Bruce N. Alpert
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
| Investment Company Report |
| | BE AEROSPACE, INC. | |
| | Security | 073302101 | | | | Meeting Type | Annual |
| | Ticker Symbol | BEAV | | | | Meeting Date | 28-Jul-2016 |
| | ISIN | US0733021010 | | | | Agenda | 934449376 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | MARY M. VANDEWEGHE | | | | For | | For | |
| | | | 2 | JAMES F. ALBAUGH | | | | For | | For | |
| | | | 3 | JOHN T. WHATES | | | | For | | For | |
| | 2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. | Management | | For | | For | |
| | JOHNSON CONTROLS, INC. | |
| | Security | 478366107 | | | | Meeting Type | Special |
| | Ticker Symbol | JCI | | | | Meeting Date | 17-Aug-2016 |
| | ISIN | US4783661071 | | | | Agenda | 934459315 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 24, 2016, AS AMENDED, BY AND AMONG JOHNSON CONTROLS, INC., TYCO INTERNATIONAL PLC AND CERTAIN OTHER PARTIES NAMED THEREIN, INCLUDING JAGARA MERGER SUB LLC (THE "MERGER PROPOSAL") | Management | | For | | For | |
| | 2. | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE JOHNSON CONTROLS SPECIAL MEETING TO ANOTHER DATE AND PLACE IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL VOTES IN FAVOR OF THE MERGER PROPOSAL (THE "ADJOURNMENT PROPOSAL") | Management | | For | | For | |
| | 3. | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT MAY BECOME PAYABLE TO JOHNSON CONTROLS' NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER (THE "ADVISORY COMPENSATION PROPOSAL") | Management | | For | | For | |
| | TYCO INTERNATIONAL PLC | |
| | Security | G91442106 | | | | Meeting Type | Special |
| | Ticker Symbol | TYC | | | | Meeting Date | 17-Aug-2016 |
| | ISIN | IE00BQRQXQ92 | | | | Agenda | 934459327 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | TO APPROVE THE AMENDMENTS TO THE TYCO INTERNATIONAL PLC ("TYCO") MEMORANDUM OF ASSOCIATION SET FORTH IN ANNEX B-1 OF THE JOINT PROXY STATEMENT/PROSPECTUS. | Management | | For | | For | |
| | 2. | TO APPROVE THE AMENDMENTS TO THE TYCO ARTICLES OF ASSOCIATION SET FORTH IN ANNEX B-2 OF THE JOINT PROXY STATEMENT/PROSPECTUS. | Management | | For | | For | |
| | 3. | TO APPROVE THE CONSOLIDATION OF TYCO ORDINARY SHARES WHEREBY, IMMEDIATELY PRIOR TO THE CONSUMMATION OF THE MERGER (THE " MERGER") CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 24, 2016, AS AMENDED BY AMENDMENT NO. 1, DATED AS OF JULY 1, 2016, BY AND AMONG JOHNSON CONTROLS, INC., TYCO, AND CERTAIN OTHER PARTIES NAMED THEREIN, INCLUDING JAGARA MERGER SUB LLC (THE "MERGER AGREEMENT"), EVERY ISSUED AND UNISSUED TYCO ORDINARY SHARE WILL BE CONSOLIDATED INTO 0.955 TYCO ORDINARY SHARES (THE "TYCO SHARE CONSOLIDATION"). | Management | | For | | For | |
| | 4. | TO APPROVE AN INCREASE TO THE AUTHORIZED SHARE CAPITAL OF TYCO SUCH THAT THE NUMBER OF AUTHORIZED ORDINARY SHARES OF TYCO IMMEDIATELY FOLLOWING THE TYCO SHARE CONSOLIDATION IS EQUAL TO 1,000,000,000 (THE NUMBER OF AUTHORIZED ORDINARY SHARES OF TYCO IMMEDIATELY PRIOR TO THE TYCO SHARE CONSOLIDATION). | Management | | For | | For | |
| | 5. | TO APPROVE THE ISSUANCE AND ALLOTMENT OF RELEVANT SECURITIES (AS DEFINED IN THE COMPANIES ACT 2014 OF IRELAND) IN CONNECTION WITH THE MERGER AS CONTEMPLATED BY THE MERGER AGREEMENT. | Management | | For | | For | |
| | 6. | TO APPROVE THE CHANGE OF NAME OF THE COMBINED COMPANY TO "JOHNSON CONTROLS INTERNATIONAL PLC" EFFECTIVE FROM THE CONSUMMATION OF THE MERGER, SUBJECT ONLY TO APPROVAL OF THE REGISTRAR OF COMPANIES IN IRELAND. | Management | | For | | For | |
| | 7. | TO APPROVE AN INCREASE, EFFECTIVE AS OF THE EFFECTIVE TIME OF THE MERGER, TO THE AUTHORIZED SHARE CAPITAL OF TYCO IN AN AMOUNT EQUAL TO 1,000,000,000 ORDINARY SHARES AND 100,000,000 PREFERRED SHARES. | Management | | For | | For | |
| | 8. | TO APPROVE THE ALLOTMENT OF RELEVANT SECURITIES (AS DEFINED IN THE COMPANIES ACT 2014 OF IRELAND) FOR ISSUANCES AFTER THE MERGER OF UP TO APPROXIMATELY 33% OF THE COMBINED COMPANY'S POST-MERGER ISSUED SHARE CAPITAL. | Management | | For | | For | |
| | 9. | TO APPROVE THE DISAPPLICATION OF STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF ISSUANCES OF EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2014 OF IRELAND) FOR CASH FOR ISSUANCES AFTER THE MERGER OF UP TO APPROXIMATELY 5% OF THE COMBINED COMPANY'S POST-MERGER ISSUED SHARE CAPITAL. | Management | | For | | For | |
| | 10. | TO APPROVE THE RENOMINALIZATION OF TYCO ORDINARY SHARES SUCH THAT THE NOMINAL VALUE OF EACH ORDINARY SHARE WILL BE DECREASED BY APPROXIMATELY $0.00047 TO $0.01 (MATCHING ITS PRE-CONSOLIDATION NOMINAL VALUE) WITH THE AMOUNT OF THE DEDUCTION BEING CREDITED TO UNDENOMINATED CAPITAL. | Management | | For | | For | |
| | 11. | TO APPROVE THE REDUCTION OF SOME OR ALL OF THE SHARE PREMIUM OF TYCO RESULTING FROM THE MERGER TO ALLOW THE CREATION OF ADDITIONAL DISTRIBUTABLE RESERVES OF THE COMBINED COMPANY. | Management | | For | | For | |
| | LINKEDIN CORPORATION | |
| | Security | 53578A108 | | | | Meeting Type | Special |
| | Ticker Symbol | LNKD | | | | Meeting Date | 19-Aug-2016 |
| | ISIN | US53578A1088 | | | | Agenda | 934464405 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 11, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG LINKEDIN CORPORATION, MICROSOFT CORPORATION AND LIBERTY MERGER SUB INC. (THE "MERGER AGREEMENT"). | Management | | For | | For | |
| | 2. | TO APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | | For | | For | |
| | 3. | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY LINKEDIN CORPORATION TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | | For | | For | |
| | LIBERTY MEDIA CORPORATION | |
| | Security | 531229409 | | | | Meeting Type | Annual |
| | Ticker Symbol | LSXMA | | | | Meeting Date | 23-Aug-2016 |
| | ISIN | US5312294094 | | | | Agenda | 934458870 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | JOHN C. MALONE | | | | For | | For | |
| | | | 2 | ROBERT R. BENNETT | | | | For | | For | |
| | | | 3 | M. IAN G. GILCHRIST | | | | For | | For | |
| | 2. | A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | | For | |
| | LIBERTY INTERACTIVE CORPORATION | |
| | Security | 53071M880 | | | | Meeting Type | Annual |
| | Ticker Symbol | LVNTA | | | | Meeting Date | 23-Aug-2016 |
| | ISIN | US53071M8800 | | | | Agenda | 934458882 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | JOHN C. MALONE | | | | For | | For | |
| | | | 2 | M. IAN G. GILCHRIST | | | | For | | For | |
| | | | 3 | MARK C. VADON | | | | For | | For | |
| | | | 4 | ANDREA L. WONG | | | | For | | For | |
| | 2. | A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | | For | |
| | 3. | A PROPOSAL TO ADOPT THE LIBERTY INTERACTIVE CORPORATION 2016 OMNIBUS INCENTIVE PLAN. | Management | | Against | | Against | |
| | LIBERTY INTERACTIVE CORPORATION | |
| | Security | 53071M104 | | | | Meeting Type | Annual |
| | Ticker Symbol | QVCA | | | | Meeting Date | 23-Aug-2016 |
| | ISIN | US53071M1045 | | | | Agenda | 934458882 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | JOHN C. MALONE | | | | For | | For | |
| | | | 2 | M. IAN G. GILCHRIST | | | | For | | For | |
| | | | 3 | MARK C. VADON | | | | For | | For | |
| | | | 4 | ANDREA L. WONG | | | | For | | For | |
| | 2. | A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | | For | |
| | 3. | A PROPOSAL TO ADOPT THE LIBERTY INTERACTIVE CORPORATION 2016 OMNIBUS INCENTIVE PLAN. | Management | | Against | | Against | |
| | CONAGRA FOODS, INC. | |
| | Security | 205887102 | | | | Meeting Type | Annual |
| | Ticker Symbol | CAG | | | | Meeting Date | 23-Sep-2016 |
| | ISIN | US2058871029 | | | | Agenda | 934467677 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | BRADLEY A. ALFORD | | | | For | | For | |
| | | | 2 | THOMAS K. BROWN | | | | For | | For | |
| | | | 3 | STEPHEN G. BUTLER | | | | For | | For | |
| | | | 4 | SEAN M. CONNOLLY | | | | For | | For | |
| | | | 5 | STEVEN F. GOLDSTONE | | | | For | | For | |
| | | | 6 | JOIE A. GREGOR | | | | For | | For | |
| | | | 7 | RAJIVE JOHRI | | | | For | | For | |
| | | | 8 | W.G. JURGENSEN | | | | For | | For | |
| | | | 9 | RICHARD H. LENNY | | | | For | | For | |
| | | | 10 | RUTH ANN MARSHALL | | | | For | | For | |
| | | | 11 | TIMOTHY R. MCLEVISH | | | | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR | Management | | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | | For | | For | |
| | GENERAL MILLS, INC. | |
| | Security | 370334104 | | | | Meeting Type | Annual |
| | Ticker Symbol | GIS | | | | Meeting Date | 27-Sep-2016 |
| | ISIN | US3703341046 | | | | Agenda | 934468186 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A) | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | | For | | For | |
| | 1B) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | | For | | For | |
| | 1C) | ELECTION OF DIRECTOR: DAVID M. CORDANI | Management | | For | | For | |
| | 1D) | ELECTION OF DIRECTOR: ROGER W. FERGUSON JR. | Management | | For | | For | |
| | 1E) | ELECTION OF DIRECTOR: HENRIETTA H. FORE | Management | | For | | For | |
| | 1F) | ELECTION OF DIRECTOR: MARIA G. HENRY | Management | | For | | For | |
| | 1G) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | | For | | For | |
| | 1H) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | | For | | For | |
| | 1I) | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | | For | | For | |
| | 1J) | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | | For | | For | |
| | 1K) | ELECTION OF DIRECTOR: ERIC D. SPRUNK | Management | | For | | For | |
| | 1L) | ELECTION OF DIRECTOR: DOROTHY A. TERRELL | Management | | For | | For | |
| | 1M) | ELECTION OF DIRECTOR: JORGE A. URIBE | Management | | For | | For | |
| | 2. | ADOPT THE 2016 COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS. | Management | | Against | | Against | |
| | 3. | CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | 4. | RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | | For | |
| | TWENTY-FIRST CENTURY FOX, INC. | |
| | Security | 90130A200 | | | | Meeting Type | Annual |
| | Ticker Symbol | FOX | | | | Meeting Date | 10-Nov-2016 |
| | ISIN | US90130A2006 | | | | Agenda | 934485269 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: K. RUPERT MURDOCH | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: LACHLAN K. MURDOCH | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: DELPHINE ARNAULT | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: CHASE CAREY | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: DAVID F. DEVOE | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: VIET DINH | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: SIR RODERICK I. EDDINGTON | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: JAMES R. MURDOCH | Management | | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: JACQUES NASSER | Management | | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: ROBERT S. SILBERMAN | Management | | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: TIDJANE THIAM | Management | | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: JEFFREY W. UBBEN | Management | | For | | For | |
| | 2. | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2017. | Management | | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | CST BRANDS, INC. | |
| | Security | 12646R105 | | | | Meeting Type | Special |
| | Ticker Symbol | CST | | | | Meeting Date | 16-Nov-2016 |
| | ISIN | US12646R1059 | | | | Agenda | 934490513 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 21, 2016 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), BY AND AMONG CST BRANDS, INC., A DELAWARE CORPORATION ("CST"), CIRCLE K STORES INC., A TEXAS CORPORATION ("CIRCLE K"), AND ULTRA ACQUISITION CORP., ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | | For | | For | |
| | 2. | A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO CST'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | | For | | For | |
| | 3. | A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT OR IN THE ABSENCE OF A QUORUM. | Management | | For | | For | |
| | UNITED NATURAL FOODS, INC. | |
| | Security | 911163103 | | | | Meeting Type | Annual |
| | Ticker Symbol | UNFI | | | | Meeting Date | 15-Dec-2016 |
| | ISIN | US9111631035 | | | | Agenda | 934494484 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: ERIC F. ARTZ | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: ANN TORRE BATES | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: DENISE M. CLARK | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: DAPHNE J. DUFRESNE | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: MICHAEL S. FUNK | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: JAMES P. HEFFERNAN | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: PETER A. ROY | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: STEVEN L. SPINNER | Management | | For | | For | |
| | 2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 29, 2017. | Management | | For | | For | |
| | 3. | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | 4. | STOCKHOLDER PROPOSAL REGARDING REVISIONS TO THE COMPANY'S PROXY ACCESS BYLAW. | Shareholder | | Abstain | | Against | |
| | MUELLER WATER PRODUCTS, INC. | |
| | Security | 624758108 | | | | Meeting Type | Annual |
| | Ticker Symbol | MWA | | | | Meeting Date | 25-Jan-2017 |
| | ISIN | US6247581084 | | | | Agenda | 934514426 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | SHIRLEY C. FRANKLIN | | | | For | | For | |
| | | | 2 | THOMAS J. HANSEN | | | | For | | For | |
| | | | 3 | GREGORY E. HYLAND | | | | For | | For | |
| | | | 4 | JERRY W. KOLB | | | | For | | For | |
| | | | 5 | MARK J. O'BRIEN | | | | For | | For | |
| | | | 6 | BERNARD G. RETHORE | | | | For | | For | |
| | | | 7 | LYDIA W. THOMAS | | | | For | | For | |
| | | | 8 | MICHAEL T. TOKARZ | | | | For | | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | | For | |
| | 3. | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE STOCKHOLDER VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | |
| | 4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017. | Management | | For | | For | |
| | POST HOLDINGS, INC. | |
| | Security | 737446104 | | | | Meeting Type | Annual |
| | Ticker Symbol | POST | | | | Meeting Date | 26-Jan-2017 |
| | ISIN | US7374461041 | | | | Agenda | 934512333 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | ROBERT E. GROTE | | | | Withheld | | Against | |
| | | | 2 | DAVID W. KEMPER | | | | Withheld | | Against | |
| | | | 3 | ROBERT V. VITALE | | | | For | | For | |
| | 2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017. | Management | | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | | Against | | Against | |
| | 4. | SHAREHOLDER PROPOSAL CONCERNING A REPORT DISCLOSING RISKS OF CAGED CHICKENS. | Shareholder | | For | | Against | |
| | 5. | SHAREHOLDER PROPOSAL CONCERNING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | | For | | Against | |
| | EDGEWELL PERSONAL CARE COMPANY | |
| | Security | 28035Q102 | | | | Meeting Type | Annual |
| | Ticker Symbol | EPC | | | | Meeting Date | 27-Jan-2017 |
| | ISIN | US28035Q1022 | | | | Agenda | 934514123 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: DAVID P. HATFIELD | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: DANIEL J. HEINRICH | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: CARLA C. HENDRA | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: R. DAVID HOOVER | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JOHN C. HUNTER, III | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: JAMES C. JOHNSON | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: ELIZABETH V. LONG | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: RAKESH SACHDEV | Management | | For | | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | | For | | For | |
| | 3. | APPROVAL OF EXECUTIVE OFFICER BONUS PLAN PERFORMANCE-BASED CRITERIA. | Management | | For | | For | |
| | 4. | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | ENERGIZER HOLDINGS, INC. | |
| | Security | 29272W109 | | | | Meeting Type | Annual |
| | Ticker Symbol | ENR | | | | Meeting Date | 30-Jan-2017 |
| | ISIN | US29272W1099 | | | | Agenda | 934513715 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1.1 | ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY | Management | | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: JOHN E. KLEIN | Management | | For | | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017 | Management | | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | | For | | For | |
| | 4. | VOTE TO AMEND AND RESTATE THE AMENDED AND RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR THE DECLASSIFICATION OF THE COMPANY'S BOARD OF DIRECTORS | Management | | For | | For | |
| | CHEMTURA CORPORATION | |
| | Security | 163893209 | | | | Meeting Type | Special |
| | Ticker Symbol | CHMT | | | | Meeting Date | 01-Feb-2017 |
| | ISIN | US1638932095 | | | | Agenda | 934519147 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1 | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 25, 2016, BY AND AMONG CHEMTURA CORPORATION ("CHEMTURA"), LANXESS DEUTSCHLAND GMBH AND LANXESS ADDITIVES INC., AS MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT", AND THE TRANSACTIONS CONTEMPLATED THEREBY, THE "MERGER"). | Management | | For | | For | |
| | 2 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT WILL OR MAY BE PAID BY CHEMTURA TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | Management | | For | | For | |
| | 3 | TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING OF STOCKHOLDERS OF CHEMTURA, INCLUDING IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE AND ADOPT THE MERGER AGREEMENT, IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE AND ADOPT THE MERGER AGREEMENT. | Management | | For | | For | |
| | VIACOM INC. | |
| | Security | 92553P102 | | | | Meeting Type | Annual |
| | Ticker Symbol | VIA | | | | Meeting Date | 06-Feb-2017 |
| | ISIN | US92553P1021 | | | | Agenda | 934516444 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | ROBERT M. BAKISH | | | | For | | For | |
| | | | 2 | C. FALCONE SORRELL | | | | For | | For | |
| | | | 3 | KENNETH B. LERER | | | | For | | For | |
| | | | 4 | THOMAS J. MAY | | | | For | | For | |
| | | | 5 | JUDITH A. MCHALE | | | | For | | For | |
| | | | 6 | RONALD L. NELSON | | | | Withheld | | Against | |
| | | | 7 | DEBORAH NORVILLE | | | | Withheld | | Against | |
| | | | 8 | CHARLES E. PHILLIPS, JR | | | | For | | For | |
| | | | 9 | SHARI REDSTONE | | | | For | | For | |
| | | | 10 | NICOLE SELIGMAN | | | | For | | For | |
| | 2. | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT UNDER "EXECUTIVE COMPENSATION." | Management | | Against | | Against | |
| | 3. | ADVISORY APPROVAL OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | Against | |
| | 4. | THE APPROVAL OF THE VIACOM INC. SENIOR EXECUTIVE SHORT-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED EFFECTIVE DECEMBER 12, 2016. | Management | | Against | | Against | |
| | 5. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS INDEPENDENT AUDITOR OF VIACOM INC. FOR FISCAL YEAR 2017. | Management | | For | | For | |
| | TIME WARNER INC. | |
| | Security | 887317303 | | | | Meeting Type | Special |
| | Ticker Symbol | TWX | | | | Meeting Date | 15-Feb-2017 |
| | ISIN | US8873173038 | | | | Agenda | 934521560 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 22, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG TIME WARNER INC., A DELAWARE CORPORATION, AT&T INC., A DELAWARE CORPORATION, WEST MERGER SUB, INC., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC., AND WEST MERGER SUB II, LLC, A DELAWARE LIMITED LIABILITY COMPANY AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC. | Management | | For | | For | |
| | 2. | APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO TIME WARNER INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE. | Management | | For | | For | |
| | 3. | APPROVE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | | For | | For | |
| | WHOLE FOODS MARKET, INC. | |
| | Security | 966837106 | | | | Meeting Type | Annual |
| | Ticker Symbol | WFM | | | | Meeting Date | 17-Feb-2017 |
| | ISIN | US9668371068 | | | | Agenda | 934518501 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: DR. JOHN ELSTROTT | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: MARY ELLEN COE | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: SHAHID (HASS) HASSAN | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: STEPHANIE KUGELMAN | Management | | Against | | Against | |
| | 1E. | ELECTION OF DIRECTOR: JOHN MACKEY | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: WALTER ROBB | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: JONATHAN SEIFFER | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: MORRIS (MO) SIEGEL | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: JONATHAN SOKOLOFF | Management | | Against | | Against | |
| | 1J. | ELECTION OF DIRECTOR: DR. RALPH SORENSON | Management | | Against | | Against | |
| | 1K. | ELECTION OF DIRECTOR: GABRIELLE SULZBERGER | Management | | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: WILLIAM (KIP) TINDELL, III | Management | | Against | | Against | |
| | 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | | Against | | Against | |
| | 3. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 24, 2017. | Management | | For | | For | |
| | 5. | PROPOSAL ASKING OUR BOARD OF DIRECTORS TO ADOPT REVISIONS TO THE COMPANY'S PROXY ACCESS BYLAW. | Shareholder | | For | | Against | |
| | 6. | PROPOSAL ASKING THE COMPANY TO ISSUE A REPORT REGARDING OUR FOOD WASTE EFFORTS. | Shareholder | | For | | Against | |
| | JOHNSON CONTROLS INTERNATIONAL PLC | |
| | Security | G51502105 | | | | Meeting Type | Annual |
| | Ticker Symbol | JCI | | | | Meeting Date | 08-Mar-2017 |
| | ISIN | IE00BY7QL619 | | | | Agenda | 934523968 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: DAVID P. ABNEY | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: NATALIE A. BLACK | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: MICHAEL E. DANIELS | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JEFFREY A. JOERRES | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: ALEX A. MOLINAROLI | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: GEORGE R. OLIVER | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JUAN PABLO DEL VALLE PEROCHENA | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: JURGEN TINGGREN | Management | | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: MARK VERGNANO | Management | | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | | For | | For | |
| | 2.A | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY. | Management | | For | | For | |
| | 2.B | TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS' REMUNERATION. | Management | | For | | For | |
| | 3. | TO AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | | For | | For | |
| | 4. | TO DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN RE-ALLOT SHARES THAT IT HOLDS AS TREASURY SHARES (SPECIAL RESOLUTION). | Management | | For | | For | |
| | 5. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | | For | | For | |
| | 6. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | For | |
| | 7. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE JOHNSON CONTROLS INTERNATIONAL PLC 2012 SHARE AND INCENTIVE PLAN. | Management | | For | | For | |
| | 8. | TO APPROVE THE DIRECTORS' AUTHORITY TO ALLOT SHARES UP TO APPROXIMATELY 33% OF ISSUED SHARE CAPITAL. | Management | | For | | For | |
| | 9. | TO APPROVE THE WAIVER OF STATUTORY PRE- EMPTION RIGHTS WITH RESPECT TO UP TO 5% OF ISSUED SHARE CAPITAL (SPECIAL RESOLUTION) | Management | | Against | | Against | |
| | BE AEROSPACE, INC. | |
| | Security | 073302101 | | | | Meeting Type | Special |
| | Ticker Symbol | BEAV | | | | Meeting Date | 09-Mar-2017 |
| | ISIN | US0733021010 | | | | Agenda | 934529340 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 23, 2016, BY AND AMONG ROCKWELL COLLINS, INC., QUARTERBACK MERGER SUB CORP. AND B/E AEROSPACE, INC., AS AMENDED FROM TIME TO TIME. | Management | | For | | For | |
| | 2. | APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO B/E AEROSPACE'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE PROPOSED TRANSACTIONS. | Management | | Against | | Against | |
| | 3. | APPROVE ANY PROPOSAL TO ADJOURN THE B/E AEROSPACE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | | For | | For | |
| | ADIENT PLC | |
| | Security | G0084W101 | | | | Meeting Type | Annual |
| | Ticker Symbol | ADNT | | | | Meeting Date | 13-Mar-2017 |
| | ISIN | IE00BD845X29 | | | | Agenda | 934524566 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: JOHN M. BARTH | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JULIE L. BUSHMAN | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: RAYMOND L. CONNER | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: RICHARD GOODMAN | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: FREDERICK A. HENDERSON | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: R. BRUCE MCDONALD | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: BARBARA J. SAMARDZICH | Management | | For | | For | |
| | 2. | TO RATIFY, BY NON-BINDING ADVISORY VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 AND TO AUTHORIZE, BY BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO SET THE AUDITORS' REMUNERATION. | Management | | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | For | | For | |
| | 4. | TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | 1 Year | | For | |
| | 5. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER ADIENT'S 2016 OMNIBUS INCENTIVE PLAN. | Management | | For | | For | |
| | SUNTORY BEVERAGE & FOOD LIMITED | |
| | Security | J78186103 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 30-Mar-2017 |
| | ISIN | JP3336560002 | | | | Agenda | 707813918 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | | Please reference meeting materials. | Non-Voting | | | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director except as Supervisory Committee Members Kogo, Saburo | Management | | Against | | Against | |
| | 2.2 | Appoint a Director except as Supervisory Committee Members Tsujimura, Hideo | Management | | For | | For | |
| | 2.3 | Appoint a Director except as Supervisory Committee Members Kurihara, Nobuhiro | Management | | For | | For | |
| | 2.4 | Appoint a Director except as Supervisory Committee Members Okizaki, Yukio | Management | | For | | For | |
| | 2.5 | Appoint a Director except as Supervisory Committee Members Torii, Nobuhiro | Management | | For | | For | |
| | 2.6 | Appoint a Director except as Supervisory Committee Members Inoue, Yukari | Management | | For | | For | |
| | 3.1 | Appoint a Director as Supervisory Committee Members Uchida, Harumichi | Management | | Against | | Against | |
| | 3.2 | Appoint a Director as Supervisory Committee Members Masuyama, Mika | Management | | For | | For | |
| | 4 | Appoint a Substitute Director as Supervisory Committee Members Amitani, Mitsuhiro | Management | | For | | For | |
| | NESTLE SA, CHAM UND VEVEY | |
| | Security | H57312649 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 06-Apr-2017 |
| | ISIN | CH0038863350 | | | | Agenda | 707814263 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | | | | | |
| | 1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2016 | Management | | No Action | | | |
| | 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2016 (ADVISORY VOTE) | Management | | No Action | | | |
| | 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | | No Action | | | |
| | 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2016 | Management | | No Action | | | |
| | 4.1.1 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR PAUL BULCKE | Management | | No Action | | | |
| | 4.1.2 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR ANDREAS KOOPMANN | Management | | No Action | | | |
| | 4.1.3 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR HENRI DE CASTRIES | Management | | No Action | | | |
| | 4.1.4 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR BEAT W. HESS | Management | | No Action | | | |
| | 4.1.5 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR RENATO FASSBIND | Management | | No Action | | | |
| | 4.1.6 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR STEVEN G. HOCH | Management | | No Action | | | |
| | 4.1.7 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS NAINA LAL KIDWAI | Management | | No Action | | | |
| | 4.1.8 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR JEAN-PIERRE ROTH | Management | | No Action | | | |
| | 4.1.9 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS ANN M. VENEMAN | Management | | No Action | | | |
| | 41.10 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS EVA CHENG | Management | | No Action | | | |
| | 41.11 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS RUTH K. ONIANG'O | Management | | No Action | | | |
| | 41.12 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR PATRICK AEBISCHER | Management | | No Action | | | |
| | 4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: MR ULF MARK SCHNEIDER | Management | | No Action | | | |
| | 4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: MS URSULA M. BURNS | Management | | No Action | | | |
| | 4.3 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: MR PAUL BULCKE | Management | | No Action | | | |
| | 4.4.1 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS | Management | | No Action | | | |
| | 4.4.2 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN | Management | | No Action | | | |
| | 4.4.3 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR JEAN-PIERRE ROTH | Management | | No Action | | | |
| | 4.4.4 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER | Management | | No Action | | | |
| | 4.5 | ELECTION OF THE STATUTORY AUDITORS: KPMG SA, GENEVA BRANCH | Management | | No Action | | | |
| | 4.6 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | | No Action | | | |
| | 5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | | No Action | | | |
| | 5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | | No Action | | | |
| | 6 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOUR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | | No Action | | | |
| | CMMT | PLEASE FIND BELOW THE LINK FOR NESTLE IN SOCIETY CREATING SHARED VALUE AND-MEETING OUR COMMITMENTS 2016:- http://www.nestle.com/asset- library/documents/library/documents/corporate_soci- al_responsibility/nestle-in-society-summary-report-2016- en.pdf | Non-Voting | | | | | |
| | H.B. FULLER COMPANY | |
| | Security | 359694106 | | | | Meeting Type | Annual |
| | Ticker Symbol | FUL | | | | Meeting Date | 06-Apr-2017 |
| | ISIN | US3596941068 | | | | Agenda | 934531460 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | J. MICHAEL LOSH | | | | Withheld | | Against | |
| | | | 2 | LEE R. MITAU | | | | Withheld | | Against | |
| | | | 3 | R. WILLIAM VAN SANT | | | | Withheld | | Against | |
| | 2. | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. | Management | | For | | For | |
| | 3. | A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | |
| | 4. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 2, 2017. | Management | | For | | For | |
| | CNH INDUSTRIAL N V | |
| | Security | N20944109 | | | | Meeting Type | Annual |
| | Ticker Symbol | CNHI | | | | Meeting Date | 14-Apr-2017 |
| | ISIN | NL0010545661 | | | | Agenda | 934539911 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 2C. | ADOPTION OF THE 2016 ANNUAL FINANCIAL STATEMENTS. | Management | | For | | For | |
| | 2D. | DETERMINATION AND DISTRIBUTION OF DIVIDEND. | Management | | For | | For | |
| | 2E. | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS AND THE NON- EXECUTIVE DIRECTORS OF THE BOARD. | Management | | For | | For | |
| | 3A. | RE-APPOINTMENT OF DIRECTOR: SERGIO MARCHIONNE (EXECUTIVE DIRECTOR) | Management | | Against | | Against | |
| | 3B. | RE-APPOINTMENT OF DIRECTOR: RICHARD J. TOBIN (EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3C. | RE-APPOINTMENT OF DIRECTOR: MINA GEROWIN (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3D. | RE-APPOINTMENT OF DIRECTOR: SUZANNE HEYWOOD (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3E. | RE-APPOINTMENT OF DIRECTOR: LEO W. HOULE (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3F. | RE-APPOINTMENT OF DIRECTOR: PETER KALANTZIS (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3G. | RE-APPOINTMENT OF DIRECTOR: JOHN B. LANAWAY (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3H. | RE-APPOINTMENT OF DIRECTOR: SILKE C. SCHEIBER (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3I. | RE-APPOINTMENT OF DIRECTOR: GUIDO TABELLINI (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3J. | RE-APPOINTMENT OF DIRECTOR: JACQUELINE A. TAMMENOMS BAKKER (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3K. | RE-APPOINTMENT OF DIRECTOR: JACQUES THEURILLAT (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 4. | REPLACEMENT OF THE EXISTING DELEGATION TO THE BOARD OF DIRECTORS OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY. | Management | | For | | For | |
| | 5. | AMENDMENT TO THE NON-EXECUTIVE DIRECTORS' COMPENSATION PLAN AND CONSEQUENT AMENDMENT OF THE REMUNERATION POLICY. | Management | | For | | For | |
| | CNH INDUSTRIAL N V | |
| | Security | N20944109 | | | | Meeting Type | Annual |
| | Ticker Symbol | CNHI | | | | Meeting Date | 14-Apr-2017 |
| | ISIN | NL0010545661 | | | | Agenda | 934554987 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 2C. | ADOPTION OF THE 2016 ANNUAL FINANCIAL STATEMENTS. | Management | | For | | For | |
| | 2D. | DETERMINATION AND DISTRIBUTION OF DIVIDEND. | Management | | For | | For | |
| | 2E. | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS AND THE NON- EXECUTIVE DIRECTORS OF THE BOARD. | Management | | For | | For | |
| | 3A. | RE-APPOINTMENT OF DIRECTOR: SERGIO MARCHIONNE (EXECUTIVE DIRECTOR) | Management | | Against | | Against | |
| | 3B. | RE-APPOINTMENT OF DIRECTOR: RICHARD J. TOBIN (EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3C. | RE-APPOINTMENT OF DIRECTOR: MINA GEROWIN (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3D. | RE-APPOINTMENT OF DIRECTOR: SUZANNE HEYWOOD (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3E. | RE-APPOINTMENT OF DIRECTOR: LEO W. HOULE (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3F. | RE-APPOINTMENT OF DIRECTOR: PETER KALANTZIS (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3G. | RE-APPOINTMENT OF DIRECTOR: JOHN B. LANAWAY (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3H. | RE-APPOINTMENT OF DIRECTOR: SILKE C. SCHEIBER (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3I. | RE-APPOINTMENT OF DIRECTOR: GUIDO TABELLINI (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3J. | RE-APPOINTMENT OF DIRECTOR: JACQUELINE A. TAMMENOMS BAKKER (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 3K. | RE-APPOINTMENT OF DIRECTOR: JACQUES THEURILLAT (NON-EXECUTIVE DIRECTOR) | Management | | For | | For | |
| | 4. | REPLACEMENT OF THE EXISTING DELEGATION TO THE BOARD OF DIRECTORS OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY. | Management | | For | | For | |
| | 5. | AMENDMENT TO THE NON-EXECUTIVE DIRECTORS' COMPENSATION PLAN AND CONSEQUENT AMENDMENT OF THE REMUNERATION POLICY. | Management | | For | | For | |
| | GENUINE PARTS COMPANY | |
| | Security | 372460105 | | | | Meeting Type | Annual |
| | Ticker Symbol | GPC | | | | Meeting Date | 24-Apr-2017 |
| | ISIN | US3724601055 | | | | Agenda | 934535040 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | ELIZABETH W. CAMP | | | | For | | For | |
| | | | 2 | PAUL D. DONAHUE | | | | For | | For | |
| | | | 3 | GARY P. FAYARD | | | | For | | For | |
| | | | 4 | THOMAS C. GALLAGHER | | | | For | | For | |
| | | | 5 | JOHN R. HOLDER | | | | For | | For | |
| | | | 6 | DONNA W. HYLAND | | | | For | | For | |
| | | | 7 | JOHN D. JOHNS | | | | For | | For | |
| | | | 8 | ROBERT C. LOUDERMILK JR | | | | For | | For | |
| | | | 9 | WENDY B. NEEDHAM | | | | For | | For | |
| | | | 10 | JERRY W. NIX | | | | For | | For | |
| | | | 11 | E. JENNER WOOD III | | | | For | | For | |
| | 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | 3. | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | |
| | 4. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 . | Management | | For | | For | |
| | VIVENDI SA, PARIS | |
| | Security | F97982106 | | | | Meeting Type | MIX |
| | Ticker Symbol | | | | | Meeting Date | 25-Apr-2017 |
| | ISIN | FR0000127771 | | | | Agenda | 707827359 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | | | | | |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | | | | | |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | | | | | |
| | O.1 | APPROVAL OF THE ANNUAL REPORTS AND FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management | | For | | For | |
| | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS FOR THE 2016 FINANCIAL YEAR | Management | | For | | For | |
| | O.3 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS IN RELATION TO THE REGULATED AGREEMENTS AND COMMITMENTS | Management | | For | | For | |
| | O.4 | ALLOCATION OF INCOME FOR THE 2016 FINANCIAL YEAR, SETTING OF THE DIVIDEND AND ITS PAYMENT DATE: EUR 0.40 PER SHARE | Management | | For | | For | |
| | O.5 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR VINCENT BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD, FOR THE 2016 FINANCIAL YEAR | Management | | For | | For | |
| | O.6 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management | | For | | For | |
| | O.7 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR FREDERIC CREPIN, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management | | For | | For | |
| | O.8 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR SIMON GILLHAM, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management | | For | | For | |
| | O.9 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR HERVE PHILIPPE, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management | | For | | For | |
| | O.10 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR STEPHANE ROUSSEL, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management | | For | | For | |
| | O.11 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF EVERY KIND PAYABLE BECAUSE OF THEIR MANDATE TO MEMBERS OF THE SUPERVISORY BOARD AND ITS CHAIRMAN | Management | | For | | For | |
| | O.12 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF EVERY KIND PAYABLE BECAUSE OF HIS MANDATE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | O.13 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF EVERY KIND PAYABLE BECAUSE OF THEIR MANDATE TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | O.14 | RATIFICATION OF THE COOPTATION OF MR YANNICK BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | O.15 | RENEWAL OF THE TERM OF MR VINCENT BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | O.16 | APPOINTMENT OF MS VERONIQUE DRIOT- ARGENTIN AS A MEMBER OF THE SUPERVISORY BOARD | Management | | Against | | Against | |
| | O.17 | APPOINTMENT OF MS SANDRINE LE BIHAN, REPRESENTING SHAREHOLDER EMPLOYEES, AS A MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | O.18 | APPOINTMENT OF DELOITTE & ASSOCIATES AS STATUTORY AUDITOR | Management | | For | | For | |
| | O.19 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | | Against | | Against | |
| | E.20 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY MEANS OF CANCELLING SHARES | Management | | For | | For | |
| | E.21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, THE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY OTHER SECURITIES GRANTING ACCESS TO THE COMPANY'S EQUITY SECURITIES, WITHIN THE LIMIT OF A NOMINAL CEILING OF 750 MILLION EUROS | Management | | Against | | Against | |
| | E.22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ITEMS, WITHIN THE LIMIT OF A NOMINAL CEILING OF 375 MILLION EUROS | Management | | Against | | Against | |
| | E.23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF EMPLOYEES AND RETIRED STAFF WHO ARE MEMBERS OF A GROUP SAVINGS SCHEME, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | | For | | For | |
| | E.24 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF EMPLOYEES OF VIVENDI'S FOREIGN SUBSIDIARIES WHO ARE MEMBERS OF A GROUP SAVINGS SCHEME AND TO ESTABLISH ANY EQUIVALENT MECHANISM, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | | For | | For | |
| | E.25 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | | For | | For | |
| | CMMT | 13 MAR 2017: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- [http://www.journal- officiel.gouv.fr//pdf/2017/0310/201703101700521.pdf] AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | |
| | DANONE SA, PARIS | |
| | Security | F12033134 | | | | Meeting Type | MIX |
| | Ticker Symbol | | | | | Meeting Date | 27-Apr-2017 |
| | ISIN | FR0000120644 | | | | Agenda | 707794839 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | | | | | |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | | | | | |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2017/0227/201702271700367.pdf | Non-Voting | | | | | |
| | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | | For | | For | |
| | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | | For | | For | |
| | O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND SETTING OF DIVIDEND AT 1.70 EUROS PER SHARE | Management | | For | | For | |
| | O.4 | OPTION FOR PAYMENT OF DIVIDEND IN SHARES | Management | | For | | For | |
| | O.5 | RENEWAL OF THE TERM OF MS GAELLE OLIVIER AS DIRECTOR | Management | | For | | For | |
| | O.6 | RENEWAL OF THE TERM OF MS ISABELLE SEILLIER AS DIRECTOR | Management | | For | | For | |
| | O.7 | RENEWAL OF THE TERM OF MR JEAN-MICHEL SEVERINO AS DIRECTOR | Management | | For | | For | |
| | O.8 | RENEWAL OF THE TERM OF MR LIONEL ZINSOU- DERLIN AS DIRECTOR | Management | | For | | For | |
| | O.9 | APPOINTMENT OF MR GREGG L. ENGLES AS DIRECTOR | Management | | Against | | Against | |
| | O.10 | APPROVAL OF AGREEMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE ENTERED INTO BY THE COMPANY AND THE J.P. MORGAN GROUP | Management | | For | | For | |
| | O.11 | REVIEW OF THE COMPENSATION OWED OR PAID TO MR FRANCK RIBOUD, PRESIDENT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | | For | | For | |
| | O.12 | REVIEW OF THE COMPENSATION OWED OR PAID TO MR EMMANUEL FABER, MANAGING DIRECTOR, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | | For | | For | |
| | O.13 | APPROVAL OF THE REMUNERATION POLICY FOR THE PRESIDENT OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | O.14 | APPROVAL OF THE REMUNERATION POLICY FOR THE EXECUTIVE OFFICERS | Management | | For | | For | |
| | O.15 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER THE COMPANY'S SHARES | Management | | For | | For | |
| | E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | | For | | For | |
| | E.17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BUT WITH AN OBLIGATION TO GRANT A RIGHT OF PRIORITY | Management | | For | | For | |
| | E.18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | | For | | For | |
| | E.19 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | | For | | For | |
| | E.20 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, WITH A VIEW TO REMUNERATING CONTRIBUTIONS-IN-KIND MADE TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | | For | | For | |
| | E.21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY THE INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER SUMS WHOSE CAPITALISATION WOULD BE PERMITTED | Management | | For | | For | |
| | E.22 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES RESERVED FOR EMPLOYEES PARTICIPATING IN A COMPANY SAVINGS SCHEME AND/OR RESERVED SALES OF SECURITIES, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | | For | | For | |
| | E.23 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE EXISTING COMPANY SHARES OR SHARES TO BE ISSUED BY THE COMPANY, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | | For | | For | |
| | E.24 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY THE CANCELLATION OF SHARES | Management | | For | | For | |
| | E.25 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | | For | | For | |
| | UNILEVER PLC | |
| | Security | 904767704 | | | | Meeting Type | Annual |
| | Ticker Symbol | UL | | | | Meeting Date | 27-Apr-2017 |
| | ISIN | US9047677045 | | | | Agenda | 934557781 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | | For | | For | |
| | 2. | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | | For | | For | |
| | 3. | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | | For | | For | |
| | 4. | TO APPROVE THE UNILEVER SHARE PLAN 2017 | Management | | For | | For | |
| | 5. | TO RE-ELECT MR N S ANDERSEN AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 6. | TO RE-ELECT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 7. | TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 8. | TO RE-ELECT DR M DEKKERS AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 9. | TO RE-ELECT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 10. | TO RE-ELECT DR J HARTMANN AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 11. | TO RE-ELECT MS M MA AS A NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 12. | TO RE-ELECT MR S MASIYIWA AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 13. | TO RE-ELECT PROFESSOR Y MOON AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 14. | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 15. | TO RE-ELECT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 16. | TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 17. | TO RE-ELECT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 18. | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | | For | | For | |
| | 19. | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | | For | | For | |
| | 20. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | | For | | For | |
| | 21. | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | | For | | For | |
| | 22. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | | For | | For | |
| | 23. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | | For | | For | |
| | 24. | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | | For | | For | |
| | 25. | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | | For | | For | |
| | MAPLE LEAF FOODS INC. | |
| | Security | 564905107 | | | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | MLFNF | | | | Meeting Date | 27-Apr-2017 |
| | ISIN | CA5649051078 | | | | Agenda | 934572618 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 01 | DIRECTOR | Management | | | | | |
| | | | 1 | WILLIAM E. AZIZ | | | | For | | For | |
| | | | 2 | W. GEOFFREY BEATTIE | | | | For | | For | |
| | | | 3 | RONALD G. CLOSE | | | | For | | For | |
| | | | 4 | HON. DAVID L. EMERSON | | | | For | | For | |
| | | | 5 | JEAN M. FRASER | | | | For | | For | |
| | | | 6 | JOHN A. LEDERER | | | | For | | For | |
| | | | 7 | MICHAEL H. MCCAIN | | | | For | | For | |
| | | | 8 | JAMES P. OLSON | | | | For | | For | |
| | | | 9 | CAROL M. STEPHENSON | | | | For | | For | |
| | 02 | APPOINTMENT OF KPMG LLP, AS AUDITORS OF MAPLE LEAF FOODS INC. FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | | For | | For | |
| | 03 | TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, MAPLE LEAF FOODS INC.'S APPROACH TO EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | KELLOGG COMPANY | |
| | Security | 487836108 | | | | Meeting Type | Annual |
| | Ticker Symbol | K | | | | Meeting Date | 28-Apr-2017 |
| | ISIN | US4878361082 | | | | Agenda | 934543061 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | JOHN BRYANT | | | | For | | For | |
| | | | 2 | STEPHANIE BURNS | | | | For | | For | |
| | | | 3 | RICHARD DREILING | | | | For | | For | |
| | | | 4 | LA JUNE M. TABRON | | | | For | | For | |
| | 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | | For | | For | |
| | 5. | APPROVAL OF THE KELLOGG COMPANY 2017 LONG-TERM INCENTIVE PLAN. | Management | | For | | For | |
| | 3. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | |
| | 6. | SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO AMEND PROXY ACCESS. | Shareholder | | For | | Against | |
| | AMERICAN EXPRESS COMPANY | |
| | Security | 025816109 | | | | Meeting Type | Annual |
| | Ticker Symbol | AXP | | | | Meeting Date | 01-May-2017 |
| | ISIN | US0258161092 | | | | Agenda | 934545231 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: URSULA M. BURNS | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: PETER CHERNIN | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: RALPH DE LA VEGA | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: ANNE L. LAUVERGEON | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: MICHAEL O. LEAVITT | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: THEODORE J. LEONSIS | Management | | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: RICHARD C. LEVIN | Management | | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: SAMUEL J. PALMISANO | Management | | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: DANIEL L. VASELLA | Management | | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | | For | | For | |
| | 1N. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | | For | | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | | For | | For | |
| | 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | 4. | ADVISORY RESOLUTION TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | |
| | 5. | SHAREHOLDER PROPOSAL TO PERMIT SHAREHOLDERS TO ACT BY WRITTEN CONSENT. | Shareholder | | Against | | For | |
| | 6. | SHAREHOLDER PROPOSAL TO REQUIRE GENDER PAY EQUITY DISCLOSURE. | Shareholder | | Abstain | | Against | |
| | DISH NETWORK CORPORATION | |
| | Security | 25470M109 | | | | Meeting Type | Annual |
| | Ticker Symbol | DISH | | | | Meeting Date | 01-May-2017 |
| | ISIN | US25470M1099 | | | | Agenda | 934550511 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | GEORGE R. BROKAW | | | | Withheld | | Against | |
| | | | 2 | JAMES DEFRANCO | | | | For | | For | |
| | | | 3 | CANTEY M. ERGEN | | | | For | | For | |
| | | | 4 | CHARLES W. ERGEN | | | | For | | For | |
| | | | 5 | STEVEN R. GOODBARN | | | | For | | For | |
| | | | 6 | CHARLES M. LILLIS | | | | For | | For | |
| | | | 7 | AFSHIN MOHEBBI | | | | Withheld | | Against | |
| | | | 8 | DAVID K. MOSKOWITZ | | | | For | | For | |
| | | | 9 | TOM A. ORTOLF | | | | Withheld | | Against | |
| | | | 10 | CARL E. VOGEL | | | | Withheld | | Against | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | For | |
| | 3. | THE NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | 4. | THE NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | Against | |
| | FORTUNE BRANDS HOME & SECURITY, INC. | |
| | Security | 34964C106 | | | | Meeting Type | Annual |
| | Ticker Symbol | FBHS | | | | Meeting Date | 02-May-2017 |
| | ISIN | US34964C1062 | | | | Agenda | 934541601 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: A.D. DAVID MACKAY | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: DAVID M. THOMAS | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: NORMAN H. WESLEY | Management | | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | For | | For | |
| | ECHOSTAR CORPORATION | |
| | Security | 278768106 | | | | Meeting Type | Annual |
| | Ticker Symbol | SATS | | | | Meeting Date | 02-May-2017 |
| | ISIN | US2787681061 | | | | Agenda | 934545192 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | R. STANTON DODGE | | | | Withheld | | Against | |
| | | | 2 | MICHAEL T. DUGAN | | | | For | | For | |
| | | | 3 | CHARLES W. ERGEN | | | | For | | For | |
| | | | 4 | ANTHONY M. FEDERICO | | | | Withheld | | Against | |
| | | | 5 | PRADMAN P. KAUL | | | | For | | For | |
| | | | 6 | TOM A. ORTOLF | | | | Withheld | | Against | |
| | | | 7 | C. MICHAEL SCHROEDER | | | | Withheld | | Against | |
| | | | 8 | WILLIAM DAVID WADE | | | | For | | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | For | |
| | 3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | | For | |
| | 4. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, WHETHER A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Management | | 1 Year | | Against | |
| | 5. | TO APPROVE THE ECHOSTAR CORPORATION 2017 STOCK INCENTIVE PLAN. | Management | | Against | | Against | |
| | 6. | TO APPROVE THE ECHOSTAR CORPORATION 2017 NON-EMPLOYEE DIRECTOR STOCK INCENTIVE PLAN. | Management | | Against | | Against | |
| | 7. | TO APPROVE THE AMENDED AND RESTATED 2017 ECHOSTAR CORPORATION EMPLOYEE STOCK PURCHASE PLAN. | Management | | For | | For | |
| | CABLE ONE, INC. | |
| | Security | 12685J105 | | | | Meeting Type | Annual |
| | Ticker Symbol | CABO | | | | Meeting Date | 02-May-2017 |
| | ISIN | US12685J1051 | | | | Agenda | 934571084 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: WALLACE R. WEITZ | Management | | For | | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | | For | | For | |
| | 3. | TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS FOR 2016 ON AN ADVISORY BASIS | Management | | For | | For | |
| | 4. | TO SELECT THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION ON AN ADVISORY BASIS | Management | | 1 Year | | For | |
| | 5. | TO APPROVE THE AMENDED AND RESTATED CABLE ONE, INC. 2015 OMNIBUS INCENTIVE COMPENSATION PLAN | Management | | For | | For | |
| | INTERNATIONAL FLAVORS & FRAGRANCES INC. | |
| | Security | 459506101 | | | | Meeting Type | Annual |
| | Ticker Symbol | IFF | | | | Meeting Date | 03-May-2017 |
| | ISIN | US4595061015 | | | | Agenda | 934543605 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: MARCELLO V. BOTTOLI | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: DR. LINDA BUCK | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: MICHAEL L. DUCKER | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: DAVID R. EPSTEIN | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: ROGER W. FERGUSON, JR. | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: JOHN F. FERRARO | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: ANDREAS FIBIG | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: CHRISTINA GOLD | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. | Management | | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: KATHERINE M. HUDSON | Management | | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: DALE F. MORRISON | Management | | For | | For | |
| | 2. | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | | For | | For | |
| | 3. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS IN 2016. | Management | | For | | For | |
| | 4. | VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | |
| | 5. | APPROVE A FRENCH SUB-PLAN UNDER THE 2015 STOCK AWARD AND INCENTIVE PLAN. | Management | | For | | For | |
| | PEPSICO, INC. | |
| | Security | 713448108 | | | | Meeting Type | Annual |
| | Ticker Symbol | PEP | | | | Meeting Date | 03-May-2017 |
| | ISIN | US7134481081 | | | | Agenda | 934545419 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: CESAR CONDE | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: IAN M. COOK | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: DINA DUBLON | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: DAVID C. PAGE | Management | | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: ROBERT C. POHLAD | Management | | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: DARREN WALKER | Management | | For | | For | |
| | 1N. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | | For | | For | |
| | 3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | 4. | ADVISORY VOTE ON FREQUENCY OF FUTURE SHAREHOLDER ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | |
| | 5. | REPORT REGARDING PESTICIDE POLLUTION. | Shareholder | | For | | Against | |
| | 6. | IMPLEMENTATION OF HOLY LAND PRINCIPLES. | Shareholder | | For | | Against | |
| | KINNEVIK AB, STOCKHOLM | |
| | Security | W5139V109 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 08-May-2017 |
| | ISIN | SE0008373906 | | | | Agenda | 707968129 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | | | | | |
| | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | | | | |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | |
| | 1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | | | | | |
| | 2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | | | | | |
| | 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | | | | | |
| | 4 | APPROVAL OF THE AGENDA | Non-Voting | | | | | |
| | 5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | | | | | |
| | 6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | | | | | |
| | 7 | REMARKS BY THE CHAIRMAN OF THE BOARD | Non-Voting | | | | | |
| | 8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER | Non-Voting | | | | | |
| | 9 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT- AND OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | | | | | |
| | 10 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | | No Action | | | |
| | 11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: THE BOARD PROPOSES A DIVIDEND OF SEK 8.00 PER SHARE AND THAT THE RECORD DATE FOR DIVIDEND SHALL BE ON FRIDAY 12 MAY 2017. IF THE ANNUAL GENERAL MEETING RESOLVES IN ACCORDANCE WITH THE PROPOSAL, THE DIVIDEND IS ESTIMATED TO BE PAID OUT TO THE SHAREHOLDERS ON WEDNESDAY 17 MAY 2017. THE LAST TRADING DAY IN THE KINNEVIK SHARE INCLUDING THE RIGHT TO RECEIVE DIVIDEND WILL BE WEDNESDAY 10 MAY 2017, AND THE FIRST TRADING DAY IN THE KINNEVIK SHARE NOT INCLUDING A RIGHT TO RECEIVE DIVIDEND WILL BE THURSDAY 11 MAY 2017 | Management | | No Action | | | |
| | 12 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER | Management | | No Action | | | |
| | 13.A | RESOLUTION ON: AMENDMENTS OF THE ARTICLES OF ASSOCIATION: SECTION 6 | Management | | No Action | | | |
| | 13.B | RESOLUTION ON: DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD SHALL CONSIST OF ELEVEN MEMBERS | Management | | No Action | | | |
| | 14 | DETERMINATION OF THE REMUNERATION TO THE BOARD AND THE AUDITOR | Management | | No Action | | | |
| | 15.A | RE-ELECTION OF BOARD MEMBER: TOM BOARDMAN (PROPOSED BY THE NOMINATION COMMITTEE) | Management | | No Action | | | |
| | 15.B | RE-ELECTION OF BOARD MEMBER: ANDERS BORG (PROPOSED BY THE NOMINATION COMMITTEE) | Management | | No Action | | | |
| | 15.C | RE-ELECTION OF BOARD MEMBER: DAME AMELIA FAWCETT (PROPOSED BY THE NOMINATION COMMITTEE) | Management | | No Action | | | |
| | 15.D | RE-ELECTION OF BOARD MEMBER: WILHELM KLINGSPOR (PROPOSED BY THE NOMINATION COMMITTEE) | Management | | No Action | | | |
| | 15.E | RE-ELECTION OF BOARD MEMBER: LOTHAR LANZ (PROPOSED BY THE NOMINATION COMMITTEE) | Management | | No Action | | | |
| | 15.F | RE-ELECTION OF BOARD MEMBER: ERIK MITTEREGGER (PROPOSED BY THE NOMINATION COMMITTEE) | Management | | No Action | | | |
| | 15.G | RE-ELECTION OF BOARD MEMBER: MARIO QUEIROZ (PROPOSED BY THE NOMINATION COMMITTEE) | Management | | No Action | | | |
| | 15.H | RE-ELECTION OF BOARD MEMBER: JOHN SHAKESHAFT (PROPOSED BY THE NOMINATION COMMITTEE) | Management | | No Action | | | |
| | 15.I | RE-ELECTION OF BOARD MEMBER: CRISTINA STENBECK (PROPOSED BY THE NOMINATION COMMITTEE) | Management | | No Action | | | |
| | 15.J | ELECTION OF BOARD MEMBER: CYNTHIA GORDON (PROPOSED BY THE NOMINATION COMMITTEE) | Management | | No Action | | | |
| | 15.K | ELECTION OF BOARD MEMBER: HENRIK POULSEN (PROPOSED BY THE NOMINATION COMMITTEE) | Management | | No Action | | | |
| | 16 | ELECTION OF THE CHAIRMAN OF THE BOARD: TOM BOARDMAN | Management | | No Action | | | |
| | 17 | DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AUDITOR: IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, THE NOMINATION COMMITTEE PROPOSES THAT THE COMPANY SHALL HAVE ONE REGISTERED ACCOUNTING FIRM AS AUDITOR, AND THAT THE REGISTERED ACCOUNTING FIRM DELOITTE AB SHALL BE RE-ELECTED AS AUDITOR UNTIL THE CLOSE OF THE 2021 ANNUAL GENERAL MEETING. DELOITTE AB HAS INFORMED KINNEVIK THAT THE AUTHORISED PUBLIC ACCOUNTANT JAN BERNTSSON WILL CONTINUE AS AUDITOR-IN- CHARGE IF DELOITTE IS RE-ELECTED AS AUDITOR | Management | | No Action | | | |
| | 18 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE | Management | | No Action | | | |
| | 19 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION FOR SENIOR EXECUTIVES | Management | | No Action | | | |
| | CMMT | PLEASE NOTE THAT RESOLUTIONS 20.A TO 20.D ARE PROPOSED TO BE CONDITIONAL UPON-EACH OTHER AND THEREFORE PROPOSED TO BE ADOPTED IN CONNECTION WITH EACH-OTHER. THANK YOU. | Non-Voting | | | | | |
| | 20.A | RESOLUTION REGARDING A LONG-TERM, SHARE BASED, INCENTIVE PLAN, INCLUDING RESOLUTIONS REGARDING: ADOPTION OF THE PLAN | Management | | No Action | | | |
| | 20.B | RESOLUTION REGARDING A LONG-TERM, SHARE BASED, INCENTIVE PLAN, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF CLASS C SHARES | Management | | No Action | | | |
| | 20.C | RESOLUTION REGARDING A LONG-TERM, SHARE BASED, INCENTIVE PLAN, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE CLASS C SHARES | Management | | No Action | | | |
| | 20.D | RESOLUTION REGARDING A LONG-TERM, SHARE BASED, INCENTIVE PLAN, INCLUDING RESOLUTIONS REGARDING: TRANSFER OF OWN CLASS B SHARES TO THE PARTICIPANTS IN THE PLAN | Management | | No Action | | | |
| | 21 | RESOLUTION REGARDING A LONG-TERM, CASH BASED, INCENTIVE PLAN | Management | | No Action | | | |
| | 22 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES | Management | | No Action | | | |
| | 23 | RESOLUTION ON AMENDMENTS OF THE ARTICLES OF ASSOCIATION: SECTION 2, SECOND PARAGRAPH AND SECTION 10 | Management | | No Action | | | |
| | CMMT | THE BOARD OF DIRECTORS DOES NOT MAKE ANY RECOMMENDATION ON THE RESOLUTION- NUMBERS 24.A TO 24.R | Non-Voting | | | | | |
| | 24.A | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: ADOPT A ZERO TOLERANCE POLICY REGARDING ACCIDENTS AT WORK FOR BOTH THE COMPANY AND ITS PORTFOLIO COMPANIES | Management | | No Action | | | |
| | 24.B | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: INSTRUCT THE BOARD TO SET UP A WORKING GROUP TO IMPLEMENT THIS ZERO TOLERANCE POLICY | Management | | No Action | | | |
| | 24.C | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: SUBMIT A REPORT OF THE RESULTS IN WRITING EACH YEAR TO THE ANNUAL GENERAL MEETING, AS A SUGGESTION, BY INCLUDING THE REPORT IN THE PRINTED VERSION OF THE ANNUAL REPORT | Management | | No Action | | | |
| | 24.D | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: ADOPT A VISION ON ABSOLUTE EQUALITY BETWEEN MEN AND WOMEN ON ALL LEVELS WITHIN BOTH THE COMPANY AND ITS PORTFOLIO COMPANIES | Management | | No Action | | | |
| | 24.E | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: INSTRUCT THE BOARD TO SET UP A WORKING GROUP WITH THE TASK OF IMPLEMENTING THIS VISION IN THE LONG-TERM AND CLOSELY MONITOR THE DEVELOPMENT BOTH REGARDING EQUALITY AND ETHNICITY | Management | | No Action | | | |
| | 24.F | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: SUBMIT A REPORT IN WRITING EACH YEAR TO THE ANNUAL GENERAL MEETING, AS A SUGGESTION, BY INCLUDING THE REPORT IN THE PRINTED VERSION OF THE ANNUAL REPORT | Management | | No Action | | | |
| | 24.G | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: INSTRUCT THE BOARD TO TAKE NECESSARY ACTIONS TO SET UP A SHAREHOLDERS' ASSOCIATION IN THE COMPANY | Management | | No Action | | | |
| | 24.H | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: DISALLOW MEMBERS OF THE BOARD TO INVOICE THEIR BOARD REMUNERATION THROUGH A LEGAL PERSON, SWEDISH OR FOREIGN | Management | | No Action | | | |
| | 24.I | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: INSTRUCT THE NOMINATION COMMITTEE THAT DURING THE PERFORMANCE OF THEIR TASKS THEY SHALL PAY PARTICULAR ATTENTION TO QUESTIONS RELATED TO ETHICS, GENDER AND ETHNICITY | Management | | No Action | | | |
| | 24.J | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: IN RELATION TO ITEM (H) ABOVE, INSTRUCT THE BOARD TO APPROACH THE COMPETENT AUTHORITY, THE SWEDISH TAX AGENCY OR THE SWEDISH GOVERNMENT TO DRAW THEIR ATTENTION TO THE DESIRABILITY OF CHANGES IN THE REGULATION IN THIS AREA, IN ORDER TO PREVENT TAX EVASION | Management | | No Action | | | |
| | 24.K | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: AMEND THE ARTICLES OF ASSOCIATION (SECTION 4 LAST PARAGRAPH) IN THE FOLLOWING WAY. SHARES OF SERIES A AS WELL AS SERIES B AND SERIES C, SHALL ENTITLE TO (1) VOTE | Management | | No Action | | | |
| | 24.L | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: INSTRUCT THE BOARD TO APPROACH THE SWEDISH GOVERNMENT, AND DRAW THE GOVERNMENT'S ATTENTION TO THE DESIRABILITY OF CHANGING THE SWEDISH COMPANIES ACT IN ORDER TO ABOLISH THE POSSIBILITY TO HAVE DIFFERENTIATED VOTING POWERS IN SWEDISH LIMITED LIABILITY COMPANIES | Management | | No Action | | | |
| | 24.M | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: AMEND THE ARTICLES OF ASSOCIATION (SECTION 6) BY ADDING TWO NEW PARAGRAPHS IN ACCORDANCE WITH THE FOLLOWING. FORMER MINISTERS OF STATE MAY NOT BE ELECTED AS MEMBERS OF THE BOARD UNTIL TWO (2) YEARS HAVE PASSED SINCE HE/SHE RESIGNED FROM THE ASSIGNMENT. OTHER FULL-TIME POLITICIANS, PAID BY PUBLIC RESOURCES, MAY NOT BE ELECTED AS MEMBERS OF THE BOARD UNTIL ONE (1) YEAR HAS PASSED FROM THE TIME THAT HE/SHE RESIGNED FROM THE ASSIGNMENT, IF NOT EXTRAORDINARY REASONS JUSTIFY A DIFFERENT CONCLUSION | Management | | No Action | | | |
| | 24.N | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: INSTRUCT THE BOARD TO APPROACH THE SWEDISH GOVERNMENT AND DRAW ITS ATTENTION TO THE NEED FOR A NATIONAL PROVISION REGARDING SO CALLED COOLING OFF PERIODS FOR POLITICIANS | Management | | No Action | | | |
| | 24.O | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: INSTRUCT THE BOARD TO PREPARE A PROPOSAL REGARDING REPRESENTATION ON THE BOARD AND NOMINATION COMMITTEES FOR THE SMALL AND MEDIUM SIZED SHAREHOLDERS TO BE RESOLVED UPON AT THE 2018 ANNUAL GENERAL MEETING | Management | | No Action | | | |
| | 24.P | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: INSTRUCT THE BOARD TO APPROACH THE SWEDISH GOVERNMENT AND DRAW THE GOVERNMENT'S ATTENTION TO THE DESIRABILITY OF A REFORM IN THIS AREA | Management | | No Action | | | |
| | 24.Q | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: CARRY OUT A SPECIAL EXAMINATION OF THE INTERNAL AS WELL AS THE EXTERNAL ENTERTAINMENT IN THE COMPANY | Management | | No Action | | | |
| | 24.R | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSALS: INSTRUCT THE BOARD TO PREPARE A PROPOSAL OF A POLICY IN THIS AREA, A POLICY THAT SHALL BE MODEST, TO BE RESOLVED UPON AT THE 2018 ANNUAL GENERAL MEETING | Management | | No Action | | | |
| | 25 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | | | | | |
| | O'REILLY AUTOMOTIVE, INC. | |
| | Security | 67103H107 | | | | Meeting Type | Annual |
| | Ticker Symbol | ORLY | | | | Meeting Date | 09-May-2017 |
| | ISIN | US67103H1077 | | | | Agenda | 934560930 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: DAVID O'REILLY | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: CHARLES H. O'REILLY, JR. | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: LARRY O'REILLY | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: ROSALIE O'REILLY WOOTEN | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JAY D. BURCHFIELD | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: PAUL R. LEDERER | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JOHN R. MURPHY | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: RONALD RASHKOW | Management | | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY ON PAY VOTES. | Management | | 1 Year | | For | |
| | 4. | APPROVAL OF THE 2017 INCENTIVE AWARD PLAN. | Management | | For | | For | |
| | 5. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | For | |
| | 6. | SHAREHOLDER PROPOSAL ENTITLED "SPECIAL SHAREOWNER MEETINGS." | Shareholder | | Against | | For | |
| | CVS HEALTH CORPORATION | |
| | Security | 126650100 | | | | Meeting Type | Annual |
| | Ticker Symbol | CVS | | | | Meeting Date | 10-May-2017 |
| | ISIN | US1266501006 | | | | Agenda | 934558707 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | | For | | For | |
| | 2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2017. | Management | | For | | For | |
| | 3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | 4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | | 1 Year | | For | |
| | 5. | PROPOSAL TO APPROVE THE 2017 INCENTIVE COMPENSATION PLAN. | Management | | For | | For | |
| | 6. | STOCKHOLDER PROPOSAL REGARDING THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL MEETINGS OF STOCKHOLDERS. | Shareholder | | For | | Against | |
| | 7. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. | Shareholder | | For | | Against | |
| | 8. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY TARGETS. | Shareholder | | For | | Against | |
| | XYLEM INC. | |
| | Security | 98419M100 | | | | Meeting Type | Annual |
| | Ticker Symbol | XYL | | | | Meeting Date | 10-May-2017 |
| | ISIN | US98419M1009 | | | | Agenda | 934563203 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD, PH.D. | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: ROBERT F. FRIEL | Management | | Against | | Against | |
| | 1C. | ELECTION OF DIRECTOR: STEN E. JAKOBSSON | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: SURYA N. MOHAPATRA, PH.D. | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: JEROME A. PERIBERE | Management | | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | | For | |
| | 4. | MANAGEMENT PROPOSAL : APPROVAL OF AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND THE BY-LAWS. | Management | | For | | For | |
| | ZOETIS INC. | |
| | Security | 98978V103 | | | | Meeting Type | Annual |
| | Ticker Symbol | ZTS | | | | Meeting Date | 11-May-2017 |
| | ISIN | US98978V1035 | | | | Agenda | 934559634 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: GREGORY NORDEN | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: LOUISE M. PARENT | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION (SAY ON PAY). | Management | | For | | For | |
| | 3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | | For | | For | |
| | REPUBLIC SERVICES, INC. | |
| | Security | 760759100 | | | | Meeting Type | Annual |
| | Ticker Symbol | RSG | | | | Meeting Date | 12-May-2017 |
| | ISIN | US7607591002 | | | | Agenda | 934562061 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: MANUEL KADRE | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: TOMAGO COLLINS | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: WILLIAM J. FLYNN | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: THOMAS W. HANDLEY | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JENNIFER M. KIRK | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: MICHAEL LARSON | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: DONALD W. SLAGER | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: JOHN M. TRANI | Management | | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: SANDRA M. VOLPE | Management | | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | For | | For | |
| | 3. | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | 1 Year | | For | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | | For | | For | |
| | WATTS WATER TECHNOLOGIES, INC. | |
| | Security | 942749102 | | | | Meeting Type | Annual |
| | Ticker Symbol | WTS | | | | Meeting Date | 17-May-2017 |
| | ISIN | US9427491025 | | | | Agenda | 934561805 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | ROBERT L. AYERS | | | | For | | For | |
| | | | 2 | CHRISTOPHER L. CONWAY | | | | For | | For | |
| | | | 3 | DAVID A. DUNBAR | | | | For | | For | |
| | | | 4 | JES MUNK HANSEN | | | | For | | For | |
| | | | 5 | W. CRAIG KISSEL | | | | For | | For | |
| | | | 6 | JOSEPH T. NOONAN | | | | For | | For | |
| | | | 7 | ROBERT J. PAGANO, JR. | | | | For | | For | |
| | | | 8 | MERILEE RAINES | | | | For | | For | |
| | | | 9 | JOSEPH W. REITMEIER | | | | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | For | | For | |
| | 3. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE NAMED EXECUTIVE OFFICER COMPENSATION VOTES. | Management | | 1 Year | | For | |
| | 4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | | For | | For | |
| | MACQUARIE INFRASTRUCTURE CORPORATION | |
| | Security | 55608B105 | | | | Meeting Type | Annual |
| | Ticker Symbol | MIC | | | | Meeting Date | 17-May-2017 |
| | ISIN | US55608B1052 | | | | Agenda | 934561879 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: NORMAN H. BROWN, JR. | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: GEORGE W. CARMANY, III | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: RONALD KIRK | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: H.E. (JACK) LENTZ | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: OUMA SANANIKONE | Management | | For | | For | |
| | 2. | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | For | |
| | 3. | THE APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | 4. | THE APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | |
| | MONDELEZ INTERNATIONAL, INC. | |
| | Security | 609207105 | | | | Meeting Type | Annual |
| | Ticker Symbol | MDLZ | | | | Meeting Date | 17-May-2017 |
| | ISIN | US6092071058 | | | | Agenda | 934563900 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JORGE S. MESQUITA | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: CHRISTIANA S. SHI | Management | | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: PATRICK T. SIEWERT | Management | | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: JEAN-FRANCOIS M. L. VAN BOXMEER | Management | | Against | | Against | |
| | 2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | | Against | | Against | |
| | 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | |
| | 5. | SHAREHOLDER PROPOSAL: REPORT ON NON- RECYCLABLE PACKAGING. | Shareholder | | For | | Against | |
| | 6. | SHAREHOLDER PROPOSAL: CREATE A COMMITTEE TO PREPARE A REPORT REGARDING THE IMPACT OF PLANT CLOSURES ON COMMUNITIES AND ALTERNATIVES. | Shareholder | | For | | Against | |
| | TENNECO INC. | |
| | Security | 880349105 | | | | Meeting Type | Annual |
| | Ticker Symbol | TEN | | | | Meeting Date | 17-May-2017 |
| | ISIN | US8803491054 | | | | Agenda | 934568784 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: THOMAS C. FREYMAN | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: BRIAN J. KESSELER | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: DENNIS J. LETHAM | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: JAMES S. METCALF | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: ROGER B. PORTER | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: DAVID B. PRICE, JR. | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: GREGG M. SHERRILL | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: PAUL T. STECKO | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: JANE L. WARNER | Management | | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: ROGER J. WOOD | Management | | For | | For | |
| | 2. | RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2017. | Management | | For | | For | |
| | 3. | APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY VOTE. | Management | | For | | For | |
| | 4. | APPROVE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION IN AN ADVISORY VOTE. | Management | | 1 Year | | For | |
| | HERC HOLDINGS INC. | |
| | Security | 42704L104 | | | | Meeting Type | Annual |
| | Ticker Symbol | HRI | | | | Meeting Date | 18-May-2017 |
| | ISIN | US42704L1044 | | | | Agenda | 934562059 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: LAWRENCE H. SILBER | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: JAMES H. BROWNING | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: PATRICK D. CAMPBELL | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: MICHAEL A. KELLY | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: COURTNEY MATHER | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: STEPHEN A. MONGILLO | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: LOUIS J. PASTOR | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: MARY PAT SALOMONE | Management | | For | | For | |
| | 2. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | | For | | For | |
| | 3. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE FREQUENCY OF HOLDING A NON-BINDING ADVISORY VOTE ON THE NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | | 1 Year | | For | |
| | 4. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2017. | Management | | For | | For | |
| | EBAY INC. | |
| | Security | 278642103 | | | | Meeting Type | Annual |
| | Ticker Symbol | EBAY | | | | Meeting Date | 18-May-2017 |
| | ISIN | US2786421030 | | | | Agenda | 934572074 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: FRED D. ANDERSON JR. | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ANTHONY J. BATES | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: LOGAN D. GREEN | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: BONNIE S. HAMMER | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: KATHLEEN C. MITIC | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: PAUL S. PRESSLER | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: ROBERT H. SWAN | Management | | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: THOMAS J. TIERNEY | Management | | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: PERRY M. TRAQUINA | Management | | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: DEVIN N. WENIG | Management | | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE THE FREQUENCY WITH WHICH THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION SHOULD BE HELD. | Management | | 1 Year | | For | |
| | 4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | | For | | For | |
| | 5. | CONSIDERATION OF A STOCKHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | | For | | Against | |
| | FLOWSERVE CORPORATION | |
| | Security | 34354P105 | | | | Meeting Type | Annual |
| | Ticker Symbol | FLS | | | | Meeting Date | 18-May-2017 |
| | ISIN | US34354P1057 | | | | Agenda | 934575070 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | R. SCOTT ROWE | | | | For | | For | |
| | | | 2 | LEIF E. DARNER | | | | For | | For | |
| | | | 3 | GAYLA J. DELLY | | | | For | | For | |
| | | | 4 | ROGER L. FIX | | | | For | | For | |
| | | | 5 | JOHN R. FRIEDERY | | | | For | | For | |
| | | | 6 | JOE E. HARLAN | | | | For | | For | |
| | | | 7 | RICK J. MILLS | | | | For | | For | |
| | | | 8 | DAVID E. ROBERTS | | | | For | | For | |
| | 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | | Against | | Against | |
| | 3. | ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | |
| | 4. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | | For | | For | |
| | 5. | A SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO AMEND THE PROXY ACCESS BYLAWS TO INCREASE THE NUMBER OF SHAREHOLDERS ABLE TO AGGREGATE THEIR SHARES TO MEET OWNERSHIP REQUIREMENTS. | Shareholder | | For | | Against | |
| | 6. | ELECTION OF RUBY CHANDY AS DIRECTOR - 2018 | Management | | For | | For | |
| | LORAL SPACE & COMMUNICATIONS INC. | |
| | Security | 543881106 | | | | Meeting Type | Annual |
| | Ticker Symbol | LORL | | | | Meeting Date | 18-May-2017 |
| | ISIN | US5438811060 | | | | Agenda | 934593650 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | JOHN D. HARKEY, JR. | | | | Withheld | | Against | |
| | | | 2 | MICHAEL B. TARGOFF | | | | For | | For | |
| | 2. | ACTING UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | | For | | For | |
| | 3. | ACTING UPON A PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT. | Management | | For | | For | |
| | 4. | ACTING UPON A PROPOSAL TO SELECT, ON A NON- BINDING, ADVISORY BASIS, THE FREQUENCY OF FUTURE NON-BINDING, ADVISORY VOTES ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | For | |
| | WASTE CONNECTIONS, INC. | |
| | Security | 94106B101 | | | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | WCN | | | | Meeting Date | 23-May-2017 |
| | ISIN | CA94106B1013 | | | | Agenda | 934596149 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 01 | DIRECTOR | Management | | | | | |
| | | | 1 | RONALD J. MITTELSTAEDT | | | | For | | For | |
| | | | 2 | ROBERT H. DAVIS | | | | For | | For | |
| | | | 3 | EDWARD E. GUILLET | | | | For | | For | |
| | | | 4 | MICHAEL W. HARLAN | | | | For | | For | |
| | | | 5 | LARRY S. HUGHES | | | | For | | For | |
| | | | 6 | SUSAN LEE | | | | For | | For | |
| | | | 7 | WILLIAM J. RAZZOUK | | | | For | | For | |
| | 02 | APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE CLOSE OF THE 2018 ANNUAL MEETING OF SHAREHOLDERS OF THE COMPANY AND AUTHORIZATION OF OUR BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | | For | |
| | 03 | APPROVAL OF A SPECIAL RESOLUTION AUTHORIZING AN AMENDMENT TO THE COMPANY'S ARTICLES OF AMALGAMATION PURSUANT TO SECTION 168(1)(H) OF THE BUSINESS CORPORATIONS ACT (ONTARIO) TO CHANGE THE NUMBER OF COMMON SHARES, WHETHER ISSUED OR UNISSUED, ON A THREE-FOR-TWO BASIS, SUCH THAT, WHEN AND IF SUCH AMENDMENT IS GIVEN EFFECT, EVERY TWO COMMON SHARES WILL BECOME THREE COMMON SHARES. | Management | | For | | For | |
| | 04 | APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT ("SAY ON PAY"). | Management | | For | | For | |
| | 05 | APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF HOLDING FUTURE SAY ON PAY VOTES EVERY YEAR, EVERY TWO YEARS, OR EVERY THREE YEARS. | Management | | 1 Year | | For | |
| | PAYPAL HOLDINGS, INC. | |
| | Security | 70450Y103 | | | | Meeting Type | Annual |
| | Ticker Symbol | PYPL | | | | Meeting Date | 24-May-2017 |
| | ISIN | US70450Y1038 | | | | Agenda | 934589512 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: WENCES CASARES | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JONATHAN CHRISTODORO | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | | Against | | Against | |
| | 1D. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: BELINDA JOHNSON | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: GAIL J. MCGOVERN | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: DANIEL H. SCHULMAN | Management | | Against | | Against | |
| | 1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | | For | |
| | 3. | APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF STOCKHOLDERS WHO MAY, FOR PROXY ACCESS PURPOSES, AGGREGATE THEIR HOLDINGS FROM 15 TO 20. | Management | | For | | For | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2017. | Management | | For | | For | |
| | 5. | STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER WRITTEN CONSENT WITHOUT A MEETING. | Shareholder | | For | | Against | |
| | 6. | STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT. | Shareholder | | For | | Against | |
| | 7. | STOCKHOLDER PROPOSAL REGARDING A "NET- ZERO" GREENHOUSE GAS EMISSIONS REPORT. | Shareholder | | For | | Against | |
| | LIBERTY INTERACTIVE CORPORATION | |
| | Security | 53071M104 | | | | Meeting Type | Annual |
| | Ticker Symbol | QVCA | | | | Meeting Date | 24-May-2017 |
| | ISIN | US53071M1045 | | | | Agenda | 934605859 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | EVAN D. MALONE | | | | For | | For | |
| | | | 2 | DAVID E. RAPLEY | | | | For | | For | |
| | | | 3 | LARRY E. ROMRELL | | | | For | | For | |
| | 2. | A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,2017 | Management | | For | | For | |
| | 3. | THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | | For | |
| | 4. | THE SAY-ON-FREQUENCY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY AT WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | 3 Years | | For | |
| | THE INTERPUBLIC GROUP OF COMPANIES, INC. | |
| | Security | 460690100 | | | | Meeting Type | Annual |
| | Ticker Symbol | IPG | | | | Meeting Date | 25-May-2017 |
| | ISIN | US4606901001 | | | | Agenda | 934587049 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1.1 | ELECTION OF DIRECTOR: JOCELYN CARTER- MILLER | Management | | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: H. JOHN GREENIAUS | Management | | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: MARY J. STEELE GUILFOILE | Management | | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: DAWN HUDSON | Management | | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: WILLIAM T. KERR | Management | | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: JONATHAN F. MILLER | Management | | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: MICHAEL I. ROTH | Management | | For | | For | |
| | 1.9 | ELECTION OF DIRECTOR: DAVID M. THOMAS | Management | | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INTERPUBLIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | For | | For | |
| | 4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | 1 Year | | For | |
| | HERTZ GLOBAL HOLDINGS, INC. | |
| | Security | 42806J106 | | | | Meeting Type | Annual |
| | Ticker Symbol | HTZ | | | | Meeting Date | 31-May-2017 |
| | ISIN | US42806J1060 | | | | Agenda | 934597634 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: DAVID A. BARNES | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: SUNGHWAN CHO | Management | | Against | | Against | |
| | 1C. | ELECTION OF DIRECTOR: CAROLYN N. EVERSON | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: VINCENT J. INTRIERI | Management | | Against | | Against | |
| | 1E. | ELECTION OF DIRECTOR: HENRY R. KEIZER | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: DANIEL A. NINIVAGGI | Management | | For | | For | |
| | 2. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | | For | | For | |
| | 3. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, ON THE FREQUENCY OF FUTURE VOTES ON THE NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | | 1 Year | | For | |
| | 4. | APPROVAL OF THE HERTZ GLOBAL HOLDINGS, INC. 2016 OMNIBUS INCENTIVE PLAN. | Management | | For | | For | |
| | 5. | APPROVAL OF THE HERTZ GLOBAL HOLDINGS, INC. SENIOR EXECUTIVE BONUS PLAN. | Management | | For | | For | |
| | 6. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED ACCOUNTING FIRM FOR THE YEAR 2017. | Management | | For | | For | |
| | BLUCORA INC | |
| | Security | 095229100 | | | | Meeting Type | Annual |
| | Ticker Symbol | BCOR | | | | Meeting Date | 01-Jun-2017 |
| | ISIN | US0952291005 | | | | Agenda | 934596290 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: ELIZABETH J. HUEBNER | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: MARY S. ZAPPONE | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: GEORGANNE C. PROCTOR | Management | | For | | For | |
| | 2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY. | Management | | For | | For | |
| | 3. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Management | | For | | For | |
| | 4. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, WHETHER A VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Management | | 1 Year | | For | |
| | 5A. | PROPOSAL TO APPROVE, AN AMENDMENT TO THE BLUCORA, INC. RESTATED CERTIFICATE OF AMENDMENT TO DECLASSIFY THE BOARD OF DIRECTORS OVER A THREE-YEAR PERIOD BEGINNING WITH THE COMPANY'S 2018 ANNUAL MEETING OF STOCKHOLDERS AND TO PROVIDE THAT THE NUMBER OF DIRECTORS OF THE COMPANY SHALL BE FIXED FROM TIME TO TIME BY THE BOARD. | Management | | For | | For | |
| | 5B. | PROPOSAL TO APPROVE, AN AMENDMENT TO THE BLUCORA, INC. RESTATED CERTIFICATE OF AMENDMENT TO PROVIDE THAT THE NUMBER OF DIRECTORS OF THE COMPANY SHALL BE FIXED FROM TIME TO TIME BY THE BOARD. | Management | | For | | For | |
| | ARMSTRONG FLOORING, INC. | |
| | Security | 04238R106 | | | | Meeting Type | Annual |
| | Ticker Symbol | AFI | | | | Meeting Date | 02-Jun-2017 |
| | ISIN | US04238R1068 | | | | Agenda | 934616826 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF CLASS I DIRECTOR: KATHLEEN S. LANE | Management | | For | | For | |
| | 1B. | ELECTION OF CLASS I DIRECTOR: MICHAEL W. MALONE | Management | | For | | For | |
| | 1C. | ELECTION OF CLASS I DIRECTOR: JACOB H. WELCH | Management | | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | Against | | Against | |
| | 3. | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | 1 Year | | For | |
| | 4. | APPROVAL OF AMENDED AND RESTATED 2016 LONG-TERM INCENTIVE PLAN. | Management | | For | | For | |
| | 5. | RATIFICATION OF ELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | | For | |
| | COMCAST CORPORATION | |
| | Security | 20030N101 | | | | Meeting Type | Annual |
| | Ticker Symbol | CMCSA | | | | Meeting Date | 08-Jun-2017 |
| | ISIN | US20030N1019 | | | | Agenda | 934601572 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | KENNETH J. BACON | | | | For | | For | |
| | | | 2 | MADELINE S. BELL | | | | For | | For | |
| | | | 3 | SHELDON M. BONOVITZ | | | | For | | For | |
| | | | 4 | EDWARD D. BREEN | | | | For | | For | |
| | | | 5 | GERALD L. HASSELL | | | | For | | For | |
| | | | 6 | JEFFREY A. HONICKMAN | | | | For | | For | |
| | | | 7 | ASUKA NAKAHARA | | | | For | | For | |
| | | | 8 | DAVID C. NOVAK | | | | For | | For | |
| | | | 9 | BRIAN L. ROBERTS | | | | For | | For | |
| | | | 10 | JOHNATHAN A. RODGERS | | | | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | | For | | For | |
| | 4. | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Management | | 1 Year | | For | |
| | 5. | TO PROVIDE A LOBBYING REPORT | Shareholder | | Against | | For | |
| | 6. | TO STOP 100-TO-ONE VOTING POWER | Shareholder | | For | | Against | |
| | YAHOO! INC. | |
| | Security | 984332106 | | | | Meeting Type | Special |
| | Ticker Symbol | YHOO | | | | Meeting Date | 08-Jun-2017 |
| | ISIN | US9843321061 | | | | Agenda | 934616484 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | (A) AUTHORIZATION OF THE SALE TO VERIZON COMMUNICATIONS INC. ("VERIZON"), PURSUANT TO THE TERMS AND SUBJECT TO THE CONDITIONS SET FORTH IN THE STOCK PURCHASE AGREEMENT, DATED AS OF JULY 23, 2016, AS AMENDED AS OF FEBRUARY 20, 2017, BETWEEN YAHOO AND VERIZON, OF ALL OF THE OUTSTANDING SHARES OF YAHOO HOLDINGS, INC. ("YAHOO HOLDINGS"), A DELAWARE CORPORATION AND A WHOLLY-OWNED SUBSIDIARY OF YAHOO, AND PRIOR TO THE SALE OF YAHOO HOLDINGS, THE SALE (THE "FOREIGN SALE TRANSACTION") BY YAHOO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | | For | | For | |
| | 2. | APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO YAHOO'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE SALE TRANSACTION. | Management | | For | | For | |
| | 3. | AUTHORIZATION FOR THE BOARD TO POSTPONE OR ADJOURN THE SPECIAL MEETING (I) FOR UP TO 10 BUSINESS DAYS TO SOLICIT ADDITIONAL PROXIES FOR THE PURPOSE OF OBTAINING STOCKHOLDER APPROVAL, IF THE BOARD DETERMINES IN GOOD FAITH SUCH POSTPONEMENT OR ADJOURNMENT IS NECESSARY OR ADVISABLE TO OBTAIN STOCKHOLDER APPROVAL, OR (II) TO ALLOW REASONABLE ADDITIONAL TIME FOR THE FILING AND/OR MAILING OF ANY SUPPLEMENTAL OR AMENDED DISCLOSURE WHICH THE BOARD HAS DETERMINED, AFTER CONSULTATION ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | | For | | For | |
| | T-MOBILE US, INC. | |
| | Security | 872590104 | | | | Meeting Type | Annual |
| | Ticker Symbol | TMUS | | | | Meeting Date | 13-Jun-2017 |
| | ISIN | US8725901040 | | | | Agenda | 934605936 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | W. MICHAEL BARNES | | | | For | | For | |
| | | | 2 | THOMAS DANNENFELDT | | | | For | | For | |
| | | | 3 | SRIKANT M. DATAR | | | | For | | For | |
| | | | 4 | LAWRENCE H. GUFFEY | | | | For | | For | |
| | | | 5 | TIMOTHEUS HOTTGES | | | | For | | For | |
| | | | 6 | BRUNO JACOBFEUERBORN | | | | For | | For | |
| | | | 7 | RAPHAEL KUBLER | | | | For | | For | |
| | | | 8 | THORSTEN LANGHEIM | | | | For | | For | |
| | | | 9 | JOHN J. LEGERE | | | | For | | For | |
| | | | 10 | TERESA A. TAYLOR | | | | For | | For | |
| | | | 11 | KELVIN R. WESTBROOK | | | | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION PROVIDED TO THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR 2016. | Management | | For | | For | |
| | 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION PROVIDED TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | 3 Years | | For | |
| | 5. | STOCKHOLDER PROPOSAL FOR IMPLEMENTATION OF PROXY ACCESS. | Shareholder | | Abstain | | Against | |
| | 6. | STOCKHOLDER PROPOSAL FOR LIMITATIONS ON ACCELERATED VESTING OF EQUITY AWARDS IN THE EVENT OF A CHANGE OF CONTROL. | Shareholder | | Against | | For | |
| | 7. | STOCKHOLDER PROPOSAL FOR AN AMENDMENT OF THE COMPANY'S CLAWBACK POLICY. | Shareholder | | Against | | For | |
| | TIME WARNER INC. | |
| | Security | 887317303 | | | | Meeting Type | Annual |
| | Ticker Symbol | TWX | | | | Meeting Date | 15-Jun-2017 |
| | ISIN | US8873173038 | | | | Agenda | 934609299 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: WILLIAM P. BARR | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JEFFREY L. BEWKES | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ROBERT C. CLARK | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: MATHIAS DOPFNER | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: FRED HASSAN | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: PAUL D. WACHTER | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | | For | | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR. | Management | | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | For | | For | |
| | 4. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | 1 Year | | For | |
| | SONY CORPORATION | |
| | Security | 835699307 | | | | Meeting Type | Annual |
| | Ticker Symbol | SNE | | | | Meeting Date | 15-Jun-2017 |
| | ISIN | US8356993076 | | | | Agenda | 934634242 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: KAZUO HIRAI | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: KENICHIRO YOSHIDA | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: OSAMU NAGAYAMA | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: TAKAAKI NIMURA | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: EIKOH HARADA | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: TIM SCHAAFF | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: KAZUO MATSUNAGA | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: KOICHI MIYATA | Management | | Against | | Against | |
| | 1I. | ELECTION OF DIRECTOR: JOHN V. ROOS | Management | | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: ERIKO SAKURAI | Management | | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: KUNIHITO MINAKAWA | Management | | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: SHUZO SUMI | Management | | Against | | Against | |
| | 2. | TO ISSUE STOCK ACQUISITION RIGHTS FOR THE PURPOSE OF GRANTING STOCK OPTIONS. | Management | | For | | For | |
| | INTERNAP CORPORATION | |
| | Security | 45885A300 | | | | Meeting Type | Annual |
| | Ticker Symbol | INAP | | | | Meeting Date | 21-Jun-2017 |
| | ISIN | US45885A3005 | | | | Agenda | 934617195 - Management |
| | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | DANIEL C. STANZIONE | | | | For | | For | |
| | | | 2 | DEBORA J. WILSON | | | | For | | For | |
| | | | 3 | PETER J. ROGERS, JR. | | | | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | For | |
| | 3. | APPROVAL OF AN ADVISORY RESOLUTION APPROVING COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | Against | | Against | |
| | 4. | APPROVAL OF AN ADVISORY RESOLUTION APPROVING THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | For | |
| | 5. | ADOPTION OF THE INTERNAP CORPORATION 2017 STOCK INCENTIVE PLAN. | Management | | For | | For | |
| | 6. | APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON STOCK. | Management | | For | | For | |
| | 7. | APPROVAL OF A POTENTIAL AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS TO SELECT THE RATIO OF THE REVERSE STOCK SPLIT AS SET FORTH IN THE AMENDMENT. | Management | | For | | For | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Bruce N. Alpert, Principal Executive Officer
*Print the name and title of each signing officer under his or her signature.