UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): December 31, 2014
EQUINOX FRONTIER FUNDS
EQUINOX FRONTIER BALANCED FUND
(Exact Name of Registrant as Specified in Charter)
| Delaware | 000-51274 | 36-6815533 | ||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
c/o Equinox Fund Management, LLC
1775 Sherman Street, Suite 2500
Denver, Colorado 80203
(Address of Principal Executive Offices)
(303) 837-0600
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act. |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act. |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2b under the Exchange Act. |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act. |
| Item 1.02. | Termination of a Material Definitive Agreement. |
As of December 31, 2014, Equinox Fund Management, LLC, the managing owner of the Registrant, reduced the allocations of Equinox Frontier Balanced Fund to the trading program of Tiverton Trading Inc. (“Tiverton”) to zero, and terminated the Equinox Frontier Balanced Fund advisory agreement with Tiverton. The advisory agreement with respect to the arrangement with Tiverton is substantially similar to the Form of Advisory Agreement, which was included as Exhibit 10.3 to the Registration Statement on Form S-1 filed by The Frontier Fund on February 2, 2010 and incorporated herein by reference. Tiverton is no longer providing trading advisory services to Equinox Frontier Balanced Fund or any trading company managed by the managing owner of the Registrant on behalf of Equinox Frontier Balanced Fund.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Equinox Frontier Funds | ||||||
| (Registrant) | ||||||
| Date: January 7, 2015 | By: | /s/ Robert J. Enck | ||||
| Robert J. Enck | ||||||
| President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner | ||||||
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Equinox Frontier Balanced Fund, | ||||||
| a Series of Equinox Frontier Funds | ||||||
| (Registrant) | ||||||
| Date: January 7, 2015 | By: | /s/ Robert J. Enck | ||||
| Robert J. Enck | ||||||
| President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Equinox Frontier Diversified Fund, a Series of Equinox Frontier Funds | ||||||
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