UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22001
db-X Exchange-Traded Funds, Inc.
(Exact name of registrant as specified in charter)
60 Wall Street, New York, New York 10005
(Address of principal executive offices) (Zip code)
Alex N. Depetris
db-X Exchange-Traded Funds Inc.
c/o DBX Strategic Advisors LLC
60 Wall Street
New York, New York 10005
(Name and address of agent for service)
Registrant’s telephone number, including area code: 212-250-9110
Date of fiscal year end: May 31
Date of reporting period: June 30, 2011
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and Rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
db-X 2010 TARGET DATE FUND (FORMERLY TDX INDEPENDENCE 2010 EXCHANGE-TRADED FUND)
VOTE SUMMARY REPORT
Report was run from: 7/1/10 to 6/30/11
Institution Account(s): TDX Independence 2010 Exchange-Traded Fund
TESCO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 02-Jul-10 United Kingdom G87621101 Annual 30-Jun-10
CUSIP: G87621101 ISIN: GB0008847096 SEDOL: 0884709
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Against
3 Approve Final Dividend Mgmt For For
4 Re-elect Ken Hydon as Director Mgmt For For
5 Re-elect Tim Mason as Director Mgmt For For
6 Re-elect Lucy Neville-Rolfe as Director Mgmt For For
7 Re-elect David Potts as Director Mgmt For For
8 Re-elect David Reid as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Authorise EU Political Donations and Expenditure Mgmt For For
15 Approve Share Incentive Plan Mgmt For For
16 Adopt New Articles of Association Mgmt For For
17 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
ARENA RESOURCES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARD 16-Jul-10 USA 040049108 Special 16-Jun-10
CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
VODAFONE GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 27-Jul-10 United Kingdom G93882135 Annual 23-Jul-10
CUSIP: G93882135 ISIN: GB00B16GWD56 SEDOL: B16GWD5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Sir John Bond as Director Mgmt For For
3 Re-elect John Buchanan as Director Mgmt For For
4 Re-elect Vittorio Colao as Director Mgmt For For
5 Re-elect Michel Combes as Director Mgmt For For
6 Re-elect Andy Halford as Director Mgmt For For
7 Re-elect Stephen Pusey as Director Mgmt For For
8 Re-elect Alan Jebson as Director Mgmt For For
9 Re-elect Samuel Jonah as Director Mgmt For For
10 Re-elect Nick Land as Director Mgmt For For
11 Re-elect Anne Lauvergeon as Director Mgmt For For
12 Re-elect Luc Vandevelde as Director Mgmt For For
13 Re-elect Anthony Watson as Director Mgmt For For
14 Re-elect Philip Yea as Director Mgmt For For
15 Approve Final Dividend Mgmt For For
16 Approve Remuneration Report Mgmt For For
17 Reappoint Deloitte LLP as Auditors Mgmt For For
18 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Adopt New Articles of Association Mgmt For For
23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
24 Approve Share Incentive Plan Mgmt For For
HAEMONETICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HAE 29-Jul-10 USA 405024100 Annual 03-Jun-10
CUSIP: 405024100 ISIN: US4050241003 SEDOL: 2401195
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Susan Bartlett Foote Mgmt For For
1.2 Elect Director Pedro P. Granadillo Mgmt For For
1.3 Elect Director Mark W. Kroll Mgmt For For
2 Ratify Auditors Mgmt For For
STERIS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
STE 29-Jul-10 USA 859152100 Annual 01-Jun-10
CUSIP: 859152100 ISIN: US8591521005 SEDOL: 2845113
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard C. Breeden Mgmt For For
1.2 Elect Director Cynthia L. Feldmann Mgmt For For
1.3 Elect Director Jacqueline B. Kosecoff Mgmt For For
1.4 Elect Director David B. Lewis Mgmt For For
1.5 Elect Director Kevin M. McMullen Mgmt For For
1.6 Elect Director Walter M Rosebrough, Jr. Mgmt For For
1.7 Elect Director Mohsen M. Sohi Mgmt For For
1.8 Elect Director John P. Wareham Mgmt For For
1.9 Elect Director Loyal W. Wilson Mgmt For For
1.10 Elect Director Michael B. Wood Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Ratify Auditors Mgmt For For
PRESTIGE BRANDS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PBH 03-Aug-10 USA 74112D101 Annual 18-Jun-10
CUSIP: 74112D101 ISIN: US74112D1019 SEDOL: B0650P3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Matthew M. Mannelly Mgmt For For
1.2 Elect Director John E. Byom Mgmt For For
1.3 Elect Director Gary E. Costley Mgmt For For
1.4 Elect Director Charles J. Hinkaty Mgmt For For
1.5 Elect Director Patrick Lonergan Mgmt For For
2 Ratify Auditors Mgmt For For
FOREST LABORATORIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FRX 09-Aug-10 USA 345838106 Annual 18-Jun-10
CUSIP: 345838106 ISIN: US3458381064 SEDOL: 2346508
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Howard Solomon Mgmt For For
1.2 Elect Director Lawrence S. Olanoff Mgmt For For
1.3 Elect Director Nesli Basgoz Mgmt For For
1.4 Elect Director William J. Candee Mgmt For For
1.5 Elect Director George S. Cohan Mgmt For For
1.6 Elect Director Dan L. Goldwasser Mgmt For For
1.7 Elect Director Kenneth E. Goodman Mgmt For For
1.8 Elect Director Lester B. Salans Mgmt For For
1.9 Elect Director Peter J. Zimetbaum Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Ratify Auditors Mgmt For For
5 Reimburse Proxy Contest Expenses SH Against Against
QUALITY SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
QSII 11-Aug-10 USA 747582104 Annual 15-Jun-10
CUSIP: 747582104 ISIN: US7475821044 SEDOL: 2715391
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Craig Barbarosh Mgmt For For
1.2 Elect Director Dr. Murray Brennan Mgmt For For
1.3 Elect Director George Bristol Mgmt For For
1.4 Elect Director Patrick Cline Mgmt For For
1.5 Elect Director Ahmed Hussein Mgmt For For
1.6 Elect Director Russell Pflueger Mgmt For For
1.7 Elect Director Steven Plochocki Mgmt For For
1.8 Elect Director Sheldon Razin Mgmt For For
1.9 Elect Director Maureen Spivak Mgmt For For
2 Ratify Auditors Mgmt For For
ELECTRO SCIENTIFIC INDUSTRIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ESIO 12-Aug-10 USA 285229100 Annual 07-Jun-10
CUSIP: 285229100 ISIN: US2852291002 SEDOL: 2310440
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Frederick A. Ball Mgmt For For
1.2 Elect Director Nicholas Konidaris Mgmt For For
1.3 Elect Director Robert R. Walker Mgmt For For
1.4 Elect Director David Nierenberg Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
THE GEO GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GEO 12-Aug-10 USA 36159R103 Special 02-Jul-10
CUSIP: 36159R103 ISIN: US36159R1032 SEDOL: 2943299
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Issue Shares in Connection with Acquisition Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Adjourn Meeting Mgmt For For
ALCON INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACL 16-Aug-10 Switzerland H01301102 Special 09-Aug-10
CUSIP: H01301102 ISIN: CH0013826497 SEDOL: 2852395
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1a Elect Enrico Vanni as Director Mgmt For For
1b Elect Norman Walker as Director Mgmt For For
1c Elect Paul Choffat as Director Mgmt For For
1d Elect Urs Baerlocher as Director Mgmt For For
1e Elect Jacques Seydoux as Director Mgmt For For
ICONIX BRAND GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ICON 19-Aug-10 USA 451055107 Annual 23-Jun-10
CUSIP: 451055107 ISIN: US4510551074 SEDOL: 2175575
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Neil Cole Mgmt For For
1.2 Elect Director Barry Emanuel Mgmt For For
1.3 Elect Director Steven Mendelow Mgmt For For
1.4 Elect Director Drew Cohen Mgmt For For
1.5 Elect Director F. Peter Cuneo Mgmt For For
1.6 Elect Director Mark Friedman Mgmt For For
1.7 Elect Director James A. Marcum Mgmt For For
2 Ratify Auditors Mgmt For For
DAKTRONICS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAKT 25-Aug-10 USA 234264109 Annual 28-Jun-10
CUSIP: 234264109 ISIN: US2342641097 SEDOL: 2254010
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director James B. Morgan Mgmt For For
1.2 Elect Director John L. Mulligan Mgmt For For
1.3 Elect Director Duane E. Sander Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Other Business Mgmt For Abstain
IXYS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IXYS 27-Aug-10 USA 46600W106 Annual 01-Jul-10
CUSIP: 46600W106 ISIN: US46600W1062 SEDOL: 2243591
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald L. Feucht Mgmt For For
1.2 Elect Director Samuel Kory Mgmt For For
1.3 Elect Director S. Joon Lee Mgmt For For
1.4 Elect Director Timothy A. Richardson Mgmt For For
1.5 Elect Director James M. Thorburn Mgmt For For
1.6 Elect Director Nathan Zommer Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
TOWERS WATSON & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TW 09-Sep-10 USA 891894107 Special 23-Jul-10
CUSIP: N/A ISIN: US8918941076 SEDOL: B5VW407
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Amend Certificate of Incorporation to Eliminate Five Percent Mgmt For For
Share Conversion Provision
EXAR CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EXAR 15-Sep-10 USA 300645108 Annual 20-Jul-10
CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Izak Bencuya Mgmt For For
1.2 Elect Director Pierre Guilbault Mgmt For For
1.3 Elect Director Brian Hilton Mgmt For For
1.4 Elect Director Richard L. Leza Mgmt For For
1.5 Elect Director Gary Meyers Mgmt For For
1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For
1.7 Elect Director Pedro (Pete) Rodriguez Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
MASTERCARD INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MA 21-Sep-10 USA 57636Q104 Annual 26-Jul-10
CUSIP: 57636Q104 ISIN: US57636Q1040 SEDOL: B121557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Declassify the Board of Directors Mgmt For For
2 Reduce Supermajority Vote Requirement Mgmt For For
3 Amend Board Qualifications Mgmt For For
4 Amend Stock Ownership Limitations Mgmt For For
5 Adjourn Meeting Mgmt For For
6.1 Elect Director Nancy J. Karch Mgmt For For
6.2 Elect Director Jose Octavio Reyes Lagunes Mgmt For For
6.3 Elect Director Edward Suning Tian Mgmt For For
6.4 Elect Director Silvio Barzi Mgmt For For
7 Approve Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
CASEY'S GENERAL STORES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CASY 23-Sep-10 USA 147528103 Proxy Contest 29-Jul-10
CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proxy (White Card) Mgmt
1.1 Elect Director Robert J. Myers Mgmt For For
1.2 Elect Director Diane C. Bridgewater Mgmt For For
1.3 Elect Director Johnny Danos Mgmt For For
1.4 Elect Director H. Lynn Horak Mgmt For For
1.5 Elect Director Kenneth H. Haynie Mgmt For For
1.6 Elect Director William C. Kimball Mgmt For For
1.7 Elect Director Jeffrey M. Lamberti Mgmt For For
1.8 Elect Director Richard A. Wilkey Mgmt For For
2 Ratify Auditors Mgmt For For
3 Repeal Bylaws Amendments Adopted after June 10, 2009 SH Against Against
Dissident Proxy (Blue Card) Mgmt
1.1 Elect Director Howard W. Bates SH For Do Not Vote
1.2 Elect Director Hugh L. Cooley SH For Do Not Vote
1.3 Elect Director G. Terrence Coriden SH For Do Not Vote
1.4 Elect Director Mickey Kim SH For Do Not Vote
1.5 Elect Director D.O. Mann SH For Do Not Vote
1.6 Elect Director Kevin J. Martin SH For Do Not Vote
1.7 Elect Director David B. McKinney SH For Do Not Vote
1.8 Elect Director Marc E. Rothbart SH For Do Not Vote
2 Repeal Bylaws Amendments Adopted after June 10, 2009 SH For Do Not Vote
3 Ratify Auditors Mgmt For Do Not Vote
FEDEX CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FDX 27-Sep-10 USA 31428X106 Annual 02-Aug-10
CUSIP: 31428X106 ISIN: US31428X1063 SEDOL: 2142784
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James L. Barksdale Mgmt For For
2 Elect Director John A. Edwardson Mgmt For For
3 Elect Director J.R. Hyde, III Mgmt For For
4 Elect Director Shirley A. Jackson Mgmt For For
5 Elect Director Steven R. Loranger Mgmt For For
6 Elect Director Gary W. Loveman Mgmt For For
7 Elect Director Susan C. Schwab Mgmt For For
8 Elect Director Frederick W. Smith Mgmt For For
9 Elect Director Joshua I. Smith Mgmt For For
10 Elect Director David P. Steiner Mgmt For For
11 Elect Director Paul S. Walsh Mgmt For For
12 Approve Omnibus Stock Plan Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Require Independent Board Chairman SH Against Against
15 Provide Right to Act by Written Consent SH Against For
16 Adopt Policy on Succession Planning SH Against Against
LANDRYS RESTAURANTS, INC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LNY 04-Oct-10 USA 51508L103 Special 16-Aug-10
CUSIP: 51508L103 ISIN: US51508L1035 SEDOL: 2504254
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
PSYCHIATRIC SOLUTIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PSYS 05-Oct-10 USA 74439H108 Special 24-Aug-10
CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
MEDIFAST INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MED 08-Oct-10 USA 58470H101 Annual 16-Aug-10
CUSIP: 58470H101 ISIN: US58470H1014 SEDOL: 2934033
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles P. Connolly Mgmt For For
2 Elect Director Jason L. Groves Mgmt For For
3 Elect Director Bradley T. MacDonald Mgmt For For
4 Elect Director John P. McDaniel Mgmt For For
5 Elect Director Donald F. Reilly Mgmt For For
6 Elect Director Harvey C. Barnum Mgmt For For
7 Elect Director Jerry D. Reece Mgmt For For
8 Ratify Auditors Mgmt For For
9 Amend Articles Bylaws Mgmt For Against
THE PROCTER & GAMBLE COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PG 12-Oct-10 USA 742718109 Annual 13-Aug-10
CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Angela F. Braly Mgmt For For
2 Elect Director Kenneth I. Chenault Mgmt For For
3 Elect Director Scott D. Cook Mgmt For For
4 Elect Director Rajat K. Gupta Mgmt For For
5 Elect Director Robert A. Mcdonald Mgmt For For
6 Elect Director W. James Mcnerney, Jr. Mgmt For For
7 Elect Director Johnathan A. Rodgers Mgmt For For
8 Elect Director Mary A. Wilderotter Mgmt For For
9 Elect Director Patricia A. Woertz Mgmt For For
10 Elect Director Ernesto Zedillo Mgmt For For
11 Ratify Auditors Mgmt For For
12 Provide for Cumulative Voting SH Against Against
DIAGEO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DGE 14-Oct-10 United Kingdom G42089113 Annual 12-Oct-10
CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Peggy Bruzelius as Director Mgmt For For
5 Re-elect Laurence Danon as Director Mgmt For For
6 Re-elect Betsy Holden as Director Mgmt For For
7 Re-elect Lord (Clive) Hollick of Notting Hill as Director Mgmt For For
8 Re-elect Franz Humer as Director Mgmt For For
9 Re-elect Philip Scott as Director Mgmt For For
10 Re-elect Todd Stitzer as Director Mgmt For For
11 Re-elect Paul Walker as Director Mgmt For For
12 Re-elect Paul Walsh as Director Mgmt For For
13 Elect Lord (Mervyn) Davies of Abersoch as Director Mgmt For For
14 Elect Deirdre Mahlan as Director Mgmt For For
15 Reappoint KPMG Audit plc as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Amend Diageo 2001 Share Incentive Plan Mgmt For For
22 Approve Diageo 2010 Sharesave Plan Mgmt For For
23 Authorise the Company to Establish International Share Plans Mgmt For For
24 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
H & M HENNES & MAURITZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 20-Oct-10 Sweden W41422101 Special 14-Oct-10
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Chairman of Meeting Mgmt For None
3 Prepare and Approve List of Shareholders Mgmt For None
4 Approve Agenda of Meeting Mgmt For None
5 Designate Inspector(s) of Minutes of Meeting Mgmt For None
6 Acknowledge Proper Convening of Meeting Mgmt For None
7 Approve an Incentive Programme for all Employees of the Mgmt For None
H&M Group
8 Amend Remuneration Policy And Other Terms of Mgmt For None
Employment For Executive Management
9 Close Meeting Mgmt
Not Voted Note: No power of attorney on file
BHP BILLITON PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BLT 21-Oct-10 United Kingdom G10877101 Annual 19-Oct-10
CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Dr John Buchanan as Director Mgmt For For
3 Re-elect David Crawford as Director Mgmt For For
4 Re-elect Keith Rumble as Director Mgmt For For
5 Re-elect Dr John Schubert as Director Mgmt For For
6 Re-elect Jacques Nasser as Director Mgmt For For
7 Elect Malcolm Broomhead as Director Mgmt For For
8 Elect Carolyn Hewson as Director Mgmt For For
9 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
12 Authorise Market Purchase Mgmt For For
13 Approve Remuneration Report Mgmt For For
14 Amend Long Term Incentive Plan Mgmt For For
15 Approve Grant of Share Awards to Marius Kloppers Mgmt For For
16 Amend the Constitution of BHP Billiton Limited Mgmt For For
17 Amend Articles of Association of BHP Billiton plc Mgmt For For
COMMONWEALTH BANK OF AUSTRALIA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBA 26-Oct-10 Australia Q26915100 Annual 24-Oct-10
CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Financial Year Ended June 30, 2010
2(a) Elect John Anderson as a Director Mgmt For For
2(b) Elect Harrison Young as a Director Mgmt For For
2(c) Elect Brian Long as a Director Mgmt For For
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
June 30, 2010
4 Approve the Grant of Reward Rights with a Face Value of Up Mgmt For For
to A$4.25 Million to Ralph Norris, Chief Executive Officer,
Under the Company's Group Leadership Reward Plan
Pursuant to the 2010 to 2011 Financial Year
INVESTORS BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ISBC 26-Oct-10 USA 46146P102 Annual 09-Sep-10
CUSIP: 46146P102 ISIN: US46146P1021 SEDOL: B0J2NT6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert M. Cashill Mgmt For For
1.2 Elect Director Brian D. Dittenhafer Mgmt For For
1.3 Elect Director Vincent D. Manahan III Mgmt For For
1.4 Elect Director James H. Ward, III Mgmt For For
2 Ratify Auditors Mgmt For For
PARKER-HANNIFIN CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PH 27-Oct-10 USA 701094104 Annual 31-Aug-10
CUSIP: 701094104 ISIN: US7010941042 SEDOL: 2671501
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert G. Bohn Mgmt For For
1.2 Elect Director Linda S. Harty Mgmt For For
1.3 Elect Director William E. Kassling Mgmt For For
1.4 Elect Director Robert J. Kohlhepp Mgmt For For
1.5 Elect Director Klaus-Peter Muller Mgmt For For
1.6 Elect Director Candy M. Obourn Mgmt For For
1.7 Elect Director Joseph M. Scaminace Mgmt For For
1.8 Elect Director Wolfgang R. Schmitt Mgmt For For
1.9 Elect Director Ake Svensson Mgmt For For
1.10 Elect Director Markos I. Tambakeras Mgmt For For
1.11 Elect Director James L. Wainscott Mgmt For For
1.12 Elect Director Donald E. Washkewicz Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Require Independent Board Chairman SH Against Against
SRA INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SRX 28-Oct-10 USA 78464R105 Annual 31-Aug-10
CUSIP: 78464R105 ISIN: US78464R1059 SEDOL: 2865241
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John W. Barter Mgmt For For
1.2 Elect Director Larry R. Ellis Mgmt For For
1.3 Elect Director Miles R. Gilburne Mgmt For For
1.4 Elect Director W. Robert Grafton Mgmt For For
1.5 Elect Director William T. Keevan Mgmt For For
1.6 Elect Director Michael R. Klein Mgmt For For
1.7 Elect Director David H. Langstaff Mgmt For For
1.8 Elect Director Stanton D. Sloane Mgmt For For
1.9 Elect Director Ernst Volgenau Mgmt For For
1.10 Elect Director Gail R. Wilensky Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
COACH, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COH 03-Nov-10 USA 189754104 Annual 07-Sep-10
CUSIP: 189754104 ISIN: US1897541041 SEDOL: 2646015
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lew Frankfort Mgmt For For
1.2 Elect Director Susan Kropf Mgmt For For
1.3 Elect Director Gary Loveman Mgmt For For
1.4 Elect Director Ivan Menezes Mgmt For For
1.5 Elect Director Irene Miller Mgmt For For
1.6 Elect Director Michael Murphy Mgmt For For
1.7 Elect Director Jide Zeitlin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Adopt Policy on Ending Use of Animal Fur in Products SH Against Against
BUCKEYE TECHNOLOGIES INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BKI 04-Nov-10 USA 118255108 Annual 10-Sep-10
CUSIP: 118255108 ISIN: US1182551085 SEDOL: 2152943
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lewis E. Holland Mgmt For For
1.2 Elect Director Kristopher J. Matula Mgmt For For
1.3 Elect Director Virginia B. Wetherell Mgmt For For
2 Ratify Auditors Mgmt For For
G&K SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GKSR 04-Nov-10 USA 361268105 Annual 07-Sep-10
CUSIP: 361268105 ISIN: US3612681052 SEDOL: 2357317
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John S. Bronson Mgmt For For
1.2 Elect Director Wayne M. Fortun Mgmt For For
1.3 Elect Director Ernest J. Mrozek Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
JACK HENRY & ASSOCIATES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JKHY 09-Nov-10 USA 426281101 Annual 20-Sep-10
CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jerry D. Hall Mgmt For For
1.2 Elect Director Michael E. Henry Mgmt For For
1.3 Elect Director James J. Ellis Mgmt For For
1.4 Elect Director Craig R. Curry Mgmt For For
1.5 Elect Director Wesley A. Brown Mgmt For For
1.6 Elect Director Matthew C. Flanigan Mgmt For For
1.7 Elect Director Marla K. Shepard Mgmt For For
1.8 Elect Director John F. Prim Mgmt For For
2 Amend Restricted Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BHP 16-Nov-10 Australia Q1498M100 Annual 14-Nov-10
CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve the Financial Statements and Statutory Reports for Mgmt For For
the Financial Year Ended June 30, 2010
2 Elect John Buchanan as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
3 Elect David Crawford as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
4 Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Mgmt For For
Billiton Plc
5 Elect John Schubert as a Director of BHP Billiton Ltd and BHP Mgmt For For
Billiton Plc
6 Elect Jacques Nasser as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
7 Elect Malcolm Broomhead as a Director of BHP Billiton Ltd Mgmt For For
and BHP Billiton Plc
8 Elect Carolyn Hewson as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
9 Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For
10 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights Up to an Amount of $277.98 Million
11 Approve Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights Up to an Aggregate Nominal
Amount of $55.78 Million
12 Approve the Repurchase of Up to 223.11 Million Shares in Mgmt For For
BHP Billiton Plc
13 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
June 30, 2010
14 Approve the Amendments to the BHP Billiton Ltd Long Term Mgmt For For
Incentive Plan and to the BHP Billiton Plc Long Term
Incentive Plan
15 Approve the Grant of Deferred Shares and Options Under the Mgmt For For
BHP Billiton Ltd Group Incentive Scheme and Performance
Shares Under the BHP Billiton Ltd Long Term Incentive Plan
to Marius Kloppers, Executive Director
16 Approve the Amendments to Constitution of BHP Billiton Ltd Mgmt For For
17 Approve the Amendments to the Articles of Association of Mgmt For For
BHP Billiton Plc
MICROSOFT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MSFT 16-Nov-10 USA 594918104 Annual 03-Sep-10
CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Steven A. Ballmer Mgmt For For
2 Elect Director Dina Dublon Mgmt For For
3 Elect Director William H. Gates III Mgmt For For
4 Elect Director Raymond V. Gilmartin Mgmt For For
5 Elect Director Reed Hastings Mgmt For For
6 Elect Director Maria M. Klawe Mgmt For For
7 Elect Director David F. Marquardt Mgmt For For
8 Elect Director Charles H. Noski Mgmt For For
9 Elect Director Helmut Panke Mgmt For For
10 Ratify Auditors Mgmt For For
11 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
CACI INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CACI 17-Nov-10 USA 127190304 Annual 20-Sep-10
CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Dan R. Bannister Mgmt For For
1.2 Elect Director Paul M. Cofoni Mgmt For For
1.3 Elect Director Gordon R. England Mgmt For For
1.4 Elect Director James S. Gilmore III Mgmt For For
1.5 Elect Director Gregory G. Johnson Mgmt For For
1.6 Elect Director Richard L. Leatherwood Mgmt For For
1.7 Elect Director J. Phillip London Mgmt For For
1.8 Elect Director James L. Pavitt Mgmt For For
1.9 Elect Director Warren R. Phillips Mgmt For For
1.10 Elect Director Charles P. Revoile Mgmt For For
1.11 Elect Director William S. Wallace Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt None Abstain
CISCO SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CSCO 18-Nov-10 USA 17275R102 Annual 20-Sep-10
CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol A. Bartz Mgmt For For
2 Elect Director M. Michele Burns Mgmt For For
3 Elect Director Michael D. Capellas Mgmt For For
4 Elect Director Larry R. Carter Mgmt For For
5 Elect Director John T. Chambers Mgmt For For
6 Elect Director Brian L. Halla Mgmt For For
7 Elect Director John L. Hennessy Mgmt For For
8 Elect Director Richard M. Kovacevich Mgmt For For
9 Elect Director Roderick C. Mcgeary Mgmt For For
10 Elect Director Michael K. Powell Mgmt For For
11 Elect Director Arun Sarin Mgmt For For
12 Elect Director Steven M. West Mgmt For For
13 Elect Director Jerry Yang Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Ratify Auditors Mgmt For For
16 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
17 Report on Internet Fragmentation SH Against For
18 Adopt Policy Prohibiting Sale of Products in China if they SH Against Against
Contribute to Human Rights Abuses
ACCURAY INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARAY 19-Nov-10 USA 004397105 Annual 21-Sep-10
CUSIP: 004397105 ISIN: US0043971052 SEDOL: B1R2HW6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert S. Weiss Mgmt For For
1.2 Elect Director Peter Fine Mgmt For For
2 Ratify Auditors Mgmt For For
LIVE NATION ENTERTAINMENT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LYV 02-Dec-10 USA 538034109 Annual 18-Oct-10
CUSIP: 538034109 ISIN: US5380341090 SEDOL: B0T7YX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Irving L. Azoff Mgmt For Withhold
1.2 Elect Director Mark Carleton Mgmt For Withhold
1.3 Elect Director Jonathan F. Miller Mgmt For Withhold
1.4 Elect Director Michael Rapino Mgmt For Withhold
1.5 Elect Director Mark S. Shapiro Mgmt For Withhold
2 Ratify Auditors Mgmt For For
VAIL RESORTS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MTN 03-Dec-10 USA 91879Q109 Annual 07-Oct-10
CUSIP: 91879Q109 ISIN: US91879Q1094 SEDOL: 2954194
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Roland A. Hernandez Mgmt For For
1.2 Elect Director Thomas D. Hyde Mgmt For For
1.3 Elect Director Jeffrey W. Jones Mgmt For For
1.4 Elect Director Robert A. Katz Mgmt For For
1.5 Elect Director Richard D. Kincaid Mgmt For For
1.6 Elect Director John T. Redmond Mgmt For For
1.7 Elect Director Hilary A. Schneider Mgmt For For
1.8 Elect Director John F. Sorte Mgmt For For
2 Ratify Auditors Mgmt For For
EQUITY ONE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQY 15-Dec-10 USA 294752100 Special 11-Nov-10
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Amend Charter to Add Foreign Ownership Limits Mgmt For Against
2 Limit Voting Rights of Shares Beneficially Owned in Excess of Mgmt For Against
9.9% of Company's Stock
3 Adjourn Meeting Mgmt For Against
WESTPAC BANKING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WBC 15-Dec-10 Australia Q97417101 Annual 13-Dec-10
CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30, 2010
2 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
3(a) Elect Elizabeth Blomfield Bryan as a Director Mgmt For For
3(b) Elect Peter John Oswin Hawkins as a Director Mgmt For For
3(c) Elect Carolyn Judith Hewson as a Director Mgmt For For
4 Approve the Grant of Up to A$1.44 Million Worth of Shares Mgmt For For
Under the CEO Restricted Rights Plan and 176,125
Performance Rights Under the CEO Performance Rights Plan
to Gail Patricia Kelly, Managing Director and CEO
NATIONAL AUSTRALIA BANK LIMITED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NAB 16-Dec-10 Australia Q65336119 Annual 14-Dec-10
CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30. 2010
2a Elect Patricia Cross as a Director Mgmt For For
2b Elect Danny Gilbert as a Director Mgmt For For
2c Elect Jillian Segal as a Director Mgmt For For
2d Elect Malcolm Williamson as a Director Mgmt For For
2e Elect Anthony Yuen as a Director Mgmt For For
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
4a Approve the Grant of Up to A$4.42 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to
Cameron Clyne, Group Chief Executive Officer
4b Approve the Grant of Up to A$1.85 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to Mark
Joiner, Executive Director
4c Approve the Grant of Up to A$1.92 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to Michael
Ullmer, Executive Director
5 Approve the Provision of Termination Benefits to T. Burns Mgmt For For
Upon Cessation of Employment
6a Approve the Selective Buyback of Up to 600 Unpaid 2008 Mgmt For For
Preference Shares of the Company
6b Approve the Reduction of Capital of the 2008 Stapled Mgmt For For
Securities Issued on Sept. 24, 2008
6c Approve the Selective Buyback of Up to 1,000 Unpaid 2009 Mgmt For For
Preference Shares of the Company
6d Approve the Reduction of Capital of the 2009 Stapled Mgmt For For
Securitites Issued on Sept. 30, 2009
AMERICAN OIL & GAS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AEZ 17-Dec-10 USA 028723104 Special 15-Nov-10
CUSIP: 028723104 ISIN: US0287231049 SEDOL: 2621766
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
3 Other Business Mgmt For Abstain
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ANZ 17-Dec-10 Australia Q09504137 Annual 15-Dec-10
CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proposals Mgmt
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30, 2010
2 Approve the Amendments to the Company's Constitution Mgmt For For
Regarding Profits Test for Dividend Distribution
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
4 Approve the Grant of Performance Rights Worth Up to A$3 Mgmt For For
Million to Michael Smith, Chief Executive Officer, Under the
ANZ Share Option Plan
5(a) Elect G. J. Clark as a Director Mgmt For For
5(b) Elect D. E. Meiklejohn as a Director Mgmt For For
Shareholder Proposal Mgmt
5(c) Elect R. J. Reeves as a Director SH Against Against
Management Proposal Mgmt
5(d) Elect I. J. Macfarlane as a Director Mgmt For For
THE DRESS BARN, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DBRN 17-Dec-10 USA 261570105 Annual 08-Oct-10
CUSIP: 261570105 ISIN: US2615701057 SEDOL: 2280565
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Formation of Holding Company Mgmt For For
2.1 Elect Director Elliot S. Jaffe Mgmt For For
2.2 Elect Director Michael W. Rayden Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Ratify Auditors Mgmt For For
ACUITY BRANDS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AYI 07-Jan-11 USA 00508Y102 Annual 10-Nov-10
CUSIP: 00508Y102 ISIN: US00508Y1029 SEDOL: 2818461
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gordon D. Harnett Mgmt For For
1.2 Elect Director Robert F. McCullough Mgmt For For
1.3 Elect Director Neil Williams Mgmt For For
1.4 Elect Director Norman H. Wesley Mgmt For For
2 Ratify Auditors Mgmt For For
MOOG, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MOG.A 12-Jan-11 USA 615394202 Annual 01-Dec-10
CUSIP: 615394202 ISIN: US6153942023 SEDOL: 2601218
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Albert F. Myers Mgmt For For
1.2 Elect Director Raymond W. Boushie Mgmt For For
2 Ratify Auditors Mgmt For For
WALGREEN CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WAG 12-Jan-11 USA 931422109 Annual 15-Nov-10
CUSIP: 931422109 ISIN: US9314221097 SEDOL: 2934839
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David J. Brailer Mgmt For For
2 Elect Director Steven A. Davis Mgmt For For
3 Elect Director William C. Foote Mgmt For For
4 Elect Director Mark P. Frissora Mgmt For For
5 Elect Director Ginger L. Graham Mgmt For For
6 Elect Director Alan G. McNally Mgmt For For
7 Elect Director Nancy M. Schlichting Mgmt For For
8 Elect Director David Y. Schwartz Mgmt For For
9 Elect Director Alejandro Silva Mgmt For For
10 Elect Director James A. Skinner Mgmt For For
11 Elect Director Gregory D. Wasson Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles of Incorporation to Revise the Purpose Clause Mgmt For For
14 Reduce Supermajority Vote Requirement Mgmt For For
15 Rescind Fair Price Provision Mgmt For For
16 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
17 Performance-Based Equity Awards SH Against For
ARCELORMITTAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 25-Jan-11 Luxembourg L0302D129 Special
CUSIP: N/A ISIN: LU0323134006 SEDOL: B03XPL1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Special Meeting Mgmt
Ordinary Business Mgmt
1 Elect Suzanne P. Nimocks as Director Mgmt For For
Extraordinary Business Mgmt
1 Acknowledge Report of the Board Re: Spin-Off of the Mgmt For For
Stainless and Specialty Steel Business
2 Acknowledge Report of PricewaterhouseCoopers Re: The Mgmt For For
Spin-Off
3 Approve Spin-Off of the Stainless and Specialty Steel Mgmt For For
Business to a Newly Created Company Called APERAM
4 Determination of the Effective Date of the Spin-Off Mgmt For For
5 Approve Reduction in Share Capital to Reflect Spin-Off Mgmt For For
without Cancellation of Outstanding Shares
6 Amend Articles to Reflect Changes in Capital as Proposed Mgmt For For
under Item 5
7 Amend Articles Re: Legislative Changes and Implementation Mgmt For For
of the EU Shareholder Rights Directive
8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
SIEMENS AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIE 25-Jan-11 Germany D69671218 Annual
CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proposals Mgmt
1 Receive Supervisory Board Report, Corporate Governance Mgmt
Report, Remuneration Report, and Compliance Report for
Fiscal 2009/2010 (Non-Voting)
2 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009/2010 (Non-Voting)
3 Approve Allocation of Income and Dividends of EUR 2.70 per Mgmt For For
Share
4 Approve Discharge of Management Board for Fiscal Mgmt For For
2009/2010
5 Approve Discharge of Supervisory Board for Fiscal 2009/2010 Mgmt For For
6 Approve Remuneration System for Management Board Mgmt For For
Members
7 Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 Mgmt For For
and for the Inspection of the Abbreviated Financial
Statements for the First Half of Fiscal 2010/2011
8 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
9 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
10 Approve Creation of EUR 90 Million Pool of Capital to Mgmt For For
Guarantee Conversion Rights for Issuance of Shares to
Employees
11 Approve Remuneration of Supervisory Board Mgmt For For
12 Approve Affiliation Agreements with Siemens Finance GmbH Mgmt For For
13 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15 Billion; Approve
Creation of EUR 270 Million Pool of Capital to Guarantee
Conversion Rights
Shareholder Proposal Submitted by Verein von Mgmt
Belegschaftsaktionaeren in der Siemens AG e.V.
14 Amend Corporate Purpose SH Against Against
JOHNSON CONTROLS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JCI 26-Jan-11 USA 478366107 Annual 18-Nov-10
CUSIP: 478366107 ISIN: US4783661071 SEDOL: 2476803
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Natalie A. Black Mgmt For For
1.2 Elect Director Robert A. Cornog Mgmt For For
1.3 Elect Director William H. Lacy Mgmt For For
1.4 Elect Director Stephen A. Roell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
WOODWARD GOVERNOR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WGOV 26-Jan-11 USA 980745103 Annual 29-Nov-10
CUSIP: 980745103 ISIN: US9807451037 SEDOL: 2948089
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mary L. Petrovich Mgmt For For
1.2 Elect Director Larry E. Rittenberg Mgmt For Withhold
1.3 Elect Director Michael T. Yonker Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Change Company Name Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Reduce Supermajority Vote Requirement SH Against For
VISA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
V 27-Jan-11 USA 92826C839 Annual 03-Dec-10
CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Declassify the Board of Directors Mgmt For For
2 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
3.1 Elect Director Gary P. Coughlan Mgmt For For
3.2 Elect Director Mary B. Cranston Mgmt For For
3.3 Elect Director Francisco Javier Fernandez-Carbajal Mgmt For For
3.4 Elect Director Robert W. Matschullat Mgmt For For
3.5 Elect Director Cathy E. Minehan Mgmt For For
3.6 Elect Director Suzanne Nora Johnson Mgmt For For
3.7 Elect Director David J. Pang Mgmt For For
3.8 Elect Director Joseph W. Saunders Mgmt For For
3.9 Elect Director William S. Shanahan Mgmt For For
3.10 Elect Director John A. Swainson Mgmt For For
4.1 Elect Director Suzanne Nora Johnson Mgmt For For
4.2 Elect Director Joseph W. Saunders Mgmt For For
4.3 Elect Director John A. Swainson Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Amend Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
ROCK-TENN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RKT 28-Jan-11 USA 772739207 Annual 26-Nov-10
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Powell Brown Mgmt For For
1.2 Elect Director Robert M. Chapman Mgmt For For
1.3 Elect Director Russell M. Currey Mgmt For For
1.4 Elect Director G. Stephen Felker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
LINDSAY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LNN 31-Jan-11 USA 535555106 Annual 02-Dec-10
CUSIP: 535555106 ISIN: US5355551061 SEDOL: 2516613
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael N. Christodolou Mgmt For For
1.2 Elect Director W. Thomas Jagodinski Mgmt For For
1.3 Elect Director J. David McIntosh Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EMERSON ELECTRIC CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EMR 01-Feb-11 USA 291011104 Annual 23-Nov-10
CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director D.N. Farr Mgmt For Withhold
1.2 Elect Director H. Green Mgmt For For
1.3 Elect Director C.A. Peters Mgmt For For
1.4 Elect Director J.W. Prueher Mgmt For For
1.5 Elect Director R.L. Ridgway Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Approve Stock Option Plan Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
7 Report on Sustainability SH Against For
RUDDICK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RDK 17-Feb-11 USA 781258108 Annual 10-Dec-10
CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John R. Belk Mgmt For For
1.2 Elect Director John P. Derham Cato Mgmt For For
1.3 Elect Director Thomas W. Dickson Mgmt For For
1.4 Elect Director James E.S. Hynes Mgmt For For
1.5 Elect Director Anna Spangler Nelson Mgmt For For
1.6 Elect Director Bailey W. Patrick Mgmt For For
1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For
1.8 Elect Director Harold C. Stowe Mgmt For For
1.9 Elect Director Isaiah Tidwell Mgmt For For
1.10 Elect Director William C. Warden, Jr. Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
COMPELLENT TECHNOLOGIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CML 22-Feb-11 USA 20452A108 Special 04-Jan-11
CUSIP: 20452A108 ISIN: US20452A1088 SEDOL: B285LP2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
APPLE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAPL 23-Feb-11 USA 037833100 Annual 27-Dec-10
CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William V. Campbell Mgmt For For
1.2 Elect Director Millard S. Drexler Mgmt For For
1.3 Elect Director Albert A. Gore, Jr. Mgmt For For
1.4 Elect Director Steven P. Jobs Mgmt For For
1.5 Elect Director Andrea Jung Mgmt For For
1.6 Elect Director Arthur D. Levinson Mgmt For For
1.7 Elect Director Ronald D. Sugar Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Adopt Policy on Succession Planning SH Against Against
6 Require a Majority Vote for the Election of Directors SH Against For
SIRONA DENTAL SYSTEMS, INC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIRO 23-Feb-11 USA 82966C103 Annual 27-Dec-10
CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William K. Hood Mgmt For For
1.2 Elect Director Thomas Jetter Mgmt For For
1.3 Elect Director Harry M. Jansen Kraemer, Jr. Mgmt For For
1.4 Elect Director Jeffrey T. Slovin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
NORDSON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NDSN 01-Mar-11 USA 655663102 Annual 03-Jan-11
CUSIP: 655663102 ISIN: US6556631025 SEDOL: 2641838
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joseph P. Keithley Mgmt For For
1.2 Elect Director Mary G. Puma Mgmt For For
1.3 Elect Director William L. Robinson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WGL HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WGL 03-Mar-11 USA 92924F106 Annual 03-Jan-11
CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael D. Barnes Mgmt For For
1.2 Elect Director George P. Clancy, Jr. Mgmt For For
1.3 Elect Director James W. Dyke, Jr. Mgmt For For
1.4 Elect Director Melvyn J. Estrin Mgmt For For
1.5 Elect Director James F. Lafond Mgmt For For
1.6 Elect Director Debra L. Lee Mgmt For For
1.7 Elect Director Terry D. McCallister Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide for Cumulative Voting SH Against Against
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
PIEDMONT NATURAL GAS COMPANY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PNY 04-Mar-11 USA 720186105 Annual 27-Dec-10
CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Malcolm E. Everett III Mgmt For For
1.2 Elect Director Frank B. Holding, Jr. Mgmt For For
1.3 Elect Director Minor M. Shaw Mgmt For For
1.4 Elect Director Muriel W. Sheubrooks Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
APPLIED MATERIALS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMAT 08-Mar-11 USA 038222105 Annual 12-Jan-11
CUSIP: 038222105 ISIN: US0382221051 SEDOL: 2046552
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Aart J. De Geus Mgmt For For
1.2 Elect Director Stephen R. Forrest Mgmt For For
1.3 Elect Director Thomas J. Iannotti Mgmt For For
1.4 Elect Director Susan M. James Mgmt For For
1.5 Elect Director Alexander A. Karsner Mgmt For For
1.6 Elect Director Gerhard H. Parker Mgmt For For
1.7 Elect Director Dennis D. Powell Mgmt For For
1.8 Elect Director Willem P. Roelandts Mgmt For For
1.9 Elect Director James E. Rogers Mgmt For For
1.10 Elect Director Michael R. Splinter Mgmt For For
1.11 Elect Director Robert H. Swan Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
PARAMETRIC TECHNOLOGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PMTC 09-Mar-11 USA 699173209 Annual 07-Jan-11
CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director C. Richard Harrison Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Ratify Auditors Mgmt For For
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 10-Mar-11 Spain E11805103 Annual 03-Mar-11
CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Individual and Consolidated Financial Statements Mgmt For For
and Statutory Reports, Allocation of Income and Distribution
of Dividend, and Discharge Directors for Fiscal Year Ended
Dec. 31, 2010
2.1 Reelect Tomas Alfaro Drake as Director Mgmt For For
2.2 Reelect Juan Carlos Alvarez Mezquiriz as Director Mgmt For For
2.3 Reelect Carlos Loring Martinez de Irujo as Director Mgmt For For
2.4 Reelect Susana Rodriguez Vidarte as Director Mgmt For For
2.5 Ratify and Reelect Jose Luis Palao Garcia-Suelto as Directors Mgmt For For
3 Approve Merger by Absorption of Finanzia Banco de Credito Mgmt For For
SA (Unipersonal)
4 Authorize Increase in Capital up to 50 Percent via Issuance Mgmt For For
of New Shares without Preemptive Rights; Amend Article 5
of Company Bylaws
5.1 Authorize Increase in Capital via Issuance of New Shares Mgmt For For
with Nominal Value of EUR 0.49 per Share Charged to
Voluntary Reserves
5.2 Authorize Increase in Capital via Issuance of New Shares Mgmt For For
with Nominal Value of EUR 0.49 per Share Charged to
Voluntary Reserves
6 Authorize Issuance of Debt Securities up to EUR 250 Billion Mgmt For For
Within Five Years; Void Unused Part of Previous Authorization
7 Approve Variable Remuneration of Executives and Directors Mgmt For For
in Company Shares
8 Approve Extension of Deferred Share Remuneration Plan Mgmt For For
9 Elect Auditors for Fiscal Year 2011 Mgmt For For
10 Amend Articles 1, 6, 9, 13 ter, 15, 16, 19, 20, 21, 22, 24, 28, Mgmt For For
30, 31, 32, 48, 51, 52, 53, 54 and 56 of Company Bylaws
11 Amend Articles 2, 3, 4, 5, 9, 10, 11, 18 and 20 of General Mgmt For For
Meeting Guidelines
12 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
13 Approve Remuneration Report Mgmt For For
NATIONAL FUEL GAS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NFG 10-Mar-11 USA 636180101 Annual 10-Jan-11
CUSIP: 636180101 ISIN: US6361801011 SEDOL: 2626103
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert T. Brady Mgmt For For
1.2 Elect Director Rolland E. Kidder Mgmt For For
1.3 Elect Director Frederic V. Salerno Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CONCUR TECHNOLOGIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNQR 15-Mar-11 USA 206708109 Annual 19-Jan-11
CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jeffrey T. McCabe Mgmt For For
1.2 Elect Director Edward P. Gilligan Mgmt For For
1.3 Elect Director Rajeev Singh Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
FRANKLIN RESOURCES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BEN 15-Mar-11 USA 354613101 Annual 18-Jan-11
CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Samuel H. Armacost Mgmt For For
2 Elect Director Charles Crocker Mgmt For For
3 Elect Director Joseph R. Hardiman Mgmt For For
4 Elect Director Charles B. Johnson Mgmt For For
5 Elect Director Gregory E. Johnson Mgmt For For
6 Elect Director Rupert H. Johnson, Jr. Mgmt For For
7 Elect Director Mark C. Pigott Mgmt For For
8 Elect Director Chutta Ratnathicam Mgmt For For
9 Elect Director Peter M. Sacerdote Mgmt For For
10 Elect Director Laura Stein Mgmt For For
11 Elect Director Anne M. Tatlock Mgmt For For
12 Elect Director Geoffrey Y. Yang Mgmt For For
13 Ratify Auditors Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CLARCOR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CLC 22-Mar-11 USA 179895107 Annual 04-Feb-11
CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mark A. Emkes Mgmt For For
1.2 Elect Director Robert H. Jenkins Mgmt For For
1.3 Elect Director Philip R. Lochner, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
NOVO NORDISK A/S
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 23-Mar-11 Denmark K7314N152 Annual 16-Mar-11
CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Report of Board Mgmt
2 Receive and Approve Financial Statements and Statutory Mgmt For For
Reports
3.1 Approve Remuneration of Directors for 2010 Mgmt For For
3.2 Approve Remuneration of Directors for 2011 Mgmt For For
4 Approve Allocation of Income and Dividends of DKK 10 for Mgmt For For
Each Novo Nordisk B Share of DKK 1 and for Each Novo
Nordisk A Share of DKK 1
5.1a Reelect Sten Scheibye as Director Mgmt For For
5.1b Reelect Goran Ando as Director Mgmt For For
5.1c Elect Bruno Angelici as New Director Mgmt For For
5.1d Reelect Henrik Gurtler as Director Mgmt For For
5.1e Elect Thomas Koestler as New Director Mgmt For For
5.1f Reelect Kurt Nielsen as Director Mgmt For For
5.1g Reelect Hannu Ryopponen as Director Mgmt For For
5.1h Reelect Jorgen Wedel as Director Mgmt For For
5.2 Elect Sten Scheibye as Chairman of the Board Mgmt For For
5.3 Elect Goran Ando as Vice Chairman of the Board Mgmt For For
6 Ratify PricewaterhouseCoopers as Auditor Mgmt For For
7.1 Approve DKK 20.0 Million Reduction in Class B Share Capital Mgmt For For
via Share Cancellation
7.2 Authorize Repurchase up to 10 Percent of Share Capital Mgmt For Against
7.3a Delete Article 2 Specifying Location of Registered Office Mgmt For For
7.3b Amend Articles Re: Removal of the Requirement to Advertise Mgmt For For
the Notice in Two Daily Newspapers
7.3c Amend Articles Re: Introduce Age Limit of 70 Years for Mgmt For Against
Board Members
7.4 Amend Guidelines for Incentive-Based Compensation for Mgmt For For
Executive Management and Board
8 Other Business Mgmt
THE WALT DISNEY COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DIS 23-Mar-11 USA 254687106 Annual 24-Jan-11
CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director John E. Bryson Mgmt For For
3 Elect Director John S. Chen Mgmt For For
4 Elect Director Judith L. Estrin Mgmt For For
5 Elect Director Robert A. Iger Mgmt For For
6 Elect Director Steven P. Jobs Mgmt For For
7 Elect Director Fred H. Langhammer Mgmt For For
8 Elect Director Aylwin B. Lewis Mgmt For For
9 Elect Director Monica C. Lozano Mgmt For For
10 Elect Director Robert W. Matschullat Mgmt For For
11 Elect Director John E. Pepper, Jr. Mgmt For For
12 Elect Director Sheryl Sandberg Mgmt For For
13 Elect Director Orin C. Smith Mgmt For For
14 Ratify Auditors Mgmt For For
15 Approve Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
18 Prohibit Retesting Performance Goals SH Against Against
NORDEA BANK AB (FORMERLY NORDEA AB)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NDA 24-Mar-11 Sweden W57996105 Annual 18-Mar-11
CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Claes Beyer as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Designate Inspector(s) of Minutes of Meeting Mgmt For For
5 Acknowledge Proper Convening of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Chairman's Review and CEO's
Speech
7 Approve Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.29 per Mgmt For For
Share
9 Approve Discharge of Board and President Mgmt For For
10 Amend Articles Re: Term of Auditor, Convocation of Meeting, Mgmt For For
Other Amendments
11 Determine Number of Members (9) and Deputy Members (0) Mgmt For For
of Board
12 Fix Number of Auditors at One Mgmt For For
13 Approve Remuneration of Directors in the Amount of EUR Mgmt For For
252,000 for Chairman, EUR 97,650 for Deputy Chairman,
and EUR 75,600 for Other Directors; Approve Meeting Fees;
Approve Remuneration of Auditors
14 Reelect Bjorn Wahlroos (Chairman), Stine Bosse, Marie Mgmt For For
Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom,
Sarah Russell, Bjorn Saven, and Kari Stadigh as Directors
15 Ratify KPMG as Auditor Mgmt For For
16 Authorize Chairman of Board and Representatives of Four of Mgmt For For
Company's Largest Shareholders to Serve on Nominating
Committee
17a Authorize Share Repurchase Program Mgmt For For
17b Authorize Reissuance of Repurchased Shares Mgmt For For
18 Authorize Repurchase of Issued Shares According to Chapter Mgmt For For
7 Section 6 of the Swedish Securities Market Act
19 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
20a Approve 2011 Share Matching Plan Mgmt For For
20b Approve Issuance of up to 4.7 Million Class C-Shares, Mgmt For For
Approve Repurchase of up to 4.7 Million Class C-Shares, and
Approve Conveyance of up to 4.2 Million Class C-Shares
KONINKLIJKE PHILIPS ELECTRONICS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 31-Mar-11 Netherlands N6817P109 Annual 03-Mar-11
CUSIP: N6817P109 ISIN: NL0000009538 SEDOL: 5986622
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 President's Speech Mgmt
2a Approve Financial Statements and Statutory Reports Mgmt For For
2b Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
2c Approve Dividends of EUR 0.75 Per Share Mgmt For For
2d Approve Discharge of Management Board Mgmt For For
2e Approve Discharge of Supervisory Board Mgmt For For
3a Elect F.A.Van Houten to Management Board as CEO Mgmt For For
3b Elect R.H. Wirahadiraksa to Management Board Mgmt For For
3c Elect P.A.J. Nota to Management Board Mgmt For For
4a Reelect C.J.A. van Lede to Supervisory Board Mgmt For For
4b Reelect J.M. Thompson to Supervisory Board Mgmt For For
4c Reelect H. von Prondzynski to Supervisory Board Mgmt For For
4d Elect J.P. Tai to Supervisory Board Mgmt For For
5 Ratify KPMG Accountants NV as Auditors Mgmt For For
6a Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
6b Authorize Board to Exclude Preemptive Rights from Issuance Mgmt For For
under Item 6a
7 Authorize Repurchase of Shares Mgmt For For
8 Other Business Mgmt
LVMH MOET HENNESSY LOUIS VUITTON
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MC 31-Mar-11 France F58485115 Annual/Special 28-Mar-11
CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Auditors' Special Report on Related-Party Mgmt For Against
Transactions
4 Approve Allocation of Income and Dividends of EUR 2.10 per Mgmt For For
Share
5 Elect Delphine Arnault as Director Mgmt For Against
6 Elect Nicolas Bazire as Director Mgmt For Against
7 Elect Antonio Belloni as Director Mgmt For Against
8 Elect Charles de Croisset as Director Mgmt For For
9 Elect Diego Della Valle as Director Mgmt For For
10 Elect Pierre Gode as Director Mgmt For Against
11 Elect Gilles Hennessy as Director Mgmt For Against
12 Elect Marie-Josee Kravis as Director Mgmt For For
13 Appoint Patrick Houel as Censor Mgmt For For
14 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
15 Authorize Capitalization of Reserves of Up to EUR 50 Million Mgmt For For
for Bonus Issue or Increase in Par Value
Extraordinary Business Mgmt
16 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
50 Million
18 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For Against
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 50 Million
19 Approve Issuance of Shares up to 20 Percent of Issued Mgmt For Against
Capital Per Year for a Private Placement up to EUR 50 Million
Reserved for Qualified Investors or Restricted Number of
Investors
20 Authorize Board to Set Issue Price for 10 Percent Per Year of Mgmt For Against
Issued Capital Pursuant to Issue Authority without
Preemptive Rights under Items 18 and 19 Above
21 Authorize Board to Increase Capital in the Event of Additional Mgmt For Against
Demand Related to Delegation Submitted to Shareholder
Vote Above
22 Authorize Capital Increase of Up to EUR 50 Million for Future Mgmt For Against
Exchange Offers
23 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For Against
Capital for Future Acquisitions
24 Approve Employee Stock Purchase Plan Mgmt For For
25 Set Total Limit for Capital Increase to Result from All Mgmt For For
Issuance Requests Above at EUR 50 Million
26 Authorize up to 1 Percent of Issued Capital for Use in Mgmt For Against
Restricted Stock Plan
SCHLUMBERGER LIMITED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLB 06-Apr-11 NetherlandsAntilles 806857108 Annual 16-Feb-11
CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Philippe Camus Mgmt For For
1.2 Elect Director Peter L.S. Currie Mgmt For For
1.3 Elect Director Andrew Gould Mgmt For For
1.4 Elect Director Tony Isaac Mgmt For For
1.5 Elect Director K. Vaman Kamath Mgmt For For
1.6 Elect Director Nikolay Kudryavtsev Mgmt For For
1.7 Elect Director Adrian Lajous Mgmt For For
1.8 Elect Director Michael E. Marks Mgmt For For
1.9 Elect Director Elizabeth Moler Mgmt For For
1.10 Elect Director Leo Rafael Reif Mgmt For For
1.11 Elect Director Tore I. Sandvold Mgmt For For
1.12 Elect Director Henri Seydoux Mgmt For For
1.13 Elect Director Paal Kibsgaard Mgmt For For
1.14 Elect Director Lubna S. Olayan Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
4 Increase Authorized Common Stock Mgmt For For
5 Adopt Plurality Voting for Contested Election of Directors Mgmt For For
6 Adopt and Approve Financials and Dividends Mgmt For For
7 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
ALCON INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACL 07-Apr-11 Switzerland H01301102 Annual 18-Mar-11
CUSIP: H01301102 ISIN: CH0013826497 SEDOL: 2852395
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement with Novartis AG Mgmt For For
2 Accept Financial Statements and Statutory Reports Mgmt For For
3 Approve Discharge of Board and Senior Management for Jan. Mgmt For For
1, 2010 to April 1, 2011
4 Ratify KPMG AG as Auditors Mgmt For For
5.1 Elect Daniel Vasella as Director Mgmt For For
5.2 Elect Cary Rayment as Director Mgmt For For
5.3 Elect Thomas Plaskett as Director Mgmt For For
5.4 Elect Enrico Vanni as Director Mgmt For For
5.5 Elect Norman Walker as Director Mgmt For For
DAIMLER AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAI 13-Apr-11 Germany D1668R123 Annual
CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.85 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6 Ratify KPMG as Auditors for Fiscal 2011 Mgmt For For
7 Approve Creation of New Additive Remuneration Scheme for Mgmt For For
Supervisory Board Members
8.1 Elect Manfred Bischoff to the Supervisory Board Mgmt For For
8.2 Elect Lynton Wilson to the Supervisory Board Mgmt For For
8.3 Elect Petraea Heynike to the Supervisory Board Mgmt For For
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ERICB 13-Apr-11 Sweden W26049119 Annual 07-Apr-11
CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Michael Treschow as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report
7 Receive President's Report; Allow Questions Mgmt
8.1 Approve Financial Statements and Statutory Reports Mgmt For For
8.2 Approve Discharge of Board and President Mgmt For For
8.3 Approve Allocation of Income and Dividends of SEK 2.25 per Mgmt For For
Share; Set Record Date for Dividend as April 18, 2011
9.1 Determine Number of Members (12) and Deputy Members (0) Mgmt For For
of Board
9.2 Approve Remuneration of Directors in the Amount of SEK Mgmt For For
3.75 Million to the Chairman and SEK 825,000 for Other
Directors (Including Possibility to Receive Part of
Remuneration in Phantom Shares); Approve Remuneration
for Committee Work
9.3 Reelect R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Mgmt For Against
Martin-Lof, N. McKinstry, A. Nyren, C. Svanberg, H. Vestberg,
and M. Volpi as Directors; Elect L. Johansson (Chair) and J.
Wallenberg as New Directors
9.4 Authorize Chairman of Board and Representatives of Four of Mgmt For For
Company's Largest Shareholders to Serve on Nominating
Committee
9.5 Approve Omission of Remuneration of Members of the Mgmt For For
Nomination Committee
9.6 Approve Remuneration of Auditors Mgmt For For
9.7 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
10 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
11.1 Approve 2011 Share Matching Plan for All Employees Mgmt For For
11.2 Authorize Reissuance of 11.7 Million Repurchased Class B Mgmt For For
Shares for 2011 Share Matching Plan for All Employees
11.3 Approve Equity Swap Agreement with Third Party as Mgmt For Against
Alternative to Item 11.2
11.4 Approve 2011 Share Matching Plan for Key Contributors Mgmt For For
11.5 Authorize Reissuance of 7.3 Million Repurchased Class B Mgmt For For
Shares for 2011 Share Matching Plan for Key Contributors
11.6 Approve Swap Agreement with Third Party as Alternative to Mgmt For Against
Item 11.5
11.7 Approve 2011 Restricted Stock Plan for Executives Mgmt For For
11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Mgmt For For
Shares for 2011 Restricted Stock Plan for Executives
11.9 Approve Swap Agreement with Third Party as Alternative to Mgmt For Against
Item 11.8
12 Authorize Reissuance of up to 13.8 Million Repurchased Class Mgmt For For
B Shares to Cover Social Costs in Connection with 2007,
2008, 2009, and 2010 Long-Term Variable Compensation
Plans
13 Amend Corporate Purpose Mgmt For For
Shareholder Einar Hellbom's Proposal Mgmt
14 General Meeting Shall Instruct the Board to Investigate How SH None For
All Shares Are to be Given the Same Voting Power and To
Present Such a Proposal at the Next Annual General Meeting
15 Close Meeting Mgmt
UNITED TECHNOLOGIES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UTX 13-Apr-11 USA 913017109 Annual 15-Feb-11
CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Louis R. Chenevert Mgmt For For
2 Elect Director John V. Faraci Mgmt For For
3 Elect Director Jean-Pierre Garnier Mgmt For For
4 Elect Director Jamie S. Gorelick Mgmt For For
5 Elect Director Edward A. Kangas Mgmt For For
6 Elect Director Ellen J. Kullman Mgmt For For
7 Elect Director Charles R. Lee Mgmt For For
8 Elect Director Richard D. McCormick Mgmt For For
9 Elect Director Harold McGraw III Mgmt For For
10 Elect Director Richard B. Myers Mgmt For For
11 Elect Director H. Patrick Swygert Mgmt For For
12 Elect Director Andre Villeneuve Mgmt For For
13 Elect Director Christine Todd Whitman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt None One Year
18 Stock Retention/Holding Period SH Against Against
BP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BP. 14-Apr-11 United Kingdom G12793108 Annual 12-Apr-11
CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Abstain
3 Re-elect Paul Anderson as Director Mgmt For For
4 Re-elect Antony Burgmans as Director Mgmt For For
5 Re-elect Cynthia Carroll as Director Mgmt For For
6 Re-elect Sir William Castell as Director Mgmt For Abstain
7 Re-elect Iain Conn as Director Mgmt For For
8 Re-elect George David as Director Mgmt For For
9 Re-elect Ian Davis as Director Mgmt For For
10 Re-elect Robert Dudley as Director Mgmt For For
11 Re-elect Dr Byron Grote as Director Mgmt For For
12 Elect Frank Bowman as Director Mgmt For For
13 Elect Brendan Nelson as Director Mgmt For For
14 Elect Phuthuma Nhleko as Director Mgmt For For
15 Re-elect Carl-Henric Svanberg as Director Mgmt For For
16 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For
Remuneration
17 Authorise Market Purchase Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
22 Amend ShareMatch Plan Mgmt For For
23 Amend Sharesave UK Plan 2001 Mgmt For For
RIO TINTO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RIO 14-Apr-11 United Kingdom G75754104 Annual 12-Apr-11
CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Mgmt
Tinto Limited Shareholders as a Joint Electorate
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Against
3 Re-elect Tom Albanese as Director Mgmt For For
4 Re-elect Robert Brown as Director Mgmt For For
5 Re-elect Vivienne Cox as Director Mgmt For For
6 Re-elect Jan du Plessis as Director Mgmt For For
7 Re-elect Guy Elliott as Director Mgmt For For
8 Re-elect Michael Fitzpatrick as Director Mgmt For For
9 Re-elect Ann Godbehere as Director Mgmt For For
10 Re-elect Richard Goodmanson as Director Mgmt For For
11 Re-elect Andrew Gould as Director Mgmt For For
12 Re-elect Lord Kerr as Director Mgmt For For
13 Re-elect Paul Tellier as Director Mgmt For For
14 Re-elect Sam Walsh as Director Mgmt For For
15 Elect Stephen Mayne SH Against Against
16 Reappoint PricewaterhouseCoopers LLP as Auditors and Mgmt For For
Authorise Their Remuneration
17 Amend Performance Share Plan Mgmt For For
Resolutions 18 to 22 will be Voted on by Rio Tinto plc Mgmt
Shareholders Only
18 Amend Share Ownership Plan Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
T. ROWE PRICE GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TROW 14-Apr-11 USA 74144T108 Annual 11-Feb-11
CUSIP: 74144T108 ISIN: US74144T1088 SEDOL: 2702337
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Edward C. Bernard Mgmt For For
2 Elect Director James T. Brady Mgmt For For
3 Elect Director J. Alfred Broaddus, Jr. Mgmt For For
4 Elect Director Donald B. Hebb, Jr. Mgmt For For
5 Elect Director James A.C. Kennedy Mgmt For For
6 Elect Director Robert F. MacLellan Mgmt For For
7 Elect Director Brian C. Rogers Mgmt For For
8 Elect Director Alfred Sommer Mgmt For For
9 Elect Director Dwight S. Taylor Mgmt For For
10 Elect Director Anne Marie Whittemore Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
TIBCO SOFTWARE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TIBX 14-Apr-11 USA 88632Q103 Annual 14-Feb-11
CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Vivek Y. Ranadive Mgmt For For
1.2 Elect Director Nanci E.Caldwell Mgmt For For
1.3 Elect Director Eric C.W. Dunn Mgmt For For
1.4 Elect Director Narendra K. Gupta Mgmt For For
1.5 Elect Director Peter J. Job Mgmt For For
1.6 Elect Director Philip K. Wood Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
WEYERHAEUSER COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WY 14-Apr-11 USA 962166104 Annual 18-Feb-11
CUSIP: 962166104 ISIN: US9621661043 SEDOL: 2958936
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Wayne W. Murdy Mgmt For For
2 Elect Director John I. Kieckhefer Mgmt For For
3 Elect Director Charles R. Williamson Mgmt For For
4 Provide Right to Call Special Meeting Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
SOLUTIA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SOA 18-Apr-11 USA 834376501 Annual 24-Feb-11
CUSIP: 834376501 ISIN: US8343765017 SEDOL: B29T0H8
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William T. Monahan Mgmt For For
1.2 Elect Director Robert A. Peiser Mgmt For For
1.3 Elect Director Jeffry N. Quinn Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
M&T BANK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MTB 19-Apr-11 USA 55261F104 Annual 28-Feb-11
CUSIP: 55261F104 ISIN: US55261F1049 SEDOL: 2340168
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Brent D. Baird Mgmt For For
1.2 Elect Director Robert J. Bennett Mgmt For For
1.3 Elect Director C. Angela Bontempo Mgmt For For
1.4 Elect Director Robert T. Brady Mgmt For For
1.5 Elect Director Michael D. Buckley Mgmt For For
1.6 Elect Director T. Jefferson Cunningham, III Mgmt For For
1.7 Elect Director Mark J. Czarnecki Mgmt For For
1.8 Elect Director Gary N. Geisel Mgmt For For
1.9 Elect Director Patrick W.E. Hodgson Mgmt For For
1.10 Elect Director Richard G. King Mgmt For For
1.11 Elect Director Jorge G. Pereira Mgmt For For
1.12 Elect Director Michael P. Pinto Mgmt For For
1.13 Elect Director Melinda R. Rich Mgmt For For
1.14 Elect Director Robert E. Sadler, Jr. Mgmt For For
1.15 Elect Director Herbert L. Washington Mgmt For For
1.16 Elect Director Robert G. Wilmers Mgmt For For
2 Advisory Vote on Executive Compensation Mgmt For For
3 Ratify Auditors Mgmt For For
NEWMONT MINING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NEM 19-Apr-11 USA 651639106 Annual 18-Feb-11
CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Glen A. Barton Mgmt For For
1.2 Elect Director Vincent A. Calarco Mgmt For For
1.3 Elect Director Joseph A. Carrabba Mgmt For For
1.4 Elect Director Noreen Doyle Mgmt For For
1.5 Elect Director Veronica M. Hagen Mgmt For For
1.6 Elect Director Michael S. Hamson Mgmt For For
1.7 Elect Director Richard T. O'Brien Mgmt For For
1.8 Elect Director John B. Prescott Mgmt For For
1.9 Elect Director Donald C. Roth Mgmt For For
1.10 Elect Director Simon Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Other Business Mgmt For Abstain
NORTHERN TRUST CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NTRS 19-Apr-11 USA 665859104 Annual 28-Feb-11
CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Linda Walker Bynoe Mgmt For For
1.2 Elect Director Nicholas D. Chabraja Mgmt For For
1.3 Elect Director Susan Crown Mgmt For For
1.4 Elect Director Dipak C. Jain Mgmt For For
1.5 Elect Director Robert W. Lane Mgmt For For
1.6 Elect Director Robert C. McCormack Mgmt For For
1.7 Elect Director Edward J. Mooney Mgmt For For
1.8 Elect Director John W. Rowe Mgmt For For
1.9 Elect DirectorMartin P. Slark Mgmt For For
1.10 Elect Director David H.B. Smith, Jr. Mgmt For For
1.11 Elect Director Enrique J. Sosa Mgmt For For
1.12 Elect Director Charles A. Tribbett, III Mgmt For For
1.13 Elect Director Frederick H. Waddell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
PROSPERITY BANCSHARES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PRSP 19-Apr-11 USA 743606105 Annual 28-Feb-11
CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William H. Fagan Mgmt For Withhold
1.2 Elect Director Perry Mueller, Jr. Mgmt For For
1.3 Elect Director James D. Rollins III Mgmt For For
1.4 Elect Director Harrison Stafford II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SONOSITE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SONO 19-Apr-11 USA 83568G104 Annual 23-Feb-11
CUSIP: 83568G104 ISIN: US83568G1040 SEDOL: 2233848
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Carson L. Diersen Mgmt For For
1.2 Elect Director Steven R. Goldstein Mgmt For For
1.3 Elect Director Kevin M. Goodwin Mgmt For For
1.4 Elect Director Paul V. Haack Mgmt For For
1.5 Elect Director Robert G. Hauser Mgmt For For
1.6 Elect Director Rodney F. Hochman Mgmt For For
1.7 Elect Director Richard O. Martin Mgmt For For
1.8 Elect Director William G. Parzybok, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
U.S. BANCORP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
USB 19-Apr-11 USA 902973304 Annual 22-Feb-11
CUSIP: 902973304 ISIN: US9029733048 SEDOL: 2736035
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Douglas M. Baker, Jr. Mgmt For For
2 Elect Director Y. Marc Belton Mgmt For For
3 Elect Director Victoria Buyniski Gluckman Mgmt For For
4 Elect Director Arthur D. Collins, Jr. Mgmt For For
5 Elect Director Richard K. Davis Mgmt For For
6 Elect Director Joel W. Johnson Mgmt For For
7 Elect Director Olivia F. Kirtley Mgmt For For
8 Elect Director Jerry W. Levin Mgmt For For
9 Elect Director David B. O'Maley Mgmt For For
10 Elect Director O Dell M. Owens Mgmt For For
11 Elect Director Richard G. Reiten Mgmt For For
12 Elect Director Craig D. Schnuck Mgmt For For
13 Elect Director Patrick T. Stokes Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Advisory Vote to Ratify Directors' Compensation SH Against Against
FIRSTMERIT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FMER 20-Apr-11 USA 337915102 Annual 22-Feb-11
CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven H. Baer Mgmt For For
1.2 Elect Director Karen S. Belden Mgmt For For
1.3 Elect Director R. Cary Blair Mgmt For For
1.4 Elect Director John C. Blickle Mgmt For For
1.5 Elect Director Robert W. Briggs Mgmt For For
1.6 Elect Director Richard Colella Mgmt For For
1.7 Elect Director Gina D. France Mgmt For For
1.8 Elect Director Paul G. Greig Mgmt For For
1.9 Elect Director Terry L. Haines Mgmt For For
1.10 Elect Director J. Michael Hochschwender Mgmt For For
1.11 Elect Director Clifford J. Isroff Mgmt For For
1.12 Elect Director Philip A. Lloyd II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Approve Omnibus Stock Plan Mgmt For For
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MUV2 20-Apr-11 Germany D55535104 Annual
CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1a Receive Supervisory Board, Corporate Governance, and Mgmt
Remuneration Report for Fiscal 2010 (Non-Voting)
1b Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 6.25 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6 Elect Annika Falkengren to the Supervisory Board Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
9 Approve Employee Stock Purchase Plan; Approve Creation of Mgmt For For
EUR 10 Million Pool of Capital for Employee Stock Purchase
Plan
RWE AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RWE 20-Apr-11 Germany D6629K109 Annual 30-Mar-11
CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 3.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011 Mgmt For For
6 Ratify PricewaterhouseCoopers AG for the Inspection of the Mgmt For For
2011 Mid-Year Report
7a Elect Paul Achleitner to the Supervisory Board Mgmt For For
7b Elect Carl-Ludwig von Boehm-Bezing to the Supervisory Board Mgmt For Against
7c Elect Roger Graef to the Supervisory Board Mgmt For For
7d Elect Frithjof Kuehn to the Supervisory Board Mgmt For Against
7e Elect Dagmar Muehlenfeld to the Supervisory Board Mgmt For Against
7f Elect Manfred Schneider to the Supervisory Board Mgmt For Against
7g Elect Ekkehard Schulz to the Supervisory Board Mgmt For For
7h Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For
7i Elect Ullrich Sierau to the Supervisory Board Mgmt For Against
7j Elect Dieter Zetsche to the Supervisory Board Mgmt For For
8a Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8b Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
9 Amend Articles Re: Allow Dividends in Kind Mgmt For For
THE SHERWIN-WILLIAMS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SHW 20-Apr-11 USA 824348106 Annual 25-Feb-11
CUSIP: 824348106 ISIN: US8243481061 SEDOL: 2804211
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director A.F. Anton Mgmt For For
1.2 Elect Director J.C. Boland Mgmt For For
1.3 Elect Director C.M. Connor Mgmt For For
1.4 Elect Director D.F. Hodnik Mgmt For For
1.5 Elect Director T.G. Kadien Mgmt For For
1.6 Elect Director S.J. Kropf Mgmt For For
1.7 Elect Director G.E. McCullough Mgmt For For
1.8 Elect Director A.M. Mixon, III Mgmt For For
1.9 Elect Director C.E. Moll Mgmt For For
1.10 Elect Director R.K. Smucker Mgmt For For
1.11 Elect Director J.M. Stropki, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Permit Board to Amend Bylaws Without Shareholder Consent Mgmt For For
5 Ratify Auditors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
ANGLO AMERICAN PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAL 21-Apr-11 United Kingdom G03764134 Annual 19-Apr-11
CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Elect Phuthuma Nhleko as Director Mgmt For For
4 Re-elect Cynthia Carroll as Director Mgmt For For
5 Re-elect David Challen as Director Mgmt For For
6 Re-elect Sir CK Chow as Director Mgmt For For
7 Re-elect Sir Philip Hampton as Director Mgmt For For
8 Re-elect Rene Medori as Director Mgmt For For
9 Re-elect Ray O'Rourke as Director Mgmt For For
10 Re-elect Sir John Parker as Director Mgmt For For
11 Re-elect Mamphela Ramphele as Director Mgmt For For
12 Re-elect Jack Thompson as Director Mgmt For For
13 Re-elect Peter Woicke as Director Mgmt For For
14 Reappoint Deloitte LLP as Auditors Mgmt For For
15 Authorise Board to Fix Remuneration of Auditors Mgmt For For
16 Approve Remuneration Report Mgmt For For
17 Approve Long-Term Incentive Plan Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise Market Purchase Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
CITIGROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
C 21-Apr-11 USA 172967101 Annual 22-Feb-11
CUSIP: 172967101 ISIN: US1729671016 SEDOL: 2297907
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alain J.P. Belda Mgmt For For
2 Elect Director Timothy C. Collins Mgmt For For
3 Elect Director Jerry A. Grundhofer Mgmt For For
4 Elect Director Robert L. Joss Mgmt For For
5 Elect Director Michael E. O'Neill Mgmt For For
6 Elect Director Vikram S. Pandit Mgmt For For
7 Elect Director Richard D. Parsons Mgmt For For
8 Elect Director Lawrence R. Ricciardi Mgmt For For
9 Elect Director Judith Rodin Mgmt For For
10 Elect Director Robert L. Ryan Mgmt For For
11 Elect Director Anthony M. Santomero Mgmt For For
12 Elect Director Diana L. Taylor Mgmt For For
13 Elect Director William S. Thompson, Jr. Mgmt For For
14 Elect Director Ernesto Zedillo Mgmt For For
15 Ratify Auditors Mgmt For For
16 Amend Omnibus Stock Plan Mgmt For Against
17 Approve Executive Incentive Bonus Plan Mgmt For For
18 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
19 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
20 Approve Reverse Stock Split Mgmt For For
21 Affirm Political Non-Partisanship SH Against Against
22 Report on Political Contributions SH Against Against
23 Report on Restoring Trust and Confidence in the Financial SH Against Against
System
24 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
25 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
LASALLE HOTEL PROPERTIES
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LHO 21-Apr-11 USA 517942108 Annual 09-Feb-11
CUSIP: 517942108 ISIN: US5179421087 SEDOL: 2240161
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael D. Barnello Mgmt For For
1.2 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
SCHNEIDER ELECTRIC SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SU 21-Apr-11 France F86921107 Annual/Special 18-Apr-11
CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 3.20 per Mgmt For For
Share
4 Acknowledge Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Ratify Appointment of Anand Mahindra as Supervisory Board Mgmt For For
Member
6 Elect Betsy Atkins as Supervisory Board Member Mgmt For For
7 Elect Jeong H. Kim as Supervisory Board Member Mgmt For For
8 Elect Dominique Senequier as Supervisory Board Member Mgmt For For
9 Approve Remuneration of Supervisory Board Members in the Mgmt For For
Aggregate Amount of EUR 1 Million
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
11 Amend Article 11 Re: Age Limit for Supervisory Board Mgmt For For
Members
12 Amend Article 16 of Bylaws Re: Censors Mgmt For For
13 Approve Reduction in Par Value from EUR 8 to EUR 4 and Mgmt For For
Amend Bylaws Accordingly
14 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
800 Million
15 Authorize Capitalization of Reserves for Bonus Issue or Mgmt For For
Increase in Par Value
16 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 217 Million
17 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capital Increase for Future Exchange Offers Mgmt For For
19 Approve Issuance of Shares Up to EUR 108 Million for a Mgmt For For
Private Placement
20 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
21 Authorize up to 0.03 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
22 Approve Employee Stock Purchase Plan Mgmt For For
23 Approve Employee Stock Purchase Plan Reserved for Mgmt For For
International Employees
24 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
25 Authorize Filing of Required Documents/Other Formalities Mgmt For For
SENSIENT TECHNOLOGIES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SXT 21-Apr-11 USA 81725T100 Annual 25-Feb-11
CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Hank Brown Mgmt For For
1.2 Elect Director Fergus M. Clydesdale Mgmt For For
1.3 Elect Director James A. D. Croft Mgmt For For
1.4 Elect Director William V. Hickey Mgmt For For
1.5 Elect Director Kenneth P. Manning Mgmt For For
1.6 Elect Director Peter M. Salmon Mgmt For For
1.7 Elect Director Elaine R. Wedral Mgmt For For
1.8 Elect Director Essie Whitelaw Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
SVB FINANCIAL GROUP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIVB 21-Apr-11 USA 78486Q101 Annual 22-Feb-11
CUSIP: 78486Q101 ISIN: US78486Q1013 SEDOL: 2808053
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Greg W. Becker Mgmt For For
1.2 Elect Director Eric A. Benhamou Mgmt For For
1.3 Elect Director David M. Clapper Mgmt For For
1.4 Elect Director Roger F. Dunbar Mgmt For For
1.5 Elect Director Joel P. Friedman Mgmt For For
1.6 Elect Director G. Felda Hardymon Mgmt For For
1.7 Elect Director Alex W. Hart Mgmt For For
1.8 Elect Director C. Richard Kramlich Mgmt For For
1.9 Elect Director Lata Krishnan Mgmt For For
1.10 Elect Director Kate D. Mitchell Mgmt For For
1.11 Elect Director John F. Robinson Mgmt For For
1.12 Elect Director Kyung H. Yoon Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Other Business Mgmt None Abstain
VIVENDI
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VIV 21-Apr-11 France F97982106 Annual/Special 18-Apr-11
CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
4 Approve Allocation of Income and Dividends of EUR 1.40 per Mgmt For For
Share
5 Reelect Jean Yves Charlier as Supervisory Board Member Mgmt For For
6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For
7 Reelect Pierre Rodocanachi as Supervisory Board Member Mgmt For For
8 Appoint KPMG SA as Auditor Mgmt For For
9 Appoint KPMG Audit IS SAS as Alternate Auditor Mgmt For For
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
11 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
12 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan (New Shares)
13 Authorize up to 1 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
14 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
1.5 Billion
15 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1 Billion
16 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Under Items 14 and 15
17 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
18 Approve Employee Stock Purchase Plan Mgmt For For
19 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
20 Authorize Capitalization of Reserves of Up to EUR 1 Billion Mgmt For For
for Bonus Issue or Increase in Par Value
21 Add Article 10.6 to Bylaws Re: Censors Mgmt For For
22 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ANHEUSER-BUSCH INBEV SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 26-Apr-11 Belgium B6399C107 Annual/Special
CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual and Special Meeting Mgmt
Special Meeting Mgmt
A1 Change Date of Annual Meeting Mgmt For For
A2 Amend Articles Re: Variable Remuneration Mgmt For Against
A3a Approve Condition Precedent Mgmt For For
A3b Amend Article 24 Re: Shareholder Rights Act Mgmt For For
A3c Amend Article 25 Re: Shareholder Rights Act Mgmt For For
A3d Amend Article 26bis Re: Shareholder Rights Act Mgmt For For
A3e Amend Article 28 Re: Shareholder Rights Act Mgmt For For
A3f Amend Article 30 Re: Shareholder Rights Act Mgmt For For
A3g Delete Article36bis Mgmt For For
A4a Receive Special Board Report Mgmt
A4b Receive Special Auditor Report Mgmt
A4c Eliminate Preemptive Rights Re: Item A4d Mgmt For Against
A4d Approve Issuance of Stock Options for Board Members Mgmt For Against
A4e Amend Articles to Reflect Changes in Capital Mgmt For Against
A4f Approve Deviation from Belgian Company Law Provision Re: Mgmt For Against
Stock Options to Independent Directors
A4g Authorize Implementation of Approved Resolutions and Filing Mgmt For Against
of Required Documents/Formalities at Trade Registry
Annual Meeting Mgmt
B1 Receive Directors' Report (Non-Voting) Mgmt
B2 Receive Auditors' Report (Non-Voting) Mgmt
B3 Receive Consolidated Financial Statements and Statutory Mgmt
Reports (Non-Voting)
B4 Approve Financial Statements, Allocation of Income, and Mgmt For For
Dividends of EUR 0.80 per Share
B5 Approve Discharge of Directors Mgmt For For
B6 Approve Discharge of Auditors Mgmt For For
B7 Receive Information on Resignation of Arnoud de Pret, Jean- Mgmt
Luc Dehaene, and August Busch IV as Director
B8a Elect Stefan Descheemaecker as Director Mgmt For Against
B8b Elect Paul Cornet de Ways Ruartas Director Mgmt For Against
B8c Reelect Kees Storm as Independent Director Mgmt For For
B8d Reelect Peter Harf as Independent Director Mgmt For For
B8e Elect Olivier Goudet as Independent Director Mgmt For For
B9a Approve Remuneration Report Mgmt For Against
B9b Approve Omnibus Stock Plan Mgmt For Against
B10a Approve Change-of-Control Clause Re : Updated EMTN Mgmt For For
Program
B10b Approve Change-of-Control Clause Re : US Dollar Notes Mgmt For For
B10c Approve Change-of-Control Clause Re : Notes Issued under Mgmt For For
Anheuser-Busch InBev's Shelf Registration Statement
B10d Approve Change-of-Control Clause Re : CAD Dollar Notes Mgmt For For
C1 Authorize Implementation of Approved Resolutions and Filing Mgmt For For
of Required Documents/Formalities at Trade Registry
COMMUNITY TRUST BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CTBI 26-Apr-11 USA 204149108 Annual 28-Feb-11
CUSIP: 204149108 ISIN: US2041491083 SEDOL: 2706470
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Charles J. Baird Mgmt For For
1.2 Elect Director Nick Carter Mgmt For For
1.3 Elect Director Nick A. Cooley Mgmt For For
1.4 Elect Director Jean R. Hale Mgmt For For
1.5 Elect Director James E. McGhee II Mgmt For For
1.6 Elect Director M. Lynn Parrish Mgmt For For
1.7 Elect Director James R. Ramsey Mgmt For For
1.8 Elect Director Anthony W. St. Charles Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IBM 26-Apr-11 USA 459200101 Annual 25-Feb-11
CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director A. J. P. Belda Mgmt For For
2 Elect Director W. R. Brody Mgmt For For
3 Elect Director K. I. Chenault Mgmt For For
4 Elect Director M. L. Eskew Mgmt For For
5 Elect Director S. A. Jackson Mgmt For For
6 Elect Director A. N. Liveris Mgmt For For
7 Elect Director W. J. McNerney, Jr. Mgmt For For
8 Elect Director J. W. Owens Mgmt For For
9 Elect Director S. J. Palmisano Mgmt For For
10 Elect Director J. E. Spero Mgmt For For
11 Elect Director S. Taurel Mgmt For For
12 Elect Director L. H. Zambrano Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
16 Provide for Cumulative Voting SH Against Against
17 Report on Political Contributions SH Against Against
18 Report on Lobbying Expenses SH Against Against
ROLLINS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ROL 26-Apr-11 USA 775711104 Annual 04-Mar-11
CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Randall Rollins Mgmt For For
1.2 Elect Director James B. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
RPC, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RES 26-Apr-11 USA 749660106 Annual 04-Mar-11
CUSIP: 749660106 ISIN: US7496601060 SEDOL: 2719456
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Randall Rollins Mgmt For Withhold
1.2 Elect Director Henry B. Tippie Mgmt For For
1.3 Elect Director James B. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For Against
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
UMB FINANCIAL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UMBF 26-Apr-11 USA 902788108 Annual 03-Mar-11
CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kevin C. Gallagher Mgmt For For
1.2 Elect Director Greg M. Graves Mgmt For For
1.3 Elect Director Paul Uhlmann III Mgmt For For
1.4 Elect Director Thomas J. Wood III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Amend Omnibus Stock Plan Mgmt For For
6 Declassify the Board of Directors SH Against For
BARCLAYS PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BARC 27-Apr-11 United Kingdom G08036124 Annual 25-Apr-11
CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Alison Carnwath as Director Mgmt For For
4 Elect Dambisa Moyo as Director Mgmt For For
5 Re-elect Marcus Agius as Director Mgmt For For
6 Re-elect David Booth as Director Mgmt For For
7 Re-elect Sir Richard Broadbent as Director Mgmt For For
8 Re-elect Fulvio Conti as Director Mgmt For For
9 Re-elect Robert Diamond Jr as Director Mgmt For For
10 Re-elect Simon Fraser as Director Mgmt For For
11 Re-elect Reuben Jeffery III as Director Mgmt For For
12 Re-elect Sir Andrew Likierman as Director Mgmt For For
13 Re-elect Chris Lucas as Director Mgmt For For
14 Re-elect Sir Michael Rake as Director Mgmt For For
15 Re-elect Sir John Sunderland as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Approve EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For
23 Approve Long-Term Incentive Plan Mgmt For For
24 Amend Group Share Value Plan Mgmt For For
E. I. DU PONT DE NEMOURS AND COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DD 27-Apr-11 USA 263534109 Annual 02-Mar-11
CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard H. Brown Mgmt For For
2 Elect Director Robert A. Brown Mgmt For For
3 Elect Director Bertrand P. Collomb Mgmt For For
4 Elect Director Curtis J. Crawford Mgmt For For
5 Elect Director Alexander M. Cutler Mgmt For For
6 Elect Director Eleuthere I. du Pont Mgmt For For
7 Elect Director Marillyn A. Hewson Mgmt For For
8 Elect Director Lois D. Juliber Mgmt For For
9 Elect Director Ellen J. Kullman Mgmt For For
10 Elect Director William K. Reilly Mgmt For For
11 Ratify Auditors Mgmt For For
12 Amend Omnibus Stock Plan Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
16 Report on Genetically Engineered Seed SH Against Against
17 Report on Pay Disparity SH Against Against
EATON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ETN 27-Apr-11 USA 278058102 Annual 28-Feb-11
CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director George S. Barrett Mgmt For For
2 Elect Director Todd M. Bluedorn Mgmt For For
3 Elect Director Ned C. Lautenbach Mgmt For For
4 Elect Director Gregory R. Page Mgmt For For
5 Declassify the Board of Directors Mgmt For For
6 Eliminate Cumulative Voting Mgmt For For
7 Ratify Auditors Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
GENERAL ELECTRIC COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GE 27-Apr-11 USA 369604103 Annual 28-Feb-11
CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director W. Geoffrey Beattie Mgmt For For
2 Elect Director James I. Cash, Jr. Mgmt For For
3 Elect Director Ann M. Fudge Mgmt For For
4 Elect Director Susan Hockfield Mgmt For For
5 Elect Director Jeffrey R. Immelt Mgmt For For
6 Elect Director Andrea Jung Mgmt For For
7 Elect Director Alan G. Lafley Mgmt For For
8 Elect Director Robert W. Lane Mgmt For For
9 Elect Director Ralph S. Larsen Mgmt For For
10 Elect Director Rochelle B. Lazarus Mgmt For For
11 Elect Director James J. Mulva Mgmt For For
12 Elect Director Sam Nunn Mgmt For For
13 Elect Director Roger S. Penske Mgmt For For
14 Elect Director Robert J. Swieringa Mgmt For For
15 Elect Director James S. Tisch Mgmt For For
16 Elect Director Douglas A. Warner III Mgmt For For
17 Ratify Auditors Mgmt For For
18 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
19 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
20 Provide for Cumulative Voting SH Against Against
21 Performance-Based Equity Awards SH Against Against
22 Withdraw Stock Options Granted to Executive Officers SH Against Against
23 Report on Climate Change Business Risk SH Against Against
24 Report on Animal Testing and Plans for Reduction SH Against Against
PLATINUM UNDERWRITERS HOLDINGS, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PTP 27-Apr-11 Bermuda G7127P100 Annual 11-Mar-11
CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Dan R. Carmichael as Director Mgmt For For
1.2 Elect A. John Hass as Director Mgmt For For
1.3 Elect Antony P.D. Lancaster as Director Mgmt For For
1.4 Elect Edmund R. Megna as Director Mgmt For For
1.5 Elect Michael D. Price as Director Mgmt For For
1.6 Elect James P. Slattery as Director Mgmt For For
1.7 Elect Christopher J. Steffen as Director Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify KPMG as Auditors Mgmt For For
THE COCA-COLA COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KO 27-Apr-11 USA 191216100 Annual 28-Feb-11
CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Herbert A. Allen Mgmt For For
2 Elect Director Ronald W. Allen Mgmt For For
3 Elect Director Howard G. Buffett Mgmt For For
4 Elect Director Barry Diller Mgmt For For
5 Elect Director Evan G. Greenberg Mgmt For For
6 Elect Director Alexis M. Herman Mgmt For For
7 Elect Director Muhtar Kent Mgmt For For
8 Elect Director Donald R. Keough Mgmt For For
9 Elect Director Maria Elena Lagomasino Mgmt For For
10 Elect Director Donald F. McHenry Mgmt For For
11 Elect Director Sam Nunn Mgmt For For
12 Elect Director James D. Robinson III Mgmt For For
13 Elect Director Peter V. Ueberroth Mgmt For For
14 Elect Director Jacob Wallenberg Mgmt For For
15 Elect Director James B. Williams Mgmt For For
16 Ratify Auditors Mgmt For For
17 Amend Executive Incentive Bonus Plan Mgmt For For
18 Amend Restricted Stock Plan Mgmt For For
19 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
20 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
21 Publish Report on Chemical Bisphenol-A (BPA) SH Against For
UNICREDIT SPA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UCG 27-Apr-11 Italy T95132105 Annual/Special 14-Apr-11
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Elect Director Mgmt For Against
4 Approve Remuneration of Board Committee Members Mgmt For For
5 Approve Remuneration of Auditors Mgmt For For
6 Approve Remuneration for the Representative of Holders of Mgmt For For
Saving Shares
7 Amend Regulations on General Meetings Mgmt For For
8 Approve Remuneration Report Mgmt For For
9 Approve Equity Compensation Plans Mgmt For Against
10 Approve Group Employees Share Ownership Plan 2011 Mgmt For For
Extraordinary Business Mgmt
1 Amend Company Bylaws Mgmt For For
2 Approve Issuance of 206 Million Shares Reserved for Stock Mgmt For Against
Grant Plans
3 Approve Issuance of 68 Million Shares Reserved for Stock Mgmt For Against
Grant Plans
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMMD 28-Apr-11 USA 02744M108 Annual 15-Mar-11
CUSIP: 02744M108 ISIN: US02744M1080 SEDOL: 2619998
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard B. Emmitt Mgmt For For
1.2 Elect Director Christopher H. Porter Mgmt For For
1.3 Elect Director D. Verne Sharma Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
AMERICAN REPROGRAPHICS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARC 28-Apr-11 USA 029263100 Annual 10-Mar-11
CUSIP: 029263100 ISIN: US0292631001 SEDOL: B03F0G7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kumarakulasingam Suriyakumar Mgmt For For
1.2 Elect Director Thomas J. Formolo Mgmt For For
1.3 Elect Director Dewitt Kerry McCluggage Mgmt For For
1.4 Elect Director James F. McNulty Mgmt For For
1.5 Elect Director Mark W. Mealy Mgmt For For
1.6 Elect Director Manuel Perez de la Mesa Mgmt For For
1.7 Elect Director Eriberto R. Scocimara Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Approve Omnibus Stock Plan Mgmt For For
ASTRAZENECA PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AZNl 28-Apr-11 United Kingdom G0593M107 Annual 26-Apr-11
CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For
Second Interim Dividend
3 Reappoint KPMG Audit plc as Auditors Mgmt For For
4 Authorise Board to Fix Remuneration of Auditors Mgmt For For
5(a) Re-elect Louis Schweitzer as Director Mgmt For For
5(b) Re-elect David Brennan as Director Mgmt For For
5(c) Re-elect Simon Lowth as Director Mgmt For For
5(d) Elect Bruce Burlington as Director Mgmt For For
5(e) Re-elect Jean-Philippe Courtois as Director Mgmt For For
5(f) Re-elect Michele Hooper as Director Mgmt For For
5(g) Re-elect Rudy Markham as Director Mgmt For For
5(h) Re-elect Nancy Rothwell as Director Mgmt For For
5(i) Elect Shriti Vadera as Director Mgmt For For
5(j) Re-elect John Varley as Director Mgmt For For
5(k) Re-elect Marcus Wallenberg as Director Mgmt For For
6 Approve Remuneration Report Mgmt For For
7 Authorise EU Political Donations and Expenditure Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
BRITISH AMERICAN TOBACCO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BATS 28-Apr-11 United Kingdom G1510J102 Annual 26-Apr-11
CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
5 Authorise Board to Fix Remuneration of Auditors Mgmt For For
6 Re-elect Richard Burrows as Director Mgmt For For
7 Re-elect Karen de Segundo as Director Mgmt For For
8 Re-elect Nicandro Durante as Director Mgmt For For
9 Re-elect Robert Lerwill as Director Mgmt For For
10 Re-elect Christine Morin-Postel as Director Mgmt For For
11 Re-elect Gerry Murphy as Director Mgmt For For
12 Re-elect Anthony Ruys as Director Mgmt For For
13 Re-elect Sir Nicholas Scheele as Director Mgmt For For
14 Re-elect Ben Stevens as Director Mgmt For For
15 Elect John Daly as Director Mgmt For For
16 Elect Kieran Poynter as Director Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Amend Long Term Incentive Plan Mgmt For Against
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
CORNING INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GLW 28-Apr-11 USA 219350105 Annual 24-Feb-11
CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John Seely Brown Mgmt For Against
2 Elect Director John A. Canning, Jr. Mgmt For For
3 Elect Director Gordon Gund Mgmt For Against
4 Elect Director Kurt M. Landgraf Mgmt For For
5 Elect Director H. Onno Ruding Mgmt For For
6 Elect Director Glenn F. Tilton Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Ratify Auditors Mgmt For For
10 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
ERESEARCH TECHNOLOGY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ERT 28-Apr-11 USA 29481V108 Annual 02-Mar-11
CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joel Morganroth Mgmt For For
1.2 Elect Director Stephen S. Phillips Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt None One Year
H & M HENNES & MAURITZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HMB 28-Apr-11 Sweden W41422101 Annual 20-Apr-11
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Sven Unger as Chairman of Meeting Mgmt For For
3 Receive President's Report; Allow Questions Mgmt
4 Prepare and Approve List of Shareholders Mgmt For For
5 Approve Agenda of Meeting Mgmt For For
6 Designate Inspector(s) of Minutes of Meeting Mgmt For For
7 Acknowledge Proper Convening of Meeting Mgmt For For
8a Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Auditor's Report on Application of
Guidelines for Remuneration for Executive Management
8b Receive Auditor's and Auditing Committee's Reports Mgmt
8c Receive Chairman's Report About Board Work Mgmt
8d Receive Report of the Chairman of the Nominating Committee Mgmt
9a Approve Financial Statements and Statutory Reports Mgmt For For
9b Approve Allocation of Income and Dividends of SEK 9.50 per Mgmt For For
Share
9c Approve Discharge of Board and President Mgmt For For
10 Determine Number of Members (8) and Deputy Members (0) Mgmt For For
of Board
11 Approve Remuneration of Directors in the Amount of SEK Mgmt For For
1.35 Million for Chairman, and SEK 450,000 for Other
Members; Approve Remuneration for Committe Work;
Approve Remuneration of Auditors
12 Reelect Mia Livfors, Anders Dahlvig, Lottie Knutson, Sussi Mgmt For Against
Kvart, Bo Lundquist, Stefan Persson (Chairman), Melker
Schorling, and Christian Sievert as Directors
13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Mgmt For Against
Andersson, and Anders Oscarsson as Members of
Nominating Committee
14 Amend Articles of Association to Comply with the New Mgmt For For
Swedish Companies Act
15 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
16 Close Meeting Mgmt
JOHNSON & JOHNSON
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JNJ 28-Apr-11 USA 478160104 Annual 01-Mar-11
CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mary Sue Coleman Mgmt For For
2 Elect Director James G. Cullen Mgmt For For
3 Elect Director Ian E.L. Davis Mgmt For For
4 Elect Director Michael M.e. Johns Mgmt For For
5 Elect Director Susan L. Lindquist Mgmt For For
6 Elect Director Anne M. Mulcahy Mgmt For For
7 Elect Director Leo F. Mullin Mgmt For For
8 Elect Director William D. Perez Mgmt For For
9 Elect Director Charles Prince Mgmt For For
10 Elect Director David Satcher Mgmt For For
11 Elect Director William C. Weldon Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Adopt Policy to Restrain Pharmaceutical Price Increases SH Against Against
16 Amend EEO Policy to Prohibit Discrimination Based on SH Against Against
Applicant's Health Status
17 Adopt Animal-Free Training Methods SH Against Against
NATIONAL INTERSTATE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NATL 28-Apr-11 USA 63654U100 Annual 28-Feb-11
CUSIP: 63654U100 ISIN: US63654U1007 SEDOL: B05Q284
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joseph E. (Jeff) Consolino Mgmt For For
1.2 Elect Director Theodore H. Elliott, Jr. Mgmt For For
1.3 Elect Director Gary J. Gruber Mgmt For Withhold
1.4 Elect Director Donald D. Larson Mgmt For Withhold
1.5 Elect Director David W. Michelson Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
PFIZER INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PFE 28-Apr-11 USA 717081103 Annual 01-Mar-11
CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Dennis A. Ausiello Mgmt For Against
2 Elect Director Michael S. Brown Mgmt For Against
3 Elect Director M. Anthony Burns Mgmt For Against
4 Elect Director W. Don Cornwell Mgmt For For
5 Elect Director Frances D. Fergusson Mgmt For For
6 Elect Director William H. Gray III Mgmt For Against
7 Elect Director Constance J. Horner Mgmt For Against
8 Elect Director James M. Kilts Mgmt For For
9 Elect Director George A. Lorch Mgmt For For
10 Elect Director John P. Mascotte Mgmt For Against
11 Elect Director Suzanne Nora Johnson Mgmt For For
12 Elect Director Ian C. Read Mgmt For For
13 Elect Director Stephen W. Sanger Mgmt For Against
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
17 Publish Political Contributions SH Against Against
18 Report on Public Policy Advocacy Process SH Against Against
19 Adopt Policy to Restrain Pharmaceutical Price Increases SH Against Against
20 Provide Right to Act by Written Consent SH Against For
21 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
22 Report on Animal Testing and Plans for Reduction SH Against Against
SIGNATURE BANK
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SBNY 28-Apr-11 USA 82669G104 Annual 01-Mar-11
CUSIP: 82669G104 ISIN: US82669G1040 SEDOL: B00JQL9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Scott A. Shay Mgmt For For
1.2 Elect Director Joseph J. Depaolo Mgmt For For
1.3 Elect Director Alfred B. Delbello Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
TREEHOUSE FOODS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
THS 28-Apr-11 USA 89469A104 Annual 07-Mar-11
CUSIP: 89469A104 ISIN: US89469A1043 SEDOL: B095X84
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ann M. Sardini Mgmt For For
1.2 Elect Director Dennis F. O'Brien Mgmt For For
1.3 Elect Director Sam K. Reed Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide Right to Call Special Meeting Mgmt For For
4 Reduce Supermajority Vote Requirement Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WEBSTER FINANCIAL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WBS 28-Apr-11 USA 947890109 Annual 28-Feb-11
CUSIP: 947890109 ISIN: US9478901096 SEDOL: 2945143
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John J. Crawford Mgmt For For
1.2 Elect Director C. Michael Jacobi Mgmt For For
1.3 Elect Director Karen R. Osar Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
5 Declassify the Board of Directors SH Against For
ABBOTT LABORATORIES
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ABT 29-Apr-11 USA 002824100 Annual 02-Mar-11
CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert J. Alpern Mgmt For For
1.2 Elect Director Roxanne S. Austin Mgmt For For
1.3 Elect Director W. James Farrell Mgmt For For
1.4 Elect Director H. Laurance Fuller Mgmt For For
1.5 Elect Director Edward M. Liddy Mgmt For For
1.6 Elect Director Phebe N. Novakovic Mgmt For For
1.7 Elect Director William A. Osborn Mgmt For For
1.8 Elect Director Samuel C. Scott III Mgmt For For
1.9 Elect Director Glenn F. Tilton Mgmt For For
1.10 Elect Director Miles D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Adopt Policy on Pharmaceutical Price Restraint SH Against Against
AMERICAN CAPITAL, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACAS 29-Apr-11 USA 02503Y103 Annual 04-Mar-11
CUSIP: 02503Y103 ISIN: US02503Y1038 SEDOL: 2101990
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Driector Mary C. Baskin Mgmt For For
2 Elect Driector Neil M. Hahl Mgmt For For
3 Elect Driector Philip R. Harper Mgmt For For
4 Elect Driector John A. Koskinen Mgmt For For
5 Elect Driector Stan Lundine Mgmt For For
6 Elect Driector Kenneth D. Peterson Mgmt For For
7 Elect Driector Alvin N. Puryear Mgmt For For
8 Elect Driector Malon Wilkus Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
11 Ratify Auditors Mgmt For For
AT&T INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
T 29-Apr-11 USA 00206R102 Annual 01-Mar-11
CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Randall L. Stephenson Mgmt For For
2 Elect Director Gilbert F. Amelio Mgmt For For
3 Elect Director Reuben V. Anderson Mgmt For For
4 Elect Director James H. Blanchard Mgmt For For
5 Elect Director Jaime Chico Pardo Mgmt For For
6 Elect Director James P. Kelly Mgmt For For
7 Elect Director Jon C. Madonna Mgmt For For
8 Elect Director Lynn M. Martin Mgmt For For
9 Elect Director John B. McCoy Mgmt For For
10 Elect Director Joyce M. Roche Mgmt For For
11 Elect Director Matthew K. Rose Mgmt For For
12 Elect Director Laura D Andrea Tyson Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Report on Political Contributions SH Against Against
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Provide Right to Act by Written Consent SH Against For
BAYER AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAYN 29-Apr-11 Germany D0712D163 Annual
CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports; Appove Mgmt For For
Allocation of Income and Dividends of EUR 1.50 per Share
for Fiscal 2010
2 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
4 Amend Articles Re: Length of Supervisory Board Member Mgmt For For
Term
5 Approve Spin-Off and Takeover Agreement with Bayer Real Mgmt For For
Estate GmbH
6 Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 Mgmt For For
CLECO CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNL 29-Apr-11 USA 12561W105 Annual 01-Mar-11
CUSIP: 12561W105 ISIN: US12561W1053 SEDOL: 2182445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William L. Marks Mgmt For For
1.2 Elect Director Robert T. Ratcliff, Sr. Mgmt For For
1.3 Elect Director Peter M. Scott III Mgmt For For
1.4 Elect Director William H.walker, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Eliminate Cumulative Voting and Declassify the Board Mgmt For For
6 Eliminate Cumulative Voting Mgmt For For
ENI SPA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ENI 29-Apr-11 Italy T3643A145 Annual 18-Apr-11
CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Fix Number of Directors Mgmt For For
4 Fix Directors' Term Mgmt For For
Elect Directors (Bundled) - Vote Only for One of the Mgmt
Following Slates
5.1 Slate Submitted by the Ministry of Economics and Finance Mgmt None Do Not Vote
5.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt None For
6 Elect Chairman of the Board of Directors Mgmt For For
7 Approve Remuneration of Directors Mgmt For Against
Appoint Internal Statutory Auditors - Vote Only for One of Mgmt
the Following Slates
8.1 Slate Submitted by the Ministry of Economics and Finance Mgmt None Against
8.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt None For
9 Appoint Internal Statutory Auditors' Chairman Mgmt For For
10 Approve Internal Auditors' Remuneration Mgmt For For
11 Approve Compensation of the Judicial Officer of Corte dei Mgmt For For
Conti Responsible for Eni's Financial Control
OWENS & MINOR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OMI 29-Apr-11 USA 690732102 Annual 08-Mar-11
CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director A. Marshall Acuff, Jr. Mgmt For For
1.2 Elect Director J. Alfred Broaddus, Jr. Mgmt For For
1.3 Elect Director Richard E. Fogg Mgmt For For
1.4 Elect Director John W. Gerdelman Mgmt For For
1.5 Elect Director Lemuel E. Lewis Mgmt For For
1.6 Elect Director G. Gilmer Minor, III Mgmt For For
1.7 Elect Director Eddie N. Moore, Jr. Mgmt For For
1.8 Elect Director Peter S. Redding Mgmt For For
1.9 Elect Director James E. Rogers Mgmt For For
1.10 Elect Director Robert C. Sledd Mgmt For For
1.11 Elect Director Craig R. Smith Mgmt For For
1.12 Director Anne Marie Whittemore Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BERKSHIRE HATHAWAY INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRK.B 30-Apr-11 USA 084670702 Annual 02-Mar-11
CUSIP: 084670108 ISIN: US0846707026 SEDOL: 2073390
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Warren E. Buffett Mgmt For For
1.2 Elect Director Charles T. Munger Mgmt For For
1.3 Elect Director Howard G. Buffett Mgmt For For
1.4 Elect Director Stephen B. Burke Mgmt For For
1.5 Elect Director Susan L. Decker Mgmt For For
1.6 Elect Director William H. Gates III Mgmt For For
1.7 Elect Director David S. Gottesman Mgmt For For
1.8 Elect Director Charlotte Guyman Mgmt For For
1.9 Elect Director Donald R. Keough Mgmt For For
1.10 Elect Director Thomas S. Murphy Mgmt For For
1.11 Elect Director Ronald L. Olson Mgmt For For
1.12 Elect Director Walter Scott, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Adopt Quantitative GHG Goals for Products and Operations SH Against For
AMERICAN EXPRESS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AXP 02-May-11 USA 025816109 Annual 04-Mar-11
CUSIP: 025816109 ISIN: US0258161092 SEDOL: 2026082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Daniel F. Akerson Mgmt For For
1.2 Elect Director Charlene Barshefsky Mgmt For For
1.3 Elect Director Ursula M. Burns Mgmt For For
1.4 Elect Director Kenneth I. Chenault Mgmt For For
1.5 Elect Director Peter Chernin Mgmt For For
1.6 Elect Director Theodore J. Leonsis Mgmt For For
1.7 Director Jan Leschly Mgmt For For
1.8 Director Richard C. Levin Mgmt For For
1.9 Director Richard A. McGinn Mgmt For For
1.10 Director Edward D. Miller Mgmt For For
1.11 Director Steven S. Reinemund Mgmt For For
1.12 Director Robert D. Walter Mgmt For For
1.13 Director Ronald A. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Provide for Cumulative Voting SH Against Against
6 Amend Bylaws-- Call Special Meetings SH Against For
CBL & ASSOCIATES PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBL 02-May-11 USA 124830100 Annual 04-Mar-11
CUSIP: 124830100 ISIN: US1248301004 SEDOL: 2167475
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Charles B. Lebovitz Mgmt For For
1.2 Elect Director Gary L. Bryenton Mgmt For For
1.3 Elect Director Gary J. Nay Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
5 Declassify the Board of Directors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
EQUITY ONE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQY 02-May-11 USA 294752100 Annual 07-Mar-11
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Noam Ben-Ozer Mgmt For For
1.2 Elect Director James S. Cassel Mgmt For For
1.3 Elect Director Cynthia R. Cohen Mgmt For For
1.4 Elect Director David Fischel Mgmt For For
1.5 Elect Director Neil Flanzraich Mgmt For For
1.6 Elect Director Nathan Hetz Mgmt For For
1.7 Elect Director Chaim Katzman Mgmt For For
1.8 Elect Director Peter Linneman Mgmt For For
1.9 Elect Director Jeffrey S. Olson Mgmt For For
1.10 Elect Director Dori Segal Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Amend Omnibus Stock Plan Mgmt For Against
GDF SUEZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSZ 02-May-11 France F42768105 Annual/Special 27-Apr-11
CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 1.50 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Albert Frere as Director Mgmt For For
7 Reelect Edmond Alphandery as Director Mgmt For For
8 Reelect Aldo Cardoso as Director Mgmt For For
9 Reelect Rene Carron as Director Mgmt For For
10 Reelect Thierry de Rudder as Director Mgmt For For
11 Elect Francoise Malrieu as Director Mgmt For For
12 Ratify Change of Registered Office to 1 place Samuel de Mgmt For For
Champlain, 92400 Courbevoie, and Amend Bylaws
Accordingly
Extraordinary Business Mgmt
13 Approve Employee Stock Purchase Plan Mgmt For For
14 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
15 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
16 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Shareholder Proposals Mgmt
A Approve Dividends of EUR 0.83 per Share SH Against Against
POTLATCH CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PCH 02-May-11 USA 737630103 Annual 21-Mar-11
CUSIP: 737630103 ISIN: US7376301039 SEDOL: B0XXJN1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Jerome C. Knoll Mgmt For For
2 Elect Director John S. Moody Mgmt For For
3 Elect Director Lawrence S. Peiros Mgmt For For
4 Ratify Auditors Mgmt For For
5 Amend Omnibus Stock Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
THE BOEING COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BA 02-May-11 USA 097023105 Annual 03-Mar-11
CUSIP: 097023105 ISIN: US0970231058 SEDOL: 2108601
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John E. Bryson Mgmt For For
2 Elect Director David L. Calhoun Mgmt For For
3 Elect Director Arthur D. Collins, Jr. Mgmt For For
4 Elect Director Linda Z. Cook Mgmt For For
5 Elect Director Kenneth M. Duberstein Mgmt For For
6 Elect Director Edmund P. Giambastiani, Jr. Mgmt For For
7 Elect Director Edward M. Liddy Mgmt For For
8 Elect Director John F. McDonnell Mgmt For For
9 Elect Director W. James McNerney, Jr. Mgmt For For
10 Elect Director Susan C. Schwab Mgmt For For
11 Elect Director Ronald A. Williams Mgmt For For
12 Elect Director Mike S. Zafirovski Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
15 Ratify Auditors Mgmt For For
16 Implement Third-Party Supply Chain Monitoring SH Against Against
17 Report on Political Contributions SH Against Against
18 Provide Right to Act by Written Consent SH Against For
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Require Independent Board Chairman SH Against Against
VINCI
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DG 02-May-11 France F5879X108 Annual/Special 27-Apr-11
CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.67 per Mgmt For For
Share
4 Reelect Pascale Sourisse as Director Mgmt For For
5 Reelect Robert Castaigne as Director Mgmt For For
6 Reelect Jean Bernard Levy as Director Mgmt For For
7 Elect Elisabeth Boyer as Representative of Employee Mgmt For For
Shareholders to the Board
8 Elect Gerard Duez as Representative of Employee Mgmt For Against
Shareholders to the Board
9 Elect Gerard Francon as Representative of Employee Mgmt For Against
Shareholders to the Board
10 Elect Bernard Klemm as Representative of Employee Mgmt For Against
Shareholders to the Board
11 Elect Bernard Chabalier as Representative of Employee Mgmt For Against
Shareholders to the Board
12 Elect Jean-Luc Lebouil as Representative of Employee Mgmt For Against
Shareholders to the Board
13 Elect Denis Marchal as Representative of Employee Mgmt For Against
Shareholders to the Board
14 Elect Rolland Sabatier as Representative of Employee Mgmt For Against
Shareholders to the Board
15 Elect Pascal Taccoen as Representative of Employee Mgmt For Against
Shareholders to the Board
16 Elect Cosimo Lupo as Representative of Employee Mgmt For Against
Shareholders to the Board
17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
18 Approve Transactions with a Related Parties Re: Financing of Mgmt For For
Prado Sud
Extraordinary Business Mgmt
19 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
20 Authorize Capitalization of Reserves for Bonus Issue or Mgmt For For
Increase in Par Value
21 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
300 Million
22 Authorize Issuance of Specific Convertible Bonds without Mgmt For For
Preemptive Rights Named OCEANE, up to an Aggregate
Nominal Amount EUR 150 Million
23 Approve Issuance of Convertible Bonds without Preemptive Mgmt For For
Rights Other than OCEANE, up to an Aggregate Nominal
Amount EUR 150 Million
24 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
25 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
26 Approve Employee Stock Purchase Plan Mgmt For For
27 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
28 Authorize up to 0.9 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
29 Authorize Filing of Required Documents/Other Formalities Mgmt For For
DELEK US HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DK 03-May-11 USA 246647101 Annual 10-Mar-11
CUSIP: 246647101 ISIN: US2466471016 SEDOL: B142DK9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Erza Uzi Yemin Mgmt For For
1.2 Elect Director Gabriel Last Mgmt For Withhold
1.3 Elect Director Asaf Bartfeld Mgmt For For
1.4 Elect Director Aharon Kacherginski Mgmt For For
1.5 Elect Director Shlomo Zohar Mgmt For For
1.6 Elect Director Carlos E. Jorda Mgmt For For
1.7 Elect Director Charles H. Leonard Mgmt For For
1.8 Elect Director Philip L. Maslowe Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
HOME PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HME 03-May-11 USA 437306103 Annual 08-Mar-11
CUSIP: 437306103 ISIN: US4373061039 SEDOL: 2414074
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen R. Blank Mgmt For For
1.2 Elect Director Alan L. Gosule Mgmt For For
1.3 Elect Director Leonard F. Helbig, III Mgmt For For
1.4 Elect Director Charles J. Koch Mgmt For For
1.5 Elect Director Thomas P. Lydon, Jr. Mgmt For For
1.6 Elect Director Edward J. Pettinella Mgmt For For
1.7 Elect Director Clifford W. Smith, Jr. Mgmt For For
1.8 Elect Director Amy L. Tait Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Omnibus Stock Plan Mgmt For Against
5 Ratify Auditors Mgmt For For
NOKIA CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 03-May-11 Finland X61873133 Annual 19-Apr-11
CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of Mgmt For For
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Prepare and Approve List of Shareholders Mgmt For For
6 Receive Financial Statements and Statutory Reports, the Mgmt
Board's Report, and the Auditor's Report; Receive Review by
the CEO
7 Accept Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.40 Per Mgmt For For
Share
9 Approve Discharge of Board and President Mgmt For For
10 Approve Remuneration of Directors in the Amount of EUR Mgmt For For
440,000 for Chairman, EUR 150,000 for Vice Chairman, and
EUR 130,000 for Other Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Eleven Mgmt For For
12 Reelect Bengt Holmstrom, Henning Kagermann, Per Karlsson, Mgmt For For
Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, and
Risto Siilasmaa as Directors; Elect Jouko Karvinen, Helge
Lund, Kari Stadigh, and Stephen Elop as New Directors
13 Approve Remuneration of Auditors Mgmt For For
14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For
15 Authorize Repurchase of up to 360 Million Issued Shares Mgmt For For
16 Approve Stock Option Plan for Key Employees; Approve Mgmt For For
Issuance of up to 35 Million Stock Options
17 Close Meeting Mgmt
PEABODY ENERGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BTU 03-May-11 USA 704549104 Annual 11-Mar-11
CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gregory H. Boyce Mgmt For For
1.2 Elect Director William A. Coley Mgmt For For
1.3 Elect Director William E. James Mgmt For For
1.4 Elect Director Robert B. Karn III Mgmt For For
1.5 Elect Director M. Frances Keeth Mgmt For For
1.6 Elect Director Henry E. Lentz Mgmt For For
1.7 Elect Director Robert A. Malone Mgmt For For
1.8 Elect Director William C. Rusnack Mgmt For For
1.9 Elect Director John F. Turner Mgmt For For
1.10 Elect Director Sandra A. Van Trease Mgmt For For
1.11 Elect Director Alan H. Washkowitz Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
5 Approve Omnibus Stock Plan Mgmt For For
RACKSPACE HOSTING, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RAX 03-May-11 USA 750086100 Annual 25-Mar-11
CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Graham Weston Mgmt For For
1.2 Elect Director Palmer Moe Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
THOMSON REUTERS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRI 03-May-11 Canada 884903105 Annual 15-Mar-11
CUSIP: 884903105 ISIN: CA8849031056 SEDOL: 2889371
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Thomson Mgmt For For
1.2 Elect Director W. Geoffrey Beattie Mgmt For For
1.3 Elect Director Thomas H. Glocer Mgmt For For
1.4 Elect Director Manvinder S. Banga Mgmt For For
1.5 Elect Director Mary Cirillo Mgmt For For
1.6 Elect Director Steven A. Denning Mgmt For For
1.7 Elect Director Lawton W. Fitt Mgmt For For
1.8 Elect Director Roger L. Martin Mgmt For For
1.9 Elect Director Sir Deryck Maughan Mgmt For For
1.10 Elect Director Ken Olisa Mgmt For For
1.11 Elect Director Vance K. Opperman Mgmt For For
1.12 Elect Director John M. Thompson Mgmt For For
1.13 Elect Director Peter J. Thomson Mgmt For For
1.14 Elect Director John A. Tory Mgmt For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Mgmt For For
Authorize Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation Approach Mgmt For For
UNDER ARMOUR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UA 03-May-11 USA 904311107 Annual 18-Feb-11
CUSIP: 904311107 ISIN: US9043111072 SEDOL: B0PZN11
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kevin A. Plank Mgmt For For
1.2 Elect Director Byron K. Adams, Jr. Mgmt For For
1.3 Elect Director Douglas E. Coltharp Mgmt For For
1.4 Elect Director Anthony W. Deering Mgmt For For
1.5 Elect Director A.B. Krongard Mgmt For For
1.6 Elect Director William R. McDermott Mgmt For For
1.7 Elect Director Harvey L. Sanders Mgmt For For
1.8 Elect Director T homas J. Sippel Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
WELLS FARGO & COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WFC 03-May-11 USA 949746101 Annual 04-Mar-11
CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Election Director John D. Baker II Mgmt For For
2 Election Director John S. Chen Mgmt For For
3 Election Director Lloyd H. Dean Mgmt For For
4 Election Director Susan E. Engel Mgmt For For
5 Election Director Enrique Hernandez, Jr. Mgmt For For
6 Election Director Donald M. James Mgmt For For
7 Election Director Mackey J. McDonald Mgmt For For
8 Election Director Cynthia H. Milligan Mgmt For For
9 Elect Director Nicholas G. Moore Mgmt For For
10 Elect Director Philip J. Quigley Mgmt For For
11 Elect Director Judith M. Runstad Mgmt For For
12 Elect Director Stephen W. Sanger Mgmt For For
13 Elect Director John G. Stumpf Mgmt For Against
14 Elect Director an G. Swenson Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
17 Ratify Auditors Mgmt For For
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Provide for Cumulative Voting SH Against Against
20 Require Independent Board Chairman SH Against For
21 Advisory Vote to Ratify Directors' Compensation SH Against Against
22 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
ADTRAN, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ADTN 04-May-11 USA 00738A106 Annual 10-Mar-11
CUSIP: 00738A106 ISIN: US00738A1060 SEDOL: 2052924
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas R. Stanton Mgmt For For
1.2 Elect Director H. Fenwick Huss Mgmt For For
1.3 Elect Director Ross K. Ireland Mgmt For For
1.4 Elect Director William L. Marks Mgmt For For
1.5 Elect Director James E. Matthews Mgmt For For
1.6 Elect Director Balan Nair Mgmt For For
1.7 Elect Director Roy J. Nichols Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt None One Year
4 Amend Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
ALLIANZ SE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALV 04-May-11 Germany D03080112 Annual
CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 4.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Elect Franz Heiss as Employee Representative to the Mgmt For For
Supervisory Board
6 Amend Articles Re: Remuneration of Supervisory Board Mgmt For For
7 Approve Affiliation Agreements with Allianz Global Investors Mgmt For For
AG
8 Approve Spin-Off and Takeover Agreement with Allianz Mgmt For For
Deutschland AG
ASSOCIATED ESTATES REALTY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AEC 04-May-11 USA 045604105 Annual 15-Mar-11
CUSIP: 045604105 ISIN: US0456041054 SEDOL: 2044396
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Albert T. Adams Mgmt For For
1.2 Elect Director James M. Delaney Mgmt For For
1.3 Elect Director Jeffrey I. Friedman Mgmt For For
1.4 Elect Director Michael E. Gibbons Mgmt For For
1.5 Elect Director Mark L. Milstein Mgmt For For
1.6 Elect Director James A. Schoff Mgmt For For
1.7 Elect Director Richard T. Schwarz Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
DANA HOLDING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAN 04-May-11 USA 235825205 Annual 07-Mar-11
CUSIP: 235825205 ISIN: US2358252052 SEDOL: B2PFJR3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John M. Devine Mgmt For For
1.2 Elect Director Terrence J. Keating Mgmt For For
1.3 Elect Director Joseph C. Muscari Mgmt For For
1.4 Elect Director Richard F. Wallman Mgmt For For
1.5 Elect Director Keith E. Wandell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
EMC CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EMC 04-May-11 USA 268648102 Annual 07-Mar-11
CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Michael W. Brown Mgmt For For
2 Elect Director Randolph L. Cowen Mgmt For For
3 Elect Director Michael J. Cronin Mgmt For For
4 Elect Director Gail Deegan Mgmt For Against
5 Elect Director James S. DiStasio Mgmt For For
6 Elect Director John R. Egan Mgmt For For
7 Elect Director Edmund F. Kelly Mgmt For For
8 Elect Director Windle B. Priem Mgmt For Against
9 Elect Director Paul Sagan Mgmt For For
10 Elect Director David N. Strohm Mgmt For Against
11 Elect Director Joseph M. Tucci Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Omnibus Stock Plan Mgmt For Against
14 Provide Right to Call Special Meeting Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
GENERAL DYNAMICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GD 04-May-11 USA 369550108 Annual 07-Mar-11
CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mary T. Barra Mgmt For For
2 Elect Director Nicholas D. Chabraja Mgmt For For
3 Elect Director James S. Crown Mgmt For For
4 Elect Director William P. Fricks Mgmt For For
5 Elect Director Jay L. Johnson Mgmt For For
6 Elect Director George A. Joulwan Mgmt For For
7 Elect Director Paul G. Kaminski Mgmt For For
8 Elect Director John M. Keane Mgmt For For
9 Elect Director Lester L. Lyles Mgmt For For
10 Elect Director William A. Osborn Mgmt For For
11 Elect Director Robert Walmsley Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
15 Review and Assess Human Rights Policies SH Against For
16 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
L AIR LIQUIDE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AI 04-May-11 France F01764103 Annual/Special 29-Apr-11
CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.35 per Mgmt For For
Share
4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
5 Reelect Gerard de La Martiniere as Director Mgmt For For
6 Reelect Cornelis van Lede as Director Mgmt For For
7 Elect Sian Herbert-Jones as Director Mgmt For For
8 Approve Transaction with Air Liquide International, and Mgmt For For
Auditor's Special Report on This Transaction
9 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 800,000
Extraordinary Business Mgmt
10 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
11 Approve Spin-Off Agreement with Air Liquide France Industrie Mgmt For For
12 Approve Spin-Off Agreement with Air Liquide Advanced Mgmt For For
Technologies
13 Approve Spin-Off Agreement with Cryopal Mgmt For For
14 Approve Spin-Off Agreement with Air Liquide Engineering Mgmt For For
15 Approve Spin-Off Agreement with Air Liquide Services Mgmt For For
16 Authorize Board to Issue Free Warrants with Preemptive Mgmt For Against
Rights During a Public Tender Offer or Share Exchange Offer
17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
390 Million
18 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Under Item 17
19 Approve Employee Stock Purchase Plan Mgmt For For
20 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
Ordinary Business Mgmt
21 Authorize Filing of Required Documents/Other Formalities Mgmt For For
WINDSTREAM CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WIN 04-May-11 USA 97381W104 Annual 15-Mar-11
CUSIP: 97381W104 ISIN: US97381W1045 SEDOL: B180376
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol B. Armitage Mgmt For For
2 Elect Director Samuel E. Beall, III Mgmt For For
3 Elect Director Dennis E. Foster Mgmt For For
4 Elect Director Francis X. Frantz Mgmt For For
5 Elect Director Jeffery R. Gardner Mgmt For For
6 Elect Director Jeffrey T. Hinson Mgmt For For
7 Elect Director Judy K. Jones Mgmt For For
8 Elect Director William A. Montgomery Mgmt For For
9 Elect Director Alan L. Wells Mgmt For For
10 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
11 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
12 Ratify Auditors Mgmt For For
13 Provide for Cumulative Voting SH Against Against
14 Report on Political Contributions SH Against Against
ACME PACKET, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
APKT 05-May-11 USA 004764106 Annual 15-Mar-11
CUSIP: 004764106 ISIN: US0047641065 SEDOL: B17WCB0
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gary J. Bowen Mgmt For For
1.2 Elect Director Robert C. Hower Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
AMERICAN CAMPUS COMMUNITIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACC 05-May-11 USA 024835100 Annual 14-Mar-11
CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William C. Bayless, Jr. Mgmt For For
1.2 Elect Director R.D. Burck Mgmt For For
1.3 Elect Director G. Steven Dawson Mgmt For For
1.4 Elect Director Cydney C. Donnell Mgmt For For
1.5 Elect Director Edward Lowenthal Mgmt For For
1.6 Elect Director Joseph M. Macchione Mgmt For For
1.7 Elect Director Winston W. Walker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
E.ON AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EOAN 05-May-11 Germany D24914133 Annual
CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6a Elect Denise Kingsmill to the Supervisory Board Mgmt For For
6b Elect Bard Mikkelsen to the Supervisory Board Mgmt For For
6c Elect Rene Obermann to the Supervisory Board Mgmt For For
7a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal Mgmt For For
2010
7b Ratify PriceWaterhouseCoopers AG as Auditors for the Mgmt For For
Inspection of the Abbreviated Financial Statements for the
First Half of Fiscal 2011
8 Approve Remuneration of Supervisory Board Mgmt For For
9a Approve Affiliation Agreement with E.ON Mgmt For For
Beteiligungsverwaltungs GmbH
9b Approve Affiliation Agreement with E.ON Energy Trading Mgmt For For
Holding GmbH
9c Approve Affiliation Agreement with E.ON Finanzanlagen Mgmt For For
GmbH
9d Approve Affiliation Agreement with E.ON Ruhrgas Holding Mgmt For For
GmbH
GLAXOSMITHKLINE PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSK 05-May-11 United Kingdom G3910J112 Annual 03-May-11
CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Simon Dingemans as Director Mgmt For For
4 Elect Stacey Cartwright as Director Mgmt For For
5 Elect Judy Lewent as Director Mgmt For For
6 Re-elect Sir Christopher Gent as Director Mgmt For For
7 Re-elect Andrew Witty as Director Mgmt For For
8 Re-elect Sir Roy Anderson as Director Mgmt For For
9 Re-elect Dr Stephanie Burns as Director Mgmt For For
10 Re-elect Larry Culp as Director Mgmt For For
11 Re-elect Sir Crispin Davis as Director Mgmt For For
12 Re-elect Sir Deryck Maughan as Director Mgmt For For
13 Re-elect James Murdoch as Director Mgmt For For
14 Re-elect Dr Daniel Podolsky as Director Mgmt For For
15 Re-elect Dr Moncef Slaoui as Director Mgmt For For
16 Re-elect Tom de Swaan as Director Mgmt For For
17 Re-elect Sir Robert Wilson as Director Mgmt For For
18 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
19 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
23 Authorise Market Purchase Mgmt For For
24 Approve the Exemption from Statement of the Name of the Mgmt For For
Senior Statutory Auditor in Published Copies of the Auditors'
Reports
25 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
HEALTHSOUTH CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HLS 05-May-11 USA 421924309 Annual 08-Mar-11
CUSIP: 421924309 ISIN: US4219243098 SEDOL: B1G9B93
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Edward A. Blechschmidt Mgmt For For
1.2 Elect Director John W. Chidsey Mgmt For For
1.3 Elect Director Donald L. Correll Mgmt For For
1.4 Elect Director Yvonne M. Curl Mgmt For For
1.5 Elect Director Charles M. Elson Mgmt For For
1.6 Elect Director Jay Grinney Mgmt For For
1.7 Elect Director Jon F. Hanson Mgmt For For
1.8 Elect Director Leo I. Higdon, Jr. Mgmt For For
1.9 Elect Director John E. Maupin, Jr. Mgmt For For
1.10 Elect Director L. Edward Shaw, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Amend Omnibus Stock Plan Mgmt For For
HEXCEL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HXL 05-May-11 USA 428291108 Annual 15-Mar-11
CUSIP: 428291108 ISIN: US4282911084 SEDOL: 2416779
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joel S. Beckman Mgmt For For
1.2 Elect Director David E. Berges Mgmt For For
1.3 Elect Director Lynn Brubaker Mgmt For For
1.4 Elect Director Jeffrey C. Campbell Mgmt For For
1.5 Elect Director Sandra L. Derickson Mgmt For For
1.6 Elect Director W. Kim Foster Mgmt For For
1.7 Elect Director Thomas A. Gendron Mgmt For For
1.8 Elect Director Jeffrey A. Graves Mgmt For For
1.9 Elect Director David C. Hill Mgmt For For
1.10 Elect Director David L. Pugh Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
SOTHEBY'S
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BID 05-May-11 USA 835898107 Annual 11-Mar-11
CUSIP: 835898107 ISIN: US8358981079 SEDOL: 2822406
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John M. Angelo Mgmt For For
2 Elect Director Michael Blakenham Mgmt For For
3 Elect Director The Duke Of Devonshire Mgmt For For
4 Elect Director Daniel Meyer Mgmt For For
5 Elect Director James Murdoch Mgmt For For
6 Elect Director Allen Questrom Mgmt For For
7 Elect Director William F. Ruprecht Mgmt For For
8 Elect Director Marsha Simms Mgmt For For
9 Elect Director Michael I. Sovern Mgmt For For
10 Elect Director Donald M. Stewart Mgmt For For
11 Elect Director Robert S. Taubman Mgmt For For
12 Elect Director Diana L. Taylor Mgmt For For
13 Elect Director Dennis M. Weibling Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
STANDARD CHARTERED PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
STAN 05-May-11 United Kingdom G84228157 Annual 03-May-11
CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For Abstain
4 Re-elect Steve Bertamini as Director Mgmt For For
5 Re-elect Jaspal Bindra as Director Mgmt For For
6 Re-elect Richard Delbridge as Director Mgmt For For
7 Re-elect Jamie Dundas as Director Mgmt For For
8 Re-elect Val Gooding as Director Mgmt For For
9 Re-elect Dr Han Seung-soo as Director Mgmt For For
10 Re-elect Simon Lowth as Director Mgmt For For
11 Re-elect Rudy Markham as Director Mgmt For For
12 Re-elect Ruth Markland as Director Mgmt For For
13 Re-elect Richard Meddings as Director Mgmt For For
14 Re-elect John Paynter as Director Mgmt For For
15 Re-elect John Peace as Director Mgmt For For
16 Re-elect Mike Rees as Director Mgmt For For
17 Re-elect Peter Sands as Director Mgmt For For
18 Re-elect Paul Skinner as Director Mgmt For For
19 Re-elect Oliver Stocken as Director Mgmt For For
20 Reappoint KPMG Audit plc as Auditors Mgmt For For
21 Authorise Board to Fix Remuneration of Auditors Mgmt For For
22 Authorise EU Political Donations and Expenditure Mgmt For For
23 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
24 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
25 Approve 2011 Share Plan Mgmt For For
26 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
27 Authorise Market Purchase Mgmt For For
28 Authorise Market Purchase Mgmt For For
29 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
UNION PACIFIC CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UNP 05-May-11 USA 907818108 Annual 28-Feb-11
CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Andrew H. Card, Jr. Mgmt For For
1.2 Elect Director Erroll B. Davis, Jr. Mgmt For For
1.3 Elect Director Thomas J. Donohue Mgmt For For
1.4 Elect Director Archie W. Dunham Mgmt For For
1.5 Elect Director Judith Richards Hope Mgmt For For
1.6 Elect Director Charles C. Krulak Mgmt For For
1.7 Elect Director Michael R. McCarthy Mgmt For For
1.8 Elect Director Michael W. McConnell Mgmt For For
1.9 Elect Director Thomas F. McLarty III Mgmt For For
1.10 Elect Director Steven R. Rogel Mgmt For For
1.11 Elect Director Jose H. Villarreal Mgmt For For
1.12 Elect Director James R. Young Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5a Reduce Supermajority Vote Requirement Relating to Mgmt For For
Preference Rights of Preferred Stock
5b Reduce Supermajority Vote Requirement Relating to Removal Mgmt For For
of Directors
5c Reduce Supermajority Vote Requirement Relating to Mgmt For For
Amendments to Authorized Capital Stock
6 Require Independent Board Chairman SH Against Against
UNITED PARCEL SERVICE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UPS 05-May-11 USA 911312106 Annual 07-Mar-11
CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director F. Duane Ackerman Mgmt For For
2 Elect Director Michael J. Burns Mgmt For For
3 Elect Director D. Scott Davis Mgmt For For
4 Elect Director Stuart E. Eizenstat Mgmt For For
5 Elect Director Michael L. Eskew Mgmt For For
6 Elect Director William R. Johnson Mgmt For For
7 Elect Director Ann M. Livermore Mgmt For For
8 Elect Director Rudy H.P. Markham Mgmt For For
9 Elect Director Clark T. Randt, Jr. Mgmt For For
10 Elect Director John W. Thompson Mgmt For For
11 Elect Director Carol B. Tome Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
14 Ratify Auditors Mgmt For For
15 Other Business Mgmt For Abstain
VERIZON COMMUNICATIONS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VZ 05-May-11 USA 92343V104 Annual 07-Mar-11
CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard L. Carrion Mgmt For Against
2 Elect Director M. Frances Keeth Mgmt For For
3 Elect Director Robert W. Lane Mgmt For For
4 Elect Director Lowell C. Mcadam Mgmt For For
5 Elect Director Sandra O. Moose Mgmt For Against
6 Elect Director Joseph Neubauer Mgmt For For
7 Elect Director Donald T. Nicolaisen Mgmt For Against
8 Elect Director Clarence Otis, Jr. Mgmt For For
9 Elect Director Hugh B. Price Mgmt For Against
10 Elect Director Ivan G. Seidenberg Mgmt For For
11 Elect Director Rodney E. Slater Mgmt For Against
12 Elect Director John W. Snow Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Disclose Prior Government Service SH Against Against
17 Performance-Based Equity Awards SH Against Against
18 Restore or Provide for Cumulative Voting SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
BASF SE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAS 06-May-11 Germany D06216317 Annual
CUSIP: D06216101 ISIN: DE000BASF111 SEDOL: 5086577
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 2.20 per Mgmt For For
Share
3 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For
6 Elect Anke Schaeferkordt to the Supervisory Board Mgmt For For
7 Approve Remuneration of Audit Committee of the Mgmt For For
Supervisory Board
8 Approve Affiliation Agreement with Subsidiary Styrolution Mgmt For For
GmbH
9 Approve Affiliation Agreement with Subsidiary BASF US Mgmt For For
Verwaltung GmbH
OCCIDENTAL PETROLEUM CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OXY 06-May-11 USA 674599105 Annual 15-Mar-11
CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Spencer Abraham Mgmt For For
2 Elect Director Howard I. Atkins Mgmt For For
3 Elect Director Stephen I. Chazen Mgmt For For
4 Elect Director Edward P. Djerejian Mgmt For For
5 Elect Director John E. Feick Mgmt For For
6 Elect Director Margaret M. Foran Mgmt For For
7 Elect Director Carlos M. Gutierrez Mgmt For For
8 Elect Director Ray R. Irani Mgmt For For
9 Elect Director Avedick B. Poladian Mgmt For For
10 Elect Director Rodolfo Segovia Mgmt For For
11 Elect Director Aziz D. Syriani Mgmt For For
12 Elect Director Rosemary Tomich Mgmt For For
13 Elect Director Walter L. Weisman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt None One Year
17 Review Political Expenditures and Processes SH Against Against
18 Request Director Nominee with Environmental Qualifications SH Against Against
SANOFI AVENTIS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SAN 06-May-11 France F5548N101 Annual/Special 03-May-11
CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.5 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 1.5 Million
6 Ratify Appointment of Carole Piwnica as Director Mgmt For For
7 Elect Suet Fern Lee as Director Mgmt For For
8 Reelect Thierry Desmarest as Director Mgmt For For
9 Reelect Igor Landau as Director Mgmt For For
10 Reelect Gerard Van Kemmel as Director Mgmt For For
11 Reelect Serge Weinberg as Director Mgmt For For
12 Renew Appointment of PricewaterhouseCoopers Audit as Mgmt For For
Auditor
13 Appoint Yves Nicolas as Alternate Auditor Mgmt For For
14 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
15 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
1.3 Billion
16 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 520 Million
17 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
18 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capitalization of Reserves of up to EUR 500 Million Mgmt For For
for Bonus Issue or Increase in Par Value
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
22 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
23 Amend Article 11 of Bylaws Re: Board Size Mgmt For For
24 Amend Article 12 of Bylaws Re: Vice Chairman Age Limit Mgmt For For
25 Amend Article 19 of Bylaws to Comply with New Legislation Mgmt For For
Re: Shareholder Rights
26 Change Company Name to Sanofi and Amend Article 2 of Mgmt For For
Bylaws Accordingly
27 Authorize Filing of Required Documents/Other Formalities Mgmt For For
THE GOLDMAN SACHS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GS 06-May-11 USA 38141G104 Annual 07-Mar-11
CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lloyd C. Blankfein Mgmt For For
2 Elect Director John H. Bryan Mgmt For For
3 Elect Director Gary D. Cohn Mgmt For For
4 Elect Director Claes Dahlback Mgmt For For
5 Elect Director Stephen Friedman Mgmt For For
6 Elect Director William W. George Mgmt For For
7 Elect Director James A. Johnson Mgmt For For
8 Elect Director Lois D. Juliber Mgmt For For
9 Elect Director Lakshmi N. Mittal Mgmt For For
10 Elect Director James J. Schiro Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
14 Provide for Cumulative Voting SH Against Against
15 Amend Bylaws-- Call Special Meetings SH Against For
16 Stock Retention/Holding Period SH Against Against
17 Review Executive Compensation SH Against Against
18 Report on Climate Change Business Risks SH Against Against
19 Report on Political Contributions SH Against Against
ARCELORMITTAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 10-May-11 Luxembourg L0302D129 Annual
CUSIP: N/A ISIN: LU0323134006 SEDOL: B03XPL1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 Receive Board's and Auditor's Reports on Financial Mgmt
Statements for FY 2010
2 Accept Consolidated Financial Statements for FY 2010 Mgmt For For
3 Accept Financial Statements for FY 2010 Mgmt For For
4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For
Share
5 Approve Remuneration of Directors Mgmt For For
6 Approve Discharge of Directors Mgmt For For
7 Re-elect Lakshmi N. Mittal as Director Mgmt For For
8 Re-elect Antoine Spillmann as Director Mgmt For For
9 Re-elect Lewis B. Kaden as Director Mgmt For For
10 Re-elect HRH Prince Guillaume de Luxembourg as Director Mgmt For For
11 Elect Bruno Lafont as New Director Mgmt For For
12 Ratify Deloitte SA as Auditors Mgmt For For
13 Approve Restricted Share Unit Plan and Performance Share Mgmt For Against
Unit Plan
COEUR D'ALENE MINES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CDE 10-May-11 USA 192108504 Annual 21-Mar-11
CUSIP: 192108504 ISIN: US1921085049 SEDOL: 2208136
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director L. Michael Bogert Mgmt For For
1.2 Elect Director James J. Curran Mgmt For For
1.3 Elect Director Sebastian Edwards Mgmt For For
1.4 Elect Director Andrew Lundquist Mgmt For For
1.5 Elect Director Robert E. Mellor Mgmt For For
1.6 Elect Director John H. Robinson Mgmt For For
1.7 Elect Director J. Kenneth Thompson Mgmt For For
1.8 Elect Director Timothy R. Winterer Mgmt For For
1.9 Elect Director Dennis E. Wheeler Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
HOSPIRA, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSP 10-May-11 USA 441060100 Annual 14-Mar-11
CUSIP: 441060100 ISIN: US4410601003 SEDOL: B00PWV9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Irving W. Bailey, II Mgmt For For
2 Elect Director F. Michael Ball Mgmt For For
3 Elect Director Jacque J. Sokolov Mgmt For For
4 Reduce Supermajority Vote Requirement to Remove Mgmt For For
Directors for Cause
5 Reduce Supermajority Vote Requirement for By-law Mgmt For For
Amendments
6 Reduce Supermajority Vote Requirement for Certificate of Mgmt For For
Incorporation Amendments
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Ratify Auditors Mgmt For For
TRIMAS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRS 10-May-11 USA 896215209 Annual 14-Mar-11
CUSIP: 896215209 ISIN: US8962152091 SEDOL: B1XHRL4
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard M. Gabrys Mgmt For For
1.2 Elect Director Eugene A. Miller Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
BANK OF AMERICA CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAC 11-May-11 USA 060505104 Annual 16-Mar-11
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mukesh D. Ambani Mgmt For For
2 Elect Director Susan S. Bies Mgmt For For
3 Elect Director Frank P. Bramble, Sr. Mgmt For For
4 Elect Director Virgis W. Colbert Mgmt For For
5 Elect Director Charles K. Gifford Mgmt For For
6 Elect Director Charles O. Holliday, Jr. Mgmt For For
7 Elect Director D. Paul Jones, Jr. Mgmt For For
8 Elect Director Monica C. Lozano Mgmt For For
9 Elect Director Thomas J. May Mgmt For For
10 Elect Director Brian T. Moynihan Mgmt For For
11 Elect Director Donald E. Powell Mgmt For For
12 Elect Director Charles O. Rossotti Mgmt For For
13 Elect Director Robert W. Scully Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Ratify Auditors Mgmt For For
17 Disclose Prior Government Service SH Against Against
18 Provide Right to Act by Written Consent SH Against For
19 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
20 Report on Lobbying Expenses SH Against Against
21 Report on Collateral in Derivatives Trading SH Against Against
22 Restore or Provide for Cumulative Voting SH Against Against
23 Claw-back of Payments under Restatements SH Against Against
24 Prohibit Certain Relocation Benefits to Senior Executives SH Against Against
BERRY PETROLEUM COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRY 11-May-11 USA 085789105 Annual 14-Mar-11
CUSIP: 085789105 ISIN: US0857891057 SEDOL: 2094227
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Busch III Mgmt For For
1.2 Elect Director W. Bush Mgmt For For
1.3 Elect Director S. Cropper Mgmt For For
1.4 Elect Director J. Gaul Mgmt For For
1.5 Elect Director S. Hadden Mgmt For For
1.6 Elect Director R. Heinemann Mgmt For For
1.7 Elect Director T. Jamieson Mgmt For For
1.8 Elect Director J. Keller Mgmt For For
1.9 Elect Director M. Reddin Mgmt For For
1.10 Elect Director M. Young Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BNP PARIBAS SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BNP 11-May-11 France F1058Q238 Annual/Special 06-May-11
CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.10 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Jean Francois Lepetit as Director Mgmt For For
7 Reelect Helene Ploix as Director Mgmt For For
8 Reelect Baudouin Prot as Director Mgmt For Against
9 Reelect Daniela Weber Rey as Director Mgmt For For
10 Elect Fields Wicker Miurin as Director Mgmt For For
Extraordinary Business Mgmt
11 Approve Merger by Absorption of Banque de Bretagne Mgmt For For
12 Approve Merger by Absorption of BNP Paribas International Mgmt For For
BV
13 Approve Merger by Absorption of Cerenicim Mgmt For For
14 Approve Merger by Absorption of SAS Noria Mgmt For For
15 Authorize up to 1.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
16 Authorize up to 3 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
17 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
18 Authorize Filing of Required Documents/Other Formalities Mgmt For For
COMCAST CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CMCSA 11-May-11 USA 20030N101 Annual 08-Mar-11
CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director S. Decker Anstrom Mgmt For For
1.2 Elect Director Kenneth J. Bacon Mgmt For For
1.3 Elect Director Sheldon M. Bonovitz Mgmt For For
1.4 Elect Director Edward D. Breen Mgmt For For
1.5 Elect Director Joseph J. Collins Mgmt For For
1.6 Elect Director J. Michael Cook Mgmt For For
1.7 Elect Director Gerald L. Hassell Mgmt For For
1.8 Elect Director Jeffrey A. Honickman Mgmt For For
1.9 Elect Director Eduardo G. Mestre Mgmt For For
1.10 Elect Director Brian L. Roberts Mgmt For For
1.11 Elect Director Ralph J. Roberts Mgmt For For
1.12 Elect Director Judith Rodin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Nonqualified Employee Stock Purchase Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For For
5 Amend Stock Option Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
8 Provide for Cumulative Voting SH Against Against
9 Require Independent Board Chairman SH Against Against
CONOCOPHILLIPS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COP 11-May-11 USA 20825C104 Annual 14-Mar-11
CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard L. Armitage Mgmt For For
2 Elect Director Richard H. Auchinleck Mgmt For For
3 Elect Director James E. Copeland, Jr. Mgmt For For
4 Elect Director Kenneth M. Duberstein Mgmt For For
5 Elect Director Ruth R. Harkin Mgmt For For
6 Elect Director Harold W. McGraw III Mgmt For For
7 Elect Director James J. Mulva Mgmt For For
8 Elect Director Robert A. Niblock Mgmt For For
9 Elect Director Harald J. Norvik Mgmt For For
10 Elect Director William K. Reilly Mgmt For For
11 Elect Director Victoria J. Tschinkel Mgmt For For
12 Elect Director Kathryn C. Turner Mgmt For For
13 Elect Director William E. Wade, Jr. Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt None One Year
17 Approve Omnibus Stock Plan Mgmt For For
18 Amend EEO Policy to Prohibit Discrimination based on SH Against For
Gender Identity
19 Report on Political Contributions SH Against Against
20 Report on Lobbying Expenses SH Against Against
21 Report on Accident Risk Reduction Efforts SH Against Against
22 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against
Impacts
23 Adopt Quantitative GHG Goals for Products and Operations SH Against For
24 Report on Financial Risks of Climate Change SH Against Against
25 Report on Environmental Impact of Oil Sands Operations in SH Against Against
Canada
CVS CAREMARK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CVS 11-May-11 USA 126650100 Annual 15-Mar-11
CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Edwin M. Banks Mgmt For Against
2 Elect Director C. David Brown II Mgmt For Against
3 Elect Director David W. Dorman Mgmt For Against
4 Elect Director Anne M. Finucane Mgmt For Against
5 Elect Director Kristen Gibney Williams Mgmt For For
6 Elect Director Marian L. Heard Mgmt For Against
7 Elect Director Larry J. Merlo Mgmt For For
8 Elect Director Jean-Pierre Millon Mgmt For For
9 Elect Director Terrence Murray Mgmt For For
10 Elect Director C.A. Lance Piccolo Mgmt For Against
11 Elect Director Richard J. Swift Mgmt For For
12 Elect Director Tony L. White Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Report on Political Contributions SH Against Against
17 Provide Right to Act by Written Consent SH Against For
DRIL-QUIP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DRQ 11-May-11 USA 262037104 Annual 25-Mar-11
CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Mike Walker Mgmt For For
1.2 Elect Director John V. Lovoi Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
ENTERTAINMENT PROPERTIES TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EPR 11-May-11 USA 29380T105 Annual 14-Feb-11
CUSIP: 29380T105 ISIN: US29380T1051 SEDOL: 2126937
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Brain Mgmt For For
1.2 Elect Director Robert Druten Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
METALS USA HOLDINGS CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MUSA 11-May-11 USA 59132A104 Annual 28-Mar-11
CUSIP: 59132A104 ISIN: US59132A1043 SEDOL: B5921X1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Larry K. Powers Mgmt For For
1.2 Elect Director Mark A. Slaven Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
PHILIP MORRIS INTERNATIONAL INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PM 11-May-11 USA 718172109 Annual 15-Mar-11
CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Harold Brown Mgmt For For
2 Elect Director Mathis Cabiallavetta Mgmt For For
3 Elect Director Louis C. Camilleri Mgmt For For
4 Elect Director J. Dudley Fishburn Mgmt For For
5 Elect Director Jennifer Li Mgmt For For
6 Elect Director Graham Mackay Mgmt For For
7 Elect Director Sergio Marchionne Mgmt For For
8 Elect Director Lucio A. Noto Mgmt For For
9 Elect Director Carlos Slim Helu Mgmt For For
10 Elect Director Stephen M. Wolf Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Report on Effect of Marketing Practices on the Poor SH Against Against
15 Require Independent Board Chairman SH Against Against
THE WARNACO GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WRC 11-May-11 USA 934390402 Annual 31-Mar-11
CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David A. Bell Mgmt For For
2 Elect Director Robert A. Bowman Mgmt For For
3 Elect Director Richard Karl Goeltz Mgmt For For
4 Elect Director Joseph R. Gromek Mgmt For For
5 Elect Director Sheila A. Hopkins Mgmt For For
6 Elect Director Charles R. Perrin Mgmt For For
7 Elect Director Nancy A. Reardon Mgmt For For
8 Elect Director Donald L. Seeley Mgmt For For
9 Elect Director Cheryl Nido Turpin Mgmt For For
10 Ratify Auditors Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
UNILEVER PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ULVR 11-May-11 United Kingdom G92087165 Annual 09-May-11
CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Paul Polman as Director Mgmt For For
4 Re-elect Jean-Marc Huet as Director Mgmt For For
5 Re-elect Louise Fresco as Director Mgmt For For
6 Re-elect Ann Fudge as Director Mgmt For For
7 Re-elect Charles Golden as Director Mgmt For For
8 Re-elect Byron Grote as Director Mgmt For For
9 Re-elect Hixonia Nyasulu as Director Mgmt For For
10 Re-elect Sir Malcolm Rifkind as Director Mgmt For For
11 Re-elect Kees Storm as Director Mgmt For For
12 Re-elect Michael Treschow as Director Mgmt For For
13 Re-elect Paul Walsh as Director Mgmt For For
14 Elect Sunil Bharti Mittal as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
22 Amend Articles of Association Mgmt For For
AMERIGROUP CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AGP 12-May-11 USA 03073T102 Annual 16-Mar-11
CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Directors James G. Carlson Mgmt For For
1.2 Elect Directors Jeffrey B. Child Mgmt For For
1.3 Elect Directors Richard D. Shirk Mgmt For For
1.4 Elect Directors John W. Snow Mgmt For For
1.5 Elect Directors Adm. Joseph W. Prueher Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
ANIXTER INTERNATIONAL INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AXE 12-May-11 USA 035290105 Annual 18-Mar-11
CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lord James Blyth Mgmt For For
1.2 Elect Director Frederic F. Brace Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Robert J. Eck Mgmt For For
1.5 Elect Director Robert W. Grubbs Mgmt For For
1.6 Elect Director F. Philip Handy Mgmt For For
1.7 Elect Director Melvyn N. Klein Mgmt For For
1.8 Elect Director George Munoz Mgmt For For
1.9 Elect Director Stuart M. Sloan Mgmt For For
1.10 Elect Director Matthew Zell Mgmt For For
1.11 Elect Director Samuel Zell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
BG GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BG. 12-May-11 United Kingdom G1245Z108 Annual 10-May-11
CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Elect Fabio Barbosa as Director Mgmt For For
5 Elect Caio Koch-Weser as Director Mgmt For For
6 Elect Patrick Thomas as Director Mgmt For For
7 Re-elect Peter Backhouse as Director Mgmt For For
8 Re-elect Frank Chapman as Director Mgmt For For
9 Re-elect Baroness Hogg as Director Mgmt For For
10 Re-elect Dr John Hood as Director Mgmt For For
11 Re-elect Martin Houston as Director Mgmt For For
12 Re-elect Sir David Manning as Director Mgmt For For
13 Re-elect Mark Seligman as Director Mgmt For For
14 Re-elect Philippe Varin as Director Mgmt For For
15 Re-elect Sir Robert Wilson as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
17 Authorise the Audit Committee to Fix Remuneration of Mgmt For For
Auditors
18 Authorise EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
BILL BARRETT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BBG 12-May-11 USA 06846N104 Annual 14-Mar-11
CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Fredrick J. Barrett Mgmt For For
1.2 Elect Director Jim W. Mogg Mgmt For Withhold
1.3 Elect Director Michael E. Wiley Mgmt For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Reduce Supermajority Vote Requirement SH Against For
BRUKER CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRKR 12-May-11 USA 116794108 Annual 31-Mar-11
CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen W. Fesik Mgmt For For
1.2 Elect Director Dirk D. Laukien Mgmt For For
1.3 Elect Director Richard M. Stein Mgmt For For
1.4 Elect Director Charles F. Wagner, Jr. Mgmt For For
1.5 Elect Director Bernhard Wangler Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CBIZ, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBZ 12-May-11 USA 124805102 Annual 25-Mar-11
CUSIP: 124805102 ISIN: US1248051021 SEDOL: 2730781
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Joseph S. DiMartino Mgmt For For
2 Elect Director Richard C. Rochon Mgmt For For
3 Elect Director Donald V. Weir Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Amend Omnibus Stock Plan Mgmt For For
8 Amend Qualified Employee Stock Purchase Plan Mgmt For For
9 Authorize New Class of Preferred Stock Mgmt For Against
10 Other Business Mgmt For Abstain
CINEMARK HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNK 12-May-11 USA 17243V102 Annual 24-Mar-11
CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven P. Rosenberg Mgmt For For
1.2 Elect Director Enrique F. Senior Mgmt For For
1.3 Elect Director Donald G. Soderquist Mgmt For For
1.4 Elect Director Roger T. Staubach Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
DEUTSCHE TELEKOM AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DTE 12-May-11 Germany D2035M136 Annual
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.70 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Postpone Discharge of Supervisory Board Member Klaus Mgmt For For
Zumwinkel for Fiscal 2008
5 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
6 Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8 Reelect Hubertus von Gruenberg to the Supervisory Board Mgmt For For
9 Reelect Bernhard Walter to the Supervisory Board Mgmt For For
10 Amend Affiliation Agreement with Subsidiary T-Systems Mgmt For For
International GmbH
11 Amend Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeFleetServices GmbH
12 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DFMG Holding GmbH
13 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeAssekuranz (Deutsche TelekomAssekuranz-
Vermittlungsgesellschaft mbH)
14 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Vivento Customer Services GmbH
15 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Vivento Technical Services GmbH
16 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Deutsche Telekom Accounting GmbH
17 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Deutsche Telekom Training GmbH
18 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Norma Telekommunikationsdienste GmbH
19 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeAsia Holding GmbH
20 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Traviata Telekommunikationsdienste GmbH
21 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Scout24 Holding GmbH
22 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
T-Mobile Worldwide Holding GmbH
23 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Telekom Deutschland GmbH
24 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
MagyarCom Holding GmbH
25 Amend Corporate Purpose Mgmt For For
26 Approve Settlement Agreement Between Deutsche Telekom Mgmt For For
AG and Former Management Board Member Kai Ricke
27 Approve Settlement Agreement Between Deutsche Telekom Mgmt For For
AG and Former Supervisory Board Member Klaus Zumwinkel
FORD MOTOR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
F 12-May-11 USA 345370860 Annual 16-Mar-11
CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Stephen G. Butler Mgmt For For
2 Elect Director Kimberly A. Casiano Mgmt For For
3 Elect Director Anthony F. Earley, Jr. Mgmt For For
4 Elect Director Edsel B. Ford II Mgmt For For
5 Elect Director William Clay Ford, Jr. Mgmt For For
6 Elect Director Richard A. Gephardt Mgmt For For
7 Elect Director James H. Hance, Jr. Mgmt For For
8 Elect Director Irvine O. Hockaday, Jr. Mgmt For For
9 Elect Director Richard A. Manoogian Mgmt For For
10 Elect Director Ellen R. Marram Mgmt For For
11 Elect Director Alan Mulally Mgmt For For
12 Elect Director Homer A. Neal Mgmt For For
13 Elect Director Gerald L. Shaheen Mgmt For For
14 Elect Director John L. Thornton Mgmt For For
15 Ratify Auditors Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
18 Publish Political Contributions SH Against Against
19 Approve Recapitalization Plan for all Stock to have One-vote SH Against Against
per Share
20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
HIGHWOODS PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HIW 12-May-11 USA 431284108 Annual 01-Mar-11
CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas W. Adler Mgmt For For
1.2 Elect Director Gene H. Anderson Mgmt For For
1.3 Elect Director Edward J. Fritsch Mgmt For For
1.4 Elect Director David J. Hartzell Mgmt For For
1.5 Elect Director Sherry A. Kellett Mgmt For For
1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For
1.7 Elect Director O. Temple Sloan, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
REPUBLIC SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RSG 12-May-11 USA 760759100 Annual 15-Mar-11
CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James W. Crownover Mgmt For For
2 Elect Director John W. Croghan Mgmt For For
3 Elect Director William J. Flynn Mgmt For For
4 Elect Director Michael Larson Mgmt For For
5 Elect Director Nolan Lehmann Mgmt For For
6 Elect Director W. Lee Nutter Mgmt For For
7 Elect Director Ramon A. Rodriguez Mgmt For For
8 Elect Director Donald W. Slager Mgmt For For
9 Elect Director Allan C. Sorensen Mgmt For For
10 Elect Director John M. Trani Mgmt For For
11 Elect Director Michael W. Wickham Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
14 Amend Omnibus Stock Plan Mgmt For For
15 Ratify Auditors Mgmt For For
16 Adopt a Policy in which the Company will not Make or SH Against For
Promise to Make Any Death Benefit Payments to Senior
Executives
THE DOW CHEMICAL COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DOW 12-May-11 USA 260543103 Annual 14-Mar-11
CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Arnold A. Allemang Mgmt For For
2 Elect Director Jacqueline K. Barton Mgmt For For
3 Elect Director James A. Bell Mgmt For Against
4 Elect Director Jeff M. Fettig Mgmt For Against
5 Elect Director Barbara H. Franklin Mgmt For Against
6 Elect Director Jennifer M. Granholm Mgmt For For
7 Elect Director John B. Hess Mgmt For For
8 Elect Director Andrew N. Liveris Mgmt For For
9 Elect Director Paul Polman Mgmt For For
10 Elect Director Dennis H. Reilley Mgmt For For
11 Elect Director James M. Ringler Mgmt For For
12 Elect Director Ruth G. Shaw Mgmt For For
13 Elect Director Paul G. Stern Mgmt For Against
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Provide Right to Act by Written Consent SH Against For
UNILEVER NV
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 12-May-11 Netherlands N8981F271 Annual 14-Apr-11
CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 Receive Report of Management Board (Non-Voting) Mgmt
2 Approve Financial Statements and Allocation of Income Mgmt For For
3 Approve Discharge of Executive Board Members Mgmt For For
4 Approve Discharge of Non-Executive Board Members Mgmt For For
5 Reelect P.G.J.M. Polman as CEO to Board of Directors Mgmt For For
6 Relect R.J.M.S. Huet as CFO to Board of Directors Mgmt For For
7 Reelect L.O. Fresco to Board of Directors Mgmt For For
8 Reelect A.M. Fudge to Board of Directors Mgmt For For
9 Reelect C.E. Golden to Board of Directors Mgmt For For
10 Reelect B.E. Grote to Board of Directors Mgmt For For
11 Reelect H. Nyasulu to Board of Directors Mgmt For For
12 Reelect M. Rifkind to Board of Directors Mgmt For For
13 Reelect K.J. Storm to Board of Directors Mgmt For For
14 Reelect M. Treschow to Board of Directors Mgmt For For
15 Reelect P.S. Walsh to Board of Directors Mgmt For For
16 Elect S. Bharti Mittal to Board of Directors Mgmt For For
17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
18 Approve Authorization to Cancel Ordinary Shares Mgmt For For
19 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
20 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
21 Allow Questions and Close Meeting Mgmt
CARTER'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CRI 13-May-11 USA 146229109 Annual 25-Mar-11
CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Amy Woods Brinkley Mgmt For For
1.2 Elect Director Michael D. Casey Mgmt For For
1.3 Elect Director A. Bruce Cleverly Mgmt For For
1.4 Elect Director Jevin S. Eagle Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Amend Omnibus Stock Plan Mgmt For For
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Ratify Auditors Mgmt For For
SEMPRA ENERGY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SRE 13-May-11 USA 816851109 Annual 16-Mar-11
CUSIP: 816851109 ISIN: US8168511090 SEDOL: 2138158
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan L. Boeckmann Mgmt For For
2 Elect Director James G. Brocksmith Jr. Mgmt For For
3 Elect Director Donald E. Felsinger Mgmt For For
4 Elect Director Wilford D. Godbold Jr. Mgmt For For
5 Elect Director William D. Jones Mgmt For For
6 Elect Director William G. Ouchi Mgmt For For
7 Elect Director Carlos Ruiz Mgmt For For
8 Elect Director William C. Rusnack Mgmt For For
9 Elect Director William P. Rutledge Mgmt For For
10 Elect Director Lynn Schenk Mgmt For For
11 Elect Director Neal E. Schmale Mgmt For For
12 Elect Director Luis M. Tellez Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Provide Right to Act by Written Consent SH Against Against
17 Submit SERP to Shareholder Vote SH Against For
18 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
TOTAL SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FP 13-May-11 France F92124100 Annual/Special 10-May-11
CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.28 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Patricia Barbizet as Director Mgmt For For
7 Reelect Paul Desmarais Jr. as Director Mgmt For Against
8 Reelect Claude Mandil as Director Mgmt For For
9 Elect Marie-Christine Coisne as Director Mgmt For For
10 Elect Barbara Kux as Director Mgmt For For
Extraordinary Business Mgmt
11 Authorize up to 0.8 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
Proposal Made by UES Amont Total Workers' Counsel Mgmt
A Amend Article 9 of Bylaws Re: Share Ownership Disclosure SH Against Against
Threshold Publication
VULCAN MATERIALS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VMC 13-May-11 USA 929160109 Annual 18-Mar-11
CUSIP: 929160109 ISIN: US9291601097 SEDOL: 2931205
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald M. James Mgmt For For
1.2 Elect Director Ann M. Korologos Mgmt For For
1.3 Elect Director James T. Prokopanko Mgmt For For
1.4 Elect Director K. Wilson-Thompson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
7 Declassify the Board of Directors SH Against For
AAON, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAON 17-May-11 USA 000360206 Annual 21-Mar-11
CUSIP: 000360206 ISIN: US0003602069 SEDOL: 2268130
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jack E. Short Mgmt For For
1.2 Elect Director Jerry R. Levine Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
ALASKA AIR GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALK 17-May-11 USA 011659109 Annual 18-Mar-11
CUSIP: 011659109 ISIN: US0116591092 SEDOL: 2012605
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director William S. Ayer Mgmt For For
2 Elect Director Patricia M. Bedient Mgmt For For
3 Elect Director Marion C. Blakey Mgmt For For
4 Elect Director Phyllis J. Campbell Mgmt For For
5 Elect Director Jessie J. Knight, Jr. Mgmt For For
6 Elect Director R. Marc Langland Mgmt For For
7 Elect Director Dennis F. Madsen Mgmt For For
8 Elect Director Byron I. Mallott Mgmt For For
9 Elect Director J. Kenneth Thompson Mgmt For For
10 Elect Director Bradley D. Tilden Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Provide Right to Act by Written Consent Mgmt Against Against
15 Amend Omnibus Stock Plan Mgmt For For
ASHFORD HOSPITALITY TRUST, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AHT 17-May-11 USA 044103109 Annual 08-Mar-11
CUSIP: 044103109 ISIN: US0441031095 SEDOL: 2310116
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Archie Bennett, Jr. Mgmt For For
1.2 Elect Director Monty J. Bennett Mgmt For For
1.3 Elect Director Benjamin J. Ansell Mgmt For For
1.4 Elect Director Thomas E. Callahan Mgmt For For
1.5 Elect Director Martin L. Edelman Mgmt For For
1.6 Elect Director W. Michael Murphy Mgmt For For
1.7 Elect Director Philip S. Payne Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BENCHMARK ELECTRONICS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BHE 17-May-11 USA 08160H101 Annual 25-Mar-11
CUSIP: 08160H101 ISIN: US08160H1014 SEDOL: 2090816
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Cary T. Fu Mgmt For For
1.2 Elect Director Michael R. Dawson Mgmt For For
1.3 Elect Director Peter G. Dorflinger Mgmt For For
1.4 Elect Director Douglas G. Duncan Mgmt For For
1.5 Elect Director Bernee D.l. Strom Mgmt For For
1.6 Elect Director Clay C. Williams Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
BOSTON PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BXP 17-May-11 USA 101121101 Annual 23-Mar-11
CUSIP: 101121101 ISIN: US1011211018 SEDOL: 2019479
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lawrence S. Bacow Mgmt For For
2 Elect Director Zoe Baird Mgmt For For
3 Elect Director Alan J. Patricof Mgmt For For
4 Elect Director Martin Turchin Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
8 Prepare Sustainability Report SH Against For
DISCOVERY COMMUNICATIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DISCA 17-May-11 USA 25470F104 Annual 21-Mar-11
CUSIP: 25470F104 ISIN: US25470F1049 SEDOL: B3D7K31
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert R. Bennett Mgmt For Withhold
1.2 Elect Director John C. Malone Mgmt For Withhold
1.3 Elect Director David M. Zaslav Mgmt For Withhold
2 Approve Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
JPMORGAN CHASE & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JPM 17-May-11 USA 46625h100 Annual 18-Mar-11
CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Crandall C. Bowles Mgmt For For
2 Elect Director Stephen B. Burke Mgmt For Against
3 Elect Director David M. Cote Mgmt For For
4 Elect Director James S. Crown Mgmt For For
5 Elect Director James Dimon Mgmt For For
6 Elect Director Ellen V. Futter Mgmt For For
7 Elect Director William H. Gray, III Mgmt For For
8 Elect Director Laban P. Jackson, Jr. Mgmt For For
9 Elect Director David C. Novak Mgmt For Against
10 Elect Director Lee R. Raymond Mgmt For Against
11 Elect Director William C. Weldon Mgmt For Against
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Amend Omnibus Stock Plan Mgmt For For
16 Affirm Political Non-Partisanship SH Against Against
17 Provide Right to Act by Written Consent SH Against For
18 Report on Loan Modifications SH Against Against
19 Report on Political Contributions SH Against Against
20 Institute Procedures to Prevent Investments in Companies SH Against Against
that Contribute to Genocide or Crimes Against Humanity
21 Require Independent Board Chairman SH Against Against
NATIONAL RETAIL PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NNN 17-May-11 USA 637417106 Annual 21-Mar-11
CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Don DeFosset Mgmt For For
1.2 Elect Director David M. Fick Mgmt For For
1.3 Elect Director Kevin B. Habicht Mgmt For For
1.4 Elect Director Richard B. Jennings Mgmt For For
1.5 Elect Director Ted B. Lanier Mgmt For For
1.6 Elect Director Robert C. Legler Mgmt For For
1.7 Elect Director Craig Macnab Mgmt For For
1.8 Elect Director Robert Martinez Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
ROYAL DUTCH SHELL PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RDSB 17-May-11 United Kingdom G7690A118 Annual 13-May-11
CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Linda Stuntz as Director Mgmt For For
4 Re-elect Josef Ackermann as Director Mgmt For For
5 Re-elect Malcolm Brinded as Director Mgmt For For
6 Elect Guy Elliott as Director Mgmt For For
7 Re-elect Simon Henry as Director Mgmt For For
8 Re-elect Charles Holliday as Director Mgmt For For
9 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For
10 Elect Gerard Kleisterlee as Director Mgmt For For
11 Re-elect Christine Morin-Postel as Director Mgmt For For
12 Re-elect Jorma Ollila as Director Mgmt For For
13 Re-elect Jeroen van der Veer as Director Mgmt For For
14 Re-elect Peter Voser as Director Mgmt For For
15 Re-elect Hans Wijers as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors of the Mgmt For For
Company
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise Market Purchase Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
SOUTHWESTERN ENERGY COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SWN 17-May-11 USA 845467109 Annual 25-Mar-11
CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lewis E. Epley, Jr. Mgmt For For
2 Elect Director Robert L. Howard Mgmt For For
3 Elect Director Greg D. Kerley Mgmt For For
4 Elect Director Harold M. Korell Mgmt For For
5 Elect Director Vello A. Kuuskraa Mgmt For For
6 Elect Director Kenneth R. Mourton Mgmt For For
7 Elect Director Steven L. Mueller Mgmt For For
8 Elect Director Charles E. Scharlau Mgmt For For
9 Elect Director Alan H. Stevens Mgmt For For
10 Ratify Auditors Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Provide Right to Call Special Meeting Mgmt For Against
14 Report on Political Contributions SH Against Against
TELEFONICA S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TEF 17-May-11 Spain 879382109 Annual 10-May-11
CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Individual and Consolidated Financial Statements, Mgmt For For
Statutory Reports, Allocation of Income, and Discharge
Directors for FY 2010
2 Approve Dividend Distribution of EUR 0.77 Per Share Mgmt For For
Charged to Unrestricted Reserves
3.1 Amend Several Articles of Bylaws to Adapt to Revised Mgmt For For
Legislations
3.2 Add New Paragraph 5 to Article 16 of Bylaws Re: General Mgmt For For
Meeting
3.3 Add New Article 26 bis to Bylaws Re: Board-Related Mgmt For For
4.1 Amend Several Articles of General Meeting Regulations to Mgmt For For
Adapt to Revised Legislations
4.2 Amend Article 14.1 of General Meeting Regulations Mgmt For For
5.1 Re-elect Isidro Faine Casas as Director Mgmt For Against
5.2 Re-elect Vitalino Manuel Nafria Aznar as Director Mgmt For Against
5.3 Re-elect Julio Linares Lopez as Director Mgmt For Against
5.4 Re-elect David Arculus as Director Mgmt For For
5.5 Re-elect Carlos Colomer Casellas as Director Mgmt For For
5.6 Re-elect Peter Erskine as Director Mgmt For Against
5.7 Re-elect Alfonso Ferrari Herrero as Director Mgmt For For
5.8 Re-elect Antonio Massanell Lavilla as Director Mgmt For Against
5.9 Elect Chang Xiaobing as Director Mgmt For Against
6 Authorize Increase in Capital up to 50 Percent via Issuance Mgmt For For
of New Shares with Possibility of Total or Partial Exclusion of
Preemptive Rights
7 Re-elect Ernst & Young SL as Auditors of Individual and Mgmt For For
Consolidated Accounts
8 Approve Long-Term Incentive Plan Consisting of Delivery of Mgmt For For
Company Shares to Executive Team Members of Telefonica
Group
9 Approve Long-Term Incentive Restricted Plan Consisting of Mgmt For Against
Delivery of Shares to Employees and Executive Personnel of
Telefonica Group
10 Approve Share Matching Plan Mgmt For For
11 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
THE CHARLES SCHWAB CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SCHW 17-May-11 USA 808513105 Annual 18-Mar-11
CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Frank C. Herringer Mgmt For For
2 Elect Director Stephen T. McLin Mgmt For For
3 Elect Director Charles R. Schwab Mgmt For For
4 Elect Director Roger O. Walther Mgmt For For
5 Elect Director Robert N. Wilson Mgmt For For
6 Ratify Auditors Mgmt For For
7 Amend Omnibus Stock Plan Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
10 Report on Political Contributions SH Against Against
11 Declassify the Board of Directors SH None For
WASHINGTON REAL ESTATE INVESTMENT TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WRE 17-May-11 USA 939653101 Annual 14-Mar-11
CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Edward S. Civera Mgmt For For
1.2 Elect Director Terence C. Golden Mgmt For For
1.3 Elect Director Wendein A. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Reduce Supermajority Vote Requirement for Amendments to Mgmt For For
Declaration of Trust
4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
and Implement Mandatory Resignation Policy
5 Amend Declaration of Trust to Modernize Certain Provisions Mgmt For For
6 Authorize New Class of Preferred Stock Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WELLPOINT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WLP 17-May-11 USA 94973V107 Annual 17-Mar-11
CUSIP: 94973V107 ISIN: US94973V1070 SEDOL: 2794743
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Angela F. Braly Mgmt For For
1.2 Elect Director Warren Y. Jobe Mgmt For For
1.3 Elect Director William G. Mays Mgmt For For
1.4 Elect Director William J. Ryan Mgmt For For
2 Ratify Auditors Mgmt For For
3a Reduce Supermajority Vote Requirement Relating to Vote Mgmt For For
Requirement
3b Reduce Supermajority Vote Requirement Relating to Removal Mgmt For For
of Directors
3c Opt Out of State's Control Share Acquisition Law Mgmt For For
3d Amend Articles of Incorporation to Remove Certain Obsolete Mgmt For For
Provisions
3e Amend Articles of Incorporation to Remove Other Obsolete Mgmt For For
Provisions and Make Conforming Changes
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Feasibility Study for Converting to Nonprofit Status SH Against Against
7 Reincorporate in Another State [from Indiana to Delaware] SH Against For
8 Require Independent Board Chairman SH Against Against
CALLAWAY GOLF COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ELY 18-May-11 USA 131193104 Annual 21-Mar-11
CUSIP: 131193104 ISIN: US1311931042 SEDOL: 2173933
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director George Fellows Mgmt For For
1.2 Elect Director Samuel H. Armacost Mgmt For For
1.3 Elect Director Ronald S. Beard Mgmt For For
1.4 Elect Director John C. Cushman, III Mgmt For For
1.5 Elect Director Yotaro Kobayashi Mgmt For For
1.6 Elect Director John F. Lundgren Mgmt For For
1.7 Elect Director Adebayo O. Ogunlesi Mgmt For For
1.8 Elect Director Richard L. Rosenfield Mgmt For For
1.9 Elect Director Anthony S. Thornley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
MAGELLAN HEALTH SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MGLN 18-May-11 USA 559079207 Annual 31-Mar-11
CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William J. McBride Mgmt For For
1.2 Elect Director Robert M. Le Blanc Mgmt For For
1.3 Elect Director William D. Forrest Mgmt For For
1.4 Elect Director Barry M. Smith Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Approve Omnibus Stock Plan Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Ratify Auditors Mgmt For For
PROASSURANCE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PRA 18-May-11 USA 74267C106 Annual 25-Mar-11
CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lucian F. Bloodworth Mgmt For For
1.2 Elect Director Robert E. Flowers Mgmt For For
1.3 Elect Director Ann F. Putallaz Mgmt For For
1.4 Elect Director Drayton Nabers, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
INTEL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
INTC 19-May-11 USA 458140100 Annual 21-Mar-11
CUSIP: 458140100 ISIN: US4581401001 SEDOL: 2463247
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charlene Barshefsky Mgmt For For
2 Elect Director Susan L. Decker Mgmt For For
3 Elect Director John J. Donahoe Mgmt For For
4 Elect Director Reed E. Hundt Mgmt For For
5 Elect Director Paul S. Otellini Mgmt For For
6 Elect Director James D. Plummer Mgmt For For
7 Elect Director David S. Pottruck Mgmt For For
8 Elect Director Jane E. Shaw Mgmt For For
9 Elect Director Frank D. Yeary Mgmt For For
10 Elect Director David B. Yoffie Mgmt For For
11 Ratify Auditors Mgmt For For
12 Amend Omnibus Stock Plan Mgmt For For
13 Amend Qualified Employee Stock Purchase Plan Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt None One Year
KNIGHT TRANSPORTATION, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KNX 19-May-11 USA 499064103 Annual 31-Mar-11
CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald A. Bliss Mgmt For For
1.2 Elect Director Richard J. Lehmann Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
LIZ CLAIBORNE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LIZ 19-May-11 USA 539320101 Annual 22-Mar-11
CUSIP: 539320101 ISIN: US5393201018 SEDOL: 2519861
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Bernard W. Aronson Mgmt For For
2 Elect Director Lawrence Benjamin Mgmt For For
3 Elect Director Raul J.Fernandez Mgmt For For
4 Elect Director Kenneth B. Gilman Mgmt For For
5 Elect Director Nancy J. Karch Mgmt For For
6 Elect Director William C. McComb Mgmt For For
7 Elect Director Kenneth P. Kopelman Mgmt For For
8 Elect Director Kay Koplovitz Mgmt For For
9 Elect Director Arthur C. Martinez Mgmt For For
10 Elect Director Doreen A. Toben Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For For
14 Approve Conversion of Securities Mgmt For For
15 Ratify Auditors Mgmt For For
16 Provide Right to Act by Written Consent SH Against For
MCDONALD'S CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MCD 19-May-11 USA 580135101 Annual 22-Mar-11
CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director Richard H. Lenny Mgmt For For
3 Elect Director Cary D. McMillan Mgmt For For
4 Elect Director Sheila A. Penrose Mgmt For For
5 Elect Director James A. Skinner Mgmt For For
6 Ratify Auditors Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Reduce Supermajority Vote Requirement for Transactions Mgmt For For
With Interested Shareholders
10 Reduce Supermajority Vote Requirement Relating to the Mgmt For For
Board of Directors
11 Reduce Supermajority Vote Requirement for Shareholder Mgmt For For
Action
12 Declassify the Board of Directors SH Against For
13 Require Suppliers to Adopt CAK SH Against Against
14 Report on Policy Responses to Children's Health Concerns SH Against Against
and Fast Food
15 Report on Beverage Container Environmental Strategy SH Against For
METABOLIX, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MBLX 19-May-11 USA 591018809 Annual 24-Mar-11
CUSIP: 591018809 ISIN: US5910188094 SEDOL: B1GYKQ8
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jay Kouba, Ph.D. Mgmt For For
1.2 Elect Director Oliver P. Peoples, Ph.D. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
RETAIL VENTURES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RVI 19-May-11 USA 76128Y102 Special 22-Mar-11
CUSIP: 76128Y102 ISIN: US76128Y1029 SEDOL: 2926256
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
SAFEWAY INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SWY 19-May-11 USA 786514208 Annual 21-Mar-11
CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Steven A. Burd Mgmt For For
2 Elect Director Janet E. Grove Mgmt For Against
3 Elect Director Mohan Gyani Mgmt For For
4 Elect Director Paul Hazen Mgmt For Against
5 Elect Director Frank C. Herringer Mgmt For Against
6 Elect Director Kenneth W. Oder Mgmt For Against
7 Elect Director T. Gary Rogers Mgmt For For
8 Elect Director Arun Sarin Mgmt For For
9 Elect Director Michael S. Shannon Mgmt For For
10 Elect Director William Y. Tauscher Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For For
14 Amend Executive Incentive Bonus Plan Mgmt For For
15 Ratify Auditors Mgmt For For
16 Provide for Cumulative Voting SH Against Against
SIMON PROPERTY GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SPG 19-May-11 USA 828806109 Annual 21-Mar-11
CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Melvyn E. Bergstein Mgmt For For
2 Elect Director Linda Walker Bynoe Mgmt For For
3 Elect Director Larry C. Glasscock Mgmt For For
4 Elect Director Karen N. Horn Mgmt For For
5 Elect Director Allan Hubbard Mgmt For For
6 Elect Director Reuben S. Leibowitz Mgmt For For
7 Elect Director Daniel C. Smith Mgmt For For
8 Elect Director J. Albert Smith, Jr. Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
11 Ratify Auditors Mgmt For For
STATOIL ASA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 19-May-11 Norway R8413J103 Annual
CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Olaug Svarva as Chairman of Meeting Mgmt For For
3 Approve Notice of Meeting and Agenda Mgmt For For
4 Registration of Attending Shareholders and Proxies Mgmt
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Approve Financial Statements and Statutory Reports; Mgmt For For
Approve Allocation of Income and Dividends of NOK 6.25 per
Share
7 Approve Remuneration Policy And Other Terms of Mgmt For Against
Employment For Executive Management
8 Approve Remuneration of Auditors Mgmt For For
9 Approve Remuneration of Corporate Assembly in the Amount Mgmt For For
of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK
38,250 for Other Members, and NOK 5,500 Per Meeting for
Deputy Members
10 Elect Ingrid Rasmussen as Member of Nominating Committee Mgmt For For
11 Approve Remuneration of Nominating Committee in the Mgmt For For
Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700
Per Meeting for Other Members
12 Authorize Repurchase and Reissuance of Shares up to a Mgmt For Against
Nominal Value of NOK 20 Million in Connection with Share
Saving Scheme for Employees
13 Authorize Repurchase of Shares up to a Nominal Value of Mgmt For For
NOK 187.5 Million and Cancellation of Repurchased Shares
14 Adjustments in the Marketing Instructions for Statoil ASA Mgmt For For
15 Amend Articles Re: Number of Board Members and Board Mgmt For For
Term; Proxy Voting; Guidelines for Nominating Committee
16 Approve Guidelines for Nominating Committee Mgmt For For
Shareholder Proposal Mgmt
17 Withdraw Company From Tar Sands Activities in Canada SH Against Against
THE JONES GROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JNY 19-May-11 USA 48020T101 Annual 23-Mar-11
CUSIP: 48020T101 ISIN: US48020T1016 SEDOL: 2477152
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Wesley R. Card Mgmt For For
2 Elect Director Sidney Kimmel Mgmt For For
3 Elect Director Matthew H. Kamens Mgmt For For
4 Elect Director Gerald C. Crotty Mgmt For For
5 Elect Director Lowell W. Robinson Mgmt For For
6 Elect Director Donna F. Zarcone Mgmt For For
7 Elect Director Robert L. Mettler Mgmt For For
8 Elect Director Margaret H. Georgiadis Mgmt For For
9 Ratify Auditors Mgmt For For
10 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
11 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
THE WILLIAMS COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WMB 19-May-11 USA 969457100 Annual 28-Mar-11
CUSIP: 969457100 ISIN: US9694571004 SEDOL: 2967181
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan S. Armstrong Mgmt For For
2 Elect Director Joseph R. Cleveland Mgmt For For
3 Elect Director Juanita H. Hinshaw Mgmt For For
4 Elect Director Frank T. MacInnis Mgmt For For
5 Elect Director Janice D. Stoney Mgmt For For
6 Elect Director Laura A. Sugg Mgmt For For
7 Ratify Auditors Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
AETNA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AET 20-May-11 USA 00817Y108 Annual 18-Mar-11
CUSIP: 00817Y108 ISIN: US00817Y1082 SEDOL: 2695921
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mark T. Bertolini Mgmt For For
2 Elect Director Frank M. Clark Mgmt For For
3 Elect Director Betsy Z. Cohen Mgmt For For
4 Elect Director Molly J. Coye Mgmt For For
5 Elect Director Roger N. Farah Mgmt For For
6 Elect Director Barbara Hackman Franklin Mgmt For For
7 Elect Director Jeffrey E. Garten Mgmt For For
8 Elect Director Gerald Greenwald Mgmt For For
9 Elect Director Ellen M. Hancock Mgmt For For
10 Elect Director Richard J. Harrington Mgmt For For
11 Elect Director Edward J. Ludwig Mgmt For For
12 Elect Director Joseph P. Newhouse Mgmt For For
13 Ratify Auditors Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For For
15 Approve Qualified Employee Stock Purchase Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt None One Year
18 Provide for Cumulative Voting SH Against Against
19 Require Independent Board Chairman SH Against Against
AMGEN INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMGN 20-May-11 USA 031162100 Annual 21-Mar-11
CUSIP: 031162100 ISIN: US0311621009 SEDOL: 2023607
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David Baltimore Mgmt For Against
2 Elect Director Frank J. Biondi, Jr. Mgmt For For
3 Elect Director Francois De Carbonnel Mgmt For Against
4 Elect Director Vance D. Coffman Mgmt For Against
5 Elect Director Rebecca M. Henderson Mgmt For Against
6 Elect Director Frank C. Herringer Mgmt For Against
7 Elect Director Gilbert S. Omenn Mgmt For For
8 Elect Director Judith C. Pelham Mgmt For For
9 Elect Director J. Paul Reason Mgmt For For
10 Elect Director Leonard D. Schaeffer Mgmt For For
11 Elect Director Kevin W. Sharer Mgmt For For
12 Elect Director Ronald D. Sugar Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Provide Right to Act by Written Consent SH Against For
NETLOGIC MICROSYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NETL 20-May-11 USA 64118B100 Annual 31-Mar-11
CUSIP: 64118B100 ISIN: US64118B1008 SEDOL: B01S2N9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ronald Jankov Mgmt For For
1.2 Elect Director Norman Godinho Mgmt For For
1.3 Elect Director Marvin Burkett Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require a Majority Vote for the Election of Directors SH Against For
PEBBLEBROOK HOTEL TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PEB 20-May-11 USA 70509V100 Annual 10-Mar-11
CUSIP: 70509V100 ISIN: US70509V1008 SEDOL: B4XBDV9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jon E. Bortz Mgmt For For
1.2 Elect Director Cydney C. Donnell Mgmt For For
1.3 Elect Director Ron E. Jackson Mgmt For For
1.4 Elect Director Michael J. Schall Mgmt For For
1.5 Elect Director Earl E. Webb Mgmt For For
1.6 Elect Director Laura H. Wright Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
TIME WARNER INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TWX 20-May-11 USA 887317303 Annual 25-Mar-11
CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James L. Barksdale Mgmt For Against
2 Elect Director William P. Barr Mgmt For For
3 Elect Director Jeffrey L. Bewkes Mgmt For For
4 Elect Director Stephen F. Bollenbach Mgmt For For
5 Elect Director Frank J. Caufield Mgmt For Against
6 Elect Director Robert C. Clark Mgmt For Against
7 Elect Director Mathias Dopfner Mgmt For For
8 Elect Director Jessica P. Einhorn Mgmt For Against
9 Elect Director Fred Hassan Mgmt For For
10 Elect Director Michael A. Miles Mgmt For For
11 Elect Director Kenneth J. Novack Mgmt For Against
12 Elect Director Paul D. Wachter Mgmt For For
13 Elect Director Deborah C. Wright Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Reduce Supermajority Vote Requirement Mgmt For For
18 Provide Right to Act by Written Consent SH Against For
DILLARD'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DDS 21-May-11 USA 254067101 Annual 29-Mar-11
CUSIP: 254067101 ISIN: US2540671011 SEDOL: 2269768
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director R. Brad Martin Mgmt For For
2 Elect Director Frank R. Mori Mgmt For For
3 Elect Director J.C. Watts, Jr. Mgmt For For
4 Elect Director Nick White Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
UNITEDHEALTH GROUP INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UNH 23-May-11 USA 91324P102 Annual 24-Mar-11
CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director William C. Ballard, Jr. Mgmt For For
2 Elect Director Richard T. Burke Mgmt For For
3 Elect Director Robert J. Darretta Mgmt For For
4 Elect Director Stephen J. Hemsley Mgmt For For
5 Elect Director Michele J. Hooper Mgmt For For
6 Elect Director Rodger A. Lawson Mgmt For For
7 Elect Director Douglas W. Leatherdale Mgmt For For
8 Elect Director Glenn M. Renwick Mgmt For For
9 Elect Director Kenneth I. Shine Mgmt For For
10 Elect Director Gail R. Wilensky Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For Against
14 Amend Qualified Employee Stock Purchase Plan Mgmt For For
15 Ratify Auditors Mgmt For For
KILROY REALTY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KRC 24-May-11 USA 49427F108 Annual 18-Mar-11
CUSIP: 49427F108 ISIN: US49427F1084 SEDOL: 2495529
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John B. Kilroy, Sr. Mgmt For For
1.2 Elect Director John B. Kilroy, Jr. Mgmt For For
1.3 Elect Director Edward F. Brennan Mgmt For For
1.4 Elect Director William P. Dickey Mgmt For For
1.5 Elect Director Scott S. Ingraham Mgmt For For
1.6 Elect Director Dale F. Kinsella Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
KRAFT FOODS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KFT 24-May-11 USA 50075N104 Annual 16-Mar-11
CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Ajaypal S. Banga Mgmt For For
2 Elect Director Myra M. Hart Mgmt For Against
3 Elect Director Peter B. Henry Mgmt For For
4 Elect Director Lois D. Juliber Mgmt For Against
5 Elect Director Mark D. Ketchum Mgmt For Against
6 Elect Director Richard A. Lerner Mgmt For Against
7 Elect Director Mackey J. McDonald Mgmt For For
8 Elect Director John C. Pope Mgmt For For
9 Elect Director Fredric G. Reynolds Mgmt For For
10 Elect Director Irene B. Rosenfeld Mgmt For For
11 Elect Director J.F. Van Boxmeer Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
15 Ratify Auditors Mgmt For For
MERCK & CO., INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MRK 24-May-11 USA 58933Y105 Annual 25-Mar-11
CUSIP: 58933Y105 ISIN: US58933Y1055 SEDOL: 2778844
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Leslie A. Brun Mgmt For For
2 Elect Director Thomas R. Cech Mgmt For For
3 Elect Director Richard T. Clark Mgmt For For
4 Elect Director Kenneth C. Frazier Mgmt For For
5 Elect Director Thomas H. Glocer Mgmt For For
6 Elect Director Steven F. Goldstone Mgmt For For
7 Elect Director William B. Harrison. Jr. Mgmt For For
8 Elect Director Harry R. Jacobson Mgmt For For
9 Elect Director William N. Kelley Mgmt For For
10 Elect Director C. Robert Kidder Mgmt For For
11 Elect Director Rochelle B. Lazarus Mgmt For For
12 Elect Director Carlos E. Represas Mgmt For For
13 Elect Director Patricia F. Russo Mgmt For For
14 Elect Director Thomas E. Shenk Mgmt For For
15 Elect Director Anne M. Tatlock Mgmt For For
16 Elect Director Craig B. Thompson Mgmt For For
17 Elect Director Wendell P. Weeks Mgmt For For
18 Elect Director Peter C. Wendell Mgmt For For
19 Ratify Auditors Mgmt For For
20 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
21 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
MFA FINANCIAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MFA 24-May-11 USA 55272X102 Annual 22-Mar-11
CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen R. Blank Mgmt For For
1.2 Elect Director William S. Gorin Mgmt For For
2 Increase Authorized Capital Stock Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
NU SKIN ENTERPRISES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NUS 24-May-11 USA 67018T105 Annual 25-Mar-11
CUSIP: 67018T105 ISIN: US67018T1051 SEDOL: 2616870
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nevin N. Andersen Mgmt For For
1.2 Elect Director M. Truman Hunt Mgmt For For
1.3 Elect Director Patricia A. Negron Mgmt For For
1.4 Elect Director Sandra N. Tillotson Mgmt For For
1.5 Elect Director Daniel W. Campbell Mgmt For For
1.6 Elect Director Andrew D. Lipman Mgmt For For
1.7 Elect Director Thomas R. Pisano Mgmt For For
1.8 Elect Director David D. Ussery Mgmt For For
1.9 Elect Director E.J. Garn Mgmt For For
1.10 Elect Director Steven J. Lund Mgmt For For
1.11 Elect Director Blake M. Roney Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
SOCIETE GENERALE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GLE 24-May-11 France F43638141 Annual 19-May-11
CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income and Dividends of EUR 1.75 per Mgmt For For
Share
3 Approve Stock Dividend Program Mgmt For For
4 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
5 Reelect Frederic Oudea as Director Mgmt For Against
6 Reelect Anthony Wyand as Director Mgmt For For
7 Reelect Jean-Martin Folz as Director Mgmt For For
8 Elect Kyra Hazou as Director Mgmt For For
9 Elect Ana Maria Llopis Rivas as Director Mgmt For For
10 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 1.25 Million
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
12 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ARRIS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARRS 25-May-11 USA 04269Q100 Annual 31-Mar-11
CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Alex B. Best Mgmt For For
1.2 Elect Director Harry L. Bosco Mgmt For For
1.3 Elect Director James A. Chiddix Mgmt For For
1.4 Elect Director John Anderson Craig Mgmt For For
1.5 Elect Director Matthew B. Kearney Mgmt For For
1.6 Elect Director William H. Lambert Mgmt For For
1.7 Elect Director John R. Petty Mgmt For For
1.8 Elect Director Robert J. Stanzione Mgmt For For
1.9 Elect Director Debora J. Wilson Mgmt For For
1.10 Elect Director David A. Woodle Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
BIOMED REALTY TRUST, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BMR 25-May-11 USA 09063H107 Annual 10-Mar-11
CUSIP: 09063H107 ISIN: US09063H1077 SEDOL: B02GMQ5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Alan D. Gold Mgmt For For
1.2 Elect Director Barbara R. Cambon Mgmt For For
1.3 Elect Director Edward A. Dennis Mgmt For For
1.4 Elect Director Richard I. Gilchrist Mgmt For For
1.5 Elect Director Gary A. Kreitzer Mgmt For For
1.6 Elect Director Theodore D. Roth Mgmt For For
1.7 Elect Director M. Faye Wilson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CALIX, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CALX 25-May-11 USA 13100M509 Annual 04-Apr-11
CUSIP: 13100M509 ISIN: US13100M5094 SEDOL: B3S4L67
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael Matthews Mgmt For For
1.2 Elect Director Thomas Pardun Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
CHEVRON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CVX 25-May-11 USA 166764100 Annual 01-Apr-11
CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director L.F. Deily Mgmt For For
2 Elect Director R.E. Denham Mgmt For For
3 Elect Director R.J. Eaton Mgmt For For
4 Elect Director C. Hagel Mgmt For For
5 Elect Director E. Hernandez Mgmt For For
6 Elect Director G.L. Kirkland Mgmt For For
7 Elect Director D.B. Rice Mgmt For For
8 Elect Director K.W. Sharer Mgmt For For
9 Elect Director C.R. Shoemate Mgmt For For
10 Elect Director J.G. Stumpf Mgmt For For
11 Elect Director R.D. Sugar Mgmt For For
12 Elect Director C. Ware Mgmt For For
13 Elect Director J.S. Watson Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
17 Request Director Nominee with Environmental Qualifications SH Against For
18 Amend Bylaws to Establish a Board Committee on Human SH Against Against
Rights
19 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
20 Adopt Guidelines for Country Selection SH Against For
21 Report on Financial Risks of Climate Change SH Against Against
22 Report on Environmental Impacts of Natural Gas Fracturing SH Against For
23 Report on Offshore Oil Wells and Spill Mitigation Measures SH Against For
DOLLAR GENERAL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DG 25-May-11 USA 256677105 Annual 16-Mar-11
CUSIP: 256677105 ISIN: US2566771059 SEDOL: B5B1S13
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Raj Agrawal Mgmt For Withhold
1.2 Elect Director Warren F. Bryant Mgmt For For
1.3 Elect Director Michael M. Calbert Mgmt For Withhold
1.4 Elect Director Richard W. Dreiling Mgmt For Withhold
1.5 Elect Director Adrian Jones Mgmt For Withhold
1.6 Elect Director William C. Rhodes, III Mgmt For For
1.7 Elect Director David B. Rickard Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
EXXON MOBIL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
XOM 25-May-11 USA 30231G102 Annual 06-Apr-11
CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director M.J. Boskin Mgmt For For
1.2 Elect Director P. Brabeck-Letmathe Mgmt For For
1.3 Elect Director L.R. Faulkner Mgmt For For
1.4 Elect Director J.S. Fishman Mgmt For For
1.5 Elect Director K.C. Frazier Mgmt For For
1.6 Elect Director W.W. George Mgmt For For
1.7 Elect Director M.C. Nelson Mgmt For For
1.8 Elect Director S.J. Palmisano Mgmt For For
1.9 Elect Director S.S. Reinemund Mgmt For For
1.10 Elect Director R.W. Tillerson Mgmt For For
1.11 Elect Director E.E. Whitacre, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require Independent Board Chairman SH Against Against
6 Report on Political Contributions SH Against Against
7 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Against For
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water SH Against Against
9 Report on Environmental Impact of Oil Sands Operations in SH Against For
Canada
10 Report on Environmental Impacts of Natural Gas Fracturing SH Against For
11 Report on Energy Technologies Development SH Against Against
12 Adopt Quantitative GHG Goals for Products and Operations SH Against For
MOLSON COORS BREWING COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TAP 25-May-11 USA 60871R209 Annual 28-Mar-11
CUSIP: 60871R209 ISIN: US60871R2094 SEDOL: B067BM3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Directors John E. Cleghorn Mgmt For For
1.2 Elect Directors Charles M. Herington Mgmt For For
1.3 Elect Directors David P. O'Brien Mgmt For For
SAP AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SAP 25-May-11 Germany D66992104 Annual 03-May-11
CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.60 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For
6 Approve Cancellation of Pool of Conditional Capital and Mgmt For For
Amend Articles to Reflect Changes in Capital
7 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate Nominal Amount of EUR
7.5 Billion; Approve Creation of EUR 100 Million Pool of
Capital to Guarantee Conversion Rights
8 Approve Affiliation Agreement with SAP Sechste Beteiligungs- Mgmt For For
und Vermoegensverwaltungs GmbH
THE SOUTHERN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SO 25-May-11 USA 842587107 Annual 28-Mar-11
CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. P. Baranco Mgmt For For
1.2 Elect Director J. A. Boscia Mgmt For For
1.3 Elect Director H. A. Clark, III Mgmt For For
1.4 Elect Director T. A. Fanning Mgmt For For
1.5 Elect Director H.W. Habermeyer, Jr. Mgmt For For
1.6 Elect Director V.M Hagen Mgmt For For
1.7 Elect Director W. A. Hood, Jr. Mgmt For For
1.8 Elect Director D. M. James Mgmt For For
1.9 Elect Director D. E. Klein Mgmt For For
1.10 Elect Director J. N. Purcell Mgmt For For
1.11 Elect Director W. G. Smith, Jr. Mgmt For For
1.12 Elect Director S. R. Specker Mgmt For For
1.13 Elect Director L.D. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Omnibus Stock Plan Mgmt For For
6 Report on Coal Combustion Waste Hazard and Risk SH Against For
Mitigation Efforts
THERMO FISHER SCIENTIFIC INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TMO 25-May-11 USA 883556102 Annual 28-Mar-11
CUSIP: 883556102 ISIN: US8835561023 SEDOL: 2886907
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Thomas J. Lynch Mgmt For For
2 Elect Director William G. Parrett Mgmt For For
3 Elect Director Michael E. Porter Mgmt For For
4 Elect Director Scott M. Sperling Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
7 Ratify Auditors Mgmt For For
8 Declassify the Board of Directors SH Against For
ALEXANDER'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALX 26-May-11 USA 014752109 Annual 30-Mar-11
CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven Roth Mgmt For Withhold
1.2 Elect Director Neil Underberg Mgmt For Withhold
1.3 Elect Director Russell B. Wight, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
GRAFTECH INTERNATIONAL LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GTI 26-May-11 USA 384313102 Annual 31-Mar-11
CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Randy W. Carson Mgmt For For
1.2 Elect Director Mary B. Cranston Mgmt For For
1.3 Elect Director Harold E. Layman Mgmt For For
1.4 Elect Director Ferrell P. McClean Mgmt For For
1.5 Elect Director Nathan Milikowsky Mgmt For For
1.6 Elect Director Michael C. Nahl Mgmt For For
1.7 Elect Director Steven R. Shawley Mgmt For For
1.8 Elect Director Craig S. Shular Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSII 26-May-11 USA 422819102 Annual 15-Apr-11
CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director L. Kevin Kelly Mgmt For For
2 Elect Director Robert E. Knowling, Jr. Mgmt For For
3 Elect Director V. Paul Unruh Mgmt For For
4 Ratify Auditors Mgmt For For
5 Amend Omnibus Stock Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
JETBLUE AIRWAYS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JBLU 26-May-11 USA 477143101 Annual 31-Mar-11
CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Barger Mgmt For For
1.2 Elect Director Jens Bischof Mgmt For For
1.3 Elect Director Peter Boneparth Mgmt For For
1.4 Elect Director David Checketts Mgmt For For
1.5 Elect Director Virginia Gambale Mgmt For For
1.6 Elect Director Stephan Gemkow Mgmt For For
1.7 Elect Director Stanley McChrystal Mgmt For For
1.8 Elect Director Joel Peterson Mgmt For Withhold
1.9 Elect Director Ann Rhoades Mgmt For For
1.10 Elect Director Frank Sica Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
MID-AMERICA APARTMENT COMMUNITIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MAA 26-May-11 USA 59522J103 Annual 18-Mar-11
CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For
1.2 Elect Director Alan B. Graf, jr. Mgmt For For
1.3 Elect Director John S. Grinalds Mgmt For For
1.4 Elect Director Ralph Horn Mgmt For For
1.5 Elect Director Philip W. Norwood Mgmt For For
1.6 Elect Director W. Reid Sanders Mgmt For For
1.7 Elect Director William B. Sansom Mgmt For For
1.8 Elect Director Simon R.C. Wadsworth Mgmt For For
2 Increase Authorized Common Stock Mgmt For Against
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
THE TRAVELERS COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRV 26-May-11 USA 89417E109 Annual 28-Mar-11
CUSIP: 89417E109 ISIN: US89417E1091 SEDOL: 2769503
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan L. Beller Mgmt For For
2 Elect Director John H. Dasburg Mgmt For For
3 Elect Director Janet M. Dolan Mgmt For For
4 Elect Director Kenneth M. Duberstein Mgmt For For
5 Elect Director Jay S. Fishman Mgmt For For
6 Elect Director Lawrence G. Graev Mgmt For For
7 Elect Director Patricia L. Higgins Mgmt For For
8 Elect Director Thomas R. Hodgson Mgmt For For
9 Elect Director Cleve L. Killingsworth, Jr. Mgmt For For
10 Elect Director Donald J. Shepard Mgmt For For
11 Elect Director Laurie J. Thomsen Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
XEROX CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
XRX 26-May-11 USA 984121103 Annual 28-Mar-11
CUSIP: 984121103 ISIN: US9841211033 SEDOL: 2985202
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Glenn A. Britt Mgmt For For
2 Elect Director Ursula M. Burns Mgmt For For
3 Elect Director Richard J. Harrington Mgmt For For
4 Elect Director William Curt Hunter Mgmt For For
5 Elect Director Robert J. Keegan Mgmt For For
6 Elect Director Robert A. McDonald Mgmt For For
7 Elect Director N.J. Nicholas, Jr. Mgmt For For
8 Elect Director Charles Prince Mgmt For For
9 Elect Director Ann N. Reese Mgmt For For
10 Elect Director Mary Agnes Wilderotter Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
COLUMBIA SPORTSWEAR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COLM 27-May-11 USA 198516106 Annual 23-Mar-11
CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gertrude Boyle Mgmt For For
1.2 Elect Director Timothy P. Boyle Mgmt For For
1.3 Elect Director Sarah A. Bany Mgmt For For
1.4 Elect Director Murrey R. Albers Mgmt For For
1.5 Elect Director Stephen E. Babson Mgmt For For
1.6 Elect Director Andy D. Bryant Mgmt For For
1.7 Elect Director Edward S. George Mgmt For For
1.8 Elect Director Walter T. Klenz Mgmt For For
1.9 Elect Director Ronald E. Nelson Mgmt For For
1.10 Elect Director John W. Stanton Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
HSBC HOLDINGS PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSBA 27-May-11 United Kingdom G4634U169 Annual 26-May-11
CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3a Re-elect Safra Catz as Director Mgmt For For
3b Elect Laura Cha as Director Mgmt For For
3c Re-elect Marvin Cheung as Director Mgmt For For
3d Re-elect John Coombe as Director Mgmt For For
3e Re-elect Rona Fairhead as Director Mgmt For For
3f Re-elect Douglas Flint as Director Mgmt For For
3g Re-elect Alexander Flockhart as Director Mgmt For For
3h Re-elect Stuart Gulliver as Director Mgmt For For
3i Re-elect James Hughes-Hallett as Director Mgmt For For
3j Re-elect William Laidlaw as Director Mgmt For For
3k Re-elect Janis Lomax as Director Mgmt For For
3l Elect Iain Mackay as Director Mgmt For For
3m Re-elect Gwyn Morgan as Director Mgmt For For
3n Re-elect Nagavara Murthy as Director Mgmt For For
3o Re-elect Sir Simon Robertson as Director Mgmt For For
3p Re-elect John Thornton as Director Mgmt For For
3q Re-elect Sir Brian Williamson as Director Mgmt For For
4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
7 Approve Share Plan 2011 Mgmt For For
8 Approve Fees Payable to Non-Executive Directors Mgmt For For
9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
LOWE'S COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LOW 27-May-11 USA 548661107 Annual 25-Mar-11
CUSIP: 548661107 ISIN: US5486611073 SEDOL: 2536763
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Raul Alvarez Mgmt For For
1.2 Elect Director David W. Bernauer Mgmt For For
1.3 Elect Director Leonard L. Berry Mgmt For For
1.4 Elect Director Peter C. Browning Mgmt For For
1.5 Elect Director Dawn E. Hudson Mgmt For For
1.6 Elect Director Robert L. Johnson Mgmt For For
1.7 Elect Director Marshall O. Larsen Mgmt For For
1.8 Elect Director Richard K. Lochridge Mgmt For For
1.9 Elect Director Robert A. Niblock Mgmt For For
1.10 Elect Director Stephen F. Page Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Executive Incentive Bonus Plan Mgmt For For
6 Submit Severance Agreement (Change-in-Control) to SH Against For
Shareholder Vote
7 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
8 Report on Political Contributions SH Against Against
ROCK-TENN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RKT 27-May-11 USA 772739207 Special 08-Apr-11
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
SILGAN HOLDINGS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLGN 27-May-11 USA 827048109 Annual 11-Apr-11
CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director D. Greg Horrigan Mgmt For For
1.2 Elect Director John W. Alden Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
WATSCO, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WSO 27-May-11 USA 942622200 Annual 08-Apr-11
CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven R. Fedrizzi Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
DECKERS OUTDOOR CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DECK 31-May-11 USA 243537107 Annual 04-Apr-11
CUSIP: 243537107 ISIN: US2435371073 SEDOL: 2267278
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Angel R. Martinez Mgmt For For
1.2 Elect Director Rex A. Licklider Mgmt For For
1.3 Elect Director John M. Gibbons Mgmt For For
1.4 Elect Director John G. Perenchio Mgmt For For
1.5 Elect Director Maureen Conners Mgmt For For
1.6 Elect Director Ruth M. Owades Mgmt For For
1.7 Elect Director Karyn O. Barsa Mgmt For For
1.8 Elect Director Michael F. Devine, III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
CASCADE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CASC 01-Jun-11 USA 147195101 Annual 07-Apr-11
CUSIP: 147195101 ISIN: US1471951012 SEDOL: 2179146
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Peter D. Nickerson Mgmt For For
1.2 Elect Director Robert C. Warren, Jr. Mgmt For For
1.3 Elect Director Henry W. Wessinger, II Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Amend Omnibus Stock Plan Mgmt For For
6 Ratify Auditors Mgmt For For
CATALYST HEALTH SOLUTIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CHSI 01-Jun-11 USA 14888B103 Annual 04-Apr-11
CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David T. Blair Mgmt For For
1.2 Elect Director Daniel J. Houston Mgmt For For
1.3 Elect Director Kenneth A. Samet Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EMCOR GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EME 01-Jun-11 USA 29084Q100 Annual 06-Apr-11
CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen W. Bershad Mgmt For For
1.2 Elect Director David A.B. Brown Mgmt For For
1.3 Elect Director Larry J. Bump Mgmt For For
1.4 Elect Director Albert Fried, Jr. Mgmt For For
1.5 Elect Director Anthony J. Guzzi Mgmt For For
1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For
1.7 Elect Director David H. Laidley Mgmt For For
1.8 Elect Director Frank T. MacInnis Mgmt For For
1.9 Elect Director Jerry E. Ryan Mgmt For For
1.10 Elect Director Michael T. Yonker Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
K-SWISS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KSWS 01-Jun-11 USA 482686102 Annual 04-Apr-11
CUSIP: 482686102 ISIN: US4826861027 SEDOL: 2479824
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen Fine Mgmt For For
1.2 Elect Director Mark Louie Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
MASIMO CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MASI 01-Jun-11 USA 574795100 Annual 18-Apr-11
CUSIP: 574795100 ISIN: US5747951003 SEDOL: B1YWR63
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven J. Barker Mgmt For For
1.2 Elect Director Sanford Fitch Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require a Majority Vote for the Election of Directors SH Against For
ORBITZ WORLDWIDE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OWW 01-Jun-11 USA 68557K109 Annual 06-Apr-11
CUSIP: 68557K109 ISIN: US68557K1097 SEDOL: B23G859
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mark S. Britton Mgmt For For
1.2 Elect Director Bradley T. Gerstner Mgmt For For
1.3 Elect Director Kristina M. Leslie Mgmt For For
1.4 Elect Director Jaynie Miller Studenmund Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
RIVERBED TECHNOLOGY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RVBD 01-Jun-11 USA 768573107 Annual 11-Apr-11
CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Michael R. Kourey Mgmt For For
2 Elect Director Mark S. Lewis Mgmt For For
3 Elect Director Steven McCanne Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
DIGITAL RIVER, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DRIV 02-Jun-11 USA 25388B104 Annual 07-Apr-11
CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas F. Madison Mgmt For For
1.2 Elect Director Cheryl F. Rosner Mgmt For For
1.3 Elect Director Alfred F. Castino Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Amend Omnibus Stock Plan Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Ratify Auditors Mgmt For For
GOOGLE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GOOG 02-Jun-11 USA 38259P508 Annual 04-Apr-11
CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Larry Page Mgmt For For
1.2 Elect Director Sergey Brin Mgmt For For
1.3 Elect Director Eric E. Schmidt Mgmt For For
1.4 Elect Director L. John Doerr Mgmt For For
1.5 Elect Director John L. Hennessy Mgmt For For
1.6 Elect Director Ann Mather Mgmt For For
1.7 Elect Director Paul S. Otellini Mgmt For For
1.8 Elect Director K. Ram Shriram Mgmt For For
1.9 Elect Director Shirley M. Tilghman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
7 Reduce Supermajority Vote Requirement SH Against Against
8 Report on Code of Conduct Compliance SH Against Against
INGERSOLL-RAND PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IR 02-Jun-11 Ireland G47791101 Annual 06-Apr-11
CUSIP: G47791101 ISIN: IE00B6330302 SEDOL: B633030
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Ann C. Berzin Mgmt For For
2 Elect Director John Bruton Mgmt For For
3 Elect Director Jared L. Cohon Mgmt For For
4 Elect Director Gary D. Forsee Mgmt For For
5 Elect Director Peter C. Godsoe Mgmt For For
6 Elect Director Edward E. Hagenlocker Mgmt For For
7 Elect Director Constance J. Horner Mgmt For For
8 Elect Director Michael W. Lamach Mgmt For For
9 Elect Director Theodore E. Martin Mgmt For For
10 Elect Director Richard J. Swift Mgmt For For
11 Elect Director Tony L. White Mgmt For For
12 Approve Executive Incentive Scheme Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Authorize Market Purchase Mgmt For For
16 Ratify Auditors Mgmt For For
OMEGA HEALTHCARE INVESTORS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OHI 02-Jun-11 USA 681936100 Annual 15-Apr-11
CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Harold J. Kloosterman Mgmt For For
1.2 Elect Director C. Taylor Pickett Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
THE BUCKLE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BKE 02-Jun-11 USA 118440106 Annual 25-Mar-11
CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Daniel J. Hirschfeld Mgmt For For
1.2 Elect Director Dennis H. Nelson Mgmt For For
1.3 Elect Director Karen B. Rhoads Mgmt For For
1.4 Elect Director James E. Shada Mgmt For For
1.5 Elect Director Robert E. Campbell Mgmt For For
1.6 Elect Director Bill L. Fairfield Mgmt For For
1.7 Elect Director Bruce L. Hoberman Mgmt For For
1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For
1.9 Elect Director Michael E. Huss Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
WAL-MART STORES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WMT 03-Jun-11 USA 931142103 Annual 06-Apr-11
CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Aida M. Alvarez Mgmt For For
2 Elect Director James W. Breyer Mgmt For For
3 Elect Director M. Michele Burns Mgmt For For
4 Elect Director James I. Cash, Jr. Mgmt For For
5 Elect Director Roger C. Corbett Mgmt For For
6 Elect Director Douglas N. Daft Mgmt For For
7 Elect Director Michael T. Duke Mgmt For For
8 Elect Director Gregory B. Penner Mgmt For For
9 Elect Director Steven S Reinemund Mgmt For For
10 Elect Director H. Lee Scott, Jr. Mgmt For For
11 Elect Director Arne M. Sorenson Mgmt For For
12 Elect Director Jim C. Walton Mgmt For For
13 Elect Director S. Robson Walton Mgmt For For
14 Elect Director Christopher J. Williams Mgmt For For
15 Elect Director Linda S. Wolf Mgmt For For
16 Ratify Auditors Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
18 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
19 Amend EEO Policy to Prohibit Discrimination based on SH Against For
Gender Identity
20 Report on Political Contributions SH Against Against
21 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
22 Require Suppliers to Produce Sustainability Reports SH Against Against
23 Report on Climate Change Business Risks SH Against Against
SUN HYDRAULICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SNHY 06-Jun-11 USA 866942105 Annual 18-Apr-11
CUSIP: 866942105 ISIN: US8669421054 SEDOL: 2819282
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Christine L. Koski Mgmt For For
1.2 Elect Director David N. Wormley Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EVERCORE PARTNERS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EVR 07-Jun-11 USA 29977A105 Annual 14-Apr-11
CUSIP: 29977A105 ISIN: US29977A1051 SEDOL: B1BHXZ2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Roger C. Altman Mgmt For Withhold
1.2 Elect Director Pedro Aspe Mgmt For Withhold
1.3 Elect Director Richard I. Beattie Mgmt For Withhold
1.4 Elect Director Francois de Saint Phalle Mgmt For For
1.5 Elect Director Gail B. Harris Mgmt For For
1.6 Elect Director Curt Hessler Mgmt For For
1.7 Elect Director Anthony N. Pritzker Mgmt For For
1.8 Elect Director Ralph L. Schlosstein Mgmt For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
FRANCE TELECOM
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FTE 07-Jun-11 France F4113C103 Annual/Special 02-Jun-11
CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 1.40 per Mgmt For For
Share
4 Acknowledge Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Reelect Bernard Dufau as Director Mgmt For For
6 Elect Helle Kristoffersen as Director Mgmt For For
7 Elect Muriel Penicaud as Director Mgmt For For
8 Elect Jean Michel Severino as Director Mgmt For For
9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
10 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
2 Billion
11 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1.5 Billion
12 Approve Issuance of up to 20 Percent of Issued Capital Per Mgmt For For
Year for a Private Placement, up to Aggregate Nominal
Amount of EUR 1.5 Billion
13 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote under Items 10, 11 and 12 Above
14 Authorize Capital Increase of up to EUR 1.5 Billion for Future Mgmt For For
Exchange Offers
15 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
16 Authorize Capital Increase of up to EUR 35 Million to Holders Mgmt For For
of Orange SA Stock Options or Shares in Connection with
France Telecom Liquidity Agreement
17 Authorize up to EUR 500,000 for Issuance of Free Option- Mgmt For For
Based Liquidity Instruments Reserved for Holders of Orange
SA Stock Options Benefiting from a Liquidity Agreement
18 Set Total Limit for Capital Increase to Result from All Mgmt For For
Issuance Requests under Items 10 to 17 at EUR 3.5 Billion
19 Approve Issuance of Securities Convertible into Debt up to Mgmt For For
Aggregate Nominal Amount of EUR 7 Billion
20 Authorize Capitalization of Reserves of Up to EUR 2 Billion Mgmt For For
for Bonus Issue or Increase in Par Value
21 Approve Employee Stock Purchase Plan Mgmt For For
22 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
23 Authorize Filing of Required Documents/Other Formalities Mgmt For For
MASTERCARD INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MA 07-Jun-11 USA 57636Q104 Annual 13-Apr-11
CUSIP: 57636Q104 ISIN: US57636Q1040 SEDOL: B121557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Marc Olivie Mgmt For For
2 Elect Director Rima Qureshi Mgmt For For
3 Elect Director Mark Schwartz Mgmt For For
4 Elect Director Jackson P. Tai Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
QUEST SOFTWARE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
QSFT 07-Jun-11 USA 74834T103 Annual 19-Apr-11
CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Vincent C. Smith Mgmt For For
1.2 Elect Director Douglas F. Gam Mgmt For For
1.3 Elect Director Augustine L. Nieto II Mgmt For For
1.4 Elect Director Kevin M. Klausmeyer Mgmt For For
1.5 Elect Director Paul A. Sallaberry Mgmt For For
1.6 Elect Director H. John Dirks Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CATERPILLAR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CAT 08-Jun-11 USA 149123101 Annual 11-Apr-11
CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David L. Calhoun Mgmt For For
1.2 Elect Director Daniel M. Dickinson Mgmt For For
1.3 Elect Director Eugene V. Fife Mgmt For For
1.4 Elect Director Juan Gallardo Mgmt For For
1.5 Elect Director David R. Goode Mgmt For For
1.6 Elect Director Jesse J. Greene, Jr. Mgmt For For
1.7 Elect Director Peter A. Magowan Mgmt For For
1.8 Elect Director Dennis A. Muilenburg Mgmt For For
1.9 Elect Director Douglas R. Oberhelman Mgmt For For
1.10 Elect Director William A. Osborn Mgmt For For
1.11 Elect Director Charles D. Powell Mgmt For For
1.12 Elect Director Edward B. Rust, Jr. Mgmt For For
1.13 Elect Director Susan C. Schwab Mgmt For For
1.14 Elect Director Joshua I. Smith Mgmt For For
1.15 Elect Director Miles D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Report on Political Contributions SH Against Against
7 Stock Retention/Holding Period SH Against Against
8 Require a Majority Vote for the Election of Directors SH Against For
9 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
10 Require Independent Board Chairman SH Against Against
11 Review and Assess Human Rights Policies SH Against For
12 Adopt a Policy in which the Company will not Make or SH Against Against
Promise to Make Any Death Benefit Payments to Senior
Executives
DEVON ENERGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DVN 08-Jun-11 USA 25179M103 Annual 11-Apr-11
CUSIP: 25179M103 ISIN: US25179M1036 SEDOL: 2480677
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert H. Henry Mgmt For For
1.2 Elect Director John A. Hill Mgmt For For
1.3 Elect Director Michael M. Kanovsky Mgmt For For
1.4 Elect Director Robert A. Mosbacher, Jr Mgmt For For
1.5 Elect Director J. Larry Nichols Mgmt For For
1.6 Elect Director Duane C. Radtke Mgmt For For
1.7 Elect Director Mary P. Ricciardello Mgmt For For
1.8 Elect Director John Richels Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Reduce Supermajority Vote Requirement Mgmt For For
5 Amend Certificate of Incorporation Mgmt For For
6 Ratify Auditors Mgmt For For
7 Provide Right to Act by Written Consent SH Against For
AMEDISYS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMED 09-Jun-11 USA 023436108 Annual 15-Apr-11
CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William F. Borne Mgmt For For
1.2 Elect Director Ronald A. LaBorde Mgmt For For
1.3 Elect Director Jake L. Netterville Mgmt For For
1.4 Elect Director David R. Pitts Mgmt For For
1.5 Elect Director Peter F. Ricchiuti Mgmt For For
1.6 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
LIMELIGHT NETWORKS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LLNW 09-Jun-11 USA 53261M104 Annual 13-Apr-11
CUSIP: 53261M104 ISIN: US53261M1045 SEDOL: B1YB674
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Walter D. Amaral Mgmt For For
1.2 Elect Director Thomas Falk Mgmt For For
1.3 Elect Director Jeffrey W. Lunsford Mgmt For For
1.4 Elect Director Peter J. Perrone Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Increase Authorized Common Stock Mgmt For Against
US AIRWAYS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LCC 09-Jun-11 USA 90341W108 Annual 11-Apr-11
CUSIP: 90341W108 ISIN: US90341W1080 SEDOL: B0LGKM8
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Bruce R. Lakefield Mgmt For For
2 Elect Director W. Douglas Parker Mgmt For For
3 Ratify Auditors Mgmt For For
4 Approve Omnibus Stock Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Provide for Cumulative Voting SH Against Against
WORLD FUEL SERVICES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
INT 10-Jun-11 USA 981475106 Annual 11-Apr-11
CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Paul H. Stebbins Mgmt For For
1.2 Elect Director Michael J. Kasbar Mgmt For For
1.3 Elect Director Ken Bakshi Mgmt For For
1.4 Elect Director Richard A. Kassar Mgmt For For
1.5 Elect Director Myles Klein Mgmt For For
1.6 Elect Director John L. Manley Mgmt For For
1.7 Elect Director J. Thomas Presby Mgmt For For
1.8 Elect Director Stephen K. Roddenberry Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
NICOR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GAS 14-Jun-11 USA 654086107 Annual 18-Apr-11
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. M. Beavers, Jr. Mgmt For For
1.2 Elect Director B. P. Bickner Mgmt For For
1.3 Elect Director J. H. Birdsall, III Mgmt For For
1.4 Elect Director N. R. Bobins Mgmt For For
1.5 Elect Director B. J. Gaines Mgmt For For
1.6 Elect Director R. A. Jean Mgmt For For
1.7 Elect Director D. J. Keller Mgmt For For
1.8 Elect Director R. E. Martin Mgmt For For
1.9 Elect Director G. R. Nelson Mgmt For For
1.10 Elect Director A. J. Olivera Mgmt For For
1.11 Elect Director J. Rau Mgmt For For
1.12 Elect Director J. C. Staley Mgmt For For
1.13 Elect Director R. M. Strobel Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
NICOR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GAS 14-Jun-11 USA 654086107 Special 20-Apr-11
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMMD 15-Jun-11 USA 02744M108 Special 09-May-11
CUSIP: 02744M108 ISIN: US02744M1080 SEDOL: 2619998
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
FREEPORT-MCMORAN COPPER & GOLD INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FCX 15-Jun-11 USA 35671D857 Annual 19-Apr-11
CUSIP: 35671D857 ISIN: US35671D8570 SEDOL: 2352118
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard C. Adkerson Mgmt For For
1.2 Elect Director Robert J. Allison, Jr. Mgmt For For
1.3 Elect Director Robert A. Day Mgmt For For
1.4 Elect Director Gerald J. Ford Mgmt For For
1.5 Elect Director H. Devon Graham, Jr. Mgmt For For
1.6 Elect Director Charles C. Krulak Mgmt For For
1.7 Elect Director Bobby Lee Lackey Mgmt For For
1.8 Elect Director Jon C. Madonna Mgmt For For
1.9 Elect Director Dustan E. McCoy Mgmt For For
1.10 Elect Director James R. Moffett Mgmt For For
1.11 Elect Director B.M. Rankin, Jr. Mgmt For For
1.12 Elect Director Stephen H. Siegele Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
5 Request Director Nominee with Environmental Qualifications SH Against For
LIVE NATION ENTERTAINMENT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LYV 15-Jun-11 USA 538034109 Annual 20-Apr-11
CUSIP: 538034109 ISIN: US5380341090 SEDOL: B0T7YX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jonathan Dolgen Mgmt For For
1.2 Elect Director Robert Ted Enloe, III Mgmt For For
1.3 Elect Director Jeffrey T. Hinson Mgmt For For
1.4 Elect Director James S. Kahan Mgmt For For
2 Approve Issuance of Shares for a Private Placement Mgmt For Against
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
7 Ratify Auditors Mgmt For For
BANCO SANTANDER S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 16-Jun-11 Spain E19790109 Annual 09-Jun-11
CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.A Accept Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports for FY 2010
1.B Approve Discharge of Directors for FY 2010 Mgmt For For
2 Approve Allocation of Income for FY 2010 Mgmt For For
3.A Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as Mgmt For Against
Director
3.B Reelect Rodrigo Echenique Gordillo as Director Mgmt For Against
3.C Reelect Lord Burns as Director Mgmt For Against
3.D Reelect Assicurazioni Generali S.p.A. as Director Mgmt For Against
4 Reelect Deloitte, S.L. as Auditors for FY 2011 Mgmt For For
5.A Amend Articles 8, 11, 15, 16 and 18 Re: Equity-Related Mgmt For For
5.B Amend Several Articles of Bylaws Mgmt For For
5.C Amend Article 62 and 69 of Bylaws Mgmt For For
6.A Amend Preamble and Article 2 of General Meeting Regulations Mgmt For For
6.B Amend Articles 4, 5 and 8 of General Meeting Regulations; Mgmt For For
Add Article 6 Bis to General Meeting Regulations
6.C Amend Article 12, 19, 21 and Additional Provision of General Mgmt For For
Meeting Regulations
7 Grant Board Authorization to Increase Capital Mgmt For For
8.A Authorize Increase in Capital Charged to Voluntary Reserves Mgmt For For
for Bonus Issue; Amend Article 5 of Bylaws Accordingly;
Approve Listing of Shares
8.B Authorize Increase in Capital Charged to Voluntary Reserves Mgmt For For
for Bonus Issue; Amend Article 5 of Bylaws Accordingly;
Approve Listing of Shares
9.A Authorize to Issuance of Convertible and/or Exchangeable Mgmt For For
Debt Securities Including Warrants Without Preemptive
Rights; Void Authorization Granted at 2010 AGM
9.B Authorize Issuance of Non Convertible Debt Securities Mgmt For For
Including Warrants
10.A Approve Sixth Cycle of Performance Share Plan Mgmt For For
10.B Approve Second Cycle of Deferred and Conditional Share Plan Mgmt For For
10.C Approve First Cycle of Deferred and Conditional Variable Mgmt For For
Remuneration Plan
10.D Approve Savings Plan for Santander UK plc Employees and Mgmt For For
Other Companies of Santander Group in UK
11 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
12 Advisory Vote on Remuneration Policy Report Mgmt For For
EQUITY RESIDENTIAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQR 16-Jun-11 USA 29476L107 Annual 31-Mar-11
CUSIP: 29476L107 ISIN: US29476L1070 SEDOL: 2319157
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John W. Alexander Mgmt For For
1.2 Elect Director Charles L. Atwood Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Bradley A. Keywell Mgmt For For
1.5 Elect Director John E. Neal Mgmt For For
1.6 Elect Director David J. Neithercut Mgmt For For
1.7 Elect Director Mark S. Shapiro Mgmt For For
1.8 Elect Director Gerald A. Spector Mgmt For For
1.9 Elect Director B. Joseph White Mgmt For For
1.10 Elect Director Samuel Zell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Provide for Cumulative Voting SH Against Against
7 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
SALIX PHARMACEUTICALS, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLXP 16-Jun-11 USA 795435106 Annual 20-Apr-11
CUSIP: 795435106 ISIN: US7954351067 SEDOL: 2693981
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John F. Chappell Mgmt For For
1.2 Elect Director Thomas W. D'Alonzo Mgmt For For
1.3 Elect Director Richard A. Franco, Sr. Mgmt For For
1.4 Elect Director William P. Keane Mgmt For For
1.5 Elect Director Carolyn J. Logan Mgmt For For
1.6 Elect Director Mark A. Sirgo Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
GSI COMMERCE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSIC 17-Jun-11 USA 36238G102 Special 09-May-11
CUSIP: 36238G102 ISIN: US36238G1022 SEDOL: 2134101
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
NTT DOCOMO INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9437 17-Jun-11 Japan J59399105 Annual 31-Mar-11
CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
2600
2 Amend Articles To Amend Business Lines Mgmt For For
3.1 Elect Director Shindo, Tsutomu Mgmt For For
3.2 Elect Director Kagawa, Wataru Mgmt For For
3.3 Elect Director Yoshizawa, Kazuhiro Mgmt For For
4.1 Appoint Statutory Auditor Hoshizawa, Shuro Mgmt For For
4.2 Appoint Statutory Auditor Yoshizawa, Kyoichi Mgmt For Against
4.3 Appoint Statutory Auditor Morosawa, Haruo Mgmt For For
4.4 Appoint Statutory Auditor Tsujiyama, Eiko Mgmt For For
TOYOTA MOTOR CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7203 17-Jun-11 Japan J92676113 Annual 31-Mar-11
CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For
2 Amend Articles To Decrease Maximum Board Size Mgmt For For
3.1 Elect Director Cho, Fujio Mgmt For For
3.2 Elect Director Toyoda, Akio Mgmt For For
3.3 Elect Director Uchiyamada, Takeshi Mgmt For For
3.4 Elect Director Funo, Yukitoshi Mgmt For For
3.5 Elect Director Niimi, Atsushi Mgmt For For
3.6 Elect Director Sasaki, Shinichi Mgmt For For
3.7 Elect Director Ozawa, Satoshi Mgmt For For
3.8 Elect Director Kodaira, Nobuyori Mgmt For For
3.9 Elect Director Furuhashi, Mamoru Mgmt For For
3.10 Elect Director Ijichi, Takahiko Mgmt For For
3.11 Elect Director Ihara, Yasumori Mgmt For For
4.1 Appoint Statutory Auditor Matsuo, Kunihiro Mgmt For For
4.2 Appoint Statutory Auditor Wake, Yoko Mgmt For For
4.3 Appoint Statutory Auditor Ichimaru, Yoichiro Mgmt For For
4.4 Appoint Statutory Auditor Kato, Masahiro Mgmt For For
5 Approve Adjustment to Aggregate Compensation Ceiling for Mgmt For For
Directors
6 Approve Annual Bonus Payment to Directors Mgmt For For
BRIGHAM EXPLORATION COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BEXP 21-Jun-11 USA 109178103 Annual 25-Apr-11
CUSIP: 109178103 ISIN: US1091781039 SEDOL: 2107415
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ben M. Brigham Mgmt For For
1.2 Elect Director David T. Brigham Mgmt For For
1.3 Elect Director Harold D. Carter Mgmt For For
1.4 Elect Director Stephen C. Hurley Mgmt For For
1.5 Elect Director Stephen P. Reynolds Mgmt For For
1.6 Elect Director Hobart A. Smith Mgmt For For
1.7 Elect Director Scott W. Tinker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Amend Non-Employee Director Stock Option Plan Mgmt For For
6 Approve Stock Grant to Non-Employee Directors Mgmt For For
INVESTORS BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ISBC 21-Jun-11 USA 46146P102 Annual 25-Apr-11
CUSIP: 46146P102 ISIN: US46146P1021 SEDOL: B0J2NT6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Doreen R. Byrnes Mgmt For Withhold
1.2 Elect Director Stephen J. Szabatin Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
MIZUHO FINANCIAL GROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8411 21-Jun-11 Japan J4599L102 Annual 31-Mar-11
CUSIP: J4599L102 ISIN: JP3885780001 SEDOL: 6591014
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2 Amend Articles To Increase Authorized Capital Mgmt For For
3.1 Elect Director Sato, Yasuhiro Mgmt For For
3.2 Elect Director Nishizawa, Junichi Mgmt For For
3.3 Elect Director Tsuchiya, Mitsuaki Mgmt For For
3.4 Elect Director Kono, Masaaki Mgmt For For
3.5 Elect Director Nomiyama, Akihiko Mgmt For For
3.6 Elect Director Ohashi, Mitsuo Mgmt For For
3.7 Elect Director Anraku, Kanemitsu Mgmt For For
4.1 Appoint Statutory Auditor Shigeji, Yoshinobu Mgmt For For
4.2 Appoint Statutory Auditor Iyoda, Toshinari Mgmt For For
4.3 Appoint Statutory Auditor Imai, Isao Mgmt For For
5 Amend Articles to Require Sound Corporate Evaluations SH Against Against
6 Amend Articles to Require Appointment of a Committee to SH Against Against
Investigate Evaluations by Mizuho Subsidiaries Later Ruled to
be At Least 50 Percent Underestimates or 100 Percent
Overstatements (viz. Kanebo)
7 Amend Articles to Require Subsidiaries Owning Shares in SH Against For
Allied Firms to Vote Shares Appropriately
8 Amend Articles to Require Disclosure of Individual SH Against For
Breakdown of Director and Officer Compensation, including
Payments to Former Directors and Officers
9 Amend Articles to Mandate All Possible Measures to Avoid SH Against Against
ATM System Outages
10 Amend Articles to Relax Limit to Allow Shareholder Proposal SH Against For
Justification Statements Up to 4,000 Characters
EAST JAPAN RAILWAY CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9020 23-Jun-11 Japan J1257M109 Annual 31-Mar-11
CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For
2 Amend Articles To Streamline Board Structure Mgmt For For
3 Elect Director Takahashi, Makoto Mgmt For For
4.1 Appoint Statutory Auditor Hoshino, Shigeo Mgmt For For
4.2 Appoint Statutory Auditor Higashikawa, Hajime Mgmt For For
4.3 Appoint Statutory Auditor Harayama, Kiyomi Mgmt For For
5 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
6 Amend Articles to Authorize Company to Direct Subsidiary to SH Against Against
Investigate Medical Practitioners Law (MPL) Violations by
Tenant Shop Employees
7 Direct Dept Store Subsidiary to Retain Asahi Shimbun to SH Against Against
Investigate MPL Violation at Tenant Contact-Lens Shops
8 Direct Dept Store Subsidiary to Retain Asahi Shimbun to SH Against Against
Check for MPL Violations when Accepting New Tenant Shops
HONDA MOTOR CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7267 23-Jun-11 Japan J22302111 Annual 31-Mar-11
CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 15 Mgmt For For
2 Amend Articles To Authorize Public Announcements in Mgmt For For
Electronic Format - Authorize Internet Disclosure of
Shareholder Meeting Materials - Decrease Maximum Board
Size - Abolish Annual Bonus Payment for Statutory Auditors
3.1 Elect Director Kondo, Koichi Mgmt For For
3.2 Elect Director Ito, Takanobu Mgmt For For
3.3 Elect Director Hamada, Akio Mgmt For For
3.4 Elect Director Oyama, Tatsuhiro Mgmt For For
3.5 Elect Director Ike, Fumihiko Mgmt For For
3.6 Elect Director Kawanabe, Tomohiko Mgmt For For
3.7 Elect Director Hogen, Kensaku Mgmt For For
3.8 Elect Director Kuroyanagi, Nobuo Mgmt For For
3.9 Elect Director Fukui, Takeo Mgmt For For
3.10 Elect Director Yamada, Takuji Mgmt For For
3.11 Elect Director Yoshida, Masahiro Mgmt For For
3.12 Elect Director Yamamoto, Yoshiharu Mgmt For For
4.1 Appoint Statutory Auditor Abe, Hirotake Mgmt For For
4.2 Appoint Statutory Auditor Iwashita, Tomochika Mgmt For Against
5 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
6 Approve Adjustment to Aggregate Compensation Ceilings for Mgmt For For
Directors and Statutory Auditors
HORNBECK OFFSHORE SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HOS 23-Jun-11 USA 440543106 Annual 25-Apr-11
CUSIP: 440543106 ISIN: US4405431069 SEDOL: B00G814
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Todd M. Hornbeck Mgmt For For
1.2 Elect Director Patricia B. Melcher Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
YAHOO! INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
YHOO 23-Jun-11 USA 984332106 Annual 26-Apr-11
CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol Bartz Mgmt For For
2 Elect Director Roy J. Bostock Mgmt For For
3 Elect Director Patti S. Hart Mgmt For For
4 Elect Director Susan M. James Mgmt For For
5 Elect Director Vyomesh Joshi Mgmt For For
6 Elect Director David W. Kenny Mgmt For For
7 Elect Director Arthur H. Kern Mgmt For For
8 Elect Director Brad D. Smith Mgmt For For
9 Elect Director Gary L. Wilson Mgmt For For
10 Elect Director Jerry Yang Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
14 Adopt Human Rights Policies Regarding the Sale of SH Against Against
Technology and Technical Assistance
MITSUBISHI CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8058 24-Jun-11 Japan J43830116 Annual 31-Mar-11
CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 39 Mgmt For For
2.1 Elect Director Kojima, Yorihiko Mgmt For For
2.2 Elect Director Kobayashi, Ken Mgmt For For
2.3 Elect Director Ueda, Ryoichi Mgmt For For
2.4 Elect Director Yano, Masahide Mgmt For For
2.5 Elect Director Nabeshima, Hideyuki Mgmt For For
2.6 Elect Director Nakahara, Hideto Mgmt For For
2.7 Elect Director Fujimura, Kiyoshi Mgmt For For
2.8 Elect Director Nagai, Yasuo Mgmt For For
2.9 Elect Director Nomakuchi, Tamotsu Mgmt For For
2.10 Elect Director Ito, Kunio Mgmt For For
2.11 Elect Director Tsukuda, Kazuo Mgmt For Against
2.12 Elect Director Kato, Ryozo Mgmt For For
2.13 Elect Director Konno, Hidehiro Mgmt For For
3 Appoint Statutory Auditor Noma, Osamu Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
MITSUI & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8031 24-Jun-11 Japan J44690139 Annual 31-Mar-11
CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 27 Mgmt For For
2.1 Elect Director Utsuda, Shoei Mgmt For For
2.2 Elect Director Iijima, Masami Mgmt For For
2.3 Elect Director Tanaka, Seiichi Mgmt For For
2.4 Elect Director Omae, Takao Mgmt For For
2.5 Elect Director Komai, Masayoshi Mgmt For For
2.6 Elect Director Kawashima, Fuminobu Mgmt For For
2.7 Elect Director Saiga, Daisuke Mgmt For For
2.8 Elect Director Okada, Joji Mgmt For For
2.9 Elect Director Kinoshita, Masayuki Mgmt For For
2.10 Elect Director Matsubara, Nobuko Mgmt For For
2.11 Elect Director Nonaka, Ikujiro Mgmt For For
2.12 Elect Director Hirabayashi, Hiroshi Mgmt For For
2.13 Elect Director Muto, Toshiro Mgmt For For
3.1 Appoint Statutory Auditor Miura, Satoru Mgmt For For
3.2 Appoint Statutory Auditor Murakami, Motonori Mgmt For For
PANASONIC CORP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6752 24-Jun-11 Japan J6354Y104 Annual 31-Mar-11
CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nakamura, Kunio Mgmt For For
1.2 Elect Director Matsushita, Masayuki Mgmt For For
1.3 Elect Director Otsubo, Fumio Mgmt For For
1.4 Elect Director Sakamoto, Toshihiro Mgmt For For
1.5 Elect Director Mori, Takahiro Mgmt For For
1.6 Elect Director Katsura, Yasuo Mgmt For For
1.7 Elect Director Morita, Ken Mgmt For For
1.8 Elect Director Kashima, Ikusaburo Mgmt For For
1.9 Elect Director Yamada, Yoshihiko Mgmt For For
1.10 Elect Director Takami, Kazunori Mgmt For For
1.11 Elect Director Uenoyama, Makoto Mgmt For For
1.12 Elect Director Harada, Masatoshi Mgmt For For
1.13 Elect Director Toyama, Takashi Mgmt For For
1.14 Elect Director Uno, Ikuo Mgmt For For
1.15 Elect Director Oku, Masayuki Mgmt For For
1.16 Elect Director Matsushita, Masaharu Mgmt For For
1.17 Elect Director Tsuga, Kazuhiro Mgmt For For
1.18 Elect Director Miyata, Yoshiiku Mgmt For For
1.19 Elect Director Miyabe, Yoshiyuki Mgmt For For
1.20 Elect Director Nakagawa, Yoshiaki Mgmt For For
2.1 Appoint Statutory Auditor Yoshino, Yasuo Mgmt For Against
2.2 Appoint Statutory Auditor Furuta, Yoshihiro Mgmt For For
TAKEDA PHARMACEUTICAL CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
4502 24-Jun-11 Japan J8129E108 Annual 31-Mar-11
CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For
2.1 Elect Director Hasegawa, Yasuchika Mgmt For For
2.2 Elect Director Yoshida, Toyoji Mgmt For For
2.3 Elect Director Yamanaka, Yasuhiko Mgmt For For
2.4 Elect Director Okawa, Shigenori Mgmt For For
2.5 Elect Director Frank Morich Mgmt For For
2.6 Elect Director Yamada, Tadataka Mgmt For For
2.7 Elect Director Sudo, Fumio Mgmt For For
2.8 Elect Director Kojima, Yorihiko Mgmt For For
3 Appoint Statutory Auditor Sakurada, Teruo Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
SONY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6758 28-Jun-11 Japan J76379106 Annual 31-Mar-11
CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stringer, Howard Mgmt For For
1.2 Elect Director Chuubachi, Ryoji Mgmt For For
1.3 Elect Director Kobayashi, Yotaro Mgmt For For
1.4 Elect Director Yamauchi, Yoshiaki Mgmt For For
1.5 Elect Director Bonfield, Peter Mgmt For For
1.6 Elect Director Cho, Fujio Mgmt For For
1.7 Elect Director Yasuda, Ryuuji Mgmt For For
1.8 Elect Director Uchinaga, Yukako Mgmt For For
1.9 Elect Director Yahagi, Mitsuaki Mgmt For For
1.10 Elect Director Hsieh, Tsun-Yan Mgmt For For
1.11 Elect Director Hernandez, Roland Mgmt For For
1.12 Elect Director Anraku, Kanemitsu Mgmt For For
1.13 Elect Director Kojima, Yorihiko Mgmt For For
1.14 Elect Director Nagayama, Osamu Mgmt For For
1.15 Elect Director Anzai, Yuuichiro Mgmt For For
2 Approve Stock Option Plan Mgmt For For
TOKYO ELECTRIC POWER CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9501 28-Jun-11 Japan J86914108 Annual 31-Mar-11
CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Aizawa, Zengo Mgmt For For
1.2 Elect Director Aoyama, Yasushi Mgmt For For
1.3 Elect Director Arai, Takao Mgmt For For
1.4 Elect Director Katsumata, Tsunehisa Mgmt For For
1.5 Elect Director Kimura, Shigeru Mgmt For For
1.6 Elect Director Komori, Akio Mgmt For For
1.7 Elect Director Sano, Toshihiro Mgmt For For
1.8 Elect Director Takatsu, Hiroaki Mgmt For For
1.9 Elect Director Takei, Masaru Mgmt For For
1.10 Elect Director Tsuzumi, Norio Mgmt For For
1.11 Elect Director Naito, Yoshihiro Mgmt For For
1.12 Elect Director Nishizawa, Toshio Mgmt For For
1.13 Elect Director Hirose, Naomi Mgmt For For
1.14 Elect Director Fujimoto, Takashi Mgmt For For
1.15 Elect Director Miyamoto, Fumiaki Mgmt For For
1.16 Elect Director Yamaguchi, Hiroshi Mgmt For For
1.17 Elect Director Yamazaki, Masao Mgmt For For
2.1 Appoint Statutory Auditor Fujiwara, Makio Mgmt For For
2.2 Appoint Statutory Auditor Matsumoto, Yoshihiko Mgmt For For
3 Shut Down and Retire Nuclear Plants Starting with Oldest SH Against Against
and Cancel All Nuclear Construction Plans
MITSUBISHI UFJ FINANCIAL GROUP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8306 29-Jun-11 Japan J44497105 Annual 31-Mar-11
CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2.1 Elect Director Okihara, Takamune Mgmt For For
2.2 Elect Director Okauchi, Kinya Mgmt For For
2.3 Elect Director Nagayasu, Katsunori Mgmt For For
2.4 Elect Director Tanaka, Tatsuo Mgmt For For
2.5 Elect Director Hirano, Nobuyuki Mgmt For For
2.6 Elect Director Yuuki, Taihei Mgmt For For
2.7 Elect Director Hamakawa, Ichiro Mgmt For For
2.8 Elect Director Hasegawa, Masao Mgmt For For
2.9 Elect Director Toyoizumi, Toshiro Mgmt For For
2.10 Elect Director Teraoka, Shunsuke Mgmt For For
2.11 Elect Director Wakabayashi, Tatsuo Mgmt For For
2.12 Elect Director Oyamada, Takashi Mgmt For For
2.13 Elect Director Noguchi, Hiroyuki Mgmt For For
2.14 Elect Director Araki, Ryuuji Mgmt For For
2.15 Elect Director Watanabe, Kazuhiro Mgmt For For
2.16 Elect Director Otoshi, Takuma Mgmt For For
3 Appoint Statutory Auditor Nemoto, Takehiko Mgmt For For
NINTENDO CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7974 29-Jun-11 Japan J51699106 Annual 31-Mar-11
CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
310
2.1 Elect Director Iwata, Satoru Mgmt For For
2.2 Elect Director Mori, Yoshihiro Mgmt For For
2.3 Elect Director Hatano, Shinji Mgmt For For
2.4 Elect Director Takeda, Genyo Mgmt For For
2.5 Elect Director Miyamoto, Shigeru Mgmt For For
2.6 Elect Director Nagai, Nobuo Mgmt For For
2.7 Elect Director Matsumoto, Masaharu Mgmt For For
2.8 Elect Director Suzuki, Eiichi Mgmt For For
2.9 Elect Director Kimishima, Tatsumi Mgmt For For
2.10 Elect Director Takemura, Kaoru Mgmt For For
3.1 Appoint Statutory Auditor Nakaji, Ichiro Mgmt For For
3.2 Appoint Statutory Auditor Mizutani, Naoki Mgmt For For
3.3 Appoint Statutory Auditor Ozaki, Katashi Mgmt For For
NISSAN MOTOR CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7201 29-Jun-11 Japan J57160129 Annual 31-Mar-11
CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 5 Mgmt For For
2 Approve Stock Option Plan Mgmt For For
3.1 Elect Director Carlos Ghosn Mgmt For For
3.2 Elect Director Shiga, Toshiyuki Mgmt For For
3.3 Elect Director Saikawa, Hiroto Mgmt For For
3.4 Elect Director Colin Dodge Mgmt For For
3.5 Elect Director Yamashita, Mitsuhiko Mgmt For For
3.6 Elect Director Carlos Tavares Mgmt For For
3.7 Elect Director Imazu, Hidetoshi Mgmt For For
3.8 Elect Director Jean Baptiste Duzan Mgmt For For
3.9 Elect Director Nakamura, Katsumi Mgmt For For
SUMITOMO MITSUI FINANCIAL GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8316 29-Jun-11 Japan J7771X109 Annual 31-Mar-11
CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
50 for Ordinary Shares
2.1 Elect Director Oku, Masayuki Mgmt For For
2.2 Elect Director Kunibe, Takeshi Mgmt For For
2.3 Elect Director Kubo, Tetsuya Mgmt For For
2.4 Elect Director Nakanishi, Satoru Mgmt For For
2.5 Elect Director Jyono, Kazuya Mgmt For For
2.6 Elect Director Danno, Koichi Mgmt For For
2.7 Elect Director Ito, Yujiro Mgmt For For
2.8 Elect Director Fuchizaki, Masahiro Mgmt For For
2.9 Elect Director Iwamoto, Shigeru Mgmt For For
2.10 Elect Director Nomura, Kuniaki Mgmt For For
3.1 Appoint Statutory Auditor Mizoguchi, Jun Mgmt For For
3.2 Appoint Statutory Auditor Kawaguchi, Shin Mgmt For For
VERIFONE SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PAY 29-Jun-11 USA 92342Y109 Annual 06-May-11
CUSIP: 92342Y109 ISIN: US92342Y1091 SEDOL: B07RH68
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert W. Alspaugh Mgmt For For
1.2 Elect Director Douglas G. Bergeron Mgmt For For
1.3 Elect Director Leslie G. Denend Mgmt For For
1.4 Elect Director Alex W. Hart Mgmt For For
1.5 Elect Director Robert B. Henske Mgmt For For
1.6 Elect Director Richard A. McGinn Mgmt For For
1.7 Elect Director Eitan Raff Mgmt For For
1.8 Elect Director Charles R. Rinehart Mgmt For For
1.9 Elect Director Jeffrey E. Stiefler Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Ratify Auditors Mgmt For For
ENNIS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EBF 30-Jun-11 USA 293389102 Annual 02-May-11
CUSIP: 293389102 ISIN: US2933891028 SEDOL: 2316103
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Frank D. Bracken Mgmt For For
1.2 Elect Director Keith S. Walters Mgmt For For
1.3 Elect Director Irshad Ahmad Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Other Business Mgmt For Abstain
db-X 2020 TARGET DATE FUND (FORMERLY TDX INDEPENDENCE 2020 EXCHANGE-TRADED FUND)
VOTE SUMMARY REPORT
Report was run from: 7/1/10 to 6/30/11
Institution Account(s): TDX Independence 2020 Exchange-Traded Fund
TESCO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 02-Jul-10 United Kingdom G87621101 Annual 30-Jun-10
CUSIP: G87621101 ISIN: GB0008847096 SEDOL: 0884709
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Against
3 Approve Final Dividend Mgmt For For
4 Re-elect Ken Hydon as Director Mgmt For For
5 Re-elect Tim Mason as Director Mgmt For For
6 Re-elect Lucy Neville-Rolfe as Director Mgmt For For
7 Re-elect David Potts as Director Mgmt For For
8 Re-elect David Reid as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Authorise EU Political Donations and Expenditure Mgmt For For
15 Approve Share Incentive Plan Mgmt For For
16 Adopt New Articles of Association Mgmt For For
17 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
ARENA RESOURCES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARD 16-Jul-10 USA 040049108 Special 16-Jun-10
CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
VODAFONE GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 27-Jul-10 United Kingdom G93882135 Annual 23-Jul-10
CUSIP: G93882135 ISIN: GB00B16GWD56 SEDOL: B16GWD5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Sir John Bond as Director Mgmt For For
3 Re-elect John Buchanan as Director Mgmt For For
4 Re-elect Vittorio Colao as Director Mgmt For For
5 Re-elect Michel Combes as Director Mgmt For For
6 Re-elect Andy Halford as Director Mgmt For For
7 Re-elect Stephen Pusey as Director Mgmt For For
8 Re-elect Alan Jebson as Director Mgmt For For
9 Re-elect Samuel Jonah as Director Mgmt For For
10 Re-elect Nick Land as Director Mgmt For For
11 Re-elect Anne Lauvergeon as Director Mgmt For For
12 Re-elect Luc Vandevelde as Director Mgmt For For
13 Re-elect Anthony Watson as Director Mgmt For For
14 Re-elect Philip Yea as Director Mgmt For For
15 Approve Final Dividend Mgmt For For
16 Approve Remuneration Report Mgmt For For
17 Reappoint Deloitte LLP as Auditors Mgmt For For
18 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Adopt New Articles of Association Mgmt For For
23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
24 Approve Share Incentive Plan Mgmt For For
HAEMONETICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HAE 29-Jul-10 USA 405024100 Annual 03-Jun-10
CUSIP: 405024100 ISIN: US4050241003 SEDOL: 2401195
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Susan Bartlett Foote Mgmt For For
1.2 Elect Director Pedro P. Granadillo Mgmt For For
1.3 Elect Director Mark W. Kroll Mgmt For For
2 Ratify Auditors Mgmt For For
STERIS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
STE 29-Jul-10 USA 859152100 Annual 01-Jun-10
CUSIP: 859152100 ISIN: US8591521005 SEDOL: 2845113
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard C. Breeden Mgmt For For
1.2 Elect Director Cynthia L. Feldmann Mgmt For For
1.3 Elect Director Jacqueline B. Kosecoff Mgmt For For
1.4 Elect Director David B. Lewis Mgmt For For
1.5 Elect Director Kevin M. McMullen Mgmt For For
1.6 Elect Director Walter M Rosebrough, Jr. Mgmt For For
1.7 Elect Director Mohsen M. Sohi Mgmt For For
1.8 Elect Director John P. Wareham Mgmt For For
1.9 Elect Director Loyal W. Wilson Mgmt For For
1.10 Elect Director Michael B. Wood Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Ratify Auditors Mgmt For For
PRESTIGE BRANDS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PBH 03-Aug-10 USA 74112D101 Annual 18-Jun-10
CUSIP: 74112D101 ISIN: US74112D1019 SEDOL: B0650P3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Matthew M. Mannelly Mgmt For For
1.2 Elect Director John E. Byom Mgmt For For
1.3 Elect Director Gary E. Costley Mgmt For For
1.4 Elect Director Charles J. Hinkaty Mgmt For For
1.5 Elect Director Patrick Lonergan Mgmt For For
2 Ratify Auditors Mgmt For For
COMPUTER SCIENCES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CSC 09-Aug-10 USA 205363104 Annual 14-Jun-10
CUSIP: 205363104 ISIN: US2053631048 SEDOL: 2215200
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Irving W. Bailey, II Mgmt For Withhold
1.2 Elect Director David J. Barram Mgmt For For
1.3 Elect Director Stephen L. Baum Mgmt For For
1.4 Elect Director Rodney F. Chase Mgmt For For
1.5 Elect Director Judith R. Haberkorn Mgmt For Withhold
1.6 Elect Director Michael W. Laphen Mgmt For For
1.7 Elect Director F. Warren McFarlan Mgmt For Withhold
1.8 Elect Director Chong Sup Park Mgmt For Withhold
1.9 Elect Director Thomas H. Patrick Mgmt For For
2 Eliminate Cumulative Voting Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Approve Non-Employee Director Restricted Stock Plan Mgmt For For
5 Ratify Auditors Mgmt For For
FOREST LABORATORIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FRX 09-Aug-10 USA 345838106 Annual 18-Jun-10
CUSIP: 345838106 ISIN: US3458381064 SEDOL: 2346508
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Howard Solomon Mgmt For For
1.2 Elect Director Lawrence S. Olanoff Mgmt For For
1.3 Elect Director Nesli Basgoz Mgmt For For
1.4 Elect Director William J. Candee Mgmt For For
1.5 Elect Director George S. Cohan Mgmt For For
1.6 Elect Director Dan L. Goldwasser Mgmt For For
1.7 Elect Director Kenneth E. Goodman Mgmt For For
1.8 Elect Director Lester B. Salans Mgmt For For
1.9 Elect Director Peter J. Zimetbaum Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Ratify Auditors Mgmt For For
5 Reimburse Proxy Contest Expenses SH Against Against
QUALITY SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
QSII 11-Aug-10 USA 747582104 Annual 15-Jun-10
CUSIP: 747582104 ISIN: US7475821044 SEDOL: 2715391
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Craig Barbarosh Mgmt For For
1.2 Elect Director Dr. Murray Brennan Mgmt For For
1.3 Elect Director George Bristol Mgmt For For
1.4 Elect Director Patrick Cline Mgmt For For
1.5 Elect Director Ahmed Hussein Mgmt For For
1.6 Elect Director Russell Pflueger Mgmt For For
1.7 Elect Director Steven Plochocki Mgmt For For
1.8 Elect Director Sheldon Razin Mgmt For For
1.9 Elect Director Maureen Spivak Mgmt For For
2 Ratify Auditors Mgmt For For
ELECTRO SCIENTIFIC INDUSTRIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ESIO 12-Aug-10 USA 285229100 Annual 07-Jun-10
CUSIP: 285229100 ISIN: US2852291002 SEDOL: 2310440
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Frederick A. Ball Mgmt For For
1.2 Elect Director Nicholas Konidaris Mgmt For For
1.3 Elect Director Robert R. Walker Mgmt For For
1.4 Elect Director David Nierenberg Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
THE GEO GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GEO 12-Aug-10 USA 36159R103 Special 02-Jul-10
CUSIP: 36159R103 ISIN: US36159R1032 SEDOL: 2943299
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Issue Shares in Connection with Acquisition Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Adjourn Meeting Mgmt For For
ALCON INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACL 16-Aug-10 Switzerland H01301102 Special 09-Aug-10
CUSIP: H01301102 ISIN: CH0013826497 SEDOL: 2852395
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1a Elect Enrico Vanni as Director Mgmt For For
1b Elect Norman Walker as Director Mgmt For For
1c Elect Paul Choffat as Director Mgmt For For
1d Elect Urs Baerlocher as Director Mgmt For For
1e Elect Jacques Seydoux as Director Mgmt For For
ICONIX BRAND GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ICON 19-Aug-10 USA 451055107 Annual 23-Jun-10
CUSIP: 451055107 ISIN: US4510551074 SEDOL: 2175575
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Neil Cole Mgmt For For
1.2 Elect Director Barry Emanuel Mgmt For For
1.3 Elect Director Steven Mendelow Mgmt For For
1.4 Elect Director Drew Cohen Mgmt For For
1.5 Elect Director F. Peter Cuneo Mgmt For For
1.6 Elect Director Mark Friedman Mgmt For For
1.7 Elect Director James A. Marcum Mgmt For For
2 Ratify Auditors Mgmt For For
DAKTRONICS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAKT 25-Aug-10 USA 234264109 Annual 28-Jun-10
CUSIP: 234264109 ISIN: US2342641097 SEDOL: 2254010
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director James B. Morgan Mgmt For For
1.2 Elect Director John L. Mulligan Mgmt For For
1.3 Elect Director Duane E. Sander Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Other Business Mgmt For Abstain
IXYS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IXYS 27-Aug-10 USA 46600W106 Annual 01-Jul-10
CUSIP: 46600W106 ISIN: US46600W1062 SEDOL: 2243591
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald L. Feucht Mgmt For For
1.2 Elect Director Samuel Kory Mgmt For For
1.3 Elect Director S. Joon Lee Mgmt For For
1.4 Elect Director Timothy A. Richardson Mgmt For For
1.5 Elect Director James M. Thorburn Mgmt For For
1.6 Elect Director Nathan Zommer Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
TOWERS WATSON & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TW 09-Sep-10 USA 891894107 Special 23-Jul-10
CUSIP: N/A ISIN: US8918941076 SEDOL: B5VW407
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Amend Certificate of Incorporation to Eliminate Five Percent Mgmt For For
Share Conversion Provision
BOB EVANS FARMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BOBE 13-Sep-10 USA 096761101 Annual 15-Jul-10
CUSIP: 096761101 ISIN: US0967611015 SEDOL: 2107750
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Michael J. Gasser Mgmt For For
2 Elect Director E. Gordon Gee Mgmt For For
3 Elect Director E.W. (Bill) Ingram Mgmt For For
4 Elect Director Bryan G. Stockton Mgmt For For
5 Declassify the Board of Directors Mgmt For For
6 Reduce Supermajority Vote Requirement Mgmt For For
7 Ratify Auditors Mgmt For For
8 Approve Omnibus Stock Plan Mgmt For Against
EXAR CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EXAR 15-Sep-10 USA 300645108 Annual 20-Jul-10
CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Izak Bencuya Mgmt For For
1.2 Elect Director Pierre Guilbault Mgmt For For
1.3 Elect Director Brian Hilton Mgmt For For
1.4 Elect Director Richard L. Leza Mgmt For For
1.5 Elect Director Gary Meyers Mgmt For For
1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For
1.7 Elect Director Pedro (Pete) Rodriguez Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
MASTERCARD INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MA 21-Sep-10 USA 57636Q104 Annual 26-Jul-10
CUSIP: 57636Q104 ISIN: US57636Q1040 SEDOL: B121557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Declassify the Board of Directors Mgmt For For
2 Reduce Supermajority Vote Requirement Mgmt For For
3 Amend Board Qualifications Mgmt For For
4 Amend Stock Ownership Limitations Mgmt For For
5 Adjourn Meeting Mgmt For For
6.1 Elect Director Nancy J. Karch Mgmt For For
6.2 Elect Director Jose Octavio Reyes Lagunes Mgmt For For
6.3 Elect Director Edward Suning Tian Mgmt For For
6.4 Elect Director Silvio Barzi Mgmt For For
7 Approve Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
CASEY'S GENERAL STORES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CASY 23-Sep-10 USA 147528103 Proxy Contest 29-Jul-10
CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proxy (White Card) Mgmt
1.1 Elect Director Robert J. Myers Mgmt For For
1.2 Elect Director Diane C. Bridgewater Mgmt For For
1.3 Elect Director Johnny Danos Mgmt For For
1.4 Elect Director H. Lynn Horak Mgmt For For
1.5 Elect Director Kenneth H. Haynie Mgmt For For
1.6 Elect Director William C. Kimball Mgmt For For
1.7 Elect Director Jeffrey M. Lamberti Mgmt For For
1.8 Elect Director Richard A. Wilkey Mgmt For For
2 Ratify Auditors Mgmt For For
3 Repeal Bylaws Amendments Adopted after June 10, 2009 SH Against Against
Dissident Proxy (Blue Card) Mgmt
1.1 Elect Director Howard W. Bates SH For Do Not Vote
1.2 Elect Director Hugh L. Cooley SH For Do Not Vote
1.3 Elect Director G. Terrence Coriden SH For Do Not Vote
1.4 Elect Director Mickey Kim SH For Do Not Vote
1.5 Elect Director D.O. Mann SH For Do Not Vote
1.6 Elect Director Kevin J. Martin SH For Do Not Vote
1.7 Elect Director David B. McKinney SH For Do Not Vote
1.8 Elect Director Marc E. Rothbart SH For Do Not Vote
2 Repeal Bylaws Amendments Adopted after June 10, 2009 SH For Do Not Vote
3 Ratify Auditors Mgmt For Do Not Vote
FEDEX CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FDX 27-Sep-10 USA 31428X106 Annual 02-Aug-10
CUSIP: 31428X106 ISIN: US31428X1063 SEDOL: 2142784
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James L. Barksdale Mgmt For For
2 Elect Director John A. Edwardson Mgmt For For
3 Elect Director J.R. Hyde, III Mgmt For For
4 Elect Director Shirley A. Jackson Mgmt For For
5 Elect Director Steven R. Loranger Mgmt For For
6 Elect Director Gary W. Loveman Mgmt For For
7 Elect Director Susan C. Schwab Mgmt For For
8 Elect Director Frederick W. Smith Mgmt For For
9 Elect Director Joshua I. Smith Mgmt For For
10 Elect Director David P. Steiner Mgmt For For
11 Elect Director Paul S. Walsh Mgmt For For
12 Approve Omnibus Stock Plan Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Require Independent Board Chairman SH Against Against
15 Provide Right to Act by Written Consent SH Against For
16 Adopt Policy on Succession Planning SH Against Against
WORTHINGTON INDUSTRIES INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WOR 30-Sep-10 USA 981811102 Annual 10-Aug-10
CUSIP: 981811102 ISIN: US9818111026 SEDOL: 2981932
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kerrii B. Anderson Mgmt For For
1.2 Elect Director John P. McConnell Mgmt For For
1.3 Elect Director Mary Schiavo Mgmt For For
2 Approve Stock Option Plan Mgmt For For
3 Ratify Auditors Mgmt For For
LANDRYS RESTAURANTS, INC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LNY 04-Oct-10 USA 51508L103 Special 16-Aug-10
CUSIP: 51508L103 ISIN: US51508L1035 SEDOL: 2504254
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
PSYCHIATRIC SOLUTIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PSYS 05-Oct-10 USA 74439H108 Special 24-Aug-10
CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
MEDIFAST INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MED 08-Oct-10 USA 58470H101 Annual 16-Aug-10
CUSIP: 58470H101 ISIN: US58470H1014 SEDOL: 2934033
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles P. Connolly Mgmt For For
2 Elect Director Jason L. Groves Mgmt For For
3 Elect Director Bradley T. MacDonald Mgmt For For
4 Elect Director John P. McDaniel Mgmt For For
5 Elect Director Donald F. Reilly Mgmt For For
6 Elect Director Harvey C. Barnum Mgmt For For
7 Elect Director Jerry D. Reece Mgmt For For
8 Ratify Auditors Mgmt For For
9 Amend Articles Bylaws Mgmt For Against
THE PROCTER & GAMBLE COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PG 12-Oct-10 USA 742718109 Annual 13-Aug-10
CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Angela F. Braly Mgmt For For
2 Elect Director Kenneth I. Chenault Mgmt For For
3 Elect Director Scott D. Cook Mgmt For For
4 Elect Director Rajat K. Gupta Mgmt For For
5 Elect Director Robert A. Mcdonald Mgmt For For
6 Elect Director W. James Mcnerney, Jr. Mgmt For For
7 Elect Director Johnathan A. Rodgers Mgmt For For
8 Elect Director Mary A. Wilderotter Mgmt For For
9 Elect Director Patricia A. Woertz Mgmt For For
10 Elect Director Ernesto Zedillo Mgmt For For
11 Ratify Auditors Mgmt For For
12 Provide for Cumulative Voting SH Against Against
DIAGEO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DGE 14-Oct-10 United Kingdom G42089113 Annual 12-Oct-10
CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Peggy Bruzelius as Director Mgmt For For
5 Re-elect Laurence Danon as Director Mgmt For For
6 Re-elect Betsy Holden as Director Mgmt For For
7 Re-elect Lord (Clive) Hollick of Notting Hill as Director Mgmt For For
8 Re-elect Franz Humer as Director Mgmt For For
9 Re-elect Philip Scott as Director Mgmt For For
10 Re-elect Todd Stitzer as Director Mgmt For For
11 Re-elect Paul Walker as Director Mgmt For For
12 Re-elect Paul Walsh as Director Mgmt For For
13 Elect Lord (Mervyn) Davies of Abersoch as Director Mgmt For For
14 Elect Deirdre Mahlan as Director Mgmt For For
15 Reappoint KPMG Audit plc as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Amend Diageo 2001 Share Incentive Plan Mgmt For For
22 Approve Diageo 2010 Sharesave Plan Mgmt For For
23 Authorise the Company to Establish International Share Plans Mgmt For For
24 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
H & M HENNES & MAURITZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 20-Oct-10 Sweden W41422101 Special 14-Oct-10
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Chairman of Meeting Mgmt For None
3 Prepare and Approve List of Shareholders Mgmt For None
4 Approve Agenda of Meeting Mgmt For None
5 Designate Inspector(s) of Minutes of Meeting Mgmt For None
6 Acknowledge Proper Convening of Meeting Mgmt For None
7 Approve an Incentive Programme for all Employees of the Mgmt For None
H&M Group
8 Amend Remuneration Policy And Other Terms of Mgmt For None
Employment For Executive Management
9 Close Meeting Mgmt
Not Voted Note: No power of attorney on file
BHP BILLITON PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BLT 21-Oct-10 United Kingdom G10877101 Annual 19-Oct-10
CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Dr John Buchanan as Director Mgmt For For
3 Re-elect David Crawford as Director Mgmt For For
4 Re-elect Keith Rumble as Director Mgmt For For
5 Re-elect Dr John Schubert as Director Mgmt For For
6 Re-elect Jacques Nasser as Director Mgmt For For
7 Elect Malcolm Broomhead as Director Mgmt For For
8 Elect Carolyn Hewson as Director Mgmt For For
9 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
12 Authorise Market Purchase Mgmt For For
13 Approve Remuneration Report Mgmt For For
14 Amend Long Term Incentive Plan Mgmt For For
15 Approve Grant of Share Awards to Marius Kloppers Mgmt For For
16 Amend the Constitution of BHP Billiton Limited Mgmt For For
17 Amend Articles of Association of BHP Billiton plc Mgmt For For
COMMONWEALTH BANK OF AUSTRALIA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBA 26-Oct-10 Australia Q26915100 Annual 24-Oct-10
CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Financial Year Ended June 30, 2010
2(a) Elect John Anderson as a Director Mgmt For For
2(b) Elect Harrison Young as a Director Mgmt For For
2(c) Elect Brian Long as a Director Mgmt For For
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
June 30, 2010
4 Approve the Grant of Reward Rights with a Face Value of Up Mgmt For For
to A$4.25 Million to Ralph Norris, Chief Executive Officer,
Under the Company's Group Leadership Reward Plan
Pursuant to the 2010 to 2011 Financial Year
INVESTORS BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ISBC 26-Oct-10 USA 46146P102 Annual 09-Sep-10
CUSIP: 46146P102 ISIN: US46146P1021 SEDOL: B0J2NT6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert M. Cashill Mgmt For For
1.2 Elect Director Brian D. Dittenhafer Mgmt For For
1.3 Elect Director Vincent D. Manahan III Mgmt For For
1.4 Elect Director James H. Ward, III Mgmt For For
2 Ratify Auditors Mgmt For For
PARKER-HANNIFIN CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PH 27-Oct-10 USA 701094104 Annual 31-Aug-10
CUSIP: 701094104 ISIN: US7010941042 SEDOL: 2671501
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert G. Bohn Mgmt For For
1.2 Elect Director Linda S. Harty Mgmt For For
1.3 Elect Director William E. Kassling Mgmt For For
1.4 Elect Director Robert J. Kohlhepp Mgmt For For
1.5 Elect Director Klaus-Peter Muller Mgmt For For
1.6 Elect Director Candy M. Obourn Mgmt For For
1.7 Elect Director Joseph M. Scaminace Mgmt For For
1.8 Elect Director Wolfgang R. Schmitt Mgmt For For
1.9 Elect Director Ake Svensson Mgmt For For
1.10 Elect Director Markos I. Tambakeras Mgmt For For
1.11 Elect Director James L. Wainscott Mgmt For For
1.12 Elect Director Donald E. Washkewicz Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Require Independent Board Chairman SH Against Against
SRA INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SRX 28-Oct-10 USA 78464R105 Annual 31-Aug-10
CUSIP: 78464R105 ISIN: US78464R1059 SEDOL: 2865241
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John W. Barter Mgmt For For
1.2 Elect Director Larry R. Ellis Mgmt For For
1.3 Elect Director Miles R. Gilburne Mgmt For For
1.4 Elect Director W. Robert Grafton Mgmt For For
1.5 Elect Director William T. Keevan Mgmt For For
1.6 Elect Director Michael R. Klein Mgmt For For
1.7 Elect Director David H. Langstaff Mgmt For For
1.8 Elect Director Stanton D. Sloane Mgmt For For
1.9 Elect Director Ernst Volgenau Mgmt For For
1.10 Elect Director Gail R. Wilensky Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
COACH, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COH 03-Nov-10 USA 189754104 Annual 07-Sep-10
CUSIP: 189754104 ISIN: US1897541041 SEDOL: 2646015
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lew Frankfort Mgmt For For
1.2 Elect Director Susan Kropf Mgmt For For
1.3 Elect Director Gary Loveman Mgmt For For
1.4 Elect Director Ivan Menezes Mgmt For For
1.5 Elect Director Irene Miller Mgmt For For
1.6 Elect Director Michael Murphy Mgmt For For
1.7 Elect Director Jide Zeitlin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Adopt Policy on Ending Use of Animal Fur in Products SH Against Against
BUCKEYE TECHNOLOGIES INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BKI 04-Nov-10 USA 118255108 Annual 10-Sep-10
CUSIP: 118255108 ISIN: US1182551085 SEDOL: 2152943
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lewis E. Holland Mgmt For For
1.2 Elect Director Kristopher J. Matula Mgmt For For
1.3 Elect Director Virginia B. Wetherell Mgmt For For
2 Ratify Auditors Mgmt For For
G&K SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GKSR 04-Nov-10 USA 361268105 Annual 07-Sep-10
CUSIP: 361268105 ISIN: US3612681052 SEDOL: 2357317
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John S. Bronson Mgmt For For
1.2 Elect Director Wayne M. Fortun Mgmt For For
1.3 Elect Director Ernest J. Mrozek Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
JACK HENRY & ASSOCIATES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JKHY 09-Nov-10 USA 426281101 Annual 20-Sep-10
CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jerry D. Hall Mgmt For For
1.2 Elect Director Michael E. Henry Mgmt For For
1.3 Elect Director James J. Ellis Mgmt For For
1.4 Elect Director Craig R. Curry Mgmt For For
1.5 Elect Director Wesley A. Brown Mgmt For For
1.6 Elect Director Matthew C. Flanigan Mgmt For For
1.7 Elect Director Marla K. Shepard Mgmt For For
1.8 Elect Director John F. Prim Mgmt For For
2 Amend Restricted Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
LANCASTER COLONY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LANC 15-Nov-10 USA 513847103 Annual 17-Sep-10
CUSIP: 513847103 ISIN: US5138471033 SEDOL: 2503206
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kenneth L. Cooke Mgmt For For
1.2 Elect Director Alan F. Harris Mgmt For For
1.3 Elect Director Zuheir Sofia Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BHP 16-Nov-10 Australia Q1498M100 Annual 14-Nov-10
CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve the Financial Statements and Statutory Reports for Mgmt For For
the Financial Year Ended June 30, 2010
2 Elect John Buchanan as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
3 Elect David Crawford as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
4 Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Mgmt For For
Billiton Plc
5 Elect John Schubert as a Director of BHP Billiton Ltd and BHP Mgmt For For
Billiton Plc
6 Elect Jacques Nasser as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
7 Elect Malcolm Broomhead as a Director of BHP Billiton Ltd Mgmt For For
and BHP Billiton Plc
8 Elect Carolyn Hewson as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
9 Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For
10 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights Up to an Amount of $277.98 Million
11 Approve Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights Up to an Aggregate Nominal
Amount of $55.78 Million
12 Approve the Repurchase of Up to 223.11 Million Shares in Mgmt For For
BHP Billiton Plc
13 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
June 30, 2010
14 Approve the Amendments to the BHP Billiton Ltd Long Term Mgmt For For
Incentive Plan and to the BHP Billiton Plc Long Term
Incentive Plan
15 Approve the Grant of Deferred Shares and Options Under the Mgmt For For
BHP Billiton Ltd Group Incentive Scheme and Performance
Shares Under the BHP Billiton Ltd Long Term Incentive Plan
to Marius Kloppers, Executive Director
16 Approve the Amendments to Constitution of BHP Billiton Ltd Mgmt For For
17 Approve the Amendments to the Articles of Association of Mgmt For For
BHP Billiton Plc
MICROSOFT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MSFT 16-Nov-10 USA 594918104 Annual 03-Sep-10
CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Steven A. Ballmer Mgmt For For
2 Elect Director Dina Dublon Mgmt For For
3 Elect Director William H. Gates III Mgmt For For
4 Elect Director Raymond V. Gilmartin Mgmt For For
5 Elect Director Reed Hastings Mgmt For For
6 Elect Director Maria M. Klawe Mgmt For For
7 Elect Director David F. Marquardt Mgmt For For
8 Elect Director Charles H. Noski Mgmt For For
9 Elect Director Helmut Panke Mgmt For For
10 Ratify Auditors Mgmt For For
11 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
CACI INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CACI 17-Nov-10 USA 127190304 Annual 20-Sep-10
CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Dan R. Bannister Mgmt For For
1.2 Elect Director Paul M. Cofoni Mgmt For For
1.3 Elect Director Gordon R. England Mgmt For For
1.4 Elect Director James S. Gilmore III Mgmt For For
1.5 Elect Director Gregory G. Johnson Mgmt For For
1.6 Elect Director Richard L. Leatherwood Mgmt For For
1.7 Elect Director J. Phillip London Mgmt For For
1.8 Elect Director James L. Pavitt Mgmt For For
1.9 Elect Director Warren R. Phillips Mgmt For For
1.10 Elect Director Charles P. Revoile Mgmt For For
1.11 Elect Director William S. Wallace Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt None Abstain
CISCO SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CSCO 18-Nov-10 USA 17275R102 Annual 20-Sep-10
CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol A. Bartz Mgmt For For
2 Elect Director M. Michele Burns Mgmt For For
3 Elect Director Michael D. Capellas Mgmt For For
4 Elect Director Larry R. Carter Mgmt For For
5 Elect Director John T. Chambers Mgmt For For
6 Elect Director Brian L. Halla Mgmt For For
7 Elect Director John L. Hennessy Mgmt For For
8 Elect Director Richard M. Kovacevich Mgmt For For
9 Elect Director Roderick C. Mcgeary Mgmt For For
10 Elect Director Michael K. Powell Mgmt For For
11 Elect Director Arun Sarin Mgmt For For
12 Elect Director Steven M. West Mgmt For For
13 Elect Director Jerry Yang Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Ratify Auditors Mgmt For For
16 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
17 Report on Internet Fragmentation SH Against For
18 Adopt Policy Prohibiting Sale of Products in China if they SH Against Against
Contribute to Human Rights Abuses
WOOLWORTHS LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WOW 18-Nov-10 Australia Q98418108 Annual 16-Nov-10
CUSIP: Q98418108 ISIN: AU000000WOW2 SEDOL: 6981239
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended June 27, 2010
2 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
June 27, 2010
3(a) Elect Jayne Hrdlicka as a Director Mgmt For For
3(b) Elect Stephen Mayne as a Director SH Against Against
3(c) Elect Ian John Macfarlane Mgmt For For
4 Approve the Woolworths Long Term Incentive Plan Mgmt For For
5 Approve the Amendments to the Company's Constitution Mgmt For For
Regarding the Apportionment of Dividends and
Superannuation Contributions
6 Approve the Increase in the Remuneration of Non-Executive Mgmt For For
Directors to A$4 Million Per Annum
ACCURAY INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARAY 19-Nov-10 USA 004397105 Annual 21-Sep-10
CUSIP: 004397105 ISIN: US0043971052 SEDOL: B1R2HW6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert S. Weiss Mgmt For For
1.2 Elect Director Peter Fine Mgmt For For
2 Ratify Auditors Mgmt For For
LIVE NATION ENTERTAINMENT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LYV 02-Dec-10 USA 538034109 Annual 18-Oct-10
CUSIP: 538034109 ISIN: US5380341090 SEDOL: B0T7YX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Irving L. Azoff Mgmt For Withhold
1.2 Elect Director Mark Carleton Mgmt For Withhold
1.3 Elect Director Jonathan F. Miller Mgmt For Withhold
1.4 Elect Director Michael Rapino Mgmt For Withhold
1.5 Elect Director Mark S. Shapiro Mgmt For Withhold
2 Ratify Auditors Mgmt For For
VAIL RESORTS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MTN 03-Dec-10 USA 91879Q109 Annual 07-Oct-10
CUSIP: 91879Q109 ISIN: US91879Q1094 SEDOL: 2954194
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Roland A. Hernandez Mgmt For For
1.2 Elect Director Thomas D. Hyde Mgmt For For
1.3 Elect Director Jeffrey W. Jones Mgmt For For
1.4 Elect Director Robert A. Katz Mgmt For For
1.5 Elect Director Richard D. Kincaid Mgmt For For
1.6 Elect Director John T. Redmond Mgmt For For
1.7 Elect Director Hilary A. Schneider Mgmt For For
1.8 Elect Director John F. Sorte Mgmt For For
2 Ratify Auditors Mgmt For For
EQUITY ONE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQY 15-Dec-10 USA 294752100 Special 11-Nov-10
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Amend Charter to Add Foreign Ownership Limits Mgmt For Against
2 Limit Voting Rights of Shares Beneficially Owned in Excess of Mgmt For Against
9.9% of Company's Stock
3 Adjourn Meeting Mgmt For Against
WESTPAC BANKING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WBC 15-Dec-10 Australia Q97417101 Annual 13-Dec-10
CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30, 2010
2 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
3(a) Elect Elizabeth Blomfield Bryan as a Director Mgmt For For
3(b) Elect Peter John Oswin Hawkins as a Director Mgmt For For
3(c) Elect Carolyn Judith Hewson as a Director Mgmt For For
4 Approve the Grant of Up to A$1.44 Million Worth of Shares Mgmt For For
Under the CEO Restricted Rights Plan and 176,125
Performance Rights Under the CEO Performance Rights Plan
to Gail Patricia Kelly, Managing Director and CEO
NATIONAL AUSTRALIA BANK LIMITED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NAB 16-Dec-10 Australia Q65336119 Annual 14-Dec-10
CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30. 2010
2a Elect Patricia Cross as a Director Mgmt For For
2b Elect Danny Gilbert as a Director Mgmt For For
2c Elect Jillian Segal as a Director Mgmt For For
2d Elect Malcolm Williamson as a Director Mgmt For For
2e Elect Anthony Yuen as a Director Mgmt For For
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
4a Approve the Grant of Up to A$4.42 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to
Cameron Clyne, Group Chief Executive Officer
4b Approve the Grant of Up to A$1.85 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to Mark
Joiner, Executive Director
4c Approve the Grant of Up to A$1.92 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to Michael
Ullmer, Executive Director
5 Approve the Provision of Termination Benefits to T. Burns Mgmt For For
Upon Cessation of Employment
6a Approve the Selective Buyback of Up to 600 Unpaid 2008 Mgmt For For
Preference Shares of the Company
6b Approve the Reduction of Capital of the 2008 Stapled Mgmt For For
Securities Issued on Sept. 24, 2008
6c Approve the Selective Buyback of Up to 1,000 Unpaid 2009 Mgmt For For
Preference Shares of the Company
6d Approve the Reduction of Capital of the 2009 Stapled Mgmt For For
Securitites Issued on Sept. 30, 2009
AMERICAN OIL & GAS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AEZ 17-Dec-10 USA 028723104 Special 15-Nov-10
CUSIP: 028723104 ISIN: US0287231049 SEDOL: 2621766
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
3 Other Business Mgmt For Abstain
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ANZ 17-Dec-10 Australia Q09504137 Annual 15-Dec-10
CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proposals Mgmt
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30, 2010
2 Approve the Amendments to the Company's Constitution Mgmt For For
Regarding Profits Test for Dividend Distribution
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
4 Approve the Grant of Performance Rights Worth Up to A$3 Mgmt For For
Million to Michael Smith, Chief Executive Officer, Under the
ANZ Share Option Plan
5(a) Elect G. J. Clark as a Director Mgmt For For
5(b) Elect D. E. Meiklejohn as a Director Mgmt For For
Shareholder Proposal Mgmt
5(c) Elect R. J. Reeves as a Director SH Against Against
Management Proposal Mgmt
5(d) Elect I. J. Macfarlane as a Director Mgmt For For
THE DRESS BARN, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DBRN 17-Dec-10 USA 261570105 Annual 08-Oct-10
CUSIP: 261570105 ISIN: US2615701057 SEDOL: 2280565
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Formation of Holding Company Mgmt For For
2.1 Elect Director Elliot S. Jaffe Mgmt For For
2.2 Elect Director Michael W. Rayden Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Ratify Auditors Mgmt For For
ACUITY BRANDS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AYI 07-Jan-11 USA 00508Y102 Annual 10-Nov-10
CUSIP: 00508Y102 ISIN: US00508Y1029 SEDOL: 2818461
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gordon D. Harnett Mgmt For For
1.2 Elect Director Robert F. McCullough Mgmt For For
1.3 Elect Director Neil Williams Mgmt For For
1.4 Elect Director Norman H. Wesley Mgmt For For
2 Ratify Auditors Mgmt For For
MOOG, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MOG.A 12-Jan-11 USA 615394202 Annual 01-Dec-10
CUSIP: 615394202 ISIN: US6153942023 SEDOL: 2601218
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Albert F. Myers Mgmt For For
1.2 Elect Director Raymond W. Boushie Mgmt For For
2 Ratify Auditors Mgmt For For
WALGREEN CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WAG 12-Jan-11 USA 931422109 Annual 15-Nov-10
CUSIP: 931422109 ISIN: US9314221097 SEDOL: 2934839
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David J. Brailer Mgmt For For
2 Elect Director Steven A. Davis Mgmt For For
3 Elect Director William C. Foote Mgmt For For
4 Elect Director Mark P. Frissora Mgmt For For
5 Elect Director Ginger L. Graham Mgmt For For
6 Elect Director Alan G. McNally Mgmt For For
7 Elect Director Nancy M. Schlichting Mgmt For For
8 Elect Director David Y. Schwartz Mgmt For For
9 Elect Director Alejandro Silva Mgmt For For
10 Elect Director James A. Skinner Mgmt For For
11 Elect Director Gregory D. Wasson Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles of Incorporation to Revise the Purpose Clause Mgmt For For
14 Reduce Supermajority Vote Requirement Mgmt For For
15 Rescind Fair Price Provision Mgmt For For
16 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
17 Performance-Based Equity Awards SH Against For
ARCELORMITTAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 25-Jan-11 Luxembourg L0302D129 Special
CUSIP: N/A ISIN: LU0323134006 SEDOL: B03XPL1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Special Meeting Mgmt
Ordinary Business Mgmt
1 Elect Suzanne P. Nimocks as Director Mgmt For For
Extraordinary Business Mgmt
1 Acknowledge Report of the Board Re: Spin-Off of the Mgmt For For
Stainless and Specialty Steel Business
2 Acknowledge Report of PricewaterhouseCoopers Re: The Mgmt For For
Spin-Off
3 Approve Spin-Off of the Stainless and Specialty Steel Mgmt For For
Business to a Newly Created Company Called APERAM
4 Determination of the Effective Date of the Spin-Off Mgmt For For
5 Approve Reduction in Share Capital to Reflect Spin-Off Mgmt For For
without Cancellation of Outstanding Shares
6 Amend Articles to Reflect Changes in Capital as Proposed Mgmt For For
under Item 5
7 Amend Articles Re: Legislative Changes and Implementation Mgmt For For
of the EU Shareholder Rights Directive
8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
SIEMENS AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIE 25-Jan-11 Germany D69671218 Annual
CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proposals Mgmt
1 Receive Supervisory Board Report, Corporate Governance Mgmt
Report, Remuneration Report, and Compliance Report for
Fiscal 2009/2010 (Non-Voting)
2 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009/2010 (Non-Voting)
3 Approve Allocation of Income and Dividends of EUR 2.70 per Mgmt For For
Share
4 Approve Discharge of Management Board for Fiscal Mgmt For For
2009/2010
5 Approve Discharge of Supervisory Board for Fiscal 2009/2010 Mgmt For For
6 Approve Remuneration System for Management Board Mgmt For For
Members
7 Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 Mgmt For For
and for the Inspection of the Abbreviated Financial
Statements for the First Half of Fiscal 2010/2011
8 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
9 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
10 Approve Creation of EUR 90 Million Pool of Capital to Mgmt For For
Guarantee Conversion Rights for Issuance of Shares to
Employees
11 Approve Remuneration of Supervisory Board Mgmt For For
12 Approve Affiliation Agreements with Siemens Finance GmbH Mgmt For For
13 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15 Billion; Approve
Creation of EUR 270 Million Pool of Capital to Guarantee
Conversion Rights
Shareholder Proposal Submitted by Verein von Mgmt
Belegschaftsaktionaeren in der Siemens AG e.V.
14 Amend Corporate Purpose SH Against Against
JOHNSON CONTROLS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JCI 26-Jan-11 USA 478366107 Annual 18-Nov-10
CUSIP: 478366107 ISIN: US4783661071 SEDOL: 2476803
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Natalie A. Black Mgmt For For
1.2 Elect Director Robert A. Cornog Mgmt For For
1.3 Elect Director William H. Lacy Mgmt For For
1.4 Elect Director Stephen A. Roell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
WOODWARD GOVERNOR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WGOV 26-Jan-11 USA 980745103 Annual 29-Nov-10
CUSIP: 980745103 ISIN: US9807451037 SEDOL: 2948089
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mary L. Petrovich Mgmt For For
1.2 Elect Director Larry E. Rittenberg Mgmt For Withhold
1.3 Elect Director Michael T. Yonker Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Change Company Name Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Reduce Supermajority Vote Requirement SH Against For
VISA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
V 27-Jan-11 USA 92826C839 Annual 03-Dec-10
CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Declassify the Board of Directors Mgmt For For
2 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
3.1 Elect Director Gary P. Coughlan Mgmt For For
3.2 Elect Director Mary B. Cranston Mgmt For For
3.3 Elect Director Francisco Javier Fernandez-Carbajal Mgmt For For
3.4 Elect Director Robert W. Matschullat Mgmt For For
3.5 Elect Director Cathy E. Minehan Mgmt For For
3.6 Elect Director Suzanne Nora Johnson Mgmt For For
3.7 Elect Director David J. Pang Mgmt For For
3.8 Elect Director Joseph W. Saunders Mgmt For For
3.9 Elect Director William S. Shanahan Mgmt For For
3.10 Elect Director John A. Swainson Mgmt For For
4.1 Elect Director Suzanne Nora Johnson Mgmt For For
4.2 Elect Director Joseph W. Saunders Mgmt For For
4.3 Elect Director John A. Swainson Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Amend Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
ROCK-TENN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RKT 28-Jan-11 USA 772739207 Annual 26-Nov-10
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Powell Brown Mgmt For For
1.2 Elect Director Robert M. Chapman Mgmt For For
1.3 Elect Director Russell M. Currey Mgmt For For
1.4 Elect Director G. Stephen Felker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
LINDSAY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LNN 31-Jan-11 USA 535555106 Annual 02-Dec-10
CUSIP: 535555106 ISIN: US5355551061 SEDOL: 2516613
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael N. Christodolou Mgmt For For
1.2 Elect Director W. Thomas Jagodinski Mgmt For For
1.3 Elect Director J. David McIntosh Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EMERSON ELECTRIC CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EMR 01-Feb-11 USA 291011104 Annual 23-Nov-10
CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director D.N. Farr Mgmt For Withhold
1.2 Elect Director H. Green Mgmt For For
1.3 Elect Director C.A. Peters Mgmt For For
1.4 Elect Director J.W. Prueher Mgmt For For
1.5 Elect Director R.L. Ridgway Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Approve Stock Option Plan Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
7 Report on Sustainability SH Against For
GRIFFON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GFF 03-Feb-11 USA 398433102 Annual 06-Dec-10
CUSIP: 398433102 ISIN: US3984331021 SEDOL: 2463344
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Bertrand M. Bell Mgmt For For
1.2 Elect Director Robert G. Harrison Mgmt For For
1.3 Elect Director Ronald J. Kramer Mgmt For For
1.4 Elect Director Martin S. Sussman Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Two One Year
Years
4 Approve Omnibus Stock Plan Mgmt For For
5 Approve Executive Incentive Bonus Plan Mgmt For For
6 Ratify Auditors Mgmt For For
RUDDICK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RDK 17-Feb-11 USA 781258108 Annual 10-Dec-10
CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John R. Belk Mgmt For For
1.2 Elect Director John P. Derham Cato Mgmt For For
1.3 Elect Director Thomas W. Dickson Mgmt For For
1.4 Elect Director James E.S. Hynes Mgmt For For
1.5 Elect Director Anna Spangler Nelson Mgmt For For
1.6 Elect Director Bailey W. Patrick Mgmt For For
1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For
1.8 Elect Director Harold C. Stowe Mgmt For For
1.9 Elect Director Isaiah Tidwell Mgmt For For
1.10 Elect Director William C. Warden, Jr. Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
COMPELLENT TECHNOLOGIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CML 22-Feb-11 USA 20452A108 Special 04-Jan-11
CUSIP: 20452A108 ISIN: US20452A1088 SEDOL: B285LP2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
APPLE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAPL 23-Feb-11 USA 037833100 Annual 27-Dec-10
CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William V. Campbell Mgmt For For
1.2 Elect Director Millard S. Drexler Mgmt For For
1.3 Elect Director Albert A. Gore, Jr. Mgmt For For
1.4 Elect Director Steven P. Jobs Mgmt For For
1.5 Elect Director Andrea Jung Mgmt For For
1.6 Elect Director Arthur D. Levinson Mgmt For For
1.7 Elect Director Ronald D. Sugar Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Adopt Policy on Succession Planning SH Against Against
6 Require a Majority Vote for the Election of Directors SH Against For
SIRONA DENTAL SYSTEMS, INC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIRO 23-Feb-11 USA 82966C103 Annual 27-Dec-10
CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William K. Hood Mgmt For For
1.2 Elect Director Thomas Jetter Mgmt For For
1.3 Elect Director Harry M. Jansen Kraemer, Jr. Mgmt For For
1.4 Elect Director Jeffrey T. Slovin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
NORDSON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NDSN 01-Mar-11 USA 655663102 Annual 03-Jan-11
CUSIP: 655663102 ISIN: US6556631025 SEDOL: 2641838
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joseph P. Keithley Mgmt For For
1.2 Elect Director Mary G. Puma Mgmt For For
1.3 Elect Director William L. Robinson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WGL HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WGL 03-Mar-11 USA 92924F106 Annual 03-Jan-11
CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael D. Barnes Mgmt For For
1.2 Elect Director George P. Clancy, Jr. Mgmt For For
1.3 Elect Director James W. Dyke, Jr. Mgmt For For
1.4 Elect Director Melvyn J. Estrin Mgmt For For
1.5 Elect Director James F. Lafond Mgmt For For
1.6 Elect Director Debra L. Lee Mgmt For For
1.7 Elect Director Terry D. McCallister Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide for Cumulative Voting SH Against Against
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
PIEDMONT NATURAL GAS COMPANY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PNY 04-Mar-11 USA 720186105 Annual 27-Dec-10
CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Malcolm E. Everett III Mgmt For For
1.2 Elect Director Frank B. Holding, Jr. Mgmt For For
1.3 Elect Director Minor M. Shaw Mgmt For For
1.4 Elect Director Muriel W. Sheubrooks Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
ABM INDUSTRIES INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ABM 08-Mar-11 USA 000957100 Annual 12-Jan-11
CUSIP: 000957100 ISIN: US0009571003 SEDOL: 2024901
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Dan T. Bane Mgmt For For
1.2 Elect Director Anthony G. Fernandes Mgmt For For
1.3 Elect Director Maryellen C. Herringer Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
APPLIED MATERIALS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMAT 08-Mar-11 USA 038222105 Annual 12-Jan-11
CUSIP: 038222105 ISIN: US0382221051 SEDOL: 2046552
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Aart J. De Geus Mgmt For For
1.2 Elect Director Stephen R. Forrest Mgmt For For
1.3 Elect Director Thomas J. Iannotti Mgmt For For
1.4 Elect Director Susan M. James Mgmt For For
1.5 Elect Director Alexander A. Karsner Mgmt For For
1.6 Elect Director Gerhard H. Parker Mgmt For For
1.7 Elect Director Dennis D. Powell Mgmt For For
1.8 Elect Director Willem P. Roelandts Mgmt For For
1.9 Elect Director James E. Rogers Mgmt For For
1.10 Elect Director Michael R. Splinter Mgmt For For
1.11 Elect Director Robert H. Swan Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
PARAMETRIC TECHNOLOGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PMTC 09-Mar-11 USA 699173209 Annual 07-Jan-11
CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director C. Richard Harrison Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Ratify Auditors Mgmt For For
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 10-Mar-11 Spain E11805103 Annual 03-Mar-11
CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Individual and Consolidated Financial Statements Mgmt For For
and Statutory Reports, Allocation of Income and Distribution
of Dividend, and Discharge Directors for Fiscal Year Ended
Dec. 31, 2010
2.1 Reelect Tomas Alfaro Drake as Director Mgmt For For
2.2 Reelect Juan Carlos Alvarez Mezquiriz as Director Mgmt For For
2.3 Reelect Carlos Loring Martinez de Irujo as Director Mgmt For For
2.4 Reelect Susana Rodriguez Vidarte as Director Mgmt For For
2.5 Ratify and Reelect Jose Luis Palao Garcia-Suelto as Directors Mgmt For For
3 Approve Merger by Absorption of Finanzia Banco de Credito Mgmt For For
SA (Unipersonal)
4 Authorize Increase in Capital up to 50 Percent via Issuance Mgmt For For
of New Shares without Preemptive Rights; Amend Article 5
of Company Bylaws
5.1 Authorize Increase in Capital via Issuance of New Shares Mgmt For For
with Nominal Value of EUR 0.49 per Share Charged to
Voluntary Reserves
5.2 Authorize Increase in Capital via Issuance of New Shares Mgmt For For
with Nominal Value of EUR 0.49 per Share Charged to
Voluntary Reserves
6 Authorize Issuance of Debt Securities up to EUR 250 Billion Mgmt For For
Within Five Years; Void Unused Part of Previous Authorization
7 Approve Variable Remuneration of Executives and Directors Mgmt For For
in Company Shares
8 Approve Extension of Deferred Share Remuneration Plan Mgmt For For
9 Elect Auditors for Fiscal Year 2011 Mgmt For For
10 Amend Articles 1, 6, 9, 13 ter, 15, 16, 19, 20, 21, 22, 24, 28, Mgmt For For
30, 31, 32, 48, 51, 52, 53, 54 and 56 of Company Bylaws
11 Amend Articles 2, 3, 4, 5, 9, 10, 11, 18 and 20 of General Mgmt For For
Meeting Guidelines
12 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
13 Approve Remuneration Report Mgmt For For
NATIONAL FUEL GAS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NFG 10-Mar-11 USA 636180101 Annual 10-Jan-11
CUSIP: 636180101 ISIN: US6361801011 SEDOL: 2626103
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert T. Brady Mgmt For For
1.2 Elect Director Rolland E. Kidder Mgmt For For
1.3 Elect Director Frederic V. Salerno Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CONCUR TECHNOLOGIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNQR 15-Mar-11 USA 206708109 Annual 19-Jan-11
CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jeffrey T. McCabe Mgmt For For
1.2 Elect Director Edward P. Gilligan Mgmt For For
1.3 Elect Director Rajeev Singh Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
FRANKLIN RESOURCES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BEN 15-Mar-11 USA 354613101 Annual 18-Jan-11
CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Samuel H. Armacost Mgmt For For
2 Elect Director Charles Crocker Mgmt For For
3 Elect Director Joseph R. Hardiman Mgmt For For
4 Elect Director Charles B. Johnson Mgmt For For
5 Elect Director Gregory E. Johnson Mgmt For For
6 Elect Director Rupert H. Johnson, Jr. Mgmt For For
7 Elect Director Mark C. Pigott Mgmt For For
8 Elect Director Chutta Ratnathicam Mgmt For For
9 Elect Director Peter M. Sacerdote Mgmt For For
10 Elect Director Laura Stein Mgmt For For
11 Elect Director Anne M. Tatlock Mgmt For For
12 Elect Director Geoffrey Y. Yang Mgmt For For
13 Ratify Auditors Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CLARCOR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CLC 22-Mar-11 USA 179895107 Annual 04-Feb-11
CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mark A. Emkes Mgmt For For
1.2 Elect Director Robert H. Jenkins Mgmt For For
1.3 Elect Director Philip R. Lochner, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
NOVO NORDISK A/S
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 23-Mar-11 Denmark K7314N152 Annual 16-Mar-11
CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Report of Board Mgmt
2 Receive and Approve Financial Statements and Statutory Mgmt For For
Reports
3.1 Approve Remuneration of Directors for 2010 Mgmt For For
3.2 Approve Remuneration of Directors for 2011 Mgmt For For
4 Approve Allocation of Income and Dividends of DKK 10 for Mgmt For For
Each Novo Nordisk B Share of DKK 1 and for Each Novo
Nordisk A Share of DKK 1
5.1a Reelect Sten Scheibye as Director Mgmt For For
5.1b Reelect Goran Ando as Director Mgmt For For
5.1c Elect Bruno Angelici as New Director Mgmt For For
5.1d Reelect Henrik Gurtler as Director Mgmt For For
5.1e Elect Thomas Koestler as New Director Mgmt For For
5.1f Reelect Kurt Nielsen as Director Mgmt For For
5.1g Reelect Hannu Ryopponen as Director Mgmt For For
5.1h Reelect Jorgen Wedel as Director Mgmt For For
5.2 Elect Sten Scheibye as Chairman of the Board Mgmt For For
5.3 Elect Goran Ando as Vice Chairman of the Board Mgmt For For
6 Ratify PricewaterhouseCoopers as Auditor Mgmt For For
7.1 Approve DKK 20.0 Million Reduction in Class B Share Capital Mgmt For For
via Share Cancellation
7.2 Authorize Repurchase up to 10 Percent of Share Capital Mgmt For Against
7.3a Delete Article 2 Specifying Location of Registered Office Mgmt For For
7.3b Amend Articles Re: Removal of the Requirement to Advertise Mgmt For For
the Notice in Two Daily Newspapers
7.3c Amend Articles Re: Introduce Age Limit of 70 Years for Mgmt For Against
Board Members
7.4 Amend Guidelines for Incentive-Based Compensation for Mgmt For For
Executive Management and Board
8 Other Business Mgmt
THE WALT DISNEY COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DIS 23-Mar-11 USA 254687106 Annual 24-Jan-11
CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director John E. Bryson Mgmt For For
3 Elect Director John S. Chen Mgmt For For
4 Elect Director Judith L. Estrin Mgmt For For
5 Elect Director Robert A. Iger Mgmt For For
6 Elect Director Steven P. Jobs Mgmt For For
7 Elect Director Fred H. Langhammer Mgmt For For
8 Elect Director Aylwin B. Lewis Mgmt For For
9 Elect Director Monica C. Lozano Mgmt For For
10 Elect Director Robert W. Matschullat Mgmt For For
11 Elect Director John E. Pepper, Jr. Mgmt For For
12 Elect Director Sheryl Sandberg Mgmt For For
13 Elect Director Orin C. Smith Mgmt For For
14 Ratify Auditors Mgmt For For
15 Approve Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
18 Prohibit Retesting Performance Goals SH Against Against
NORDEA BANK AB (FORMERLY NORDEA AB)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NDA 24-Mar-11 Sweden W57996105 Annual 18-Mar-11
CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Claes Beyer as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Designate Inspector(s) of Minutes of Meeting Mgmt For For
5 Acknowledge Proper Convening of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Chairman's Review and CEO's
Speech
7 Approve Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.29 per Mgmt For For
Share
9 Approve Discharge of Board and President Mgmt For For
10 Amend Articles Re: Term of Auditor, Convocation of Meeting, Mgmt For For
Other Amendments
11 Determine Number of Members (9) and Deputy Members (0) Mgmt For For
of Board
12 Fix Number of Auditors at One Mgmt For For
13 Approve Remuneration of Directors in the Amount of EUR Mgmt For For
252,000 for Chairman, EUR 97,650 for Deputy Chairman,
and EUR 75,600 for Other Directors; Approve Meeting Fees;
Approve Remuneration of Auditors
14 Reelect Bjorn Wahlroos (Chairman), Stine Bosse, Marie Mgmt For For
Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom,
Sarah Russell, Bjorn Saven, and Kari Stadigh as Directors
15 Ratify KPMG as Auditor Mgmt For For
16 Authorize Chairman of Board and Representatives of Four of Mgmt For For
Company's Largest Shareholders to Serve on Nominating
Committee
17a Authorize Share Repurchase Program Mgmt For For
17b Authorize Reissuance of Repurchased Shares Mgmt For For
18 Authorize Repurchase of Issued Shares According to Chapter Mgmt For For
7 Section 6 of the Swedish Securities Market Act
19 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
20a Approve 2011 Share Matching Plan Mgmt For For
20b Approve Issuance of up to 4.7 Million Class C-Shares, Mgmt For For
Approve Repurchase of up to 4.7 Million Class C-Shares, and
Approve Conveyance of up to 4.2 Million Class C-Shares
KONINKLIJKE PHILIPS ELECTRONICS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 31-Mar-11 Netherlands N6817P109 Annual 03-Mar-11
CUSIP: N6817P109 ISIN: NL0000009538 SEDOL: 5986622
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 President's Speech Mgmt
2a Approve Financial Statements and Statutory Reports Mgmt For For
2b Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
2c Approve Dividends of EUR 0.75 Per Share Mgmt For For
2d Approve Discharge of Management Board Mgmt For For
2e Approve Discharge of Supervisory Board Mgmt For For
3a Elect F.A.Van Houten to Management Board as CEO Mgmt For For
3b Elect R.H. Wirahadiraksa to Management Board Mgmt For For
3c Elect P.A.J. Nota to Management Board Mgmt For For
4a Reelect C.J.A. van Lede to Supervisory Board Mgmt For For
4b Reelect J.M. Thompson to Supervisory Board Mgmt For For
4c Reelect H. von Prondzynski to Supervisory Board Mgmt For For
4d Elect J.P. Tai to Supervisory Board Mgmt For For
5 Ratify KPMG Accountants NV as Auditors Mgmt For For
6a Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
6b Authorize Board to Exclude Preemptive Rights from Issuance Mgmt For For
under Item 6a
7 Authorize Repurchase of Shares Mgmt For For
8 Other Business Mgmt
LVMH MOET HENNESSY LOUIS VUITTON
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MC 31-Mar-11 France F58485115 Annual/Special 28-Mar-11
CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Auditors' Special Report on Related-Party Mgmt For Against
Transactions
4 Approve Allocation of Income and Dividends of EUR 2.10 per Mgmt For For
Share
5 Elect Delphine Arnault as Director Mgmt For Against
6 Elect Nicolas Bazire as Director Mgmt For Against
7 Elect Antonio Belloni as Director Mgmt For Against
8 Elect Charles de Croisset as Director Mgmt For For
9 Elect Diego Della Valle as Director Mgmt For For
10 Elect Pierre Gode as Director Mgmt For Against
11 Elect Gilles Hennessy as Director Mgmt For Against
12 Elect Marie-Josee Kravis as Director Mgmt For For
13 Appoint Patrick Houel as Censor Mgmt For For
14 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
15 Authorize Capitalization of Reserves of Up to EUR 50 Million Mgmt For For
for Bonus Issue or Increase in Par Value
Extraordinary Business Mgmt
16 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
50 Million
18 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For Against
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 50 Million
19 Approve Issuance of Shares up to 20 Percent of Issued Mgmt For Against
Capital Per Year for a Private Placement up to EUR 50 Million
Reserved for Qualified Investors or Restricted Number of
Investors
20 Authorize Board to Set Issue Price for 10 Percent Per Year of Mgmt For Against
Issued Capital Pursuant to Issue Authority without
Preemptive Rights under Items 18 and 19 Above
21 Authorize Board to Increase Capital in the Event of Additional Mgmt For Against
Demand Related to Delegation Submitted to Shareholder
Vote Above
22 Authorize Capital Increase of Up to EUR 50 Million for Future Mgmt For Against
Exchange Offers
23 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For Against
Capital for Future Acquisitions
24 Approve Employee Stock Purchase Plan Mgmt For For
25 Set Total Limit for Capital Increase to Result from All Mgmt For For
Issuance Requests Above at EUR 50 Million
26 Authorize up to 1 Percent of Issued Capital for Use in Mgmt For Against
Restricted Stock Plan
SCHLUMBERGER LIMITED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLB 06-Apr-11 NetherlandsAntilles 806857108 Annual 16-Feb-11
CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Philippe Camus Mgmt For For
1.2 Elect Director Peter L.S. Currie Mgmt For For
1.3 Elect Director Andrew Gould Mgmt For For
1.4 Elect Director Tony Isaac Mgmt For For
1.5 Elect Director K. Vaman Kamath Mgmt For For
1.6 Elect Director Nikolay Kudryavtsev Mgmt For For
1.7 Elect Director Adrian Lajous Mgmt For For
1.8 Elect Director Michael E. Marks Mgmt For For
1.9 Elect Director Elizabeth Moler Mgmt For For
1.10 Elect Director Leo Rafael Reif Mgmt For For
1.11 Elect Director Tore I. Sandvold Mgmt For For
1.12 Elect Director Henri Seydoux Mgmt For For
1.13 Elect Director Paal Kibsgaard Mgmt For For
1.14 Elect Director Lubna S. Olayan Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Two One Year
Years
4 Increase Authorized Common Stock Mgmt For For
5 Adopt Plurality Voting for Contested Election of Directors Mgmt For For
6 Adopt and Approve Financials and Dividends Mgmt For For
7 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
ALCON INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACL 07-Apr-11 Switzerland H01301102 Annual 18-Mar-11
CUSIP: H01301102 ISIN: CH0013826497 SEDOL: 2852395
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement with Novartis AG Mgmt For For
2 Accept Financial Statements and Statutory Reports Mgmt For For
3 Approve Discharge of Board and Senior Management for Jan. Mgmt For For
1, 2010 to April 1, 2011
4 Ratify KPMG AG as Auditors Mgmt For For
5.1 Elect Daniel Vasella as Director Mgmt For For
5.2 Elect Cary Rayment as Director Mgmt For For
5.3 Elect Thomas Plaskett as Director Mgmt For For
5.4 Elect Enrico Vanni as Director Mgmt For For
5.5 Elect Norman Walker as Director Mgmt For For
DAIMLER AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAI 13-Apr-11 Germany D1668R123 Annual
CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.85 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6 Ratify KPMG as Auditors for Fiscal 2011 Mgmt For For
7 Approve Creation of New Additive Remuneration Scheme for Mgmt For For
Supervisory Board Members
8.1 Elect Manfred Bischoff to the Supervisory Board Mgmt For For
8.2 Elect Lynton Wilson to the Supervisory Board Mgmt For For
8.3 Elect Petraea Heynike to the Supervisory Board Mgmt For For
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ERICB 13-Apr-11 Sweden W26049119 Annual 07-Apr-11
CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Michael Treschow as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report
7 Receive President's Report; Allow Questions Mgmt
8.1 Approve Financial Statements and Statutory Reports Mgmt For For
8.2 Approve Discharge of Board and President Mgmt For For
8.3 Approve Allocation of Income and Dividends of SEK 2.25 per Mgmt For For
Share; Set Record Date for Dividend as April 18, 2011
9.1 Determine Number of Members (12) and Deputy Members (0) Mgmt For For
of Board
9.2 Approve Remuneration of Directors in the Amount of SEK Mgmt For For
3.75 Million to the Chairman and SEK 825,000 for Other
Directors (Including Possibility to Receive Part of
Remuneration in Phantom Shares); Approve Remuneration
for Committee Work
9.3 Reelect R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Mgmt For Against
Martin-Lof, N. McKinstry, A. Nyren, C. Svanberg, H. Vestberg,
and M. Volpi as Directors; Elect L. Johansson (Chair) and J.
Wallenberg as New Directors
9.4 Authorize Chairman of Board and Representatives of Four of Mgmt For For
Company's Largest Shareholders to Serve on Nominating
Committee
9.5 Approve Omission of Remuneration of Members of the Mgmt For For
Nomination Committee
9.6 Approve Remuneration of Auditors Mgmt For For
9.7 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
10 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
11.1 Approve 2011 Share Matching Plan for All Employees Mgmt For For
11.2 Authorize Reissuance of 11.7 Million Repurchased Class B Mgmt For For
Shares for 2011 Share Matching Plan for All Employees
11.3 Approve Equity Swap Agreement with Third Party as Mgmt For Against
Alternative to Item 11.2
11.4 Approve 2011 Share Matching Plan for Key Contributors Mgmt For For
11.5 Authorize Reissuance of 7.3 Million Repurchased Class B Mgmt For For
Shares for 2011 Share Matching Plan for Key Contributors
11.6 Approve Swap Agreement with Third Party as Alternative to Mgmt For Against
Item 11.5
11.7 Approve 2011 Restricted Stock Plan for Executives Mgmt For For
11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Mgmt For For
Shares for 2011 Restricted Stock Plan for Executives
11.9 Approve Swap Agreement with Third Party as Alternative to Mgmt For Against
Item 11.8
12 Authorize Reissuance of up to 13.8 Million Repurchased Class Mgmt For For
B Shares to Cover Social Costs in Connection with 2007,
2008, 2009, and 2010 Long-Term Variable Compensation
Plans
13 Amend Corporate Purpose Mgmt For For
Shareholder Einar Hellbom's Proposal Mgmt
14 General Meeting Shall Instruct the Board to Investigate How SH None For
All Shares Are to be Given the Same Voting Power and To
Present Such a Proposal at the Next Annual General Meeting
15 Close Meeting Mgmt
UNITED TECHNOLOGIES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UTX 13-Apr-11 USA 913017109 Annual 15-Feb-11
CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Louis R. Chenevert Mgmt For For
2 Elect Director John V. Faraci Mgmt For For
3 Elect Director Jean-Pierre Garnier Mgmt For For
4 Elect Director Jamie S. Gorelick Mgmt For For
5 Elect Director Edward A. Kangas Mgmt For For
6 Elect Director Ellen J. Kullman Mgmt For For
7 Elect Director Charles R. Lee Mgmt For For
8 Elect Director Richard D. McCormick Mgmt For For
9 Elect Director Harold McGraw III Mgmt For For
10 Elect Director Richard B. Myers Mgmt For For
11 Elect Director H. Patrick Swygert Mgmt For For
12 Elect Director Andre Villeneuve Mgmt For For
13 Elect Director Christine Todd Whitman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt None One Year
18 Stock Retention/Holding Period SH Against Against
BP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BP. 14-Apr-11 United Kingdom G12793108 Annual 12-Apr-11
CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Abstain
3 Re-elect Paul Anderson as Director Mgmt For For
4 Re-elect Antony Burgmans as Director Mgmt For For
5 Re-elect Cynthia Carroll as Director Mgmt For For
6 Re-elect Sir William Castell as Director Mgmt For Abstain
7 Re-elect Iain Conn as Director Mgmt For For
8 Re-elect George David as Director Mgmt For For
9 Re-elect Ian Davis as Director Mgmt For For
10 Re-elect Robert Dudley as Director Mgmt For For
11 Re-elect Dr Byron Grote as Director Mgmt For For
12 Elect Frank Bowman as Director Mgmt For For
13 Elect Brendan Nelson as Director Mgmt For For
14 Elect Phuthuma Nhleko as Director Mgmt For For
15 Re-elect Carl-Henric Svanberg as Director Mgmt For For
16 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For
Remuneration
17 Authorise Market Purchase Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
22 Amend ShareMatch Plan Mgmt For For
23 Amend Sharesave UK Plan 2001 Mgmt For For
RIO TINTO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RIO 14-Apr-11 United Kingdom G75754104 Annual 12-Apr-11
CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Mgmt
Tinto Limited Shareholders as a Joint Electorate
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Against
3 Re-elect Tom Albanese as Director Mgmt For For
4 Re-elect Robert Brown as Director Mgmt For For
5 Re-elect Vivienne Cox as Director Mgmt For For
6 Re-elect Jan du Plessis as Director Mgmt For For
7 Re-elect Guy Elliott as Director Mgmt For For
8 Re-elect Michael Fitzpatrick as Director Mgmt For For
9 Re-elect Ann Godbehere as Director Mgmt For For
10 Re-elect Richard Goodmanson as Director Mgmt For For
11 Re-elect Andrew Gould as Director Mgmt For For
12 Re-elect Lord Kerr as Director Mgmt For For
13 Re-elect Paul Tellier as Director Mgmt For For
14 Re-elect Sam Walsh as Director Mgmt For For
15 Elect Stephen Mayne SH Against Against
16 Reappoint PricewaterhouseCoopers LLP as Auditors and Mgmt For For
Authorise Their Remuneration
17 Amend Performance Share Plan Mgmt For For
Resolutions 18 to 22 will be Voted on by Rio Tinto plc Mgmt
Shareholders Only
18 Amend Share Ownership Plan Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
T. ROWE PRICE GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TROW 14-Apr-11 USA 74144T108 Annual 11-Feb-11
CUSIP: 74144T108 ISIN: US74144T1088 SEDOL: 2702337
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Edward C. Bernard Mgmt For For
2 Elect Director James T. Brady Mgmt For For
3 Elect Director J. Alfred Broaddus, Jr. Mgmt For For
4 Elect Director Donald B. Hebb, Jr. Mgmt For For
5 Elect Director James A.C. Kennedy Mgmt For For
6 Elect Director Robert F. MacLellan Mgmt For For
7 Elect Director Brian C. Rogers Mgmt For For
8 Elect Director Alfred Sommer Mgmt For For
9 Elect Director Dwight S. Taylor Mgmt For For
10 Elect Director Anne Marie Whittemore Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
TIBCO SOFTWARE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TIBX 14-Apr-11 USA 88632Q103 Annual 14-Feb-11
CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Vivek Y. Ranadive Mgmt For For
1.2 Elect Director Nanci E.Caldwell Mgmt For For
1.3 Elect Director Eric C.W. Dunn Mgmt For For
1.4 Elect Director Narendra K. Gupta Mgmt For For
1.5 Elect Director Peter J. Job Mgmt For For
1.6 Elect Director Philip K. Wood Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
WEYERHAEUSER COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WY 14-Apr-11 USA 962166104 Annual 18-Feb-11
CUSIP: 962166104 ISIN: US9621661043 SEDOL: 2958936
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Wayne W. Murdy Mgmt For For
2 Elect Director John I. Kieckhefer Mgmt For For
3 Elect Director Charles R. Williamson Mgmt For For
4 Provide Right to Call Special Meeting Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
SOLUTIA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SOA 18-Apr-11 USA 834376501 Annual 24-Feb-11
CUSIP: 834376501 ISIN: US8343765017 SEDOL: B29T0H8
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William T. Monahan Mgmt For For
1.2 Elect Director Robert A. Peiser Mgmt For For
1.3 Elect Director Jeffry N. Quinn Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
M&T BANK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MTB 19-Apr-11 USA 55261F104 Annual 28-Feb-11
CUSIP: 55261F104 ISIN: US55261F1049 SEDOL: 2340168
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Brent D. Baird Mgmt For For
1.2 Elect Director Robert J. Bennett Mgmt For For
1.3 Elect Director C. Angela Bontempo Mgmt For For
1.4 Elect Director Robert T. Brady Mgmt For For
1.5 Elect Director Michael D. Buckley Mgmt For For
1.6 Elect Director T. Jefferson Cunningham, III Mgmt For For
1.7 Elect Director Mark J. Czarnecki Mgmt For For
1.8 Elect Director Gary N. Geisel Mgmt For For
1.9 Elect Director Patrick W.E. Hodgson Mgmt For For
1.10 Elect Director Richard G. King Mgmt For For
1.11 Elect Director Jorge G. Pereira Mgmt For For
1.12 Elect Director Michael P. Pinto Mgmt For For
1.13 Elect Director Melinda R. Rich Mgmt For For
1.14 Elect Director Robert E. Sadler, Jr. Mgmt For For
1.15 Elect Director Herbert L. Washington Mgmt For For
1.16 Elect Director Robert G. Wilmers Mgmt For For
2 Advisory Vote on Executive Compensation Mgmt For For
3 Ratify Auditors Mgmt For For
NEWMONT MINING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NEM 19-Apr-11 USA 651639106 Annual 18-Feb-11
CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Glen A. Barton Mgmt For For
1.2 Elect Director Vincent A. Calarco Mgmt For For
1.3 Elect Director Joseph A. Carrabba Mgmt For For
1.4 Elect Director Noreen Doyle Mgmt For For
1.5 Elect Director Veronica M. Hagen Mgmt For For
1.6 Elect Director Michael S. Hamson Mgmt For For
1.7 Elect Director Richard T. O'Brien Mgmt For For
1.8 Elect Director John B. Prescott Mgmt For For
1.9 Elect Director Donald C. Roth Mgmt For For
1.10 Elect Director Simon Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Other Business Mgmt For Abstain
NORTHERN TRUST CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NTRS 19-Apr-11 USA 665859104 Annual 28-Feb-11
CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Linda Walker Bynoe Mgmt For For
1.2 Elect Director Nicholas D. Chabraja Mgmt For For
1.3 Elect Director Susan Crown Mgmt For For
1.4 Elect Director Dipak C. Jain Mgmt For For
1.5 Elect Director Robert W. Lane Mgmt For For
1.6 Elect Director Robert C. McCormack Mgmt For For
1.7 Elect Director Edward J. Mooney Mgmt For For
1.8 Elect Director John W. Rowe Mgmt For For
1.9 Elect DirectorMartin P. Slark Mgmt For For
1.10 Elect Director David H.B. Smith, Jr. Mgmt For For
1.11 Elect Director Enrique J. Sosa Mgmt For For
1.12 Elect Director Charles A. Tribbett, III Mgmt For For
1.13 Elect Director Frederick H. Waddell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
PROSPERITY BANCSHARES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PRSP 19-Apr-11 USA 743606105 Annual 28-Feb-11
CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William H. Fagan Mgmt For Withhold
1.2 Elect Director Perry Mueller, Jr. Mgmt For For
1.3 Elect Director James D. Rollins III Mgmt For For
1.4 Elect Director Harrison Stafford II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SONOSITE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SONO 19-Apr-11 USA 83568G104 Annual 23-Feb-11
CUSIP: 83568G104 ISIN: US83568G1040 SEDOL: 2233848
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Carson L. Diersen Mgmt For For
1.2 Elect Director Steven R. Goldstein Mgmt For For
1.3 Elect Director Kevin M. Goodwin Mgmt For For
1.4 Elect Director Paul V. Haack Mgmt For For
1.5 Elect Director Robert G. Hauser Mgmt For For
1.6 Elect Director Rodney F. Hochman Mgmt For For
1.7 Elect Director Richard O. Martin Mgmt For For
1.8 Elect Director William G. Parzybok, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
U.S. BANCORP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
USB 19-Apr-11 USA 902973304 Annual 22-Feb-11
CUSIP: 902973304 ISIN: US9029733048 SEDOL: 2736035
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Douglas M. Baker, Jr. Mgmt For For
2 Elect Director Y. Marc Belton Mgmt For For
3 Elect Director Victoria Buyniski Gluckman Mgmt For For
4 Elect Director Arthur D. Collins, Jr. Mgmt For For
5 Elect Director Richard K. Davis Mgmt For For
6 Elect Director Joel W. Johnson Mgmt For For
7 Elect Director Olivia F. Kirtley Mgmt For For
8 Elect Director Jerry W. Levin Mgmt For For
9 Elect Director David B. O'Maley Mgmt For For
10 Elect Director O Dell M. Owens Mgmt For For
11 Elect Director Richard G. Reiten Mgmt For For
12 Elect Director Craig D. Schnuck Mgmt For For
13 Elect Director Patrick T. Stokes Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Advisory Vote to Ratify Directors' Compensation SH Against Against
FIRSTMERIT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FMER 20-Apr-11 USA 337915102 Annual 22-Feb-11
CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven H. Baer Mgmt For For
1.2 Elect Director Karen S. Belden Mgmt For For
1.3 Elect Director R. Cary Blair Mgmt For For
1.4 Elect Director John C. Blickle Mgmt For For
1.5 Elect Director Robert W. Briggs Mgmt For For
1.6 Elect Director Richard Colella Mgmt For For
1.7 Elect Director Gina D. France Mgmt For For
1.8 Elect Director Paul G. Greig Mgmt For For
1.9 Elect Director Terry L. Haines Mgmt For For
1.10 Elect Director J. Michael Hochschwender Mgmt For For
1.11 Elect Director Clifford J. Isroff Mgmt For For
1.12 Elect Director Philip A. Lloyd II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Approve Omnibus Stock Plan Mgmt For For
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MUV2 20-Apr-11 Germany D55535104 Annual
CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1a Receive Supervisory Board, Corporate Governance, and Mgmt
Remuneration Report for Fiscal 2010 (Non-Voting)
1b Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 6.25 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6 Elect Annika Falkengren to the Supervisory Board Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
9 Approve Employee Stock Purchase Plan; Approve Creation of Mgmt For For
EUR 10 Million Pool of Capital for Employee Stock Purchase
Plan
RWE AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RWE 20-Apr-11 Germany D6629K109 Annual 30-Mar-11
CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 3.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011 Mgmt For For
6 Ratify PricewaterhouseCoopers AG for the Inspection of the Mgmt For For
2011 Mid-Year Report
7a Elect Paul Achleitner to the Supervisory Board Mgmt For For
7b Elect Carl-Ludwig von Boehm-Bezing to the Supervisory Board Mgmt For Against
7c Elect Roger Graef to the Supervisory Board Mgmt For For
7d Elect Frithjof Kuehn to the Supervisory Board Mgmt For Against
7e Elect Dagmar Muehlenfeld to the Supervisory Board Mgmt For Against
7f Elect Manfred Schneider to the Supervisory Board Mgmt For Against
7g Elect Ekkehard Schulz to the Supervisory Board Mgmt For For
7h Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For
7i Elect Ullrich Sierau to the Supervisory Board Mgmt For Against
7j Elect Dieter Zetsche to the Supervisory Board Mgmt For For
8a Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8b Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
9 Amend Articles Re: Allow Dividends in Kind Mgmt For For
THE SHERWIN-WILLIAMS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SHW 20-Apr-11 USA 824348106 Annual 25-Feb-11
CUSIP: 824348106 ISIN: US8243481061 SEDOL: 2804211
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director A.F. Anton Mgmt For For
1.2 Elect Director J.C. Boland Mgmt For For
1.3 Elect Director C.M. Connor Mgmt For For
1.4 Elect Director D.F. Hodnik Mgmt For For
1.5 Elect Director T.G. Kadien Mgmt For For
1.6 Elect Director S.J. Kropf Mgmt For For
1.7 Elect Director G.E. McCullough Mgmt For For
1.8 Elect Director A.M. Mixon, III Mgmt For For
1.9 Elect Director C.E. Moll Mgmt For For
1.10 Elect Director R.K. Smucker Mgmt For For
1.11 Elect Director J.M. Stropki, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Permit Board to Amend Bylaws Without Shareholder Consent Mgmt For For
5 Ratify Auditors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
WOODSIDE PETROLEUM LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WPL 20-Apr-11 Australia 980228100 Annual 18-Apr-11
CUSIP: 980228100 ISIN: AU000000WPL2 SEDOL: 6979728
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
2(a) Elect Michael Chaney as a Director Mgmt For For
2(b) Elect David Ian McEvoy as a Director Mgmt For For
3 Approve the Remuneration Report Mgmt For For
4 Approve the Amendments to the Company's Constitution Mgmt For For
Shareholder Proposal Mgmt
5 Approve the Amendment to the Company's Constitution SH Against Against
Proposed by the Climate Advocacy Shareholder Group
ANGLO AMERICAN PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAL 21-Apr-11 United Kingdom G03764134 Annual 19-Apr-11
CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Elect Phuthuma Nhleko as Director Mgmt For For
4 Re-elect Cynthia Carroll as Director Mgmt For For
5 Re-elect David Challen as Director Mgmt For For
6 Re-elect Sir CK Chow as Director Mgmt For For
7 Re-elect Sir Philip Hampton as Director Mgmt For For
8 Re-elect Rene Medori as Director Mgmt For For
9 Re-elect Ray O'Rourke as Director Mgmt For For
10 Re-elect Sir John Parker as Director Mgmt For For
11 Re-elect Mamphela Ramphele as Director Mgmt For For
12 Re-elect Jack Thompson as Director Mgmt For For
13 Re-elect Peter Woicke as Director Mgmt For For
14 Reappoint Deloitte LLP as Auditors Mgmt For For
15 Authorise Board to Fix Remuneration of Auditors Mgmt For For
16 Approve Remuneration Report Mgmt For For
17 Approve Long-Term Incentive Plan Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise Market Purchase Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
CITIGROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
C 21-Apr-11 USA 172967101 Annual 22-Feb-11
CUSIP: 172967101 ISIN: US1729671016 SEDOL: 2297907
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alain J.P. Belda Mgmt For For
2 Elect Director Timothy C. Collins Mgmt For For
3 Elect Director Jerry A. Grundhofer Mgmt For For
4 Elect Director Robert L. Joss Mgmt For For
5 Elect Director Michael E. O'Neill Mgmt For For
6 Elect Director Vikram S. Pandit Mgmt For For
7 Elect Director Richard D. Parsons Mgmt For For
8 Elect Director Lawrence R. Ricciardi Mgmt For For
9 Elect Director Judith Rodin Mgmt For For
10 Elect Director Robert L. Ryan Mgmt For For
11 Elect Director Anthony M. Santomero Mgmt For For
12 Elect Director Diana L. Taylor Mgmt For For
13 Elect Director William S. Thompson, Jr. Mgmt For For
14 Elect Director Ernesto Zedillo Mgmt For For
15 Ratify Auditors Mgmt For For
16 Amend Omnibus Stock Plan Mgmt For Against
17 Approve Executive Incentive Bonus Plan Mgmt For For
18 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
19 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
20 Approve Reverse Stock Split Mgmt For For
21 Affirm Political Non-Partisanship SH Against Against
22 Report on Political Contributions SH Against Against
23 Report on Restoring Trust and Confidence in the Financial SH Against Against
System
24 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
25 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
LASALLE HOTEL PROPERTIES
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LHO 21-Apr-11 USA 517942108 Annual 09-Feb-11
CUSIP: 517942108 ISIN: US5179421087 SEDOL: 2240161
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael D. Barnello Mgmt For For
1.2 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
SCHNEIDER ELECTRIC SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SU 21-Apr-11 France F86921107 Annual/Special 18-Apr-11
CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 3.20 per Mgmt For For
Share
4 Acknowledge Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Ratify Appointment of Anand Mahindra as Supervisory Board Mgmt For For
Member
6 Elect Betsy Atkins as Supervisory Board Member Mgmt For For
7 Elect Jeong H. Kim as Supervisory Board Member Mgmt For For
8 Elect Dominique Senequier as Supervisory Board Member Mgmt For For
9 Approve Remuneration of Supervisory Board Members in the Mgmt For For
Aggregate Amount of EUR 1 Million
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
11 Amend Article 11 Re: Age Limit for Supervisory Board Mgmt For For
Members
12 Amend Article 16 of Bylaws Re: Censors Mgmt For For
13 Approve Reduction in Par Value from EUR 8 to EUR 4 and Mgmt For For
Amend Bylaws Accordingly
14 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
800 Million
15 Authorize Capitalization of Reserves for Bonus Issue or Mgmt For For
Increase in Par Value
16 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 217 Million
17 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capital Increase for Future Exchange Offers Mgmt For For
19 Approve Issuance of Shares Up to EUR 108 Million for a Mgmt For For
Private Placement
20 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
21 Authorize up to 0.03 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
22 Approve Employee Stock Purchase Plan Mgmt For For
23 Approve Employee Stock Purchase Plan Reserved for Mgmt For For
International Employees
24 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
25 Authorize Filing of Required Documents/Other Formalities Mgmt For For
SENSIENT TECHNOLOGIES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SXT 21-Apr-11 USA 81725T100 Annual 25-Feb-11
CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Hank Brown Mgmt For For
1.2 Elect Director Fergus M. Clydesdale Mgmt For For
1.3 Elect Director James A. D. Croft Mgmt For For
1.4 Elect Director William V. Hickey Mgmt For For
1.5 Elect Director Kenneth P. Manning Mgmt For For
1.6 Elect Director Peter M. Salmon Mgmt For For
1.7 Elect Director Elaine R. Wedral Mgmt For For
1.8 Elect Director Essie Whitelaw Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
SVB FINANCIAL GROUP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIVB 21-Apr-11 USA 78486Q101 Annual 22-Feb-11
CUSIP: 78486Q101 ISIN: US78486Q1013 SEDOL: 2808053
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Greg W. Becker Mgmt For For
1.2 Elect Director Eric A. Benhamou Mgmt For For
1.3 Elect Director David M. Clapper Mgmt For For
1.4 Elect Director Roger F. Dunbar Mgmt For For
1.5 Elect Director Joel P. Friedman Mgmt For For
1.6 Elect Director G. Felda Hardymon Mgmt For For
1.7 Elect Director Alex W. Hart Mgmt For For
1.8 Elect Director C. Richard Kramlich Mgmt For For
1.9 Elect Director Lata Krishnan Mgmt For For
1.10 Elect Director Kate D. Mitchell Mgmt For For
1.11 Elect Director John F. Robinson Mgmt For For
1.12 Elect Director Kyung H. Yoon Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Other Business Mgmt None Abstain
VIVENDI
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VIV 21-Apr-11 France F97982106 Annual/Special 18-Apr-11
CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
4 Approve Allocation of Income and Dividends of EUR 1.40 per Mgmt For For
Share
5 Reelect Jean Yves Charlier as Supervisory Board Member Mgmt For For
6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For
7 Reelect Pierre Rodocanachi as Supervisory Board Member Mgmt For For
8 Appoint KPMG SA as Auditor Mgmt For For
9 Appoint KPMG Audit IS SAS as Alternate Auditor Mgmt For For
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
11 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
12 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan (New Shares)
13 Authorize up to 1 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
14 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
1.5 Billion
15 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1 Billion
16 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Under Items 14 and 15
17 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
18 Approve Employee Stock Purchase Plan Mgmt For For
19 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
20 Authorize Capitalization of Reserves of Up to EUR 1 Billion Mgmt For For
for Bonus Issue or Increase in Par Value
21 Add Article 10.6 to Bylaws Re: Censors Mgmt For For
22 Authorize Filing of Required Documents/Other Formalities Mgmt For For
SEABOARD CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SEB 25-Apr-11 USA 811543107 Annual 28-Feb-11
CUSIP: 811543107 ISIN: US8115431079 SEDOL: 2786687
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven J. Bresky Mgmt For Withhold
1.2 Elect Director David A. Adamsen Mgmt For For
1.3 Elect Director Douglas W. Baena Mgmt For For
1.4 Elect Director Joseph E. Rodrigues Mgmt For For
1.5 Elect Director Edward I. Shifman, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
ANHEUSER-BUSCH INBEV SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 26-Apr-11 Belgium B6399C107 Annual/Special
CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual and Special Meeting Mgmt
Special Meeting Mgmt
A1 Change Date of Annual Meeting Mgmt For For
A2 Amend Articles Re: Variable Remuneration Mgmt For Against
A3a Approve Condition Precedent Mgmt For For
A3b Amend Article 24 Re: Shareholder Rights Act Mgmt For For
A3c Amend Article 25 Re: Shareholder Rights Act Mgmt For For
A3d Amend Article 26bis Re: Shareholder Rights Act Mgmt For For
A3e Amend Article 28 Re: Shareholder Rights Act Mgmt For For
A3f Amend Article 30 Re: Shareholder Rights Act Mgmt For For
A3g Delete Article36bis Mgmt For For
A4a Receive Special Board Report Mgmt
A4b Receive Special Auditor Report Mgmt
A4c Eliminate Preemptive Rights Re: Item A4d Mgmt For Against
A4d Approve Issuance of Stock Options for Board Members Mgmt For Against
A4e Amend Articles to Reflect Changes in Capital Mgmt For Against
A4f Approve Deviation from Belgian Company Law Provision Re: Mgmt For Against
Stock Options to Independent Directors
A4g Authorize Implementation of Approved Resolutions and Filing Mgmt For Against
of Required Documents/Formalities at Trade Registry
Annual Meeting Mgmt
B1 Receive Directors' Report (Non-Voting) Mgmt
B2 Receive Auditors' Report (Non-Voting) Mgmt
B3 Receive Consolidated Financial Statements and Statutory Mgmt
Reports (Non-Voting)
B4 Approve Financial Statements, Allocation of Income, and Mgmt For For
Dividends of EUR 0.80 per Share
B5 Approve Discharge of Directors Mgmt For For
B6 Approve Discharge of Auditors Mgmt For For
B7 Receive Information on Resignation of Arnoud de Pret, Jean- Mgmt
Luc Dehaene, and August Busch IV as Director
B8a Elect Stefan Descheemaecker as Director Mgmt For Against
B8b Elect Paul Cornet de Ways Ruartas Director Mgmt For Against
B8c Reelect Kees Storm as Independent Director Mgmt For For
B8d Reelect Peter Harf as Independent Director Mgmt For For
B8e Elect Olivier Goudet as Independent Director Mgmt For For
B9a Approve Remuneration Report Mgmt For Against
B9b Approve Omnibus Stock Plan Mgmt For Against
B10a Approve Change-of-Control Clause Re : Updated EMTN Mgmt For For
Program
B10b Approve Change-of-Control Clause Re : US Dollar Notes Mgmt For For
B10c Approve Change-of-Control Clause Re : Notes Issued under Mgmt For For
Anheuser-Busch InBev's Shelf Registration Statement
B10d Approve Change-of-Control Clause Re : CAD Dollar Notes Mgmt For For
C1 Authorize Implementation of Approved Resolutions and Filing Mgmt For For
of Required Documents/Formalities at Trade Registry
CENTENE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNC 26-Apr-11 USA 15135B101 Annual 25-Feb-11
CUSIP: 15135B101 ISIN: US15135B1017 SEDOL: 2807061
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael F. Neidorff Mgmt For For
1.2 Elect Director Richard A. Gephardt Mgmt For For
1.3 Elect Director John R. Roberts Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Other Business Mgmt
COMMUNITY TRUST BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CTBI 26-Apr-11 USA 204149108 Annual 28-Feb-11
CUSIP: 204149108 ISIN: US2041491083 SEDOL: 2706470
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Charles J. Baird Mgmt For For
1.2 Elect Director Nick Carter Mgmt For For
1.3 Elect Director Nick A. Cooley Mgmt For For
1.4 Elect Director Jean R. Hale Mgmt For For
1.5 Elect Director James E. McGhee II Mgmt For For
1.6 Elect Director M. Lynn Parrish Mgmt For For
1.7 Elect Director James R. Ramsey Mgmt For For
1.8 Elect Director Anthony W. St. Charles Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IBM 26-Apr-11 USA 459200101 Annual 25-Feb-11
CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director A. J. P. Belda Mgmt For For
2 Elect Director W. R. Brody Mgmt For For
3 Elect Director K. I. Chenault Mgmt For For
4 Elect Director M. L. Eskew Mgmt For For
5 Elect Director S. A. Jackson Mgmt For For
6 Elect Director A. N. Liveris Mgmt For For
7 Elect Director W. J. McNerney, Jr. Mgmt For For
8 Elect Director J. W. Owens Mgmt For For
9 Elect Director S. J. Palmisano Mgmt For For
10 Elect Director J. E. Spero Mgmt For For
11 Elect Director S. Taurel Mgmt For For
12 Elect Director L. H. Zambrano Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
16 Provide for Cumulative Voting SH Against Against
17 Report on Political Contributions SH Against Against
18 Report on Lobbying Expenses SH Against Against
ROLLINS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ROL 26-Apr-11 USA 775711104 Annual 04-Mar-11
CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Randall Rollins Mgmt For For
1.2 Elect Director James B. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
RPC, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RES 26-Apr-11 USA 749660106 Annual 04-Mar-11
CUSIP: 749660106 ISIN: US7496601060 SEDOL: 2719456
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Randall Rollins Mgmt For Withhold
1.2 Elect Director Henry B. Tippie Mgmt For For
1.3 Elect Director James B. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For Against
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SIMPSON MANUFACTURING CO., INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SSD 26-Apr-11 USA 829073105 Annual 01-Mar-11
CUSIP: 829073105 ISIN: US8290731053 SEDOL: 2809250
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Earl F. Cheit Mgmt For For
1.2 Elect Director Thomas J. Fitzayers Mgmt For For
1.3 Elect Director Barry Lawson Williams Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
UMB FINANCIAL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UMBF 26-Apr-11 USA 902788108 Annual 03-Mar-11
CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kevin C. Gallagher Mgmt For For
1.2 Elect Director Greg M. Graves Mgmt For For
1.3 Elect Director Paul Uhlmann III Mgmt For For
1.4 Elect Director Thomas J. Wood III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Amend Omnibus Stock Plan Mgmt For For
6 Declassify the Board of Directors SH Against For
AXA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CS 27-Apr-11 France F06106102 Annual/Special 20-Apr-11
CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Treatment of Losses and Dividends of EUR 0.69 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions and Approve New Transaction
5 Reelect Jean-Martin Folz as Director Mgmt For For
6 Reelect Giuseppe Mussari as Director Mgmt For For
7 Elect Marcus Schenck as Director Mgmt For For
8 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For Against
Capital
Extraordinary Business Mgmt
9 Authorize Capitalization of Reserves of Up to EUR 1 Billion Mgmt For For
for Bonus Issue or Increase in Par Value
10 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
2 Billion
11 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1 Billion
12 Approve Issuance of Shares up to 20 Percent of Issued Mgmt For For
Capital Per Year for a Private Placement, up to EUR 1 Billiion
13 Authorize Board to Set Issue Price for 10 Percent Per Year of Mgmt For For
Issued Capital Pursuant to Issue Authority without
Preemptive Rights under Items 11 and 12
14 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote under Items 10 to 13 and 17
15 Authorize Capital Increase of Up to EUR 1 Billion for Future Mgmt For For
Exchange Offers
16 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
17 Authorize Issuance of Equity upon Conversion of a Mgmt For For
Subsidiary's Equity-Linked Securities for Up to EUR 1 Billion
18 Approve Issuance of Securities Convertible into Debt up to an Mgmt For For
Aggregate Nominal Amount of EUR 2 Billion
19 Approve Employee Stock Purchase Plan Mgmt For For
20 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
21 Authorize up to 2 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
22 Authorize up to 1 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
23 Authorize up to 0.4 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
24 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
25 Amend Article 23 of Bylaws to Comply with New Legislation Mgmt For For
Re: General Meetings
26 Authorize Filing of Required Documents/Other Formalities Mgmt For For
BARCLAYS PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BARC 27-Apr-11 United Kingdom G08036124 Annual 25-Apr-11
CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Alison Carnwath as Director Mgmt For For
4 Elect Dambisa Moyo as Director Mgmt For For
5 Re-elect Marcus Agius as Director Mgmt For For
6 Re-elect David Booth as Director Mgmt For For
7 Re-elect Sir Richard Broadbent as Director Mgmt For For
8 Re-elect Fulvio Conti as Director Mgmt For For
9 Re-elect Robert Diamond Jr as Director Mgmt For For
10 Re-elect Simon Fraser as Director Mgmt For For
11 Re-elect Reuben Jeffery III as Director Mgmt For For
12 Re-elect Sir Andrew Likierman as Director Mgmt For For
13 Re-elect Chris Lucas as Director Mgmt For For
14 Re-elect Sir Michael Rake as Director Mgmt For For
15 Re-elect Sir John Sunderland as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Approve EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For
23 Approve Long-Term Incentive Plan Mgmt For For
24 Amend Group Share Value Plan Mgmt For For
E. I. DU PONT DE NEMOURS AND COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DD 27-Apr-11 USA 263534109 Annual 02-Mar-11
CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard H. Brown Mgmt For For
2 Elect Director Robert A. Brown Mgmt For For
3 Elect Director Bertrand P. Collomb Mgmt For For
4 Elect Director Curtis J. Crawford Mgmt For For
5 Elect Director Alexander M. Cutler Mgmt For For
6 Elect Director Eleuthere I. du Pont Mgmt For For
7 Elect Director Marillyn A. Hewson Mgmt For For
8 Elect Director Lois D. Juliber Mgmt For For
9 Elect Director Ellen J. Kullman Mgmt For For
10 Elect Director William K. Reilly Mgmt For For
11 Ratify Auditors Mgmt For For
12 Amend Omnibus Stock Plan Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
16 Report on Genetically Engineered Seed SH Against Against
17 Report on Pay Disparity SH Against Against
EATON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ETN 27-Apr-11 USA 278058102 Annual 28-Feb-11
CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director George S. Barrett Mgmt For For
2 Elect Director Todd M. Bluedorn Mgmt For For
3 Elect Director Ned C. Lautenbach Mgmt For For
4 Elect Director Gregory R. Page Mgmt For For
5 Declassify the Board of Directors Mgmt For For
6 Eliminate Cumulative Voting Mgmt For For
7 Ratify Auditors Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
GENERAL ELECTRIC COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GE 27-Apr-11 USA 369604103 Annual 28-Feb-11
CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director W. Geoffrey Beattie Mgmt For For
2 Elect Director James I. Cash, Jr. Mgmt For For
3 Elect Director Ann M. Fudge Mgmt For For
4 Elect Director Susan Hockfield Mgmt For For
5 Elect Director Jeffrey R. Immelt Mgmt For For
6 Elect Director Andrea Jung Mgmt For For
7 Elect Director Alan G. Lafley Mgmt For For
8 Elect Director Robert W. Lane Mgmt For For
9 Elect Director Ralph S. Larsen Mgmt For For
10 Elect Director Rochelle B. Lazarus Mgmt For For
11 Elect Director James J. Mulva Mgmt For For
12 Elect Director Sam Nunn Mgmt For For
13 Elect Director Roger S. Penske Mgmt For For
14 Elect Director Robert J. Swieringa Mgmt For For
15 Elect Director James S. Tisch Mgmt For For
16 Elect Director Douglas A. Warner III Mgmt For For
17 Ratify Auditors Mgmt For For
18 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
19 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
20 Provide for Cumulative Voting SH Against Against
21 Performance-Based Equity Awards SH Against Against
22 Withdraw Stock Options Granted to Executive Officers SH Against Against
23 Report on Climate Change Business Risk SH Against Against
24 Report on Animal Testing and Plans for Reduction SH Against Against
MOLINA HEALTHCARE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MOH 27-Apr-11 USA 60855R100 Annual 08-Mar-11
CUSIP: 60855R100 ISIN: US60855R1005 SEDOL: 2212706
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Mario Molina Mgmt For For
1.2 Elect Director Steven J. Orlando Mgmt For For
1.3 Elect Director Ronna E. Romney Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Ratify Auditors Mgmt For For
PLATINUM UNDERWRITERS HOLDINGS, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PTP 27-Apr-11 Bermuda G7127P100 Annual 11-Mar-11
CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Dan R. Carmichael as Director Mgmt For For
1.2 Elect A. John Hass as Director Mgmt For For
1.3 Elect Antony P.D. Lancaster as Director Mgmt For For
1.4 Elect Edmund R. Megna as Director Mgmt For For
1.5 Elect Michael D. Price as Director Mgmt For For
1.6 Elect James P. Slattery as Director Mgmt For For
1.7 Elect Christopher J. Steffen as Director Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify KPMG as Auditors Mgmt For For
THE COCA-COLA COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KO 27-Apr-11 USA 191216100 Annual 28-Feb-11
CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Herbert A. Allen Mgmt For For
2 Elect Director Ronald W. Allen Mgmt For For
3 Elect Director Howard G. Buffett Mgmt For For
4 Elect Director Barry Diller Mgmt For For
5 Elect Director Evan G. Greenberg Mgmt For For
6 Elect Director Alexis M. Herman Mgmt For For
7 Elect Director Muhtar Kent Mgmt For For
8 Elect Director Donald R. Keough Mgmt For For
9 Elect Director Maria Elena Lagomasino Mgmt For For
10 Elect Director Donald F. McHenry Mgmt For For
11 Elect Director Sam Nunn Mgmt For For
12 Elect Director James D. Robinson III Mgmt For For
13 Elect Director Peter V. Ueberroth Mgmt For For
14 Elect Director Jacob Wallenberg Mgmt For For
15 Elect Director James B. Williams Mgmt For For
16 Ratify Auditors Mgmt For For
17 Amend Executive Incentive Bonus Plan Mgmt For For
18 Amend Restricted Stock Plan Mgmt For For
19 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
20 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
21 Publish Report on Chemical Bisphenol-A (BPA) SH Against For
UNICREDIT SPA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UCG 27-Apr-11 Italy T95132105 Annual/Special 14-Apr-11
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Elect Director Mgmt For Against
4 Approve Remuneration of Board Committee Members Mgmt For For
5 Approve Remuneration of Auditors Mgmt For For
6 Approve Remuneration for the Representative of Holders of Mgmt For For
Saving Shares
7 Amend Regulations on General Meetings Mgmt For For
8 Approve Remuneration Report Mgmt For For
9 Approve Equity Compensation Plans Mgmt For Against
10 Approve Group Employees Share Ownership Plan 2011 Mgmt For For
Extraordinary Business Mgmt
1 Amend Company Bylaws Mgmt For For
2 Approve Issuance of 206 Million Shares Reserved for Stock Mgmt For Against
Grant Plans
3 Approve Issuance of 68 Million Shares Reserved for Stock Mgmt For Against
Grant Plans
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMMD 28-Apr-11 USA 02744M108 Annual 15-Mar-11
CUSIP: 02744M108 ISIN: US02744M1080 SEDOL: 2619998
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard B. Emmitt Mgmt For For
1.2 Elect Director Christopher H. Porter Mgmt For For
1.3 Elect Director D. Verne Sharma Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
AMERICAN REPROGRAPHICS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARC 28-Apr-11 USA 029263100 Annual 10-Mar-11
CUSIP: 029263100 ISIN: US0292631001 SEDOL: B03F0G7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kumarakulasingam Suriyakumar Mgmt For For
1.2 Elect Director Thomas J. Formolo Mgmt For For
1.3 Elect Director Dewitt Kerry McCluggage Mgmt For For
1.4 Elect Director James F. McNulty Mgmt For For
1.5 Elect Director Mark W. Mealy Mgmt For For
1.6 Elect Director Manuel Perez de la Mesa Mgmt For For
1.7 Elect Director Eriberto R. Scocimara Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Approve Omnibus Stock Plan Mgmt For For
ASTRAZENECA PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AZNl 28-Apr-11 United Kingdom G0593M107 Annual 26-Apr-11
CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For
Second Interim Dividend
3 Reappoint KPMG Audit plc as Auditors Mgmt For For
4 Authorise Board to Fix Remuneration of Auditors Mgmt For For
5(a) Re-elect Louis Schweitzer as Director Mgmt For For
5(b) Re-elect David Brennan as Director Mgmt For For
5(c) Re-elect Simon Lowth as Director Mgmt For For
5(d) Elect Bruce Burlington as Director Mgmt For For
5(e) Re-elect Jean-Philippe Courtois as Director Mgmt For For
5(f) Re-elect Michele Hooper as Director Mgmt For For
5(g) Re-elect Rudy Markham as Director Mgmt For For
5(h) Re-elect Nancy Rothwell as Director Mgmt For For
5(i) Elect Shriti Vadera as Director Mgmt For For
5(j) Re-elect John Varley as Director Mgmt For For
5(k) Re-elect Marcus Wallenberg as Director Mgmt For For
6 Approve Remuneration Report Mgmt For For
7 Authorise EU Political Donations and Expenditure Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
BRITISH AMERICAN TOBACCO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BATS 28-Apr-11 United Kingdom G1510J102 Annual 26-Apr-11
CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
5 Authorise Board to Fix Remuneration of Auditors Mgmt For For
6 Re-elect Richard Burrows as Director Mgmt For For
7 Re-elect Karen de Segundo as Director Mgmt For For
8 Re-elect Nicandro Durante as Director Mgmt For For
9 Re-elect Robert Lerwill as Director Mgmt For For
10 Re-elect Christine Morin-Postel as Director Mgmt For For
11 Re-elect Gerry Murphy as Director Mgmt For For
12 Re-elect Anthony Ruys as Director Mgmt For For
13 Re-elect Sir Nicholas Scheele as Director Mgmt For For
14 Re-elect Ben Stevens as Director Mgmt For For
15 Elect John Daly as Director Mgmt For For
16 Elect Kieran Poynter as Director Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Amend Long Term Incentive Plan Mgmt For Against
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
CORNING INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GLW 28-Apr-11 USA 219350105 Annual 24-Feb-11
CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John Seely Brown Mgmt For Against
2 Elect Director John A. Canning, Jr. Mgmt For For
3 Elect Director Gordon Gund Mgmt For Against
4 Elect Director Kurt M. Landgraf Mgmt For For
5 Elect Director H. Onno Ruding Mgmt For For
6 Elect Director Glenn F. Tilton Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Ratify Auditors Mgmt For For
10 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
DANONE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BN 28-Apr-11 France F12033134 Annual/Special 21-Apr-11
CUSIP: F12033134 ISIN: FR0000120644 SEDOL: B1Y9TB3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 1.30 per Mgmt For For
Share
4 Ratify Appointment of Yoshihiro Kawabata as Director Mgmt For For
5 Reelect Bruno Bonnell as Director Mgmt For For
6 Reelect Bernard Hours as Director Mgmt For Against
7 Reelect Yoshihiro Kawabata as Director Mgmt For Against
8 Reelect Jacques Vincent as Director Mgmt For Against
9 Elect Isabelle Seillier as Director Mgmt For Against
10 Elect Jean-Michel Severino as Director Mgmt For For
11 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
12 Approve Agreement with Bernard Hours Mgmt For For
13 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
14 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
56.5 Million
15 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 37.8 Million
16 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
17 Authorize Capital Increase of Up to EUR 24 Million for Future Mgmt For For
Exchange Offers
18 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
19 Authorize Capitalization of Reserves of Up to EUR 41.6 Mgmt For For
Million for Bonus Issue or Increase in Par Value
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
22 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ERESEARCH TECHNOLOGY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ERT 28-Apr-11 USA 29481V108 Annual 02-Mar-11
CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joel Morganroth Mgmt For For
1.2 Elect Director Stephen S. Phillips Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt None One Year
H & M HENNES & MAURITZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HMB 28-Apr-11 Sweden W41422101 Annual 20-Apr-11
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Sven Unger as Chairman of Meeting Mgmt For For
3 Receive President's Report; Allow Questions Mgmt
4 Prepare and Approve List of Shareholders Mgmt For For
5 Approve Agenda of Meeting Mgmt For For
6 Designate Inspector(s) of Minutes of Meeting Mgmt For For
7 Acknowledge Proper Convening of Meeting Mgmt For For
8a Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Auditor's Report on Application of
Guidelines for Remuneration for Executive Management
8b Receive Auditor's and Auditing Committee's Reports Mgmt
8c Receive Chairman's Report About Board Work Mgmt
8d Receive Report of the Chairman of the Nominating Committee Mgmt
9a Approve Financial Statements and Statutory Reports Mgmt For For
9b Approve Allocation of Income and Dividends of SEK 9.50 per Mgmt For For
Share
9c Approve Discharge of Board and President Mgmt For For
10 Determine Number of Members (8) and Deputy Members (0) Mgmt For For
of Board
11 Approve Remuneration of Directors in the Amount of SEK Mgmt For For
1.35 Million for Chairman, and SEK 450,000 for Other
Members; Approve Remuneration for Committe Work;
Approve Remuneration of Auditors
12 Reelect Mia Livfors, Anders Dahlvig, Lottie Knutson, Sussi Mgmt For Against
Kvart, Bo Lundquist, Stefan Persson (Chairman), Melker
Schorling, and Christian Sievert as Directors
13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Mgmt For Against
Andersson, and Anders Oscarsson as Members of
Nominating Committee
14 Amend Articles of Association to Comply with the New Mgmt For For
Swedish Companies Act
15 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
16 Close Meeting Mgmt
JOHNSON & JOHNSON
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JNJ 28-Apr-11 USA 478160104 Annual 01-Mar-11
CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mary Sue Coleman Mgmt For For
2 Elect Director James G. Cullen Mgmt For For
3 Elect Director Ian E.L. Davis Mgmt For For
4 Elect Director Michael M.e. Johns Mgmt For For
5 Elect Director Susan L. Lindquist Mgmt For For
6 Elect Director Anne M. Mulcahy Mgmt For For
7 Elect Director Leo F. Mullin Mgmt For For
8 Elect Director William D. Perez Mgmt For For
9 Elect Director Charles Prince Mgmt For For
10 Elect Director David Satcher Mgmt For For
11 Elect Director William C. Weldon Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Adopt Policy to Restrain Pharmaceutical Price Increases SH Against Against
16 Amend EEO Policy to Prohibit Discrimination Based on SH Against Against
Applicant's Health Status
17 Adopt Animal-Free Training Methods SH Against Against
NATIONAL INTERSTATE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NATL 28-Apr-11 USA 63654U100 Annual 28-Feb-11
CUSIP: 63654U100 ISIN: US63654U1007 SEDOL: B05Q284
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joseph E. (Jeff) Consolino Mgmt For For
1.2 Elect Director Theodore H. Elliott, Jr. Mgmt For For
1.3 Elect Director Gary J. Gruber Mgmt For Withhold
1.4 Elect Director Donald D. Larson Mgmt For Withhold
1.5 Elect Director David W. Michelson Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
PFIZER INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PFE 28-Apr-11 USA 717081103 Annual 01-Mar-11
CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Dennis A. Ausiello Mgmt For Against
2 Elect Director Michael S. Brown Mgmt For Against
3 Elect Director M. Anthony Burns Mgmt For Against
4 Elect Director W. Don Cornwell Mgmt For For
5 Elect Director Frances D. Fergusson Mgmt For For
6 Elect Director William H. Gray III Mgmt For Against
7 Elect Director Constance J. Horner Mgmt For Against
8 Elect Director James M. Kilts Mgmt For For
9 Elect Director George A. Lorch Mgmt For For
10 Elect Director John P. Mascotte Mgmt For Against
11 Elect Director Suzanne Nora Johnson Mgmt For For
12 Elect Director Ian C. Read Mgmt For For
13 Elect Director Stephen W. Sanger Mgmt For Against
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Two One Year
Years
17 Publish Political Contributions SH Against Against
18 Report on Public Policy Advocacy Process SH Against Against
19 Adopt Policy to Restrain Pharmaceutical Price Increases SH Against Against
20 Provide Right to Act by Written Consent SH Against For
21 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
22 Report on Animal Testing and Plans for Reduction SH Against Against
POLARIS INDUSTRIES INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PII 28-Apr-11 USA 731068102 Annual 28-Feb-11
CUSIP: 731068102 ISIN: US7310681025 SEDOL: 2692933
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Director Gary E. Hendrickson Mgmt For For
1.2 Director John R. Menard Mgmt For For
1.3 Director R.M. Schreck Mgmt For For
1.4 Director William Grant Van Dyke Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SIGNATURE BANK
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SBNY 28-Apr-11 USA 82669G104 Annual 01-Mar-11
CUSIP: 82669G104 ISIN: US82669G1040 SEDOL: B00JQL9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Scott A. Shay Mgmt For For
1.2 Elect Director Joseph J. Depaolo Mgmt For For
1.3 Elect Director Alfred B. Delbello Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
TREEHOUSE FOODS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
THS 28-Apr-11 USA 89469A104 Annual 07-Mar-11
CUSIP: 89469A104 ISIN: US89469A1043 SEDOL: B095X84
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ann M. Sardini Mgmt For For
1.2 Elect Director Dennis F. O'Brien Mgmt For For
1.3 Elect Director Sam K. Reed Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide Right to Call Special Meeting Mgmt For For
4 Reduce Supermajority Vote Requirement Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WEBSTER FINANCIAL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WBS 28-Apr-11 USA 947890109 Annual 28-Feb-11
CUSIP: 947890109 ISIN: US9478901096 SEDOL: 2945143
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John J. Crawford Mgmt For For
1.2 Elect Director C. Michael Jacobi Mgmt For For
1.3 Elect Director Karen R. Osar Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
5 Declassify the Board of Directors SH Against For
WESTAMERICA BANCORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WABC 28-Apr-11 USA 957090103 Annual 28-Feb-11
CUSIP: 957090103 ISIN: US9570901036 SEDOL: 2950374
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director E. Allen Mgmt For For
1.2 Elect Director L. Bartolini Mgmt For For
1.3 Elect Director E.j. Bowler Mgmt For For
1.4 Elect Director A. Latno, Jr. Mgmt For For
1.5 Elect Director P. Lynch Mgmt For For
1.6 Elect Director C. Macmillan Mgmt For For
1.7 Elect Director R. Nelson Mgmt For For
1.8 Elect Director D. Payne Mgmt For For
1.9 Elect Director E. Sylvester Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
ABBOTT LABORATORIES
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ABT 29-Apr-11 USA 002824100 Annual 02-Mar-11
CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert J. Alpern Mgmt For For
1.2 Elect Director Roxanne S. Austin Mgmt For For
1.3 Elect Director W. James Farrell Mgmt For For
1.4 Elect Director H. Laurance Fuller Mgmt For For
1.5 Elect Director Edward M. Liddy Mgmt For For
1.6 Elect Director Phebe N. Novakovic Mgmt For For
1.7 Elect Director William A. Osborn Mgmt For For
1.8 Elect Director Samuel C. Scott III Mgmt For For
1.9 Elect Director Glenn F. Tilton Mgmt For For
1.10 Elect Director Miles D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Adopt Policy on Pharmaceutical Price Restraint SH Against Against
AMERICAN CAPITAL, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACAS 29-Apr-11 USA 02503Y103 Annual 04-Mar-11
CUSIP: 02503Y103 ISIN: US02503Y1038 SEDOL: 2101990
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Driector Mary C. Baskin Mgmt For For
2 Elect Driector Neil M. Hahl Mgmt For For
3 Elect Driector Philip R. Harper Mgmt For For
4 Elect Driector John A. Koskinen Mgmt For For
5 Elect Driector Stan Lundine Mgmt For For
6 Elect Driector Kenneth D. Peterson Mgmt For For
7 Elect Driector Alvin N. Puryear Mgmt For For
8 Elect Driector Malon Wilkus Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
11 Ratify Auditors Mgmt For For
AT&T INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
T 29-Apr-11 USA 00206R102 Annual 01-Mar-11
CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Randall L. Stephenson Mgmt For For
2 Elect Director Gilbert F. Amelio Mgmt For For
3 Elect Director Reuben V. Anderson Mgmt For For
4 Elect Director James H. Blanchard Mgmt For For
5 Elect Director Jaime Chico Pardo Mgmt For For
6 Elect Director James P. Kelly Mgmt For For
7 Elect Director Jon C. Madonna Mgmt For For
8 Elect Director Lynn M. Martin Mgmt For For
9 Elect Director John B. McCoy Mgmt For For
10 Elect Director Joyce M. Roche Mgmt For For
11 Elect Director Matthew K. Rose Mgmt For For
12 Elect Director Laura D Andrea Tyson Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Report on Political Contributions SH Against Against
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Provide Right to Act by Written Consent SH Against For
BAYER AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAYN 29-Apr-11 Germany D0712D163 Annual
CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports; Appove Mgmt For For
Allocation of Income and Dividends of EUR 1.50 per Share
for Fiscal 2010
2 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
4 Amend Articles Re: Length of Supervisory Board Member Mgmt For For
Term
5 Approve Spin-Off and Takeover Agreement with Bayer Real Mgmt For For
Estate GmbH
6 Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 Mgmt For For
CLECO CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNL 29-Apr-11 USA 12561W105 Annual 01-Mar-11
CUSIP: 12561W105 ISIN: US12561W1053 SEDOL: 2182445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William L. Marks Mgmt For For
1.2 Elect Director Robert T. Ratcliff, Sr. Mgmt For For
1.3 Elect Director Peter M. Scott III Mgmt For For
1.4 Elect Director William H.walker, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Eliminate Cumulative Voting and Declassify the Board Mgmt For For
6 Eliminate Cumulative Voting Mgmt For For
ENEL SPA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ENEL 29-Apr-11 Italy T3679P115 Annual/Special 18-Apr-11
CUSIP: T3679P115 ISIN: IT0003128367 SEDOL: 7144569
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Fix Number of Directors Mgmt For For
4 Fix Directors' Term Mgmt For For
Elect Directors (Bundled) - Choose One of the Following Mgmt
Slates
5.1 Slate Submitted by the Italian Ministry of Economy and Mgmt None Do Not Vote
Finance
5.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt None For
6 Elect Chairman of the Board of Directors Mgmt For For
7 Approve Remuneration of Directors Mgmt For Against
8 Approve Auditors and Authorize Board to Fix Their Mgmt For For
Remuneration
Extraordinary Business Mgmt
1 Amend Company Bylaws Mgmt For For
ENI SPA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ENI 29-Apr-11 Italy T3643A145 Annual 18-Apr-11
CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Fix Number of Directors Mgmt For For
4 Fix Directors' Term Mgmt For For
Elect Directors (Bundled) - Vote Only for One of the Mgmt
Following Slates
5.1 Slate Submitted by the Ministry of Economics and Finance Mgmt None Do Not Vote
5.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt None For
6 Elect Chairman of the Board of Directors Mgmt For For
7 Approve Remuneration of Directors Mgmt For Against
Appoint Internal Statutory Auditors - Vote Only for One of Mgmt
the Following Slates
8.1 Slate Submitted by the Ministry of Economics and Finance Mgmt None Against
8.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt None For
9 Appoint Internal Statutory Auditors' Chairman Mgmt For For
10 Approve Internal Auditors' Remuneration Mgmt For For
11 Approve Compensation of the Judicial Officer of Corte dei Mgmt For For
Conti Responsible for Eni's Financial Control
OWENS & MINOR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OMI 29-Apr-11 USA 690732102 Annual 08-Mar-11
CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director A. Marshall Acuff, Jr. Mgmt For For
1.2 Elect Director J. Alfred Broaddus, Jr. Mgmt For For
1.3 Elect Director Richard E. Fogg Mgmt For For
1.4 Elect Director John W. Gerdelman Mgmt For For
1.5 Elect Director Lemuel E. Lewis Mgmt For For
1.6 Elect Director G. Gilmer Minor, III Mgmt For For
1.7 Elect Director Eddie N. Moore, Jr. Mgmt For For
1.8 Elect Director Peter S. Redding Mgmt For For
1.9 Elect Director James E. Rogers Mgmt For For
1.10 Elect Director Robert C. Sledd Mgmt For For
1.11 Elect Director Craig R. Smith Mgmt For For
1.12 Director Anne Marie Whittemore Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BERKSHIRE HATHAWAY INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRK.B 30-Apr-11 USA 084670702 Annual 02-Mar-11
CUSIP: 084670108 ISIN: US0846707026 SEDOL: 2073390
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Warren E. Buffett Mgmt For For
1.2 Elect Director Charles T. Munger Mgmt For For
1.3 Elect Director Howard G. Buffett Mgmt For For
1.4 Elect Director Stephen B. Burke Mgmt For For
1.5 Elect Director Susan L. Decker Mgmt For For
1.6 Elect Director William H. Gates III Mgmt For For
1.7 Elect Director David S. Gottesman Mgmt For For
1.8 Elect Director Charlotte Guyman Mgmt For For
1.9 Elect Director Donald R. Keough Mgmt For For
1.10 Elect Director Thomas S. Murphy Mgmt For For
1.11 Elect Director Ronald L. Olson Mgmt For For
1.12 Elect Director Walter Scott, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Adopt Quantitative GHG Goals for Products and Operations SH Against For
AMERICAN EXPRESS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AXP 02-May-11 USA 025816109 Annual 04-Mar-11
CUSIP: 025816109 ISIN: US0258161092 SEDOL: 2026082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Daniel F. Akerson Mgmt For For
1.2 Elect Director Charlene Barshefsky Mgmt For For
1.3 Elect Director Ursula M. Burns Mgmt For For
1.4 Elect Director Kenneth I. Chenault Mgmt For For
1.5 Elect Director Peter Chernin Mgmt For For
1.6 Elect Director Theodore J. Leonsis Mgmt For For
1.7 Director Jan Leschly Mgmt For For
1.8 Director Richard C. Levin Mgmt For For
1.9 Director Richard A. McGinn Mgmt For For
1.10 Director Edward D. Miller Mgmt For For
1.11 Director Steven S. Reinemund Mgmt For For
1.12 Director Robert D. Walter Mgmt For For
1.13 Director Ronald A. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Provide for Cumulative Voting SH Against Against
6 Amend Bylaws-- Call Special Meetings SH Against For
CBL & ASSOCIATES PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBL 02-May-11 USA 124830100 Annual 04-Mar-11
CUSIP: 124830100 ISIN: US1248301004 SEDOL: 2167475
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Charles B. Lebovitz Mgmt For For
1.2 Elect Director Gary L. Bryenton Mgmt For For
1.3 Elect Director Gary J. Nay Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
5 Declassify the Board of Directors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
EQUITY ONE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQY 02-May-11 USA 294752100 Annual 07-Mar-11
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Noam Ben-Ozer Mgmt For For
1.2 Elect Director James S. Cassel Mgmt For For
1.3 Elect Director Cynthia R. Cohen Mgmt For For
1.4 Elect Director David Fischel Mgmt For For
1.5 Elect Director Neil Flanzraich Mgmt For For
1.6 Elect Director Nathan Hetz Mgmt For For
1.7 Elect Director Chaim Katzman Mgmt For For
1.8 Elect Director Peter Linneman Mgmt For For
1.9 Elect Director Jeffrey S. Olson Mgmt For For
1.10 Elect Director Dori Segal Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Amend Omnibus Stock Plan Mgmt For Against
GDF SUEZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSZ 02-May-11 France F42768105 Annual/Special 27-Apr-11
CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 1.50 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Albert Frere as Director Mgmt For For
7 Reelect Edmond Alphandery as Director Mgmt For For
8 Reelect Aldo Cardoso as Director Mgmt For For
9 Reelect Rene Carron as Director Mgmt For For
10 Reelect Thierry de Rudder as Director Mgmt For For
11 Elect Francoise Malrieu as Director Mgmt For For
12 Ratify Change of Registered Office to 1 place Samuel de Mgmt For For
Champlain, 92400 Courbevoie, and Amend Bylaws
Accordingly
Extraordinary Business Mgmt
13 Approve Employee Stock Purchase Plan Mgmt For For
14 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
15 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
16 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Shareholder Proposals Mgmt
A Approve Dividends of EUR 0.83 per Share SH Against Against
MKS INSTRUMENTS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MKSI 02-May-11 USA 55306N104 Annual 07-Mar-11
CUSIP: 55306N104 ISIN: US55306N1046 SEDOL: 2404871
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John R. Bertucci Mgmt For For
1.2 Elect Director Robert R. Anderson Mgmt For For
1.3 Elect Director Gregory R. Beecher Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
POTLATCH CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PCH 02-May-11 USA 737630103 Annual 21-Mar-11
CUSIP: 737630103 ISIN: US7376301039 SEDOL: B0XXJN1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Jerome C. Knoll Mgmt For For
2 Elect Director John S. Moody Mgmt For For
3 Elect Director Lawrence S. Peiros Mgmt For For
4 Ratify Auditors Mgmt For For
5 Amend Omnibus Stock Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
THE BOEING COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BA 02-May-11 USA 097023105 Annual 03-Mar-11
CUSIP: 097023105 ISIN: US0970231058 SEDOL: 2108601
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John E. Bryson Mgmt For For
2 Elect Director David L. Calhoun Mgmt For For
3 Elect Director Arthur D. Collins, Jr. Mgmt For For
4 Elect Director Linda Z. Cook Mgmt For For
5 Elect Director Kenneth M. Duberstein Mgmt For For
6 Elect Director Edmund P. Giambastiani, Jr. Mgmt For For
7 Elect Director Edward M. Liddy Mgmt For For
8 Elect Director John F. McDonnell Mgmt For For
9 Elect Director W. James McNerney, Jr. Mgmt For For
10 Elect Director Susan C. Schwab Mgmt For For
11 Elect Director Ronald A. Williams Mgmt For For
12 Elect Director Mike S. Zafirovski Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
15 Ratify Auditors Mgmt For For
16 Implement Third-Party Supply Chain Monitoring SH Against Against
17 Report on Political Contributions SH Against Against
18 Provide Right to Act by Written Consent SH Against For
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Require Independent Board Chairman SH Against Against
VINCI
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DG 02-May-11 France F5879X108 Annual/Special 27-Apr-11
CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.67 per Mgmt For For
Share
4 Reelect Pascale Sourisse as Director Mgmt For For
5 Reelect Robert Castaigne as Director Mgmt For For
6 Reelect Jean Bernard Levy as Director Mgmt For For
7 Elect Elisabeth Boyer as Representative of Employee Mgmt For For
Shareholders to the Board
8 Elect Gerard Duez as Representative of Employee Mgmt For Against
Shareholders to the Board
9 Elect Gerard Francon as Representative of Employee Mgmt For Against
Shareholders to the Board
10 Elect Bernard Klemm as Representative of Employee Mgmt For Against
Shareholders to the Board
11 Elect Bernard Chabalier as Representative of Employee Mgmt For Against
Shareholders to the Board
12 Elect Jean-Luc Lebouil as Representative of Employee Mgmt For Against
Shareholders to the Board
13 Elect Denis Marchal as Representative of Employee Mgmt For Against
Shareholders to the Board
14 Elect Rolland Sabatier as Representative of Employee Mgmt For Against
Shareholders to the Board
15 Elect Pascal Taccoen as Representative of Employee Mgmt For Against
Shareholders to the Board
16 Elect Cosimo Lupo as Representative of Employee Mgmt For Against
Shareholders to the Board
17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
18 Approve Transactions with a Related Parties Re: Financing of Mgmt For For
Prado Sud
Extraordinary Business Mgmt
19 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
20 Authorize Capitalization of Reserves for Bonus Issue or Mgmt For For
Increase in Par Value
21 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
300 Million
22 Authorize Issuance of Specific Convertible Bonds without Mgmt For For
Preemptive Rights Named OCEANE, up to an Aggregate
Nominal Amount EUR 150 Million
23 Approve Issuance of Convertible Bonds without Preemptive Mgmt For For
Rights Other than OCEANE, up to an Aggregate Nominal
Amount EUR 150 Million
24 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
25 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
26 Approve Employee Stock Purchase Plan Mgmt For For
27 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
28 Authorize up to 0.9 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
29 Authorize Filing of Required Documents/Other Formalities Mgmt For For
DELEK US HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DK 03-May-11 USA 246647101 Annual 10-Mar-11
CUSIP: 246647101 ISIN: US2466471016 SEDOL: B142DK9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Erza Uzi Yemin Mgmt For For
1.2 Elect Director Gabriel Last Mgmt For Withhold
1.3 Elect Director Asaf Bartfeld Mgmt For For
1.4 Elect Director Aharon Kacherginski Mgmt For For
1.5 Elect Director Shlomo Zohar Mgmt For For
1.6 Elect Director Carlos E. Jorda Mgmt For For
1.7 Elect Director Charles H. Leonard Mgmt For For
1.8 Elect Director Philip L. Maslowe Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
HOME PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HME 03-May-11 USA 437306103 Annual 08-Mar-11
CUSIP: 437306103 ISIN: US4373061039 SEDOL: 2414074
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen R. Blank Mgmt For For
1.2 Elect Director Alan L. Gosule Mgmt For For
1.3 Elect Director Leonard F. Helbig, III Mgmt For For
1.4 Elect Director Charles J. Koch Mgmt For For
1.5 Elect Director Thomas P. Lydon, Jr. Mgmt For For
1.6 Elect Director Edward J. Pettinella Mgmt For For
1.7 Elect Director Clifford W. Smith, Jr. Mgmt For For
1.8 Elect Director Amy L. Tait Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Omnibus Stock Plan Mgmt For Against
5 Ratify Auditors Mgmt For For
NOKIA CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 03-May-11 Finland X61873133 Annual 19-Apr-11
CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of Mgmt For For
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Prepare and Approve List of Shareholders Mgmt For For
6 Receive Financial Statements and Statutory Reports, the Mgmt
Board's Report, and the Auditor's Report; Receive Review by
the CEO
7 Accept Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.40 Per Mgmt For For
Share
9 Approve Discharge of Board and President Mgmt For For
10 Approve Remuneration of Directors in the Amount of EUR Mgmt For For
440,000 for Chairman, EUR 150,000 for Vice Chairman, and
EUR 130,000 for Other Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Eleven Mgmt For For
12 Reelect Bengt Holmstrom, Henning Kagermann, Per Karlsson, Mgmt For For
Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, and
Risto Siilasmaa as Directors; Elect Jouko Karvinen, Helge
Lund, Kari Stadigh, and Stephen Elop as New Directors
13 Approve Remuneration of Auditors Mgmt For For
14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For
15 Authorize Repurchase of up to 360 Million Issued Shares Mgmt For For
16 Approve Stock Option Plan for Key Employees; Approve Mgmt For For
Issuance of up to 35 Million Stock Options
17 Close Meeting Mgmt
PEABODY ENERGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BTU 03-May-11 USA 704549104 Annual 11-Mar-11
CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gregory H. Boyce Mgmt For For
1.2 Elect Director William A. Coley Mgmt For For
1.3 Elect Director William E. James Mgmt For For
1.4 Elect Director Robert B. Karn III Mgmt For For
1.5 Elect Director M. Frances Keeth Mgmt For For
1.6 Elect Director Henry E. Lentz Mgmt For For
1.7 Elect Director Robert A. Malone Mgmt For For
1.8 Elect Director William C. Rusnack Mgmt For For
1.9 Elect Director John F. Turner Mgmt For For
1.10 Elect Director Sandra A. Van Trease Mgmt For For
1.11 Elect Director Alan H. Washkowitz Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Two One Year
Years
5 Approve Omnibus Stock Plan Mgmt For For
RACKSPACE HOSTING, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RAX 03-May-11 USA 750086100 Annual 25-Mar-11
CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Graham Weston Mgmt For For
1.2 Elect Director Palmer Moe Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
THOMSON REUTERS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRI 03-May-11 Canada 884903105 Annual 15-Mar-11
CUSIP: 884903105 ISIN: CA8849031056 SEDOL: 2889371
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Thomson Mgmt For For
1.2 Elect Director W. Geoffrey Beattie Mgmt For For
1.3 Elect Director Thomas H. Glocer Mgmt For For
1.4 Elect Director Manvinder S. Banga Mgmt For For
1.5 Elect Director Mary Cirillo Mgmt For For
1.6 Elect Director Steven A. Denning Mgmt For For
1.7 Elect Director Lawton W. Fitt Mgmt For For
1.8 Elect Director Roger L. Martin Mgmt For For
1.9 Elect Director Sir Deryck Maughan Mgmt For For
1.10 Elect Director Ken Olisa Mgmt For For
1.11 Elect Director Vance K. Opperman Mgmt For For
1.12 Elect Director John M. Thompson Mgmt For For
1.13 Elect Director Peter J. Thomson Mgmt For For
1.14 Elect Director John A. Tory Mgmt For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Mgmt For For
Authorize Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation Approach Mgmt For For
UNDER ARMOUR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UA 03-May-11 USA 904311107 Annual 18-Feb-11
CUSIP: 904311107 ISIN: US9043111072 SEDOL: B0PZN11
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kevin A. Plank Mgmt For For
1.2 Elect Director Byron K. Adams, Jr. Mgmt For For
1.3 Elect Director Douglas E. Coltharp Mgmt For For
1.4 Elect Director Anthony W. Deering Mgmt For For
1.5 Elect Director A.B. Krongard Mgmt For For
1.6 Elect Director William R. McDermott Mgmt For For
1.7 Elect Director Harvey L. Sanders Mgmt For For
1.8 Elect Director T homas J. Sippel Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
WELLS FARGO & COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WFC 03-May-11 USA 949746101 Annual 04-Mar-11
CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Election Director John D. Baker II Mgmt For For
2 Election Director John S. Chen Mgmt For For
3 Election Director Lloyd H. Dean Mgmt For For
4 Election Director Susan E. Engel Mgmt For For
5 Election Director Enrique Hernandez, Jr. Mgmt For For
6 Election Director Donald M. James Mgmt For For
7 Election Director Mackey J. McDonald Mgmt For For
8 Election Director Cynthia H. Milligan Mgmt For For
9 Elect Director Nicholas G. Moore Mgmt For For
10 Elect Director Philip J. Quigley Mgmt For For
11 Elect Director Judith M. Runstad Mgmt For For
12 Elect Director Stephen W. Sanger Mgmt For For
13 Elect Director John G. Stumpf Mgmt For Against
14 Elect Director an G. Swenson Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
17 Ratify Auditors Mgmt For For
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Provide for Cumulative Voting SH Against Against
20 Require Independent Board Chairman SH Against For
21 Advisory Vote to Ratify Directors' Compensation SH Against Against
22 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
ADTRAN, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ADTN 04-May-11 USA 00738A106 Annual 10-Mar-11
CUSIP: 00738A106 ISIN: US00738A1060 SEDOL: 2052924
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas R. Stanton Mgmt For For
1.2 Elect Director H. Fenwick Huss Mgmt For For
1.3 Elect Director Ross K. Ireland Mgmt For For
1.4 Elect Director William L. Marks Mgmt For For
1.5 Elect Director James E. Matthews Mgmt For For
1.6 Elect Director Balan Nair Mgmt For For
1.7 Elect Director Roy J. Nichols Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt None One Year
4 Amend Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
ALLIANZ SE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALV 04-May-11 Germany D03080112 Annual
CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 4.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Elect Franz Heiss as Employee Representative to the Mgmt For For
Supervisory Board
6 Amend Articles Re: Remuneration of Supervisory Board Mgmt For For
7 Approve Affiliation Agreements with Allianz Global Investors Mgmt For For
AG
8 Approve Spin-Off and Takeover Agreement with Allianz Mgmt For For
Deutschland AG
ASSOCIATED ESTATES REALTY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AEC 04-May-11 USA 045604105 Annual 15-Mar-11
CUSIP: 045604105 ISIN: US0456041054 SEDOL: 2044396
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Albert T. Adams Mgmt For For
1.2 Elect Director James M. Delaney Mgmt For For
1.3 Elect Director Jeffrey I. Friedman Mgmt For For
1.4 Elect Director Michael E. Gibbons Mgmt For For
1.5 Elect Director Mark L. Milstein Mgmt For For
1.6 Elect Director James A. Schoff Mgmt For For
1.7 Elect Director Richard T. Schwarz Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BAE SYSTEMS PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BA. 04-May-11 United Kingdom G06940103 Annual 02-May-11
CUSIP: G06940103 ISIN: GB0002634946 SEDOL: 0263494
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Paul Anderson as Director Mgmt For For
5 Re-elect Michael Hartnall as Director Mgmt For For
6 Re-elect Linda Hudson as Director Mgmt For For
7 Re-elect Ian King as Director Mgmt For For
8 Re-elect Sir Peter Mason as Director Mgmt For For
9 Re-elect Richard Olver as Director Mgmt For For
10 Re-elect Roberto Quarta as Director Mgmt For For
11 Re-elect Nicholas Rose as Director Mgmt For For
12 Re-elect Carl Symon as Director Mgmt For For
13 Elect Harriet Green as Director Mgmt For For
14 Elect Peter Lynas as Director Mgmt For For
15 Elect Paula Rosput Reynolds as Director Mgmt For For
16 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
17 Authorise the Audit Committee to Fix Remuneration of Mgmt For For
Auditors
18 Authorise EU Political Donations and Expenditure Mgmt For For
19 Approve Restricted Share Plan 2011 Mgmt For Against
20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
22 Authorise Market Purchase Mgmt For For
23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
DANA HOLDING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAN 04-May-11 USA 235825205 Annual 07-Mar-11
CUSIP: 235825205 ISIN: US2358252052 SEDOL: B2PFJR3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John M. Devine Mgmt For For
1.2 Elect Director Terrence J. Keating Mgmt For For
1.3 Elect Director Joseph C. Muscari Mgmt For For
1.4 Elect Director Richard F. Wallman Mgmt For For
1.5 Elect Director Keith E. Wandell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
EMC CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EMC 04-May-11 USA 268648102 Annual 07-Mar-11
CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Michael W. Brown Mgmt For For
2 Elect Director Randolph L. Cowen Mgmt For For
3 Elect Director Michael J. Cronin Mgmt For For
4 Elect Director Gail Deegan Mgmt For Against
5 Elect Director James S. DiStasio Mgmt For For
6 Elect Director John R. Egan Mgmt For For
7 Elect Director Edmund F. Kelly Mgmt For For
8 Elect Director Windle B. Priem Mgmt For Against
9 Elect Director Paul Sagan Mgmt For For
10 Elect Director David N. Strohm Mgmt For Against
11 Elect Director Joseph M. Tucci Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Omnibus Stock Plan Mgmt For Against
14 Provide Right to Call Special Meeting Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
FRESH DEL MONTE PRODUCE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FDP 04-May-11 Cayman Islands G36738105 Annual 10-Mar-11
CUSIP: G36738105 ISIN: KYG367381053 SEDOL: 2118707
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1a Elect Michael J. Berthelot as Director Mgmt For For
1b Elect Madeleine L. Champion as Director Mgmt For For
1c Elect Elias K. Hebeka as Director Mgmt For For
2 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For
3 Ratify Ernst & Young LLP as Auditors Mgmt For For
4 Approve Dividends Mgmt For For
5 Approve Omnibus Stock Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
GENERAL DYNAMICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GD 04-May-11 USA 369550108 Annual 07-Mar-11
CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mary T. Barra Mgmt For For
2 Elect Director Nicholas D. Chabraja Mgmt For For
3 Elect Director James S. Crown Mgmt For For
4 Elect Director William P. Fricks Mgmt For For
5 Elect Director Jay L. Johnson Mgmt For For
6 Elect Director George A. Joulwan Mgmt For For
7 Elect Director Paul G. Kaminski Mgmt For For
8 Elect Director John M. Keane Mgmt For For
9 Elect Director Lester L. Lyles Mgmt For For
10 Elect Director William A. Osborn Mgmt For For
11 Elect Director Robert Walmsley Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
15 Review and Assess Human Rights Policies SH Against For
16 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
KAYDON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KDN 04-May-11 USA 486587108 Annual 08-Mar-11
CUSIP: 486587108 ISIN: US4865871085 SEDOL: 2485230
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mark A. Alexander Mgmt For For
1.2 Elect Director David A. Brandon Mgmt For For
1.3 Elect Director Patrick P. Coyne Mgmt For For
1.4 Elect Director William K. Gerber Mgmt For For
1.5 Elect Director Timothy J. O'Donovan Mgmt For For
1.6 Elect Director James O'Leary Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
L AIR LIQUIDE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AI 04-May-11 France F01764103 Annual/Special 29-Apr-11
CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.35 per Mgmt For For
Share
4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
5 Reelect Gerard de La Martiniere as Director Mgmt For For
6 Reelect Cornelis van Lede as Director Mgmt For For
7 Elect Sian Herbert-Jones as Director Mgmt For For
8 Approve Transaction with Air Liquide International, and Mgmt For For
Auditor's Special Report on This Transaction
9 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 800,000
Extraordinary Business Mgmt
10 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
11 Approve Spin-Off Agreement with Air Liquide France Industrie Mgmt For For
12 Approve Spin-Off Agreement with Air Liquide Advanced Mgmt For For
Technologies
13 Approve Spin-Off Agreement with Cryopal Mgmt For For
14 Approve Spin-Off Agreement with Air Liquide Engineering Mgmt For For
15 Approve Spin-Off Agreement with Air Liquide Services Mgmt For For
16 Authorize Board to Issue Free Warrants with Preemptive Mgmt For Against
Rights During a Public Tender Offer or Share Exchange Offer
17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
390 Million
18 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Under Item 17
19 Approve Employee Stock Purchase Plan Mgmt For For
20 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
Ordinary Business Mgmt
21 Authorize Filing of Required Documents/Other Formalities Mgmt For For
WINDSTREAM CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WIN 04-May-11 USA 97381W104 Annual 15-Mar-11
CUSIP: 97381W104 ISIN: US97381W1045 SEDOL: B180376
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol B. Armitage Mgmt For For
2 Elect Director Samuel E. Beall, III Mgmt For For
3 Elect Director Dennis E. Foster Mgmt For For
4 Elect Director Francis X. Frantz Mgmt For For
5 Elect Director Jeffery R. Gardner Mgmt For For
6 Elect Director Jeffrey T. Hinson Mgmt For For
7 Elect Director Judy K. Jones Mgmt For For
8 Elect Director William A. Montgomery Mgmt For For
9 Elect Director Alan L. Wells Mgmt For For
10 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
11 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
12 Ratify Auditors Mgmt For For
13 Provide for Cumulative Voting SH Against Against
14 Report on Political Contributions SH Against Against
XSTRATA PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
XTA 04-May-11 United Kingdom G9826T102 Annual 02-May-11
CUSIP: G9826T102 ISIN: GB0031411001 SEDOL: 3141100
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For Against
4 Re-elect Mick Davis as Director Mgmt For For
5 Re-elect Dr Con Fauconnier as Director Mgmt For For
6 Re-elect Ivan Glasenberg as Director Mgmt For For
7 Re-elect Peter Hooley as Director Mgmt For For
8 Re-elect Claude Lamoureux as Director Mgmt For For
9 Re-elect Trevor Reid as Director Mgmt For For
10 Re-elect Sir Steve Robson as Director Mgmt For For
11 Re-elect David Rough as Director Mgmt For For
12 Re-elect Ian Strachan as Director Mgmt For For
13 Re-elect Santiago Zaldumbide as Director Mgmt For For
14 Elect Sir John Bond as Director Mgmt For For
15 Elect Aristotelis Mistakidis as Director Mgmt For For
16 Elect Tor Peterson as Director Mgmt For For
17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For
Remuneration
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise the Company to Call EGM with Not Less Than 20 Mgmt For For
Clear Days' Notice
ACME PACKET, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
APKT 05-May-11 USA 004764106 Annual 15-Mar-11
CUSIP: 004764106 ISIN: US0047641065 SEDOL: B17WCB0
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gary J. Bowen Mgmt For For
1.2 Elect Director Robert C. Hower Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
AMERICAN CAMPUS COMMUNITIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACC 05-May-11 USA 024835100 Annual 14-Mar-11
CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William C. Bayless, Jr. Mgmt For For
1.2 Elect Director R.D. Burck Mgmt For For
1.3 Elect Director G. Steven Dawson Mgmt For For
1.4 Elect Director Cydney C. Donnell Mgmt For For
1.5 Elect Director Edward Lowenthal Mgmt For For
1.6 Elect Director Joseph M. Macchione Mgmt For For
1.7 Elect Director Winston W. Walker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
E.ON AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EOAN 05-May-11 Germany D24914133 Annual
CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6a Elect Denise Kingsmill to the Supervisory Board Mgmt For For
6b Elect Bard Mikkelsen to the Supervisory Board Mgmt For For
6c Elect Rene Obermann to the Supervisory Board Mgmt For For
7a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal Mgmt For For
2010
7b Ratify PriceWaterhouseCoopers AG as Auditors for the Mgmt For For
Inspection of the Abbreviated Financial Statements for the
First Half of Fiscal 2011
8 Approve Remuneration of Supervisory Board Mgmt For For
9a Approve Affiliation Agreement with E.ON Mgmt For For
Beteiligungsverwaltungs GmbH
9b Approve Affiliation Agreement with E.ON Energy Trading Mgmt For For
Holding GmbH
9c Approve Affiliation Agreement with E.ON Finanzanlagen Mgmt For For
GmbH
9d Approve Affiliation Agreement with E.ON Ruhrgas Holding Mgmt For For
GmbH
GAYLORD ENTERTAINMENT COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GET 05-May-11 USA 367905106 Annual 15-Mar-11
CUSIP: 367905106 ISIN: US3679051066 SEDOL: 2103576
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Glenn J. Angiolillo Mgmt For For
1.2 Elect Director Michael J. Bender Mgmt For For
1.3 Elect Director E. K. Gaylord II Mgmt For For
1.4 Elect Director Ralph Horn Mgmt For For
1.5 Elect Director David W. Johnson Mgmt For For
1.6 Elect Director Ellen Levine Mgmt For For
1.7 Elect Director Terrell T. Philen, Jr. Mgmt For For
1.8 Elect Director Robert S. Prather, Jr. Mgmt For For
1.9 Elect Director Colin V. Reed Mgmt For For
1.10 Elect Director Michael D. Rose Mgmt For For
1.11 Elect Director Michael I. Roth Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
GLAXOSMITHKLINE PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSK 05-May-11 United Kingdom G3910J112 Annual 03-May-11
CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Simon Dingemans as Director Mgmt For For
4 Elect Stacey Cartwright as Director Mgmt For For
5 Elect Judy Lewent as Director Mgmt For For
6 Re-elect Sir Christopher Gent as Director Mgmt For For
7 Re-elect Andrew Witty as Director Mgmt For For
8 Re-elect Sir Roy Anderson as Director Mgmt For For
9 Re-elect Dr Stephanie Burns as Director Mgmt For For
10 Re-elect Larry Culp as Director Mgmt For For
11 Re-elect Sir Crispin Davis as Director Mgmt For For
12 Re-elect Sir Deryck Maughan as Director Mgmt For For
13 Re-elect James Murdoch as Director Mgmt For For
14 Re-elect Dr Daniel Podolsky as Director Mgmt For For
15 Re-elect Dr Moncef Slaoui as Director Mgmt For For
16 Re-elect Tom de Swaan as Director Mgmt For For
17 Re-elect Sir Robert Wilson as Director Mgmt For For
18 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
19 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
23 Authorise Market Purchase Mgmt For For
24 Approve the Exemption from Statement of the Name of the Mgmt For For
Senior Statutory Auditor in Published Copies of the Auditors'
Reports
25 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
HEALTHSOUTH CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HLS 05-May-11 USA 421924309 Annual 08-Mar-11
CUSIP: 421924309 ISIN: US4219243098 SEDOL: B1G9B93
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Edward A. Blechschmidt Mgmt For For
1.2 Elect Director John W. Chidsey Mgmt For For
1.3 Elect Director Donald L. Correll Mgmt For For
1.4 Elect Director Yvonne M. Curl Mgmt For For
1.5 Elect Director Charles M. Elson Mgmt For For
1.6 Elect Director Jay Grinney Mgmt For For
1.7 Elect Director Jon F. Hanson Mgmt For For
1.8 Elect Director Leo I. Higdon, Jr. Mgmt For For
1.9 Elect Director John E. Maupin, Jr. Mgmt For For
1.10 Elect Director L. Edward Shaw, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Amend Omnibus Stock Plan Mgmt For For
HEXCEL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HXL 05-May-11 USA 428291108 Annual 15-Mar-11
CUSIP: 428291108 ISIN: US4282911084 SEDOL: 2416779
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joel S. Beckman Mgmt For For
1.2 Elect Director David E. Berges Mgmt For For
1.3 Elect Director Lynn Brubaker Mgmt For For
1.4 Elect Director Jeffrey C. Campbell Mgmt For For
1.5 Elect Director Sandra L. Derickson Mgmt For For
1.6 Elect Director W. Kim Foster Mgmt For For
1.7 Elect Director Thomas A. Gendron Mgmt For For
1.8 Elect Director Jeffrey A. Graves Mgmt For For
1.9 Elect Director David C. Hill Mgmt For For
1.10 Elect Director David L. Pugh Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
PUBLIC STORAGE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PSA 05-May-11 USA 74460D109 Annual 10-Mar-11
CUSIP: 74460D109 ISIN: US74460D1090 SEDOL: 2852533
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Trustee B. Wayne Hughes Mgmt For For
1.2 Elect Trustee Ronald L. Havner, Jr. Mgmt For For
1.3 Elect Trustee Tamara Hughes Gustavson Mgmt For For
1.4 Elect Trustee Uri P. Harkham Mgmt For For
1.5 Elect Trustee B. Wayne Hughes, Jr. Mgmt For For
1.6 Elect Trustee Avedick B. Poladian Mgmt For For
1.7 Elect Trustee Gary E. Pruitt Mgmt For For
1.8 Elect Trustee Ronald P. Spogli Mgmt For For
1.9 Elect Trustee Daniel C. Staton Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
RECKITT BENCKISER GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 05-May-11 United Kingdom G74079107 Annual 03-May-11
CUSIP: G74079107 ISIN: GB00B24CGK77 SEDOL: B24CGK7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Abstain
3 Approve Final Dividend Mgmt For For
4 Re-elect Adrian Bellamy as Director Mgmt For For
5 Re-elect Peter Harf as Director Mgmt For Abstain
6 Re-elect Bart Becht as Director Mgmt For For
7 Re-elect Graham Mackay as Director Mgmt For For
8 Elect Liz Doherty as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
15 Amend 2007 Senior Executives' Share Ownership Policy Plan, Mgmt For For
2007 Global Stock Profit Plan, 2007 Long-Term Incentive
Plan, 2007 US Savings-Related Share Option Plan and 2007
Savings Related Share Option Plan
RIO TINTO LTD. (FORMERLY CRA LTD.)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RIO 05-May-11 Australia Q81437107 Annual 03-May-11
CUSIP: Q81437107 ISIN: AU000000RIO1 SEDOL: 6220103
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proposals Mgmt
1 Accept the Financial Statements and Statutory Reports for Mgmt For For
the Year Ended Dec. 31, 2010
2 Approve the Remuneration Report for the Year Ended Dec. Mgmt For Against
31, 2010
3 Elect Tom Albanese as a Director Mgmt For For
4 Elect Robert Brown as a Director Mgmt For For
5 Elect Vivienne Cox as a Director Mgmt For For
6 Elect Jan du Plessis as a Director Mgmt For For
7 Elect Guy Elliott as a Director Mgmt For For
8 Elect Michael Fitzpatrick as a Director Mgmt For For
9 Elect Ann Godbehere as a Director Mgmt For For
10 Elect Richard Goodmanson as a Director Mgmt For For
11 Elect Andrew Gould as a Director Mgmt For For
12 Elect Lord Kerr as a Director Mgmt For For
13 Elect Paul Tellier as a Director Mgmt For For
14 Elect Sam Walsh as a Director Mgmt For For
Shareholder Proposal Mgmt
15 Elect Stephen Mayne as a Director SH Against Against
Management Proposals Mgmt
16 Approve the Reappointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of Rio Tinto plc and Authorize the Audit
Committee to Fix the Auditors' Remuneration
17 Approve the Amendments to Each of the Rio Tinto Ltd and Mgmt For For
Rio Tinto plc Performance Share Plan 2004
18 Approve the Renewal of the Off-Market and On-Market Share Mgmt For For
Buyback Authorities
SOTHEBY'S
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BID 05-May-11 USA 835898107 Annual 11-Mar-11
CUSIP: 835898107 ISIN: US8358981079 SEDOL: 2822406
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John M. Angelo Mgmt For For
2 Elect Director Michael Blakenham Mgmt For For
3 Elect Director The Duke Of Devonshire Mgmt For For
4 Elect Director Daniel Meyer Mgmt For For
5 Elect Director James Murdoch Mgmt For For
6 Elect Director Allen Questrom Mgmt For For
7 Elect Director William F. Ruprecht Mgmt For For
8 Elect Director Marsha Simms Mgmt For For
9 Elect Director Michael I. Sovern Mgmt For For
10 Elect Director Donald M. Stewart Mgmt For For
11 Elect Director Robert S. Taubman Mgmt For For
12 Elect Director Diana L. Taylor Mgmt For For
13 Elect Director Dennis M. Weibling Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
STANDARD CHARTERED PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
STAN 05-May-11 United Kingdom G84228157 Annual 03-May-11
CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For Abstain
4 Re-elect Steve Bertamini as Director Mgmt For For
5 Re-elect Jaspal Bindra as Director Mgmt For For
6 Re-elect Richard Delbridge as Director Mgmt For For
7 Re-elect Jamie Dundas as Director Mgmt For For
8 Re-elect Val Gooding as Director Mgmt For For
9 Re-elect Dr Han Seung-soo as Director Mgmt For For
10 Re-elect Simon Lowth as Director Mgmt For For
11 Re-elect Rudy Markham as Director Mgmt For For
12 Re-elect Ruth Markland as Director Mgmt For For
13 Re-elect Richard Meddings as Director Mgmt For For
14 Re-elect John Paynter as Director Mgmt For For
15 Re-elect John Peace as Director Mgmt For For
16 Re-elect Mike Rees as Director Mgmt For For
17 Re-elect Peter Sands as Director Mgmt For For
18 Re-elect Paul Skinner as Director Mgmt For For
19 Re-elect Oliver Stocken as Director Mgmt For For
20 Reappoint KPMG Audit plc as Auditors Mgmt For For
21 Authorise Board to Fix Remuneration of Auditors Mgmt For For
22 Authorise EU Political Donations and Expenditure Mgmt For For
23 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
24 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
25 Approve 2011 Share Plan Mgmt For For
26 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
27 Authorise Market Purchase Mgmt For For
28 Authorise Market Purchase Mgmt For For
29 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
TOWER GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TWGP 05-May-11 USA 891777104 Annual 08-Mar-11
CUSIP: 891777104 ISIN: US8917771045 SEDOL: B03KNS5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael H. Lee Mgmt For For
1.2 Elect Director William W. Fox, Jr. Mgmt For For
1.3 Elect Director William A. Robbie Mgmt For For
1.4 Elect Director Steven W. Schuster Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
UNION PACIFIC CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UNP 05-May-11 USA 907818108 Annual 28-Feb-11
CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Andrew H. Card, Jr. Mgmt For For
1.2 Elect Director Erroll B. Davis, Jr. Mgmt For For
1.3 Elect Director Thomas J. Donohue Mgmt For For
1.4 Elect Director Archie W. Dunham Mgmt For For
1.5 Elect Director Judith Richards Hope Mgmt For For
1.6 Elect Director Charles C. Krulak Mgmt For For
1.7 Elect Director Michael R. McCarthy Mgmt For For
1.8 Elect Director Michael W. McConnell Mgmt For For
1.9 Elect Director Thomas F. McLarty III Mgmt For For
1.10 Elect Director Steven R. Rogel Mgmt For For
1.11 Elect Director Jose H. Villarreal Mgmt For For
1.12 Elect Director James R. Young Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5a Reduce Supermajority Vote Requirement Relating to Mgmt For For
Preference Rights of Preferred Stock
5b Reduce Supermajority Vote Requirement Relating to Removal Mgmt For For
of Directors
5c Reduce Supermajority Vote Requirement Relating to Mgmt For For
Amendments to Authorized Capital Stock
6 Require Independent Board Chairman SH Against Against
UNITED PARCEL SERVICE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UPS 05-May-11 USA 911312106 Annual 07-Mar-11
CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director F. Duane Ackerman Mgmt For For
2 Elect Director Michael J. Burns Mgmt For For
3 Elect Director D. Scott Davis Mgmt For For
4 Elect Director Stuart E. Eizenstat Mgmt For For
5 Elect Director Michael L. Eskew Mgmt For For
6 Elect Director William R. Johnson Mgmt For For
7 Elect Director Ann M. Livermore Mgmt For For
8 Elect Director Rudy H.P. Markham Mgmt For For
9 Elect Director Clark T. Randt, Jr. Mgmt For For
10 Elect Director John W. Thompson Mgmt For For
11 Elect Director Carol B. Tome Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
14 Ratify Auditors Mgmt For For
15 Other Business Mgmt For Abstain
VERIZON COMMUNICATIONS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VZ 05-May-11 USA 92343V104 Annual 07-Mar-11
CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard L. Carrion Mgmt For Against
2 Elect Director M. Frances Keeth Mgmt For For
3 Elect Director Robert W. Lane Mgmt For For
4 Elect Director Lowell C. Mcadam Mgmt For For
5 Elect Director Sandra O. Moose Mgmt For Against
6 Elect Director Joseph Neubauer Mgmt For For
7 Elect Director Donald T. Nicolaisen Mgmt For Against
8 Elect Director Clarence Otis, Jr. Mgmt For For
9 Elect Director Hugh B. Price Mgmt For Against
10 Elect Director Ivan G. Seidenberg Mgmt For For
11 Elect Director Rodney E. Slater Mgmt For Against
12 Elect Director John W. Snow Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Disclose Prior Government Service SH Against Against
17 Performance-Based Equity Awards SH Against Against
18 Restore or Provide for Cumulative Voting SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
BASF SE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAS 06-May-11 Germany D06216317 Annual
CUSIP: D06216101 ISIN: DE000BASF111 SEDOL: 5086577
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 2.20 per Mgmt For For
Share
3 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For
6 Elect Anke Schaeferkordt to the Supervisory Board Mgmt For For
7 Approve Remuneration of Audit Committee of the Mgmt For For
Supervisory Board
8 Approve Affiliation Agreement with Subsidiary Styrolution Mgmt For For
GmbH
9 Approve Affiliation Agreement with Subsidiary BASF US Mgmt For For
Verwaltung GmbH
OCCIDENTAL PETROLEUM CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OXY 06-May-11 USA 674599105 Annual 15-Mar-11
CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Spencer Abraham Mgmt For For
2 Elect Director Howard I. Atkins Mgmt For For
3 Elect Director Stephen I. Chazen Mgmt For For
4 Elect Director Edward P. Djerejian Mgmt For For
5 Elect Director John E. Feick Mgmt For For
6 Elect Director Margaret M. Foran Mgmt For For
7 Elect Director Carlos M. Gutierrez Mgmt For For
8 Elect Director Ray R. Irani Mgmt For For
9 Elect Director Avedick B. Poladian Mgmt For For
10 Elect Director Rodolfo Segovia Mgmt For For
11 Elect Director Aziz D. Syriani Mgmt For For
12 Elect Director Rosemary Tomich Mgmt For For
13 Elect Director Walter L. Weisman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt None One Year
17 Review Political Expenditures and Processes SH Against Against
18 Request Director Nominee with Environmental Qualifications SH Against Against
ROCKWOOD HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ROC 06-May-11 USA 774415103 Annual 16-Mar-11
CUSIP: 774415103 ISIN: US7744151033 SEDOL: B0GWF93
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Brian F. Carroll Mgmt For For
1.2 Elect Director Todd A. Fisher Mgmt For For
1.3 Elect Director Douglas L. Maine Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SANOFI AVENTIS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SAN 06-May-11 France F5548N101 Annual/Special 03-May-11
CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.5 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 1.5 Million
6 Ratify Appointment of Carole Piwnica as Director Mgmt For For
7 Elect Suet Fern Lee as Director Mgmt For For
8 Reelect Thierry Desmarest as Director Mgmt For For
9 Reelect Igor Landau as Director Mgmt For For
10 Reelect Gerard Van Kemmel as Director Mgmt For For
11 Reelect Serge Weinberg as Director Mgmt For For
12 Renew Appointment of PricewaterhouseCoopers Audit as Mgmt For For
Auditor
13 Appoint Yves Nicolas as Alternate Auditor Mgmt For For
14 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
15 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
1.3 Billion
16 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 520 Million
17 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
18 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capitalization of Reserves of up to EUR 500 Million Mgmt For For
for Bonus Issue or Increase in Par Value
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
22 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
23 Amend Article 11 of Bylaws Re: Board Size Mgmt For For
24 Amend Article 12 of Bylaws Re: Vice Chairman Age Limit Mgmt For For
25 Amend Article 19 of Bylaws to Comply with New Legislation Mgmt For For
Re: Shareholder Rights
26 Change Company Name to Sanofi and Amend Article 2 of Mgmt For For
Bylaws Accordingly
27 Authorize Filing of Required Documents/Other Formalities Mgmt For For
THE GOLDMAN SACHS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GS 06-May-11 USA 38141G104 Annual 07-Mar-11
CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lloyd C. Blankfein Mgmt For For
2 Elect Director John H. Bryan Mgmt For For
3 Elect Director Gary D. Cohn Mgmt For For
4 Elect Director Claes Dahlback Mgmt For For
5 Elect Director Stephen Friedman Mgmt For For
6 Elect Director William W. George Mgmt For For
7 Elect Director James A. Johnson Mgmt For For
8 Elect Director Lois D. Juliber Mgmt For For
9 Elect Director Lakshmi N. Mittal Mgmt For For
10 Elect Director James J. Schiro Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
14 Provide for Cumulative Voting SH Against Against
15 Amend Bylaws-- Call Special Meetings SH Against For
16 Stock Retention/Holding Period SH Against Against
17 Review Executive Compensation SH Against Against
18 Report on Climate Change Business Risks SH Against Against
19 Report on Political Contributions SH Against Against
CLEAN HARBORS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CLH 09-May-11 USA 184496107 Annual 28-Mar-11
CUSIP: 184496107 ISIN: US1844961078 SEDOL: 2202473
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Eugene Banucci Mgmt For For
1.2 Elect Director Edward G. Galante Mgmt For For
1.3 Elect Director John F. Kaslow Mgmt For For
1.4 Elect Director Thomas J. Shields Mgmt For For
2 Increase Authorized Common Stock and Reduce Authorized Mgmt For For
Preferred Stock
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
ING GROEP NV
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 09-May-11 Netherlands N4578E413 Annual 11-Apr-11
CUSIP: N4578E413 ISIN: NL0000303600 SEDOL: 7154182
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 Open Meeting Mgmt
2a Receive Report of Management Board (Non-Voting) Mgmt
2b Receive Report of Supervisory Board (Non-Voting) Mgmt
2c Adopt Financial Statements Mgmt For For
3 Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
4a Discuss Remuneration Report Mgmt
4b Approve Remuneration Report Containing Remuneration Mgmt For Against
Policy for Management Board Members
5a Discussion on Company's Corporate Governance Structure Mgmt
5b Increase Authorized Common Stock Mgmt For For
5c Amend Articles Re: Legislative Changes Mgmt For For
6 Discuss Corporate Responsibility Mgmt
7a Approve Discharge of Management Board Mgmt For For
7b Approve Discharge of Supervisory Board Mgmt For For
8 Reelect Koos Timmermans to Executive Board Mgmt For For
9a Reelect Peter Elverding to Supervisory Board Mgmt For For
9b Reelect Henk Breukink to Supervisory Board Mgmt For For
9c Elect Sjoerd van Keulen to Supervisory Board Mgmt For For
9d Elect Joost Kuiper to Supervisory Board Mgmt For For
9e Elect Luc Vandewalle to Supervisory Board Mgmt For For
10a Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Issued Capital and Restricting/Excluding Preemptive Rights
10b Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Issued Capital Plus in Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
11a Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
11b Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital in Connection with a Major Capital Restructuring
12 Any Other Businesss and Close Meeting Mgmt
ARCELORMITTAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 10-May-11 Luxembourg L0302D129 Annual
CUSIP: N/A ISIN: LU0323134006 SEDOL: B03XPL1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 Receive Board's and Auditor's Reports on Financial Mgmt
Statements for FY 2010
2 Accept Consolidated Financial Statements for FY 2010 Mgmt For For
3 Accept Financial Statements for FY 2010 Mgmt For For
4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For
Share
5 Approve Remuneration of Directors Mgmt For For
6 Approve Discharge of Directors Mgmt For For
7 Re-elect Lakshmi N. Mittal as Director Mgmt For For
8 Re-elect Antoine Spillmann as Director Mgmt For For
9 Re-elect Lewis B. Kaden as Director Mgmt For For
10 Re-elect HRH Prince Guillaume de Luxembourg as Director Mgmt For For
11 Elect Bruno Lafont as New Director Mgmt For For
12 Ratify Deloitte SA as Auditors Mgmt For For
13 Approve Restricted Share Unit Plan and Performance Share Mgmt For Against
Unit Plan
CAPELLA EDUCATION COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CPLA 10-May-11 USA 139594105 Annual 14-Mar-11
CUSIP: 139594105 ISIN: US1395941057 SEDOL: B0GWDP5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Kevin Gilligan Mgmt For For
1.2 Elect Director Mark N. Greene Mgmt For For
1.3 Elect Director Michael A. Linton Mgmt For For
1.4 Elect Director Michael L. Lomax Mgmt For For
1.5 Elect Director Jody G. Miller Mgmt For For
1.6 Elect Director Stephen G. Shank Mgmt For For
1.7 Elect Director Andrew M. Slavitt Mgmt For For
1.8 Elect Director David W. Smith Mgmt For For
1.9 Elect Director Jeffrey W. Taylor Mgmt For For
1.10 Elect Director Sandra E. Taylor Mgmt For For
1.11 Elect Director Darrell R. Tukua Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Executive Incentive Bonus Plan Mgmt For For
COEUR D'ALENE MINES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CDE 10-May-11 USA 192108504 Annual 21-Mar-11
CUSIP: 192108504 ISIN: US1921085049 SEDOL: 2208136
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director L. Michael Bogert Mgmt For For
1.2 Elect Director James J. Curran Mgmt For For
1.3 Elect Director Sebastian Edwards Mgmt For For
1.4 Elect Director Andrew Lundquist Mgmt For For
1.5 Elect Director Robert E. Mellor Mgmt For For
1.6 Elect Director John H. Robinson Mgmt For For
1.7 Elect Director J. Kenneth Thompson Mgmt For For
1.8 Elect Director Timothy R. Winterer Mgmt For For
1.9 Elect Director Dennis E. Wheeler Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
HOSPIRA, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSP 10-May-11 USA 441060100 Annual 14-Mar-11
CUSIP: 441060100 ISIN: US4410601003 SEDOL: B00PWV9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Irving W. Bailey, II Mgmt For For
2 Elect Director F. Michael Ball Mgmt For For
3 Elect Director Jacque J. Sokolov Mgmt For For
4 Reduce Supermajority Vote Requirement to Remove Mgmt For For
Directors for Cause
5 Reduce Supermajority Vote Requirement for By-law Mgmt For For
Amendments
6 Reduce Supermajority Vote Requirement for Certificate of Mgmt For For
Incorporation Amendments
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Ratify Auditors Mgmt For For
PENSKE AUTOMOTIVE GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PAG 10-May-11 USA 70959W103 Annual 16-Mar-11
CUSIP: 70959W103 ISIN: US70959W1036 SEDOL: 2943523
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John D. Barr Mgmt For For
1.2 Elect Director Michael R. Eisenson Mgmt For For
1.3 Elect Director Robert H. Kurnick, Jr. Mgmt For For
1.4 Elect Director William J. Lovejoy Mgmt For For
1.5 Elect Director Kimberly J. McWaters Mgmt For For
1.6 Elect Director Yoshimi Namba Mgmt For For
1.7 Elect Director Lucio A. Noto Mgmt For For
1.8 Elect Director Roger S. Penske Mgmt For For
1.9 Elect Director Richard J. Peters Mgmt For For
1.10 Elect Director Ronald G. Steinhart Mgmt For For
1.11 Elect Director H. Brian Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Other Business Mgmt For Abstain
TEJON RANCH CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRC 10-May-11 USA 879080109 Annual 11-Mar-11
CUSIP: 879080109 ISIN: US8790801091 SEDOL: 2880448
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John L. Goolsby Mgmt For For
1.2 Elect Director Norman Metcalfe Mgmt For For
1.3 Elect Director Kent G. Snyder Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
TRIMAS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRS 10-May-11 USA 896215209 Annual 14-Mar-11
CUSIP: 896215209 ISIN: US8962152091 SEDOL: B1XHRL4
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard M. Gabrys Mgmt For For
1.2 Elect Director Eugene A. Miller Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
BANK OF AMERICA CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAC 11-May-11 USA 060505104 Annual 16-Mar-11
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mukesh D. Ambani Mgmt For For
2 Elect Director Susan S. Bies Mgmt For For
3 Elect Director Frank P. Bramble, Sr. Mgmt For For
4 Elect Director Virgis W. Colbert Mgmt For For
5 Elect Director Charles K. Gifford Mgmt For For
6 Elect Director Charles O. Holliday, Jr. Mgmt For For
7 Elect Director D. Paul Jones, Jr. Mgmt For For
8 Elect Director Monica C. Lozano Mgmt For For
9 Elect Director Thomas J. May Mgmt For For
10 Elect Director Brian T. Moynihan Mgmt For For
11 Elect Director Donald E. Powell Mgmt For For
12 Elect Director Charles O. Rossotti Mgmt For For
13 Elect Director Robert W. Scully Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Ratify Auditors Mgmt For For
17 Disclose Prior Government Service SH Against Against
18 Provide Right to Act by Written Consent SH Against For
19 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
20 Report on Lobbying Expenses SH Against Against
21 Report on Collateral in Derivatives Trading SH Against Against
22 Restore or Provide for Cumulative Voting SH Against Against
23 Claw-back of Payments under Restatements SH Against Against
24 Prohibit Certain Relocation Benefits to Senior Executives SH Against Against
BERRY PETROLEUM COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRY 11-May-11 USA 085789105 Annual 14-Mar-11
CUSIP: 085789105 ISIN: US0857891057 SEDOL: 2094227
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Busch III Mgmt For For
1.2 Elect Director W. Bush Mgmt For For
1.3 Elect Director S. Cropper Mgmt For For
1.4 Elect Director J. Gaul Mgmt For For
1.5 Elect Director S. Hadden Mgmt For For
1.6 Elect Director R. Heinemann Mgmt For For
1.7 Elect Director T. Jamieson Mgmt For For
1.8 Elect Director J. Keller Mgmt For For
1.9 Elect Director M. Reddin Mgmt For For
1.10 Elect Director M. Young Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BNP PARIBAS SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BNP 11-May-11 France F1058Q238 Annual/Special 06-May-11
CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.10 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Jean Francois Lepetit as Director Mgmt For For
7 Reelect Helene Ploix as Director Mgmt For For
8 Reelect Baudouin Prot as Director Mgmt For Against
9 Reelect Daniela Weber Rey as Director Mgmt For For
10 Elect Fields Wicker Miurin as Director Mgmt For For
Extraordinary Business Mgmt
11 Approve Merger by Absorption of Banque de Bretagne Mgmt For For
12 Approve Merger by Absorption of BNP Paribas International Mgmt For For
BV
13 Approve Merger by Absorption of Cerenicim Mgmt For For
14 Approve Merger by Absorption of SAS Noria Mgmt For For
15 Authorize up to 1.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
16 Authorize up to 3 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
17 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
18 Authorize Filing of Required Documents/Other Formalities Mgmt For For
COMCAST CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CMCSA 11-May-11 USA 20030N101 Annual 08-Mar-11
CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director S. Decker Anstrom Mgmt For For
1.2 Elect Director Kenneth J. Bacon Mgmt For For
1.3 Elect Director Sheldon M. Bonovitz Mgmt For For
1.4 Elect Director Edward D. Breen Mgmt For For
1.5 Elect Director Joseph J. Collins Mgmt For For
1.6 Elect Director J. Michael Cook Mgmt For For
1.7 Elect Director Gerald L. Hassell Mgmt For For
1.8 Elect Director Jeffrey A. Honickman Mgmt For For
1.9 Elect Director Eduardo G. Mestre Mgmt For For
1.10 Elect Director Brian L. Roberts Mgmt For For
1.11 Elect Director Ralph J. Roberts Mgmt For For
1.12 Elect Director Judith Rodin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Nonqualified Employee Stock Purchase Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For For
5 Amend Stock Option Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
8 Provide for Cumulative Voting SH Against Against
9 Require Independent Board Chairman SH Against Against
CONOCOPHILLIPS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COP 11-May-11 USA 20825C104 Annual 14-Mar-11
CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard L. Armitage Mgmt For For
2 Elect Director Richard H. Auchinleck Mgmt For For
3 Elect Director James E. Copeland, Jr. Mgmt For For
4 Elect Director Kenneth M. Duberstein Mgmt For For
5 Elect Director Ruth R. Harkin Mgmt For For
6 Elect Director Harold W. McGraw III Mgmt For For
7 Elect Director James J. Mulva Mgmt For For
8 Elect Director Robert A. Niblock Mgmt For For
9 Elect Director Harald J. Norvik Mgmt For For
10 Elect Director William K. Reilly Mgmt For For
11 Elect Director Victoria J. Tschinkel Mgmt For For
12 Elect Director Kathryn C. Turner Mgmt For For
13 Elect Director William E. Wade, Jr. Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt None One Year
17 Approve Omnibus Stock Plan Mgmt For For
18 Amend EEO Policy to Prohibit Discrimination based on SH Against For
Gender Identity
19 Report on Political Contributions SH Against Against
20 Report on Lobbying Expenses SH Against Against
21 Report on Accident Risk Reduction Efforts SH Against Against
22 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against
Impacts
23 Adopt Quantitative GHG Goals for Products and Operations SH Against For
24 Report on Financial Risks of Climate Change SH Against Against
25 Report on Environmental Impact of Oil Sands Operations in SH Against Against
Canada
CVS CAREMARK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CVS 11-May-11 USA 126650100 Annual 15-Mar-11
CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Edwin M. Banks Mgmt For Against
2 Elect Director C. David Brown II Mgmt For Against
3 Elect Director David W. Dorman Mgmt For Against
4 Elect Director Anne M. Finucane Mgmt For Against
5 Elect Director Kristen Gibney Williams Mgmt For For
6 Elect Director Marian L. Heard Mgmt For Against
7 Elect Director Larry J. Merlo Mgmt For For
8 Elect Director Jean-Pierre Millon Mgmt For For
9 Elect Director Terrence Murray Mgmt For For
10 Elect Director C.A. Lance Piccolo Mgmt For Against
11 Elect Director Richard J. Swift Mgmt For For
12 Elect Director Tony L. White Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Report on Political Contributions SH Against Against
17 Provide Right to Act by Written Consent SH Against For
DRIL-QUIP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DRQ 11-May-11 USA 262037104 Annual 25-Mar-11
CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Mike Walker Mgmt For For
1.2 Elect Director John V. Lovoi Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
ENTERTAINMENT PROPERTIES TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EPR 11-May-11 USA 29380T105 Annual 14-Feb-11
CUSIP: 29380T105 ISIN: US29380T1051 SEDOL: 2126937
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Brain Mgmt For For
1.2 Elect Director Robert Druten Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
EQUITY LIFESTYLE PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ELS 11-May-11 USA 29472R108 Annual 04-Mar-11
CUSIP: 29472R108 ISIN: US29472R1086 SEDOL: 2563125
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Philip C. Calian Mgmt For For
1.2 Elect Director David J. Contis Mgmt For For
1.3 Elect Director Thomas E. Dobrowski Mgmt For For
1.4 Elect Director Thomas P. Heneghan Mgmt For For
1.5 Elect Director Sheli Z. Rosenberg Mgmt For For
1.6 Elect Director Howard Walker Mgmt For For
1.7 Elect Director Gary L. Waterman Mgmt For For
1.8 Elect Director Samuel Zell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
HELIX ENERGY SOLUTIONS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HLX 11-May-11 USA 42330P107 Annual 18-Mar-11
CUSIP: 42330P107 ISIN: US42330P1075 SEDOL: 2037062
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nancy K. Quinn Mgmt For For
1.2 Elect Director William L. Transier Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
METALS USA HOLDINGS CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MUSA 11-May-11 USA 59132A104 Annual 28-Mar-11
CUSIP: 59132A104 ISIN: US59132A1043 SEDOL: B5921X1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Larry K. Powers Mgmt For For
1.2 Elect Director Mark A. Slaven Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
PHILIP MORRIS INTERNATIONAL INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PM 11-May-11 USA 718172109 Annual 15-Mar-11
CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Harold Brown Mgmt For For
2 Elect Director Mathis Cabiallavetta Mgmt For For
3 Elect Director Louis C. Camilleri Mgmt For For
4 Elect Director J. Dudley Fishburn Mgmt For For
5 Elect Director Jennifer Li Mgmt For For
6 Elect Director Graham Mackay Mgmt For For
7 Elect Director Sergio Marchionne Mgmt For For
8 Elect Director Lucio A. Noto Mgmt For For
9 Elect Director Carlos Slim Helu Mgmt For For
10 Elect Director Stephen M. Wolf Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Report on Effect of Marketing Practices on the Poor SH Against Against
15 Require Independent Board Chairman SH Against Against
THE WARNACO GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WRC 11-May-11 USA 934390402 Annual 31-Mar-11
CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David A. Bell Mgmt For For
2 Elect Director Robert A. Bowman Mgmt For For
3 Elect Director Richard Karl Goeltz Mgmt For For
4 Elect Director Joseph R. Gromek Mgmt For For
5 Elect Director Sheila A. Hopkins Mgmt For For
6 Elect Director Charles R. Perrin Mgmt For For
7 Elect Director Nancy A. Reardon Mgmt For For
8 Elect Director Donald L. Seeley Mgmt For For
9 Elect Director Cheryl Nido Turpin Mgmt For For
10 Ratify Auditors Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
UNILEVER PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ULVR 11-May-11 United Kingdom G92087165 Annual 09-May-11
CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Paul Polman as Director Mgmt For For
4 Re-elect Jean-Marc Huet as Director Mgmt For For
5 Re-elect Louise Fresco as Director Mgmt For For
6 Re-elect Ann Fudge as Director Mgmt For For
7 Re-elect Charles Golden as Director Mgmt For For
8 Re-elect Byron Grote as Director Mgmt For For
9 Re-elect Hixonia Nyasulu as Director Mgmt For For
10 Re-elect Sir Malcolm Rifkind as Director Mgmt For For
11 Re-elect Kees Storm as Director Mgmt For For
12 Re-elect Michael Treschow as Director Mgmt For For
13 Re-elect Paul Walsh as Director Mgmt For For
14 Elect Sunil Bharti Mittal as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
22 Amend Articles of Association Mgmt For For
WATTS WATER TECHNOLOGIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WTS 11-May-11 USA 942749102 Annual 16-Mar-11
CUSIP: 942749102 ISIN: US9427491025 SEDOL: 2943620
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert L. Ayers Mgmt For For
1.2 Elect Director Kennett F. Burnes Mgmt For For
1.3 Elect Director Richard J. Cathcart Mgmt For For
1.4 Elect Director David J. Coghlan Mgmt For For
1.5 Elect Director Ralph E. Jackson, Jr. Mgmt For For
1.6 Elect Director John K. McGillicuddy Mgmt For For
1.7 Elect Director Merilee Raines Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
AMERIGROUP CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AGP 12-May-11 USA 03073T102 Annual 16-Mar-11
CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Directors James G. Carlson Mgmt For For
1.2 Elect Directors Jeffrey B. Child Mgmt For For
1.3 Elect Directors Richard D. Shirk Mgmt For For
1.4 Elect Directors John W. Snow Mgmt For For
1.5 Elect Directors Adm. Joseph W. Prueher Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
ANIXTER INTERNATIONAL INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AXE 12-May-11 USA 035290105 Annual 18-Mar-11
CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lord James Blyth Mgmt For For
1.2 Elect Director Frederic F. Brace Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Robert J. Eck Mgmt For For
1.5 Elect Director Robert W. Grubbs Mgmt For For
1.6 Elect Director F. Philip Handy Mgmt For For
1.7 Elect Director Melvyn N. Klein Mgmt For For
1.8 Elect Director George Munoz Mgmt For For
1.9 Elect Director Stuart M. Sloan Mgmt For For
1.10 Elect Director Matthew Zell Mgmt For For
1.11 Elect Director Samuel Zell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
BG GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BG. 12-May-11 United Kingdom G1245Z108 Annual 10-May-11
CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Elect Fabio Barbosa as Director Mgmt For For
5 Elect Caio Koch-Weser as Director Mgmt For For
6 Elect Patrick Thomas as Director Mgmt For For
7 Re-elect Peter Backhouse as Director Mgmt For For
8 Re-elect Frank Chapman as Director Mgmt For For
9 Re-elect Baroness Hogg as Director Mgmt For For
10 Re-elect Dr John Hood as Director Mgmt For For
11 Re-elect Martin Houston as Director Mgmt For For
12 Re-elect Sir David Manning as Director Mgmt For For
13 Re-elect Mark Seligman as Director Mgmt For For
14 Re-elect Philippe Varin as Director Mgmt For For
15 Re-elect Sir Robert Wilson as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
17 Authorise the Audit Committee to Fix Remuneration of Mgmt For For
Auditors
18 Authorise EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
BILL BARRETT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BBG 12-May-11 USA 06846N104 Annual 14-Mar-11
CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Fredrick J. Barrett Mgmt For For
1.2 Elect Director Jim W. Mogg Mgmt For Withhold
1.3 Elect Director Michael E. Wiley Mgmt For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Reduce Supermajority Vote Requirement SH Against For
BRUKER CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRKR 12-May-11 USA 116794108 Annual 31-Mar-11
CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen W. Fesik Mgmt For For
1.2 Elect Director Dirk D. Laukien Mgmt For For
1.3 Elect Director Richard M. Stein Mgmt For For
1.4 Elect Director Charles F. Wagner, Jr. Mgmt For For
1.5 Elect Director Bernhard Wangler Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CBIZ, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBZ 12-May-11 USA 124805102 Annual 25-Mar-11
CUSIP: 124805102 ISIN: US1248051021 SEDOL: 2730781
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Joseph S. DiMartino Mgmt For For
2 Elect Director Richard C. Rochon Mgmt For For
3 Elect Director Donald V. Weir Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Amend Omnibus Stock Plan Mgmt For For
8 Amend Qualified Employee Stock Purchase Plan Mgmt For For
9 Authorize New Class of Preferred Stock Mgmt For Against
10 Other Business Mgmt For Abstain
CINEMARK HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNK 12-May-11 USA 17243V102 Annual 24-Mar-11
CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven P. Rosenberg Mgmt For For
1.2 Elect Director Enrique F. Senior Mgmt For For
1.3 Elect Director Donald G. Soderquist Mgmt For For
1.4 Elect Director Roger T. Staubach Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
DEUTSCHE TELEKOM AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DTE 12-May-11 Germany D2035M136 Annual
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.70 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Postpone Discharge of Supervisory Board Member Klaus Mgmt For For
Zumwinkel for Fiscal 2008
5 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
6 Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8 Reelect Hubertus von Gruenberg to the Supervisory Board Mgmt For For
9 Reelect Bernhard Walter to the Supervisory Board Mgmt For For
10 Amend Affiliation Agreement with Subsidiary T-Systems Mgmt For For
International GmbH
11 Amend Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeFleetServices GmbH
12 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DFMG Holding GmbH
13 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeAssekuranz (Deutsche TelekomAssekuranz-
Vermittlungsgesellschaft mbH)
14 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Vivento Customer Services GmbH
15 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Vivento Technical Services GmbH
16 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Deutsche Telekom Accounting GmbH
17 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Deutsche Telekom Training GmbH
18 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Norma Telekommunikationsdienste GmbH
19 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeAsia Holding GmbH
20 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Traviata Telekommunikationsdienste GmbH
21 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Scout24 Holding GmbH
22 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
T-Mobile Worldwide Holding GmbH
23 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Telekom Deutschland GmbH
24 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
MagyarCom Holding GmbH
25 Amend Corporate Purpose Mgmt For For
26 Approve Settlement Agreement Between Deutsche Telekom Mgmt For For
AG and Former Management Board Member Kai Ricke
27 Approve Settlement Agreement Between Deutsche Telekom Mgmt For For
AG and Former Supervisory Board Member Klaus Zumwinkel
ForD MOTOR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
F 12-May-11 USA 345370860 Annual 16-Mar-11
CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Stephen G. Butler Mgmt For For
2 Elect Director Kimberly A. Casiano Mgmt For For
3 Elect Director Anthony F. Earley, Jr. Mgmt For For
4 Elect Director Edsel B. Ford II Mgmt For For
5 Elect Director William Clay Ford, Jr. Mgmt For For
6 Elect Director Richard A. Gephardt Mgmt For For
7 Elect Director James H. Hance, Jr. Mgmt For For
8 Elect Director Irvine O. Hockaday, Jr. Mgmt For For
9 Elect Director Richard A. Manoogian Mgmt For For
10 Elect Director Ellen R. Marram Mgmt For For
11 Elect Director Alan Mulally Mgmt For For
12 Elect Director Homer A. Neal Mgmt For For
13 Elect Director Gerald L. Shaheen Mgmt For For
14 Elect Director John L. Thornton Mgmt For For
15 Ratify Auditors Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
18 Publish Political Contributions SH Against Against
19 Approve Recapitalization Plan for all Stock to have One-vote SH Against Against
per Share
20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
GENTIVA HEALTH SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GTIV 12-May-11 USA 37247A102 Annual 15-Mar-11
CUSIP: 37247A102 ISIN: US37247A1025 SEDOL: 2561022
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert S. Forman, Jr. Mgmt For For
1.2 Elect Director Victor F. Ganzi Mgmt For For
1.3 Elect Director Philip R. Lochner, Jr. Mgmt For For
1.4 Elect Director Ronald A. Malone Mgmt For For
1.5 Elect Director Stuart Olsten Mgmt For For
1.6 Elect Director Sheldon M. Retchin Mgmt For For
1.7 Elect Director Tony Strange Mgmt For For
1.8 Elect Director Raymond S. Troubh Mgmt For For
1.9 Elect Director Rodney D. Windley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Amend Omnibus Stock Plan Mgmt For For
HIGHWOODS PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HIW 12-May-11 USA 431284108 Annual 01-Mar-11
CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas W. Adler Mgmt For For
1.2 Elect Director Gene H. Anderson Mgmt For For
1.3 Elect Director Edward J. Fritsch Mgmt For For
1.4 Elect Director David J. Hartzell Mgmt For For
1.5 Elect Director Sherry A. Kellett Mgmt For For
1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For
1.7 Elect Director O. Temple Sloan, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
MENTOR GRAPHICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MENT 12-May-11 USA 587200106 Proxy Contest 11-Mar-11
CUSIP: 587200106 ISIN: US5872001061 SEDOL: 2578033
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proxy (White Card) Mgmt
1.1 Elect Director Peter L. Bonfield Mgmt For For
1.2 Elect Director James R. Fiebiger Mgmt For For
1.3 Elect Director Kevin C. McDonough Mgmt For For
1.4 Elect Director Walden C. Rhines Mgmt For For
1.5 Elect Director Marsha B. Congdon Mgmt For For
1.6 Elect Director Gregory K. Hinckley Mgmt For For
1.7 Elect Director Patrick B. McManus Mgmt For For
1.8 Elect Director Fontaine K. Richardson Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Amend Articles/Bylaws/Charter to Remove Antitakeover Mgmt For For
Provision
Dissident Proxy (Gold Card) Mgmt
1.1 Elect Director Jose Maria Alapont SH For Do Not Vote
1.2 Elect Director Gary Meyers SH For Do Not Vote
1.3 Elect Director David Schechter SH For Do Not Vote
1.4 Management Nominee - Peter L. Bonfield SH For Do Not Vote
1.5 Management Nominee - Kevin C. McDonough SH For Do Not Vote
1.6 Management Nominee - Walden C. Rhines SH For Do Not Vote
1.7 Management Nominee - Gregory K. Hinckley SH For Do Not Vote
1.8 Management Nominee - Patrick B. McManus SH For Do Not Vote
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Do Not Vote
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year Do Not Vote
4 Amend Qualified Employee Stock Purchase Plan Mgmt Against Do Not Vote
5 Ratify Auditors Mgmt For Do Not Vote
6 Amend Articles/Bylaws/Charter to Remove Antitakeover Mgmt For Do Not Vote
Provision
REPUBLIC SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RSG 12-May-11 USA 760759100 Annual 15-Mar-11
CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James W. Crownover Mgmt For For
2 Elect Director John W. Croghan Mgmt For For
3 Elect Director William J. Flynn Mgmt For For
4 Elect Director Michael Larson Mgmt For For
5 Elect Director Nolan Lehmann Mgmt For For
6 Elect Director W. Lee Nutter Mgmt For For
7 Elect Director Ramon A. Rodriguez Mgmt For For
8 Elect Director Donald W. Slager Mgmt For For
9 Elect Director Allan C. Sorensen Mgmt For For
10 Elect Director John M. Trani Mgmt For For
11 Elect Director Michael W. Wickham Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
14 Amend Omnibus Stock Plan Mgmt For For
15 Ratify Auditors Mgmt For For
16 Adopt a Policy in which the Company will not Make or SH Against For
Promise to Make Any Death Benefit Payments to Senior
Executives
SELECT MEDICAL HOLDINGS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SEM 12-May-11 USA 81619Q105 Annual 14-Mar-11
CUSIP: 81619Q105 ISIN: US81619Q1058 SEDOL: B4MF0Q6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Bryan C. Cressey Mgmt For For
1.2 Elect Director Robert A. Ortenzio Mgmt For For
1.3 Elect Director Leopold Swergold Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Omnibus Stock Plan Mgmt For For
5 Amend Non-Employee Director Omnibus Stock Plan Mgmt For For
6 Ratify Auditors Mgmt For For
THE DOW CHEMICAL COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DOW 12-May-11 USA 260543103 Annual 14-Mar-11
CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Arnold A. Allemang Mgmt For For
2 Elect Director Jacqueline K. Barton Mgmt For For
3 Elect Director James A. Bell Mgmt For Against
4 Elect Director Jeff M. Fettig Mgmt For Against
5 Elect Director Barbara H. Franklin Mgmt For Against
6 Elect Director Jennifer M. Granholm Mgmt For For
7 Elect Director John B. Hess Mgmt For For
8 Elect Director Andrew N. Liveris Mgmt For For
9 Elect Director Paul Polman Mgmt For For
10 Elect Director Dennis H. Reilley Mgmt For For
11 Elect Director James M. Ringler Mgmt For For
12 Elect Director Ruth G. Shaw Mgmt For For
13 Elect Director Paul G. Stern Mgmt For Against
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Provide Right to Act by Written Consent SH Against For
UNILEVER NV
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 12-May-11 Netherlands N8981F271 Annual 14-Apr-11
CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 Receive Report of Management Board (Non-Voting) Mgmt
2 Approve Financial Statements and Allocation of Income Mgmt For For
3 Approve Discharge of Executive Board Members Mgmt For For
4 Approve Discharge of Non-Executive Board Members Mgmt For For
5 Reelect P.G.J.M. Polman as CEO to Board of Directors Mgmt For For
6 Relect R.J.M.S. Huet as CFO to Board of Directors Mgmt For For
7 Reelect L.O. Fresco to Board of Directors Mgmt For For
8 Reelect A.M. Fudge to Board of Directors Mgmt For For
9 Reelect C.E. Golden to Board of Directors Mgmt For For
10 Reelect B.E. Grote to Board of Directors Mgmt For For
11 Reelect H. Nyasulu to Board of Directors Mgmt For For
12 Reelect M. Rifkind to Board of Directors Mgmt For For
13 Reelect K.J. Storm to Board of Directors Mgmt For For
14 Reelect M. Treschow to Board of Directors Mgmt For For
15 Reelect P.S. Walsh to Board of Directors Mgmt For For
16 Elect S. Bharti Mittal to Board of Directors Mgmt For For
17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
18 Approve Authorization to Cancel Ordinary Shares Mgmt For For
19 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
20 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
21 Allow Questions and Close Meeting Mgmt
CARTER'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CRI 13-May-11 USA 146229109 Annual 25-Mar-11
CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Amy Woods Brinkley Mgmt For For
1.2 Elect Director Michael D. Casey Mgmt For For
1.3 Elect Director A. Bruce Cleverly Mgmt For For
1.4 Elect Director Jevin S. Eagle Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Amend Omnibus Stock Plan Mgmt For For
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Ratify Auditors Mgmt For For
SEMPRA ENERGY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SRE 13-May-11 USA 816851109 Annual 16-Mar-11
CUSIP: 816851109 ISIN: US8168511090 SEDOL: 2138158
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan L. Boeckmann Mgmt For For
2 Elect Director James G. Brocksmith Jr. Mgmt For For
3 Elect Director Donald E. Felsinger Mgmt For For
4 Elect Director Wilford D. Godbold Jr. Mgmt For For
5 Elect Director William D. Jones Mgmt For For
6 Elect Director William G. Ouchi Mgmt For For
7 Elect Director Carlos Ruiz Mgmt For For
8 Elect Director William C. Rusnack Mgmt For For
9 Elect Director William P. Rutledge Mgmt For For
10 Elect Director Lynn Schenk Mgmt For For
11 Elect Director Neal E. Schmale Mgmt For For
12 Elect Director Luis M. Tellez Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Provide Right to Act by Written Consent SH Against Against
17 Submit SERP to Shareholder Vote SH Against For
18 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
TANGER FACTORY OUTLET CENTERS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SKT 13-May-11 USA 875465106 Annual 17-Mar-11
CUSIP: 875465106 ISIN: US8754651060 SEDOL: 2874582
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jack Africk Mgmt For For
1.2 Elect Director Steven B. Tanger Mgmt For For
1.3 Elect Director William G. Benton Mgmt For For
1.4 Elect Director Bridget Ryan Berman Mgmt For For
1.5 Elect Director Donald G. Drapkin Mgmt For For
1.6 Elect Director Thomas J. Reddin Mgmt For For
1.7 Elect Director Thomas E. Robinson Mgmt For For
1.8 Elect Director Allan L. Schuman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
TOTAL SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FP 13-May-11 France F92124100 Annual/Special 10-May-11
CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.28 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Patricia Barbizet as Director Mgmt For For
7 Reelect Paul Desmarais Jr. as Director Mgmt For Against
8 Reelect Claude Mandil as Director Mgmt For For
9 Elect Marie-Christine Coisne as Director Mgmt For For
10 Elect Barbara Kux as Director Mgmt For For
Extraordinary Business Mgmt
11 Authorize up to 0.8 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
Proposal Made by UES Amont Total Workers' Counsel Mgmt
A Amend Article 9 of Bylaws Re: Share Ownership Disclosure SH Against Against
Threshold Publication
TRIQUINT SEMICONDUCTOR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TQNT 13-May-11 USA 89674K103 Annual 16-Mar-11
CUSIP: 89674K103 ISIN: US89674K1034 SEDOL: 2904393
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles Scott Gibson Mgmt For For
2 Elect Director David H.y. Ho Mgmt For For
3 Elect Director Nicolas Kauser Mgmt For For
4 Elect Director Ralph G. Quinsey Mgmt For For
5 Elect Director Walden C. Rhines Mgmt For For
6 Elect Director Steven J. Sharp Mgmt For For
7 Elect Director Willis C. Young Mgmt For For
8 Ratify Auditors Mgmt For For
9 Amend Omnibus Stock Plan Mgmt For For
10 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
11 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
VULCAN MATERIALS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VMC 13-May-11 USA 929160109 Annual 18-Mar-11
CUSIP: 929160109 ISIN: US9291601097 SEDOL: 2931205
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald M. James Mgmt For For
1.2 Elect Director Ann M. Korologos Mgmt For For
1.3 Elect Director James T. Prokopanko Mgmt For For
1.4 Elect Director K. Wilson-Thompson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
7 Declassify the Board of Directors SH Against For
AAON, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAON 17-May-11 USA 000360206 Annual 21-Mar-11
CUSIP: 000360206 ISIN: US0003602069 SEDOL: 2268130
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jack E. Short Mgmt For For
1.2 Elect Director Jerry R. Levine Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
ALASKA AIR GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALK 17-May-11 USA 011659109 Annual 18-Mar-11
CUSIP: 011659109 ISIN: US0116591092 SEDOL: 2012605
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director William S. Ayer Mgmt For For
2 Elect Director Patricia M. Bedient Mgmt For For
3 Elect Director Marion C. Blakey Mgmt For For
4 Elect Director Phyllis J. Campbell Mgmt For For
5 Elect Director Jessie J. Knight, Jr. Mgmt For For
6 Elect Director R. Marc Langland Mgmt For For
7 Elect Director Dennis F. Madsen Mgmt For For
8 Elect Director Byron I. Mallott Mgmt For For
9 Elect Director J. Kenneth Thompson Mgmt For For
10 Elect Director Bradley D. Tilden Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Provide Right to Act by Written Consent Mgmt Against Against
15 Amend Omnibus Stock Plan Mgmt For For
ASHFORD HOSPITALITY TRUST, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AHT 17-May-11 USA 044103109 Annual 08-Mar-11
CUSIP: 044103109 ISIN: US0441031095 SEDOL: 2310116
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Archie Bennett, Jr. Mgmt For For
1.2 Elect Director Monty J. Bennett Mgmt For For
1.3 Elect Director Benjamin J. Ansell Mgmt For For
1.4 Elect Director Thomas E. Callahan Mgmt For For
1.5 Elect Director Martin L. Edelman Mgmt For For
1.6 Elect Director W. Michael Murphy Mgmt For For
1.7 Elect Director Philip S. Payne Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BENCHMARK ELECTRONICS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BHE 17-May-11 USA 08160H101 Annual 25-Mar-11
CUSIP: 08160H101 ISIN: US08160H1014 SEDOL: 2090816
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Cary T. Fu Mgmt For For
1.2 Elect Director Michael R. Dawson Mgmt For For
1.3 Elect Director Peter G. Dorflinger Mgmt For For
1.4 Elect Director Douglas G. Duncan Mgmt For For
1.5 Elect Director Bernee D.l. Strom Mgmt For For
1.6 Elect Director Clay C. Williams Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
BOSTON PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BXP 17-May-11 USA 101121101 Annual 23-Mar-11
CUSIP: 101121101 ISIN: US1011211018 SEDOL: 2019479
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lawrence S. Bacow Mgmt For For
2 Elect Director Zoe Baird Mgmt For For
3 Elect Director Alan J. Patricof Mgmt For For
4 Elect Director Martin Turchin Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
8 Prepare Sustainability Report SH Against For
CARBO CERAMICS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CRR 17-May-11 USA 140781105 Annual 21-Mar-11
CUSIP: 140781105 ISIN: US1407811058 SEDOL: 2238821
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Sigmund L. Cornelius Mgmt For For
1.2 Elect Director James B. Jennings Mgmt For For
1.3 Elect Director Gary A. Kolstad Mgmt For For
1.4 Elect Director H. E. Lentz, Jr. Mgmt For For
1.5 Elect Director Randy L. Limbacher Mgmt For For
1.6 Elect Director William C. Morris Mgmt For For
1.7 Elect Director Robert S. Rubin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
DISCOVERY COMMUNICATIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DISCA 17-May-11 USA 25470F104 Annual 21-Mar-11
CUSIP: 25470F104 ISIN: US25470F1049 SEDOL: B3D7K31
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert R. Bennett Mgmt For Withhold
1.2 Elect Director John C. Malone Mgmt For Withhold
1.3 Elect Director David M. Zaslav Mgmt For Withhold
2 Approve Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
JPMORGAN CHASE & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JPM 17-May-11 USA 46625h100 Annual 18-Mar-11
CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Crandall C. Bowles Mgmt For For
2 Elect Director Stephen B. Burke Mgmt For Against
3 Elect Director David M. Cote Mgmt For For
4 Elect Director James S. Crown Mgmt For For
5 Elect Director James Dimon Mgmt For For
6 Elect Director Ellen V. Futter Mgmt For For
7 Elect Director William H. Gray, III Mgmt For For
8 Elect Director Laban P. Jackson, Jr. Mgmt For For
9 Elect Director David C. Novak Mgmt For Against
10 Elect Director Lee R. Raymond Mgmt For Against
11 Elect Director William C. Weldon Mgmt For Against
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Amend Omnibus Stock Plan Mgmt For For
16 Affirm Political Non-Partisanship SH Against Against
17 Provide Right to Act by Written Consent SH Against For
18 Report on Loan Modifications SH Against Against
19 Report on Political Contributions SH Against Against
20 Institute Procedures to Prevent Investments in Companies SH Against Against
that Contribute to Genocide or Crimes Against Humanity
21 Require Independent Board Chairman SH Against Against
NATIONAL RETAIL PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NNN 17-May-11 USA 637417106 Annual 21-Mar-11
CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Don DeFosset Mgmt For For
1.2 Elect Director David M. Fick Mgmt For For
1.3 Elect Director Kevin B. Habicht Mgmt For For
1.4 Elect Director Richard B. Jennings Mgmt For For
1.5 Elect Director Ted B. Lanier Mgmt For For
1.6 Elect Director Robert C. Legler Mgmt For For
1.7 Elect Director Craig Macnab Mgmt For For
1.8 Elect Director Robert Martinez Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
ROYAL DUTCH SHELL PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RDSB 17-May-11 United Kingdom G7690A118 Annual 13-May-11
CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Linda Stuntz as Director Mgmt For For
4 Re-elect Josef Ackermann as Director Mgmt For For
5 Re-elect Malcolm Brinded as Director Mgmt For For
6 Elect Guy Elliott as Director Mgmt For For
7 Re-elect Simon Henry as Director Mgmt For For
8 Re-elect Charles Holliday as Director Mgmt For For
9 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For
10 Elect Gerard Kleisterlee as Director Mgmt For For
11 Re-elect Christine Morin-Postel as Director Mgmt For For
12 Re-elect Jorma Ollila as Director Mgmt For For
13 Re-elect Jeroen van der Veer as Director Mgmt For For
14 Re-elect Peter Voser as Director Mgmt For For
15 Re-elect Hans Wijers as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors of the Mgmt For For
Company
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise Market Purchase Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
SOUTHWESTERN ENERGY COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SWN 17-May-11 USA 845467109 Annual 25-Mar-11
CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lewis E. Epley, Jr. Mgmt For For
2 Elect Director Robert L. Howard Mgmt For For
3 Elect Director Greg D. Kerley Mgmt For For
4 Elect Director Harold M. Korell Mgmt For For
5 Elect Director Vello A. Kuuskraa Mgmt For For
6 Elect Director Kenneth R. Mourton Mgmt For For
7 Elect Director Steven L. Mueller Mgmt For For
8 Elect Director Charles E. Scharlau Mgmt For For
9 Elect Director Alan H. Stevens Mgmt For For
10 Ratify Auditors Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Provide Right to Call Special Meeting Mgmt For Against
14 Report on Political Contributions SH Against Against
TELEFONICA S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TEF 17-May-11 Spain 879382109 Annual 10-May-11
CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Individual and Consolidated Financial Statements, Mgmt For For
Statutory Reports, Allocation of Income, and Discharge
Directors for FY 2010
2 Approve Dividend Distribution of EUR 0.77 Per Share Mgmt For For
Charged to Unrestricted Reserves
3.1 Amend Several Articles of Bylaws to Adapt to Revised Mgmt For For
Legislations
3.2 Add New Paragraph 5 to Article 16 of Bylaws Re: General Mgmt For For
Meeting
3.3 Add New Article 26 bis to Bylaws Re: Board-Related Mgmt For For
4.1 Amend Several Articles of General Meeting Regulations to Mgmt For For
Adapt to Revised Legislations
4.2 Amend Article 14.1 of General Meeting Regulations Mgmt For For
5.1 Re-elect Isidro Faine Casas as Director Mgmt For Against
5.2 Re-elect Vitalino Manuel Nafria Aznar as Director Mgmt For Against
5.3 Re-elect Julio Linares Lopez as Director Mgmt For Against
5.4 Re-elect David Arculus as Director Mgmt For For
5.5 Re-elect Carlos Colomer Casellas as Director Mgmt For For
5.6 Re-elect Peter Erskine as Director Mgmt For Against
5.7 Re-elect Alfonso Ferrari Herrero as Director Mgmt For For
5.8 Re-elect Antonio Massanell Lavilla as Director Mgmt For Against
5.9 Elect Chang Xiaobing as Director Mgmt For Against
6 Authorize Increase in Capital up to 50 Percent via Issuance Mgmt For For
of New Shares with Possibility of Total or Partial Exclusion of
Preemptive Rights
7 Re-elect Ernst & Young SL as Auditors of Individual and Mgmt For For
Consolidated Accounts
8 Approve Long-Term Incentive Plan Consisting of Delivery of Mgmt For For
Company Shares to Executive Team Members of Telefonica
Group
9 Approve Long-Term Incentive Restricted Plan Consisting of Mgmt For Against
Delivery of Shares to Employees and Executive Personnel of
Telefonica Group
10 Approve Share Matching Plan Mgmt For For
11 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
THE CHARLES SCHWAB CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SCHW 17-May-11 USA 808513105 Annual 18-Mar-11
CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Frank C. Herringer Mgmt For For
2 Elect Director Stephen T. McLin Mgmt For For
3 Elect Director Charles R. Schwab Mgmt For For
4 Elect Director Roger O. Walther Mgmt For For
5 Elect Director Robert N. Wilson Mgmt For For
6 Ratify Auditors Mgmt For For
7 Amend Omnibus Stock Plan Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
10 Report on Political Contributions SH Against Against
11 Declassify the Board of Directors SH None For
WASHINGTON REAL ESTATE INVESTMENT TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WRE 17-May-11 USA 939653101 Annual 14-Mar-11
CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Edward S. Civera Mgmt For For
1.2 Elect Director Terence C. Golden Mgmt For For
1.3 Elect Director Wendein A. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Reduce Supermajority Vote Requirement for Amendments to Mgmt For For
Declaration of Trust
4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
and Implement Mandatory Resignation Policy
5 Amend Declaration of Trust to Modernize Certain Provisions Mgmt For For
6 Authorize New Class of Preferred Stock Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WELLPOINT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WLP 17-May-11 USA 94973V107 Annual 17-Mar-11
CUSIP: 94973V107 ISIN: US94973V1070 SEDOL: 2794743
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Angela F. Braly Mgmt For For
1.2 Elect Director Warren Y. Jobe Mgmt For For
1.3 Elect Director William G. Mays Mgmt For For
1.4 Elect Director William J. Ryan Mgmt For For
2 Ratify Auditors Mgmt For For
3a Reduce Supermajority Vote Requirement Relating to Vote Mgmt For For
Requirement
3b Reduce Supermajority Vote Requirement Relating to Removal Mgmt For For
of Directors
3c Opt Out of State's Control Share Acquisition Law Mgmt For For
3d Amend Articles of Incorporation to Remove Certain Obsolete Mgmt For For
Provisions
3e Amend Articles of Incorporation to Remove Other Obsolete Mgmt For For
Provisions and Make Conforming Changes
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Feasibility Study for Converting to Nonprofit Status SH Against Against
7 Reincorporate in Another State [from Indiana to Delaware] SH Against For
8 Require Independent Board Chairman SH Against Against
CALLAWAY GOLF COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ELY 18-May-11 USA 131193104 Annual 21-Mar-11
CUSIP: 131193104 ISIN: US1311931042 SEDOL: 2173933
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director George Fellows Mgmt For For
1.2 Elect Director Samuel H. Armacost Mgmt For For
1.3 Elect Director Ronald S. Beard Mgmt For For
1.4 Elect Director John C. Cushman, III Mgmt For For
1.5 Elect Director Yotaro Kobayashi Mgmt For For
1.6 Elect Director John F. Lundgren Mgmt For For
1.7 Elect Director Adebayo O. Ogunlesi Mgmt For For
1.8 Elect Director Richard L. Rosenfield Mgmt For For
1.9 Elect Director Anthony S. Thornley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
CASH AMERICA INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CSH 18-May-11 USA 14754D100 Annual 23-Mar-11
CUSIP: 14754D100 ISIN: US14754D1000 SEDOL: 2179425
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Daniel E. Berce Mgmt For For
1.2 Elect Director Jack R. Daugherty Mgmt For For
1.3 Elect Director Daniel R. Feehan Mgmt For For
1.4 Elect Director Albert Goldstein Mgmt For For
1.5 Elect Director James H. Graves Mgmt For For
1.6 Elect Director B.d. Hunter Mgmt For For
1.7 Elect Director Timothy J. McKibben Mgmt For For
1.8 Elect Director Alfred M. Micallef Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
LLOYDS BANKING GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LLOY 18-May-11 United Kingdom G5542W106 Annual 16-May-11
CUSIP: G5542W106 ISIN: GB0008706128 SEDOL: 0870612
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Abstain
3 Elect Anita Frew as Director Mgmt For For
4 Elect Antonio Horta-Osorio as Director Mgmt For For
5 Re-elect Sir Winfried Bischoff as Director Mgmt For For
6 Re-elect Sir Julian Horn-Smith as Director Mgmt For For
7 Re-elect Lord Leitch as Director Mgmt For For
8 Re-elect Glen Moreno as Director Mgmt For For
9 Re-elect David Roberts as Director Mgmt For For
10 Re-elect Timothy Ryan as Director Mgmt For For
11 Re-elect Martin Scicluna as Director Mgmt For For
12 Re-elect Truett Tate as Director Mgmt For For
13 Re-elect Tim Tookey as Director Mgmt For For
14 Re-elect Anthony Watson as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise the Audit Committee to Fix Remuneration of Mgmt For For
Auditors
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Amend the Deferred Bonus Plan 2008 Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise Market Purchase Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
MAGELLAN HEALTH SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MGLN 18-May-11 USA 559079207 Annual 31-Mar-11
CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William J. McBride Mgmt For For
1.2 Elect Director Robert M. Le Blanc Mgmt For For
1.3 Elect Director William D. Forrest Mgmt For For
1.4 Elect Director Barry M. Smith Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Approve Omnibus Stock Plan Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Ratify Auditors Mgmt For For
PROASSURANCE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PRA 18-May-11 USA 74267C106 Annual 25-Mar-11
CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lucian F. Bloodworth Mgmt For For
1.2 Elect Director Robert E. Flowers Mgmt For For
1.3 Elect Director Ann F. Putallaz Mgmt For For
1.4 Elect Director Drayton Nabers, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
TENNECO INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TEN 18-May-11 USA 880349105 Annual 21-Mar-11
CUSIP: 880349105 ISIN: US8803491054 SEDOL: 2512600
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles W. Cramb Mgmt For For
2 Elect Director Dennis J. Letham Mgmt For For
3 Elect Director Hari N. Nair Mgmt For For
4 Elect Director Roger B. Porter Mgmt For For
5 Elect Director David B. Price, Jr. Mgmt For For
6 Elect Director Gregg M. Sherrill Mgmt For For
7 Elect Director Paul T. Stecko Mgmt For For
8 Elect Director Mitsunobu Takeuchi Mgmt For For
9 Elect Director Jane L. Warner Mgmt For For
10 Ratify Auditors Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
CREDIT ACCEPTANCE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CACC 19-May-11 USA 225310101 Annual 24-Mar-11
CUSIP: 225310101 ISIN: US2253101016 SEDOL: 2232050
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald A. Foss Mgmt For For
1.2 Elect Director Glenda J. Flanagan Mgmt For For
1.3 Elect Director Brett A. Roberts Mgmt For For
1.4 Elect Director Thomas N. Tryforos Mgmt For For
1.5 Elect Director Scott J. Vassalluzzo Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
GRAPHIC PACKAGING HOLDING COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GPK 19-May-11 USA 388689101 Annual 21-Mar-11
CUSIP: 388689101 ISIN: US3886891015 SEDOL: B2Q8249
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director G. Andrea Botta Mgmt For For
1.2 Elect Director Kevin R. Burns Mgmt For Withhold
1.3 Elect Director Kevin J. Conway Mgmt For Withhold
1.4 Elect Director Jeffrey H. Coors Mgmt For Withhold
1.5 Elect Director David W. Scheible Mgmt For Withhold
2 Amend Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Other Business Mgmt For Abstain
INTEL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
INTC 19-May-11 USA 458140100 Annual 21-Mar-11
CUSIP: 458140100 ISIN: US4581401001 SEDOL: 2463247
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charlene Barshefsky Mgmt For For
2 Elect Director Susan L. Decker Mgmt For For
3 Elect Director John J. Donahoe Mgmt For For
4 Elect Director Reed E. Hundt Mgmt For For
5 Elect Director Paul S. Otellini Mgmt For For
6 Elect Director James D. Plummer Mgmt For For
7 Elect Director David S. Pottruck Mgmt For For
8 Elect Director Jane E. Shaw Mgmt For For
9 Elect Director Frank D. Yeary Mgmt For For
10 Elect Director David B. Yoffie Mgmt For For
11 Ratify Auditors Mgmt For For
12 Amend Omnibus Stock Plan Mgmt For For
13 Amend Qualified Employee Stock Purchase Plan Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt None One Year
INVACARE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IVC 19-May-11 USA 461203101 Annual 25-Mar-11
CUSIP: 461203101 ISIN: US4612031017 SEDOL: 2467971
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael F. Delaney Mgmt For For
1.2 Elect Director C. Martin Harris Mgmt For For
1.3 Elect Director A. Malachi Mixon, III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
KEY ENERGY SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KEG 19-May-11 USA 492914106 Annual 14-Mar-11
CUSIP: 492914106 ISIN: US4929141061 SEDOL: 2490795
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William D. Fertig Mgmt For For
1.2 Elect Director Robert K. Reeves Mgmt For For
1.3 Elect Director J. Robinson West Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
KNIGHT TRANSPORTATION, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KNX 19-May-11 USA 499064103 Annual 31-Mar-11
CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald A. Bliss Mgmt For For
1.2 Elect Director Richard J. Lehmann Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
LIZ CLAIBORNE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LIZ 19-May-11 USA 539320101 Annual 22-Mar-11
CUSIP: 539320101 ISIN: US5393201018 SEDOL: 2519861
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Bernard W. Aronson Mgmt For For
2 Elect Director Lawrence Benjamin Mgmt For For
3 Elect Director Raul J.Fernandez Mgmt For For
4 Elect Director Kenneth B. Gilman Mgmt For For
5 Elect Director Nancy J. Karch Mgmt For For
6 Elect Director William C. McComb Mgmt For For
7 Elect Director Kenneth P. Kopelman Mgmt For For
8 Elect Director Kay Koplovitz Mgmt For For
9 Elect Director Arthur C. Martinez Mgmt For For
10 Elect Director Doreen A. Toben Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For For
14 Approve Conversion of Securities Mgmt For For
15 Ratify Auditors Mgmt For For
16 Provide Right to Act by Written Consent SH Against For
MCDONALD'S CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MCD 19-May-11 USA 580135101 Annual 22-Mar-11
CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director Richard H. Lenny Mgmt For For
3 Elect Director Cary D. McMillan Mgmt For For
4 Elect Director Sheila A. Penrose Mgmt For For
5 Elect Director James A. Skinner Mgmt For For
6 Ratify Auditors Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Reduce Supermajority Vote Requirement for Transactions Mgmt For For
With Interested Shareholders
10 Reduce Supermajority Vote Requirement Relating to the Mgmt For For
Board of Directors
11 Reduce Supermajority Vote Requirement for Shareholder Mgmt For For
Action
12 Declassify the Board of Directors SH Against For
13 Require Suppliers to Adopt CAK SH Against Against
14 Report on Policy Responses to Children's Health Concerns SH Against Against
and Fast Food
15 Report on Beverage Container Environmental Strategy SH Against For
METABOLIX, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MBLX 19-May-11 USA 591018809 Annual 24-Mar-11
CUSIP: 591018809 ISIN: US5910188094 SEDOL: B1GYKQ8
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jay Kouba, Ph.D. Mgmt For For
1.2 Elect Director Oliver P. Peoples, Ph.D. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
RETAIL VENTURES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RVI 19-May-11 USA 76128Y102 Special 22-Mar-11
CUSIP: 76128Y102 ISIN: US76128Y1029 SEDOL: 2926256
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
SAFEWAY INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SWY 19-May-11 USA 786514208 Annual 21-Mar-11
CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Steven A. Burd Mgmt For For
2 Elect Director Janet E. Grove Mgmt For Against
3 Elect Director Mohan Gyani Mgmt For For
4 Elect Director Paul Hazen Mgmt For Against
5 Elect Director Frank C. Herringer Mgmt For Against
6 Elect Director Kenneth W. Oder Mgmt For Against
7 Elect Director T. Gary Rogers Mgmt For For
8 Elect Director Arun Sarin Mgmt For For
9 Elect Director Michael S. Shannon Mgmt For For
10 Elect Director William Y. Tauscher Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For For
14 Amend Executive Incentive Bonus Plan Mgmt For For
15 Ratify Auditors Mgmt For For
16 Provide for Cumulative Voting SH Against Against
SIMON PROPERTY GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SPG 19-May-11 USA 828806109 Annual 21-Mar-11
CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Melvyn E. Bergstein Mgmt For For
2 Elect Director Linda Walker Bynoe Mgmt For For
3 Elect Director Larry C. Glasscock Mgmt For For
4 Elect Director Karen N. Horn Mgmt For For
5 Elect Director Allan Hubbard Mgmt For For
6 Elect Director Reuben S. Leibowitz Mgmt For For
7 Elect Director Daniel C. Smith Mgmt For For
8 Elect Director J. Albert Smith, Jr. Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
11 Ratify Auditors Mgmt For For
STATOIL ASA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 19-May-11 Norway R8413J103 Annual
CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Olaug Svarva as Chairman of Meeting Mgmt For For
3 Approve Notice of Meeting and Agenda Mgmt For For
4 Registration of Attending Shareholders and Proxies Mgmt
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Approve Financial Statements and Statutory Reports; Mgmt For For
Approve Allocation of Income and Dividends of NOK 6.25 per
Share
7 Approve Remuneration Policy And Other Terms of Mgmt For Against
Employment For Executive Management
8 Approve Remuneration of Auditors Mgmt For For
9 Approve Remuneration of Corporate Assembly in the Amount Mgmt For For
of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK
38,250 for Other Members, and NOK 5,500 Per Meeting for
Deputy Members
10 Elect Ingrid Rasmussen as Member of Nominating Committee Mgmt For For
11 Approve Remuneration of Nominating Committee in the Mgmt For For
Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700
Per Meeting for Other Members
12 Authorize Repurchase and Reissuance of Shares up to a Mgmt For Against
Nominal Value of NOK 20 Million in Connection with Share
Saving Scheme for Employees
13 Authorize Repurchase of Shares up to a Nominal Value of Mgmt For For
NOK 187.5 Million and Cancellation of Repurchased Shares
14 Adjustments in the Marketing Instructions for Statoil ASA Mgmt For For
15 Amend Articles Re: Number of Board Members and Board Mgmt For For
Term; Proxy Voting; Guidelines for Nominating Committee
16 Approve Guidelines for Nominating Committee Mgmt For For
Shareholder Proposal Mgmt
17 Withdraw Company From Tar Sands Activities in Canada SH Against Against
THE JONES GROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JNY 19-May-11 USA 48020T101 Annual 23-Mar-11
CUSIP: 48020T101 ISIN: US48020T1016 SEDOL: 2477152
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Wesley R. Card Mgmt For For
2 Elect Director Sidney Kimmel Mgmt For For
3 Elect Director Matthew H. Kamens Mgmt For For
4 Elect Director Gerald C. Crotty Mgmt For For
5 Elect Director Lowell W. Robinson Mgmt For For
6 Elect Director Donna F. Zarcone Mgmt For For
7 Elect Director Robert L. Mettler Mgmt For For
8 Elect Director Margaret H. Georgiadis Mgmt For For
9 Ratify Auditors Mgmt For For
10 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
11 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
THE WILLIAMS COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WMB 19-May-11 USA 969457100 Annual 28-Mar-11
CUSIP: 969457100 ISIN: US9694571004 SEDOL: 2967181
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan S. Armstrong Mgmt For For
2 Elect Director Joseph R. Cleveland Mgmt For For
3 Elect Director Juanita H. Hinshaw Mgmt For For
4 Elect Director Frank T. MacInnis Mgmt For For
5 Elect Director Janice D. Stoney Mgmt For For
6 Elect Director Laura A. Sugg Mgmt For For
7 Ratify Auditors Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
AETNA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AET 20-May-11 USA 00817Y108 Annual 18-Mar-11
CUSIP: 00817Y108 ISIN: US00817Y1082 SEDOL: 2695921
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mark T. Bertolini Mgmt For For
2 Elect Director Frank M. Clark Mgmt For For
3 Elect Director Betsy Z. Cohen Mgmt For For
4 Elect Director Molly J. Coye Mgmt For For
5 Elect Director Roger N. Farah Mgmt For For
6 Elect Director Barbara Hackman Franklin Mgmt For For
7 Elect Director Jeffrey E. Garten Mgmt For For
8 Elect Director Gerald Greenwald Mgmt For For
9 Elect Director Ellen M. Hancock Mgmt For For
10 Elect Director Richard J. Harrington Mgmt For For
11 Elect Director Edward J. Ludwig Mgmt For For
12 Elect Director Joseph P. Newhouse Mgmt For For
13 Ratify Auditors Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For For
15 Approve Qualified Employee Stock Purchase Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt None One Year
18 Provide for Cumulative Voting SH Against Against
19 Require Independent Board Chairman SH Against Against
AMGEN INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMGN 20-May-11 USA 031162100 Annual 21-Mar-11
CUSIP: 031162100 ISIN: US0311621009 SEDOL: 2023607
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David Baltimore Mgmt For Against
2 Elect Director Frank J. Biondi, Jr. Mgmt For For
3 Elect Director Francois De Carbonnel Mgmt For Against
4 Elect Director Vance D. Coffman Mgmt For Against
5 Elect Director Rebecca M. Henderson Mgmt For Against
6 Elect Director Frank C. Herringer Mgmt For Against
7 Elect Director Gilbert S. Omenn Mgmt For For
8 Elect Director Judith C. Pelham Mgmt For For
9 Elect Director J. Paul Reason Mgmt For For
10 Elect Director Leonard D. Schaeffer Mgmt For For
11 Elect Director Kevin W. Sharer Mgmt For For
12 Elect Director Ronald D. Sugar Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Provide Right to Act by Written Consent SH Against For
NETLOGIC MICROSYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NETL 20-May-11 USA 64118B100 Annual 31-Mar-11
CUSIP: 64118B100 ISIN: US64118B1008 SEDOL: B01S2N9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ronald Jankov Mgmt For For
1.2 Elect Director Norman Godinho Mgmt For For
1.3 Elect Director Marvin Burkett Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require a Majority Vote for the Election of Directors SH Against For
PEBBLEBROOK HOTEL TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PEB 20-May-11 USA 70509V100 Annual 10-Mar-11
CUSIP: 70509V100 ISIN: US70509V1008 SEDOL: B4XBDV9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jon E. Bortz Mgmt For For
1.2 Elect Director Cydney C. Donnell Mgmt For For
1.3 Elect Director Ron E. Jackson Mgmt For For
1.4 Elect Director Michael J. Schall Mgmt For For
1.5 Elect Director Earl E. Webb Mgmt For For
1.6 Elect Director Laura H. Wright Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
TIME WARNER INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TWX 20-May-11 USA 887317303 Annual 25-Mar-11
CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James L. Barksdale Mgmt For Against
2 Elect Director William P. Barr Mgmt For For
3 Elect Director Jeffrey L. Bewkes Mgmt For For
4 Elect Director Stephen F. Bollenbach Mgmt For For
5 Elect Director Frank J. Caufield Mgmt For Against
6 Elect Director Robert C. Clark Mgmt For Against
7 Elect Director Mathias Dopfner Mgmt For For
8 Elect Director Jessica P. Einhorn Mgmt For Against
9 Elect Director Fred Hassan Mgmt For For
10 Elect Director Michael A. Miles Mgmt For For
11 Elect Director Kenneth J. Novack Mgmt For Against
12 Elect Director Paul D. Wachter Mgmt For For
13 Elect Director Deborah C. Wright Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Reduce Supermajority Vote Requirement Mgmt For For
18 Provide Right to Act by Written Consent SH Against For
DILLARD'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DDS 21-May-11 USA 254067101 Annual 29-Mar-11
CUSIP: 254067101 ISIN: US2540671011 SEDOL: 2269768
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director R. Brad Martin Mgmt For For
2 Elect Director Frank R. Mori Mgmt For For
3 Elect Director J.C. Watts, Jr. Mgmt For For
4 Elect Director Nick White Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
UNITEDHEALTH GROUP INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UNH 23-May-11 USA 91324P102 Annual 24-Mar-11
CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director William C. Ballard, Jr. Mgmt For For
2 Elect Director Richard T. Burke Mgmt For For
3 Elect Director Robert J. Darretta Mgmt For For
4 Elect Director Stephen J. Hemsley Mgmt For For
5 Elect Director Michele J. Hooper Mgmt For For
6 Elect Director Rodger A. Lawson Mgmt For For
7 Elect Director Douglas W. Leatherdale Mgmt For For
8 Elect Director Glenn M. Renwick Mgmt For For
9 Elect Director Kenneth I. Shine Mgmt For For
10 Elect Director Gail R. Wilensky Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For Against
14 Amend Qualified Employee Stock Purchase Plan Mgmt For For
15 Ratify Auditors Mgmt For For
VIROPHARMA INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VPHM 23-May-11 USA 928241108 Annual 04-Apr-11
CUSIP: 928241108 ISIN: US9282411084 SEDOL: 2945660
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John R. Leone Mgmt For For
1.2 Elect Director Vincent J. Milano Mgmt For For
1.3 Elect Director Howard H. Pien Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
4 Ratify Auditors Mgmt For For
KILROY REALTY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KRC 24-May-11 USA 49427F108 Annual 18-Mar-11
CUSIP: 49427F108 ISIN: US49427F1084 SEDOL: 2495529
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John B. Kilroy, Sr. Mgmt For For
1.2 Elect Director John B. Kilroy, Jr. Mgmt For For
1.3 Elect Director Edward F. Brennan Mgmt For For
1.4 Elect Director William P. Dickey Mgmt For For
1.5 Elect Director Scott S. Ingraham Mgmt For For
1.6 Elect Director Dale F. Kinsella Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
KRAFT FOODS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KFT 24-May-11 USA 50075N104 Annual 16-Mar-11
CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Ajaypal S. Banga Mgmt For For
2 Elect Director Myra M. Hart Mgmt For Against
3 Elect Director Peter B. Henry Mgmt For For
4 Elect Director Lois D. Juliber Mgmt For Against
5 Elect Director Mark D. Ketchum Mgmt For Against
6 Elect Director Richard A. Lerner Mgmt For Against
7 Elect Director Mackey J. McDonald Mgmt For For
8 Elect Director John C. Pope Mgmt For For
9 Elect Director Fredric G. Reynolds Mgmt For For
10 Elect Director Irene B. Rosenfeld Mgmt For For
11 Elect Director J.F. Van Boxmeer Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
15 Ratify Auditors Mgmt For For
MERCK & CO., INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MRK 24-May-11 USA 58933Y105 Annual 25-Mar-11
CUSIP: 58933Y105 ISIN: US58933Y1055 SEDOL: 2778844
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Leslie A. Brun Mgmt For For
2 Elect Director Thomas R. Cech Mgmt For For
3 Elect Director Richard T. Clark Mgmt For For
4 Elect Director Kenneth C. Frazier Mgmt For For
5 Elect Director Thomas H. Glocer Mgmt For For
6 Elect Director Steven F. Goldstone Mgmt For For
7 Elect Director William B. Harrison. Jr. Mgmt For For
8 Elect Director Harry R. Jacobson Mgmt For For
9 Elect Director William N. Kelley Mgmt For For
10 Elect Director C. Robert Kidder Mgmt For For
11 Elect Director Rochelle B. Lazarus Mgmt For For
12 Elect Director Carlos E. Represas Mgmt For For
13 Elect Director Patricia F. Russo Mgmt For For
14 Elect Director Thomas E. Shenk Mgmt For For
15 Elect Director Anne M. Tatlock Mgmt For For
16 Elect Director Craig B. Thompson Mgmt For For
17 Elect Director Wendell P. Weeks Mgmt For For
18 Elect Director Peter C. Wendell Mgmt For For
19 Ratify Auditors Mgmt For For
20 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
21 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
MFA FINANCIAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MFA 24-May-11 USA 55272X102 Annual 22-Mar-11
CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen R. Blank Mgmt For For
1.2 Elect Director William S. Gorin Mgmt For For
2 Increase Authorized Capital Stock Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
NU SKIN ENTERPRISES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NUS 24-May-11 USA 67018T105 Annual 25-Mar-11
CUSIP: 67018T105 ISIN: US67018T1051 SEDOL: 2616870
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nevin N. Andersen Mgmt For For
1.2 Elect Director M. Truman Hunt Mgmt For For
1.3 Elect Director Patricia A. Negron Mgmt For For
1.4 Elect Director Sandra N. Tillotson Mgmt For For
1.5 Elect Director Daniel W. Campbell Mgmt For For
1.6 Elect Director Andrew D. Lipman Mgmt For For
1.7 Elect Director Thomas R. Pisano Mgmt For For
1.8 Elect Director David D. Ussery Mgmt For For
1.9 Elect Director E.J. Garn Mgmt For For
1.10 Elect Director Steven J. Lund Mgmt For For
1.11 Elect Director Blake M. Roney Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
SOCIETE GENERALE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GLE 24-May-11 France F43638141 Annual 19-May-11
CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income and Dividends of EUR 1.75 per Mgmt For For
Share
3 Approve Stock Dividend Program Mgmt For For
4 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
5 Reelect Frederic Oudea as Director Mgmt For Against
6 Reelect Anthony Wyand as Director Mgmt For For
7 Reelect Jean-Martin Folz as Director Mgmt For For
8 Elect Kyra Hazou as Director Mgmt For For
9 Elect Ana Maria Llopis Rivas as Director Mgmt For For
10 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 1.25 Million
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
12 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ARRIS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARRS 25-May-11 USA 04269Q100 Annual 31-Mar-11
CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Alex B. Best Mgmt For For
1.2 Elect Director Harry L. Bosco Mgmt For For
1.3 Elect Director James A. Chiddix Mgmt For For
1.4 Elect Director John Anderson Craig Mgmt For For
1.5 Elect Director Matthew B. Kearney Mgmt For For
1.6 Elect Director William H. Lambert Mgmt For For
1.7 Elect Director John R. Petty Mgmt For For
1.8 Elect Director Robert J. Stanzione Mgmt For For
1.9 Elect Director Debora J. Wilson Mgmt For For
1.10 Elect Director David A. Woodle Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
BIOMED REALTY TRUST, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BMR 25-May-11 USA 09063H107 Annual 10-Mar-11
CUSIP: 09063H107 ISIN: US09063H1077 SEDOL: B02GMQ5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Alan D. Gold Mgmt For For
1.2 Elect Director Barbara R. Cambon Mgmt For For
1.3 Elect Director Edward A. Dennis Mgmt For For
1.4 Elect Director Richard I. Gilchrist Mgmt For For
1.5 Elect Director Gary A. Kreitzer Mgmt For For
1.6 Elect Director Theodore D. Roth Mgmt For For
1.7 Elect Director M. Faye Wilson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CALIX, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CALX 25-May-11 USA 13100M509 Annual 04-Apr-11
CUSIP: 13100M509 ISIN: US13100M5094 SEDOL: B3S4L67
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael Matthews Mgmt For For
1.2 Elect Director Thomas Pardun Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
CHEVRON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CVX 25-May-11 USA 166764100 Annual 01-Apr-11
CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director L.F. Deily Mgmt For For
2 Elect Director R.E. Denham Mgmt For For
3 Elect Director R.J. Eaton Mgmt For For
4 Elect Director C. Hagel Mgmt For For
5 Elect Director E. Hernandez Mgmt For For
6 Elect Director G.L. Kirkland Mgmt For For
7 Elect Director D.B. Rice Mgmt For For
8 Elect Director K.W. Sharer Mgmt For For
9 Elect Director C.R. Shoemate Mgmt For For
10 Elect Director J.G. Stumpf Mgmt For For
11 Elect Director R.D. Sugar Mgmt For For
12 Elect Director C. Ware Mgmt For For
13 Elect Director J.S. Watson Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
17 Request Director Nominee with Environmental Qualifications SH Against For
18 Amend Bylaws to Establish a Board Committee on Human SH Against Against
Rights
19 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
20 Adopt Guidelines for Country Selection SH Against For
21 Report on Financial Risks of Climate Change SH Against Against
22 Report on Environmental Impacts of Natural Gas Fracturing SH Against For
23 Report on Offshore Oil Wells and Spill Mitigation Measures SH Against For
COMPLETE PRODUCTION SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CPX 25-May-11 USA 20453E109 Annual 11-Apr-11
CUSIP: 20453E109 ISIN: US20453E1091 SEDOL: B131P67
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert S. Boswell Mgmt For For
1.2 Elect Director Michael McShane Mgmt For For
1.3 Elect Director Marcus A. Watts Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
DOLLAR GENERAL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DG 25-May-11 USA 256677105 Annual 16-Mar-11
CUSIP: 256677105 ISIN: US2566771059 SEDOL: B5B1S13
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Raj Agrawal Mgmt For Withhold
1.2 Elect Director Warren F. Bryant Mgmt For For
1.3 Elect Director Michael M. Calbert Mgmt For Withhold
1.4 Elect Director Richard W. Dreiling Mgmt For Withhold
1.5 Elect Director Adrian Jones Mgmt For Withhold
1.6 Elect Director William C. Rhodes, III Mgmt For For
1.7 Elect Director David B. Rickard Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
EXXON MOBIL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
XOM 25-May-11 USA 30231G102 Annual 06-Apr-11
CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director M.J. Boskin Mgmt For For
1.2 Elect Director P. Brabeck-Letmathe Mgmt For For
1.3 Elect Director L.R. Faulkner Mgmt For For
1.4 Elect Director J.S. Fishman Mgmt For For
1.5 Elect Director K.C. Frazier Mgmt For For
1.6 Elect Director W.W. George Mgmt For For
1.7 Elect Director M.C. Nelson Mgmt For For
1.8 Elect Director S.J. Palmisano Mgmt For For
1.9 Elect Director S.S. Reinemund Mgmt For For
1.10 Elect Director R.W. Tillerson Mgmt For For
1.11 Elect Director E.E. Whitacre, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require Independent Board Chairman SH Against Against
6 Report on Political Contributions SH Against Against
7 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Against For
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water SH Against Against
9 Report on Environmental Impact of Oil Sands Operations in SH Against For
Canada
10 Report on Environmental Impacts of Natural Gas Fracturing SH Against For
11 Report on Energy Technologies Development SH Against Against
12 Adopt Quantitative GHG Goals for Products and Operations SH Against For
MOLSON COORS BREWING COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TAP 25-May-11 USA 60871R209 Annual 28-Mar-11
CUSIP: 60871R209 ISIN: US60871R2094 SEDOL: B067BM3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Directors John E. Cleghorn Mgmt For For
1.2 Elect Directors Charles M. Herington Mgmt For For
1.3 Elect Directors David P. O'Brien Mgmt For For
SAP AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SAP 25-May-11 Germany D66992104 Annual 03-May-11
CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.60 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For
6 Approve Cancellation of Pool of Conditional Capital and Mgmt For For
Amend Articles to Reflect Changes in Capital
7 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate Nominal Amount of EUR
7.5 Billion; Approve Creation of EUR 100 Million Pool of
Capital to Guarantee Conversion Rights
8 Approve Affiliation Agreement with SAP Sechste Beteiligungs- Mgmt For For
und Vermoegensverwaltungs GmbH
SKECHERS U.S.A., INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SKX 25-May-11 USA 830566105 Annual 31-Mar-11
CUSIP: 830566105 ISIN: US8305661055 SEDOL: 2428042
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Geyer Kosinski Mgmt For For
1.2 Elect Director Richard Rappaport Mgmt For For
1.3 Elect Director Richard Siskind Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Amend Executive Incentive Bonus Plan Mgmt For For
THE SOUTHERN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SO 25-May-11 USA 842587107 Annual 28-Mar-11
CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. P. Baranco Mgmt For For
1.2 Elect Director J. A. Boscia Mgmt For For
1.3 Elect Director H. A. Clark, III Mgmt For For
1.4 Elect Director T. A. Fanning Mgmt For For
1.5 Elect Director H.W. Habermeyer, Jr. Mgmt For For
1.6 Elect Director V.M Hagen Mgmt For For
1.7 Elect Director W. A. Hood, Jr. Mgmt For For
1.8 Elect Director D. M. James Mgmt For For
1.9 Elect Director D. E. Klein Mgmt For For
1.10 Elect Director J. N. Purcell Mgmt For For
1.11 Elect Director W. G. Smith, Jr. Mgmt For For
1.12 Elect Director S. R. Specker Mgmt For For
1.13 Elect Director L.D. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Omnibus Stock Plan Mgmt For For
6 Report on Coal Combustion Waste Hazard and Risk SH Against For
Mitigation Efforts
THERMO FISHER SCIENTIFIC INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TMO 25-May-11 USA 883556102 Annual 28-Mar-11
CUSIP: 883556102 ISIN: US8835561023 SEDOL: 2886907
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Thomas J. Lynch Mgmt For For
2 Elect Director William G. Parrett Mgmt For For
3 Elect Director Michael E. Porter Mgmt For For
4 Elect Director Scott M. Sperling Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
7 Ratify Auditors Mgmt For For
8 Declassify the Board of Directors SH Against For
WELLCARE HEALTH PLANS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WCG 25-May-11 USA 94946T106 Annual 28-Mar-11
CUSIP: 94946T106 ISIN: US94946T1060 SEDOL: B01R258
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles G. Berg Mgmt For For
2 Elect Director Carol J. Burt Mgmt For For
3 Elect Director Alec Cunningham Mgmt For For
4 Elect Director David J. Gallitano Mgmt For For
5 Elect Director D. Robert Graham Mgmt For For
6 Elect Director Kevin F. Hickey Mgmt For For
7 Elect Director Christian P. Michalik Mgmt For For
8 Elect Director Glenn D. Steele, Jr. Mgmt For For
9 Elect Director William L. Trubeck Mgmt For For
10 Elect Director Paul E. Weaver Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Report on Political Contributions SH Against Against
ALEXANDER'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALX 26-May-11 USA 014752109 Annual 30-Mar-11
CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven Roth Mgmt For Withhold
1.2 Elect Director Neil Underberg Mgmt For Withhold
1.3 Elect Director Russell B. Wight, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
COLLECTIVE BRANDS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PSS 26-May-11 USA 19421W100 Annual 01-Apr-11
CUSIP: 19421W100 ISIN: US19421W1009 SEDOL: 2685966
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert F. Moran Mgmt For For
1.2 Elect Director Matthew A. Ouimet Mgmt For For
1.3 Elect Director Matthew E. Rubel Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
DEUTSCHE BANK AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DBK 26-May-11 Germany D18190898 Annual
CUSIP: D18190898 ISIN: DE0005140008 SEDOL: 5750355
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.75 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Ratify KPMG as Auditors for Fiscal 2011 Mgmt For For
6 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
7 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
8 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate Nominal Amount of EUR
9 Billion; Approve Creation of EUR 230.4 Million Pool of
Capital to Guarantee Conversion Rights
9 Approve Creation of EUR 230.4 Million Pool of Capital with Mgmt For For
Partial Exclusion of Preemptive Rights
10 Approve Creation of EUR 230.4 Million Pool of Capital Mgmt For For
without Preemptive Rights
11 Approve Creation of EUR 691.2 Million Pool of Capital with Mgmt For For
Partial Exclusion of Preemptive Rights
12 Elect Katherine Garrett-Cox to the Supervisory Board Mgmt For For
13 Approve Revenue Sharing and Operating Agreements with Mgmt For For
Subsidiary Deutsche Bank Financial LLC
GRAFTECH INTERNATIONAL LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GTI 26-May-11 USA 384313102 Annual 31-Mar-11
CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Randy W. Carson Mgmt For For
1.2 Elect Director Mary B. Cranston Mgmt For For
1.3 Elect Director Harold E. Layman Mgmt For For
1.4 Elect Director Ferrell P. McClean Mgmt For For
1.5 Elect Director Nathan Milikowsky Mgmt For For
1.6 Elect Director Michael C. Nahl Mgmt For For
1.7 Elect Director Steven R. Shawley Mgmt For For
1.8 Elect Director Craig S. Shular Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
HEALTHSPRING, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HS 26-May-11 USA 42224N101 Annual 06-Apr-11
CUSIP: 42224N101 ISIN: US42224N1019 SEDOL: B0Y4Z91
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John T. Fox Mgmt For For
1.2 Elect Director Robert Z. Hensley Mgmt For For
1.3 Elect Director Russell K. Mayerfeld Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSII 26-May-11 USA 422819102 Annual 15-Apr-11
CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director L. Kevin Kelly Mgmt For For
2 Elect Director Robert E. Knowling, Jr. Mgmt For For
3 Elect Director V. Paul Unruh Mgmt For For
4 Ratify Auditors Mgmt For For
5 Amend Omnibus Stock Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
JDA SOFTWARE GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JDAS 26-May-11 USA 46612K108 Annual 31-Mar-11
CUSIP: 46612K108 ISIN: US46612K1088 SEDOL: 2478478
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James D. Armstrong Mgmt For For
2 Elect Director Hamish N. Brewer Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
JETBLUE AIRWAYS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JBLU 26-May-11 USA 477143101 Annual 31-Mar-11
CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Barger Mgmt For For
1.2 Elect Director Jens Bischof Mgmt For For
1.3 Elect Director Peter Boneparth Mgmt For For
1.4 Elect Director David Checketts Mgmt For For
1.5 Elect Director Virginia Gambale Mgmt For For
1.6 Elect Director Stephan Gemkow Mgmt For For
1.7 Elect Director Stanley McChrystal Mgmt For For
1.8 Elect Director Joel Peterson Mgmt For Withhold
1.9 Elect Director Ann Rhoades Mgmt For For
1.10 Elect Director Frank Sica Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
MID-AMERICA APARTMENT COMMUNITIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MAA 26-May-11 USA 59522J103 Annual 18-Mar-11
CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For
1.2 Elect Director Alan B. Graf, jr. Mgmt For For
1.3 Elect Director John S. Grinalds Mgmt For For
1.4 Elect Director Ralph Horn Mgmt For For
1.5 Elect Director Philip W. Norwood Mgmt For For
1.6 Elect Director W. Reid Sanders Mgmt For For
1.7 Elect Director William B. Sansom Mgmt For For
1.8 Elect Director Simon R.C. Wadsworth Mgmt For For
2 Increase Authorized Common Stock Mgmt For Against
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
THE TRAVELERS COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRV 26-May-11 USA 89417E109 Annual 28-Mar-11
CUSIP: 89417E109 ISIN: US89417E1091 SEDOL: 2769503
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan L. Beller Mgmt For For
2 Elect Director John H. Dasburg Mgmt For For
3 Elect Director Janet M. Dolan Mgmt For For
4 Elect Director Kenneth M. Duberstein Mgmt For For
5 Elect Director Jay S. Fishman Mgmt For For
6 Elect Director Lawrence G. Graev Mgmt For For
7 Elect Director Patricia L. Higgins Mgmt For For
8 Elect Director Thomas R. Hodgson Mgmt For For
9 Elect Director Cleve L. Killingsworth, Jr. Mgmt For For
10 Elect Director Donald J. Shepard Mgmt For For
11 Elect Director Laurie J. Thomsen Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
XEROX CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
XRX 26-May-11 USA 984121103 Annual 28-Mar-11
CUSIP: 984121103 ISIN: US9841211033 SEDOL: 2985202
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Glenn A. Britt Mgmt For For
2 Elect Director Ursula M. Burns Mgmt For For
3 Elect Director Richard J. Harrington Mgmt For For
4 Elect Director William Curt Hunter Mgmt For For
5 Elect Director Robert J. Keegan Mgmt For For
6 Elect Director Robert A. McDonald Mgmt For For
7 Elect Director N.J. Nicholas, Jr. Mgmt For For
8 Elect Director Charles Prince Mgmt For For
9 Elect Director Ann N. Reese Mgmt For For
10 Elect Director Mary Agnes Wilderotter Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
COLUMBIA SPORTSWEAR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COLM 27-May-11 USA 198516106 Annual 23-Mar-11
CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gertrude Boyle Mgmt For For
1.2 Elect Director Timothy P. Boyle Mgmt For For
1.3 Elect Director Sarah A. Bany Mgmt For For
1.4 Elect Director Murrey R. Albers Mgmt For For
1.5 Elect Director Stephen E. Babson Mgmt For For
1.6 Elect Director Andy D. Bryant Mgmt For For
1.7 Elect Director Edward S. George Mgmt For For
1.8 Elect Director Walter T. Klenz Mgmt For For
1.9 Elect Director Ronald E. Nelson Mgmt For For
1.10 Elect Director John W. Stanton Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
HSBC HOLDINGS PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSBA 27-May-11 United Kingdom G4634U169 Annual 26-May-11
CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3a Re-elect Safra Catz as Director Mgmt For For
3b Elect Laura Cha as Director Mgmt For For
3c Re-elect Marvin Cheung as Director Mgmt For For
3d Re-elect John Coombe as Director Mgmt For For
3e Re-elect Rona Fairhead as Director Mgmt For For
3f Re-elect Douglas Flint as Director Mgmt For For
3g Re-elect Alexander Flockhart as Director Mgmt For For
3h Re-elect Stuart Gulliver as Director Mgmt For For
3i Re-elect James Hughes-Hallett as Director Mgmt For For
3j Re-elect William Laidlaw as Director Mgmt For For
3k Re-elect Janis Lomax as Director Mgmt For For
3l Elect Iain Mackay as Director Mgmt For For
3m Re-elect Gwyn Morgan as Director Mgmt For For
3n Re-elect Nagavara Murthy as Director Mgmt For For
3o Re-elect Sir Simon Robertson as Director Mgmt For For
3p Re-elect John Thornton as Director Mgmt For For
3q Re-elect Sir Brian Williamson as Director Mgmt For For
4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
7 Approve Share Plan 2011 Mgmt For For
8 Approve Fees Payable to Non-Executive Directors Mgmt For For
9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
LOWE'S COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LOW 27-May-11 USA 548661107 Annual 25-Mar-11
CUSIP: 548661107 ISIN: US5486611073 SEDOL: 2536763
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Raul Alvarez Mgmt For For
1.2 Elect Director David W. Bernauer Mgmt For For
1.3 Elect Director Leonard L. Berry Mgmt For For
1.4 Elect Director Peter C. Browning Mgmt For For
1.5 Elect Director Dawn E. Hudson Mgmt For For
1.6 Elect Director Robert L. Johnson Mgmt For For
1.7 Elect Director Marshall O. Larsen Mgmt For For
1.8 Elect Director Richard K. Lochridge Mgmt For For
1.9 Elect Director Robert A. Niblock Mgmt For For
1.10 Elect Director Stephen F. Page Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Executive Incentive Bonus Plan Mgmt For For
6 Submit Severance Agreement (Change-in-Control) to SH Against For
Shareholder Vote
7 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
8 Report on Political Contributions SH Against Against
ROCK-TENN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RKT 27-May-11 USA 772739207 Special 08-Apr-11
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
SILGAN HOLDINGS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLGN 27-May-11 USA 827048109 Annual 11-Apr-11
CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director D. Greg Horrigan Mgmt For For
1.2 Elect Director John W. Alden Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
WATSCO, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WSO 27-May-11 USA 942622200 Annual 08-Apr-11
CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven R. Fedrizzi Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
DECKERS OUTDOOR CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DECK 31-May-11 USA 243537107 Annual 04-Apr-11
CUSIP: 243537107 ISIN: US2435371073 SEDOL: 2267278
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Angel R. Martinez Mgmt For For
1.2 Elect Director Rex A. Licklider Mgmt For For
1.3 Elect Director John M. Gibbons Mgmt For For
1.4 Elect Director John G. Perenchio Mgmt For For
1.5 Elect Director Maureen Conners Mgmt For For
1.6 Elect Director Ruth M. Owades Mgmt For For
1.7 Elect Director Karyn O. Barsa Mgmt For For
1.8 Elect Director Michael F. Devine, III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
CASCADE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CASC 01-Jun-11 USA 147195101 Annual 07-Apr-11
CUSIP: 147195101 ISIN: US1471951012 SEDOL: 2179146
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Peter D. Nickerson Mgmt For For
1.2 Elect Director Robert C. Warren, Jr. Mgmt For For
1.3 Elect Director Henry W. Wessinger, II Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Amend Omnibus Stock Plan Mgmt For For
6 Ratify Auditors Mgmt For For
CATALYST HEALTH SOLUTIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CHSI 01-Jun-11 USA 14888B103 Annual 04-Apr-11
CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David T. Blair Mgmt For For
1.2 Elect Director Daniel J. Houston Mgmt For For
1.3 Elect Director Kenneth A. Samet Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EMCOR GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EME 01-Jun-11 USA 29084Q100 Annual 06-Apr-11
CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen W. Bershad Mgmt For For
1.2 Elect Director David A.B. Brown Mgmt For For
1.3 Elect Director Larry J. Bump Mgmt For For
1.4 Elect Director Albert Fried, Jr. Mgmt For For
1.5 Elect Director Anthony J. Guzzi Mgmt For For
1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For
1.7 Elect Director David H. Laidley Mgmt For For
1.8 Elect Director Frank T. MacInnis Mgmt For For
1.9 Elect Director Jerry E. Ryan Mgmt For For
1.10 Elect Director Michael T. Yonker Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
K-SWISS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KSWS 01-Jun-11 USA 482686102 Annual 04-Apr-11
CUSIP: 482686102 ISIN: US4826861027 SEDOL: 2479824
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen Fine Mgmt For For
1.2 Elect Director Mark Louie Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
MASIMO CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MASI 01-Jun-11 USA 574795100 Annual 18-Apr-11
CUSIP: 574795100 ISIN: US5747951003 SEDOL: B1YWR63
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven J. Barker Mgmt For For
1.2 Elect Director Sanford Fitch Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require a Majority Vote for the Election of Directors SH Against For
ORBITZ WORLDWIDE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OWW 01-Jun-11 USA 68557K109 Annual 06-Apr-11
CUSIP: 68557K109 ISIN: US68557K1097 SEDOL: B23G859
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mark S. Britton Mgmt For For
1.2 Elect Director Bradley T. Gerstner Mgmt For For
1.3 Elect Director Kristina M. Leslie Mgmt For For
1.4 Elect Director Jaynie Miller Studenmund Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
RIVERBED TECHNOLOGY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RVBD 01-Jun-11 USA 768573107 Annual 11-Apr-11
CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Michael R. Kourey Mgmt For For
2 Elect Director Mark S. Lewis Mgmt For For
3 Elect Director Steven McCanne Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
SAKS INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SKS 01-Jun-11 USA 79377W108 Annual 06-Apr-11
CUSIP: 79377W108 ISIN: US79377W1080 SEDOL: 2704786
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert B. Carter Mgmt For For
1.2 Elect Director Donald E. Hess Mgmt For For
1.3 Elect Director Jerry W. Levin Mgmt For For
1.4 Elect Director Michael S. Gross Mgmt For For
1.5 Elect Director Nora P. McAniff Mgmt For For
1.6 Elect Director Stephen I. Sadove Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
5 Provide for Cumulative Voting SH Against Against
DIGITAL RIVER, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DRIV 02-Jun-11 USA 25388B104 Annual 07-Apr-11
CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas F. Madison Mgmt For For
1.2 Elect Director Cheryl F. Rosner Mgmt For For
1.3 Elect Director Alfred F. Castino Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Amend Omnibus Stock Plan Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Ratify Auditors Mgmt For For
GOOGLE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GOOG 02-Jun-11 USA 38259P508 Annual 04-Apr-11
CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Larry Page Mgmt For For
1.2 Elect Director Sergey Brin Mgmt For For
1.3 Elect Director Eric E. Schmidt Mgmt For For
1.4 Elect Director L. John Doerr Mgmt For For
1.5 Elect Director John L. Hennessy Mgmt For For
1.6 Elect Director Ann Mather Mgmt For For
1.7 Elect Director Paul S. Otellini Mgmt For For
1.8 Elect Director K. Ram Shriram Mgmt For For
1.9 Elect Director Shirley M. Tilghman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
6 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
7 Reduce Supermajority Vote Requirement SH Against Against
8 Report on Code of Conduct Compliance SH Against Against
INGERSOLL-RAND PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IR 02-Jun-11 Ireland G47791101 Annual 06-Apr-11
CUSIP: G47791101 ISIN: IE00B6330302 SEDOL: B633030
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Ann C. Berzin Mgmt For For
2 Elect Director John Bruton Mgmt For For
3 Elect Director Jared L. Cohon Mgmt For For
4 Elect Director Gary D. Forsee Mgmt For For
5 Elect Director Peter C. Godsoe Mgmt For For
6 Elect Director Edward E. Hagenlocker Mgmt For For
7 Elect Director Constance J. Horner Mgmt For For
8 Elect Director Michael W. Lamach Mgmt For For
9 Elect Director Theodore E. Martin Mgmt For For
10 Elect Director Richard J. Swift Mgmt For For
11 Elect Director Tony L. White Mgmt For For
12 Approve Executive Incentive Scheme Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Authorize Market Purchase Mgmt For For
16 Ratify Auditors Mgmt For For
OMEGA HEALTHCARE INVESTORS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OHI 02-Jun-11 USA 681936100 Annual 15-Apr-11
CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Harold J. Kloosterman Mgmt For For
1.2 Elect Director C. Taylor Pickett Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
THE BUCKLE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BKE 02-Jun-11 USA 118440106 Annual 25-Mar-11
CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Daniel J. Hirschfeld Mgmt For For
1.2 Elect Director Dennis H. Nelson Mgmt For For
1.3 Elect Director Karen B. Rhoads Mgmt For For
1.4 Elect Director James E. Shada Mgmt For For
1.5 Elect Director Robert E. Campbell Mgmt For For
1.6 Elect Director Bill L. Fairfield Mgmt For For
1.7 Elect Director Bruce L. Hoberman Mgmt For For
1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For
1.9 Elect Director Michael E. Huss Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
UNIVERSAL HEALTH REALTY INCOME TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UHT 02-Jun-11 USA 91359E105 Annual 04-Apr-11
CUSIP: 91359E105 ISIN: US91359E1055 SEDOL: 2927497
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Alan B. Miller Mgmt For For
1.2 Elect Director Randall C. Stein Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
WAL-MART STORES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WMT 03-Jun-11 USA 931142103 Annual 06-Apr-11
CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Aida M. Alvarez Mgmt For For
2 Elect Director James W. Breyer Mgmt For For
3 Elect Director M. Michele Burns Mgmt For For
4 Elect Director James I. Cash, Jr. Mgmt For For
5 Elect Director Roger C. Corbett Mgmt For For
6 Elect Director Douglas N. Daft Mgmt For For
7 Elect Director Michael T. Duke Mgmt For For
8 Elect Director Gregory B. Penner Mgmt For For
9 Elect Director Steven S Reinemund Mgmt For For
10 Elect Director H. Lee Scott, Jr. Mgmt For For
11 Elect Director Arne M. Sorenson Mgmt For For
12 Elect Director Jim C. Walton Mgmt For For
13 Elect Director S. Robson Walton Mgmt For For
14 Elect Director Christopher J. Williams Mgmt For For
15 Elect Director Linda S. Wolf Mgmt For For
16 Ratify Auditors Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
18 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
19 Amend EEO Policy to Prohibit Discrimination based on SH Against For
Gender Identity
20 Report on Political Contributions SH Against Against
21 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
22 Require Suppliers to Produce Sustainability Reports SH Against Against
23 Report on Climate Change Business Risks SH Against Against
SUN HYDRAULICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SNHY 06-Jun-11 USA 866942105 Annual 18-Apr-11
CUSIP: 866942105 ISIN: US8669421054 SEDOL: 2819282
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Christine L. Koski Mgmt For For
1.2 Elect Director David N. Wormley Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EVERCORE PARTNERS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EVR 07-Jun-11 USA 29977A105 Annual 14-Apr-11
CUSIP: 29977A105 ISIN: US29977A1051 SEDOL: B1BHXZ2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Roger C. Altman Mgmt For Withhold
1.2 Elect Director Pedro Aspe Mgmt For Withhold
1.3 Elect Director Richard I. Beattie Mgmt For Withhold
1.4 Elect Director Francois de Saint Phalle Mgmt For For
1.5 Elect Director Gail B. Harris Mgmt For For
1.6 Elect Director Curt Hessler Mgmt For For
1.7 Elect Director Anthony N. Pritzker Mgmt For For
1.8 Elect Director Ralph L. Schlosstein Mgmt For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
4 Ratify Auditors Mgmt For For
FRANCE TELECOM
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FTE 07-Jun-11 France F4113C103 Annual/Special 02-Jun-11
CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 1.40 per Mgmt For For
Share
4 Acknowledge Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Reelect Bernard Dufau as Director Mgmt For For
6 Elect Helle Kristoffersen as Director Mgmt For For
7 Elect Muriel Penicaud as Director Mgmt For For
8 Elect Jean Michel Severino as Director Mgmt For For
9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
10 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
2 Billion
11 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1.5 Billion
12 Approve Issuance of up to 20 Percent of Issued Capital Per Mgmt For For
Year for a Private Placement, up to Aggregate Nominal
Amount of EUR 1.5 Billion
13 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote under Items 10, 11 and 12 Above
14 Authorize Capital Increase of up to EUR 1.5 Billion for Future Mgmt For For
Exchange Offers
15 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
16 Authorize Capital Increase of up to EUR 35 Million to Holders Mgmt For For
of Orange SA Stock Options or Shares in Connection with
France Telecom Liquidity Agreement
17 Authorize up to EUR 500,000 for Issuance of Free Option- Mgmt For For
Based Liquidity Instruments Reserved for Holders of Orange
SA Stock Options Benefiting from a Liquidity Agreement
18 Set Total Limit for Capital Increase to Result from All Mgmt For For
Issuance Requests under Items 10 to 17 at EUR 3.5 Billion
19 Approve Issuance of Securities Convertible into Debt up to Mgmt For For
Aggregate Nominal Amount of EUR 7 Billion
20 Authorize Capitalization of Reserves of Up to EUR 2 Billion Mgmt For For
for Bonus Issue or Increase in Par Value
21 Approve Employee Stock Purchase Plan Mgmt For For
22 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
23 Authorize Filing of Required Documents/Other Formalities Mgmt For For
MASTERCARD INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MA 07-Jun-11 USA 57636Q104 Annual 13-Apr-11
CUSIP: 57636Q104 ISIN: US57636Q1040 SEDOL: B121557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Marc Olivie Mgmt For For
2 Elect Director Rima Qureshi Mgmt For For
3 Elect Director Mark Schwartz Mgmt For For
4 Elect Director Jackson P. Tai Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
QUEST SOFTWARE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
QSFT 07-Jun-11 USA 74834T103 Annual 19-Apr-11
CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Vincent C. Smith Mgmt For For
1.2 Elect Director Douglas F. Gam Mgmt For For
1.3 Elect Director Augustine L. Nieto II Mgmt For For
1.4 Elect Director Kevin M. Klausmeyer Mgmt For For
1.5 Elect Director Paul A. Sallaberry Mgmt For For
1.6 Elect Director H. John Dirks Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
CATERPILLAR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CAT 08-Jun-11 USA 149123101 Annual 11-Apr-11
CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David L. Calhoun Mgmt For For
1.2 Elect Director Daniel M. Dickinson Mgmt For For
1.3 Elect Director Eugene V. Fife Mgmt For For
1.4 Elect Director Juan Gallardo Mgmt For For
1.5 Elect Director David R. Goode Mgmt For For
1.6 Elect Director Jesse J. Greene, Jr. Mgmt For For
1.7 Elect Director Peter A. Magowan Mgmt For For
1.8 Elect Director Dennis A. Muilenburg Mgmt For For
1.9 Elect Director Douglas R. Oberhelman Mgmt For For
1.10 Elect Director William A. Osborn Mgmt For For
1.11 Elect Director Charles D. Powell Mgmt For For
1.12 Elect Director Edward B. Rust, Jr. Mgmt For For
1.13 Elect Director Susan C. Schwab Mgmt For For
1.14 Elect Director Joshua I. Smith Mgmt For For
1.15 Elect Director Miles D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Report on Political Contributions SH Against Against
7 Stock Retention/Holding Period SH Against Against
8 Require a Majority Vote for the Election of Directors SH Against For
9 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
10 Require Independent Board Chairman SH Against Against
11 Review and Assess Human Rights Policies SH Against For
12 Adopt a Policy in which the Company will not Make or SH Against Against
Promise to Make Any Death Benefit Payments to Senior
Executives
DEVON ENERGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DVN 08-Jun-11 USA 25179M103 Annual 11-Apr-11
CUSIP: 25179M103 ISIN: US25179M1036 SEDOL: 2480677
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert H. Henry Mgmt For For
1.2 Elect Director John A. Hill Mgmt For For
1.3 Elect Director Michael M. Kanovsky Mgmt For For
1.4 Elect Director Robert A. Mosbacher, Jr Mgmt For For
1.5 Elect Director J. Larry Nichols Mgmt For For
1.6 Elect Director Duane C. Radtke Mgmt For For
1.7 Elect Director Mary P. Ricciardello Mgmt For For
1.8 Elect Director John Richels Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Reduce Supermajority Vote Requirement Mgmt For For
5 Amend Certificate of Incorporation Mgmt For For
6 Ratify Auditors Mgmt For For
7 Provide Right to Act by Written Consent SH Against For
AMEDISYS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMED 09-Jun-11 USA 023436108 Annual 15-Apr-11
CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William F. Borne Mgmt For For
1.2 Elect Director Ronald A. LaBorde Mgmt For For
1.3 Elect Director Jake L. Netterville Mgmt For For
1.4 Elect Director David R. Pitts Mgmt For For
1.5 Elect Director Peter F. Ricchiuti Mgmt For For
1.6 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
LIMELIGHT NETWORKS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LLNW 09-Jun-11 USA 53261M104 Annual 13-Apr-11
CUSIP: 53261M104 ISIN: US53261M1045 SEDOL: B1YB674
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Walter D. Amaral Mgmt For For
1.2 Elect Director Thomas Falk Mgmt For For
1.3 Elect Director Jeffrey W. Lunsford Mgmt For For
1.4 Elect Director Peter J. Perrone Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
5 Increase Authorized Common Stock Mgmt For Against
US AIRWAYS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LCC 09-Jun-11 USA 90341W108 Annual 11-Apr-11
CUSIP: 90341W108 ISIN: US90341W1080 SEDOL: B0LGKM8
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Bruce R. Lakefield Mgmt For For
2 Elect Director W. Douglas Parker Mgmt For For
3 Ratify Auditors Mgmt For For
4 Approve Omnibus Stock Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Provide for Cumulative Voting SH Against Against
WORLD FUEL SERVICES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
INT 10-Jun-11 USA 981475106 Annual 11-Apr-11
CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Paul H. Stebbins Mgmt For For
1.2 Elect Director Michael J. Kasbar Mgmt For For
1.3 Elect Director Ken Bakshi Mgmt For For
1.4 Elect Director Richard A. Kassar Mgmt For For
1.5 Elect Director Myles Klein Mgmt For For
1.6 Elect Director John L. Manley Mgmt For For
1.7 Elect Director J. Thomas Presby Mgmt For For
1.8 Elect Director Stephen K. Roddenberry Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
4 Ratify Auditors Mgmt For For
NICOR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GAS 14-Jun-11 USA 654086107 Annual 18-Apr-11
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. M. Beavers, Jr. Mgmt For For
1.2 Elect Director B. P. Bickner Mgmt For For
1.3 Elect Director J. H. Birdsall, III Mgmt For For
1.4 Elect Director N. R. Bobins Mgmt For For
1.5 Elect Director B. J. Gaines Mgmt For For
1.6 Elect Director R. A. Jean Mgmt For For
1.7 Elect Director D. J. Keller Mgmt For For
1.8 Elect Director R. E. Martin Mgmt For For
1.9 Elect Director G. R. Nelson Mgmt For For
1.10 Elect Director A. J. Olivera Mgmt For For
1.11 Elect Director J. Rau Mgmt For For
1.12 Elect Director J. C. Staley Mgmt For For
1.13 Elect Director R. M. Strobel Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
NICOR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GAS 14-Jun-11 USA 654086107 Special 20-Apr-11
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMMD 15-Jun-11 USA 02744M108 Special 09-May-11
CUSIP: 02744M108 ISIN: US02744M1080 SEDOL: 2619998
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
FREEPORT-MCMORAN COPPER & GOLD INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FCX 15-Jun-11 USA 35671D857 Annual 19-Apr-11
CUSIP: 35671D857 ISIN: US35671D8570 SEDOL: 2352118
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard C. Adkerson Mgmt For For
1.2 Elect Director Robert J. Allison, Jr. Mgmt For For
1.3 Elect Director Robert A. Day Mgmt For For
1.4 Elect Director Gerald J. Ford Mgmt For For
1.5 Elect Director H. Devon Graham, Jr. Mgmt For For
1.6 Elect Director Charles C. Krulak Mgmt For For
1.7 Elect Director Bobby Lee Lackey Mgmt For For
1.8 Elect Director Jon C. Madonna Mgmt For For
1.9 Elect Director Dustan E. McCoy Mgmt For For
1.10 Elect Director James R. Moffett Mgmt For For
1.11 Elect Director B.M. Rankin, Jr. Mgmt For For
1.12 Elect Director Stephen H. Siegele Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
5 Request Director Nominee with Environmental Qualifications SH Against For
LIVE NATION ENTERTAINMENT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LYV 15-Jun-11 USA 538034109 Annual 20-Apr-11
CUSIP: 538034109 ISIN: US5380341090 SEDOL: B0T7YX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jonathan Dolgen Mgmt For For
1.2 Elect Director Robert Ted Enloe, III Mgmt For For
1.3 Elect Director Jeffrey T. Hinson Mgmt For For
1.4 Elect Director James S. Kahan Mgmt For For
2 Approve Issuance of Shares for a Private Placement Mgmt For Against
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
7 Ratify Auditors Mgmt For For
THE MEN'S WEARHOUSE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MW 15-Jun-11 USA 587118100 Annual 18-Apr-11
CUSIP: 587118100 ISIN: US5871181005 SEDOL: 2576327
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director George Zimmer Mgmt For For
1.2 Elect Director David H. Edwab Mgmt For For
1.3 Elect Director Rinaldo S. Brutoco Mgmt For For
1.4 Elect Director Michael L. Ray Mgmt For For
1.5 Elect Director Sheldon I. Stein Mgmt For For
1.6 Elect Director Deepak Chopra Mgmt For For
1.7 Elect Director William B. Sechrest Mgmt For For
1.8 Elect Director Larry R. Katzen Mgmt For For
1.9 Elect Director Grace Nichols Mgmt For For
1.10 Elect Director Douglas S. Ewert Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
6 Ratify Auditors Mgmt For For
BANCO SANTANDER S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 16-Jun-11 Spain E19790109 Annual 09-Jun-11
CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.A Accept Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports for FY 2010
1.B Approve Discharge of Directors for FY 2010 Mgmt For For
2 Approve Allocation of Income for FY 2010 Mgmt For For
3.A Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as Mgmt For Against
Director
3.B Reelect Rodrigo Echenique Gordillo as Director Mgmt For Against
3.C Reelect Lord Burns as Director Mgmt For Against
3.D Reelect Assicurazioni Generali S.p.A. as Director Mgmt For Against
4 Reelect Deloitte, S.L. as Auditors for FY 2011 Mgmt For For
5.A Amend Articles 8, 11, 15, 16 and 18 Re: Equity-Related Mgmt For For
5.B Amend Several Articles of Bylaws Mgmt For For
5.C Amend Article 62 and 69 of Bylaws Mgmt For For
6.A Amend Preamble and Article 2 of General Meeting Regulations Mgmt For For
6.B Amend Articles 4, 5 and 8 of General Meeting Regulations; Mgmt For For
Add Article 6 Bis to General Meeting Regulations
6.C Amend Article 12, 19, 21 and Additional Provision of General Mgmt For For
Meeting Regulations
7 Grant Board Authorization to Increase Capital Mgmt For For
8.A Authorize Increase in Capital Charged to Voluntary Reserves Mgmt For For
for Bonus Issue; Amend Article 5 of Bylaws Accordingly;
Approve Listing of Shares
8.B Authorize Increase in Capital Charged to Voluntary Reserves Mgmt For For
for Bonus Issue; Amend Article 5 of Bylaws Accordingly;
Approve Listing of Shares
9.A Authorize to Issuance of Convertible and/or Exchangeable Mgmt For For
Debt Securities Including Warrants Without Preemptive
Rights; Void Authorization Granted at 2010 AGM
9.B Authorize Issuance of Non Convertible Debt Securities Mgmt For For
Including Warrants
10.A Approve Sixth Cycle of Performance Share Plan Mgmt For For
10.B Approve Second Cycle of Deferred and Conditional Share Plan Mgmt For For
10.C Approve First Cycle of Deferred and Conditional Variable Mgmt For For
Remuneration Plan
10.D Approve Savings Plan for Santander UK plc Employees and Mgmt For For
Other Companies of Santander Group in UK
11 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
12 Advisory Vote on Remuneration Policy Report Mgmt For For
EQUITY RESIDENTIAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQR 16-Jun-11 USA 29476L107 Annual 31-Mar-11
CUSIP: 29476L107 ISIN: US29476L1070 SEDOL: 2319157
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John W. Alexander Mgmt For For
1.2 Elect Director Charles L. Atwood Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Bradley A. Keywell Mgmt For For
1.5 Elect Director John E. Neal Mgmt For For
1.6 Elect Director David J. Neithercut Mgmt For For
1.7 Elect Director Mark S. Shapiro Mgmt For For
1.8 Elect Director Gerald A. Spector Mgmt For For
1.9 Elect Director B. Joseph White Mgmt For For
1.10 Elect Director Samuel Zell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
6 Provide for Cumulative Voting SH Against Against
7 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
SALIX PHARMACEUTICALS, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLXP 16-Jun-11 USA 795435106 Annual 20-Apr-11
CUSIP: 795435106 ISIN: US7954351067 SEDOL: 2693981
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John F. Chappell Mgmt For For
1.2 Elect Director Thomas W. D'Alonzo Mgmt For For
1.3 Elect Director Richard A. Franco, Sr. Mgmt For For
1.4 Elect Director William P. Keane Mgmt For For
1.5 Elect Director Carolyn J. Logan Mgmt For For
1.6 Elect Director Mark A. Sirgo Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
GSI COMMERCE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSIC 17-Jun-11 USA 36238G102 Special 09-May-11
CUSIP: 36238G102 ISIN: US36238G1022 SEDOL: 2134101
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
NTT DOCOMO INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9437 17-Jun-11 Japan J59399105 Annual 31-Mar-11
CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
2600
2 Amend Articles To Amend Business Lines Mgmt For For
3.1 Elect Director Shindo, Tsutomu Mgmt For For
3.2 Elect Director Kagawa, Wataru Mgmt For For
3.3 Elect Director Yoshizawa, Kazuhiro Mgmt For For
4.1 Appoint Statutory Auditor Hoshizawa, Shuro Mgmt For For
4.2 Appoint Statutory Auditor Yoshizawa, Kyoichi Mgmt For Against
4.3 Appoint Statutory Auditor Morosawa, Haruo Mgmt For For
4.4 Appoint Statutory Auditor Tsujiyama, Eiko Mgmt For For
TOYOTA MOTOR CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7203 17-Jun-11 Japan J92676113 Annual 31-Mar-11
CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For
2 Amend Articles To Decrease Maximum Board Size Mgmt For For
3.1 Elect Director Cho, Fujio Mgmt For For
3.2 Elect Director Toyoda, Akio Mgmt For For
3.3 Elect Director Uchiyamada, Takeshi Mgmt For For
3.4 Elect Director Funo, Yukitoshi Mgmt For For
3.5 Elect Director Niimi, Atsushi Mgmt For For
3.6 Elect Director Sasaki, Shinichi Mgmt For For
3.7 Elect Director Ozawa, Satoshi Mgmt For For
3.8 Elect Director Kodaira, Nobuyori Mgmt For For
3.9 Elect Director Furuhashi, Mamoru Mgmt For For
3.10 Elect Director Ijichi, Takahiko Mgmt For For
3.11 Elect Director Ihara, Yasumori Mgmt For For
4.1 Appoint Statutory Auditor Matsuo, Kunihiro Mgmt For For
4.2 Appoint Statutory Auditor Wake, Yoko Mgmt For For
4.3 Appoint Statutory Auditor Ichimaru, Yoichiro Mgmt For For
4.4 Appoint Statutory Auditor Kato, Masahiro Mgmt For For
5 Approve Adjustment to Aggregate Compensation Ceiling for Mgmt For For
Directors
6 Approve Annual Bonus Payment to Directors Mgmt For For
BRIGHAM EXPLORATION COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BEXP 21-Jun-11 USA 109178103 Annual 25-Apr-11
CUSIP: 109178103 ISIN: US1091781039 SEDOL: 2107415
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ben M. Brigham Mgmt For For
1.2 Elect Director David T. Brigham Mgmt For For
1.3 Elect Director Harold D. Carter Mgmt For For
1.4 Elect Director Stephen C. Hurley Mgmt For For
1.5 Elect Director Stephen P. Reynolds Mgmt For For
1.6 Elect Director Hobart A. Smith Mgmt For For
1.7 Elect Director Scott W. Tinker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
5 Amend Non-Employee Director Stock Option Plan Mgmt For For
6 Approve Stock Grant to Non-Employee Directors Mgmt For For
INVESTORS BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ISBC 21-Jun-11 USA 46146P102 Annual 25-Apr-11
CUSIP: 46146P102 ISIN: US46146P1021 SEDOL: B0J2NT6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Doreen R. Byrnes Mgmt For Withhold
1.2 Elect Director Stephen J. Szabatin Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
MIZUHO FINANCIAL GROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8411 21-Jun-11 Japan J4599L102 Annual 31-Mar-11
CUSIP: J4599L102 ISIN: JP3885780001 SEDOL: 6591014
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2 Amend Articles To Increase Authorized Capital Mgmt For For
3.1 Elect Director Sato, Yasuhiro Mgmt For For
3.2 Elect Director Nishizawa, Junichi Mgmt For For
3.3 Elect Director Tsuchiya, Mitsuaki Mgmt For For
3.4 Elect Director Kono, Masaaki Mgmt For For
3.5 Elect Director Nomiyama, Akihiko Mgmt For For
3.6 Elect Director Ohashi, Mitsuo Mgmt For For
3.7 Elect Director Anraku, Kanemitsu Mgmt For For
4.1 Appoint Statutory Auditor Shigeji, Yoshinobu Mgmt For For
4.2 Appoint Statutory Auditor Iyoda, Toshinari Mgmt For For
4.3 Appoint Statutory Auditor Imai, Isao Mgmt For For
5 Amend Articles to Require Sound Corporate Evaluations SH Against Against
6 Amend Articles to Require Appointment of a Committee to SH Against Against
Investigate Evaluations by Mizuho Subsidiaries Later Ruled to
be At Least 50 Percent Underestimates or 100 Percent
Overstatements (viz. Kanebo)
7 Amend Articles to Require Subsidiaries Owning Shares in SH Against For
Allied Firms to Vote Shares Appropriately
8 Amend Articles to Require Disclosure of Individual SH Against For
Breakdown of Director and Officer Compensation, including
Payments to Former Directors and Officers
9 Amend Articles to Mandate All Possible Measures to Avoid SH Against Against
ATM System Outages
10 Amend Articles to Relax Limit to Allow Shareholder Proposal SH Against For
Justification Statements Up to 4,000 Characters
KOMATSU LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6301 22-Jun-11 Japan J35759125 Annual 31-Mar-11
CUSIP: J35759125 ISIN: JP3304200003 SEDOL: 6496584
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 20 Mgmt For For
2.1 Elect Director Sakane, Masahiro Mgmt For For
2.2 Elect Director Noji, Kunio Mgmt For For
2.3 Elect Director Komamura, Yoshinori Mgmt For For
2.4 Elect Director Ohashi, Tetsuji Mgmt For For
2.5 Elect Director Hotta, Kensuke Mgmt For For
2.6 Elect Director Kano, Noriaki Mgmt For For
2.7 Elect Director Ikeda, Koichi Mgmt For For
2.8 Elect Director Hironaka, Mamoru Mgmt For For
2.9 Elect Director Fujitsuka, Mikio Mgmt For For
2.10 Elect Director Takamura, Fujitoshi Mgmt For For
3 Appoint Statutory Auditor Kamano, Hiroyuki Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
5 Approve Deep Discount Stock Option Plan Mgmt For For
TOSHIBA CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6502 22-Jun-11 Japan J89752117 Annual 31-Mar-11
CUSIP: J89752117 ISIN: JP3592200004 SEDOL: 6897217
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nishida, Atsutoshi Mgmt For For
1.2 Elect Director Sasaki, Norio Mgmt For For
1.3 Elect Director Muromachi, Masashi Mgmt For For
1.4 Elect Director Muraoka, Fumio Mgmt For For
1.5 Elect Director Horioka, Hiroshi Mgmt For For
1.6 Elect Director Hirabayashi, Hiroshi Mgmt For For
1.7 Elect Director Sasaki, Takeshi Mgmt For For
1.8 Elect Director Kosugi, Takeo Mgmt For For
1.9 Elect Director Shimomitsu, Hidejiro Mgmt For For
1.10 Elect Director Tanaka, Hisao Mgmt For For
1.11 Elect Director Kitamura, Hideo Mgmt For For
1.12 Elect Director Watanabe, Toshiharu Mgmt For For
1.13 Elect Director Kubo, Makoto Mgmt For For
2 Amend Articles to Require Investigation, Disclosure to SH Against Against
Mainichi Shimbun of Work Logs Used in Fraudulent Billing of
NEDO
3 Amend Articles to Require Investigation, Disclosure to SH Against Against
Yomiuri Shimbun of Employee's Refusal Document to
Fabricate Work Logs Used in Behind Fraudulent Billing of
NEDO
4 Amend Articles to Require Investigation, Disclosure to Asahi SH Against Against
Shimbun of Keihin Office Head Warned About Fraudulent
Billing of NEDO
5 Amend Articles to Require Investigation, Disclosure to Sankei SH Against Against
Shimbun of Sr. VP of Energy System Group Who Oversaw
Keihin Office
6 Amend Articles to Require Investigation, Disclosure to Nihon SH Against Against
Keizai Shimbun of Document Notifying Then-President Sato
of Fraudulent Billing of NEDO
7 Amend Articles to Require Investigation, Disclosure to SH Against Against
Mainichi Shimbun of M.O. and Employee Criminal Awareness
in Fraudulent Billing of NEDO
8 Amend Articles to Require Investigation, Disclosure to SH Against Against
Yomiuri Shimbun of Organized Crime, Coverup 1 (Keihin
Office), Coverup 2 (Headquarters), Coverup 3 (Unexplained
Punishments)
9 Amend Articles to Require Investigation, Disclosure to Asahi SH Against Against
Shimbun of Seven Measures Taken by Headquarters in NEDO
Affair
10 Amend Articles to Require Investigation, Disclosure to Sankei SH Against Against
Shimbun of NEDO Findings, Toshiba Reaction, Costs,
Damage in NEDO Affair
11 Amend Articles to Require Investigation, Disclosure to Nihon SH Against Against
Keizai Shimbun of Who Was Responsible for the NEDO Affair
and Coverup
12 Amend Articles to Require Detailed Answers to All Questions SH Against Against
at Shareholder Meetings
13 Amend Articles to Prohibit Deeming Non-Votes as Votes FOR SH Against For
Management Proposals, AGAINST Shareholder Proposals
14 Amend Articles to Systematize and Disclose Punitive Action SH Against Against
Against Directors
15 Amend Articles to Require Detailed Historical Disclosure of SH Against Against
Director and Officer Punitive Action
16 Amend Articles to Require Disclosure to Mainichi Shimbun of SH Against Against
Specific Accomplishments and Compensation of Each Officer,
and Costs Incurred in their Hiring
17 Amend Articles to Require Disclosure to Yomiuri Shimbun of SH Against Against
Reasons for Retaining, Specific Tasks/Accomplishments,
Compensation and Cost Incurred to Recruit Consultants and
Friends of the Firm
18 Amend Articles to Require Disclosure to Asahi Shimbun of SH Against Against
Number, Positions Held, Origin Agencies of All Hires of Civil
Servants, with Annual Breakdown of Revenue from Each
Agency
19 Amend Articles to Mandate JPY 2200 an Hour Minimum SH Against Against
Wage to Temporary Workers
20 Amend Articles to Mandate JPY 5 per Share Minimum SH Against Against
Dividend per Year for Five Years
21.1 Appoint Shareholder Nominee Watanabe, Seigo to the Board SH Against Against
21.2 Appoint Shareholder Nominee Koyama, Yoshio to the Board SH Against Against
21.3 Appoint Shareholder Nominee Ozono, Jiro to the Board SH Against Against
21.4 Appoint Shareholder Nominee Shintani, Masataka to the SH Against Against
Board
21.5 Appoint Shareholder Nominee Isu, Yuichiro to the Board SH Against Against
21.6 Appoint Shareholder Nominee Tanigawa, Kazuo to the Board SH Against Against
21.7 Appoint Shareholder Nominee Hatano, Koichi to the Board SH Against Against
21.8 Appoint Shareholder Nominee Miki, Yoshiaki to the Board SH Against Against
21.9 Appoint Shareholder Nominee Sasaki, Tomohiko to the Board SH Against Against
21.10 Appoint Shareholder Nominee Miyamoto, Toshiki to the Board SH Against Against
21.11 Appoint Shareholder Nominee Oshima, Toshiyuki to the Board SH Against Against
21.12 Appoint Shareholder Nominee Sato, Fumio to the Board SH Against Against
21.13 Appoint Shareholder Nominee Nishimuro, Taizo to the Board SH Against Against
21.14 Appoint Shareholder Nominee Okamura, Tadashi to the Board SH Against Against
21.15 Appoint Shareholder Nominee Shimagami, Kiyoaki to the SH Against Against
Board
EAST JAPAN RAILWAY CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9020 23-Jun-11 Japan J1257M109 Annual 31-Mar-11
CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For
2 Amend Articles To Streamline Board Structure Mgmt For For
3 Elect Director Takahashi, Makoto Mgmt For For
4.1 Appoint Statutory Auditor Hoshino, Shigeo Mgmt For For
4.2 Appoint Statutory Auditor Higashikawa, Hajime Mgmt For For
4.3 Appoint Statutory Auditor Harayama, Kiyomi Mgmt For For
5 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
6 Amend Articles to Authorize Company to Direct Subsidiary to SH Against Against
Investigate Medical Practitioners Law (MPL) Violations by
Tenant Shop Employees
7 Direct Dept Store Subsidiary to Retain Asahi Shimbun to SH Against Against
Investigate MPL Violation at Tenant Contact-Lens Shops
8 Direct Dept Store Subsidiary to Retain Asahi Shimbun to SH Against Against
Check for MPL Violations when Accepting New Tenant Shops
HONDA MOTOR CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7267 23-Jun-11 Japan J22302111 Annual 31-Mar-11
CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 15 Mgmt For For
2 Amend Articles To Authorize Public Announcements in Mgmt For For
Electronic Format - Authorize Internet Disclosure of
Shareholder Meeting Materials - Decrease Maximum Board
Size - Abolish Annual Bonus Payment for Statutory Auditors
3.1 Elect Director Kondo, Koichi Mgmt For For
3.2 Elect Director Ito, Takanobu Mgmt For For
3.3 Elect Director Hamada, Akio Mgmt For For
3.4 Elect Director Oyama, Tatsuhiro Mgmt For For
3.5 Elect Director Ike, Fumihiko Mgmt For For
3.6 Elect Director Kawanabe, Tomohiko Mgmt For For
3.7 Elect Director Hogen, Kensaku Mgmt For For
3.8 Elect Director Kuroyanagi, Nobuo Mgmt For For
3.9 Elect Director Fukui, Takeo Mgmt For For
3.10 Elect Director Yamada, Takuji Mgmt For For
3.11 Elect Director Yoshida, Masahiro Mgmt For For
3.12 Elect Director Yamamoto, Yoshiharu Mgmt For For
4.1 Appoint Statutory Auditor Abe, Hirotake Mgmt For For
4.2 Appoint Statutory Auditor Iwashita, Tomochika Mgmt For Against
5 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
6 Approve Adjustment to Aggregate Compensation Ceilings for Mgmt For For
Directors and Statutory Auditors
HORNBECK OFFSHORE SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HOS 23-Jun-11 USA 440543106 Annual 25-Apr-11
CUSIP: 440543106 ISIN: US4405431069 SEDOL: B00G814
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Todd M. Hornbeck Mgmt For For
1.2 Elect Director Patricia B. Melcher Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
YAHOO! INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
YHOO 23-Jun-11 USA 984332106 Annual 26-Apr-11
CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol Bartz Mgmt For For
2 Elect Director Roy J. Bostock Mgmt For For
3 Elect Director Patti S. Hart Mgmt For For
4 Elect Director Susan M. James Mgmt For For
5 Elect Director Vyomesh Joshi Mgmt For For
6 Elect Director David W. Kenny Mgmt For For
7 Elect Director Arthur H. Kern Mgmt For For
8 Elect Director Brad D. Smith Mgmt For For
9 Elect Director Gary L. Wilson Mgmt For For
10 Elect Director Jerry Yang Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
14 Adopt Human Rights Policies Regarding the Sale of SH Against Against
Technology and Technical Assistance
MITSUBISHI CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8058 24-Jun-11 Japan J43830116 Annual 31-Mar-11
CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 39 Mgmt For For
2.1 Elect Director Kojima, Yorihiko Mgmt For For
2.2 Elect Director Kobayashi, Ken Mgmt For For
2.3 Elect Director Ueda, Ryoichi Mgmt For For
2.4 Elect Director Yano, Masahide Mgmt For For
2.5 Elect Director Nabeshima, Hideyuki Mgmt For For
2.6 Elect Director Nakahara, Hideto Mgmt For For
2.7 Elect Director Fujimura, Kiyoshi Mgmt For For
2.8 Elect Director Nagai, Yasuo Mgmt For For
2.9 Elect Director Nomakuchi, Tamotsu Mgmt For For
2.10 Elect Director Ito, Kunio Mgmt For For
2.11 Elect Director Tsukuda, Kazuo Mgmt For Against
2.12 Elect Director Kato, Ryozo Mgmt For For
2.13 Elect Director Konno, Hidehiro Mgmt For For
3 Appoint Statutory Auditor Noma, Osamu Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
MITSUI & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8031 24-Jun-11 Japan J44690139 Annual 31-Mar-11
CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 27 Mgmt For For
2.1 Elect Director Utsuda, Shoei Mgmt For For
2.2 Elect Director Iijima, Masami Mgmt For For
2.3 Elect Director Tanaka, Seiichi Mgmt For For
2.4 Elect Director Omae, Takao Mgmt For For
2.5 Elect Director Komai, Masayoshi Mgmt For For
2.6 Elect Director Kawashima, Fuminobu Mgmt For For
2.7 Elect Director Saiga, Daisuke Mgmt For For
2.8 Elect Director Okada, Joji Mgmt For For
2.9 Elect Director Kinoshita, Masayuki Mgmt For For
2.10 Elect Director Matsubara, Nobuko Mgmt For For
2.11 Elect Director Nonaka, Ikujiro Mgmt For For
2.12 Elect Director Hirabayashi, Hiroshi Mgmt For For
2.13 Elect Director Muto, Toshiro Mgmt For For
3.1 Appoint Statutory Auditor Miura, Satoru Mgmt For For
3.2 Appoint Statutory Auditor Murakami, Motonori Mgmt For For
PANASONIC CORP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6752 24-Jun-11 Japan J6354Y104 Annual 31-Mar-11
CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nakamura, Kunio Mgmt For For
1.2 Elect Director Matsushita, Masayuki Mgmt For For
1.3 Elect Director Otsubo, Fumio Mgmt For For
1.4 Elect Director Sakamoto, Toshihiro Mgmt For For
1.5 Elect Director Mori, Takahiro Mgmt For For
1.6 Elect Director Katsura, Yasuo Mgmt For For
1.7 Elect Director Morita, Ken Mgmt For For
1.8 Elect Director Kashima, Ikusaburo Mgmt For For
1.9 Elect Director Yamada, Yoshihiko Mgmt For For
1.10 Elect Director Takami, Kazunori Mgmt For For
1.11 Elect Director Uenoyama, Makoto Mgmt For For
1.12 Elect Director Harada, Masatoshi Mgmt For For
1.13 Elect Director Toyama, Takashi Mgmt For For
1.14 Elect Director Uno, Ikuo Mgmt For For
1.15 Elect Director Oku, Masayuki Mgmt For For
1.16 Elect Director Matsushita, Masaharu Mgmt For For
1.17 Elect Director Tsuga, Kazuhiro Mgmt For For
1.18 Elect Director Miyata, Yoshiiku Mgmt For For
1.19 Elect Director Miyabe, Yoshiyuki Mgmt For For
1.20 Elect Director Nakagawa, Yoshiaki Mgmt For For
2.1 Appoint Statutory Auditor Yoshino, Yasuo Mgmt For Against
2.2 Appoint Statutory Auditor Furuta, Yoshihiro Mgmt For For
TAKEDA PHARMACEUTICAL CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
4502 24-Jun-11 Japan J8129E108 Annual 31-Mar-11
CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For
2.1 Elect Director Hasegawa, Yasuchika Mgmt For For
2.2 Elect Director Yoshida, Toyoji Mgmt For For
2.3 Elect Director Yamanaka, Yasuhiko Mgmt For For
2.4 Elect Director Okawa, Shigenori Mgmt For For
2.5 Elect Director Frank Morich Mgmt For For
2.6 Elect Director Yamada, Tadataka Mgmt For For
2.7 Elect Director Sudo, Fumio Mgmt For For
2.8 Elect Director Kojima, Yorihiko Mgmt For For
3 Appoint Statutory Auditor Sakurada, Teruo Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
NOMURA HOLDINGS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8604 28-Jun-11 Japan J59009159 Annual 31-Mar-11
CUSIP: J59009159 ISIN: JP3762600009 SEDOL: 6643108
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Watanabe, Kenichi Mgmt For For
1.2 Elect Director Shibata, Takumi Mgmt For For
1.3 Elect Director Itatani, Masanori Mgmt For For
1.4 Elect Director Nishimatsu, Masanori Mgmt For For
1.5 Elect Director Tsuji, Haruo Mgmt For For
1.6 Elect Director Fujinuma, Tsuguoki Mgmt For Against
1.7 Elect Director Sakane, Masahiro Mgmt For For
1.8 Elect Director Colin Marshall Mgmt For For
1.9 Elect Director Clara Furse Mgmt For For
1.10 Elect Director Koga, Nobuyuki Mgmt For For
1.11 Elect Director David Benson Mgmt For For
1.12 Elect Director Kusakari, Takao Mgmt For For
1.13 Elect Director Kanemoto, Toshinori Mgmt For For
1.14 Elect Director Michael Lim Choo san Mgmt For For
2 Amend Articles To Amend Business Lines - Amend Provisions Mgmt For For
on Preferred Shares
SONY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6758 28-Jun-11 Japan J76379106 Annual 31-Mar-11
CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stringer, Howard Mgmt For For
1.2 Elect Director Chuubachi, Ryoji Mgmt For For
1.3 Elect Director Kobayashi, Yotaro Mgmt For For
1.4 Elect Director Yamauchi, Yoshiaki Mgmt For For
1.5 Elect Director Bonfield, Peter Mgmt For For
1.6 Elect Director Cho, Fujio Mgmt For For
1.7 Elect Director Yasuda, Ryuuji Mgmt For For
1.8 Elect Director Uchinaga, Yukako Mgmt For For
1.9 Elect Director Yahagi, Mitsuaki Mgmt For For
1.10 Elect Director Hsieh, Tsun-Yan Mgmt For For
1.11 Elect Director Hernandez, Roland Mgmt For For
1.12 Elect Director Anraku, Kanemitsu Mgmt For For
1.13 Elect Director Kojima, Yorihiko Mgmt For For
1.14 Elect Director Nagayama, Osamu Mgmt For For
1.15 Elect Director Anzai, Yuuichiro Mgmt For For
2 Approve Stock Option Plan Mgmt For For
TOKYO ELECTRIC POWER CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9501 28-Jun-11 Japan J86914108 Annual 31-Mar-11
CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Aizawa, Zengo Mgmt For For
1.2 Elect Director Aoyama, Yasushi Mgmt For For
1.3 Elect Director Arai, Takao Mgmt For For
1.4 Elect Director Katsumata, Tsunehisa Mgmt For For
1.5 Elect Director Kimura, Shigeru Mgmt For For
1.6 Elect Director Komori, Akio Mgmt For For
1.7 Elect Director Sano, Toshihiro Mgmt For For
1.8 Elect Director Takatsu, Hiroaki Mgmt For For
1.9 Elect Director Takei, Masaru Mgmt For For
1.10 Elect Director Tsuzumi, Norio Mgmt For For
1.11 Elect Director Naito, Yoshihiro Mgmt For For
1.12 Elect Director Nishizawa, Toshio Mgmt For For
1.13 Elect Director Hirose, Naomi Mgmt For For
1.14 Elect Director Fujimoto, Takashi Mgmt For For
1.15 Elect Director Miyamoto, Fumiaki Mgmt For For
1.16 Elect Director Yamaguchi, Hiroshi Mgmt For For
1.17 Elect Director Yamazaki, Masao Mgmt For For
2.1 Appoint Statutory Auditor Fujiwara, Makio Mgmt For For
2.2 Appoint Statutory Auditor Matsumoto, Yoshihiko Mgmt For For
3 Shut Down and Retire Nuclear Plants Starting with Oldest SH Against Against
and Cancel All Nuclear Construction Plans
FANUC LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6954 29-Jun-11 Japan J13440102 Annual 31-Mar-11
CUSIP: J13440102 ISIN: JP3802400006 SEDOL: 6356934
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, With a Final Dividend of JPY Mgmt For For
98.59
2 Amend Articles To Change Company Name - Increase Mgmt For For
Maximum Board Size
3.1 Elect Director Inaba, Yoshiharu Mgmt For For
3.2 Elect Director Kojima, Hideo Mgmt For For
3.3 Elect Director Yamaguchi, Kenji Mgmt For For
3.4 Elect Director Gonda, Yoshihiro Mgmt For For
3.5 Elect Director Ito, Takayuki Mgmt For For
3.6 Elect Director Kurakake, Mitsuo Mgmt For For
3.7 Elect Director Kishi, Hajimu Mgmt For For
3.8 Elect Director Uchida, Hiroyuki Mgmt For For
3.9 Elect Director Matsubara, Shunsuke Mgmt For For
3.10 Elect Director Miyajima, Hidehiro Mgmt For For
3.11 Elect Director Noda, Hiroshi Mgmt For For
3.12 Elect Director Araki, Hiroshi Mgmt For For
3.13 Elect Director Kohari, Katsuo Mgmt For For
3.14 Elect Director Yamasaki, Mineko Mgmt For For
3.15 Elect Director Richard E Schneider Mgmt For For
3.16 Elect Director Olaf C Gehrels Mgmt For For
4.1 Appoint Statutory Auditor Kimura, Shunsuke Mgmt For For
4.2 Appoint Statutory Auditor Shimizu, Naoki Mgmt For For
4.3 Appoint Statutory Auditor Nakagawa, Takeo Mgmt For Against
MITSUBISHI ELECTRIC CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6503 29-Jun-11 Japan J43873116 Annual 31-Mar-11
CUSIP: J43873116 ISIN: JP3902400005 SEDOL: 6597045
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Shimomura, Setsuhiro Mgmt For For
1.2 Elect Director Yamanishi, Kenichiro Mgmt For For
1.3 Elect Director Saito, Masanori Mgmt For For
1.4 Elect Director Yoshimatsu, Hiroki Mgmt For For
1.5 Elect Director Hashimoto, Noritomo Mgmt For For
1.6 Elect Director Fujimoto, Ryosuke Mgmt For For
1.7 Elect Director Sakuyama, Masaki Mgmt For For
1.8 Elect Director Murayama, Hiroyoshi Mgmt For For
1.9 Elect Director Yanai, Shunji Mgmt For For
1.10 Elect Director Sasaki, Mikio Mgmt For Against
1.11 Elect Director Miki, Shigemitsu Mgmt For Against
1.12 Elect Director Makino, Fujiatsu Mgmt For For
MITSUBISHI UFJ FINANCIAL GROUP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8306 29-Jun-11 Japan J44497105 Annual 31-Mar-11
CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2.1 Elect Director Okihara, Takamune Mgmt For For
2.2 Elect Director Okauchi, Kinya Mgmt For For
2.3 Elect Director Nagayasu, Katsunori Mgmt For For
2.4 Elect Director Tanaka, Tatsuo Mgmt For For
2.5 Elect Director Hirano, Nobuyuki Mgmt For For
2.6 Elect Director Yuuki, Taihei Mgmt For For
2.7 Elect Director Hamakawa, Ichiro Mgmt For For
2.8 Elect Director Hasegawa, Masao Mgmt For For
2.9 Elect Director Toyoizumi, Toshiro Mgmt For For
2.10 Elect Director Teraoka, Shunsuke Mgmt For For
2.11 Elect Director Wakabayashi, Tatsuo Mgmt For For
2.12 Elect Director Oyamada, Takashi Mgmt For For
2.13 Elect Director Noguchi, Hiroyuki Mgmt For For
2.14 Elect Director Araki, Ryuuji Mgmt For For
2.15 Elect Director Watanabe, Kazuhiro Mgmt For For
2.16 Elect Director Otoshi, Takuma Mgmt For For
3 Appoint Statutory Auditor Nemoto, Takehiko Mgmt For For
NINTENDO CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7974 29-Jun-11 Japan J51699106 Annual 31-Mar-11
CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
310
2.1 Elect Director Iwata, Satoru Mgmt For For
2.2 Elect Director Mori, Yoshihiro Mgmt For For
2.3 Elect Director Hatano, Shinji Mgmt For For
2.4 Elect Director Takeda, Genyo Mgmt For For
2.5 Elect Director Miyamoto, Shigeru Mgmt For For
2.6 Elect Director Nagai, Nobuo Mgmt For For
2.7 Elect Director Matsumoto, Masaharu Mgmt For For
2.8 Elect Director Suzuki, Eiichi Mgmt For For
2.9 Elect Director Kimishima, Tatsumi Mgmt For For
2.10 Elect Director Takemura, Kaoru Mgmt For For
3.1 Appoint Statutory Auditor Nakaji, Ichiro Mgmt For For
3.2 Appoint Statutory Auditor Mizutani, Naoki Mgmt For For
3.3 Appoint Statutory Auditor Ozaki, Katashi Mgmt For For
NISSAN MOTOR CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7201 29-Jun-11 Japan J57160129 Annual 31-Mar-11
CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 5 Mgmt For For
2 Approve Stock Option Plan Mgmt For For
3.1 Elect Director Carlos Ghosn Mgmt For For
3.2 Elect Director Shiga, Toshiyuki Mgmt For For
3.3 Elect Director Saikawa, Hiroto Mgmt For For
3.4 Elect Director Colin Dodge Mgmt For For
3.5 Elect Director Yamashita, Mitsuhiko Mgmt For For
3.6 Elect Director Carlos Tavares Mgmt For For
3.7 Elect Director Imazu, Hidetoshi Mgmt For For
3.8 Elect Director Jean Baptiste Duzan Mgmt For For
3.9 Elect Director Nakamura, Katsumi Mgmt For For
SUMITOMO MITSUI FINANCIAL GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8316 29-Jun-11 Japan J7771X109 Annual 31-Mar-11
CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
50 for Ordinary Shares
2.1 Elect Director Oku, Masayuki Mgmt For For
2.2 Elect Director Kunibe, Takeshi Mgmt For For
2.3 Elect Director Kubo, Tetsuya Mgmt For For
2.4 Elect Director Nakanishi, Satoru Mgmt For For
2.5 Elect Director Jyono, Kazuya Mgmt For For
2.6 Elect Director Danno, Koichi Mgmt For For
2.7 Elect Director Ito, Yujiro Mgmt For For
2.8 Elect Director Fuchizaki, Masahiro Mgmt For For
2.9 Elect Director Iwamoto, Shigeru Mgmt For For
2.10 Elect Director Nomura, Kuniaki Mgmt For For
3.1 Appoint Statutory Auditor Mizoguchi, Jun Mgmt For For
3.2 Appoint Statutory Auditor Kawaguchi, Shin Mgmt For For
VERIFONE SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PAY 29-Jun-11 USA 92342Y109 Annual 06-May-11
CUSIP: 92342Y109 ISIN: US92342Y1091 SEDOL: B07RH68
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert W. Alspaugh Mgmt For For
1.2 Elect Director Douglas G. Bergeron Mgmt For For
1.3 Elect Director Leslie G. Denend Mgmt For For
1.4 Elect Director Alex W. Hart Mgmt For For
1.5 Elect Director Robert B. Henske Mgmt For For
1.6 Elect Director Richard A. McGinn Mgmt For For
1.7 Elect Director Eitan Raff Mgmt For For
1.8 Elect Director Charles R. Rinehart Mgmt For For
1.9 Elect Director Jeffrey E. Stiefler Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Ratify Auditors Mgmt For For
ENNIS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EBF 30-Jun-11 USA 293389102 Annual 02-May-11
CUSIP: 293389102 ISIN: US2933891028 SEDOL: 2316103
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Frank D. Bracken Mgmt For For
1.2 Elect Director Keith S. Walters Mgmt For For
1.3 Elect Director Irshad Ahmad Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three
Years One Year
6 Other Business Mgmt For Abstain
db-X 2030 TARGET DATE FUND (FORMERLY TDX INDEPENDENCE 2030 EXCHANGE-TRADED FUND)
VOTE SUMMARY REPORT
Report was run from: 7/1/10 to 6/30/11
Institution Account(s): TDX Independence 2030 Exchange-Traded Fund
TESCO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 02-Jul-10 United Kingdom G87621101 Annual 30-Jun-10
CUSIP: G87621101 ISIN: GB0008847096 SEDOL: 0884709
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Against
3 Approve Final Dividend Mgmt For For
4 Re-elect Ken Hydon as Director Mgmt For For
5 Re-elect Tim Mason as Director Mgmt For For
6 Re-elect Lucy Neville-Rolfe as Director Mgmt For For
7 Re-elect David Potts as Director Mgmt For For
8 Re-elect David Reid as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Authorise EU Political Donations and Expenditure Mgmt For For
15 Approve Share Incentive Plan Mgmt For For
16 Adopt New Articles of Association Mgmt For For
17 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
ARENA RESOURCES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARD 16-Jul-10 USA 040049108 Special 16-Jun-10
CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
VODAFONE GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 27-Jul-10 United Kingdom G93882135 Annual 23-Jul-10
CUSIP: G93882135 ISIN: GB00B16GWD56 SEDOL: B16GWD5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Sir John Bond as Director Mgmt For For
3 Re-elect John Buchanan as Director Mgmt For For
4 Re-elect Vittorio Colao as Director Mgmt For For
5 Re-elect Michel Combes as Director Mgmt For For
6 Re-elect Andy Halford as Director Mgmt For For
7 Re-elect Stephen Pusey as Director Mgmt For For
8 Re-elect Alan Jebson as Director Mgmt For For
9 Re-elect Samuel Jonah as Director Mgmt For For
10 Re-elect Nick Land as Director Mgmt For For
11 Re-elect Anne Lauvergeon as Director Mgmt For For
12 Re-elect Luc Vandevelde as Director Mgmt For For
13 Re-elect Anthony Watson as Director Mgmt For For
14 Re-elect Philip Yea as Director Mgmt For For
15 Approve Final Dividend Mgmt For For
16 Approve Remuneration Report Mgmt For For
17 Reappoint Deloitte LLP as Auditors Mgmt For For
18 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Adopt New Articles of Association Mgmt For For
23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
24 Approve Share Incentive Plan Mgmt For For
HAEMONETICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HAE 29-Jul-10 USA 405024100 Annual 03-Jun-10
CUSIP: 405024100 ISIN: US4050241003 SEDOL: 2401195
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Susan Bartlett Foote Mgmt For For
1.2 Elect Director Pedro P. Granadillo Mgmt For For
1.3 Elect Director Mark W. Kroll Mgmt For For
2 Ratify Auditors Mgmt For For
STERIS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
STE 29-Jul-10 USA 859152100 Annual 01-Jun-10
CUSIP: 859152100 ISIN: US8591521005 SEDOL: 2845113
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard C. Breeden Mgmt For For
1.2 Elect Director Cynthia L. Feldmann Mgmt For For
1.3 Elect Director Jacqueline B. Kosecoff Mgmt For For
1.4 Elect Director David B. Lewis Mgmt For For
1.5 Elect Director Kevin M. McMullen Mgmt For For
1.6 Elect Director Walter M Rosebrough, Jr. Mgmt For For
1.7 Elect Director Mohsen M. Sohi Mgmt For For
1.8 Elect Director John P. Wareham Mgmt For For
1.9 Elect Director Loyal W. Wilson Mgmt For For
1.10 Elect Director Michael B. Wood Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Ratify Auditors Mgmt For For
PRESTIGE BRANDS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PBH 03-Aug-10 USA 74112D101 Annual 18-Jun-10
CUSIP: 74112D101 ISIN: US74112D1019 SEDOL: B0650P3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Matthew M. Mannelly Mgmt For For
1.2 Elect Director John E. Byom Mgmt For For
1.3 Elect Director Gary E. Costley Mgmt For For
1.4 Elect Director Charles J. Hinkaty Mgmt For For
1.5 Elect Director Patrick Lonergan Mgmt For For
2 Ratify Auditors Mgmt For For
COMPUTER SCIENCES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CSC 09-Aug-10 USA 205363104 Annual 14-Jun-10
CUSIP: 205363104 ISIN: US2053631048 SEDOL: 2215200
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Irving W. Bailey, II Mgmt For Withhold
1.2 Elect Director David J. Barram Mgmt For For
1.3 Elect Director Stephen L. Baum Mgmt For For
1.4 Elect Director Rodney F. Chase Mgmt For For
1.5 Elect Director Judith R. Haberkorn Mgmt For Withhold
1.6 Elect Director Michael W. Laphen Mgmt For For
1.7 Elect Director F. Warren McFarlan Mgmt For Withhold
1.8 Elect Director Chong Sup Park Mgmt For Withhold
1.9 Elect Director Thomas H. Patrick Mgmt For For
2 Eliminate Cumulative Voting Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Approve Non-Employee Director Restricted Stock Plan Mgmt For For
5 Ratify Auditors Mgmt For For
FOREST LABORATORIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FRX 09-Aug-10 USA 345838106 Annual 18-Jun-10
CUSIP: 345838106 ISIN: US3458381064 SEDOL: 2346508
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Howard Solomon Mgmt For For
1.2 Elect Director Lawrence S. Olanoff Mgmt For For
1.3 Elect Director Nesli Basgoz Mgmt For For
1.4 Elect Director William J. Candee Mgmt For For
1.5 Elect Director George S. Cohan Mgmt For For
1.6 Elect Director Dan L. Goldwasser Mgmt For For
1.7 Elect Director Kenneth E. Goodman Mgmt For For
1.8 Elect Director Lester B. Salans Mgmt For For
1.9 Elect Director Peter J. Zimetbaum Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Ratify Auditors Mgmt For For
5 Reimburse Proxy Contest Expenses SH Against Against
QUALITY SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
QSII 11-Aug-10 USA 747582104 Annual 15-Jun-10
CUSIP: 747582104 ISIN: US7475821044 SEDOL: 2715391
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Craig Barbarosh Mgmt For For
1.2 Elect Director Dr. Murray Brennan Mgmt For For
1.3 Elect Director George Bristol Mgmt For For
1.4 Elect Director Patrick Cline Mgmt For For
1.5 Elect Director Ahmed Hussein Mgmt For For
1.6 Elect Director Russell Pflueger Mgmt For For
1.7 Elect Director Steven Plochocki Mgmt For For
1.8 Elect Director Sheldon Razin Mgmt For For
1.9 Elect Director Maureen Spivak Mgmt For For
2 Ratify Auditors Mgmt For For
ELECTRO SCIENTIFIC INDUSTRIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ESIO 12-Aug-10 USA 285229100 Annual 07-Jun-10
CUSIP: 285229100 ISIN: US2852291002 SEDOL: 2310440
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Frederick A. Ball Mgmt For For
1.2 Elect Director Nicholas Konidaris Mgmt For For
1.3 Elect Director Robert R. Walker Mgmt For For
1.4 Elect Director David Nierenberg Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
THE GEO GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GEO 12-Aug-10 USA 36159R103 Special 02-Jul-10
CUSIP: 36159R103 ISIN: US36159R1032 SEDOL: 2943299
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Issue Shares in Connection with Acquisition Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Adjourn Meeting Mgmt For For
ALCON INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACL 16-Aug-10 Switzerland H01301102 Special 09-Aug-10
CUSIP: H01301102 ISIN: CH0013826497 SEDOL: 2852395
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1a Elect Enrico Vanni as Director Mgmt For For
1b Elect Norman Walker as Director Mgmt For For
1c Elect Paul Choffat as Director Mgmt For For
1d Elect Urs Baerlocher as Director Mgmt For For
1e Elect Jacques Seydoux as Director Mgmt For For
ICONIX BRAND GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ICON 19-Aug-10 USA 451055107 Annual 23-Jun-10
CUSIP: 451055107 ISIN: US4510551074 SEDOL: 2175575
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Neil Cole Mgmt For For
1.2 Elect Director Barry Emanuel Mgmt For For
1.3 Elect Director Steven Mendelow Mgmt For For
1.4 Elect Director Drew Cohen Mgmt For For
1.5 Elect Director F. Peter Cuneo Mgmt For For
1.6 Elect Director Mark Friedman Mgmt For For
1.7 Elect Director James A. Marcum Mgmt For For
2 Ratify Auditors Mgmt For For
DAKTRONICS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAKT 25-Aug-10 USA 234264109 Annual 28-Jun-10
CUSIP: 234264109 ISIN: US2342641097 SEDOL: 2254010
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director James B. Morgan Mgmt For For
1.2 Elect Director John L. Mulligan Mgmt For For
1.3 Elect Director Duane E. Sander Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Other Business Mgmt For Abstain
IXYS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IXYS 27-Aug-10 USA 46600W106 Annual 01-Jul-10
CUSIP: 46600W106 ISIN: US46600W1062 SEDOL: 2243591
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald L. Feucht Mgmt For For
1.2 Elect Director Samuel Kory Mgmt For For
1.3 Elect Director S. Joon Lee Mgmt For For
1.4 Elect Director Timothy A. Richardson Mgmt For For
1.5 Elect Director James M. Thorburn Mgmt For For
1.6 Elect Director Nathan Zommer Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
TOWERS WATSON & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TW 09-Sep-10 USA 891894107 Special 23-Jul-10
CUSIP: N/A ISIN: US8918941076 SEDOL: B5VW407
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Amend Certificate of Incorporation to Eliminate Five Percent Mgmt For For
Share Conversion Provision
BOB EVANS FARMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BOBE 13-Sep-10 USA 096761101 Annual 15-Jul-10
CUSIP: 096761101 ISIN: US0967611015 SEDOL: 2107750
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Michael J. Gasser Mgmt For For
2 Elect Director E. Gordon Gee Mgmt For For
3 Elect Director E.W. (Bill) Ingram Mgmt For For
4 Elect Director Bryan G. Stockton Mgmt For For
5 Declassify the Board of Directors Mgmt For For
6 Reduce Supermajority Vote Requirement Mgmt For For
7 Ratify Auditors Mgmt For For
8 Approve Omnibus Stock Plan Mgmt For Against
EXAR CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EXAR 15-Sep-10 USA 300645108 Annual 20-Jul-10
CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Izak Bencuya Mgmt For For
1.2 Elect Director Pierre Guilbault Mgmt For For
1.3 Elect Director Brian Hilton Mgmt For For
1.4 Elect Director Richard L. Leza Mgmt For For
1.5 Elect Director Gary Meyers Mgmt For For
1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For
1.7 Elect Director Pedro (Pete) Rodriguez Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
MASTERCARD INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MA 21-Sep-10 USA 57636Q104 Annual 26-Jul-10
CUSIP: 57636Q104 ISIN: US57636Q1040 SEDOL: B121557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Declassify the Board of Directors Mgmt For For
2 Reduce Supermajority Vote Requirement Mgmt For For
3 Amend Board Qualifications Mgmt For For
4 Amend Stock Ownership Limitations Mgmt For For
5 Adjourn Meeting Mgmt For For
6.1 Elect Director Nancy J. Karch Mgmt For For
6.2 Elect Director Jose Octavio Reyes Lagunes Mgmt For For
6.3 Elect Director Edward Suning Tian Mgmt For For
6.4 Elect Director Silvio Barzi Mgmt For For
7 Approve Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
CASEY'S GENERAL STORES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CASY 23-Sep-10 USA 147528103 Proxy Contest 29-Jul-10
CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proxy (White Card) Mgmt
1.1 Elect Director Robert J. Myers Mgmt For For
1.2 Elect Director Diane C. Bridgewater Mgmt For For
1.3 Elect Director Johnny Danos Mgmt For For
1.4 Elect Director H. Lynn Horak Mgmt For For
1.5 Elect Director Kenneth H. Haynie Mgmt For For
1.6 Elect Director William C. Kimball Mgmt For For
1.7 Elect Director Jeffrey M. Lamberti Mgmt For For
1.8 Elect Director Richard A. Wilkey Mgmt For For
2 Ratify Auditors Mgmt For For
3 Repeal Bylaws Amendments Adopted after June 10, 2009 SH Against Against
Dissident Proxy (Blue Card) Mgmt
1.1 Elect Director Howard W. Bates SH For Do Not Vote
1.2 Elect Director Hugh L. Cooley SH For Do Not Vote
1.3 Elect Director G. Terrence Coriden SH For Do Not Vote
1.4 Elect Director Mickey Kim SH For Do Not Vote
1.5 Elect Director D.O. Mann SH For Do Not Vote
1.6 Elect Director Kevin J. Martin SH For Do Not Vote
1.7 Elect Director David B. McKinney SH For Do Not Vote
1.8 Elect Director Marc E. Rothbart SH For Do Not Vote
2 Repeal Bylaws Amendments Adopted after June 10, 2009 SH For Do Not Vote
3 Ratify Auditors Mgmt For Do Not Vote
FEDEX CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FDX 27-Sep-10 USA 31428X106 Annual 02-Aug-10
CUSIP: 31428X106 ISIN: US31428X1063 SEDOL: 2142784
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James L. Barksdale Mgmt For For
2 Elect Director John A. Edwardson Mgmt For For
3 Elect Director J.R. Hyde, III Mgmt For For
4 Elect Director Shirley A. Jackson Mgmt For For
5 Elect Director Steven R. Loranger Mgmt For For
6 Elect Director Gary W. Loveman Mgmt For For
7 Elect Director Susan C. Schwab Mgmt For For
8 Elect Director Frederick W. Smith Mgmt For For
9 Elect Director Joshua I. Smith Mgmt For For
10 Elect Director David P. Steiner Mgmt For For
11 Elect Director Paul S. Walsh Mgmt For For
12 Approve Omnibus Stock Plan Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Require Independent Board Chairman SH Against Against
15 Provide Right to Act by Written Consent SH Against For
16 Adopt Policy on Succession Planning SH Against Against
WORTHINGTON INDUSTRIES INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WOR 30-Sep-10 USA 981811102 Annual 10-Aug-10
CUSIP: 981811102 ISIN: US9818111026 SEDOL: 2981932
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kerrii B. Anderson Mgmt For For
1.2 Elect Director John P. McConnell Mgmt For For
1.3 Elect Director Mary Schiavo Mgmt For For
2 Approve Stock Option Plan Mgmt For For
3 Ratify Auditors Mgmt For For
LANDRYS RESTAURANTS, INC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LNY 04-Oct-10 USA 51508L103 Special 16-Aug-10
CUSIP: 51508L103 ISIN: US51508L1035 SEDOL: 2504254
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
PSYCHIATRIC SOLUTIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PSYS 05-Oct-10 USA 74439H108 Special 24-Aug-10
CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
MEDIFAST INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MED 08-Oct-10 USA 58470H101 Annual 16-Aug-10
CUSIP: 58470H101 ISIN: US58470H1014 SEDOL: 2934033
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles P. Connolly Mgmt For For
2 Elect Director Jason L. Groves Mgmt For For
3 Elect Director Bradley T. MacDonald Mgmt For For
4 Elect Director John P. McDaniel Mgmt For For
5 Elect Director Donald F. Reilly Mgmt For For
6 Elect Director Harvey C. Barnum Mgmt For For
7 Elect Director Jerry D. Reece Mgmt For For
8 Ratify Auditors Mgmt For For
9 Amend Articles Bylaws Mgmt For Against
THE PROCTER & GAMBLE COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PG 12-Oct-10 USA 742718109 Annual 13-Aug-10
CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Angela F. Braly Mgmt For For
2 Elect Director Kenneth I. Chenault Mgmt For For
3 Elect Director Scott D. Cook Mgmt For For
4 Elect Director Rajat K. Gupta Mgmt For For
5 Elect Director Robert A. Mcdonald Mgmt For For
6 Elect Director W. James Mcnerney, Jr. Mgmt For For
7 Elect Director Johnathan A. Rodgers Mgmt For For
8 Elect Director Mary A. Wilderotter Mgmt For For
9 Elect Director Patricia A. Woertz Mgmt For For
10 Elect Director Ernesto Zedillo Mgmt For For
11 Ratify Auditors Mgmt For For
12 Provide for Cumulative Voting SH Against Against
DIAGEO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DGE 14-Oct-10 United Kingdom G42089113 Annual 12-Oct-10
CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Peggy Bruzelius as Director Mgmt For For
5 Re-elect Laurence Danon as Director Mgmt For For
6 Re-elect Betsy Holden as Director Mgmt For For
7 Re-elect Lord (Clive) Hollick of Notting Hill as Director Mgmt For For
8 Re-elect Franz Humer as Director Mgmt For For
9 Re-elect Philip Scott as Director Mgmt For For
10 Re-elect Todd Stitzer as Director Mgmt For For
11 Re-elect Paul Walker as Director Mgmt For For
12 Re-elect Paul Walsh as Director Mgmt For For
13 Elect Lord (Mervyn) Davies of Abersoch as Director Mgmt For For
14 Elect Deirdre Mahlan as Director Mgmt For For
15 Reappoint KPMG Audit plc as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Amend Diageo 2001 Share Incentive Plan Mgmt For For
22 Approve Diageo 2010 Sharesave Plan Mgmt For For
23 Authorise the Company to Establish International Share Plans Mgmt For For
24 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
H & M HENNES & MAURITZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 20-Oct-10 Sweden W41422101 Special 14-Oct-10
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Chairman of Meeting Mgmt For None
3 Prepare and Approve List of Shareholders Mgmt For None
4 Approve Agenda of Meeting Mgmt For None
5 Designate Inspector(s) of Minutes of Meeting Mgmt For None
6 Acknowledge Proper Convening of Meeting Mgmt For None
7 Approve an Incentive Programme for all Employees of the Mgmt For None
H&M Group
8 Amend Remuneration Policy And Other Terms of Mgmt For None
Employment For Executive Management
9 Close Meeting Mgmt
Not Voted Note: No power of attorney on file
BHP BILLITON PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BLT 21-Oct-10 United Kingdom G10877101 Annual 19-Oct-10
CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Dr John Buchanan as Director Mgmt For For
3 Re-elect David Crawford as Director Mgmt For For
4 Re-elect Keith Rumble as Director Mgmt For For
5 Re-elect Dr John Schubert as Director Mgmt For For
6 Re-elect Jacques Nasser as Director Mgmt For For
7 Elect Malcolm Broomhead as Director Mgmt For For
8 Elect Carolyn Hewson as Director Mgmt For For
9 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
12 Authorise Market Purchase Mgmt For For
13 Approve Remuneration Report Mgmt For For
14 Amend Long Term Incentive Plan Mgmt For For
15 Approve Grant of Share Awards to Marius Kloppers Mgmt For For
16 Amend the Constitution of BHP Billiton Limited Mgmt For For
17 Amend Articles of Association of BHP Billiton plc Mgmt For For
COMMONWEALTH BANK OF AUSTRALIA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBA 26-Oct-10 Australia Q26915100 Annual 24-Oct-10
CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Financial Year Ended June 30, 2010
2(a) Elect John Anderson as a Director Mgmt For For
2(b) Elect Harrison Young as a Director Mgmt For For
2(c) Elect Brian Long as a Director Mgmt For For
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
June 30, 2010
4 Approve the Grant of Reward Rights with a Face Value of Up Mgmt For For
to A$4.25 Million to Ralph Norris, Chief Executive Officer,
Under the Company's Group Leadership Reward Plan
Pursuant to the 2010 to 2011 Financial Year
INVESTORS BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ISBC 26-Oct-10 USA 46146P102 Annual 09-Sep-10
CUSIP: 46146P102 ISIN: US46146P1021 SEDOL: B0J2NT6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert M. Cashill Mgmt For For
1.2 Elect Director Brian D. Dittenhafer Mgmt For For
1.3 Elect Director Vincent D. Manahan III Mgmt For For
1.4 Elect Director James H. Ward, III Mgmt For For
2 Ratify Auditors Mgmt For For
PARKER-HANNIFIN CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PH 27-Oct-10 USA 701094104 Annual 31-Aug-10
CUSIP: 701094104 ISIN: US7010941042 SEDOL: 2671501
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert G. Bohn Mgmt For For
1.2 Elect Director Linda S. Harty Mgmt For For
1.3 Elect Director William E. Kassling Mgmt For For
1.4 Elect Director Robert J. Kohlhepp Mgmt For For
1.5 Elect Director Klaus-Peter Muller Mgmt For For
1.6 Elect Director Candy M. Obourn Mgmt For For
1.7 Elect Director Joseph M. Scaminace Mgmt For For
1.8 Elect Director Wolfgang R. Schmitt Mgmt For For
1.9 Elect Director Ake Svensson Mgmt For For
1.10 Elect Director Markos I. Tambakeras Mgmt For For
1.11 Elect Director James L. Wainscott Mgmt For For
1.12 Elect Director Donald E. Washkewicz Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Require Independent Board Chairman SH Against Against
SRA INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SRX 28-Oct-10 USA 78464R105 Annual 31-Aug-10
CUSIP: 78464R105 ISIN: US78464R1059 SEDOL: 2865241
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John W. Barter Mgmt For For
1.2 Elect Director Larry R. Ellis Mgmt For For
1.3 Elect Director Miles R. Gilburne Mgmt For For
1.4 Elect Director W. Robert Grafton Mgmt For For
1.5 Elect Director William T. Keevan Mgmt For For
1.6 Elect Director Michael R. Klein Mgmt For For
1.7 Elect Director David H. Langstaff Mgmt For For
1.8 Elect Director Stanton D. Sloane Mgmt For For
1.9 Elect Director Ernst Volgenau Mgmt For For
1.10 Elect Director Gail R. Wilensky Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
COACH, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COH 03-Nov-10 USA 189754104 Annual 07-Sep-10
CUSIP: 189754104 ISIN: US1897541041 SEDOL: 2646015
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lew Frankfort Mgmt For For
1.2 Elect Director Susan Kropf Mgmt For For
1.3 Elect Director Gary Loveman Mgmt For For
1.4 Elect Director Ivan Menezes Mgmt For For
1.5 Elect Director Irene Miller Mgmt For For
1.6 Elect Director Michael Murphy Mgmt For For
1.7 Elect Director Jide Zeitlin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Adopt Policy on Ending Use of Animal Fur in Products SH Against Against
BUCKEYE TECHNOLOGIES INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BKI 04-Nov-10 USA 118255108 Annual 10-Sep-10
CUSIP: 118255108 ISIN: US1182551085 SEDOL: 2152943
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lewis E. Holland Mgmt For For
1.2 Elect Director Kristopher J. Matula Mgmt For For
1.3 Elect Director Virginia B. Wetherell Mgmt For For
2 Ratify Auditors Mgmt For For
G&K SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GKSR 04-Nov-10 USA 361268105 Annual 07-Sep-10
CUSIP: 361268105 ISIN: US3612681052 SEDOL: 2357317
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John S. Bronson Mgmt For For
1.2 Elect Director Wayne M. Fortun Mgmt For For
1.3 Elect Director Ernest J. Mrozek Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
JACK HENRY & ASSOCIATES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JKHY 09-Nov-10 USA 426281101 Annual 20-Sep-10
CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jerry D. Hall Mgmt For For
1.2 Elect Director Michael E. Henry Mgmt For For
1.3 Elect Director James J. Ellis Mgmt For For
1.4 Elect Director Craig R. Curry Mgmt For For
1.5 Elect Director Wesley A. Brown Mgmt For For
1.6 Elect Director Matthew C. Flanigan Mgmt For For
1.7 Elect Director Marla K. Shepard Mgmt For For
1.8 Elect Director John F. Prim Mgmt For For
2 Amend Restricted Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
LANCASTER COLONY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LANC 15-Nov-10 USA 513847103 Annual 17-Sep-10
CUSIP: 513847103 ISIN: US5138471033 SEDOL: 2503206
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kenneth L. Cooke Mgmt For For
1.2 Elect Director Alan F. Harris Mgmt For For
1.3 Elect Director Zuheir Sofia Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BHP 16-Nov-10 Australia Q1498M100 Annual 14-Nov-10
CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve the Financial Statements and Statutory Reports for Mgmt For For
the Financial Year Ended June 30, 2010
2 Elect John Buchanan as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
3 Elect David Crawford as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
4 Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Mgmt For For
Billiton Plc
5 Elect John Schubert as a Director of BHP Billiton Ltd and BHP Mgmt For For
Billiton Plc
6 Elect Jacques Nasser as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
7 Elect Malcolm Broomhead as a Director of BHP Billiton Ltd Mgmt For For
and BHP Billiton Plc
8 Elect Carolyn Hewson as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
9 Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For
10 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights Up to an Amount of $277.98 Million
11 Approve Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights Up to an Aggregate Nominal
Amount of $55.78 Million
12 Approve the Repurchase of Up to 223.11 Million Shares in Mgmt For For
BHP Billiton Plc
13 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
June 30, 2010
14 Approve the Amendments to the BHP Billiton Ltd Long Term Mgmt For For
Incentive Plan and to the BHP Billiton Plc Long Term
Incentive Plan
15 Approve the Grant of Deferred Shares and Options Under the Mgmt For For
BHP Billiton Ltd Group Incentive Scheme and Performance
Shares Under the BHP Billiton Ltd Long Term Incentive Plan
to Marius Kloppers, Executive Director
16 Approve the Amendments to Constitution of BHP Billiton Ltd Mgmt For For
17 Approve the Amendments to the Articles of Association of Mgmt For For
BHP Billiton Plc
MICROSOFT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MSFT 16-Nov-10 USA 594918104 Annual 03-Sep-10
CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Steven A. Ballmer Mgmt For For
2 Elect Director Dina Dublon Mgmt For For
3 Elect Director William H. Gates III Mgmt For For
4 Elect Director Raymond V. Gilmartin Mgmt For For
5 Elect Director Reed Hastings Mgmt For For
6 Elect Director Maria M. Klawe Mgmt For For
7 Elect Director David F. Marquardt Mgmt For For
8 Elect Director Charles H. Noski Mgmt For For
9 Elect Director Helmut Panke Mgmt For For
10 Ratify Auditors Mgmt For For
11 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
CACI INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CACI 17-Nov-10 USA 127190304 Annual 20-Sep-10
CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Dan R. Bannister Mgmt For For
1.2 Elect Director Paul M. Cofoni Mgmt For For
1.3 Elect Director Gordon R. England Mgmt For For
1.4 Elect Director James S. Gilmore III Mgmt For For
1.5 Elect Director Gregory G. Johnson Mgmt For For
1.6 Elect Director Richard L. Leatherwood Mgmt For For
1.7 Elect Director J. Phillip London Mgmt For For
1.8 Elect Director James L. Pavitt Mgmt For For
1.9 Elect Director Warren R. Phillips Mgmt For For
1.10 Elect Director Charles P. Revoile Mgmt For For
1.11 Elect Director William S. Wallace Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt None Abstain
CISCO SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CSCO 18-Nov-10 USA 17275R102 Annual 20-Sep-10
CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol A. Bartz Mgmt For For
2 Elect Director M. Michele Burns Mgmt For For
3 Elect Director Michael D. Capellas Mgmt For For
4 Elect Director Larry R. Carter Mgmt For For
5 Elect Director John T. Chambers Mgmt For For
6 Elect Director Brian L. Halla Mgmt For For
7 Elect Director John L. Hennessy Mgmt For For
8 Elect Director Richard M. Kovacevich Mgmt For For
9 Elect Director Roderick C. Mcgeary Mgmt For For
10 Elect Director Michael K. Powell Mgmt For For
11 Elect Director Arun Sarin Mgmt For For
12 Elect Director Steven M. West Mgmt For For
13 Elect Director Jerry Yang Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Ratify Auditors Mgmt For For
16 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
17 Report on Internet Fragmentation SH Against For
18 Adopt Policy Prohibiting Sale of Products in China if they SH Against Against
Contribute to Human Rights Abuses
WOOLWORTHS LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WOW 18-Nov-10 Australia Q98418108 Annual 16-Nov-10
CUSIP: Q98418108 ISIN: AU000000WOW2 SEDOL: 6981239
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended June 27, 2010
2 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
June 27, 2010
3(a) Elect Jayne Hrdlicka as a Director Mgmt For For
3(b) Elect Stephen Mayne as a Director SH Against Against
3(c) Elect Ian John Macfarlane Mgmt For For
4 Approve the Woolworths Long Term Incentive Plan Mgmt For For
5 Approve the Amendments to the Company's Constitution Mgmt For For
Regarding the Apportionment of Dividends and
Superannuation Contributions
6 Approve the Increase in the Remuneration of Non-Executive Mgmt For For
Directors to A$4 Million Per Annum
ACCURAY INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARAY 19-Nov-10 USA 004397105 Annual 21-Sep-10
CUSIP: 004397105 ISIN: US0043971052 SEDOL: B1R2HW6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert S. Weiss Mgmt For For
1.2 Elect Director Peter Fine Mgmt For For
2 Ratify Auditors Mgmt For For
LIVE NATION ENTERTAINMENT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LYV 02-Dec-10 USA 538034109 Annual 18-Oct-10
CUSIP: 538034109 ISIN: US5380341090 SEDOL: B0T7YX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Irving L. Azoff Mgmt For Withhold
1.2 Elect Director Mark Carleton Mgmt For Withhold
1.3 Elect Director Jonathan F. Miller Mgmt For Withhold
1.4 Elect Director Michael Rapino Mgmt For Withhold
1.5 Elect Director Mark S. Shapiro Mgmt For Withhold
2 Ratify Auditors Mgmt For For
VAIL RESORTS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MTN 03-Dec-10 USA 91879Q109 Annual 07-Oct-10
CUSIP: 91879Q109 ISIN: US91879Q1094 SEDOL: 2954194
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Roland A. Hernandez Mgmt For For
1.2 Elect Director Thomas D. Hyde Mgmt For For
1.3 Elect Director Jeffrey W. Jones Mgmt For For
1.4 Elect Director Robert A. Katz Mgmt For For
1.5 Elect Director Richard D. Kincaid Mgmt For For
1.6 Elect Director John T. Redmond Mgmt For For
1.7 Elect Director Hilary A. Schneider Mgmt For For
1.8 Elect Director John F. Sorte Mgmt For For
2 Ratify Auditors Mgmt For For
EQUITY ONE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQY 15-Dec-10 USA 294752100 Special 11-Nov-10
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Amend Charter to Add Foreign Ownership Limits Mgmt For Against
2 Limit Voting Rights of Shares Beneficially Owned in Excess of Mgmt For Against
9.9% of Company's Stock
3 Adjourn Meeting Mgmt For Against
WESTPAC BANKING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WBC 15-Dec-10 Australia Q97417101 Annual 13-Dec-10
CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30, 2010
2 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
3(a) Elect Elizabeth Blomfield Bryan as a Director Mgmt For For
3(b) Elect Peter John Oswin Hawkins as a Director Mgmt For For
3(c) Elect Carolyn Judith Hewson as a Director Mgmt For For
4 Approve the Grant of Up to A$1.44 Million Worth of Shares Mgmt For For
Under the CEO Restricted Rights Plan and 176,125
Performance Rights Under the CEO Performance Rights Plan
to Gail Patricia Kelly, Managing Director and CEO
NATIONAL AUSTRALIA BANK LIMITED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NAB 16-Dec-10 Australia Q65336119 Annual 14-Dec-10
CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30. 2010
2a Elect Patricia Cross as a Director Mgmt For For
2b Elect Danny Gilbert as a Director Mgmt For For
2c Elect Jillian Segal as a Director Mgmt For For
2d Elect Malcolm Williamson as a Director Mgmt For For
2e Elect Anthony Yuen as a Director Mgmt For For
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
4a Approve the Grant of Up to A$4.42 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to
Cameron Clyne, Group Chief Executive Officer
4b Approve the Grant of Up to A$1.85 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to Mark
Joiner, Executive Director
4c Approve the Grant of Up to A$1.92 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to Michael
Ullmer, Executive Director
5 Approve the Provision of Termination Benefits to T. Burns Mgmt For For
Upon Cessation of Employment
6a Approve the Selective Buyback of Up to 600 Unpaid 2008 Mgmt For For
Preference Shares of the Company
6b Approve the Reduction of Capital of the 2008 Stapled Mgmt For For
Securities Issued on Sept. 24, 2008
6c Approve the Selective Buyback of Up to 1,000 Unpaid 2009 Mgmt For For
Preference Shares of the Company
6d Approve the Reduction of Capital of the 2009 Stapled Mgmt For For
Securitites Issued on Sept. 30, 2009
AMERICAN OIL & GAS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AEZ 17-Dec-10 USA 028723104 Special 15-Nov-10
CUSIP: 028723104 ISIN: US0287231049 SEDOL: 2621766
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
3 Other Business Mgmt For Abstain
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ANZ 17-Dec-10 Australia Q09504137 Annual 15-Dec-10
CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proposals Mgmt
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30, 2010
2 Approve the Amendments to the Company's Constitution Mgmt For For
Regarding Profits Test for Dividend Distribution
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
4 Approve the Grant of Performance Rights Worth Up to A$3 Mgmt For For
Million to Michael Smith, Chief Executive Officer, Under the
ANZ Share Option Plan
5(a) Elect G. J. Clark as a Director Mgmt For For
5(b) Elect D. E. Meiklejohn as a Director Mgmt For For
Shareholder Proposal Mgmt
5(c) Elect R. J. Reeves as a Director SH Against Against
Management Proposal Mgmt
5(d) Elect I. J. Macfarlane as a Director Mgmt For For
THE DRESS BARN, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DBRN 17-Dec-10 USA 261570105 Annual 08-Oct-10
CUSIP: 261570105 ISIN: US2615701057 SEDOL: 2280565
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Formation of Holding Company Mgmt For For
2.1 Elect Director Elliot S. Jaffe Mgmt For For
2.2 Elect Director Michael W. Rayden Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Ratify Auditors Mgmt For For
ACUITY BRANDS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AYI 07-Jan-11 USA 00508Y102 Annual 10-Nov-10
CUSIP: 00508Y102 ISIN: US00508Y1029 SEDOL: 2818461
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gordon D. Harnett Mgmt For For
1.2 Elect Director Robert F. McCullough Mgmt For For
1.3 Elect Director Neil Williams Mgmt For For
1.4 Elect Director Norman H. Wesley Mgmt For For
2 Ratify Auditors Mgmt For For
MOOG, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MOG.A 12-Jan-11 USA 615394202 Annual 01-Dec-10
CUSIP: 615394202 ISIN: US6153942023 SEDOL: 2601218
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Albert F. Myers Mgmt For For
1.2 Elect Director Raymond W. Boushie Mgmt For For
2 Ratify Auditors Mgmt For For
WALGREEN CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WAG 12-Jan-11 USA 931422109 Annual 15-Nov-10
CUSIP: 931422109 ISIN: US9314221097 SEDOL: 2934839
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David J. Brailer Mgmt For For
2 Elect Director Steven A. Davis Mgmt For For
3 Elect Director William C. Foote Mgmt For For
4 Elect Director Mark P. Frissora Mgmt For For
5 Elect Director Ginger L. Graham Mgmt For For
6 Elect Director Alan G. McNally Mgmt For For
7 Elect Director Nancy M. Schlichting Mgmt For For
8 Elect Director David Y. Schwartz Mgmt For For
9 Elect Director Alejandro Silva Mgmt For For
10 Elect Director James A. Skinner Mgmt For For
11 Elect Director Gregory D. Wasson Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles of Incorporation to Revise the Purpose Clause Mgmt For For
14 Reduce Supermajority Vote Requirement Mgmt For For
15 Rescind Fair Price Provision Mgmt For For
16 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
17 Performance-Based Equity Awards SH Against For
ARCELORMITTAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 25-Jan-11 Luxembourg L0302D129 Special
CUSIP: N/A ISIN: LU0323134006 SEDOL: B03XPL1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Special Meeting Mgmt
Ordinary Business Mgmt
1 Elect Suzanne P. Nimocks as Director Mgmt For For
Extraordinary Business Mgmt
1 Acknowledge Report of the Board Re: Spin-Off of the Mgmt For For
Stainless and Specialty Steel Business
2 Acknowledge Report of PricewaterhouseCoopers Re: The Mgmt For For
Spin-Off
3 Approve Spin-Off of the Stainless and Specialty Steel Mgmt For For
Business to a Newly Created Company Called APERAM
4 Determination of the Effective Date of the Spin-Off Mgmt For For
5 Approve Reduction in Share Capital to Reflect Spin-Off Mgmt For For
without Cancellation of Outstanding Shares
6 Amend Articles to Reflect Changes in Capital as Proposed Mgmt For For
under Item 5
7 Amend Articles Re: Legislative Changes and Implementation Mgmt For For
of the EU Shareholder Rights Directive
8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
SIEMENS AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIE 25-Jan-11 Germany D69671218 Annual
CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proposals Mgmt
1 Receive Supervisory Board Report, Corporate Governance Mgmt
Report, Remuneration Report, and Compliance Report for
Fiscal 2009/2010 (Non-Voting)
2 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009/2010 (Non-Voting)
3 Approve Allocation of Income and Dividends of EUR 2.70 per Mgmt For For
Share
4 Approve Discharge of Management Board for Fiscal Mgmt For For
2009/2010
5 Approve Discharge of Supervisory Board for Fiscal 2009/2010 Mgmt For For
6 Approve Remuneration System for Management Board Mgmt For For
Members
7 Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 Mgmt For For
and for the Inspection of the Abbreviated Financial
Statements for the First Half of Fiscal 2010/2011
8 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
9 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
10 Approve Creation of EUR 90 Million Pool of Capital to Mgmt For For
Guarantee Conversion Rights for Issuance of Shares to
Employees
11 Approve Remuneration of Supervisory Board Mgmt For For
12 Approve Affiliation Agreements with Siemens Finance GmbH Mgmt For For
13 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15 Billion; Approve
Creation of EUR 270 Million Pool of Capital to Guarantee
Conversion Rights
Shareholder Proposal Submitted by Verein von Mgmt
Belegschaftsaktionaeren in der Siemens AG e.V.
14 Amend Corporate Purpose SH Against Against
JOHNSON CONTROLS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JCI 26-Jan-11 USA 478366107 Annual 18-Nov-10
CUSIP: 478366107 ISIN: US4783661071 SEDOL: 2476803
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Natalie A. Black Mgmt For For
1.2 Elect Director Robert A. Cornog Mgmt For For
1.3 Elect Director William H. Lacy Mgmt For For
1.4 Elect Director Stephen A. Roell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
WOODWARD GOVERNOR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WGOV 26-Jan-11 USA 980745103 Annual 29-Nov-10
CUSIP: 980745103 ISIN: US9807451037 SEDOL: 2948089
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mary L. Petrovich Mgmt For For
1.2 Elect Director Larry E. Rittenberg Mgmt For Withhold
1.3 Elect Director Michael T. Yonker Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Change Company Name Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Reduce Supermajority Vote Requirement SH Against For
VISA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
V 27-Jan-11 USA 92826C839 Annual 03-Dec-10
CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Declassify the Board of Directors Mgmt For For
2 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
3.1 Elect Director Gary P. Coughlan Mgmt For For
3.2 Elect Director Mary B. Cranston Mgmt For For
3.3 Elect Director Francisco Javier Fernandez-Carbajal Mgmt For For
3.4 Elect Director Robert W. Matschullat Mgmt For For
3.5 Elect Director Cathy E. Minehan Mgmt For For
3.6 Elect Director Suzanne Nora Johnson Mgmt For For
3.7 Elect Director David J. Pang Mgmt For For
3.8 Elect Director Joseph W. Saunders Mgmt For For
3.9 Elect Director William S. Shanahan Mgmt For For
3.10 Elect Director John A. Swainson Mgmt For For
4.1 Elect Director Suzanne Nora Johnson Mgmt For For
4.2 Elect Director Joseph W. Saunders Mgmt For For
4.3 Elect Director John A. Swainson Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Amend Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
ROCK-TENN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RKT 28-Jan-11 USA 772739207 Annual 26-Nov-10
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Powell Brown Mgmt For For
1.2 Elect Director Robert M. Chapman Mgmt For For
1.3 Elect Director Russell M. Currey Mgmt For For
1.4 Elect Director G. Stephen Felker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
LINDSAY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LNN 31-Jan-11 USA 535555106 Annual 02-Dec-10
CUSIP: 535555106 ISIN: US5355551061 SEDOL: 2516613
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael N. Christodolou Mgmt For For
1.2 Elect Director W. Thomas Jagodinski Mgmt For For
1.3 Elect Director J. David McIntosh Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EMERSON ELECTRIC CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EMR 01-Feb-11 USA 291011104 Annual 23-Nov-10
CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director D.N. Farr Mgmt For Withhold
1.2 Elect Director H. Green Mgmt For For
1.3 Elect Director C.A. Peters Mgmt For For
1.4 Elect Director J.W. Prueher Mgmt For For
1.5 Elect Director R.L. Ridgway Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Approve Stock Option Plan Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
7 Report on Sustainability SH Against For
GRIFFON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GFF 03-Feb-11 USA 398433102 Annual 06-Dec-10
CUSIP: 398433102 ISIN: US3984331021 SEDOL: 2463344
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Bertrand M. Bell Mgmt For For
1.2 Elect Director Robert G. Harrison Mgmt For For
1.3 Elect Director Ronald J. Kramer Mgmt For For
1.4 Elect Director Martin S. Sussman Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
4 Approve Omnibus Stock Plan Mgmt For For
5 Approve Executive Incentive Bonus Plan Mgmt For For
6 Ratify Auditors Mgmt For For
RUDDICK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RDK 17-Feb-11 USA 781258108 Annual 10-Dec-10
CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John R. Belk Mgmt For For
1.2 Elect Director John P. Derham Cato Mgmt For For
1.3 Elect Director Thomas W. Dickson Mgmt For For
1.4 Elect Director James E.S. Hynes Mgmt For For
1.5 Elect Director Anna Spangler Nelson Mgmt For For
1.6 Elect Director Bailey W. Patrick Mgmt For For
1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For
1.8 Elect Director Harold C. Stowe Mgmt For For
1.9 Elect Director Isaiah Tidwell Mgmt For For
1.10 Elect Director William C. Warden, Jr. Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
COMPELLENT TECHNOLOGIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CML 22-Feb-11 USA 20452A108 Special 04-Jan-11
CUSIP: 20452A108 ISIN: US20452A1088 SEDOL: B285LP2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
APPLE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAPL 23-Feb-11 USA 037833100 Annual 27-Dec-10
CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William V. Campbell Mgmt For For
1.2 Elect Director Millard S. Drexler Mgmt For For
1.3 Elect Director Albert A. Gore, Jr. Mgmt For For
1.4 Elect Director Steven P. Jobs Mgmt For For
1.5 Elect Director Andrea Jung Mgmt For For
1.6 Elect Director Arthur D. Levinson Mgmt For For
1.7 Elect Director Ronald D. Sugar Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Adopt Policy on Succession Planning SH Against Against
6 Require a Majority Vote for the Election of Directors SH Against For
SIRONA DENTAL SYSTEMS, INC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIRO 23-Feb-11 USA 82966C103 Annual 27-Dec-10
CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William K. Hood Mgmt For For
1.2 Elect Director Thomas Jetter Mgmt For For
1.3 Elect Director Harry M. Jansen Kraemer, Jr. Mgmt For For
1.4 Elect Director Jeffrey T. Slovin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
NORDSON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NDSN 01-Mar-11 USA 655663102 Annual 03-Jan-11
CUSIP: 655663102 ISIN: US6556631025 SEDOL: 2641838
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joseph P. Keithley Mgmt For For
1.2 Elect Director Mary G. Puma Mgmt For For
1.3 Elect Director William L. Robinson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WGL HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WGL 03-Mar-11 USA 92924F106 Annual 03-Jan-11
CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael D. Barnes Mgmt For For
1.2 Elect Director George P. Clancy, Jr. Mgmt For For
1.3 Elect Director James W. Dyke, Jr. Mgmt For For
1.4 Elect Director Melvyn J. Estrin Mgmt For For
1.5 Elect Director James F. Lafond Mgmt For For
1.6 Elect Director Debra L. Lee Mgmt For For
1.7 Elect Director Terry D. McCallister Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide for Cumulative Voting SH Against Against
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
PIEDMONT NATURAL GAS COMPANY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PNY 04-Mar-11 USA 720186105 Annual 27-Dec-10
CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Malcolm E. Everett III Mgmt For For
1.2 Elect Director Frank B. Holding, Jr. Mgmt For For
1.3 Elect Director Minor M. Shaw Mgmt For For
1.4 Elect Director Muriel W. Sheubrooks Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
ABM INDUSTRIES INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ABM 08-Mar-11 USA 000957100 Annual 12-Jan-11
CUSIP: 000957100 ISIN: US0009571003 SEDOL: 2024901
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Dan T. Bane Mgmt For For
1.2 Elect Director Anthony G. Fernandes Mgmt For For
1.3 Elect Director Maryellen C. Herringer Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
APPLIED MATERIALS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMAT 08-Mar-11 USA 038222105 Annual 12-Jan-11
CUSIP: 038222105 ISIN: US0382221051 SEDOL: 2046552
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Aart J. De Geus Mgmt For For
1.2 Elect Director Stephen R. Forrest Mgmt For For
1.3 Elect Director Thomas J. Iannotti Mgmt For For
1.4 Elect Director Susan M. James Mgmt For For
1.5 Elect Director Alexander A. Karsner Mgmt For For
1.6 Elect Director Gerhard H. Parker Mgmt For For
1.7 Elect Director Dennis D. Powell Mgmt For For
1.8 Elect Director Willem P. Roelandts Mgmt For For
1.9 Elect Director James E. Rogers Mgmt For For
1.10 Elect Director Michael R. Splinter Mgmt For For
1.11 Elect Director Robert H. Swan Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
PARAMETRIC TECHNOLOGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PMTC 09-Mar-11 USA 699173209 Annual 07-Jan-11
CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director C. Richard Harrison Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Ratify Auditors Mgmt For For
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 10-Mar-11 Spain E11805103 Annual 03-Mar-11
CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Individual and Consolidated Financial Statements Mgmt For For
and Statutory Reports, Allocation of Income and Distribution
of Dividend, and Discharge Directors for Fiscal Year Ended
Dec. 31, 2010
2.1 Reelect Tomas Alfaro Drake as Director Mgmt For For
2.2 Reelect Juan Carlos Alvarez Mezquiriz as Director Mgmt For For
2.3 Reelect Carlos Loring Martinez de Irujo as Director Mgmt For For
2.4 Reelect Susana Rodriguez Vidarte as Director Mgmt For For
2.5 Ratify and Reelect Jose Luis Palao Garcia-Suelto as Directors Mgmt For For
3 Approve Merger by Absorption of Finanzia Banco de Credito Mgmt For For
SA (Unipersonal)
4 Authorize Increase in Capital up to 50 Percent via Issuance Mgmt For For
of New Shares without Preemptive Rights; Amend Article 5
of Company Bylaws
5.1 Authorize Increase in Capital via Issuance of New Shares Mgmt For For
with Nominal Value of EUR 0.49 per Share Charged to
Voluntary Reserves
5.2 Authorize Increase in Capital via Issuance of New Shares Mgmt For For
with Nominal Value of EUR 0.49 per Share Charged to
Voluntary Reserves
6 Authorize Issuance of Debt Securities up to EUR 250 Billion Mgmt For For
Within Five Years; Void Unused Part of Previous Authorization
7 Approve Variable Remuneration of Executives and Directors Mgmt For For
in Company Shares
8 Approve Extension of Deferred Share Remuneration Plan Mgmt For For
9 Elect Auditors for Fiscal Year 2011 Mgmt For For
10 Amend Articles 1, 6, 9, 13 ter, 15, 16, 19, 20, 21, 22, 24, 28, Mgmt For For
30, 31, 32, 48, 51, 52, 53, 54 and 56 of Company Bylaws
11 Amend Articles 2, 3, 4, 5, 9, 10, 11, 18 and 20 of General Mgmt For For
Meeting Guidelines
12 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
13 Approve Remuneration Report Mgmt For For
NATIONAL FUEL GAS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NFG 10-Mar-11 USA 636180101 Annual 10-Jan-11
CUSIP: 636180101 ISIN: US6361801011 SEDOL: 2626103
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert T. Brady Mgmt For For
1.2 Elect Director Rolland E. Kidder Mgmt For For
1.3 Elect Director Frederic V. Salerno Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CONCUR TECHNOLOGIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNQR 15-Mar-11 USA 206708109 Annual 19-Jan-11
CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jeffrey T. McCabe Mgmt For For
1.2 Elect Director Edward P. Gilligan Mgmt For For
1.3 Elect Director Rajeev Singh Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
FRANKLIN RESOURCES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BEN 15-Mar-11 USA 354613101 Annual 18-Jan-11
CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Samuel H. Armacost Mgmt For For
2 Elect Director Charles Crocker Mgmt For For
3 Elect Director Joseph R. Hardiman Mgmt For For
4 Elect Director Charles B. Johnson Mgmt For For
5 Elect Director Gregory E. Johnson Mgmt For For
6 Elect Director Rupert H. Johnson, Jr. Mgmt For For
7 Elect Director Mark C. Pigott Mgmt For For
8 Elect Director Chutta Ratnathicam Mgmt For For
9 Elect Director Peter M. Sacerdote Mgmt For For
10 Elect Director Laura Stein Mgmt For For
11 Elect Director Anne M. Tatlock Mgmt For For
12 Elect Director Geoffrey Y. Yang Mgmt For For
13 Ratify Auditors Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CLARCOR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CLC 22-Mar-11 USA 179895107 Annual 04-Feb-11
CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mark A. Emkes Mgmt For For
1.2 Elect Director Robert H. Jenkins Mgmt For For
1.3 Elect Director Philip R. Lochner, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
NOVO NORDISK A/S
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 23-Mar-11 Denmark K7314N152 Annual 16-Mar-11
CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Report of Board Mgmt
2 Receive and Approve Financial Statements and Statutory Mgmt For For
Reports
3.1 Approve Remuneration of Directors for 2010 Mgmt For For
3.2 Approve Remuneration of Directors for 2011 Mgmt For For
4 Approve Allocation of Income and Dividends of DKK 10 for Mgmt For For
Each Novo Nordisk B Share of DKK 1 and for Each Novo
Nordisk A Share of DKK 1
5.1a Reelect Sten Scheibye as Director Mgmt For For
5.1b Reelect Goran Ando as Director Mgmt For For
5.1c Elect Bruno Angelici as New Director Mgmt For For
5.1d Reelect Henrik Gurtler as Director Mgmt For For
5.1e Elect Thomas Koestler as New Director Mgmt For For
5.1f Reelect Kurt Nielsen as Director Mgmt For For
5.1g Reelect Hannu Ryopponen as Director Mgmt For For
5.1h Reelect Jorgen Wedel as Director Mgmt For For
5.2 Elect Sten Scheibye as Chairman of the Board Mgmt For For
5.3 Elect Goran Ando as Vice Chairman of the Board Mgmt For For
6 Ratify PricewaterhouseCoopers as Auditor Mgmt For For
7.1 Approve DKK 20.0 Million Reduction in Class B Share Capital Mgmt For For
via Share Cancellation
7.2 Authorize Repurchase up to 10 Percent of Share Capital Mgmt For Against
7.3a Delete Article 2 Specifying Location of Registered Office Mgmt For For
7.3b Amend Articles Re: Removal of the Requirement to Advertise Mgmt For For
the Notice in Two Daily Newspapers
7.3c Amend Articles Re: Introduce Age Limit of 70 Years for Mgmt For Against
Board Members
7.4 Amend Guidelines for Incentive-Based Compensation for Mgmt For For
Executive Management and Board
8 Other Business Mgmt
THE WALT DISNEY COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DIS 23-Mar-11 USA 254687106 Annual 24-Jan-11
CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director John E. Bryson Mgmt For For
3 Elect Director John S. Chen Mgmt For For
4 Elect Director Judith L. Estrin Mgmt For For
5 Elect Director Robert A. Iger Mgmt For For
6 Elect Director Steven P. Jobs Mgmt For For
7 Elect Director Fred H. Langhammer Mgmt For For
8 Elect Director Aylwin B. Lewis Mgmt For For
9 Elect Director Monica C. Lozano Mgmt For For
10 Elect Director Robert W. Matschullat Mgmt For For
11 Elect Director John E. Pepper, Jr. Mgmt For For
12 Elect Director Sheryl Sandberg Mgmt For For
13 Elect Director Orin C. Smith Mgmt For For
14 Ratify Auditors Mgmt For For
15 Approve Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
18 Prohibit Retesting Performance Goals SH Against Against
NORDEA BANK AB (FORMERLY NORDEA AB)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NDA 24-Mar-11 Sweden W57996105 Annual 18-Mar-11
CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Claes Beyer as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Designate Inspector(s) of Minutes of Meeting Mgmt For For
5 Acknowledge Proper Convening of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Chairman's Review and CEO's
Speech
7 Approve Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.29 per Mgmt For For
Share
9 Approve Discharge of Board and President Mgmt For For
10 Amend Articles Re: Term of Auditor, Convocation of Meeting, Mgmt For For
Other Amendments
11 Determine Number of Members (9) and Deputy Members (0) Mgmt For For
of Board
12 Fix Number of Auditors at One Mgmt For For
13 Approve Remuneration of Directors in the Amount of EUR Mgmt For For
252,000 for Chairman, EUR 97,650 for Deputy Chairman,
and EUR 75,600 for Other Directors; Approve Meeting Fees;
Approve Remuneration of Auditors
14 Reelect Bjorn Wahlroos (Chairman), Stine Bosse, Marie Mgmt For For
Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom,
Sarah Russell, Bjorn Saven, and Kari Stadigh as Directors
15 Ratify KPMG as Auditor Mgmt For For
16 Authorize Chairman of Board and Representatives of Four of Mgmt For For
Company's Largest Shareholders to Serve on Nominating
Committee
17a Authorize Share Repurchase Program Mgmt For For
17b Authorize Reissuance of Repurchased Shares Mgmt For For
18 Authorize Repurchase of Issued Shares According to Chapter Mgmt For For
7 Section 6 of the Swedish Securities Market Act
19 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
20a Approve 2011 Share Matching Plan Mgmt For For
20b Approve Issuance of up to 4.7 Million Class C-Shares, Mgmt For For
Approve Repurchase of up to 4.7 Million Class C-Shares, and
Approve Conveyance of up to 4.2 Million Class C-Shares
KONINKLIJKE PHILIPS ELECTRONICS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 31-Mar-11 Netherlands N6817P109 Annual 03-Mar-11
CUSIP: N6817P109 ISIN: NL0000009538 SEDOL: 5986622
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 President's Speech Mgmt
2a Approve Financial Statements and Statutory Reports Mgmt For For
2b Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
2c Approve Dividends of EUR 0.75 Per Share Mgmt For For
2d Approve Discharge of Management Board Mgmt For For
2e Approve Discharge of Supervisory Board Mgmt For For
3a Elect F.A.Van Houten to Management Board as CEO Mgmt For For
3b Elect R.H. Wirahadiraksa to Management Board Mgmt For For
3c Elect P.A.J. Nota to Management Board Mgmt For For
4a Reelect C.J.A. van Lede to Supervisory Board Mgmt For For
4b Reelect J.M. Thompson to Supervisory Board Mgmt For For
4c Reelect H. von Prondzynski to Supervisory Board Mgmt For For
4d Elect J.P. Tai to Supervisory Board Mgmt For For
5 Ratify KPMG Accountants NV as Auditors Mgmt For For
6a Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
6b Authorize Board to Exclude Preemptive Rights from Issuance Mgmt For For
under Item 6a
7 Authorize Repurchase of Shares Mgmt For For
8 Other Business Mgmt
LVMH MOET HENNESSY LOUIS VUITTON
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MC 31-Mar-11 France F58485115 Annual/Special 28-Mar-11
CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Auditors' Special Report on Related-Party Mgmt For Against
Transactions
4 Approve Allocation of Income and Dividends of EUR 2.10 per Mgmt For For
Share
5 Elect Delphine Arnault as Director Mgmt For Against
6 Elect Nicolas Bazire as Director Mgmt For Against
7 Elect Antonio Belloni as Director Mgmt For Against
8 Elect Charles de Croisset as Director Mgmt For For
9 Elect Diego Della Valle as Director Mgmt For For
10 Elect Pierre Gode as Director Mgmt For Against
11 Elect Gilles Hennessy as Director Mgmt For Against
12 Elect Marie-Josee Kravis as Director Mgmt For For
13 Appoint Patrick Houel as Censor Mgmt For For
14 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
15 Authorize Capitalization of Reserves of Up to EUR 50 Million Mgmt For For
for Bonus Issue or Increase in Par Value
Extraordinary Business Mgmt
16 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
50 Million
18 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For Against
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 50 Million
19 Approve Issuance of Shares up to 20 Percent of Issued Mgmt For Against
Capital Per Year for a Private Placement up to EUR 50 Million
Reserved for Qualified Investors or Restricted Number of
Investors
20 Authorize Board to Set Issue Price for 10 Percent Per Year of Mgmt For Against
Issued Capital Pursuant to Issue Authority without
Preemptive Rights under Items 18 and 19 Above
21 Authorize Board to Increase Capital in the Event of Additional Mgmt For Against
Demand Related to Delegation Submitted to Shareholder
Vote Above
22 Authorize Capital Increase of Up to EUR 50 Million for Future Mgmt For Against
Exchange Offers
23 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For Against
Capital for Future Acquisitions
24 Approve Employee Stock Purchase Plan Mgmt For For
25 Set Total Limit for Capital Increase to Result from All Mgmt For For
Issuance Requests Above at EUR 50 Million
26 Authorize up to 1 Percent of Issued Capital for Use in Mgmt For Against
Restricted Stock Plan
SCHLUMBERGER LIMITED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLB 06-Apr-11 NetherlandsAntilles 806857108 Annual 16-Feb-11
CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Philippe Camus Mgmt For For
1.2 Elect Director Peter L.S. Currie Mgmt For For
1.3 Elect Director Andrew Gould Mgmt For For
1.4 Elect Director Tony Isaac Mgmt For For
1.5 Elect Director K. Vaman Kamath Mgmt For For
1.6 Elect Director Nikolay Kudryavtsev Mgmt For For
1.7 Elect Director Adrian Lajous Mgmt For For
1.8 Elect Director Michael E. Marks Mgmt For For
1.9 Elect Director Elizabeth Moler Mgmt For For
1.10 Elect Director Leo Rafael Reif Mgmt For For
1.11 Elect Director Tore I. Sandvold Mgmt For For
1.12 Elect Director Henri Seydoux Mgmt For For
1.13 Elect Director Paal Kibsgaard Mgmt For For
1.14 Elect Director Lubna S. Olayan Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
4 Increase Authorized Common Stock Mgmt For For
5 Adopt Plurality Voting for Contested Election of Directors Mgmt For For
6 Adopt and Approve Financials and Dividends Mgmt For For
7 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
ALCON INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACL 07-Apr-11 Switzerland H01301102 Annual 18-Mar-11
CUSIP: H01301102 ISIN: CH0013826497 SEDOL: 2852395
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement with Novartis AG Mgmt For For
2 Accept Financial Statements and Statutory Reports Mgmt For For
3 Approve Discharge of Board and Senior Management for Jan. Mgmt For For
1, 2010 to April 1, 2011
4 Ratify KPMG AG as Auditors Mgmt For For
5.1 Elect Daniel Vasella as Director Mgmt For For
5.2 Elect Cary Rayment as Director Mgmt For For
5.3 Elect Thomas Plaskett as Director Mgmt For For
5.4 Elect Enrico Vanni as Director Mgmt For For
5.5 Elect Norman Walker as Director Mgmt For For
DAIMLER AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAI 13-Apr-11 Germany D1668R123 Annual
CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.85 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6 Ratify KPMG as Auditors for Fiscal 2011 Mgmt For For
7 Approve Creation of New Additive Remuneration Scheme for Mgmt For For
Supervisory Board Members
8.1 Elect Manfred Bischoff to the Supervisory Board Mgmt For For
8.2 Elect Lynton Wilson to the Supervisory Board Mgmt For For
8.3 Elect Petraea Heynike to the Supervisory Board Mgmt For For
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ERICB 13-Apr-11 Sweden W26049119 Annual 07-Apr-11
CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Michael Treschow as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report
7 Receive President's Report; Allow Questions Mgmt
8.1 Approve Financial Statements and Statutory Reports Mgmt For For
8.2 Approve Discharge of Board and President Mgmt For For
8.3 Approve Allocation of Income and Dividends of SEK 2.25 per Mgmt For For
Share; Set Record Date for Dividend as April 18, 2011
9.1 Determine Number of Members (12) and Deputy Members (0) Mgmt For For
of Board
9.2 Approve Remuneration of Directors in the Amount of SEK Mgmt For For
3.75 Million to the Chairman and SEK 825,000 for Other
Directors (Including Possibility to Receive Part of
Remuneration in Phantom Shares); Approve Remuneration
for Committee Work
9.3 Reelect R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Mgmt For Against
Martin-Lof, N. McKinstry, A. Nyren, C. Svanberg, H. Vestberg,
and M. Volpi as Directors; Elect L. Johansson (Chair) and J.
Wallenberg as New Directors
9.4 Authorize Chairman of Board and Representatives of Four of Mgmt For For
Company's Largest Shareholders to Serve on Nominating
Committee
9.5 Approve Omission of Remuneration of Members of the Mgmt For For
Nomination Committee
9.6 Approve Remuneration of Auditors Mgmt For For
9.7 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
10 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
11.1 Approve 2011 Share Matching Plan for All Employees Mgmt For For
11.2 Authorize Reissuance of 11.7 Million Repurchased Class B Mgmt For For
Shares for 2011 Share Matching Plan for All Employees
11.3 Approve Equity Swap Agreement with Third Party as Mgmt For Against
Alternative to Item 11.2
11.4 Approve 2011 Share Matching Plan for Key Contributors Mgmt For For
11.5 Authorize Reissuance of 7.3 Million Repurchased Class B Mgmt For For
Shares for 2011 Share Matching Plan for Key Contributors
11.6 Approve Swap Agreement with Third Party as Alternative to Mgmt For Against
Item 11.5
11.7 Approve 2011 Restricted Stock Plan for Executives Mgmt For For
11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Mgmt For For
Shares for 2011 Restricted Stock Plan for Executives
11.9 Approve Swap Agreement with Third Party as Alternative to Mgmt For Against
Item 11.8
12 Authorize Reissuance of up to 13.8 Million Repurchased Class Mgmt For For
B Shares to Cover Social Costs in Connection with 2007,
2008, 2009, and 2010 Long-Term Variable Compensation
Plans
13 Amend Corporate Purpose Mgmt For For
Shareholder Einar Hellbom's Proposal Mgmt
14 General Meeting Shall Instruct the Board to Investigate How SH None For
All Shares Are to be Given the Same Voting Power and To
Present Such a Proposal at the Next Annual General Meeting
15 Close Meeting Mgmt
UNITED TECHNOLOGIES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UTX 13-Apr-11 USA 913017109 Annual 15-Feb-11
CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Louis R. Chenevert Mgmt For For
2 Elect Director John V. Faraci Mgmt For For
3 Elect Director Jean-Pierre Garnier Mgmt For For
4 Elect Director Jamie S. Gorelick Mgmt For For
5 Elect Director Edward A. Kangas Mgmt For For
6 Elect Director Ellen J. Kullman Mgmt For For
7 Elect Director Charles R. Lee Mgmt For For
8 Elect Director Richard D. McCormick Mgmt For For
9 Elect Director Harold McGraw III Mgmt For For
10 Elect Director Richard B. Myers Mgmt For For
11 Elect Director H. Patrick Swygert Mgmt For For
12 Elect Director Andre Villeneuve Mgmt For For
13 Elect Director Christine Todd Whitman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt None One Year
18 Stock Retention/Holding Period SH Against Against
BP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BP. 14-Apr-11 United Kingdom G12793108 Annual 12-Apr-11
CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Abstain
3 Re-elect Paul Anderson as Director Mgmt For For
4 Re-elect Antony Burgmans as Director Mgmt For For
5 Re-elect Cynthia Carroll as Director Mgmt For For
6 Re-elect Sir William Castell as Director Mgmt For Abstain
7 Re-elect Iain Conn as Director Mgmt For For
8 Re-elect George David as Director Mgmt For For
9 Re-elect Ian Davis as Director Mgmt For For
10 Re-elect Robert Dudley as Director Mgmt For For
11 Re-elect Dr Byron Grote as Director Mgmt For For
12 Elect Frank Bowman as Director Mgmt For For
13 Elect Brendan Nelson as Director Mgmt For For
14 Elect Phuthuma Nhleko as Director Mgmt For For
15 Re-elect Carl-Henric Svanberg as Director Mgmt For For
16 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For
Remuneration
17 Authorise Market Purchase Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
22 Amend ShareMatch Plan Mgmt For For
23 Amend Sharesave UK Plan 2001 Mgmt For For
RIO TINTO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RIO 14-Apr-11 United Kingdom G75754104 Annual 12-Apr-11
CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Mgmt
Tinto Limited Shareholders as a Joint Electorate
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Against
3 Re-elect Tom Albanese as Director Mgmt For For
4 Re-elect Robert Brown as Director Mgmt For For
5 Re-elect Vivienne Cox as Director Mgmt For For
6 Re-elect Jan du Plessis as Director Mgmt For For
7 Re-elect Guy Elliott as Director Mgmt For For
8 Re-elect Michael Fitzpatrick as Director Mgmt For For
9 Re-elect Ann Godbehere as Director Mgmt For For
10 Re-elect Richard Goodmanson as Director Mgmt For For
11 Re-elect Andrew Gould as Director Mgmt For For
12 Re-elect Lord Kerr as Director Mgmt For For
13 Re-elect Paul Tellier as Director Mgmt For For
14 Re-elect Sam Walsh as Director Mgmt For For
15 Elect Stephen Mayne SH Against Against
16 Reappoint PricewaterhouseCoopers LLP as Auditors and Mgmt For For
Authorise Their Remuneration
17 Amend Performance Share Plan Mgmt For For
Resolutions 18 to 22 will be Voted on by Rio Tinto plc Mgmt
Shareholders Only
18 Amend Share Ownership Plan Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
T. ROWE PRICE GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TROW 14-Apr-11 USA 74144T108 Annual 11-Feb-11
CUSIP: 74144T108 ISIN: US74144T1088 SEDOL: 2702337
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Edward C. Bernard Mgmt For For
2 Elect Director James T. Brady Mgmt For For
3 Elect Director J. Alfred Broaddus, Jr. Mgmt For For
4 Elect Director Donald B. Hebb, Jr. Mgmt For For
5 Elect Director James A.C. Kennedy Mgmt For For
6 Elect Director Robert F. MacLellan Mgmt For For
7 Elect Director Brian C. Rogers Mgmt For For
8 Elect Director Alfred Sommer Mgmt For For
9 Elect Director Dwight S. Taylor Mgmt For For
10 Elect Director Anne Marie Whittemore Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
TIBCO SOFTWARE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TIBX 14-Apr-11 USA 88632Q103 Annual 14-Feb-11
CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Vivek Y. Ranadive Mgmt For For
1.2 Elect Director Nanci E.Caldwell Mgmt For For
1.3 Elect Director Eric C.W. Dunn Mgmt For For
1.4 Elect Director Narendra K. Gupta Mgmt For For
1.5 Elect Director Peter J. Job Mgmt For For
1.6 Elect Director Philip K. Wood Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
WEYERHAEUSER COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WY 14-Apr-11 USA 962166104 Annual 18-Feb-11
CUSIP: 962166104 ISIN: US9621661043 SEDOL: 2958936
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Wayne W. Murdy Mgmt For For
2 Elect Director John I. Kieckhefer Mgmt For For
3 Elect Director Charles R. Williamson Mgmt For For
4 Provide Right to Call Special Meeting Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
SOLUTIA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SOA 18-Apr-11 USA 834376501 Annual 24-Feb-11
CUSIP: 834376501 ISIN: US8343765017 SEDOL: B29T0H8
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William T. Monahan Mgmt For For
1.2 Elect Director Robert A. Peiser Mgmt For For
1.3 Elect Director Jeffry N. Quinn Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
M&T BANK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MTB 19-Apr-11 USA 55261F104 Annual 28-Feb-11
CUSIP: 55261F104 ISIN: US55261F1049 SEDOL: 2340168
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Brent D. Baird Mgmt For For
1.2 Elect Director Robert J. Bennett Mgmt For For
1.3 Elect Director C. Angela Bontempo Mgmt For For
1.4 Elect Director Robert T. Brady Mgmt For For
1.5 Elect Director Michael D. Buckley Mgmt For For
1.6 Elect Director T. Jefferson Cunningham, III Mgmt For For
1.7 Elect Director Mark J. Czarnecki Mgmt For For
1.8 Elect Director Gary N. Geisel Mgmt For For
1.9 Elect Director Patrick W.E. Hodgson Mgmt For For
1.10 Elect Director Richard G. King Mgmt For For
1.11 Elect Director Jorge G. Pereira Mgmt For For
1.12 Elect Director Michael P. Pinto Mgmt For For
1.13 Elect Director Melinda R. Rich Mgmt For For
1.14 Elect Director Robert E. Sadler, Jr. Mgmt For For
1.15 Elect Director Herbert L. Washington Mgmt For For
1.16 Elect Director Robert G. Wilmers Mgmt For For
2 Advisory Vote on Executive Compensation Mgmt For For
3 Ratify Auditors Mgmt For For
NEWMONT MINING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NEM 19-Apr-11 USA 651639106 Annual 18-Feb-11
CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Glen A. Barton Mgmt For For
1.2 Elect Director Vincent A. Calarco Mgmt For For
1.3 Elect Director Joseph A. Carrabba Mgmt For For
1.4 Elect Director Noreen Doyle Mgmt For For
1.5 Elect Director Veronica M. Hagen Mgmt For For
1.6 Elect Director Michael S. Hamson Mgmt For For
1.7 Elect Director Richard T. O'Brien Mgmt For For
1.8 Elect Director John B. Prescott Mgmt For For
1.9 Elect Director Donald C. Roth Mgmt For For
1.10 Elect Director Simon Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Other Business Mgmt For Abstain
NORTHERN TRUST CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NTRS 19-Apr-11 USA 665859104 Annual 28-Feb-11
CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Linda Walker Bynoe Mgmt For For
1.2 Elect Director Nicholas D. Chabraja Mgmt For For
1.3 Elect Director Susan Crown Mgmt For For
1.4 Elect Director Dipak C. Jain Mgmt For For
1.5 Elect Director Robert W. Lane Mgmt For For
1.6 Elect Director Robert C. McCormack Mgmt For For
1.7 Elect Director Edward J. Mooney Mgmt For For
1.8 Elect Director John W. Rowe Mgmt For For
1.9 Elect DirectorMartin P. Slark Mgmt For For
1.10 Elect Director David H.B. Smith, Jr. Mgmt For For
1.11 Elect Director Enrique J. Sosa Mgmt For For
1.12 Elect Director Charles A. Tribbett, III Mgmt For For
1.13 Elect Director Frederick H. Waddell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
PROSPERITY BANCSHARES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PRSP 19-Apr-11 USA 743606105 Annual 28-Feb-11
CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William H. Fagan Mgmt For Withhold
1.2 Elect Director Perry Mueller, Jr. Mgmt For For
1.3 Elect Director James D. Rollins III Mgmt For For
1.4 Elect Director Harrison Stafford II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SONOSITE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SONO 19-Apr-11 USA 83568G104 Annual 23-Feb-11
CUSIP: 83568G104 ISIN: US83568G1040 SEDOL: 2233848
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Carson L. Diersen Mgmt For For
1.2 Elect Director Steven R. Goldstein Mgmt For For
1.3 Elect Director Kevin M. Goodwin Mgmt For For
1.4 Elect Director Paul V. Haack Mgmt For For
1.5 Elect Director Robert G. Hauser Mgmt For For
1.6 Elect Director Rodney F. Hochman Mgmt For For
1.7 Elect Director Richard O. Martin Mgmt For For
1.8 Elect Director William G. Parzybok, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
U.S. BANCORP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
USB 19-Apr-11 USA 902973304 Annual 22-Feb-11
CUSIP: 902973304 ISIN: US9029733048 SEDOL: 2736035
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Douglas M. Baker, Jr. Mgmt For For
2 Elect Director Y. Marc Belton Mgmt For For
3 Elect Director Victoria Buyniski Gluckman Mgmt For For
4 Elect Director Arthur D. Collins, Jr. Mgmt For For
5 Elect Director Richard K. Davis Mgmt For For
6 Elect Director Joel W. Johnson Mgmt For For
7 Elect Director Olivia F. Kirtley Mgmt For For
8 Elect Director Jerry W. Levin Mgmt For For
9 Elect Director David B. O'Maley Mgmt For For
10 Elect Director O Dell M. Owens Mgmt For For
11 Elect Director Richard G. Reiten Mgmt For For
12 Elect Director Craig D. Schnuck Mgmt For For
13 Elect Director Patrick T. Stokes Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Advisory Vote to Ratify Directors' Compensation SH Against Against
FIRSTMERIT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FMER 20-Apr-11 USA 337915102 Annual 22-Feb-11
CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven H. Baer Mgmt For For
1.2 Elect Director Karen S. Belden Mgmt For For
1.3 Elect Director R. Cary Blair Mgmt For For
1.4 Elect Director John C. Blickle Mgmt For For
1.5 Elect Director Robert W. Briggs Mgmt For For
1.6 Elect Director Richard Colella Mgmt For For
1.7 Elect Director Gina D. France Mgmt For For
1.8 Elect Director Paul G. Greig Mgmt For For
1.9 Elect Director Terry L. Haines Mgmt For For
1.10 Elect Director J. Michael Hochschwender Mgmt For For
1.11 Elect Director Clifford J. Isroff Mgmt For For
1.12 Elect Director Philip A. Lloyd II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Approve Omnibus Stock Plan Mgmt For For
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MUV2 20-Apr-11 Germany D55535104 Annual
CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1a Receive Supervisory Board, Corporate Governance, and Mgmt
Remuneration Report for Fiscal 2010 (Non-Voting)
1b Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 6.25 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6 Elect Annika Falkengren to the Supervisory Board Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
9 Approve Employee Stock Purchase Plan; Approve Creation of Mgmt For For
EUR 10 Million Pool of Capital for Employee Stock Purchase
Plan
RWE AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RWE 20-Apr-11 Germany D6629K109 Annual 30-Mar-11
CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 3.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011 Mgmt For For
6 Ratify PricewaterhouseCoopers AG for the Inspection of the Mgmt For For
2011 Mid-Year Report
7a Elect Paul Achleitner to the Supervisory Board Mgmt For For
7b Elect Carl-Ludwig von Boehm-Bezing to the Supervisory Board Mgmt For Against
7c Elect Roger Graef to the Supervisory Board Mgmt For For
7d Elect Frithjof Kuehn to the Supervisory Board Mgmt For Against
7e Elect Dagmar Muehlenfeld to the Supervisory Board Mgmt For Against
7f Elect Manfred Schneider to the Supervisory Board Mgmt For Against
7g Elect Ekkehard Schulz to the Supervisory Board Mgmt For For
7h Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For
7i Elect Ullrich Sierau to the Supervisory Board Mgmt For Against
7j Elect Dieter Zetsche to the Supervisory Board Mgmt For For
8a Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8b Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
9 Amend Articles Re: Allow Dividends in Kind Mgmt For For
THE SHERWIN-WILLIAMS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SHW 20-Apr-11 USA 824348106 Annual 25-Feb-11
CUSIP: 824348106 ISIN: US8243481061 SEDOL: 2804211
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director A.F. Anton Mgmt For For
1.2 Elect Director J.C. Boland Mgmt For For
1.3 Elect Director C.M. Connor Mgmt For For
1.4 Elect Director D.F. Hodnik Mgmt For For
1.5 Elect Director T.G. Kadien Mgmt For For
1.6 Elect Director S.J. Kropf Mgmt For For
1.7 Elect Director G.E. McCullough Mgmt For For
1.8 Elect Director A.M. Mixon, III Mgmt For For
1.9 Elect Director C.E. Moll Mgmt For For
1.10 Elect Director R.K. Smucker Mgmt For For
1.11 Elect Director J.M. Stropki, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Permit Board to Amend Bylaws Without Shareholder Consent Mgmt For For
5 Ratify Auditors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
WOODSIDE PETROLEUM LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WPL 20-Apr-11 Australia 980228100 Annual 18-Apr-11
CUSIP: 980228100 ISIN: AU000000WPL2 SEDOL: 6979728
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
2(a) Elect Michael Chaney as a Director Mgmt For For
2(b) Elect David Ian McEvoy as a Director Mgmt For For
3 Approve the Remuneration Report Mgmt For For
4 Approve the Amendments to the Company's Constitution Mgmt For For
Shareholder Proposal Mgmt
5 Approve the Amendment to the Company's Constitution SH Against Against
Proposed by the Climate Advocacy Shareholder Group
ANGLO AMERICAN PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAL 21-Apr-11 United Kingdom G03764134 Annual 19-Apr-11
CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Elect Phuthuma Nhleko as Director Mgmt For For
4 Re-elect Cynthia Carroll as Director Mgmt For For
5 Re-elect David Challen as Director Mgmt For For
6 Re-elect Sir CK Chow as Director Mgmt For For
7 Re-elect Sir Philip Hampton as Director Mgmt For For
8 Re-elect Rene Medori as Director Mgmt For For
9 Re-elect Ray O'Rourke as Director Mgmt For For
10 Re-elect Sir John Parker as Director Mgmt For For
11 Re-elect Mamphela Ramphele as Director Mgmt For For
12 Re-elect Jack Thompson as Director Mgmt For For
13 Re-elect Peter Woicke as Director Mgmt For For
14 Reappoint Deloitte LLP as Auditors Mgmt For For
15 Authorise Board to Fix Remuneration of Auditors Mgmt For For
16 Approve Remuneration Report Mgmt For For
17 Approve Long-Term Incentive Plan Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise Market Purchase Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
CITIGROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
C 21-Apr-11 USA 172967101 Annual 22-Feb-11
CUSIP: 172967101 ISIN: US1729671016 SEDOL: 2297907
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alain J.P. Belda Mgmt For For
2 Elect Director Timothy C. Collins Mgmt For For
3 Elect Director Jerry A. Grundhofer Mgmt For For
4 Elect Director Robert L. Joss Mgmt For For
5 Elect Director Michael E. O'Neill Mgmt For For
6 Elect Director Vikram S. Pandit Mgmt For For
7 Elect Director Richard D. Parsons Mgmt For For
8 Elect Director Lawrence R. Ricciardi Mgmt For For
9 Elect Director Judith Rodin Mgmt For For
10 Elect Director Robert L. Ryan Mgmt For For
11 Elect Director Anthony M. Santomero Mgmt For For
12 Elect Director Diana L. Taylor Mgmt For For
13 Elect Director William S. Thompson, Jr. Mgmt For For
14 Elect Director Ernesto Zedillo Mgmt For For
15 Ratify Auditors Mgmt For For
16 Amend Omnibus Stock Plan Mgmt For Against
17 Approve Executive Incentive Bonus Plan Mgmt For For
18 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
19 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
20 Approve Reverse Stock Split Mgmt For For
21 Affirm Political Non-Partisanship SH Against Against
22 Report on Political Contributions SH Against Against
23 Report on Restoring Trust and Confidence in the Financial SH Against Against
System
24 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
25 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
LASALLE HOTEL PROPERTIES
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LHO 21-Apr-11 USA 517942108 Annual 09-Feb-11
CUSIP: 517942108 ISIN: US5179421087 SEDOL: 2240161
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael D. Barnello Mgmt For For
1.2 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
SCHNEIDER ELECTRIC SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SU 21-Apr-11 France F86921107 Annual/Special 18-Apr-11
CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 3.20 per Mgmt For For
Share
4 Acknowledge Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Ratify Appointment of Anand Mahindra as Supervisory Board Mgmt For For
Member
6 Elect Betsy Atkins as Supervisory Board Member Mgmt For For
7 Elect Jeong H. Kim as Supervisory Board Member Mgmt For For
8 Elect Dominique Senequier as Supervisory Board Member Mgmt For For
9 Approve Remuneration of Supervisory Board Members in the Mgmt For For
Aggregate Amount of EUR 1 Million
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
11 Amend Article 11 Re: Age Limit for Supervisory Board Mgmt For For
Members
12 Amend Article 16 of Bylaws Re: Censors Mgmt For For
13 Approve Reduction in Par Value from EUR 8 to EUR 4 and Mgmt For For
Amend Bylaws Accordingly
14 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
800 Million
15 Authorize Capitalization of Reserves for Bonus Issue or Mgmt For For
Increase in Par Value
16 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 217 Million
17 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capital Increase for Future Exchange Offers Mgmt For For
19 Approve Issuance of Shares Up to EUR 108 Million for a Mgmt For For
Private Placement
20 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
21 Authorize up to 0.03 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
22 Approve Employee Stock Purchase Plan Mgmt For For
23 Approve Employee Stock Purchase Plan Reserved for Mgmt For For
International Employees
24 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
25 Authorize Filing of Required Documents/Other Formalities Mgmt For For
SENSIENT TECHNOLOGIES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SXT 21-Apr-11 USA 81725T100 Annual 25-Feb-11
CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Hank Brown Mgmt For For
1.2 Elect Director Fergus M. Clydesdale Mgmt For For
1.3 Elect Director James A. D. Croft Mgmt For For
1.4 Elect Director William V. Hickey Mgmt For For
1.5 Elect Director Kenneth P. Manning Mgmt For For
1.6 Elect Director Peter M. Salmon Mgmt For For
1.7 Elect Director Elaine R. Wedral Mgmt For For
1.8 Elect Director Essie Whitelaw Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
SVB FINANCIAL GROUP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIVB 21-Apr-11 USA 78486Q101 Annual 22-Feb-11
CUSIP: 78486Q101 ISIN: US78486Q1013 SEDOL: 2808053
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Greg W. Becker Mgmt For For
1.2 Elect Director Eric A. Benhamou Mgmt For For
1.3 Elect Director David M. Clapper Mgmt For For
1.4 Elect Director Roger F. Dunbar Mgmt For For
1.5 Elect Director Joel P. Friedman Mgmt For For
1.6 Elect Director G. Felda Hardymon Mgmt For For
1.7 Elect Director Alex W. Hart Mgmt For For
1.8 Elect Director C. Richard Kramlich Mgmt For For
1.9 Elect Director Lata Krishnan Mgmt For For
1.10 Elect Director Kate D. Mitchell Mgmt For For
1.11 Elect Director John F. Robinson Mgmt For For
1.12 Elect Director Kyung H. Yoon Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Other Business Mgmt None Abstain
VIVENDI
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VIV 21-Apr-11 France F97982106 Annual/Special 18-Apr-11
CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
4 Approve Allocation of Income and Dividends of EUR 1.40 per Mgmt For For
Share
5 Reelect Jean Yves Charlier as Supervisory Board Member Mgmt For For
6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For
7 Reelect Pierre Rodocanachi as Supervisory Board Member Mgmt For For
8 Appoint KPMG SA as Auditor Mgmt For For
9 Appoint KPMG Audit IS SAS as Alternate Auditor Mgmt For For
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
11 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
12 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan (New Shares)
13 Authorize up to 1 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
14 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
1.5 Billion
15 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1 Billion
16 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Under Items 14 and 15
17 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
18 Approve Employee Stock Purchase Plan Mgmt For For
19 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
20 Authorize Capitalization of Reserves of Up to EUR 1 Billion Mgmt For For
for Bonus Issue or Increase in Par Value
21 Add Article 10.6 to Bylaws Re: Censors Mgmt For For
22 Authorize Filing of Required Documents/Other Formalities Mgmt For For
SEABOARD CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SEB 25-Apr-11 USA 811543107 Annual 28-Feb-11
CUSIP: 811543107 ISIN: US8115431079 SEDOL: 2786687
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven J. Bresky Mgmt For Withhold
1.2 Elect Director David A. Adamsen Mgmt For For
1.3 Elect Director Douglas W. Baena Mgmt For For
1.4 Elect Director Joseph E. Rodrigues Mgmt For For
1.5 Elect Director Edward I. Shifman, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
ANHEUSER-BUSCH INBEV SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 26-Apr-11 Belgium B6399C107 Annual/Special
CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual and Special Meeting Mgmt
Special Meeting Mgmt
A1 Change Date of Annual Meeting Mgmt For For
A2 Amend Articles Re: Variable Remuneration Mgmt For Against
A3a Approve Condition Precedent Mgmt For For
A3b Amend Article 24 Re: Shareholder Rights Act Mgmt For For
A3c Amend Article 25 Re: Shareholder Rights Act Mgmt For For
A3d Amend Article 26bis Re: Shareholder Rights Act Mgmt For For
A3e Amend Article 28 Re: Shareholder Rights Act Mgmt For For
A3f Amend Article 30 Re: Shareholder Rights Act Mgmt For For
A3g Delete Article36bis Mgmt For For
A4a Receive Special Board Report Mgmt
A4b Receive Special Auditor Report Mgmt
A4c Eliminate Preemptive Rights Re: Item A4d Mgmt For Against
A4d Approve Issuance of Stock Options for Board Members Mgmt For Against
A4e Amend Articles to Reflect Changes in Capital Mgmt For Against
A4f Approve Deviation from Belgian Company Law Provision Re: Mgmt For Against
Stock Options to Independent Directors
A4g Authorize Implementation of Approved Resolutions and Filing Mgmt For Against
of Required Documents/Formalities at Trade Registry
Annual Meeting Mgmt
B1 Receive Directors' Report (Non-Voting) Mgmt
B2 Receive Auditors' Report (Non-Voting) Mgmt
B3 Receive Consolidated Financial Statements and Statutory Mgmt
Reports (Non-Voting)
B4 Approve Financial Statements, Allocation of Income, and Mgmt For For
Dividends of EUR 0.80 per Share
B5 Approve Discharge of Directors Mgmt For For
B6 Approve Discharge of Auditors Mgmt For For
B7 Receive Information on Resignation of Arnoud de Pret, Jean- Mgmt
Luc Dehaene, and August Busch IV as Director
B8a Elect Stefan Descheemaecker as Director Mgmt For Against
B8b Elect Paul Cornet de Ways Ruartas Director Mgmt For Against
B8c Reelect Kees Storm as Independent Director Mgmt For For
B8d Reelect Peter Harf as Independent Director Mgmt For For
B8e Elect Olivier Goudet as Independent Director Mgmt For For
B9a Approve Remuneration Report Mgmt For Against
B9b Approve Omnibus Stock Plan Mgmt For Against
B10a Approve Change-of-Control Clause Re : Updated EMTN Mgmt For For
Program
B10b Approve Change-of-Control Clause Re : US Dollar Notes Mgmt For For
B10c Approve Change-of-Control Clause Re : Notes Issued under Mgmt For For
Anheuser-Busch InBev's Shelf Registration Statement
B10d Approve Change-of-Control Clause Re : CAD Dollar Notes Mgmt For For
C1 Authorize Implementation of Approved Resolutions and Filing Mgmt For For
of Required Documents/Formalities at Trade Registry
CENTENE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNC 26-Apr-11 USA 15135B101 Annual 25-Feb-11
CUSIP: 15135B101 ISIN: US15135B1017 SEDOL: 2807061
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael F. Neidorff Mgmt For For
1.2 Elect Director Richard A. Gephardt Mgmt For For
1.3 Elect Director John R. Roberts Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Other Business Mgmt
COMMUNITY TRUST BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CTBI 26-Apr-11 USA 204149108 Annual 28-Feb-11
CUSIP: 204149108 ISIN: US2041491083 SEDOL: 2706470
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Charles J. Baird Mgmt For For
1.2 Elect Director Nick Carter Mgmt For For
1.3 Elect Director Nick A. Cooley Mgmt For For
1.4 Elect Director Jean R. Hale Mgmt For For
1.5 Elect Director James E. McGhee II Mgmt For For
1.6 Elect Director M. Lynn Parrish Mgmt For For
1.7 Elect Director James R. Ramsey Mgmt For For
1.8 Elect Director Anthony W. St. Charles Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IBM 26-Apr-11 USA 459200101 Annual 25-Feb-11
CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director A. J. P. Belda Mgmt For For
2 Elect Director W. R. Brody Mgmt For For
3 Elect Director K. I. Chenault Mgmt For For
4 Elect Director M. L. Eskew Mgmt For For
5 Elect Director S. A. Jackson Mgmt For For
6 Elect Director A. N. Liveris Mgmt For For
7 Elect Director W. J. McNerney, Jr. Mgmt For For
8 Elect Director J. W. Owens Mgmt For For
9 Elect Director S. J. Palmisano Mgmt For For
10 Elect Director J. E. Spero Mgmt For For
11 Elect Director S. Taurel Mgmt For For
12 Elect Director L. H. Zambrano Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
16 Provide for Cumulative Voting SH Against Against
17 Report on Political Contributions SH Against Against
18 Report on Lobbying Expenses SH Against Against
ROLLINS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ROL 26-Apr-11 USA 775711104 Annual 04-Mar-11
CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Randall Rollins Mgmt For For
1.2 Elect Director James B. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
RPC, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RES 26-Apr-11 USA 749660106 Annual 04-Mar-11
CUSIP: 749660106 ISIN: US7496601060 SEDOL: 2719456
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Randall Rollins Mgmt For Withhold
1.2 Elect Director Henry B. Tippie Mgmt For For
1.3 Elect Director James B. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For Against
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SIMPSON MANUFACTURING CO., INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SSD 26-Apr-11 USA 829073105 Annual 01-Mar-11
CUSIP: 829073105 ISIN: US8290731053 SEDOL: 2809250
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Earl F. Cheit Mgmt For For
1.2 Elect Director Thomas J. Fitzayers Mgmt For For
1.3 Elect Director Barry Lawson Williams Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
UMB FINANCIAL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UMBF 26-Apr-11 USA 902788108 Annual 03-Mar-11
CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kevin C. Gallagher Mgmt For For
1.2 Elect Director Greg M. Graves Mgmt For For
1.3 Elect Director Paul Uhlmann III Mgmt For For
1.4 Elect Director Thomas J. Wood III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Amend Omnibus Stock Plan Mgmt For For
6 Declassify the Board of Directors SH Against For
AXA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CS 27-Apr-11 France F06106102 Annual/Special 20-Apr-11
CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Treatment of Losses and Dividends of EUR 0.69 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions and Approve New Transaction
5 Reelect Jean-Martin Folz as Director Mgmt For For
6 Reelect Giuseppe Mussari as Director Mgmt For For
7 Elect Marcus Schenck as Director Mgmt For For
8 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For Against
Capital
Extraordinary Business Mgmt
9 Authorize Capitalization of Reserves of Up to EUR 1 Billion Mgmt For For
for Bonus Issue or Increase in Par Value
10 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
2 Billion
11 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1 Billion
12 Approve Issuance of Shares up to 20 Percent of Issued Mgmt For For
Capital Per Year for a Private Placement, up to EUR 1 Billiion
13 Authorize Board to Set Issue Price for 10 Percent Per Year of Mgmt For For
Issued Capital Pursuant to Issue Authority without
Preemptive Rights under Items 11 and 12
14 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote under Items 10 to 13 and 17
15 Authorize Capital Increase of Up to EUR 1 Billion for Future Mgmt For For
Exchange Offers
16 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
17 Authorize Issuance of Equity upon Conversion of a Mgmt For For
Subsidiary's Equity-Linked Securities for Up to EUR 1 Billion
18 Approve Issuance of Securities Convertible into Debt up to an Mgmt For For
Aggregate Nominal Amount of EUR 2 Billion
19 Approve Employee Stock Purchase Plan Mgmt For For
20 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
21 Authorize up to 2 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
22 Authorize up to 1 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
23 Authorize up to 0.4 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
24 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
25 Amend Article 23 of Bylaws to Comply with New Legislation Mgmt For For
Re: General Meetings
26 Authorize Filing of Required Documents/Other Formalities Mgmt For For
BARCLAYS PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BARC 27-Apr-11 United Kingdom G08036124 Annual 25-Apr-11
CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Alison Carnwath as Director Mgmt For For
4 Elect Dambisa Moyo as Director Mgmt For For
5 Re-elect Marcus Agius as Director Mgmt For For
6 Re-elect David Booth as Director Mgmt For For
7 Re-elect Sir Richard Broadbent as Director Mgmt For For
8 Re-elect Fulvio Conti as Director Mgmt For For
9 Re-elect Robert Diamond Jr as Director Mgmt For For
10 Re-elect Simon Fraser as Director Mgmt For For
11 Re-elect Reuben Jeffery III as Director Mgmt For For
12 Re-elect Sir Andrew Likierman as Director Mgmt For For
13 Re-elect Chris Lucas as Director Mgmt For For
14 Re-elect Sir Michael Rake as Director Mgmt For For
15 Re-elect Sir John Sunderland as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Approve EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For
23 Approve Long-Term Incentive Plan Mgmt For For
24 Amend Group Share Value Plan Mgmt For For
E. I. DU PONT DE NEMOURS AND COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DD 27-Apr-11 USA 263534109 Annual 02-Mar-11
CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard H. Brown Mgmt For For
2 Elect Director Robert A. Brown Mgmt For For
3 Elect Director Bertrand P. Collomb Mgmt For For
4 Elect Director Curtis J. Crawford Mgmt For For
5 Elect Director Alexander M. Cutler Mgmt For For
6 Elect Director Eleuthere I. du Pont Mgmt For For
7 Elect Director Marillyn A. Hewson Mgmt For For
8 Elect Director Lois D. Juliber Mgmt For For
9 Elect Director Ellen J. Kullman Mgmt For For
10 Elect Director William K. Reilly Mgmt For For
11 Ratify Auditors Mgmt For For
12 Amend Omnibus Stock Plan Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
16 Report on Genetically Engineered Seed SH Against Against
17 Report on Pay Disparity SH Against Against
EATON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ETN 27-Apr-11 USA 278058102 Annual 28-Feb-11
CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director George S. Barrett Mgmt For For
2 Elect Director Todd M. Bluedorn Mgmt For For
3 Elect Director Ned C. Lautenbach Mgmt For For
4 Elect Director Gregory R. Page Mgmt For For
5 Declassify the Board of Directors Mgmt For For
6 Eliminate Cumulative Voting Mgmt For For
7 Ratify Auditors Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
GENERAL ELECTRIC COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GE 27-Apr-11 USA 369604103 Annual 28-Feb-11
CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director W. Geoffrey Beattie Mgmt For For
2 Elect Director James I. Cash, Jr. Mgmt For For
3 Elect Director Ann M. Fudge Mgmt For For
4 Elect Director Susan Hockfield Mgmt For For
5 Elect Director Jeffrey R. Immelt Mgmt For For
6 Elect Director Andrea Jung Mgmt For For
7 Elect Director Alan G. Lafley Mgmt For For
8 Elect Director Robert W. Lane Mgmt For For
9 Elect Director Ralph S. Larsen Mgmt For For
10 Elect Director Rochelle B. Lazarus Mgmt For For
11 Elect Director James J. Mulva Mgmt For For
12 Elect Director Sam Nunn Mgmt For For
13 Elect Director Roger S. Penske Mgmt For For
14 Elect Director Robert J. Swieringa Mgmt For For
15 Elect Director James S. Tisch Mgmt For For
16 Elect Director Douglas A. Warner III Mgmt For For
17 Ratify Auditors Mgmt For For
18 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
19 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
20 Provide for Cumulative Voting SH Against Against
21 Performance-Based Equity Awards SH Against Against
22 Withdraw Stock Options Granted to Executive Officers SH Against Against
23 Report on Climate Change Business Risk SH Against Against
24 Report on Animal Testing and Plans for Reduction SH Against Against
PLATINUM UNDERWRITERS HOLDINGS, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PTP 27-Apr-11 Bermuda G7127P100 Annual 11-Mar-11
CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Dan R. Carmichael as Director Mgmt For For
1.2 Elect A. John Hass as Director Mgmt For For
1.3 Elect Antony P.D. Lancaster as Director Mgmt For For
1.4 Elect Edmund R. Megna as Director Mgmt For For
1.5 Elect Michael D. Price as Director Mgmt For For
1.6 Elect James P. Slattery as Director Mgmt For For
1.7 Elect Christopher J. Steffen as Director Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify KPMG as Auditors Mgmt For For
THE COCA-COLA COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KO 27-Apr-11 USA 191216100 Annual 28-Feb-11
CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Herbert A. Allen Mgmt For For
2 Elect Director Ronald W. Allen Mgmt For For
3 Elect Director Howard G. Buffett Mgmt For For
4 Elect Director Barry Diller Mgmt For For
5 Elect Director Evan G. Greenberg Mgmt For For
6 Elect Director Alexis M. Herman Mgmt For For
7 Elect Director Muhtar Kent Mgmt For For
8 Elect Director Donald R. Keough Mgmt For For
9 Elect Director Maria Elena Lagomasino Mgmt For For
10 Elect Director Donald F. McHenry Mgmt For For
11 Elect Director Sam Nunn Mgmt For For
12 Elect Director James D. Robinson III Mgmt For For
13 Elect Director Peter V. Ueberroth Mgmt For For
14 Elect Director Jacob Wallenberg Mgmt For For
15 Elect Director James B. Williams Mgmt For For
16 Ratify Auditors Mgmt For For
17 Amend Executive Incentive Bonus Plan Mgmt For For
18 Amend Restricted Stock Plan Mgmt For For
19 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
20 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
21 Publish Report on Chemical Bisphenol-A (BPA) SH Against For
UNICREDIT SPA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UCG 27-Apr-11 Italy T95132105 Annual/Special 14-Apr-11
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Elect Director Mgmt For Against
4 Approve Remuneration of Board Committee Members Mgmt For For
5 Approve Remuneration of Auditors Mgmt For For
6 Approve Remuneration for the Representative of Holders of Mgmt For For
Saving Shares
7 Amend Regulations on General Meetings Mgmt For For
8 Approve Remuneration Report Mgmt For For
9 Approve Equity Compensation Plans Mgmt For Against
10 Approve Group Employees Share Ownership Plan 2011 Mgmt For For
Extraordinary Business Mgmt
1 Amend Company Bylaws Mgmt For For
2 Approve Issuance of 206 Million Shares Reserved for Stock Mgmt For Against
Grant Plans
3 Approve Issuance of 68 Million Shares Reserved for Stock Mgmt For Against
Grant Plans
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMMD 28-Apr-11 USA 02744M108 Annual 15-Mar-11
CUSIP: 02744M108 ISIN: US02744M1080 SEDOL: 2619998
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard B. Emmitt Mgmt For For
1.2 Elect Director Christopher H. Porter Mgmt For For
1.3 Elect Director D. Verne Sharma Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
AMERICAN REPROGRAPHICS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARC 28-Apr-11 USA 029263100 Annual 10-Mar-11
CUSIP: 029263100 ISIN: US0292631001 SEDOL: B03F0G7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kumarakulasingam Suriyakumar Mgmt For For
1.2 Elect Director Thomas J. Formolo Mgmt For For
1.3 Elect Director Dewitt Kerry McCluggage Mgmt For For
1.4 Elect Director James F. McNulty Mgmt For For
1.5 Elect Director Mark W. Mealy Mgmt For For
1.6 Elect Director Manuel Perez de la Mesa Mgmt For For
1.7 Elect Director Eriberto R. Scocimara Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Approve Omnibus Stock Plan Mgmt For For
ASTRAZENECA PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AZNl 28-Apr-11 United Kingdom G0593M107 Annual 26-Apr-11
CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For
Second Interim Dividend
3 Reappoint KPMG Audit plc as Auditors Mgmt For For
4 Authorise Board to Fix Remuneration of Auditors Mgmt For For
5(a) Re-elect Louis Schweitzer as Director Mgmt For For
5(b) Re-elect David Brennan as Director Mgmt For For
5(c) Re-elect Simon Lowth as Director Mgmt For For
5(d) Elect Bruce Burlington as Director Mgmt For For
5(e) Re-elect Jean-Philippe Courtois as Director Mgmt For For
5(f) Re-elect Michele Hooper as Director Mgmt For For
5(g) Re-elect Rudy Markham as Director Mgmt For For
5(h) Re-elect Nancy Rothwell as Director Mgmt For For
5(i) Elect Shriti Vadera as Director Mgmt For For
5(j) Re-elect John Varley as Director Mgmt For For
5(k) Re-elect Marcus Wallenberg as Director Mgmt For For
6 Approve Remuneration Report Mgmt For For
7 Authorise EU Political Donations and Expenditure Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
BRITISH AMERICAN TOBACCO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BATS 28-Apr-11 United Kingdom G1510J102 Annual 26-Apr-11
CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
5 Authorise Board to Fix Remuneration of Auditors Mgmt For For
6 Re-elect Richard Burrows as Director Mgmt For For
7 Re-elect Karen de Segundo as Director Mgmt For For
8 Re-elect Nicandro Durante as Director Mgmt For For
9 Re-elect Robert Lerwill as Director Mgmt For For
10 Re-elect Christine Morin-Postel as Director Mgmt For For
11 Re-elect Gerry Murphy as Director Mgmt For For
12 Re-elect Anthony Ruys as Director Mgmt For For
13 Re-elect Sir Nicholas Scheele as Director Mgmt For For
14 Re-elect Ben Stevens as Director Mgmt For For
15 Elect John Daly as Director Mgmt For For
16 Elect Kieran Poynter as Director Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Amend Long Term Incentive Plan Mgmt For Against
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
CORNING INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GLW 28-Apr-11 USA 219350105 Annual 24-Feb-11
CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John Seely Brown Mgmt For Against
2 Elect Director John A. Canning, Jr. Mgmt For For
3 Elect Director Gordon Gund Mgmt For Against
4 Elect Director Kurt M. Landgraf Mgmt For For
5 Elect Director H. Onno Ruding Mgmt For For
6 Elect Director Glenn F. Tilton Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Ratify Auditors Mgmt For For
10 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
DANONE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BN 28-Apr-11 France F12033134 Annual/Special 21-Apr-11
CUSIP: F12033134 ISIN: FR0000120644 SEDOL: B1Y9TB3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 1.30 per Mgmt For For
Share
4 Ratify Appointment of Yoshihiro Kawabata as Director Mgmt For For
5 Reelect Bruno Bonnell as Director Mgmt For For
6 Reelect Bernard Hours as Director Mgmt For Against
7 Reelect Yoshihiro Kawabata as Director Mgmt For Against
8 Reelect Jacques Vincent as Director Mgmt For Against
9 Elect Isabelle Seillier as Director Mgmt For Against
10 Elect Jean-Michel Severino as Director Mgmt For For
11 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
12 Approve Agreement with Bernard Hours Mgmt For For
13 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
14 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
56.5 Million
15 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 37.8 Million
16 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
17 Authorize Capital Increase of Up to EUR 24 Million for Future Mgmt For For
Exchange Offers
18 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
19 Authorize Capitalization of Reserves of Up to EUR 41.6 Mgmt For For
Million for Bonus Issue or Increase in Par Value
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
22 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ERESEARCH TECHNOLOGY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ERT 28-Apr-11 USA 29481V108 Annual 02-Mar-11
CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joel Morganroth Mgmt For For
1.2 Elect Director Stephen S. Phillips Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt None One Year
H & M HENNES & MAURITZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HMB 28-Apr-11 Sweden W41422101 Annual 20-Apr-11
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Sven Unger as Chairman of Meeting Mgmt For For
3 Receive President's Report; Allow Questions Mgmt
4 Prepare and Approve List of Shareholders Mgmt For For
5 Approve Agenda of Meeting Mgmt For For
6 Designate Inspector(s) of Minutes of Meeting Mgmt For For
7 Acknowledge Proper Convening of Meeting Mgmt For For
8a Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Auditor's Report on Application of
Guidelines for Remuneration for Executive Management
8b Receive Auditor's and Auditing Committee's Reports Mgmt
8c Receive Chairman's Report About Board Work Mgmt
8d Receive Report of the Chairman of the Nominating Committee Mgmt
9a Approve Financial Statements and Statutory Reports Mgmt For For
9b Approve Allocation of Income and Dividends of SEK 9.50 per Mgmt For For
Share
9c Approve Discharge of Board and President Mgmt For For
10 Determine Number of Members (8) and Deputy Members (0) Mgmt For For
of Board
11 Approve Remuneration of Directors in the Amount of SEK Mgmt For For
1.35 Million for Chairman, and SEK 450,000 for Other
Members; Approve Remuneration for Committe Work;
Approve Remuneration of Auditors
12 Reelect Mia Livfors, Anders Dahlvig, Lottie Knutson, Sussi Mgmt For Against
Kvart, Bo Lundquist, Stefan Persson (Chairman), Melker
Schorling, and Christian Sievert as Directors
13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Mgmt For Against
Andersson, and Anders Oscarsson as Members of
Nominating Committee
14 Amend Articles of Association to Comply with the New Mgmt For For
Swedish Companies Act
15 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
16 Close Meeting Mgmt
JOHNSON & JOHNSON
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JNJ 28-Apr-11 USA 478160104 Annual 01-Mar-11
CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mary Sue Coleman Mgmt For For
2 Elect Director James G. Cullen Mgmt For For
3 Elect Director Ian E.L. Davis Mgmt For For
4 Elect Director Michael M.e. Johns Mgmt For For
5 Elect Director Susan L. Lindquist Mgmt For For
6 Elect Director Anne M. Mulcahy Mgmt For For
7 Elect Director Leo F. Mullin Mgmt For For
8 Elect Director William D. Perez Mgmt For For
9 Elect Director Charles Prince Mgmt For For
10 Elect Director David Satcher Mgmt For For
11 Elect Director William C. Weldon Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Adopt Policy to Restrain Pharmaceutical Price Increases SH Against Against
16 Amend EEO Policy to Prohibit Discrimination Based on SH Against Against
Applicant's Health Status
17 Adopt Animal-Free Training Methods SH Against Against
NATIONAL INTERSTATE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NATL 28-Apr-11 USA 63654U100 Annual 28-Feb-11
CUSIP: 63654U100 ISIN: US63654U1007 SEDOL: B05Q284
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joseph E. (Jeff) Consolino Mgmt For For
1.2 Elect Director Theodore H. Elliott, Jr. Mgmt For For
1.3 Elect Director Gary J. Gruber Mgmt For Withhold
1.4 Elect Director Donald D. Larson Mgmt For Withhold
1.5 Elect Director David W. Michelson Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
PFIZER INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PFE 28-Apr-11 USA 717081103 Annual 01-Mar-11
CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Dennis A. Ausiello Mgmt For Against
2 Elect Director Michael S. Brown Mgmt For Against
3 Elect Director M. Anthony Burns Mgmt For Against
4 Elect Director W. Don Cornwell Mgmt For For
5 Elect Director Frances D. Fergusson Mgmt For For
6 Elect Director William H. Gray III Mgmt For Against
7 Elect Director Constance J. Horner Mgmt For Against
8 Elect Director James M. Kilts Mgmt For For
9 Elect Director George A. Lorch Mgmt For For
10 Elect Director John P. Mascotte Mgmt For Against
11 Elect Director Suzanne Nora Johnson Mgmt For For
12 Elect Director Ian C. Read Mgmt For For
13 Elect Director Stephen W. Sanger Mgmt For Against
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
17 Publish Political Contributions SH Against Against
18 Report on Public Policy Advocacy Process SH Against Against
19 Adopt Policy to Restrain Pharmaceutical Price Increases SH Against Against
20 Provide Right to Act by Written Consent SH Against For
21 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
22 Report on Animal Testing and Plans for Reduction SH Against Against
POLARIS INDUSTRIES INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PII 28-Apr-11 USA 731068102 Annual 28-Feb-11
CUSIP: 731068102 ISIN: US7310681025 SEDOL: 2692933
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Director Gary E. Hendrickson Mgmt For For
1.2 Director John R. Menard Mgmt For For
1.3 Director R.M. Schreck Mgmt For For
1.4 Director William Grant Van Dyke Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SIGNATURE BANK
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SBNY 28-Apr-11 USA 82669G104 Annual 01-Mar-11
CUSIP: 82669G104 ISIN: US82669G1040 SEDOL: B00JQL9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Scott A. Shay Mgmt For For
1.2 Elect Director Joseph J. Depaolo Mgmt For For
1.3 Elect Director Alfred B. Delbello Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
TREEHOUSE FOODS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
THS 28-Apr-11 USA 89469A104 Annual 07-Mar-11
CUSIP: 89469A104 ISIN: US89469A1043 SEDOL: B095X84
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ann M. Sardini Mgmt For For
1.2 Elect Director Dennis F. O'Brien Mgmt For For
1.3 Elect Director Sam K. Reed Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide Right to Call Special Meeting Mgmt For For
4 Reduce Supermajority Vote Requirement Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WEBSTER FINANCIAL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WBS 28-Apr-11 USA 947890109 Annual 28-Feb-11
CUSIP: 947890109 ISIN: US9478901096 SEDOL: 2945143
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John J. Crawford Mgmt For For
1.2 Elect Director C. Michael Jacobi Mgmt For For
1.3 Elect Director Karen R. Osar Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
5 Declassify the Board of Directors SH Against For
WESTAMERICA BANCORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WABC 28-Apr-11 USA 957090103 Annual 28-Feb-11
CUSIP: 957090103 ISIN: US9570901036 SEDOL: 2950374
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director E. Allen Mgmt For For
1.2 Elect Director L. Bartolini Mgmt For For
1.3 Elect Director E.j. Bowler Mgmt For For
1.4 Elect Director A. Latno, Jr. Mgmt For For
1.5 Elect Director P. Lynch Mgmt For For
1.6 Elect Director C. Macmillan Mgmt For For
1.7 Elect Director R. Nelson Mgmt For For
1.8 Elect Director D. Payne Mgmt For For
1.9 Elect Director E. Sylvester Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
ABBOTT LABORATORIES
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ABT 29-Apr-11 USA 002824100 Annual 02-Mar-11
CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert J. Alpern Mgmt For For
1.2 Elect Director Roxanne S. Austin Mgmt For For
1.3 Elect Director W. James Farrell Mgmt For For
1.4 Elect Director H. Laurance Fuller Mgmt For For
1.5 Elect Director Edward M. Liddy Mgmt For For
1.6 Elect Director Phebe N. Novakovic Mgmt For For
1.7 Elect Director William A. Osborn Mgmt For For
1.8 Elect Director Samuel C. Scott III Mgmt For For
1.9 Elect Director Glenn F. Tilton Mgmt For For
1.10 Elect Director Miles D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Adopt Policy on Pharmaceutical Price Restraint SH Against Against
AMERICAN CAPITAL, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACAS 29-Apr-11 USA 02503Y103 Annual 04-Mar-11
CUSIP: 02503Y103 ISIN: US02503Y1038 SEDOL: 2101990
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Driector Mary C. Baskin Mgmt For For
2 Elect Driector Neil M. Hahl Mgmt For For
3 Elect Driector Philip R. Harper Mgmt For For
4 Elect Driector John A. Koskinen Mgmt For For
5 Elect Driector Stan Lundine Mgmt For For
6 Elect Driector Kenneth D. Peterson Mgmt For For
7 Elect Driector Alvin N. Puryear Mgmt For For
8 Elect Driector Malon Wilkus Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
11 Ratify Auditors Mgmt For For
AT&T INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
T 29-Apr-11 USA 00206R102 Annual 01-Mar-11
CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Randall L. Stephenson Mgmt For For
2 Elect Director Gilbert F. Amelio Mgmt For For
3 Elect Director Reuben V. Anderson Mgmt For For
4 Elect Director James H. Blanchard Mgmt For For
5 Elect Director Jaime Chico Pardo Mgmt For For
6 Elect Director James P. Kelly Mgmt For For
7 Elect Director Jon C. Madonna Mgmt For For
8 Elect Director Lynn M. Martin Mgmt For For
9 Elect Director John B. McCoy Mgmt For For
10 Elect Director Joyce M. Roche Mgmt For For
11 Elect Director Matthew K. Rose Mgmt For For
12 Elect Director Laura D Andrea Tyson Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Report on Political Contributions SH Against Against
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Provide Right to Act by Written Consent SH Against For
BAYER AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAYN 29-Apr-11 Germany D0712D163 Annual
CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports; Appove Mgmt For For
Allocation of Income and Dividends of EUR 1.50 per Share
for Fiscal 2010
2 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
4 Amend Articles Re: Length of Supervisory Board Member Mgmt For For
Term
5 Approve Spin-Off and Takeover Agreement with Bayer Real Mgmt For For
Estate GmbH
6 Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 Mgmt For For
CLECO CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNL 29-Apr-11 USA 12561W105 Annual 01-Mar-11
CUSIP: 12561W105 ISIN: US12561W1053 SEDOL: 2182445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William L. Marks Mgmt For For
1.2 Elect Director Robert T. Ratcliff, Sr. Mgmt For For
1.3 Elect Director Peter M. Scott III Mgmt For For
1.4 Elect Director William H.walker, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Eliminate Cumulative Voting and Declassify the Board Mgmt For For
6 Eliminate Cumulative Voting Mgmt For For
ENEL SPA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ENEL 29-Apr-11 Italy T3679P115 Annual/Special 18-Apr-11
CUSIP: T3679P115 ISIN: IT0003128367 SEDOL: 7144569
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Fix Number of Directors Mgmt For For
4 Fix Directors' Term Mgmt For For
Elect Directors (Bundled) - Choose One of the Following Mgmt
Slates
5.1 Slate Submitted by the Italian Ministry of Economy and Mgmt None Do Not Vote
Finance
5.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt None For
6 Elect Chairman of the Board of Directors Mgmt For For
7 Approve Remuneration of Directors Mgmt For Against
8 Approve Auditors and Authorize Board to Fix Their Mgmt For For
Remuneration
Extraordinary Business Mgmt
1 Amend Company Bylaws Mgmt For For
ENI SPA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ENI 29-Apr-11 Italy T3643A145 Annual 18-Apr-11
CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Fix Number of Directors Mgmt For For
4 Fix Directors' Term Mgmt For For
Elect Directors (Bundled) - Vote Only for One of the Mgmt
Following Slates
5.1 Slate Submitted by the Ministry of Economics and Finance Mgmt None Do Not Vote
5.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt None For
6 Elect Chairman of the Board of Directors Mgmt For For
7 Approve Remuneration of Directors Mgmt For Against
Appoint Internal Statutory Auditors - Vote Only for One of Mgmt
the Following Slates
8.1 Slate Submitted by the Ministry of Economics and Finance Mgmt None Against
8.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt None For
9 Appoint Internal Statutory Auditors' Chairman Mgmt For For
10 Approve Internal Auditors' Remuneration Mgmt For For
11 Approve Compensation of the Judicial Officer of Corte dei Mgmt For For
Conti Responsible for Eni's Financial Control
OWENS & MINOR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OMI 29-Apr-11 USA 690732102 Annual 08-Mar-11
CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director A. Marshall Acuff, Jr. Mgmt For For
1.2 Elect Director J. Alfred Broaddus, Jr. Mgmt For For
1.3 Elect Director Richard E. Fogg Mgmt For For
1.4 Elect Director John W. Gerdelman Mgmt For For
1.5 Elect Director Lemuel E. Lewis Mgmt For For
1.6 Elect Director G. Gilmer Minor, III Mgmt For For
1.7 Elect Director Eddie N. Moore, Jr. Mgmt For For
1.8 Elect Director Peter S. Redding Mgmt For For
1.9 Elect Director James E. Rogers Mgmt For For
1.10 Elect Director Robert C. Sledd Mgmt For For
1.11 Elect Director Craig R. Smith Mgmt For For
1.12 Director Anne Marie Whittemore Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BERKSHIRE HATHAWAY INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRK.B 30-Apr-11 USA 084670702 Annual 02-Mar-11
CUSIP: 084670108 ISIN: US0846707026 SEDOL: 2073390
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Warren E. Buffett Mgmt For For
1.2 Elect Director Charles T. Munger Mgmt For For
1.3 Elect Director Howard G. Buffett Mgmt For For
1.4 Elect Director Stephen B. Burke Mgmt For For
1.5 Elect Director Susan L. Decker Mgmt For For
1.6 Elect Director William H. Gates III Mgmt For For
1.7 Elect Director David S. Gottesman Mgmt For For
1.8 Elect Director Charlotte Guyman Mgmt For For
1.9 Elect Director Donald R. Keough Mgmt For For
1.10 Elect Director Thomas S. Murphy Mgmt For For
1.11 Elect Director Ronald L. Olson Mgmt For For
1.12 Elect Director Walter Scott, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Adopt Quantitative GHG Goals for Products and Operations SH Against For
AMERICAN EXPRESS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AXP 02-May-11 USA 025816109 Annual 04-Mar-11
CUSIP: 025816109 ISIN: US0258161092 SEDOL: 2026082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Daniel F. Akerson Mgmt For For
1.2 Elect Director Charlene Barshefsky Mgmt For For
1.3 Elect Director Ursula M. Burns Mgmt For For
1.4 Elect Director Kenneth I. Chenault Mgmt For For
1.5 Elect Director Peter Chernin Mgmt For For
1.6 Elect Director Theodore J. Leonsis Mgmt For For
1.7 Director Jan Leschly Mgmt For For
1.8 Director Richard C. Levin Mgmt For For
1.9 Director Richard A. McGinn Mgmt For For
1.10 Director Edward D. Miller Mgmt For For
1.11 Director Steven S. Reinemund Mgmt For For
1.12 Director Robert D. Walter Mgmt For For
1.13 Director Ronald A. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Provide for Cumulative Voting SH Against Against
6 Amend Bylaws-- Call Special Meetings SH Against For
CBL & ASSOCIATES PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBL 02-May-11 USA 124830100 Annual 04-Mar-11
CUSIP: 124830100 ISIN: US1248301004 SEDOL: 2167475
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Charles B. Lebovitz Mgmt For For
1.2 Elect Director Gary L. Bryenton Mgmt For For
1.3 Elect Director Gary J. Nay Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
5 Declassify the Board of Directors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
EQUITY ONE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQY 02-May-11 USA 294752100 Annual 07-Mar-11
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Noam Ben-Ozer Mgmt For For
1.2 Elect Director James S. Cassel Mgmt For For
1.3 Elect Director Cynthia R. Cohen Mgmt For For
1.4 Elect Director David Fischel Mgmt For For
1.5 Elect Director Neil Flanzraich Mgmt For For
1.6 Elect Director Nathan Hetz Mgmt For For
1.7 Elect Director Chaim Katzman Mgmt For For
1.8 Elect Director Peter Linneman Mgmt For For
1.9 Elect Director Jeffrey S. Olson Mgmt For For
1.10 Elect Director Dori Segal Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Amend Omnibus Stock Plan Mgmt For Against
GDF SUEZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSZ 02-May-11 France F42768105 Annual/Special 27-Apr-11
CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 1.50 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Albert Frere as Director Mgmt For For
7 Reelect Edmond Alphandery as Director Mgmt For For
8 Reelect Aldo Cardoso as Director Mgmt For For
9 Reelect Rene Carron as Director Mgmt For For
10 Reelect Thierry de Rudder as Director Mgmt For For
11 Elect Francoise Malrieu as Director Mgmt For For
12 Ratify Change of Registered Office to 1 place Samuel de Mgmt For For
Champlain, 92400 Courbevoie, and Amend Bylaws
Accordingly
Extraordinary Business Mgmt
13 Approve Employee Stock Purchase Plan Mgmt For For
14 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
15 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
16 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Shareholder Proposals Mgmt
A Approve Dividends of EUR 0.83 per Share SH Against Against
MKS INSTRUMENTS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MKSI 02-May-11 USA 55306N104 Annual 07-Mar-11
CUSIP: 55306N104 ISIN: US55306N1046 SEDOL: 2404871
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John R. Bertucci Mgmt For For
1.2 Elect Director Robert R. Anderson Mgmt For For
1.3 Elect Director Gregory R. Beecher Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
POTLATCH CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PCH 02-May-11 USA 737630103 Annual 21-Mar-11
CUSIP: 737630103 ISIN: US7376301039 SEDOL: B0XXJN1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Jerome C. Knoll Mgmt For For
2 Elect Director John S. Moody Mgmt For For
3 Elect Director Lawrence S. Peiros Mgmt For For
4 Ratify Auditors Mgmt For For
5 Amend Omnibus Stock Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
THE BOEING COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BA 02-May-11 USA 097023105 Annual 03-Mar-11
CUSIP: 097023105 ISIN: US0970231058 SEDOL: 2108601
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John E. Bryson Mgmt For For
2 Elect Director David L. Calhoun Mgmt For For
3 Elect Director Arthur D. Collins, Jr. Mgmt For For
4 Elect Director Linda Z. Cook Mgmt For For
5 Elect Director Kenneth M. Duberstein Mgmt For For
6 Elect Director Edmund P. Giambastiani, Jr. Mgmt For For
7 Elect Director Edward M. Liddy Mgmt For For
8 Elect Director John F. McDonnell Mgmt For For
9 Elect Director W. James McNerney, Jr. Mgmt For For
10 Elect Director Susan C. Schwab Mgmt For For
11 Elect Director Ronald A. Williams Mgmt For For
12 Elect Director Mike S. Zafirovski Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
15 Ratify Auditors Mgmt For For
16 Implement Third-Party Supply Chain Monitoring SH Against Against
17 Report on Political Contributions SH Against Against
18 Provide Right to Act by Written Consent SH Against For
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Require Independent Board Chairman SH Against Against
VINCI
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DG 02-May-11 France F5879X108 Annual/Special 27-Apr-11
CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.67 per Mgmt For For
Share
4 Reelect Pascale Sourisse as Director Mgmt For For
5 Reelect Robert Castaigne as Director Mgmt For For
6 Reelect Jean Bernard Levy as Director Mgmt For For
7 Elect Elisabeth Boyer as Representative of Employee Mgmt For For
Shareholders to the Board
8 Elect Gerard Duez as Representative of Employee Mgmt For Against
Shareholders to the Board
9 Elect Gerard Francon as Representative of Employee Mgmt For Against
Shareholders to the Board
10 Elect Bernard Klemm as Representative of Employee Mgmt For Against
Shareholders to the Board
11 Elect Bernard Chabalier as Representative of Employee Mgmt For Against
Shareholders to the Board
12 Elect Jean-Luc Lebouil as Representative of Employee Mgmt For Against
Shareholders to the Board
13 Elect Denis Marchal as Representative of Employee Mgmt For Against
Shareholders to the Board
14 Elect Rolland Sabatier as Representative of Employee Mgmt For Against
Shareholders to the Board
15 Elect Pascal Taccoen as Representative of Employee Mgmt For Against
Shareholders to the Board
16 Elect Cosimo Lupo as Representative of Employee Mgmt For Against
Shareholders to the Board
17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
18 Approve Transactions with a Related Parties Re: Financing of Mgmt For For
Prado Sud
Extraordinary Business Mgmt
19 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
20 Authorize Capitalization of Reserves for Bonus Issue or Mgmt For For
Increase in Par Value
21 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
300 Million
22 Authorize Issuance of Specific Convertible Bonds without Mgmt For For
Preemptive Rights Named OCEANE, up to an Aggregate
Nominal Amount EUR 150 Million
23 Approve Issuance of Convertible Bonds without Preemptive Mgmt For For
Rights Other than OCEANE, up to an Aggregate Nominal
Amount EUR 150 Million
24 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
25 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
26 Approve Employee Stock Purchase Plan Mgmt For For
27 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
28 Authorize up to 0.9 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
29 Authorize Filing of Required Documents/Other Formalities Mgmt For For
DELEK US HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DK 03-May-11 USA 246647101 Annual 10-Mar-11
CUSIP: 246647101 ISIN: US2466471016 SEDOL: B142DK9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Erza Uzi Yemin Mgmt For For
1.2 Elect Director Gabriel Last Mgmt For Withhold
1.3 Elect Director Asaf Bartfeld Mgmt For For
1.4 Elect Director Aharon Kacherginski Mgmt For For
1.5 Elect Director Shlomo Zohar Mgmt For For
1.6 Elect Director Carlos E. Jorda Mgmt For For
1.7 Elect Director Charles H. Leonard Mgmt For For
1.8 Elect Director Philip L. Maslowe Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
HOME PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HME 03-May-11 USA 437306103 Annual 08-Mar-11
CUSIP: 437306103 ISIN: US4373061039 SEDOL: 2414074
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen R. Blank Mgmt For For
1.2 Elect Director Alan L. Gosule Mgmt For For
1.3 Elect Director Leonard F. Helbig, III Mgmt For For
1.4 Elect Director Charles J. Koch Mgmt For For
1.5 Elect Director Thomas P. Lydon, Jr. Mgmt For For
1.6 Elect Director Edward J. Pettinella Mgmt For For
1.7 Elect Director Clifford W. Smith, Jr. Mgmt For For
1.8 Elect Director Amy L. Tait Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Omnibus Stock Plan Mgmt For Against
5 Ratify Auditors Mgmt For For
NOKIA CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 03-May-11 Finland X61873133 Annual 19-Apr-11
CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of Mgmt For For
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Prepare and Approve List of Shareholders Mgmt For For
6 Receive Financial Statements and Statutory Reports, the Mgmt
Board's Report, and the Auditor's Report; Receive Review by
the CEO
7 Accept Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.40 Per Mgmt For For
Share
9 Approve Discharge of Board and President Mgmt For For
10 Approve Remuneration of Directors in the Amount of EUR Mgmt For For
440,000 for Chairman, EUR 150,000 for Vice Chairman, and
EUR 130,000 for Other Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Eleven Mgmt For For
12 Reelect Bengt Holmstrom, Henning Kagermann, Per Karlsson, Mgmt For For
Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, and
Risto Siilasmaa as Directors; Elect Jouko Karvinen, Helge
Lund, Kari Stadigh, and Stephen Elop as New Directors
13 Approve Remuneration of Auditors Mgmt For For
14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For
15 Authorize Repurchase of up to 360 Million Issued Shares Mgmt For For
16 Approve Stock Option Plan for Key Employees; Approve Mgmt For For
Issuance of up to 35 Million Stock Options
17 Close Meeting Mgmt
PEABODY ENERGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BTU 03-May-11 USA 704549104 Annual 11-Mar-11
CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gregory H. Boyce Mgmt For For
1.2 Elect Director William A. Coley Mgmt For For
1.3 Elect Director William E. James Mgmt For For
1.4 Elect Director Robert B. Karn III Mgmt For For
1.5 Elect Director M. Frances Keeth Mgmt For For
1.6 Elect Director Henry E. Lentz Mgmt For For
1.7 Elect Director Robert A. Malone Mgmt For For
1.8 Elect Director William C. Rusnack Mgmt For For
1.9 Elect Director John F. Turner Mgmt For For
1.10 Elect Director Sandra A. Van Trease Mgmt For For
1.11 Elect Director Alan H. Washkowitz Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
5 Approve Omnibus Stock Plan Mgmt For For
RACKSPACE HOSTING, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RAX 03-May-11 USA 750086100 Annual 25-Mar-11
CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Graham Weston Mgmt For For
1.2 Elect Director Palmer Moe Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
THOMSON REUTERS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRI 03-May-11 Canada 884903105 Annual 15-Mar-11
CUSIP: 884903105 ISIN: CA8849031056 SEDOL: 2889371
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Thomson Mgmt For For
1.2 Elect Director W. Geoffrey Beattie Mgmt For For
1.3 Elect Director Thomas H. Glocer Mgmt For For
1.4 Elect Director Manvinder S. Banga Mgmt For For
1.5 Elect Director Mary Cirillo Mgmt For For
1.6 Elect Director Steven A. Denning Mgmt For For
1.7 Elect Director Lawton W. Fitt Mgmt For For
1.8 Elect Director Roger L. Martin Mgmt For For
1.9 Elect Director Sir Deryck Maughan Mgmt For For
1.10 Elect Director Ken Olisa Mgmt For For
1.11 Elect Director Vance K. Opperman Mgmt For For
1.12 Elect Director John M. Thompson Mgmt For For
1.13 Elect Director Peter J. Thomson Mgmt For For
1.14 Elect Director John A. Tory Mgmt For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Mgmt For For
Authorize Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation Approach Mgmt For For
UNDER ARMOUR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UA 03-May-11 USA 904311107 Annual 18-Feb-11
CUSIP: 904311107 ISIN: US9043111072 SEDOL: B0PZN11
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kevin A. Plank Mgmt For For
1.2 Elect Director Byron K. Adams, Jr. Mgmt For For
1.3 Elect Director Douglas E. Coltharp Mgmt For For
1.4 Elect Director Anthony W. Deering Mgmt For For
1.5 Elect Director A.B. Krongard Mgmt For For
1.6 Elect Director William R. McDermott Mgmt For For
1.7 Elect Director Harvey L. Sanders Mgmt For For
1.8 Elect Director T homas J. Sippel Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
WELLS FARGO & COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WFC 03-May-11 USA 949746101 Annual 04-Mar-11
CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Election Director John D. Baker II Mgmt For For
2 Election Director John S. Chen Mgmt For For
3 Election Director Lloyd H. Dean Mgmt For For
4 Election Director Susan E. Engel Mgmt For For
5 Election Director Enrique Hernandez, Jr. Mgmt For For
6 Election Director Donald M. James Mgmt For For
7 Election Director Mackey J. McDonald Mgmt For For
8 Election Director Cynthia H. Milligan Mgmt For For
9 Elect Director Nicholas G. Moore Mgmt For For
10 Elect Director Philip J. Quigley Mgmt For For
11 Elect Director Judith M. Runstad Mgmt For For
12 Elect Director Stephen W. Sanger Mgmt For For
13 Elect Director John G. Stumpf Mgmt For Against
14 Elect Director an G. Swenson Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
17 Ratify Auditors Mgmt For For
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Provide for Cumulative Voting SH Against Against
20 Require Independent Board Chairman SH Against For
21 Advisory Vote to Ratify Directors' Compensation SH Against Against
22 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
ADTRAN, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ADTN 04-May-11 USA 00738A106 Annual 10-Mar-11
CUSIP: 00738A106 ISIN: US00738A1060 SEDOL: 2052924
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas R. Stanton Mgmt For For
1.2 Elect Director H. Fenwick Huss Mgmt For For
1.3 Elect Director Ross K. Ireland Mgmt For For
1.4 Elect Director William L. Marks Mgmt For For
1.5 Elect Director James E. Matthews Mgmt For For
1.6 Elect Director Balan Nair Mgmt For For
1.7 Elect Director Roy J. Nichols Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt None One Year
4 Amend Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
ALLIANZ SE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALV 04-May-11 Germany D03080112 Annual
CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 4.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Elect Franz Heiss as Employee Representative to the Mgmt For For
Supervisory Board
6 Amend Articles Re: Remuneration of Supervisory Board Mgmt For For
7 Approve Affiliation Agreements with Allianz Global Investors Mgmt For For
AG
8 Approve Spin-Off and Takeover Agreement with Allianz Mgmt For For
Deutschland AG
ASSOCIATED ESTATES REALTY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AEC 04-May-11 USA 045604105 Annual 15-Mar-11
CUSIP: 045604105 ISIN: US0456041054 SEDOL: 2044396
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Albert T. Adams Mgmt For For
1.2 Elect Director James M. Delaney Mgmt For For
1.3 Elect Director Jeffrey I. Friedman Mgmt For For
1.4 Elect Director Michael E. Gibbons Mgmt For For
1.5 Elect Director Mark L. Milstein Mgmt For For
1.6 Elect Director James A. Schoff Mgmt For For
1.7 Elect Director Richard T. Schwarz Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BAE SYSTEMS PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BA. 04-May-11 United Kingdom G06940103 Annual 02-May-11
CUSIP: G06940103 ISIN: GB0002634946 SEDOL: 0263494
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Paul Anderson as Director Mgmt For For
5 Re-elect Michael Hartnall as Director Mgmt For For
6 Re-elect Linda Hudson as Director Mgmt For For
7 Re-elect Ian King as Director Mgmt For For
8 Re-elect Sir Peter Mason as Director Mgmt For For
9 Re-elect Richard Olver as Director Mgmt For For
10 Re-elect Roberto Quarta as Director Mgmt For For
11 Re-elect Nicholas Rose as Director Mgmt For For
12 Re-elect Carl Symon as Director Mgmt For For
13 Elect Harriet Green as Director Mgmt For For
14 Elect Peter Lynas as Director Mgmt For For
15 Elect Paula Rosput Reynolds as Director Mgmt For For
16 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
17 Authorise the Audit Committee to Fix Remuneration of Mgmt For For
Auditors
18 Authorise EU Political Donations and Expenditure Mgmt For For
19 Approve Restricted Share Plan 2011 Mgmt For Against
20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
22 Authorise Market Purchase Mgmt For For
23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
DANA HOLDING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAN 04-May-11 USA 235825205 Annual 07-Mar-11
CUSIP: 235825205 ISIN: US2358252052 SEDOL: B2PFJR3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John M. Devine Mgmt For For
1.2 Elect Director Terrence J. Keating Mgmt For For
1.3 Elect Director Joseph C. Muscari Mgmt For For
1.4 Elect Director Richard F. Wallman Mgmt For For
1.5 Elect Director Keith E. Wandell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
EMC CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EMC 04-May-11 USA 268648102 Annual 07-Mar-11
CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Michael W. Brown Mgmt For For
2 Elect Director Randolph L. Cowen Mgmt For For
3 Elect Director Michael J. Cronin Mgmt For For
4 Elect Director Gail Deegan Mgmt For Against
5 Elect Director James S. DiStasio Mgmt For For
6 Elect Director John R. Egan Mgmt For For
7 Elect Director Edmund F. Kelly Mgmt For For
8 Elect Director Windle B. Priem Mgmt For Against
9 Elect Director Paul Sagan Mgmt For For
10 Elect Director David N. Strohm Mgmt For Against
11 Elect Director Joseph M. Tucci Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Omnibus Stock Plan Mgmt For Against
14 Provide Right to Call Special Meeting Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
FRESH DEL MONTE PRODUCE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FDP 04-May-11 Cayman Islands G36738105 Annual 10-Mar-11
CUSIP: G36738105 ISIN: KYG367381053 SEDOL: 2118707
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1a Elect Michael J. Berthelot as Director Mgmt For For
1b Elect Madeleine L. Champion as Director Mgmt For For
1c Elect Elias K. Hebeka as Director Mgmt For For
2 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For
3 Ratify Ernst & Young LLP as Auditors Mgmt For For
4 Approve Dividends Mgmt For For
5 Approve Omnibus Stock Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
GENERAL DYNAMICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GD 04-May-11 USA 369550108 Annual 07-Mar-11
CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mary T. Barra Mgmt For For
2 Elect Director Nicholas D. Chabraja Mgmt For For
3 Elect Director James S. Crown Mgmt For For
4 Elect Director William P. Fricks Mgmt For For
5 Elect Director Jay L. Johnson Mgmt For For
6 Elect Director George A. Joulwan Mgmt For For
7 Elect Director Paul G. Kaminski Mgmt For For
8 Elect Director John M. Keane Mgmt For For
9 Elect Director Lester L. Lyles Mgmt For For
10 Elect Director William A. Osborn Mgmt For For
11 Elect Director Robert Walmsley Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
15 Review and Assess Human Rights Policies SH Against For
16 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
KAYDON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KDN 04-May-11 USA 486587108 Annual 08-Mar-11
CUSIP: 486587108 ISIN: US4865871085 SEDOL: 2485230
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mark A. Alexander Mgmt For For
1.2 Elect Director David A. Brandon Mgmt For For
1.3 Elect Director Patrick P. Coyne Mgmt For For
1.4 Elect Director William K. Gerber Mgmt For For
1.5 Elect Director Timothy J. O'Donovan Mgmt For For
1.6 Elect Director James O'Leary Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
L AIR LIQUIDE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AI 04-May-11 France F01764103 Annual/Special 29-Apr-11
CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.35 per Mgmt For For
Share
4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
5 Reelect Gerard de La Martiniere as Director Mgmt For For
6 Reelect Cornelis van Lede as Director Mgmt For For
7 Elect Sian Herbert-Jones as Director Mgmt For For
8 Approve Transaction with Air Liquide International, and Mgmt For For
Auditor's Special Report on This Transaction
9 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 800,000
Extraordinary Business Mgmt
10 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
11 Approve Spin-Off Agreement with Air Liquide France Industrie Mgmt For For
12 Approve Spin-Off Agreement with Air Liquide Advanced Mgmt For For
Technologies
13 Approve Spin-Off Agreement with Cryopal Mgmt For For
14 Approve Spin-Off Agreement with Air Liquide Engineering Mgmt For For
15 Approve Spin-Off Agreement with Air Liquide Services Mgmt For For
16 Authorize Board to Issue Free Warrants with Preemptive Mgmt For Against
Rights During a Public Tender Offer or Share Exchange Offer
17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
390 Million
18 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Under Item 17
19 Approve Employee Stock Purchase Plan Mgmt For For
20 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
Ordinary Business Mgmt
21 Authorize Filing of Required Documents/Other Formalities Mgmt For For
WINDSTREAM CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WIN 04-May-11 USA 97381W104 Annual 15-Mar-11
CUSIP: 97381W104 ISIN: US97381W1045 SEDOL: B180376
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol B. Armitage Mgmt For For
2 Elect Director Samuel E. Beall, III Mgmt For For
3 Elect Director Dennis E. Foster Mgmt For For
4 Elect Director Francis X. Frantz Mgmt For For
5 Elect Director Jeffery R. Gardner Mgmt For For
6 Elect Director Jeffrey T. Hinson Mgmt For For
7 Elect Director Judy K. Jones Mgmt For For
8 Elect Director William A. Montgomery Mgmt For For
9 Elect Director Alan L. Wells Mgmt For For
10 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
11 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
12 Ratify Auditors Mgmt For For
13 Provide for Cumulative Voting SH Against Against
14 Report on Political Contributions SH Against Against
XSTRATA PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
XTA 04-May-11 United Kingdom G9826T102 Annual 02-May-11
CUSIP: G9826T102 ISIN: GB0031411001 SEDOL: 3141100
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For Against
4 Re-elect Mick Davis as Director Mgmt For For
5 Re-elect Dr Con Fauconnier as Director Mgmt For For
6 Re-elect Ivan Glasenberg as Director Mgmt For For
7 Re-elect Peter Hooley as Director Mgmt For For
8 Re-elect Claude Lamoureux as Director Mgmt For For
9 Re-elect Trevor Reid as Director Mgmt For For
10 Re-elect Sir Steve Robson as Director Mgmt For For
11 Re-elect David Rough as Director Mgmt For For
12 Re-elect Ian Strachan as Director Mgmt For For
13 Re-elect Santiago Zaldumbide as Director Mgmt For For
14 Elect Sir John Bond as Director Mgmt For For
15 Elect Aristotelis Mistakidis as Director Mgmt For For
16 Elect Tor Peterson as Director Mgmt For For
17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For
Remuneration
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise the Company to Call EGM with Not Less Than 20 Mgmt For For
Clear Days' Notice
ACME PACKET, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
APKT 05-May-11 USA 004764106 Annual 15-Mar-11
CUSIP: 004764106 ISIN: US0047641065 SEDOL: B17WCB0
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gary J. Bowen Mgmt For For
1.2 Elect Director Robert C. Hower Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
AMERICAN CAMPUS COMMUNITIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACC 05-May-11 USA 024835100 Annual 14-Mar-11
CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William C. Bayless, Jr. Mgmt For For
1.2 Elect Director R.D. Burck Mgmt For For
1.3 Elect Director G. Steven Dawson Mgmt For For
1.4 Elect Director Cydney C. Donnell Mgmt For For
1.5 Elect Director Edward Lowenthal Mgmt For For
1.6 Elect Director Joseph M. Macchione Mgmt For For
1.7 Elect Director Winston W. Walker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
E.ON AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EOAN 05-May-11 Germany D24914133 Annual
CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6a Elect Denise Kingsmill to the Supervisory Board Mgmt For For
6b Elect Bard Mikkelsen to the Supervisory Board Mgmt For For
6c Elect Rene Obermann to the Supervisory Board Mgmt For For
7a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal Mgmt For For
2010
7b Ratify PriceWaterhouseCoopers AG as Auditors for the Mgmt For For
Inspection of the Abbreviated Financial Statements for the
First Half of Fiscal 2011
8 Approve Remuneration of Supervisory Board Mgmt For For
9a Approve Affiliation Agreement with E.ON Mgmt For For
Beteiligungsverwaltungs GmbH
9b Approve Affiliation Agreement with E.ON Energy Trading Mgmt For For
Holding GmbH
9c Approve Affiliation Agreement with E.ON Finanzanlagen Mgmt For For
GmbH
9d Approve Affiliation Agreement with E.ON Ruhrgas Holding Mgmt For For
GmbH
GAYLORD ENTERTAINMENT COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GET 05-May-11 USA 367905106 Annual 15-Mar-11
CUSIP: 367905106 ISIN: US3679051066 SEDOL: 2103576
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Glenn J. Angiolillo Mgmt For For
1.2 Elect Director Michael J. Bender Mgmt For For
1.3 Elect Director E. K. Gaylord II Mgmt For For
1.4 Elect Director Ralph Horn Mgmt For For
1.5 Elect Director David W. Johnson Mgmt For For
1.6 Elect Director Ellen Levine Mgmt For For
1.7 Elect Director Terrell T. Philen, Jr. Mgmt For For
1.8 Elect Director Robert S. Prather, Jr. Mgmt For For
1.9 Elect Director Colin V. Reed Mgmt For For
1.10 Elect Director Michael D. Rose Mgmt For For
1.11 Elect Director Michael I. Roth Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
GLAXOSMITHKLINE PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSK 05-May-11 United Kingdom G3910J112 Annual 03-May-11
CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Simon Dingemans as Director Mgmt For For
4 Elect Stacey Cartwright as Director Mgmt For For
5 Elect Judy Lewent as Director Mgmt For For
6 Re-elect Sir Christopher Gent as Director Mgmt For For
7 Re-elect Andrew Witty as Director Mgmt For For
8 Re-elect Sir Roy Anderson as Director Mgmt For For
9 Re-elect Dr Stephanie Burns as Director Mgmt For For
10 Re-elect Larry Culp as Director Mgmt For For
11 Re-elect Sir Crispin Davis as Director Mgmt For For
12 Re-elect Sir Deryck Maughan as Director Mgmt For For
13 Re-elect James Murdoch as Director Mgmt For For
14 Re-elect Dr Daniel Podolsky as Director Mgmt For For
15 Re-elect Dr Moncef Slaoui as Director Mgmt For For
16 Re-elect Tom de Swaan as Director Mgmt For For
17 Re-elect Sir Robert Wilson as Director Mgmt For For
18 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
19 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
23 Authorise Market Purchase Mgmt For For
24 Approve the Exemption from Statement of the Name of the Mgmt For For
Senior Statutory Auditor in Published Copies of the Auditors'
Reports
25 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
HEALTHSOUTH CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HLS 05-May-11 USA 421924309 Annual 08-Mar-11
CUSIP: 421924309 ISIN: US4219243098 SEDOL: B1G9B93
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Edward A. Blechschmidt Mgmt For For
1.2 Elect Director John W. Chidsey Mgmt For For
1.3 Elect Director Donald L. Correll Mgmt For For
1.4 Elect Director Yvonne M. Curl Mgmt For For
1.5 Elect Director Charles M. Elson Mgmt For For
1.6 Elect Director Jay Grinney Mgmt For For
1.7 Elect Director Jon F. Hanson Mgmt For For
1.8 Elect Director Leo I. Higdon, Jr. Mgmt For For
1.9 Elect Director John E. Maupin, Jr. Mgmt For For
1.10 Elect Director L. Edward Shaw, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Amend Omnibus Stock Plan Mgmt For For
HEXCEL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HXL 05-May-11 USA 428291108 Annual 15-Mar-11
CUSIP: 428291108 ISIN: US4282911084 SEDOL: 2416779
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joel S. Beckman Mgmt For For
1.2 Elect Director David E. Berges Mgmt For For
1.3 Elect Director Lynn Brubaker Mgmt For For
1.4 Elect Director Jeffrey C. Campbell Mgmt For For
1.5 Elect Director Sandra L. Derickson Mgmt For For
1.6 Elect Director W. Kim Foster Mgmt For For
1.7 Elect Director Thomas A. Gendron Mgmt For For
1.8 Elect Director Jeffrey A. Graves Mgmt For For
1.9 Elect Director David C. Hill Mgmt For For
1.10 Elect Director David L. Pugh Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
PUBLIC STORAGE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PSA 05-May-11 USA 74460D109 Annual 10-Mar-11
CUSIP: 74460D109 ISIN: US74460D1090 SEDOL: 2852533
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Trustee B. Wayne Hughes Mgmt For For
1.2 Elect Trustee Ronald L. Havner, Jr. Mgmt For For
1.3 Elect Trustee Tamara Hughes Gustavson Mgmt For For
1.4 Elect Trustee Uri P. Harkham Mgmt For For
1.5 Elect Trustee B. Wayne Hughes, Jr. Mgmt For For
1.6 Elect Trustee Avedick B. Poladian Mgmt For For
1.7 Elect Trustee Gary E. Pruitt Mgmt For For
1.8 Elect Trustee Ronald P. Spogli Mgmt For For
1.9 Elect Trustee Daniel C. Staton Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
RECKITT BENCKISER GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 05-May-11 United Kingdom G74079107 Annual 03-May-11
CUSIP: G74079107 ISIN: GB00B24CGK77 SEDOL: B24CGK7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Abstain
3 Approve Final Dividend Mgmt For For
4 Re-elect Adrian Bellamy as Director Mgmt For For
5 Re-elect Peter Harf as Director Mgmt For Abstain
6 Re-elect Bart Becht as Director Mgmt For For
7 Re-elect Graham Mackay as Director Mgmt For For
8 Elect Liz Doherty as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
15 Amend 2007 Senior Executives' Share Ownership Policy Plan, Mgmt For For
2007 Global Stock Profit Plan, 2007 Long-Term Incentive
Plan, 2007 US Savings-Related Share Option Plan and 2007
Savings Related Share Option Plan
RIO TINTO LTD. (FORMERLY CRA LTD.)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RIO 05-May-11 Australia Q81437107 Annual 03-May-11
CUSIP: Q81437107 ISIN: AU000000RIO1 SEDOL: 6220103
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proposals Mgmt
1 Accept the Financial Statements and Statutory Reports for Mgmt For For
the Year Ended Dec. 31, 2010
2 Approve the Remuneration Report for the Year Ended Dec. Mgmt For Against
31, 2010
3 Elect Tom Albanese as a Director Mgmt For For
4 Elect Robert Brown as a Director Mgmt For For
5 Elect Vivienne Cox as a Director Mgmt For For
6 Elect Jan du Plessis as a Director Mgmt For For
7 Elect Guy Elliott as a Director Mgmt For For
8 Elect Michael Fitzpatrick as a Director Mgmt For For
9 Elect Ann Godbehere as a Director Mgmt For For
10 Elect Richard Goodmanson as a Director Mgmt For For
11 Elect Andrew Gould as a Director Mgmt For For
12 Elect Lord Kerr as a Director Mgmt For For
13 Elect Paul Tellier as a Director Mgmt For For
14 Elect Sam Walsh as a Director Mgmt For For
Shareholder Proposal Mgmt
15 Elect Stephen Mayne as a Director SH Against Against
Management Proposals Mgmt
16 Approve the Reappointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of Rio Tinto plc and Authorize the Audit
Committee to Fix the Auditors' Remuneration
17 Approve the Amendments to Each of the Rio Tinto Ltd and Mgmt For For
Rio Tinto plc Performance Share Plan 2004
18 Approve the Renewal of the Off-Market and On-Market Share Mgmt For For
Buyback Authorities
SOTHEBY'S
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BID 05-May-11 USA 835898107 Annual 11-Mar-11
CUSIP: 835898107 ISIN: US8358981079 SEDOL: 2822406
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John M. Angelo Mgmt For For
2 Elect Director Michael Blakenham Mgmt For For
3 Elect Director The Duke Of Devonshire Mgmt For For
4 Elect Director Daniel Meyer Mgmt For For
5 Elect Director James Murdoch Mgmt For For
6 Elect Director Allen Questrom Mgmt For For
7 Elect Director William F. Ruprecht Mgmt For For
8 Elect Director Marsha Simms Mgmt For For
9 Elect Director Michael I. Sovern Mgmt For For
10 Elect Director Donald M. Stewart Mgmt For For
11 Elect Director Robert S. Taubman Mgmt For For
12 Elect Director Diana L. Taylor Mgmt For For
13 Elect Director Dennis M. Weibling Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
STANDARD CHARTERED PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
STAN 05-May-11 United Kingdom G84228157 Annual 03-May-11
CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For Abstain
4 Re-elect Steve Bertamini as Director Mgmt For For
5 Re-elect Jaspal Bindra as Director Mgmt For For
6 Re-elect Richard Delbridge as Director Mgmt For For
7 Re-elect Jamie Dundas as Director Mgmt For For
8 Re-elect Val Gooding as Director Mgmt For For
9 Re-elect Dr Han Seung-soo as Director Mgmt For For
10 Re-elect Simon Lowth as Director Mgmt For For
11 Re-elect Rudy Markham as Director Mgmt For For
12 Re-elect Ruth Markland as Director Mgmt For For
13 Re-elect Richard Meddings as Director Mgmt For For
14 Re-elect John Paynter as Director Mgmt For For
15 Re-elect John Peace as Director Mgmt For For
16 Re-elect Mike Rees as Director Mgmt For For
17 Re-elect Peter Sands as Director Mgmt For For
18 Re-elect Paul Skinner as Director Mgmt For For
19 Re-elect Oliver Stocken as Director Mgmt For For
20 Reappoint KPMG Audit plc as Auditors Mgmt For For
21 Authorise Board to Fix Remuneration of Auditors Mgmt For For
22 Authorise EU Political Donations and Expenditure Mgmt For For
23 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
24 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
25 Approve 2011 Share Plan Mgmt For For
26 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
27 Authorise Market Purchase Mgmt For For
28 Authorise Market Purchase Mgmt For For
29 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
TOWER GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TWGP 05-May-11 USA 891777104 Annual 08-Mar-11
CUSIP: 891777104 ISIN: US8917771045 SEDOL: B03KNS5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael H. Lee Mgmt For For
1.2 Elect Director William W. Fox, Jr. Mgmt For For
1.3 Elect Director William A. Robbie Mgmt For For
1.4 Elect Director Steven W. Schuster Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
UNION PACIFIC CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UNP 05-May-11 USA 907818108 Annual 28-Feb-11
CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Andrew H. Card, Jr. Mgmt For For
1.2 Elect Director Erroll B. Davis, Jr. Mgmt For For
1.3 Elect Director Thomas J. Donohue Mgmt For For
1.4 Elect Director Archie W. Dunham Mgmt For For
1.5 Elect Director Judith Richards Hope Mgmt For For
1.6 Elect Director Charles C. Krulak Mgmt For For
1.7 Elect Director Michael R. McCarthy Mgmt For For
1.8 Elect Director Michael W. McConnell Mgmt For For
1.9 Elect Director Thomas F. McLarty III Mgmt For For
1.10 Elect Director Steven R. Rogel Mgmt For For
1.11 Elect Director Jose H. Villarreal Mgmt For For
1.12 Elect Director James R. Young Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5a Reduce Supermajority Vote Requirement Relating to Mgmt For For
Preference Rights of Preferred Stock
5b Reduce Supermajority Vote Requirement Relating to Removal Mgmt For For
of Directors
5c Reduce Supermajority Vote Requirement Relating to Mgmt For For
Amendments to Authorized Capital Stock
6 Require Independent Board Chairman SH Against Against
UNITED PARCEL SERVICE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UPS 05-May-11 USA 911312106 Annual 07-Mar-11
CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director F. Duane Ackerman Mgmt For For
2 Elect Director Michael J. Burns Mgmt For For
3 Elect Director D. Scott Davis Mgmt For For
4 Elect Director Stuart E. Eizenstat Mgmt For For
5 Elect Director Michael L. Eskew Mgmt For For
6 Elect Director William R. Johnson Mgmt For For
7 Elect Director Ann M. Livermore Mgmt For For
8 Elect Director Rudy H.P. Markham Mgmt For For
9 Elect Director Clark T. Randt, Jr. Mgmt For For
10 Elect Director John W. Thompson Mgmt For For
11 Elect Director Carol B. Tome Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
14 Ratify Auditors Mgmt For For
15 Other Business Mgmt For Abstain
VERIZON COMMUNICATIONS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VZ 05-May-11 USA 92343V104 Annual 07-Mar-11
CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard L. Carrion Mgmt For Against
2 Elect Director M. Frances Keeth Mgmt For For
3 Elect Director Robert W. Lane Mgmt For For
4 Elect Director Lowell C. Mcadam Mgmt For For
5 Elect Director Sandra O. Moose Mgmt For Against
6 Elect Director Joseph Neubauer Mgmt For For
7 Elect Director Donald T. Nicolaisen Mgmt For Against
8 Elect Director Clarence Otis, Jr. Mgmt For For
9 Elect Director Hugh B. Price Mgmt For Against
10 Elect Director Ivan G. Seidenberg Mgmt For For
11 Elect Director Rodney E. Slater Mgmt For Against
12 Elect Director John W. Snow Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Disclose Prior Government Service SH Against Against
17 Performance-Based Equity Awards SH Against Against
18 Restore or Provide for Cumulative Voting SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
BASF SE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAS 06-May-11 Germany D06216317 Annual
CUSIP: D06216101 ISIN: DE000BASF111 SEDOL: 5086577
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 2.20 per Mgmt For For
Share
3 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For
6 Elect Anke Schaeferkordt to the Supervisory Board Mgmt For For
7 Approve Remuneration of Audit Committee of the Mgmt For For
Supervisory Board
8 Approve Affiliation Agreement with Subsidiary Styrolution Mgmt For For
GmbH
9 Approve Affiliation Agreement with Subsidiary BASF US Mgmt For For
Verwaltung GmbH
OCCIDENTAL PETROLEUM CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OXY 06-May-11 USA 674599105 Annual 15-Mar-11
CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Spencer Abraham Mgmt For For
2 Elect Director Howard I. Atkins Mgmt For For
3 Elect Director Stephen I. Chazen Mgmt For For
4 Elect Director Edward P. Djerejian Mgmt For For
5 Elect Director John E. Feick Mgmt For For
6 Elect Director Margaret M. Foran Mgmt For For
7 Elect Director Carlos M. Gutierrez Mgmt For For
8 Elect Director Ray R. Irani Mgmt For For
9 Elect Director Avedick B. Poladian Mgmt For For
10 Elect Director Rodolfo Segovia Mgmt For For
11 Elect Director Aziz D. Syriani Mgmt For For
12 Elect Director Rosemary Tomich Mgmt For For
13 Elect Director Walter L. Weisman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt None One Year
17 Review Political Expenditures and Processes SH Against Against
18 Request Director Nominee with Environmental Qualifications SH Against Against
ROCKWOOD HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ROC 06-May-11 USA 774415103 Annual 16-Mar-11
CUSIP: 774415103 ISIN: US7744151033 SEDOL: B0GWF93
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Brian F. Carroll Mgmt For For
1.2 Elect Director Todd A. Fisher Mgmt For For
1.3 Elect Director Douglas L. Maine Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SANOFI AVENTIS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SAN 06-May-11 France F5548N101 Annual/Special 03-May-11
CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.5 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 1.5 Million
6 Ratify Appointment of Carole Piwnica as Director Mgmt For For
7 Elect Suet Fern Lee as Director Mgmt For For
8 Reelect Thierry Desmarest as Director Mgmt For For
9 Reelect Igor Landau as Director Mgmt For For
10 Reelect Gerard Van Kemmel as Director Mgmt For For
11 Reelect Serge Weinberg as Director Mgmt For For
12 Renew Appointment of PricewaterhouseCoopers Audit as Mgmt For For
Auditor
13 Appoint Yves Nicolas as Alternate Auditor Mgmt For For
14 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
15 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
1.3 Billion
16 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 520 Million
17 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
18 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capitalization of Reserves of up to EUR 500 Million Mgmt For For
for Bonus Issue or Increase in Par Value
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
22 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
23 Amend Article 11 of Bylaws Re: Board Size Mgmt For For
24 Amend Article 12 of Bylaws Re: Vice Chairman Age Limit Mgmt For For
25 Amend Article 19 of Bylaws to Comply with New Legislation Mgmt For For
Re: Shareholder Rights
26 Change Company Name to Sanofi and Amend Article 2 of Mgmt For For
Bylaws Accordingly
27 Authorize Filing of Required Documents/Other Formalities Mgmt For For
THE GOLDMAN SACHS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GS 06-May-11 USA 38141G104 Annual 07-Mar-11
CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lloyd C. Blankfein Mgmt For For
2 Elect Director John H. Bryan Mgmt For For
3 Elect Director Gary D. Cohn Mgmt For For
4 Elect Director Claes Dahlback Mgmt For For
5 Elect Director Stephen Friedman Mgmt For For
6 Elect Director William W. George Mgmt For For
7 Elect Director James A. Johnson Mgmt For For
8 Elect Director Lois D. Juliber Mgmt For For
9 Elect Director Lakshmi N. Mittal Mgmt For For
10 Elect Director James J. Schiro Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
14 Provide for Cumulative Voting SH Against Against
15 Amend Bylaws-- Call Special Meetings SH Against For
16 Stock Retention/Holding Period SH Against Against
17 Review Executive Compensation SH Against Against
18 Report on Climate Change Business Risks SH Against Against
19 Report on Political Contributions SH Against Against
CLEAN HARBORS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CLH 09-May-11 USA 184496107 Annual 28-Mar-11
CUSIP: 184496107 ISIN: US1844961078 SEDOL: 2202473
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Eugene Banucci Mgmt For For
1.2 Elect Director Edward G. Galante Mgmt For For
1.3 Elect Director John F. Kaslow Mgmt For For
1.4 Elect Director Thomas J. Shields Mgmt For For
2 Increase Authorized Common Stock and Reduce Authorized Mgmt For For
Preferred Stock
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
ING GROEP NV
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 09-May-11 Netherlands N4578E413 Annual 11-Apr-11
CUSIP: N4578E413 ISIN: NL0000303600 SEDOL: 7154182
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 Open Meeting Mgmt
2a Receive Report of Management Board (Non-Voting) Mgmt
2b Receive Report of Supervisory Board (Non-Voting) Mgmt
2c Adopt Financial Statements Mgmt For For
3 Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
4a Discuss Remuneration Report Mgmt
4b Approve Remuneration Report Containing Remuneration Mgmt For Against
Policy for Management Board Members
5a Discussion on Company's Corporate Governance Structure Mgmt
5b Increase Authorized Common Stock Mgmt For For
5c Amend Articles Re: Legislative Changes Mgmt For For
6 Discuss Corporate Responsibility Mgmt
7a Approve Discharge of Management Board Mgmt For For
7b Approve Discharge of Supervisory Board Mgmt For For
8 Reelect Koos Timmermans to Executive Board Mgmt For For
9a Reelect Peter Elverding to Supervisory Board Mgmt For For
9b Reelect Henk Breukink to Supervisory Board Mgmt For For
9c Elect Sjoerd van Keulen to Supervisory Board Mgmt For For
9d Elect Joost Kuiper to Supervisory Board Mgmt For For
9e Elect Luc Vandewalle to Supervisory Board Mgmt For For
10a Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Issued Capital and Restricting/Excluding Preemptive Rights
10b Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Issued Capital Plus in Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
11a Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
11b Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital in Connection with a Major Capital Restructuring
12 Any Other Businesss and Close Meeting Mgmt
ARCELORMITTAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 10-May-11 Luxembourg L0302D129 Annual
CUSIP: N/A ISIN: LU0323134006 SEDOL: B03XPL1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 Receive Board's and Auditor's Reports on Financial Mgmt
Statements for FY 2010
2 Accept Consolidated Financial Statements for FY 2010 Mgmt For For
3 Accept Financial Statements for FY 2010 Mgmt For For
4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For
Share
5 Approve Remuneration of Directors Mgmt For For
6 Approve Discharge of Directors Mgmt For For
7 Re-elect Lakshmi N. Mittal as Director Mgmt For For
8 Re-elect Antoine Spillmann as Director Mgmt For For
9 Re-elect Lewis B. Kaden as Director Mgmt For For
10 Re-elect HRH Prince Guillaume de Luxembourg as Director Mgmt For For
11 Elect Bruno Lafont as New Director Mgmt For For
12 Ratify Deloitte SA as Auditors Mgmt For For
13 Approve Restricted Share Unit Plan and Performance Share Mgmt For Against
Unit Plan
CAPELLA EDUCATION COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CPLA 10-May-11 USA 139594105 Annual 14-Mar-11
CUSIP: 139594105 ISIN: US1395941057 SEDOL: B0GWDP5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Kevin Gilligan Mgmt For For
1.2 Elect Director Mark N. Greene Mgmt For For
1.3 Elect Director Michael A. Linton Mgmt For For
1.4 Elect Director Michael L. Lomax Mgmt For For
1.5 Elect Director Jody G. Miller Mgmt For For
1.6 Elect Director Stephen G. Shank Mgmt For For
1.7 Elect Director Andrew M. Slavitt Mgmt For For
1.8 Elect Director David W. Smith Mgmt For For
1.9 Elect Director Jeffrey W. Taylor Mgmt For For
1.10 Elect Director Sandra E. Taylor Mgmt For For
1.11 Elect Director Darrell R. Tukua Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Executive Incentive Bonus Plan Mgmt For For
COEUR D'ALENE MINES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CDE 10-May-11 USA 192108504 Annual 21-Mar-11
CUSIP: 192108504 ISIN: US1921085049 SEDOL: 2208136
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director L. Michael Bogert Mgmt For For
1.2 Elect Director James J. Curran Mgmt For For
1.3 Elect Director Sebastian Edwards Mgmt For For
1.4 Elect Director Andrew Lundquist Mgmt For For
1.5 Elect Director Robert E. Mellor Mgmt For For
1.6 Elect Director John H. Robinson Mgmt For For
1.7 Elect Director J. Kenneth Thompson Mgmt For For
1.8 Elect Director Timothy R. Winterer Mgmt For For
1.9 Elect Director Dennis E. Wheeler Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
HOSPIRA, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSP 10-May-11 USA 441060100 Annual 14-Mar-11
CUSIP: 441060100 ISIN: US4410601003 SEDOL: B00PWV9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Irving W. Bailey, II Mgmt For For
2 Elect Director F. Michael Ball Mgmt For For
3 Elect Director Jacque J. Sokolov Mgmt For For
4 Reduce Supermajority Vote Requirement to Remove Mgmt For For
Directors for Cause
5 Reduce Supermajority Vote Requirement for By-law Mgmt For For
Amendments
6 Reduce Supermajority Vote Requirement for Certificate of Mgmt For For
Incorporation Amendments
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Ratify Auditors Mgmt For For
PENSKE AUTOMOTIVE GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PAG 10-May-11 USA 70959W103 Annual 16-Mar-11
CUSIP: 70959W103 ISIN: US70959W1036 SEDOL: 2943523
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John D. Barr Mgmt For For
1.2 Elect Director Michael R. Eisenson Mgmt For For
1.3 Elect Director Robert H. Kurnick, Jr. Mgmt For For
1.4 Elect Director William J. Lovejoy Mgmt For For
1.5 Elect Director Kimberly J. McWaters Mgmt For For
1.6 Elect Director Yoshimi Namba Mgmt For For
1.7 Elect Director Lucio A. Noto Mgmt For For
1.8 Elect Director Roger S. Penske Mgmt For For
1.9 Elect Director Richard J. Peters Mgmt For For
1.10 Elect Director Ronald G. Steinhart Mgmt For For
1.11 Elect Director H. Brian Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Other Business Mgmt For Abstain
TEJON RANCH CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRC 10-May-11 USA 879080109 Annual 11-Mar-11
CUSIP: 879080109 ISIN: US8790801091 SEDOL: 2880448
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John L. Goolsby Mgmt For For
1.2 Elect Director Norman Metcalfe Mgmt For For
1.3 Elect Director Kent G. Snyder Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
TRIMAS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRS 10-May-11 USA 896215209 Annual 14-Mar-11
CUSIP: 896215209 ISIN: US8962152091 SEDOL: B1XHRL4
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard M. Gabrys Mgmt For For
1.2 Elect Director Eugene A. Miller Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
BANK OF AMERICA CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAC 11-May-11 USA 060505104 Annual 16-Mar-11
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mukesh D. Ambani Mgmt For For
2 Elect Director Susan S. Bies Mgmt For For
3 Elect Director Frank P. Bramble, Sr. Mgmt For For
4 Elect Director Virgis W. Colbert Mgmt For For
5 Elect Director Charles K. Gifford Mgmt For For
6 Elect Director Charles O. Holliday, Jr. Mgmt For For
7 Elect Director D. Paul Jones, Jr. Mgmt For For
8 Elect Director Monica C. Lozano Mgmt For For
9 Elect Director Thomas J. May Mgmt For For
10 Elect Director Brian T. Moynihan Mgmt For For
11 Elect Director Donald E. Powell Mgmt For For
12 Elect Director Charles O. Rossotti Mgmt For For
13 Elect Director Robert W. Scully Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Ratify Auditors Mgmt For For
17 Disclose Prior Government Service SH Against Against
18 Provide Right to Act by Written Consent SH Against For
19 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
20 Report on Lobbying Expenses SH Against Against
21 Report on Collateral in Derivatives Trading SH Against Against
22 Restore or Provide for Cumulative Voting SH Against Against
23 Claw-back of Payments under Restatements SH Against Against
24 Prohibit Certain Relocation Benefits to Senior Executives SH Against Against
BERRY PETROLEUM COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRY 11-May-11 USA 085789105 Annual 14-Mar-11
CUSIP: 085789105 ISIN: US0857891057 SEDOL: 2094227
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Busch III Mgmt For For
1.2 Elect Director W. Bush Mgmt For For
1.3 Elect Director S. Cropper Mgmt For For
1.4 Elect Director J. Gaul Mgmt For For
1.5 Elect Director S. Hadden Mgmt For For
1.6 Elect Director R. Heinemann Mgmt For For
1.7 Elect Director T. Jamieson Mgmt For For
1.8 Elect Director J. Keller Mgmt For For
1.9 Elect Director M. Reddin Mgmt For For
1.10 Elect Director M. Young Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BNP PARIBAS SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BNP 11-May-11 France F1058Q238 Annual/Special 06-May-11
CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.10 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Jean Francois Lepetit as Director Mgmt For For
7 Reelect Helene Ploix as Director Mgmt For For
8 Reelect Baudouin Prot as Director Mgmt For Against
9 Reelect Daniela Weber Rey as Director Mgmt For For
10 Elect Fields Wicker Miurin as Director Mgmt For For
Extraordinary Business Mgmt
11 Approve Merger by Absorption of Banque de Bretagne Mgmt For For
12 Approve Merger by Absorption of BNP Paribas International Mgmt For For
BV
13 Approve Merger by Absorption of Cerenicim Mgmt For For
14 Approve Merger by Absorption of SAS Noria Mgmt For For
15 Authorize up to 1.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
16 Authorize up to 3 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
17 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
18 Authorize Filing of Required Documents/Other Formalities Mgmt For For
COMCAST CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CMCSA 11-May-11 USA 20030N101 Annual 08-Mar-11
CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director S. Decker Anstrom Mgmt For For
1.2 Elect Director Kenneth J. Bacon Mgmt For For
1.3 Elect Director Sheldon M. Bonovitz Mgmt For For
1.4 Elect Director Edward D. Breen Mgmt For For
1.5 Elect Director Joseph J. Collins Mgmt For For
1.6 Elect Director J. Michael Cook Mgmt For For
1.7 Elect Director Gerald L. Hassell Mgmt For For
1.8 Elect Director Jeffrey A. Honickman Mgmt For For
1.9 Elect Director Eduardo G. Mestre Mgmt For For
1.10 Elect Director Brian L. Roberts Mgmt For For
1.11 Elect Director Ralph J. Roberts Mgmt For For
1.12 Elect Director Judith Rodin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Nonqualified Employee Stock Purchase Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For For
5 Amend Stock Option Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
8 Provide for Cumulative Voting SH Against Against
9 Require Independent Board Chairman SH Against Against
CONOCOPHILLIPS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COP 11-May-11 USA 20825C104 Annual 14-Mar-11
CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard L. Armitage Mgmt For For
2 Elect Director Richard H. Auchinleck Mgmt For For
3 Elect Director James E. Copeland, Jr. Mgmt For For
4 Elect Director Kenneth M. Duberstein Mgmt For For
5 Elect Director Ruth R. Harkin Mgmt For For
6 Elect Director Harold W. McGraw III Mgmt For For
7 Elect Director James J. Mulva Mgmt For For
8 Elect Director Robert A. Niblock Mgmt For For
9 Elect Director Harald J. Norvik Mgmt For For
10 Elect Director William K. Reilly Mgmt For For
11 Elect Director Victoria J. Tschinkel Mgmt For For
12 Elect Director Kathryn C. Turner Mgmt For For
13 Elect Director William E. Wade, Jr. Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt None One Year
17 Approve Omnibus Stock Plan Mgmt For For
18 Amend EEO Policy to Prohibit Discrimination based on SH Against For
Gender Identity
19 Report on Political Contributions SH Against Against
20 Report on Lobbying Expenses SH Against Against
21 Report on Accident Risk Reduction Efforts SH Against Against
22 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against
Impacts
23 Adopt Quantitative GHG Goals for Products and Operations SH Against For
24 Report on Financial Risks of Climate Change SH Against Against
25 Report on Environmental Impact of Oil Sands Operations in SH Against Against
Canada
CVS CAREMARK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CVS 11-May-11 USA 126650100 Annual 15-Mar-11
CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Edwin M. Banks Mgmt For Against
2 Elect Director C. David Brown II Mgmt For Against
3 Elect Director David W. Dorman Mgmt For Against
4 Elect Director Anne M. Finucane Mgmt For Against
5 Elect Director Kristen Gibney Williams Mgmt For For
6 Elect Director Marian L. Heard Mgmt For Against
7 Elect Director Larry J. Merlo Mgmt For For
8 Elect Director Jean-Pierre Millon Mgmt For For
9 Elect Director Terrence Murray Mgmt For For
10 Elect Director C.A. Lance Piccolo Mgmt For Against
11 Elect Director Richard J. Swift Mgmt For For
12 Elect Director Tony L. White Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Report on Political Contributions SH Against Against
17 Provide Right to Act by Written Consent SH Against For
DRIL-QUIP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DRQ 11-May-11 USA 262037104 Annual 25-Mar-11
CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Mike Walker Mgmt For For
1.2 Elect Director John V. Lovoi Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
ENTERTAINMENT PROPERTIES TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EPR 11-May-11 USA 29380T105 Annual 14-Feb-11
CUSIP: 29380T105 ISIN: US29380T1051 SEDOL: 2126937
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Brain Mgmt For For
1.2 Elect Director Robert Druten Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
EQUITY LIFESTYLE PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ELS 11-May-11 USA 29472R108 Annual 04-Mar-11
CUSIP: 29472R108 ISIN: US29472R1086 SEDOL: 2563125
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Philip C. Calian Mgmt For For
1.2 Elect Director David J. Contis Mgmt For For
1.3 Elect Director Thomas E. Dobrowski Mgmt For For
1.4 Elect Director Thomas P. Heneghan Mgmt For For
1.5 Elect Director Sheli Z. Rosenberg Mgmt For For
1.6 Elect Director Howard Walker Mgmt For For
1.7 Elect Director Gary L. Waterman Mgmt For For
1.8 Elect Director Samuel Zell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
HELIX ENERGY SOLUTIONS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HLX 11-May-11 USA 42330P107 Annual 18-Mar-11
CUSIP: 42330P107 ISIN: US42330P1075 SEDOL: 2037062
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nancy K. Quinn Mgmt For For
1.2 Elect Director William L. Transier Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
METALS USA HOLDINGS CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MUSA 11-May-11 USA 59132A104 Annual 28-Mar-11
CUSIP: 59132A104 ISIN: US59132A1043 SEDOL: B5921X1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Larry K. Powers Mgmt For For
1.2 Elect Director Mark A. Slaven Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
PHILIP MORRIS INTERNATIONAL INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PM 11-May-11 USA 718172109 Annual 15-Mar-11
CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Harold Brown Mgmt For For
2 Elect Director Mathis Cabiallavetta Mgmt For For
3 Elect Director Louis C. Camilleri Mgmt For For
4 Elect Director J. Dudley Fishburn Mgmt For For
5 Elect Director Jennifer Li Mgmt For For
6 Elect Director Graham Mackay Mgmt For For
7 Elect Director Sergio Marchionne Mgmt For For
8 Elect Director Lucio A. Noto Mgmt For For
9 Elect Director Carlos Slim Helu Mgmt For For
10 Elect Director Stephen M. Wolf Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Report on Effect of Marketing Practices on the Poor SH Against Against
15 Require Independent Board Chairman SH Against Against
THE WARNACO GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WRC 11-May-11 USA 934390402 Annual 31-Mar-11
CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David A. Bell Mgmt For For
2 Elect Director Robert A. Bowman Mgmt For For
3 Elect Director Richard Karl Goeltz Mgmt For For
4 Elect Director Joseph R. Gromek Mgmt For For
5 Elect Director Sheila A. Hopkins Mgmt For For
6 Elect Director Charles R. Perrin Mgmt For For
7 Elect Director Nancy A. Reardon Mgmt For For
8 Elect Director Donald L. Seeley Mgmt For For
9 Elect Director Cheryl Nido Turpin Mgmt For For
10 Ratify Auditors Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
UNILEVER PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ULVR 11-May-11 United Kingdom G92087165 Annual 09-May-11
CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Paul Polman as Director Mgmt For For
4 Re-elect Jean-Marc Huet as Director Mgmt For For
5 Re-elect Louise Fresco as Director Mgmt For For
6 Re-elect Ann Fudge as Director Mgmt For For
7 Re-elect Charles Golden as Director Mgmt For For
8 Re-elect Byron Grote as Director Mgmt For For
9 Re-elect Hixonia Nyasulu as Director Mgmt For For
10 Re-elect Sir Malcolm Rifkind as Director Mgmt For For
11 Re-elect Kees Storm as Director Mgmt For For
12 Re-elect Michael Treschow as Director Mgmt For For
13 Re-elect Paul Walsh as Director Mgmt For For
14 Elect Sunil Bharti Mittal as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
22 Amend Articles of Association Mgmt For For
WATTS WATER TECHNOLOGIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WTS 11-May-11 USA 942749102 Annual 16-Mar-11
CUSIP: 942749102 ISIN: US9427491025 SEDOL: 2943620
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert L. Ayers Mgmt For For
1.2 Elect Director Kennett F. Burnes Mgmt For For
1.3 Elect Director Richard J. Cathcart Mgmt For For
1.4 Elect Director David J. Coghlan Mgmt For For
1.5 Elect Director Ralph E. Jackson, Jr. Mgmt For For
1.6 Elect Director John K. McGillicuddy Mgmt For For
1.7 Elect Director Merilee Raines Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
AMERIGROUP CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AGP 12-May-11 USA 03073T102 Annual 16-Mar-11
CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Directors James G. Carlson Mgmt For For
1.2 Elect Directors Jeffrey B. Child Mgmt For For
1.3 Elect Directors Richard D. Shirk Mgmt For For
1.4 Elect Directors John W. Snow Mgmt For For
1.5 Elect Directors Adm. Joseph W. Prueher Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
ANIXTER INTERNATIONAL INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AXE 12-May-11 USA 035290105 Annual 18-Mar-11
CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lord James Blyth Mgmt For For
1.2 Elect Director Frederic F. Brace Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Robert J. Eck Mgmt For For
1.5 Elect Director Robert W. Grubbs Mgmt For For
1.6 Elect Director F. Philip Handy Mgmt For For
1.7 Elect Director Melvyn N. Klein Mgmt For For
1.8 Elect Director George Munoz Mgmt For For
1.9 Elect Director Stuart M. Sloan Mgmt For For
1.10 Elect Director Matthew Zell Mgmt For For
1.11 Elect Director Samuel Zell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
BG GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BG. 12-May-11 United Kingdom G1245Z108 Annual 10-May-11
CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Elect Fabio Barbosa as Director Mgmt For For
5 Elect Caio Koch-Weser as Director Mgmt For For
6 Elect Patrick Thomas as Director Mgmt For For
7 Re-elect Peter Backhouse as Director Mgmt For For
8 Re-elect Frank Chapman as Director Mgmt For For
9 Re-elect Baroness Hogg as Director Mgmt For For
10 Re-elect Dr John Hood as Director Mgmt For For
11 Re-elect Martin Houston as Director Mgmt For For
12 Re-elect Sir David Manning as Director Mgmt For For
13 Re-elect Mark Seligman as Director Mgmt For For
14 Re-elect Philippe Varin as Director Mgmt For For
15 Re-elect Sir Robert Wilson as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
17 Authorise the Audit Committee to Fix Remuneration of Mgmt For For
Auditors
18 Authorise EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
BILL BARRETT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BBG 12-May-11 USA 06846N104 Annual 14-Mar-11
CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Fredrick J. Barrett Mgmt For For
1.2 Elect Director Jim W. Mogg Mgmt For Withhold
1.3 Elect Director Michael E. Wiley Mgmt For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Reduce Supermajority Vote Requirement SH Against For
BRUKER CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRKR 12-May-11 USA 116794108 Annual 31-Mar-11
CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen W. Fesik Mgmt For For
1.2 Elect Director Dirk D. Laukien Mgmt For For
1.3 Elect Director Richard M. Stein Mgmt For For
1.4 Elect Director Charles F. Wagner, Jr. Mgmt For For
1.5 Elect Director Bernhard Wangler Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CBIZ, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBZ 12-May-11 USA 124805102 Annual 25-Mar-11
CUSIP: 124805102 ISIN: US1248051021 SEDOL: 2730781
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Joseph S. DiMartino Mgmt For For
2 Elect Director Richard C. Rochon Mgmt For For
3 Elect Director Donald V. Weir Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Amend Omnibus Stock Plan Mgmt For For
8 Amend Qualified Employee Stock Purchase Plan Mgmt For For
9 Authorize New Class of Preferred Stock Mgmt For Against
10 Other Business Mgmt For Abstain
CINEMARK HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNK 12-May-11 USA 17243V102 Annual 24-Mar-11
CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven P. Rosenberg Mgmt For For
1.2 Elect Director Enrique F. Senior Mgmt For For
1.3 Elect Director Donald G. Soderquist Mgmt For For
1.4 Elect Director Roger T. Staubach Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
DEUTSCHE TELEKOM AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DTE 12-May-11 Germany D2035M136 Annual
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.70 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Postpone Discharge of Supervisory Board Member Klaus Mgmt For For
Zumwinkel for Fiscal 2008
5 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
6 Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8 Reelect Hubertus von Gruenberg to the Supervisory Board Mgmt For For
9 Reelect Bernhard Walter to the Supervisory Board Mgmt For For
10 Amend Affiliation Agreement with Subsidiary T-Systems Mgmt For For
International GmbH
11 Amend Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeFleetServices GmbH
12 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DFMG Holding GmbH
13 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeAssekuranz (Deutsche TelekomAssekuranz-
Vermittlungsgesellschaft mbH)
14 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Vivento Customer Services GmbH
15 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Vivento Technical Services GmbH
16 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Deutsche Telekom Accounting GmbH
17 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Deutsche Telekom Training GmbH
18 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Norma Telekommunikationsdienste GmbH
19 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeAsia Holding GmbH
20 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Traviata Telekommunikationsdienste GmbH
21 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Scout24 Holding GmbH
22 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
T-Mobile Worldwide Holding GmbH
23 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Telekom Deutschland GmbH
24 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
MagyarCom Holding GmbH
25 Amend Corporate Purpose Mgmt For For
26 Approve Settlement Agreement Between Deutsche Telekom Mgmt For For
AG and Former Management Board Member Kai Ricke
27 Approve Settlement Agreement Between Deutsche Telekom Mgmt For For
AG and Former Supervisory Board Member Klaus Zumwinkel
FORD MOTOR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
F 12-May-11 USA 345370860 Annual 16-Mar-11
CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Stephen G. Butler Mgmt For For
2 Elect Director Kimberly A. Casiano Mgmt For For
3 Elect Director Anthony F. Earley, Jr. Mgmt For For
4 Elect Director Edsel B. Ford II Mgmt For For
5 Elect Director William Clay Ford, Jr. Mgmt For For
6 Elect Director Richard A. Gephardt Mgmt For For
7 Elect Director James H. Hance, Jr. Mgmt For For
8 Elect Director Irvine O. Hockaday, Jr. Mgmt For For
9 Elect Director Richard A. Manoogian Mgmt For For
10 Elect Director Ellen R. Marram Mgmt For For
11 Elect Director Alan Mulally Mgmt For For
12 Elect Director Homer A. Neal Mgmt For For
13 Elect Director Gerald L. Shaheen Mgmt For For
14 Elect Director John L. Thornton Mgmt For For
15 Ratify Auditors Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
18 Publish Political Contributions SH Against Against
19 Approve Recapitalization Plan for all Stock to have One-vote SH Against Against
per Share
20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
GENTIVA HEALTH SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GTIV 12-May-11 USA 37247A102 Annual 15-Mar-11
CUSIP: 37247A102 ISIN: US37247A1025 SEDOL: 2561022
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert S. Forman, Jr. Mgmt For For
1.2 Elect Director Victor F. Ganzi Mgmt For For
1.3 Elect Director Philip R. Lochner, Jr. Mgmt For For
1.4 Elect Director Ronald A. Malone Mgmt For For
1.5 Elect Director Stuart Olsten Mgmt For For
1.6 Elect Director Sheldon M. Retchin Mgmt For For
1.7 Elect Director Tony Strange Mgmt For For
1.8 Elect Director Raymond S. Troubh Mgmt For For
1.9 Elect Director Rodney D. Windley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Amend Omnibus Stock Plan Mgmt For For
HIGHWOODS PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HIW 12-May-11 USA 431284108 Annual 01-Mar-11
CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas W. Adler Mgmt For For
1.2 Elect Director Gene H. Anderson Mgmt For For
1.3 Elect Director Edward J. Fritsch Mgmt For For
1.4 Elect Director David J. Hartzell Mgmt For For
1.5 Elect Director Sherry A. Kellett Mgmt For For
1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For
1.7 Elect Director O. Temple Sloan, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
MENTOR GRAPHICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MENT 12-May-11 USA 587200106 Proxy Contest 11-Mar-11
CUSIP: 587200106 ISIN: US5872001061 SEDOL: 2578033
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proxy (White Card) Mgmt
1.1 Elect Director Peter L. Bonfield Mgmt For For
1.2 Elect Director James R. Fiebiger Mgmt For For
1.3 Elect Director Kevin C. McDonough Mgmt For For
1.4 Elect Director Walden C. Rhines Mgmt For For
1.5 Elect Director Marsha B. Congdon Mgmt For For
1.6 Elect Director Gregory K. Hinckley Mgmt For For
1.7 Elect Director Patrick B. McManus Mgmt For For
1.8 Elect Director Fontaine K. Richardson Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Amend Articles/Bylaws/Charter to Remove Antitakeover Mgmt For For
Provision
Dissident Proxy (Gold Card) Mgmt
1.1 Elect Director Jose Maria Alapont SH For Do Not Vote
1.2 Elect Director Gary Meyers SH For Do Not Vote
1.3 Elect Director David Schechter SH For Do Not Vote
1.4 Management Nominee - Peter L. Bonfield SH For Do Not Vote
1.5 Management Nominee - Kevin C. McDonough SH For Do Not Vote
1.6 Management Nominee - Walden C. Rhines SH For Do Not Vote
1.7 Management Nominee - Gregory K. Hinckley SH For Do Not Vote
1.8 Management Nominee - Patrick B. McManus SH For Do Not Vote
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Do Not Vote
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year Do Not Vote
4 Amend Qualified Employee Stock Purchase Plan Mgmt Against Do Not Vote
5 Ratify Auditors Mgmt For Do Not Vote
6 Amend Articles/Bylaws/Charter to Remove Antitakeover Mgmt For Do Not Vote
Provision
REPUBLIC SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RSG 12-May-11 USA 760759100 Annual 15-Mar-11
CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James W. Crownover Mgmt For For
2 Elect Director John W. Croghan Mgmt For For
3 Elect Director William J. Flynn Mgmt For For
4 Elect Director Michael Larson Mgmt For For
5 Elect Director Nolan Lehmann Mgmt For For
6 Elect Director W. Lee Nutter Mgmt For For
7 Elect Director Ramon A. Rodriguez Mgmt For For
8 Elect Director Donald W. Slager Mgmt For For
9 Elect Director Allan C. Sorensen Mgmt For For
10 Elect Director John M. Trani Mgmt For For
11 Elect Director Michael W. Wickham Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
14 Amend Omnibus Stock Plan Mgmt For For
15 Ratify Auditors Mgmt For For
16 Adopt a Policy in which the Company will not Make or SH Against For
Promise to Make Any Death Benefit Payments to Senior
Executives
SELECT MEDICAL HOLDINGS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SEM 12-May-11 USA 81619Q105 Annual 14-Mar-11
CUSIP: 81619Q105 ISIN: US81619Q1058 SEDOL: B4MF0Q6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Bryan C. Cressey Mgmt For For
1.2 Elect Director Robert A. Ortenzio Mgmt For For
1.3 Elect Director Leopold Swergold Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Omnibus Stock Plan Mgmt For For
5 Amend Non-Employee Director Omnibus Stock Plan Mgmt For For
6 Ratify Auditors Mgmt For For
THE DOW CHEMICAL COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DOW 12-May-11 USA 260543103 Annual 14-Mar-11
CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Arnold A. Allemang Mgmt For For
2 Elect Director Jacqueline K. Barton Mgmt For For
3 Elect Director James A. Bell Mgmt For Against
4 Elect Director Jeff M. Fettig Mgmt For Against
5 Elect Director Barbara H. Franklin Mgmt For Against
6 Elect Director Jennifer M. Granholm Mgmt For For
7 Elect Director John B. Hess Mgmt For For
8 Elect Director Andrew N. Liveris Mgmt For For
9 Elect Director Paul Polman Mgmt For For
10 Elect Director Dennis H. Reilley Mgmt For For
11 Elect Director James M. Ringler Mgmt For For
12 Elect Director Ruth G. Shaw Mgmt For For
13 Elect Director Paul G. Stern Mgmt For Against
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Provide Right to Act by Written Consent SH Against For
UNILEVER NV
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 12-May-11 Netherlands N8981F271 Annual 14-Apr-11
CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 Receive Report of Management Board (Non-Voting) Mgmt
2 Approve Financial Statements and Allocation of Income Mgmt For For
3 Approve Discharge of Executive Board Members Mgmt For For
4 Approve Discharge of Non-Executive Board Members Mgmt For For
5 Reelect P.G.J.M. Polman as CEO to Board of Directors Mgmt For For
6 Relect R.J.M.S. Huet as CFO to Board of Directors Mgmt For For
7 Reelect L.O. Fresco to Board of Directors Mgmt For For
8 Reelect A.M. Fudge to Board of Directors Mgmt For For
9 Reelect C.E. Golden to Board of Directors Mgmt For For
10 Reelect B.E. Grote to Board of Directors Mgmt For For
11 Reelect H. Nyasulu to Board of Directors Mgmt For For
12 Reelect M. Rifkind to Board of Directors Mgmt For For
13 Reelect K.J. Storm to Board of Directors Mgmt For For
14 Reelect M. Treschow to Board of Directors Mgmt For For
15 Reelect P.S. Walsh to Board of Directors Mgmt For For
16 Elect S. Bharti Mittal to Board of Directors Mgmt For For
17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
18 Approve Authorization to Cancel Ordinary Shares Mgmt For For
19 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
20 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
21 Allow Questions and Close Meeting Mgmt
CARTER'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CRI 13-May-11 USA 146229109 Annual 25-Mar-11
CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Amy Woods Brinkley Mgmt For For
1.2 Elect Director Michael D. Casey Mgmt For For
1.3 Elect Director A. Bruce Cleverly Mgmt For For
1.4 Elect Director Jevin S. Eagle Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Amend Omnibus Stock Plan Mgmt For For
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Ratify Auditors Mgmt For For
SEMPRA ENERGY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SRE 13-May-11 USA 816851109 Annual 16-Mar-11
CUSIP: 816851109 ISIN: US8168511090 SEDOL: 2138158
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan L. Boeckmann Mgmt For For
2 Elect Director James G. Brocksmith Jr. Mgmt For For
3 Elect Director Donald E. Felsinger Mgmt For For
4 Elect Director Wilford D. Godbold Jr. Mgmt For For
5 Elect Director William D. Jones Mgmt For For
6 Elect Director William G. Ouchi Mgmt For For
7 Elect Director Carlos Ruiz Mgmt For For
8 Elect Director William C. Rusnack Mgmt For For
9 Elect Director William P. Rutledge Mgmt For For
10 Elect Director Lynn Schenk Mgmt For For
11 Elect Director Neal E. Schmale Mgmt For For
12 Elect Director Luis M. Tellez Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Provide Right to Act by Written Consent SH Against Against
17 Submit SERP to Shareholder Vote SH Against For
18 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
TANGER FACTORY OUTLET CENTERS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SKT 13-May-11 USA 875465106 Annual 17-Mar-11
CUSIP: 875465106 ISIN: US8754651060 SEDOL: 2874582
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jack Africk Mgmt For For
1.2 Elect Director Steven B. Tanger Mgmt For For
1.3 Elect Director William G. Benton Mgmt For For
1.4 Elect Director Bridget Ryan Berman Mgmt For For
1.5 Elect Director Donald G. Drapkin Mgmt For For
1.6 Elect Director Thomas J. Reddin Mgmt For For
1.7 Elect Director Thomas E. Robinson Mgmt For For
1.8 Elect Director Allan L. Schuman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
TOTAL SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FP 13-May-11 France F92124100 Annual/Special 10-May-11
CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.28 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Patricia Barbizet as Director Mgmt For For
7 Reelect Paul Desmarais Jr. as Director Mgmt For Against
8 Reelect Claude Mandil as Director Mgmt For For
9 Elect Marie-Christine Coisne as Director Mgmt For For
10 Elect Barbara Kux as Director Mgmt For For
Extraordinary Business Mgmt
11 Authorize up to 0.8 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
Proposal Made by UES Amont Total Workers' Counsel Mgmt
A Amend Article 9 of Bylaws Re: Share Ownership Disclosure SH Against Against
Threshold Publication
TRIQUINT SEMICONDUCTOR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TQNT 13-May-11 USA 89674K103 Annual 16-Mar-11
CUSIP: 89674K103 ISIN: US89674K1034 SEDOL: 2904393
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles Scott Gibson Mgmt For For
2 Elect Director David H.y. Ho Mgmt For For
3 Elect Director Nicolas Kauser Mgmt For For
4 Elect Director Ralph G. Quinsey Mgmt For For
5 Elect Director Walden C. Rhines Mgmt For For
6 Elect Director Steven J. Sharp Mgmt For For
7 Elect Director Willis C. Young Mgmt For For
8 Ratify Auditors Mgmt For For
9 Amend Omnibus Stock Plan Mgmt For For
10 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
11 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
VULCAN MATERIALS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VMC 13-May-11 USA 929160109 Annual 18-Mar-11
CUSIP: 929160109 ISIN: US9291601097 SEDOL: 2931205
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald M. James Mgmt For For
1.2 Elect Director Ann M. Korologos Mgmt For For
1.3 Elect Director James T. Prokopanko Mgmt For For
1.4 Elect Director K. Wilson-Thompson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
7 Declassify the Board of Directors SH Against For
AAON, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAON 17-May-11 USA 000360206 Annual 21-Mar-11
CUSIP: 000360206 ISIN: US0003602069 SEDOL: 2268130
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jack E. Short Mgmt For For
1.2 Elect Director Jerry R. Levine Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
ALASKA AIR GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALK 17-May-11 USA 011659109 Annual 18-Mar-11
CUSIP: 011659109 ISIN: US0116591092 SEDOL: 2012605
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director William S. Ayer Mgmt For For
2 Elect Director Patricia M. Bedient Mgmt For For
3 Elect Director Marion C. Blakey Mgmt For For
4 Elect Director Phyllis J. Campbell Mgmt For For
5 Elect Director Jessie J. Knight, Jr. Mgmt For For
6 Elect Director R. Marc Langland Mgmt For For
7 Elect Director Dennis F. Madsen Mgmt For For
8 Elect Director Byron I. Mallott Mgmt For For
9 Elect Director J. Kenneth Thompson Mgmt For For
10 Elect Director Bradley D. Tilden Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Provide Right to Act by Written Consent Mgmt Against Against
15 Amend Omnibus Stock Plan Mgmt For For
ASHFORD HOSPITALITY TRUST, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AHT 17-May-11 USA 044103109 Annual 08-Mar-11
CUSIP: 044103109 ISIN: US0441031095 SEDOL: 2310116
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Archie Bennett, Jr. Mgmt For For
1.2 Elect Director Monty J. Bennett Mgmt For For
1.3 Elect Director Benjamin J. Ansell Mgmt For For
1.4 Elect Director Thomas E. Callahan Mgmt For For
1.5 Elect Director Martin L. Edelman Mgmt For For
1.6 Elect Director W. Michael Murphy Mgmt For For
1.7 Elect Director Philip S. Payne Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BENCHMARK ELECTRONICS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BHE 17-May-11 USA 08160H101 Annual 25-Mar-11
CUSIP: 08160H101 ISIN: US08160H1014 SEDOL: 2090816
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Cary T. Fu Mgmt For For
1.2 Elect Director Michael R. Dawson Mgmt For For
1.3 Elect Director Peter G. Dorflinger Mgmt For For
1.4 Elect Director Douglas G. Duncan Mgmt For For
1.5 Elect Director Bernee D.l. Strom Mgmt For For
1.6 Elect Director Clay C. Williams Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
BOSTON PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BXP 17-May-11 USA 101121101 Annual 23-Mar-11
CUSIP: 101121101 ISIN: US1011211018 SEDOL: 2019479
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lawrence S. Bacow Mgmt For For
2 Elect Director Zoe Baird Mgmt For For
3 Elect Director Alan J. Patricof Mgmt For For
4 Elect Director Martin Turchin Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
8 Prepare Sustainability Report SH Against For
CARBO CERAMICS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CRR 17-May-11 USA 140781105 Annual 21-Mar-11
CUSIP: 140781105 ISIN: US1407811058 SEDOL: 2238821
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Sigmund L. Cornelius Mgmt For For
1.2 Elect Director James B. Jennings Mgmt For For
1.3 Elect Director Gary A. Kolstad Mgmt For For
1.4 Elect Director H. E. Lentz, Jr. Mgmt For For
1.5 Elect Director Randy L. Limbacher Mgmt For For
1.6 Elect Director William C. Morris Mgmt For For
1.7 Elect Director Robert S. Rubin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
DISCOVERY COMMUNICATIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DISCA 17-May-11 USA 25470F104 Annual 21-Mar-11
CUSIP: 25470F104 ISIN: US25470F1049 SEDOL: B3D7K31
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert R. Bennett Mgmt For Withhold
1.2 Elect Director John C. Malone Mgmt For Withhold
1.3 Elect Director David M. Zaslav Mgmt For Withhold
2 Approve Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
JPMORGAN CHASE & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JPM 17-May-11 USA 46625h100 Annual 18-Mar-11
CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Crandall C. Bowles Mgmt For For
2 Elect Director Stephen B. Burke Mgmt For Against
3 Elect Director David M. Cote Mgmt For For
4 Elect Director James S. Crown Mgmt For For
5 Elect Director James Dimon Mgmt For For
6 Elect Director Ellen V. Futter Mgmt For For
7 Elect Director William H. Gray, III Mgmt For For
8 Elect Director Laban P. Jackson, Jr. Mgmt For For
9 Elect Director David C. Novak Mgmt For Against
10 Elect Director Lee R. Raymond Mgmt For Against
11 Elect Director William C. Weldon Mgmt For Against
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Amend Omnibus Stock Plan Mgmt For For
16 Affirm Political Non-Partisanship SH Against Against
17 Provide Right to Act by Written Consent SH Against For
18 Report on Loan Modifications SH Against Against
19 Report on Political Contributions SH Against Against
20 Institute Procedures to Prevent Investments in Companies SH Against Against
that Contribute to Genocide or Crimes Against Humanity
21 Require Independent Board Chairman SH Against Against
NATIONAL RETAIL PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NNN 17-May-11 USA 637417106 Annual 21-Mar-11
CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Don DeFosset Mgmt For For
1.2 Elect Director David M. Fick Mgmt For For
1.3 Elect Director Kevin B. Habicht Mgmt For For
1.4 Elect Director Richard B. Jennings Mgmt For For
1.5 Elect Director Ted B. Lanier Mgmt For For
1.6 Elect Director Robert C. Legler Mgmt For For
1.7 Elect Director Craig Macnab Mgmt For For
1.8 Elect Director Robert Martinez Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
ROYAL DUTCH SHELL PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RDSB 17-May-11 United Kingdom G7690A118 Annual 13-May-11
CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Linda Stuntz as Director Mgmt For For
4 Re-elect Josef Ackermann as Director Mgmt For For
5 Re-elect Malcolm Brinded as Director Mgmt For For
6 Elect Guy Elliott as Director Mgmt For For
7 Re-elect Simon Henry as Director Mgmt For For
8 Re-elect Charles Holliday as Director Mgmt For For
9 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For
10 Elect Gerard Kleisterlee as Director Mgmt For For
11 Re-elect Christine Morin-Postel as Director Mgmt For For
12 Re-elect Jorma Ollila as Director Mgmt For For
13 Re-elect Jeroen van der Veer as Director Mgmt For For
14 Re-elect Peter Voser as Director Mgmt For For
15 Re-elect Hans Wijers as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors of the Mgmt For For
Company
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise Market Purchase Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
SOUTHWESTERN ENERGY COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SWN 17-May-11 USA 845467109 Annual 25-Mar-11
CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lewis E. Epley, Jr. Mgmt For For
2 Elect Director Robert L. Howard Mgmt For For
3 Elect Director Greg D. Kerley Mgmt For For
4 Elect Director Harold M. Korell Mgmt For For
5 Elect Director Vello A. Kuuskraa Mgmt For For
6 Elect Director Kenneth R. Mourton Mgmt For For
7 Elect Director Steven L. Mueller Mgmt For For
8 Elect Director Charles E. Scharlau Mgmt For For
9 Elect Director Alan H. Stevens Mgmt For For
10 Ratify Auditors Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Provide Right to Call Special Meeting Mgmt For Against
14 Report on Political Contributions SH Against Against
TELEFONICA S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TEF 17-May-11 Spain 879382109 Annual 10-May-11
CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Individual and Consolidated Financial Statements, Mgmt For For
Statutory Reports, Allocation of Income, and Discharge
Directors for FY 2010
2 Approve Dividend Distribution of EUR 0.77 Per Share Mgmt For For
Charged to Unrestricted Reserves
3.1 Amend Several Articles of Bylaws to Adapt to Revised Mgmt For For
Legislations
3.2 Add New Paragraph 5 to Article 16 of Bylaws Re: General Mgmt For For
Meeting
3.3 Add New Article 26 bis to Bylaws Re: Board-Related Mgmt For For
4.1 Amend Several Articles of General Meeting Regulations to Mgmt For For
Adapt to Revised Legislations
4.2 Amend Article 14.1 of General Meeting Regulations Mgmt For For
5.1 Re-elect Isidro Faine Casas as Director Mgmt For Against
5.2 Re-elect Vitalino Manuel Nafria Aznar as Director Mgmt For Against
5.3 Re-elect Julio Linares Lopez as Director Mgmt For Against
5.4 Re-elect David Arculus as Director Mgmt For For
5.5 Re-elect Carlos Colomer Casellas as Director Mgmt For For
5.6 Re-elect Peter Erskine as Director Mgmt For Against
5.7 Re-elect Alfonso Ferrari Herrero as Director Mgmt For For
5.8 Re-elect Antonio Massanell Lavilla as Director Mgmt For Against
5.9 Elect Chang Xiaobing as Director Mgmt For Against
6 Authorize Increase in Capital up to 50 Percent via Issuance Mgmt For For
of New Shares with Possibility of Total or Partial Exclusion of
Preemptive Rights
7 Re-elect Ernst & Young SL as Auditors of Individual and Mgmt For For
Consolidated Accounts
8 Approve Long-Term Incentive Plan Consisting of Delivery of Mgmt For For
Company Shares to Executive Team Members of Telefonica
Group
9 Approve Long-Term Incentive Restricted Plan Consisting of Mgmt For Against
Delivery of Shares to Employees and Executive Personnel of
Telefonica Group
10 Approve Share Matching Plan Mgmt For For
11 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
THE CHARLES SCHWAB CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SCHW 17-May-11 USA 808513105 Annual 18-Mar-11
CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Frank C. Herringer Mgmt For For
2 Elect Director Stephen T. McLin Mgmt For For
3 Elect Director Charles R. Schwab Mgmt For For
4 Elect Director Roger O. Walther Mgmt For For
5 Elect Director Robert N. Wilson Mgmt For For
6 Ratify Auditors Mgmt For For
7 Amend Omnibus Stock Plan Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
10 Report on Political Contributions SH Against Against
11 Declassify the Board of Directors SH None For
WASHINGTON REAL ESTATE INVESTMENT TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WRE 17-May-11 USA 939653101 Annual 14-Mar-11
CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Edward S. Civera Mgmt For For
1.2 Elect Director Terence C. Golden Mgmt For For
1.3 Elect Director Wendein A. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Reduce Supermajority Vote Requirement for Amendments to Mgmt For For
Declaration of Trust
4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
and Implement Mandatory Resignation Policy
5 Amend Declaration of Trust to Modernize Certain Provisions Mgmt For For
6 Authorize New Class of Preferred Stock Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WELLPOINT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WLP 17-May-11 USA 94973V107 Annual 17-Mar-11
CUSIP: 94973V107 ISIN: US94973V1070 SEDOL: 2794743
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Angela F. Braly Mgmt For For
1.2 Elect Director Warren Y. Jobe Mgmt For For
1.3 Elect Director William G. Mays Mgmt For For
1.4 Elect Director William J. Ryan Mgmt For For
2 Ratify Auditors Mgmt For For
3a Reduce Supermajority Vote Requirement Relating to Vote Mgmt For For
Requirement
3b Reduce Supermajority Vote Requirement Relating to Removal Mgmt For For
of Directors
3c Opt Out of State's Control Share Acquisition Law Mgmt For For
3d Amend Articles of Incorporation to Remove Certain Obsolete Mgmt For For
Provisions
3e Amend Articles of Incorporation to Remove Other Obsolete Mgmt For For
Provisions and Make Conforming Changes
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Feasibility Study for Converting to Nonprofit Status SH Against Against
7 Reincorporate in Another State [from Indiana to Delaware] SH Against For
8 Require Independent Board Chairman SH Against Against
CALLAWAY GOLF COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ELY 18-May-11 USA 131193104 Annual 21-Mar-11
CUSIP: 131193104 ISIN: US1311931042 SEDOL: 2173933
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director George Fellows Mgmt For For
1.2 Elect Director Samuel H. Armacost Mgmt For For
1.3 Elect Director Ronald S. Beard Mgmt For For
1.4 Elect Director John C. Cushman, III Mgmt For For
1.5 Elect Director Yotaro Kobayashi Mgmt For For
1.6 Elect Director John F. Lundgren Mgmt For For
1.7 Elect Director Adebayo O. Ogunlesi Mgmt For For
1.8 Elect Director Richard L. Rosenfield Mgmt For For
1.9 Elect Director Anthony S. Thornley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
CASH AMERICA INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CSH 18-May-11 USA 14754D100 Annual 23-Mar-11
CUSIP: 14754D100 ISIN: US14754D1000 SEDOL: 2179425
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Daniel E. Berce Mgmt For For
1.2 Elect Director Jack R. Daugherty Mgmt For For
1.3 Elect Director Daniel R. Feehan Mgmt For For
1.4 Elect Director Albert Goldstein Mgmt For For
1.5 Elect Director James H. Graves Mgmt For For
1.6 Elect Director B.d. Hunter Mgmt For For
1.7 Elect Director Timothy J. McKibben Mgmt For For
1.8 Elect Director Alfred M. Micallef Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
LLOYDS BANKING GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LLOY 18-May-11 United Kingdom G5542W106 Annual 16-May-11
CUSIP: G5542W106 ISIN: GB0008706128 SEDOL: 0870612
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Abstain
3 Elect Anita Frew as Director Mgmt For For
4 Elect Antonio Horta-Osorio as Director Mgmt For For
5 Re-elect Sir Winfried Bischoff as Director Mgmt For For
6 Re-elect Sir Julian Horn-Smith as Director Mgmt For For
7 Re-elect Lord Leitch as Director Mgmt For For
8 Re-elect Glen Moreno as Director Mgmt For For
9 Re-elect David Roberts as Director Mgmt For For
10 Re-elect Timothy Ryan as Director Mgmt For For
11 Re-elect Martin Scicluna as Director Mgmt For For
12 Re-elect Truett Tate as Director Mgmt For For
13 Re-elect Tim Tookey as Director Mgmt For For
14 Re-elect Anthony Watson as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise the Audit Committee to Fix Remuneration of Mgmt For For
Auditors
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Amend the Deferred Bonus Plan 2008 Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise Market Purchase Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
MAGELLAN HEALTH SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MGLN 18-May-11 USA 559079207 Annual 31-Mar-11
CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William J. McBride Mgmt For For
1.2 Elect Director Robert M. Le Blanc Mgmt For For
1.3 Elect Director William D. Forrest Mgmt For For
1.4 Elect Director Barry M. Smith Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Approve Omnibus Stock Plan Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Ratify Auditors Mgmt For For
PROASSURANCE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PRA 18-May-11 USA 74267C106 Annual 25-Mar-11
CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lucian F. Bloodworth Mgmt For For
1.2 Elect Director Robert E. Flowers Mgmt For For
1.3 Elect Director Ann F. Putallaz Mgmt For For
1.4 Elect Director Drayton Nabers, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
TENNECO INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TEN 18-May-11 USA 880349105 Annual 21-Mar-11
CUSIP: 880349105 ISIN: US8803491054 SEDOL: 2512600
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles W. Cramb Mgmt For For
2 Elect Director Dennis J. Letham Mgmt For For
3 Elect Director Hari N. Nair Mgmt For For
4 Elect Director Roger B. Porter Mgmt For For
5 Elect Director David B. Price, Jr. Mgmt For For
6 Elect Director Gregg M. Sherrill Mgmt For For
7 Elect Director Paul T. Stecko Mgmt For For
8 Elect Director Mitsunobu Takeuchi Mgmt For For
9 Elect Director Jane L. Warner Mgmt For For
10 Ratify Auditors Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
CREDIT ACCEPTANCE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CACC 19-May-11 USA 225310101 Annual 24-Mar-11
CUSIP: 225310101 ISIN: US2253101016 SEDOL: 2232050
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald A. Foss Mgmt For For
1.2 Elect Director Glenda J. Flanagan Mgmt For For
1.3 Elect Director Brett A. Roberts Mgmt For For
1.4 Elect Director Thomas N. Tryforos Mgmt For For
1.5 Elect Director Scott J. Vassalluzzo Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
GRAPHIC PACKAGING HOLDING COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GPK 19-May-11 USA 388689101 Annual 21-Mar-11
CUSIP: 388689101 ISIN: US3886891015 SEDOL: B2Q8249
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director G. Andrea Botta Mgmt For For
1.2 Elect Director Kevin R. Burns Mgmt For Withhold
1.3 Elect Director Kevin J. Conway Mgmt For Withhold
1.4 Elect Director Jeffrey H. Coors Mgmt For Withhold
1.5 Elect Director David W. Scheible Mgmt For Withhold
2 Amend Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Other Business Mgmt For Abstain
INTEL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
INTC 19-May-11 USA 458140100 Annual 21-Mar-11
CUSIP: 458140100 ISIN: US4581401001 SEDOL: 2463247
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charlene Barshefsky Mgmt For For
2 Elect Director Susan L. Decker Mgmt For For
3 Elect Director John J. Donahoe Mgmt For For
4 Elect Director Reed E. Hundt Mgmt For For
5 Elect Director Paul S. Otellini Mgmt For For
6 Elect Director James D. Plummer Mgmt For For
7 Elect Director David S. Pottruck Mgmt For For
8 Elect Director Jane E. Shaw Mgmt For For
9 Elect Director Frank D. Yeary Mgmt For For
10 Elect Director David B. Yoffie Mgmt For For
11 Ratify Auditors Mgmt For For
12 Amend Omnibus Stock Plan Mgmt For For
13 Amend Qualified Employee Stock Purchase Plan Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt None One Year
KEY ENERGY SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KEG 19-May-11 USA 492914106 Annual 14-Mar-11
CUSIP: 492914106 ISIN: US4929141061 SEDOL: 2490795
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William D. Fertig Mgmt For For
1.2 Elect Director Robert K. Reeves Mgmt For For
1.3 Elect Director J. Robinson West Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
KNIGHT TRANSPORTATION, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KNX 19-May-11 USA 499064103 Annual 31-Mar-11
CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald A. Bliss Mgmt For For
1.2 Elect Director Richard J. Lehmann Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
LIZ CLAIBORNE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LIZ 19-May-11 USA 539320101 Annual 22-Mar-11
CUSIP: 539320101 ISIN: US5393201018 SEDOL: 2519861
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Bernard W. Aronson Mgmt For For
2 Elect Director Lawrence Benjamin Mgmt For For
3 Elect Director Raul J.Fernandez Mgmt For For
4 Elect Director Kenneth B. Gilman Mgmt For For
5 Elect Director Nancy J. Karch Mgmt For For
6 Elect Director William C. McComb Mgmt For For
7 Elect Director Kenneth P. Kopelman Mgmt For For
8 Elect Director Kay Koplovitz Mgmt For For
9 Elect Director Arthur C. Martinez Mgmt For For
10 Elect Director Doreen A. Toben Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For For
14 Approve Conversion of Securities Mgmt For For
15 Ratify Auditors Mgmt For For
16 Provide Right to Act by Written Consent SH Against For
MCDONALD'S CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MCD 19-May-11 USA 580135101 Annual 22-Mar-11
CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director Richard H. Lenny Mgmt For For
3 Elect Director Cary D. McMillan Mgmt For For
4 Elect Director Sheila A. Penrose Mgmt For For
5 Elect Director James A. Skinner Mgmt For For
6 Ratify Auditors Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Reduce Supermajority Vote Requirement for Transactions Mgmt For For
With Interested Shareholders
10 Reduce Supermajority Vote Requirement Relating to the Mgmt For For
Board of Directors
11 Reduce Supermajority Vote Requirement for Shareholder Mgmt For For
Action
12 Declassify the Board of Directors SH Against For
13 Require Suppliers to Adopt CAK SH Against Against
14 Report on Policy Responses to Children's Health Concerns SH Against Against
and Fast Food
15 Report on Beverage Container Environmental Strategy SH Against For
METABOLIX, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MBLX 19-May-11 USA 591018809 Annual 24-Mar-11
CUSIP: 591018809 ISIN: US5910188094 SEDOL: B1GYKQ8
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jay Kouba, Ph.D. Mgmt For For
1.2 Elect Director Oliver P. Peoples, Ph.D. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
RETAIL VENTURES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RVI 19-May-11 USA 76128Y102 Special 22-Mar-11
CUSIP: 76128Y102 ISIN: US76128Y1029 SEDOL: 2926256
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
SAFEWAY INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SWY 19-May-11 USA 786514208 Annual 21-Mar-11
CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Steven A. Burd Mgmt For For
2 Elect Director Janet E. Grove Mgmt For Against
3 Elect Director Mohan Gyani Mgmt For For
4 Elect Director Paul Hazen Mgmt For Against
5 Elect Director Frank C. Herringer Mgmt For Against
6 Elect Director Kenneth W. Oder Mgmt For Against
7 Elect Director T. Gary Rogers Mgmt For For
8 Elect Director Arun Sarin Mgmt For For
9 Elect Director Michael S. Shannon Mgmt For For
10 Elect Director William Y. Tauscher Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For For
14 Amend Executive Incentive Bonus Plan Mgmt For For
15 Ratify Auditors Mgmt For For
16 Provide for Cumulative Voting SH Against Against
SIMON PROPERTY GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SPG 19-May-11 USA 828806109 Annual 21-Mar-11
CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Melvyn E. Bergstein Mgmt For For
2 Elect Director Linda Walker Bynoe Mgmt For For
3 Elect Director Larry C. Glasscock Mgmt For For
4 Elect Director Karen N. Horn Mgmt For For
5 Elect Director Allan Hubbard Mgmt For For
6 Elect Director Reuben S. Leibowitz Mgmt For For
7 Elect Director Daniel C. Smith Mgmt For For
8 Elect Director J. Albert Smith, Jr. Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
11 Ratify Auditors Mgmt For For
STATOIL ASA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 19-May-11 Norway R8413J103 Annual
CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Olaug Svarva as Chairman of Meeting Mgmt For For
3 Approve Notice of Meeting and Agenda Mgmt For For
4 Registration of Attending Shareholders and Proxies Mgmt
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Approve Financial Statements and Statutory Reports; Mgmt For For
Approve Allocation of Income and Dividends of NOK 6.25 per
Share
7 Approve Remuneration Policy And Other Terms of Mgmt For Against
Employment For Executive Management
8 Approve Remuneration of Auditors Mgmt For For
9 Approve Remuneration of Corporate Assembly in the Amount Mgmt For For
of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK
38,250 for Other Members, and NOK 5,500 Per Meeting for
Deputy Members
10 Elect Ingrid Rasmussen as Member of Nominating Committee Mgmt For For
11 Approve Remuneration of Nominating Committee in the Mgmt For For
Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700
Per Meeting for Other Members
12 Authorize Repurchase and Reissuance of Shares up to a Mgmt For Against
Nominal Value of NOK 20 Million in Connection with Share
Saving Scheme for Employees
13 Authorize Repurchase of Shares up to a Nominal Value of Mgmt For For
NOK 187.5 Million and Cancellation of Repurchased Shares
14 Adjustments in the Marketing Instructions for Statoil ASA Mgmt For For
15 Amend Articles Re: Number of Board Members and Board Mgmt For For
Term; Proxy Voting; Guidelines for Nominating Committee
16 Approve Guidelines for Nominating Committee Mgmt For For
Shareholder Proposal Mgmt
17 Withdraw Company From Tar Sands Activities in Canada SH Against Against
THE JONES GROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JNY 19-May-11 USA 48020T101 Annual 23-Mar-11
CUSIP: 48020T101 ISIN: US48020T1016 SEDOL: 2477152
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Wesley R. Card Mgmt For For
2 Elect Director Sidney Kimmel Mgmt For For
3 Elect Director Matthew H. Kamens Mgmt For For
4 Elect Director Gerald C. Crotty Mgmt For For
5 Elect Director Lowell W. Robinson Mgmt For For
6 Elect Director Donna F. Zarcone Mgmt For For
7 Elect Director Robert L. Mettler Mgmt For For
8 Elect Director Margaret H. Georgiadis Mgmt For For
9 Ratify Auditors Mgmt For For
10 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
11 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
THE WILLIAMS COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WMB 19-May-11 USA 969457100 Annual 28-Mar-11
CUSIP: 969457100 ISIN: US9694571004 SEDOL: 2967181
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan S. Armstrong Mgmt For For
2 Elect Director Joseph R. Cleveland Mgmt For For
3 Elect Director Juanita H. Hinshaw Mgmt For For
4 Elect Director Frank T. MacInnis Mgmt For For
5 Elect Director Janice D. Stoney Mgmt For For
6 Elect Director Laura A. Sugg Mgmt For For
7 Ratify Auditors Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
AETNA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AET 20-May-11 USA 00817Y108 Annual 18-Mar-11
CUSIP: 00817Y108 ISIN: US00817Y1082 SEDOL: 2695921
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mark T. Bertolini Mgmt For For
2 Elect Director Frank M. Clark Mgmt For For
3 Elect Director Betsy Z. Cohen Mgmt For For
4 Elect Director Molly J. Coye Mgmt For For
5 Elect Director Roger N. Farah Mgmt For For
6 Elect Director Barbara Hackman Franklin Mgmt For For
7 Elect Director Jeffrey E. Garten Mgmt For For
8 Elect Director Gerald Greenwald Mgmt For For
9 Elect Director Ellen M. Hancock Mgmt For For
10 Elect Director Richard J. Harrington Mgmt For For
11 Elect Director Edward J. Ludwig Mgmt For For
12 Elect Director Joseph P. Newhouse Mgmt For For
13 Ratify Auditors Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For For
15 Approve Qualified Employee Stock Purchase Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt None One Year
18 Provide for Cumulative Voting SH Against Against
19 Require Independent Board Chairman SH Against Against
AMGEN INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMGN 20-May-11 USA 031162100 Annual 21-Mar-11
CUSIP: 031162100 ISIN: US0311621009 SEDOL: 2023607
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David Baltimore Mgmt For Against
2 Elect Director Frank J. Biondi, Jr. Mgmt For For
3 Elect Director Francois De Carbonnel Mgmt For Against
4 Elect Director Vance D. Coffman Mgmt For Against
5 Elect Director Rebecca M. Henderson Mgmt For Against
6 Elect Director Frank C. Herringer Mgmt For Against
7 Elect Director Gilbert S. Omenn Mgmt For For
8 Elect Director Judith C. Pelham Mgmt For For
9 Elect Director J. Paul Reason Mgmt For For
10 Elect Director Leonard D. Schaeffer Mgmt For For
11 Elect Director Kevin W. Sharer Mgmt For For
12 Elect Director Ronald D. Sugar Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Provide Right to Act by Written Consent SH Against For
NETLOGIC MICROSYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NETL 20-May-11 USA 64118B100 Annual 31-Mar-11
CUSIP: 64118B100 ISIN: US64118B1008 SEDOL: B01S2N9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ronald Jankov Mgmt For For
1.2 Elect Director Norman Godinho Mgmt For For
1.3 Elect Director Marvin Burkett Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require a Majority Vote for the Election of Directors SH Against For
PEBBLEBROOK HOTEL TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PEB 20-May-11 USA 70509V100 Annual 10-Mar-11
CUSIP: 70509V100 ISIN: US70509V1008 SEDOL: B4XBDV9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jon E. Bortz Mgmt For For
1.2 Elect Director Cydney C. Donnell Mgmt For For
1.3 Elect Director Ron E. Jackson Mgmt For For
1.4 Elect Director Michael J. Schall Mgmt For For
1.5 Elect Director Earl E. Webb Mgmt For For
1.6 Elect Director Laura H. Wright Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
TIME WARNER INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TWX 20-May-11 USA 887317303 Annual 25-Mar-11
CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James L. Barksdale Mgmt For Against
2 Elect Director William P. Barr Mgmt For For
3 Elect Director Jeffrey L. Bewkes Mgmt For For
4 Elect Director Stephen F. Bollenbach Mgmt For For
5 Elect Director Frank J. Caufield Mgmt For Against
6 Elect Director Robert C. Clark Mgmt For Against
7 Elect Director Mathias Dopfner Mgmt For For
8 Elect Director Jessica P. Einhorn Mgmt For Against
9 Elect Director Fred Hassan Mgmt For For
10 Elect Director Michael A. Miles Mgmt For For
11 Elect Director Kenneth J. Novack Mgmt For Against
12 Elect Director Paul D. Wachter Mgmt For For
13 Elect Director Deborah C. Wright Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Reduce Supermajority Vote Requirement Mgmt For For
18 Provide Right to Act by Written Consent SH Against For
DILLARD'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DDS 21-May-11 USA 254067101 Annual 29-Mar-11
CUSIP: 254067101 ISIN: US2540671011 SEDOL: 2269768
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director R. Brad Martin Mgmt For For
2 Elect Director Frank R. Mori Mgmt For For
3 Elect Director J.C. Watts, Jr. Mgmt For For
4 Elect Director Nick White Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
UNITEDHEALTH GROUP INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UNH 23-May-11 USA 91324P102 Annual 24-Mar-11
CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director William C. Ballard, Jr. Mgmt For For
2 Elect Director Richard T. Burke Mgmt For For
3 Elect Director Robert J. Darretta Mgmt For For
4 Elect Director Stephen J. Hemsley Mgmt For For
5 Elect Director Michele J. Hooper Mgmt For For
6 Elect Director Rodger A. Lawson Mgmt For For
7 Elect Director Douglas W. Leatherdale Mgmt For For
8 Elect Director Glenn M. Renwick Mgmt For For
9 Elect Director Kenneth I. Shine Mgmt For For
10 Elect Director Gail R. Wilensky Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For Against
14 Amend Qualified Employee Stock Purchase Plan Mgmt For For
15 Ratify Auditors Mgmt For For
VIROPHARMA INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VPHM 23-May-11 USA 928241108 Annual 04-Apr-11
CUSIP: 928241108 ISIN: US9282411084 SEDOL: 2945660
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John R. Leone Mgmt For For
1.2 Elect Director Vincent J. Milano Mgmt For For
1.3 Elect Director Howard H. Pien Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
KILROY REALTY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KRC 24-May-11 USA 49427F108 Annual 18-Mar-11
CUSIP: 49427F108 ISIN: US49427F1084 SEDOL: 2495529
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John B. Kilroy, Sr. Mgmt For For
1.2 Elect Director John B. Kilroy, Jr. Mgmt For For
1.3 Elect Director Edward F. Brennan Mgmt For For
1.4 Elect Director William P. Dickey Mgmt For For
1.5 Elect Director Scott S. Ingraham Mgmt For For
1.6 Elect Director Dale F. Kinsella Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
KRAFT FOODS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KFT 24-May-11 USA 50075N104 Annual 16-Mar-11
CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Ajaypal S. Banga Mgmt For For
2 Elect Director Myra M. Hart Mgmt For Against
3 Elect Director Peter B. Henry Mgmt For For
4 Elect Director Lois D. Juliber Mgmt For Against
5 Elect Director Mark D. Ketchum Mgmt For Against
6 Elect Director Richard A. Lerner Mgmt For Against
7 Elect Director Mackey J. McDonald Mgmt For For
8 Elect Director John C. Pope Mgmt For For
9 Elect Director Fredric G. Reynolds Mgmt For For
10 Elect Director Irene B. Rosenfeld Mgmt For For
11 Elect Director J.F. Van Boxmeer Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
15 Ratify Auditors Mgmt For For
MERCK & CO., INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MRK 24-May-11 USA 58933Y105 Annual 25-Mar-11
CUSIP: 58933Y105 ISIN: US58933Y1055 SEDOL: 2778844
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Leslie A. Brun Mgmt For For
2 Elect Director Thomas R. Cech Mgmt For For
3 Elect Director Richard T. Clark Mgmt For For
4 Elect Director Kenneth C. Frazier Mgmt For For
5 Elect Director Thomas H. Glocer Mgmt For For
6 Elect Director Steven F. Goldstone Mgmt For For
7 Elect Director William B. Harrison. Jr. Mgmt For For
8 Elect Director Harry R. Jacobson Mgmt For For
9 Elect Director William N. Kelley Mgmt For For
10 Elect Director C. Robert Kidder Mgmt For For
11 Elect Director Rochelle B. Lazarus Mgmt For For
12 Elect Director Carlos E. Represas Mgmt For For
13 Elect Director Patricia F. Russo Mgmt For For
14 Elect Director Thomas E. Shenk Mgmt For For
15 Elect Director Anne M. Tatlock Mgmt For For
16 Elect Director Craig B. Thompson Mgmt For For
17 Elect Director Wendell P. Weeks Mgmt For For
18 Elect Director Peter C. Wendell Mgmt For For
19 Ratify Auditors Mgmt For For
20 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
21 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
MFA FINANCIAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MFA 24-May-11 USA 55272X102 Annual 22-Mar-11
CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen R. Blank Mgmt For For
1.2 Elect Director William S. Gorin Mgmt For For
2 Increase Authorized Capital Stock Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
NU SKIN ENTERPRISES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NUS 24-May-11 USA 67018T105 Annual 25-Mar-11
CUSIP: 67018T105 ISIN: US67018T1051 SEDOL: 2616870
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nevin N. Andersen Mgmt For For
1.2 Elect Director M. Truman Hunt Mgmt For For
1.3 Elect Director Patricia A. Negron Mgmt For For
1.4 Elect Director Sandra N. Tillotson Mgmt For For
1.5 Elect Director Daniel W. Campbell Mgmt For For
1.6 Elect Director Andrew D. Lipman Mgmt For For
1.7 Elect Director Thomas R. Pisano Mgmt For For
1.8 Elect Director David D. Ussery Mgmt For For
1.9 Elect Director E.J. Garn Mgmt For For
1.10 Elect Director Steven J. Lund Mgmt For For
1.11 Elect Director Blake M. Roney Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
SOCIETE GENERALE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GLE 24-May-11 France F43638141 Annual 19-May-11
CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income and Dividends of EUR 1.75 per Mgmt For For
Share
3 Approve Stock Dividend Program Mgmt For For
4 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
5 Reelect Frederic Oudea as Director Mgmt For Against
6 Reelect Anthony Wyand as Director Mgmt For For
7 Reelect Jean-Martin Folz as Director Mgmt For For
8 Elect Kyra Hazou as Director Mgmt For For
9 Elect Ana Maria Llopis Rivas as Director Mgmt For For
10 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 1.25 Million
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
12 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ARRIS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARRS 25-May-11 USA 04269Q100 Annual 31-Mar-11
CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Alex B. Best Mgmt For For
1.2 Elect Director Harry L. Bosco Mgmt For For
1.3 Elect Director James A. Chiddix Mgmt For For
1.4 Elect Director John Anderson Craig Mgmt For For
1.5 Elect Director Matthew B. Kearney Mgmt For For
1.6 Elect Director William H. Lambert Mgmt For For
1.7 Elect Director John R. Petty Mgmt For For
1.8 Elect Director Robert J. Stanzione Mgmt For For
1.9 Elect Director Debora J. Wilson Mgmt For For
1.10 Elect Director David A. Woodle Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
BIOMED REALTY TRUST, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BMR 25-May-11 USA 09063H107 Annual 10-Mar-11
CUSIP: 09063H107 ISIN: US09063H1077 SEDOL: B02GMQ5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Alan D. Gold Mgmt For For
1.2 Elect Director Barbara R. Cambon Mgmt For For
1.3 Elect Director Edward A. Dennis Mgmt For For
1.4 Elect Director Richard I. Gilchrist Mgmt For For
1.5 Elect Director Gary A. Kreitzer Mgmt For For
1.6 Elect Director Theodore D. Roth Mgmt For For
1.7 Elect Director M. Faye Wilson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CALIX, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CALX 25-May-11 USA 13100M509 Annual 04-Apr-11
CUSIP: 13100M509 ISIN: US13100M5094 SEDOL: B3S4L67
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael Matthews Mgmt For For
1.2 Elect Director Thomas Pardun Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
CHEVRON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CVX 25-May-11 USA 166764100 Annual 01-Apr-11
CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director L.F. Deily Mgmt For For
2 Elect Director R.E. Denham Mgmt For For
3 Elect Director R.J. Eaton Mgmt For For
4 Elect Director C. Hagel Mgmt For For
5 Elect Director E. Hernandez Mgmt For For
6 Elect Director G.L. Kirkland Mgmt For For
7 Elect Director D.B. Rice Mgmt For For
8 Elect Director K.W. Sharer Mgmt For For
9 Elect Director C.R. Shoemate Mgmt For For
10 Elect Director J.G. Stumpf Mgmt For For
11 Elect Director R.D. Sugar Mgmt For For
12 Elect Director C. Ware Mgmt For For
13 Elect Director J.S. Watson Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
17 Request Director Nominee with Environmental Qualifications SH Against For
18 Amend Bylaws to Establish a Board Committee on Human SH Against Against
Rights
19 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
20 Adopt Guidelines for Country Selection SH Against For
21 Report on Financial Risks of Climate Change SH Against Against
22 Report on Environmental Impacts of Natural Gas Fracturing SH Against For
23 Report on Offshore Oil Wells and Spill Mitigation Measures SH Against For
COMPLETE PRODUCTION SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CPX 25-May-11 USA 20453E109 Annual 11-Apr-11
CUSIP: 20453E109 ISIN: US20453E1091 SEDOL: B131P67
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert S. Boswell Mgmt For For
1.2 Elect Director Michael McShane Mgmt For For
1.3 Elect Director Marcus A. Watts Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
DOLLAR GENERAL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DG 25-May-11 USA 256677105 Annual 16-Mar-11
CUSIP: 256677105 ISIN: US2566771059 SEDOL: B5B1S13
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Raj Agrawal Mgmt For Withhold
1.2 Elect Director Warren F. Bryant Mgmt For For
1.3 Elect Director Michael M. Calbert Mgmt For Withhold
1.4 Elect Director Richard W. Dreiling Mgmt For Withhold
1.5 Elect Director Adrian Jones Mgmt For Withhold
1.6 Elect Director William C. Rhodes, III Mgmt For For
1.7 Elect Director David B. Rickard Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
EXXON MOBIL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
XOM 25-May-11 USA 30231G102 Annual 06-Apr-11
CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director M.J. Boskin Mgmt For For
1.2 Elect Director P. Brabeck-Letmathe Mgmt For For
1.3 Elect Director L.R. Faulkner Mgmt For For
1.4 Elect Director J.S. Fishman Mgmt For For
1.5 Elect Director K.C. Frazier Mgmt For For
1.6 Elect Director W.W. George Mgmt For For
1.7 Elect Director M.C. Nelson Mgmt For For
1.8 Elect Director S.J. Palmisano Mgmt For For
1.9 Elect Director S.S. Reinemund Mgmt For For
1.10 Elect Director R.W. Tillerson Mgmt For For
1.11 Elect Director E.E. Whitacre, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require Independent Board Chairman SH Against Against
6 Report on Political Contributions SH Against Against
7 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Against For
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water SH Against Against
9 Report on Environmental Impact of Oil Sands Operations in SH Against For
Canada
10 Report on Environmental Impacts of Natural Gas Fracturing SH Against For
11 Report on Energy Technologies Development SH Against Against
12 Adopt Quantitative GHG Goals for Products and Operations SH Against For
MOLSON COORS BREWING COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TAP 25-May-11 USA 60871R209 Annual 28-Mar-11
CUSIP: 60871R209 ISIN: US60871R2094 SEDOL: B067BM3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Directors John E. Cleghorn Mgmt For For
1.2 Elect Directors Charles M. Herington Mgmt For For
1.3 Elect Directors David P. O'Brien Mgmt For For
SAP AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SAP 25-May-11 Germany D66992104 Annual 03-May-11
CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.60 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For
6 Approve Cancellation of Pool of Conditional Capital and Mgmt For For
Amend Articles to Reflect Changes in Capital
7 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate Nominal Amount of EUR
7.5 Billion; Approve Creation of EUR 100 Million Pool of
Capital to Guarantee Conversion Rights
8 Approve Affiliation Agreement with SAP Sechste Beteiligungs- Mgmt For For
und Vermoegensverwaltungs GmbH
SKECHERS U.S.A., INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SKX 25-May-11 USA 830566105 Annual 31-Mar-11
CUSIP: 830566105 ISIN: US8305661055 SEDOL: 2428042
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Geyer Kosinski Mgmt For For
1.2 Elect Director Richard Rappaport Mgmt For For
1.3 Elect Director Richard Siskind Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Amend Executive Incentive Bonus Plan Mgmt For For
THE SOUTHERN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SO 25-May-11 USA 842587107 Annual 28-Mar-11
CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. P. Baranco Mgmt For For
1.2 Elect Director J. A. Boscia Mgmt For For
1.3 Elect Director H. A. Clark, III Mgmt For For
1.4 Elect Director T. A. Fanning Mgmt For For
1.5 Elect Director H.W. Habermeyer, Jr. Mgmt For For
1.6 Elect Director V.M Hagen Mgmt For For
1.7 Elect Director W. A. Hood, Jr. Mgmt For For
1.8 Elect Director D. M. James Mgmt For For
1.9 Elect Director D. E. Klein Mgmt For For
1.10 Elect Director J. N. Purcell Mgmt For For
1.11 Elect Director W. G. Smith, Jr. Mgmt For For
1.12 Elect Director S. R. Specker Mgmt For For
1.13 Elect Director L.D. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Omnibus Stock Plan Mgmt For For
6 Report on Coal Combustion Waste Hazard and Risk SH Against For
Mitigation Efforts
THERMO FISHER SCIENTIFIC INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TMO 25-May-11 USA 883556102 Annual 28-Mar-11
CUSIP: 883556102 ISIN: US8835561023 SEDOL: 2886907
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Thomas J. Lynch Mgmt For For
2 Elect Director William G. Parrett Mgmt For For
3 Elect Director Michael E. Porter Mgmt For For
4 Elect Director Scott M. Sperling Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
7 Ratify Auditors Mgmt For For
8 Declassify the Board of Directors SH Against For
WELLCARE HEALTH PLANS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WCG 25-May-11 USA 94946T106 Annual 28-Mar-11
CUSIP: 94946T106 ISIN: US94946T1060 SEDOL: B01R258
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles G. Berg Mgmt For For
2 Elect Director Carol J. Burt Mgmt For For
3 Elect Director Alec Cunningham Mgmt For For
4 Elect Director David J. Gallitano Mgmt For For
5 Elect Director D. Robert Graham Mgmt For For
6 Elect Director Kevin F. Hickey Mgmt For For
7 Elect Director Christian P. Michalik Mgmt For For
8 Elect Director Glenn D. Steele, Jr. Mgmt For For
9 Elect Director William L. Trubeck Mgmt For For
10 Elect Director Paul E. Weaver Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Report on Political Contributions SH Against Against
ALEXANDER'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALX 26-May-11 USA 014752109 Annual 30-Mar-11
CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven Roth Mgmt For Withhold
1.2 Elect Director Neil Underberg Mgmt For Withhold
1.3 Elect Director Russell B. Wight, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
COLLECTIVE BRANDS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PSS 26-May-11 USA 19421W100 Annual 01-Apr-11
CUSIP: 19421W100 ISIN: US19421W1009 SEDOL: 2685966
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert F. Moran Mgmt For For
1.2 Elect Director Matthew A. Ouimet Mgmt For For
1.3 Elect Director Matthew E. Rubel Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
DEUTSCHE BANK AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DBK 26-May-11 Germany D18190898 Annual
CUSIP: D18190898 ISIN: DE0005140008 SEDOL: 5750355
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.75 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Ratify KPMG as Auditors for Fiscal 2011 Mgmt For For
6 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
7 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
8 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate Nominal Amount of EUR
9 Billion; Approve Creation of EUR 230.4 Million Pool of
Capital to Guarantee Conversion Rights
9 Approve Creation of EUR 230.4 Million Pool of Capital with Mgmt For For
Partial Exclusion of Preemptive Rights
10 Approve Creation of EUR 230.4 Million Pool of Capital Mgmt For For
without Preemptive Rights
11 Approve Creation of EUR 691.2 Million Pool of Capital with Mgmt For For
Partial Exclusion of Preemptive Rights
12 Elect Katherine Garrett-Cox to the Supervisory Board Mgmt For For
13 Approve Revenue Sharing and Operating Agreements with Mgmt For For
Subsidiary Deutsche Bank Financial LLC
GRAFTECH INTERNATIONAL LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GTI 26-May-11 USA 384313102 Annual 31-Mar-11
CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Randy W. Carson Mgmt For For
1.2 Elect Director Mary B. Cranston Mgmt For For
1.3 Elect Director Harold E. Layman Mgmt For For
1.4 Elect Director Ferrell P. McClean Mgmt For For
1.5 Elect Director Nathan Milikowsky Mgmt For For
1.6 Elect Director Michael C. Nahl Mgmt For For
1.7 Elect Director Steven R. Shawley Mgmt For For
1.8 Elect Director Craig S. Shular Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
HEALTHSPRING, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HS 26-May-11 USA 42224N101 Annual 06-Apr-11
CUSIP: 42224N101 ISIN: US42224N1019 SEDOL: B0Y4Z91
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John T. Fox Mgmt For For
1.2 Elect Director Robert Z. Hensley Mgmt For For
1.3 Elect Director Russell K. Mayerfeld Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSII 26-May-11 USA 422819102 Annual 15-Apr-11
CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director L. Kevin Kelly Mgmt For For
2 Elect Director Robert E. Knowling, Jr. Mgmt For For
3 Elect Director V. Paul Unruh Mgmt For For
4 Ratify Auditors Mgmt For For
5 Amend Omnibus Stock Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
JETBLUE AIRWAYS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JBLU 26-May-11 USA 477143101 Annual 31-Mar-11
CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Barger Mgmt For For
1.2 Elect Director Jens Bischof Mgmt For For
1.3 Elect Director Peter Boneparth Mgmt For For
1.4 Elect Director David Checketts Mgmt For For
1.5 Elect Director Virginia Gambale Mgmt For For
1.6 Elect Director Stephan Gemkow Mgmt For For
1.7 Elect Director Stanley McChrystal Mgmt For For
1.8 Elect Director Joel Peterson Mgmt For Withhold
1.9 Elect Director Ann Rhoades Mgmt For For
1.10 Elect Director Frank Sica Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
MID-AMERICA APARTMENT COMMUNITIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MAA 26-May-11 USA 59522J103 Annual 18-Mar-11
CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For
1.2 Elect Director Alan B. Graf, jr. Mgmt For For
1.3 Elect Director John S. Grinalds Mgmt For For
1.4 Elect Director Ralph Horn Mgmt For For
1.5 Elect Director Philip W. Norwood Mgmt For For
1.6 Elect Director W. Reid Sanders Mgmt For For
1.7 Elect Director William B. Sansom Mgmt For For
1.8 Elect Director Simon R.C. Wadsworth Mgmt For For
2 Increase Authorized Common Stock Mgmt For Against
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
THE TRAVELERS COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRV 26-May-11 USA 89417E109 Annual 28-Mar-11
CUSIP: 89417E109 ISIN: US89417E1091 SEDOL: 2769503
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan L. Beller Mgmt For For
2 Elect Director John H. Dasburg Mgmt For For
3 Elect Director Janet M. Dolan Mgmt For For
4 Elect Director Kenneth M. Duberstein Mgmt For For
5 Elect Director Jay S. Fishman Mgmt For For
6 Elect Director Lawrence G. Graev Mgmt For For
7 Elect Director Patricia L. Higgins Mgmt For For
8 Elect Director Thomas R. Hodgson Mgmt For For
9 Elect Director Cleve L. Killingsworth, Jr. Mgmt For For
10 Elect Director Donald J. Shepard Mgmt For For
11 Elect Director Laurie J. Thomsen Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
XEROX CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
XRX 26-May-11 USA 984121103 Annual 28-Mar-11
CUSIP: 984121103 ISIN: US9841211033 SEDOL: 2985202
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Glenn A. Britt Mgmt For For
2 Elect Director Ursula M. Burns Mgmt For For
3 Elect Director Richard J. Harrington Mgmt For For
4 Elect Director William Curt Hunter Mgmt For For
5 Elect Director Robert J. Keegan Mgmt For For
6 Elect Director Robert A. McDonald Mgmt For For
7 Elect Director N.J. Nicholas, Jr. Mgmt For For
8 Elect Director Charles Prince Mgmt For For
9 Elect Director Ann N. Reese Mgmt For For
10 Elect Director Mary Agnes Wilderotter Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
COLUMBIA SPORTSWEAR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COLM 27-May-11 USA 198516106 Annual 23-Mar-11
CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gertrude Boyle Mgmt For For
1.2 Elect Director Timothy P. Boyle Mgmt For For
1.3 Elect Director Sarah A. Bany Mgmt For For
1.4 Elect Director Murrey R. Albers Mgmt For For
1.5 Elect Director Stephen E. Babson Mgmt For For
1.6 Elect Director Andy D. Bryant Mgmt For For
1.7 Elect Director Edward S. George Mgmt For For
1.8 Elect Director Walter T. Klenz Mgmt For For
1.9 Elect Director Ronald E. Nelson Mgmt For For
1.10 Elect Director John W. Stanton Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
HSBC HOLDINGS PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSBA 27-May-11 United Kingdom G4634U169 Annual 26-May-11
CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3a Re-elect Safra Catz as Director Mgmt For For
3b Elect Laura Cha as Director Mgmt For For
3c Re-elect Marvin Cheung as Director Mgmt For For
3d Re-elect John Coombe as Director Mgmt For For
3e Re-elect Rona Fairhead as Director Mgmt For For
3f Re-elect Douglas Flint as Director Mgmt For For
3g Re-elect Alexander Flockhart as Director Mgmt For For
3h Re-elect Stuart Gulliver as Director Mgmt For For
3i Re-elect James Hughes-Hallett as Director Mgmt For For
3j Re-elect William Laidlaw as Director Mgmt For For
3k Re-elect Janis Lomax as Director Mgmt For For
3l Elect Iain Mackay as Director Mgmt For For
3m Re-elect Gwyn Morgan as Director Mgmt For For
3n Re-elect Nagavara Murthy as Director Mgmt For For
3o Re-elect Sir Simon Robertson as Director Mgmt For For
3p Re-elect John Thornton as Director Mgmt For For
3q Re-elect Sir Brian Williamson as Director Mgmt For For
4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
7 Approve Share Plan 2011 Mgmt For For
8 Approve Fees Payable to Non-Executive Directors Mgmt For For
9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
LOWE'S COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LOW 27-May-11 USA 548661107 Annual 25-Mar-11
CUSIP: 548661107 ISIN: US5486611073 SEDOL: 2536763
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Raul Alvarez Mgmt For For
1.2 Elect Director David W. Bernauer Mgmt For For
1.3 Elect Director Leonard L. Berry Mgmt For For
1.4 Elect Director Peter C. Browning Mgmt For For
1.5 Elect Director Dawn E. Hudson Mgmt For For
1.6 Elect Director Robert L. Johnson Mgmt For For
1.7 Elect Director Marshall O. Larsen Mgmt For For
1.8 Elect Director Richard K. Lochridge Mgmt For For
1.9 Elect Director Robert A. Niblock Mgmt For For
1.10 Elect Director Stephen F. Page Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Executive Incentive Bonus Plan Mgmt For For
6 Submit Severance Agreement (Change-in-Control) to SH Against For
Shareholder Vote
7 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
8 Report on Political Contributions SH Against Against
ROCK-TENN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RKT 27-May-11 USA 772739207 Special 08-Apr-11
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
SILGAN HOLDINGS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLGN 27-May-11 USA 827048109 Annual 11-Apr-11
CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director D. Greg Horrigan Mgmt For For
1.2 Elect Director John W. Alden Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
WATSCO, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WSO 27-May-11 USA 942622200 Annual 08-Apr-11
CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven R. Fedrizzi Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
DECKERS OUTDOOR CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DECK 31-May-11 USA 243537107 Annual 04-Apr-11
CUSIP: 243537107 ISIN: US2435371073 SEDOL: 2267278
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Angel R. Martinez Mgmt For For
1.2 Elect Director Rex A. Licklider Mgmt For For
1.3 Elect Director John M. Gibbons Mgmt For For
1.4 Elect Director John G. Perenchio Mgmt For For
1.5 Elect Director Maureen Conners Mgmt For For
1.6 Elect Director Ruth M. Owades Mgmt For For
1.7 Elect Director Karyn O. Barsa Mgmt For For
1.8 Elect Director Michael F. Devine, III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
CASCADE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CASC 01-Jun-11 USA 147195101 Annual 07-Apr-11
CUSIP: 147195101 ISIN: US1471951012 SEDOL: 2179146
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Peter D. Nickerson Mgmt For For
1.2 Elect Director Robert C. Warren, Jr. Mgmt For For
1.3 Elect Director Henry W. Wessinger, II Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Amend Omnibus Stock Plan Mgmt For For
6 Ratify Auditors Mgmt For For
CATALYST HEALTH SOLUTIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CHSI 01-Jun-11 USA 14888B103 Annual 04-Apr-11
CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David T. Blair Mgmt For For
1.2 Elect Director Daniel J. Houston Mgmt For For
1.3 Elect Director Kenneth A. Samet Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EMCOR GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EME 01-Jun-11 USA 29084Q100 Annual 06-Apr-11
CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen W. Bershad Mgmt For For
1.2 Elect Director David A.B. Brown Mgmt For For
1.3 Elect Director Larry J. Bump Mgmt For For
1.4 Elect Director Albert Fried, Jr. Mgmt For For
1.5 Elect Director Anthony J. Guzzi Mgmt For For
1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For
1.7 Elect Director David H. Laidley Mgmt For For
1.8 Elect Director Frank T. MacInnis Mgmt For For
1.9 Elect Director Jerry E. Ryan Mgmt For For
1.10 Elect Director Michael T. Yonker Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
K-SWISS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KSWS 01-Jun-11 USA 482686102 Annual 04-Apr-11
CUSIP: 482686102 ISIN: US4826861027 SEDOL: 2479824
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen Fine Mgmt For For
1.2 Elect Director Mark Louie Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
MASIMO CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MASI 01-Jun-11 USA 574795100 Annual 18-Apr-11
CUSIP: 574795100 ISIN: US5747951003 SEDOL: B1YWR63
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven J. Barker Mgmt For For
1.2 Elect Director Sanford Fitch Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require a Majority Vote for the Election of Directors SH Against For
ORBITZ WORLDWIDE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OWW 01-Jun-11 USA 68557K109 Annual 06-Apr-11
CUSIP: 68557K109 ISIN: US68557K1097 SEDOL: B23G859
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mark S. Britton Mgmt For For
1.2 Elect Director Bradley T. Gerstner Mgmt For For
1.3 Elect Director Kristina M. Leslie Mgmt For For
1.4 Elect Director Jaynie Miller Studenmund Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
RIVERBED TECHNOLOGY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RVBD 01-Jun-11 USA 768573107 Annual 11-Apr-11
CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Michael R. Kourey Mgmt For For
2 Elect Director Mark S. Lewis Mgmt For For
3 Elect Director Steven McCanne Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SAKS INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SKS 01-Jun-11 USA 79377W108 Annual 06-Apr-11
CUSIP: 79377W108 ISIN: US79377W1080 SEDOL: 2704786
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert B. Carter Mgmt For For
1.2 Elect Director Donald E. Hess Mgmt For For
1.3 Elect Director Jerry W. Levin Mgmt For For
1.4 Elect Director Michael S. Gross Mgmt For For
1.5 Elect Director Nora P. McAniff Mgmt For For
1.6 Elect Director Stephen I. Sadove Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Provide for Cumulative Voting SH Against Against
DIGITAL RIVER, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DRIV 02-Jun-11 USA 25388B104 Annual 07-Apr-11
CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas F. Madison Mgmt For For
1.2 Elect Director Cheryl F. Rosner Mgmt For For
1.3 Elect Director Alfred F. Castino Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Amend Omnibus Stock Plan Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Ratify Auditors Mgmt For For
GOOGLE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GOOG 02-Jun-11 USA 38259P508 Annual 04-Apr-11
CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Larry Page Mgmt For For
1.2 Elect Director Sergey Brin Mgmt For For
1.3 Elect Director Eric E. Schmidt Mgmt For For
1.4 Elect Director L. John Doerr Mgmt For For
1.5 Elect Director John L. Hennessy Mgmt For For
1.6 Elect Director Ann Mather Mgmt For For
1.7 Elect Director Paul S. Otellini Mgmt For For
1.8 Elect Director K. Ram Shriram Mgmt For For
1.9 Elect Director Shirley M. Tilghman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
7 Reduce Supermajority Vote Requirement SH Against Against
8 Report on Code of Conduct Compliance SH Against Against
INGERSOLL-RAND PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IR 02-Jun-11 Ireland G47791101 Annual 06-Apr-11
CUSIP: G47791101 ISIN: IE00B6330302 SEDOL: B633030
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Ann C. Berzin Mgmt For For
2 Elect Director John Bruton Mgmt For For
3 Elect Director Jared L. Cohon Mgmt For For
4 Elect Director Gary D. Forsee Mgmt For For
5 Elect Director Peter C. Godsoe Mgmt For For
6 Elect Director Edward E. Hagenlocker Mgmt For For
7 Elect Director Constance J. Horner Mgmt For For
8 Elect Director Michael W. Lamach Mgmt For For
9 Elect Director Theodore E. Martin Mgmt For For
10 Elect Director Richard J. Swift Mgmt For For
11 Elect Director Tony L. White Mgmt For For
12 Approve Executive Incentive Scheme Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Authorize Market Purchase Mgmt For For
16 Ratify Auditors Mgmt For For
OMEGA HEALTHCARE INVESTORS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OHI 02-Jun-11 USA 681936100 Annual 15-Apr-11
CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Harold J. Kloosterman Mgmt For For
1.2 Elect Director C. Taylor Pickett Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
THE BUCKLE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BKE 02-Jun-11 USA 118440106 Annual 25-Mar-11
CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Daniel J. Hirschfeld Mgmt For For
1.2 Elect Director Dennis H. Nelson Mgmt For For
1.3 Elect Director Karen B. Rhoads Mgmt For For
1.4 Elect Director James E. Shada Mgmt For For
1.5 Elect Director Robert E. Campbell Mgmt For For
1.6 Elect Director Bill L. Fairfield Mgmt For For
1.7 Elect Director Bruce L. Hoberman Mgmt For For
1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For
1.9 Elect Director Michael E. Huss Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
UNIVERSAL HEALTH REALTY INCOME TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UHT 02-Jun-11 USA 91359E105 Annual 04-Apr-11
CUSIP: 91359E105 ISIN: US91359E1055 SEDOL: 2927497
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Alan B. Miller Mgmt For For
1.2 Elect Director Randall C. Stein Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
WAL-MART STORES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WMT 03-Jun-11 USA 931142103 Annual 06-Apr-11
CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Aida M. Alvarez Mgmt For For
2 Elect Director James W. Breyer Mgmt For For
3 Elect Director M. Michele Burns Mgmt For For
4 Elect Director James I. Cash, Jr. Mgmt For For
5 Elect Director Roger C. Corbett Mgmt For For
6 Elect Director Douglas N. Daft Mgmt For For
7 Elect Director Michael T. Duke Mgmt For For
8 Elect Director Gregory B. Penner Mgmt For For
9 Elect Director Steven S Reinemund Mgmt For For
10 Elect Director H. Lee Scott, Jr. Mgmt For For
11 Elect Director Arne M. Sorenson Mgmt For For
12 Elect Director Jim C. Walton Mgmt For For
13 Elect Director S. Robson Walton Mgmt For For
14 Elect Director Christopher J. Williams Mgmt For For
15 Elect Director Linda S. Wolf Mgmt For For
16 Ratify Auditors Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
18 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
19 Amend EEO Policy to Prohibit Discrimination based on SH Against For
Gender Identity
20 Report on Political Contributions SH Against Against
21 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
22 Require Suppliers to Produce Sustainability Reports SH Against Against
23 Report on Climate Change Business Risks SH Against Against
SUN HYDRAULICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SNHY 06-Jun-11 USA 866942105 Annual 18-Apr-11
CUSIP: 866942105 ISIN: US8669421054 SEDOL: 2819282
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Christine L. Koski Mgmt For For
1.2 Elect Director David N. Wormley Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EVERCORE PARTNERS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EVR 07-Jun-11 USA 29977A105 Annual 14-Apr-11
CUSIP: 29977A105 ISIN: US29977A1051 SEDOL: B1BHXZ2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Roger C. Altman Mgmt For Withhold
1.2 Elect Director Pedro Aspe Mgmt For Withhold
1.3 Elect Director Richard I. Beattie Mgmt For Withhold
1.4 Elect Director Francois de Saint Phalle Mgmt For For
1.5 Elect Director Gail B. Harris Mgmt For For
1.6 Elect Director Curt Hessler Mgmt For For
1.7 Elect Director Anthony N. Pritzker Mgmt For For
1.8 Elect Director Ralph L. Schlosstein Mgmt For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
FRANCE TELECOM
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FTE 07-Jun-11 France F4113C103 Annual/Special 02-Jun-11
CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 1.40 per Mgmt For For
Share
4 Acknowledge Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Reelect Bernard Dufau as Director Mgmt For For
6 Elect Helle Kristoffersen as Director Mgmt For For
7 Elect Muriel Penicaud as Director Mgmt For For
8 Elect Jean Michel Severino as Director Mgmt For For
9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
10 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
2 Billion
11 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1.5 Billion
12 Approve Issuance of up to 20 Percent of Issued Capital Per Mgmt For For
Year for a Private Placement, up to Aggregate Nominal
Amount of EUR 1.5 Billion
13 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote under Items 10, 11 and 12 Above
14 Authorize Capital Increase of up to EUR 1.5 Billion for Future Mgmt For For
Exchange Offers
15 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
16 Authorize Capital Increase of up to EUR 35 Million to Holders Mgmt For For
of Orange SA Stock Options or Shares in Connection with
France Telecom Liquidity Agreement
17 Authorize up to EUR 500,000 for Issuance of Free Option- Mgmt For For
Based Liquidity Instruments Reserved for Holders of Orange
SA Stock Options Benefiting from a Liquidity Agreement
18 Set Total Limit for Capital Increase to Result from All Mgmt For For
Issuance Requests under Items 10 to 17 at EUR 3.5 Billion
19 Approve Issuance of Securities Convertible into Debt up to Mgmt For For
Aggregate Nominal Amount of EUR 7 Billion
20 Authorize Capitalization of Reserves of Up to EUR 2 Billion Mgmt For For
for Bonus Issue or Increase in Par Value
21 Approve Employee Stock Purchase Plan Mgmt For For
22 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
23 Authorize Filing of Required Documents/Other Formalities Mgmt For For
MASTERCARD INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MA 07-Jun-11 USA 57636Q104 Annual 13-Apr-11
CUSIP: 57636Q104 ISIN: US57636Q1040 SEDOL: B121557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Marc Olivie Mgmt For For
2 Elect Director Rima Qureshi Mgmt For For
3 Elect Director Mark Schwartz Mgmt For For
4 Elect Director Jackson P. Tai Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
QUEST SOFTWARE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
QSFT 07-Jun-11 USA 74834T103 Annual 19-Apr-11
CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Vincent C. Smith Mgmt For For
1.2 Elect Director Douglas F. Gam Mgmt For For
1.3 Elect Director Augustine L. Nieto II Mgmt For For
1.4 Elect Director Kevin M. Klausmeyer Mgmt For For
1.5 Elect Director Paul A. Sallaberry Mgmt For For
1.6 Elect Director H. John Dirks Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CATERPILLAR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CAT 08-Jun-11 USA 149123101 Annual 11-Apr-11
CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David L. Calhoun Mgmt For For
1.2 Elect Director Daniel M. Dickinson Mgmt For For
1.3 Elect Director Eugene V. Fife Mgmt For For
1.4 Elect Director Juan Gallardo Mgmt For For
1.5 Elect Director David R. Goode Mgmt For For
1.6 Elect Director Jesse J. Greene, Jr. Mgmt For For
1.7 Elect Director Peter A. Magowan Mgmt For For
1.8 Elect Director Dennis A. Muilenburg Mgmt For For
1.9 Elect Director Douglas R. Oberhelman Mgmt For For
1.10 Elect Director William A. Osborn Mgmt For For
1.11 Elect Director Charles D. Powell Mgmt For For
1.12 Elect Director Edward B. Rust, Jr. Mgmt For For
1.13 Elect Director Susan C. Schwab Mgmt For For
1.14 Elect Director Joshua I. Smith Mgmt For For
1.15 Elect Director Miles D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Report on Political Contributions SH Against Against
7 Stock Retention/Holding Period SH Against Against
8 Require a Majority Vote for the Election of Directors SH Against For
9 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
10 Require Independent Board Chairman SH Against Against
11 Review and Assess Human Rights Policies SH Against For
12 Adopt a Policy in which the Company will not Make or SH Against Against
Promise to Make Any Death Benefit Payments to Senior
Executives
DEVON ENERGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DVN 08-Jun-11 USA 25179M103 Annual 11-Apr-11
CUSIP: 25179M103 ISIN: US25179M1036 SEDOL: 2480677
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert H. Henry Mgmt For For
1.2 Elect Director John A. Hill Mgmt For For
1.3 Elect Director Michael M. Kanovsky Mgmt For For
1.4 Elect Director Robert A. Mosbacher, Jr Mgmt For For
1.5 Elect Director J. Larry Nichols Mgmt For For
1.6 Elect Director Duane C. Radtke Mgmt For For
1.7 Elect Director Mary P. Ricciardello Mgmt For For
1.8 Elect Director John Richels Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Reduce Supermajority Vote Requirement Mgmt For For
5 Amend Certificate of Incorporation Mgmt For For
6 Ratify Auditors Mgmt For For
7 Provide Right to Act by Written Consent SH Against For
AMEDISYS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMED 09-Jun-11 USA 023436108 Annual 15-Apr-11
CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William F. Borne Mgmt For For
1.2 Elect Director Ronald A. LaBorde Mgmt For For
1.3 Elect Director Jake L. Netterville Mgmt For For
1.4 Elect Director David R. Pitts Mgmt For For
1.5 Elect Director Peter F. Ricchiuti Mgmt For For
1.6 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
LIMELIGHT NETWORKS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LLNW 09-Jun-11 USA 53261M104 Annual 13-Apr-11
CUSIP: 53261M104 ISIN: US53261M1045 SEDOL: B1YB674
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Walter D. Amaral Mgmt For For
1.2 Elect Director Thomas Falk Mgmt For For
1.3 Elect Director Jeffrey W. Lunsford Mgmt For For
1.4 Elect Director Peter J. Perrone Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Increase Authorized Common Stock Mgmt For Against
US AIRWAYS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LCC 09-Jun-11 USA 90341W108 Annual 11-Apr-11
CUSIP: 90341W108 ISIN: US90341W1080 SEDOL: B0LGKM8
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Bruce R. Lakefield Mgmt For For
2 Elect Director W. Douglas Parker Mgmt For For
3 Ratify Auditors Mgmt For For
4 Approve Omnibus Stock Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Provide for Cumulative Voting SH Against Against
WORLD FUEL SERVICES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
INT 10-Jun-11 USA 981475106 Annual 11-Apr-11
CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Paul H. Stebbins Mgmt For For
1.2 Elect Director Michael J. Kasbar Mgmt For For
1.3 Elect Director Ken Bakshi Mgmt For For
1.4 Elect Director Richard A. Kassar Mgmt For For
1.5 Elect Director Myles Klein Mgmt For For
1.6 Elect Director John L. Manley Mgmt For For
1.7 Elect Director J. Thomas Presby Mgmt For For
1.8 Elect Director Stephen K. Roddenberry Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
NICOR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GAS 14-Jun-11 USA 654086107 Annual 18-Apr-11
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. M. Beavers, Jr. Mgmt For For
1.2 Elect Director B. P. Bickner Mgmt For For
1.3 Elect Director J. H. Birdsall, III Mgmt For For
1.4 Elect Director N. R. Bobins Mgmt For For
1.5 Elect Director B. J. Gaines Mgmt For For
1.6 Elect Director R. A. Jean Mgmt For For
1.7 Elect Director D. J. Keller Mgmt For For
1.8 Elect Director R. E. Martin Mgmt For For
1.9 Elect Director G. R. Nelson Mgmt For For
1.10 Elect Director A. J. Olivera Mgmt For For
1.11 Elect Director J. Rau Mgmt For For
1.12 Elect Director J. C. Staley Mgmt For For
1.13 Elect Director R. M. Strobel Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
NICOR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GAS 14-Jun-11 USA 654086107 Special 20-Apr-11
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMMD 15-Jun-11 USA 02744M108 Special 09-May-11
CUSIP: 02744M108 ISIN: US02744M1080 SEDOL: 2619998
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
FREEPORT-MCMORAN COPPER & GOLD INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FCX 15-Jun-11 USA 35671D857 Annual 19-Apr-11
CUSIP: 35671D857 ISIN: US35671D8570 SEDOL: 2352118
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard C. Adkerson Mgmt For For
1.2 Elect Director Robert J. Allison, Jr. Mgmt For For
1.3 Elect Director Robert A. Day Mgmt For For
1.4 Elect Director Gerald J. Ford Mgmt For For
1.5 Elect Director H. Devon Graham, Jr. Mgmt For For
1.6 Elect Director Charles C. Krulak Mgmt For For
1.7 Elect Director Bobby Lee Lackey Mgmt For For
1.8 Elect Director Jon C. Madonna Mgmt For For
1.9 Elect Director Dustan E. McCoy Mgmt For For
1.10 Elect Director James R. Moffett Mgmt For For
1.11 Elect Director B.M. Rankin, Jr. Mgmt For For
1.12 Elect Director Stephen H. Siegele Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
5 Request Director Nominee with Environmental Qualifications SH Against For
LIVE NATION ENTERTAINMENT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LYV 15-Jun-11 USA 538034109 Annual 20-Apr-11
CUSIP: 538034109 ISIN: US5380341090 SEDOL: B0T7YX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jonathan Dolgen Mgmt For For
1.2 Elect Director Robert Ted Enloe, III Mgmt For For
1.3 Elect Director Jeffrey T. Hinson Mgmt For For
1.4 Elect Director James S. Kahan Mgmt For For
2 Approve Issuance of Shares for a Private Placement Mgmt For Against
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
7 Ratify Auditors Mgmt For For
THE MEN'S WEARHOUSE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MW 15-Jun-11 USA 587118100 Annual 18-Apr-11
CUSIP: 587118100 ISIN: US5871181005 SEDOL: 2576327
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director George Zimmer Mgmt For For
1.2 Elect Director David H. Edwab Mgmt For For
1.3 Elect Director Rinaldo S. Brutoco Mgmt For For
1.4 Elect Director Michael L. Ray Mgmt For For
1.5 Elect Director Sheldon I. Stein Mgmt For For
1.6 Elect Director Deepak Chopra Mgmt For For
1.7 Elect Director William B. Sechrest Mgmt For For
1.8 Elect Director Larry R. Katzen Mgmt For For
1.9 Elect Director Grace Nichols Mgmt For For
1.10 Elect Director Douglas S. Ewert Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Ratify Auditors Mgmt For For
BANCO SANTANDER S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 16-Jun-11 Spain E19790109 Annual 09-Jun-11
CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.A Accept Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports for FY 2010
1.B Approve Discharge of Directors for FY 2010 Mgmt For For
2 Approve Allocation of Income for FY 2010 Mgmt For For
3.A Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as Mgmt For Against
Director
3.B Reelect Rodrigo Echenique Gordillo as Director Mgmt For Against
3.C Reelect Lord Burns as Director Mgmt For Against
3.D Reelect Assicurazioni Generali S.p.A. as Director Mgmt For Against
4 Reelect Deloitte, S.L. as Auditors for FY 2011 Mgmt For For
5.A Amend Articles 8, 11, 15, 16 and 18 Re: Equity-Related Mgmt For For
5.B Amend Several Articles of Bylaws Mgmt For For
5.C Amend Article 62 and 69 of Bylaws Mgmt For For
6.A Amend Preamble and Article 2 of General Meeting Regulations Mgmt For For
6.B Amend Articles 4, 5 and 8 of General Meeting Regulations; Mgmt For For
Add Article 6 Bis to General Meeting Regulations
6.C Amend Article 12, 19, 21 and Additional Provision of General Mgmt For For
Meeting Regulations
7 Grant Board Authorization to Increase Capital Mgmt For For
8.A Authorize Increase in Capital Charged to Voluntary Reserves Mgmt For For
for Bonus Issue; Amend Article 5 of Bylaws Accordingly;
Approve Listing of Shares
8.B Authorize Increase in Capital Charged to Voluntary Reserves Mgmt For For
for Bonus Issue; Amend Article 5 of Bylaws Accordingly;
Approve Listing of Shares
9.A Authorize to Issuance of Convertible and/or Exchangeable Mgmt For For
Debt Securities Including Warrants Without Preemptive
Rights; Void Authorization Granted at 2010 AGM
9.B Authorize Issuance of Non Convertible Debt Securities Mgmt For For
Including Warrants
10.A Approve Sixth Cycle of Performance Share Plan Mgmt For For
10.B Approve Second Cycle of Deferred and Conditional Share Plan Mgmt For For
10.C Approve First Cycle of Deferred and Conditional Variable Mgmt For For
Remuneration Plan
10.D Approve Savings Plan for Santander UK plc Employees and Mgmt For For
Other Companies of Santander Group in UK
11 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
12 Advisory Vote on Remuneration Policy Report Mgmt For For
EQUITY RESIDENTIAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQR 16-Jun-11 USA 29476L107 Annual 31-Mar-11
CUSIP: 29476L107 ISIN: US29476L1070 SEDOL: 2319157
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John W. Alexander Mgmt For For
1.2 Elect Director Charles L. Atwood Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Bradley A. Keywell Mgmt For For
1.5 Elect Director John E. Neal Mgmt For For
1.6 Elect Director David J. Neithercut Mgmt For For
1.7 Elect Director Mark S. Shapiro Mgmt For For
1.8 Elect Director Gerald A. Spector Mgmt For For
1.9 Elect Director B. Joseph White Mgmt For For
1.10 Elect Director Samuel Zell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Provide for Cumulative Voting SH Against Against
7 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
SALIX PHARMACEUTICALS, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLXP 16-Jun-11 USA 795435106 Annual 20-Apr-11
CUSIP: 795435106 ISIN: US7954351067 SEDOL: 2693981
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John F. Chappell Mgmt For For
1.2 Elect Director Thomas W. D'Alonzo Mgmt For For
1.3 Elect Director Richard A. Franco, Sr. Mgmt For For
1.4 Elect Director William P. Keane Mgmt For For
1.5 Elect Director Carolyn J. Logan Mgmt For For
1.6 Elect Director Mark A. Sirgo Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
GSI COMMERCE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSIC 17-Jun-11 USA 36238G102 Special 09-May-11
CUSIP: 36238G102 ISIN: US36238G1022 SEDOL: 2134101
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
NTT DOCOMO INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9437 17-Jun-11 Japan J59399105 Annual 31-Mar-11
CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
2600
2 Amend Articles To Amend Business Lines Mgmt For For
3.1 Elect Director Shindo, Tsutomu Mgmt For For
3.2 Elect Director Kagawa, Wataru Mgmt For For
3.3 Elect Director Yoshizawa, Kazuhiro Mgmt For For
4.1 Appoint Statutory Auditor Hoshizawa, Shuro Mgmt For For
4.2 Appoint Statutory Auditor Yoshizawa, Kyoichi Mgmt For Against
4.3 Appoint Statutory Auditor Morosawa, Haruo Mgmt For For
4.4 Appoint Statutory Auditor Tsujiyama, Eiko Mgmt For For
TOYOTA MOTOR CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7203 17-Jun-11 Japan J92676113 Annual 31-Mar-11
CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For
2 Amend Articles To Decrease Maximum Board Size Mgmt For For
3.1 Elect Director Cho, Fujio Mgmt For For
3.2 Elect Director Toyoda, Akio Mgmt For For
3.3 Elect Director Uchiyamada, Takeshi Mgmt For For
3.4 Elect Director Funo, Yukitoshi Mgmt For For
3.5 Elect Director Niimi, Atsushi Mgmt For For
3.6 Elect Director Sasaki, Shinichi Mgmt For For
3.7 Elect Director Ozawa, Satoshi Mgmt For For
3.8 Elect Director Kodaira, Nobuyori Mgmt For For
3.9 Elect Director Furuhashi, Mamoru Mgmt For For
3.10 Elect Director Ijichi, Takahiko Mgmt For For
3.11 Elect Director Ihara, Yasumori Mgmt For For
4.1 Appoint Statutory Auditor Matsuo, Kunihiro Mgmt For For
4.2 Appoint Statutory Auditor Wake, Yoko Mgmt For For
4.3 Appoint Statutory Auditor Ichimaru, Yoichiro Mgmt For For
4.4 Appoint Statutory Auditor Kato, Masahiro Mgmt For For
5 Approve Adjustment to Aggregate Compensation Ceiling for Mgmt For For
Directors
6 Approve Annual Bonus Payment to Directors Mgmt For For
BRIGHAM EXPLORATION COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BEXP 21-Jun-11 USA 109178103 Annual 25-Apr-11
CUSIP: 109178103 ISIN: US1091781039 SEDOL: 2107415
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ben M. Brigham Mgmt For For
1.2 Elect Director David T. Brigham Mgmt For For
1.3 Elect Director Harold D. Carter Mgmt For For
1.4 Elect Director Stephen C. Hurley Mgmt For For
1.5 Elect Director Stephen P. Reynolds Mgmt For For
1.6 Elect Director Hobart A. Smith Mgmt For For
1.7 Elect Director Scott W. Tinker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Amend Non-Employee Director Stock Option Plan Mgmt For For
6 Approve Stock Grant to Non-Employee Directors Mgmt For For
INVESTORS BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ISBC 21-Jun-11 USA 46146P102 Annual 25-Apr-11
CUSIP: 46146P102 ISIN: US46146P1021 SEDOL: B0J2NT6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Doreen R. Byrnes Mgmt For Withhold
1.2 Elect Director Stephen J. Szabatin Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
MIZUHO FINANCIAL GROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8411 21-Jun-11 Japan J4599L102 Annual 31-Mar-11
CUSIP: J4599L102 ISIN: JP3885780001 SEDOL: 6591014
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2 Amend Articles To Increase Authorized Capital Mgmt For For
3.1 Elect Director Sato, Yasuhiro Mgmt For For
3.2 Elect Director Nishizawa, Junichi Mgmt For For
3.3 Elect Director Tsuchiya, Mitsuaki Mgmt For For
3.4 Elect Director Kono, Masaaki Mgmt For For
3.5 Elect Director Nomiyama, Akihiko Mgmt For For
3.6 Elect Director Ohashi, Mitsuo Mgmt For For
3.7 Elect Director Anraku, Kanemitsu Mgmt For For
4.1 Appoint Statutory Auditor Shigeji, Yoshinobu Mgmt For For
4.2 Appoint Statutory Auditor Iyoda, Toshinari Mgmt For For
4.3 Appoint Statutory Auditor Imai, Isao Mgmt For For
5 Amend Articles to Require Sound Corporate Evaluations SH Against Against
6 Amend Articles to Require Appointment of a Committee to SH Against Against
Investigate Evaluations by Mizuho Subsidiaries Later Ruled to
be At Least 50 Percent Underestimates or 100 Percent
Overstatements (viz. Kanebo)
7 Amend Articles to Require Subsidiaries Owning Shares in SH Against For
Allied Firms to Vote Shares Appropriately
8 Amend Articles to Require Disclosure of Individual SH Against For
Breakdown of Director and Officer Compensation, including
Payments to Former Directors and Officers
9 Amend Articles to Mandate All Possible Measures to Avoid SH Against Against
ATM System Outages
10 Amend Articles to Relax Limit to Allow Shareholder Proposal SH Against For
Justification Statements Up to 4,000 Characters
KOMATSU LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6301 22-Jun-11 Japan J35759125 Annual 31-Mar-11
CUSIP: J35759125 ISIN: JP3304200003 SEDOL: 6496584
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 20 Mgmt For For
2.1 Elect Director Sakane, Masahiro Mgmt For For
2.2 Elect Director Noji, Kunio Mgmt For For
2.3 Elect Director Komamura, Yoshinori Mgmt For For
2.4 Elect Director Ohashi, Tetsuji Mgmt For For
2.5 Elect Director Hotta, Kensuke Mgmt For For
2.6 Elect Director Kano, Noriaki Mgmt For For
2.7 Elect Director Ikeda, Koichi Mgmt For For
2.8 Elect Director Hironaka, Mamoru Mgmt For For
2.9 Elect Director Fujitsuka, Mikio Mgmt For For
2.10 Elect Director Takamura, Fujitoshi Mgmt For For
3 Appoint Statutory Auditor Kamano, Hiroyuki Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
5 Approve Deep Discount Stock Option Plan Mgmt For For
TOSHIBA CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6502 22-Jun-11 Japan J89752117 Annual 31-Mar-11
CUSIP: J89752117 ISIN: JP3592200004 SEDOL: 6897217
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nishida, Atsutoshi Mgmt For For
1.2 Elect Director Sasaki, Norio Mgmt For For
1.3 Elect Director Muromachi, Masashi Mgmt For For
1.4 Elect Director Muraoka, Fumio Mgmt For For
1.5 Elect Director Horioka, Hiroshi Mgmt For For
1.6 Elect Director Hirabayashi, Hiroshi Mgmt For For
1.7 Elect Director Sasaki, Takeshi Mgmt For For
1.8 Elect Director Kosugi, Takeo Mgmt For For
1.9 Elect Director Shimomitsu, Hidejiro Mgmt For For
1.10 Elect Director Tanaka, Hisao Mgmt For For
1.11 Elect Director Kitamura, Hideo Mgmt For For
1.12 Elect Director Watanabe, Toshiharu Mgmt For For
1.13 Elect Director Kubo, Makoto Mgmt For For
2 Amend Articles to Require Investigation, Disclosure to SH Against Against
Mainichi Shimbun of Work Logs Used in Fraudulent Billing of
NEDO
3 Amend Articles to Require Investigation, Disclosure to SH Against Against
Yomiuri Shimbun of Employee's Refusal Document to
Fabricate Work Logs Used in Behind Fraudulent Billing of
NEDO
4 Amend Articles to Require Investigation, Disclosure to Asahi SH Against Against
Shimbun of Keihin Office Head Warned About Fraudulent
Billing of NEDO
5 Amend Articles to Require Investigation, Disclosure to Sankei SH Against Against
Shimbun of Sr. VP of Energy System Group Who Oversaw
Keihin Office
6 Amend Articles to Require Investigation, Disclosure to Nihon SH Against Against
Keizai Shimbun of Document Notifying Then-President Sato
of Fraudulent Billing of NEDO
7 Amend Articles to Require Investigation, Disclosure to SH Against Against
Mainichi Shimbun of M.O. and Employee Criminal Awareness
in Fraudulent Billing of NEDO
8 Amend Articles to Require Investigation, Disclosure to SH Against Against
Yomiuri Shimbun of Organized Crime, Coverup 1 (Keihin
Office), Coverup 2 (Headquarters), Coverup 3 (Unexplained
Punishments)
9 Amend Articles to Require Investigation, Disclosure to Asahi SH Against Against
Shimbun of Seven Measures Taken by Headquarters in NEDO
Affair
10 Amend Articles to Require Investigation, Disclosure to Sankei SH Against Against
Shimbun of NEDO Findings, Toshiba Reaction, Costs,
Damage in NEDO Affair
11 Amend Articles to Require Investigation, Disclosure to Nihon SH Against Against
Keizai Shimbun of Who Was Responsible for the NEDO Affair
and Coverup
12 Amend Articles to Require Detailed Answers to All Questions SH Against Against
at Shareholder Meetings
13 Amend Articles to Prohibit Deeming Non-Votes as Votes FOR SH Against For
Management Proposals, AGAINST Shareholder Proposals
14 Amend Articles to Systematize and Disclose Punitive Action SH Against Against
Against Directors
15 Amend Articles to Require Detailed Historical Disclosure of SH Against Against
Director and Officer Punitive Action
16 Amend Articles to Require Disclosure to Mainichi Shimbun of SH Against Against
Specific Accomplishments and Compensation of Each Officer,
and Costs Incurred in their Hiring
17 Amend Articles to Require Disclosure to Yomiuri Shimbun of SH Against Against
Reasons for Retaining, Specific Tasks/Accomplishments,
Compensation and Cost Incurred to Recruit Consultants and
Friends of the Firm
18 Amend Articles to Require Disclosure to Asahi Shimbun of SH Against Against
Number, Positions Held, Origin Agencies of All Hires of Civil
Servants, with Annual Breakdown of Revenue from Each
Agency
19 Amend Articles to Mandate JPY 2200 an Hour Minimum SH Against Against
Wage to Temporary Workers
20 Amend Articles to Mandate JPY 5 per Share Minimum SH Against Against
Dividend per Year for Five Years
21.1 Appoint Shareholder Nominee Watanabe, Seigo to the Board SH Against Against
21.2 Appoint Shareholder Nominee Koyama, Yoshio to the Board SH Against Against
21.3 Appoint Shareholder Nominee Ozono, Jiro to the Board SH Against Against
21.4 Appoint Shareholder Nominee Shintani, Masataka to the SH Against Against
Board
21.5 Appoint Shareholder Nominee Isu, Yuichiro to the Board SH Against Against
21.6 Appoint Shareholder Nominee Tanigawa, Kazuo to the Board SH Against Against
21.7 Appoint Shareholder Nominee Hatano, Koichi to the Board SH Against Against
21.8 Appoint Shareholder Nominee Miki, Yoshiaki to the Board SH Against Against
21.9 Appoint Shareholder Nominee Sasaki, Tomohiko to the Board SH Against Against
21.10 Appoint Shareholder Nominee Miyamoto, Toshiki to the Board SH Against Against
21.11 Appoint Shareholder Nominee Oshima, Toshiyuki to the Board SH Against Against
21.12 Appoint Shareholder Nominee Sato, Fumio to the Board SH Against Against
21.13 Appoint Shareholder Nominee Nishimuro, Taizo to the Board SH Against Against
21.14 Appoint Shareholder Nominee Okamura, Tadashi to the Board SH Against Against
21.15 Appoint Shareholder Nominee Shimagami, Kiyoaki to the SH Against Against
Board
EAST JAPAN RAILWAY CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9020 23-Jun-11 Japan J1257M109 Annual 31-Mar-11
CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For
2 Amend Articles To Streamline Board Structure Mgmt For For
3 Elect Director Takahashi, Makoto Mgmt For For
4.1 Appoint Statutory Auditor Hoshino, Shigeo Mgmt For For
4.2 Appoint Statutory Auditor Higashikawa, Hajime Mgmt For For
4.3 Appoint Statutory Auditor Harayama, Kiyomi Mgmt For For
5 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
6 Amend Articles to Authorize Company to Direct Subsidiary to SH Against Against
Investigate Medical Practitioners Law (MPL) Violations by
Tenant Shop Employees
7 Direct Dept Store Subsidiary to Retain Asahi Shimbun to SH Against Against
Investigate MPL Violation at Tenant Contact-Lens Shops
8 Direct Dept Store Subsidiary to Retain Asahi Shimbun to SH Against Against
Check for MPL Violations when Accepting New Tenant Shops
HONDA MOTOR CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7267 23-Jun-11 Japan J22302111 Annual 31-Mar-11
CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 15 Mgmt For For
2 Amend Articles To Authorize Public Announcements in Mgmt For For
Electronic Format - Authorize Internet Disclosure of
Shareholder Meeting Materials - Decrease Maximum Board
Size - Abolish Annual Bonus Payment for Statutory Auditors
3.1 Elect Director Kondo, Koichi Mgmt For For
3.2 Elect Director Ito, Takanobu Mgmt For For
3.3 Elect Director Hamada, Akio Mgmt For For
3.4 Elect Director Oyama, Tatsuhiro Mgmt For For
3.5 Elect Director Ike, Fumihiko Mgmt For For
3.6 Elect Director Kawanabe, Tomohiko Mgmt For For
3.7 Elect Director Hogen, Kensaku Mgmt For For
3.8 Elect Director Kuroyanagi, Nobuo Mgmt For For
3.9 Elect Director Fukui, Takeo Mgmt For For
3.10 Elect Director Yamada, Takuji Mgmt For For
3.11 Elect Director Yoshida, Masahiro Mgmt For For
3.12 Elect Director Yamamoto, Yoshiharu Mgmt For For
4.1 Appoint Statutory Auditor Abe, Hirotake Mgmt For For
4.2 Appoint Statutory Auditor Iwashita, Tomochika Mgmt For Against
5 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
6 Approve Adjustment to Aggregate Compensation Ceilings for Mgmt For For
Directors and Statutory Auditors
HORNBECK OFFSHORE SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HOS 23-Jun-11 USA 440543106 Annual 25-Apr-11
CUSIP: 440543106 ISIN: US4405431069 SEDOL: B00G814
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Todd M. Hornbeck Mgmt For For
1.2 Elect Director Patricia B. Melcher Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
YAHOO! INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
YHOO 23-Jun-11 USA 984332106 Annual 26-Apr-11
CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol Bartz Mgmt For For
2 Elect Director Roy J. Bostock Mgmt For For
3 Elect Director Patti S. Hart Mgmt For For
4 Elect Director Susan M. James Mgmt For For
5 Elect Director Vyomesh Joshi Mgmt For For
6 Elect Director David W. Kenny Mgmt For For
7 Elect Director Arthur H. Kern Mgmt For For
8 Elect Director Brad D. Smith Mgmt For For
9 Elect Director Gary L. Wilson Mgmt For For
10 Elect Director Jerry Yang Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
14 Adopt Human Rights Policies Regarding the Sale of SH Against Against
Technology and Technical Assistance
MITSUBISHI CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8058 24-Jun-11 Japan J43830116 Annual 31-Mar-11
CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 39 Mgmt For For
2.1 Elect Director Kojima, Yorihiko Mgmt For For
2.2 Elect Director Kobayashi, Ken Mgmt For For
2.3 Elect Director Ueda, Ryoichi Mgmt For For
2.4 Elect Director Yano, Masahide Mgmt For For
2.5 Elect Director Nabeshima, Hideyuki Mgmt For For
2.6 Elect Director Nakahara, Hideto Mgmt For For
2.7 Elect Director Fujimura, Kiyoshi Mgmt For For
2.8 Elect Director Nagai, Yasuo Mgmt For For
2.9 Elect Director Nomakuchi, Tamotsu Mgmt For For
2.10 Elect Director Ito, Kunio Mgmt For For
2.11 Elect Director Tsukuda, Kazuo Mgmt For Against
2.12 Elect Director Kato, Ryozo Mgmt For For
2.13 Elect Director Konno, Hidehiro Mgmt For For
3 Appoint Statutory Auditor Noma, Osamu Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
MITSUI & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8031 24-Jun-11 Japan J44690139 Annual 31-Mar-11
CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 27 Mgmt For For
2.1 Elect Director Utsuda, Shoei Mgmt For For
2.2 Elect Director Iijima, Masami Mgmt For For
2.3 Elect Director Tanaka, Seiichi Mgmt For For
2.4 Elect Director Omae, Takao Mgmt For For
2.5 Elect Director Komai, Masayoshi Mgmt For For
2.6 Elect Director Kawashima, Fuminobu Mgmt For For
2.7 Elect Director Saiga, Daisuke Mgmt For For
2.8 Elect Director Okada, Joji Mgmt For For
2.9 Elect Director Kinoshita, Masayuki Mgmt For For
2.10 Elect Director Matsubara, Nobuko Mgmt For For
2.11 Elect Director Nonaka, Ikujiro Mgmt For For
2.12 Elect Director Hirabayashi, Hiroshi Mgmt For For
2.13 Elect Director Muto, Toshiro Mgmt For For
3.1 Appoint Statutory Auditor Miura, Satoru Mgmt For For
3.2 Appoint Statutory Auditor Murakami, Motonori Mgmt For For
PANASONIC CORP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6752 24-Jun-11 Japan J6354Y104 Annual 31-Mar-11
CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nakamura, Kunio Mgmt For For
1.2 Elect Director Matsushita, Masayuki Mgmt For For
1.3 Elect Director Otsubo, Fumio Mgmt For For
1.4 Elect Director Sakamoto, Toshihiro Mgmt For For
1.5 Elect Director Mori, Takahiro Mgmt For For
1.6 Elect Director Katsura, Yasuo Mgmt For For
1.7 Elect Director Morita, Ken Mgmt For For
1.8 Elect Director Kashima, Ikusaburo Mgmt For For
1.9 Elect Director Yamada, Yoshihiko Mgmt For For
1.10 Elect Director Takami, Kazunori Mgmt For For
1.11 Elect Director Uenoyama, Makoto Mgmt For For
1.12 Elect Director Harada, Masatoshi Mgmt For For
1.13 Elect Director Toyama, Takashi Mgmt For For
1.14 Elect Director Uno, Ikuo Mgmt For For
1.15 Elect Director Oku, Masayuki Mgmt For For
1.16 Elect Director Matsushita, Masaharu Mgmt For For
1.17 Elect Director Tsuga, Kazuhiro Mgmt For For
1.18 Elect Director Miyata, Yoshiiku Mgmt For For
1.19 Elect Director Miyabe, Yoshiyuki Mgmt For For
1.20 Elect Director Nakagawa, Yoshiaki Mgmt For For
2.1 Appoint Statutory Auditor Yoshino, Yasuo Mgmt For Against
2.2 Appoint Statutory Auditor Furuta, Yoshihiro Mgmt For For
TAKEDA PHARMACEUTICAL CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
4502 24-Jun-11 Japan J8129E108 Annual 31-Mar-11
CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For
2.1 Elect Director Hasegawa, Yasuchika Mgmt For For
2.2 Elect Director Yoshida, Toyoji Mgmt For For
2.3 Elect Director Yamanaka, Yasuhiko Mgmt For For
2.4 Elect Director Okawa, Shigenori Mgmt For For
2.5 Elect Director Frank Morich Mgmt For For
2.6 Elect Director Yamada, Tadataka Mgmt For For
2.7 Elect Director Sudo, Fumio Mgmt For For
2.8 Elect Director Kojima, Yorihiko Mgmt For For
3 Appoint Statutory Auditor Sakurada, Teruo Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
NOMURA HOLDINGS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8604 28-Jun-11 Japan J59009159 Annual 31-Mar-11
CUSIP: J59009159 ISIN: JP3762600009 SEDOL: 6643108
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Watanabe, Kenichi Mgmt For For
1.2 Elect Director Shibata, Takumi Mgmt For For
1.3 Elect Director Itatani, Masanori Mgmt For For
1.4 Elect Director Nishimatsu, Masanori Mgmt For For
1.5 Elect Director Tsuji, Haruo Mgmt For For
1.6 Elect Director Fujinuma, Tsuguoki Mgmt For Against
1.7 Elect Director Sakane, Masahiro Mgmt For For
1.8 Elect Director Colin Marshall Mgmt For For
1.9 Elect Director Clara Furse Mgmt For For
1.10 Elect Director Koga, Nobuyuki Mgmt For For
1.11 Elect Director David Benson Mgmt For For
1.12 Elect Director Kusakari, Takao Mgmt For For
1.13 Elect Director Kanemoto, Toshinori Mgmt For For
1.14 Elect Director Michael Lim Choo san Mgmt For For
2 Amend Articles To Amend Business Lines - Amend Provisions Mgmt For For
on Preferred Shares
SONY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6758 28-Jun-11 Japan J76379106 Annual 31-Mar-11
CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stringer, Howard Mgmt For For
1.2 Elect Director Chuubachi, Ryoji Mgmt For For
1.3 Elect Director Kobayashi, Yotaro Mgmt For For
1.4 Elect Director Yamauchi, Yoshiaki Mgmt For For
1.5 Elect Director Bonfield, Peter Mgmt For For
1.6 Elect Director Cho, Fujio Mgmt For For
1.7 Elect Director Yasuda, Ryuuji Mgmt For For
1.8 Elect Director Uchinaga, Yukako Mgmt For For
1.9 Elect Director Yahagi, Mitsuaki Mgmt For For
1.10 Elect Director Hsieh, Tsun-Yan Mgmt For For
1.11 Elect Director Hernandez, Roland Mgmt For For
1.12 Elect Director Anraku, Kanemitsu Mgmt For For
1.13 Elect Director Kojima, Yorihiko Mgmt For For
1.14 Elect Director Nagayama, Osamu Mgmt For For
1.15 Elect Director Anzai, Yuuichiro Mgmt For For
2 Approve Stock Option Plan Mgmt For For
TOKYO ELECTRIC POWER CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9501 28-Jun-11 Japan J86914108 Annual 31-Mar-11
CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Aizawa, Zengo Mgmt For For
1.2 Elect Director Aoyama, Yasushi Mgmt For For
1.3 Elect Director Arai, Takao Mgmt For For
1.4 Elect Director Katsumata, Tsunehisa Mgmt For For
1.5 Elect Director Kimura, Shigeru Mgmt For For
1.6 Elect Director Komori, Akio Mgmt For For
1.7 Elect Director Sano, Toshihiro Mgmt For For
1.8 Elect Director Takatsu, Hiroaki Mgmt For For
1.9 Elect Director Takei, Masaru Mgmt For For
1.10 Elect Director Tsuzumi, Norio Mgmt For For
1.11 Elect Director Naito, Yoshihiro Mgmt For For
1.12 Elect Director Nishizawa, Toshio Mgmt For For
1.13 Elect Director Hirose, Naomi Mgmt For For
1.14 Elect Director Fujimoto, Takashi Mgmt For For
1.15 Elect Director Miyamoto, Fumiaki Mgmt For For
1.16 Elect Director Yamaguchi, Hiroshi Mgmt For For
1.17 Elect Director Yamazaki, Masao Mgmt For For
2.1 Appoint Statutory Auditor Fujiwara, Makio Mgmt For For
2.2 Appoint Statutory Auditor Matsumoto, Yoshihiko Mgmt For For
3 Shut Down and Retire Nuclear Plants Starting with Oldest SH Against Against
and Cancel All Nuclear Construction Plans
FANUC LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6954 29-Jun-11 Japan J13440102 Annual 31-Mar-11
CUSIP: J13440102 ISIN: JP3802400006 SEDOL: 6356934
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, With a Final Dividend of JPY Mgmt For For
98.59
2 Amend Articles To Change Company Name - Increase Mgmt For For
Maximum Board Size
3.1 Elect Director Inaba, Yoshiharu Mgmt For For
3.2 Elect Director Kojima, Hideo Mgmt For For
3.3 Elect Director Yamaguchi, Kenji Mgmt For For
3.4 Elect Director Gonda, Yoshihiro Mgmt For For
3.5 Elect Director Ito, Takayuki Mgmt For For
3.6 Elect Director Kurakake, Mitsuo Mgmt For For
3.7 Elect Director Kishi, Hajimu Mgmt For For
3.8 Elect Director Uchida, Hiroyuki Mgmt For For
3.9 Elect Director Matsubara, Shunsuke Mgmt For For
3.10 Elect Director Miyajima, Hidehiro Mgmt For For
3.11 Elect Director Noda, Hiroshi Mgmt For For
3.12 Elect Director Araki, Hiroshi Mgmt For For
3.13 Elect Director Kohari, Katsuo Mgmt For For
3.14 Elect Director Yamasaki, Mineko Mgmt For For
3.15 Elect Director Richard E Schneider Mgmt For For
3.16 Elect Director Olaf C Gehrels Mgmt For For
4.1 Appoint Statutory Auditor Kimura, Shunsuke Mgmt For For
4.2 Appoint Statutory Auditor Shimizu, Naoki Mgmt For For
4.3 Appoint Statutory Auditor Nakagawa, Takeo Mgmt For Against
MITSUBISHI ELECTRIC CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6503 29-Jun-11 Japan J43873116 Annual 31-Mar-11
CUSIP: J43873116 ISIN: JP3902400005 SEDOL: 6597045
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Shimomura, Setsuhiro Mgmt For For
1.2 Elect Director Yamanishi, Kenichiro Mgmt For For
1.3 Elect Director Saito, Masanori Mgmt For For
1.4 Elect Director Yoshimatsu, Hiroki Mgmt For For
1.5 Elect Director Hashimoto, Noritomo Mgmt For For
1.6 Elect Director Fujimoto, Ryosuke Mgmt For For
1.7 Elect Director Sakuyama, Masaki Mgmt For For
1.8 Elect Director Murayama, Hiroyoshi Mgmt For For
1.9 Elect Director Yanai, Shunji Mgmt For For
1.10 Elect Director Sasaki, Mikio Mgmt For Against
1.11 Elect Director Miki, Shigemitsu Mgmt For Against
1.12 Elect Director Makino, Fujiatsu Mgmt For For
MITSUBISHI UFJ FINANCIAL GROUP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8306 29-Jun-11 Japan J44497105 Annual 31-Mar-11
CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2.1 Elect Director Okihara, Takamune Mgmt For For
2.2 Elect Director Okauchi, Kinya Mgmt For For
2.3 Elect Director Nagayasu, Katsunori Mgmt For For
2.4 Elect Director Tanaka, Tatsuo Mgmt For For
2.5 Elect Director Hirano, Nobuyuki Mgmt For For
2.6 Elect Director Yuuki, Taihei Mgmt For For
2.7 Elect Director Hamakawa, Ichiro Mgmt For For
2.8 Elect Director Hasegawa, Masao Mgmt For For
2.9 Elect Director Toyoizumi, Toshiro Mgmt For For
2.10 Elect Director Teraoka, Shunsuke Mgmt For For
2.11 Elect Director Wakabayashi, Tatsuo Mgmt For For
2.12 Elect Director Oyamada, Takashi Mgmt For For
2.13 Elect Director Noguchi, Hiroyuki Mgmt For For
2.14 Elect Director Araki, Ryuuji Mgmt For For
2.15 Elect Director Watanabe, Kazuhiro Mgmt For For
2.16 Elect Director Otoshi, Takuma Mgmt For For
3 Appoint Statutory Auditor Nemoto, Takehiko Mgmt For For
NINTENDO CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7974 29-Jun-11 Japan J51699106 Annual 31-Mar-11
CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
310
2.1 Elect Director Iwata, Satoru Mgmt For For
2.2 Elect Director Mori, Yoshihiro Mgmt For For
2.3 Elect Director Hatano, Shinji Mgmt For For
2.4 Elect Director Takeda, Genyo Mgmt For For
2.5 Elect Director Miyamoto, Shigeru Mgmt For For
2.6 Elect Director Nagai, Nobuo Mgmt For For
2.7 Elect Director Matsumoto, Masaharu Mgmt For For
2.8 Elect Director Suzuki, Eiichi Mgmt For For
2.9 Elect Director Kimishima, Tatsumi Mgmt For For
2.10 Elect Director Takemura, Kaoru Mgmt For For
3.1 Appoint Statutory Auditor Nakaji, Ichiro Mgmt For For
3.2 Appoint Statutory Auditor Mizutani, Naoki Mgmt For For
3.3 Appoint Statutory Auditor Ozaki, Katashi Mgmt For For
NISSAN MOTOR CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7201 29-Jun-11 Japan J57160129 Annual 31-Mar-11
CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 5 Mgmt For For
2 Approve Stock Option Plan Mgmt For For
3.1 Elect Director Carlos Ghosn Mgmt For For
3.2 Elect Director Shiga, Toshiyuki Mgmt For For
3.3 Elect Director Saikawa, Hiroto Mgmt For For
3.4 Elect Director Colin Dodge Mgmt For For
3.5 Elect Director Yamashita, Mitsuhiko Mgmt For For
3.6 Elect Director Carlos Tavares Mgmt For For
3.7 Elect Director Imazu, Hidetoshi Mgmt For For
3.8 Elect Director Jean Baptiste Duzan Mgmt For For
3.9 Elect Director Nakamura, Katsumi Mgmt For For
SUMITOMO MITSUI FINANCIAL GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8316 29-Jun-11 Japan J7771X109 Annual 31-Mar-11
CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
50 for Ordinary Shares
2.1 Elect Director Oku, Masayuki Mgmt For For
2.2 Elect Director Kunibe, Takeshi Mgmt For For
2.3 Elect Director Kubo, Tetsuya Mgmt For For
2.4 Elect Director Nakanishi, Satoru Mgmt For For
2.5 Elect Director Jyono, Kazuya Mgmt For For
2.6 Elect Director Danno, Koichi Mgmt For For
2.7 Elect Director Ito, Yujiro Mgmt For For
2.8 Elect Director Fuchizaki, Masahiro Mgmt For For
2.9 Elect Director Iwamoto, Shigeru Mgmt For For
2.10 Elect Director Nomura, Kuniaki Mgmt For For
3.1 Appoint Statutory Auditor Mizoguchi, Jun Mgmt For For
3.2 Appoint Statutory Auditor Kawaguchi, Shin Mgmt For For
VERIFONE SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PAY 29-Jun-11 USA 92342Y109 Annual 06-May-11
CUSIP: 92342Y109 ISIN: US92342Y1091 SEDOL: B07RH68
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert W. Alspaugh Mgmt For For
1.2 Elect Director Douglas G. Bergeron Mgmt For For
1.3 Elect Director Leslie G. Denend Mgmt For For
1.4 Elect Director Alex W. Hart Mgmt For For
1.5 Elect Director Robert B. Henske Mgmt For For
1.6 Elect Director Richard A. McGinn Mgmt For For
1.7 Elect Director Eitan Raff Mgmt For For
1.8 Elect Director Charles R. Rinehart Mgmt For For
1.9 Elect Director Jeffrey E. Stiefler Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Ratify Auditors Mgmt For For
ENNIS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EBF 30-Jun-11 USA 293389102 Annual 02-May-11
CUSIP: 293389102 ISIN: US2933891028 SEDOL: 2316103
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Frank D. Bracken Mgmt For For
1.2 Elect Director Keith S. Walters Mgmt For For
1.3 Elect Director Irshad Ahmad Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Other Business Mgmt For Abstain
db-X 2040 TARGET DATE FUND (FORMERLY TDX INDEPENDENCE 2040 EXCHANGE-TRADED FUND)
VOTE SUMMARY REPORT
Report was run from: 7/1/10 to 6/30/11
Institution Account(s): TDX Independence 2040 Exchange-Traded Fund
TESCO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 02-Jul-10 United Kingdom G87621101 Annual 30-Jun-10
CUSIP: G87621101 ISIN: GB0008847096 SEDOL: 0884709
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Against
3 Approve Final Dividend Mgmt For For
4 Re-elect Ken Hydon as Director Mgmt For For
5 Re-elect Tim Mason as Director Mgmt For For
6 Re-elect Lucy Neville-Rolfe as Director Mgmt For For
7 Re-elect David Potts as Director Mgmt For For
8 Re-elect David Reid as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Authorise EU Political Donations and Expenditure Mgmt For For
15 Approve Share Incentive Plan Mgmt For For
16 Adopt New Articles of Association Mgmt For For
17 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
ARENA RESOURCES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARD 16-Jul-10 USA 040049108 Special 16-Jun-10
CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
VODAFONE GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 27-Jul-10 United Kingdom G93882135 Annual 23-Jul-10
CUSIP: G93882135 ISIN: GB00B16GWD56 SEDOL: B16GWD5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Sir John Bond as Director Mgmt For For
3 Re-elect John Buchanan as Director Mgmt For For
4 Re-elect Vittorio Colao as Director Mgmt For For
5 Re-elect Michel Combes as Director Mgmt For For
6 Re-elect Andy Halford as Director Mgmt For For
7 Re-elect Stephen Pusey as Director Mgmt For For
8 Re-elect Alan Jebson as Director Mgmt For For
9 Re-elect Samuel Jonah as Director Mgmt For For
10 Re-elect Nick Land as Director Mgmt For For
11 Re-elect Anne Lauvergeon as Director Mgmt For For
12 Re-elect Luc Vandevelde as Director Mgmt For For
13 Re-elect Anthony Watson as Director Mgmt For For
14 Re-elect Philip Yea as Director Mgmt For For
15 Approve Final Dividend Mgmt For For
16 Approve Remuneration Report Mgmt For For
17 Reappoint Deloitte LLP as Auditors Mgmt For For
18 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Adopt New Articles of Association Mgmt For For
23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
24 Approve Share Incentive Plan Mgmt For For
HAEMONETICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HAE 29-Jul-10 USA 405024100 Annual 03-Jun-10
CUSIP: 405024100 ISIN: US4050241003 SEDOL: 2401195
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Susan Bartlett Foote Mgmt For For
1.2 Elect Director Pedro P. Granadillo Mgmt For For
1.3 Elect Director Mark W. Kroll Mgmt For For
2 Ratify Auditors Mgmt For For
STERIS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
STE 29-Jul-10 USA 859152100 Annual 01-Jun-10
CUSIP: 859152100 ISIN: US8591521005 SEDOL: 2845113
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard C. Breeden Mgmt For For
1.2 Elect Director Cynthia L. Feldmann Mgmt For For
1.3 Elect Director Jacqueline B. Kosecoff Mgmt For For
1.4 Elect Director David B. Lewis Mgmt For For
1.5 Elect Director Kevin M. McMullen Mgmt For For
1.6 Elect Director Walter M Rosebrough, Jr. Mgmt For For
1.7 Elect Director Mohsen M. Sohi Mgmt For For
1.8 Elect Director John P. Wareham Mgmt For For
1.9 Elect Director Loyal W. Wilson Mgmt For For
1.10 Elect Director Michael B. Wood Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Ratify Auditors Mgmt For For
PRESTIGE BRANDS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PBH 03-Aug-10 USA 74112D101 Annual 18-Jun-10
CUSIP: 74112D101 ISIN: US74112D1019 SEDOL: B0650P3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Matthew M. Mannelly Mgmt For For
1.2 Elect Director John E. Byom Mgmt For For
1.3 Elect Director Gary E. Costley Mgmt For For
1.4 Elect Director Charles J. Hinkaty Mgmt For For
1.5 Elect Director Patrick Lonergan Mgmt For For
2 Ratify Auditors Mgmt For For
COMPUTER SCIENCES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CSC 09-Aug-10 USA 205363104 Annual 14-Jun-10
CUSIP: 205363104 ISIN: US2053631048 SEDOL: 2215200
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Irving W. Bailey, II Mgmt For Withhold
1.2 Elect Director David J. Barram Mgmt For For
1.3 Elect Director Stephen L. Baum Mgmt For For
1.4 Elect Director Rodney F. Chase Mgmt For For
1.5 Elect Director Judith R. Haberkorn Mgmt For Withhold
1.6 Elect Director Michael W. Laphen Mgmt For For
1.7 Elect Director F. Warren McFarlan Mgmt For Withhold
1.8 Elect Director Chong Sup Park Mgmt For Withhold
1.9 Elect Director Thomas H. Patrick Mgmt For For
2 Eliminate Cumulative Voting Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Approve Non-Employee Director Restricted Stock Plan Mgmt For For
5 Ratify Auditors Mgmt For For
FOREST LABORATORIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FRX 09-Aug-10 USA 345838106 Annual 18-Jun-10
CUSIP: 345838106 ISIN: US3458381064 SEDOL: 2346508
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Howard Solomon Mgmt For For
1.2 Elect Director Lawrence S. Olanoff Mgmt For For
1.3 Elect Director Nesli Basgoz Mgmt For For
1.4 Elect Director William J. Candee Mgmt For For
1.5 Elect Director George S. Cohan Mgmt For For
1.6 Elect Director Dan L. Goldwasser Mgmt For For
1.7 Elect Director Kenneth E. Goodman Mgmt For For
1.8 Elect Director Lester B. Salans Mgmt For For
1.9 Elect Director Peter J. Zimetbaum Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Ratify Auditors Mgmt For For
5 Reimburse Proxy Contest Expenses SH Against Against
QUALITY SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
QSII 11-Aug-10 USA 747582104 Annual 15-Jun-10
CUSIP: 747582104 ISIN: US7475821044 SEDOL: 2715391
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Craig Barbarosh Mgmt For For
1.2 Elect Director Dr. Murray Brennan Mgmt For For
1.3 Elect Director George Bristol Mgmt For For
1.4 Elect Director Patrick Cline Mgmt For For
1.5 Elect Director Ahmed Hussein Mgmt For For
1.6 Elect Director Russell Pflueger Mgmt For For
1.7 Elect Director Steven Plochocki Mgmt For For
1.8 Elect Director Sheldon Razin Mgmt For For
1.9 Elect Director Maureen Spivak Mgmt For For
2 Ratify Auditors Mgmt For For
ELECTRO SCIENTIFIC INDUSTRIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ESIO 12-Aug-10 USA 285229100 Annual 07-Jun-10
CUSIP: 285229100 ISIN: US2852291002 SEDOL: 2310440
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Frederick A. Ball Mgmt For For
1.2 Elect Director Nicholas Konidaris Mgmt For For
1.3 Elect Director Robert R. Walker Mgmt For For
1.4 Elect Director David Nierenberg Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
THE GEO GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GEO 12-Aug-10 USA 36159R103 Special 02-Jul-10
CUSIP: 36159R103 ISIN: US36159R1032 SEDOL: 2943299
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Issue Shares in Connection with Acquisition Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Adjourn Meeting Mgmt For For
ALCON INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACL 16-Aug-10 Switzerland H01301102 Special 09-Aug-10
CUSIP: H01301102 ISIN: CH0013826497 SEDOL: 2852395
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1a Elect Enrico Vanni as Director Mgmt For For
1b Elect Norman Walker as Director Mgmt For For
1c Elect Paul Choffat as Director Mgmt For For
1d Elect Urs Baerlocher as Director Mgmt For For
1e Elect Jacques Seydoux as Director Mgmt For For
ICONIX BRAND GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ICON 19-Aug-10 USA 451055107 Annual 23-Jun-10
CUSIP: 451055107 ISIN: US4510551074 SEDOL: 2175575
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Neil Cole Mgmt For For
1.2 Elect Director Barry Emanuel Mgmt For For
1.3 Elect Director Steven Mendelow Mgmt For For
1.4 Elect Director Drew Cohen Mgmt For For
1.5 Elect Director F. Peter Cuneo Mgmt For For
1.6 Elect Director Mark Friedman Mgmt For For
1.7 Elect Director James A. Marcum Mgmt For For
2 Ratify Auditors Mgmt For For
DAKTRONICS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAKT 25-Aug-10 USA 234264109 Annual 28-Jun-10
CUSIP: 234264109 ISIN: US2342641097 SEDOL: 2254010
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director James B. Morgan Mgmt For For
1.2 Elect Director John L. Mulligan Mgmt For For
1.3 Elect Director Duane E. Sander Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Other Business Mgmt For Abstain
IXYS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IXYS 27-Aug-10 USA 46600W106 Annual 01-Jul-10
CUSIP: 46600W106 ISIN: US46600W1062 SEDOL: 2243591
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald L. Feucht Mgmt For For
1.2 Elect Director Samuel Kory Mgmt For For
1.3 Elect Director S. Joon Lee Mgmt For For
1.4 Elect Director Timothy A. Richardson Mgmt For For
1.5 Elect Director James M. Thorburn Mgmt For For
1.6 Elect Director Nathan Zommer Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
TOWERS WATSON & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TW 09-Sep-10 USA 891894107 Special 23-Jul-10
CUSIP: N/A ISIN: US8918941076 SEDOL: B5VW407
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Amend Certificate of Incorporation to Eliminate Five Percent Mgmt For For
Share Conversion Provision
BOB EVANS FARMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BOBE 13-Sep-10 USA 096761101 Annual 15-Jul-10
CUSIP: 096761101 ISIN: US0967611015 SEDOL: 2107750
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Michael J. Gasser Mgmt For For
2 Elect Director E. Gordon Gee Mgmt For For
3 Elect Director E.W. (Bill) Ingram Mgmt For For
4 Elect Director Bryan G. Stockton Mgmt For For
5 Declassify the Board of Directors Mgmt For For
6 Reduce Supermajority Vote Requirement Mgmt For For
7 Ratify Auditors Mgmt For For
8 Approve Omnibus Stock Plan Mgmt For Against
EXAR CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EXAR 15-Sep-10 USA 300645108 Annual 20-Jul-10
CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Izak Bencuya Mgmt For For
1.2 Elect Director Pierre Guilbault Mgmt For For
1.3 Elect Director Brian Hilton Mgmt For For
1.4 Elect Director Richard L. Leza Mgmt For For
1.5 Elect Director Gary Meyers Mgmt For For
1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For
1.7 Elect Director Pedro (Pete) Rodriguez Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
MASTERCARD INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MA 21-Sep-10 USA 57636Q104 Annual 26-Jul-10
CUSIP: 57636Q104 ISIN: US57636Q1040 SEDOL: B121557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Declassify the Board of Directors Mgmt For For
2 Reduce Supermajority Vote Requirement Mgmt For For
3 Amend Board Qualifications Mgmt For For
4 Amend Stock Ownership Limitations Mgmt For For
5 Adjourn Meeting Mgmt For For
6.1 Elect Director Nancy J. Karch Mgmt For For
6.2 Elect Director Jose Octavio Reyes Lagunes Mgmt For For
6.3 Elect Director Edward Suning Tian Mgmt For For
6.4 Elect Director Silvio Barzi Mgmt For For
7 Approve Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
CASEY'S GENERAL STORES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CASY 23-Sep-10 USA 147528103 Proxy Contest 29-Jul-10
CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proxy (White Card) Mgmt
1.1 Elect Director Robert J. Myers Mgmt For For
1.2 Elect Director Diane C. Bridgewater Mgmt For For
1.3 Elect Director Johnny Danos Mgmt For For
1.4 Elect Director H. Lynn Horak Mgmt For For
1.5 Elect Director Kenneth H. Haynie Mgmt For For
1.6 Elect Director William C. Kimball Mgmt For For
1.7 Elect Director Jeffrey M. Lamberti Mgmt For For
1.8 Elect Director Richard A. Wilkey Mgmt For For
2 Ratify Auditors Mgmt For For
3 Repeal Bylaws Amendments Adopted after June 10, 2009 SH Against Against
Dissident Proxy (Blue Card) Mgmt
1.1 Elect Director Howard W. Bates SH For Do Not Vote
1.2 Elect Director Hugh L. Cooley SH For Do Not Vote
1.3 Elect Director G. Terrence Coriden SH For Do Not Vote
1.4 Elect Director Mickey Kim SH For Do Not Vote
1.5 Elect Director D.O. Mann SH For Do Not Vote
1.6 Elect Director Kevin J. Martin SH For Do Not Vote
1.7 Elect Director David B. McKinney SH For Do Not Vote
1.8 Elect Director Marc E. Rothbart SH For Do Not Vote
2 Repeal Bylaws Amendments Adopted after June 10, 2009 SH For Do Not Vote
3 Ratify Auditors Mgmt For Do Not Vote
FEDEX CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FDX 27-Sep-10 USA 31428X106 Annual 02-Aug-10
CUSIP: 31428X106 ISIN: US31428X1063 SEDOL: 2142784
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James L. Barksdale Mgmt For For
2 Elect Director John A. Edwardson Mgmt For For
3 Elect Director J.R. Hyde, III Mgmt For For
4 Elect Director Shirley A. Jackson Mgmt For For
5 Elect Director Steven R. Loranger Mgmt For For
6 Elect Director Gary W. Loveman Mgmt For For
7 Elect Director Susan C. Schwab Mgmt For For
8 Elect Director Frederick W. Smith Mgmt For For
9 Elect Director Joshua I. Smith Mgmt For For
10 Elect Director David P. Steiner Mgmt For For
11 Elect Director Paul S. Walsh Mgmt For For
12 Approve Omnibus Stock Plan Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Require Independent Board Chairman SH Against Against
15 Provide Right to Act by Written Consent SH Against For
16 Adopt Policy on Succession Planning SH Against Against
WORTHINGTON INDUSTRIES INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WOR 30-Sep-10 USA 981811102 Annual 10-Aug-10
CUSIP: 981811102 ISIN: US9818111026 SEDOL: 2981932
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kerrii B. Anderson Mgmt For For
1.2 Elect Director John P. McConnell Mgmt For For
1.3 Elect Director Mary Schiavo Mgmt For For
2 Approve Stock Option Plan Mgmt For For
3 Ratify Auditors Mgmt For For
LANDRYS RESTAURANTS, INC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LNY 04-Oct-10 USA 51508L103 Special 16-Aug-10
CUSIP: 51508L103 ISIN: US51508L1035 SEDOL: 2504254
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
PSYCHIATRIC SOLUTIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PSYS 05-Oct-10 USA 74439H108 Special 24-Aug-10
CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
MEDIFAST INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MED 08-Oct-10 USA 58470H101 Annual 16-Aug-10
CUSIP: 58470H101 ISIN: US58470H1014 SEDOL: 2934033
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles P. Connolly Mgmt For For
2 Elect Director Jason L. Groves Mgmt For For
3 Elect Director Bradley T. MacDonald Mgmt For For
4 Elect Director John P. McDaniel Mgmt For For
5 Elect Director Donald F. Reilly Mgmt For For
6 Elect Director Harvey C. Barnum Mgmt For For
7 Elect Director Jerry D. Reece Mgmt For For
8 Ratify Auditors Mgmt For For
9 Amend Articles Bylaws Mgmt For Against
THE PROCTER & GAMBLE COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PG 12-Oct-10 USA 742718109 Annual 13-Aug-10
CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Angela F. Braly Mgmt For For
2 Elect Director Kenneth I. Chenault Mgmt For For
3 Elect Director Scott D. Cook Mgmt For For
4 Elect Director Rajat K. Gupta Mgmt For For
5 Elect Director Robert A. Mcdonald Mgmt For For
6 Elect Director W. James Mcnerney, Jr. Mgmt For For
7 Elect Director Johnathan A. Rodgers Mgmt For For
8 Elect Director Mary A. Wilderotter Mgmt For For
9 Elect Director Patricia A. Woertz Mgmt For For
10 Elect Director Ernesto Zedillo Mgmt For For
11 Ratify Auditors Mgmt For For
12 Provide for Cumulative Voting SH Against Against
DIAGEO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DGE 14-Oct-10 United Kingdom G42089113 Annual 12-Oct-10
CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Peggy Bruzelius as Director Mgmt For For
5 Re-elect Laurence Danon as Director Mgmt For For
6 Re-elect Betsy Holden as Director Mgmt For For
7 Re-elect Lord (Clive) Hollick of Notting Hill as Director Mgmt For For
8 Re-elect Franz Humer as Director Mgmt For For
9 Re-elect Philip Scott as Director Mgmt For For
10 Re-elect Todd Stitzer as Director Mgmt For For
11 Re-elect Paul Walker as Director Mgmt For For
12 Re-elect Paul Walsh as Director Mgmt For For
13 Elect Lord (Mervyn) Davies of Abersoch as Director Mgmt For For
14 Elect Deirdre Mahlan as Director Mgmt For For
15 Reappoint KPMG Audit plc as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Amend Diageo 2001 Share Incentive Plan Mgmt For For
22 Approve Diageo 2010 Sharesave Plan Mgmt For For
23 Authorise the Company to Establish International Share Plans Mgmt For For
24 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
H & M HENNES & MAURITZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 20-Oct-10 Sweden W41422101 Special 14-Oct-10
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Chairman of Meeting Mgmt For None
3 Prepare and Approve List of Shareholders Mgmt For None
4 Approve Agenda of Meeting Mgmt For None
5 Designate Inspector(s) of Minutes of Meeting Mgmt For None
6 Acknowledge Proper Convening of Meeting Mgmt For None
7 Approve an Incentive Programme for all Employees of the Mgmt For None
H&M Group
8 Amend Remuneration Policy And Other Terms of Mgmt For None
Employment For Executive Management
9 Close Meeting Mgmt
Not Voted Note: No power of attorney on file
BHP BILLITON PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BLT 21-Oct-10 United Kingdom G10877101 Annual 19-Oct-10
CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Dr John Buchanan as Director Mgmt For For
3 Re-elect David Crawford as Director Mgmt For For
4 Re-elect Keith Rumble as Director Mgmt For For
5 Re-elect Dr John Schubert as Director Mgmt For For
6 Re-elect Jacques Nasser as Director Mgmt For For
7 Elect Malcolm Broomhead as Director Mgmt For For
8 Elect Carolyn Hewson as Director Mgmt For For
9 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
12 Authorise Market Purchase Mgmt For For
13 Approve Remuneration Report Mgmt For For
14 Amend Long Term Incentive Plan Mgmt For For
15 Approve Grant of Share Awards to Marius Kloppers Mgmt For For
16 Amend the Constitution of BHP Billiton Limited Mgmt For For
17 Amend Articles of Association of BHP Billiton plc Mgmt For For
COMMONWEALTH BANK OF AUSTRALIA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBA 26-Oct-10 Australia Q26915100 Annual 24-Oct-10
CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Financial Year Ended June 30, 2010
2(a) Elect John Anderson as a Director Mgmt For For
2(b) Elect Harrison Young as a Director Mgmt For For
2(c) Elect Brian Long as a Director Mgmt For For
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
June 30, 2010
4 Approve the Grant of Reward Rights with a Face Value of Up Mgmt For For
to A$4.25 Million to Ralph Norris, Chief Executive Officer,
Under the Company's Group Leadership Reward Plan
Pursuant to the 2010 to 2011 Financial Year
INVESTORS BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ISBC 26-Oct-10 USA 46146P102 Annual 09-Sep-10
CUSIP: 46146P102 ISIN: US46146P1021 SEDOL: B0J2NT6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert M. Cashill Mgmt For For
1.2 Elect Director Brian D. Dittenhafer Mgmt For For
1.3 Elect Director Vincent D. Manahan III Mgmt For For
1.4 Elect Director James H. Ward, III Mgmt For For
2 Ratify Auditors Mgmt For For
PARKER-HANNIFIN CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PH 27-Oct-10 USA 701094104 Annual 31-Aug-10
CUSIP: 701094104 ISIN: US7010941042 SEDOL: 2671501
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert G. Bohn Mgmt For For
1.2 Elect Director Linda S. Harty Mgmt For For
1.3 Elect Director William E. Kassling Mgmt For For
1.4 Elect Director Robert J. Kohlhepp Mgmt For For
1.5 Elect Director Klaus-Peter Muller Mgmt For For
1.6 Elect Director Candy M. Obourn Mgmt For For
1.7 Elect Director Joseph M. Scaminace Mgmt For For
1.8 Elect Director Wolfgang R. Schmitt Mgmt For For
1.9 Elect Director Ake Svensson Mgmt For For
1.10 Elect Director Markos I. Tambakeras Mgmt For For
1.11 Elect Director James L. Wainscott Mgmt For For
1.12 Elect Director Donald E. Washkewicz Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Require Independent Board Chairman SH Against Against
SRA INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SRX 28-Oct-10 USA 78464R105 Annual 31-Aug-10
CUSIP: 78464R105 ISIN: US78464R1059 SEDOL: 2865241
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John W. Barter Mgmt For For
1.2 Elect Director Larry R. Ellis Mgmt For For
1.3 Elect Director Miles R. Gilburne Mgmt For For
1.4 Elect Director W. Robert Grafton Mgmt For For
1.5 Elect Director William T. Keevan Mgmt For For
1.6 Elect Director Michael R. Klein Mgmt For For
1.7 Elect Director David H. Langstaff Mgmt For For
1.8 Elect Director Stanton D. Sloane Mgmt For For
1.9 Elect Director Ernst Volgenau Mgmt For For
1.10 Elect Director Gail R. Wilensky Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
COACH, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COH 03-Nov-10 USA 189754104 Annual 07-Sep-10
CUSIP: 189754104 ISIN: US1897541041 SEDOL: 2646015
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lew Frankfort Mgmt For For
1.2 Elect Director Susan Kropf Mgmt For For
1.3 Elect Director Gary Loveman Mgmt For For
1.4 Elect Director Ivan Menezes Mgmt For For
1.5 Elect Director Irene Miller Mgmt For For
1.6 Elect Director Michael Murphy Mgmt For For
1.7 Elect Director Jide Zeitlin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Adopt Policy on Ending Use of Animal Fur in Products SH Against Against
BUCKEYE TECHNOLOGIES INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BKI 04-Nov-10 USA 118255108 Annual 10-Sep-10
CUSIP: 118255108 ISIN: US1182551085 SEDOL: 2152943
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lewis E. Holland Mgmt For For
1.2 Elect Director Kristopher J. Matula Mgmt For For
1.3 Elect Director Virginia B. Wetherell Mgmt For For
2 Ratify Auditors Mgmt For For
G&K SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GKSR 04-Nov-10 USA 361268105 Annual 07-Sep-10
CUSIP: 361268105 ISIN: US3612681052 SEDOL: 2357317
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John S. Bronson Mgmt For For
1.2 Elect Director Wayne M. Fortun Mgmt For For
1.3 Elect Director Ernest J. Mrozek Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
JACK HENRY & ASSOCIATES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JKHY 09-Nov-10 USA 426281101 Annual 20-Sep-10
CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jerry D. Hall Mgmt For For
1.2 Elect Director Michael E. Henry Mgmt For For
1.3 Elect Director James J. Ellis Mgmt For For
1.4 Elect Director Craig R. Curry Mgmt For For
1.5 Elect Director Wesley A. Brown Mgmt For For
1.6 Elect Director Matthew C. Flanigan Mgmt For For
1.7 Elect Director Marla K. Shepard Mgmt For For
1.8 Elect Director John F. Prim Mgmt For For
2 Amend Restricted Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
LANCASTER COLONY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LANC 15-Nov-10 USA 513847103 Annual 17-Sep-10
CUSIP: 513847103 ISIN: US5138471033 SEDOL: 2503206
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kenneth L. Cooke Mgmt For For
1.2 Elect Director Alan F. Harris Mgmt For For
1.3 Elect Director Zuheir Sofia Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BHP 16-Nov-10 Australia Q1498M100 Annual 14-Nov-10
CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve the Financial Statements and Statutory Reports for Mgmt For For
the Financial Year Ended June 30, 2010
2 Elect John Buchanan as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
3 Elect David Crawford as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
4 Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Mgmt For For
Billiton Plc
5 Elect John Schubert as a Director of BHP Billiton Ltd and BHP Mgmt For For
Billiton Plc
6 Elect Jacques Nasser as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
7 Elect Malcolm Broomhead as a Director of BHP Billiton Ltd Mgmt For For
and BHP Billiton Plc
8 Elect Carolyn Hewson as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
9 Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For
10 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights Up to an Amount of $277.98 Million
11 Approve Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights Up to an Aggregate Nominal
Amount of $55.78 Million
12 Approve the Repurchase of Up to 223.11 Million Shares in Mgmt For For
BHP Billiton Plc
13 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
June 30, 2010
14 Approve the Amendments to the BHP Billiton Ltd Long Term Mgmt For For
Incentive Plan and to the BHP Billiton Plc Long Term
Incentive Plan
15 Approve the Grant of Deferred Shares and Options Under the Mgmt For For
BHP Billiton Ltd Group Incentive Scheme and Performance
Shares Under the BHP Billiton Ltd Long Term Incentive Plan
to Marius Kloppers, Executive Director
16 Approve the Amendments to Constitution of BHP Billiton Ltd Mgmt For For
17 Approve the Amendments to the Articles of Association of Mgmt For For
BHP Billiton Plc
MICROSOFT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MSFT 16-Nov-10 USA 594918104 Annual 03-Sep-10
CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Steven A. Ballmer Mgmt For For
2 Elect Director Dina Dublon Mgmt For For
3 Elect Director William H. Gates III Mgmt For For
4 Elect Director Raymond V. Gilmartin Mgmt For For
5 Elect Director Reed Hastings Mgmt For For
6 Elect Director Maria M. Klawe Mgmt For For
7 Elect Director David F. Marquardt Mgmt For For
8 Elect Director Charles H. Noski Mgmt For For
9 Elect Director Helmut Panke Mgmt For For
10 Ratify Auditors Mgmt For For
11 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
CACI INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CACI 17-Nov-10 USA 127190304 Annual 20-Sep-10
CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Dan R. Bannister Mgmt For For
1.2 Elect Director Paul M. Cofoni Mgmt For For
1.3 Elect Director Gordon R. England Mgmt For For
1.4 Elect Director James S. Gilmore III Mgmt For For
1.5 Elect Director Gregory G. Johnson Mgmt For For
1.6 Elect Director Richard L. Leatherwood Mgmt For For
1.7 Elect Director J. Phillip London Mgmt For For
1.8 Elect Director James L. Pavitt Mgmt For For
1.9 Elect Director Warren R. Phillips Mgmt For For
1.10 Elect Director Charles P. Revoile Mgmt For For
1.11 Elect Director William S. Wallace Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt None Abstain
CISCO SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CSCO 18-Nov-10 USA 17275R102 Annual 20-Sep-10
CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol A. Bartz Mgmt For For
2 Elect Director M. Michele Burns Mgmt For For
3 Elect Director Michael D. Capellas Mgmt For For
4 Elect Director Larry R. Carter Mgmt For For
5 Elect Director John T. Chambers Mgmt For For
6 Elect Director Brian L. Halla Mgmt For For
7 Elect Director John L. Hennessy Mgmt For For
8 Elect Director Richard M. Kovacevich Mgmt For For
9 Elect Director Roderick C. Mcgeary Mgmt For For
10 Elect Director Michael K. Powell Mgmt For For
11 Elect Director Arun Sarin Mgmt For For
12 Elect Director Steven M. West Mgmt For For
13 Elect Director Jerry Yang Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Ratify Auditors Mgmt For For
16 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
17 Report on Internet Fragmentation SH Against For
18 Adopt Policy Prohibiting Sale of Products in China if they SH Against Against
Contribute to Human Rights Abuses
WOOLWORTHS LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WOW 18-Nov-10 Australia Q98418108 Annual 16-Nov-10
CUSIP: Q98418108 ISIN: AU000000WOW2 SEDOL: 6981239
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended June 27, 2010
2 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
June 27, 2010
3(a) Elect Jayne Hrdlicka as a Director Mgmt For For
3(b) Elect Stephen Mayne as a Director SH Against Against
3(c) Elect Ian John Macfarlane Mgmt For For
4 Approve the Woolworths Long Term Incentive Plan Mgmt For For
5 Approve the Amendments to the Company's Constitution Mgmt For For
Regarding the Apportionment of Dividends and
Superannuation Contributions
6 Approve the Increase in the Remuneration of Non-Executive Mgmt For For
Directors to A$4 Million Per Annum
ACCURAY INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARAY 19-Nov-10 USA 004397105 Annual 21-Sep-10
CUSIP: 004397105 ISIN: US0043971052 SEDOL: B1R2HW6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert S. Weiss Mgmt For For
1.2 Elect Director Peter Fine Mgmt For For
2 Ratify Auditors Mgmt For For
LIVE NATION ENTERTAINMENT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LYV 02-Dec-10 USA 538034109 Annual 18-Oct-10
CUSIP: 538034109 ISIN: US5380341090 SEDOL: B0T7YX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Irving L. Azoff Mgmt For Withhold
1.2 Elect Director Mark Carleton Mgmt For Withhold
1.3 Elect Director Jonathan F. Miller Mgmt For Withhold
1.4 Elect Director Michael Rapino Mgmt For Withhold
1.5 Elect Director Mark S. Shapiro Mgmt For Withhold
2 Ratify Auditors Mgmt For For
VAIL RESORTS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MTN 03-Dec-10 USA 91879Q109 Annual 07-Oct-10
CUSIP: 91879Q109 ISIN: US91879Q1094 SEDOL: 2954194
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Roland A. Hernandez Mgmt For For
1.2 Elect Director Thomas D. Hyde Mgmt For For
1.3 Elect Director Jeffrey W. Jones Mgmt For For
1.4 Elect Director Robert A. Katz Mgmt For For
1.5 Elect Director Richard D. Kincaid Mgmt For For
1.6 Elect Director John T. Redmond Mgmt For For
1.7 Elect Director Hilary A. Schneider Mgmt For For
1.8 Elect Director John F. Sorte Mgmt For For
2 Ratify Auditors Mgmt For For
EQUITY ONE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQY 15-Dec-10 USA 294752100 Special 11-Nov-10
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Amend Charter to Add Foreign Ownership Limits Mgmt For Against
2 Limit Voting Rights of Shares Beneficially Owned in Excess of Mgmt For Against
9.9% of Company's Stock
3 Adjourn Meeting Mgmt For Against
WESTPAC BANKING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WBC 15-Dec-10 Australia Q97417101 Annual 13-Dec-10
CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30, 2010
2 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
3(a) Elect Elizabeth Blomfield Bryan as a Director Mgmt For For
3(b) Elect Peter John Oswin Hawkins as a Director Mgmt For For
3(c) Elect Carolyn Judith Hewson as a Director Mgmt For For
4 Approve the Grant of Up to A$1.44 Million Worth of Shares Mgmt For For
Under the CEO Restricted Rights Plan and 176,125
Performance Rights Under the CEO Performance Rights Plan
to Gail Patricia Kelly, Managing Director and CEO
NATIONAL AUSTRALIA BANK LIMITED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NAB 16-Dec-10 Australia Q65336119 Annual 14-Dec-10
CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30. 2010
2a Elect Patricia Cross as a Director Mgmt For For
2b Elect Danny Gilbert as a Director Mgmt For For
2c Elect Jillian Segal as a Director Mgmt For For
2d Elect Malcolm Williamson as a Director Mgmt For For
2e Elect Anthony Yuen as a Director Mgmt For For
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
4a Approve the Grant of Up to A$4.42 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to
Cameron Clyne, Group Chief Executive Officer
4b Approve the Grant of Up to A$1.85 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to Mark
Joiner, Executive Director
4c Approve the Grant of Up to A$1.92 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to Michael
Ullmer, Executive Director
5 Approve the Provision of Termination Benefits to T. Burns Mgmt For For
Upon Cessation of Employment
6a Approve the Selective Buyback of Up to 600 Unpaid 2008 Mgmt For For
Preference Shares of the Company
6b Approve the Reduction of Capital of the 2008 Stapled Mgmt For For
Securities Issued on Sept. 24, 2008
6c Approve the Selective Buyback of Up to 1,000 Unpaid 2009 Mgmt For For
Preference Shares of the Company
6d Approve the Reduction of Capital of the 2009 Stapled Mgmt For For
Securitites Issued on Sept. 30, 2009
AMERICAN OIL & GAS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AEZ 17-Dec-10 USA 028723104 Special 15-Nov-10
CUSIP: 028723104 ISIN: US0287231049 SEDOL: 2621766
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
3 Other Business Mgmt For Abstain
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ANZ 17-Dec-10 Australia Q09504137 Annual 15-Dec-10
CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proposals Mgmt
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30, 2010
2 Approve the Amendments to the Company's Constitution Mgmt For For
Regarding Profits Test for Dividend Distribution
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
4 Approve the Grant of Performance Rights Worth Up to A$3 Mgmt For For
Million to Michael Smith, Chief Executive Officer, Under the
ANZ Share Option Plan
5(a) Elect G. J. Clark as a Director Mgmt For For
5(b) Elect D. E. Meiklejohn as a Director Mgmt For For
Shareholder Proposal Mgmt
5(c) Elect R. J. Reeves as a Director SH Against Against
Management Proposal Mgmt
5(d) Elect I. J. Macfarlane as a Director Mgmt For For
THE DRESS BARN, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DBRN 17-Dec-10 USA 261570105 Annual 08-Oct-10
CUSIP: 261570105 ISIN: US2615701057 SEDOL: 2280565
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Formation of Holding Company Mgmt For For
2.1 Elect Director Elliot S. Jaffe Mgmt For For
2.2 Elect Director Michael W. Rayden Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Ratify Auditors Mgmt For For
ACUITY BRANDS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AYI 07-Jan-11 USA 00508Y102 Annual 10-Nov-10
CUSIP: 00508Y102 ISIN: US00508Y1029 SEDOL: 2818461
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gordon D. Harnett Mgmt For For
1.2 Elect Director Robert F. McCullough Mgmt For For
1.3 Elect Director Neil Williams Mgmt For For
1.4 Elect Director Norman H. Wesley Mgmt For For
2 Ratify Auditors Mgmt For For
MOOG, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MOG.A 12-Jan-11 USA 615394202 Annual 01-Dec-10
CUSIP: 615394202 ISIN: US6153942023 SEDOL: 2601218
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Albert F. Myers Mgmt For For
1.2 Elect Director Raymond W. Boushie Mgmt For For
2 Ratify Auditors Mgmt For For
WALGREEN CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WAG 12-Jan-11 USA 931422109 Annual 15-Nov-10
CUSIP: 931422109 ISIN: US9314221097 SEDOL: 2934839
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David J. Brailer Mgmt For For
2 Elect Director Steven A. Davis Mgmt For For
3 Elect Director William C. Foote Mgmt For For
4 Elect Director Mark P. Frissora Mgmt For For
5 Elect Director Ginger L. Graham Mgmt For For
6 Elect Director Alan G. McNally Mgmt For For
7 Elect Director Nancy M. Schlichting Mgmt For For
8 Elect Director David Y. Schwartz Mgmt For For
9 Elect Director Alejandro Silva Mgmt For For
10 Elect Director James A. Skinner Mgmt For For
11 Elect Director Gregory D. Wasson Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles of Incorporation to Revise the Purpose Clause Mgmt For For
14 Reduce Supermajority Vote Requirement Mgmt For For
15 Rescind Fair Price Provision Mgmt For For
16 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
17 Performance-Based Equity Awards SH Against For
ARCELORMITTAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 25-Jan-11 Luxembourg L0302D129 Special
CUSIP: N/A ISIN: LU0323134006 SEDOL: B03XPL1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Special Meeting Mgmt
Ordinary Business Mgmt
1 Elect Suzanne P. Nimocks as Director Mgmt For For
Extraordinary Business Mgmt
1 Acknowledge Report of the Board Re: Spin-Off of the Mgmt For For
Stainless and Specialty Steel Business
2 Acknowledge Report of PricewaterhouseCoopers Re: The Mgmt For For
Spin-Off
3 Approve Spin-Off of the Stainless and Specialty Steel Mgmt For For
Business to a Newly Created Company Called APERAM
4 Determination of the Effective Date of the Spin-Off Mgmt For For
5 Approve Reduction in Share Capital to Reflect Spin-Off Mgmt For For
without Cancellation of Outstanding Shares
6 Amend Articles to Reflect Changes in Capital as Proposed Mgmt For For
under Item 5
7 Amend Articles Re: Legislative Changes and Implementation Mgmt For For
of the EU Shareholder Rights Directive
8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
SIEMENS AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIE 25-Jan-11 Germany D69671218 Annual
CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proposals Mgmt
1 Receive Supervisory Board Report, Corporate Governance Mgmt
Report, Remuneration Report, and Compliance Report for
Fiscal 2009/2010 (Non-Voting)
2 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009/2010 (Non-Voting)
3 Approve Allocation of Income and Dividends of EUR 2.70 per Mgmt For For
Share
4 Approve Discharge of Management Board for Fiscal Mgmt For For
2009/2010
5 Approve Discharge of Supervisory Board for Fiscal 2009/2010 Mgmt For For
6 Approve Remuneration System for Management Board Mgmt For For
Members
7 Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 Mgmt For For
and for the Inspection of the Abbreviated Financial
Statements for the First Half of Fiscal 2010/2011
8 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
9 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
10 Approve Creation of EUR 90 Million Pool of Capital to Mgmt For For
Guarantee Conversion Rights for Issuance of Shares to
Employees
11 Approve Remuneration of Supervisory Board Mgmt For For
12 Approve Affiliation Agreements with Siemens Finance GmbH Mgmt For For
13 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15 Billion; Approve
Creation of EUR 270 Million Pool of Capital to Guarantee
Conversion Rights
Shareholder Proposal Submitted by Verein von Mgmt
Belegschaftsaktionaeren in der Siemens AG e.V.
14 Amend Corporate Purpose SH Against Against
JOHNSON CONTROLS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JCI 26-Jan-11 USA 478366107 Annual 18-Nov-10
CUSIP: 478366107 ISIN: US4783661071 SEDOL: 2476803
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Natalie A. Black Mgmt For For
1.2 Elect Director Robert A. Cornog Mgmt For For
1.3 Elect Director William H. Lacy Mgmt For For
1.4 Elect Director Stephen A. Roell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
WOODWARD GOVERNOR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WGOV 26-Jan-11 USA 980745103 Annual 29-Nov-10
CUSIP: 980745103 ISIN: US9807451037 SEDOL: 2948089
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mary L. Petrovich Mgmt For For
1.2 Elect Director Larry E. Rittenberg Mgmt For Withhold
1.3 Elect Director Michael T. Yonker Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Change Company Name Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Reduce Supermajority Vote Requirement SH Against For
VISA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
V 27-Jan-11 USA 92826C839 Annual 03-Dec-10
CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Declassify the Board of Directors Mgmt For For
2 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
3.1 Elect Director Gary P. Coughlan Mgmt For For
3.2 Elect Director Mary B. Cranston Mgmt For For
3.3 Elect Director Francisco Javier Fernandez-Carbajal Mgmt For For
3.4 Elect Director Robert W. Matschullat Mgmt For For
3.5 Elect Director Cathy E. Minehan Mgmt For For
3.6 Elect Director Suzanne Nora Johnson Mgmt For For
3.7 Elect Director David J. Pang Mgmt For For
3.8 Elect Director Joseph W. Saunders Mgmt For For
3.9 Elect Director William S. Shanahan Mgmt For For
3.10 Elect Director John A. Swainson Mgmt For For
4.1 Elect Director Suzanne Nora Johnson Mgmt For For
4.2 Elect Director Joseph W. Saunders Mgmt For For
4.3 Elect Director John A. Swainson Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Amend Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
ROCK-TENN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RKT 28-Jan-11 USA 772739207 Annual 26-Nov-10
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Powell Brown Mgmt For For
1.2 Elect Director Robert M. Chapman Mgmt For For
1.3 Elect Director Russell M. Currey Mgmt For For
1.4 Elect Director G. Stephen Felker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
LINDSAY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LNN 31-Jan-11 USA 535555106 Annual 02-Dec-10
CUSIP: 535555106 ISIN: US5355551061 SEDOL: 2516613
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael N. Christodolou Mgmt For For
1.2 Elect Director W. Thomas Jagodinski Mgmt For For
1.3 Elect Director J. David McIntosh Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EMERSON ELECTRIC CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EMR 01-Feb-11 USA 291011104 Annual 23-Nov-10
CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director D.N. Farr Mgmt For Withhold
1.2 Elect Director H. Green Mgmt For For
1.3 Elect Director C.A. Peters Mgmt For For
1.4 Elect Director J.W. Prueher Mgmt For For
1.5 Elect Director R.L. Ridgway Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Approve Stock Option Plan Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
7 Report on Sustainability SH Against For
GRIFFON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GFF 03-Feb-11 USA 398433102 Annual 06-Dec-10
CUSIP: 398433102 ISIN: US3984331021 SEDOL: 2463344
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Bertrand M. Bell Mgmt For For
1.2 Elect Director Robert G. Harrison Mgmt For For
1.3 Elect Director Ronald J. Kramer Mgmt For For
1.4 Elect Director Martin S. Sussman Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
4 Approve Omnibus Stock Plan Mgmt For For
5 Approve Executive Incentive Bonus Plan Mgmt For For
6 Ratify Auditors Mgmt For For
L-1 IDENTITY SOLUTIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ID 03-Feb-11 USA 50212A106 Special 27-Dec-10
CUSIP: 50212A106 ISIN: US50212A1060 SEDOL: B0V3Y61
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
RUDDICK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RDK 17-Feb-11 USA 781258108 Annual 10-Dec-10
CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John R. Belk Mgmt For For
1.2 Elect Director John P. Derham Cato Mgmt For For
1.3 Elect Director Thomas W. Dickson Mgmt For For
1.4 Elect Director James E.S. Hynes Mgmt For For
1.5 Elect Director Anna Spangler Nelson Mgmt For For
1.6 Elect Director Bailey W. Patrick Mgmt For For
1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For
1.8 Elect Director Harold C. Stowe Mgmt For For
1.9 Elect Director Isaiah Tidwell Mgmt For For
1.10 Elect Director William C. Warden, Jr. Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
COMPELLENT TECHNOLOGIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CML 22-Feb-11 USA 20452A108 Special 04-Jan-11
CUSIP: 20452A108 ISIN: US20452A1088 SEDOL: B285LP2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
APPLE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAPL 23-Feb-11 USA 037833100 Annual 27-Dec-10
CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William V. Campbell Mgmt For For
1.2 Elect Director Millard S. Drexler Mgmt For For
1.3 Elect Director Albert A. Gore, Jr. Mgmt For For
1.4 Elect Director Steven P. Jobs Mgmt For For
1.5 Elect Director Andrea Jung Mgmt For For
1.6 Elect Director Arthur D. Levinson Mgmt For For
1.7 Elect Director Ronald D. Sugar Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Adopt Policy on Succession Planning SH Against Against
6 Require a Majority Vote for the Election of Directors SH Against For
SIRONA DENTAL SYSTEMS, INC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIRO 23-Feb-11 USA 82966C103 Annual 27-Dec-10
CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William K. Hood Mgmt For For
1.2 Elect Director Thomas Jetter Mgmt For For
1.3 Elect Director Harry M. Jansen Kraemer, Jr. Mgmt For For
1.4 Elect Director Jeffrey T. Slovin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
NORDSON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NDSN 01-Mar-11 USA 655663102 Annual 03-Jan-11
CUSIP: 655663102 ISIN: US6556631025 SEDOL: 2641838
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joseph P. Keithley Mgmt For For
1.2 Elect Director Mary G. Puma Mgmt For For
1.3 Elect Director William L. Robinson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WGL HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WGL 03-Mar-11 USA 92924F106 Annual 03-Jan-11
CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael D. Barnes Mgmt For For
1.2 Elect Director George P. Clancy, Jr. Mgmt For For
1.3 Elect Director James W. Dyke, Jr. Mgmt For For
1.4 Elect Director Melvyn J. Estrin Mgmt For For
1.5 Elect Director James F. Lafond Mgmt For For
1.6 Elect Director Debra L. Lee Mgmt For For
1.7 Elect Director Terry D. McCallister Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide for Cumulative Voting SH Against Against
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
PIEDMONT NATURAL GAS COMPANY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PNY 04-Mar-11 USA 720186105 Annual 27-Dec-10
CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Malcolm E. Everett III Mgmt For For
1.2 Elect Director Frank B. Holding, Jr. Mgmt For For
1.3 Elect Director Minor M. Shaw Mgmt For For
1.4 Elect Director Muriel W. Sheubrooks Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
ABM INDUSTRIES INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ABM 08-Mar-11 USA 000957100 Annual 12-Jan-11
CUSIP: 000957100 ISIN: US0009571003 SEDOL: 2024901
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Dan T. Bane Mgmt For For
1.2 Elect Director Anthony G. Fernandes Mgmt For For
1.3 Elect Director Maryellen C. Herringer Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
APPLIED MATERIALS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMAT 08-Mar-11 USA 038222105 Annual 12-Jan-11
CUSIP: 038222105 ISIN: US0382221051 SEDOL: 2046552
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Aart J. De Geus Mgmt For For
1.2 Elect Director Stephen R. Forrest Mgmt For For
1.3 Elect Director Thomas J. Iannotti Mgmt For For
1.4 Elect Director Susan M. James Mgmt For For
1.5 Elect Director Alexander A. Karsner Mgmt For For
1.6 Elect Director Gerhard H. Parker Mgmt For For
1.7 Elect Director Dennis D. Powell Mgmt For For
1.8 Elect Director Willem P. Roelandts Mgmt For For
1.9 Elect Director James E. Rogers Mgmt For For
1.10 Elect Director Michael R. Splinter Mgmt For For
1.11 Elect Director Robert H. Swan Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
PARAMETRIC TECHNOLOGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PMTC 09-Mar-11 USA 699173209 Annual 07-Jan-11
CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director C. Richard Harrison Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Ratify Auditors Mgmt For For
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 10-Mar-11 Spain E11805103 Annual 03-Mar-11
CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Individual and Consolidated Financial Statements Mgmt For For
and Statutory Reports, Allocation of Income and Distribution
of Dividend, and Discharge Directors for Fiscal Year Ended
Dec. 31, 2010
2.1 Reelect Tomas Alfaro Drake as Director Mgmt For For
2.2 Reelect Juan Carlos Alvarez Mezquiriz as Director Mgmt For For
2.3 Reelect Carlos Loring Martinez de Irujo as Director Mgmt For For
2.4 Reelect Susana Rodriguez Vidarte as Director Mgmt For For
2.5 Ratify and Reelect Jose Luis Palao Garcia-Suelto as Directors Mgmt For For
3 Approve Merger by Absorption of Finanzia Banco de Credito Mgmt For For
SA (Unipersonal)
4 Authorize Increase in Capital up to 50 Percent via Issuance Mgmt For For
of New Shares without Preemptive Rights; Amend Article 5
of Company Bylaws
5.1 Authorize Increase in Capital via Issuance of New Shares Mgmt For For
with Nominal Value of EUR 0.49 per Share Charged to
Voluntary Reserves
5.2 Authorize Increase in Capital via Issuance of New Shares Mgmt For For
with Nominal Value of EUR 0.49 per Share Charged to
Voluntary Reserves
6 Authorize Issuance of Debt Securities up to EUR 250 Billion Mgmt For For
Within Five Years; Void Unused Part of Previous Authorization
7 Approve Variable Remuneration of Executives and Directors Mgmt For For
in Company Shares
8 Approve Extension of Deferred Share Remuneration Plan Mgmt For For
9 Elect Auditors for Fiscal Year 2011 Mgmt For For
10 Amend Articles 1, 6, 9, 13 ter, 15, 16, 19, 20, 21, 22, 24, 28, Mgmt For For
30, 31, 32, 48, 51, 52, 53, 54 and 56 of Company Bylaws
11 Amend Articles 2, 3, 4, 5, 9, 10, 11, 18 and 20 of General Mgmt For For
Meeting Guidelines
12 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
13 Approve Remuneration Report Mgmt For For
NATIONAL FUEL GAS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NFG 10-Mar-11 USA 636180101 Annual 10-Jan-11
CUSIP: 636180101 ISIN: US6361801011 SEDOL: 2626103
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert T. Brady Mgmt For For
1.2 Elect Director Rolland E. Kidder Mgmt For For
1.3 Elect Director Frederic V. Salerno Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CONCUR TECHNOLOGIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNQR 15-Mar-11 USA 206708109 Annual 19-Jan-11
CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jeffrey T. McCabe Mgmt For For
1.2 Elect Director Edward P. Gilligan Mgmt For For
1.3 Elect Director Rajeev Singh Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
FRANKLIN RESOURCES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BEN 15-Mar-11 USA 354613101 Annual 18-Jan-11
CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Samuel H. Armacost Mgmt For For
2 Elect Director Charles Crocker Mgmt For For
3 Elect Director Joseph R. Hardiman Mgmt For For
4 Elect Director Charles B. Johnson Mgmt For For
5 Elect Director Gregory E. Johnson Mgmt For For
6 Elect Director Rupert H. Johnson, Jr. Mgmt For For
7 Elect Director Mark C. Pigott Mgmt For For
8 Elect Director Chutta Ratnathicam Mgmt For For
9 Elect Director Peter M. Sacerdote Mgmt For For
10 Elect Director Laura Stein Mgmt For For
11 Elect Director Anne M. Tatlock Mgmt For For
12 Elect Director Geoffrey Y. Yang Mgmt For For
13 Ratify Auditors Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SYNNEX CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SNX 21-Mar-11 USA 87162W100 Annual 09-Feb-11
CUSIP: 87162W100 ISIN: US87162W1009 SEDOL: 2002554
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Dwight Steffensen Mgmt For For
1.2 Elect Director Kevin Murai Mgmt For For
1.3 Elect Director Fred Breidenbach Mgmt For For
1.4 Elect Director Matthew Miau Mgmt For For
1.5 Elect Director Gregory Quesnel Mgmt For For
1.6 Elect Director James Van Horne Mgmt For For
1.7 Elect Director Duane Zitzner Mgmt For For
1.8 Elect Director Andrea Zulberti Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
CLARCOR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CLC 22-Mar-11 USA 179895107 Annual 04-Feb-11
CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mark A. Emkes Mgmt For For
1.2 Elect Director Robert H. Jenkins Mgmt For For
1.3 Elect Director Philip R. Lochner, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
NOVO NORDISK A/S
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 23-Mar-11 Denmark K7314N152 Annual 16-Mar-11
CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Report of Board Mgmt
2 Receive and Approve Financial Statements and Statutory Mgmt For For
Reports
3.1 Approve Remuneration of Directors for 2010 Mgmt For For
3.2 Approve Remuneration of Directors for 2011 Mgmt For For
4 Approve Allocation of Income and Dividends of DKK 10 for Mgmt For For
Each Novo Nordisk B Share of DKK 1 and for Each Novo
Nordisk A Share of DKK 1
5.1a Reelect Sten Scheibye as Director Mgmt For For
5.1b Reelect Goran Ando as Director Mgmt For For
5.1c Elect Bruno Angelici as New Director Mgmt For For
5.1d Reelect Henrik Gurtler as Director Mgmt For For
5.1e Elect Thomas Koestler as New Director Mgmt For For
5.1f Reelect Kurt Nielsen as Director Mgmt For For
5.1g Reelect Hannu Ryopponen as Director Mgmt For For
5.1h Reelect Jorgen Wedel as Director Mgmt For For
5.2 Elect Sten Scheibye as Chairman of the Board Mgmt For For
5.3 Elect Goran Ando as Vice Chairman of the Board Mgmt For For
6 Ratify PricewaterhouseCoopers as Auditor Mgmt For For
7.1 Approve DKK 20.0 Million Reduction in Class B Share Capital Mgmt For For
via Share Cancellation
7.2 Authorize Repurchase up to 10 Percent of Share Capital Mgmt For Against
7.3a Delete Article 2 Specifying Location of Registered Office Mgmt For For
7.3b Amend Articles Re: Removal of the Requirement to Advertise Mgmt For For
the Notice in Two Daily Newspapers
7.3c Amend Articles Re: Introduce Age Limit of 70 Years for Mgmt For Against
Board Members
7.4 Amend Guidelines for Incentive-Based Compensation for Mgmt For For
Executive Management and Board
8 Other Business Mgmt
THE WALT DISNEY COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DIS 23-Mar-11 USA 254687106 Annual 24-Jan-11
CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director John E. Bryson Mgmt For For
3 Elect Director John S. Chen Mgmt For For
4 Elect Director Judith L. Estrin Mgmt For For
5 Elect Director Robert A. Iger Mgmt For For
6 Elect Director Steven P. Jobs Mgmt For For
7 Elect Director Fred H. Langhammer Mgmt For For
8 Elect Director Aylwin B. Lewis Mgmt For For
9 Elect Director Monica C. Lozano Mgmt For For
10 Elect Director Robert W. Matschullat Mgmt For For
11 Elect Director John E. Pepper, Jr. Mgmt For For
12 Elect Director Sheryl Sandberg Mgmt For For
13 Elect Director Orin C. Smith Mgmt For For
14 Ratify Auditors Mgmt For For
15 Approve Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
18 Prohibit Retesting Performance Goals SH Against Against
NORDEA BANK AB (FORMERLY NORDEA AB)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NDA 24-Mar-11 Sweden W57996105 Annual 18-Mar-11
CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Claes Beyer as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Designate Inspector(s) of Minutes of Meeting Mgmt For For
5 Acknowledge Proper Convening of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Chairman's Review and CEO's
Speech
7 Approve Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.29 per Mgmt For For
Share
9 Approve Discharge of Board and President Mgmt For For
10 Amend Articles Re: Term of Auditor, Convocation of Meeting, Mgmt For For
Other Amendments
11 Determine Number of Members (9) and Deputy Members (0) Mgmt For For
of Board
12 Fix Number of Auditors at One Mgmt For For
13 Approve Remuneration of Directors in the Amount of EUR Mgmt For For
252,000 for Chairman, EUR 97,650 for Deputy Chairman,
and EUR 75,600 for Other Directors; Approve Meeting Fees;
Approve Remuneration of Auditors
14 Reelect Bjorn Wahlroos (Chairman), Stine Bosse, Marie Mgmt For For
Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom,
Sarah Russell, Bjorn Saven, and Kari Stadigh as Directors
15 Ratify KPMG as Auditor Mgmt For For
16 Authorize Chairman of Board and Representatives of Four of Mgmt For For
Company's Largest Shareholders to Serve on Nominating
Committee
17a Authorize Share Repurchase Program Mgmt For For
17b Authorize Reissuance of Repurchased Shares Mgmt For For
18 Authorize Repurchase of Issued Shares According to Chapter Mgmt For For
7 Section 6 of the Swedish Securities Market Act
19 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
20a Approve 2011 Share Matching Plan Mgmt For For
20b Approve Issuance of up to 4.7 Million Class C-Shares, Mgmt For For
Approve Repurchase of up to 4.7 Million Class C-Shares, and
Approve Conveyance of up to 4.2 Million Class C-Shares
KONINKLIJKE PHILIPS ELECTRONICS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 31-Mar-11 Netherlands N6817P109 Annual 03-Mar-11
CUSIP: N6817P109 ISIN: NL0000009538 SEDOL: 5986622
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 President's Speech Mgmt
2a Approve Financial Statements and Statutory Reports Mgmt For For
2b Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
2c Approve Dividends of EUR 0.75 Per Share Mgmt For For
2d Approve Discharge of Management Board Mgmt For For
2e Approve Discharge of Supervisory Board Mgmt For For
3a Elect F.A.Van Houten to Management Board as CEO Mgmt For For
3b Elect R.H. Wirahadiraksa to Management Board Mgmt For For
3c Elect P.A.J. Nota to Management Board Mgmt For For
4a Reelect C.J.A. van Lede to Supervisory Board Mgmt For For
4b Reelect J.M. Thompson to Supervisory Board Mgmt For For
4c Reelect H. von Prondzynski to Supervisory Board Mgmt For For
4d Elect J.P. Tai to Supervisory Board Mgmt For For
5 Ratify KPMG Accountants NV as Auditors Mgmt For For
6a Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
6b Authorize Board to Exclude Preemptive Rights from Issuance Mgmt For For
under Item 6a
7 Authorize Repurchase of Shares Mgmt For For
8 Other Business Mgmt
LVMH MOET HENNESSY LOUIS VUITTON
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MC 31-Mar-11 France F58485115 Annual/Special 28-Mar-11
CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Auditors' Special Report on Related-Party Mgmt For Against
Transactions
4 Approve Allocation of Income and Dividends of EUR 2.10 per Mgmt For For
Share
5 Elect Delphine Arnault as Director Mgmt For Against
6 Elect Nicolas Bazire as Director Mgmt For Against
7 Elect Antonio Belloni as Director Mgmt For Against
8 Elect Charles de Croisset as Director Mgmt For For
9 Elect Diego Della Valle as Director Mgmt For For
10 Elect Pierre Gode as Director Mgmt For Against
11 Elect Gilles Hennessy as Director Mgmt For Against
12 Elect Marie-Josee Kravis as Director Mgmt For For
13 Appoint Patrick Houel as Censor Mgmt For For
14 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
15 Authorize Capitalization of Reserves of Up to EUR 50 Million Mgmt For For
for Bonus Issue or Increase in Par Value
Extraordinary Business Mgmt
16 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
50 Million
18 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For Against
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 50 Million
19 Approve Issuance of Shares up to 20 Percent of Issued Mgmt For Against
Capital Per Year for a Private Placement up to EUR 50 Million
Reserved for Qualified Investors or Restricted Number of
Investors
20 Authorize Board to Set Issue Price for 10 Percent Per Year of Mgmt For Against
Issued Capital Pursuant to Issue Authority without
Preemptive Rights under Items 18 and 19 Above
21 Authorize Board to Increase Capital in the Event of Additional Mgmt For Against
Demand Related to Delegation Submitted to Shareholder
Vote Above
22 Authorize Capital Increase of Up to EUR 50 Million for Future Mgmt For Against
Exchange Offers
23 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For Against
Capital for Future Acquisitions
24 Approve Employee Stock Purchase Plan Mgmt For For
25 Set Total Limit for Capital Increase to Result from All Mgmt For For
Issuance Requests Above at EUR 50 Million
26 Authorize up to 1 Percent of Issued Capital for Use in Mgmt For Against
Restricted Stock Plan
SCHLUMBERGER LIMITED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLB 06-Apr-11 NetherlandsAntilles 806857108 Annual 16-Feb-11
CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Philippe Camus Mgmt For For
1.2 Elect Director Peter L.S. Currie Mgmt For For
1.3 Elect Director Andrew Gould Mgmt For For
1.4 Elect Director Tony Isaac Mgmt For For
1.5 Elect Director K. Vaman Kamath Mgmt For For
1.6 Elect Director Nikolay Kudryavtsev Mgmt For For
1.7 Elect Director Adrian Lajous Mgmt For For
1.8 Elect Director Michael E. Marks Mgmt For For
1.9 Elect Director Elizabeth Moler Mgmt For For
1.10 Elect Director Leo Rafael Reif Mgmt For For
1.11 Elect Director Tore I. Sandvold Mgmt For For
1.12 Elect Director Henri Seydoux Mgmt For For
1.13 Elect Director Paal Kibsgaard Mgmt For For
1.14 Elect Director Lubna S. Olayan Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
4 Increase Authorized Common Stock Mgmt For For
5 Adopt Plurality Voting for Contested Election of Directors Mgmt For For
6 Adopt and Approve Financials and Dividends Mgmt For For
7 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
ALCON INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACL 07-Apr-11 Switzerland H01301102 Annual 18-Mar-11
CUSIP: H01301102 ISIN: CH0013826497 SEDOL: 2852395
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement with Novartis AG Mgmt For For
2 Accept Financial Statements and Statutory Reports Mgmt For For
3 Approve Discharge of Board and Senior Management for Jan. Mgmt For For
1, 2010 to April 1, 2011
4 Ratify KPMG AG as Auditors Mgmt For For
5.1 Elect Daniel Vasella as Director Mgmt For For
5.2 Elect Cary Rayment as Director Mgmt For For
5.3 Elect Thomas Plaskett as Director Mgmt For For
5.4 Elect Enrico Vanni as Director Mgmt For For
5.5 Elect Norman Walker as Director Mgmt For For
DAIMLER AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAI 13-Apr-11 Germany D1668R123 Annual
CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.85 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6 Ratify KPMG as Auditors for Fiscal 2011 Mgmt For For
7 Approve Creation of New Additive Remuneration Scheme for Mgmt For For
Supervisory Board Members
8.1 Elect Manfred Bischoff to the Supervisory Board Mgmt For For
8.2 Elect Lynton Wilson to the Supervisory Board Mgmt For For
8.3 Elect Petraea Heynike to the Supervisory Board Mgmt For For
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ERICB 13-Apr-11 Sweden W26049119 Annual 07-Apr-11
CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Michael Treschow as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report
7 Receive President's Report; Allow Questions Mgmt
8.1 Approve Financial Statements and Statutory Reports Mgmt For For
8.2 Approve Discharge of Board and President Mgmt For For
8.3 Approve Allocation of Income and Dividends of SEK 2.25 per Mgmt For For
Share; Set Record Date for Dividend as April 18, 2011
9.1 Determine Number of Members (12) and Deputy Members (0) Mgmt For For
of Board
9.2 Approve Remuneration of Directors in the Amount of SEK Mgmt For For
3.75 Million to the Chairman and SEK 825,000 for Other
Directors (Including Possibility to Receive Part of
Remuneration in Phantom Shares); Approve Remuneration
for Committee Work
9.3 Reelect R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Mgmt For Against
Martin-Lof, N. McKinstry, A. Nyren, C. Svanberg, H. Vestberg,
and M. Volpi as Directors; Elect L. Johansson (Chair) and J.
Wallenberg as New Directors
9.4 Authorize Chairman of Board and Representatives of Four of Mgmt For For
Company's Largest Shareholders to Serve on Nominating
Committee
9.5 Approve Omission of Remuneration of Members of the Mgmt For For
Nomination Committee
9.6 Approve Remuneration of Auditors Mgmt For For
9.7 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
10 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
11.1 Approve 2011 Share Matching Plan for All Employees Mgmt For For
11.2 Authorize Reissuance of 11.7 Million Repurchased Class B Mgmt For For
Shares for 2011 Share Matching Plan for All Employees
11.3 Approve Equity Swap Agreement with Third Party as Mgmt For Against
Alternative to Item 11.2
11.4 Approve 2011 Share Matching Plan for Key Contributors Mgmt For For
11.5 Authorize Reissuance of 7.3 Million Repurchased Class B Mgmt For For
Shares for 2011 Share Matching Plan for Key Contributors
11.6 Approve Swap Agreement with Third Party as Alternative to Mgmt For Against
Item 11.5
11.7 Approve 2011 Restricted Stock Plan for Executives Mgmt For For
11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Mgmt For For
Shares for 2011 Restricted Stock Plan for Executives
11.9 Approve Swap Agreement with Third Party as Alternative to Mgmt For Against
Item 11.8
12 Authorize Reissuance of up to 13.8 Million Repurchased Class Mgmt For For
B Shares to Cover Social Costs in Connection with 2007,
2008, 2009, and 2010 Long-Term Variable Compensation
Plans
13 Amend Corporate Purpose Mgmt For For
Shareholder Einar Hellbom's Proposal Mgmt
14 General Meeting Shall Instruct the Board to Investigate How SH None For
All Shares Are to be Given the Same Voting Power and To
Present Such a Proposal at the Next Annual General Meeting
15 Close Meeting Mgmt
UNITED TECHNOLOGIES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UTX 13-Apr-11 USA 913017109 Annual 15-Feb-11
CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Louis R. Chenevert Mgmt For For
2 Elect Director John V. Faraci Mgmt For For
3 Elect Director Jean-Pierre Garnier Mgmt For For
4 Elect Director Jamie S. Gorelick Mgmt For For
5 Elect Director Edward A. Kangas Mgmt For For
6 Elect Director Ellen J. Kullman Mgmt For For
7 Elect Director Charles R. Lee Mgmt For For
8 Elect Director Richard D. McCormick Mgmt For For
9 Elect Director Harold McGraw III Mgmt For For
10 Elect Director Richard B. Myers Mgmt For For
11 Elect Director H. Patrick Swygert Mgmt For For
12 Elect Director Andre Villeneuve Mgmt For For
13 Elect Director Christine Todd Whitman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt None One Year
18 Stock Retention/Holding Period SH Against Against
BP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BP. 14-Apr-11 United Kingdom G12793108 Annual 12-Apr-11
CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Abstain
3 Re-elect Paul Anderson as Director Mgmt For For
4 Re-elect Antony Burgmans as Director Mgmt For For
5 Re-elect Cynthia Carroll as Director Mgmt For For
6 Re-elect Sir William Castell as Director Mgmt For Abstain
7 Re-elect Iain Conn as Director Mgmt For For
8 Re-elect George David as Director Mgmt For For
9 Re-elect Ian Davis as Director Mgmt For For
10 Re-elect Robert Dudley as Director Mgmt For For
11 Re-elect Dr Byron Grote as Director Mgmt For For
12 Elect Frank Bowman as Director Mgmt For For
13 Elect Brendan Nelson as Director Mgmt For For
14 Elect Phuthuma Nhleko as Director Mgmt For For
15 Re-elect Carl-Henric Svanberg as Director Mgmt For For
16 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For
Remuneration
17 Authorise Market Purchase Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
22 Amend ShareMatch Plan Mgmt For For
23 Amend Sharesave UK Plan 2001 Mgmt For For
RIO TINTO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RIO 14-Apr-11 United Kingdom G75754104 Annual 12-Apr-11
CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Mgmt
Tinto Limited Shareholders as a Joint Electorate
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Against
3 Re-elect Tom Albanese as Director Mgmt For For
4 Re-elect Robert Brown as Director Mgmt For For
5 Re-elect Vivienne Cox as Director Mgmt For For
6 Re-elect Jan du Plessis as Director Mgmt For For
7 Re-elect Guy Elliott as Director Mgmt For For
8 Re-elect Michael Fitzpatrick as Director Mgmt For For
9 Re-elect Ann Godbehere as Director Mgmt For For
10 Re-elect Richard Goodmanson as Director Mgmt For For
11 Re-elect Andrew Gould as Director Mgmt For For
12 Re-elect Lord Kerr as Director Mgmt For For
13 Re-elect Paul Tellier as Director Mgmt For For
14 Re-elect Sam Walsh as Director Mgmt For For
15 Elect Stephen Mayne SH Against Against
16 Reappoint PricewaterhouseCoopers LLP as Auditors and Mgmt For For
Authorise Their Remuneration
17 Amend Performance Share Plan Mgmt For For
Resolutions 18 to 22 will be Voted on by Rio Tinto plc Mgmt
Shareholders Only
18 Amend Share Ownership Plan Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
T. ROWE PRICE GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TROW 14-Apr-11 USA 74144T108 Annual 11-Feb-11
CUSIP: 74144T108 ISIN: US74144T1088 SEDOL: 2702337
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Edward C. Bernard Mgmt For For
2 Elect Director James T. Brady Mgmt For For
3 Elect Director J. Alfred Broaddus, Jr. Mgmt For For
4 Elect Director Donald B. Hebb, Jr. Mgmt For For
5 Elect Director James A.C. Kennedy Mgmt For For
6 Elect Director Robert F. MacLellan Mgmt For For
7 Elect Director Brian C. Rogers Mgmt For For
8 Elect Director Alfred Sommer Mgmt For For
9 Elect Director Dwight S. Taylor Mgmt For For
10 Elect Director Anne Marie Whittemore Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
TIBCO SOFTWARE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TIBX 14-Apr-11 USA 88632Q103 Annual 14-Feb-11
CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Vivek Y. Ranadive Mgmt For For
1.2 Elect Director Nanci E.Caldwell Mgmt For For
1.3 Elect Director Eric C.W. Dunn Mgmt For For
1.4 Elect Director Narendra K. Gupta Mgmt For For
1.5 Elect Director Peter J. Job Mgmt For For
1.6 Elect Director Philip K. Wood Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
WEYERHAEUSER COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WY 14-Apr-11 USA 962166104 Annual 18-Feb-11
CUSIP: 962166104 ISIN: US9621661043 SEDOL: 2958936
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Wayne W. Murdy Mgmt For For
2 Elect Director John I. Kieckhefer Mgmt For For
3 Elect Director Charles R. Williamson Mgmt For For
4 Provide Right to Call Special Meeting Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
SOLUTIA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SOA 18-Apr-11 USA 834376501 Annual 24-Feb-11
CUSIP: 834376501 ISIN: US8343765017 SEDOL: B29T0H8
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William T. Monahan Mgmt For For
1.2 Elect Director Robert A. Peiser Mgmt For For
1.3 Elect Director Jeffry N. Quinn Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
M&T BANK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MTB 19-Apr-11 USA 55261F104 Annual 28-Feb-11
CUSIP: 55261F104 ISIN: US55261F1049 SEDOL: 2340168
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Brent D. Baird Mgmt For For
1.2 Elect Director Robert J. Bennett Mgmt For For
1.3 Elect Director C. Angela Bontempo Mgmt For For
1.4 Elect Director Robert T. Brady Mgmt For For
1.5 Elect Director Michael D. Buckley Mgmt For For
1.6 Elect Director T. Jefferson Cunningham, III Mgmt For For
1.7 Elect Director Mark J. Czarnecki Mgmt For For
1.8 Elect Director Gary N. Geisel Mgmt For For
1.9 Elect Director Patrick W.E. Hodgson Mgmt For For
1.10 Elect Director Richard G. King Mgmt For For
1.11 Elect Director Jorge G. Pereira Mgmt For For
1.12 Elect Director Michael P. Pinto Mgmt For For
1.13 Elect Director Melinda R. Rich Mgmt For For
1.14 Elect Director Robert E. Sadler, Jr. Mgmt For For
1.15 Elect Director Herbert L. Washington Mgmt For For
1.16 Elect Director Robert G. Wilmers Mgmt For For
2 Advisory Vote on Executive Compensation Mgmt For For
3 Ratify Auditors Mgmt For For
NEWMONT MINING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NEM 19-Apr-11 USA 651639106 Annual 18-Feb-11
CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Glen A. Barton Mgmt For For
1.2 Elect Director Vincent A. Calarco Mgmt For For
1.3 Elect Director Joseph A. Carrabba Mgmt For For
1.4 Elect Director Noreen Doyle Mgmt For For
1.5 Elect Director Veronica M. Hagen Mgmt For For
1.6 Elect Director Michael S. Hamson Mgmt For For
1.7 Elect Director Richard T. O'Brien Mgmt For For
1.8 Elect Director John B. Prescott Mgmt For For
1.9 Elect Director Donald C. Roth Mgmt For For
1.10 Elect Director Simon Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Other Business Mgmt For Abstain
NORTHERN TRUST CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NTRS 19-Apr-11 USA 665859104 Annual 28-Feb-11
CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Linda Walker Bynoe Mgmt For For
1.2 Elect Director Nicholas D. Chabraja Mgmt For For
1.3 Elect Director Susan Crown Mgmt For For
1.4 Elect Director Dipak C. Jain Mgmt For For
1.5 Elect Director Robert W. Lane Mgmt For For
1.6 Elect Director Robert C. McCormack Mgmt For For
1.7 Elect Director Edward J. Mooney Mgmt For For
1.8 Elect Director John W. Rowe Mgmt For For
1.9 Elect DirectorMartin P. Slark Mgmt For For
1.10 Elect Director David H.B. Smith, Jr. Mgmt For For
1.11 Elect Director Enrique J. Sosa Mgmt For For
1.12 Elect Director Charles A. Tribbett, III Mgmt For For
1.13 Elect Director Frederick H. Waddell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
PROSPERITY BANCSHARES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PRSP 19-Apr-11 USA 743606105 Annual 28-Feb-11
CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William H. Fagan Mgmt For Withhold
1.2 Elect Director Perry Mueller, Jr. Mgmt For For
1.3 Elect Director James D. Rollins III Mgmt For For
1.4 Elect Director Harrison Stafford II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SONOSITE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SONO 19-Apr-11 USA 83568G104 Annual 23-Feb-11
CUSIP: 83568G104 ISIN: US83568G1040 SEDOL: 2233848
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Carson L. Diersen Mgmt For For
1.2 Elect Director Steven R. Goldstein Mgmt For For
1.3 Elect Director Kevin M. Goodwin Mgmt For For
1.4 Elect Director Paul V. Haack Mgmt For For
1.5 Elect Director Robert G. Hauser Mgmt For For
1.6 Elect Director Rodney F. Hochman Mgmt For For
1.7 Elect Director Richard O. Martin Mgmt For For
1.8 Elect Director William G. Parzybok, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
U.S. BANCORP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
USB 19-Apr-11 USA 902973304 Annual 22-Feb-11
CUSIP: 902973304 ISIN: US9029733048 SEDOL: 2736035
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Douglas M. Baker, Jr. Mgmt For For
2 Elect Director Y. Marc Belton Mgmt For For
3 Elect Director Victoria Buyniski Gluckman Mgmt For For
4 Elect Director Arthur D. Collins, Jr. Mgmt For For
5 Elect Director Richard K. Davis Mgmt For For
6 Elect Director Joel W. Johnson Mgmt For For
7 Elect Director Olivia F. Kirtley Mgmt For For
8 Elect Director Jerry W. Levin Mgmt For For
9 Elect Director David B. O'Maley Mgmt For For
10 Elect Director O Dell M. Owens Mgmt For For
11 Elect Director Richard G. Reiten Mgmt For For
12 Elect Director Craig D. Schnuck Mgmt For For
13 Elect Director Patrick T. Stokes Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Advisory Vote to Ratify Directors' Compensation SH Against Against
FIRSTMERIT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FMER 20-Apr-11 USA 337915102 Annual 22-Feb-11
CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven H. Baer Mgmt For For
1.2 Elect Director Karen S. Belden Mgmt For For
1.3 Elect Director R. Cary Blair Mgmt For For
1.4 Elect Director John C. Blickle Mgmt For For
1.5 Elect Director Robert W. Briggs Mgmt For For
1.6 Elect Director Richard Colella Mgmt For For
1.7 Elect Director Gina D. France Mgmt For For
1.8 Elect Director Paul G. Greig Mgmt For For
1.9 Elect Director Terry L. Haines Mgmt For For
1.10 Elect Director J. Michael Hochschwender Mgmt For For
1.11 Elect Director Clifford J. Isroff Mgmt For For
1.12 Elect Director Philip A. Lloyd II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Approve Omnibus Stock Plan Mgmt For For
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MUV2 20-Apr-11 Germany D55535104 Annual
CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1a Receive Supervisory Board, Corporate Governance, and Mgmt
Remuneration Report for Fiscal 2010 (Non-Voting)
1b Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 6.25 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6 Elect Annika Falkengren to the Supervisory Board Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
9 Approve Employee Stock Purchase Plan; Approve Creation of Mgmt For For
EUR 10 Million Pool of Capital for Employee Stock Purchase
Plan
RWE AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RWE 20-Apr-11 Germany D6629K109 Annual 30-Mar-11
CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 3.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011 Mgmt For For
6 Ratify PricewaterhouseCoopers AG for the Inspection of the Mgmt For For
2011 Mid-Year Report
7a Elect Paul Achleitner to the Supervisory Board Mgmt For For
7b Elect Carl-Ludwig von Boehm-Bezing to the Supervisory Board Mgmt For Against
7c Elect Roger Graef to the Supervisory Board Mgmt For For
7d Elect Frithjof Kuehn to the Supervisory Board Mgmt For Against
7e Elect Dagmar Muehlenfeld to the Supervisory Board Mgmt For Against
7f Elect Manfred Schneider to the Supervisory Board Mgmt For Against
7g Elect Ekkehard Schulz to the Supervisory Board Mgmt For For
7h Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For
7i Elect Ullrich Sierau to the Supervisory Board Mgmt For Against
7j Elect Dieter Zetsche to the Supervisory Board Mgmt For For
8a Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8b Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
9 Amend Articles Re: Allow Dividends in Kind Mgmt For For
THE SHERWIN-WILLIAMS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SHW 20-Apr-11 USA 824348106 Annual 25-Feb-11
CUSIP: 824348106 ISIN: US8243481061 SEDOL: 2804211
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director A.F. Anton Mgmt For For
1.2 Elect Director J.C. Boland Mgmt For For
1.3 Elect Director C.M. Connor Mgmt For For
1.4 Elect Director D.F. Hodnik Mgmt For For
1.5 Elect Director T.G. Kadien Mgmt For For
1.6 Elect Director S.J. Kropf Mgmt For For
1.7 Elect Director G.E. McCullough Mgmt For For
1.8 Elect Director A.M. Mixon, III Mgmt For For
1.9 Elect Director C.E. Moll Mgmt For For
1.10 Elect Director R.K. Smucker Mgmt For For
1.11 Elect Director J.M. Stropki, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Permit Board to Amend Bylaws Without Shareholder Consent Mgmt For For
5 Ratify Auditors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
WOODSIDE PETROLEUM LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WPL 20-Apr-11 Australia 980228100 Annual 18-Apr-11
CUSIP: 980228100 ISIN: AU000000WPL2 SEDOL: 6979728
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
2(a) Elect Michael Chaney as a Director Mgmt For For
2(b) Elect David Ian McEvoy as a Director Mgmt For For
3 Approve the Remuneration Report Mgmt For For
4 Approve the Amendments to the Company's Constitution Mgmt For For
Shareholder Proposal Mgmt
5 Approve the Amendment to the Company's Constitution SH Against Against
Proposed by the Climate Advocacy Shareholder Group
ANGLO AMERICAN PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAL 21-Apr-11 United Kingdom G03764134 Annual 19-Apr-11
CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Elect Phuthuma Nhleko as Director Mgmt For For
4 Re-elect Cynthia Carroll as Director Mgmt For For
5 Re-elect David Challen as Director Mgmt For For
6 Re-elect Sir CK Chow as Director Mgmt For For
7 Re-elect Sir Philip Hampton as Director Mgmt For For
8 Re-elect Rene Medori as Director Mgmt For For
9 Re-elect Ray O'Rourke as Director Mgmt For For
10 Re-elect Sir John Parker as Director Mgmt For For
11 Re-elect Mamphela Ramphele as Director Mgmt For For
12 Re-elect Jack Thompson as Director Mgmt For For
13 Re-elect Peter Woicke as Director Mgmt For For
14 Reappoint Deloitte LLP as Auditors Mgmt For For
15 Authorise Board to Fix Remuneration of Auditors Mgmt For For
16 Approve Remuneration Report Mgmt For For
17 Approve Long-Term Incentive Plan Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise Market Purchase Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
CITIGROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
C 21-Apr-11 USA 172967101 Annual 22-Feb-11
CUSIP: 172967101 ISIN: US1729671016 SEDOL: 2297907
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alain J.P. Belda Mgmt For For
2 Elect Director Timothy C. Collins Mgmt For For
3 Elect Director Jerry A. Grundhofer Mgmt For For
4 Elect Director Robert L. Joss Mgmt For For
5 Elect Director Michael E. O'Neill Mgmt For For
6 Elect Director Vikram S. Pandit Mgmt For For
7 Elect Director Richard D. Parsons Mgmt For For
8 Elect Director Lawrence R. Ricciardi Mgmt For For
9 Elect Director Judith Rodin Mgmt For For
10 Elect Director Robert L. Ryan Mgmt For For
11 Elect Director Anthony M. Santomero Mgmt For For
12 Elect Director Diana L. Taylor Mgmt For For
13 Elect Director William S. Thompson, Jr. Mgmt For For
14 Elect Director Ernesto Zedillo Mgmt For For
15 Ratify Auditors Mgmt For For
16 Amend Omnibus Stock Plan Mgmt For Against
17 Approve Executive Incentive Bonus Plan Mgmt For For
18 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
19 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
20 Approve Reverse Stock Split Mgmt For For
21 Affirm Political Non-Partisanship SH Against Against
22 Report on Political Contributions SH Against Against
23 Report on Restoring Trust and Confidence in the Financial SH Against Against
System
24 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
25 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
LASALLE HOTEL PROPERTIES
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LHO 21-Apr-11 USA 517942108 Annual 09-Feb-11
CUSIP: 517942108 ISIN: US5179421087 SEDOL: 2240161
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael D. Barnello Mgmt For For
1.2 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
SCHNEIDER ELECTRIC SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SU 21-Apr-11 France F86921107 Annual/Special 18-Apr-11
CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 3.20 per Mgmt For For
Share
4 Acknowledge Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Ratify Appointment of Anand Mahindra as Supervisory Board Mgmt For For
Member
6 Elect Betsy Atkins as Supervisory Board Member Mgmt For For
7 Elect Jeong H. Kim as Supervisory Board Member Mgmt For For
8 Elect Dominique Senequier as Supervisory Board Member Mgmt For For
9 Approve Remuneration of Supervisory Board Members in the Mgmt For For
Aggregate Amount of EUR 1 Million
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
11 Amend Article 11 Re: Age Limit for Supervisory Board Mgmt For For
Members
12 Amend Article 16 of Bylaws Re: Censors Mgmt For For
13 Approve Reduction in Par Value from EUR 8 to EUR 4 and Mgmt For For
Amend Bylaws Accordingly
14 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
800 Million
15 Authorize Capitalization of Reserves for Bonus Issue or Mgmt For For
Increase in Par Value
16 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 217 Million
17 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capital Increase for Future Exchange Offers Mgmt For For
19 Approve Issuance of Shares Up to EUR 108 Million for a Mgmt For For
Private Placement
20 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
21 Authorize up to 0.03 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
22 Approve Employee Stock Purchase Plan Mgmt For For
23 Approve Employee Stock Purchase Plan Reserved for Mgmt For For
International Employees
24 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
25 Authorize Filing of Required Documents/Other Formalities Mgmt For For
SENSIENT TECHNOLOGIES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SXT 21-Apr-11 USA 81725T100 Annual 25-Feb-11
CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Hank Brown Mgmt For For
1.2 Elect Director Fergus M. Clydesdale Mgmt For For
1.3 Elect Director James A. D. Croft Mgmt For For
1.4 Elect Director William V. Hickey Mgmt For For
1.5 Elect Director Kenneth P. Manning Mgmt For For
1.6 Elect Director Peter M. Salmon Mgmt For For
1.7 Elect Director Elaine R. Wedral Mgmt For For
1.8 Elect Director Essie Whitelaw Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
SVB FINANCIAL GROUP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIVB 21-Apr-11 USA 78486Q101 Annual 22-Feb-11
CUSIP: 78486Q101 ISIN: US78486Q1013 SEDOL: 2808053
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Greg W. Becker Mgmt For For
1.2 Elect Director Eric A. Benhamou Mgmt For For
1.3 Elect Director David M. Clapper Mgmt For For
1.4 Elect Director Roger F. Dunbar Mgmt For For
1.5 Elect Director Joel P. Friedman Mgmt For For
1.6 Elect Director G. Felda Hardymon Mgmt For For
1.7 Elect Director Alex W. Hart Mgmt For For
1.8 Elect Director C. Richard Kramlich Mgmt For For
1.9 Elect Director Lata Krishnan Mgmt For For
1.10 Elect Director Kate D. Mitchell Mgmt For For
1.11 Elect Director John F. Robinson Mgmt For For
1.12 Elect Director Kyung H. Yoon Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Other Business Mgmt None Abstain
VIVENDI
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VIV 21-Apr-11 France F97982106 Annual/Special 18-Apr-11
CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
4 Approve Allocation of Income and Dividends of EUR 1.40 per Mgmt For For
Share
5 Reelect Jean Yves Charlier as Supervisory Board Member Mgmt For For
6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For
7 Reelect Pierre Rodocanachi as Supervisory Board Member Mgmt For For
8 Appoint KPMG SA as Auditor Mgmt For For
9 Appoint KPMG Audit IS SAS as Alternate Auditor Mgmt For For
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
11 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
12 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan (New Shares)
13 Authorize up to 1 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
14 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
1.5 Billion
15 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1 Billion
16 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Under Items 14 and 15
17 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
18 Approve Employee Stock Purchase Plan Mgmt For For
19 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
20 Authorize Capitalization of Reserves of Up to EUR 1 Billion Mgmt For For
for Bonus Issue or Increase in Par Value
21 Add Article 10.6 to Bylaws Re: Censors Mgmt For For
22 Authorize Filing of Required Documents/Other Formalities Mgmt For For
SEABOARD CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SEB 25-Apr-11 USA 811543107 Annual 28-Feb-11
CUSIP: 811543107 ISIN: US8115431079 SEDOL: 2786687
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven J. Bresky Mgmt For Withhold
1.2 Elect Director David A. Adamsen Mgmt For For
1.3 Elect Director Douglas W. Baena Mgmt For For
1.4 Elect Director Joseph E. Rodrigues Mgmt For For
1.5 Elect Director Edward I. Shifman, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
ANHEUSER-BUSCH INBEV SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 26-Apr-11 Belgium B6399C107 Annual/Special
CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual and Special Meeting Mgmt
Special Meeting Mgmt
A1 Change Date of Annual Meeting Mgmt For For
A2 Amend Articles Re: Variable Remuneration Mgmt For Against
A3a Approve Condition Precedent Mgmt For For
A3b Amend Article 24 Re: Shareholder Rights Act Mgmt For For
A3c Amend Article 25 Re: Shareholder Rights Act Mgmt For For
A3d Amend Article 26bis Re: Shareholder Rights Act Mgmt For For
A3e Amend Article 28 Re: Shareholder Rights Act Mgmt For For
A3f Amend Article 30 Re: Shareholder Rights Act Mgmt For For
A3g Delete Article36bis Mgmt For For
A4a Receive Special Board Report Mgmt
A4b Receive Special Auditor Report Mgmt
A4c Eliminate Preemptive Rights Re: Item A4d Mgmt For Against
A4d Approve Issuance of Stock Options for Board Members Mgmt For Against
A4e Amend Articles to Reflect Changes in Capital Mgmt For Against
A4f Approve Deviation from Belgian Company Law Provision Re: Mgmt For Against
Stock Options to Independent Directors
A4g Authorize Implementation of Approved Resolutions and Filing Mgmt For Against
of Required Documents/Formalities at Trade Registry
Annual Meeting Mgmt
B1 Receive Directors' Report (Non-Voting) Mgmt
B2 Receive Auditors' Report (Non-Voting) Mgmt
B3 Receive Consolidated Financial Statements and Statutory Mgmt
Reports (Non-Voting)
B4 Approve Financial Statements, Allocation of Income, and Mgmt For For
Dividends of EUR 0.80 per Share
B5 Approve Discharge of Directors Mgmt For For
B6 Approve Discharge of Auditors Mgmt For For
B7 Receive Information on Resignation of Arnoud de Pret, Jean- Mgmt
Luc Dehaene, and August Busch IV as Director
B8a Elect Stefan Descheemaecker as Director Mgmt For Against
B8b Elect Paul Cornet de Ways Ruartas Director Mgmt For Against
B8c Reelect Kees Storm as Independent Director Mgmt For For
B8d Reelect Peter Harf as Independent Director Mgmt For For
B8e Elect Olivier Goudet as Independent Director Mgmt For For
B9a Approve Remuneration Report Mgmt For Against
B9b Approve Omnibus Stock Plan Mgmt For Against
B10a Approve Change-of-Control Clause Re : Updated EMTN Mgmt For For
Program
B10b Approve Change-of-Control Clause Re : US Dollar Notes Mgmt For For
B10c Approve Change-of-Control Clause Re : Notes Issued under Mgmt For For
Anheuser-Busch InBev's Shelf Registration Statement
B10d Approve Change-of-Control Clause Re : CAD Dollar Notes Mgmt For For
C1 Authorize Implementation of Approved Resolutions and Filing Mgmt For For
of Required Documents/Formalities at Trade Registry
CENTENE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNC 26-Apr-11 USA 15135B101 Annual 25-Feb-11
CUSIP: 15135B101 ISIN: US15135B1017 SEDOL: 2807061
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael F. Neidorff Mgmt For For
1.2 Elect Director Richard A. Gephardt Mgmt For For
1.3 Elect Director John R. Roberts Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Other Business Mgmt
COMMUNITY TRUST BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CTBI 26-Apr-11 USA 204149108 Annual 28-Feb-11
CUSIP: 204149108 ISIN: US2041491083 SEDOL: 2706470
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Charles J. Baird Mgmt For For
1.2 Elect Director Nick Carter Mgmt For For
1.3 Elect Director Nick A. Cooley Mgmt For For
1.4 Elect Director Jean R. Hale Mgmt For For
1.5 Elect Director James E. McGhee II Mgmt For For
1.6 Elect Director M. Lynn Parrish Mgmt For For
1.7 Elect Director James R. Ramsey Mgmt For For
1.8 Elect Director Anthony W. St. Charles Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IBM 26-Apr-11 USA 459200101 Annual 25-Feb-11
CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director A. J. P. Belda Mgmt For For
2 Elect Director W. R. Brody Mgmt For For
3 Elect Director K. I. Chenault Mgmt For For
4 Elect Director M. L. Eskew Mgmt For For
5 Elect Director S. A. Jackson Mgmt For For
6 Elect Director A. N. Liveris Mgmt For For
7 Elect Director W. J. McNerney, Jr. Mgmt For For
8 Elect Director J. W. Owens Mgmt For For
9 Elect Director S. J. Palmisano Mgmt For For
10 Elect Director J. E. Spero Mgmt For For
11 Elect Director S. Taurel Mgmt For For
12 Elect Director L. H. Zambrano Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
16 Provide for Cumulative Voting SH Against Against
17 Report on Political Contributions SH Against Against
18 Report on Lobbying Expenses SH Against Against
ROLLINS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ROL 26-Apr-11 USA 775711104 Annual 04-Mar-11
CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Randall Rollins Mgmt For For
1.2 Elect Director James B. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
RPC, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RES 26-Apr-11 USA 749660106 Annual 04-Mar-11
CUSIP: 749660106 ISIN: US7496601060 SEDOL: 2719456
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Randall Rollins Mgmt For Withhold
1.2 Elect Director Henry B. Tippie Mgmt For For
1.3 Elect Director James B. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For Against
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SIMPSON MANUFACTURING CO., INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SSD 26-Apr-11 USA 829073105 Annual 01-Mar-11
CUSIP: 829073105 ISIN: US8290731053 SEDOL: 2809250
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Earl F. Cheit Mgmt For For
1.2 Elect Director Thomas J. Fitzayers Mgmt For For
1.3 Elect Director Barry Lawson Williams Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
UMB FINANCIAL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UMBF 26-Apr-11 USA 902788108 Annual 03-Mar-11
CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kevin C. Gallagher Mgmt For For
1.2 Elect Director Greg M. Graves Mgmt For For
1.3 Elect Director Paul Uhlmann III Mgmt For For
1.4 Elect Director Thomas J. Wood III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Amend Omnibus Stock Plan Mgmt For For
6 Declassify the Board of Directors SH Against For
AXA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CS 27-Apr-11 France F06106102 Annual/Special 20-Apr-11
CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Treatment of Losses and Dividends of EUR 0.69 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions and Approve New Transaction
5 Reelect Jean-Martin Folz as Director Mgmt For For
6 Reelect Giuseppe Mussari as Director Mgmt For For
7 Elect Marcus Schenck as Director Mgmt For For
8 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For Against
Capital
Extraordinary Business Mgmt
9 Authorize Capitalization of Reserves of Up to EUR 1 Billion Mgmt For For
for Bonus Issue or Increase in Par Value
10 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
2 Billion
11 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1 Billion
12 Approve Issuance of Shares up to 20 Percent of Issued Mgmt For For
Capital Per Year for a Private Placement, up to EUR 1 Billiion
13 Authorize Board to Set Issue Price for 10 Percent Per Year of Mgmt For For
Issued Capital Pursuant to Issue Authority without
Preemptive Rights under Items 11 and 12
14 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote under Items 10 to 13 and 17
15 Authorize Capital Increase of Up to EUR 1 Billion for Future Mgmt For For
Exchange Offers
16 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
17 Authorize Issuance of Equity upon Conversion of a Mgmt For For
Subsidiary's Equity-Linked Securities for Up to EUR 1 Billion
18 Approve Issuance of Securities Convertible into Debt up to an Mgmt For For
Aggregate Nominal Amount of EUR 2 Billion
19 Approve Employee Stock Purchase Plan Mgmt For For
20 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
21 Authorize up to 2 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
22 Authorize up to 1 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
23 Authorize up to 0.4 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
24 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
25 Amend Article 23 of Bylaws to Comply with New Legislation Mgmt For For
Re: General Meetings
26 Authorize Filing of Required Documents/Other Formalities Mgmt For For
BARCLAYS PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BARC 27-Apr-11 United Kingdom G08036124 Annual 25-Apr-11
CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Alison Carnwath as Director Mgmt For For
4 Elect Dambisa Moyo as Director Mgmt For For
5 Re-elect Marcus Agius as Director Mgmt For For
6 Re-elect David Booth as Director Mgmt For For
7 Re-elect Sir Richard Broadbent as Director Mgmt For For
8 Re-elect Fulvio Conti as Director Mgmt For For
9 Re-elect Robert Diamond Jr as Director Mgmt For For
10 Re-elect Simon Fraser as Director Mgmt For For
11 Re-elect Reuben Jeffery III as Director Mgmt For For
12 Re-elect Sir Andrew Likierman as Director Mgmt For For
13 Re-elect Chris Lucas as Director Mgmt For For
14 Re-elect Sir Michael Rake as Director Mgmt For For
15 Re-elect Sir John Sunderland as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Approve EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For
23 Approve Long-Term Incentive Plan Mgmt For For
24 Amend Group Share Value Plan Mgmt For For
E. I. DU PONT DE NEMOURS AND COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DD 27-Apr-11 USA 263534109 Annual 02-Mar-11
CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard H. Brown Mgmt For For
2 Elect Director Robert A. Brown Mgmt For For
3 Elect Director Bertrand P. Collomb Mgmt For For
4 Elect Director Curtis J. Crawford Mgmt For For
5 Elect Director Alexander M. Cutler Mgmt For For
6 Elect Director Eleuthere I. du Pont Mgmt For For
7 Elect Director Marillyn A. Hewson Mgmt For For
8 Elect Director Lois D. Juliber Mgmt For For
9 Elect Director Ellen J. Kullman Mgmt For For
10 Elect Director William K. Reilly Mgmt For For
11 Ratify Auditors Mgmt For For
12 Amend Omnibus Stock Plan Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
16 Report on Genetically Engineered Seed SH Against Against
17 Report on Pay Disparity SH Against Against
EATON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ETN 27-Apr-11 USA 278058102 Annual 28-Feb-11
CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director George S. Barrett Mgmt For For
2 Elect Director Todd M. Bluedorn Mgmt For For
3 Elect Director Ned C. Lautenbach Mgmt For For
4 Elect Director Gregory R. Page Mgmt For For
5 Declassify the Board of Directors Mgmt For For
6 Eliminate Cumulative Voting Mgmt For For
7 Ratify Auditors Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
GENERAL ELECTRIC COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GE 27-Apr-11 USA 369604103 Annual 28-Feb-11
CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director W. Geoffrey Beattie Mgmt For For
2 Elect Director James I. Cash, Jr. Mgmt For For
3 Elect Director Ann M. Fudge Mgmt For For
4 Elect Director Susan Hockfield Mgmt For For
5 Elect Director Jeffrey R. Immelt Mgmt For For
6 Elect Director Andrea Jung Mgmt For For
7 Elect Director Alan G. Lafley Mgmt For For
8 Elect Director Robert W. Lane Mgmt For For
9 Elect Director Ralph S. Larsen Mgmt For For
10 Elect Director Rochelle B. Lazarus Mgmt For For
11 Elect Director James J. Mulva Mgmt For For
12 Elect Director Sam Nunn Mgmt For For
13 Elect Director Roger S. Penske Mgmt For For
14 Elect Director Robert J. Swieringa Mgmt For For
15 Elect Director James S. Tisch Mgmt For For
16 Elect Director Douglas A. Warner III Mgmt For For
17 Ratify Auditors Mgmt For For
18 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
19 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
20 Provide for Cumulative Voting SH Against Against
21 Performance-Based Equity Awards SH Against Against
22 Withdraw Stock Options Granted to Executive Officers SH Against Against
23 Report on Climate Change Business Risk SH Against Against
24 Report on Animal Testing and Plans for Reduction SH Against Against
MOLINA HEALTHCARE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MOH 27-Apr-11 USA 60855R100 Annual 08-Mar-11
CUSIP: 60855R100 ISIN: US60855R1005 SEDOL: 2212706
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Mario Molina Mgmt For For
1.2 Elect Director Steven J. Orlando Mgmt For For
1.3 Elect Director Ronna E. Romney Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Approve Qualified Employee Stock Purchase Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Ratify Auditors Mgmt For For
PLATINUM UNDERWRITERS HOLDINGS, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PTP 27-Apr-11 Bermuda G7127P100 Annual 11-Mar-11
CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Dan R. Carmichael as Director Mgmt For For
1.2 Elect A. John Hass as Director Mgmt For For
1.3 Elect Antony P.D. Lancaster as Director Mgmt For For
1.4 Elect Edmund R. Megna as Director Mgmt For For
1.5 Elect Michael D. Price as Director Mgmt For For
1.6 Elect James P. Slattery as Director Mgmt For For
1.7 Elect Christopher J. Steffen as Director Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify KPMG as Auditors Mgmt For For
THE COCA-COLA COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KO 27-Apr-11 USA 191216100 Annual 28-Feb-11
CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Herbert A. Allen Mgmt For For
2 Elect Director Ronald W. Allen Mgmt For For
3 Elect Director Howard G. Buffett Mgmt For For
4 Elect Director Barry Diller Mgmt For For
5 Elect Director Evan G. Greenberg Mgmt For For
6 Elect Director Alexis M. Herman Mgmt For For
7 Elect Director Muhtar Kent Mgmt For For
8 Elect Director Donald R. Keough Mgmt For For
9 Elect Director Maria Elena Lagomasino Mgmt For For
10 Elect Director Donald F. McHenry Mgmt For For
11 Elect Director Sam Nunn Mgmt For For
12 Elect Director James D. Robinson III Mgmt For For
13 Elect Director Peter V. Ueberroth Mgmt For For
14 Elect Director Jacob Wallenberg Mgmt For For
15 Elect Director James B. Williams Mgmt For For
16 Ratify Auditors Mgmt For For
17 Amend Executive Incentive Bonus Plan Mgmt For For
18 Amend Restricted Stock Plan Mgmt For For
19 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
20 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
21 Publish Report on Chemical Bisphenol-A (BPA) SH Against For
UNICREDIT SPA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UCG 27-Apr-11 Italy T95132105 Annual/Special 14-Apr-11
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Elect Director Mgmt For Against
4 Approve Remuneration of Board Committee Members Mgmt For For
5 Approve Remuneration of Auditors Mgmt For For
6 Approve Remuneration for the Representative of Holders of Mgmt For For
Saving Shares
7 Amend Regulations on General Meetings Mgmt For For
8 Approve Remuneration Report Mgmt For For
9 Approve Equity Compensation Plans Mgmt For Against
10 Approve Group Employees Share Ownership Plan 2011 Mgmt For For
Extraordinary Business Mgmt
1 Amend Company Bylaws Mgmt For For
2 Approve Issuance of 206 Million Shares Reserved for Stock Mgmt For Against
Grant Plans
3 Approve Issuance of 68 Million Shares Reserved for Stock Mgmt For Against
Grant Plans
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMMD 28-Apr-11 USA 02744M108 Annual 15-Mar-11
CUSIP: 02744M108 ISIN: US02744M1080 SEDOL: 2619998
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard B. Emmitt Mgmt For For
1.2 Elect Director Christopher H. Porter Mgmt For For
1.3 Elect Director D. Verne Sharma Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
AMERICAN REPROGRAPHICS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARC 28-Apr-11 USA 029263100 Annual 10-Mar-11
CUSIP: 029263100 ISIN: US0292631001 SEDOL: B03F0G7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kumarakulasingam Suriyakumar Mgmt For For
1.2 Elect Director Thomas J. Formolo Mgmt For For
1.3 Elect Director Dewitt Kerry McCluggage Mgmt For For
1.4 Elect Director James F. McNulty Mgmt For For
1.5 Elect Director Mark W. Mealy Mgmt For For
1.6 Elect Director Manuel Perez de la Mesa Mgmt For For
1.7 Elect Director Eriberto R. Scocimara Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Approve Omnibus Stock Plan Mgmt For For
ASTRAZENECA PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AZNl 28-Apr-11 United Kingdom G0593M107 Annual 26-Apr-11
CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For
Second Interim Dividend
3 Reappoint KPMG Audit plc as Auditors Mgmt For For
4 Authorise Board to Fix Remuneration of Auditors Mgmt For For
5(a) Re-elect Louis Schweitzer as Director Mgmt For For
5(b) Re-elect David Brennan as Director Mgmt For For
5(c) Re-elect Simon Lowth as Director Mgmt For For
5(d) Elect Bruce Burlington as Director Mgmt For For
5(e) Re-elect Jean-Philippe Courtois as Director Mgmt For For
5(f) Re-elect Michele Hooper as Director Mgmt For For
5(g) Re-elect Rudy Markham as Director Mgmt For For
5(h) Re-elect Nancy Rothwell as Director Mgmt For For
5(i) Elect Shriti Vadera as Director Mgmt For For
5(j) Re-elect John Varley as Director Mgmt For For
5(k) Re-elect Marcus Wallenberg as Director Mgmt For For
6 Approve Remuneration Report Mgmt For For
7 Authorise EU Political Donations and Expenditure Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
BRITISH AMERICAN TOBACCO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BATS 28-Apr-11 United Kingdom G1510J102 Annual 26-Apr-11
CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
5 Authorise Board to Fix Remuneration of Auditors Mgmt For For
6 Re-elect Richard Burrows as Director Mgmt For For
7 Re-elect Karen de Segundo as Director Mgmt For For
8 Re-elect Nicandro Durante as Director Mgmt For For
9 Re-elect Robert Lerwill as Director Mgmt For For
10 Re-elect Christine Morin-Postel as Director Mgmt For For
11 Re-elect Gerry Murphy as Director Mgmt For For
12 Re-elect Anthony Ruys as Director Mgmt For For
13 Re-elect Sir Nicholas Scheele as Director Mgmt For For
14 Re-elect Ben Stevens as Director Mgmt For For
15 Elect John Daly as Director Mgmt For For
16 Elect Kieran Poynter as Director Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Amend Long Term Incentive Plan Mgmt For Against
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
CORNING INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GLW 28-Apr-11 USA 219350105 Annual 24-Feb-11
CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John Seely Brown Mgmt For Against
2 Elect Director John A. Canning, Jr. Mgmt For For
3 Elect Director Gordon Gund Mgmt For Against
4 Elect Director Kurt M. Landgraf Mgmt For For
5 Elect Director H. Onno Ruding Mgmt For For
6 Elect Director Glenn F. Tilton Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Ratify Auditors Mgmt For For
10 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
DANONE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BN 28-Apr-11 France F12033134 Annual/Special 21-Apr-11
CUSIP: F12033134 ISIN: FR0000120644 SEDOL: B1Y9TB3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 1.30 per Mgmt For For
Share
4 Ratify Appointment of Yoshihiro Kawabata as Director Mgmt For For
5 Reelect Bruno Bonnell as Director Mgmt For For
6 Reelect Bernard Hours as Director Mgmt For Against
7 Reelect Yoshihiro Kawabata as Director Mgmt For Against
8 Reelect Jacques Vincent as Director Mgmt For Against
9 Elect Isabelle Seillier as Director Mgmt For Against
10 Elect Jean-Michel Severino as Director Mgmt For For
11 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
12 Approve Agreement with Bernard Hours Mgmt For For
13 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
14 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
56.5 Million
15 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 37.8 Million
16 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
17 Authorize Capital Increase of Up to EUR 24 Million for Future Mgmt For For
Exchange Offers
18 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
19 Authorize Capitalization of Reserves of Up to EUR 41.6 Mgmt For For
Million for Bonus Issue or Increase in Par Value
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
22 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ERESEARCH TECHNOLOGY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ERT 28-Apr-11 USA 29481V108 Annual 02-Mar-11
CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joel Morganroth Mgmt For For
1.2 Elect Director Stephen S. Phillips Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt None One Year
H & M HENNES & MAURITZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HMB 28-Apr-11 Sweden W41422101 Annual 20-Apr-11
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Sven Unger as Chairman of Meeting Mgmt For For
3 Receive President's Report; Allow Questions Mgmt
4 Prepare and Approve List of Shareholders Mgmt For For
5 Approve Agenda of Meeting Mgmt For For
6 Designate Inspector(s) of Minutes of Meeting Mgmt For For
7 Acknowledge Proper Convening of Meeting Mgmt For For
8a Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Auditor's Report on Application of
Guidelines for Remuneration for Executive Management
8b Receive Auditor's and Auditing Committee's Reports Mgmt
8c Receive Chairman's Report About Board Work Mgmt
8d Receive Report of the Chairman of the Nominating Committee Mgmt
9a Approve Financial Statements and Statutory Reports Mgmt For For
9b Approve Allocation of Income and Dividends of SEK 9.50 per Mgmt For For
Share
9c Approve Discharge of Board and President Mgmt For For
10 Determine Number of Members (8) and Deputy Members (0) Mgmt For For
of Board
11 Approve Remuneration of Directors in the Amount of SEK Mgmt For For
1.35 Million for Chairman, and SEK 450,000 for Other
Members; Approve Remuneration for Committe Work;
Approve Remuneration of Auditors
12 Reelect Mia Livfors, Anders Dahlvig, Lottie Knutson, Sussi Mgmt For Against
Kvart, Bo Lundquist, Stefan Persson (Chairman), Melker
Schorling, and Christian Sievert as Directors
13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Mgmt For Against
Andersson, and Anders Oscarsson as Members of
Nominating Committee
14 Amend Articles of Association to Comply with the New Mgmt For For
Swedish Companies Act
15 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
16 Close Meeting Mgmt
JOHNSON & JOHNSON
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JNJ 28-Apr-11 USA 478160104 Annual 01-Mar-11
CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mary Sue Coleman Mgmt For For
2 Elect Director James G. Cullen Mgmt For For
3 Elect Director Ian E.L. Davis Mgmt For For
4 Elect Director Michael M.e. Johns Mgmt For For
5 Elect Director Susan L. Lindquist Mgmt For For
6 Elect Director Anne M. Mulcahy Mgmt For For
7 Elect Director Leo F. Mullin Mgmt For For
8 Elect Director William D. Perez Mgmt For For
9 Elect Director Charles Prince Mgmt For For
10 Elect Director David Satcher Mgmt For For
11 Elect Director William C. Weldon Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Adopt Policy to Restrain Pharmaceutical Price Increases SH Against Against
16 Amend EEO Policy to Prohibit Discrimination Based on SH Against Against
Applicant's Health Status
17 Adopt Animal-Free Training Methods SH Against Against
NATIONAL INTERSTATE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NATL 28-Apr-11 USA 63654U100 Annual 28-Feb-11
CUSIP: 63654U100 ISIN: US63654U1007 SEDOL: B05Q284
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joseph E. (Jeff) Consolino Mgmt For For
1.2 Elect Director Theodore H. Elliott, Jr. Mgmt For For
1.3 Elect Director Gary J. Gruber Mgmt For Withhold
1.4 Elect Director Donald D. Larson Mgmt For Withhold
1.5 Elect Director David W. Michelson Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
PFIZER INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PFE 28-Apr-11 USA 717081103 Annual 01-Mar-11
CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Dennis A. Ausiello Mgmt For Against
2 Elect Director Michael S. Brown Mgmt For Against
3 Elect Director M. Anthony Burns Mgmt For Against
4 Elect Director W. Don Cornwell Mgmt For For
5 Elect Director Frances D. Fergusson Mgmt For For
6 Elect Director William H. Gray III Mgmt For Against
7 Elect Director Constance J. Horner Mgmt For Against
8 Elect Director James M. Kilts Mgmt For For
9 Elect Director George A. Lorch Mgmt For For
10 Elect Director John P. Mascotte Mgmt For Against
11 Elect Director Suzanne Nora Johnson Mgmt For For
12 Elect Director Ian C. Read Mgmt For For
13 Elect Director Stephen W. Sanger Mgmt For Against
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
17 Publish Political Contributions SH Against Against
18 Report on Public Policy Advocacy Process SH Against Against
19 Adopt Policy to Restrain Pharmaceutical Price Increases SH Against Against
20 Provide Right to Act by Written Consent SH Against For
21 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
22 Report on Animal Testing and Plans for Reduction SH Against Against
POLARIS INDUSTRIES INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PII 28-Apr-11 USA 731068102 Annual 28-Feb-11
CUSIP: 731068102 ISIN: US7310681025 SEDOL: 2692933
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Director Gary E. Hendrickson Mgmt For For
1.2 Director John R. Menard Mgmt For For
1.3 Director R.M. Schreck Mgmt For For
1.4 Director William Grant Van Dyke Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SIGNATURE BANK
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SBNY 28-Apr-11 USA 82669G104 Annual 01-Mar-11
CUSIP: 82669G104 ISIN: US82669G1040 SEDOL: B00JQL9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Scott A. Shay Mgmt For For
1.2 Elect Director Joseph J. Depaolo Mgmt For For
1.3 Elect Director Alfred B. Delbello Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
TREEHOUSE FOODS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
THS 28-Apr-11 USA 89469A104 Annual 07-Mar-11
CUSIP: 89469A104 ISIN: US89469A1043 SEDOL: B095X84
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ann M. Sardini Mgmt For For
1.2 Elect Director Dennis F. O'Brien Mgmt For For
1.3 Elect Director Sam K. Reed Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide Right to Call Special Meeting Mgmt For For
4 Reduce Supermajority Vote Requirement Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WEBSTER FINANCIAL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WBS 28-Apr-11 USA 947890109 Annual 28-Feb-11
CUSIP: 947890109 ISIN: US9478901096 SEDOL: 2945143
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John J. Crawford Mgmt For For
1.2 Elect Director C. Michael Jacobi Mgmt For For
1.3 Elect Director Karen R. Osar Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
5 Declassify the Board of Directors SH Against For
WESTAMERICA BANCORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WABC 28-Apr-11 USA 957090103 Annual 28-Feb-11
CUSIP: 957090103 ISIN: US9570901036 SEDOL: 2950374
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director E. Allen Mgmt For For
1.2 Elect Director L. Bartolini Mgmt For For
1.3 Elect Director E.j. Bowler Mgmt For For
1.4 Elect Director A. Latno, Jr. Mgmt For For
1.5 Elect Director P. Lynch Mgmt For For
1.6 Elect Director C. Macmillan Mgmt For For
1.7 Elect Director R. Nelson Mgmt For For
1.8 Elect Director D. Payne Mgmt For For
1.9 Elect Director E. Sylvester Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
ABBOTT LABORATORIES
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ABT 29-Apr-11 USA 002824100 Annual 02-Mar-11
CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert J. Alpern Mgmt For For
1.2 Elect Director Roxanne S. Austin Mgmt For For
1.3 Elect Director W. James Farrell Mgmt For For
1.4 Elect Director H. Laurance Fuller Mgmt For For
1.5 Elect Director Edward M. Liddy Mgmt For For
1.6 Elect Director Phebe N. Novakovic Mgmt For For
1.7 Elect Director William A. Osborn Mgmt For For
1.8 Elect Director Samuel C. Scott III Mgmt For For
1.9 Elect Director Glenn F. Tilton Mgmt For For
1.10 Elect Director Miles D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Adopt Policy on Pharmaceutical Price Restraint SH Against Against
AMERICAN CAPITAL, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACAS 29-Apr-11 USA 02503Y103 Annual 04-Mar-11
CUSIP: 02503Y103 ISIN: US02503Y1038 SEDOL: 2101990
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Driector Mary C. Baskin Mgmt For For
2 Elect Driector Neil M. Hahl Mgmt For For
3 Elect Driector Philip R. Harper Mgmt For For
4 Elect Driector John A. Koskinen Mgmt For For
5 Elect Driector Stan Lundine Mgmt For For
6 Elect Driector Kenneth D. Peterson Mgmt For For
7 Elect Driector Alvin N. Puryear Mgmt For For
8 Elect Driector Malon Wilkus Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
11 Ratify Auditors Mgmt For For
AT&T INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
T 29-Apr-11 USA 00206R102 Annual 01-Mar-11
CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Randall L. Stephenson Mgmt For For
2 Elect Director Gilbert F. Amelio Mgmt For For
3 Elect Director Reuben V. Anderson Mgmt For For
4 Elect Director James H. Blanchard Mgmt For For
5 Elect Director Jaime Chico Pardo Mgmt For For
6 Elect Director James P. Kelly Mgmt For For
7 Elect Director Jon C. Madonna Mgmt For For
8 Elect Director Lynn M. Martin Mgmt For For
9 Elect Director John B. McCoy Mgmt For For
10 Elect Director Joyce M. Roche Mgmt For For
11 Elect Director Matthew K. Rose Mgmt For For
12 Elect Director Laura D Andrea Tyson Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Report on Political Contributions SH Against Against
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Provide Right to Act by Written Consent SH Against For
BAYER AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAYN 29-Apr-11 Germany D0712D163 Annual
CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports; Appove Mgmt For For
Allocation of Income and Dividends of EUR 1.50 per Share
for Fiscal 2010
2 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
4 Amend Articles Re: Length of Supervisory Board Member Mgmt For For
Term
5 Approve Spin-Off and Takeover Agreement with Bayer Real Mgmt For For
Estate GmbH
6 Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 Mgmt For For
CLECO CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNL 29-Apr-11 USA 12561W105 Annual 01-Mar-11
CUSIP: 12561W105 ISIN: US12561W1053 SEDOL: 2182445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William L. Marks Mgmt For For
1.2 Elect Director Robert T. Ratcliff, Sr. Mgmt For For
1.3 Elect Director Peter M. Scott III Mgmt For For
1.4 Elect Director William H.walker, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Eliminate Cumulative Voting and Declassify the Board Mgmt For For
6 Eliminate Cumulative Voting Mgmt For For
ENEL SPA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ENEL 29-Apr-11 Italy T3679P115 Annual/Special 18-Apr-11
CUSIP: T3679P115 ISIN: IT0003128367 SEDOL: 7144569
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Fix Number of Directors Mgmt For For
4 Fix Directors' Term Mgmt For For
Elect Directors (Bundled) - Choose One of the Following Mgmt
Slates
5.1 Slate Submitted by the Italian Ministry of Economy and Mgmt None Do Not Vote
Finance
5.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt None For
6 Elect Chairman of the Board of Directors Mgmt For For
7 Approve Remuneration of Directors Mgmt For Against
8 Approve Auditors and Authorize Board to Fix Their Mgmt For For
Remuneration
Extraordinary Business Mgmt
1 Amend Company Bylaws Mgmt For For
ENI SPA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ENI 29-Apr-11 Italy T3643A145 Annual 18-Apr-11
CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Fix Number of Directors Mgmt For For
4 Fix Directors' Term Mgmt For For
Elect Directors (Bundled) - Vote Only for One of the Mgmt
Following Slates
5.1 Slate Submitted by the Ministry of Economics and Finance Mgmt None Do Not Vote
5.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt None For
6 Elect Chairman of the Board of Directors Mgmt For For
7 Approve Remuneration of Directors Mgmt For Against
Appoint Internal Statutory Auditors - Vote Only for One of Mgmt
the Following Slates
8.1 Slate Submitted by the Ministry of Economics and Finance Mgmt None Against
8.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt None For
9 Appoint Internal Statutory Auditors' Chairman Mgmt For For
10 Approve Internal Auditors' Remuneration Mgmt For For
11 Approve Compensation of the Judicial Officer of Corte dei Mgmt For For
Conti Responsible for Eni's Financial Control
OWENS & MINOR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OMI 29-Apr-11 USA 690732102 Annual 08-Mar-11
CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director A. Marshall Acuff, Jr. Mgmt For For
1.2 Elect Director J. Alfred Broaddus, Jr. Mgmt For For
1.3 Elect Director Richard E. Fogg Mgmt For For
1.4 Elect Director John W. Gerdelman Mgmt For For
1.5 Elect Director Lemuel E. Lewis Mgmt For For
1.6 Elect Director G. Gilmer Minor, III Mgmt For For
1.7 Elect Director Eddie N. Moore, Jr. Mgmt For For
1.8 Elect Director Peter S. Redding Mgmt For For
1.9 Elect Director James E. Rogers Mgmt For For
1.10 Elect Director Robert C. Sledd Mgmt For For
1.11 Elect Director Craig R. Smith Mgmt For For
1.12 Director Anne Marie Whittemore Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BERKSHIRE HATHAWAY INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRK.B 30-Apr-11 USA 084670702 Annual 02-Mar-11
CUSIP: 084670108 ISIN: US0846707026 SEDOL: 2073390
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Warren E. Buffett Mgmt For For
1.2 Elect Director Charles T. Munger Mgmt For For
1.3 Elect Director Howard G. Buffett Mgmt For For
1.4 Elect Director Stephen B. Burke Mgmt For For
1.5 Elect Director Susan L. Decker Mgmt For For
1.6 Elect Director William H. Gates III Mgmt For For
1.7 Elect Director David S. Gottesman Mgmt For For
1.8 Elect Director Charlotte Guyman Mgmt For For
1.9 Elect Director Donald R. Keough Mgmt For For
1.10 Elect Director Thomas S. Murphy Mgmt For For
1.11 Elect Director Ronald L. Olson Mgmt For For
1.12 Elect Director Walter Scott, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Adopt Quantitative GHG Goals for Products and Operations SH Against For
AMERICAN EXPRESS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AXP 02-May-11 USA 025816109 Annual 04-Mar-11
CUSIP: 025816109 ISIN: US0258161092 SEDOL: 2026082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Daniel F. Akerson Mgmt For For
1.2 Elect Director Charlene Barshefsky Mgmt For For
1.3 Elect Director Ursula M. Burns Mgmt For For
1.4 Elect Director Kenneth I. Chenault Mgmt For For
1.5 Elect Director Peter Chernin Mgmt For For
1.6 Elect Director Theodore J. Leonsis Mgmt For For
1.7 Director Jan Leschly Mgmt For For
1.8 Director Richard C. Levin Mgmt For For
1.9 Director Richard A. McGinn Mgmt For For
1.10 Director Edward D. Miller Mgmt For For
1.11 Director Steven S. Reinemund Mgmt For For
1.12 Director Robert D. Walter Mgmt For For
1.13 Director Ronald A. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Provide for Cumulative Voting SH Against Against
6 Amend Bylaws-- Call Special Meetings SH Against For
CBL & ASSOCIATES PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBL 02-May-11 USA 124830100 Annual 04-Mar-11
CUSIP: 124830100 ISIN: US1248301004 SEDOL: 2167475
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Charles B. Lebovitz Mgmt For For
1.2 Elect Director Gary L. Bryenton Mgmt For For
1.3 Elect Director Gary J. Nay Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
5 Declassify the Board of Directors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
EQUITY ONE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQY 02-May-11 USA 294752100 Annual 07-Mar-11
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Noam Ben-Ozer Mgmt For For
1.2 Elect Director James S. Cassel Mgmt For For
1.3 Elect Director Cynthia R. Cohen Mgmt For For
1.4 Elect Director David Fischel Mgmt For For
1.5 Elect Director Neil Flanzraich Mgmt For For
1.6 Elect Director Nathan Hetz Mgmt For For
1.7 Elect Director Chaim Katzman Mgmt For For
1.8 Elect Director Peter Linneman Mgmt For For
1.9 Elect Director Jeffrey S. Olson Mgmt For For
1.10 Elect Director Dori Segal Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Amend Omnibus Stock Plan Mgmt For Against
GDF SUEZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSZ 02-May-11 France F42768105 Annual/Special 27-Apr-11
CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 1.50 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Albert Frere as Director Mgmt For For
7 Reelect Edmond Alphandery as Director Mgmt For For
8 Reelect Aldo Cardoso as Director Mgmt For For
9 Reelect Rene Carron as Director Mgmt For For
10 Reelect Thierry de Rudder as Director Mgmt For For
11 Elect Francoise Malrieu as Director Mgmt For For
12 Ratify Change of Registered Office to 1 place Samuel de Mgmt For For
Champlain, 92400 Courbevoie, and Amend Bylaws
Accordingly
Extraordinary Business Mgmt
13 Approve Employee Stock Purchase Plan Mgmt For For
14 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
15 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
16 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Shareholder Proposals Mgmt
A Approve Dividends of EUR 0.83 per Share SH Against Against
MKS INSTRUMENTS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MKSI 02-May-11 USA 55306N104 Annual 07-Mar-11
CUSIP: 55306N104 ISIN: US55306N1046 SEDOL: 2404871
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John R. Bertucci Mgmt For For
1.2 Elect Director Robert R. Anderson Mgmt For For
1.3 Elect Director Gregory R. Beecher Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
POTLATCH CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PCH 02-May-11 USA 737630103 Annual 21-Mar-11
CUSIP: 737630103 ISIN: US7376301039 SEDOL: B0XXJN1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Jerome C. Knoll Mgmt For For
2 Elect Director John S. Moody Mgmt For For
3 Elect Director Lawrence S. Peiros Mgmt For For
4 Ratify Auditors Mgmt For For
5 Amend Omnibus Stock Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
THE BOEING COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BA 02-May-11 USA 097023105 Annual 03-Mar-11
CUSIP: 097023105 ISIN: US0970231058 SEDOL: 2108601
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John E. Bryson Mgmt For For
2 Elect Director David L. Calhoun Mgmt For For
3 Elect Director Arthur D. Collins, Jr. Mgmt For For
4 Elect Director Linda Z. Cook Mgmt For For
5 Elect Director Kenneth M. Duberstein Mgmt For For
6 Elect Director Edmund P. Giambastiani, Jr. Mgmt For For
7 Elect Director Edward M. Liddy Mgmt For For
8 Elect Director John F. McDonnell Mgmt For For
9 Elect Director W. James McNerney, Jr. Mgmt For For
10 Elect Director Susan C. Schwab Mgmt For For
11 Elect Director Ronald A. Williams Mgmt For For
12 Elect Director Mike S. Zafirovski Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
15 Ratify Auditors Mgmt For For
16 Implement Third-Party Supply Chain Monitoring SH Against Against
17 Report on Political Contributions SH Against Against
18 Provide Right to Act by Written Consent SH Against For
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Require Independent Board Chairman SH Against Against
VINCI
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DG 02-May-11 France F5879X108 Annual/Special 27-Apr-11
CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.67 per Mgmt For For
Share
4 Reelect Pascale Sourisse as Director Mgmt For For
5 Reelect Robert Castaigne as Director Mgmt For For
6 Reelect Jean Bernard Levy as Director Mgmt For For
7 Elect Elisabeth Boyer as Representative of Employee Mgmt For For
Shareholders to the Board
8 Elect Gerard Duez as Representative of Employee Mgmt For Against
Shareholders to the Board
9 Elect Gerard Francon as Representative of Employee Mgmt For Against
Shareholders to the Board
10 Elect Bernard Klemm as Representative of Employee Mgmt For Against
Shareholders to the Board
11 Elect Bernard Chabalier as Representative of Employee Mgmt For Against
Shareholders to the Board
12 Elect Jean-Luc Lebouil as Representative of Employee Mgmt For Against
Shareholders to the Board
13 Elect Denis Marchal as Representative of Employee Mgmt For Against
Shareholders to the Board
14 Elect Rolland Sabatier as Representative of Employee Mgmt For Against
Shareholders to the Board
15 Elect Pascal Taccoen as Representative of Employee Mgmt For Against
Shareholders to the Board
16 Elect Cosimo Lupo as Representative of Employee Mgmt For Against
Shareholders to the Board
17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
18 Approve Transactions with a Related Parties Re: Financing of Mgmt For For
Prado Sud
Extraordinary Business Mgmt
19 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
20 Authorize Capitalization of Reserves for Bonus Issue or Mgmt For For
Increase in Par Value
21 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
300 Million
22 Authorize Issuance of Specific Convertible Bonds without Mgmt For For
Preemptive Rights Named OCEANE, up to an Aggregate
Nominal Amount EUR 150 Million
23 Approve Issuance of Convertible Bonds without Preemptive Mgmt For For
Rights Other than OCEANE, up to an Aggregate Nominal
Amount EUR 150 Million
24 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
25 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
26 Approve Employee Stock Purchase Plan Mgmt For For
27 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
28 Authorize up to 0.9 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
29 Authorize Filing of Required Documents/Other Formalities Mgmt For For
DELEK US HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DK 03-May-11 USA 246647101 Annual 10-Mar-11
CUSIP: 246647101 ISIN: US2466471016 SEDOL: B142DK9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Erza Uzi Yemin Mgmt For For
1.2 Elect Director Gabriel Last Mgmt For Withhold
1.3 Elect Director Asaf Bartfeld Mgmt For For
1.4 Elect Director Aharon Kacherginski Mgmt For For
1.5 Elect Director Shlomo Zohar Mgmt For For
1.6 Elect Director Carlos E. Jorda Mgmt For For
1.7 Elect Director Charles H. Leonard Mgmt For For
1.8 Elect Director Philip L. Maslowe Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
HOME PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HME 03-May-11 USA 437306103 Annual 08-Mar-11
CUSIP: 437306103 ISIN: US4373061039 SEDOL: 2414074
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen R. Blank Mgmt For For
1.2 Elect Director Alan L. Gosule Mgmt For For
1.3 Elect Director Leonard F. Helbig, III Mgmt For For
1.4 Elect Director Charles J. Koch Mgmt For For
1.5 Elect Director Thomas P. Lydon, Jr. Mgmt For For
1.6 Elect Director Edward J. Pettinella Mgmt For For
1.7 Elect Director Clifford W. Smith, Jr. Mgmt For For
1.8 Elect Director Amy L. Tait Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Omnibus Stock Plan Mgmt For Against
5 Ratify Auditors Mgmt For For
NOKIA CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 03-May-11 Finland X61873133 Annual 19-Apr-11
CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of Mgmt For For
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Prepare and Approve List of Shareholders Mgmt For For
6 Receive Financial Statements and Statutory Reports, the Mgmt
Board's Report, and the Auditor's Report; Receive Review by
the CEO
7 Accept Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.40 Per Mgmt For For
Share
9 Approve Discharge of Board and President Mgmt For For
10 Approve Remuneration of Directors in the Amount of EUR Mgmt For For
440,000 for Chairman, EUR 150,000 for Vice Chairman, and
EUR 130,000 for Other Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Eleven Mgmt For For
12 Reelect Bengt Holmstrom, Henning Kagermann, Per Karlsson, Mgmt For For
Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, and
Risto Siilasmaa as Directors; Elect Jouko Karvinen, Helge
Lund, Kari Stadigh, and Stephen Elop as New Directors
13 Approve Remuneration of Auditors Mgmt For For
14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For
15 Authorize Repurchase of up to 360 Million Issued Shares Mgmt For For
16 Approve Stock Option Plan for Key Employees; Approve Mgmt For For
Issuance of up to 35 Million Stock Options
17 Close Meeting Mgmt
PEABODY ENERGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BTU 03-May-11 USA 704549104 Annual 11-Mar-11
CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gregory H. Boyce Mgmt For For
1.2 Elect Director William A. Coley Mgmt For For
1.3 Elect Director William E. James Mgmt For For
1.4 Elect Director Robert B. Karn III Mgmt For For
1.5 Elect Director M. Frances Keeth Mgmt For For
1.6 Elect Director Henry E. Lentz Mgmt For For
1.7 Elect Director Robert A. Malone Mgmt For For
1.8 Elect Director William C. Rusnack Mgmt For For
1.9 Elect Director John F. Turner Mgmt For For
1.10 Elect Director Sandra A. Van Trease Mgmt For For
1.11 Elect Director Alan H. Washkowitz Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
5 Approve Omnibus Stock Plan Mgmt For For
RACKSPACE HOSTING, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RAX 03-May-11 USA 750086100 Annual 25-Mar-11
CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Graham Weston Mgmt For For
1.2 Elect Director Palmer Moe Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
THOMSON REUTERS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRI 03-May-11 Canada 884903105 Annual 15-Mar-11
CUSIP: 884903105 ISIN: CA8849031056 SEDOL: 2889371
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Thomson Mgmt For For
1.2 Elect Director W. Geoffrey Beattie Mgmt For For
1.3 Elect Director Thomas H. Glocer Mgmt For For
1.4 Elect Director Manvinder S. Banga Mgmt For For
1.5 Elect Director Mary Cirillo Mgmt For For
1.6 Elect Director Steven A. Denning Mgmt For For
1.7 Elect Director Lawton W. Fitt Mgmt For For
1.8 Elect Director Roger L. Martin Mgmt For For
1.9 Elect Director Sir Deryck Maughan Mgmt For For
1.10 Elect Director Ken Olisa Mgmt For For
1.11 Elect Director Vance K. Opperman Mgmt For For
1.12 Elect Director John M. Thompson Mgmt For For
1.13 Elect Director Peter J. Thomson Mgmt For For
1.14 Elect Director John A. Tory Mgmt For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Mgmt For For
Authorize Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation Approach Mgmt For For
UNDER ARMOUR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UA 03-May-11 USA 904311107 Annual 18-Feb-11
CUSIP: 904311107 ISIN: US9043111072 SEDOL: B0PZN11
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kevin A. Plank Mgmt For For
1.2 Elect Director Byron K. Adams, Jr. Mgmt For For
1.3 Elect Director Douglas E. Coltharp Mgmt For For
1.4 Elect Director Anthony W. Deering Mgmt For For
1.5 Elect Director A.B. Krongard Mgmt For For
1.6 Elect Director William R. McDermott Mgmt For For
1.7 Elect Director Harvey L. Sanders Mgmt For For
1.8 Elect Director T homas J. Sippel Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
WELLS FARGO & COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WFC 03-May-11 USA 949746101 Annual 04-Mar-11
CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Election Director John D. Baker II Mgmt For For
2 Election Director John S. Chen Mgmt For For
3 Election Director Lloyd H. Dean Mgmt For For
4 Election Director Susan E. Engel Mgmt For For
5 Election Director Enrique Hernandez, Jr. Mgmt For For
6 Election Director Donald M. James Mgmt For For
7 Election Director Mackey J. McDonald Mgmt For For
8 Election Director Cynthia H. Milligan Mgmt For For
9 Elect Director Nicholas G. Moore Mgmt For For
10 Elect Director Philip J. Quigley Mgmt For For
11 Elect Director Judith M. Runstad Mgmt For For
12 Elect Director Stephen W. Sanger Mgmt For For
13 Elect Director John G. Stumpf Mgmt For Against
14 Elect Director an G. Swenson Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
17 Ratify Auditors Mgmt For For
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Provide for Cumulative Voting SH Against Against
20 Require Independent Board Chairman SH Against For
21 Advisory Vote to Ratify Directors' Compensation SH Against Against
22 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
ADTRAN, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ADTN 04-May-11 USA 00738A106 Annual 10-Mar-11
CUSIP: 00738A106 ISIN: US00738A1060 SEDOL: 2052924
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas R. Stanton Mgmt For For
1.2 Elect Director H. Fenwick Huss Mgmt For For
1.3 Elect Director Ross K. Ireland Mgmt For For
1.4 Elect Director William L. Marks Mgmt For For
1.5 Elect Director James E. Matthews Mgmt For For
1.6 Elect Director Balan Nair Mgmt For For
1.7 Elect Director Roy J. Nichols Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt None One Year
4 Amend Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
ALLIANZ SE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALV 04-May-11 Germany D03080112 Annual
CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 4.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Elect Franz Heiss as Employee Representative to the Mgmt For For
Supervisory Board
6 Amend Articles Re: Remuneration of Supervisory Board Mgmt For For
7 Approve Affiliation Agreements with Allianz Global Investors Mgmt For For
AG
8 Approve Spin-Off and Takeover Agreement with Allianz Mgmt For For
Deutschland AG
ASSOCIATED ESTATES REALTY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AEC 04-May-11 USA 045604105 Annual 15-Mar-11
CUSIP: 045604105 ISIN: US0456041054 SEDOL: 2044396
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Albert T. Adams Mgmt For For
1.2 Elect Director James M. Delaney Mgmt For For
1.3 Elect Director Jeffrey I. Friedman Mgmt For For
1.4 Elect Director Michael E. Gibbons Mgmt For For
1.5 Elect Director Mark L. Milstein Mgmt For For
1.6 Elect Director James A. Schoff Mgmt For For
1.7 Elect Director Richard T. Schwarz Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BAE SYSTEMS PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BA. 04-May-11 United Kingdom G06940103 Annual 02-May-11
CUSIP: G06940103 ISIN: GB0002634946 SEDOL: 0263494
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Paul Anderson as Director Mgmt For For
5 Re-elect Michael Hartnall as Director Mgmt For For
6 Re-elect Linda Hudson as Director Mgmt For For
7 Re-elect Ian King as Director Mgmt For For
8 Re-elect Sir Peter Mason as Director Mgmt For For
9 Re-elect Richard Olver as Director Mgmt For For
10 Re-elect Roberto Quarta as Director Mgmt For For
11 Re-elect Nicholas Rose as Director Mgmt For For
12 Re-elect Carl Symon as Director Mgmt For For
13 Elect Harriet Green as Director Mgmt For For
14 Elect Peter Lynas as Director Mgmt For For
15 Elect Paula Rosput Reynolds as Director Mgmt For For
16 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
17 Authorise the Audit Committee to Fix Remuneration of Mgmt For For
Auditors
18 Authorise EU Political Donations and Expenditure Mgmt For For
19 Approve Restricted Share Plan 2011 Mgmt For Against
20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
22 Authorise Market Purchase Mgmt For For
23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
DANA HOLDING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAN 04-May-11 USA 235825205 Annual 07-Mar-11
CUSIP: 235825205 ISIN: US2358252052 SEDOL: B2PFJR3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John M. Devine Mgmt For For
1.2 Elect Director Terrence J. Keating Mgmt For For
1.3 Elect Director Joseph C. Muscari Mgmt For For
1.4 Elect Director Richard F. Wallman Mgmt For For
1.5 Elect Director Keith E. Wandell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
EMC CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EMC 04-May-11 USA 268648102 Annual 07-Mar-11
CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Michael W. Brown Mgmt For For
2 Elect Director Randolph L. Cowen Mgmt For For
3 Elect Director Michael J. Cronin Mgmt For For
4 Elect Director Gail Deegan Mgmt For Against
5 Elect Director James S. DiStasio Mgmt For For
6 Elect Director John R. Egan Mgmt For For
7 Elect Director Edmund F. Kelly Mgmt For For
8 Elect Director Windle B. Priem Mgmt For Against
9 Elect Director Paul Sagan Mgmt For For
10 Elect Director David N. Strohm Mgmt For Against
11 Elect Director Joseph M. Tucci Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Omnibus Stock Plan Mgmt For Against
14 Provide Right to Call Special Meeting Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
FRESH DEL MONTE PRODUCE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FDP 04-May-11 Cayman Islands G36738105 Annual 10-Mar-11
CUSIP: G36738105 ISIN: KYG367381053 SEDOL: 2118707
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1a Elect Michael J. Berthelot as Director Mgmt For For
1b Elect Madeleine L. Champion as Director Mgmt For For
1c Elect Elias K. Hebeka as Director Mgmt For For
2 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For
3 Ratify Ernst & Young LLP as Auditors Mgmt For For
4 Approve Dividends Mgmt For For
5 Approve Omnibus Stock Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
GENERAL DYNAMICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GD 04-May-11 USA 369550108 Annual 07-Mar-11
CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mary T. Barra Mgmt For For
2 Elect Director Nicholas D. Chabraja Mgmt For For
3 Elect Director James S. Crown Mgmt For For
4 Elect Director William P. Fricks Mgmt For For
5 Elect Director Jay L. Johnson Mgmt For For
6 Elect Director George A. Joulwan Mgmt For For
7 Elect Director Paul G. Kaminski Mgmt For For
8 Elect Director John M. Keane Mgmt For For
9 Elect Director Lester L. Lyles Mgmt For For
10 Elect Director William A. Osborn Mgmt For For
11 Elect Director Robert Walmsley Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
15 Review and Assess Human Rights Policies SH Against For
16 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
KAYDON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KDN 04-May-11 USA 486587108 Annual 08-Mar-11
CUSIP: 486587108 ISIN: US4865871085 SEDOL: 2485230
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mark A. Alexander Mgmt For For
1.2 Elect Director David A. Brandon Mgmt For For
1.3 Elect Director Patrick P. Coyne Mgmt For For
1.4 Elect Director William K. Gerber Mgmt For For
1.5 Elect Director Timothy J. O'Donovan Mgmt For For
1.6 Elect Director James O'Leary Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
L AIR LIQUIDE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AI 04-May-11 France F01764103 Annual/Special 29-Apr-11
CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.35 per Mgmt For For
Share
4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
5 Reelect Gerard de La Martiniere as Director Mgmt For For
6 Reelect Cornelis van Lede as Director Mgmt For For
7 Elect Sian Herbert-Jones as Director Mgmt For For
8 Approve Transaction with Air Liquide International, and Mgmt For For
Auditor's Special Report on This Transaction
9 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 800,000
Extraordinary Business Mgmt
10 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
11 Approve Spin-Off Agreement with Air Liquide France Industrie Mgmt For For
12 Approve Spin-Off Agreement with Air Liquide Advanced Mgmt For For
Technologies
13 Approve Spin-Off Agreement with Cryopal Mgmt For For
14 Approve Spin-Off Agreement with Air Liquide Engineering Mgmt For For
15 Approve Spin-Off Agreement with Air Liquide Services Mgmt For For
16 Authorize Board to Issue Free Warrants with Preemptive Mgmt For Against
Rights During a Public Tender Offer or Share Exchange Offer
17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
390 Million
18 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Under Item 17
19 Approve Employee Stock Purchase Plan Mgmt For For
20 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
Ordinary Business Mgmt
21 Authorize Filing of Required Documents/Other Formalities Mgmt For For
WINDSTREAM CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WIN 04-May-11 USA 97381W104 Annual 15-Mar-11
CUSIP: 97381W104 ISIN: US97381W1045 SEDOL: B180376
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol B. Armitage Mgmt For For
2 Elect Director Samuel E. Beall, III Mgmt For For
3 Elect Director Dennis E. Foster Mgmt For For
4 Elect Director Francis X. Frantz Mgmt For For
5 Elect Director Jeffery R. Gardner Mgmt For For
6 Elect Director Jeffrey T. Hinson Mgmt For For
7 Elect Director Judy K. Jones Mgmt For For
8 Elect Director William A. Montgomery Mgmt For For
9 Elect Director Alan L. Wells Mgmt For For
10 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
11 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
12 Ratify Auditors Mgmt For For
13 Provide for Cumulative Voting SH Against Against
14 Report on Political Contributions SH Against Against
XSTRATA PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
XTA 04-May-11 United Kingdom G9826T102 Annual 02-May-11
CUSIP: G9826T102 ISIN: GB0031411001 SEDOL: 3141100
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For Against
4 Re-elect Mick Davis as Director Mgmt For For
5 Re-elect Dr Con Fauconnier as Director Mgmt For For
6 Re-elect Ivan Glasenberg as Director Mgmt For For
7 Re-elect Peter Hooley as Director Mgmt For For
8 Re-elect Claude Lamoureux as Director Mgmt For For
9 Re-elect Trevor Reid as Director Mgmt For For
10 Re-elect Sir Steve Robson as Director Mgmt For For
11 Re-elect David Rough as Director Mgmt For For
12 Re-elect Ian Strachan as Director Mgmt For For
13 Re-elect Santiago Zaldumbide as Director Mgmt For For
14 Elect Sir John Bond as Director Mgmt For For
15 Elect Aristotelis Mistakidis as Director Mgmt For For
16 Elect Tor Peterson as Director Mgmt For For
17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For
Remuneration
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise the Company to Call EGM with Not Less Than 20 Mgmt For For
Clear Days' Notice
ACME PACKET, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
APKT 05-May-11 USA 004764106 Annual 15-Mar-11
CUSIP: 004764106 ISIN: US0047641065 SEDOL: B17WCB0
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gary J. Bowen Mgmt For For
1.2 Elect Director Robert C. Hower Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
AMERICAN CAMPUS COMMUNITIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACC 05-May-11 USA 024835100 Annual 14-Mar-11
CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William C. Bayless, Jr. Mgmt For For
1.2 Elect Director R.D. Burck Mgmt For For
1.3 Elect Director G. Steven Dawson Mgmt For For
1.4 Elect Director Cydney C. Donnell Mgmt For For
1.5 Elect Director Edward Lowenthal Mgmt For For
1.6 Elect Director Joseph M. Macchione Mgmt For For
1.7 Elect Director Winston W. Walker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
E.ON AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EOAN 05-May-11 Germany D24914133 Annual
CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6a Elect Denise Kingsmill to the Supervisory Board Mgmt For For
6b Elect Bard Mikkelsen to the Supervisory Board Mgmt For For
6c Elect Rene Obermann to the Supervisory Board Mgmt For For
7a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal Mgmt For For
2010
7b Ratify PriceWaterhouseCoopers AG as Auditors for the Mgmt For For
Inspection of the Abbreviated Financial Statements for the
First Half of Fiscal 2011
8 Approve Remuneration of Supervisory Board Mgmt For For
9a Approve Affiliation Agreement with E.ON Mgmt For For
Beteiligungsverwaltungs GmbH
9b Approve Affiliation Agreement with E.ON Energy Trading Mgmt For For
Holding GmbH
9c Approve Affiliation Agreement with E.ON Finanzanlagen Mgmt For For
GmbH
9d Approve Affiliation Agreement with E.ON Ruhrgas Holding Mgmt For For
GmbH
GAYLORD ENTERTAINMENT COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GET 05-May-11 USA 367905106 Annual 15-Mar-11
CUSIP: 367905106 ISIN: US3679051066 SEDOL: 2103576
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Glenn J. Angiolillo Mgmt For For
1.2 Elect Director Michael J. Bender Mgmt For For
1.3 Elect Director E. K. Gaylord II Mgmt For For
1.4 Elect Director Ralph Horn Mgmt For For
1.5 Elect Director David W. Johnson Mgmt For For
1.6 Elect Director Ellen Levine Mgmt For For
1.7 Elect Director Terrell T. Philen, Jr. Mgmt For For
1.8 Elect Director Robert S. Prather, Jr. Mgmt For For
1.9 Elect Director Colin V. Reed Mgmt For For
1.10 Elect Director Michael D. Rose Mgmt For For
1.11 Elect Director Michael I. Roth Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
GLAXOSMITHKLINE PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSK 05-May-11 United Kingdom G3910J112 Annual 03-May-11
CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Simon Dingemans as Director Mgmt For For
4 Elect Stacey Cartwright as Director Mgmt For For
5 Elect Judy Lewent as Director Mgmt For For
6 Re-elect Sir Christopher Gent as Director Mgmt For For
7 Re-elect Andrew Witty as Director Mgmt For For
8 Re-elect Sir Roy Anderson as Director Mgmt For For
9 Re-elect Dr Stephanie Burns as Director Mgmt For For
10 Re-elect Larry Culp as Director Mgmt For For
11 Re-elect Sir Crispin Davis as Director Mgmt For For
12 Re-elect Sir Deryck Maughan as Director Mgmt For For
13 Re-elect James Murdoch as Director Mgmt For For
14 Re-elect Dr Daniel Podolsky as Director Mgmt For For
15 Re-elect Dr Moncef Slaoui as Director Mgmt For For
16 Re-elect Tom de Swaan as Director Mgmt For For
17 Re-elect Sir Robert Wilson as Director Mgmt For For
18 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
19 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
23 Authorise Market Purchase Mgmt For For
24 Approve the Exemption from Statement of the Name of the Mgmt For For
Senior Statutory Auditor in Published Copies of the Auditors'
Reports
25 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
HEALTHSOUTH CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HLS 05-May-11 USA 421924309 Annual 08-Mar-11
CUSIP: 421924309 ISIN: US4219243098 SEDOL: B1G9B93
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Edward A. Blechschmidt Mgmt For For
1.2 Elect Director John W. Chidsey Mgmt For For
1.3 Elect Director Donald L. Correll Mgmt For For
1.4 Elect Director Yvonne M. Curl Mgmt For For
1.5 Elect Director Charles M. Elson Mgmt For For
1.6 Elect Director Jay Grinney Mgmt For For
1.7 Elect Director Jon F. Hanson Mgmt For For
1.8 Elect Director Leo I. Higdon, Jr. Mgmt For For
1.9 Elect Director John E. Maupin, Jr. Mgmt For For
1.10 Elect Director L. Edward Shaw, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Amend Omnibus Stock Plan Mgmt For For
HEXCEL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HXL 05-May-11 USA 428291108 Annual 15-Mar-11
CUSIP: 428291108 ISIN: US4282911084 SEDOL: 2416779
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joel S. Beckman Mgmt For For
1.2 Elect Director David E. Berges Mgmt For For
1.3 Elect Director Lynn Brubaker Mgmt For For
1.4 Elect Director Jeffrey C. Campbell Mgmt For For
1.5 Elect Director Sandra L. Derickson Mgmt For For
1.6 Elect Director W. Kim Foster Mgmt For For
1.7 Elect Director Thomas A. Gendron Mgmt For For
1.8 Elect Director Jeffrey A. Graves Mgmt For For
1.9 Elect Director David C. Hill Mgmt For For
1.10 Elect Director David L. Pugh Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
PUBLIC STORAGE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PSA 05-May-11 USA 74460D109 Annual 10-Mar-11
CUSIP: 74460D109 ISIN: US74460D1090 SEDOL: 2852533
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Trustee B. Wayne Hughes Mgmt For For
1.2 Elect Trustee Ronald L. Havner, Jr. Mgmt For For
1.3 Elect Trustee Tamara Hughes Gustavson Mgmt For For
1.4 Elect Trustee Uri P. Harkham Mgmt For For
1.5 Elect Trustee B. Wayne Hughes, Jr. Mgmt For For
1.6 Elect Trustee Avedick B. Poladian Mgmt For For
1.7 Elect Trustee Gary E. Pruitt Mgmt For For
1.8 Elect Trustee Ronald P. Spogli Mgmt For For
1.9 Elect Trustee Daniel C. Staton Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
RECKITT BENCKISER GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 05-May-11 United Kingdom G74079107 Annual 03-May-11
CUSIP: G74079107 ISIN: GB00B24CGK77 SEDOL: B24CGK7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Abstain
3 Approve Final Dividend Mgmt For For
4 Re-elect Adrian Bellamy as Director Mgmt For For
5 Re-elect Peter Harf as Director Mgmt For Abstain
6 Re-elect Bart Becht as Director Mgmt For For
7 Re-elect Graham Mackay as Director Mgmt For For
8 Elect Liz Doherty as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
15 Amend 2007 Senior Executives' Share Ownership Policy Plan, Mgmt For For
2007 Global Stock Profit Plan, 2007 Long-Term Incentive
Plan, 2007 US Savings-Related Share Option Plan and 2007
Savings Related Share Option Plan
RIO TINTO LTD. (FORMERLY CRA LTD.)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RIO 05-May-11 Australia Q81437107 Annual 03-May-11
CUSIP: Q81437107 ISIN: AU000000RIO1 SEDOL: 6220103
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proposals Mgmt
1 Accept the Financial Statements and Statutory Reports for Mgmt For For
the Year Ended Dec. 31, 2010
2 Approve the Remuneration Report for the Year Ended Dec. Mgmt For Against
31, 2010
3 Elect Tom Albanese as a Director Mgmt For For
4 Elect Robert Brown as a Director Mgmt For For
5 Elect Vivienne Cox as a Director Mgmt For For
6 Elect Jan du Plessis as a Director Mgmt For For
7 Elect Guy Elliott as a Director Mgmt For For
8 Elect Michael Fitzpatrick as a Director Mgmt For For
9 Elect Ann Godbehere as a Director Mgmt For For
10 Elect Richard Goodmanson as a Director Mgmt For For
11 Elect Andrew Gould as a Director Mgmt For For
12 Elect Lord Kerr as a Director Mgmt For For
13 Elect Paul Tellier as a Director Mgmt For For
14 Elect Sam Walsh as a Director Mgmt For For
Shareholder Proposal Mgmt
15 Elect Stephen Mayne as a Director SH Against Against
Management Proposals Mgmt
16 Approve the Reappointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of Rio Tinto plc and Authorize the Audit
Committee to Fix the Auditors' Remuneration
17 Approve the Amendments to Each of the Rio Tinto Ltd and Mgmt For For
Rio Tinto plc Performance Share Plan 2004
18 Approve the Renewal of the Off-Market and On-Market Share Mgmt For For
Buyback Authorities
SOTHEBY'S
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BID 05-May-11 USA 835898107 Annual 11-Mar-11
CUSIP: 835898107 ISIN: US8358981079 SEDOL: 2822406
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John M. Angelo Mgmt For For
2 Elect Director Michael Blakenham Mgmt For For
3 Elect Director The Duke Of Devonshire Mgmt For For
4 Elect Director Daniel Meyer Mgmt For For
5 Elect Director James Murdoch Mgmt For For
6 Elect Director Allen Questrom Mgmt For For
7 Elect Director William F. Ruprecht Mgmt For For
8 Elect Director Marsha Simms Mgmt For For
9 Elect Director Michael I. Sovern Mgmt For For
10 Elect Director Donald M. Stewart Mgmt For For
11 Elect Director Robert S. Taubman Mgmt For For
12 Elect Director Diana L. Taylor Mgmt For For
13 Elect Director Dennis M. Weibling Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
STANDARD CHARTERED PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
STAN 05-May-11 United Kingdom G84228157 Annual 03-May-11
CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For Abstain
4 Re-elect Steve Bertamini as Director Mgmt For For
5 Re-elect Jaspal Bindra as Director Mgmt For For
6 Re-elect Richard Delbridge as Director Mgmt For For
7 Re-elect Jamie Dundas as Director Mgmt For For
8 Re-elect Val Gooding as Director Mgmt For For
9 Re-elect Dr Han Seung-soo as Director Mgmt For For
10 Re-elect Simon Lowth as Director Mgmt For For
11 Re-elect Rudy Markham as Director Mgmt For For
12 Re-elect Ruth Markland as Director Mgmt For For
13 Re-elect Richard Meddings as Director Mgmt For For
14 Re-elect John Paynter as Director Mgmt For For
15 Re-elect John Peace as Director Mgmt For For
16 Re-elect Mike Rees as Director Mgmt For For
17 Re-elect Peter Sands as Director Mgmt For For
18 Re-elect Paul Skinner as Director Mgmt For For
19 Re-elect Oliver Stocken as Director Mgmt For For
20 Reappoint KPMG Audit plc as Auditors Mgmt For For
21 Authorise Board to Fix Remuneration of Auditors Mgmt For For
22 Authorise EU Political Donations and Expenditure Mgmt For For
23 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
24 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
25 Approve 2011 Share Plan Mgmt For For
26 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
27 Authorise Market Purchase Mgmt For For
28 Authorise Market Purchase Mgmt For For
29 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
TOWER GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TWGP 05-May-11 USA 891777104 Annual 08-Mar-11
CUSIP: 891777104 ISIN: US8917771045 SEDOL: B03KNS5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael H. Lee Mgmt For For
1.2 Elect Director William W. Fox, Jr. Mgmt For For
1.3 Elect Director William A. Robbie Mgmt For For
1.4 Elect Director Steven W. Schuster Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
UNION PACIFIC CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UNP 05-May-11 USA 907818108 Annual 28-Feb-11
CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Andrew H. Card, Jr. Mgmt For For
1.2 Elect Director Erroll B. Davis, Jr. Mgmt For For
1.3 Elect Director Thomas J. Donohue Mgmt For For
1.4 Elect Director Archie W. Dunham Mgmt For For
1.5 Elect Director Judith Richards Hope Mgmt For For
1.6 Elect Director Charles C. Krulak Mgmt For For
1.7 Elect Director Michael R. McCarthy Mgmt For For
1.8 Elect Director Michael W. McConnell Mgmt For For
1.9 Elect Director Thomas F. McLarty III Mgmt For For
1.10 Elect Director Steven R. Rogel Mgmt For For
1.11 Elect Director Jose H. Villarreal Mgmt For For
1.12 Elect Director James R. Young Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5a Reduce Supermajority Vote Requirement Relating to Mgmt For For
Preference Rights of Preferred Stock
5b Reduce Supermajority Vote Requirement Relating to Removal Mgmt For For
of Directors
5c Reduce Supermajority Vote Requirement Relating to Mgmt For For
Amendments to Authorized Capital Stock
6 Require Independent Board Chairman SH Against Against
UNITED PARCEL SERVICE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UPS 05-May-11 USA 911312106 Annual 07-Mar-11
CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director F. Duane Ackerman Mgmt For For
2 Elect Director Michael J. Burns Mgmt For For
3 Elect Director D. Scott Davis Mgmt For For
4 Elect Director Stuart E. Eizenstat Mgmt For For
5 Elect Director Michael L. Eskew Mgmt For For
6 Elect Director William R. Johnson Mgmt For For
7 Elect Director Ann M. Livermore Mgmt For For
8 Elect Director Rudy H.P. Markham Mgmt For For
9 Elect Director Clark T. Randt, Jr. Mgmt For For
10 Elect Director John W. Thompson Mgmt For For
11 Elect Director Carol B. Tome Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
14 Ratify Auditors Mgmt For For
15 Other Business Mgmt For Abstain
VERIZON COMMUNICATIONS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VZ 05-May-11 USA 92343V104 Annual 07-Mar-11
CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard L. Carrion Mgmt For Against
2 Elect Director M. Frances Keeth Mgmt For For
3 Elect Director Robert W. Lane Mgmt For For
4 Elect Director Lowell C. Mcadam Mgmt For For
5 Elect Director Sandra O. Moose Mgmt For Against
6 Elect Director Joseph Neubauer Mgmt For For
7 Elect Director Donald T. Nicolaisen Mgmt For Against
8 Elect Director Clarence Otis, Jr. Mgmt For For
9 Elect Director Hugh B. Price Mgmt For Against
10 Elect Director Ivan G. Seidenberg Mgmt For For
11 Elect Director Rodney E. Slater Mgmt For Against
12 Elect Director John W. Snow Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Disclose Prior Government Service SH Against Against
17 Performance-Based Equity Awards SH Against Against
18 Restore or Provide for Cumulative Voting SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
BASF SE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAS 06-May-11 Germany D06216317 Annual
CUSIP: D06216101 ISIN: DE000BASF111 SEDOL: 5086577
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 2.20 per Mgmt For For
Share
3 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For
6 Elect Anke Schaeferkordt to the Supervisory Board Mgmt For For
7 Approve Remuneration of Audit Committee of the Mgmt For For
Supervisory Board
8 Approve Affiliation Agreement with Subsidiary Styrolution Mgmt For For
GmbH
9 Approve Affiliation Agreement with Subsidiary BASF US Mgmt For For
Verwaltung GmbH
OCCIDENTAL PETROLEUM CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OXY 06-May-11 USA 674599105 Annual 15-Mar-11
CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Spencer Abraham Mgmt For For
2 Elect Director Howard I. Atkins Mgmt For For
3 Elect Director Stephen I. Chazen Mgmt For For
4 Elect Director Edward P. Djerejian Mgmt For For
5 Elect Director John E. Feick Mgmt For For
6 Elect Director Margaret M. Foran Mgmt For For
7 Elect Director Carlos M. Gutierrez Mgmt For For
8 Elect Director Ray R. Irani Mgmt For For
9 Elect Director Avedick B. Poladian Mgmt For For
10 Elect Director Rodolfo Segovia Mgmt For For
11 Elect Director Aziz D. Syriani Mgmt For For
12 Elect Director Rosemary Tomich Mgmt For For
13 Elect Director Walter L. Weisman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt None One Year
17 Review Political Expenditures and Processes SH Against Against
18 Request Director Nominee with Environmental Qualifications SH Against Against
ROCKWOOD HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ROC 06-May-11 USA 774415103 Annual 16-Mar-11
CUSIP: 774415103 ISIN: US7744151033 SEDOL: B0GWF93
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Brian F. Carroll Mgmt For For
1.2 Elect Director Todd A. Fisher Mgmt For For
1.3 Elect Director Douglas L. Maine Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SANOFI AVENTIS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SAN 06-May-11 France F5548N101 Annual/Special 03-May-11
CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.5 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 1.5 Million
6 Ratify Appointment of Carole Piwnica as Director Mgmt For For
7 Elect Suet Fern Lee as Director Mgmt For For
8 Reelect Thierry Desmarest as Director Mgmt For For
9 Reelect Igor Landau as Director Mgmt For For
10 Reelect Gerard Van Kemmel as Director Mgmt For For
11 Reelect Serge Weinberg as Director Mgmt For For
12 Renew Appointment of PricewaterhouseCoopers Audit as Mgmt For For
Auditor
13 Appoint Yves Nicolas as Alternate Auditor Mgmt For For
14 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
15 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
1.3 Billion
16 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 520 Million
17 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
18 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capitalization of Reserves of up to EUR 500 Million Mgmt For For
for Bonus Issue or Increase in Par Value
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
22 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
23 Amend Article 11 of Bylaws Re: Board Size Mgmt For For
24 Amend Article 12 of Bylaws Re: Vice Chairman Age Limit Mgmt For For
25 Amend Article 19 of Bylaws to Comply with New Legislation Mgmt For For
Re: Shareholder Rights
26 Change Company Name to Sanofi and Amend Article 2 of Mgmt For For
Bylaws Accordingly
27 Authorize Filing of Required Documents/Other Formalities Mgmt For For
THE GOLDMAN SACHS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GS 06-May-11 USA 38141G104 Annual 07-Mar-11
CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lloyd C. Blankfein Mgmt For For
2 Elect Director John H. Bryan Mgmt For For
3 Elect Director Gary D. Cohn Mgmt For For
4 Elect Director Claes Dahlback Mgmt For For
5 Elect Director Stephen Friedman Mgmt For For
6 Elect Director William W. George Mgmt For For
7 Elect Director James A. Johnson Mgmt For For
8 Elect Director Lois D. Juliber Mgmt For For
9 Elect Director Lakshmi N. Mittal Mgmt For For
10 Elect Director James J. Schiro Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
14 Provide for Cumulative Voting SH Against Against
15 Amend Bylaws-- Call Special Meetings SH Against For
16 Stock Retention/Holding Period SH Against Against
17 Review Executive Compensation SH Against Against
18 Report on Climate Change Business Risks SH Against Against
19 Report on Political Contributions SH Against Against
CLEAN HARBORS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CLH 09-May-11 USA 184496107 Annual 28-Mar-11
CUSIP: 184496107 ISIN: US1844961078 SEDOL: 2202473
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Eugene Banucci Mgmt For For
1.2 Elect Director Edward G. Galante Mgmt For For
1.3 Elect Director John F. Kaslow Mgmt For For
1.4 Elect Director Thomas J. Shields Mgmt For For
2 Increase Authorized Common Stock and Reduce Authorized Mgmt For For
Preferred Stock
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
ING GROEP NV
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 09-May-11 Netherlands N4578E413 Annual 11-Apr-11
CUSIP: N4578E413 ISIN: NL0000303600 SEDOL: 7154182
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 Open Meeting Mgmt
2a Receive Report of Management Board (Non-Voting) Mgmt
2b Receive Report of Supervisory Board (Non-Voting) Mgmt
2c Adopt Financial Statements Mgmt For For
3 Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
4a Discuss Remuneration Report Mgmt
4b Approve Remuneration Report Containing Remuneration Mgmt For Against
Policy for Management Board Members
5a Discussion on Company's Corporate Governance Structure Mgmt
5b Increase Authorized Common Stock Mgmt For For
5c Amend Articles Re: Legislative Changes Mgmt For For
6 Discuss Corporate Responsibility Mgmt
7a Approve Discharge of Management Board Mgmt For For
7b Approve Discharge of Supervisory Board Mgmt For For
8 Reelect Koos Timmermans to Executive Board Mgmt For For
9a Reelect Peter Elverding to Supervisory Board Mgmt For For
9b Reelect Henk Breukink to Supervisory Board Mgmt For For
9c Elect Sjoerd van Keulen to Supervisory Board Mgmt For For
9d Elect Joost Kuiper to Supervisory Board Mgmt For For
9e Elect Luc Vandewalle to Supervisory Board Mgmt For For
10a Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Issued Capital and Restricting/Excluding Preemptive Rights
10b Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Issued Capital Plus in Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
11a Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
11b Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital in Connection with a Major Capital Restructuring
12 Any Other Businesss and Close Meeting Mgmt
ARCELORMITTAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 10-May-11 Luxembourg L0302D129 Annual
CUSIP: N/A ISIN: LU0323134006 SEDOL: B03XPL1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 Receive Board's and Auditor's Reports on Financial Mgmt
Statements for FY 2010
2 Accept Consolidated Financial Statements for FY 2010 Mgmt For For
3 Accept Financial Statements for FY 2010 Mgmt For For
4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For
Share
5 Approve Remuneration of Directors Mgmt For For
6 Approve Discharge of Directors Mgmt For For
7 Re-elect Lakshmi N. Mittal as Director Mgmt For For
8 Re-elect Antoine Spillmann as Director Mgmt For For
9 Re-elect Lewis B. Kaden as Director Mgmt For For
10 Re-elect HRH Prince Guillaume de Luxembourg as Director Mgmt For For
11 Elect Bruno Lafont as New Director Mgmt For For
12 Ratify Deloitte SA as Auditors Mgmt For For
13 Approve Restricted Share Unit Plan and Performance Share Mgmt For Against
Unit Plan
CAPELLA EDUCATION COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CPLA 10-May-11 USA 139594105 Annual 14-Mar-11
CUSIP: 139594105 ISIN: US1395941057 SEDOL: B0GWDP5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Kevin Gilligan Mgmt For For
1.2 Elect Director Mark N. Greene Mgmt For For
1.3 Elect Director Michael A. Linton Mgmt For For
1.4 Elect Director Michael L. Lomax Mgmt For For
1.5 Elect Director Jody G. Miller Mgmt For For
1.6 Elect Director Stephen G. Shank Mgmt For For
1.7 Elect Director Andrew M. Slavitt Mgmt For For
1.8 Elect Director David W. Smith Mgmt For For
1.9 Elect Director Jeffrey W. Taylor Mgmt For For
1.10 Elect Director Sandra E. Taylor Mgmt For For
1.11 Elect Director Darrell R. Tukua Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Executive Incentive Bonus Plan Mgmt For For
COEUR D'ALENE MINES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CDE 10-May-11 USA 192108504 Annual 21-Mar-11
CUSIP: 192108504 ISIN: US1921085049 SEDOL: 2208136
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director L. Michael Bogert Mgmt For For
1.2 Elect Director James J. Curran Mgmt For For
1.3 Elect Director Sebastian Edwards Mgmt For For
1.4 Elect Director Andrew Lundquist Mgmt For For
1.5 Elect Director Robert E. Mellor Mgmt For For
1.6 Elect Director John H. Robinson Mgmt For For
1.7 Elect Director J. Kenneth Thompson Mgmt For For
1.8 Elect Director Timothy R. Winterer Mgmt For For
1.9 Elect Director Dennis E. Wheeler Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
HOSPIRA, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSP 10-May-11 USA 441060100 Annual 14-Mar-11
CUSIP: 441060100 ISIN: US4410601003 SEDOL: B00PWV9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Irving W. Bailey, II Mgmt For For
2 Elect Director F. Michael Ball Mgmt For For
3 Elect Director Jacque J. Sokolov Mgmt For For
4 Reduce Supermajority Vote Requirement to Remove Mgmt For For
Directors for Cause
5 Reduce Supermajority Vote Requirement for By-law Mgmt For For
Amendments
6 Reduce Supermajority Vote Requirement for Certificate of Mgmt For For
Incorporation Amendments
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Ratify Auditors Mgmt For For
PENSKE AUTOMOTIVE GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PAG 10-May-11 USA 70959W103 Annual 16-Mar-11
CUSIP: 70959W103 ISIN: US70959W1036 SEDOL: 2943523
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John D. Barr Mgmt For For
1.2 Elect Director Michael R. Eisenson Mgmt For For
1.3 Elect Director Robert H. Kurnick, Jr. Mgmt For For
1.4 Elect Director William J. Lovejoy Mgmt For For
1.5 Elect Director Kimberly J. McWaters Mgmt For For
1.6 Elect Director Yoshimi Namba Mgmt For For
1.7 Elect Director Lucio A. Noto Mgmt For For
1.8 Elect Director Roger S. Penske Mgmt For For
1.9 Elect Director Richard J. Peters Mgmt For For
1.10 Elect Director Ronald G. Steinhart Mgmt For For
1.11 Elect Director H. Brian Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Other Business Mgmt For Abstain
TEJON RANCH CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRC 10-May-11 USA 879080109 Annual 11-Mar-11
CUSIP: 879080109 ISIN: US8790801091 SEDOL: 2880448
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John L. Goolsby Mgmt For For
1.2 Elect Director Norman Metcalfe Mgmt For For
1.3 Elect Director Kent G. Snyder Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
TRIMAS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRS 10-May-11 USA 896215209 Annual 14-Mar-11
CUSIP: 896215209 ISIN: US8962152091 SEDOL: B1XHRL4
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard M. Gabrys Mgmt For For
1.2 Elect Director Eugene A. Miller Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
BANK OF AMERICA CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAC 11-May-11 USA 060505104 Annual 16-Mar-11
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mukesh D. Ambani Mgmt For For
2 Elect Director Susan S. Bies Mgmt For For
3 Elect Director Frank P. Bramble, Sr. Mgmt For For
4 Elect Director Virgis W. Colbert Mgmt For For
5 Elect Director Charles K. Gifford Mgmt For For
6 Elect Director Charles O. Holliday, Jr. Mgmt For For
7 Elect Director D. Paul Jones, Jr. Mgmt For For
8 Elect Director Monica C. Lozano Mgmt For For
9 Elect Director Thomas J. May Mgmt For For
10 Elect Director Brian T. Moynihan Mgmt For For
11 Elect Director Donald E. Powell Mgmt For For
12 Elect Director Charles O. Rossotti Mgmt For For
13 Elect Director Robert W. Scully Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Ratify Auditors Mgmt For For
17 Disclose Prior Government Service SH Against Against
18 Provide Right to Act by Written Consent SH Against For
19 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
20 Report on Lobbying Expenses SH Against Against
21 Report on Collateral in Derivatives Trading SH Against Against
22 Restore or Provide for Cumulative Voting SH Against Against
23 Claw-back of Payments under Restatements SH Against Against
24 Prohibit Certain Relocation Benefits to Senior Executives SH Against Against
BERRY PETROLEUM COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRY 11-May-11 USA 085789105 Annual 14-Mar-11
CUSIP: 085789105 ISIN: US0857891057 SEDOL: 2094227
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Busch III Mgmt For For
1.2 Elect Director W. Bush Mgmt For For
1.3 Elect Director S. Cropper Mgmt For For
1.4 Elect Director J. Gaul Mgmt For For
1.5 Elect Director S. Hadden Mgmt For For
1.6 Elect Director R. Heinemann Mgmt For For
1.7 Elect Director T. Jamieson Mgmt For For
1.8 Elect Director J. Keller Mgmt For For
1.9 Elect Director M. Reddin Mgmt For For
1.10 Elect Director M. Young Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BNP PARIBAS SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BNP 11-May-11 France F1058Q238 Annual/Special 06-May-11
CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.10 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Jean Francois Lepetit as Director Mgmt For For
7 Reelect Helene Ploix as Director Mgmt For For
8 Reelect Baudouin Prot as Director Mgmt For Against
9 Reelect Daniela Weber Rey as Director Mgmt For For
10 Elect Fields Wicker Miurin as Director Mgmt For For
Extraordinary Business Mgmt
11 Approve Merger by Absorption of Banque de Bretagne Mgmt For For
12 Approve Merger by Absorption of BNP Paribas International Mgmt For For
BV
13 Approve Merger by Absorption of Cerenicim Mgmt For For
14 Approve Merger by Absorption of SAS Noria Mgmt For For
15 Authorize up to 1.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
16 Authorize up to 3 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
17 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
18 Authorize Filing of Required Documents/Other Formalities Mgmt For For
COMCAST CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CMCSA 11-May-11 USA 20030N101 Annual 08-Mar-11
CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director S. Decker Anstrom Mgmt For For
1.2 Elect Director Kenneth J. Bacon Mgmt For For
1.3 Elect Director Sheldon M. Bonovitz Mgmt For For
1.4 Elect Director Edward D. Breen Mgmt For For
1.5 Elect Director Joseph J. Collins Mgmt For For
1.6 Elect Director J. Michael Cook Mgmt For For
1.7 Elect Director Gerald L. Hassell Mgmt For For
1.8 Elect Director Jeffrey A. Honickman Mgmt For For
1.9 Elect Director Eduardo G. Mestre Mgmt For For
1.10 Elect Director Brian L. Roberts Mgmt For For
1.11 Elect Director Ralph J. Roberts Mgmt For For
1.12 Elect Director Judith Rodin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Nonqualified Employee Stock Purchase Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For For
5 Amend Stock Option Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
8 Provide for Cumulative Voting SH Against Against
9 Require Independent Board Chairman SH Against Against
CONOCOPHILLIPS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COP 11-May-11 USA 20825C104 Annual 14-Mar-11
CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard L. Armitage Mgmt For For
2 Elect Director Richard H. Auchinleck Mgmt For For
3 Elect Director James E. Copeland, Jr. Mgmt For For
4 Elect Director Kenneth M. Duberstein Mgmt For For
5 Elect Director Ruth R. Harkin Mgmt For For
6 Elect Director Harold W. McGraw III Mgmt For For
7 Elect Director James J. Mulva Mgmt For For
8 Elect Director Robert A. Niblock Mgmt For For
9 Elect Director Harald J. Norvik Mgmt For For
10 Elect Director William K. Reilly Mgmt For For
11 Elect Director Victoria J. Tschinkel Mgmt For For
12 Elect Director Kathryn C. Turner Mgmt For For
13 Elect Director William E. Wade, Jr. Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt None One Year
17 Approve Omnibus Stock Plan Mgmt For For
18 Amend EEO Policy to Prohibit Discrimination based on SH Against For
Gender Identity
19 Report on Political Contributions SH Against Against
20 Report on Lobbying Expenses SH Against Against
21 Report on Accident Risk Reduction Efforts SH Against Against
22 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against
Impacts
23 Adopt Quantitative GHG Goals for Products and Operations SH Against For
24 Report on Financial Risks of Climate Change SH Against Against
25 Report on Environmental Impact of Oil Sands Operations in SH Against Against
Canada
CVS CAREMARK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CVS 11-May-11 USA 126650100 Annual 15-Mar-11
CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Edwin M. Banks Mgmt For Against
2 Elect Director C. David Brown II Mgmt For Against
3 Elect Director David W. Dorman Mgmt For Against
4 Elect Director Anne M. Finucane Mgmt For Against
5 Elect Director Kristen Gibney Williams Mgmt For For
6 Elect Director Marian L. Heard Mgmt For Against
7 Elect Director Larry J. Merlo Mgmt For For
8 Elect Director Jean-Pierre Millon Mgmt For For
9 Elect Director Terrence Murray Mgmt For For
10 Elect Director C.A. Lance Piccolo Mgmt For Against
11 Elect Director Richard J. Swift Mgmt For For
12 Elect Director Tony L. White Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Report on Political Contributions SH Against Against
17 Provide Right to Act by Written Consent SH Against For
DRIL-QUIP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DRQ 11-May-11 USA 262037104 Annual 25-Mar-11
CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Mike Walker Mgmt For For
1.2 Elect Director John V. Lovoi Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
ENTERTAINMENT PROPERTIES TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EPR 11-May-11 USA 29380T105 Annual 14-Feb-11
CUSIP: 29380T105 ISIN: US29380T1051 SEDOL: 2126937
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Brain Mgmt For For
1.2 Elect Director Robert Druten Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
EQUITY LIFESTYLE PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ELS 11-May-11 USA 29472R108 Annual 04-Mar-11
CUSIP: 29472R108 ISIN: US29472R1086 SEDOL: 2563125
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Philip C. Calian Mgmt For For
1.2 Elect Director David J. Contis Mgmt For For
1.3 Elect Director Thomas E. Dobrowski Mgmt For For
1.4 Elect Director Thomas P. Heneghan Mgmt For For
1.5 Elect Director Sheli Z. Rosenberg Mgmt For For
1.6 Elect Director Howard Walker Mgmt For For
1.7 Elect Director Gary L. Waterman Mgmt For For
1.8 Elect Director Samuel Zell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
HELIX ENERGY SOLUTIONS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HLX 11-May-11 USA 42330P107 Annual 18-Mar-11
CUSIP: 42330P107 ISIN: US42330P1075 SEDOL: 2037062
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nancy K. Quinn Mgmt For For
1.2 Elect Director William L. Transier Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
METALS USA HOLDINGS CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MUSA 11-May-11 USA 59132A104 Annual 28-Mar-11
CUSIP: 59132A104 ISIN: US59132A1043 SEDOL: B5921X1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Larry K. Powers Mgmt For For
1.2 Elect Director Mark A. Slaven Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
PHILIP MORRIS INTERNATIONAL INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PM 11-May-11 USA 718172109 Annual 15-Mar-11
CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Harold Brown Mgmt For For
2 Elect Director Mathis Cabiallavetta Mgmt For For
3 Elect Director Louis C. Camilleri Mgmt For For
4 Elect Director J. Dudley Fishburn Mgmt For For
5 Elect Director Jennifer Li Mgmt For For
6 Elect Director Graham Mackay Mgmt For For
7 Elect Director Sergio Marchionne Mgmt For For
8 Elect Director Lucio A. Noto Mgmt For For
9 Elect Director Carlos Slim Helu Mgmt For For
10 Elect Director Stephen M. Wolf Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Report on Effect of Marketing Practices on the Poor SH Against Against
15 Require Independent Board Chairman SH Against Against
THE WARNACO GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WRC 11-May-11 USA 934390402 Annual 31-Mar-11
CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David A. Bell Mgmt For For
2 Elect Director Robert A. Bowman Mgmt For For
3 Elect Director Richard Karl Goeltz Mgmt For For
4 Elect Director Joseph R. Gromek Mgmt For For
5 Elect Director Sheila A. Hopkins Mgmt For For
6 Elect Director Charles R. Perrin Mgmt For For
7 Elect Director Nancy A. Reardon Mgmt For For
8 Elect Director Donald L. Seeley Mgmt For For
9 Elect Director Cheryl Nido Turpin Mgmt For For
10 Ratify Auditors Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
UNILEVER PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ULVR 11-May-11 United Kingdom G92087165 Annual 09-May-11
CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Paul Polman as Director Mgmt For For
4 Re-elect Jean-Marc Huet as Director Mgmt For For
5 Re-elect Louise Fresco as Director Mgmt For For
6 Re-elect Ann Fudge as Director Mgmt For For
7 Re-elect Charles Golden as Director Mgmt For For
8 Re-elect Byron Grote as Director Mgmt For For
9 Re-elect Hixonia Nyasulu as Director Mgmt For For
10 Re-elect Sir Malcolm Rifkind as Director Mgmt For For
11 Re-elect Kees Storm as Director Mgmt For For
12 Re-elect Michael Treschow as Director Mgmt For For
13 Re-elect Paul Walsh as Director Mgmt For For
14 Elect Sunil Bharti Mittal as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
22 Amend Articles of Association Mgmt For For
WATTS WATER TECHNOLOGIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WTS 11-May-11 USA 942749102 Annual 16-Mar-11
CUSIP: 942749102 ISIN: US9427491025 SEDOL: 2943620
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert L. Ayers Mgmt For For
1.2 Elect Director Kennett F. Burnes Mgmt For For
1.3 Elect Director Richard J. Cathcart Mgmt For For
1.4 Elect Director David J. Coghlan Mgmt For For
1.5 Elect Director Ralph E. Jackson, Jr. Mgmt For For
1.6 Elect Director John K. McGillicuddy Mgmt For For
1.7 Elect Director Merilee Raines Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
AMERIGROUP CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AGP 12-May-11 USA 03073T102 Annual 16-Mar-11
CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Directors James G. Carlson Mgmt For For
1.2 Elect Directors Jeffrey B. Child Mgmt For For
1.3 Elect Directors Richard D. Shirk Mgmt For For
1.4 Elect Directors John W. Snow Mgmt For For
1.5 Elect Directors Adm. Joseph W. Prueher Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
ANIXTER INTERNATIONAL INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AXE 12-May-11 USA 035290105 Annual 18-Mar-11
CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lord James Blyth Mgmt For For
1.2 Elect Director Frederic F. Brace Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Robert J. Eck Mgmt For For
1.5 Elect Director Robert W. Grubbs Mgmt For For
1.6 Elect Director F. Philip Handy Mgmt For For
1.7 Elect Director Melvyn N. Klein Mgmt For For
1.8 Elect Director George Munoz Mgmt For For
1.9 Elect Director Stuart M. Sloan Mgmt For For
1.10 Elect Director Matthew Zell Mgmt For For
1.11 Elect Director Samuel Zell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
BG GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BG. 12-May-11 United Kingdom G1245Z108 Annual 10-May-11
CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Elect Fabio Barbosa as Director Mgmt For For
5 Elect Caio Koch-Weser as Director Mgmt For For
6 Elect Patrick Thomas as Director Mgmt For For
7 Re-elect Peter Backhouse as Director Mgmt For For
8 Re-elect Frank Chapman as Director Mgmt For For
9 Re-elect Baroness Hogg as Director Mgmt For For
10 Re-elect Dr John Hood as Director Mgmt For For
11 Re-elect Martin Houston as Director Mgmt For For
12 Re-elect Sir David Manning as Director Mgmt For For
13 Re-elect Mark Seligman as Director Mgmt For For
14 Re-elect Philippe Varin as Director Mgmt For For
15 Re-elect Sir Robert Wilson as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
17 Authorise the Audit Committee to Fix Remuneration of Mgmt For For
Auditors
18 Authorise EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
BILL BARRETT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BBG 12-May-11 USA 06846N104 Annual 14-Mar-11
CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Fredrick J. Barrett Mgmt For For
1.2 Elect Director Jim W. Mogg Mgmt For Withhold
1.3 Elect Director Michael E. Wiley Mgmt For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Reduce Supermajority Vote Requirement SH Against For
BRUKER CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRKR 12-May-11 USA 116794108 Annual 31-Mar-11
CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen W. Fesik Mgmt For For
1.2 Elect Director Dirk D. Laukien Mgmt For For
1.3 Elect Director Richard M. Stein Mgmt For For
1.4 Elect Director Charles F. Wagner, Jr. Mgmt For For
1.5 Elect Director Bernhard Wangler Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CBIZ, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBZ 12-May-11 USA 124805102 Annual 25-Mar-11
CUSIP: 124805102 ISIN: US1248051021 SEDOL: 2730781
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Joseph S. DiMartino Mgmt For For
2 Elect Director Richard C. Rochon Mgmt For For
3 Elect Director Donald V. Weir Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Amend Omnibus Stock Plan Mgmt For For
8 Amend Qualified Employee Stock Purchase Plan Mgmt For For
9 Authorize New Class of Preferred Stock Mgmt For Against
10 Other Business Mgmt For Abstain
CINEMARK HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNK 12-May-11 USA 17243V102 Annual 24-Mar-11
CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven P. Rosenberg Mgmt For For
1.2 Elect Director Enrique F. Senior Mgmt For For
1.3 Elect Director Donald G. Soderquist Mgmt For For
1.4 Elect Director Roger T. Staubach Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
DEUTSCHE TELEKOM AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DTE 12-May-11 Germany D2035M136 Annual
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.70 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Postpone Discharge of Supervisory Board Member Klaus Mgmt For For
Zumwinkel for Fiscal 2008
5 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
6 Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8 Reelect Hubertus von Gruenberg to the Supervisory Board Mgmt For For
9 Reelect Bernhard Walter to the Supervisory Board Mgmt For For
10 Amend Affiliation Agreement with Subsidiary T-Systems Mgmt For For
International GmbH
11 Amend Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeFleetServices GmbH
12 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DFMG Holding GmbH
13 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeAssekuranz (Deutsche TelekomAssekuranz-
Vermittlungsgesellschaft mbH)
14 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Vivento Customer Services GmbH
15 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Vivento Technical Services GmbH
16 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Deutsche Telekom Accounting GmbH
17 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Deutsche Telekom Training GmbH
18 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Norma Telekommunikationsdienste GmbH
19 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeAsia Holding GmbH
20 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Traviata Telekommunikationsdienste GmbH
21 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Scout24 Holding GmbH
22 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
T-Mobile Worldwide Holding GmbH
23 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Telekom Deutschland GmbH
24 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
MagyarCom Holding GmbH
25 Amend Corporate Purpose Mgmt For For
26 Approve Settlement Agreement Between Deutsche Telekom Mgmt For For
AG and Former Management Board Member Kai Ricke
27 Approve Settlement Agreement Between Deutsche Telekom Mgmt For For
AG and Former Supervisory Board Member Klaus Zumwinkel
FORD MOTOR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
F 12-May-11 USA 345370860 Annual 16-Mar-11
CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Stephen G. Butler Mgmt For For
2 Elect Director Kimberly A. Casiano Mgmt For For
3 Elect Director Anthony F. Earley, Jr. Mgmt For For
4 Elect Director Edsel B. Ford II Mgmt For For
5 Elect Director William Clay Ford, Jr. Mgmt For For
6 Elect Director Richard A. Gephardt Mgmt For For
7 Elect Director James H. Hance, Jr. Mgmt For For
8 Elect Director Irvine O. Hockaday, Jr. Mgmt For For
9 Elect Director Richard A. Manoogian Mgmt For For
10 Elect Director Ellen R. Marram Mgmt For For
11 Elect Director Alan Mulally Mgmt For For
12 Elect Director Homer A. Neal Mgmt For For
13 Elect Director Gerald L. Shaheen Mgmt For For
14 Elect Director John L. Thornton Mgmt For For
15 Ratify Auditors Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
18 Publish Political Contributions SH Against Against
19 Approve Recapitalization Plan for all Stock to have One-vote SH Against Against
per Share
20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
GENTIVA HEALTH SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GTIV 12-May-11 USA 37247A102 Annual 15-Mar-11
CUSIP: 37247A102 ISIN: US37247A1025 SEDOL: 2561022
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert S. Forman, Jr. Mgmt For For
1.2 Elect Director Victor F. Ganzi Mgmt For For
1.3 Elect Director Philip R. Lochner, Jr. Mgmt For For
1.4 Elect Director Ronald A. Malone Mgmt For For
1.5 Elect Director Stuart Olsten Mgmt For For
1.6 Elect Director Sheldon M. Retchin Mgmt For For
1.7 Elect Director Tony Strange Mgmt For For
1.8 Elect Director Raymond S. Troubh Mgmt For For
1.9 Elect Director Rodney D. Windley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Amend Omnibus Stock Plan Mgmt For For
HIGHWOODS PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HIW 12-May-11 USA 431284108 Annual 01-Mar-11
CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas W. Adler Mgmt For For
1.2 Elect Director Gene H. Anderson Mgmt For For
1.3 Elect Director Edward J. Fritsch Mgmt For For
1.4 Elect Director David J. Hartzell Mgmt For For
1.5 Elect Director Sherry A. Kellett Mgmt For For
1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For
1.7 Elect Director O. Temple Sloan, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
MENTOR GRAPHICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MENT 12-May-11 USA 587200106 Proxy Contest 11-Mar-11
CUSIP: 587200106 ISIN: US5872001061 SEDOL: 2578033
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proxy (White Card) Mgmt
1.1 Elect Director Peter L. Bonfield Mgmt For For
1.2 Elect Director James R. Fiebiger Mgmt For For
1.3 Elect Director Kevin C. McDonough Mgmt For For
1.4 Elect Director Walden C. Rhines Mgmt For For
1.5 Elect Director Marsha B. Congdon Mgmt For For
1.6 Elect Director Gregory K. Hinckley Mgmt For For
1.7 Elect Director Patrick B. McManus Mgmt For For
1.8 Elect Director Fontaine K. Richardson Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Amend Articles/Bylaws/Charter to Remove Antitakeover Mgmt For For
Provision
Dissident Proxy (Gold Card) Mgmt
1.1 Elect Director Jose Maria Alapont SH For Do Not Vote
1.2 Elect Director Gary Meyers SH For Do Not Vote
1.3 Elect Director David Schechter SH For Do Not Vote
1.4 Management Nominee - Peter L. Bonfield SH For Do Not Vote
1.5 Management Nominee - Kevin C. McDonough SH For Do Not Vote
1.6 Management Nominee - Walden C. Rhines SH For Do Not Vote
1.7 Management Nominee - Gregory K. Hinckley SH For Do Not Vote
1.8 Management Nominee - Patrick B. McManus SH For Do Not Vote
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Do Not Vote
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year Do Not Vote
4 Amend Qualified Employee Stock Purchase Plan Mgmt Against Do Not Vote
5 Ratify Auditors Mgmt For Do Not Vote
6 Amend Articles/Bylaws/Charter to Remove Antitakeover Mgmt For Do Not Vote
Provision
REPUBLIC SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RSG 12-May-11 USA 760759100 Annual 15-Mar-11
CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James W. Crownover Mgmt For For
2 Elect Director John W. Croghan Mgmt For For
3 Elect Director William J. Flynn Mgmt For For
4 Elect Director Michael Larson Mgmt For For
5 Elect Director Nolan Lehmann Mgmt For For
6 Elect Director W. Lee Nutter Mgmt For For
7 Elect Director Ramon A. Rodriguez Mgmt For For
8 Elect Director Donald W. Slager Mgmt For For
9 Elect Director Allan C. Sorensen Mgmt For For
10 Elect Director John M. Trani Mgmt For For
11 Elect Director Michael W. Wickham Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
14 Amend Omnibus Stock Plan Mgmt For For
15 Ratify Auditors Mgmt For For
16 Adopt a Policy in which the Company will not Make or SH Against For
Promise to Make Any Death Benefit Payments to Senior
Executives
SELECT MEDICAL HOLDINGS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SEM 12-May-11 USA 81619Q105 Annual 14-Mar-11
CUSIP: 81619Q105 ISIN: US81619Q1058 SEDOL: B4MF0Q6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Bryan C. Cressey Mgmt For For
1.2 Elect Director Robert A. Ortenzio Mgmt For For
1.3 Elect Director Leopold Swergold Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Omnibus Stock Plan Mgmt For For
5 Amend Non-Employee Director Omnibus Stock Plan Mgmt For For
6 Ratify Auditors Mgmt For For
THE DOW CHEMICAL COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DOW 12-May-11 USA 260543103 Annual 14-Mar-11
CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Arnold A. Allemang Mgmt For For
2 Elect Director Jacqueline K. Barton Mgmt For For
3 Elect Director James A. Bell Mgmt For Against
4 Elect Director Jeff M. Fettig Mgmt For Against
5 Elect Director Barbara H. Franklin Mgmt For Against
6 Elect Director Jennifer M. Granholm Mgmt For For
7 Elect Director John B. Hess Mgmt For For
8 Elect Director Andrew N. Liveris Mgmt For For
9 Elect Director Paul Polman Mgmt For For
10 Elect Director Dennis H. Reilley Mgmt For For
11 Elect Director James M. Ringler Mgmt For For
12 Elect Director Ruth G. Shaw Mgmt For For
13 Elect Director Paul G. Stern Mgmt For Against
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Provide Right to Act by Written Consent SH Against For
UNILEVER NV
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 12-May-11 Netherlands N8981F271 Annual 14-Apr-11
CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 Receive Report of Management Board (Non-Voting) Mgmt
2 Approve Financial Statements and Allocation of Income Mgmt For For
3 Approve Discharge of Executive Board Members Mgmt For For
4 Approve Discharge of Non-Executive Board Members Mgmt For For
5 Reelect P.G.J.M. Polman as CEO to Board of Directors Mgmt For For
6 Relect R.J.M.S. Huet as CFO to Board of Directors Mgmt For For
7 Reelect L.O. Fresco to Board of Directors Mgmt For For
8 Reelect A.M. Fudge to Board of Directors Mgmt For For
9 Reelect C.E. Golden to Board of Directors Mgmt For For
10 Reelect B.E. Grote to Board of Directors Mgmt For For
11 Reelect H. Nyasulu to Board of Directors Mgmt For For
12 Reelect M. Rifkind to Board of Directors Mgmt For For
13 Reelect K.J. Storm to Board of Directors Mgmt For For
14 Reelect M. Treschow to Board of Directors Mgmt For For
15 Reelect P.S. Walsh to Board of Directors Mgmt For For
16 Elect S. Bharti Mittal to Board of Directors Mgmt For For
17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
18 Approve Authorization to Cancel Ordinary Shares Mgmt For For
19 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
20 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
21 Allow Questions and Close Meeting Mgmt
CARTER'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CRI 13-May-11 USA 146229109 Annual 25-Mar-11
CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Amy Woods Brinkley Mgmt For For
1.2 Elect Director Michael D. Casey Mgmt For For
1.3 Elect Director A. Bruce Cleverly Mgmt For For
1.4 Elect Director Jevin S. Eagle Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Amend Omnibus Stock Plan Mgmt For For
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Ratify Auditors Mgmt For For
SEMPRA ENERGY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SRE 13-May-11 USA 816851109 Annual 16-Mar-11
CUSIP: 816851109 ISIN: US8168511090 SEDOL: 2138158
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan L. Boeckmann Mgmt For For
2 Elect Director James G. Brocksmith Jr. Mgmt For For
3 Elect Director Donald E. Felsinger Mgmt For For
4 Elect Director Wilford D. Godbold Jr. Mgmt For For
5 Elect Director William D. Jones Mgmt For For
6 Elect Director William G. Ouchi Mgmt For For
7 Elect Director Carlos Ruiz Mgmt For For
8 Elect Director William C. Rusnack Mgmt For For
9 Elect Director William P. Rutledge Mgmt For For
10 Elect Director Lynn Schenk Mgmt For For
11 Elect Director Neal E. Schmale Mgmt For For
12 Elect Director Luis M. Tellez Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Provide Right to Act by Written Consent SH Against Against
17 Submit SERP to Shareholder Vote SH Against For
18 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
TANGER FACTORY OUTLET CENTERS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SKT 13-May-11 USA 875465106 Annual 17-Mar-11
CUSIP: 875465106 ISIN: US8754651060 SEDOL: 2874582
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jack Africk Mgmt For For
1.2 Elect Director Steven B. Tanger Mgmt For For
1.3 Elect Director William G. Benton Mgmt For For
1.4 Elect Director Bridget Ryan Berman Mgmt For For
1.5 Elect Director Donald G. Drapkin Mgmt For For
1.6 Elect Director Thomas J. Reddin Mgmt For For
1.7 Elect Director Thomas E. Robinson Mgmt For For
1.8 Elect Director Allan L. Schuman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
TOTAL SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FP 13-May-11 France F92124100 Annual/Special 10-May-11
CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.28 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Patricia Barbizet as Director Mgmt For For
7 Reelect Paul Desmarais Jr. as Director Mgmt For Against
8 Reelect Claude Mandil as Director Mgmt For For
9 Elect Marie-Christine Coisne as Director Mgmt For For
10 Elect Barbara Kux as Director Mgmt For For
Extraordinary Business Mgmt
11 Authorize up to 0.8 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
Proposal Made by UES Amont Total Workers' Counsel Mgmt
A Amend Article 9 of Bylaws Re: Share Ownership Disclosure SH Against Against
Threshold Publication
TRIQUINT SEMICONDUCTOR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TQNT 13-May-11 USA 89674K103 Annual 16-Mar-11
CUSIP: 89674K103 ISIN: US89674K1034 SEDOL: 2904393
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles Scott Gibson Mgmt For For
2 Elect Director David H.y. Ho Mgmt For For
3 Elect Director Nicolas Kauser Mgmt For For
4 Elect Director Ralph G. Quinsey Mgmt For For
5 Elect Director Walden C. Rhines Mgmt For For
6 Elect Director Steven J. Sharp Mgmt For For
7 Elect Director Willis C. Young Mgmt For For
8 Ratify Auditors Mgmt For For
9 Amend Omnibus Stock Plan Mgmt For For
10 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
11 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
VULCAN MATERIALS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VMC 13-May-11 USA 929160109 Annual 18-Mar-11
CUSIP: 929160109 ISIN: US9291601097 SEDOL: 2931205
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald M. James Mgmt For For
1.2 Elect Director Ann M. Korologos Mgmt For For
1.3 Elect Director James T. Prokopanko Mgmt For For
1.4 Elect Director K. Wilson-Thompson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
7 Declassify the Board of Directors SH Against For
AAON, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAON 17-May-11 USA 000360206 Annual 21-Mar-11
CUSIP: 000360206 ISIN: US0003602069 SEDOL: 2268130
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jack E. Short Mgmt For For
1.2 Elect Director Jerry R. Levine Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
ALASKA AIR GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALK 17-May-11 USA 011659109 Annual 18-Mar-11
CUSIP: 011659109 ISIN: US0116591092 SEDOL: 2012605
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director William S. Ayer Mgmt For For
2 Elect Director Patricia M. Bedient Mgmt For For
3 Elect Director Marion C. Blakey Mgmt For For
4 Elect Director Phyllis J. Campbell Mgmt For For
5 Elect Director Jessie J. Knight, Jr. Mgmt For For
6 Elect Director R. Marc Langland Mgmt For For
7 Elect Director Dennis F. Madsen Mgmt For For
8 Elect Director Byron I. Mallott Mgmt For For
9 Elect Director J. Kenneth Thompson Mgmt For For
10 Elect Director Bradley D. Tilden Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Provide Right to Act by Written Consent Mgmt Against Against
15 Amend Omnibus Stock Plan Mgmt For For
ASHFORD HOSPITALITY TRUST, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AHT 17-May-11 USA 044103109 Annual 08-Mar-11
CUSIP: 044103109 ISIN: US0441031095 SEDOL: 2310116
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Archie Bennett, Jr. Mgmt For For
1.2 Elect Director Monty J. Bennett Mgmt For For
1.3 Elect Director Benjamin J. Ansell Mgmt For For
1.4 Elect Director Thomas E. Callahan Mgmt For For
1.5 Elect Director Martin L. Edelman Mgmt For For
1.6 Elect Director W. Michael Murphy Mgmt For For
1.7 Elect Director Philip S. Payne Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BENCHMARK ELECTRONICS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BHE 17-May-11 USA 08160H101 Annual 25-Mar-11
CUSIP: 08160H101 ISIN: US08160H1014 SEDOL: 2090816
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Cary T. Fu Mgmt For For
1.2 Elect Director Michael R. Dawson Mgmt For For
1.3 Elect Director Peter G. Dorflinger Mgmt For For
1.4 Elect Director Douglas G. Duncan Mgmt For For
1.5 Elect Director Bernee D.l. Strom Mgmt For For
1.6 Elect Director Clay C. Williams Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
BOSTON PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BXP 17-May-11 USA 101121101 Annual 23-Mar-11
CUSIP: 101121101 ISIN: US1011211018 SEDOL: 2019479
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lawrence S. Bacow Mgmt For For
2 Elect Director Zoe Baird Mgmt For For
3 Elect Director Alan J. Patricof Mgmt For For
4 Elect Director Martin Turchin Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
8 Prepare Sustainability Report SH Against For
CARBO CERAMICS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CRR 17-May-11 USA 140781105 Annual 21-Mar-11
CUSIP: 140781105 ISIN: US1407811058 SEDOL: 2238821
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Sigmund L. Cornelius Mgmt For For
1.2 Elect Director James B. Jennings Mgmt For For
1.3 Elect Director Gary A. Kolstad Mgmt For For
1.4 Elect Director H. E. Lentz, Jr. Mgmt For For
1.5 Elect Director Randy L. Limbacher Mgmt For For
1.6 Elect Director William C. Morris Mgmt For For
1.7 Elect Director Robert S. Rubin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
DISCOVERY COMMUNICATIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DISCA 17-May-11 USA 25470F104 Annual 21-Mar-11
CUSIP: 25470F104 ISIN: US25470F1049 SEDOL: B3D7K31
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert R. Bennett Mgmt For Withhold
1.2 Elect Director John C. Malone Mgmt For Withhold
1.3 Elect Director David M. Zaslav Mgmt For Withhold
2 Approve Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
JPMORGAN CHASE & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JPM 17-May-11 USA 46625h100 Annual 18-Mar-11
CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Crandall C. Bowles Mgmt For For
2 Elect Director Stephen B. Burke Mgmt For Against
3 Elect Director David M. Cote Mgmt For For
4 Elect Director James S. Crown Mgmt For For
5 Elect Director James Dimon Mgmt For For
6 Elect Director Ellen V. Futter Mgmt For For
7 Elect Director William H. Gray, III Mgmt For For
8 Elect Director Laban P. Jackson, Jr. Mgmt For For
9 Elect Director David C. Novak Mgmt For Against
10 Elect Director Lee R. Raymond Mgmt For Against
11 Elect Director William C. Weldon Mgmt For Against
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Amend Omnibus Stock Plan Mgmt For For
16 Affirm Political Non-Partisanship SH Against Against
17 Provide Right to Act by Written Consent SH Against For
18 Report on Loan Modifications SH Against Against
19 Report on Political Contributions SH Against Against
20 Institute Procedures to Prevent Investments in Companies SH Against Against
that Contribute to Genocide or Crimes Against Humanity
21 Require Independent Board Chairman SH Against Against
NATIONAL RETAIL PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NNN 17-May-11 USA 637417106 Annual 21-Mar-11
CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Don DeFosset Mgmt For For
1.2 Elect Director David M. Fick Mgmt For For
1.3 Elect Director Kevin B. Habicht Mgmt For For
1.4 Elect Director Richard B. Jennings Mgmt For For
1.5 Elect Director Ted B. Lanier Mgmt For For
1.6 Elect Director Robert C. Legler Mgmt For For
1.7 Elect Director Craig Macnab Mgmt For For
1.8 Elect Director Robert Martinez Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
ROYAL DUTCH SHELL PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RDSB 17-May-11 United Kingdom G7690A118 Annual 13-May-11
CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Linda Stuntz as Director Mgmt For For
4 Re-elect Josef Ackermann as Director Mgmt For For
5 Re-elect Malcolm Brinded as Director Mgmt For For
6 Elect Guy Elliott as Director Mgmt For For
7 Re-elect Simon Henry as Director Mgmt For For
8 Re-elect Charles Holliday as Director Mgmt For For
9 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For
10 Elect Gerard Kleisterlee as Director Mgmt For For
11 Re-elect Christine Morin-Postel as Director Mgmt For For
12 Re-elect Jorma Ollila as Director Mgmt For For
13 Re-elect Jeroen van der Veer as Director Mgmt For For
14 Re-elect Peter Voser as Director Mgmt For For
15 Re-elect Hans Wijers as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors of the Mgmt For For
Company
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise Market Purchase Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
SOUTHWESTERN ENERGY COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SWN 17-May-11 USA 845467109 Annual 25-Mar-11
CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lewis E. Epley, Jr. Mgmt For For
2 Elect Director Robert L. Howard Mgmt For For
3 Elect Director Greg D. Kerley Mgmt For For
4 Elect Director Harold M. Korell Mgmt For For
5 Elect Director Vello A. Kuuskraa Mgmt For For
6 Elect Director Kenneth R. Mourton Mgmt For For
7 Elect Director Steven L. Mueller Mgmt For For
8 Elect Director Charles E. Scharlau Mgmt For For
9 Elect Director Alan H. Stevens Mgmt For For
10 Ratify Auditors Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Provide Right to Call Special Meeting Mgmt For Against
14 Report on Political Contributions SH Against Against
TELEFONICA S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TEF 17-May-11 Spain 879382109 Annual 10-May-11
CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Individual and Consolidated Financial Statements, Mgmt For For
Statutory Reports, Allocation of Income, and Discharge
Directors for FY 2010
2 Approve Dividend Distribution of EUR 0.77 Per Share Mgmt For For
Charged to Unrestricted Reserves
3.1 Amend Several Articles of Bylaws to Adapt to Revised Mgmt For For
Legislations
3.2 Add New Paragraph 5 to Article 16 of Bylaws Re: General Mgmt For For
Meeting
3.3 Add New Article 26 bis to Bylaws Re: Board-Related Mgmt For For
4.1 Amend Several Articles of General Meeting Regulations to Mgmt For For
Adapt to Revised Legislations
4.2 Amend Article 14.1 of General Meeting Regulations Mgmt For For
5.1 Re-elect Isidro Faine Casas as Director Mgmt For Against
5.2 Re-elect Vitalino Manuel Nafria Aznar as Director Mgmt For Against
5.3 Re-elect Julio Linares Lopez as Director Mgmt For Against
5.4 Re-elect David Arculus as Director Mgmt For For
5.5 Re-elect Carlos Colomer Casellas as Director Mgmt For For
5.6 Re-elect Peter Erskine as Director Mgmt For Against
5.7 Re-elect Alfonso Ferrari Herrero as Director Mgmt For For
5.8 Re-elect Antonio Massanell Lavilla as Director Mgmt For Against
5.9 Elect Chang Xiaobing as Director Mgmt For Against
6 Authorize Increase in Capital up to 50 Percent via Issuance Mgmt For For
of New Shares with Possibility of Total or Partial Exclusion of
Preemptive Rights
7 Re-elect Ernst & Young SL as Auditors of Individual and Mgmt For For
Consolidated Accounts
8 Approve Long-Term Incentive Plan Consisting of Delivery of Mgmt For For
Company Shares to Executive Team Members of Telefonica
Group
9 Approve Long-Term Incentive Restricted Plan Consisting of Mgmt For Against
Delivery of Shares to Employees and Executive Personnel of
Telefonica Group
10 Approve Share Matching Plan Mgmt For For
11 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
THE CHARLES SCHWAB CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SCHW 17-May-11 USA 808513105 Annual 18-Mar-11
CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Frank C. Herringer Mgmt For For
2 Elect Director Stephen T. McLin Mgmt For For
3 Elect Director Charles R. Schwab Mgmt For For
4 Elect Director Roger O. Walther Mgmt For For
5 Elect Director Robert N. Wilson Mgmt For For
6 Ratify Auditors Mgmt For For
7 Amend Omnibus Stock Plan Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
10 Report on Political Contributions SH Against Against
11 Declassify the Board of Directors SH None For
WASHINGTON REAL ESTATE INVESTMENT TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WRE 17-May-11 USA 939653101 Annual 14-Mar-11
CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Edward S. Civera Mgmt For For
1.2 Elect Director Terence C. Golden Mgmt For For
1.3 Elect Director Wendein A. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Reduce Supermajority Vote Requirement for Amendments to Mgmt For For
Declaration of Trust
4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
and Implement Mandatory Resignation Policy
5 Amend Declaration of Trust to Modernize Certain Provisions Mgmt For For
6 Authorize New Class of Preferred Stock Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WELLPOINT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WLP 17-May-11 USA 94973V107 Annual 17-Mar-11
CUSIP: 94973V107 ISIN: US94973V1070 SEDOL: 2794743
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Angela F. Braly Mgmt For For
1.2 Elect Director Warren Y. Jobe Mgmt For For
1.3 Elect Director William G. Mays Mgmt For For
1.4 Elect Director William J. Ryan Mgmt For For
2 Ratify Auditors Mgmt For For
3a Reduce Supermajority Vote Requirement Relating to Vote Mgmt For For
Requirement
3b Reduce Supermajority Vote Requirement Relating to Removal Mgmt For For
of Directors
3c Opt Out of State's Control Share Acquisition Law Mgmt For For
3d Amend Articles of Incorporation to Remove Certain Obsolete Mgmt For For
Provisions
3e Amend Articles of Incorporation to Remove Other Obsolete Mgmt For For
Provisions and Make Conforming Changes
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Feasibility Study for Converting to Nonprofit Status SH Against Against
7 Reincorporate in Another State [from Indiana to Delaware] SH Against For
8 Require Independent Board Chairman SH Against Against
CALLAWAY GOLF COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ELY 18-May-11 USA 131193104 Annual 21-Mar-11
CUSIP: 131193104 ISIN: US1311931042 SEDOL: 2173933
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director George Fellows Mgmt For For
1.2 Elect Director Samuel H. Armacost Mgmt For For
1.3 Elect Director Ronald S. Beard Mgmt For For
1.4 Elect Director John C. Cushman, III Mgmt For For
1.5 Elect Director Yotaro Kobayashi Mgmt For For
1.6 Elect Director John F. Lundgren Mgmt For For
1.7 Elect Director Adebayo O. Ogunlesi Mgmt For For
1.8 Elect Director Richard L. Rosenfield Mgmt For For
1.9 Elect Director Anthony S. Thornley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
CASH AMERICA INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CSH 18-May-11 USA 14754D100 Annual 23-Mar-11
CUSIP: 14754D100 ISIN: US14754D1000 SEDOL: 2179425
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Daniel E. Berce Mgmt For For
1.2 Elect Director Jack R. Daugherty Mgmt For For
1.3 Elect Director Daniel R. Feehan Mgmt For For
1.4 Elect Director Albert Goldstein Mgmt For For
1.5 Elect Director James H. Graves Mgmt For For
1.6 Elect Director B.d. Hunter Mgmt For For
1.7 Elect Director Timothy J. McKibben Mgmt For For
1.8 Elect Director Alfred M. Micallef Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
LLOYDS BANKING GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LLOY 18-May-11 United Kingdom G5542W106 Annual 16-May-11
CUSIP: G5542W106 ISIN: GB0008706128 SEDOL: 0870612
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Abstain
3 Elect Anita Frew as Director Mgmt For For
4 Elect Antonio Horta-Osorio as Director Mgmt For For
5 Re-elect Sir Winfried Bischoff as Director Mgmt For For
6 Re-elect Sir Julian Horn-Smith as Director Mgmt For For
7 Re-elect Lord Leitch as Director Mgmt For For
8 Re-elect Glen Moreno as Director Mgmt For For
9 Re-elect David Roberts as Director Mgmt For For
10 Re-elect Timothy Ryan as Director Mgmt For For
11 Re-elect Martin Scicluna as Director Mgmt For For
12 Re-elect Truett Tate as Director Mgmt For For
13 Re-elect Tim Tookey as Director Mgmt For For
14 Re-elect Anthony Watson as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise the Audit Committee to Fix Remuneration of Mgmt For For
Auditors
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Amend the Deferred Bonus Plan 2008 Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise Market Purchase Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
MAGELLAN HEALTH SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MGLN 18-May-11 USA 559079207 Annual 31-Mar-11
CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William J. McBride Mgmt For For
1.2 Elect Director Robert M. Le Blanc Mgmt For For
1.3 Elect Director William D. Forrest Mgmt For For
1.4 Elect Director Barry M. Smith Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Approve Omnibus Stock Plan Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Ratify Auditors Mgmt For For
PROASSURANCE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PRA 18-May-11 USA 74267C106 Annual 25-Mar-11
CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lucian F. Bloodworth Mgmt For For
1.2 Elect Director Robert E. Flowers Mgmt For For
1.3 Elect Director Ann F. Putallaz Mgmt For For
1.4 Elect Director Drayton Nabers, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
TENNECO INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TEN 18-May-11 USA 880349105 Annual 21-Mar-11
CUSIP: 880349105 ISIN: US8803491054 SEDOL: 2512600
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles W. Cramb Mgmt For For
2 Elect Director Dennis J. Letham Mgmt For For
3 Elect Director Hari N. Nair Mgmt For For
4 Elect Director Roger B. Porter Mgmt For For
5 Elect Director David B. Price, Jr. Mgmt For For
6 Elect Director Gregg M. Sherrill Mgmt For For
7 Elect Director Paul T. Stecko Mgmt For For
8 Elect Director Mitsunobu Takeuchi Mgmt For For
9 Elect Director Jane L. Warner Mgmt For For
10 Ratify Auditors Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
CREDIT ACCEPTANCE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CACC 19-May-11 USA 225310101 Annual 24-Mar-11
CUSIP: 225310101 ISIN: US2253101016 SEDOL: 2232050
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald A. Foss Mgmt For For
1.2 Elect Director Glenda J. Flanagan Mgmt For For
1.3 Elect Director Brett A. Roberts Mgmt For For
1.4 Elect Director Thomas N. Tryforos Mgmt For For
1.5 Elect Director Scott J. Vassalluzzo Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
GRAPHIC PACKAGING HOLDING COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GPK 19-May-11 USA 388689101 Annual 21-Mar-11
CUSIP: 388689101 ISIN: US3886891015 SEDOL: B2Q8249
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director G. Andrea Botta Mgmt For For
1.2 Elect Director Kevin R. Burns Mgmt For Withhold
1.3 Elect Director Kevin J. Conway Mgmt For Withhold
1.4 Elect Director Jeffrey H. Coors Mgmt For Withhold
1.5 Elect Director David W. Scheible Mgmt For Withhold
2 Amend Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Other Business Mgmt For Abstain
INTEL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
INTC 19-May-11 USA 458140100 Annual 21-Mar-11
CUSIP: 458140100 ISIN: US4581401001 SEDOL: 2463247
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charlene Barshefsky Mgmt For For
2 Elect Director Susan L. Decker Mgmt For For
3 Elect Director John J. Donahoe Mgmt For For
4 Elect Director Reed E. Hundt Mgmt For For
5 Elect Director Paul S. Otellini Mgmt For For
6 Elect Director James D. Plummer Mgmt For For
7 Elect Director David S. Pottruck Mgmt For For
8 Elect Director Jane E. Shaw Mgmt For For
9 Elect Director Frank D. Yeary Mgmt For For
10 Elect Director David B. Yoffie Mgmt For For
11 Ratify Auditors Mgmt For For
12 Amend Omnibus Stock Plan Mgmt For For
13 Amend Qualified Employee Stock Purchase Plan Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt None One Year
INVACARE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IVC 19-May-11 USA 461203101 Annual 25-Mar-11
CUSIP: 461203101 ISIN: US4612031017 SEDOL: 2467971
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael F. Delaney Mgmt For For
1.2 Elect Director C. Martin Harris Mgmt For For
1.3 Elect Director A. Malachi Mixon, III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
KEY ENERGY SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KEG 19-May-11 USA 492914106 Annual 14-Mar-11
CUSIP: 492914106 ISIN: US4929141061 SEDOL: 2490795
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William D. Fertig Mgmt For For
1.2 Elect Director Robert K. Reeves Mgmt For For
1.3 Elect Director J. Robinson West Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
KNIGHT TRANSPORTATION, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KNX 19-May-11 USA 499064103 Annual 31-Mar-11
CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald A. Bliss Mgmt For For
1.2 Elect Director Richard J. Lehmann Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
LIZ CLAIBORNE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LIZ 19-May-11 USA 539320101 Annual 22-Mar-11
CUSIP: 539320101 ISIN: US5393201018 SEDOL: 2519861
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Bernard W. Aronson Mgmt For For
2 Elect Director Lawrence Benjamin Mgmt For For
3 Elect Director Raul J.Fernandez Mgmt For For
4 Elect Director Kenneth B. Gilman Mgmt For For
5 Elect Director Nancy J. Karch Mgmt For For
6 Elect Director William C. McComb Mgmt For For
7 Elect Director Kenneth P. Kopelman Mgmt For For
8 Elect Director Kay Koplovitz Mgmt For For
9 Elect Director Arthur C. Martinez Mgmt For For
10 Elect Director Doreen A. Toben Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For For
14 Approve Conversion of Securities Mgmt For For
15 Ratify Auditors Mgmt For For
16 Provide Right to Act by Written Consent SH Against For
MCDONALD'S CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MCD 19-May-11 USA 580135101 Annual 22-Mar-11
CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director Richard H. Lenny Mgmt For For
3 Elect Director Cary D. McMillan Mgmt For For
4 Elect Director Sheila A. Penrose Mgmt For For
5 Elect Director James A. Skinner Mgmt For For
6 Ratify Auditors Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Reduce Supermajority Vote Requirement for Transactions Mgmt For For
With Interested Shareholders
10 Reduce Supermajority Vote Requirement Relating to the Mgmt For For
Board of Directors
11 Reduce Supermajority Vote Requirement for Shareholder Mgmt For For
Action
12 Declassify the Board of Directors SH Against For
13 Require Suppliers to Adopt CAK SH Against Against
14 Report on Policy Responses to Children's Health Concerns SH Against Against
and Fast Food
15 Report on Beverage Container Environmental Strategy SH Against For
METABOLIX, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MBLX 19-May-11 USA 591018809 Annual 24-Mar-11
CUSIP: 591018809 ISIN: US5910188094 SEDOL: B1GYKQ8
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jay Kouba, Ph.D. Mgmt For For
1.2 Elect Director Oliver P. Peoples, Ph.D. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
RETAIL VENTURES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RVI 19-May-11 USA 76128Y102 Special 22-Mar-11
CUSIP: 76128Y102 ISIN: US76128Y1029 SEDOL: 2926256
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
SAFEWAY INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SWY 19-May-11 USA 786514208 Annual 21-Mar-11
CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Steven A. Burd Mgmt For For
2 Elect Director Janet E. Grove Mgmt For Against
3 Elect Director Mohan Gyani Mgmt For For
4 Elect Director Paul Hazen Mgmt For Against
5 Elect Director Frank C. Herringer Mgmt For Against
6 Elect Director Kenneth W. Oder Mgmt For Against
7 Elect Director T. Gary Rogers Mgmt For For
8 Elect Director Arun Sarin Mgmt For For
9 Elect Director Michael S. Shannon Mgmt For For
10 Elect Director William Y. Tauscher Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For For
14 Amend Executive Incentive Bonus Plan Mgmt For For
15 Ratify Auditors Mgmt For For
16 Provide for Cumulative Voting SH Against Against
SIMON PROPERTY GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SPG 19-May-11 USA 828806109 Annual 21-Mar-11
CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Melvyn E. Bergstein Mgmt For For
2 Elect Director Linda Walker Bynoe Mgmt For For
3 Elect Director Larry C. Glasscock Mgmt For For
4 Elect Director Karen N. Horn Mgmt For For
5 Elect Director Allan Hubbard Mgmt For For
6 Elect Director Reuben S. Leibowitz Mgmt For For
7 Elect Director Daniel C. Smith Mgmt For For
8 Elect Director J. Albert Smith, Jr. Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
11 Ratify Auditors Mgmt For For
STATOIL ASA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 19-May-11 Norway R8413J103 Annual
CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Olaug Svarva as Chairman of Meeting Mgmt For For
3 Approve Notice of Meeting and Agenda Mgmt For For
4 Registration of Attending Shareholders and Proxies Mgmt
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Approve Financial Statements and Statutory Reports; Mgmt For For
Approve Allocation of Income and Dividends of NOK 6.25 per
Share
7 Approve Remuneration Policy And Other Terms of Mgmt For Against
Employment For Executive Management
8 Approve Remuneration of Auditors Mgmt For For
9 Approve Remuneration of Corporate Assembly in the Amount Mgmt For For
of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK
38,250 for Other Members, and NOK 5,500 Per Meeting for
Deputy Members
10 Elect Ingrid Rasmussen as Member of Nominating Committee Mgmt For For
11 Approve Remuneration of Nominating Committee in the Mgmt For For
Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700
Per Meeting for Other Members
12 Authorize Repurchase and Reissuance of Shares up to a Mgmt For Against
Nominal Value of NOK 20 Million in Connection with Share
Saving Scheme for Employees
13 Authorize Repurchase of Shares up to a Nominal Value of Mgmt For For
NOK 187.5 Million and Cancellation of Repurchased Shares
14 Adjustments in the Marketing Instructions for Statoil ASA Mgmt For For
15 Amend Articles Re: Number of Board Members and Board Mgmt For For
Term; Proxy Voting; Guidelines for Nominating Committee
16 Approve Guidelines for Nominating Committee Mgmt For For
Shareholder Proposal Mgmt
17 Withdraw Company From Tar Sands Activities in Canada SH Against Against
THE JONES GROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JNY 19-May-11 USA 48020T101 Annual 23-Mar-11
CUSIP: 48020T101 ISIN: US48020T1016 SEDOL: 2477152
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Wesley R. Card Mgmt For For
2 Elect Director Sidney Kimmel Mgmt For For
3 Elect Director Matthew H. Kamens Mgmt For For
4 Elect Director Gerald C. Crotty Mgmt For For
5 Elect Director Lowell W. Robinson Mgmt For For
6 Elect Director Donna F. Zarcone Mgmt For For
7 Elect Director Robert L. Mettler Mgmt For For
8 Elect Director Margaret H. Georgiadis Mgmt For For
9 Ratify Auditors Mgmt For For
10 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
11 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
THE WILLIAMS COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WMB 19-May-11 USA 969457100 Annual 28-Mar-11
CUSIP: 969457100 ISIN: US9694571004 SEDOL: 2967181
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan S. Armstrong Mgmt For For
2 Elect Director Joseph R. Cleveland Mgmt For For
3 Elect Director Juanita H. Hinshaw Mgmt For For
4 Elect Director Frank T. MacInnis Mgmt For For
5 Elect Director Janice D. Stoney Mgmt For For
6 Elect Director Laura A. Sugg Mgmt For For
7 Ratify Auditors Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
AETNA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AET 20-May-11 USA 00817Y108 Annual 18-Mar-11
CUSIP: 00817Y108 ISIN: US00817Y1082 SEDOL: 2695921
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mark T. Bertolini Mgmt For For
2 Elect Director Frank M. Clark Mgmt For For
3 Elect Director Betsy Z. Cohen Mgmt For For
4 Elect Director Molly J. Coye Mgmt For For
5 Elect Director Roger N. Farah Mgmt For For
6 Elect Director Barbara Hackman Franklin Mgmt For For
7 Elect Director Jeffrey E. Garten Mgmt For For
8 Elect Director Gerald Greenwald Mgmt For For
9 Elect Director Ellen M. Hancock Mgmt For For
10 Elect Director Richard J. Harrington Mgmt For For
11 Elect Director Edward J. Ludwig Mgmt For For
12 Elect Director Joseph P. Newhouse Mgmt For For
13 Ratify Auditors Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For For
15 Approve Qualified Employee Stock Purchase Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt None One Year
18 Provide for Cumulative Voting SH Against Against
19 Require Independent Board Chairman SH Against Against
AMGEN INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMGN 20-May-11 USA 031162100 Annual 21-Mar-11
CUSIP: 031162100 ISIN: US0311621009 SEDOL: 2023607
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David Baltimore Mgmt For Against
2 Elect Director Frank J. Biondi, Jr. Mgmt For For
3 Elect Director Francois De Carbonnel Mgmt For Against
4 Elect Director Vance D. Coffman Mgmt For Against
5 Elect Director Rebecca M. Henderson Mgmt For Against
6 Elect Director Frank C. Herringer Mgmt For Against
7 Elect Director Gilbert S. Omenn Mgmt For For
8 Elect Director Judith C. Pelham Mgmt For For
9 Elect Director J. Paul Reason Mgmt For For
10 Elect Director Leonard D. Schaeffer Mgmt For For
11 Elect Director Kevin W. Sharer Mgmt For For
12 Elect Director Ronald D. Sugar Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Provide Right to Act by Written Consent SH Against For
NETLOGIC MICROSYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NETL 20-May-11 USA 64118B100 Annual 31-Mar-11
CUSIP: 64118B100 ISIN: US64118B1008 SEDOL: B01S2N9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ronald Jankov Mgmt For For
1.2 Elect Director Norman Godinho Mgmt For For
1.3 Elect Director Marvin Burkett Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require a Majority Vote for the Election of Directors SH Against For
PEBBLEBROOK HOTEL TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PEB 20-May-11 USA 70509V100 Annual 10-Mar-11
CUSIP: 70509V100 ISIN: US70509V1008 SEDOL: B4XBDV9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jon E. Bortz Mgmt For For
1.2 Elect Director Cydney C. Donnell Mgmt For For
1.3 Elect Director Ron E. Jackson Mgmt For For
1.4 Elect Director Michael J. Schall Mgmt For For
1.5 Elect Director Earl E. Webb Mgmt For For
1.6 Elect Director Laura H. Wright Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
TIME WARNER INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TWX 20-May-11 USA 887317303 Annual 25-Mar-11
CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James L. Barksdale Mgmt For Against
2 Elect Director William P. Barr Mgmt For For
3 Elect Director Jeffrey L. Bewkes Mgmt For For
4 Elect Director Stephen F. Bollenbach Mgmt For For
5 Elect Director Frank J. Caufield Mgmt For Against
6 Elect Director Robert C. Clark Mgmt For Against
7 Elect Director Mathias Dopfner Mgmt For For
8 Elect Director Jessica P. Einhorn Mgmt For Against
9 Elect Director Fred Hassan Mgmt For For
10 Elect Director Michael A. Miles Mgmt For For
11 Elect Director Kenneth J. Novack Mgmt For Against
12 Elect Director Paul D. Wachter Mgmt For For
13 Elect Director Deborah C. Wright Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Reduce Supermajority Vote Requirement Mgmt For For
18 Provide Right to Act by Written Consent SH Against For
DILLARD'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DDS 21-May-11 USA 254067101 Annual 29-Mar-11
CUSIP: 254067101 ISIN: US2540671011 SEDOL: 2269768
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director R. Brad Martin Mgmt For For
2 Elect Director Frank R. Mori Mgmt For For
3 Elect Director J.C. Watts, Jr. Mgmt For For
4 Elect Director Nick White Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
UNITEDHEALTH GROUP INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UNH 23-May-11 USA 91324P102 Annual 24-Mar-11
CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director William C. Ballard, Jr. Mgmt For For
2 Elect Director Richard T. Burke Mgmt For For
3 Elect Director Robert J. Darretta Mgmt For For
4 Elect Director Stephen J. Hemsley Mgmt For For
5 Elect Director Michele J. Hooper Mgmt For For
6 Elect Director Rodger A. Lawson Mgmt For For
7 Elect Director Douglas W. Leatherdale Mgmt For For
8 Elect Director Glenn M. Renwick Mgmt For For
9 Elect Director Kenneth I. Shine Mgmt For For
10 Elect Director Gail R. Wilensky Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For Against
14 Amend Qualified Employee Stock Purchase Plan Mgmt For For
15 Ratify Auditors Mgmt For For
VIROPHARMA INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VPHM 23-May-11 USA 928241108 Annual 04-Apr-11
CUSIP: 928241108 ISIN: US9282411084 SEDOL: 2945660
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John R. Leone Mgmt For For
1.2 Elect Director Vincent J. Milano Mgmt For For
1.3 Elect Director Howard H. Pien Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
KILROY REALTY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KRC 24-May-11 USA 49427F108 Annual 18-Mar-11
CUSIP: 49427F108 ISIN: US49427F1084 SEDOL: 2495529
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John B. Kilroy, Sr. Mgmt For For
1.2 Elect Director John B. Kilroy, Jr. Mgmt For For
1.3 Elect Director Edward F. Brennan Mgmt For For
1.4 Elect Director William P. Dickey Mgmt For For
1.5 Elect Director Scott S. Ingraham Mgmt For For
1.6 Elect Director Dale F. Kinsella Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
KRAFT FOODS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KFT 24-May-11 USA 50075N104 Annual 16-Mar-11
CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Ajaypal S. Banga Mgmt For For
2 Elect Director Myra M. Hart Mgmt For Against
3 Elect Director Peter B. Henry Mgmt For For
4 Elect Director Lois D. Juliber Mgmt For Against
5 Elect Director Mark D. Ketchum Mgmt For Against
6 Elect Director Richard A. Lerner Mgmt For Against
7 Elect Director Mackey J. McDonald Mgmt For For
8 Elect Director John C. Pope Mgmt For For
9 Elect Director Fredric G. Reynolds Mgmt For For
10 Elect Director Irene B. Rosenfeld Mgmt For For
11 Elect Director J.F. Van Boxmeer Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
15 Ratify Auditors Mgmt For For
MERCK & CO., INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MRK 24-May-11 USA 58933Y105 Annual 25-Mar-11
CUSIP: 58933Y105 ISIN: US58933Y1055 SEDOL: 2778844
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Leslie A. Brun Mgmt For For
2 Elect Director Thomas R. Cech Mgmt For For
3 Elect Director Richard T. Clark Mgmt For For
4 Elect Director Kenneth C. Frazier Mgmt For For
5 Elect Director Thomas H. Glocer Mgmt For For
6 Elect Director Steven F. Goldstone Mgmt For For
7 Elect Director William B. Harrison. Jr. Mgmt For For
8 Elect Director Harry R. Jacobson Mgmt For For
9 Elect Director William N. Kelley Mgmt For For
10 Elect Director C. Robert Kidder Mgmt For For
11 Elect Director Rochelle B. Lazarus Mgmt For For
12 Elect Director Carlos E. Represas Mgmt For For
13 Elect Director Patricia F. Russo Mgmt For For
14 Elect Director Thomas E. Shenk Mgmt For For
15 Elect Director Anne M. Tatlock Mgmt For For
16 Elect Director Craig B. Thompson Mgmt For For
17 Elect Director Wendell P. Weeks Mgmt For For
18 Elect Director Peter C. Wendell Mgmt For For
19 Ratify Auditors Mgmt For For
20 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
21 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
MFA FINANCIAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MFA 24-May-11 USA 55272X102 Annual 22-Mar-11
CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen R. Blank Mgmt For For
1.2 Elect Director William S. Gorin Mgmt For For
2 Increase Authorized Capital Stock Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
NU SKIN ENTERPRISES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NUS 24-May-11 USA 67018T105 Annual 25-Mar-11
CUSIP: 67018T105 ISIN: US67018T1051 SEDOL: 2616870
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nevin N. Andersen Mgmt For For
1.2 Elect Director M. Truman Hunt Mgmt For For
1.3 Elect Director Patricia A. Negron Mgmt For For
1.4 Elect Director Sandra N. Tillotson Mgmt For For
1.5 Elect Director Daniel W. Campbell Mgmt For For
1.6 Elect Director Andrew D. Lipman Mgmt For For
1.7 Elect Director Thomas R. Pisano Mgmt For For
1.8 Elect Director David D. Ussery Mgmt For For
1.9 Elect Director E.J. Garn Mgmt For For
1.10 Elect Director Steven J. Lund Mgmt For For
1.11 Elect Director Blake M. Roney Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
SOCIETE GENERALE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GLE 24-May-11 France F43638141 Annual 19-May-11
CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income and Dividends of EUR 1.75 per Mgmt For For
Share
3 Approve Stock Dividend Program Mgmt For For
4 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
5 Reelect Frederic Oudea as Director Mgmt For Against
6 Reelect Anthony Wyand as Director Mgmt For For
7 Reelect Jean-Martin Folz as Director Mgmt For For
8 Elect Kyra Hazou as Director Mgmt For For
9 Elect Ana Maria Llopis Rivas as Director Mgmt For For
10 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 1.25 Million
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
12 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ARRIS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARRS 25-May-11 USA 04269Q100 Annual 31-Mar-11
CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Alex B. Best Mgmt For For
1.2 Elect Director Harry L. Bosco Mgmt For For
1.3 Elect Director James A. Chiddix Mgmt For For
1.4 Elect Director John Anderson Craig Mgmt For For
1.5 Elect Director Matthew B. Kearney Mgmt For For
1.6 Elect Director William H. Lambert Mgmt For For
1.7 Elect Director John R. Petty Mgmt For For
1.8 Elect Director Robert J. Stanzione Mgmt For For
1.9 Elect Director Debora J. Wilson Mgmt For For
1.10 Elect Director David A. Woodle Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
BIOMED REALTY TRUST, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BMR 25-May-11 USA 09063H107 Annual 10-Mar-11
CUSIP: 09063H107 ISIN: US09063H1077 SEDOL: B02GMQ5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Alan D. Gold Mgmt For For
1.2 Elect Director Barbara R. Cambon Mgmt For For
1.3 Elect Director Edward A. Dennis Mgmt For For
1.4 Elect Director Richard I. Gilchrist Mgmt For For
1.5 Elect Director Gary A. Kreitzer Mgmt For For
1.6 Elect Director Theodore D. Roth Mgmt For For
1.7 Elect Director M. Faye Wilson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CALIX, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CALX 25-May-11 USA 13100M509 Annual 04-Apr-11
CUSIP: 13100M509 ISIN: US13100M5094 SEDOL: B3S4L67
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael Matthews Mgmt For For
1.2 Elect Director Thomas Pardun Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
CHEVRON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CVX 25-May-11 USA 166764100 Annual 01-Apr-11
CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director L.F. Deily Mgmt For For
2 Elect Director R.E. Denham Mgmt For For
3 Elect Director R.J. Eaton Mgmt For For
4 Elect Director C. Hagel Mgmt For For
5 Elect Director E. Hernandez Mgmt For For
6 Elect Director G.L. Kirkland Mgmt For For
7 Elect Director D.B. Rice Mgmt For For
8 Elect Director K.W. Sharer Mgmt For For
9 Elect Director C.R. Shoemate Mgmt For For
10 Elect Director J.G. Stumpf Mgmt For For
11 Elect Director R.D. Sugar Mgmt For For
12 Elect Director C. Ware Mgmt For For
13 Elect Director J.S. Watson Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
17 Request Director Nominee with Environmental Qualifications SH Against For
18 Amend Bylaws to Establish a Board Committee on Human SH Against Against
Rights
19 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
20 Adopt Guidelines for Country Selection SH Against For
21 Report on Financial Risks of Climate Change SH Against Against
22 Report on Environmental Impacts of Natural Gas Fracturing SH Against For
23 Report on Offshore Oil Wells and Spill Mitigation Measures SH Against For
COMPLETE PRODUCTION SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CPX 25-May-11 USA 20453E109 Annual 11-Apr-11
CUSIP: 20453E109 ISIN: US20453E1091 SEDOL: B131P67
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert S. Boswell Mgmt For For
1.2 Elect Director Michael McShane Mgmt For For
1.3 Elect Director Marcus A. Watts Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
DOLLAR GENERAL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DG 25-May-11 USA 256677105 Annual 16-Mar-11
CUSIP: 256677105 ISIN: US2566771059 SEDOL: B5B1S13
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Raj Agrawal Mgmt For Withhold
1.2 Elect Director Warren F. Bryant Mgmt For For
1.3 Elect Director Michael M. Calbert Mgmt For Withhold
1.4 Elect Director Richard W. Dreiling Mgmt For Withhold
1.5 Elect Director Adrian Jones Mgmt For Withhold
1.6 Elect Director William C. Rhodes, III Mgmt For For
1.7 Elect Director David B. Rickard Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
EXXON MOBIL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
XOM 25-May-11 USA 30231G102 Annual 06-Apr-11
CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director M.J. Boskin Mgmt For For
1.2 Elect Director P. Brabeck-Letmathe Mgmt For For
1.3 Elect Director L.R. Faulkner Mgmt For For
1.4 Elect Director J.S. Fishman Mgmt For For
1.5 Elect Director K.C. Frazier Mgmt For For
1.6 Elect Director W.W. George Mgmt For For
1.7 Elect Director M.C. Nelson Mgmt For For
1.8 Elect Director S.J. Palmisano Mgmt For For
1.9 Elect Director S.S. Reinemund Mgmt For For
1.10 Elect Director R.W. Tillerson Mgmt For For
1.11 Elect Director E.E. Whitacre, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require Independent Board Chairman SH Against Against
6 Report on Political Contributions SH Against Against
7 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Against For
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water SH Against Against
9 Report on Environmental Impact of Oil Sands Operations in SH Against For
Canada
10 Report on Environmental Impacts of Natural Gas Fracturing SH Against For
11 Report on Energy Technologies Development SH Against Against
12 Adopt Quantitative GHG Goals for Products and Operations SH Against For
MOLSON COORS BREWING COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TAP 25-May-11 USA 60871R209 Annual 28-Mar-11
CUSIP: 60871R209 ISIN: US60871R2094 SEDOL: B067BM3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Directors John E. Cleghorn Mgmt For For
1.2 Elect Directors Charles M. Herington Mgmt For For
1.3 Elect Directors David P. O'Brien Mgmt For For
SAP AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SAP 25-May-11 Germany D66992104 Annual 03-May-11
CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.60 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For
6 Approve Cancellation of Pool of Conditional Capital and Mgmt For For
Amend Articles to Reflect Changes in Capital
7 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate Nominal Amount of EUR
7.5 Billion; Approve Creation of EUR 100 Million Pool of
Capital to Guarantee Conversion Rights
8 Approve Affiliation Agreement with SAP Sechste Beteiligungs- Mgmt For For
und Vermoegensverwaltungs GmbH
SKECHERS U.S.A., INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SKX 25-May-11 USA 830566105 Annual 31-Mar-11
CUSIP: 830566105 ISIN: US8305661055 SEDOL: 2428042
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Geyer Kosinski Mgmt For For
1.2 Elect Director Richard Rappaport Mgmt For For
1.3 Elect Director Richard Siskind Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Amend Executive Incentive Bonus Plan Mgmt For For
THE SOUTHERN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SO 25-May-11 USA 842587107 Annual 28-Mar-11
CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. P. Baranco Mgmt For For
1.2 Elect Director J. A. Boscia Mgmt For For
1.3 Elect Director H. A. Clark, III Mgmt For For
1.4 Elect Director T. A. Fanning Mgmt For For
1.5 Elect Director H.W. Habermeyer, Jr. Mgmt For For
1.6 Elect Director V.M Hagen Mgmt For For
1.7 Elect Director W. A. Hood, Jr. Mgmt For For
1.8 Elect Director D. M. James Mgmt For For
1.9 Elect Director D. E. Klein Mgmt For For
1.10 Elect Director J. N. Purcell Mgmt For For
1.11 Elect Director W. G. Smith, Jr. Mgmt For For
1.12 Elect Director S. R. Specker Mgmt For For
1.13 Elect Director L.D. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Omnibus Stock Plan Mgmt For For
6 Report on Coal Combustion Waste Hazard and Risk SH Against For
Mitigation Efforts
THERMO FISHER SCIENTIFIC INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TMO 25-May-11 USA 883556102 Annual 28-Mar-11
CUSIP: 883556102 ISIN: US8835561023 SEDOL: 2886907
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Thomas J. Lynch Mgmt For For
2 Elect Director William G. Parrett Mgmt For For
3 Elect Director Michael E. Porter Mgmt For For
4 Elect Director Scott M. Sperling Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
7 Ratify Auditors Mgmt For For
8 Declassify the Board of Directors SH Against For
WELLCARE HEALTH PLANS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WCG 25-May-11 USA 94946T106 Annual 28-Mar-11
CUSIP: 94946T106 ISIN: US94946T1060 SEDOL: B01R258
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles G. Berg Mgmt For For
2 Elect Director Carol J. Burt Mgmt For For
3 Elect Director Alec Cunningham Mgmt For For
4 Elect Director David J. Gallitano Mgmt For For
5 Elect Director D. Robert Graham Mgmt For For
6 Elect Director Kevin F. Hickey Mgmt For For
7 Elect Director Christian P. Michalik Mgmt For For
8 Elect Director Glenn D. Steele, Jr. Mgmt For For
9 Elect Director William L. Trubeck Mgmt For For
10 Elect Director Paul E. Weaver Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Report on Political Contributions SH Against Against
ALEXANDER'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALX 26-May-11 USA 014752109 Annual 30-Mar-11
CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven Roth Mgmt For Withhold
1.2 Elect Director Neil Underberg Mgmt For Withhold
1.3 Elect Director Russell B. Wight, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
COLLECTIVE BRANDS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PSS 26-May-11 USA 19421W100 Annual 01-Apr-11
CUSIP: 19421W100 ISIN: US19421W1009 SEDOL: 2685966
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert F. Moran Mgmt For For
1.2 Elect Director Matthew A. Ouimet Mgmt For For
1.3 Elect Director Matthew E. Rubel Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
DEUTSCHE BANK AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DBK 26-May-11 Germany D18190898 Annual
CUSIP: D18190898 ISIN: DE0005140008 SEDOL: 5750355
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.75 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Ratify KPMG as Auditors for Fiscal 2011 Mgmt For For
6 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
7 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
8 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate Nominal Amount of EUR
9 Billion; Approve Creation of EUR 230.4 Million Pool of
Capital to Guarantee Conversion Rights
9 Approve Creation of EUR 230.4 Million Pool of Capital with Mgmt For For
Partial Exclusion of Preemptive Rights
10 Approve Creation of EUR 230.4 Million Pool of Capital Mgmt For For
without Preemptive Rights
11 Approve Creation of EUR 691.2 Million Pool of Capital with Mgmt For For
Partial Exclusion of Preemptive Rights
12 Elect Katherine Garrett-Cox to the Supervisory Board Mgmt For For
13 Approve Revenue Sharing and Operating Agreements with Mgmt For For
Subsidiary Deutsche Bank Financial LLC
GRAFTECH INTERNATIONAL LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GTI 26-May-11 USA 384313102 Annual 31-Mar-11
CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Randy W. Carson Mgmt For For
1.2 Elect Director Mary B. Cranston Mgmt For For
1.3 Elect Director Harold E. Layman Mgmt For For
1.4 Elect Director Ferrell P. McClean Mgmt For For
1.5 Elect Director Nathan Milikowsky Mgmt For For
1.6 Elect Director Michael C. Nahl Mgmt For For
1.7 Elect Director Steven R. Shawley Mgmt For For
1.8 Elect Director Craig S. Shular Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
HEALTHSPRING, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HS 26-May-11 USA 42224N101 Annual 06-Apr-11
CUSIP: 42224N101 ISIN: US42224N1019 SEDOL: B0Y4Z91
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John T. Fox Mgmt For For
1.2 Elect Director Robert Z. Hensley Mgmt For For
1.3 Elect Director Russell K. Mayerfeld Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSII 26-May-11 USA 422819102 Annual 15-Apr-11
CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director L. Kevin Kelly Mgmt For For
2 Elect Director Robert E. Knowling, Jr. Mgmt For For
3 Elect Director V. Paul Unruh Mgmt For For
4 Ratify Auditors Mgmt For For
5 Amend Omnibus Stock Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
JDA SOFTWARE GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JDAS 26-May-11 USA 46612K108 Annual 31-Mar-11
CUSIP: 46612K108 ISIN: US46612K1088 SEDOL: 2478478
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James D. Armstrong Mgmt For For
2 Elect Director Hamish N. Brewer Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
JETBLUE AIRWAYS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JBLU 26-May-11 USA 477143101 Annual 31-Mar-11
CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Barger Mgmt For For
1.2 Elect Director Jens Bischof Mgmt For For
1.3 Elect Director Peter Boneparth Mgmt For For
1.4 Elect Director David Checketts Mgmt For For
1.5 Elect Director Virginia Gambale Mgmt For For
1.6 Elect Director Stephan Gemkow Mgmt For For
1.7 Elect Director Stanley McChrystal Mgmt For For
1.8 Elect Director Joel Peterson Mgmt For Withhold
1.9 Elect Director Ann Rhoades Mgmt For For
1.10 Elect Director Frank Sica Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
MID-AMERICA APARTMENT COMMUNITIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MAA 26-May-11 USA 59522J103 Annual 18-Mar-11
CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For
1.2 Elect Director Alan B. Graf, jr. Mgmt For For
1.3 Elect Director John S. Grinalds Mgmt For For
1.4 Elect Director Ralph Horn Mgmt For For
1.5 Elect Director Philip W. Norwood Mgmt For For
1.6 Elect Director W. Reid Sanders Mgmt For For
1.7 Elect Director William B. Sansom Mgmt For For
1.8 Elect Director Simon R.C. Wadsworth Mgmt For For
2 Increase Authorized Common Stock Mgmt For Against
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
THE TRAVELERS COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRV 26-May-11 USA 89417E109 Annual 28-Mar-11
CUSIP: 89417E109 ISIN: US89417E1091 SEDOL: 2769503
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan L. Beller Mgmt For For
2 Elect Director John H. Dasburg Mgmt For For
3 Elect Director Janet M. Dolan Mgmt For For
4 Elect Director Kenneth M. Duberstein Mgmt For For
5 Elect Director Jay S. Fishman Mgmt For For
6 Elect Director Lawrence G. Graev Mgmt For For
7 Elect Director Patricia L. Higgins Mgmt For For
8 Elect Director Thomas R. Hodgson Mgmt For For
9 Elect Director Cleve L. Killingsworth, Jr. Mgmt For For
10 Elect Director Donald J. Shepard Mgmt For For
11 Elect Director Laurie J. Thomsen Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
XEROX CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
XRX 26-May-11 USA 984121103 Annual 28-Mar-11
CUSIP: 984121103 ISIN: US9841211033 SEDOL: 2985202
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Glenn A. Britt Mgmt For For
2 Elect Director Ursula M. Burns Mgmt For For
3 Elect Director Richard J. Harrington Mgmt For For
4 Elect Director William Curt Hunter Mgmt For For
5 Elect Director Robert J. Keegan Mgmt For For
6 Elect Director Robert A. McDonald Mgmt For For
7 Elect Director N.J. Nicholas, Jr. Mgmt For For
8 Elect Director Charles Prince Mgmt For For
9 Elect Director Ann N. Reese Mgmt For For
10 Elect Director Mary Agnes Wilderotter Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
COLUMBIA SPORTSWEAR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COLM 27-May-11 USA 198516106 Annual 23-Mar-11
CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gertrude Boyle Mgmt For For
1.2 Elect Director Timothy P. Boyle Mgmt For For
1.3 Elect Director Sarah A. Bany Mgmt For For
1.4 Elect Director Murrey R. Albers Mgmt For For
1.5 Elect Director Stephen E. Babson Mgmt For For
1.6 Elect Director Andy D. Bryant Mgmt For For
1.7 Elect Director Edward S. George Mgmt For For
1.8 Elect Director Walter T. Klenz Mgmt For For
1.9 Elect Director Ronald E. Nelson Mgmt For For
1.10 Elect Director John W. Stanton Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
HSBC HOLDINGS PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSBA 27-May-11 United Kingdom G4634U169 Annual 26-May-11
CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3a Re-elect Safra Catz as Director Mgmt For For
3b Elect Laura Cha as Director Mgmt For For
3c Re-elect Marvin Cheung as Director Mgmt For For
3d Re-elect John Coombe as Director Mgmt For For
3e Re-elect Rona Fairhead as Director Mgmt For For
3f Re-elect Douglas Flint as Director Mgmt For For
3g Re-elect Alexander Flockhart as Director Mgmt For For
3h Re-elect Stuart Gulliver as Director Mgmt For For
3i Re-elect James Hughes-Hallett as Director Mgmt For For
3j Re-elect William Laidlaw as Director Mgmt For For
3k Re-elect Janis Lomax as Director Mgmt For For
3l Elect Iain Mackay as Director Mgmt For For
3m Re-elect Gwyn Morgan as Director Mgmt For For
3n Re-elect Nagavara Murthy as Director Mgmt For For
3o Re-elect Sir Simon Robertson as Director Mgmt For For
3p Re-elect John Thornton as Director Mgmt For For
3q Re-elect Sir Brian Williamson as Director Mgmt For For
4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
7 Approve Share Plan 2011 Mgmt For For
8 Approve Fees Payable to Non-Executive Directors Mgmt For For
9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
LOWE'S COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LOW 27-May-11 USA 548661107 Annual 25-Mar-11
CUSIP: 548661107 ISIN: US5486611073 SEDOL: 2536763
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Raul Alvarez Mgmt For For
1.2 Elect Director David W. Bernauer Mgmt For For
1.3 Elect Director Leonard L. Berry Mgmt For For
1.4 Elect Director Peter C. Browning Mgmt For For
1.5 Elect Director Dawn E. Hudson Mgmt For For
1.6 Elect Director Robert L. Johnson Mgmt For For
1.7 Elect Director Marshall O. Larsen Mgmt For For
1.8 Elect Director Richard K. Lochridge Mgmt For For
1.9 Elect Director Robert A. Niblock Mgmt For For
1.10 Elect Director Stephen F. Page Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Executive Incentive Bonus Plan Mgmt For For
6 Submit Severance Agreement (Change-in-Control) to SH Against For
Shareholder Vote
7 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
8 Report on Political Contributions SH Against Against
ROCK-TENN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RKT 27-May-11 USA 772739207 Special 08-Apr-11
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
SILGAN HOLDINGS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLGN 27-May-11 USA 827048109 Annual 11-Apr-11
CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director D. Greg Horrigan Mgmt For For
1.2 Elect Director John W. Alden Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
WATSCO, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WSO 27-May-11 USA 942622200 Annual 08-Apr-11
CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven R. Fedrizzi Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
DECKERS OUTDOOR CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DECK 31-May-11 USA 243537107 Annual 04-Apr-11
CUSIP: 243537107 ISIN: US2435371073 SEDOL: 2267278
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Angel R. Martinez Mgmt For For
1.2 Elect Director Rex A. Licklider Mgmt For For
1.3 Elect Director John M. Gibbons Mgmt For For
1.4 Elect Director John G. Perenchio Mgmt For For
1.5 Elect Director Maureen Conners Mgmt For For
1.6 Elect Director Ruth M. Owades Mgmt For For
1.7 Elect Director Karyn O. Barsa Mgmt For For
1.8 Elect Director Michael F. Devine, III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
CASCADE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CASC 01-Jun-11 USA 147195101 Annual 07-Apr-11
CUSIP: 147195101 ISIN: US1471951012 SEDOL: 2179146
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Peter D. Nickerson Mgmt For For
1.2 Elect Director Robert C. Warren, Jr. Mgmt For For
1.3 Elect Director Henry W. Wessinger, II Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Amend Omnibus Stock Plan Mgmt For For
6 Ratify Auditors Mgmt For For
CATALYST HEALTH SOLUTIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CHSI 01-Jun-11 USA 14888B103 Annual 04-Apr-11
CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David T. Blair Mgmt For For
1.2 Elect Director Daniel J. Houston Mgmt For For
1.3 Elect Director Kenneth A. Samet Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EMCOR GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EME 01-Jun-11 USA 29084Q100 Annual 06-Apr-11
CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen W. Bershad Mgmt For For
1.2 Elect Director David A.B. Brown Mgmt For For
1.3 Elect Director Larry J. Bump Mgmt For For
1.4 Elect Director Albert Fried, Jr. Mgmt For For
1.5 Elect Director Anthony J. Guzzi Mgmt For For
1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For
1.7 Elect Director David H. Laidley Mgmt For For
1.8 Elect Director Frank T. MacInnis Mgmt For For
1.9 Elect Director Jerry E. Ryan Mgmt For For
1.10 Elect Director Michael T. Yonker Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
K-SWISS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KSWS 01-Jun-11 USA 482686102 Annual 04-Apr-11
CUSIP: 482686102 ISIN: US4826861027 SEDOL: 2479824
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen Fine Mgmt For For
1.2 Elect Director Mark Louie Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
MASIMO CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MASI 01-Jun-11 USA 574795100 Annual 18-Apr-11
CUSIP: 574795100 ISIN: US5747951003 SEDOL: B1YWR63
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven J. Barker Mgmt For For
1.2 Elect Director Sanford Fitch Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require a Majority Vote for the Election of Directors SH Against For
ORBITZ WORLDWIDE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OWW 01-Jun-11 USA 68557K109 Annual 06-Apr-11
CUSIP: 68557K109 ISIN: US68557K1097 SEDOL: B23G859
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mark S. Britton Mgmt For For
1.2 Elect Director Bradley T. Gerstner Mgmt For For
1.3 Elect Director Kristina M. Leslie Mgmt For For
1.4 Elect Director Jaynie Miller Studenmund Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
RIVERBED TECHNOLOGY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RVBD 01-Jun-11 USA 768573107 Annual 11-Apr-11
CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Michael R. Kourey Mgmt For For
2 Elect Director Mark S. Lewis Mgmt For For
3 Elect Director Steven McCanne Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SAKS INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SKS 01-Jun-11 USA 79377W108 Annual 06-Apr-11
CUSIP: 79377W108 ISIN: US79377W1080 SEDOL: 2704786
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert B. Carter Mgmt For For
1.2 Elect Director Donald E. Hess Mgmt For For
1.3 Elect Director Jerry W. Levin Mgmt For For
1.4 Elect Director Michael S. Gross Mgmt For For
1.5 Elect Director Nora P. McAniff Mgmt For For
1.6 Elect Director Stephen I. Sadove Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Provide for Cumulative Voting SH Against Against
DIGITAL RIVER, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DRIV 02-Jun-11 USA 25388B104 Annual 07-Apr-11
CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas F. Madison Mgmt For For
1.2 Elect Director Cheryl F. Rosner Mgmt For For
1.3 Elect Director Alfred F. Castino Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Amend Omnibus Stock Plan Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Ratify Auditors Mgmt For For
GOOGLE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GOOG 02-Jun-11 USA 38259P508 Annual 04-Apr-11
CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Larry Page Mgmt For For
1.2 Elect Director Sergey Brin Mgmt For For
1.3 Elect Director Eric E. Schmidt Mgmt For For
1.4 Elect Director L. John Doerr Mgmt For For
1.5 Elect Director John L. Hennessy Mgmt For For
1.6 Elect Director Ann Mather Mgmt For For
1.7 Elect Director Paul S. Otellini Mgmt For For
1.8 Elect Director K. Ram Shriram Mgmt For For
1.9 Elect Director Shirley M. Tilghman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
7 Reduce Supermajority Vote Requirement SH Against Against
8 Report on Code of Conduct Compliance SH Against Against
INGERSOLL-RAND PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IR 02-Jun-11 Ireland G47791101 Annual 06-Apr-11
CUSIP: G47791101 ISIN: IE00B6330302 SEDOL: B633030
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Ann C. Berzin Mgmt For For
2 Elect Director John Bruton Mgmt For For
3 Elect Director Jared L. Cohon Mgmt For For
4 Elect Director Gary D. Forsee Mgmt For For
5 Elect Director Peter C. Godsoe Mgmt For For
6 Elect Director Edward E. Hagenlocker Mgmt For For
7 Elect Director Constance J. Horner Mgmt For For
8 Elect Director Michael W. Lamach Mgmt For For
9 Elect Director Theodore E. Martin Mgmt For For
10 Elect Director Richard J. Swift Mgmt For For
11 Elect Director Tony L. White Mgmt For For
12 Approve Executive Incentive Scheme Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Authorize Market Purchase Mgmt For For
16 Ratify Auditors Mgmt For For
OMEGA HEALTHCARE INVESTORS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OHI 02-Jun-11 USA 681936100 Annual 15-Apr-11
CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Harold J. Kloosterman Mgmt For For
1.2 Elect Director C. Taylor Pickett Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
THE BUCKLE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BKE 02-Jun-11 USA 118440106 Annual 25-Mar-11
CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Daniel J. Hirschfeld Mgmt For For
1.2 Elect Director Dennis H. Nelson Mgmt For For
1.3 Elect Director Karen B. Rhoads Mgmt For For
1.4 Elect Director James E. Shada Mgmt For For
1.5 Elect Director Robert E. Campbell Mgmt For For
1.6 Elect Director Bill L. Fairfield Mgmt For For
1.7 Elect Director Bruce L. Hoberman Mgmt For For
1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For
1.9 Elect Director Michael E. Huss Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
UNIVERSAL HEALTH REALTY INCOME TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UHT 02-Jun-11 USA 91359E105 Annual 04-Apr-11
CUSIP: 91359E105 ISIN: US91359E1055 SEDOL: 2927497
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Alan B. Miller Mgmt For For
1.2 Elect Director Randall C. Stein Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
WAL-MART STORES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WMT 03-Jun-11 USA 931142103 Annual 06-Apr-11
CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Aida M. Alvarez Mgmt For For
2 Elect Director James W. Breyer Mgmt For For
3 Elect Director M. Michele Burns Mgmt For For
4 Elect Director James I. Cash, Jr. Mgmt For For
5 Elect Director Roger C. Corbett Mgmt For For
6 Elect Director Douglas N. Daft Mgmt For For
7 Elect Director Michael T. Duke Mgmt For For
8 Elect Director Gregory B. Penner Mgmt For For
9 Elect Director Steven S Reinemund Mgmt For For
10 Elect Director H. Lee Scott, Jr. Mgmt For For
11 Elect Director Arne M. Sorenson Mgmt For For
12 Elect Director Jim C. Walton Mgmt For For
13 Elect Director S. Robson Walton Mgmt For For
14 Elect Director Christopher J. Williams Mgmt For For
15 Elect Director Linda S. Wolf Mgmt For For
16 Ratify Auditors Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
18 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
19 Amend EEO Policy to Prohibit Discrimination based on SH Against For
Gender Identity
20 Report on Political Contributions SH Against Against
21 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
22 Require Suppliers to Produce Sustainability Reports SH Against Against
23 Report on Climate Change Business Risks SH Against Against
SUN HYDRAULICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SNHY 06-Jun-11 USA 866942105 Annual 18-Apr-11
CUSIP: 866942105 ISIN: US8669421054 SEDOL: 2819282
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Christine L. Koski Mgmt For For
1.2 Elect Director David N. Wormley Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EVERCORE PARTNERS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EVR 07-Jun-11 USA 29977A105 Annual 14-Apr-11
CUSIP: 29977A105 ISIN: US29977A1051 SEDOL: B1BHXZ2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Roger C. Altman Mgmt For Withhold
1.2 Elect Director Pedro Aspe Mgmt For Withhold
1.3 Elect Director Richard I. Beattie Mgmt For Withhold
1.4 Elect Director Francois de Saint Phalle Mgmt For For
1.5 Elect Director Gail B. Harris Mgmt For For
1.6 Elect Director Curt Hessler Mgmt For For
1.7 Elect Director Anthony N. Pritzker Mgmt For For
1.8 Elect Director Ralph L. Schlosstein Mgmt For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
FRANCE TELECOM
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FTE 07-Jun-11 France F4113C103 Annual/Special 02-Jun-11
CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 1.40 per Mgmt For For
Share
4 Acknowledge Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Reelect Bernard Dufau as Director Mgmt For For
6 Elect Helle Kristoffersen as Director Mgmt For For
7 Elect Muriel Penicaud as Director Mgmt For For
8 Elect Jean Michel Severino as Director Mgmt For For
9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
10 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
2 Billion
11 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1.5 Billion
12 Approve Issuance of up to 20 Percent of Issued Capital Per Mgmt For For
Year for a Private Placement, up to Aggregate Nominal
Amount of EUR 1.5 Billion
13 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote under Items 10, 11 and 12 Above
14 Authorize Capital Increase of up to EUR 1.5 Billion for Future Mgmt For For
Exchange Offers
15 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
16 Authorize Capital Increase of up to EUR 35 Million to Holders Mgmt For For
of Orange SA Stock Options or Shares in Connection with
France Telecom Liquidity Agreement
17 Authorize up to EUR 500,000 for Issuance of Free Option- Mgmt For For
Based Liquidity Instruments Reserved for Holders of Orange
SA Stock Options Benefiting from a Liquidity Agreement
18 Set Total Limit for Capital Increase to Result from All Mgmt For For
Issuance Requests under Items 10 to 17 at EUR 3.5 Billion
19 Approve Issuance of Securities Convertible into Debt up to Mgmt For For
Aggregate Nominal Amount of EUR 7 Billion
20 Authorize Capitalization of Reserves of Up to EUR 2 Billion Mgmt For For
for Bonus Issue or Increase in Par Value
21 Approve Employee Stock Purchase Plan Mgmt For For
22 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
23 Authorize Filing of Required Documents/Other Formalities Mgmt For For
MASTERCARD INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MA 07-Jun-11 USA 57636Q104 Annual 13-Apr-11
CUSIP: 57636Q104 ISIN: US57636Q1040 SEDOL: B121557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Marc Olivie Mgmt For For
2 Elect Director Rima Qureshi Mgmt For For
3 Elect Director Mark Schwartz Mgmt For For
4 Elect Director Jackson P. Tai Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
QUEST SOFTWARE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
QSFT 07-Jun-11 USA 74834T103 Annual 19-Apr-11
CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Vincent C. Smith Mgmt For For
1.2 Elect Director Douglas F. Gam Mgmt For For
1.3 Elect Director Augustine L. Nieto II Mgmt For For
1.4 Elect Director Kevin M. Klausmeyer Mgmt For For
1.5 Elect Director Paul A. Sallaberry Mgmt For For
1.6 Elect Director H. John Dirks Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CATERPILLAR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CAT 08-Jun-11 USA 149123101 Annual 11-Apr-11
CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David L. Calhoun Mgmt For For
1.2 Elect Director Daniel M. Dickinson Mgmt For For
1.3 Elect Director Eugene V. Fife Mgmt For For
1.4 Elect Director Juan Gallardo Mgmt For For
1.5 Elect Director David R. Goode Mgmt For For
1.6 Elect Director Jesse J. Greene, Jr. Mgmt For For
1.7 Elect Director Peter A. Magowan Mgmt For For
1.8 Elect Director Dennis A. Muilenburg Mgmt For For
1.9 Elect Director Douglas R. Oberhelman Mgmt For For
1.10 Elect Director William A. Osborn Mgmt For For
1.11 Elect Director Charles D. Powell Mgmt For For
1.12 Elect Director Edward B. Rust, Jr. Mgmt For For
1.13 Elect Director Susan C. Schwab Mgmt For For
1.14 Elect Director Joshua I. Smith Mgmt For For
1.15 Elect Director Miles D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Report on Political Contributions SH Against Against
7 Stock Retention/Holding Period SH Against Against
8 Require a Majority Vote for the Election of Directors SH Against For
9 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
10 Require Independent Board Chairman SH Against Against
11 Review and Assess Human Rights Policies SH Against For
12 Adopt a Policy in which the Company will not Make or SH Against Against
Promise to Make Any Death Benefit Payments to Senior
Executives
DEVON ENERGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DVN 08-Jun-11 USA 25179M103 Annual 11-Apr-11
CUSIP: 25179M103 ISIN: US25179M1036 SEDOL: 2480677
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert H. Henry Mgmt For For
1.2 Elect Director John A. Hill Mgmt For For
1.3 Elect Director Michael M. Kanovsky Mgmt For For
1.4 Elect Director Robert A. Mosbacher, Jr Mgmt For For
1.5 Elect Director J. Larry Nichols Mgmt For For
1.6 Elect Director Duane C. Radtke Mgmt For For
1.7 Elect Director Mary P. Ricciardello Mgmt For For
1.8 Elect Director John Richels Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Reduce Supermajority Vote Requirement Mgmt For For
5 Amend Certificate of Incorporation Mgmt For For
6 Ratify Auditors Mgmt For For
7 Provide Right to Act by Written Consent SH Against For
AMEDISYS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMED 09-Jun-11 USA 023436108 Annual 15-Apr-11
CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William F. Borne Mgmt For For
1.2 Elect Director Ronald A. LaBorde Mgmt For For
1.3 Elect Director Jake L. Netterville Mgmt For For
1.4 Elect Director David R. Pitts Mgmt For For
1.5 Elect Director Peter F. Ricchiuti Mgmt For For
1.6 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
LIMELIGHT NETWORKS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LLNW 09-Jun-11 USA 53261M104 Annual 13-Apr-11
CUSIP: 53261M104 ISIN: US53261M1045 SEDOL: B1YB674
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Walter D. Amaral Mgmt For For
1.2 Elect Director Thomas Falk Mgmt For For
1.3 Elect Director Jeffrey W. Lunsford Mgmt For For
1.4 Elect Director Peter J. Perrone Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Increase Authorized Common Stock Mgmt For Against
US AIRWAYS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LCC 09-Jun-11 USA 90341W108 Annual 11-Apr-11
CUSIP: 90341W108 ISIN: US90341W1080 SEDOL: B0LGKM8
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Bruce R. Lakefield Mgmt For For
2 Elect Director W. Douglas Parker Mgmt For For
3 Ratify Auditors Mgmt For For
4 Approve Omnibus Stock Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Provide for Cumulative Voting SH Against Against
WORLD FUEL SERVICES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
INT 10-Jun-11 USA 981475106 Annual 11-Apr-11
CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Paul H. Stebbins Mgmt For For
1.2 Elect Director Michael J. Kasbar Mgmt For For
1.3 Elect Director Ken Bakshi Mgmt For For
1.4 Elect Director Richard A. Kassar Mgmt For For
1.5 Elect Director Myles Klein Mgmt For For
1.6 Elect Director John L. Manley Mgmt For For
1.7 Elect Director J. Thomas Presby Mgmt For For
1.8 Elect Director Stephen K. Roddenberry Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
NICOR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GAS 14-Jun-11 USA 654086107 Annual 18-Apr-11
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. M. Beavers, Jr. Mgmt For For
1.2 Elect Director B. P. Bickner Mgmt For For
1.3 Elect Director J. H. Birdsall, III Mgmt For For
1.4 Elect Director N. R. Bobins Mgmt For For
1.5 Elect Director B. J. Gaines Mgmt For For
1.6 Elect Director R. A. Jean Mgmt For For
1.7 Elect Director D. J. Keller Mgmt For For
1.8 Elect Director R. E. Martin Mgmt For For
1.9 Elect Director G. R. Nelson Mgmt For For
1.10 Elect Director A. J. Olivera Mgmt For For
1.11 Elect Director J. Rau Mgmt For For
1.12 Elect Director J. C. Staley Mgmt For For
1.13 Elect Director R. M. Strobel Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
NICOR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GAS 14-Jun-11 USA 654086107 Special 20-Apr-11
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMMD 15-Jun-11 USA 02744M108 Special 09-May-11
CUSIP: 02744M108 ISIN: US02744M1080 SEDOL: 2619998
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
FREEPORT-MCMORAN COPPER & GOLD INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FCX 15-Jun-11 USA 35671D857 Annual 19-Apr-11
CUSIP: 35671D857 ISIN: US35671D8570 SEDOL: 2352118
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard C. Adkerson Mgmt For For
1.2 Elect Director Robert J. Allison, Jr. Mgmt For For
1.3 Elect Director Robert A. Day Mgmt For For
1.4 Elect Director Gerald J. Ford Mgmt For For
1.5 Elect Director H. Devon Graham, Jr. Mgmt For For
1.6 Elect Director Charles C. Krulak Mgmt For For
1.7 Elect Director Bobby Lee Lackey Mgmt For For
1.8 Elect Director Jon C. Madonna Mgmt For For
1.9 Elect Director Dustan E. McCoy Mgmt For For
1.10 Elect Director James R. Moffett Mgmt For For
1.11 Elect Director B.M. Rankin, Jr. Mgmt For For
1.12 Elect Director Stephen H. Siegele Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
5 Request Director Nominee with Environmental Qualifications SH Against For
LIVE NATION ENTERTAINMENT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LYV 15-Jun-11 USA 538034109 Annual 20-Apr-11
CUSIP: 538034109 ISIN: US5380341090 SEDOL: B0T7YX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jonathan Dolgen Mgmt For For
1.2 Elect Director Robert Ted Enloe, III Mgmt For For
1.3 Elect Director Jeffrey T. Hinson Mgmt For For
1.4 Elect Director James S. Kahan Mgmt For For
2 Approve Issuance of Shares for a Private Placement Mgmt For Against
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
7 Ratify Auditors Mgmt For For
THE MEN'S WEARHOUSE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MW 15-Jun-11 USA 587118100 Annual 18-Apr-11
CUSIP: 587118100 ISIN: US5871181005 SEDOL: 2576327
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director George Zimmer Mgmt For For
1.2 Elect Director David H. Edwab Mgmt For For
1.3 Elect Director Rinaldo S. Brutoco Mgmt For For
1.4 Elect Director Michael L. Ray Mgmt For For
1.5 Elect Director Sheldon I. Stein Mgmt For For
1.6 Elect Director Deepak Chopra Mgmt For For
1.7 Elect Director William B. Sechrest Mgmt For For
1.8 Elect Director Larry R. Katzen Mgmt For For
1.9 Elect Director Grace Nichols Mgmt For For
1.10 Elect Director Douglas S. Ewert Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Ratify Auditors Mgmt For For
BANCO SANTANDER S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 16-Jun-11 Spain E19790109 Annual 09-Jun-11
CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.A Accept Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports for FY 2010
1.B Approve Discharge of Directors for FY 2010 Mgmt For For
2 Approve Allocation of Income for FY 2010 Mgmt For For
3.A Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as Mgmt For Against
Director
3.B Reelect Rodrigo Echenique Gordillo as Director Mgmt For Against
3.C Reelect Lord Burns as Director Mgmt For Against
3.D Reelect Assicurazioni Generali S.p.A. as Director Mgmt For Against
4 Reelect Deloitte, S.L. as Auditors for FY 2011 Mgmt For For
5.A Amend Articles 8, 11, 15, 16 and 18 Re: Equity-Related Mgmt For For
5.B Amend Several Articles of Bylaws Mgmt For For
5.C Amend Article 62 and 69 of Bylaws Mgmt For For
6.A Amend Preamble and Article 2 of General Meeting Regulations Mgmt For For
6.B Amend Articles 4, 5 and 8 of General Meeting Regulations; Mgmt For For
Add Article 6 Bis to General Meeting Regulations
6.C Amend Article 12, 19, 21 and Additional Provision of General Mgmt For For
Meeting Regulations
7 Grant Board Authorization to Increase Capital Mgmt For For
8.A Authorize Increase in Capital Charged to Voluntary Reserves Mgmt For For
for Bonus Issue; Amend Article 5 of Bylaws Accordingly;
Approve Listing of Shares
8.B Authorize Increase in Capital Charged to Voluntary Reserves Mgmt For For
for Bonus Issue; Amend Article 5 of Bylaws Accordingly;
Approve Listing of Shares
9.A Authorize to Issuance of Convertible and/or Exchangeable Mgmt For For
Debt Securities Including Warrants Without Preemptive
Rights; Void Authorization Granted at 2010 AGM
9.B Authorize Issuance of Non Convertible Debt Securities Mgmt For For
Including Warrants
10.A Approve Sixth Cycle of Performance Share Plan Mgmt For For
10.B Approve Second Cycle of Deferred and Conditional Share Plan Mgmt For For
10.C Approve First Cycle of Deferred and Conditional Variable Mgmt For For
Remuneration Plan
10.D Approve Savings Plan for Santander UK plc Employees and Mgmt For For
Other Companies of Santander Group in UK
11 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
12 Advisory Vote on Remuneration Policy Report Mgmt For For
EQUITY RESIDENTIAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQR 16-Jun-11 USA 29476L107 Annual 31-Mar-11
CUSIP: 29476L107 ISIN: US29476L1070 SEDOL: 2319157
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John W. Alexander Mgmt For For
1.2 Elect Director Charles L. Atwood Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Bradley A. Keywell Mgmt For For
1.5 Elect Director John E. Neal Mgmt For For
1.6 Elect Director David J. Neithercut Mgmt For For
1.7 Elect Director Mark S. Shapiro Mgmt For For
1.8 Elect Director Gerald A. Spector Mgmt For For
1.9 Elect Director B. Joseph White Mgmt For For
1.10 Elect Director Samuel Zell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Provide for Cumulative Voting SH Against Against
7 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
SALIX PHARMACEUTICALS, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLXP 16-Jun-11 USA 795435106 Annual 20-Apr-11
CUSIP: 795435106 ISIN: US7954351067 SEDOL: 2693981
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John F. Chappell Mgmt For For
1.2 Elect Director Thomas W. D'Alonzo Mgmt For For
1.3 Elect Director Richard A. Franco, Sr. Mgmt For For
1.4 Elect Director William P. Keane Mgmt For For
1.5 Elect Director Carolyn J. Logan Mgmt For For
1.6 Elect Director Mark A. Sirgo Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
GSI COMMERCE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSIC 17-Jun-11 USA 36238G102 Special 09-May-11
CUSIP: 36238G102 ISIN: US36238G1022 SEDOL: 2134101
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
NTT DOCOMO INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9437 17-Jun-11 Japan J59399105 Annual 31-Mar-11
CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
2600
2 Amend Articles To Amend Business Lines Mgmt For For
3.1 Elect Director Shindo, Tsutomu Mgmt For For
3.2 Elect Director Kagawa, Wataru Mgmt For For
3.3 Elect Director Yoshizawa, Kazuhiro Mgmt For For
4.1 Appoint Statutory Auditor Hoshizawa, Shuro Mgmt For For
4.2 Appoint Statutory Auditor Yoshizawa, Kyoichi Mgmt For Against
4.3 Appoint Statutory Auditor Morosawa, Haruo Mgmt For For
4.4 Appoint Statutory Auditor Tsujiyama, Eiko Mgmt For For
TOYOTA MOTOR CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7203 17-Jun-11 Japan J92676113 Annual 31-Mar-11
CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For
2 Amend Articles To Decrease Maximum Board Size Mgmt For For
3.1 Elect Director Cho, Fujio Mgmt For For
3.2 Elect Director Toyoda, Akio Mgmt For For
3.3 Elect Director Uchiyamada, Takeshi Mgmt For For
3.4 Elect Director Funo, Yukitoshi Mgmt For For
3.5 Elect Director Niimi, Atsushi Mgmt For For
3.6 Elect Director Sasaki, Shinichi Mgmt For For
3.7 Elect Director Ozawa, Satoshi Mgmt For For
3.8 Elect Director Kodaira, Nobuyori Mgmt For For
3.9 Elect Director Furuhashi, Mamoru Mgmt For For
3.10 Elect Director Ijichi, Takahiko Mgmt For For
3.11 Elect Director Ihara, Yasumori Mgmt For For
4.1 Appoint Statutory Auditor Matsuo, Kunihiro Mgmt For For
4.2 Appoint Statutory Auditor Wake, Yoko Mgmt For For
4.3 Appoint Statutory Auditor Ichimaru, Yoichiro Mgmt For For
4.4 Appoint Statutory Auditor Kato, Masahiro Mgmt For For
5 Approve Adjustment to Aggregate Compensation Ceiling for Mgmt For For
Directors
6 Approve Annual Bonus Payment to Directors Mgmt For For
BRIGHAM EXPLORATION COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BEXP 21-Jun-11 USA 109178103 Annual 25-Apr-11
CUSIP: 109178103 ISIN: US1091781039 SEDOL: 2107415
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ben M. Brigham Mgmt For For
1.2 Elect Director David T. Brigham Mgmt For For
1.3 Elect Director Harold D. Carter Mgmt For For
1.4 Elect Director Stephen C. Hurley Mgmt For For
1.5 Elect Director Stephen P. Reynolds Mgmt For For
1.6 Elect Director Hobart A. Smith Mgmt For For
1.7 Elect Director Scott W. Tinker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Amend Non-Employee Director Stock Option Plan Mgmt For For
6 Approve Stock Grant to Non-Employee Directors Mgmt For For
INVESTORS BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ISBC 21-Jun-11 USA 46146P102 Annual 25-Apr-11
CUSIP: 46146P102 ISIN: US46146P1021 SEDOL: B0J2NT6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Doreen R. Byrnes Mgmt For Withhold
1.2 Elect Director Stephen J. Szabatin Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
MIZUHO FINANCIAL GROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8411 21-Jun-11 Japan J4599L102 Annual 31-Mar-11
CUSIP: J4599L102 ISIN: JP3885780001 SEDOL: 6591014
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2 Amend Articles To Increase Authorized Capital Mgmt For For
3.1 Elect Director Sato, Yasuhiro Mgmt For For
3.2 Elect Director Nishizawa, Junichi Mgmt For For
3.3 Elect Director Tsuchiya, Mitsuaki Mgmt For For
3.4 Elect Director Kono, Masaaki Mgmt For For
3.5 Elect Director Nomiyama, Akihiko Mgmt For For
3.6 Elect Director Ohashi, Mitsuo Mgmt For For
3.7 Elect Director Anraku, Kanemitsu Mgmt For For
4.1 Appoint Statutory Auditor Shigeji, Yoshinobu Mgmt For For
4.2 Appoint Statutory Auditor Iyoda, Toshinari Mgmt For For
4.3 Appoint Statutory Auditor Imai, Isao Mgmt For For
5 Amend Articles to Require Sound Corporate Evaluations SH Against Against
6 Amend Articles to Require Appointment of a Committee to SH Against Against
Investigate Evaluations by Mizuho Subsidiaries Later Ruled to
be At Least 50 Percent Underestimates or 100 Percent
Overstatements (viz. Kanebo)
7 Amend Articles to Require Subsidiaries Owning Shares in SH Against For
Allied Firms to Vote Shares Appropriately
8 Amend Articles to Require Disclosure of Individual SH Against For
Breakdown of Director and Officer Compensation, including
Payments to Former Directors and Officers
9 Amend Articles to Mandate All Possible Measures to Avoid SH Against Against
ATM System Outages
10 Amend Articles to Relax Limit to Allow Shareholder Proposal SH Against For
Justification Statements Up to 4,000 Characters
KOMATSU LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6301 22-Jun-11 Japan J35759125 Annual 31-Mar-11
CUSIP: J35759125 ISIN: JP3304200003 SEDOL: 6496584
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 20 Mgmt For For
2.1 Elect Director Sakane, Masahiro Mgmt For For
2.2 Elect Director Noji, Kunio Mgmt For For
2.3 Elect Director Komamura, Yoshinori Mgmt For For
2.4 Elect Director Ohashi, Tetsuji Mgmt For For
2.5 Elect Director Hotta, Kensuke Mgmt For For
2.6 Elect Director Kano, Noriaki Mgmt For For
2.7 Elect Director Ikeda, Koichi Mgmt For For
2.8 Elect Director Hironaka, Mamoru Mgmt For For
2.9 Elect Director Fujitsuka, Mikio Mgmt For For
2.10 Elect Director Takamura, Fujitoshi Mgmt For For
3 Appoint Statutory Auditor Kamano, Hiroyuki Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
5 Approve Deep Discount Stock Option Plan Mgmt For For
TOSHIBA CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6502 22-Jun-11 Japan J89752117 Annual 31-Mar-11
CUSIP: J89752117 ISIN: JP3592200004 SEDOL: 6897217
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nishida, Atsutoshi Mgmt For For
1.2 Elect Director Sasaki, Norio Mgmt For For
1.3 Elect Director Muromachi, Masashi Mgmt For For
1.4 Elect Director Muraoka, Fumio Mgmt For For
1.5 Elect Director Horioka, Hiroshi Mgmt For For
1.6 Elect Director Hirabayashi, Hiroshi Mgmt For For
1.7 Elect Director Sasaki, Takeshi Mgmt For For
1.8 Elect Director Kosugi, Takeo Mgmt For For
1.9 Elect Director Shimomitsu, Hidejiro Mgmt For For
1.10 Elect Director Tanaka, Hisao Mgmt For For
1.11 Elect Director Kitamura, Hideo Mgmt For For
1.12 Elect Director Watanabe, Toshiharu Mgmt For For
1.13 Elect Director Kubo, Makoto Mgmt For For
2 Amend Articles to Require Investigation, Disclosure to SH Against Against
Mainichi Shimbun of Work Logs Used in Fraudulent Billing of
NEDO
3 Amend Articles to Require Investigation, Disclosure to SH Against Against
Yomiuri Shimbun of Employee's Refusal Document to
Fabricate Work Logs Used in Behind Fraudulent Billing of
NEDO
4 Amend Articles to Require Investigation, Disclosure to Asahi SH Against Against
Shimbun of Keihin Office Head Warned About Fraudulent
Billing of NEDO
5 Amend Articles to Require Investigation, Disclosure to Sankei SH Against Against
Shimbun of Sr. VP of Energy System Group Who Oversaw
Keihin Office
6 Amend Articles to Require Investigation, Disclosure to Nihon SH Against Against
Keizai Shimbun of Document Notifying Then-President Sato
of Fraudulent Billing of NEDO
7 Amend Articles to Require Investigation, Disclosure to SH Against Against
Mainichi Shimbun of M.O. and Employee Criminal Awareness
in Fraudulent Billing of NEDO
8 Amend Articles to Require Investigation, Disclosure to SH Against Against
Yomiuri Shimbun of Organized Crime, Coverup 1 (Keihin
Office), Coverup 2 (Headquarters), Coverup 3 (Unexplained
Punishments)
9 Amend Articles to Require Investigation, Disclosure to Asahi SH Against Against
Shimbun of Seven Measures Taken by Headquarters in NEDO
Affair
10 Amend Articles to Require Investigation, Disclosure to Sankei SH Against Against
Shimbun of NEDO Findings, Toshiba Reaction, Costs,
Damage in NEDO Affair
11 Amend Articles to Require Investigation, Disclosure to Nihon SH Against Against
Keizai Shimbun of Who Was Responsible for the NEDO Affair
and Coverup
12 Amend Articles to Require Detailed Answers to All Questions SH Against Against
at Shareholder Meetings
13 Amend Articles to Prohibit Deeming Non-Votes as Votes FOR SH Against For
Management Proposals, AGAINST Shareholder Proposals
14 Amend Articles to Systematize and Disclose Punitive Action SH Against Against
Against Directors
15 Amend Articles to Require Detailed Historical Disclosure of SH Against Against
Director and Officer Punitive Action
16 Amend Articles to Require Disclosure to Mainichi Shimbun of SH Against Against
Specific Accomplishments and Compensation of Each Officer,
and Costs Incurred in their Hiring
17 Amend Articles to Require Disclosure to Yomiuri Shimbun of SH Against Against
Reasons for Retaining, Specific Tasks/Accomplishments,
Compensation and Cost Incurred to Recruit Consultants and
Friends of the Firm
18 Amend Articles to Require Disclosure to Asahi Shimbun of SH Against Against
Number, Positions Held, Origin Agencies of All Hires of Civil
Servants, with Annual Breakdown of Revenue from Each
Agency
19 Amend Articles to Mandate JPY 2200 an Hour Minimum SH Against Against
Wage to Temporary Workers
20 Amend Articles to Mandate JPY 5 per Share Minimum SH Against Against
Dividend per Year for Five Years
21.1 Appoint Shareholder Nominee Watanabe, Seigo to the Board SH Against Against
21.2 Appoint Shareholder Nominee Koyama, Yoshio to the Board SH Against Against
21.3 Appoint Shareholder Nominee Ozono, Jiro to the Board SH Against Against
21.4 Appoint Shareholder Nominee Shintani, Masataka to the SH Against Against
Board
21.5 Appoint Shareholder Nominee Isu, Yuichiro to the Board SH Against Against
21.6 Appoint Shareholder Nominee Tanigawa, Kazuo to the Board SH Against Against
21.7 Appoint Shareholder Nominee Hatano, Koichi to the Board SH Against Against
21.8 Appoint Shareholder Nominee Miki, Yoshiaki to the Board SH Against Against
21.9 Appoint Shareholder Nominee Sasaki, Tomohiko to the Board SH Against Against
21.10 Appoint Shareholder Nominee Miyamoto, Toshiki to the Board SH Against Against
21.11 Appoint Shareholder Nominee Oshima, Toshiyuki to the Board SH Against Against
21.12 Appoint Shareholder Nominee Sato, Fumio to the Board SH Against Against
21.13 Appoint Shareholder Nominee Nishimuro, Taizo to the Board SH Against Against
21.14 Appoint Shareholder Nominee Okamura, Tadashi to the Board SH Against Against
21.15 Appoint Shareholder Nominee Shimagami, Kiyoaki to the SH Against Against
Board
EAST JAPAN RAILWAY CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9020 23-Jun-11 Japan J1257M109 Annual 31-Mar-11
CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For
2 Amend Articles To Streamline Board Structure Mgmt For For
3 Elect Director Takahashi, Makoto Mgmt For For
4.1 Appoint Statutory Auditor Hoshino, Shigeo Mgmt For For
4.2 Appoint Statutory Auditor Higashikawa, Hajime Mgmt For For
4.3 Appoint Statutory Auditor Harayama, Kiyomi Mgmt For For
5 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
6 Amend Articles to Authorize Company to Direct Subsidiary to SH Against Against
Investigate Medical Practitioners Law (MPL) Violations by
Tenant Shop Employees
7 Direct Dept Store Subsidiary to Retain Asahi Shimbun to SH Against Against
Investigate MPL Violation at Tenant Contact-Lens Shops
8 Direct Dept Store Subsidiary to Retain Asahi Shimbun to SH Against Against
Check for MPL Violations when Accepting New Tenant Shops
HONDA MOTOR CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7267 23-Jun-11 Japan J22302111 Annual 31-Mar-11
CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 15 Mgmt For For
2 Amend Articles To Authorize Public Announcements in Mgmt For For
Electronic Format - Authorize Internet Disclosure of
Shareholder Meeting Materials - Decrease Maximum Board
Size - Abolish Annual Bonus Payment for Statutory Auditors
3.1 Elect Director Kondo, Koichi Mgmt For For
3.2 Elect Director Ito, Takanobu Mgmt For For
3.3 Elect Director Hamada, Akio Mgmt For For
3.4 Elect Director Oyama, Tatsuhiro Mgmt For For
3.5 Elect Director Ike, Fumihiko Mgmt For For
3.6 Elect Director Kawanabe, Tomohiko Mgmt For For
3.7 Elect Director Hogen, Kensaku Mgmt For For
3.8 Elect Director Kuroyanagi, Nobuo Mgmt For For
3.9 Elect Director Fukui, Takeo Mgmt For For
3.10 Elect Director Yamada, Takuji Mgmt For For
3.11 Elect Director Yoshida, Masahiro Mgmt For For
3.12 Elect Director Yamamoto, Yoshiharu Mgmt For For
4.1 Appoint Statutory Auditor Abe, Hirotake Mgmt For For
4.2 Appoint Statutory Auditor Iwashita, Tomochika Mgmt For Against
5 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
6 Approve Adjustment to Aggregate Compensation Ceilings for Mgmt For For
Directors and Statutory Auditors
HORNBECK OFFSHORE SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HOS 23-Jun-11 USA 440543106 Annual 25-Apr-11
CUSIP: 440543106 ISIN: US4405431069 SEDOL: B00G814
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Todd M. Hornbeck Mgmt For For
1.2 Elect Director Patricia B. Melcher Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
YAHOO! INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
YHOO 23-Jun-11 USA 984332106 Annual 26-Apr-11
CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol Bartz Mgmt For For
2 Elect Director Roy J. Bostock Mgmt For For
3 Elect Director Patti S. Hart Mgmt For For
4 Elect Director Susan M. James Mgmt For For
5 Elect Director Vyomesh Joshi Mgmt For For
6 Elect Director David W. Kenny Mgmt For For
7 Elect Director Arthur H. Kern Mgmt For For
8 Elect Director Brad D. Smith Mgmt For For
9 Elect Director Gary L. Wilson Mgmt For For
10 Elect Director Jerry Yang Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
14 Adopt Human Rights Policies Regarding the Sale of SH Against Against
Technology and Technical Assistance
MITSUBISHI CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8058 24-Jun-11 Japan J43830116 Annual 31-Mar-11
CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 39 Mgmt For For
2.1 Elect Director Kojima, Yorihiko Mgmt For For
2.2 Elect Director Kobayashi, Ken Mgmt For For
2.3 Elect Director Ueda, Ryoichi Mgmt For For
2.4 Elect Director Yano, Masahide Mgmt For For
2.5 Elect Director Nabeshima, Hideyuki Mgmt For For
2.6 Elect Director Nakahara, Hideto Mgmt For For
2.7 Elect Director Fujimura, Kiyoshi Mgmt For For
2.8 Elect Director Nagai, Yasuo Mgmt For For
2.9 Elect Director Nomakuchi, Tamotsu Mgmt For For
2.10 Elect Director Ito, Kunio Mgmt For For
2.11 Elect Director Tsukuda, Kazuo Mgmt For Against
2.12 Elect Director Kato, Ryozo Mgmt For For
2.13 Elect Director Konno, Hidehiro Mgmt For For
3 Appoint Statutory Auditor Noma, Osamu Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
MITSUI & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8031 24-Jun-11 Japan J44690139 Annual 31-Mar-11
CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 27 Mgmt For For
2.1 Elect Director Utsuda, Shoei Mgmt For For
2.2 Elect Director Iijima, Masami Mgmt For For
2.3 Elect Director Tanaka, Seiichi Mgmt For For
2.4 Elect Director Omae, Takao Mgmt For For
2.5 Elect Director Komai, Masayoshi Mgmt For For
2.6 Elect Director Kawashima, Fuminobu Mgmt For For
2.7 Elect Director Saiga, Daisuke Mgmt For For
2.8 Elect Director Okada, Joji Mgmt For For
2.9 Elect Director Kinoshita, Masayuki Mgmt For For
2.10 Elect Director Matsubara, Nobuko Mgmt For For
2.11 Elect Director Nonaka, Ikujiro Mgmt For For
2.12 Elect Director Hirabayashi, Hiroshi Mgmt For For
2.13 Elect Director Muto, Toshiro Mgmt For For
3.1 Appoint Statutory Auditor Miura, Satoru Mgmt For For
3.2 Appoint Statutory Auditor Murakami, Motonori Mgmt For For
PANASONIC CORP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6752 24-Jun-11 Japan J6354Y104 Annual 31-Mar-11
CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nakamura, Kunio Mgmt For For
1.2 Elect Director Matsushita, Masayuki Mgmt For For
1.3 Elect Director Otsubo, Fumio Mgmt For For
1.4 Elect Director Sakamoto, Toshihiro Mgmt For For
1.5 Elect Director Mori, Takahiro Mgmt For For
1.6 Elect Director Katsura, Yasuo Mgmt For For
1.7 Elect Director Morita, Ken Mgmt For For
1.8 Elect Director Kashima, Ikusaburo Mgmt For For
1.9 Elect Director Yamada, Yoshihiko Mgmt For For
1.10 Elect Director Takami, Kazunori Mgmt For For
1.11 Elect Director Uenoyama, Makoto Mgmt For For
1.12 Elect Director Harada, Masatoshi Mgmt For For
1.13 Elect Director Toyama, Takashi Mgmt For For
1.14 Elect Director Uno, Ikuo Mgmt For For
1.15 Elect Director Oku, Masayuki Mgmt For For
1.16 Elect Director Matsushita, Masaharu Mgmt For For
1.17 Elect Director Tsuga, Kazuhiro Mgmt For For
1.18 Elect Director Miyata, Yoshiiku Mgmt For For
1.19 Elect Director Miyabe, Yoshiyuki Mgmt For For
1.20 Elect Director Nakagawa, Yoshiaki Mgmt For For
2.1 Appoint Statutory Auditor Yoshino, Yasuo Mgmt For Against
2.2 Appoint Statutory Auditor Furuta, Yoshihiro Mgmt For For
TAKEDA PHARMACEUTICAL CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
4502 24-Jun-11 Japan J8129E108 Annual 31-Mar-11
CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For
2.1 Elect Director Hasegawa, Yasuchika Mgmt For For
2.2 Elect Director Yoshida, Toyoji Mgmt For For
2.3 Elect Director Yamanaka, Yasuhiko Mgmt For For
2.4 Elect Director Okawa, Shigenori Mgmt For For
2.5 Elect Director Frank Morich Mgmt For For
2.6 Elect Director Yamada, Tadataka Mgmt For For
2.7 Elect Director Sudo, Fumio Mgmt For For
2.8 Elect Director Kojima, Yorihiko Mgmt For For
3 Appoint Statutory Auditor Sakurada, Teruo Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
NOMURA HOLDINGS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8604 28-Jun-11 Japan J59009159 Annual 31-Mar-11
CUSIP: J59009159 ISIN: JP3762600009 SEDOL: 6643108
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Watanabe, Kenichi Mgmt For For
1.2 Elect Director Shibata, Takumi Mgmt For For
1.3 Elect Director Itatani, Masanori Mgmt For For
1.4 Elect Director Nishimatsu, Masanori Mgmt For For
1.5 Elect Director Tsuji, Haruo Mgmt For For
1.6 Elect Director Fujinuma, Tsuguoki Mgmt For Against
1.7 Elect Director Sakane, Masahiro Mgmt For For
1.8 Elect Director Colin Marshall Mgmt For For
1.9 Elect Director Clara Furse Mgmt For For
1.10 Elect Director Koga, Nobuyuki Mgmt For For
1.11 Elect Director David Benson Mgmt For For
1.12 Elect Director Kusakari, Takao Mgmt For For
1.13 Elect Director Kanemoto, Toshinori Mgmt For For
1.14 Elect Director Michael Lim Choo san Mgmt For For
2 Amend Articles To Amend Business Lines - Amend Provisions Mgmt For For
on Preferred Shares
SONY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6758 28-Jun-11 Japan J76379106 Annual 31-Mar-11
CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stringer, Howard Mgmt For For
1.2 Elect Director Chuubachi, Ryoji Mgmt For For
1.3 Elect Director Kobayashi, Yotaro Mgmt For For
1.4 Elect Director Yamauchi, Yoshiaki Mgmt For For
1.5 Elect Director Bonfield, Peter Mgmt For For
1.6 Elect Director Cho, Fujio Mgmt For For
1.7 Elect Director Yasuda, Ryuuji Mgmt For For
1.8 Elect Director Uchinaga, Yukako Mgmt For For
1.9 Elect Director Yahagi, Mitsuaki Mgmt For For
1.10 Elect Director Hsieh, Tsun-Yan Mgmt For For
1.11 Elect Director Hernandez, Roland Mgmt For For
1.12 Elect Director Anraku, Kanemitsu Mgmt For For
1.13 Elect Director Kojima, Yorihiko Mgmt For For
1.14 Elect Director Nagayama, Osamu Mgmt For For
1.15 Elect Director Anzai, Yuuichiro Mgmt For For
2 Approve Stock Option Plan Mgmt For For
TOKYO ELECTRIC POWER CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9501 28-Jun-11 Japan J86914108 Annual 31-Mar-11
CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Aizawa, Zengo Mgmt For For
1.2 Elect Director Aoyama, Yasushi Mgmt For For
1.3 Elect Director Arai, Takao Mgmt For For
1.4 Elect Director Katsumata, Tsunehisa Mgmt For For
1.5 Elect Director Kimura, Shigeru Mgmt For For
1.6 Elect Director Komori, Akio Mgmt For For
1.7 Elect Director Sano, Toshihiro Mgmt For For
1.8 Elect Director Takatsu, Hiroaki Mgmt For For
1.9 Elect Director Takei, Masaru Mgmt For For
1.10 Elect Director Tsuzumi, Norio Mgmt For For
1.11 Elect Director Naito, Yoshihiro Mgmt For For
1.12 Elect Director Nishizawa, Toshio Mgmt For For
1.13 Elect Director Hirose, Naomi Mgmt For For
1.14 Elect Director Fujimoto, Takashi Mgmt For For
1.15 Elect Director Miyamoto, Fumiaki Mgmt For For
1.16 Elect Director Yamaguchi, Hiroshi Mgmt For For
1.17 Elect Director Yamazaki, Masao Mgmt For For
2.1 Appoint Statutory Auditor Fujiwara, Makio Mgmt For For
2.2 Appoint Statutory Auditor Matsumoto, Yoshihiko Mgmt For For
3 Shut Down and Retire Nuclear Plants Starting with Oldest SH Against Against
and Cancel All Nuclear Construction Plans
FANUC LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6954 29-Jun-11 Japan J13440102 Annual 31-Mar-11
CUSIP: J13440102 ISIN: JP3802400006 SEDOL: 6356934
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, With a Final Dividend of JPY Mgmt For For
98.59
2 Amend Articles To Change Company Name - Increase Mgmt For For
Maximum Board Size
3.1 Elect Director Inaba, Yoshiharu Mgmt For For
3.2 Elect Director Kojima, Hideo Mgmt For For
3.3 Elect Director Yamaguchi, Kenji Mgmt For For
3.4 Elect Director Gonda, Yoshihiro Mgmt For For
3.5 Elect Director Ito, Takayuki Mgmt For For
3.6 Elect Director Kurakake, Mitsuo Mgmt For For
3.7 Elect Director Kishi, Hajimu Mgmt For For
3.8 Elect Director Uchida, Hiroyuki Mgmt For For
3.9 Elect Director Matsubara, Shunsuke Mgmt For For
3.10 Elect Director Miyajima, Hidehiro Mgmt For For
3.11 Elect Director Noda, Hiroshi Mgmt For For
3.12 Elect Director Araki, Hiroshi Mgmt For For
3.13 Elect Director Kohari, Katsuo Mgmt For For
3.14 Elect Director Yamasaki, Mineko Mgmt For For
3.15 Elect Director Richard E Schneider Mgmt For For
3.16 Elect Director Olaf C Gehrels Mgmt For For
4.1 Appoint Statutory Auditor Kimura, Shunsuke Mgmt For For
4.2 Appoint Statutory Auditor Shimizu, Naoki Mgmt For For
4.3 Appoint Statutory Auditor Nakagawa, Takeo Mgmt For Against
MITSUBISHI ELECTRIC CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6503 29-Jun-11 Japan J43873116 Annual 31-Mar-11
CUSIP: J43873116 ISIN: JP3902400005 SEDOL: 6597045
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Shimomura, Setsuhiro Mgmt For For
1.2 Elect Director Yamanishi, Kenichiro Mgmt For For
1.3 Elect Director Saito, Masanori Mgmt For For
1.4 Elect Director Yoshimatsu, Hiroki Mgmt For For
1.5 Elect Director Hashimoto, Noritomo Mgmt For For
1.6 Elect Director Fujimoto, Ryosuke Mgmt For For
1.7 Elect Director Sakuyama, Masaki Mgmt For For
1.8 Elect Director Murayama, Hiroyoshi Mgmt For For
1.9 Elect Director Yanai, Shunji Mgmt For For
1.10 Elect Director Sasaki, Mikio Mgmt For Against
1.11 Elect Director Miki, Shigemitsu Mgmt For Against
1.12 Elect Director Makino, Fujiatsu Mgmt For For
MITSUBISHI UFJ FINANCIAL GROUP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8306 29-Jun-11 Japan J44497105 Annual 31-Mar-11
CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2.1 Elect Director Okihara, Takamune Mgmt For For
2.2 Elect Director Okauchi, Kinya Mgmt For For
2.3 Elect Director Nagayasu, Katsunori Mgmt For For
2.4 Elect Director Tanaka, Tatsuo Mgmt For For
2.5 Elect Director Hirano, Nobuyuki Mgmt For For
2.6 Elect Director Yuuki, Taihei Mgmt For For
2.7 Elect Director Hamakawa, Ichiro Mgmt For For
2.8 Elect Director Hasegawa, Masao Mgmt For For
2.9 Elect Director Toyoizumi, Toshiro Mgmt For For
2.10 Elect Director Teraoka, Shunsuke Mgmt For For
2.11 Elect Director Wakabayashi, Tatsuo Mgmt For For
2.12 Elect Director Oyamada, Takashi Mgmt For For
2.13 Elect Director Noguchi, Hiroyuki Mgmt For For
2.14 Elect Director Araki, Ryuuji Mgmt For For
2.15 Elect Director Watanabe, Kazuhiro Mgmt For For
2.16 Elect Director Otoshi, Takuma Mgmt For For
3 Appoint Statutory Auditor Nemoto, Takehiko Mgmt For For
NINTENDO CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7974 29-Jun-11 Japan J51699106 Annual 31-Mar-11
CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
310
2.1 Elect Director Iwata, Satoru Mgmt For For
2.2 Elect Director Mori, Yoshihiro Mgmt For For
2.3 Elect Director Hatano, Shinji Mgmt For For
2.4 Elect Director Takeda, Genyo Mgmt For For
2.5 Elect Director Miyamoto, Shigeru Mgmt For For
2.6 Elect Director Nagai, Nobuo Mgmt For For
2.7 Elect Director Matsumoto, Masaharu Mgmt For For
2.8 Elect Director Suzuki, Eiichi Mgmt For For
2.9 Elect Director Kimishima, Tatsumi Mgmt For For
2.10 Elect Director Takemura, Kaoru Mgmt For For
3.1 Appoint Statutory Auditor Nakaji, Ichiro Mgmt For For
3.2 Appoint Statutory Auditor Mizutani, Naoki Mgmt For For
3.3 Appoint Statutory Auditor Ozaki, Katashi Mgmt For For
NISSAN MOTOR CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7201 29-Jun-11 Japan J57160129 Annual 31-Mar-11
CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 5 Mgmt For For
2 Approve Stock Option Plan Mgmt For For
3.1 Elect Director Carlos Ghosn Mgmt For For
3.2 Elect Director Shiga, Toshiyuki Mgmt For For
3.3 Elect Director Saikawa, Hiroto Mgmt For For
3.4 Elect Director Colin Dodge Mgmt For For
3.5 Elect Director Yamashita, Mitsuhiko Mgmt For For
3.6 Elect Director Carlos Tavares Mgmt For For
3.7 Elect Director Imazu, Hidetoshi Mgmt For For
3.8 Elect Director Jean Baptiste Duzan Mgmt For For
3.9 Elect Director Nakamura, Katsumi Mgmt For For
SUMITOMO MITSUI FINANCIAL GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8316 29-Jun-11 Japan J7771X109 Annual 31-Mar-11
CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
50 for Ordinary Shares
2.1 Elect Director Oku, Masayuki Mgmt For For
2.2 Elect Director Kunibe, Takeshi Mgmt For For
2.3 Elect Director Kubo, Tetsuya Mgmt For For
2.4 Elect Director Nakanishi, Satoru Mgmt For For
2.5 Elect Director Jyono, Kazuya Mgmt For For
2.6 Elect Director Danno, Koichi Mgmt For For
2.7 Elect Director Ito, Yujiro Mgmt For For
2.8 Elect Director Fuchizaki, Masahiro Mgmt For For
2.9 Elect Director Iwamoto, Shigeru Mgmt For For
2.10 Elect Director Nomura, Kuniaki Mgmt For For
3.1 Appoint Statutory Auditor Mizoguchi, Jun Mgmt For For
3.2 Appoint Statutory Auditor Kawaguchi, Shin Mgmt For For
VERIFONE SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PAY 29-Jun-11 USA 92342Y109 Annual 06-May-11
CUSIP: 92342Y109 ISIN: US92342Y1091 SEDOL: B07RH68
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert W. Alspaugh Mgmt For For
1.2 Elect Director Douglas G. Bergeron Mgmt For For
1.3 Elect Director Leslie G. Denend Mgmt For For
1.4 Elect Director Alex W. Hart Mgmt For For
1.5 Elect Director Robert B. Henske Mgmt For For
1.6 Elect Director Richard A. McGinn Mgmt For For
1.7 Elect Director Eitan Raff Mgmt For For
1.8 Elect Director Charles R. Rinehart Mgmt For For
1.9 Elect Director Jeffrey E. Stiefler Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Ratify Auditors Mgmt For For
ENNIS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EBF 30-Jun-11 USA 293389102 Annual 02-May-11
CUSIP: 293389102 ISIN: US2933891028 SEDOL: 2316103
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Frank D. Bracken Mgmt For For
1.2 Elect Director Keith S. Walters Mgmt For For
1.3 Elect Director Irshad Ahmad Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Other Business Mgmt For Abstain
db-X IN-TARGET DATE FUND (FORMERLY TDX INDEPENDENCE IN-TARGET EXCHANGE-TRADED
FUND)
VOTE SUMMARY REPORT
Report was run from: 7/1/10 to 6/30/11
Institution Account(s): TDX Independence In-Target Exchange Traded Fund
TESCO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 02-Jul-10 United Kingdom G87621101 Annual 30-Jun-10
CUSIP: G87621101 ISIN: GB0008847096 SEDOL: 0884709
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Against
3 Approve Final Dividend Mgmt For For
4 Re-elect Ken Hydon as Director Mgmt For For
5 Re-elect Tim Mason as Director Mgmt For For
6 Re-elect Lucy Neville-Rolfe as Director Mgmt For For
7 Re-elect David Potts as Director Mgmt For For
8 Re-elect David Reid as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Authorise EU Political Donations and Expenditure Mgmt For For
15 Approve Share Incentive Plan Mgmt For For
16 Adopt New Articles of Association Mgmt For For
17 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
ARENA RESOURCES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARD 16-Jul-10 USA 040049108 Special 16-Jun-10
CUSIP: 040049108 ISIN: US0400491082 SEDOL: 2745837
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
VODAFONE GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 27-Jul-10 United Kingdom G93882135 Annual 23-Jul-10
CUSIP: G93882135 ISIN: GB00B16GWD56 SEDOL: B16GWD5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Sir John Bond as Director Mgmt For For
3 Re-elect John Buchanan as Director Mgmt For For
4 Re-elect Vittorio Colao as Director Mgmt For For
5 Re-elect Michel Combes as Director Mgmt For For
6 Re-elect Andy Halford as Director Mgmt For For
7 Re-elect Stephen Pusey as Director Mgmt For For
8 Re-elect Alan Jebson as Director Mgmt For For
9 Re-elect Samuel Jonah as Director Mgmt For For
10 Re-elect Nick Land as Director Mgmt For For
11 Re-elect Anne Lauvergeon as Director Mgmt For For
12 Re-elect Luc Vandevelde as Director Mgmt For For
13 Re-elect Anthony Watson as Director Mgmt For For
14 Re-elect Philip Yea as Director Mgmt For For
15 Approve Final Dividend Mgmt For For
16 Approve Remuneration Report Mgmt For For
17 Reappoint Deloitte LLP as Auditors Mgmt For For
18 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Adopt New Articles of Association Mgmt For For
23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
24 Approve Share Incentive Plan Mgmt For For
HAEMONETICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HAE 29-Jul-10 USA 405024100 Annual 03-Jun-10
CUSIP: 405024100 ISIN: US4050241003 SEDOL: 2401195
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Susan Bartlett Foote Mgmt For For
1.2 Elect Director Pedro P. Granadillo Mgmt For For
1.3 Elect Director Mark W. Kroll Mgmt For For
2 Ratify Auditors Mgmt For For
STERIS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
STE 29-Jul-10 USA 859152100 Annual 01-Jun-10
CUSIP: 859152100 ISIN: US8591521005 SEDOL: 2845113
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard C. Breeden Mgmt For For
1.2 Elect Director Cynthia L. Feldmann Mgmt For For
1.3 Elect Director Jacqueline B. Kosecoff Mgmt For For
1.4 Elect Director David B. Lewis Mgmt For For
1.5 Elect Director Kevin M. McMullen Mgmt For For
1.6 Elect Director Walter M Rosebrough, Jr. Mgmt For For
1.7 Elect Director Mohsen M. Sohi Mgmt For For
1.8 Elect Director John P. Wareham Mgmt For For
1.9 Elect Director Loyal W. Wilson Mgmt For For
1.10 Elect Director Michael B. Wood Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Ratify Auditors Mgmt For For
PRESTIGE BRANDS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PBH 03-Aug-10 USA 74112D101 Annual 18-Jun-10
CUSIP: 74112D101 ISIN: US74112D1019 SEDOL: B0650P3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Matthew M. Mannelly Mgmt For For
1.2 Elect Director John E. Byom Mgmt For For
1.3 Elect Director Gary E. Costley Mgmt For For
1.4 Elect Director Charles J. Hinkaty Mgmt For For
1.5 Elect Director Patrick Lonergan Mgmt For For
2 Ratify Auditors Mgmt For For
FOREST LABORATORIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FRX 09-Aug-10 USA 345838106 Annual 18-Jun-10
CUSIP: 345838106 ISIN: US3458381064 SEDOL: 2346508
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Howard Solomon Mgmt For For
1.2 Elect Director Lawrence S. Olanoff Mgmt For For
1.3 Elect Director Nesli Basgoz Mgmt For For
1.4 Elect Director William J. Candee Mgmt For For
1.5 Elect Director George S. Cohan Mgmt For For
1.6 Elect Director Dan L. Goldwasser Mgmt For For
1.7 Elect Director Kenneth E. Goodman Mgmt For For
1.8 Elect Director Lester B. Salans Mgmt For For
1.9 Elect Director Peter J. Zimetbaum Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Ratify Auditors Mgmt For For
5 Reimburse Proxy Contest Expenses SH Against Against
QUALITY SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
QSII 11-Aug-10 USA 747582104 Annual 15-Jun-10
CUSIP: 747582104 ISIN: US7475821044 SEDOL: 2715391
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Craig Barbarosh Mgmt For For
1.2 Elect Director Dr. Murray Brennan Mgmt For For
1.3 Elect Director George Bristol Mgmt For For
1.4 Elect Director Patrick Cline Mgmt For For
1.5 Elect Director Ahmed Hussein Mgmt For For
1.6 Elect Director Russell Pflueger Mgmt For For
1.7 Elect Director Steven Plochocki Mgmt For For
1.8 Elect Director Sheldon Razin Mgmt For For
1.9 Elect Director Maureen Spivak Mgmt For For
2 Ratify Auditors Mgmt For For
ELECTRO SCIENTIFIC INDUSTRIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ESIO 12-Aug-10 USA 285229100 Annual 07-Jun-10
CUSIP: 285229100 ISIN: US2852291002 SEDOL: 2310440
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Frederick A. Ball Mgmt For For
1.2 Elect Director Nicholas Konidaris Mgmt For For
1.3 Elect Director Robert R. Walker Mgmt For For
1.4 Elect Director David Nierenberg Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Abstain
THE GEO GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GEO 12-Aug-10 USA 36159R103 Special 02-Jul-10
CUSIP: 36159R103 ISIN: US36159R1032 SEDOL: 2943299
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Issue Shares in Connection with Acquisition Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Adjourn Meeting Mgmt For For
ALCON INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACL 16-Aug-10 Switzerland H01301102 Special 09-Aug-10
CUSIP: H01301102 ISIN: CH0013826497 SEDOL: 2852395
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1a Elect Enrico Vanni as Director Mgmt For For
1b Elect Norman Walker as Director Mgmt For For
1c Elect Paul Choffat as Director Mgmt For For
1d Elect Urs Baerlocher as Director Mgmt For For
1e Elect Jacques Seydoux as Director Mgmt For For
ICONIX BRAND GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ICON 19-Aug-10 USA 451055107 Annual 23-Jun-10
CUSIP: 451055107 ISIN: US4510551074 SEDOL: 2175575
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Neil Cole Mgmt For For
1.2 Elect Director Barry Emanuel Mgmt For For
1.3 Elect Director Steven Mendelow Mgmt For For
1.4 Elect Director Drew Cohen Mgmt For For
1.5 Elect Director F. Peter Cuneo Mgmt For For
1.6 Elect Director Mark Friedman Mgmt For For
1.7 Elect Director James A. Marcum Mgmt For For
2 Ratify Auditors Mgmt For For
DAKTRONICS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAKT 25-Aug-10 USA 234264109 Annual 28-Jun-10
CUSIP: 234264109 ISIN: US2342641097 SEDOL: 2254010
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director James B. Morgan Mgmt For For
1.2 Elect Director John L. Mulligan Mgmt For For
1.3 Elect Director Duane E. Sander Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Other Business Mgmt For Abstain
IXYS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IXYS 27-Aug-10 USA 46600W106 Annual 01-Jul-10
CUSIP: 46600W106 ISIN: US46600W1062 SEDOL: 2243591
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald L. Feucht Mgmt For For
1.2 Elect Director Samuel Kory Mgmt For For
1.3 Elect Director S. Joon Lee Mgmt For For
1.4 Elect Director Timothy A. Richardson Mgmt For For
1.5 Elect Director James M. Thorburn Mgmt For For
1.6 Elect Director Nathan Zommer Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
TOWERS WATSON & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TW 09-Sep-10 USA 891894107 Special 23-Jul-10
CUSIP: N/A ISIN: US8918941076 SEDOL: B5VW407
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Amend Certificate of Incorporation to Eliminate Five Percent Mgmt For For
Share Conversion Provision
EXAR CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EXAR 15-Sep-10 USA 300645108 Annual 20-Jul-10
CUSIP: 300645108 ISIN: US3006451088 SEDOL: 2325206
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Izak Bencuya Mgmt For For
1.2 Elect Director Pierre Guilbault Mgmt For For
1.3 Elect Director Brian Hilton Mgmt For For
1.4 Elect Director Richard L. Leza Mgmt For For
1.5 Elect Director Gary Meyers Mgmt For For
1.6 Elect Director Juan (Oscar) Rodriguez Mgmt For For
1.7 Elect Director Pedro (Pete) Rodriguez Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
MASTERCARD INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MA 21-Sep-10 USA 57636Q104 Annual 26-Jul-10
CUSIP: 57636Q104 ISIN: US57636Q1040 SEDOL: B121557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Declassify the Board of Directors Mgmt For For
2 Reduce Supermajority Vote Requirement Mgmt For For
3 Amend Board Qualifications Mgmt For For
4 Amend Stock Ownership Limitations Mgmt For For
5 Adjourn Meeting Mgmt For For
6.1 Elect Director Nancy J. Karch Mgmt For For
6.2 Elect Director Jose Octavio Reyes Lagunes Mgmt For For
6.3 Elect Director Edward Suning Tian Mgmt For For
6.4 Elect Director Silvio Barzi Mgmt For For
7 Approve Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
CASEY'S GENERAL STORES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CASY 23-Sep-10 USA 147528103 Proxy Contest 29-Jul-10
CUSIP: 147528103 ISIN: US1475281036 SEDOL: 2179414
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proxy (White Card) Mgmt
1.1 Elect Director Robert J. Myers Mgmt For For
1.2 Elect Director Diane C. Bridgewater Mgmt For For
1.3 Elect Director Johnny Danos Mgmt For For
1.4 Elect Director H. Lynn Horak Mgmt For For
1.5 Elect Director Kenneth H. Haynie Mgmt For For
1.6 Elect Director William C. Kimball Mgmt For For
1.7 Elect Director Jeffrey M. Lamberti Mgmt For For
1.8 Elect Director Richard A. Wilkey Mgmt For For
2 Ratify Auditors Mgmt For For
3 Repeal Bylaws Amendments Adopted after June 10, 2009 SH Against Against
Dissident Proxy (Blue Card) Mgmt
1.1 Elect Director Howard W. Bates SH For Do Not Vote
1.2 Elect Director Hugh L. Cooley SH For Do Not Vote
1.3 Elect Director G. Terrence Coriden SH For Do Not Vote
1.4 Elect Director Mickey Kim SH For Do Not Vote
1.5 Elect Director D.O. Mann SH For Do Not Vote
1.6 Elect Director Kevin J. Martin SH For Do Not Vote
1.7 Elect Director David B. McKinney SH For Do Not Vote
1.8 Elect Director Marc E. Rothbart SH For Do Not Vote
2 Repeal Bylaws Amendments Adopted after June 10, 2009 SH For Do Not Vote
3 Ratify Auditors Mgmt For Do Not Vote
FEDEX CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FDX 27-Sep-10 USA 31428X106 Annual 02-Aug-10
CUSIP: 31428X106 ISIN: US31428X1063 SEDOL: 2142784
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James L. Barksdale Mgmt For For
2 Elect Director John A. Edwardson Mgmt For For
3 Elect Director J.R. Hyde, III Mgmt For For
4 Elect Director Shirley A. Jackson Mgmt For For
5 Elect Director Steven R. Loranger Mgmt For For
6 Elect Director Gary W. Loveman Mgmt For For
7 Elect Director Susan C. Schwab Mgmt For For
8 Elect Director Frederick W. Smith Mgmt For For
9 Elect Director Joshua I. Smith Mgmt For For
10 Elect Director David P. Steiner Mgmt For For
11 Elect Director Paul S. Walsh Mgmt For For
12 Approve Omnibus Stock Plan Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Require Independent Board Chairman SH Against Against
15 Provide Right to Act by Written Consent SH Against For
16 Adopt Policy on Succession Planning SH Against Against
WORTHINGTON INDUSTRIES INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WOR 30-Sep-10 USA 981811102 Annual 10-Aug-10
CUSIP: 981811102 ISIN: US9818111026 SEDOL: 2981932
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kerrii B. Anderson Mgmt For For
1.2 Elect Director John P. McConnell Mgmt For For
1.3 Elect Director Mary Schiavo Mgmt For For
2 Approve Stock Option Plan Mgmt For For
3 Ratify Auditors Mgmt For For
LANDRYS RESTAURANTS, INC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LNY 04-Oct-10 USA 51508L103 Special 16-Aug-10
CUSIP: 51508L103 ISIN: US51508L1035 SEDOL: 2504254
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
PSYCHIATRIC SOLUTIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PSYS 05-Oct-10 USA 74439H108 Special 24-Aug-10
CUSIP: 74439H108 ISIN: US74439H1086 SEDOL: 2975333
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
MEDIFAST INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MED 08-Oct-10 USA 58470H101 Annual 16-Aug-10
CUSIP: 58470H101 ISIN: US58470H1014 SEDOL: 2934033
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles P. Connolly Mgmt For For
2 Elect Director Jason L. Groves Mgmt For For
3 Elect Director Bradley T. MacDonald Mgmt For For
4 Elect Director John P. McDaniel Mgmt For For
5 Elect Director Donald F. Reilly Mgmt For For
6 Elect Director Harvey C. Barnum Mgmt For For
7 Elect Director Jerry D. Reece Mgmt For For
8 Ratify Auditors Mgmt For For
9 Amend Articles Bylaws Mgmt For Against
THE PROCTER & GAMBLE COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PG 12-Oct-10 USA 742718109 Annual 13-Aug-10
CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Angela F. Braly Mgmt For For
2 Elect Director Kenneth I. Chenault Mgmt For For
3 Elect Director Scott D. Cook Mgmt For For
4 Elect Director Rajat K. Gupta Mgmt For For
5 Elect Director Robert A. Mcdonald Mgmt For For
6 Elect Director W. James Mcnerney, Jr. Mgmt For For
7 Elect Director Johnathan A. Rodgers Mgmt For For
8 Elect Director Mary A. Wilderotter Mgmt For For
9 Elect Director Patricia A. Woertz Mgmt For For
10 Elect Director Ernesto Zedillo Mgmt For For
11 Ratify Auditors Mgmt For For
12 Provide for Cumulative Voting SH Against Against
DIAGEO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DGE 14-Oct-10 United Kingdom G42089113 Annual 12-Oct-10
CUSIP: G42089113 ISIN: GB0002374006 SEDOL: 0237400
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Peggy Bruzelius as Director Mgmt For For
5 Re-elect Laurence Danon as Director Mgmt For For
6 Re-elect Betsy Holden as Director Mgmt For For
7 Re-elect Lord (Clive) Hollick of Notting Hill as Director Mgmt For For
8 Re-elect Franz Humer as Director Mgmt For For
9 Re-elect Philip Scott as Director Mgmt For For
10 Re-elect Todd Stitzer as Director Mgmt For For
11 Re-elect Paul Walker as Director Mgmt For For
12 Re-elect Paul Walsh as Director Mgmt For For
13 Elect Lord (Mervyn) Davies of Abersoch as Director Mgmt For For
14 Elect Deirdre Mahlan as Director Mgmt For For
15 Reappoint KPMG Audit plc as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Amend Diageo 2001 Share Incentive Plan Mgmt For For
22 Approve Diageo 2010 Sharesave Plan Mgmt For For
23 Authorise the Company to Establish International Share Plans Mgmt For For
24 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
H & M HENNES & MAURITZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 20-Oct-10 Sweden W41422101 Special 14-Oct-10
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Chairman of Meeting Mgmt For None
3 Prepare and Approve List of Shareholders Mgmt For None
4 Approve Agenda of Meeting Mgmt For None
5 Designate Inspector(s) of Minutes of Meeting Mgmt For None
6 Acknowledge Proper Convening of Meeting Mgmt For None
7 Approve an Incentive Programme for all Employees of the Mgmt For None
H&M Group
8 Amend Remuneration Policy And Other Terms of Mgmt For None
Employment For Executive Management
9 Close Meeting Mgmt
Not Voted Note: No power of attorney on file
BHP BILLITON PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BLT 21-Oct-10 United Kingdom G10877101 Annual 19-Oct-10
CUSIP: G10877101 ISIN: GB0000566504 SEDOL: 0056650
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Re-elect Dr John Buchanan as Director Mgmt For For
3 Re-elect David Crawford as Director Mgmt For For
4 Re-elect Keith Rumble as Director Mgmt For For
5 Re-elect Dr John Schubert as Director Mgmt For For
6 Re-elect Jacques Nasser as Director Mgmt For For
7 Elect Malcolm Broomhead as Director Mgmt For For
8 Elect Carolyn Hewson as Director Mgmt For For
9 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
12 Authorise Market Purchase Mgmt For For
13 Approve Remuneration Report Mgmt For For
14 Amend Long Term Incentive Plan Mgmt For For
15 Approve Grant of Share Awards to Marius Kloppers Mgmt For For
16 Amend the Constitution of BHP Billiton Limited Mgmt For For
17 Amend Articles of Association of BHP Billiton plc Mgmt For For
COMMONWEALTH BANK OF AUSTRALIA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBA 26-Oct-10 Australia Q26915100 Annual 24-Oct-10
CUSIP: Q26915100 ISIN: AU000000CBA7 SEDOL: 6215035
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Financial Year Ended June 30, 2010
2(a) Elect John Anderson as a Director Mgmt For For
2(b) Elect Harrison Young as a Director Mgmt For For
2(c) Elect Brian Long as a Director Mgmt For For
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
June 30, 2010
4 Approve the Grant of Reward Rights with a Face Value of Up Mgmt For For
to A$4.25 Million to Ralph Norris, Chief Executive Officer,
Under the Company's Group Leadership Reward Plan
Pursuant to the 2010 to 2011 Financial Year
INVESTORS BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ISBC 26-Oct-10 USA 46146P102 Annual 09-Sep-10
CUSIP: 46146P102 ISIN: US46146P1021 SEDOL: B0J2NT6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert M. Cashill Mgmt For For
1.2 Elect Director Brian D. Dittenhafer Mgmt For For
1.3 Elect Director Vincent D. Manahan III Mgmt For For
1.4 Elect Director James H. Ward, III Mgmt For For
2 Ratify Auditors Mgmt For For
PARKER-HANNIFIN CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PH 27-Oct-10 USA 701094104 Annual 31-Aug-10
CUSIP: 701094104 ISIN: US7010941042 SEDOL: 2671501
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert G. Bohn Mgmt For For
1.2 Elect Director Linda S. Harty Mgmt For For
1.3 Elect Director William E. Kassling Mgmt For For
1.4 Elect Director Robert J. Kohlhepp Mgmt For For
1.5 Elect Director Klaus-Peter Muller Mgmt For For
1.6 Elect Director Candy M. Obourn Mgmt For For
1.7 Elect Director Joseph M. Scaminace Mgmt For For
1.8 Elect Director Wolfgang R. Schmitt Mgmt For For
1.9 Elect Director Ake Svensson Mgmt For For
1.10 Elect Director Markos I. Tambakeras Mgmt For For
1.11 Elect Director James L. Wainscott Mgmt For For
1.12 Elect Director Donald E. Washkewicz Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Require Independent Board Chairman SH Against Against
SRA INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SRX 28-Oct-10 USA 78464R105 Annual 31-Aug-10
CUSIP: 78464R105 ISIN: US78464R1059 SEDOL: 2865241
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John W. Barter Mgmt For For
1.2 Elect Director Larry R. Ellis Mgmt For For
1.3 Elect Director Miles R. Gilburne Mgmt For For
1.4 Elect Director W. Robert Grafton Mgmt For For
1.5 Elect Director William T. Keevan Mgmt For For
1.6 Elect Director Michael R. Klein Mgmt For For
1.7 Elect Director David H. Langstaff Mgmt For For
1.8 Elect Director Stanton D. Sloane Mgmt For For
1.9 Elect Director Ernst Volgenau Mgmt For For
1.10 Elect Director Gail R. Wilensky Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
COACH, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COH 03-Nov-10 USA 189754104 Annual 07-Sep-10
CUSIP: 189754104 ISIN: US1897541041 SEDOL: 2646015
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lew Frankfort Mgmt For For
1.2 Elect Director Susan Kropf Mgmt For For
1.3 Elect Director Gary Loveman Mgmt For For
1.4 Elect Director Ivan Menezes Mgmt For For
1.5 Elect Director Irene Miller Mgmt For For
1.6 Elect Director Michael Murphy Mgmt For For
1.7 Elect Director Jide Zeitlin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Adopt Policy on Ending Use of Animal Fur in Products SH Against Against
BUCKEYE TECHNOLOGIES INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BKI 04-Nov-10 USA 118255108 Annual 10-Sep-10
CUSIP: 118255108 ISIN: US1182551085 SEDOL: 2152943
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lewis E. Holland Mgmt For For
1.2 Elect Director Kristopher J. Matula Mgmt For For
1.3 Elect Director Virginia B. Wetherell Mgmt For For
2 Ratify Auditors Mgmt For For
G&K SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GKSR 04-Nov-10 USA 361268105 Annual 07-Sep-10
CUSIP: 361268105 ISIN: US3612681052 SEDOL: 2357317
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John S. Bronson Mgmt For For
1.2 Elect Director Wayne M. Fortun Mgmt For For
1.3 Elect Director Ernest J. Mrozek Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
JACK HENRY & ASSOCIATES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JKHY 09-Nov-10 USA 426281101 Annual 20-Sep-10
CUSIP: 426281101 ISIN: US4262811015 SEDOL: 2469193
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jerry D. Hall Mgmt For For
1.2 Elect Director Michael E. Henry Mgmt For For
1.3 Elect Director James J. Ellis Mgmt For For
1.4 Elect Director Craig R. Curry Mgmt For For
1.5 Elect Director Wesley A. Brown Mgmt For For
1.6 Elect Director Matthew C. Flanigan Mgmt For For
1.7 Elect Director Marla K. Shepard Mgmt For For
1.8 Elect Director John F. Prim Mgmt For For
2 Amend Restricted Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
LANCASTER COLONY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LANC 15-Nov-10 USA 513847103 Annual 17-Sep-10
CUSIP: 513847103 ISIN: US5138471033 SEDOL: 2503206
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kenneth L. Cooke Mgmt For For
1.2 Elect Director Alan F. Harris Mgmt For For
1.3 Elect Director Zuheir Sofia Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BHP 16-Nov-10 Australia Q1498M100 Annual 14-Nov-10
CUSIP: Q1498M100 ISIN: AU000000BHP4 SEDOL: 6144690
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve the Financial Statements and Statutory Reports for Mgmt For For
the Financial Year Ended June 30, 2010
2 Elect John Buchanan as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
3 Elect David Crawford as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
4 Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Mgmt For For
Billiton Plc
5 Elect John Schubert as a Director of BHP Billiton Ltd and BHP Mgmt For For
Billiton Plc
6 Elect Jacques Nasser as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
7 Elect Malcolm Broomhead as a Director of BHP Billiton Ltd Mgmt For For
and BHP Billiton Plc
8 Elect Carolyn Hewson as a Director of BHP Billiton Ltd and Mgmt For For
BHP Billiton Plc
9 Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For
10 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights Up to an Amount of $277.98 Million
11 Approve Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights Up to an Aggregate Nominal
Amount of $55.78 Million
12 Approve the Repurchase of Up to 223.11 Million Shares in Mgmt For For
BHP Billiton Plc
13 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
June 30, 2010
14 Approve the Amendments to the BHP Billiton Ltd Long Term Mgmt For For
Incentive Plan and to the BHP Billiton Plc Long Term
Incentive Plan
15 Approve the Grant of Deferred Shares and Options Under the Mgmt For For
BHP Billiton Ltd Group Incentive Scheme and Performance
Shares Under the BHP Billiton Ltd Long Term Incentive Plan
to Marius Kloppers, Executive Director
16 Approve the Amendments to Constitution of BHP Billiton Ltd Mgmt For For
17 Approve the Amendments to the Articles of Association of Mgmt For For
BHP Billiton Plc
MICROSOFT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MSFT 16-Nov-10 USA 594918104 Annual 03-Sep-10
CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Steven A. Ballmer Mgmt For For
2 Elect Director Dina Dublon Mgmt For For
3 Elect Director William H. Gates III Mgmt For For
4 Elect Director Raymond V. Gilmartin Mgmt For For
5 Elect Director Reed Hastings Mgmt For For
6 Elect Director Maria M. Klawe Mgmt For For
7 Elect Director David F. Marquardt Mgmt For For
8 Elect Director Charles H. Noski Mgmt For For
9 Elect Director Helmut Panke Mgmt For For
10 Ratify Auditors Mgmt For For
11 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
CACI INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CACI 17-Nov-10 USA 127190304 Annual 20-Sep-10
CUSIP: 127190304 ISIN: US1271903049 SEDOL: 2159267
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Dan R. Bannister Mgmt For For
1.2 Elect Director Paul M. Cofoni Mgmt For For
1.3 Elect Director Gordon R. England Mgmt For For
1.4 Elect Director James S. Gilmore III Mgmt For For
1.5 Elect Director Gregory G. Johnson Mgmt For For
1.6 Elect Director Richard L. Leatherwood Mgmt For For
1.7 Elect Director J. Phillip London Mgmt For For
1.8 Elect Director James L. Pavitt Mgmt For For
1.9 Elect Director Warren R. Phillips Mgmt For For
1.10 Elect Director Charles P. Revoile Mgmt For For
1.11 Elect Director William S. Wallace Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt None Abstain
CISCO SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CSCO 18-Nov-10 USA 17275R102 Annual 20-Sep-10
CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol A. Bartz Mgmt For For
2 Elect Director M. Michele Burns Mgmt For For
3 Elect Director Michael D. Capellas Mgmt For For
4 Elect Director Larry R. Carter Mgmt For For
5 Elect Director John T. Chambers Mgmt For For
6 Elect Director Brian L. Halla Mgmt For For
7 Elect Director John L. Hennessy Mgmt For For
8 Elect Director Richard M. Kovacevich Mgmt For For
9 Elect Director Roderick C. Mcgeary Mgmt For For
10 Elect Director Michael K. Powell Mgmt For For
11 Elect Director Arun Sarin Mgmt For For
12 Elect Director Steven M. West Mgmt For For
13 Elect Director Jerry Yang Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Ratify Auditors Mgmt For For
16 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
17 Report on Internet Fragmentation SH Against For
18 Adopt Policy Prohibiting Sale of Products in China if they SH Against Against
Contribute to Human Rights Abuses
WOOLWORTHS LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WOW 18-Nov-10 Australia Q98418108 Annual 16-Nov-10
CUSIP: Q98418108 ISIN: AU000000WOW2 SEDOL: 6981239
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended June 27, 2010
2 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
June 27, 2010
3(a) Elect Jayne Hrdlicka as a Director Mgmt For For
3(b) Elect Stephen Mayne as a Director SH Against Against
3(c) Elect Ian John Macfarlane Mgmt For For
4 Approve the Woolworths Long Term Incentive Plan Mgmt For For
5 Approve the Amendments to the Company's Constitution Mgmt For For
Regarding the Apportionment of Dividends and
Superannuation Contributions
6 Approve the Increase in the Remuneration of Non-Executive Mgmt For For
Directors to A$4 Million Per Annum
ACCURAY INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARAY 19-Nov-10 USA 004397105 Annual 21-Sep-10
CUSIP: 004397105 ISIN: US0043971052 SEDOL: B1R2HW6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert S. Weiss Mgmt For For
1.2 Elect Director Peter Fine Mgmt For For
2 Ratify Auditors Mgmt For For
LIVE NATION ENTERTAINMENT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LYV 02-Dec-10 USA 538034109 Annual 18-Oct-10
CUSIP: 538034109 ISIN: US5380341090 SEDOL: B0T7YX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Irving L. Azoff Mgmt For Withhold
1.2 Elect Director Mark Carleton Mgmt For Withhold
1.3 Elect Director Jonathan F. Miller Mgmt For Withhold
1.4 Elect Director Michael Rapino Mgmt For Withhold
1.5 Elect Director Mark S. Shapiro Mgmt For Withhold
2 Ratify Auditors Mgmt For For
VAIL RESORTS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MTN 03-Dec-10 USA 91879Q109 Annual 07-Oct-10
CUSIP: 91879Q109 ISIN: US91879Q1094 SEDOL: 2954194
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Roland A. Hernandez Mgmt For For
1.2 Elect Director Thomas D. Hyde Mgmt For For
1.3 Elect Director Jeffrey W. Jones Mgmt For For
1.4 Elect Director Robert A. Katz Mgmt For For
1.5 Elect Director Richard D. Kincaid Mgmt For For
1.6 Elect Director John T. Redmond Mgmt For For
1.7 Elect Director Hilary A. Schneider Mgmt For For
1.8 Elect Director John F. Sorte Mgmt For For
2 Ratify Auditors Mgmt For For
EQUITY ONE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQY 15-Dec-10 USA 294752100 Special 11-Nov-10
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Amend Charter to Add Foreign Ownership Limits Mgmt For Against
2 Limit Voting Rights of Shares Beneficially Owned in Excess of Mgmt For Against
9.9% of Company's Stock
3 Adjourn Meeting Mgmt For Against
WESTPAC BANKING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WBC 15-Dec-10 Australia Q97417101 Annual 13-Dec-10
CUSIP: Q97417101 ISIN: AU000000WBC1 SEDOL: 6076146
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30, 2010
2 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
3(a) Elect Elizabeth Blomfield Bryan as a Director Mgmt For For
3(b) Elect Peter John Oswin Hawkins as a Director Mgmt For For
3(c) Elect Carolyn Judith Hewson as a Director Mgmt For For
4 Approve the Grant of Up to A$1.44 Million Worth of Shares Mgmt For For
Under the CEO Restricted Rights Plan and 176,125
Performance Rights Under the CEO Performance Rights Plan
to Gail Patricia Kelly, Managing Director and CEO
NATIONAL AUSTRALIA BANK LIMITED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NAB 16-Dec-10 Australia Q65336119 Annual 14-Dec-10
CUSIP: Q65336119 ISIN: AU000000NAB4 SEDOL: 6624608
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30. 2010
2a Elect Patricia Cross as a Director Mgmt For For
2b Elect Danny Gilbert as a Director Mgmt For For
2c Elect Jillian Segal as a Director Mgmt For For
2d Elect Malcolm Williamson as a Director Mgmt For For
2e Elect Anthony Yuen as a Director Mgmt For For
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
4a Approve the Grant of Up to A$4.42 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to
Cameron Clyne, Group Chief Executive Officer
4b Approve the Grant of Up to A$1.85 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to Mark
Joiner, Executive Director
4c Approve the Grant of Up to A$1.92 Million Worth of Shares Mgmt For For
Under the Company's Staff Share Ownership Plan to Michael
Ullmer, Executive Director
5 Approve the Provision of Termination Benefits to T. Burns Mgmt For For
Upon Cessation of Employment
6a Approve the Selective Buyback of Up to 600 Unpaid 2008 Mgmt For For
Preference Shares of the Company
6b Approve the Reduction of Capital of the 2008 Stapled Mgmt For For
Securities Issued on Sept. 24, 2008
6c Approve the Selective Buyback of Up to 1,000 Unpaid 2009 Mgmt For For
Preference Shares of the Company
6d Approve the Reduction of Capital of the 2009 Stapled Mgmt For For
Securitites Issued on Sept. 30, 2009
AMERICAN OIL & GAS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AEZ 17-Dec-10 USA 028723104 Special 15-Nov-10
CUSIP: 028723104 ISIN: US0287231049 SEDOL: 2621766
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
3 Other Business Mgmt For Abstain
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ANZ 17-Dec-10 Australia Q09504137 Annual 15-Dec-10
CUSIP: Q09504137 ISIN: AU000000ANZ3 SEDOL: 6065586
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proposals Mgmt
1 Receive the Financial Statements and Statutory Reports for Mgmt
the Fiscal Year Ended Sept. 30, 2010
2 Approve the Amendments to the Company's Constitution Mgmt For For
Regarding Profits Test for Dividend Distribution
3 Approve the Remuneration Report for the Fiscal Year Ended Mgmt For For
Sept. 30, 2010
4 Approve the Grant of Performance Rights Worth Up to A$3 Mgmt For For
Million to Michael Smith, Chief Executive Officer, Under the
ANZ Share Option Plan
5(a) Elect G. J. Clark as a Director Mgmt For For
5(b) Elect D. E. Meiklejohn as a Director Mgmt For For
Shareholder Proposal Mgmt
5(c) Elect R. J. Reeves as a Director SH Against Against
Management Proposal Mgmt
5(d) Elect I. J. Macfarlane as a Director Mgmt For For
THE DRESS BARN, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DBRN 17-Dec-10 USA 261570105 Annual 08-Oct-10
CUSIP: 261570105 ISIN: US2615701057 SEDOL: 2280565
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Formation of Holding Company Mgmt For For
2.1 Elect Director Elliot S. Jaffe Mgmt For For
2.2 Elect Director Michael W. Rayden Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Ratify Auditors Mgmt For For
ACUITY BRANDS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AYI 07-Jan-11 USA 00508Y102 Annual 10-Nov-10
CUSIP: 00508Y102 ISIN: US00508Y1029 SEDOL: 2818461
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gordon D. Harnett Mgmt For For
1.2 Elect Director Robert F. McCullough Mgmt For For
1.3 Elect Director Neil Williams Mgmt For For
1.4 Elect Director Norman H. Wesley Mgmt For For
2 Ratify Auditors Mgmt For For
UNIFIRST CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UNF 11-Jan-11 USA 904708104 Annual 15-Nov-10
CUSIP: 904708104 ISIN: US9047081040 SEDOL: 2466428
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ronald D. Croatti Mgmt For For
1.2 Elect Director Donald J. Evans Mgmt For For
1.3 Elect Director Thomas S. Postek Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Approve Stock Award to Executive Ronald D. Croatti Mgmt For For
4 Ratify Auditors Mgmt For For
MOOG, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MOG.A 12-Jan-11 USA 615394202 Annual 01-Dec-10
CUSIP: 615394202 ISIN: US6153942023 SEDOL: 2601218
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Albert F. Myers Mgmt For For
1.2 Elect Director Raymond W. Boushie Mgmt For For
2 Ratify Auditors Mgmt For For
WALGREEN CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WAG 12-Jan-11 USA 931422109 Annual 15-Nov-10
CUSIP: 931422109 ISIN: US9314221097 SEDOL: 2934839
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David J. Brailer Mgmt For For
2 Elect Director Steven A. Davis Mgmt For For
3 Elect Director William C. Foote Mgmt For For
4 Elect Director Mark P. Frissora Mgmt For For
5 Elect Director Ginger L. Graham Mgmt For For
6 Elect Director Alan G. McNally Mgmt For For
7 Elect Director Nancy M. Schlichting Mgmt For For
8 Elect Director David Y. Schwartz Mgmt For For
9 Elect Director Alejandro Silva Mgmt For For
10 Elect Director James A. Skinner Mgmt For For
11 Elect Director Gregory D. Wasson Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Articles of Incorporation to Revise the Purpose Clause Mgmt For For
14 Reduce Supermajority Vote Requirement Mgmt For For
15 Rescind Fair Price Provision Mgmt For For
16 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
17 Performance-Based Equity Awards SH Against For
ARCELORMITTAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 25-Jan-11 Luxembourg L0302D129 Special
CUSIP: N/A ISIN: LU0323134006 SEDOL: B03XPL1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Special Meeting Mgmt
Ordinary Business Mgmt
1 Elect Suzanne P. Nimocks as Director Mgmt For For
Extraordinary Business Mgmt
1 Acknowledge Report of the Board Re: Spin-Off of the Mgmt For For
Stainless and Specialty Steel Business
2 Acknowledge Report of PricewaterhouseCoopers Re: The Mgmt For For
Spin-Off
3 Approve Spin-Off of the Stainless and Specialty Steel Mgmt For For
Business to a Newly Created Company Called APERAM
4 Determination of the Effective Date of the Spin-Off Mgmt For For
5 Approve Reduction in Share Capital to Reflect Spin-Off Mgmt For For
without Cancellation of Outstanding Shares
6 Amend Articles to Reflect Changes in Capital as Proposed Mgmt For For
under Item 5
7 Amend Articles Re: Legislative Changes and Implementation Mgmt For For
of the EU Shareholder Rights Directive
8 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
SIEMENS AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIE 25-Jan-11 Germany D69671218 Annual
CUSIP: D69671218 ISIN: DE0007236101 SEDOL: 5727973
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proposals Mgmt
1 Receive Supervisory Board Report, Corporate Governance Mgmt
Report, Remuneration Report, and Compliance Report for
Fiscal 2009/2010 (Non-Voting)
2 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2009/2010 (Non-Voting)
3 Approve Allocation of Income and Dividends of EUR 2.70 per Mgmt For For
Share
4 Approve Discharge of Management Board for Fiscal Mgmt For For
2009/2010
5 Approve Discharge of Supervisory Board for Fiscal 2009/2010 Mgmt For For
6 Approve Remuneration System for Management Board Mgmt For For
Members
7 Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 Mgmt For For
and for the Inspection of the Abbreviated Financial
Statements for the First Half of Fiscal 2010/2011
8 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
9 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
10 Approve Creation of EUR 90 Million Pool of Capital to Mgmt For For
Guarantee Conversion Rights for Issuance of Shares to
Employees
11 Approve Remuneration of Supervisory Board Mgmt For For
12 Approve Affiliation Agreements with Siemens Finance GmbH Mgmt For For
13 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15 Billion; Approve
Creation of EUR 270 Million Pool of Capital to Guarantee
Conversion Rights
Shareholder Proposal Submitted by Verein von Mgmt
Belegschaftsaktionaeren in der Siemens AG e.V.
14 Amend Corporate Purpose SH Against Against
JOHNSON CONTROLS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JCI 26-Jan-11 USA 478366107 Annual 18-Nov-10
CUSIP: 478366107 ISIN: US4783661071 SEDOL: 2476803
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Natalie A. Black Mgmt For For
1.2 Elect Director Robert A. Cornog Mgmt For For
1.3 Elect Director William H. Lacy Mgmt For For
1.4 Elect Director Stephen A. Roell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
WOODWARD GOVERNOR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WGOV 26-Jan-11 USA 980745103 Annual 29-Nov-10
CUSIP: 980745103 ISIN: US9807451037 SEDOL: 2948089
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mary L. Petrovich Mgmt For For
1.2 Elect Director Larry E. Rittenberg Mgmt For Withhold
1.3 Elect Director Michael T. Yonker Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Change Company Name Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Reduce Supermajority Vote Requirement SH Against For
VISA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
V 27-Jan-11 USA 92826C839 Annual 03-Dec-10
CUSIP: 92826C839 ISIN: US92826C8394 SEDOL: B2PZN04
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Declassify the Board of Directors Mgmt For For
2 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
3.1 Elect Director Gary P. Coughlan Mgmt For For
3.2 Elect Director Mary B. Cranston Mgmt For For
3.3 Elect Director Francisco Javier Fernandez-Carbajal Mgmt For For
3.4 Elect Director Robert W. Matschullat Mgmt For For
3.5 Elect Director Cathy E. Minehan Mgmt For For
3.6 Elect Director Suzanne Nora Johnson Mgmt For For
3.7 Elect Director David J. Pang Mgmt For For
3.8 Elect Director Joseph W. Saunders Mgmt For For
3.9 Elect Director William S. Shanahan Mgmt For For
3.10 Elect Director John A. Swainson Mgmt For For
4.1 Elect Director Suzanne Nora Johnson Mgmt For For
4.2 Elect Director Joseph W. Saunders Mgmt For For
4.3 Elect Director John A. Swainson Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Amend Executive Incentive Bonus Plan Mgmt For For
8 Ratify Auditors Mgmt For For
ROCK-TENN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RKT 28-Jan-11 USA 772739207 Annual 26-Nov-10
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Powell Brown Mgmt For For
1.2 Elect Director Robert M. Chapman Mgmt For For
1.3 Elect Director Russell M. Currey Mgmt For For
1.4 Elect Director G. Stephen Felker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
LINDSAY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LNN 31-Jan-11 USA 535555106 Annual 02-Dec-10
CUSIP: 535555106 ISIN: US5355551061 SEDOL: 2516613
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael N. Christodolou Mgmt For For
1.2 Elect Director W. Thomas Jagodinski Mgmt For For
1.3 Elect Director J. David McIntosh Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EMERSON ELECTRIC CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EMR 01-Feb-11 USA 291011104 Annual 23-Nov-10
CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director D.N. Farr Mgmt For Withhold
1.2 Elect Director H. Green Mgmt For For
1.3 Elect Director C.A. Peters Mgmt For For
1.4 Elect Director J.W. Prueher Mgmt For For
1.5 Elect Director R.L. Ridgway Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Approve Stock Option Plan Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
7 Report on Sustainability SH Against For
RUDDICK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RDK 17-Feb-11 USA 781258108 Annual 10-Dec-10
CUSIP: 781258108 ISIN: US7812581087 SEDOL: 2758482
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John R. Belk Mgmt For For
1.2 Elect Director John P. Derham Cato Mgmt For For
1.3 Elect Director Thomas W. Dickson Mgmt For For
1.4 Elect Director James E.S. Hynes Mgmt For For
1.5 Elect Director Anna Spangler Nelson Mgmt For For
1.6 Elect Director Bailey W. Patrick Mgmt For For
1.7 Elect Director Robert H. Spilman, Jr. Mgmt For For
1.8 Elect Director Harold C. Stowe Mgmt For For
1.9 Elect Director Isaiah Tidwell Mgmt For For
1.10 Elect Director William C. Warden, Jr. Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
COMPELLENT TECHNOLOGIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CML 22-Feb-11 USA 20452A108 Special 04-Jan-11
CUSIP: 20452A108 ISIN: US20452A1088 SEDOL: B285LP2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
APPLE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAPL 23-Feb-11 USA 037833100 Annual 27-Dec-10
CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William V. Campbell Mgmt For For
1.2 Elect Director Millard S. Drexler Mgmt For For
1.3 Elect Director Albert A. Gore, Jr. Mgmt For For
1.4 Elect Director Steven P. Jobs Mgmt For For
1.5 Elect Director Andrea Jung Mgmt For For
1.6 Elect Director Arthur D. Levinson Mgmt For For
1.7 Elect Director Ronald D. Sugar Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Adopt Policy on Succession Planning SH Against Against
6 Require a Majority Vote for the Election of Directors SH Against For
SIRONA DENTAL SYSTEMS, INC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIRO 23-Feb-11 USA 82966C103 Annual 27-Dec-10
CUSIP: 82966C103 ISIN: US82966C1036 SEDOL: B17MSX4
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William K. Hood Mgmt For For
1.2 Elect Director Thomas Jetter Mgmt For For
1.3 Elect Director Harry M. Jansen Kraemer, Jr. Mgmt For For
1.4 Elect Director Jeffrey T. Slovin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
NORDSON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NDSN 01-Mar-11 USA 655663102 Annual 03-Jan-11
CUSIP: 655663102 ISIN: US6556631025 SEDOL: 2641838
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joseph P. Keithley Mgmt For For
1.2 Elect Director Mary G. Puma Mgmt For For
1.3 Elect Director William L. Robinson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WGL HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WGL 03-Mar-11 USA 92924F106 Annual 03-Jan-11
CUSIP: 92924F106 ISIN: US92924F1066 SEDOL: 2942100
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael D. Barnes Mgmt For For
1.2 Elect Director George P. Clancy, Jr. Mgmt For For
1.3 Elect Director James W. Dyke, Jr. Mgmt For For
1.4 Elect Director Melvyn J. Estrin Mgmt For For
1.5 Elect Director James F. Lafond Mgmt For For
1.6 Elect Director Debra L. Lee Mgmt For For
1.7 Elect Director Terry D. McCallister Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide for Cumulative Voting SH Against Against
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
PIEDMONT NATURAL GAS COMPANY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PNY 04-Mar-11 USA 720186105 Annual 27-Dec-10
CUSIP: 720186105 ISIN: US7201861058 SEDOL: 2688147
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Malcolm E. Everett III Mgmt For For
1.2 Elect Director Frank B. Holding, Jr. Mgmt For For
1.3 Elect Director Minor M. Shaw Mgmt For For
1.4 Elect Director Muriel W. Sheubrooks Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
ABM INDUSTRIES INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ABM 08-Mar-11 USA 000957100 Annual 12-Jan-11
CUSIP: 000957100 ISIN: US0009571003 SEDOL: 2024901
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Dan T. Bane Mgmt For For
1.2 Elect Director Anthony G. Fernandes Mgmt For For
1.3 Elect Director Maryellen C. Herringer Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
APPLIED MATERIALS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMAT 08-Mar-11 USA 038222105 Annual 12-Jan-11
CUSIP: 038222105 ISIN: US0382221051 SEDOL: 2046552
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Aart J. De Geus Mgmt For For
1.2 Elect Director Stephen R. Forrest Mgmt For For
1.3 Elect Director Thomas J. Iannotti Mgmt For For
1.4 Elect Director Susan M. James Mgmt For For
1.5 Elect Director Alexander A. Karsner Mgmt For For
1.6 Elect Director Gerhard H. Parker Mgmt For For
1.7 Elect Director Dennis D. Powell Mgmt For For
1.8 Elect Director Willem P. Roelandts Mgmt For For
1.9 Elect Director James E. Rogers Mgmt For For
1.10 Elect Director Michael R. Splinter Mgmt For For
1.11 Elect Director Robert H. Swan Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
PARAMETRIC TECHNOLOGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PMTC 09-Mar-11 USA 699173209 Annual 07-Jan-11
CUSIP: 699173209 ISIN: US6991732099 SEDOL: B103771
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director C. Richard Harrison Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Ratify Auditors Mgmt For For
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 10-Mar-11 Spain E11805103 Annual 03-Mar-11
CUSIP: E11805103 ISIN: ES0113211835 SEDOL: 5501906
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Individual and Consolidated Financial Statements Mgmt For For
and Statutory Reports, Allocation of Income and Distribution
of Dividend, and Discharge Directors for Fiscal Year Ended
Dec. 31, 2010
2.1 Reelect Tomas Alfaro Drake as Director Mgmt For For
2.2 Reelect Juan Carlos Alvarez Mezquiriz as Director Mgmt For For
2.3 Reelect Carlos Loring Martinez de Irujo as Director Mgmt For For
2.4 Reelect Susana Rodriguez Vidarte as Director Mgmt For For
2.5 Ratify and Reelect Jose Luis Palao Garcia-Suelto as Directors Mgmt For For
3 Approve Merger by Absorption of Finanzia Banco de Credito Mgmt For For
SA (Unipersonal)
4 Authorize Increase in Capital up to 50 Percent via Issuance Mgmt For For
of New Shares without Preemptive Rights; Amend Article 5
of Company Bylaws
5.1 Authorize Increase in Capital via Issuance of New Shares Mgmt For For
with Nominal Value of EUR 0.49 per Share Charged to
Voluntary Reserves
5.2 Authorize Increase in Capital via Issuance of New Shares Mgmt For For
with Nominal Value of EUR 0.49 per Share Charged to
Voluntary Reserves
6 Authorize Issuance of Debt Securities up to EUR 250 Billion Mgmt For For
Within Five Years; Void Unused Part of Previous Authorization
7 Approve Variable Remuneration of Executives and Directors Mgmt For For
in Company Shares
8 Approve Extension of Deferred Share Remuneration Plan Mgmt For For
9 Elect Auditors for Fiscal Year 2011 Mgmt For For
10 Amend Articles 1, 6, 9, 13 ter, 15, 16, 19, 20, 21, 22, 24, 28, Mgmt For For
30, 31, 32, 48, 51, 52, 53, 54 and 56 of Company Bylaws
11 Amend Articles 2, 3, 4, 5, 9, 10, 11, 18 and 20 of General Mgmt For For
Meeting Guidelines
12 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
13 Approve Remuneration Report Mgmt For For
NATIONAL FUEL GAS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NFG 10-Mar-11 USA 636180101 Annual 10-Jan-11
CUSIP: 636180101 ISIN: US6361801011 SEDOL: 2626103
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert T. Brady Mgmt For For
1.2 Elect Director Rolland E. Kidder Mgmt For For
1.3 Elect Director Frederic V. Salerno Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CONCUR TECHNOLOGIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNQR 15-Mar-11 USA 206708109 Annual 19-Jan-11
CUSIP: 206708109 ISIN: US2067081099 SEDOL: 2325091
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jeffrey T. McCabe Mgmt For For
1.2 Elect Director Edward P. Gilligan Mgmt For For
1.3 Elect Director Rajeev Singh Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
FRANKLIN RESOURCES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BEN 15-Mar-11 USA 354613101 Annual 18-Jan-11
CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Samuel H. Armacost Mgmt For For
2 Elect Director Charles Crocker Mgmt For For
3 Elect Director Joseph R. Hardiman Mgmt For For
4 Elect Director Charles B. Johnson Mgmt For For
5 Elect Director Gregory E. Johnson Mgmt For For
6 Elect Director Rupert H. Johnson, Jr. Mgmt For For
7 Elect Director Mark C. Pigott Mgmt For For
8 Elect Director Chutta Ratnathicam Mgmt For For
9 Elect Director Peter M. Sacerdote Mgmt For For
10 Elect Director Laura Stein Mgmt For For
11 Elect Director Anne M. Tatlock Mgmt For For
12 Elect Director Geoffrey Y. Yang Mgmt For For
13 Ratify Auditors Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CLARCOR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CLC 22-Mar-11 USA 179895107 Annual 04-Feb-11
CUSIP: 179895107 ISIN: US1798951075 SEDOL: 2201265
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mark A. Emkes Mgmt For For
1.2 Elect Director Robert H. Jenkins Mgmt For For
1.3 Elect Director Philip R. Lochner, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
NOVO NORDISK A/S
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 23-Mar-11 Denmark K7314N152 Annual 16-Mar-11
CUSIP: K7314N152 ISIN: DK0060102614 SEDOL: 7077524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Report of Board Mgmt
2 Receive and Approve Financial Statements and Statutory Mgmt For For
Reports
3.1 Approve Remuneration of Directors for 2010 Mgmt For For
3.2 Approve Remuneration of Directors for 2011 Mgmt For For
4 Approve Allocation of Income and Dividends of DKK 10 for Mgmt For For
Each Novo Nordisk B Share of DKK 1 and for Each Novo
Nordisk A Share of DKK 1
5.1a Reelect Sten Scheibye as Director Mgmt For For
5.1b Reelect Goran Ando as Director Mgmt For For
5.1c Elect Bruno Angelici as New Director Mgmt For For
5.1d Reelect Henrik Gurtler as Director Mgmt For For
5.1e Elect Thomas Koestler as New Director Mgmt For For
5.1f Reelect Kurt Nielsen as Director Mgmt For For
5.1g Reelect Hannu Ryopponen as Director Mgmt For For
5.1h Reelect Jorgen Wedel as Director Mgmt For For
5.2 Elect Sten Scheibye as Chairman of the Board Mgmt For For
5.3 Elect Goran Ando as Vice Chairman of the Board Mgmt For For
6 Ratify PricewaterhouseCoopers as Auditor Mgmt For For
7.1 Approve DKK 20.0 Million Reduction in Class B Share Capital Mgmt For For
via Share Cancellation
7.2 Authorize Repurchase up to 10 Percent of Share Capital Mgmt For Against
7.3a Delete Article 2 Specifying Location of Registered Office Mgmt For For
7.3b Amend Articles Re: Removal of the Requirement to Advertise Mgmt For For
the Notice in Two Daily Newspapers
7.3c Amend Articles Re: Introduce Age Limit of 70 Years for Mgmt For Against
Board Members
7.4 Amend Guidelines for Incentive-Based Compensation for Mgmt For For
Executive Management and Board
8 Other Business Mgmt
THE WALT DISNEY COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DIS 23-Mar-11 USA 254687106 Annual 24-Jan-11
CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director John E. Bryson Mgmt For For
3 Elect Director John S. Chen Mgmt For For
4 Elect Director Judith L. Estrin Mgmt For For
5 Elect Director Robert A. Iger Mgmt For For
6 Elect Director Steven P. Jobs Mgmt For For
7 Elect Director Fred H. Langhammer Mgmt For For
8 Elect Director Aylwin B. Lewis Mgmt For For
9 Elect Director Monica C. Lozano Mgmt For For
10 Elect Director Robert W. Matschullat Mgmt For For
11 Elect Director John E. Pepper, Jr. Mgmt For For
12 Elect Director Sheryl Sandberg Mgmt For For
13 Elect Director Orin C. Smith Mgmt For For
14 Ratify Auditors Mgmt For For
15 Approve Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
18 Prohibit Retesting Performance Goals SH Against Against
NORDEA BANK AB (FORMERLY NORDEA AB)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NDA 24-Mar-11 Sweden W57996105 Annual 18-Mar-11
CUSIP: W57996105 ISIN: SE0000427361 SEDOL: 5380031
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Claes Beyer as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Designate Inspector(s) of Minutes of Meeting Mgmt For For
5 Acknowledge Proper Convening of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Chairman's Review and CEO's
Speech
7 Approve Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.29 per Mgmt For For
Share
9 Approve Discharge of Board and President Mgmt For For
10 Amend Articles Re: Term of Auditor, Convocation of Meeting, Mgmt For For
Other Amendments
11 Determine Number of Members (9) and Deputy Members (0) Mgmt For For
of Board
12 Fix Number of Auditors at One Mgmt For For
13 Approve Remuneration of Directors in the Amount of EUR Mgmt For For
252,000 for Chairman, EUR 97,650 for Deputy Chairman,
and EUR 75,600 for Other Directors; Approve Meeting Fees;
Approve Remuneration of Auditors
14 Reelect Bjorn Wahlroos (Chairman), Stine Bosse, Marie Mgmt For For
Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom,
Sarah Russell, Bjorn Saven, and Kari Stadigh as Directors
15 Ratify KPMG as Auditor Mgmt For For
16 Authorize Chairman of Board and Representatives of Four of Mgmt For For
Company's Largest Shareholders to Serve on Nominating
Committee
17a Authorize Share Repurchase Program Mgmt For For
17b Authorize Reissuance of Repurchased Shares Mgmt For For
18 Authorize Repurchase of Issued Shares According to Chapter Mgmt For For
7 Section 6 of the Swedish Securities Market Act
19 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
20a Approve 2011 Share Matching Plan Mgmt For For
20b Approve Issuance of up to 4.7 Million Class C-Shares, Mgmt For For
Approve Repurchase of up to 4.7 Million Class C-Shares, and
Approve Conveyance of up to 4.2 Million Class C-Shares
KONINKLIJKE PHILIPS ELECTRONICS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 31-Mar-11 Netherlands N6817P109 Annual 03-Mar-11
CUSIP: N6817P109 ISIN: NL0000009538 SEDOL: 5986622
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 President's Speech Mgmt
2a Approve Financial Statements and Statutory Reports Mgmt For For
2b Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
2c Approve Dividends of EUR 0.75 Per Share Mgmt For For
2d Approve Discharge of Management Board Mgmt For For
2e Approve Discharge of Supervisory Board Mgmt For For
3a Elect F.A.Van Houten to Management Board as CEO Mgmt For For
3b Elect R.H. Wirahadiraksa to Management Board Mgmt For For
3c Elect P.A.J. Nota to Management Board Mgmt For For
4a Reelect C.J.A. van Lede to Supervisory Board Mgmt For For
4b Reelect J.M. Thompson to Supervisory Board Mgmt For For
4c Reelect H. von Prondzynski to Supervisory Board Mgmt For For
4d Elect J.P. Tai to Supervisory Board Mgmt For For
5 Ratify KPMG Accountants NV as Auditors Mgmt For For
6a Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
6b Authorize Board to Exclude Preemptive Rights from Issuance Mgmt For For
under Item 6a
7 Authorize Repurchase of Shares Mgmt For For
8 Other Business Mgmt
LVMH MOET HENNESSY LOUIS VUITTON
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MC 31-Mar-11 France F58485115 Annual/Special 28-Mar-11
CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Auditors' Special Report on Related-Party Mgmt For Against
Transactions
4 Approve Allocation of Income and Dividends of EUR 2.10 per Mgmt For For
Share
5 Elect Delphine Arnault as Director Mgmt For Against
6 Elect Nicolas Bazire as Director Mgmt For Against
7 Elect Antonio Belloni as Director Mgmt For Against
8 Elect Charles de Croisset as Director Mgmt For For
9 Elect Diego Della Valle as Director Mgmt For For
10 Elect Pierre Gode as Director Mgmt For Against
11 Elect Gilles Hennessy as Director Mgmt For Against
12 Elect Marie-Josee Kravis as Director Mgmt For For
13 Appoint Patrick Houel as Censor Mgmt For For
14 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
15 Authorize Capitalization of Reserves of Up to EUR 50 Million Mgmt For For
for Bonus Issue or Increase in Par Value
Extraordinary Business Mgmt
16 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
50 Million
18 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For Against
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 50 Million
19 Approve Issuance of Shares up to 20 Percent of Issued Mgmt For Against
Capital Per Year for a Private Placement up to EUR 50 Million
Reserved for Qualified Investors or Restricted Number of
Investors
20 Authorize Board to Set Issue Price for 10 Percent Per Year of Mgmt For Against
Issued Capital Pursuant to Issue Authority without
Preemptive Rights under Items 18 and 19 Above
21 Authorize Board to Increase Capital in the Event of Additional Mgmt For Against
Demand Related to Delegation Submitted to Shareholder
Vote Above
22 Authorize Capital Increase of Up to EUR 50 Million for Future Mgmt For Against
Exchange Offers
23 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For Against
Capital for Future Acquisitions
24 Approve Employee Stock Purchase Plan Mgmt For For
25 Set Total Limit for Capital Increase to Result from All Mgmt For For
Issuance Requests Above at EUR 50 Million
26 Authorize up to 1 Percent of Issued Capital for Use in Mgmt For Against
Restricted Stock Plan
SCHLUMBERGER LIMITED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLB 06-Apr-11 NetherlandsAntilles 806857108 Annual 16-Feb-11
CUSIP: 806857108 ISIN: AN8068571086 SEDOL: 2779201
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Philippe Camus Mgmt For For
1.2 Elect Director Peter L.S. Currie Mgmt For For
1.3 Elect Director Andrew Gould Mgmt For For
1.4 Elect Director Tony Isaac Mgmt For For
1.5 Elect Director K. Vaman Kamath Mgmt For For
1.6 Elect Director Nikolay Kudryavtsev Mgmt For For
1.7 Elect Director Adrian Lajous Mgmt For For
1.8 Elect Director Michael E. Marks Mgmt For For
1.9 Elect Director Elizabeth Moler Mgmt For For
1.10 Elect Director Leo Rafael Reif Mgmt For For
1.11 Elect Director Tore I. Sandvold Mgmt For For
1.12 Elect Director Henri Seydoux Mgmt For For
1.13 Elect Director Paal Kibsgaard Mgmt For For
1.14 Elect Director Lubna S. Olayan Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
4 Increase Authorized Common Stock Mgmt For For
5 Adopt Plurality Voting for Contested Election of Directors Mgmt For For
6 Adopt and Approve Financials and Dividends Mgmt For For
7 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
ALCON INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACL 07-Apr-11 Switzerland H01301102 Annual 18-Mar-11
CUSIP: H01301102 ISIN: CH0013826497 SEDOL: 2852395
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement with Novartis AG Mgmt For For
2 Accept Financial Statements and Statutory Reports Mgmt For For
3 Approve Discharge of Board and Senior Management for Jan. Mgmt For For
1, 2010 to April 1, 2011
4 Ratify KPMG AG as Auditors Mgmt For For
5.1 Elect Daniel Vasella as Director Mgmt For For
5.2 Elect Cary Rayment as Director Mgmt For For
5.3 Elect Thomas Plaskett as Director Mgmt For For
5.4 Elect Enrico Vanni as Director Mgmt For For
5.5 Elect Norman Walker as Director Mgmt For For
DAIMLER AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAI 13-Apr-11 Germany D1668R123 Annual
CUSIP: D1668R123 ISIN: DE0007100000 SEDOL: 5529027
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.85 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6 Ratify KPMG as Auditors for Fiscal 2011 Mgmt For For
7 Approve Creation of New Additive Remuneration Scheme for Mgmt For For
Supervisory Board Members
8.1 Elect Manfred Bischoff to the Supervisory Board Mgmt For For
8.2 Elect Lynton Wilson to the Supervisory Board Mgmt For For
8.3 Elect Petraea Heynike to the Supervisory Board Mgmt For For
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ERICB 13-Apr-11 Sweden W26049119 Annual 07-Apr-11
CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Michael Treschow as Chairman of Meeting Mgmt For For
2 Prepare and Approve List of Shareholders Mgmt For For
3 Approve Agenda of Meeting Mgmt For For
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report
7 Receive President's Report; Allow Questions Mgmt
8.1 Approve Financial Statements and Statutory Reports Mgmt For For
8.2 Approve Discharge of Board and President Mgmt For For
8.3 Approve Allocation of Income and Dividends of SEK 2.25 per Mgmt For For
Share; Set Record Date for Dividend as April 18, 2011
9.1 Determine Number of Members (12) and Deputy Members (0) Mgmt For For
of Board
9.2 Approve Remuneration of Directors in the Amount of SEK Mgmt For For
3.75 Million to the Chairman and SEK 825,000 for Other
Directors (Including Possibility to Receive Part of
Remuneration in Phantom Shares); Approve Remuneration
for Committee Work
9.3 Reelect R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Mgmt For Against
Martin-Lof, N. McKinstry, A. Nyren, C. Svanberg, H. Vestberg,
and M. Volpi as Directors; Elect L. Johansson (Chair) and J.
Wallenberg as New Directors
9.4 Authorize Chairman of Board and Representatives of Four of Mgmt For For
Company's Largest Shareholders to Serve on Nominating
Committee
9.5 Approve Omission of Remuneration of Members of the Mgmt For For
Nomination Committee
9.6 Approve Remuneration of Auditors Mgmt For For
9.7 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
10 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
11.1 Approve 2011 Share Matching Plan for All Employees Mgmt For For
11.2 Authorize Reissuance of 11.7 Million Repurchased Class B Mgmt For For
Shares for 2011 Share Matching Plan for All Employees
11.3 Approve Equity Swap Agreement with Third Party as Mgmt For Against
Alternative to Item 11.2
11.4 Approve 2011 Share Matching Plan for Key Contributors Mgmt For For
11.5 Authorize Reissuance of 7.3 Million Repurchased Class B Mgmt For For
Shares for 2011 Share Matching Plan for Key Contributors
11.6 Approve Swap Agreement with Third Party as Alternative to Mgmt For Against
Item 11.5
11.7 Approve 2011 Restricted Stock Plan for Executives Mgmt For For
11.8 Authorize Reissuance of 4.4 Million Repurchased Class B Mgmt For For
Shares for 2011 Restricted Stock Plan for Executives
11.9 Approve Swap Agreement with Third Party as Alternative to Mgmt For Against
Item 11.8
12 Authorize Reissuance of up to 13.8 Million Repurchased Class Mgmt For For
B Shares to Cover Social Costs in Connection with 2007,
2008, 2009, and 2010 Long-Term Variable Compensation
Plans
13 Amend Corporate Purpose Mgmt For For
Shareholder Einar Hellbom's Proposal Mgmt
14 General Meeting Shall Instruct the Board to Investigate How SH None For
All Shares Are to be Given the Same Voting Power and To
Present Such a Proposal at the Next Annual General Meeting
15 Close Meeting Mgmt
UNITED TECHNOLOGIES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UTX 13-Apr-11 USA 913017109 Annual 15-Feb-11
CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Louis R. Chenevert Mgmt For For
2 Elect Director John V. Faraci Mgmt For For
3 Elect Director Jean-Pierre Garnier Mgmt For For
4 Elect Director Jamie S. Gorelick Mgmt For For
5 Elect Director Edward A. Kangas Mgmt For For
6 Elect Director Ellen J. Kullman Mgmt For For
7 Elect Director Charles R. Lee Mgmt For For
8 Elect Director Richard D. McCormick Mgmt For For
9 Elect Director Harold McGraw III Mgmt For For
10 Elect Director Richard B. Myers Mgmt For For
11 Elect Director H. Patrick Swygert Mgmt For For
12 Elect Director Andre Villeneuve Mgmt For For
13 Elect Director Christine Todd Whitman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Amend Omnibus Stock Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt None One Year
18 Stock Retention/Holding Period SH Against Against
BP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BP. 14-Apr-11 United Kingdom G12793108 Annual 12-Apr-11
CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Abstain
3 Re-elect Paul Anderson as Director Mgmt For For
4 Re-elect Antony Burgmans as Director Mgmt For For
5 Re-elect Cynthia Carroll as Director Mgmt For For
6 Re-elect Sir William Castell as Director Mgmt For Abstain
7 Re-elect Iain Conn as Director Mgmt For For
8 Re-elect George David as Director Mgmt For For
9 Re-elect Ian Davis as Director Mgmt For For
10 Re-elect Robert Dudley as Director Mgmt For For
11 Re-elect Dr Byron Grote as Director Mgmt For For
12 Elect Frank Bowman as Director Mgmt For For
13 Elect Brendan Nelson as Director Mgmt For For
14 Elect Phuthuma Nhleko as Director Mgmt For For
15 Re-elect Carl-Henric Svanberg as Director Mgmt For For
16 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For
Remuneration
17 Authorise Market Purchase Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
22 Amend ShareMatch Plan Mgmt For For
23 Amend Sharesave UK Plan 2001 Mgmt For For
RIO TINTO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RIO 14-Apr-11 United Kingdom G75754104 Annual 12-Apr-11
CUSIP: G75754104 ISIN: GB0007188757 SEDOL: 0718875
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Mgmt
Tinto Limited Shareholders as a Joint Electorate
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Against
3 Re-elect Tom Albanese as Director Mgmt For For
4 Re-elect Robert Brown as Director Mgmt For For
5 Re-elect Vivienne Cox as Director Mgmt For For
6 Re-elect Jan du Plessis as Director Mgmt For For
7 Re-elect Guy Elliott as Director Mgmt For For
8 Re-elect Michael Fitzpatrick as Director Mgmt For For
9 Re-elect Ann Godbehere as Director Mgmt For For
10 Re-elect Richard Goodmanson as Director Mgmt For For
11 Re-elect Andrew Gould as Director Mgmt For For
12 Re-elect Lord Kerr as Director Mgmt For For
13 Re-elect Paul Tellier as Director Mgmt For For
14 Re-elect Sam Walsh as Director Mgmt For For
15 Elect Stephen Mayne SH Against Against
16 Reappoint PricewaterhouseCoopers LLP as Auditors and Mgmt For For
Authorise Their Remuneration
17 Amend Performance Share Plan Mgmt For For
Resolutions 18 to 22 will be Voted on by Rio Tinto plc Mgmt
Shareholders Only
18 Amend Share Ownership Plan Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
T. ROWE PRICE GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TROW 14-Apr-11 USA 74144T108 Annual 11-Feb-11
CUSIP: 74144T108 ISIN: US74144T1088 SEDOL: 2702337
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Edward C. Bernard Mgmt For For
2 Elect Director James T. Brady Mgmt For For
3 Elect Director J. Alfred Broaddus, Jr. Mgmt For For
4 Elect Director Donald B. Hebb, Jr. Mgmt For For
5 Elect Director James A.C. Kennedy Mgmt For For
6 Elect Director Robert F. MacLellan Mgmt For For
7 Elect Director Brian C. Rogers Mgmt For For
8 Elect Director Alfred Sommer Mgmt For For
9 Elect Director Dwight S. Taylor Mgmt For For
10 Elect Director Anne Marie Whittemore Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
TIBCO SOFTWARE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TIBX 14-Apr-11 USA 88632Q103 Annual 14-Feb-11
CUSIP: 88632Q103 ISIN: US88632Q1031 SEDOL: 2437747
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Vivek Y. Ranadive Mgmt For For
1.2 Elect Director Nanci E.Caldwell Mgmt For For
1.3 Elect Director Eric C.W. Dunn Mgmt For For
1.4 Elect Director Narendra K. Gupta Mgmt For For
1.5 Elect Director Peter J. Job Mgmt For For
1.6 Elect Director Philip K. Wood Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
WEYERHAEUSER COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WY 14-Apr-11 USA 962166104 Annual 18-Feb-11
CUSIP: 962166104 ISIN: US9621661043 SEDOL: 2958936
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Wayne W. Murdy Mgmt For For
2 Elect Director John I. Kieckhefer Mgmt For For
3 Elect Director Charles R. Williamson Mgmt For For
4 Provide Right to Call Special Meeting Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
SOLUTIA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SOA 18-Apr-11 USA 834376501 Annual 24-Feb-11
CUSIP: 834376501 ISIN: US8343765017 SEDOL: B29T0H8
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William T. Monahan Mgmt For For
1.2 Elect Director Robert A. Peiser Mgmt For For
1.3 Elect Director Jeffry N. Quinn Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
M&T BANK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MTB 19-Apr-11 USA 55261F104 Annual 28-Feb-11
CUSIP: 55261F104 ISIN: US55261F1049 SEDOL: 2340168
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Brent D. Baird Mgmt For For
1.2 Elect Director Robert J. Bennett Mgmt For For
1.3 Elect Director C. Angela Bontempo Mgmt For For
1.4 Elect Director Robert T. Brady Mgmt For For
1.5 Elect Director Michael D. Buckley Mgmt For For
1.6 Elect Director T. Jefferson Cunningham, III Mgmt For For
1.7 Elect Director Mark J. Czarnecki Mgmt For For
1.8 Elect Director Gary N. Geisel Mgmt For For
1.9 Elect Director Patrick W.E. Hodgson Mgmt For For
1.10 Elect Director Richard G. King Mgmt For For
1.11 Elect Director Jorge G. Pereira Mgmt For For
1.12 Elect Director Michael P. Pinto Mgmt For For
1.13 Elect Director Melinda R. Rich Mgmt For For
1.14 Elect Director Robert E. Sadler, Jr. Mgmt For For
1.15 Elect Director Herbert L. Washington Mgmt For For
1.16 Elect Director Robert G. Wilmers Mgmt For For
2 Advisory Vote on Executive Compensation Mgmt For For
3 Ratify Auditors Mgmt For For
NEWMONT MINING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NEM 19-Apr-11 USA 651639106 Annual 18-Feb-11
CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Glen A. Barton Mgmt For For
1.2 Elect Director Vincent A. Calarco Mgmt For For
1.3 Elect Director Joseph A. Carrabba Mgmt For For
1.4 Elect Director Noreen Doyle Mgmt For For
1.5 Elect Director Veronica M. Hagen Mgmt For For
1.6 Elect Director Michael S. Hamson Mgmt For For
1.7 Elect Director Richard T. O'Brien Mgmt For For
1.8 Elect Director John B. Prescott Mgmt For For
1.9 Elect Director Donald C. Roth Mgmt For For
1.10 Elect Director Simon Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Other Business Mgmt For Abstain
NORTHERN TRUST CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NTRS 19-Apr-11 USA 665859104 Annual 28-Feb-11
CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Linda Walker Bynoe Mgmt For For
1.2 Elect Director Nicholas D. Chabraja Mgmt For For
1.3 Elect Director Susan Crown Mgmt For For
1.4 Elect Director Dipak C. Jain Mgmt For For
1.5 Elect Director Robert W. Lane Mgmt For For
1.6 Elect Director Robert C. McCormack Mgmt For For
1.7 Elect Director Edward J. Mooney Mgmt For For
1.8 Elect Director John W. Rowe Mgmt For For
1.9 Elect DirectorMartin P. Slark Mgmt For For
1.10 Elect Director David H.B. Smith, Jr. Mgmt For For
1.11 Elect Director Enrique J. Sosa Mgmt For For
1.12 Elect Director Charles A. Tribbett, III Mgmt For For
1.13 Elect Director Frederick H. Waddell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
PROSPERITY BANCSHARES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PRSP 19-Apr-11 USA 743606105 Annual 28-Feb-11
CUSIP: 743606105 ISIN: US7436061052 SEDOL: 2310257
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William H. Fagan Mgmt For Withhold
1.2 Elect Director Perry Mueller, Jr. Mgmt For For
1.3 Elect Director James D. Rollins III Mgmt For For
1.4 Elect Director Harrison Stafford II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SONOSITE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SONO 19-Apr-11 USA 83568G104 Annual 23-Feb-11
CUSIP: 83568G104 ISIN: US83568G1040 SEDOL: 2233848
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Carson L. Diersen Mgmt For For
1.2 Elect Director Steven R. Goldstein Mgmt For For
1.3 Elect Director Kevin M. Goodwin Mgmt For For
1.4 Elect Director Paul V. Haack Mgmt For For
1.5 Elect Director Robert G. Hauser Mgmt For For
1.6 Elect Director Rodney F. Hochman Mgmt For For
1.7 Elect Director Richard O. Martin Mgmt For For
1.8 Elect Director William G. Parzybok, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
U.S. BANCORP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
USB 19-Apr-11 USA 902973304 Annual 22-Feb-11
CUSIP: 902973304 ISIN: US9029733048 SEDOL: 2736035
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Douglas M. Baker, Jr. Mgmt For For
2 Elect Director Y. Marc Belton Mgmt For For
3 Elect Director Victoria Buyniski Gluckman Mgmt For For
4 Elect Director Arthur D. Collins, Jr. Mgmt For For
5 Elect Director Richard K. Davis Mgmt For For
6 Elect Director Joel W. Johnson Mgmt For For
7 Elect Director Olivia F. Kirtley Mgmt For For
8 Elect Director Jerry W. Levin Mgmt For For
9 Elect Director David B. O'Maley Mgmt For For
10 Elect Director O Dell M. Owens Mgmt For For
11 Elect Director Richard G. Reiten Mgmt For For
12 Elect Director Craig D. Schnuck Mgmt For For
13 Elect Director Patrick T. Stokes Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Advisory Vote to Ratify Directors' Compensation SH Against Against
FIRSTMERIT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FMER 20-Apr-11 USA 337915102 Annual 22-Feb-11
CUSIP: 337915102 ISIN: US3379151026 SEDOL: 2339434
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven H. Baer Mgmt For For
1.2 Elect Director Karen S. Belden Mgmt For For
1.3 Elect Director R. Cary Blair Mgmt For For
1.4 Elect Director John C. Blickle Mgmt For For
1.5 Elect Director Robert W. Briggs Mgmt For For
1.6 Elect Director Richard Colella Mgmt For For
1.7 Elect Director Gina D. France Mgmt For For
1.8 Elect Director Paul G. Greig Mgmt For For
1.9 Elect Director Terry L. Haines Mgmt For For
1.10 Elect Director J. Michael Hochschwender Mgmt For For
1.11 Elect Director Clifford J. Isroff Mgmt For For
1.12 Elect Director Philip A. Lloyd II Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Approve Omnibus Stock Plan Mgmt For For
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MUV2 20-Apr-11 Germany D55535104 Annual
CUSIP: D55535104 ISIN: DE0008430026 SEDOL: 5294121
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1a Receive Supervisory Board, Corporate Governance, and Mgmt
Remuneration Report for Fiscal 2010 (Non-Voting)
1b Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 6.25 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6 Elect Annika Falkengren to the Supervisory Board Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
9 Approve Employee Stock Purchase Plan; Approve Creation of Mgmt For For
EUR 10 Million Pool of Capital for Employee Stock Purchase
Plan
RWE AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RWE 20-Apr-11 Germany D6629K109 Annual 30-Mar-11
CUSIP: D6629K109 ISIN: DE0007037129 SEDOL: 4768962
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 3.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011 Mgmt For For
6 Ratify PricewaterhouseCoopers AG for the Inspection of the Mgmt For For
2011 Mid-Year Report
7a Elect Paul Achleitner to the Supervisory Board Mgmt For For
7b Elect Carl-Ludwig von Boehm-Bezing to the Supervisory Board Mgmt For Against
7c Elect Roger Graef to the Supervisory Board Mgmt For For
7d Elect Frithjof Kuehn to the Supervisory Board Mgmt For Against
7e Elect Dagmar Muehlenfeld to the Supervisory Board Mgmt For Against
7f Elect Manfred Schneider to the Supervisory Board Mgmt For Against
7g Elect Ekkehard Schulz to the Supervisory Board Mgmt For For
7h Elect Wolfgang Schuessel to the Supervisory Board Mgmt For For
7i Elect Ullrich Sierau to the Supervisory Board Mgmt For Against
7j Elect Dieter Zetsche to the Supervisory Board Mgmt For For
8a Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8b Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
9 Amend Articles Re: Allow Dividends in Kind Mgmt For For
THE SHERWIN-WILLIAMS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SHW 20-Apr-11 USA 824348106 Annual 25-Feb-11
CUSIP: 824348106 ISIN: US8243481061 SEDOL: 2804211
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director A.F. Anton Mgmt For For
1.2 Elect Director J.C. Boland Mgmt For For
1.3 Elect Director C.M. Connor Mgmt For For
1.4 Elect Director D.F. Hodnik Mgmt For For
1.5 Elect Director T.G. Kadien Mgmt For For
1.6 Elect Director S.J. Kropf Mgmt For For
1.7 Elect Director G.E. McCullough Mgmt For For
1.8 Elect Director A.M. Mixon, III Mgmt For For
1.9 Elect Director C.E. Moll Mgmt For For
1.10 Elect Director R.K. Smucker Mgmt For For
1.11 Elect Director J.M. Stropki, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Permit Board to Amend Bylaws Without Shareholder Consent Mgmt For For
5 Ratify Auditors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
WOODSIDE PETROLEUM LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WPL 20-Apr-11 Australia 980228100 Annual 18-Apr-11
CUSIP: 980228100 ISIN: AU000000WPL2 SEDOL: 6979728
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
2(a) Elect Michael Chaney as a Director Mgmt For For
2(b) Elect David Ian McEvoy as a Director Mgmt For For
3 Approve the Remuneration Report Mgmt For For
4 Approve the Amendments to the Company's Constitution Mgmt For For
Shareholder Proposal Mgmt
5 Approve the Amendment to the Company's Constitution SH Against Against
Proposed by the Climate Advocacy Shareholder Group
ANGLO AMERICAN PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAL 21-Apr-11 United Kingdom G03764134 Annual 19-Apr-11
CUSIP: G03764134 ISIN: GB00B1XZS820 SEDOL: B1XZS82
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Elect Phuthuma Nhleko as Director Mgmt For For
4 Re-elect Cynthia Carroll as Director Mgmt For For
5 Re-elect David Challen as Director Mgmt For For
6 Re-elect Sir CK Chow as Director Mgmt For For
7 Re-elect Sir Philip Hampton as Director Mgmt For For
8 Re-elect Rene Medori as Director Mgmt For For
9 Re-elect Ray O'Rourke as Director Mgmt For For
10 Re-elect Sir John Parker as Director Mgmt For For
11 Re-elect Mamphela Ramphele as Director Mgmt For For
12 Re-elect Jack Thompson as Director Mgmt For For
13 Re-elect Peter Woicke as Director Mgmt For For
14 Reappoint Deloitte LLP as Auditors Mgmt For For
15 Authorise Board to Fix Remuneration of Auditors Mgmt For For
16 Approve Remuneration Report Mgmt For For
17 Approve Long-Term Incentive Plan Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise Market Purchase Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
CITIGROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
C 21-Apr-11 USA 172967101 Annual 22-Feb-11
CUSIP: 172967101 ISIN: US1729671016 SEDOL: 2297907
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alain J.P. Belda Mgmt For For
2 Elect Director Timothy C. Collins Mgmt For For
3 Elect Director Jerry A. Grundhofer Mgmt For For
4 Elect Director Robert L. Joss Mgmt For For
5 Elect Director Michael E. O'Neill Mgmt For For
6 Elect Director Vikram S. Pandit Mgmt For For
7 Elect Director Richard D. Parsons Mgmt For For
8 Elect Director Lawrence R. Ricciardi Mgmt For For
9 Elect Director Judith Rodin Mgmt For For
10 Elect Director Robert L. Ryan Mgmt For For
11 Elect Director Anthony M. Santomero Mgmt For For
12 Elect Director Diana L. Taylor Mgmt For For
13 Elect Director William S. Thompson, Jr. Mgmt For For
14 Elect Director Ernesto Zedillo Mgmt For For
15 Ratify Auditors Mgmt For For
16 Amend Omnibus Stock Plan Mgmt For Against
17 Approve Executive Incentive Bonus Plan Mgmt For For
18 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
19 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
20 Approve Reverse Stock Split Mgmt For For
21 Affirm Political Non-Partisanship SH Against Against
22 Report on Political Contributions SH Against Against
23 Report on Restoring Trust and Confidence in the Financial SH Against Against
System
24 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
25 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
LASALLE HOTEL PROPERTIES
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LHO 21-Apr-11 USA 517942108 Annual 09-Feb-11
CUSIP: 517942108 ISIN: US5179421087 SEDOL: 2240161
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael D. Barnello Mgmt For For
1.2 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
SCHNEIDER ELECTRIC SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SU 21-Apr-11 France F86921107 Annual/Special 18-Apr-11
CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 3.20 per Mgmt For For
Share
4 Acknowledge Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Ratify Appointment of Anand Mahindra as Supervisory Board Mgmt For For
Member
6 Elect Betsy Atkins as Supervisory Board Member Mgmt For For
7 Elect Jeong H. Kim as Supervisory Board Member Mgmt For For
8 Elect Dominique Senequier as Supervisory Board Member Mgmt For For
9 Approve Remuneration of Supervisory Board Members in the Mgmt For For
Aggregate Amount of EUR 1 Million
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
11 Amend Article 11 Re: Age Limit for Supervisory Board Mgmt For For
Members
12 Amend Article 16 of Bylaws Re: Censors Mgmt For For
13 Approve Reduction in Par Value from EUR 8 to EUR 4 and Mgmt For For
Amend Bylaws Accordingly
14 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
800 Million
15 Authorize Capitalization of Reserves for Bonus Issue or Mgmt For For
Increase in Par Value
16 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 217 Million
17 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capital Increase for Future Exchange Offers Mgmt For For
19 Approve Issuance of Shares Up to EUR 108 Million for a Mgmt For For
Private Placement
20 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
21 Authorize up to 0.03 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
22 Approve Employee Stock Purchase Plan Mgmt For For
23 Approve Employee Stock Purchase Plan Reserved for Mgmt For For
International Employees
24 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
25 Authorize Filing of Required Documents/Other Formalities Mgmt For For
SENSIENT TECHNOLOGIES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SXT 21-Apr-11 USA 81725T100 Annual 25-Feb-11
CUSIP: 81725T100 ISIN: US81725T1007 SEDOL: 2923741
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Hank Brown Mgmt For For
1.2 Elect Director Fergus M. Clydesdale Mgmt For For
1.3 Elect Director James A. D. Croft Mgmt For For
1.4 Elect Director William V. Hickey Mgmt For For
1.5 Elect Director Kenneth P. Manning Mgmt For For
1.6 Elect Director Peter M. Salmon Mgmt For For
1.7 Elect Director Elaine R. Wedral Mgmt For For
1.8 Elect Director Essie Whitelaw Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
SVB FINANCIAL GROUP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SIVB 21-Apr-11 USA 78486Q101 Annual 22-Feb-11
CUSIP: 78486Q101 ISIN: US78486Q1013 SEDOL: 2808053
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Greg W. Becker Mgmt For For
1.2 Elect Director Eric A. Benhamou Mgmt For For
1.3 Elect Director David M. Clapper Mgmt For For
1.4 Elect Director Roger F. Dunbar Mgmt For For
1.5 Elect Director Joel P. Friedman Mgmt For For
1.6 Elect Director G. Felda Hardymon Mgmt For For
1.7 Elect Director Alex W. Hart Mgmt For For
1.8 Elect Director C. Richard Kramlich Mgmt For For
1.9 Elect Director Lata Krishnan Mgmt For For
1.10 Elect Director Kate D. Mitchell Mgmt For For
1.11 Elect Director John F. Robinson Mgmt For For
1.12 Elect Director Kyung H. Yoon Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Other Business Mgmt None Abstain
VIVENDI
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VIV 21-Apr-11 France F97982106 Annual/Special 18-Apr-11
CUSIP: F97982106 ISIN: FR0000127771 SEDOL: 4834777
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
4 Approve Allocation of Income and Dividends of EUR 1.40 per Mgmt For For
Share
5 Reelect Jean Yves Charlier as Supervisory Board Member Mgmt For For
6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For
7 Reelect Pierre Rodocanachi as Supervisory Board Member Mgmt For For
8 Appoint KPMG SA as Auditor Mgmt For For
9 Appoint KPMG Audit IS SAS as Alternate Auditor Mgmt For For
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
11 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
12 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan (New Shares)
13 Authorize up to 1 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
14 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
1.5 Billion
15 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1 Billion
16 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Under Items 14 and 15
17 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
18 Approve Employee Stock Purchase Plan Mgmt For For
19 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
20 Authorize Capitalization of Reserves of Up to EUR 1 Billion Mgmt For For
for Bonus Issue or Increase in Par Value
21 Add Article 10.6 to Bylaws Re: Censors Mgmt For For
22 Authorize Filing of Required Documents/Other Formalities Mgmt For For
SEABOARD CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SEB 25-Apr-11 USA 811543107 Annual 28-Feb-11
CUSIP: 811543107 ISIN: US8115431079 SEDOL: 2786687
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven J. Bresky Mgmt For Withhold
1.2 Elect Director David A. Adamsen Mgmt For For
1.3 Elect Director Douglas W. Baena Mgmt For For
1.4 Elect Director Joseph E. Rodrigues Mgmt For For
1.5 Elect Director Edward I. Shifman, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
ANHEUSER-BUSCH INBEV SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 26-Apr-11 Belgium B6399C107 Annual/Special
CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual and Special Meeting Mgmt
Special Meeting Mgmt
A1 Change Date of Annual Meeting Mgmt For For
A2 Amend Articles Re: Variable Remuneration Mgmt For Against
A3a Approve Condition Precedent Mgmt For For
A3b Amend Article 24 Re: Shareholder Rights Act Mgmt For For
A3c Amend Article 25 Re: Shareholder Rights Act Mgmt For For
A3d Amend Article 26bis Re: Shareholder Rights Act Mgmt For For
A3e Amend Article 28 Re: Shareholder Rights Act Mgmt For For
A3f Amend Article 30 Re: Shareholder Rights Act Mgmt For For
A3g Delete Article36bis Mgmt For For
A4a Receive Special Board Report Mgmt
A4b Receive Special Auditor Report Mgmt
A4c Eliminate Preemptive Rights Re: Item A4d Mgmt For Against
A4d Approve Issuance of Stock Options for Board Members Mgmt For Against
A4e Amend Articles to Reflect Changes in Capital Mgmt For Against
A4f Approve Deviation from Belgian Company Law Provision Re: Mgmt For Against
Stock Options to Independent Directors
A4g Authorize Implementation of Approved Resolutions and Filing Mgmt For Against
of Required Documents/Formalities at Trade Registry
Annual Meeting Mgmt
B1 Receive Directors' Report (Non-Voting) Mgmt
B2 Receive Auditors' Report (Non-Voting) Mgmt
B3 Receive Consolidated Financial Statements and Statutory Mgmt
Reports (Non-Voting)
B4 Approve Financial Statements, Allocation of Income, and Mgmt For For
Dividends of EUR 0.80 per Share
B5 Approve Discharge of Directors Mgmt For For
B6 Approve Discharge of Auditors Mgmt For For
B7 Receive Information on Resignation of Arnoud de Pret, Jean- Mgmt
Luc Dehaene, and August Busch IV as Director
B8a Elect Stefan Descheemaecker as Director Mgmt For Against
B8b Elect Paul Cornet de Ways Ruartas Director Mgmt For Against
B8c Reelect Kees Storm as Independent Director Mgmt For For
B8d Reelect Peter Harf as Independent Director Mgmt For For
B8e Elect Olivier Goudet as Independent Director Mgmt For For
B9a Approve Remuneration Report Mgmt For Against
B9b Approve Omnibus Stock Plan Mgmt For Against
B10a Approve Change-of-Control Clause Re : Updated EMTN Mgmt For For
Program
B10b Approve Change-of-Control Clause Re : US Dollar Notes Mgmt For For
B10c Approve Change-of-Control Clause Re : Notes Issued under Mgmt For For
Anheuser-Busch InBev's Shelf Registration Statement
B10d Approve Change-of-Control Clause Re : CAD Dollar Notes Mgmt For For
C1 Authorize Implementation of Approved Resolutions and Filing Mgmt For For
of Required Documents/Formalities at Trade Registry
CENTENE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNC 26-Apr-11 USA 15135B101 Annual 25-Feb-11
CUSIP: 15135B101 ISIN: US15135B1017 SEDOL: 2807061
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael F. Neidorff Mgmt For For
1.2 Elect Director Richard A. Gephardt Mgmt For For
1.3 Elect Director John R. Roberts Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Other Business Mgmt
COMMUNITY TRUST BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CTBI 26-Apr-11 USA 204149108 Annual 28-Feb-11
CUSIP: 204149108 ISIN: US2041491083 SEDOL: 2706470
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Charles J. Baird Mgmt For For
1.2 Elect Director Nick Carter Mgmt For For
1.3 Elect Director Nick A. Cooley Mgmt For For
1.4 Elect Director Jean R. Hale Mgmt For For
1.5 Elect Director James E. McGhee II Mgmt For For
1.6 Elect Director M. Lynn Parrish Mgmt For For
1.7 Elect Director James R. Ramsey Mgmt For For
1.8 Elect Director Anthony W. St. Charles Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IBM 26-Apr-11 USA 459200101 Annual 25-Feb-11
CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director A. J. P. Belda Mgmt For For
2 Elect Director W. R. Brody Mgmt For For
3 Elect Director K. I. Chenault Mgmt For For
4 Elect Director M. L. Eskew Mgmt For For
5 Elect Director S. A. Jackson Mgmt For For
6 Elect Director A. N. Liveris Mgmt For For
7 Elect Director W. J. McNerney, Jr. Mgmt For For
8 Elect Director J. W. Owens Mgmt For For
9 Elect Director S. J. Palmisano Mgmt For For
10 Elect Director J. E. Spero Mgmt For For
11 Elect Director S. Taurel Mgmt For For
12 Elect Director L. H. Zambrano Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
16 Provide for Cumulative Voting SH Against Against
17 Report on Political Contributions SH Against Against
18 Report on Lobbying Expenses SH Against Against
ROLLINS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ROL 26-Apr-11 USA 775711104 Annual 04-Mar-11
CUSIP: 775711104 ISIN: US7757111049 SEDOL: 2747305
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Randall Rollins Mgmt For For
1.2 Elect Director James B. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
RPC, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RES 26-Apr-11 USA 749660106 Annual 04-Mar-11
CUSIP: 749660106 ISIN: US7496601060 SEDOL: 2719456
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Randall Rollins Mgmt For Withhold
1.2 Elect Director Henry B. Tippie Mgmt For For
1.3 Elect Director James B. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For Against
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SIMPSON MANUFACTURING CO., INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SSD 26-Apr-11 USA 829073105 Annual 01-Mar-11
CUSIP: 829073105 ISIN: US8290731053 SEDOL: 2809250
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Earl F. Cheit Mgmt For For
1.2 Elect Director Thomas J. Fitzayers Mgmt For For
1.3 Elect Director Barry Lawson Williams Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
UMB FINANCIAL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UMBF 26-Apr-11 USA 902788108 Annual 03-Mar-11
CUSIP: 902788108 ISIN: US9027881088 SEDOL: 2918510
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kevin C. Gallagher Mgmt For For
1.2 Elect Director Greg M. Graves Mgmt For For
1.3 Elect Director Paul Uhlmann III Mgmt For For
1.4 Elect Director Thomas J. Wood III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Amend Omnibus Stock Plan Mgmt For For
6 Declassify the Board of Directors SH Against For
AXA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CS 27-Apr-11 France F06106102 Annual/Special 20-Apr-11
CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Treatment of Losses and Dividends of EUR 0.69 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions and Approve New Transaction
5 Reelect Jean-Martin Folz as Director Mgmt For For
6 Reelect Giuseppe Mussari as Director Mgmt For For
7 Elect Marcus Schenck as Director Mgmt For For
8 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For Against
Capital
Extraordinary Business Mgmt
9 Authorize Capitalization of Reserves of Up to EUR 1 Billion Mgmt For For
for Bonus Issue or Increase in Par Value
10 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
2 Billion
11 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1 Billion
12 Approve Issuance of Shares up to 20 Percent of Issued Mgmt For For
Capital Per Year for a Private Placement, up to EUR 1 Billiion
13 Authorize Board to Set Issue Price for 10 Percent Per Year of Mgmt For For
Issued Capital Pursuant to Issue Authority without
Preemptive Rights under Items 11 and 12
14 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote under Items 10 to 13 and 17
15 Authorize Capital Increase of Up to EUR 1 Billion for Future Mgmt For For
Exchange Offers
16 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
17 Authorize Issuance of Equity upon Conversion of a Mgmt For For
Subsidiary's Equity-Linked Securities for Up to EUR 1 Billion
18 Approve Issuance of Securities Convertible into Debt up to an Mgmt For For
Aggregate Nominal Amount of EUR 2 Billion
19 Approve Employee Stock Purchase Plan Mgmt For For
20 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
21 Authorize up to 2 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
22 Authorize up to 1 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
23 Authorize up to 0.4 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
24 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
25 Amend Article 23 of Bylaws to Comply with New Legislation Mgmt For For
Re: General Meetings
26 Authorize Filing of Required Documents/Other Formalities Mgmt For For
BARCLAYS PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BARC 27-Apr-11 United Kingdom G08036124 Annual 25-Apr-11
CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Alison Carnwath as Director Mgmt For For
4 Elect Dambisa Moyo as Director Mgmt For For
5 Re-elect Marcus Agius as Director Mgmt For For
6 Re-elect David Booth as Director Mgmt For For
7 Re-elect Sir Richard Broadbent as Director Mgmt For For
8 Re-elect Fulvio Conti as Director Mgmt For For
9 Re-elect Robert Diamond Jr as Director Mgmt For For
10 Re-elect Simon Fraser as Director Mgmt For For
11 Re-elect Reuben Jeffery III as Director Mgmt For For
12 Re-elect Sir Andrew Likierman as Director Mgmt For For
13 Re-elect Chris Lucas as Director Mgmt For For
14 Re-elect Sir Michael Rake as Director Mgmt For For
15 Re-elect Sir John Sunderland as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Approve EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For
23 Approve Long-Term Incentive Plan Mgmt For For
24 Amend Group Share Value Plan Mgmt For For
E. I. DU PONT DE NEMOURS AND COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DD 27-Apr-11 USA 263534109 Annual 02-Mar-11
CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard H. Brown Mgmt For For
2 Elect Director Robert A. Brown Mgmt For For
3 Elect Director Bertrand P. Collomb Mgmt For For
4 Elect Director Curtis J. Crawford Mgmt For For
5 Elect Director Alexander M. Cutler Mgmt For For
6 Elect Director Eleuthere I. du Pont Mgmt For For
7 Elect Director Marillyn A. Hewson Mgmt For For
8 Elect Director Lois D. Juliber Mgmt For For
9 Elect Director Ellen J. Kullman Mgmt For For
10 Elect Director William K. Reilly Mgmt For For
11 Ratify Auditors Mgmt For For
12 Amend Omnibus Stock Plan Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
16 Report on Genetically Engineered Seed SH Against Against
17 Report on Pay Disparity SH Against Against
EATON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ETN 27-Apr-11 USA 278058102 Annual 28-Feb-11
CUSIP: 278058102 ISIN: US2780581029 SEDOL: 2300883
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director George S. Barrett Mgmt For For
2 Elect Director Todd M. Bluedorn Mgmt For For
3 Elect Director Ned C. Lautenbach Mgmt For For
4 Elect Director Gregory R. Page Mgmt For For
5 Declassify the Board of Directors Mgmt For For
6 Eliminate Cumulative Voting Mgmt For For
7 Ratify Auditors Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
GENERAL ELECTRIC COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GE 27-Apr-11 USA 369604103 Annual 28-Feb-11
CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director W. Geoffrey Beattie Mgmt For For
2 Elect Director James I. Cash, Jr. Mgmt For For
3 Elect Director Ann M. Fudge Mgmt For For
4 Elect Director Susan Hockfield Mgmt For For
5 Elect Director Jeffrey R. Immelt Mgmt For For
6 Elect Director Andrea Jung Mgmt For For
7 Elect Director Alan G. Lafley Mgmt For For
8 Elect Director Robert W. Lane Mgmt For For
9 Elect Director Ralph S. Larsen Mgmt For For
10 Elect Director Rochelle B. Lazarus Mgmt For For
11 Elect Director James J. Mulva Mgmt For For
12 Elect Director Sam Nunn Mgmt For For
13 Elect Director Roger S. Penske Mgmt For For
14 Elect Director Robert J. Swieringa Mgmt For For
15 Elect Director James S. Tisch Mgmt For For
16 Elect Director Douglas A. Warner III Mgmt For For
17 Ratify Auditors Mgmt For For
18 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
19 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
20 Provide for Cumulative Voting SH Against Against
21 Performance-Based Equity Awards SH Against Against
22 Withdraw Stock Options Granted to Executive Officers SH Against Against
23 Report on Climate Change Business Risk SH Against Against
24 Report on Animal Testing and Plans for Reduction SH Against Against
PLATINUM UNDERWRITERS HOLDINGS, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PTP 27-Apr-11 Bermuda G7127P100 Annual 11-Mar-11
CUSIP: G7127P100 ISIN: BMG7127P1005 SEDOL: 2958516
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Dan R. Carmichael as Director Mgmt For For
1.2 Elect A. John Hass as Director Mgmt For For
1.3 Elect Antony P.D. Lancaster as Director Mgmt For For
1.4 Elect Edmund R. Megna as Director Mgmt For For
1.5 Elect Michael D. Price as Director Mgmt For For
1.6 Elect James P. Slattery as Director Mgmt For For
1.7 Elect Christopher J. Steffen as Director Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify KPMG as Auditors Mgmt For For
THE COCA-COLA COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KO 27-Apr-11 USA 191216100 Annual 28-Feb-11
CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Herbert A. Allen Mgmt For For
2 Elect Director Ronald W. Allen Mgmt For For
3 Elect Director Howard G. Buffett Mgmt For For
4 Elect Director Barry Diller Mgmt For For
5 Elect Director Evan G. Greenberg Mgmt For For
6 Elect Director Alexis M. Herman Mgmt For For
7 Elect Director Muhtar Kent Mgmt For For
8 Elect Director Donald R. Keough Mgmt For For
9 Elect Director Maria Elena Lagomasino Mgmt For For
10 Elect Director Donald F. McHenry Mgmt For For
11 Elect Director Sam Nunn Mgmt For For
12 Elect Director James D. Robinson III Mgmt For For
13 Elect Director Peter V. Ueberroth Mgmt For For
14 Elect Director Jacob Wallenberg Mgmt For For
15 Elect Director James B. Williams Mgmt For For
16 Ratify Auditors Mgmt For For
17 Amend Executive Incentive Bonus Plan Mgmt For For
18 Amend Restricted Stock Plan Mgmt For For
19 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
20 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
21 Publish Report on Chemical Bisphenol-A (BPA) SH Against For
UNICREDIT SPA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UCG 27-Apr-11 Italy T95132105 Annual/Special 14-Apr-11
CUSIP: T95132105 ISIN: IT0000064854 SEDOL: 4232445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Elect Director Mgmt For Against
4 Approve Remuneration of Board Committee Members Mgmt For For
5 Approve Remuneration of Auditors Mgmt For For
6 Approve Remuneration for the Representative of Holders of Mgmt For For
Saving Shares
7 Amend Regulations on General Meetings Mgmt For For
8 Approve Remuneration Report Mgmt For For
9 Approve Equity Compensation Plans Mgmt For Against
10 Approve Group Employees Share Ownership Plan 2011 Mgmt For For
Extraordinary Business Mgmt
1 Amend Company Bylaws Mgmt For For
2 Approve Issuance of 206 Million Shares Reserved for Stock Mgmt For Against
Grant Plans
3 Approve Issuance of 68 Million Shares Reserved for Stock Mgmt For Against
Grant Plans
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMMD 28-Apr-11 USA 02744M108 Annual 15-Mar-11
CUSIP: 02744M108 ISIN: US02744M1080 SEDOL: 2619998
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard B. Emmitt Mgmt For For
1.2 Elect Director Christopher H. Porter Mgmt For For
1.3 Elect Director D. Verne Sharma Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
AMERICAN REPROGRAPHICS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARC 28-Apr-11 USA 029263100 Annual 10-Mar-11
CUSIP: 029263100 ISIN: US0292631001 SEDOL: B03F0G7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kumarakulasingam Suriyakumar Mgmt For For
1.2 Elect Director Thomas J. Formolo Mgmt For For
1.3 Elect Director Dewitt Kerry McCluggage Mgmt For For
1.4 Elect Director James F. McNulty Mgmt For For
1.5 Elect Director Mark W. Mealy Mgmt For For
1.6 Elect Director Manuel Perez de la Mesa Mgmt For For
1.7 Elect Director Eriberto R. Scocimara Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Approve Omnibus Stock Plan Mgmt For For
ASTRAZENECA PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AZNl 28-Apr-11 United Kingdom G0593M107 Annual 26-Apr-11
CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Confirm First Interim Dividend; Confirm as Final Dividend the Mgmt For For
Second Interim Dividend
3 Reappoint KPMG Audit plc as Auditors Mgmt For For
4 Authorise Board to Fix Remuneration of Auditors Mgmt For For
5(a) Re-elect Louis Schweitzer as Director Mgmt For For
5(b) Re-elect David Brennan as Director Mgmt For For
5(c) Re-elect Simon Lowth as Director Mgmt For For
5(d) Elect Bruce Burlington as Director Mgmt For For
5(e) Re-elect Jean-Philippe Courtois as Director Mgmt For For
5(f) Re-elect Michele Hooper as Director Mgmt For For
5(g) Re-elect Rudy Markham as Director Mgmt For For
5(h) Re-elect Nancy Rothwell as Director Mgmt For For
5(i) Elect Shriti Vadera as Director Mgmt For For
5(j) Re-elect John Varley as Director Mgmt For For
5(k) Re-elect Marcus Wallenberg as Director Mgmt For For
6 Approve Remuneration Report Mgmt For For
7 Authorise EU Political Donations and Expenditure Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
10 Authorise Market Purchase Mgmt For For
11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
BRITISH AMERICAN TOBACCO PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BATS 28-Apr-11 United Kingdom G1510J102 Annual 26-Apr-11
CUSIP: G1510J102 ISIN: GB0002875804 SEDOL: 0287580
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
5 Authorise Board to Fix Remuneration of Auditors Mgmt For For
6 Re-elect Richard Burrows as Director Mgmt For For
7 Re-elect Karen de Segundo as Director Mgmt For For
8 Re-elect Nicandro Durante as Director Mgmt For For
9 Re-elect Robert Lerwill as Director Mgmt For For
10 Re-elect Christine Morin-Postel as Director Mgmt For For
11 Re-elect Gerry Murphy as Director Mgmt For For
12 Re-elect Anthony Ruys as Director Mgmt For For
13 Re-elect Sir Nicholas Scheele as Director Mgmt For For
14 Re-elect Ben Stevens as Director Mgmt For For
15 Elect John Daly as Director Mgmt For For
16 Elect Kieran Poynter as Director Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Amend Long Term Incentive Plan Mgmt For Against
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
CORNING INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GLW 28-Apr-11 USA 219350105 Annual 24-Feb-11
CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John Seely Brown Mgmt For Against
2 Elect Director John A. Canning, Jr. Mgmt For For
3 Elect Director Gordon Gund Mgmt For Against
4 Elect Director Kurt M. Landgraf Mgmt For For
5 Elect Director H. Onno Ruding Mgmt For For
6 Elect Director Glenn F. Tilton Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Ratify Auditors Mgmt For For
10 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
DANONE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BN 28-Apr-11 France F12033134 Annual/Special 21-Apr-11
CUSIP: F12033134 ISIN: FR0000120644 SEDOL: B1Y9TB3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 1.30 per Mgmt For For
Share
4 Ratify Appointment of Yoshihiro Kawabata as Director Mgmt For For
5 Reelect Bruno Bonnell as Director Mgmt For For
6 Reelect Bernard Hours as Director Mgmt For Against
7 Reelect Yoshihiro Kawabata as Director Mgmt For Against
8 Reelect Jacques Vincent as Director Mgmt For Against
9 Elect Isabelle Seillier as Director Mgmt For Against
10 Elect Jean-Michel Severino as Director Mgmt For For
11 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
12 Approve Agreement with Bernard Hours Mgmt For For
13 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
14 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
56.5 Million
15 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 37.8 Million
16 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
17 Authorize Capital Increase of Up to EUR 24 Million for Future Mgmt For For
Exchange Offers
18 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
19 Authorize Capitalization of Reserves of Up to EUR 41.6 Mgmt For For
Million for Bonus Issue or Increase in Par Value
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
22 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ERESEARCH TECHNOLOGY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ERT 28-Apr-11 USA 29481V108 Annual 02-Mar-11
CUSIP: 29481V108 ISIN: US29481V1089 SEDOL: 2690937
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joel Morganroth Mgmt For For
1.2 Elect Director Stephen S. Phillips Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt None One Year
H & M HENNES & MAURITZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HMB 28-Apr-11 Sweden W41422101 Annual 20-Apr-11
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Sven Unger as Chairman of Meeting Mgmt For For
3 Receive President's Report; Allow Questions Mgmt
4 Prepare and Approve List of Shareholders Mgmt For For
5 Approve Agenda of Meeting Mgmt For For
6 Designate Inspector(s) of Minutes of Meeting Mgmt For For
7 Acknowledge Proper Convening of Meeting Mgmt For For
8a Receive Financial Statements and Statutory Reports; Receive Mgmt
Auditor's Report; Receive Auditor's Report on Application of
Guidelines for Remuneration for Executive Management
8b Receive Auditor's and Auditing Committee's Reports Mgmt
8c Receive Chairman's Report About Board Work Mgmt
8d Receive Report of the Chairman of the Nominating Committee Mgmt
9a Approve Financial Statements and Statutory Reports Mgmt For For
9b Approve Allocation of Income and Dividends of SEK 9.50 per Mgmt For For
Share
9c Approve Discharge of Board and President Mgmt For For
10 Determine Number of Members (8) and Deputy Members (0) Mgmt For For
of Board
11 Approve Remuneration of Directors in the Amount of SEK Mgmt For For
1.35 Million for Chairman, and SEK 450,000 for Other
Members; Approve Remuneration for Committe Work;
Approve Remuneration of Auditors
12 Reelect Mia Livfors, Anders Dahlvig, Lottie Knutson, Sussi Mgmt For Against
Kvart, Bo Lundquist, Stefan Persson (Chairman), Melker
Schorling, and Christian Sievert as Directors
13 Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Mgmt For Against
Andersson, and Anders Oscarsson as Members of
Nominating Committee
14 Amend Articles of Association to Comply with the New Mgmt For For
Swedish Companies Act
15 Approve Remuneration Policy And Other Terms of Mgmt For For
Employment For Executive Management
16 Close Meeting Mgmt
JOHNSON & JOHNSON
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JNJ 28-Apr-11 USA 478160104 Annual 01-Mar-11
CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mary Sue Coleman Mgmt For For
2 Elect Director James G. Cullen Mgmt For For
3 Elect Director Ian E.L. Davis Mgmt For For
4 Elect Director Michael M.e. Johns Mgmt For For
5 Elect Director Susan L. Lindquist Mgmt For For
6 Elect Director Anne M. Mulcahy Mgmt For For
7 Elect Director Leo F. Mullin Mgmt For For
8 Elect Director William D. Perez Mgmt For For
9 Elect Director Charles Prince Mgmt For For
10 Elect Director David Satcher Mgmt For For
11 Elect Director William C. Weldon Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Adopt Policy to Restrain Pharmaceutical Price Increases SH Against Against
16 Amend EEO Policy to Prohibit Discrimination Based on SH Against Against
Applicant's Health Status
17 Adopt Animal-Free Training Methods SH Against Against
NATIONAL INTERSTATE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NATL 28-Apr-11 USA 63654U100 Annual 28-Feb-11
CUSIP: 63654U100 ISIN: US63654U1007 SEDOL: B05Q284
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joseph E. (Jeff) Consolino Mgmt For For
1.2 Elect Director Theodore H. Elliott, Jr. Mgmt For For
1.3 Elect Director Gary J. Gruber Mgmt For Withhold
1.4 Elect Director Donald D. Larson Mgmt For Withhold
1.5 Elect Director David W. Michelson Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
PFIZER INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PFE 28-Apr-11 USA 717081103 Annual 01-Mar-11
CUSIP: 717081103 ISIN: US7170811035 SEDOL: 2684703
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Dennis A. Ausiello Mgmt For Against
2 Elect Director Michael S. Brown Mgmt For Against
3 Elect Director M. Anthony Burns Mgmt For Against
4 Elect Director W. Don Cornwell Mgmt For For
5 Elect Director Frances D. Fergusson Mgmt For For
6 Elect Director William H. Gray III Mgmt For Against
7 Elect Director Constance J. Horner Mgmt For Against
8 Elect Director James M. Kilts Mgmt For For
9 Elect Director George A. Lorch Mgmt For For
10 Elect Director John P. Mascotte Mgmt For Against
11 Elect Director Suzanne Nora Johnson Mgmt For For
12 Elect Director Ian C. Read Mgmt For For
13 Elect Director Stephen W. Sanger Mgmt For Against
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
17 Publish Political Contributions SH Against Against
18 Report on Public Policy Advocacy Process SH Against Against
19 Adopt Policy to Restrain Pharmaceutical Price Increases SH Against Against
20 Provide Right to Act by Written Consent SH Against For
21 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
22 Report on Animal Testing and Plans for Reduction SH Against Against
POLARIS INDUSTRIES INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PII 28-Apr-11 USA 731068102 Annual 28-Feb-11
CUSIP: 731068102 ISIN: US7310681025 SEDOL: 2692933
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Director Gary E. Hendrickson Mgmt For For
1.2 Director John R. Menard Mgmt For For
1.3 Director R.M. Schreck Mgmt For For
1.4 Director William Grant Van Dyke Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SIGNATURE BANK
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SBNY 28-Apr-11 USA 82669G104 Annual 01-Mar-11
CUSIP: 82669G104 ISIN: US82669G1040 SEDOL: B00JQL9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Scott A. Shay Mgmt For For
1.2 Elect Director Joseph J. Depaolo Mgmt For For
1.3 Elect Director Alfred B. Delbello Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
TREEHOUSE FOODS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
THS 28-Apr-11 USA 89469A104 Annual 07-Mar-11
CUSIP: 89469A104 ISIN: US89469A1043 SEDOL: B095X84
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ann M. Sardini Mgmt For For
1.2 Elect Director Dennis F. O'Brien Mgmt For For
1.3 Elect Director Sam K. Reed Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide Right to Call Special Meeting Mgmt For For
4 Reduce Supermajority Vote Requirement Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WESTAMERICA BANCORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WABC 28-Apr-11 USA 957090103 Annual 28-Feb-11
CUSIP: 957090103 ISIN: US9570901036 SEDOL: 2950374
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director E. Allen Mgmt For For
1.2 Elect Director L. Bartolini Mgmt For For
1.3 Elect Director E.j. Bowler Mgmt For For
1.4 Elect Director A. Latno, Jr. Mgmt For For
1.5 Elect Director P. Lynch Mgmt For For
1.6 Elect Director C. Macmillan Mgmt For For
1.7 Elect Director R. Nelson Mgmt For For
1.8 Elect Director D. Payne Mgmt For For
1.9 Elect Director E. Sylvester Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
ABBOTT LABORATORIES
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ABT 29-Apr-11 USA 002824100 Annual 02-Mar-11
CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert J. Alpern Mgmt For For
1.2 Elect Director Roxanne S. Austin Mgmt For For
1.3 Elect Director W. James Farrell Mgmt For For
1.4 Elect Director H. Laurance Fuller Mgmt For For
1.5 Elect Director Edward M. Liddy Mgmt For For
1.6 Elect Director Phebe N. Novakovic Mgmt For For
1.7 Elect Director William A. Osborn Mgmt For For
1.8 Elect Director Samuel C. Scott III Mgmt For For
1.9 Elect Director Glenn F. Tilton Mgmt For For
1.10 Elect Director Miles D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Adopt Policy on Pharmaceutical Price Restraint SH Against Against
AMERICAN CAPITAL, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACAS 29-Apr-11 USA 02503Y103 Annual 04-Mar-11
CUSIP: 02503Y103 ISIN: US02503Y1038 SEDOL: 2101990
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Driector Mary C. Baskin Mgmt For For
2 Elect Driector Neil M. Hahl Mgmt For For
3 Elect Driector Philip R. Harper Mgmt For For
4 Elect Driector John A. Koskinen Mgmt For For
5 Elect Driector Stan Lundine Mgmt For For
6 Elect Driector Kenneth D. Peterson Mgmt For For
7 Elect Driector Alvin N. Puryear Mgmt For For
8 Elect Driector Malon Wilkus Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
11 Ratify Auditors Mgmt For For
AT&T INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
T 29-Apr-11 USA 00206R102 Annual 01-Mar-11
CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Randall L. Stephenson Mgmt For For
2 Elect Director Gilbert F. Amelio Mgmt For For
3 Elect Director Reuben V. Anderson Mgmt For For
4 Elect Director James H. Blanchard Mgmt For For
5 Elect Director Jaime Chico Pardo Mgmt For For
6 Elect Director James P. Kelly Mgmt For For
7 Elect Director Jon C. Madonna Mgmt For For
8 Elect Director Lynn M. Martin Mgmt For For
9 Elect Director John B. McCoy Mgmt For For
10 Elect Director Joyce M. Roche Mgmt For For
11 Elect Director Matthew K. Rose Mgmt For For
12 Elect Director Laura D Andrea Tyson Mgmt For For
13 Ratify Auditors Mgmt For For
14 Approve Omnibus Stock Plan Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Report on Political Contributions SH Against Against
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Provide Right to Act by Written Consent SH Against For
BAYER AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAYN 29-Apr-11 Germany D0712D163 Annual
CUSIP: D0712D163 ISIN: DE000BAY0017 SEDOL: 5069211
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports; Appove Mgmt For For
Allocation of Income and Dividends of EUR 1.50 per Share
for Fiscal 2010
2 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
3 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
4 Amend Articles Re: Length of Supervisory Board Member Mgmt For For
Term
5 Approve Spin-Off and Takeover Agreement with Bayer Real Mgmt For For
Estate GmbH
6 Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 Mgmt For For
CLECO CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNL 29-Apr-11 USA 12561W105 Annual 01-Mar-11
CUSIP: 12561W105 ISIN: US12561W1053 SEDOL: 2182445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William L. Marks Mgmt For For
1.2 Elect Director Robert T. Ratcliff, Sr. Mgmt For For
1.3 Elect Director Peter M. Scott III Mgmt For For
1.4 Elect Director William H.walker, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Eliminate Cumulative Voting and Declassify the Board Mgmt For For
6 Eliminate Cumulative Voting Mgmt For For
ENEL SPA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ENEL 29-Apr-11 Italy T3679P115 Annual/Special 18-Apr-11
CUSIP: T3679P115 ISIN: IT0003128367 SEDOL: 7144569
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Fix Number of Directors Mgmt For For
4 Fix Directors' Term Mgmt For For
Elect Directors (Bundled) - Choose One of the Following Mgmt
Slates
5.1 Slate Submitted by the Italian Ministry of Economy and Mgmt None Do Not Vote
Finance
5.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt None For
6 Elect Chairman of the Board of Directors Mgmt For For
7 Approve Remuneration of Directors Mgmt For Against
8 Approve Auditors and Authorize Board to Fix Their Mgmt For For
Remuneration
Extraordinary Business Mgmt
1 Amend Company Bylaws Mgmt For For
ENI SPA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ENI 29-Apr-11 Italy T3643A145 Annual 18-Apr-11
CUSIP: T3643A145 ISIN: IT0003132476 SEDOL: 7145056
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income Mgmt For For
3 Fix Number of Directors Mgmt For For
4 Fix Directors' Term Mgmt For For
Elect Directors (Bundled) - Vote Only for One of the Mgmt
Following Slates
5.1 Slate Submitted by the Ministry of Economics and Finance Mgmt None Do Not Vote
5.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt None For
6 Elect Chairman of the Board of Directors Mgmt For For
7 Approve Remuneration of Directors Mgmt For Against
Appoint Internal Statutory Auditors - Vote Only for One of Mgmt
the Following Slates
8.1 Slate Submitted by the Ministry of Economics and Finance Mgmt None Against
8.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt None For
9 Appoint Internal Statutory Auditors' Chairman Mgmt For For
10 Approve Internal Auditors' Remuneration Mgmt For For
11 Approve Compensation of the Judicial Officer of Corte dei Mgmt For For
Conti Responsible for Eni's Financial Control
OWENS & MINOR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OMI 29-Apr-11 USA 690732102 Annual 08-Mar-11
CUSIP: 690732102 ISIN: US6907321029 SEDOL: 2665128
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director A. Marshall Acuff, Jr. Mgmt For For
1.2 Elect Director J. Alfred Broaddus, Jr. Mgmt For For
1.3 Elect Director Richard E. Fogg Mgmt For For
1.4 Elect Director John W. Gerdelman Mgmt For For
1.5 Elect Director Lemuel E. Lewis Mgmt For For
1.6 Elect Director G. Gilmer Minor, III Mgmt For For
1.7 Elect Director Eddie N. Moore, Jr. Mgmt For For
1.8 Elect Director Peter S. Redding Mgmt For For
1.9 Elect Director James E. Rogers Mgmt For For
1.10 Elect Director Robert C. Sledd Mgmt For For
1.11 Elect Director Craig R. Smith Mgmt For For
1.12 Director Anne Marie Whittemore Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BERKSHIRE HATHAWAY INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRK.B 30-Apr-11 USA 084670702 Annual 02-Mar-11
CUSIP: 084670108 ISIN: US0846707026 SEDOL: 2073390
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Warren E. Buffett Mgmt For For
1.2 Elect Director Charles T. Munger Mgmt For For
1.3 Elect Director Howard G. Buffett Mgmt For For
1.4 Elect Director Stephen B. Burke Mgmt For For
1.5 Elect Director Susan L. Decker Mgmt For For
1.6 Elect Director William H. Gates III Mgmt For For
1.7 Elect Director David S. Gottesman Mgmt For For
1.8 Elect Director Charlotte Guyman Mgmt For For
1.9 Elect Director Donald R. Keough Mgmt For For
1.10 Elect Director Thomas S. Murphy Mgmt For For
1.11 Elect Director Ronald L. Olson Mgmt For For
1.12 Elect Director Walter Scott, Jr. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Adopt Quantitative GHG Goals for Products and Operations SH Against For
AMERICAN EXPRESS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AXP 02-May-11 USA 025816109 Annual 04-Mar-11
CUSIP: 025816109 ISIN: US0258161092 SEDOL: 2026082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Daniel F. Akerson Mgmt For For
1.2 Elect Director Charlene Barshefsky Mgmt For For
1.3 Elect Director Ursula M. Burns Mgmt For For
1.4 Elect Director Kenneth I. Chenault Mgmt For For
1.5 Elect Director Peter Chernin Mgmt For For
1.6 Elect Director Theodore J. Leonsis Mgmt For For
1.7 Director Jan Leschly Mgmt For For
1.8 Director Richard C. Levin Mgmt For For
1.9 Director Richard A. McGinn Mgmt For For
1.10 Director Edward D. Miller Mgmt For For
1.11 Director Steven S. Reinemund Mgmt For For
1.12 Director Robert D. Walter Mgmt For For
1.13 Director Ronald A. Williams Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Provide for Cumulative Voting SH Against Against
6 Amend Bylaws-- Call Special Meetings SH Against For
CBL & ASSOCIATES PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBL 02-May-11 USA 124830100 Annual 04-Mar-11
CUSIP: 124830100 ISIN: US1248301004 SEDOL: 2167475
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Charles B. Lebovitz Mgmt For For
1.2 Elect Director Gary L. Bryenton Mgmt For For
1.3 Elect Director Gary J. Nay Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
5 Declassify the Board of Directors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
EQUITY ONE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQY 02-May-11 USA 294752100 Annual 07-Mar-11
CUSIP: 294752100 ISIN: US2947521009 SEDOL: 2246329
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Noam Ben-Ozer Mgmt For For
1.2 Elect Director James S. Cassel Mgmt For For
1.3 Elect Director Cynthia R. Cohen Mgmt For For
1.4 Elect Director David Fischel Mgmt For For
1.5 Elect Director Neil Flanzraich Mgmt For For
1.6 Elect Director Nathan Hetz Mgmt For For
1.7 Elect Director Chaim Katzman Mgmt For For
1.8 Elect Director Peter Linneman Mgmt For For
1.9 Elect Director Jeffrey S. Olson Mgmt For For
1.10 Elect Director Dori Segal Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Amend Omnibus Stock Plan Mgmt For Against
GDF SUEZ
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSZ 02-May-11 France F42768105 Annual/Special 27-Apr-11
CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2CQ3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 1.50 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Albert Frere as Director Mgmt For For
7 Reelect Edmond Alphandery as Director Mgmt For For
8 Reelect Aldo Cardoso as Director Mgmt For For
9 Reelect Rene Carron as Director Mgmt For For
10 Reelect Thierry de Rudder as Director Mgmt For For
11 Elect Francoise Malrieu as Director Mgmt For For
12 Ratify Change of Registered Office to 1 place Samuel de Mgmt For For
Champlain, 92400 Courbevoie, and Amend Bylaws
Accordingly
Extraordinary Business Mgmt
13 Approve Employee Stock Purchase Plan Mgmt For For
14 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
15 Authorize up to 0.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
16 Authorize Filing of Required Documents/Other Formalities Mgmt For For
Shareholder Proposals Mgmt
A Approve Dividends of EUR 0.83 per Share SH Against Against
THE BOEING COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BA 02-May-11 USA 097023105 Annual 03-Mar-11
CUSIP: 097023105 ISIN: US0970231058 SEDOL: 2108601
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John E. Bryson Mgmt For For
2 Elect Director David L. Calhoun Mgmt For For
3 Elect Director Arthur D. Collins, Jr. Mgmt For For
4 Elect Director Linda Z. Cook Mgmt For For
5 Elect Director Kenneth M. Duberstein Mgmt For For
6 Elect Director Edmund P. Giambastiani, Jr. Mgmt For For
7 Elect Director Edward M. Liddy Mgmt For For
8 Elect Director John F. McDonnell Mgmt For For
9 Elect Director W. James McNerney, Jr. Mgmt For For
10 Elect Director Susan C. Schwab Mgmt For For
11 Elect Director Ronald A. Williams Mgmt For For
12 Elect Director Mike S. Zafirovski Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
15 Ratify Auditors Mgmt For For
16 Implement Third-Party Supply Chain Monitoring SH Against Against
17 Report on Political Contributions SH Against Against
18 Provide Right to Act by Written Consent SH Against For
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
20 Require Independent Board Chairman SH Against Against
VINCI
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DG 02-May-11 France F5879X108 Annual/Special 27-Apr-11
CUSIP: F5879X108 ISIN: FR0000125486 SEDOL: B1XH026
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
2 Approve Financial Statements and Statutory Reports Mgmt For For
3 Approve Allocation of Income and Dividends of EUR 1.67 per Mgmt For For
Share
4 Reelect Pascale Sourisse as Director Mgmt For For
5 Reelect Robert Castaigne as Director Mgmt For For
6 Reelect Jean Bernard Levy as Director Mgmt For For
7 Elect Elisabeth Boyer as Representative of Employee Mgmt For For
Shareholders to the Board
8 Elect Gerard Duez as Representative of Employee Mgmt For Against
Shareholders to the Board
9 Elect Gerard Francon as Representative of Employee Mgmt For Against
Shareholders to the Board
10 Elect Bernard Klemm as Representative of Employee Mgmt For Against
Shareholders to the Board
11 Elect Bernard Chabalier as Representative of Employee Mgmt For Against
Shareholders to the Board
12 Elect Jean-Luc Lebouil as Representative of Employee Mgmt For Against
Shareholders to the Board
13 Elect Denis Marchal as Representative of Employee Mgmt For Against
Shareholders to the Board
14 Elect Rolland Sabatier as Representative of Employee Mgmt For Against
Shareholders to the Board
15 Elect Pascal Taccoen as Representative of Employee Mgmt For Against
Shareholders to the Board
16 Elect Cosimo Lupo as Representative of Employee Mgmt For Against
Shareholders to the Board
17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
18 Approve Transactions with a Related Parties Re: Financing of Mgmt For For
Prado Sud
Extraordinary Business Mgmt
19 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
20 Authorize Capitalization of Reserves for Bonus Issue or Mgmt For For
Increase in Par Value
21 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
300 Million
22 Authorize Issuance of Specific Convertible Bonds without Mgmt For For
Preemptive Rights Named OCEANE, up to an Aggregate
Nominal Amount EUR 150 Million
23 Approve Issuance of Convertible Bonds without Preemptive Mgmt For For
Rights Other than OCEANE, up to an Aggregate Nominal
Amount EUR 150 Million
24 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
25 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
26 Approve Employee Stock Purchase Plan Mgmt For For
27 Approve Stock Purchase Plan Reserved for Employees of Mgmt For For
International Subsidiaries
28 Authorize up to 0.9 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
29 Authorize Filing of Required Documents/Other Formalities Mgmt For For
DELEK US HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DK 03-May-11 USA 246647101 Annual 10-Mar-11
CUSIP: 246647101 ISIN: US2466471016 SEDOL: B142DK9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Erza Uzi Yemin Mgmt For For
1.2 Elect Director Gabriel Last Mgmt For Withhold
1.3 Elect Director Asaf Bartfeld Mgmt For For
1.4 Elect Director Aharon Kacherginski Mgmt For For
1.5 Elect Director Shlomo Zohar Mgmt For For
1.6 Elect Director Carlos E. Jorda Mgmt For For
1.7 Elect Director Charles H. Leonard Mgmt For For
1.8 Elect Director Philip L. Maslowe Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
HOME PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HME 03-May-11 USA 437306103 Annual 08-Mar-11
CUSIP: 437306103 ISIN: US4373061039 SEDOL: 2414074
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen R. Blank Mgmt For For
1.2 Elect Director Alan L. Gosule Mgmt For For
1.3 Elect Director Leonard F. Helbig, III Mgmt For For
1.4 Elect Director Charles J. Koch Mgmt For For
1.5 Elect Director Thomas P. Lydon, Jr. Mgmt For For
1.6 Elect Director Edward J. Pettinella Mgmt For For
1.7 Elect Director Clifford W. Smith, Jr. Mgmt For For
1.8 Elect Director Amy L. Tait Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Omnibus Stock Plan Mgmt For Against
5 Ratify Auditors Mgmt For For
NOKIA CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 03-May-11 Finland X61873133 Annual 19-Apr-11
CUSIP: X61873133 ISIN: FI0009000681 SEDOL: 5902941
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of Mgmt For For
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting Mgmt For For
5 Prepare and Approve List of Shareholders Mgmt For For
6 Receive Financial Statements and Statutory Reports, the Mgmt
Board's Report, and the Auditor's Report; Receive Review by
the CEO
7 Accept Financial Statements and Statutory Reports Mgmt For For
8 Approve Allocation of Income and Dividends of EUR 0.40 Per Mgmt For For
Share
9 Approve Discharge of Board and President Mgmt For For
10 Approve Remuneration of Directors in the Amount of EUR Mgmt For For
440,000 for Chairman, EUR 150,000 for Vice Chairman, and
EUR 130,000 for Other Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Eleven Mgmt For For
12 Reelect Bengt Holmstrom, Henning Kagermann, Per Karlsson, Mgmt For For
Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, and
Risto Siilasmaa as Directors; Elect Jouko Karvinen, Helge
Lund, Kari Stadigh, and Stephen Elop as New Directors
13 Approve Remuneration of Auditors Mgmt For For
14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For
15 Authorize Repurchase of up to 360 Million Issued Shares Mgmt For For
16 Approve Stock Option Plan for Key Employees; Approve Mgmt For For
Issuance of up to 35 Million Stock Options
17 Close Meeting Mgmt
PEABODY ENERGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BTU 03-May-11 USA 704549104 Annual 11-Mar-11
CUSIP: 704549104 ISIN: US7045491047 SEDOL: 2753454
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gregory H. Boyce Mgmt For For
1.2 Elect Director William A. Coley Mgmt For For
1.3 Elect Director William E. James Mgmt For For
1.4 Elect Director Robert B. Karn III Mgmt For For
1.5 Elect Director M. Frances Keeth Mgmt For For
1.6 Elect Director Henry E. Lentz Mgmt For For
1.7 Elect Director Robert A. Malone Mgmt For For
1.8 Elect Director William C. Rusnack Mgmt For For
1.9 Elect Director John F. Turner Mgmt For For
1.10 Elect Director Sandra A. Van Trease Mgmt For For
1.11 Elect Director Alan H. Washkowitz Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
5 Approve Omnibus Stock Plan Mgmt For For
RACKSPACE HOSTING, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RAX 03-May-11 USA 750086100 Annual 25-Mar-11
CUSIP: 750086100 ISIN: US7500861007 SEDOL: 2591524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Graham Weston Mgmt For For
1.2 Elect Director Palmer Moe Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
THOMSON REUTERS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRI 03-May-11 Canada 884903105 Annual 15-Mar-11
CUSIP: 884903105 ISIN: CA8849031056 SEDOL: 2889371
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Thomson Mgmt For For
1.2 Elect Director W. Geoffrey Beattie Mgmt For For
1.3 Elect Director Thomas H. Glocer Mgmt For For
1.4 Elect Director Manvinder S. Banga Mgmt For For
1.5 Elect Director Mary Cirillo Mgmt For For
1.6 Elect Director Steven A. Denning Mgmt For For
1.7 Elect Director Lawton W. Fitt Mgmt For For
1.8 Elect Director Roger L. Martin Mgmt For For
1.9 Elect Director Sir Deryck Maughan Mgmt For For
1.10 Elect Director Ken Olisa Mgmt For For
1.11 Elect Director Vance K. Opperman Mgmt For For
1.12 Elect Director John M. Thompson Mgmt For For
1.13 Elect Director Peter J. Thomson Mgmt For For
1.14 Elect Director John A. Tory Mgmt For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Mgmt For For
Authorize Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation Approach Mgmt For For
UNDER ARMOUR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UA 03-May-11 USA 904311107 Annual 18-Feb-11
CUSIP: 904311107 ISIN: US9043111072 SEDOL: B0PZN11
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Kevin A. Plank Mgmt For For
1.2 Elect Director Byron K. Adams, Jr. Mgmt For For
1.3 Elect Director Douglas E. Coltharp Mgmt For For
1.4 Elect Director Anthony W. Deering Mgmt For For
1.5 Elect Director A.B. Krongard Mgmt For For
1.6 Elect Director William R. McDermott Mgmt For For
1.7 Elect Director Harvey L. Sanders Mgmt For For
1.8 Elect Director T homas J. Sippel Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
WELLS FARGO & COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WFC 03-May-11 USA 949746101 Annual 04-Mar-11
CUSIP: 949746101 ISIN: US9497461015 SEDOL: 2649100
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Election Director John D. Baker II Mgmt For For
2 Election Director John S. Chen Mgmt For For
3 Election Director Lloyd H. Dean Mgmt For For
4 Election Director Susan E. Engel Mgmt For For
5 Election Director Enrique Hernandez, Jr. Mgmt For For
6 Election Director Donald M. James Mgmt For For
7 Election Director Mackey J. McDonald Mgmt For For
8 Election Director Cynthia H. Milligan Mgmt For For
9 Elect Director Nicholas G. Moore Mgmt For For
10 Elect Director Philip J. Quigley Mgmt For For
11 Elect Director Judith M. Runstad Mgmt For For
12 Elect Director Stephen W. Sanger Mgmt For For
13 Elect Director John G. Stumpf Mgmt For Against
14 Elect Director an G. Swenson Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
17 Ratify Auditors Mgmt For For
18 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
19 Provide for Cumulative Voting SH Against Against
20 Require Independent Board Chairman SH Against For
21 Advisory Vote to Ratify Directors' Compensation SH Against Against
22 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
ADTRAN, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ADTN 04-May-11 USA 00738A106 Annual 10-Mar-11
CUSIP: 00738A106 ISIN: US00738A1060 SEDOL: 2052924
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas R. Stanton Mgmt For For
1.2 Elect Director H. Fenwick Huss Mgmt For For
1.3 Elect Director Ross K. Ireland Mgmt For For
1.4 Elect Director William L. Marks Mgmt For For
1.5 Elect Director James E. Matthews Mgmt For For
1.6 Elect Director Balan Nair Mgmt For For
1.7 Elect Director Roy J. Nichols Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt None One Year
4 Amend Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
ALLIANZ SE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALV 04-May-11 Germany D03080112 Annual
CUSIP: D03080112 ISIN: DE0008404005 SEDOL: 5231485
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 4.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Elect Franz Heiss as Employee Representative to the Mgmt For For
Supervisory Board
6 Amend Articles Re: Remuneration of Supervisory Board Mgmt For For
7 Approve Affiliation Agreements with Allianz Global Investors Mgmt For For
AG
8 Approve Spin-Off and Takeover Agreement with Allianz Mgmt For For
Deutschland AG
ASSOCIATED ESTATES REALTY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AEC 04-May-11 USA 045604105 Annual 15-Mar-11
CUSIP: 045604105 ISIN: US0456041054 SEDOL: 2044396
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Albert T. Adams Mgmt For For
1.2 Elect Director James M. Delaney Mgmt For For
1.3 Elect Director Jeffrey I. Friedman Mgmt For For
1.4 Elect Director Michael E. Gibbons Mgmt For For
1.5 Elect Director Mark L. Milstein Mgmt For For
1.6 Elect Director James A. Schoff Mgmt For For
1.7 Elect Director Richard T. Schwarz Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BAE SYSTEMS PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BA. 04-May-11 United Kingdom G06940103 Annual 02-May-11
CUSIP: G06940103 ISIN: GB0002634946 SEDOL: 0263494
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Re-elect Paul Anderson as Director Mgmt For For
5 Re-elect Michael Hartnall as Director Mgmt For For
6 Re-elect Linda Hudson as Director Mgmt For For
7 Re-elect Ian King as Director Mgmt For For
8 Re-elect Sir Peter Mason as Director Mgmt For For
9 Re-elect Richard Olver as Director Mgmt For For
10 Re-elect Roberto Quarta as Director Mgmt For For
11 Re-elect Nicholas Rose as Director Mgmt For For
12 Re-elect Carl Symon as Director Mgmt For For
13 Elect Harriet Green as Director Mgmt For For
14 Elect Peter Lynas as Director Mgmt For For
15 Elect Paula Rosput Reynolds as Director Mgmt For For
16 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For
17 Authorise the Audit Committee to Fix Remuneration of Mgmt For For
Auditors
18 Authorise EU Political Donations and Expenditure Mgmt For For
19 Approve Restricted Share Plan 2011 Mgmt For Against
20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
22 Authorise Market Purchase Mgmt For For
23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
DANA HOLDING CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DAN 04-May-11 USA 235825205 Annual 07-Mar-11
CUSIP: 235825205 ISIN: US2358252052 SEDOL: B2PFJR3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John M. Devine Mgmt For For
1.2 Elect Director Terrence J. Keating Mgmt For For
1.3 Elect Director Joseph C. Muscari Mgmt For For
1.4 Elect Director Richard F. Wallman Mgmt For For
1.5 Elect Director Keith E. Wandell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
EMC CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EMC 04-May-11 USA 268648102 Annual 07-Mar-11
CUSIP: 268648102 ISIN: US2686481027 SEDOL: 2295172
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Michael W. Brown Mgmt For For
2 Elect Director Randolph L. Cowen Mgmt For For
3 Elect Director Michael J. Cronin Mgmt For For
4 Elect Director Gail Deegan Mgmt For Against
5 Elect Director James S. DiStasio Mgmt For For
6 Elect Director John R. Egan Mgmt For For
7 Elect Director Edmund F. Kelly Mgmt For For
8 Elect Director Windle B. Priem Mgmt For Against
9 Elect Director Paul Sagan Mgmt For For
10 Elect Director David N. Strohm Mgmt For Against
11 Elect Director Joseph M. Tucci Mgmt For For
12 Ratify Auditors Mgmt For For
13 Amend Omnibus Stock Plan Mgmt For Against
14 Provide Right to Call Special Meeting Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
FRESH DEL MONTE PRODUCE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FDP 04-May-11 Cayman Islands G36738105 Annual 10-Mar-11
CUSIP: G36738105 ISIN: KYG367381053 SEDOL: 2118707
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1a Elect Michael J. Berthelot as Director Mgmt For For
1b Elect Madeleine L. Champion as Director Mgmt For For
1c Elect Elias K. Hebeka as Director Mgmt For For
2 Accept Financial Statements and Statutory Reports (Voting) Mgmt For For
3 Ratify Ernst & Young LLP as Auditors Mgmt For For
4 Approve Dividends Mgmt For For
5 Approve Omnibus Stock Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
GENERAL DYNAMICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GD 04-May-11 USA 369550108 Annual 07-Mar-11
CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mary T. Barra Mgmt For For
2 Elect Director Nicholas D. Chabraja Mgmt For For
3 Elect Director James S. Crown Mgmt For For
4 Elect Director William P. Fricks Mgmt For For
5 Elect Director Jay L. Johnson Mgmt For For
6 Elect Director George A. Joulwan Mgmt For For
7 Elect Director Paul G. Kaminski Mgmt For For
8 Elect Director John M. Keane Mgmt For For
9 Elect Director Lester L. Lyles Mgmt For For
10 Elect Director William A. Osborn Mgmt For For
11 Elect Director Robert Walmsley Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
15 Review and Assess Human Rights Policies SH Against For
16 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
L AIR LIQUIDE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AI 04-May-11 France F01764103 Annual/Special 29-Apr-11
CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.35 per Mgmt For For
Share
4 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
5 Reelect Gerard de La Martiniere as Director Mgmt For For
6 Reelect Cornelis van Lede as Director Mgmt For For
7 Elect Sian Herbert-Jones as Director Mgmt For For
8 Approve Transaction with Air Liquide International, and Mgmt For For
Auditor's Special Report on This Transaction
9 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 800,000
Extraordinary Business Mgmt
10 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
11 Approve Spin-Off Agreement with Air Liquide France Industrie Mgmt For For
12 Approve Spin-Off Agreement with Air Liquide Advanced Mgmt For For
Technologies
13 Approve Spin-Off Agreement with Cryopal Mgmt For For
14 Approve Spin-Off Agreement with Air Liquide Engineering Mgmt For For
15 Approve Spin-Off Agreement with Air Liquide Services Mgmt For For
16 Authorize Board to Issue Free Warrants with Preemptive Mgmt For Against
Rights During a Public Tender Offer or Share Exchange Offer
17 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
390 Million
18 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Under Item 17
19 Approve Employee Stock Purchase Plan Mgmt For For
20 Approve Stock Purchase Plan Reserved for International Mgmt For For
Employees
Ordinary Business Mgmt
21 Authorize Filing of Required Documents/Other Formalities Mgmt For For
WINDSTREAM CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WIN 04-May-11 USA 97381W104 Annual 15-Mar-11
CUSIP: 97381W104 ISIN: US97381W1045 SEDOL: B180376
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol B. Armitage Mgmt For For
2 Elect Director Samuel E. Beall, III Mgmt For For
3 Elect Director Dennis E. Foster Mgmt For For
4 Elect Director Francis X. Frantz Mgmt For For
5 Elect Director Jeffery R. Gardner Mgmt For For
6 Elect Director Jeffrey T. Hinson Mgmt For For
7 Elect Director Judy K. Jones Mgmt For For
8 Elect Director William A. Montgomery Mgmt For For
9 Elect Director Alan L. Wells Mgmt For For
10 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
11 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
12 Ratify Auditors Mgmt For For
13 Provide for Cumulative Voting SH Against Against
14 Report on Political Contributions SH Against Against
XSTRATA PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
XTA 04-May-11 United Kingdom G9826T102 Annual 02-May-11
CUSIP: G9826T102 ISIN: GB0031411001 SEDOL: 3141100
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For Against
4 Re-elect Mick Davis as Director Mgmt For For
5 Re-elect Dr Con Fauconnier as Director Mgmt For For
6 Re-elect Ivan Glasenberg as Director Mgmt For For
7 Re-elect Peter Hooley as Director Mgmt For For
8 Re-elect Claude Lamoureux as Director Mgmt For For
9 Re-elect Trevor Reid as Director Mgmt For For
10 Re-elect Sir Steve Robson as Director Mgmt For For
11 Re-elect David Rough as Director Mgmt For For
12 Re-elect Ian Strachan as Director Mgmt For For
13 Re-elect Santiago Zaldumbide as Director Mgmt For For
14 Elect Sir John Bond as Director Mgmt For For
15 Elect Aristotelis Mistakidis as Director Mgmt For For
16 Elect Tor Peterson as Director Mgmt For For
17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For For
Remuneration
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise the Company to Call EGM with Not Less Than 20 Mgmt For For
Clear Days' Notice
ACME PACKET, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
APKT 05-May-11 USA 004764106 Annual 15-Mar-11
CUSIP: 004764106 ISIN: US0047641065 SEDOL: B17WCB0
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gary J. Bowen Mgmt For For
1.2 Elect Director Robert C. Hower Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
AMERICAN CAMPUS COMMUNITIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ACC 05-May-11 USA 024835100 Annual 14-Mar-11
CUSIP: 024835100 ISIN: US0248351001 SEDOL: B02H871
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William C. Bayless, Jr. Mgmt For For
1.2 Elect Director R.D. Burck Mgmt For For
1.3 Elect Director G. Steven Dawson Mgmt For For
1.4 Elect Director Cydney C. Donnell Mgmt For For
1.5 Elect Director Edward Lowenthal Mgmt For For
1.6 Elect Director Joseph M. Macchione Mgmt For For
1.7 Elect Director Winston W. Walker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
E.ON AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EOAN 05-May-11 Germany D24914133 Annual
CUSIP: D24914133 ISIN: DE000ENAG999 SEDOL: 4942904
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.50 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Approve Remuneration System for Management Board Mgmt For For
Members
6a Elect Denise Kingsmill to the Supervisory Board Mgmt For For
6b Elect Bard Mikkelsen to the Supervisory Board Mgmt For For
6c Elect Rene Obermann to the Supervisory Board Mgmt For For
7a Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal Mgmt For For
2010
7b Ratify PriceWaterhouseCoopers AG as Auditors for the Mgmt For For
Inspection of the Abbreviated Financial Statements for the
First Half of Fiscal 2011
8 Approve Remuneration of Supervisory Board Mgmt For For
9a Approve Affiliation Agreement with E.ON Mgmt For For
Beteiligungsverwaltungs GmbH
9b Approve Affiliation Agreement with E.ON Energy Trading Mgmt For For
Holding GmbH
9c Approve Affiliation Agreement with E.ON Finanzanlagen Mgmt For For
GmbH
9d Approve Affiliation Agreement with E.ON Ruhrgas Holding Mgmt For For
GmbH
GLAXOSMITHKLINE PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSK 05-May-11 United Kingdom G3910J112 Annual 03-May-11
CUSIP: G3910J112 ISIN: GB0009252882 SEDOL: 0925288
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Simon Dingemans as Director Mgmt For For
4 Elect Stacey Cartwright as Director Mgmt For For
5 Elect Judy Lewent as Director Mgmt For For
6 Re-elect Sir Christopher Gent as Director Mgmt For For
7 Re-elect Andrew Witty as Director Mgmt For For
8 Re-elect Sir Roy Anderson as Director Mgmt For For
9 Re-elect Dr Stephanie Burns as Director Mgmt For For
10 Re-elect Larry Culp as Director Mgmt For For
11 Re-elect Sir Crispin Davis as Director Mgmt For For
12 Re-elect Sir Deryck Maughan as Director Mgmt For For
13 Re-elect James Murdoch as Director Mgmt For For
14 Re-elect Dr Daniel Podolsky as Director Mgmt For For
15 Re-elect Dr Moncef Slaoui as Director Mgmt For For
16 Re-elect Tom de Swaan as Director Mgmt For For
17 Re-elect Sir Robert Wilson as Director Mgmt For For
18 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
19 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
23 Authorise Market Purchase Mgmt For For
24 Approve the Exemption from Statement of the Name of the Mgmt For For
Senior Statutory Auditor in Published Copies of the Auditors'
Reports
25 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
HEALTHSOUTH CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HLS 05-May-11 USA 421924309 Annual 08-Mar-11
CUSIP: 421924309 ISIN: US4219243098 SEDOL: B1G9B93
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Edward A. Blechschmidt Mgmt For For
1.2 Elect Director John W. Chidsey Mgmt For For
1.3 Elect Director Donald L. Correll Mgmt For For
1.4 Elect Director Yvonne M. Curl Mgmt For For
1.5 Elect Director Charles M. Elson Mgmt For For
1.6 Elect Director Jay Grinney Mgmt For For
1.7 Elect Director Jon F. Hanson Mgmt For For
1.8 Elect Director Leo I. Higdon, Jr. Mgmt For For
1.9 Elect Director John E. Maupin, Jr. Mgmt For For
1.10 Elect Director L. Edward Shaw, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Amend Omnibus Stock Plan Mgmt For For
HEXCEL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HXL 05-May-11 USA 428291108 Annual 15-Mar-11
CUSIP: 428291108 ISIN: US4282911084 SEDOL: 2416779
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Joel S. Beckman Mgmt For For
1.2 Elect Director David E. Berges Mgmt For For
1.3 Elect Director Lynn Brubaker Mgmt For For
1.4 Elect Director Jeffrey C. Campbell Mgmt For For
1.5 Elect Director Sandra L. Derickson Mgmt For For
1.6 Elect Director W. Kim Foster Mgmt For For
1.7 Elect Director Thomas A. Gendron Mgmt For For
1.8 Elect Director Jeffrey A. Graves Mgmt For For
1.9 Elect Director David C. Hill Mgmt For For
1.10 Elect Director David L. Pugh Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
PUBLIC STORAGE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PSA 05-May-11 USA 74460D109 Annual 10-Mar-11
CUSIP: 74460D109 ISIN: US74460D1090 SEDOL: 2852533
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Trustee B. Wayne Hughes Mgmt For For
1.2 Elect Trustee Ronald L. Havner, Jr. Mgmt For For
1.3 Elect Trustee Tamara Hughes Gustavson Mgmt For For
1.4 Elect Trustee Uri P. Harkham Mgmt For For
1.5 Elect Trustee B. Wayne Hughes, Jr. Mgmt For For
1.6 Elect Trustee Avedick B. Poladian Mgmt For For
1.7 Elect Trustee Gary E. Pruitt Mgmt For For
1.8 Elect Trustee Ronald P. Spogli Mgmt For For
1.9 Elect Trustee Daniel C. Staton Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
RECKITT BENCKISER GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 05-May-11 United Kingdom G74079107 Annual 03-May-11
CUSIP: G74079107 ISIN: GB00B24CGK77 SEDOL: B24CGK7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Abstain
3 Approve Final Dividend Mgmt For For
4 Re-elect Adrian Bellamy as Director Mgmt For For
5 Re-elect Peter Harf as Director Mgmt For Abstain
6 Re-elect Bart Becht as Director Mgmt For For
7 Re-elect Graham Mackay as Director Mgmt For For
8 Elect Liz Doherty as Director Mgmt For For
9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For
11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
13 Authorise Market Purchase Mgmt For For
14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
15 Amend 2007 Senior Executives' Share Ownership Policy Plan, Mgmt For For
2007 Global Stock Profit Plan, 2007 Long-Term Incentive
Plan, 2007 US Savings-Related Share Option Plan and 2007
Savings Related Share Option Plan
RIO TINTO LTD. (FORMERLY CRA LTD.)
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RIO 05-May-11 Australia Q81437107 Annual 03-May-11
CUSIP: Q81437107 ISIN: AU000000RIO1 SEDOL: 6220103
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proposals Mgmt
1 Accept the Financial Statements and Statutory Reports for Mgmt For For
the Year Ended Dec. 31, 2010
2 Approve the Remuneration Report for the Year Ended Dec. Mgmt For Against
31, 2010
3 Elect Tom Albanese as a Director Mgmt For For
4 Elect Robert Brown as a Director Mgmt For For
5 Elect Vivienne Cox as a Director Mgmt For For
6 Elect Jan du Plessis as a Director Mgmt For For
7 Elect Guy Elliott as a Director Mgmt For For
8 Elect Michael Fitzpatrick as a Director Mgmt For For
9 Elect Ann Godbehere as a Director Mgmt For For
10 Elect Richard Goodmanson as a Director Mgmt For For
11 Elect Andrew Gould as a Director Mgmt For For
12 Elect Lord Kerr as a Director Mgmt For For
13 Elect Paul Tellier as a Director Mgmt For For
14 Elect Sam Walsh as a Director Mgmt For For
Shareholder Proposal Mgmt
15 Elect Stephen Mayne as a Director SH Against Against
Management Proposals Mgmt
16 Approve the Reappointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of Rio Tinto plc and Authorize the Audit
Committee to Fix the Auditors' Remuneration
17 Approve the Amendments to Each of the Rio Tinto Ltd and Mgmt For For
Rio Tinto plc Performance Share Plan 2004
18 Approve the Renewal of the Off-Market and On-Market Share Mgmt For For
Buyback Authorities
SOTHEBY'S
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BID 05-May-11 USA 835898107 Annual 11-Mar-11
CUSIP: 835898107 ISIN: US8358981079 SEDOL: 2822406
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director John M. Angelo Mgmt For For
2 Elect Director Michael Blakenham Mgmt For For
3 Elect Director The Duke Of Devonshire Mgmt For For
4 Elect Director Daniel Meyer Mgmt For For
5 Elect Director James Murdoch Mgmt For For
6 Elect Director Allen Questrom Mgmt For For
7 Elect Director William F. Ruprecht Mgmt For For
8 Elect Director Marsha Simms Mgmt For For
9 Elect Director Michael I. Sovern Mgmt For For
10 Elect Director Donald M. Stewart Mgmt For For
11 Elect Director Robert S. Taubman Mgmt For For
12 Elect Director Diana L. Taylor Mgmt For For
13 Elect Director Dennis M. Weibling Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
STANDARD CHARTERED PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
STAN 05-May-11 United Kingdom G84228157 Annual 03-May-11
CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For Abstain
4 Re-elect Steve Bertamini as Director Mgmt For For
5 Re-elect Jaspal Bindra as Director Mgmt For For
6 Re-elect Richard Delbridge as Director Mgmt For For
7 Re-elect Jamie Dundas as Director Mgmt For For
8 Re-elect Val Gooding as Director Mgmt For For
9 Re-elect Dr Han Seung-soo as Director Mgmt For For
10 Re-elect Simon Lowth as Director Mgmt For For
11 Re-elect Rudy Markham as Director Mgmt For For
12 Re-elect Ruth Markland as Director Mgmt For For
13 Re-elect Richard Meddings as Director Mgmt For For
14 Re-elect John Paynter as Director Mgmt For For
15 Re-elect John Peace as Director Mgmt For For
16 Re-elect Mike Rees as Director Mgmt For For
17 Re-elect Peter Sands as Director Mgmt For For
18 Re-elect Paul Skinner as Director Mgmt For For
19 Re-elect Oliver Stocken as Director Mgmt For For
20 Reappoint KPMG Audit plc as Auditors Mgmt For For
21 Authorise Board to Fix Remuneration of Auditors Mgmt For For
22 Authorise EU Political Donations and Expenditure Mgmt For For
23 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
24 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
25 Approve 2011 Share Plan Mgmt For For
26 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
27 Authorise Market Purchase Mgmt For For
28 Authorise Market Purchase Mgmt For For
29 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
TOWER GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TWGP 05-May-11 USA 891777104 Annual 08-Mar-11
CUSIP: 891777104 ISIN: US8917771045 SEDOL: B03KNS5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael H. Lee Mgmt For For
1.2 Elect Director William W. Fox, Jr. Mgmt For For
1.3 Elect Director William A. Robbie Mgmt For For
1.4 Elect Director Steven W. Schuster Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
UNION PACIFIC CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UNP 05-May-11 USA 907818108 Annual 28-Feb-11
CUSIP: 907818108 ISIN: US9078181081 SEDOL: 2914734
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Andrew H. Card, Jr. Mgmt For For
1.2 Elect Director Erroll B. Davis, Jr. Mgmt For For
1.3 Elect Director Thomas J. Donohue Mgmt For For
1.4 Elect Director Archie W. Dunham Mgmt For For
1.5 Elect Director Judith Richards Hope Mgmt For For
1.6 Elect Director Charles C. Krulak Mgmt For For
1.7 Elect Director Michael R. McCarthy Mgmt For For
1.8 Elect Director Michael W. McConnell Mgmt For For
1.9 Elect Director Thomas F. McLarty III Mgmt For For
1.10 Elect Director Steven R. Rogel Mgmt For For
1.11 Elect Director Jose H. Villarreal Mgmt For For
1.12 Elect Director James R. Young Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5a Reduce Supermajority Vote Requirement Relating to Mgmt For For
Preference Rights of Preferred Stock
5b Reduce Supermajority Vote Requirement Relating to Removal Mgmt For For
of Directors
5c Reduce Supermajority Vote Requirement Relating to Mgmt For For
Amendments to Authorized Capital Stock
6 Require Independent Board Chairman SH Against Against
UNITED PARCEL SERVICE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UPS 05-May-11 USA 911312106 Annual 07-Mar-11
CUSIP: 911312106 ISIN: US9113121068 SEDOL: 2517382
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director F. Duane Ackerman Mgmt For For
2 Elect Director Michael J. Burns Mgmt For For
3 Elect Director D. Scott Davis Mgmt For For
4 Elect Director Stuart E. Eizenstat Mgmt For For
5 Elect Director Michael L. Eskew Mgmt For For
6 Elect Director William R. Johnson Mgmt For For
7 Elect Director Ann M. Livermore Mgmt For For
8 Elect Director Rudy H.P. Markham Mgmt For For
9 Elect Director Clark T. Randt, Jr. Mgmt For For
10 Elect Director John W. Thompson Mgmt For For
11 Elect Director Carol B. Tome Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
14 Ratify Auditors Mgmt For For
15 Other Business Mgmt For Abstain
VERIZON COMMUNICATIONS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VZ 05-May-11 USA 92343V104 Annual 07-Mar-11
CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard L. Carrion Mgmt For Against
2 Elect Director M. Frances Keeth Mgmt For For
3 Elect Director Robert W. Lane Mgmt For For
4 Elect Director Lowell C. Mcadam Mgmt For For
5 Elect Director Sandra O. Moose Mgmt For Against
6 Elect Director Joseph Neubauer Mgmt For For
7 Elect Director Donald T. Nicolaisen Mgmt For Against
8 Elect Director Clarence Otis, Jr. Mgmt For For
9 Elect Director Hugh B. Price Mgmt For Against
10 Elect Director Ivan G. Seidenberg Mgmt For For
11 Elect Director Rodney E. Slater Mgmt For Against
12 Elect Director John W. Snow Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Disclose Prior Government Service SH Against Against
17 Performance-Based Equity Awards SH Against Against
18 Restore or Provide for Cumulative Voting SH Against Against
19 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
BASF SE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAS 06-May-11 Germany D06216317 Annual
CUSIP: D06216101 ISIN: DE000BASF111 SEDOL: 5086577
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 2.20 per Mgmt For For
Share
3 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For
6 Elect Anke Schaeferkordt to the Supervisory Board Mgmt For For
7 Approve Remuneration of Audit Committee of the Mgmt For For
Supervisory Board
8 Approve Affiliation Agreement with Subsidiary Styrolution Mgmt For For
GmbH
9 Approve Affiliation Agreement with Subsidiary BASF US Mgmt For For
Verwaltung GmbH
OCCIDENTAL PETROLEUM CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OXY 06-May-11 USA 674599105 Annual 15-Mar-11
CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Spencer Abraham Mgmt For For
2 Elect Director Howard I. Atkins Mgmt For For
3 Elect Director Stephen I. Chazen Mgmt For For
4 Elect Director Edward P. Djerejian Mgmt For For
5 Elect Director John E. Feick Mgmt For For
6 Elect Director Margaret M. Foran Mgmt For For
7 Elect Director Carlos M. Gutierrez Mgmt For For
8 Elect Director Ray R. Irani Mgmt For For
9 Elect Director Avedick B. Poladian Mgmt For For
10 Elect Director Rodolfo Segovia Mgmt For For
11 Elect Director Aziz D. Syriani Mgmt For For
12 Elect Director Rosemary Tomich Mgmt For For
13 Elect Director Walter L. Weisman Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt None One Year
17 Review Political Expenditures and Processes SH Against Against
18 Request Director Nominee with Environmental Qualifications SH Against Against
ROCKWOOD HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ROC 06-May-11 USA 774415103 Annual 16-Mar-11
CUSIP: 774415103 ISIN: US7744151033 SEDOL: B0GWF93
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Brian F. Carroll Mgmt For For
1.2 Elect Director Todd A. Fisher Mgmt For For
1.3 Elect Director Douglas L. Maine Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SANOFI AVENTIS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SAN 06-May-11 France F5548N101 Annual/Special 03-May-11
CUSIP: F5548N101 ISIN: FR0000120578 SEDOL: 5671735
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.5 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 1.5 Million
6 Ratify Appointment of Carole Piwnica as Director Mgmt For For
7 Elect Suet Fern Lee as Director Mgmt For For
8 Reelect Thierry Desmarest as Director Mgmt For For
9 Reelect Igor Landau as Director Mgmt For For
10 Reelect Gerard Van Kemmel as Director Mgmt For For
11 Reelect Serge Weinberg as Director Mgmt For For
12 Renew Appointment of PricewaterhouseCoopers Audit as Mgmt For For
Auditor
13 Appoint Yves Nicolas as Alternate Auditor Mgmt For For
14 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
15 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
1.3 Billion
16 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 520 Million
17 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
18 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capitalization of Reserves of up to EUR 500 Million Mgmt For For
for Bonus Issue or Increase in Par Value
20 Approve Employee Stock Purchase Plan Mgmt For For
21 Authorize up to 1 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
22 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
23 Amend Article 11 of Bylaws Re: Board Size Mgmt For For
24 Amend Article 12 of Bylaws Re: Vice Chairman Age Limit Mgmt For For
25 Amend Article 19 of Bylaws to Comply with New Legislation Mgmt For For
Re: Shareholder Rights
26 Change Company Name to Sanofi and Amend Article 2 of Mgmt For For
Bylaws Accordingly
27 Authorize Filing of Required Documents/Other Formalities Mgmt For For
THE GOLDMAN SACHS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GS 06-May-11 USA 38141G104 Annual 07-Mar-11
CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lloyd C. Blankfein Mgmt For For
2 Elect Director John H. Bryan Mgmt For For
3 Elect Director Gary D. Cohn Mgmt For For
4 Elect Director Claes Dahlback Mgmt For For
5 Elect Director Stephen Friedman Mgmt For For
6 Elect Director William W. George Mgmt For For
7 Elect Director James A. Johnson Mgmt For For
8 Elect Director Lois D. Juliber Mgmt For For
9 Elect Director Lakshmi N. Mittal Mgmt For For
10 Elect Director James J. Schiro Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
14 Provide for Cumulative Voting SH Against Against
15 Amend Bylaws-- Call Special Meetings SH Against For
16 Stock Retention/Holding Period SH Against Against
17 Review Executive Compensation SH Against Against
18 Report on Climate Change Business Risks SH Against Against
19 Report on Political Contributions SH Against Against
CLEAN HARBORS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CLH 09-May-11 USA 184496107 Annual 28-Mar-11
CUSIP: 184496107 ISIN: US1844961078 SEDOL: 2202473
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Eugene Banucci Mgmt For For
1.2 Elect Director Edward G. Galante Mgmt For For
1.3 Elect Director John F. Kaslow Mgmt For For
1.4 Elect Director Thomas J. Shields Mgmt For For
2 Increase Authorized Common Stock and Reduce Authorized Mgmt For For
Preferred Stock
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
ING GROEP NV
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 09-May-11 Netherlands N4578E413 Annual 11-Apr-11
CUSIP: N4578E413 ISIN: NL0000303600 SEDOL: 7154182
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 Open Meeting Mgmt
2a Receive Report of Management Board (Non-Voting) Mgmt
2b Receive Report of Supervisory Board (Non-Voting) Mgmt
2c Adopt Financial Statements Mgmt For For
3 Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
4a Discuss Remuneration Report Mgmt
4b Approve Remuneration Report Containing Remuneration Mgmt For Against
Policy for Management Board Members
5a Discussion on Company's Corporate Governance Structure Mgmt
5b Increase Authorized Common Stock Mgmt For For
5c Amend Articles Re: Legislative Changes Mgmt For For
6 Discuss Corporate Responsibility Mgmt
7a Approve Discharge of Management Board Mgmt For For
7b Approve Discharge of Supervisory Board Mgmt For For
8 Reelect Koos Timmermans to Executive Board Mgmt For For
9a Reelect Peter Elverding to Supervisory Board Mgmt For For
9b Reelect Henk Breukink to Supervisory Board Mgmt For For
9c Elect Sjoerd van Keulen to Supervisory Board Mgmt For For
9d Elect Joost Kuiper to Supervisory Board Mgmt For For
9e Elect Luc Vandewalle to Supervisory Board Mgmt For For
10a Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Issued Capital and Restricting/Excluding Preemptive Rights
10b Grant Board Authority to Issue Shares Up To 10 Percent of Mgmt For For
Issued Capital Plus in Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
11a Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
11b Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital in Connection with a Major Capital Restructuring
12 Any Other Businesss and Close Meeting Mgmt
ARCELORMITTAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 10-May-11 Luxembourg L0302D129 Annual
CUSIP: N/A ISIN: LU0323134006 SEDOL: B03XPL1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 Receive Board's and Auditor's Reports on Financial Mgmt
Statements for FY 2010
2 Accept Consolidated Financial Statements for FY 2010 Mgmt For For
3 Accept Financial Statements for FY 2010 Mgmt For For
4 Approve Allocation of Income and Dividends of USD 0.75 per Mgmt For For
Share
5 Approve Remuneration of Directors Mgmt For For
6 Approve Discharge of Directors Mgmt For For
7 Re-elect Lakshmi N. Mittal as Director Mgmt For For
8 Re-elect Antoine Spillmann as Director Mgmt For For
9 Re-elect Lewis B. Kaden as Director Mgmt For For
10 Re-elect HRH Prince Guillaume de Luxembourg as Director Mgmt For For
11 Elect Bruno Lafont as New Director Mgmt For For
12 Ratify Deloitte SA as Auditors Mgmt For For
13 Approve Restricted Share Unit Plan and Performance Share Mgmt For Against
Unit Plan
COEUR D'ALENE MINES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CDE 10-May-11 USA 192108504 Annual 21-Mar-11
CUSIP: 192108504 ISIN: US1921085049 SEDOL: 2208136
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director L. Michael Bogert Mgmt For For
1.2 Elect Director James J. Curran Mgmt For For
1.3 Elect Director Sebastian Edwards Mgmt For For
1.4 Elect Director Andrew Lundquist Mgmt For For
1.5 Elect Director Robert E. Mellor Mgmt For For
1.6 Elect Director John H. Robinson Mgmt For For
1.7 Elect Director J. Kenneth Thompson Mgmt For For
1.8 Elect Director Timothy R. Winterer Mgmt For For
1.9 Elect Director Dennis E. Wheeler Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
HOSPIRA, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSP 10-May-11 USA 441060100 Annual 14-Mar-11
CUSIP: 441060100 ISIN: US4410601003 SEDOL: B00PWV9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Irving W. Bailey, II Mgmt For For
2 Elect Director F. Michael Ball Mgmt For For
3 Elect Director Jacque J. Sokolov Mgmt For For
4 Reduce Supermajority Vote Requirement to Remove Mgmt For For
Directors for Cause
5 Reduce Supermajority Vote Requirement for By-law Mgmt For For
Amendments
6 Reduce Supermajority Vote Requirement for Certificate of Mgmt For For
Incorporation Amendments
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Ratify Auditors Mgmt For For
TEJON RANCH CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRC 10-May-11 USA 879080109 Annual 11-Mar-11
CUSIP: 879080109 ISIN: US8790801091 SEDOL: 2880448
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John L. Goolsby Mgmt For For
1.2 Elect Director Norman Metcalfe Mgmt For For
1.3 Elect Director Kent G. Snyder Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
TRIMAS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRS 10-May-11 USA 896215209 Annual 14-Mar-11
CUSIP: 896215209 ISIN: US8962152091 SEDOL: B1XHRL4
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard M. Gabrys Mgmt For For
1.2 Elect Director Eugene A. Miller Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
BANK OF AMERICA CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BAC 11-May-11 USA 060505104 Annual 16-Mar-11
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mukesh D. Ambani Mgmt For For
2 Elect Director Susan S. Bies Mgmt For For
3 Elect Director Frank P. Bramble, Sr. Mgmt For For
4 Elect Director Virgis W. Colbert Mgmt For For
5 Elect Director Charles K. Gifford Mgmt For For
6 Elect Director Charles O. Holliday, Jr. Mgmt For For
7 Elect Director D. Paul Jones, Jr. Mgmt For For
8 Elect Director Monica C. Lozano Mgmt For For
9 Elect Director Thomas J. May Mgmt For For
10 Elect Director Brian T. Moynihan Mgmt For For
11 Elect Director Donald E. Powell Mgmt For For
12 Elect Director Charles O. Rossotti Mgmt For For
13 Elect Director Robert W. Scully Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Ratify Auditors Mgmt For For
17 Disclose Prior Government Service SH Against Against
18 Provide Right to Act by Written Consent SH Against For
19 Require Audit Committee Review and Report on Controls SH Against For
Related to Loans, Foreclosure and Securitizations
20 Report on Lobbying Expenses SH Against Against
21 Report on Collateral in Derivatives Trading SH Against Against
22 Restore or Provide for Cumulative Voting SH Against Against
23 Claw-back of Payments under Restatements SH Against Against
24 Prohibit Certain Relocation Benefits to Senior Executives SH Against Against
BERRY PETROLEUM COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRY 11-May-11 USA 085789105 Annual 14-Mar-11
CUSIP: 085789105 ISIN: US0857891057 SEDOL: 2094227
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. Busch III Mgmt For For
1.2 Elect Director W. Bush Mgmt For For
1.3 Elect Director S. Cropper Mgmt For For
1.4 Elect Director J. Gaul Mgmt For For
1.5 Elect Director S. Hadden Mgmt For For
1.6 Elect Director R. Heinemann Mgmt For For
1.7 Elect Director T. Jamieson Mgmt For For
1.8 Elect Director J. Keller Mgmt For For
1.9 Elect Director M. Reddin Mgmt For For
1.10 Elect Director M. Young Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BNP PARIBAS SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BNP 11-May-11 France F1058Q238 Annual/Special 06-May-11
CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.10 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Jean Francois Lepetit as Director Mgmt For For
7 Reelect Helene Ploix as Director Mgmt For For
8 Reelect Baudouin Prot as Director Mgmt For Against
9 Reelect Daniela Weber Rey as Director Mgmt For For
10 Elect Fields Wicker Miurin as Director Mgmt For For
Extraordinary Business Mgmt
11 Approve Merger by Absorption of Banque de Bretagne Mgmt For For
12 Approve Merger by Absorption of BNP Paribas International Mgmt For For
BV
13 Approve Merger by Absorption of Cerenicim Mgmt For For
14 Approve Merger by Absorption of SAS Noria Mgmt For For
15 Authorize up to 1.5 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
16 Authorize up to 3 Percent of Issued Capital for Use in Stock Mgmt For For
Option Plan
17 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
18 Authorize Filing of Required Documents/Other Formalities Mgmt For For
COMCAST CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CMCSA 11-May-11 USA 20030N101 Annual 08-Mar-11
CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director S. Decker Anstrom Mgmt For For
1.2 Elect Director Kenneth J. Bacon Mgmt For For
1.3 Elect Director Sheldon M. Bonovitz Mgmt For For
1.4 Elect Director Edward D. Breen Mgmt For For
1.5 Elect Director Joseph J. Collins Mgmt For For
1.6 Elect Director J. Michael Cook Mgmt For For
1.7 Elect Director Gerald L. Hassell Mgmt For For
1.8 Elect Director Jeffrey A. Honickman Mgmt For For
1.9 Elect Director Eduardo G. Mestre Mgmt For For
1.10 Elect Director Brian L. Roberts Mgmt For For
1.11 Elect Director Ralph J. Roberts Mgmt For For
1.12 Elect Director Judith Rodin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Nonqualified Employee Stock Purchase Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For For
5 Amend Stock Option Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
8 Provide for Cumulative Voting SH Against Against
9 Require Independent Board Chairman SH Against Against
CONOCOPHILLIPS
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COP 11-May-11 USA 20825C104 Annual 14-Mar-11
CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Richard L. Armitage Mgmt For For
2 Elect Director Richard H. Auchinleck Mgmt For For
3 Elect Director James E. Copeland, Jr. Mgmt For For
4 Elect Director Kenneth M. Duberstein Mgmt For For
5 Elect Director Ruth R. Harkin Mgmt For For
6 Elect Director Harold W. McGraw III Mgmt For For
7 Elect Director James J. Mulva Mgmt For For
8 Elect Director Robert A. Niblock Mgmt For For
9 Elect Director Harald J. Norvik Mgmt For For
10 Elect Director William K. Reilly Mgmt For For
11 Elect Director Victoria J. Tschinkel Mgmt For For
12 Elect Director Kathryn C. Turner Mgmt For For
13 Elect Director William E. Wade, Jr. Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt None One Year
17 Approve Omnibus Stock Plan Mgmt For For
18 Amend EEO Policy to Prohibit Discrimination based on SH Against For
Gender Identity
19 Report on Political Contributions SH Against Against
20 Report on Lobbying Expenses SH Against Against
21 Report on Accident Risk Reduction Efforts SH Against Against
22 Adopt Policy to Address Coastal Louisiana Environmental SH Against Against
Impacts
23 Adopt Quantitative GHG Goals for Products and Operations SH Against For
24 Report on Financial Risks of Climate Change SH Against Against
25 Report on Environmental Impact of Oil Sands Operations in SH Against Against
Canada
CVS CAREMARK CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CVS 11-May-11 USA 126650100 Annual 15-Mar-11
CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Edwin M. Banks Mgmt For Against
2 Elect Director C. David Brown II Mgmt For Against
3 Elect Director David W. Dorman Mgmt For Against
4 Elect Director Anne M. Finucane Mgmt For Against
5 Elect Director Kristen Gibney Williams Mgmt For For
6 Elect Director Marian L. Heard Mgmt For Against
7 Elect Director Larry J. Merlo Mgmt For For
8 Elect Director Jean-Pierre Millon Mgmt For For
9 Elect Director Terrence Murray Mgmt For For
10 Elect Director C.A. Lance Piccolo Mgmt For Against
11 Elect Director Richard J. Swift Mgmt For For
12 Elect Director Tony L. White Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Report on Political Contributions SH Against Against
17 Provide Right to Act by Written Consent SH Against For
DRIL-QUIP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DRQ 11-May-11 USA 262037104 Annual 25-Mar-11
CUSIP: 262037104 ISIN: US2620371045 SEDOL: 2116767
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. Mike Walker Mgmt For For
1.2 Elect Director John V. Lovoi Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
ENTERTAINMENT PROPERTIES TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EPR 11-May-11 USA 29380T105 Annual 14-Feb-11
CUSIP: 29380T105 ISIN: US29380T1051 SEDOL: 2126937
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Brain Mgmt For For
1.2 Elect Director Robert Druten Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
EQUITY LIFESTYLE PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ELS 11-May-11 USA 29472R108 Annual 04-Mar-11
CUSIP: 29472R108 ISIN: US29472R1086 SEDOL: 2563125
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Philip C. Calian Mgmt For For
1.2 Elect Director David J. Contis Mgmt For For
1.3 Elect Director Thomas E. Dobrowski Mgmt For For
1.4 Elect Director Thomas P. Heneghan Mgmt For For
1.5 Elect Director Sheli Z. Rosenberg Mgmt For For
1.6 Elect Director Howard Walker Mgmt For For
1.7 Elect Director Gary L. Waterman Mgmt For For
1.8 Elect Director Samuel Zell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
METALS USA HOLDINGS CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MUSA 11-May-11 USA 59132A104 Annual 28-Mar-11
CUSIP: 59132A104 ISIN: US59132A1043 SEDOL: B5921X1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Larry K. Powers Mgmt For For
1.2 Elect Director Mark A. Slaven Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
PHILIP MORRIS INTERNATIONAL INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PM 11-May-11 USA 718172109 Annual 15-Mar-11
CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Harold Brown Mgmt For For
2 Elect Director Mathis Cabiallavetta Mgmt For For
3 Elect Director Louis C. Camilleri Mgmt For For
4 Elect Director J. Dudley Fishburn Mgmt For For
5 Elect Director Jennifer Li Mgmt For For
6 Elect Director Graham Mackay Mgmt For For
7 Elect Director Sergio Marchionne Mgmt For For
8 Elect Director Lucio A. Noto Mgmt For For
9 Elect Director Carlos Slim Helu Mgmt For For
10 Elect Director Stephen M. Wolf Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Report on Effect of Marketing Practices on the Poor SH Against Against
15 Require Independent Board Chairman SH Against Against
THE WARNACO GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WRC 11-May-11 USA 934390402 Annual 31-Mar-11
CUSIP: 934390402 ISIN: US9343904028 SEDOL: 2352668
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David A. Bell Mgmt For For
2 Elect Director Robert A. Bowman Mgmt For For
3 Elect Director Richard Karl Goeltz Mgmt For For
4 Elect Director Joseph R. Gromek Mgmt For For
5 Elect Director Sheila A. Hopkins Mgmt For For
6 Elect Director Charles R. Perrin Mgmt For For
7 Elect Director Nancy A. Reardon Mgmt For For
8 Elect Director Donald L. Seeley Mgmt For For
9 Elect Director Cheryl Nido Turpin Mgmt For For
10 Ratify Auditors Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
UNILEVER PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ULVR 11-May-11 United Kingdom G92087165 Annual 09-May-11
CUSIP: G92087165 ISIN: GB00B10RZP78 SEDOL: B10RZP7
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Paul Polman as Director Mgmt For For
4 Re-elect Jean-Marc Huet as Director Mgmt For For
5 Re-elect Louise Fresco as Director Mgmt For For
6 Re-elect Ann Fudge as Director Mgmt For For
7 Re-elect Charles Golden as Director Mgmt For For
8 Re-elect Byron Grote as Director Mgmt For For
9 Re-elect Hixonia Nyasulu as Director Mgmt For For
10 Re-elect Sir Malcolm Rifkind as Director Mgmt For For
11 Re-elect Kees Storm as Director Mgmt For For
12 Re-elect Michael Treschow as Director Mgmt For For
13 Re-elect Paul Walsh as Director Mgmt For For
14 Elect Sunil Bharti Mittal as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise Board to Fix Remuneration of Auditors Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
19 Authorise Market Purchase Mgmt For For
20 Authorise EU Political Donations and Expenditure Mgmt For For
21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
22 Amend Articles of Association Mgmt For For
AMERIGROUP CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AGP 12-May-11 USA 03073T102 Annual 16-Mar-11
CUSIP: 03073T102 ISIN: US03073T1025 SEDOL: 2593683
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Directors James G. Carlson Mgmt For For
1.2 Elect Directors Jeffrey B. Child Mgmt For For
1.3 Elect Directors Richard D. Shirk Mgmt For For
1.4 Elect Directors John W. Snow Mgmt For For
1.5 Elect Directors Adm. Joseph W. Prueher Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
ANIXTER INTERNATIONAL INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AXE 12-May-11 USA 035290105 Annual 18-Mar-11
CUSIP: 035290105 ISIN: US0352901054 SEDOL: 2468844
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lord James Blyth Mgmt For For
1.2 Elect Director Frederic F. Brace Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Robert J. Eck Mgmt For For
1.5 Elect Director Robert W. Grubbs Mgmt For For
1.6 Elect Director F. Philip Handy Mgmt For For
1.7 Elect Director Melvyn N. Klein Mgmt For For
1.8 Elect Director George Munoz Mgmt For For
1.9 Elect Director Stuart M. Sloan Mgmt For For
1.10 Elect Director Matthew Zell Mgmt For For
1.11 Elect Director Samuel Zell Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
BG GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BG. 12-May-11 United Kingdom G1245Z108 Annual 10-May-11
CUSIP: G1245Z108 ISIN: GB0008762899 SEDOL: 0876289
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Elect Fabio Barbosa as Director Mgmt For For
5 Elect Caio Koch-Weser as Director Mgmt For For
6 Elect Patrick Thomas as Director Mgmt For For
7 Re-elect Peter Backhouse as Director Mgmt For For
8 Re-elect Frank Chapman as Director Mgmt For For
9 Re-elect Baroness Hogg as Director Mgmt For For
10 Re-elect Dr John Hood as Director Mgmt For For
11 Re-elect Martin Houston as Director Mgmt For For
12 Re-elect Sir David Manning as Director Mgmt For For
13 Re-elect Mark Seligman as Director Mgmt For For
14 Re-elect Philippe Varin as Director Mgmt For For
15 Re-elect Sir Robert Wilson as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
17 Authorise the Audit Committee to Fix Remuneration of Mgmt For For
Auditors
18 Authorise EU Political Donations and Expenditure Mgmt For For
19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
BILL BARRETT CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BBG 12-May-11 USA 06846N104 Annual 14-Mar-11
CUSIP: 06846N104 ISIN: US06846N1046 SEDOL: B04M3T1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Fredrick J. Barrett Mgmt For For
1.2 Elect Director Jim W. Mogg Mgmt For Withhold
1.3 Elect Director Michael E. Wiley Mgmt For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Reduce Supermajority Vote Requirement SH Against For
BRUKER CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BRKR 12-May-11 USA 116794108 Annual 31-Mar-11
CUSIP: 116794108 ISIN: US1167941087 SEDOL: 2616137
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen W. Fesik Mgmt For For
1.2 Elect Director Dirk D. Laukien Mgmt For For
1.3 Elect Director Richard M. Stein Mgmt For For
1.4 Elect Director Charles F. Wagner, Jr. Mgmt For For
1.5 Elect Director Bernhard Wangler Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CBIZ, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CBZ 12-May-11 USA 124805102 Annual 25-Mar-11
CUSIP: 124805102 ISIN: US1248051021 SEDOL: 2730781
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Joseph S. DiMartino Mgmt For For
2 Elect Director Richard C. Rochon Mgmt For For
3 Elect Director Donald V. Weir Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Amend Omnibus Stock Plan Mgmt For For
8 Amend Qualified Employee Stock Purchase Plan Mgmt For For
9 Authorize New Class of Preferred Stock Mgmt For Against
10 Other Business Mgmt For Abstain
CINEMARK HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CNK 12-May-11 USA 17243V102 Annual 24-Mar-11
CUSIP: 17243V102 ISIN: US17243V1026 SEDOL: B1W7RQ0
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven P. Rosenberg Mgmt For For
1.2 Elect Director Enrique F. Senior Mgmt For For
1.3 Elect Director Donald G. Soderquist Mgmt For For
1.4 Elect Director Roger T. Staubach Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
DEUTSCHE TELEKOM AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DTE 12-May-11 Germany D2035M136 Annual
CUSIP: D2035M136 ISIN: DE0005557508 SEDOL: 5842359
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.70 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Postpone Discharge of Supervisory Board Member Klaus Mgmt For For
Zumwinkel for Fiscal 2008
5 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
6 Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 Mgmt For For
7 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
8 Reelect Hubertus von Gruenberg to the Supervisory Board Mgmt For For
9 Reelect Bernhard Walter to the Supervisory Board Mgmt For For
10 Amend Affiliation Agreement with Subsidiary T-Systems Mgmt For For
International GmbH
11 Amend Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeFleetServices GmbH
12 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DFMG Holding GmbH
13 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeAssekuranz (Deutsche TelekomAssekuranz-
Vermittlungsgesellschaft mbH)
14 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Vivento Customer Services GmbH
15 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Vivento Technical Services GmbH
16 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Deutsche Telekom Accounting GmbH
17 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Deutsche Telekom Training GmbH
18 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Norma Telekommunikationsdienste GmbH
19 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
DeTeAsia Holding GmbH
20 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Traviata Telekommunikationsdienste GmbH
21 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Scout24 Holding GmbH
22 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
T-Mobile Worldwide Holding GmbH
23 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
Telekom Deutschland GmbH
24 Approve Amendment of Affiliation Agreement with Subsidiary Mgmt For For
MagyarCom Holding GmbH
25 Amend Corporate Purpose Mgmt For For
26 Approve Settlement Agreement Between Deutsche Telekom Mgmt For For
AG and Former Management Board Member Kai Ricke
27 Approve Settlement Agreement Between Deutsche Telekom Mgmt For For
AG and Former Supervisory Board Member Klaus Zumwinkel
FORD MOTOR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
F 12-May-11 USA 345370860 Annual 16-Mar-11
CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Stephen G. Butler Mgmt For For
2 Elect Director Kimberly A. Casiano Mgmt For For
3 Elect Director Anthony F. Earley, Jr. Mgmt For For
4 Elect Director Edsel B. Ford II Mgmt For For
5 Elect Director William Clay Ford, Jr. Mgmt For For
6 Elect Director Richard A. Gephardt Mgmt For For
7 Elect Director James H. Hance, Jr. Mgmt For For
8 Elect Director Irvine O. Hockaday, Jr. Mgmt For For
9 Elect Director Richard A. Manoogian Mgmt For For
10 Elect Director Ellen R. Marram Mgmt For For
11 Elect Director Alan Mulally Mgmt For For
12 Elect Director Homer A. Neal Mgmt For For
13 Elect Director Gerald L. Shaheen Mgmt For For
14 Elect Director John L. Thornton Mgmt For For
15 Ratify Auditors Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
18 Publish Political Contributions SH Against Against
19 Approve Recapitalization Plan for all Stock to have One-vote SH Against Against
per Share
20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
HIGHWOODS PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HIW 12-May-11 USA 431284108 Annual 01-Mar-11
CUSIP: 431284108 ISIN: US4312841087 SEDOL: 2420640
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas W. Adler Mgmt For For
1.2 Elect Director Gene H. Anderson Mgmt For For
1.3 Elect Director Edward J. Fritsch Mgmt For For
1.4 Elect Director David J. Hartzell Mgmt For For
1.5 Elect Director Sherry A. Kellett Mgmt For For
1.6 Elect Director L. Glenn Orr, Jr. Mgmt For For
1.7 Elect Director O. Temple Sloan, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
MENTOR GRAPHICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MENT 12-May-11 USA 587200106 Proxy Contest 11-Mar-11
CUSIP: 587200106 ISIN: US5872001061 SEDOL: 2578033
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Management Proxy (White Card) Mgmt
1.1 Elect Director Peter L. Bonfield Mgmt For For
1.2 Elect Director James R. Fiebiger Mgmt For For
1.3 Elect Director Kevin C. McDonough Mgmt For For
1.4 Elect Director Walden C. Rhines Mgmt For For
1.5 Elect Director Marsha B. Congdon Mgmt For For
1.6 Elect Director Gregory K. Hinckley Mgmt For For
1.7 Elect Director Patrick B. McManus Mgmt For For
1.8 Elect Director Fontaine K. Richardson Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Amend Articles/Bylaws/Charter to Remove Antitakeover Mgmt For For
Provision
Dissident Proxy (Gold Card) Mgmt
1.1 Elect Director Jose Maria Alapont SH For Do Not Vote
1.2 Elect Director Gary Meyers SH For Do Not Vote
1.3 Elect Director David Schechter SH For Do Not Vote
1.4 Management Nominee - Peter L. Bonfield SH For Do Not Vote
1.5 Management Nominee - Kevin C. McDonough SH For Do Not Vote
1.6 Management Nominee - Walden C. Rhines SH For Do Not Vote
1.7 Management Nominee - Gregory K. Hinckley SH For Do Not Vote
1.8 Management Nominee - Patrick B. McManus SH For Do Not Vote
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Do Not Vote
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year Do Not Vote
4 Amend Qualified Employee Stock Purchase Plan Mgmt Against Do Not Vote
5 Ratify Auditors Mgmt For Do Not Vote
6 Amend Articles/Bylaws/Charter to Remove Antitakeover Mgmt For Do Not Vote
Provision
REPUBLIC SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RSG 12-May-11 USA 760759100 Annual 15-Mar-11
CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James W. Crownover Mgmt For For
2 Elect Director John W. Croghan Mgmt For For
3 Elect Director William J. Flynn Mgmt For For
4 Elect Director Michael Larson Mgmt For For
5 Elect Director Nolan Lehmann Mgmt For For
6 Elect Director W. Lee Nutter Mgmt For For
7 Elect Director Ramon A. Rodriguez Mgmt For For
8 Elect Director Donald W. Slager Mgmt For For
9 Elect Director Allan C. Sorensen Mgmt For For
10 Elect Director John M. Trani Mgmt For For
11 Elect Director Michael W. Wickham Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
14 Amend Omnibus Stock Plan Mgmt For For
15 Ratify Auditors Mgmt For For
16 Adopt a Policy in which the Company will not Make or SH Against For
Promise to Make Any Death Benefit Payments to Senior
Executives
THE DOW CHEMICAL COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DOW 12-May-11 USA 260543103 Annual 14-Mar-11
CUSIP: 260543103 ISIN: US2605431038 SEDOL: 2278719
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Arnold A. Allemang Mgmt For For
2 Elect Director Jacqueline K. Barton Mgmt For For
3 Elect Director James A. Bell Mgmt For Against
4 Elect Director Jeff M. Fettig Mgmt For Against
5 Elect Director Barbara H. Franklin Mgmt For Against
6 Elect Director Jennifer M. Granholm Mgmt For For
7 Elect Director John B. Hess Mgmt For For
8 Elect Director Andrew N. Liveris Mgmt For For
9 Elect Director Paul Polman Mgmt For For
10 Elect Director Dennis H. Reilley Mgmt For For
11 Elect Director James M. Ringler Mgmt For For
12 Elect Director Ruth G. Shaw Mgmt For For
13 Elect Director Paul G. Stern Mgmt For Against
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Provide Right to Act by Written Consent SH Against For
UNILEVER NV
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 12-May-11 Netherlands N8981F271 Annual 14-Apr-11
CUSIP: N8981F271 ISIN: NL0000009355 SEDOL: B12T3J1
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Annual Meeting Mgmt
1 Receive Report of Management Board (Non-Voting) Mgmt
2 Approve Financial Statements and Allocation of Income Mgmt For For
3 Approve Discharge of Executive Board Members Mgmt For For
4 Approve Discharge of Non-Executive Board Members Mgmt For For
5 Reelect P.G.J.M. Polman as CEO to Board of Directors Mgmt For For
6 Relect R.J.M.S. Huet as CFO to Board of Directors Mgmt For For
7 Reelect L.O. Fresco to Board of Directors Mgmt For For
8 Reelect A.M. Fudge to Board of Directors Mgmt For For
9 Reelect C.E. Golden to Board of Directors Mgmt For For
10 Reelect B.E. Grote to Board of Directors Mgmt For For
11 Reelect H. Nyasulu to Board of Directors Mgmt For For
12 Reelect M. Rifkind to Board of Directors Mgmt For For
13 Reelect K.J. Storm to Board of Directors Mgmt For For
14 Reelect M. Treschow to Board of Directors Mgmt For For
15 Reelect P.S. Walsh to Board of Directors Mgmt For For
16 Elect S. Bharti Mittal to Board of Directors Mgmt For For
17 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
18 Approve Authorization to Cancel Ordinary Shares Mgmt For For
19 Grant Board Authority to Issue Shares Up To10 Percent of Mgmt For For
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights
20 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
21 Allow Questions and Close Meeting Mgmt
CARTER'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CRI 13-May-11 USA 146229109 Annual 25-Mar-11
CUSIP: 146229109 ISIN: US1462291097 SEDOL: 2980939
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Amy Woods Brinkley Mgmt For For
1.2 Elect Director Michael D. Casey Mgmt For For
1.3 Elect Director A. Bruce Cleverly Mgmt For For
1.4 Elect Director Jevin S. Eagle Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Amend Omnibus Stock Plan Mgmt For For
5 Amend Executive Incentive Bonus Plan Mgmt For For
6 Ratify Auditors Mgmt For For
SEMPRA ENERGY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SRE 13-May-11 USA 816851109 Annual 16-Mar-11
CUSIP: 816851109 ISIN: US8168511090 SEDOL: 2138158
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan L. Boeckmann Mgmt For For
2 Elect Director James G. Brocksmith Jr. Mgmt For For
3 Elect Director Donald E. Felsinger Mgmt For For
4 Elect Director Wilford D. Godbold Jr. Mgmt For For
5 Elect Director William D. Jones Mgmt For For
6 Elect Director William G. Ouchi Mgmt For For
7 Elect Director Carlos Ruiz Mgmt For For
8 Elect Director William C. Rusnack Mgmt For For
9 Elect Director William P. Rutledge Mgmt For For
10 Elect Director Lynn Schenk Mgmt For For
11 Elect Director Neal E. Schmale Mgmt For For
12 Elect Director Luis M. Tellez Mgmt For For
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Provide Right to Act by Written Consent SH Against Against
17 Submit SERP to Shareholder Vote SH Against For
18 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
TANGER FACTORY OUTLET CENTERS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SKT 13-May-11 USA 875465106 Annual 17-Mar-11
CUSIP: 875465106 ISIN: US8754651060 SEDOL: 2874582
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jack Africk Mgmt For For
1.2 Elect Director Steven B. Tanger Mgmt For For
1.3 Elect Director William G. Benton Mgmt For For
1.4 Elect Director Bridget Ryan Berman Mgmt For For
1.5 Elect Director Donald G. Drapkin Mgmt For For
1.6 Elect Director Thomas J. Reddin Mgmt For For
1.7 Elect Director Thomas E. Robinson Mgmt For For
1.8 Elect Director Allan L. Schuman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
TOTAL SA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FP 13-May-11 France F92124100 Annual/Special 10-May-11
CUSIP: F92124100 ISIN: FR0000120271 SEDOL: B15C557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 2.28 per Mgmt For For
Share
4 Approve Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
6 Reelect Patricia Barbizet as Director Mgmt For For
7 Reelect Paul Desmarais Jr. as Director Mgmt For Against
8 Reelect Claude Mandil as Director Mgmt For For
9 Elect Marie-Christine Coisne as Director Mgmt For For
10 Elect Barbara Kux as Director Mgmt For For
Extraordinary Business Mgmt
11 Authorize up to 0.8 Percent of Issued Capital for Use in Mgmt For For
Restricted Stock Plan
Proposal Made by UES Amont Total Workers' Counsel Mgmt
A Amend Article 9 of Bylaws Re: Share Ownership Disclosure SH Against Against
Threshold Publication
TRIQUINT SEMICONDUCTOR, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TQNT 13-May-11 USA 89674K103 Annual 16-Mar-11
CUSIP: 89674K103 ISIN: US89674K1034 SEDOL: 2904393
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles Scott Gibson Mgmt For For
2 Elect Director David H.y. Ho Mgmt For For
3 Elect Director Nicolas Kauser Mgmt For For
4 Elect Director Ralph G. Quinsey Mgmt For For
5 Elect Director Walden C. Rhines Mgmt For For
6 Elect Director Steven J. Sharp Mgmt For For
7 Elect Director Willis C. Young Mgmt For For
8 Ratify Auditors Mgmt For For
9 Amend Omnibus Stock Plan Mgmt For For
10 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
11 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
VULCAN MATERIALS COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
VMC 13-May-11 USA 929160109 Annual 18-Mar-11
CUSIP: 929160109 ISIN: US9291601097 SEDOL: 2931205
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald M. James Mgmt For For
1.2 Elect Director Ann M. Korologos Mgmt For For
1.3 Elect Director James T. Prokopanko Mgmt For For
1.4 Elect Director K. Wilson-Thompson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
6 Require a Majority Vote for the Election of Directors SH Against For
7 Declassify the Board of Directors SH Against For
AAON, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AAON 17-May-11 USA 000360206 Annual 21-Mar-11
CUSIP: 000360206 ISIN: US0003602069 SEDOL: 2268130
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jack E. Short Mgmt For For
1.2 Elect Director Jerry R. Levine Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
ALASKA AIR GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALK 17-May-11 USA 011659109 Annual 18-Mar-11
CUSIP: 011659109 ISIN: US0116591092 SEDOL: 2012605
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director William S. Ayer Mgmt For For
2 Elect Director Patricia M. Bedient Mgmt For For
3 Elect Director Marion C. Blakey Mgmt For For
4 Elect Director Phyllis J. Campbell Mgmt For For
5 Elect Director Jessie J. Knight, Jr. Mgmt For For
6 Elect Director R. Marc Langland Mgmt For For
7 Elect Director Dennis F. Madsen Mgmt For For
8 Elect Director Byron I. Mallott Mgmt For For
9 Elect Director J. Kenneth Thompson Mgmt For For
10 Elect Director Bradley D. Tilden Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Provide Right to Act by Written Consent Mgmt Against Against
15 Amend Omnibus Stock Plan Mgmt For For
ASHFORD HOSPITALITY TRUST, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AHT 17-May-11 USA 044103109 Annual 08-Mar-11
CUSIP: 044103109 ISIN: US0441031095 SEDOL: 2310116
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Archie Bennett, Jr. Mgmt For For
1.2 Elect Director Monty J. Bennett Mgmt For For
1.3 Elect Director Benjamin J. Ansell Mgmt For For
1.4 Elect Director Thomas E. Callahan Mgmt For For
1.5 Elect Director Martin L. Edelman Mgmt For For
1.6 Elect Director W. Michael Murphy Mgmt For For
1.7 Elect Director Philip S. Payne Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
BENCHMARK ELECTRONICS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BHE 17-May-11 USA 08160H101 Annual 25-Mar-11
CUSIP: 08160H101 ISIN: US08160H1014 SEDOL: 2090816
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Cary T. Fu Mgmt For For
1.2 Elect Director Michael R. Dawson Mgmt For For
1.3 Elect Director Peter G. Dorflinger Mgmt For For
1.4 Elect Director Douglas G. Duncan Mgmt For For
1.5 Elect Director Bernee D.l. Strom Mgmt For For
1.6 Elect Director Clay C. Williams Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
BOSTON PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BXP 17-May-11 USA 101121101 Annual 23-Mar-11
CUSIP: 101121101 ISIN: US1011211018 SEDOL: 2019479
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lawrence S. Bacow Mgmt For For
2 Elect Director Zoe Baird Mgmt For For
3 Elect Director Alan J. Patricof Mgmt For For
4 Elect Director Martin Turchin Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
8 Prepare Sustainability Report SH Against For
CARBO CERAMICS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CRR 17-May-11 USA 140781105 Annual 21-Mar-11
CUSIP: 140781105 ISIN: US1407811058 SEDOL: 2238821
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Sigmund L. Cornelius Mgmt For For
1.2 Elect Director James B. Jennings Mgmt For For
1.3 Elect Director Gary A. Kolstad Mgmt For For
1.4 Elect Director H. E. Lentz, Jr. Mgmt For For
1.5 Elect Director Randy L. Limbacher Mgmt For For
1.6 Elect Director William C. Morris Mgmt For For
1.7 Elect Director Robert S. Rubin Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
DISCOVERY COMMUNICATIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DISCA 17-May-11 USA 25470F104 Annual 21-Mar-11
CUSIP: 25470F104 ISIN: US25470F1049 SEDOL: B3D7K31
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert R. Bennett Mgmt For Withhold
1.2 Elect Director John C. Malone Mgmt For Withhold
1.3 Elect Director David M. Zaslav Mgmt For Withhold
2 Approve Qualified Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
JPMORGAN CHASE & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JPM 17-May-11 USA 46625h100 Annual 18-Mar-11
CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Crandall C. Bowles Mgmt For For
2 Elect Director Stephen B. Burke Mgmt For Against
3 Elect Director David M. Cote Mgmt For For
4 Elect Director James S. Crown Mgmt For For
5 Elect Director James Dimon Mgmt For For
6 Elect Director Ellen V. Futter Mgmt For For
7 Elect Director William H. Gray, III Mgmt For For
8 Elect Director Laban P. Jackson, Jr. Mgmt For For
9 Elect Director David C. Novak Mgmt For Against
10 Elect Director Lee R. Raymond Mgmt For Against
11 Elect Director William C. Weldon Mgmt For Against
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Amend Omnibus Stock Plan Mgmt For For
16 Affirm Political Non-Partisanship SH Against Against
17 Provide Right to Act by Written Consent SH Against For
18 Report on Loan Modifications SH Against Against
19 Report on Political Contributions SH Against Against
20 Institute Procedures to Prevent Investments in Companies SH Against Against
that Contribute to Genocide or Crimes Against Humanity
21 Require Independent Board Chairman SH Against Against
NATIONAL RETAIL PROPERTIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NNN 17-May-11 USA 637417106 Annual 21-Mar-11
CUSIP: 637417106 ISIN: US6374171063 SEDOL: 2211811
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Don DeFosset Mgmt For For
1.2 Elect Director David M. Fick Mgmt For For
1.3 Elect Director Kevin B. Habicht Mgmt For For
1.4 Elect Director Richard B. Jennings Mgmt For For
1.5 Elect Director Ted B. Lanier Mgmt For For
1.6 Elect Director Robert C. Legler Mgmt For For
1.7 Elect Director Craig Macnab Mgmt For For
1.8 Elect Director Robert Martinez Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
ROYAL DUTCH SHELL PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RDSB 17-May-11 United Kingdom G7690A118 Annual 13-May-11
CUSIP: G7690A118 ISIN: GB00B03MM408 SEDOL: B03MM40
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Elect Linda Stuntz as Director Mgmt For For
4 Re-elect Josef Ackermann as Director Mgmt For For
5 Re-elect Malcolm Brinded as Director Mgmt For For
6 Elect Guy Elliott as Director Mgmt For For
7 Re-elect Simon Henry as Director Mgmt For For
8 Re-elect Charles Holliday as Director Mgmt For For
9 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For
10 Elect Gerard Kleisterlee as Director Mgmt For For
11 Re-elect Christine Morin-Postel as Director Mgmt For For
12 Re-elect Jorma Ollila as Director Mgmt For For
13 Re-elect Jeroen van der Veer as Director Mgmt For For
14 Re-elect Peter Voser as Director Mgmt For For
15 Re-elect Hans Wijers as Director Mgmt For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors of the Mgmt For For
Company
17 Authorise Board to Fix Remuneration of Auditors Mgmt For For
18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise Market Purchase Mgmt For For
21 Authorise EU Political Donations and Expenditure Mgmt For For
SOUTHWESTERN ENERGY COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SWN 17-May-11 USA 845467109 Annual 25-Mar-11
CUSIP: 845467109 ISIN: US8454671095 SEDOL: 2828619
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Lewis E. Epley, Jr. Mgmt For For
2 Elect Director Robert L. Howard Mgmt For For
3 Elect Director Greg D. Kerley Mgmt For For
4 Elect Director Harold M. Korell Mgmt For For
5 Elect Director Vello A. Kuuskraa Mgmt For For
6 Elect Director Kenneth R. Mourton Mgmt For For
7 Elect Director Steven L. Mueller Mgmt For For
8 Elect Director Charles E. Scharlau Mgmt For For
9 Elect Director Alan H. Stevens Mgmt For For
10 Ratify Auditors Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Provide Right to Call Special Meeting Mgmt For Against
14 Report on Political Contributions SH Against Against
TELEFONICA S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TEF 17-May-11 Spain 879382109 Annual 10-May-11
CUSIP: 879382109 ISIN: ES0178430E18 SEDOL: 5732524
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Individual and Consolidated Financial Statements, Mgmt For For
Statutory Reports, Allocation of Income, and Discharge
Directors for FY 2010
2 Approve Dividend Distribution of EUR 0.77 Per Share Mgmt For For
Charged to Unrestricted Reserves
3.1 Amend Several Articles of Bylaws to Adapt to Revised Mgmt For For
Legislations
3.2 Add New Paragraph 5 to Article 16 of Bylaws Re: General Mgmt For For
Meeting
3.3 Add New Article 26 bis to Bylaws Re: Board-Related Mgmt For For
4.1 Amend Several Articles of General Meeting Regulations to Mgmt For For
Adapt to Revised Legislations
4.2 Amend Article 14.1 of General Meeting Regulations Mgmt For For
5.1 Re-elect Isidro Faine Casas as Director Mgmt For Against
5.2 Re-elect Vitalino Manuel Nafria Aznar as Director Mgmt For Against
5.3 Re-elect Julio Linares Lopez as Director Mgmt For Against
5.4 Re-elect David Arculus as Director Mgmt For For
5.5 Re-elect Carlos Colomer Casellas as Director Mgmt For For
5.6 Re-elect Peter Erskine as Director Mgmt For Against
5.7 Re-elect Alfonso Ferrari Herrero as Director Mgmt For For
5.8 Re-elect Antonio Massanell Lavilla as Director Mgmt For Against
5.9 Elect Chang Xiaobing as Director Mgmt For Against
6 Authorize Increase in Capital up to 50 Percent via Issuance Mgmt For For
of New Shares with Possibility of Total or Partial Exclusion of
Preemptive Rights
7 Re-elect Ernst & Young SL as Auditors of Individual and Mgmt For For
Consolidated Accounts
8 Approve Long-Term Incentive Plan Consisting of Delivery of Mgmt For For
Company Shares to Executive Team Members of Telefonica
Group
9 Approve Long-Term Incentive Restricted Plan Consisting of Mgmt For Against
Delivery of Shares to Employees and Executive Personnel of
Telefonica Group
10 Approve Share Matching Plan Mgmt For For
11 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
THE CHARLES SCHWAB CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SCHW 17-May-11 USA 808513105 Annual 18-Mar-11
CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Frank C. Herringer Mgmt For For
2 Elect Director Stephen T. McLin Mgmt For For
3 Elect Director Charles R. Schwab Mgmt For For
4 Elect Director Roger O. Walther Mgmt For For
5 Elect Director Robert N. Wilson Mgmt For For
6 Ratify Auditors Mgmt For For
7 Amend Omnibus Stock Plan Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
10 Report on Political Contributions SH Against Against
11 Declassify the Board of Directors SH None For
WASHINGTON REAL ESTATE INVESTMENT TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WRE 17-May-11 USA 939653101 Annual 14-Mar-11
CUSIP: 939653101 ISIN: US9396531017 SEDOL: 2942304
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Edward S. Civera Mgmt For For
1.2 Elect Director Terence C. Golden Mgmt For For
1.3 Elect Director Wendein A. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Reduce Supermajority Vote Requirement for Amendments to Mgmt For For
Declaration of Trust
4 Adopt Majority Voting for Uncontested Election of Directors Mgmt For For
and Implement Mandatory Resignation Policy
5 Amend Declaration of Trust to Modernize Certain Provisions Mgmt For For
6 Authorize New Class of Preferred Stock Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
WELLPOINT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WLP 17-May-11 USA 94973V107 Annual 17-Mar-11
CUSIP: 94973V107 ISIN: US94973V1070 SEDOL: 2794743
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Angela F. Braly Mgmt For For
1.2 Elect Director Warren Y. Jobe Mgmt For For
1.3 Elect Director William G. Mays Mgmt For For
1.4 Elect Director William J. Ryan Mgmt For For
2 Ratify Auditors Mgmt For For
3a Reduce Supermajority Vote Requirement Relating to Vote Mgmt For For
Requirement
3b Reduce Supermajority Vote Requirement Relating to Removal Mgmt For For
of Directors
3c Opt Out of State's Control Share Acquisition Law Mgmt For For
3d Amend Articles of Incorporation to Remove Certain Obsolete Mgmt For For
Provisions
3e Amend Articles of Incorporation to Remove Other Obsolete Mgmt For For
Provisions and Make Conforming Changes
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Feasibility Study for Converting to Nonprofit Status SH Against Against
7 Reincorporate in Another State [from Indiana to Delaware] SH Against For
8 Require Independent Board Chairman SH Against Against
CALLAWAY GOLF COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ELY 18-May-11 USA 131193104 Annual 21-Mar-11
CUSIP: 131193104 ISIN: US1311931042 SEDOL: 2173933
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director George Fellows Mgmt For For
1.2 Elect Director Samuel H. Armacost Mgmt For For
1.3 Elect Director Ronald S. Beard Mgmt For For
1.4 Elect Director John C. Cushman, III Mgmt For For
1.5 Elect Director Yotaro Kobayashi Mgmt For For
1.6 Elect Director John F. Lundgren Mgmt For For
1.7 Elect Director Adebayo O. Ogunlesi Mgmt For For
1.8 Elect Director Richard L. Rosenfield Mgmt For For
1.9 Elect Director Anthony S. Thornley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
LLOYDS BANKING GROUP PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LLOY 18-May-11 United Kingdom G5542W106 Annual 16-May-11
CUSIP: G5542W106 ISIN: GB0008706128 SEDOL: 0870612
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For Abstain
3 Elect Anita Frew as Director Mgmt For For
4 Elect Antonio Horta-Osorio as Director Mgmt For For
5 Re-elect Sir Winfried Bischoff as Director Mgmt For For
6 Re-elect Sir Julian Horn-Smith as Director Mgmt For For
7 Re-elect Lord Leitch as Director Mgmt For For
8 Re-elect Glen Moreno as Director Mgmt For For
9 Re-elect David Roberts as Director Mgmt For For
10 Re-elect Timothy Ryan as Director Mgmt For For
11 Re-elect Martin Scicluna as Director Mgmt For For
12 Re-elect Truett Tate as Director Mgmt For For
13 Re-elect Tim Tookey as Director Mgmt For For
14 Re-elect Anthony Watson as Director Mgmt For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
16 Authorise the Audit Committee to Fix Remuneration of Mgmt For For
Auditors
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
18 Amend the Deferred Bonus Plan 2008 Mgmt For For
19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
20 Authorise Market Purchase Mgmt For For
21 Authorise Market Purchase Mgmt For For
22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
MAGELLAN HEALTH SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MGLN 18-May-11 USA 559079207 Annual 31-Mar-11
CUSIP: 559079207 ISIN: US5590792074 SEDOL: 2307787
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William J. McBride Mgmt For For
1.2 Elect Director Robert M. Le Blanc Mgmt For For
1.3 Elect Director William D. Forrest Mgmt For For
1.4 Elect Director Barry M. Smith Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Approve Omnibus Stock Plan Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Ratify Auditors Mgmt For For
PROASSURANCE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PRA 18-May-11 USA 74267C106 Annual 25-Mar-11
CUSIP: 74267C106 ISIN: US74267C1062 SEDOL: 2612737
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Lucian F. Bloodworth Mgmt For For
1.2 Elect Director Robert E. Flowers Mgmt For For
1.3 Elect Director Ann F. Putallaz Mgmt For For
1.4 Elect Director Drayton Nabers, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
TENNECO INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TEN 18-May-11 USA 880349105 Annual 21-Mar-11
CUSIP: 880349105 ISIN: US8803491054 SEDOL: 2512600
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles W. Cramb Mgmt For For
2 Elect Director Dennis J. Letham Mgmt For For
3 Elect Director Hari N. Nair Mgmt For For
4 Elect Director Roger B. Porter Mgmt For For
5 Elect Director David B. Price, Jr. Mgmt For For
6 Elect Director Gregg M. Sherrill Mgmt For For
7 Elect Director Paul T. Stecko Mgmt For For
8 Elect Director Mitsunobu Takeuchi Mgmt For For
9 Elect Director Jane L. Warner Mgmt For For
10 Ratify Auditors Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
CREDIT ACCEPTANCE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CACC 19-May-11 USA 225310101 Annual 24-Mar-11
CUSIP: 225310101 ISIN: US2253101016 SEDOL: 2232050
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald A. Foss Mgmt For For
1.2 Elect Director Glenda J. Flanagan Mgmt For For
1.3 Elect Director Brett A. Roberts Mgmt For For
1.4 Elect Director Thomas N. Tryforos Mgmt For For
1.5 Elect Director Scott J. Vassalluzzo Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
INTEL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
INTC 19-May-11 USA 458140100 Annual 21-Mar-11
CUSIP: 458140100 ISIN: US4581401001 SEDOL: 2463247
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charlene Barshefsky Mgmt For For
2 Elect Director Susan L. Decker Mgmt For For
3 Elect Director John J. Donahoe Mgmt For For
4 Elect Director Reed E. Hundt Mgmt For For
5 Elect Director Paul S. Otellini Mgmt For For
6 Elect Director James D. Plummer Mgmt For For
7 Elect Director David S. Pottruck Mgmt For For
8 Elect Director Jane E. Shaw Mgmt For For
9 Elect Director Frank D. Yeary Mgmt For For
10 Elect Director David B. Yoffie Mgmt For For
11 Ratify Auditors Mgmt For For
12 Amend Omnibus Stock Plan Mgmt For For
13 Amend Qualified Employee Stock Purchase Plan Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt None One Year
KEY ENERGY SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KEG 19-May-11 USA 492914106 Annual 14-Mar-11
CUSIP: 492914106 ISIN: US4929141061 SEDOL: 2490795
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William D. Fertig Mgmt For For
1.2 Elect Director Robert K. Reeves Mgmt For For
1.3 Elect Director J. Robinson West Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
KNIGHT TRANSPORTATION, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KNX 19-May-11 USA 499064103 Annual 31-Mar-11
CUSIP: 499064103 ISIN: US4990641031 SEDOL: 2487690
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Donald A. Bliss Mgmt For For
1.2 Elect Director Richard J. Lehmann Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
LIZ CLAIBORNE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LIZ 19-May-11 USA 539320101 Annual 22-Mar-11
CUSIP: 539320101 ISIN: US5393201018 SEDOL: 2519861
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Bernard W. Aronson Mgmt For For
2 Elect Director Lawrence Benjamin Mgmt For For
3 Elect Director Raul J.Fernandez Mgmt For For
4 Elect Director Kenneth B. Gilman Mgmt For For
5 Elect Director Nancy J. Karch Mgmt For For
6 Elect Director William C. McComb Mgmt For For
7 Elect Director Kenneth P. Kopelman Mgmt For For
8 Elect Director Kay Koplovitz Mgmt For For
9 Elect Director Arthur C. Martinez Mgmt For For
10 Elect Director Doreen A. Toben Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For For
14 Approve Conversion of Securities Mgmt For For
15 Ratify Auditors Mgmt For For
16 Provide Right to Act by Written Consent SH Against For
MCDONALD'S CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MCD 19-May-11 USA 580135101 Annual 22-Mar-11
CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Susan E. Arnold Mgmt For For
2 Elect Director Richard H. Lenny Mgmt For For
3 Elect Director Cary D. McMillan Mgmt For For
4 Elect Director Sheila A. Penrose Mgmt For For
5 Elect Director James A. Skinner Mgmt For For
6 Ratify Auditors Mgmt For For
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
9 Reduce Supermajority Vote Requirement for Transactions Mgmt For For
With Interested Shareholders
10 Reduce Supermajority Vote Requirement Relating to the Mgmt For For
Board of Directors
11 Reduce Supermajority Vote Requirement for Shareholder Mgmt For For
Action
12 Declassify the Board of Directors SH Against For
13 Require Suppliers to Adopt CAK SH Against Against
14 Report on Policy Responses to Children's Health Concerns SH Against Against
and Fast Food
15 Report on Beverage Container Environmental Strategy SH Against For
METABOLIX, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MBLX 19-May-11 USA 591018809 Annual 24-Mar-11
CUSIP: 591018809 ISIN: US5910188094 SEDOL: B1GYKQ8
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jay Kouba, Ph.D. Mgmt For For
1.2 Elect Director Oliver P. Peoples, Ph.D. Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
RETAIL VENTURES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RVI 19-May-11 USA 76128Y102 Special 22-Mar-11
CUSIP: 76128Y102 ISIN: US76128Y1029 SEDOL: 2926256
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
SAFEWAY INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SWY 19-May-11 USA 786514208 Annual 21-Mar-11
CUSIP: 786514208 ISIN: US7865142084 SEDOL: 2767165
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Steven A. Burd Mgmt For For
2 Elect Director Janet E. Grove Mgmt For Against
3 Elect Director Mohan Gyani Mgmt For For
4 Elect Director Paul Hazen Mgmt For Against
5 Elect Director Frank C. Herringer Mgmt For Against
6 Elect Director Kenneth W. Oder Mgmt For Against
7 Elect Director T. Gary Rogers Mgmt For For
8 Elect Director Arun Sarin Mgmt For For
9 Elect Director Michael S. Shannon Mgmt For For
10 Elect Director William Y. Tauscher Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For For
14 Amend Executive Incentive Bonus Plan Mgmt For For
15 Ratify Auditors Mgmt For For
16 Provide for Cumulative Voting SH Against Against
SIMON PROPERTY GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SPG 19-May-11 USA 828806109 Annual 21-Mar-11
CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Melvyn E. Bergstein Mgmt For For
2 Elect Director Linda Walker Bynoe Mgmt For For
3 Elect Director Larry C. Glasscock Mgmt For For
4 Elect Director Karen N. Horn Mgmt For For
5 Elect Director Allan Hubbard Mgmt For For
6 Elect Director Reuben S. Leibowitz Mgmt For For
7 Elect Director Daniel C. Smith Mgmt For For
8 Elect Director J. Albert Smith, Jr. Mgmt For For
9 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
11 Ratify Auditors Mgmt For For
STATOIL ASA
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 19-May-11 Norway R8413J103 Annual
CUSIP: R4446E112 ISIN: NO0010096985 SEDOL: 7133608
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Open Meeting Mgmt
2 Elect Olaug Svarva as Chairman of Meeting Mgmt For For
3 Approve Notice of Meeting and Agenda Mgmt For For
4 Registration of Attending Shareholders and Proxies Mgmt
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For
6 Approve Financial Statements and Statutory Reports; Mgmt For For
Approve Allocation of Income and Dividends of NOK 6.25 per
Share
7 Approve Remuneration Policy And Other Terms of Mgmt For Against
Employment For Executive Management
8 Approve Remuneration of Auditors Mgmt For For
9 Approve Remuneration of Corporate Assembly in the Amount Mgmt For For
of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK
38,250 for Other Members, and NOK 5,500 Per Meeting for
Deputy Members
10 Elect Ingrid Rasmussen as Member of Nominating Committee Mgmt For For
11 Approve Remuneration of Nominating Committee in the Mgmt For For
Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700
Per Meeting for Other Members
12 Authorize Repurchase and Reissuance of Shares up to a Mgmt For Against
Nominal Value of NOK 20 Million in Connection with Share
Saving Scheme for Employees
13 Authorize Repurchase of Shares up to a Nominal Value of Mgmt For For
NOK 187.5 Million and Cancellation of Repurchased Shares
14 Adjustments in the Marketing Instructions for Statoil ASA Mgmt For For
15 Amend Articles Re: Number of Board Members and Board Mgmt For For
Term; Proxy Voting; Guidelines for Nominating Committee
16 Approve Guidelines for Nominating Committee Mgmt For For
Shareholder Proposal Mgmt
17 Withdraw Company From Tar Sands Activities in Canada SH Against Against
THE JONES GROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JNY 19-May-11 USA 48020T101 Annual 23-Mar-11
CUSIP: 48020T101 ISIN: US48020T1016 SEDOL: 2477152
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Wesley R. Card Mgmt For For
2 Elect Director Sidney Kimmel Mgmt For For
3 Elect Director Matthew H. Kamens Mgmt For For
4 Elect Director Gerald C. Crotty Mgmt For For
5 Elect Director Lowell W. Robinson Mgmt For For
6 Elect Director Donna F. Zarcone Mgmt For For
7 Elect Director Robert L. Mettler Mgmt For For
8 Elect Director Margaret H. Georgiadis Mgmt For For
9 Ratify Auditors Mgmt For For
10 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
11 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
THE WILLIAMS COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WMB 19-May-11 USA 969457100 Annual 28-Mar-11
CUSIP: 969457100 ISIN: US9694571004 SEDOL: 2967181
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan S. Armstrong Mgmt For For
2 Elect Director Joseph R. Cleveland Mgmt For For
3 Elect Director Juanita H. Hinshaw Mgmt For For
4 Elect Director Frank T. MacInnis Mgmt For For
5 Elect Director Janice D. Stoney Mgmt For For
6 Elect Director Laura A. Sugg Mgmt For For
7 Ratify Auditors Mgmt For For
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
AETNA INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AET 20-May-11 USA 00817Y108 Annual 18-Mar-11
CUSIP: 00817Y108 ISIN: US00817Y1082 SEDOL: 2695921
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Mark T. Bertolini Mgmt For For
2 Elect Director Frank M. Clark Mgmt For For
3 Elect Director Betsy Z. Cohen Mgmt For For
4 Elect Director Molly J. Coye Mgmt For For
5 Elect Director Roger N. Farah Mgmt For For
6 Elect Director Barbara Hackman Franklin Mgmt For For
7 Elect Director Jeffrey E. Garten Mgmt For For
8 Elect Director Gerald Greenwald Mgmt For For
9 Elect Director Ellen M. Hancock Mgmt For For
10 Elect Director Richard J. Harrington Mgmt For For
11 Elect Director Edward J. Ludwig Mgmt For For
12 Elect Director Joseph P. Newhouse Mgmt For For
13 Ratify Auditors Mgmt For For
14 Amend Omnibus Stock Plan Mgmt For For
15 Approve Qualified Employee Stock Purchase Plan Mgmt For For
16 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt None One Year
18 Provide for Cumulative Voting SH Against Against
19 Require Independent Board Chairman SH Against Against
AMGEN INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMGN 20-May-11 USA 031162100 Annual 21-Mar-11
CUSIP: 031162100 ISIN: US0311621009 SEDOL: 2023607
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director David Baltimore Mgmt For Against
2 Elect Director Frank J. Biondi, Jr. Mgmt For For
3 Elect Director Francois De Carbonnel Mgmt For Against
4 Elect Director Vance D. Coffman Mgmt For Against
5 Elect Director Rebecca M. Henderson Mgmt For Against
6 Elect Director Frank C. Herringer Mgmt For Against
7 Elect Director Gilbert S. Omenn Mgmt For For
8 Elect Director Judith C. Pelham Mgmt For For
9 Elect Director J. Paul Reason Mgmt For For
10 Elect Director Leonard D. Schaeffer Mgmt For For
11 Elect Director Kevin W. Sharer Mgmt For For
12 Elect Director Ronald D. Sugar Mgmt For Against
13 Ratify Auditors Mgmt For For
14 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
16 Provide Right to Act by Written Consent SH Against For
NETLOGIC MICROSYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NETL 20-May-11 USA 64118B100 Annual 31-Mar-11
CUSIP: 64118B100 ISIN: US64118B1008 SEDOL: B01S2N9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ronald Jankov Mgmt For For
1.2 Elect Director Norman Godinho Mgmt For For
1.3 Elect Director Marvin Burkett Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require a Majority Vote for the Election of Directors SH Against For
PEBBLEBROOK HOTEL TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PEB 20-May-11 USA 70509V100 Annual 10-Mar-11
CUSIP: 70509V100 ISIN: US70509V1008 SEDOL: B4XBDV9
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jon E. Bortz Mgmt For For
1.2 Elect Director Cydney C. Donnell Mgmt For For
1.3 Elect Director Ron E. Jackson Mgmt For For
1.4 Elect Director Michael J. Schall Mgmt For For
1.5 Elect Director Earl E. Webb Mgmt For For
1.6 Elect Director Laura H. Wright Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
TIME WARNER INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TWX 20-May-11 USA 887317303 Annual 25-Mar-11
CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director James L. Barksdale Mgmt For Against
2 Elect Director William P. Barr Mgmt For For
3 Elect Director Jeffrey L. Bewkes Mgmt For For
4 Elect Director Stephen F. Bollenbach Mgmt For For
5 Elect Director Frank J. Caufield Mgmt For Against
6 Elect Director Robert C. Clark Mgmt For Against
7 Elect Director Mathias Dopfner Mgmt For For
8 Elect Director Jessica P. Einhorn Mgmt For Against
9 Elect Director Fred Hassan Mgmt For For
10 Elect Director Michael A. Miles Mgmt For For
11 Elect Director Kenneth J. Novack Mgmt For Against
12 Elect Director Paul D. Wachter Mgmt For For
13 Elect Director Deborah C. Wright Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
17 Reduce Supermajority Vote Requirement Mgmt For For
18 Provide Right to Act by Written Consent SH Against For
DILLARD'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DDS 21-May-11 USA 254067101 Annual 29-Mar-11
CUSIP: 254067101 ISIN: US2540671011 SEDOL: 2269768
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director R. Brad Martin Mgmt For For
2 Elect Director Frank R. Mori Mgmt For For
3 Elect Director J.C. Watts, Jr. Mgmt For For
4 Elect Director Nick White Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
UNITEDHEALTH GROUP INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UNH 23-May-11 USA 91324P102 Annual 24-Mar-11
CUSIP: 91324P102 ISIN: US91324P1021 SEDOL: 2917766
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director William C. Ballard, Jr. Mgmt For For
2 Elect Director Richard T. Burke Mgmt For For
3 Elect Director Robert J. Darretta Mgmt For For
4 Elect Director Stephen J. Hemsley Mgmt For For
5 Elect Director Michele J. Hooper Mgmt For For
6 Elect Director Rodger A. Lawson Mgmt For For
7 Elect Director Douglas W. Leatherdale Mgmt For For
8 Elect Director Glenn M. Renwick Mgmt For For
9 Elect Director Kenneth I. Shine Mgmt For For
10 Elect Director Gail R. Wilensky Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Approve Omnibus Stock Plan Mgmt For Against
14 Amend Qualified Employee Stock Purchase Plan Mgmt For For
15 Ratify Auditors Mgmt For For
KILROY REALTY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KRC 24-May-11 USA 49427F108 Annual 18-Mar-11
CUSIP: 49427F108 ISIN: US49427F1084 SEDOL: 2495529
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John B. Kilroy, Sr. Mgmt For For
1.2 Elect Director John B. Kilroy, Jr. Mgmt For For
1.3 Elect Director Edward F. Brennan Mgmt For For
1.4 Elect Director William P. Dickey Mgmt For For
1.5 Elect Director Scott S. Ingraham Mgmt For For
1.6 Elect Director Dale F. Kinsella Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
KRAFT FOODS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KFT 24-May-11 USA 50075N104 Annual 16-Mar-11
CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Ajaypal S. Banga Mgmt For For
2 Elect Director Myra M. Hart Mgmt For Against
3 Elect Director Peter B. Henry Mgmt For For
4 Elect Director Lois D. Juliber Mgmt For Against
5 Elect Director Mark D. Ketchum Mgmt For Against
6 Elect Director Richard A. Lerner Mgmt For Against
7 Elect Director Mackey J. McDonald Mgmt For For
8 Elect Director John C. Pope Mgmt For For
9 Elect Director Fredric G. Reynolds Mgmt For For
10 Elect Director Irene B. Rosenfeld Mgmt For For
11 Elect Director J.F. Van Boxmeer Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against
15 Ratify Auditors Mgmt For For
MERCK & CO., INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MRK 24-May-11 USA 58933Y105 Annual 25-Mar-11
CUSIP: 58933Y105 ISIN: US58933Y1055 SEDOL: 2778844
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Leslie A. Brun Mgmt For For
2 Elect Director Thomas R. Cech Mgmt For For
3 Elect Director Richard T. Clark Mgmt For For
4 Elect Director Kenneth C. Frazier Mgmt For For
5 Elect Director Thomas H. Glocer Mgmt For For
6 Elect Director Steven F. Goldstone Mgmt For For
7 Elect Director William B. Harrison. Jr. Mgmt For For
8 Elect Director Harry R. Jacobson Mgmt For For
9 Elect Director William N. Kelley Mgmt For For
10 Elect Director C. Robert Kidder Mgmt For For
11 Elect Director Rochelle B. Lazarus Mgmt For For
12 Elect Director Carlos E. Represas Mgmt For For
13 Elect Director Patricia F. Russo Mgmt For For
14 Elect Director Thomas E. Shenk Mgmt For For
15 Elect Director Anne M. Tatlock Mgmt For For
16 Elect Director Craig B. Thompson Mgmt For For
17 Elect Director Wendell P. Weeks Mgmt For For
18 Elect Director Peter C. Wendell Mgmt For For
19 Ratify Auditors Mgmt For For
20 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
21 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
MFA FINANCIAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MFA 24-May-11 USA 55272X102 Annual 22-Mar-11
CUSIP: 55272X102 ISIN: US55272X1028 SEDOL: 2418162
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen R. Blank Mgmt For For
1.2 Elect Director William S. Gorin Mgmt For For
2 Increase Authorized Capital Stock Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
NU SKIN ENTERPRISES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
NUS 24-May-11 USA 67018T105 Annual 25-Mar-11
CUSIP: 67018T105 ISIN: US67018T1051 SEDOL: 2616870
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nevin N. Andersen Mgmt For For
1.2 Elect Director M. Truman Hunt Mgmt For For
1.3 Elect Director Patricia A. Negron Mgmt For For
1.4 Elect Director Sandra N. Tillotson Mgmt For For
1.5 Elect Director Daniel W. Campbell Mgmt For For
1.6 Elect Director Andrew D. Lipman Mgmt For For
1.7 Elect Director Thomas R. Pisano Mgmt For For
1.8 Elect Director David D. Ussery Mgmt For For
1.9 Elect Director E.J. Garn Mgmt For For
1.10 Elect Director Steven J. Lund Mgmt For For
1.11 Elect Director Blake M. Roney Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
SOCIETE GENERALE
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GLE 24-May-11 France F43638141 Annual 19-May-11
CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Approve Allocation of Income and Dividends of EUR 1.75 per Mgmt For For
Share
3 Approve Stock Dividend Program Mgmt For For
4 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
5 Reelect Frederic Oudea as Director Mgmt For Against
6 Reelect Anthony Wyand as Director Mgmt For For
7 Reelect Jean-Martin Folz as Director Mgmt For For
8 Elect Kyra Hazou as Director Mgmt For For
9 Elect Ana Maria Llopis Rivas as Director Mgmt For For
10 Approve Remuneration of Directors in the Aggregate Amount Mgmt For For
of EUR 1.25 Million
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
12 Authorize Filing of Required Documents/Other Formalities Mgmt For For
ARRIS GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ARRS 25-May-11 USA 04269Q100 Annual 31-Mar-11
CUSIP: 04269Q100 ISIN: US04269Q1004 SEDOL: 2036434
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Alex B. Best Mgmt For For
1.2 Elect Director Harry L. Bosco Mgmt For For
1.3 Elect Director James A. Chiddix Mgmt For For
1.4 Elect Director John Anderson Craig Mgmt For For
1.5 Elect Director Matthew B. Kearney Mgmt For For
1.6 Elect Director William H. Lambert Mgmt For For
1.7 Elect Director John R. Petty Mgmt For For
1.8 Elect Director Robert J. Stanzione Mgmt For For
1.9 Elect Director Debora J. Wilson Mgmt For For
1.10 Elect Director David A. Woodle Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
BIOMED REALTY TRUST, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BMR 25-May-11 USA 09063H107 Annual 10-Mar-11
CUSIP: 09063H107 ISIN: US09063H1077 SEDOL: B02GMQ5
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Alan D. Gold Mgmt For For
1.2 Elect Director Barbara R. Cambon Mgmt For For
1.3 Elect Director Edward A. Dennis Mgmt For For
1.4 Elect Director Richard I. Gilchrist Mgmt For For
1.5 Elect Director Gary A. Kreitzer Mgmt For For
1.6 Elect Director Theodore D. Roth Mgmt For For
1.7 Elect Director M. Faye Wilson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CALIX, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CALX 25-May-11 USA 13100M509 Annual 04-Apr-11
CUSIP: 13100M509 ISIN: US13100M5094 SEDOL: B3S4L67
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Michael Matthews Mgmt For For
1.2 Elect Director Thomas Pardun Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
CHEVRON CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CVX 25-May-11 USA 166764100 Annual 01-Apr-11
CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director L.F. Deily Mgmt For For
2 Elect Director R.E. Denham Mgmt For For
3 Elect Director R.J. Eaton Mgmt For For
4 Elect Director C. Hagel Mgmt For For
5 Elect Director E. Hernandez Mgmt For For
6 Elect Director G.L. Kirkland Mgmt For For
7 Elect Director D.B. Rice Mgmt For For
8 Elect Director K.W. Sharer Mgmt For For
9 Elect Director C.R. Shoemate Mgmt For For
10 Elect Director J.G. Stumpf Mgmt For For
11 Elect Director R.D. Sugar Mgmt For For
12 Elect Director C. Ware Mgmt For For
13 Elect Director J.S. Watson Mgmt For For
14 Ratify Auditors Mgmt For For
15 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
17 Request Director Nominee with Environmental Qualifications SH Against For
18 Amend Bylaws to Establish a Board Committee on Human SH Against Against
Rights
19 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
20 Adopt Guidelines for Country Selection SH Against For
21 Report on Financial Risks of Climate Change SH Against Against
22 Report on Environmental Impacts of Natural Gas Fracturing SH Against For
23 Report on Offshore Oil Wells and Spill Mitigation Measures SH Against For
COMPLETE PRODUCTION SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CPX 25-May-11 USA 20453E109 Annual 11-Apr-11
CUSIP: 20453E109 ISIN: US20453E1091 SEDOL: B131P67
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert S. Boswell Mgmt For For
1.2 Elect Director Michael McShane Mgmt For For
1.3 Elect Director Marcus A. Watts Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
DOLLAR GENERAL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DG 25-May-11 USA 256677105 Annual 16-Mar-11
CUSIP: 256677105 ISIN: US2566771059 SEDOL: B5B1S13
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Raj Agrawal Mgmt For Withhold
1.2 Elect Director Warren F. Bryant Mgmt For For
1.3 Elect Director Michael M. Calbert Mgmt For Withhold
1.4 Elect Director Richard W. Dreiling Mgmt For Withhold
1.5 Elect Director Adrian Jones Mgmt For Withhold
1.6 Elect Director William C. Rhodes, III Mgmt For For
1.7 Elect Director David B. Rickard Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
EXXON MOBIL CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
XOM 25-May-11 USA 30231G102 Annual 06-Apr-11
CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director M.J. Boskin Mgmt For For
1.2 Elect Director P. Brabeck-Letmathe Mgmt For For
1.3 Elect Director L.R. Faulkner Mgmt For For
1.4 Elect Director J.S. Fishman Mgmt For For
1.5 Elect Director K.C. Frazier Mgmt For For
1.6 Elect Director W.W. George Mgmt For For
1.7 Elect Director M.C. Nelson Mgmt For For
1.8 Elect Director S.J. Palmisano Mgmt For For
1.9 Elect Director S.S. Reinemund Mgmt For For
1.10 Elect Director R.W. Tillerson Mgmt For For
1.11 Elect Director E.E. Whitacre, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require Independent Board Chairman SH Against Against
6 Report on Political Contributions SH Against Against
7 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Against For
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water SH Against Against
9 Report on Environmental Impact of Oil Sands Operations in SH Against For
Canada
10 Report on Environmental Impacts of Natural Gas Fracturing SH Against For
11 Report on Energy Technologies Development SH Against Against
12 Adopt Quantitative GHG Goals for Products and Operations SH Against For
MOLSON COORS BREWING COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TAP 25-May-11 USA 60871R209 Annual 28-Mar-11
CUSIP: 60871R209 ISIN: US60871R2094 SEDOL: B067BM3
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Directors John E. Cleghorn Mgmt For For
1.2 Elect Directors Charles M. Herington Mgmt For For
1.3 Elect Directors David P. O'Brien Mgmt For For
SAP AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SAP 25-May-11 Germany D66992104 Annual 03-May-11
CUSIP: D66992104 ISIN: DE0007164600 SEDOL: 4846288
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.60 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For
6 Approve Cancellation of Pool of Conditional Capital and Mgmt For For
Amend Articles to Reflect Changes in Capital
7 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate Nominal Amount of EUR
7.5 Billion; Approve Creation of EUR 100 Million Pool of
Capital to Guarantee Conversion Rights
8 Approve Affiliation Agreement with SAP Sechste Beteiligungs- Mgmt For For
und Vermoegensverwaltungs GmbH
SKECHERS U.S.A., INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SKX 25-May-11 USA 830566105 Annual 31-Mar-11
CUSIP: 830566105 ISIN: US8305661055 SEDOL: 2428042
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Geyer Kosinski Mgmt For For
1.2 Elect Director Richard Rappaport Mgmt For For
1.3 Elect Director Richard Siskind Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Amend Executive Incentive Bonus Plan Mgmt For For
THE SOUTHERN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SO 25-May-11 USA 842587107 Annual 28-Mar-11
CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director J. P. Baranco Mgmt For For
1.2 Elect Director J. A. Boscia Mgmt For For
1.3 Elect Director H. A. Clark, III Mgmt For For
1.4 Elect Director T. A. Fanning Mgmt For For
1.5 Elect Director H.W. Habermeyer, Jr. Mgmt For For
1.6 Elect Director V.M Hagen Mgmt For For
1.7 Elect Director W. A. Hood, Jr. Mgmt For For
1.8 Elect Director D. M. James Mgmt For For
1.9 Elect Director D. E. Klein Mgmt For For
1.10 Elect Director J. N. Purcell Mgmt For For
1.11 Elect Director W. G. Smith, Jr. Mgmt For For
1.12 Elect Director S. R. Specker Mgmt For For
1.13 Elect Director L.D. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Omnibus Stock Plan Mgmt For For
6 Report on Coal Combustion Waste Hazard and Risk SH Against For
Mitigation Efforts
THERMO FISHER SCIENTIFIC INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TMO 25-May-11 USA 883556102 Annual 28-Mar-11
CUSIP: 883556102 ISIN: US8835561023 SEDOL: 2886907
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Thomas J. Lynch Mgmt For For
2 Elect Director William G. Parrett Mgmt For For
3 Elect Director Michael E. Porter Mgmt For For
4 Elect Director Scott M. Sperling Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year
7 Ratify Auditors Mgmt For For
8 Declassify the Board of Directors SH Against For
WELLCARE HEALTH PLANS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WCG 25-May-11 USA 94946T106 Annual 28-Mar-11
CUSIP: 94946T106 ISIN: US94946T1060 SEDOL: B01R258
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Charles G. Berg Mgmt For For
2 Elect Director Carol J. Burt Mgmt For For
3 Elect Director Alec Cunningham Mgmt For For
4 Elect Director David J. Gallitano Mgmt For For
5 Elect Director D. Robert Graham Mgmt For For
6 Elect Director Kevin F. Hickey Mgmt For For
7 Elect Director Christian P. Michalik Mgmt For For
8 Elect Director Glenn D. Steele, Jr. Mgmt For For
9 Elect Director William L. Trubeck Mgmt For For
10 Elect Director Paul E. Weaver Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
14 Report on Political Contributions SH Against Against
ALEXANDER'S, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ALX 26-May-11 USA 014752109 Annual 30-Mar-11
CUSIP: 014752109 ISIN: US0147521092 SEDOL: 2014021
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven Roth Mgmt For Withhold
1.2 Elect Director Neil Underberg Mgmt For Withhold
1.3 Elect Director Russell B. Wight, Jr. Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt None One Year
DEUTSCHE BANK AG
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DBK 26-May-11 Germany D18190898 Annual
CUSIP: D18190898 ISIN: DE0005140008 SEDOL: 5750355
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2010 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.75 per Mgmt For For
Share
3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For
4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For
5 Ratify KPMG as Auditors for Fiscal 2011 Mgmt For For
6 Authorize Share Repurchase Program and Reissuance or Mgmt For For
Cancellation of Repurchased Shares
7 Authorize Use of Financial Derivatives when Repurchasing Mgmt For For
Shares
8 Approve Issuance of Warrants/Bonds with Warrants Mgmt For For
Attached/Convertible Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate Nominal Amount of EUR
9 Billion; Approve Creation of EUR 230.4 Million Pool of
Capital to Guarantee Conversion Rights
9 Approve Creation of EUR 230.4 Million Pool of Capital with Mgmt For For
Partial Exclusion of Preemptive Rights
10 Approve Creation of EUR 230.4 Million Pool of Capital Mgmt For For
without Preemptive Rights
11 Approve Creation of EUR 691.2 Million Pool of Capital with Mgmt For For
Partial Exclusion of Preemptive Rights
12 Elect Katherine Garrett-Cox to the Supervisory Board Mgmt For For
13 Approve Revenue Sharing and Operating Agreements with Mgmt For For
Subsidiary Deutsche Bank Financial LLC
GRAFTECH INTERNATIONAL LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GTI 26-May-11 USA 384313102 Annual 31-Mar-11
CUSIP: 384313102 ISIN: US3843131026 SEDOL: 2906719
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Randy W. Carson Mgmt For For
1.2 Elect Director Mary B. Cranston Mgmt For For
1.3 Elect Director Harold E. Layman Mgmt For For
1.4 Elect Director Ferrell P. McClean Mgmt For For
1.5 Elect Director Nathan Milikowsky Mgmt For For
1.6 Elect Director Michael C. Nahl Mgmt For For
1.7 Elect Director Steven R. Shawley Mgmt For For
1.8 Elect Director Craig S. Shular Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSII 26-May-11 USA 422819102 Annual 15-Apr-11
CUSIP: 422819102 ISIN: US4228191023 SEDOL: 2413071
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director L. Kevin Kelly Mgmt For For
2 Elect Director Robert E. Knowling, Jr. Mgmt For For
3 Elect Director V. Paul Unruh Mgmt For For
4 Ratify Auditors Mgmt For For
5 Amend Omnibus Stock Plan Mgmt For For
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
JETBLUE AIRWAYS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
JBLU 26-May-11 USA 477143101 Annual 31-Mar-11
CUSIP: 477143101 ISIN: US4771431016 SEDOL: 2852760
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David Barger Mgmt For For
1.2 Elect Director Jens Bischof Mgmt For For
1.3 Elect Director Peter Boneparth Mgmt For For
1.4 Elect Director David Checketts Mgmt For For
1.5 Elect Director Virginia Gambale Mgmt For For
1.6 Elect Director Stephan Gemkow Mgmt For For
1.7 Elect Director Stanley McChrystal Mgmt For For
1.8 Elect Director Joel Peterson Mgmt For Withhold
1.9 Elect Director Ann Rhoades Mgmt For For
1.10 Elect Director Frank Sica Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
MID-AMERICA APARTMENT COMMUNITIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MAA 26-May-11 USA 59522J103 Annual 18-Mar-11
CUSIP: 59522J103 ISIN: US59522J1034 SEDOL: 2589132
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director H. Eric Bolton, Jr. Mgmt For For
1.2 Elect Director Alan B. Graf, jr. Mgmt For For
1.3 Elect Director John S. Grinalds Mgmt For For
1.4 Elect Director Ralph Horn Mgmt For For
1.5 Elect Director Philip W. Norwood Mgmt For For
1.6 Elect Director W. Reid Sanders Mgmt For For
1.7 Elect Director William B. Sansom Mgmt For For
1.8 Elect Director Simon R.C. Wadsworth Mgmt For For
2 Increase Authorized Common Stock Mgmt For Against
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Ratify Auditors Mgmt For For
THE TRAVELERS COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
TRV 26-May-11 USA 89417E109 Annual 28-Mar-11
CUSIP: 89417E109 ISIN: US89417E1091 SEDOL: 2769503
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Alan L. Beller Mgmt For For
2 Elect Director John H. Dasburg Mgmt For For
3 Elect Director Janet M. Dolan Mgmt For For
4 Elect Director Kenneth M. Duberstein Mgmt For For
5 Elect Director Jay S. Fishman Mgmt For For
6 Elect Director Lawrence G. Graev Mgmt For For
7 Elect Director Patricia L. Higgins Mgmt For For
8 Elect Director Thomas R. Hodgson Mgmt For For
9 Elect Director Cleve L. Killingsworth, Jr. Mgmt For For
10 Elect Director Donald J. Shepard Mgmt For For
11 Elect Director Laurie J. Thomsen Mgmt For For
12 Ratify Auditors Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
XEROX CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
XRX 26-May-11 USA 984121103 Annual 28-Mar-11
CUSIP: 984121103 ISIN: US9841211033 SEDOL: 2985202
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Glenn A. Britt Mgmt For For
2 Elect Director Ursula M. Burns Mgmt For For
3 Elect Director Richard J. Harrington Mgmt For For
4 Elect Director William Curt Hunter Mgmt For For
5 Elect Director Robert J. Keegan Mgmt For For
6 Elect Director Robert A. McDonald Mgmt For For
7 Elect Director N.J. Nicholas, Jr. Mgmt For For
8 Elect Director Charles Prince Mgmt For For
9 Elect Director Ann N. Reese Mgmt For For
10 Elect Director Mary Agnes Wilderotter Mgmt For For
11 Ratify Auditors Mgmt For For
12 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
COLUMBIA SPORTSWEAR COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
COLM 27-May-11 USA 198516106 Annual 23-Mar-11
CUSIP: 198516106 ISIN: US1985161066 SEDOL: 2229126
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Gertrude Boyle Mgmt For For
1.2 Elect Director Timothy P. Boyle Mgmt For For
1.3 Elect Director Sarah A. Bany Mgmt For For
1.4 Elect Director Murrey R. Albers Mgmt For For
1.5 Elect Director Stephen E. Babson Mgmt For For
1.6 Elect Director Andy D. Bryant Mgmt For For
1.7 Elect Director Edward S. George Mgmt For For
1.8 Elect Director Walter T. Klenz Mgmt For For
1.9 Elect Director Ronald E. Nelson Mgmt For For
1.10 Elect Director John W. Stanton Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
HSBC HOLDINGS PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HSBA 27-May-11 United Kingdom G4634U169 Annual 26-May-11
CUSIP: G4634U169 ISIN: GB0005405286 SEDOL: 0540528
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3a Re-elect Safra Catz as Director Mgmt For For
3b Elect Laura Cha as Director Mgmt For For
3c Re-elect Marvin Cheung as Director Mgmt For For
3d Re-elect John Coombe as Director Mgmt For For
3e Re-elect Rona Fairhead as Director Mgmt For For
3f Re-elect Douglas Flint as Director Mgmt For For
3g Re-elect Alexander Flockhart as Director Mgmt For For
3h Re-elect Stuart Gulliver as Director Mgmt For For
3i Re-elect James Hughes-Hallett as Director Mgmt For For
3j Re-elect William Laidlaw as Director Mgmt For For
3k Re-elect Janis Lomax as Director Mgmt For For
3l Elect Iain Mackay as Director Mgmt For For
3m Re-elect Gwyn Morgan as Director Mgmt For For
3n Re-elect Nagavara Murthy as Director Mgmt For For
3o Re-elect Sir Simon Robertson as Director Mgmt For For
3p Re-elect John Thornton as Director Mgmt For For
3q Re-elect Sir Brian Williamson as Director Mgmt For For
4 Reappoint KPMG Audit plc as Auditors and Authorise Their Mgmt For For
Remuneration
5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For
6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For
7 Approve Share Plan 2011 Mgmt For For
8 Approve Fees Payable to Non-Executive Directors Mgmt For For
9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For
LOWE'S COMPANIES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LOW 27-May-11 USA 548661107 Annual 25-Mar-11
CUSIP: 548661107 ISIN: US5486611073 SEDOL: 2536763
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Raul Alvarez Mgmt For For
1.2 Elect Director David W. Bernauer Mgmt For For
1.3 Elect Director Leonard L. Berry Mgmt For For
1.4 Elect Director Peter C. Browning Mgmt For For
1.5 Elect Director Dawn E. Hudson Mgmt For For
1.6 Elect Director Robert L. Johnson Mgmt For For
1.7 Elect Director Marshall O. Larsen Mgmt For For
1.8 Elect Director Richard K. Lochridge Mgmt For For
1.9 Elect Director Robert A. Niblock Mgmt For For
1.10 Elect Director Stephen F. Page Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
5 Approve Executive Incentive Bonus Plan Mgmt For For
6 Submit Severance Agreement (Change-in-Control) to SH Against For
Shareholder Vote
7 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
8 Report on Political Contributions SH Against Against
ROCK-TENN COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RKT 27-May-11 USA 772739207 Special 08-Apr-11
CUSIP: 772739207 ISIN: US7727392075 SEDOL: 2747082
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
SILGAN HOLDINGS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLGN 27-May-11 USA 827048109 Annual 11-Apr-11
CUSIP: 827048109 ISIN: US8270481091 SEDOL: 2809324
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director D. Greg Horrigan Mgmt For For
1.2 Elect Director John W. Alden Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
WATSCO, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WSO 27-May-11 USA 942622200 Annual 08-Apr-11
CUSIP: 942622200 ISIN: US9426222009 SEDOL: 2943039
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven R. Fedrizzi Mgmt For For
2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
DECKERS OUTDOOR CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DECK 31-May-11 USA 243537107 Annual 04-Apr-11
CUSIP: 243537107 ISIN: US2435371073 SEDOL: 2267278
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Angel R. Martinez Mgmt For For
1.2 Elect Director Rex A. Licklider Mgmt For For
1.3 Elect Director John M. Gibbons Mgmt For For
1.4 Elect Director John G. Perenchio Mgmt For For
1.5 Elect Director Maureen Conners Mgmt For For
1.6 Elect Director Ruth M. Owades Mgmt For For
1.7 Elect Director Karyn O. Barsa Mgmt For For
1.8 Elect Director Michael F. Devine, III Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
CASCADE CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CASC 01-Jun-11 USA 147195101 Annual 07-Apr-11
CUSIP: 147195101 ISIN: US1471951012 SEDOL: 2179146
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Peter D. Nickerson Mgmt For For
1.2 Elect Director Robert C. Warren, Jr. Mgmt For For
1.3 Elect Director Henry W. Wessinger, II Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Approve Executive Incentive Bonus Plan Mgmt For For
5 Amend Omnibus Stock Plan Mgmt For For
6 Ratify Auditors Mgmt For For
CATALYST HEALTH SOLUTIONS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CHSI 01-Jun-11 USA 14888B103 Annual 04-Apr-11
CUSIP: 14888B103 ISIN: US14888B1035 SEDOL: 2507781
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David T. Blair Mgmt For For
1.2 Elect Director Daniel J. Houston Mgmt For For
1.3 Elect Director Kenneth A. Samet Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EMCOR GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EME 01-Jun-11 USA 29084Q100 Annual 06-Apr-11
CUSIP: 29084Q100 ISIN: US29084Q1004 SEDOL: 2474164
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen W. Bershad Mgmt For For
1.2 Elect Director David A.B. Brown Mgmt For For
1.3 Elect Director Larry J. Bump Mgmt For For
1.4 Elect Director Albert Fried, Jr. Mgmt For For
1.5 Elect Director Anthony J. Guzzi Mgmt For For
1.6 Elect Director Richard F. Hamm, Jr. Mgmt For For
1.7 Elect Director David H. Laidley Mgmt For For
1.8 Elect Director Frank T. MacInnis Mgmt For For
1.9 Elect Director Jerry E. Ryan Mgmt For For
1.10 Elect Director Michael T. Yonker Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
K-SWISS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
KSWS 01-Jun-11 USA 482686102 Annual 04-Apr-11
CUSIP: 482686102 ISIN: US4826861027 SEDOL: 2479824
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stephen Fine Mgmt For For
1.2 Elect Director Mark Louie Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
MASIMO CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MASI 01-Jun-11 USA 574795100 Annual 18-Apr-11
CUSIP: 574795100 ISIN: US5747951003 SEDOL: B1YWR63
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Steven J. Barker Mgmt For For
1.2 Elect Director Sanford Fitch Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Require a Majority Vote for the Election of Directors SH Against For
ORBITZ WORLDWIDE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OWW 01-Jun-11 USA 68557K109 Annual 06-Apr-11
CUSIP: 68557K109 ISIN: US68557K1097 SEDOL: B23G859
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Mark S. Britton Mgmt For For
1.2 Elect Director Bradley T. Gerstner Mgmt For For
1.3 Elect Director Kristina M. Leslie Mgmt For For
1.4 Elect Director Jaynie Miller Studenmund Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Ratify Auditors Mgmt For For
RIVERBED TECHNOLOGY, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
RVBD 01-Jun-11 USA 768573107 Annual 11-Apr-11
CUSIP: 768573107 ISIN: US7685731074 SEDOL: B1FH886
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Michael R. Kourey Mgmt For For
2 Elect Director Mark S. Lewis Mgmt For For
3 Elect Director Steven McCanne Mgmt For For
4 Ratify Auditors Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
SAKS INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SKS 01-Jun-11 USA 79377W108 Annual 06-Apr-11
CUSIP: 79377W108 ISIN: US79377W1080 SEDOL: 2704786
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert B. Carter Mgmt For For
1.2 Elect Director Donald E. Hess Mgmt For For
1.3 Elect Director Jerry W. Levin Mgmt For For
1.4 Elect Director Michael S. Gross Mgmt For For
1.5 Elect Director Nora P. McAniff Mgmt For For
1.6 Elect Director Stephen I. Sadove Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Provide for Cumulative Voting SH Against Against
DIGITAL RIVER, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DRIV 02-Jun-11 USA 25388B104 Annual 07-Apr-11
CUSIP: 25388B104 ISIN: US25388B1044 SEDOL: 2284619
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Thomas F. Madison Mgmt For For
1.2 Elect Director Cheryl F. Rosner Mgmt For For
1.3 Elect Director Alfred F. Castino Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Amend Omnibus Stock Plan Mgmt For For
5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
6 Ratify Auditors Mgmt For For
GOOGLE INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GOOG 02-Jun-11 USA 38259P508 Annual 04-Apr-11
CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Larry Page Mgmt For For
1.2 Elect Director Sergey Brin Mgmt For For
1.3 Elect Director Eric E. Schmidt Mgmt For For
1.4 Elect Director L. John Doerr Mgmt For For
1.5 Elect Director John L. Hennessy Mgmt For For
1.6 Elect Director Ann Mather Mgmt For For
1.7 Elect Director Paul S. Otellini Mgmt For For
1.8 Elect Director K. Ram Shriram Mgmt For For
1.9 Elect Director Shirley M. Tilghman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Amend Bylaws to Establish a Board Committee on SH Against Against
Environmental Sustainability
7 Reduce Supermajority Vote Requirement SH Against Against
8 Report on Code of Conduct Compliance SH Against Against
INGERSOLL-RAND PLC
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
IR 02-Jun-11 Ireland G47791101 Annual 06-Apr-11
CUSIP: G47791101 ISIN: IE00B6330302 SEDOL: B633030
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Ann C. Berzin Mgmt For For
2 Elect Director John Bruton Mgmt For For
3 Elect Director Jared L. Cohon Mgmt For For
4 Elect Director Gary D. Forsee Mgmt For For
5 Elect Director Peter C. Godsoe Mgmt For For
6 Elect Director Edward E. Hagenlocker Mgmt For For
7 Elect Director Constance J. Horner Mgmt For For
8 Elect Director Michael W. Lamach Mgmt For For
9 Elect Director Theodore E. Martin Mgmt For For
10 Elect Director Richard J. Swift Mgmt For For
11 Elect Director Tony L. White Mgmt For For
12 Approve Executive Incentive Scheme Mgmt For For
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
15 Authorize Market Purchase Mgmt For For
16 Ratify Auditors Mgmt For For
OMEGA HEALTHCARE INVESTORS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
OHI 02-Jun-11 USA 681936100 Annual 15-Apr-11
CUSIP: 681936100 ISIN: US6819361006 SEDOL: 2043274
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Harold J. Kloosterman Mgmt For For
1.2 Elect Director C. Taylor Pickett Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
THE BUCKLE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BKE 02-Jun-11 USA 118440106 Annual 25-Mar-11
CUSIP: 118440106 ISIN: US1184401065 SEDOL: 2149934
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Daniel J. Hirschfeld Mgmt For For
1.2 Elect Director Dennis H. Nelson Mgmt For For
1.3 Elect Director Karen B. Rhoads Mgmt For For
1.4 Elect Director James E. Shada Mgmt For For
1.5 Elect Director Robert E. Campbell Mgmt For For
1.6 Elect Director Bill L. Fairfield Mgmt For For
1.7 Elect Director Bruce L. Hoberman Mgmt For For
1.8 Elect Director John P. (Jack) Peetz, III Mgmt For For
1.9 Elect Director Michael E. Huss Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Amend Restricted Stock Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
UNIVERSAL HEALTH REALTY INCOME TRUST
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
UHT 02-Jun-11 USA 91359E105 Annual 04-Apr-11
CUSIP: 91359E105 ISIN: US91359E1055 SEDOL: 2927497
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Alan B. Miller Mgmt For For
1.2 Elect Director Randall C. Stein Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
WAL-MART STORES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
WMT 03-Jun-11 USA 931142103 Annual 06-Apr-11
CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Aida M. Alvarez Mgmt For For
2 Elect Director James W. Breyer Mgmt For For
3 Elect Director M. Michele Burns Mgmt For For
4 Elect Director James I. Cash, Jr. Mgmt For For
5 Elect Director Roger C. Corbett Mgmt For For
6 Elect Director Douglas N. Daft Mgmt For For
7 Elect Director Michael T. Duke Mgmt For For
8 Elect Director Gregory B. Penner Mgmt For For
9 Elect Director Steven S Reinemund Mgmt For For
10 Elect Director H. Lee Scott, Jr. Mgmt For For
11 Elect Director Arne M. Sorenson Mgmt For For
12 Elect Director Jim C. Walton Mgmt For For
13 Elect Director S. Robson Walton Mgmt For For
14 Elect Director Christopher J. Williams Mgmt For For
15 Elect Director Linda S. Wolf Mgmt For For
16 Ratify Auditors Mgmt For For
17 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
18 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
19 Amend EEO Policy to Prohibit Discrimination based on SH Against For
Gender Identity
20 Report on Political Contributions SH Against Against
21 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
22 Require Suppliers to Produce Sustainability Reports SH Against Against
23 Report on Climate Change Business Risks SH Against Against
SUN HYDRAULICS CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SNHY 06-Jun-11 USA 866942105 Annual 18-Apr-11
CUSIP: 866942105 ISIN: US8669421054 SEDOL: 2819282
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Christine L. Koski Mgmt For For
1.2 Elect Director David N. Wormley Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Ratify Auditors Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
EVERCORE PARTNERS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EVR 07-Jun-11 USA 29977A105 Annual 14-Apr-11
CUSIP: 29977A105 ISIN: US29977A1051 SEDOL: B1BHXZ2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Roger C. Altman Mgmt For Withhold
1.2 Elect Director Pedro Aspe Mgmt For Withhold
1.3 Elect Director Richard I. Beattie Mgmt For Withhold
1.4 Elect Director Francois de Saint Phalle Mgmt For For
1.5 Elect Director Gail B. Harris Mgmt For For
1.6 Elect Director Curt Hessler Mgmt For For
1.7 Elect Director Anthony N. Pritzker Mgmt For For
1.8 Elect Director Ralph L. Schlosstein Mgmt For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
FRANCE TELECOM
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FTE 07-Jun-11 France F4113C103 Annual/Special 02-Jun-11
CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For
2 Accept Consolidated Financial Statements and Statutory Mgmt For For
Reports
3 Approve Allocation of Income and Dividends of EUR 1.40 per Mgmt For For
Share
4 Acknowledge Auditors' Special Report on Related-Party Mgmt For For
Transactions
5 Reelect Bernard Dufau as Director Mgmt For For
6 Elect Helle Kristoffersen as Director Mgmt For For
7 Elect Muriel Penicaud as Director Mgmt For For
8 Elect Jean Michel Severino as Director Mgmt For For
9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For For
Capital
Extraordinary Business Mgmt
10 Authorize Issuance of Equity or Equity-Linked Securities with Mgmt For For
Preemptive Rights up to Aggregate Nominal Amount of EUR
2 Billion
11 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For For
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1.5 Billion
12 Approve Issuance of up to 20 Percent of Issued Capital Per Mgmt For For
Year for a Private Placement, up to Aggregate Nominal
Amount of EUR 1.5 Billion
13 Authorize Board to Increase Capital in the Event of Additional Mgmt For For
Demand Related to Delegation Submitted to Shareholder
Vote under Items 10, 11 and 12 Above
14 Authorize Capital Increase of up to EUR 1.5 Billion for Future Mgmt For For
Exchange Offers
15 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For For
Capital for Future Acquisitions
16 Authorize Capital Increase of up to EUR 35 Million to Holders Mgmt For For
of Orange SA Stock Options or Shares in Connection with
France Telecom Liquidity Agreement
17 Authorize up to EUR 500,000 for Issuance of Free Option- Mgmt For For
Based Liquidity Instruments Reserved for Holders of Orange
SA Stock Options Benefiting from a Liquidity Agreement
18 Set Total Limit for Capital Increase to Result from All Mgmt For For
Issuance Requests under Items 10 to 17 at EUR 3.5 Billion
19 Approve Issuance of Securities Convertible into Debt up to Mgmt For For
Aggregate Nominal Amount of EUR 7 Billion
20 Authorize Capitalization of Reserves of Up to EUR 2 Billion Mgmt For For
for Bonus Issue or Increase in Par Value
21 Approve Employee Stock Purchase Plan Mgmt For For
22 Approve Reduction in Share Capital via Cancellation of Mgmt For For
Repurchased Shares
23 Authorize Filing of Required Documents/Other Formalities Mgmt For For
MASTERCARD INCORPORATED
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MA 07-Jun-11 USA 57636Q104 Annual 13-Apr-11
CUSIP: 57636Q104 ISIN: US57636Q1040 SEDOL: B121557
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Marc Olivie Mgmt For For
2 Elect Director Rima Qureshi Mgmt For For
3 Elect Director Mark Schwartz Mgmt For For
4 Elect Director Jackson P. Tai Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
7 Ratify Auditors Mgmt For For
QUEST SOFTWARE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
QSFT 07-Jun-11 USA 74834T103 Annual 19-Apr-11
CUSIP: 74834T103 ISIN: US74834T1034 SEDOL: 2447478
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Vincent C. Smith Mgmt For For
1.2 Elect Director Douglas F. Gam Mgmt For For
1.3 Elect Director Augustine L. Nieto II Mgmt For For
1.4 Elect Director Kevin M. Klausmeyer Mgmt For For
1.5 Elect Director Paul A. Sallaberry Mgmt For For
1.6 Elect Director H. John Dirks Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
CATERPILLAR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
CAT 08-Jun-11 USA 149123101 Annual 11-Apr-11
CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director David L. Calhoun Mgmt For For
1.2 Elect Director Daniel M. Dickinson Mgmt For For
1.3 Elect Director Eugene V. Fife Mgmt For For
1.4 Elect Director Juan Gallardo Mgmt For For
1.5 Elect Director David R. Goode Mgmt For For
1.6 Elect Director Jesse J. Greene, Jr. Mgmt For For
1.7 Elect Director Peter A. Magowan Mgmt For For
1.8 Elect Director Dennis A. Muilenburg Mgmt For For
1.9 Elect Director Douglas R. Oberhelman Mgmt For For
1.10 Elect Director William A. Osborn Mgmt For For
1.11 Elect Director Charles D. Powell Mgmt For For
1.12 Elect Director Edward B. Rust, Jr. Mgmt For For
1.13 Elect Director Susan C. Schwab Mgmt For For
1.14 Elect Director Joshua I. Smith Mgmt For For
1.15 Elect Director Miles D. White Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Report on Political Contributions SH Against Against
7 Stock Retention/Holding Period SH Against Against
8 Require a Majority Vote for the Election of Directors SH Against For
9 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Against For
10 Require Independent Board Chairman SH Against Against
11 Review and Assess Human Rights Policies SH Against For
12 Adopt a Policy in which the Company will not Make or SH Against Against
Promise to Make Any Death Benefit Payments to Senior
Executives
DEVON ENERGY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
DVN 08-Jun-11 USA 25179M103 Annual 11-Apr-11
CUSIP: 25179M103 ISIN: US25179M1036 SEDOL: 2480677
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert H. Henry Mgmt For For
1.2 Elect Director John A. Hill Mgmt For For
1.3 Elect Director Michael M. Kanovsky Mgmt For For
1.4 Elect Director Robert A. Mosbacher, Jr Mgmt For For
1.5 Elect Director J. Larry Nichols Mgmt For For
1.6 Elect Director Duane C. Radtke Mgmt For For
1.7 Elect Director Mary P. Ricciardello Mgmt For For
1.8 Elect Director John Richels Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Reduce Supermajority Vote Requirement Mgmt For For
5 Amend Certificate of Incorporation Mgmt For For
6 Ratify Auditors Mgmt For For
7 Provide Right to Act by Written Consent SH Against For
AMEDISYS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMED 09-Jun-11 USA 023436108 Annual 15-Apr-11
CUSIP: 023436108 ISIN: US0234361089 SEDOL: 2024332
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director William F. Borne Mgmt For For
1.2 Elect Director Ronald A. LaBorde Mgmt For For
1.3 Elect Director Jake L. Netterville Mgmt For For
1.4 Elect Director David R. Pitts Mgmt For For
1.5 Elect Director Peter F. Ricchiuti Mgmt For For
1.6 Elect Director Donald A. Washburn Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
LIMELIGHT NETWORKS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LLNW 09-Jun-11 USA 53261M104 Annual 13-Apr-11
CUSIP: 53261M104 ISIN: US53261M1045 SEDOL: B1YB674
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Walter D. Amaral Mgmt For For
1.2 Elect Director Thomas Falk Mgmt For For
1.3 Elect Director Jeffrey W. Lunsford Mgmt For For
1.4 Elect Director Peter J. Perrone Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Increase Authorized Common Stock Mgmt For Against
WORLD FUEL SERVICES CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
INT 10-Jun-11 USA 981475106 Annual 11-Apr-11
CUSIP: 981475106 ISIN: US9814751064 SEDOL: 2469450
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Paul H. Stebbins Mgmt For For
1.2 Elect Director Michael J. Kasbar Mgmt For For
1.3 Elect Director Ken Bakshi Mgmt For For
1.4 Elect Director Richard A. Kassar Mgmt For For
1.5 Elect Director Myles Klein Mgmt For For
1.6 Elect Director John L. Manley Mgmt For For
1.7 Elect Director J. Thomas Presby Mgmt For For
1.8 Elect Director Stephen K. Roddenberry Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
4 Ratify Auditors Mgmt For For
NICOR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GAS 14-Jun-11 USA 654086107 Annual 18-Apr-11
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director R. M. Beavers, Jr. Mgmt For For
1.2 Elect Director B. P. Bickner Mgmt For For
1.3 Elect Director J. H. Birdsall, III Mgmt For For
1.4 Elect Director N. R. Bobins Mgmt For For
1.5 Elect Director B. J. Gaines Mgmt For For
1.6 Elect Director R. A. Jean Mgmt For For
1.7 Elect Director D. J. Keller Mgmt For For
1.8 Elect Director R. E. Martin Mgmt For For
1.9 Elect Director G. R. Nelson Mgmt For For
1.10 Elect Director A. J. Olivera Mgmt For For
1.11 Elect Director J. Rau Mgmt For For
1.12 Elect Director J. C. Staley Mgmt For For
1.13 Elect Director R. M. Strobel Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
NICOR INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GAS 14-Jun-11 USA 654086107 Special 20-Apr-11
CUSIP: 654086107 ISIN: US6540861076 SEDOL: 2639509
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
AMMD 15-Jun-11 USA 02744M108 Special 09-May-11
CUSIP: 02744M108 ISIN: US02744M1080 SEDOL: 2619998
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
FREEPORT-MCMORAN COPPER & GOLD INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
FCX 15-Jun-11 USA 35671D857 Annual 19-Apr-11
CUSIP: 35671D857 ISIN: US35671D8570 SEDOL: 2352118
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Richard C. Adkerson Mgmt For For
1.2 Elect Director Robert J. Allison, Jr. Mgmt For For
1.3 Elect Director Robert A. Day Mgmt For For
1.4 Elect Director Gerald J. Ford Mgmt For For
1.5 Elect Director H. Devon Graham, Jr. Mgmt For For
1.6 Elect Director Charles C. Krulak Mgmt For For
1.7 Elect Director Bobby Lee Lackey Mgmt For For
1.8 Elect Director Jon C. Madonna Mgmt For For
1.9 Elect Director Dustan E. McCoy Mgmt For For
1.10 Elect Director James R. Moffett Mgmt For For
1.11 Elect Director B.M. Rankin, Jr. Mgmt For For
1.12 Elect Director Stephen H. Siegele Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
5 Request Director Nominee with Environmental Qualifications SH Against For
LIVE NATION ENTERTAINMENT, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
LYV 15-Jun-11 USA 538034109 Annual 20-Apr-11
CUSIP: 538034109 ISIN: US5380341090 SEDOL: B0T7YX2
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Jonathan Dolgen Mgmt For For
1.2 Elect Director Robert Ted Enloe, III Mgmt For For
1.3 Elect Director Jeffrey T. Hinson Mgmt For For
1.4 Elect Director James S. Kahan Mgmt For For
2 Approve Issuance of Shares for a Private Placement Mgmt For Against
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
7 Ratify Auditors Mgmt For For
THE MEN'S WEARHOUSE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
MW 15-Jun-11 USA 587118100 Annual 18-Apr-11
CUSIP: 587118100 ISIN: US5871181005 SEDOL: 2576327
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director George Zimmer Mgmt For For
1.2 Elect Director David H. Edwab Mgmt For For
1.3 Elect Director Rinaldo S. Brutoco Mgmt For For
1.4 Elect Director Michael L. Ray Mgmt For For
1.5 Elect Director Sheldon I. Stein Mgmt For For
1.6 Elect Director Deepak Chopra Mgmt For For
1.7 Elect Director William B. Sechrest Mgmt For For
1.8 Elect Director Larry R. Katzen Mgmt For For
1.9 Elect Director Grace Nichols Mgmt For For
1.10 Elect Director Douglas S. Ewert Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Ratify Auditors Mgmt For For
BANCO SANTANDER S.A.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
N/A 16-Jun-11 Spain E19790109 Annual 09-Jun-11
CUSIP: E19790109 ISIN: ES0113900J37 SEDOL: 5705946
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.A Accept Individual and Consolidated Financial Statements and Mgmt For For
Statutory Reports for FY 2010
1.B Approve Discharge of Directors for FY 2010 Mgmt For For
2 Approve Allocation of Income for FY 2010 Mgmt For For
3.A Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as Mgmt For Against
Director
3.B Reelect Rodrigo Echenique Gordillo as Director Mgmt For Against
3.C Reelect Lord Burns as Director Mgmt For Against
3.D Reelect Assicurazioni Generali S.p.A. as Director Mgmt For Against
4 Reelect Deloitte, S.L. as Auditors for FY 2011 Mgmt For For
5.A Amend Articles 8, 11, 15, 16 and 18 Re: Equity-Related Mgmt For For
5.B Amend Several Articles of Bylaws Mgmt For For
5.C Amend Article 62 and 69 of Bylaws Mgmt For For
6.A Amend Preamble and Article 2 of General Meeting Regulations Mgmt For For
6.B Amend Articles 4, 5 and 8 of General Meeting Regulations; Mgmt For For
Add Article 6 Bis to General Meeting Regulations
6.C Amend Article 12, 19, 21 and Additional Provision of General Mgmt For For
Meeting Regulations
7 Grant Board Authorization to Increase Capital Mgmt For For
8.A Authorize Increase in Capital Charged to Voluntary Reserves Mgmt For For
for Bonus Issue; Amend Article 5 of Bylaws Accordingly;
Approve Listing of Shares
8.B Authorize Increase in Capital Charged to Voluntary Reserves Mgmt For For
for Bonus Issue; Amend Article 5 of Bylaws Accordingly;
Approve Listing of Shares
9.A Authorize to Issuance of Convertible and/or Exchangeable Mgmt For For
Debt Securities Including Warrants Without Preemptive
Rights; Void Authorization Granted at 2010 AGM
9.B Authorize Issuance of Non Convertible Debt Securities Mgmt For For
Including Warrants
10.A Approve Sixth Cycle of Performance Share Plan Mgmt For For
10.B Approve Second Cycle of Deferred and Conditional Share Plan Mgmt For For
10.C Approve First Cycle of Deferred and Conditional Variable Mgmt For For
Remuneration Plan
10.D Approve Savings Plan for Santander UK plc Employees and Mgmt For For
Other Companies of Santander Group in UK
11 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For
12 Advisory Vote on Remuneration Policy Report Mgmt For For
EQUITY RESIDENTIAL
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EQR 16-Jun-11 USA 29476L107 Annual 31-Mar-11
CUSIP: 29476L107 ISIN: US29476L1070 SEDOL: 2319157
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John W. Alexander Mgmt For For
1.2 Elect Director Charles L. Atwood Mgmt For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For
1.4 Elect Director Bradley A. Keywell Mgmt For For
1.5 Elect Director John E. Neal Mgmt For For
1.6 Elect Director David J. Neithercut Mgmt For For
1.7 Elect Director Mark S. Shapiro Mgmt For For
1.8 Elect Director Gerald A. Spector Mgmt For For
1.9 Elect Director B. Joseph White Mgmt For For
1.10 Elect Director Samuel Zell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Provide for Cumulative Voting SH Against Against
7 Include Sustainability as a Performance Measure for Senior SH Against Against
Executive Compensation
SALIX PHARMACEUTICALS, LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
SLXP 16-Jun-11 USA 795435106 Annual 20-Apr-11
CUSIP: 795435106 ISIN: US7954351067 SEDOL: 2693981
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director John F. Chappell Mgmt For For
1.2 Elect Director Thomas W. D'Alonzo Mgmt For For
1.3 Elect Director Richard A. Franco, Sr. Mgmt For For
1.4 Elect Director William P. Keane Mgmt For For
1.5 Elect Director Carolyn J. Logan Mgmt For For
1.6 Elect Director Mark A. Sirgo Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
GSI COMMERCE, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
GSIC 17-Jun-11 USA 36238G102 Special 09-May-11
CUSIP: 36238G102 ISIN: US36238G1022 SEDOL: 2134101
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For For
NTT DOCOMO INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9437 17-Jun-11 Japan J59399105 Annual 31-Mar-11
CUSIP: J59399105 ISIN: JP3165650007 SEDOL: 6129277
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
2600
2 Amend Articles To Amend Business Lines Mgmt For For
3.1 Elect Director Shindo, Tsutomu Mgmt For For
3.2 Elect Director Kagawa, Wataru Mgmt For For
3.3 Elect Director Yoshizawa, Kazuhiro Mgmt For For
4.1 Appoint Statutory Auditor Hoshizawa, Shuro Mgmt For For
4.2 Appoint Statutory Auditor Yoshizawa, Kyoichi Mgmt For Against
4.3 Appoint Statutory Auditor Morosawa, Haruo Mgmt For For
4.4 Appoint Statutory Auditor Tsujiyama, Eiko Mgmt For For
TOYOTA MOTOR CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7203 17-Jun-11 Japan J92676113 Annual 31-Mar-11
CUSIP: J92676113 ISIN: JP3633400001 SEDOL: 6900643
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For
2 Amend Articles To Decrease Maximum Board Size Mgmt For For
3.1 Elect Director Cho, Fujio Mgmt For For
3.2 Elect Director Toyoda, Akio Mgmt For For
3.3 Elect Director Uchiyamada, Takeshi Mgmt For For
3.4 Elect Director Funo, Yukitoshi Mgmt For For
3.5 Elect Director Niimi, Atsushi Mgmt For For
3.6 Elect Director Sasaki, Shinichi Mgmt For For
3.7 Elect Director Ozawa, Satoshi Mgmt For For
3.8 Elect Director Kodaira, Nobuyori Mgmt For For
3.9 Elect Director Furuhashi, Mamoru Mgmt For For
3.10 Elect Director Ijichi, Takahiko Mgmt For For
3.11 Elect Director Ihara, Yasumori Mgmt For For
4.1 Appoint Statutory Auditor Matsuo, Kunihiro Mgmt For For
4.2 Appoint Statutory Auditor Wake, Yoko Mgmt For For
4.3 Appoint Statutory Auditor Ichimaru, Yoichiro Mgmt For For
4.4 Appoint Statutory Auditor Kato, Masahiro Mgmt For For
5 Approve Adjustment to Aggregate Compensation Ceiling for Mgmt For For
Directors
6 Approve Annual Bonus Payment to Directors Mgmt For For
BRIGHAM EXPLORATION COMPANY
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
BEXP 21-Jun-11 USA 109178103 Annual 25-Apr-11
CUSIP: 109178103 ISIN: US1091781039 SEDOL: 2107415
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Ben M. Brigham Mgmt For For
1.2 Elect Director David T. Brigham Mgmt For For
1.3 Elect Director Harold D. Carter Mgmt For For
1.4 Elect Director Stephen C. Hurley Mgmt For For
1.5 Elect Director Stephen P. Reynolds Mgmt For For
1.6 Elect Director Hobart A. Smith Mgmt For For
1.7 Elect Director Scott W. Tinker Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
5 Amend Non-Employee Director Stock Option Plan Mgmt For For
6 Approve Stock Grant to Non-Employee Directors Mgmt For For
INVESTORS BANCORP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
ISBC 21-Jun-11 USA 46146P102 Annual 25-Apr-11
CUSIP: 46146P102 ISIN: US46146P1021 SEDOL: B0J2NT6
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Doreen R. Byrnes Mgmt For Withhold
1.2 Elect Director Stephen J. Szabatin Mgmt For For
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
4 Ratify Auditors Mgmt For For
MIZUHO FINANCIAL GROUP INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8411 21-Jun-11 Japan J4599L102 Annual 31-Mar-11
CUSIP: J4599L102 ISIN: JP3885780001 SEDOL: 6591014
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2 Amend Articles To Increase Authorized Capital Mgmt For For
3.1 Elect Director Sato, Yasuhiro Mgmt For For
3.2 Elect Director Nishizawa, Junichi Mgmt For For
3.3 Elect Director Tsuchiya, Mitsuaki Mgmt For For
3.4 Elect Director Kono, Masaaki Mgmt For For
3.5 Elect Director Nomiyama, Akihiko Mgmt For For
3.6 Elect Director Ohashi, Mitsuo Mgmt For For
3.7 Elect Director Anraku, Kanemitsu Mgmt For For
4.1 Appoint Statutory Auditor Shigeji, Yoshinobu Mgmt For For
4.2 Appoint Statutory Auditor Iyoda, Toshinari Mgmt For For
4.3 Appoint Statutory Auditor Imai, Isao Mgmt For For
5 Amend Articles to Require Sound Corporate Evaluations SH Against Against
6 Amend Articles to Require Appointment of a Committee to SH Against Against
Investigate Evaluations by Mizuho Subsidiaries Later Ruled to
be At Least 50 Percent Underestimates or 100 Percent
Overstatements (viz. Kanebo)
7 Amend Articles to Require Subsidiaries Owning Shares in SH Against For
Allied Firms to Vote Shares Appropriately
8 Amend Articles to Require Disclosure of Individual SH Against For
Breakdown of Director and Officer Compensation, including
Payments to Former Directors and Officers
9 Amend Articles to Mandate All Possible Measures to Avoid SH Against Against
ATM System Outages
10 Amend Articles to Relax Limit to Allow Shareholder Proposal SH Against For
Justification Statements Up to 4,000 Characters
KOMATSU LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6301 22-Jun-11 Japan J35759125 Annual 31-Mar-11
CUSIP: J35759125 ISIN: JP3304200003 SEDOL: 6496584
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 20 Mgmt For For
2.1 Elect Director Sakane, Masahiro Mgmt For For
2.2 Elect Director Noji, Kunio Mgmt For For
2.3 Elect Director Komamura, Yoshinori Mgmt For For
2.4 Elect Director Ohashi, Tetsuji Mgmt For For
2.5 Elect Director Hotta, Kensuke Mgmt For For
2.6 Elect Director Kano, Noriaki Mgmt For For
2.7 Elect Director Ikeda, Koichi Mgmt For For
2.8 Elect Director Hironaka, Mamoru Mgmt For For
2.9 Elect Director Fujitsuka, Mikio Mgmt For For
2.10 Elect Director Takamura, Fujitoshi Mgmt For For
3 Appoint Statutory Auditor Kamano, Hiroyuki Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
5 Approve Deep Discount Stock Option Plan Mgmt For For
TOSHIBA CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6502 22-Jun-11 Japan J89752117 Annual 31-Mar-11
CUSIP: J89752117 ISIN: JP3592200004 SEDOL: 6897217
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nishida, Atsutoshi Mgmt For For
1.2 Elect Director Sasaki, Norio Mgmt For For
1.3 Elect Director Muromachi, Masashi Mgmt For For
1.4 Elect Director Muraoka, Fumio Mgmt For For
1.5 Elect Director Horioka, Hiroshi Mgmt For For
1.6 Elect Director Hirabayashi, Hiroshi Mgmt For For
1.7 Elect Director Sasaki, Takeshi Mgmt For For
1.8 Elect Director Kosugi, Takeo Mgmt For For
1.9 Elect Director Shimomitsu, Hidejiro Mgmt For For
1.10 Elect Director Tanaka, Hisao Mgmt For For
1.11 Elect Director Kitamura, Hideo Mgmt For For
1.12 Elect Director Watanabe, Toshiharu Mgmt For For
1.13 Elect Director Kubo, Makoto Mgmt For For
2 Amend Articles to Require Investigation, Disclosure to SH Against Against
Mainichi Shimbun of Work Logs Used in Fraudulent Billing of
NEDO
3 Amend Articles to Require Investigation, Disclosure to SH Against Against
Yomiuri Shimbun of Employee's Refusal Document to
Fabricate Work Logs Used in Behind Fraudulent Billing of
NEDO
4 Amend Articles to Require Investigation, Disclosure to Asahi SH Against Against
Shimbun of Keihin Office Head Warned About Fraudulent
Billing of NEDO
5 Amend Articles to Require Investigation, Disclosure to Sankei SH Against Against
Shimbun of Sr. VP of Energy System Group Who Oversaw
Keihin Office
6 Amend Articles to Require Investigation, Disclosure to Nihon SH Against Against
Keizai Shimbun of Document Notifying Then-President Sato
of Fraudulent Billing of NEDO
7 Amend Articles to Require Investigation, Disclosure to SH Against Against
Mainichi Shimbun of M.O. and Employee Criminal Awareness
in Fraudulent Billing of NEDO
8 Amend Articles to Require Investigation, Disclosure to SH Against Against
Yomiuri Shimbun of Organized Crime, Coverup 1 (Keihin
Office), Coverup 2 (Headquarters), Coverup 3 (Unexplained
Punishments)
9 Amend Articles to Require Investigation, Disclosure to Asahi SH Against Against
Shimbun of Seven Measures Taken by Headquarters in NEDO
Affair
10 Amend Articles to Require Investigation, Disclosure to Sankei SH Against Against
Shimbun of NEDO Findings, Toshiba Reaction, Costs,
Damage in NEDO Affair
11 Amend Articles to Require Investigation, Disclosure to Nihon SH Against Against
Keizai Shimbun of Who Was Responsible for the NEDO Affair
and Coverup
12 Amend Articles to Require Detailed Answers to All Questions SH Against Against
at Shareholder Meetings
13 Amend Articles to Prohibit Deeming Non-Votes as Votes FOR SH Against For
Management Proposals, AGAINST Shareholder Proposals
14 Amend Articles to Systematize and Disclose Punitive Action SH Against Against
Against Directors
15 Amend Articles to Require Detailed Historical Disclosure of SH Against Against
Director and Officer Punitive Action
16 Amend Articles to Require Disclosure to Mainichi Shimbun of SH Against Against
Specific Accomplishments and Compensation of Each Officer,
and Costs Incurred in their Hiring
17 Amend Articles to Require Disclosure to Yomiuri Shimbun of SH Against Against
Reasons for Retaining, Specific Tasks/Accomplishments,
Compensation and Cost Incurred to Recruit Consultants and
Friends of the Firm
18 Amend Articles to Require Disclosure to Asahi Shimbun of SH Against Against
Number, Positions Held, Origin Agencies of All Hires of Civil
Servants, with Annual Breakdown of Revenue from Each
Agency
19 Amend Articles to Mandate JPY 2200 an Hour Minimum SH Against Against
Wage to Temporary Workers
20 Amend Articles to Mandate JPY 5 per Share Minimum SH Against Against
Dividend per Year for Five Years
21.1 Appoint Shareholder Nominee Watanabe, Seigo to the Board SH Against Against
21.2 Appoint Shareholder Nominee Koyama, Yoshio to the Board SH Against Against
21.3 Appoint Shareholder Nominee Ozono, Jiro to the Board SH Against Against
21.4 Appoint Shareholder Nominee Shintani, Masataka to the SH Against Against
Board
21.5 Appoint Shareholder Nominee Isu, Yuichiro to the Board SH Against Against
21.6 Appoint Shareholder Nominee Tanigawa, Kazuo to the Board SH Against Against
21.7 Appoint Shareholder Nominee Hatano, Koichi to the Board SH Against Against
21.8 Appoint Shareholder Nominee Miki, Yoshiaki to the Board SH Against Against
21.9 Appoint Shareholder Nominee Sasaki, Tomohiko to the Board SH Against Against
21.10 Appoint Shareholder Nominee Miyamoto, Toshiki to the Board SH Against Against
21.11 Appoint Shareholder Nominee Oshima, Toshiyuki to the Board SH Against Against
21.12 Appoint Shareholder Nominee Sato, Fumio to the Board SH Against Against
21.13 Appoint Shareholder Nominee Nishimuro, Taizo to the Board SH Against Against
21.14 Appoint Shareholder Nominee Okamura, Tadashi to the Board SH Against Against
21.15 Appoint Shareholder Nominee Shimagami, Kiyoaki to the SH Against Against
Board
EAST JAPAN RAILWAY CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9020 23-Jun-11 Japan J1257M109 Annual 31-Mar-11
CUSIP: J1257M109 ISIN: JP3783600004 SEDOL: 6298542
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For
2 Amend Articles To Streamline Board Structure Mgmt For For
3 Elect Director Takahashi, Makoto Mgmt For For
4.1 Appoint Statutory Auditor Hoshino, Shigeo Mgmt For For
4.2 Appoint Statutory Auditor Higashikawa, Hajime Mgmt For For
4.3 Appoint Statutory Auditor Harayama, Kiyomi Mgmt For For
5 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
6 Amend Articles to Authorize Company to Direct Subsidiary to SH Against Against
Investigate Medical Practitioners Law (MPL) Violations by
Tenant Shop Employees
7 Direct Dept Store Subsidiary to Retain Asahi Shimbun to SH Against Against
Investigate MPL Violation at Tenant Contact-Lens Shops
8 Direct Dept Store Subsidiary to Retain Asahi Shimbun to SH Against Against
Check for MPL Violations when Accepting New Tenant Shops
HONDA MOTOR CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7267 23-Jun-11 Japan J22302111 Annual 31-Mar-11
CUSIP: J22302111 ISIN: JP3854600008 SEDOL: 6435145
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 15 Mgmt For For
2 Amend Articles To Authorize Public Announcements in Mgmt For For
Electronic Format - Authorize Internet Disclosure of
Shareholder Meeting Materials - Decrease Maximum Board
Size - Abolish Annual Bonus Payment for Statutory Auditors
3.1 Elect Director Kondo, Koichi Mgmt For For
3.2 Elect Director Ito, Takanobu Mgmt For For
3.3 Elect Director Hamada, Akio Mgmt For For
3.4 Elect Director Oyama, Tatsuhiro Mgmt For For
3.5 Elect Director Ike, Fumihiko Mgmt For For
3.6 Elect Director Kawanabe, Tomohiko Mgmt For For
3.7 Elect Director Hogen, Kensaku Mgmt For For
3.8 Elect Director Kuroyanagi, Nobuo Mgmt For For
3.9 Elect Director Fukui, Takeo Mgmt For For
3.10 Elect Director Yamada, Takuji Mgmt For For
3.11 Elect Director Yoshida, Masahiro Mgmt For For
3.12 Elect Director Yamamoto, Yoshiharu Mgmt For For
4.1 Appoint Statutory Auditor Abe, Hirotake Mgmt For For
4.2 Appoint Statutory Auditor Iwashita, Tomochika Mgmt For Against
5 Approve Annual Bonus Payment to Directors and Statutory Mgmt For For
Auditors
6 Approve Adjustment to Aggregate Compensation Ceilings for Mgmt For For
Directors and Statutory Auditors
HORNBECK OFFSHORE SERVICES, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
HOS 23-Jun-11 USA 440543106 Annual 25-Apr-11
CUSIP: 440543106 ISIN: US4405431069 SEDOL: B00G814
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Todd M. Hornbeck Mgmt For For
1.2 Elect Director Patricia B. Melcher Mgmt For For
2 Ratify Auditors Mgmt For For
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For Against
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
YAHOO! INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
YHOO 23-Jun-11 USA 984332106 Annual 26-Apr-11
CUSIP: 984332106 ISIN: US9843321061 SEDOL: 2986539
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Elect Director Carol Bartz Mgmt For For
2 Elect Director Roy J. Bostock Mgmt For For
3 Elect Director Patti S. Hart Mgmt For For
4 Elect Director Susan M. James Mgmt For For
5 Elect Director Vyomesh Joshi Mgmt For For
6 Elect Director David W. Kenny Mgmt For For
7 Elect Director Arthur H. Kern Mgmt For For
8 Elect Director Brad D. Smith Mgmt For For
9 Elect Director Gary L. Wilson Mgmt For For
10 Elect Director Jerry Yang Mgmt For For
11 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
13 Ratify Auditors Mgmt For For
14 Adopt Human Rights Policies Regarding the Sale of SH Against Against
Technology and Technical Assistance
MITSUBISHI CORP.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8058 24-Jun-11 Japan J43830116 Annual 31-Mar-11
CUSIP: J43830116 ISIN: JP3898400001 SEDOL: 6596785
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 39 Mgmt For For
2.1 Elect Director Kojima, Yorihiko Mgmt For For
2.2 Elect Director Kobayashi, Ken Mgmt For For
2.3 Elect Director Ueda, Ryoichi Mgmt For For
2.4 Elect Director Yano, Masahide Mgmt For For
2.5 Elect Director Nabeshima, Hideyuki Mgmt For For
2.6 Elect Director Nakahara, Hideto Mgmt For For
2.7 Elect Director Fujimura, Kiyoshi Mgmt For For
2.8 Elect Director Nagai, Yasuo Mgmt For For
2.9 Elect Director Nomakuchi, Tamotsu Mgmt For For
2.10 Elect Director Ito, Kunio Mgmt For For
2.11 Elect Director Tsukuda, Kazuo Mgmt For Against
2.12 Elect Director Kato, Ryozo Mgmt For For
2.13 Elect Director Konno, Hidehiro Mgmt For For
3 Appoint Statutory Auditor Noma, Osamu Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
MITSUI & CO.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8031 24-Jun-11 Japan J44690139 Annual 31-Mar-11
CUSIP: J44690139 ISIN: JP3893600001 SEDOL: 6597302
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 27 Mgmt For For
2.1 Elect Director Utsuda, Shoei Mgmt For For
2.2 Elect Director Iijima, Masami Mgmt For For
2.3 Elect Director Tanaka, Seiichi Mgmt For For
2.4 Elect Director Omae, Takao Mgmt For For
2.5 Elect Director Komai, Masayoshi Mgmt For For
2.6 Elect Director Kawashima, Fuminobu Mgmt For For
2.7 Elect Director Saiga, Daisuke Mgmt For For
2.8 Elect Director Okada, Joji Mgmt For For
2.9 Elect Director Kinoshita, Masayuki Mgmt For For
2.10 Elect Director Matsubara, Nobuko Mgmt For For
2.11 Elect Director Nonaka, Ikujiro Mgmt For For
2.12 Elect Director Hirabayashi, Hiroshi Mgmt For For
2.13 Elect Director Muto, Toshiro Mgmt For For
3.1 Appoint Statutory Auditor Miura, Satoru Mgmt For For
3.2 Appoint Statutory Auditor Murakami, Motonori Mgmt For For
PANASONIC CORP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6752 24-Jun-11 Japan J6354Y104 Annual 31-Mar-11
CUSIP: J6354Y104 ISIN: JP3866800000 SEDOL: 6572707
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Nakamura, Kunio Mgmt For For
1.2 Elect Director Matsushita, Masayuki Mgmt For For
1.3 Elect Director Otsubo, Fumio Mgmt For For
1.4 Elect Director Sakamoto, Toshihiro Mgmt For For
1.5 Elect Director Mori, Takahiro Mgmt For For
1.6 Elect Director Katsura, Yasuo Mgmt For For
1.7 Elect Director Morita, Ken Mgmt For For
1.8 Elect Director Kashima, Ikusaburo Mgmt For For
1.9 Elect Director Yamada, Yoshihiko Mgmt For For
1.10 Elect Director Takami, Kazunori Mgmt For For
1.11 Elect Director Uenoyama, Makoto Mgmt For For
1.12 Elect Director Harada, Masatoshi Mgmt For For
1.13 Elect Director Toyama, Takashi Mgmt For For
1.14 Elect Director Uno, Ikuo Mgmt For For
1.15 Elect Director Oku, Masayuki Mgmt For For
1.16 Elect Director Matsushita, Masaharu Mgmt For For
1.17 Elect Director Tsuga, Kazuhiro Mgmt For For
1.18 Elect Director Miyata, Yoshiiku Mgmt For For
1.19 Elect Director Miyabe, Yoshiyuki Mgmt For For
1.20 Elect Director Nakagawa, Yoshiaki Mgmt For For
2.1 Appoint Statutory Auditor Yoshino, Yasuo Mgmt For Against
2.2 Appoint Statutory Auditor Furuta, Yoshihiro Mgmt For For
TAKEDA PHARMACEUTICAL CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
4502 24-Jun-11 Japan J8129E108 Annual 31-Mar-11
CUSIP: J8129E108 ISIN: JP3463000004 SEDOL: 6870445
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For
2.1 Elect Director Hasegawa, Yasuchika Mgmt For For
2.2 Elect Director Yoshida, Toyoji Mgmt For For
2.3 Elect Director Yamanaka, Yasuhiko Mgmt For For
2.4 Elect Director Okawa, Shigenori Mgmt For For
2.5 Elect Director Frank Morich Mgmt For For
2.6 Elect Director Yamada, Tadataka Mgmt For For
2.7 Elect Director Sudo, Fumio Mgmt For For
2.8 Elect Director Kojima, Yorihiko Mgmt For For
3 Appoint Statutory Auditor Sakurada, Teruo Mgmt For For
4 Approve Annual Bonus Payment to Directors Mgmt For For
NOMURA HOLDINGS INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8604 28-Jun-11 Japan J59009159 Annual 31-Mar-11
CUSIP: J59009159 ISIN: JP3762600009 SEDOL: 6643108
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Watanabe, Kenichi Mgmt For For
1.2 Elect Director Shibata, Takumi Mgmt For For
1.3 Elect Director Itatani, Masanori Mgmt For For
1.4 Elect Director Nishimatsu, Masanori Mgmt For For
1.5 Elect Director Tsuji, Haruo Mgmt For For
1.6 Elect Director Fujinuma, Tsuguoki Mgmt For Against
1.7 Elect Director Sakane, Masahiro Mgmt For For
1.8 Elect Director Colin Marshall Mgmt For For
1.9 Elect Director Clara Furse Mgmt For For
1.10 Elect Director Koga, Nobuyuki Mgmt For For
1.11 Elect Director David Benson Mgmt For For
1.12 Elect Director Kusakari, Takao Mgmt For For
1.13 Elect Director Kanemoto, Toshinori Mgmt For For
1.14 Elect Director Michael Lim Choo san Mgmt For For
2 Amend Articles To Amend Business Lines - Amend Provisions Mgmt For For
on Preferred Shares
SONY CORPORATION
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6758 28-Jun-11 Japan J76379106 Annual 31-Mar-11
CUSIP: J76379106 ISIN: JP3435000009 SEDOL: 6821506
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Stringer, Howard Mgmt For For
1.2 Elect Director Chuubachi, Ryoji Mgmt For For
1.3 Elect Director Kobayashi, Yotaro Mgmt For For
1.4 Elect Director Yamauchi, Yoshiaki Mgmt For For
1.5 Elect Director Bonfield, Peter Mgmt For For
1.6 Elect Director Cho, Fujio Mgmt For For
1.7 Elect Director Yasuda, Ryuuji Mgmt For For
1.8 Elect Director Uchinaga, Yukako Mgmt For For
1.9 Elect Director Yahagi, Mitsuaki Mgmt For For
1.10 Elect Director Hsieh, Tsun-Yan Mgmt For For
1.11 Elect Director Hernandez, Roland Mgmt For For
1.12 Elect Director Anraku, Kanemitsu Mgmt For For
1.13 Elect Director Kojima, Yorihiko Mgmt For For
1.14 Elect Director Nagayama, Osamu Mgmt For For
1.15 Elect Director Anzai, Yuuichiro Mgmt For For
2 Approve Stock Option Plan Mgmt For For
TOKYO ELECTRIC POWER CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
9501 28-Jun-11 Japan J86914108 Annual 31-Mar-11
CUSIP: J86914108 ISIN: JP3585800000 SEDOL: 6895404
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Aizawa, Zengo Mgmt For For
1.2 Elect Director Aoyama, Yasushi Mgmt For For
1.3 Elect Director Arai, Takao Mgmt For For
1.4 Elect Director Katsumata, Tsunehisa Mgmt For For
1.5 Elect Director Kimura, Shigeru Mgmt For For
1.6 Elect Director Komori, Akio Mgmt For For
1.7 Elect Director Sano, Toshihiro Mgmt For For
1.8 Elect Director Takatsu, Hiroaki Mgmt For For
1.9 Elect Director Takei, Masaru Mgmt For For
1.10 Elect Director Tsuzumi, Norio Mgmt For For
1.11 Elect Director Naito, Yoshihiro Mgmt For For
1.12 Elect Director Nishizawa, Toshio Mgmt For For
1.13 Elect Director Hirose, Naomi Mgmt For For
1.14 Elect Director Fujimoto, Takashi Mgmt For For
1.15 Elect Director Miyamoto, Fumiaki Mgmt For For
1.16 Elect Director Yamaguchi, Hiroshi Mgmt For For
1.17 Elect Director Yamazaki, Masao Mgmt For For
2.1 Appoint Statutory Auditor Fujiwara, Makio Mgmt For For
2.2 Appoint Statutory Auditor Matsumoto, Yoshihiko Mgmt For For
3 Shut Down and Retire Nuclear Plants Starting with Oldest SH Against Against
and Cancel All Nuclear Construction Plans
FANUC LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
6954 29-Jun-11 Japan J13440102 Annual 31-Mar-11
CUSIP: J13440102 ISIN: JP3802400006 SEDOL: 6356934
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, With a Final Dividend of JPY Mgmt For For
98.59
2 Amend Articles To Change Company Name - Increase Mgmt For For
Maximum Board Size
3.1 Elect Director Inaba, Yoshiharu Mgmt For For
3.2 Elect Director Kojima, Hideo Mgmt For For
3.3 Elect Director Yamaguchi, Kenji Mgmt For For
3.4 Elect Director Gonda, Yoshihiro Mgmt For For
3.5 Elect Director Ito, Takayuki Mgmt For For
3.6 Elect Director Kurakake, Mitsuo Mgmt For For
3.7 Elect Director Kishi, Hajimu Mgmt For For
3.8 Elect Director Uchida, Hiroyuki Mgmt For For
3.9 Elect Director Matsubara, Shunsuke Mgmt For For
3.10 Elect Director Miyajima, Hidehiro Mgmt For For
3.11 Elect Director Noda, Hiroshi Mgmt For For
3.12 Elect Director Araki, Hiroshi Mgmt For For
3.13 Elect Director Kohari, Katsuo Mgmt For For
3.14 Elect Director Yamasaki, Mineko Mgmt For For
3.15 Elect Director Richard E Schneider Mgmt For For
3.16 Elect Director Olaf C Gehrels Mgmt For For
4.1 Appoint Statutory Auditor Kimura, Shunsuke Mgmt For For
4.2 Appoint Statutory Auditor Shimizu, Naoki Mgmt For For
4.3 Appoint Statutory Auditor Nakagawa, Takeo Mgmt For Against
MITSUBISHI UFJ FINANCIAL GROUP
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8306 29-Jun-11 Japan J44497105 Annual 31-Mar-11
CUSIP: J44497105 ISIN: JP3902900004 SEDOL: 6335171
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For
2.1 Elect Director Okihara, Takamune Mgmt For For
2.2 Elect Director Okauchi, Kinya Mgmt For For
2.3 Elect Director Nagayasu, Katsunori Mgmt For For
2.4 Elect Director Tanaka, Tatsuo Mgmt For For
2.5 Elect Director Hirano, Nobuyuki Mgmt For For
2.6 Elect Director Yuuki, Taihei Mgmt For For
2.7 Elect Director Hamakawa, Ichiro Mgmt For For
2.8 Elect Director Hasegawa, Masao Mgmt For For
2.9 Elect Director Toyoizumi, Toshiro Mgmt For For
2.10 Elect Director Teraoka, Shunsuke Mgmt For For
2.11 Elect Director Wakabayashi, Tatsuo Mgmt For For
2.12 Elect Director Oyamada, Takashi Mgmt For For
2.13 Elect Director Noguchi, Hiroyuki Mgmt For For
2.14 Elect Director Araki, Ryuuji Mgmt For For
2.15 Elect Director Watanabe, Kazuhiro Mgmt For For
2.16 Elect Director Otoshi, Takuma Mgmt For For
3 Appoint Statutory Auditor Nemoto, Takehiko Mgmt For For
NINTENDO CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7974 29-Jun-11 Japan J51699106 Annual 31-Mar-11
CUSIP: J51699106 ISIN: JP3756600007 SEDOL: 6639550
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
310
2.1 Elect Director Iwata, Satoru Mgmt For For
2.2 Elect Director Mori, Yoshihiro Mgmt For For
2.3 Elect Director Hatano, Shinji Mgmt For For
2.4 Elect Director Takeda, Genyo Mgmt For For
2.5 Elect Director Miyamoto, Shigeru Mgmt For For
2.6 Elect Director Nagai, Nobuo Mgmt For For
2.7 Elect Director Matsumoto, Masaharu Mgmt For For
2.8 Elect Director Suzuki, Eiichi Mgmt For For
2.9 Elect Director Kimishima, Tatsumi Mgmt For For
2.10 Elect Director Takemura, Kaoru Mgmt For For
3.1 Appoint Statutory Auditor Nakaji, Ichiro Mgmt For For
3.2 Appoint Statutory Auditor Mizutani, Naoki Mgmt For For
3.3 Appoint Statutory Auditor Ozaki, Katashi Mgmt For For
NISSAN MOTOR CO. LTD.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
7201 29-Jun-11 Japan J57160129 Annual 31-Mar-11
CUSIP: J57160129 ISIN: JP3672400003 SEDOL: 6642860
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY 5 Mgmt For For
2 Approve Stock Option Plan Mgmt For For
3.1 Elect Director Carlos Ghosn Mgmt For For
3.2 Elect Director Shiga, Toshiyuki Mgmt For For
3.3 Elect Director Saikawa, Hiroto Mgmt For For
3.4 Elect Director Colin Dodge Mgmt For For
3.5 Elect Director Yamashita, Mitsuhiko Mgmt For For
3.6 Elect Director Carlos Tavares Mgmt For For
3.7 Elect Director Imazu, Hidetoshi Mgmt For For
3.8 Elect Director Jean Baptiste Duzan Mgmt For For
3.9 Elect Director Nakamura, Katsumi Mgmt For For
SUMITOMO MITSUI FINANCIAL GROUP, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
8316 29-Jun-11 Japan J7771X109 Annual 31-Mar-11
CUSIP: J7771X109 ISIN: JP3890350006 SEDOL: 6563024
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1 Approve Allocation of Income, with a Final Dividend of JPY Mgmt For For
50 for Ordinary Shares
2.1 Elect Director Oku, Masayuki Mgmt For For
2.2 Elect Director Kunibe, Takeshi Mgmt For For
2.3 Elect Director Kubo, Tetsuya Mgmt For For
2.4 Elect Director Nakanishi, Satoru Mgmt For For
2.5 Elect Director Jyono, Kazuya Mgmt For For
2.6 Elect Director Danno, Koichi Mgmt For For
2.7 Elect Director Ito, Yujiro Mgmt For For
2.8 Elect Director Fuchizaki, Masahiro Mgmt For For
2.9 Elect Director Iwamoto, Shigeru Mgmt For For
2.10 Elect Director Nomura, Kuniaki Mgmt For For
3.1 Appoint Statutory Auditor Mizoguchi, Jun Mgmt For For
3.2 Appoint Statutory Auditor Kawaguchi, Shin Mgmt For For
VERIFONE SYSTEMS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
PAY 29-Jun-11 USA 92342Y109 Annual 06-May-11
CUSIP: 92342Y109 ISIN: US92342Y1091 SEDOL: B07RH68
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Robert W. Alspaugh Mgmt For For
1.2 Elect Director Douglas G. Bergeron Mgmt For For
1.3 Elect Director Leslie G. Denend Mgmt For For
1.4 Elect Director Alex W. Hart Mgmt For For
1.5 Elect Director Robert B. Henske Mgmt For For
1.6 Elect Director Richard A. McGinn Mgmt For For
1.7 Elect Director Eitan Raff Mgmt For For
1.8 Elect Director Charles R. Rinehart Mgmt For For
1.9 Elect Director Jeffrey E. Stiefler Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
6 Ratify Auditors Mgmt For For
ENNIS, INC.
TICKER MEETING DATE COUNTRY SECURITY ID MEETING TYPE RECORD DATE
------ ------------ ------------------- ----------- ------------ -----------
EBF 30-Jun-11 USA 293389102 Annual 02-May-11
CUSIP: 293389102 ISIN: US2933891028 SEDOL: 2316103
Vote
Proponent Mgmt Rec Instruction
--------- -------- -----------
1.1 Elect Director Frank D. Bracken Mgmt For For
1.2 Elect Director Keith S. Walters Mgmt For For
1.3 Elect Director Irshad Ahmad Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three One Year
Years
6 Other Business Mgmt For Abstain
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
| (Registrant) db-X Exchange-Traded Funds, Inc. |
| |
| By: | | /s/ Alex N. Depetris |
| Name: | | Alex N. Depetris |
| Title: | | President |
|
| Date: August 3, 2011 |
