The Gabelli SRI Fund, Inc.
Bruce N. Alpert
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
| Investment Company Report |
| | GOLAR LNG LIMITED |
| | Security | G9456A100 | | Meeting Type | Annual |
| | Ticker Symbol | GLNG | | Meeting Date | 20-Sep-2013 | |
| | ISIN | BMG9456A1009 | | Agenda | 933864488 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | TO RE-ELECT JOHN FREDRIKSEN AS A
DIRECTOR OF THE COMPANY. | Management | For | | For | |
| | 2 | TO RE-ELECT KATE BLANKENSHIP AS A
DIRECTOR OF THE COMPANY. | Management | For | | For | |
| | 3 | TO RE-ELECT HANS PETTER AAS AS A
DIRECTOR OF THE COMPANY. | Management | For | | For | |
| | 4 | TO RE-ELECT TOR OLAV TROIM AS A
DIRECTOR OF THE COMPANY. | Management | For | | For | |
| | 5 | TO RE-ELECT GEORGINA E. SOUSA AS A
DIRECTOR OF THE COMPANY. | Management | For | | For | |
| | 6 | TO AMEND THE COMPANY'S BYE-LAWS NOS.
54(A), 86, 90(B), 100, 101, 102, 103(A), 107 AND
108. | Management | For | | For | |
| | 7 | PROPOSAL TO RE-APPOINT
PRICEWATERHOUSECOOPERS OF LONDON,
ENGLAND AS AUDITORS AND TO
AUTHORIZE THE DIRECTORS TO
DETERMINE THEIR REMUNERATION. | Management | For | | For | |
| | 8 | PROPOSAL TO APPROVE THE
REMUNERATION OF THE COMPANY'S
BOARD OF DIRECTORS OF A TOTAL
AMOUNT OF FEES NOT TO EXCEED
US$600,000 FOR THE YEAR ENDED
DECEMBER 31, 2013. | Management | For | | For | |
| | TWENTY-FIRST CENTURY FOX, INC. |
| | Security | 90130A200 | | Meeting Type | Annual |
| | Ticker Symbol | FOX | | Meeting Date | 18-Oct-2013 | |
| | ISIN | US90130A2006 | | Agenda | 933873057 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: K. RUPERT
MURDOCH | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: DELPHINE
ARNAULT | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: CHASE CAREY | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: DAVID F. DEVOE | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: VIET DINH | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: SIR RODERICK I.
EDDINGTON | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JAMES R.
MURDOCH | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: LACHLAN K.
MURDOCH | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: JACQUES NASSER | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: ROBERT S.
SILBERMAN | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: ALVARO URIBE | Management | For | | For | |
| | 2. | PROPOSAL TO RATIFY THE SELECTION OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF THE TWENTY-FIRST
CENTURY FOX, INC. 2013 LONG-TERM
INCENTIVE PLAN. | Management | For | | For | |
| | 5. | STOCKHOLDER PROPOSAL - ADOPT A
POLICY THAT THE CHAIRMAN OF THE
BOARD OF DIRECTORS BE AN
INDEPENDENT DIRECTOR. | Shareholder | Against | | For | |
| | 6. | STOCKHOLDER PROPOSAL - ELIMINATE THE
COMPANY'S DUAL CLASS CAPITAL
STRUCTURE. | Shareholder | For | | Against | |
| | 7. | CITIZENSHIP CERTIFICATION - PLEASE
MARK "YES" IF THE STOCK IS OWNED OF
RECORD OR BENEFICIALLY BY A U.S.
STOCKHOLDER, OR MARK "NO" IF SUCH
STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S.
STOCKHOLDER. IF YOU DO NOT PROVIDE A
RESPONSE TO THIS ITEM 7, YOU WILL BE
DEEMED TO BE A NON-U.S. STOCKHOLDER
AND THE SHARES WILL BE SUBJECT TO THE | Management | For | | | |
| | | SUSPENSION OF VOTING RIGHTS UNLESS
YOU ARE A STOCKHOLDER OF RECORD AS
OF THE RECORD DATE AND YOU
PREVIOUSLY SUBMITTED A U.S.
CITIZENSHIP CERTIFICATION TO THE
COMPANY'S TRANSFER AGENT OR
AUSTRALIAN SHARE REGISTRAR. | | | | | | | |
| | THE HILLSHIRE BRANDS COMPANY |
| | Security | 432589109 | | Meeting Type | Annual |
| | Ticker Symbol | HSH | | Meeting Date | 24-Oct-2013 | |
| | ISIN | US4325891095 | | Agenda | 933876673 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: TODD A. BECKER | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: CHRISTOPHER B.
BEGLEY | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ELLEN L.
BROTHERS | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: SEAN M.
CONNOLLY | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: LAURETTE T.
KOELLNER | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: CRAIG P.
OMTVEDT | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: SIR IAN PROSSER | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JONATHAN P.
WARD | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: JAMES D. WHITE | Management | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | DARLING INTERNATIONAL INC. |
| | Security | 237266101 | | Meeting Type | Special |
| | Ticker Symbol | DAR | | Meeting Date | 26-Nov-2013 |
| | ISIN | US2372661015 | | Agenda | 933892019 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE AN AMENDMENT TO OUR
RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO
INCREASE THE TOTAL NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK,
PAR VALUE $0.01, FROM 150,000,000 TO
250,000,000. | Management | For | | For | |
| | LORAL SPACE & COMMUNICATIONS INC. |
| | Security | 543881106 | | Meeting Type | Annual |
| | Ticker Symbol | LORL | | Meeting Date | 09-Dec-2013 |
| | ISIN | US5438811060 | | Agenda | 933893996 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | ARTHUR L. SIMON | | For | For | |
| | | | 2 | JOHN P. STENBIT | | For | For | |
| | 2. | ACTING UPON A PROPOSAL TO RATIFY THE
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | | For | |
| | 3. | ACTING UPON A PROPOSAL TO APPROVE,
ON A NON-BINDING, ADVISORY BASIS,
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE COMPANY'S PROXY
STATEMENT. | Management | Abstain | | Against | |
| | ACUITY BRANDS, INC. |
| | Security | 00508Y102 | | Meeting Type | Annual |
| | Ticker Symbol | AYI | | Meeting Date | 07-Jan-2014 | |
| | ISIN | US00508Y1029 | | Agenda | 933898770 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | GORDON D. HARNETT | | For | For | |
| | | | 2 | ROBERT F. MCCULLOUGH | | For | For | |
| | | | 3 | DOMINIC J. PILEGGI | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| | WOODWARD, INC. |
| | Security | 980745103 | | Meeting Type | Annual |
| | Ticker Symbol | WWD | | Meeting Date | 22-Jan-2014 | |
| | ISIN | US9807451037 | | Agenda | 933909092 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | MARY L. PETROVICH | | For | For | |
| | | | 2 | LARRY E. RITTENBERG | | For | For | |
| | | | 3 | PAUL DONOVAN | | For | For | |
| | 2. | PROPOSAL TO RATIFY THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014. | Management | For | | For | |
| | 3. | PROPOSAL REGARDING THE ADVISORY
RESOLUTION REGARDING THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | LINDSAY CORPORATION |
| | Security | 535555106 | | Meeting Type | Annual |
| | Ticker Symbol | LNN | | Meeting Date | 27-Jan-2014 | |
| | ISIN | US5355551061 | | Agenda | 933909814 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | MICHAEL N. CHRISTODOLOU | | For | For | |
| | | | 2 | W. THOMAS JAGODINSKI | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING AUGUST 31, 2014. | Management | For | | For | |
| | 3. | NON-BINDING VOTE ON RESOLUTION TO
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF MANAGEMENT INCENTIVE
UMBRELLA PLAN. | Management | For | | For | |
| | VODAFONE GROUP PLC |
| | Security | 92857W209 | | Meeting Type | Special |
| | Ticker Symbol | VOD | | Meeting Date | 28-Jan-2014 | |
| | ISIN | US92857W2098 | | Agenda | 933909701 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | C1 | FOR THE COURT MEETING SCHEME. | Management | For | | For | |
| | G1 | TO APPROVE THE VERIZON WIRELESS
TRANSACTION AND THE VODAFONE ITALY
TRANSACTION. | Management | For | | For | |
| | G2 | TO APPROVE THE NEW ARTICLES OF
ASSOCIATION, THE CAPITAL REDUCTIONS,
THE RETURN OF VALUE AND THE SHARE
CONSOLIDATION AND CERTAIN RELATED
MATTERS PURSUANT TO THE SCHEME. | Management | For | | For | |
| | G3 | TO AUTHORISE THE COMPANY TO
PURCHASE ITS OWN SHARES. | Management | For | | For | |
| | G4 | TO AUTHORISE THE DIRECTORS TO TAKE
ALL NECESSARY AND APPROPRIATE
ACTIONS IN RELATION TO RESOLUTIONS 1-
3. | Management | For | | For | |
| | JOHNSON CONTROLS, INC. |
| | Security | 478366107 | | Meeting Type | Annual |
| | Ticker Symbol | JCI | | Meeting Date | 29-Jan-2014 | |
| | ISIN | US4783661071 | | Agenda | 933907000 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | NATALIE A. BLACK | | For | For | |
| | | | 2 | RAYMOND L. CONNER | | For | For | |
| | | | 3 | WILLIAM H. LACY | | For | For | |
| | | | 4 | ALEX A. MOLINAROLI | | For | For | |
| | 2. | RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR 2014. | Management | For | | For | |
| | 3. | APPROVE ON AN ADVISORY BASIS NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | MUELLER WATER PRODUCTS, INC. |
| | Security | 624758108 | | Meeting Type | Annual |
| | Ticker Symbol | MWA | | Meeting Date | 29-Jan-2014 | |
| | ISIN | US6247581084 | | Agenda | 933907012 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | SHIRLEY C. FRANKLIN | | For | For | |
| | | | 2 | THOMAS J. HANSEN | | For | For | |
| | | | 3 | GREGORY E. HYLAND | | For | For | |
| | | | 4 | JERRY W. KOLB | | For | For | |
| | | | 5 | JOSEPH B. LEONARD | | For | For | |
| | | | 6 | MARK J. O'BRIEN | | For | For | |
| | | | 7 | BERNARD G. RETHORE | | For | For | |
| | | | 8 | NEIL A. SPRINGER | | For | For | |
| | | | 9 | LYDIA W. THOMAS | | For | For | |
| | | | 10 | MICHAEL T. TOKARZ | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014. | Management | For | | For | |
| | WHOLE FOODS MARKET, INC. |
| | Security | 966837106 | | Meeting Type | Annual |
| | Ticker Symbol | WFM | | Meeting Date | 24-Feb-2014 | |
| | ISIN | US9668371068 | | Agenda | 933915300 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | DR. JOHN ELSTROTT | | For | For | |
| | | | 2 | GABRIELLE GREENE | | For | For | |
| | | | 3 | SHAHID (HASS) HASSAN | | For | For | |
| | | | 4 | STEPHANIE KUGELMAN | | For | For | |
| | | | 5 | JOHN MACKEY | | For | For | |
| | | | 6 | WALTER ROBB | | For | For | |
| | | | 7 | JONATHAN SEIFFER | | For | For | |
| | | | 8 | MORRIS (MO) SIEGEL | | For | For | |
| | | | 9 | JONATHAN SOKOLOFF | | For | For | |
| | | | 10 | DR. RALPH SORENSON | | For | For | |
| | | | 11 | W. (KIP) TINDELL, III | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITOR FOR THE COMPANY FOR THE
FISCAL YEAR ENDING SEPTEMBER 28, 2014. | Management | For | | For | |
| | 4. | SHAREHOLDER PROPOSAL REGARDING A
POLICY RELATED TO THE RECOVERY OF
UNEARNED MANAGEMENT BONUSES. | Shareholder | Against | | For | |
| | 5. | SHAREHOLDER PROPOSAL RELATED TO
CONFIDENTIAL VOTING. | Shareholder | Against | | For | |
| | TYCO INTERNATIONAL LTD. |
| | Security | H89128104 | | Meeting Type | Annual |
| | Ticker Symbol | TYC | | Meeting Date | 05-Mar-2014 | |
| | ISIN | CH0100383485 | | Agenda | 933916491 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE THE ANNUAL REPORT, THE
PARENT COMPANY FINANCIAL STATEMENTS
OF TYCO INTERNATIONAL LTD AND THE
CONSOLIDATED FINANCIAL STATEMENTS
FOR THE FISCAL YEAR ENDED SEPTEMBER
27, 2013 | Management | For | | For | |
| | 2. | TO DISCHARGE THE BOARD OF DIRECTORS
FROM LIABILITY FOR THE FINANCIAL YEAR
ENDED SEPTEMBER 27, 2013 | Management | For | | For | |
| | 3A. | ELECTION OF DIRECTOR: EDWARD D.
BREEN | Management | For | | For | |
| | 3B. | ELECTION OF DIRECTOR: HERMAN E. BULLS | Management | For | | For | |
| | 3C. | ELECTION OF DIRECTOR: MICHAEL E.
DANIELS | Management | For | | For | |
| | 3D. | ELECTION OF DIRECTOR: FRANK M.
DRENDEL | Management | For | | For | |
| | 3E. | ELECTION OF DIRECTOR: BRIAN
DUPERREAULT | Management | For | | For | |
| | 3F. | ELECTION OF DIRECTOR: RAJIV L. GUPTA | Management | For | | For | |
| | 3G. | ELECTION OF DIRECTOR: GEORGE OLIVER | Management | For | | For | |
| | 3H. | ELECTION OF DIRECTOR: BRENDAN R.
O'NEILL | Management | For | | For | |
| | 3I. | ELECTION OF DIRECTOR: JURGEN
TINGGREN | Management | For | | For | |
| | 3J. | ELECTION OF DIRECTOR: SANDRA S.
WIJNBERG | Management | For | | For | |
| | 3K. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | | For | |
| | 4. | TO ELECT EDWARD D. BREEN AS CHAIR OF
THE BOARD OF DIRECTORS | Management | For | | For | |
| | 5A. | TO ELECT RAJIV L. GUPTA AS MEMBER OF
THE COMPENSATION AND HUMAN
RESOURCES COMMITTEE | Management | For | | For | |
| | 5B. | TO ELECT SANDRA S. WIJNBERG AS
MEMBER OF THE COMPENSATION AND
HUMAN RESOURCES COMMITTEE | Management | For | | For | |
| | 5C. | TO ELECT R. DAVID YOST AS MEMBER OF
THE COMPENSATION AND HUMAN
RESOURCES COMMITTEE | Management | For | | For | |
| | 6A. | TO ELECT DELOITTE AG (ZURICH) AS
STATUTORY AUDITORS UNTIL THE NEXT
ANNUAL GENERAL MEETING | Management | For | | For | |
| | 6B. | TO RATIFY APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR PURPOSES OF UNITED STATES
SECURITIES LAW REPORTING FOR THE
YEAR ENDING SEPTEMBER 26, 2014 | Management | For | | For | |
| | 6C. | TO ELECT PRICEWATERHOUSECOOPERS
AG (ZURICH) AS SPECIAL AUDITORS UNTIL
THE NEXT ANNUAL GENERAL MEETING | Management | For | | For | |
| | 7. | TO ELECT BRATSCHI, WIEDERKEHR & BUOB
AS THE INDEPENDENT PROXY | Management | For | | For | |
| | 8. | TO APPROVE THE ALLOCATION OF FISCAL
YEAR 2013 RESULTS | Management | For | | For | |
| | 9. | TO APPROVE THE PAYMENT OF AN
ORDINARY CASH DIVIDEND IN AN AMOUNT
OF UP TO $0.72 PER SHARE OUT OF TYCO'S
CAPITAL CONTRIBUTION RESERVE IN ITS
STATUTORY ACCOUNTS | Management | For | | For | |
| | 10. | TO CAST A NON-BINDING ADVISORY VOTE
TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| | THE ADT CORPORATION |
| | Security | 00101J106 | | Meeting Type | Annual |
| | Ticker Symbol | ADT | | Meeting Date | 13-Mar-2014 | |
| | ISIN | US00101J1060 | | Agenda | 933918142 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: THOMAS
COLLIGAN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: RICHARD DALY | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: TIMOTHY
DONAHUE | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: ROBERT
DUTKOWSKY | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: BRUCE GORDON | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: NAREN
GURSAHANEY | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: BRIDGETTE
HELLER | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: KATHLEEN HYLE | Management | For | | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS ADT'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | Management | For | | For | |
| | 3. | TO APPROVE, BY NON-BINDING VOTE, THE
COMPENSATION OF ADT'S NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | TWENTY-FIRST CENTURY FOX, INC. |
| | Security | 90130A200 | | Meeting Type | Special |
| | Ticker Symbol | FOX | | Meeting Date | 21-Mar-2014 | |
| | ISIN | US90130A2006 | | Agenda | 933920894 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | PROPOSAL TO APPROVE THE COMPANY
MAKING A REQUEST FOR REMOVAL OF ITS
FULL FOREIGN LISTING FROM THE
AUSTRALIAN SECURITIES EXCHANGE. | Management | For | | For | |
| | 2. | CITIZENSHIP CERTIFICATION - PLEASE
MARK "YES" IF THE STOCK IS OWNED OF
RECORD OR BENEFICIALLY BY A U.S.
STOCKHOLDER, OR MARK "NO" IF SUCH
STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S.
STOCKHOLDER. (PLEASE REFER TO
APPENDIX A OF THE PROXY STATEMENT
FOR ADDITIONAL GUIDANCE.) IF YOU DO
NOT PROVIDE A RESPONSE TO THIS ITEM 2,
YOU WILL BE DEEMED TO BE A NON-U.S.
STOCKHOLDER AND THE SHARES WILL BE
SUBJECT TO THE SUSPENSION OF VOTING
RIGHTS UNLESS YOU ARE A STOCKHOLDER
OF RECORD AS OF THE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL) | Management | For | | | |
| | THE COCA-COLA COMPANY |
| | Security | 191216100 | | Meeting Type | Annual |
| | Ticker Symbol | KO | | Meeting Date | 23-Apr-2014 | |
| | ISIN | US1912161007 | | Agenda | 933928256 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: HERBERT A.
ALLEN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ANA BOTIN | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: HOWARD G.
BUFFETT | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: RICHARD M.
DALEY | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: EVAN G.
GREENBERG | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: ALEXIS M.
HERMAN | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: ROBERT A.
KOTICK | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: MARIA ELENA
LAGOMASINO | Management | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: SAM NUNN | Management | For | | For | |
| | 1N. | ELECTION OF DIRECTOR: JAMES D.
ROBINSON III | Management | For | | For | |
| | 1O. | ELECTION OF DIRECTOR: PETER V.
UEBERROTH | Management | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 3. | APPROVAL OF THE COCA-COLA COMPANY
2014 EQUITY PLAN | Management | Against | | Against | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS | Management | For | | For | |
| | 5. | SHAREOWNER PROPOSAL REGARDING AN
INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | | For | |
| | EATON CORPORATION PLC |
| | Security | G29183103 | | Meeting Type | Annual |
| | Ticker Symbol | ETN | | Meeting Date | 23-Apr-2014 | |
| | ISIN | IE00B8KQN827 | | Agenda | 933937243 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: GEORGE S.
BARRETT | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: TODD M.
BLUEDORN | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: CHRISTOPHER M.
CONNOR | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: MICHAEL J.
CRITELLI | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: ALEXANDER M.
CUTLER | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: CHARLES E.
GOLDEN | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: LINDA A. HILL | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: ARTHUR E.
JOHNSON | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: NED C.
LAUTENBACH | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: DEBORAH L.
MCCOY | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: GREGORY R.
PAGE | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: GERALD B. SMITH | Management | For | | For | |
| | 2. | APPROVING THE APPOINTMENT OF ERNST
& YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2014 AND AUTHORIZING THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS
TO SET ITS REMUNERATION. | Management | For | | For | |
| | 3. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | AUTHORIZING THE COMPANY OR ANY
SUBSIDIARY OF THE COMPANY TO MAKE
OVERSEAS MARKET PURCHASES OF
COMPANY SHARES. | Management | For | | For | |
| | GENUINE PARTS COMPANY |
| | Security | 372460105 | | Meeting Type | Annual |
| | Ticker Symbol | GPC | | Meeting Date | 28-Apr-2014 | |
| | ISIN | US3724601055 | | Agenda | 933928725 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | DR. MARY B. BULLOCK | | For | For | |
| | | | 2 | PAUL D. DONAHUE | | For | For | |
| | | | 3 | JEAN DOUVILLE | | For | For | |
| | | | 4 | GARY P. FAYARD | | For | For | |
| | | | 5 | THOMAS C. GALLAGHER | | For | For | |
| | | | 6 | GEORGE C. "JACK" GUYNN | | For | For | |
| | | | 7 | JOHN R. HOLDER | | For | For | |
| | | | 8 | JOHN D. JOHNS | | For | For | |
| | | | 9 | MICHAEL M.E. JOHNS, M.D | | For | For | |
| | | | 10 | R.C. LOUDERMILK, JR. | | For | For | |
| | | | 11 | WENDY B. NEEDHAM | | For | For | |
| | | | 12 | JERRY W. NIX | | For | For | |
| | | | 13 | GARY W. ROLLINS | | For | For | |
| | 2. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | FORTUNE BRANDS HOME & SECURITY, INC. |
| | Security | 34964C106 | | Meeting Type | Annual |
| | Ticker Symbol | FBHS | | Meeting Date | 28-Apr-2014 | |
| | ISIN | US34964C1062 | | Agenda | 933934792 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: A.D. DAVID
MACKAY | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: DAVID M. THOMAS | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: NORMAN H.
WESLEY | Management | For | | For | |
| | 2 | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | 3 | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | DIRECTV |
| | Security | 25490A309 | | Meeting Type | Annual |
| | Ticker Symbol | DTV | | Meeting Date | 29-Apr-2014 | |
| | ISIN | US25490A3095 | | Agenda | 933933550 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: NEIL AUSTRIAN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: RALPH BOYD, JR. | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ABELARDO BRU | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: DAVID DILLON | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: SAMUEL DIPIAZZA,
JR. | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: DIXON DOLL | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: CHARLES LEE | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: PETER LUND | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: NANCY NEWCOMB | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: LORRIE
NORRINGTON | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: ANTHONY
VINCIQUERRA | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: MICHAEL WHITE | Management | For | | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR DIRECTV FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | AN ADVISORY VOTE TO APPROVE
COMPENSATION OF OUR NAMED
EXECUTIVES. | Management | Abstain | | Against | |
| | 4. | SHAREHOLDER PROPOSAL TO ADOPT A
POLICY THAT THERE WOULD BE NO
ACCELERATED VESTING OF
PERFORMANCE-BASED EQUITY AWARDS
UPON A CHANGE IN CONTROL. | Shareholder | Against | | For | |
| | 5. | SHAREHOLDER PROPOSAL TO REQUIRE
SENIOR EXECUTIVES TO RETAIN 50% OF
NET AFTER-TAX SHARES ACQUIRED
THROUGH PAY PROGRAMS UNTIL
REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | | For | |
| | INTERNATIONAL BUSINESS MACHINES CORP. |
| | Security | 459200101 | | Meeting Type | Annual |
| | Ticker Symbol | IBM | | Meeting Date | 29-Apr-2014 | |
| | ISIN | US4592001014 | | Agenda | 933935237 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: M.L. ESKEW | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: D.N. FARR | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: S.A. JACKSON | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: W.J. MCNERNEY,
JR. | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: V.M. ROMETTY | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: S. TAUREL | Management | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | For | | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (PAGE 71) | Management | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION (PAGE 72) | Management | Abstain | | Against | |
| | 4. | APPROVAL OF LONG-TERM INCENTIVE
PERFORMANCE TERMS FOR CERTAIN
EXECUTIVES PURSUANT TO SECTION 162(M)
OF THE INTERNAL REVENUE CODE (PAGE
73) | Management | For | | For | |
| | 5. | ADOPTION OF THE IBM 2014 EMPLOYEES
STOCK PURCHASE PLAN (PAGE 76) | Management | For | | For | |
| | 6. | STOCKHOLDER PROPOSAL FOR
DISCLOSURE OF LOBBYING POLICIES AND
PRACTICES (PAGE 78) | Shareholder | Against | | For | |
| | 7. | STOCKHOLDER PROPOSAL ON THE RIGHT
TO ACT BY WRITTEN CONSENT (PAGE 79) | Shareholder | Against | | For | |
| | 8. | STOCKHOLDER PROPOSAL TO LIMIT
ACCELERATED EXECUTIVE PAY (PAGE 80) | Shareholder | Against | | For | |
| | WELLS FARGO & COMPANY |
| | Security | 949746101 | | Meeting Type | Annual |
| | Ticker Symbol | WFC | | Meeting Date | 29-Apr-2014 | |
| | ISIN | US9497461015 | | Agenda | 933937089 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | | For | |
| | 1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | | For | |
| | 1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | | For | |
| | 1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | | For | |
| | 1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | | For | |
| | 1F) | ELECTION OF DIRECTOR: ENRIQUE
HERNANDEZ, JR. | Management | For | | For | |
| | 1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | | For | |
| | 1H) | ELECTION OF DIRECTOR: CYNTHIA H.
MILLIGAN | Management | For | | For | |
| | 1I) | ELECTION OF DIRECTOR: FEDERICO F.
PENA | Management | For | | For | |
| | 1J) | ELECTION OF DIRECTOR: JAMES H.
QUIGLEY | Management | For | | For | |
| | 1K) | ELECTION OF DIRECTOR: JUDITH M.
RUNSTAD | Management | For | | For | |
| | 1L) | ELECTION OF DIRECTOR: STEPHEN W.
SANGER | Management | For | | For | |
| | 1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | | For | |
| | 1N) | ELECTION OF DIRECTOR: SUSAN G.
SWENSON | Management | For | | For | |
| | 2. | VOTE ON AN ADVISORY RESOLUTION TO
APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFY THE APPOINTMENT OF KPMG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | For | | For | |
| | 4. | ADOPT A POLICY TO REQUIRE AN
INDEPENDENT CHAIRMAN. | Shareholder | Against | | For | |
| | 5. | REVIEW AND REPORT ON INTERNAL
CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES. | Shareholder | Against | | For | |
| | VALMONT INDUSTRIES, INC. |
| | Security | 920253101 | | Meeting Type | Annual |
| | Ticker Symbol | VMI | | Meeting Date | 29-Apr-2014 | |
| | ISIN | US9202531011 | | Agenda | 933937281 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | MOGENS C. BAY | | For | For | |
| | | | 2 | WALTER SCOTT, JR. | | For | For | |
| | | | 3 | CLARK T. RANDT, JR. | | For | For | |
| | 2. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFYING THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS INDEPENDENT AUDITORS
FOR FISCAL 2014. | Management | For | | For | |
| | ABB LTD |
| | Security | 000375204 | | Meeting Type | Annual |
| | Ticker Symbol | ABB | | Meeting Date | 30-Apr-2014 | |
| | ISIN | US0003752047 | | Agenda | 933974099 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 2.1 | APPROVAL OF THE ANNUAL REPORT, THE
CONSOLIDATED FINANCIAL STATEMENTS,
AND THE ANNUAL FINANCIAL STATEMENTS
FOR 2013 | Management | For | | For | |
| | 2.2 | CONSULTATIVE VOTE ON THE 2013
REMUNERATION REPORT | Management | For | | For | |
| | 3. | DISCHARGE OF THE BOARD OF DIRECTORS
AND THE PERSONS ENTRUSTED WITH
MANAGEMENT | Management | For | | For | |
| | 4. | APPROPRIATION OF AVAILABLE EARNINGS
AND DISTRIBUTION OF CAPITAL
CONTRIBUTION RESERVE | Management | For | | For | |
| | 5. | CREATION OF ADDITIONAL CONTINGENT
SHARE CAPITAL IN CONNECTION WITH
EMPLOYEE PARTICIPATION | Management | For | | For | |
| | 6. | REVISION OF THE ARTICLES OF
INCORPORATION | Management | For | | For | |
| | 7.1 | ELECT ROGER AGNELLI AS MEMBER TO THE
BOARD OF DIRECTOR | Management | For | | For | |
| | 7.2 | ELECT MATTI ALAHUHTA AS MEMBER TO
THE BOARD OF DIRECTOR | Management | For | | For | |
| | 7.3 | ELECT LOUIS R. HUGHES AS MEMBER TO
THE BOARD OF DIRECTOR | Management | For | | For | |
| | 7.4 | ELECT MICHEL DE ROSEN AS MEMBER TO
THE BOARD OF DIRECTOR | Management | For | | For | |
| | 7.5 | ELECT MICHAEL TRESCHOW AS MEMBER
TO THE BOARD OF DIRECTOR | Management | For | | For | |
| | 7.6 | ELECT JACOB WALLENBERG AS MEMBER
TO THE BOARD OF DIRECTOR | Management | For | | For | |
| | 7.7 | ELECT YING YEH AS MEMBER TO THE
BOARD OF DIRECTOR | Management | For | | For | |
| | 7.8 | ELECT HUBERTUS VON GRUNBERG AS
MEMBER AND CHAIRMAN OF THE BOARD | Management | For | | For | |
| | 8.1 | ELECTIONS TO THE COMPENSATION
COMMITTEE: MICHEL DE ROSEN | Management | For | | For | |
| | 8.2 | ELECTIONS TO THE COMPENSATION
COMMITTEE: MICHEL TRESCHOW | Management | For | | For | |
| | 8.3 | ELECTIONS TO THE COMPENSATION
COMMITTEE: YING YEH | Management | For | | For | |
| | 9. | ELECTION OF THE INDEPENDENT PROXY
DR. HANS ZEHNDER | Management | For | | For | |
| | 10. | RE-ELECTION OF THE AUDITORS ERNST &
YOUNG AG | Management | For | | For | |
| | VERIZON COMMUNICATIONS INC. |
| | Security | 92343V104 | | Meeting Type | Annual |
| | Ticker Symbol | VZ | | Meeting Date | 01-May-2014 |
| | ISIN | US92343V1044 | | Agenda | 933936607 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: SHELLYE L.
ARCHAMBEAU | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: RICHARD L.
CARRION | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: MELANIE L.
HEALEY | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: M. FRANCES
KEETH | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: LOWELL C.
MCADAM | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: DONALD T.
NICOLAISEN | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: CLARENCE OTIS,
JR. | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: RODNEY E.
SLATER | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: KATHRYN A.
TESIJA | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: GREGORY D.
WASSON | Management | For | | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 4. | PROPOSAL TO IMPLEMENT PROXY ACCESS | Management | For | | For | |
| | 5. | NETWORK NEUTRALITY | Shareholder | Against | | For | |
| | 6. | LOBBYING ACTIVITIES | Shareholder | Against | | For | |
| | 7. | SEVERANCE APPROVAL POLICY | Shareholder | Against | | For | |
| | 8. | SHAREHOLDER RIGHT TO CALL A SPECIAL
MEETING | Shareholder | Against | | For | |
| | 9. | SHAREHOLDER RIGHT TO ACT BY WRITTEN
CONSENT | Shareholder | Against | | For | |
| | 10. | PROXY VOTING AUTHORITY | Shareholder | Against | | For | |
| | O'REILLY AUTOMOTIVE, INC. |
| | Security | 67103H107 | | Meeting Type | Annual |
| | Ticker Symbol | ORLY | | Meeting Date | 06-May-2014 |
| | ISIN | US67103H1077 | | Agenda | 933940834 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: DAVID O'REILLY | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: LARRY O'REILLY | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ROSALIE O'REILLY
WOOTEN | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: JAY D.
BURCHFIELD | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: THOMAS T.
HENDRICKSON | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: PAUL R. LEDERER | Management | For | | For | |
| | 2. | TO AMEND THE RESTATED ARTICLES OF
INCORPORATION OF THE COMPANY'S
SUBSIDIARY O'REILLY AUTOMOTIVE
STORES, INC. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON APPROVAL OF
COMPENSATION OF EXECUTIVES. | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF APPOINTMENT OF ERNST
& YOUNG, LLP, AS INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 5. | SHAREHOLDER PROPOSAL ENTITLED
"EXECUTIVES TO RETAIN SIGNIFICANT
STOCK". | Shareholder | Against | | For | |
| | XYLEM INC. |
| | Security | 98419M100 | | Meeting Type | Annual |
| | Ticker Symbol | XYL | | Meeting Date | 06-May-2014 |
| | ISIN | US98419M1009 | | Agenda | 933943981 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: STEN E.
JAKOBSSON | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: STEVEN R.
LORANGER | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: EDWARD J.
LUDWIG | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: JEROME A.
PERIBERE | Management | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | 3. | TO APPROVE, IN A NON-BINDING VOTE, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | THE APPROVAL OF THE PERFORMANCE-
BASED PROVISIONS OF THE 2011 OMNIBUS
INCENTIVE PLAN. | Management | For | | For | |
| | 5. | THE APPROVAL OF THE PERFORMANCE-
BASED PROVISIONS OF THE XYLEM ANNUAL
INCENTIVE PLAN FOR EXECUTIVE
OFFICERS. | Management | For | | For | |
| | 6. | PROPOSED AMENDMENT TO OUR ARTICLES
OF INCORPORATION TO ALLOW
SHAREOWNERS TO CALL A SPECIAL
MEETING. | Management | For | | For | |
| | 7. | TO VOTE ON A SHAREOWNER PROPOSAL
TITLED "EXECUTIVES TO RETAIN
SIGNIFICANT STOCK". | Shareholder | Against | | For | |
| | DARLING INTERNATIONAL INC. |
| | Security | 237266101 | | Meeting Type | Annual |
| | Ticker Symbol | DAR | | Meeting Date | 06-May-2014 |
| | ISIN | US2372661015 | | Agenda | 933948575 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: RANDALL C.
STUEWE | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: O. THOMAS
ALBRECHT | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: D. EUGENE EWING | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: DIRK
KLOOSTERBOER | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: CHARLES
MACALUSO | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: JOHN D. MARCH | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: MICHAEL URBUT | Management | For | | For | |
| | 2. | PROPOSAL TO AMEND THE COMPANY'S
RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO
CHANGE THE COMPANY'S CORPORATE
NAME FROM DARLING INTERNATIONAL INC.
TO DARLING INGREDIENTS INC. | Management | For | | For | |
| | 3. | PROPOSAL TO RATIFY THE SELECTION OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 3, 2015. | Management | For | | For | |
| | 4. | ADVISORY VOTE TO APPROVE EXECUTIVE
OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | EXPRESS SCRIPTS HOLDING COMPANY |
| | Security | 30219G108 | | Meeting Type | Annual |
| | Ticker Symbol | ESRX | | Meeting Date | 07-May-2014 |
| | ISIN | US30219G1085 | | Agenda | 933941139 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: GARY G. BENANAV | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: MAURA C. BREEN | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: WILLIAM J.
DELANEY | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: NICHOLAS J.
LAHOWCHIC | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: THOMAS P. MAC
MAHON | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: FRANK
MERGENTHALER | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: WOODROW A.
MYERS, JR., MD | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JOHN O. PARKER,
JR. | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: WILLIAM L.
ROPER, MD, MPH | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: SEYMOUR
STERNBERG | Management | For | | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2014. | Management | For | | For | |
| | 3. | TO APPROVE, BY NON-BINDING VOTE,
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | PEPSICO, INC. |
| | Security | 713448108 | | Meeting Type | Annual |
| | Ticker Symbol | PEP | | Meeting Date | 07-May-2014 |
| | ISIN | US7134481081 | | Agenda | 933945860 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: GEORGE W.
BUCKLEY | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: RONA A.
FAIRHEAD | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: RAY L. HUNT | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: ALBERTO
IBARGUEN | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: SHARON PERCY
ROCKEFELLER | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: LLOYD G.
TROTTER | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: ALBERTO
WEISSER | Management | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | | For | |
| | 3. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF THE MATERIAL TERMS OF
THE PERFORMANCE GOALS OF THE
PEPSICO, INC. EXECUTIVE INCENTIVE
COMPENSATION PLAN. | Management | For | | For | |
| | 5. | POLICY REGARDING APPROVAL OF
POLITICAL CONTRIBUTIONS. | Shareholder | Against | | For | |
| | 6. | POLICY REGARDING EXECUTIVE
RETENTION OF STOCK. | Shareholder | Against | | For | |
| | REPUBLIC SERVICES, INC. |
| | Security | 760759100 | | Meeting Type | Annual |
| | Ticker Symbol | RSG | | Meeting Date | 08-May-2014 |
| | ISIN | US7607591002 | | Agenda | 933944832 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: JAMES W.
CROWNOVER | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: TOMAGO COLLINS | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ANN E.
DUNWOODY | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: WILLIAM J. FLYNN | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: MICHAEL LARSON | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: W. LEE NUTTER | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: RAMON A.
RODRIGUEZ | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: DONALD W.
SLAGER | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: ALLAN C.
SORENSEN | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: JOHN M. TRANI | Management | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | 4. | APPROVAL OF THE AMENDED AND
RESTATED EXECUTIVE INCENTIVE PLAN. | Management | For | | For | |
| | 5. | STOCKHOLDER PROPOSAL REGARDING
PAYMENTS UPON THE DEATH OF A SENIOR
EXECUTIVE. | Shareholder | Against | | For | |
| | 6. | STOCKHOLDER PROPOSAL REGARDING
POLITICAL CONTRIBUTIONS AND
EXPENDITURES. | Shareholder | Against | | For | |
| | ACCO BRANDS CORPORATION |
| | Security | 00081T108 | | Meeting Type | Annual |
| | Ticker Symbol | ACCO | | Meeting Date | 13-May-2014 |
| | ISIN | US00081T1088 | | Agenda | 933951596 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | GEORGE V. BAYLY | | For | For | |
| | | | 2 | JAMES A. BUZZARD | | For | For | |
| | | | 3 | KATHLEEN S. DVORAK | | For | For | |
| | | | 4 | BORIS ELISMAN | | For | For | |
| | | | 5 | ROBERT H. JENKINS | | For | For | |
| | | | 6 | PRADEEP JOTWANI | | For | For | |
| | | | 7 | ROBERT J. KELLER | | For | For | |
| | | | 8 | THOMAS KROEGER | | For | For | |
| | | | 9 | MICHAEL NORKUS | | For | For | |
| | | | 10 | E. MARK RAJKOWSKI | | For | For | |
| | | | 11 | SHEILA G. TALTON | | For | For | |
| | 2 | THE RATIFICATION OF THE SELECTION OF
KPMG LLP AS OUR REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | 3 | THE APPROVAL, BY NON-BINDING
ADVISORY VOTE, OF THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | TENNECO INC. |
| | Security | 880349105 | | Meeting Type | Annual |
| | Ticker Symbol | TEN | | Meeting Date | 14-May-2014 |
| | ISIN | US8803491054 | | Agenda | 933953920 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: THOMAS C.
FREYMAN | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: DENNIS J. LETHAM | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: HARI N. NAIR | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: ROGER B.
PORTER | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: DAVID B. PRICE,
JR. | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: GREGG M.
SHERRILL | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: PAUL T. STECKO | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: JANE L. WARNER | Management | For | | For | |
| | 2 | APPROVE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT PUBLIC ACCOUNTANTS FOR
2014. | Management | For | | For | |
| | 3 | APPROVE EXECUTIVE COMPENSATION IN
AN ADVISORY VOTE. | Management | Abstain | | Against | |
| | WATTS WATER TECHNOLOGIES, INC. |
| | Security | 942749102 | | Meeting Type | Annual |
| | Ticker Symbol | WTS | | Meeting Date | 14-May-2014 |
| | ISIN | US9427491025 | | Agenda | 933956318 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | ROBERT L. AYERS | | For | For | |
| | | | 2 | BERNARD BAERT | | For | For | |
| | | | 3 | KENNETT F. BURNES | | For | For | |
| | | | 4 | RICHARD J. CATHCART | | For | For | |
| | | | 5 | W. CRAIG KISSEL | | For | For | |
| | | | 6 | JOHN K. MCGILLICUDDY | | For | For | |
| | | | 7 | JOSEPH T. NOONAN | | For | For | |
| | | | 8 | MERILEE RAINES | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR. | Management | For | | For | |
| | 3. | TO APPROVE, BY A NON-BINDING ADVISORY
VOTE, OUR EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | CF INDUSTRIES HOLDINGS, INC. |
| | Security | 125269100 | | Meeting Type | Annual |
| | Ticker Symbol | CF | | Meeting Date | 14-May-2014 |
| | ISIN | US1252691001 | | Agenda | 933960987 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: ROBERT C.
ARZBAECHER | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: WILLIAM
DAVISSON | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: STEPHEN J.
HAGGE | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: ROBERT G.
KUHBACH | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: EDWARD A.
SCHMITT | Management | For | | For | |
| | 2. | APPROVAL OF AN AMENDMENT TO CF
INDUSTRIES HOLDINGS, INC.'S AMENDED
AND RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS
FROM ARTICLE V (REMOVAL OF
DIRECTORS). | Management | For | | For | |
| | 3. | APPROVAL OF AN AMENDMENT TO CF
INDUSTRIES HOLDINGS, INC.'S AMENDED
AND RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS
FROM ARTICLE X (AMENDMENT OF
BYLAWS). | Management | For | | For | |
| | 4. | APPROVAL OF AN AMENDMENT TO CF
INDUSTRIES HOLDINGS, INC.'S AMENDED
AND RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS
FROM ARTICLE XI (CERTAIN AMENDMENTS
TO CERTIFICATE OF INCORPORATION). | Management | For | | For | |
| | 5. | APPROVAL OF AN AMENDMENT TO CF
INDUSTRIES HOLDINGS, INC.'S AMENDED
AND RESTATED CERTIFICATE OF
INCORPORATION TO GRANT HOLDERS OF
NOT LESS THAN 25% OF OUR OUTSTANDING
COMMON STOCK THE RIGHT TO CALL A
SPECIAL MEETING OF STOCKHOLDERS. | Management | For | | For | |
| | 6. | APPROVAL OF AN ADVISORY RESOLUTION
REGARDING THE COMPENSATION OF CF
INDUSTRIES HOLDINGS, INC.'S NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 7. | APPROVAL OF CF INDUSTRIES HOLDINGS,
INC.'S 2014 EQUITY AND INCENTIVE PLAN. | Management | For | | For | |
| | 8. | RATIFICATION OF THE SELECTION OF KPMG
LLP AS CF INDUSTRIES HOLDINGS, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | UNILEVER PLC |
| | Security | 904767704 | | Meeting Type | Annual |
| | Ticker Symbol | UL | | Meeting Date | 14-May-2014 |
| | ISIN | US9047677045 | | Agenda | 933969416 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO RECEIVE THE REPORT AND ACCOUNTS
FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | | For | |
| | 2. | TO APPROVE THE DIRECTORS'
REMUNERATION POLICY | Management | For | | For | |
| | 3. | AN ADVISORY VOTE TO APPROVE THE
DIRECTORS' REMUNERATION REPORT
(EXCLUDING THE DIRECTORS'
REMUNERATION POLICY) | Management | For | | For | |
| | 4. | TO RE-ELECT MR P G J M POLMAN AS A
DIRECTOR | Management | For | | For | |
| | 5. | TO RE-ELECT MR R J-M S HUET AS A
DIRECTOR | Management | For | | For | |
| | 6. | TO RE-ELECT MRS L M CHA AS A DIRECTOR | Management | For | | For | |
| | 7. | TO RE-ELECT PROFESSOR L O FRESCO AS
A DIRECTOR | Management | For | | For | |
| | 8. | TO RE-ELECT MS A M FUDGE AS A
DIRECTOR | Management | For | | For | |
| | 9. | TO RE-ELECT DR B E GROTE AS A
DIRECTOR | Management | For | | For | |
| | 10. | TO RE-ELECT MS M MA AS A DIRECTOR | Management | For | | For | |
| | 11. | TO RE-ELECT MS H NYASULU AS A
DIRECTOR | Management | For | | For | |
| | 12. | TO RE-ELECT THE RT HON SIR MALCOLM
RIFKIND MP AS A DIRECTOR | Management | For | | For | |
| | 13. | TO RE-ELECT MR J RISHTON AS A
DIRECTOR | Management | For | | For | |
| | 14. | TO RE-ELECT MR K J STORM AS A
DIRECTOR | Management | For | | For | |
| | 15. | TO RE-ELECT MR M TRESCHOW AS A
DIRECTOR | Management | For | | For | |
| | 16. | TO RE-ELECT MR P S WALSH AS A
DIRECTOR | Management | For | | For | |
| | 17. | TO ELECT MR F SIJBESMA AS A DIRECTOR | Management | For | | For | |
| | 18. | TO APPOINT KPMG LLP AS AUDITORS OF
THE COMPANY | Management | For | | For | |
| | 19. | TO AUTHORISE THE DIRECTORS TO FIX THE
REMUNERATION OF THE AUDITORS | Management | For | | For | |
| | 20. | TO RENEW THE AUTHORITY TO DIRECTORS
TO ISSUE SHARES | Management | For | | For | |
| | 21. | TO RENEW THE AUTHORITY TO DIRECTORS
TO DISAPPLY PRE-EMPTION RIGHTS | Management | Against | | Against | |
| | 22. | TO RENEW THE AUTHORITY TO THE
COMPANY TO PURCHASE ITS OWN SHARES | Management | For | | For | |
| | 23. | TO AUTHORISE POLITICAL DONATIONS AND
EXPENDITURE | Management | For | | For | |
| | 24. | TO SHORTEN THE NOTICE PERIOD FOR
GENERAL MEETINGS | Management | For | | For | |
| | PROGRESSIVE WASTE SOLUTIONS LTD. |
| | Security | 74339G101 | | Meeting Type | Annual |
| | Ticker Symbol | BIN | | Meeting Date | 14-May-2014 |
| | ISIN | CA74339G1019 | | Agenda | 933976663 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | APPOINTMENT OF DELOITTE LLP,
INDEPENDENT REGISTERED CHARTERED
ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION AND AUTHORIZING THE
DIRECTORS TO FIX THE REMUNERATION OF
THE AUDITORS. | Management | For | | For | |
| | 02 | DIRECTOR | Management | | | | | |
| | | | 1 | JOHN T. DILLON | | For | For | |
| | | | 2 | JAMES J. FORESE | | For | For | |
| | | | 3 | LARRY S. HUGHES | | For | For | |
| | | | 4 | JEFFREY L. KEEFER | | For | For | |
| | | | 5 | DOUGLAS W. KNIGHT | | For | For | |
| | | | 6 | SUSAN LEE | | For | For | |
| | | | 7 | DANIEL R. MILLIARD | | For | For | |
| | | | 8 | JOSEPH D. QUARIN | | For | For | |
| | 03 | APPROVAL OF THE ADVISORY RESOLUTION
OF THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION AS SET OUT IN
THE NOTICE OF MEETING AND
MANAGEMENT INFORMATION CIRCULAR. | Management | For | | For | |
| | GRAFTECH INTERNATIONAL LTD. |
| | Security | 384313102 | | Meeting Type | Contested-Annual |
| | Ticker Symbol | GTI | | Meeting Date | 15-May-2014 |
| | ISIN | US3843131026 | | Agenda | 933992489 - Opposition |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | | |
| | | | 1 | NATHAN MILIKOWSKY | | Withheld | Against | |
| | | | 2 | KAREN FINERMAN | | For | For | |
| | | | 3 | DAVID R. JARDINI | | For | For | |
| | | | 4 | MGT NOM: R W CARSON | | Withheld | Against | |
| | | | 5 | MGT NOM: T A DANJCZEK | | Withheld | Against | |
| | | | 6 | MGT NOM: J L HAWTHORNE | | For | For | |
| | | | 7 | MGT NOM: M C MORRIS | | Withheld | Against | |
| | 02 | PROPOSAL TO APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS | Management | Abstain | | Against | |
| | 03 | PROPOSAL TO APPROVE OF THE MATERIAL
TERMS OF THE PERFORMANCE GOALS
UNDER THE COMPANY'S EXECUTIVE
INCENTIVE COMPENSATION PLAN | Management | For | | For | |
| | 04 | PROPOSAL TO RATIFY THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 05 | PROPOSAL TO ADOPT THE FOLLOWING
RESOLUTION PERTAINING TO THE
COMPANY'S BYLAWS: RESOLVED, THAT ANY
PROVISION OF THE BYLAWS OF GRAFTECH
INTERNATIONAL LTD. (THE "COMPANY") AS
OF THE DATE OF EFFECTIVENESS OF THIS
RESOLUTION THAT WAS NOT INCLUDED IN
THE BYLAWS AS AMENDED EFFECTIVE
SEPTEMBER 30, 2012 (AS PUBLICILY FILED
WITH THE SECURITIES AND EXCHANGE
COMMISSION ON OCTOBER 4, 2012), AND IS
INCONSISTENT WITH OR
DISADVANTAGEOUS TO NATHAN
MILIKOWSKY OR TO THE ELECTION OF THE
NOMINEES PROPOSED BY NATHAN
MILIKOWSKY AT THE 2014 ANNUAL
MEETING, BE AND HEREBY IS REPEALED | Management | Abstain | | Against | |
| | PENTAIR LTD. |
| | Security | H6169Q108 | | Meeting Type | Annual |
| | Ticker Symbol | PNR | | Meeting Date | 20-May-2014 |
| | ISIN | CH0193880173 | | Agenda | 933967094 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: GLYNIS A. BRYAN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JERRY W. BURRIS | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: CAROL ANTHONY
(JOHN) DAVIDSON | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: T. MICHAEL
GLENN | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: DAVID H.Y. HO | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: RANDALL J.
HOGAN | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: DAVID A. JONES | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: RONALD L.
MERRIMAN | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: WILLIAM T.
MONAHAN | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: BILLIE I.
WILLIAMSON | Management | For | | For | |
| | 2. | TO ELECT RANDALL J. HOGAN AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | | For | |
| | 3A. | TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: DAVID A.
JONES | Management | For | | For | |
| | 3B. | TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: GLYNIS A.
BRYAN | Management | For | | For | |
| | 3C. | TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: T. MICHAEL
GLENN | Management | For | | For | |
| | 3D. | TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: WILLIAM T.
MONAHAN | Management | For | | For | |
| | 4. | TO ELECT PROXY VOTING SERVICES GMBH
AS THE INDEPENDENT PROXY | Management | For | | For | |
| | 5. | TO APPROVE THE 2013 ANNUAL REPORT OF
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE
YEAR ENDED DECEMBER 31, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS
OF PENTAIR LTD. FOR THE YEAR ENDED
DECEMBER 31, 2013 | Management | For | | For | |
| | 6. | TO DISCHARGE THE BOARD OF DIRECTORS
AND EXECUTIVE OFFICERS OF PENTAIR
LTD. FROM LIABILITY FOR THE YEAR ENDED
DECEMBER 31, 2013 | Management | For | | For | |
| | 7A. | TO RE-ELECT DELOITTE AG AS STATUTORY
AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING | Management | For | | For | |
| | 7B. | TO RATIFY APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | | For | |
| | 7C. | TO ELECT PRICEWATERHOUSECOOPERS
AG AS SPECIAL AUDITORS UNTIL THE NEXT
ANNUAL GENERAL MEETING | Management | For | | For | |
| | 8A. | TO APPROVE THE APPROPRIATION OF
RESULTS FOR THE YEAR ENDED
DECEMBER 31, 2013 AS PROPOSED BY THE
BOARD OF DIRECTORS | Management | For | | For | |
| | 8B. | TO APPROVE THE CONVERSION AND
APPROPRIATION OF RESERVES FROM
CAPITAL CONTRIBUTIONS TO DISTRIBUTE
AN ORDINARY CASH DIVIDEND AS
PROPOSED BY THE BOARD OF DIRECTORS | Management | For | | For | |
| | 9. | TO APPROVE BY ADVISORY VOTE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT | Management | Abstain | | Against | |
| | 10. | TO APPROVE THE RENEWAL OF THE
AUTHORIZED CAPITAL OF PENTAIR LTD. | Management | For | | For | |
| | PENTAIR LTD. |
| | Security | H6169Q111 | | Meeting Type | Annual |
| | Ticker Symbol | | | Meeting Date | 20-May-2014 |
| | ISIN | | | Agenda | 933967107 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE THE MERGER AGREEMENT BY
AND BETWEEN PENTAIR LTD. AND PENTAIR
PLC. | Management | For | | For | |
| | 2. | TO APPROVE THE VOTING CAP ELIMINATION
PROPOSAL AS DESCRIBED IN THE PROXY
STATEMENT. | Management | For | | For | |
| | 3. | TO APPROVE THE RESERVES PROPOSAL AS
DESCRIBED IN THE PROXY STATEMENT. | Management | For | | For | |
| | W. R. BERKLEY CORPORATION |
| | Security | 084423102 | | Meeting Type | Annual |
| | Ticker Symbol | WRB | | Meeting Date | 20-May-2014 |
| | ISIN | US0844231029 | | Agenda | 933967676 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: GEORGE G. DALY | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: JACK H. NUSBAUM | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: MARK L. SHAPIRO | Management | For | | For | |
| | 2 | TO APPROVE THE W. R. BERKLEY
CORPORATION 2014 LONG-TERM INCENTIVE
PLAN. | Management | For | | For | |
| | 3 | TO CONSIDER AND CAST A NON-BINDING
ADVISORY VOTE ON A RESOLUTION
APPROVING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES
AND EXCHANGE COMMISSION, OR "SAY-ON-
PAY" VOTE. | Management | Abstain | | Against | |
| | 4 | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014. | Management | For | | For | |
| | PENTAIR LTD. |
| | Security | H6169Q108 | | Meeting Type | Annual |
| | Ticker Symbol | PNR | | Meeting Date | 20-May-2014 |
| | ISIN | CH0193880173 | | Agenda | 933971853 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: GLYNIS A. BRYAN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JERRY W. BURRIS | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: CAROL ANTHONY
(JOHN) DAVIDSON | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: T. MICHAEL
GLENN | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: DAVID H.Y. HO | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: RANDALL J.
HOGAN | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: DAVID A. JONES | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: RONALD L.
MERRIMAN | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: WILLIAM T.
MONAHAN | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: BILLIE I.
WILLIAMSON | Management | For | | For | |
| | 2. | TO ELECT RANDALL J. HOGAN AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | | For | |
| | 3A. | TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: DAVID A.
JONES | Management | For | | For | |
| | 3B. | TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: GLYNIS A.
BRYAN | Management | For | | For | |
| | 3C. | TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: T. MICHAEL
GLENN | Management | For | | For | |
| | 3D. | TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: WILLIAM T.
MONAHAN | Management | For | | For | |
| | 4. | TO ELECT PROXY VOTING SERVICES GMBH
AS THE INDEPENDENT PROXY | Management | For | | For | |
| | 5. | TO APPROVE THE 2013 ANNUAL REPORT OF
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE
YEAR ENDED DECEMBER 31, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS
OF PENTAIR LTD. FOR THE YEAR ENDED
DECEMBER 31, 2013 | Management | For | | For | |
| | 6. | TO DISCHARGE THE BOARD OF DIRECTORS
AND EXECUTIVE OFFICERS OF PENTAIR
LTD. FROM LIABILITY FOR THE YEAR ENDED
DECEMBER 31, 2013 | Management | For | | For | |
| | 7A. | TO RE-ELECT DELOITTE AG AS STATUTORY
AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING | Management | For | | For | |
| | 7B. | TO RATIFY APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | | For | |
| | 7C. | TO ELECT PRICEWATERHOUSECOOPERS
AG AS SPECIAL AUDITORS UNTIL THE NEXT
ANNUAL GENERAL MEETING | Management | For | | For | |
| | 8A. | TO APPROVE THE APPROPRIATION OF
RESULTS FOR THE YEAR ENDED
DECEMBER 31, 2013 AS PROPOSED BY THE
BOARD OF DIRECTORS | Management | For | | For | |
| | 8B. | TO APPROVE THE CONVERSION AND
APPROPRIATION OF RESERVES FROM
CAPITAL CONTRIBUTIONS TO DISTRIBUTE
AN ORDINARY CASH DIVIDEND AS
PROPOSED BY THE BOARD OF DIRECTORS | Management | For | | For | |
| | 9. | TO APPROVE BY ADVISORY VOTE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT | Management | For | | For | |
| | 10. | TO APPROVE THE RENEWAL OF THE
AUTHORIZED CAPITAL OF PENTAIR LTD. | Management | For | | For | |
| | PENTAIR LTD. |
| | Security | H6169Q111 | | Meeting Type | Annual |
| | Ticker Symbol | | | Meeting Date | 20-May-2014 |
| | ISIN | | | Agenda | 933971865 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE THE MERGER AGREEMENT BY
AND BETWEEN PENTAIR LTD. AND PENTAIR
PLC. | Management | For | | For | |
| | 2. | TO APPROVE THE VOTING CAP ELIMINATION
PROPOSAL AS DESCRIBED IN THE PROXY
STATEMENT. | Management | For | | For | |
| | 3. | TO APPROVE THE RESERVES PROPOSAL AS
DESCRIBED IN THE PROXY STATEMENT. | Management | For | | For | |
| | MONDELEZ INTERNATIONAL, INC. |
| | Security | 609207105 | | Meeting Type | Annual |
| | Ticker Symbol | MDLZ | | Meeting Date | 21-May-2014 |
| | ISIN | US6092071058 | | Agenda | 933952360 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: STEPHEN F.
BOLLENBACH | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: LEWIS W.K.
BOOTH | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: MARK D.
KETCHUM | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JORGE S.
MESQUITA | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: FREDRIC G.
REYNOLDS | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: IRENE B.
ROSENFELD | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: PATRICK T.
SIEWERT | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: RATAN N. TATA | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: JEAN-FRANCOIS
M.L. VAN BOXMEER | Management | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 3. | APPROVE MONDELEZ INTERNATIONAL, INC.
AMENDED AND RESTATED 2005
PERFORMANCE INCENTIVE PLAN | Management | For | | For | |
| | 4. | RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING
DECEMBER 31, 2014 | Management | For | | For | |
| | 5. | SHAREHOLDER PROPOSAL: REPORT ON
PACKAGING | Shareholder | Against | | For | |
| | MACQUARIE INFRASTRUCTURE CO. LLC |
| | Security | 55608B105 | | Meeting Type | Annual |
| | Ticker Symbol | MIC | | Meeting Date | 21-May-2014 |
| | ISIN | US55608B1052 | | Agenda | 933970940 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | NORMAN H. BROWN, JR. | | For | For | |
| | | | 2 | GEORGE W. CARMANY, III | | For | For | |
| | | | 3 | H.E. (JACK) LENTZ | | For | For | |
| | | | 4 | OUMA SANANIKONE | | For | For | |
| | | | 5 | WILLIAM H. WEBB | | For | For | |
| | 2. | THE RATIFICATION OF THE SELECTION OF
KPMG LLP AS OUR INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 3. | THE APPROVAL, ON AN ADVISORY BASIS,
OF EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | THE APPROVAL OF THE 2014 INDEPENDENT
DIRECTORS EQUITY PLAN. | Management | For | | For | |
| | BLUCORA INC |
| | Security | 095229100 | | Meeting Type | Annual |
| | Ticker Symbol | BCOR | | Meeting Date | 21-May-2014 |
| | ISIN | US0952291005 | | Agenda | 933994255 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | ELIZABETH HUEBNER | | For | For | |
| | | | 2 | ANDREW SNYDER | | For | For | |
| | 2. | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
2014. | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE, ON AN ADVISORY
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | BOULDER BRANDS, INC. |
| | Security | 101405108 | | Meeting Type | Annual |
| | Ticker Symbol | BDBD | | Meeting Date | 22-May-2014 |
| | ISIN | US1014051080 | | Agenda | 933975558 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | BENJAMIN D. CHERESKIN | | For | For | |
| | | | 2 | GERALD J. LABER | | For | For | |
| | | | 3 | JAMES B. LEIGHTON | | For | For | |
| | 2. | PROPOSAL TO APPROVE, ON AN ADVISORY
BASIS, OUR NAMED EXECUTIVE OFFICER
COMPENSATION | Management | For | | For | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| | CABLEVISION SYSTEMS CORPORATION |
| | Security | 12686C109 | | Meeting Type | Annual |
| | Ticker Symbol | CVC | | Meeting Date | 22-May-2014 |
| | ISIN | US12686C1099 | | Agenda | 933976334 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | JOSEPH J. LHOTA | | For | For | |
| | | | 2 | THOMAS V. REIFENHEISER | | For | For | |
| | | | 3 | JOHN R. RYAN | | For | For | |
| | | | 4 | VINCENT TESE | | For | For | |
| | | | 5 | LEONARD TOW | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | APPROVAL OF CABLEVISION SYSTEMS
CORPORATION AMENDED AND RESTATED
2006 EMPLOYEE STOCK PLAN. | Management | For | | For | |
| | 4. | NON-BINDING ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 5. | STOCKHOLDER PROPOSAL FOR A
POLITICAL CONTRIBUTIONS REPORT. | Shareholder | Against | | For | |
| | 6. | STOCKHOLDER PROPOSAL TO ADOPT A
RECAPITALIZATION PLAN. | Shareholder | For | | Against | |
| | INTERNAP NETWORK SERVICES CORPORATION |
| | Security | 45885A300 | | Meeting Type | Annual |
| | Ticker Symbol | INAP | | Meeting Date | 30-May-2014 |
| | ISIN | US45885A3005 | | Agenda | 933987919 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | DANIEL C. STANZIONE | | For | For | |
| | | | 2 | DEBORA J. WILSON | | For | For | |
| | 2. | TO APPROVE THE INTERNAP NETWORK
SERVICES CORPORATION 2014 STOCK
INCENTIVE PLAN. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014. | Management | For | | For | |
| | 4. | TO APPROVE, BY NON-BINDING VOTE,
EXECUTIVE COMPENSATION. | Management | For | | For | |
| | CST BRANDS, INC. |
| | Security | 12646R105 | | Meeting Type | Annual |
| | Ticker Symbol | CST | | Meeting Date | 04-Jun-2014 | |
| | ISIN | US12646R1059 | | Agenda | 933992085 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: ROGER G.
BURTON | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: STEPHEN A.
SMITH | Management | For | | For | |
| | 2. | TO RATIFY THE SELECTION OF KPMG, LLP
AS CST BRANDS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE THE AMENDED AND
RESTATED 2013 OMNIBUS STOCK AND
INCENTIVE PLAN ("AMENDED OMNIBUS
PLAN"). | Management | For | | For | |
| | 4. | TO APPROVE, BY ADVISORY VOTE, A
RESOLUTION ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 5. | TO RECOMMEND, BY ADVISORY VOTE, THE
FREQUENCY OF STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | AMERICAN VANGUARD CORPORATION |
| | Security | 030371108 | | Meeting Type | Annual |
| | Ticker Symbol | AVD | | Meeting Date | 04-Jun-2014 | |
| | ISIN | US0303711081 | | Agenda | 934003512 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | SCOTT D. BASKIN | | For | For | |
| | | | 2 | LAWRENCE S. CLARK | | For | For | |
| | | | 3 | DEBRA F. EDWARDS | | For | For | |
| | | | 4 | MORTON D. ERLICH | | For | For | |
| | | | 5 | ALFRED F. INGUILLI | | For | For | |
| | | | 6 | JOHN L. KILLMER | | For | For | |
| | | | 7 | CARL R. SODERLIND | | For | For | |
| | | | 8 | ERIC G. WINTEMUTE | | For | For | |
| | | | 9 | M. ESMAIL ZIRAKPARVAR | | For | For | |
| | 2. | RATIFY THE APPOINTMENT OF BDO USA,
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | APPROVE THE OVERALL EXECUTIVE
COMPENSATION POLICIES AND
PROCEDURES OF THE COMPANY AS
DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 4. | RATIFY THE EXTENSION OF THE AMERICAN
VANGUARD CORPORATION EMPLOYEE
STOCK PURCHASE PLAN FOR FIVE YEARS,
THAT IS, FROM DECEMBER 31, 2013 TO
DECEMBER 31, 2018 (PLEASE SEE EXHIBIT A
OF THE PROXY STATEMENT). | Management | For | | For | |
| | TIME WARNER CABLE INC |
| | Security | 88732J207 | | Meeting Type | Annual |
| | Ticker Symbol | TWC | | Meeting Date | 05-Jun-2014 | |
| | ISIN | US88732J2078 | | Agenda | 934011610 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: CAROLE BLACK | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: GLENN A. BRITT | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: THOMAS H.
CASTRO | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: DAVID C. CHANG | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JAMES E.
COPELAND, JR. | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: PETER R. HAJE | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: DONNA A. JAMES | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: DON LOGAN | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: ROBERT D.
MARCUS | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: WAYNE H. PACE | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: EDWARD D.
SHIRLEY | Management | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: JOHN E. SUNUNU | Management | For | | For | |
| | 2. | RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 4. | STOCKHOLDER PROPOSAL ON DISCLOSURE
OF LOBBYING ACTIVITIES. | Shareholder | Against | | For | |
| | 5. | STOCKHOLDER PROPOSAL ON
ACCELERATED VESTING OF EQUITY
AWARDS IN A CHANGE IN CONTROL. | Shareholder | Against | | For | |
| | LAYNE CHRISTENSEN COMPANY |
| | Security | 521050104 | | Meeting Type | Annual |
| | Ticker Symbol | LAYN | | Meeting Date | 06-Jun-2014 | |
| | ISIN | US5210501046 | | Agenda | 934020784 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | | |
| | | | 1 | DAVID A.B. BROWN | | For | For | |
| | | | 2 | J. SAMUEL BUTLER | | For | For | |
| | | | 3 | ROBERT R. GILMORE | | For | For | |
| | | | 4 | JOHN T. NESSER III | | For | For | |
| | | | 5 | NELSON OBUS | | For | For | |
| | | | 6 | RENE J. ROBICHAUD | | For | For | |
| | 2 | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 3 | PROPOSAL TO AMEND AND RESTATE THE
COMPANY'S CERTIFICATE OF
INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF THE
COMPANY'S COMMON STOCK BY 30,000,000
SHARES AND DELETE OBSOLETE
PROVISIONS. | Management | For | | For | |
| | 4 | PROPOSAL TO AMEND THE COMPANY'S
2006 EQUITY INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE UNDER THE 2006 EQUITY
INCENTIVE PLAN, AUTHORIZE THE
ISSUANCE OF A NEW FORM OF AWARD AND
EXTEND THE EXPIRATION DATE OF THE
2006 EQUITY INCENTIVE PLAN TO JUNE 6,
2024. | Management | Against | | Against | |
| | 5 | PROPOSAL TO RATIFY THE SELECTION OF
THE ACCOUNTING FIRM OF DELOITTE &
TOUCHE LLP AS LAYNE CHRISTENSEN'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 31, 2015. | Management | For | | For | |
| | OUTERWALL INC. |
| | Security | 690070107 | | Meeting Type | Annual |
| | Ticker Symbol | OUTR | | Meeting Date | 12-Jun-2014 | |
| | ISIN | US6900701078 | | Agenda | 934010315 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: DAVID M.
ESKENAZY | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: ROBERT D.
SZNEWAJS | Management | For | | For | |
| | 2. | ADVISORY RESOLUTION TO APPROVE THE
COMPENSATION OF OUTERWALL'S NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF APPOINTMENT OF KPMG
LLP AS OUTERWALL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Bruce N. Alpert, Principal Executive Officer
*Print the name and title of each signing officer under his or her signature.
