Annual 28-Apr-10
CUSIP: 980228100 ISIN: AU000000WPL2 SEDOL: 6979728
Proponent Mgmt Rec Vote Instruction
Mgmt1 Receive Financial Statements and Statutory Reports (Non-Voting)
Mgmt2 Elect Andrew Jamieson as Director For For
Mgmt3 Adopt the Remuneration Report for the Year Ended Dec. 31,2009 Baldor
Electric Company Meeting Date Country Primary Security ID Meeting Type For
Record Date For
01-May-10 USA 057741100 Ticker: BEZ Annual 17-Mar-10
CUSIP: 057741100 ISIN: US0577411004 SEDOL: 2072621
Page 85 of 185
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jean A. Mauldin Mgmt For For
1.2 Elect Director R.L. Qualls Mgmt For For
1.3 Elect Director Barry K. Rogstad Mgmt For For
1.4 Elect Director Ronald E. Tucker Mgmt For For
2 Ratify Auditors Mgmt For For
AFLAC Incorporated Meeting Date Country Primary Security ID Meeting Type
Record Date
03-May-10 USA 001055102 Annual 24-Feb-10
Ticker: AFL
CUSIP: 001055102 ISIN: US0010551028 SEDOL: 2026361
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Daniel P. Amos Mgmt For For
1.2 Elect Director John Shelby Amos II Mgmt For For
1.3 Elect Director Paul S. Amos II Mgmt For For
1.4 Elect Director Michael H. Armacost Mgmt For For
1.5 Elect Director Kriss Cloninger III Mgmt For For
1.6 Elect Director Joe Frank Harris Mgmt For For
1.7 Elect Director Elizabeth J. Hudson Mgmt For For
1.8 Elect Director Douglas W. Johnson Mgmt For For
1.9 Elect Director Robert B. Johnson Mgmt For For
1.10 Elect Director Charles B. Knapp Mgmt For For
1.11 Elect Director E. Stephen Purdom, M.d. Mgmt For For
1.12 Elect Director Barbara K. Rimer, PhD Mgmt For For
1.13 Elect Director Marvin R. Schuster Mgmt For For
1.14 Elect Director David Gary Thompson Mgmt For For
1.15 Elect Director Robert L. Wright Mgmt For For
1.16 Elect Director Takuro Yoshida Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
3 Ratify Auditors Mgmt For For
Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type
Record Date
03-May-10 Germany D2035M136 Annual 13-Apr-10
Ticker: N/A
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
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2 Approve Allocation of Income and Dividends of EUR 0.78 per Share Mgmt For
For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Postpone Discharge of Former Supervisory Board Member Klaus Zumwinkel for
Fiscal 2008 Mgmt For For
5 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
6 Approve Remuneration System for Management Board Members Mgmt For For
7 Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as Auditors for
Fiscal 2010 Mgmt For For
8 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
9 Elect Wulf Bernotat to the Supervisory Board Mgmt For For
10 Elect Ulrich Middelmann to the Supervisory Board Mgmt For For
11 Approve Affiliation Agreement with Subsidiary Erste DFMG Deutsche Funkturm
Vermoegens-GmbH Mgmt For For
12 Approve Affiliation Agreement with Subsidiary T-Mobile Global Holding Nr.2
GmbH Mgmt For For
13 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion;
Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion
Rights Mgmt For For
14 Approve Remuneration of Supervisory Board Mgmt For For
15 Amend Corporate Purpose Mgmt For For
16 Amend Articles Re: Convocation of General Meeting due to New German
Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt
For For
17 Amend Articles Re: Audio and Video Transmission of the General Meeting due
to New German Legislation (Law on Transposition of EU Shareholder's Rights
Directive) Mgmt For For
18 Amend Articles Re: Electronic Participation in General Meeting due to New
German Legislation (Law on Transposition of EU Shareholder's Rights Directive)
Mgmt For For
Mgmt19 Amend Articles Re: Exercise of Voting Rights at General Meeting due to
New German Legislation (Law on Transposition of EU Shareholder's Rights
Directive) GDF Suez Meeting Date Country Primary Security ID Meeting Type For
Record Date For
Ticker: N/A 03-May-10 France F42768105 Annual/Special 28-Apr-10
CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 1.47 per Share Mgmt For
For
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4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt
For For
5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For
For
Special Business Mgmt
6 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For
7 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For
8 Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a
Private Placement, up to Aggregate Nominal Amount of EUR 250 Million Mgmt
For For
9 Authorize Board to Increase Capital in the Event of Additional Demand
Related to Delegation Submitted to Shareholder Vote Above Under Items 6, 7 and
8 Mgmt For For
10 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future
Acquisitions Mgmt For For
11 Approve Employee Stock Purchase Plan Mgmt For For
12 Approve Employee Stock Purchase Plan for International Employees Mgmt
For For
13 Set Global Limit for Capital Increase to Result from All Issuance Requests
under Items 6 to 12 at EUR 310 Million Mgmt For For
14 Authorize Capitalization of Reserves for Bonus Issue or Increase in Par
Value Mgmt For For
15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
16 Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan
Mgmt For For
17 Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock
Plan Mgmt For Against
18 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Proposals Made by the Employees Shareholders Mgmt
A Approve Dividends of EUR 0.80 per Share SH Against Against
Potlatch Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
Ticker: PCH 03-May-10 USA 737630103 Annual 22-Mar-10
CUSIP: 737630103 ISIN: US7376301039 SEDOL: B0XXJN1
Proponent Mgmt Rec Vote Instruction
1 Elect Director Michael J. Covey Mgmt For For
2 Elect Director Gregory L. Quesnel Mgmt For For
3 Elect Director Ruth Ann M. Gillis Mgmt For For
4 Ratify Auditors Mgmt For For
Tootsie Roll Industries, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
Ticker: TR 03-May-10 USA 890516107 Annual 09-Mar-10
Page 88 of 185
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CUSIP: 890516107 ISIN: US8905161076 SEDOL: 2896809
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Melvin J. Gordon Mgmt For Withhold
1.2 Elect Director Ellen R. Gordon Mgmt For For
1.3 Elect Director Lana Jane Lewis-Brent Mgmt For For
1.4 Elect Director Barre A. Seibert Mgmt For For
1.5 Elect Director Richard P. Bergeman Mgmt For For
2 Ratify Auditors Mgmt For For
Zimmer Holdings, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
03-May-10 USA 98956P102 Annual 04-Mar-10
Ticker: ZMH
CUSIP: 98956P102 ISIN: US98956P1021 SEDOL: 2783815
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Betsy J. Bernard Mgmt For For
2 Elect Director Marc N. Casper Mgmt For For
3 Elect Director David C. Dvorak Mgmt For For
4 Elect Director Larry C. Glasscock Mgmt For For
5 Elect Director Robert A. Hagemann Mgmt For For
6 Elect Director Arthur J. Higgins Mgmt For For
7 Elect Director John L. McGoldrick Mgmt For For
8 Elect Director Cecil B. Pickett, Ph.D. Mgmt For For
9 Ratify Auditors Mgmt For For
Carrefour Meeting Date Country Primary Security ID Meeting Type Record Date
04-May-10 France F13923119 Annual/Special 29-Apr-10
Ticker: N/A
CUSIP: F13923119 ISIN: FR0000120172 SEDOL: 5641567
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Discharge Directors Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Transaction with Lars Olofsson Re: Severance Payment Mgmt For
Against
4 Approve Transaction with Lars Olofsson Re: Additional Pension Mgmt For For
Scheme
5 Approve Allocation of Income and Dividends of EUR 1.08 per Mgmt For For
Share
6 Reelect Anne-Claire Taittinger as Director Mgmt For For
Page 89 of 185
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7 Reelect Sebastien Bazin as Director Mgmt For For
8 Reelect Thierry Breton as Director Mgmt For For
9 Reelect Charles Edelstenne as Director Mgmt For For
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
11 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
12 Authorize Stock Option Plan Mgmt For Against
13 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For
Against
Restricted Stock Plan
Cooper Tire & Rubber Company Meeting Date Country Primary Security ID
Meeting Type Record Date
04-May-10 USA 216831107 Annual 11-Mar-10
Ticker: CTB
CUSIP: 216831107 ISIN: US2168311072 SEDOL: 2222608
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Roy V. Armes Mgmt For For
1.2 Elect Director Thomas P. Capo Mgmt For For
1.3 Elect Director Robert D. Welding Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Approve Omnibus Stock Plan Mgmt For Against
Delphi Financial Group, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
04-May-10 USA 247131105 Annual 31-Mar-10
Ticker: DFG
CUSIP: 247131105 ISIN: US2471311058 SEDOL: 2261957
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Philip R. O'Connor Mgmt For For
1.2 Elect Director Robert Rosenkranz Mgmt For For
1.3 Elect Director Donald A. Sherman Mgmt For For
1.4 Elect Director Kevin R. Brine Mgmt For For
1.5 Elect Director Edward A. Fox Mgmt For For
1.6 Elect Director Steven A. Hirsh Mgmt For For
1.7 Elect Director Harold F. Ilg Mgmt For For
1.8 Elect Director James M. Litvack Mgmt For For
1.9 Elect Director James N. Meehan Mgmt For For
1.10 Elect Director Robert F. Wright Mgmt For For
2 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against
Page 90 of 185
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3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Equity One, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
04-May-10 USA 294752100 Annual 05-Mar-10
Ticker: EQY
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Noam Ben-Ozer Mgmt For For
1.2 Elect Director James S. Cassel Mgmt For For
1.3 Elect Director Cynthia R. Cohen Mgmt For For
1.4 Elect Director Neil Flanzraich Mgmt For For
1.5 Elect Director Nathan Hetz Mgmt For For
1.6 Elect Director Chaim Katzman Mgmt For For
1.7 Elect Director Peter Linneman Mgmt For For
1.8 Elect Director Jeffrey S. Olson Mgmt For For
1.9 Elect Director Dori Segal Mgmt For For
2 Ratify Auditors Mgmt For For
GAMCO Investors, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
04-May-10 USA 361438104 Annual 31-Mar-10
Ticker: GBL
CUSIP: 361438104 ISIN: US3614381040 SEDOL: 2386827
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mario J. Gabelli Mgmt For For
1.2 Elect Director Edwin L. Artzt Mgmt For For
1.3 Elect Director Raymond C. Avansino, Jr. Mgmt For For
1.4 Elect Director Richard L. Bready Mgmt For For
1.5 Elect Director Eugene R. McGrath Mgmt For For
1.6 Elect Director Robert S. Prather, Jr. Mgmt For For
1.7 Elect Director Elisa M. Wilson Mgmt For For
2 Ratify Auditors Mgmt For For
Peabody Energy Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
04-May-10 USA 704549104 Annual 12-Mar-10
Ticker: BTU
CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gregory H. Boyce Mgmt For For
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1.2 Elect Director William A. Coley Mgmt For For
1.3 Elect Director William E. James Mgmt For For
1.4 Elect Director Robert B. Karn, III Mgmt For For
1.5 Elect Director M. Frances Keeth Mgmt For For
1.6 Elect Director Henry E. Lentz Mgmt For For
1.7 Elect Director Robert A. Malone Mgmt For For
1.8 Elect Director William C. Rusnack Mgmt For For
1.9 Elect Director John F. Turner Mgmt For For
1.10 Elect Director Alan H. Washkowitz Mgmt For For
2 Ratify Auditors Mgmt For For
Volcom, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
04-May-10 USA 92864N101 Annual 08-Mar-10
Ticker: VLCM
CUSIP: 92864N101 ISIN: US92864N1019 SEDOL: B0CCS09
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Rene R. Woolcott Mgmt For For
1.2 Elect Director Richard R. Woolcott Mgmt For For
1.3 Elect Director Douglas S. Ingram Mgmt For For
1.4 Elect Director Anthony M. Palma Mgmt For For
1.5 Elect Director Joseph B. Tyson Mgmt For For
1.6 Elect Director Carl W. Womack Mgmt For For
1.7 Elect Director Kevin G. Wulff Mgmt For For
2 Ratify Auditors Mgmt For For
Allianz SE (formerly Allianz AG) Meeting Date Country Primary Security ID
Meeting Type Record Date
05-May-10 Germany D03080112 Annual 15-Apr-10
Ticker: N/A
CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 4.10 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Elect Peter Sutherland to the Supervisory Board Mgmt For For
6 Approve Remuneration System for Management Board Members Mgmt For For
7 Approve Creation of EUR 550 Million Pool of Capital with Partial Mgmt For
For
Exclusion of Preemptive Rights
Page 92 of 185
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8 Approve Creation of EUR 15 Million Pool of Capital without Preemptive Rights
for Issue of Shares Pursuant to Employee Stock Option Plan Mgmt For For
9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion;
Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
10 Authorize Repurchase of Up to Five Percent of Issued Share Capital for
Trading Purposes Mgmt For For
11 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
12 Authorize Use of Financial Derivatives of up to Five Percent of Issued
Share Capital When Repurchasing Shares Mgmt For For
13 Approve Affiliation Agreement with Subsidiary Allianz Common Applications
and Services GmbH Mgmt For For
14 Approve Affiliation Agreement with Subsidiary AZ-Argos 45
Vermoegensverwaltungsgesellschaft mbH BAE Systems plc Meeting Date Country
Mgmt Primary Security ID Meeting Type For Record Date For
Ticker: N/A 05-May-10 United Kingdom G06940103 Annual 03-May-10
CUSIP: G06940103 ISIN: GB0002634946 SEDOL: 0263494
Proponent Mgmt Rec Vote Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Michael Hartnall as Director Mgmt For For
5 Re-elect Sir Peter Mason as Director Mgmt For For
6 Re-elect Richard Olver as Director Mgmt For For
7 Elect Paul Anderson as Director Mgmt For For
8 Elect Linda Hudson as Director Mgmt For For
9 Elect Nicholas Rose as Director Mgmt For For
10 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
11 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For
For
12 Authorise EU Political Donations and Expenditure Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Amend Articles of Association Mgmt For For
17 Authorise the Company to Call EGM with Two Weeks' Notice Entegris, Inc.
Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date
For
Ticker: ENTG 05-May-10 USA 29362U104 Annual 12-Mar-10
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CUSIP: 29362U104 ISIN: US29362U1043 SEDOL: 2599700
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gideon Argov Mgmt For For
1.2 Elect Director Michael A. Bradley Mgmt For For
1.3 Elect Director Marvin D. Burkett Mgmt For For
1.4 Elect Director Michael P.C. Carns Mgmt For For
1.5 Elect Director Daniel W. Christman Mgmt For For
1.6 Elect Director Gary F. Klingl Mgmt For For
1.7 Elect Director Roger D. McDaniel Mgmt For For
1.8 Elect Director Paul L.H. Olson Mgmt For For
1.9 Elect Director Brian F. Sullivan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
Fresh Del Monte Produce Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
05-May-10 Cayman Islands G36738105 Annual 11-Mar-10
Ticker: FDP
CUSIP: G36738105 ISIN: KYG367381053 SEDOL: 2118707
Vote
Proponent Mgmt Rec Instruction
1a Re-elect Amir Abu-Ghazaleh as Director Mgmt For For
1b Re-elect Salvatore H. Alfiero as Director Mgmt For For
1c Re-elect Edward L. Boykin as Director Mgmt For For
2 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For
3 Ratify Ernst & Young LLP as Auditors Mgmt For For
4 Approve Non-Employee Directors Equity Plan Mgmt For For
5 Approve and Adopt Performance Incentive Plan for Senior Mgmt For For
Executives
6 Approve and Adopt Long-Term Incentive Plan Mgmt For For
General Dynamics Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
05-May-10 USA 369550108 Annual 08-Mar-10
Ticker: GD
CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Nicholas D. Chabraja Mgmt For For
2 Elect Director James S. Crown Mgmt For For
3 Elect Director William P. Fricks Mgmt For For
4 Elect Director Jay L. Johnson Mgmt For For
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5 Elect Director George A. Joulwan Mgmt For For
6 Elect Director Paul G. Kaminski Mgmt For For
7 Elect Director John M. Keane Mgmt For For
8 Elect Director Lester L. Lyles Mgmt For For
9 Elect Director William A. Osborn Mgmt For For
10 Elect Director Robert Walmsley Mgmt For For
11 Ratify Auditors Mgmt For For
12 Report on Space-based Weapons Program SH Against Against
Knology, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
05-May-10 USA 499183804 Annual 10-Mar-10
Ticker: KNOL
CUSIP: 499183804 ISIN: US4991838040 SEDOL: 2041557
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Donald W. Burton Mgmt For For
1.2 Elect Director William H. Scott, III Mgmt For For
2 Ratify Auditors Mgmt For For
L air Liquide Meeting Date Country Primary Security ID Meeting Type Record
Date
05-May-10 France F01764103 Annual/Special 30-Apr-10
Ticker: N/A
CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 2.25 per Mgmt For For
Share
4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
5 Reelect Beatrice Majnoni d'Intignano as Director Mgmt For For
6 Reelect Benoit Potier as Director Mgmt For For
7 Reelect Paul Skinner as Director Mgmt For For
8 Elect Jean-Paul Agon as Director Mgmt For For
9 Approve Transaction with Benoit Potier Mgmt For Against
10 Approve Transaction with Pierre Dufour Mgmt For For
11 Ratify Ernst and Young et Autres as Auditor Mgmt For For
12 Reelect Mazars as Auditor Mgmt For For
13 Ratify Auditex as Alternate Auditor Mgmt For For
Page 95 of 185
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14 Reelect Patrick de Cambourg as Alternate Auditor Mgmt For For
Special Business Mgmt
15 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
16 Authorize up to 2 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
17 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
18 Authorize Board to Issue Free Warrants with Preemptive Rights Mgmt For
Against
During a Public Tender Offer
19 Authorize Capitalization of Reserves of Up to EUR 250 Million for Mgmt
For For
Bonus Issue or Increase in Par Value
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
Ordinary Business Mgmt
22 Authorize Filing of Required Documents/Other Formalities Mgmt For For
The GEO Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
05-May-10 USA 36159R103 Annual 03-Mar-10
Ticker: GEO
CUSIP: 36159R103 ISIN: US36159R1032 SEDOL: 2943299
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Clarence E. Anthony Mgmt For For
1.2 Elect Director Wayne H. Calabrese Mgmt For For
1.3 Elect Director Norman A. Carlson Mgmt For For
1.4 Elect Director Anne N. Foreman Mgmt For For
1.5 Elect Director Richard H. Glanton Mgmt For For
1.6 Elect Director Christopher C. Wheeler Mgmt For For
1.7 Elect Director George C. Zoley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Other Business Mgmt For Abstain
AMCOL International Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
06-May-10 USA 02341W103 Annual 09-Mar-10
Ticker: ACO
CUSIP: 02341W103 ISIN: US02341W1036 SEDOL: 2025335
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Arthur Brown Mgmt For For
1.2 Elect Director Jay D. Proops Mgmt For For
1.3 Elect Director Paul C. Weaver Mgmt For For
Page 96 of 185
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2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve Executive Incentive Bonus Plan American Campus Communities, Inc.
06-May-10 Meeting Date Ticker: ACC USA Country Mgmt 024835100 Primary
Security ID Annual Meeting Type For Record Date 15-Mar-10 For
CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director William C. Bayless, Jr. Mgmt For For
1.2 Elect Director R.D. Burck Mgmt For For
1.3 Elect Director G. Steven Dawson Mgmt For For
1.4 Elect Director Cydney C. Donnell Mgmt For For
1.5 Elect Director Edward Lowenthal Mgmt For For
1.6 Elect Director Joseph M. Macchione Mgmt For For
1.7 Elect Director Winston W. Walker Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors E.ON AG (formerly Veba AG) Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: N/A 06-May-10 Germany D24914133 Annual 16-Apr-10
CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904
Proponent Mgmt Rec Vote Instruction
1 2 3 Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Approve Allocation of Income and Dividends of EUR 1.50 per Share
Approve Discharge of Management Board for Fiscal 2009 Mgmt Mgmt Mgmt For For
For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For
6b Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection of the
Abbreviated Financial Statements for the First Half of Fiscal 2010 Mgmt For
For
7 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
8 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion;
Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
Page 97 of 185
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9 Amend Articles Re: Exercise of Voting Rights at General Meeting Mgmt For
For
due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
GlaxoSmithKline plc Meeting Date Country Primary Security ID Meeting Type
Record Date
06-May-10 United Kingdom G3910J112 Annual 04-May-10
Ticker: N/A
CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Dr Stephanie Burns as Director Mgmt For For
4 Re-elect Julian Heslop as Director Mgmt For For
5 Re-elect Sir Deryck Maughan as Director Mgmt For For
6 Re-elect Dr Daniel Podolsky as Director Mgmt For For
7 Re-elect Sir Robert Wilson as Director Mgmt For For
8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
9 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
10 Authorise EU Political Donations and Expenditure Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Approve the Exemption from Statement of the Name of the Mgmt For For
Senior Statutory Auditor in Published Copies of the Auditor's
Reports
15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
16 Adopt New Articles of Association Mgmt For For
Heartland Express, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 USA 422347104 Annual 10-Mar-10
Ticker: HTLD
CUSIP: 422347104 ISIN: US4223471040 SEDOL: 2414018
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Russell A. Gerdin Mgmt For Withhold
1.2 Elect Director Michael J. Gerdin Mgmt For Withhold
1.3 Elect Director Richard O. Jacobson Mgmt For For
1.4 Elect Director Dr. Benjamin J. Allen Mgmt For For
1.5 Elect Director Lawrence D. Crouse Mgmt For Withhold
1.6 Elect Director James G. Pratt Mgmt For For
2 Ratify Auditors Mgmt For For
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Nokia Corp. Meeting Date Country Primary Security ID Meeting Type Record
Date
Ticker: N/A 06-May-10 Finland X61873133 Annual 26-Apr-10
CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941
Proponent Mgmt Rec Vote Instruction
1 Open Meeting Mgmt
2 Calling the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting
Mgmt For For
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Prepare and Approve List of Shareholders Mgmt For For
6 Receive Financial Statements and Statutory Reports, the Board's Report, and
the Auditor's Report; Receive Review by the CEO Mgmt
7 Accept Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.40 Per Share Mgmt For
For
9 Approve Discharge of Board and President Mgmt For For
10 Approve Remuneration of Directors in the Amount of EUR 440,000 for
Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors;
Approve Remuneration for Committee Work Mgmt For For
11 Fix Number of Directors at 10 Mgmt For For
12 Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka
Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino,
Risto Siilasmaa, and Keijo Suila as Directors Mgmt For For
13 Approve Remuneration of Auditors Mgmt For For
14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For
15 Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening
General Meetings Mgmt For For
16 17 18 Authorize Repurchase of up to 360 Million Issued Shares Approve
Issuance of up to 740 Million Shares without Preemptive Rights Close Meeting
Mgmt Mgmt Mgmt For For For For
Reckitt Benckiser Group plc Meeting Date Country Primary Security ID
Meeting Type Record Date
06-May-10 United Kingdom G74079107 Annual 04-May-10
Ticker: N/A
CUSIP: G74079107 ISIN: GB00B24CGK77 SEDOL: B24CGK7
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
Page 99 of 185
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4 Re-elect Adrian Bellamy as Director Mgmt For Abstain
5 Re-elect Peter Harf as Director Mgmt For Abstain
6 Re-elect Colin Day as Director Mgmt For For
7 Re-elect Kenneth Hydon as Director Mgmt For For
8 Re-elect Judith Sprieser as Director Mgmt For For
9 Elect Richard Cousins as Director Mgmt For For
10 Elect Warren Tucker as Director Mgmt For For
11 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
12 Authorise Board to Fix Remuneration of Auditors Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
17 Adopt New Articles of Association Mgmt For For
Rockwood Holdings, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 USA 774415103 Annual 17-Mar-10
Ticker: ROC
CUSIP: 774415103 ISIN: US7744151033 SEDOL: B0GWF93
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Seifi Ghasemi Mgmt For For
1.2 Elect Director Sheldon R. Erikson Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Simon Property Group, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 USA 828806109 Annual 08-Mar-10
Ticker: SPG
CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Melvyn E. Bergstein Mgmt For For
2 Elect Director Linda Walker Bynoe Mgmt For For
3 Elect Director Larry C. Glasscock Mgmt For For
4 Elect Director Karen N. Horn, PhD Mgmt For For
5 Elect Director Allan Hubbard Mgmt For For
6 Elect Director Reuben S. Leibowitz Mgmt For For
7 Elect Director Daniel C. Smith, PhD Mgmt For For
8 Elect Director J. Albert Smith, Jr. Mgmt For For
9 Ratify Auditors Mgmt For For
Page 100 of 185
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Union Pacific Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 USA 907818108 Annual 26-Feb-10
Ticker: UNP
CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Andrew H. Card, Jr. Mgmt For For
2 Elect Director Erroll B. Davis, Jr. Mgmt For For
3 Elect Director Thomas J. Donohue Mgmt For For
4 Elect Director Archie W. Dunham Mgmt For For
5 Elect Director Judith Richards Hope Mgmt For For
6 Elect Director Charles C. Krulak Mgmt For For
7 Elect Director Michael R. McCarthy Mgmt For For
8 Elect Director Michael W. McConnell Mgmt For For
9 Elect Director Thomas F. McLarty III Mgmt For For
10 Elect Director Steven R. Rogel Mgmt For For
11 Elect Director Jose H. Villarreal Mgmt For For
12 Elect Director James R. Young Mgmt For For
13 Ratify Auditors Mgmt For For
14 Require Independent Board Chairman SH Against Against
15 Reduce Supermajority Vote Requirement SH Against For
United Parcel Service, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
06-May-10 USA 911312106 Annual 08-Mar-10
Ticker: UPS
CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director F. Duane Ackerman Mgmt For For
1.2 Elect Director Michael J. Burns Mgmt For For
1.3 Elect Director D. Scott Davis Mgmt For For
1.4 Elect Director Stuart E. Eizenstat Mgmt For For
1.5 Elect Director Michael L. Eskew Mgmt For For
1.6 Elect Director William R. Johnson Mgmt For For
1.7 Elect Director Ann M. Livermore Mgmt For For
1.8 Elect Director Rudy Markham Mgmt For For
1.9 Elect Director John W. Thompson Mgmt For For
1.10 Elect Director Carol B. Tome Mgmt For For
2 Ratify Auditors Mgmt For For
Page 101 of 185
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3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
Verizon Communications Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
06-May-10 USA 92343V104 Annual 08-Mar-10
Ticker: VZ
CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Richard L. Carrion Mgmt For Against
2 Elect Director M. Frances Keeth Mgmt For Against
3 Elect Director Robert W. Lane Mgmt For For
4 Elect Director Sandra O. Moose Mgmt For Against
5 Elect Director Joseph Neubauer Mgmt For For
6 Elect Director Donald T. Nicolaisen Mgmt For Against
7 Elect Director Thomas H. O'Brien Mgmt For For
8 Elect Director Clarence Otis, Jr. Mgmt For For
9 Elect Director Hugh B. Price Mgmt For Against
10 Elect Director Ivan G. Seidenberg Mgmt For For
11 Elect Director Rodney E. Slater Mgmt For For
12 Elect Director John W. Snow Mgmt For Against
13 Elect Director John R. Stafford Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
16 Prohibit Executive Stock-Based Awards SH Against Against
17 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against
For
Orientation and Gender Identity
18 Performance-Based Equity Awards SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Adopt Policy on Succession Planning SH Against Against
21 Adopt a Policy in which the Company will not Make or Promise to SH
Against For
Make Any Death Benefit Payments to Senior Executives
22 Stock Retention/Holding Period SH Against Against
Vinci Meeting Date Country Primary Security ID Meeting Type Record Date
06-May-10 France F5879X108 Annual/Special 03-May-10
Ticker: N/A
CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
Page 102 of 185
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Report was run from: 8/4/09 to 6/30/10
1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.62 per Share Mgmt For
For
4 Authorize Payment of Dividends by Shares Mgmt For For
5 Reelect Dominique Ferrero as Director Mgmt For Against
6 Reelect Xavier Huillard as Director Mgmt For Against
7 Reelect Henri Saint Olive as Director Mgmt For For
8 Reelect Yves-Thibault de Silguy as Director Mgmt For Against
9 Elect Qatari Diar Real Estate Investment Company as Director Mgmt For For
10 Approve Remuneration of Directors in the Aggregate Amount of EUR 920,000
Mgmt For For
11 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt
For For
12 Approve Transaction with Vinci Concessions Re: Participation in Aegean
Motorway SA Mgmt For For
13 Approve Transaction with Vinci Concessions Re: Participation in Olympia
Odos and Olympia Odos Operation Mgmt For For
14 Amend Transaction with Vinci Concessions Re: Financing Obtained by Arcour,
Contractor of A19 Highway Mgmt For For
15 Approve Transaction with Vinci Concessions Re: Financing of A-Modell A5
Highway Concession Mgmt For For
16 Approve Transaction with Vinci Concessions Re: Participation in ASF Mgmt
For For
17 Approve Additional Pension Scheme Agreement for Xavier Huillard Mgmt For
For
18 Approve Severance Payment Agreement for Xavier Huillard Mgmt For Against
19 Approve Transaction with YTSeuropaconsultants Re: Consulting Services
Mgmt For Against
Special Business Mgmt
20 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
21 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR 150 Million Mgmt For For
22 Approve Employee Stock Purchase Plan Mgmt For Against
23 Approve Stock Purchase Plan Reserved for International Employees Mgmt
For Against
24 Amend Articles 17 of Bylaws Re: Attendance to General Meetings Through
Videoconference and Telecommunication Mgmt For For
25 Authorize Filing of Required Documents/Other Formalities Curtiss-Wright
Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For
Record Date For
Ticker: CW 07-May-10 USA 231561101 Annual 01-Mar-10
CUSIP: 231561101 ISIN: US2315611010 SEDOL: 2241205
Page 103 of 185
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Martin R. Benante Mgmt For For
1.2 Elect Director S. Marce Fuller Mgmt For For
1.3 Elect Director Allen A. Kozinski Mgmt For For
1.4 Elect Director Carl G. Miller Mgmt For For
1.5 Elect Director William B. Mitchell Mgmt For For
1.6 Elect Director John R. Myers Mgmt For For
1.7 Elect Director John B. Nathman Mgmt For For
1.8 Elect Director William W. Sihler Mgmt For For
1.9 Elect Director Albert E. Smith Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
Granite Construction Incorporated Meeting Date Country Primary Security ID
Meeting Type Record Date
07-May-10 USA 387328107 Annual 12-Mar-10
Ticker: GVA
CUSIP: 387328107 ISIN: US3873281071 SEDOL: 2381189
Vote
Proponent Mgmt Rec Instruction
1 Elect Director William G. Dorey Mgmt For For
2 Elect Director Rebecca A. McDonald Mgmt For For
3 Elect Director William H. Powell Mgmt For For
4 Elect Director Claes G. Bjork Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Approve Executive Incentive Bonus Plan Mgmt For For
7 Approve/Amend Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
Occidental Petroleum Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
07-May-10 USA 674599105 Annual 15-Mar-10
Ticker: OXY
CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Spencer Abraham Mgmt For For
2 Elect Director John S. Chalsty Mgmt For For
3 Elect Director Stephen I. Chazen Mgmt For For
4 Elect Director Edward P. Djerejian Mgmt For For
5 Elect Director John E. Feick Mgmt For For
6 Elect Director Carlos M. Gutierrez Mgmt For For
Page 104 of 185
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7 Elect Director Ray R. Irani Mgmt For For
8 Elect Director Irvin W. Maloney Mgmt For For
9 Elect Director Avedick B. Poladian Mgmt For For
10 Elect Director Rodolfo Segovia Mgmt For For
11 Elect Director Aziz D. Syriani Mgmt For For
12 Elect Director Rosemary Tomich Mgmt For For
13 Elect Director Walter L. Weisman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
17 Limit Executive Compensation SH Against Against
18 Require Independent Board Chairman SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Report on Host Country Social and Environmental Laws SH Against Against
21 Require a Majority Vote for the Election of Directors SH Against For
22 Report on Policy for Increasing Safety by Reducing Hazardous SH Against
Against
Substance Usage and Re-locating Facilities
23 Double Trigger on Equity Plans SH Against Against
Standard Chartered plc Meeting Date Country Primary Security ID Meeting
Type Record Date
07-May-10 United Kingdom G84228157 Annual 05-May-10
Ticker: N/A
CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Re-elect Jamie Dundas as Director Mgmt For For
5 Re-elect Val Gooding as Director Mgmt For For
6 Re-elect Rudy Markham as Director Mgmt For For
7 Re-elect John Peace as Director Mgmt For For
8 Re-elect Peter Sands as Director Mgmt For For
9 Re-elect Paul Skinner as Director Mgmt For For
10 Re-elect Oliver Stocken as Director Mgmt For For
11 Elect Jaspal Bindra as Director Mgmt For For
12 Elect Richard Delbridge as Director Mgmt For For
13 Elect Dr Han Seung-soo as Director Mgmt For For
14 Elect Simon Lowth as Director Mgmt For For
Page 105 of 185
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Report was run from: 8/4/09 to 6/30/10
15 Elect Mike Rees as Director Mgmt For For
16 Reappoint KPMG Audit plc as Auditors Mgmt For For
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Approve EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
23 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
24 Authorise Market Purchase Mgmt For For
25 Authorise Market Purchase Mgmt For For
26 Adopt New Articles of Association Mgmt For For
27 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
28 Amend Restricted Share Scheme Mgmt For For
29 Approve Waiver on the Reporting and Annual Review Mgmt For For
Requirements in Respect of Ongoing Banking Transactions with
Associates of Temasek
30 Approve the Waiver in Respect of the Requirement to Enter into Mgmt For
For
Fixed-term Written Agreements with Temasek
31 Approve Future Ongoing Banking Transactions with Temasek Mgmt For For
The Goldman Sachs Group, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
07-May-10 USA 38141G104 Annual 08-Mar-10
Ticker: GS
CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lloyd C. Blankfein Mgmt For For
1.2 Elect Director John H. Bryan Mgmt For For
1.3 Elect Director Gary D. Cohn Mgmt For For
1.4 Elect Director Claes Dahlback Mgmt For For
1.5 Elect Director Stephen Friedman Mgmt For For
1.6 Elect Director William W. George Mgmt For For
1.7 Elect Director James A. Johnson Mgmt For For
1.8 Elect Director Lois D. Juliber Mgmt For For
1.9 Elect Director Lakshmi N. Mittal Mgmt For For
1.10 Elect Director James J. Schiro Mgmt For For
1.11 Elect Director H. Lee Scott, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
Page 106 of 185
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4 Reduce Supermajority Vote Requirement Mgmt For For
5 Provide Right to Call Special Meeting Mgmt For For
6 Provide for Cumulative Voting SH Against Against
7 Report on Collateral in Derivatives Trading SH Against Against
8 Require Independent Board Chairman SH Against Against
9 Report on Political Contributions SH Against Against
10 Report on Global Warming Science SH Against Against
11 Report on Pay Disparity SH Against Against
12 Stock Retention/Holding Period SH Against Against
Teton Advisors, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
10-May-10 USA 88165Y200 Annual 31-Mar-10
Ticker: TETAA
CUSIP: 88165Y200 ISIN: US88165Y2000 SEDOL: B40GKT4
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Bruce N. Alpert Mgmt For Withhold
1.2 Elect Director Nicholas F. Galluccio Mgmt For Withhold
1.3 Elect Director Howard F. Ward Mgmt For Withhold
1.4 Elect Director Robert S. Zuccaro Mgmt For For
Anixter International Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-May-10 USA 035290105 Annual 19-Mar-10
Ticker: AXE
CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lord James Blyth Mgmt For For
1.2 Elect Director Frederic F. Brace Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Robert J. Eck Mgmt For For
1.5 Elect Director Robert W. Grubbs, Jr. Mgmt For For
1.6 Elect Director F. Philip Handy Mgmt For For
1.7 Elect Director Melvyn N. Klein Mgmt For For
1.8 Elect Director George Munoz Mgmt For For
1.9 Elect Director Stuart M. Sloan Mgmt For For
1.10 Elect Director Matthew Zell Mgmt For For
1.11 Elect Director Samuel Zell Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Page 107 of 185
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Report was run from: 8/4/09 to 6/30/10
ArcelorMittal Meeting Date Country Primary Security ID Meeting Type Record
Date
11-May-10 Luxembourg L0302D129 Annual 26-Apr-10
Ticker: N/A
CUSIP: N/A ISIN: N/A SEDOL: 7281886
Vote
Proponent Mgmt Rec Instruction
Annual Meeting Mgmt
Ordinary Business Mgmt
1 Receive and Approve Directors' and Auditors' Reports Mgmt
2 Accept Consolidated Financial Statements Mgmt For For
3 Accept Financial Statements Mgmt For For
4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For
Share
5 Approve Remuneration of Directors Mgmt For For
6 Approve Discharge of Directors Mgmt For For
7 Acknowledge Cooptation of Jeannot Krecke as Director Mgmt For Against
8 Reelect Vanisha Mittal Bhatia as Director Mgmt For Against
9 Elect Jeannot Krecke as Director Mgmt For Against
10 Approve Share Repurchase Program Mgmt For Against
11 Ratify Deloitte SA as Auditors Mgmt For For
12 Approve Share Plan Grant Mgmt For For
13 Approve Employee Stock Purchase Plan Mgmt For For
Extraordinary Business Mgmt
14 Waive Requirement for Mandatory Offer to All Shareholders Mgmt For For
Boston Scientific Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-May-10 USA 101137107 Annual 12-Mar-10
Ticker: BSX
CUSIP: 101137107 ISIN: US1011371077 SEDOL: 2113434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John E. Abele Mgmt For For
1.2 Elect Director Katharine T. Bartlett Mgmt For For
1.3 Elect Director Bruce L. Byrnes Mgmt For For
1.4 Elect Director Nelda J. Connors Mgmt For For
1.5 Elect Director J. Raymond Elliott Mgmt For For
1.6 Elect Director Marye Anne Fox Mgmt For For
1.7 Elect Director Ray J. Groves Mgmt For For
1.8 Elect Director Ernest Mario Mgmt For For
1.9 Elect Director N.J. Nicholas, Jr. Mgmt For For
Page 108 of 185
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Report was run from: 8/4/09 to 6/30/10
1.10 Elect Director Pete M. Nicholas Mgmt For For
1.11 Elect Director Uwe E. Reinhardt Mgmt For For
1.12 Elect Director John E. Sununu Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
Cal Dive International, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
11-May-10 USA 12802T101 Annual 12-Mar-10
Ticker: DVR
CUSIP: 12802T101 ISIN: US12802T1016 SEDOL: B1L5W93
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Owen E. Kratz Mgmt For For
1.2 Elect Director David E. Preng Mgmt For For
2 Ratify Auditors Mgmt For For
EMS Technologies, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-May-10 USA 26873N108 Annual 19-Mar-10
Ticker: ELMG
CUSIP: 26873N108 ISIN: US26873N1081 SEDOL: 2309619
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Amb. John R. Bolton Mgmt For For
1.2 Elect Director Hermann Buerger Mgmt For Withhold
1.3 Elect Director Joseph D. Burns Mgmt For For
1.4 Elect Director John R. Kreick Mgmt For Withhold
1.5 Elect Director John B. Mowell Mgmt For Withhold
1.6 Elect Director Thomas W. O'Connell Mgmt For Withhold
1.7 Elect Director Bradford W. Parkinson Mgmt For Withhold
1.8 Elect Director Norman E. Thagard, M.D. Mgmt For Withhold
1.9 Elect Director John L. Woodward, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Equity LifeStyle Properties, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
11-May-10 USA 29472R108 Annual 05-Mar-10
Ticker: ELS
CUSIP: 29472R108 ISIN: US29472R1086 SEDOL: 2563125
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Philip C. Calian Mgmt For For
1.2 Elect Director David J. Contis Mgmt For For
1.3 Elect Director Thomas E. Dobrowski Mgmt For For
Page 109 of 185
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1.4 Elect Director Thomas P. Heneghan Mgmt For For
1.5 Elect Director Sheli Z. Rosenberg Mgmt For For
1.6 Elect Director Howard Walker Mgmt For For
1.7 Elect Director Gary L. Waterman Mgmt For For
1.8 Elect Director Samuel Zell Mgmt For For
2 Ratify Auditors Mgmt For For
Skyworks Solutions, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-May-10 USA 83088M102 Annual 23-Mar-10
Ticker: SWKS
CUSIP: 83088M102 ISIN: US83088M1027 SEDOL: 2961053
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kevin L. Beebe Mgmt For For
1.2 Elect Director Timothy R. Furey Mgmt For For
1.3 Elect Director David J. McLachlan Mgmt For For
2 Ratify Auditors Mgmt For For
Unilever NV Meeting Date Country Primary Security ID Meeting Type Record
Date
11-May-10 Netherlands N8981F271 Annual 20-Apr-10
Ticker: N/A
CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1
Vote
Proponent Mgmt Rec Instruction
Annual Meeting Mgmt
1 Receive Report of Management Board (Non-Voting) Mgmt
2 Approve Financial Statements and Allocation of Income Mgmt For For
3 Approve Discharge of Executive Directors Mgmt For For
4 Approve Discharge of Non-Executive Directors Mgmt For For
5 Reelect P.G.J.M. Polman to Executive Board Mgmt For For
6 Elect R.J-M.S. Huet to Executive Board Mgmt For For
7 Reelect L.O. Fresco as Non-Executive Director Mgmt For For
8 Reelect A.M. Fudge as Non-Executive Director Mgmt For For
9 Reelect C.E. Golden as Non-Executive Director Mgmt For For
10 Reelect B.E. Grote as Non-Executive Director Mgmt For For
11 Reelect H. Nyasulu as Non-Executive Director Mgmt For For
12 Reelect K.J. Storm as Non-Executive Director Mgmt For For
13 Reelect M. Treschow as Non-Executive Director Mgmt For For
14 Reelect J. van der Veer as Non-Executive Director Mgmt For For
15 Elect P. Walsh as Non-Executive Director Mgmt For For
Page 110 of 185
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Report was run from: 8/4/09 to 6/30/10
16 Elect M. Rifkind as Non-Executive Director Mgmt For For
17 Approve Management Co-Investment Plan Mgmt For For
18 Amend Performance Criteria of the Annual Bonus Mgmt For For
19 Amend Performance Criteria of the Long-Term Incentive Plan Mgmt For For
20 Approve Cancellation of 4 Percent Cumulative Preference Shares Mgmt For
For
21 Authorize Repurchase of 6% Cumulative Preference Shares and Mgmt For For
7% Cumulative Preference Shares
22 Authorize Repurchase of Up to Ten Percent of Issued Share Mgmt For For
Capital
23 Approve Authorization to Cancel Ordinary Shares Mgmt For For
24 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
25 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
26 Allow Questions and Close Meeting Mgmt
Waste Management, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-May-10 USA 94106L109 Annual 15-Mar-10
Ticker: WM
CUSIP: 94106L109 ISIN: US94106L1098 SEDOL: 2937667
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Pastora San Juan Cafferty Mgmt For For
2 Elect Director Frank M. Clark, Jr. Mgmt For For
3 Elect Director Patrick W. Gross Mgmt For For
4 Elect Director John C. Pope Mgmt For For
5 Elect Director W. Robert Reum Mgmt For For
6 Elect Director Steven G. Rothmeier Mgmt For For
7 Elect Director David P. Steiner Mgmt For For
8 Elect Director Thomas H. Weidemeyer Mgmt For For
9 Ratify Auditors Mgmt For For
10 Reduce Supermajority Vote Requirement Mgmt For For
11 Report on Political Contributions SH Against Against
12 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
Berry Petroleum Company Meeting Date Country Primary Security ID Meeting
Type Record Date
12-May-10 USA 085789105 Annual 15-Mar-10
Ticker: BRY
CUSIP: 085789105 ISIN: US0857891057 SEDOL: 2094227
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director J. Bryant Mgmt For For
Page 111 of 185
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1.2 Elect Director R. Busch III Mgmt For For
1.3 Elect Director W. Bush Mgmt For For
1.4 Elect Director S. Cropper Mgmt For For
1.5 Elect Director J. Gaul Mgmt For For
1.6 Elect Director R. Heinemann Mgmt For For
1.7 Elect Director T. Jamieson Mgmt For For
1.8 Elect Director J. Keller Mgmt For For
1.9 Elect Director M. Young Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
BG Group plc Meeting Date Country Primary Security ID Meeting Type Record
Date
12-May-10 United Kingdom G1245Z108 Annual 10-May-10
Ticker: N/A
CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Elect Mark Seligman as Director Mgmt For For
5 Re-elect Peter Backhouse as Director Mgmt For For
6 Re-elect Lord Sharman as Director Mgmt For For
7 Re-elect Philippe Varin as Director Mgmt For For
8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
9 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For
10 Authorise EU Political Donations and Expenditure Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
15 Adopt New Articles of Association Mgmt For For
BNP Paribas Meeting Date Country Primary Security ID Meeting Type Record
Date
12-May-10 France F1058Q238 Annual/Special 07-May-10
Ticker: N/A
CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
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1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.50 per Share Mgmt For
For
4 Acknowledge Auditors' Special Report Mentioning the Absence of New
Related-Party Transactions Mgmt For For
5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For
For
6 Reelect Louis Schweitzer as Director Mgmt For Against
7 Elect Michel Tilmant as Director Mgmt For Against
8 Elect Emiel Van Broekhoven as Director Mgmt For Against
9 Elect Meglena Kuneva as Director Mgmt For For
10 Elect Jean Laurent Bonnafe as Director Mgmt For Against
11 Approve Remuneration of Directors in the Aggregate Amount of EUR 975,000
Mgmt For For
Special Business Mgmt
12 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR 1 Billion Mgmt For For
13 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR 350 Million Mgmt For For
14 Authorize Capital Increase of Up to EUR 350 Million for Future Exchange
Offers Mgmt For For
15 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future
Acquisitions Mgmt For For
16 Set Total Limit for Capital Increase to Result from Issuance Requests under
Items 8 to 10 at EUR 350 Million Mgmt For For
17 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value Mgmt For For
18 Set Total Limit for Capital Increase to Result from Issuance Requests under
Items 7 to 10 at EUR1 Billion Mgmt For For
19 Approve Employee Stock Purchase Plan Mgmt For For
20 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
21 Approve Merger by Absorption of Fortis Banque France Mgmt For For
22 Amend Bylaws to Remove All References to Preferred Stock (Class B)
Suscribed by SPPE on March 31, 2009; And Adopt new Version of Bylaws Mgmt
For For
23 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ConocoPhillips Meeting Date Country Primary Security ID Meeting Type
Record Date
Ticker: COP 12-May-10 USA 20825C104 Annual 15-Mar-10
CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717
Proponent Mgmt Rec Vote Instruction
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Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director Richard L. Armitage Mgmt For For
1.2 Elect Director Richard H. Auchinleck Mgmt For For
1.3 Elect Director James E. Copeland, Jr. Mgmt For For
1.4 Elect Director Kenneth M. Duberstein Mgmt For For
1.5 Elect Director Ruth R. Harkin Mgmt For For
1.6 Elect Director Harold W. Mcgraw III Mgmt For For
1.7 Elect Director James J. Mulva Mgmt For For
1.8 Elect Director Robert A. Niblock Mgmt For For
1.9 Elect Director Harald J. Norvik Mgmt For For
1.10 Elect Director William K. Reilly Mgmt For For
1.11 Elect Director Bobby S. Shackouls Mgmt For For
1.12 Elect Director Victoria J. Tschinkel Mgmt For For
1.13 Elect Director Kathryn C. Turner Mgmt For For
1.14 Elect Director William E. Wade, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Board Risk Management Oversight SH Against Against
4 Adopt Quantitative GHG Goals for Products and Operations SH Against For
5 Report on Environmental Impact of Oil Sands Operations in SH Against
Against
Canada
6 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against
Impacts
7 Report on Financial Risks of Climate Change SH Against Against
8 Adopt Goals to Reduce Emission of TRI Chemicals SH Against For
9 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For
Orientation and Gender Identity
10 Report on Political Contributions SH Against Against
CVS Caremark Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
12-May-10 USA 126650100 Annual 15-Mar-10
Ticker: CVS
CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Edwin M. Banks Mgmt For Against
2 Elect Director C. David Brown II Mgmt For Against
3 Elect Director David W. Dorman Mgmt For Against
4 Elect Director Kristen Gibney Williams Mgmt For For
5 Elect Director Marian L. Heard Mgmt For Against
6 Elect Director William H. Joyce Mgmt For For
7 Elect Director Jean-Pierre Millon Mgmt For For
8 Elect Director Terrence Murray Mgmt For For
Page 114 of 185
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Report was run from: 8/4/09 to 6/30/10
9 Elect Director C.A. Lance Piccolo Mgmt For For
10 Elect Director Sheli Z. Rosenberg Mgmt For Against
11 Elect Director Thomas M. Ryan Mgmt For For
12 Elect Director Richard J. Swift Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For For
15 Provide Right to Call Special Meeting Mgmt For For
16 Report on Political Contributions SH Against Against
17 Adopt Global Warming Principles SH Against Against
Dril-Quip, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
12-May-10 USA 262037104 Annual 25-Mar-10
Ticker: DRQ
CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alexander P. Shukis Mgmt For For
2 Ratify Auditors Mgmt For For
Eastman Kodak Company Meeting Date Country Primary Security ID Meeting
Type Record Date
12-May-10 USA 277461109 Annual 15-Mar-10
Ticker: EK
CUSIP: 277461109 ISIN: US2774611097 SEDOL: 2300601
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Richard S. Braddock Mgmt For For
2 Elect Director Herald Y. Chen Mgmt For For
3 Elect Director Adam H. Clammer Mgmt For For
4 Elect Director Timothy M. Donahue Mgmt For For
5 Elect Director Michael J. Hawley Mgmt For For
6 Elect Director William H. Hernandez Mgmt For For
7 Elect Director Douglas R. Lebda Mgmt For For
8 Elect Director Debra L. Lee Mgmt For For
9 Elect Director Delano E. Lewis Mgmt For For
10 Elect Director William G. Parrett Mgmt For For
11 Elect Director Antonio M. Perez Mgmt For For
12 Elect Director Joel Seligman Mgmt For For
13 Elect Director Dennis F. Strigl Mgmt For For
14 Elect Director Laura D'Andrea Tyson Mgmt For For
15 Ratify Auditors Mgmt For For
Page 115 of 185
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Report was run from: 8/4/09 to 6/30/10
16 Amend Omnibus Stock Plan Mgmt For Against
17 Amend Executive Incentive Bonus Plan Mgmt For For
Knight Capital Group, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
12-May-10 USA 499005106 Annual 01-Apr-10
Ticker: NITE
CUSIP: 499005106 ISIN: US4990051066 SEDOL: 2266275
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William L. Bolster Mgmt For For
1.2 Elect Director Gary R. Griffith Mgmt For For
1.3 Elect Director Thomas M. Joyce Mgmt For For
1.4 Elect Director James W. Lewis Mgmt For For
1.5 Elect Director Thomas C. Lockburner Mgmt For For
1.6 Elect Director James T. Milde Mgmt For For
1.7 Elect Director Christopher C. Quick Mgmt For For
1.8 Elect Director Laurie M. Shahon Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
ManTech International Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
12-May-10 USA 564563104 Annual 18-Mar-10
Ticker: MANT
CUSIP: 564563104 ISIN: US5645631046 SEDOL: 2825308
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director George J. Pedersen Mgmt For For
1.2 Elect Director Richard L. Armitage Mgmt For For
1.3 Elect Director Mary K. Bush Mgmt For For
1.4 Elect Director Barry G. Campbell Mgmt For For
1.5 Elect Director W.R. Fatzinger, Jr. Mgmt For For
1.6 Elect Director David E. Jeremiah Mgmt For For
1.7 Elect Director Richard J. Kerr Mgmt For For
1.8 Elect Director Kenneth A. Minihan Mgmt For For
1.9 Elect Director Stephen W. Porter Mgmt For For
1.10 Elect Director Lawrence B. Prior, III Mgmt For For
2 Ratify Auditors Mgmt For For
Murphy Oil Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
12-May-10 USA 626717102 Annual 15-Mar-10
Ticker: MUR
Page 116 of 185
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Report was run from: 8/4/09 to 6/30/10
CUSIP: 626717102 ISIN: US6267171022 SEDOL: 2611206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Frank W. Blue Mgmt For For
1.2 Elect Director Claiborne P. Deming Mgmt For For
1.3 Elect Director Robert A. Hermes Mgmt For For
1.4 Elect Director James V. Kelley Mgmt For For
1.5 Elect Director R. Madison Murphy Mgmt For For
1.6 Elect Director William C. Nolan, Jr. Mgmt For For
1.7 Elect Director Neal E. Schmale Mgmt For For
1.8 Elect Director David J. H. Smith Mgmt For For
1.9 Elect Directors Caroline G. Theus Mgmt For For
1.10 Elect Directors David M. Wood Mgmt For For
2 Ratify Auditors Mgmt For For
Philip Morris International Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
12-May-10 USA 718172109 Annual 16-Mar-10
Ticker: PM
CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Harold Brown Mgmt For For
2 Elect Director Mathis Cabiallavetta Mgmt For For
3 Elect Director Louis C. Camilleri Mgmt For For
4 Elect Director J. Dudley Fishburn Mgmt For For
5 Elect Director Jennifer Li Mgmt For For
6 Elect Director Graham Mackay Mgmt For For
7 Elect Director Sergio Marchionne Mgmt For For
8 Elect Director Lucio A. Noto Mgmt For For
9 Elect Director Carlos Slim Helu Mgmt For For
10 Elect Director Stephen M. Wolf Mgmt For For
11 Ratify Auditors Mgmt For For
12 Report on Effect of Marketing Practices on the Poor SH Against Against
13 Establish Supplier Human Rights Purchasing Protocols SH Against Against
Rogers Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
12-May-10 USA 775133101 Annual 16-Mar-10
Ticker: ROG
CUSIP: 775133101 ISIN: US7751331015 SEDOL: 2746700
Vote
Proponent Mgmt Rec Instruction
Page 117 of 185
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Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director Charles M. Brennan, III Mgmt For For
1.2 Elect Director Gregory B. Howey Mgmt For For
1.3 Elect Director J. Carl Hsu Mgmt For For
1.4 Elect Director Carol R. Jensen Mgmt For For
1.5 Elect Director Eileen S. Kraus Mgmt For For
1.6 Elect Director William E. Mitchell Mgmt For For
1.7 Elect Director Robert G. Paul Mgmt For For
1.8 Elect Director Robert D. Wachob Mgmt For For
2 Ratify Auditors Mgmt For For
The Warnaco Group, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
12-May-10 USA 934390402 Annual 18-Mar-10
Ticker: WRC
CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668
Vote
Proponent Mgmt Rec Instruction
1 Elect Director David A. Bell Mgmt For For
2 Elect Director Robert A. Bowman Mgmt For For
3 Elect Director Richard Karl Goeltz Mgmt For For
4 Elect Director Joseph R. Gromek Mgmt For For
5 Elect Director Sheila A. Hopkins Mgmt For For
6 Elect Director Charles R. Perrin Mgmt For For
7 Elect Director Nancy A. Reardon Mgmt For For
8 Elect Director Donald L. Seeley Mgmt For For
9 Elect Director Cheryl Nido Turpin Mgmt For For
10 Ratify Auditors Mgmt For For
Tower Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
12-May-10 USA 891777104 Annual 16-Mar-10
Ticker: TWGP
CUSIP: 891777104 ISIN: US8917771045 SEDOL: B03KNS5
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Charles A. Bryan Mgmt For For
1.2 Elect Director Robert S. Smith Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
Tupperware Brands Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
12-May-10 USA 899896104 Annual 15-Mar-10
Ticker: TUP
Page 118 of 185
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Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CUSIP: 899896104 ISIN: US8998961044 SEDOL: 2872069
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Rita Bornstein, Ph.D. Mgmt For For
2 Elect Director Kriss Cloninger, III Mgmt For For
3 Elect Director E.V. Goings Mgmt For For
4 Elect Director Joe R. Lee Mgmt For For
5 Elect Director Bob Marbut Mgmt For For
6 Elect Director Antonio Monteiro de Castro Mgmt For For
7 Elect Director David R. Parker Mgmt For For
8 Elect Director Joyce M. Roche Mgmt For For
9 Elect Director J. Patrick Spainhour Mgmt For For
10 Elect Director M. Anne Szostak Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
13 Approve Omnibus Stock Plan Mgmt For Against
Unilever plc Meeting Date Country Primary Security ID Meeting Type Record
Date
12-May-10 United Kingdom G92087165 Annual 10-May-10
Ticker: N/A
CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Paul Polman as Director Mgmt For For
4 Elect Jean-Marc Huet as Director Mgmt For For
5 Re-elect Louise Fresco as Director Mgmt For For
6 Re-elect Ann Fudge as Director Mgmt For For
7 Re-elect Charles Golden as Director Mgmt For For
8 Re-elect Byron Grote as Director Mgmt For For
9 Re-elect Hixonia Nyasulu as Director Mgmt For For
10 Re-elect Kees Storm as Director Mgmt For For
11 Re-elect Michael Treschow as Director Mgmt For For
12 Re-elect Jeroen van der Veer as Director Mgmt For For
13 Re-elect Paul Walsh as Director Mgmt For For
14 Elect Sir Malcolm Rifkind as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
Page 119 of 185
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17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
22 Approve the Management Co-Investment Plan Mgmt For For
23 Adopt New Articles of Association Mgmt For For
Alexanders, Inc Meeting Date Country Primary Security ID Meeting Type
Record Date
13-May-10 USA 014752109 Annual 15-Mar-10
Ticker: ALX
CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael D. Fascitelli Mgmt For Withhold
1.2 Elect Director Thomas R. DiBenedetto Mgmt For For
2 Ratify Auditors Mgmt For For
AMERIGROUP Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 03073T102 Annual 16-Mar-10
Ticker: AGP
CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kay Coles James Mgmt For For
1.2 Elect Director Hala Moddelmog Mgmt For For
1.3 Elect Director Uwe E. Reinhardt, Ph.d. Mgmt For For
2 Ratify Auditors Mgmt For For
Bill Barrett Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 06846N104 Annual 15-Mar-10
Ticker: BBG
CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William F. Owens Mgmt For For
1.2 Elect Director Randy A. Foutch Mgmt For For
1.3 Elect Director Joseph N. Jaggers Mgmt For For
1.4 Elect Director Edmund P. Segner, III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Reduce Supermajority Vote Requirement SH Against For
Page 120 of 185
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C.H. Robinson Worldwide, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
13-May-10 USA 12541W209 Annual 16-Mar-10
Ticker: CHRW
CUSIP: 12541W209 ISIN: US12541W2098 SEDOL: 2116228
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Steven L. Polacek Mgmt For For
2 Elect Director ReBecca Koenig Roloff Mgmt For For
3 Elect Director Michael W. Wickham Mgmt For For
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
Carter's, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
13-May-10 USA 146229109 Annual 26-Mar-10
Ticker: CRI
CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vanessa J. Castagna Mgmt For For
1.2 Elect Director William J. Montgoris Mgmt For For
1.3 Elect Director David Pulver Mgmt For For
2 Ratify Auditors Mgmt For For
Cinemark Holdings, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 17243V102 Annual 25-Mar-10
Ticker: CNK
CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Benjamin D. Chereskin Mgmt For For
1.2 Elect Director Lee Roy Mitchell Mgmt For For
1.3 Elect Director Raymond W. Syufy Mgmt For For
2 Ratify Auditors Mgmt For For
Ford Motor Company Meeting Date Country Primary Security ID Meeting Type
Record Date
13-May-10 USA 345370860 Annual 17-Mar-10
Ticker: F
CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen G. Butler Mgmt For For
1.2 Elect Director Kimberly A. Casiano Mgmt For For
Page 121 of 185
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1.3 Elect Director Anthony F. Earley, Jr. Mgmt For For
1.4 Elect Director Edsel B. Ford II Mgmt For For
1.5 Elect Director William Clay Ford, Jr. Mgmt For For
1.6 Elect Director Richard A. Gephardt Mgmt For For
1.7 Elect Director Irvine O. Hockaday, Jr. Mgmt For For
1.8 Elect Director Richard A. Manoogian Mgmt For For
1.9 Elect Director Ellen R. Marram Mgmt For For
1.10 Elect Director Alan Mulally Mgmt For For
1.11 Elect Director Homer A. Neal Mgmt For For
1.12 Elect Director Gerald L. Shaheen Mgmt For For
1.13 Elect Director John L. Thornton Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt NOL Rights Plan (NOL Pill) Mgmt For For
4 Disclose Prior Government Service SH Against Against
5 Adopt Recapitalization Plan SH Against Against
6 Report on Political Contributions SH Against Against
7 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
8 Prohibit Energy Projects Only Concerned With CO2 Reduction SH Against
Against
General Maritime Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 Marshall Isl Y2693R101 Annual 15-Mar-10
Ticker: GMR
CUSIP: Y2693R101 ISIN: MHY2693R1018 SEDOL: B3KH711
Vote
Proponent Mgmt Rec Instruction
1.1 Reelect Peter C. Georgiopoulos as Director Mgmt For For
1.2 Reelect William J. Crabtree as Director Mgmt For For
1.3 Reelect Dr. E. Grant Gibbons as Director Mgmt For For
2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Google Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
13-May-10 USA 38259P508 Annual 15-Mar-10
Ticker: GOOG
CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Eric Schmidt Mgmt For For
1.2 Elect Director Sergey Brin Mgmt For For
1.3 Elect Director Larry Page Mgmt For For
1.4 Elect Director L. John Doerr Mgmt For For
Page 122 of 185
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1.5 Elect Director John L. Hennessy Mgmt For For
1.6 Elect Director Ann Mather Mgmt For For
1.7 Elect Director Paul S. Otellini Mgmt For For
1.8 Elect Director K. Ram Shriram Mgmt For For
1.9 Elect Director Shirley M. Tilghman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Prepare Sustainability Report SH Against For
5 Adopt Principles for Online Advertising SH Against Against
6 Amend Human Rights Policies Regarding Chinese Operations SH Against
Against
Highwoods Properties, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 431284108 Annual 02-Mar-10
Ticker: HIW
CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gene H. Anderson Mgmt For For
1.2 Elect Director Edward J. Fritsch Mgmt For For
1.3 Elect Director David J. Hartzell Mgmt For For
1.4 Elect Director Lawrence S. Kaplan Mgmt For For
1.5 Elect Director Sherry A. Kellett Mgmt For For
1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Rent-A-Center, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
13-May-10 USA 76009N100 Annual 31-Mar-10
Ticker: RCII
CUSIP: 76009N100 ISIN: US76009N1000 SEDOL: 2733092
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Mitchel E. Fadel Mgmt For For
2 Elect Director Kerney Laday Mgmt For For
3 Elect Director Paula Stern Mgmt For For
4 Ratify Auditors Mgmt For For
Republic Services, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 760759100 Annual 16-Mar-10
Ticker: RSG
CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530
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Vote
Proponent Mgmt Rec Instruction
1 Election Director James E. O Connor Mgmt For For
2 Election Director John W. Croghan Mgmt For For
3 Election Director James W. Crownover Mgmt For For
4 Election Director William J. Flynn Mgmt For For
5 Election Director David I. Foley Mgmt For For
6 Election Director Michael Larson Mgmt For For
7 Election Director Nolan Lehmann Mgmt For For
8 Election Director W. Lee Nutter Mgmt For For
9 Election Director Ramon A. Rodriguez Mgmt For For
10 Election Director Allan C. Sorensen Mgmt For For
11 Election Director John M. Trani Mgmt For For
12 Election Director Michael W. Wickham Mgmt For For
13 Ratify Auditors Mgmt For For
14 Report on Political Contributions SH Against Against
SIGA Technologies, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 826917106 Annual 31-Mar-10
Ticker: SIGA
CUSIP: 826917106 ISIN: US8269171067 SEDOL: 2107437
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Eric A. Rose Mgmt For For
1.2 Elect Director James J. Antal Mgmt For For
1.3 Elect Director Michael J. Bayer Mgmt For For
1.4 Elect Director Thomas E. Constance Mgmt For For
1.5 Elect Director Steven L. Fasman Mgmt For Withhold
1.6 Elect Director Scott M. Hammer Mgmt For For
1.7 Elect Director Joseph W. Marshall, III Mgmt For For
1.8 Elect Director Paul G. Savas Mgmt For Withhold
1.9 Elect Director Bruce Slovin Mgmt For Withhold
1.10 Elect Director Michael A. Weiner Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
The Charles Schwab Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
13-May-10 USA 808513105 Annual 15-Mar-10
Ticker: SCHW
CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Arun Sarin Mgmt For For
1.2 Elect Director Paula A. Sneed Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Report on Political Contributions SH Against Against
5 Adopt a Policy in which the Company will not Make or Promise to SH
Against For
Make Any Death Benefit Payments to Senior Executives
The Dow Chemical Company Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 260543103 Annual 15-Mar-10
Ticker: DOW
CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Arnold A. Allemang Mgmt For For
2 Elect Director Jacqueline K. Barton Mgmt For For
3 Elect Director James A. Bell Mgmt For Against
4 Elect Director Jeff M. Fettig Mgmt For Against
5 Elect Director Barbara H. Franklin Mgmt For For
6 Elect Director John B. Hess Mgmt For For
7 Elect Director Andrew N. Liveris Mgmt For For
8 Elect Director Paul Polman Mgmt For For
9 Elect Director Dennis H. Reilley Mgmt For For
10 Elect Director James M. Ringler Mgmt For For
11 Elect Director Ruth G. Shaw Mgmt For For
12 Elect Director Paul G. Stern Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Provide Right to Call Special Meeting Mgmt For For
15 Report on Environmental Remediation in Midland Area SH Against Against
16 Stock Retention/Holding Period SH Against Against
17 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
Bruker Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
14-May-10 USA 116794108 Annual 31-Mar-10
Ticker: BRKR
CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Wolf-Dieter Emmerich Mgmt For For
Page 125 of 185
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1.2 Elect Director Brenda J. Furlong Mgmt For For
1.3 Elect Director Frank H. Laukien Mgmt For Withhold
1.4 Elect Director Richard A. Packer Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Tanger Factory Outlet Centers, Inc. Meeting Date Country Primary Security
ID Meeting Type Record Date
14-May-10 USA 875465106 Annual 18-Mar-10
Ticker: SKT
CUSIP: 875465106 ISIN: US8754651060 SEDOL: 2874582
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jack Africk Mgmt For For
1.2 Elect Director Steven B. Tanger Mgmt For For
1.3 Elect Director William G. Benton Mgmt For For
1.4 Elect Director Bridget Ryan Berman Mgmt For For
1.5 Elect Director Thomas E. Robinson Mgmt For For
1.6 Elect Director Allan L. Schuman Mgmt For For
1.7 Elect Director Stanley K. Tanger Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
Vulcan Materials Company Meeting Date Country Primary Security ID Meeting
Type Record Date
14-May-10 USA 929160109 Annual 17-Mar-10
Ticker: VMC
CUSIP: 929160109 ISIN: US9291601097 SEDOL: 2931205
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Douglas J. McGregor Mgmt For For
1.2 Elect Director Vincent J. Trosino Mgmt For For
1.3 Elect Director Philip J. Carroll, Jr. Mgmt For For
1.4 Elect Director James V. Napier Mgmt For For
2 Ratify Auditors Mgmt For For
3 Require a Majority Vote for the Election of Directors SH Against For
Consolidated Edison, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
17-May-10 USA 209115104 Annual 30-Mar-10
Ticker: ED
CUSIP: 209115104 ISIN: US2091151041 SEDOL: 2216850
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Kevin Burke Mgmt For For
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2 Elect Director Vincent A. Calarco Mgmt For For
3 Elect Director George Campbell, Jr. Mgmt For For
4 Elect Director Gordon J. Davis Mgmt For For
5 Elect Director Michael J. Del Giudice Mgmt For For
6 Elect Director Ellen V. Futter Mgmt For For
7 Elect Director John F. Hennessy, III Mgmt For For
8 Elect Director Sally Hernandez Mgmt For For
9 Elect Director John F. Killian Mgmt For For
10 Elect Director Eugene R. McGrath Mgmt For For
11 Elect Director Michael W. Ranger Mgmt For For
12 Elect Director L. Frederick Sutherland Mgmt For For
13 Ratify Auditors Mgmt For For
14 Increase Disclosure of Executive Compensation SH Against Against
Sanofi Aventis Meeting Date Country Primary Security ID Meeting Type
Record Date
17-May-10 France F5548N101 Annual/Special 12-May-10
Ticker: N/A
CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 2.40 per Mgmt For For
Share
4 Receive Auditors' Special Report Mentioning the Absence of New Mgmt For
Against
Related-Party Transactions
5 Ratify Appointment of Serge Weinberg as Director Mgmt For Against
6 Elect Catherine Brechignac as Director Mgmt For For
7 Reelect Robert Castaigne as Director Mgmt For Against
8 Reelect Lord Douro as Director Mgmt For For
9 Reelect Christian Mulliez as Director Mgmt For Against
10 Reelect Christopher Viehbacher as Director Mgmt For Against
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
12 Amend Articles 11 of Bylaws Re: Shareholding Requirements and Mgmt For
For
Length of Term for Directors
13 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Page 127 of 185
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B&G Foods, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
18-May-10 USA 05508R106 Annual 26-Mar-10
Ticker: BGS
CUSIP: 05508R106 ISIN: US05508R1068 SEDOL: B034L49
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert C. Cantwell Mgmt For For
1.2 Elect Director James R. Chambers Mgmt For For
1.3 Elect Director Cynthia T. Jamison Mgmt For For
1.4 Elect Director Dennis M. Mullen Mgmt For For
1.5 Elect Director Alfred Poe Mgmt For For
1.6 Elect Director Stephen C. Sherrill Mgmt For For
1.7 Elect Director David L. Wenner Mgmt For For
2 Eliminate Class of Common Stock Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For Against
5 Ratify Auditors Mgmt For For
Benchmark Electronics, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
18-May-10 USA 08160H101 Annual 29-Mar-10
Ticker: BHE
CUSIP: 08160H101 ISIN: US08160H1014 SEDOL: 2090816
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Cary T. Fu Mgmt For For
1.2 Elect Director Michael R. Dawson Mgmt For For
1.3 Elect Director Peter G. Dorflinger Mgmt For For
1.4 Elect Director Douglas G. Duncan Mgmt For For
1.5 Elect Director Laura W. Lang Mgmt For For
1.6 Elect Director Bernee D.L. Strom Mgmt For For
1.7 Elect Director Clay C. Williams Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Amend Shareholder Rights Plan (Poison Pill) Mgmt For For
4 Ratify Auditors Mgmt For For
Emergency Medical Services Corporation Meeting Date Country Primary Security
ID Meeting Type Record Date
18-May-10 USA 29100P102 Annual 01-Apr-10
Ticker: EMS
CUSIP: 29100P102 ISIN: US29100P1021 SEDOL: B0V02G8
Vote
Proponent Mgmt Rec Instruction
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1.1 Elect Director Steven B. Epstein Mgmt For For
1.2 Elect Director Paul B. Iannini Mgmt For For
1.3 Elect Director James T. Kelly Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
JPMorgan Chase & Co. Meeting Date Country Primary Security ID Meeting Type
Record Date
18-May-10 USA 46625h100 Annual 19-Mar-10
Ticker: JPM
CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Crandall C. Bowles Mgmt For For
1.2 Elect Director Stephen B. Burke Mgmt For For
1.3 Elect Director David M. Cote Mgmt For For
1.4 Elect Director James S. Crown Mgmt For For
1.5 Elect Director James Dimon Mgmt For For
1.6 Elect Director Ellen V. Futter Mgmt For For
1.7 Elect Director William H. Gray, III Mgmt For For
1.8 Elect Director Laban P. Jackson, Jr. Mgmt For For
1.9 Elect Director David C. Novak Mgmt For For
1.10 Elect Director Lee R. Raymond Mgmt For For
1.11 Elect Director William C. Weldon Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
4 Affirm Political Non-Partisanship SH Against Against
5 Amend Bylaws-- Call Special Meetings SH Against For
6 Report on Collateral in Derivatives Trading SH Against Against
7 Provide Right to Act by Written Consent SH Against For
8 Require Independent Board Chairman SH Against Against
9 Report on Pay Disparity SH Against Against
10 Stock Retention/Holding Period SH Against Against
Kraft Foods Inc Meeting Date Country Primary Security ID Meeting Type
Record Date
18-May-10 USA 50075N104 Annual 11-Mar-10
Ticker: KFT
CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Ajaypal S. Banga Mgmt For For
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2 Elect Director Myra M. Hart Mgmt For For
3 Elect Director Lois D. Juliber Mgmt For For
4 Elect Director Mark D. Ketchum Mgmt For For
5 Elect Director Richard A. Lerner Mgmt For For
6 Elect Director Mackey J. McDonald Mgmt For For
7 Elect Director John C. Pope Mgmt For For
8 Elect Director Fredric G. Reynolds Mgmt For For
9 Elect Director Irene B. Rosenfeld Mgmt For For
10 Elect Director J.F. Van Boxmeer Mgmt For For
11 Elect Director Deborah C. Wright Mgmt For For
12 Elect Director Frank G. Zarb Mgmt For For
13 Ratify Auditors Mgmt For For
14 Provide Right to Act by Written Consent SH Against For
Medicis Pharmaceutical Corp. Meeting Date Country Primary Security ID
Meeting Type Record Date
18-May-10 USA 584690309 Annual 19-Mar-10
Ticker: MRX
CUSIP: 584690309 ISIN: US5846903095 SEDOL: 2576510
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Michael A. Pietrangelo Mgmt For For
2 Elect Director Lottie H. Shackelford Mgmt For For
3 Elect Director Jonah Shacknai Mgmt For For
4 Ratify Auditors Mgmt For For
Morgan Stanley Meeting Date Country Primary Security ID Meeting Type
Record Date
18-May-10 USA 617446448 Annual 22-Mar-10
Ticker: MS
CUSIP: 617446448 ISIN: US6174464486 SEDOL: 2262314
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Roy J. Bostock Mgmt For For
2 Elect Director Erskine B. Bowles Mgmt For For
3 Elect Director Howard J. Davies Mgmt For For
4 Elect Director James P. Gorman Mgmt For For
5 Elect Director James H. Hance, Jr. Mgmt For For
6 Elect Director Nobuyuki Hirano Mgmt For For
7 Elect Director C. Robert Kidder Mgmt For For
8 Elect Director John J. Mack Mgmt For For
9 Elect Director Donald T. Nicolaisen Mgmt For For
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10 Elect Director Charles H. Noski Mgmt For For
11 Elect Director Hutham S. Olayan Mgmt For For
12 Elect Director O. Griffith Sexton Mgmt For For
13 Elect Director Laura D. Tyson Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
16 Amend Omnibus Stock Plan Mgmt For Against
17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
18 Stock Retention/Holding Period SH Against Against
19 Require Independent Board Chairman SH Against Against
20 Report on Pay Disparity SH Against Against
21 Claw-back of Payments under Restatements SH Against Against
Psychiatric Solutions, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
18-May-10 USA 74439H108 Annual 01-Apr-10
Ticker: PSYS
CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mark P. Clein Mgmt For For
1.2 Elect Director Richard D. Gore Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Royal Dutch Shell plc Meeting Date Country Primary Security ID Meeting
Type Record Date
18-May-10 United Kingdom G7690A118 Annual 16-May-10
Ticker: N/A
CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Charles Holliday as Director Mgmt For For
4 Re-elect Josef Ackermann as Director Mgmt For For
5 Re-elect Malcolm Brinded as Director Mgmt For For
6 Re-elect Simon Henry as Director Mgmt For For
7 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For
8 Re-elect Wim Kok as Director Mgmt For For
9 Re-elect Nick Land as Director Mgmt For For
10 Re-elect Christine Morin-Postel as Director Mgmt For For
Page 131 of 185
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Report was run from: 8/4/09 to 6/30/10
11 Re-elect Jorma Ollila as Director Mgmt For For
12 Re-elect Jeroen van der Veer as Director Mgmt For For
13 Re-elect Peter Voser as Director Mgmt For For
14 Re-elect Hans Wijers as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Approve Scrip Dividend Scheme Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
22 Adopt New Articles of Association Mgmt For For
Shareholder Resolution Mgmt
23 Direct the Audit Committee or a Risk Committee of the Board to SH
Against Against
Commission and Review a Report on Investment Risks
Associated with Future Canadian Oil Sands Projects
Southwestern Energy Company Meeting Date Country Primary Security ID
Meeting Type Record Date
18-May-10 USA 845467109 Annual 31-Mar-10
Ticker: SWN
CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For
1.2 Elect Director Robert L. Howard Mgmt For For
1.3 Elect Director Harold M. Korell Mgmt For For
1.4 Elect Director Vello A. Kuuskraa Mgmt For For
1.5 Elect Director Kenneth R. Mourton Mgmt For For
1.6 Elect Director Steven L. Mueller Mgmt For For
1.7 Elect Director Charles E. Scharlau Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Require a Majority Vote for the Election of Directors SH Against For
5 Report on Political Contributions SH Against Against
Washington Real Estate Investment Trust Meeting Date Country Primary
Security ID Meeting Type Record Date
18-May-10 USA 939653101 Annual 15-Mar-10
Ticker: WRE
CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304
Vote
Proponent Mgmt Rec Instruction
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1.1 Elect Director William G. Byrnes Mgmt For For
1.2 Elect Director John P. McDaniel Mgmt For For
1.3 Elect Director George F. McKenzie Mgmt For For
2 Ratify Auditors Mgmt For For
ARRIS Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
19-May-10 USA 04269Q100 Annual 24-Mar-10
Ticker: ARRS
CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alex B. Best Mgmt For For
1.2 Elect Director Harry L. Bosco Mgmt For For
1.3 Elect Director James A. Chiddix Mgmt For For
1.4 Elect Director John Anderson Craig Mgmt For For
1.5 Elect Director Matthew B. Kearney Mgmt For For
1.6 Elect Director William H. Lambert Mgmt For For
1.7 Elect Director John R. Petty Mgmt For For
1.8 Elect Director Robert J. Stanzione Mgmt For For
1.9 Elect Director David A. Woodle Mgmt For For
2 Ratify Auditors Mgmt For For
Fossil, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
19-May-10 USA 349882100 Annual 31-Mar-10
Ticker: FOSL
CUSIP: 349882100 ISIN: US3498821004 SEDOL: 2346627
Vote
Proponent Mgmt Rec Instruction
1 Declassify the Board of Directors Mgmt For For
2.1 Elect Director Elaine Agather Mgmt For For
2.2 Elect Director Michael W. Barnes Mgmt For For
2.3 Elect Director Jeffrey N. Boyer Mgmt For For
2.4 Elect Director Kosta N. Kartsotis Mgmt For For
2.5 Elect Director Elysia Holt Ragusa Mgmt For For
2.6 Elect Director Jal S. Shroff Mgmt For For
2.7 Elect Director James E. Skinner Mgmt For For
2.8 Elect Director Michael Steinberg Mgmt For For
2.9 Elect Director Donald J. Stone Mgmt For For
2.10 Elect Director James M. Zimmerman Mgmt For For
2.11 Elect Director Elaine Agather Mgmt For For
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2.12 Elect Director Jal S. Shroff Mgmt For For
2.13 Elect Director Donald J. Stone Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Montpelier Re Holdings Ltd. Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: MRH 19-May-10 Bermuda G62185106 Annual 31-Mar-10
CUSIP: G62185106 ISIN: BMG621851069 SEDOL: 2956888
Proponent Mgmt Rec Vote Instruction
1.1 Elect John G. Bruton as Director Mgmt For For
1.2 Elect John F. Shettle as Director Mgmt For For
1.3 Elect Morgan W. Davis as Director Mgmt For For
1.4 Elect Thomas G. S. Busher as Director Mgmt For For
1.5 Elect Heinrich Burgi as Director Mgmt For For
2.1 Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd Mgmt For
For
2.2 2.3 2.4 Elect Thomas G. S. Busher as Director of Montpelier Reinsurance
Ltd Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd Elect
David S. Sinnott as Director of Montpelier Reinsurance Ltd Mgmt Mgmt Mgmt For
For For For For For
3A Approve Amendments on Advance Notice Provisions Mgmt For For
3B Approve Amendments on Limits on Board Size Mgmt For For
3C Approve Amendments on Reductions in Subsidiary Board Elections Mgmt For
For
4 Approve PricewaterhouseCoopers as Auditors and Authorize Mgmt For For
Board to Fix Their Remuneration
5 Transact Other Business (Non-Voting) Mgmt
ProAssurance Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
19-May-10 USA 74267C106 Annual 26-Mar-10
Ticker: PRA
CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Victor T. Adamo Mgmt For Withhold
1.2 Elect Director William J. Listwan Mgmt For Withhold
1.3 Elect Director W. Stancil Starnes Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Page 134 of 185
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Safeway Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
19-May-10 USA 786514208 Annual 22-Mar-10
Ticker: SWY
CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Steven A. Burd Mgmt For For
2 Elect Director Janet E. Grove Mgmt For Against
3 Elect Director Mohan Gyani Mgmt For For
4 Elect Director Paul Hazen Mgmt For Against
5 Elect Director Frank C. Herringer Mgmt For Against
6 Elect Director Kenneth W. Oder Mgmt For Against
7 Elect Director Arun Sarin Mgmt For For
8 Elect Director Michael S. Shannon Mgmt For For
9 Elect Director William Y. Tauscher Mgmt For For
10 Provide Right to Call Special Meeting Mgmt For For
11 Ratify Auditors Mgmt For For
12 Restore or Provide for Cumulative Voting SH Against Against
13 Adopt Global Warming Principles SH Against Against
14 Adopt a Policy in which the Company will not Make or Promise to SH
Against For
Make Any Death Benefit Payments to Senior Executives
15 Purchase Poultry from Suppliers Using CAK SH Against Against
Spartan Motors, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
19-May-10 USA 846819100 Annual 22-Mar-10
Ticker: SPAR
CUSIP: 846819100 ISIN: US8468191007 SEDOL: 2832535
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Richard F. Dauch Mgmt For For
1.2 Elect Director Ronald E. Harbour Mgmt For For
2 Ratify Auditors Mgmt For For
Statoil ASA Meeting Date Country Primary Security ID Meeting Type Record
Date
19-May-10 Norway R4446E112 Annual 03-May-10
Ticker: N/A
CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608
Vote
Proponent Mgmt Rec Instruction
1 Open Meeting Mgmt
2 Elect Olaug Svarva as Chair of Meeting Mgmt For For
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3 Approve Notice of Meeting and Agenda Mgmt For For
4 Registration of Attending Shareholders and Proxies Mgmt
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Approve Financial Statements and Statutory Reports; Approve Mgmt For For
Allocation of Income and Dividends of NOK 6.00 per Share
7 Approve Remuneration Policy And Other Terms of Employment Mgmt For Against
For Executive Management
8 Approve Remuneration of Auditors Mgmt For For
9a Reelect Olaug Svarva as Member of Corporate Assembly Mgmt For For
9b Reelect Idar Kreutzer as Member of Corporate Assembly Mgmt For For
9c Reelect Karin Aslaksen as Member of Corporate Assembly Mgmt For For
9d Reelect Greger Mannsverk as Member Corporate Assembly Mgmt For For
9e Relect Steinar Olsen as Member of Corporate Assembly Mgmt For For
9f Reelect Ingvald Strommen as Member of Corporate Assembly Mgmt For For
9g Reelect Rune Bjerke as Member of Corporate Assembly Mgmt For For
9h Relect Tore Ulstein as Member of Corporate Assembly Mgmt For For
9i Elect Live Aker as Member of Corporate Assembly Mgmt For For
9j Elect Siri Kalvig as Member of Corporate Assembly Mgmt For For
9k Elect Thor Bolstad as Member of Corporate Assembly Mgmt For For
9l Elect Barbro Haetta-Jacobsen as Member of Corporate Assembly Mgmt For For
9m Reelect Arthur Sletteberg as Deputy Member of Corporate Mgmt For For
Assembly
9n Reelect Anne-Margrethe Firing as Deputy Member of Corporate Mgmt For For
Assembly
9o Elect Linda Aase as Deputy Member of Corporate Assembly Mgmt For For
9p Reelect Shahzad Rana as Deputy Member of Corporate Assembly Mgmt For For
10 Approve Remuneration of Members and Deputy Members of Mgmt For For
Corporate Assembly in the Amount of NOK 100,000 for Chair,
NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and
NOK 5,250 for Deputy Members
11a Reelect Olaug Svarva as Chair of Nominating Committee Mgmt For For
11b Reelect Bjorn Haavik as Member of Nominating Committee Mgmt For For
11c Reelect Tom Rathke as Member of Nominating Committee Mgmt For For
11d Elect Live Aker as Member of Nominating Committee Mgmt For For
12 Approve Remuneration of Nominating Committee in the Amount Mgmt For For
of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting
for Other Members
13 Authorize Repurchase and Reissuance of Shares up to a Nominal Mgmt For
Against
Value of NOK 20 Million in Connection with Share Saving Scheme
for Employees
14 Authorize Repurchase of Shares up to a Nominal Value of NOK Mgmt For For
187.5 Million and Cancellation of Repurchased Shares; Amend
Articles Accordingly
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15 Amend Articles Re: Specify Share Capital and Number of Shares; Right to
Sign for Company; Number of Members of Corporate Assembly; Approve Electronic
Distribution of Documents Pertaining to General Meetings; Other Amendments
Mgmt For For
Shareholder Proposals Mgmt
16 Withdraw Company From Tar Sands Activities in Canada Thoratec Corporation
Meeting Date Country SH Primary Security ID Meeting Type Against Record
Date Against
Ticker: THOR 19-May-10 USA 885175307 Annual 05-Apr-10
CUSIP: 885175307 ISIN: US8851753074 SEDOL: 2889962
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Neil F. Dimick Mgmt For For
1.2 Elect Director Gerhard F. Burbach Mgmt For For
1.3 Elect Director J. Daniel Cole Mgmt For For
1.4 Elect Director Steven H. Collis Mgmt For For
1.5 Elect Director Elisha W. Finney Mgmt For For
1.6 Elect Director D. Keith Grossman Mgmt For For
1.7 Elect Director Paul A. LaViolette Mgmt For For
1.8 Elect Director Daniel M. Mulvena Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors AmSurg Corp. Meeting Date Country Mgmt Primary Security
ID Meeting Type For Record Date For
Ticker: AMSG 20-May-10 USA 03232P405 Annual 29-Mar-10
CUSIP: 03232P405 ISIN: US03232P4054 SEDOL: 2781381
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director James A. Deal Mgmt For For
1.2 Elect Director Steven I. Geringer Mgmt For For
1.3 Elect Director Claire M. Gulmi Mgmt For For
1.4 Elect Director John W. Popp, Jr., Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Comcast Corporation Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: CMCSA 20-May-10 USA 20030N101 Annual 11-Mar-10
CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545
Proponent Mgmt Rec Vote Instruction
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1.1 Elect Director S. Decker Anstrom Mgmt For For
1.2 Elect Director Kenneth J. Bacon Mgmt For For
1.3 Elect Director Sheldon M. Bonovitz Mgmt For For
1.4 Elect Director Edward D. Breen Mgmt For For
1.5 Elect Director Julian A. Brodsky Mgmt For For
1.6 Elect Director Joseph J. Collins Mgmt For For
1.7 Elect Director J. Michael Cook Mgmt For For
1.8 Elect Director Gerald L. Hassell Mgmt For For
1.9 Elect Director Jeffrey A. Honickman Mgmt For For
1.10 Elect Director Brian L. Roberts Mgmt For For
1.11 Elect Director Ralph J. Roberts Mgmt For For
1.12 Elect Director Judith Rodin Mgmt For For
1.13 Elect Director Michael I. Sovern Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Provide for Cumulative Voting SH Against Against
5 Adopt Policy on Succession Planning SH Against Against
6 Require Independent Board Chairman SH Against Against
Dime Community Bancshares, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 253922108 Annual 25-Mar-10
Ticker: DCOM
CUSIP: 253922108 ISIN: US2539221083 SEDOL: 2034148
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vincent F. Palagiano Mgmt For Withhold
1.2 Elect Director Patrick E. Curtin Mgmt For Withhold
1.3 Elect Director Omer S.J. Williams Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Goodrich Petroleum Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 382410405 Annual 08-Apr-10
Ticker: GDP
CUSIP: 382410405 ISIN: US3824104059 SEDOL: 2200961
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Walter G. 'Gil' Goodrich Mgmt For For
1.2 Elect Director Robert C. Turnham, Jr. Mgmt For For
1.3 Elect Director Stephen M. Straty Mgmt For For
1.4 Elect Director Arthur A. Seeligson Mgmt For For
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2 Ratify Auditors Mgmt For For
GrafTech International Ltd. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 384313102 Annual 25-Mar-10
Ticker: GTI
CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Randy W. Carson Mgmt For For
1.2 Elect Director Mary B. Cranston Mgmt For For
1.3 Elect Director Harold E. Layman Mgmt For For
1.4 Elect Director Ferrell P. McClean Mgmt For For
1.5 Elect Director Michael C. Nahl Mgmt For For
1.6 Elect Director Steven R. Shawley Mgmt For For
1.7 Elect Director Craig S. Shular Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
JetBlue Airways Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 477143101 Annual 25-Mar-10
Ticker: JBLU
CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David Barger Mgmt For For
1.2 Elect Director Peter Boneparth Mgmt For For
1.3 Elect Director David Checketts Mgmt For For
1.4 Elect Director Virginia Gambale Mgmt For For
1.5 Elect Director Stephan Gemkow Mgmt For For
1.6 Director Joel Peterson Mgmt For Withhold
1.7 Elect Director Ann Rhoades Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
Knight Transportation, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 499064103 Annual 31-Mar-10
Ticker: KNX
CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kevin P. Knight Mgmt For For
1.2 Elect Director Randy Knight Mgmt For For
Page 139 of 185
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Report was run from: 8/4/09 to 6/30/10
1.3 Elect Director Michael Garnreiter Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Magellan Health Services, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 559079207 Annual 31-Mar-10
Ticker: MGLN
CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael P. Ressner Mgmt For For
1.2 Elect Director Michael S. Diament Mgmt For For
2 Ratify Auditors Mgmt For For
McDonald's Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
20-May-10 USA 580135101 Annual 23-Mar-10
Ticker: MCD
CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Walter E. Massey Mgmt For For
2 Elect Director John W. Rogers, Jr. Mgmt For For
3 Elect Director Roger W. Stone Mgmt For For
4 Elect Director Miles D. White Mgmt For For
5 Ratify Auditors Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
7 Reduce Supermajority Vote Requirement SH Against For
8 Require Suppliers to Adopt CAK SH Against Against
9 Adopt Cage-Free Eggs Purchasing Policy SH Against Against
MFA Financial Inc Meeting Date Country Primary Security ID Meeting Type
Record Date
20-May-10 USA 55272X102 Annual 23-Mar-10
Ticker: MFA
CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stewart Zimmerman Mgmt For For
1.2 Elect Director James A. Brodsky Mgmt For For
1.3 Elect Director Alan L. Gosule Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Page 140 of 185
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Report was run from: 8/4/09 to 6/30/10
National Retail Properties, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 637417106 Annual 22-Mar-10
Ticker: NNN
CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Don DeFosset Mgmt For For
1.2 Elect Director Dennis E. Gershenson Mgmt For For
1.3 Elect Director Kevin B. Habicht Mgmt For For
1.4 Elect Director Richard B. Jennings Mgmt For For
1.5 Elect Director Ted B. Lanier Mgmt For For
1.6 Elect Director Robert C. Legler Mgmt For For
1.7 Elect Director Craig Macnab Mgmt For For
1.8 Elect Director Robert Martinez Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
The Home Depot, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
20-May-10 USA 437076102 Annual 22-Mar-10
Ticker: HD
CUSIP: 437076102 ISIN: US4370761029 SEDOL: 2434209
Vote
Proponent Mgmt Rec Instruction
1 Elect Director F. Duane Ackerman Mgmt For For
2 Elect Director David H. Batchelder Mgmt For For
3 Elect Director Francis S. Blake Mgmt For For
4 Elect Director Ari Bousbib Mgmt For For
5 Elect Director Gregory D. Brenneman Mgmt For For
6 Elect Director Albert P. Carey Mgmt For For
7 Elect Director Armando Codina Mgmt For For
8 Elect Director Bonnie G. Hill Mgmt For For
9 Elect Director Karen L. Katen Mgmt For For
10 Ratify Auditors Mgmt For For
11 Amend Omnibus Stock Plan Mgmt For For
12 Provide for Cumulative Voting SH Against Against
13 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
14 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
15 Provide Right to Act by Written Consent SH Against For
16 Require Independent Board Chairman SH Against Against
Page 141 of 185
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Report was run from: 8/4/09 to 6/30/10
17 Prepare Employment Diversity Report SH Against For
18 Reincorporate in Another State [from Delaware to North Dakota] SH
Against Against
The Talbots, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
20-May-10 USA 874161102 Annual 21-Apr-10
Ticker: TLB
CUSIP: 874161102 ISIN: US8741611029 SEDOL: 2871806
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Marjorie L. Bowen Mgmt For For
1.2 Elect Director John W. Gleeson Mgmt For For
1.3 Elect Director Andrew H. Madsen Mgmt For For
1.4 Elect Director Gary M. Pfeiffer Mgmt For For
1.5 Elect Director Trudy F. Sullivan Mgmt For For
1.6 Elect Director Susan M. Swain Mgmt For For
2 Ratify Auditors Mgmt For For
Westlake Chemical Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 960413102 Annual 01-Apr-10
Ticker: WLK
CUSIP: 960413102 ISIN: US9604131022 SEDOL: B01ZP20
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director E. William Barnett Mgmt For For
1.2 Elect Director Robert T. Blakely Mgmt For For
1.3 Elect Director Albert Chao Mgmt For For
2 Ratify Auditors Mgmt For For
FPL Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
21-May-10 USA 302571104 Annual 22-Mar-10
Ticker: FPL
CUSIP: 302571104 ISIN: US3025711041 SEDOL: 2328915
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Sherry S. Barrat Mgmt For For
1.2 Elect Director Robert M. Beall, II Mgmt For For
1.3 Elect Director J. Hyatt Brown Mgmt For For
1.4 Elect Director James L. Camaren Mgmt For For
1.5 Elect Director J. Brian Ferguson Mgmt For For
1.6 Elect Director Lewis Hay, III Mgmt For For
1.7 Elect Director Toni Jennings Mgmt For For
Page 142 of 185
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Report was run from: 8/4/09 to 6/30/10
1.8 Elect Director Oliver D. Kingsley, Jr. Mgmt For For
1.9 Elect Director Rudy E. Schupp Mgmt For For
1.10 Elect Director William H. Swanson Mgmt For For
1.11 Elect Director Michael H. Thaman Mgmt For For
1.12 Elect Director Hansel E. Tookes, II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Change Company Name Mgmt For For
L.B. Foster Company Meeting Date Country Primary Security ID Meeting Type
Record Date
21-May-10 USA 350060109 Annual 19-Mar-10
Ticker: FSTR
CUSIP: 350060109 ISIN: US3500601097 SEDOL: 2348225
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lee B. Foster II Mgmt For For
1.2 Elect Director Stan L. Hasselbusch Mgmt For For
1.3 Elect Director Peter McIlroy II Mgmt For For
1.4 Elect Director G. Thomas McKane Mgmt For For
1.5 Elect Director Diane B. Owen Mgmt For For
1.6 Elect Director William H. Rackoff Mgmt For For
1.7 Elect Director Suzanne B. Rowland Mgmt For For
2 Ratify Auditors Mgmt For For
Time Warner Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
21-May-10 USA 887317303 Annual 26-Mar-10
Ticker: TWX
CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2
Vote
Proponent Mgmt Rec Instruction
1 Elect Director James L. Barksdale Mgmt For Against
2 Elect Director William P. Barr Mgmt For For
3 Elect Director Jeffrey L. Bewkes Mgmt For For
4 Elect Director Stephen F. Bollenbach Mgmt For For
5 Elect Director Frank J. Caufield Mgmt For Against
6 Elect Director Robert C. Clark Mgmt For Against
7 Elect Director Mathias Dopfner Mgmt For For
8 Elect Director Jessica P. Einhorn Mgmt For Against
9 Elect Director Fred Hassan Mgmt For For
10 Elect Director Michael A. Miles Mgmt For For
11 Elect Director Kenneth J. Novack Mgmt For Against
Page 143 of 185
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Report was run from: 8/4/09 to 6/30/10
12 Elect Director Deborah C. Wright Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For Against
15 Provide Right to Call Special Meeting Mgmt For For
16 Reduce Supermajority Vote Requirement SH Against For
17 Stock Retention/Holding Period SH Against Against
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
Total SA Meeting Date Country Primary Security ID Meeting Type Record Date
21-May-10 France F92124100 Annual/Special 18-May-10
Ticker: N/A
CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 2.28 per Mgmt For For
Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Approve Transaction with Christophe de Margerie Re: Severance Mgmt For
Against
Payment
6 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
7 Reelect Thierry Desmarest as Director Mgmt For For
8 Reelect Thierry de Rudder as Director Mgmt For For
9 Elect Gunnar Brock as Director Mgmt For For
10 Elect Claude Clement as Representative of Employee Mgmt For For
Shareholders to the Board
11 Elect Philippe Marchandise as Representative of Employee Mgmt Against
Against
Shareholders to the Board
12 Elect Mohammed Zaki as Representative of Employee Mgmt Against Against
Shareholders to the Board
13 Reelect Ernst & Young Audit as Auditor Mgmt For For
14 Reelect KPMG Audit as Auditor Mgmt For For
15 Ratify Auditex as Alternate Auditor Mgmt For For
16 Ratify KPMG Audit I.S. as Alternate Auditor Mgmt For For
Special Business Mgmt
17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For
For
Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5
Billion
Page 144 of 185
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18 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt
For For
Preemptive Rights up to Aggregate Nominal Amount of EUR 850
million
19 Authorize Capital Increase of up to 10 Percent of Issued Capital Mgmt
For For
for Future Acquisitions
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Authorize up to 0.1 Percent of Issued Capital for Use in Stock Mgmt For
For
Option Plan
Employee Shareholder Proposals Mgmt
A Amend Article 9 of Bylaws Re: Mutual Fund SH Against Against
UnitedHealth Group Incorporated Meeting Date Country Primary Security ID
Meeting Type Record Date
24-May-10 USA 91324P102 Annual 26-Mar-10
Ticker: UNH
CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766
Vote
Proponent Mgmt Rec Instruction
1 Elect Director William C. Ballard, Jr. Mgmt For For
2 Elect Director Richard T. Burke Mgmt For For
3 Elect Director Robert J. Darretta Mgmt For For
4 Elect Director Stephen J. Hemsley Mgmt For For
5 Elect Director Michele J. Hooper Mgmt For For
6 Elect Director Douglas W. Leatherdale Mgmt For For
7 Elect Director Glenn M. Renwick Mgmt For For
8 Elect Director Kenneth I. Shine Mgmt For For
9 Elect Director Gail R. Wilensky Mgmt For For
10 Ratify Auditors Mgmt For For
11 Report on Lobbying Expenses SH Against Against
12 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
Amazon.com, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
25-May-10 USA 023135106 Annual 29-Mar-10
Ticker: AMZN
CUSIP: 023135106 ISIN: US0231351067 SEDOL: 2000019
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Jeffrey P. Bezos Mgmt For For
2 Elect Director Tom A. Alberg Mgmt For For
3 Elect Director John Seely Brown Mgmt For For
4 Elect Director William B. Gordon Mgmt For For
5 Elect Director Alain Monie Mgmt For For
6 Elect Director Thomas O. Ryder Mgmt For For
Page 145 of 185
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Report was run from: 8/4/09 to 6/30/10
7 Elect Director Patricia Q. Stonesifer Mgmt For For
8 Ratify Auditors Mgmt For For
9 Report on Political Contributions SH Against Against
Columbia Sportswear Co. Meeting Date Country Primary Security ID Meeting
Type Record Date
25-May-10 USA 198516106 Annual 22-Mar-10
Ticker: COLM
CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gertrude Boyle Mgmt For For
1.2 Elect Director Timothy P. Boyle Mgmt For For
1.3 Elect Director Sarah A. Bany Mgmt For For
1.4 Elect Director Murrey R. Albers Mgmt For For
1.5 Elect Director Stephen E. Babson Mgmt For For
1.6 Elect Director Andy D. Bryant Mgmt For For
1.7 Elect Director Edward S. George Mgmt For For
1.8 Elect Director Walter T. Klenz Mgmt For For
1.9 Elect Director John W. Stanton Mgmt For For
2 Ratify Auditors Mgmt For For
NuVasive, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
25-May-10 USA 670704105 Annual 29-Mar-10
Ticker: NUVA
CUSIP: 670704105 ISIN: US6707041058 SEDOL: B00GJC2
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alexis V. Lukianov Mgmt For For
1.2 Elect Director Jack R. Blair Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
Omnicom Group Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
25-May-10 USA 681919106 Annual 05-Apr-10
Ticker: OMC
CUSIP: 681919106 ISIN: US6819191064 SEDOL: 2279303
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John D. Wren Mgmt For For
1.2 Elect Director Bruce Crawford Mgmt For For
1.3 Elect Director Alan R. Batkin Mgmt For For
1.4 Elect Director Robert Charles Clark Mgmt For For
Page 146 of 185
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Report was run from: 8/4/09 to 6/30/10
1.5 Elect Director Leonard S. Coleman, Jr. Mgmt For For
1.6 Elect Director Errol M. Cook Mgmt For For
1.7 Elect Director Susan S. Denison Mgmt For For
1.8 Elect Director Michael A. Henning Mgmt For For
1.9 Elect Director John R. Murphy Mgmt For For
1.10 Elect Director John R. Purcell Mgmt For For
1.11 Elect Director Linda Johnson Rice Mgmt For For
1.12 Elect Director Gary L. Roubos Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
5 Reimburse Proxy Contest Expenses SH Against Against
6 Adopt a Policy in which the Company will not Make or Promise to SH
Against For
Make Any Death Benefit Payments to Senior Executives
7 Reduce Supermajority Vote Requirement SH Against For
Riverbed Technology, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
25-May-10 USA 768573107 Annual 15-Apr-10
Ticker: RVBD
CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mark A. Floyd Mgmt For Withhold
1.2 Elect Director Christopher J. Schaepe Mgmt For Withhold
1.3 Elect Director James R. Swartz Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
Societe generale Meeting Date Country Primary Security ID Meeting Type
Record Date
25-May-10 France F43638141 Annual/Special 20-May-10
Ticker: N/A
CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income and Dividends of EUR 0.25 per Mgmt For For
Share
3 Approve Stock Dividend Program Mgmt For For
4 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
Page 147 of 185
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Report was run from: 8/4/09 to 6/30/10
5 Approve Auditors' Special Report Regarding Ongoing Related-Party
Transactions Mgmt For For
6 Approve Ongoing Additional Pension Scheme Agreements for Daniel Bouton,
Philippe Citerne, Didier Alix, and Severin Cabannes Mgmt For Against
7 Approve Additional Pension Scheme Agreement for Jean-Francois Sammarcelli
Mgmt For For
8 Approve Additional Pension Scheme Agreement for Bernardo Sanchez Mgmt For
For
9 Approve Non-Compete Agreement for Philippe Citerne Mgmt For Against
10 Renew Severance Payment Agreement for Frederic Oudea Mgmt For Against
11 Approve Ongoing Non-Compete Agreement for Frederic Oudea Mgmt For Against
12 Reelect Robert Castaigne as Director Mgmt For For
13 Reelect Gianemilio Osculati as Director Mgmt For For
14 Elect one Director Mgmt
15 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt
For For
Special Business Mgmt
16 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR 460 Million; and/or Capitalization
of Reserves of up to EUR 550 Million Mgmt For For
17 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR 138 Million Mgmt For For
18 Authorize Board to Increase Capital in the Event of Additional Demand
Related to Delegation Submitted to Shareholder Vote Under Items 16 and 17
Mgmt For For
19 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future
Acquisitions Mgmt For For
20 Approve Employee Stock Purchase Plan Mgmt For Against
21 Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan
Mgmt For For
22 Authorize up to 4 Percent of Issued Capital for Use in Restricted Stock
Plan Mgmt For Against
23 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
24 Amend Articles 4, 6, 7, 14, 15, 18,19, 20, and 21 of Bylaws to Remove All
References to Preferred Stock (Class B) Subscribed by SPPE Mgmt For For
25 Authorize Filing of Required Documents/Other Formalities World Fuel Services
Corporation 25-May-10 Meeting Date USA Country Ticker: INT Mgmt 981475106
Primary Security ID Annual Meeting Type For Record Date 01-Apr-10 For
CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Paul H. Stebbins Mgmt For For
Page 148 of 185
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Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director Michael J. Kasbar Mgmt For For
1.3 Elect Director Ken Bakshi Mgmt For For
1.4 Elect Director Joachim Heel Mgmt For For
1.5 Elect Director Richard A. Kassar Mgmt For For
1.6 Elect Director Myles Klein Mgmt For For
1.7 Elect Director J. Thomas Presby Mgmt For For
1.8 Elect Director Stephen K. Roddenberry Mgmt For For
2 Ratify Auditors Mgmt For For
Chevron Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
26-May-10 USA 166764100 Annual 01-Apr-10
Ticker: CVX
CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555
Vote
Proponent Mgmt Rec Instruction
1 Elect Director S.H. Armacost Mgmt For For
2 Elect Director L.F. Deily Mgmt For For
3 Elect Director R.E. Denham Mgmt For For
4 Elect Director R.J. Eaton Mgmt For For
5 Elect Director C. Hagel Mgmt For For
6 Elect Director E. Hernandez Mgmt For For
7 Elect Director F.G. Jenifer Mgmt For For
8 Elect Director G.L. Kirkland Mgmt For For
9 Elect Director S. Nunn Mgmt For For
10 Elect Director D.B. Rice Mgmt For For
11 Elect Director K.W. Sharer Mgmt For For
12 Elect Director C.R. Shoemate Mgmt For For
13 Elect Director J.G. Stumpf Mgmt For For
14 Elect Director R.D. Sugar Mgmt For For
15 Elect Director C. Ware Mgmt For For
16 Elect Director J.S. Watson Mgmt For For
17 Ratify Auditors Mgmt For For
18 Provide Right to Call Special Meeting Mgmt For For
19 Request Director Nominee with Environmental Qualifications SH Against For
20 Stock Retention/Holding Period SH Against Against
21 Disclose Payments To Host Governments SH Against Against
22 Adopt Guidelines for Country Selection SH Against For
23 Report on Financial Risks From Climate Change SH Against Against
Page 149 of 185
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Report was run from: 8/4/09 to 6/30/10
SH24 Amend Bylaws to Establish a Board Committee on Human Rights Against
Against
Exxon Mobil Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
26-May-10 USA 30231G102 Ticker: XOM Annual 06-Apr-10
CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director M.J. Boskin For For
Mgmt1.2 Elect Director P. Brabeck-Letmathe For For
Mgmt1.3 Elect Director L.R. Faulkner For For
Mgmt1.4 Elect Director J.S. Fishman For For
Mgmt1.5 Elect Director K.C. Frazier For For
Mgmt1.6 Elect Director W.W. George For For
Mgmt1.7 Elect Director M.C. Nelson For For
Mgmt1.8 Elect Director S.J. Palmisano For For
Mgmt1.9 Elect Director S.C. Reinemund For For
Mgmt1.10 Elect Director R.W. Tillerson For For
Mgmt1.11 Elect Director E.E. Whitacre, Jr. For For
Mgmt2 Ratify Auditors For For
SH3 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For
SH4 Reincorporate in Another State [from New Jersey to North Dakota] Against
Against
SH5 Advisory Vote to Ratify Named Executive Officers' Compensation Against For
SH6 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and
Gender Identity Against Against
SH7 Adopt Policy on Human Right to Water Against Against
SH8 Adopt Policy to Address Coastal Louisiana Environmental Impacts Against
Against
SH9 Report on Environmental Impact of Oil Sands Operations in Canada Against
For
SH10 Report on Environmental Impacts of Natural Gas Fracturing Against For
SH11 Report on Energy Technologies Development Against Against
SH12 Adopt Quantitative GHG Goals from Products and Operations Against For
SH13 Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates
Hawaiian Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type
Against Record Date Against
26-May-10 USA 419879101 Ticker: HA Annual 07-Apr-10
CUSIP: 419879101 ISIN: US4198791018 SEDOL: 2408044
Proponent Mgmt Rec Vote Instruction
Page 150 of 185
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1.1 Elect Director Gregory S. Anderson Mgmt For For
1.2 Elect Director L. Todd Budge Mgmt For For
1.3 Elect Director Donald J. Carty Mgmt For For
1.4 Elect Director Mark B. Dunkerley Mgmt For For
1.5 Elect Director Lawrence S. Hershfield Mgmt For For
1.6 Elect Director Randall L. Jenson Mgmt For For
1.7 Elect Director Bert T. Kobayashi, Jr. Mgmt For For
1.8 Elect Director Crystal K. Rose Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
ION Geophysical Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
26-May-10 USA 462044108 Annual 01-Apr-10
Ticker: IO
CUSIP: 462044108 ISIN: US4620441083 SEDOL: 2460293
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Franklin Myers Mgmt For For
1.2 Elect Director Bruce S. Appelbaum Mgmt For For
1.3 Elect Director S. James Nelson, Jr. Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
National Financial Partners Corp. Meeting Date Country Primary Security ID
Meeting Type Record Date
26-May-10 USA 63607P208 Annual 30-Mar-10
Ticker: NFP
CUSIP: 63607P208 ISIN: US63607P2083 SEDOL: 2772921
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Stephanie Abramson Mgmt For For
2 Elect Director Arthur Ainsberg Mgmt For For
3 Elect Director Jessica Bibliowicz Mgmt For For
4 Elect Director R. Bruce Callahan Mgmt For For
5 Elect Director John Elliott Mgmt For For
6 Elect Director J. Barry Griswell Mgmt For For
7 Elect Director Shari Loessberg Mgmt For For
8 Elect Director Kenneth Mlekush Mgmt For For
9 Ratify Auditors Mgmt For For
Page 151 of 185
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Report was run from: 8/4/09 to 6/30/10
Onyx Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
26-May-10 USA 683399109 Annual 29-Mar-10
Ticker: ONXX
CUSIP: 683399109 ISIN: US6833991093 SEDOL: 2656069
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Corinne H. Nevinny Mgmt For For
1.2 Elect Director Thomas G. Wiggans Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
The Boston Beer Company, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
26-May-10 USA 100557107 Annual 29-Mar-10
Ticker: SAM
CUSIP: 100557107 ISIN: US1005571070 SEDOL: 2113393
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David A. Burwick Mgmt For For
1.2 Elect Director Pearson C. Cummin, III Mgmt For For
1.3 Elect Director Jean-Michel Valette Mgmt For For
The Southern Company Meeting Date Country Primary Security ID Meeting Type
Record Date
26-May-10 USA 842587107 Annual 30-Mar-10
Ticker: SO
CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director J. P. Baranco Mgmt For For
1.2 Elect Director J. A. Boscia Mgmt For For
1.3 Elect Director H. A. Clark III Mgmt For For
1.4 Elect Director H. W. Habermeyer, Jr. Mgmt For For
1.5 Elect Director V. M. Hagen Mgmt For For
1.6 Elect Director W. A. Hood, Jr. Mgmt For For
1.7 Elect Director D. M. James Mgmt For For
1.8 Elect Director J. N. Purcell Mgmt For For
1.9 Elect Director D. M. Ratcliffe Mgmt For For
1.10 Elect Director W. G. Smith, Jr. Mgmt For For
1.11 Elect Director L. D. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Eliminate Cumulative Voting Mgmt For For
Page 152 of 185
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5 Increase Authorized Common Stock Mgmt For For
6 Adopt Quantitative GHG Goals for Products and Operations SH Against
Against
SH7 Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts Annaly
Capital Management Inc. 27-May-10 Meeting Date USA Country 035710409 Primary
Security ID Ticker: NLY Annual Meeting Type Against Record Date 29-Mar-10 For
CUSIP: 035710409 ISIN: US0357104092 SEDOL: 2113456
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Kevin P. Brady Mgmt For For
1.2 Elect Director E. Wayne Nordberg Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Brown Shoe Company, Inc. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: BWS 27-May-10 USA 115736100 Annual 31-Mar-10
CUSIP: 115736100 ISIN: US1157361007 SEDOL: 2146924
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Carla Hendra Mgmt For For
1.2 Elect Director Ward M. Klein Mgmt For For
1.3 Elect Director W. Patrick McGinnis Mgmt For For
1.4 Elect Director Diane M. Sullivan Mgmt For For
1.5 Elect Director Hal J. Upbin Mgmt For For
2 Ratify Auditors Collective Brands Inc. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: PSS 27-May-10 USA 19421W100 Annual 01-Apr-10
CUSIP: 19421W100 ISIN: US19421W1009 SEDOL: 2685966
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Daniel Boggan Jr. Mgmt For For
1.2 Elect Director Michael A. Weiss Mgmt For For
1.3 Elect Director Robert C. Wheeler Mgmt For For
2 Ratify Auditors Deutsche Bank AG Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: N/A 27-May-10 Germany D18190898 Annual 11-May-10
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CUSIP: D18190898 ISIN: DE0005140008 SEDOL: 5750355
Proponent Mgmt Rec Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Mgmt
2 Approve Allocation of Income and Dividends of EUR 0.75 per Share Mgmt For
For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
6 Authorize Repurchase of Up to Five Percent of Issued Share Capital for
Trading Purposes Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For
For
9 Approve Remuneration System for Management Board Members Mgmt For Against
10 Amend Articles Re: Participation in, Electronic Voting, and Exercise of
Voting Rights at General Meeting due to New German Legislation (Law on
Transposition of EU Shareholder's Rights Directive) Mgmt For For
11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion;
Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
12 Amend Affiliation Agreements with Subsidiaries Mgmt For For
13 Approve Affiliation Agreements with Subsidiaries DB Beteiligungs-Holding
GmbH and DB Finanz-Holding GmbH Digital River, Inc. Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: DRIV 27-May-10 USA 25388B104 Annual 31-Mar-10
CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Joel A. Ronning Mgmt For For
1.2 Elect Director Perry W. Steiner Mgmt For For
1.3 Elect Director Cheryl F. Rosner Mgmt For For
2 Ratify Auditors Heidrick & Struggles International, Inc. Ticker: HSII
27-May-10 Meeting Date USA Country Mgmt 422819102 Primary Security ID Annual
Meeting Type For Record Date 16-Apr-10 For
CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071
Proponent Mgmt Rec Vote Instruction
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1 Elect Director Richard I. Beattie Mgmt For For
2 Elect Director Antonio Borges Mgmt For For
3 Elect Director John A. Fazio Mgmt For For
4 Ratify Auditors Mgmt For For
Hutchison Whampoa Limited Meeting Date Country Primary Security ID Meeting
Type Record Date
27-May-10 Hong Kong Y38024108 Annual 19-May-10
Ticker: N/A
CUSIP: Y38024108 ISIN: HK0013000119 SEDOL: 6448068
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3a Reelect Li Tzar Kuoi, Victor as Director Mgmt For Against
3b Reelect Frank John Sixt as Director Mgmt For Against
3c Reelect Michael David Kadoorie as Director Mgmt For For
3d Reelect George Colin Magnus as Director Mgmt For Against
3e Reelect Margaret Leung Ko May Yee as Director Mgmt For Against
4 Appoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For
For
5a Approve Issuance of Equity or Equity-Linked Securities without Mgmt For
Against
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
5c Authorize Reissuance of Repurchased Shares Mgmt For Against
6 Approve CKH Master Agreement and Acquisition of CKH Mgmt For For
Connected Debt Securities
7 Approve HSE Master Agreement and Acquisition of HSE Mgmt For For
Connected Debt Securities
Mid-America Apartment Communities, Inc. Meeting Date Country Primary
Security ID Meeting Type Record Date
27-May-10 USA 59522J103 Annual 19-Mar-10
Ticker: MAA
CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For For
1.3 Elect Director John S. Grinalds Mgmt For For
1.4 Elect Director Ralph Horn Mgmt For For
1.5 Elect Director W. Reid Sanders Mgmt For For
1.6 Elect Director William B. Sansom Mgmt For For
1.7 Elect Director Philip W. Norwood Mgmt For For
Page 155 of 185
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Mgmt1.8 Elect Director Simon R.C. Wadsworth For For
Mgmt2 Ratify Auditors optionsXpress Holdings, Inc. Meeting Date Country Primary
Security ID Meeting Type For Record Date For
27-May-10 USA 684010101 Ticker: OXPS Annual 29-Mar-10
CUSIP: 684010101 ISIN: US6840101017 SEDOL: B05QFX0
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director David A. Fisher For For
Mgmt1.2 Elect Director Michael J. Soenen For For
Mgmt1.3 Elect Director S. Scott Wald For For
Mgmt2 Ratify Auditors Polycom, Inc. Meeting Date Country Primary Security ID
Meeting Type For Record Date For
27-May-10 USA 73172K104 Ticker: PLCM Annual 01-Apr-10
CUSIP: 73172K104 ISIN: US73172K1043 SEDOL: 2693420
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director Robert C. Hagerty For For
Mgmt1.2 Elect Director Michael R. Kourey For For
Mgmt1.3 Elect Director Betsy S. Atkins For For
Mgmt1.4 Elect Director David G. DeWalt For For
Mgmt1.5 Elect Director John A. Kelley, Jr. For For
Mgmt1.6 Elect Director D. Scott Mercer For For
Mgmt1.7 Elect Director William A. Owens For For
Mgmt1.8 Elect Director Kevin T. Parker For For
Mgmt2 Amend Omnibus Stock Plan For Against
Mgmt3 Ratify Auditors RiskMetrics Group, Inc. Meeting Date Country Primary
Security ID Meeting Type For Record Date For
27-May-10 USA 767735103 Ticker: RISK Special 26-Apr-10
CUSIP: 767735103 ISIN: US7677351030 SEDOL: B2NXYQ3
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Merger Agreement For Abstain
Mgmt2 Adjourn Meeting HSBC Holdings plc Meeting Date Country Primary Security
ID Meeting Type For Record Date Abstain
28-May-10 United Kingdom G4634U169 Ticker: N/A Annual 27-May-10
Page 156 of 185
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CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3a Re-elect Rona Fairhead as Director Mgmt For For
3b Re-elect Michael Geoghegan as Director Mgmt For For
3c Re-elect Stephen Green as Director Mgmt For For
3d Re-elect Gwyn Morgan as Director Mgmt For For
3e Re-elect Nagavara Murthy as Director Mgmt For For
3f Re-elect Simon Robertson as Director Mgmt For For
3g Re-elect John Thornton as Director Mgmt For For
3h Re-elect Sir Brian Williamson as Director Mgmt For For
4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
7 Amend Articles of Association Mgmt For For
8 Approve UK Share Incentive Plan Mgmt For For
9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
Catalyst Health Solutions, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
01-Jun-10 USA 14888B103 Annual 05-Apr-10
Ticker: CHSI
CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William E. Brock Mgmt For Withhold
1.2 Elect Director Edward S. Civera Mgmt For Withhold
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
First Solar, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
01-Jun-10 USA 336433107 Annual 15-Apr-10
Ticker: FSLR
CUSIP: 336433107 ISIN: US3364331070 SEDOL: B1HMF22
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael J. Ahearn Mgmt For For
1.2 Elect Director Robert J. Gillette Mgmt For For
1.3 Elect Director Craig Kennedy Mgmt For For
Page 157 of 185
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1.4 Elect Director James F. Nolan Mgmt For For
1.5 Elect Director William J. Post Mgmt For For
1.6 Elect Director J. Thomas Presby Mgmt For For
1.7 Elect Director Paul H. Stebbins Mgmt For Withhold
1.8 Elect Director Michael Sweeney Mgmt For Withhold
1.9 Elect Director Jose H. Villarreal Mgmt For Withhold
2 Approve Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Isis Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
02-Jun-10 USA 464330109 Annual 06-Apr-10
Ticker: ISIS
CUSIP: 464330109 ISIN: US4643301090 SEDOL: 2459785
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stanley T. Crooke Mgmt For For
1.2 Elect Director Joseph Klein, III Mgmt For For
1.3 Elect Director John C. Reed Mgmt For For
2 Amend Non-Employee Director Stock Option Plan Mgmt For For
3 Amend Stock Option Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
Molson Coors Brewing Company Meeting Date Country Primary Security ID
Meeting Type Record Date
02-Jun-10 USA 60871R209 Annual 05-Apr-10
Ticker: TAP
CUSIP: 60871R209 ISIN: US60871R2094 SEDOL: B067BM3
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Directors John E. Cleghorn Mgmt For For
1.2 Elect Directors Charles M. Herington Mgmt For For
1.3 Elect Directors David P. O'Brien Mgmt For For
Telefonica S.A. Meeting Date Country Primary Security ID Meeting Type
Record Date
02-Jun-10 Spain 879382109 Annual 18-May-10
Ticker: N/A
CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524
Vote
Proponent Mgmt Rec Instruction
1 Approve Individual and Consolidated Financial Statements, Mgmt For For
Statutory Reports, Allocation of Income, and Discharge Directors
for Fiscal Year 2009
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2 Approve Distribution of Dividend Charged to Unrestricted Mgmt For For
Reserves
3 Authorize Repurchase of Shares Mgmt For For
4 Authorize Issuance of Convertible Bonds and Other Debt Mgmt For For
Securities Without Preemptive Rights
5 Reelect Auditors for Fiscal Year 2010 Mgmt For For
6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date
03-Jun-10 USA 25490A101 Annual 05-Apr-10
Ticker: DTV
CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Neil R. Austrian Mgmt For For
1.2 Elect Director Ralph F. Boyd, Jr. Mgmt For For
1.3 Elect Director Paul A. Gould Mgmt For For
1.4 Elect Director Charles R. Lee Mgmt For For
1.5 Elect Director Peter A. Lund Mgmt For For
1.6 Elect Director Gregory B. Maffei Mgmt For For
1.7 Elect Director John C. Malone Mgmt For For
1.8 Elect Director Nancy S. Newcomb Mgmt For For
1.9 Elect Director Haim Saban Mgmt For For
1.10 Elect Director Michael D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Stock Retention/Holding Period SH Against Against
Gartner, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
03-Jun-10 USA 366651107 Annual 08-Apr-10
Ticker: IT
CUSIP: 366651107 ISIN: US3666511072 SEDOL: 2372763
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael J. Bingle Mgmt For For
1.2 Elect Director Richard J. Bressler Mgmt For For
1.3 Elect Director Karen E. Dykstra Mgmt For For
1.4 Elect Director Russell P. Fradin Mgmt For Withhold
1.5 Elect Director Anne Sutherland Fuchs Mgmt For Withhold
1.6 Elect Director William O. Grabe Mgmt For For
Page 159 of 185
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1.7 Elect Director Eugene A. Hall Mgmt For For
1.8 Elect Director Stephen G. Pagliuca Mgmt For For
1.9 Elect Director James C. Smith Mgmt For For
1.10 Elect Director Jeffrey W. Ubben Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Inspire Pharmaceuticals Meeting Date Country Primary Security ID Meeting
Type Record Date
03-Jun-10 USA 457733103 Annual 06-Apr-10
Ticker: ISPH
CUSIP: 457733103 ISIN: US4577331030 SEDOL: 2615695
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director George B. Abercrombie Mgmt For For
1.2 Elect Director Adrian Adams Mgmt For For
1.3 Elect Director Richard S. Kent Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For Against
Las Vegas Sands Corp Meeting Date Country Primary Security ID Meeting Type
Record Date
03-Jun-10 USA 517834107 Annual 12-Apr-10
Ticker: LVS
CUSIP: 517834107 ISIN: US5178341070 SEDOL: B02T2J7
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Sheldon G. Adelson Mgmt For Withhold
1.2 Elect Director Irwin Chafetz Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Prepare Sustainability Report SH Against For
4 Other Business Mgmt For Abstain
MarketAxess Holdings Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
03-Jun-10 USA 57060D108 Annual 06-Apr-10
Ticker: MKTX
CUSIP: 57060D108 ISIN: US57060D1081 SEDOL: B03Q9D0
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Richard M. McVey Mgmt For For
1.2 Elect Director Sharon Brown-Hruska Mgmt For For
1.3 Elect Director Roger Burkhardt Mgmt For For
1.4 Elect Director Stephen P. Casper Mgmt For For
1.5 Elect Director David G. Gomach Mgmt For For
Page 160 of 185
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1.6 Elect Director Carlos M. Hernandez Mgmt For For
1.7 Elect Director Ronald M. Hersch Mgmt For For
1.8 Elect Director Jerome S. Markowitz Mgmt For For
1.9 Elect Director T. Kelley Millet Mgmt For For
1.10 Elect Director Nicolas S. Rohatyn Mgmt For For
1.11 Elect Director John Steinhardt Mgmt For For
2 Ratify Auditors Mgmt For For
Quest Software, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
03-Jun-10 USA 74834T103 Annual 19-Apr-10
Ticker: QSFT
CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vincent C. Smith Mgmt For For
1.2 Elect Director Raymond J. Lane Mgmt For For
1.3 Elect Director Douglas F. Garn Mgmt For For
1.4 Elect Director Augustine L. Nieto II Mgmt For For
1.5 Elect Director Kevin M. Klausmeyer Mgmt For For
1.6 Elect Director Paul A. Sallaberry Mgmt For For
1.7 Elect Director H. John Dirks Mgmt For For
2 Ratify Auditors Mgmt For For
Vanda Pharmaceuticals Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
03-Jun-10 USA 921659108 Annual 16-Apr-10
Ticker: VNDA
CUSIP: 921659108 ISIN: US9216591084 SEDOL: B12W3P6
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Howard H. Pien Mgmt For For
1.2 Elect Director H. Thomas Watkins Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
ATP Oil & Gas Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
04-Jun-10 USA 00208J108 Annual 09-Apr-10
Ticker: ATPG
CUSIP: 00208J108 ISIN: US00208J1088 SEDOL: 2721581
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director T. Paul Bulmahn Mgmt For Withhold
1.2 Elect Director Robert J. Karow Mgmt For For
Page 161 of 185
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1.3 Elect Director Gerard J. Swonke Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve Amendments to ATP's Restated Articles of Incorporation Mgmt For
For
to the Texas Business Organizations Code
The Buckle, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
04-Jun-10 USA 118440106 Annual 26-Mar-10
Ticker: BKE
CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Daniel J. Hirschfeld Mgmt For For
1.2 Elect Director Dennis H. Nelson Mgmt For For
1.3 Elect Director Karen B. Rhoads Mgmt For For
1.4 Elect Director James E. Shada Mgmt For For
1.5 Elect Director Robert E. Campbell Mgmt For For
1.6 Elect Director Bill L. Fairfield Mgmt For For
1.7 Elect Director Bruce L. Hoberman Mgmt For For
1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For
1.9 Elect Director Michael E. Huss Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For Against
5 Amend Restricted Stock Plan Mgmt For For
Wal-Mart Stores, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
04-Jun-10 USA 931142103 Annual 08-Apr-10
Ticker: WMT
CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Aida M. Alvarez Mgmt For For
2 Elect Director James W. Breyer Mgmt For For
3 Elect Director M. Michele Burns Mgmt For For
4 Elect Director James I. Cash, Jr. Mgmt For For
5 Elect Director Roger C. Corbett Mgmt For For
6 Elect Director Douglas N. Daft Mgmt For Against
7 Elect Director Michael T. Duke Mgmt For For
8 Elect Director Gregory B. Penner Mgmt For For
9 Elect Director Steven S. Reinemund Mgmt For For
Page 162 of 185
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Mgmt10 Elect Director H. Lee Scott, Jr. For For
Mgmt11 Elect Director Arne M. Sorenson For For
Mgmt12 Elect Director Jim C. Walton For For
Mgmt13 Elect Director S. Robson Walton For For
Mgmt14 Elect Director Christopher J. Williams For For
Mgmt15 Elect Director Linda S. Wolf For Against
Mgmt16 Ratify Auditors For For
Mgmt17 Approve Omnibus Stock Plan For Against
Mgmt18 Amend Sharesave Plan For For
SH19 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation
and Gender Identity Against For
SH20 Advisory Vote to Ratify Named Executive Officers' Compensation Against
For
SH21 Report on Political Contributions Against Against
SH22 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For
SH23 Require Suppliers to Adopt CAK Against Against
SH24 Report on Process for Identifying and Prioritizing Public Policy
Activities Watsco, Inc. Meeting Date Country Primary Security ID Meeting Type
Against Record Date Against
04-Jun-10 USA 942622200 Ticker: WSO Annual 09-Apr-10
CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director Robert L. Berner, III Silgan Holdings Inc. Meeting Date
Country Primary Security ID Meeting Type For Record Date For
07-Jun-10 USA 827048109 Ticker: SLGN Annual 16-Apr-10
CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324
Proponent Mgmt Rec Vote Instruction
Mgmt1 Amend Stockholder Voting Standard From A Majority Of Shares Outstanding
Standard To A Majority Of Votes Cast Standard For For
Mgmt2 Increase Authorized Common Stock For For
Mgmt3.1 Elect Director R. Philip Silver For For
Mgmt3.2 Elect Director William C. Jennings For For
Mgmt4 Ratify Auditors Arena Resources, Inc. Meeting Date Country Primary
Security ID Meeting Type For Record Date For
08-Jun-10 USA 040049108 Ticker: ARD Special 05-May-10
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CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For Against
J.Crew Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
08-Jun-10 USA 46612H402 Annual 09-Apr-10
Ticker: JCG
CUSIP: 46612H402 ISIN: US46612H4020 SEDOL: B0T7ZB7
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Heather Resiman Mgmt For For
1.2 Elect Director David House Mgmt For For
1.3 Elect Director Stuart Sloan Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
SAP AG Meeting Date Country Primary Security ID Meeting Type Record Date
08-Jun-10 Germany D66992104 Annual 18-May-10
Ticker: N/A
CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
7 Amend Articles to Reflect Changes in Capital Mgmt For For
8.1 Amend Articles Re: Convocation of General Meeting due to New Mgmt For
For
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
8.2 Amend Articles Re: Registration for General Meeting due to New Mgmt For
For
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
8.3 Amend Articles Re: Electronic Participation in General Meeting Mgmt For
For
due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
8.4 Amend Articles Re: Postal and Electronic Voting at General Mgmt For For
Meeting due to New German Legislation (Law on Transposition
of EU Shareholder's Rights Directive)
Page 164 of 185
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8.5 Amend Articles Re: Proxy Voting at General Meeting due to New German
Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt
For For
8.6 Amend Articles Re: Audio and Video Transmission of General Meeting due to
New German Legislation (Law on Transposition of EU Shareholder's Rights
Directive) Mgmt For For
9.1 Approve Cancellation of Authorized Capital I and Authorized Capital II
Mgmt For For
9.2 Approve Creation of EUR 250 Million Pool of Capital with Preemptive
Rights Mgmt For For
9.3 Approve Creation of EUR 250 Million Pool of Capital without Preemptive
Rights Mgmt For For
10 Approve Creation of EUR 30 Million Pool of Capital without Preemptive
Rights for Issue of Shares Pursuant to Employee Stock Option Plan Mgmt For
For
11 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
12 Approve Remuneration of Supervisory Board Caterpillar Inc. Meeting Date
Country Mgmt Primary Security ID Meeting Type For Record Date For
Ticker: CAT 09-Jun-10 USA 149123101 Annual 12-Apr-10
CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director John T. Dillon Mgmt For For
1.2 Elect Director Juan Gallardo Mgmt For For
1.3 Elect Director William A. Osborn Mgmt For For
1.4 Elect Director Edward B. Rust, Jr. Mgmt For For
1.5 Elect Director Susan C. Schwab Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Declassify the Board of Directors Mgmt For For
5 Reduce Supermajority Vote Requirement Mgmt For For
6 Require Independent Board Chairman SH Against Against
7 Amend Human Rights Policy SH Against For
8 Amend Articles/Bylaws/Charter -- Call Special Meetings France Telecom Meeting
Date Country SH Primary Security ID Meeting Type Against Record Date For
Ticker: N/A 09-Jun-10 France F4113C103 Annual/Special 04-Jun-10
CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Discharge Directors Mgmt For For
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2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Treatment of Losses and Dividends of EUR 1.40 per Share Mgmt For
For
4 Approve Transaction with French State Re: Partial Dividend Payment in
Shares Mgmt For For
5 Approve Transaction with Claudie Haignere, Bernard Dufau, Didier Lombard,
Henri Martre, and Jean Simonin Re: Partial Dividend Payment in Shares Mgmt
For For
6 Amend Terms of Transaction with Novalis Re: Corporate Officers Health
Insurance Mgmt For For
7 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For
For
8 Elect Stephane Richard as Director Mgmt For Against
9 Elect Marc Maouche as Representative of Employee Shareholders to the Board
Mgmt For Against
10 Elect Jean Pierre Borderieux as Representative of Employee Shareholders to
the Board Mgmt For Against
Extraordinary Business Mgmt
11 Authorize Capital Increase of up to EUR 70 Million to Holders of Orange SA
Stock Options or Shares in Connection with France Telecom Liquidity Agreement
Mgmt For For
12 Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity
Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a
Liquidity Agreement Mgmt For For
13 Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan
Mgmt For For
14 Approve Employee Stock Purchase Plan Mgmt For For
15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
16 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Omega Healthcare Investors, Inc. Ticker: OHI 09-Jun-10 Meeting Date USA
Country 681936100 Primary Security ID Annual Meeting Type Record Date
30-Apr-10
CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Edward Lowenthal Mgmt For For
1.2 Elect Director Stephen D. Plavin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Charter to Revise Various Provisions Regarding REIT Ownership Limits
Mgmt For For
4 Amend Charter to Grant Authority to the Board of Directors to Increase or
Decrease Authorized Common and Preferred Stock Mgmt For Against
Target Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
Ticker: TGT 09-Jun-10 USA 87612E106 Annual 12-Apr-10
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CUSIP: 87612E106 ISIN: US87612E1064 SEDOL: 2259101
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Calvin Darden Mgmt For For
2 Elect Director Anne M. Mulcahy Mgmt For For
3 Elect Director Stephen W. Sanger Mgmt For For
4 Elect Director Gregg W. Steinhafel Mgmt For For
5 Ratify Auditors Mgmt For For
6 Declassify the Board of Directors Mgmt For For
7 Reduce Supermajority Vote Requirement Mgmt For For
8 Amend Articles of Incorporation Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
Amedisys, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
10-Jun-10 USA 023436108 Annual 15-Apr-10
Ticker: AMED
CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William F. Borne Mgmt For For
1.2 Elect Director Ronald A. LaBorde Mgmt For For
1.3 Elect Director Jake L. Netterville Mgmt For For
1.4 Elect Director David R. Pitts Mgmt For For
1.5 Elect Director Peter F. Ricchiuti Mgmt For For
1.6 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
American Vanguard Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
10-Jun-10 USA 030371108 Annual 23-Apr-10
Ticker: AVD
CUSIP: 030371108 ISIN: US0303711081 SEDOL: 2025711
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lawrence S. Clark Mgmt For For
1.2 Elect Director Alfred F. Ingulli Mgmt For For
1.3 Elect Director John L. Killmer Mgmt For For
1.4 Elect Director Herbert A. Kraft Mgmt For For
1.5 Elect Director John B. Miles Mgmt For For
1.6 Elect Director Carl R. Soderlind Mgmt For For
1.7 Elect Director Irving J. Thau Mgmt For For
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1.8 Elect Director Eric G. Wintemute Mgmt For For
1.9 Elect Director Esmail Zirakparvar Mgmt For For
2 Ratify Auditors Banco Santander S.A. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: N/A 10-Jun-10 Spain E19790109 Annual 24-May-10
CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946
Proponent Mgmt Rec Vote Instruction
1 Accept Individual and Consolidated Financial Statements and Statutory
Reports and Discharge Directors for Fiscal Year Ended Dec. 31, 2009 Mgmt For
For
2 Approve Allocation of Income Mgmt For For
3.1 Elect Angel Jado Becerro de Bengoa as Director Mgmt For For
3.2 Re-elect Francisco Javier Botin-Sanz de Sautuola y O'Shea as Director
Mgmt For For
3.3 Re-elect Isabel Tocino Biscarolasaga as Director Mgmt For For
3.4 Re-elect Fernando de Asua Alvarez as Director Mgmt For For
3.5 Re-elect Alfredo Saenz Abad Mgmt For For
4 Reelect Auditors for Fiscal Year 2010 Mgmt For For
5 Authorize Repurchase of Shares in Accordance With Article 75 of Spanish
Company Law; Void Authorization Granted on June 19, 2009 Mgmt For For
6 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void
Authorization Granted at the AGM held on June 19, 2009 Mgmt For For
7.1 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For
7.2 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For
8 Grant Board Authorization to Issue Convertible and/or Exchangeable Debt
Securities without Preemptive Rights Mgmt For For
9.1 Approve Bundled Incentive Plans Linked to Performance Objectives Mgmt
For Against
9.2 Approve Savings Plan for Santander UK PLC' Employees and other Companies
of Santander Group in the United Kingdom Mgmt For For
10 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
11 Approve Director Remuneration Policy Report Dollar Thrifty Automotive Group,
Inc. 10-Jun-10 Meeting Date USA Country Ticker: DTG Mgmt 256743105 Primary
Security ID Annual Meeting Type For Record Date 12-Apr-10 For
CUSIP: 256743105 ISIN: US2567431059 SEDOL: 2134208
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Thomas P. Capo Mgmt For For
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1.2 Elect Director Maryann N. Keller Mgmt For For
1.3 Elect Director Edward C. Lumley Mgmt For For
1.4 Elect Director Richard W. Neu Mgmt For For
1.5 Elect Director John C. Pope Mgmt For For
1.6 Elect Director Scott L. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
WellCare Health Plans, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
10-Jun-10 USA 94946T106 Annual 13-Apr-10
Ticker: WCG
CUSIP: 94946T106 ISIN: US94946T1060 SEDOL: B01R258
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Charles G. Berg Mgmt For For
1.2 Elect Director Carol J. Burt Mgmt For For
1.3 Elect Director Alec Cunningham Mgmt For For
1.4 Elect Director David J. Gallitano Mgmt For Withhold
1.5 Elect Director D. Robert Graham Mgmt For For
1.6 Elect Director Kevin F. Hickey Mgmt For For
1.7 Elect Director Christian P. Michalik Mgmt For For
1.8 Elect Director Glenn D. Steele, Jr. Mgmt For For
1.9 Elect Director William L. Trubeck Mgmt For For
1.10 Elect Director Paul E. Weaver Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Political Contributions SH Against Against
EMCOR Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
11-Jun-10 USA 29084Q100 Annual 20-Apr-10
Ticker: EME
CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen W. Bershad Mgmt For For
1.2 Elect Director David A.B. Brown Mgmt For For
1.3 Elect Director Larry J. Bump Mgmt For For
1.4 Elect Director Albert Fried, Jr. Mgmt For For
1.5 Elect Director Anthony J. Guzzi Mgmt For For
1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For
1.7 Elect Director David H. Laidley Mgmt For For
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1.8 Elect Director Frank T. MacInnis Mgmt For For
1.9 Elect Director Jerry E. Ryan Mgmt For For
1.10 Elect Director Michael T. Yonker Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Regeneron Pharmaceuticals, Inc. Ticker: REGN 11-Jun-10
Meeting Date USA Country Mgmt 75886F107 Primary Security ID Annual Meeting
Type For Record Date 14-Apr-10 For
CUSIP: 75886F107 ISIN: US75886F1075 SEDOL: 2730190
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Leonard S. Schleifer Mgmt For For
1.2 Elect Director Eric M. Shooter Mgmt For For
1.3 Elect Director George D. Yancopoulos Mgmt For For
2 Ratify Auditors KBW, Inc. Meeting Date Country Mgmt Primary Security ID
Meeting Type For Record Date For
Ticker: KBW 14-Jun-10 USA 482423100 Annual 19-Apr-10
CUSIP: 482423100 ISIN: US4824231009 SEDOL: B1GN3K0
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Thomas B. Michaud Mgmt For For
1.2 Elect Director James K. Schmidt Mgmt For For
2 Ratify Auditors Informatica Corporation Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: INFA 15-Jun-10 USA 45666Q102 Annual 22-Apr-10
CUSIP: 45666Q102 ISIN: US45666Q1022 SEDOL: 2412067
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Mark Garrett Mgmt For For
1.2 Elect Director Gerald Held Mgmt For For
1.3 Elect Director Charles J. Robel Mgmt For For
2 Ratify Auditors Ameristar Casinos, Inc. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: ASCA 16-Jun-10 USA 03070Q101 Annual 03-May-10
CUSIP: 03070Q101 ISIN: US03070Q1013 SEDOL: 2041717
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Carl Brooks Mgmt For For
1.2 Elect Director Gordon R. Kanofsky Mgmt For Withhold
1.3 Elect Director J. William Richardson Mgmt For For
2 Ratify Auditors Mgmt For For
Encore Capital Group, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
16-Jun-10 USA 292554102 Annual 19-Apr-10
Ticker: ECPG
CUSIP: 292554102 ISIN: US2925541029 SEDOL: 2443078
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director J. Brandon Black Mgmt For For
1.2 Elect Director Timothy J. Hanford Mgmt For For
1.3 Elect Director George Lund Mgmt For For
1.4 Elect Director Richard A. Mandell Mgmt For For
1.5 Elect Director Willem Mesdag Mgmt For For
1.6 Elect Director John J. Oros Mgmt For For
1.7 Elect Director J. Christopher Teets Mgmt For For
1.8 Elect Director H Ronald Weissman Mgmt For For
1.9 Elect Director Warren Wilcox Mgmt For For
2 Ratify Auditors Mgmt For For
Genzyme Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
16-Jun-10 USA 372917104 Proxy Contest 09-Apr-10
Ticker: GENZ
CUSIP: 372917104 ISIN: US3729171047 SEDOL: 2367598
Vote
Proponent Mgmt Rec Instruction
Management Proxy (White Card) Mgmt
1.1 Elect Director Douglas A. Berthiaume Mgmt For For
1.2 Elect Director Robert J. Bertolini Mgmt For For
1.3 Elect Director Gail K. Boudreaux Mgmt For For
1.4 Elect Director Robert J. Carpenter Mgmt For For
1.5 Elect Director Charles L. Cooney Mgmt For For
1.6 Elect Director Victor J. Dzau Mgmt For For
1.7 Elect Director Connie Mack, III Mgmt For For
1.8 Elect Director Richard F. Syron Mgmt For For
1.9 Elect Director Henri A. Termeer Mgmt For For
1.10 Elect Director Ralph V. Whitworth Mgmt For For
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2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
4 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
5 Provide Right to Call Special Meeting Mgmt For For
6 Ratify Auditors Mgmt For For
Dissident Proxy (Gold Card) Mgmt
1.1 Elect Director Steven Burakoff SH For Do Not Vote
1.2 Elect Director Alexander J. Denner SH For Do Not Vote
1.3 Elect Director Carl C. Icahn SH For Do Not Vote
1.4 Elect Director Richard Mulligan SH For Do Not Vote
1.5 Management Nominee - Douglas A. Berthiaume SH For Do Not Vote
1.6 Management Nominee - Robert J. Bertolini SH For Do Not Vote
1.7 Management Nominee - Gail K. Boudreaux SH For Do Not Vote
1.8 Management Nominee - Robert J. Carpenter SH For Do Not Vote
1.9 Management Nominee - Victor J. Dzau SH For Do Not Vote
1.10 Management Nominee - Ralph V. Whitworth SH For Do Not Vote
2 Amend Omnibus Stock Plan Mgmt For Do Not Vote
3 Amend Qualified Employee Stock Purchase Plan Mgmt For Do Not Vote
4 Amend Non-Employee Director Omnibus Stock Plan Mgmt Against Do Not Vote
5 Provide Right to Call Special Meeting Mgmt For Do Not Vote
6 Ratify Auditors Mgmt For Do Not Vote
The Men's Wearhouse, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
16-Jun-10 USA 587118100 Annual 19-Apr-10
Ticker: MW
CUSIP: 587118100 ISIN: US5871181005 SEDOL: 2576327
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director George Zimmer Mgmt For For
1.2 Elect Director David H. Edwab Mgmt For For
1.3 Elect Director Rinaldo S. Brutoco Mgmt For For
1.4 Elect Director Michael L. Ray Mgmt For For
1.5 Elect Director Sheldon I. Stein Mgmt For For
1.6 Elect Director Deepak Chopra Mgmt For For
1.7 Elect Director William B. Sechrest Mgmt For For
1.8 Elect Director Larry R. Katzen Mgmt For For
2 Ratify Auditors Mgmt For For
Page 172 of 185
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ZymoGenetics, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
17-Jun-10 USA 98985T109 Annual 09-Apr-10
Ticker: ZGEN
CUSIP: 98985T109 ISIN: US98985T1097 SEDOL: 2807168
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Bruce L.A. Carter Mgmt For For
1.2 Elect Director James A. Harper Mgmt For For
1.3 Elect Director Edward E. Penhoet Mgmt For For
1.4 Elect Director A. Bruce Montgomery Mgmt For For
1.5 Elect Director Lars F. Jorgensen Mgmt For For
2 Ratify Auditors Mgmt For For
NTT DoCoMo Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
18-Jun-10 Japan J59399105 Annual 31-Mar-10
Ticker: 9437
CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 2600 Mgmt For
For
2 Amend Articles to Amend Business Lines - Change Company Mgmt For For
Name
3.1 Elect Director Ryuuji Yamada Mgmt For Against
3.2 Elect Director Kiyoyuki Tsujimura Mgmt For For
3.3 Elect Director Masatoshi Suzuki Mgmt For For
3.4 Elect Director Hiroshi Matsui Mgmt For For
3.5 Elect Director Bunya Kumagai Mgmt For For
3.6 Elect Director Kazuto Tsubouchi Mgmt For For
3.7 Elect Director Kaoru Katou Mgmt For For
3.8 Elect Director Mitsunobu Komori Mgmt For For
3.9 Elect Director Akio Oshima Mgmt For For
3.10 Elect Director Fumio Iwasaki Mgmt For For
3.11 Elect Director Takashi Tanaka Mgmt For For
3.12 Elect Director Katsuhiro Nakamura Mgmt For For
3.13 Elect Director Hiroshi Tsujigami Mgmt For For
Sony Corp. Meeting Date Country Primary Security ID Meeting Type Record
Date
18-Jun-10 Japan J76379106 Annual 31-Mar-10
Ticker: 6758
CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Howard Stringer Mgmt For For
1.2 Elect Director Ryouji Chuubachi Mgmt For For
1.3 Elect Director Youtarou Kobayashi Mgmt For For
1.4 Elect Director Yoshiaki Yamauchi Mgmt For For
1.5 Elect Director Peter Bonfield Mgmt For For
1.6 Elect Director Fujio Chou Mgmt For For
1.7 Elect Director Ryuuji Yasuda Mgmt For For
1.8 Elect Director Yukako Uchinaga Mgmt For For
1.9 Elect Director Mitsuaki Yahagi Mgmt For For
1.10 Elect Director Tsun-Yang Hsieh Mgmt For For
1.11 Elect Director Roland A. Hernandez Mgmt For For
1.12 Elect Director Kanemitsu Anraku Mgmt For For
1.13 Elect Director Yorihiko Kojima Mgmt For For
1.14 Elect Director Osamu Nagayama Mgmt For For
2 Approve Stock Option Plan Mgmt For For
East Japan Railway Co Meeting Date Country Primary Security ID Meeting
Type Record Date
23-Jun-10 Japan J1257M109 Annual 31-Mar-10
Ticker: 9020
CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For
2 Amend Articles to Indemnify Directors and Statutory Auditors Mgmt For For
3.1 Elect Director Mutsutake Otsuka Mgmt For For
3.2 Elect Director Yoshio Ishida Mgmt For For
3.3 Elect Director Satoshi Seino Mgmt For For
3.4 Elect Director Tetsuro Tomita Mgmt For For
3.5 Elect Director Masaki Ogata Mgmt For For
3.6 Elect Director Yoshiaki Arai Mgmt For For
3.7 Elect Director Tsugio Sekiji Mgmt For For
3.8 Elect Director Yoichi Minami Mgmt For For
3.9 Elect Director Toru Owada Mgmt For For
3.10 Elect Director Yuji Fukasawa Mgmt For For
3.11 Elect Director Yasuo Hayashi Mgmt For For
3.12 Elect Director Shigeru Tanabe Mgmt For For
3.13 Elect Director Shinichiro Kamada Mgmt For For
3.14 Elect Director Yoshitaka Taura Mgmt For For
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3.15 Elect Director Naomichi Yagishita Mgmt For For
3.16 Elect Director Naoto Miyashita Mgmt For For
3.17 Elect Director Yuji Morimoto Mgmt For For
3.18 Elect Director Osamu Kawanobe Mgmt For For
3.19 Elect Director Toshiro Ichinose Mgmt For For
3.20 Elect Director Masayuki Satomi Mgmt For For
3.21 Elect Director Kimio Shimizu Mgmt For For
3.22 Elect Director Tsukasa Haraguchi Mgmt For For
3.23 Elect Director Tadami Tsuchiya Mgmt For For
3.24 Elect Director Yasuyoshi Umehara Mgmt For For
3.25 Elect Director Takeshi Sasaki Mgmt For For
3.26 Elect Director Tomokazu Hamaguchi Mgmt For For
4 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
5 Amend Articles to Require Disclosure of Individual Director SH Against For
Compensation Levels
6 Amend Articles to Require Reporting to Shareholders of Advisor SH Against
Against
Appointments and Pay
7.1 Remove Director Mutsutake Otsuka from Office SH Against Against
7.2 Remove Director Satoshi Seino from Office SH Against Against
7.3 Remove Director Masaki Ogata from Office SH Against Against
7.4 Remove Director Toru Owada from Office SH Against Against
7.5 Remove Director Yuji Fukasawa from Office SH Against Against
7.6 Remove Director Yasuo Hayashi from Office SH Against Against
7.7 Remove Director Yuji Morimoto from Office SH Against Against
8.1 Appoint Shareholder Nominee Hisayoshi Serizawa to the Board SH Against
Against
8.2 Appoint Shareholder Nominee Fusao Shimoyama to the Board SH Against
Against
8.3 Appoint Shareholder Nominee Makoto Sataka to the Board SH Against
Against
8.4 Appoint Shareholder Nominee Hisakatsu Nihei to the Board SH Against
Against
8.5 Appoint Shareholder Nominee Yoshinori Takahashi to the Board SH Against
Against
9 Cut Board Compensation by 20 Percent SH Against Against
10 Approve Alternate Income Allocation to Establish Reserve for SH Against
Against
Reemployment of Former JNR Employees
11 Approve Alternate Income Allocation to Establish Reserve for SH Against
Against
Retention of Local Rail Lines
12 Approve Alternate Income Allocation to Establish "Reserve for SH Against
Against
Safety Personnel" to Reduce Suicides
Mitsui & Co. Meeting Date Country Primary Security ID Meeting Type Record
Date
23-Jun-10 Japan J44690139 Annual 31-Mar-10
Ticker: 8031
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CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 11 Mgmt For For
2.1 Elect Director Shoei Utsuda Mgmt For For
2.2 Elect Director Masami Iijima Mgmt For For
2.3 Elect Director Ken Abe Mgmt For For
2.4 Elect Director Junichi Matsumoto Mgmt For For
2.5 Elect Director Seiichi Tanaka Mgmt For For
2.6 Elect Director Norinao Iio Mgmt For For
2.7 Elect Director Takao Omae Mgmt For For
2.8 Elect Director Masayoshi Komai Mgmt For For
2.9 Elect Director Daisuke Saiga Mgmt For For
2.10 Elect Director Nobuko Matsubara Mgmt For For
2.11 Elect Director Ikujiro Nonaka Mgmt For For
2.12 Elect Director Hiroshi Hirabayashi Mgmt For For
2.13 Elect Director Toshiro Muto Mgmt For For
3 Appoint Statutory Auditor Naoto Nakamura Mgmt For For
Nissan Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting
Type Record Date
23-Jun-10 Japan J57160129 Annual 31-Mar-10
Ticker: 7201
CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860
Vote
Proponent Mgmt Rec Instruction
1.1 Appoint Statutory Auditor Toshiyuki Nakamura Mgmt For For
1.2 Appoint Statutory Auditor Mikio Nakura Mgmt For Against
2 Approve Stock Option Plan Mgmt For For
3 Approve Stock Appreciation Rights Plan for Directors Mgmt For For
Honda Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Jun-10 Japan J22302111 Annual 31-Mar-10
Ticker: 7267
CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 12 Mgmt For For
2.1 Elect Director Takanobu Itou Mgmt For For
2.2 Elect Director Kouichi Kondou Mgmt For For
2.3 Elect Director Shigeru Takagi Mgmt For For
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2.4 Elect Director Akio Hamada Mgmt For For
2.5 Elect Director Tetsuo Iwamura Mgmt For For
2.6 Elect Director Tatsuhiro Ohyama Mgmt For For
2.7 Elect Director Fumihiko Ike Mgmt For For
2.8 Elect Director Masaya Yamashita Mgmt For For
2.9 Elect Director Kensaku Hougen Mgmt For For
2.10 Elect Director Nobuo Kuroyanagi Mgmt For For
2.11 Elect Director Takeo Fukui Mgmt For For
2.12 Elect Director Hiroshi Kobayashi Mgmt For For
2.13 Elect Director Shou Minekawa Mgmt For For
2.14 Elect Director Takuji Yamada Mgmt For For
2.15 Elect Director Youichi Houjou Mgmt For For
2.16 Elect Director Tsuneo Tanai Mgmt For For
2.17 Elect Director Hiroyuki Yamada Mgmt For For
2.18 Elect Director Tomohiko Kawanabe Mgmt For For
2.19 Elect Director Masahiro Yoshida Mgmt For For
2.20 Elect Director Seiji Kuraishi Mgmt For For
3 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
Mitsubishi Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Jun-10 Japan J43830116 Annual 31-Mar-10
Ticker: 8058
CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 21 Mgmt For For
2.1 Elect Director Yorihiko Kojima Mgmt For For
2.2 Elect Director Ken Kobayashi Mgmt For For
2.3 Elect Director Ryouichi Ueda Mgmt For For
2.4 Elect Director Masahide Yano Mgmt For For
2.5 Elect Director Hideyuki Nabeshima Mgmt For For
2.6 Elect Director Hideto Nakahara Mgmt For For
2.7 Elect Director Tsuneo Iyobe Mgmt For For
2.8 Elect Director Kiyoshi Fujimura Mgmt For For
2.9 Elect Director Yasuo Nagai Mgmt For For
2.10 Elect Director Mikio Sasaki Mgmt For For
2.11 Elect Director Tamotsu Nomakuchi Mgmt For Against
2.12 Elect Director Kunio Itou Mgmt For For
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2.13 Elect Director Kazuo Tsukuda Mgmt For Against
2.14 Elect Director Ryouzou Katou Mgmt For For
2.15 Elect Director Hidehiro konno Mgmt For For
3 Appoint Statutory Auditor Yukio Ueno Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
5 Set Amounts for Retirement Bonus Reserve Funds for Directors Mgmt For For
6 Approve Deep Discount Stock Option Plan and Adjustment to Mgmt For Against
Aggregate Compensation Ceiling for Directors
Smith Micro Software, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
24-Jun-10 USA 832154108 Annual 26-Apr-10
Ticker: SMSI
CUSIP: 832154108 ISIN: US8321541083 SEDOL: 2829861
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel Gulko Mgmt For For
2 Approve Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Other Business Mgmt For Abstain
Toyota Motor Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Jun-10 Japan J92676113 Annual 31-Mar-10
Ticker: 7203
CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 25 Mgmt For For
2.1 Elect Director Fujio Cho Mgmt For For
2.2 Elect Director Katsuaki Watanabe Mgmt For For
2.3 Elect Director Kazuo Okamoto Mgmt For For
2.4 Elect Director Akio Toyoda Mgmt For For
2.5 Elect Director Takeshi Uchiyamada Mgmt For For
2.6 Elect Director Yukitoshi Funo Mgmt For For
2.7 Elect Director Atsushi Niimi Mgmt For For
2.8 Elect Director Shinichi Sasaki Mgmt For For
2.9 Elect Director Yoichiro Ichimaru Mgmt For For
2.10 Elect Director Satoshi Ozawa Mgmt For For
2.11 Elect Director Akira Okabe Mgmt For For
2.12 Elect Director Shinzou Kobuki Mgmt For For
2.13 Elect Director Akira Sasaki Mgmt For For
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2.14 Elect Director Mamoru Furuhashi Mgmt For For
2.15 Elect Director Iwao Nihashi Mgmt For For
2.16 Elect Director Tadashi Yamashina Mgmt For For
2.17 Elect Director Takahiko Ijichi Mgmt For For
2.18 Elect Director Tetsuo Agata Mgmt For For
2.19 Elect Director Masamoto Maekawa Mgmt For For
2.20 Elect Director Yasumori Ihara Mgmt For For
2.21 Elect Director Takahiro Iwase Mgmt For For
2.22 Elect Director Yoshimasa Ishii Mgmt For For
2.23 Elect Director Takeshi Shirane Mgmt For For
2.24 Elect Director Yoshimi Inaba Mgmt For For
2.25 Elect Director Nampachi Hayashi Mgmt For For
2.26 Elect Director Nobuyori Kodaira Mgmt For For
2.27 Elect Director Mitsuhisa Kato Mgmt For For
3.1 Appoint Statutory Auditor Masaki Nakatsugawa Mgmt For For
3.2 Appoint Statutory Auditor Yoichi Morishita Mgmt For Against
3.3 Appoint Statutory Auditor Akishige Okada Mgmt For Against
4 Approve Stock Option Plan Mgmt For For
Vicor Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Jun-10 USA 925815102 Annual 30-Apr-10
Ticker: VICR
CUSIP: 925815102 ISIN: US9258151029 SEDOL: 2930774
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel J. Anderson Mgmt For Withhold
1.2 Elect Director Estia J. Eichten Mgmt For For
1.3 Elect Director Barry Kelleher Mgmt For Withhold
1.4 Elect Director David T. Riddiford Mgmt For For
1.5 Elect Director James A. Simms Mgmt For Withhold
1.6 Elect Director Claudio Tuozzolo Mgmt For Withhold
1.7 Elect Director Patrizio Vinciarelli Mgmt For Withhold
1.8 Elect Director Jason L. Carlson Mgmt For For
1.9 Elect Director Liam K. Griffin Mgmt For For
Yahoo! Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
24-Jun-10 USA 984332106 Annual 27-Apr-10
Ticker: YHOO
CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539
Vote
Proponent Mgmt Rec Instruction
Page 179 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Elect Director Carol Bartz Mgmt For For
2 Elect Director Roy J. Bostock Mgmt For For
3 Elect Director Pati S. Hart Mgmt For For
4 Elect Director Eric Hippeau Mgmt For For
5 Elect Director Susan M. James Mgmt For For
6 Elect Director Vyomesh Joshi Mgmt For For
7 Elect Director Arthur H. Kern Mgmt For For
8 Elect Director Brad D. Smith Mgmt For For
9 Elect Director Gary L. Wilson Mgmt For For
10 Elect Director Jerry Yang Mgmt For For
11 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Compensation SH
Against For
Kforce Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
25-Jun-10 USA 493732101 Annual 22-Apr-10
Ticker: KFRC
CUSIP: 493732101 ISIN: US4937321010 SEDOL: 2746982
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Elaine D. Rosen Mgmt For For
1.2 Elect Director Ralph E. Struzziero Mgmt For For
1.3 Elect Director Howard W. Sutter Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date
25-Jun-10 USA 696643105 Special 24-May-10
Ticker: PALM
CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Panasonic Corp Meeting Date Country Primary Security ID Meeting Type
Record Date
25-Jun-10 Japan J6354Y104 Annual 31-Mar-10
Ticker: 6752
CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707
Page 180 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kunio Nakamura Mgmt For For
1.2 Elect Director Masayuki Matsushita Mgmt For For
1.3 Elect Director Fumio Ohtsubo Mgmt For For
1.4 Elect Director Toshihiro Sakamoto Mgmt For For
1.5 Elect Director Takahiro Mori Mgmt For For
1.6 Elect Director Yasuo Katsura Mgmt For For
1.7 Elect Director Hitoshi Ohtsuki Mgmt For For
1.8 Elect Director Ken Morita Mgmt For For
1.9 Elect Director Ikusaburou Kashima Mgmt For For
1.10 Elect Director Junji Nomura Mgmt For For
1.11 Elect Director Kazunori Takami Mgmt For For
1.12 Elect Director Makoto Uenoyama Mgmt For For
1.13 Elect Director Masatoshi Harada Mgmt For For
1.14 Elect Director Ikuo Uno Mgmt For Against
1.15 Elect Director Masayuki Oku Mgmt For Against
1.16 Elect Director Masashi Makino Mgmt For For
1.17 Elect Director Masaharu Matsushita Mgmt For For
1.18 Elect Director Yoshihiko Yamada Mgmt For For
1.19 Elect Director Takashi Toyama Mgmt For For
2 Appoint Statutory Auditor Hiroyuki Takahashi Mgmt For For
Takeda Pharmaceutical Co. Ltd. Meeting Date Country Primary Security ID
Meeting Type Record Date
25-Jun-10 Japan J8129E108 Annual 31-Mar-10
Ticker: 4502
CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For
2.1 Elect Director Yasuchika Hasegawa Mgmt For For
2.2 Elect Director Makoto Yamaoka Mgmt For For
2.3 Elect Director Toyoji Yoshida Mgmt For For
2.4 Elect Director Yasuhiko Yamanaka Mgmt For For
2.5 Elect Director Shigenori Ohkawa Mgmt For For
3 Approve Annual Bonus Payment to Directors Mgmt For For
Tokyo Electric Power Co. Ltd. Meeting Date Country Primary Security ID
Meeting Type Record Date
25-Jun-10 Japan J86914108 Annual 31-Mar-10
Ticker: 9501
CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404
Page 181 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For
2.1 Elect Director Zengo Aizawa Mgmt For For
2.2 Elect Director Yasushi Aoyama Mgmt For For
2.3 Elect Director Takao Arai Mgmt For For
2.4 Elect Director Tsunehisa Katsumata Mgmt For For
2.5 Elect Director Shigeru Kimura Mgmt For For
2.6 Elect Director Akio Komori Mgmt For For
2.7 Elect Director Masataka Shimizu Mgmt For For
2.8 Elect Director Hiroaki Takatsu Mgmt For For
2.9 Elect Director Masaru Takei Mgmt For For
2.10 Elect Director Norio Tsuzumi Mgmt For For
2.11 Elect Director Yoshihiro Naitou Mgmt For For
2.12 Elect Director Toshio Nishizawa Mgmt For For
2.13 Elect Director Naomi Hirose Mgmt For For
2.14 Elect Director Takashi Fujimoto Mgmt For For
2.15 Elect Director Makio Fujiwara Mgmt For For
2.16 Elect Director Fumiaki Miyamoto Mgmt For For
2.17 Elect Director Sakae Mutou Mgmt For For
2.18 Elect Director Tomijirou Morita Mgmt For For
2.19 Elect Director Hiroshi Yamaguchi Mgmt For For
2.20 Elect Director Masao Yamazaki Mgmt For For
3.1 Appoint Statutory Auditor Kazuko Oya Mgmt For For
3.2 Appoint Statutory Auditor Takashi Karasaki Mgmt For For
4 Approve Alternate Income Allocation Proposal with Higher SH Against
Against
Dividend
5 Amend Articles to Create Committee to Study How to Dispose of SH Against
Against
Nuclear Waste Based on Survey of Consumers, Board "Must
Strive to Implement Recommendations"
6 Amend Articles to Require End of Cooperation in Fast Breeder SH Against
Against
Reactor Project
7 Amend Articles to Add Smart Grid (Time-Variable Pricing) SH Against
Against
Operations to Favor Use of Non-Nuclear Power
8 Amend Articles to Require Director Compensation Disclosure SH Against For
Fanuc Ltd. Meeting Date Country Primary Security ID Meeting Type Record
Date
29-Jun-10 Japan J13440102 Annual 31-Mar-10
Ticker: 6954
CUSIP: J13440102 ISIN: JP3802400006 SEDOL: 6356934
Vote
Proponent Mgmt Rec Instruction
Page 182 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Approve Allocation of Income, with a Final Dividend of JPY 43.14 Mgmt For
For
2.1 Elect Director Yoshiharu Inaba Mgmt For For
2.2 Elect Director Hiroyuki Uchida Mgmt For For
2.3 Elect Director Hideo Kojima Mgmt For For
2.4 Elect Director Yoshihiro Gonda Mgmt For For
2.5 Elect Director Kenji Yamaguchi Mgmt For For
2.6 Elect Director Mitsuo Kurakake Mgmt For For
2.7 Elect Director Hidehiro Miyajima Mgmt For For
2.8 Elect Director Hiroshi Noda Mgmt For For
2.9 Elect Director Hiroshi Araki Mgmt For For
2.10 Elect Director Shunsuke Matsubara Mgmt For For
2.11 Elect Director Richard E. Schneider Mgmt For For
2.12 Elect Director Hajimu Kishi Mgmt For For
2.13 Elect Director Takayuki Ito Mgmt For For
2.14 Elect Director Mineko Yamasaki Mgmt For For
Mitsubishi UFJ Financial Group Meeting Date Country Primary Security ID
Meeting Type Record Date
29-Jun-10 Japan J44497105 Annual 31-Mar-10
Ticker: 8306
CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2.1 Elect Director Takamune Okihara Mgmt For For
2.2 Elect Director Kinya Okauchi Mgmt For For
2.3 Elect Director Katsunori Nagayasu Mgmt For For
2.4 Elect Director Kyouta Ohmori Mgmt For For
2.5 Elect Director Hiroshi Saitou Mgmt For For
2.6 Elect Director Nobushige Kamei Mgmt For For
2.7 Elect Director Masao Hasegawa Mgmt For For
2.8 Elect Director Fumiyuki Akikusa Mgmt For For
2.9 Elect Director Kazuo Takeuchi Mgmt For For
2.10 Elect Director Nobuyuki Hirano Mgmt For For
2.11 Elect Director Shunsuke Teraoka Mgmt For For
2.12 Elect Director Kaoru Wachi Mgmt For For
2.13 Elect Director Takashi Oyamada Mgmt For For
2.14 Elect Director Ryuuji Araki Mgmt For For
2.15 Elect Director Kazuhiro Watanabe Mgmt For For
Page 183 of 185
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2.16 Elect Director Takuma Ohtoshi Nintendo Co. Ltd. Meeting Date Country
Mgmt Primary Security ID Meeting Type For Record Date For
Ticker: 7974 29-Jun-10 Japan J51699106 Annual 31-Mar-10
CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550
Proponent Mgmt Rec Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 660 Mgmt For
For
2.1 Elect Director Satoru Iwata Mgmt For For
2.2 Elect Director Yoshihiro Mori Mgmt For For
2.3 Elect Director Shinji Hatano Mgmt For For
2.4 Elect Director Genyou Takeda Mgmt For For
2.5 Elect Director Shigeru Miyamoto Mgmt For For
2.6 Elect Director Nobuo Nagai Mgmt For For
2.7 Elect Director Masaharu Matsumoto Mgmt For For
2.8 Elect Director Eiichi Suzuki Mgmt For For
2.9 Elect Director Kazuo Kawahara Mgmt For For
2.10 Elect Director Tatsumi Kimishima Mgmt For For
2.11 Elect Director Kaoru Takemura Mgmt For For
3 Appoint Statutory Auditor Katashi Ozaki Nordic American Tanker Shipping Ltd.
29-Jun-10 Meeting Date Ticker: N/A Bermuda Country Mgmt G65773106 Primary
Security ID Annual Meeting Type For Record Date 26-May-10 For
CUSIP: G65773106 ISIN: BMG657731060 SEDOL: B16FN84
Proponent Mgmt Rec Vote Instruction
1.1 Elect Herbjorn Hansson as Director Mgmt For Withhold
1.2 Elect Sir David Gibbons as Director Mgmt For For
1.3 Elect Andreas Ove Ugland as Director Mgmt For For
1.4 Elect Jim Kelly as Director as Director Mgmt For For
1.5 Elect Jan Erik Langangen as Director Mgmt For For
1.6 Elect Paul J. Hopkins as Director Mgmt For For
1.7 Elect Richard H. K. Vietor as Director Mgmt For For
Page 184 of 185
2 Ratify Deloitte AS as Auditors Mgmt For For
3 Approve Reduction in Share Capital by $136.4 Million Mgmt For For
4 Receive Financial Statements and Statutory Reports Mgmt
(Non-Voting)
Transact Other Business (Non-Voting) Mgmt
TDX Independence 2030 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Shin-Etsu Chemical Co. Ltd. Meeting Date Country Primary Security ID Meeting
Type Record Date
29-Jun-10 Japan J72810120 Ticker: 4063 Annual 31-Mar-10
CUSIP: J72810120 ISIN: JP3371200001 SEDOL: 6804585
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 50 For For
Mgmt2.1 Elect Director Chihiro Kanagawa For For
Mgmt2.2 Elect Director Shunzo Mori For For
Mgmt2.3 Elect Director Fumio Akiya For For
Mgmt2.4 Elect Director Kiichi Habata For For
Mgmt2.5 Elect Director Masashi Kaneko For For
Mgmt2.6 Elect Director Fumio Arai For For
Mgmt2.7 Elect Director Masahiko Todoroki For For
Mgmt2.8 Elect Director Toshiya Akimoto For For
Mgmt2.9 Elect Director Hiroshi Komiyama For For
Mgmt3 Appoint Statutory Auditor Yoshihito Kosaka For For
Mgmt4 Approve Stock Option Plan For For
Mgmt5 Approve Takeover Defense Plan (Poison Pill) SUMITOMO MITSUI FINANCIAL
GROUP INC. 29-Jun-10 Meeting Date Japan Country J7771X109 Primary Security ID
Ticker: 8316 Annual Meeting Type For Record Date 31-Mar-10 Against
CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 55 for
Ordinary Shares For For
Mgmt2 Amend Articles to Increase Authorized Capital - Remove Provisions on
Class 4 Preferred Shares to Reflect Cancellation For For
Mgmt3.1 Elect Director Teisuke Kitayama For For
Mgmt3.2 Elect Director Wataru Ohara For For
Mgmt3.3 Elect Director Hideo Shimada For For
Mgmt3.4 Elect Director Junsuke Fujii For For
Mgmt3.5 Elect Director Koichi Miyata For For
Mgmt3.6 Elect Director Yoshinori Yokoyama For For
Mgmt4 Approve Retirement Bonus Payment for Director For For
Mgmt5 Approve Special Payments in Connection with Abolition of Retirement Bonus
System and Approve Deep Discount Stock Option Plan For For
Page 185 of 185
TDX Independence 2040 Exchange-Traded Fund
Vote Summary Report
July 1, 2009 – August 2, 2009
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Account Name | | Cust Bank Acct Nbr | | | Client Account Nbr | | Name | | Ticker | | Security ID | | Country | | Meeting Date | | Record Date | | Meeting Type | | Ballot Shares | | Seq Number | | Ballot Item Number | | MorS | | Category | | ItemDesc | | ISS Rec Vote | | Mgt Rec Vote | | Policy Vote Rec | | Vote Cast |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 1858 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Rick L. Wessel | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 1858 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Richard T. Burke | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 1858 | | 3 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1993 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Alfred J. Amoroso | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1993 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Andrew K. Ludwick | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1993 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Alan L. Earhart | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1993 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Robert J. Majteles | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1993 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director James E. Meyer | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1993 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director James P. O’Shaughnessy | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1993 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Ruthann Quindlen | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1993 | | 8 | | 2 | | M | | Routine/Business | | Change Company Name | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 1993 | | 9 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 287 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Donald W. Burton | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 287 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Graeme W. Henderson | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 287 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Samuel B. Ligon | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 287 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Gary L. Martin | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 287 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director John H. Wilson | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 287 | | 6 | | 2 | | M | | Non-Salary Comp. | | Approve Omnibus Stock Plan | | For | | For | | Against | | Against |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 287 | | 7 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 71 | | 2 | | 1.1 | | M | | Directors Related | | Elect Director Malcolm Elvey | | For | | For | | Refer | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 71 | | 3 | | 1.2 | | M | | Directors Related | | Elect Director Sally Frame Kasaks | | For | | For | | Refer | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 71 | | 4 | | 1.3 | | M | | Directors Related | | Elect Director Norman Matthews | | For | | For | | Refer | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 71 | | 5 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | Refer | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 71 | | 6 | | 3 | | S | | SH-Corp Governance | | Repeal All Board Approved Bylaw Amendments Adopted After March 5, 2009 | | Against | | Against | | Refer | | Against |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 71 | | 8 | | 1.1 | | S | | SH-Dirs’ Related | | Elect Director Raphael Benaroya | | Do Not Vote | | For | | Refer | | None |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 71 | | 9 | | 1.2 | | S | | SH-Dirs’ Related | | Elect Director Jeremy J. Fingerman | | Do Not Vote | | For | | Refer | | None |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 71 | | 10 | | 1.3 | | S | | SH-Dirs’ Related | | Elect Director Ross B. Glickman | | Do Not Vote | | For | | Refer | | None |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 71 | | 11 | | 2 | | M | | Routine/Business | | Ratify Auditors | | Do Not Vote | | None | | Refer | | None |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Children’s Place Retail Stores, Inc. (The) | | PLCE | | 168905107 | | USA | | 07/31/09 | | 06/30/09 | | Proxy Contest | | 71 | | 12 | | 3 | | S | | SH-Corp Governance | | Repeal All Board Approved Bylaw Amendments Adopted After March 5, 2009 | | Do Not Vote | | For | | Refer | | None |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 10083 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director William J. Abbott | | Withhold | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 10083 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Dwight C. Arn | | Withhold | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 10083 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Robert C. Bloss | | Withhold | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 10083 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director William Cella | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 10083 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director Glenn Curtis | | Withhold | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | �� | Annual | | 10083 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Steve Doyal | | Withhold | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 10083 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Brian E. Gardner | | Withhold | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 10083 | | 8 | | 1.8 | | M | | Directors Related | | Elect Director Herbert A. Granath | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 10083 | | 9 | | 1.9 | | M | | Directors Related | | Elect Director Donald J. Hall, Jr. | | Withhold | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 10083 | | 10 | | 1.10 | | M | | Directors Related | | Elect Director Irvine O. Hockaday, Jr. | | Withhold | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 10083 | | 11 | | 1.11 | | M | | Directors Related | | Elect Director A. Drue Jennings | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 10083 | | 12 | | 1.12 | | M | | Directors Related | | Elect Director Peter A. Lund | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 10083 | | 13 | | 1.13 | | M | | Directors Related | | Elect Director Brad R. Moore | | Withhold | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 10083 | | 14 | | 1.14 | | M | | Directors Related | | Elect Director Deanne R. Stedem | | Withhold | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 206 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Marv Tseu | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 206 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Ken Kannappan | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 206 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Brian Dexheimer | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 206 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Gregg Hammann | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 206 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director John Hart | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 206 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Marshall Mohr | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 206 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Roger Wery | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 206 | | 8 | | 2 | | M | | Non-Salary Comp. | | Amend Omnibus Stock Plan | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 206 | | 9 | | 3 | | M | | Non-Salary Comp. | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Plantronics, Inc. | | PLT | | 727493108 | | USA | | 07/29/09 | | 06/01/09 | | Annual | | 206 | | 10 | | 4 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3989 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Andy D. Bryant | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3989 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Wayne A. Budd | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3989 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director John H. Hammergren | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3989 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Alton F. Irby, III | | For | | For | | For | | Against |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3989 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director M. Christine Jacobs | | For | | For | | For | | Against |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3989 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Marie L. Knowles | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3989 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director David M. Lawrence | | For | | For | | For | | Against |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3989 | | 8 | | 1.8 | | M | | Directors Related | | Elect Director Edward A. Mueller | | For | | For | | For | | Against |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3989 | | 9 | | 1.9 | | M | | Directors Related | | Elect Director Jane E. Shaw | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3989 | | 10 | | 2 | | M | | Non-Salary Comp. | | Amend Omnibus Stock Plan | | For | | For | | Against | | Against |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3989 | | 11 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3989 | | 12 | | 4 | | S | | SH-Compensation | | Stock Retention/Holding Period | | For | | Against | | Refer | | Against |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 3989 | | 13 | | 5 | | S | | SH-Compensation | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | For | | Against | | Refer | | Against |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 2502 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Ashok Bakhru | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 2502 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director John J. Hannan | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 2502 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director James C. Zelter | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 2502 | | 4 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 2502 | | 5 | | 3 | | M | | Capitalization | | Approve Sale of Common Shares Below Net Asset Value | | For | | For | | Refer | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 2502 | | 6 | | 4 | | M | | Capitalization | | Approve Issuance of Warrants/Convertible Debentures | | For | | For | | Refer | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 13573 | | 1 | | 1 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | | For | | For | | Refer | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 13573 | | 2 | | 2 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Director Amendment | | For | | For | | Refer | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 13573 | | 3 | | 3 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Retirement Amendment | | Against | | For | | Against | | Against |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 13573 | | 4 | | 4 | | M | | Capitalization | | Increase Authorized Preferred Stock | | Against | | For | | Against | | Against |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 233 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Thomas N. Amonett | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 233 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Charles F. Bolden, Jr. | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 233 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Stephen J. Cannon | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 233 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Jonathan H. Cartwright | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 233 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director William E. Chiles | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 233 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Michael A. Flick | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 233 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Thomas C. Knudson | | For | | For | | For | | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Account Name | | Cust Bank Acct Nbr | | | Client Account Nbr | | Name | | Ticker | | Security ID | | Country | | Meeting Date | | Record Date | | Meeting Type | | Ballot Shares | | Seq Number | | Ballot Item Number | | MorS | | Category | | ItemDesc | | ISS Rec Vote | | Mgt Rec Vote | | Policy Vote Rec | | Vote Cast |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 233 | | 8 | | 1.8 | | M | | Directors Related | | Elect Director Ken C. Tamblyn | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 233 | | 9 | | 1.9 | | M | | Directors Related | | Elect Director William P. Wyatt | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Bristow Group Inc | | BRS | | 110394103 | | USA | | 08/05/09 | | 06/09/09 | | Annual | | 233 | | 10 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | USA | | 07/31/09 | | 06/25/09 | | Special | | 1066 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Merger Agreement | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | USA | | 07/31/09 | | 06/25/09 | | Special | | 1066 | | 2 | | 2 | | M | | Antitakeover Related | | Adjourn Meeting | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | Merck & Co., Inc. | | MRK | | 589331107 | | USA | | 08/07/09 | | 06/22/09 | | Special | | 5897 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Acquisition | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 4213 | | 1 | | 1 | | M | | Directors Related | | Elect Director W.R. Johnson | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 4213 | | 2 | | 2 | | M | | Directors Related | | Elect Director C.E. Bunch | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 4213 | | 3 | | 3 | | M | | Directors Related | | Elect Director L.S. Coleman, Jr. | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 4213 | | 4 | | 4 | | M | | Directors Related | | Elect Director J.G. Drosdick | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 4213 | | 5 | | 5 | | M | | Directors Related | | Elect Director E.E. Holiday | | For | | For | | Refer | | Against |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 4213 | | 6 | | 6 | | M | | Directors Related | | Elect Director C. Kendle | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 4213 | | 7 | | 7 | | M | | Directors Related | | Elect Director D.R. O Hare | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 4213 | | 8 | | 8 | | M | | Directors Related | | Elect Director N. Peltz | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 4213 | | 9 | | 9 | | M | | Directors Related | | Elect Director D.H. Reilley | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 4213 | | 10 | | 10 | | M | | Directors Related | | Elect Director L.C. Swann | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 4213 | | 11 | | 11 | | M | | Directors Related | | Elect Director T.J. Usher | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 4213 | | 12 | | 12 | | M | | Directors Related | | Elect Director M.F. Weinstein | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 4213 | | 13 | | 13 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 4213 | | 14 | | 14 | | M | | Antitakeover Related | | Provide Right to Call Special Meeting | | For | | For | | Refer | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 1263 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director V. Gordon Clemons | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 1263 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Steven J. Hamerslag | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 1263 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Alan R. Hoops | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 1263 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director R. Judd Jessup | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 1263 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director Jean H. Macino | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 1263 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Jeffrey J. Michael | | Withhold | | For | | Refer | | Withhold |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 1263 | | 7 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 769 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Brian J. Farrell | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 769 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Lawrence Burstein | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 769 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Henry T. DeNero | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 769 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Brian P. Dougherty | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 769 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director Jeffrey W. Griffiths | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 769 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Gary E. Rieschel | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 769 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director James L. Whims | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 769 | | 8 | | 2 | | M | | Non-Salary Comp. | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 769 | | 9 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 000260970 | * | | 260970 | | THQ Inc. | | THQI | | 872443403 | | USA | | 08/06/09 | | 06/08/09 | | Annual | | 769 | | 10 | | 4 | | M | | Routine/Business | | Other Business | | Against | | For | | Against | | Against |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 1 | | 1 | | M | | Routine/Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 2 | | 2 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 3 | | 3 | | M | | Routine/Business | | Approve Final Dividend of 8.39 Pence Per Ordinary Share | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 4 | | 4 | | M | | Directors Related | | Re-elect Richard Brasher as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 5 | | 5 | | M | | Directors Related | | Re-elect Philip Clarke as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 6 | | 6 | | M | | Directors Related | | Re-elect Andrew Higginson as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 7 | | 7 | | M | | Directors Related | | Re-elect Charles Allen as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 8 | | 8 | | M | | Directors Related | | Re-elect Dr Harald Einsmann as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 9 | | 9 | | M | | Directors Related | | Elect Jacqueline Tammenoms Bakker as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 10 | | 10 | | M | | Directors Related | | Elect Patrick Cescau as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 11 | | 11 | | M | | Directors Related | | Elect Ken Hanna as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 12 | | 12 | | M | | Directors Related | | Elect Laurie Mcllwee as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 13 | | 13 | | M | | Routine/Business | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 14 | | 14 | | M | | Routine/Business | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 15 | | 15 | | M | | Capitalization | | Approve Increase in Authorised Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 16 | | 16 | | M | | Capitalization | | Subject to the Passing of Resolution Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 17 | | 17 | | M | | Capitalization | | Subject to the Passing of Resolution Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 18 | | 18 | | M | | Capitalization | | Authorise 790,063,358 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 19 | | 19 | | M | | Routine/Business | | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 20 | | 20 | | M | | Non-Salary Comp. | | Approve Tesco plc Group Bonus Plan | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 21 | | 21 | | M | | Non-Salary Comp. | | Amend Tesco plc 2004 Discretionary Share Option Plan | | Against | | For | | Against | | Against |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 22 | | 22 | | M | | Routine/Business | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 11179 | | 24 | | 23 | | S | | SH-Routine/Business | | Resolve that the Directors Allocate a NED to Tesco’s Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco’s UK Meat and Poultry Supply Chain | | Against | | Against | | Against | | Against |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 1 | | 1 | | M | | Routine/Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 2 | | 2 | | M | | Directors Related | | Re-elect Sir John Bond as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 3 | | 3 | | M | | Directors Related | | Re-elect John Buchanan as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 4 | | 4 | | M | | Directors Related | | Re-elect Vittorio Colao as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 5 | | 5 | | M | | Directors Related | | Elect Michel Combes as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 6 | | 6 | | M | | Directors Related | | Re-elect Andy Halford as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 7 | | 7 | | M | | Directors Related | | Re-elect Alan Jebson as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 8 | | 8 | | M | | Directors Related | | Elect Samuel Jonah as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 9 | | 9 | | M | | Directors Related | | Re-elect Nick Land as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 10 | | 10 | | M | | Directors Related | | Re-elect Anne Lauvergeon as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 11 | | 11 | | M | | Directors Related | | Re-elect Simon Murray as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 12 | | 12 | | M | | Directors Related | | Elect Stephen Pusey as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 13 | | 13 | | M | | Directors Related | | Re-elect Luc Vandevelde as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 14 | | 14 | | M | | Directors Related | | Re-elect Anthony Watson as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 15 | | 15 | | M | | Directors Related | | Re-elect Philip Yea as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 16 | | 16 | | M | | Routine/Business | | Approve Final Dividend of 5.20 Pence Per Ordinary Share | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 17 | | 17 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 18 | | 18 | | M | | Routine/Business | | Reappoint Deloitte LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 19 | | 19 | | M | | Routine/Business | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 20 | | 20 | | M | | Capitalization | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 21 | | 21 | | M | | Capitalization | | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 22 | | 22 | | M | | Capitalization | | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 23 | | 23 | | M | | Routine/Business | | Adopt New Articles of Association | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 77370 | | 24 | | 24 | | M | | Routine/Business | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 12338 | | 1 | | 1 | | M | | Routine/Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 12338 | | 2 | | 2 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | | 260970 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 12338 | | 3 | | 3 | | M | | Routine/Business | | Approve Final Dividend of 1.1 Pence Per Ordinary Share | | For | | For | | For | | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Account Name | | Cust Bank Acct Nbr | | Client Account Nbr | | Name | | Ticker | | Security ID | | Country | | Meeting Date | | Record Date | | Meeting Type | | Ballot Shares | | Seq Number | | Ballot Item Number | | MorS | | Category | | ItemDesc | | ISS Rec Vote | | Mgt Rec Vote | | Policy Vote Rec | | Vote Cast |
TDAX Independence 2040 ETF Composite | | 260970 | | 260970 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 12338 | | 4 | | 4 | | M | | Directors Related | | Re-elect Clayton Brendish as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | 260970 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 12338 | | 5 | | 5 | | M | | Directors Related | | Re-elect Phil Hodkinson as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | 260970 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 12338 | | 6 | | 6 | | M | | Directors Related | | Elect Tony Chanmugam as Director | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | 260970 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 12338 | | 7 | | 7 | | M | | Routine/Business | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | 260970 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 12338 | | 8 | | 8 | | M | | Routine/Business | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | 260970 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 12338 | | 9 | | 9 | | M | | Capitalization | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 127,000,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 127,000,000 | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | 260970 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 12338 | | 10 | | 10 | | M | | Capitalization | | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 20,000,000 | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | 260970 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 12338 | | 11 | | 11 | | M | | Capitalization | | Authorise 774,000,000 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | 260970 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 12338 | | 12 | | 12 | | M | | Routine/Business | | Amend Articles of Association by Deleting the Provisions of the Company’s Memorandum of Association which, Due to Section 28 Companies Act 2006, Would be Treated as Provisions of the Current Articles; Adopt New Articles of Association | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | 260970 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 12338 | | 13 | | 13 | | M | | Routine/Business | | Approve That the Company May Call a General Meeting (But not an AGM) on at least 14 Clear Days’ Notice | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | 260970 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 12338 | | 14 | | 14 | | M | | Routine/Business | | Authorise British Telecommunications plc to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 75,000 and to Political Organisations Other Than Political Parties up to GBP 25,000 | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | 260970 | | Assicurazioni Generali Spa | | | | T05040109 | | Italy | | 07/14/09 | | 07/09/09 | | Special | | 1704 | | 2 | | 1 | | M | | Reorg. and Mergers | | Approve Plan of Merger by Absorption of Alleanza Assicurazioni SpA and Toro Assicurazioni SpA and Approve Merger-Related Capital Increase | | For | | For | | For | | For |
TDAX Independence 2040 ETF Composite | | 260970 | | 260970 | | Barclays plc | | | | G08036124 | | United Kingdom | | 08/06/09 | | | | Special | | 11769 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Disposal by Barclays plc of the Barclays Global Investors Business and Ancillary Arrangements | | For | | For | | For | | For |
VOTE SUMMARY REPORT
August 3, 2009 - June 30, 2010
TDX Independence 2040 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Ipc Holdings Ltd Meeting Date Country Primary Security ID Meeting Type
Record Date
04-Sep-09 Bermuda G4933P101 Special 27-Jul-09
Ticker: IPCR
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
1 Approve Elimination of Supermajority Vote Requirement for Mgmt For For
Amalgamations
2 Approve Merger Agreement Mgmt For For
3 Adjourn Meeting Mgmt For For
Exar Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
16-Sep-09 USA 300645108 Annual 22-Jul-09
Ticker: EXAR
CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Izak Bencuya Mgmt For For
1.2 Elect Director Pierre Guilbault Mgmt For For
1.3 Elect Director Brian Hilton Mgmt For For
1.4 Elect Director Richard L. Leza Mgmt For For
1.5 Elect Director Gary Meyers Mgmt For For
1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For
1.7 Elect Director Pedro P. Rodriquez Mgmt For For
2 Ratify Auditors Mgmt For For
Casey's General Stores, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
18-Sep-09 USA 147528103 Annual 24-Jul-09
Ticker: CASY
CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Ronald M. Lamb Mgmt For For
1.2 Elect Director Robert J. Myers Mgmt For For
1.3 Elect Director Diane C. Bridgewater Mgmt For For
1.4 Elect Director Johnny Danos Mgmt For For
1.5 Elect Director H. Lynn Horak Mgmt For For
1.6 Elect Director Kenneth H. Haynie Mgmt For For
1.7 Elect Director William C. Kimball Mgmt For For
1.8 Elect Director Jeffrey M. Lamberti Mgmt For For
1.9 Elect Director Richard A. Wilkey Mgmt For For
Page 1 of 185
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Report was run from: 8/4/09 to 6/30/10
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
3com Corp. Meeting Date Country Primary Security ID Meeting Type Record
Date
23-Sep-09 USA 885535104 Annual 27-Jul-09
Ticker: COMS
CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kathleen A. Cote Mgmt For For
1.2 Elect Director David H.Y. Ho Mgmt For For
1.3 Elect Director Robert Y.L. Mao Mgmt For For
1.4 Elect Director J. Donald Sherman Mgmt For For
1.5 Elect Director Dominique Trempont Mgmt For For
2 Declassify the Board of Directors Mgmt For For
3 Ratify Auditors Mgmt For For
Pharmasset, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Sep-09 USA 71715N106 Special 07-Aug-09
Ticker: VRUS
CUSIP: 71715N106 ISIN: US71715N1063 SEDOL: B17W5V1
Vote
Proponent Mgmt Rec Instruction
1 Amend Omnibus Stock Plan Mgmt For Against
Ship Finance International Limited Meeting Date Country Primary Security ID
Meeting Type Record Date
25-Sep-09 Bermuda G81075106 Annual 17-Jul-09
Ticker: N/A
CUSIP: G81075106 ISIN: BMG810751062 SEDOL: B01G7F0
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For
2 Fix Number of Directors at 8 Mgmt For For
3 Authorize Board to Fill Vacancies Mgmt For For
4 Reelect Paul Leand Jr. as Director Mgmt For For
5 Reelect Kate Blankenship as Director Mgmt For For
6 Reelect Craig H. Stevenson Jr. as Director Mgmt For For
7 Reelect Hans Petter as Director Mgmt For For
8 Reelect Cecilie Fredriksen as Director Mgmt For For
9 Approve Moore Stephens, P.C. as Auditors and Authorize Board Mgmt For For
to Fix Their Remuneration
10 Approve Remuneration of Directors Mgmt For For
Page 2 of 185
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Report was run from: 8/4/09 to 6/30/10
11 Approve Reduction of Share Premium Account Mgmt For For
12 Transact Other Business (Voting) Mgmt For Abstain
Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date
30-Sep-09 USA 696643105 Annual 03-Aug-09
Ticker: PALM
CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert C. Hagerty Mgmt For For
1.2 Elect Director Jonathan J. Rubinstein Mgmt For For
1.3 Elect Director Paul S. Mountford Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Oracle Corp. Meeting Date Country Primary Security ID Meeting Type Record
Date
07-Oct-09 USA 68389X105 Annual 10-Aug-09
Ticker: ORCL
CUSIP: 68389X105 ISIN: US68389X1054 SEDOL: 2661568
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jeffrey S. Berg Mgmt For For
1.2 Elect Director H. Raymond Bingham Mgmt For For
1.3 Elect Director Michael J. Boskin Mgmt For For
1.4 Elect Director Safra A. Catz Mgmt For For
1.5 Elect Director Bruce R. Chizen Mgmt For For
1.6 Elect Director George H. Conrades Mgmt For For
1.7 Elect Director Lawrence J. Ellison Mgmt For For
1.8 Elect Director Hector Garcia-Molina Mgmt For For
1.9 Elect Director Jeffrey O. Henley Mgmt For For
1.10 Elect Director Donald L. Lucas Mgmt For For
1.11 Elect Director Charles E. Phillips, Jr. Mgmt For For
1.12 Elect Director Naomi O. Seligman Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
6 Stock Retention/Holding Period SH Against For
Page 3 of 185
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Report was run from: 8/4/09 to 6/30/10
MSC.Software Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
09-Oct-09 USA 553531104 Special 27-Aug-09
Ticker: MSCS
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Paychex, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
13-Oct-09 USA 704326107 Annual 14-Aug-09
Ticker: PAYX
CUSIP: 704326107 ISIN: US7043261079 SEDOL: 2674458
Vote
Proponent Mgmt Rec Instruction
1 Elect Director B. Thomas Golisano Mgmt For For
2 Elect Director David J.S. Flaschen Mgmt For For
3 Elect Director Grant M. Inman Mgmt For For
4 Elect Director Pamela A. Joseph Mgmt For For
5 Elect Director Jonathan J. Judge Mgmt For For
6 Elect Director Joseph M. Tucci Mgmt For For
7 Elect Director Joseph M. Velli Mgmt For For
8 Ratify Auditors Mgmt For For
The Procter & Gamble Company Meeting Date Country Primary Security ID
Meeting Type Record Date
13-Oct-09 USA 742718109 Annual 14-Aug-09
Ticker: PG
CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Kenneth I. Chenault Mgmt For For
2 Elect Director Scott D. Cook Mgmt For For
3 Elect Director Rajat K. Gupta Mgmt For For
4 Elect Director A.G. Lafley Mgmt For For
5 Elect Director Charles R. Lee Mgmt For For
6 Elect Director Lynn M. Martin Mgmt For For
7 Elect Director Robert A. McDonald Mgmt For For
8 Elect Director W. James McNerney, Jr. Mgmt For For
9 Elect Director Johnathan A. Rodgers Mgmt For For
10 Elect Director Ralph Snyderman Mgmt For For
11 Elect Director Mary Agnes Wilderotter Mgmt For For
Page 4 of 185
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Report was run from: 8/4/09 to 6/30/10
12 Elect Director Patricia A. Woertz Mgmt For For
13 Elect Director Ernesto Zedillo Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Code of Regulations Mgmt For For
16 Approve Omnibus Stock Plan Mgmt For Against
17 Provide for Cumulative Voting SH Against Against
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
Diageo plc Meeting Date Country Primary Security ID Meeting Type Record
Date
14-Oct-09 United Kingdom G42089113 Annual 12-Oct-09
Ticker: N/A
CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend of 22.2 Pence Per Ordinary Share Mgmt For For
4 Re-elect Laurence Danon as Director Mgmt For For
5 Re-elect Lord (Clive) Hollick of Notting Hill as Director Mgmt For For
6 Re-elect Paul Walsh as Director Mgmt For For
7 Elect Peggy Bruzelius as Director Mgmt For For
8 Elect Betsy Holden as Director Mgmt For For
9 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Under a Mgmt For For
General Authority up to GBP 241,092,000 and an Additional
Amount Pursuant to a Rights Issue of up to GBP 482,185,000
After Deducting Any Securities Issued Under the General
Authority
12 If Resolution 11 is Passed, Authorise Issue of Equity or Mgmt For For
Equity-Linked Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 39,842,000
13 Authorise 249,964,000 Ordinary Shares for Market Purchase Mgmt For For
14 Authorise the Company and its Subsidiaries to Make EU Political Mgmt For
For
Donations to Political Parties, to Make EU Political Donations to
Political Organisations Other Than Political Parties and to Incur
EU Political Expenditure up to GBP 200,000
15 Approve Diageo plc 2009 Discretionary Incentive Plan Mgmt For For
16 Approve Diageo plc 2009 Executive Long Term Incentive Plan Mgmt For For
17 Approve Diageo plc 2009 International Sharematch Plan Mgmt For For
Page 5 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
18 Authorise Board to Establish Future Share Plans for the Benefit Mgmt For
For
of Employees Overseas Based on the Diageo plc 2009
Discretionary Incentive Plan, the Diageo plc 2009 Executive Long
Term Incentive Plan and the Diageo plc 2009 International
Sharematch Plan
19 Approve Diageo plc 2009 Irish Sharesave Scheme Mgmt For For
20 Amend Diageo plc Executive Share Option Plan Mgmt For For
21 Amend Diageo plc 2008 Senior Executive Share Option Plan Mgmt For For
22 Amend Diageo plc Senior Executive Share Option Plan Mgmt For For
23 Approve That a General Meeting Other Than an Annual General Mgmt For For
Meeting May Be Called on Not Less Than 14 Clear Days' Notice
24 Adopt New Articles of Association Mgmt For For
The Marcus Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
14-Oct-09 USA 566330106 Annual 06-Aug-09
Ticker: MCS
CUSIP: 566330106 ISIN: US5663301068 SEDOL: 2564827
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen H. Marcus Mgmt For Withhold
1.2 Elect Director Diane Marcus Gershowitz Mgmt For Withhold
1.3 Elect Director Daniel F. McKeithan, Jr Mgmt For For
1.4 Elect Director Allan H. Selig Mgmt For Withhold
1.5 Elect Director Timothy E. Hoeksema Mgmt For For
1.6 Elect Director Bruce J. Olson Mgmt For Withhold
1.7 Elect Director Philip L. Milstein Mgmt For For
1.8 Elect Director Bronson J. Haase Mgmt For For
1.9 Elect Director James D. Ericson Mgmt For For
1.10 Elect Director Gregory S. Marcus Mgmt For Withhold
Matrix Service Co. Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Oct-09 USA 576853105 Annual 02-Sep-09
Ticker: MTRX
CUSIP: 576853105 ISIN: US5768531056 SEDOL: 2572068
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael J. Bradley Mgmt For For
1.2 Elect Director Michael J. Hall Mgmt For For
1.3 Elect Director I. Edgar (Ed) Hendrix Mgmt For For
1.4 Elect Director Paul K. Lackey Mgmt For For
1.5 Elect Director Tom E. Maxwell Mgmt For For
1.6 Elect Director David J. Tippeconnic Mgmt For For
Page 6 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
SRA International, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
28-Oct-09 USA 78464R105 Annual 31-Aug-09
Ticker: SRX
CUSIP: 78464R105 ISIN: US78464R1059 SEDOL: 2865241
Vote
Proponent Mgmt Rec Instruction
1 Declassify the Board of Directors Mgmt For For
2.1 Elect Director Stanton D. Sloane Mgmt For For
2.2 Elect Director E.P. Giambastiani, Jr. Mgmt For For
2.3 Elect Director William T. Keevan Mgmt For For
2.4 Elect Director John W. Barter Mgmt For For
2.5 Elect Director Larry R. Ellis Mgmt For For
2.6 Elect Director Miles R. Gilburne Mgmt For For
2.7 Elect Director Gail R. Wilensky Mgmt For For
2.8 Elect Director Michael R. Klein Mgmt For For
2.9 Elect Director David H. Langstaff Mgmt For For
2.10 Elect Director Ernst Volgenau Mgmt For For
3 Ratify Auditors Mgmt For For
BHP Billiton plc Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Oct-09 United Kingdom G10877101 Annual 27-Oct-09
Ticker: N/A
CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Carlos Cordeiro as Director Mgmt For For
3 Re-elect David Crawford as Director Mgmt For For
4 Re-elect Gail de Planque as Director Mgmt For For
5 Re-elect Marius Kloppers as Director Mgmt For For
6 Re-elect Don Argus as Director Mgmt For For
7 Elect Wayne Murdy as Director Mgmt For For
8 Reappoint KPMG Audit plc as Auditors and Authorise the Board Mgmt For For
to Determine Their Remuneration
9 Authorise Issue of Equity or Equity-Linked Securities with Mgmt For For
Pre-emptive Rights up to Aggregate Nominal Amount of USD
277,983,328
10 Authorise Issue of Equity or Equity-Linked Securities without Mgmt For
For
Pre-emptive Rights up to Aggregate Nominal Amount of USD
55,778,030
Page 7 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
11 Authorise 223,112,120 Ordinary Shares for Market Purchase Mgmt For For
12i Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For
For
Billiton Ltd on 30 April 2010
12ii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For
For
Billiton Ltd on 17 June 2010
12iii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For
For
Billiton Ltd on 15 September 2010
12iv Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For
For
Billiton Ltd on 11 November 2010
13 Approve Remuneration Report Mgmt For For
14 Approve the Grant of Deferred Shares and Options under the Mgmt For For
BHP Billiton Ltd Group Incentive Scheme and the Grant of
Performance Shares under the BHP Billiton Ltd Long Term
Incentive Plan to Marius Kloppers
Ebix, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
30-Oct-09 USA 278715206 Annual 09-Sep-09
Ticker: EBIX
CUSIP: 278715206 ISIN: US2787152063 SEDOL: 2008400
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Robin Raina Mgmt For For
2 Elect Director Hans U. Benz Mgmt For For
3 Elect Director Pavan Bhalla Mgmt For For
4 Elect Director Neil D. Eckert Mgmt For For
5 Elect Director Rolf Herter Mgmt For For
6 Elect Director Hans Ueli Keller Mgmt For For
Jack Henry & Associates, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
10-Nov-09 USA 426281101 Annual 21-Sep-09
Ticker: JKHY
CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jerry D. Hall Mgmt For For
1.2 Elect Director Michael E. Henry Mgmt For For
1.3 Elect Director James J. Ellis Mgmt For For
1.4 Elect Director Craig R. Curry Mgmt For For
1.5 Elect Director Wesley A. Brown Mgmt For For
1.6 Elect Director Matthew C. Flanigan Mgmt For For
1.7 Elect Director Marla K. Shepard Mgmt For For
1.8 Elect Director John F. Prim Mgmt For For
2 Ratify Auditors Mgmt For For
Page 8 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
Zymogenetics Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
10-Nov-09 USA 98985T109 Ticker: ZGEN Special 07-Oct-09
CUSIP: 98985T109 ISIN: US98985T1097 SEDOL: 2807168
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Stock Option Exchange Program Commonwealth Bank Of Australia
11-Nov-09 Meeting Date Australia Country Q26915100 Primary Security ID
Ticker: CBA Annual Meeting Type For Record Date 09-Nov-09 Against
CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035
Proponent Mgmt Rec Vote Instruction
Mgmt1 Receive the Financial Statements and Statutory Reports for the Financial
Year Ended June 30, 2009 None None
Mgmt2(a) Elect S Carolyn Kay as a Director For For
Mgmt2(b) Elect Fergus D Ryan as a Director For For
Mgmt2(c) Elect David J Turner as a Director For For
Mgmt3 Approve the Remuneration Report for the Financial Year Ended June 30, 2009
For For
Mgmt4 Approve the Grant of Reward Shares to a Maximum Value of A$4.49 Million to
R J Norris, CEO, Under the Group Leadership Reward Plan of Commonwealth Bank of
Australia Solera Holdings, Inc. Meeting Date Country Primary Security ID
Meeting Type For Record Date For
11-Nov-09 USA 83421A104 Ticker: SLH Annual 01-Oct-09
CUSIP: 83421A104 ISIN: US83421A1043 SEDOL: B1XDZ96
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director Tony Aquila For For
Mgmt1.2 Elect Director Arthur F. Kingsbury For For
Mgmt1.3 Elect Director Jerrell W. Shelton For For
Mgmt1.4 Elect Director Kenneth A. Viellieu For For
Mgmt1.5 Elect Director Stuart J. Yarbrough For For
Mgmt2 Ratify Auditors Cisco Systems, Inc. Meeting Date Country Primary Security
ID Meeting Type For Record Date For
12-Nov-09 USA 17275R102 Ticker: CSCO Annual 14-Sep-09
CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163
Proponent Mgmt Rec Vote Instruction
Page 9 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
1 Elect Director Carol A. Bartz Mgmt For For
2 Elect Director M. Michele Burns Mgmt For For
3 Elect Director Michael D. Capellas Mgmt For For
4 Elect Director Larry R. Carter Mgmt For For
5 Elect Director John T. Chambers Mgmt For For
6 Elect Director Brian L. Halla Mgmt For For
7 Elect Director John L. Hennessy Mgmt For For
8 Elect Director Richard M. Kovacevich Mgmt For For
9 Elect Director Roderick C. McGeary Mgmt For For
10 Elect Director Michael K. Powell Mgmt For For
11 Elect Director Arun Sarin Mgmt For For
12 Elect Director Steven M. West Mgmt For For
13 Elect Director Jerry Yang Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For Against
15 Amend Qualified Employee Stock Purchase Plan Mgmt For For
16 Ratify Auditors Mgmt For For
17 Amend Bylaws to Establish a Board Committee on Human Rights SH Against
Against
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
19 Report on Internet Fragmentation SH Against For
Ethan Allen Interiors Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
16-Nov-09 USA 297602104 Annual 21-Sep-09
Ticker: ETH
CUSIP: 297602104 ISIN: US2976021046 SEDOL: 2320825
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Frank G. Wisner Mgmt For For
2 Ratify Auditors Mgmt For For
Lancaster Colony Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
16-Nov-09 USA 513847103 Annual 18-Sep-09
Ticker: LANC
CUSIP: 513847103 ISIN: US5138471033 SEDOL: 2503206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director James B. Bachmann Mgmt For For
1.2 Elect Director Neeli Bendapudi Mgmt For For
1.3 Elect Director John L. Boylan Mgmt For For
2 Ratify Auditors Mgmt For For
Page 10 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
UniCredit SpA Meeting Date Country Primary Security ID Meeting Type Record
Date
16-Nov-09 Italy T95132105 Special 11-Nov-09
Ticker: N/A
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Vote
Proponent Mgmt Rec Instruction
Special Business Mgmt None None
1 Approve EUR 4 Billion Capital Increase with Preemptive Rights to Mgmt For
For
Holders of Ordinary Shares and Saving Shares
Corinthian Colleges, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
17-Nov-09 USA 218868107 Annual 21-Sep-09
Ticker: COCO
CUSIP: 218868107 ISIN: US2188681074 SEDOL: 2386021
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Paul R. St. Pierre Mgmt For For
1.2 Elect Director Linda Arey Skladany Mgmt For For
1.3 Elect Director Robert Lee Mgmt For For
2 Ratify Auditors Mgmt For For
VistaPrint NV Meeting Date Country Primary Security ID Meeting Type Record
Date
17-Nov-09 Netherlands N93540107 Annual 19-Oct-09
Ticker: VPRT
CUSIP: N/A ISIN: NL0009272269 SEDOL: B48HGT1
Vote
Proponent Mgmt Rec Instruction
This is a duplicate meeting for ballots received via the Mgmt None None
Broadridge North American Ballot distribution system.
1 A Vote For The Election Of Nominee John J. Gavin, Jr. Mgmt For For
2 A Vote For The Election Of Nominee George M. Overholser Mgmt For For
3 A Vote For The Election Of Nominee Mark T. Thomas Mgmt For For
4 Approve Our Performance Incentive Plan For Covered Employees Mgmt For For
5 Appoint Ernst & Young Llp As Our Independent Registered Mgmt For For
Publicaccounting Firm For The Fiscal Year Ending June 30, 2010
CACI International, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
18-Nov-09 USA 127190304 Annual 21-Sep-09
Ticker: CACI
CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Dan R. Bannister Mgmt For For
Page 11 of 185
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Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director Paul M. Cofoni Mgmt For For
1.3 Elect Director Gordon R. England Mgmt For For
1.4 Elect Director James S. Gilmore III Mgmt For For
1.5 Elect Director Gregory G. Johnson Mgmt For For
1.6 Elect Director Richard L. Leatherwood Mgmt For For
1.7 Elect Director J. Phillip London Mgmt For For
1.8 Elect Director James L. Pavitt Mgmt For For
1.9 Elect Director Warren R. Phillips Mgmt For For
1.10 Elect Director Charles P. Revoile Mgmt For For
1.11 Elect Director William S. Wallace Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Adjourn Meeting Mgmt For Against
5 Ratify Auditors Mgmt For For
Campbell Soup Co. Meeting Date Country Primary Security ID Meeting Type
Record Date
19-Nov-09 USA 134429109 Annual 21-Sep-09
Ticker: CPB
CUSIP: 134429109 ISIN: US1344291091 SEDOL: 2162845
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Edmund M. Carpenter Mgmt For For
1.2 Elect Director Paul R. Charron Mgmt For For
1.3 Elect Director Douglas R. Conant Mgmt For For
1.4 Elect Director Bennett Dorrance Mgmt For For
1.5 Elect Director Harvey Golub Mgmt For For
1.6 Elect Director Lawrence C. Karlson Mgmt For For
1.7 Elect Director Randall W. Larrimore Mgmt For For
1.8 Elect Director Mary Alice D. Malone Mgmt For For
1.9 Elect Director Sara Mathew Mgmt For For
1.10 Elect Director William D. Perez Mgmt For For
1.11 Elect Director Charles R. Perrin Mgmt For For
1.12 Elect Director A. Barry Rand Mgmt For For
1.13 Elect Director Nick Schreiber Mgmt For For
1.14 Elect Director Archbold D. Van Beuren Mgmt For For
1.15 Elect Director Les C. Vinney Mgmt For For
1.16 Elect Director Charlotte C. Weber Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
Page 12 of 185
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Report was run from: 8/4/09 to 6/30/10
Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type
Record Date
19-Nov-09 Germany D2035M169 Special 03-Nov-09
Ticker: N/A
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Vote
Proponent Mgmt Rec Instruction
1 Approve Spin-Off and Takeover Agreement Concluded on Mgmt For For
September 3, 2009 with T-Mobile Deutschland GmbH
DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date
19-Nov-09 USA 25490A101 Special 09-Oct-09
Ticker: DTV
CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Approve Voting and Right of First Refusal Mgmt For For
3 Adjourn Meeting Mgmt For For
Microsoft Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
19-Nov-09 USA 594918104 Annual 04-Sep-09
Ticker: MSFT
CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173
Vote
Proponent Mgmt Rec Instruction
1 Elect Director William H. Gates, III Mgmt For For
2 Elect Director Steven A. Ballmer Mgmt For For
3 Elect Director Dina Dublon Mgmt For For
4 Elect Director Raymond V. Gilmartin Mgmt For For
5 Elect Director Reed Hastings Mgmt For For
6 Elect Director Maria Klawe Mgmt For For
7 Elect Director David F. Marquardt Mgmt For For
8 Elect Director Charles H. Noski Mgmt For For
9 Elect Director Helmut Panke Mgmt For For
10 Ratify Auditors Mgmt For For
11 Permit Right to Call Special Meeting Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
13 Adopt Principles for Health Care Reform SH Against Against
14 Report on Charitable Contributions SH Against Against
Page 13 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
BHP Billiton Limited (Formerly BHP Ltd.) Ticker: BHP 26-Nov-09 Meeting Date
Australia Country Q1498M159 Primary Security ID Annual Meeting Type Record
Date 24-Nov-09
CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690
Proponent Mgmt Rec Vote Instruction
1 Accept Financial Statements and Statutory Reports for BHP Billiton Ltd and
BHP Billiton Plc for the Fiscal Year Ended June 30, 2009 Mgmt For For
2 Elect Carlos Cordeiro as a Director of BHP Billiton Ltd and BHP Billiton Plc
Mgmt For For
3 Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc
Mgmt For For
4 Elect Gail de Planque as a Director of BHP Billiton Ltd and BHP Billiton Plc
Mgmt For For
5 Elect Marius Kloppers as a Director of BHP Billiton Ltd and BHP Billiton Plc
Mgmt For For
6 Elect Don Argus as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt
For For
7 Elect Wayne Murdy as a Director of BHP Billiton Ltd and BHP Billiton Plc
Mgmt For For
8 Approve KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For
9 Approve Renewal of General Authority to Issue of Up to 555.97 Million Shares
in BHP Billiton Plc in Connection with Its Employee Share and Incentive Schemes
Mgmt For For
10 Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc Mgmt
For For
11 Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc
Mgmt For For
12i Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd
on April 30, 2010 Mgmt For For
12ii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton
Ltd on June 17, 2010 Mgmt For For
12iii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton
Ltd on Sept. 15, 2010 Mgmt For For
12iv Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton
Ltd on Nov. 11, 2010 Mgmt For For
13 Approve Remuneration Report for the Fiscal Year Ended June 30, 2009 Mgmt
For For
14 Approve Grant of Approximately 55,932 Deferred Shares, 223,739 Options, and
424,612 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group
Incentive Scheme and the Long Term Incentive Plan Mgmt For For
Bally Technologies, Inc Meeting Date Country Primary Security ID Meeting
Type Record Date
Ticker: BYI 02-Dec-09 USA 05874B107 Annual 13-Oct-09
CUSIP: 05874B107 ISIN: US05874B1070 SEDOL: 2380818
Proponent Mgmt Rec Vote Instruction
Page 14 of 185
TDX Independence 2040 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director David Robbins Mgmt For Withhold
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Volkswagen AG (VW) Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: N/A 03-Dec-09 Germany D9452L228 Special 12-Nov-09
CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102
Proponent Mgmt Rec Vote Instruction
1 Approve Creation of EUR 345.6 Million Pool of Capital with Preemptive Rights
via Issuance of Preferred Stock Mgmt For Against
2 Amend Articles Re: Grant the Federal State of Lower Saxony the Right to
Nominate Two Supervisory Board Members if it Holds at Least 15 Percent of Common
Stock Mgmt For Against
3 Amend Articles Re: Require Qualified Majority of 80 Percent of General
Meeting Mgmt For Against
4a Elect Hans Michel Piech to the Supervisory Board Mgmt For Against
4b Elect Ferdinand Oliver Porsche to the Supervisory Board Mgmt For Against
Mgmt5 Amend Articles Re: Amend Articles Re: Convocation of, Participation in,
and Voting Rights Representation at General Meeting due to New German
Legislation (Law on Transposition of EU Shareholder's Rights Directive) Vail
Resorts, Inc. Meeting Date Country Primary Security ID Meeting Type For Record
Date For
Ticker: MTN 04-Dec-09 USA 91879Q109 Annual 07-Oct-09
CUSIP: 91879Q109 ISIN: US91879Q1094 SEDOL: 2954194
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Roland A. Hernandez Mgmt For For
1.2 Elect Director Thomas D. Hyde Mgmt For For
1.3 Elect Director Jeffrey W. Jones Mgmt For For
1.4 Elect Director Robert A. Katz Mgmt For For
1.5 Elect Director Richard D. Kincaid Mgmt For For
1.6 Elect Director John T. Redmond Mgmt For For
1.7 Elect Director John F. Sorte Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
4 Other Business ModusLink Global Solutions, Inc. Ticker: MLNK 09-Dec-09
Meeting Date USA Country Mgmt 60786L107 Primary Security ID Annual Meeting
Type For Record Date 12-Oct-09 Abstain
CUSIP: 60786L107 ISIN: US60786L1070 SEDOL: 2203551
Page 15 of 185
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Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Francis J. Jules Mgmt For For
1.2 Elect Director Joseph C. Lawler Mgmt For For
1.3 Elect Director Michael J. Mardy Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
The Dress Barn, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
09-Dec-09 USA 261570105 Annual 09-Oct-09
Ticker: DBRN
CUSIP: 261570105 ISIN: US2615701057 SEDOL: 2280565
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John Usdan Mgmt For For
1.2 Elect Director Randy L. Pearce Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Arena Resources, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
11-Dec-09 USA 040049108 Annual 23-Oct-09
Ticker: ARD
CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lloyd T. Rochford Mgmt For For
1.2 Elect Director Stanley M. McCabe Mgmt For For
1.3 Elect Director Clayton E. Woodrum Mgmt For For
1.4 Elect Director Anthony B. Petrelli Mgmt For For
1.5 Elect Director Carl H. Fiddner Mgmt For For
2 Approve Restricted Stock Plan Mgmt For Against
3 Amend Stock Option Plan Mgmt For Against
Starent Networks, Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-Dec-09 USA 85528P108 Special 06-Nov-09
Ticker: STAR
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Page 16 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
AutoZone, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
Ticker: AZO 16-Dec-09 USA 053332102 Annual 19-Oct-09
CUSIP: 053332102 ISIN: US0533321024 SEDOL: 2065955
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director William C. Crowley Mgmt For For
1.2 Elect Director Sue E. Gove Mgmt For For
1.3 Elect Director Earl G. Graves, Jr. Mgmt For For
1.4 Elect Director Robert R. Grusky Mgmt For For
1.5 Elect Director J. R. Hyde, III Mgmt For For
1.6 Elect Director W. Andrew McKenna Mgmt For For
1.7 Elect Director George R. Mrkonic, Jr. Mgmt For For
1.8 Elect Director Luis P. Nieto Mgmt For For
1.9 Elect Director William C. Rhodes, III Mgmt For For
1.10 Elect Director Theodore W. Ullyot Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Westpac Banking Corporation Ticker: WBC 16-Dec-09 Meeting
Date Australia Country Mgmt Q97417101 Primary Security ID Annual Meeting Type
For Record Date 14-Dec-09 For
CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146
Proponent Mgmt Rec Vote Instruction
1 Receive the Financial Statements and Statutory Reports for the Financial Year
Ended Sept. 30, 2009 Mgmt None None
2 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009
Mgmt For For
3(a) Elect Edward (Ted) Alfred Evans as a Director Mgmt For For
3(b) Elect Gordon McKellar Cairns as a Director Mgmt For For
3(c) Elect Peter David Wilson as a Director Mgmt For For
Mgmt4 Approve the Grant of Shares and Performance Share Rights and/or
Performance Options to Gail Patricia Kelly, Managing Director and CEO, Under the
Company's CEO Restricted Share Plan and CEO Performance Plan National Australia
Bank Limited 17-Dec-09 Meeting Date Australia Country Q6534X101 Primary Security
ID Ticker: NAB Annual Meeting Type For Record Date 15-Dec-09 For
CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608
Proponent Mgmt Rec Vote Instruction
Page 17 of 185
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1 Receive the Financial Statements and Statutory Reports for the Financial Year
Ended Sept. 30, 2009 Mgmt None None
2(a) Approve the Selective Buy-Back of 600 Unpaid Preference Shares Which Forms
Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 Mgmt
For For
2(b) Approve the Selective Reduction of Capital on 600 Unpaid Preference Shares
Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept.
24, 2008 Mgmt For For
2(c) Approve the Selective Buy-Back of 1,000 Unpaid Preference Shares Which
Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30,
2009 Mgmt For For
2(d) Approve the Selective Reduction of Capital on 1,000 Unpaid Preference
Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on
Sept. 30, 2009 Mgmt For For
3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009
Mgmt For For
4 Approve the Grant of Shares Worth a Total of A$3.31 Million to Cameron Clyne,
Group Chief Executive Officer, under the Company's Short Term Incentive and Long
Term Incentive Plans Mgmt For For
5(a) Approve the Grant of Shares Worth a Total of A$1.60 Million to Mark
Joiner, Executive Director, under the Company's Short Term Incentive and Long
Term Incentive Plans Mgmt For For
5(b) Approve the Grant of Shares Worth a Total of A$1.69 Million to Michael
Ullmer, Executive Director, under the Company's Short Term Incentive and Long
Term Incentive Plans Mgmt For For
6(a) Elect Michael Chaney as a Director Mgmt For For
6(b) Elect Paul Rizzo as a Director Mgmt For For
6(c) Elect Michael Ullmer as a Director Mgmt For For
6(d) Elect Mark Joiner as a Director Mgmt For For
6(e) Elect John Waller as a Director Mgmt For For
Shareholder Proposal Mgmt None None
6(f) Elect Stephen Mayne as a Director SH Against Against
Australia and New Zealand Banking Group Ltd. (formerly Austr Ticker: ANZ
18-Dec-09 Meeting Date Australia Country Q0954P102 Primary Security ID Annual
Meeting Type Record Date 16-Dec-09
CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586
Proponent Mgmt Rec Vote Instruction
Management Proposals Mgmt None None
1 Receive the Financial Statements and Statutory Reports for the Financial Year
Ended Sept. 30, 2009 Mgmt None None
2 Ratify the Past Issuance of 173.61 Million Shares at an Issue Price of
A$14.40 Each to Institutions and Sophisticated and Professional Investors Made
on June 3, 2009 Mgmt For For
3 Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009
Mgmt For For
4(a) Elect J.P. Morschel as a Director Mgmt For For
Shareholder Proposal Mgmt None None
Page 18 of 185
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Report was run from: 8/4/09 to 6/30/10
SH4(b) Elect R.J. Reeves as a Director Against Against
MgmtManagement Proposal None None
Mgmt4(c) Elect Lee Hsien Yang as a Director Watson Wyatt Worldwide Inc 18-Dec-09
Meeting Date USA Country 942712100 Primary Security ID Ticker: WW Special
Meeting Type For Record Date 03-Nov-09 For
CUSIP: 942712100 ISIN: US9427121002 SEDOL: 2648259
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Merger Agreement For For
Mgmt2 Approve Omnibus Stock Plan For Against
Mgmt3 Adjourn Meeting Ebix, Inc. Meeting Date Country Primary Security ID
Meeting Type For Record Date For
21-Dec-09 USA 278715206 Ticker: EBIX Special 26-Oct-09
CUSIP: 278715206 ISIN: US2787152063 SEDOL: 2008400
Proponent Mgmt Rec Vote Instruction
Mgmt1 Increase Authorized Common Stock National Bank of Greece SA Meeting Date
Country Primary Security ID Meeting Type For Record Date For
14-Jan-10 Greece X56533114 Ticker: N/A Special 21-Dec-09
CUSIP: X56533114 ISIN: GRS003013000 SEDOL: 4625959
Proponent Mgmt Rec Vote Instruction
MgmtMeeting for ADR Holders
MgmtSpecial Meeting Agenda
Mgmt1 Approve Spin-Off Agreement For For
Mgmt2 Approve Accounting Treatment of Spin-Off For For
Mgmt3 Authorize Filing of Required Documents/Other Formalities For For
Mgmt4 Ratify Co-Option of Directors For For
Mgmt5 Elect Directors For Against
Mgmt6 Elect Members of Audit Committee For For
Mgmt7 Approve Related Party Transactions For Against
Mgmt8 Amend Company Articles For For
Mgmt9 Authorize Convertible Debt Issuance Vestas Wind System AS Meeting Date
Country Primary Security ID Meeting Type For Record Date For
14-Jan-10 Denmark K9773J128 Ticker: N/A Special 29-Dec-09
Page 19 of 185
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Report was run from: 8/4/09 to 6/30/10
CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651
Vote
Proponent Mgmt Rec Instruction
1 Amend Articles Re: Amend Deadline for Shareholders' Right to Mgmt For For
Include Matters on Agenda of Annual General Meeting to Six
Weeks
2 Authorize Board or Chairman of Meeting to Make Editorial Mgmt For For
Changes to Adopted Resolutions in Connection with Registration
Visa Inc. Meeting Date Country Primary Security ID Meeting Type Record Date
20-Jan-10 USA 92826C839 Annual 27-Nov-09
Ticker: V
CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert W. Matschullat Mgmt For For
1.2 Elect Director Cathy E. Minehan Mgmt For For
1.3 Elect Director David J. Pang Mgmt For For
1.4 Elect Director William S. Shanahan Mgmt For For
1.5 Elect Director John A. Swainson Mgmt For For
2 Ratify Auditors Mgmt For For
3com Corp. Meeting Date Country Primary Security ID Meeting Type Record
Date
26-Jan-10 USA 885535104 Special 09-Dec-09
Ticker: COMS
CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Siemens AG Meeting Date Country Primary Security ID Meeting Type Record
Date
26-Jan-10 Germany D69671218 Annual 06-Jan-10
Ticker: N/A
CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973
Vote
Proponent Mgmt Rec Instruction
Management Proposals Mgmt
1 Receive Supervisory Board Report, Corporate Governance Mgmt None
Report, Remuneration Report, and Compliance Report for Fiscal
2008/2009 (Non-Voting)
2 Receive Financial Statements and Statutory Reports for Fiscal Mgmt None
2008/2009 (Non-Voting)
3 Approve Allocation of Income and Dividends of EUR 1.60 per Mgmt For For
Share
Page 20 of 185
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Report was run from: 8/4/09 to 6/30/10
4a Approve Discharge of Management Board Member Peter Loescher for Fiscal
2008/2009 Mgmt For For
4b Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal
2008/2009 Mgmt For For
4c Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal
2008/2009 Mgmt For For
4d Approve Discharge of Management Board Member Joe Kaeser for Fiscal
2008/2009 Mgmt For For
4e Approve Discharge of Management Board Member Barbara Kux for Fiscal
2008/2009 Mgmt For For
4f Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal
2008/2009 Mgmt For For
4g Approve Discharge of Management Board Member Hermann Requardt for Fiscal
2008/2009 Mgmt For For
4h Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal
2008/2009 Mgmt For For
4i Approve Discharge of Management Board Member Peter Solmssen for Fiscal
2008/2009 Mgmt For For
5a Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal
2008/2009 Mgmt For For
5b Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal
2008/2009 Mgmt For For
5c Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal
2008/2009 Mgmt For For
5d Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal
2008/2009 Mgmt For For
5e Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal
2008/2009 Mgmt For For
5f Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal
2008/2009 Mgmt For For
5g Approve Discharge of Supervisory Board Member Gerd von Brandenstein for
Fiscal 2008/2009 Mgmt For For
5h Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal
2008/2009 Mgmt For For
5i Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal
2008/2009 Mgmt For For
5j Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal
2008/2009 Mgmt For For
5k Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal
2008/2009 Mgmt For For
5l Approve Discharge of Supervisory Board Member Hans-Juergen Hartung for
Fiscal 2008/2009 Mgmt For For
5m Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal
2008/2009 Mgmt For For
5n Approve Discharge of Supervisory Board Member Harald Kern for Fiscal
2008/2009 Mgmt For For
5o Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller
for Fiscal 2008/2009 Mgmt For For
5p Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal
2008/2009 Mgmt For For
5q Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal
2008/2009 Mgmt For For
Page 21 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
5r Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal
2008/2009 Mgmt For For
5s Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal
2008/2009 Mgmt For For
5t Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal
2008/2009 Mgmt For For
5u Approve Discharge of Supervisory Board Member Lord Iain Vallance of Tummel
for Fiscal 2008/2009 Mgmt For For
5v Approve Discharge of Supervisory Board Member Sibylle Wankel for Fiscal
2008/2009 Mgmt For For
6 Approve Remuneration System for Management Board Members Mgmt For For
7a Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 Mgmt For For
7b Ratify Ernst & Young GmbH as Auditors for the Inspection of the Abbreviated
Financial Statements for the First Half of Fiscal 2009/2010 Mgmt For For
8 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
9 Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share
Capital when Repurchasing Shares Mgmt For For
10 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion;
Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
11 Amend Articles Re: Convocation of, Participation in, Video and Audio
Transmission of, and Exercise of Voting Rights at General Meeting; Other
Statutory Changes due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive) Mgmt For For
12a Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann
Concluded on Dec. 2, 2009 Mgmt For For
12b Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer
Concluded on Dec. 2, 2009 Mgmt For For
12c Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld
Concluded on Dec. 2, 2009 Mgmt For For
12d Approve Settlement Agreement Between Siemens AG and Edward Krubasik
Concluded on Dec. 2, 2009 Mgmt For For
12e Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht
Concluded on Dec. 2, 2009 Mgmt For For
12f Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer
Concluded on Dec. 2, 2009 Mgmt For For
12g Approve Settlement Agreement Between Siemens AG and Juergen Radomski
Concluded on Dec. 2, 2009 Mgmt For For
12h Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded
on Dec. 2, 2009 Mgmt For For
12i Approve Settlement Agreement Between Siemens AG and Klaus Wucherer
Concluded on Dec. 2, 2009 Mgmt For For
13 Approve Settlement Between Siemens AG and Group of D&O Liability and
Indemnification Insurers Concluded on Dec. 2, 2009 Mgmt For For
Shareholder Proposals Submitted by Verein von Belegschaftsaktionaeren in der
Siemens AG e.V. Mgmt
14 Approve Amendments to Remuneration of Supervisory Board SH Against
Against
Page 22 of 185
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Report was run from: 8/4/09 to 6/30/10
15 Amend Corporate Purpose SH Against Against
New Jersey Resources Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
27-Jan-10 USA 646025106 Annual 01-Dec-09
Ticker: NJR
CUSIP: 646025106 ISIN: US6460251068 SEDOL: 2630513
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lawrence R. Codey Mgmt For For
1.2 Elect Director Laurence M. Downes Mgmt For For
1.3 Elect Director Robert B. Evans Mgmt For For
1.4 Elect Director Alfred C. Koeppe Mgmt For For
2 Ratify Auditors Mgmt For For
Rock-Tenn Company Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Jan-10 USA 772739207 Annual 27-Nov-09
Ticker: RKT
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen G. Anderson Mgmt For For
1.2 Elect Director Robert B. Currey Mgmt For For
1.3 Elect Director Lawrence L. Gellerstedt, III Mgmt For For
1.4 Elect Director John W. Spiegel Mgmt For For
1.5 Elect Director J. Powell Brown Mgmt For For
2 Ratify Auditors Mgmt For For
Emerson Electric Co. Meeting Date Country Primary Security ID Meeting Type
Record Date
02-Feb-10 USA 291011104 Annual 24-Nov-09
Ticker: EMR
CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director C. A. H. Boersig Mgmt For For
1.2 Elect Director C. Fernandez G. Mgmt For For
1.3 Elect Director W. J. Galvin Mgmt For For
1.4 Elect Director R. L. Stephenson Mgmt For For
1.5 Elect Director V. R. Loucks, Jr. Mgmt For For
1.6 Elect Director R. L. Ridgway Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Page 23 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
Fair Isaac Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
02-Feb-10 USA 303250302 Annual 08-Dec-09
Ticker: FICO
CUSIP: 303250104 ISIN: US3032501047 SEDOL: 2330299
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director A. George Battle Mgmt For For
1.2 Elect Director Nicholas F. Graziano Mgmt For For
1.3 Elect Director Mark N. Greene Mgmt For For
1.4 Elect Director Alex W. Hart Mgmt For For
1.5 Elect Director James D. Kirsner Mgmt For For
1.6 Elect Director William J. Lansing Mgmt For For
1.7 Elect Director Rahul N. Merchant Mgmt For For
1.8 Elect Director Margaret L. Taylor Mgmt For For
1.9 Elect Director Duane E. White Mgmt For For
2 Eliminate Cumulative Voting Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Ratify Auditors Mgmt For For
Imperial Tobacco Group plc Meeting Date Country Primary Security ID Meeting
Type Record Date
02-Feb-10 United Kingdom G4721W102 Annual 29-Jan-10
Ticker: N/A
CUSIP: G4721W102 ISIN: GB0004544929 SEDOL: 0454492
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend of 52 Pence Per Ordinary Share Mgmt For For
4 Re-elect Dr Ken Burnett as Director Mgmt For For
5 Re-elect Jean-Dominique Comolli as Director Mgmt For For
6 Re-elect Robert Dyrbus as Director Mgmt For For
7 Re-elect Charles Knott as Director Mgmt For For
8 Re-elect Iain Napier as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditors of the Mgmt For For
Company
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Company and its Subsidiaries to Make EU Political Mgmt For For
Donations to Political Parties, Political Organisations Other Than
Political Parties, or Independent Election Candidates up to GBP
100,000 and Incur EU Political Expenditure up to GBP 100,000
Page 24 of 185
TDX Independence 2040 Exchange-Traded Fund
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12 Authorise Issue of Equity with Pre-emptive Rights Under a General Authority
up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up
to GBP 71,000,000 After Deducting Any Securities Issued Under the General
Authority Mgmt For For
13 Subject to the Passing of Resolution 12, Authorise Issue of Equity or
Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal
Amount of GBP 5,330,000 Mgmt For For
14 Authorise 106,794,000 Ordinary Shares for Market Purchase Mgmt For For
15 Approve That a General Meeting of the Company Other Than an Annual General
Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice
Mgmt For For
16 Adopt New Articles of Association Accenture plc Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: N/A 04-Feb-10 Ireland G1151C101 Annual 14-Dec-09
CUSIP: G1151C101 ISIN: IE00B4BNMY34 SEDOL: B412KX5
Proponent Mgmt Rec Vote Instruction
1.1 Reelect William L. Kimsey as a Director Mgmt For For
1.2 Reelect Robert I. Lipp as a Director Mgmt For For
1.3 Reelect Wulf von Schimmelmann as a Director Mgmt For For
2 Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration Mgmt
For For
3 Approve 2010 Share Incentive Plan Mgmt For Against
4 Approve 2010 Employee Share Purchase Plan Mgmt For For
5 Change Location of Annual Meeting Mgmt For For
6 Authorize Open-Market Purchases of Class A Ordinary Shares Mgmt For For
Mgmt7 Authorize Board to Determine Price Range for the Issuance of Acquired
Treasury Stock Griffon Corporation Meeting Date Country Primary Security ID
Meeting Type For Record Date For
Ticker: GFF 04-Feb-10 USA 398433102 Annual 15-Dec-09
CUSIP: 398433102 ISIN: US3984331021 SEDOL: 2463344
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Henry A. Alpert Mgmt For For
1.2 Elect Director Blaine V. Fogg Mgmt For For
1.3 Elect Director William H. Waldorf Mgmt For For
1.4 Elect Director Joseph J. Whalen Mgmt For For
2 Ratify Auditors Jack In the Box Inc. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: JACK 10-Feb-10 USA 466367109 Annual 16-Dec-09
Page 25 of 185
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Report was run from: 8/4/09 to 6/30/10
CUSIP: 466367109 ISIN: US4663671091 SEDOL: 2344922
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael E. Alpert Mgmt For For
1.2 Elect Director David L. Goebel Mgmt For For
1.3 Elect Director Murray H. Hutchison Mgmt For For
1.4 Elect Director Linda A. Lang Mgmt For For
1.5 Elect Director Michael W. Murphy Mgmt For For
1.6 Elect Director David M. Tehle Mgmt For For
1.7 Elect Director Winifred M. Webb Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
4 Require Suppliers to Adopt CAK SH Against Against
Burlington Northern Santa Fe Corp. Meeting Date Country Primary Security ID
Meeting Type Record Date
11-Feb-10 USA 12189T104 Special 18-Dec-09
Ticker: BNI
CUSIP: 12189T104 ISIN: US12189T1043 SEDOL: 2154927
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Microsemi Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
17-Feb-10 USA 595137100 Annual 23-Dec-09
Ticker: MSCC
CUSIP: 595137100 ISIN: US5951371005 SEDOL: 2588140
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director James J. Peterson Mgmt For For
1.2 Elect Director Dennis R. Leibel Mgmt For For
1.3 Elect Director Thomas R. Anderson Mgmt For For
1.4 Elect Director William E. Bendush Mgmt For For
1.5 Elect Director William L. Healey Mgmt For For
1.6 Elect Director Paul F. Folino Mgmt For For
1.7 Elect Director Matthew E. Massengill Mgmt For For
2 Ratify Auditors Mgmt For For
Ruddick Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
18-Feb-10 USA 781258108 Annual 11-Dec-09
Ticker: RDK
Page 26 of 185
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Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John R. Belk Mgmt For For
1.2 Elect Director John P. Derham Cato Mgmt For For
1.3 Elect Director Thomas W. Dickson Mgmt For For
1.4 Elect Director James E.S. Hynes Mgmt For For
1.5 Elect Director Anna Spangler Nelson Mgmt For For
1.6 Elect Director Bailey W. Patrick Mgmt For For
1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For
1.8 Elect Director Harold C. Stowe Mgmt For For
1.9 Elect Director Isaiah Tidwell Mgmt For For
1.10 Elect Director William C. Warden, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
Bank of America Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Feb-10 USA 060505104 Special 07-Jan-10
Ticker: BAC
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
1 Increase Authorized Common Stock Mgmt For For
2 Adjourn Meeting Mgmt For For
Apple Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
25-Feb-10 USA 037833100 Annual 28-Dec-09
Ticker: AAPL
CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William V. Campbell Mgmt For For
1.2 Elect Director Millard S. Drexler Mgmt For For
1.3 Elect Director Albert A. Gore, Jr. Mgmt For For
1.4 Elect Director Steven P. Jobs Mgmt For For
1.5 Elect Director Andrea Jung Mgmt For For
1.6 Elect Director Arthur D. Levinson Mgmt For For
1.7 Elect Director Jerome B. York Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
Page 27 of 185
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5 Ratify Auditors Mgmt For For
6 Prepare Sustainability Report SH Against For
7 Establish Other Board Committee SH Against Against
Sirona Dental Systems Inc Meeting Date Country Primary Security ID Meeting
Type Record Date
25-Feb-10 USA 82966C103 Annual 05-Jan-10
Ticker: SIRO
CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Simone Blank Mgmt For Withhold
1.2 Elect Director Timothy D. Sheehan Mgmt For For
1.3 Elect Director Timothy P. Sullivan Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Tetra Tech, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
25-Feb-10 USA 88162G103 Annual 28-Dec-09
Ticker: TTEK
CUSIP: 88162G103 ISIN: US88162G1031 SEDOL: 2883890
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Dan L. Batrack Mgmt For For
1.2 Elect Director Hugh M. Grant Mgmt For For
1.3 Elect Director Patrick C. Haden Mgmt For For
1.4 Elect Director J. Christopher Lewis Mgmt For For
1.5 Elect Director Albert E. Smith Mgmt For For
1.6 Elect Director J. Kenneth Thompson Mgmt For For
1.7 Elect Director Richard H. Truly Mgmt For For
2 Ratify Auditors Mgmt For For
Piedmont Natural Gas Co., Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
26-Feb-10 USA 720186105 Annual 28-Dec-09
Ticker: PNY
CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jerry W. Amos Mgmt For For
1.2 Elect Director Frankie T. Jones, Sr. Mgmt For For
1.3 Elect Director Vicki McElreath Mgmt For For
1.4 Elect Director Thomas E. Skains Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Page 28 of 185
TDX Independence 2040 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Parametric Technology Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
03-Mar-10 USA 699173209 Annual 04-Jan-10
Ticker: PMTC
CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Paul A. Lacy Mgmt For For
1.2 Elect Director Michael E. Porter Mgmt For For
1.3 Elect Director Robert P. Schechter Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Ratify Auditors Mgmt For For
WGL Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
04-Mar-10 USA 92924F106 Annual 04-Jan-10
Ticker: WGL
CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael D. Barnes Mgmt For For
1.2 Elect Director George P. Clancy, Jr. Mgmt For For
1.3 Elect Director James W. Dyke, Jr. Mgmt For For
1.4 Elect Director Melvyn J. Estrin Mgmt For For
1.5 Elect Director James F. Lafond Mgmt For For
1.6 Elect Director Debra L. Lee Mgmt For For
1.7 Elect Director Terry D. McCallister Mgmt For For
1.8 Elect Director Karen Hastie Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Non-Employee Director Stock Option Plan Mgmt For Against
4 Provide for Cumulative Voting SH Against Against
Concur Technologies, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
10-Mar-10 USA 206708109 Annual 20-Jan-10
Ticker: CNQR
CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William W. Canfield Mgmt For For
1.2 Elect Director Gordan Eubanks Mgmt For For
2 Ratify Auditors Mgmt For For
Page 29 of 185
TDX Independence 2040 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
The Walt Disney Company Meeting Date Country Primary Security ID Meeting
Type Record Date
10-Mar-10 USA 254687106 Annual 11-Jan-10
Ticker: DIS
CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director John E. Bryson Mgmt For For
3 Elect Director John S. Chen Mgmt For For
4 Elect Director Judith L. Estrin Mgmt For For
5 Elect Director Robert A. Iger Mgmt For For
6 Elect Director Steven P. Jobs Mgmt For For
7 Elect Director Fred H. Langhammer Mgmt For For
8 Elect Director Aylwin B. Lewis Mgmt For For
9 Elect Director Monica C. Lozano Mgmt For For
10 Elect Director Robert W. Matschullat Mgmt For For
11 Elect Director John E. Pepper, Jr. Mgmt For For
12 Elect Director Sheryl Sandberg Mgmt For For
13 Elect Director Orin C. Smith Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For Against
16 Reduce Supermajority Vote Requirement Mgmt For For
17 Reduce Supermajority Vote Requirement Mgmt For For
18 Amend Articles of Incorporation to Delete Certain Tracking Stock Mgmt For
For
Provisions
19 Amend Articles of Incorporation to Delete Classified Board Mgmt For For
Transition Provisions
20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
21 Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay SH Against
Against
Status
Banco Bilbao Vizcaya Argentaria, S.A. Meeting Date Country Primary Security
ID Meeting Type Record Date
11-Mar-10 Spain E11805103 Annual 23-Feb-10
Ticker: N/A
CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906
Vote
Proponent Mgmt Rec Instruction
1 Approve Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports; Approve Allocation of Income and Distribution
of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve
Discharge of Directors
2.1 Re-elect Francisco Gonzales Rodriguez Mgmt For For
Page 30 of 185
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Report was run from: 8/4/09 to 6/30/10
2.2 Ratify and Re-elect Angel Cano Fernandez Mgmt For For
2.3 Re-elect Ramon Bustamente y de la Mora Mgmt For For
2.4 Re-elect Ignacio Ferrero Jordi Mgmt For For
3 Authorize Share Repurchase and Subsequent Capital Reduction Mgmt For For
via Amortization of Shares
4 Approve Share Incentive Scheme Plan for Management Team, Mgmt For For
Executive Directors and Executive Committee
5 Re-elect Auditors for Company and Consolidated Group for Fiscal Mgmt For
For
Year 2010
6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
Franklin Resources, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
16-Mar-10 USA 354613101 Annual 19-Jan-10
Ticker: BEN
CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel H. Armacost Mgmt For For
1.2 Elect Director Charles Crocker Mgmt For For
1.3 Elect Director Joseph R. Hardiman Mgmt For For
1.4 Elect Director Robert D. Joffe Mgmt For For
1.5 Elect Director Charles B. Johnson Mgmt For For
1.6 Elect Director Gregory E. Johnson Mgmt For For
1.7 Elect Director Rupert H. Johnson, Jr. Mgmt For For
1.8 Elect Director Thomas H. Kean Mgmt For For
1.9 Elect Director Chutta Ratnathicam Mgmt For For
1.10 Elect Director Peter M. Sacerdote Mgmt For For
1.11 Elect Director Laura Stein Mgmt For For
1.12 Elect Director Anne M. Tatlock Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
Hewlett-Packard Company Meeting Date Country Primary Security ID Meeting
Type Record Date
17-Mar-10 USA 428236103 Annual 19-Jan-10
Ticker: HPQ
CUSIP: 428236103 ISIN: US4282361033 SEDOL: 2424006
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Marc L. Andreessen Mgmt For For
1.2 Elect Director Lawrence T. Babbio, Jr. Mgmt For For
1.3 Elect Director Sari M. Baldauf Mgmt For For
1.4 Elect Director Rajiv L. Gupta Mgmt For For
Page 31 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
1.5 Elect Director John H. Hammergren Mgmt For For
1.6 Elect Director Mark V. Hurd Mgmt For For
1.7 Elect Director Joel Z. Hyatt Mgmt For For
1.8 Elect Director John R. Joyce Mgmt For For
1.9 Elect Director Robert L. Ryan Mgmt For For
1.10 Elect Director Lucille S. Salhany Mgmt For For
1.11 Elect Director G. Kennedy Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Company Request on Advisory Vote on Executive Compensation Mgmt For For
Vestas Wind System AS Meeting Date Country Primary Security ID Meeting Type
Record Date
17-Mar-10 Denmark K9773J128 Annual 01-Mar-10
Ticker: N/A
CUSIP: K9773J128 ISIN: DK0010268606 SEDOL: 5964651
Vote
Proponent Mgmt Rec Instruction
1 Receive Report of Board Mgmt
2 Receive and Approve Financial Statements and Statutory Reports Mgmt For
None*
3 Approve Allocation of Income and Omission of Dividends Mgmt For None*
4a Reelect Bent Carlsen as Director Mgmt For None*
4b Reelect Torsten Rasmussen as Director Mgmt For None*
4c Reelect Freddy Frandsen as Director Mgmt For None*
4d Reelect Hakan Eriksson as Director Mgmt For None*
4e Reelect Jorgen Rasmussen as Director Mgmt For None*
4f Reelect Jorn Thomsen as Director Mgmt For None*
4g Reelect Kurt Nielsen as Director Mgmt For None*
4h Reelect Ola Rollen as Director Mgmt For None*
5 Ratify PricewaterhouseCoopers as Auditor Mgmt For None*
6.1 Amend Articles Re: Right to Convene an Extraordinary General Mgmt For
None*
Meeting; Notification and Documents Pertaining to General
Meeting; Stipulate Record Date and Availability of Admission
Cards; Editorial Changes
6.2 Amend Articles Re: Information Contained in Notice to General Mgmt For
None*
Meeting; Voting Rights by Proxy and Correspondence; Editorial
Changes
6.3 Amend Articles Re: Delete Secondary Company Name Mgmt For None*
6.4 Amend Articles Re: Delete Reference to Company Address Mgmt For None*
6.5 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For
None*
6.6 Amend Articles Re: Delete Board's Authorization to Cancel Mgmt For
None*
Unregistered Shares
Page 32 of 185
TDX Independence 2040 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6.7 Approve Creation of DKK 20.4 Million Pool of Capital without Preemptive
Rights Mgmt For None*
6.8 Extend Authorization to Issue 1.8 Million Shares to Employees Until May 1,
2011 Mgmt For None*
6.9 Extend Authorization to Issue Warrants to Key Employees Until May 1, 2011;
Extend Authorization to Increase Share Capital by up to DKK 368,000 to Guarantee
Conversion Rights; Cancel Authorization to Grant Warrants to Board Members Mgmt
For None*
6.10 Approve Issuance of Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of DKK 5.00 Billion; Approve Creation of Pool of
Capital to Guarantee Conversion Rights Mgmt For None*
6.11 Amend Articles Re: Change Location of General Meeting to Central Denmark
Region or Capital Region of Denmark Mgmt For None*
6.12 Amend Articles Re: Amend Agenda of General Meeting to Clarify the Number
of Auditors Mgmt For None*
6.13 Amend Articles Re: Stipulate that General Meeting may be Held in English;
Specify that Documents Pertaining to General Meeting are Available both in
Danish and in English Mgmt For None*
6.14 Amend Articles Re: Stipulate that the Corporate Language is English Mgmt
For None*
6.15 Authorize Repurchase Up to 10 Percent of Issued Share Capital Mgmt For
None*
6.16 Amend Guidelines for Incentive-Based Compensation for Executive Management
and Board to Include Warrants Mgmt For None*
6.17 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For
None*
Adopted Resolutions in Connection with Registration
7 Other Business Mgmt
* No POA on file
Martek Biosciences Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
18-Mar-10 USA 572901106 Annual 19-Jan-10
Ticker: MATK
CUSIP: 572901106 ISIN: US5729011065 SEDOL: 2567213
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Harry J. D'Andrea Mgmt For For
2 Elect Director James R. Beery Mgmt For For
3 Elect Director Michael G. Devine Mgmt For For
4 Elect Director Steve Dubin Mgmt For For
5 Elect Director Robert J. Flanagan Mgmt For For
6 Elect Director Polly B. Kawalek Mgmt For For
7 Elect Director Jerome C. Keller Mgmt For For
8 Elect Director Douglas J. MacMaster, Jr. Mgmt For For
9 Elect Director Robert H. Mayer Mgmt For For
10 Elect Director David M. Pernock Mgmt For For
11 Elect Director Eugene H. Rotberg Mgmt For For
12 Ratify Auditors Mgmt For For
Page 33 of 185
TDX Independence 2040 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Pharmasset, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
18-Mar-10 USA 71715N106 Annual 22-Jan-10
Ticker: VRUS
CUSIP: 71715N106 ISIN: US71715N1063 SEDOL: B17W5V1
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Herbert J. Conrad Mgmt For For
2 Ratify Auditors Mgmt For For
Clarcor, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Mar-10 USA 179895107 Annual 05-Feb-10
Ticker: CLC
CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Messrs. Robert Burgstahler, Mgmt For For
1.2 Elect Director Paul Donovan Mgmt For For
1.3 Elect Director Norman Johnson Mgmt For For
2 Ratify Auditors Mgmt For For
Novo Nordisk A/S Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Mar-10 Denmark K7314N152 Annual 22-Feb-10
Ticker: N/A
CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524
Vote
Proponent Mgmt Rec Instruction
1 Receive Report of Board Mgmt
2 Receive and Approve Financial Statements and Statutory Reports Mgmt For
None*
3 Approve Remuneration of Directors Mgmt For None*
4 Approve Allocation of Income and Dividends of DKK 7.5 per Mgmt For None*
Class B Share of DKK 1 and Class A Share of DKK 1
5a Reelect Sten Scheibye as Director Mgmt For None*
5b Reelect Goran Ando as Director Mgmt For None*
5c Reelect Henrik Gurtler as Director Mgmt For None*
5d Reelect Pamela Kirby as Director Mgmt For None*
5e Reelect Kurt Nielsen as Director Mgmt For None*
5f Reelect Hannu Ryopponen as Director Mgmt For None*
5g Reelect Jorgen Wedel as Director Mgmt For None*
6 Ratify PricewaterhouseCoopers as Auditor Mgmt For None*
7.1.1 Amend Articles Re: Notice Period of General Meeting; Deadline Mgmt For
None*
for Submitting Shareholder Proposals; Registration Date and
Record Date; Editorial Changes
Page 34 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
7.1.2 Amend Articles Re: Right to Issue Share Certificates for A-shares,
Deadline for Convening an Extraordinary General Meeting; Electronic Distribution
of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy;
Majority Requirements Mgmt For None*
7.1.3 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For
None*
7.1.4 Amend Articles Re: Appointment of Chairman and Vice Chairman Mgmt For
None*
7.1.5 Amend Articles Re: Right to Sign for the Company Mgmt For None*
7.1.6 Amend Articles Re: Specify that the Corporate Language is English Mgmt
For None*
7.1.7 Amend Articles Re: General Reference to Applicable Law Instead of
Requirements for the Annual Report Mgmt For None*
7.1.8 Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to
Dividends Mgmt For None*
7.2 Approve DKK 20.0 Million Reduction in Class B Share Capital via Share
Cancellation; Amend Articles Accordingly Mgmt For None*
7.3 Authorize Repurchase of up to 10 Percent of Share Capital Mgmt For None*
7.4 Amend Guidelines for Incentive-Based Compensation for Executive Management
and Board Mgmt For None*
8 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For None*
Adopted Resolutions in Connection with Registration
9 Other Business Mgmt
* No POA on file
Koninklijke Philips Electronics 25-Mar-10 Meeting Date Netherlands Country
N6817P109 Primary Security ID Ticker: N/A Annual Meeting Type Record Date
03-Mar-10
CUSIP: N6817P109 ISIN: NL0000009538 SEDOL: 5986622
Proponent Mgmt Rec Vote Instruction
MgmtAnnual Meeting
Mgmt1 President's Speech
2a 2b Approve 2009 Financial Statements and Statutory Reports Receive
Explanation on Company's Corporate Governance Structure Mgmt Mgmt For For
2c Receive Explanation on Company's Reserves and Dividend Poli Mgmtcy
2d Approve Dividends of EUR 0.70 Per Share Mgmt For For
2e Approve Discharge of Management Board Mgmt For For
2f Approve Discharge of Supervisory Board Mgmt For For
3a Reelect G.H.A. Dutine to Management Board Mgmt For For
3b Reelect R.S. Provoost to Management Board Mgmt For For
3c Reelect A. Ragnetti to Management Board Mgmt For For
3d Reelect S.H. Rusckowski to Management Board Mgmt For For
4a Grant Board Authority to Issue Shares Up To 10 Percent of Number of Issued
Shares Plus Additional 10 Percent in Case of Takeover/Merger Mgmt Page 35 of
185 For For
TDX Independence 2040 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
4b Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a
Mgmt For For
5 Authorize Repurchase of Shares Mgmt For For
6 Other Business (Non-Voting) Nordea Bank AB (formerly Nordea AB) Ticker: N/A
25-Mar-10 Meeting Date Sweden Country Mgmt W57996105 Primary Security ID
Annual Meeting Type Record Date 19-Mar-10
CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031
Proponent Mgmt Rec Vote Instruction
1 Elect Claes Beyer as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Designate Inspector(s) of Minutes of Meeting Mgmt For For
5 Acknowledge Proper Convening of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Chairman's Review and CEO's Speech
7 Approve Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.25 per Share Mgmt For
For
9 Approve Discharge of Board and President Mgmt For For
10 Determine Number of Members (10) and Deputy Members (0) of Board Mgmt For
For
11 Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman,
EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve
Meeting Fees; Approve Remuneration of Auditors Mgmt For For
12 Reelect Hans Dalborg, Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom
Knutzen, Lars Nordstrom, Bjorn Saven, and Bjorn Wahlroos as Directors; Elect
Sarah Russell and Kari Stadigh as New Directors Mgmt For Against
13 Authorize Chairman of Board and Representatives of Four of Company's Largest
Shareholders to Serve on Nominating Committee Mgmt For For
14 Amend Articles Regarding Convocation of General Meeting Mgmt For For
15a Authorize Repurchase of Issued Shares Mgmt For For
15b Authorize Reissuance of Repurchased Shares Mgmt For For
16 Authorize Repurchase of Issued Shares According to Chapter 7 Section 6 of
the Swedish Securities Market Act Mgmt For For
17a Approve Remuneration Policy And Other Terms of Employment For Executive
Management Mgmt For For
Shareholder Proposals Mgmt
17b Proposal From The Swedish State that Executive Management Will Not Be Able
to Receive Annual Variable Pay or Participate in Long Term Variable Pay Programs
SH Against Against
Management Proposals Mgmt
Page 36 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
18a Approve 2010 Share Matching Plan Mgmt For For
18b Approve Issuance of up to 5.13 Million Class C-Shares, Approve Repurchase
of up to 5.13 Million Class C-Shares, and Approve Conveyance of up to 4.1
Million Class C-Shares Mgmt For For
Shareholder Proposals Mgmt
SH19 Require Nordea to Refrain From Investing in Forest and Paper Based
Industries Which are Involved in Large-Scale Environmental Destruction Iberdrola
S.A. Meeting Date Country Primary Security ID Meeting Type None Record Date
Against
Ticker: N/A 26-Mar-10 Spain E6165F166 Annual 10-Mar-10
CUSIP: E6165F166 ISIN: ES0144580Y14 SEDOL: B288C92
Proponent Mgmt Rec Vote Instruction
1 Accept Individual and Consolidated Financial Statements for the Fiscal Year
Ended Dec. 31, 2009 Mgmt For For
2 Accept Management's Report on Company and Consolidated Group Mgmt For For
3 Approve Discharge of Directors for the Year Ended Dec. 31, 2009. Mgmt For
For
4 Re-elect Auditor for Company and Consolidated Group for Fiscal Year 2010.
Mgmt For For
5 Approve Allocation of Income and Dividends Mgmt For For
6 Approve Increase in Capital up to EUR 1.87 Million via Capitalization of
Reserves; Modify Article 5 of Company By-laws Mgmt For For
7.1 Elect Maria Helena Antolin Raybaud as Independent Director Mgmt For For
7.2 Elect Santiago Martinez Lage as Independent Director Mgmt For For
7.3 Re-Elect Victor de Urrutia Vallejo as Independent Director Mgmt For
Against
7.4 Re-Elect Ricardo Alvarez Isasi as Independent Director Mgmt For Against
7.5 Re-Elect Jose Ignacio Berroeta Echevarria as Independent Director Mgmt
For Against
7.6 Re-Elect Juan Luis Arregui Ciarsolo as Independent Director Mgmt For
Against
7.7 Re-Elect Jose Ignacio Sanchez Galan as Executive Director Mgmt For
Against
7.8 Re-Elect Julio de Miguel Aynat as Independent Director Mgmt For For
7.9 Re-Elect Sebastian Battaner Arias as Independent Director Mgmt For For
7.10 Fix Number of Directors Mgmt For For
8 Authorize Repurchase of Shares; Cancel Authorization to Repurchase Shares
Granted at the AGM Held on March 20, 2009 Mgmt For For
9 Authorize Board to Issue Within Five Years Bonds,Debentures, and/or Other
Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory
Notes up to an Amount of EUR 6 Billion. Void Authorization Granted at the AGM
held on March 20, 2009 Mgmt For For
Page 37 of 185
TDX Independence 2040 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
10 Approve Listing and Delisting of Shares, Debt Securities, Bonds, Mgmt For
For
Promissory Notes, and Preferred Stock, in Spain and Foreign
Secondary Markets; Void Authorization Granted at the AGM held
on March 20, 2009
11 Authorize Board to Approve the Creation of Foundation; Void Mgmt For For
Authorization Granted at the AGM held on March 20, 2009
12 Modify Articles 11 and 62 of the Corporate By-laws Mgmt For For
13 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
HEICO Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Mar-10 USA 422806109 Annual 22-Jan-10
Ticker: HEI
CUSIP: 422806109 ISIN: US4228061093 SEDOL: 2419217
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel L. Higginbottom Mgmt For For
1.2 Elect Director Mark H. Hildebrandt Mgmt For For
1.3 Elect Director Wolfgang Mayrhuber Mgmt For For
1.4 Elect Director Eric A. Mendelson Mgmt For For
1.5 Elect Director Laurans A. Mendelson Mgmt For For
1.6 Elect Director Victor H. Mendelson Mgmt For For
1.7 Elect Director Mitchell I. Quain Mgmt For For
1.8 Elect Director Alan Schriesheim, Ph.D. Mgmt For For
1.9 Elect Director Frank J. Schwitter Mgmt For For
2 Ratify Auditors Mgmt For For
Canon Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
30-Mar-10 Japan J05124144 Annual 31-Dec-09
Ticker: 7751
CUSIP: J05124144 ISIN: JP3242800005 SEDOL: 6172323
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, With a Final Dividend of JPY 55 Mgmt For For
2.1 Elect Director Mgmt For For
2.2 Elect Director Mgmt For For
2.3 Elect Director Mgmt For For
2.4 Elect Director Mgmt For For
2.5 Elect Director Mgmt For For
2.6 Elect Director Mgmt For For
2.7 Elect Director Mgmt For For
2.8 Elect Director Mgmt For For
2.9 Elect Director Mgmt For For
Page 38 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
2.10 Elect Director Mgmt For For
2.11 Elect Director Mgmt For For
2.12 Elect Director Mgmt For For
2.13 Elect Director Mgmt For For
2.14 Elect Director Mgmt For For
2.15 Elect Director Mgmt For For
2.16 Elect Director Mgmt For For
2.17 Elect Director Mgmt For For
3.1 Appoint Statutory Auditor Mgmt For For
3.2 Appoint Statutory Auditor Mgmt For Against
3.3 Appoint Statutory Auditor Mgmt For Against
4 Approve Retirement Bonus Payment for Directors Mgmt For For
5 Approve Retirement Bonuses and Special Payments in Mgmt For Against
Connection with Abolition of Retirement Bonus System for
Statutory Auditors
6 Approve Payment of Annual Bonuses to Directors Mgmt For For
7 Approve Stock Option Plan Mgmt For For
Schlumberger Ltd. Meeting Date Country Primary Security ID Meeting Type
Record Date
07-Apr-10 NetherlandsAntille 806857108 Annual 17-Feb-10
Ticker: SLB s
CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201
Vote
Proponent Mgmt Rec Instruction
1.1 Elect P. Camus as Director Mgmt For For
1.2 Elect P. Currie as Director Mgmt For For
1.3 Elect J.S. Gorelick as Director Mgmt For For
1.4 Elect A. Gould as Director Mgmt For For
1.5 Elect T. Isaac as Director Mgmt For For
1.6 Elect K.V. Kamath as Director Mgmt For For
1.7 Elect N. Kudryavtsev as Director Mgmt For For
1.8 Elect A. Lajous as Director Mgmt For For
1.9 Elect M.E. Marks as Director Mgmt For For
1.10 Elect L.R. Reif as Director Mgmt For For
1.11 Elect T.I. Sandvold as Director Mgmt For For
1.12 Elect H. Seydoux as Director Mgmt For For
2 Adopt and Approve Financials and Dividends Mgmt For For
3 Approve 2010 Omnibus Stock Incentive Plan Mgmt For Against
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
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A. O. Smith Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
Ticker: AOS 12-Apr-10 USA 831865209 Annual 15-Feb-10
CUSIP: 831865209 ISIN: US8318652091 SEDOL: 2816023
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Ronald D. Brown Mgmt For For
1.2 Elect Director William P. Greubel Mgmt For For
1.3 Elect Director Rober J. O'Toole Mgmt For For
1.4 Elect Director Idelle K. Wolf Mgmt For For
2 Ratify Auditors Ericsson (Telefonaktiebolaget L M Ericsson) Ticker: N/A
13-Apr-10 Meeting Date Sweden Country Mgmt W26049119 Primary Security ID
Annual Meeting Type For Record Date 07-Apr-10 For
CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378
Proponent Mgmt Rec Vote Instruction
1 Elect Michael Treschow as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report
7 Receive President's Report; Allow Questions Mgmt
8.1 Approve Financial Statements and Statutory Reports Mgmt For For
8.2 Approve Discharge of Board and President Mgmt For For
8.3 Approve Allocation of Income and Dividends of SEK 2.00 per Share; Approve
April 16, 2010, as Record Date for Dividend Mgmt For For
9.1 Determine Number of Members (12) and Deputy Members (0) of Board Mgmt
For For
9.2 Approve Remuneration of Directors in the Amount of SEK 3.75 Million for
Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive
Part of Remuneration in Phantom Shares); Approve Remuneration of Committee
Members Mgmt For For
9.3 Reelect Michael Treschow (Chair), Roxanne Austin, Peter Bonfield, Borje
Ekholm, Ulf Johansson, Sverker Martin-Lof, Nancy McKinstry, Anders Nyren,
Carl-Henric Svanberg, and Marcus Wallenberg; Elect Hans Vestberg and
Michelangelo Volpi as New Directors Mgmt For Against
9.4 Authorize Chairman of Board and Representatives of Four of Company's
Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve
the Assignment of the Nomination Committee Mgmt For For
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9.5 Approve Omission of Remuneration to Nominating Committee Members Mgmt
For For
9.6 Approve Remuneration of Auditors Mgmt For For
10 Approve Remuneration Policy And Other Terms of Employment For Executive
Management Mgmt For For
11.1 Approve 2010 Share Matching Plan for All Employees Mgmt For For
11.2 Authorize Reissuance of 11.3 Million Repurchased Class B Shares for 2010
Share Matching Plan for All Employees Mgmt For For
11.3 Approve Swap Agreement with Third Party as Alternative to Item 11.2 Mgmt
For Against
11.4 Approve 2010 Share Matching Plan for Key Contributors Mgmt For For
11.5 Authorize Reissuance of 7.8 Million Repurchased Class B Shares for 2010
Share Matching Plan for Key Contributors Mgmt For For
11.6 Approve Swap Agreement with Third Party as Alternative to Item 11.5 Mgmt
For Against
11.7 Approve 2010 Restricted Stock Plan for Executives Mgmt For For
11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2010
Restricted Stock Plan for Executives Mgmt For For
11.9 Approve Swap Agreement with Third Party as Alternative to Item 11.8 Mgmt
For Against
12 Authorize Reissuance of up to 7.4 Million Repurchased Class B Shares to
Cover Social Costs in Connection with 2006 Long-Term Incentive Plan and 2007,
2008, and 2009 Variable Compensation Plans Mgmt For For
Shareholder Proposals Mgmt
13 General Meeting Shall Instruct the Board to Investigate How All SH None
For
Shares Are to be Given the Same Voting Power and To Present
Such a Proposal at the Next Annual General Meeting
14 Close Meeting Mgmt
KPN NV Ticker: N/A CUSIP: N4297B146 13-Apr-10 Meeting Date Netherlands Country
N4297B146 Primary Security ID ISIN: NL0000009082 SEDOL: 5956078 Annual Meeting
Type Record Date 16-Mar-10
Proponent Mgmt Rec Vote Instruction
1 2 3 4 5 Annual Meeting Open Meeting Receive Report of Management Board
(Non-Voting) Discussion on Company's Corporate Governance Structure Approve
Financial Statements Receive Explanation on Company's Reserves and Dividend
Policy Mgmt Mgmt Mgmt Mgmt Mgmt Mgmt For For
6 7 8 9 Approve Dividends of EUR 0.69 Per Share Approve Discharge of Management
Board Approve Discharge of Supervisory Board Ratify PricewaterhouseCoopers
Acountants N.V. as Auditors Mgmt Mgmt Mgmt Mgmt For For For For For For For
For
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10 Approve Remuneration Report Containing Remuneration Policy for Management
Board Members Mgmt For For
11 Receive Announcement of Intention to Reappoint E. Blok and J.B.P. Coopmans
to Management Board Mgmt
12 Announce Vacancies on Supervisory Board Mgmt
13 Receive Announcement Re: Changes in Composition in Supervisory Board
Committees Mgmt
14 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt
For For
15 Approve Reduction in Share Capital by Cancellation of Shares Mgmt For For
16 Other Business and Close Meeting Mgmt
Stifel Financial Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
13-Apr-10 USA 860630102 Annual 23-Feb-10
Ticker: SF
CUSIP: 860630102 ISIN: US8606301021 SEDOL: 2849234
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John P. Dubinsky Mgmt For For
1.2 Elect Director Robert E. Lefton Mgmt For For
1.3 Elect Director Scott B. McCuaig Mgmt For For
1.4 Elect Director James M. Oates Mgmt For For
1.5 Elect Director Ben A. Plotkin Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
The Bank of New York Mellon Corporation Meeting Date Country Primary Security
ID Meeting Type Record Date
13-Apr-10 USA 064058100 Annual 12-Feb-10
Ticker: BK
CUSIP: 064058100 ISIN: US0640581007 SEDOL: B1Z77F6
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Ruth E. Bruch Mgmt For For
1.2 Elect Director Nicholas M. Donofrio Mgmt For For
1.3 Elect Director Gerald L. Hassell Mgmt For For
1.4 Elect Director Edmund F. Kelly Mgmt For For
1.5 Elect Director Robert P. Kelly Mgmt For For
1.6 Elect Director Richard J. Kogan Mgmt For For
1.7 Elect Director Michael J. Kowalski Mgmt For For
1.8 Elect Director John A. Luke, Jr. Mgmt For For
1.9 Elect Director Robert Mehrabian Mgmt For For
1.10 Elect Director Mark A. Nordenberg Mgmt For For
1.11 Elect Director Catherine A. Rein Mgmt For For
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1.12 Elect Director William C. Richardson Mgmt For For
1.13 Elect Director Samuel C. Scott III Mgmt For For
1.14 Elect Director John P. Surma Mgmt For For
1.15 Elect Director Wesley W. von Schack Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
3 Ratify Auditors Mgmt For For
4 Provide for Cumulative Voting SH Against Against
5 Stock Retention/Holding Period SH Against Against
6 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Daimler AG
Meeting Date Country SH Primary Security ID Meeting Type Against Record Date
For
Ticker: N/A 14-Apr-10 Germany D1668R123 Annual 06-Apr-10
CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027
Proponent Mgmt Rec Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Mgmt
2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Remuneration System for Management Board Members Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
6 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
7 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For
For
8 Elect Paul Achleitner to the Supervisory Board Mgmt For For
9 Amend Articles Re: New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive) Mgmt For For
10 Amend Articles Re: Board-Related Mgmt For For
Mgmt11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible
Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount
of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to
Guarantee Conversion Rights United Technologies Corporation 14-Apr-10 Meeting
Date USA Country 913017109 Primary Security ID Ticker: UTX Annual Meeting Type
For Record Date 16-Feb-10 For
CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Louis R. Chenevert Mgmt For For
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1.2 Elect Director John V. Faraci Mgmt For For
1.3 Elect Director Jean-Pierre Garnier, Ph.D. Mgmt For For
1.4 Elect Director Jamie S. Gorelick Mgmt For For
1.5 Elect Director Carlos M. Gutierrez Mgmt For For
1.6 Elect Director Edward A. Kangas Mgmt For For
1.7 Elect Director Charles R. Lee Mgmt For For
1.8 Elect Director Richard D. McCormick Mgmt For For
1.9 Elect Director Harold McGraw, III Mgmt For For
1.10 Elect Director Richard B. Myers Mgmt For For
1.11 Elect Director H. Patrick Swygert Mgmt For For
1.12 Elect Director Andre Villeneuve Mgmt For For
1.13 Elect Director Christine Todd Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
BP plc Meeting Date Country Primary Security ID Meeting Type Record Date
15-Apr-10 United Kingdom G12793108 Annual 13-Apr-10
Ticker: N/A
CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Paul Anderson as Director Mgmt For For
4 Re-elect Antony Burgmans as Director Mgmt For For
5 Re-elect Cynthia Carroll as Director Mgmt For For
6 Re-elect Sir William Castell as Director Mgmt For For
7 Re-elect Iain Conn as Director Mgmt For For
8 Re-elect George David as Director Mgmt For For
9 Elect Ian Davis as Director Mgmt For For
10 Re-elect Robert Dudley as Director Mgmt For For
11 Re-elect Douglas Flint as Director Mgmt For For
12 Re-elect Dr Byron Grote as Director Mgmt For For
13 Re-elect Dr Tony Hayward as Director Mgmt For For
14 Re-elect Andy Inglis as Director Mgmt For For
15 Re-elect Dr DeAnne Julius as Director Mgmt For For
16 Elect Carl-Henric Svanberg as Director Mgmt For For
17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For
Remuneration
Page 44 of 185
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18 Adopt New Articles of Association Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
23 Approve Executive Directors' Incentive Plan Mgmt For For
24 Approve Scrip Dividend Mgmt For For
Shareholder Proposal Mgmt
25 Approve that the Audit Committee or a Risk Committee of the SH Against
Against
Board Commissions and Reviews a Report Setting Out the
Assumptions Made by the Company in Deciding to Proceed with
the Sunrise Project
LVMH Moet Hennessy Louis Vuitton Meeting Date Country Primary Security ID
Meeting Type Record Date
15-Apr-10 France F58485115 Annual/Special 12-Apr-10
Ticker: N/A
CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Auditors' Special Report Regarding Related-Party Mgmt For Against
Transactions
4 Approve Allocation of Income and Dividends of EUR 1.60 per Mgmt For For
Share
5 Reelect Bernard Arnault as Director Mgmt For Against
6 Reelect Delphine Arnault as Director Mgmt For Against
7 Reelect Nicholas Clive Worms as Director Mgmt For Against
8 Reelect Patrick Houel as Director Mgmt For Against
9 Reelect Felix G. Rohatyn as Director Mgmt For Against
10 Reelect Hubert Vedrine as Director Mgmt For For
11 Elect Helene Carrere d' Encausse as Director Mgmt For For
12 Reelect Kilian Hennesy as Censor Mgmt For Against
13 Reelect Deloitte & Associes as Auditor Mgmt For For
14 Ratify Ernst & Young Audit as Auditor Mgmt For For
15 Reelect Denis Grison as Alternate Auditor Mgmt For For
16 Ratify Auditex as Alternate Auditor Mgmt For For
17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
Page 45 of 185
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Mgmt18 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Rio Tinto plc Meeting Date Country Primary Security ID Meeting Type For Record
Date For
15-Apr-10 United Kingdom G75754104 Ticker: N/A Annual 13-Apr-10
CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875
Proponent Mgmt Rec Vote Instruction
MgmtResolutions 1 to 9 will be Voted on by Rio Tinto plc and Rio Tinto Limited
Shareholders as a Joint Electorate
Mgmt1 Accept Financial Statements and Statutory Reports For For
Mgmt2 Approve Remuneration Report For Against
Mgmt3 Elect Robert Brown as Director For For
Mgmt4 Elect Ann Godbehere as Director For For
Mgmt5 Elect Sam Walsh as Director For For
Mgmt6 Re-elect Guy Elliott as Director For For
Mgmt7 Re-elect Michael Fitzpatrick as Director For For
Mgmt8 Re-elect Lord Kerr of Kinlochard as Director For For
Mgmt9 Reappoint PricewaterhouseCoopers LLP as Auditor and Authorise Their
Remuneration For For
MgmtResolutions 10 to 13 will be Voted on by Rio Tinto plc Shareholders Only
Mgmt10 Authorise Issue of Equity with Pre-emptive Rights For For
Mgmt11 Authorise Issue of Equity without Pre-emptive Rights For For
Mgmt12 Authorise Market Purchase For For
Mgmt13 Authorise the Company to Call EGM with Two Weeks' Notice Weyerhaeuser
Company Meeting Date Country Primary Security ID Meeting Type For Record Date
For
15-Apr-10 USA 962166104 Ticker: WY Annual 19-Feb-10
CUSIP: 962166104 ISIN: US9621661043 SEDOL: 2958936
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director Richard H. Sinkfield For For
Mgmt1.2 Elect Director D. Michael Steuert For For
Mgmt1.3 Elect Director Kim Williams For For
Mgmt2 Amend Articles/Bylaws/Charter-Non-Routine For For
Mgmt3 Approve Dividends For For
Mgmt4 Increase Authorized Common Stock For For
Mgmt5 Approve Securities Transfer Restrictions For For
SH6 Amend Articles/Bylaws/Charter -- Call Special Meetings Against Against
Page 46 of 185
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7 Report on Incorporating FSC-certified Products into Company's SH Against
For
North American Strategy
8 Ratify Auditors Mgmt For For
Cass Information Systems, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
19-Apr-10 USA 14808P109 Annual 05-Mar-10
Ticker: CASS
CUSIP: 14808P109 ISIN: US14808P1093 SEDOL: 2086558
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lawrence A. Collett Mgmt For For
1.2 Elect Director Wayne J. Grace Mgmt For For
1.3 Elect Director James J. Lindemann Mgmt For For
1.4 Elect Director Andrew J. Signorelli Mgmt For For
2 Ratify Auditors Mgmt For For
Moody's Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
20-Apr-10 USA 615369105 Annual 01-Mar-10
Ticker: MCO
CUSIP: 615369105 ISIN: US6153691059 SEDOL: 2252058
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Basil L. Anderson Mgmt For For
2 Elect Director Darrell Duffie, Ph.d. Mgmt For For
3 Elect Director Raymond W. McDaniel, Jr Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For Against
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Ratify Auditors Mgmt For For
7 Require Independent Board Chairman SH Against Against
NewAlliance Bancshares, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-Apr-10 USA 650203102 Annual 08-Mar-10
Ticker: NAL
CUSIP: 650203102 ISIN: US6502031023 SEDOL: 2263771
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Carlton L. Highsmith Mgmt For For
1.2 Elect Director Joseph H. Rossi Mgmt For For
1.3 Elect Director Nathaniel D. Woodson Mgmt For For
1.4 Elect Director Joseph A. Zaccagnino Mgmt For For
2 Ratify Auditors Mgmt For For
Page 47 of 185
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Northern Trust Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
20-Apr-10 USA 665859104 Annual 01-Mar-10
Ticker: NTRS
CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Linda Walker Bynoe Mgmt For For
1.2 Elect Director Nicholas D. Chabraja Mgmt For For
1.3 Elect Director Susan Crown Mgmt For For
1.4 Elect Director Dipak C. Jain Mgmt For For
1.5 Elect Director Robert W. Lane Mgmt For For
1.6 Elect Director Robert C. McCormack Mgmt For For
1.7 Elect Director Edward J. Mooney Mgmt For For
1.8 Elect Director John W. Rowe Mgmt For For
1.9 Elect Director David H.B. Smith, Jr. Mgmt For For
1.10 Elect Director William D. Smithburg Mgmt For For
1.11 Elect Director Enrique J. Sosa Mgmt For For
1.12 Elect Director Charles A. Tribbett, III Mgmt For For
1.13 Elect Director Frederick H. Waddell Mgmt For For
2 Ratify Auditors Mgmt For For
PACCAR Inc Meeting Date Country Primary Security ID Meeting Type Record
Date
20-Apr-10 USA 693718108 Annual 23-Feb-10
Ticker: PCAR
CUSIP: 693718108 ISIN: US6937181088 SEDOL: 2665861
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alison J. Carnwath Mgmt For For
1.2 Elect Director Robert T. Parry Mgmt For For
1.3 Elect Director John M. Pigott Mgmt For For
1.4 Elect Director Gregory M.E. Spierkel Mgmt For For
2 Reduce Supermajority Vote Requirement SH Against For
3 Require a Majority Vote for the Election of Directors SH Against For
4 Limit Composition of Committee(s) to Independent Directors SH Against
Against
Prosperity Bancshares, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
20-Apr-10 USA 743606105 Annual 11-Mar-10
Ticker: PRSP
CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257
Vote
Proponent Mgmt Rec Instruction
Page 48 of 185
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1.1 Elect Director Leah Henderson Mgmt For For
1.2 Elect Director Ned S. Holmes Mgmt For For
1.3 Elect Director David Zalman Mgmt For For
1.4 Elect Director Ervan E. Zouzalik Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors SH Against For
Renasant Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
20-Apr-10 USA 75970E107 Annual 24-Feb-10
Ticker: RNST
CUSIP: 75970E107 ISIN: US75970E1073 SEDOL: 2670809
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John M. Creekmore Mgmt For For
1.2 Elect Director Neal A. Holland, Jr. Mgmt For For
1.3 Elect Director E. Robinson McGraw Mgmt For For
1.4 Elect Director Theodore S. Moll Mgmt For For
1.5 Elect Director J. Larry Young Mgmt For For
1.6 Elect Director Jill Deer Mgmt For For
2 Ratify Auditors Mgmt For For
The Sherwin-Williams Company Meeting Date Country Primary Security ID
Meeting Type Record Date
20-Apr-10 USA 824348106 Annual 26-Feb-10
Ticker: SHW
CUSIP: 824348106 ISIN: US8243481061 SEDOL: 2804211
Vote
Proponent Mgmt Rec Instruction
1.1 Fix Number of Directors at 11 and Elect Director Arthur F. Anton Mgmt For
For
1.2 Elect Director James C. Boland Mgmt For For
1.3 Elect Director Christopher M. Connor Mgmt For For
1.4 Elect Director David F. Hodnik Mgmt For For
1.5 Elect Director Thomas G. Kadien Mgmt For For
1.6 Elect Director Susan J. Kropf Mgmt For For
1.7 Elect Director Gary E. McCullough Mgmt For For
1.8 Elect Director A. Malachi Mixon, III Mgmt For For
1.9 Elect Director Curtis E. Moll Mgmt For For
1.10 Elect Director Richard K. Smucker Mgmt For For
1.11 Elect Director John M. Stropki, Jr. Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
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4 Require a Majority Vote for the Election of Directors SH Against For
EQT Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
21-Apr-10 USA 26884L109 Annual 10-Feb-10
Ticker: EQT
CUSIP: 26884L109 ISIN: US26884L1098 SEDOL: 2319414
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vicky A. Bailey Mgmt For For
1.2 Elect Director Murry S. Gerber Mgmt For For
1.3 Elect Director George L. Miles, Jr. Mgmt For For
1.4 Elect Director James W. Whalen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Require a Majority Vote for the Election of Directors SH Against For
4 Prepare Sustainability Report SH Against For
FirstMerit Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
21-Apr-10 USA 337915102 Annual 22-Feb-10
Ticker: FMER
CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven H. Baer Mgmt For For
1.2 Elect Director Karen S. Belden Mgmt For For
1.3 Elect Director R. Cary Blair Mgmt For For
1.4 Elect Director John C. Blickle Mgmt For For
1.5 Elect Director Robert W. Briggs Mgmt For For
1.6 Elect Director Richard Colella Mgmt For For
1.7 Elect Director Gina D. France Mgmt For For
1.8 Elect Director Paul G. Greig Mgmt For For
1.9 Elect Director Terry L. Haines Mgmt For For
1.10 Elect Director J. Michael Hochschwender Mgmt For For
1.11 Elect Director Clifford J. Isroff Mgmt For For
1.12 Elect Director Philip A. Lloyd II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Articles of Incorporation Concerning Preferred Stock Mgmt For For
4 Establish Range For Board Size Mgmt For For
5 Reduce Supermajority Vote Requirement Relating to Business Mgmt For For
Combinations
6 Reduce Supermajority Vote Requirement Relating to Mgmt For For
Amendments
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7 Eliminate Provision Stating Directors May Only Be Removed for Mgmt For For
Cause
The Coca-Cola Company Meeting Date Country Primary Security ID Meeting Type
Record Date
21-Apr-10 USA 191216100 Annual 22-Feb-10
Ticker: KO
CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Herbert A. Allen Mgmt For For
2 Elect Director Ronald W. Allen Mgmt For For
3 Elect Director Cathleen P. Black Mgmt For For
4 Elect Director Barry Diller Mgmt For For
5 Elect Director Alexis M. Herman Mgmt For For
6 Elect Director Muhtar Kent Mgmt For For
7 Elect Director Donald R. Keough Mgmt For For
8 Elect Director Maria Elena Lagomasino Mgmt For For
9 Elect Director Donald F. McHenry Mgmt For For
10 Elect Director Sam Nunn Mgmt For For
11 Elect Director James D. Robinson III Mgmt For For
12 Elect Director Peter V. Ueberroth Mgmt For For
13 Elect Director Jacob Wallenberg Mgmt For For
14 Elect Director James B. Williams Mgmt For For
15 Ratify Auditors Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
17 Require Independent Board Chairman SH Against Against
18 Performance-Based Equity Awards SH Against Against
19 Publish Report on Chemical Bisphenol A (BPA) SH Against For
Westwood Holdings Group, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
21-Apr-10 USA 961765104 Annual 05-Mar-10
Ticker: WHG
CUSIP: 961765104 ISIN: US9617651040 SEDOL: 2958293
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Susan M. Byrne Mgmt For For
1.2 Elect Director Brian O. Casey Mgmt For For
1.3 Elect Director Tom C. Davis Mgmt For For
1.4 Elect Director Richard M. Frank Mgmt For For
1.5 Elect Director Robert D. McTeer Mgmt For For
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1.6 Elect Director Jon L. Mosle, Jr. Mgmt For For
1.7 Elect Director Geoffrey R. Norman Mgmt For For
1.8 Elect Director Raymond E. Wooldridge Mgmt For For
2 Ratify Auditors Mgmt For For
Anglo American plc Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 United Kingdom G03764134 Annual 20-Apr-10
Ticker: N/A
CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Elect Sir Philip Hampton as Director Mgmt For For
3 Elect Ray O'Rourke as Director Mgmt For For
4 Elect Sir John Parker as Director Mgmt For For
5 Elect Jack Thompson as Director Mgmt For For
6 Re-elect Cynthia Carroll as Director Mgmt For For
7 Re-elect Nicky Oppenheimer as Director Mgmt For For
8 Reappoint Deloitte LLP as Auditors Mgmt For For
9 Authorise Board to Fix Remuneration of Auditors Mgmt For For
10 Approve Remuneration Report Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Amend Articles of Association Mgmt For For
15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
Johnson & Johnson Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 USA 478160104 Annual 23-Feb-10
Ticker: JNJ
CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Mary Sue Coleman Mgmt For For
2 Elect Director James G. Culien Mgmt For For
3 Elect Director Michael M. E. Johns Mgmt For For
4 Elect Director Susan L. Lindquist Mgmt For For
5 Elect Director Anne M. Mulcahy Mgmt For For
6 Elect Director Lea F. Mullin Mgmt For For
7 Elect Director William D. Perez Mgmt For For
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8 Elect Director Charles Prince Mgmt For For
9 Elect Director David Satcher Mgmt For For
10 Elect Director William C. Welcon Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
Kansas City Life Insurance Company Meeting Date Country Primary Security ID
Meeting Type Record Date
22-Apr-10 USA 484836101 Annual 09-Mar-10
Ticker: KCLI
CUSIP: 484836101 ISIN: US4848361014 SEDOL: 2483977
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William R. Blessing Mgmt For For
1.2 Elect Director Richard L. Finn Mgmt For For
1.3 Elect Director Cecil R. Miller Mgmt For For
1.4 Elect Director Bradford T. Nordholm Mgmt For For
Life Time Fitness, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
22-Apr-10 USA 53217R207 Annual 26-Feb-10
Ticker: LTM
CUSIP: 53217R207 ISIN: US53217R2076 SEDOL: B01R1Z1
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Bahram Akradi Mgmt For For
1.2 Elect Director Giles H. Bateman Mgmt For For
1.3 Elect Director Jack W. Eugster Mgmt For For
1.4 Elect Director Guy C. Jackson Mgmt For For
1.5 Elect Director John K. Lloyd Mgmt For For
1.6 Elect Director Martha A. Morfitt Mgmt For For
1.7 Elect Director John B. Richards Mgmt For For
1.8 Elect Director Joseph S. Vassalluzzo Mgmt For For
2 Ratify Auditors Mgmt For For
Lockheed Martin Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
22-Apr-10 USA 539830109 Annual 01-Mar-10
Ticker: LMT
CUSIP: 539830109 ISIN: US5398301094 SEDOL: 2522096
Vote
Proponent Mgmt Rec Instruction
1 Elect Director E. C. "Pete" Aldrige, Jr. Mgmt For For
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2 Elect Director Nolan D. Archibald Mgmt For For
3 Elect Director David B. Burritt Mgmt For For
4 Elect Director James O. Ellis, Jr. Mgmt For For
5 Elect Director Gwendolyn S. King Mgmt For For
6 Elect Director James M. Loy Mgmt For For
7 Elect Director Douglas H. McCorkindale Mgmt For For
8 Elect Director Joseph W. Ralston Mgmt For For
9 Elect Director James Schneider Mgmt For For
10 Elect Director Anne Stevens Mgmt For For
11 Elect Director Robert J. Stevens Mgmt For For
12 Ratify Auditors Mgmt For For
13 Report on Space-based Weapons Program SH Against Against
NewMarket Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 USA 651587107 Annual 22-Feb-10
Ticker: NEU
CUSIP: 651587107 ISIN: US6515871076 SEDOL: B01CGF1
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Phyllis L. Cothran Mgmt For For
1.2 Elect Director Mark M. Gambill Mgmt For For
1.3 Elect Director Bruce C. Gottwald Mgmt For For
1.4 Elect Director Thomas E. Gottwald Mgmt For For
1.5 Elect Director Patrick D. Hanley Mgmt For For
1.6 Elect Director James E. Rogers Mgmt For For
1.7 Elect Director Charles B. Walker Mgmt For For
2 Ratify Auditors Mgmt For For
Nicor Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
22-Apr-10 USA 654086107 Annual 22-Feb-10
Ticker: GAS
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
1.1 Director Robert M. Beavers, Jr. Mgmt For For
1.2 Director Bruce P. Bickner Mgmt For For
1.3 Director John H. Birdsall, III Mgmt For For
1.4 Director Norman R. Bobins Mgmt For For
1.5 Director Brenda J. Gaines Mgmt For For
1.6 Director Raymond A. Jean Mgmt For For
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1.7 Director Dennis J. Keller Mgmt For For
1.8 Director R. Eden Martin Mgmt For For
1.9 Director Georgia R. Nelson Mgmt For For
1.10 Director Armando J. Olivera Mgmt For For
1.11 Director John Rau Mgmt For For
1.12 Director John C. Staley Mgmt For For
1.13 Director Russ M. Strobel Mgmt For For
2 Ratify Auditors Mgmt For For
Pfizer Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
22-Apr-10 USA 717081103 Annual 23-Feb-10
Ticker: PFE
CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Dennis A. Ausiello Mgmt For For
2 Elect Director Michael S. Brown Mgmt For For
3 Elect Director M. Anthony Burns Mgmt For For
4 Elect Director Robert N. Burt Mgmt For For
5 Elect Director W. Don Cornwell Mgmt For For
6 Elect Director Frances D. Fergusson Mgmt For For
7 Elect Director William H. Gray III Mgmt For For
8 Elect Director Constance J. Horner Mgmt For For
9 Elect Director James M. Kilts Mgmt For For
10 Elect Director Jeffrey B. Kindler Mgmt For For
11 Elect Director George A. Lorch Mgmt For For
12 Elect Director John P. Mascotte Mgmt For For
13 Elect Director Suzanne Nora Johnson Mgmt For For
14 Elect Director Stephen W. Sanger Mgmt For For
15 Elect Director William C. Steere, Jr. Mgmt For For
16 Ratify Auditors Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
18 Provide Right to Call Special Meeting Mgmt For For
19 Prohibit Executive Stock-Based Awards SH Against Against
RWE AG Meeting Date Country Primary Security ID Meeting Type Record Date
22-Apr-10 Germany D6629K109 Annual 01-Apr-10
Ticker: N/A
CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962
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Proponent Mgmt Rec Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Mgmt
2 Approve Allocation of Income and Dividends of EUR 3.50 per Share Mgmt For
For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For
7 Ratify PricewaterhouseCoopers AG for the Inspection of the 2010 Mid-Year
Report Mgmt For For
8a Elect Dieter Zetsche to the Supervisory Board Mgmt For For
8b Elect Frithjof Kuehn to the Supervisory Board Mgmt For For
8c Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For
9a Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
9b Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For
For
10a Amend Corporate Purpose Mgmt For For
10b Amend Articles Re: Board-Related Mgmt For For
10c Amend Articles Re: Convocation of, Participation in, Audio/Video
Transmission of, Electronic Voting, and Exercise of Voting Rights at General
Meeting due to New German Legislation (Law on Transposition of EU Shareholder's
Rights Directive) Mgmt For For
Mgmt11 Approve Affiliation Agreements with Subsidiary RWE Supply & Trading GmbH
Schneider Electric SA Meeting Date Country Primary Security ID Meeting Type
For Record Date For
Ticker: N/A 22-Apr-10 France F86921107 Annual/Special 19-Apr-10
CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 2.05 per Share Mgmt For
For
4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt
For For
5 Approve Transaction with Emmanuel Babeau Re: Additional Pension Scheme Mgmt
For For
6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For
7 Reelect Serge Weinberg as Supervisory Board Member Mgmt For For
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8 Reelect Gerard de La Martiniere as Supervisory Board Member Mgmt For For
9 Reelect Noel Forgeard as Supervisory Board Member Mgmt For For
10 Reelect Cathy Kopp as Supervisory Board Member Mgmt For For
11 Reelect James Ross as Supervisory Board Member Mgmt For For
12 Reelect Ernst & Young et Autres as Auditor Mgmt For For
13 Ratify Auditex as Alternate Auditor Mgmt For For
14 Reelect Mazars as Primary Auditor Mgmt For For
15 Ratify Thierry Blanchetier as Alternate Auditor Mgmt For For
16 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
17 Approve Issuance of Shares without Preemptive Rights up to Mgmt For For
EUR 100 Million for a Private Placement
18 Approve Employee Stock Purchase Plan Mgmt For For
19 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
20 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Sensient Technologies Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
22-Apr-10 USA 81725T100 Annual 26-Feb-10
Ticker: SXT
CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Hank Brown Mgmt For For
1.2 Elect Director Fergus M. Clydesdale Mgmt For For
1.3 Elect Director James A. D. Croft Mgmt For For
1.4 Elect Director William V. Hickey Mgmt For For
1.5 Elect Director Kenneth P. Manning Mgmt For For
1.6 Elect Director Peter M. Salmon Mgmt For For
1.7 Elect Director Elaine R. Wedral Mgmt For For
1.8 Elect Director Essie Whitelaw Mgmt For For
2 Ratify Auditors Mgmt For For
TIBCO Software Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 USA 88632Q103 Annual 25-Feb-10
Ticker: TIBX
CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vivek Y. Ranadive Mgmt For For
1.2 Elect Director Nanci E. Caldwell Mgmt For For
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1.3 Elect Director Eric C.W. Dunn Mgmt For For
1.4 Elect Director Narendra K. Gupta Mgmt For For
1.5 Elect Director Peter J. Job Mgmt For For
1.6 Elect Director Philip K. Wood Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
UniCredit SpA Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 Italy T95132105 Annual/Special 16-Apr-10
Ticker: N/A
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Did not vote due to share blocking
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
Elect Internal Statutory Auditors - Vote Only One of the Mgmt
Following Slates
3.1 Slate 1 - Submitted by Cassa di Risparmio di Verona, Vicenza, Mgmt For
Do Not Vote
Belluno, and Ancona
3.2 Slate 2 - Submitted by Institutional Investors through Mgmt For For
Assogestioni
4 Approve Internal Auditors' Remuneration Mgmt For For
5 Amend Remuneration of the Supervision Body's Chairman Mgmt For For
6 Approve Remuneration Report Mgmt For Against
7 Approve Group Employee Share Ownership Plan 2010 Mgmt For Against
8 Approve Group Long Term Incentive Plan 2010 Mgmt For Against
Special Business Mgmt
1 Approve Creation of EUR 64 Million Pool of Capital without Mgmt For
Against
Preemptive Rights Reserved to Stock Purchase Plans
2 Approve Creation of EUR 29.5 Million Pool of Capital without Mgmt For
Against
Preemptive Rights Reserved to Stock Grant Plans
Volkswagen AG (VW) Meeting Date Country Primary Security ID Meeting Type
Record Date
22-Apr-10 Germany D94523145 Annual 01-Apr-10
Ticker: N/A
CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102
Vote
Proponent Mgmt Rec Instruction
Meeting for Common and Preferred Shareholders; Only Common Mgmt
Shareholders
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
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2 Approve Allocation of Income and Dividends of EUR 1.60 per Common Share and
EUR 1.66 per Preferred Share Mgmt For For
3a Approve Discharge of Management Board Member Martin Winterkorn for Fiscal
2009 Mgmt For For
3b Approve Discharge of Management Board Member Francisco Sanz for Fiscal 2009
Mgmt For For
3c Approve Discharge of Management Board Member Jochem Heizmann for Fiscal 2009
Mgmt For For
3d Approve Discharge of Management Board Member Horst Neumann for Fiscal 2009
Mgmt For For
3e Approve Discharge of Management Board Member Dieter Poetsch for Fiscal 2009
Mgmt For For
4a Approve Discharge of Supervisory Board Member Ferdinand Piech for Fiscal
2009 Mgmt For For
4b Approve Discharge of Supervisory Board Member Juergen Peters for Fiscal 2009
Mgmt For For
4c Approve Discharge of Supervisory Board Member Joerg Bode for Fiscal 2009
Mgmt For For
4d Approve Discharge of Supervisory Board Member Michael Frenzel for Fiscal
2009 Mgmt For For
4e Approve Discharge of Supervisory Board Member Babette Froehlich for Fiscal
2009 Mgmt For For
4f Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal
2009 Mgmt For For
4g Approve Discharge of Supervisory Board Member Juergen Grossmann for Fiscal
2009 Mgmt For For
4h Approve Discharge of Supervisory Board Member Holger Haerter for Fiscal 2009
Mgmt For For
4i Approve Discharge of Supervisory Board Member Walter Hirche for Fiscal 2009
Mgmt For For
4j Approve Discharge of Supervisory Board Member Peter Jacobs for Fiscal 2009
Mgmt For For
4k Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2009
Mgmt For For
4l Approve Discharge of Supervisory Board Member Peter Mosch for Fiscal 2009
Mgmt For For
4m Approve Discharge of Supervisory Board Member Roland Oetker for Fiscal 2009
Mgmt For For
4n Approve Discharge of Supervisory Board Member Bernd Osterloh for Fiscal 2009
Mgmt For For
4o Approve Discharge of Supervisory Board Member Hans Michael Piech for Fiscal
2009 Mgmt For For
4p Approve Discharge of Supervisory Board Member Ferdinand Porsche for Fiscal
2009 Mgmt For For
4q Approve Discharge of Supervisory Board Member Wolfgang Porsche for Fiscal
2009 Mgmt For For
4r Approve Discharge of Supervisory Board Member Wolfgang Ritmeier for Fiscal
2009 Mgmt For For
4s Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal
2009 Mgmt For For
4t Approve Discharge of Supervisory Board Member Heinrich Soefjer for Fiscal
2009 Mgmt For For
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4u Approve Discharge of Supervisory Board Member Juergen Mgmt For For
Stumpf for Fiscal 2009
4v Approve Discharge of Supervisory Board Member Bernd Mgmt For For
Wehlauer for Fiscal 2009
4y Approve Discharge of Supervisory Board Member Wendelin Mgmt For For
Wiedeking for Fiscal 2009
4w Approve Discharge of Supervisory Board Member Christian Wulff Mgmt For
For
for Fiscal 2009
5a Elect Joerg Bode to the Supervisory Board Mgmt For Against
5b Elect Hussain Ali Al-Abdulla to the Supervisory Board Mgmt For Against
6 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of
EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights
7 Approve Remuneration System for Management Board Members Mgmt For Against
8 Approve Affiliation Agreements with Subsidiaries Volkswagen Mgmt For For
Osnabrueck GmbH and Volkswagen Sachsen
Immobilienverwaltungs GmbH
9 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 Mgmt For For
Westamerica Bancorporation Meeting Date Country Primary Security ID Meeting
Type Record Date
22-Apr-10 USA 957090103 Annual 22-Feb-10
Ticker: WABC
CUSIP: 957090103 ISIN: US9570901036 SEDOL: 2950374
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Etta Allen Mgmt For For
1.2 Elect Director Louis E. Bartolini Mgmt For For
1.3 Elect Director E. Joseph Bowler Mgmt For For
1.4 Elect Director Arthur C. Latno, Jr. Mgmt For For
1.5 Elect Director Patrick D. Lynch Mgmt For For
1.6 Elect Director Catherine Cope MacMillan Mgmt For For
1.7 Elect Director Ronald A. Nelson Mgmt For For
1.8 Elect Director David L. Payne Mgmt For For
1.9 Elect Director Edward B. Sylvester Mgmt For For
2 Ratify Auditors Mgmt For For
Abbott Laboratories Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Apr-10 USA 002824100 Annual 24-Feb-10
Ticker: ABT
CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director R.J. Alpern Mgmt For For
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1.2 Elect Director R.S. Austin Mgmt For For
1.3 Elect Director W.M. Daley Mgmt For Withhold
1.4 Elect Director W.J. Farrell Mgmt For Withhold
1.5 Elect Director H.L. Fuller Mgmt For Withhold
1.6 Elect Director W.A. Osborn Mgmt For Withhold
1.7 Elect Director D.A.L. Owen Mgmt For For
1.8 Elect Director R.S. Roberts Mgmt For For
1.9 Elect Director S.C. Scott, III Mgmt For For
1.10 Elect Director W.D. Smithburg Mgmt For Withhold
1.11 Elect Director G.F. Tilton Mgmt For For
1.12 Elect Director M.D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
Newmont Mining Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
23-Apr-10 USA 651639106 Annual 22-Feb-10
Ticker: NEM
CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Glen A. Barton Mgmt For For
2 Elect Director Vincent A. Calarco Mgmt For For
3 Elect Director Joseph A. Carrabba Mgmt For For
4 Elect Director Noreen Doyle Mgmt For For
5 Elect Director Veronica M. Hagen Mgmt For For
6 Elect Director Michael S. Hamson Mgmt For For
7 Elect Director Richard T. O'Brien Mgmt For For
8 Elect Director John B. Prescott Mgmt For For
9 Elect Director Donald C. Roth Mgmt For For
10 Elect Director James V. Taranik Mgmt For For
11 Elect Director Simon Thompson Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
14 Require a Majority Vote for the Election of Directors SH Against For
The Progressive Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
23-Apr-10 USA 743315103 Annual 26-Feb-10
Ticker: PGR
CUSIP: 743315103 ISIN: US7433151039 SEDOL: 2705024
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Vote
Proponent Mgmt Rec Instruction
1 Elect Director Stuart B. Burgdoerfer Mgmt For For
2 Elect Director Lawton W. Fitt Mgmt For For
3 Elect Director Peter B. Lewis Mgmt For For
4 Elect Director Patrick H. Nettles, Ph.D Mgmt For For
5 Elect Director Glenn M. Renwick Mgmt For For
6 Approve Omnibus Stock Plan and Performance Criteria Mgmt For Against
7 Ratify Auditors Mgmt For For
Assicurazioni Generali Spa Meeting Date Country Primary Security ID Meeting
Type Record Date
24-Apr-10 Italy T05040109 Annual 19-Apr-10
Ticker: N/A
CUSIP: T05040109 ISIN: IT0000062072 SEDOL: 4056719
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements, Statutory Reports, and Allocation Mgmt For
For
of Income
Elect Directors - Vote Only One of the Following Slates Mgmt
2.1 Slate 1 - Submitted by Mediobanca Mgmt None Against
2.2 Slate 2 - Submitted by Institutional Investors (Assogestioni) Mgmt None
For
3 Approve Remuneration of Directors Mgmt For For
4 Approve Director and Internal Auditors Liability Provisions Mgmt For For
5 Approve Incentive Plan and Authorize Share Repurchase Mgmt For Against
Program
Regal Beloit Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
26-Apr-10 USA 758750103 Annual 04-Mar-10
Ticker: RBC
CUSIP: 758750103 ISIN: US7587501039 SEDOL: 2730082
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Christopher L. Doerr Mgmt For For
2 Elect Director Mark J. Gliebe Mgmt For For
3 Elect Director Curtis W. Stoelting Mgmt For For
4 Ratify Auditors Mgmt For For
Seaboard Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
26-Apr-10 USA 811543107 Annual 01-Mar-10
Ticker: SEB
CUSIP: 811543107 ISIN: US8115431079 SEDOL: 2786687
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven J. Bresky Mgmt For Withhold
1.2 Elect Director David A. Adamsen Mgmt For Withhold
1.3 Elect Director Douglas W. Baena Mgmt For Withhold
1.4 Elect Director Joseph E. Rodrigues Mgmt For Withhold
1.5 Elect Director Edward I. Shifman, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Anheuser-Busch InBev Meeting Date Country Primary Security ID Meeting Type
Record Date
27-Apr-10 Belgium B6399C107 Annual/Special 09-Apr-10
Ticker: N/A
CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317
Vote
Proponent Mgmt Rec Instruction
Annual and Special Meetings Mgmt
Special Business Mgmt
1 2 3a 3b 3c Amend Articles Re: Terms of Board Mandates Amend Articles Re:
Shareholder Rights Directive Receive Special Board Report Receive Special
Auditor Report Exclude Preemptive Rights for Issuance under Item 3d Mgmt Mgmt
Mgmt Mgmt Mgmt For For For For For Against
3d Approve Issuance of Stock Options for Board Members Mgmt For Against
3e Amend Articles to Reflect Changes in Capital Mgmt For Against
3f Authorize Implementation of Approved Resolutions and FiRequired
Documents/Formalities at Trade Registry Mgmtling of For Against
Ordinary Business Mgmt
1 Receive Directors' Report (Non-Voting) Mgmt
2 Receive Directors' Report (Non-Voting) Mgmt
3 Receive Consolidated Financial Statements and Statutory (Non-Voting)
MgmtReports
4 Approve Financial Statements, Allocation of Income, and Dividends of EUR
0.38 per Share Mgmt For For
5 Approve Discharge of Directors Mgmt For For
6 Approve Discharge of Auditors Mgmt For For
7a Reelect Alexandre Van Damme as Director Mgmt For Against
7b Reelect Gregoire de Spoelberch as Director Mgmt For Against
7c Reelect Carlos Alberto da Veiga Sicupira as Director Mgmt For Against
7d Reelect Jorge Paulo Lemann as Director Mgmt For Against
7e Reelect Roberto Moses Thompson Motta as Director Mgmt For Against
7f Reelect Marcel Herrman Telles as Director Mgmt For Against
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7g Reelect Jean-Luc Dehaene as Independent Director Mgmt For For
7h Reelect Mark Winkelman as Independent Director Mgmt For For
8 Approve PwC as Statutory Auditor and Approve Auditor's Mgmt For For
Remuneration
9a Approve Remuneration Report Mgmt For Against
9b Approve Stock Option Grants and Share Grants Mgmt For Against
10a Approve Change-of-Control Provision Re: Updated EMTN Mgmt For For
Program
10b Approve Change-of-Control Provision Re: US Dollar Notes Mgmt For For
10c Approve Change-of-Control Provision Re: Senior Facilities Mgmt For For
Agreement
10d Approve Change-of-Control Provision Re: Term Facilities Mgmt For For
Agreement
Powers Mgmt
1 Authorize Implementation of Approved Resolutions and Filing of Mgmt For
For
Required Documents/Formalities at Trade Registry
BB&T Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
27-Apr-10 USA 054937107 Annual 24-Feb-10
Ticker: BBT
CUSIP: 054937107 ISIN: US0549371070 SEDOL: 2830904
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John A. Allison IV Mgmt For For
1.2 Elect Director Jennifer S. Banner Mgmt For For
1.3 Elect Director K. David Boyer, Jr. Mgmt For For
1.4 Elect Director Anna R. Cablik Mgmt For For
1.5 Elect Director Ronald E. Deal Mgmt For For
1.6 Elect Director Barry J. Fitzpatrick Mgmt For For
1.7 Elect Director Littleton Glover, Jr. Mgmt For For
1.8 Elect Director L. Vincent Hackley PhD Mgmt For For
1.9 Elect Director Jane P. Helm Mgmt For For
1.10 Elect Director John P. Howe III, MD Mgmt For For
1.11 Elect Director Kelly S. King Mgmt For For
1.12 Elect Director James H. Maynard Mgmt For For
1.13 Elect Director Albert O. McCauley Mgmt For For
1.14 Elect Director J. Holmes Morrison Mgmt For For
1.15 Elect Director Nido R. Qubein Mgmt For For
1.16 Elect Director Thomas E. Skains Mgmt For For
1.17 Elect Director Thomas N. Thompson Mgmt For For
1.18 Elect Director Stephen T. Williams Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
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3 Ratify Auditors Mgmt For For
4 Report on Political Contributions SH Against Against
5 Require Independent Board Chairman SH Against Against
6 Report on Overdraft Policies and Practices, and Impacts to SH Against
Against
Borrowers
Centene Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
27-Apr-10 USA 15135B101 Annual 26-Feb-10
Ticker: CNC
CUSIP: 15135B101 ISIN: US15135B1017 SEDOL: 2807061
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Pamela A. Joseph Mgmt For For
1.2 Elect Director Tommy G. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Other Business Mgmt For Abstain
Exelon Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
27-Apr-10 USA 30161N101 Annual 01-Mar-10
Ticker: EXC
CUSIP: 30161N101 ISIN: US30161N1019 SEDOL: 2670519
Vote
Proponent Mgmt Rec Instruction
1 Elect Director John A. Canning, Jr. Mgmt For For
2 Elect Director M. Walter D'Alessio Mgmt For For
3 Elect Director Nicholas DeBenedictis Mgmt For For
4 Elect Director Bruce DeMars Mgmt For For
5 Elect Director Nelson A. Diaz Mgmt For For
6 Elect Director Sue L. Gin Mgmt For For
7 Elect Director Rosemarie B. Greco Mgmt For For
8 Elect Director Paul L. Joskow Mgmt For For
9 Elect Director Richard W. Mies Mgmt For For
10 Elect Director John M. Palms Mgmt For For
11 Elect Director William C. Richardson Mgmt For For
12 Elect Director Thomas J. Ridge Mgmt For For
13 Elect Director John W. Rogers, Jr. Mgmt For For
14 Elect Director John W. Rowe Mgmt For For
15 Elect Director Stephen D. Steinour Mgmt For For
16 Elect Director Don Thompson Mgmt For For
17 Approve Omnibus Stock Plan Mgmt For Against
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18 Ratify Auditors Mgmt For For
First Financial Bankshares, Inc. (TX) Meeting Date Country Primary Security
ID Meeting Type Record Date
27-Apr-10 USA 32020R109 Annual 01-Mar-10
Ticker: FFIN
CUSIP: 32020R109 ISIN: US32020R1095 SEDOL: 2266026
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven L. Beal Mgmt For For
1.2 Elect Director Tucker S. Bridwell Mgmt For For
1.3 Elect Director Joseph E. Canon Mgmt For For
1.4 Elect Director David Copeland Mgmt For For
1.5 Elect Director F. Scott Dueser Mgmt For For
1.6 Elect Director Murray Edwards Mgmt For For
1.7 Elect Director Ron Giddiens Mgmt For For
1.8 Elect Director Derrell E. Johnson Mgmt For For
1.9 Elect Director Kade L. Matthews Mgmt For For
1.10 Elect Director Dian Graves Stai Mgmt For For
1.11 Elect Director Johnny E. Trotter Mgmt For For
2 Ratify Auditors Mgmt For For
International Business Machines Corporation Meeting Date Country Primary
Security ID Meeting Type Record Date
27-Apr-10 USA 459200101 Annual 26-Feb-10
Ticker: IBM
CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973
Vote
Proponent Mgmt Rec Instruction
1 Elect Director A. J. P. Belda Mgmt For For
2 Elect Director C. Black Mgmt For For
3 Elect Director W. R. Brody Mgmt For For
4 Elect Director K. I. Chenault Mgmt For For
5 Elect Director M. L. Eskew Mgmt For For
6 Elect Director S. A. Jackson Mgmt For For
7 Elect Director A. N. Liveris Mgmt For For
8 Elect Director W. J. McNerney, Jr. Mgmt For For
9 Elect Director T. Nishimuro Mgmt For For
10 Elect Director J. W. Owens Mgmt For For
11 Elect Director S. J. Palmisano Mgmt For For
12 Elect Director J. E. Spero Mgmt For For
13 Elect Director S. Taurel Mgmt For For
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14 Elect Director L. H. Zambrano Mgmt For For
15 Ratify Auditors Mgmt For For
16 Adopt Policy on Bonus Banking SH Against Against
17 Provide for Cumulative Voting SH Against Against
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
Praxair, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
Ticker: PX 27-Apr-10 USA 74005P104 Annual 01-Mar-10
CUSIP: 74005P104 ISIN: US74005P1049 SEDOL: 2699291
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Stephen F. Angel Mgmt For For
1.2 Elect Director Nance K. Dicciani Mgmt For For
1.3 Elect Director Edward G. Galante Mgmt For For
1.4 Elect Director Claire W. Gargalli Mgmt For For
1.5 Elect Director Ira D. Hall Mgmt For For
1.6 Elect Director Raymond W. LeBoeuf Mgmt For For
1.7 Elect Director Larry D. Mcvay Mgmt For For
1.8 Elect Director Wayne T. Smith Mgmt For For
1.9 Elect Director Robert L. Wood Mgmt For For
2 Ratify Auditors Rollins, Inc. Meeting Date Country Mgmt Primary Security ID
Meeting Type For Record Date For
Ticker: ROL 27-Apr-10 USA 775711104 Annual 01-Mar-10
CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Bill J. Dismuke Mgmt For For
1.2 Elect Director Thomas J. Lawley Mgmt For For
1.3 Elect Director Wilton Looney Mgmt For For
2 Ratify Auditors RPC, Inc. Meeting Date Country Mgmt Primary Security ID
Meeting Type For Record Date For
Ticker: RES 27-Apr-10 USA 749660106 Annual 01-Mar-10
CUSIP: 749660106 ISIN: US7496601060 SEDOL: 2719456
Proponent Mgmt Rec Vote Instruction
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1.1 Elect Director Wilton Looney Mgmt For For
1.2 Elect Director Gary W. Rollins Mgmt For Withhold
1.3 Elect Director James A. Lane, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
SCBT Financial Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
27-Apr-10 USA 78401V102 Annual 05-Mar-10
Ticker: SCBT
CUSIP: 78401V102 ISIN: US78401V1026 SEDOL: 2388737
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert R. Horger Mgmt For For
1.2 Elect Director Jimmy E. Addison Mgmt For For
1.3 Elect Director Harry M. Mims, Jr. Mgmt For For
1.4 Elect Director James W. Roquemore Mgmt For For
1.5 Elect Director John W. Williamson, III Mgmt For For
1.6 Elect Director Herbert G. Gray Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors SH Against For
UMB Financial Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
27-Apr-10 USA 902788108 Annual 01-Mar-10
Ticker: UMBF
CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David R. Bradley, Jr. Mgmt For For
1.2 Elect Director Peter J. DeSilva Mgmt For For
1.3 Elect Director Terrence P. Dunn Mgmt For For
1.4 Elect Director Alexander C. Kemper Mgmt For For
1.5 Elect Director Kris A. Robbins Mgmt For For
1.6 Elect Director Nancy K. Buese Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors SH Against For
Wells Fargo & Company Meeting Date Country Primary Security ID Meeting Type
Record Date
27-Apr-10 USA 949746101 Annual 26-Feb-10
Ticker: WFC
CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100
Vote
Proponent Mgmt Rec Instruction
1 Election Director John D. Baker II Mgmt For For
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2 Election Director John S. Chen Mgmt For For
3 Election Director Lloyd H. Dean Mgmt For For
4 Election Director Susan E. Engel Mgmt For For
5 Election Director Enrique Hernandez, Jr. Mgmt For For
6 Election Director Donald M. James Mgmt For For
7 Election Director Richard D. McCormick Mgmt For For
8 Election Director Mackey J. McDonald Mgmt For For
9 Election Director Cynthia H. Milligan Mgmt For For
10 Elect Director Nicholas G. Moore Mgmt For For
11 Elect Director Philip J. Quigley Mgmt For For
12 Elect Director Judith M. Runstad Mgmt For For
13 Elect Director Stephen W. Sanger Mgmt For For
14 Elect Director Robert K. Steel Mgmt For For
15 Elect Director John G. Stumpf Mgmt For Against
16 Elect Director an G. Swenson Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
18 Increase Authorized Common Stock Mgmt For For
19 Ratify Auditors Mgmt For For
20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
21 Require Independent Board Chairman SH Against For
22 Report on Charitable Contributions SH Against Against
23 Report on Political Contributions SH Against Against
Bank of America Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
28-Apr-10 USA 060505104 Annual 03-Mar-10
Ticker: BAC
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Susan S. Bies Mgmt For For
2 Elect Director William P. Boardman Mgmt For For
3 Elect Director Frank P. Bramble, Sr. Mgmt For For
4 Elect Director Virgis W. Colbert Mgmt For For
5 Elect Director Charles K. Gifford Mgmt For For
6 Elect Director Charles O. Holliday, Jr. Mgmt For For
7 Elect Director D. Paul Jones, Jr. Mgmt For For
8 Elect Director Monica C. Lozano Mgmt For For
9 Elect Director Thomas J. May Mgmt For For
Page 69 of 185
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10 Elect Director Brian T. Moynihan Mgmt For For
11 Elect Director Donald E. Powell Mgmt For For
12 Elect Director Charles O. Rossotti Mgmt For For
13 Elect Director Robert W. Scully Mgmt For For
14 Ratify Auditors Mgmt For For
15 Increase Authorized Common Stock Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
17 Amend Omnibus Stock Plan Mgmt For Against
18 Report on Government Service of Employees SH Against Against
19 TARP Related Compensation SH Against Against
20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
21 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
22 Adopt Policy on Succession Planning SH Against Against
23 Report on Collateral in Derivatives Trading SH Against Against
24 Claw-back of Payments under Restatements SH Against Against
British American Tobacco plc Meeting Date Country Primary Security ID
Meeting Type Record Date
28-Apr-10 United Kingdom G1510J102 Annual 26-Apr-10
Ticker: N/A
CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
5 Authorise Board to Fix Remuneration of Auditors Mgmt For For
6a Re-elect Ana Llopis as Director Mgmt For For
6b Re-elect Christine Morin-Postel as Director Mgmt For For
6c Re-elect Anthony Ruys as Director Mgmt For For
7 Elect Richard Burrows as Director Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
12 Adopt New Articles of Association Mgmt For For
13 Amend Articles of Association Mgmt For For
Page 70 of 185
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E. I. du Pont de Nemours and Company Meeting Date Country Primary Security
ID Meeting Type Record Date
28-Apr-10 USA 263534109 Annual 03-Mar-10
Ticker: DD
CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Samuel W. Bodman Mgmt For For
2 Elect Director Richard H. Brown Mgmt For For
3 Elect Director Robert A. Brown Mgmt For For
4 Elect Director Bertrand P. Collomb Mgmt For For
5 Elect Director Curtis J. Crawford Mgmt For For
6 Elect Director Alexander M. Cutler Mgmt For For
7 Elect Director John T. Dillon Mgmt For For
8 Elect Director Eleuthere I. Du Pont Mgmt For For
9 Elect Director Marillyn A. Hewson Mgmt For For
10 Elect Director Lois D. Juliber Mgmt For For
11 Elect Director Ellen J. Kullman Mgmt For For
12 Elect Director William K. Reilly Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
15 Amend Human Rights Policy to Address Seed Saving SH Against Against
Eaton Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
28-Apr-10 USA 278058102 Annual 01-Mar-10
Ticker: ETN
CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Todd M. Bluedorn Mgmt For For
2 Elect Director Christopher M. Connor Mgmt For For
3 Elect Director Michael J. Critelli Mgmt For For
4 Elect Director Charles E. Golden Mgmt For For
5 Elect Director Ernie Green Mgmt For For
6 Ratify Auditors Mgmt For For
eResearch Technology, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
28-Apr-10 USA 29481V108 Annual 03-Mar-10
Ticker: ERES
CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937
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Mgmt Rec Proponent Vote Instruction
Mgmt1.1 ForForElect Director Sheldon M. Bonovitz
Mgmt1.2 ForForElect Director Gerald A. Faich, MD, MPH
Mgmt1.3 ForForElect Director Elam M. Hitchner
Mgmt2 ForForRatify Auditors General Electric Company Meeting Date Country
Primary Security ID Meeting Type Record Date
28-Apr-10 USA 369604103 Annual 01-Mar-10 Ticker: GE
CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498
Mgmt Rec Proponent Vote Instruction
Mgmt1 ForForElect Director W. Geoffrey Beattie
Mgmt2 ForForElect Director James I. Cash, Jr.
Mgmt3 ForForElect Director William M. Castell
Mgmt4 ForForElect Director Ann M. Fudge
Mgmt5 ForForElect Director Susan Hockfield
Mgmt6 ForForElect Director Jeffrey R. Immelt
Mgmt7 ForForElect Director Andrea Jung
Mgmt8 ForForElect Director Alan G. (A.G.) Lafley
Mgmt9 ForForElect Director Robert W. Lane
Mgmt10 ForForElect Director Ralph S. Larsen
Mgmt11 ForForElect Director Rochelle B. Lazarus
Mgmt12 ForForElect Director James J. Mulva
Mgmt13 ForForElect Director Sam Nunn
Mgmt14 ForForElect Director Roger S. Penske
Mgmt15 ForForElect Director Robert J. Swieringa
Mgmt16 ForForElect Director Douglas A. Warner III
Mgmt17 ForForRatify Auditors
SH18 AgainstAgainstProvide for Cumulative Voting
SH19 ForAgainstAmend Articles/Bylaws/Charter -- Call Special Meetings
SH20 AgainstAgainstRequire Independent Board Chairman
SH21 AgainstAgainstReport on Pay Disparity
SH22 AgainstAgainstAdopt Policy Prohibiting Certain Directors from Serving on
Key Board Committees
SH23 ForAgainstAdvisory Vote to Ratify Named Executive Officers' Compensation
Muenchener Rueckversicherungs-Gesells chaft AG 28-Apr-10 Meeting Date Germany
Country D55535104 Primary Security ID Annual Meeting Type Record Date 12-Apr-10
Ticker: N/A
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CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121
Proponent Mgmt Rec Vote Instruction
1a Receive Supervisory Board, Corporate Governance, and Remuneration Report for
Fiscal 2009 (Non-Voting) Mgmt
1b Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Mgmt
2 Approve Allocation of Income and Dividends of EUR 5.75 per Share Mgmt For
For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Elect Benita Ferrero-Waldner to the Supervisory Board Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For
For
9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion;
Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
10 Amend Articles Re: Registration for and Voting Rights Representation at
General Meeting due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive) Mgmt For For
11 Amend Articles Re: Electronic Distribution of Company Communications due to
New German Legislation (Law on Transposition of EU Shareholder's Rights
Directive) Rackspace Hosting, Inc. Meeting Date Country Mgmt Primary Security
ID Meeting Type For Record Date For
Ticker: RAX 28-Apr-10 USA 750086100 Annual 19-Mar-10
CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director A. Lanham Napier Mgmt For For
1.2 Elect Director George J. Still Jr. Mgmt For For
2 Ratify Auditors AstraZeneca plc Meeting Date Country Mgmt Primary Security
ID Meeting Type For Record Date For
Ticker: N/A 29-Apr-10 United Kingdom G0593M107 Annual 27-Apr-10
CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529
Proponent Mgmt Rec Vote Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
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2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For
Second Interim Dividend
3 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
4 Authorise Board to Fix Remuneration of Auditors Mgmt For For
5(a) Re-elect Louis Schweitzer as Director Mgmt For For
5(b) Re-elect David Brennan as Director Mgmt For For
5(c) Re-elect Simon Lowth as Director Mgmt For For
5(d) Re-elect Jean-Philippe Courtois as Director Mgmt For For
5(e) Re-elect Jane Henney as Director Mgmt For For
5(f) Re-elect Michele Hooper as Director Mgmt For For
5(g) Re-elect Rudy Markham as Director Mgmt For For
5(h) Re-elect Dame Nancy Rothwell as Director Mgmt For For
5(i) Re-elect John Varley as Director Mgmt For For
5(j) Re-elect Marcus Wallenberg as Director Mgmt For For
6 Approve Remuneration Report Mgmt For For
7 Authorise EU Political Donations and Expenditure Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
12 Adopt New Articles of Association Mgmt For For
13 Approve the Investment Plan Mgmt For For
Axa Meeting Date Country Primary Security ID Meeting Type Record Date
29-Apr-10 France F06106102 Annual/Special 26-Apr-10
Ticker: N/A
CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 0.55 per Mgmt For For
Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Approve Pension Scheme Agreement for Henri de Castries, Denis Mgmt For For
Duverne, and Francois Pierson
6 Approve Severance Payment Agreement for Henri de Castries Mgmt For Against
7 Approve Severance Payment Agreement for Denis Duverne Mgmt For For
8 Reelect Norbert Dentressangle as Supervisory Board Member Mgmt For For
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9 Reelect Mazars as Auditor Mgmt For For
10 Ratify Jean-Brice de Turkheim as Alternate Auditor Mgmt For For
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For Against
Capital
Special Business Mgmt
12 Approve Employee Stock Purchase Plan Mgmt For For
13 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
14 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
15 Adopt One-Tiered Board Structure, Amend Bylaws Accordingly Mgmt For
Against
and Acknowledge Transfer of All Outstanding Authorizations
16 Amend Articles 7, 8, and 10 of Bylaws Re: Share Ownership Mgmt For For
Disclosure Thresholds, Form of Shares, Director Shareholding
Requirements
Ordinary Business Mgmt
17 Elect Henri de Castries as Director Mgmt For Against
18 Elect Denis Duverne as Director Mgmt For For
19 Elect Jacques de Chateauvieux as Director Mgmt For For
20 Elect Norbert Dentressangle as Director Mgmt For For
21 Elect Jean-Martin Folz as Director Mgmt For For
22 Elect Anthony Hamilton as Director Mgmt For For
23 Elect Francois Martineau as Director Mgmt For For
24 Elect Giuseppe Mussari as Director Mgmt For For
25 Elect Ramon de Oliveira as Director Mgmt For For
26 Elect Michel Pebereau as Director Mgmt For For
27 Elect Dominique Reiniche as Director Mgmt For For
28 Elect Ezra Suleiman as Director Mgmt For For
29 Elect Isabelle Kocher as Director Mgmt For For
30 Elect Suet-Fern Lee as Director Mgmt For For
31 Elect Wendy Cooper as Representative of Employee Mgmt For For
Shareholders to the Board
32 Elect John Coultrap as Representative of Employee Shareholders Mgmt
Against Against
to the Board
33 Elect Paul Geiersbach as Representative of Employee Mgmt Against Against
Shareholders to the Board
34 Elect Sebastien Herzog as Representative of Employee Mgmt Against Against
Shareholders to the Board
35 Elect Rodney Koch as Representative of Employee Shareholders Mgmt Against
Against
to the Board
36 Elect Jason Steinberg as Representative of Employee Mgmt Against Against
Shareholders to the Board
37 Approve Remuneration of Directors in the Aggregate Amount of Mgmt For For
EUR 1.2 Million
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38 Authorize Filing of Required Documents/Other Formalities Mgmt For For
BASF SE (formerly BASF AG) Meeting Date Country Primary Security ID Meeting
Type Record Date
29-Apr-10 Germany D06216101 Annual 08-Apr-10
Ticker: N/A
CUSIP: D06216101 ISIN: DE0005151005 SEDOL: 5086577
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.70 per Mgmt For For
Share
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
6 Approve Conversion of Bearer Shares into Registered Shares Mgmt For For
7 Amend Articles Re: Electronic Distribution of Company Mgmt For For
Communications
8 Approve Remuneration System for Management Board Members Mgmt For For
9a Amend Articles Re: Calculation of Deadlines for General Meeting Mgmt For
For
9b Amend Articles Re: Proxy Voting at General Meeting Mgmt For For
9c Amend Articles Re: Video and Audio Transmission of General Mgmt For For
Meeting
Boston Private Financial Holdings, Inc. Meeting Date Country Primary Security
ID Meeting Type Record Date
29-Apr-10 USA 101119105 Annual 03-Mar-10
Ticker: BPFH
CUSIP: 101119105 ISIN: US1011191053 SEDOL: 2081133
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Eugene S. Colangelo Mgmt For For
1.2 Elect Director Allen L. Sinai Mgmt For For
1.3 Elect Director Stephen M. Waters Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
Capital One Financial Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
29-Apr-10 USA 14040H105 Annual 01-Mar-10
Ticker: COF
CUSIP: 14040H105 ISIN: US14040H1059 SEDOL: 2654461
Vote
Proponent Mgmt Rec Instruction
1 Elect Director W. Ronald Dietz Mgmt For For
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2 Elect Director Lewis Hay, III Mgmt For For
3 Elect Director Mayo A. Shattuck III Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
6 Stock Retention/Holding Period SH Against Against
7 Declassify the Board of Directors SH Against For
Corning Incorporated Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Apr-10 USA 219350105 Annual 25-Feb-10
Ticker: GLW
CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert F. Cummings, Jr. Mgmt For Withhold
1.2 Elect Director Carlos M. Gutierrez Mgmt For For
1.3 Elect Director William D. Smithburg Mgmt For Withhold
1.4 Elect Director Hansel E. Tookes, II Mgmt For Withhold
1.5 Elect Director Wendell P. Weeks Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against
5 Declassify the Board of Directors Mgmt For For
6 Reduce Supermajority Vote Requirement SH Against For
EMC Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Apr-10 USA 268648102 Annual 23-Feb-10
Ticker: EMC
CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Michael W. Brown Mgmt For For
2 Elect Director Randolph L. Cowen Mgmt For For
3 Elect Director Michael J. Cronin Mgmt For For
4 Elect Director Gail Deegan Mgmt For For
5 Elect Director James S. DiStasio Mgmt For For
6 Elect Director John R. Egan Mgmt For For
7 Elect Director Edmund F. Kelly Mgmt For For
8 Elect Director Windle B. Priem Mgmt For For
9 Elect Director Paul Sagan Mgmt For For
10 Elect Director David N. Strohm Mgmt For For
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11 Elect Director Joseph M. Tucci Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
ENEL SpA Meeting Date Country Primary Security ID Meeting Type Record Date
Ticker: N/A 29-Apr-10 Italy T3679P115 Annual/Special 09-Apr-10
CUSIP: T3679P115 ISIN: IT0003128367 SEDOL: 7144569
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3.1 Appoint Internal Statutory Auditors - Vote Only on One of the Following
Slates Slate Submitted by the Italian Treasury Mgmt Mgmt None Against Against
3.2 Slate Submitted by Institutional Investors Mgmt None For
4 Approve Internal Auditors' Remuneration Mgmt For For
5 Amend Rules of General Meetings Mgmt For For
Extraordinary Business Mgmt
1 Amend Articles Eni Spa Meeting Date Country Mgmt Primary Security ID
Meeting Type For Record Date For
Ticker: N/A 29-Apr-10 Italy T3643A145 Annual/Special 07-Apr-10
CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For
For
Extraordinary Business Mgmt
1 Amend Company Bylaws H & M Hennes & Mauritz Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: N/A 29-Apr-10 Sweden W41422101 Annual 23-Apr-10
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Proponent Mgmt Rec Vote Instruction
Page 78 of 185
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1 Open Meeting Mgmt
2 Elect Sven Unger as Chairman of Meeting Mgmt For None*
3 Receive President's Report; Allow Questions Mgmt
4 Prepare and Approve List of Shareholders Mgmt For None*
5 Approve Agenda of Meeting Mgmt For None*
6 7 8a 8b 8c 8d 9a Designate Inspector(s) of Minutes of Meeting Acknowledge
Proper Convening of Meeting Receive Financial Statements and Statutory Reports;
ReAuditor's Report; Receive Information About ApplicationRemuneration Guidelines
Receive Auditor's and Auditing Committee's Reports Receive Chairman's Report
About Board Work Receive Report of the Chairman of the Nominating ComApprove
Financial Statements and Statutory Reports Mgmt None* For Mgmt None* For
Mgmtceive of Mgmt Mgmt Mgmtmittee Mgmt None* For
9b Approve Allocation of Income and Dividends of SEK 16.Share Mgmt None*
For00 per
9c Approve Discharge of Board and President Mgmt None* For
10 Determine Number of Members (8) and Deputy MembeBoard Mgmt None* Forrs (0)
of
11 Approve Remuneration of Directors in the Amount of SEMillion to the
Chairman and SEK 375,000 to Other DirecApprove Remuneration of Committee Work;
Approve Remuneration of Auditors Mgmt None* ForK 1.35 tors;
12 Reelect Mia Livfors, Lottie Knutson, Sussi Kvart, Bo LunStefan Persson
(Chair), and Melker Schorling as DirectoAnders Dahlvig and Christian Sievert as
New Directors Mgmt None* Fordquist, rs; Elect
13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Aand Peter Lindell as
Members of Nominating Committee Mgmt None* Forndersson,
14 Approve 2:1 Stock Split; Amend Articles Accordingly Mgmt None* For
15 Approve Remuneration Policy And Other Terms of Employment Mgmt For None*
For Executive Management
16 Close Meeting Mgmt
* No POA on file
PLATINUM UNDERWRITERS HOLDINGS LTD Meeting Date Country Primary Security ID
Meeting Type Record Date
29-Apr-10 Bermuda G7127P100 Annual 15-Mar-10
Ticker: PTP
CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516
Vote
Proponent Mgmt Rec Instruction
1.1 Elect H. Furlong Baldwin as Director Mgmt For For
1.2 Elect Dan R. Carmichael as Director Mgmt For For
1.3 Elect A. John Hass as Director Mgmt For For
1.4 Elect Antony P. D. Lancaster as Director Mgmt For For
1.5 Elect Edmund R. Megna as Director Mgmt For For
Page 79 of 185
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1.6 Elect Michael D. Price as Director Mgmt For For
1.7 Elect Peter T. Pruitt as Director Mgmt For For
1.9 Elect James P. Slattery as Director Mgmt For For
1.9 Elect Christopher J. Steffen as Director Mgmt For For
2A. Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Mgmt For
For
Attribution of Income to U.S. Shareholders
2B. Amend Bylaws Re: Director and Officer Liability Mgmt For For
2C. Amend Bylaws Re: Jurisdictional Limits of Corporate Action Mgmt For For
2D. Amend Bylaws Re: Director Actions Mgmt For For
2E. Amend Bylaws Re: Casting of Votes Mgmt For For
2F. Amend Bylaws Re: Transfer of Shares Mgmt For For
2G. Amend Bylaws Re: Number of Directors Mgmt For For
2H. Amend Bylaws Re: Editorial Changes Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve the Material Terms of the Performance Goals Under Mgmt For For
Performance Incentive Plan
5 Approve KPMG Bermuda as Auditors Mgmt For For
Repsol YPF S.A Meeting Date Country Primary Security ID Meeting Type Record
Date
29-Apr-10 Spain E8471S130 Annual 15-Apr-10
Ticker: N/A
CUSIP: E8471S130 ISIN: ES0173516115 SEDOL: 5669354
Vote
Proponent Mgmt Rec Instruction
1.1 Accept Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports for the Year Ended Dec. 31, 2009; Approve
Allocation of Income
1.2 Approve Discharge of Directors Mgmt For For
2.1 Amend First Paragraph of Article 9 of Company By-laws Re: Mgmt For For
Passive Dividends
2.2 Amend Article 12 bis of Company By-laws Re: Preemptive Rights Mgmt For
For
2.3 Amend First Paragraph of Article 22 Re: Special Agreements, Mgmt For For
Constituion and Majority
3.1 Modify Section 3.5 of Article 3 of the General Meeting Guidelines Mgmt
For
For
Re: Competencies of the General Meeting
3.2 Modify Section 9.2 of Article 9 of the General Meeting Guidelines Mgmt
For
For
Re: Constitution of the General Meeting
4.1 Re-elect Paulina Beato Blanco as Director Mgmt For For
4.2 Re-elect Artur Carulla Font as Director Mgmt For For
4.3 Re-elect Javier Echenique Landiribar as Director Mgmt For For
4.4 Re-elect Pemex Internacional Espana, S.A. as Director Mgmt For Against
4.5 Re-elect Henri Philippe Reichstul as Director Mgmt For For
5 Elect Auditor for Repsol YPF and Consolidated Group for Fiscal Mgmt For
For
Year 2010
Page 80 of 185
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6 Authorize Repurchase of Shares; Void Authorization Granted Last Mgmt For
For
AGM of May 14, 2009
7 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For
For
Preemptive Rights; Void Authorization Granted Last AGM of May
31, 2005
8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
Tractor Supply Company Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Apr-10 USA 892356106 Annual 10-Mar-10
Ticker: TSCO
CUSIP: 892356106 ISIN: US8923561067 SEDOL: 2900335
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director James F. Wright Mgmt For For
1.2 Elect Director Johnston C. Adams Mgmt For For
1.3 Elect Director William Bass Mgmt For For
1.4 Elect Director Jack C. Bingleman Mgmt For For
1.5 Elect Director Richard W. Frost Mgmt For For
1.6 Elect Director Cynthia T. Jamison Mgmt For For
1.7 Elect Director Gerard E. Jones Mgmt For For
1.8 Elect Director George MacKenzie Mgmt For For
1.9 Elect Director Edna K. Morris Mgmt For For
2 Ratify Auditors Mgmt For For
Vivendi Meeting Date Country Primary Security ID Meeting Type Record Date
29-Apr-10 France F97982106 Annual 26-Apr-10
Ticker: N/A
CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Treatment of Losses and Allocation of Dividends of EUR Mgmt For
For
1.40 per Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Elect Dominique Hediard Dubreuil as Supervisory Board Member Mgmt For For
6 Elect Aliza Jabes as Supervisory Board Member Mgmt For For
7 Elect Jacqueline Tammenoms Bakker as Supervisory Board Mgmt For For
Member
8 Elect Daniel Camus as Supervisory Board Member Mgmt For For
Page 81 of 185
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9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
10 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Weis Markets, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
29-Apr-10 USA 948849104 Annual 02-Mar-10
Ticker: WMK
CUSIP: 948849104 ISIN: US9488491047 SEDOL: 2946845
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert F. Weis Mgmt For Withhold
1.2 Elect Director Jonathan H. Weis Mgmt For Withhold
1.3 Elect Director David J. Hepfinger Mgmt For Withhold
1.4 Elect Director Richard E. Shulman Mgmt For For
1.5 Elect Director Steven C. Smith Mgmt For For
1.6 Elect Director Glenn D. Steele Jr Mgmt For For
2 Ratify Auditors Mgmt For For
3 Require Majority of Independent Directors on Board SH Against For
AT&T Inc. Meeting Date Country Primary Security ID Meeting Type Record Date
30-Apr-10 USA 00206R102 Annual 02-Mar-10
Ticker: T
CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Randall L. Stephenson Mgmt For For
2 Elect Director Gilbert F. Amelio Mgmt For For
3 Elect Director Reuben V. Anderson Mgmt For For
4 Elect Director James H. Blanchard Mgmt For For
5 Elect Director Jaime Chico Pardo Mgmt For For
6 Elect Director James P. Kelly Mgmt For For
7 Elect Director Jon C. Madonna Mgmt For For
8 Elect Director Lynn M. Martin Mgmt For For
9 Elect Director John B. McCoy Mgmt For For
10 Elect Director Joyce M. Roche Mgmt For For
11 Elect Director Laura D Andrea Tyson Mgmt For For
12 Elect Director Patricia P. Upton Mgmt For For
13 Ratify Auditors Mgmt For For
14 Provide for Cumulative Voting SH Against Against
15 Exclude Pension Credits from Calculations of Performance-Based SH Against
Against
Pay
Page 82 of 185
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16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
Barclays plc Meeting Date Country Primary Security ID Meeting Type Record
Date
30-Apr-10 United Kingdom G08036124 Annual 28-Apr-10
Ticker: N/A
CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Reuben Jeffery III as Director Mgmt For For
4 Re-elect Marcus Agius as Director Mgmt For For
5 Re-elect David Booth as Director Mgmt For For
6 Re-elect Sir Richard Broadbent as Director Mgmt For For
7 Re-elect Sir Michael Rake as Director Mgmt For For
8 Re-elect Sir Andrew Likierman as Director Mgmt For For
9 Re-elect Chris Lucas as Director Mgmt For For
10 Reappoint PricewaterhouseCoopers LLP Auditors Mgmt For For
11 Authorise Board to Fix Remuneration of Auditors Mgmt For For
12 Authorise EU Political Donations and Expenditure Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For
17 Adopt New Articles of Association Mgmt For For
18 Approve SAYE Share Option Scheme Mgmt For For
Bayer AG Meeting Date Country Primary Security ID Meeting Type Record Date
30-Apr-10 Germany D0712D163 Annual 12-Apr-10
Ticker: N/A
CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports; Approve Mgmt For For
Allocation of Income and Dividends of EUR 1.40 per Share for
Fiscal 2009
2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Remuneration System for Management Board Members Mgmt For For
Page 83 of 185
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5 Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion
of Preemptive Rights Mgmt For For
6 Approve Creation of EUR 211.7 Million Pool of Capital without Preemptive
Rights Mgmt For For
7 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion;
Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
8 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
9 Amend Articles Re: New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive) Mgmt For For
Mgmt10 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 CRA
International Inc Meeting Date Country Primary Security ID Meeting Type For
Record Date For
Ticker: CRAI 30-Apr-10 USA 12618T105 Annual 08-Mar-10
CUSIP: 12618T105 ISIN: US12618T1051 SEDOL: 2240622
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Paul A. Maleh Mgmt For For
1.2 Elect Director Thomas S. Robertson Mgmt For For
1.3 Elect Director William T. Schleyer Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Intesa SanPaolo SPA Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: N/A 30-Apr-10 Italy T55067101 Annual 26-Apr-10
CUSIP: T55067101 ISIN: IT0000072618 SEDOL: 4076836
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Approve Allocation of Income Mgmt For For
2 Fix Number of Directors of the Supervisory Board Mgmt For For
Supervisory Board Elections ? Vote Only For One Slate Mgmt
3.1 Slate 1 - Submitted by Compagnia San Paolo and Fondazione Cariplo Mgmt
None Do Not Vote
3.2 Slate 2 - Submitted by Banking Foundations Mgmt None Do Not Vote
3.3 Slate 3 - Submitted by Assicurazioni Generali Mgmt None Do Not Vote
3.4 Slate 4 - Submitted by Insitutional Investors through Assogestioni Mgmt
None For
3.5 Slate 5 - Submitted by Credit Agricole Mgmt None Do Not Vote
4 Elect Chairman and Deputy Chairmen of the Supervisory Board Mgmt For
Against
Page 84 of 185
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Mgmt5 Approve Remuneration of Supervisory Board Members For Against
Mgmt6 Approve Remuneration Report of Management Board Members For Against
Mgmt7 Approve Share Incentive Plan Owens & Minor Inc. Meeting Date Country
Primary Security ID Meeting Type For Record Date Against
30-Apr-10 USA 690732102 Ticker: OMI Annual 09-Mar-10
CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director A. Marshall Acuff, Jr. For For
Mgmt1.2 Elect Director J. Alfred Broaddus, Jr. For For
Mgmt1.3 Elect Director John T. Crotty For For
Mgmt1.4 Elect Director Richard E. Fogg For For
Mgmt1.5 Elect Director G. Gilmer Minor, III For For
Mgmt1.6 Elect Director Eddie N. Moore, Jr. For For
Mgmt1.7 Elect Director Peter S. Redding For For
Mgmt1.8 Elect Director James E. Rogers For For
Mgmt1.9 Elect Director Robert C. Sledd For For
Mgmt1.10 Elect Director Craig R. Smith For For
Mgmt1.11 Elect Director James E. Ukrop For For
Mgmt1.12 Elect Director Anne Marie Whittemore For For
Mgmt2 Amend Omnibus Stock Plan For For
Mgmt3 Amend Omnibus Stock Plan For Against
Mgmt4 Ratify Auditors Woodside Petroleum Ltd. Meeting Date Country Primary
Security ID Meeting Type For Record Date For
30-Apr-10 Australia 980228100 Ticker: WPL Annual 28-Apr-10
CUSIP: 980228100 ISIN: AU000000WPL2 SEDOL: 6979728
Proponent Mgmt Rec Vote Instruction
Mgmt1 Receive Financial Statements and Statutory Reports (Non-Voting)
Mgmt2 Elect Andrew Jamieson as Director For For
Mgmt3 Adopt the Remuneration Report for the Year Ended Dec. 31,2009 Baldor
Electric Company Meeting Date Country Primary Security ID Meeting Type For
Record Date For
01-May-10 USA 057741100 Ticker: BEZ Annual 17-Mar-10
CUSIP: 057741100 ISIN: US0577411004 SEDOL: 2072621
Page 85 of 185
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jean A. Mauldin Mgmt For For
1.2 Elect Director R.L. Qualls Mgmt For For
1.3 Elect Director Barry K. Rogstad Mgmt For For
1.4 Elect Director Ronald E. Tucker Mgmt For For
2 Ratify Auditors Mgmt For For
AFLAC Incorporated Meeting Date Country Primary Security ID Meeting Type
Record Date
03-May-10 USA 001055102 Annual 24-Feb-10
Ticker: AFL
CUSIP: 001055102 ISIN: US0010551028 SEDOL: 2026361
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Daniel P. Amos Mgmt For For
1.2 Elect Director John Shelby Amos II Mgmt For For
1.3 Elect Director Paul S. Amos II Mgmt For For
1.4 Elect Director Michael H. Armacost Mgmt For For
1.5 Elect Director Kriss Cloninger III Mgmt For For
1.6 Elect Director Joe Frank Harris Mgmt For For
1.7 Elect Director Elizabeth J. Hudson Mgmt For For
1.8 Elect Director Douglas W. Johnson Mgmt For For
1.9 Elect Director Robert B. Johnson Mgmt For For
1.10 Elect Director Charles B. Knapp Mgmt For For
1.11 Elect Director E. Stephen Purdom, M.d. Mgmt For For
1.12 Elect Director Barbara K. Rimer, PhD Mgmt For For
1.13 Elect Director Marvin R. Schuster Mgmt For For
1.14 Elect Director David Gary Thompson Mgmt For For
1.15 Elect Director Robert L. Wright Mgmt For For
1.16 Elect Director Takuro Yoshida Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
3 Ratify Auditors Mgmt For For
Deutsche Telekom AG Meeting Date Country Primary Security ID Meeting Type
Record Date
03-May-10 Germany D2035M136 Annual 13-Apr-10
Ticker: N/A
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
Page 86 of 185
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2 Approve Allocation of Income and Dividends of EUR 0.78 per Share Mgmt For
For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Postpone Discharge of Former Supervisory Board Member Klaus Zumwinkel for
Fiscal 2008 Mgmt For For
5 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
6 Approve Remuneration System for Management Board Members Mgmt For For
7 Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as Auditors for
Fiscal 2010 Mgmt For For
8 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
9 Elect Wulf Bernotat to the Supervisory Board Mgmt For For
10 Elect Ulrich Middelmann to the Supervisory Board Mgmt For For
11 Approve Affiliation Agreement with Subsidiary Erste DFMG Deutsche Funkturm
Vermoegens-GmbH Mgmt For For
12 Approve Affiliation Agreement with Subsidiary T-Mobile Global Holding Nr.2
GmbH Mgmt For For
13 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion;
Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion
Rights Mgmt For For
14 Approve Remuneration of Supervisory Board Mgmt For For
15 Amend Corporate Purpose Mgmt For For
16 Amend Articles Re: Convocation of General Meeting due to New German
Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt
For For
17 Amend Articles Re: Audio and Video Transmission of the General Meeting due
to New German Legislation (Law on Transposition of EU Shareholder's Rights
Directive) Mgmt For For
18 Amend Articles Re: Electronic Participation in General Meeting due to New
German Legislation (Law on Transposition of EU Shareholder's Rights Directive)
Mgmt For For
Mgmt19 Amend Articles Re: Exercise of Voting Rights at General Meeting due to
New German Legislation (Law on Transposition of EU Shareholder's Rights
Directive) GDF Suez Meeting Date Country Primary Security ID Meeting Type
For Record Date For
Ticker: N/A 03-May-10 France F42768105 Annual/Special 28-Apr-10
CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 1.47 per Share Mgmt For
For
Page 87 of 185
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4 Approve Auditors' Special Report Regarding Related-Party Transactions Mgmt
For For
5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For
For
Special Business Mgmt
6 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For
7 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For For
8 Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a
Private Placement, up to Aggregate Nominal Amount of EUR 250 Million Mgmt For
For
9 Authorize Board to Increase Capital in the Event of Additional Demand Related
to Delegation Submitted to Shareholder Vote Above Under Items 6, 7 and 8 Mgmt
For For
10 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future
Acquisitions Mgmt For For
11 Approve Employee Stock Purchase Plan Mgmt For For
12 Approve Employee Stock Purchase Plan for International Employees Mgmt For
For
13 Set Global Limit for Capital Increase to Result from All Issuance Requests
under Items 6 to 12 at EUR 310 Million Mgmt For For
14 Authorize Capitalization of Reserves for Bonus Issue or Increase in Par
Value Mgmt For For
15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
16 Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan
Mgmt For For
17 Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock
Plan Mgmt For Against
18 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Proposals Made by the Employees Shareholders Mgmt
A Approve Dividends of EUR 0.80 per Share SH Against Against
Potlatch Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
Ticker: PCH 03-May-10 USA 737630103 Annual 22-Mar-10
CUSIP: 737630103 ISIN: US7376301039 SEDOL: B0XXJN1
Proponent Mgmt Rec Vote Instruction
1 Elect Director Michael J. Covey Mgmt For For
2 Elect Director Gregory L. Quesnel Mgmt For For
3 Elect Director Ruth Ann M. Gillis Mgmt For For
4 Ratify Auditors Mgmt For For
Tootsie Roll Industries, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
Ticker: TR 03-May-10 USA 890516107 Annual 09-Mar-10
Page 88 of 185
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CUSIP: 890516107 ISIN: US8905161076 SEDOL: 2896809
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Melvin J. Gordon Mgmt For Withhold
1.2 Elect Director Ellen R. Gordon Mgmt For For
1.3 Elect Director Lana Jane Lewis-Brent Mgmt For For
1.4 Elect Director Barre A. Seibert Mgmt For For
1.5 Elect Director Richard P. Bergeman Mgmt For For
2 Ratify Auditors Mgmt For For
Zimmer Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
03-May-10 USA 98956P102 Annual 04-Mar-10
Ticker: ZMH
CUSIP: 98956P102 ISIN: US98956P1021 SEDOL: 2783815
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Betsy J. Bernard Mgmt For For
2 Elect Director Marc N. Casper Mgmt For For
3 Elect Director David C. Dvorak Mgmt For For
4 Elect Director Larry C. Glasscock Mgmt For For
5 Elect Director Robert A. Hagemann Mgmt For For
6 Elect Director Arthur J. Higgins Mgmt For For
7 Elect Director John L. McGoldrick Mgmt For For
8 Elect Director Cecil B. Pickett, Ph.D. Mgmt For For
9 Ratify Auditors Mgmt For For
Carrefour Meeting Date Country Primary Security ID Meeting Type Record Date
04-May-10 France F13923119 Annual/Special 29-Apr-10
Ticker: N/A
CUSIP: F13923119 ISIN: FR0000120172 SEDOL: 5641567
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Discharge Directors Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Transaction with Lars Olofsson Re: Severance Payment Mgmt For
Against
4 Approve Transaction with Lars Olofsson Re: Additional Pension Mgmt For
For
Scheme
5 Approve Allocation of Income and Dividends of EUR 1.08 per Mgmt For For
Share
6 Reelect Anne-Claire Taittinger as Director Mgmt For For
Page 89 of 185
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7 Reelect Sebastien Bazin as Director Mgmt For For
8 Reelect Thierry Breton as Director Mgmt For For
9 Reelect Charles Edelstenne as Director Mgmt For For
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
11 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
12 Authorize Stock Option Plan Mgmt For Against
13 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For
Against
Restricted Stock Plan
Cooper Tire & Rubber Company Meeting Date Country Primary Security ID
Meeting Type Record Date
04-May-10 USA 216831107 Annual 11-Mar-10
Ticker: CTB
CUSIP: 216831107 ISIN: US2168311072 SEDOL: 2222608
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Roy V. Armes Mgmt For For
1.2 Elect Director Thomas P. Capo Mgmt For For
1.3 Elect Director Robert D. Welding Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Approve Omnibus Stock Plan Mgmt For Against
Delphi Financial Group, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
04-May-10 USA 247131105 Annual 31-Mar-10
Ticker: DFG
CUSIP: 247131105 ISIN: US2471311058 SEDOL: 2261957
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Philip R. O'Connor Mgmt For For
1.2 Elect Director Robert Rosenkranz Mgmt For For
1.3 Elect Director Donald A. Sherman Mgmt For For
1.4 Elect Director Kevin R. Brine Mgmt For For
1.5 Elect Director Edward A. Fox Mgmt For For
1.6 Elect Director Steven A. Hirsh Mgmt For For
1.7 Elect Director Harold F. Ilg Mgmt For For
1.8 Elect Director James M. Litvack Mgmt For For
1.9 Elect Director James N. Meehan Mgmt For For
1.10 Elect Director Robert F. Wright Mgmt For For
2 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against
Page 90 of 185
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3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Equity One, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
04-May-10 USA 294752100 Annual 05-Mar-10
Ticker: EQY
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Noam Ben-Ozer Mgmt For For
1.2 Elect Director James S. Cassel Mgmt For For
1.3 Elect Director Cynthia R. Cohen Mgmt For For
1.4 Elect Director Neil Flanzraich Mgmt For For
1.5 Elect Director Nathan Hetz Mgmt For For
1.6 Elect Director Chaim Katzman Mgmt For For
1.7 Elect Director Peter Linneman Mgmt For For
1.8 Elect Director Jeffrey S. Olson Mgmt For For
1.9 Elect Director Dori Segal Mgmt For For
2 Ratify Auditors Mgmt For For
GAMCO Investors, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
04-May-10 USA 361438104 Annual 31-Mar-10
Ticker: GBL
CUSIP: 361438104 ISIN: US3614381040 SEDOL: 2386827
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mario J. Gabelli Mgmt For For
1.2 Elect Director Edwin L. Artzt Mgmt For For
1.3 Elect Director Raymond C. Avansino, Jr. Mgmt For For
1.4 Elect Director Richard L. Bready Mgmt For For
1.5 Elect Director Eugene R. McGrath Mgmt For For
1.6 Elect Director Robert S. Prather, Jr. Mgmt For For
1.7 Elect Director Elisa M. Wilson Mgmt For For
2 Ratify Auditors Mgmt For For
Peabody Energy Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
04-May-10 USA 704549104 Annual 12-Mar-10
Ticker: BTU
CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gregory H. Boyce Mgmt For For
Page 91 of 185
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1.2 Elect Director William A. Coley Mgmt For For
1.3 Elect Director William E. James Mgmt For For
1.4 Elect Director Robert B. Karn, III Mgmt For For
1.5 Elect Director M. Frances Keeth Mgmt For For
1.6 Elect Director Henry E. Lentz Mgmt For For
1.7 Elect Director Robert A. Malone Mgmt For For
1.8 Elect Director William C. Rusnack Mgmt For For
1.9 Elect Director John F. Turner Mgmt For For
1.10 Elect Director Alan H. Washkowitz Mgmt For For
2 Ratify Auditors Mgmt For For
Volcom, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
04-May-10 USA 92864N101 Annual 08-Mar-10
Ticker: VLCM
CUSIP: 92864N101 ISIN: US92864N1019 SEDOL: B0CCS09
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Rene R. Woolcott Mgmt For For
1.2 Elect Director Richard R. Woolcott Mgmt For For
1.3 Elect Director Douglas S. Ingram Mgmt For For
1.4 Elect Director Anthony M. Palma Mgmt For For
1.5 Elect Director Joseph B. Tyson Mgmt For For
1.6 Elect Director Carl W. Womack Mgmt For For
1.7 Elect Director Kevin G. Wulff Mgmt For For
2 Ratify Auditors Mgmt For For
Allianz SE (formerly Allianz AG) Meeting Date Country Primary Security ID
Meeting Type Record Date
05-May-10 Germany D03080112 Annual 15-Apr-10
Ticker: N/A
CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 4.10 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Elect Peter Sutherland to the Supervisory Board Mgmt For For
6 Approve Remuneration System for Management Board Members Mgmt For For
7 Approve Creation of EUR 550 Million Pool of Capital with Partial Mgmt For
For
Exclusion of Preemptive Rights
Page 92 of 185
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8 Approve Creation of EUR 15 Million Pool of Capital without Preemptive Rights
for Issue of Shares Pursuant to Employee Stock Option Plan Mgmt For For
9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion;
Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
10 Authorize Repurchase of Up to Five Percent of Issued Share Capital for
Trading Purposes Mgmt For For
11 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
12 Authorize Use of Financial Derivatives of up to Five Percent of Issued Share
Capital When Repurchasing Shares Mgmt For For
13 Approve Affiliation Agreement with Subsidiary Allianz Common Applications
and Services GmbH Mgmt For For
14 Approve Affiliation Agreement with Subsidiary AZ-Argos 45
Vermoegensverwaltungsgesellschaft mbH BAE Systems plc Meeting Date Country
Mgmt Primary Security ID Meeting Type For Record Date For
Ticker: N/A 05-May-10 United Kingdom G06940103 Annual 03-May-10
CUSIP: G06940103 ISIN: GB0002634946 SEDOL: 0263494
Proponent Mgmt Rec Vote Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Michael Hartnall as Director Mgmt For For
5 Re-elect Sir Peter Mason as Director Mgmt For For
6 Re-elect Richard Olver as Director Mgmt For For
7 Elect Paul Anderson as Director Mgmt For For
8 Elect Linda Hudson as Director Mgmt For For
9 Elect Nicholas Rose as Director Mgmt For For
10 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
11 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For
For
12 Authorise EU Political Donations and Expenditure Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Amend Articles of Association Mgmt For For
17 Authorise the Company to Call EGM with Two Weeks' Notice Entegris, Inc.
Meeting Date Country Mgmt Primary Security ID Meeting Type For Record Date
For
Ticker: ENTG 05-May-10 USA 29362U104 Annual 12-Mar-10
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CUSIP: 29362U104 ISIN: US29362U1043 SEDOL: 2599700
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gideon Argov Mgmt For For
1.2 Elect Director Michael A. Bradley Mgmt For For
1.3 Elect Director Marvin D. Burkett Mgmt For For
1.4 Elect Director Michael P.C. Carns Mgmt For For
1.5 Elect Director Daniel W. Christman Mgmt For For
1.6 Elect Director Gary F. Klingl Mgmt For For
1.7 Elect Director Roger D. McDaniel Mgmt For For
1.8 Elect Director Paul L.H. Olson Mgmt For For
1.9 Elect Director Brian F. Sullivan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
Fresh Del Monte Produce Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
05-May-10 Cayman Islands G36738105 Annual 11-Mar-10
Ticker: FDP
CUSIP: G36738105 ISIN: KYG367381053 SEDOL: 2118707
Vote
Proponent Mgmt Rec Instruction
1a Re-elect Amir Abu-Ghazaleh as Director Mgmt For For
1b Re-elect Salvatore H. Alfiero as Director Mgmt For For
1c Re-elect Edward L. Boykin as Director Mgmt For For
2 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For
3 Ratify Ernst & Young LLP as Auditors Mgmt For For
4 Approve Non-Employee Directors Equity Plan Mgmt For For
5 Approve and Adopt Performance Incentive Plan for Senior Mgmt For For
Executives
6 Approve and Adopt Long-Term Incentive Plan Mgmt For For
General Dynamics Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
05-May-10 USA 369550108 Annual 08-Mar-10
Ticker: GD
CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Nicholas D. Chabraja Mgmt For For
2 Elect Director James S. Crown Mgmt For For
3 Elect Director William P. Fricks Mgmt For For
4 Elect Director Jay L. Johnson Mgmt For For
Page 94 of 185
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5 Elect Director George A. Joulwan Mgmt For For
6 Elect Director Paul G. Kaminski Mgmt For For
7 Elect Director John M. Keane Mgmt For For
8 Elect Director Lester L. Lyles Mgmt For For
9 Elect Director William A. Osborn Mgmt For For
10 Elect Director Robert Walmsley Mgmt For For
11 Ratify Auditors Mgmt For For
12 Report on Space-based Weapons Program SH Against Against
Knology, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
05-May-10 USA 499183804 Annual 10-Mar-10
Ticker: KNOL
CUSIP: 499183804 ISIN: US4991838040 SEDOL: 2041557
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Donald W. Burton Mgmt For For
1.2 Elect Director William H. Scott, III Mgmt For For
2 Ratify Auditors Mgmt For For
L air Liquide Meeting Date Country Primary Security ID Meeting Type
Record Date
05-May-10 France F01764103 Annual/Special 30-Apr-10
Ticker: N/A
CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 2.25 per Mgmt For For
Share
4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
5 Reelect Beatrice Majnoni d'Intignano as Director Mgmt For For
6 Reelect Benoit Potier as Director Mgmt For For
7 Reelect Paul Skinner as Director Mgmt For For
8 Elect Jean-Paul Agon as Director Mgmt For For
9 Approve Transaction with Benoit Potier Mgmt For Against
10 Approve Transaction with Pierre Dufour Mgmt For For
11 Ratify Ernst and Young et Autres as Auditor Mgmt For For
12 Reelect Mazars as Auditor Mgmt For For
13 Ratify Auditex as Alternate Auditor Mgmt For For
Page 95 of 185
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14 Reelect Patrick de Cambourg as Alternate Auditor Mgmt For For
Special Business Mgmt
15 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
16 Authorize up to 2 Percent of Issued Capital for Use in Stock Mgmt For
For
Option Plan
17 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
18 Authorize Board to Issue Free Warrants with Preemptive Rights Mgmt For
Against
During a Public Tender Offer
19 Authorize Capitalization of Reserves of Up to EUR 250 Million for Mgmt For
For
Bonus Issue or Increase in Par Value
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
Ordinary Business Mgmt
22 Authorize Filing of Required Documents/Other Formalities Mgmt For For
The GEO Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
05-May-10 USA 36159R103 Annual 03-Mar-10
Ticker: GEO
CUSIP: 36159R103 ISIN: US36159R1032 SEDOL: 2943299
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Clarence E. Anthony Mgmt For For
1.2 Elect Director Wayne H. Calabrese Mgmt For For
1.3 Elect Director Norman A. Carlson Mgmt For For
1.4 Elect Director Anne N. Foreman Mgmt For For
1.5 Elect Director Richard H. Glanton Mgmt For For
1.6 Elect Director Christopher C. Wheeler Mgmt For For
1.7 Elect Director George C. Zoley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Other Business Mgmt For Abstain
AMCOL International Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
06-May-10 USA 02341W103 Annual 09-Mar-10
Ticker: ACO
CUSIP: 02341W103 ISIN: US02341W1036 SEDOL: 2025335
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Arthur Brown Mgmt For For
1.2 Elect Director Jay D. Proops Mgmt For For
1.3 Elect Director Paul C. Weaver Mgmt For For
Page 96 of 185
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2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve Executive Incentive Bonus Plan American Campus Communities, Inc.
06-May-10 Meeting Date Ticker: ACC USA Country Mgmt 024835100 Primary
Security ID Annual Meeting Type For Record Date 15-Mar-10 For
CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director William C. Bayless, Jr. Mgmt For For
1.2 Elect Director R.D. Burck Mgmt For For
1.3 Elect Director G. Steven Dawson Mgmt For For
1.4 Elect Director Cydney C. Donnell Mgmt For For
1.5 Elect Director Edward Lowenthal Mgmt For For
1.6 Elect Director Joseph M. Macchione Mgmt For For
1.7 Elect Director Winston W. Walker Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors E.ON AG (formerly Veba AG) Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: N/A 06-May-10 Germany D24914133 Annual 16-Apr-10
CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904
Proponent Mgmt Rec Vote Instruction
1 2 3 Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Approve Allocation of Income and Dividends of EUR 1.50 per Share
Approve Discharge of Management Board for Fiscal 2009 Mgmt Mgmt Mgmt For For
For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For
6b Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection of the
Abbreviated Financial Statements for the First Half of Fiscal 2010 Mgmt For
For
7 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
8 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion;
Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
Page 97 of 185
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9 Amend Articles Re: Exercise of Voting Rights at General Meeting Mgmt For
For
due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
GlaxoSmithKline plc Meeting Date Country Primary Security ID Meeting Type
Record Date
06-May-10 United Kingdom G3910J112 Annual 04-May-10
Ticker: N/A
CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Dr Stephanie Burns as Director Mgmt For For
4 Re-elect Julian Heslop as Director Mgmt For For
5 Re-elect Sir Deryck Maughan as Director Mgmt For For
6 Re-elect Dr Daniel Podolsky as Director Mgmt For For
7 Re-elect Sir Robert Wilson as Director Mgmt For For
8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
9 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
10 Authorise EU Political Donations and Expenditure Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Approve the Exemption from Statement of the Name of the Mgmt For For
Senior Statutory Auditor in Published Copies of the Auditor's
Reports
15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
16 Adopt New Articles of Association Mgmt For For
Heartland Express, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 USA 422347104 Annual 10-Mar-10
Ticker: HTLD
CUSIP: 422347104 ISIN: US4223471040 SEDOL: 2414018
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Russell A. Gerdin Mgmt For Withhold
1.2 Elect Director Michael J. Gerdin Mgmt For Withhold
1.3 Elect Director Richard O. Jacobson Mgmt For For
1.4 Elect Director Dr. Benjamin J. Allen Mgmt For For
1.5 Elect Director Lawrence D. Crouse Mgmt For Withhold
1.6 Elect Director James G. Pratt Mgmt For For
2 Ratify Auditors Mgmt For For
Page 98 of 185
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Nokia Corp. Meeting Date Country Primary Security ID Meeting Type Record
Date
Ticker: N/A 06-May-10 Finland X61873133 Annual 26-Apr-10
CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941
Proponent Mgmt Rec Vote Instruction
1 Open Meeting Mgmt
2 Calling the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting
Mgmt For For
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Prepare and Approve List of Shareholders Mgmt For For
6 Receive Financial Statements and Statutory Reports, the Board's Report, and
the Auditor's Report; Receive Review by the CEO Mgmt
7 Accept Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.40 Per Share Mgmt For
For
9 Approve Discharge of Board and President Mgmt For For
10 Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman,
EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve
Remuneration for Committee Work Mgmt For For
11 Fix Number of Directors at 10 Mgmt For For
12 Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka
Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino,
Risto Siilasmaa, and Keijo Suila as Directors Mgmt For For
13 Approve Remuneration of Auditors Mgmt For For
14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For
15 Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening
General Meetings Mgmt For For
16 17 18 Authorize Repurchase of up to 360 Million Issued Shares Approve
Issuance of up to 740 Million Shares without Preemptive Rights Close Meeting
Mgmt Mgmt Mgmt For For For For
Reckitt Benckiser Group plc Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 United Kingdom G74079107 Annual 04-May-10
Ticker: N/A
CUSIP: G74079107 ISIN: GB00B24CGK77 SEDOL: B24CGK7
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
Page 99 of 185
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4 Re-elect Adrian Bellamy as Director Mgmt For Abstain
5 Re-elect Peter Harf as Director Mgmt For Abstain
6 Re-elect Colin Day as Director Mgmt For For
7 Re-elect Kenneth Hydon as Director Mgmt For For
8 Re-elect Judith Sprieser as Director Mgmt For For
9 Elect Richard Cousins as Director Mgmt For For
10 Elect Warren Tucker as Director Mgmt For For
11 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
12 Authorise Board to Fix Remuneration of Auditors Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
17 Adopt New Articles of Association Mgmt For For
Rockwood Holdings, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 USA 774415103 Annual 17-Mar-10
Ticker: ROC
CUSIP: 774415103 ISIN: US7744151033 SEDOL: B0GWF93
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Seifi Ghasemi Mgmt For For
1.2 Elect Director Sheldon R. Erikson Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Simon Property Group, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 USA 828806109 Annual 08-Mar-10
Ticker: SPG
CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Melvyn E. Bergstein Mgmt For For
2 Elect Director Linda Walker Bynoe Mgmt For For
3 Elect Director Larry C. Glasscock Mgmt For For
4 Elect Director Karen N. Horn, PhD Mgmt For For
5 Elect Director Allan Hubbard Mgmt For For
6 Elect Director Reuben S. Leibowitz Mgmt For For
7 Elect Director Daniel C. Smith, PhD Mgmt For For
8 Elect Director J. Albert Smith, Jr. Mgmt For For
9 Ratify Auditors Mgmt For For
Page 100 of 185
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Union Pacific Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 USA 907818108 Annual 26-Feb-10
Ticker: UNP
CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Andrew H. Card, Jr. Mgmt For For
2 Elect Director Erroll B. Davis, Jr. Mgmt For For
3 Elect Director Thomas J. Donohue Mgmt For For
4 Elect Director Archie W. Dunham Mgmt For For
5 Elect Director Judith Richards Hope Mgmt For For
6 Elect Director Charles C. Krulak Mgmt For For
7 Elect Director Michael R. McCarthy Mgmt For For
8 Elect Director Michael W. McConnell Mgmt For For
9 Elect Director Thomas F. McLarty III Mgmt For For
10 Elect Director Steven R. Rogel Mgmt For For
11 Elect Director Jose H. Villarreal Mgmt For For
12 Elect Director James R. Young Mgmt For For
13 Ratify Auditors Mgmt For For
14 Require Independent Board Chairman SH Against Against
15 Reduce Supermajority Vote Requirement SH Against For
United Parcel Service, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 USA 911312106 Annual 08-Mar-10
Ticker: UPS
CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director F. Duane Ackerman Mgmt For For
1.2 Elect Director Michael J. Burns Mgmt For For
1.3 Elect Director D. Scott Davis Mgmt For For
1.4 Elect Director Stuart E. Eizenstat Mgmt For For
1.5 Elect Director Michael L. Eskew Mgmt For For
1.6 Elect Director William R. Johnson Mgmt For For
1.7 Elect Director Ann M. Livermore Mgmt For For
1.8 Elect Director Rudy Markham Mgmt For For
1.9 Elect Director John W. Thompson Mgmt For For
1.10 Elect Director Carol B. Tome Mgmt For For
2 Ratify Auditors Mgmt For For
Page 101 of 185
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3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
Verizon Communications Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
06-May-10 USA 92343V104 Annual 08-Mar-10
Ticker: VZ
CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Richard L. Carrion Mgmt For Against
2 Elect Director M. Frances Keeth Mgmt For Against
3 Elect Director Robert W. Lane Mgmt For For
4 Elect Director Sandra O. Moose Mgmt For Against
5 Elect Director Joseph Neubauer Mgmt For For
6 Elect Director Donald T. Nicolaisen Mgmt For Against
7 Elect Director Thomas H. O'Brien Mgmt For For
8 Elect Director Clarence Otis, Jr. Mgmt For For
9 Elect Director Hugh B. Price Mgmt For Against
10 Elect Director Ivan G. Seidenberg Mgmt For For
11 Elect Director Rodney E. Slater Mgmt For For
12 Elect Director John W. Snow Mgmt For Against
13 Elect Director John R. Stafford Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
16 Prohibit Executive Stock-Based Awards SH Against Against
17 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against
For
Orientation and Gender Identity
18 Performance-Based Equity Awards SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Adopt Policy on Succession Planning SH Against Against
21 Adopt a Policy in which the Company will not Make or Promise to SH Against
For
Make Any Death Benefit Payments to Senior Executives
22 Stock Retention/Holding Period SH Against Against
Vinci Meeting Date Country Primary Security ID Meeting Type Record Date
06-May-10 France F5879X108 Annual/Special 03-May-10
Ticker: N/A
CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
Page 102 of 185
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1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.62 per Share Mgmt For
For
4 Authorize Payment of Dividends by Shares Mgmt For For
5 Reelect Dominique Ferrero as Director Mgmt For Against
6 Reelect Xavier Huillard as Director Mgmt For Against
7 Reelect Henri Saint Olive as Director Mgmt For For
8 Reelect Yves-Thibault de Silguy as Director Mgmt For Against
9 Elect Qatari Diar Real Estate Investment Company as Director Mgmt For For
10 Approve Remuneration of Directors in the Aggregate Amount of EUR 920,000
Mgmt For For
11 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For
For
12 Approve Transaction with Vinci Concessions Re: Participation in Aegean
Motorway SA Mgmt For For
13 Approve Transaction with Vinci Concessions Re: Participation in Olympia
Odos and Olympia Odos Operation Mgmt For For
14 Amend Transaction with Vinci Concessions Re: Financing Obtained by Arcour,
Contractor of A19 Highway Mgmt For For
15 Approve Transaction with Vinci Concessions Re: Financing of A-Modell A5
Highway Concession Mgmt For For
16 Approve Transaction with Vinci Concessions Re: Participation in ASF Mgmt
For For
17 Approve Additional Pension Scheme Agreement for Xavier Huillard Mgmt For
For
18 Approve Severance Payment Agreement for Xavier Huillard Mgmt For Against
19 Approve Transaction with YTSeuropaconsultants Re: Consulting Services Mgmt
For Against
Special Business Mgmt
20 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
21 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR 150 Million Mgmt For For
22 Approve Employee Stock Purchase Plan Mgmt For Against
23 Approve Stock Purchase Plan Reserved for International Employees Mgmt For
Against
24 Amend Articles 17 of Bylaws Re: Attendance to General Meetings Through
Videoconference and Telecommunication Mgmt For For
25 Authorize Filing of Required Documents/Other Formalities Curtiss-Wright
Corporation Meeting Date Country Mgmt Primary Security ID Meeting Type For
Record Date For
Ticker: CW 07-May-10 USA 231561101 Annual 01-Mar-10
CUSIP: 231561101 ISIN: US2315611010 SEDOL: 2241205
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Martin R. Benante Mgmt For For
1.2 Elect Director S. Marce Fuller Mgmt For For
1.3 Elect Director Allen A. Kozinski Mgmt For For
1.4 Elect Director Carl G. Miller Mgmt For For
1.5 Elect Director William B. Mitchell Mgmt For For
1.6 Elect Director John R. Myers Mgmt For For
1.7 Elect Director John B. Nathman Mgmt For For
1.8 Elect Director William W. Sihler Mgmt For For
1.9 Elect Director Albert E. Smith Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
Granite Construction Incorporated Meeting Date Country Primary Security ID
Meeting Type Record Date
07-May-10 USA 387328107 Annual 12-Mar-10
Ticker: GVA
CUSIP: 387328107 ISIN: US3873281071 SEDOL: 2381189
Vote
Proponent Mgmt Rec Instruction
1 Elect Director William G. Dorey Mgmt For For
2 Elect Director Rebecca A. McDonald Mgmt For For
3 Elect Director William H. Powell Mgmt For For
4 Elect Director Claes G. Bjork Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Approve Executive Incentive Bonus Plan Mgmt For For
7 Approve/Amend Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
Occidental Petroleum Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
07-May-10 USA 674599105 Annual 15-Mar-10
Ticker: OXY
CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Spencer Abraham Mgmt For For
2 Elect Director John S. Chalsty Mgmt For For
3 Elect Director Stephen I. Chazen Mgmt For For
4 Elect Director Edward P. Djerejian Mgmt For For
5 Elect Director John E. Feick Mgmt For For
6 Elect Director Carlos M. Gutierrez Mgmt For For
Page 104 of 185
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7 Elect Director Ray R. Irani Mgmt For For
8 Elect Director Irvin W. Maloney Mgmt For For
9 Elect Director Avedick B. Poladian Mgmt For For
10 Elect Director Rodolfo Segovia Mgmt For For
11 Elect Director Aziz D. Syriani Mgmt For For
12 Elect Director Rosemary Tomich Mgmt For For
13 Elect Director Walter L. Weisman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
17 Limit Executive Compensation SH Against Against
18 Require Independent Board Chairman SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Report on Host Country Social and Environmental Laws SH Against Against
21 Require a Majority Vote for the Election of Directors SH Against For
22 Report on Policy for Increasing Safety by Reducing Hazardous SH Against
Against
Substance Usage and Re-locating Facilities
23 Double Trigger on Equity Plans SH Against Against
Standard Chartered plc Meeting Date Country Primary Security ID Meeting Type
Record Date
07-May-10 United Kingdom G84228157 Annual 05-May-10
Ticker: N/A
CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Re-elect Jamie Dundas as Director Mgmt For For
5 Re-elect Val Gooding as Director Mgmt For For
6 Re-elect Rudy Markham as Director Mgmt For For
7 Re-elect John Peace as Director Mgmt For For
8 Re-elect Peter Sands as Director Mgmt For For
9 Re-elect Paul Skinner as Director Mgmt For For
10 Re-elect Oliver Stocken as Director Mgmt For For
11 Elect Jaspal Bindra as Director Mgmt For For
12 Elect Richard Delbridge as Director Mgmt For For
13 Elect Dr Han Seung-soo as Director Mgmt For For
14 Elect Simon Lowth as Director Mgmt For For
Page 105 of 185
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Report was run from: 8/4/09 to 6/30/10
15 Elect Mike Rees as Director Mgmt For For
16 Reappoint KPMG Audit plc as Auditors Mgmt For For
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Approve EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
23 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
24 Authorise Market Purchase Mgmt For For
25 Authorise Market Purchase Mgmt For For
26 Adopt New Articles of Association Mgmt For For
27 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
28 Amend Restricted Share Scheme Mgmt For For
29 Approve Waiver on the Reporting and Annual Review Mgmt For For
Requirements in Respect of Ongoing Banking Transactions with
Associates of Temasek
30 Approve the Waiver in Respect of the Requirement to Enter into Mgmt For
For
Fixed-term Written Agreements with Temasek
31 Approve Future Ongoing Banking Transactions with Temasek Mgmt For For
The Goldman Sachs Group, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
07-May-10 USA 38141G104 Annual 08-Mar-10
Ticker: GS
CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lloyd C. Blankfein Mgmt For For
1.2 Elect Director John H. Bryan Mgmt For For
1.3 Elect Director Gary D. Cohn Mgmt For For
1.4 Elect Director Claes Dahlback Mgmt For For
1.5 Elect Director Stephen Friedman Mgmt For For
1.6 Elect Director William W. George Mgmt For For
1.7 Elect Director James A. Johnson Mgmt For For
1.8 Elect Director Lois D. Juliber Mgmt For For
1.9 Elect Director Lakshmi N. Mittal Mgmt For For
1.10 Elect Director James J. Schiro Mgmt For For
1.11 Elect Director H. Lee Scott, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
Page 106 of 185
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4 Reduce Supermajority Vote Requirement Mgmt For For
5 Provide Right to Call Special Meeting Mgmt For For
6 Provide for Cumulative Voting SH Against Against
7 Report on Collateral in Derivatives Trading SH Against Against
8 Require Independent Board Chairman SH Against Against
9 Report on Political Contributions SH Against Against
10 Report on Global Warming Science SH Against Against
11 Report on Pay Disparity SH Against Against
12 Stock Retention/Holding Period SH Against Against
Teton Advisors, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
10-May-10 USA 88165Y200 Annual 31-Mar-10
Ticker: TETAA
CUSIP: 88165Y200 ISIN: US88165Y2000 SEDOL: B40GKT4
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Bruce N. Alpert Mgmt For Withhold
1.2 Elect Director Nicholas F. Galluccio Mgmt For Withhold
1.3 Elect Director Howard F. Ward Mgmt For Withhold
1.4 Elect Director Robert S. Zuccaro Mgmt For For
Anixter International Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-May-10 USA 035290105 Annual 19-Mar-10
Ticker: AXE
CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lord James Blyth Mgmt For For
1.2 Elect Director Frederic F. Brace Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Robert J. Eck Mgmt For For
1.5 Elect Director Robert W. Grubbs, Jr. Mgmt For For
1.6 Elect Director F. Philip Handy Mgmt For For
1.7 Elect Director Melvyn N. Klein Mgmt For For
1.8 Elect Director George Munoz Mgmt For For
1.9 Elect Director Stuart M. Sloan Mgmt For For
1.10 Elect Director Matthew Zell Mgmt For For
1.11 Elect Director Samuel Zell Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Page 107 of 185
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Report was run from: 8/4/09 to 6/30/10
ArcelorMittal Meeting Date Country Primary Security ID Meeting Type
Record Date
11-May-10 Luxembourg L0302D129 Annual 26-Apr-10
Ticker: N/A
CUSIP: N/A ISIN: N/A SEDOL: 7281886
Vote
Proponent Mgmt Rec Instruction
Annual Meeting Mgmt
Ordinary Business Mgmt
1 Receive and Approve Directors' and Auditors' Reports Mgmt
2 Accept Consolidated Financial Statements Mgmt For For
3 Accept Financial Statements Mgmt For For
4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For
Share
5 Approve Remuneration of Directors Mgmt For For
6 Approve Discharge of Directors Mgmt For For
7 Acknowledge Cooptation of Jeannot Krecke as Director Mgmt For Against
8 Reelect Vanisha Mittal Bhatia as Director Mgmt For Against
9 Elect Jeannot Krecke as Director Mgmt For Against
10 Approve Share Repurchase Program Mgmt For Against
11 Ratify Deloitte SA as Auditors Mgmt For For
12 Approve Share Plan Grant Mgmt For For
13 Approve Employee Stock Purchase Plan Mgmt For For
Extraordinary Business Mgmt
14 Waive Requirement for Mandatory Offer to All Shareholders Mgmt For For
Boston Scientific Corp. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-May-10 USA 101137107 Annual 12-Mar-10
Ticker: BSX
CUSIP: 101137107 ISIN: US1011371077 SEDOL: 2113434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John E. Abele Mgmt For For
1.2 Elect Director Katharine T. Bartlett Mgmt For For
1.3 Elect Director Bruce L. Byrnes Mgmt For For
1.4 Elect Director Nelda J. Connors Mgmt For For
1.5 Elect Director J. Raymond Elliott Mgmt For For
1.6 Elect Director Marye Anne Fox Mgmt For For
1.7 Elect Director Ray J. Groves Mgmt For For
1.8 Elect Director Ernest Mario Mgmt For For
1.9 Elect Director N.J. Nicholas, Jr. Mgmt For For
Page 108 of 185
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Report was run from: 8/4/09 to 6/30/10
1.10 Elect Director Pete M. Nicholas Mgmt For For
1.11 Elect Director Uwe E. Reinhardt Mgmt For For
1.12 Elect Director John E. Sununu Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
Cal Dive International, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
11-May-10 USA 12802T101 Annual 12-Mar-10
Ticker: DVR
CUSIP: 12802T101 ISIN: US12802T1016 SEDOL: B1L5W93
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Owen E. Kratz Mgmt For For
1.2 Elect Director David E. Preng Mgmt For For
2 Ratify Auditors Mgmt For For
EMS Technologies, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
11-May-10 USA 26873N108 Annual 19-Mar-10
Ticker: ELMG
CUSIP: 26873N108 ISIN: US26873N1081 SEDOL: 2309619
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Amb. John R. Bolton Mgmt For For
1.2 Elect Director Hermann Buerger Mgmt For Withhold
1.3 Elect Director Joseph D. Burns Mgmt For For
1.4 Elect Director John R. Kreick Mgmt For Withhold
1.5 Elect Director John B. Mowell Mgmt For Withhold
1.6 Elect Director Thomas W. O'Connell Mgmt For Withhold
1.7 Elect Director Bradford W. Parkinson Mgmt For Withhold
1.8 Elect Director Norman E. Thagard, M.D. Mgmt For Withhold
1.9 Elect Director John L. Woodward, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Equity LifeStyle Properties, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
11-May-10 USA 29472R108 Annual 05-Mar-10
Ticker: ELS
CUSIP: 29472R108 ISIN: US29472R1086 SEDOL: 2563125
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Philip C. Calian Mgmt For For
1.2 Elect Director David J. Contis Mgmt For For
1.3 Elect Director Thomas E. Dobrowski Mgmt For For
Page 109 of 185
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Report was run from: 8/4/09 to 6/30/10
1.4 Elect Director Thomas P. Heneghan Mgmt For For
1.5 Elect Director Sheli Z. Rosenberg Mgmt For For
1.6 Elect Director Howard Walker Mgmt For For
1.7 Elect Director Gary L. Waterman Mgmt For For
1.8 Elect Director Samuel Zell Mgmt For For
2 Ratify Auditors Mgmt For For
Skyworks Solutions, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
11-May-10 USA 83088M102 Annual 23-Mar-10
Ticker: SWKS
CUSIP: 83088M102 ISIN: US83088M1027 SEDOL: 2961053
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kevin L. Beebe Mgmt For For
1.2 Elect Director Timothy R. Furey Mgmt For For
1.3 Elect Director David J. McLachlan Mgmt For For
2 Ratify Auditors Mgmt For For
Unilever NV Meeting Date Country Primary Security ID Meeting Type Record
Date
11-May-10 Netherlands N8981F271 Annual 20-Apr-10
Ticker: N/A
CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1
Vote
Proponent Mgmt Rec Instruction
Annual Meeting Mgmt
1 Receive Report of Management Board (Non-Voting) Mgmt
2 Approve Financial Statements and Allocation of Income Mgmt For For
3 Approve Discharge of Executive Directors Mgmt For For
4 Approve Discharge of Non-Executive Directors Mgmt For For
5 Reelect P.G.J.M. Polman to Executive Board Mgmt For For
6 Elect R.J-M.S. Huet to Executive Board Mgmt For For
7 Reelect L.O. Fresco as Non-Executive Director Mgmt For For
8 Reelect A.M. Fudge as Non-Executive Director Mgmt For For
9 Reelect C.E. Golden as Non-Executive Director Mgmt For For
10 Reelect B.E. Grote as Non-Executive Director Mgmt For For
11 Reelect H. Nyasulu as Non-Executive Director Mgmt For For
12 Reelect K.J. Storm as Non-Executive Director Mgmt For For
13 Reelect M. Treschow as Non-Executive Director Mgmt For For
14 Reelect J. van der Veer as Non-Executive Director Mgmt For For
15 Elect P. Walsh as Non-Executive Director Mgmt For For
Page 110 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
16 Elect M. Rifkind as Non-Executive Director Mgmt For For
17 Approve Management Co-Investment Plan Mgmt For For
18 Amend Performance Criteria of the Annual Bonus Mgmt For For
19 Amend Performance Criteria of the Long-Term Incentive Plan Mgmt For For
20 Approve Cancellation of 4 Percent Cumulative Preference Shares Mgmt For
For
21 Authorize Repurchase of 6% Cumulative Preference Shares and Mgmt For For
7% Cumulative Preference Shares
22 Authorize Repurchase of Up to Ten Percent of Issued Share Mgmt For For
Capital
23 Approve Authorization to Cancel Ordinary Shares Mgmt For For
24 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
25 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
26 Allow Questions and Close Meeting Mgmt
Waste Management, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
11-May-10 USA 94106L109 Annual 15-Mar-10
Ticker: WM
CUSIP: 94106L109 ISIN: US94106L1098 SEDOL: 2937667
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Pastora San Juan Cafferty Mgmt For For
2 Elect Director Frank M. Clark, Jr. Mgmt For For
3 Elect Director Patrick W. Gross Mgmt For For
4 Elect Director John C. Pope Mgmt For For
5 Elect Director W. Robert Reum Mgmt For For
6 Elect Director Steven G. Rothmeier Mgmt For For
7 Elect Director David P. Steiner Mgmt For For
8 Elect Director Thomas H. Weidemeyer Mgmt For For
9 Ratify Auditors Mgmt For For
10 Reduce Supermajority Vote Requirement Mgmt For For
11 Report on Political Contributions SH Against Against
12 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
Berry Petroleum Company Meeting Date Country Primary Security ID Meeting
Type
Record Date
12-May-10 USA 085789105 Annual 15-Mar-10
Ticker: BRY
CUSIP: 085789105 ISIN: US0857891057 SEDOL: 2094227
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director J. Bryant Mgmt For For
Page 111 of 185
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Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director R. Busch III Mgmt For For
1.3 Elect Director W. Bush Mgmt For For
1.4 Elect Director S. Cropper Mgmt For For
1.5 Elect Director J. Gaul Mgmt For For
1.6 Elect Director R. Heinemann Mgmt For For
1.7 Elect Director T. Jamieson Mgmt For For
1.8 Elect Director J. Keller Mgmt For For
1.9 Elect Director M. Young Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
BG Group plc Meeting Date Country Primary Security ID Meeting Type Record
Date
12-May-10 United Kingdom G1245Z108 Annual 10-May-10
Ticker: N/A
CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Elect Mark Seligman as Director Mgmt For For
5 Re-elect Peter Backhouse as Director Mgmt For For
6 Re-elect Lord Sharman as Director Mgmt For For
7 Re-elect Philippe Varin as Director Mgmt For For
8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
9 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For
10 Authorise EU Political Donations and Expenditure Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
15 Adopt New Articles of Association Mgmt For For
BNP Paribas Meeting Date Country Primary Security ID Meeting Type Record
Date
12-May-10 France F1058Q238 Annual/Special 07-May-10
Ticker: N/A
CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
Page 112 of 185
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1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.50 per Share Mgmt For
For
4 Acknowledge Auditors' Special Report Mentioning the Absence of New
Related-Party Transactions Mgmt For For
5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For
For
6 Reelect Louis Schweitzer as Director Mgmt For Against
7 Elect Michel Tilmant as Director Mgmt For Against
8 Elect Emiel Van Broekhoven as Director Mgmt For Against
9 Elect Meglena Kuneva as Director Mgmt For For
10 Elect Jean Laurent Bonnafe as Director Mgmt For Against
11 Approve Remuneration of Directors in the Aggregate Amount of EUR 975,000
Mgmt For For
Special Business Mgmt
12 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR 1 Billion Mgmt For For
13 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR 350 Million Mgmt For For
14 Authorize Capital Increase of Up to EUR 350 Million for Future Exchange
Offers
Mgmt For For
15 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future
Acquisitions Mgmt For For
16 Set Total Limit for Capital Increase to Result from Issuance Requests under
Items 8 to 10 at EUR 350 Million Mgmt For For
17 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value Mgmt For For
18 Set Total Limit for Capital Increase to Result from Issuance Requests under
Items 7 to 10 at EUR1 Billion Mgmt For For
19 Approve Employee Stock Purchase Plan Mgmt For For
20 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
21 Approve Merger by Absorption of Fortis Banque France Mgmt For For
22 Amend Bylaws to Remove All References to Preferred Stock (Class B) Suscribed
by SPPE on March 31, 2009; And Adopt new Version of Bylaws Mgmt For For
23 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ConocoPhillips Meeting Date Country Primary Security ID Meeting Type Record
Date
Ticker: COP 12-May-10 USA 20825C104 Annual 15-Mar-10
CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717
Proponent Mgmt Rec Vote Instruction
Page 113 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director Richard L. Armitage Mgmt For For
1.2 Elect Director Richard H. Auchinleck Mgmt For For
1.3 Elect Director James E. Copeland, Jr. Mgmt For For
1.4 Elect Director Kenneth M. Duberstein Mgmt For For
1.5 Elect Director Ruth R. Harkin Mgmt For For
1.6 Elect Director Harold W. Mcgraw III Mgmt For For
1.7 Elect Director James J. Mulva Mgmt For For
1.8 Elect Director Robert A. Niblock Mgmt For For
1.9 Elect Director Harald J. Norvik Mgmt For For
1.10 Elect Director William K. Reilly Mgmt For For
1.11 Elect Director Bobby S. Shackouls Mgmt For For
1.12 Elect Director Victoria J. Tschinkel Mgmt For For
1.13 Elect Director Kathryn C. Turner Mgmt For For
1.14 Elect Director William E. Wade, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Board Risk Management Oversight SH Against Against
4 Adopt Quantitative GHG Goals for Products and Operations SH Against For
5 Report on Environmental Impact of Oil Sands Operations in SH Against
Against
Canada
6 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against
Impacts
7 Report on Financial Risks of Climate Change SH Against Against
8 Adopt Goals to Reduce Emission of TRI Chemicals SH Against For
9 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For
Orientation and Gender Identity
10 Report on Political Contributions SH Against Against
CVS Caremark Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
12-May-10 USA 126650100 Annual 15-Mar-10
Ticker: CVS
CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Edwin M. Banks Mgmt For Against
2 Elect Director C. David Brown II Mgmt For Against
3 Elect Director David W. Dorman Mgmt For Against
4 Elect Director Kristen Gibney Williams Mgmt For For
5 Elect Director Marian L. Heard Mgmt For Against
6 Elect Director William H. Joyce Mgmt For For
7 Elect Director Jean-Pierre Millon Mgmt For For
8 Elect Director Terrence Murray Mgmt For For
Page 114 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
9 Elect Director C.A. Lance Piccolo Mgmt For For
10 Elect Director Sheli Z. Rosenberg Mgmt For Against
11 Elect Director Thomas M. Ryan Mgmt For For
12 Elect Director Richard J. Swift Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For For
15 Provide Right to Call Special Meeting Mgmt For For
16 Report on Political Contributions SH Against Against
17 Adopt Global Warming Principles SH Against Against
Dril-Quip, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
12-May-10 USA 262037104 Annual 25-Mar-10
Ticker: DRQ
CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alexander P. Shukis Mgmt For For
2 Ratify Auditors Mgmt For For
Eastman Kodak Company Meeting Date Country Primary Security ID Meeting Type
Record Date
12-May-10 USA 277461109 Annual 15-Mar-10
Ticker: EK
CUSIP: 277461109 ISIN: US2774611097 SEDOL: 2300601
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Richard S. Braddock Mgmt For For
2 Elect Director Herald Y. Chen Mgmt For For
3 Elect Director Adam H. Clammer Mgmt For For
4 Elect Director Timothy M. Donahue Mgmt For For
5 Elect Director Michael J. Hawley Mgmt For For
6 Elect Director William H. Hernandez Mgmt For For
7 Elect Director Douglas R. Lebda Mgmt For For
8 Elect Director Debra L. Lee Mgmt For For
9 Elect Director Delano E. Lewis Mgmt For For
10 Elect Director William G. Parrett Mgmt For For
11 Elect Director Antonio M. Perez Mgmt For For
12 Elect Director Joel Seligman Mgmt For For
13 Elect Director Dennis F. Strigl Mgmt For For
14 Elect Director Laura D'Andrea Tyson Mgmt For For
15 Ratify Auditors Mgmt For For
Page 115 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
16 Amend Omnibus Stock Plan Mgmt For Against
17 Amend Executive Incentive Bonus Plan Mgmt For For
Knight Capital Group, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
12-May-10 USA 499005106 Annual 01-Apr-10
Ticker: NITE
CUSIP: 499005106 ISIN: US4990051066 SEDOL: 2266275
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William L. Bolster Mgmt For For
1.2 Elect Director Gary R. Griffith Mgmt For For
1.3 Elect Director Thomas M. Joyce Mgmt For For
1.4 Elect Director James W. Lewis Mgmt For For
1.5 Elect Director Thomas C. Lockburner Mgmt For For
1.6 Elect Director James T. Milde Mgmt For For
1.7 Elect Director Christopher C. Quick Mgmt For For
1.8 Elect Director Laurie M. Shahon Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
ManTech International Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
12-May-10 USA 564563104 Annual 18-Mar-10
Ticker: MANT
CUSIP: 564563104 ISIN: US5645631046 SEDOL: 2825308
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director George J. Pedersen Mgmt For For
1.2 Elect Director Richard L. Armitage Mgmt For For
1.3 Elect Director Mary K. Bush Mgmt For For
1.4 Elect Director Barry G. Campbell Mgmt For For
1.5 Elect Director W.R. Fatzinger, Jr. Mgmt For For
1.6 Elect Director David E. Jeremiah Mgmt For For
1.7 Elect Director Richard J. Kerr Mgmt For For
1.8 Elect Director Kenneth A. Minihan Mgmt For For
1.9 Elect Director Stephen W. Porter Mgmt For For
1.10 Elect Director Lawrence B. Prior, III Mgmt For For
2 Ratify Auditors Mgmt For For
Murphy Oil Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
12-May-10 USA 626717102 Annual 15-Mar-10
Ticker: MUR
Page 116 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
CUSIP: 626717102 ISIN: US6267171022 SEDOL: 2611206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Frank W. Blue Mgmt For For
1.2 Elect Director Claiborne P. Deming Mgmt For For
1.3 Elect Director Robert A. Hermes Mgmt For For
1.4 Elect Director James V. Kelley Mgmt For For
1.5 Elect Director R. Madison Murphy Mgmt For For
1.6 Elect Director William C. Nolan, Jr. Mgmt For For
1.7 Elect Director Neal E. Schmale Mgmt For For
1.8 Elect Director David J. H. Smith Mgmt For For
1.9 Elect Directors Caroline G. Theus Mgmt For For
1.10 Elect Directors David M. Wood Mgmt For For
2 Ratify Auditors Mgmt For For
Philip Morris International Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
12-May-10 USA 718172109 Annual 16-Mar-10
Ticker: PM
CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Harold Brown Mgmt For For
2 Elect Director Mathis Cabiallavetta Mgmt For For
3 Elect Director Louis C. Camilleri Mgmt For For
4 Elect Director J. Dudley Fishburn Mgmt For For
5 Elect Director Jennifer Li Mgmt For For
6 Elect Director Graham Mackay Mgmt For For
7 Elect Director Sergio Marchionne Mgmt For For
8 Elect Director Lucio A. Noto Mgmt For For
9 Elect Director Carlos Slim Helu Mgmt For For
10 Elect Director Stephen M. Wolf Mgmt For For
11 Ratify Auditors Mgmt For For
12 Report on Effect of Marketing Practices on the Poor SH Against Against
13 Establish Supplier Human Rights Purchasing Protocols SH Against Against
Rogers Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
12-May-10 USA 775133101 Annual 16-Mar-10
Ticker: ROG
CUSIP: 775133101 ISIN: US7751331015 SEDOL: 2746700
Vote
Proponent Mgmt Rec Instruction
Page 117 of 185
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1.1 Elect Director Charles M. Brennan, III Mgmt For For
1.2 Elect Director Gregory B. Howey Mgmt For For
1.3 Elect Director J. Carl Hsu Mgmt For For
1.4 Elect Director Carol R. Jensen Mgmt For For
1.5 Elect Director Eileen S. Kraus Mgmt For For
1.6 Elect Director William E. Mitchell Mgmt For For
1.7 Elect Director Robert G. Paul Mgmt For For
1.8 Elect Director Robert D. Wachob Mgmt For For
2 Ratify Auditors Mgmt For For
The Warnaco Group, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
12-May-10 USA 934390402 Annual 18-Mar-10
Ticker: WRC
CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668
Vote
Proponent Mgmt Rec Instruction
1 Elect Director David A. Bell Mgmt For For
2 Elect Director Robert A. Bowman Mgmt For For
3 Elect Director Richard Karl Goeltz Mgmt For For
4 Elect Director Joseph R. Gromek Mgmt For For
5 Elect Director Sheila A. Hopkins Mgmt For For
6 Elect Director Charles R. Perrin Mgmt For For
7 Elect Director Nancy A. Reardon Mgmt For For
8 Elect Director Donald L. Seeley Mgmt For For
9 Elect Director Cheryl Nido Turpin Mgmt For For
10 Ratify Auditors Mgmt For For
Tower Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
12-May-10 USA 891777104 Annual 16-Mar-10
Ticker: TWGP
CUSIP: 891777104 ISIN: US8917771045 SEDOL: B03KNS5
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Charles A. Bryan Mgmt For For
1.2 Elect Director Robert S. Smith Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
Tupperware Brands Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
12-May-10 USA 899896104 Annual 15-Mar-10
Ticker: TUP
Page 118 of 185
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Report was run from: 8/4/09 to 6/30/10
CUSIP: 899896104 ISIN: US8998961044 SEDOL: 2872069
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Rita Bornstein, Ph.D. Mgmt For For
2 Elect Director Kriss Cloninger, III Mgmt For For
3 Elect Director E.V. Goings Mgmt For For
4 Elect Director Joe R. Lee Mgmt For For
5 Elect Director Bob Marbut Mgmt For For
6 Elect Director Antonio Monteiro de Castro Mgmt For For
7 Elect Director David R. Parker Mgmt For For
8 Elect Director Joyce M. Roche Mgmt For For
9 Elect Director J. Patrick Spainhour Mgmt For For
10 Elect Director M. Anne Szostak Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
13 Approve Omnibus Stock Plan Mgmt For Against
Unilever plc Meeting Date Country Primary Security ID Meeting Type Record
Date
12-May-10 United Kingdom G92087165 Annual 10-May-10
Ticker: N/A
CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Paul Polman as Director Mgmt For For
4 Elect Jean-Marc Huet as Director Mgmt For For
5 Re-elect Louise Fresco as Director Mgmt For For
6 Re-elect Ann Fudge as Director Mgmt For For
7 Re-elect Charles Golden as Director Mgmt For For
8 Re-elect Byron Grote as Director Mgmt For For
9 Re-elect Hixonia Nyasulu as Director Mgmt For For
10 Re-elect Kees Storm as Director Mgmt For For
11 Re-elect Michael Treschow as Director Mgmt For For
12 Re-elect Jeroen van der Veer as Director Mgmt For For
13 Re-elect Paul Walsh as Director Mgmt For For
14 Elect Sir Malcolm Rifkind as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
Page 119 of 185
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17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
22 Approve the Management Co-Investment Plan Mgmt For For
23 Adopt New Articles of Association Mgmt For For
Alexanders, Inc Meeting Date Country Primary Security ID Meeting Type
Record Date
13-May-10 USA 014752109 Annual 15-Mar-10
Ticker: ALX
CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael D. Fascitelli Mgmt For Withhold
1.2 Elect Director Thomas R. DiBenedetto Mgmt For For
2 Ratify Auditors Mgmt For For
AMERIGROUP Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
13-May-10 USA 03073T102 Annual 16-Mar-10
Ticker: AGP
CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kay Coles James Mgmt For For
1.2 Elect Director Hala Moddelmog Mgmt For For
1.3 Elect Director Uwe E. Reinhardt, Ph.d. Mgmt For For
2 Ratify Auditors Mgmt For For
Bill Barrett Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 06846N104 Annual 15-Mar-10
Ticker: BBG
CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William F. Owens Mgmt For For
1.2 Elect Director Randy A. Foutch Mgmt For For
1.3 Elect Director Joseph N. Jaggers Mgmt For For
1.4 Elect Director Edmund P. Segner, III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Reduce Supermajority Vote Requirement SH Against For
Page 120 of 185
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Report was run from: 8/4/09 to 6/30/10
C.H. Robinson Worldwide, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
13-May-10 USA 12541W209 Annual 16-Mar-10
Ticker: CHRW
CUSIP: 12541W209 ISIN: US12541W2098 SEDOL: 2116228
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Steven L. Polacek Mgmt For For
2 Elect Director ReBecca Koenig Roloff Mgmt For For
3 Elect Director Michael W. Wickham Mgmt For For
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
Carter's, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
13-May-10 USA 146229109 Annual 26-Mar-10
Ticker: CRI
CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vanessa J. Castagna Mgmt For For
1.2 Elect Director William J. Montgoris Mgmt For For
1.3 Elect Director David Pulver Mgmt For For
2 Ratify Auditors Mgmt For For
Cinemark Holdings, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 17243V102 Annual 25-Mar-10
Ticker: CNK
CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Benjamin D. Chereskin Mgmt For For
1.2 Elect Director Lee Roy Mitchell Mgmt For For
1.3 Elect Director Raymond W. Syufy Mgmt For For
2 Ratify Auditors Mgmt For For
Ford Motor Company Meeting Date Country Primary Security ID Meeting Type
Record Date
13-May-10 USA 345370860 Annual 17-Mar-10
Ticker: F
CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen G. Butler Mgmt For For
1.2 Elect Director Kimberly A. Casiano Mgmt For For
Page 121 of 185
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Report was run from: 8/4/09 to 6/30/10
1.3 Elect Director Anthony F. Earley, Jr. Mgmt For For
1.4 Elect Director Edsel B. Ford II Mgmt For For
1.5 Elect Director William Clay Ford, Jr. Mgmt For For
1.6 Elect Director Richard A. Gephardt Mgmt For For
1.7 Elect Director Irvine O. Hockaday, Jr. Mgmt For For
1.8 Elect Director Richard A. Manoogian Mgmt For For
1.9 Elect Director Ellen R. Marram Mgmt For For
1.10 Elect Director Alan Mulally Mgmt For For
1.11 Elect Director Homer A. Neal Mgmt For For
1.12 Elect Director Gerald L. Shaheen Mgmt For For
1.13 Elect Director John L. Thornton Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt NOL Rights Plan (NOL Pill) Mgmt For For
4 Disclose Prior Government Service SH Against Against
5 Adopt Recapitalization Plan SH Against Against
6 Report on Political Contributions SH Against Against
7 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
8 Prohibit Energy Projects Only Concerned With CO2 Reduction SH Against
Against
General Maritime Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
13-May-10 Marshall Isl Y2693R101 Annual 15-Mar-10
Ticker: GMR
CUSIP: Y2693R101 ISIN: MHY2693R1018 SEDOL: B3KH711
Vote
Proponent Mgmt Rec Instruction
1.1 Reelect Peter C. Georgiopoulos as Director Mgmt For For
1.2 Reelect William J. Crabtree as Director Mgmt For For
1.3 Reelect Dr. E. Grant Gibbons as Director Mgmt For For
2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Google Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
13-May-10 USA 38259P508 Annual 15-Mar-10
Ticker: GOOG
CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Eric Schmidt Mgmt For For
1.2 Elect Director Sergey Brin Mgmt For For
1.3 Elect Director Larry Page Mgmt For For
1.4 Elect Director L. John Doerr Mgmt For For
Page 122 of 185
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1.5 Elect Director John L. Hennessy Mgmt For For
1.6 Elect Director Ann Mather Mgmt For For
1.7 Elect Director Paul S. Otellini Mgmt For For
1.8 Elect Director K. Ram Shriram Mgmt For For
1.9 Elect Director Shirley M. Tilghman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Prepare Sustainability Report SH Against For
5 Adopt Principles for Online Advertising SH Against Against
6 Amend Human Rights Policies Regarding Chinese Operations SH Against
Against
Highwoods Properties, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 431284108 Annual 02-Mar-10
Ticker: HIW
CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gene H. Anderson Mgmt For For
1.2 Elect Director Edward J. Fritsch Mgmt For For
1.3 Elect Director David J. Hartzell Mgmt For For
1.4 Elect Director Lawrence S. Kaplan Mgmt For For
1.5 Elect Director Sherry A. Kellett Mgmt For For
1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Rent-A-Center, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
13-May-10 USA 76009N100 Annual 31-Mar-10
Ticker: RCII
CUSIP: 76009N100 ISIN: US76009N1000 SEDOL: 2733092
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Mitchel E. Fadel Mgmt For For
2 Elect Director Kerney Laday Mgmt For For
3 Elect Director Paula Stern Mgmt For For
4 Ratify Auditors Mgmt For For
Republic Services, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 760759100 Annual 16-Mar-10
Ticker: RSG
CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530
Page 123 of 185
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Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1 Election Director James E. O Connor Mgmt For For
2 Election Director John W. Croghan Mgmt For For
3 Election Director James W. Crownover Mgmt For For
4 Election Director William J. Flynn Mgmt For For
5 Election Director David I. Foley Mgmt For For
6 Election Director Michael Larson Mgmt For For
7 Election Director Nolan Lehmann Mgmt For For
8 Election Director W. Lee Nutter Mgmt For For
9 Election Director Ramon A. Rodriguez Mgmt For For
10 Election Director Allan C. Sorensen Mgmt For For
11 Election Director John M. Trani Mgmt For For
12 Election Director Michael W. Wickham Mgmt For For
13 Ratify Auditors Mgmt For For
14 Report on Political Contributions SH Against Against
SIGA Technologies, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 826917106 Annual 31-Mar-10
Ticker: SIGA
CUSIP: 826917106 ISIN: US8269171067 SEDOL: 2107437
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Eric A. Rose Mgmt For For
1.2 Elect Director James J. Antal Mgmt For For
1.3 Elect Director Michael J. Bayer Mgmt For For
1.4 Elect Director Thomas E. Constance Mgmt For For
1.5 Elect Director Steven L. Fasman Mgmt For Withhold
1.6 Elect Director Scott M. Hammer Mgmt For For
1.7 Elect Director Joseph W. Marshall, III Mgmt For For
1.8 Elect Director Paul G. Savas Mgmt For Withhold
1.9 Elect Director Bruce Slovin Mgmt For Withhold
1.10 Elect Director Michael A. Weiner Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
The Charles Schwab Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
13-May-10 USA 808513105 Annual 15-Mar-10
Ticker: SCHW
CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397
Page 124 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Arun Sarin Mgmt For For
1.2 Elect Director Paula A. Sneed Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Report on Political Contributions SH Against Against
5 Adopt a Policy in which the Company will not Make or Promise to SH Against
For
Make Any Death Benefit Payments to Senior Executives
The Dow Chemical Company Meeting Date Country Primary Security ID Meeting
Type Record Date
13-May-10 USA 260543103 Annual 15-Mar-10
Ticker: DOW
CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Arnold A. Allemang Mgmt For For
2 Elect Director Jacqueline K. Barton Mgmt For For
3 Elect Director James A. Bell Mgmt For Against
4 Elect Director Jeff M. Fettig Mgmt For Against
5 Elect Director Barbara H. Franklin Mgmt For For
6 Elect Director John B. Hess Mgmt For For
7 Elect Director Andrew N. Liveris Mgmt For For
8 Elect Director Paul Polman Mgmt For For
9 Elect Director Dennis H. Reilley Mgmt For For
10 Elect Director James M. Ringler Mgmt For For
11 Elect Director Ruth G. Shaw Mgmt For For
12 Elect Director Paul G. Stern Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Provide Right to Call Special Meeting Mgmt For For
15 Report on Environmental Remediation in Midland Area SH Against Against
16 Stock Retention/Holding Period SH Against Against
17 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
Bruker Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
14-May-10 USA 116794108 Annual 31-Mar-10
Ticker: BRKR
CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Wolf-Dieter Emmerich Mgmt For For
Page 125 of 185
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1.2 Elect Director Brenda J. Furlong Mgmt For For
1.3 Elect Director Frank H. Laukien Mgmt For Withhold
1.4 Elect Director Richard A. Packer Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Tanger Factory Outlet Centers, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
14-May-10 USA 875465106 Annual 18-Mar-10
Ticker: SKT
CUSIP: 875465106 ISIN: US8754651060 SEDOL: 2874582
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jack Africk Mgmt For For
1.2 Elect Director Steven B. Tanger Mgmt For For
1.3 Elect Director William G. Benton Mgmt For For
1.4 Elect Director Bridget Ryan Berman Mgmt For For
1.5 Elect Director Thomas E. Robinson Mgmt For For
1.6 Elect Director Allan L. Schuman Mgmt For For
1.7 Elect Director Stanley K. Tanger Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
Vulcan Materials Company Meeting Date Country Primary Security ID Meeting
Type Record Date
14-May-10 USA 929160109 Annual 17-Mar-10
Ticker: VMC
CUSIP: 929160109 ISIN: US9291601097 SEDOL: 2931205
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Douglas J. McGregor Mgmt For For
1.2 Elect Director Vincent J. Trosino Mgmt For For
1.3 Elect Director Philip J. Carroll, Jr. Mgmt For For
1.4 Elect Director James V. Napier Mgmt For For
2 Ratify Auditors Mgmt For For
3 Require a Majority Vote for the Election of Directors SH Against For
Consolidated Edison, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
17-May-10 USA 209115104 Annual 30-Mar-10
Ticker: ED
CUSIP: 209115104 ISIN: US2091151041 SEDOL: 2216850
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Kevin Burke Mgmt For For
Page 126 of 185
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Report was run from: 8/4/09 to 6/30/10
2 Elect Director Vincent A. Calarco Mgmt For For
3 Elect Director George Campbell, Jr. Mgmt For For
4 Elect Director Gordon J. Davis Mgmt For For
5 Elect Director Michael J. Del Giudice Mgmt For For
6 Elect Director Ellen V. Futter Mgmt For For
7 Elect Director John F. Hennessy, III Mgmt For For
8 Elect Director Sally Hernandez Mgmt For For
9 Elect Director John F. Killian Mgmt For For
10 Elect Director Eugene R. McGrath Mgmt For For
11 Elect Director Michael W. Ranger Mgmt For For
12 Elect Director L. Frederick Sutherland Mgmt For For
13 Ratify Auditors Mgmt For For
14 Increase Disclosure of Executive Compensation SH Against Against
Sanofi Aventis Meeting Date Country Primary Security ID Meeting Type Record
Date
17-May-10 France F5548N101 Annual/Special 12-May-10
Ticker: N/A
CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 2.40 per Mgmt For For
Share
4 Receive Auditors' Special Report Mentioning the Absence of New Mgmt For
Against
Related-Party Transactions
5 Ratify Appointment of Serge Weinberg as Director Mgmt For Against
6 Elect Catherine Brechignac as Director Mgmt For For
7 Reelect Robert Castaigne as Director Mgmt For Against
8 Reelect Lord Douro as Director Mgmt For For
9 Reelect Christian Mulliez as Director Mgmt For Against
10 Reelect Christopher Viehbacher as Director Mgmt For Against
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
12 Amend Articles 11 of Bylaws Re: Shareholding Requirements and Mgmt For
For
Length of Term for Directors
13 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Page 127 of 185
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Report was run from: 8/4/09 to 6/30/10
B&G Foods, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
18-May-10 USA 05508R106 Annual 26-Mar-10
Ticker: BGS
CUSIP: 05508R106 ISIN: US05508R1068 SEDOL: B034L49
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert C. Cantwell Mgmt For For
1.2 Elect Director James R. Chambers Mgmt For For
1.3 Elect Director Cynthia T. Jamison Mgmt For For
1.4 Elect Director Dennis M. Mullen Mgmt For For
1.5 Elect Director Alfred Poe Mgmt For For
1.6 Elect Director Stephen C. Sherrill Mgmt For For
1.7 Elect Director David L. Wenner Mgmt For For
2 Eliminate Class of Common Stock Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For Against
5 Ratify Auditors Mgmt For For
Benchmark Electronics, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
18-May-10 USA 08160H101 Annual 29-Mar-10
Ticker: BHE
CUSIP: 08160H101 ISIN: US08160H1014 SEDOL: 2090816
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Cary T. Fu Mgmt For For
1.2 Elect Director Michael R. Dawson Mgmt For For
1.3 Elect Director Peter G. Dorflinger Mgmt For For
1.4 Elect Director Douglas G. Duncan Mgmt For For
1.5 Elect Director Laura W. Lang Mgmt For For
1.6 Elect Director Bernee D.L. Strom Mgmt For For
1.7 Elect Director Clay C. Williams Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Amend Shareholder Rights Plan (Poison Pill) Mgmt For For
4 Ratify Auditors Mgmt For For
Emergency Medical Services Corporation Meeting Date Country Primary Security
ID Meeting Type Record Date
18-May-10 USA 29100P102 Annual 01-Apr-10
Ticker: EMS
CUSIP: 29100P102 ISIN: US29100P1021 SEDOL: B0V02G8
Vote
Proponent Mgmt Rec Instruction
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Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director Steven B. Epstein Mgmt For For
1.2 Elect Director Paul B. Iannini Mgmt For For
1.3 Elect Director James T. Kelly Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
JPMorgan Chase & Co. Meeting Date Country Primary Security ID Meeting Type
Record Date
18-May-10 USA 46625h100 Annual 19-Mar-10
Ticker: JPM
CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Crandall C. Bowles Mgmt For For
1.2 Elect Director Stephen B. Burke Mgmt For For
1.3 Elect Director David M. Cote Mgmt For For
1.4 Elect Director James S. Crown Mgmt For For
1.5 Elect Director James Dimon Mgmt For For
1.6 Elect Director Ellen V. Futter Mgmt For For
1.7 Elect Director William H. Gray, III Mgmt For For
1.8 Elect Director Laban P. Jackson, Jr. Mgmt For For
1.9 Elect Director David C. Novak Mgmt For For
1.10 Elect Director Lee R. Raymond Mgmt For For
1.11 Elect Director William C. Weldon Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
4 Affirm Political Non-Partisanship SH Against Against
5 Amend Bylaws-- Call Special Meetings SH Against For
6 Report on Collateral in Derivatives Trading SH Against Against
7 Provide Right to Act by Written Consent SH Against For
8 Require Independent Board Chairman SH Against Against
9 Report on Pay Disparity SH Against Against
10 Stock Retention/Holding Period SH Against Against
Kraft Foods Inc Meeting Date Country Primary Security ID Meeting Type
Record Date
18-May-10 USA 50075N104 Annual 11-Mar-10
Ticker: KFT
CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Ajaypal S. Banga Mgmt For For
Page 129 of 185
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2 Elect Director Myra M. Hart Mgmt For For
3 Elect Director Lois D. Juliber Mgmt For For
4 Elect Director Mark D. Ketchum Mgmt For For
5 Elect Director Richard A. Lerner Mgmt For For
6 Elect Director Mackey J. McDonald Mgmt For For
7 Elect Director John C. Pope Mgmt For For
8 Elect Director Fredric G. Reynolds Mgmt For For
9 Elect Director Irene B. Rosenfeld Mgmt For For
10 Elect Director J.F. Van Boxmeer Mgmt For For
11 Elect Director Deborah C. Wright Mgmt For For
12 Elect Director Frank G. Zarb Mgmt For For
13 Ratify Auditors Mgmt For For
14 Provide Right to Act by Written Consent SH Against For
Medicis Pharmaceutical Corp. Meeting Date Country Primary Security ID
Meeting Type Record Date
18-May-10 USA 584690309 Annual 19-Mar-10
Ticker: MRX
CUSIP: 584690309 ISIN: US5846903095 SEDOL: 2576510
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Michael A. Pietrangelo Mgmt For For
2 Elect Director Lottie H. Shackelford Mgmt For For
3 Elect Director Jonah Shacknai Mgmt For For
4 Ratify Auditors Mgmt For For
Morgan Stanley Meeting Date Country Primary Security ID Meeting Type
Record Date
18-May-10 USA 617446448 Annual 22-Mar-10
Ticker: MS
CUSIP: 617446448 ISIN: US6174464486 SEDOL: 2262314
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Roy J. Bostock Mgmt For For
2 Elect Director Erskine B. Bowles Mgmt For For
3 Elect Director Howard J. Davies Mgmt For For
4 Elect Director James P. Gorman Mgmt For For
5 Elect Director James H. Hance, Jr. Mgmt For For
6 Elect Director Nobuyuki Hirano Mgmt For For
7 Elect Director C. Robert Kidder Mgmt For For
8 Elect Director John J. Mack Mgmt For For
9 Elect Director Donald T. Nicolaisen Mgmt For For
Page 130 of 185
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10 Elect Director Charles H. Noski Mgmt For For
11 Elect Director Hutham S. Olayan Mgmt For For
12 Elect Director O. Griffith Sexton Mgmt For For
13 Elect Director Laura D. Tyson Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For
For
16 Amend Omnibus Stock Plan Mgmt For Against
17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
18 Stock Retention/Holding Period SH Against Against
19 Require Independent Board Chairman SH Against Against
20 Report on Pay Disparity SH Against Against
21 Claw-back of Payments under Restatements SH Against Against
Psychiatric Solutions, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
18-May-10 USA 74439H108 Annual 01-Apr-10
Ticker: PSYS
CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mark P. Clein Mgmt For For
1.2 Elect Director Richard D. Gore Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Royal Dutch Shell plc Meeting Date Country Primary Security ID Meeting Type
Record Date
18-May-10 United Kingdom G7690A118 Annual 16-May-10
Ticker: N/A
CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Charles Holliday as Director Mgmt For For
4 Re-elect Josef Ackermann as Director Mgmt For For
5 Re-elect Malcolm Brinded as Director Mgmt For For
6 Re-elect Simon Henry as Director Mgmt For For
7 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For
8 Re-elect Wim Kok as Director Mgmt For For
9 Re-elect Nick Land as Director Mgmt For For
10 Re-elect Christine Morin-Postel as Director Mgmt For For
Page 131 of 185
TDX Independence 2040 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
11 Re-elect Jorma Ollila as Director Mgmt For For
12 Re-elect Jeroen van der Veer as Director Mgmt For For
13 Re-elect Peter Voser as Director Mgmt For For
14 Re-elect Hans Wijers as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Approve Scrip Dividend Scheme Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
22 Adopt New Articles of Association Mgmt For For
Shareholder Resolution Mgmt
23 Direct the Audit Committee or a Risk Committee of the Board to SH Against
Against
Commission and Review a Report on Investment Risks
Associated with Future Canadian Oil Sands Projects
Southwestern Energy Company Meeting Date Country Primary Security ID Meeting
Type Record Date
18-May-10 USA 845467109 Annual 31-Mar-10
Ticker: SWN
CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For
1.2 Elect Director Robert L. Howard Mgmt For For
1.3 Elect Director Harold M. Korell Mgmt For For
1.4 Elect Director Vello A. Kuuskraa Mgmt For For
1.5 Elect Director Kenneth R. Mourton Mgmt For For
1.6 Elect Director Steven L. Mueller Mgmt For For
1.7 Elect Director Charles E. Scharlau Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Require a Majority Vote for the Election of Directors SH Against For
5 Report on Political Contributions SH Against Against
Washington Real Estate Investment Trust Meeting Date Country Primary Security
ID Meeting Type Record Date
18-May-10 USA 939653101 Annual 15-Mar-10
Ticker: WRE
CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304
Vote
Proponent Mgmt Rec Instruction
Page 132 of 185
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Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director William G. Byrnes Mgmt For For
1.2 Elect Director John P. McDaniel Mgmt For For
1.3 Elect Director George F. McKenzie Mgmt For For
2 Ratify Auditors Mgmt For For
ARRIS Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
19-May-10 USA 04269Q100 Annual 24-Mar-10
Ticker: ARRS
CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alex B. Best Mgmt For For
1.2 Elect Director Harry L. Bosco Mgmt For For
1.3 Elect Director James A. Chiddix Mgmt For For
1.4 Elect Director John Anderson Craig Mgmt For For
1.5 Elect Director Matthew B. Kearney Mgmt For For
1.6 Elect Director William H. Lambert Mgmt For For
1.7 Elect Director John R. Petty Mgmt For For
1.8 Elect Director Robert J. Stanzione Mgmt For For
1.9 Elect Director David A. Woodle Mgmt For For
2 Ratify Auditors Mgmt For For
Fossil, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
19-May-10 USA 349882100 Annual 31-Mar-10
Ticker: FOSL
CUSIP: 349882100 ISIN: US3498821004 SEDOL: 2346627
Vote
Proponent Mgmt Rec Instruction
1 Declassify the Board of Directors Mgmt For For
2.1 Elect Director Elaine Agather Mgmt For For
2.2 Elect Director Michael W. Barnes Mgmt For For
2.3 Elect Director Jeffrey N. Boyer Mgmt For For
2.4 Elect Director Kosta N. Kartsotis Mgmt For For
2.5 Elect Director Elysia Holt Ragusa Mgmt For For
2.6 Elect Director Jal S. Shroff Mgmt For For
2.7 Elect Director James E. Skinner Mgmt For For
2.8 Elect Director Michael Steinberg Mgmt For For
2.9 Elect Director Donald J. Stone Mgmt For For
2.10 Elect Director James M. Zimmerman Mgmt For For
2.11 Elect Director Elaine Agather Mgmt For For
Page 133 of 185
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Report was run from: 8/4/09 to 6/30/10
2.12 Elect Director Jal S. Shroff Mgmt For For
2.13 Elect Director Donald J. Stone Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Montpelier Re Holdings Ltd. Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: MRH 19-May-10 Bermuda G62185106 Annual 31-Mar-10
CUSIP: G62185106 ISIN: BMG621851069 SEDOL: 2956888
Proponent Mgmt Rec Vote Instruction
1.1 Elect John G. Bruton as Director Mgmt For For
1.2 Elect John F. Shettle as Director Mgmt For For
1.3 Elect Morgan W. Davis as Director Mgmt For For
1.4 Elect Thomas G. S. Busher as Director Mgmt For For
1.5 Elect Heinrich Burgi as Director Mgmt For For
2.1 Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd Mgmt For
For
2.2 2.3 2.4 Elect Thomas G. S. Busher as Director of Montpelier Reinsurance Ltd
Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd Elect
David S. Sinnott as Director of Montpelier Reinsurance Ltd Mgmt Mgmt Mgmt For
For For For For For
3A Approve Amendments on Advance Notice Provisions Mgmt For For
3B Approve Amendments on Limits on Board Size Mgmt For For
3C Approve Amendments on Reductions in Subsidiary Board Elections Mgmt For
For
4 Approve PricewaterhouseCoopers as Auditors and Authorize Mgmt For For
Board to Fix Their Remuneration
5 Transact Other Business (Non-Voting) Mgmt
ProAssurance Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
19-May-10 USA 74267C106 Annual 26-Mar-10
Ticker: PRA
CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Victor T. Adamo Mgmt For Withhold
1.2 Elect Director William J. Listwan Mgmt For Withhold
1.3 Elect Director W. Stancil Starnes Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Page 134 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
Safeway Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
19-May-10 USA 786514208 Annual 22-Mar-10
Ticker: SWY
CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Steven A. Burd Mgmt For For
2 Elect Director Janet E. Grove Mgmt For Against
3 Elect Director Mohan Gyani Mgmt For For
4 Elect Director Paul Hazen Mgmt For Against
5 Elect Director Frank C. Herringer Mgmt For Against
6 Elect Director Kenneth W. Oder Mgmt For Against
7 Elect Director Arun Sarin Mgmt For For
8 Elect Director Michael S. Shannon Mgmt For For
9 Elect Director William Y. Tauscher Mgmt For For
10 Provide Right to Call Special Meeting Mgmt For For
11 Ratify Auditors Mgmt For For
12 Restore or Provide for Cumulative Voting SH Against Against
13 Adopt Global Warming Principles SH Against Against
14 Adopt a Policy in which the Company will not Make or Promise to SH Against
For
Make Any Death Benefit Payments to Senior Executives
15 Purchase Poultry from Suppliers Using CAK SH Against Against
Spartan Motors, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
19-May-10 USA 846819100 Annual 22-Mar-10
Ticker: SPAR
CUSIP: 846819100 ISIN: US8468191007 SEDOL: 2832535
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Richard F. Dauch Mgmt For For
1.2 Elect Director Ronald E. Harbour Mgmt For For
2 Ratify Auditors Mgmt For For
Statoil ASA Meeting Date Country Primary Security ID Meeting Type Record
Date
19-May-10 Norway R4446E112 Annual 03-May-10
Ticker: N/A
CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608
Vote
Proponent Mgmt Rec Instruction
1 Open Meeting Mgmt
2 Elect Olaug Svarva as Chair of Meeting Mgmt For For
Page 135 of 185
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Report was run from: 8/4/09 to 6/30/10
3 Approve Notice of Meeting and Agenda Mgmt For For
4 Registration of Attending Shareholders and Proxies Mgmt
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Approve Financial Statements and Statutory Reports; Approve Mgmt For For
Allocation of Income and Dividends of NOK 6.00 per Share
7 Approve Remuneration Policy And Other Terms of Employment Mgmt For Against
For Executive Management
8 Approve Remuneration of Auditors Mgmt For For
9a Reelect Olaug Svarva as Member of Corporate Assembly Mgmt For For
9b Reelect Idar Kreutzer as Member of Corporate Assembly Mgmt For For
9c Reelect Karin Aslaksen as Member of Corporate Assembly Mgmt For For
9d Reelect Greger Mannsverk as Member Corporate Assembly Mgmt For For
9e Relect Steinar Olsen as Member of Corporate Assembly Mgmt For For
9f Reelect Ingvald Strommen as Member of Corporate Assembly Mgmt For For
9g Reelect Rune Bjerke as Member of Corporate Assembly Mgmt For For
9h Relect Tore Ulstein as Member of Corporate Assembly Mgmt For For
9i Elect Live Aker as Member of Corporate Assembly Mgmt For For
9j Elect Siri Kalvig as Member of Corporate Assembly Mgmt For For
9k Elect Thor Bolstad as Member of Corporate Assembly Mgmt For For
9l Elect Barbro Haetta-Jacobsen as Member of Corporate Assembly Mgmt For For
9m Reelect Arthur Sletteberg as Deputy Member of Corporate Mgmt For For
Assembly
9n Reelect Anne-Margrethe Firing as Deputy Member of Corporate Mgmt For For
Assembly
9o Elect Linda Aase as Deputy Member of Corporate Assembly Mgmt For For
9p Reelect Shahzad Rana as Deputy Member of Corporate Assembly Mgmt For For
10 Approve Remuneration of Members and Deputy Members of Mgmt For For
Corporate Assembly in the Amount of NOK 100,000 for Chair,
NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and
NOK 5,250 for Deputy Members
11a Reelect Olaug Svarva as Chair of Nominating Committee Mgmt For For
11b Reelect Bjorn Haavik as Member of Nominating Committee Mgmt For For
11c Reelect Tom Rathke as Member of Nominating Committee Mgmt For For
11d Elect Live Aker as Member of Nominating Committee Mgmt For For
12 Approve Remuneration of Nominating Committee in the Amount Mgmt For For
of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting
for Other Members
13 Authorize Repurchase and Reissuance of Shares up to a Nominal Mgmt For
Against
Value of NOK 20 Million in Connection with Share Saving Scheme
for Employees
14 Authorize Repurchase of Shares up to a Nominal Value of NOK Mgmt For For
187.5 Million and Cancellation of Repurchased Shares; Amend
Articles Accordingly
Page 136 of 185
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Report was run from: 8/4/09 to 6/30/10
15 Amend Articles Re: Specify Share Capital and Number of Shares; Right to Sign
for Company; Number of Members of Corporate Assembly; Approve Electronic
Distribution of Documents Pertaining to General Meetings; Other Amendments Mgmt
For For
Shareholder Proposals Mgmt
16 Withdraw Company From Tar Sands Activities in Canada Thoratec Corporation
Meeting Date Country SH Primary Security ID Meeting Type Against Record Date
Against
Ticker: THOR 19-May-10 USA 885175307 Annual 05-Apr-10
CUSIP: 885175307 ISIN: US8851753074 SEDOL: 2889962
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Neil F. Dimick Mgmt For For
1.2 Elect Director Gerhard F. Burbach Mgmt For For
1.3 Elect Director J. Daniel Cole Mgmt For For
1.4 Elect Director Steven H. Collis Mgmt For For
1.5 Elect Director Elisha W. Finney Mgmt For For
1.6 Elect Director D. Keith Grossman Mgmt For For
1.7 Elect Director Paul A. LaViolette Mgmt For For
1.8 Elect Director Daniel M. Mulvena Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors AmSurg Corp. Meeting Date Country Mgmt Primary Security ID
Meeting Type For Record Date For
Ticker: AMSG 20-May-10 USA 03232P405 Annual 29-Mar-10
CUSIP: 03232P405 ISIN: US03232P4054 SEDOL: 2781381
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director James A. Deal Mgmt For For
1.2 Elect Director Steven I. Geringer Mgmt For For
1.3 Elect Director Claire M. Gulmi Mgmt For For
1.4 Elect Director John W. Popp, Jr., Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Comcast Corporation Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: CMCSA 20-May-10 USA 20030N101 Annual 11-Mar-10
CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545
Proponent Mgmt Rec Vote Instruction
Page 137 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director S. Decker Anstrom Mgmt For For
1.2 Elect Director Kenneth J. Bacon Mgmt For For
1.3 Elect Director Sheldon M. Bonovitz Mgmt For For
1.4 Elect Director Edward D. Breen Mgmt For For
1.5 Elect Director Julian A. Brodsky Mgmt For For
1.6 Elect Director Joseph J. Collins Mgmt For For
1.7 Elect Director J. Michael Cook Mgmt For For
1.8 Elect Director Gerald L. Hassell Mgmt For For
1.9 Elect Director Jeffrey A. Honickman Mgmt For For
1.10 Elect Director Brian L. Roberts Mgmt For For
1.11 Elect Director Ralph J. Roberts Mgmt For For
1.12 Elect Director Judith Rodin Mgmt For For
1.13 Elect Director Michael I. Sovern Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Provide for Cumulative Voting SH Against Against
5 Adopt Policy on Succession Planning SH Against Against
6 Require Independent Board Chairman SH Against Against
Dime Community Bancshares, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 253922108 Annual 25-Mar-10
Ticker: DCOM
CUSIP: 253922108 ISIN: US2539221083 SEDOL: 2034148
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vincent F. Palagiano Mgmt For Withhold
1.2 Elect Director Patrick E. Curtin Mgmt For Withhold
1.3 Elect Director Omer S.J. Williams Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Goodrich Petroleum Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 382410405 Annual 08-Apr-10
Ticker: GDP
CUSIP: 382410405 ISIN: US3824104059 SEDOL: 2200961
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Walter G. 'Gil' Goodrich Mgmt For For
1.2 Elect Director Robert C. Turnham, Jr. Mgmt For For
1.3 Elect Director Stephen M. Straty Mgmt For For
1.4 Elect Director Arthur A. Seeligson Mgmt For For
Page 138 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
2 Ratify Auditors Mgmt For For
GrafTech International Ltd. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 384313102 Annual 25-Mar-10
Ticker: GTI
CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Randy W. Carson Mgmt For For
1.2 Elect Director Mary B. Cranston Mgmt For For
1.3 Elect Director Harold E. Layman Mgmt For For
1.4 Elect Director Ferrell P. McClean Mgmt For For
1.5 Elect Director Michael C. Nahl Mgmt For For
1.6 Elect Director Steven R. Shawley Mgmt For For
1.7 Elect Director Craig S. Shular Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
JetBlue Airways Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 477143101 Annual 25-Mar-10
Ticker: JBLU
CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David Barger Mgmt For For
1.2 Elect Director Peter Boneparth Mgmt For For
1.3 Elect Director David Checketts Mgmt For For
1.4 Elect Director Virginia Gambale Mgmt For For
1.5 Elect Director Stephan Gemkow Mgmt For For
1.6 Director Joel Peterson Mgmt For Withhold
1.7 Elect Director Ann Rhoades Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
Knight Transportation, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 499064103 Annual 31-Mar-10
Ticker: KNX
CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kevin P. Knight Mgmt For For
1.2 Elect Director Randy Knight Mgmt For For
Page 139 of 185
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Report was run from: 8/4/09 to 6/30/10
1.3 Elect Director Michael Garnreiter Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Magellan Health Services, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 559079207 Annual 31-Mar-10
Ticker: MGLN
CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael P. Ressner Mgmt For For
1.2 Elect Director Michael S. Diament Mgmt For For
2 Ratify Auditors Mgmt For For
McDonald's Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
20-May-10 USA 580135101 Annual 23-Mar-10
Ticker: MCD
CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Walter E. Massey Mgmt For For
2 Elect Director John W. Rogers, Jr. Mgmt For For
3 Elect Director Roger W. Stone Mgmt For For
4 Elect Director Miles D. White Mgmt For For
5 Ratify Auditors Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
7 Reduce Supermajority Vote Requirement SH Against For
8 Require Suppliers to Adopt CAK SH Against Against
9 Adopt Cage-Free Eggs Purchasing Policy SH Against Against
MFA Financial Inc Meeting Date Country Primary Security ID Meeting Type
Record Date
20-May-10 USA 55272X102 Annual 23-Mar-10
Ticker: MFA
CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stewart Zimmerman Mgmt For For
1.2 Elect Director James A. Brodsky Mgmt For For
1.3 Elect Director Alan L. Gosule Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Page 140 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
National Retail Properties, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 637417106 Annual 22-Mar-10
Ticker: NNN
CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Don DeFosset Mgmt For For
1.2 Elect Director Dennis E. Gershenson Mgmt For For
1.3 Elect Director Kevin B. Habicht Mgmt For For
1.4 Elect Director Richard B. Jennings Mgmt For For
1.5 Elect Director Ted B. Lanier Mgmt For For
1.6 Elect Director Robert C. Legler Mgmt For For
1.7 Elect Director Craig Macnab Mgmt For For
1.8 Elect Director Robert Martinez Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
The Home Depot, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
20-May-10 USA 437076102 Annual 22-Mar-10
Ticker: HD
CUSIP: 437076102 ISIN: US4370761029 SEDOL: 2434209
Vote
Proponent Mgmt Rec Instruction
1 Elect Director F. Duane Ackerman Mgmt For For
2 Elect Director David H. Batchelder Mgmt For For
3 Elect Director Francis S. Blake Mgmt For For
4 Elect Director Ari Bousbib Mgmt For For
5 Elect Director Gregory D. Brenneman Mgmt For For
6 Elect Director Albert P. Carey Mgmt For For
7 Elect Director Armando Codina Mgmt For For
8 Elect Director Bonnie G. Hill Mgmt For For
9 Elect Director Karen L. Katen Mgmt For For
10 Ratify Auditors Mgmt For For
11 Amend Omnibus Stock Plan Mgmt For For
12 Provide for Cumulative Voting SH Against Against
13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
14 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
15 Provide Right to Act by Written Consent SH Against For
16 Require Independent Board Chairman SH Against Against
Page 141 of 185
TDX Independence 2040 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
17 Prepare Employment Diversity Report SH Against For
18 Reincorporate in Another State [from Delaware to North Dakota] SH Against
Against
The Talbots, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
20-May-10 USA 874161102 Annual 21-Apr-10
Ticker: TLB
CUSIP: 874161102 ISIN: US8741611029 SEDOL: 2871806
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Marjorie L. Bowen Mgmt For For
1.2 Elect Director John W. Gleeson Mgmt For For
1.3 Elect Director Andrew H. Madsen Mgmt For For
1.4 Elect Director Gary M. Pfeiffer Mgmt For For
1.5 Elect Director Trudy F. Sullivan Mgmt For For
1.6 Elect Director Susan M. Swain Mgmt For For
2 Ratify Auditors Mgmt For For
Westlake Chemical Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
20-May-10 USA 960413102 Annual 01-Apr-10
Ticker: WLK
CUSIP: 960413102 ISIN: US9604131022 SEDOL: B01ZP20
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director E. William Barnett Mgmt For For
1.2 Elect Director Robert T. Blakely Mgmt For For
1.3 Elect Director Albert Chao Mgmt For For
2 Ratify Auditors Mgmt For For
FPL Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
21-May-10 USA 302571104 Annual 22-Mar-10
Ticker: FPL
CUSIP: 302571104 ISIN: US3025711041 SEDOL: 2328915
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Sherry S. Barrat Mgmt For For
1.2 Elect Director Robert M. Beall, II Mgmt For For
1.3 Elect Director J. Hyatt Brown Mgmt For For
1.4 Elect Director James L. Camaren Mgmt For For
1.5 Elect Director J. Brian Ferguson Mgmt For For
1.6 Elect Director Lewis Hay, III Mgmt For For
1.7 Elect Director Toni Jennings Mgmt For For
Page 142 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
1.8 Elect Director Oliver D. Kingsley, Jr. Mgmt For For
1.9 Elect Director Rudy E. Schupp Mgmt For For
1.10 Elect Director William H. Swanson Mgmt For For
1.11 Elect Director Michael H. Thaman Mgmt For For
1.12 Elect Director Hansel E. Tookes, II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Change Company Name Mgmt For For
L.B. Foster Company Meeting Date Country Primary Security ID Meeting Type
Record Date
21-May-10 USA 350060109 Annual 19-Mar-10
Ticker: FSTR
CUSIP: 350060109 ISIN: US3500601097 SEDOL: 2348225
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lee B. Foster II Mgmt For For
1.2 Elect Director Stan L. Hasselbusch Mgmt For For
1.3 Elect Director Peter McIlroy II Mgmt For For
1.4 Elect Director G. Thomas McKane Mgmt For For
1.5 Elect Director Diane B. Owen Mgmt For For
1.6 Elect Director William H. Rackoff Mgmt For For
1.7 Elect Director Suzanne B. Rowland Mgmt For For
2 Ratify Auditors Mgmt For For
Time Warner Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
21-May-10 USA 887317303 Annual 26-Mar-10
Ticker: TWX
CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2
Vote
Proponent Mgmt Rec Instruction
1 Elect Director James L. Barksdale Mgmt For Against
2 Elect Director William P. Barr Mgmt For For
3 Elect Director Jeffrey L. Bewkes Mgmt For For
4 Elect Director Stephen F. Bollenbach Mgmt For For
5 Elect Director Frank J. Caufield Mgmt For Against
6 Elect Director Robert C. Clark Mgmt For Against
7 Elect Director Mathias Dopfner Mgmt For For
8 Elect Director Jessica P. Einhorn Mgmt For Against
9 Elect Director Fred Hassan Mgmt For For
10 Elect Director Michael A. Miles Mgmt For For
11 Elect Director Kenneth J. Novack Mgmt For Against
Page 143 of 185
TDX Independence 2040 Exchange-Traded Fund
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Report was run from: 8/4/09 to 6/30/10
12 Elect Director Deborah C. Wright Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For Against
15 Provide Right to Call Special Meeting Mgmt For For
16 Reduce Supermajority Vote Requirement SH Against For
17 Stock Retention/Holding Period SH Against Against
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
Total SA Meeting Date Country Primary Security ID Meeting Type Record Date
21-May-10 France F92124100 Annual/Special 18-May-10
Ticker: N/A
CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Allocation of Income and Dividends of EUR 2.28 per Mgmt For For
Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Approve Transaction with Christophe de Margerie Re: Severance Mgmt For
Against
Payment
6 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
7 Reelect Thierry Desmarest as Director Mgmt For For
8 Reelect Thierry de Rudder as Director Mgmt For For
9 Elect Gunnar Brock as Director Mgmt For For
10 Elect Claude Clement as Representative of Employee Mgmt For For
Shareholders to the Board
11 Elect Philippe Marchandise as Representative of Employee Mgmt Against
Against
Shareholders to the Board
12 Elect Mohammed Zaki as Representative of Employee Mgmt Against Against
Shareholders to the Board
13 Reelect Ernst & Young Audit as Auditor Mgmt For For
14 Reelect KPMG Audit as Auditor Mgmt For For
15 Ratify Auditex as Alternate Auditor Mgmt For For
16 Ratify KPMG Audit I.S. as Alternate Auditor Mgmt For For
Special Business Mgmt
17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For
For
Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5
Billion
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18 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For
For
Preemptive Rights up to Aggregate Nominal Amount of EUR 850
million
19 Authorize Capital Increase of up to 10 Percent of Issued Capital Mgmt For
For
for Future Acquisitions
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Authorize up to 0.1 Percent of Issued Capital for Use in Stock Mgmt For
For
Option Plan
Employee Shareholder Proposals Mgmt
A Amend Article 9 of Bylaws Re: Mutual Fund SH Against Against
UnitedHealth Group Incorporated Meeting Date Country Primary Security ID
Meeting Type Record Date
24-May-10 USA 91324P102 Annual 26-Mar-10
Ticker: UNH
CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766
Vote
Proponent Mgmt Rec Instruction
1 Elect Director William C. Ballard, Jr. Mgmt For For
2 Elect Director Richard T. Burke Mgmt For For
3 Elect Director Robert J. Darretta Mgmt For For
4 Elect Director Stephen J. Hemsley Mgmt For For
5 Elect Director Michele J. Hooper Mgmt For For
6 Elect Director Douglas W. Leatherdale Mgmt For For
7 Elect Director Glenn M. Renwick Mgmt For For
8 Elect Director Kenneth I. Shine Mgmt For For
9 Elect Director Gail R. Wilensky Mgmt For For
10 Ratify Auditors Mgmt For For
11 Report on Lobbying Expenses SH Against Against
12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
Amazon.com, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
25-May-10 USA 023135106 Annual 29-Mar-10
Ticker: AMZN
CUSIP: 023135106 ISIN: US0231351067 SEDOL: 2000019
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Jeffrey P. Bezos Mgmt For For
2 Elect Director Tom A. Alberg Mgmt For For
3 Elect Director John Seely Brown Mgmt For For
4 Elect Director William B. Gordon Mgmt For For
5 Elect Director Alain Monie Mgmt For For
6 Elect Director Thomas O. Ryder Mgmt For For
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7 Elect Director Patricia Q. Stonesifer Mgmt For For
8 Ratify Auditors Mgmt For For
9 Report on Political Contributions SH Against Against
Columbia Sportswear Co. Meeting Date Country Primary Security ID Meeting
Type Record Date
25-May-10 USA 198516106 Annual 22-Mar-10
Ticker: COLM
CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gertrude Boyle Mgmt For For
1.2 Elect Director Timothy P. Boyle Mgmt For For
1.3 Elect Director Sarah A. Bany Mgmt For For
1.4 Elect Director Murrey R. Albers Mgmt For For
1.5 Elect Director Stephen E. Babson Mgmt For For
1.6 Elect Director Andy D. Bryant Mgmt For For
1.7 Elect Director Edward S. George Mgmt For For
1.8 Elect Director Walter T. Klenz Mgmt For For
1.9 Elect Director John W. Stanton Mgmt For For
2 Ratify Auditors Mgmt For For
NuVasive, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
25-May-10 USA 670704105 Annual 29-Mar-10
Ticker: NUVA
CUSIP: 670704105 ISIN: US6707041058 SEDOL: B00GJC2
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alexis V. Lukianov Mgmt For For
1.2 Elect Director Jack R. Blair Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
Omnicom Group Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
25-May-10 USA 681919106 Annual 05-Apr-10
Ticker: OMC
CUSIP: 681919106 ISIN: US6819191064 SEDOL: 2279303
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John D. Wren Mgmt For For
1.2 Elect Director Bruce Crawford Mgmt For For
1.3 Elect Director Alan R. Batkin Mgmt For For
1.4 Elect Director Robert Charles Clark Mgmt For For
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1.5 Elect Director Leonard S. Coleman, Jr. Mgmt For For
1.6 Elect Director Errol M. Cook Mgmt For For
1.7 Elect Director Susan S. Denison Mgmt For For
1.8 Elect Director Michael A. Henning Mgmt For For
1.9 Elect Director John R. Murphy Mgmt For For
1.10 Elect Director John R. Purcell Mgmt For For
1.11 Elect Director Linda Johnson Rice Mgmt For For
1.12 Elect Director Gary L. Roubos Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
5 Reimburse Proxy Contest Expenses SH Against Against
6 Adopt a Policy in which the Company will not Make or Promise to SH Against
For
Make Any Death Benefit Payments to Senior Executives
7 Reduce Supermajority Vote Requirement SH Against For
Riverbed Technology, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
25-May-10 USA 768573107 Annual 15-Apr-10
Ticker: RVBD
CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mark A. Floyd Mgmt For Withhold
1.2 Elect Director Christopher J. Schaepe Mgmt For Withhold
1.3 Elect Director James R. Swartz Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
Societe generale Meeting Date Country Primary Security ID Meeting Type
Record Date
25-May-10 France F43638141 Annual/Special 20-May-10
Ticker: N/A
CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income and Dividends of EUR 0.25 per Mgmt For For
Share
3 Approve Stock Dividend Program Mgmt For For
4 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
Page 147 of 185
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5 Approve Auditors' Special Report Regarding Ongoing Related-Party Transactions
Mgmt For For
6 Approve Ongoing Additional Pension Scheme Agreements for Daniel Bouton,
Philippe Citerne, Didier Alix, and Severin Cabannes Mgmt For Against
7 Approve Additional Pension Scheme Agreement for Jean-Francois Sammarcelli
Mgmt For For
8 Approve Additional Pension Scheme Agreement for Bernardo Sanchez Mgmt For
For
9 Approve Non-Compete Agreement for Philippe Citerne Mgmt For Against
10 Renew Severance Payment Agreement for Frederic Oudea Mgmt For Against
11 Approve Ongoing Non-Compete Agreement for Frederic Oudea Mgmt For Against
12 Reelect Robert Castaigne as Director Mgmt For For
13 Reelect Gianemilio Osculati as Director Mgmt For For
14 Elect one Director Mgmt
15 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For
For
Special Business Mgmt
16 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR 460 Million; and/or Capitalization
of Reserves of up to EUR 550 Million Mgmt For For
17 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR 138 Million Mgmt For For
18 Authorize Board to Increase Capital in the Event of Additional Demand
Related to Delegation Submitted to Shareholder Vote Under Items 16 and 17 Mgmt
For For
19 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future
Acquisitions Mgmt For For
20 Approve Employee Stock Purchase Plan Mgmt For Against
21 Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan
Mgmt For For
22 Authorize up to 4 Percent of Issued Capital for Use in Restricted Stock Plan
Mgmt For Against
23 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
24 Amend Articles 4, 6, 7, 14, 15, 18,19, 20, and 21 of Bylaws to Remove All
References to Preferred Stock (Class B) Subscribed by SPPE Mgmt For For
25 Authorize Filing of Required Documents/Other Formalities World Fuel Services
Corporation 25-May-10 Meeting Date USA Country Ticker: INT Mgmt 981475106
Primary Security ID Annual Meeting Type For Record Date 01-Apr-10 For
CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Paul H. Stebbins Mgmt For For
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1.2 Elect Director Michael J. Kasbar Mgmt For For
1.3 Elect Director Ken Bakshi Mgmt For For
1.4 Elect Director Joachim Heel Mgmt For For
1.5 Elect Director Richard A. Kassar Mgmt For For
1.6 Elect Director Myles Klein Mgmt For For
1.7 Elect Director J. Thomas Presby Mgmt For For
1.8 Elect Director Stephen K. Roddenberry Mgmt For For
2 Ratify Auditors Mgmt For For
Chevron Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
26-May-10 USA 166764100 Annual 01-Apr-10
Ticker: CVX
CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555
Vote
Proponent Mgmt Rec Instruction
1 Elect Director S.H. Armacost Mgmt For For
2 Elect Director L.F. Deily Mgmt For For
3 Elect Director R.E. Denham Mgmt For For
4 Elect Director R.J. Eaton Mgmt For For
5 Elect Director C. Hagel Mgmt For For
6 Elect Director E. Hernandez Mgmt For For
7 Elect Director F.G. Jenifer Mgmt For For
8 Elect Director G.L. Kirkland Mgmt For For
9 Elect Director S. Nunn Mgmt For For
10 Elect Director D.B. Rice Mgmt For For
11 Elect Director K.W. Sharer Mgmt For For
12 Elect Director C.R. Shoemate Mgmt For For
13 Elect Director J.G. Stumpf Mgmt For For
14 Elect Director R.D. Sugar Mgmt For For
15 Elect Director C. Ware Mgmt For For
16 Elect Director J.S. Watson Mgmt For For
17 Ratify Auditors Mgmt For For
18 Provide Right to Call Special Meeting Mgmt For For
19 Request Director Nominee with Environmental Qualifications SH Against For
20 Stock Retention/Holding Period SH Against Against
21 Disclose Payments To Host Governments SH Against Against
22 Adopt Guidelines for Country Selection SH Against For
23 Report on Financial Risks From Climate Change SH Against Against
Page 149 of 185
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SH24 Amend Bylaws to Establish a Board Committee on Human Rights Against
Against
Exxon Mobil Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
26-May-10 USA 30231G102 Ticker: XOM Annual 06-Apr-10
CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director M.J. Boskin For For
Mgmt1.2 Elect Director P. Brabeck-Letmathe For For
Mgmt1.3 Elect Director L.R. Faulkner For For
Mgmt1.4 Elect Director J.S. Fishman For For
Mgmt1.5 Elect Director K.C. Frazier For For
Mgmt1.6 Elect Director W.W. George For For
Mgmt1.7 Elect Director M.C. Nelson For For
Mgmt1.8 Elect Director S.J. Palmisano For For
Mgmt1.9 Elect Director S.C. Reinemund For For
Mgmt1.10 Elect Director R.W. Tillerson For For
Mgmt1.11 Elect Director E.E. Whitacre, Jr. For For
Mgmt2 Ratify Auditors For For
SH3 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For
SH4 Reincorporate in Another State [from New Jersey to North Dakota] Against
Against
SH5 Advisory Vote to Ratify Named Executive Officers' Compensation Against For
SH6 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and
Gender Identity Against Against
SH7 Adopt Policy on Human Right to Water Against Against
SH8 Adopt Policy to Address Coastal Louisiana Environmental Impacts Against
Against
SH9 Report on Environmental Impact of Oil Sands Operations in Canada Against
For
SH10 Report on Environmental Impacts of Natural Gas Fracturing Against For
SH11 Report on Energy Technologies Development Against Against
SH12 Adopt Quantitative GHG Goals from Products and Operations Against For
SH13 Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates
Hawaiian Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type
Against Record Date Against
26-May-10 USA 419879101 Ticker: HA Annual 07-Apr-10
CUSIP: 419879101 ISIN: US4198791018 SEDOL: 2408044
Proponent Mgmt Rec Vote Instruction
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1.1 Elect Director Gregory S. Anderson Mgmt For For
1.2 Elect Director L. Todd Budge Mgmt For For
1.3 Elect Director Donald J. Carty Mgmt For For
1.4 Elect Director Mark B. Dunkerley Mgmt For For
1.5 Elect Director Lawrence S. Hershfield Mgmt For For
1.6 Elect Director Randall L. Jenson Mgmt For For
1.7 Elect Director Bert T. Kobayashi, Jr. Mgmt For For
1.8 Elect Director Crystal K. Rose Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
ION Geophysical Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
26-May-10 USA 462044108 Annual 01-Apr-10
Ticker: IO
CUSIP: 462044108 ISIN: US4620441083 SEDOL: 2460293
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Franklin Myers Mgmt For For
1.2 Elect Director Bruce S. Appelbaum Mgmt For For
1.3 Elect Director S. James Nelson, Jr. Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
National Financial Partners Corp. Meeting Date Country Primary Security ID
Meeting Type Record Date
26-May-10 USA 63607P208 Annual 30-Mar-10
Ticker: NFP
CUSIP: 63607P208 ISIN: US63607P2083 SEDOL: 2772921
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Stephanie Abramson Mgmt For For
2 Elect Director Arthur Ainsberg Mgmt For For
3 Elect Director Jessica Bibliowicz Mgmt For For
4 Elect Director R. Bruce Callahan Mgmt For For
5 Elect Director John Elliott Mgmt For For
6 Elect Director J. Barry Griswell Mgmt For For
7 Elect Director Shari Loessberg Mgmt For For
8 Elect Director Kenneth Mlekush Mgmt For For
9 Ratify Auditors Mgmt For For
Page 151 of 185
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Onyx Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
26-May-10 USA 683399109 Annual 29-Mar-10
Ticker: ONXX
CUSIP: 683399109 ISIN: US6833991093 SEDOL: 2656069
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Corinne H. Nevinny Mgmt For For
1.2 Elect Director Thomas G. Wiggans Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
The Boston Beer Company, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
26-May-10 USA 100557107 Annual 29-Mar-10
Ticker: SAM
CUSIP: 100557107 ISIN: US1005571070 SEDOL: 2113393
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David A. Burwick Mgmt For For
1.2 Elect Director Pearson C. Cummin, III Mgmt For For
1.3 Elect Director Jean-Michel Valette Mgmt For For
The Southern Company Meeting Date Country Primary Security ID Meeting Type
Record Date
26-May-10 USA 842587107 Annual 30-Mar-10
Ticker: SO
CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director J. P. Baranco Mgmt For For
1.2 Elect Director J. A. Boscia Mgmt For For
1.3 Elect Director H. A. Clark III Mgmt For For
1.4 Elect Director H. W. Habermeyer, Jr. Mgmt For For
1.5 Elect Director V. M. Hagen Mgmt For For
1.6 Elect Director W. A. Hood, Jr. Mgmt For For
1.7 Elect Director D. M. James Mgmt For For
1.8 Elect Director J. N. Purcell Mgmt For For
1.9 Elect Director D. M. Ratcliffe Mgmt For For
1.10 Elect Director W. G. Smith, Jr. Mgmt For For
1.11 Elect Director L. D. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Eliminate Cumulative Voting Mgmt For For
Page 152 of 185
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5 Increase Authorized Common Stock Mgmt For For
6 Adopt Quantitative GHG Goals for Products and Operations SH Against
Against
SH7 Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts Annaly
Capital Management Inc. 27-May-10 Meeting Date USA Country 035710409 Primary
Security ID Ticker: NLY Annual Meeting Type Against Record Date 29-Mar-10 For
CUSIP: 035710409 ISIN: US0357104092 SEDOL: 2113456
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Kevin P. Brady Mgmt For For
1.2 Elect Director E. Wayne Nordberg Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Brown Shoe Company, Inc. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: BWS 27-May-10 USA 115736100 Annual 31-Mar-10
CUSIP: 115736100 ISIN: US1157361007 SEDOL: 2146924
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Carla Hendra Mgmt For For
1.2 Elect Director Ward M. Klein Mgmt For For
1.3 Elect Director W. Patrick McGinnis Mgmt For For
1.4 Elect Director Diane M. Sullivan Mgmt For For
1.5 Elect Director Hal J. Upbin Mgmt For For
2 Ratify Auditors Collective Brands Inc. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: PSS 27-May-10 USA 19421W100 Annual 01-Apr-10
CUSIP: 19421W100 ISIN: US19421W1009 SEDOL: 2685966
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Daniel Boggan Jr. Mgmt For For
1.2 Elect Director Michael A. Weiss Mgmt For For
1.3 Elect Director Robert C. Wheeler Mgmt For For
2 Ratify Auditors Deutsche Bank AG Meeting Date Country Mgmt Primary Security
ID Meeting Type For Record Date For
Ticker: N/A 27-May-10 Germany D18190898 Annual 11-May-10
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CUSIP: D18190898 ISIN: DE0005140008 SEDOL: 5750355
Proponent Mgmt Rec Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2009
(Non-Voting) Mgmt
2 Approve Allocation of Income and Dividends of EUR 0.75 per Share Mgmt For
For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
6 Authorize Repurchase of Up to Five Percent of Issued Share Capital for
Trading Purposes Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
8 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For
For
9 Approve Remuneration System for Management Board Members Mgmt For Against
10 Amend Articles Re: Participation in, Electronic Voting, and Exercise of
Voting Rights at General Meeting due to New German Legislation (Law on
Transposition of EU Shareholder's Rights Directive) Mgmt For For
11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion;
Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion
Rights Mgmt For For
12 Amend Affiliation Agreements with Subsidiaries Mgmt For For
13 Approve Affiliation Agreements with Subsidiaries DB Beteiligungs-Holding GmbH
and DB Finanz-Holding GmbH Digital River, Inc. Meeting Date Country Mgmt
Primary Security ID Meeting Type For Record Date For
Ticker: DRIV 27-May-10 USA 25388B104 Annual 31-Mar-10
CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Joel A. Ronning Mgmt For For
1.2 Elect Director Perry W. Steiner Mgmt For For
1.3 Elect Director Cheryl F. Rosner Mgmt For For
2 Ratify Auditors Heidrick & Struggles International, Inc. Ticker: HSII
27-May-10 Meeting Date USA Country Mgmt 422819102 Primary Security ID Annual
Meeting Type For Record Date 16-Apr-10 For
CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071
Proponent Mgmt Rec Vote Instruction
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1 Elect Director Richard I. Beattie Mgmt For For
2 Elect Director Antonio Borges Mgmt For For
3 Elect Director John A. Fazio Mgmt For For
4 Ratify Auditors Mgmt For For
Hutchison Whampoa Limited Meeting Date Country Primary Security ID Meeting
Type Record Date
27-May-10 Hong Kong Y38024108 Annual 19-May-10
Ticker: N/A
CUSIP: Y38024108 ISIN: HK0013000119 SEDOL: 6448068
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3a Reelect Li Tzar Kuoi, Victor as Director Mgmt For Against
3b Reelect Frank John Sixt as Director Mgmt For Against
3c Reelect Michael David Kadoorie as Director Mgmt For For
3d Reelect George Colin Magnus as Director Mgmt For Against
3e Reelect Margaret Leung Ko May Yee as Director Mgmt For Against
4 Appoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For
For
5a Approve Issuance of Equity or Equity-Linked Securities without Mgmt For
Against
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
5c Authorize Reissuance of Repurchased Shares Mgmt For Against
6 Approve CKH Master Agreement and Acquisition of CKH Mgmt For For
Connected Debt Securities
7 Approve HSE Master Agreement and Acquisition of HSE Mgmt For For
Connected Debt Securities
Mid-America Apartment Communities, Inc. Meeting Date Country Primary Security
ID Meeting Type Record Date
27-May-10 USA 59522J103 Annual 19-Mar-10
Ticker: MAA
CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For For
1.3 Elect Director John S. Grinalds Mgmt For For
1.4 Elect Director Ralph Horn Mgmt For For
1.5 Elect Director W. Reid Sanders Mgmt For For
1.6 Elect Director William B. Sansom Mgmt For For
1.7 Elect Director Philip W. Norwood Mgmt For For
Page 155 of 185
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Mgmt1.8 Elect Director Simon R.C. Wadsworth For For
Mgmt2 Ratify Auditors optionsXpress Holdings, Inc. Meeting Date Country Primary
Security ID Meeting Type For Record Date For
27-May-10 USA 684010101 Ticker: OXPS Annual 29-Mar-10
CUSIP: 684010101 ISIN: US6840101017 SEDOL: B05QFX0
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director David A. Fisher For For
Mgmt1.2 Elect Director Michael J. Soenen For For
Mgmt1.3 Elect Director S. Scott Wald For For
Mgmt2 Ratify Auditors Polycom, Inc. Meeting Date Country Primary Security ID
Meeting Type For Record Date For
27-May-10 USA 73172K104 Ticker: PLCM Annual 01-Apr-10
CUSIP: 73172K104 ISIN: US73172K1043 SEDOL: 2693420
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director Robert C. Hagerty For For
Mgmt1.2 Elect Director Michael R. Kourey For For
Mgmt1.3 Elect Director Betsy S. Atkins For For
Mgmt1.4 Elect Director David G. DeWalt For For
Mgmt1.5 Elect Director John A. Kelley, Jr. For For
Mgmt1.6 Elect Director D. Scott Mercer For For
Mgmt1.7 Elect Director William A. Owens For For
Mgmt1.8 Elect Director Kevin T. Parker For For
Mgmt2 Amend Omnibus Stock Plan For Against
Mgmt3 Ratify Auditors RiskMetrics Group, Inc. Meeting Date Country Primary
Security ID Meeting Type For Record Date For
27-May-10 USA 767735103 Ticker: RISK Special 26-Apr-10
CUSIP: 767735103 ISIN: US7677351030 SEDOL: B2NXYQ3
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Merger Agreement For Abstain
Mgmt2 Adjourn Meeting HSBC Holdings plc Meeting Date Country Primary Security ID
Meeting Type For Record Date Abstain
28-May-10 United Kingdom G4634U169 Ticker: N/A Annual 27-May-10
Page 156 of 185
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CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3a Re-elect Rona Fairhead as Director Mgmt For For
3b Re-elect Michael Geoghegan as Director Mgmt For For
3c Re-elect Stephen Green as Director Mgmt For For
3d Re-elect Gwyn Morgan as Director Mgmt For For
3e Re-elect Nagavara Murthy as Director Mgmt For For
3f Re-elect Simon Robertson as Director Mgmt For For
3g Re-elect John Thornton as Director Mgmt For For
3h Re-elect Sir Brian Williamson as Director Mgmt For For
4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
7 Amend Articles of Association Mgmt For For
8 Approve UK Share Incentive Plan Mgmt For For
9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
Catalyst Health Solutions, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
01-Jun-10 USA 14888B103 Annual 05-Apr-10
Ticker: CHSI
CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William E. Brock Mgmt For Withhold
1.2 Elect Director Edward S. Civera Mgmt For Withhold
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
First Solar, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
01-Jun-10 USA 336433107 Annual 15-Apr-10
Ticker: FSLR
CUSIP: 336433107 ISIN: US3364331070 SEDOL: B1HMF22
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael J. Ahearn Mgmt For For
1.2 Elect Director Robert J. Gillette Mgmt For For
1.3 Elect Director Craig Kennedy Mgmt For For
Page 157 of 185
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1.4 Elect Director James F. Nolan Mgmt For For
1.5 Elect Director William J. Post Mgmt For For
1.6 Elect Director J. Thomas Presby Mgmt For For
1.7 Elect Director Paul H. Stebbins Mgmt For Withhold
1.8 Elect Director Michael Sweeney Mgmt For Withhold
1.9 Elect Director Jose H. Villarreal Mgmt For Withhold
2 Approve Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Isis Pharmaceuticals, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
02-Jun-10 USA 464330109 Annual 06-Apr-10
Ticker: ISIS
CUSIP: 464330109 ISIN: US4643301090 SEDOL: 2459785
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stanley T. Crooke Mgmt For For
1.2 Elect Director Joseph Klein, III Mgmt For For
1.3 Elect Director John C. Reed Mgmt For For
2 Amend Non-Employee Director Stock Option Plan Mgmt For For
3 Amend Stock Option Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
Molson Coors Brewing Company Meeting Date Country Primary Security ID
Meeting Type Record Date
02-Jun-10 USA 60871R209 Annual 05-Apr-10
Ticker: TAP
CUSIP: 60871R209 ISIN: US60871R2094 SEDOL: B067BM3
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Directors John E. Cleghorn Mgmt For For
1.2 Elect Directors Charles M. Herington Mgmt For For
1.3 Elect Directors David P. O'Brien Mgmt For For
Telefonica S.A. Meeting Date Country Primary Security ID Meeting Type
Record Date
02-Jun-10 Spain 879382109 Annual 18-May-10
Ticker: N/A
CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524
Vote
Proponent Mgmt Rec Instruction
1 Approve Individual and Consolidated Financial Statements, Mgmt For For
Statutory Reports, Allocation of Income, and Discharge Directors
for Fiscal Year 2009
Page 158 of 185
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2 Approve Distribution of Dividend Charged to Unrestricted Mgmt For For
Reserves
3 Authorize Repurchase of Shares Mgmt For For
4 Authorize Issuance of Convertible Bonds and Other Debt Mgmt For For
Securities Without Preemptive Rights
5 Reelect Auditors for Fiscal Year 2010 Mgmt For For
6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
DIRECTV Meeting Date Country Primary Security ID Meeting Type Record Date
03-Jun-10 USA 25490A101 Annual 05-Apr-10
Ticker: DTV
CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Neil R. Austrian Mgmt For For
1.2 Elect Director Ralph F. Boyd, Jr. Mgmt For For
1.3 Elect Director Paul A. Gould Mgmt For For
1.4 Elect Director Charles R. Lee Mgmt For For
1.5 Elect Director Peter A. Lund Mgmt For For
1.6 Elect Director Gregory B. Maffei Mgmt For For
1.7 Elect Director John C. Malone Mgmt For For
1.8 Elect Director Nancy S. Newcomb Mgmt For For
1.9 Elect Director Haim Saban Mgmt For For
1.10 Elect Director Michael D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Stock Retention/Holding Period SH Against Against
Gartner, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
03-Jun-10 USA 366651107 Annual 08-Apr-10
Ticker: IT
CUSIP: 366651107 ISIN: US3666511072 SEDOL: 2372763
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael J. Bingle Mgmt For For
1.2 Elect Director Richard J. Bressler Mgmt For For
1.3 Elect Director Karen E. Dykstra Mgmt For For
1.4 Elect Director Russell P. Fradin Mgmt For Withhold
1.5 Elect Director Anne Sutherland Fuchs Mgmt For Withhold
1.6 Elect Director William O. Grabe Mgmt For For
Page 159 of 185
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Report was run from: 8/4/09 to 6/30/10
1.7 Elect Director Eugene A. Hall Mgmt For For
1.8 Elect Director Stephen G. Pagliuca Mgmt For For
1.9 Elect Director James C. Smith Mgmt For For
1.10 Elect Director Jeffrey W. Ubben Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Inspire Pharmaceuticals Meeting Date Country Primary Security ID Meeting
Type Record Date
03-Jun-10 USA 457733103 Annual 06-Apr-10
Ticker: ISPH
CUSIP: 457733103 ISIN: US4577331030 SEDOL: 2615695
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director George B. Abercrombie Mgmt For For
1.2 Elect Director Adrian Adams Mgmt For For
1.3 Elect Director Richard S. Kent Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For Against
Las Vegas Sands Corp Meeting Date Country Primary Security ID Meeting Type
Record Date
03-Jun-10 USA 517834107 Annual 12-Apr-10
Ticker: LVS
CUSIP: 517834107 ISIN: US5178341070 SEDOL: B02T2J7
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Sheldon G. Adelson Mgmt For Withhold
1.2 Elect Director Irwin Chafetz Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Prepare Sustainability Report SH Against For
4 Other Business Mgmt For Abstain
MarketAxess Holdings Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
03-Jun-10 USA 57060D108 Annual 06-Apr-10
Ticker: MKTX
CUSIP: 57060D108 ISIN: US57060D1081 SEDOL: B03Q9D0
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Richard M. McVey Mgmt For For
1.2 Elect Director Sharon Brown-Hruska Mgmt For For
1.3 Elect Director Roger Burkhardt Mgmt For For
1.4 Elect Director Stephen P. Casper Mgmt For For
1.5 Elect Director David G. Gomach Mgmt For For
Page 160 of 185
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1.6 Elect Director Carlos M. Hernandez Mgmt For For
1.7 Elect Director Ronald M. Hersch Mgmt For For
1.8 Elect Director Jerome S. Markowitz Mgmt For For
1.9 Elect Director T. Kelley Millet Mgmt For For
1.10 Elect Director Nicolas S. Rohatyn Mgmt For For
1.11 Elect Director John Steinhardt Mgmt For For
2 Ratify Auditors Mgmt For For
Quest Software, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
03-Jun-10 USA 74834T103 Annual 19-Apr-10
Ticker: QSFT
CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vincent C. Smith Mgmt For For
1.2 Elect Director Raymond J. Lane Mgmt For For
1.3 Elect Director Douglas F. Garn Mgmt For For
1.4 Elect Director Augustine L. Nieto II Mgmt For For
1.5 Elect Director Kevin M. Klausmeyer Mgmt For For
1.6 Elect Director Paul A. Sallaberry Mgmt For For
1.7 Elect Director H. John Dirks Mgmt For For
2 Ratify Auditors Mgmt For For
Vanda Pharmaceuticals Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
03-Jun-10 USA 921659108 Annual 16-Apr-10
Ticker: VNDA
CUSIP: 921659108 ISIN: US9216591084 SEDOL: B12W3P6
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Howard H. Pien Mgmt For For
1.2 Elect Director H. Thomas Watkins Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
ATP Oil & Gas Corporation Meeting Date Country Primary Security ID Meeting
Type Record Date
04-Jun-10 USA 00208J108 Annual 09-Apr-10
Ticker: ATPG
CUSIP: 00208J108 ISIN: US00208J1088 SEDOL: 2721581
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director T. Paul Bulmahn Mgmt For Withhold
1.2 Elect Director Robert J. Karow Mgmt For For
Page 161 of 185
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1.3 Elect Director Gerard J. Swonke Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve Amendments to ATP's Restated Articles of Incorporation Mgmt For
For
to the Texas Business Organizations Code
The Buckle, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
04-Jun-10 USA 118440106 Annual 26-Mar-10
Ticker: BKE
CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Daniel J. Hirschfeld Mgmt For For
1.2 Elect Director Dennis H. Nelson Mgmt For For
1.3 Elect Director Karen B. Rhoads Mgmt For For
1.4 Elect Director James E. Shada Mgmt For For
1.5 Elect Director Robert E. Campbell Mgmt For For
1.6 Elect Director Bill L. Fairfield Mgmt For For
1.7 Elect Director Bruce L. Hoberman Mgmt For For
1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For
1.9 Elect Director Michael E. Huss Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For Against
5 Amend Restricted Stock Plan Mgmt For For
Wal-Mart Stores, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
04-Jun-10 USA 931142103 Annual 08-Apr-10
Ticker: WMT
CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Aida M. Alvarez Mgmt For For
2 Elect Director James W. Breyer Mgmt For For
3 Elect Director M. Michele Burns Mgmt For For
4 Elect Director James I. Cash, Jr. Mgmt For For
5 Elect Director Roger C. Corbett Mgmt For For
6 Elect Director Douglas N. Daft Mgmt For Against
7 Elect Director Michael T. Duke Mgmt For For
8 Elect Director Gregory B. Penner Mgmt For For
9 Elect Director Steven S. Reinemund Mgmt For For
Page 162 of 185
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Report was run from: 8/4/09 to 6/30/10
Mgmt10 Elect Director H. Lee Scott, Jr. For For
Mgmt11 Elect Director Arne M. Sorenson For For
Mgmt12 Elect Director Jim C. Walton For For
Mgmt13 Elect Director S. Robson Walton For For
Mgmt14 Elect Director Christopher J. Williams For For
Mgmt15 Elect Director Linda S. Wolf For Against
Mgmt16 Ratify Auditors For For
Mgmt17 Approve Omnibus Stock Plan For Against
Mgmt18 Amend Sharesave Plan For For
SH19 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and
Gender Identity Against For
SH20 Advisory Vote to Ratify Named Executive Officers' Compensation Against
For
SH21 Report on Political Contributions Against Against
SH22 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For
SH23 Require Suppliers to Adopt CAK Against Against
SH24 Report on Process for Identifying and Prioritizing Public Policy Activities
Watsco, Inc. Meeting Date Country Primary Security ID Meeting Type Against
Record Date Against
04-Jun-10 USA 942622200 Ticker: WSO Annual 09-Apr-10
CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039
Proponent Mgmt Rec Vote Instruction
Mgmt1.1 Elect Director Robert L. Berner, III Silgan Holdings Inc. Meeting Date
Country Primary Security ID Meeting Type For Record Date For
07-Jun-10 USA 827048109 Ticker: SLGN Annual 16-Apr-10
CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324
Proponent Mgmt Rec Vote Instruction
Mgmt1 Amend Stockholder Voting Standard From A Majority Of Shares Outstanding
Standard To A Majority Of Votes Cast Standard For For
Mgmt2 Increase Authorized Common Stock For For
Mgmt3.1 Elect Director R. Philip Silver For For
Mgmt3.2 Elect Director William C. Jennings For For
Mgmt4 Ratify Auditors Arena Resources, Inc. Meeting Date Country Primary
Security ID Meeting Type For Record Date For
08-Jun-10 USA 040049108 Ticker: ARD Special 05-May-10
Page 163 of 185
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CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For Against
J.Crew Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
08-Jun-10 USA 46612H402 Annual 09-Apr-10
Ticker: JCG
CUSIP: 46612H402 ISIN: US46612H4020 SEDOL: B0T7ZB7
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Heather Resiman Mgmt For For
1.2 Elect Director David House Mgmt For For
1.3 Elect Director Stuart Sloan Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
SAP AG Meeting Date Country Primary Security ID Meeting Type Record Date
08-Jun-10 Germany D66992104 Annual 18-May-10
Ticker: N/A
CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
7 Amend Articles to Reflect Changes in Capital Mgmt For For
8.1 Amend Articles Re: Convocation of General Meeting due to New Mgmt For
For
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
8.2 Amend Articles Re: Registration for General Meeting due to New Mgmt For
For
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
8.3 Amend Articles Re: Electronic Participation in General Meeting Mgmt For
For
due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
8.4 Amend Articles Re: Postal and Electronic Voting at General Mgmt For For
Meeting due to New German Legislation (Law on Transposition
of EU Shareholder's Rights Directive)
Page 164 of 185
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Report was run from: 8/4/09 to 6/30/10
8.5 Amend Articles Re: Proxy Voting at General Meeting due to New German
Legislation (Law on Transposition of EU Shareholder's Rights Directive) Mgmt
For For
8.6 Amend Articles Re: Audio and Video Transmission of General Meeting due to
New German Legislation (Law on Transposition of EU Shareholder's Rights
Directive) Mgmt For For
9.1 Approve Cancellation of Authorized Capital I and Authorized Capital II
Mgmt For For
9.2 Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights
Mgmt For For
9.3 Approve Creation of EUR 250 Million Pool of Capital without Preemptive
Rights Mgmt For For
10 Approve Creation of EUR 30 Million Pool of Capital without Preemptive Rights
for Issue of Shares Pursuant to Employee Stock Option Plan Mgmt For For
11 Authorize Share Repurchase Program and Reissuance or Cancellation of
Repurchased Shares Mgmt For For
12 Approve Remuneration of Supervisory Board Caterpillar Inc. Meeting Date
Country Mgmt Primary Security ID Meeting Type For Record Date For
Ticker: CAT 09-Jun-10 USA 149123101 Annual 12-Apr-10
CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director John T. Dillon Mgmt For For
1.2 Elect Director Juan Gallardo Mgmt For For
1.3 Elect Director William A. Osborn Mgmt For For
1.4 Elect Director Edward B. Rust, Jr. Mgmt For For
1.5 Elect Director Susan C. Schwab Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Declassify the Board of Directors Mgmt For For
5 Reduce Supermajority Vote Requirement Mgmt For For
6 Require Independent Board Chairman SH Against Against
7 Amend Human Rights Policy SH Against For
8 Amend Articles/Bylaws/Charter -- Call Special Meetings France Telecom Meeting
Date Country SH Primary Security ID Meeting Type Against Record Date For
Ticker: N/A 09-Jun-10 France F4113C103 Annual/Special 04-Jun-10
CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177
Proponent Mgmt Rec Vote Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Discharge Directors Mgmt For For
Page 165 of 185
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2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For
For
3 Approve Treatment of Losses and Dividends of EUR 1.40 per Share Mgmt For
For
4 Approve Transaction with French State Re: Partial Dividend Payment in Shares
Mgmt For For
5 Approve Transaction with Claudie Haignere, Bernard Dufau, Didier Lombard,
Henri Martre, and Jean Simonin Re: Partial Dividend Payment in Shares Mgmt For
For
6 Amend Terms of Transaction with Novalis Re: Corporate Officers Health
Insurance Mgmt For For
7 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For
For
8 Elect Stephane Richard as Director Mgmt For Against
9 Elect Marc Maouche as Representative of Employee Shareholders to the Board
Mgmt For Against
10 Elect Jean Pierre Borderieux as Representative of Employee Shareholders to
the Board Mgmt For Against
Extraordinary Business Mgmt
11 Authorize Capital Increase of up to EUR 70 Million to Holders of Orange SA
Stock Options or Shares in Connection with France Telecom Liquidity Agreement
Mgmt For For
12 Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity
Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a
Liquidity Agreement Mgmt For For
13 Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan
Mgmt For For
14 Approve Employee Stock Purchase Plan Mgmt For For
15 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt For For
16 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Omega Healthcare Investors, Inc. Ticker: OHI 09-Jun-10 Meeting Date USA
Country 681936100 Primary Security ID Annual Meeting Type Record Date
30-Apr-10
CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Edward Lowenthal Mgmt For For
1.2 Elect Director Stephen D. Plavin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Charter to Revise Various Provisions Regarding REIT Ownership Limits
Mgmt For For
4 Amend Charter to Grant Authority to the Board of Directors to Increase or
Decrease Authorized Common and Preferred Stock Mgmt For Against
Target Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
Ticker: TGT 09-Jun-10 USA 87612E106 Annual 12-Apr-10
Page 166 of 185
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Report was run from: 8/4/09 to 6/30/10
CUSIP: 87612E106 ISIN: US87612E1064 SEDOL: 2259101
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Calvin Darden Mgmt For For
2 Elect Director Anne M. Mulcahy Mgmt For For
3 Elect Director Stephen W. Sanger Mgmt For For
4 Elect Director Gregg W. Steinhafel Mgmt For For
5 Ratify Auditors Mgmt For For
6 Declassify the Board of Directors Mgmt For For
7 Reduce Supermajority Vote Requirement Mgmt For For
8 Amend Articles of Incorporation Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
Amedisys, Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
10-Jun-10 USA 023436108 Annual 15-Apr-10
Ticker: AMED
CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William F. Borne Mgmt For For
1.2 Elect Director Ronald A. LaBorde Mgmt For For
1.3 Elect Director Jake L. Netterville Mgmt For For
1.4 Elect Director David R. Pitts Mgmt For For
1.5 Elect Director Peter F. Ricchiuti Mgmt For For
1.6 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
American Vanguard Corporation Meeting Date Country Primary Security ID
Meeting Type Record Date
10-Jun-10 USA 030371108 Annual 23-Apr-10
Ticker: AVD
CUSIP: 030371108 ISIN: US0303711081 SEDOL: 2025711
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lawrence S. Clark Mgmt For For
1.2 Elect Director Alfred F. Ingulli Mgmt For For
1.3 Elect Director John L. Killmer Mgmt For For
1.4 Elect Director Herbert A. Kraft Mgmt For For
1.5 Elect Director John B. Miles Mgmt For For
1.6 Elect Director Carl R. Soderlind Mgmt For For
1.7 Elect Director Irving J. Thau Mgmt For For
Page 167 of 185
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Report was run from: 8/4/09 to 6/30/10
1.8 Elect Director Eric G. Wintemute Mgmt For For
1.9 Elect Director Esmail Zirakparvar Mgmt For For
2 Ratify Auditors Banco Santander S.A. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: N/A 10-Jun-10 Spain E19790109 Annual 24-May-10
CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946
Proponent Mgmt Rec Vote Instruction
1 Accept Individual and Consolidated Financial Statements and Statutory Reports
and Discharge Directors for Fiscal Year Ended Dec. 31, 2009 Mgmt For For
2 Approve Allocation of Income Mgmt For For
3.1 Elect Angel Jado Becerro de Bengoa as Director Mgmt For For
3.2 Re-elect Francisco Javier Botin-Sanz de Sautuola y O'Shea as Director Mgmt
For For
3.3 Re-elect Isabel Tocino Biscarolasaga as Director Mgmt For For
3.4 Re-elect Fernando de Asua Alvarez as Director Mgmt For For
3.5 Re-elect Alfredo Saenz Abad Mgmt For For
4 Reelect Auditors for Fiscal Year 2010 Mgmt For For
5 Authorize Repurchase of Shares in Accordance With Article 75 of Spanish
Company Law; Void Authorization Granted on June 19, 2009 Mgmt For For
6 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive
Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void
Authorization Granted at the AGM held on June 19, 2009 Mgmt For For
7.1 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For
7.2 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For
8 Grant Board Authorization to Issue Convertible and/or Exchangeable Debt
Securities without Preemptive Rights Mgmt For For
9.1 Approve Bundled Incentive Plans Linked to Performance Objectives Mgmt
For Against
9.2 Approve Savings Plan for Santander UK PLC' Employees and other Companies of
Santander Group in the United Kingdom Mgmt For For
10 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
11 Approve Director Remuneration Policy Report Dollar Thrifty Automotive Group,
Inc. 10-Jun-10 Meeting Date USA Country Ticker: DTG Mgmt 256743105 Primary
Security ID Annual Meeting Type For Record Date 12-Apr-10 For
CUSIP: 256743105 ISIN: US2567431059 SEDOL: 2134208
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Thomas P. Capo Mgmt For For
Page 168 of 185
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1.2 Elect Director Maryann N. Keller Mgmt For For
1.3 Elect Director Edward C. Lumley Mgmt For For
1.4 Elect Director Richard W. Neu Mgmt For For
1.5 Elect Director John C. Pope Mgmt For For
1.6 Elect Director Scott L. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
WellCare Health Plans, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
10-Jun-10 USA 94946T106 Annual 13-Apr-10
Ticker: WCG
CUSIP: 94946T106 ISIN: US94946T1060 SEDOL: B01R258
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Charles G. Berg Mgmt For For
1.2 Elect Director Carol J. Burt Mgmt For For
1.3 Elect Director Alec Cunningham Mgmt For For
1.4 Elect Director David J. Gallitano Mgmt For Withhold
1.5 Elect Director D. Robert Graham Mgmt For For
1.6 Elect Director Kevin F. Hickey Mgmt For For
1.7 Elect Director Christian P. Michalik Mgmt For For
1.8 Elect Director Glenn D. Steele, Jr. Mgmt For For
1.9 Elect Director William L. Trubeck Mgmt For For
1.10 Elect Director Paul E. Weaver Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Political Contributions SH Against Against
EMCOR Group, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
11-Jun-10 USA 29084Q100 Annual 20-Apr-10
Ticker: EME
CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen W. Bershad Mgmt For For
1.2 Elect Director David A.B. Brown Mgmt For For
1.3 Elect Director Larry J. Bump Mgmt For For
1.4 Elect Director Albert Fried, Jr. Mgmt For For
1.5 Elect Director Anthony J. Guzzi Mgmt For For
1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For
1.7 Elect Director David H. Laidley Mgmt For For
Page 169 of 185
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Report was run from: 8/4/09 to 6/30/10
1.8 Elect Director Frank T. MacInnis Mgmt For For
1.9 Elect Director Jerry E. Ryan Mgmt For For
1.10 Elect Director Michael T. Yonker Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Regeneron Pharmaceuticals, Inc. Ticker: REGN 11-Jun-10
Meeting Date USA Country Mgmt 75886F107 Primary Security ID Annual Meeting
Type For Record Date 14-Apr-10 For
CUSIP: 75886F107 ISIN: US75886F1075 SEDOL: 2730190
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Leonard S. Schleifer Mgmt For For
1.2 Elect Director Eric M. Shooter Mgmt For For
1.3 Elect Director George D. Yancopoulos Mgmt For For
2 Ratify Auditors KBW, Inc. Meeting Date Country Mgmt Primary Security ID
Meeting Type For Record Date For
Ticker: KBW 14-Jun-10 USA 482423100 Annual 19-Apr-10
CUSIP: 482423100 ISIN: US4824231009 SEDOL: B1GN3K0
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Thomas B. Michaud Mgmt For For
1.2 Elect Director James K. Schmidt Mgmt For For
2 Ratify Auditors Informatica Corporation Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: INFA 15-Jun-10 USA 45666Q102 Annual 22-Apr-10
CUSIP: 45666Q102 ISIN: US45666Q1022 SEDOL: 2412067
Proponent Mgmt Rec Vote Instruction
1.1 Elect Director Mark Garrett Mgmt For For
1.2 Elect Director Gerald Held Mgmt For For
1.3 Elect Director Charles J. Robel Mgmt For For
2 Ratify Auditors Ameristar Casinos, Inc. Meeting Date Country Mgmt Primary
Security ID Meeting Type For Record Date For
Ticker: ASCA 16-Jun-10 USA 03070Q101 Annual 03-May-10
CUSIP: 03070Q101 ISIN: US03070Q1013 SEDOL: 2041717
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Carl Brooks Mgmt For For
1.2 Elect Director Gordon R. Kanofsky Mgmt For Withhold
1.3 Elect Director J. William Richardson Mgmt For For
2 Ratify Auditors Mgmt For For
Encore Capital Group, Inc. Meeting Date Country Primary Security ID
Meeting Type Record Date
16-Jun-10 USA 292554102 Annual 19-Apr-10
Ticker: ECPG
CUSIP: 292554102 ISIN: US2925541029 SEDOL: 2443078
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director J. Brandon Black Mgmt For For
1.2 Elect Director Timothy J. Hanford Mgmt For For
1.3 Elect Director George Lund Mgmt For For
1.4 Elect Director Richard A. Mandell Mgmt For For
1.5 Elect Director Willem Mesdag Mgmt For For
1.6 Elect Director John J. Oros Mgmt For For
1.7 Elect Director J. Christopher Teets Mgmt For For
1.8 Elect Director H Ronald Weissman Mgmt For For
1.9 Elect Director Warren Wilcox Mgmt For For
2 Ratify Auditors Mgmt For For
Genzyme Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
16-Jun-10 USA 372917104 Proxy Contest 09-Apr-10
Ticker: GENZ
CUSIP: 372917104 ISIN: US3729171047 SEDOL: 2367598
Vote
Proponent Mgmt Rec Instruction
Management Proxy (White Card) Mgmt
1.1 Elect Director Douglas A. Berthiaume Mgmt For For
1.2 Elect Director Robert J. Bertolini Mgmt For For
1.3 Elect Director Gail K. Boudreaux Mgmt For For
1.4 Elect Director Robert J. Carpenter Mgmt For For
1.5 Elect Director Charles L. Cooney Mgmt For For
1.6 Elect Director Victor J. Dzau Mgmt For For
1.7 Elect Director Connie Mack, III Mgmt For For
1.8 Elect Director Richard F. Syron Mgmt For For
1.9 Elect Director Henri A. Termeer Mgmt For For
1.10 Elect Director Ralph V. Whitworth Mgmt For For
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2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
4 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
5 Provide Right to Call Special Meeting Mgmt For For
6 Ratify Auditors Mgmt For For
Dissident Proxy (Gold Card) Mgmt
1.1 Elect Director Steven Burakoff SH For Do Not Vote
1.2 Elect Director Alexander J. Denner SH For Do Not Vote
1.3 Elect Director Carl C. Icahn SH For Do Not Vote
1.4 Elect Director Richard Mulligan SH For Do Not Vote
1.5 Management Nominee - Douglas A. Berthiaume SH For Do Not Vote
1.6 Management Nominee - Robert J. Bertolini SH For Do Not Vote
1.7 Management Nominee - Gail K. Boudreaux SH For Do Not Vote
1.8 Management Nominee - Robert J. Carpenter SH For Do Not Vote
1.9 Management Nominee - Victor J. Dzau SH For Do Not Vote
1.10 Management Nominee - Ralph V. Whitworth SH For Do Not Vote
2 Amend Omnibus Stock Plan Mgmt For Do Not Vote
3 Amend Qualified Employee Stock Purchase Plan Mgmt For Do Not Vote
4 Amend Non-Employee Director Omnibus Stock Plan Mgmt Against Do Not Vote
5 Provide Right to Call Special Meeting Mgmt For Do Not Vote
6 Ratify Auditors Mgmt For Do Not Vote
The Men's Wearhouse, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
16-Jun-10 USA 587118100 Annual 19-Apr-10
Ticker: MW
CUSIP: 587118100 ISIN: US5871181005 SEDOL: 2576327
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director George Zimmer Mgmt For For
1.2 Elect Director David H. Edwab Mgmt For For
1.3 Elect Director Rinaldo S. Brutoco Mgmt For For
1.4 Elect Director Michael L. Ray Mgmt For For
1.5 Elect Director Sheldon I. Stein Mgmt For For
1.6 Elect Director Deepak Chopra Mgmt For For
1.7 Elect Director William B. Sechrest Mgmt For For
1.8 Elect Director Larry R. Katzen Mgmt For For
2 Ratify Auditors Mgmt For For
Page 172 of 185
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ZymoGenetics, Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
17-Jun-10 USA 98985T109 Annual 09-Apr-10
Ticker: ZGEN
CUSIP: 98985T109 ISIN: US98985T1097 SEDOL: 2807168
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Bruce L.A. Carter Mgmt For For
1.2 Elect Director James A. Harper Mgmt For For
1.3 Elect Director Edward E. Penhoet Mgmt For For
1.4 Elect Director A. Bruce Montgomery Mgmt For For
1.5 Elect Director Lars F. Jorgensen Mgmt For For
2 Ratify Auditors Mgmt For For
NTT DoCoMo Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
18-Jun-10 Japan J59399105 Annual 31-Mar-10
Ticker: 9437
CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 2600 Mgmt For
For
2 Amend Articles to Amend Business Lines - Change Company Mgmt For For
Name
3.1 Elect Director Ryuuji Yamada Mgmt For Against
3.2 Elect Director Kiyoyuki Tsujimura Mgmt For For
3.3 Elect Director Masatoshi Suzuki Mgmt For For
3.4 Elect Director Hiroshi Matsui Mgmt For For
3.5 Elect Director Bunya Kumagai Mgmt For For
3.6 Elect Director Kazuto Tsubouchi Mgmt For For
3.7 Elect Director Kaoru Katou Mgmt For For
3.8 Elect Director Mitsunobu Komori Mgmt For For
3.9 Elect Director Akio Oshima Mgmt For For
3.10 Elect Director Fumio Iwasaki Mgmt For For
3.11 Elect Director Takashi Tanaka Mgmt For For
3.12 Elect Director Katsuhiro Nakamura Mgmt For For
3.13 Elect Director Hiroshi Tsujigami Mgmt For For
Sony Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
18-Jun-10 Japan J76379106 Annual 31-Mar-10
Ticker: 6758
CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Howard Stringer Mgmt For For
1.2 Elect Director Ryouji Chuubachi Mgmt For For
1.3 Elect Director Youtarou Kobayashi Mgmt For For
1.4 Elect Director Yoshiaki Yamauchi Mgmt For For
1.5 Elect Director Peter Bonfield Mgmt For For
1.6 Elect Director Fujio Chou Mgmt For For
1.7 Elect Director Ryuuji Yasuda Mgmt For For
1.8 Elect Director Yukako Uchinaga Mgmt For For
1.9 Elect Director Mitsuaki Yahagi Mgmt For For
1.10 Elect Director Tsun-Yang Hsieh Mgmt For For
1.11 Elect Director Roland A. Hernandez Mgmt For For
1.12 Elect Director Kanemitsu Anraku Mgmt For For
1.13 Elect Director Yorihiko Kojima Mgmt For For
1.14 Elect Director Osamu Nagayama Mgmt For For
2 Approve Stock Option Plan Mgmt For For
East Japan Railway Co Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Jun-10 Japan J1257M109 Annual 31-Mar-10
Ticker: 9020
CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For
2 Amend Articles to Indemnify Directors and Statutory Auditors Mgmt For For
3.1 Elect Director Mutsutake Otsuka Mgmt For For
3.2 Elect Director Yoshio Ishida Mgmt For For
3.3 Elect Director Satoshi Seino Mgmt For For
3.4 Elect Director Tetsuro Tomita Mgmt For For
3.5 Elect Director Masaki Ogata Mgmt For For
3.6 Elect Director Yoshiaki Arai Mgmt For For
3.7 Elect Director Tsugio Sekiji Mgmt For For
3.8 Elect Director Yoichi Minami Mgmt For For
3.9 Elect Director Toru Owada Mgmt For For
3.10 Elect Director Yuji Fukasawa Mgmt For For
3.11 Elect Director Yasuo Hayashi Mgmt For For
3.12 Elect Director Shigeru Tanabe Mgmt For For
3.13 Elect Director Shinichiro Kamada Mgmt For For
3.14 Elect Director Yoshitaka Taura Mgmt For For
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3.15 Elect Director Naomichi Yagishita Mgmt For For
3.16 Elect Director Naoto Miyashita Mgmt For For
3.17 Elect Director Yuji Morimoto Mgmt For For
3.18 Elect Director Osamu Kawanobe Mgmt For For
3.19 Elect Director Toshiro Ichinose Mgmt For For
3.20 Elect Director Masayuki Satomi Mgmt For For
3.21 Elect Director Kimio Shimizu Mgmt For For
3.22 Elect Director Tsukasa Haraguchi Mgmt For For
3.23 Elect Director Tadami Tsuchiya Mgmt For For
3.24 Elect Director Yasuyoshi Umehara Mgmt For For
3.25 Elect Director Takeshi Sasaki Mgmt For For
3.26 Elect Director Tomokazu Hamaguchi Mgmt For For
4 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
5 Amend Articles to Require Disclosure of Individual Director SH Against For
Compensation Levels
6 Amend Articles to Require Reporting to Shareholders of Advisor SH Against
Against
Appointments and Pay
7.1 Remove Director Mutsutake Otsuka from Office SH Against Against
7.2 Remove Director Satoshi Seino from Office SH Against Against
7.3 Remove Director Masaki Ogata from Office SH Against Against
7.4 Remove Director Toru Owada from Office SH Against Against
7.5 Remove Director Yuji Fukasawa from Office SH Against Against
7.6 Remove Director Yasuo Hayashi from Office SH Against Against
7.7 Remove Director Yuji Morimoto from Office SH Against Against
8.1 Appoint Shareholder Nominee Hisayoshi Serizawa to the Board SH Against
Against
8.2 Appoint Shareholder Nominee Fusao Shimoyama to the Board SH Against
Against
8.3 Appoint Shareholder Nominee Makoto Sataka to the Board SH Against
Against
8.4 Appoint Shareholder Nominee Hisakatsu Nihei to the Board SH Against
Against
8.5 Appoint Shareholder Nominee Yoshinori Takahashi to the Board SH Against
Against
9 Cut Board Compensation by 20 Percent SH Against Against
10 Approve Alternate Income Allocation to Establish Reserve for SH Against
Against
Reemployment of Former JNR Employees
11 Approve Alternate Income Allocation to Establish Reserve for SH Against
Against
Retention of Local Rail Lines
12 Approve Alternate Income Allocation to Establish "Reserve for SH Against
Against
Safety Personnel" to Reduce Suicides
Mitsui & Co. Meeting Date Country Primary Security ID Meeting Type Record
Date
23-Jun-10 Japan J44690139 Annual 31-Mar-10
Ticker: 8031
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CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 11 Mgmt For For
2.1 Elect Director Shoei Utsuda Mgmt For For
2.2 Elect Director Masami Iijima Mgmt For For
2.3 Elect Director Ken Abe Mgmt For For
2.4 Elect Director Junichi Matsumoto Mgmt For For
2.5 Elect Director Seiichi Tanaka Mgmt For For
2.6 Elect Director Norinao Iio Mgmt For For
2.7 Elect Director Takao Omae Mgmt For For
2.8 Elect Director Masayoshi Komai Mgmt For For
2.9 Elect Director Daisuke Saiga Mgmt For For
2.10 Elect Director Nobuko Matsubara Mgmt For For
2.11 Elect Director Ikujiro Nonaka Mgmt For For
2.12 Elect Director Hiroshi Hirabayashi Mgmt For For
2.13 Elect Director Toshiro Muto Mgmt For For
3 Appoint Statutory Auditor Naoto Nakamura Mgmt For For
Nissan Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting Type
Record Date
23-Jun-10 Japan J57160129 Annual 31-Mar-10
Ticker: 7201
CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860
Vote
Proponent Mgmt Rec Instruction
1.1 Appoint Statutory Auditor Toshiyuki Nakamura Mgmt For For
1.2 Appoint Statutory Auditor Mikio Nakura Mgmt For Against
2 Approve Stock Option Plan Mgmt For For
3 Approve Stock Appreciation Rights Plan for Directors Mgmt For For
Honda Motor Co. Ltd. Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Jun-10 Japan J22302111 Annual 31-Mar-10
Ticker: 7267
CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 12 Mgmt For For
2.1 Elect Director Takanobu Itou Mgmt For For
2.2 Elect Director Kouichi Kondou Mgmt For For
2.3 Elect Director Shigeru Takagi Mgmt For For
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2.4 Elect Director Akio Hamada Mgmt For For
2.5 Elect Director Tetsuo Iwamura Mgmt For For
2.6 Elect Director Tatsuhiro Ohyama Mgmt For For
2.7 Elect Director Fumihiko Ike Mgmt For For
2.8 Elect Director Masaya Yamashita Mgmt For For
2.9 Elect Director Kensaku Hougen Mgmt For For
2.10 Elect Director Nobuo Kuroyanagi Mgmt For For
2.11 Elect Director Takeo Fukui Mgmt For For
2.12 Elect Director Hiroshi Kobayashi Mgmt For For
2.13 Elect Director Shou Minekawa Mgmt For For
2.14 Elect Director Takuji Yamada Mgmt For For
2.15 Elect Director Youichi Houjou Mgmt For For
2.16 Elect Director Tsuneo Tanai Mgmt For For
2.17 Elect Director Hiroyuki Yamada Mgmt For For
2.18 Elect Director Tomohiko Kawanabe Mgmt For For
2.19 Elect Director Masahiro Yoshida Mgmt For For
2.20 Elect Director Seiji Kuraishi Mgmt For For
3 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
Mitsubishi Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Jun-10 Japan J43830116 Annual 31-Mar-10
Ticker: 8058
CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 21 Mgmt For For
2.1 Elect Director Yorihiko Kojima Mgmt For For
2.2 Elect Director Ken Kobayashi Mgmt For For
2.3 Elect Director Ryouichi Ueda Mgmt For For
2.4 Elect Director Masahide Yano Mgmt For For
2.5 Elect Director Hideyuki Nabeshima Mgmt For For
2.6 Elect Director Hideto Nakahara Mgmt For For
2.7 Elect Director Tsuneo Iyobe Mgmt For For
2.8 Elect Director Kiyoshi Fujimura Mgmt For For
2.9 Elect Director Yasuo Nagai Mgmt For For
2.10 Elect Director Mikio Sasaki Mgmt For For
2.11 Elect Director Tamotsu Nomakuchi Mgmt For Against
2.12 Elect Director Kunio Itou Mgmt For For
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2.13 Elect Director Kazuo Tsukuda Mgmt For Against
2.14 Elect Director Ryouzou Katou Mgmt For For
2.15 Elect Director Hidehiro konno Mgmt For For
3 Appoint Statutory Auditor Yukio Ueno Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
5 Set Amounts for Retirement Bonus Reserve Funds for Directors Mgmt For For
6 Approve Deep Discount Stock Option Plan and Adjustment to Mgmt For Against
Aggregate Compensation Ceiling for Directors
Smith Micro Software, Inc. Meeting Date Country Primary Security ID Meeting
Type Record Date
24-Jun-10 USA 832154108 Annual 26-Apr-10
Ticker: SMSI
CUSIP: 832154108 ISIN: US8321541083 SEDOL: 2829861
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel Gulko Mgmt For For
2 Approve Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Other Business Mgmt For Abstain
Toyota Motor Corp. Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Jun-10 Japan J92676113 Annual 31-Mar-10
Ticker: 7203
CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 25 Mgmt For For
2.1 Elect Director Fujio Cho Mgmt For For
2.2 Elect Director Katsuaki Watanabe Mgmt For For
2.3 Elect Director Kazuo Okamoto Mgmt For For
2.4 Elect Director Akio Toyoda Mgmt For For
2.5 Elect Director Takeshi Uchiyamada Mgmt For For
2.6 Elect Director Yukitoshi Funo Mgmt For For
2.7 Elect Director Atsushi Niimi Mgmt For For
2.8 Elect Director Shinichi Sasaki Mgmt For For
2.9 Elect Director Yoichiro Ichimaru Mgmt For For
2.10 Elect Director Satoshi Ozawa Mgmt For For
2.11 Elect Director Akira Okabe Mgmt For For
2.12 Elect Director Shinzou Kobuki Mgmt For For
2.13 Elect Director Akira Sasaki Mgmt For For
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2.14 Elect Director Mamoru Furuhashi Mgmt For For
2.15 Elect Director Iwao Nihashi Mgmt For For
2.16 Elect Director Tadashi Yamashina Mgmt For For
2.17 Elect Director Takahiko Ijichi Mgmt For For
2.18 Elect Director Tetsuo Agata Mgmt For For
2.19 Elect Director Masamoto Maekawa Mgmt For For
2.20 Elect Director Yasumori Ihara Mgmt For For
2.21 Elect Director Takahiro Iwase Mgmt For For
2.22 Elect Director Yoshimasa Ishii Mgmt For For
2.23 Elect Director Takeshi Shirane Mgmt For For
2.24 Elect Director Yoshimi Inaba Mgmt For For
2.25 Elect Director Nampachi Hayashi Mgmt For For
2.26 Elect Director Nobuyori Kodaira Mgmt For For
2.27 Elect Director Mitsuhisa Kato Mgmt For For
3.1 Appoint Statutory Auditor Masaki Nakatsugawa Mgmt For For
3.2 Appoint Statutory Auditor Yoichi Morishita Mgmt For Against
3.3 Appoint Statutory Auditor Akishige Okada Mgmt For Against
4 Approve Stock Option Plan Mgmt For For
Vicor Corporation Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Jun-10 USA 925815102 Annual 30-Apr-10
Ticker: VICR
CUSIP: 925815102 ISIN: US9258151029 SEDOL: 2930774
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel J. Anderson Mgmt For Withhold
1.2 Elect Director Estia J. Eichten Mgmt For For
1.3 Elect Director Barry Kelleher Mgmt For Withhold
1.4 Elect Director David T. Riddiford Mgmt For For
1.5 Elect Director James A. Simms Mgmt For Withhold
1.6 Elect Director Claudio Tuozzolo Mgmt For Withhold
1.7 Elect Director Patrizio Vinciarelli Mgmt For Withhold
1.8 Elect Director Jason L. Carlson Mgmt For For
1.9 Elect Director Liam K. Griffin Mgmt For For
Yahoo! Inc. Meeting Date Country Primary Security ID Meeting Type
Record Date
24-Jun-10 USA 984332106 Annual 27-Apr-10
Ticker: YHOO
CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539
Vote
Proponent Mgmt Rec Instruction
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1 Elect Director Carol Bartz Mgmt For For
2 Elect Director Roy J. Bostock Mgmt For For
3 Elect Director Pati S. Hart Mgmt For For
4 Elect Director Eric Hippeau Mgmt For For
5 Elect Director Susan M. James Mgmt For For
6 Elect Director Vyomesh Joshi Mgmt For For
7 Elect Director Arthur H. Kern Mgmt For For
8 Elect Director Brad D. Smith Mgmt For For
9 Elect Director Gary L. Wilson Mgmt For For
10 Elect Director Jerry Yang Mgmt For For
11 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against
For
Kforce Inc. Meeting Date Country Primary Security ID Meeting Type Record
Date
25-Jun-10 USA 493732101 Annual 22-Apr-10
Ticker: KFRC
CUSIP: 493732101 ISIN: US4937321010 SEDOL: 2746982
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Elaine D. Rosen Mgmt For For
1.2 Elect Director Ralph E. Struzziero Mgmt For For
1.3 Elect Director Howard W. Sutter Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Palm Inc Meeting Date Country Primary Security ID Meeting Type Record Date
25-Jun-10 USA 696643105 Special 24-May-10
Ticker: PALM
CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Panasonic Corp Meeting Date Country Primary Security ID Meeting Type
Record Date
25-Jun-10 Japan J6354Y104 Annual 31-Mar-10
Ticker: 6752
CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707
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Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kunio Nakamura Mgmt For For
1.2 Elect Director Masayuki Matsushita Mgmt For For
1.3 Elect Director Fumio Ohtsubo Mgmt For For
1.4 Elect Director Toshihiro Sakamoto Mgmt For For
1.5 Elect Director Takahiro Mori Mgmt For For
1.6 Elect Director Yasuo Katsura Mgmt For For
1.7 Elect Director Hitoshi Ohtsuki Mgmt For For
1.8 Elect Director Ken Morita Mgmt For For
1.9 Elect Director Ikusaburou Kashima Mgmt For For
1.10 Elect Director Junji Nomura Mgmt For For
1.11 Elect Director Kazunori Takami Mgmt For For
1.12 Elect Director Makoto Uenoyama Mgmt For For
1.13 Elect Director Masatoshi Harada Mgmt For For
1.14 Elect Director Ikuo Uno Mgmt For Against
1.15 Elect Director Masayuki Oku Mgmt For Against
1.16 Elect Director Masashi Makino Mgmt For For
1.17 Elect Director Masaharu Matsushita Mgmt For For
1.18 Elect Director Yoshihiko Yamada Mgmt For For
1.19 Elect Director Takashi Toyama Mgmt For For
2 Appoint Statutory Auditor Hiroyuki Takahashi Mgmt For For
Takeda Pharmaceutical Co. Ltd. Meeting Date Country Primary Security ID
Meeting Type Record Date
25-Jun-10 Japan J8129E108 Annual 31-Mar-10
Ticker: 4502
CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For
2.1 Elect Director Yasuchika Hasegawa Mgmt For For
2.2 Elect Director Makoto Yamaoka Mgmt For For
2.3 Elect Director Toyoji Yoshida Mgmt For For
2.4 Elect Director Yasuhiko Yamanaka Mgmt For For
2.5 Elect Director Shigenori Ohkawa Mgmt For For
3 Approve Annual Bonus Payment to Directors Mgmt For For
Tokyo Electric Power Co. Ltd. Meeting Date Country Primary Security ID
Meeting Type Record Date
25-Jun-10 Japan J86914108 Annual 31-Mar-10
Ticker: 9501
CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404
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Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For
2.1 Elect Director Zengo Aizawa Mgmt For For
2.2 Elect Director Yasushi Aoyama Mgmt For For
2.3 Elect Director Takao Arai Mgmt For For
2.4 Elect Director Tsunehisa Katsumata Mgmt For For
2.5 Elect Director Shigeru Kimura Mgmt For For
2.6 Elect Director Akio Komori Mgmt For For
2.7 Elect Director Masataka Shimizu Mgmt For For
2.8 Elect Director Hiroaki Takatsu Mgmt For For
2.9 Elect Director Masaru Takei Mgmt For For
2.10 Elect Director Norio Tsuzumi Mgmt For For
2.11 Elect Director Yoshihiro Naitou Mgmt For For
2.12 Elect Director Toshio Nishizawa Mgmt For For
2.13 Elect Director Naomi Hirose Mgmt For For
2.14 Elect Director Takashi Fujimoto Mgmt For For
2.15 Elect Director Makio Fujiwara Mgmt For For
2.16 Elect Director Fumiaki Miyamoto Mgmt For For
2.17 Elect Director Sakae Mutou Mgmt For For
2.18 Elect Director Tomijirou Morita Mgmt For For
2.19 Elect Director Hiroshi Yamaguchi Mgmt For For
2.20 Elect Director Masao Yamazaki Mgmt For For
3.1 Appoint Statutory Auditor Kazuko Oya Mgmt For For
3.2 Appoint Statutory Auditor Takashi Karasaki Mgmt For For
4 Approve Alternate Income Allocation Proposal with Higher SH Against
Against
Dividend
5 Amend Articles to Create Committee to Study How to Dispose of SH Against
Against
Nuclear Waste Based on Survey of Consumers, Board "Must
Strive to Implement Recommendations"
6 Amend Articles to Require End of Cooperation in Fast Breeder SH Against
Against
Reactor Project
7 Amend Articles to Add Smart Grid (Time-Variable Pricing) SH Against
Against
Operations to Favor Use of Non-Nuclear Power
8 Amend Articles to Require Director Compensation Disclosure SH Against For
Fanuc Ltd. Meeting Date Country Primary Security ID Meeting Type Record
Date
29-Jun-10 Japan J13440102 Annual 31-Mar-10
Ticker: 6954
CUSIP: J13440102 ISIN: JP3802400006 SEDOL: 6356934
Vote
Proponent Mgmt Rec Instruction
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1 Approve Allocation of Income, with a Final Dividend of JPY 43.14 Mgmt For
For
2.1 Elect Director Yoshiharu Inaba Mgmt For For
2.2 Elect Director Hiroyuki Uchida Mgmt For For
2.3 Elect Director Hideo Kojima Mgmt For For
2.4 Elect Director Yoshihiro Gonda Mgmt For For
2.5 Elect Director Kenji Yamaguchi Mgmt For For
2.6 Elect Director Mitsuo Kurakake Mgmt For For
2.7 Elect Director Hidehiro Miyajima Mgmt For For
2.8 Elect Director Hiroshi Noda Mgmt For For
2.9 Elect Director Hiroshi Araki Mgmt For For
2.10 Elect Director Shunsuke Matsubara Mgmt For For
2.11 Elect Director Richard E. Schneider Mgmt For For
2.12 Elect Director Hajimu Kishi Mgmt For For
2.13 Elect Director Takayuki Ito Mgmt For For
2.14 Elect Director Mineko Yamasaki Mgmt For For
Mitsubishi UFJ Financial Group Meeting Date Country Primary Security ID
Meeting Type Record Date
29-Jun-10 Japan J44497105 Annual 31-Mar-10
Ticker: 8306
CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2.1 Elect Director Takamune Okihara Mgmt For For
2.2 Elect Director Kinya Okauchi Mgmt For For
2.3 Elect Director Katsunori Nagayasu Mgmt For For
2.4 Elect Director Kyouta Ohmori Mgmt For For
2.5 Elect Director Hiroshi Saitou Mgmt For For
2.6 Elect Director Nobushige Kamei Mgmt For For
2.7 Elect Director Masao Hasegawa Mgmt For For
2.8 Elect Director Fumiyuki Akikusa Mgmt For For
2.9 Elect Director Kazuo Takeuchi Mgmt For For
2.10 Elect Director Nobuyuki Hirano Mgmt For For
2.11 Elect Director Shunsuke Teraoka Mgmt For For
2.12 Elect Director Kaoru Wachi Mgmt For For
2.13 Elect Director Takashi Oyamada Mgmt For For
2.14 Elect Director Ryuuji Araki Mgmt For For
2.15 Elect Director Kazuhiro Watanabe Mgmt For For
Page 183 of 185
TDX Independence 2040 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2.16 Elect Director Takuma Ohtoshi Nintendo Co. Ltd. Meeting Date Country
Mgmt Primary Security ID Meeting Type For Record Date For
Ticker: 7974 29-Jun-10 Japan J51699106 Annual 31-Mar-10
CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550
Proponent Mgmt Rec Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 660 Mgmt For
For
2.1 Elect Director Satoru Iwata Mgmt For For
2.2 Elect Director Yoshihiro Mori Mgmt For For
2.3 Elect Director Shinji Hatano Mgmt For For
2.4 Elect Director Genyou Takeda Mgmt For For
2.5 Elect Director Shigeru Miyamoto Mgmt For For
2.6 Elect Director Nobuo Nagai Mgmt For For
2.7 Elect Director Masaharu Matsumoto Mgmt For For
2.8 Elect Director Eiichi Suzuki Mgmt For For
2.9 Elect Director Kazuo Kawahara Mgmt For For
2.10 Elect Director Tatsumi Kimishima Mgmt For For
2.11 Elect Director Kaoru Takemura Mgmt For For
3 Appoint Statutory Auditor Katashi Ozaki Nordic American Tanker Shipping Ltd.
29-Jun-10 Meeting Date Ticker: N/A Bermuda Country Mgmt G65773106 Primary
Security ID Annual Meeting Type For Record Date 26-May-10 For
CUSIP: G65773106 ISIN: BMG657731060 SEDOL: B16FN84
Proponent Mgmt Rec Vote Instruction
1.1 Elect Herbjorn Hansson as Director Mgmt For Withhold
1.2 Elect Sir David Gibbons as Director Mgmt For For
1.3 Elect Andreas Ove Ugland as Director Mgmt For For
1.4 Elect Jim Kelly as Director as Director Mgmt For For
1.5 Elect Jan Erik Langangen as Director Mgmt For For
1.6 Elect Paul J. Hopkins as Director Mgmt For For
1.7 Elect Richard H. K. Vietor as Director Mgmt For For
Page 184 of 185
2 Ratify Deloitte AS as Auditors Mgmt For For
3 Approve Reduction in Share Capital by $136.4 Million Mgmt For For
4 Receive Financial Statements and Statutory Reports Mgmt
(Non-Voting)
Transact Other Business (Non-Voting) Mgmt
TDX Independence 2040 Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Shin-Etsu Chemical Co. Ltd. Meeting Date Country Primary Security ID Meeting
Type Record Date
29-Jun-10 Japan J72810120 Ticker: 4063 Annual 31-Mar-10
CUSIP: J72810120 ISIN: JP3371200001 SEDOL: 6804585
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 50 For For
Mgmt2.1 Elect Director Chihiro Kanagawa For For
Mgmt2.2 Elect Director Shunzo Mori For For
Mgmt2.3 Elect Director Fumio Akiya For For
Mgmt2.4 Elect Director Kiichi Habata For For
Mgmt2.5 Elect Director Masashi Kaneko For For
Mgmt2.6 Elect Director Fumio Arai For For
Mgmt2.7 Elect Director Masahiko Todoroki For For
Mgmt2.8 Elect Director Toshiya Akimoto For For
Mgmt2.9 Elect Director Hiroshi Komiyama For For
Mgmt3 Appoint Statutory Auditor Yoshihito Kosaka For For
Mgmt4 Approve Stock Option Plan For For
Mgmt5 Approve Takeover Defense Plan (Poison Pill) SUMITOMO MITSUI FINANCIAL
GROUP INC. 29-Jun-10 Meeting Date Japan Country J7771X109 Primary Security ID
Ticker: 8316 Annual Meeting Type For Record Date 31-Mar-10 Against
CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024
Proponent Mgmt Rec Vote Instruction
Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary
Shares For For
Mgmt2 Amend Articles to Increase Authorized Capital - Remove Provisions on
Class 4 Preferred Shares to Reflect Cancellation For For
Mgmt3.1 Elect Director Teisuke Kitayama For For
Mgmt3.2 Elect Director Wataru Ohara For For
Mgmt3.3 Elect Director Hideo Shimada For For
Mgmt3.4 Elect Director Junsuke Fujii For For
Mgmt3.5 Elect Director Koichi Miyata For For
Mgmt3.6 Elect Director Yoshinori Yokoyama For For
Mgmt4 Approve Retirement Bonus Payment for Director For For
Mgmt5 Approve Special Payments in Connection with Abolition of Retirement Bonus
System and Approve Deep Discount Stock Option Plan For For
Page 185 of 185
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
July 1, 2009 – August 2, 2009
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Account Name | | Cust Bank Acct Nbr | | | Client Account Nbr | | Name | | Ticker | | Security ID | | Country | | Meeting Date | | Record Date | | Meeting Type | | Ballot Shares | | Seq Number | | Ballot Item Number | | MorS | | Category | | ItemDesc | | ISS Rec Vote | | Mgt Rec Vote | | Policy Vote Rec | | Vote Cast |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 190 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Rick L. Wessel | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 190 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Richard T. Burke | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | First Cash Financial Services, Inc | | FCFS | | 31942D107 | | USA | | 07/22/09 | | 05/26/09 | | Annual | | 190 | | 3 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 199 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Alfred J. Amoroso | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 199 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Andrew K. Ludwick | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 199 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Alan L. Earhart | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 199 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Robert J. Majteles | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 199 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director James E. Meyer | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 199 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director James P. O’Shaughnessy | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 199 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Ruthann Quindlen | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 199 | | 8 | | 2 | | M | | Routine/Business | | Change Company Name | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Rovi Corp | | ROVI | | 55611C108 | | USA | | 07/15/09 | | 05/18/09 | | Annual | | 199 | | 9 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 30 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Donald W. Burton | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 30 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Graeme W. Henderson | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 30 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Samuel B. Ligon | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 30 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Gary L. Martin | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 30 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director John H. Wilson | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 30 | | 6 | | 2 | | M | | Non-Salary Comp. | | Approve Omnibus Stock Plan | | For | | For | | Against | | Against |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Capital Southwest Corp. | | CSWC | | 140501107 | | USA | | 07/20/09 | | 05/29/09 | | Annual | | 30 | | 7 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1098 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director William J. Abbott | | Withhold | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1098 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Dwight C. Arn | | Withhold | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1098 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Robert C. Bloss | | Withhold | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1098 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director William Cella | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1098 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director Glenn Curtis | | Withhold | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1098 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Steve Doyal | | Withhold | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1098 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director Brian E. Gardner | | Withhold | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1098 | | 8 | | 1.8 | | M | | Directors Related | | Elect Director Herbert A. Granath | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1098 | | 9 | | 1.9 | | M | | Directors Related | | Elect Director Donald J. Hall, Jr. | | Withhold | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1098 | | 10 | | 1.10 | | M | | Directors Related | | Elect Director Irvine O. Hockaday, Jr. | | Withhold | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1098 | | 11 | | 1.11 | | M | | Directors Related | | Elect Director A. Drue Jennings | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1098 | | 12 | | 1.12 | | M | | Directors Related | | Elect Director Peter A. Lund | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1098 | | 13 | | 1.13 | | M | | Directors Related | | Elect Director Brad R. Moore | | Withhold | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Crown Media Holdings | | CRWN | | 228411104 | | USA | | 07/30/09 | | 06/02/09 | | Annual | | 1098 | | 14 | | 1.14 | | M | | Directors Related | | Elect Director Deanne R. Stedem | | Withhold | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 394 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Andy D. Bryant | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 394 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Wayne A. Budd | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 394 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director John H. Hammergren | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 394 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director Alton F. Irby, III | | For | | For | | For | | Against |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 394 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director M. Christine Jacobs | | For | | For | | For | | Against |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 394 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Marie L. Knowles | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 394 | | 7 | | 1.7 | | M | | Directors Related | | Elect Director David M. Lawrence | | For | | For | | For | | Against |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 394 | | 8 | | 1.8 | | M | | Directors Related | | Elect Director Edward A. Mueller | | For | | For | | For | | Against |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 394 | | 9 | | 1.9 | | M | | Directors Related | | Elect Director Jane E. Shaw | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 394 | | 10 | | 2 | | M | | Non-Salary Comp. | | Amend Omnibus Stock Plan | | For | | For | | Against | | Against |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 394 | | 11 | | 3 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 394 | | 12 | | 4 | | S | | SH-Compensation | | Stock Retention/Holding Period | | For | | Against | | Refer | | Against |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | McKesson Corporation | | MCK | | 58155Q103 | | USA | | 07/22/09 | | 05/29/09 | | Annual | | 394 | | 13 | | 5 | | S | | SH-Compensation | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | For | | Against | | Refer | | Against |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 297 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director Ashok Bakhru | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 297 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director John J. Hannan | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 297 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director James C. Zelter | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 297 | | 4 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 297 | | 5 | | 3 | | M | | Capitalization | | Approve Sale of Common Shares Below Net Asset Value | | For | | For | | Refer | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Apollo Investment Corporation | | | | 03761U106 | | USA | | 08/05/09 | | 06/12/09 | | Annual | | 297 | | 6 | | 4 | | M | | Capitalization | | Approve Issuance of Warrants/Convertible Debentures | | For | | For | | Refer | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 1316 | | 1 | | 1 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | | For | | For | | Refer | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 1316 | | 2 | | 2 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Director Amendment | | For | | For | | Refer | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 1316 | | 3 | | 3 | | M | | Routine/Business | | Amend Certificate of Incorporation to Approve Retirement Amendment | | Against | | For | | Against | | Against |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Citigroup Inc. | | C | | 172967101 | | USA | | 07/24/09 | | 06/16/09 | | Written Consent | | 1316 | | 4 | | 4 | | M | | Capitalization | | Increase Authorized Preferred Stock | | Against | | For | | Against | | Against |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | USA | | 07/31/09 | | 06/25/09 | | Special | | 112 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Merger Agreement | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | USA | | 07/31/09 | | 06/25/09 | | Special | | 112 | | 2 | | 2 | | M | | Antitakeover Related | | Adjourn Meeting | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | Merck & Co., Inc. | | MRK | | 589331107 | | USA | | 08/07/09 | | 06/22/09 | | Special | | 500 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Acquisition | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 416 | | 1 | | 1 | | M | | Directors Related | | Elect Director W.R. Johnson | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 416 | | 2 | | 2 | | M | | Directors Related | | Elect Director C.E. Bunch | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 416 | | 3 | | 3 | | M | | Directors Related | | Elect Director L.S. Coleman, Jr. | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 416 | | 4 | | 4 | | M | | Directors Related | | Elect Director J.G. Drosdick | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 416 | | 5 | | 5 | | M | | Directors Related | | Elect Director E.E. Holiday | | For | | For | | Refer | | Against |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 416 | | 6 | | 6 | | M | | Directors Related | | Elect Director C. Kendle | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 416 | | 7 | | 7 | | M | | Directors Related | | Elect Director D.R. O Hare | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 416 | | 8 | | 8 | | M | | Directors Related | | Elect Director N. Peltz | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 416 | | 9 | | 9 | | M | | Directors Related | | Elect Director D.H. Reilley | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 416 | | 10 | | 10 | | M | | Directors Related | | Elect Director L.C. Swann | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 416 | | 11 | | 11 | | M | | Directors Related | | Elect Director T.J. Usher | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 416 | | 12 | | 12 | | M | | Directors Related | | Elect Director M.F. Weinstein | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 416 | | 13 | | 13 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | H. J. Heinz Co. | | HNZ | | 423074103 | | USA | | 08/12/09 | | 06/04/09 | | Annual | | 416 | | 14 | | 14 | | M | | Antitakeover Related | | Provide Right to Call Special Meeting | | For | | For | | Refer | | For |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 150 | | 1 | | 1.1 | | M | | Directors Related | | Elect Director V. Gordon Clemons | | Withhold | | For | | Refer | | Withhold |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 150 | | 2 | | 1.2 | | M | | Directors Related | | Elect Director Steven J. Hamerslag | | Withhold | | For | | Refer | | Withhold |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 150 | | 3 | | 1.3 | | M | | Directors Related | | Elect Director Alan R. Hoops | | Withhold | | For | | Refer | | Withhold |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 150 | | 4 | | 1.4 | | M | | Directors Related | | Elect Director R. Judd Jessup | | Withhold | | For | | Refer | | Withhold |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 150 | | 5 | | 1.5 | | M | | Directors Related | | Elect Director Jean H. Macino | | Withhold | | For | | Refer | | Withhold |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 150 | | 6 | | 1.6 | | M | | Directors Related | | Elect Director Jeffrey J. Michael | | Withhold | | For | | Refer | | Withhold |
TDAX Independence In-Target ETF Composite | | 000260971 | * | | 260971 | | CorVel Corp. | | CRVL | | 221006109 | | USA | | 08/06/09 | | 06/16/09 | | Annual | | 150 | | 7 | | 2 | | M | | Routine/Business | | Ratify Auditors | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 1 | | 1 | | M | | Routine/Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 2 | | 2 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 3 | | 3 | | M | | Routine/Business | | Approve Final Dividend of 8.39 Pence Per Ordinary Share | | For | | For | | For | | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Account Name | | Cust Bank Acct Nbr | | Client Account Nbr | | Name | | Ticker | | Security ID | | Country | | Meeting Date | | Record Date | | Meeting Type | | Ballot Shares | | Seq Number | | Ballot Item Number | | MorS | | Category | | ItemDesc | | ISS Rec Vote | | Mgt Rec Vote | | Policy Vote Rec | | Vote Cast |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 4 | | 4 | | M | | Directors Related | | Re-elect Richard Brasher as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 5 | | 5 | | M | | Directors Related | | Re-elect Philip Clarke as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 6 | | 6 | | M | | Directors Related | | Re-elect Andrew Higginson as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 7 | | 7 | | M | | Directors Related | | Re-elect Charles Allen as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 8 | | 8 | | M | | Directors Related | | Re-elect Dr Harald Einsmann as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 9 | | 9 | | M | | Directors Related | | Elect Jacqueline Tammenoms Bakker as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 10 | | 10 | | M | | Directors Related | | Elect Patrick Cescau as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 11 | | 11 | | M | | Directors Related | | Elect Ken Hanna as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 12 | | 12 | | M | | Directors Related | | Elect Laurie Mcllwee as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 13 | | 13 | | M | | Routine/Business | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 14 | | 14 | | M | | Routine/Business | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 15 | | 15 | | M | | Capitalization | | Approve Increase in Authorised Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 16 | | 16 | | M | | Capitalization | | Subject to the Passing of Resolution Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 17 | | 17 | | M | | Capitalization | | Subject to the Passing of Resolution Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 18 | | 18 | | M | | Capitalization | | Authorise 790,063,358 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 19 | | 19 | | M | | Routine/Business | | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 20 | | 20 | | M | | Non-Salary Comp. | | Approve Tesco plc Group Bonus Plan | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 21 | | 21 | | M | | Non-Salary Comp. | | Amend Tesco plc 2004 Discretionary Share Option Plan | | Against | | For | | Against | | Against |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 22 | | 22 | | M | | Routine/Business | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Tesco plc | | | | G87621101 | | United Kingdom | | 07/03/09 | | | | Annual | | 1193 | | 24 | | 23 | | S | | SH-Routine/Business | | Resolve that the Directors Allocate a NED to Tesco’s Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco’s UK Meat and Poultry Supply Chain | | Against | | Against | | Against | | Against |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 1 | | 1 | | M | | Routine/Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 2 | | 2 | | M | | Directors Related | | Re-elect Sir John Bond as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 3 | | 3 | | M | | Directors Related | | Re-elect John Buchanan as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 4 | | 4 | | M | | Directors Related | | Re-elect Vittorio Colao as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 5 | | 5 | | M | | Directors Related | | Elect Michel Combes as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 6 | | 6 | | M | | Directors Related | | Re-elect Andy Halford as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 7 | | 7 | | M | | Directors Related | | Re-elect Alan Jebson as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 8 | | 8 | | M | | Directors Related | | Elect Samuel Jonah as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 9 | | 9 | | M | | Directors Related | | Re-elect Nick Land as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 10 | | 10 | | M | | Directors Related | | Re-elect Anne Lauvergeon as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 11 | | 11 | | M | | Directors Related | | Re-elect Simon Murray as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 12 | | 12 | | M | | Directors Related | | Elect Stephen Pusey as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 13 | | 13 | | M | | Directors Related | | Re-elect Luc Vandevelde as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 14 | | 14 | | M | | Directors Related | | Re-elect Anthony Watson as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 15 | | 15 | | M | | Directors Related | | Re-elect Philip Yea as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 16 | | 16 | | M | | Routine/Business | | Approve Final Dividend of 5.20 Pence Per Ordinary Share | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 17 | | 17 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 18 | | 18 | | M | | Routine/Business | | Reappoint Deloitte LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 19 | | 19 | | M | | Routine/Business | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 20 | | 20 | | M | | Capitalization | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 21 | | 21 | | M | | Capitalization | | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 22 | | 22 | | M | | Capitalization | | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 23 | | 23 | | M | | Routine/Business | | Adopt New Articles of Association | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Vodafone Group plc | | | | G93882135 | | United Kingdom | | 07/28/09 | | | | Annual | | 13502 | | 24 | | 24 | | M | | Routine/Business | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1144 | | 1 | | 1 | | M | | Routine/Business | | Accept Financial Statements and Statutory Reports | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1144 | | 2 | | 2 | | M | | Non-Salary Comp. | | Approve Remuneration Report | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1144 | | 3 | | 3 | | M | | Routine/Business | | Approve Final Dividend of 1.1 Pence Per Ordinary Share | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1144 | | 4 | | 4 | | M | | Directors Related | | Re-elect Clayton Brendish as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1144 | | 5 | | 5 | | M | | Directors Related | | Re-elect Phil Hodkinson as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1144 | | 6 | | 6 | | M | | Directors Related | | Elect Tony Chanmugam as Director | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1144 | | 7 | | 7 | | M | | Routine/Business | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1144 | | 8 | | 8 | | M | | Routine/Business | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1144 | | 9 | | 9 | | M | | Capitalization | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 127,000,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 127,000,000 | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1144 | | 10 | | 10 | | M | | Capitalization | | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 20,000,000 | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1144 | | 11 | | 11 | | M | | Capitalization | | Authorise 774,000,000 Ordinary Shares for Market Purchase | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1144 | | 12 | | 12 | | M | | Routine/Business | | Amend Articles of Association by Deleting the Provisions of the Company’s Memorandum of Association which, Due to Section 28 Companies Act 2006, Would be Treated as Provisions of the Current Articles; Adopt New Articles of Association | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1144 | | 13 | | 13 | | M | | Routine/Business | | Approve That the Company May Call a General Meeting (But not an AGM) on at least 14 Clear Days’ Notice | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | BT Group plc | | | | G16612106 | | United Kingdom | | 07/15/09 | | | | Annual | | 1144 | | 14 | | 14 | | M | | Routine/Business | | Authorise British Telecommunications plc to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 75,000 and to Political Organisations Other Than Political Parties up to GBP 25,000 | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Assicurazioni Generali Spa | | | | T05040109 | | Italy | | 07/14/09 | | 07/09/09 | | Special | | 138 | | 2 | | 1 | | M | | Reorg. and Mergers | | Approve Plan of Merger by Absorption of Alleanza Assicurazioni SpA and Toro Assicurazioni SpA and Approve Merger-Related Capital Increase | | For | | For | | For | | For |
TDAX Independence In-Target ETF Composite | | 260971 | | 260971 | | Barclays plc | | | | G08036124 | | United Kingdom | | 08/06/09 | | | | Special | | 2043 | | 1 | | 1 | | M | | Reorg. and Mergers | | Approve Disposal by Barclays plc of the Barclays Global Investors Business and Ancillary Arrangements | | For | | For | | For | | For |
VOTE SUMMARY REPORT
August 3, 2009 - June 30, 2010
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Ipc Holdings Ltd Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-Sep-09 Bermuda G4933P101 Special 27-Jul-09
Ticker: IPCR
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
1 Approve Elimination of Supermajority Vote Requirement for Mgmt For For
Amalgamations
2 Approve Merger Agreement Mgmt For For
3 Adjourn Meeting Mgmt For For
Exar Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Sep-09 USA 300645108 Annual 22-Jul-09
Ticker: EXAR
CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Izak Bencuya Mgmt For For
1.2 Elect Director Pierre Guilbault Mgmt For For
1.3 Elect Director Brian Hilton Mgmt For For
1.4 Elect Director Richard L. Leza Mgmt For For
1.5 Elect Director Gary Meyers Mgmt For For
1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For
1.7 Elect Director Pedro P. Rodriquez Mgmt For For
2 Ratify Auditors Mgmt For For
Casey's General Stores, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-Sep-09 USA 147528103 Annual 24-Jul-09
Ticker: CASY
CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Ronald M. Lamb Mgmt For For
1.2 Elect Director Robert J. Myers Mgmt For For
1.3 Elect Director Diane C. Bridgewater Mgmt For For
1.4 Elect Director Johnny Danos Mgmt For For
1.5 Elect Director H. Lynn Horak Mgmt For For
1.6 Elect Director Kenneth H. Haynie Mgmt For For
1.7 Elect Director William C. Kimball Mgmt For For
1.8 Elect Director Jeffrey M. Lamberti Mgmt For For
1.9 Elect Director Richard A. Wilkey Mgmt For For
Page 1 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
3com Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Sep-09 USA 885535104 Annual 27-Jul-09
Ticker: COMS
CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kathleen A. Cote Mgmt For For
1.2 Elect Director David H.Y. Ho Mgmt For For
1.3 Elect Director Robert Y.L. Mao Mgmt For For
1.4 Elect Director J. Donald Sherman Mgmt For For
1.5 Elect Director Dominique Trempont Mgmt For For
2 Declassify the Board of Directors Mgmt For For
3 Ratify Auditors Mgmt For For
Ship Finance International
Limited
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Sep-09 Bermuda G81075106 Annual 17-Jul-09
Ticker: N/A
CUSIP: G81075106 ISIN: BMG810751062 SEDOL: B01G7F0
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For
2 Fix Number of Directors at 8 Mgmt For For
3 Authorize Board to Fill Vacancies Mgmt For For
4 Reelect Paul Leand Jr. as Director Mgmt For For
5 Reelect Kate Blankenship as Director Mgmt For For
6 Reelect Craig H. Stevenson Jr. as Director Mgmt For For
7 Reelect Hans Petter as Director Mgmt For For
8 Reelect Cecilie Fredriksen as Director Mgmt For For
9 Approve Moore Stephens, P.C. as Auditors and Authorize Board Mgmt For For
to Fix Their Remuneration
10 Approve Remuneration of Directors Mgmt For For
11 Approve Reduction of Share Premium Account Mgmt For For
12 Transact Other Business (Voting) Mgmt For Abstain
Palm Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Sep-09 USA 696643105 Annual 03-Aug-09
Ticker: PALM
CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145
Page 2 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert C. Hagerty Mgmt For For
1.2 Elect Director Jonathan J. Rubinstein Mgmt For For
1.3 Elect Director Paul S. Mountford Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Oracle Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-Oct-09 USA 68389X105 Annual 10-Aug-09
Ticker: ORCL
CUSIP: 68389X105 ISIN: US68389X1054 SEDOL: 2661568
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jeffrey S. Berg Mgmt For For
1.2 Elect Director H. Raymond Bingham Mgmt For For
1.3 Elect Director Michael J. Boskin Mgmt For For
1.4 Elect Director Safra A. Catz Mgmt For For
1.5 Elect Director Bruce R. Chizen Mgmt For For
1.6 Elect Director George H. Conrades Mgmt For For
1.7 Elect Director Lawrence J. Ellison Mgmt For For
1.8 Elect Director Hector Garcia-Molina Mgmt For For
1.9 Elect Director Jeffrey O. Henley Mgmt For For
1.10 Elect Director Donald L. Lucas Mgmt For For
1.11 Elect Director Charles E. Phillips, Jr. Mgmt For For
1.12 Elect Director Naomi O. Seligman Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
6 Stock Retention/Holding Period SH Against For
MSC.Software Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
09-Oct-09 USA 553531104 Special 27-Aug-09
Ticker: MSCS
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
Page 3 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Adjourn Meeting Mgmt For For
Paychex, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-Oct-09 USA 704326107 Annual 14-Aug-09
Ticker: PAYX
CUSIP: 704326107 ISIN: US7043261079 SEDOL: 2674458
Vote
Proponent Mgmt Rec Instruction
1 Elect Director B. Thomas Golisano Mgmt For For
2 Elect Director David J.S. Flaschen Mgmt For For
3 Elect Director Grant M. Inman Mgmt For For
4 Elect Director Pamela A. Joseph Mgmt For For
5 Elect Director Jonathan J. Judge Mgmt For For
6 Elect Director Joseph M. Tucci Mgmt For For
7 Elect Director Joseph M. Velli Mgmt For For
8 Ratify Auditors Mgmt For For
The Procter & Gamble
Company
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-Oct-09 USA 742718109 Annual 14-Aug-09
Ticker: PG
CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Kenneth I. Chenault Mgmt For For
2 Elect Director Scott D. Cook Mgmt For For
3 Elect Director Rajat K. Gupta Mgmt For For
4 Elect Director A.G. Lafley Mgmt For For
5 Elect Director Charles R. Lee Mgmt For For
6 Elect Director Lynn M. Martin Mgmt For For
7 Elect Director Robert A. McDonald Mgmt For For
8 Elect Director W. James McNerney, Jr. Mgmt For For
9 Elect Director Johnathan A. Rodgers Mgmt For For
10 Elect Director Ralph Snyderman Mgmt For For
11 Elect Director Mary Agnes Wilderotter Mgmt For For
12 Elect Director Patricia A. Woertz Mgmt For For
13 Elect Director Ernesto Zedillo Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Code of Regulations Mgmt For For
16 Approve Omnibus Stock Plan Mgmt For Against
17 Provide for Cumulative Voting SH Against Against
Page 4 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
SH18 Advisory Vote to Ratify Named Executive Officers' Compensation Against For
Diageo plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
14-Oct-09 United Kingdom G42089113
Ticker: N/A
Annual 12-Oct-09
CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400
Proponent Mgmt Rec
Vote
Instruction
Mgmt1 Accept Financial Statements and Statutory Reports For For
Mgmt2 Approve Remuneration Report For For
Mgmt3 Approve Final Dividend of 22.2 Pence Per Ordinary Share For For
Mgmt4 Re-elect Laurence Danon as Director For For
Mgmt5 Re-elect Lord (Clive) Hollick of Notting Hill as Director For For
Mgmt6 Re-elect Paul Walsh as Director For For
Mgmt7 Elect Peggy Bruzelius as Director For For
Mgmt8 Elect Betsy Holden as Director For For
Mgmt9 Reappoint KPMG Audit plc as Auditors of the Company For For
Mgmt10 Authorise Board to Fix Remuneration of Auditors For For
Mgmt11 Authorise Issue of Equity with Pre-emptive Rights Under a
General Authority up to GBP 241,092,000 and an Additional
Amount Pursuant to a Rights Issue of up to GBP 482,185,000
After Deducting Any Securities Issued Under the General
Authority
For For
Mgmt12 If Resolution 11 is Passed, Authorise Issue of Equity or
Equity-Linked Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 39,842,000
For For
Mgmt13 Authorise 249,964,000 Ordinary Shares for Market Purchase For For
Mgmt14 Authorise the Company and its Subsidiaries to Make EU Political
Donations to Political Parties, to Make EU Political Donations to
Political Organisations Other Than Political Parties and to Incur
EU Political Expenditure up to GBP 200,000
For For
Mgmt15 Approve Diageo plc 2009 Discretionary Incentive Plan For For
Mgmt16 Approve Diageo plc 2009 Executive Long Term Incentive Plan For For
Mgmt17 Approve Diageo plc 2009 International Sharematch Plan For For
Mgmt18 Authorise Board to Establish Future Share Plans for the Benefit
of Employees Overseas Based on the Diageo plc 2009
Discretionary Incentive Plan, the Diageo plc 2009 Executive Long
Term Incentive Plan and the Diageo plc 2009 International
Sharematch Plan
For For
Mgmt19 Approve Diageo plc 2009 Irish Sharesave Scheme For For
Mgmt20 Amend Diageo plc Executive Share Option Plan For For
Mgmt21 Amend Diageo plc 2008 Senior Executive Share Option Plan For For
Mgmt22 Amend Diageo plc Senior Executive Share Option Plan For For
Page 5 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Mgmt23 Approve That a General Meeting Other Than an Annual General
Meeting May Be Called on Not Less Than 14 Clear Days' Notice
For For
Mgmt24 Adopt New Articles of Association
The Marcus Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
For
14-Oct-09 USA 566330106
Ticker: MCS
Annual 06-Aug-09
CUSIP: 566330106 ISIN: US5663301068 SEDOL: 2564827
Proponent Mgmt Rec
Vote
Instruction
Mgmt1.1 Elect Director Stephen H. Marcus For Withhold
Mgmt1.2 Elect Director Diane Marcus Gershowitz For Withhold
Mgmt1.3 Elect Director Daniel F. McKeithan, Jr For For
Mgmt1.4 Elect Director Allan H. Selig For Withhold
Mgmt1.5 Elect Director Timothy E. Hoeksema For For
Mgmt1.6 Elect Director Bruce J. Olson For Withhold
Mgmt1.7 Elect Director Philip L. Milstein For For
Mgmt1.8 Elect Director Bronson J. Haase For For
Mgmt1.9 Elect Director James D. Ericson For For
Mgmt1.10 Elect Director Gregory S. Marcus
Matrix Service Co. Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
Withhold
23-Oct-09 USA 576853105
Ticker: MTRX
Annual 02-Sep-09
CUSIP: 576853105 ISIN: US5768531056 SEDOL: 2572068
Proponent Mgmt Rec
Vote
Instruction
Mgmt1.1 Elect Director Michael J. Bradley For For
Mgmt1.2 Elect Director Michael J. Hall For For
Mgmt1.3 Elect Director I. Edgar (Ed) Hendrix For For
Mgmt1.4 Elect Director Paul K. Lackey For For
Mgmt1.5 Elect Director Tom E. Maxwell For For
Mgmt1.6 Elect Director David J. Tippeconnic For For
Mgmt2 Ratify Auditors For For
Mgmt3 Amend Omnibus Stock Plan
BHP Billiton plc Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
Against
29-Oct-09 United Kingdom G10877101
Ticker: N/A
Annual 27-Oct-09
CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650
Proponent Mgmt Rec
Vote
Instruction
Page 6 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Carlos Cordeiro as Director Mgmt For For
3 Re-elect David Crawford as Director Mgmt For For
4 Re-elect Gail de Planque as Director Mgmt For For
5 Re-elect Marius Kloppers as Director Mgmt For For
6 Re-elect Don Argus as Director Mgmt For For
7 Elect Wayne Murdy as Director Mgmt For For
8 Reappoint KPMG Audit plc as Auditors and Authorise the Board Mgmt For For
to Determine Their Remuneration
9 Authorise Issue of Equity or Equity-Linked Securities with Mgmt For For
Pre-emptive Rights up to Aggregate Nominal Amount of USD
277,983,328
10 Authorise Issue of Equity or Equity-Linked Securities without Mgmt For For
Pre-emptive Rights up to Aggregate Nominal Amount of USD
55,778,030
11 Authorise 223,112,120 Ordinary Shares for Market Purchase Mgmt For For
12i Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For
Billiton Ltd on 30 April 2010
12ii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For
Billiton Ltd on 17 June 2010
12iii Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For
For
Billiton Ltd on 15 September 2010
12iv Approve Cancellation of Shares in BHP Billiton plc held by BHP Mgmt For For
Billiton Ltd on 11 November 2010
13 Approve Remuneration Report Mgmt For For
14 Approve the Grant of Deferred Shares and Options under the Mgmt For For
BHP Billiton Ltd Group Incentive Scheme and the Grant of
Performance Shares under the BHP Billiton Ltd Long Term
Incentive Plan to Marius Kloppers
Jack Henry & Associates,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Nov-09 USA 426281101 Annual 21-Sep-09
Ticker: JKHY
CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jerry D. Hall Mgmt For For
1.2 Elect Director Michael E. Henry Mgmt For For
1.3 Elect Director James J. Ellis Mgmt For For
1.4 Elect Director Craig R. Curry Mgmt For For
1.5 Elect Director Wesley A. Brown Mgmt For For
1.6 Elect Director Matthew C. Flanigan Mgmt For For
1.7 Elect Director Marla K. Shepard Mgmt For For
1.8 Elect Director John F. Prim Mgmt For For
2 Ratify Auditors Mgmt For For
Page 7 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Commonwealth Bank Of
Australia
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Nov-09 Australia Q26915100 Annual 09-Nov-09
Ticker: CBA
CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035
Vote
Proponent Mgmt Rec Instruction
1 Receive the Financial Statements and Statutory Reports for the Mgmt None None
Financial Year Ended June 30, 2009
2(a) Elect S Carolyn Kay as a Director Mgmt For For
2(b) Elect Fergus D Ryan as a Director Mgmt For For
2(c) Elect David J Turner as a Director Mgmt For For
3 Approve the Remuneration Report for the Financial Year Ended Mgmt For For
June 30, 2009
4 Approve the Grant of Reward Shares to a Maximum Value of Mgmt For For
A$4.49 Million to R J Norris, CEO, Under the Group Leadership
Reward Plan of Commonwealth Bank of Australia
Solera Holdings, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Nov-09 USA 83421A104 Annual 01-Oct-09
Ticker: SLH
CUSIP: 83421A104 ISIN: US83421A1043 SEDOL: B1XDZ96
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Tony Aquila Mgmt For For
1.2 Elect Director Arthur F. Kingsbury Mgmt For For
1.3 Elect Director Jerrell W. Shelton Mgmt For For
1.4 Elect Director Kenneth A. Viellieu Mgmt For For
1.5 Elect Director Stuart J. Yarbrough Mgmt For For
2 Ratify Auditors Mgmt For For
Cisco Systems, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-Nov-09 USA 17275R102 Annual 14-Sep-09
Ticker: CSCO
CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Carol A. Bartz Mgmt For For
2 Elect Director M. Michele Burns Mgmt For For
3 Elect Director Michael D. Capellas Mgmt For For
4 Elect Director Larry R. Carter Mgmt For For
5 Elect Director John T. Chambers Mgmt For For
6 Elect Director Brian L. Halla Mgmt For For
7 Elect Director John L. Hennessy Mgmt For For
Page 8 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
8 Elect Director Richard M. Kovacevich Mgmt For For
9 Elect Director Roderick C. McGeary Mgmt For For
10 Elect Director Michael K. Powell Mgmt For For
11 Elect Director Arun Sarin Mgmt For For
12 Elect Director Steven M. West Mgmt For For
13 Elect Director Jerry Yang Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For Against
15 Amend Qualified Employee Stock Purchase Plan Mgmt For For
16 Ratify Auditors Mgmt For For
17 Amend Bylaws to Establish a Board Committee on Human Rights SH Against
Against
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
19 Report on Internet Fragmentation SH Against For
Ethan Allen Interiors Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Nov-09 USA 297602104 Annual 21-Sep-09
Ticker: ETH
CUSIP: 297602104 ISIN: US2976021046 SEDOL: 2320825
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Frank G. Wisner Mgmt For For
2 Ratify Auditors Mgmt For For
Lancaster Colony Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Nov-09 USA 513847103 Annual 18-Sep-09
Ticker: LANC
CUSIP: 513847103 ISIN: US5138471033 SEDOL: 2503206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director James B. Bachmann Mgmt For For
1.2 Elect Director Neeli Bendapudi Mgmt For For
1.3 Elect Director John L. Boylan Mgmt For For
2 Ratify Auditors Mgmt For For
UniCredit SpA Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Nov-09 Italy T95132105 Special 11-Nov-09
Ticker: N/A
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Vote
Proponent Mgmt Rec Instruction
Special Business Mgmt None None
Page 9 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Approve EUR 4 Billion Capital Increase with Preemptive Rights to Mgmt For For
Holders of Ordinary Shares and Saving Shares
Corinthian Colleges, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
17-Nov-09 USA 218868107 Annual 21-Sep-09
Ticker: COCO
CUSIP: 218868107 ISIN: US2188681074 SEDOL: 2386021
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Paul R. St. Pierre Mgmt For For
1.2 Elect Director Linda Arey Skladany Mgmt For For
1.3 Elect Director Robert Lee Mgmt For For
2 Ratify Auditors Mgmt For For
VistaPrint NV Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
17-Nov-09 Netherlands N93540107 Annual 19-Oct-09
Ticker: VPRT
CUSIP: N/A ISIN: NL0009272269 SEDOL: B48HGT1
Vote
Proponent Mgmt Rec Instruction
This is a duplicate meeting for ballots received via the Mgmt None None
Broadridge North American Ballot distribution system.
1 A Vote For The Election Of Nominee John J. Gavin, Jr. Mgmt For For
2 A Vote For The Election Of Nominee George M. Overholser Mgmt For For
3 A Vote For The Election Of Nominee Mark T. Thomas Mgmt For For
4 Approve Our Performance Incentive Plan For Covered Employees Mgmt For For
5 Appoint Ernst & Young Llp As Our Independent Registered Mgmt For For
Publicaccounting Firm For The Fiscal Year Ending June 30, 2010
CACI International, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-Nov-09 USA 127190304 Annual 21-Sep-09
Ticker: CACI
CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Dan R. Bannister Mgmt For For
1.2 Elect Director Paul M. Cofoni Mgmt For For
1.3 Elect Director Gordon R. England Mgmt For For
1.4 Elect Director James S. Gilmore III Mgmt For For
1.5 Elect Director Gregory G. Johnson Mgmt For For
1.6 Elect Director Richard L. Leatherwood Mgmt For For
1.7 Elect Director J. Phillip London Mgmt For For
Page 10 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.8 Elect Director James L. Pavitt Mgmt For For
1.9 Elect Director Warren R. Phillips Mgmt For For
1.10 Elect Director Charles P. Revoile Mgmt For For
1.11 Elect Director William S. Wallace Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Adjourn Meeting Mgmt For Against
5 Ratify Auditors Mgmt For For
Campbell Soup Co. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-Nov-09 USA 134429109 Annual 21-Sep-09
Ticker: CPB
CUSIP: 134429109 ISIN: US1344291091 SEDOL: 2162845
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Edmund M. Carpenter Mgmt For For
1.2 Elect Director Paul R. Charron Mgmt For For
1.3 Elect Director Douglas R. Conant Mgmt For For
1.4 Elect Director Bennett Dorrance Mgmt For For
1.5 Elect Director Harvey Golub Mgmt For For
1.6 Elect Director Lawrence C. Karlson Mgmt For For
1.7 Elect Director Randall W. Larrimore Mgmt For For
1.8 Elect Director Mary Alice D. Malone Mgmt For For
1.9 Elect Director Sara Mathew Mgmt For For
1.10 Elect Director William D. Perez Mgmt For For
1.11 Elect Director Charles R. Perrin Mgmt For For
1.12 Elect Director A. Barry Rand Mgmt For For
1.13 Elect Director Nick Schreiber Mgmt For For
1.14 Elect Director Archbold D. Van Beuren Mgmt For For
1.15 Elect Director Les C. Vinney Mgmt For For
1.16 Elect Director Charlotte C. Weber Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
Deutsche Telekom AG Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-Nov-09 Germany D2035M169 Special 03-Nov-09
Ticker: N/A
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Vote
Proponent Mgmt Rec Instruction
Page 11 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Approve Spin-Off and Takeover Agreement Concluded on Mgmt For For
September 3, 2009 with T-Mobile Deutschland GmbH
DIRECTV Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-Nov-09 USA 25490A101 Special 09-Oct-09
Ticker: DTV
CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Approve Voting and Right of First Refusal Mgmt For For
3 Adjourn Meeting Mgmt For For
Microsoft Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-Nov-09 USA 594918104 Annual 04-Sep-09
Ticker: MSFT
CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173
Vote
Proponent Mgmt Rec Instruction
1 Elect Director William H. Gates, III Mgmt For For
2 Elect Director Steven A. Ballmer Mgmt For For
3 Elect Director Dina Dublon Mgmt For For
4 Elect Director Raymond V. Gilmartin Mgmt For For
5 Elect Director Reed Hastings Mgmt For For
6 Elect Director Maria Klawe Mgmt For For
7 Elect Director David F. Marquardt Mgmt For For
8 Elect Director Charles H. Noski Mgmt For For
9 Elect Director Helmut Panke Mgmt For For
10 Ratify Auditors Mgmt For For
11 Permit Right to Call Special Meeting Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
13 Adopt Principles for Health Care Reform SH Against Against
14 Report on Charitable Contributions SH Against Against
BHP Billiton Limited
(Formerly BHP Ltd.)
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-Nov-09 Australia Q1498M159 Annual 24-Nov-09
Ticker: BHP
CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports for BHP Mgmt For For
Billiton Ltd and BHP Billiton Plc for the Fiscal Year Ended June
30, 2009
Page 12 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Elect Carlos Cordeiro as a Director of BHP Billiton Ltd and BHP
Billiton Plc
Mgmt For For
3 Elect David Crawford as a Director of BHP Billiton Ltd and BHP
Billiton Plc
Mgmt For For
4 Elect Gail de Planque as a Director of BHP Billiton Ltd and BHP
Billiton Plc
Mgmt For For
5 Elect Marius Kloppers as a Director of BHP Billiton Ltd and BHP
Billiton Plc
Mgmt For For
6 Elect Don Argus as a Director of BHP Billiton Ltd and BHP Billiton
Plc
Mgmt For For
7 Elect Wayne Murdy as a Director of BHP Billiton Ltd and BHP
Billiton Plc
Mgmt For For
8 Approve KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For
9 Approve Renewal of General Authority to Issue of Up to 555.97
Million Shares in BHP Billiton Plc in Connection with Its Employee
Share and Incentive Schemes
Mgmt For For
10 Renew the Disapplication of Pre-Emption Rights in BHP Billiton
Plc
Mgmt For For
11 Authorize Repurchase of Up To 223.11 Million Shares in BHP
Billiton Plc
Mgmt For For
12i Approve Cancellation of Shares in BHP Billiton Plc Held by BHP
Billiton Ltd on April 30, 2010
Mgmt For For
12ii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP
Billiton Ltd on June 17, 2010
Mgmt For For
12iii Approve Cancellation of Shares in BHP Billiton Plc Held by BHP
Billiton Ltd on Sept. 15, 2010
Mgmt For For
12iv Approve Cancellation of Shares in BHP Billiton Plc Held by BHP
Billiton Ltd on Nov. 11, 2010
Mgmt For For
13 Approve Remuneration Report for the Fiscal Year Ended June
30, 2009
Mgmt For For
14 Approve Grant of Approximately 55,932 Deferred Shares,
223,739 Options, and 424,612 Performance Shares to Marius
Kloppers, CEO, Pursuant to the Group Incentive Scheme and the
Long Term Incentive Plan
Mgmt For For
Bally Technologies, Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: BYI
02-Dec-09 USA 05874B107 Annual 13-Oct-09
CUSIP: 05874B107 ISIN: US05874B1070 SEDOL: 2380818
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director David Robbins Mgmt For Withhold
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Volkswagen AG (VW) Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: N/A
03-Dec-09 Germany D9452L228 Special 12-Nov-09
CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102
Proponent Mgmt Rec
Vote
Instruction
Page 13 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Approve Creation of EUR 345.6 Million Pool of Capital with Mgmt For Against
Preemptive Rights via Issuance of Preferred Stock
2 Amend Articles Re: Grant the Federal State of Lower Saxony the Mgmt For
Against
Right to Nominate Two Supervisory Board Members if it Holds at
Least 15 Percent of Common Stock
3 Amend Articles Re: Require Qualified Majority of 80 Percent of Mgmt For
Against
General Meeting
4a Elect Hans Michel Piech to the Supervisory Board Mgmt For Against
4b Elect Ferdinand Oliver Porsche to the Supervisory Board Mgmt For Against
5 Amend Articles Re: Amend Articles Re: Convocation of, Mgmt For For
Participation in, and Voting Rights Representation at General
Meeting due to New German Legislation (Law on Transposition
of EU Shareholder's Rights Directive)
ModusLink Global Solutions,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
09-Dec-09 USA 60786L107 Annual 12-Oct-09
Ticker: MLNK
CUSIP: 60786L107 ISIN: US60786L1070 SEDOL: 2203551
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Francis J. Jules Mgmt For For
1.2 Elect Director Joseph C. Lawler Mgmt For For
1.3 Elect Director Michael J. Mardy Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Arena Resources, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Dec-09 USA 040049108 Annual 23-Oct-09
Ticker: ARD
CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lloyd T. Rochford Mgmt For For
1.2 Elect Director Stanley M. McCabe Mgmt For For
1.3 Elect Director Clayton E. Woodrum Mgmt For For
1.4 Elect Director Anthony B. Petrelli Mgmt For For
1.5 Elect Director Carl H. Fiddner Mgmt For For
2 Approve Restricted Stock Plan Mgmt For Against
3 Amend Stock Option Plan Mgmt For Against
Starent Networks, Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Dec-09 USA 85528P108 Special 06-Nov-09
Ticker: STAR
CUSIP: N/A ISIN: N/A SEDOL: N/A
Vote
Proponent Mgmt Rec Instruction
Page 14 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting
AutoZone, Inc. Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: AZO
16-Dec-09 USA 053332102 Annual 19-Oct-09
CUSIP: 053332102 ISIN: US0533321024 SEDOL: 2065955
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director William C. Crowley Mgmt For For
1.2 Elect Director Sue E. Gove Mgmt For For
1.3 Elect Director Earl G. Graves, Jr. Mgmt For For
1.4 Elect Director Robert R. Grusky Mgmt For For
1.5 Elect Director J. R. Hyde, III Mgmt For For
1.6 Elect Director W. Andrew McKenna Mgmt For For
1.7 Elect Director George R. Mrkonic, Jr. Mgmt For For
1.8 Elect Director Luis P. Nieto Mgmt For For
1.9 Elect Director William C. Rhodes, III Mgmt For For
1.10 Elect Director Theodore W. Ullyot Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors
Westpac Banking
Corporation
Ticker: WBC
16-Dec-09
Meeting
Date
Australia
Country
Mgmt
Q97417101
Primary Security
ID
Annual
Meeting
Type
For
Record
Date
14-Dec-09
For
CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146
Proponent Mgmt Rec
Vote
Instruction
1 Receive the Financial Statements and Statutory Reports for the
Financial Year Ended Sept. 30, 2009
Mgmt None None
2 Approve the Remuneration Report for the Financial Year Ended
Sept. 30, 2009
Mgmt For For
3(a) Elect Edward (Ted) Alfred Evans as a Director Mgmt For For
3(b) Elect Gordon McKellar Cairns as a Director Mgmt For For
3(c) Elect Peter David Wilson as a Director Mgmt For For
Mgmt4 Approve the Grant of Shares and Performance Share Rights
and/or Performance Options to Gail Patricia Kelly, Managing
Director and CEO, Under the Company's CEO Restricted Share
Plan and CEO Performance Plan
National Australia Bank
Limited
17-Dec-09
Meeting
Date
Australia
Country
Q6534X101
Primary Security
ID
Ticker: NAB
Annual
Meeting
Type
For
Record
Date
15-Dec-09
For
CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608
Page 15 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Proponent Mgmt Rec
Vote
Instruction
1 Receive the Financial Statements and Statutory Reports for the
Financial Year Ended Sept. 30, 2009
Mgmt None None
2(a) Approve the Selective Buy-Back of 600 Unpaid Preference Shares
Which Forms Part of the 600 Stapled Securities Issued by the
Company on Sept. 24, 2008
Mgmt For For
2(b) Approve the Selective Reduction of Capital on 600 Unpaid
Preference Shares Which Forms Part of the 600 Stapled
Securities Issued by the Company on Sept. 24, 2008
Mgmt For For
2(c) Approve the Selective Buy-Back of 1,000 Unpaid Preference
Shares Which Forms Part of the 1,000 Stapled Securities Issued
by the Company on Sept. 30, 2009
Mgmt For For
2(d) Approve the Selective Reduction of Capital on 1,000 Unpaid
Preference Shares Which Forms Part of the 1,000 Stapled
Securities Issued by the Company on Sept. 30, 2009
Mgmt For For
3 Approve the Remuneration Report for the Financial Year Ended
Sept. 30, 2009
Mgmt For For
4 Approve the Grant of Shares Worth a Total of A$3.31 Million to
Cameron Clyne, Group Chief Executive Officer, under the
Company's Short Term Incentive and Long Term Incentive Plans
Mgmt For For
5(a) Approve the Grant of Shares Worth a Total of A$1.60 Million to
Mark Joiner, Executive Director, under the Company's Short
Term Incentive and Long Term Incentive Plans
Mgmt For For
5(b) Approve the Grant of Shares Worth a Total of A$1.69 Million to
Michael Ullmer, Executive Director, under the Company's Short
Term Incentive and Long Term Incentive Plans
Mgmt For For
6(a) Elect Michael Chaney as a Director Mgmt For For
6(b) Elect Paul Rizzo as a Director Mgmt For For
6(c) Elect Michael Ullmer as a Director Mgmt For For
6(d) Elect Mark Joiner as a Director Mgmt For For
6(e) Elect John Waller as a Director Mgmt For For
Shareholder Proposal Mgmt None None
6(f) Elect Stephen Mayne as a Director
Australia and New Zealand
Banking Group Ltd.
(formerly Austr 18-Dec-09
Meeting
Date
Ticker: ANZ
Australia
Country
SH
Q0954P102
Primary Security
ID
Annual
Meeting
Type
Against
Record
Date
16-Dec-09
Against
CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586
Proponent Mgmt Rec
Vote
Instruction
Management Proposals Mgmt None None
1 Receive the Financial Statements and Statutory Reports for the
Financial Year Ended Sept. 30, 2009
Mgmt None None
2 Ratify the Past Issuance of 173.61 Million Shares at an Issue
Price of A$14.40 Each to Institutions and Sophisticated and
Professional Investors Made on June 3, 2009
Mgmt For For
3 Approve the Remuneration Report for the Financial Year Ended
Sept. 30, 2009
Mgmt For For
4(a) Elect J.P. Morschel as a Director Mgmt For For
Page 16 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Shareholder Proposal Mgmt None None
4(b) Elect R.J. Reeves as a Director SH Against Against
Management Proposal Mgmt None None
4(c) Elect Lee Hsien Yang as a Director Mgmt For For
Watson Wyatt Worldwide
Inc
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-Dec-09 USA 942712100 Special 03-Nov-09
Ticker: WW
CUSIP: 942712100 ISIN: US9427121002 SEDOL: 2648259
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Adjourn Meeting Mgmt For For
National Bank of Greece SA Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
14-Jan-10 Greece X56533114 Special 21-Dec-09
Ticker: N/A
CUSIP: X56533114 ISIN: GRS003013000 SEDOL: 4625959
Vote
Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
Special Meeting Agenda Mgmt
1 Approve Spin-Off Agreement Mgmt For For
2 Approve Accounting Treatment of Spin-Off Mgmt For For
3 Authorize Filing of Required Documents/Other Formalities Mgmt For For
4 Ratify Co-Option of Directors Mgmt For For
5 Elect Directors Mgmt For Against
6 Elect Members of Audit Committee Mgmt For For
7 Approve Related Party Transactions Mgmt For Against
8 Amend Company Articles Mgmt For For
9 Authorize Convertible Debt Issuance Mgmt For For
Visa Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-Jan-10 USA 92826C839 Annual 27-Nov-09
Ticker: V
CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert W. Matschullat Mgmt For For
1.2 Elect Director Cathy E. Minehan Mgmt For For
1.3 Elect Director David J. Pang Mgmt For For
Page 17 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.4 Elect Director William S. Shanahan Mgmt For For
1.5 Elect Director John A. Swainson Mgmt For For
2 Ratify Auditors
3com Corp. Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: COMS
26-Jan-10 USA 885535104 Special 09-Dec-09
CUSIP: 885535104 ISIN: US8855351040 SEDOL: 2890005
Proponent Mgmt Rec
Vote
Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting
Siemens AG Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
26-Jan-10 Germany D69671218 Annual 06-Jan-10
CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973
Proponent Mgmt Rec
Vote
Instruction
Management Proposals Mgmt
1 Receive Supervisory Board Report, Corporate Governance
Report, Remuneration Report, and Compliance Report for Fiscal
2008/2009 (Non-Voting)
Mgmt None
2 Receive Financial Statements and Statutory Reports for Fiscal
2008/2009 (Non-Voting)
Mgmt None
3 Approve Allocation of Income and Dividends of EUR 1.60 per
Share
Mgmt For For
4a Approve Discharge of Management Board Member Peter
Loescher for Fiscal 2008/2009
Mgmt For For
4b Approve Discharge of Management Board Member Wolfgang
Dehen for Fiscal 2008/2009
Mgmt For For
4c Approve Discharge of Management Board Member Heinrich
Hiesinger for Fiscal 2008/2009
Mgmt For For
4d Approve Discharge of Management Board Member Joe Kaeser
for Fiscal 2008/2009
Mgmt For For
4e Approve Discharge of Management Board Member Barbara Kux
for Fiscal 2008/2009
Mgmt For For
4f Approve Discharge of Management Board Member Jim
Reid-Anderson for Fiscal 2008/2009
Mgmt For For
4g Approve Discharge of Management Board Member Hermann
Requardt for Fiscal 2008/2009
Mgmt For For
4h Approve Discharge of Management Board Member Siegfried
Russwurm for Fiscal 2008/2009
Mgmt For For
4i Approve Discharge of Management Board Member Peter
Solmssen for Fiscal 2008/2009
Mgmt For For
5a Approve Discharge of Supervisory Board Member Gerhard
Cromme for Fiscal 2008/2009
Mgmt For For
5b Approve Discharge of Supervisory Board Member Berthold Huber
for Fiscal 2008/2009
Mgmt For For
Page 18 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
5c Approve Discharge of Supervisory Board Member Ralf Heckmann Mgmt For For
for Fiscal 2008/2009
5d Approve Discharge of Supervisory Board Member Josef Mgmt For For
Ackermann for Fiscal 2008/2009
5e Approve Discharge of Supervisory Board Member Lothar Adler Mgmt For For
for Fiscal 2008/2009
5f Approve Discharge of Supervisory Board Member Jean-Louis Mgmt For For
Beffa for Fiscal 2008/2009
5g Approve Discharge of Supervisory Board Member Gerd von Mgmt For For
Brandenstein for Fiscal 2008/2009
5h Approve Discharge of Supervisory Board Member Michael Mgmt For For
Diekmann for Fiscal 2008/2009
5i Approve Discharge of Supervisory Board Member Hans Michael Mgmt For For
Gaul for Fiscal 2008/2009
5j Approve Discharge of Supervisory Board Member Peter Gruss for Mgmt For For
Fiscal 2008/2009
5k Approve Discharge of Supervisory Board Member Bettina Haller Mgmt For For
for Fiscal 2008/2009
5l Approve Discharge of Supervisory Board Member Hans-Juergen Mgmt For For
Hartung for Fiscal 2008/2009
5m Approve Discharge of Supervisory Board Member Heinz Mgmt For For
Hawreliuk for Fiscal 2008/2009
5n Approve Discharge of Supervisory Board Member Harald Kern for Mgmt For For
Fiscal 2008/2009
5o Approve Discharge of Supervisory Board Member Nicola Mgmt For For
Leibinger-Kammueller for Fiscal 2008/2009
5p Approve Discharge of Supervisory Board Member Werner Mgmt For For
Moenius for Fiscal 2008/2009
5q Approve Discharge of Supervisory Board Member Hakan Mgmt For For
Samuelsson for Fiscal 2008/2009
5r Approve Discharge of Supervisory Board Member Dieter Scheitor Mgmt For For
for Fiscal 2008/2009
5s Approve Discharge of Supervisory Board Member Rainer Sieg for Mgmt For For
Fiscal 2008/2009
5t Approve Discharge of Supervisory Board Member Birgit Mgmt For For
Steinborn for Fiscal 2008/2009
5u Approve Discharge of Supervisory Board Member Lord Iain Mgmt For For
Vallance of Tummel for Fiscal 2008/2009
5v Approve Discharge of Supervisory Board Member Sibylle Wankel Mgmt For For
for Fiscal 2008/2009
6 Approve Remuneration System for Management Board Members Mgmt For For
7a Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 Mgmt For For
7b Ratify Ernst & Young GmbH as Auditors for the Inspection of the Mgmt For For
Abbreviated Financial Statements for the First Half of Fiscal
2009/2010
8 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
9 Authorize Use of Financial Derivatives of up to 5 Percent of Mgmt For For
Issued Share Capital when Repurchasing Shares
Page 19 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
10 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15 Billion; Approve Creation
of EUR 600 Million Pool of Capital to Guarantee Conversion
Rights
Mgmt For For
11 Amend Articles Re: Convocation of, Participation in, Video and
Audio Transmission of, and Exercise of Voting Rights at General
Meeting; Other Statutory Changes due to New German
Legislation (Law on Transposition of EU Shareholder's Rights
Directive)
Mgmt For For
12a Approve Settlement Agreement Between Siemens AG and
Karl-Hermann Baumann Concluded on Dec. 2, 2009
Mgmt For For
12b Approve Settlement Agreement Between Siemens AG and
Johannes Feldmayer Concluded on Dec. 2, 2009
Mgmt For For
12c Approve Settlement Agreement Between Siemens AG and Klaus
Kleinfeld Concluded on Dec. 2, 2009
Mgmt For For
12d Approve Settlement Agreement Between Siemens AG and
Edward Krubasik Concluded on Dec. 2, 2009
Mgmt For For
12e Approve Settlement Agreement Between Siemens AG and Rudi
Lamprecht Concluded on Dec. 2, 2009
Mgmt For For
12f Approve Settlement Agreement Between Siemens AG and
Heinrich von Pierer Concluded on Dec. 2, 2009
Mgmt For For
12g Approve Settlement Agreement Between Siemens AG and
Juergen Radomski Concluded on Dec. 2, 2009
Mgmt For For
12h Approve Settlement Agreement Between Siemens AG and Uriel
Sharef Concluded on Dec. 2, 2009
Mgmt For For
12i Approve Settlement Agreement Between Siemens AG and Klaus
Wucherer Concluded on Dec. 2, 2009
Mgmt For For
13 Approve Settlement Between Siemens AG and Group of D&O
Liability and Indemnification Insurers Concluded on Dec. 2, 2009
Mgmt For For
Shareholder Proposals Submitted by Verein von
Belegschaftsaktionaeren in der Siemens AG e.V.
Mgmt
14 Approve Amendments to Remuneration of Supervisory Board SH Against Against
15 Amend Corporate Purpose SH Against Against
New Jersey Resources Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: NJR
27-Jan-10 USA 646025106 Annual 01-Dec-09
CUSIP: 646025106 ISIN: US6460251068 SEDOL: 2630513
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Lawrence R. Codey Mgmt For For
1.2 Elect Director Laurence M. Downes Mgmt For For
1.3 Elect Director Robert B. Evans Mgmt For For
1.4 Elect Director Alfred C. Koeppe Mgmt For For
2 Ratify Auditors Mgmt For For
Rock-Tenn Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: RKT
29-Jan-10 USA 772739207 Annual 27-Nov-09
Page 20 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen G. Anderson Mgmt For For
1.2 Elect Director Robert B. Currey Mgmt For For
1.3 Elect Director Lawrence L. Gellerstedt, III Mgmt For For
1.4 Elect Director John W. Spiegel Mgmt For For
1.5 Elect Director J. Powell Brown Mgmt For For
2 Ratify Auditors Mgmt For For
Emerson Electric Co. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
02-Feb-10 USA 291011104 Annual 24-Nov-09
Ticker: EMR
CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director C. A. H. Boersig Mgmt For For
1.2 Elect Director C. Fernandez G. Mgmt For For
1.3 Elect Director W. J. Galvin Mgmt For For
1.4 Elect Director R. L. Stephenson Mgmt For For
1.5 Elect Director V. R. Loucks, Jr. Mgmt For For
1.6 Elect Director R. L. Ridgway Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Fair Isaac Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
02-Feb-10 USA 303250302 Annual 08-Dec-09
Ticker: FICO
CUSIP: 303250104 ISIN: US3032501047 SEDOL: 2330299
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director A. George Battle Mgmt For For
1.2 Elect Director Nicholas F. Graziano Mgmt For For
1.3 Elect Director Mark N. Greene Mgmt For For
1.4 Elect Director Alex W. Hart Mgmt For For
1.5 Elect Director James D. Kirsner Mgmt For For
1.6 Elect Director William J. Lansing Mgmt For For
1.7 Elect Director Rahul N. Merchant Mgmt For For
1.8 Elect Director Margaret L. Taylor Mgmt For For
1.9 Elect Director Duane E. White Mgmt For For
Page 21 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Eliminate Cumulative Voting Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Ratify Auditors
Imperial Tobacco Group plc Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
02-Feb-10 United Kingdom G4721W102 Annual 29-Jan-10
CUSIP: G4721W102 ISIN: GB0004544929 SEDOL: 0454492
Proponent Mgmt Rec
Vote
Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend of 52 Pence Per Ordinary Share Mgmt For For
4 Re-elect Dr Ken Burnett as Director Mgmt For For
5 Re-elect Jean-Dominique Comolli as Director Mgmt For For
6 Re-elect Robert Dyrbus as Director Mgmt For For
7 Re-elect Charles Knott as Director Mgmt For For
8 Re-elect Iain Napier as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditors of the
Company
Mgmt For For
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Company and its Subsidiaries to Make EU Political
Donations to Political Parties, Political Organisations Other Than
Political Parties, or Independent Election Candidates up to GBP
100,000 and Incur EU Political Expenditure up to GBP 100,000
Mgmt For For
12 Authorise Issue of Equity with Pre-emptive Rights Under a
General Authority up to GBP 35,500,000 and an Additional
Amount Pursuant to a Rights Issue of up to GBP 71,000,000
After Deducting Any Securities Issued Under the General
Authority
Mgmt For For
13 Subject to the Passing of Resolution 12, Authorise Issue of
Equity or Equity-Linked Securities without Pre-emptive Rights up
to Aggregate Nominal Amount of GBP 5,330,000
Mgmt For For
14 Authorise 106,794,000 Ordinary Shares for Market Purchase Mgmt For For
15 Approve That a General Meeting of the Company Other Than an
Annual General Meeting of the Company May be Called on Not
Less Than 14 Clear Days' Notice
Mgmt For For
16 Adopt New Articles of Association
Accenture plc Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
04-Feb-10 Ireland G1151C101 Annual 14-Dec-09
CUSIP: G1151C101 ISIN: IE00B4BNMY34 SEDOL: B412KX5
Proponent Mgmt Rec
Vote
Instruction
1.1 Reelect William L. Kimsey as a Director Mgmt For For
Page 22 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.2 Reelect Robert I. Lipp as a Director Mgmt For For
1.3 Reelect Wulf von Schimmelmann as a Director Mgmt For For
2 Approve KPMG as Auditors and Authorize Board to Fix Their Mgmt For For
Remuneration
3 Approve 2010 Share Incentive Plan Mgmt For Against
4 Approve 2010 Employee Share Purchase Plan Mgmt For For
5 Change Location of Annual Meeting Mgmt For For
6 Authorize Open-Market Purchases of Class A Ordinary Shares Mgmt For For
7 Authorize Board to Determine Price Range for the Issuance of Mgmt For For
Acquired Treasury Stock
Jack In the Box Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Feb-10 USA 466367109 Annual 16-Dec-09
Ticker: JACK
CUSIP: 466367109 ISIN: US4663671091 SEDOL: 2344922
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael E. Alpert Mgmt For For
1.2 Elect Director David L. Goebel Mgmt For For
1.3 Elect Director Murray H. Hutchison Mgmt For For
1.4 Elect Director Linda A. Lang Mgmt For For
1.5 Elect Director Michael W. Murphy Mgmt For For
1.6 Elect Director David M. Tehle Mgmt For For
1.7 Elect Director Winifred M. Webb Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
4 Require Suppliers to Adopt CAK SH Against Against
Burlington Northern Santa
Fe Corp.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Feb-10 USA 12189T104 Special 18-Dec-09
Ticker: BNI
CUSIP: 12189T104 ISIN: US12189T1043 SEDOL: 2154927
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Microsemi Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
17-Feb-10 USA 595137100 Annual 23-Dec-09
Ticker: MSCC
CUSIP: 595137100 ISIN: US5951371005 SEDOL: 2588140
Vote
Proponent Mgmt Rec Instruction
Page 23 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director James J. Peterson Mgmt For For
1.2 Elect Director Dennis R. Leibel Mgmt For For
1.3 Elect Director Thomas R. Anderson Mgmt For For
1.4 Elect Director William E. Bendush Mgmt For For
1.5 Elect Director William L. Healey Mgmt For For
1.6 Elect Director Paul F. Folino Mgmt For For
1.7 Elect Director Matthew E. Massengill Mgmt For For
2 Ratify Auditors Mgmt For For
Ruddick Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-Feb-10 USA 781258108 Annual 11-Dec-09
Ticker: RDK
CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John R. Belk Mgmt For For
1.2 Elect Director John P. Derham Cato Mgmt For For
1.3 Elect Director Thomas W. Dickson Mgmt For For
1.4 Elect Director James E.S. Hynes Mgmt For For
1.5 Elect Director Anna Spangler Nelson Mgmt For For
1.6 Elect Director Bailey W. Patrick Mgmt For For
1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For
1.8 Elect Director Harold C. Stowe Mgmt For For
1.9 Elect Director Isaiah Tidwell Mgmt For For
1.10 Elect Director William C. Warden, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
Bank of America Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Feb-10 USA 060505104 Special 07-Jan-10
Ticker: BAC
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
1 Increase Authorized Common Stock Mgmt For For
2 Adjourn Meeting Mgmt For For
Apple Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Feb-10 USA 037833100 Annual 28-Dec-09
Ticker: AAPL
CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251
Vote
Proponent Mgmt Rec Instruction
Page 24 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director William V. Campbell Mgmt For For
1.2 Elect Director Millard S. Drexler Mgmt For For
1.3 Elect Director Albert A. Gore, Jr. Mgmt For For
1.4 Elect Director Steven P. Jobs Mgmt For For
1.5 Elect Director Andrea Jung Mgmt For For
1.6 Elect Director Arthur D. Levinson Mgmt For For
1.7 Elect Director Jerome B. York Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
5 Ratify Auditors Mgmt For For
6 Prepare Sustainability Report SH Against For
7 Establish Other Board Committee SH Against Against
Sirona Dental Systems Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Feb-10 USA 82966C103 Annual 05-Jan-10
Ticker: SIRO
CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Simone Blank Mgmt For Withhold
1.2 Elect Director Timothy D. Sheehan Mgmt For For
1.3 Elect Director Timothy P. Sullivan Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Tetra Tech, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Feb-10 USA 88162G103 Annual 28-Dec-09
Ticker: TTEK
CUSIP: 88162G103 ISIN: US88162G1031 SEDOL: 2883890
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Dan L. Batrack Mgmt For For
1.2 Elect Director Hugh M. Grant Mgmt For For
1.3 Elect Director Patrick C. Haden Mgmt For For
1.4 Elect Director J. Christopher Lewis Mgmt For For
1.5 Elect Director Albert E. Smith Mgmt For For
1.6 Elect Director J. Kenneth Thompson Mgmt For For
1.7 Elect Director Richard H. Truly Mgmt For For
2 Ratify Auditors Mgmt For For
Page 25 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Piedmont Natural Gas Co.,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-Feb-10 USA 720186105 Annual 28-Dec-09
Ticker: PNY
CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jerry W. Amos Mgmt For For
1.2 Elect Director Frankie T. Jones, Sr. Mgmt For For
1.3 Elect Director Vicki McElreath Mgmt For For
1.4 Elect Director Thomas E. Skains Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Parametric Technology
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-Mar-10 USA 699173209 Annual 04-Jan-10
Ticker: PMTC
CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Paul A. Lacy Mgmt For For
1.2 Elect Director Michael E. Porter Mgmt For For
1.3 Elect Director Robert P. Schechter Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Ratify Auditors Mgmt For For
WGL Holdings, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-Mar-10 USA 92924F106 Annual 04-Jan-10
Ticker: WGL
CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael D. Barnes Mgmt For For
1.2 Elect Director George P. Clancy, Jr. Mgmt For For
1.3 Elect Director James W. Dyke, Jr. Mgmt For For
1.4 Elect Director Melvyn J. Estrin Mgmt For For
1.5 Elect Director James F. Lafond Mgmt For For
1.6 Elect Director Debra L. Lee Mgmt For For
1.7 Elect Director Terry D. McCallister Mgmt For For
1.8 Elect Director Karen Hastie Williams Mgmt For For
2 Ratify Auditors Mgmt For For
Page 26 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3 Amend Non-Employee Director Stock Option Plan Mgmt For Against
4 Provide for Cumulative Voting SH Against Against
Concur Technologies, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Mar-10 USA 206708109 Annual 20-Jan-10
Ticker: CNQR
CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William W. Canfield Mgmt For For
1.2 Elect Director Gordan Eubanks Mgmt For For
2 Ratify Auditors Mgmt For For
The Walt Disney Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Mar-10 USA 254687106 Annual 11-Jan-10
Ticker: DIS
CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director John E. Bryson Mgmt For For
3 Elect Director John S. Chen Mgmt For For
4 Elect Director Judith L. Estrin Mgmt For For
5 Elect Director Robert A. Iger Mgmt For For
6 Elect Director Steven P. Jobs Mgmt For For
7 Elect Director Fred H. Langhammer Mgmt For For
8 Elect Director Aylwin B. Lewis Mgmt For For
9 Elect Director Monica C. Lozano Mgmt For For
10 Elect Director Robert W. Matschullat Mgmt For For
11 Elect Director John E. Pepper, Jr. Mgmt For For
12 Elect Director Sheryl Sandberg Mgmt For For
13 Elect Director Orin C. Smith Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For Against
16 Reduce Supermajority Vote Requirement Mgmt For For
17 Reduce Supermajority Vote Requirement Mgmt For For
18 Amend Articles of Incorporation to Delete Certain Tracking Stock Mgmt For For
Provisions
19 Amend Articles of Incorporation to Delete Classified Board Mgmt For For
Transition Provisions
20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Page 27 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
21 Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay SH Against
Against
Status
Banco Bilbao Vizcaya
Argentaria, S.A.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Mar-10 Spain E11805103 Annual 23-Feb-10
Ticker: N/A
CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906
Vote
Proponent Mgmt Rec Instruction
1 Approve Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports; Approve Allocation of Income and Distribution
of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve
Discharge of Directors
2.1 Re-elect Francisco Gonzales Rodriguez Mgmt For For
2.2 Ratify and Re-elect Angel Cano Fernandez Mgmt For For
2.3 Re-elect Ramon Bustamente y de la Mora Mgmt For For
2.4 Re-elect Ignacio Ferrero Jordi Mgmt For For
3 Authorize Share Repurchase and Subsequent Capital Reduction Mgmt For For
via Amortization of Shares
4 Approve Share Incentive Scheme Plan for Management Team, Mgmt For For
Executive Directors and Executive Committee
5 Re-elect Auditors for Company and Consolidated Group for Fiscal Mgmt For For
Year 2010
6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
Franklin Resources, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Mar-10 USA 354613101 Annual 19-Jan-10
Ticker: BEN
CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel H. Armacost Mgmt For For
1.2 Elect Director Charles Crocker Mgmt For For
1.3 Elect Director Joseph R. Hardiman Mgmt For For
1.4 Elect Director Robert D. Joffe Mgmt For For
1.5 Elect Director Charles B. Johnson Mgmt For For
1.6 Elect Director Gregory E. Johnson Mgmt For For
1.7 Elect Director Rupert H. Johnson, Jr. Mgmt For For
1.8 Elect Director Thomas H. Kean Mgmt For For
1.9 Elect Director Chutta Ratnathicam Mgmt For For
1.10 Elect Director Peter M. Sacerdote Mgmt For For
1.11 Elect Director Laura Stein Mgmt For For
1.12 Elect Director Anne M. Tatlock Mgmt For For
2 Ratify Auditors Mgmt For For
Page 28 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3 Amend Omnibus Stock Plan Mgmt For For
Hewlett-Packard Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
17-Mar-10 USA 428236103 Annual 19-Jan-10
Ticker: HPQ
CUSIP: 428236103 ISIN: US4282361033 SEDOL: 2424006
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Marc L. Andreessen Mgmt For For
1.2 Elect Director Lawrence T. Babbio, Jr. Mgmt For For
1.3 Elect Director Sari M. Baldauf Mgmt For For
1.4 Elect Director Rajiv L. Gupta Mgmt For For
1.5 Elect Director John H. Hammergren Mgmt For For
1.6 Elect Director Mark V. Hurd Mgmt For For
1.7 Elect Director Joel Z. Hyatt Mgmt For For
1.8 Elect Director John R. Joyce Mgmt For For
1.9 Elect Director Robert L. Ryan Mgmt For For
1.10 Elect Director Lucille S. Salhany Mgmt For For
1.11 Elect Director G. Kennedy Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Company Request on Advisory Vote on Executive Compensation Mgmt For For
Clarcor, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Mar-10 USA 179895107 Annual 05-Feb-10
Ticker: CLC
CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Messrs. Robert Burgstahler, Mgmt For For
1.2 Elect Director Paul Donovan Mgmt For For
1.3 Elect Director Norman Johnson Mgmt For For
2 Ratify Auditors Mgmt For For
Novo Nordisk A/S Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
24-Mar-10 Denmark K7314N152 Annual 22-Feb-10
Ticker: N/A
CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524
Vote
Proponent Mgmt Rec Instruction
1 Receive Report of Board Mgmt
Page 29 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Receive and Approve Financial Statements and Statutory Reports Mgmt For None*
3 Approve Remuneration of Directors Mgmt For None*
4 Approve Allocation of Income and Dividends of DKK 7.5 per
Class B Share of DKK 1 and Class A Share of DKK 1
Mgmt For None*
5a Reelect Sten Scheibye as Director Mgmt For None*
5b Reelect Goran Ando as Director Mgmt For None*
5c Reelect Henrik Gurtler as Director Mgmt For None*
5d Reelect Pamela Kirby as Director Mgmt For None*
5e Reelect Kurt Nielsen as Director Mgmt For None*
5f Reelect Hannu Ryopponen as Director Mgmt For None*
5g Reelect Jorgen Wedel as Director Mgmt For None*
6 Ratify PricewaterhouseCoopers as Auditor Mgmt For None*
7.1.1 Amend Articles Re: Notice Period of General Meeting; Deadline
for Submitting Shareholder Proposals; Registration Date and
Record Date; Editorial Changes
Mgmt For None*
7.1.2 Amend Articles Re: Right to Issue Share Certificates for
A-shares, Deadline for Convening an Extraordinary General
Meeting; Electronic Distribution of Documents Pertaining to
General Meetings; Voting by Correspondence and Proxy;
Majority Requirements
Mgmt For None*
7.1.3 Amend Articles Re: Change Name of Company's Share Registrar Mgmt For None*
7.1.4 Amend Articles Re: Appointment of Chairman and Vice Chairman Mgmt
For None*
7.1.5 Amend Articles Re: Right to Sign for the Company Mgmt For None*
7.1.6 Amend Articles Re: Specify that the Corporate Language is
English
Mgmt For None*
7.1.7 Amend Articles Re: General Reference to Applicable Law Instead
of Requirements for the Annual Report
Mgmt For None*
7.1.8 Amend Articles Re: Delete Sentence Explaining the Lapse of the
Right to Dividends
Mgmt For None*
7.2 Approve DKK 20.0 Million Reduction in Class B Share Capital via
Share Cancellation; Amend Articles Accordingly
Mgmt For None*
7.3 Authorize Repurchase of up to 10 Percent of Share Capital Mgmt For None*
7.4 Amend Guidelines for Incentive-Based Compensation for
Executive Management and Board
Mgmt For None*
8 Authorize Chairman of Meeting to Make Editorial Changes to Mgmt For None*
Adopted Resolutions in Connection with Registration
9 Other Business Mgmt
* No POA on file
Koninklijke Philips
Electronics
Ticker: N/A
CUSIP: N6817P109
Annual Meeting
25-Mar-10
Meeting
Date
Netherlands
Country
N6817P109
Primary Security
ID
ISIN: NL0000009538 SEDOL: 5986622
Proponent
Mgmt
Annual
Meeting
Type
Record
Date
03-Mar-10
Mgmt Rec
Vote
Instruction
Page 30 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
President's Speech Mgmt
2a Approve 2009 Financial Statements and Statutory Reports Mgmt For For
2b Receive Explanation on Company's Corporate Governance Mgmt
Structure
2c Receive Explanation on Company's Reserves and Dividend Policy Mgmt
2d Approve Dividends of EUR 0.70 Per Share Mgmt For For
2e Approve Discharge of Management Board Mgmt For For
2f Approve Discharge of Supervisory Board Mgmt For For
3a Reelect G.H.A. Dutine to Management Board Mgmt For For
3b Reelect R.S. Provoost to Management Board Mgmt For For
3c Reelect A. Ragnetti to Management Board Mgmt For For
3d Reelect S.H. Rusckowski to Management Board Mgmt For For
4a Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Number of Issued Shares Plus Additional 10 Percent in Case of
Takeover/Merger
4b Authorize Board to Exclude Preemptive Rights from Issuance Mgmt For For
under Item 4a
5 Authorize Repurchase of Shares Mgmt For For
6 Other Business (Non-Voting) Mgmt
Nordea Bank AB (formerly
Nordea AB)
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Mar-10 Sweden W57996105 Annual 19-Mar-10
Ticker: N/A
CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031
Vote
Proponent Mgmt Rec Instruction
1 Elect Claes Beyer as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Designate Inspector(s) of Minutes of Meeting Mgmt For For
5 Acknowledge Proper Convening of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Chairman's Review and CEO's Speech
7 Approve Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.25 per Mgmt For For
Share
9 Approve Discharge of Board and President Mgmt For For
10 Determine Number of Members (10) and Deputy Members (0) of Mgmt For For
Board
11 Approve Remuneration of Directors in the Amount of EUR Mgmt For For
252,000 for Chairman, EUR 97,650 for Deputy Chairman, and
EUR 75,600 for Other Directors; Approve Meeting Fees; Approve
Remuneration of Auditors
Page 31 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
12 Reelect Hans Dalborg, Stine Bosse, Marie Ehrling, Svein
Jacobsen, Tom Knutzen, Lars Nordstrom, Bjorn Saven, and Bjorn
Wahlroos as Directors; Elect Sarah Russell and Kari Stadigh as
New Directors
Mgmt For Against
13 Authorize Chairman of Board and Representatives of Four of
Company's Largest Shareholders to Serve on Nominating
Committee
Mgmt For For
14 Amend Articles Regarding Convocation of General Meeting Mgmt For For
15a Authorize Repurchase of Issued Shares Mgmt For For
15b Authorize Reissuance of Repurchased Shares Mgmt For For
16 Authorize Repurchase of Issued Shares According to Chapter 7
Section 6 of the Swedish Securities Market Act
Mgmt For For
17a Approve Remuneration Policy And Other Terms of Employment
For Executive Management
Mgmt For For
Shareholder Proposals Mgmt
17b Proposal From The Swedish State that Executive Management
Will Not Be Able to Receive Annual Variable Pay or Participate in
Long Term Variable Pay Programs
SH Against Against
Management Proposals Mgmt
18a Approve 2010 Share Matching Plan Mgmt For For
18b Approve Issuance of up to 5.13 Million Class C-Shares, Approve
Repurchase of up to 5.13 Million Class C-Shares, and Approve
Conveyance of up to 4.1 Million Class C-Shares
Mgmt For For
Shareholder Proposals Mgmt
SH19 Require Nordea to Refrain From Investing in Forest and Paper
Based Industries Which are Involved in Large-Scale
Environmental Destruction
Iberdrola S.A. Meeting
Date
Country Primary Security
ID
Meeting
Type
None
Record
Date
Against
Ticker: N/A
26-Mar-10 Spain E6165F166 Annual 10-Mar-10
CUSIP: E6165F166 ISIN: ES0144580Y14 SEDOL: B288C92
Proponent Mgmt Rec
Vote
Instruction
1 Accept Individual and Consolidated Financial Statements for the
Fiscal Year Ended Dec. 31, 2009
Mgmt For For
2 Accept Management's Report on Company and Consolidated
Group
Mgmt For For
3 Approve Discharge of Directors for the Year Ended Dec. 31,
2009.
Mgmt For For
4 Re-elect Auditor for Company and Consolidated Group for Fiscal
Year 2010.
Mgmt For For
5 Approve Allocation of Income and Dividends Mgmt For For
6 Approve Increase in Capital up to EUR 1.87 Million via
Capitalization of Reserves; Modify Article 5 of Company By-laws
Mgmt For For
7.1 Elect Maria Helena Antolin Raybaud as Independent Director Mgmt For For
7.2 Elect Santiago Martinez Lage as Independent Director Mgmt For For
7.3 Re-Elect Victor de Urrutia Vallejo as Independent Director Mgmt For Against
Page 32 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
7.4 Re-Elect Ricardo Alvarez Isasi as Independent Director Mgmt For Against
7.5 Re-Elect Jose Ignacio Berroeta Echevarria as Independent Mgmt For Against
Director
7.6 Re-Elect Juan Luis Arregui Ciarsolo as Independent Director Mgmt For Against
7.7 Re-Elect Jose Ignacio Sanchez Galan as Executive Director Mgmt For Against
7.8 Re-Elect Julio de Miguel Aynat as Independent Director Mgmt For For
7.9 Re-Elect Sebastian Battaner Arias as Independent Director Mgmt For For
7.10 Fix Number of Directors Mgmt For For
8 Authorize Repurchase of Shares; Cancel Authorization to Mgmt For For
Repurchase Shares Granted at the AGM Held on March 20, 2009
9 Authorize Board to Issue Within Five Years Bonds,Debentures, Mgmt For For
and/or Other Debt Securities up to Aggregate Nominal Amount
of EUR 20 Billion and Promissory Notes up to an Amount of EUR
6 Billion. Void Authorization Granted at the AGM held on March
20, 2009
10 Approve Listing and Delisting of Shares, Debt Securities, Bonds, Mgmt For For
Promissory Notes, and Preferred Stock, in Spain and Foreign
Secondary Markets; Void Authorization Granted at the AGM held
on March 20, 2009
11 Authorize Board to Approve the Creation of Foundation; Void Mgmt For For
Authorization Granted at the AGM held on March 20, 2009
12 Modify Articles 11 and 62 of the Corporate By-laws Mgmt For For
13 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
Canon Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Mar-10 Japan J05124144 Annual 31-Dec-09
Ticker: 7751
CUSIP: J05124144 ISIN: JP3242800005 SEDOL: 6172323
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, With a Final Dividend of JPY 55 Mgmt For For
2.1 Elect Director Mgmt For For
2.2 Elect Director Mgmt For For
2.3 Elect Director Mgmt For For
2.4 Elect Director Mgmt For For
2.5 Elect Director Mgmt For For
2.6 Elect Director Mgmt For For
2.7 Elect Director Mgmt For For
2.8 Elect Director Mgmt For For
2.9 Elect Director Mgmt For For
2.10 Elect Director Mgmt For For
2.11 Elect Director Mgmt For For
2.12 Elect Director Mgmt For For
2.13 Elect Director Mgmt For For
Page 33 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2.14 Elect Director Mgmt For For
2.15 Elect Director Mgmt For For
2.16 Elect Director Mgmt For For
2.17 Elect Director Mgmt For For
3.1 Appoint Statutory Auditor Mgmt For For
3.2 Appoint Statutory Auditor Mgmt For Against
3.3 Appoint Statutory Auditor Mgmt For Against
4 Approve Retirement Bonus Payment for Directors Mgmt For For
5 Approve Retirement Bonuses and Special Payments in Mgmt For Against
Connection with Abolition of Retirement Bonus System for
Statutory Auditors
6 Approve Payment of Annual Bonuses to Directors Mgmt For For
7 Approve Stock Option Plan Mgmt For For
Schlumberger Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-Apr-10 NetherlandsAntille 806857108 Annual 17-Feb-10
Ticker: SLB s
CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201
Vote
Proponent Mgmt Rec Instruction
1.1 Elect P. Camus as Director Mgmt For For
1.2 Elect P. Currie as Director Mgmt For For
1.3 Elect J.S. Gorelick as Director Mgmt For For
1.4 Elect A. Gould as Director Mgmt For For
1.5 Elect T. Isaac as Director Mgmt For For
1.6 Elect K.V. Kamath as Director Mgmt For For
1.7 Elect N. Kudryavtsev as Director Mgmt For For
1.8 Elect A. Lajous as Director Mgmt For For
1.9 Elect M.E. Marks as Director Mgmt For For
1.10 Elect L.R. Reif as Director Mgmt For For
1.11 Elect T.I. Sandvold as Director Mgmt For For
1.12 Elect H. Seydoux as Director Mgmt For For
2 Adopt and Approve Financials and Dividends Mgmt For For
3 Approve 2010 Omnibus Stock Incentive Plan Mgmt For Against
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Ericsson
(Telefonaktiebolaget L M
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ericsson) 13-Apr-10 Sweden W26049119 Annual 07-Apr-10
Ticker: N/A
CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378
Page 34 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Mgmt Rec Proponent
Vote
Instruction
Mgmt1 ForForElect Michael Treschow as Chairman of Meeting
Mgmt2 ForForPrepare and Approve List of Shareholders
Mgmt3 ForForApprove Agenda of Meeting
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report
7 Receive President's Report; Allow Questions Mgmt
8.1 Approve Financial Statements and Statutory Reports Mgmt For For
8.2 Approve Discharge of Board and President Mgmt For For
8.3 Approve Allocation of Income and Dividends of SEK 2.00 per
Share; Approve April 16, 2010, as Record Date for Dividend
Mgmt For For
9.1 Determine Number of Members (12) and Deputy Members (0) of
Board
Mgmt For For
9.2 Approve Remuneration of Directors in the Amount of SEK 3.75
Million for Chairman and SEK 750,000 for Other Directors
(Including Possibility to Receive Part of Remuneration in
Phantom Shares); Approve Remuneration of Committee
Members
Mgmt For For
9.3 Reelect Michael Treschow (Chair), Roxanne Austin, Peter
Bonfield, Borje Ekholm, Ulf Johansson, Sverker Martin-Lof,
Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and
Marcus Wallenberg; Elect Hans Vestberg and Michelangelo Volpi
as New Directors
Mgmt For Against
9.4 Authorize Chairman of Board and Representatives of Four of
Company's Largest Shareholders by Voting Power to Serve on
Nominating Committee; Approve the Assignment of the
Nomination Committee
Mgmt For For
9.5 Approve Omission of Remuneration to Nominating Committee
Members
Mgmt For For
9.6 Approve Remuneration of Auditors Mgmt For For
10 Approve Remuneration Policy And Other Terms of Employment
For Executive Management
Mgmt For For
11.1 Approve 2010 Share Matching Plan for All Employees Mgmt For For
11.2 Authorize Reissuance of 11.3 Million Repurchased Class B Shares
for 2010 Share Matching Plan for All Employees
Mgmt For For
11.3 Approve Swap Agreement with Third Party as Alternative to Item
11.2
Mgmt For Against
11.4 Approve 2010 Share Matching Plan for Key Contributors Mgmt For For
11.5 Authorize Reissuance of 7.8 Million Repurchased Class B Shares
for 2010 Share Matching Plan for Key Contributors
Mgmt For For
11.6 Approve Swap Agreement with Third Party as Alternative to Item
11.5
Mgmt For Against
11.7 Approve 2010 Restricted Stock Plan for Executives Mgmt For For
11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Shares
for 2010 Restricted Stock Plan for Executives
Mgmt For For
11.9 Approve Swap Agreement with Third Party as Alternative to Item
11.8
Mgmt For Against
Page 35 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
12 Authorize Reissuance of up to 7.4 Million Repurchased Class B
Shares to Cover Social Costs in Connection with 2006 Long-Term
Incentive Plan and 2007, 2008, and 2009 Variable
Compensation Plans
Mgmt For For
Shareholder Proposals Mgmt
13
14
General Meeting Shall Instruct the Board to Investigate How All
Shares Are to be Given the Same Voting Power and To Present
Such a Proposal at the Next Annual General Meeting
Close Meeting
SH
Mgmt
None For
KPN NV Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: N/A
13-Apr-10 Netherlands N4297B146 Annual 16-Mar-10
CUSIP: N4297B146 ISIN: NL0000009082 SEDOL: 5956078
Proponent Mgmt Rec
Vote
Instruction
Annual Meeting Mgmt
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3 Discussion on Company's Corporate Governance Structure Mgmt
4 Approve Financial Statements Mgmt For For
5 Receive Explanation on Company's Reserves and Dividend Policy Mgmt
6 Approve Dividends of EUR 0.69 Per Share Mgmt For For
7 Approve Discharge of Management Board Mgmt For For
8 Approve Discharge of Supervisory Board Mgmt For For
9 Ratify PricewaterhouseCoopers Acountants N.V. as Auditors Mgmt For For
10 Approve Remuneration Report Containing Remuneration Policy
for Management Board Members
Mgmt For For
11 Receive Announcement of Intention to Reappoint E. Blok and
J.B.P. Coopmans to Management Board
Mgmt
12 Announce Vacancies on Supervisory Board Mgmt
13 Receive Announcement Re: Changes in Composition in
Supervisory Board Committees
Mgmt
14 Authorize Repurchase of Up to Ten Percent of Issued Share
Capital
Mgmt For For
Mgmt15 Approve Reduction in Share Capital by Cancellation of Shares
Mgmt16 Other Business and Close Meeting
Stifel Financial Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: SF
CUSIP: 860630102
13-Apr-10 USA
ISIN: US8606301021
860630102
SEDOL: 2849234
Annual 23-Feb-10
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director John P. Dubinsky Mgmt For For
Page 36 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director Robert E. Lefton Mgmt For For
1.3 Elect Director Scott B. McCuaig Mgmt For For
1.4 Elect Director James M. Oates Mgmt For For
1.5 Elect Director Ben A. Plotkin Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
The Bank of New York
Mellon Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-Apr-10 USA 064058100 Annual 12-Feb-10
Ticker: BK
CUSIP: 064058100 ISIN: US0640581007 SEDOL: B1Z77F6
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Ruth E. Bruch Mgmt For For
1.2 Elect Director Nicholas M. Donofrio Mgmt For For
1.3 Elect Director Gerald L. Hassell Mgmt For For
1.4 Elect Director Edmund F. Kelly Mgmt For For
1.5 Elect Director Robert P. Kelly Mgmt For For
1.6 Elect Director Richard J. Kogan Mgmt For For
1.7 Elect Director Michael J. Kowalski Mgmt For For
1.8 Elect Director John A. Luke, Jr. Mgmt For For
1.9 Elect Director Robert Mehrabian Mgmt For For
1.10 Elect Director Mark A. Nordenberg Mgmt For For
1.11 Elect Director Catherine A. Rein Mgmt For For
1.12 Elect Director William C. Richardson Mgmt For For
1.13 Elect Director Samuel C. Scott III Mgmt For For
1.14 Elect Director John P. Surma Mgmt For For
1.15 Elect Director Wesley W. von Schack Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
3 Ratify Auditors Mgmt For For
4 Provide for Cumulative Voting SH Against Against
5 Stock Retention/Holding Period SH Against Against
6 Submit Severance Agreement (Change-in-Control) to SH Against For
Shareholder Vote
Daimler AG Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
14-Apr-10 Germany D1668R123 Annual 06-Apr-10
Ticker: N/A
CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027
Vote
Proponent Mgmt Rec Instruction
Page 37 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Remuneration System for Management Board Members Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
6 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
7 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
8 Elect Paul Achleitner to the Supervisory Board Mgmt For For
9 Amend Articles Re: New German Legislation (Law on Mgmt For For
Transposition of EU Shareholder's Rights Directive)
10 Amend Articles Re: Board-Related Mgmt For For
11 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds with Partial Exclusion of Preemptive
Rights up to Aggregate Nominal Amount of EUR 10 Billion;
Approve Creation of EUR 500 Million Pool of Capital to Guarantee
Conversion Rights
United Technologies
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
14-Apr-10 USA 913017109 Annual 16-Feb-10
Ticker: UTX
CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Louis R. Chenevert Mgmt For For
1.2 Elect Director John V. Faraci Mgmt For For
1.3 Elect Director Jean-Pierre Garnier, Ph.D. Mgmt For For
1.4 Elect Director Jamie S. Gorelick Mgmt For For
1.5 Elect Director Carlos M. Gutierrez Mgmt For For
1.6 Elect Director Edward A. Kangas Mgmt For For
1.7 Elect Director Charles R. Lee Mgmt For For
1.8 Elect Director Richard D. McCormick Mgmt For For
1.9 Elect Director Harold McGraw, III Mgmt For For
1.10 Elect Director Richard B. Myers Mgmt For For
1.11 Elect Director H. Patrick Swygert Mgmt For For
1.12 Elect Director Andre Villeneuve Mgmt For For
1.13 Elect Director Christine Todd Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Page 38 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
BP plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
15-Apr-10 United Kingdom G12793108 Annual 13-Apr-10
Ticker: N/A
CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Paul Anderson as Director Mgmt For For
4 Re-elect Antony Burgmans as Director Mgmt For For
5 Re-elect Cynthia Carroll as Director Mgmt For For
6 Re-elect Sir William Castell as Director Mgmt For For
7 Re-elect Iain Conn as Director Mgmt For For
8 Re-elect George David as Director Mgmt For For
9 Elect Ian Davis as Director Mgmt For For
10 Re-elect Robert Dudley as Director Mgmt For For
11 Re-elect Douglas Flint as Director Mgmt For For
12 Re-elect Dr Byron Grote as Director Mgmt For For
13 Re-elect Dr Tony Hayward as Director Mgmt For For
14 Re-elect Andy Inglis as Director Mgmt For For
15 Re-elect Dr DeAnne Julius as Director Mgmt For For
16 Elect Carl-Henric Svanberg as Director Mgmt For For
17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For
Remuneration
18 Adopt New Articles of Association Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
23 Approve Executive Directors' Incentive Plan Mgmt For For
24 Approve Scrip Dividend Mgmt For For
Shareholder Proposal Mgmt
25 Approve that the Audit Committee or a Risk Committee of the SH Against
Against
Board Commissions and Reviews a Report Setting Out the
Assumptions Made by the Company in Deciding to Proceed with
the Sunrise Project
LVMH Moet Hennessy Louis
Vuitton
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
15-Apr-10 France F58485115 Annual/Special 12-Apr-10
Ticker: N/A
CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412
Page 39 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Mgmt Rec Proponent
Vote
Instruction
MgmtOrdinary Business
Mgmt1 ForForApprove Financial Statements and Statutory Reports
Mgmt2 ForForAccept Consolidated Financial Statements and Statutory Reports
Mgmt3 AgainstForApprove Auditors' Special Report Regarding Related-Party
Transactions
Mgmt4 ForForApprove Allocation of Income and Dividends of EUR 1.60 per
Share
Mgmt5 AgainstForReelect Bernard Arnault as Director
Mgmt6 AgainstForReelect Delphine Arnault as Director
Mgmt7 AgainstForReelect Nicholas Clive Worms as Director
Mgmt8 AgainstForReelect Patrick Houel as Director
Mgmt9 AgainstForReelect Felix G. Rohatyn as Director
Mgmt10 ForForReelect Hubert Vedrine as Director
Mgmt11 ForForElect Helene Carrere d' Encausse as Director
Mgmt12 AgainstForReelect Kilian Hennesy as Censor
Mgmt13 ForForReelect Deloitte & Associes as Auditor
Mgmt14 ForForRatify Ernst & Young Audit as Auditor
Mgmt15 ForForReelect Denis Grison as Alternate Auditor
Mgmt16 ForForRatify Auditex as Alternate Auditor
Mgmt17 ForForAuthorize Repurchase of Up to 10 Percent of Issued Share
Capital
MgmtSpecial Business
Mgmt18 ForForApprove Reduction in Share Capital via Cancellation of
Repurchased Shares
Rio Tinto plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
15-Apr-10 United Kingdom G75754104 Annual 13-Apr-10
Ticker: N/A
CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875
Mgmt Rec Proponent
Vote
Instruction
MgmtResolutions 1 to 9 will be Voted on by Rio Tinto plc and Rio Tinto
Limited Shareholders as a Joint Electorate
Mgmt1 ForForAccept Financial Statements and Statutory Reports
Mgmt2 AgainstForApprove Remuneration Report
Mgmt3 ForForElect Robert Brown as Director
Mgmt4 ForForElect Ann Godbehere as Director
Mgmt5 ForForElect Sam Walsh as Director
Mgmt6 ForForRe-elect Guy Elliott as Director
Mgmt7 ForForRe-elect Michael Fitzpatrick as Director
Page 40 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
8 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditor and Authorise Mgmt For For
Their Remuneration
Resolutions 10 to 13 will be Voted on by Rio Tinto plc Mgmt
Shareholders Only
10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
12 Authorise Market Purchase Mgmt For For
13 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
Cass Information Systems,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-Apr-10 USA 14808P109 Annual 05-Mar-10
Ticker: CASS
CUSIP: 14808P109 ISIN: US14808P1093 SEDOL: 2086558
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lawrence A. Collett Mgmt For For
1.2 Elect Director Wayne J. Grace Mgmt For For
1.3 Elect Director James J. Lindemann Mgmt For For
1.4 Elect Director Andrew J. Signorelli Mgmt For For
2 Ratify Auditors Mgmt For For
Moody's Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-Apr-10 USA 615369105 Annual 01-Mar-10
Ticker: MCO
CUSIP: 615369105 ISIN: US6153691059 SEDOL: 2252058
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Basil L. Anderson Mgmt For For
2 Elect Director Darrell Duffie, Ph.d. Mgmt For For
3 Elect Director Raymond W. McDaniel, Jr Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For Against
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Ratify Auditors Mgmt For For
7 Require Independent Board Chairman SH Against Against
NewAlliance Bancshares,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-Apr-10 USA 650203102 Annual 08-Mar-10
Ticker: NAL
CUSIP: 650203102 ISIN: US6502031023 SEDOL: 2263771
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Carlton L. Highsmith Mgmt For For
Page 41 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director Joseph H. Rossi Mgmt For For
1.3 Elect Director Nathaniel D. Woodson Mgmt For For
1.4 Elect Director Joseph A. Zaccagnino Mgmt For For
2 Ratify Auditors Mgmt For For
Northern Trust Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-Apr-10 USA 665859104 Annual 01-Mar-10
Ticker: NTRS
CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Linda Walker Bynoe Mgmt For For
1.2 Elect Director Nicholas D. Chabraja Mgmt For For
1.3 Elect Director Susan Crown Mgmt For For
1.4 Elect Director Dipak C. Jain Mgmt For For
1.5 Elect Director Robert W. Lane Mgmt For For
1.6 Elect Director Robert C. McCormack Mgmt For For
1.7 Elect Director Edward J. Mooney Mgmt For For
1.8 Elect Director John W. Rowe Mgmt For For
1.9 Elect Director David H.B. Smith, Jr. Mgmt For For
1.10 Elect Director William D. Smithburg Mgmt For For
1.11 Elect Director Enrique J. Sosa Mgmt For For
1.12 Elect Director Charles A. Tribbett, III Mgmt For For
1.13 Elect Director Frederick H. Waddell Mgmt For For
2 Ratify Auditors Mgmt For For
PACCAR Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-Apr-10 USA 693718108 Annual 23-Feb-10
Ticker: PCAR
CUSIP: 693718108 ISIN: US6937181088 SEDOL: 2665861
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alison J. Carnwath Mgmt For For
1.2 Elect Director Robert T. Parry Mgmt For For
1.3 Elect Director John M. Pigott Mgmt For For
1.4 Elect Director Gregory M.E. Spierkel Mgmt For For
2 Reduce Supermajority Vote Requirement SH Against For
3 Require a Majority Vote for the Election of Directors SH Against For
4 Limit Composition of Committee(s) to Independent Directors SH Against Against
Page 42 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Prosperity Bancshares, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-Apr-10 USA 743606105 Annual 11-Mar-10
Ticker: PRSP
CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Leah Henderson Mgmt For For
1.2 Elect Director Ned S. Holmes Mgmt For For
1.3 Elect Director David Zalman Mgmt For For
1.4 Elect Director Ervan E. Zouzalik Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors SH Against For
EQT Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-Apr-10 USA 26884L109 Annual 10-Feb-10
Ticker: EQT
CUSIP: 26884L109 ISIN: US26884L1098 SEDOL: 2319414
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vicky A. Bailey Mgmt For For
1.2 Elect Director Murry S. Gerber Mgmt For For
1.3 Elect Director George L. Miles, Jr. Mgmt For For
1.4 Elect Director James W. Whalen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Require a Majority Vote for the Election of Directors SH Against For
4 Prepare Sustainability Report SH Against For
FirstMerit Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-Apr-10 USA 337915102 Annual 22-Feb-10
Ticker: FMER
CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven H. Baer Mgmt For For
1.2 Elect Director Karen S. Belden Mgmt For For
1.3 Elect Director R. Cary Blair Mgmt For For
1.4 Elect Director John C. Blickle Mgmt For For
1.5 Elect Director Robert W. Briggs Mgmt For For
1.6 Elect Director Richard Colella Mgmt For For
1.7 Elect Director Gina D. France Mgmt For For
1.8 Elect Director Paul G. Greig Mgmt For For
Page 43 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.9 Elect Director Terry L. Haines Mgmt For For
1.10 Elect Director J. Michael Hochschwender Mgmt For For
1.11 Elect Director Clifford J. Isroff Mgmt For For
1.12 Elect Director Philip A. Lloyd II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Articles of Incorporation Concerning Preferred Stock Mgmt For For
4 Establish Range For Board Size Mgmt For For
5 Reduce Supermajority Vote Requirement Relating to Business Mgmt For For
Combinations
6 Reduce Supermajority Vote Requirement Relating to Mgmt For For
Amendments
7 Eliminate Provision Stating Directors May Only Be Removed for Mgmt For For
Cause
The Coca-Cola Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-Apr-10 USA 191216100 Annual 22-Feb-10
Ticker: KO
CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Herbert A. Allen Mgmt For For
2 Elect Director Ronald W. Allen Mgmt For For
3 Elect Director Cathleen P. Black Mgmt For For
4 Elect Director Barry Diller Mgmt For For
5 Elect Director Alexis M. Herman Mgmt For For
6 Elect Director Muhtar Kent Mgmt For For
7 Elect Director Donald R. Keough Mgmt For For
8 Elect Director Maria Elena Lagomasino Mgmt For For
9 Elect Director Donald F. McHenry Mgmt For For
10 Elect Director Sam Nunn Mgmt For For
11 Elect Director James D. Robinson III Mgmt For For
12 Elect Director Peter V. Ueberroth Mgmt For For
13 Elect Director Jacob Wallenberg Mgmt For For
14 Elect Director James B. Williams Mgmt For For
15 Ratify Auditors Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
17 Require Independent Board Chairman SH Against Against
18 Performance-Based Equity Awards SH Against Against
19 Publish Report on Chemical Bisphenol A (BPA) SH Against For
Page 44 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Westwood Holdings Group,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-Apr-10 USA 961765104 Annual 05-Mar-10
Ticker: WHG
CUSIP: 961765104 ISIN: US9617651040 SEDOL: 2958293
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Susan M. Byrne Mgmt For For
1.2 Elect Director Brian O. Casey Mgmt For For
1.3 Elect Director Tom C. Davis Mgmt For For
1.4 Elect Director Richard M. Frank Mgmt For For
1.5 Elect Director Robert D. McTeer Mgmt For For
1.6 Elect Director Jon L. Mosle, Jr. Mgmt For For
1.7 Elect Director Geoffrey R. Norman Mgmt For For
1.8 Elect Director Raymond E. Wooldridge Mgmt For For
2 Ratify Auditors Mgmt For For
Anglo American plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 United Kingdom G03764134 Annual 20-Apr-10
Ticker: N/A
CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Elect Sir Philip Hampton as Director Mgmt For For
3 Elect Ray O'Rourke as Director Mgmt For For
4 Elect Sir John Parker as Director Mgmt For For
5 Elect Jack Thompson as Director Mgmt For For
6 Re-elect Cynthia Carroll as Director Mgmt For For
7 Re-elect Nicky Oppenheimer as Director Mgmt For For
8 Reappoint Deloitte LLP as Auditors Mgmt For For
9 Authorise Board to Fix Remuneration of Auditors Mgmt For For
10 Approve Remuneration Report Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Amend Articles of Association Mgmt For For
15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
Johnson & Johnson Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 478160104 Annual 23-Feb-10
Ticker: JNJ
Page 45 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Mary Sue Coleman Mgmt For For
2 Elect Director James G. Culien Mgmt For For
3 Elect Director Michael M. E. Johns Mgmt For For
4 Elect Director Susan L. Lindquist Mgmt For For
5 Elect Director Anne M. Mulcahy Mgmt For For
6 Elect Director Lea F. Mullin Mgmt For For
7 Elect Director William D. Perez Mgmt For For
8 Elect Director Charles Prince Mgmt For For
9 Elect Director David Satcher Mgmt For For
10 Elect Director William C. Welcon Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
Kansas City Life Insurance
Company
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 484836101 Annual 09-Mar-10
Ticker: KCLI
CUSIP: 484836101 ISIN: US4848361014 SEDOL: 2483977
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William R. Blessing Mgmt For For
1.2 Elect Director Richard L. Finn Mgmt For For
1.3 Elect Director Cecil R. Miller Mgmt For For
1.4 Elect Director Bradford T. Nordholm Mgmt For For
Lockheed Martin
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 539830109 Annual 01-Mar-10
Ticker: LMT
CUSIP: 539830109 ISIN: US5398301094 SEDOL: 2522096
Vote
Proponent Mgmt Rec Instruction
1 Elect Director E. C. "Pete" Aldrige, Jr. Mgmt For For
2 Elect Director Nolan D. Archibald Mgmt For For
3 Elect Director David B. Burritt Mgmt For For
4 Elect Director James O. Ellis, Jr. Mgmt For For
5 Elect Director Gwendolyn S. King Mgmt For For
6 Elect Director James M. Loy Mgmt For For
Page 46 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
7 Elect Director Douglas H. McCorkindale Mgmt For For
8 Elect Director Joseph W. Ralston Mgmt For For
9 Elect Director James Schneider Mgmt For For
10 Elect Director Anne Stevens Mgmt For For
11 Elect Director Robert J. Stevens Mgmt For For
12 Ratify Auditors Mgmt For For
13 Report on Space-based Weapons Program SH Against Against
Nicor Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 654086107 Annual 22-Feb-10
Ticker: GAS
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
1.1 Director Robert M. Beavers, Jr. Mgmt For For
1.2 Director Bruce P. Bickner Mgmt For For
1.3 Director John H. Birdsall, III Mgmt For For
1.4 Director Norman R. Bobins Mgmt For For
1.5 Director Brenda J. Gaines Mgmt For For
1.6 Director Raymond A. Jean Mgmt For For
1.7 Director Dennis J. Keller Mgmt For For
1.8 Director R. Eden Martin Mgmt For For
1.9 Director Georgia R. Nelson Mgmt For For
1.10 Director Armando J. Olivera Mgmt For For
1.11 Director John Rau Mgmt For For
1.12 Director John C. Staley Mgmt For For
1.13 Director Russ M. Strobel Mgmt For For
2 Ratify Auditors Mgmt For For
Pfizer Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 717081103 Annual 23-Feb-10
Ticker: PFE
CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Dennis A. Ausiello Mgmt For For
2 Elect Director Michael S. Brown Mgmt For For
3 Elect Director M. Anthony Burns Mgmt For For
4 Elect Director Robert N. Burt Mgmt For For
5 Elect Director W. Don Cornwell Mgmt For For
Page 47 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Elect Director Frances D. Fergusson Mgmt For For
7 Elect Director William H. Gray III Mgmt For For
8 Elect Director Constance J. Horner Mgmt For For
9 Elect Director James M. Kilts Mgmt For For
10 Elect Director Jeffrey B. Kindler Mgmt For For
11 Elect Director George A. Lorch Mgmt For For
12 Elect Director John P. Mascotte Mgmt For For
13 Elect Director Suzanne Nora Johnson Mgmt For For
14 Elect Director Stephen W. Sanger Mgmt For For
15 Elect Director William C. Steere, Jr. Mgmt For For
16 Ratify Auditors Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
18 Provide Right to Call Special Meeting Mgmt For For
19 Prohibit Executive Stock-Based Awards SH Against Against
RWE AG Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 Germany D6629K109 Annual 01-Apr-10
Ticker: N/A
CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 3.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For
7 Ratify PricewaterhouseCoopers AG for the Inspection of the 2010 Mgmt For For
Mid-Year Report
8a Elect Dieter Zetsche to the Supervisory Board Mgmt For For
8b Elect Frithjof Kuehn to the Supervisory Board Mgmt For For
8c Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For
9a Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
9b Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
10a Amend Corporate Purpose Mgmt For For
10b Amend Articles Re: Board-Related Mgmt For For
Page 48 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Mgmt10c Amend Articles Re: Convocation of, Participation in, Audio/Video
Transmission of, Electronic Voting, and Exercise of Voting Rights
at General Meeting due to New German Legislation (Law on
Transposition of EU Shareholder's Rights Directive)
For For
Mgmt11 Approve Affiliation Agreements with Subsidiary RWE Supply &
Trading GmbH
Schneider Electric SA Meeting
Date
Country Primary Security
ID
For
Meeting
Type
Record
Date
For
22-Apr-10 France F86921107
Ticker: N/A
Annual/Special 19-Apr-10
CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108
Proponent Mgmt Rec
Vote
Instruction
MgmtOrdinary Business
Mgmt1 Approve Financial Statements and Statutory Reports For For
Mgmt2 Accept Consolidated Financial Statements and Statutory Reports For For
Mgmt3 Approve Allocation of Income and Dividends of EUR 2.05 per
Share
For For
Mgmt4 Approve Auditors' Special Report Regarding Related-Party
Transactions
For For
Mgmt5 Approve Transaction with Emmanuel Babeau Re: Additional
Pension Scheme
For For
Mgmt6 Reelect Henri Lachmann as Supervisory Board Member For For
Mgmt7 Reelect Serge Weinberg as Supervisory Board Member For For
Mgmt8 Reelect Gerard de La Martiniere as Supervisory Board Member For For
Mgmt9 Reelect Noel Forgeard as Supervisory Board Member For For
Mgmt10 Reelect Cathy Kopp as Supervisory Board Member For For
Mgmt11 Reelect James Ross as Supervisory Board Member For For
Mgmt12 Reelect Ernst & Young et Autres as Auditor For For
Mgmt13 Ratify Auditex as Alternate Auditor For For
Mgmt14 Reelect Mazars as Primary Auditor For For
Mgmt15 Ratify Thierry Blanchetier as Alternate Auditor For For
Mgmt16 Authorize Repurchase of Up to 10 Percent of Issued Share
Capital
For For
MgmtSpecial Business
Mgmt17 Approve Issuance of Shares without Preemptive Rights up to
EUR 100 Million for a Private Placement
For For
Mgmt18 Approve Employee Stock Purchase Plan For For
Mgmt19 Approve Stock Purchase Plan Reserved for Employees of
International Subsidiaries
For For
Mgmt20 Authorize Filing of Required Documents/Other Formalities
Sensient Technologies
Corporation
22-Apr-10
Meeting
Date
USA
Country
81725T100
Primary Security
ID
Ticker: SXT
For
Annual
Meeting
Type
Record
Date
26-Feb-10
For
Page 49 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Hank Brown Mgmt For For
1.2 Elect Director Fergus M. Clydesdale Mgmt For For
1.3 Elect Director James A. D. Croft Mgmt For For
1.4 Elect Director William V. Hickey Mgmt For For
1.5 Elect Director Kenneth P. Manning Mgmt For For
1.6 Elect Director Peter M. Salmon Mgmt For For
1.7 Elect Director Elaine R. Wedral Mgmt For For
1.8 Elect Director Essie Whitelaw Mgmt For For
2 Ratify Auditors Mgmt For For
TIBCO Software Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 USA 88632Q103 Annual 25-Feb-10
Ticker: TIBX
CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vivek Y. Ranadive Mgmt For For
1.2 Elect Director Nanci E. Caldwell Mgmt For For
1.3 Elect Director Eric C.W. Dunn Mgmt For For
1.4 Elect Director Narendra K. Gupta Mgmt For For
1.5 Elect Director Peter J. Job Mgmt For For
1.6 Elect Director Philip K. Wood Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
UniCredit SpA Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
22-Apr-10 Italy T95132105 Annual/Special 16-Apr-10
Ticker: N/A
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Did not vote due to share blocking
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
Elect Internal Statutory Auditors - Vote Only One of the Mgmt
Following Slates
3.1 Slate 1 - Submitted by Cassa di Risparmio di Verona, Vicenza, Mgmt For Do
Not Vote
Belluno, and Ancona
Page 50 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3.2 Slate 2 - Submitted by Institutional Investors through
Assogestioni
Mgmt For For
4 Approve Internal Auditors' Remuneration Mgmt For For
5 Amend Remuneration of the Supervision Body's Chairman Mgmt For For
6 Approve Remuneration Report Mgmt For Against
7 Approve Group Employee Share Ownership Plan 2010 Mgmt For Against
8 Approve Group Long Term Incentive Plan 2010 Mgmt For Against
Special Business Mgmt
1 Approve Creation of EUR 64 Million Pool of Capital without
Preemptive Rights Reserved to Stock Purchase Plans
Mgmt For Against
2 Approve Creation of EUR 29.5 Million Pool of Capital without
Preemptive Rights Reserved to Stock Grant Plans
Volkswagen AG (VW) Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
Against
Ticker: N/A
22-Apr-10 Germany D94523145 Annual 01-Apr-10
CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102
Proponent Mgmt Rec
Vote
Instruction
Meeting for Common and Preferred Shareholders; Only Common
Shareholders
Mgmt
1 Receive Financial Statements and Statutory Reports for Fiscal
2009 (Non-Voting)
Mgmt
2 Approve Allocation of Income and Dividends of EUR 1.60 per
Common Share and EUR 1.66 per Preferred Share
Mgmt For For
3a Approve Discharge of Management Board Member Martin
Winterkorn for Fiscal 2009
Mgmt For For
3b Approve Discharge of Management Board Member Francisco
Sanz for Fiscal 2009
Mgmt For For
3c Approve Discharge of Management Board Member Jochem
Heizmann for Fiscal 2009
Mgmt For For
3d Approve Discharge of Management Board Member Horst
Neumann for Fiscal 2009
Mgmt For For
3e Approve Discharge of Management Board Member Dieter
Poetsch for Fiscal 2009
Mgmt For For
4a Approve Discharge of Supervisory Board Member Ferdinand
Piech for Fiscal 2009
Mgmt For For
4b Approve Discharge of Supervisory Board Member Juergen Peters
for Fiscal 2009
Mgmt For For
4c Approve Discharge of Supervisory Board Member Joerg Bode for
Fiscal 2009
Mgmt For For
4d Approve Discharge of Supervisory Board Member Michael Frenzel
for Fiscal 2009
Mgmt For For
4e Approve Discharge of Supervisory Board Member Babette
Froehlich for Fiscal 2009
Mgmt For For
4f Approve Discharge of Supervisory Board Member Hans Michael
Gaul for Fiscal 2009
Mgmt For For
4g Approve Discharge of Supervisory Board Member Juergen
Grossmann for Fiscal 2009
Mgmt For For
Page 51 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
4h Approve Discharge of Supervisory Board Member Holger Haerter
for Fiscal 2009
Mgmt For For
4i Approve Discharge of Supervisory Board Member Walter Hirche
for Fiscal 2009
Mgmt For For
4j Approve Discharge of Supervisory Board Member Peter Jacobs
for Fiscal 2009
Mgmt For For
4k Approve Discharge of Supervisory Board Member Hartmut Meine
for Fiscal 2009
Mgmt For For
4l Approve Discharge of Supervisory Board Member Peter Mosch
for Fiscal 2009
Mgmt For For
4m Approve Discharge of Supervisory Board Member Roland Oetker
for Fiscal 2009
Mgmt For For
4n Approve Discharge of Supervisory Board Member Bernd Osterloh
for Fiscal 2009
Mgmt For For
4o Approve Discharge of Supervisory Board Member Hans Michael
Piech for Fiscal 2009
Mgmt For For
4p Approve Discharge of Supervisory Board Member Ferdinand
Porsche for Fiscal 2009
Mgmt For For
4q Approve Discharge of Supervisory Board Member Wolfgang
Porsche for Fiscal 2009
Mgmt For For
4r Approve Discharge of Supervisory Board Member Wolfgang
Ritmeier for Fiscal 2009
Mgmt For For
4s Approve Discharge of Supervisory Board Member Philipp Roesler
for Fiscal 2009
Mgmt For For
4t Approve Discharge of Supervisory Board Member Heinrich
Soefjer for Fiscal 2009
Mgmt For For
4u Approve Discharge of Supervisory Board Member Juergen
Stumpf for Fiscal 2009
Mgmt For For
4v Approve Discharge of Supervisory Board Member Bernd
Wehlauer for Fiscal 2009
Mgmt For For
4y Approve Discharge of Supervisory Board Member Wendelin
Wiedeking for Fiscal 2009
Mgmt For For
4w Approve Discharge of Supervisory Board Member Christian Wulff
for Fiscal 2009
Mgmt For For
5a Elect Joerg Bode to the Supervisory Board Mgmt For Against
5b Elect Hussain Ali Al-Abdulla to the Supervisory Board Mgmt For Against
6 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of
EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights
Mgmt For For
7 Approve Remuneration System for Management Board Members Mgmt For Against
8 Approve Affiliation Agreements with Subsidiaries Volkswagen
Osnabrueck GmbH and Volkswagen Sachsen
Immobilienverwaltungs GmbH
Mgmt For For
9 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 Mgmt For For
Westamerica
Bancorporation
Ticker: WABC
22-Apr-10
Meeting
Date
USA
Country
957090103
Primary Security
ID
Annual
Meeting
Type
Record
Date
22-Feb-10
CUSIP: 957090103 ISIN: US9570901036 SEDOL: 2950374
Page 52 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Etta Allen Mgmt For For
1.2 Elect Director Louis E. Bartolini Mgmt For For
1.3 Elect Director E. Joseph Bowler Mgmt For For
1.4 Elect Director Arthur C. Latno, Jr. Mgmt For For
1.5 Elect Director Patrick D. Lynch Mgmt For For
1.6 Elect Director Catherine Cope MacMillan Mgmt For For
1.7 Elect Director Ronald A. Nelson Mgmt For For
1.8 Elect Director David L. Payne Mgmt For For
1.9 Elect Director Edward B. Sylvester Mgmt For For
2 Ratify Auditors
Abbott Laboratories Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: ABT
23-Apr-10 USA 002824100 Annual 24-Feb-10
CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director R.J. Alpern Mgmt For For
1.2 Elect Director R.S. Austin Mgmt For For
1.3 Elect Director W.M. Daley Mgmt For Withhold
1.4 Elect Director W.J. Farrell Mgmt For Withhold
1.5 Elect Director H.L. Fuller Mgmt For Withhold
1.6 Elect Director W.A. Osborn Mgmt For Withhold
1.7 Elect Director D.A.L. Owen Mgmt For For
1.8 Elect Director R.S. Roberts Mgmt For For
1.9 Elect Director S.C. Scott, III Mgmt For For
1.10 Elect Director W.D. Smithburg Mgmt For Withhold
1.11 Elect Director G.F. Tilton Mgmt For For
1.12 Elect Director M.D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
4 Amend Articles/Bylaws/Charter -- Call Special Meetings
Newmont Mining
Corporation
23-Apr-10
Meeting
Date
USA
Country
Ticker: NEM
SH
651639106
Primary Security
ID
Annual
Meeting
Type
Against
Record
Date
22-Feb-10
Against
CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607
Proponent Mgmt Rec
Vote
Instruction
Page 53 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Elect Director Glen A. Barton Mgmt For For
2 Elect Director Vincent A. Calarco Mgmt For For
3 Elect Director Joseph A. Carrabba Mgmt For For
4 Elect Director Noreen Doyle Mgmt For For
5 Elect Director Veronica M. Hagen Mgmt For For
6 Elect Director Michael S. Hamson Mgmt For For
7 Elect Director Richard T. O'Brien Mgmt For For
8 Elect Director John B. Prescott Mgmt For For
9 Elect Director Donald C. Roth Mgmt For For
10 Elect Director James V. Taranik Mgmt For For
11 Elect Director Simon Thompson Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
14 Require a Majority Vote for the Election of Directors SH Against For
The Progressive Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Apr-10 USA 743315103 Annual 26-Feb-10
Ticker: PGR
CUSIP: 743315103 ISIN: US7433151039 SEDOL: 2705024
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Stuart B. Burgdoerfer Mgmt For For
2 Elect Director Lawton W. Fitt Mgmt For For
3 Elect Director Peter B. Lewis Mgmt For For
4 Elect Director Patrick H. Nettles, Ph.D Mgmt For For
5 Elect Director Glenn M. Renwick Mgmt For For
6 Approve Omnibus Stock Plan and Performance Criteria Mgmt For Against
7 Ratify Auditors Mgmt For For
Assicurazioni Generali Spa Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
24-Apr-10 Italy T05040109 Annual 19-Apr-10
Ticker: N/A
CUSIP: T05040109 ISIN: IT0000062072 SEDOL: 4056719
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements, Statutory Reports, and Allocation Mgmt For For
of Income
Elect Directors - Vote Only One of the Following Slates Mgmt
2.1 Slate 1 - Submitted by Mediobanca Mgmt None Against
2.2 Slate 2 - Submitted by Institutional Investors (Assogestioni) Mgmt None For
Page 54 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3 Approve Remuneration of Directors Mgmt For For
4 Approve Director and Internal Auditors Liability Provisions Mgmt For For
5 Approve Incentive Plan and Authorize Share Repurchase
Program
Regal Beloit Corporation Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
Against
Ticker: RBC
26-Apr-10 USA 758750103 Annual 04-Mar-10
CUSIP: 758750103 ISIN: US7587501039 SEDOL: 2730082
Proponent Mgmt Rec
Vote
Instruction
1 Elect Director Christopher L. Doerr Mgmt For For
2 Elect Director Mark J. Gliebe Mgmt For For
3 Elect Director Curtis W. Stoelting Mgmt For For
4 Ratify Auditors
Seaboard Corporation Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: SEB
26-Apr-10 USA 811543107 Annual 01-Mar-10
CUSIP: 811543107 ISIN: US8115431079 SEDOL: 2786687
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Steven J. Bresky Mgmt For Withhold
1.2 Elect Director David A. Adamsen Mgmt For Withhold
1.3 Elect Director Douglas W. Baena Mgmt For Withhold
1.4 Elect Director Joseph E. Rodrigues Mgmt For Withhold
1.5 Elect Director Edward I. Shifman, Jr. Mgmt For Withhold
2 Ratify Auditors
Anheuser-Busch InBev Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
27-Apr-10 Belgium B6399C107 Annual/Special 09-Apr-10
CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317
Proponent Mgmt Rec
Vote
Instruction
Annual and Special Meetings Mgmt
Special Business Mgmt
1 Amend Articles Re: Terms of Board Mandates Mgmt For For
2 Amend Articles Re: Shareholder Rights Directive Mgmt For For
3a Receive Special Board Report Mgmt
3b Receive Special Auditor Report Mgmt
3c Exclude Preemptive Rights for Issuance under Item 3d Mgmt
Page 55 of 168
For Against
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3d Approve Issuance of Stock Options for Board Members Mgmt For Against
3e Amend Articles to Reflect Changes in Capital Mgmt For Against
3f Authorize Implementation of Approved Resolutions and Filing of Mgmt For
Against
Required Documents/Formalities at Trade Registry
Ordinary Business Mgmt
1 Receive Directors' Report (Non-Voting) Mgmt
2 Receive Directors' Report (Non-Voting) Mgmt
3 Receive Consolidated Financial Statements and Statutory Reports Mgmt
(Non-Voting)
4 Approve Financial Statements, Allocation of Income, and Mgmt For For
Dividends of EUR 0.38 per Share
5 Approve Discharge of Directors Mgmt For For
6 Approve Discharge of Auditors Mgmt For For
7a Reelect Alexandre Van Damme as Director Mgmt For Against
7b Reelect Gregoire de Spoelberch as Director Mgmt For Against
7c Reelect Carlos Alberto da Veiga Sicupira as Director Mgmt For Against
7d Reelect Jorge Paulo Lemann as Director Mgmt For Against
7e Reelect Roberto Moses Thompson Motta as Director Mgmt For Against
7f Reelect Marcel Herrman Telles as Director Mgmt For Against
7g Reelect Jean-Luc Dehaene as Independent Director Mgmt For For
7h Reelect Mark Winkelman as Independent Director Mgmt For For
8 Approve PwC as Statutory Auditor and Approve Auditor's Mgmt For For
Remuneration
9a Approve Remuneration Report Mgmt For Against
9b Approve Stock Option Grants and Share Grants Mgmt For Against
10a Approve Change-of-Control Provision Re: Updated EMTN Mgmt For For
Program
10b Approve Change-of-Control Provision Re: US Dollar Notes Mgmt For For
10c Approve Change-of-Control Provision Re: Senior Facilities Mgmt For For
Agreement
10d Approve Change-of-Control Provision Re: Term Facilities Mgmt For For
Agreement
Powers Mgmt
1 Authorize Implementation of Approved Resolutions and Filing of Mgmt For For
Required Documents/Formalities at Trade Registry
BB&T Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 USA 054937107 Annual 24-Feb-10
Ticker: BBT
CUSIP: 054937107 ISIN: US0549371070 SEDOL: 2830904
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John A. Allison IV Mgmt For For
1.2 Elect Director Jennifer S. Banner Mgmt For For
Page 56 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.3 Elect Director K. David Boyer, Jr. Mgmt For For
1.4 Elect Director Anna R. Cablik Mgmt For For
1.5 Elect Director Ronald E. Deal Mgmt For For
1.6 Elect Director Barry J. Fitzpatrick Mgmt For For
1.7 Elect Director Littleton Glover, Jr. Mgmt For For
1.8 Elect Director L. Vincent Hackley PhD Mgmt For For
1.9 Elect Director Jane P. Helm Mgmt For For
1.10 Elect Director John P. Howe III, MD Mgmt For For
1.11 Elect Director Kelly S. King Mgmt For For
1.12 Elect Director James H. Maynard Mgmt For For
1.13 Elect Director Albert O. McCauley Mgmt For For
1.14 Elect Director J. Holmes Morrison Mgmt For For
1.15 Elect Director Nido R. Qubein Mgmt For For
1.16 Elect Director Thomas E. Skains Mgmt For For
1.17 Elect Director Thomas N. Thompson Mgmt For For
1.18 Elect Director Stephen T. Williams Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Ratify Auditors Mgmt For For
4 Report on Political Contributions SH Against Against
5 Require Independent Board Chairman SH Against Against
6 Report on Overdraft Policies and Practices, and Impacts to SH Against Against
Borrowers
Exelon Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 USA 30161N101 Annual 01-Mar-10
Ticker: EXC
CUSIP: 30161N101 ISIN: US30161N1019 SEDOL: 2670519
Vote
Proponent Mgmt Rec Instruction
1 Elect Director John A. Canning, Jr. Mgmt For For
2 Elect Director M. Walter D'Alessio Mgmt For For
3 Elect Director Nicholas DeBenedictis Mgmt For For
4 Elect Director Bruce DeMars Mgmt For For
5 Elect Director Nelson A. Diaz Mgmt For For
6 Elect Director Sue L. Gin Mgmt For For
7 Elect Director Rosemarie B. Greco Mgmt For For
8 Elect Director Paul L. Joskow Mgmt For For
9 Elect Director Richard W. Mies Mgmt For For
10 Elect Director John M. Palms Mgmt For For
Page 57 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
11 Elect Director William C. Richardson Mgmt For For
12 Elect Director Thomas J. Ridge Mgmt For For
13 Elect Director John W. Rogers, Jr. Mgmt For For
14 Elect Director John W. Rowe Mgmt For For
15 Elect Director Stephen D. Steinour Mgmt For For
16 Elect Director Don Thompson Mgmt For For
17 Approve Omnibus Stock Plan Mgmt For Against
18 Ratify Auditors Mgmt For For
International Business
Machines Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 USA 459200101 Annual 26-Feb-10
Ticker: IBM
CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973
Vote
Proponent Mgmt Rec Instruction
1 Elect Director A. J. P. Belda Mgmt For For
2 Elect Director C. Black Mgmt For For
3 Elect Director W. R. Brody Mgmt For For
4 Elect Director K. I. Chenault Mgmt For For
5 Elect Director M. L. Eskew Mgmt For For
6 Elect Director S. A. Jackson Mgmt For For
7 Elect Director A. N. Liveris Mgmt For For
8 Elect Director W. J. McNerney, Jr. Mgmt For For
9 Elect Director T. Nishimuro Mgmt For For
10 Elect Director J. W. Owens Mgmt For For
11 Elect Director S. J. Palmisano Mgmt For For
12 Elect Director J. E. Spero Mgmt For For
13 Elect Director S. Taurel Mgmt For For
14 Elect Director L. H. Zambrano Mgmt For For
15 Ratify Auditors Mgmt For For
16 Adopt Policy on Bonus Banking SH Against Against
17 Provide for Cumulative Voting SH Against Against
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Praxair, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 USA 74005P104 Annual 01-Mar-10
Ticker: PX
CUSIP: 74005P104 ISIN: US74005P1049 SEDOL: 2699291
Page 58 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Stephen F. Angel Mgmt For For
1.2 Elect Director Nance K. Dicciani Mgmt For For
1.3 Elect Director Edward G. Galante Mgmt For For
1.4 Elect Director Claire W. Gargalli Mgmt For For
1.5 Elect Director Ira D. Hall Mgmt For For
1.6 Elect Director Raymond W. LeBoeuf Mgmt For For
1.7 Elect Director Larry D. Mcvay Mgmt For For
1.8 Elect Director Wayne T. Smith Mgmt For For
1.9 Elect Director Robert L. Wood Mgmt For For
2 Ratify Auditors
Rollins, Inc. Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: ROL
27-Apr-10 USA 775711104 Annual 01-Mar-10
CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Bill J. Dismuke Mgmt For For
1.2 Elect Director Thomas J. Lawley Mgmt For For
1.3 Elect Director Wilton Looney Mgmt For For
2 Ratify Auditors
SCBT Financial Corporation Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: SCBT
27-Apr-10 USA 78401V102 Annual 05-Mar-10
CUSIP: 78401V102 ISIN: US78401V1026 SEDOL: 2388737
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Robert R. Horger Mgmt For For
1.2 Elect Director Jimmy E. Addison Mgmt For For
1.3 Elect Director Harry M. Mims, Jr. Mgmt For For
1.4 Elect Director James W. Roquemore Mgmt For For
1.5 Elect Director John W. Williamson, III Mgmt For For
1.6 Elect Director Herbert G. Gray Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors
UMB Financial Corporation Meeting
Date
Country
SH
Primary Security
ID
Meeting
Type
Against
Record
Date
For
Ticker: UMBF
27-Apr-10 USA 902788108 Annual 01-Mar-10
Page 59 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David R. Bradley, Jr. Mgmt For For
1.2 Elect Director Peter J. DeSilva Mgmt For For
1.3 Elect Director Terrence P. Dunn Mgmt For For
1.4 Elect Director Alexander C. Kemper Mgmt For For
1.5 Elect Director Kris A. Robbins Mgmt For For
1.6 Elect Director Nancy K. Buese Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors SH Against For
Wells Fargo & Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-Apr-10 USA 949746101 Annual 26-Feb-10
Ticker: WFC
CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100
Vote
Proponent Mgmt Rec Instruction
1 Election Director John D. Baker II Mgmt For For
2 Election Director John S. Chen Mgmt For For
3 Election Director Lloyd H. Dean Mgmt For For
4 Election Director Susan E. Engel Mgmt For For
5 Election Director Enrique Hernandez, Jr. Mgmt For For
6 Election Director Donald M. James Mgmt For For
7 Election Director Richard D. McCormick Mgmt For For
8 Election Director Mackey J. McDonald Mgmt For For
9 Election Director Cynthia H. Milligan Mgmt For For
10 Elect Director Nicholas G. Moore Mgmt For For
11 Elect Director Philip J. Quigley Mgmt For For
12 Elect Director Judith M. Runstad Mgmt For For
13 Elect Director Stephen W. Sanger Mgmt For For
14 Elect Director Robert K. Steel Mgmt For For
15 Elect Director John G. Stumpf Mgmt For Against
16 Elect Director an G. Swenson Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
18 Increase Authorized Common Stock Mgmt For For
19 Ratify Auditors Mgmt For For
20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Page 60 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
21 Require Independent Board Chairman SH Against For
22 Report on Charitable Contributions SH Against Against
23 Report on Political Contributions SH Against Against
Bank of America Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-Apr-10 USA 060505104 Annual 03-Mar-10
Ticker: BAC
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Susan S. Bies Mgmt For For
2 Elect Director William P. Boardman Mgmt For For
3 Elect Director Frank P. Bramble, Sr. Mgmt For For
4 Elect Director Virgis W. Colbert Mgmt For For
5 Elect Director Charles K. Gifford Mgmt For For
6 Elect Director Charles O. Holliday, Jr. Mgmt For For
7 Elect Director D. Paul Jones, Jr. Mgmt For For
8 Elect Director Monica C. Lozano Mgmt For For
9 Elect Director Thomas J. May Mgmt For For
10 Elect Director Brian T. Moynihan Mgmt For For
11 Elect Director Donald E. Powell Mgmt For For
12 Elect Director Charles O. Rossotti Mgmt For For
13 Elect Director Robert W. Scully Mgmt For For
14 Ratify Auditors Mgmt For For
15 Increase Authorized Common Stock Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
17 Amend Omnibus Stock Plan Mgmt For Against
18 Report on Government Service of Employees SH Against Against
19 TARP Related Compensation SH Against Against
20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
21 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
22 Adopt Policy on Succession Planning SH Against Against
23 Report on Collateral in Derivatives Trading SH Against Against
24 Claw-back of Payments under Restatements SH Against Against
British American Tobacco plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-Apr-10 United Kingdom G1510J102 Annual 26-Apr-10
Ticker: N/A
CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580
Page 61 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
5 Authorise Board to Fix Remuneration of Auditors Mgmt For For
6a Re-elect Ana Llopis as Director Mgmt For For
6b Re-elect Christine Morin-Postel as Director Mgmt For For
6c Re-elect Anthony Ruys as Director Mgmt For For
7 Elect Richard Burrows as Director Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
12 Adopt New Articles of Association Mgmt For For
13 Amend Articles of Association Mgmt For For
E. I. du Pont de Nemours
and Company
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-Apr-10 USA 263534109 Annual 03-Mar-10
Ticker: DD
CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Samuel W. Bodman Mgmt For For
2 Elect Director Richard H. Brown Mgmt For For
3 Elect Director Robert A. Brown Mgmt For For
4 Elect Director Bertrand P. Collomb Mgmt For For
5 Elect Director Curtis J. Crawford Mgmt For For
6 Elect Director Alexander M. Cutler Mgmt For For
7 Elect Director John T. Dillon Mgmt For For
8 Elect Director Eleuthere I. Du Pont Mgmt For For
9 Elect Director Marillyn A. Hewson Mgmt For For
10 Elect Director Lois D. Juliber Mgmt For For
11 Elect Director Ellen J. Kullman Mgmt For For
12 Elect Director William K. Reilly Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
15 Amend Human Rights Policy to Address Seed Saving SH Against Against
Page 62 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Eaton Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-Apr-10 USA 278058102 Annual 01-Mar-10
Ticker: ETN
CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Todd M. Bluedorn Mgmt For For
2 Elect Director Christopher M. Connor Mgmt For For
3 Elect Director Michael J. Critelli Mgmt For For
4 Elect Director Charles E. Golden Mgmt For For
5 Elect Director Ernie Green Mgmt For For
6 Ratify Auditors Mgmt For For
eResearch Technology, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-Apr-10 USA 29481V108 Annual 03-Mar-10
Ticker: ERES
CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Sheldon M. Bonovitz Mgmt For For
1.2 Elect Director Gerald A. Faich, MD, MPH Mgmt For For
1.3 Elect Director Elam M. Hitchner Mgmt For For
2 Ratify Auditors Mgmt For For
General Electric Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-Apr-10 USA 369604103 Annual 01-Mar-10
Ticker: GE
CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498
Vote
Proponent Mgmt Rec Instruction
1 Elect Director W. Geoffrey Beattie Mgmt For For
2 Elect Director James I. Cash, Jr. Mgmt For For
3 Elect Director William M. Castell Mgmt For For
4 Elect Director Ann M. Fudge Mgmt For For
5 Elect Director Susan Hockfield Mgmt For For
6 Elect Director Jeffrey R. Immelt Mgmt For For
7 Elect Director Andrea Jung Mgmt For For
8 Elect Director Alan G. (A.G.) Lafley Mgmt For For
9 Elect Director Robert W. Lane Mgmt For For
10 Elect Director Ralph S. Larsen Mgmt For For
11 Elect Director Rochelle B. Lazarus Mgmt For For
Page 63 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
12 Elect Director James J. Mulva Mgmt For For
13 Elect Director Sam Nunn Mgmt For For
14 Elect Director Roger S. Penske Mgmt For For
15 Elect Director Robert J. Swieringa Mgmt For For
16 Elect Director Douglas A. Warner III Mgmt For For
17 Ratify Auditors Mgmt For For
18 Provide for Cumulative Voting SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Require Independent Board Chairman SH Against Against
21 Report on Pay Disparity SH Against Against
22 Adopt Policy Prohibiting Certain Directors from Serving on Key
Board Committees
SH Against Against
23 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Muenchener
Rueckversicherungs-Gesells
chaft AG
Ticker: N/A
28-Apr-10
Meeting
Date
Germany
Country
D55535104
Primary Security
ID
Annual
Meeting
Type
Record
Date
12-Apr-10
CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121
Proponent Mgmt Rec
Vote
Instruction
1a Receive Supervisory Board, Corporate Governance, and
Remuneration Report for Fiscal 2009 (Non-Voting)
Mgmt
1b Receive Financial Statements and Statutory Reports for Fiscal
2009 (Non-Voting)
Mgmt
2 Approve Allocation of Income and Dividends of EUR 5.75 per
Share
Mgmt For For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Elect Benita Ferrero-Waldner to the Supervisory Board Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or
Cancellation of Repurchased Shares
Mgmt For For
8 Authorize Use of Financial Derivatives when Repurchasing
Shares
Mgmt For For
9 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of
EUR 117 Million Pool of Capital to Guarantee Conversion Rights
Mgmt For For
10 Amend Articles Re: Registration for and Voting Rights
Representation at General Meeting due to New German
Legislation (Law on Transposition of EU Shareholder's Rights
Directive)
Mgmt For For
11 Amend Articles Re: Electronic Distribution of Company
Communications due to New German Legislation (Law on
Transposition of EU Shareholder's Rights Directive)
Mgmt For For
Page 64 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Rackspace Hosting, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-Apr-10 USA 750086100 Annual 19-Mar-10
Ticker: RAX
CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director A. Lanham Napier Mgmt For For
1.2 Elect Director George J. Still Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
AstraZeneca plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 United Kingdom G0593M107 Annual 27-Apr-10
Ticker: N/A
CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For
Second Interim Dividend
3 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
4 Authorise Board to Fix Remuneration of Auditors Mgmt For For
5(a) Re-elect Louis Schweitzer as Director Mgmt For For
5(b) Re-elect David Brennan as Director Mgmt For For
5(c) Re-elect Simon Lowth as Director Mgmt For For
5(d) Re-elect Jean-Philippe Courtois as Director Mgmt For For
5(e) Re-elect Jane Henney as Director Mgmt For For
5(f) Re-elect Michele Hooper as Director Mgmt For For
5(g) Re-elect Rudy Markham as Director Mgmt For For
5(h) Re-elect Dame Nancy Rothwell as Director Mgmt For For
5(i) Re-elect John Varley as Director Mgmt For For
5(j) Re-elect Marcus Wallenberg as Director Mgmt For For
6 Approve Remuneration Report Mgmt For For
7 Authorise EU Political Donations and Expenditure Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
12 Adopt New Articles of Association Mgmt For For
13 Approve the Investment Plan Mgmt For For
Page 65 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Axa Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 France F06106102 Annual/Special 26-Apr-10
Ticker: N/A
CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 0.55 per Mgmt For For
Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Approve Pension Scheme Agreement for Henri de Castries, Denis Mgmt For For
Duverne, and Francois Pierson
6 Approve Severance Payment Agreement for Henri de Castries Mgmt For Against
7 Approve Severance Payment Agreement for Denis Duverne Mgmt For For
8 Reelect Norbert Dentressangle as Supervisory Board Member Mgmt For For
9 Reelect Mazars as Auditor Mgmt For For
10 Ratify Jean-Brice de Turkheim as Alternate Auditor Mgmt For For
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For Against
Capital
Special Business Mgmt
12 Approve Employee Stock Purchase Plan Mgmt For For
13 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
14 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
15 Adopt One-Tiered Board Structure, Amend Bylaws Accordingly Mgmt For Against
and Acknowledge Transfer of All Outstanding Authorizations
16 Amend Articles 7, 8, and 10 of Bylaws Re: Share Ownership Mgmt For For
Disclosure Thresholds, Form of Shares, Director Shareholding
Requirements
Ordinary Business Mgmt
17 Elect Henri de Castries as Director Mgmt For Against
18 Elect Denis Duverne as Director Mgmt For For
19 Elect Jacques de Chateauvieux as Director Mgmt For For
20 Elect Norbert Dentressangle as Director Mgmt For For
21 Elect Jean-Martin Folz as Director Mgmt For For
22 Elect Anthony Hamilton as Director Mgmt For For
23 Elect Francois Martineau as Director Mgmt For For
24 Elect Giuseppe Mussari as Director Mgmt For For
Page 66 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
25 Elect Ramon de Oliveira as Director Mgmt For For
26 Elect Michel Pebereau as Director Mgmt For For
27 Elect Dominique Reiniche as Director Mgmt For For
28 Elect Ezra Suleiman as Director Mgmt For For
29 Elect Isabelle Kocher as Director Mgmt For For
30 Elect Suet-Fern Lee as Director Mgmt For For
31 Elect Wendy Cooper as Representative of Employee Mgmt For For
Shareholders to the Board
32 Elect John Coultrap as Representative of Employee Shareholders Mgmt Against
Against
to the Board
33 Elect Paul Geiersbach as Representative of Employee Mgmt Against Against
Shareholders to the Board
34 Elect Sebastien Herzog as Representative of Employee Mgmt Against Against
Shareholders to the Board
35 Elect Rodney Koch as Representative of Employee Shareholders Mgmt Against
Against
to the Board
36 Elect Jason Steinberg as Representative of Employee Mgmt Against Against
Shareholders to the Board
37 Approve Remuneration of Directors in the Aggregate Amount of Mgmt For For
EUR 1.2 Million
38 Authorize Filing of Required Documents/Other Formalities Mgmt For For
BASF SE (formerly BASF AG) Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 Germany D06216101 Annual 08-Apr-10
Ticker: N/A
CUSIP: D06216101 ISIN: DE0005151005 SEDOL: 5086577
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.70 per Mgmt For For
Share
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
6 Approve Conversion of Bearer Shares into Registered Shares Mgmt For For
7 Amend Articles Re: Electronic Distribution of Company Mgmt For For
Communications
8 Approve Remuneration System for Management Board Members Mgmt For For
9a Amend Articles Re: Calculation of Deadlines for General Meeting Mgmt For For
9b Amend Articles Re: Proxy Voting at General Meeting Mgmt For For
9c Amend Articles Re: Video and Audio Transmission of General Mgmt For For
Meeting
Page 67 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Boston Private Financial
Holdings, Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 USA 101119105 Annual 03-Mar-10
Ticker: BPFH
CUSIP: 101119105 ISIN: US1011191053 SEDOL: 2081133
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Eugene S. Colangelo Mgmt For For
1.2 Elect Director Allen L. Sinai Mgmt For For
1.3 Elect Director Stephen M. Waters Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Capital One Financial
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 USA 14040H105 Annual 01-Mar-10
Ticker: COF
CUSIP: 14040H105 ISIN: US14040H1059 SEDOL: 2654461
Vote
Proponent Mgmt Rec Instruction
1 Elect Director W. Ronald Dietz Mgmt For For
2 Elect Director Lewis Hay, III Mgmt For For
3 Elect Director Mayo A. Shattuck III Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
6 Stock Retention/Holding Period SH Against Against
7 Declassify the Board of Directors SH Against For
Corning Incorporated Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 USA 219350105 Annual 25-Feb-10
Ticker: GLW
CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert F. Cummings, Jr. Mgmt For Withhold
1.2 Elect Director Carlos M. Gutierrez Mgmt For For
1.3 Elect Director William D. Smithburg Mgmt For Withhold
1.4 Elect Director Hansel E. Tookes, II Mgmt For Withhold
1.5 Elect Director Wendell P. Weeks Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against
Page 68 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
5 Declassify the Board of Directors Mgmt For For
6 Reduce Supermajority Vote Requirement SH Against For
EMC Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 USA 268648102 Annual 23-Feb-10
Ticker: EMC
CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Michael W. Brown Mgmt For For
2 Elect Director Randolph L. Cowen Mgmt For For
3 Elect Director Michael J. Cronin Mgmt For For
4 Elect Director Gail Deegan Mgmt For For
5 Elect Director James S. DiStasio Mgmt For For
6 Elect Director John R. Egan Mgmt For For
7 Elect Director Edmund F. Kelly Mgmt For For
8 Elect Director Windle B. Priem Mgmt For For
9 Elect Director Paul Sagan Mgmt For For
10 Elect Director David N. Strohm Mgmt For For
11 Elect Director Joseph M. Tucci Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against Against
14 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
ENEL SpA Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 Italy T3679P115 Annual/Special 09-Apr-10
Ticker: N/A
CUSIP: T3679P115 ISIN: IT0003128367 SEDOL: 7144569
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
Appoint Internal Statutory Auditors - Vote Only on One of the Mgmt Against
Following Slates
3.1 Slate Submitted by the Italian Treasury Mgmt None Against
3.2 Slate Submitted by Institutional Investors Mgmt None For
4 Approve Internal Auditors' Remuneration Mgmt For For
5 Amend Rules of General Meetings Mgmt For For
Extraordinary Business Mgmt
Page 69 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Amend Articles
Eni Spa Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
29-Apr-10 Italy T3643A145 Annual/Special 07-Apr-10
CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056
Proponent Mgmt Rec
Vote
Instruction
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For For
Extraordinary Business Mgmt
1 Amend Company Bylaws
H & M Hennes & Mauritz Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
29-Apr-10 Sweden W41422101 Annual 23-Apr-10
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Proponent Mgmt Rec
Vote
Instruction
1 Open Meeting Mgmt
2 Elect Sven Unger as Chairman of Meeting Mgmt For None*
3 Receive President's Report; Allow Questions Mgmt
4 Prepare and Approve List of Shareholders Mgmt For None*
5 Approve Agenda of Meeting Mgmt For None*
6
7
8a
8b
8c
8d
9a
Designate Inspector(s) of Minutes of Meeting
Acknowledge Proper Convening of Meeting
Receive Financial Statements and Statutory Reports; Receive
Auditor's Report; Receive Information About Application of
Remuneration Guidelines
Receive Auditor's and Auditing Committee's Reports
Receive Chairman's Report About Board Work
Receive Report of the Chairman of the Nominating Committee
Approve Financial Statements and Statutory Reports
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
None*
None*
None*
9b
9c
10
11
Approve Allocation of Income and Dividends of SEK 16.00 per
Share
Approve Discharge of Board and President
Determine Number of Members (8) and Deputy Members (0) of
Board
Approve Remuneration of Directors in the Amount of SEK 1.35
Million to the Chairman and SEK 375,000 to Other Directors;
Approve Remuneration of Committee Work; Approve
Remuneration of Auditors
Mgmt
Mgmt
Mgmt
Mgmt
Page 70 of 168
For
For
For
For
None*
None*
None*
None*
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
12 Reelect Mia Livfors, Lottie Knutson, Sussi Kvart, Bo Lundquist,
Stefan Persson (Chair), and Melker Schorling as Directors; Elect
Anders Dahlvig and Christian Sievert as New Directors
Mgmt For None*
13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson,
and Peter Lindell as Members of Nominating Committee
Mgmt For None*
14 Approve 2:1 Stock Split; Amend Articles Accordingly Mgmt For None*
15 Approve Remuneration Policy And Other Terms of Employment Mgmt For None*
For Executive Management
16 Close Meeting Mgmt
* No POA on file
PLATINUM UNDERWRITERS
HOLDINGS LTD
29-Apr-10
Meeting
Date
Bermuda
Country
G7127P100
Primary Security
ID
Annual
Meeting
Type
Record
Date
15-Mar-10
Ticker: PTP
CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516
Vote
Proponent Mgmt Rec Instruction
1.1 Elect H. Furlong Baldwin as Director Mgmt For For
1.2 Elect Dan R. Carmichael as Director Mgmt For For
1.3 Elect A. John Hass as Director Mgmt For For
1.4 Elect Antony P. D. Lancaster as Director Mgmt For For
1.5 Elect Edmund R. Megna as Director Mgmt For For
1.6 Elect Michael D. Price as Director Mgmt For For
1.7 Elect Peter T. Pruitt as Director Mgmt For For
1.9 Elect James P. Slattery as Director Mgmt For For
1.9 Elect Christopher J. Steffen as Director Mgmt For For
2A. Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Mgmt For For
Attribution of Income to U.S. Shareholders
2B. Amend Bylaws Re: Director and Officer Liability Mgmt For For
2C. Amend Bylaws Re: Jurisdictional Limits of Corporate Action Mgmt For For
2D. Amend Bylaws Re: Director Actions Mgmt For For
2E. Amend Bylaws Re: Casting of Votes Mgmt For For
2F. Amend Bylaws Re: Transfer of Shares Mgmt For For
2G. Amend Bylaws Re: Number of Directors Mgmt For For
2H. Amend Bylaws Re: Editorial Changes Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve the Material Terms of the Performance Goals Under Mgmt For For
Performance Incentive Plan
5 Approve KPMG Bermuda as Auditors Mgmt For For
Repsol YPF S.A Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 Spain E8471S130 Annual 15-Apr-10
Ticker: N/A
Page 71 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CUSIP: E8471S130 ISIN: ES0173516115 SEDOL: 5669354
Vote
Proponent Mgmt Rec Instruction
1.1 Accept Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports for the Year Ended Dec. 31, 2009; Approve
Allocation of Income
1.2 Approve Discharge of Directors Mgmt For For
2.1 Amend First Paragraph of Article 9 of Company By-laws Re: Mgmt For For
Passive Dividends
2.2 Amend Article 12 bis of Company By-laws Re: Preemptive Rights Mgmt For For
2.3 Amend First Paragraph of Article 22 Re: Special Agreements, Mgmt For For
Constituion and Majority
3.1 Modify Section 3.5 of Article 3 of the General Meeting Guidelines Mgmt For
For
Re: Competencies of the General Meeting
3.2 Modify Section 9.2 of Article 9 of the General Meeting Guidelines Mgmt For
For
Re: Constitution of the General Meeting
4.1 Re-elect Paulina Beato Blanco as Director Mgmt For For
4.2 Re-elect Artur Carulla Font as Director Mgmt For For
4.3 Re-elect Javier Echenique Landiribar as Director Mgmt For For
4.4 Re-elect Pemex Internacional Espana, S.A. as Director Mgmt For Against
4.5 Re-elect Henri Philippe Reichstul as Director Mgmt For For
5 Elect Auditor for Repsol YPF and Consolidated Group for Fiscal Mgmt For For
Year 2010
6 Authorize Repurchase of Shares; Void Authorization Granted Last Mgmt For For
AGM of May 14, 2009
7 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For
Preemptive Rights; Void Authorization Granted Last AGM of May
31, 2005
8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
Tractor Supply Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 USA 892356106 Annual 10-Mar-10
Ticker: TSCO
CUSIP: 892356106 ISIN: US8923561067 SEDOL: 2900335
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director James F. Wright Mgmt For For
1.2 Elect Director Johnston C. Adams Mgmt For For
1.3 Elect Director William Bass Mgmt For For
1.4 Elect Director Jack C. Bingleman Mgmt For For
1.5 Elect Director Richard W. Frost Mgmt For For
1.6 Elect Director Cynthia T. Jamison Mgmt For For
1.7 Elect Director Gerard E. Jones Mgmt For For
1.8 Elect Director George MacKenzie Mgmt For For
Page 72 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.9 Elect Director Edna K. Morris Mgmt For For
2 Ratify Auditors Mgmt For For
Vivendi Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Apr-10 France F97982106 Annual 26-Apr-10
Ticker: N/A
CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Treatment of Losses and Allocation of Dividends of EUR Mgmt For For
1.40 per Share
4 Approve Auditors' Special Report Regarding Related-Party Mgmt For For
Transactions
5 Elect Dominique Hediard Dubreuil as Supervisory Board Member Mgmt For For
6 Elect Aliza Jabes as Supervisory Board Member Mgmt For For
7 Elect Jacqueline Tammenoms Bakker as Supervisory Board Mgmt For For
Member
8 Elect Daniel Camus as Supervisory Board Member Mgmt For For
9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
10 Authorize Filing of Required Documents/Other Formalities Mgmt For For
AT&T Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Apr-10 USA 00206R102 Annual 02-Mar-10
Ticker: T
CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Randall L. Stephenson Mgmt For For
2 Elect Director Gilbert F. Amelio Mgmt For For
3 Elect Director Reuben V. Anderson Mgmt For For
4 Elect Director James H. Blanchard Mgmt For For
5 Elect Director Jaime Chico Pardo Mgmt For For
6 Elect Director James P. Kelly Mgmt For For
7 Elect Director Jon C. Madonna Mgmt For For
8 Elect Director Lynn M. Martin Mgmt For For
9 Elect Director John B. McCoy Mgmt For For
10 Elect Director Joyce M. Roche Mgmt For For
11 Elect Director Laura D Andrea Tyson Mgmt For For
Page 73 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
12 Elect Director Patricia P. Upton Mgmt For For
13 Ratify Auditors Mgmt For For
14 Provide for Cumulative Voting SH Against Against
15 Exclude Pension Credits from Calculations of Performance-Based SH Against
Against
Pay
16 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
Barclays plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Apr-10 United Kingdom G08036124 Annual 28-Apr-10
Ticker: N/A
CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Reuben Jeffery III as Director Mgmt For For
4 Re-elect Marcus Agius as Director Mgmt For For
5 Re-elect David Booth as Director Mgmt For For
6 Re-elect Sir Richard Broadbent as Director Mgmt For For
7 Re-elect Sir Michael Rake as Director Mgmt For For
8 Re-elect Sir Andrew Likierman as Director Mgmt For For
9 Re-elect Chris Lucas as Director Mgmt For For
10 Reappoint PricewaterhouseCoopers LLP Auditors Mgmt For For
11 Authorise Board to Fix Remuneration of Auditors Mgmt For For
12 Authorise EU Political Donations and Expenditure Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For
17 Adopt New Articles of Association Mgmt For For
18 Approve SAYE Share Option Scheme Mgmt For For
Bayer AG Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Apr-10 Germany D0712D163 Annual 12-Apr-10
Ticker: N/A
CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211
Vote
Proponent Mgmt Rec Instruction
Page 74 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Receive Financial Statements and Statutory Reports; Approve
Allocation of Income and Dividends of EUR 1.40 per Share for
Fiscal 2009
Mgmt For For
2 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
4 Approve Remuneration System for Management Board Members Mgmt For For
5 Approve Creation of EUR 530 Million Pool of Capital with Partial
Exclusion of Preemptive Rights
Mgmt For For
6 Approve Creation of EUR 211.7 Million Pool of Capital without
Preemptive Rights
Mgmt For For
7 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of
EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights
Mgmt For For
8 Authorize Share Repurchase Program and Reissuance or
Cancellation of Repurchased Shares
Mgmt For For
9 Amend Articles Re: New German Legislation (Law on
Transposition of EU Shareholder's Rights Directive)
Mgmt For For
Mgmt10 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010
CRA International Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: CRAI
30-Apr-10 USA 12618T105 Annual 08-Mar-10
CUSIP: 12618T105 ISIN: US12618T1051 SEDOL: 2240622
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Paul A. Maleh Mgmt For For
1.2 Elect Director Thomas S. Robertson Mgmt For For
1.3 Elect Director William T. Schleyer Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors
Intesa SanPaolo SPA Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
30-Apr-10 Italy T55067101 Annual 26-Apr-10
CUSIP: T55067101 ISIN: IT0000072618 SEDOL: 4076836
Proponent Mgmt Rec
Vote
Instruction
Ordinary Business Mgmt
1 Approve Allocation of Income Mgmt For For
2 Fix Number of Directors of the Supervisory Board Mgmt For For
Supervisory Board Elections ? Vote Only For One Slate Mgmt
3.1 Slate 1 - Submitted by Compagnia San Paolo and Fondazione
Cariplo
Mgmt None Do Not Vote
3.2 Slate 2 - Submitted by Banking Foundations Mgmt None Do Not Vote
Page 75 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3.3 Slate 3 - Submitted by Assicurazioni Generali Mgmt None Do Not Vote
3.4 Slate 4 - Submitted by Insitutional Investors through Mgmt None For
Assogestioni
3.5 Slate 5 - Submitted by Credit Agricole Mgmt None Do Not Vote
4 Elect Chairman and Deputy Chairmen of the Supervisory Board Mgmt For Against
5 Approve Remuneration of Supervisory Board Members Mgmt For Against
6 Approve Remuneration Report of Management Board Members Mgmt For Against
7 Approve Share Incentive Plan Mgmt For Against
Owens & Minor Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Apr-10 USA 690732102 Annual 09-Mar-10
Ticker: OMI
CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director A. Marshall Acuff, Jr. Mgmt For For
1.2 Elect Director J. Alfred Broaddus, Jr. Mgmt For For
1.3 Elect Director John T. Crotty Mgmt For For
1.4 Elect Director Richard E. Fogg Mgmt For For
1.5 Elect Director G. Gilmer Minor, III Mgmt For For
1.6 Elect Director Eddie N. Moore, Jr. Mgmt For For
1.7 Elect Director Peter S. Redding Mgmt For For
1.8 Elect Director James E. Rogers Mgmt For For
1.9 Elect Director Robert C. Sledd Mgmt For For
1.10 Elect Director Craig R. Smith Mgmt For For
1.11 Elect Director James E. Ukrop Mgmt For For
1.12 Elect Director Anne Marie Whittemore Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
Woodside Petroleum Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
30-Apr-10 Australia 980228100 Annual 28-Apr-10
Ticker: WPL
CUSIP: 980228100 ISIN: AU000000WPL2 SEDOL: 6979728
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports Mgmt
(Non-Voting)
2 Elect Andrew Jamieson as Director Mgmt For For
Page 76 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3 Adopt the Remuneration Report for the Year Ended Dec. Mgmt For For
31,2009
Baldor Electric Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
01-May-10 USA 057741100 Annual 17-Mar-10
Ticker: BEZ
CUSIP: 057741100 ISIN: US0577411004 SEDOL: 2072621
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Jean A. Mauldin Mgmt For For
1.2 Elect Director R.L. Qualls Mgmt For For
1.3 Elect Director Barry K. Rogstad Mgmt For For
1.4 Elect Director Ronald E. Tucker Mgmt For For
2 Ratify Auditors Mgmt For For
AFLAC Incorporated Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-May-10 USA 001055102 Annual 24-Feb-10
Ticker: AFL
CUSIP: 001055102 ISIN: US0010551028 SEDOL: 2026361
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Daniel P. Amos Mgmt For For
1.2 Elect Director John Shelby Amos II Mgmt For For
1.3 Elect Director Paul S. Amos II Mgmt For For
1.4 Elect Director Michael H. Armacost Mgmt For For
1.5 Elect Director Kriss Cloninger III Mgmt For For
1.6 Elect Director Joe Frank Harris Mgmt For For
1.7 Elect Director Elizabeth J. Hudson Mgmt For For
1.8 Elect Director Douglas W. Johnson Mgmt For For
1.9 Elect Director Robert B. Johnson Mgmt For For
1.10 Elect Director Charles B. Knapp Mgmt For For
1.11 Elect Director E. Stephen Purdom, M.d. Mgmt For For
1.12 Elect Director Barbara K. Rimer, PhD Mgmt For For
1.13 Elect Director Marvin R. Schuster Mgmt For For
1.14 Elect Director David Gary Thompson Mgmt For For
1.15 Elect Director Robert L. Wright Mgmt For For
1.16 Elect Director Takuro Yoshida Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
3 Ratify Auditors Mgmt For For
Page 77 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Deutsche Telekom AG Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: N/A
03-May-10 Germany D2035M136 Annual 13-Apr-10
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Proponent Mgmt Rec
Vote
Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal
2009 (Non-Voting)
Mgmt
2 Approve Allocation of Income and Dividends of EUR 0.78 per
Share
Mgmt For For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Postpone Discharge of Former Supervisory Board Member Klaus
Zumwinkel for Fiscal 2008
Mgmt For For
5 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
6 Approve Remuneration System for Management Board Members Mgmt For For
7 Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as
Auditors for Fiscal 2010
Mgmt For For
8 Authorize Share Repurchase Program and Reissuance or
Cancellation of Repurchased Shares
Mgmt For For
9 Elect Wulf Bernotat to the Supervisory Board Mgmt For For
10 Elect Ulrich Middelmann to the Supervisory Board Mgmt For For
11 Approve Affiliation Agreement with Subsidiary Erste DFMG
Deutsche Funkturm Vermoegens-GmbH
Mgmt For For
12 Approve Affiliation Agreement with Subsidiary T-Mobile Global
Holding Nr.2 GmbH
Mgmt For For
13 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation
of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights
Mgmt For For
14 Approve Remuneration of Supervisory Board Mgmt For For
15 Amend Corporate Purpose Mgmt For For
16 Amend Articles Re: Convocation of General Meeting due to New
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
Mgmt For For
17 Amend Articles Re: Audio and Video Transmission of the General
Meeting due to New German Legislation (Law on Transposition
of EU Shareholder's Rights Directive)
Mgmt For For
18 Amend Articles Re: Electronic Participation in General Meeting
due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
Mgmt For For
Mgmt19 Amend Articles Re: Exercise of Voting Rights at General Meeting
due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
GDF Suez Meeting
Date
Country Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
03-May-10 France F42768105 Annual/Special 28-Apr-10
CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3
Page 78 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Proponent Mgmt Rec
Vote
Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.47 per
Share
Mgmt For For
4 Approve Auditors' Special Report Regarding Related-Party
Transactions
Mgmt For For
5 Authorize Repurchase of Up to 10 Percent of Issued Share
Capital
Mgmt For For
Special Business Mgmt
6 Authorize Issuance of Equity or Equity-Linked Securities with
Preemptive Rights up to Aggregate Nominal Amount of EUR 250
Million
Mgmt For For
7 Authorize Issuance of Equity or Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal Amount of EUR 250
Million
Mgmt For For
8 Approve Issuance of Shares up to 20 Percent of Issued Capital
Per Year for a Private Placement, up to Aggregate Nominal
Amount of EUR 250 Million
Mgmt For For
9 Authorize Board to Increase Capital in the Event of Additional
Demand Related to Delegation Submitted to Shareholder Vote
Above Under Items 6, 7 and 8
Mgmt For For
10 Authorize Capital Increase of up to 10 Percent of Issued Capital
for Future Acquisitions
Mgmt For For
11 Approve Employee Stock Purchase Plan Mgmt For For
12 Approve Employee Stock Purchase Plan for International
Employees
Mgmt For For
13 Set Global Limit for Capital Increase to Result from All Issuance
Requests under Items 6 to 12 at EUR 310 Million
Mgmt For For
14 Authorize Capitalization of Reserves for Bonus Issue or Increase
in Par Value
Mgmt For For
15 Approve Reduction in Share Capital via Cancellation of
Repurchased Shares
Mgmt For For
16 Authorize up to 0.5 Percent of Issued Capital for Use in Stock
Option Plan
Mgmt For For
17 Authorize up to 0.5 Percent of Issued Capital for Use in
Restricted Stock Plan
Mgmt For Against
18 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Proposals Made by the Employees Shareholders Mgmt
A Approve Dividends of EUR 0.80 per Share
Tootsie Roll Industries, Inc. Meeting
Date
Country
SH
Primary Security
ID
Meeting
Type
Against
Record
Date
Against
Ticker: TR
03-May-10 USA 890516107 Annual 09-Mar-10
CUSIP: 890516107 ISIN: US8905161076 SEDOL: 2896809
Proponent Mgmt Rec
Vote
Instruction
Page 79 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director Melvin J. Gordon Mgmt For Withhold
1.2 Elect Director Ellen R. Gordon Mgmt For For
1.3 Elect Director Lana Jane Lewis-Brent Mgmt For For
1.4 Elect Director Barre A. Seibert Mgmt For For
1.5 Elect Director Richard P. Bergeman Mgmt For For
2 Ratify Auditors Mgmt For For
Zimmer Holdings, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-May-10 USA 98956P102 Annual 04-Mar-10
Ticker: ZMH
CUSIP: 98956P102 ISIN: US98956P1021 SEDOL: 2783815
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Betsy J. Bernard Mgmt For For
2 Elect Director Marc N. Casper Mgmt For For
3 Elect Director David C. Dvorak Mgmt For For
4 Elect Director Larry C. Glasscock Mgmt For For
5 Elect Director Robert A. Hagemann Mgmt For For
6 Elect Director Arthur J. Higgins Mgmt For For
7 Elect Director John L. McGoldrick Mgmt For For
8 Elect Director Cecil B. Pickett, Ph.D. Mgmt For For
9 Ratify Auditors Mgmt For For
Carrefour Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-May-10 France F13923119 Annual/Special 29-Apr-10
Ticker: N/A
CUSIP: F13923119 ISIN: FR0000120172 SEDOL: 5641567
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Discharge Directors Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Transaction with Lars Olofsson Re: Severance Payment Mgmt For Against
4 Approve Transaction with Lars Olofsson Re: Additional Pension Mgmt For For
Scheme
5 Approve Allocation of Income and Dividends of EUR 1.08 per Mgmt For For
Share
6 Reelect Anne-Claire Taittinger as Director Mgmt For For
7 Reelect Sebastien Bazin as Director Mgmt For For
8 Reelect Thierry Breton as Director Mgmt For For
9 Reelect Charles Edelstenne as Director Mgmt For For
Page 80 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Special Business Mgmt
11 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
12 Authorize Stock Option Plan Mgmt For Against
13 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For Against
Restricted Stock Plan
Delphi Financial Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-May-10 USA 247131105 Annual 31-Mar-10
Ticker: DFG
CUSIP: 247131105 ISIN: US2471311058 SEDOL: 2261957
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Philip R. O'Connor Mgmt For For
1.2 Elect Director Robert Rosenkranz Mgmt For For
1.3 Elect Director Donald A. Sherman Mgmt For For
1.4 Elect Director Kevin R. Brine Mgmt For For
1.5 Elect Director Edward A. Fox Mgmt For For
1.6 Elect Director Steven A. Hirsh Mgmt For For
1.7 Elect Director Harold F. Ilg Mgmt For For
1.8 Elect Director James M. Litvack Mgmt For For
1.9 Elect Director James N. Meehan Mgmt For For
1.10 Elect Director Robert F. Wright Mgmt For For
2 Approve Non-Employee Director Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Equity One, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-May-10 USA 294752100 Annual 05-Mar-10
Ticker: EQY
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Noam Ben-Ozer Mgmt For For
1.2 Elect Director James S. Cassel Mgmt For For
1.3 Elect Director Cynthia R. Cohen Mgmt For For
1.4 Elect Director Neil Flanzraich Mgmt For For
1.5 Elect Director Nathan Hetz Mgmt For For
1.6 Elect Director Chaim Katzman Mgmt For For
1.7 Elect Director Peter Linneman Mgmt For For
Page 81 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.8 Elect Director Jeffrey S. Olson Mgmt For For
1.9 Elect Director Dori Segal Mgmt For For
2 Ratify Auditors Mgmt For For
GAMCO Investors, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-May-10 USA 361438104 Annual 31-Mar-10
Ticker: GBL
CUSIP: 361438104 ISIN: US3614381040 SEDOL: 2386827
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mario J. Gabelli Mgmt For For
1.2 Elect Director Edwin L. Artzt Mgmt For For
1.3 Elect Director Raymond C. Avansino, Jr. Mgmt For For
1.4 Elect Director Richard L. Bready Mgmt For For
1.5 Elect Director Eugene R. McGrath Mgmt For For
1.6 Elect Director Robert S. Prather, Jr. Mgmt For For
1.7 Elect Director Elisa M. Wilson Mgmt For For
2 Ratify Auditors Mgmt For For
Peabody Energy Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-May-10 USA 704549104 Annual 12-Mar-10
Ticker: BTU
CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gregory H. Boyce Mgmt For For
1.2 Elect Director William A. Coley Mgmt For For
1.3 Elect Director William E. James Mgmt For For
1.4 Elect Director Robert B. Karn, III Mgmt For For
1.5 Elect Director M. Frances Keeth Mgmt For For
1.6 Elect Director Henry E. Lentz Mgmt For For
1.7 Elect Director Robert A. Malone Mgmt For For
1.8 Elect Director William C. Rusnack Mgmt For For
1.9 Elect Director John F. Turner Mgmt For For
1.10 Elect Director Alan H. Washkowitz Mgmt For For
2 Ratify Auditors Mgmt For For
Volcom, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-May-10 USA 92864N101 Annual 08-Mar-10
Ticker: VLCM
CUSIP: 92864N101 ISIN: US92864N1019 SEDOL: B0CCS09
Page 82 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Rene R. Woolcott Mgmt For For
1.2 Elect Director Richard R. Woolcott Mgmt For For
1.3 Elect Director Douglas S. Ingram Mgmt For For
1.4 Elect Director Anthony M. Palma Mgmt For For
1.5 Elect Director Joseph B. Tyson Mgmt For For
1.6 Elect Director Carl W. Womack Mgmt For For
1.7 Elect Director Kevin G. Wulff Mgmt For For
2 Ratify Auditors Mgmt For For
Allianz SE (formerly Allianz
AG)
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
05-May-10 Germany D03080112 Annual 15-Apr-10
Ticker: N/A
CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 4.10 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Elect Peter Sutherland to the Supervisory Board Mgmt For For
6 Approve Remuneration System for Management Board Members Mgmt For For
7 Approve Creation of EUR 550 Million Pool of Capital with Partial Mgmt For For
Exclusion of Preemptive Rights
8 Approve Creation of EUR 15 Million Pool of Capital without Mgmt For For
Preemptive Rights for Issue of Shares Pursuant to Employee
Stock Option Plan
9 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10 Billion; Approve Creation
of EUR 250 Million Pool of Capital to Guarantee Conversion
Rights
10 Authorize Repurchase of Up to Five Percent of Issued Share Mgmt For For
Capital for Trading Purposes
11 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
12 Authorize Use of Financial Derivatives of up to Five Percent of Mgmt For For
Issued Share Capital When Repurchasing Shares
13 Approve Affiliation Agreement with Subsidiary Allianz Common Mgmt For For
Applications and Services GmbH
14 Approve Affiliation Agreement with Subsidiary AZ-Argos 45 Mgmt For For
Vermoegensverwaltungsgesellschaft mbH
Page 83 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
BAE Systems plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
05-May-10 United Kingdom G06940103 Annual 03-May-10
Ticker: N/A
CUSIP: G06940103 ISIN: GB0002634946 SEDOL: 0263494
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Michael Hartnall as Director Mgmt For For
5 Re-elect Sir Peter Mason as Director Mgmt For For
6 Re-elect Richard Olver as Director Mgmt For For
7 Elect Paul Anderson as Director Mgmt For For
8 Elect Linda Hudson as Director Mgmt For For
9 Elect Nicholas Rose as Director Mgmt For For
10 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
11 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For
12 Authorise EU Political Donations and Expenditure Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Amend Articles of Association Mgmt For For
17 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
Entegris, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
05-May-10 USA 29362U104 Annual 12-Mar-10
Ticker: ENTG
CUSIP: 29362U104 ISIN: US29362U1043 SEDOL: 2599700
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gideon Argov Mgmt For For
1.2 Elect Director Michael A. Bradley Mgmt For For
1.3 Elect Director Marvin D. Burkett Mgmt For For
1.4 Elect Director Michael P.C. Carns Mgmt For For
1.5 Elect Director Daniel W. Christman Mgmt For For
1.6 Elect Director Gary F. Klingl Mgmt For For
1.7 Elect Director Roger D. McDaniel Mgmt For For
1.8 Elect Director Paul L.H. Olson Mgmt For For
1.9 Elect Director Brian F. Sullivan Mgmt For For
Page 84 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
Fresh Del Monte Produce
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
05-May-10 Cayman Islands G36738105 Annual 11-Mar-10
Ticker: FDP
CUSIP: G36738105 ISIN: KYG367381053 SEDOL: 2118707
Vote
Proponent Mgmt Rec Instruction
1a Re-elect Amir Abu-Ghazaleh as Director Mgmt For For
1b Re-elect Salvatore H. Alfiero as Director Mgmt For For
1c Re-elect Edward L. Boykin as Director Mgmt For For
2 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For
3 Ratify Ernst & Young LLP as Auditors Mgmt For For
4 Approve Non-Employee Directors Equity Plan Mgmt For For
5 Approve and Adopt Performance Incentive Plan for Senior Mgmt For For
Executives
6 Approve and Adopt Long-Term Incentive Plan Mgmt For For
General Dynamics
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
05-May-10 USA 369550108 Annual 08-Mar-10
Ticker: GD
CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Nicholas D. Chabraja Mgmt For For
2 Elect Director James S. Crown Mgmt For For
3 Elect Director William P. Fricks Mgmt For For
4 Elect Director Jay L. Johnson Mgmt For For
5 Elect Director George A. Joulwan Mgmt For For
6 Elect Director Paul G. Kaminski Mgmt For For
7 Elect Director John M. Keane Mgmt For For
8 Elect Director Lester L. Lyles Mgmt For For
9 Elect Director William A. Osborn Mgmt For For
10 Elect Director Robert Walmsley Mgmt For For
11 Ratify Auditors Mgmt For For
12 Report on Space-based Weapons Program SH Against Against
Knology, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
05-May-10 USA 499183804 Annual 10-Mar-10
Ticker: KNOL
CUSIP: 499183804 ISIN: US4991838040 SEDOL: 2041557
Page 85 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Donald W. Burton Mgmt For For
1.2 Elect Director William H. Scott, III Mgmt For For
2 Ratify Auditors Mgmt For For
L air Liquide Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
05-May-10 France F01764103 Annual/Special 30-Apr-10
Ticker: N/A
CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 2.25 per Mgmt For For
Share
4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
5 Reelect Beatrice Majnoni d'Intignano as Director Mgmt For For
6 Reelect Benoit Potier as Director Mgmt For For
7 Reelect Paul Skinner as Director Mgmt For For
8 Elect Jean-Paul Agon as Director Mgmt For For
9 Approve Transaction with Benoit Potier Mgmt For Against
10 Approve Transaction with Pierre Dufour Mgmt For For
11 Ratify Ernst and Young et Autres as Auditor Mgmt For For
12 Reelect Mazars as Auditor Mgmt For For
13 Ratify Auditex as Alternate Auditor Mgmt For For
14 Reelect Patrick de Cambourg as Alternate Auditor Mgmt For For
Special Business Mgmt
15 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
16 Authorize up to 2 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
17 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
18 Authorize Board to Issue Free Warrants with Preemptive Rights Mgmt For
Against
During a Public Tender Offer
19 Authorize Capitalization of Reserves of Up to EUR 250 Million for Mgmt For
For
Bonus Issue or Increase in Par Value
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
Ordinary Business Mgmt
Page 86 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
22 Authorize Filing of Required Documents/Other Formalities
American Campus
Communities, Inc.
06-May-10
Meeting
Date
USA
Country
Ticker: ACC
Mgmt
024835100
Primary Security
ID
Annual
Meeting
Type
For
Record
Date
15-Mar-10
For
CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director William C. Bayless, Jr. Mgmt For For
1.2 Elect Director R.D. Burck Mgmt For For
1.3 Elect Director G. Steven Dawson Mgmt For For
1.4 Elect Director Cydney C. Donnell Mgmt For For
1.5 Elect Director Edward Lowenthal Mgmt For For
1.6 Elect Director Joseph M. Macchione Mgmt For For
1.7 Elect Director Winston W. Walker Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors
E.ON AG (formerly Veba AG) Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
06-May-10 Germany D24914133 Annual 16-Apr-10
CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904
Proponent Mgmt Rec
Vote
Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal
2009 (Non-Voting)
Mgmt
2 Approve Allocation of Income and Dividends of EUR 1.50 per
Share
Mgmt For For
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 Mgmt For For
6b Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection
of the Abbreviated Financial Statements for the First Half of
Fiscal 2010
Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or
Cancellation of Repurchased Shares
Mgmt For For
8 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of
EUR 175 Million Pool of Capital to Guarantee Conversion Rights
Mgmt For For
9 Amend Articles Re: Exercise of Voting Rights at General Meeting
due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
Mgmt For For
Page 87 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
GlaxoSmithKline plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 United Kingdom G3910J112 Annual 04-May-10
Ticker: N/A
CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Dr Stephanie Burns as Director Mgmt For For
4 Re-elect Julian Heslop as Director Mgmt For For
5 Re-elect Sir Deryck Maughan as Director Mgmt For For
6 Re-elect Dr Daniel Podolsky as Director Mgmt For For
7 Re-elect Sir Robert Wilson as Director Mgmt For For
8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
9 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
10 Authorise EU Political Donations and Expenditure Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Approve the Exemption from Statement of the Name of the Mgmt For For
Senior Statutory Auditor in Published Copies of the Auditor's
Reports
15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
16 Adopt New Articles of Association Mgmt For For
Heartland Express, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 USA 422347104 Annual 10-Mar-10
Ticker: HTLD
CUSIP: 422347104 ISIN: US4223471040 SEDOL: 2414018
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Russell A. Gerdin Mgmt For Withhold
1.2 Elect Director Michael J. Gerdin Mgmt For Withhold
1.3 Elect Director Richard O. Jacobson Mgmt For For
1.4 Elect Director Dr. Benjamin J. Allen Mgmt For For
1.5 Elect Director Lawrence D. Crouse Mgmt For Withhold
1.6 Elect Director James G. Pratt Mgmt For For
2 Ratify Auditors Mgmt For For
Nokia Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 Finland X61873133 Annual 26-Apr-10
Ticker: N/A
Page 88 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941
Proponent Mgmt Rec
Vote
Instruction
1 Open Meeting Mgmt
2 Calling the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of Minutes
of Meeting
Mgmt For For
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Prepare and Approve List of Shareholders Mgmt For For
6 Receive Financial Statements and Statutory Reports, the Board's
Report, and the Auditor's Report; Receive Review by the CEO
Mgmt
7 Accept Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.40 Per
Share
Mgmt For For
9 Approve Discharge of Board and President Mgmt For For
10 Approve Remuneration of Directors in the Amount of EUR
440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR
130,000 for Other Directors; Approve Remuneration for
Committee Work
Mgmt For For
11 Fix Number of Directors at 10 Mgmt For For
12 Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann,
Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma
Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as
Directors
Mgmt For For
13 Approve Remuneration of Auditors Mgmt For For
14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For
15 Amend Articles Re: Amend Corporate Purpose; Amend Method of
Convening General Meetings
Mgmt For For
16
17
18
Authorize Repurchase of up to 360 Million Issued Shares
Approve Issuance of up to 740 Million Shares without
Preemptive Rights
Close Meeting
Mgmt
Mgmt
Mgmt
For
For
For
For
Reckitt Benckiser Group plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 United Kingdom G74079107 Annual 04-May-10
Ticker: N/A
CUSIP: G74079107 ISIN: GB00B24CGK77 SEDOL: B24CGK7
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Adrian Bellamy as Director Mgmt For Abstain
5 Re-elect Peter Harf as Director Mgmt For Abstain
Page 89 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Re-elect Colin Day as Director Mgmt For For
7 Re-elect Kenneth Hydon as Director Mgmt For For
8 Re-elect Judith Sprieser as Director Mgmt For For
9 Elect Richard Cousins as Director Mgmt For For
10 Elect Warren Tucker as Director Mgmt For For
11 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
12 Authorise Board to Fix Remuneration of Auditors Mgmt For For
13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
15 Authorise Market Purchase Mgmt For For
16 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
17 Adopt New Articles of Association Mgmt For For
Rockwood Holdings, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 USA 774415103 Annual 17-Mar-10
Ticker: ROC
CUSIP: 774415103 ISIN: US7744151033 SEDOL: B0GWF93
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Seifi Ghasemi Mgmt For For
1.2 Elect Director Sheldon R. Erikson Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Simon Property Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 USA 828806109 Annual 08-Mar-10
Ticker: SPG
CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Melvyn E. Bergstein Mgmt For For
2 Elect Director Linda Walker Bynoe Mgmt For For
3 Elect Director Larry C. Glasscock Mgmt For For
4 Elect Director Karen N. Horn, PhD Mgmt For For
5 Elect Director Allan Hubbard Mgmt For For
6 Elect Director Reuben S. Leibowitz Mgmt For For
7 Elect Director Daniel C. Smith, PhD Mgmt For For
8 Elect Director J. Albert Smith, Jr. Mgmt For For
9 Ratify Auditors Mgmt For For
Union Pacific Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 USA 907818108 Annual 26-Feb-10
Ticker: UNP
Page 90 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Andrew H. Card, Jr. Mgmt For For
2 Elect Director Erroll B. Davis, Jr. Mgmt For For
3 Elect Director Thomas J. Donohue Mgmt For For
4 Elect Director Archie W. Dunham Mgmt For For
5 Elect Director Judith Richards Hope Mgmt For For
6 Elect Director Charles C. Krulak Mgmt For For
7 Elect Director Michael R. McCarthy Mgmt For For
8 Elect Director Michael W. McConnell Mgmt For For
9 Elect Director Thomas F. McLarty III Mgmt For For
10 Elect Director Steven R. Rogel Mgmt For For
11 Elect Director Jose H. Villarreal Mgmt For For
12 Elect Director James R. Young Mgmt For For
13 Ratify Auditors Mgmt For For
14 Require Independent Board Chairman SH Against Against
15 Reduce Supermajority Vote Requirement SH Against For
United Parcel Service, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 USA 911312106 Annual 08-Mar-10
Ticker: UPS
CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director F. Duane Ackerman Mgmt For For
1.2 Elect Director Michael J. Burns Mgmt For For
1.3 Elect Director D. Scott Davis Mgmt For For
1.4 Elect Director Stuart E. Eizenstat Mgmt For For
1.5 Elect Director Michael L. Eskew Mgmt For For
1.6 Elect Director William R. Johnson Mgmt For For
1.7 Elect Director Ann M. Livermore Mgmt For For
1.8 Elect Director Rudy Markham Mgmt For For
1.9 Elect Director John W. Thompson Mgmt For For
1.10 Elect Director Carol B. Tome Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
Page 91 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Verizon Communications
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 USA 92343V104 Annual 08-Mar-10
Ticker: VZ
CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Richard L. Carrion Mgmt For Against
2 Elect Director M. Frances Keeth Mgmt For Against
3 Elect Director Robert W. Lane Mgmt For For
4 Elect Director Sandra O. Moose Mgmt For Against
5 Elect Director Joseph Neubauer Mgmt For For
6 Elect Director Donald T. Nicolaisen Mgmt For Against
7 Elect Director Thomas H. O'Brien Mgmt For For
8 Elect Director Clarence Otis, Jr. Mgmt For For
9 Elect Director Hugh B. Price Mgmt For Against
10 Elect Director Ivan G. Seidenberg Mgmt For For
11 Elect Director Rodney E. Slater Mgmt For For
12 Elect Director John W. Snow Mgmt For Against
13 Elect Director John R. Stafford Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
16 Prohibit Executive Stock-Based Awards SH Against Against
17 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For
Orientation and Gender Identity
18 Performance-Based Equity Awards SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Adopt Policy on Succession Planning SH Against Against
21 Adopt a Policy in which the Company will not Make or Promise to SH Against
For
Make Any Death Benefit Payments to Senior Executives
22 Stock Retention/Holding Period SH Against Against
Vinci Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
06-May-10 France F5879X108 Annual/Special 03-May-10
Ticker: N/A
CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
Page 92 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.62 per
Share
Mgmt For For
4 Authorize Payment of Dividends by Shares Mgmt For For
5 Reelect Dominique Ferrero as Director Mgmt For Against
6 Reelect Xavier Huillard as Director Mgmt For Against
7 Reelect Henri Saint Olive as Director Mgmt For For
8 Reelect Yves-Thibault de Silguy as Director Mgmt For Against
9 Elect Qatari Diar Real Estate Investment Company as Director Mgmt For For
10 Approve Remuneration of Directors in the Aggregate Amount of
EUR 920,000
Mgmt For For
11 Authorize Repurchase of Up to 10 Percent of Issued Share
Capital
Mgmt For For
12 Approve Transaction with Vinci Concessions Re: Participation in
Aegean Motorway SA
Mgmt For For
13 Approve Transaction with Vinci Concessions Re: Participation in
Olympia Odos and Olympia Odos Operation
Mgmt For For
14 Amend Transaction with Vinci Concessions Re: Financing
Obtained by Arcour, Contractor of A19 Highway
Mgmt For For
15 Approve Transaction with Vinci Concessions Re: Financing of
A-Modell A5 Highway Concession
Mgmt For For
16 Approve Transaction with Vinci Concessions Re: Participation in
ASF
Mgmt For For
17 Approve Additional Pension Scheme Agreement for Xavier
Huillard
Mgmt For For
18 Approve Severance Payment Agreement for Xavier Huillard Mgmt For Against
19 Approve Transaction with YTSeuropaconsultants Re: Consulting
Services
Mgmt For Against
Special Business Mgmt
20 Approve Reduction in Share Capital via Cancellation of
Repurchased Shares
Mgmt For For
21 Authorize Issuance of Equity or Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal Amount of EUR 150
Million
Mgmt For For
22 Approve Employee Stock Purchase Plan Mgmt For Against
23 Approve Stock Purchase Plan Reserved for International
Employees
Mgmt For Against
24 Amend Articles 17 of Bylaws Re: Attendance to General Meetings
Through Videoconference and Telecommunication
Mgmt For For
25 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Curtiss-Wright Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: CW
07-May-10 USA 231561101 Annual 01-Mar-10
CUSIP: 231561101 ISIN: US2315611010 SEDOL: 2241205
Proponent Mgmt Rec
Vote
Instruction
Page 93 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director Martin R. Benante Mgmt For For
1.2 Elect Director S. Marce Fuller Mgmt For For
1.3 Elect Director Allen A. Kozinski Mgmt For For
1.4 Elect Director Carl G. Miller Mgmt For For
1.5 Elect Director William B. Mitchell Mgmt For For
1.6 Elect Director John R. Myers Mgmt For For
1.7 Elect Director John B. Nathman Mgmt For For
1.8 Elect Director William W. Sihler Mgmt For For
1.9 Elect Director Albert E. Smith Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
Granite Construction
Incorporated
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-May-10 USA 387328107 Annual 12-Mar-10
Ticker: GVA
CUSIP: 387328107 ISIN: US3873281071 SEDOL: 2381189
Vote
Proponent Mgmt Rec Instruction
1 Elect Director William G. Dorey Mgmt For For
2 Elect Director Rebecca A. McDonald Mgmt For For
3 Elect Director William H. Powell Mgmt For For
4 Elect Director Claes G. Bjork Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Approve Executive Incentive Bonus Plan Mgmt For For
7 Approve/Amend Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
Occidental Petroleum
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-May-10 USA 674599105 Annual 15-Mar-10
Ticker: OXY
CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Spencer Abraham Mgmt For For
2 Elect Director John S. Chalsty Mgmt For For
3 Elect Director Stephen I. Chazen Mgmt For For
4 Elect Director Edward P. Djerejian Mgmt For For
5 Elect Director John E. Feick Mgmt For For
6 Elect Director Carlos M. Gutierrez Mgmt For For
7 Elect Director Ray R. Irani Mgmt For For
Page 94 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
8 Elect Director Irvin W. Maloney Mgmt For For
9 Elect Director Avedick B. Poladian Mgmt For For
10 Elect Director Rodolfo Segovia Mgmt For For
11 Elect Director Aziz D. Syriani Mgmt For For
12 Elect Director Rosemary Tomich Mgmt For For
13 Elect Director Walter L. Weisman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
17 Limit Executive Compensation SH Against Against
18 Require Independent Board Chairman SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Report on Host Country Social and Environmental Laws SH Against Against
21 Require a Majority Vote for the Election of Directors SH Against For
22 Report on Policy for Increasing Safety by Reducing Hazardous SH Against
Against
Substance Usage and Re-locating Facilities
23 Double Trigger on Equity Plans SH Against Against
Standard Chartered plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-May-10 United Kingdom G84228157 Annual 05-May-10
Ticker: N/A
CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Re-elect Jamie Dundas as Director Mgmt For For
5 Re-elect Val Gooding as Director Mgmt For For
6 Re-elect Rudy Markham as Director Mgmt For For
7 Re-elect John Peace as Director Mgmt For For
8 Re-elect Peter Sands as Director Mgmt For For
9 Re-elect Paul Skinner as Director Mgmt For For
10 Re-elect Oliver Stocken as Director Mgmt For For
11 Elect Jaspal Bindra as Director Mgmt For For
12 Elect Richard Delbridge as Director Mgmt For For
13 Elect Dr Han Seung-soo as Director Mgmt For For
14 Elect Simon Lowth as Director Mgmt For For
15 Elect Mike Rees as Director Mgmt For For
Page 95 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
16 Reappoint KPMG Audit plc as Auditors Mgmt For For
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Approve EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
23 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
24 Authorise Market Purchase Mgmt For For
25 Authorise Market Purchase Mgmt For For
26 Adopt New Articles of Association Mgmt For For
27 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
28 Amend Restricted Share Scheme Mgmt For For
29 Approve Waiver on the Reporting and Annual Review Mgmt For For
Requirements in Respect of Ongoing Banking Transactions with
Associates of Temasek
30 Approve the Waiver in Respect of the Requirement to Enter into Mgmt For For
Fixed-term Written Agreements with Temasek
31 Approve Future Ongoing Banking Transactions with Temasek Mgmt For For
The Goldman Sachs Group,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-May-10 USA 38141G104 Annual 08-Mar-10
Ticker: GS
CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lloyd C. Blankfein Mgmt For For
1.2 Elect Director John H. Bryan Mgmt For For
1.3 Elect Director Gary D. Cohn Mgmt For For
1.4 Elect Director Claes Dahlback Mgmt For For
1.5 Elect Director Stephen Friedman Mgmt For For
1.6 Elect Director William W. George Mgmt For For
1.7 Elect Director James A. Johnson Mgmt For For
1.8 Elect Director Lois D. Juliber Mgmt For For
1.9 Elect Director Lakshmi N. Mittal Mgmt For For
1.10 Elect Director James J. Schiro Mgmt For For
1.11 Elect Director H. Lee Scott, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
4 Reduce Supermajority Vote Requirement Mgmt For For
Page 96 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
5 Provide Right to Call Special Meeting Mgmt For For
6 Provide for Cumulative Voting SH Against Against
7 Report on Collateral in Derivatives Trading SH Against Against
8 Require Independent Board Chairman SH Against Against
9 Report on Political Contributions SH Against Against
10 Report on Global Warming Science SH Against Against
11 Report on Pay Disparity SH Against Against
12 Stock Retention/Holding Period SH Against Against
Anixter International Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-May-10 USA 035290105 Annual 19-Mar-10
Ticker: AXE
CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lord James Blyth Mgmt For For
1.2 Elect Director Frederic F. Brace Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Robert J. Eck Mgmt For For
1.5 Elect Director Robert W. Grubbs, Jr. Mgmt For For
1.6 Elect Director F. Philip Handy Mgmt For For
1.7 Elect Director Melvyn N. Klein Mgmt For For
1.8 Elect Director George Munoz Mgmt For For
1.9 Elect Director Stuart M. Sloan Mgmt For For
1.10 Elect Director Matthew Zell Mgmt For For
1.11 Elect Director Samuel Zell Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
ArcelorMittal Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-May-10 Luxembourg L0302D129 Annual 26-Apr-10
Ticker: N/A
CUSIP: N/A ISIN: N/A SEDOL: 7281886
Vote
Proponent Mgmt Rec Instruction
Annual Meeting Mgmt
Ordinary Business Mgmt
1 Receive and Approve Directors' and Auditors' Reports Mgmt
2 Accept Consolidated Financial Statements Mgmt For For
3 Accept Financial Statements Mgmt For For
Page 97 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For
Share
5 Approve Remuneration of Directors Mgmt For For
6 Approve Discharge of Directors Mgmt For For
7 Acknowledge Cooptation of Jeannot Krecke as Director Mgmt For Against
8 Reelect Vanisha Mittal Bhatia as Director Mgmt For Against
9 Elect Jeannot Krecke as Director Mgmt For Against
10 Approve Share Repurchase Program Mgmt For Against
11 Ratify Deloitte SA as Auditors Mgmt For For
12 Approve Share Plan Grant Mgmt For For
13 Approve Employee Stock Purchase Plan Mgmt For For
Extraordinary Business Mgmt
14 Waive Requirement for Mandatory Offer to All Shareholders Mgmt For For
Boston Scientific Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-May-10 USA 101137107 Annual 12-Mar-10
Ticker: BSX
CUSIP: 101137107 ISIN: US1011371077 SEDOL: 2113434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John E. Abele Mgmt For For
1.2 Elect Director Katharine T. Bartlett Mgmt For For
1.3 Elect Director Bruce L. Byrnes Mgmt For For
1.4 Elect Director Nelda J. Connors Mgmt For For
1.5 Elect Director J. Raymond Elliott Mgmt For For
1.6 Elect Director Marye Anne Fox Mgmt For For
1.7 Elect Director Ray J. Groves Mgmt For For
1.8 Elect Director Ernest Mario Mgmt For For
1.9 Elect Director N.J. Nicholas, Jr. Mgmt For For
1.10 Elect Director Pete M. Nicholas Mgmt For For
1.11 Elect Director Uwe E. Reinhardt Mgmt For For
1.12 Elect Director John E. Sununu Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
Skyworks Solutions, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-May-10 USA 83088M102 Annual 23-Mar-10
Ticker: SWKS
CUSIP: 83088M102 ISIN: US83088M1027 SEDOL: 2961053
Vote
Proponent Mgmt Rec Instruction
Page 98 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director Kevin L. Beebe Mgmt For For
1.2 Elect Director Timothy R. Furey Mgmt For For
1.3 Elect Director David J. McLachlan Mgmt For For
2 Ratify Auditors Mgmt For For
Unilever NV Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-May-10 Netherlands N8981F271 Annual 20-Apr-10
Ticker: N/A
CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1
Vote
Proponent Mgmt Rec Instruction
Annual Meeting Mgmt
1 Receive Report of Management Board (Non-Voting) Mgmt
2 Approve Financial Statements and Allocation of Income Mgmt For For
3 Approve Discharge of Executive Directors Mgmt For For
4 Approve Discharge of Non-Executive Directors Mgmt For For
5 Reelect P.G.J.M. Polman to Executive Board Mgmt For For
6 Elect R.J-M.S. Huet to Executive Board Mgmt For For
7 Reelect L.O. Fresco as Non-Executive Director Mgmt For For
8 Reelect A.M. Fudge as Non-Executive Director Mgmt For For
9 Reelect C.E. Golden as Non-Executive Director Mgmt For For
10 Reelect B.E. Grote as Non-Executive Director Mgmt For For
11 Reelect H. Nyasulu as Non-Executive Director Mgmt For For
12 Reelect K.J. Storm as Non-Executive Director Mgmt For For
13 Reelect M. Treschow as Non-Executive Director Mgmt For For
14 Reelect J. van der Veer as Non-Executive Director Mgmt For For
15 Elect P. Walsh as Non-Executive Director Mgmt For For
16 Elect M. Rifkind as Non-Executive Director Mgmt For For
17 Approve Management Co-Investment Plan Mgmt For For
18 Amend Performance Criteria of the Annual Bonus Mgmt For For
19 Amend Performance Criteria of the Long-Term Incentive Plan Mgmt For For
20 Approve Cancellation of 4 Percent Cumulative Preference Shares Mgmt For For
21 Authorize Repurchase of 6% Cumulative Preference Shares and Mgmt For For
7% Cumulative Preference Shares
22 Authorize Repurchase of Up to Ten Percent of Issued Share Mgmt For For
Capital
23 Approve Authorization to Cancel Ordinary Shares Mgmt For For
24 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
25 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
Page 99 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
26 Allow Questions and Close Meeting Mgmt
Waste Management, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-May-10 USA 94106L109 Annual 15-Mar-10
Ticker: WM
CUSIP: 94106L109 ISIN: US94106L1098 SEDOL: 2937667
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Pastora San Juan Cafferty Mgmt For For
2 Elect Director Frank M. Clark, Jr. Mgmt For For
3 Elect Director Patrick W. Gross Mgmt For For
4 Elect Director John C. Pope Mgmt For For
5 Elect Director W. Robert Reum Mgmt For For
6 Elect Director Steven G. Rothmeier Mgmt For For
7 Elect Director David P. Steiner Mgmt For For
8 Elect Director Thomas H. Weidemeyer Mgmt For For
9 Ratify Auditors Mgmt For For
10 Reduce Supermajority Vote Requirement Mgmt For For
11 Report on Political Contributions SH Against Against
12 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
BG Group plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 United Kingdom G1245Z108 Annual 10-May-10
Ticker: N/A
CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Elect Mark Seligman as Director Mgmt For For
5 Re-elect Peter Backhouse as Director Mgmt For For
6 Re-elect Lord Sharman as Director Mgmt For For
7 Re-elect Philippe Varin as Director Mgmt For For
8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
9 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For
10 Authorise EU Political Donations and Expenditure Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
Page 100 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
15 Adopt New Articles of Association
BNP Paribas Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: N/A
12-May-10 France F1058Q238 Annual/Special 07-May-10
CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681
Proponent Mgmt Rec
Vote
Instruction
Ordinary Business Mgmt
1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.50 per
Share
Mgmt For For
4 Acknowledge Auditors' Special Report Mentioning the Absence of
New Related-Party Transactions
Mgmt For For
5 Authorize Repurchase of Up to 10 Percent of Issued Share
Capital
Mgmt For For
6 Reelect Louis Schweitzer as Director Mgmt For Against
7 Elect Michel Tilmant as Director Mgmt For Against
8 Elect Emiel Van Broekhoven as Director Mgmt For Against
9 Elect Meglena Kuneva as Director Mgmt For For
10 Elect Jean Laurent Bonnafe as Director Mgmt For Against
11 Approve Remuneration of Directors in the Aggregate Amount of
EUR 975,000
Mgmt For For
Special Business Mgmt
12 Authorize Issuance of Equity or Equity-Linked Securities with
Preemptive Rights up to Aggregate Nominal Amount of EUR 1
Billion
Mgmt For For
13 Authorize Issuance of Equity or Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal Amount of EUR 350
Million
Mgmt For For
14 Authorize Capital Increase of Up to EUR 350 Million for Future
Exchange Offers
Mgmt For For
15 Authorize Capital Increase of up to 10 Percent of Issued Capital
for Future Acquisitions
Mgmt For For
16 Set Total Limit for Capital Increase to Result from Issuance
Requests under Items 8 to 10 at EUR 350 Million
Mgmt For For
17 Authorize Capitalization of Reserves of Up to EUR 1 Billion for
Bonus Issue or Increase in Par Value
Mgmt For For
18 Set Total Limit for Capital Increase to Result from Issuance
Requests under Items 7 to 10 at EUR1 Billion
Mgmt For For
19 Approve Employee Stock Purchase Plan Mgmt For For
20 Approve Reduction in Share Capital via Cancellation of
Repurchased Shares
Mgmt For For
21 Approve Merger by Absorption of Fortis Banque France Mgmt For For
Page 101 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
22 Amend Bylaws to Remove All References to Preferred Stock Mgmt For For
(Class B) Suscribed by SPPE on March 31, 2009; And Adopt new
Version of Bylaws
23 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ConocoPhillips Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 20825C104 Annual 15-Mar-10
Ticker: COP
CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Richard L. Armitage Mgmt For For
1.2 Elect Director Richard H. Auchinleck Mgmt For For
1.3 Elect Director James E. Copeland, Jr. Mgmt For For
1.4 Elect Director Kenneth M. Duberstein Mgmt For For
1.5 Elect Director Ruth R. Harkin Mgmt For For
1.6 Elect Director Harold W. Mcgraw III Mgmt For For
1.7 Elect Director James J. Mulva Mgmt For For
1.8 Elect Director Robert A. Niblock Mgmt For For
1.9 Elect Director Harald J. Norvik Mgmt For For
1.10 Elect Director William K. Reilly Mgmt For For
1.11 Elect Director Bobby S. Shackouls Mgmt For For
1.12 Elect Director Victoria J. Tschinkel Mgmt For For
1.13 Elect Director Kathryn C. Turner Mgmt For For
1.14 Elect Director William E. Wade, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Board Risk Management Oversight SH Against Against
4 Adopt Quantitative GHG Goals for Products and Operations SH Against For
5 Report on Environmental Impact of Oil Sands Operations in SH Against Against
Canada
6 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against
Impacts
7 Report on Financial Risks of Climate Change SH AgainstAgainst
8 Adopt Goals to Reduce Emission of TRI Chemicals SH Against For
9 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH Against For
Orientation and Gender Identity
10 Report on Political Contributions SH Against Against
CVS Caremark Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 126650100 Annual 15-Mar-10
Ticker: CVS
CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609
Page 102 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Edwin M. Banks Mgmt For Against
2 Elect Director C. David Brown II Mgmt For Against
3 Elect Director David W. Dorman Mgmt For Against
4 Elect Director Kristen Gibney Williams Mgmt For For
5 Elect Director Marian L. Heard Mgmt For Against
6 Elect Director William H. Joyce Mgmt For For
7 Elect Director Jean-Pierre Millon Mgmt For For
8 Elect Director Terrence Murray Mgmt For For
9 Elect Director C.A. Lance Piccolo Mgmt For For
10 Elect Director Sheli Z. Rosenberg Mgmt For Against
11 Elect Director Thomas M. Ryan Mgmt For For
12 Elect Director Richard J. Swift Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For For
15 Provide Right to Call Special Meeting Mgmt For For
16 Report on Political Contributions SH Against Against
17 Adopt Global Warming Principles SH Against Against
Dril-Quip, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 262037104 Annual 25-Mar-10
Ticker: DRQ
CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alexander P. Shukis Mgmt For For
2 Ratify Auditors Mgmt For For
Eastman Kodak Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 277461109 Annual 15-Mar-10
Ticker: EK
CUSIP: 277461109 ISIN: US2774611097 SEDOL: 2300601
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Richard S. Braddock Mgmt For For
2 Elect Director Herald Y. Chen Mgmt For For
3 Elect Director Adam H. Clammer Mgmt For For
4 Elect Director Timothy M. Donahue Mgmt For For
5 Elect Director Michael J. Hawley Mgmt For For
6 Elect Director William H. Hernandez Mgmt For For
Page 103 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
7 Elect Director Douglas R. Lebda Mgmt For For
8 Elect Director Debra L. Lee Mgmt For For
9 Elect Director Delano E. Lewis Mgmt For For
10 Elect Director William G. Parrett Mgmt For For
11 Elect Director Antonio M. Perez Mgmt For For
12 Elect Director Joel Seligman Mgmt For For
13 Elect Director Dennis F. Strigl Mgmt For For
14 Elect Director Laura D'Andrea Tyson Mgmt For For
15 Ratify Auditors Mgmt For For
16 Amend Omnibus Stock Plan Mgmt For Against
17 Amend Executive Incentive Bonus Plan Mgmt For For
Knight Capital Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 499005106 Annual 01-Apr-10
Ticker: NITE
CUSIP: 499005106 ISIN: US4990051066 SEDOL: 2266275
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William L. Bolster Mgmt For For
1.2 Elect Director Gary R. Griffith Mgmt For For
1.3 Elect Director Thomas M. Joyce Mgmt For For
1.4 Elect Director James W. Lewis Mgmt For For
1.5 Elect Director Thomas C. Lockburner Mgmt For For
1.6 Elect Director James T. Milde Mgmt For For
1.7 Elect Director Christopher C. Quick Mgmt For For
1.8 Elect Director Laurie M. Shahon Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
ManTech International
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 564563104 Annual 18-Mar-10
Ticker: MANT
CUSIP: 564563104 ISIN: US5645631046 SEDOL: 2825308
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director George J. Pedersen Mgmt For For
1.2 Elect Director Richard L. Armitage Mgmt For For
1.3 Elect Director Mary K. Bush Mgmt For For
1.4 Elect Director Barry G. Campbell Mgmt For For
1.5 Elect Director W.R. Fatzinger, Jr. Mgmt For For
Page 104 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.6 Elect Director David E. Jeremiah Mgmt For For
1.7 Elect Director Richard J. Kerr Mgmt For For
1.8 Elect Director Kenneth A. Minihan Mgmt For For
1.9 Elect Director Stephen W. Porter Mgmt For For
1.10 Elect Director Lawrence B. Prior, III Mgmt For For
2 Ratify Auditors Mgmt For For
Murphy Oil Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 626717102 Annual 15-Mar-10
Ticker: MUR
CUSIP: 626717102 ISIN: US6267171022 SEDOL: 2611206
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Frank W. Blue Mgmt For For
1.2 Elect Director Claiborne P. Deming Mgmt For For
1.3 Elect Director Robert A. Hermes Mgmt For For
1.4 Elect Director James V. Kelley Mgmt For For
1.5 Elect Director R. Madison Murphy Mgmt For For
1.6 Elect Director William C. Nolan, Jr. Mgmt For For
1.7 Elect Director Neal E. Schmale Mgmt For For
1.8 Elect Director David J. H. Smith Mgmt For For
1.9 Elect Directors Caroline G. Theus Mgmt For For
1.10 Elect Directors David M. Wood Mgmt For For
2 Ratify Auditors Mgmt For For
Philip Morris International
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 718172109 Annual 16-Mar-10
Ticker: PM
CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Harold Brown Mgmt For For
2 Elect Director Mathis Cabiallavetta Mgmt For For
3 Elect Director Louis C. Camilleri Mgmt For For
4 Elect Director J. Dudley Fishburn Mgmt For For
5 Elect Director Jennifer Li Mgmt For For
6 Elect Director Graham Mackay Mgmt For For
7 Elect Director Sergio Marchionne Mgmt For For
8 Elect Director Lucio A. Noto Mgmt For For
9 Elect Director Carlos Slim Helu Mgmt For For
Page 105 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
10 Elect Director Stephen M. Wolf Mgmt For For
11 Ratify Auditors Mgmt For For
12 Report on Effect of Marketing Practices on the Poor SH Against Against
13 Establish Supplier Human Rights Purchasing Protocols SH Against Against
The Warnaco Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 934390402 Annual 18-Mar-10
Ticker: WRC
CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668
Vote
Proponent Mgmt Rec Instruction
1 Elect Director David A. Bell Mgmt For For
2 Elect Director Robert A. Bowman Mgmt For For
3 Elect Director Richard Karl Goeltz Mgmt For For
4 Elect Director Joseph R. Gromek Mgmt For For
5 Elect Director Sheila A. Hopkins Mgmt For For
6 Elect Director Charles R. Perrin Mgmt For For
7 Elect Director Nancy A. Reardon Mgmt For For
8 Elect Director Donald L. Seeley Mgmt For For
9 Elect Director Cheryl Nido Turpin Mgmt For For
10 Ratify Auditors Mgmt For For
Tupperware Brands
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 USA 899896104 Annual 15-Mar-10
Ticker: TUP
CUSIP: 899896104 ISIN: US8998961044 SEDOL: 2872069
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Rita Bornstein, Ph.D. Mgmt For For
2 Elect Director Kriss Cloninger, III Mgmt For For
3 Elect Director E.V. Goings Mgmt For For
4 Elect Director Joe R. Lee Mgmt For For
5 Elect Director Bob Marbut Mgmt For For
6 Elect Director Antonio Monteiro de Castro Mgmt For For
7 Elect Director David R. Parker Mgmt For For
8 Elect Director Joyce M. Roche Mgmt For For
9 Elect Director J. Patrick Spainhour Mgmt For For
10 Elect Director M. Anne Szostak Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Page 106 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
13 Approve Omnibus Stock Plan Mgmt For Against
Unilever plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
12-May-10 United Kingdom G92087165 Annual 10-May-10
Ticker: N/A
CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Paul Polman as Director Mgmt For For
4 Elect Jean-Marc Huet as Director Mgmt For For
5 Re-elect Louise Fresco as Director Mgmt For For
6 Re-elect Ann Fudge as Director Mgmt For For
7 Re-elect Charles Golden as Director Mgmt For For
8 Re-elect Byron Grote as Director Mgmt For For
9 Re-elect Hixonia Nyasulu as Director Mgmt For For
10 Re-elect Kees Storm as Director Mgmt For For
11 Re-elect Michael Treschow as Director Mgmt For For
12 Re-elect Jeroen van der Veer as Director Mgmt For For
13 Re-elect Paul Walsh as Director Mgmt For For
14 Elect Sir Malcolm Rifkind as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
22 Approve the Management Co-Investment Plan Mgmt For For
23 Adopt New Articles of Association Mgmt For For
Alexanders, Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 014752109 Annual 15-Mar-10
Ticker: ALX
CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael D. Fascitelli Mgmt For Withhold
1.2 Elect Director Thomas R. DiBenedetto Mgmt For For
Page 107 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Ratify Auditors
AMERIGROUP Corporation Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: AGP
13-May-10 USA 03073T102 Annual 16-Mar-10
CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Kay Coles James Mgmt For For
1.2 Elect Director Hala Moddelmog Mgmt For For
1.3 Elect Director Uwe E. Reinhardt, Ph.d. Mgmt For For
2 Ratify Auditors
Bill Barrett Corporation Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: BBG
13-May-10 USA 06846N104 Annual 15-Mar-10
CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director William F. Owens Mgmt For For
1.2 Elect Director Randy A. Foutch Mgmt For For
1.3 Elect Director Joseph N. Jaggers Mgmt For For
1.4 Elect Director Edmund P. Segner, III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Reduce Supermajority Vote Requirement
C.H. Robinson Worldwide,
Inc.
13-May-10
Meeting
Date
Ticker: CHRW
USA
Country
SH
12541W209
Primary Security
ID
Annual
Meeting
Type
Against
Record
Date
16-Mar-10
For
CUSIP: 12541W209 ISIN: US12541W2098 SEDOL: 2116228
Proponent Mgmt Rec
Vote
Instruction
1 Elect Director Steven L. Polacek Mgmt For For
2 Elect Director ReBecca Koenig Roloff Mgmt For For
3 Elect Director Michael W. Wickham Mgmt For For
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors
Carter's, Inc. Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: CRI
13-May-10 USA 146229109 Annual 26-Mar-10
CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939
Page 108 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vanessa J. Castagna Mgmt For For
1.2 Elect Director William J. Montgoris Mgmt For For
1.3 Elect Director David Pulver Mgmt For For
2 Ratify Auditors Mgmt For For
Cinemark Holdings, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 17243V102 Annual 25-Mar-10
Ticker: CNK
CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Benjamin D. Chereskin Mgmt For For
1.2 Elect Director Lee Roy Mitchell Mgmt For For
1.3 Elect Director Raymond W. Syufy Mgmt For For
2 Ratify Auditors Mgmt For For
Ford Motor Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 345370860 Annual 17-Mar-10
Ticker: F
CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen G. Butler Mgmt For For
1.2 Elect Director Kimberly A. Casiano Mgmt For For
1.3 Elect Director Anthony F. Earley, Jr. Mgmt For For
1.4 Elect Director Edsel B. Ford II Mgmt For For
1.5 Elect Director William Clay Ford, Jr. Mgmt For For
1.6 Elect Director Richard A. Gephardt Mgmt For For
1.7 Elect Director Irvine O. Hockaday, Jr. Mgmt For For
1.8 Elect Director Richard A. Manoogian Mgmt For For
1.9 Elect Director Ellen R. Marram Mgmt For For
1.10 Elect Director Alan Mulally Mgmt For For
1.11 Elect Director Homer A. Neal Mgmt For For
1.12 Elect Director Gerald L. Shaheen Mgmt For For
1.13 Elect Director John L. Thornton Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt NOL Rights Plan (NOL Pill) Mgmt For For
4 Disclose Prior Government Service SH Against Against
5 Adopt Recapitalization Plan SH Against Against
Page 109 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Report on Political Contributions SH Against Against
7 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
8 Prohibit Energy Projects Only Concerned With CO2 Reduction SH Against Against
General Maritime Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 Marshall Isl Y2693R101 Annual 15-Mar-10
Ticker: GMR
CUSIP: Y2693R101 ISIN: MHY2693R1018 SEDOL: B3KH711
Vote
Proponent Mgmt Rec Instruction
1.1 Reelect Peter C. Georgiopoulos as Director Mgmt For For
1.2 Reelect William J. Crabtree as Director Mgmt For For
1.3 Reelect Dr. E. Grant Gibbons as Director Mgmt For For
2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Google Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 38259P508 Annual 15-Mar-10
Ticker: GOOG
CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Eric Schmidt Mgmt For For
1.2 Elect Director Sergey Brin Mgmt For For
1.3 Elect Director Larry Page Mgmt For For
1.4 Elect Director L. John Doerr Mgmt For For
1.5 Elect Director John L. Hennessy Mgmt For For
1.6 Elect Director Ann Mather Mgmt For For
1.7 Elect Director Paul S. Otellini Mgmt For For
1.8 Elect Director K. Ram Shriram Mgmt For For
1.9 Elect Director Shirley M. Tilghman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Prepare Sustainability Report SH Against For
5 Adopt Principles for Online Advertising SH Against Against
6 Amend Human Rights Policies Regarding Chinese Operations SH Against Against
Highwoods Properties, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 431284108 Annual 02-Mar-10
Ticker: HIW
CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640
Page 110 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gene H. Anderson Mgmt For For
1.2 Elect Director Edward J. Fritsch Mgmt For For
1.3 Elect Director David J. Hartzell Mgmt For For
1.4 Elect Director Lawrence S. Kaplan Mgmt For For
1.5 Elect Director Sherry A. Kellett Mgmt For For
1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Rent-A-Center, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 76009N100 Annual 31-Mar-10
Ticker: RCII
CUSIP: 76009N100 ISIN: US76009N1000 SEDOL: 2733092
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Mitchel E. Fadel Mgmt For For
2 Elect Director Kerney Laday Mgmt For For
3 Elect Director Paula Stern Mgmt For For
4 Ratify Auditors Mgmt For For
Republic Services, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 760759100 Annual 16-Mar-10
Ticker: RSG
CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530
Vote
Proponent Mgmt Rec Instruction
1 Election Director James E. O Connor Mgmt For For
2 Election Director John W. Croghan Mgmt For For
3 Election Director James W. Crownover Mgmt For For
4 Election Director William J. Flynn Mgmt For For
5 Election Director David I. Foley Mgmt For For
6 Election Director Michael Larson Mgmt For For
7 Election Director Nolan Lehmann Mgmt For For
8 Election Director W. Lee Nutter Mgmt For For
9 Election Director Ramon A. Rodriguez Mgmt For For
10 Election Director Allan C. Sorensen Mgmt For For
11 Election Director John M. Trani Mgmt For For
12 Election Director Michael W. Wickham Mgmt For For
13 Ratify Auditors Mgmt For For
Page 111 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
14 Report on Political Contributions SH Against Against
SIGA Technologies, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 826917106 Annual 31-Mar-10
Ticker: SIGA
CUSIP: 826917106 ISIN: US8269171067 SEDOL: 2107437
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Eric A. Rose Mgmt For For
1.2 Elect Director James J. Antal Mgmt For For
1.3 Elect Director Michael J. Bayer Mgmt For For
1.4 Elect Director Thomas E. Constance Mgmt For For
1.5 Elect Director Steven L. Fasman Mgmt For Withhold
1.6 Elect Director Scott M. Hammer Mgmt For For
1.7 Elect Director Joseph W. Marshall, III Mgmt For For
1.8 Elect Director Paul G. Savas Mgmt For Withhold
1.9 Elect Director Bruce Slovin Mgmt For Withhold
1.10 Elect Director Michael A. Weiner Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
The Charles Schwab
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 808513105 Annual 15-Mar-10
Ticker: SCHW
CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Arun Sarin Mgmt For For
1.2 Elect Director Paula A. Sneed Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Report on Political Contributions SH Against Against
5 Adopt a Policy in which the Company will not Make or Promise to SH Against For
Make Any Death Benefit Payments to Senior Executives
The Dow Chemical Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
13-May-10 USA 260543103 Annual 15-Mar-10
Ticker: DOW
CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Arnold A. Allemang Mgmt For For
Page 112 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Elect Director Jacqueline K. Barton Mgmt For For
3 Elect Director James A. Bell Mgmt For Against
4 Elect Director Jeff M. Fettig Mgmt For Against
5 Elect Director Barbara H. Franklin Mgmt For For
6 Elect Director John B. Hess Mgmt For For
7 Elect Director Andrew N. Liveris Mgmt For For
8 Elect Director Paul Polman Mgmt For For
9 Elect Director Dennis H. Reilley Mgmt For For
10 Elect Director James M. Ringler Mgmt For For
11 Elect Director Ruth G. Shaw Mgmt For For
12 Elect Director Paul G. Stern Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Provide Right to Call Special Meeting Mgmt For For
15 Report on Environmental Remediation in Midland Area SH Against Against
16 Stock Retention/Holding Period SH Against Against
17 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Bruker Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
14-May-10 USA 116794108 Annual 31-Mar-10
Ticker: BRKR
CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Wolf-Dieter Emmerich Mgmt For For
1.2 Elect Director Brenda J. Furlong Mgmt For For
1.3 Elect Director Frank H. Laukien Mgmt For Withhold
1.4 Elect Director Richard A. Packer Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Consolidated Edison, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
17-May-10 USA 209115104 Annual 30-Mar-10
Ticker: ED
CUSIP: 209115104 ISIN: US2091151041 SEDOL: 2216850
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Kevin Burke Mgmt For For
2 Elect Director Vincent A. Calarco Mgmt For For
3 Elect Director George Campbell, Jr. Mgmt For For
4 Elect Director Gordon J. Davis Mgmt For For
Page 113 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Mgmt5 Elect Director Michael J. Del Giudice For For
Mgmt6 Elect Director Ellen V. Futter For For
Mgmt7 Elect Director John F. Hennessy, III For For
Mgmt8 Elect Director Sally Hernandez For For
Mgmt9 Elect Director John F. Killian For For
Mgmt10 Elect Director Eugene R. McGrath For For
Mgmt11 Elect Director Michael W. Ranger For For
Mgmt12 Elect Director L. Frederick Sutherland For For
Mgmt13 Ratify Auditors For For
SH14 Increase Disclosure of Executive Compensation Against Against
Sanofi Aventis Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
17-May-10 France F5548N101 Annual/Special 12-May-10
Ticker: N/A
CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735
Vote
Proponent Mgmt Rec Instruction
MgmtOrdinary Business
Mgmt1 Approve Financial Statements and Statutory Reports For For
Mgmt2 Accept Consolidated Financial Statements and Statutory Reports For For
Mgmt3 Approve Allocation of Income and Dividends of EUR 2.40 per For For
Share
Mgmt4 Receive Auditors' Special Report Mentioning the Absence of New For Against
Related-Party Transactions
Mgmt5 Ratify Appointment of Serge Weinberg as Director For Against
Mgmt6 Elect Catherine Brechignac as Director For For
Mgmt7 Reelect Robert Castaigne as Director For Against
Mgmt8 Reelect Lord Douro as Director For For
Mgmt9 Reelect Christian Mulliez as Director For Against
Mgmt10 Reelect Christopher Viehbacher as Director For Against
Mgmt11 Authorize Repurchase of Up to 10 Percent of Issued Share For For
Capital
MgmtSpecial Business
Mgmt12 Amend Articles 11 of Bylaws Re: Shareholding Requirements and For For
Length of Term for Directors
Mgmt13 Authorize Filing of Required Documents/Other Formalities For For
B&G Foods, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 05508R106 Annual 26-Mar-10
Ticker: BGS
CUSIP: 05508R106 ISIN: US05508R1068 SEDOL: B034L49
Page 114 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert C. Cantwell Mgmt For For
1.2 Elect Director James R. Chambers Mgmt For For
1.3 Elect Director Cynthia T. Jamison Mgmt For For
1.4 Elect Director Dennis M. Mullen Mgmt For For
1.5 Elect Director Alfred Poe Mgmt For For
1.6 Elect Director Stephen C. Sherrill Mgmt For For
1.7 Elect Director David L. Wenner Mgmt For For
2 Eliminate Class of Common Stock Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For Against
5 Ratify Auditors Mgmt For For
Emergency Medical Services
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 29100P102 Annual 01-Apr-10
Ticker: EMS
CUSIP: 29100P102 ISIN: US29100P1021 SEDOL: B0V02G8
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Steven B. Epstein Mgmt For For
1.2 Elect Director Paul B. Iannini Mgmt For For
1.3 Elect Director James T. Kelly Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
JPMorgan Chase & Co. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 46625h100 Annual 19-Mar-10
Ticker: JPM
CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Crandall C. Bowles Mgmt For For
1.2 Elect Director Stephen B. Burke Mgmt For For
1.3 Elect Director David M. Cote Mgmt For For
1.4 Elect Director James S. Crown Mgmt For For
1.5 Elect Director James Dimon Mgmt For For
1.6 Elect Director Ellen V. Futter Mgmt For For
1.7 Elect Director William H. Gray, III Mgmt For For
1.8 Elect Director Laban P. Jackson, Jr. Mgmt For For
1.9 Elect Director David C. Novak Mgmt For For
Page 115 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.10 Elect Director Lee R. Raymond Mgmt For For
1.11 Elect Director William C. Weldon Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
4 Affirm Political Non-Partisanship SH Against Against
5 Amend Bylaws-- Call Special Meetings SH Against For
6 Report on Collateral in Derivatives Trading SH Against Against
7 Provide Right to Act by Written Consent SH Against For
8 Require Independent Board Chairman SH Against Against
9 Report on Pay Disparity SH Against Against
10 Stock Retention/Holding Period SH Against Against
Kraft Foods Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 50075N104 Annual 11-Mar-10
Ticker: KFT
CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Ajaypal S. Banga Mgmt For For
2 Elect Director Myra M. Hart Mgmt For For
3 Elect Director Lois D. Juliber Mgmt For For
4 Elect Director Mark D. Ketchum Mgmt For For
5 Elect Director Richard A. Lerner Mgmt For For
6 Elect Director Mackey J. McDonald Mgmt For For
7 Elect Director John C. Pope Mgmt For For
8 Elect Director Fredric G. Reynolds Mgmt For For
9 Elect Director Irene B. Rosenfeld Mgmt For For
10 Elect Director J.F. Van Boxmeer Mgmt For For
11 Elect Director Deborah C. Wright Mgmt For For
12 Elect Director Frank G. Zarb Mgmt For For
13 Ratify Auditors Mgmt For For
14 Provide Right to Act by Written Consent SH Against For
Medicis Pharmaceutical
Corp.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 584690309 Annual 19-Mar-10
Ticker: MRX
CUSIP: 584690309 ISIN: US5846903095 SEDOL: 2576510
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Michael A. Pietrangelo Mgmt For For
Page 116 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Elect Director Lottie H. Shackelford Mgmt For For
3 Elect Director Jonah Shacknai Mgmt For For
4 Ratify Auditors Mgmt For For
Morgan Stanley Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 617446448 Annual 22-Mar-10
Ticker: MS
CUSIP: 617446448 ISIN: US6174464486 SEDOL: 2262314
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Roy J. Bostock Mgmt For For
2 Elect Director Erskine B. Bowles Mgmt For For
3 Elect Director Howard J. Davies Mgmt For For
4 Elect Director James P. Gorman Mgmt For For
5 Elect Director James H. Hance, Jr. Mgmt For For
6 Elect Director Nobuyuki Hirano Mgmt For For
7 Elect Director C. Robert Kidder Mgmt For For
8 Elect Director John J. Mack Mgmt For For
9 Elect Director Donald T. Nicolaisen Mgmt For For
10 Elect Director Charles H. Noski Mgmt For For
11 Elect Director Hutham S. Olayan Mgmt For For
12 Elect Director O. Griffith Sexton Mgmt For For
13 Elect Director Laura D. Tyson Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
16 Amend Omnibus Stock Plan Mgmt For Against
17 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
18 Stock Retention/Holding Period SH Against Against
19 Require Independent Board Chairman SH Against Against
20 Report on Pay Disparity SH Against Against
21 Claw-back of Payments under Restatements SH Against Against
Psychiatric Solutions, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 74439H108 Annual 01-Apr-10
Ticker: PSYS
CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mark P. Clein Mgmt For For
1.2 Elect Director Richard D. Gore Mgmt For For
Page 117 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Royal Dutch Shell plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 United Kingdom G7690A118 Annual 16-May-10
Ticker: N/A
CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Charles Holliday as Director Mgmt For For
4 Re-elect Josef Ackermann as Director Mgmt For For
5 Re-elect Malcolm Brinded as Director Mgmt For For
6 Re-elect Simon Henry as Director Mgmt For For
7 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For
8 Re-elect Wim Kok as Director Mgmt For For
9 Re-elect Nick Land as Director Mgmt For For
10 Re-elect Christine Morin-Postel as Director Mgmt For For
11 Re-elect Jorma Ollila as Director Mgmt For For
12 Re-elect Jeroen van der Veer as Director Mgmt For For
13 Re-elect Peter Voser as Director Mgmt For For
14 Re-elect Hans Wijers as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Approve Scrip Dividend Scheme Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
22 Adopt New Articles of Association Mgmt For For
Shareholder Resolution Mgmt
23 Direct the Audit Committee or a Risk Committee of the Board to SH Against
Against
Commission and Review a Report on Investment Risks
Associated with Future Canadian Oil Sands Projects
Southwestern Energy
Company
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 845467109 Annual 31-Mar-10
Ticker: SWN
CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619
Vote
Proponent Mgmt Rec Instruction
Page 118 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For
1.2 Elect Director Robert L. Howard Mgmt For For
1.3 Elect Director Harold M. Korell Mgmt For For
1.4 Elect Director Vello A. Kuuskraa Mgmt For For
1.5 Elect Director Kenneth R. Mourton Mgmt For For
1.6 Elect Director Steven L. Mueller Mgmt For For
1.7 Elect Director Charles E. Scharlau Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Require a Majority Vote for the Election of Directors SH Against For
5 Report on Political Contributions SH Against Against
Washington Real Estate
Investment Trust
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-May-10 USA 939653101 Annual 15-Mar-10
Ticker: WRE
CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William G. Byrnes Mgmt For For
1.2 Elect Director John P. McDaniel Mgmt For For
1.3 Elect Director George F. McKenzie Mgmt For For
2 Ratify Auditors Mgmt For For
ARRIS Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-May-10 USA 04269Q100 Annual 24-Mar-10
Ticker: ARRS
CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alex B. Best Mgmt For For
1.2 Elect Director Harry L. Bosco Mgmt For For
1.3 Elect Director James A. Chiddix Mgmt For For
1.4 Elect Director John Anderson Craig Mgmt For For
1.5 Elect Director Matthew B. Kearney Mgmt For For
1.6 Elect Director William H. Lambert Mgmt For For
1.7 Elect Director John R. Petty Mgmt For For
1.8 Elect Director Robert J. Stanzione Mgmt For For
1.9 Elect Director David A. Woodle Mgmt For For
2 Ratify Auditors Mgmt For For
Page 119 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Fossil, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-May-10 USA 349882100 Annual 31-Mar-10
Ticker: FOSL
CUSIP: 349882100 ISIN: US3498821004 SEDOL: 2346627
Vote
Proponent Mgmt Rec Instruction
1 Declassify the Board of Directors Mgmt For For
2.1 Elect Director Elaine Agather Mgmt For For
2.2 Elect Director Michael W. Barnes Mgmt For For
2.3 Elect Director Jeffrey N. Boyer Mgmt For For
2.4 Elect Director Kosta N. Kartsotis Mgmt For For
2.5 Elect Director Elysia Holt Ragusa Mgmt For For
2.6 Elect Director Jal S. Shroff Mgmt For For
2.7 Elect Director James E. Skinner Mgmt For For
2.8 Elect Director Michael Steinberg Mgmt For For
2.9 Elect Director Donald J. Stone Mgmt For For
2.10 Elect Director James M. Zimmerman Mgmt For For
2.11 Elect Director Elaine Agather Mgmt For For
2.12 Elect Director Jal S. Shroff Mgmt For For
2.13 Elect Director Donald J. Stone Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Montpelier Re Holdings Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-May-10 Bermuda G62185106 Annual 31-Mar-10
Ticker: MRH
CUSIP: G62185106 ISIN: BMG621851069 SEDOL: 2956888
Vote
Proponent Mgmt Rec Instruction
1.1 Elect John G. Bruton as Director Mgmt For For
1.2 Elect John F. Shettle as Director Mgmt For For
1.3 Elect Morgan W. Davis as Director Mgmt For For
1.4 Elect Thomas G. S. Busher as Director Mgmt For For
1.5 Elect Heinrich Burgi as Director Mgmt For For
2.1 Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd Mgmt For For
2.2 Elect Thomas G. S. Busher as Director of Montpelier Reinsurance Mgmt For For
Ltd
2.3 Elect Christopher L. Harris as Director of Montpelier Reinsurance Mgmt For
For
Ltd
2.4 Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd Mgmt For
For
Page 120 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3A Approve Amendments on Advance Notice Provisions Mgmt For For
3B Approve Amendments on Limits on Board Size Mgmt For For
3C Approve Amendments on Reductions in Subsidiary Board
Elections
Mgmt For For
4 Approve PricewaterhouseCoopers as Auditors and Authorize Mgmt For For
Board to Fix Their Remuneration
5 Transact Other Business (Non-Voting) Mgmt
ProAssurance Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-May-10 USA 74267C106 Annual 26-Mar-10
Ticker: PRA
CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Victor T. Adamo Mgmt For Withhold
1.2 Elect Director William J. Listwan Mgmt For Withhold
1.3 Elect Director W. Stancil Starnes Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Safeway Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-May-10 USA 786514208 Annual 22-Mar-10
Ticker: SWY
CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Steven A. Burd Mgmt For For
2 Elect Director Janet E. Grove Mgmt For Against
3 Elect Director Mohan Gyani Mgmt For For
4 Elect Director Paul Hazen Mgmt For Against
5 Elect Director Frank C. Herringer Mgmt For Against
6 Elect Director Kenneth W. Oder Mgmt For Against
7 Elect Director Arun Sarin Mgmt For For
8 Elect Director Michael S. Shannon Mgmt For For
9 Elect Director William Y. Tauscher Mgmt For For
10 Provide Right to Call Special Meeting Mgmt For For
11 Ratify Auditors Mgmt For For
12 Restore or Provide for Cumulative Voting SH Against Against
13 Adopt Global Warming Principles SH Against Against
14 Adopt a Policy in which the Company will not Make or Promise to SH Against
For
Make Any Death Benefit Payments to Senior Executives
15 Purchase Poultry from Suppliers Using CAK SH Against Against
Page 121 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Statoil ASA Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
19-May-10 Norway R4446E112 Annual 03-May-10
Ticker: N/A
CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608
Vote
Proponent Mgmt Rec Instruction
1 Open Meeting Mgmt
2 Elect Olaug Svarva as Chair of Meeting Mgmt For For
3 Approve Notice of Meeting and Agenda Mgmt For For
4 Registration of Attending Shareholders and Proxies Mgmt
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Approve Financial Statements and Statutory Reports; Approve Mgmt For For
Allocation of Income and Dividends of NOK 6.00 per Share
7 Approve Remuneration Policy And Other Terms of Employment Mgmt For Against
For Executive Management
8 Approve Remuneration of Auditors Mgmt For For
9a Reelect Olaug Svarva as Member of Corporate Assembly Mgmt For For
9b Reelect Idar Kreutzer as Member of Corporate Assembly Mgmt For For
9c Reelect Karin Aslaksen as Member of Corporate Assembly Mgmt For For
9d Reelect Greger Mannsverk as Member Corporate Assembly Mgmt For For
9e Relect Steinar Olsen as Member of Corporate Assembly Mgmt For For
9f Reelect Ingvald Strommen as Member of Corporate Assembly Mgmt For For
9g Reelect Rune Bjerke as Member of Corporate Assembly Mgmt For For
9h Relect Tore Ulstein as Member of Corporate Assembly Mgmt For For
9i Elect Live Aker as Member of Corporate Assembly Mgmt For For
9j Elect Siri Kalvig as Member of Corporate Assembly Mgmt For For
9k Elect Thor Bolstad as Member of Corporate Assembly Mgmt For For
9l Elect Barbro Haetta-Jacobsen as Member of Corporate Assembly Mgmt For For
9m Reelect Arthur Sletteberg as Deputy Member of Corporate Mgmt For For
Assembly
9n Reelect Anne-Margrethe Firing as Deputy Member of Corporate Mgmt For For
Assembly
9o Elect Linda Aase as Deputy Member of Corporate Assembly Mgmt For For
9p Reelect Shahzad Rana as Deputy Member of Corporate Assembly Mgmt For For
10 Approve Remuneration of Members and Deputy Members of Mgmt For For
Corporate Assembly in the Amount of NOK 100,000 for Chair,
NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and
NOK 5,250 for Deputy Members
11a Reelect Olaug Svarva as Chair of Nominating Committee Mgmt For For
11b Reelect Bjorn Haavik as Member of Nominating Committee Mgmt For For
Page 122 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
11c Reelect Tom Rathke as Member of Nominating Committee Mgmt For For
11d Elect Live Aker as Member of Nominating Committee Mgmt For For
12 Approve Remuneration of Nominating Committee in the Amount
of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting
for Other Members
Mgmt For For
13 Authorize Repurchase and Reissuance of Shares up to a Nominal
Value of NOK 20 Million in Connection with Share Saving Scheme
for Employees
Mgmt For Against
14 Authorize Repurchase of Shares up to a Nominal Value of NOK
187.5 Million and Cancellation of Repurchased Shares; Amend
Articles Accordingly
Mgmt For For
15 Amend Articles Re: Specify Share Capital and Number of Shares;
Right to Sign for Company; Number of Members of Corporate
Assembly; Approve Electronic Distribution of Documents
Pertaining to General Meetings; Other Amendments
Mgmt For For
Shareholder Proposals Mgmt
16 Withdraw Company From Tar Sands Activities in Canada
Thoratec Corporation Meeting
Date
Country
SH
Primary Security
ID
Meeting
Type
Against
Record
Date
Against
Ticker: THOR
19-May-10 USA 885175307 Annual 05-Apr-10
CUSIP: 885175307 ISIN: US8851753074 SEDOL: 2889962
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Neil F. Dimick Mgmt For For
1.2 Elect Director Gerhard F. Burbach Mgmt For For
1.3 Elect Director J. Daniel Cole Mgmt For For
1.4 Elect Director Steven H. Collis Mgmt For For
1.5 Elect Director Elisha W. Finney Mgmt For For
1.6 Elect Director D. Keith Grossman Mgmt For For
1.7 Elect Director Paul A. LaViolette Mgmt For For
1.8 Elect Director Daniel M. Mulvena Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors
Comcast Corporation Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: CMCSA
20-May-10 USA 20030N101 Annual 11-Mar-10
CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director S. Decker Anstrom Mgmt For For
1.2 Elect Director Kenneth J. Bacon Mgmt For For
1.3 Elect Director Sheldon M. Bonovitz Mgmt For For
Page 123 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.4 Elect Director Edward D. Breen Mgmt For For
1.5 Elect Director Julian A. Brodsky Mgmt For For
1.6 Elect Director Joseph J. Collins Mgmt For For
1.7 Elect Director J. Michael Cook Mgmt For For
1.8 Elect Director Gerald L. Hassell Mgmt For For
1.9 Elect Director Jeffrey A. Honickman Mgmt For For
1.10 Elect Director Brian L. Roberts Mgmt For For
1.11 Elect Director Ralph J. Roberts Mgmt For For
1.12 Elect Director Judith Rodin Mgmt For For
1.13 Elect Director Michael I. Sovern Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Provide for Cumulative Voting SH Against Against
5 Adopt Policy on Succession Planning SH Against Against
6 Require Independent Board Chairman SH Against Against
Dime Community
Bancshares, Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 253922108 Annual 25-Mar-10
Ticker: DCOM
CUSIP: 253922108 ISIN: US2539221083 SEDOL: 2034148
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vincent F. Palagiano Mgmt For Withhold
1.2 Elect Director Patrick E. Curtin Mgmt For Withhold
1.3 Elect Director Omer S.J. Williams Mgmt For Withhold
2 Ratify Auditors Mgmt For For
GrafTech International Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 384313102 Annual 25-Mar-10
Ticker: GTI
CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Randy W. Carson Mgmt For For
1.2 Elect Director Mary B. Cranston Mgmt For For
1.3 Elect Director Harold E. Layman Mgmt For For
1.4 Elect Director Ferrell P. McClean Mgmt For For
1.5 Elect Director Michael C. Nahl Mgmt For For
1.6 Elect Director Steven R. Shawley Mgmt For For
1.7 Elect Director Craig S. Shular Mgmt For For
Page 124 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
JetBlue Airways Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 477143101 Annual 25-Mar-10
Ticker: JBLU
CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David Barger Mgmt For For
1.2 Elect Director Peter Boneparth Mgmt For For
1.3 Elect Director David Checketts Mgmt For For
1.4 Elect Director Virginia Gambale Mgmt For For
1.5 Elect Director Stephan Gemkow Mgmt For For
1.6 Director Joel Peterson Mgmt For Withhold
1.7 Elect Director Ann Rhoades Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
Knight Transportation, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 499064103 Annual 31-Mar-10
Ticker: KNX
CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kevin P. Knight Mgmt For For
1.2 Elect Director Randy Knight Mgmt For For
1.3 Elect Director Michael Garnreiter Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Magellan Health Services,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 559079207 Annual 31-Mar-10
Ticker: MGLN
CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael P. Ressner Mgmt For For
1.2 Elect Director Michael S. Diament Mgmt For For
2 Ratify Auditors Mgmt For For
Page 125 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
McDonald's Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 580135101 Annual 23-Mar-10
Ticker: MCD
CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Walter E. Massey Mgmt For For
2 Elect Director John W. Rogers, Jr. Mgmt For For
3 Elect Director Roger W. Stone Mgmt For For
4 Elect Director Miles D. White Mgmt For For
5 Ratify Auditors Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
7 Reduce Supermajority Vote Requirement SH Against For
8 Require Suppliers to Adopt CAK SH Against Against
9 Adopt Cage-Free Eggs Purchasing Policy SH Against Against
MFA Financial Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 55272X102 Annual 23-Mar-10
Ticker: MFA
CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stewart Zimmerman Mgmt For For
1.2 Elect Director James A. Brodsky Mgmt For For
1.3 Elect Director Alan L. Gosule Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
National Retail Properties,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 637417106 Annual 22-Mar-10
Ticker: NNN
CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Don DeFosset Mgmt For For
1.2 Elect Director Dennis E. Gershenson Mgmt For For
1.3 Elect Director Kevin B. Habicht Mgmt For For
1.4 Elect Director Richard B. Jennings Mgmt For For
1.5 Elect Director Ted B. Lanier Mgmt For For
1.6 Elect Director Robert C. Legler Mgmt For For
Page 126 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.7 Elect Director Craig Macnab Mgmt For For
1.8 Elect Director Robert Martinez Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
The Home Depot, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 437076102 Annual 22-Mar-10
Ticker: HD
CUSIP: 437076102 ISIN: US4370761029 SEDOL: 2434209
Vote
Proponent Mgmt Rec Instruction
1 Elect Director F. Duane Ackerman Mgmt For For
2 Elect Director David H. Batchelder Mgmt For For
3 Elect Director Francis S. Blake Mgmt For For
4 Elect Director Ari Bousbib Mgmt For For
5 Elect Director Gregory D. Brenneman Mgmt For For
6 Elect Director Albert P. Carey Mgmt For For
7 Elect Director Armando Codina Mgmt For For
8 Elect Director Bonnie G. Hill Mgmt For For
9 Elect Director Karen L. Katen Mgmt For For
10 Ratify Auditors Mgmt For For
11 Amend Omnibus Stock Plan Mgmt For For
12 Provide for Cumulative Voting SH Against Against
13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
14 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
15 Provide Right to Act by Written Consent SH Against For
16 Require Independent Board Chairman SH Against Against
17 Prepare Employment Diversity Report SH Against For
18 Reincorporate in Another State [from Delaware to North Dakota] SH Against
Against
The Talbots, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 874161102 Annual 21-Apr-10
Ticker: TLB
CUSIP: 874161102 ISIN: US8741611029 SEDOL: 2871806
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Marjorie L. Bowen Mgmt For For
1.2 Elect Director John W. Gleeson Mgmt For For
1.3 Elect Director Andrew H. Madsen Mgmt For For
Page 127 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.4 Elect Director Gary M. Pfeiffer Mgmt For For
1.5 Elect Director Trudy F. Sullivan Mgmt For For
1.6 Elect Director Susan M. Swain Mgmt For For
2 Ratify Auditors Mgmt For For
Westlake Chemical
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
20-May-10 USA 960413102 Annual 01-Apr-10
Ticker: WLK
CUSIP: 960413102 ISIN: US9604131022 SEDOL: B01ZP20
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director E. William Barnett Mgmt For For
1.2 Elect Director Robert T. Blakely Mgmt For For
1.3 Elect Director Albert Chao Mgmt For For
2 Ratify Auditors Mgmt For For
FPL Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-May-10 USA 302571104 Annual 22-Mar-10
Ticker: FPL
CUSIP: 302571104 ISIN: US3025711041 SEDOL: 2328915
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Sherry S. Barrat Mgmt For For
1.2 Elect Director Robert M. Beall, II Mgmt For For
1.3 Elect Director J. Hyatt Brown Mgmt For For
1.4 Elect Director James L. Camaren Mgmt For For
1.5 Elect Director J. Brian Ferguson Mgmt For For
1.6 Elect Director Lewis Hay, III Mgmt For For
1.7 Elect Director Toni Jennings Mgmt For For
1.8 Elect Director Oliver D. Kingsley, Jr. Mgmt For For
1.9 Elect Director Rudy E. Schupp Mgmt For For
1.10 Elect Director William H. Swanson Mgmt For For
1.11 Elect Director Michael H. Thaman Mgmt For For
1.12 Elect Director Hansel E. Tookes, II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Change Company Name Mgmt For For
L.B. Foster Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-May-10 USA 350060109 Annual 19-Mar-10
Ticker: FSTR
CUSIP: 350060109 ISIN: US3500601097 SEDOL: 2348225
Page 128 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lee B. Foster II Mgmt For For
1.2 Elect Director Stan L. Hasselbusch Mgmt For For
1.3 Elect Director Peter McIlroy II Mgmt For For
1.4 Elect Director G. Thomas McKane Mgmt For For
1.5 Elect Director Diane B. Owen Mgmt For For
1.6 Elect Director William H. Rackoff Mgmt For For
1.7 Elect Director Suzanne B. Rowland Mgmt For For
2 Ratify Auditors Mgmt For For
Time Warner Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-May-10 USA 887317303 Annual 26-Mar-10
Ticker: TWX
CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2
Vote
Proponent Mgmt Rec Instruction
1 Elect Director James L. Barksdale Mgmt For Against
2 Elect Director William P. Barr Mgmt For For
3 Elect Director Jeffrey L. Bewkes Mgmt For For
4 Elect Director Stephen F. Bollenbach Mgmt For For
5 Elect Director Frank J. Caufield Mgmt For Against
6 Elect Director Robert C. Clark Mgmt For Against
7 Elect Director Mathias Dopfner Mgmt For For
8 Elect Director Jessica P. Einhorn Mgmt For Against
9 Elect Director Fred Hassan Mgmt For For
10 Elect Director Michael A. Miles Mgmt For For
11 Elect Director Kenneth J. Novack Mgmt For Against
12 Elect Director Deborah C. Wright Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For Against
15 Provide Right to Call Special Meeting Mgmt For For
16 Reduce Supermajority Vote Requirement SH Against For
17 Stock Retention/Holding Period SH Against Against
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Total SA Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
21-May-10 France F92124100 Annual/Special 18-May-10
Ticker: N/A
CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557
Page 129 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Proponent Mgmt Rec
Vote
Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 2.28 per
Share
Mgmt For For
4 Approve Auditors' Special Report Regarding Related-Party
Transactions
Mgmt For For
5 Approve Transaction with Christophe de Margerie Re: Severance
Payment
Mgmt For Against
6 Authorize Repurchase of Up to 10 Percent of Issued Share
Capital
Mgmt For For
7 Reelect Thierry Desmarest as Director Mgmt For For
8 Reelect Thierry de Rudder as Director Mgmt For For
9 Elect Gunnar Brock as Director Mgmt For For
10 Elect Claude Clement as Representative of Employee
Shareholders to the Board
Mgmt For For
11 Elect Philippe Marchandise as Representative of Employee
Shareholders to the Board
Mgmt Against Against
12 Elect Mohammed Zaki as Representative of Employee
Shareholders to the Board
Mgmt Against Against
13 Reelect Ernst & Young Audit as Auditor Mgmt For For
14 Reelect KPMG Audit as Auditor Mgmt For For
15 Ratify Auditex as Alternate Auditor Mgmt For For
16 Ratify KPMG Audit I.S. as Alternate Auditor Mgmt For For
Special Business Mgmt
17 Authorize Issuance of Equity or Equity-Linked Securities with
Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5
Billion
Mgmt For For
18 Authorize Issuance of Equity or Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal Amount of EUR 850
million
Mgmt For For
19 Authorize Capital Increase of up to 10 Percent of Issued Capital
for Future Acquisitions
Mgmt For For
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Authorize up to 0.1 Percent of Issued Capital for Use in Stock
Option Plan
Mgmt For For
Employee Shareholder Proposals Mgmt
A Amend Article 9 of Bylaws Re: Mutual Fund
UnitedHealth Group
Incorporated
24-May-10
Meeting
Date
USA
Country
Ticker: UNH
SH
91324P102
Primary Security
ID
Annual
Meeting
Type
Against
Record
Date
26-Mar-10
Against
CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766
Proponent Mgmt Rec
Vote
Instruction
Page 130 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1 Elect Director William C. Ballard, Jr. Mgmt For For
2 Elect Director Richard T. Burke Mgmt For For
3 Elect Director Robert J. Darretta Mgmt For For
4 Elect Director Stephen J. Hemsley Mgmt For For
5 Elect Director Michele J. Hooper Mgmt For For
6 Elect Director Douglas W. Leatherdale Mgmt For For
7 Elect Director Glenn M. Renwick Mgmt For For
8 Elect Director Kenneth I. Shine Mgmt For For
9 Elect Director Gail R. Wilensky Mgmt For For
10 Ratify Auditors Mgmt For For
11 Report on Lobbying Expenses SH Against Against
12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Amazon.com, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-May-10 USA 023135106 Annual 29-Mar-10
Ticker: AMZN
CUSIP: 023135106 ISIN: US0231351067 SEDOL: 2000019
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Jeffrey P. Bezos Mgmt For For
2 Elect Director Tom A. Alberg Mgmt For For
3 Elect Director John Seely Brown Mgmt For For
4 Elect Director William B. Gordon Mgmt For For
5 Elect Director Alain Monie Mgmt For For
6 Elect Director Thomas O. Ryder Mgmt For For
7 Elect Director Patricia Q. Stonesifer Mgmt For For
8 Ratify Auditors Mgmt For For
9 Report on Political Contributions SH Against Against
Columbia Sportswear Co. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-May-10 USA 198516106 Annual 22-Mar-10
Ticker: COLM
CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gertrude Boyle Mgmt For For
1.2 Elect Director Timothy P. Boyle Mgmt For For
1.3 Elect Director Sarah A. Bany Mgmt For For
1.4 Elect Director Murrey R. Albers Mgmt For For
1.5 Elect Director Stephen E. Babson Mgmt For For
Page 131 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.6 Elect Director Andy D. Bryant Mgmt For For
1.7 Elect Director Edward S. George Mgmt For For
1.8 Elect Director Walter T. Klenz Mgmt For For
1.9 Elect Director John W. Stanton Mgmt For For
2 Ratify Auditors Mgmt For For
NuVasive, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-May-10 USA 670704105 Annual 29-Mar-10
Ticker: NUVA
CUSIP: 670704105 ISIN: US6707041058 SEDOL: B00GJC2
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Alexis V. Lukianov Mgmt For For
1.2 Elect Director Jack R. Blair Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
Omnicom Group Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-May-10 USA 681919106 Annual 05-Apr-10
Ticker: OMC
CUSIP: 681919106 ISIN: US6819191064 SEDOL: 2279303
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director John D. Wren Mgmt For For
1.2 Elect Director Bruce Crawford Mgmt For For
1.3 Elect Director Alan R. Batkin Mgmt For For
1.4 Elect Director Robert Charles Clark Mgmt For For
1.5 Elect Director Leonard S. Coleman, Jr. Mgmt For For
1.6 Elect Director Errol M. Cook Mgmt For For
1.7 Elect Director Susan S. Denison Mgmt For For
1.8 Elect Director Michael A. Henning Mgmt For For
1.9 Elect Director John R. Murphy Mgmt For For
1.10 Elect Director John R. Purcell Mgmt For For
1.11 Elect Director Linda Johnson Rice Mgmt For For
1.12 Elect Director Gary L. Roubos Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
5 Reimburse Proxy Contest Expenses SH Against Against
Page 132 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
6 Adopt a Policy in which the Company will not Make or Promise to SH Against For
Make Any Death Benefit Payments to Senior Executives
7 Reduce Supermajority Vote Requirement SH Against For
Riverbed Technology, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-May-10 USA 768573107 Annual 15-Apr-10
Ticker: RVBD
CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mark A. Floyd Mgmt For Withhold
1.2 Elect Director Christopher J. Schaepe Mgmt For Withhold
1.3 Elect Director James R. Swartz Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
Societe generale Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-May-10 France F43638141 Annual/Special 20-May-10
Ticker: N/A
CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516
Vote
Proponent Mgmt Rec Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income and Dividends of EUR 0.25 per Mgmt For For
Share
3 Approve Stock Dividend Program Mgmt For For
4 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
5 Approve Auditors' Special Report Regarding Ongoing Mgmt For For
Related-Party Transactions
6 Approve Ongoing Additional Pension Scheme Agreements for Mgmt For Against
Daniel Bouton, Philippe Citerne, Didier Alix, and Severin
Cabannes
7 Approve Additional Pension Scheme Agreement for Mgmt For For
Jean-Francois Sammarcelli
8 Approve Additional Pension Scheme Agreement for Bernardo Mgmt For For
Sanchez
9 Approve Non-Compete Agreement for Philippe Citerne Mgmt For Against
10 Renew Severance Payment Agreement for Frederic Oudea Mgmt For Against
11 Approve Ongoing Non-Compete Agreement for Frederic Oudea Mgmt For Against
12 Reelect Robert Castaigne as Director Mgmt For For
13 Reelect Gianemilio Osculati as Director Mgmt For For
14 Elect one Director Mgmt
Page 133 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
15 Authorize Repurchase of Up to 10 Percent of Issued Share
Capital
Mgmt For For
Special Business Mgmt
16 Authorize Issuance of Equity or Equity-Linked Securities with
Preemptive Rights up to Aggregate Nominal Amount of EUR 460
Million; and/or Capitalization of Reserves of up to EUR 550
Million
Mgmt For For
17 Authorize Issuance of Equity or Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal Amount of EUR 138
Million
Mgmt For For
18 Authorize Board to Increase Capital in the Event of Additional
Demand Related to Delegation Submitted to Shareholder Vote
Under Items 16 and 17
Mgmt For For
19 Authorize Capital Increase of up to 10 Percent of Issued Capital
for Future Acquisitions
Mgmt For For
20 Approve Employee Stock Purchase Plan Mgmt For Against
21 Authorize up to 4 Percent of Issued Capital for Use in Stock
Option Plan
Mgmt For For
22 Authorize up to 4 Percent of Issued Capital for Use in Restricted
Stock Plan
Mgmt For Against
23 Approve Reduction in Share Capital via Cancellation of
Repurchased Shares
Mgmt For For
24 Amend Articles 4, 6, 7, 14, 15, 18,19, 20, and 21 of Bylaws to
Remove All References to Preferred Stock (Class B) Subscribed
by SPPE
Mgmt For For
25 Authorize Filing of Required Documents/Other Formalities Mgmt For For
World Fuel Services
Corporation
Ticker: INT
25-May-10
Meeting
Date
USA
Country
981475106
Primary Security
ID
Annual
Meeting
Type
Record
Date
01-Apr-10
CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Paul H. Stebbins Mgmt For For
1.2 Elect Director Michael J. Kasbar Mgmt For For
1.3 Elect Director Ken Bakshi Mgmt For For
1.4 Elect Director Joachim Heel Mgmt For For
1.5 Elect Director Richard A. Kassar Mgmt For For
1.6 Elect Director Myles Klein Mgmt For For
1.7 Elect Director J. Thomas Presby Mgmt For For
1.8 Elect Director Stephen K. Roddenberry Mgmt For For
2 Ratify Auditors Mgmt For For
Chevron Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
Ticker: CVX
26-May-10 USA 166764100 Annual 01-Apr-10
CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555
Page 134 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1 Elect Director S.H. Armacost Mgmt For For
2 Elect Director L.F. Deily Mgmt For For
3 Elect Director R.E. Denham Mgmt For For
4 Elect Director R.J. Eaton Mgmt For For
5 Elect Director C. Hagel Mgmt For For
6 Elect Director E. Hernandez Mgmt For For
7 Elect Director F.G. Jenifer Mgmt For For
8 Elect Director G.L. Kirkland Mgmt For For
9 Elect Director S. Nunn Mgmt For For
10 Elect Director D.B. Rice Mgmt For For
11 Elect Director K.W. Sharer Mgmt For For
12 Elect Director C.R. Shoemate Mgmt For For
13 Elect Director J.G. Stumpf Mgmt For For
14 Elect Director R.D. Sugar Mgmt For For
15 Elect Director C. Ware Mgmt For For
16 Elect Director J.S. Watson Mgmt For For
17 Ratify Auditors Mgmt For For
18 Provide Right to Call Special Meeting Mgmt For For
19 Request Director Nominee with Environmental Qualifications SH Against For
20 Stock Retention/Holding Period SH Against Against
21 Disclose Payments To Host Governments SH Against Against
22 Adopt Guidelines for Country Selection SH Against For
23 Report on Financial Risks From Climate Change SH Against Against
24 Amend Bylaws to Establish a Board Committee on Human Rights SH Against
Against
Exxon Mobil Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-May-10 USA 30231G102 Annual 06-Apr-10
Ticker: XOM
CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director M.J. Boskin Mgmt For For
1.2 Elect Director P. Brabeck-Letmathe Mgmt For For
1.3 Elect Director L.R. Faulkner Mgmt For For
1.4 Elect Director J.S. Fishman Mgmt For For
1.5 Elect Director K.C. Frazier Mgmt For For
1.6 Elect Director W.W. George Mgmt For For
Page 135 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.7 Elect Director M.C. Nelson Mgmt For For
1.8 Elect Director S.J. Palmisano Mgmt For For
1.9 Elect Director S.C. Reinemund Mgmt For For
1.10 Elect Director R.W. Tillerson Mgmt For For
1.11 Elect Director E.E. Whitacre, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
4 Reincorporate in Another State [from New Jersey to North SH Against Against
Dakota]
5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
6 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Against Against
Orientation and Gender Identity
7 Adopt Policy on Human Right to Water SH Against Against
8 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against
Impacts
9 Report on Environmental Impact of Oil Sands Operations in SH Against For
Canada
10 Report on Environmental Impacts of Natural Gas Fracturing SH Against For
11 Report on Energy Technologies Development SH Against Against
12 Adopt Quantitative GHG Goals from Products and Operations SH Against For
13 Report on Risks of Alternative Long-term Fossil Fuel Demand SH Against
Against
Estimates
Hawaiian Holdings, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-May-10 USA 419879101 Annual 07-Apr-10
Ticker: HA
CUSIP: 419879101 ISIN: US4198791018 SEDOL: 2408044
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Gregory S. Anderson Mgmt For For
1.2 Elect Director L. Todd Budge Mgmt For For
1.3 Elect Director Donald J. Carty Mgmt For For
1.4 Elect Director Mark B. Dunkerley Mgmt For For
1.5 Elect Director Lawrence S. Hershfield Mgmt For For
1.6 Elect Director Randall L. Jenson Mgmt For For
1.7 Elect Director Bert T. Kobayashi, Jr. Mgmt For For
1.8 Elect Director Crystal K. Rose Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
ION Geophysical
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-May-10 USA 462044108 Annual 01-Apr-10
Ticker: IO
Page 136 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
CUSIP: 462044108 ISIN: US4620441083 SEDOL: 2460293
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Franklin Myers Mgmt For For
1.2 Elect Director Bruce S. Appelbaum Mgmt For For
1.3 Elect Director S. James Nelson, Jr. Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
National Financial Partners
Corp.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-May-10 USA 63607P208 Annual 30-Mar-10
Ticker: NFP
CUSIP: 63607P208 ISIN: US63607P2083 SEDOL: 2772921
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Stephanie Abramson Mgmt For For
2 Elect Director Arthur Ainsberg Mgmt For For
3 Elect Director Jessica Bibliowicz Mgmt For For
4 Elect Director R. Bruce Callahan Mgmt For For
5 Elect Director John Elliott Mgmt For For
6 Elect Director J. Barry Griswell Mgmt For For
7 Elect Director Shari Loessberg Mgmt For For
8 Elect Director Kenneth Mlekush Mgmt For For
9 Ratify Auditors Mgmt For For
Onyx Pharmaceuticals, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-May-10 USA 683399109 Annual 29-Mar-10
Ticker: ONXX
CUSIP: 683399109 ISIN: US6833991093 SEDOL: 2656069
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Corinne H. Nevinny Mgmt For For
1.2 Elect Director Thomas G. Wiggans Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
The Boston Beer Company,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-May-10 USA 100557107 Annual 29-Mar-10
Ticker: SAM
CUSIP: 100557107 ISIN: US1005571070 SEDOL: 2113393
Page 137 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director David A. Burwick Mgmt For For
1.2 Elect Director Pearson C. Cummin, III Mgmt For For
1.3 Elect Director Jean-Michel Valette Mgmt For For
The Southern Company Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
26-May-10 USA 842587107 Annual 30-Mar-10
Ticker: SO
CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director J. P. Baranco Mgmt For For
1.2 Elect Director J. A. Boscia Mgmt For For
1.3 Elect Director H. A. Clark III Mgmt For For
1.4 Elect Director H. W. Habermeyer, Jr. Mgmt For For
1.5 Elect Director V. M. Hagen Mgmt For For
1.6 Elect Director W. A. Hood, Jr. Mgmt For For
1.7 Elect Director D. M. James Mgmt For For
1.8 Elect Director J. N. Purcell Mgmt For For
1.9 Elect Director D. M. Ratcliffe Mgmt For For
1.10 Elect Director W. G. Smith, Jr. Mgmt For For
1.11 Elect Director L. D. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Eliminate Cumulative Voting Mgmt For For
5 Increase Authorized Common Stock Mgmt For For
6 Adopt Quantitative GHG Goals for Products and Operations SH Against Against
7 Report on Coal Combustion Waste Hazard and Risk Mitigation SH Against For
Efforts
Annaly Capital Management
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 USA 035710409 Annual 29-Mar-10
Ticker: NLY
CUSIP: 035710409 ISIN: US0357104092 SEDOL: 2113456
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kevin P. Brady Mgmt For For
1.2 Elect Director E. Wayne Nordberg Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Page 138 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Brown Shoe Company, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 USA 115736100 Annual 31-Mar-10
Ticker: BWS
CUSIP: 115736100 ISIN: US1157361007 SEDOL: 2146924
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Carla Hendra Mgmt For For
1.2 Elect Director Ward M. Klein Mgmt For For
1.3 Elect Director W. Patrick McGinnis Mgmt For For
1.4 Elect Director Diane M. Sullivan Mgmt For For
1.5 Elect Director Hal J. Upbin Mgmt For For
2 Ratify Auditors Mgmt For For
Collective Brands Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 USA 19421W100 Annual 01-Apr-10
Ticker: PSS
CUSIP: 19421W100 ISIN: US19421W1009 SEDOL: 2685966
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Daniel Boggan Jr. Mgmt For For
1.2 Elect Director Michael A. Weiss Mgmt For For
1.3 Elect Director Robert C. Wheeler Mgmt For For
2 Ratify Auditors Mgmt For For
Deutsche Bank AG Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 Germany D18190898 Annual 11-May-10
Ticker: N/A
CUSIP: D18190898 ISIN: DE0005140008 SEDOL: 5750355
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.75 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
6 Authorize Repurchase of Up to Five Percent of Issued Share Mgmt For For
Capital for Trading Purposes
7 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
Page 139 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
9 Approve Remuneration System for Management Board Members Mgmt For Against
10 Amend Articles Re: Participation in, Electronic Voting, and
Exercise of Voting Rights at General Meeting due to New
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
Mgmt For For
11 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of
EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights
Mgmt For For
12 Amend Affiliation Agreements with Subsidiaries Mgmt For For
13 Approve Affiliation Agreements with Subsidiaries DB
Beteiligungs-Holding GmbH and DB Finanz-Holding GmbH
Digital River, Inc. Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: DRIV
27-May-10 USA 25388B104 Annual 31-Mar-10
CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Joel A. Ronning Mgmt For For
1.2 Elect Director Perry W. Steiner Mgmt For For
1.3 Elect Director Cheryl F. Rosner Mgmt For For
2 Ratify Auditors
Heidrick & Struggles
International, Inc.
Ticker: HSII
27-May-10
Meeting
Date
USA
Country
Mgmt
422819102
Primary Security
ID
Annual
Meeting
Type
For
Record
Date
16-Apr-10
For
CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071
Proponent Mgmt Rec
Vote
Instruction
1 Elect Director Richard I. Beattie Mgmt For For
2 Elect Director Antonio Borges Mgmt For For
3 Elect Director John A. Fazio Mgmt For For
4 Ratify Auditors
Mid-America Apartment
Communities, Inc.
Ticker: MAA
27-May-10
Meeting
Date
USA
Country
Mgmt
59522J103
Primary Security
ID
Annual
Meeting
Type
For
Record
Date
19-Mar-10
For
CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For For
1.3 Elect Director John S. Grinalds Mgmt For For
Page 140 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.4 Elect Director Ralph Horn Mgmt For For
1.5 Elect Director W. Reid Sanders Mgmt For For
1.6 Elect Director William B. Sansom Mgmt For For
1.7 Elect Director Philip W. Norwood Mgmt For For
1.8 Elect Director Simon R.C. Wadsworth Mgmt For For
2 Ratify Auditors Mgmt For For
Polycom, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 USA 73172K104 Annual 01-Apr-10
Ticker: PLCM
CUSIP: 73172K104 ISIN: US73172K1043 SEDOL: 2693420
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert C. Hagerty Mgmt For For
1.2 Elect Director Michael R. Kourey Mgmt For For
1.3 Elect Director Betsy S. Atkins Mgmt For For
1.4 Elect Director David G. DeWalt Mgmt For For
1.5 Elect Director John A. Kelley, Jr. Mgmt For For
1.6 Elect Director D. Scott Mercer Mgmt For For
1.7 Elect Director William A. Owens Mgmt For For
1.8 Elect Director Kevin T. Parker Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
RiskMetrics Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
27-May-10 USA 767735103 Special 26-Apr-10
Ticker: RISK
CUSIP: 767735103 ISIN: US7677351030 SEDOL: B2NXYQ3
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For Abstain
2 Adjourn Meeting Mgmt For Abstain
HSBC Holdings plc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
28-May-10 United Kingdom G4634U169 Annual 27-May-10
Ticker: N/A
CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528
Vote
Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3a Re-elect Rona Fairhead as Director Mgmt For For
Page 141 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3b Re-elect Michael Geoghegan as Director Mgmt For For
3c Re-elect Stephen Green as Director Mgmt For For
3d Re-elect Gwyn Morgan as Director Mgmt For For
3e Re-elect Nagavara Murthy as Director Mgmt For For
3f Re-elect Simon Robertson as Director Mgmt For For
3g Re-elect John Thornton as Director Mgmt For For
3h Re-elect Sir Brian Williamson as Director Mgmt For For
4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
7 Amend Articles of Association Mgmt For For
8 Approve UK Share Incentive Plan Mgmt For For
9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
Catalyst Health Solutions,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
01-Jun-10 USA 14888B103 Annual 05-Apr-10
Ticker: CHSI
CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William E. Brock Mgmt For Withhold
1.2 Elect Director Edward S. Civera Mgmt For Withhold
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
First Solar, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
01-Jun-10 USA 336433107 Annual 15-Apr-10
Ticker: FSLR
CUSIP: 336433107 ISIN: US3364331070 SEDOL: B1HMF22
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael J. Ahearn Mgmt For For
1.2 Elect Director Robert J. Gillette Mgmt For For
1.3 Elect Director Craig Kennedy Mgmt For For
1.4 Elect Director James F. Nolan Mgmt For For
1.5 Elect Director William J. Post Mgmt For For
1.6 Elect Director J. Thomas Presby Mgmt For For
1.7 Elect Director Paul H. Stebbins Mgmt For Withhold
1.8 Elect Director Michael Sweeney Mgmt For Withhold
1.9 Elect Director Jose H. Villarreal Mgmt For Withhold
Page 142 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Approve Omnibus Stock Plan Mgmt For Against
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Isis Pharmaceuticals, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
02-Jun-10 USA 464330109 Annual 06-Apr-10
Ticker: ISIS
CUSIP: 464330109 ISIN: US4643301090 SEDOL: 2459785
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stanley T. Crooke Mgmt For For
1.2 Elect Director Joseph Klein, III Mgmt For For
1.3 Elect Director John C. Reed Mgmt For For
2 Amend Non-Employee Director Stock Option Plan Mgmt For For
3 Amend Stock Option Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
Telefonica S.A. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
02-Jun-10 Spain 879382109 Annual 18-May-10
Ticker: N/A
CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524
Vote
Proponent Mgmt Rec Instruction
1 Approve Individual and Consolidated Financial Statements, Mgmt For For
Statutory Reports, Allocation of Income, and Discharge Directors
for Fiscal Year 2009
2 Approve Distribution of Dividend Charged to Unrestricted Mgmt For For
Reserves
3 Authorize Repurchase of Shares Mgmt For For
4 Authorize Issuance of Convertible Bonds and Other Debt Mgmt For For
Securities Without Preemptive Rights
5 Reelect Auditors for Fiscal Year 2010 Mgmt For For
6 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
DIRECTV Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-Jun-10 USA 25490A101 Annual 05-Apr-10
Ticker: DTV
CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Neil R. Austrian Mgmt For For
1.2 Elect Director Ralph F. Boyd, Jr. Mgmt For For
1.3 Elect Director Paul A. Gould Mgmt For For
1.4 Elect Director Charles R. Lee Mgmt For For
Page 143 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.5 Elect Director Peter A. Lund Mgmt For For
1.6 Elect Director Gregory B. Maffei Mgmt For For
1.7 Elect Director John C. Malone Mgmt For For
1.8 Elect Director Nancy S. Newcomb Mgmt For For
1.9 Elect Director Haim Saban Mgmt For For
1.10 Elect Director Michael D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Stock Retention/Holding Period SH Against Against
Gartner, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-Jun-10 USA 366651107 Annual 08-Apr-10
Ticker: IT
CUSIP: 366651107 ISIN: US3666511072 SEDOL: 2372763
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Michael J. Bingle Mgmt For For
1.2 Elect Director Richard J. Bressler Mgmt For For
1.3 Elect Director Karen E. Dykstra Mgmt For For
1.4 Elect Director Russell P. Fradin Mgmt For Withhold
1.5 Elect Director Anne Sutherland Fuchs Mgmt For Withhold
1.6 Elect Director William O. Grabe Mgmt For For
1.7 Elect Director Eugene A. Hall Mgmt For For
1.8 Elect Director Stephen G. Pagliuca Mgmt For For
1.9 Elect Director James C. Smith Mgmt For For
1.10 Elect Director Jeffrey W. Ubben Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Las Vegas Sands Corp Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-Jun-10 USA 517834107 Annual 12-Apr-10
Ticker: LVS
CUSIP: 517834107 ISIN: US5178341070 SEDOL: B02T2J7
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Sheldon G. Adelson Mgmt For Withhold
1.2 Elect Director Irwin Chafetz Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Prepare Sustainability Report SH Against For
4 Other Business Mgmt For Abstain
Page 144 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
MarketAxess Holdings Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-Jun-10 USA 57060D108 Annual 06-Apr-10
Ticker: MKTX
CUSIP: 57060D108 ISIN: US57060D1081 SEDOL: B03Q9D0
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Richard M. McVey Mgmt For For
1.2 Elect Director Sharon Brown-Hruska Mgmt For For
1.3 Elect Director Roger Burkhardt Mgmt For For
1.4 Elect Director Stephen P. Casper Mgmt For For
1.5 Elect Director David G. Gomach Mgmt For For
1.6 Elect Director Carlos M. Hernandez Mgmt For For
1.7 Elect Director Ronald M. Hersch Mgmt For For
1.8 Elect Director Jerome S. Markowitz Mgmt For For
1.9 Elect Director T. Kelley Millet Mgmt For For
1.10 Elect Director Nicolas S. Rohatyn Mgmt For For
1.11 Elect Director John Steinhardt Mgmt For For
2 Ratify Auditors Mgmt For For
Quest Software, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
03-Jun-10 USA 74834T103 Annual 19-Apr-10
Ticker: QSFT
CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Vincent C. Smith Mgmt For For
1.2 Elect Director Raymond J. Lane Mgmt For For
1.3 Elect Director Douglas F. Garn Mgmt For For
1.4 Elect Director Augustine L. Nieto II Mgmt For For
1.5 Elect Director Kevin M. Klausmeyer Mgmt For For
1.6 Elect Director Paul A. Sallaberry Mgmt For For
1.7 Elect Director H. John Dirks Mgmt For For
2 Ratify Auditors Mgmt For For
ATP Oil & Gas Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-Jun-10 USA 00208J108 Annual 09-Apr-10
Ticker: ATPG
CUSIP: 00208J108 ISIN: US00208J1088 SEDOL: 2721581
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director T. Paul Bulmahn Mgmt For Withhold
Page 145 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director Robert J. Karow Mgmt For For
1.3 Elect Director Gerard J. Swonke Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Approve Amendments to ATP's Restated Articles of Incorporation Mgmt For For
to the Texas Business Organizations Code
The Buckle, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-Jun-10 USA 118440106 Annual 26-Mar-10
Ticker: BKE
CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Daniel J. Hirschfeld Mgmt For For
1.2 Elect Director Dennis H. Nelson Mgmt For For
1.3 Elect Director Karen B. Rhoads Mgmt For For
1.4 Elect Director James E. Shada Mgmt For For
1.5 Elect Director Robert E. Campbell Mgmt For For
1.6 Elect Director Bill L. Fairfield Mgmt For For
1.7 Elect Director Bruce L. Hoberman Mgmt For For
1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For
1.9 Elect Director Michael E. Huss Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For Against
5 Amend Restricted Stock Plan Mgmt For For
Wal-Mart Stores, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-Jun-10 USA 931142103 Annual 08-Apr-10
Ticker: WMT
CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Aida M. Alvarez Mgmt For For
2 Elect Director James W. Breyer Mgmt For For
3 Elect Director M. Michele Burns Mgmt For For
4 Elect Director James I. Cash, Jr. Mgmt For For
5 Elect Director Roger C. Corbett Mgmt For For
6 Elect Director Douglas N. Daft Mgmt For Against
7 Elect Director Michael T. Duke Mgmt For For
8 Elect Director Gregory B. Penner Mgmt For For
Page 146 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
9 Elect Director Steven S. Reinemund Mgmt For For
10 Elect Director H. Lee Scott, Jr. Mgmt For For
11 Elect Director Arne M. Sorenson Mgmt For For
12 Elect Director Jim C. Walton Mgmt For For
13 Elect Director S. Robson Walton Mgmt For For
14 Elect Director Christopher J. Williams Mgmt For For
15 Elect Director Linda S. Wolf Mgmt For Against
16 Ratify Auditors Mgmt For For
17 Approve Omnibus Stock Plan Mgmt For Against
18 Amend Sharesave Plan Mgmt For For
19 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Against For
Orientation and Gender Identity
20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
21 Report on Political Contributions SH Against Against
22 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
23 Require Suppliers to Adopt CAK SH Against Against
24 Report on Process for Identifying and Prioritizing Public Policy SH Against
Against
Activities
Watsco, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
04-Jun-10 USA 942622200 Annual 09-Apr-10
Ticker: WSO
CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Robert L. Berner, III Mgmt For For
Silgan Holdings Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
07-Jun-10 USA 827048109 Annual 16-Apr-10
Ticker: SLGN
CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324
Vote
Proponent Mgmt Rec Instruction
1 Amend Stockholder Voting Standard From A Majority Of Shares Mgmt For For
Outstanding Standard To A Majority Of Votes Cast Standard
2 Increase Authorized Common Stock Mgmt For For
3.1 Elect Director R. Philip Silver Mgmt For For
3.2 Elect Director William C. Jennings Mgmt For For
4 Ratify Auditors Mgmt For For
Page 147 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Arena Resources, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
08-Jun-10 USA 040049108 Special 05-May-10
Ticker: ARD
CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For Against
J.Crew Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
08-Jun-10 USA 46612H402 Annual 09-Apr-10
Ticker: JCG
CUSIP: 46612H402 ISIN: US46612H4020 SEDOL: B0T7ZB7
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Heather Resiman Mgmt For For
1.2 Elect Director David House Mgmt For For
1.3 Elect Director Stuart Sloan Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
SAP AG Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
08-Jun-10 Germany D66992104 Annual 18-May-10
Ticker: N/A
CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288
Vote
Proponent Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2009 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2009 Mgmt For For
5 Approve Remuneration System for Management Board Members Mgmt For For
6 Ratify KPMG AG as Auditors for Fiscal 2010 Mgmt For For
7 Amend Articles to Reflect Changes in Capital Mgmt For For
8.1 Amend Articles Re: Convocation of General Meeting due to New Mgmt For For
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
8.2 Amend Articles Re: Registration for General Meeting due to New Mgmt For For
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
Page 148 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
8.3 Amend Articles Re: Electronic Participation in General Meeting
due to New German Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
Mgmt For For
8.4 Amend Articles Re: Postal and Electronic Voting at General
Meeting due to New German Legislation (Law on Transposition
of EU Shareholder's Rights Directive)
Mgmt For For
8.5 Amend Articles Re: Proxy Voting at General Meeting due to New
German Legislation (Law on Transposition of EU Shareholder's
Rights Directive)
Mgmt For For
8.6 Amend Articles Re: Audio and Video Transmission of General
Meeting due to New German Legislation (Law on Transposition
of EU Shareholder's Rights Directive)
Mgmt For For
9.1 Approve Cancellation of Authorized Capital I and Authorized
Capital II
Mgmt For For
9.2 Approve Creation of EUR 250 Million Pool of Capital with
Preemptive Rights
Mgmt For For
9.3 Approve Creation of EUR 250 Million Pool of Capital without
Preemptive Rights
Mgmt For For
10 Approve Creation of EUR 30 Million Pool of Capital without
Preemptive Rights for Issue of Shares Pursuant to Employee
Stock Option Plan
Mgmt For For
11 Authorize Share Repurchase Program and Reissuance or
Cancellation of Repurchased Shares
Mgmt For For
12 Approve Remuneration of Supervisory Board
Caterpillar Inc. Meeting
Date
Country
Mgmt
Primary Security
ID
Meeting
Type
For
Record
Date
For
Ticker: CAT
09-Jun-10 USA 149123101 Annual 12-Apr-10
CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director John T. Dillon Mgmt For For
1.2 Elect Director Juan Gallardo Mgmt For For
1.3 Elect Director William A. Osborn Mgmt For For
1.4 Elect Director Edward B. Rust, Jr. Mgmt For For
1.5 Elect Director Susan C. Schwab Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Declassify the Board of Directors Mgmt For For
5 Reduce Supermajority Vote Requirement Mgmt For For
6 Require Independent Board Chairman SH Against Against
7 Amend Human Rights Policy SH Against For
8 Amend Articles/Bylaws/Charter -- Call Special Meetings
France Telecom Meeting
Date
Country
SH
Primary Security
ID
Meeting
Type
Against
Record
Date
For
Ticker: N/A
09-Jun-10 France F4113C103 Annual/Special 04-Jun-10
CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177
Page 149 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Proponent Mgmt Rec
Vote
Instruction
Ordinary Business Mgmt
1 Approve Financial Statements and Discharge Directors Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
3 Approve Treatment of Losses and Dividends of EUR 1.40 per
Share
Mgmt For For
4 Approve Transaction with French State Re: Partial Dividend
Payment in Shares
Mgmt For For
5 Approve Transaction with Claudie Haignere, Bernard Dufau,
Didier Lombard, Henri Martre, and Jean Simonin Re: Partial
Dividend Payment in Shares
Mgmt For For
6 Amend Terms of Transaction with Novalis Re: Corporate Officers
Health Insurance
Mgmt For For
7 Authorize Repurchase of Up to 10 Percent of Issued Share
Capital
Mgmt For For
8 Elect Stephane Richard as Director Mgmt For Against
9 Elect Marc Maouche as Representative of Employee Shareholders
to the Board
Mgmt For Against
10 Elect Jean Pierre Borderieux as Representative of Employee
Shareholders to the Board
Mgmt For Against
Extraordinary Business Mgmt
11 Authorize Capital Increase of up to EUR 70 Million to Holders of
Orange SA Stock Options or Shares in Connection with France
Telecom Liquidity Agreement
Mgmt For For
12 Authorize up to EUR 1 Million for Issuance of Free Option-Based
Liquidity Instruments Reserved for Holders of Orange SA Stock
Options Benefitting from a Liquidity Agreement
Mgmt For For
13 Authorize up to 1 Percent of Issued Capital for Use in Stock
Option Plan
Mgmt For For
14 Approve Employee Stock Purchase Plan Mgmt For For
15 Approve Reduction in Share Capital via Cancellation of
Repurchased Shares
Mgmt For For
16 Authorize Filing of Required Documents/Other Formalities
Omega Healthcare
Investors, Inc.
09-Jun-10
Meeting
Date
USA
Country
Ticker: OHI
Mgmt
681936100
Primary Security
ID
Annual
Meeting
Type
For
Record
Date
30-Apr-10
For
CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274
Proponent Mgmt Rec
Vote
Instruction
1.1 Elect Director Edward Lowenthal Mgmt For For
1.2 Elect Director Stephen D. Plavin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Charter to Revise Various Provisions Regarding REIT
Ownership Limits
Mgmt For For
Page 150 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
4 Amend Charter to Grant Authority to the Board of Directors to Mgmt For Against
Increase or Decrease Authorized Common and Preferred Stock
Target Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
09-Jun-10 USA 87612E106 Annual 12-Apr-10
Ticker: TGT
CUSIP: 87612E106 ISIN: US87612E1064 SEDOL: 2259101
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Calvin Darden Mgmt For For
2 Elect Director Anne M. Mulcahy Mgmt For For
3 Elect Director Stephen W. Sanger Mgmt For For
4 Elect Director Gregg W. Steinhafel Mgmt For For
5 Ratify Auditors Mgmt For For
6 Declassify the Board of Directors Mgmt For For
7 Reduce Supermajority Vote Requirement Mgmt For For
8 Amend Articles of Incorporation Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Amedisys, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Jun-10 USA 023436108 Annual 15-Apr-10
Ticker: AMED
CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director William F. Borne Mgmt For For
1.2 Elect Director Ronald A. LaBorde Mgmt For For
1.3 Elect Director Jake L. Netterville Mgmt For For
1.4 Elect Director David R. Pitts Mgmt For For
1.5 Elect Director Peter F. Ricchiuti Mgmt For For
1.6 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
American Vanguard
Corporation
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Jun-10 USA 030371108 Annual 23-Apr-10
Ticker: AVD
CUSIP: 030371108 ISIN: US0303711081 SEDOL: 2025711
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Lawrence S. Clark Mgmt For For
1.2 Elect Director Alfred F. Ingulli Mgmt For For
Page 151 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.3 Elect Director John L. Killmer Mgmt For For
1.4 Elect Director Herbert A. Kraft Mgmt For For
1.5 Elect Director John B. Miles Mgmt For For
1.6 Elect Director Carl R. Soderlind Mgmt For For
1.7 Elect Director Irving J. Thau Mgmt For For
1.8 Elect Director Eric G. Wintemute Mgmt For For
1.9 Elect Director Esmail Zirakparvar Mgmt For For
2 Ratify Auditors Mgmt For For
Banco Santander S.A. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Jun-10 Spain E19790109 Annual 24-May-10
Ticker: N/A
CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946
Vote
Proponent Mgmt Rec Instruction
1 Accept Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports and Discharge Directors for Fiscal Year Ended
Dec. 31, 2009
2 Approve Allocation of Income Mgmt For For
3.1 Elect Angel Jado Becerro de Bengoa as Director Mgmt For For
3.2 Re-elect Francisco Javier Botin-Sanz de Sautuola y O'Shea as Mgmt For For
Director
3.3 Re-elect Isabel Tocino Biscarolasaga as Director Mgmt For For
3.4 Re-elect Fernando de Asua Alvarez as Director Mgmt For For
3.5 Re-elect Alfredo Saenz Abad Mgmt For For
4 Reelect Auditors for Fiscal Year 2010 Mgmt For For
5 Authorize Repurchase of Shares in Accordance With Article 75 of Mgmt For For
Spanish Company Law; Void Authorization Granted on June 19,
2009
6 Authorize Issuance of Equity or Equity-Linked Securities without Mgmt For For
Preemptive Rights in Accordance to Article 153 1.a) of the
Spanish Corporate Law; Void Authorization Granted at the AGM
held on June 19, 2009
7.1 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For
7.2 Authorize Increase in Capital through Bonus Share Issuance Mgmt For For
8 Grant Board Authorization to Issue Convertible and/or Mgmt For For
Exchangeable Debt Securities without Preemptive Rights
9.1 Approve Bundled Incentive Plans Linked to Performance Mgmt For Against
Objectives
9.2 Approve Savings Plan for Santander UK PLC' Employees and Mgmt For For
other Companies of Santander Group in the United Kingdom
10 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
11 Approve Director Remuneration Policy Report Mgmt For For
Page 152 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Dollar Thrifty Automotive
Group, Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Jun-10 USA 256743105 Annual 12-Apr-10
Ticker: DTG
CUSIP: 256743105 ISIN: US2567431059 SEDOL: 2134208
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Thomas P. Capo Mgmt For For
1.2 Elect Director Maryann N. Keller Mgmt For For
1.3 Elect Director Edward C. Lumley Mgmt For For
1.4 Elect Director Richard W. Neu Mgmt For For
1.5 Elect Director John C. Pope Mgmt For For
1.6 Elect Director Scott L. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
WellCare Health Plans, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
10-Jun-10 USA 94946T106 Annual 13-Apr-10
Ticker: WCG
CUSIP: 94946T106 ISIN: US94946T1060 SEDOL: B01R258
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Charles G. Berg Mgmt For For
1.2 Elect Director Carol J. Burt Mgmt For For
1.3 Elect Director Alec Cunningham Mgmt For For
1.4 Elect Director David J. Gallitano Mgmt For Withhold
1.5 Elect Director D. Robert Graham Mgmt For For
1.6 Elect Director Kevin F. Hickey Mgmt For For
1.7 Elect Director Christian P. Michalik Mgmt For For
1.8 Elect Director Glenn D. Steele, Jr. Mgmt For For
1.9 Elect Director William L. Trubeck Mgmt For For
1.10 Elect Director Paul E. Weaver Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Political Contributions SH Against Against
EMCOR Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Jun-10 USA 29084Q100 Annual 20-Apr-10
Ticker: EME
CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Stephen W. Bershad Mgmt For For
Page 153 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.2 Elect Director David A.B. Brown Mgmt For For
1.3 Elect Director Larry J. Bump Mgmt For For
1.4 Elect Director Albert Fried, Jr. Mgmt For For
1.5 Elect Director Anthony J. Guzzi Mgmt For For
1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For
1.7 Elect Director David H. Laidley Mgmt For For
1.8 Elect Director Frank T. MacInnis Mgmt For For
1.9 Elect Director Jerry E. Ryan Mgmt For For
1.10 Elect Director Michael T. Yonker Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Regeneron Pharmaceuticals,
Inc.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
11-Jun-10 USA 75886F107 Annual 14-Apr-10
Ticker: REGN
CUSIP: 75886F107 ISIN: US75886F1075 SEDOL: 2730190
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Leonard S. Schleifer Mgmt For For
1.2 Elect Director Eric M. Shooter Mgmt For For
1.3 Elect Director George D. Yancopoulos Mgmt For For
2 Ratify Auditors Mgmt For For
Informatica Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
15-Jun-10 USA 45666Q102 Annual 22-Apr-10
Ticker: INFA
CUSIP: 45666Q102 ISIN: US45666Q1022 SEDOL: 2412067
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Mark Garrett Mgmt For For
1.2 Elect Director Gerald Held Mgmt For For
1.3 Elect Director Charles J. Robel Mgmt For For
2 Ratify Auditors Mgmt For For
Encore Capital Group, Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Jun-10 USA 292554102 Annual 19-Apr-10
Ticker: ECPG
CUSIP: 292554102 ISIN: US2925541029 SEDOL: 2443078
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director J. Brandon Black Mgmt For For
1.2 Elect Director Timothy J. Hanford Mgmt For For
Page 154 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.3 Elect Director George Lund Mgmt For For
1.4 Elect Director Richard A. Mandell Mgmt For For
1.5 Elect Director Willem Mesdag Mgmt For For
1.6 Elect Director John J. Oros Mgmt For For
1.7 Elect Director J. Christopher Teets Mgmt For For
1.8 Elect Director H Ronald Weissman Mgmt For For
1.9 Elect Director Warren Wilcox Mgmt For For
2 Ratify Auditors Mgmt For For
Genzyme Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
16-Jun-10 USA 372917104 Proxy Contest 09-Apr-10
Ticker: GENZ
CUSIP: 372917104 ISIN: US3729171047 SEDOL: 2367598
Vote
Proponent Mgmt Rec Instruction
Management Proxy (White Card) Mgmt
1.1 Elect Director Douglas A. Berthiaume Mgmt For For
1.2 Elect Director Robert J. Bertolini Mgmt For For
1.3 Elect Director Gail K. Boudreaux Mgmt For For
1.4 Elect Director Robert J. Carpenter Mgmt For For
1.5 Elect Director Charles L. Cooney Mgmt For For
1.6 Elect Director Victor J. Dzau Mgmt For For
1.7 Elect Director Connie Mack, III Mgmt For For
1.8 Elect Director Richard F. Syron Mgmt For For
1.9 Elect Director Henri A. Termeer Mgmt For For
1.10 Elect Director Ralph V. Whitworth Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
4 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
5 Provide Right to Call Special Meeting Mgmt For For
6 Ratify Auditors Mgmt For For
Dissident Proxy (Gold Card) Mgmt
1.1 Elect Director Steven Burakoff SH For Do Not Vote
1.2 Elect Director Alexander J. Denner SH For Do Not Vote
1.3 Elect Director Carl C. Icahn SH For Do Not Vote
1.4 Elect Director Richard Mulligan SH For Do Not Vote
1.5 Management Nominee - Douglas A. Berthiaume SH For Do Not Vote
1.6 Management Nominee - Robert J. Bertolini SH For Do Not Vote
1.7 Management Nominee - Gail K. Boudreaux SH For Do Not Vote
Page 155 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.8 Management Nominee - Robert J. Carpenter SH For Do Not Vote
1.9 Management Nominee - Victor J. Dzau SH For Do Not Vote
1.10 Management Nominee - Ralph V. Whitworth SH For Do Not Vote
2 Amend Omnibus Stock Plan Mgmt For Do Not Vote
3 Amend Qualified Employee Stock Purchase Plan Mgmt For Do Not Vote
4 Amend Non-Employee Director Omnibus Stock Plan Mgmt Against Do Not Vote
5 Provide Right to Call Special Meeting Mgmt For Do Not Vote
6 Ratify Auditors Mgmt For Do Not Vote
NTT DoCoMo Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-Jun-10 Japan J59399105 Annual 31-Mar-10
Ticker: 9437
CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 2600 Mgmt For For
2 Amend Articles to Amend Business Lines - Change Company Mgmt For For
Name
3.1 Elect Director Ryuuji Yamada Mgmt For Against
3.2 Elect Director Kiyoyuki Tsujimura Mgmt For For
3.3 Elect Director Masatoshi Suzuki Mgmt For For
3.4 Elect Director Hiroshi Matsui Mgmt For For
3.5 Elect Director Bunya Kumagai Mgmt For For
3.6 Elect Director Kazuto Tsubouchi Mgmt For For
3.7 Elect Director Kaoru Katou Mgmt For For
3.8 Elect Director Mitsunobu Komori Mgmt For For
3.9 Elect Director Akio Oshima Mgmt For For
3.10 Elect Director Fumio Iwasaki Mgmt For For
3.11 Elect Director Takashi Tanaka Mgmt For For
3.12 Elect Director Katsuhiro Nakamura Mgmt For For
3.13 Elect Director Hiroshi Tsujigami Mgmt For For
Sony Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
18-Jun-10 Japan J76379106 Annual 31-Mar-10
Ticker: 6758
CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Howard Stringer Mgmt For For
1.2 Elect Director Ryouji Chuubachi Mgmt For For
Page 156 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.3 Elect Director Youtarou Kobayashi Mgmt For For
1.4 Elect Director Yoshiaki Yamauchi Mgmt For For
1.5 Elect Director Peter Bonfield Mgmt For For
1.6 Elect Director Fujio Chou Mgmt For For
1.7 Elect Director Ryuuji Yasuda Mgmt For For
1.8 Elect Director Yukako Uchinaga Mgmt For For
1.9 Elect Director Mitsuaki Yahagi Mgmt For For
1.10 Elect Director Tsun-Yang Hsieh Mgmt For For
1.11 Elect Director Roland A. Hernandez Mgmt For For
1.12 Elect Director Kanemitsu Anraku Mgmt For For
1.13 Elect Director Yorihiko Kojima Mgmt For For
1.14 Elect Director Osamu Nagayama Mgmt For For
2 Approve Stock Option Plan Mgmt For For
East Japan Railway Co Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Jun-10 Japan J1257M109 Annual 31-Mar-10
Ticker: 9020
CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For
2 Amend Articles to Indemnify Directors and Statutory Auditors Mgmt For For
3.1 Elect Director Mutsutake Otsuka Mgmt For For
3.2 Elect Director Yoshio Ishida Mgmt For For
3.3 Elect Director Satoshi Seino Mgmt For For
3.4 Elect Director Tetsuro Tomita Mgmt For For
3.5 Elect Director Masaki Ogata Mgmt For For
3.6 Elect Director Yoshiaki Arai Mgmt For For
3.7 Elect Director Tsugio Sekiji Mgmt For For
3.8 Elect Director Yoichi Minami Mgmt For For
3.9 Elect Director Toru Owada Mgmt For For
3.10 Elect Director Yuji Fukasawa Mgmt For For
3.11 Elect Director Yasuo Hayashi Mgmt For For
3.12 Elect Director Shigeru Tanabe Mgmt For For
3.13 Elect Director Shinichiro Kamada Mgmt For For
3.14 Elect Director Yoshitaka Taura Mgmt For For
3.15 Elect Director Naomichi Yagishita Mgmt For For
3.16 Elect Director Naoto Miyashita Mgmt For For
3.17 Elect Director Yuji Morimoto Mgmt For For
Page 157 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3.18 Elect Director Osamu Kawanobe Mgmt For For
3.19 Elect Director Toshiro Ichinose Mgmt For For
3.20 Elect Director Masayuki Satomi Mgmt For For
3.21 Elect Director Kimio Shimizu Mgmt For For
3.22 Elect Director Tsukasa Haraguchi Mgmt For For
3.23 Elect Director Tadami Tsuchiya Mgmt For For
3.24 Elect Director Yasuyoshi Umehara Mgmt For For
3.25 Elect Director Takeshi Sasaki Mgmt For For
3.26 Elect Director Tomokazu Hamaguchi Mgmt For For
4 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
5 Amend Articles to Require Disclosure of Individual Director SH Against For
Compensation Levels
6 Amend Articles to Require Reporting to Shareholders of Advisor SH Against
Against
Appointments and Pay
7.1 Remove Director Mutsutake Otsuka from Office SH Against Against
7.2 Remove Director Satoshi Seino from Office SH Against Against
7.3 Remove Director Masaki Ogata from Office SH Against Against
7.4 Remove Director Toru Owada from Office SH Against Against
7.5 Remove Director Yuji Fukasawa from Office SH Against Against
7.6 Remove Director Yasuo Hayashi from Office SH Against Against
7.7 Remove Director Yuji Morimoto from Office SH Against Against
8.1 Appoint Shareholder Nominee Hisayoshi Serizawa to the Board SH Against
Against
8.2 Appoint Shareholder Nominee Fusao Shimoyama to the Board SH Against Against
8.3 Appoint Shareholder Nominee Makoto Sataka to the Board SH Against Against
8.4 Appoint Shareholder Nominee Hisakatsu Nihei to the Board SH Against Against
8.5 Appoint Shareholder Nominee Yoshinori Takahashi to the Board SH Against
Against
9 Cut Board Compensation by 20 Percent SH Against Against
10 Approve Alternate Income Allocation to Establish Reserve for SH Against
Against
Reemployment of Former JNR Employees
11 Approve Alternate Income Allocation to Establish Reserve for SH Against
Against
Retention of Local Rail Lines
12 Approve Alternate Income Allocation to Establish "Reserve for SH Against
Against
Safety Personnel" to Reduce Suicides
Mitsui & Co. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Jun-10 Japan J44690139 Annual 31-Mar-10
Ticker: 8031
CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 11 Mgmt For For
Page 158 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2.1 Elect Director Shoei Utsuda Mgmt For For
2.2 Elect Director Masami Iijima Mgmt For For
2.3 Elect Director Ken Abe Mgmt For For
2.4 Elect Director Junichi Matsumoto Mgmt For For
2.5 Elect Director Seiichi Tanaka Mgmt For For
2.6 Elect Director Norinao Iio Mgmt For For
2.7 Elect Director Takao Omae Mgmt For For
2.8 Elect Director Masayoshi Komai Mgmt For For
2.9 Elect Director Daisuke Saiga Mgmt For For
2.10 Elect Director Nobuko Matsubara Mgmt For For
2.11 Elect Director Ikujiro Nonaka Mgmt For For
2.12 Elect Director Hiroshi Hirabayashi Mgmt For For
2.13 Elect Director Toshiro Muto Mgmt For For
3 Appoint Statutory Auditor Naoto Nakamura Mgmt For For
Nissan Motor Co. Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
23-Jun-10 Japan J57160129 Annual 31-Mar-10
Ticker: 7201
CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860
Vote
Proponent Mgmt Rec Instruction
1.1 Appoint Statutory Auditor Toshiyuki Nakamura Mgmt For For
1.2 Appoint Statutory Auditor Mikio Nakura Mgmt For Against
2 Approve Stock Option Plan Mgmt For For
3 Approve Stock Appreciation Rights Plan for Directors Mgmt For For
Honda Motor Co. Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
24-Jun-10 Japan J22302111 Annual 31-Mar-10
Ticker: 7267
CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 12 Mgmt For For
2.1 Elect Director Takanobu Itou Mgmt For For
2.2 Elect Director Kouichi Kondou Mgmt For For
2.3 Elect Director Shigeru Takagi Mgmt For For
2.4 Elect Director Akio Hamada Mgmt For For
2.5 Elect Director Tetsuo Iwamura Mgmt For For
2.6 Elect Director Tatsuhiro Ohyama Mgmt For For
2.7 Elect Director Fumihiko Ike Mgmt For For
Page 159 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2.8 Elect Director Masaya Yamashita Mgmt For For
2.9 Elect Director Kensaku Hougen Mgmt For For
2.10 Elect Director Nobuo Kuroyanagi Mgmt For For
2.11 Elect Director Takeo Fukui Mgmt For For
2.12 Elect Director Hiroshi Kobayashi Mgmt For For
2.13 Elect Director Shou Minekawa Mgmt For For
2.14 Elect Director Takuji Yamada Mgmt For For
2.15 Elect Director Youichi Houjou Mgmt For For
2.16 Elect Director Tsuneo Tanai Mgmt For For
2.17 Elect Director Hiroyuki Yamada Mgmt For For
2.18 Elect Director Tomohiko Kawanabe Mgmt For For
2.19 Elect Director Masahiro Yoshida Mgmt For For
2.20 Elect Director Seiji Kuraishi Mgmt For For
3 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
Mitsubishi Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
24-Jun-10 Japan J43830116 Annual 31-Mar-10
Ticker: 8058
CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 21 Mgmt For For
2.1 Elect Director Yorihiko Kojima Mgmt For For
2.2 Elect Director Ken Kobayashi Mgmt For For
2.3 Elect Director Ryouichi Ueda Mgmt For For
2.4 Elect Director Masahide Yano Mgmt For For
2.5 Elect Director Hideyuki Nabeshima Mgmt For For
2.6 Elect Director Hideto Nakahara Mgmt For For
2.7 Elect Director Tsuneo Iyobe Mgmt For For
2.8 Elect Director Kiyoshi Fujimura Mgmt For For
2.9 Elect Director Yasuo Nagai Mgmt For For
2.10 Elect Director Mikio Sasaki Mgmt For For
2.11 Elect Director Tamotsu Nomakuchi Mgmt For Against
2.12 Elect Director Kunio Itou Mgmt For For
2.13 Elect Director Kazuo Tsukuda Mgmt For Against
2.14 Elect Director Ryouzou Katou Mgmt For For
2.15 Elect Director Hidehiro konno Mgmt For For
3 Appoint Statutory Auditor Yukio Ueno Mgmt For For
Page 160 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
4 Approve Annual Bonus Payment to Directors Mgmt For For
5 Set Amounts for Retirement Bonus Reserve Funds for Directors Mgmt For For
6 Approve Deep Discount Stock Option Plan and Adjustment to Mgmt For Against
Aggregate Compensation Ceiling for Directors
Toyota Motor Corp. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
24-Jun-10 Japan J92676113 Annual 31-Mar-10
Ticker: 7203
CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 25 Mgmt For For
2.1 Elect Director Fujio Cho Mgmt For For
2.2 Elect Director Katsuaki Watanabe Mgmt For For
2.3 Elect Director Kazuo Okamoto Mgmt For For
2.4 Elect Director Akio Toyoda Mgmt For For
2.5 Elect Director Takeshi Uchiyamada Mgmt For For
2.6 Elect Director Yukitoshi Funo Mgmt For For
2.7 Elect Director Atsushi Niimi Mgmt For For
2.8 Elect Director Shinichi Sasaki Mgmt For For
2.9 Elect Director Yoichiro Ichimaru Mgmt For For
2.10 Elect Director Satoshi Ozawa Mgmt For For
2.11 Elect Director Akira Okabe Mgmt For For
2.12 Elect Director Shinzou Kobuki Mgmt For For
2.13 Elect Director Akira Sasaki Mgmt For For
2.14 Elect Director Mamoru Furuhashi Mgmt For For
2.15 Elect Director Iwao Nihashi Mgmt For For
2.16 Elect Director Tadashi Yamashina Mgmt For For
2.17 Elect Director Takahiko Ijichi Mgmt For For
2.18 Elect Director Tetsuo Agata Mgmt For For
2.19 Elect Director Masamoto Maekawa Mgmt For For
2.20 Elect Director Yasumori Ihara Mgmt For For
2.21 Elect Director Takahiro Iwase Mgmt For For
2.22 Elect Director Yoshimasa Ishii Mgmt For For
2.23 Elect Director Takeshi Shirane Mgmt For For
2.24 Elect Director Yoshimi Inaba Mgmt For For
2.25 Elect Director Nampachi Hayashi Mgmt For For
2.26 Elect Director Nobuyori Kodaira Mgmt For For
2.27 Elect Director Mitsuhisa Kato Mgmt For For
Page 161 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
3.1 Appoint Statutory Auditor Masaki Nakatsugawa Mgmt For For
3.2 Appoint Statutory Auditor Yoichi Morishita Mgmt For Against
3.3 Appoint Statutory Auditor Akishige Okada Mgmt For Against
4 Approve Stock Option Plan Mgmt For For
Vicor Corporation Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
24-Jun-10 USA 925815102 Annual 30-Apr-10
Ticker: VICR
CUSIP: 925815102 ISIN: US9258151029 SEDOL: 2930774
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Samuel J. Anderson Mgmt For Withhold
1.2 Elect Director Estia J. Eichten Mgmt For For
1.3 Elect Director Barry Kelleher Mgmt For Withhold
1.4 Elect Director David T. Riddiford Mgmt For For
1.5 Elect Director James A. Simms Mgmt For Withhold
1.6 Elect Director Claudio Tuozzolo Mgmt For Withhold
1.7 Elect Director Patrizio Vinciarelli Mgmt For Withhold
1.8 Elect Director Jason L. Carlson Mgmt For For
1.9 Elect Director Liam K. Griffin Mgmt For For
Yahoo! Inc. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
24-Jun-10 USA 984332106 Annual 27-Apr-10
Ticker: YHOO
CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539
Vote
Proponent Mgmt Rec Instruction
1 Elect Director Carol Bartz Mgmt For For
2 Elect Director Roy J. Bostock Mgmt For For
3 Elect Director Pati S. Hart Mgmt For For
4 Elect Director Eric Hippeau Mgmt For For
5 Elect Director Susan M. James Mgmt For For
6 Elect Director Vyomesh Joshi Mgmt For For
7 Elect Director Arthur H. Kern Mgmt For For
8 Elect Director Brad D. Smith Mgmt For For
9 Elect Director Gary L. Wilson Mgmt For For
10 Elect Director Jerry Yang Mgmt For For
11 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Against For
Page 162 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Palm Inc Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Jun-10 USA 696643105 Special 24-May-10
Ticker: PALM
CUSIP: 696643105 ISIN: US6966431057 SEDOL: 2026145
Vote
Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
Panasonic Corp Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Jun-10 Japan J6354Y104 Annual 31-Mar-10
Ticker: 6752
CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707
Vote
Proponent Mgmt Rec Instruction
1.1 Elect Director Kunio Nakamura Mgmt For For
1.2 Elect Director Masayuki Matsushita Mgmt For For
1.3 Elect Director Fumio Ohtsubo Mgmt For For
1.4 Elect Director Toshihiro Sakamoto Mgmt For For
1.5 Elect Director Takahiro Mori Mgmt For For
1.6 Elect Director Yasuo Katsura Mgmt For For
1.7 Elect Director Hitoshi Ohtsuki Mgmt For For
1.8 Elect Director Ken Morita Mgmt For For
1.9 Elect Director Ikusaburou Kashima Mgmt For For
1.10 Elect Director Junji Nomura Mgmt For For
1.11 Elect Director Kazunori Takami Mgmt For For
1.12 Elect Director Makoto Uenoyama Mgmt For For
1.13 Elect Director Masatoshi Harada Mgmt For For
1.14 Elect Director Ikuo Uno Mgmt For Against
1.15 Elect Director Masayuki Oku Mgmt For Against
1.16 Elect Director Masashi Makino Mgmt For For
1.17 Elect Director Masaharu Matsushita Mgmt For For
1.18 Elect Director Yoshihiko Yamada Mgmt For For
1.19 Elect Director Takashi Toyama Mgmt For For
2 Appoint Statutory Auditor Hiroyuki Takahashi Mgmt For For
Takeda Pharmaceutical Co.
Ltd.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Jun-10 Japan J8129E108 Annual 31-Mar-10
Ticker: 4502
CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445
Page 163 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For
2.1 Elect Director Yasuchika Hasegawa Mgmt For For
2.2 Elect Director Makoto Yamaoka Mgmt For For
2.3 Elect Director Toyoji Yoshida Mgmt For For
2.4 Elect Director Yasuhiko Yamanaka Mgmt For For
2.5 Elect Director Shigenori Ohkawa Mgmt For For
3 Approve Annual Bonus Payment to Directors Mgmt For For
Tokyo Electric Power Co.
Ltd.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
25-Jun-10 Japan J86914108 Annual 31-Mar-10
Ticker: 9501
CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For
2.1 Elect Director Zengo Aizawa Mgmt For For
2.2 Elect Director Yasushi Aoyama Mgmt For For
2.3 Elect Director Takao Arai Mgmt For For
2.4 Elect Director Tsunehisa Katsumata Mgmt For For
2.5 Elect Director Shigeru Kimura Mgmt For For
2.6 Elect Director Akio Komori Mgmt For For
2.7 Elect Director Masataka Shimizu Mgmt For For
2.8 Elect Director Hiroaki Takatsu Mgmt For For
2.9 Elect Director Masaru Takei Mgmt For For
2.10 Elect Director Norio Tsuzumi Mgmt For For
2.11 Elect Director Yoshihiro Naitou Mgmt For For
2.12 Elect Director Toshio Nishizawa Mgmt For For
2.13 Elect Director Naomi Hirose Mgmt For For
2.14 Elect Director Takashi Fujimoto Mgmt For For
2.15 Elect Director Makio Fujiwara Mgmt For For
2.16 Elect Director Fumiaki Miyamoto Mgmt For For
2.17 Elect Director Sakae Mutou Mgmt For For
2.18 Elect Director Tomijirou Morita Mgmt For For
2.19 Elect Director Hiroshi Yamaguchi Mgmt For For
2.20 Elect Director Masao Yamazaki Mgmt For For
3.1 Appoint Statutory Auditor Kazuko Oya Mgmt For For
3.2 Appoint Statutory Auditor Takashi Karasaki Mgmt For For
Page 164 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
4 Approve Alternate Income Allocation Proposal with Higher SH Against Against
Dividend
5 Amend Articles to Create Committee to Study How to Dispose of SH Against
Against
Nuclear Waste Based on Survey of Consumers, Board "Must
Strive to Implement Recommendations"
6 Amend Articles to Require End of Cooperation in Fast Breeder SH Against
Against
Reactor Project
7 Amend Articles to Add Smart Grid (Time-Variable Pricing) SH Against Against
Operations to Favor Use of Non-Nuclear Power
8 Amend Articles to Require Director Compensation Disclosure SH Against For
Fanuc Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Jun-10 Japan J13440102 Annual 31-Mar-10
Ticker: 6954
CUSIP: J13440102 ISIN: JP3802400006 SEDOL: 6356934
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 43.14 Mgmt For For
2.1 Elect Director Yoshiharu Inaba Mgmt For For
2.2 Elect Director Hiroyuki Uchida Mgmt For For
2.3 Elect Director Hideo Kojima Mgmt For For
2.4 Elect Director Yoshihiro Gonda Mgmt For For
2.5 Elect Director Kenji Yamaguchi Mgmt For For
2.6 Elect Director Mitsuo Kurakake Mgmt For For
2.7 Elect Director Hidehiro Miyajima Mgmt For For
2.8 Elect Director Hiroshi Noda Mgmt For For
2.9 Elect Director Hiroshi Araki Mgmt For For
2.10 Elect Director Shunsuke Matsubara Mgmt For For
2.11 Elect Director Richard E. Schneider Mgmt For For
2.12 Elect Director Hajimu Kishi Mgmt For For
2.13 Elect Director Takayuki Ito Mgmt For For
2.14 Elect Director Mineko Yamasaki Mgmt For For
Mitsubishi UFJ Financial
Group
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Jun-10 Japan J44497105 Annual 31-Mar-10
Ticker: 8306
CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2.1 Elect Director Takamune Okihara Mgmt For For
2.2 Elect Director Kinya Okauchi Mgmt For For
2.3 Elect Director Katsunori Nagayasu Mgmt For For
Page 165 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2.4 Elect Director Kyouta Ohmori Mgmt For For
2.5 Elect Director Hiroshi Saitou Mgmt For For
2.6 Elect Director Nobushige Kamei Mgmt For For
2.7 Elect Director Masao Hasegawa Mgmt For For
2.8 Elect Director Fumiyuki Akikusa Mgmt For For
2.9 Elect Director Kazuo Takeuchi Mgmt For For
2.10 Elect Director Nobuyuki Hirano Mgmt For For
2.11 Elect Director Shunsuke Teraoka Mgmt For For
2.12 Elect Director Kaoru Wachi Mgmt For For
2.13 Elect Director Takashi Oyamada Mgmt For For
2.14 Elect Director Ryuuji Araki Mgmt For For
2.15 Elect Director Kazuhiro Watanabe Mgmt For For
2.16 Elect Director Takuma Ohtoshi Mgmt For For
Nintendo Co. Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Jun-10 Japan J51699106 Annual 31-Mar-10
Ticker: 7974
CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550
Vote
Proponent Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 660 Mgmt For For
2.1 Elect Director Satoru Iwata Mgmt For For
2.2 Elect Director Yoshihiro Mori Mgmt For For
2.3 Elect Director Shinji Hatano Mgmt For For
2.4 Elect Director Genyou Takeda Mgmt For For
2.5 Elect Director Shigeru Miyamoto Mgmt For For
2.6 Elect Director Nobuo Nagai Mgmt For For
2.7 Elect Director Masaharu Matsumoto Mgmt For For
2.8 Elect Director Eiichi Suzuki Mgmt For For
2.9 Elect Director Kazuo Kawahara Mgmt For For
2.10 Elect Director Tatsumi Kimishima Mgmt For For
2.11 Elect Director Kaoru Takemura Mgmt For For
3 Appoint Statutory Auditor Katashi Ozaki Mgmt For For
Nordic American Tanker
Shipping Ltd.
Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Jun-10 Bermuda G65773106 Annual 26-May-10
Ticker: N/A
CUSIP: G65773106 ISIN: BMG657731060 SEDOL: B16FN84
Vote
Proponent Mgmt Rec Instruction
Page 166 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
1.1 Elect Herbjorn Hansson as Director Mgmt For Withhold
1.2 Elect Sir David Gibbons as Director Mgmt For For
1.3 Elect Andreas Ove Ugland as Director Mgmt For For
1.4 Elect Jim Kelly as Director as Director Mgmt For For
1.5 Elect Jan Erik Langangen as Director Mgmt For For
1.6 Elect Paul J. Hopkins as Director Mgmt For For
1.7 Elect Richard H. K. Vietor as Director Mgmt For For
2 Ratify Deloitte AS as Auditors Mgmt For For
3 Approve Reduction in Share Capital by $136.4 Million Mgmt For For
4 Receive Financial Statements and Statutory Reports Mgmt
(Non-Voting)
5 Transact Other Business (Non-Voting) Mgmt
Shin-Etsu Chemical Co. Ltd. Meeting
Date
Country Primary Security
ID
Meeting
Type
Record
Date
29-Jun-10 Japan J72810120
Ticker: 4063
Annual 31-Mar-10
CUSIP: J72810120 ISIN: JP3371200001 SEDOL: 6804585
Proponent Mgmt Rec
Vote
Instruction
Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 50 For For
Mgmt2.1 Elect Director Chihiro Kanagawa For For
Mgmt2.2 Elect Director Shunzo Mori For For
Mgmt2.3 Elect Director Fumio Akiya For For
Mgmt2.4 Elect Director Kiichi Habata For For
Mgmt2.5 Elect Director Masashi Kaneko For For
Mgmt2.6 Elect Director Fumio Arai For For
Mgmt2.7 Elect Director Masahiko Todoroki For For
Mgmt2.8 Elect Director Toshiya Akimoto For For
Mgmt2.9 Elect Director Hiroshi Komiyama For For
Mgmt3 Appoint Statutory Auditor Yoshihito Kosaka For For
Mgmt4 Approve Stock Option Plan For For
Mgmt5 Approve Takeover Defense Plan (Poison Pill)
SUMITOMO MITSUI
FINANCIAL GROUP INC.
29-Jun-10
Meeting
Date
Japan
Country
J7771X109
Primary Security
ID
Ticker: 8316
Annual
Meeting
Type
For
Record
Date
31-Mar-10
Against
CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024
Proponent Mgmt Rec
Vote
Instruction
Mgmt1 Approve Allocation of Income, with a Final Dividend of JPY 55 for
Ordinary Shares
For For
Page 167 of 168
TDX Independence In-Target Exchange-Traded Fund
Vote Summary Report
Report was run from: 8/4/09 to 6/30/10
2 Amend Articles to Increase Authorized Capital - Remove Mgmt For For
Provisions on Class 4 Preferred Shares to Reflect Cancellation
3.1 Elect Director Teisuke Kitayama Mgmt For For
3.2 Elect Director Wataru Ohara Mgmt For For
3.3 Elect Director Hideo Shimada Mgmt For For
3.4 Elect Director Junsuke Fujii Mgmt For For
3.5 Elect Director Koichi Miyata Mgmt For For
3.6 Elect Director Yoshinori Yokoyama Mgmt For For
4 Approve Retirement Bonus Payment for Director Mgmt For For
5 Approve Special Payments in Connection with Abolition of Mgmt For For
Retirement Bonus System and Approve Deep Discount Stock
Option Plan
Page 168 of 168
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) TDX Independence Funds, Inc.
| | |
By: | | /s/ Hans Ephraimson |
Name: | | Hans Ephraimson |
Title: | | Chief Executive Officer, President |
Date: | | August 16, 2010 |