The Gabelli ESG Fund, Inc.
John C. Ball
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Investment Company Report |
| CHARGEPOINT HOLDINGS, INC. | | |
| Security | 15961R105 | | | | Meeting Type | Annual |
| Ticker Symbol | CHPT | | | | Meeting Date | 12-Jul-2021 | |
| ISIN | US15961R1059 | | | | Agenda | 935447284 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | Roxanne Bowman | | | | For | | For | | |
| | | 2 | Axel Harries | | | | For | | For | | |
| | | 3 | Mark Leschly | | | | For | | For | | |
| 2. | Ratify the Appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal year ending January 31, 2022. | Management | | For | | For | | |
| VODAFONE GROUP PLC | | |
| Security | 92857W308 | | | | Meeting Type | Annual |
| Ticker Symbol | VOD | | | | Meeting Date | 27-Jul-2021 | |
| ISIN | US92857W3088 | | | | Agenda | 935462755 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2021. | Management | | For | | For | | |
| 2. | To elect Olaf Swantee as a Director. | Management | | For | | For | | |
| 3. | To re-elect Jean-François van Boxmeer as a Director. | Management | | For | | For | | |
| 4. | To re-elect Nick Read as a Director. | Management | | For | | For | | |
| 5. | To re-elect Margherita Della Valle as a Director. | Management | | For | | For | | |
| 6. | To re-elect Sir Crispin Davis as a Director. | Management | | For | | For | | |
| 7. | To re-elect Michel Demaré as a Director. | Management | | For | | For | | |
| 8. | To re-elect Dame Clara Furse as a Director. | Management | | For | | For | | |
| 9. | To re-elect Valerie Gooding as a Director. | Management | | For | | For | | |
| 10. | To re-elect Maria Amparo Moraleda Martinez as a Director. | Management | | For | | For | | |
| 11. | To re-elect Sanjiv Ahuja as a Director. | Management | | For | | For | | |
| 12. | To re-elect David Nish as a Director. | Management | | For | | For | | |
| 13. | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2021. | Management | | For | | For | | |
| 14. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2021. | Management | | For | | For | | |
| 15. | To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company. | Management | | For | | For | | |
| 16. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor. | Management | | For | | For | | |
| 17. | To authorise the Directors to allot shares. | Management | | For | | For | | |
| 18. | To authorise the Directors to dis-apply pre-emption rights. (Special Resolution) | Management | | Abstain | | Against | | |
| 19. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment. (Special Resolution) | Management | | For | | For | | |
| 20. | To authorise the Company to purchase its own shares. (Special Resolution) | Management | | For | | For | | |
| 21. | To adopt new Articles of Association. (Special Resolution) | Management | | For | | For | | |
| 22. | To authorise political donations and expenditure. | Management | | For | | For | | |
| 23. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice. (Special Resolution) | Management | | For | | For | | |
| GORES HOLDINGS V, INC. | | |
| Security | 382864106 | | | | Meeting Type | Special |
| Ticker Symbol | GRSV | | | | Meeting Date | 03-Aug-2021 | |
| ISIN | US3828641064 | | | | Agenda | 935472439 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Merger Proposal - To consider and vote upon a proposal to adopt the Business Combination Agreement, dated as of February 22, 2021 (as amended as of March 5, 2021, and as may be amended from time to time, the "Business Combination Agreement"), by and among the Company, Ardagh Metal Packaging S.A., a public limited liability company (société anonyme) governed by the laws of the Grand Duchy of Luxembourg ("AMPSA"), Ardagh MP MergeCo Inc., a Delaware corporation ("MergeCo"), and Ardagh Group S.A., a ...(due to space limits, see proxy statement for full proposal). | Management | | For | | For | | |
| 2A. | Change in Authorized Shares - To approve Section 6 of AMPSA's articles of association and the authorized one hundred billion (100,000,000,000) shares of AMPSA, each with a par value of one Euro cent (EUR 0.01), that will be authorized thereunder ("AMPSA Shares") following the Business Combination. | Management | | For | | For | | |
| 2B. | Compulsory Share Transfer - To approve Section 13 of AMPSA's articles of association and the right of a shareholder that owns 75% or more of AMPSA Shares to acquire (without the approval of AMPSA's board of directors or any additional shareholders) the remaining AMPSA Shares in accordance with, and subject to the protections for minority shareholders included in, that provision. | Management | | Against | | Against | | |
| 3. | Adjournment Proposal - To consider and vote upon a proposal to allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, (A) to ensure that any supplement or amendment to the proxy statement/prospectus that the Company's board of directors has determined in good faith is required by applicable law to be disclosed to the Company stockholders and for such supplement or amendment to be promptly disseminated to Company stockholders ...(due to space limits, see proxy statement for full proposal). | Management | | For | | For | | |
| FLEX LTD. | | |
| Security | Y2573F102 | | | | Meeting Type | Annual |
| Ticker Symbol | FLEX | | | | Meeting Date | 04-Aug-2021 | |
| ISIN | SG9999000020 | | | | Agenda | 935464507 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Re-election of Director: Revathi Advaithi | Management | | For | | For | | |
| 1b. | Re-election of Director: Michael D. Capellas | Management | | For | | For | | |
| 1c. | Re-election of Director: John D. Harris II | Management | | For | | For | | |
| 1d. | Re-election of Director: Michael E. Hurlston | Management | | For | | For | | |
| 1e. | Re-election of Director: Jennifer Li | Management | | For | | For | | |
| 1f. | Re-election of Director: Erin L. McSweeney | Management | | For | | For | | |
| 1g. | Re-election of Director: Marc A. Onetto | Management | | For | | For | | |
| 1h. | Re-election of Director: Willy C. Shih, Ph.D. | Management | | For | | For | | |
| 1i. | Re-election of Director: Charles K. Stevens, III | Management | | For | | For | | |
| 1j. | Re-election of Director: Lay Koon Tan | Management | | For | | For | | |
| 1k. | Re-election of Director: William D. Watkins | Management | | For | | For | | |
| 2. | To approve the re-appointment of Deloitte & Touche LLP as our independent auditors for the 2022 fiscal year and to authorize the Board of Directors, upon the recommendation of the Audit Committee, to fix their remuneration. | Management | | For | | For | | |
| 3. | NON-BINDING, ADVISORY RESOLUTION: To approve the compensation of the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, set forth in "Compensation Discussion and Analysis" and in the compensation tables and the accompanying narrative disclosure under "Executive Compensation" in the Company's proxy statement relating to its 2021 Annual General Meeting. | Management | | For | | For | | |
| 4. | To approve a general authorization for the directors of Flex to allot and issue ordinary shares. | Management | | For | | For | | |
| 5. | To approve a renewal of the Share Purchase Mandate permitting Flex to purchase or otherwise acquire its own issued ordinary shares. | Management | | For | | For | | |
| CAVCO INDUSTRIES, INC. | | |
| Security | 149568107 | | | | Meeting Type | Annual |
| Ticker Symbol | CVCO | | | | Meeting Date | 05-Aug-2021 | |
| ISIN | US1495681074 | | | | Agenda | 935463707 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Steven G. Bunger | Management | | For | | For | | |
| 1B. | Election of Director: Steven W. Moster | Management | | For | | For | | |
| 2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of RSM US LLP as the independent registered public accounting firm for fiscal 2022. | Management | | For | | For | | |
| RENOVARE ENVIRONMENTAL, INC. | | |
| Security | 09074B107 | | | | Meeting Type | Annual |
| Ticker Symbol | BHTG | | | | Meeting Date | 26-Aug-2021 | |
| ISIN | US09074B1070 | | | | Agenda | 935468202 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1) | DIRECTOR | Management | | | | | | |
| | | 1 | Frank E. Celli | | | | For | | For | | |
| | | 2 | James D. Chambers | | | | Withheld | | Against | | |
| | | 3 | Tony Fuller | | | | For | | For | | |
| | | 4 | Robert A. Graham | | | | Withheld | | Against | | |
| | | 5 | Harriet Hentges | | | | Withheld | | Against | | |
| | | 6 | Walter Littlejohn III | | | | For | | For | | |
| | | 7 | Nicholause Rohleder | | | | Withheld | | Against | | |
| 2) | To ratify the appointment of Marcum LLP as the independent registered accounting firm for the fiscal year ending December 31,2021. | Management | | For | | For | | |
| NORTONLIFELOCK INC | | |
| Security | 668771108 | | | | Meeting Type | Annual |
| Ticker Symbol | NLOK | | | | Meeting Date | 14-Sep-2021 | |
| ISIN | US6687711084 | | | | Agenda | 935476932 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Sue Barsamian | Management | | For | | For | | |
| 1B. | Election of Director: Eric K. Brandt | Management | | For | | For | | |
| 1C. | Election of Director: Frank E. Dangeard | Management | | For | | For | | |
| 1D. | Election of Director: Nora M. Denzel | Management | | For | | For | | |
| 1E. | Election of Director: Peter A. Feld | Management | | For | | For | | |
| 1F. | Election of Director: Kenneth Y. Hao | Management | | For | | For | | |
| 1G. | Election of Director: Emily Heath | Management | | For | | For | | |
| 1H. | Election of Director: Vincent Pilette | Management | | For | | For | | |
| 1I. | Election of Director: Sherrese Smith | Management | | For | | For | | |
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2022 fiscal year. | Management | | For | | For | | |
| 3. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| 4. | Stockholder proposal regarding independent board chairman. | Shareholder | | Against | | For | | |
| CONAGRA BRANDS, INC. | | |
| Security | 205887102 | | | | Meeting Type | Annual |
| Ticker Symbol | CAG | | | | Meeting Date | 15-Sep-2021 | |
| ISIN | US2058871029 | | | | Agenda | 935479558 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Anil Arora | Management | | For | | For | | |
| 1B. | Election of Director: Thomas K. Brown | Management | | For | | For | | |
| 1C. | Election of Director: Emanuel Chirico | Management | | For | | For | | |
| 1D. | Election of Director: Sean M. Connolly | Management | | For | | For | | |
| 1E. | Election of Director: Joie A. Gregor | Management | | For | | For | | |
| 1F. | Election of Director: Fran Horowitz | Management | | For | | For | | |
| 1G. | Election of Director: Rajive Johri | Management | | For | | For | | |
| 1H. | Election of Director: Richard H. Lenny | Management | | For | | For | | |
| 1I. | Election of Director: Melissa Lora | Management | | For | | For | | |
| 1J. | Election of Director: Ruth Ann Marshall | Management | | For | | For | | |
| 1K. | Election of Director: Craig P. Omtvedt | Management | | For | | For | | |
| 1L. | Election of Director: Scott Ostfeld | Management | | For | | For | | |
| 2. | Ratification of the appointment of KPMG LLP as our independent auditor for fiscal 2022. | Management | | For | | For | | |
| 3. | Advisory approval of our named executive officer compensation. | Management | | For | | For | | |
| 4. | A shareholder proposal regarding written consent. | Shareholder | | Against | | For | | |
| MACQUARIE INFRASTRUCTURE CORPORATION | | |
| Security | 55608B105 | | | | Meeting Type | Special |
| Ticker Symbol | MIC | | | | Meeting Date | 21-Sep-2021 | |
| ISIN | US55608B1052 | | | | Agenda | 935490615 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | A proposal to approve the stock purchase agreement, dated as of June 7, 2021, by and among MIC, Macquarie Infrastructure Holdings, LLC ("MIH"), a Delaware limited liability company and a wholly-owned subsidiary of MIC, MIC Hawaii Holdings, LLC, solely for purposes of specified provisions, ("MIC Hawaii"), an indirect, wholly- owned subsidiary of MIC, and KKR Apple Bidco, LLC ("AA Purchaser"), a Delaware limited liability company controlled by funds affiliated with Kohlberg Kravis Roberts & Co. L.P. ("KKR"). | Management | | For | | For | | |
| 2. | A proposal to approve the agreement and plan of merger, dated as of June 14, 2021, by and among MIC, MIH, AMF Hawaii Holdings, LLC ("AMF Parent"), a Delaware limited liability company affiliated with Argo Infrastructure Partners, LP ("Argo") and AMF Hawaii Merger Sub LLC ("AMF Merger Sub"), a recently formed Delaware limited liability company and direct wholly owned subsidiary of AMF Parent, providing for AMF Merger Sub to be merged with and into MIH, with MIH surviving as a wholly-owned subsidiary of AMF Parent (the "MH merger"). | Management | | For | | For | | |
| 3. | A proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the AA transaction proposal and/or the MH merger proposal (the "adjournment proposal"). | Management | | For | | For | | |
| MERCEDES-BENZ GROUP AG | | |
| Security | D1668R123 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 01-Oct-2021 | |
| ISIN | DE0007100000 | | | | Agenda | 714559513 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | | | | | |
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | | | | | | |
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS | Non-Voting | | | | | | |
| | HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | | | | | | | | | |
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | | | | | | |
| 1 | APPROVE SPIN-OFF AGREEMENT WITH DAIMLER TRUCK HOLDING AG | Management | | No Action | | | | |
| 2 | CHANGE COMPANY NAME TO MERCEDES-BENZ GROUP AG | Management | | No Action | | | | |
| 3.1 | ELECT HELENE SVAHN TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 3.2 | ELECT OLAF KOCH TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| CREDIT SUISSE GROUP AG | | |
| Security | 225401108 | | | | Meeting Type | Special |
| Ticker Symbol | CS | | | | Meeting Date | 01-Oct-2021 | |
| ISIN | US2254011081 | | | | Agenda | 935491996 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1.1 | Election of Mr. Axel Lehmann as member of the Board of Directors. | Management | | For | | For | | |
| 1.2 | Election of Mr. Juan Colombas as member of the Board of Directors. | Management | | For | | For | | |
| 1.3 | Election of Mr. Juan Colombas as member of the Compensation Committee. | Management | | For | | For | | |
| 2. | Proposals of Shareholders. | Management | | Abstain | | Against | | |
| 3. | Proposals of the Board of Directors. | Management | | Against | | Against | | |
| KINNEVIK AB | | |
| Security | W5139V646 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 21-Oct-2021 | |
| ISIN | SE0015810247 | | | | Agenda | 714675305 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | | | | | | |
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| 1 | ELECTION OF CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | | | | | | |
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | | | | | | |
| 3 | APPROVAL OF THE AGENDA | Non-Voting | | | | | | |
| 4 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | | | | | | |
| 5 | DETERMINATION OF WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED | Non-Voting | | | | | | |
| 6.A | RESOLUTION REGARDING A LONG-TERM SHARE INCENTIVE PLAN FOR 2021, INCLUDING RESOLUTION REGARDING: ADOPTION OF THE PLAN | Management | | No Action | | | | |
| 6.B | RESOLUTION REGARDING A LONG-TERM SHARE INCENTIVE PLAN FOR 2021, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | | No Action | | | | |
| 6.C | RESOLUTION REGARDING A LONG-TERM SHARE INCENTIVE PLAN FOR 2021, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF INCENTIVE SHARES | Management | | No Action | | | | |
| 6.D | RESOLUTION REGARDING A LONG-TERM SHARE INCENTIVE PLAN FOR 2021, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE INCENTIVE SHARES | Management | | No Action | | | | |
| 6.E | RESOLUTION REGARDING A LONG-TERM SHARE INCENTIVE PLAN FOR 2021, INCLUDING RESOLUTION REGARDING: TRANSFER OF OWN INCENTIVE SHARES, FREE-OF-CHARGE, TO THE PARTICIPANTS IN THE PLAN | Management | | No Action | | | | |
| 6.F | RESOLUTION REGARDING A LONG-TERM SHARE INCENTIVE PLAN FOR 2021, INCLUDING RESOLUTION REGARDING: TRANSFER OF OWN INCENTIVE SHARES, AT MARKET VALUE, TO THE CHIEF EXECUTIVE OFFICER AND SENIOR MEMBERS OF KINNEVIK'S INVESTMENT TEAM | Management | | No Action | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| PARKER-HANNIFIN CORPORATION | | |
| Security | 701094104 | | | | Meeting Type | Annual |
| Ticker Symbol | PH | | | | Meeting Date | 27-Oct-2021 | |
| ISIN | US7010941042 | | | | Agenda | 935499904 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Lee C. Banks | Management | | For | | For | | |
| 1B. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Jillian C. Evanko | Management | | For | | For | | |
| 1C. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Lance M. Fritz | Management | | For | | For | | |
| 1D. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Linda A. Harty | Management | | For | | For | | |
| 1E. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: William F. Lacey | Management | | For | | For | | |
| 1F. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Kevin A. Lobo | Management | | For | | For | | |
| 1G. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Joseph Scaminace | Management | | For | | For | | |
| 1H. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Åke Svensson | Management | | For | | For | | |
| 1I. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Laura K. Thompson | Management | | For | | For | | |
| 1J. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: James R. Verrier | Management | | For | | For | | |
| 1K. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: James L. Wainscott | Management | | For | | For | | |
| 1L. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Thomas L. Williams | Management | | For | | For | | |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2022. | Management | | For | | For | | |
| 3. | Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers. | Management | | For | | For | | |
| THE HAIN CELESTIAL GROUP, INC. | | |
| Security | 405217100 | | | | Meeting Type | Annual |
| Ticker Symbol | HAIN | | | | Meeting Date | 28-Oct-2021 | |
| ISIN | US4052171000 | | | | Agenda | 935495475 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Richard A. Beck | Management | | For | | For | | |
| 1B. | Election of Director: Celeste A. Clark | Management | | For | | For | | |
| 1C. | Election of Director: Dean Hollis | Management | | For | | For | | |
| 1D. | Election of Director: Shervin J. Korangy | Management | | For | | For | | |
| 1E. | Election of Director: Mark L. Schiller | Management | | For | | For | | |
| 1F. | Election of Director: Michael B. Sims | Management | | For | | For | | |
| 1G. | Election of Director: Glenn W. Welling | Management | | For | | For | | |
| 1H. | Election of Director: Dawn M. Zier | Management | | For | | For | | |
| 2. | Proposal to approve, on an advisory basis, named executive officer compensation. | Management | | For | | For | | |
| 3. | Proposal to ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2022. | Management | | For | | For | | |
| 4. | Stockholder proposal to require independent Board Chair. | Shareholder | | Against | | For | | |
| NORTONLIFELOCK INC | | |
| Security | 668771108 | | | | Meeting Type | Special |
| Ticker Symbol | NLOK | | | | Meeting Date | 04-Nov-2021 | |
| ISIN | US6687711084 | | | | Agenda | 935505911 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the issuance of New NortonLifeLock Shares to Avast shareholders in connection with the Merger (the "Share Issuance Proposal"). | Management | | For | | For | | |
| 2. | To adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event there are insufficient votes at the time of such adjournment to approve the Share Issuance Proposal (the "Adjournment Proposal"). | Management | | For | | For | | |
| NORTONLIFELOCK INC | | |
| Security | 668771108 | | | | Meeting Type | Special |
| Ticker Symbol | NLOK | | | | Meeting Date | 04-Nov-2021 | |
| ISIN | US6687711084 | | | | Agenda | 935509476 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the issuance of New NortonLifeLock Shares to Avast shareholders in connection with the Merger (the "Share Issuance Proposal"). | Management | | For | | For | | |
| 2. | To adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event there are insufficient votes at the time of such adjournment to approve the Share Issuance Proposal (the "Adjournment Proposal"). | Management | | For | | For | | |
| MICROSOFT CORPORATION | | |
| Security | 594918104 | | | | Meeting Type | Annual |
| Ticker Symbol | MSFT | | | | Meeting Date | 30-Nov-2021 | |
| ISIN | US5949181045 | | | | Agenda | 935505480 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Reid G. Hoffman | Management | | For | | For | | |
| 1B. | Election of Director: Hugh F. Johnston | Management | | For | | For | | |
| 1C. | Election of Director: Teri L. List | Management | | For | | For | | |
| 1D. | Election of Director: Satya Nadella | Management | | For | | For | | |
| 1E. | Election of Director: Sandra E. Peterson | Management | | For | | For | | |
| 1F. | Election of Director: Penny S. Pritzker | Management | | For | | For | | |
| 1G. | Election of Director: Carlos A. Rodriguez | Management | | For | | For | | |
| 1H. | Election of Director: Charles W. Scharf | Management | | For | | For | | |
| 1I. | Election of Director: John W. Stanton | Management | | For | | For | | |
| 1J. | Election of Director: John W. Thompson | Management | | For | | For | | |
| 1K. | Election of Director: Emma N. Walmsley | Management | | For | | For | | |
| 1L. | Election of Director: Padmasree Warrior | Management | | For | | For | | |
| 2. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| 3. | Approve Employee Stock Purchase Plan. | Management | | For | | For | | |
| 4. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. | Management | | Against | | Against | | |
| 5. | Shareholder Proposal - Report on median pay gaps across race and gender. | Shareholder | | For | | Against | | |
| 6. | Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. | Shareholder | | For | | Against | | |
| 7. | Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. | Shareholder | | Against | | For | | |
| 8. | Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. | Shareholder | | For | | Against | | |
| 9. | Shareholder Proposal - Report on how lobbying activities align with company policies. | Shareholder | | For | | Against | | |
| SEVEN OAKS ACQUISITION CORP | | |
| Security | 81787X106 | | | | Meeting Type | Special |
| Ticker Symbol | SVOK | | | | Meeting Date | 07-Dec-2021 | |
| ISIN | US81787X1063 | | | | Agenda | 935521799 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | The Business Combination Proposal - To consider and vote upon a proposal to approve the agreement and plan of merger (as the same may be amended and/or restated from time to time, the "Business Combination Agreement"), dated June 13, 2021, by and among Seven Oaks, Blossom Merger Sub, Inc., a wholly owned subsidiary of Seven Oaks ("Merger Sub"), Blossom Merger Sub II, LLC, a wholly owned subsidiary of Seven Oaks ("Merger Sub II"), and Giddy Inc. (d/b/a Boxed), a Delaware corporation ...(due to space limits, see proxy statement for full proposal). | Management | | No Action | | | | |
| 2. | Organizational Documents Proposal - To consider and vote upon a proposal to approve, assuming the Business Combination Proposal is approved and adopted, the proposed amended and restated certificate of incorporation and the proposed amended and restated bylaws of Seven Oaks, which will be renamed "Boxed, Inc." ("New Boxed") in connection with the Business Combination. | Management | | No Action | | | | |
| 3A. | Advisory Organizational Documents Proposal - To authorize the change in the authorized capital stock of Seven Oaks from 380,000,000 shares of Class A common stock, par value $0.0001 per share, 20,000,000 shares of Class B common stock, par value $0.0001 per share, and 1,000,000 shares of preferred stock, par value $0.0001 per share, to 600,000,000 shares of common stock, par value $0.0001 per share, of New Boxed and 60,000,000 shares of preferred stock, par value $0.0001 per share, of New Boxed. | Management | | No Action | | | | |
| 3B. | Advisory Organizational Documents Proposal - To authorize all other changes in connection with the replacement of the Current Organizational Documents with the Proposed Organizational Documents in connection with the consummation of the Business Combination, including (1) changing the corporate name from "Seven Oaks Acquisition Corp." to "Boxed, Inc.", (2) making New Boxed's corporate existence perpetual, (3) electing not to be governed by Section 203 of the DGCL and, instead, to be governed ...(due to space limits, see proxy statement for full proposal). | Management | | No Action | | | | |
| 4. | The Stock Issuance Proposal - To consider and vote upon a proposal to approve, assuming the Business Combination Proposal and the Organizational Documents Proposal are approved and adopted, for the purposes of complying with the applicable listing rules of Nasdaq, the issuance of (x) shares of New Boxed common stock pursuant to the terms of the Business Combination Agreement, (y) shares of Seven Oaks Class A common stock to certain institutional and other investors in connection with the ...(due to space limits, see proxy statement for full proposal). | Management | | No Action | | | | |
| 5. | The Incentive Award Plan Proposal - To consider and vote upon a proposal to approve, assuming the Business Combination Proposal, the Organizational Documents Proposal and the Stock Issuance Proposal are approved and adopted, the Boxed, Inc. 2021 Incentive Award Plan (the "Incentive Award Plan"), including the authorization of the initial share reserve under the Incentive Award Plan. | Management | | No Action | | | | |
| 6. | The ESPP Proposal - To consider and vote upon a proposal to approve, assuming the Business Combination Proposal, the Organizational Documents Proposal and the Stock Issuance Proposal are approved and adopted, the Boxed, Inc. 2021 Employee Stock Purchase Plan (the "ESP Plan"), including the authorization of the initial share reserve under the ESP Plan. | Management | | No Action | | | | |
| 7. | The Adjournment Proposal - To consider and vote upon a proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, any of the Business Combination Proposal, the Organizational Documents Proposal, the Stock Issuance Proposal, the Incentive Plan Proposal and the ESPP Proposal would not be duly approved and adopted by our ...(due to space limits, see proxy statement for full proposal). | Management | | No Action | | | | |
| MEDTRONIC PLC | | |
| Security | G5960L103 | | | | Meeting Type | Annual |
| Ticker Symbol | MDT | | | | Meeting Date | 09-Dec-2021 | |
| ISIN | IE00BTN1Y115 | | | | Agenda | 935510429 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director until the 2022 Annual General Meeting: Richard H. Anderson | Management | | For | | For | | |
| 1B. | Election of Director until the 2022 Annual General Meeting: Craig Arnold | Management | | For | | For | | |
| 1C. | Election of Director until the 2022 Annual General Meeting: Scott C. Donnelly | Management | | For | | For | | |
| 1D. | Election of Director until the 2022 Annual General Meeting: Andrea J. Goldsmith, Ph.D. | Management | | For | | For | | |
| 1E. | Election of Director until the 2022 Annual General Meeting: Randall J. Hogan, III | Management | | For | | For | | |
| 1F. | Election of Director until the 2022 Annual General Meeting: Kevin E. Lofton | Management | | For | | For | | |
| 1G. | Election of Director until the 2022 Annual General Meeting: Geoffrey S. Martha | Management | | For | | For | | |
| 1H. | Election of Director until the 2022 Annual General Meeting: Elizabeth G. Nabel, M.D. | Management | | For | | For | | |
| 1I. | Election of Director until the 2022 Annual General Meeting: Denise M. O'Leary | Management | | For | | For | | |
| 1J. | Election of Director until the 2022 Annual General Meeting: Kendall J. Powell | Management | | Against | | Against | | |
| 2. | Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2022 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | | Against | | Against | | |
| 3. | Approving, on an advisory basis, the Company's executive compensation. | Management | | For | | For | | |
| 4. | Approving, on an advisory basis, the frequency of Say- on-Pay votes. | Management | | 1 Year | | For | | |
| 5. | Approving the new 2021 Medtronic plc Long Term Incentive Plan. | Management | | For | | For | | |
| 6. | Renewing the Board of Directors' authority to issue shares under Irish law. | Management | | For | | For | | |
| 7. | Renewing the Board of Directors' authority to opt out of pre- emption rights under Irish law. | Management | | For | | For | | |
| 8. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | | For | | For | | |
| CISCO SYSTEMS, INC. | | |
| Security | 17275R102 | | | | Meeting Type | Annual |
| Ticker Symbol | CSCO | | | | Meeting Date | 13-Dec-2021 | |
| ISIN | US17275R1023 | | | | Agenda | 935511469 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: M. Michele Burns | Management | | For | | For | | |
| 1B. | Election of Director: Wesley G. Bush | Management | | For | | For | | |
| 1C. | Election of Director: Michael D. Capellas | Management | | For | | For | | |
| 1D. | Election of Director: Mark Garrett | Management | | For | | For | | |
| 1E. | Election of Director: John D. Harris II | Management | | For | | For | | |
| 1F. | Election of Director: Dr. Kristina M. Johnson | Management | | For | | For | | |
| 1G. | Election of Director: Roderick C. McGeary | Management | | For | | For | | |
| 1H. | Election of Director: Charles H. Robbins | Management | | For | | For | | |
| 1I. | Election of Director: Brenton L. Saunders | Management | | For | | For | | |
| 1J. | Election of Director: Dr. Lisa T. Su | Management | | For | | For | | |
| 1K. | Election of Director: Marianna Tessel | Management | | For | | For | | |
| 2. | Approval, on an advisory basis, of executive compensation. | Management | | For | | For | | |
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2022. | Management | | Against | | Against | | |
| 4. | Approval to have Cisco's Board amend Cisco's proxy access bylaw to remove the stockholder aggregation limit. | Shareholder | | Against | | For | | |
| CNH INDUSTRIAL N V | | |
| Security | N20944109 | | | | Meeting Type | Special |
| Ticker Symbol | CNHI | | | | Meeting Date | 23-Dec-2021 | |
| ISIN | NL0010545661 | | | | Agenda | 935521749 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 3. | Proposal to approve the Demerger in accordance with the demerger proposal between CNH Industrial N.V. and Iveco Group N.V. | Management | | For | | For | | |
| 4A. | Appointment of Asa Tamsons (non-executive Director) | Management | | For | | For | | |
| 4B. | Appointment of Catia Bastioli (non-executive Director) | Management | | For | | For | | |
| 5. | Discharge from liability of voluntary resigning non- executive directors of the Board (Tufan Erginbilgic and Lorenzo Simonelli) | Management | | For | | For | | |
| CNH INDUSTRIAL N V | | |
| Security | N20944109 | | | | Meeting Type | Special |
| Ticker Symbol | CNHI | | | | Meeting Date | 23-Dec-2021 | |
| ISIN | NL0010545661 | | | | Agenda | 935529896 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 3. | Proposal to approve the Demerger in accordance with the demerger proposal between CNH Industrial N.V. and Iveco Group N.V. | Management | | For | | For | | |
| 4A. | Appointment of Asa Tamsons (non-executive Director) | Management | | For | | For | | |
| 4B. | Appointment of Catia Bastioli (non-executive Director) | Management | | For | | For | | |
| 5. | Discharge from liability of voluntary resigning non- executive directors of the Board (Tufan Erginbilgic and Lorenzo Simonelli) | Management | | For | | For | | |
| JACOBS ENGINEERING GROUP INC. | | |
| Security | 469814107 | | | | Meeting Type | Annual |
| Ticker Symbol | J | | | | Meeting Date | 25-Jan-2022 | |
| ISIN | US4698141078 | | | | Agenda | 935534772 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Steven J. Demetriou | Management | | For | | For | | |
| 1B. | Election of Director: Christopher M.T. Thompson | Management | | For | | For | | |
| 1C. | Election of Director: Priya Abani | Management | | For | | For | | |
| 1D. | Election of Director: General Vincent K. Brooks | Management | | For | | For | | |
| 1E. | Election of Director: General Ralph E. Eberhart | Management | | For | | For | | |
| 1F. | Election of Director: Manny Fernandez | Management | | For | | For | | |
| 1G. | Election of Director: Georgette D. Kiser | Management | | For | | For | | |
| 1H. | Election of Director: Barbara L. Loughran | Management | | For | | For | | |
| 1I. | Election of Director: Robert A. McNamara | Management | | For | | For | | |
| 1J. | Election of Director: Peter J. Robertson | Management | | For | | For | | |
| 2. | Advisory vote to approve the Company's executive compensation. | Management | | Against | | Against | | |
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | | Against | | Against | | |
| BECTON, DICKINSON AND COMPANY | | |
| Security | 075887109 | | | | Meeting Type | Annual |
| Ticker Symbol | BDX | | | | Meeting Date | 25-Jan-2022 | |
| ISIN | US0758871091 | | | | Agenda | 935535128 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Catherine M. Burzik | Management | | For | | For | | |
| 1B. | Election of Director: Carrie L. Byington | Management | | For | | For | | |
| 1C. | Election of Director: R. Andrew Eckert | Management | | For | | For | | |
| 1D. | Election of Director: Claire M. Fraser | Management | | For | | For | | |
| 1E. | Election of Director: Jeffrey W. Henderson | Management | | For | | For | | |
| 1F. | Election of Director: Christopher Jones | Management | | For | | For | | |
| 1G. | Election of Director: Marshall O. Larsen | Management | | For | | For | | |
| 1H. | Election of Director: David F. Melcher | Management | | For | | For | | |
| 1I. | Election of Director: Thomas E. Polen | Management | | For | | For | | |
| 1J. | Election of Director: Claire Pomeroy | Management | | For | | For | | |
| 1K. | Election of Director: Timothy M. Ring | Management | | For | | For | | |
| 1L. | Election of Director: Bertram L. Scott | Management | | For | | For | | |
| 2. | Ratification of the selection of the independent registered public accounting firm. | Management | | For | | For | | |
| 3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| 4. | A shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| AIR PRODUCTS AND CHEMICALS, INC. | | |
| Security | 009158106 | | | | Meeting Type | Annual |
| Ticker Symbol | APD | | | | Meeting Date | 03-Feb-2022 | |
| ISIN | US0091581068 | | | | Agenda | 935535015 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Charles I. Cogut | Management | | For | | For | | |
| 1B. | Election of Director: Lisa A. Davis | Management | | For | | For | | |
| 1C. | Election of Director: Seifollah Ghasemi | Management | | For | | For | | |
| 1D. | Election of Director: David H.Y. Ho | Management | | For | | For | | |
| 1E. | Election of Director: Edward L. Monser | Management | | For | | For | | |
| 1F. | Election of Director: Matthew H. Paull | Management | | For | | For | | |
| 1G. | Election of Director: Wayne T. Smith | Management | | For | | For | | |
| 2. | Advisory vote approving the compensation of the Company's named executive officers. | Management | | For | | For | | |
| 3. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | | For | | For | | |
| MUELLER WATER PRODUCTS, INC. | | |
| Security | 624758108 | | | | Meeting Type | Annual |
| Ticker Symbol | MWA | | | | Meeting Date | 07-Feb-2022 | |
| ISIN | US6247581084 | | | | Agenda | 935535938 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Shirley C. Franklin | Management | | For | | For | | |
| 1B. | Election of Director: Scott Hall | Management | | For | | For | | |
| 1C. | Election of Director: Thomas J. Hansen | Management | | For | | For | | |
| 1D. | Election of Director: Mark J. O'Brien | Management | | For | | For | | |
| 1E. | Election of Director: Christine Ortiz | Management | | For | | For | | |
| 1F. | Election of Director: Bernard G. Rethore | Management | | For | | For | | |
| 1G. | Election of Director: Jeffery S. Sharritts | Management | | For | | For | | |
| 1H. | Election of Director: Lydia W. Thomas | Management | | For | | For | | |
| 1I. | Election of Director: Michael T. Tokarz | Management | | For | | For | | |
| 1J. | Election of Director: Stephen C. Van Arsdell | Management | | For | | For | | |
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | | For | | For | | |
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | | For | | For | | |
| SIEMENS AG | | |
| Security | 826197501 | | | | Meeting Type | Annual |
| Ticker Symbol | SIEGY | | | | Meeting Date | 10-Feb-2022 | |
| ISIN | US8261975010 | | | | Agenda | 935542402 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 2 | Appropriation of net income. | Management | | For | | For | | |
| 3A | Ratification of the acts of the Managing Board: R. Busch | Management | | For | | For | | |
| 3B | Ratification of the acts of the Managing Board: K. Helmrich (until Mar 31, 2021) | Management | | For | | For | | |
| 3C | Ratification of the acts of the Managing Board: J. Kaeser (until Feb 3, 2021) | Management | | For | | For | | |
| 3D | Ratification of the acts of the Managing Board: C. Neike | Management | | For | | For | | |
| 3E | Ratification of the acts of the Managing Board: M. Rebellius | Management | | For | | For | | |
| 3F | Ratification of the acts of the Managing Board: R. P. Thomas | Management | | For | | For | | |
| 3G | Ratification of the acts of the Managing Board: J. Wiese | Management | | For | | For | | |
| 4A | Ratification of the acts of the Supervisory Board: J. H. Snabe | Management | | For | | For | | |
| 4B | Ratification of the acts of the Supervisory Board: B. Steinborn | Management | | For | | For | | |
| 4C | Ratification of the acts of the Supervisory Board: W. Brandt | Management | | For | | For | | |
| 4D | Ratification of the acts of the Supervisory Board: T. Bäumler (since Oct 16, 2020) | Management | | For | | For | | |
| 4E | Ratification of the acts of the Supervisory Board: M. Diekmann | Management | | For | | For | | |
| 4F | Ratification of the acts of the Supervisory Board: A. Fehrmann | Management | | For | | For | | |
| 4G | Ratification of the acts of the Supervisory Board: B. Haller | Management | | For | | For | | |
| 4H | Ratification of the acts of the Supervisory Board: H. Kern | Management | | For | | For | | |
| 4I | Ratification of the acts of the Supervisory Board: J. Kerner | Management | | For | | For | | |
| 4J | Ratification of the acts of the Supervisory Board: N. Leibinger- Kammüller (until Feb 3, 2021) | Management | | For | | For | | |
| 4K | Ratification of the acts of the Supervisory Board: B. Potier | Management | | For | | For | | |
| 4L | Ratification of the acts of the Supervisory Board: H. Reimer | Management | | For | | For | | |
| 4M | Ratification of the acts of the Supervisory Board: N. Reithofer | Management | | For | | For | | |
| 4N | Ratification of the acts of the Supervisory Board: K. Rørsted (since Feb 3, 2021) | Management | | For | | For | | |
| 4O | Ratification of the acts of the Supervisory Board: B. N. Shafik | Management | | For | | For | | |
| 4P | Ratification of the acts of the Supervisory Board: N. von Siemens | Management | | For | | For | | |
| 4Q | Ratification of the acts of the Supervisory Board: M. Sigmund | Management | | For | | For | | |
| 4R | Ratification of the acts of the Supervisory Board: D. Simon | Management | | For | | For | | |
| 4S | Ratification of the acts of the Supervisory Board: G. Vittadini (since Feb 3, 2021) | Management | | For | | For | | |
| 4T | Ratification of the acts of the Supervisory Board: W. Wenning (until Feb 3, 2021) | Management | | For | | For | | |
| 4U | Ratification of the acts of the Supervisory Board: M. Zachert | Management | | For | | For | | |
| 4V | Ratification of the acts of the Supervisory Board: G. Zukunft | Management | | For | | For | | |
| 5 | To resolve on the appointment of independent auditors for the audit of the Annual Financial Statements and the Consolidated Financial Statements and for the review of the Half-year Financial Report. | Management | | For | | For | | |
| 6 | Approval of the Compensation Report. | Management | | For | | For | | |
| SIEMENS AG | | |
| Security | 826197501 | | | | Meeting Type | Annual |
| Ticker Symbol | SIEGY | | | | Meeting Date | 10-Feb-2022 | |
| ISIN | US8261975010 | | | | Agenda | 935545509 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 2 | Appropriation of net income. | Management | | For | | For | | |
| 3A | Ratification of the acts of the Managing Board: R. Busch | Management | | For | | For | | |
| 3B | Ratification of the acts of the Managing Board: K. Helmrich (until Mar 31, 2021) | Management | | For | | For | | |
| 3C | Ratification of the acts of the Managing Board: J. Kaeser (until Feb 3, 2021) | Management | | For | | For | | |
| 3D | Ratification of the acts of the Managing Board: C. Neike | Management | | For | | For | | |
| 3E | Ratification of the acts of the Managing Board: M. Rebellius | Management | | For | | For | | |
| 3F | Ratification of the acts of the Managing Board: R. P. Thomas | Management | | For | | For | | |
| 3G | Ratification of the acts of the Managing Board: J. Wiese | Management | | For | | For | | |
| 4A | Ratification of the acts of the Supervisory Board: J. H. Snabe | Management | | For | | For | | |
| 4B | Ratification of the acts of the Supervisory Board: B. Steinborn | Management | | For | | For | | |
| 4C | Ratification of the acts of the Supervisory Board: W. Brandt | Management | | For | | For | | |
| 4D | Ratification of the acts of the Supervisory Board: T. Bäumler (since Oct 16, 2020) | Management | | For | | For | | |
| 4E | Ratification of the acts of the Supervisory Board: M. Diekmann | Management | | For | | For | | |
| 4F | Ratification of the acts of the Supervisory Board: A. Fehrmann | Management | | For | | For | | |
| 4G | Ratification of the acts of the Supervisory Board: B. Haller | Management | | For | | For | | |
| 4H | Ratification of the acts of the Supervisory Board: H. Kern | Management | | For | | For | | |
| 4I | Ratification of the acts of the Supervisory Board: J. Kerner | Management | | For | | For | | |
| 4J | Ratification of the acts of the Supervisory Board: N. Leibinger- Kammüller (until Feb 3, 2021) | Management | | For | | For | | |
| 4K | Ratification of the acts of the Supervisory Board: B. Potier | Management | | For | | For | | |
| 4L | Ratification of the acts of the Supervisory Board: H. Reimer | Management | | For | | For | | |
| 4M | Ratification of the acts of the Supervisory Board: N. Reithofer | Management | | For | | For | | |
| 4N | Ratification of the acts of the Supervisory Board: K. Rørsted (since Feb 3, 2021) | Management | | For | | For | | |
| 4O | Ratification of the acts of the Supervisory Board: B. N. Shafik | Management | | For | | For | | |
| 4P | Ratification of the acts of the Supervisory Board: N. von Siemens | Management | | For | | For | | |
| 4Q | Ratification of the acts of the Supervisory Board: M. Sigmund | Management | | For | | For | | |
| 4R | Ratification of the acts of the Supervisory Board: D. Simon | Management | | For | | For | | |
| 4S | Ratification of the acts of the Supervisory Board: G. Vittadini (since Feb 3, 2021) | Management | | For | | For | | |
| 4T �� | Ratification of the acts of the Supervisory Board: W. Wenning (until Feb 3, 2021) | Management | | For | | For | | |
| 4U | Ratification of the acts of the Supervisory Board: M. Zachert | Management | | For | | For | | |
| 4V | Ratification of the acts of the Supervisory Board: G. Zukunft | Management | | For | | For | | |
| 5 | To resolve on the appointment of independent auditors for the audit of the Annual Financial Statements and the Consolidated Financial Statements and for the review of the Half-year Financial Report. | Management | | For | | For | | |
| 6 | Approval of the Compensation Report. | Management | | For | | For | | |
| EVOQUA WATER TECHNOLOGIES CORP. | | |
| Security | 30057T105 | | | | Meeting Type | Annual |
| Ticker Symbol | AQUA | | | | Meeting Date | 16-Feb-2022 | |
| ISIN | US30057T1051 | | | | Agenda | 935538566 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | Nick Bhambri | | | | For | | For | | |
| | | 2 | Sherrese Clarke Soares | | | | For | | For | | |
| | | 3 | Lynn C. Swann | | | | For | | For | | |
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | | For | | For | | |
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | | For | | For | | |
| FRANKLIN RESOURCES, INC. | | |
| Security | 354613101 | | | | Meeting Type | Annual |
| Ticker Symbol | BEN | | | | Meeting Date | 23-Feb-2022 | |
| ISIN | US3546131018 | | | | Agenda | 935539861 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Mariann Byerwalter | Management | | For | | For | | |
| 1B. | Election of Director: Alexander S. Friedman | Management | | For | | For | | |
| 1C. | Election of Director: Gregory E. Johnson | Management | | For | | For | | |
| 1D. | Election of Director: Jennifer M. Johnson | Management | | For | | For | | |
| 1E. | Election of Director: Rupert H. Johnson, Jr. | Management | | For | | For | | |
| 1F. | Election of Director: John Y. Kim | Management | | For | | For | | |
| 1G. | Election of Director: Karen M. King | Management | | For | | For | | |
| 1H. | Election of Director: Anthony J. Noto | Management | | For | | For | | |
| 1I. | Election of Director: John W. Thiel | Management | | For | | For | | |
| 1J. | Election of Director: Seth H. Waugh | Management | | For | | For | | |
| 1K. | Election of Director: Geoffrey Y. Yang | Management | | For | | For | | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | | For | | For | | |
| MOMENTIVE GLOBAL, INC. | | |
| Security | 60878Y108 | | | | Meeting Type | Special |
| Ticker Symbol | MNTV | | | | Meeting Date | 25-Feb-2022 | |
| ISIN | US60878Y1082 | | | | Agenda | 935541842 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated October 28, 2021, among Zendesk, Inc., Milky Way Acquisition Corp. and Momentive Global Inc., as it may be amended from time to time. | Management | | For | | For | | |
| 2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to the named executive officers of Momentive Global Inc. that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | | For | | For | | |
| 3. | To approve the adjournment of the Momentive special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Momentive special meeting to approve the Momentive merger proposal. | Management | | For | | For | | |
| JOHNSON CONTROLS INTERNATIONAL PLC | | |
| Security | G51502105 | | | | Meeting Type | Annual |
| Ticker Symbol | JCI | | | | Meeting Date | 09-Mar-2022 | |
| ISIN | IE00BY7QL619 | | | | Agenda | 935543199 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: Jean Blackwell | Management | | For | | For | | |
| 1B. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: Pierre Cohade | Management | | For | | For | | |
| 1C. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: Michael E. Daniels | Management | | For | | For | | |
| 1D. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: W. Roy Dunbar | Management | | For | | For | | |
| 1E. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: Gretchen R. Haggerty | Management | | For | | For | | |
| 1F. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: Simone Menne | Management | | For | | For | | |
| 1G. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: George R. Oliver | Management | | For | | For | | |
| 1H. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: Jürgen Tinggren | Management | | Against | | Against | | |
| 1I. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: Mark Vergnano | Management | | For | | For | | |
| 1J. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: R. David Yost | Management | | For | | For | | |
| 1K. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: John D. Young | Management | | Against | | Against | | |
| 2A. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | | Against | | Against | | |
| 2B. | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | | For | | For | | |
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | | For | | For | | |
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | | For | | For | | |
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | | For | | For | | |
| 6. | To approve the Directors' authority to allot shares up to approximately 33% of issued share capital. | Management | | For | | For | | |
| 7. | To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | | For | | For | | |
| THE WALT DISNEY COMPANY | | |
| Security | 254687106 | | | | Meeting Type | Annual |
| Ticker Symbol | DIS | | | | Meeting Date | 09-Mar-2022 | |
| ISIN | US2546871060 | | | | Agenda | 935544317 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Susan E. Arnold | Management | | For | | For | | |
| 1B. | Election of Director: Mary T. Barra | Management | | For | | For | | |
| 1C. | Election of Director: Safra A. Catz | Management | | For | | For | | |
| 1D. | Election of Director: Amy L. Chang | Management | | For | | For | | |
| 1E. | Election of Director: Robert A. Chapek | Management | | For | | For | | |
| 1F. | Election of Director: Francis A. deSouza | Management | | For | | For | | |
| 1G. | Election of Director: Michael B.G. Froman | Management | | For | | For | | |
| 1H. | Election of Director: Maria Elena Lagomasino | Management | | For | | For | | |
| 1I. | Election of Director: Calvin R. McDonald | Management | | For | | For | | |
| 1J. | Election of Director: Mark G. Parker | Management | | For | | For | | |
| 1K. | Election of Director: Derica W. Rice | Management | | For | | For | | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2022. | Management | | Against | | Against | | |
| 3. | Consideration of an advisory vote to approve executive compensation. | Management | | For | | For | | |
| 4. | Shareholder proposal, if properly presented at the meeting, requesting an annual report disclosing information regarding lobbying policies and activities. | Shareholder | | For | | Against | | |
| 5. | Shareholder proposal, if properly presented at the meeting, requesting amendment of the Company's governing documents to lower the stock ownership threshold to call a special meeting of shareholders. | Shareholder | | For | | Against | | |
| 6. | Shareholder proposal, if properly presented at the meeting, requesting a diligence report evaluating human rights impacts. | Shareholder | | Against | | For | | |
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a report on both median and adjusted pay gaps across race and gender. | Shareholder | | For | | Against | | |
| 8. | Shareholder proposal, if properly presented at the meeting, requesting a workplace non-discrimination audit and report. | Shareholder | | Against | | For | | |
| APPLIED MATERIALS, INC. | | |
| Security | 038222105 | | | | Meeting Type | Annual |
| Ticker Symbol | AMAT | | | | Meeting Date | 10-Mar-2022 | |
| ISIN | US0382221051 | | | | Agenda | 935544381 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Rani Borkar | Management | | For | | For | | |
| 1B. | Election of Director: Judy Bruner | Management | | For | | For | | |
| 1C. | Election of Director: Xun (Eric) Chen | Management | | For | | For | | |
| 1D. | Election of Director: Aart J. de Geus | Management | | For | | For | | |
| 1E. | Election of Director: Gary E. Dickerson | Management | | For | | For | | |
| 1F. | Election of Director: Thomas J. Iannotti | Management | | For | | For | | |
| 1G. | Election of Director: Alexander A. Karsner | Management | | For | | For | | |
| 1H. | Election of Director: Adrianna C. Ma | Management | | For | | For | | |
| 1I. | Election of Director: Yvonne McGill | Management | | For | | For | | |
| 1J. | Election of Director: Scott A. McGregor | Management | | For | | For | | |
| 2. | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2021. | Management | | Against | | Against | | |
| 3. | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2022. | Management | | For | | For | | |
| 4. | Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. | Shareholder | | For | | Against | | |
| 5. | Shareholder proposal to improve the executive compensation program and policy, such as to include the CEO pay ratio factor and voices from employees. | Shareholder | | For | | Against | | |
| AGILENT TECHNOLOGIES, INC. | | |
| Security | 00846U101 | | | | Meeting Type | Annual |
| Ticker Symbol | A | | | | Meeting Date | 16-Mar-2022 | |
| ISIN | US00846U1016 | | | | Agenda | 935546296 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1.1 | Election of Director for a three-year term: Hans E. Bishop | Management | | For | | For | | |
| 1.2 | Election of Director for a three-year term: Otis W. Brawley, M.D. | Management | | For | | For | | |
| 1.3 | Election of Director for a three-year term: Mikael Dolsten, M.D., Ph.D. | Management | | For | | For | | |
| 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | | Against | | Against | | |
| 3. | To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. | Management | | Against | | Against | | |
| 4. | To vote on a stockholder proposal regarding the right to call a special meeting, if properly presented at the meeting. | Management | | For | | Against | | |
| BANCO BILBAO VIZCAYA ARGENTARIA SA | | |
| Security | E11805103 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 17-Mar-2022 | |
| ISIN | ES0113211835 | | | | Agenda | 715160634 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | SHAREHOLDERS HOLDING LESS THAN "500" SHARES (MINIMUM AMOUNT TO ATTEND THE- MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL-ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION-TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO-ATTEND THE MEETING. | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 18 MAR 2022 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN-VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | | | | | | |
| 1.1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT REPORTS OF BANCOBILBAO VIZCAYA ARGENTARIA, S.A. AND ITS CONSOLIDATED GROUP | Management | | No Action | | | | |
| 1.2 | APPROVAL OF THE NON FINANCIAL INFORMATION REPORT | Management | | No Action | | | | |
| 1.3 | ALLOCATION OF RESULTS | Management | | No Action | | | | |
| 1.4 | APPROVAL OF THE CORPORATE MANAGEMENT | Management | | No Action | | | | |
| 2 | APPROVAL OF A DISTRIBUTION OF 23 EURO CENTS PER SHARE FROM VOLUNTARY RESERVES | Management | | No Action | | | | |
| 3.1 | REELECTION OF CARLOS TORRES VILA | Management | | No Action | | | | |
| 3.2 | REELECTION OF ONUR GENC | Management | | No Action | | | | |
| 3.3 | APPOINTMENT OF CONNIE HEDEGAAR KOKSBANG | Management | | No Action | | | | |
| 4 | DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER TO INCREASE THE COMPANY'S SHARE CAPITAL, FOR A PERIOD OF FIVE YEARS, UP TO A MAXIMUM AMOUNT CORRESPONDING TO 50 PERCENT OF THE SHARE CAPITAL | Management | | No Action | | | | |
| 5 | DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER TO ISSUE CONVERTIBLE SECURITIES INTO COMPANY SHARES, FOR A PERIOD OF FIVE YEARS, UP TO A MAXIMUM AMOUNT OF EUR 6,000,000,000 | Management | | No Action | | | | |
| 6 | AUTHORIZATION FOR THE COMPANY, TO CARRY OUT THE DERIVATIVE ACQUISITION OF ITS OWN SHARES | Management | | No Action | | | | |
| 7 | APPROVAL OF THE REDUCTION OF THE SHARE CAPITAL OF THE BANK IN UP TO A MAXIMUM AMOUNT OF 10 PER CENT OF THE SHARE CAPITAL | Management | | No Action | | | | |
| 8 | APPROVAL OF A MAXIMUM LEVEL OF VARIABLE REMUNERATION OF UP TO 200 PER CENT OF THE FIXED COMPONENT OF THE TOTAL REMUNERATION FOR A CERTAIN GROUP OF EMPLOYEES | Management | | No Action | | | | |
| 9 | APPOINTMENT OF THE STATUTORY AUDITORS: ERNST YOUNG | Management | | No Action | | | | |
| 10 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO FORMALIZE, AMEND, INTERPRET AND EXECUTE THE RESOLUTIONS ADOPTED BY THE ANNUAL GENERAL MEETING | Management | | No Action | | | | |
| 11 | CONSULTATIVE VOTE ON THE ANNUAL REMUNERATION REPORT OF DIRECTORS | Management | | No Action | | | | |
| CMMT | 21 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| ABB LTD | | |
| Security | 000375204 | | | | Meeting Type | Annual |
| Ticker Symbol | ABB | | | | Meeting Date | 24-Mar-2022 | |
| ISIN | US0003752047 | | | | Agenda | 935556627 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Approval of the management report, the consolidated financial statements and the annual financial statements for 2021 | Management | | For | | For | | |
| 2. | Consultative vote on the 2021 Compensation Report | Management | | For | | For | | |
| 3. | Discharge of the Board of Directors and the persons entrusted with management | Management | | For | | For | | |
| 4. | Appropriation of earnings | Management | | For | | For | | |
| 5. | Capital reduction through cancellation of shares repurchased under the share buyback programs 2020 and 2021 | Management | | For | | For | | |
| 6A. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2022 Annual General Meeting to the 2023 Annual General Meeting | Management | | For | | For | | |
| 6B. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2023 | Management | | For | | For | | |
| 7A. | Election of Gunnar Brock as Director | Management | | For | | For | | |
| 7B. | Election of David Constable as Director | Management | | For | | For | | |
| 7C. | Election of Frederico Fleury Curado as Director | Management | | For | | For | | |
| 7D. | Election of Lars Förberg as Director | Management | | For | | For | | |
| 7E. | Election of Jennifer Xin-Zhe Li as Director | Management | | For | | For | | |
| 7F. | Election of Geraldine Matchett as Director | Management | | For | | For | | |
| 7G. | Election of David Meline as Director | Management | | For | | For | | |
| 7H. | Election of Satish Pai as Director | Management | | For | | For | | |
| 7I. | Election of Jacob Wallenberg as Director | Management | | For | | For | | |
| 7J. | Election of Peter Voser as Director and Chairman | Management | | For | | For | | |
| 8A. | Election of David Constable as a member of Compensation Committee | Management | | For | | For | | |
| 8B. | Election of Frederico Fleury Curado as a member of Compensation Committee | Management | | For | | For | | |
| 8C. | Election of Jennifer Xin-Zhe Li as a member of Compensation Committee | Management | | For | | For | | |
| 9. | Election of the independent proxy, Zehnder Bolliger & Partner | Management | | For | | For | | |
| 10. | Election of the auditors, KPMG AG | Management | | For | | For | | |
| 11. | In case of additional or alternative proposals to the published agenda items during the Annual General Meeting or of new agenda items, I authorize the independent proxy to act. | Management | | Against | | Against | | |
| HEWLETT PACKARD ENTERPRISE COMPANY | | |
| Security | 42824C109 | | | | Meeting Type | Annual |
| Ticker Symbol | HPE | | | | Meeting Date | 05-Apr-2022 | |
| ISIN | US42824C1099 | | | | Agenda | 935550346 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Daniel Ammann | Management | | For | | For | | |
| 1B. | Election of Director: Pamela L. Carter | Management | | For | | For | | |
| 1C. | Election of Director: Jean M. Hobby | Management | | For | | For | | |
| 1D. | Election of Director: George R. Kurtz | Management | | For | | For | | |
| 1E. | Election of Director: Raymond J. Lane | Management | | For | | For | | |
| 1F. | Election of Director: Ann M. Livermore | Management | | For | | For | | |
| 1G. | Election of Director: Antonio F. Neri | Management | | For | | For | | |
| 1H. | Election of Director: Charles H. Noski | Management | | For | | For | | |
| 1I. | Election of Director: Raymond E. Ozzie | Management | | For | | For | | |
| 1J. | Election of Director: Gary M. Reiner | Management | | For | | For | | |
| 1K. | Election of Director: Patricia F. Russo | Management | | For | | For | | |
| 2. | Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2022. | Management | | For | | For | | |
| 3. | Approval of the increase of shares reserved under the Hewlett Packard Enterprise 2021 Stock Incentive Plan. | Management | | For | | For | | |
| 4. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| 5. | Stockholder proposal entitled: "Special Shareholder Meeting Improvement" | Shareholder | | Against | | For | | |
| NESTLE S.A. | | |
| Security | H57312649 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 07-Apr-2022 | |
| ISIN | CH0038863350 | | | | Agenda | 715274635 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 701444 DUE TO CHANGE IN- RECOMMENDATION FOR RESOLUTION 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING- WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE- REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE- EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | | | | | | |
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE.THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | | | | | | |
| 1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2021 | Management | | No Action | | | | |
| 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2021 (ADVISORY VOTE) | Management | | No Action | | | | |
| 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | | No Action | | | | |
| 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2021 | Management | | No Action | | | | |
| 4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | | No Action | | | | |
| 4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | | No Action | | | | |
| 4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | | No Action | | | | |
| 4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | | No Action | | | | |
| 4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | | No Action | | | | |
| 4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA CHENG | Management | | No Action | | | | |
| 4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | | No Action | | | | |
| 4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | | No Action | | | | |
| 4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | | No Action | | | | |
| 4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | | No Action | | | | |
| 4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | | No Action | | | | |
| 4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | | No Action | | | | |
| 4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: CHRIS LEONG | Management | | No Action | | | | |
| 4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: LUCA MAESTRI | Management | | No Action | | | | |
| 4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | | No Action | | | | |
| 4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | | No Action | | | | |
| 4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | | No Action | | | | |
| 4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DINESH PALIWAL | Management | | No Action | | | | |
| 4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | | No Action | | | | |
| 4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | | No Action | | | | |
| 5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | | No Action | | | | |
| 5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | | No Action | | | | |
| 6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | | No Action | | | | |
| 7 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Management | | No Action | | | | |
| THE BANK OF NEW YORK MELLON CORPORATION | | |
| Security | 064058100 | | | | Meeting Type | Annual |
| Ticker Symbol | BK | | | | Meeting Date | 12-Apr-2022 | |
| ISIN | US0640581007 | | | | Agenda | 935554015 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Linda Z. Cook | Management | | For | | For | | |
| 1B. | Election of Director: Joseph J. Echevarria | Management | | For | | For | | |
| 1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | | For | | For | | |
| 1D. | Election of Director: M. Amy Gilliland | Management | | For | | For | | |
| 1E. | Election of Director: Jeffrey A. Goldstein | Management | | For | | For | | |
| 1F. | Election of Director: K. Guru Gowrappan | Management | | For | | For | | |
| 1G. | Election of Director: Ralph Izzo | Management | | For | | For | | |
| 1H. | Election of Director: Sandra E. "Sandie" O'Connor | Management | | For | | For | | |
| 1I. | Election of Director: Elizabeth E. Robinson | Management | | For | | For | | |
| 1J. | Election of Director: Frederick O. Terrell | Management | | For | | For | | |
| 1K. | Election of Director: Alfred W. "Al" Zollar | Management | | For | | For | | |
| 2. | Advisory resolution to approve the 2021 compensation of our named executive officers. | Management | | For | | For | | |
| 3. | Ratification of KPMG LLP as our independent auditor for 2022. | Management | | For | | For | | |
| 4. | Stockholder proposal regarding stockholder requests to call a special meeting. | Shareholder | | Against | | For | | |
| IVECO GROUP N.V. | | |
| Security | N47017103 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 13-Apr-2022 | |
| ISIN | NL0015000LU4 | | | | Agenda | 715217356 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| 1 | OPEN MEETING | Non-Voting | | | | | | |
| O.2.a | ADOPTION OF THE 2021 COMPANY BALANCE SHEET | Management | | No Action | | | | |
| O.2.b | RELEASE FROM LIABILITY OF THE MEMBERS OF THE BOARD | Management | | No Action | | | | |
| O.3 | APPLICATION OF THE REMUNERATION POLICY IN 2021 (ADVISORY VOTE) | Management | | No Action | | | | |
| O.4 | APPOINTMENT OF BENOIT RIBADEAU-DUMAS (NON- EXECUTIVE DIRECTOR) | Management | | No Action | | | | |
| O.5.a | PROPOSAL TO RE-APPOINT ERNST AND YOUNG ACCOUNTANTS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE 2022 FINANCIAL YEAR | Management | | No Action | | | | |
| O.5.b | PROPOSAL TO APPOINT DELOITTE ACCOUNTANTS B.V. AS THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE 2023 FINANCIAL YEAR | Management | | No Action | | | | |
| O.6 | PROPOSAL TO APPROVE THE PLAN TO AWARD (RIGHTS TO SUBSCRIBE FOR) COMMON SHARES IN THE CAPITAL OF THE COMPANY TO EXECUTIVE DIRECTORS IN ACCORDANCE WITH ARTICLE 12.6 OF THE COMPANY'S BY-LAWS | Management | | No Action | | | | |
| 7 | CLOSE MEETING | Non-Voting | | | | | | |
| CNH INDUSTRIAL N V | | |
| Security | N20944109 | | | | Meeting Type | Annual |
| Ticker Symbol | CNHI | | | | Meeting Date | 13-Apr-2022 | |
| ISIN | NL0010545661 | | | | Agenda | 935559154 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 2B. | Adoption of the 2021 Annual Financial Statements. | Management | | For | | For | | |
| 2C. | Determination and distribution of dividend. | Management | | For | | For | | |
| 2D. | Release from liability of the executive directors and the nonexecutive directors of the Board. | Management | | For | | For | | |
| 3. | Advisory vote on application of the remuneration policy in 2021. | Management | | For | | For | | |
| 4A. | Re-appointment of Suzanne Heywood | Management | | For | | For | | |
| 4B. | Re-appointment of Scott W. Wine | Management | | For | | For | | |
| 4C. | Re-appointment of Catia Bastioli | Management | | For | | For | | |
| 4D. | Re-appointment of Howard W. Buffett | Management | | For | | For | | |
| 4E. | Re-appointment of Léo W. Houle | Management | | For | | For | | |
| 4F. | Re-appointment of John B. Lanaway | Management | | For | | For | | |
| 4G. | Re-appointment of Alessandro Nasi | Management | | For | | For | | |
| 4H. | Re-appointment of Vagn Sørensen | Management | | For | | For | | |
| 4I. | Re-appointment of Åsa Tamsons | Management | | For | | For | | |
| 4J. | Appointment of Karen Linehan | Management | | For | | For | | |
| 5A. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company for the 2022 financial year. | Management | | For | | For | | |
| 5B. | Proposal to appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2023 financial year. | Management | | For | | For | | |
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | | For | | For | | |
| CNH INDUSTRIAL N V | | |
| Security | N20944109 | | | | Meeting Type | Annual |
| Ticker Symbol | CNHI | | | | Meeting Date | 13-Apr-2022 | |
| ISIN | NL0010545661 | | | | Agenda | 935572366 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 2B. | Adoption of the 2021 Annual Financial Statements. | Management | | For | | For | | |
| 2C. | Determination and distribution of dividend. | Management | | For | | For | | |
| 2D. | Release from liability of the executive directors and the nonexecutive directors of the Board. | Management | | For | | For | | |
| 3. | Advisory vote on application of the remuneration policy in 2021. | Management | | For | | For | | |
| 4A. | Re-appointment of Suzanne Heywood | Management | | For | | For | | |
| 4B. | Re-appointment of Scott W. Wine | Management | | For | | For | | |
| 4C. | Re-appointment of Catia Bastioli | Management | | For | | For | | |
| 4D. | Re-appointment of Howard W. Buffett | Management | | For | | For | | |
| 4E. | Re-appointment of Léo W. Houle | Management | | For | | For | | |
| 4F. | Re-appointment of John B. Lanaway | Management | | For | | For | | |
| 4G. | Re-appointment of Alessandro Nasi | Management | | For | | For | | |
| 4H. | Re-appointment of Vagn Sørensen | Management | | For | | For | | |
| 4I. | Re-appointment of Åsa Tamsons | Management | | For | | For | | |
| 4J. | Appointment of Karen Linehan | Management | | For | | For | | |
| 5A. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company for the 2022 financial year. | Management | | For | | For | | |
| 5B. | Proposal to appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2023 financial year. | Management | | For | | For | | |
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | | For | | For | | |
| HCA HEALTHCARE, INC. | | |
| Security | 40412C101 | | | | Meeting Type | Annual |
| Ticker Symbol | HCA | | | | Meeting Date | 21-Apr-2022 | |
| ISIN | US40412C1018 | | | | Agenda | 935561236 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Thomas F. Frist III | Management | | For | | For | | |
| 1B. | Election of Director: Samuel N. Hazen | Management | | For | | For | | |
| 1C. | Election of Director: Meg G. Crofton | Management | | For | | For | | |
| 1D. | Election of Director: Robert J. Dennis | Management | | For | | For | | |
| 1E. | Election of Director: Nancy-Ann DeParle | Management | | For | | For | | |
| 1F. | Election of Director: William R. Frist | Management | | For | | For | | |
| 1G. | Election of Director: Charles O. Holliday, Jr. | Management | | For | | For | | |
| 1H. | Election of Director: Hugh F. Johnston | Management | | For | | For | | |
| 1I. | Election of Director: Michael W. Michelson | Management | | For | | For | | |
| 1J. | Election of Director: Wayne J. Riley, M.D. | Management | | For | | For | | |
| 1K. | Election of Director: Andrea B. Smith | Management | | For | | For | | |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Management | | Against | | Against | | |
| 3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| 4. | Stockholder proposal, if properly presented at the meeting, regarding political spending disclosure. | Shareholder | | For | | Against | | |
| 5. | Stockholder proposal, if properly presented at the meeting, regarding lobbying disclosure. | Shareholder | | For | | Against | | |
| ING GROUP NV | | |
| Security | N4578E595 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 25-Apr-2022 | |
| ISIN | NL0011821202 | | | | Agenda | 715269850 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| 1. | OPEN MEETING | Non-Voting | | | | | | |
| 2a. | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | | | | | | |
| 2b. | RECEIVE ANNOUNCEMENTS ON SUSTAINABILITY | Non-Voting | | | | | | |
| 2c. | RECEIVE REPORT OF SUPERVISORY BOARD | Non-Voting | | | | | | |
| 2d. | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| 2e. | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 3a. | RECEIVE EXPLANATION ON PROFIT RETENTION AND DISTRIBUTION POLICY | Non-Voting | | | | | | |
| 3b. | APPROVE DIVIDENDS OF EUR 0.62 PER SHARE | Management | | No Action | | | | |
| 4a. | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | | No Action | | | | |
| 4b. | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | | No Action | | | | |
| 5. | AMENDMENT OF SUPERVISORY BOARD PROFILE | Non-Voting | | | | | | |
| 6a. | GRANT BOARD AUTHORITY TO ISSUE SHARES | Management | | No Action | | | | |
| 6b. | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL AND RESTRICT/EXCLUDE PREEMPTIVE RIGHTS | Management | | No Action | | | | |
| 7. | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | | No Action | | | | |
| 8a. | APPROVE REDUCTION IN SHARE CAPITAL THROUGH CANCELLATION OF SHARES | Management | | No Action | | | | |
| 8b. | AMEND ARTICLES TO REFLECT CHANGES IN CAPITAL | Management | | No Action | | | | |
| 9. | APPROVE CANCELLATION OF REPURCHASED SHARES PURSUANT TO THE AUTHORITY UNDER ITEM 7 | Management | | No Action | | | | |
| CMMT | 18 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| ING GROUP NV | | |
| Security | N4578E595 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 25-Apr-2022 | |
| ISIN | NL0011821202 | | | | Agenda | 715269850 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| 1. | OPEN MEETING | Non-Voting | | | | | | |
| 2a. | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | | | | | | |
| 2b. | RECEIVE ANNOUNCEMENTS ON SUSTAINABILITY | Non-Voting | | | | | | |
| 2c. | RECEIVE REPORT OF SUPERVISORY BOARD | Non-Voting | | | | | | |
| 2d. | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| 2e. | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 3a. | RECEIVE EXPLANATION ON PROFIT RETENTION AND DISTRIBUTION POLICY | Non-Voting | | | | | | |
| 3b. | APPROVE DIVIDENDS OF EUR 0.62 PER SHARE | Management | | No Action | | | | |
| 4a. | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | | No Action | | | | |
| 4b. | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | | No Action | | | | |
| 5. | AMENDMENT OF SUPERVISORY BOARD PROFILE | Non-Voting | | | | | | |
| 6a. | GRANT BOARD AUTHORITY TO ISSUE SHARES | Management | | No Action | | | | |
| 6b. | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL AND RESTRICT/EXCLUDE PREEMPTIVE RIGHTS | Management | | No Action | | | | |
| 7. | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | | No Action | | | | |
| 8a. | APPROVE REDUCTION IN SHARE CAPITAL THROUGH CANCELLATION OF SHARES | Management | | No Action | | | | |
| 8b. | AMEND ARTICLES TO REFLECT CHANGES IN CAPITAL | Management | | No Action | | | | |
| 9. | APPROVE CANCELLATION OF REPURCHASED SHARES PURSUANT TO THE AUTHORITY UNDER ITEM 7 | Management | | No Action | | | | |
| CMMT | 18 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| VIVENDI SE | | |
| Security | F97982106 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 25-Apr-2022 | |
| ISIN | FR0000127771 | | | | Agenda | 715270120 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | | | | | | |
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | 18 MAR 2022: DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS-ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14,-2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE-GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL- PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY- REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL-SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO-THIS POLICY AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS-(CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON | Non-Voting | | | | | | |
| | MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | | | | | | | | | |
| 1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR FISCAL YEAR 2021 | Management | | For | | For | | |
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2021 | Management | | For | | For | | |
| 3 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON REGULATED RELATED-PARTY AGREEMENTS | Management | | For | | For | | |
| 4 | ALLOCATION OF EARNINGS FOR FISCAL YEAR 2021, SETTING OF THE DIVIDEND AND ITS PAYMENT DATE | Management | | For | | For | | |
| 5 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 I. OF THE FRENCH COMMERCIAL CODE AS SET OUT IN THE CORPORATE GOVERNANCE REPORT | Management | | For | | For | | |
| 6 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS-IN-KIND PAID DURING OR ALLOCATED FOR 2021 TO YANNICK BOLLOR, CHAIRMAN OF THE SUPERVISORY BOARD | Management | | For | | For | | |
| 7 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS-IN-KIND PAID DURING OR ALLOCATED FOR 2021 TO ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE MANAGEMENT BOARD | Management | | For | | For | | |
| 8 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS-IN-KIND PAID DURING OR ALLOCATED FOR 2021 TO GILLES ALIX, MEMBER OF THE MANAGEMENT BOARD | Management | | For | | For | | |
| 9 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS-IN-KIND PAID DURING OR ALLOCATED FOR 2021 TO C DRIC DE BAILLIENCOURT, MEMBER OF THE MANAGEMENT BOARD | Management | | For | | For | | |
| 10 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS-IN-KIND PAID DURING OR ALLOCATED FOR 2021 TO FR DRIC CR PIN, MEMBER OF THE MANAGEMENT BOARD | Management | | For | | For | | |
| 11 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS-IN-KIND PAID DURING OR ALLOCATED FOR 2021 TO SIMON GILLHAM, MEMBER OF THE MANAGEMENT BOARD | Management | | For | | For | | |
| 12 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS-IN-KIND PAID DURING OR ALLOCATED FOR 2021 TO HERV PHILIPPE, MEMBER OF THE MANAGEMENT BOARD | Management | | For | | For | | |
| 13 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS-IN-KIND PAID DURING OR ALLOCATED FOR 2021 TO ST PHANE ROUSSEL, MEMBER OF THE MANAGEMENT BOARD | Management | | For | | For | | |
| 14 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND MEMBERS OF THE SUPERVISORY BOARD FOR 2022 | Management | | For | | For | | |
| 15 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE MANAGEMENT BOARD FOR 2022 | Management | | For | | For | | |
| 16 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE MANAGEMENT BOARD FOR 2022 | Management | | For | | For | | |
| 17 | RENEWAL OF THE TERM OF OFFICE OF PHILIPPE BNACIN AS A MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | | |
| 18 | RENEWAL OF THE TERM OF OFFICE OF CATHIA LAWSON-HALL AS A MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | | |
| 19 | RENEWAL OF THE TERM OF OFFICE OF MICHLE REISER AS A MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | | |
| 20 | RENEWAL OF THE TERM OF OFFICE OF KATIE STANTON AS A MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | | |
| 21 | APPOINTMENT OF MAUD FONTENOY AS A MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | | |
| 22 | AUTHORIZATION TO THE MANAGEMENT BOARD FOR THE COMPANY TO REPURCHASE ITS OWN SHARES, WITHIN THE LIMIT OF 10% OF THE COMPANY'S SHARE CAPITAL | Management | | For | | For | | |
| 23 | AUTHORIZATION TO THE MANAGEMENT BOARD TO REDUCE THE COMPANY'S SHARE CAPITAL BY CANCELING SHARES, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL | Management | | For | | For | | |
| 24 | SHARE CAPITAL REDUCTION IN THE MAXIMUM NOMINAL AMOUNT OF FI3,048,542,959 (50% OF THE SHARE CAPITAL) BY WAY OF THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES FOLLOWED BY THEIR CANCELLATION, AND AUTHORIZATION TO THE MANAGEMENT BOARD TO MAKE A PUBLIC SHARE BUYBACK OFFER (OPRA) TO PERFORM THE SHARE CAPITAL REDUCTION AND TO DETERMINE ITS FINAL AMOUNT | Management | | For | | For | | |
| 25 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE COMPANY'S SHARE CAPITAL IN FAVOR OF EMPLOYEES AND RETIREES WHO ARE MEMBERS OF THE VIVENDI GROUP EMPLOYEE STOCK PURCHASE PLAN WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | | For | | For | | |
| 26 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL IN FAVOR OF EMPLOYEES OF VIVENDI'S FOREIGN SUBSIDIARIES WHO ARE MEMBERS OF VIVENDI'S INTERNATIONAL GROUP EMPLOYEE STOCK PURCHASE PLAN OR FOR THE PURPOSE OF IMPLEMENTING ANY EQUIVALENT MECHANISM WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | | For | | For | | |
| 27 | POWERS TO CARRY OUT FORMALITIES | Management | | For | | For | | |
| CMMT | 18 MAR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202203162200546-32 AND-INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT THIS IS A REVISION DUE TO- MODIFICATION OF THE TEXT OF RESOLUTION 24 AND ADDITION OF COMMENTS. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| DANONE SA | | |
| Security | F12033134 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 26-Apr-2022 | |
| ISIN | FR0000120644 | | | | Agenda | 715377289 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | | | | | | |
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | 07 APR 2022: DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS-ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14,-2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE-GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL- PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY- REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL-SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO-THIS POLICY AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS-(CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON | Non-Voting | | | | | | |
| | MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | | | | | | | | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 712230 DUE TO RECEIPT OF-ADDITION OF RESOLUTION. A. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | |
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Management | | No Action | | | | |
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Management | | No Action | | | | |
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 AND SETTING OF THE DIVIDEND AT 1.94 EURO PER SHARE | Management | | No Action | | | | |
| 4 | RATIFICATION OF THE CO-OPTATION OF VALERIE CHAPOULAUD-FLOQUET AS DIRECTOR, AS A REPLACEMENT FOR ISABELLE SEILLIER, WHO RESIGNED | Management | | No Action | | | | |
| 5 | APPOINTMENT OF ANTOINE DE SAINT-AFFRIQUE AS DIRECTOR | Management | | No Action | | | | |
| 6 | APPOINTMENT OF PATRICE LOUVET AS DIRECTOR | Management | | No Action | | | | |
| 7 | APPOINTMENT OF GERALDINE PICAUD AS DIRECTOR | Management | | No Action | | | | |
| 8 | APPOINTMENT OF SUSAN ROBERTS AS DIRECTOR | Management | | No Action | | | | |
| 9 | RENEWAL OF THE TERM OF OFFICE OF ERNST & YOUNG AUDIT AS STATUTORY AUDITOR | Management | | No Action | | | | |
| 10 | APPOINTMENT OF MAZARS & ASSOCIES AS STATUTORY AUDITOR, AS A REPLACEMENT FOR PRICEWATERHOUSECOOPERS AUDIT FIRM | Management | | No Action | | | | |
| 11 | APPROVAL OF AN AGREEMENT SUBJECT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE CONCLUDED BY THE COMPANY WITH VERONIQUE PENCHIENATI-BOSETTA | Management | | No Action | | | | |
| 12 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2021 | Management | | No Action | | | | |
| 13 | APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 31 DECEMBER 2021 TO VERONIQUE PENCHIENATI-BOSETTA, IN HER CAPACITY AS CHIEF EXECUTIVE OFFICER, BETWEEN 14 MARCH AND 14 SEPTEMBER 2021 | Management | | No Action | | | | |
| 14 | APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 31 DECEMBER 2021 TO SHANE GRANT, IN HIS CAPACITY AS DEPUTY CHIEF EXECUTIVE OFFICER BETWEEN 14 MARCH AND 14 SEPTEMBER 2021 | Management | | No Action | | | | |
| 15 | APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 31 DECEMBER 2021 TO ANTOINE DE SAINT- AFFRIQUE, CHIEF EXECUTIVE OFFICER AS OF 15 SEPTEMBER 2021 | Management | | No Action | | | | |
| 16 | APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TO GILLES SCHNEPP, CHAIRMAN OF THE BOARD OF DIRECTORS AS OF 14 MARCH 2021 | Management | | No Action | | | | |
| 17 | APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2022 | Management | | No Action | | | | |
| 18 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2022 | Management | | No Action | | | | |
| 19 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS FOR THE FINANCIAL YEAR 2022 | Management | | No Action | | | | |
| 20 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PURCHASE, HOLD OR TRANSFER THE COMPANY'S SHARES | Management | | No Action | | | | |
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES, CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS | Management | | No Action | | | | |
| 22 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATION OF EXISTING PERFORMANCE SHARES OR PERFORMANCE SHARES TO BE ISSUED OF THE COMPANY, WITHOUT THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | | No Action | | | | |
| 23 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATION OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY NOT SUBJECT TO PERFORMANCE CONDITIONS, WITHOUT THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | | No Action | | | | |
| 24 | AMENDMENT TO ARTICLE 19.II OF THE COMPANY'S BY-LAWS RELATING TO THE AGE LIMIT OF THE CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICER | Management | | No Action | | | | |
| 25 | AMENDMENT TO ARTICLE 18.I OF THE COMPANY'S BY-LAWS RELATING TO THE AGE LIMIT OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | | No Action | | | | |
| 26 | AMENDMENT TO ARTICLE 17 OF THE COMPANY'S BY-LAWS RELATING TO THE OBLIGATION OF HOLDING SHARES APPLICABLE TO DIRECTORS | Management | | No Action | | | | |
| 27 | POWERS TO CARRY OUT FORMALITIES | Management | | No Action | | | | |
| A | PLEASE NOT THAT THIS IS A SHAREHOLDER PROPOSAL: AMENDMENT TO PARAGRAPHS I AND III OF ARTICLE 18 OF THE COMPANY'S BY-LAWS 'THE OFFICE OF THE BOARD - DELIBERATIONS' | Shareholder | | No Action | | | | |
| CMMT | 07 APR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0404/202204042200706-.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF-YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 720555, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | | | | | | |
| INTERNATIONAL BUSINESS MACHINES CORP. | | |
| Security | 459200101 | | | | Meeting Type | Annual |
| Ticker Symbol | IBM | | | | Meeting Date | 26-Apr-2022 | |
| ISIN | US4592001014 | | | | Agenda | 935559483 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director for a Term of One Year: Thomas Buberl | Management | | For | | For | | |
| 1B. | Election of Director for a Term of One Year: David N. Farr | Management | | For | | For | | |
| 1C. | Election of Director for a Term of One Year: Alex Gorsky | Management | | For | | For | | |
| 1D. | Election of Director for a Term of One Year: Michelle J. Howard | Management | | For | | For | | |
| 1E. | Election of Director for a Term of One Year: Arvind Krishna | Management | | For | | For | | |
| 1F. | Election of Director for a Term of One Year: Andrew N. Liveris | Management | | For | | For | | |
| 1G. | Election of Director for a Term of One Year: F. William McNabb III | Management | | For | | For | | |
| 1H. | Election of Director for a Term of One Year: Martha E. Pollack | Management | | For | | For | | |
| 1I. | Election of Director for a Term of One Year: Joseph R. Swedish | Management | | For | | For | | |
| 1J. | Election of Director for a Term of One Year: Peter R. Voser | Management | | For | | For | | |
| 1K. | Election of Director for a Term of One Year: Frederick H. Waddell | Management | | For | | For | | |
| 1L. | Election of Director for a Term of One Year: Alfred W. Zollar | Management | | For | | For | | |
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | | Against | | Against | | |
| 3. | Advisory Vote on Executive Compensation. | Management | | For | | For | | |
| 4. | Stockholder Proposal to Lower Special Meeting Right Ownership Threshold. | Shareholder | | For | | Against | | |
| 5. | Stockholder Proposal to Have An Independent Board Chairman. | Shareholder | | For | | Against | | |
| 6. | Stockholder Proposal Requesting Public Report on the use of Concealment Clauses. | Shareholder | | For | | Against | | |
| THE COCA-COLA COMPANY | | |
| Security | 191216100 | | | | Meeting Type | Annual |
| Ticker Symbol | KO | | | | Meeting Date | 26-Apr-2022 | |
| ISIN | US1912161007 | | | | Agenda | 935562086 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Herb Allen | Management | | For | | For | | |
| 1B. | Election of Director: Marc Bolland | Management | | For | | For | | |
| 1C. | Election of Director: Ana Botín | Management | | For | | For | | |
| 1D. | Election of Director: Christopher C. Davis | Management | | For | | For | | |
| 1E. | Election of Director: Barry Diller | Management | | For | | For | | |
| 1F. | Election of Director: Helene D. Gayle | Management | | For | | For | | |
| 1G. | Election of Director: Alexis M. Herman | Management | | For | | For | | |
| 1H. | Election of Director: Maria Elena Lagomasino | Management | | For | | For | | |
| 1I. | Election of Director: James Quincey | Management | | For | | For | | |
| 1J. | Election of Director: Caroline J. Tsay | Management | | For | | For | | |
| 1K. | Election of Director: David B. Weinberg | Management | | For | | For | | |
| 2. | Advisory vote to approve executive compensation | Management | | Against | | Against | | |
| 3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors of the Company to serve for the 2022 fiscal year | Management | | Against | | Against | | |
| 4. | Shareowner proposal regarding an external public health impact disclosure | Shareholder | | Against | | For | | |
| 5. | Shareowner proposal regarding a global transparency report | Shareholder | | For | | Against | | |
| 6. | Shareowner proposal regarding an independent Board Chair policy | Shareholder | | Against | | For | | |
| CITIGROUP INC. | | |
| Security | 172967424 | | | | Meeting Type | Annual |
| Ticker Symbol | C | | | | Meeting Date | 26-Apr-2022 | |
| ISIN | US1729674242 | | | | Agenda | 935563177 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director: Ellen M. Costello | Management | | For | | For | | |
| 1b. | Election of Director: Grace E. Dailey | Management | | For | | For | | |
| 1c. | Election of Director: Barbara J. Desoer | Management | | For | | For | | |
| 1d. | Election of Director: John C. Dugan | Management | | For | | For | | |
| 1e. | Election of Director: Jane N. Fraser | Management | | For | | For | | |
| 1f. | Election of Director: Duncan P. Hennes | Management | | For | | For | | |
| 1g. | Election of Director: Peter B. Henry | Management | | For | | For | | |
| 1h. | Election of Director: S. Leslie Ireland | Management | | For | | For | | |
| 1i. | Election of Director: Renée J. James | Management | | For | | For | | |
| 1j. | Election of Director: Gary M. Reiner | Management | | For | | For | | |
| 1k. | Election of Director: Diana L. Taylor | Management | | For | | For | | |
| 1l. | Election of Director: James S. Turley | Management | | For | | For | | |
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accountants for 2022. | Management | | For | | For | | |
| 3. | Advisory vote to approve our 2021 Executive Compensation. | Management | | For | | For | | |
| 4. | Approval of additional shares for the Citigroup 2019 Stock Incentive Plan. | Management | | For | | For | | |
| 5. | Stockholder proposal requesting a Management Pay Clawback policy. | Shareholder | | For | | Against | | |
| 6. | Stockholder proposal requesting an Independent Board Chairman. | Shareholder | | Against | | For | | |
| 7. | Stockholder Proposal requesting a report on the effectiveness of Citi's policies and practices in respecting Indigenous Peoples' rights in Citi's existing and proposed financing. | Shareholder | | Against | | For | | |
| 8. | Stockholder Proposal requesting that the Board adopt a policy to end new fossil fuel financing. | Shareholder | | Against | | For | | |
| 9. | Stockholder proposal requesting a non-discrimination audit analyzing the Company's impacts on civil rights and non- discrimination for all Americans. | Shareholder | | Against | | For | | |
| THE PNC FINANCIAL SERVICES GROUP, INC. | | |
| Security | 693475105 | | | | Meeting Type | Annual |
| Ticker Symbol | PNC | | | | Meeting Date | 27-Apr-2022 | |
| ISIN | US6934751057 | | | | Agenda | 935558607 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Joseph Alvarado | Management | | For | | For | | |
| 1B. | Election of Director: Debra A. Cafaro | Management | | For | | For | | |
| 1C. | Election of Director: Marjorie Rodgers Cheshire | Management | | For | | For | | |
| 1D. | Election of Director: William S. Demchak | Management | | For | | For | | |
| 1E. | Election of Director: Andrew T. Feldstein | Management | | For | | For | | |
| 1F. | Election of Director: Richard J. Harshman | Management | | For | | For | | |
| 1G. | Election of Director: Daniel R. Hesse | Management | | For | | For | | |
| 1H. | Election of Director: Linda R. Medler | Management | | For | | For | | |
| 1I. | Election of Director: Robert A. Niblock | Management | | For | | For | | |
| 1J. | Election of Director: Martin Pfinsgraff | Management | | For | | For | | |
| 1K. | Election of Director: Bryan S. Salesky | Management | | For | | For | | |
| 1L. | Election of Director: Toni Townes-Whitley | Management | | For | | For | | |
| 1M. | Election of Director: Michael J. Ward | Management | | For | | For | | |
| 2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2022. | Management | | For | | For | | |
| 3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| 4. | Shareholder proposal regarding report on risk management and the nuclear weapons industry. | Shareholder | | Abstain | | Against | | |
| APTIV PLC | | |
| Security | G6095L109 | | | | Meeting Type | Annual |
| Ticker Symbol | APTV | | | | Meeting Date | 27-Apr-2022 | |
| ISIN | JE00B783TY65 | | | | Agenda | 935560309 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Kevin P. Clark | Management | | For | | For | | |
| 1B. | Election of Director: Richard L. Clemmer | Management | | For | | For | | |
| 1C. | Election of Director: Nancy E. Cooper | Management | | For | | For | | |
| 1D. | Election of Director: Joseph L. Hooley | Management | | For | | For | | |
| 1E. | Election of Director: Merit E. Janow | Management | | For | | For | | |
| 1F. | Election of Director: Sean O. Mahoney | Management | | For | | For | | |
| 1G. | Election of Director: Paul M. Meister | Management | | For | | For | | |
| 1H. | Election of Director: Robert K. Ortberg | Management | | For | | For | | |
| 1I. | Election of Director: Colin J. Parris | Management | | For | | For | | |
| 1J. | Election of Director: Ana G. Pinczuk | Management | | For | | For | | |
| 2. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | Management | | For | | For | | |
| 3. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | | For | | For | | |
| CIGNA CORPORATION | | |
| Security | 125523100 | | | | Meeting Type | Annual |
| Ticker Symbol | CI | | | | Meeting Date | 27-Apr-2022 | |
| ISIN | US1255231003 | | | | Agenda | 935562911 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: David M. Cordani | Management | | For | | For | | |
| 1B. | Election of Director: William J. DeLaney | Management | | For | | For | | |
| 1C. | Election of Director: Eric J. Foss | Management | | For | | For | | |
| 1D. | Election of Director: Elder Granger, MD, MG, USA (Retired) | Management | | For | | For | | |
| 1E. | Election of Director: Neesha Hathi | Management | | For | | For | | |
| 1F. | Election of Director: George Kurian | Management | | For | | For | | |
| 1G. | Election of Director: Kathleen M. Mazzarella | Management | | For | | For | | |
| 1H. | Election of Director: Mark B. McClellan, MD, PhD | Management | | For | | For | | |
| 1I. | Election of Director: Kimberly A. Ross | Management | | For | | For | | |
| 1J. | Election of Director: Eric C. Wiseman | Management | | For | | For | | |
| 1K. | Election of Director: Donna F. Zarcone | Management | | For | | For | | |
| 2. | Advisory approval of Cigna's executive compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2022. | Management | | Against | | Against | | |
| 4. | Shareholder proposal - Special shareholder meeting improvement. | Shareholder | | For | | Against | | |
| 5. | Shareholder proposal - Gender pay gap report. | Shareholder | | For | | Against | | |
| 6. | Shareholder proposal - Political contributions report. | Shareholder | | For | | Against | | |
| NATWEST GROUP PLC | | |
| Security | G6422B105 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 28-Apr-2022 | |
| ISIN | GB00B7T77214 | | | | Agenda | 715295297 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | For | | For | | |
| 2 | APPROVE REMUNERATION POLICY | Management | | For | | For | | |
| 3 | APPROVE REMUNERATION REPORT | Management | | For | | For | | |
| 4 | APPROVE FINAL DIVIDEND | Management | | For | | For | | |
| 5 | RE-ELECT HOWARD DAVIES AS DIRECTOR | Management | | For | | For | | |
| 6 | RE-ELECT ALISON ROSE-SLADE AS DIRECTOR | Management | | For | | For | | |
| 7 | RE-ELECT KATIE MURRAY AS DIRECTOR | Management | | For | | For | | |
| 8 | RE-ELECT FRANK DANGEARD AS DIRECTOR | Management | | For | | For | | |
| 9 | RE-ELECT PATRICK FLYNN AS DIRECTOR | Management | | For | | For | | |
| 10 | RE-ELECT MORTEN FRIIS AS DIRECTOR | Management | | For | | For | | |
| 11 | RE-ELECT ROBERT GILLESPIE AS DIRECTOR | Management | | For | | For | | |
| 12 | RE-ELECT YASMIN JETHA AS DIRECTOR | Management | | For | | For | | |
| 13 | RE-ELECT MIKE ROGERS AS DIRECTOR | Management | | For | | For | | |
| 14 | RE-ELECT MARK SELIGMAN AS DIRECTOR | Management | | For | | For | | |
| 15 | RE-ELECT LENA WILSON AS DIRECTOR | Management | | For | | For | | |
| 16 | REAPPOINT ERNST & YOUNG LLP AS AUDITORS | Management | | For | | For | | |
| 17 | AUTHORISE THE GROUP AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | | For | | For | | |
| 18 | AUTHORISE ISSUE OF EQUITY | Management | | For | | For | | |
| 19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | | Abstain | | Against | | |
| 20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | | For | | For | | |
| 21 | AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH EQUITY CONVERTIBLE NOTES | Management | | For | | For | | |
| 22 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH EQUITY CONVERTIBLE NOTES | Management | | Abstain | | Against | | |
| 23 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | | For | | For | | |
| 24 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | Management | | For | | For | | |
| 25 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | | For | | For | | |
| 26 | AUTHORISE OFF-MARKET PURCHASE OF ORDINARY SHARES | Management | | For | | For | | |
| 27 | AUTHORISE OFF-MARKET PURCHASE OF PREFERENCE SHARES | Management | | For | | For | | |
| 28 | APPROVE CLIMATE STRATEGY | Management | | Abstain | | Against | | |
| ECHOSTAR CORPORATION | | |
| Security | 278768106 | | | | Meeting Type | Annual |
| Ticker Symbol | SATS | | | | Meeting Date | 28-Apr-2022 | |
| ISIN | US2787681061 | | | | Agenda | 935564179 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | R. Stanton Dodge | | | | For | | For | | |
| | | 2 | Michael T. Dugan | | | | For | | For | | |
| | | 3 | Charles W. Ergen | | | | For | | For | | |
| | | 4 | Lisa W. Hershman | | | | For | | For | | |
| | | 5 | Pradman P. Kaul | | | | For | | For | | |
| | | 6 | C. Michael Schroeder | | | | For | | For | | |
| | | 7 | Jeffrey R. Tarr | | | | For | | For | | |
| | | 8 | William D. Wade | | | | For | | For | | |
| 2. | To ratify the appointment of KPMG LLP as EchoStar Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| MERCEDES-BENZ GROUP AG | | |
| Security | D1668R123 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 29-Apr-2022 | |
| ISIN | DE0007100000 | | | | Agenda | 715273657 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | 18 MAR 2022: VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY-YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | | | | | | |
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | | | | | | |
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 5.00 PER SHARE | Management | | No Action | | | | |
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 | Management | | No Action | | | | |
| 5.2 | RATIFY KPMG AG AS AUDITORS FOR THE 2023 INTERIM FINANCIAL STATEMENTS UNTIL THE 2023 AGM | Management | | No Action | | | | |
| 6.1 | ELECT DAME COURTICE TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.2 | ELECT MARCO GOBBETTI TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 7 | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | | | | | |
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | | | | | | |
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | | | | | | |
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | | | | | | |
| CMMT | FROM 10TH FEBRUARY BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY IF YOU WISH TO SEE THE AGENDA IN GERMAN THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE FOR-FURTHER INFORMATION PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | | | | | | |
| CMMT | 22 MAR 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER | Non-Voting | | | | | | |
| | HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | | | | | | | | | |
| CMMT | 18 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | DELETION OF COMMENT | Non-Voting | | | | | | |
| CREDIT SUISSE GROUP AG | | |
| Security | 225401108 | | | | Meeting Type | Annual |
| Ticker Symbol | CS | | | | Meeting Date | 29-Apr-2022 | |
| ISIN | US2254011081 | | | | Agenda | 935608262 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A | Consultative vote on the 2021 compensation report | Management | | For | | For | | |
| 1B | Approval of the 2021 management report, the 2021 parent company financial statements, and the 2021 Group consolidated financial statements | Management | | For | | For | | |
| 2A | Discharge of the members of the Board of Directors and the Executive Board for the 2020 financial year | Management | | For | | For | | |
| 2B | Discharge of the members of the Board of Directors and the Executive Board for the 2021 financial year | Management | | For | | For | | |
| 3 | Appropriation of retained earnings and ordinary distribution of dividends payable out of retained earnings and capital contribution reserves | Management | | For | | For | | |
| 4 | Creation of authorized capital | Management | | For | | For | | |
| 5AA | Election of Axel Lehmann as member and Chairman of the Board of Director | Management | | For | | For | | |
| 5AB | Re-election of the member of the Board of Director: Iris Bohnet | Management | | For | | For | | |
| 5AC | Re-election of the member of the Board of Director: Clare Brady | Management | | For | | For | | |
| 5AD | Re-election of the member of the Board of Director: Christian Gellerstad | Management | | For | | For | | |
| 5AE | Re-election of the member of the Board of Director: Michael Klein | Management | | For | | For | | |
| 5AF | Re-election of the member of the Board of Director: Shan Li | Management | | For | | For | | |
| 5AG | Re-election of the member of the Board of Director: Seraina Macia | Management | | For | | For | | |
| 5AH | Re-election of the member of the Board of Director: Blythe Masters | Management | | For | | For | | |
| 5AI | Re-election of the member of the Board of Director: Richard Meddings | Management | | For | | For | | |
| 5AJ | Re-election of the member of the Board of Director: Ana Paula Pessoa | Management | | For | | For | | |
| 5AK | Election of the member of the Board of Director: Mirko Bianchi | Management | | For | | For | | |
| 5AL | Election of the member of the Board of Director: Keyu Jin | Management | | For | | For | | |
| 5AM | Election of the member of the Board of Director: Amanda Norton | Management | | For | | For | | |
| 5BA | Re-election of the member of the Compensation Committee: Iris Bohnet | Management | | For | | For | | |
| 5BB | Re-election of the member of the Compensation Committee: Christian Gellerstad | Management | | For | | For | | |
| 5BC | Re-election of the member of the Compensation Committee: Michael Klein | Management | | For | | For | | |
| 5BD | Election of the member of the Compensation Committee: Shan Li | Management | | For | | For | | |
| 5BE | Election of the member of the Compensation Committee: Amanda Norton | Management | | For | | For | | |
| 6A | Approval of the compensation of the Board of Directors | Management | | For | | For | | |
| 6BA | Approval of the compensation of the Executive Board: Short-term variable incentive compensation (STI) | Management | | For | | For | | |
| 6BB | Approval of the compensation of the Executive Board: Fixed compensation | Management | | For | | For | | |
| 6BC | Approval of the compensation of the Executive Board: Share- based replacement awards for new Executive Board members | Management | | For | | For | | |
| 7A | Election of the independent auditors | Management | | For | | For | | |
| 7B | Election of the special auditors | Management | | For | | For | | |
| 7C | Election of the independent proxy | Management | | For | | For | | |
| 8 | Shareholder proposal for a special audit | Management | | Against | | For | | |
| 9 | Shareholder proposal for an amendment of the Articles of Association regarding climate change strategy and disclosures (fossil fuel assets) | Management | | Against | | For | | |
| 10 | Proposals of Shareholders | Management | | Abstain | | Against | | |
| 11 | Proposals of the Board of Directors | Management | | Against | | Against | | |
| CANFOR CORPORATION (NEW) | | |
| Security | 137576104 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 03-May-2022 | |
| ISIN | CA1375761048 | | | | Agenda | 715392546 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION "1" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS "2.1 TO 2.13 AND 3". THANK YOU | Non-Voting | | | | | | |
| 1 | SET THE NUMBER OF DIRECTORS OF THE COMPANY AT 13 | Management | | For | | For | | |
| 2.1 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: JOHN R. BAIRD | Management | | For | | For | | |
| 2.2 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: RYAN BARRINGTON-FOOTE | Management | | For | | For | | |
| 2.3 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: GLEN D. CLARK | Management | | For | | For | | |
| 2.4 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: DIETER W. JENTSCH | Management | | For | | For | | |
| 2.5 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: DONALD B. KAYNE | Management | | For | | For | | |
| 2.6 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: ANDERS OHLNER | Management | | For | | For | | |
| 2.7 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: CONRAD A. PINETTE | Management | | For | | For | | |
| 2.8 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: M. DALLAS H. ROSS | Management | | For | | For | | |
| 2.9 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: ROSS S. SMITH | Management | | For | | For | | |
| 2.10 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: FREDERICK T. STIMPSON III | Management | | For | | For | | |
| 2.11 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: WILLIAM W. STINSON | Management | | For | | For | | |
| 2.12 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: SANDRA STUART | Management | | For | | For | | |
| 2.13 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: DIANNE L. WATTS | Management | | For | | For | | |
| 3 | APPOINTMENT OF KPMG, LLP CHARTERED ACCOUNTANTS, AS AUDITORS | Management | | For | | For | | |
| ALLY FINANCIAL INC. | | |
| Security | 02005N100 | | | | Meeting Type | Annual |
| Ticker Symbol | ALLY | | | | Meeting Date | 03-May-2022 | |
| ISIN | US02005N1000 | | | | Agenda | 935564105 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Franklin W. Hobbs | Management | | For | | For | | |
| 1B. | Election of Director: Kenneth J. Bacon | Management | | For | | For | | |
| 1C. | Election of Director: Maureen A. Breakiron-Evans | Management | | For | | For | | |
| 1D. | Election of Director: William H. Cary | Management | | For | | For | | |
| 1E. | Election of Director: Mayree C. Clark | Management | | For | | For | | |
| 1F. | Election of Director: Kim S. Fennebresque | Management | | For | | For | | |
| 1G. | Election of Director: Melissa Goldman | Management | | For | | For | | |
| 1H. | Election of Director: Marjorie Magner | Management | | For | | For | | |
| 1I. | Election of Director: David Reilly | Management | | For | | For | | |
| 1J. | Election of Director: Brian H. Sharples | Management | | For | | For | | |
| 1K. | Election of Director: Michael F. Steib | Management | | For | | For | | |
| 1L. | Election of Director: Jeffrey J. Brown | Management | | For | | For | | |
| 2. | Advisory vote on executive compensation. | Management | | For | | For | | |
| 3. | Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022. | Management | | For | | For | | |
| BAXTER INTERNATIONAL INC. | | |
| Security | 071813109 | | | | Meeting Type | Annual |
| Ticker Symbol | BAX | | | | Meeting Date | 03-May-2022 | |
| ISIN | US0718131099 | | | | Agenda | 935566630 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: José (Joe) Almeida | Management | | For | | For | | |
| 1B. | Election of Director: Thomas F. Chen | Management | | For | | For | | |
| 1C. | Election of Director: Peter S. Hellman | Management | | For | | For | | |
| 1D. | Election of Director: Michael F. Mahoney | Management | | For | | For | | |
| 1E. | Election of Director: Patricia B. Morrison | Management | | For | | For | | |
| 1F. | Election of Director: Stephen N. Oesterle | Management | | For | | For | | |
| 1G. | Election of Director: Nancy M. Schlichting | Management | | For | | For | | |
| 1H. | Election of Director: Cathy R. Smith | Management | | For | | For | | |
| 1I. | Election of Director: Albert P.L. Stroucken | Management | | For | | For | | |
| 1J. | Election of Director: Amy A. Wendell | Management | | For | | For | | |
| 1K. | Election of Director: David S. Wilkes | Management | | For | | For | | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | | For | | For | | |
| 3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | | Against | | Against | | |
| 4. | Vote to Approve a Certificate of Incorporation Amendment to Permit Stockholder Action by Written Consent | Management | | For | | For | | |
| 5. | Vote to Approve a Certificate of Incorporation Amendment to Lower the Special Meeting Threshold | Management | | For | | For | | |
| 6. | Stockholder Proposal - Special Shareholder Meeting Improvement | Shareholder | | Against | | For | | |
| 7. | Stockholder Proposal - Independent Board Chairman | Shareholder | | Against | | For | | |
| AMERICAN EXPRESS COMPANY | | |
| Security | 025816109 | | | | Meeting Type | Annual |
| Ticker Symbol | AXP | | | | Meeting Date | 03-May-2022 | |
| ISIN | US0258161092 | | | | Agenda | 935569484 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director for a term of one year: Thomas J. Baltimore | Management | | For | | For | | |
| 1B. | Election of Director for a term of one year: Charlene Barshefsky | Management | | For | | For | | |
| 1C. | Election of Director for a term of one year: John J. Brennan | Management | | For | | For | | |
| 1D. | Election of Director for a term of one year: Peter Chernin | Management | | For | | For | | |
| 1E. | Election of Director for a term of one year: Ralph de la Vega | Management | | For | | For | | |
| 1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | | For | | For | | |
| 1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | | For | | For | | |
| 1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | | For | | For | | |
| 1I. | Election of Director for a term of one year: Charles E. Phillips | Management | | For | | For | | |
| 1J. | Election of Director for a term of one year: Lynn A. Pike | Management | | For | | For | | |
| 1K. | Election of Director for a term of one year: Stephen J. Squeri | Management | | For | | For | | |
| 1L. | Election of Director for a term of one year: Daniel L. Vasella | Management | | For | | For | | |
| 1M. | Election of Director for a term of one year: Lisa W. Wardell | Management | | For | | For | | |
| 1N. | Election of Director for a term of one year: Christopher D. Young | Management | | For | | For | | |
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2022. | Management | | For | | For | | |
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | | For | | For | | |
| 4. | Shareholder Proposal Relating to Independent Board Chairman. | Shareholder | | Against | | For | | |
| BRISTOL-MYERS SQUIBB COMPANY | | |
| Security | 110122108 | | | | Meeting Type | Annual |
| Ticker Symbol | BMY | | | | Meeting Date | 03-May-2022 | |
| ISIN | US1101221083 | | | | Agenda | 935571782 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A) | Election of Director: Peter J. Arduini | Management | | For | | For | | |
| 1B) | Election of Director: Giovanni Caforio, M.D. | Management | | For | | For | | |
| 1C) | Election of Director: Julia A. Haller, M.D. | Management | | For | | For | | |
| 1D) | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | | For | | For | | |
| 1E) | Election of Director: Paula A. Price | Management | | For | | For | | |
| 1F) | Election of Director: Derica W. Rice | Management | | For | | For | | |
| 1G) | Election of Director: Theodore R. Samuels | Management | | For | | For | | |
| 1H) | Election of Director: Gerald L. Storch | Management | | For | | For | | |
| 1I) | Election of Director: Karen H. Vousden, Ph.D. | Management | | For | | For | | |
| 1J) | Election of Director: Phyllis R. Yale | Management | | For | | For | | |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | | For | | For | | |
| 3. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | | For | | For | | |
| 4. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | | Against | | For | | |
| 5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | | Against | | For | | |
| BARCLAYS PLC | | |
| Security | G08036124 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 04-May-2022 | |
| ISIN | GB0031348658 | | | | Agenda | 715284383 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | TO RECEIVE THE REPORTS OF THE DIRECTORS AND AUDITORS AND THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | | For | | For | | |
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | | For | | For | | |
| 3 | THAT C.S. VENKATAKRISHNAN BE APPOINTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 4 | THAT ROBERT BERRY BE APPOINTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 5 | THAT ANNA CROSS BE APPOINTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 6 | THAT MIKE ASHLEY BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 7 | THAT TIM BREEDON BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 8 | THAT MOHAMED A. EL-ERIAN BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 9 | THAT DAWN FITZPATRICK BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 10 | THAT MARY FRANCIS BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 11 | THAT CRAWFORD GILLIES BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 12 | THAT BRIAN GILVARY BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 13 | THAT NIGEL HIGGINS BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 14 | THAT DIANE SCHUENEMAN BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 15 | THAT JULIA WILSON BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 16 | TO REAPPOINT KPMG LLP AS AUDITORS | Management | | For | | For | | |
| 17 | TO AUTHORISE THE BOARD AUDIT COMMITTEE TO SET THE REMUNERATION OF THE AUDITORS | Management | | For | | For | | |
| 18 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | | For | | For | | |
| 19 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES AND EQUITY SECURITIES | Management | | For | | For | | |
| 20 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH AND OR SELL TREASURY SHARES OTHER THAN ON PRO RATA BASIS TO SHAREHOLDERS OF NO MORE THAN 5 PERCENT OF CAPITAL | Management | | Abstain | | Against | | |
| 21 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS IN CONNECTION WITH AN ACQUISITION OR CAPITAL INVESTMENT | Management | | For | | For | | |
| 22 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES IN RELATION TO THE ISSUANCE OF CONTINGENT EQUITY CONVERSION NOTES | Management | | For | | For | | |
| 23 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH AND SELL TREASURY SHARES OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS IN RELATION TO EQUITY CONVERSION NOTES | Management | | Abstain | | Against | | |
| 24 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | | For | | For | | |
| 25 | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS OTHER THAN AN AGM ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | | For | | For | | |
| 26 | TO APPROVE THE BARCLAYS CLIMATE STRATEGY TARGETS AND PROGRESS 2022 | Management | | Abstain | | Against | | |
| STANDARD CHARTERED PLC | | |
| Security | G84228157 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 04-May-2022 | |
| ISIN | GB0004082847 | | | | Agenda | 715364787 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2022/ 0328/2022032801428.pdf- https://www1.hkexnews.hk/listedco/listconews/sehk/2022/ 0328/2022032801432.pdf | Non-Voting | | | | | | |
| 1 | TO RECEIVE THE COMPANYS ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Management | | For | | For | | |
| 2 | TO DECLARE A FINAL DIVIDEND OF USD0.09 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | | For | | For | | |
| 3 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION CONTAINED IN THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | | For | | For | | |
| 4 | TO APPROVE THE DIRECTORS REMUNERATION POLICY CONTAINED IN THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | | For | | For | | |
| 5 | TO ELECT SHIRISH APTE, AN INDEPENDENT NON- EXECUTIVE DIRECTOR, EFFECTIVE FROM 4 MAY 2022 | Management | | For | | For | | |
| 6 | TO ELECT ROBIN LAWTHER, CBE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR, EFFECTIVE FROM 1 JULY 2022 | Management | | For | | For | | |
| 7 | TO RE-ELECT DAVID CONNER, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 8 | TO RE-ELECT DR BYRON GROTE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 9 | TO RE-ELECT ANDY HALFORD, AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 10 | TO RE-ELECT CHRISTINE HODGSON, CBE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 11 | TO RE-ELECT GAY HUEY EVANS, CBE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 12 | TO RE-ELECT MARIA RAMOS, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 13 | TO RE-ELECT PHIL RIVETT, AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 14 | TO RE-ELECT DAVID TANG, AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 15 | TO RE-ELECT CARLSON TONG, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 16 | TO RE-ELECT DR JOSE VINALS, AS GROUP CHAIRMAN | Management | | For | | For | | |
| 17 | TO RE-ELECT JASMINE WHITBREAD, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 18 | TO RE-ELECT BILL WINTERS, AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 19 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR TO THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEARS AGM | Management | | For | | For | | |
| 20 | TO AUTHORISE THE AUDIT COMMITTEE, ACTING FOR AND ON BEHALF OF THE BOARD, TO SET THE REMUNERATION OF THE AUDITOR | Management | | For | | For | | |
| 21 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN THE LIMITS PRESCRIBED IN THE RESOLUTION | Management | | For | | For | | |
| 22 | TO AUTHORISE THE BOARD TO ALLOT ORDINARY SHARES | Management | | For | | For | | |
| 23 | TO EXTEND THE AUTHORITY TO ALLOT ORDINARY SHARES GRANTED PURSUANT TO RESOLUTION 22 BY SUCH NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 28 | Management | | For | | For | | |
| 24 | TO AUTHORISE THE BOARD TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN RELATION TO ANY ISSUES BY THE COMPANY OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES | Management | | For | | For | | |
| 25 | TO AUTHORISE THE BOARD TO DISAPPLY PRE- EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 22 | Management | | Abstain | | Against | | |
| 26 | IN ADDITION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 25, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 22 FOR THE PURPOSES OF ACQUISITIONS AND OTHER CAPITAL INVESTMENTS | Management | | Abstain | | Against | | |
| 27 | IN ADDITION TO THE AUTHORITIES GRANTED PURSUANT TO RESOLUTIONS 25 AND 26, TO AUTHORISE THE BOARD TO DISAPPLY PRE- EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED, IN RESPECT OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES, PURSUANT TO RESOLUTION 24 | Management | | Abstain | | Against | | |
| 28 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN ORDINARY SHARES | Management | | For | | For | | |
| 29 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN PREFERENCE SHARES | Management | | For | | For | | |
| 30 | TO ENABLE THE COMPANY TO CALL A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NO LESS THAN 14 CLEAR DAYS NOTICE | Management | | For | | For | | |
| 31 | TO ENDORSE THE COMPANYS NET ZERO BY 2050 PATHWAY, AS PUBLISHED ON 28 OCTOBER 2021, NOTING IT MAY BE AMENDED FROM TIME TO TIME | Management | | Abstain | | Against | | |
| 32 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO AUTHORISE THE BOARD, AS DIRECTED BY A GROUP OF SHAREHOLDERS, TO IMPLEMENT A REVISED NET- ZERO STRATEGY AND MANDATE ANNUALLY REPORTING UNDER THAT STRATEGY, PURSUANT TO RESOLUTION 32 OF THE NOTICE OF AGM | Shareholder | | Against | | For | | |
| CMMT | 04 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 19. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | | |
| Security | 459506101 | | | | Meeting Type | Annual |
| Ticker Symbol | IFF | | | | Meeting Date | 04-May-2022 | |
| ISIN | US4595061015 | | | | Agenda | 935567163 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Kathryn J. Boor | Management | | For | | For | | |
| 1B. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Edward D. Breen | Management | | For | | For | | |
| 1C. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Barry A. Bruno | Management | | For | | For | | |
| 1D. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Frank Clyburn | Management | | For | | For | | |
| 1E. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Carol Anthony Davidson | Management | | For | | For | | |
| 1F. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Michael L. Ducker | Management | | For | | For | | |
| 1G. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Roger W. Ferguson, Jr. | Management | | For | | For | | |
| 1H. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: John F. Ferraro | Management | | For | | For | | |
| 1I. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Christina Gold | Management | | For | | For | | |
| 1J. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Ilene Gordon | Management | | For | | For | | |
| 1K. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Matthias J. Heinzel | Management | | For | | For | | |
| 1L. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Dale F. Morrison | Management | | For | | For | | |
| 1M. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Kåre Schultz | Management | | For | | For | | |
| 1N. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Stephen Williamson | Management | | For | | For | | |
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2022 fiscal year. | Management | | Against | | Against | | |
| 3. | Approve, on an advisory basis, the compensation of our named executive officers in 2021. | Management | | For | | For | | |
| GILEAD SCIENCES, INC. | | |
| Security | 375558103 | | | | Meeting Type | Annual |
| Ticker Symbol | GILD | | | | Meeting Date | 04-May-2022 | |
| ISIN | US3755581036 | | | | Agenda | 935570134 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | | For | | For | | |
| 1B. | Election of Director: Jeffrey A. Bluestone, Ph.D. | Management | | For | | For | | |
| 1C. | Election of Director: Sandra J. Horning, M.D. | Management | | For | | For | | |
| 1D. | Election of Director: Kelly A. Kramer | Management | | For | | For | | |
| 1E. | Election of Director: Kevin E. Lofton | Management | | For | | For | | |
| 1F. | Election of Director: Harish Manwani | Management | | For | | For | | |
| 1G. | Election of Director: Daniel P. O'Day | Management | | For | | For | | |
| 1H. | Election of Director: Javier J. Rodriguez | Management | | For | | For | | |
| 1I. | Election of Director: Anthony Welters | Management | | For | | For | | |
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| 3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | | For | | For | | |
| 4. | To approve the Gilead Sciences, Inc. 2022 Equity Incentive Plan. | Management | | Against | | Against | | |
| 5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | | Against | | For | | |
| 6. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board include one member from Gilead's non-management employees. | Shareholder | | Against | | For | | |
| 7. | To vote on a stockholder proposal, if properly presented at the meeting, requesting a 10% threshold to call a special stockholder meeting. | Shareholder | | Against | | For | | |
| 8. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board publish a third- party review of Gilead's lobbying activities. | Shareholder | | Against | | For | | |
| 9. | To vote on a stockholder proposal, if properly presented at the meeting, requesting a Board report on oversight of risks related to anticompetitive practices. | Shareholder | | Against | | For | | |
| JANUS HENDERSON GROUP PLC | | |
| Security | G4474Y214 | | | | Meeting Type | Annual |
| Ticker Symbol | JHG | | | | Meeting Date | 04-May-2022 | |
| ISIN | JE00BYPZJM29 | | | | Agenda | 935570362 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Alison Davis | Management | | For | | For | | |
| 1B. | Election of Director: Kalpana Desai | Management | | For | | For | | |
| 1C. | Election of Director: Jeffrey Diermeier | Management | | For | | For | | |
| 1D. | Election of Director: Kevin Dolan | Management | | For | | For | | |
| 1E. | Election of Director: Eugene Flood Jr. | Management | | For | | For | | |
| 1F. | Election of Director: Edward Garden | Management | | For | | For | | |
| 1G. | Election of Director: Richard Gillingwater | Management | | For | | For | | |
| 1H. | Election of Director: Lawrence Kochard | Management | | For | | For | | |
| 1I. | Election of Director: Nelson Peltz | Management | | For | | For | | |
| 1J. | Election of Director: Angela Seymour-Jackson | Management | | For | | For | | |
| 2. | Approval to Increase the Cap on Aggregate Annual Compensation for Non-Executive Directors. | Management | | For | | For | | |
| 3. | Advisory Say-on-Pay Vote on Executive Compensation. | Management | | For | | For | | |
| 4. | Advisory Vote on Frequency of Future Say-on-Pay Votes. | Management | | 1 Year | | For | | |
| 5. | Approval of the Global Employee Stock Purchase Plan. | Management | | For | | For | | |
| 6. | Approval of the 2022 Deferred Incentive Plan. | Management | | For | | For | | |
| 7. | Renewal of Authority to Repurchase Common Stock. | Management | | For | | For | | |
| 8. | Renewal of Authority to Repurchase CDIs. | Management | | For | | For | | |
| 9. | Reappointment and Remuneration of Auditors. | Management | | For | | For | | |
| S&P GLOBAL INC. | | |
| Security | 78409V104 | | | | Meeting Type | Annual |
| Ticker Symbol | SPGI | | | | Meeting Date | 04-May-2022 | |
| ISIN | US78409V1044 | | | | Agenda | 935575691 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Marco Alverà | Management | | For | | For | | |
| 1B. | Election of Director: Jacques Esculier | Management | | For | | For | | |
| 1C. | Election of Director: Gay Huey Evans | Management | | For | | For | | |
| 1D. | Election of Director: William D. Green | Management | | For | | For | | |
| 1E. | Election of Director: Stephanie C. Hill | Management | | For | | For | | |
| 1F. | Election of Director: Rebecca Jacoby | Management | | For | | For | | |
| 1G. | Election of Director: Robert P. Kelly | Management | | For | | For | | |
| 1H. | Election of Director: Ian Paul Livingston | Management | | For | | For | | |
| 1I. | Election of Director: Deborah D. McWhinney | Management | | For | | For | | |
| 1J. | Election of Director: Maria R. Morris | Management | | For | | For | | |
| 1K. | Election of Director: Douglas L. Peterson | Management | | For | | For | | |
| 1L. | Election of Director: Edward B. Rust, Jr. | Management | | For | | For | | |
| 1M. | Election of Director: Richard E. Thornburgh | Management | | For | | For | | |
| 1N. | Election of Director: Gregory Washington | Management | | For | | For | | |
| 2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | | For | | For | | |
| 3. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2022. | Management | | For | | For | | |
| UNILEVER PLC | | |
| Security | 904767704 | | | | Meeting Type | Annual |
| Ticker Symbol | UL | | | | Meeting Date | 04-May-2022 | |
| ISIN | US9047677045 | | | | Agenda | 935580010 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To receive the Report and Accounts for the year ended 31 December 2021. | Management | | For | | For | | |
| 2. | To approve the Directors' Remuneration Report. | Management | | For | | For | | |
| 3. | To re-elect Mr N Andersen as a Non-Executive Director. | Management | | For | | For | | |
| 4. | To re-elect Dr J Hartmann as a Non-Executive Director. | Management | | For | | For | | |
| 5. | To re-elect Mr A Jope as an Executive Director. | Management | | For | | For | | |
| 6. | To re-elect Ms A Jung as a Non-Executive Director. | Management | | For | | For | | |
| 7. | To re-elect Ms S Kilsby as a Non-Executive Director. | Management | | For | | For | | |
| 8. | To re-elect Mr S Masiyiwa as a Non-Executive Director. | Management | | For | | For | | |
| 9. | To re-elect Professor Y Moon as a Non-Executive Director. | Management | | For | | For | | |
| 10. | To re-elect Mr G Pitkethly as an Executive Director. | Management | | For | | For | | |
| 11. | To re-elect Mr F Sijbesma as a Non-Executive Director. | Management | | For | | For | | |
| 12. | To elect Mr A Hennah as a Non-Executive Director. | Management | | For | | For | | |
| 13. | To elect Mrs R Lu as a Non-Executive Director. | Management | | For | | For | | |
| 14. | To reappoint KPMG LLP as Auditors of the Company. | Management | | For | | For | | |
| 15. | To authorise the Directors to fix the remuneration of the Auditors. | Management | | For | | For | | |
| 16. | To authorise Political Donations and expenditure. | Management | | For | | For | | |
| 17. | To renew the authority to Directors to issue shares. | Management | | For | | For | | |
| 18. | To renew the authority to Directors to disapply pre- emption rights. | Management | | For | | For | | |
| 19. | To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments. | Management | | For | | For | | |
| 20. | To renew the authority to the Company to purchase its own shares. | Management | | For | | For | | |
| 21. | To shorten the notice period for General Meetings. | Management | | For | | For | | |
| GSK PLC | | |
| Security | 37733W105 | | | | Meeting Type | Annual |
| Ticker Symbol | GSK | | | | Meeting Date | 04-May-2022 | |
| ISIN | US37733W1053 | | | | Agenda | 935586377 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To receive and adopt the 2021 Annual Report | Management | | No Action | | | | |
| 2. | To approve the Annual report on remuneration | Management | | No Action | | | | |
| 3. | To approve the Remuneration policy set out in the 2021 Annual Report | Management | | No Action | | | | |
| 4. | To elect Dr Anne Beal as a Director | Management | | No Action | | | | |
| 5. | To elect Dr Harry C Dietz as a Director | Management | | No Action | | | | |
| 6. | To re-elect Sir Jonathan Symonds as a Director | Management | | No Action | | | | |
| 7. | To re-elect Dame Emma Walmsley as a Director | Management | | No Action | | | | |
| 8. | To re-elect Charles Bancroft as a Director | Management | | No Action | | | | |
| 9. | To re-elect Vindi Banga as a Director | Management | | No Action | | | | |
| 10. | To re-elect Dr Hal Barron as a Director | Management | | No Action | | | | |
| 11. | To re-elect Dame Vivienne Cox as a Director | Management | | No Action | | | | |
| 12. | To re-elect Lynn Elsenhans as a Director | Management | | No Action | | | | |
| 13. | To re-elect Dr Laurie Glimcher as a Director | Management | | No Action | | | | |
| 14. | To re-elect Dr Jesse Goodman as a Director | Management | | No Action | | | | |
| 15. | To re-elect Iain Mackay as a Director | Management | | No Action | | | | |
| 16. | To re-elect Urs Rohner as a Director | Management | | No Action | | | | |
| 17. | To re-appoint the auditor | Management | | No Action | | | | |
| 18. | To determine remuneration of the auditor | Management | | No Action | | | | |
| 19. | To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure | Management | | No Action | | | | |
| 20. | To authorise allotment of shares | Management | | No Action | | | | |
| 21. | To disapply pre-emption rights - general power (special resolution) | Management | | No Action | | | | |
| 22. | To disapply pre-emption rights - in connection with an acquisition or specified capital investment (special resolution) | Management | | No Action | | | | |
| 23. | To authorise the company to purchase its own shares (special resolution) | Management | | No Action | | | | |
| 24. | To authorise exemption from statement of name of senior statutory auditor | Management | | No Action | | | | |
| 25. | To authorise reduced notice of a general meeting other than an AGM (special resolution) | Management | | No Action | | | | |
| 26. | To approve the GlaxoSmithKline plc Share Save Plan 2022 | Management | | No Action | | | | |
| 27. | To approve the GlaxoSmithKline plc Share Reward Plan 2022 | Management | | No Action | | | | |
| 28. | To approve adoption of new Articles of Association (special resolution) | Management | | No Action | | | | |
| ECOLAB INC. | | |
| Security | 278865100 | | | | Meeting Type | Annual |
| Ticker Symbol | ECL | | | | Meeting Date | 05-May-2022 | |
| ISIN | US2788651006 | | | | Agenda | 935571263 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Shari L. Ballard | Management | | For | | For | | |
| 1B. | Election of Director: Barbara J. Beck | Management | | For | | For | | |
| 1C. | Election of Director: Christophe Beck | Management | | For | | For | | |
| 1D. | Election of Director: Jeffrey M. Ettinger | Management | | For | | For | | |
| 1E. | Election of Director: Arthur J. Higgins | Management | | For | | For | | |
| 1F. | Election of Director: Michael Larson | Management | | For | | For | | |
| 1G. | Election of Director: David W. MacLennan | Management | | For | | For | | |
| 1H. | Election of Director: Tracy B. McKibben | Management | | For | | For | | |
| 1I. | Election of Director: Lionel L. Nowell, III | Management | | For | | For | | |
| 1J. | Election of Director: Victoria J. Reich | Management | | For | | For | | |
| 1K. | Election of Director: Suzanne M. Vautrinot | Management | | For | | For | | |
| 1L. | Election of Director: John J. Zillmer | Management | | For | | For | | |
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2022. | Management | | Against | | Against | | |
| 3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Management | | For | | For | | |
| 4. | Stockholder proposal regarding special meeting ownership threshold, if properly presented. | Shareholder | | Against | | For | | |
| KINNEVIK AB | | |
| Security | W5139V646 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 09-May-2022 | |
| ISIN | SE0015810247 | | | | Agenda | 715518568 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | | | | | | |
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 723427 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | | | | | | |
| 1 | OPEN MEETING | Non-Voting | | | | | | |
| 2 | ELECT CHAIR OF MEETING | Non-Voting | | | | | | |
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | | | | | | |
| 4 | APPROVE AGENDA OF MEETING | Non-Voting | | | | | | |
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | | | | | | |
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | | | | | | |
| 7 | SPEECH BY BOARD CHAIR | Non-Voting | | | | | | |
| 8 | SPEECH BY THE CEO | Non-Voting | | | | | | |
| 9 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | | | | | | |
| 10 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 11 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | | No Action | | | | |
| 12.A | APPROVE DISCHARGE OF JAMES ANDERSON | Management | | No Action | | | | |
| 12.B | APPROVE DISCHARGE OF SUSANNA CAMPBELL | Management | | No Action | | | | |
| 12.C | APPROVE DISCHARGE OF BRIAN MCBRIDE | Management | | No Action | | | | |
| 12.D | APPROVE DISCHARGE OF HARALD MIX | Management | | No Action | | | | |
| 12.E | APPROVE DISCHARGE OF CECILIA QVIST | Management | | No Action | | | | |
| 12.F | APPROVE DISCHARGE OF CHARLOTTE STROMBERG | Management | | No Action | | | | |
| 12.G | APPROVE DISCHARGE OF DAME AMELIA FAWCETT | Management | | No Action | | | | |
| 12.H | APPROVE DISCHARGE OF WILHELM KINGSPORT | Management | | No Action | | | | |
| 12.I | APPROVE DISCHARGE OF HENDRIK POULSEN | Management | | No Action | | | | |
| 12.J | APPROVE DISCHARGE OF GEORGI GANEV | Management | | No Action | | | | |
| 13 | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| 14 | DETERMINE NUMBER OF MEMBERS (5) AND DEPUTY MEMBERS OF BOARD | Management | | No Action | | | | |
| 15 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2.5 MILLION FOR CHAIR AND SEK 715,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS | Management | | No Action | | | | |
| 16.A | REELECT JAMES ANDERSON AS DIRECTOR | Management | | No Action | | | | |
| 16.B | REELECT SUSANNA CAMPBELL AS DIRECTOR | Management | | No Action | | | | |
| 16.C | REELECT HARALD MIX AS DIRECTOR | Management | | No Action | | | | |
| 16.D | REELECT CECILIA QVIST AS DIRECTOR | Management | | No Action | | | | |
| 16.E | REELECT CHARLOTTE STOMBERG AS DIRECTOR | Management | | No Action | | | | |
| 17 | REELECT JAMES ANDERSON AS BOARD CHAIR | Management | | No Action | | | | |
| 18 | RATIFY KPMG AB AS AUDITORS | Management | | No Action | | | | |
| 19 | REELECT ANDERS OSCARSSON (CHAIR), HUGO STENBECK, LAWRENCE BURNS AND MARIE KLINGSPOR AS MEMBERS OF NOMINATING COMMITTEE | Management | | No Action | | | | |
| 20.A | APPROVE PERFORMANCE BASED SHARE PLAN LTIP 2022 | Management | | No Action | | | | |
| 20.B | AMEND ARTICLES RE: EQUITY-RELATED | Management | | No Action | | | | |
| 20.C | APPROVE EQUITY PLAN FINANCING THROUGH ISSUANCE OF SHARES | Management | | No Action | | | | |
| 20.D | APPROVE EQUITY PLAN FINANCING THROUGH REPURCHASE OF SHARES | Management | | No Action | | | | |
| 20.E | APPROVE TRANSFER OF SHARES IN CONNECTION WITH INCENTIVE PLAN | Management | | No Action | | | | |
| 20.F | APPROVE TRANSFER OF SHARES IN CONNECTION WITH INCENTIVE PLAN | Management | | No Action | | | | |
| 21.A | APPROVE TRANSFER OF SHARES IN CONNECTION WITH PREVIOUS INCENTIVE PLAN | Management | | No Action | | | | |
| 21.B | APPROVE EQUITY PLAN FINANCING | Management | | No Action | | | | |
| 21.C | APPROVE EQUITY PLAN FINANCING | Management | | No Action | | | | |
| 22 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPROVE CASH DIVIDEND DISTRIBUTION FROM 2023 AGM | Shareholder | | No Action | | | | |
| 23.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMEND ARTICLES RE: ABOLISH VOTING POWER DIFFERENCES | Shareholder | | No Action | | | | |
| 23.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: REQUEST BOARD TO PROPOSE TO THE SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY COMPANIES | Shareholder | | No Action | | | | |
| 23.C | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: INSTRUCT BOARD TO PRESENT PROPOSAL TO REPRESENT SMALL AND MIDDLE-SIZED SHAREHOLDERS IN BOARD AND NOMINATING COMMITTEE | Shareholder | | No Action | | | | |
| 23.D | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: INSTRUCT BOARD TO INVESTIGATE THE CONDITIONS FOR THE INTRODUCTION OF PERFORMANCE-BASED REMUNERATION FOR MEMBERS OF THE BOARD | Shareholder | | No Action | | | | |
| 24 | CLOSE MEETING | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| UBER TECHNOLOGIES, INC. | | |
| Security | 90353T100 | | | | Meeting Type | Annual |
| Ticker Symbol | UBER | | | | Meeting Date | 09-May-2022 | |
| ISIN | US90353T1007 | | | | Agenda | 935579067 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Ronald Sugar | Management | | For | | For | | |
| 1B. | Election of Director: Revathi Advaithi | Management | | For | | For | | |
| 1C. | Election of Director: Ursula Burns | Management | | For | | For | | |
| 1D. | Election of Director: Robert Eckert | Management | | For | | For | | |
| 1E. | Election of Director: Amanda Ginsberg | Management | | For | | For | | |
| 1F. | Election of Director: Dara Khosrowshahi | Management | | For | | For | | |
| 1G. | Election of Director: Wan Ling Martello | Management | | For | | For | | |
| 1H. | Election of Director: Yasir Al-Rumayyan | Management | | For | | For | | |
| 1I. | Election of Director: John Thain | Management | | For | | For | | |
| 1J. | Election of Director: David Trujillo | Management | | For | | For | | |
| 1K. | Election of Director: Alexander Wynaendts | Management | | For | | For | | |
| 2. | Advisory vote to approve 2021 named executive officer compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Management | | For | | For | | |
| 4. | Stockholder proposal to prepare an annual report on lobbying activities. | Shareholder | | For | | Against | | |
| 3M COMPANY | | |
| Security | 88579Y101 | | | | Meeting Type | Annual |
| Ticker Symbol | MMM | | | | Meeting Date | 10-May-2022 | |
| ISIN | US88579Y1010 | | | | Agenda | 935569535 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director for a one year term: Thomas "Tony" K. Brown | Management | | No Action | | | | |
| 1B. | Election of Director for a one year term: Pamela J. Craig | Management | | No Action | | | | |
| 1C. | Election of Director for a one year term: David B. Dillon | Management | | No Action | | | | |
| 1D. | Election of Director for a one year term: Michael L. Eskew | Management | | No Action | | | | |
| 1E. | Election of Director for a one year term: James R. Fitterling | Management | | No Action | | | | |
| 1F. | Election of Director for a one year term: Amy E. Hood | Management | | No Action | | | | |
| 1G. | Election of Director for a one year term: Muhtar Kent | Management | | No Action | | | | |
| 1H. | Election of Director for a one year term: Suzan Kereere | Management | | No Action | | | | |
| 1I. | Election of Director for a one year term: Dambisa F. Moyo | Management | | No Action | | | | |
| 1J. | Election of Director for a one year term: Gregory R. Page | Management | | No Action | | | | |
| 1K. | Election of Director for a one year term: Michael F. Roman | Management | | No Action | | | | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Management | | No Action | | | | |
| 3. | Advisory approval of executive compensation. | Management | | No Action | | | | |
| 4. | Shareholder proposal on publishing a report on environmental costs. | Shareholder | | No Action | | | | |
| 5. | Shareholder proposal on China audit. | Shareholder | | No Action | | | | |
| COMMERZBANK AG | | |
| Security | D172W1279 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 11-May-2022 | |
| ISIN | DE000CBK1001 | | | | Agenda | 715378510 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | | | | | | |
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | | | | | | |
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | | | | | | |
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | | | | | | |
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | | | | | | |
| 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 4.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 | Management | | No Action | | | | |
| 4.2 | RATIFY KPMG AG AS AUDITORS FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE PERIOD FROM DEC. 31, 2022, UNTIL 2023 AGM | Management | | No Action | | | | |
| 5 | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| 6 | APPROVE REMUNERATION POLICY | Management | | No Action | | | | |
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | | No Action | | | | |
| 8 | AMEND ARTICLES RE: SUPERVISORY BOARD TERM OF OFFICE | Management | | No Action | | | | |
| LABORATORY CORP. OF AMERICA HOLDINGS | | |
| Security | 50540R409 | | | | Meeting Type | Annual |
| Ticker Symbol | LH | | | | Meeting Date | 11-May-2022 | |
| ISIN | US50540R4092 | | | | Agenda | 935577479 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Kerrii B. Anderson | Management | | For | | For | | |
| 1B. | Election of Director: Jean-Luc Bélingard | Management | | For | | For | | |
| 1C. | Election of Director: Jeffrey A. Davis | Management | | For | | For | | |
| 1D. | Election of Director: D. Gary Gilliland, M.D., Ph.D. | Management | | For | | For | | |
| 1E. | Election of Director: Garheng Kong, M.D., Ph.D. | Management | | For | | For | | |
| 1F. | Election of Director: Peter M. Neupert | Management | | For | | For | | |
| 1G. | Election of Director: Richelle P. Parham | Management | | For | | For | | |
| 1H. | Election of Director: Adam H. Schechter | Management | | For | | For | | |
| 1I. | Election of Director: Kathryn E. Wengel | Management | | For | | For | | |
| 1J. | Election of Director: R. Sanders Williams, M.D. | Management | | For | | For | | |
| 2. | To approve, by non-binding vote, executive compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of Deloitte and Touche LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for the year ending December 31, 2022. | Management | | For | | For | | |
| 4. | Shareholder proposal seeking an amendment to our governing documents relating to procedural requirements in connection with shareholders' rights to call a special meeting. | Shareholder | | Against | | For | | |
| WATTS WATER TECHNOLOGIES, INC. | | |
| Security | 942749102 | | | | Meeting Type | Annual |
| Ticker Symbol | WTS | | | | Meeting Date | 11-May-2022 | |
| ISIN | US9427491025 | | | | Agenda | 935581478 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | Christopher L. Conway | | | | For | | For | | |
| | | 2 | Michael J. Dubose | | | | For | | For | | |
| | | 3 | David A. Dunbar | | | | For | | For | | |
| | | 4 | Louise K. Goeser | | | | For | | For | | |
| | | 5 | W. Craig Kissel | | | | For | | For | | |
| | | 6 | Joseph T. Noonan | | | | For | | For | | |
| | | 7 | Robert J. Pagano, Jr. | | | | For | | For | | |
| | | 8 | Merilee Raines | | | | For | | For | | |
| | | 9 | Joseph W. Reitmeier | | | | For | | For | | |
| 2. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| 3. | To approve our Third Amended and Restated 2004 Stock Incentive Plan. | Management | | For | | For | | |
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| UNIVERSAL MUSIC GROUP N.V. | | |
| Security | N90313102 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 12-May-2022 | |
| ISIN | NL0015000IY2 | | | | Agenda | 715377051 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 718514 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTION 5.a. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | | | | | | |
| 1. | OPENING | Non-Voting | | | | | | |
| 2. | DISCUSSION OF THE ANNUAL REPORT 2021 | Non-Voting | | | | | | |
| 3. | DISCUSSION OF AND ADVISORY VOTE ON THE REMUNERATION REPORT 2021 (ADVISORY VOTE) | Management | | No Action | | | | |
| 4. | DISCUSSION AND ADOPTION OF THE FINANCIAL STATEMENTS 2021 | Management | | No Action | | | | |
| 5.a. | DIVIDEND: DISCUSSION OF THE DIVIDEND POLICY | Non-Voting | | | | | | |
| 5.b. | DIVIDEND: ADOPTION OF THE DIVIDEND PROPOSAL | Management | | No Action | | | | |
| 6.a. | DIVIDEND: DISCHARGE OF THE EXECUTIVE DIRECTORS | Management | | No Action | | | | |
| 6.b. | DIVIDEND: DISCHARGE OF THE NON-EXECUTIVE DIRECTOR | Management | | No Action | | | | |
| 7.a. | APPOINTMENT OF BILL ACKMAN AS NON- EXECUTIVE DIRECTOR | Management | | No Action | | | | |
| 7.b. | APPOINTMENT OF NICOLE AVANT AS NON- EXECUTIVE DIRECTOR | Management | | No Action | | | | |
| 7.c. | APPOINTMENT OF CYRILLE BOLLOR AS NON- EXECUTIVE DIRECTOR | Management | | No Action | | | | |
| 7.d. | APPOINTMENT OF SHERRY LANSING AS NON- EXECUTIVE DIRECTOR | Management | | No Action | | | | |
| 8.a. | 2022 UNIVERSAL MUSIC GROUP GLOBAL EQUITY PLAN: ISSUANCE OF ALL SUCH (RIGHTS TO SUBSCRIBE FOR) SHARES IN THE COMPANY UP TO A MAXIMUM OF 5% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF THIS ANNUAL GENERAL MEETING AND, TO THE EXTENT NECESSARY, EXCLUSION OF THE STATUTORY PRE- EMPTIVE RIGHTS WITH REGARD TO SUCH (RIGHTS... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION DOCUMENT | Management | | No Action | | | | |
| 8.b. | 2022 UNIVERSAL MUSIC GROUP GLOBAL EQUITY PLAN: APPROVAL TO AWARD (RIGHTS TO SUBSCRIBE FOR) SHARES IN THE COMPANY TO THE EXECUTIVE DIRECTORS AS (I) ANNUAL LONG TERM INCENTIVE GRANTS UNDER THE REMUNERATION POLICY FOR EXECUTIVE DIRECTORS AND (II) SPECIAL GRANTS TO THE EXECUTIVE DIRECTORS | Management | | No Action | | | | |
| 9. | DESIGNATION OF THE BOARD AS THE COMPETENT BODY TO REPURCHASE OWN SHARES | Management | | No Action | | | | |
| 10. | RE-APPOINTMENT OF THE EXTERNAL AUDITORS FOR THE FINANCIAL YEAR 2022 | Management | | No Action | | | | |
| 11. | ANY OTHER BUSINESS | Non-Voting | | | | | | |
| 12. | CLOSING | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| XYLEM INC. | | |
| Security | 98419M100 | | | | Meeting Type | Annual |
| Ticker Symbol | XYL | | | | Meeting Date | 12-May-2022 | |
| ISIN | US98419M1009 | | | | Agenda | 935572102 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Jeanne Beliveau-Dunn | Management | | For | | For | | |
| 1B. | Election of Director: Patrick K. Decker | Management | | For | | For | | |
| 1C. | Election of Director: Robert F. Friel | Management | | For | | For | | |
| 1D. | Election of Director: Jorge M. Gomez | Management | | For | | For | | |
| 1E. | Election of Director: Victoria D. Harker | Management | | For | | For | | |
| 1F. | Election of Director: Steven R. Loranger | Management | | For | | For | | |
| 1G. | Election of Director: Mark D. Morelli | Management | | For | | For | | |
| 1H. | Election of Director: Jerome A. Peribere | Management | | For | | For | | |
| 1I. | Election of Director: Markos I. Tambakeras | Management | | For | | For | | |
| 1J. | Election of Director: Lila Tretikov | Management | | For | | For | | |
| 1K. | Election of Director: Uday Yadav | Management | | For | | For | | |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | | For | | For | | |
| UNION PACIFIC CORPORATION | | |
| Security | 907818108 | | | | Meeting Type | Annual |
| Ticker Symbol | UNP | | | | Meeting Date | 12-May-2022 | |
| ISIN | US9078181081 | | | | Agenda | 935575071 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: William J. DeLaney | Management | | For | | For | | |
| 1B. | Election of Director: David B. Dillon | Management | | For | | For | | |
| 1C. | Election of Director: Sheri H. Edison | Management | | For | | For | | |
| 1D. | Election of Director: Teresa M. Finley | Management | | For | | For | | |
| 1E. | Election of Director: Lance M. Fritz | Management | | For | | For | | |
| 1F. | Election of Director: Deborah C. Hopkins | Management | | For | | For | | |
| 1G. | Election of Director: Jane H. Lute | Management | | For | | For | | |
| 1H. | Election of Director: Michael R. McCarthy | Management | | For | | For | | |
| 1I. | Election of Director: Jose H. Villarreal | Management | | For | | For | | |
| 1J. | Election of Director: Christopher J. Williams | Management | | For | | For | | |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2022. | Management | | Against | | Against | | |
| 3. | An advisory vote on executive compensation ("Say On Pay"). | Management | | For | | For | | |
| INTEL CORPORATION | | |
| Security | 458140100 | | | | Meeting Type | Annual |
| Ticker Symbol | INTC | | | | Meeting Date | 12-May-2022 | |
| ISIN | US4581401001 | | | | Agenda | 935577013 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Patrick P. Gelsinger | Management | | For | | For | | |
| 1B. | Election of Director: James J. Goetz | Management | | For | | For | | |
| 1C. | Election of Director: Andrea J. Goldsmith | Management | | For | | For | | |
| 1D. | Election of Director: Alyssa H. Henry | Management | | Against | | Against | | |
| 1E. | Election of Director: Omar Ishrak | Management | | For | | For | | |
| 1F. | Election of Director: Risa Lavizzo-Mourey | Management | | For | | For | | |
| 1G. | Election of Director: Tsu-Jae King Liu | Management | | For | | For | | |
| 1H. | Election of Director: Gregory D. Smith | Management | | For | | For | | |
| 1I. | Election of Director: Dion J. Weisler | Management | | For | | For | | |
| 1J. | Election of Director: Frank D. Yeary | Management | | For | | For | | |
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2022. | Management | | Against | | Against | | |
| 3. | Advisory vote to approve executive compensation of our listed officers. | Management | | For | | For | | |
| 4. | Approval of amendment and restatement of the 2006 Equity Incentive Plan. | Management | | For | | For | | |
| 5. | Stockholder proposal requesting amendment to the company's stockholder special meeting right, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 6. | Stockholder proposal requesting a third-party audit and report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| WASTE CONNECTIONS, INC. | | |
| Security | 94106B101 | | | | Meeting Type | Annual |
| Ticker Symbol | WCN | | | | Meeting Date | 13-May-2022 | |
| ISIN | CA94106B1013 | | | | Agenda | 935575172 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1.1 | Election of Director: Ronald J. Mittelstaedt | Management | | For | | For | | |
| 1.2 | Election of Director: Edward E. Guillet | Management | | For | | For | | |
| 1.3 | Election of Director: Michael W. Harlan | Management | | For | | For | | |
| 1.4 | Election of Director: Larry S. Hughes | Management | | For | | For | | |
| 1.5 | Election of Director: Worthing F. Jackman | Management | | For | | For | | |
| 1.6 | Election of Director: Elise L. Jordan | Management | | For | | For | | |
| 1.7 | Election of Director: Susan Lee | Management | | For | | For | | |
| 1.8 | Election of Director: William J. Razzouk | Management | | For | | For | | |
| 2. | Approval, on a non-binding, advisory basis, of the compensation of our named executive officers as disclosed in the Proxy Statement (say-on-pay). | Management | | For | | For | | |
| 3. | Appointment of Grant Thornton LLP as our independent registered public accounting firm until the close of the 2023 Annual Meeting of Shareholders of the Company and authorization of our Board of Directors to fix the remuneration of the independent registered public accounting firm. | Management | | For | | For | | |
| INTERCONTINENTAL EXCHANGE, INC. | | |
| Security | 45866F104 | | | | Meeting Type | Annual |
| Ticker Symbol | ICE | | | | Meeting Date | 13-May-2022 | |
| ISIN | US45866F1049 | | | | Agenda | 935583408 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director for term expiring in 2023: Hon. Sharon Y. Bowen | Management | | For | | For | | |
| 1B. | Election of Director for term expiring in 2023: Shantella E. Cooper | Management | | For | | For | | |
| 1C. | Election of Director for term expiring in 2023: Duriya M. Farooqui | Management | | For | | For | | |
| 1D. | Election of Director for term expiring in 2023: The Rt. Hon. the Lord Hague of Richmond | Management | | For | | For | | |
| 1E. | Election of Director for term expiring in 2023: Mark F. Mulhern | Management | | For | | For | | |
| 1F. | Election of Director for term expiring in 2023: Thomas E. Noonan | Management | | For | | For | | |
| 1G. | Election of Director for term expiring in 2023: Caroline L. Silver | Management | | For | | For | | |
| 1H. | Election of Director for term expiring in 2023: Jeffrey C. Sprecher | Management | | For | | For | | |
| 1I. | Election of Director for term expiring in 2023: Judith A. Sprieser | Management | | For | | For | | |
| 1J. | Election of Director for term expiring in 2023: Martha A. Tirinnanzi | Management | | For | | For | | |
| 2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | | For | | For | | |
| 3. | To approve the Intercontinental Exchange, Inc. 2022 Omnibus Employee Incentive Plan. | Management | | For | | For | | |
| 4. | To approve the Intercontinental Exchange, Inc. 2022 Omnibus Non-Employee Director Incentive Plan. | Management | | For | | For | | |
| 5. | To approve the adoption of amendments to our current Certificate of Incorporation to eliminate supermajority voting provisions. | Management | | For | | For | | |
| 6. | To approve the adoption of amendments to our current Certificate of Incorporation to lower the special meeting ownership threshold to 20%. | Management | | Against | | Against | | |
| 7. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | Against | | Against | | |
| 8. | A stockholder proposal regarding special stockholder meeting improvement, if properly presented at the Annual Meeting. | Shareholder | | For | | Against | | |
| SOCIETE GENERALE SA | | |
| Security | F8591M517 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 17-May-2022 | |
| ISIN | FR0000130809 | | | | Agenda | 715226925 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | | | | | | |
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202203042200380-27 | Non-Voting | | | | | | |
| 1 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 2 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.65 PER SHARE | Management | | No Action | | | | |
| 4 | APPROVE AUDITORS' SPECIAL REPORT ON RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF NEW TRANSACTIONS | Management | | No Action | | | | |
| 5 | APPROVE REMUNERATION POLICY OF CHAIRMAN OF THE BOARD | Management | | No Action | | | | |
| 6 | APPROVE REMUNERATION POLICY OF CEO AND VICE-CEOS | Management | | No Action | | | | |
| 7 | APPROVE REMUNERATION POLICY OF DIRECTORS | Management | | No Action | | | | |
| 8 | APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS | Management | | No Action | | | | |
| 9 | APPROVE COMPENSATION OF LORENZO BINI SMAGHI, CHAIRMAN OF THE BOARD | Management | | No Action | | | | |
| 10 | APPROVE COMPENSATION OF FREDERIC OUDEA, CEO | Management | | No Action | | | | |
| 11 | APPROVE COMPENSATION OF PHILIPPE AYMERICH, VICE-CEO | Management | | No Action | | | | |
| 12 | APPROVE COMPENSATION OF DIONY LEBOT, VICE- CEO | Management | | No Action | | | | |
| 13 | APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF EUR 297.68 MILLION (FY 2021) | Management | | No Action | | | | |
| 14 | REELECT LORENZO BINI SMAGHI AS DIRECTOR | Management | | No Action | | | | |
| 15 | REELECT JEROME CONTAMINE AS DIRECTOR | Management | | No Action | | | | |
| 16 | REELECT DIANE COTE AS DIRECTOR | Management | | No Action | | | | |
| 17 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | | No Action | | | | |
| 18 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITH PREEMPTIVE RIGHTS AND/OR CAPITALIZATION OF RESERVES FOR BONUS ISSUE OR INCREASE IN PAR VALUE UP TO AGGREGATE NOMINAL AMOUNT OF EUR 345.3 MILLION | Management | | No Action | | | | |
| 19 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 104.64 MILLION | Management | | No Action | | | | |
| 20 | AUTHORIZE CAPITAL INCREASE OF UP TO 10 PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND | Management | | No Action | | | | |
| 21 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS | Management | | No Action | | | | |
| 22 | AUTHORIZE UP TO 1.2 PERCENT OF ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS RESERVED FOR REGULATED PERSONS | Management | | No Action | | | | |
| 23 | AUTHORIZE UP TO 0.5 PERCENT OF ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS | Management | | No Action | | | | |
| 24 | AUTHORIZE DECREASE IN SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES | Management | | No Action | | | | |
| 25 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | Management | | No Action | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| AMERICAN TOWER CORPORATION | | |
| Security | 03027X100 | | | | Meeting Type | Annual |
| Ticker Symbol | AMT | | | | Meeting Date | 18-May-2022 | |
| ISIN | US03027X1000 | | | | Agenda | 935583080 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Thomas A. Bartlett | Management | | For | | For | | |
| 1B. | Election of Director: Kelly C. Chambliss | Management | | For | | For | | |
| 1C. | Election of Director: Teresa H. Clarke | Management | | For | | For | | |
| 1D. | Election of Director: Raymond P. Dolan | Management | | For | | For | | |
| 1E. | Election of Director: Kenneth R. Frank | Management | | For | | For | | |
| 1F. | Election of Director: Robert D. Hormats | Management | | For | | For | | |
| 1G. | Election of Director: Grace D. Lieblein | Management | | For | | For | | |
| 1H. | Election of Director: Craig Macnab | Management | | For | | For | | |
| 1I. | Election of Director: JoAnn A. Reed | Management | | For | | For | | |
| 1J. | Election of Director: Pamela D.A. Reeve | Management | | For | | For | | |
| 1K. | Election of Director: David E. Sharbutt | Management | | For | | For | | |
| 1L. | Election of Director: Bruce L. Tanner | Management | | For | | For | | |
| 1M. | Election of Director: Samme L. Thompson | Management | | For | | For | | |
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022. | Management | | Against | | Against | | |
| 3. | To approve, on an advisory basis, the Company's executive compensation. | Management | | For | | For | | |
| MONDELEZ INTERNATIONAL, INC. | | |
| Security | 609207105 | | | | Meeting Type | Annual |
| Ticker Symbol | MDLZ | | | | Meeting Date | 18-May-2022 | |
| ISIN | US6092071058 | | | | Agenda | 935587379 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Lewis W.K. Booth | Management | | For | | For | | |
| 1B. | Election of Director: Charles E. Bunch | Management | | For | | For | | |
| 1C. | Election of Director: Ertharin Cousin | Management | | For | | For | | |
| 1D. | Election of Director: Lois D. Juliber | Management | | For | | For | | |
| 1E. | Election of Director: Jorge S. Mesquita | Management | | For | | For | | |
| 1F. | Election of Director: Jane Hamilton Nielsen | Management | | For | | For | | |
| 1G. | Election of Director: Christiana S. Shi | Management | | For | | For | | |
| 1H. | Election of Director: Patrick T. Siewert | Management | | For | | For | | |
| 1I. | Election of Director: Michael A. Todman | Management | | For | | For | | |
| 1J. | Election of Director: Dirk Van de Put | Management | | For | | For | | |
| 2. | Advisory Vote to Approve Executive Compensation. | Management | | For | | For | | |
| 3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2022. | Management | | For | | For | | |
| 4. | Conduct and Publish Racial Equity Audit. | Shareholder | | Against | | For | | |
| 5. | Require Independent Chair of the Board. | Shareholder | | Against | | For | | |
| VERTEX PHARMACEUTICALS INCORPORATED | | |
| Security | 92532F100 | | | | Meeting Type | Annual |
| Ticker Symbol | VRTX | | | | Meeting Date | 18-May-2022 | |
| ISIN | US92532F1003 | | | | Agenda | 935588042 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Sangeeta Bhatia | Management | | For | | For | | |
| 1B. | Election of Director: Lloyd Carney | Management | | Against | | Against | | |
| 1C. | Election of Director: Alan Garber | Management | | For | | For | | |
| 1D. | Election of Director: Terrence Kearney | Management | | Against | | Against | | |
| 1E. | Election of Director: Reshma Kewalramani | Management | | For | | For | | |
| 1F. | Election of Director: Yuchun Lee | Management | | For | | For | | |
| 1G. | Election of Director: Jeffrey Leiden | Management | | For | | For | | |
| 1H. | Election of Director: Margaret McGlynn | Management | | For | | For | | |
| 1I. | Election of Director: Diana McKenzie | Management | | For | | For | | |
| 1J. | Election of Director: Bruce Sachs | Management | | For | | For | | |
| 1K. | Election of Director: Suketu Upadhyay | Management | | For | | For | | |
| 2. | Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2022. | Management | | Against | | Against | | |
| 3. | Advisory vote to approve named executive office compensation. | Management | | For | | For | | |
| 4. | Approval of an amendment and restatement of our 2013 Stock and Option Plan to increase the number of shares authorized for issuance under this plan by 13.5 million shares. | Management | | For | | For | | |
| HENRY SCHEIN, INC. | | |
| Security | 806407102 | | | | Meeting Type | Annual |
| Ticker Symbol | HSIC | | | | Meeting Date | 18-May-2022 | |
| ISIN | US8064071025 | | | | Agenda | 935592306 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Mohamad Ali | Management | | For | | For | | |
| 1B. | Election of Director: Stanley M. Bergman | Management | | For | | For | | |
| 1C. | Election of Director: James P. Breslawski | Management | | For | | For | | |
| 1D. | Election of Director: Deborah Derby | Management | | For | | For | | |
| 1E. | Election of Director: Joseph L. Herring | Management | | For | | For | | |
| 1F. | Election of Director: Kurt P. Kuehn | Management | | For | | For | | |
| 1G. | Election of Director: Philip A. Laskawy | Management | | For | | For | | |
| 1H. | Election of Director: Anne H. Margulies | Management | | For | | For | | |
| 1I. | Election of Director: Mark E. Mlotek | Management | | For | | For | | |
| 1J. | Election of Director: Steven Paladino | Management | | For | | For | | |
| 1K. | Election of Director: Carol Raphael | Management | | For | | For | | |
| 1L. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | | For | | For | | |
| 1M. | Election of Director: Scott Serota | Management | | For | | For | | |
| 1N. | Election of Director: Bradley T. Sheares, Ph.D. | Management | | For | | For | | |
| 1O. | Election of Director: Reed V. Tuckson, M.D., FACP | Management | | For | | For | | |
| 2. | Proposal to approve, by non-binding vote, the 2021 compensation paid to the Company's Named Executive Officers. | Management | | For | | For | | |
| 3. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| STATE STREET CORPORATION | | |
| Security | 857477103 | | | | Meeting Type | Annual |
| Ticker Symbol | STT | | | | Meeting Date | 18-May-2022 | |
| ISIN | US8574771031 | | | | Agenda | 935593637 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: P. de Saint-Aignan | Management | | For | | For | | |
| 1B. | Election of Director: M. Chandoha | Management | | For | | For | | |
| 1C. | Election of Director: D. DeMaio | Management | | For | | For | | |
| 1D. | Election of Director: A. Fawcett | Management | | For | | For | | |
| 1E. | Election of Director: W. Freda | Management | | For | | For | | |
| 1F. | Election of Director: S. Mathew | Management | | For | | For | | |
| 1G. | Election of Director: W. Meaney | Management | | For | | For | | |
| 1H. | Election of Director: R. O'Hanley | Management | | For | | For | | |
| 1I. | Election of Director: S. O'Sullivan | Management | | For | | For | | |
| 1J. | Election of Director: J. Portalatin | Management | | For | | For | | |
| 1K. | Election of Director: J. Rhea | Management | | For | | For | | |
| 1L. | Election of Director: R. Sergel | Management | | For | | For | | |
| 1M. | Election of Director: G. Summe | Management | | For | | For | | |
| 2. | To approve an advisory proposal on executive compensation. | Management | | For | | For | | |
| 3. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2022. | Management | | For | | For | | |
| 4. | Shareholder Proposal relating to asset management stewardship activities, if included in the agenda and properly presented. | Shareholder | | Against | | For | | |
| SAP SE | | |
| Security | 803054204 | | | | Meeting Type | Annual |
| Ticker Symbol | SAP | | | | Meeting Date | 18-May-2022 | |
| ISIN | US8030542042 | | | | Agenda | 935600420 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 2. | Resolution on the appropriation of the retained earnings of fiscal year 2021 | Management | | No Action | | | | |
| 3. | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2021 | Management | | No Action | | | | |
| 4. | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2021 | Management | | No Action | | | | |
| 5. | Appointment of the auditors of the annual financial statements and group annual financial statements for fiscal year 2022 | Management | | No Action | | | | |
| 6. | Appointment of the auditors of the annual financial statements and group annual financial statements for fiscal year 2023 | Management | | No Action | | | | |
| 7. | Resolution on the approval of the compensation report for fiscal year 2021 | Management | | No Action | | | | |
| 8A. | Election of Supervisory Board member: Prof Dr h. c. mult. Hasso Plattner | Management | | No Action | | | | |
| 8B. | Election of Supervisory Board member: Dr Rouven Westphal | Management | | No Action | | | | |
| 8C. | Election of Supervisory Board member: Dr Gunnar Wiedenfels | Management | | No Action | | | | |
| 8D. | Election of Supervisory Board member: Jennifer Xin-Zhe Li | Management | | No Action | | | | |
| 9. | Resolution on the compensation of the Supervisory Board members by amending Article 16 of the Articles of Incorporation | Management | | No Action | | | | |
| NN GROUP N.V. | | |
| Security | N64038107 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 19-May-2022 | |
| ISIN | NL0010773842 | | | | Agenda | 715394122 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| 1. | OPEN MEETING | Non-Voting | | | | | | |
| 2. | RECEIVE ANNUAL REPORT | Non-Voting | | | | | | |
| 3. | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| 4.a. | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 4.b. | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | Non-Voting | | | | | | |
| 4.c. | APPROVE DIVIDENDS OF EUR 1.56 PER SHARE | Management | | No Action | | | | |
| 5.a. | APPROVE DISCHARGE OF EXECUTIVE BOARD | Management | | No Action | | | | |
| 5.b. | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.a. | ANNOUNCE INTENTION TO APPOINT ANNEMIEK VAN MELICK TO EXECUTIVE BOARD | Non-Voting | | | | | | |
| 6.b. | ANNOUNCE INTENTION TO REAPPOINT DELFIN RUEDA TO EXECUTIVE BOARD | Non-Voting | | | | | | |
| 7.a. | REELECT DAVID COLE TO SUPERVISORY BOARD | Management | | No Action | | | | |
| 7.b. | REELECT HANS SCHOEN TO SUPERVISORY BOARD | Management | | No Action | | | | |
| 7.c. | ELECT PAULINE VAN DER MEER MOHR TO SUPERVISORY BOARD | Management | | No Action | | | | |
| 8. | RATIFY KPMG ACCOUNTANTS N.V. AS AUDITORS | Management | | No Action | | | | |
| 9.a.i | GRANT BOARD AUTHORITY TO ISSUE ORDINARY SHARES UP TO 10 PERCENT OF ISSUED CAPITAL | Management | | No Action | | | | |
| 9.aii | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Management | | No Action | | | | |
| 9.b. | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 20 PERCENT OF ISSUED CAPITAL IN CONNECTION WITH A RIGHTS ISSUE | Management | | No Action | | | | |
| 10. | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | | No Action | | | | |
| 11. | APPROVE REDUCTION IN SHARE CAPITAL THROUGH CANCELLATION OF SHARES | Management | | No Action | | | | |
| 12. | CLOSE MEETING | Non-Voting | | | | | | |
| CMMT | 21 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| CMMT | 21 APR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANC | Non-Voting | | | | | | |
| NEXTERA ENERGY, INC. | | |
| Security | 65339F101 | | | | Meeting Type | Annual |
| Ticker Symbol | NEE | | | | Meeting Date | 19-May-2022 | |
| ISIN | US65339F1012 | | | | Agenda | 935583092 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Sherry S. Barrat | Management | | For | | For | | |
| 1B. | Election of Director: James L. Camaren | Management | | For | | For | | |
| 1C. | Election of Director: Kenneth B. Dunn | Management | | For | | For | | |
| 1D. | Election of Director: Naren K. Gursahaney | Management | | For | | For | | |
| 1E. | Election of Director: Kirk S. Hachigian | Management | | For | | For | | |
| 1F. | Election of Director: John W. Ketchum | Management | | For | | For | | |
| 1G. | Election of Director: Amy B. Lane | Management | | For | | For | | |
| 1H. | Election of Director: David L. Porges | Management | | For | | For | | |
| 1I. | Election of Director: James L. Robo | Management | | For | | For | | |
| 1J. | Election of Director: Rudy E. Schupp | Management | | For | | For | | |
| 1K. | Election of Director: John L. Skolds | Management | | For | | For | | |
| 1L. | Election of Director: John Arthur Stall | Management | | For | | For | | |
| 1M. | Election of Director: Darryl L. Wilson | Management | | For | | For | | |
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2022 | Management | | For | | For | | |
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Management | | For | | For | | |
| 4. | A proposal entitled "Board Matrix" to request disclosure of a Board skills matrix | Shareholder | | Against | | For | | |
| 5. | A proposal entitled "Diversity Data Reporting" to request quantitative employee diversity data | Shareholder | | Against | | For | | |
| ZOETIS INC. | | |
| Security | 98978V103 | | | | Meeting Type | Annual |
| Ticker Symbol | ZTS | | | | Meeting Date | 19-May-2022 | |
| ISIN | US98978V1035 | | | | Agenda | 935591176 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Paul M. Bisaro | Management | | For | | For | | |
| 1B. | Election of Director: Frank A. D'Amelio | Management | | For | | For | | |
| 1C. | Election of Director: Michael B. McCallister | Management | | For | | For | | |
| 2. | Advisory vote to approve our executive compensation. | Management | | For | | For | | |
| 3. | Approval of an Amendment and Restatement of our 2013 Equity and Incentive Plan. | Management | | For | | For | | |
| 4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | | For | | For | | |
| 5. | Approval of an amendment to our Restated Certificate of Incorporation to eliminate supermajority voting provisions and certain provisions related to Pfizer Inc. | Management | | For | | For | | |
| 6. | Approval of an amendment to our Restated Certificate of Incorporation to declassify the Board of Directors. | Management | | For | | For | | |
| ARDAGH METAL PACKAGING S.A. | | |
| Security | L02235106 | | | | Meeting Type | Annual |
| Ticker Symbol | AMBP | | | | Meeting Date | 19-May-2022 | |
| ISIN | LU2369833749 | | | | Agenda | 935608008 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Consider the reports of the Board of Directors of the Company and the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's consolidated financial statements for the financial year ended December 31, 2021 and approve the Company's consolidated financial statements for the financial year ended December 31, 2021. | Management | | For | | For | | |
| 2. | Consider the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's annual accounts for the financial year ended December 31, 2021 and approve the Company's annual accounts for the financial year ended December 31, 2021. | Management | | For | | For | | |
| 3. | Resolve to carry forward the profit for the year ended December 31, 2021. | Management | | For | | For | | |
| 4. | Ratify the appointment by the Board of Directors of the Company on October 26, 2021 of Mr. John Sheehan as Class II Director of the Company to fill a vacancy on the Board until the 2022 annual general meeting of shareholders. | Management | | For | | For | | |
| 5. | Grant discharge (quitus) to all members of the Board of Directors of the Company who were in office during the financial year ended December 31, 2021 for the proper performance of their duties. | Management | | For | | For | | |
| 6a. | Re-elect Mr. Yves Elsen, as Class I Director until the 2025 annual general meeting of shareholders. | Management | | For | | For | | |
| 6b. | Re-elect Mr. Damien O'Brien, as Class I Director until the 2025 annual general meeting of shareholders. | Management | | For | | For | | |
| 6c. | Re-elect Mr. Hermanus Troskie, as Class I Director until the 2025 annual general meeting of shareholders. | Management | | For | | For | | |
| 6d. | Re-elect Mr. John Sheehan, as Class II Director until the 2023 annual general meeting of shareholders. | Management | | For | | For | | |
| 7. | Approve the aggregate amount of the directors' remuneration. | Management | | For | | For | | |
| 8. | Appoint PricewaterhouseCoopers Société coopérative as statutory auditor (réviseur d'entreprises agréé) of the Company for the period ending at the 2023 annual general meeting of shareholders. | Management | | For | | For | | |
| TERMINIX GLOBAL HOLDINGS INC | | |
| Security | 88087E100 | | | | Meeting Type | Annual |
| Ticker Symbol | TMX | | | | Meeting Date | 23-May-2022 | |
| ISIN | US88087E1001 | | | | Agenda | 935608022 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Class II Director to serve until the 2025 Annual Meeting: Laurie Ann Goldman | Management | | For | | For | | |
| 1B. | Election of Class II Director to serve until the 2025 Annual Meeting: Steven B. Hochhauser | Management | | For | | For | | |
| 1C. | Election of Class II Director to serve until the 2025 Annual Meeting: Chris S. Terrill | Management | | For | | For | | |
| 1D. | Election of Class III Director for a one-year term to serve until the 2023 Annual Meeting: Teresa M. Sebastian | Management | | For | | For | | |
| 2. | To hold a non-binding advisory vote approving executive compensation of the Company's named executive officers. | Management | | For | | For | | |
| 3. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | | For | | For | | |
| CREDIT AGRICOLE SA | | |
| Security | F22797108 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 24-May-2022 | |
| ISIN | FR0000045072 | | | | Agenda | 715624296 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | | | | | | |
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | | | | | | |
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 720007 DUE TO RECEIVED-ADDITION OF RESOLUTION A. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0506/202205062201454-.pdf | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE | Non-Voting | | | | | | |
| | TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | | | | | | | | | |
| 1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.05 PER SHARE | Management | | No Action | | | | |
| 4 | APPROVE TRANSACTION WITH LES CAISSES REGIONALES DE CREDIT AGRICOLE RE: GUARANTEE AGREEMENT | Management | | No Action | | | | |
| 5 | APPROVE TRANSACTION WITH CACIB ET CA INDOSUEZ WEALTH FRANCE RE: TAX INTEGRATION | Management | | No Action | | | | |
| 6 | APPROVE TRANSACTION WITH FNSEA RE: SERVICE AGREEMENT | Management | | No Action | | | | |
| 7 | ELECT SONIA BONNET-BERNARD AS DIRECTOR | Management | | No Action | | | | |
| 8 | ELECT HUGUES BRASSEUR AS DIRECTOR | Management | | No Action | | | | |
| 9 | ELECT ERIC VIAL AS DIRECTOR | Management | | No Action | | | | |
| 10 | REELECT DOMINIQUE LEFEBVRE AS DIRECTOR | Management | | No Action | | | | |
| 11 | REELECT PIERRE CAMBEFORT AS DIRECTOR | Management | | No Action | | | | |
| 12 | REELECT JEAN-PIERRE GAILLARD AS DIRECTOR | Management | | No Action | | | | |
| 13 | REELECT JEAN-PAUL KERRIEN AS DIRECTOR | Management | | No Action | | | | |
| 14 | APPROVE REMUNERATION POLICY OF CHAIRMAN OF THE BOARD | Management | | No Action | | | | |
| 15 | APPROVE REMUNERATION POLICY OF CEO | Management | | No Action | | | | |
| 16 | APPROVE REMUNERATION POLICY OF VICE-CEO | Management | | No Action | | | | |
| 17 | APPROVE REMUNERATION POLICY OF DIRECTORS | Management | | No Action | | | | |
| 18 | APPROVE COMPENSATION OF DOMINIQUE LEFEBVRE, CHAIRMAN OF THE BOARD | Management | | No Action | | | | |
| 19 | APPROVE COMPENSATION OF PHILIPPE BRASSAC, CEO | Management | | No Action | | | | |
| 20 | APPROVE COMPENSATION OF XAVIER MUSCA, VICE-CEO | Management | | No Action | | | | |
| 21 | APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS | Management | | No Action | | | | |
| 22 | APPROVE THE AGGREGATE REMUNERATION GRANTED IN 2021 TO SENIOR MANAGEMENT, RESPONSIBLE OFFICERS AND REGULATED RISK- TAKERS | Management | | No Action | | | | |
| 23 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | | No Action | | | | |
| 24 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 4.6 BILLION | Management | | No Action | | | | |
| 25 | APPROVE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO AGGREGATE NOMINAL AMOUNT OF EUR 908 MILLION | Management | | No Action | | | | |
| 26 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 908 MILLION | Management | | No Action | | | | |
| 27 | AUTHORIZE BOARD TO INCREASE CAPITAL IN THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 24-26, 28-29 AND 32-33 | Management | | No Action | | | | |
| 28 | AUTHORIZE CAPITAL INCREASE OF UP TO 10 PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND | Management | | No Action | | | | |
| 29 | AUTHORIZE BOARD TO SET ISSUE PRICE FOR 10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS | Management | | No Action | | | | |
| 30 | SET TOTAL LIMIT FOR CAPITAL INCREASE TO RESULT FROM ALL ISSUANCE REQUESTS AT EUR 4.6 BILLION | Management | | No Action | | | | |
| 31 | AUTHORIZE CAPITALIZATION OF RESERVES OF UP TO EUR 1 BILLION FOR BONUS ISSUE OR INCREASE IN PAR VALUE | Management | | No Action | | | | |
| 32 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS | Management | | No Action | | | | |
| 33 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES OF THE GROUP'S SUBSIDIARIES | Management | | No Action | | | | |
| 34 | AUTHORIZE DECREASE IN SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES | Management | | No Action | | | | |
| 35 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | Management | | No Action | | | | |
| A | SHAREHOLDER PROPOSALS SUBMITTED BY FCPE CREDIT AGRICOLE SA ACTIONS: AMEND EMPLOYEE STOCK PURCHASE PLANS | Shareholder | | No Action | | | | |
| MERCK & CO., INC. | | |
| Security | 58933Y105 | | | | Meeting Type | Annual |
| Ticker Symbol | MRK | | | | Meeting Date | 24-May-2022 | |
| ISIN | US58933Y1055 | | | | Agenda | 935591570 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Douglas M. Baker, Jr. | Management | | For | | For | | |
| 1B. | Election of Director: Mary Ellen Coe | Management | | For | | For | | |
| 1C. | Election of Director: Pamela J. Craig | Management | | For | | For | | |
| 1D. | Election of Director: Robert M. Davis | Management | | For | | For | | |
| 1E. | Election of Director: Kenneth C. Frazier | Management | | For | | For | | |
| 1F. | Election of Director: Thomas H. Glocer | Management | | For | | For | | |
| 1G. | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Management | | For | | For | | |
| 1H. | Election of Director: Stephen L. Mayo, Ph.D. | Management | | For | | For | | |
| 1I. | Election of Director: Paul B. Rothman, M.D. | Management | | For | | For | | |
| 1J. | Election of Director: Patricia F. Russo | Management | | For | | For | | |
| 1K. | Election of Director: Christine E. Seidman, M.D. | Management | | For | | For | | |
| 1L. | Election of Director: Inge G. Thulin | Management | | For | | For | | |
| 1M. | Election of Director: Kathy J. Warden | Management | | For | | For | | |
| 1N. | Election of Director: Peter C. Wendell | Management | | For | | For | | |
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | | For | | For | | |
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2022. | Management | | Against | | Against | | |
| 4. | Shareholder proposal regarding an independent board chairman. | Shareholder | | For | | Against | | |
| 5. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | | For | | Against | | |
| 6. | Shareholder proposal regarding lobbying expenditure disclosure. | Shareholder | | Against | | For | | |
| BOLLORE SE | | |
| Security | F10659260 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 25-May-2022 | |
| ISIN | FR0000039299 | | | | Agenda | 715295588 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | | | | | | |
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| 1 | APPROVE FINANCIAL STATEMENTS AND DISCHARGE DIRECTORS | Management | | No Action | | | | |
| 2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.06 PER SHARE | Management | | No Action | | | | |
| 4 | APPROVE TRANSACTION WITH COMPAGNIE DE L ODET RE: COMMERCIAL LEASE | Management | | No Action | | | | |
| 5 | APPROVE TRANSACTION WITH TECHNIFIN RE: SALE OF SECURITIES | Management | | No Action | | | | |
| 6 | APPROVE TRANSACTION WITH BOLLORE PARTICIPATIONS SE RE: ASSISTANCE AGREEMENT | Management | | No Action | | | | |
| 7 | REELECT CYRILLE BOLLORE AS DIRECTOR | Management | | No Action | | | | |
| 8 | REELECT YANNICK BOLLORE AS DIRECTOR | Management | | No Action | | | | |
| 9 | REELECT CEDRIC DE BAILLIENCOURT AS DIRECTOR | Management | | No Action | | | | |
| 10 | REELECT BOLLORE PARTICIPATIONS SE AS DIRECTOR | Management | | No Action | | | | |
| 11 | REELECT CHANTAL BOLLORE AS DIRECTOR | Management | | No Action | | | | |
| 12 | REELECT SEBASTIEN BOLLORE AS DIRECTOR | Management | | No Action | | | | |
| 13 | REELECT VIRGINIE COURTIN AS DIRECTOR | Management | | No Action | | | | |
| 14 | REELECT FRANCOIS THOMAZEAU AS DIRECTOR | Management | | No Action | | | | |
| 15 | RATIFY APPOINTMENT OF SOPHIE JOHANNA KLOOSTERMAN AS DIRECTOR | Management | | No Action | | | | |
| 16 | AUTHORIZE REPURCHASE OF UP TO 9.87 PERCENT OF ISSUED SHARE CAPITAL | Management | | No Action | | | | |
| 17 | APPROVE COMPENSATION REPORT | Management | | No Action | | | | |
| 18 | APPROVE COMPENSATION OF CYRILLE BOLLORE, CHAIRMAN AND CEO | Management | | No Action | | | | |
| 19 | APPROVE REMUNERATION POLICY OF DIRECTORS | Management | | No Action | | | | |
| 20 | APPROVE REMUNERATION POLICY OF CHAIRMAN AND CEO | Management | | No Action | | | | |
| 21 | AUTHORIZE DECREASE IN SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES | Management | | No Action | | | | |
| 22 | AMEND ARTICLE 22 OF BYLAWS RE: ALLOCATION OF INCOME | Management | | No Action | | | | |
| 23 | AUTHORIZE UP TO 5 PERCENT OF ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS | Management | | No Action | | | | |
| 24 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | Management | | No Action | | | | |
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER | Non-Voting | | | | | | |
| | WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | | | | | | | | | |
| CMMT | 25 MAR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202203232200571-35; PLEASE-NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 23 MAY 2022 TO- 20 MAY 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| CMMT | DELETION OF COMMENT | Non-Voting | | | | | | |
| RANPAK HOLDINGS CORP | | |
| Security | 75321W103 | | | | Meeting Type | Annual |
| Ticker Symbol | PACK | | | | Meeting Date | 25-May-2022 | |
| ISIN | US75321W1036 | | | | Agenda | 935601333 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | Omar Asali | | | | For | | For | | |
| | | 2 | Pamela El | | | | For | | For | | |
| | | 3 | Salil Seshadri | | | | For | | For | | |
| | | 4 | Kurt Zumwalt | | | | For | | For | | |
| 2. | Company Proposal - Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| 3. | Company Proposal - Approval of a non-binding advisory resolution approving the compensation of named executive officers. | Management | | Abstain | | Against | | |
| 4. | Company Proposal - Approval of a non-binding advisory resolution approving the frequency of future advisory votes on the compensation of named executive officers. | Management | | 1 Year | | For | | |
| ILLUMINA, INC. | | |
| Security | 452327109 | | | | Meeting Type | Annual |
| Ticker Symbol | ILMN | | | | Meeting Date | 26-May-2022 | |
| ISIN | US4523271090 | | | | Agenda | 935603921 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Frances Arnold, Ph.D. | Management | | For | | For | | |
| 1B. | Election of Director: Francis A. deSouza | Management | | For | | For | | |
| 1C. | Election of Director: Caroline D. Dorsa | Management | | For | | For | | |
| 1D. | Election of Director: Robert S. Epstein, M.D. | Management | | Against | | Against | | |
| 1E. | Election of Director: Scott Gottlieb, M.D. | Management | | For | | For | | |
| 1F. | Election of Director: Gary S. Guthart, Ph.D. | Management | | For | | For | | |
| 1G. | Election of Director: Philip W. Schiller | Management | | For | | For | | |
| 1H. | Election of Director: Susan E. Siegel | Management | | For | | For | | |
| 1I. | Election of Director: John W. Thompson | Management | | For | | For | | |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023. | Management | | Against | | Against | | |
| 3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | | Against | | Against | | |
| 4. | To approve, on an advisory basis, a stockholder proposal regarding the right of stockholders to call special meetings. | Shareholder | | For | | Against | | |
| 5. | To approve an amendment to our Amended and Restated Certificate of Incorporation to permit stockholders to call special meetings. | Management | | Abstain | | Against | | |
| LOWE'S COMPANIES, INC. | | |
| Security | 548661107 | | | | Meeting Type | Annual |
| Ticker Symbol | LOW | | | | Meeting Date | 27-May-2022 | |
| ISIN | US5486611073 | | | | Agenda | 935607210 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | Raul Alvarez | | | | For | | For | | |
| | | 2 | David H. Batchelder | | | | For | | For | | |
| | | 3 | Sandra B. Cochran | | | | For | | For | | |
| | | 4 | Laurie Z. Douglas | | | | For | | For | | |
| | | 5 | Richard W. Dreiling | | | | For | | For | | |
| | | 6 | Marvin R. Ellison | | | | For | | For | | |
| | | 7 | Daniel J. Heinrich | | | | For | | For | | |
| | | 8 | Brian C. Rogers | | | | For | | For | | |
| | | 9 | Bertram L. Scott | | | | For | | For | | |
| | | 10 | Colleen Taylor | | | | For | | For | | |
| | | 11 | Mary Beth West | | | | For | | For | | |
| 2. | Advisory vote to approve the Company's named executive officer compensation in fiscal 2021. | Management | | For | | For | | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2022. | Management | | For | | For | | |
| 4. | Approval of the Amended and Restated Lowe's Companies, Inc. 2006 Long Term Incentive Plan. | Management | | For | | For | | |
| 5. | Shareholder proposal requesting a report on median and adjusted pay gaps across race and gender. | Shareholder | | Against | | For | | |
| 6. | Shareholder proposal regarding amending the Company's proxy access bylaw to remove shareholder aggregation limits. | Shareholder | | Against | | For | | |
| 7. | Shareholder proposal requesting a report on risks of state policies restricting reproductive health care. | Shareholder | | Against | | For | | |
| 8. | Shareholder proposal requesting a civil rights and non- discrimination audit and report. | Shareholder | | Against | | For | | |
| 9. | Shareholder proposal requesting a report on risks from worker misclassification by certain Company vendors. | Shareholder | | Against | | For | | |
| AEGON NV | | |
| Security | N00927298 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 31-May-2022 | |
| ISIN | NL0000303709 | | | | Agenda | 715482624 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| 1. | OPENING | Non-Voting | | | | | | |
| 2. | ANNUAL REPORT AND ANNUAL ACCOUNTS 2021 | Non-Voting | | | | | | |
| 2.1. | BUSINESS OVERVIEW 2021 | Non-Voting | | | | | | |
| 2.2. | REMUNERATION REPORT 2021 (ADVISORY VOTE) | Management | | No Action | | | | |
| 2.3. | ADOPTION OF THE ANNUAL ACCOUNTS 2021 | Management | | No Action | | | | |
| 2.4. | APPROVAL OF THE FINAL DIVIDEND 2021 | Management | | No Action | | | | |
| 3.1. | RELEASE FROM LIABILITY FOR THE MEMBERS OF THE EXECUTIVE BOARD FOR THEIR DUTIES PERFORMED DURING 2021 | Management | | No Action | | | | |
| 3.2. | RELEASE FROM LIABILITY FOR THE MEMBERS OF THE SUPERVISORY BOARD FOR THEIR DUTIES PERFORMED DURING 2021 | Management | | No Action | | | | |
| 4.1. | SUPERVISORY BOARD PROFILE | Non-Voting | | | | | | |
| 4.2. | REAPPOINTMENT OF MS. CORIEN WORTMANN- KOOL AS MEMBER OF THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 4.3. | APPOINTMENT OF MS. KAREN FAWCETT AS MEMBER OF THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 5.1. | PROPOSAL TO CANCEL COMMON SHARES AND COMMON SHARES B | Management | | No Action | | | | |
| 5.2. | AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE COMMON SHARES WITH OR WITHOUT PRE- EMPTIVE RIGHTS | Management | | No Action | | | | |
| 5.3. | AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE SHARES IN CONNECTION WITH A RIGHTS ISSUE | Management | | No Action | | | | |
| 5.4. | AUTHORIZATION OF THE EXECUTIVE BOARD TO ACQUIRE SHARES IN THE COMPANY | Management | | No Action | | | | |
| 6. | ANY OTHER BUSINESS | Non-Voting | | | | | | |
| 7. | CLOSING | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | 20 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTION 4.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| COMCAST CORPORATION | | |
| Security | 20030N101 | | | | Meeting Type | Annual |
| Ticker Symbol | CMCSA | | | | Meeting Date | 01-Jun-2022 | |
| ISIN | US20030N1019 | | | | Agenda | 935613693 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | Kenneth J. Bacon | | | | For | | For | | |
| | | 2 | Madeline S. Bell | | | | For | | For | | |
| | | 3 | Edward D. Breen | | | | For | | For | | |
| | | 4 | Gerald L. Hassell | | | | For | | For | | |
| | | 5 | Jeffrey A. Honickman | | | | For | | For | | |
| | | 6 | Maritza G. Montiel | | | | For | | For | | |
| | | 7 | Asuka Nakahara | | | | For | | For | | |
| | | 8 | David C. Novak | | | | For | | For | | |
| | | 9 | Brian L. Roberts | | | | For | | For | | |
| 2. | Advisory vote on executive compensation | Management | | For | | For | | |
| 3. | Ratification of the appointment of our independent auditors | Management | | For | | For | | |
| 4. | To report on charitable donations | Shareholder | | Against | | For | | |
| 5. | To perform independent racial equity audit | Shareholder | | Against | | For | | |
| 6. | To report on risks of omitting "viewpoint" and "ideology" from EEO policy | Shareholder | | Against | | For | | |
| 7. | To conduct and publicly release the results of an independent investigation into the effectiveness of sexual harassment policies | Shareholder | | Against | | For | | |
| 8. | To report on how retirement plan options align with company climate goals | Shareholder | | Against | | For | | |
| ALPHABET INC. | | |
| Security | 02079K305 | | | | Meeting Type | Annual |
| Ticker Symbol | GOOGL | | | | Meeting Date | 01-Jun-2022 | |
| ISIN | US02079K3059 | | | | Agenda | 935618578 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director: Larry Page | Management | | For | | For | | |
| 1b. | Election of Director: Sergey Brin | Management | | For | | For | | |
| 1c. | Election of Director: Sundar Pichai | Management | | For | | For | | |
| 1d. | Election of Director: John L. Hennessy | Management | | For | | For | | |
| 1e. | Election of Director: Frances H. Arnold | Management | | For | | For | | |
| 1f. | Election of Director: L. John Doerr | Management | | For | | For | | |
| 1g. | Election of Director: Roger W. Ferguson Jr. | Management | | For | | For | | |
| 1h. | Election of Director: Ann Mather | Management | | For | | For | | |
| 1i. | Election of Director: K. Ram Shriram | Management | | For | | For | | |
| 1j. | Election of Director: Robin L. Washington | Management | | For | | For | | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| 3. | The amendment of Alphabet's 2021 Stock Plan to increase the share reserve by 4,000,000 shares of Class C capital stock. | Management | | Against | | Against | | |
| 4. | The amendment of Alphabet's Amended and Restated Certificate of Incorporation to increase the number of authorized shares. | Management | | Against | | Against | | |
| 5. | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 6. | A stockholder proposal regarding a climate lobbying report, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 7. | A stockholder proposal regarding a report on physical risks of climate change, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 8. | A stockholder proposal regarding a report on water management risks, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 9. | A stockholder proposal regarding a racial equity audit, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 10. | A stockholder proposal regarding a report on concealment clauses, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 11. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 12. | A stockholder proposal regarding a report on government takedown requests, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 13. | A stockholder proposal regarding a human rights assessment of data center siting, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 14. | A stockholder proposal regarding a report on data collection, privacy, and security, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 15. | A stockholder proposal regarding algorithm disclosures, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 16. | A stockholder proposal regarding misinformation and disinformation, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 17. | A stockholder proposal regarding a report on external costs of disinformation, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 18. | A stockholder proposal regarding a report on board diversity, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 19. | A stockholder proposal regarding the establishment of an environmental sustainability board committee, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 20. | A stockholder proposal regarding a policy on non- management employee representative director, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 21. | A stockholder proposal regarding a report on policies regarding military and militarized policing agencies, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| PAYPAL HOLDINGS, INC. | | |
| Security | 70450Y103 | | | | Meeting Type | Annual |
| Ticker Symbol | PYPL | | | | Meeting Date | 02-Jun-2022 | |
| ISIN | US70450Y1038 | | | | Agenda | 935613744 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director: Rodney C. Adkins | Management | | For | | For | | |
| 1b. | Election of Director: Jonathan Christodoro | Management | | For | | For | | |
| 1c. | Election of Director: John J. Donahoe | Management | | For | | For | | |
| 1d. | Election of Director: David W. Dorman | Management | | For | | For | | |
| 1e. | Election of Director: Belinda J. Johnson | Management | | For | | For | | |
| 1f. | Election of Director: Enrique Lores | Management | | For | | For | | |
| 1g. | Election of Director: Gail J. McGovern | Management | | For | | For | | |
| 1h. | Election of Director: Deborah M. Messemer | Management | | For | | For | | |
| 1i. | Election of Director: David M. Moffett | Management | | For | | For | | |
| 1j. | Election of Director: Ann M. Sarnoff | Management | | For | | For | | |
| 1k. | Election of Director: Daniel H. Schulman | Management | | For | | For | | |
| 1l. | Election of Director: Frank D. Yeary | Management | | For | | For | | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | | For | | For | | |
| 3. | Advisory Vote on the Frequency of the Stockholder Advisory Vote to Approve Named Executive Officer Compensation. | Management | | 1 Year | | For | | |
| 4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2022. | Management | | Against | | Against | | |
| 5. | Stockholder Proposal - Special Shareholder Meeting Improvement. | Shareholder | | For | | Against | | |
| NVIDIA CORPORATION | | |
| Security | 67066G104 | | | | Meeting Type | Annual |
| Ticker Symbol | NVDA | | | | Meeting Date | 02-Jun-2022 | |
| ISIN | US67066G1040 | | | | Agenda | 935618299 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Robert K. Burgess | Management | | For | | For | | |
| 1B. | Election of Director: Tench Coxe | Management | | For | | For | | |
| 1C. | Election of Director: John O. Dabiri | Management | | For | | For | | |
| 1D. | Election of Director: Persis S. Drell | Management | | For | | For | | |
| 1E. | Election of Director: Jen-Hsun Huang | Management | | For | | For | | |
| 1F. | Election of Director: Dawn Hudson | Management | | For | | For | | |
| 1G. | Election of Director: Harvey C. Jones | Management | | For | | For | | |
| 1H. | Election of Director: Michael G. McCaffery | Management | | For | | For | | |
| 1I. | Election of Director: Stephen C. Neal | Management | | For | | For | | |
| 1J. | Election of Director: Mark L. Perry | Management | | For | | For | | |
| 1K. | Election of Director: A. Brooke Seawell | Management | | For | | For | | |
| 1L. | Election of Director: Aarti Shah | Management | | For | | For | | |
| 1M. | Election of Director: Mark A. Stevens | Management | | For | | For | | |
| 2. | Advisory approval of our executive compensation. | Management | | For | | For | | |
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | Management | | For | | For | | |
| 4. | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 4 billion to 8 billion shares. | Management | | For | | For | | |
| 5. | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | | For | | For | | |
| MOMENTIVE GLOBAL, INC. | | |
| Security | 60878Y108 | | | | Meeting Type | Annual |
| Ticker Symbol | MNTV | | | | Meeting Date | 07-Jun-2022 | |
| ISIN | US60878Y1082 | | | | Agenda | 935627832 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Approval of the Amendment of the Certificate of Incorporation of the Company to Declassify the Board of Directors. | Management | | For | | For | | |
| 2. | DIRECTOR | Management | | | | | | |
| | | 1 | Alexander J. Lurie | | | | For | | For | | |
| | | 2 | Dana Evan | | | | For | | For | | |
| | | 3 | Sagar Gupta | | | | For | | For | | |
| 3. | Advisory vote to approve named executive officer compensation ("Say-on-Pay"). | Management | | For | | For | | |
| 4. | Ratification of appointment of Ernst & Young LLP as the independent registered accountants of Momentive, Global Inc. for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| RESIDEO TECHNOLOGIES, INC. | | |
| Security | 76118Y104 | | | | Meeting Type | Annual |
| Ticker Symbol | REZI | | | | Meeting Date | 08-Jun-2022 | |
| ISIN | US76118Y1047 | | | | Agenda | 935623050 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director: Roger Fradin | Management | | For | | For | | |
| 1b. | Election of Director: Jay Geldmacher | Management | | For | | For | | |
| 1c. | Election of Director: Paul Deninger | Management | | For | | For | | |
| 1d. | Election of Director: Cynthia Hostetler | Management | | For | | For | | |
| 1e. | Election of Director: Brian Kushner | Management | | For | | For | | |
| 1f. | Election of Director: Jack Lazar | Management | | For | | For | | |
| 1g. | Election of Director: Nina Richardson | Management | | For | | For | | |
| 1h. | Election of Director: Andrew Teich | Management | | For | | For | | |
| 1i. | Election of Director: Sharon Wienbar | Management | | For | | For | | |
| 1j. | Election of Director: Kareem Yusuf | Management | | For | | For | | |
| 2. | Advisory Vote to Approve Executive Compensation. | Management | | For | | For | | |
| 3. | Ratification of the Appointment of Independent Registered Public Accounting Firm. | Management | | For | | For | | |
| 4. | Shareholder Proposal to Reduce Ownership Threshold for Shareholders to Call a Special Meeting. | Shareholder | | Against | | For | | |
| CATERPILLAR INC. | | |
| Security | 149123101 | | | | Meeting Type | Annual |
| Ticker Symbol | CAT | | | | Meeting Date | 08-Jun-2022 | |
| ISIN | US1491231015 | | | | Agenda | 935627729 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director: Kelly A. Ayotte | Management | | For | | For | | |
| 1b. | Election of Director: David L. Calhoun | Management | | For | | For | | |
| 1c. | Election of Director: Daniel M. Dickinson | Management | | For | | For | | |
| 1d. | Election of Director: Gerald Johnson | Management | | For | | For | | |
| 1e. | Election of Director: David W. MacLennan | Management | | For | | For | | |
| 1f. | Election of Director: Debra L. Reed-Klages | Management | | For | | For | | |
| 1g. | Election of Director: Edward B. Rust, Jr. | Management | | For | | For | | |
| 1h. | Election of Director: Susan C. Schwab | Management | | For | | For | | |
| 1i. | Election of Director: D. James Umpleby III | Management | | For | | For | | |
| 1j. | Election of Director: Rayford Wilkins, Jr. | Management | | For | | For | | |
| 2. | Ratification of our Independent Registered Public Accounting Firm | Management | | Against | | Against | | |
| 3. | Advisory Vote to Approve Executive Compensation | Management | | For | | For | | |
| 4. | Shareholder Proposal - Report on Climate | Shareholder | | For | | For | | |
| 5. | Shareholder Proposal - Lobbying Disclosure | Shareholder | | For | | Against | | |
| 6. | Shareholder Proposal - Report on Activities in Conflict- Affected Areas | Shareholder | | For | | Against | | |
| 7. | Shareholder Proposal - Special Shareholder Meeting Improvement | Shareholder | | For | | Against | | |
| SALESFORCE, INC. | | |
| Security | 79466L302 | | | | Meeting Type | Annual |
| Ticker Symbol | CRM | | | | Meeting Date | 09-Jun-2022 | |
| ISIN | US79466L3024 | | | | Agenda | 935626258 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director: Marc Benioff | Management | | For | | For | | |
| 1b. | Election of Director: Bret Taylor | Management | | For | | For | | |
| 1c. | Election of Director: Laura Alber | Management | | For | | For | | |
| 1d. | Election of Director: Craig Conway | Management | | For | | For | | |
| 1e. | Election of Director: Parker Harris | Management | | For | | For | | |
| 1f. | Election of Director: Alan Hassenfeld | Management | | For | | For | | |
| 1g. | Election of Director: Neelie Kroes | Management | | For | | For | | |
| 1h. | Election of Director: Oscar Munoz | Management | | For | | For | | |
| 1i. | Election of Director: Sanford Robertson | Management | | For | | For | | |
| 1j. | Election of Director: John V. Roos | Management | | For | | For | | |
| 1k. | Election of Director: Robin Washington | Management | | For | | For | | |
| 1l. | Election of Director: Maynard Webb | Management | | For | | For | | |
| 1m. | Election of Director: Susan Wojcicki | Management | | For | | For | | |
| 2. | Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. | Management | | Against | | Against | | |
| 3. | Amendment and restatement of our 2004 Employee Stock Purchase Plan to increase the number of shares reserved for issuance. | Management | | For | | For | | |
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. | Management | | Against | | Against | | |
| 5. | An advisory vote to approve the fiscal 2022 compensation of our named executive officers. | Management | | Against | | Against | | |
| 6. | A stockholder proposal requesting a policy to require the Chair of the Board of Directors be an independent member of the Board, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 7. | A stockholder proposal requesting a racial equity audit, if properly presented at the meeting. | Shareholder | | Abstain | | Against | | |
| GENERAL MOTORS COMPANY | | |
| Security | 37045V100 | | | | Meeting Type | Annual |
| Ticker Symbol | GM | | | | Meeting Date | 13-Jun-2022 | |
| ISIN | US37045V1008 | | | | Agenda | 935631778 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director: Mary T. Barra | Management | | For | | For | | |
| 1b. | Election of Director: Aneel Bhusri | Management | | For | | For | | |
| 1c. | Election of Director: Wesley G. Bush | Management | | For | | For | | |
| 1d. | Election of Director: Linda R. Gooden | Management | | For | | For | | |
| 1e. | Election of Director: Joseph Jimenez | Management | | For | | For | | |
| 1f. | Election of Director: Judith A. Miscik | Management | | For | | For | | |
| 1g. | Election of Director: Patricia F. Russo | Management | | For | | For | | |
| 1h. | Election of Director: Thomas M. Schoewe | Management | | For | | For | | |
| 1i. | Election of Director: Carol M. Stephenson | Management | | For | | For | | |
| 1j. | Election of Director: Mark A. Tatum | Management | | For | | For | | |
| 1k. | Election of Director: Devin N. Wenig | Management | | For | | For | | |
| 1l. | Election of Director: Margaret C. Whitman | Management | | For | | For | | |
| 2. | Advisory Approval of Named Executive Officer Compensation | Management | | For | | For | | |
| 3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2022 | Management | | For | | For | | |
| 4. | Shareholder Proposal to Lower the Ownership Threshold to Call a Special Meeting | Shareholder | | Against | | For | | |
| 5. | Shareholder Proposal Regarding Separation of Chair and CEO Roles | Shareholder | | Against | | For | | |
| 6. | Shareholder Proposal Requesting a Report on the Use of Child Labor in Connection with Electric Vehicles | Shareholder | | Against | | For | | |
| TOYOTA MOTOR CORPORATION | | |
| Security | 892331307 | | | | Meeting Type | Annual |
| Ticker Symbol | TM | | | | Meeting Date | 15-Jun-2022 | |
| ISIN | US8923313071 | | | | Agenda | 935659295 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1.1 | Election of Member of the Board of Director: Takeshi Uchiyamada | Management | | For | | | | |
| 1.2 | Election of Member of the Board of Director: Shigeru Hayakawa | Management | | For | | | | |
| 1.3 | Election of Member of the Board of Director: Akio Toyoda | Management | | For | | | | |
| 1.4 | Election of Member of the Board of Director: James Kuffner | Management | | For | | | | |
| 1.5 | Election of Member of the Board of Director: Kenta Kon | Management | | For | | | | |
| 1.6 | Election of Member of the Board of Director: Masahiko Maeda | Management | | For | | | | |
| 1.7 | Election of Member of the Board of Director: Ikuro Sugawara | Management | | For | | | | |
| 1.8 | Election of Member of the Board of Director: Sir Philip Craven | Management | | For | | | | |
| 1.9 | Election of Member of the Board of Director: Teiko Kudo | Management | | For | | | | |
| 2.1 | Election of Audit & Supervisory Board Member: Masahide Yasuda | Management | | For | | | | |
| 2.2 | Election of Audit & Supervisory Board Member: George Olcott | Management | | For | | | | |
| 3.1 | Election of Substitute Audit & Supervisory Board Member: Ryuji Sakai | Management | | For | | | | |
| 4 | Revision of the Restricted Share Compensation Plan for Members of the Board of Directors (excluding Outside Members of the Board of Directors) | Management | | For | | | | |
| 5 | Partial Amendments to the Articles of Incorporation | Management | | For | | | | |
| DUN & BRADSTREET HOLDINGS, INC. | | |
| Security | 26484T106 | | | | Meeting Type | Annual |
| Ticker Symbol | DNB | | | | Meeting Date | 16-Jun-2022 | |
| ISIN | US26484T1060 | | | | Agenda | 935636324 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | Ellen R. Alemany | | | | For | | For | | |
| | | 2 | Douglas K. Ammerman | | | | For | | For | | |
| | | 3 | Anthony M. Jabbour | | | | For | | For | | |
| | | 4 | Keith J. Jackson | | | | For | | For | | |
| | | 5 | Richard N. Massey | | | | For | | For | | |
| | | 6 | James A. Quella | | | | For | | For | | |
| | | 7 | Ganesh B. Rao | | | | For | | For | | |
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | | Against | | Against | | |
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2022 fiscal year. | Management | | For | | For | | |
| DELTA AIR LINES, INC. | | |
| Security | 247361702 | | | | Meeting Type | Annual |
| Ticker Symbol | DAL | | | | Meeting Date | 16-Jun-2022 | |
| ISIN | US2473617023 | | | | Agenda | 935643355 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director: Edward H. Bastian | Management | | For | | For | | |
| 1b. | Election of Director: Francis S. Blake | Management | | For | | For | | |
| 1c. | Election of Director: Ashton B. Carter | Management | | For | | For | | |
| 1d. | Election of Director: Greg Creed | Management | | For | | For | | |
| 1e. | Election of Director: David G. DeWalt | Management | | For | | For | | |
| 1f. | Election of Director: William H. Easter III | Management | | For | | For | | |
| 1g. | Election of Director: Leslie D. Hale | Management | | For | | For | | |
| 1h. | Election of Director: Christopher A. Hazleton | Management | | For | | For | | |
| 1i. | Election of Director: Michael P. Huerta | Management | | For | | For | | |
| 1j. | Election of Director: Jeanne P. Jackson | Management | | For | | For | | |
| 1k. | Election of Director: George N. Mattson | Management | | For | | For | | |
| 1l. | Election of Director: Sergio A.L. Rial | Management | | For | | For | | |
| 1m. | Election of Director: David S. Taylor | Management | | For | | For | | |
| 1n. | Election of Director: Kathy N. Waller | Management | | For | | For | | |
| 2. | To approve, on an advisory basis, the compensation of Delta's named executive officers. | Management | | Against | | Against | | |
| 3. | To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2022. | Management | | For | | For | | |
| 4. | A shareholder proposal titled "Transparency in Lobbying." | Shareholder | | For | | Against | | |
| MASTERCARD INCORPORATED | | |
| Security | 57636Q104 | | | | Meeting Type | Annual |
| Ticker Symbol | MA | | | | Meeting Date | 21-Jun-2022 | |
| ISIN | US57636Q1040 | | | | Agenda | 935635942 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director: Merit E. Janow | Management | | For | | For | | |
| 1b. | Election of Director: Candido Bracher | Management | | For | | For | | |
| 1c. | Election of Director: Richard K. Davis | Management | | For | | For | | |
| 1d. | Election of Director: Julius Genachowski | Management | | For | | For | | |
| 1e. | Election of Director: Choon Phong Goh | Management | | For | | For | | |
| 1f. | Election of Director: Oki Matsumoto | Management | | For | | For | | |
| 1g. | Election of Director: Michael Miebach | Management | | For | | For | | |
| 1h. | Election of Director: Youngme Moon | Management | | For | | For | | |
| 1i. | Election of Director: Rima Qureshi | Management | | For | | For | | |
| 1j. | Election of Director: Gabrielle Sulzberger | Management | | For | | For | | |
| 1k. | Election of Director: Jackson Tai | Management | | For | | For | | |
| 1l. | Election of Director: Harit Talwar | Management | | For | | For | | |
| 1m. | Election of Director: Lance Uggla | Management | | For | | For | | |
| 2. | Advisory approval of Mastercard's executive compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2022. | Management | | Against | | Against | | |
| 4. | Approval of an amendment to Mastercard's Certificate of Incorporation to enable adoption of a stockholders' right to call special meetings of stockholders. | Management | | For | | For | | |
| 5. | Consideration of a stockholder proposal on the right to call special meetings of stockholders. | Shareholder | | Against | | For | | |
| 6. | Consideration of a stockholder proposal requesting Board approval of certain political contributions. | Shareholder | | For | | Against | | |
| 7. | Consideration of a stockholder proposal requesting charitable donation disclosure. | Shareholder | | Against | | For | | |
| 8. | Consideration of a stockholder proposal requesting a report on "ghost guns". | Shareholder | | Against | | For | | |
| DAIMLER TRUCK HOLDING AG | | |
| Security | D1T3RZ100 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 22-Jun-2022 | |
| ISIN | DE000DTR0CK8 | | | | Agenda | 715621670 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | | | | | | |
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | | | | | | |
| 2 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | | No Action | | | | |
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 | Management | | No Action | | | | |
| 5.2 | RATIFY KPMG AG AS AUDITORS FOR A REVIEW OF INTERIM FINANCIAL STATEMENTS FOR FISCAL YEAR 2023 UNTIL THE NEXT AGM | Management | | No Action | | | | |
| 6.1 | ELECT MICHAEL BROSNAN TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.2 | ELECT JACQUES ESCULIER TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.3 | ELECT AKIHIRO ETO TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.4 | ELECT LAURA IPSEN TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.5 | ELECT RENATA BRUENGGER TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.6 | ELECT JOE KAESER TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.7 | ELECT JOHN KRAFCIK TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.8 | ELECT MARTIN RICHENHAGEN TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.9 | ELECT MARIE WIECK TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.10 | ELECT HARALD WILHELM TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | | No Action | | | | |
| 8 | APPROVE REMUNERATION POLICY | Management | | No Action | | | | |
| 9 | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | | | | | |
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | | | | | | |
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | | | | | | |
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | | | | | | |
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | | |
| CMMT | 10 MAY 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | | | | | | |
| CMMT | 10 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| DELL TECHNOLOGIES INC. | | |
| Security | 24703L202 | | | | Meeting Type | Annual |
| Ticker Symbol | DELL | | | | Meeting Date | 27-Jun-2022 | |
| ISIN | US24703L2025 | | | | Agenda | 935647492 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | Michael S. Dell* | | | | For | | For | | |
| | | 2 | David W. Dorman* | | | | For | | For | | |
| | | 3 | Egon Durban* | | | | For | | For | | |
| | | 4 | David Grain* | | | | For | | For | | |
| | | 5 | William D. Green* | | | | For | | For | | |
| | | 6 | Simon Patterson* | | | | For | | For | | |
| | | 7 | Lynn V. Radakovich* | | | | For | | For | | |
| | | 8 | Ellen J. Kullman# | | | | For | | For | | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Dell Technologies Inc.'s independent registered public accounting firm for fiscal year ending February 3, 2023. | Management | | Against | | Against | | |
| 3. | Approval, on an advisory basis, of the compensation of Dell Technologies Inc.'s named executive officers as disclosed in the proxy statement. | Management | | Against | | Against | | |
| 4. | Adoption of Sixth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. as disclosed in the proxy statement. | Management | | Against | | Against | | |
| DAIWA SECURITIES GROUP INC. | | |
| Security | J11718111 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 28-Jun-2022 | |
| ISIN | JP3502200003 | | | | Agenda | 715728777 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| | Please reference meeting materials. | Non-Voting | | | | | | |
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Amend Business Lines | Management | | For | | For | | |
| 2.1 | Appoint a Director Hibino, Takashi | Management | | For | | For | | |
| 2.2 | Appoint a Director Nakata, Seiji | Management | | For | | For | | |
| 2.3 | Appoint a Director Matsui, Toshihiro | Management | | For | | For | | |
| 2.4 | Appoint a Director Tashiro, Keiko | Management | | For | | For | | |
| 2.5 | Appoint a Director Ogino, Akihiko | Management | | For | | For | | |
| 2.6 | Appoint a Director Hanaoka, Sachiko | Management | | For | | For | | |
| 2.7 | Appoint a Director Kawashima, Hiromasa | Management | | For | | For | | |
| 2.8 | Appoint a Director Ogasawara, Michiaki | Management | | For | | For | | |
| 2.9 | Appoint a Director Takeuchi, Hirotaka | Management | | For | | For | | |
| 2.10 | Appoint a Director Nishikawa, Ikuo | Management | | For | | For | | |
| 2.11 | Appoint a Director Kawai, Eriko | Management | | For | | For | | |
| 2.12 | Appoint a Director Nishikawa, Katsuyuki | Management | | For | | For | | |
| 2.13 | Appoint a Director Iwamoto, Toshio | Management | | For | | For | | |
| 2.14 | Appoint a Director Murakami, Yumiko | Management | | For | | For | | |
| SONY GROUP CORPORATION | | |
| Security | 835699307 | | | | Meeting Type | Annual |
| Ticker Symbol | SONY | | | | Meeting Date | 28-Jun-2022 | |
| ISIN | US8356993076 | | | | Agenda | 935660185 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To amend a part of the Articles of Incorporation. | Management | | For | | For | | |
| 2a. | Election of Director: Kenichiro Yoshida | Management | | For | | For | | |
| 2b. | Election of Director: Hiroki Totoki | Management | | For | | For | | |
| 2c. | Election of Director: Shuzo Sumi | Management | | For | | For | | |
| 2d. | Election of Director: Tim Schaaff | Management | | For | | For | | |
| 2e. | Election of Director: Toshiko Oka | Management | | For | | For | | |
| 2f. | Election of Director: Sakie Akiyama | Management | | For | | For | | |
| 2g. | Election of Director: Wendy Becker | Management | | For | | For | | |
| 2h. | Election of Director: Yoshihiko Hatanaka | Management | | For | | For | | |
| 2i. | Election of Director: Keiko Kishigami | Management | | For | | For | | |
| 2j. | Election of Director: Joseph A. Kraft Jr. | Management | | For | | For | | |
| 3. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | | For | | For | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
*Print the name and title of each signing officer under his or her signature.