UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22026
The Gabelli SRI Fund, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
John C. Ball
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: March 31
Date of reporting period: July 1, 2022 – June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
ProxyEdge Meeting Date Range: 07/01/2022 - 06/30/2023 The Gabelli SRI Fund Inc. | Report Date: 07/01/2023 1 |
Investment Company Report
| GSK PLC | ||||||||||||
| Security | 37733W105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GSK | Meeting Date | 06-Jul-2022 | |||||||||
| ISIN | US37733W1053 | Agenda | 935675112 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Demerger Resolution | Management | For | For | ||||||||
| 2. | Related Party Transactions Resolution | Management | For | For | ||||||||
| ARDAGH METAL PACKAGING S.A. | ||||||||||||
| Security | L02235106 | Meeting Type | Special | |||||||||
| Ticker Symbol | AMBP | Meeting Date | 08-Jul-2022 | |||||||||
| ISIN | LU2369833749 | Agenda | 935679994 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Restructuring of the share capital of the Company to rename the shares in issue as Ordinary Shares; creation of a new class of redeemable preferred shares (the “Preferred Shares”), with the rights set out in the Articles of Association (as amended by the present and the following resolutions); and amendment of articles 1.1, 6, 7.3, 8, 13.1, 15, 53.2 of the Articles of Association in this respect as per the proposed amendments to the Articles of Association subject to approval of the following ...(due to space limits, see proxy material for full proposal). | Management | Against | Against | ||||||||
| 2. | Renewal and extension of the authorization granted to the Board of Directors to increase the issued share capital up to the authorized share capital with authority to limit or cancel the shareholders’ preferential subscription right, during a period of five years ending on the fifth anniversary of the Extraordinary General Meeting and amendment of article 7.3 of the Articles of Association accordingly. | Management | Against | Against | ||||||||
| 3. | Renewal and extension of the authorization granted to the Board of Directors to purchase, acquire or receive the Company’s own shares for cancellation or hold them as treasury shares during a period of five years ending on the fifth anniversary of the Extraordinary General Meeting and amendment of article 8 of the Articles of Association accordingly. | Management | For | For | ||||||||
| VMWARE, INC. | ||||||||||||
| Security | 928563402 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VMW | Meeting Date | 12-Jul-2022 | |||||||||
| ISIN | US9285634021 | Agenda | 935657645 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Nicole Anasenes | Management | For | For | ||||||||
| 1b. | Election of Director: Marianne Brown | Management | For | For | ||||||||
| 1c. | Election of Director: Paul Sagan | Management | For | For | ||||||||
| 2. | An advisory vote to approve named executive officer compensation, as described in VMware’s Proxy Statement. | Management | Against | Against | ||||||||
| 3. | To ratify the selection by the Audit Committee of VMware’s Board of Directors of PricewaterhouseCoopers LLP as VMware’s independent auditor for the fiscal year ending February 3, 2023. | Management | For | For | ||||||||
| VODAFONE GROUP PLC | ||||||||||||
| Security | 92857W308 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VOD | Meeting Date | 26-Jul-2022 | |||||||||
| ISIN | US92857W3088 | Agenda | 935682369 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To receive the Company’s accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2022 | Management | For | For | ||||||||
| 2. | To re-elect Jean-François van Boxmeer as a Director | Management | For | For | ||||||||
| 3. | To re-elect Nick Read as a Director | Management | For | For | ||||||||
| 4. | To re-elect Margherita Della Valle as a Director | Management | For | For | ||||||||
| 5. | To elect Stephen A. Carter C.B.E. as a Director | Management | For | For | ||||||||
| 6. | To re-elect Sir Crispin Davis as a Director | Management | For | For | ||||||||
| 7. | To re-elect Michel Demaré as a Director | Management | For | For | ||||||||
| 8. | To elect Delphine Ernotte Cunci as a Director | Management | For | For | ||||||||
| 9. | To re-elect Dame Clara Furse as a Director | Management | For | For | ||||||||
| 10. | To re-elect Valerie Gooding as a Director | Management | For | For | ||||||||
| 11. | To elect Deborah Kerr as a Director | Management | For | For | ||||||||
| 12. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | For | For | ||||||||
| 13. | To re-elect David Nish as a Director | Management | For | For | ||||||||
| 14. | To elect Simon Segars as a Director | Management | For | For | ||||||||
| 15. | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2022 | Management | For | For | ||||||||
| 16. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2022 | Management | For | For | ||||||||
| 17. | To reappoint Ernst & Young LLP as the Company’s auditor until the end of the next general meeting at which accounts are laid before the Company | Management | For | For | ||||||||
| 18. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor | Management | For | For | ||||||||
| 19. | To authorise the Directors to allot shares | Management | For | For | ||||||||
| 20. | To authorise the Directors to dis-apply pre-emption rights (Special Resolution) | Management | Withheld | Against | ||||||||
| 21. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 percent for the purposes of financing an acquisition or other capital investment (Special Resolution) | Management | For | For | ||||||||
| 22. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | ||||||||
| 23. | To authorise political donations and expenditure | Management | For | For | ||||||||
| 24. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days’ notice (Special Resolution) | Management | For | For | ||||||||
| CAVCO INDUSTRIES, INC. | ||||||||||||
| Security | 149568107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVCO | Meeting Date | 02-Aug-2022 | |||||||||
| ISIN | US1495681074 | Agenda | 935680149 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: David A. Greenblatt | Management | For | For | ||||||||
| 1b. | Election of Director: Richard A. Kerley | Management | For | For | ||||||||
| 1c. | Election of Director: Julia W. Sze | Management | For | For | ||||||||
| 2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of RSM US LLP as the independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||
| NATWEST GROUP PLC | ||||||||||||
| Security | G6422B105 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 25-Aug-2022 | ||||||||||
| ISIN | GB00B7T77214 | Agenda | 715970819 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 781825 DUE TO RECEIVED-ADDITIONAL RESOLUTION 9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| O.1 | TO DECLARE A SPECIAL DIVIDEND OF 16.8P PER ORDINARY SHARE | Management | For | For | ||||||||
| O.2 | TO CONSOLIDATE THE ORDINARY SHARE CAPITAL | Management | For | For | ||||||||
| O.3 | TO AMEND THE DIRECTORS’ AUTHORITY TO ALLOT SHARES IN THE COMPANY | Management | For | For | ||||||||
| O.4 |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| Management | For | For | ||||||||
| RESOLUTION SUB-PARAGRAPH (I) OF RESOLUTION 3, AND/OR BY VIRTUE OF SECTION 560(3) OF THE COMPANIES ACT 2006, UP TO A MAXIMUM AGGREGATE NOMINAL AMOUNT OF GBP 520,306,980; AND (II) THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN OFFER OR ISSUE OF EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER SUB- PARAGRAPH (II) OF RESOLUTION 3, BY WAY OF A RIGHTS ISSUE AS DESCRIBED IN THAT RESOLUTION ONLY) TO OR IN FAVOUR OF (A) HOLDERS OF NEW ORDINARY SHARES IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS, AND (B) HOLDERS OF OTHER EQUITY SECURITIES IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS, TREASURY SHARES, RECORD DATES, SECURITIES REPRESENTED BY DEPOSITARY RECEIPTS, LEGAL, REGULATORY OR PRACTICAL PROBLEMS ARISING IN, OR UNDER THE LAWS OF, ANY TERRITORY OR THE REQUIREMENTS OF ANY RELEVANT REGULATORY BODY OR ANY STOCK EXCHANGE OR ANY OTHER MATTER. THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2023, UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR ENTER INTO ANY AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED, OR TREASURY SHARES SOLD, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES OR SELL TREASURY SHARES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY CONFERRED HAD NOT EXPIRED. COMPLIANCE WITH THE LIMIT IN SUB- PARAGRAPH (II) OF RESOLUTION 3 SHALL BE CALCULATED, IN THE CASE OF EQUITY SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT SECURITIES INTO, ORDINARY SHARES (AS DEFINED IN SECTION 560 OF THE COMPANIES ACT 2006), BY REFERENCE TO THE AGGREGATE NOMINAL AMOUNT OF SUCH SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS | ||||||||||||
| O.5 | THAT, SUBJECT TO AND CONDITIONAL UPON THE PASSING OF RESOLUTIONS 1, 2 AND 3 AND THE CLASS MEETING RESOLUTION AND ADMISSION AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 4, AND IN PLACE OF THE EQUIVALENT AUTHORITY GIVEN TO THE DIRECTORS AT THE LAST ANNUAL GENERAL MEETING OF THE COMPANY (BUT WITHOUT PREJUDICE TO THE CONTINUING AUTHORITY OF THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN OFFER OR AGREEMENT MADE BY THE COMPANY BEFORE THE EXPIRY OF THE AUTHORITY PURSUANT TO WHICH SUCH OFFER OR AGREEMENT WAS MADE), THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY EMPOWERED PURSUANT TO SECTION 570 AND SECTION 573 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE COMPANIES ACT 2006) FOR CASH, EITHER PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 3 OR BY WAY OF A SALE OF TREASURY SHARES, AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THIS AUTHORITY SHALL BE: (I) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES, OR SALE OF TREASURY SHARES, UP TO A MAXIMUM AGGREGATE NOMINAL AMOUNT OF GBP 520,306,980; AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE- EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP AS AT THE DATE OF THE 2022 AGM. THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2023, BUT IN EACH CASE, PRIOR TO ITS EXPIRY, THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER IT EXPIRES, AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED | Management | For | For | ||||||||
| O.6 | TO AMEND THE AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARE SON A RECOGNISED INVESTMENT EXCHANGE | Management | For | For | ||||||||
| O.7 | TO AMEND THE DIRECTED BUY BACK CONTRACT IN RELATION TO THE EXISTING AUTHORITY FOR OFF- MARKET PURCHASES OF ORDINARY SHARES FROM HM TREASURY | Management | For | For | ||||||||
| O.8 | TO AMEND THE COMPANY’S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| C.9 | TO SANCTION AND CONSENT TO EVERY VARIATION, ALTERATION, MODIFICATION OR ABROGATION OF THE SPECIAL RIGHTS TO ORDINARY SHARES | Management | For | For | ||||||||
| FLEX LTD. | ||||||||||||
| Security | Y2573F102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FLEX | Meeting Date | 25-Aug-2022 | |||||||||
| ISIN | SG9999000020 | Agenda | 935685668 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Re-election of Director: Revathi Advaithi | Management | For | For | ||||||||
| 1b. | Re-election of Director: Michael D. Capellas | Management | For | For | ||||||||
| 1c. | Re-election of Director: John D. Harris II | Management | For | For | ||||||||
| 1d. | Re-election of Director: Michael E. Hurlston | Management | For | For | ||||||||
| 1e. | Re-election of Director: Erin L. McSweeney | Management | For | For | ||||||||
| 1f. | Re-election of Director: Marc A. Onetto | Management | For | For | ||||||||
| 1g. | Re-election of Director: Charles K. Stevens, III | Management | For | For | ||||||||
| 1h. | Re-election of Director: Lay Koon Tan | Management | For | For | ||||||||
| 1i. | Re-election of Director: Patrick J. Ward | Management | For | For | ||||||||
| 1j. | Re-election of Director: William D. Watkins | Management | For | For | ||||||||
| 2. | To approve the re-appointment of Deloitte & Touche LLP as our independent auditors for the 2023 fiscal year and to authorize the Board of Directors, upon the recommendation of the Audit Committee, to fix their remuneration. | Management | For | For | ||||||||
| 3. | NON-BINDING, ADVISORY RESOLUTION. To approve the compensation of the Company’s named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, set forth in “Compensation Discussion and Analysis” and in the compensation tables and the accompanying narrative disclosure under “Executive Compensation” in the Company’s proxy statement relating to its 2022 Annual General Meeting. | Management | For | For | ||||||||
| 4. | To approve a general authorization for the directors of Flex to allot and issue ordinary shares. | Management | For | For | ||||||||
| 5. | To approve a renewal of the Share Purchase Mandate permitting Flex to purchase or otherwise acquire its own issued ordinary shares. | Management | For | For | ||||||||
| ABB LTD | ||||||||||||
| Security | 000375204 | Meeting Type | Special | |||||||||
| Ticker Symbol | ABB | Meeting Date | 07-Sep-2022 | |||||||||
| ISIN | US0003752047 | Agenda | 935698603 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Approval of the Spin-off of Accelleron Industries Ltd by Way of a Special Dividend | Management | For | For | ||||||||
| 2. | In case of additional or alternative proposals to the published agenda items during the Extraordinary General Shareholders Meeting or of new agenda items, I authorize the independent proxy to act | Management | For | For | ||||||||
| NIKE, INC. | ||||||||||||
| Security | 654106103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NKE | Meeting Date | 09-Sep-2022 | |||||||||
| ISIN | US6541061031 | Agenda | 935692803 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Class B Director: Alan B. Graf, Jr. | Management | For | For | ||||||||
| 1b. | Election of Class B Director: Peter B. Henry | Management | For | For | ||||||||
| 1c. | Election of Class B Director: Michelle A. Peluso | Management | For | For | ||||||||
| 2. | To approve executive compensation by an advisory vote. | Management | For | For | ||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | Against | Against | ||||||||
| 4. | To approve the amendment of the NIKE, Inc. Employee Stock Purchase Plan to increase authorized shares. | Management | For | For | ||||||||
| 5. | To consider a shareholder proposal regarding a policy on China sourcing, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| GEN DIGITAL INC | ||||||||||||
| Security | 668771108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NLOK | Meeting Date | 13-Sep-2022 | |||||||||
| ISIN | US6687711084 | Agenda | 935695291 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Sue Barsamian | Management | For | For | ||||||||
| 1b. | Election of Director: Eric K. Brandt | Management | For | For | ||||||||
| 1c. | Election of Director: Frank E. Dangeard | Management | For | For | ||||||||
| 1d. | Election of Director: Nora M. Denzel | Management | For | For | ||||||||
| 1e. | Election of Director: Peter A. Feld | Management | For | For | ||||||||
| 1f. | Election of Director: Emily Heath | Management | For | For | ||||||||
| 1g. | Election of Director: Vincent Pilette | Management | For | For | ||||||||
| 1h. | Election of Director: Sherrese Smith | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2023 fiscal year. | Management | Against | Against | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 4. | Amendment of the 2013 Equity Incentive Plan. | Management | For | For | ||||||||
| 5. | Stockholder proposal regarding shareholder ratification of termination pay. | Shareholder | Against | For | ||||||||
| TERMINIX GLOBAL HOLDINGS INC | ||||||||||||
| Security | 88087E100 | Meeting Type | Special | |||||||||
| Ticker Symbol | TMX | Meeting Date | 06-Oct-2022 | |||||||||
| ISIN | US88087E1001 | Agenda | 935711083 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger (the “merger agreement”), dated as of December 13, 2021, as amended by Amendment No. 1, dated as of March 14, 2022, by and among Terminix Global Holdings, Inc. (“Terminix”), Rentokil Initial plc, Rentokil Initial US Holdings, Inc., Leto Holdings I, Inc. and Leto Holdings II, LLC. | Management | For | For | ||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Terminix’s named executive officers that is based on, or otherwise related to, the transactions contemplated by the merger agreement. | Management | For | For | ||||||||
| PARKER-HANNIFIN CORPORATION | ||||||||||||
| Security | 701094104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PH | Meeting Date | 26-Oct-2022 | |||||||||
| ISIN | US7010941042 | Agenda | 935714647 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Lee C. Banks | Management | For | For | ||||||||
| 1b. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Jillian C. Evanko | Management | For | For | ||||||||
| 1c. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Lance M. Fritz | Management | For | For | ||||||||
| 1d. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Linda A. Harty | Management | For | For | ||||||||
| 1e. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: William F. Lacey | Management | For | For | ||||||||
| 1f. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Kevin A. Lobo | Management | For | For | ||||||||
| 1g. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Joseph Scaminace | Management | For | For | ||||||||
| 1h. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Åke Svensson | Management | For | For | ||||||||
| 1i. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Laura K. Thompson | Management | For | For | ||||||||
| 1j. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: James R. Verrier | Management | For | For | ||||||||
| 1k. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: James L. Wainscott | Management | For | For | ||||||||
| 1l. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Thomas L. Williams | Management | For | For | ||||||||
| 2. | Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers. | Management | Against | Against | ||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2023. | Management | For | For | ||||||||
| VMWARE, INC. | ||||||||||||
| Security | 928563402 | Meeting Type | Special | |||||||||
| Ticker Symbol | VMW | Meeting Date | 04-Nov-2022 | |||||||||
| ISIN | US9285634021 | Agenda | 935720563 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | The Merger Agreement Proposal: To vote on a proposal to approve the First Merger and the Second Merger (each as defined below) & to adopt the Agreement & Plan of Merger (“Merger Agreement”), dated as of May 26, 2022, by and among VMware, Inc. (“VMware”), Broadcom Inc. (“Broadcom”), Verona Holdco, Inc., a direct wholly owned subsidiary of VMware (“Holdco”), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco (“Merger Sub 1”), Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Broadcom (“Merger Sub 2”), and Barcelona Merger Sub 3, LLC. | Management | For | For | ||||||||
| 2. | The Merger-Related Compensation Proposal: To vote on a proposal to approve on an advisory (non-binding) basis the compensation that may be paid or become payable to VMware’s named executive officers that is based on or otherwise relates to the Transactions. | Management | For | For | ||||||||
| 3. | The Adjournment Proposal: To vote on a proposal to approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the Merger Agreement Proposal. | Management | For | For | ||||||||
| 4. | Charter Amendment Proposal: To vote to approve and adopt an amendment to VMware’s Certificate of Incorporation to eliminate the personal liability of VMware’s officers for monetary damages for breach of fiduciary duty as an officer, except to the extent such an exemption from liability or limitation thereof is not permitted by the General Corporation Law of the State of Delaware. | Management | For | For | ||||||||
| THE HAIN CELESTIAL GROUP, INC. | ||||||||||||
| Security | 405217100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAIN | Meeting Date | 17-Nov-2022 | |||||||||
| ISIN | US4052171000 | Agenda | 935716261 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Richard A. Beck | Management | For | For | ||||||||
| 1b. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||
| 1c. | Election of Director: Dean Hollis | Management | For | For | ||||||||
| 1d. | Election of Director: Shervin J. Korangy | Management | For | For | ||||||||
| 1e. | Election of Director: Mark L. Schiller | Management | For | For | ||||||||
| 1f. | Election of Director: Michael B. Sims | Management | For | For | ||||||||
| 1g. | Election of Director: Carlyn R. Taylor | Management | For | For | ||||||||
| 1h. | Election of Director: Dawn M. Zier | Management | For | For | ||||||||
| 2. | Proposal to approve, on an advisory basis, named executive officer compensation. | Management | Against | Against | ||||||||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2023. | Management | Against | Against | ||||||||
| 4. | Proposal to approve the 2022 Long Term Incentive and Stock Award Plan. | Management | For | For | ||||||||
| CISCO SYSTEMS, INC. | ||||||||||||
| Security | 17275R102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CSCO | Meeting Date | 08-Dec-2022 | |||||||||
| ISIN | US17275R1023 | Agenda | 935723216 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: M. Michele Burns | Management | For | For | ||||||||
| 1b. | Election of Director: Wesley G. Bush | Management | For | For | ||||||||
| 1c. | Election of Director: Michael D. Capellas | Management | For | For | ||||||||
| 1d. | Election of Director: Mark Garrett | Management | For | For | ||||||||
| 1e. | Election of Director: John D. Harris II | Management | For | For | ||||||||
| 1f. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | ||||||||
| 1g. | Election of Director: Roderick C. Mcgeary | Management | For | For | ||||||||
| 1h. | Election of Director: Sarah Rae Murphy | Management | For | For | ||||||||
| 1i. | Election of Director: Charles H. Robbins | Management | For | For | ||||||||
| 1j. | Election of Director: Brenton L. Saunders | Management | Against | Against | ||||||||
| 1k. | Election of Director: Dr. Lisa T. Su | Management | For | For | ||||||||
| 1l. | Election of Director: Marianna Tessel | Management | For | For | ||||||||
| 2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2023. | Management | Against | Against | ||||||||
| 4. | Stockholder Proposal - Approval to have Cisco’s Board issue a tax transparency report in consideration of the Global Reporting Initiative’s Tax Standard. | Shareholder | For | Against | ||||||||
| MEDTRONIC PLC | ||||||||||||
| Security | G5960L103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDT | Meeting Date | 08-Dec-2022 | |||||||||
| ISIN | IE00BTN1Y115 | Agenda | 935723610 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director to hold office until the 2023 Annual General Meeting: Richard H. Anderson | Management | For | For | ||||||||
| 1b. | Election of Director to hold office until the 2023 Annual General Meeting: Craig Arnold | Management | For | For | ||||||||
| 1c. | Election of Director to hold office until the 2023 Annual General Meeting: Scott C. Donnelly | Management | For | For | ||||||||
| 1d. | Election of Director to hold office until the 2023 Annual General Meeting: Lidia L. Fonseca | Management | For | For | ||||||||
| 1e. | Election of Director to hold office until the 2023 Annual General Meeting: Andrea J. Goldsmith, Ph.D. | Management | For | For | ||||||||
| 1f. | Election of Director to hold office until the 2023 Annual General Meeting: Randall J. Hogan, III | Management | For | For | ||||||||
| 1g. | Election of Director to hold office until the 2023 Annual General Meeting: Kevin E. Lofton | Management | For | For | ||||||||
| 1h. | Election of Director to hold office until the 2023 Annual General Meeting: Geoffrey S. Martha | Management | For | For | ||||||||
| 1i. | Election of Director to hold office until the 2023 Annual General Meeting: Elizabeth G. Nabel, M.D. | Management | For | For | ||||||||
| 1j. | Election of Director to hold office until the 2023 Annual General Meeting: Denise M. O’Leary | Management | For | For | ||||||||
| 1k. | Election of Director to hold office until the 2023 Annual General Meeting: Kendall J. Powell | Management | For | For | ||||||||
| 2. | Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company’s independent auditor for fiscal year 2023 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor’s remuneration. | Management | For | For | ||||||||
| 3. | Approving, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||||||
| 4. | Renewing the Board of Directors’ authority to issue shares under Irish law. | Management | For | For | ||||||||
| 5. | Renewing the Board of Directors’ authority to opt out of pre-emption rights under Irish law. | Management | Against | Against | ||||||||
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For | ||||||||
| MADISON SQUARE GARDEN SPORTS CORP. | ||||||||||||
| Security | 55825T103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSGS | Meeting Date | 09-Dec-2022 | |||||||||
| ISIN | US55825T1034 | Agenda | 935724573 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Joseph M. Cohen | For | For | |||||||||
| 2 | Richard D. Parsons | For | For | |||||||||
| 3 | Nelson Peltz | For | For | |||||||||
| 4 | Ivan Seidenberg | For | For | |||||||||
| 5 | Anthony J. Vinciquerra | For | For | |||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||
| 3. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||
| 4. | An advisory vote on the frequency of future advisory votes on executive compensation. | Management | 3 Years | For | ||||||||
| MICROSOFT CORPORATION | ||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | |||||||||
| ISIN | US5949181045 | Agenda | 935722567 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||
| 1b. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||
| 1c. | Election of Director: Teri L. List | Management | For | For | ||||||||
| 1d. | Election of Director: Satya Nadella | Management | For | For | ||||||||
| 1e. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||
| 1f. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||
| 1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | ||||||||
| 1h. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||
| 1i. | Election of Director: John W. Stanton | Management | For | For | ||||||||
| 1j. | Election of Director: John W. Thompson | Management | For | For | ||||||||
| 1k. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||
| 1l. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||
| 2. | Advisory vote to approve named executive officer compensation | Management | Against | Against | ||||||||
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | Against | Against | ||||||||
| 4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Abstain | Against | ||||||||
| 5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | Abstain | Against | ||||||||
| 7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | Shareholder | Abstain | Against | ||||||||
| 8. | Shareholder Proposal - Report on Development of Products for Military | Shareholder | Abstain | Against | ||||||||
| 9. | Shareholder Proposal - Report on Tax Transparency | Shareholder | Abstain | Against | ||||||||
| AEGON NV | ||||||||||||
| Security | N00927298 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-Jan-2023 | ||||||||||
| ISIN | NL0000303709 | Agenda | 716397232 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 1. | OPENING | Non-Voting | ||||||||||
| 2. | APPROVAL OF THE TRANSACTION | Management | For | For | ||||||||
| 3. | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| 4. | CLOSING | Non-Voting | ||||||||||
| CMMT | 28 NOV 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 28 NOV 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| VISA INC. | ||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||
| Ticker Symbol | V | Meeting Date | 24-Jan-2023 | |||||||||
| ISIN | US92826C8394 | Agenda | 935745779 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Lloyd A. Carney | Management | For | For | ||||||||
| 1b. | Election of Director: Kermit R. Crawford | Management | For | For | ||||||||
| 1c. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | ||||||||
| 1d. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||||||
| 1e. | Election of Director: Ramon Laguarta | Management | For | For | ||||||||
| 1f. | Election of Director: Teri L. List | Management | For | For | ||||||||
| 1g. | Election of Director: John F. Lundgren | Management | For | For | ||||||||
| 1h. | Election of Director: Denise M. Morrison | Management | For | For | ||||||||
| 1i. | Election of Director: Linda J. Rendle | Management | For | For | ||||||||
| 1j. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||||||
| 2. | To approve, on an advisory basis, the compensation paid to our named executive officers. | Management | For | For | ||||||||
| 3. | To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 Year | For | ||||||||
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||
| 5. | To vote on a stockholder proposal requesting an independent board chair policy. | Shareholder | Against | For | ||||||||
| JACOBS SOLUTIONS INC. | ||||||||||||
| Security | 46982L108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | J | Meeting Date | 24-Jan-2023 | |||||||||
| ISIN | US46982L1089 | Agenda | 935746872 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Steven J. Demetriou | Management | For | For | ||||||||
| 1b. | Election of Director: Christopher M.T. Thompson | Management | For | For | ||||||||
| 1c. | Election of Director: Priya Abani | Management | For | For | ||||||||
| 1d. | Election of Director: General Vincent K. Brooks | Management | For | For | ||||||||
| 1e. | Election of Director: General Ralph E. Eberhart | Management | For | For | ||||||||
| 1f. | Election of Director: Manny Fernandez | Management | For | For | ||||||||
| 1g. | Election of Director: Georgette D. Kiser | Management | For | For | ||||||||
| 1h. | Election of Director: Barbara L. Loughran | Management | For | For | ||||||||
| 1i. | Election of Director: Robert A. McNamara | Management | For | For | ||||||||
| 1j. | Election of Director: Robert V. Pragada | Management | For | For | ||||||||
| 1k. | Election of Director: Peter J. Robertson | Management | For | For | ||||||||
| 2. | Advisory vote to approve the Company’s executive compensation. | Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of shareholder advisory votes on the Company’s executive compensation. | Management | 1 Year | For | ||||||||
| 4. | To approve the amendment and restatement of the Company’s Stock Incentive Plan. | Management | For | For | ||||||||
| 5. | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm. | Management | Against | Against | ||||||||
| BECTON, DICKINSON AND COMPANY | ||||||||||||
| Security | 075887109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BDX | Meeting Date | 24-Jan-2023 | |||||||||
| ISIN | US0758871091 | Agenda | 935749789 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: William M. Brown | Management | For | For | ||||||||
| 1B. | Election of Director: Catherine M. Burzik | Management | For | For | ||||||||
| 1C. | Election of Director: Carrie L. Byington | Management | For | For | ||||||||
| 1D. | Election of Director: R Andrew Eckert | Management | For | For | ||||||||
| 1E. | Election of Director: Claire M. Fraser | Management | For | For | ||||||||
| 1F. | Election of Director: Jeffrey W. Henderson | Management | For | For | ||||||||
| 1G. | Election of Director: Christopher Jones | Management | For | For | ||||||||
| 1H. | Election of Director: Marshall O. Larsen | Management | For | For | ||||||||
| 1I. | Election of Director: Thomas E. Polen | Management | For | For | ||||||||
| 1J. | Election of Director: Timothy M. Ring | Management | For | For | ||||||||
| 1K. | Election of Director: Bertram L. Scott | Management | For | For | ||||||||
| 2. | Ratification of the selection of the independent registered public accounting firm. | Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 4. | Advisory vote to approve the frequency of named executive officer compensation advisory votes. | Management | 1 Year | For | ||||||||
| 5. | Approval of amendments to the 2004 Employee and Director Equity-Based Compensation Plan. | Management | For | For | ||||||||
| 6. | A shareholder proposal to require prior shareholder approval of certain termination payments, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| AIR PRODUCTS AND CHEMICALS, INC. | ||||||||||||
| Security | 009158106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | APD | Meeting Date | 26-Jan-2023 | |||||||||
| ISIN | US0091581068 | Agenda | 935746365 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Tonit M. Calaway | Management | For | For | ||||||||
| 1b. | Election of Director: Charles Cogut | Management | For | For | ||||||||
| 1c. | Election of Director: Lisa A. Davis | Management | For | For | ||||||||
| 1d. | Election of Director: Seifollah Ghasemi | Management | For | For | ||||||||
| 1e. | Election of Director: David H.Y. Ho | Management | For | For | ||||||||
| 1f. | Election of Director: Edward L. Monser | Management | For | For | ||||||||
| 1g. | Election of Director: Matthew H. Paull | Management | For | For | ||||||||
| 1h. | Election of Director: Wayne T. Smith | Management | For | For | ||||||||
| 2. | Advisory vote approving the compensation of the Company’s executive officers. | Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of future advisory votes on executive officer compensation. | Management | 1 Year | For | ||||||||
| 4. | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2023. | Management | For | For | ||||||||
| WALGREENS BOOTS ALLIANCE, INC. | ||||||||||||
| Security | 931427108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WBA | Meeting Date | 26-Jan-2023 | |||||||||
| ISIN | US9314271084 | Agenda | 935747280 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Janice M. Babiak | Management | For | For | ||||||||
| 1b. | Election of Director: Inderpal S. Bhandari | Management | For | For | ||||||||
| 1c. | Election of Director: Rosalind G. Brewer | Management | For | For | ||||||||
| 1d. | Election of Director: Ginger L. Graham | Management | For | For | ||||||||
| 1e. | Election of Director: Bryan C. Hanson | Management | For | For | ||||||||
| 1f. | Election of Director: Valerie B. Jarrett | Management | For | For | ||||||||
| 1g. | Election of Director: John A. Lederer | Management | For | For | ||||||||
| 1h. | Election of Director: Dominic P. Murphy | Management | For | For | ||||||||
| 1i. | Election of Director: Stefano Pessina | Management | For | For | ||||||||
| 1j. | Election of Director: Nancy M. Schlichting | Management | For | For | ||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2023. | Management | Against | Against | ||||||||
| 4. | Stockholder proposal requesting report on public health costs due to tobacco product sales and the impact on overall market returns. | Shareholder | For | Against | ||||||||
| 5. | Stockholder proposal requesting an independent board chairman. | Shareholder | For | Against | ||||||||
| FRANKLIN RESOURCES, INC. | ||||||||||||
| Security | 354613101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BEN | Meeting Date | 07-Feb-2023 | |||||||||
| ISIN | US3546131018 | Agenda | 935750491 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person’s successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Mariann Byerwalter | Management | For | For | ||||||||
| 1b. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person’s successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Alexander S. Friedman | Management | For | For | ||||||||
| 1c. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person’s successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Gregory E. Johnson | Management | For | For | ||||||||
| 1d. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person’s successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Jennifer M. Johnson | Management | For | For | ||||||||
| 1e. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person’s successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Rupert H. Johnson, Jr. | Management | For | For | ||||||||
| 1f. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person’s successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: John Y. Kim | Management | For | For | ||||||||
| 1g. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person’s successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Karen M. King | Management | For | For | ||||||||
| 1h. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person’s successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Anthony J. Noto | Management | For | For | ||||||||
| 1i. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person’s successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: John W. Thiel | Management | For | For | ||||||||
| 1j. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person’s successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Seth H. Waugh | Management | For | For | ||||||||
| 1k. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person’s successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Geoffrey Y. Yang | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2023. | Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||
| 4. | To hold an advisory vote on how frequently stockholders believe we should obtain future advisory votes on the compensation of the Company’s named executive officers. | Management | 3 Years | For | ||||||||
| ROCKWELL AUTOMATION, INC. | ||||||||||||
| Security | 773903109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ROK | Meeting Date | 07-Feb-2023 | |||||||||
| ISIN | US7739031091 | Agenda | 935750504 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| A. | DIRECTOR | Management | ||||||||||
| 1 | William P. Gipson | For | For | |||||||||
| 2 | Pam Murphy | For | For | |||||||||
| 3 | Donald R. Parfet | For | For | |||||||||
| 4 | Robert W. Soderbery | For | For | |||||||||
| B. | To approve, on an advisory basis, the compensation of the Corporation’s named executive officers. | Management | For | For | ||||||||
| C. | To approve, on an advisory basis, the frequency of the shareowner vote on the compensation of the Corporation’s named executive officers. | Management | 1 Year | For | ||||||||
| D. | To approve the selection of Deloitte & Touche LLP as the Corporation’s independent registered public accounting firm for fiscal 2023. | Management | Against | Against | ||||||||
| MUELLER WATER PRODUCTS, INC. | ||||||||||||
| Security | 624758108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MWA | Meeting Date | 07-Feb-2023 | |||||||||
| ISIN | US6247581084 | Agenda | 935750605 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Shirley C. Franklin | Management | For | For | ||||||||
| 1b. | Election of Director: Scott Hall | Management | For | For | ||||||||
| 1c. | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||
| 1d. | Election of Director: Mark J. O’Brien | Management | For | For | ||||||||
| 1e. | Election of Director: Christine Ortiz | Management | For | For | ||||||||
| 1f. | Election of Director: Jeffery S. Sharritts | Management | For | For | ||||||||
| 1g. | Election of Director: Brian L. Slobodow | Management | For | For | ||||||||
| 1h. | Election of Director: Lydia W. Thomas | Management | For | For | ||||||||
| 1i. | Election of Director: Michael T. Tokarz | Management | For | For | ||||||||
| 1j. | Election of Director: Stephen C. Van Arsdell | Management | For | For | ||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||
| 3. | To recommend, on an advisory basis, the frequency of the stockholder vote to approve executive compensation. | Management | 1 Year | For | ||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2023. | Management | For | For | ||||||||
| EVOQUA WATER TECHNOLOGIES CORP. | ||||||||||||
| Security | 30057T105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AQUA | Meeting Date | 07-Feb-2023 | |||||||||
| ISIN | US30057T1051 | Agenda | 935751241 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ron C. Keating | For | For | |||||||||
| 2 | Martin J. Lamb | For | For | |||||||||
| 3 | Peter M. Wilver | For | For | |||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2023. | Management | For | For | ||||||||
| JOHNSON OUTDOORS INC. | ||||||||||||
| Security | 479167108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JOUT | Meeting Date | 01-Mar-2023 | |||||||||
| ISIN | US4791671088 | Agenda | 935755883 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Paul G. Alexander | For | For | |||||||||
| 2 | John M. Fahey, Jr. | For | For | |||||||||
| 2. | To ratify the appointment of RSM US LLP, an independent registered public accounting firm, as auditors of the Company for its fiscal year ending September 29, 2023. | Management | For | For | ||||||||
| 3. | To approve a non-binding advisory proposal on executive compensation. | Management | For | For | ||||||||
| 4. | To approve a non-binding advisory proposal on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
| 5. | To consider and act on a proposal to adopt and approve the Johnson Outdoors Inc. 2023 Non-Employee Director Stock Ownership Plan. | Management | For | For | ||||||||
| QUALCOMM INCORPORATED | ||||||||||||
| Security | 747525103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | QCOM | Meeting Date | 08-Mar-2023 | |||||||||
| ISIN | US7475251036 | Agenda | 935757281 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director to hold office until the next annual meeting of stockholders: Sylvia Acevedo | Management | For | For | ||||||||
| 1b. | Election of Director to hold office until the next annual meeting of stockholders: Cristiano R. Amon | Management | For | For | ||||||||
| 1c. | Election of Director to hold office until the next annual meeting of stockholders: Mark Fields | Management | For | For | ||||||||
| 1d. | Election of Director to hold office until the next annual meeting of stockholders: Jeffrey W. Henderson | Management | For | For | ||||||||
| 1e. | Election of Director to hold office until the next annual meeting of stockholders: Gregory N. Johnson | Management | For | For | ||||||||
| 1f. | Election of Director to hold office until the next annual meeting of stockholders: Ann M. Livermore | Management | For | For | ||||||||
| 1g. | Election of Director to hold office until the next annual meeting of stockholders: Mark D. McLaughlin | Management | For | For | ||||||||
| 1h. | Election of Director to hold office until the next annual meeting of stockholders: Jamie S. Miller | Management | For | For | ||||||||
| 1i. | Election of Director to hold office until the next annual meeting of stockholders: Irene B. Rosenfeld | Management | For | For | ||||||||
| 1j. | Election of Director to hold office until the next annual meeting of stockholders: Kornelis (Neil) Smit | Management | For | For | ||||||||
| 1k. | Election of Director to hold office until the next annual meeting of stockholders: Jean-Pascal Tricoire | Management | For | For | ||||||||
| 1l. | Election of Director to hold office until the next annual meeting of stockholders: Anthony J. Vinciquerra | Management | For | For | ||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 24, 2023. | Management | Against | Against | ||||||||
| 3. | Approval of the QUALCOMM Incorporated 2023 Long- Term Incentive Plan. | Management | For | For | ||||||||
| 4. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||
| JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||
| Security | G51502105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JCI | Meeting Date | 08-Mar-2023 | |||||||||
| ISIN | IE00BY7QL619 | Agenda | 935759590 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Jean Blackwell | Management | For | For | ||||||||
| 1b. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Pierre Cohade | Management | For | For | ||||||||
| 1c. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Michael E. Daniels | Management | For | For | ||||||||
| 1d. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: W. Roy Dunbar | Management | For | For | ||||||||
| 1e. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Gretchen R. Haggerty | Management | For | For | ||||||||
| 1f. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Ayesha Khanna | Management | For | For | ||||||||
| 1g. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Simone Menne | Management | For | For | ||||||||
| 1h. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: George R. Oliver | Management | For | For | ||||||||
| 1i. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Jürgen Tinggren | Management | For | For | ||||||||
| 1j. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Mark Vergnano | Management | For | For | ||||||||
| 1k. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: John D. Young | Management | For | For | ||||||||
| 2.a | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | ||||||||
| 2.b | To authorize the Audit Committee of the Board of Directors to set the auditors’ remuneration. | Management | For | For | ||||||||
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | ||||||||
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | ||||||||
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||
| 6. | To approve, in a non-binding advisory vote, the frequency of the non-binding advisory vote on the compensation of the named executive officers. | Management | 1 Year | For | ||||||||
| 7. | To approve the Directors’ authority to allot shares up to approximately 20% of issued share capital. | Management | For | For | ||||||||
| 8. | To approve the waiver of statutory preemption rights with respect to up to 5% of the issued share capital (Special Resolution). | Management | For | For | ||||||||
| APPLIED MATERIALS, INC. | ||||||||||||
| Security | 038222105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMAT | Meeting Date | 09-Mar-2023 | |||||||||
| ISIN | US0382221051 | Agenda | 935760858 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Rani Borkar | Management | For | For | ||||||||
| 1b. | Election of Director: Judy Bruner | Management | For | For | ||||||||
| 1c. | Election of Director: Xun (Eric) Chen | Management | For | For | ||||||||
| 1d. | Election of Director: Aart J. de Geus | Management | For | For | ||||||||
| 1e. | Election of Director: Gary E. Dickerson | Management | For | For | ||||||||
| 1f. | Election of Director: Thomas J. Iannotti | Management | For | For | ||||||||
| 1g. | Election of Director: Alexander A. Karsner | Management | For | For | ||||||||
| 1h. | Election of Director: Kevin P. March | Management | For | For | ||||||||
| 1i. | Election of Director: Yvonne McGill | Management | For | For | ||||||||
| 1j. | Election of Director: Scott A. McGregor | Management | For | For | ||||||||
| 2. | Approval, on an advisory basis, of the compensation of Applied Materials’ named executive officers for fiscal year 2022. | Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the frequency of holding an advisory vote on executive compensation. | Management | 1 Year | For | ||||||||
| 4. | Ratification of the appointment of KPMG LLP as Applied Materials’ independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||
| 5. | Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. | Shareholder | For | Against | ||||||||
| 6. | Shareholder proposal to improve the executive compensation program and policy to include the CEO pay ratio factor. | Shareholder | For | Against | ||||||||
| AGILENT TECHNOLOGIES, INC. | ||||||||||||
| Security | 00846U101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | A | Meeting Date | 15-Mar-2023 | |||||||||
| ISIN | US00846U1016 | Agenda | 935762218 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Director for a three-year term: Heidi K. Kunz | Management | For | For | ||||||||
| 1.2 | Election of Director for a three-year term: Susan H. Rataj | Management | For | For | ||||||||
| 1.3 | Election of Director for a three-year term: George A. Scangos, Ph.D. | Management | For | For | ||||||||
| 1.4 | Election of Director for a three-year term: Dow R. Wilson | Management | For | For | ||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | Against | Against | ||||||||
| 3. | To ratify the Audit and Finance Committee’s appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. | Management | Against | Against | ||||||||
| 4. | To approve amendments to the Certificate of Incorporation to create a new stockholder right to call a special meeting. | Management | For | For | ||||||||
| 5. | An advisory vote on the frequency of the stockholder vote to approve the compensation of our named executive officers. | Management | 1 Year | For | ||||||||
| BANCO BILBAO VIZCAYA ARGENTARIA SA | ||||||||||||
| Security | E11805103 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Mar-2023 | ||||||||||
| ISIN | ES0113211835 | Agenda | 716677995 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 17 MAR 2023 AT 11:00. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||||
| 1.1 | ANNUAL ACCOUNTS, APPLICATION OF THE RESULT AND CORPORATE MANAGEMENT: APPROVAL OF THE ANNUAL ACCOUNTS AND MANAGEMENT REPORTS OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A. AND ITS CONSOLIDATED GROUP FOR THE YEAR CLOSED ON 31 OF DECEMBER 2022 | Management | No Action | |||||||||
| 1.2 | ANNUAL ACCOUNTS, APPLICATION OF THE RESULT AND CORPORATE MANAGEMENT: APPROVAL OF THE STATEMENT OF NON FINANCIAL INFORMATION OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A. AND THAT OF ITS CONSOLIDATED GROUP FOR THE YEAR CLOSED ON 31 OF DECEMBER 2022 | Management | No Action | |||||||||
| 1.3 | ANNUAL ACCOUNTS, APPLICATION OF THE RESULT AND CORPORATE MANAGEMENT: APPROVAL OF THE APPLICATION OF THE RESULT OF THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 1.4 | ANNUAL ACCOUNTS, APPLICATION OF THE RESULT AND CORPORATE MANAGEMENT: APPROVAL OF CORPORATE MANAGEMENT DURING THE 2022 FINANCIAL YEAR | Management | No Action | |||||||||
| 2.1 | ADOPTION OF THE FOLLOWING AGREEMENTS ON RE ELECTION AND APPOINTMENT OF MEMBERS OF THE BOARD OF DIRECTOR: RE ELECTION OF MR. RAUL CATARINO GALAMBA DE OLIVEIRA | Management | No Action | |||||||||
| 2.2 | ADOPTION OF THE FOLLOWING AGREEMENTS ON RE ELECTION AND APPOINTMENT OF MEMBERS OF THE BOARD OF DIRECTOR: RE ELECTION OF MS. LOURDES MAIZ CARRO | Management | No Action | |||||||||
| 2.3 | ADOPTION OF THE FOLLOWING AGREEMENTS ON RE ELECTION AND APPOINTMENT OF MEMBERS OF THE BOARD OF DIRECTOR: RE ELECTION OF MS. ANA LEONOR REVENGA SHANKLIN | Management | No Action | |||||||||
| 2.4 | ADOPTION OF THE FOLLOWING AGREEMENTS ON RE ELECTION AND APPOINTMENT OF MEMBERS OF THE BOARD OF DIRECTOR: RE ELECTION OF MR. CARLOS VICENTE SALAZAR LOMELIN | Management | No Action | |||||||||
| 2.5 | ADOPTION OF THE FOLLOWING AGREEMENTS ON RE ELECTION AND APPOINTMENT OF MEMBERS OF THE BOARD OF DIRECTOR: APPOINTMENT OF MS. SONIA LILIA DULA | Management | No Action | |||||||||
| 3 | APPROVAL OF THE REDUCTION OF THE BANK’S CAPITAL STOCK, UP TO A MAXIMUM AMOUNT CORRESPONDING TO 10PCT OF THE SAME ON THE DATE OF THE AGREEMENT, THROUGH THE AMORTIZATION OF TREASURY SHARES THAT HAVE BEEN ACQUIRED WITH THE PURPOSE OF BEING AMORTIZED, DELEGATING TO THE BOARD OF DIRECTORS THE POSSIBILITY OF EXECUTING THE TOTAL OR PARTIAL REDUCTION AND IN ONE OR MORE TIMES | Management | No Action | |||||||||
| 4 | APPROVAL OF THE REMUNERATION POLICY FOR BANK DIRECTORS BILBAO VIZCAYA ARGENTARIA, S.A., AND MAXIMUM NUMBER OF SHARES TO BE DELIVERED, IF APPLICABLE, AS A RESULT OF ITS EXECUTION | Management | No Action | |||||||||
| 5 | APPROVAL OF A MAXIMUM LEVEL OF VARIABLE REMUNERATION OF UP TO 200PCT OF THE FIXED COMPONENT OF THE TOTAL REMUNERATION FOR A CERTAIN GROUP OF EMPLOYEES WHOSE PROFESSIONAL ACTIVITIES HAVE A SIGNIFICANT IMPACT ON THE PROFILE OF RISK OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A. OR YOUR GROUP | Management | No Action | |||||||||
| 6 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH POWER TO SUBSTITUTION, TO FORMALIZE, RECTIFY, INTERPRET AND EXECUTE THE AGREEMENTS ADOPTED BY THE GENERAL MEETING | Management | No Action | |||||||||
| 7 | ADVISORY VOTE ON THE ANNUAL REPORT ON REMUNERATION OF DIRECTORS OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A | Management | No Action | |||||||||
| CMMT | 14 FEB 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 09 MAR 2023 TO 10 MAR 2023. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| ABB LTD | ||||||||||||
| Security | 000375204 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABB | Meeting Date | 23-Mar-2023 | |||||||||
| ISIN | US0003752047 | Agenda | 935772257 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | Approval of the management report, the consolidated financial statements and the annual financial statements for 2022 | Management | For | For | ||||||||
| 2 | Consultative vote on the 2022 Compensation Report | Management | For | For | ||||||||
| 3 | Discharge of the Board of Directors and the persons entrusted with management | Management | For | For | ||||||||
| 4 | Appropriation of earnings | Management | For | For | ||||||||
| 5.1 | Amendments to the Articles of Incorporation: Shares and Capital Structure | Management | For | For | ||||||||
| 5.2 | Amendments to the Articles of Incorporation: Restrictions on Registration | Management | For | For | ||||||||
| 5.3 | Amendments to the Articles of Incorporation: General Meeting of Shareholders | Management | For | For | ||||||||
| 5.4 | Amendments to the Articles of Incorporation: Virtual General Meeting of Shareholders | Management | For | For | ||||||||
| 5.5 | Amendments to the Articles of Incorporation: Board of Directors and Compensation | Management | For | For | ||||||||
| 6 | Capital Band | Management | For | For | ||||||||
| 7.1 | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2023 Annual General Meeting to the 2024 Annual General Meeting | Management | For | For | ||||||||
| 7.2 | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2024 | Management | For | For | ||||||||
| 8a | Election of Director: Gunnar Brock | Management | For | For | ||||||||
| 8b | Election of Director: David Constable | Management | For | For | ||||||||
| 8c | Election of Director: Frederico Fleury Curado | Management | For | For | ||||||||
| 8d | Election of Director: Lars Förberg | Management | For | For | ||||||||
| 8e | Election of Director: Denise Johnson | Management | For | For | ||||||||
| 8f | Election of Director: Jennifer Xin-Zhe Li | Management | For | For | ||||||||
| 8g | Election of Director: Geraldine Matchett | Management | For | For | ||||||||
| 8h | Election of Director: David Meline | Management | For | For | ||||||||
| 8i | Election of Director: Jacob Wallenberg | Management | For | For | ||||||||
| 8j | Election of Director and Chairman: Peter Voser | Management | For | For | ||||||||
| 9.1 | Election to the Compensation Committee: David Constable (as Director) | Management | For | For | ||||||||
| 9.2 | Election to the Compensation Committee: Frederico Fleury Curado (as Director) | Management | For | For | ||||||||
| 9.3 | Election to the Compensation Committee: Jennifer Xin- Zhe Li (as Director) | Management | For | For | ||||||||
| 10 | Election of the independent proxy, Zehnder Bolliger & Partner | Management | For | For | ||||||||
| 11 | Election of the auditors, KPMG AG | Management | For | For | ||||||||
| 12 | In case of additional or alternative proposals to the published agenda items or new agenda items during the Annual General Meeting, I instruct the independent proxy to act. | Management | For | |||||||||
| SHINHAN FINANCIAL GROUP | ||||||||||||
| Security | 824596100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SHG | Meeting Date | 23-Mar-2023 | |||||||||
| ISIN | US8245961003 | Agenda | 935776647 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Approval of Financial Statements and Annual Dividends for FY2022 (Jan 1, 2022 - Dec 31, 2022) | Management | Against | Against | ||||||||
| 2. | Approval of Amendment to the Articles of Incorporation | Management | For | For | ||||||||
| 3.1 | Election of Mr. Jin Ok-dong as Executive Director | Management | For | For | ||||||||
| 3.2 | Election of Mr. Jung Sang Hyuk as Non-Executive Director | Management | For | For | ||||||||
| 3.3 | Re-election of Mr. Kwak Su Keun as Independent Director | Management | For | For | ||||||||
| 3.4 | Re-election of Mr. Bae Hoon as Independent Director | Management | For | For | ||||||||
| 3.5 | Re-election of Mr. Sung Jaeho as Independent Director | Management | For | For | ||||||||
| 3.6 | Re-election of Mr. Lee Yong Guk as Independent Director | Management | For | For | ||||||||
| 3.7 | Re-election of Mr. Lee Yoon-jae as Independent Director | Management | For | For | ||||||||
| 3.8 | Re-election of Mr. Jin Hyun-duk as Independent Director | Management | For | For | ||||||||
| 3.9 | Re-election of Mr. Choi Jae Boong as Independent Director | Management | For | For | ||||||||
| 4. | Election of an Independent Director who will serve as Audit Committee Member | Management | Against | Against | ||||||||
| 5.1 | Re-election of Mr. Kwak Su Keun as an audit committee member | Management | For | For | ||||||||
| 5.2 | Re-election of Mr. Bae Hoon as an audit committee member | Management | For | For | ||||||||
| 6. | Approval of the Director Remuneration Limit | Management | For | For | ||||||||
| THE WALT DISNEY COMPANY | ||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DIS | Meeting Date | 03-Apr-2023 | |||||||||
| ISIN | US2546871060 | Agenda | 935766595 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Mary T. Barra | Management | For | For | ||||||||
| 1b. | Election of Director: Safra A. Catz | Management | For | For | ||||||||
| 1c. | Election of Director: Amy L. Chang | Management | For | For | ||||||||
| 1d. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||
| 1e. | Election of Director: Carolyn N. Everson | Management | For | For | ||||||||
| 1f. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||
| 1g. | Election of Director: Robert A. Iger | Management | For | For | ||||||||
| 1h. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||
| 1i. | Election of Director: Calvin R. McDonald | Management | For | For | ||||||||
| 1j. | Election of Director: Mark G. Parker | Management | For | For | ||||||||
| 1k. | Election of Director: Derica W. Rice | Management | For | For | ||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal 2023. | Management | Against | Against | ||||||||
| 3. | Consideration of an advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
| 5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | Shareholder | Against | For | ||||||||
| 6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | Shareholder | Against | For | ||||||||
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | Shareholder | For | Against | ||||||||
| HEWLETT PACKARD ENTERPRISE COMPANY | ||||||||||||
| Security | 42824C109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HPE | Meeting Date | 05-Apr-2023 | |||||||||
| ISIN | US42824C1099 | Agenda | 935766583 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Daniel Ammann | Management | For | For | ||||||||
| 1b. | Election of Director: Pamela L. Carter | Management | For | For | ||||||||
| 1c. | Election of Director: Frank A. D’Amelio | Management | For | For | ||||||||
| 1d. | Election of Director: Regina E. Dugan | Management | For | For | ||||||||
| 1e. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||
| 1f. | Election of Director: Raymond J. Lane | Management | For | For | ||||||||
| 1g. | Election of Director: Ann M. Livermore | Management | For | For | ||||||||
| 1h. | Election of Director: Antonio F. Neri | Management | For | For | ||||||||
| 1i. | Election of Director: Charles H. Noski | Management | For | For | ||||||||
| 1j. | Election of Director: Raymond E. Ozzie | Management | For | For | ||||||||
| 1k. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||
| 1l. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending October 31, 2023. | Management | For | For | ||||||||
| 3. | Approval of the increase of shares reserved under the Hewlett Packard Enterprise 2021 Stock Incentive Plan. | Management | For | For | ||||||||
| 4. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 5. | Stockholder proposal entitled: “Transparency in Lobbying”. | Shareholder | Against | For | ||||||||
| THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||
| Security | 064058100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BK | Meeting Date | 12-Apr-2023 | |||||||||
| ISIN | US0640581007 | Agenda | 935771180 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||
| 1b. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||
| 1c. | Election of Director: M. Amy Gilliland | Management | For | For | ||||||||
| 1d. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||
| 1e. | Election of Director: K. Guru Gowrappan | Management | For | For | ||||||||
| 1f. | Election of Director: Ralph Izzo | Management | For | For | ||||||||
| 1g. | Election of Director: Sandra E. “Sandie” O’Connor | Management | For | For | ||||||||
| 1h. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||
| 1i. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||
| 1j. | Election of Director: Robin Vince | Management | For | For | ||||||||
| 1k. | Election of Director: Alfred W. “Al” Zollar | Management | For | For | ||||||||
| 2. | Advisory resolution to approve the 2022 compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Advisory vote recommending the frequency with which we conduct a say-on-pay vote. | Management | 1 Year | For | ||||||||
| 4. | Ratify the appointment of KPMG LLP as our independent auditor for 2023. | Management | For | For | ||||||||
| 5. | Approve the 2023 Long-Term Incentive Plan. | Management | For | For | ||||||||
| 6. | Stockholder proposal regarding stockholder ratification of certain executive severance payments, if properly presented. | Shareholder | Against | For | ||||||||
| CNH INDUSTRIAL N V | ||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNHI | Meeting Date | 14-Apr-2023 | |||||||||
| ISIN | NL0010545661 | Agenda | 935776166 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 2b. | Adoption of the 2022 Annual Financial Statements | Management | For | For | ||||||||
| 2c. | Proposal of a dividend for 2022 of €0.36 per common share | Management | For | For | ||||||||
| 2d. | Proposal to discharge the executive directors and the non- executive directors for the performance of his or her duties in 2022 | Management | For | For | ||||||||
| 3a. | Application of the remuneration policy in 2022 | Management | For | For | ||||||||
| 3b. | Proposal to approve the plan to grant rights to subscribe for common shares to executive directors under equity incentive plans | Management | For | For | ||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||
| 4b. | Re-appointment of Scott W. Wine | Management | For | For | ||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||
| 4d. | Re-appointment of Karen Linehan | Management | For | For | ||||||||
| 4e. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||
| 4f. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||
| 4g. | Re-appointment of Åsa Tamsons | Management | For | For | ||||||||
| 4h. | Appointment of Elizabeth Bastoni | Management | For | For | ||||||||
| 4i. | Appointment of Richard J. Kramer | Management | For | For | ||||||||
| 5a. | Authorization to issue shares and/or grant rights to subscribe for shares | Management | For | For | ||||||||
| 5b. | Authorization to limit or exclude pre-emptive rights | Management | For | For | ||||||||
| 5c. | Authorization to issue special voting shares | Management | For | For | ||||||||
| 5d. | Authorization to repurchase own shares | Management | For | For | ||||||||
| 6. | Proposal to re-appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2024 financial year | Management | For | For | ||||||||
| CNH INDUSTRIAL N V | ||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNHI | Meeting Date | 14-Apr-2023 | |||||||||
| ISIN | NL0010545661 | Agenda | 935792766 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 2b. | Adoption of the 2022 Annual Financial Statements | Management | For | For | ||||||||
| 2c. | Proposal of a dividend for 2022 of €0.36 per common share | Management | For | For | ||||||||
| 2d. | Proposal to discharge the executive directors and the non- executive directors for the performance of his or her duties in 2022 | Management | For | For | ||||||||
| 3a. | Application of the remuneration policy in 2022 | Management | For | For | ||||||||
| 3b. | Proposal to approve the plan to grant rights to subscribe for common shares to executive directors under equity incentive plans | Management | For | For | ||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||
| 4b. | Re-appointment of Scott W. Wine | Management | For | For | ||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||
| 4d. | Re-appointment of Karen Linehan | Management | For | For | ||||||||
| 4e. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||
| 4f. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||
| 4g. | Re-appointment of Åsa Tamsons | Management | For | For | ||||||||
| 4h. | Appointment of Elizabeth Bastoni | Management | For | For | ||||||||
| 4i. | Appointment of Richard J. Kramer | Management | For | For | ||||||||
| 5a. | Authorization to issue shares and/or grant rights to subscribe for shares | Management | For | For | ||||||||
| 5b. | Authorization to limit or exclude pre-emptive rights | Management | For | For | ||||||||
| 5c. | Authorization to issue special voting shares | Management | For | For | ||||||||
| 5d. | Authorization to repurchase own shares | Management | For | For | ||||||||
| 6. | Proposal to re-appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2024 financial year | Management | For | For | ||||||||
| IQVIA HOLDINGS INC. | ||||||||||||
| Security | 46266C105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IQV | Meeting Date | 18-Apr-2023 | |||||||||
| ISIN | US46266C1053 | Agenda | 935769628 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Carol J. Burt | Management | For | For | ||||||||
| 1b. | Election of Director: Colleen A. Goggins | Management | For | For | ||||||||
| 1c. | Election of Director: Sheila A. Stamps | Management | For | For | ||||||||
| 2. | Approve an advisory (non-binding) resolution to approve IQVIA’s executive compensation (say-on-pay). | Management | Against | Against | ||||||||
| 3. | Approve a Company proposal to amend IQVIA’s Certificate of Incorporation to adopt a stockholders’ right to request a special stockholders’ meeting. | Management | Abstain | Against | ||||||||
| 4. | If properly presented, a stockholder proposal concerning special stockholder meetings. | Shareholder | For | Against | ||||||||
| 5. | If properly presented, a stockholder proposal for separate Chairman and Chief Executive Officer roles. | Shareholder | For | Against | ||||||||
| 6. | Ratification of the appointment of PricewaterhouseCoopers LLP as IQVIA’s independent registered public accounting firm for 2023. | Management | Against | Against | ||||||||
| HCA HEALTHCARE, INC. | ||||||||||||
| Security | 40412C101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HCA | Meeting Date | 19-Apr-2023 | |||||||||
| ISIN | US40412C1018 | Agenda | 935776902 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Thomas F. Frist III | Management | For | For | ||||||||
| 1b. | Election of Director: Samuel N. Hazen | Management | For | For | ||||||||
| 1c. | Election of Director: Meg G. Crofton | Management | For | For | ||||||||
| 1d. | Election of Director: Robert J. Dennis | Management | For | For | ||||||||
| 1e. | Election of Director: Nancy-Ann DeParle | Management | For | For | ||||||||
| 1f. | Election of Director: William R. Frist | Management | For | For | ||||||||
| 1g. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||
| 1h. | Election of Director: Michael W. Michelson | Management | For | For | ||||||||
| 1i. | Election of Director: Wayne J. Riley, M.D. | Management | For | For | ||||||||
| 1j. | Election of Director: Andrea B. Smith | Management | For | For | ||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | Against | Against | ||||||||
| 3. | To approve the HCA Healthcare, Inc. 2023 Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 4. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 5. | Stockholder proposal, if properly presented at the meeting, regarding political spending disclosure. | Shareholder | For | Against | ||||||||
| 6. | Stockholder proposal, if properly presented at the meeting, regarding amendment to Patient Safety and Quality of Care Committee charter. | Shareholder | For | Against | ||||||||
| NESTLE S.A. | ||||||||||||
| Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2023 | ||||||||||
| ISIN | CH0038863350 | Agenda | 716817068 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE.THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| 1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2022 | Management | No Action | |||||||||
| 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2022 (ADVISORY VOTE) | Management | No Action | |||||||||
| 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT FOR 2022 | Management | No Action | |||||||||
| 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | No Action | |||||||||
| 4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | No Action | |||||||||
| 4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | No Action | |||||||||
| 4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | No Action | |||||||||
| 4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | No Action | |||||||||
| 4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | No Action | |||||||||
| 4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | No Action | |||||||||
| 4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | No Action | |||||||||
| 4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | No Action | |||||||||
| 4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | No Action | |||||||||
| 4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | No Action | |||||||||
| 4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: CHRIS LEONG | Management | No Action | |||||||||
| 4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LUCA MAESTRI | Management | No Action | |||||||||
| 4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: RAINER BLAIR | Management | No Action | |||||||||
| 4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: MARIE- GABRIELLE INEICHEN-FLEISCH | Management | No Action | |||||||||
| 4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | No Action | |||||||||
| 4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | No Action | |||||||||
| 4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | No Action | |||||||||
| 4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DINESH PALIWAL | Management | No Action | |||||||||
| 4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | No Action | |||||||||
| 4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | No Action | |||||||||
| 5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | |||||||||
| 6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | No Action | |||||||||
| 7.1 | AMENDMENTS OF PROVISIONS OF THE ARTICLES OF ASSOCIATION PERTAINING TO THE GENERAL MEETING | Management | No Action | |||||||||
| 7.2 | AMENDMENTS OF PROVISIONS OF THE ARTICLES OF ASSOCIATION PERTAINING TO THE BOARD OF DIRECTORS, COMPENSATION, CONTRACTS AND MANDATES AND MISCELLANEOUS PROVISIONS | Management | No Action | |||||||||
| 8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | No Action | |||||||||
| HALEON PLC | ||||||||||||
| Security | 405552100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HLN | Meeting Date | 20-Apr-2023 | |||||||||
| ISIN | US4055521003 | Agenda | 935795217 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To receive the Annual Report and Accounts | Management | For | |||||||||
| 2. | To approve the Directors’ Remuneration Report | Management | For | |||||||||
| 3. | To approve the Directors’ Remuneration Policy | Management | For | |||||||||
| 4. | To declare a final dividend | Management | For | |||||||||
| 5. | To re-appoint Sir Dave Lewis | Management | For | |||||||||
| 6. | To re-appoint Brian McNamara | Management | For | |||||||||
| 7. | To re-appoint Tobias Hestler | Management | For | |||||||||
| 8. | To re-appoint Vindi Banga | Management | For | |||||||||
| 9. | To re-appoint Marie-Anne Aymerich | Management | For | |||||||||
| 10. | To re-appoint Tracy Clarke | Management | For | |||||||||
| 11. | To re-appoint Dame Vivienne Cox | Management | For | |||||||||
| 12. | To re-appoint Asmita Dubey | Management | For | |||||||||
| 13. | To re-appoint Deirdre Mahlan | Management | For | |||||||||
| 14. | To re-appoint David Denton | Management | For | |||||||||
| 15. | To re-appoint Bryan Supran | Management | For | |||||||||
| 16. | To appoint KPMG LLP as auditor of the Company | Management | For | |||||||||
| 17. | To authorise the Audit & Risk Committee to set the auditor’s remuneration | Management | For | |||||||||
| 18. | To authorise the Company to make political donations | Management | For | |||||||||
| 19. | To authorise the Directors to allot Ordinary Shares | Management | For | |||||||||
| 20. | General authority to disapply pre-emption rights (Special Resolution) | Management | Withheld | |||||||||
| 21. | Additional authority to disapply pre-emption rights (Special Resolution) | Management | For | |||||||||
| 22. | To shorten the notice period for General Meetings (Special Resolution) | Management | For | |||||||||
| 23. | To approve the Performance Share Plan 2023 | Management | For | |||||||||
| 24. | To approve the Share Value Plan 2023 | Management | For | |||||||||
| 25. | To approve the Deferred Annual Bonus Plan 2023 | Management | For | |||||||||
| 26. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | |||||||||
| 27. | Authority to make off-market purchases of own shares from Pfizer (Special Resolution) | Management | For | |||||||||
| 28. | Authority to make off-market purchases of own shares from GSK (Special Resolution) | Management | For | |||||||||
| 29. | Approval of waiver of Rule 9 Offer obligation | Management | For | |||||||||
| ING GROUP NV | ||||||||||||
| Security | N4578E595 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Apr-2023 | ||||||||||
| ISIN | NL0011821202 | Agenda | 716764192 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| A | OPENING REMARKS AND ANNOUNCEMENTS | Non-Voting | ||||||||||
| B | REPORT OF THE EXECUTIVE BOARD FOR 2022 | Non-Voting | ||||||||||
| C | REPORT OF THE SUPERVISORY BOARD FOR 2022 | Non-Voting | ||||||||||
| 2c. | REMUNERATION REPORT FOR 2022 | Management | No Action | |||||||||
| 2d. | FINANCIAL STATEMENTS (ANNUAL ACCOUNTS) FOR 2022 | Management | No Action | |||||||||
| D | DIVIDEND AND DISTRIBUTION POLICY | Non-Voting | ||||||||||
| 3b. | DIVIDEND FOR 2022 | Management | No Action | |||||||||
| 4a. | DISCHARGE OF THE MEMBERS OF THE EXECUTIVE BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2022 | Management | No Action | |||||||||
| 4b. | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2022 | Management | No Action | |||||||||
| 5. | REAPPOINTMENT OF THE EXTERNAL AUDITOR | Management | No Action | |||||||||
| 6. | COMPOSITION OF THE EXECUTIVE BOARD: REAPPOINTMENT OF TANATE PHUTRAKUL | Management | No Action | |||||||||
| 7a. | APPOINTMENT OF ALEXANDRA REICH | Management | No Action | |||||||||
| 7b. | APPOINTMENT OF KARL GUHA | Management | No Action | |||||||||
| 7c. | REAPPOINTMENT OF HERNA VERHAGEN | Management | No Action | |||||||||
| 7d. | REAPPOINTMENT OF MIKE REES | Management | No Action | |||||||||
| 8a. | AUTHORISATION OF THE EXECUTIVE BOARD TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||
| 8b. | AUTHORISATION OF THE EXECUTIVE BOARD TO ISSUE ORDINARY SHARES WITH OR WITHOUT PRE- EMPTIVE RIGHTS OF EXISTING SHAREHOLDERS | Management | No Action | |||||||||
| 9. | AUTHORISATION OF THE EXECUTIVE BOARD TO ACQUIRE ORDINARY SHARES IN ING GROUPS OWN CAPITAL | Management | No Action | |||||||||
| 10. | REDUCTION OF THE ISSUED SHARE CAPITAL BY CANCELLING ORDINARY SHARES ACQUIRED BY ING GROUP PURSUANT TO THE AUTHORITY UNDER AGENDA ITEM 9 | Management | No Action | |||||||||
| CMMT | 16 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| VIVENDI SE | ||||||||||||
| Security | F97982106 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 24-Apr-2023 | ||||||||||
| ISIN | FR0000127771 | Agenda | 716779890 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 05 APR 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS:- https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0315/202 303-152300572.pdf AND-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0405/202 | Non-Voting | ||||||||||
| 304-052300785.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF-UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | ||||||||||||
| 1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR FISCAL YEAR 2022 | Management | For | For | ||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2022 | Management | For | For | ||||||||
| 3 | APPROVAL OF THE STATUTORY AUDITORS SPECIAL REPORT ON REGULATED RELATED-PARTY AGREEMENTS | Management | For | For | ||||||||
| 4 | ALLOCATION OF EARNINGS FOR FISCAL YEAR 2022, SETTING OF THE DIVIDEND AND ITS PAYMENT DATE | Management | For | For | ||||||||
| 5 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 I. OF THE FRENCH COMMERCIAL CODE AS SET OUT IN THE CORPORATE GOVERNANCE REPORT | Management | For | For | ||||||||
| 6 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO YANNICK BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD | Management | For | For | ||||||||
| 7 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| 8 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO GILLES ALIX, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| 9 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CEDRIC DE BAILLIENCOURT, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| 10 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO FREDERIC CREPIN, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| 11 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO SIMON GILLHAM, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| 12 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO HERVE PHILIPPE, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| 13 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO STEPHANE ROUSSEL, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| 14 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO FRANCOIS LAROZE, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| 15 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CLAIRE LEOST, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| 16 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CELINE MERLE-BERAL, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| 17 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO MAXIME SAADA, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| 18 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND MEMBERS OF THE SUPERVISORY BOARD FOR 2023 | Management | For | For | ||||||||
| 19 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE MANAGEMENT BOARD FOR 2023 | Management | For | For | ||||||||
| 20 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE MANAGEMENT BOARD FOR 2023 | Management | For | For | ||||||||
| 21 | RENEWAL OF THE TERM OF OFFICE OF CYRILLE BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||
| 22 | APPOINTMENT OF SEBASTIEN BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||
| 23 | RENEWAL OF DELOITTE & ASSOCINS AS STATUTORY AUDITORS | Management | For | For | ||||||||
| 24 | AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD FOR THE PURCHASE BY THE COMPANY OF ITS OWN SHARES WITHIN THE LIMIT OF 10% OF THE COMPANYS SHARE CAPITAL | Management | For | For | ||||||||
| 25 | AUTHORIZATION TO THE MANAGEMENT BOARD TO REDUCE THE COMPANYS SHARE CAPITAL BY CANCELING SHARES WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL | Management | For | For | ||||||||
| 26 | SHARE CAPITAL REDUCTION OF UP 3,032,905,474.50 EUROS (50% OF THE CAPITAL) BY WAY OF THE REPURCHASE OF SHARES FOLLOWED BY THEIR CANCELLATION AND AUTHORIZATION TO THE MANAGEMENT BOARD TO MAKE A PUBLIC SHARE BUYBACK OFFER (OPRA), TO PERFORM THE CAPITAL REDUCTION AND TO DETERMINE ITS FINAL AMOUNT | Management | For | For | ||||||||
| 27 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY ISSUING, WITH SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS, ORDINARY SHARES OR ANY SECURITIES GIVING ACCESS TO THE COMPANYS SHARE CAPITAL UP TO A MAXIMUM NOMINAL AMOUNT OF N600 MILLION | Management | For | For | ||||||||
| 28 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHER AMOUNTS UP TO A MAXIMUM NOMINAL AMOUNT OF 300 MILLION EUROS | Management | For | For | ||||||||
| 29 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, UP TO 5% OF THE CAPITAL AND SUBJECT TO THE CEILING SET IN THE 27TH RESOLUTION, TO REMUNERATE CONTRIBUTIONS IN KIND OF SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THIRD-PARTIES, OUTSIDE A PUBLIC EXCHANGE | Management | For | For | ||||||||
| 30 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY IN FAVOR OF EMPLOYEES AND RETIREES WHO ARE MEMBERS OF THE VIVENDI GROUP EMPLOYEE STOCK PURCHASE PLAN WITH CANCELLATION OF SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | ||||||||
| 31 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL IN FAVOR OF EMPLOYEES OF VIVENDIS FOREIGN SUBSIDIARIES WHO ARE MEMBERS OF THE EMPLOYEE STOCK PURCHASE PLAN OR FOR THE PURPOSE OF IMPLEMENTING ANY EQUIVALENT MECHANISM WITH CANCELLATION OF SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | ||||||||
| 32 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| NATWEST GROUP PLC | ||||||||||||
| Security | G6422B147 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Apr-2023 | ||||||||||
| ISIN | GB00BM8PJY71 | Agenda | 716813250 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | TO RECEIVE THE 2022 REPORT AND ACCOUNTS | Management | For | For | ||||||||
| 2 | TO APPROVE THE ANNUAL REMUNERATION REPORT IN THE DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | TO DECLARE A FINAL DIVIDEND OF 10 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||
| 4 | TO RE-ELECT HOWARD DAVIES AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT ALISON ROSE-SLADE AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT KATIE MURRAY AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT FRANK DANGEARD AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO ELECT ROISIN DONNELLY AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT PATRICK FLYNN AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT MORTEN FRIIS AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT YASMIN JETHA AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO ELECT STUART LEWIS AS A DIRECTOR | Management | For | For | ||||||||
| 13 | TO RE-ELECT MARK SELIGMAN AS A DIRECTOR | Management | For | For | ||||||||
| 14 | TO RE-ELECT LENA WILSON AS A DIRECTOR | Management | For | For | ||||||||
| 15 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||
| 16 | TO AUTHORISE THE GROUP AUDIT COMMITTEE TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||
| 17 | TO RENEW THE DIRECTORS AUTHORITY TO ALLOT SHARES IN THE COMPANY | Management | For | For | ||||||||
| 18 | TO RENEW THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES ON A NON PRE-EMPTIVE BASIS IN CONNECTION WITH AN OFFER OR ISSUE OF EQUITY SECURITIES | Management | Abstain | Against | ||||||||
| 19 | TO RENEW THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES ON A NON PRE-EMPTIVE BASIS IN CONNECTION WITH THE FINANCING OF A TRANSACTION | Management | For | For | ||||||||
| 20 | TO RENEW THE DIRECTORS AUTHORITY TO ALLOT ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO ORDINARY SHARES IN RELATION TO EQUITY CONVERTIBLE NOTES | Management | For | For | ||||||||
| 21 | TO RENEW THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES ON A NON PRE-EMPTIVE BASIS IN CONNECTION WITH EQUITY CONVERTIBLE NOTES | Management | Abstain | Against | ||||||||
| 22 | TO RENEW THE AUTHORITY TO PERMIT THE HOLDING OF GENERAL MEETINGS ON 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||
| 23 | TO RENEW THE AUTHORITY IN RESPECT OF POLITICAL DONATIONS AND EXPENDITURE BY THE COMPANY IN TERMS OF SECTIONS 366 AND 367 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||||
| 24 | TO RENEW THE AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES ON A RECOGNIZED INVESTMENT EXCHANGE | Management | For | For | ||||||||
| 25 | TO RENEW THE AUTHORITY TO MAKE OFF-MARKET PURCHASES OF ORDINARY SHARES FROM HM TREASURY | Management | For | For | ||||||||
| 26 | TO AUTHORISE THE COMPANY TO MAKE OFF- MARKET PURCHASES OF PREFERENCE SHARES | Management | For | For | ||||||||
| INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||||
| Security | 459200101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IBM | Meeting Date | 25-Apr-2023 | |||||||||
| ISIN | US4592001014 | Agenda | 935775405 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director for a Term of One Year: Thomas Buberl | Management | For | For | ||||||||
| 1b. | Election of Director for a Term of One Year: David N. Farr | Management | For | For | ||||||||
| 1c. | Election of Director for a Term of One Year: Alex Gorsky | Management | For | For | ||||||||
| 1d. | Election of Director for a Term of One Year: Michelle J. Howard | Management | For | For | ||||||||
| 1e. | Election of Director for a Term of One Year: Arvind Krishna | Management | For | For | ||||||||
| 1f. | Election of Director for a Term of One Year: Andrew N. Liveris | Management | For | For | ||||||||
| 1g. | Election of Director for a Term of One Year: F. William McNabb III | Management | For | For | ||||||||
| 1h. | Election of Director for a Term of One Year: Martha E. Pollack | Management | For | For | ||||||||
| 1i. | Election of Director for a Term of One Year: Joseph R. Swedish | Management | For | For | ||||||||
| 1j. | Election of Director for a Term of One Year: Peter R. Voser | Management | For | For | ||||||||
| 1k. | Election of Director for a Term of One Year: Frederick H. Waddell | Management | For | For | ||||||||
| 1l. | Election of Director for a Term of One Year: Alfred W. Zollar | Management | For | For | ||||||||
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||
| 4. | Advisory Vote Regarding the Frequency of the Advisory Vote on Executive Compensation. | Management | 1 Year | For | ||||||||
| 5. | Stockholder Proposal to Have an Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 6. | Stockholder Proposal Requesting a Public Report on Lobbying Activities. | Shareholder | Abstain | Against | ||||||||
| 7. | Stockholder Proposal Requesting a Public Report on Congruency in China Business Operations and ESG Activities. | Shareholder | Abstain | Against | ||||||||
| 8. | Stockholder Proposal Requesting a Public Report on Harassment and Discrimination Prevention Efforts. | Shareholder | Abstain | Against | ||||||||
| THE COCA-COLA COMPANY | ||||||||||||
| Security | 191216100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KO | Meeting Date | 25-Apr-2023 | |||||||||
| ISIN | US1912161007 | Agenda | 935776685 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Herb Allen | Management | No Action | |||||||||
| 1b. | Election of Director: Marc Bolland | Management | No Action | |||||||||
| 1c. | Election of Director: Ana Botín | Management | No Action | |||||||||
| 1d. | Election of Director: Christopher C. Davis | Management | No Action | |||||||||
| 1e. | Election of Director: Barry Diller | Management | No Action | |||||||||
| 1f. | Election of Director: Carolyn Everson | Management | No Action | |||||||||
| 1g. | Election of Director: Helene D. Gayle | Management | No Action | |||||||||
| 1h. | Election of Director: Alexis M. Herman | Management | No Action | |||||||||
| 1i. | Election of Director: Maria Elena Lagomasino | Management | No Action | |||||||||
| 1j. | Election of Director: Amity Millhiser | Management | No Action | |||||||||
| 1k. | Election of Director: James Quincey | Management | No Action | |||||||||
| 1l. | Election of Director: Caroline J. Tsay | Management | No Action | |||||||||
| 1m. | Election of Director: David B. Weinberg | Management | No Action | |||||||||
| 2. | Advisory vote to approve executive compensation | Management | No Action | |||||||||
| 3. | Advisory vote on the frequency of future advisory votes to approve executive compensation | Management | No Action | |||||||||
| 4. | Ratify the appointment of Ernst & Young LLP as independent Auditors of the Company to serve for the 2023 fiscal year | Management | No Action | |||||||||
| 5. | Shareowner proposal requesting an audit of the Company’s impact on nonwhite stakeholders | Shareholder | No Action | |||||||||
| 6. | Shareowner proposal requesting a global transparency report | Shareholder | No Action | |||||||||
| 7. | Shareowner proposal regarding political expenditures values alignment | Shareholder | No Action | |||||||||
| 8. | Shareowner proposal requesting an independent Board chair policy | Shareholder | No Action | |||||||||
| 9. | Shareowner proposal requesting a report on risks from state policies restricting reproductive rights | Shareholder | No Action | |||||||||
| CITIGROUP INC. | ||||||||||||
| Security | 172967424 | Meeting Type | Annual | |||||||||
| Ticker Symbol | C | Meeting Date | 25-Apr-2023 | |||||||||
| ISIN | US1729674242 | Agenda | 935781030 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||
| 1b. | Election of Director: Grace E. Dailey | Management | For | For | ||||||||
| 1c. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||
| 1d. | Election of Director: John C. Dugan | Management | For | For | ||||||||
| 1e. | Election of Director: Jane N. Fraser | Management | For | For | ||||||||
| 1f. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||
| 1g. | Election of Director: Peter B. Henry | Management | For | For | ||||||||
| 1h. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||
| 1i. | Election of Director: Renée J. James | Management | For | For | ||||||||
| 1j. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||
| 1k. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||
| 1l. | Election of Director: James S. Turley | Management | For | For | ||||||||
| 1m. | Election of Director: Casper W. von Koskull | Management | For | For | ||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi’s independent registered public accountants for 2023. | Management | For | For | ||||||||
| 3. | Advisory vote to Approve our 2022 Executive Compensation. | Management | For | For | ||||||||
| 4. | Approval of additional shares for the Citigroup 2019 Stock Incentive Plan. | Management | For | For | ||||||||
| 5. | Advisory vote to Approve the Frequency of Future Advisory Votes on Executive Compensation. | Management | 1 Year | For | ||||||||
| 6. | Stockholder proposal requesting that shareholders ratify the termination pay of any senior manager. | Shareholder | Against | For | ||||||||
| 7. | Stockholder proposal requesting an Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 8. | Stockholder proposal requesting a report on the effectiveness of Citi’s policies and practices in respecting Indigenous Peoples’ rights in Citi’s existing and proposed financing. | Shareholder | Against | For | ||||||||
| 9. | Stockholder proposal requesting that the Board adopt a policy to phase out new fossil fuel financing. | Shareholder | Against | For | ||||||||
| EATON CORPORATION PLC | ||||||||||||
| Security | G29183103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ETN | Meeting Date | 26-Apr-2023 | |||||||||
| ISIN | IE00B8KQN827 | Agenda | 935777764 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Craig Arnold | Management | For | For | ||||||||
| 1b. | Election of Director: Olivier Leonetti | Management | For | For | ||||||||
| 1c. | Election of Director: Silvio Napoli | Management | For | For | ||||||||
| 1d. | Election of Director: Gregory R. Page | Management | For | For | ||||||||
| 1e. | Election of Director: Sandra Pianalto | Management | For | For | ||||||||
| 1f. | Election of Director: Robert V. Pragada | Management | For | For | ||||||||
| 1g. | Election of Director: Lori J. Ryerkerk | Management | For | For | ||||||||
| 1h. | Election of Director: Gerald B. Smith | Management | For | For | ||||||||
| 1i. | Election of Director: Dorothy C. Thompson | Management | For | For | ||||||||
| 1j. | Election of Director: Darryl L. Wilson | Management | For | For | ||||||||
| 2. | Approving the appointment of Ernst & Young as independent auditor for 2023 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | Against | Against | ||||||||
| 3. | Approving, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||||||
| 4. | Approving, on an advisory basis, the frequency of executive compensation votes. | Management | 1 Year | For | ||||||||
| 5. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | ||||||||
| 6. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | Against | Against | ||||||||
| 7. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | ||||||||
| WEBSTER FINANCIAL CORPORATION | ||||||||||||
| Security | 947890109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WBS | Meeting Date | 26-Apr-2023 | |||||||||
| ISIN | US9478901096 | Agenda | 935777889 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director to serve for one year term: John R. Ciulla | Management | For | For | ||||||||
| 1b. | Election of Director to serve for one year term: Jack L. Kopnisky | Management | For | For | ||||||||
| 1c. | Election of Director to serve for one year term: William L. Atwell | Management | For | For | ||||||||
| 1d. | Election of Director to serve for one year term: John P. Cahill | Management | For | For | ||||||||
| 1e. | Election of Director to serve for one year term: E. Carol Hayles | Management | For | For | ||||||||
| 1f. | Election of Director to serve for one year term: Linda H. Ianieri | Management | For | For | ||||||||
| 1g. | Election of Director to serve for one year term: Mona Aboelnaga Kanaan | Management | For | For | ||||||||
| 1h. | Election of Director to serve for one year term: James J. Landy | Management | For | For | ||||||||
| 1i. | Election of Director to serve for one year term: Maureen B. Mitchell | Management | For | For | ||||||||
| 1j. | Election of Director to serve for one year term: Laurence C. Morse | Management | For | For | ||||||||
| 1k. | Election of Director to serve for one year term: Karen R. Osar | Management | For | For | ||||||||
| 1l. | Election of Director to serve for one year term: Richard O’Toole | Management | For | For | ||||||||
| 1m. | Election of Director to serve for one year term: Mark Pettie | Management | For | For | ||||||||
| 1n. | Election of Director to serve for one year term: Lauren C. States | Management | For | For | ||||||||
| 1o. | Election of Director to serve for one year term: William E. Whiston | Management | For | For | ||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation of the named executive officers of Webster (Proposal 2). | Management | For | For | ||||||||
| 3. | To vote, on a non-binding, advisory basis, on the frequency of voting on the compensation of named executive officers of Webster (Proposal 3). | Management | 1 Year | For | ||||||||
| 4. | To approve an amendment to the Webster Financial Corporation 2021 Stock Incentive Plan (Proposal 4). | Management | For | For | ||||||||
| 5. | To approve an amendment to Webster’s Fourth Amended and Restated Certificate of Incorporation to limit the liability of certain officers of Webster as permitted pursuant to recent Delaware General Corporation Law amendments (Proposal 5). | Management | For | For | ||||||||
| 6. | To vote, on a non-binding, advisory basis, to ratify the appointment of KPMG LLP as the independent registered public accounting firm of Webster for the year ending December 31, 2023 (Proposal 6). | Management | For | For | ||||||||
| THE CIGNA GROUP | ||||||||||||
| Security | 125523100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CI | Meeting Date | 26-Apr-2023 | |||||||||
| ISIN | US1255231003 | Agenda | 935779073 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: David M. Cordani | Management | No Action | |||||||||
| 1b. | Election of Director: William J. DeLaney | Management | No Action | |||||||||
| 1c. | Election of Director: Eric J. Foss | Management | No Action | |||||||||
| 1d. | Election of Director: Retired Maj. Gen. Elder Granger, M.D. | Management | No Action | |||||||||
| 1e. | Election of Director: Neesha Hathi | Management | No Action | |||||||||
| 1f. | Election of Director: George Kurian | Management | No Action | |||||||||
| 1g. | Election of Director: Kathleen M. Mazzarella | Management | No Action | |||||||||
| 1h. | Election of Director: Mark B. McClellan, M.D., Ph.D. | Management | No Action | |||||||||
| 1i. | Election of Director: Kimberly A. Ross | Management | No Action | |||||||||
| 1j. | Election of Director: Eric C. Wiseman | Management | No Action | |||||||||
| 1k. | Election of Director: Donna F. Zarcone | Management | No Action | |||||||||
| 2. | Advisory approval of The Cigna Group’s executive compensation | Management | No Action | |||||||||
| 3. | Advisory approval of the frequency of future advisory votes on executive compensation | Management | No Action | |||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as The Cigna Group’s independent registered public accounting firm for 2023 | Management | No Action | |||||||||
| 5. | Approval of an amendment to our Restated Certificate of Incorporation to limit the liability of certain officers of the Company as permitted pursuant to recent amendments to the Delaware General Corporation Law | Management | No Action | |||||||||
| 6. | Shareholder proposal - Special shareholder meeting improvement | Shareholder | No Action | |||||||||
| 7. | Shareholder proposal - Political contributions report | Shareholder | No Action | |||||||||
| DANONE SA | ||||||||||||
| Security | F12033134 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2023 | ||||||||||
| ISIN | FR0000120644 | Agenda | 716928532 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0405/202 304-052300677.pdf | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 880519 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 AND SETTING OF THE DIVIDEND AT 2.00 EUROS PER SHARE | Management | No Action | |||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF VALERIE CHAPOULAUD-FLOQUET AS DIRECTOR | Management | No Action | |||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF GILLES SCHNEPP AS DIRECTOR | Management | No Action | |||||||||
| 6 | RATIFICATION OF THE CO-OPTION OF GILBERT GHOSTINE AS DIRECTOR, AS A REPLACEMENT FOR GUIDO BARILLA WHO RESIGNED | Management | No Action | |||||||||
| 7 | RATIFICATION OF THE CO-OPTION OF LISE KINGO AS DIRECTOR, AS A REPLACEMENT FOR CECILE CABANIS WHO RESIGNED | Management | No Action | |||||||||
| 8 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 9 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO ANTOINE DE SAINT-AFFRIQUE, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO GILLES SCHNEPP, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 11 | APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2023 | Management | No Action | |||||||||
| 12 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2023 | Management | No Action | |||||||||
| 13 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS FOR THE FINANCIAL YEAR 2023 | Management | No Action | |||||||||
| 14 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PURCHASE, HOLD OR TRANSFER THE COMPANYS SHARES | Management | No Action | |||||||||
| 15 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH RETENTION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, BUT WITH AN OBLIGATION TO GRANT A PRIORITY RIGHT | Management | No Action | |||||||||
| 17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN THE EVENT OF A CAPITAL INCREASE WITH CANCELLATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED | Management | No Action | |||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||
| 19 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF ISSUING COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS PRE- EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | No Action | |||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANYS CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALIZATION WOULD BE ALLOWED | Management | No Action | |||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN AND/OR THE TRANSFER OF RESERVED SECURITIES, WITHOUT THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS | Management | No Action | |||||||||
| 23 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATIONS OF EXISTING OR FUTURE PERFORMANCE SHARES OF THE COMPANY, WITHOUT THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 24 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES | Management | No Action | |||||||||
| 25 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| 26 | APPOINTMENT OF SANJIV MEHTA AS DIRECTOR | Management | No Action | |||||||||
| CMMT | 11 APR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 11 APR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 11 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CHURCH & DWIGHT CO., INC. | ||||||||||||
| Security | 171340102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CHD | Meeting Date | 27-Apr-2023 | |||||||||
| ISIN | US1713401024 | Agenda | 935780622 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director for a term of one year: Bradlen S. Cashaw | Management | For | For | ||||||||
| 1b. | Election of Director for a term of one year: Matthew T. Farrell | Management | For | For | ||||||||
| 1c. | Election of Director for a term of one year: Bradley C. Irwin | Management | For | For | ||||||||
| 1d. | Election of Director for a term of one year: Penry W. Price | Management | For | For | ||||||||
| 1e. | Election of Director for a term of one year: Susan G. Saideman | Management | For | For | ||||||||
| 1f. | Election of Director for a term of one year: Ravichandra K. Saligram | Management | For | For | ||||||||
| 1g. | Election of Director for a term of one year: Robert K. Shearer | Management | For | For | ||||||||
| 1h. | Election of Director for a term of one year: Janet S. Vergis | Management | For | For | ||||||||
| 1i. | Election of Director for a term of one year: Arthur B. Winkleblack | Management | For | For | ||||||||
| 1j. | Election of Director for a term of one year: Laurie J. Yoler | Management | For | For | ||||||||
| 2. | An advisory vote to approve compensation of our named executive officers; | Management | For | For | ||||||||
| 3. | An advisory vote to approve the preferred frequency of the advisory vote on compensation of our named executive officers. | Management | 1 Year | For | ||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| 5. | Approval of the Church & Dwight Co., Inc. Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 6. | Stockholder Proposal - Independent Board Chairman. | Shareholder | Against | For | ||||||||
| ECHOSTAR CORPORATION | ||||||||||||
| Security | 278768106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SATS | Meeting Date | 27-Apr-2023 | |||||||||
| ISIN | US2787681061 | Agenda | 935780759 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | R. Stanton Dodge | No Action | ||||||||||
| 2 | Michael T. Dugan | No Action | ||||||||||
| 3 | Charles W. Ergen | No Action | ||||||||||
| 4 | Lisa W. Hershman | No Action | ||||||||||
| 5 | Pradman P. Kaul | No Action | ||||||||||
| 6 | C. Michael Schroeder | No Action | ||||||||||
| 7 | Jeffrey R. Tarr | No Action | ||||||||||
| 8 | William D. Wade | No Action | ||||||||||
| 2. | To ratify the appointment of KPMG LLP as EchoStar Corporation’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | No Action | |||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as presented in the proxy statement. | Management | No Action | |||||||||
| 4. | To vote, on a non-binding advisory basis, whether a non- binding advisory vote on the compensation of our named executive officers should be held every one, two or three years. | Management | No Action | |||||||||
| GENUINE PARTS COMPANY | ||||||||||||
| Security | 372460105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GPC | Meeting Date | 01-May-2023 | |||||||||
| ISIN | US3724601055 | Agenda | 935774693 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Elizabeth W. Camp | Management | For | For | ||||||||
| 1b. | Election of Director: Richard Cox, Jr. | Management | For | For | ||||||||
| 1c. | Election of Director: Paul D. Donahue | Management | For | For | ||||||||
| 1d. | Election of Director: Gary P. Fayard | Management | For | For | ||||||||
| 1e. | Election of Director: P. Russell Hardin | Management | For | For | ||||||||
| 1f. | Election of Director: John R. Holder | Management | For | For | ||||||||
| 1g. | Election of Director: Donna W. Hyland | Management | For | For | ||||||||
| 1h. | Election of Director: John D. Johns | Management | For | For | ||||||||
| 1i. | Election of Director: Jean-Jacques Lafont | Management | For | For | ||||||||
| 1j. | Election of Director: Robert C. “Robin” Loudermilk, Jr. | Management | For | For | ||||||||
| 1k. | Election of Director: Wendy B. Needham | Management | For | For | ||||||||
| 1l. | Election of Director: Juliette W. Pryor | Management | For | For | ||||||||
| 1m. | Election of Director: E. Jenner Wood III | Management | For | For | ||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| 3. | Frequency of advisory vote on executive compensation. | Management | 1 Year | For | ||||||||
| 4. | Ratification of the selection of Ernst & Young LLP as the Company’s independent auditor for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||
| AMERICAN EXPRESS COMPANY | ||||||||||||
| Security | 025816109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AXP | Meeting Date | 02-May-2023 | |||||||||
| ISIN | US0258161092 | Agenda | 935784808 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director for a term of one year: Thomas J. Baltimore | Management | For | For | ||||||||
| 1b. | Election of Director for a term of one year: John J. Brennan | Management | For | For | ||||||||
| 1c. | Election of Director for a term of one year: Peter Chernin | Management | For | For | ||||||||
| 1d. | Election of Director for a term of one year: Walter J. Clayton III | Management | For | For | ||||||||
| 1e. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | ||||||||
| 1f. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | ||||||||
| 1g. | Election of Director for a term of one year: Deborah P. Majoras | Management | For | For | ||||||||
| 1h. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | ||||||||
| 1i. | Election of Director for a term of one year: Charles E. Phillips | Management | For | For | ||||||||
| 1j. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | ||||||||
| 1k. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | ||||||||
| 1l. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | ||||||||
| 1m. | Election of Director for a term of one year: Lisa W. Wardell | Management | For | For | ||||||||
| 1n. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | ||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the Company’s executive compensation. | Management | For | For | ||||||||
| 4. | Advisory resolution to approve the frequency of future advisory say-on-pay votes. | Management | 1 Year | For | ||||||||
| 5. | Shareholder proposal relating to shareholder ratification of excessive termination pay. | Shareholder | Against | For | ||||||||
| 6. | Shareholder proposal relating to abortion & consumer data privacy. | Shareholder | Abstain | Against | ||||||||
| BAXTER INTERNATIONAL INC. | ||||||||||||
| Security | 071813109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAX | Meeting Date | 02-May-2023 | |||||||||
| ISIN | US0718131099 | Agenda | 935786218 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: José (Joe) Almeida | Management | For | For | ||||||||
| 1b. | Election of Director: Michael F. Mahoney | Management | For | For | ||||||||
| 1c. | Election of Director: Patricia B. Morrison | Management | For | For | ||||||||
| 1d. | Election of Director: Stephen N. Oesterle | Management | For | For | ||||||||
| 1e. | Election of Director: Nancy M. Schlichting | Management | For | For | ||||||||
| 1f. | Election of Director: Brent Shafer | Management | For | For | ||||||||
| 1g. | Election of Director: Cathy R. Smith | Management | For | For | ||||||||
| 1h. | Election of Director: Amy A. Wendell | Management | For | For | ||||||||
| 1i. | Election of Director: David S. Wilkes | Management | For | For | ||||||||
| 1j. | Election of Director: Peter M. Wilver | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | Against | ||||||||
| 3. | Advisory Vote on the Frequency of Executive Compensation Advisory Votes. | Management | 1 Year | For | ||||||||
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | Against | Against | ||||||||
| 5. | Stockholder Proposal - Shareholder Ratification of Excessive Termination Pay. | Shareholder | Against | For | ||||||||
| 6. | Stockholder Proposal - Executives to Retain Significant Stock. | Shareholder | Against | For | ||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BMY | Meeting Date | 02-May-2023 | |||||||||
| ISIN | US1101221083 | Agenda | 935788286 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Peter J. Arduini | Management | For | For | ||||||||
| 1B. | Election of Director: Deepak L. Bhatt, M.D., M.P.H. | Management | For | For | ||||||||
| 1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||
| 1D. | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||||
| 1E. | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | For | For | ||||||||
| 1F. | Election of Director: Paula A. Price | Management | For | For | ||||||||
| 1G. | Election of Director: Derica W. Rice | Management | For | For | ||||||||
| 1H. | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||
| 1I. | Election of Director: Gerald L. Storch | Management | For | For | ||||||||
| 1J. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | ||||||||
| 1K. | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | ||||||||
| 3. | Advisory Vote on the Frequency of the Advisory Vote on the Compensation of our Named Executive Officers. | Management | 1 Year | For | ||||||||
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | ||||||||
| 5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | For | ||||||||
| 6. | Shareholder Proposal on Workplace Non-Discrimination Audit. | Shareholder | Against | For | ||||||||
| 7. | Shareholder Proposal on Special Shareholder Meeting Improvement. | Shareholder | Against | For | ||||||||
| MERCEDES-BENZ GROUP AG | ||||||||||||
| Security | D1668R123 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-May-2023 | ||||||||||
| ISIN | DE0007100000 | Agenda | 716817361 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||
| PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 5.20 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2023 | Management | No Action | |||||||||
| 5.2 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE 2024 INTERIM FINANCIAL STATEMENTS UNTIL THE 2024 AGM | Management | No Action | |||||||||
| 5.3 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2024 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS AFTER THE 2024 AGM | Management | No Action | |||||||||
| 6 | ELECT STEFAN PIERER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||
| 8 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||
| 9 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 10 | APPROVE CREATION OF EUR 1 BILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 11 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | No Action | |||||||||
| 12 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE VIRTUAL ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| STANDARD CHARTERED PLC | ||||||||||||
| Security | G84228157 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-May-2023 | ||||||||||
| ISIN | GB0004082847 | Agenda | 716835826 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | TO RECEIVE THE COMPANYS ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Management | For | For | ||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF USD0.14 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||
| 3 | TO APPROVE THE ANNUAL REPORT ON DIRECTORS REMUNERATION CONTAINED IN THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 AS SET OUT ON PAGES 184 TO 217 OF THE 2022 ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||
| 4 | TO ELECT JACKIE HUNT AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR EFFECTIVE 1 OCTOBER 2022 | Management | For | For | ||||||||
| 5 | TO ELECT DR LINDA YUEH, CBE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR EFFECTIVE FROM 1 JANUARY 2023 | Management | For | For | ||||||||
| 6 | TO RE-ELECT SHIRISH APTE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT DAVID CONNER AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT ANDY HALFORD AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT GAY HUEY EVANS, CBE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT ROBIN LAWTHER, CBE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT MARIA RAMOS AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
| 12 | TO RE-ELECT PHIL RIVETT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
| 13 | TO RE-ELECT DAVID TANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
| 14 | TO RE-ELECT CARLSON TONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
| 15 | TO RE-ELECT DR JOSE VINALS AS GROUP CHAIRMAN | Management | For | For | ||||||||
| 16 | TO RE-ELECT BILL WINTERS AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||
| 17 | TO RE-APPOINT ERNST & YOUNG LLP (EY) AS AUDITOR TO THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEARS AGM | Management | For | For | ||||||||
| 18 | TO AUTHORISE THE AUDIT COMMITTEE, ACTING FOR AND ON BEHALF OF THE BOARD, TO SET THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||
| 19 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN THE LIMITS PRESCRIBED IN THE RESOLUTION | Management | For | For | ||||||||
| 20 | TO RENEW THE AUTHORISATION FOR THE BOARD TO OFFER A SCRIP DIVIDEND TO SHAREHOLDERS | Management | For | For | ||||||||
| 21 | TO APPROVE THE RULES OF THE STANDARD CHARTERED 2023 SHARE SAVE PLAN | Management | For | For | ||||||||
| 22 | TO AUTHORISE THE BOARD TO ALLOT ORDINARY SHARES | Management | For | For | ||||||||
| 23 | TO EXTEND THE AUTHORITY TO ALLOT ORDINARY SHARES GRANTED PURSUANT TO RESOLUTION 22 TO INCLUDE ANY SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 28 | Management | For | For | ||||||||
| 24 | TO AUTHORISE THE BOARD TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN RELATION TO ANY ISSUES BY THE COMPANY OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES | Management | For | For | ||||||||
| 25 | TO AUTHORISE THE BOARD TO DISAPPLY PRE- EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 22 | Management | Abstain | Against | ||||||||
| 26 | IN ADDITION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 25, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 22 FOR THE PURPOSES OF ACQUISITIONS AND OTHER CAPITAL INVESTMENTS | Management | For | For | ||||||||
| 27 | IN ADDITION TO THE AUTHORITIES GRANTED PURSUANT TO RESOLUTIONS 25 AND 26, TO AUTHORISE THE BOARD TO DISAPPLY PRE- EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED, IN RESPECT OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES, PURSUANT TO RESOLUTION 24 | Management | For | For | ||||||||
| 28 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN ORDINARY SHARES | Management | For | For | ||||||||
| 29 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN PREFERENCE SHARES | Management | For | For | ||||||||
| 30 | TO ENABLE THE COMPANY TO CALL A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NO LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||
| 31 | TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||
| CMMT | 29 MAR 2023: PLEASE NOTE THAT THIS IS A OF REVISION DUE TO DELETION OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0327/2023032701206.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0327/2023032701062.pdf | Non-Voting | ||||||||||
| CANFOR CORPORATION (NEW) | ||||||||||||
| Security | 137576104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-May-2023 | ||||||||||
| ISIN | CA1375761048 | Agenda | 716929192 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTIONS 1 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION-NUMBERS 2.1 TO 2.13 AND 3. THANK YOU | Non-Voting | ||||||||||
| 1 | SET THE NUMBER OF DIRECTORS OF THE COMPANY AT 13 | Management | For | For | ||||||||
| 2.1 | ELECTION OF DIRECTOR: JOHN R. BAIRD | Management | For | For | ||||||||
| 2.2 | ELECTION OF DIRECTOR: RYAN BARRINGTON- FOOTE | Management | For | For | ||||||||
| 2.3 | ELECTION OF DIRECTOR: GLEN D. CLARK | Management | For | For | ||||||||
| 2.4 | ELECTION OF DIRECTOR: SANTHE DAHL | Management | For | For | ||||||||
| 2.5 | ELECTION OF DIRECTOR: DIETER W. JENTSCH | Management | For | For | ||||||||
| 2.6 | ELECTION OF DIRECTOR: DONALD B. KAYNE | Management | For | For | ||||||||
| 2.7 | ELECTION OF DIRECTOR: CONRAD A. PINETTE | Management | For | For | ||||||||
| 2.8 | ELECTION OF DIRECTOR: M. DALLAS H. ROSS | Management | For | For | ||||||||
| 2.9 | ELECTION OF DIRECTOR: ROSS S. SMITH | Management | For | For | ||||||||
| 2.10 | ELECTION OF DIRECTOR: F.T. STIMPSON III | Management | For | For | ||||||||
| 2.11 | ELECTION OF DIRECTOR: WILLIAM W. STINSON | Management | For | For | ||||||||
| 2.12 | ELECTION OF DIRECTOR: SANDRA STUART | Management | For | For | ||||||||
| 2.13 | ELECTION OF DIRECTOR: DIANNE L. WATTS | Management | For | For | ||||||||
| 3 | APPOINTMENT OF KPMG, LLP CHARTERED ACCOUNTANTS, AS AUDITORS | Management | For | For | ||||||||
| ALLY FINANCIAL INC. | ||||||||||||
| Security | 02005N100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ALLY | Meeting Date | 03-May-2023 | |||||||||
| ISIN | US02005N1000 | Agenda | 935778968 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Franklin W. Hobbs | Management | For | For | ||||||||
| 1b. | Election of Director: Kenneth J. Bacon | Management | For | For | ||||||||
| 1c. | Election of Director: William H. Cary | Management | For | For | ||||||||
| 1d. | Election of Director: Mayree C. Clark | Management | For | For | ||||||||
| 1e. | Election of Director: Kim S. Fennebresque | Management | For | For | ||||||||
| 1f. | Election of Director: Melissa Goldman | Management | For | For | ||||||||
| 1g. | Election of Director: Marjorie Magner | Management | For | For | ||||||||
| 1h. | Election of Director: David Reilly | Management | For | For | ||||||||
| 1i. | Election of Director: Brian H. Sharples | Management | For | For | ||||||||
| 1j. | Election of Director: Michael F. Steib | Management | For | For | ||||||||
| 1k. | Election of Director: Jeffrey J. Brown | Management | For | For | ||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the Audit Committee’s engagement of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||
| Security | 459506101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IFF | Meeting Date | 03-May-2023 | |||||||||
| ISIN | US4595061015 | Agenda | 935785470 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Kathryn J. Boor | Management | For | For | ||||||||
| 1b. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Barry A. Bruno | Management | For | For | ||||||||
| 1c. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Frank K. Clyburn, Jr. | Management | For | For | ||||||||
| 1d. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Mark J. Costa | Management | For | For | ||||||||
| 1e. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Carol Anthony (John) Davidson | Management | For | For | ||||||||
| 1f. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Roger W. Ferguson, Jr. | Management | For | For | ||||||||
| 1g. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: John F. Ferraro | Management | For | For | ||||||||
| 1h. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Christina Gold | Management | For | For | ||||||||
| 1i. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Gary Hu | Management | For | For | ||||||||
| 1j. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Kevin O’Byrne | Management | For | For | ||||||||
| 1k. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Dawn C. Willoughby | Management | For | For | ||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2023 fiscal year. | Management | Against | Against | ||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers in 2022. | Management | For | For | ||||||||
| 4. | Vote, on an advisory basis, on the frequency of votes on executive compensation. | Management | 1 Year | For | ||||||||
| GILEAD SCIENCES, INC. | ||||||||||||
| Security | 375558103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GILD | Meeting Date | 03-May-2023 | |||||||||
| ISIN | US3755581036 | Agenda | 935788438 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | For | For | ||||||||
| 1b. | Election of Director: Jeffrey A. Bluestone, Ph.D. | Management | For | For | ||||||||
| 1c. | Election of Director: Sandra J. Horning, M.D. | Management | For | For | ||||||||
| 1d. | Election of Director: Kelly A. Kramer | Management | For | For | ||||||||
| 1e. | Election of Director: Kevin E. Lofton | Management | For | For | ||||||||
| 1f. | Election of Director: Harish Manwani | Management | For | For | ||||||||
| 1g. | Election of Director: Daniel P. O’Day | Management | For | For | ||||||||
| 1h. | Election of Director: Javier J. Rodriguez | Management | For | For | ||||||||
| 1i. | Election of Director: Anthony Welters | Management | For | For | ||||||||
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | For | For | ||||||||
| 4. | To approve, on an advisory basis, the frequency of future advisory stockholder votes on executive compensation. | Management | 1 Year | For | ||||||||
| 5. | To approve an amendment and restatement of the Gilead Sciences, Inc. Employee Stock Purchase Plan and the Gilead Sciences, Inc. International Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 6. | To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board implement a process to nominate at least one more candidate than the number of directors to be elected. | Shareholder | Against | For | ||||||||
| 7. | To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board amend the company governing documents to give street name shares and non-street name shares an equal right to call a special stockholder meeting. | Shareholder | Against | For | ||||||||
| 8. | To vote on a stockholder proposal, if properly presented at the meeting, requesting a report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. | Shareholder | Against | For | ||||||||
| S&P GLOBAL INC. | ||||||||||||
| Security | 78409V104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SPGI | Meeting Date | 03-May-2023 | |||||||||
| ISIN | US78409V1044 | Agenda | 935790445 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Marco Alverà | Management | For | For | ||||||||
| 1B. | Election of Director: Jacques Esculier | Management | For | For | ||||||||
| 1C. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||
| 1D. | Election of Director: William D. Green | Management | For | For | ||||||||
| 1E. | Election of Director: Stephanie C. Hill | Management | For | For | ||||||||
| 1F. | Election of Director: Rebecca Jacoby | Management | For | For | ||||||||
| 1G. | Election of Director: Robert P. Kelly | Management | For | For | ||||||||
| 1H. | Election of Director: Ian P. Livingston | Management | For | For | ||||||||
| 1I. | Election of Director: Deborah D. McWhinney | Management | For | For | ||||||||
| 1J. | Election of Director: Maria R. Morris | Management | For | For | ||||||||
| 1K. | Election of Director: Douglas L. Peterson | Management | For | For | ||||||||
| 1L. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||||||
| 1M. | Election of Director: Gregory Washington | Management | For | For | ||||||||
| 2. | Approve, on an advisory basis, the executive compensation program for the Company’s named executive officers. | Management | For | For | ||||||||
| 3. | Approve, on an advisory basis, the frequency on which the Company conducts an advisory vote on the executive compensation program for the Company’s named executive officers. | Management | 1 Year | For | ||||||||
| 4. | Ratify the appointment of Ernst & Young LLP as the Company’s independent auditor for 2023; | Management | For | For | ||||||||
| UNILEVER PLC | ||||||||||||
| Security | 904767704 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UL | Meeting Date | 03-May-2023 | |||||||||
| ISIN | US9047677045 | Agenda | 935793124 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To receive the Report and Accounts for the year ended 31 December 2022. | Management | For | For | ||||||||
| 2. | To approve the Directors’ Remuneration Report. | Management | Against | Against | ||||||||
| 3. | To re-elect Nils Andersen as a Director. | Management | For | For | ||||||||
| 4. | To re-elect Judith Hartmann as a Director. | Management | For | For | ||||||||
| 5. | To re-elect Adrian Hennah as a Director. | Management | For | For | ||||||||
| 6. | To re-elect Alan Jope as a Director. | Management | For | For | ||||||||
| 7. | To re-elect Andrea Jung as a Director. | Management | For | For | ||||||||
| 8. | To re-elect Susan Kilsby as a Director. | Management | For | For | ||||||||
| 9. | To re-elect Ruby Lu as a Director. | Management | For | For | ||||||||
| 10. | To re-elect Strive Masiyiwa as a Director. | Management | For | For | ||||||||
| 11. | To re-elect Youngme Moon as a Director. | Management | For | For | ||||||||
| 12. | To re-elect Graeme Pitkethly as a Director. | Management | For | For | ||||||||
| 13. | To re-elect Feike Sijbesma as a Director. | Management | For | For | ||||||||
| 14. | To elect Nelson Peltz as a Director. | Management | For | For | ||||||||
| 15. | To elect Hein Schumacher as a Director. | Management | For | For | ||||||||
| 16. | To reappoint KPMG LLP as Auditor of the Company. | Management | For | For | ||||||||
| 17. | To authorise the Directors to fix the remuneration of the Auditor. | Management | For | For | ||||||||
| 18. | To authorise Political Donations and expenditure. | Management | For | For | ||||||||
| 19. | To renew the authority to Directors to issue shares. | Management | For | For | ||||||||
| 20. | To renew the authority to Directors to disapply pre- emption rights. | Management | For | For | ||||||||
| 21. | To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments. | Management | For | For | ||||||||
| 22. | To renew the authority to the Company to purchase its own shares. | Management | For | For | ||||||||
| 23. | To shorten the notice period for General Meetings to 14 clear days’ notice. | Management | For | For | ||||||||
| ECOLAB INC. | ||||||||||||
| Security | 278865100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ECL | Meeting Date | 04-May-2023 | |||||||||
| ISIN | US2788651006 | Agenda | 935783298 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Shari L. Ballard | Management | For | For | ||||||||
| 1b. | Election of Director: Barbara J. Beck | Management | For | For | ||||||||
| 1c. | Election of Director: Christophe Beck | Management | For | For | ||||||||
| 1d. | Election of Director: Jeffrey M. Ettinger | Management | For | For | ||||||||
| 1e. | Election of Director: Eric M. Green | Management | For | For | ||||||||
| 1f. | Election of Director: Arthur J. Higgins | Management | For | For | ||||||||
| 1g. | Election of Director: Michael Larson | Management | For | For | ||||||||
| 1h. | Election of Director: David W. MacLennan | Management | For | For | ||||||||
| 1i. | Election of Director: Tracy B. McKibben | Management | For | For | ||||||||
| 1j. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||
| 1k. | Election of Director: Victoria J. Reich | Management | For | For | ||||||||
| 1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||
| 1m. | Election of Director: John J. Zillmer | Management | For | For | ||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as Ecolab’s independent registered public accounting firm for the current year ending December 31, 2023. | Management | For | For | ||||||||
| 3. | Approve the Ecolab Inc. 2023 Stock Incentive Plan. | Management | For | For | ||||||||
| 4. | Approve an Amendment to the Ecolab Inc. Stock Purchase Plan. | Management | For | For | ||||||||
| 5. | Approve, on an advisory basis, the compensation of our named executive officers disclosed in the Proxy Statement. | Management | For | For | ||||||||
| 6. | Vote, on an advisory basis, on the frequency of future stockholder advisory votes to approve named executive officer compensation. | Management | 1 Year | For | ||||||||
| 7. | Vote on a stockholder proposal regarding an independent board chair policy, if properly presented. | Shareholder | Against | For | ||||||||
| ROGERS CORPORATION | ||||||||||||
| Security | 775133101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ROG | Meeting Date | 04-May-2023 | |||||||||
| ISIN | US7751331015 | Agenda | 935790320 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Keith L. Barnes | For | For | |||||||||
| 2 | Larry L. Berger | For | For | |||||||||
| 3 | Megan Faust | For | For | |||||||||
| 4 | R. Colin Gouveia | For | For | |||||||||
| 5 | Armand F. Lauzon, Jr. | For | For | |||||||||
| 6 | Ganesh Moorthy | For | For | |||||||||
| 7 | Jeffrey J. Owens | For | For | |||||||||
| 8 | Anne K. Roby | For | For | |||||||||
| 9 | Peter C. Wallace | For | For | |||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP (“PwC”) as our independent auditor for 2023. | Management | For | For | ||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation paid to our named executive officers. | Management | For | For | ||||||||
| 4. | To approve, on a non-binding advisory basis, the frequency of future non-binding advisory votes on the compensation paid to our named executive officers. | Management | 1 Year | For | ||||||||
| CADENCE DESIGN SYSTEMS, INC. | ||||||||||||
| Security | 127387108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CDNS | Meeting Date | 04-May-2023 | |||||||||
| ISIN | US1273871087 | Agenda | 935794126 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Mark W. Adams | Management | For | For | ||||||||
| 1b. | Election of Director: Ita Brennan | Management | Against | Against | ||||||||
| 1c. | Election of Director: Lewis Chew | Management | For | For | ||||||||
| 1d. | Election of Director: Anirudh Devgan | Management | For | For | ||||||||
| 1e. | Election of Director: ML Krakauer | Management | For | For | ||||||||
| 1f. | Election of Director: Julia Liuson | Management | For | For | ||||||||
| 1g. | Election of Director: James D. Plummer | Management | For | For | ||||||||
| 1h. | Election of Director: Alberto Sangiovanni-Vincentelli | Management | For | For | ||||||||
| 1i. | Election of Director: John B. Shoven | Management | For | For | ||||||||
| 1j. | Election of Director: Young K. Sohn | Management | For | For | ||||||||
| 2. | To approve the amendment of the Omnibus Equity Incentive Plan. | Management | For | For | ||||||||
| 3. | To vote on an advisory resolution to approve named executive officer compensation. | Management | For | For | ||||||||
| 4. | To vote on the frequency of the advisory vote on named executive officer compensation. | Management | 1 Year | For | ||||||||
| 5. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Cadence for its fiscal year ending December 31, 2023. | Management | For | For | ||||||||
| 6. | Stockholder proposal to remove the one-year holding period requirement to call a special stockholder meeting. | Shareholder | Against | For | ||||||||
| WASTE MANAGEMENT, INC. | ||||||||||||
| Security | 94106L109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WM | Meeting Date | 09-May-2023 | |||||||||
| ISIN | US94106L1098 | Agenda | 935790178 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Bruce E. Chinn | Management | For | For | ||||||||
| 1b. | Election of Director: James C. Fish, Jr. | Management | For | For | ||||||||
| 1c. | Election of Director: Andrés R. Gluski | Management | For | For | ||||||||
| 1d. | Election of Director: Victoria M. Holt | Management | For | For | ||||||||
| 1e. | Election of Director: Kathleen M. Mazzarella | Management | For | For | ||||||||
| 1f. | Election of Director: Sean E. Menke | Management | For | For | ||||||||
| 1g. | Election of Director: William B. Plummer | Management | For | For | ||||||||
| 1h. | Election of Director: John C. Pope | Management | For | For | ||||||||
| 1i. | Election of Director: Maryrose T. Sylvester | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of our executive compensation. | Management | For | For | ||||||||
| 4. | To recommend the frequency of future advisory votes on our executive compensation. | Management | 1 Year | For | ||||||||
| 5. | Approval of our 2023 Stock Incentive Plan. | Management | For | For | ||||||||
| DANAHER CORPORATION | ||||||||||||
| Security | 235851102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DHR | Meeting Date | 09-May-2023 | |||||||||
| ISIN | US2358511028 | Agenda | 935795510 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Rainer M. Blair | Management | No Action | |||||||||
| 1b. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Feroz Dewan | Management | No Action | |||||||||
| 1c. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Linda Filler | Management | No Action | |||||||||
| 1d. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Teri List | Management | No Action | |||||||||
| 1e. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Walter G. Lohr, Jr. | Management | No Action | |||||||||
| 1f. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH | Management | No Action | |||||||||
| 1g. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Mitchell P. Rales | Management | No Action | |||||||||
| 1h. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Steven M. Rales | Management | No Action | |||||||||
| 1i. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL | Management | No Action | |||||||||
| 1j. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: A. Shane Sanders | Management | No Action | |||||||||
| 1k. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: John T. Schwieters | Management | No Action | |||||||||
| 1l. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Alan G. Spoon | Management | No Action | |||||||||
| 1m. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D | Management | No Action | |||||||||
| 1n. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Elias A. Zerhouni, MD | Management | No Action | |||||||||
| 2. | To ratify the selection of Ernst & Young LLP as Danaher’s independent registered public accounting firm for the year ending December 31, 2023. | Management | No Action | |||||||||
| 3. | To approve on an advisory basis the Company’s named executive officer compensation. | Management | No Action | |||||||||
| 4. | To hold an advisory vote relating to the frequency of future shareholder advisory votes on the Company’s executive officer compensation. | Management | No Action | |||||||||
| 5. | To act upon a shareholder proposal requesting adoption of a policy separating the chair and CEO roles and requiring an independent Board Chair whenever possible. | Shareholder | No Action | |||||||||
| 6. | To act upon a shareholder proposal requesting a report to shareholders on the effectiveness of the Company’s diversity, equity and inclusion efforts. | Shareholder | No Action | |||||||||
| UNIVERSAL MUSIC GROUP N.V. | ||||||||||||
| Security | N90313102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-May-2023 | ||||||||||
| ISIN | NL0015000IY2 | Agenda | 716871670 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1. | OPENING | Non-Voting | ||||||||||
| 2. | DISCUSSION OF THE ANNUAL REPORT 2022 | Non-Voting | ||||||||||
| 3. | DISCUSSION OF AND ADVISORY VOTE ON THE REMUNERATION REPORT 2022 (ADVISORY VOTING ITEM) | Management | No Action | |||||||||
| 4. | DISCUSSION AND ADOPTION OF THE FINANCIAL STATEMENTS 2022 | Management | No Action | |||||||||
| 5.a. | DISCUSSION OF THE DIVIDEND POLICY | Non-Voting | ||||||||||
| 5.b. | ADOPTION OF THE DIVIDEND PROPOSAL | Management | No Action | |||||||||
| 6.a. | DISCHARGE OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 6.b. | DISCHARGE OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 7.a. | RE-APPOINTMENT OF SIR LUCIAN GRAINGE AS EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 7.b. | APPROVAL OF A SUPPLEMENT TO THE COMPANY S EXISTING EXECUTIVE DIRECTORS REMUNERATION POLICY IN RESPECT OF SIR LUCIAN GRAINGE | Management | No Action | |||||||||
| 8.a. | RE-APPOINTMENT OF SHERRY LANSING AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 8.b. | RE-APPOINTMENT OF ANNA JONES AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 8.c. | RE-APPOINTMENT OF LUC VAN OS AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 8.d. | APPOINTMENT OF HAIM SABAN AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 9. | AUTHORIZATION OF THE BOARD AS THE COMPETENT BODY TO REPURCHASE OWN SHARES | Management | No Action | |||||||||
| 10. | APPOINTMENT OF THE EXTERNAL AUDITOR FOR THE FINANCIAL YEARS 2023 UP TO AND INCLUDING 2025 | Management | No Action | |||||||||
| 11. | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| 12. | CLOSING | Non-Voting | ||||||||||
| INTEL CORPORATION | ||||||||||||
| Security | 458140100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | INTC | Meeting Date | 11-May-2023 | |||||||||
| ISIN | US4581401001 | Agenda | 935793631 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Patrick P. Gelsinger | Management | For | For | ||||||||
| 1b. | Election of Director: James J. Goetz | Management | For | For | ||||||||
| 1c. | Election of Director: Andrea J. Goldsmith | Management | For | For | ||||||||
| 1d. | Election of Director: Alyssa H. Henry | Management | For | For | ||||||||
| 1e. | Election of Director: Omar Ishrak | Management | For | For | ||||||||
| 1f. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||||
| 1g. | Election of Director: Tsu-Jae King Liu | Management | For | For | ||||||||
| 1h. | Election of Director: Barbara G. Novick | Management | For | For | ||||||||
| 1i. | Election of Director: Gregory D. Smith | Management | For | For | ||||||||
| 1j. | Election of Director: Lip-Bu Tan | Management | For | For | ||||||||
| 1k. | Election of Director: Dion J. Weisler | Management | For | For | ||||||||
| 1l. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | Against | Against | ||||||||
| 3. | Advisory vote to approve executive compensation of our named executive officers. | Management | For | For | ||||||||
| 4. �� | Approval of amendment and restatement of the 2006 Equity Incentive Plan. | Management | For | For | ||||||||
| 5. | Advisory vote on the frequency of holding future advisory votes to approve executive compensation of our named executive officers. | Management | 1 Year | For | ||||||||
| 6. | Stockholder proposal requesting an executive stock retention period policy and reporting, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| 7. | Stockholder proposal requesting commission and publication of a third party review of Intel’s China business ESG congruence, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| LABORATORY CORP. OF AMERICA HOLDINGS | ||||||||||||
| Security | 50540R409 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LH | Meeting Date | 11-May-2023 | |||||||||
| ISIN | US50540R4092 | Agenda | 935798972 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Kerrii B. Anderson | Management | No Action | |||||||||
| 1b. | Election of Director: Jean-Luc Bélingard | Management | No Action | |||||||||
| 1c. | Election of Director: Jeffrey A. Davis | Management | No Action | |||||||||
| 1d. | Election of Director: D. Gary Gilliland, M.D., Ph.D. | Management | No Action | |||||||||
| 1e. | Election of Director: Kirsten M. Kliphouse | Management | No Action | |||||||||
| 1f. | Election of Director: Garheng Kong, M.D., Ph.D. | Management | No Action | |||||||||
| 1g. | Election of Director: Peter M. Neupert | Management | No Action | |||||||||
| 1h. | Election of Director: Richelle P. Parham | Management | No Action | |||||||||
| 1i. | Election of Director: Adam H. Schechter | Management | No Action | |||||||||
| 1j. | Election of Director: Kathryn E. Wengel | Management | No Action | |||||||||
| 1k. | Election of Director: R. Sanders Williams, M.D. | Management | No Action | |||||||||
| 2. | To approve, by non-binding vote, executive compensation. | Management | No Action | |||||||||
| 3. | To recommend by non-binding vote, the frequency of future non- binding votes on executive compensation. | Management | No Action | |||||||||
| 4. | Ratification of the appointment of Deloitte and Touche LLP as Laboratory Corporation of America Holdings’ independent registered public accounting firm for the year ending December 31, 2023. | Management | No Action | |||||||||
| 5. | Shareholder proposal relating to a policy regarding separation of the roles of Board Chairman and Chief Executive Officer. | Shareholder | No Action | |||||||||
| 6. | Shareholder proposal regarding a Board report on transport of nonhuman primates within the U.S. | Shareholder | No Action | |||||||||
| 7. | Shareholder proposal regarding a Board report on known risks of fulfilling information requests and mitigation strategies. | Shareholder | No Action | |||||||||
| DIAMOND HILL INVESTMENT GROUP, INC. | ||||||||||||
| Security | 25264R207 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DHIL | Meeting Date | 11-May-2023 | |||||||||
| ISIN | US25264R2076 | Agenda | 935801678 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a) | Election of Director for a one year term: Heather E. Brilliant | Management | For | For | ||||||||
| 1b) | Election of Director for a one year term: Richard S. Cooley | Management | For | For | ||||||||
| 1c) | Election of Director for a one year term: James F. Laird | Management | For | For | ||||||||
| 1d) | Election of Director for a one year term: Paula R. Meyer | Management | For | For | ||||||||
| 1e) | Election of Director for a one year term: Nicole R. St. Pierre | Management | For | For | ||||||||
| 1f) | Election of Director for a one year term: L’Quentus Thomas | Management | For | For | ||||||||
| 1g) | Election of Director for a one year term: Mark Zinkula | Management | For | For | ||||||||
| 2) | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2023. | Management | For | For | ||||||||
| 3) | Approval on an advisory basis of the 2022 compensation of the Company’s named executive officers. | Management | For | For | ||||||||
| 4) | Selection on an advisory basis of the frequency of future advisory votes on the compensation of the Company’s named executive officers. | Management | 1 Year | For | ||||||||
| XYLEM INC. | ||||||||||||
| Security | 98419M100 | Meeting Type | Special | |||||||||
| Ticker Symbol | XYL | Meeting Date | 11-May-2023 | |||||||||
| ISIN | US98419M1009 | Agenda | 935836936 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Proposal to approve the issuance of shares of Xylem Inc. common stock to the holders of Evoqua Water Technologies Corp. common stock pursuant to the terms and conditions of that certain Agreement and Plan of Merger, dated as of January 22, 2023, by and among Xylem Inc., Fore Merger Sub, Inc. and Evoqua Water Technologies Corp. | Management | For | For | ||||||||
| 2. | Proposal to approve the adjournment of the Xylem Inc. special meeting of shareholders to a later date or time, as necessary or appropriate, in the event there are insufficient votes at the special meeting of shareholders to approve the Share Issuance Proposal. | Management | For | For | ||||||||
| EVOQUA WATER TECHNOLOGIES CORP. | ||||||||||||
| Security | 30057T105 | Meeting Type | Special | |||||||||
| Ticker Symbol | AQUA | Meeting Date | 11-May-2023 | |||||||||
| ISIN | US30057T1051 | Agenda | 935836974 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Merger Proposal -- To adopt the Agreement and Plan of Merger, dated as of January 22, 2023 (as amended from time to time), by and among Xylem Inc., Fore Merger Sub, Inc. and Evoqua Water Technologies Corp. (the “Merger Proposal”). | Management | For | For | ||||||||
| 2. | Advisory Compensation Proposal -- To approve, on an advisory (non-binding) basis, the compensation that will or may be paid to Evoqua Water Technologies Corp.’s named executive officers in connection with the merger. | Management | For | For | ||||||||
| 3. | Adjournment Proposal -- To approve the adjournment of the Evoqua Water Technologies Corp. Special Meeting to solicit additional proxies if there are not sufficient votes cast at the Evoqua Water Technologies Corp. Special Meeting to approve the Merger Proposal or to ensure that any supplemental or amended disclosure, including any supplement or amendment to the joint proxy statement/prospectus, is timely provided to Evoqua Water Technologies Corp. stockholders. | Management | For | For | ||||||||
| TERADYNE, INC. | ||||||||||||
| Security | 880770102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TER | Meeting Date | 12-May-2023 | |||||||||
| ISIN | US8807701029 | Agenda | 935790281 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director for a one-year term: Timothy E. Guertin | Management | No Action | |||||||||
| 1b. | Election of Director for a one-year term: Peter Herweck | Management | No Action | |||||||||
| 1c. | Election of Director for a one-year term: Mercedes Johnson | Management | No Action | |||||||||
| 1d. | Election of Director for a one-year term: Ernest E. Maddock | Management | No Action | |||||||||
| 1e. | Election of Director for a one-year term: Marilyn Matz | Management | No Action | |||||||||
| 1f. | Election of Director for a one-year term: Gregory S. Smith | Management | No Action | |||||||||
| 1g. | Election of Director for a one-year term: Ford Tamer | Management | No Action | |||||||||
| 1h. | Election of Director for a one-year term: Paul J. Tufano | Management | No Action | |||||||||
| 2. | To approve, in a non-binding, advisory vote, the compensation of the Company’s named executive officers. | Management | No Action | |||||||||
| 3. | To approve, in a non-binding, advisory vote, that the frequency of an advisory vote on the compensation of the Company’s named executive officers as set forth in the Company’s proxy statement is every year, every two years, or every three years. | Management | No Action | |||||||||
| 4. | To ratify the selection of the firm of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | No Action | |||||||||
| ARDAGH METAL PACKAGING S.A. | ||||||||||||
| Security | L02235106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMBP | Meeting Date | 16-May-2023 | |||||||||
| ISIN | LU2369833749 | Agenda | 935822141 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Consider the reports of the Board of Directors of the Company and the report of the statutory auditor (réviseur d’entreprises agréé) on the Company’s consolidated financial statements for the year ended December 31, 2022 and approve the Company’s consolidated financial statements for the year ended December 31, 2022. | Management | For | For | ||||||||
| 2. | Consider the report of the statutory auditor (réviseur d’entreprises agréé) on the Company’s annual accounts for the year ended December 31, 2022 and approve the Company’s annual accounts for the year ended December 31, 2022. | Management | For | For | ||||||||
| 3. | Confirm the distribution of interim dividends approved by the Board of Directors of the Company during the year ended December 31, 2022 and approve carrying forward the results for the year ended December 31, 2022. | Management | For | For | ||||||||
| 4. | Grant discharge (quitus) to all members of the Board of Directors of the Company who were in office during the year ended December 31, 2022, for the proper performance of their duties. | Management | For | For | ||||||||
| 5a. | Re-elect Oliver Graham, as a Class II Director until the 2026 annual general meeting of shareholders. | Management | For | For | ||||||||
| 5b. | Re-elect Elizabeth Marcellino, as a Class II Director until the 2026 annual general meeting of shareholders. | Management | For | For | ||||||||
| 5c. | Re-elect John Sheehan, as a Class II Director until the 2026 annual general meeting of shareholders. | Management | For | For | ||||||||
| 6. | Approve the aggregate amount of the directors’ remuneration for the year ending December 31, 2023. | Management | For | For | ||||||||
| 7. | Appoint PricewaterhouseCoopers Société coopérative as statutory auditor (réviseur d’entreprises agréé) of the Company for the period ending at the 2024 annual general meeting of shareholders. | Management | For | For | ||||||||
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | ||||||||||||
| Security | 015271109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ARE | Meeting Date | 16-May-2023 | |||||||||
| ISIN | US0152711091 | Agenda | 935824070 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Joel S. Marcus | Management | Against | Against | ||||||||
| 1b. | Election of Director: Steven R. Hash | Management | For | For | ||||||||
| 1c. | Election of Director: James P. Cain | Management | For | For | ||||||||
| 1d. | Election of Director: Cynthia L. Feldmann | Management | For | For | ||||||||
| 1e. | Election of Director: Maria C. Freire | Management | For | For | ||||||||
| 1f. | Election of Director: Richard H. Klein | Management | For | For | ||||||||
| 1g. | Election of Director: Michael A. Woronoff | Management | For | For | ||||||||
| 2. | To cast a non-binding, advisory vote on a resolution to approve the compensation of the Company’s named executive officers, as more particularly described in the accompanying Proxy Statement. | Management | Against | Against | ||||||||
| 3. | To cast a non-binding, advisory vote on the frequency of future non-binding advisory stockholder votes on the compensation of the Company’s named executive officers, as more particularly described in the accompanying Proxy Statement. | Management | 1 Year | For | ||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accountants for the fiscal year ending December 31, 2023, as more particularly described in the accompanying Proxy Statement. | Management | Against | Against | ||||||||
| CREDIT AGRICOLE SA | ||||||||||||
| Security | F22797108 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 17-May-2023 | ||||||||||
| ISIN | FR0000045072 | Agenda | 717156740 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 886303 DUE TO ADDITION OF- RESOLUTION A PROPOSED BY THE SHAREHOLDERS. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.- THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER- VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL-LINK:https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0428/2- 02304282300683.pdf | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 - APPROVAL OF THE OVERALL AMOUNT OF NON-DEDUCTIBLE COSTS AND EXPENSES REFERRED TO IN ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022, SETTING AND PAYMENT OF THE DIVIDEND | Management | No Action | |||||||||
| 4 | APPROVAL OF THE FINAL DISTRIBUTION AGREEMENT BETWEEN THE COMPANY AND CACIB OF THE FIXED COMPENSATION PAID IN THE SETTLEMENT OF THE CLASS ACTION LAWSUIT FILED IN NEW YORK FEDERAL COURT AGAINST THE COMPANY AND CACIB FOR THEIR CONTRIBUTIONS TO THE EURIBOR INTERBANK RATE, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 5 | APPROVAL OF ADDENDUM NO. 2 TO THE BUSINESS TRANSFER AGREEMENT CONCLUDED ON 20 DECEMBER 2017 BETWEEN THE COMPANY AND CACIB RELATING TO THE TRANSFER OF THE ACTIVITY OF THE BANKING SERVICES DEPARTMENT OF THE COMPANY TO CACIB | Management | No Action | |||||||||
| 6 | APPOINTMENT OF MRS. CAROL SIROU AS REPLACEMENT FOR MRS. FRANCOISE GRI, AS DIRECTOR | Management | No Action | |||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE FOR MRS. AGNES AUDIER, AS DIRECTOR | Management | No Action | |||||||||
| 8 | RENEWAL OF THE TERM OF OFFICE FOR MRS. SONIA BONNET-BERNARD, AS DIRECTOR | Management | No Action | |||||||||
| 9 | RENEWAL OF THE TERM OF OFFICE FOR MRS. MARIE-CLAIRE DAVEU, AS DIRECTOR | Management | No Action | |||||||||
| 10 | RENEWAL OF THE TERM OF OFFICE FOR MRS. ALESSIA MOSCA, AS DIRECTOR | Management | No Action | |||||||||
| 11 | RENEWAL OF THE TERM OF OFFICE FOR MR. HUGUES BRASSEUR, AS DIRECTOR | Management | No Action | |||||||||
| 12 | RENEWAL OF THE TERM OF OFFICE FOR MR. PASCAL LHEUREUX, AS DIRECTOR | Management | No Action | |||||||||
| 13 | RENEWAL OF THE TERM OF OFFICE FOR MR. ERIC VIAL, AS DIRECTOR | Management | No Action | |||||||||
| 14 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 15 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 16 | APPROVAL OF THE COMPENSATION POLICY FOR MR. XAVIER MUSCA, AS DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 17 | APPROVAL OF THE COMPENSATION POLICY FOR MR. JEROME GRIVET, AS DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 18 | APPROVAL OF THE COMPENSATION POLICY FOR MR. OLIVIER GAVALDA, AS DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 19 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||
| 20 | APPROVAL OF THE ELEMENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. DOMINIQUE LEFEBVRE, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 21 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. PHILIPPE BRASSAC, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 22 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. XAVIER MUSCA, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 23 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. JEROME GRIVET, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 24 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. OLIVIER GAVALDA, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 25 | APPROVAL OF THE COMPENSATION REPORT | Management | No Action | |||||||||
| 26 | OPINION ON THE TOTAL COMPENSATION AMOUNT PAID DURING THE PAST FINANCIAL YEAR TO CATEGORIES OF EMPLOYEES WHOSE PROFESSIONAL ACTIVITIES HAVE A SIGNIFICANT IMPACT ON THE RISK PROFILE OF THE COMPANY OR GROUP, AS REFERRED TO IN ARTICLE L.511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||
| 27 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR ARRANGE FOR THE PURCHASE OF SHARES OF THE COMPANY | Management | No Action | |||||||||
| 28 | DELEGATION OF AUTHORITY TO BE GRANTED THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING IMMEDIATE OR FUTURE ACCESS TO THE CAPITAL OF THE COMPANY OR ANOTHER COMPANY, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR EMPLOYEES OF THE COMPANIES OF THE CREDIT AGRICOLE GROUP WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN | Management | No Action | |||||||||
| 29 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING IMMEDIATE OR FUTURE ACCESS TO THE CAPITAL OF THE COMPANY OR OF ANOTHER COMPANY, RESERVED FOR A CATEGORY OF BENEFICIARIES, IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING PROGRAMME | Management | No Action | |||||||||
| 30 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH FREE ALLOCATIONS OF PERFORMANCE SHARES, EXISTING OR TO BE ISSUED, FOR THE BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR TO SOME OF THEM | Management | No Action | |||||||||
| 31 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPLICATION, IN THE CONTEXT OF CAPITAL INCREASES RESERVED FOR EMPLOYEES WITHIN THE CREDIT AGRICOLE GROUP, OF A FIXED DISCOUNT ON SHARES | Shareholder | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| STATE STREET CORPORATION | ||||||||||||
| Security | 857477103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STT | Meeting Date | 17-May-2023 | |||||||||
| ISIN | US8574771031 | Agenda | 935809155 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||
| 1b. | Election of Director: M. Chandoha | Management | For | For | ||||||||
| 1c. | Election of Director: D. DeMaio | Management | For | For | ||||||||
| 1d. | Election of Director: A. Fawcett | Management | For | For | ||||||||
| 1e. | Election of Director: W. Freda | Management | For | For | ||||||||
| 1f. | Election of Director: S. Mathew | Management | For | For | ||||||||
| 1g. | Election of Director: W. Meaney | Management | For | For | ||||||||
| 1h. | Election of Director: R. O’Hanley | Management | For | For | ||||||||
| 1i. | Election of Director: S. O’Sullivan | Management | For | For | ||||||||
| 1j. | Election of Director: J. Portalatin | Management | For | For | ||||||||
| 1k. | Election of Director: J. Rhea | Management | For | For | ||||||||
| 1l. | Election of Director: G. Summe | Management | For | For | ||||||||
| 2. | To approve an advisory proposal on executive compensation. | Management | For | For | ||||||||
| 3. | To recommend, by advisory vote, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
| 4. | To approve the Amended and Restated 2017 Stock Incentive Plan. | Management | For | For | ||||||||
| 5. | To ratify the selection of Ernst & Young LLP as State Street’s independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||
| 6. | Shareholder proposal relating to asset management stewardship practices, if properly presented. | Shareholder | Against | For | ||||||||
| MONDELEZ INTERNATIONAL, INC. | ||||||||||||
| Security | 609207105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDLZ | Meeting Date | 17-May-2023 | |||||||||
| ISIN | US6092071058 | Agenda | 935809357 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||||||
| 1b. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||
| 1c. | Election of Director: Ertharin Cousin | Management | For | For | ||||||||
| 1d. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||||||
| 1e. | Election of Director: Anindita Mukherjee | Management | For | For | ||||||||
| 1f. | Election of Director: Jane Hamilton Nielsen | Management | For | For | ||||||||
| 1g. | Election of Director: Patrick T. Siewert | Management | For | For | ||||||||
| 1h. | Election of Director: Michael A. Todman | Management | For | For | ||||||||
| 1i. | Election of Director: Dirk Van de Put | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 3. | Advisory Vote on the Frequency of Future Votes to Approve Executive Compensation. | Management | 1 Year | For | ||||||||
| 4. | Ratification of the Selection of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2023. | Management | For | For | ||||||||
| 5. | Require Independent Chair of the Board. | Shareholder | Against | For | ||||||||
| 6. | Publish Annual Benchmarks for Achieving Company’s 2025 Cage-Free Egg Goal. | Shareholder | Abstain | Against | ||||||||
| 7. | Adopt Public Targets to Eradicate Child Labor in Cocoa Supply Chain | Shareholder | Abstain | Against | ||||||||
| VERTEX PHARMACEUTICALS INCORPORATED | ||||||||||||
| Security | 92532F100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VRTX | Meeting Date | 17-May-2023 | |||||||||
| ISIN | US92532F1003 | Agenda | 935809852 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Director: Sangeeta Bhatia | Management | For | For | ||||||||
| 1.2 | Election of Director: Lloyd Carney | Management | For | For | ||||||||
| 1.3 | Election of Director: Alan Garber | Management | For | For | ||||||||
| 1.4 | Election of Director: Terrence Kearney | Management | For | For | ||||||||
| 1.5 | Election of Director: Reshma Kewalramani | Management | For | For | ||||||||
| 1.6 | Election of Director: Jeffrey Leiden | Management | For | For | ||||||||
| 1.7 | Election of Director: Diana McKenzie | Management | For | For | ||||||||
| 1.8 | Election of Director: Bruce Sachs | Management | For | For | ||||||||
| 1.9 | Election of Director: Suketu Upadhyay | Management | For | For | ||||||||
| 2. | Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive office compensation. | Management | For | For | ||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
| XYLEM INC. | ||||||||||||
| Security | 98419M100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | XYL | Meeting Date | 18-May-2023 | |||||||||
| ISIN | US98419M1009 | Agenda | 935794063 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||||
| 1b. | Election of Director: Patrick K. Decker | Management | For | For | ||||||||
| 1c. | Election of Director: Earl R. Ellis | Management | For | For | ||||||||
| 1d. | Election of Director: Robert F. Friel | Management | For | For | ||||||||
| 1e. | Election of Director: Victoria D. Harker | Management | For | For | ||||||||
| 1f. | Election of Director: Steven R. Loranger | Management | For | For | ||||||||
| 1g. | Election of Director: Mark D. Morelli | Management | For | For | ||||||||
| 1h. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||
| 1i. | Election of Director: Lila Tretikov | Management | For | For | ||||||||
| 1j. | Election of Director: Uday Yadav | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||
| 4. | Shareholder proposal requesting a policy requiring an independent board chair, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| ZOETIS INC. | ||||||||||||
| Security | 98978V103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ZTS | Meeting Date | 18-May-2023 | |||||||||
| ISIN | US98978V1035 | Agenda | 935801224 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Paul M. Bisaro | Management | For | For | ||||||||
| 1b. | Election of Director: Vanessa Broadhurst | Management | For | For | ||||||||
| 1c. | Election of Director: Frank A. D’Amelio | Management | For | For | ||||||||
| 1d. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||
| 1e. | Election of Director: Gregory Norden | Management | For | For | ||||||||
| 1f. | Election of Director: Louise M. Parent | Management | For | For | ||||||||
| 1g. | Election of Director: Kristin C. Peck | Management | For | For | ||||||||
| 1h. | Election of Director: Robert W. Scully | Management | For | For | ||||||||
| 2. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| 4. | Approval of an amendment to our Restated Certificate of Incorporation to create a right to call a special meeting. | Management | For | For | ||||||||
| 5. | Shareholder proposal regarding ability to call a special meeting. | Shareholder | Against | For | ||||||||
| NEXTERA ENERGY, INC. | ||||||||||||
| Security | 65339F101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEE | Meeting Date | 18-May-2023 | |||||||||
| ISIN | US65339F1012 | Agenda | 935808696 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Nicole S. Arnaboldi | Management | For | For | ||||||||
| 1b. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||
| 1c. | Election of Director: James L. Camaren | Management | For | For | ||||||||
| 1d. | Election of Director: Kenneth B. Dunn | Management | For | For | ||||||||
| 1e. | Election of Director: Naren K. Gursahaney | Management | For | For | ||||||||
| 1f. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||
| 1g. | Election of Director: John W. Ketchum | Management | For | For | ||||||||
| 1h. | Election of Director: Amy B. Lane | Management | For | For | ||||||||
| 1i. | Election of Director: David L. Porges | Management | For | For | ||||||||
| 1j. | Election of Director: Deborah “Dev” Stahlkopf | Management | For | For | ||||||||
| 1k. | Election of Director: John A. Stall | Management | For | For | ||||||||
| 1l. | Election of Director: Darryl L. Wilson | Management | For | For | ||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2023 | Management | For | For | ||||||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement | Management | For | For | ||||||||
| 4. | Non-Binding advisory vote on whether NextEra Energy should hold a non-binding shareholder advisory vote to approve NextEra Energy’s compensation of its named executive officers every 1, 2 or 3 years | Management | 1 Year | For | ||||||||
| 5. | A proposal entitled “Board Skills Disclosure” requesting a chart of individual board skills | Shareholder | Abstain | Against | ||||||||
| WASTE CONNECTIONS, INC. | ||||||||||||
| Security | 94106B101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WCN | Meeting Date | 19-May-2023 | |||||||||
| ISIN | CA94106B1013 | Agenda | 935808571 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director to serve for a one-year term: Andrea E. Bertone | Management | For | For | ||||||||
| 1b. | Election of Director to serve for a one-year term: Edward E. “Ned” Guillet | Management | For | For | ||||||||
| 1c. | Election of Director to serve for a one-year term: Michael W. Harlan | Management | For | For | ||||||||
| 1d. | Election of Director to serve for a one-year term: Larry S. Hughes | Management | For | For | ||||||||
| 1e. | Election of Director to serve for a one-year term: Worthing F. Jackman | Management | Withheld | Against | ||||||||
| 1f. | Election of Director to serve for a one-year term: Elise L. Jordan | Management | For | For | ||||||||
| 1g. | Election of Director to serve for a one-year term: Susan “Sue” Lee | Management | For | For | ||||||||
| 1h. | Election of Director to serve for a one-year term: Ronald J. Mittelstaedt | Management | For | For | ||||||||
| 1i. | Election of Director to serve for a one-year term: William J. Razzouk | Management | For | For | ||||||||
| 2. | Say-on-Pay - Approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||
| 3. | Say-When-on-Pay - Approve, on a nonbinding, advisory basis, holding future Say-on-Pay advisory votes every year, every two years, or every three years. | Management | 1 Year | For | ||||||||
| 4. | Appoint Grant Thornton LLP as the Company’s independent registered public accounting firm for 2023 and authorize the Company’s Board of Directors to fix the remuneration of the independent registered public accounting firm. | Management | For | For | ||||||||
| INTERCONTINENTAL EXCHANGE, INC. | ||||||||||||
| Security | 45866F104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ICE | Meeting Date | 19-May-2023 | |||||||||
| ISIN | US45866F1049 | Agenda | 935812621 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director for terms expiring in 2024: Hon. Sharon Y. Bowen | Management | For | For | ||||||||
| 1b. | Election of Director for terms expiring in 2024: Shantella E. Cooper | Management | For | For | ||||||||
| 1c. | Election of Director for terms expiring in 2024: Duriya M. Farooqui | Management | For | For | ||||||||
| 1d. | Election of Director for terms expiring in 2024: The Rt. Hon. the Lord Hague of Richmond | Management | For | For | ||||||||
| 1e. | Election of Director for terms expiring in 2024: Mark F. Mulhern | Management | For | For | ||||||||
| 1f. | Election of Director for terms expiring in 2024: Thomas E. Noonan | Management | For | For | ||||||||
| 1g. | Election of Director for terms expiring in 2024: Caroline L. Silver | Management | For | For | ||||||||
| 1h. | Election of Director for terms expiring in 2024: Jeffrey C. Sprecher | Management | For | For | ||||||||
| 1i. | Election of Director for terms expiring in 2024: Judith A. Sprieser | Management | Against | Against | ||||||||
| 1j. | Election of Director for terms expiring in 2024: Martha A. Tirinnanzi | Management | For | For | ||||||||
| 2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | For | For | ||||||||
| 3. | To approve, by non-binding vote, the advisory resolution to approve the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Against | Against | ||||||||
| 5. | A stockholder proposal regarding special stockholder meeting improvement, if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||||||
| SOCIETE GENERALE SA | ||||||||||||
| Security | F8591M517 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 23-May-2023 | ||||||||||
| ISIN | FR0000130809 | Agenda | 716897826 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- | Non-Voting | ||||||||||
| AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2022 - APPROVAL OF THE OVERALL AMOUNT OF NON- DEDUCTIBLE EXPENSES AND COSTS | Management | No Action | |||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2022; SETTING OF THE DIVIDEND | Management | No Action | |||||||||
| 4 | APPROVAL OF THE STATUTORY AUDITORS’ REPORT ON THE REGULATED AGREEMENTS REFERRED TO IN ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 5 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 6 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICERS, PURSUANT TO ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 7 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS, PURSUANT TO ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 8 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF EACH OF THE CORPORATE OFFICERS PROVIDED BY SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 9 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND, PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2022 TO MR. LORENZO BINI SMAGHI, CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO SECTION II OF ARTICLE L.22-10-34 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 10 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND, PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2022 TO MR. FREDERIC OUDEA, CHIEF EXECUTIVE OFFICER, PURSUANT TO SECTION II OF ARTICLE L. 22-10-34 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 11 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND, PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2022 TO MR. PHILIPPE AYMERICH, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO SECTION II OF ARTICLE L.22-10-34 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 12 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND, PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2022 TO MRS. DIONY LEBOT, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO SECTION II OF ARTICLE L.22-10-34 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 13 | ADVISORY OPINION ON THE COMPENSATION PAID IN 2022 TO REGULATED PERSONS REFERRED TO IN ARTICLE L.511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||
| 14 | APPOINTMENT OF MR. SLAWOMIR KRUPA AS DIRECTOR, AS REPLACEMENT OF MR. FREDERIC OUDEA WHOSE TERM OF OFFICE HAS EXPIRED | Management | No Action | |||||||||
| 15 | APPOINTMENT OF MRS. BEATRICE COSSA- DUMURGIER AS DIRECTOR, AS REPLACEMENT OF MR. JUAN MARIA NIN GENOVA WHOSE TERM OF OFFICE HAS EXPIRED | Management | No Action | |||||||||
| 16 | APPOINTMENT OF MRS. ULRIKA EKMAN AS DIRECTOR, AS REPLACEMENT OF MRS. KYRA HAZOU WHOSE TERM OF OFFICE HAS EXPIRED | Management | No Action | |||||||||
| 17 | APPOINTMENT OF MR. BENOIT DE RUFFRAY AS DIRECTOR, AS REPLACEMENT OF MR. GERARD MESTRALLET WHOSE TERM OF OFFICE HAS EXPIRED | Management | No Action | |||||||||
| 18 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE COMMON SHARES OF THE COMPANY WITHIN THE LIMIT OF 10% OF ITS CAPITAL | Management | No Action | |||||||||
| 19 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, FOR 26 MONTHS, TO PROCEED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH THE OPERATIONS OF THE CAPITAL INCREASE OR THE SALE OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR | Management | No Action | |||||||||
| MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN, WITHIN THE LIMITS OF A MAXIMUM NOMINAL AMOUNT OF 15,154,000 EUROS, I.E. 1.5% OF THE CAPITAL, AND OF THE CEILING SET BY THE 18TH RESOLUTION OF THE COMBINED GENERAL MEETING OF 17 MAY 2022 | ||||||||||||
| 20 | AMENDMENT TO PARAGRAPH I OF ARTICLE 7 OF THE BY-LAWS CONCERNING THE TERM OF OFFICE OF DIRECTORS REPRESENTING EMPLOYEES ELECTED BY EMPLOYEES | Management | No Action | |||||||||
| 21 | AMENDMENT TO ARTICLE 9 OF THE BY-LAWS CONCERNING THE AGE LIMIT OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 22 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 17 APR 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS:- https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0310/202 303-102300380.pdf AND-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0417/202 304-172300920.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF-UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| MERCK & CO., INC. | ||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MRK | Meeting Date | 23-May-2023 | |||||||||
| ISIN | US58933Y1055 | Agenda | 935809080 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||
| 1b. | Election of Director: Mary Ellen Coe | Management | For | For | ||||||||
| 1c. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||
| 1d. | Election of Director: Robert M. Davis | Management | For | For | ||||||||
| 1e. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||
| 1f. | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Management | For | For | ||||||||
| 1g. | Election of Director: Stephen L. Mayo, Ph.D. | Management | For | For | ||||||||
| 1h. | Election of Director: Paul B. Rothman, M.D. | Management | For | For | ||||||||
| 1i. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||
| 1j. | Election of Director: Christine E. Seidman, M.D. | Management | For | For | ||||||||
| 1k. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||
| 1l. | Election of Director: Kathy J. Warden | Management | For | For | ||||||||
| 1m. | Election of Director: Peter C. Wendell | Management | For | For | ||||||||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | Against | Against | ||||||||
| 3. | Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers. | Management | 1 Year | For | ||||||||
| 4. | Ratification of the appointment of the Company’s independent registered public accounting firm for 2023. | Management | Against | Against | ||||||||
| 5. | Shareholder proposal regarding business operations in China. | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | For | Against | ||||||||
| 7. | Shareholder proposal regarding indirect political spending. | Shareholder | Abstain | Against | ||||||||
| 8. | Shareholder proposal regarding patents and access. | Shareholder | For | Against | ||||||||
| 9. | Shareholder proposal regarding a congruency report of partnerships with globalist organizations. | Shareholder | Abstain | Against | ||||||||
| 10. | Shareholder proposal regarding an independent board chairman. | Shareholder | Against | For | ||||||||
| HENRY SCHEIN, INC. | ||||||||||||
| Security | 806407102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HSIC | Meeting Date | 23-May-2023 | |||||||||
| ISIN | US8064071025 | Agenda | 935809636 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Mohamad Ali | Management | For | For | ||||||||
| 1b. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||
| 1c. | Election of Director: James P. Breslawski | Management | For | For | ||||||||
| 1d. | Election of Director: Deborah Derby | Management | For | For | ||||||||
| 1e. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||
| 1f. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||
| 1g. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||
| 1h. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||
| 1i. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||
| 1j. | Election of Director: Steven Paladino | Management | For | For | ||||||||
| 1k. | Election of Director: Carol Raphael | Management | For | For | ||||||||
| 1l. | Election of Director: Scott Serota | Management | For | For | ||||||||
| 1m. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||
| 1n. | Election of Director: Reed V. Tuckson, M.D., FACP | Management | For | For | ||||||||
| 2. | Proposal to amend and restate the Company’s 2015 Non- Employee Director Stock Incentive Plan. | Management | For | For | ||||||||
| 3. | Proposal to approve, by non-binding vote, the 2022 compensation paid to the Company’s Named Executive Officers. | Management | For | For | ||||||||
| 4. | Proposal to recommend, by non-binding vote, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
| 5. | Proposal to ratify the selection of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 30, 2023. | Management | For | For | ||||||||
| BOLLORE SE | ||||||||||||
| Security | F10659260 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 24-May-2023 | ||||||||||
| ISIN | FR0000039299 | Agenda | 717144048 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE 2022 FISCAL YEAR | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2022 FISCAL YEAR | Management | No Action | |||||||||
| 3 | ALLOCATION OF EARNINGS | Management | No Action | |||||||||
| 4 | APPROVAL OF REGULATED AGREEMENTS AND COMMITMENTS | Management | No Action | |||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR | Management | No Action | |||||||||
| 6 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE COMPANY SHARES | Management | No Action | |||||||||
| 7 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE AS PRESENTED IN THE REPORT ON CORPORATE GOVERNANCE - EX POST SAY ON PAY | Management | No Action | |||||||||
| 8 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PREVIOUS FISCAL YEAR OR GRANTED DURING THE SAME PERIOD TO CYRILLE BOLLOR FOR HIS SERVICE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE COMPANY - EX POST SAY ON PAY | Management | No Action | |||||||||
| 9 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS ESTABLISHED BY THE BOARD OF DIRECTORS - EX-ANTE VOTE | Management | No Action | |||||||||
| 10 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ESTABLISHED BY THE BOARD OF DIRECTORS - EX- ANTE VOTE | Management | No Action | |||||||||
| 11 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES OR ANY SECURITIES GIVING IMMEDIATE OR FUTURE ACCESS TO THE SHARE CAPITAL, WITH PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS | Management | No Action | |||||||||
| 12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT AN INCREASE IN SHARE CAPITAL BY ISSUING ORDINARY SHARES TO BE PAID UP BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS OR BY RAISING THE PAR VALUE | Management | No Action | |||||||||
| 13 | DELEGATION OF POWER GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A CAPITAL INCREASE LIMITED TO 10 % OF THE CAPITAL INTENDED TO COMPENSATE CONTRIBUTIONS OF SECURITIES GIVING ACCESS TO THE SHARE CAPITAL | Management | No Action | |||||||||
| 14 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD OF DIRECTORS TO ISSUE SHARES OR SECURITIES GIVING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE SHARE CAPITAL BY REMUNERATING SECURITIES CONTRIBUTED AS PART OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||
| 15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A CAPITAL INCREASE BY ISSUING SHARES RESERVED FOR EMPLOYEES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||
| 16 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES PREVIOUSLY REPURCHASED AS PART OF A SHARE BUYBACK PROGRAM | Management | No Action | |||||||||
| 17 | AMENDMENTS TO ARTICLE 12 OF THE BYLAWS TO ENABLE THE IMPLEMENTATION OF THE STAGGERING OF DIRECTORSHIPS | Management | No Action | |||||||||
| 18 | POWERS FOR FORMALITIES | Management | No Action | |||||||||
| CMMT | 03 MAY 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS:- https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0324/202 303-242300635.pdf AND-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0503/202 305-032301090.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF-UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE | Non-Voting | ||||||||||
| THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||
| AMERICAN TOWER CORPORATION | ||||||||||||
| Security | 03027X100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMT | Meeting Date | 24-May-2023 | |||||||||
| ISIN | US03027X1000 | Agenda | 935806008 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Thomas A. Bartlett | Management | For | For | ||||||||
| 1b. | Election of Director: Kelly C. Chambliss | Management | For | For | ||||||||
| 1c. | Election of Director: Teresa H. Clarke | Management | For | For | ||||||||
| 1d. | Election of Director: Raymond P. Dolan | Management | For | For | ||||||||
| 1e. | Election of Director: Kenneth R. Frank | Management | For | For | ||||||||
| 1f. | Election of Director: Robert D. Hormats | Management | For | For | ||||||||
| 1g. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||
| 1h. | Election of Director: Craig Macnab | Management | For | For | ||||||||
| 1i. | Election of Director: JoAnn A. Reed | Management | For | For | ||||||||
| 1j. | Election of Director: Pamela D. A. Reeve | Management | For | For | ||||||||
| 1k. | Election of Director: Bruce L. Tanner | Management | For | For | ||||||||
| 1l. | Election of Director: Samme L. Thompson | Management | For | For | ||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2023. | Management | Against | Against | ||||||||
| 3. | To approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||||||
| 4. | To vote, on an advisory basis, on the frequency with which the Company will hold a stockholder advisory vote on executive compensation. | Management | 1 Year | For | ||||||||
| PAYPAL HOLDINGS, INC. | ||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PYPL | Meeting Date | 24-May-2023 | |||||||||
| ISIN | US70450Y1038 | Agenda | 935821036 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||
| 1b. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||
| 1c. | Election of Director: John J. Donahoe | Management | For | For | ||||||||
| 1d. | Election of Director: David W. Dorman | Management | For | For | ||||||||
| 1e. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||
| 1f. | Election of Director: Enrique Lores | Management | For | For | ||||||||
| 1g. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||
| 1h. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||
| 1i. | Election of Director: David M. Moffett | Management | For | For | ||||||||
| 1j. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||
| 1k. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||
| 1l. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | Against | ||||||||
| 3. | Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. | Management | Against | Against | ||||||||
| 4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023. | Management | Against | Against | ||||||||
| 5. | Stockholder Proposal - Provision of Services in Conflict Zones. | Shareholder | Abstain | Against | ||||||||
| 6. | Stockholder Proposal - Reproductive Rights and Data Privacy. | Shareholder | Abstain | Against | ||||||||
| 7. | Stockholder Proposal - PayPal Transparency Reports. | Shareholder | Abstain | Against | ||||||||
| 8. | Stockholder Proposal - Report on Ensuring Respect for Civil Liberties. | Shareholder | Abstain | Against | ||||||||
| 9. | Stockholder Proposal - Adopt Majority Vote Standard for Director Elections. | Shareholder | Against | For | ||||||||
| AEGON NV | ||||||||||||
| Security | N00927298 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-May-2023 | ||||||||||
| ISIN | NL0000303709 | Agenda | 717054136 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | OPENING | Non-Voting | ||||||||||
| 2.1. | ANNUAL REPORT AND ANNUAL ACCOUNTS 2022: BUSINESS OVERVIEW 2022 | Non-Voting | ||||||||||
| 2.2. | ANNUAL REPORT AND ANNUAL ACCOUNTS 2022: REMUNERATION REPORT 2022 (ADVISORY VOTE) | Management | No Action | |||||||||
| 2.3. | ANNUAL REPORT AND ANNUAL ACCOUNTS 2022: AEGON S DIVIDEND POLICY | Non-Voting | ||||||||||
| 2.4. | ANNUAL REPORT AND ANNUAL ACCOUNTS 2022: ADOPTION OF THE ANNUAL ACCOUNTS 2022 | Management | No Action | |||||||||
| 2.5. | ANNUAL REPORT AND ANNUAL ACCOUNTS 2022: APPROVAL OF THE FINAL DIVIDEND 2022 | Management | No Action | |||||||||
| 3.1. | RELEASE FROM LIABILITY: RELEASE FROM LIABILITY FOR THE MEMBERS OF THE EXECUTIVE BOARD FOR THEIR DUTIES PERFORMED DURING 2022 | Management | No Action | |||||||||
| 3.2. | RELEASE FROM LIABILITY: RELEASE FROM LIABILITY FOR THE MEMBERS OF THE SUPERVISORY BOARD FOR THEIR DUTIES PERFORMED DURING 2022 | Management | No Action | |||||||||
| 4.1. | APPOINTMENT INDEPENDENT AUDITOR AEGON N.V: PROPOSAL TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS INDEPENDENT AUDITOR FOR THE ANNUAL ACCOUNTS OF 2024 THROUGH 2028 | Management | No Action | |||||||||
| 5.1. | COMPOSITION OF THE SUPERVISORY BOARD: REAPPOINTMENT OF MS. DONA YOUNG AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 6.1. | CANCELLATION, ISSUANCE, AND ACQUISITION OF SHARES: PROPOSAL TO CANCEL COMMON SHARES AND COMMON SHARES B | Management | No Action | |||||||||
| 6.2. | CANCELLATION, ISSUANCE, AND ACQUISITION OF SHARES: AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE COMMON SHARES WITH OR WITHOUT PRE-EMPTIVE RIGHTS | Management | No Action | |||||||||
| 6.3. | CANCELLATION, ISSUANCE, AND ACQUISITION OF SHARES: AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE SHARES IN CONNECTION WITH A RIGHTS ISSUE | Management | No Action | |||||||||
| 6.4. | CANCELLATION, ISSUANCE, AND ACQUISITION OF SHARES: AUTHORIZATION OF THE EXECUTIVE BOARD TO ACQUIRE SHARES IN THE COMPANY | Management | No Action | |||||||||
| 7. | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| 8. | CLOSING | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| ILLUMINA, INC. | ||||||||||||
| Security | 452327109 | Meeting Type | Contested-Annual | |||||||||
| Ticker Symbol | ILMN | Meeting Date | 25-May-2023 | |||||||||
| ISIN | US4523271090 | Agenda | 935842977 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Illumina Nominee: Frances Arnold, Ph.D. | Management | No Action | |||||||||
| 1B. | Illumina Nominee: Francis A. deSouza | Management | No Action | |||||||||
| 1C. | Illumina Nominee: Caroline D. Dorsa | Management | No Action | |||||||||
| 1D. | Illumina Nominee: Robert S. Epstein, M.D. | Management | No Action | |||||||||
| 1E. | Illumina Nominee: Scott Gottlieb, M.D. | Management | No Action | |||||||||
| 1F. | Illumina Nominee: Gary S. Guthart, Ph.D. | Management | No Action | |||||||||
| 1G. | Illumina Nominee: Philip W. Schiller | Management | No Action | |||||||||
| 1H. | Illumina Nominee: Susan E. Siegel | Management | No Action | |||||||||
| 1I. | Illumina Nominee: John W. Thompson | Management | No Action | |||||||||
| 1J. | Icahn Group Nominee OPPOSED by the Company: Vincent J. Intrieri | Management | No Action | |||||||||
| 1K. | Icahn Group Nominee OPPOSED by the Company: Jesse A. Lynn | Management | No Action | |||||||||
| 1L. | Icahn Group Nominee OPPOSED by the Company: Andrew J. Teno | Management | No Action | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | No Action | |||||||||
| 3. | To approve, on an advisory basis, the compensation provided to our named executive officers as disclosed in the Proxy Statement. | Management | No Action | |||||||||
| 4. | To approve, on an advisory basis, the frequency of holding an advisory vote to approve compensation provided to our “named executive officers”. | Management | No Action | |||||||||
| 5. | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan | Management | No Action | |||||||||
| ILLUMINA, INC. | ||||||||||||
| Security | 452327109 | Meeting Type | Contested-Annual | |||||||||
| Ticker Symbol | ILMN | Meeting Date | 25-May-2023 | |||||||||
| ISIN | US4523271090 | Agenda | 935854516 - Opposition | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | ICAHN NOMINEE: Vincent J. Intrieri | Management | No Action | |||||||||
| 1b. | ICAHN NOMINEE: Jesse A. Lynn | Management | No Action | |||||||||
| 1c. | ICAHN NOMINEE: Andrew J. Teno | Management | No Action | |||||||||
| 1d. | ACCEPTABLE COMPANY NOMINEE: Frances Arnold | Management | No Action | |||||||||
| 1e. | ACCEPTABLE COMPANY NOMINEE: Caroline D. Dorsa | Management | No Action | |||||||||
| 1f. | ACCEPTABLE COMPANY NOMINEE: Scott Gottlieb | Management | No Action | |||||||||
| 1g. | ACCEPTABLE COMPANY NOMINEE: Gary S. Guthart | Management | No Action | |||||||||
| 1h. | ACCEPTABLE COMPANY NOMINEE: Philip W. Schiller | Management | No Action | |||||||||
| 1i. | ACCEPTABLE COMPANY NOMINEE: Susan E. Siegel | Management | No Action | |||||||||
| 1j. | OPPOSED COMPANY NOMINEE: Francis A. deSouza | Management | No Action | |||||||||
| 1k. | OPPOSED COMPANY NOMINEE: Robert S. Epstein | Management | No Action | |||||||||
| 1l. | OPPOSED COMPANY NOMINEE: John W. Thompson | Management | No Action | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ILLUMINA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023. | Management | No Action | |||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE “NAMED EXECUTIVE OFFICERS” AS DISCLOSED IN THE COMPANY’S PROXY STATEMENT. | Management | No Action | |||||||||
| 4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING AN ADVISORY VOTE TO APPROVE THE COMPENSATION PROVIDED TO THE COMPANY’S “NAMED EXECUTIVE OFFICERS”. | Management | No Action | |||||||||
| 5. | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan. | Management | No Action | |||||||||
| LOWE’S COMPANIES, INC. | ||||||||||||
| Security | 548661107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LOW | Meeting Date | 26-May-2023 | |||||||||
| ISIN | US5486611073 | Agenda | 935817190 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Raul Alvarez | For | For | |||||||||
| 2 | David H. Batchelder | For | For | |||||||||
| 3 | Scott H. Baxter | For | For | |||||||||
| 4 | Sandra B. Cochran | For | For | |||||||||
| 5 | Laurie Z. Douglas | For | For | |||||||||
| 6 | Richard W. Dreiling | For | For | |||||||||
| 7 | Marvin R. Ellison | For | For | |||||||||
| 8 | Daniel J. Heinrich | For | For | |||||||||
| 9 | Brian C. Rogers | For | For | |||||||||
| 10 | Bertram L. Scott | For | For | |||||||||
| 11 | Colleen Taylor | For | For | |||||||||
| 12 | Mary Beth West | For | For | |||||||||
| 2. | Advisory vote to approve the Company’s named executive officer compensation in fiscal 2022. | Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of future advisory votes to approve the Company’s named executive officer compensation. | Management | 1 Year | For | ||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||
| 5. | Shareholder proposal requesting an independent board chairman. | Shareholder | Against | For | ||||||||
| COMMERZBANK AG | ||||||||||||
| Security | D172W1279 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 31-May-2023 | ||||||||||
| ISIN | DE000CBK1001 | Agenda | 717096083 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.20 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2023 | Management | No Action | |||||||||
| 5.2 | RATIFY KPMG AG AS AUDITORS FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE PERIOD FROM DEC. 31, 2023, UNTIL 2024 AGM | Management | No Action | |||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 7.1 | ELECT HARALD CHRIST TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.2 | ELECT FRANK CZICHOWSKI TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.3 | ELECT SABINE DIETRICH TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.4 | ELECT JUTTA DOENGES TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.5 | ELECT BURKHARD KEESE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.6 | ELECT DANIELA MATTHEUS TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.7 | ELECT CAROLINE SEIFERT TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.8 | ELECT GERTRUDE TUMPEL-GUGERELL TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.9 | ELECT JENS WEIDMANN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.10 | ELECT FRANK WESTHOFF TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 8 | APPROVE CREATION OF EUR 438.3 MILLION POOL OF AUTHORIZED CAPITAL 2023/I WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 9 | APPROVE CREATION OF EUR 125.2 MILLION POOL OF AUTHORIZED CAPITAL 2023/II WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 10 | APPROVE ISSUANCE OF PARTICIPATORY CERTIFICATES AND OTHER HYBRID DEBT SECURITIES UP TO AGGREGATE NOMINAL VALUE OF EUR 5 BILLION | Management | No Action | |||||||||
| 11 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | No Action | |||||||||
| 12 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE VIRTUAL ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||
| 13 | AMEND ARTICLE RE: LOCATION OF ANNUAL MEETING | Management | No Action | |||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | ||||||||||
| NN GROUP N.V. | ||||||||||||
| Security | N64038107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2023 | ||||||||||
| ISIN | NL0010773842 | Agenda | 717093758 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 1. | OPENING | Non-Voting | ||||||||||
| 2. | 2022 ANNUAL REPORT | Non-Voting | ||||||||||
| 3. | PROPOSAL TO GIVE A POSITIVE ADVICE ON THE 2022 REMUNERATION REPORT | Management | No Action | |||||||||
| 4.a. | PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 4.b. | EXPLANATION OF THE DIVIDEND POLICY | Non-Voting | ||||||||||
| 4.c. | PROPOSAL TO PAY OUT DIVIDEND | Management | No Action | |||||||||
| 5.a. | PROPOSAL TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 5.b. | PROPOSAL TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 6. | NOTICE OF THE INTENDED REAPPOINTMENT OF DAVID KNIBBE AS MEMBER OF THE-EXECUTIVE BOARD | Non-Voting | ||||||||||
| 7. | PROPOSAL TO AMEND THE LEVEL OF THE FIXED ANNUAL FEE FOR THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 8a.i. | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES | Management | No Action | |||||||||
| 8aii. | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO LIMIT OR EXCLUDE PREEMPTIVE RIGHTS OF EXISTING SHAREHOLDERS WHEN ISSUING ORDINARY SHARES AND GRANTING RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES PURSUANT TO AGENDA ITEM 8.A.(I) | Management | No Action | |||||||||
| 8.b. | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES BY WAY OF A RIGHTS ISSUE | Management | No Action | |||||||||
| 9. | PROPOSAL TO AUTHORISE THE EXECUTIVE BOARD TO ACQUIRE ORDINARY SHARES IN THE COMPANYS SHARE CAPITAL | Management | No Action | |||||||||
| 10. | PROPOSAL TO REDUCE THE ISSUED SHARE CAPITAL BY CANCELLATION OF ORDINARY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||
| 11. | ANY OTHER BUSINESS AND CLOSING | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 28 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| ALPHABET INC. | ||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | |||||||||
| ISIN | US02079K3059 | Agenda | 935830946 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Larry Page | Management | For | For | ||||||||
| 1b. | Election of Director: Sergey Brin | Management | For | For | ||||||||
| 1c. | Election of Director: Sundar Pichai | Management | For | For | ||||||||
| 1d. | Election of Director: John L. Hennessy | Management | For | For | ||||||||
| 1e. | Election of Director: Frances H. Arnold | Management | For | For | ||||||||
| 1f. | Election of Director: R. Martin “Marty” Chávez | Management | For | For | ||||||||
| 1g. | Election of Director: L. John Doerr | Management | For | For | ||||||||
| 1h. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||
| 1i. | Election of Director: Ann Mather | Management | For | For | ||||||||
| 1j. | Election of Director: K. Ram Shriram | Management | For | For | ||||||||
| 1k. | Election of Director: Robin L. Washington | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | Against | Against | ||||||||
| 3. | Approval of amendment and restatement of Alphabet’s Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | Management | For | For | ||||||||
| 4. | Advisory vote to approve compensation awarded to named executive officers | Management | For | For | ||||||||
| 5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | Management | 3 Years | For | ||||||||
| 6. | Stockholder proposal regarding a lobbying report | Shareholder | Abstain | Against | ||||||||
| 7. | Stockholder proposal regarding a congruency report | Shareholder | Abstain | Against | ||||||||
| 8. | Stockholder proposal regarding a climate lobbying report | Shareholder | Abstain | Against | ||||||||
| 9. | Stockholder proposal regarding a report on reproductive rights and data privacy | Shareholder | Abstain | Against | ||||||||
| 10. | Stockholder proposal regarding a human rights assessment of data center siting | Shareholder | Abstain | Against | ||||||||
| 11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | Shareholder | Abstain | Against | ||||||||
| 12. | Stockholder proposal regarding algorithm disclosures | Shareholder | Abstain | Against | ||||||||
| 13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | Shareholder | Against | For | ||||||||
| 14. | Stockholder proposal regarding a content governance report | Shareholder | Abstain | Against | ||||||||
| 15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | Shareholder | Against | For | ||||||||
| 16. | Stockholder proposal regarding bylaws amendment | Shareholder | Against | For | ||||||||
| 17. | Stockholder proposal regarding “executives to retain significant stock” | Shareholder | Against | For | ||||||||
| 18. | Stockholder proposal regarding equal shareholder voting | Shareholder | Against | For | ||||||||
| RESIDEO TECHNOLOGIES, INC. | ||||||||||||
| Security | 76118Y104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | REZI | Meeting Date | 07-Jun-2023 | |||||||||
| ISIN | US76118Y1047 | Agenda | 935843246 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Roger Fradin | Management | For | For | ||||||||
| 1b. | Election of Director: Jay Geldmacher | Management | For | For | ||||||||
| 1c. | Election of Director: Paul Deninger | Management | For | For | ||||||||
| 1d. | Election of Director: Cynthia Hostetler | Management | For | For | ||||||||
| 1e. | Election of Director: Brian Kushner | Management | For | For | ||||||||
| 1f. | Election of Director: Jack Lazar | Management | For | For | ||||||||
| 1g. | Election of Director: Nina Richardson | Management | For | For | ||||||||
| 1h. | Election of Director: Andrew Teich | Management | For | For | ||||||||
| 1i. | Election of Director: Sharon Wienbar | Management | For | For | ||||||||
| 1j. | Election of Director: Kareem Yusuf | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 3. | Ratification of the Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||
| 4. | Approval of the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates. | Management | Against | Against | ||||||||
| 5. | Shareholder Proposal Regarding Shareholder Ratification of Termination Pay. | Shareholder | Against | For | ||||||||
| COMCAST CORPORATION | ||||||||||||
| Security | 20030N101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMCSA | Meeting Date | 07-Jun-2023 | |||||||||
| ISIN | US20030N1019 | Agenda | 935845492 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kenneth J. Bacon | For | For | |||||||||
| 2 | Thomas J. Baltimore Jr. | For | For | |||||||||
| 3 | Madeline S. Bell | For | For | |||||||||
| 4 | Edward D. Breen | For | For | |||||||||
| 5 | Gerald L. Hassell | For | For | |||||||||
| 6 | Jeffrey A. Honickman | For | For | |||||||||
| 7 | Maritza G. Montiel | For | For | |||||||||
| 8 | Asuka Nakahara | For | For | |||||||||
| 9 | David C. Novak | For | For | |||||||||
| 10 | Brian L. Roberts | For | For | |||||||||
| 2. | Ratification of the appointment of our independent auditors. | Management | For | For | ||||||||
| 3. | Approval of Comcast Corporation 2023 Omnibus Equity Incentive Plan. | Management | Against | Against | ||||||||
| 4. | Approval of Amended and Restated Comcast Corporation 2002 Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 5. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| 6. | Advisory vote on the frequency of the vote on executive compensation. | Management | 1 Year | For | ||||||||
| 7. | To perform independent racial equity audit. | Shareholder | Abstain | Against | ||||||||
| 8. | To report on climate risk in default retirement plan options. | Shareholder | Abstain | Against | ||||||||
| 9. | To set different greenhouse gas emissions reduction targets. | Shareholder | Abstain | Against | ||||||||
| 10. | To report on political contributions and company values alignment. | Shareholder | Abstain | Against | ||||||||
| 11. | To report on business in China. | Shareholder | Abstain | Against | ||||||||
| MOELIS & COMPANY | ||||||||||||
| Security | 60786M105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MC | Meeting Date | 08-Jun-2023 | |||||||||
| ISIN | US60786M1053 | Agenda | 935840163 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Kenneth Moelis | Management | For | For | ||||||||
| 1b. | Election of Director: Eric Cantor | Management | For | For | ||||||||
| 1c. | Election of Director: John A. Allison IV | Management | For | For | ||||||||
| 1d. | Election of Director: Kenneth L. Shropshire | Management | For | For | ||||||||
| 1e. | Election of Director: Laila Worrell | Management | For | For | ||||||||
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For | ||||||||
| 3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||
| SALESFORCE, INC. | ||||||||||||
| Security | 79466L302 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CRM | Meeting Date | 08-Jun-2023 | |||||||||
| ISIN | US79466L3024 | Agenda | 935846127 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Marc Benioff | Management | For | For | ||||||||
| 1b. | Election of Director: Laura Alber | Management | For | For | ||||||||
| 1c. | Election of Director: Craig Conway | Management | For | For | ||||||||
| 1d. | Election of Director: Arnold Donald | Management | For | For | ||||||||
| 1e. | Election of Director: Parker Harris | Management | For | For | ||||||||
| 1f. | Election of Director: Neelie Kroes | Management | For | For | ||||||||
| 1g. | Election of Director: Sachin Mehra | Management | For | For | ||||||||
| 1h. | Election of Director: Mason Morfit | Management | For | For | ||||||||
| 1i. | Election of Director: Oscar Munoz | Management | For | For | ||||||||
| 1j. | Election of Director: John V. Roos | Management | For | For | ||||||||
| 1k. | Election of Director: Robin Washington | Management | For | For | ||||||||
| 1l. | Election of Director: Maynard Webb | Management | For | For | ||||||||
| 1m. | Election of Director: Susan Wojcicki | Management | For | For | ||||||||
| 2. | Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. | Management | Against | Against | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2024. | Management | Against | Against | ||||||||
| 4. | An advisory vote to approve the fiscal 2023 compensation of our named executive officers. | Management | For | For | ||||||||
| 5. | An advisory vote on the frequency of holding future advisory votes to approve executive compensation. | Management | 1 Year | For | ||||||||
| 6. | A stockholder proposal requesting a policy to require the Chair of the Board be an independent member of the Board and not a former CEO of the Company, if properly presented at the meeting. | Shareholder | For | Against | ||||||||
| 7. | A stockholder proposal requesting a policy to forbid all Company directors from sitting on any other boards, if properly presented at the meeting. | Shareholder | For | Against | ||||||||
| TARGET CORPORATION | ||||||||||||
| Security | 87612E106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TGT | Meeting Date | 14-Jun-2023 | |||||||||
| ISIN | US87612E1064 | Agenda | 935847220 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: David P. Abney | Management | For | For | ||||||||
| 1b. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||
| 1c. | Election of Director: George S. Barrett | Management | For | For | ||||||||
| 1d. | Election of Director: Gail K. Boudreaux | Management | For | For | ||||||||
| 1e. | Election of Director: Brian C. Cornell | Management | For | For | ||||||||
| 1f. | Election of Director: Robert L. Edwards | Management | For | For | ||||||||
| 1g. | Election of Director: Donald R. Knauss | Management | For | For | ||||||||
| 1h. | Election of Director: Christine A. Leahy | Management | For | For | ||||||||
| 1i. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||
| 1j. | Election of Director: Grace Puma | Management | For | For | ||||||||
| 1k. | Election of Director: Derica W. Rice | Management | For | For | ||||||||
| 1l. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||
| 2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | Against | Against | ||||||||
| 3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Management | For | For | ||||||||
| 4. | Company proposal to approve, on an advisory basis, the frequency of our Say on Pay votes (Say on Pay Vote Frequency). | Management | 1 Year | For | ||||||||
| 5. | Shareholder proposal to adopt a policy for an independent chairman. | Shareholder | For | Against | ||||||||
| CATERPILLAR INC. | ||||||||||||
| Security | 149123101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CAT | Meeting Date | 14-Jun-2023 | |||||||||
| ISIN | US1491231015 | Agenda | 935854794 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Kelly A. Ayotte | Management | For | For | ||||||||
| 1b. | Election of Director: David L. Calhoun | Management | For | For | ||||||||
| 1c. | Election of Director: Daniel M. Dickinson | Management | For | For | ||||||||
| 1d. | Election of Director: James C. Fish, Jr. | Management | For | For | ||||||||
| 1e. | Election of Director: Gerald Johnson | Management | For | For | ||||||||
| 1f. | Election of Director: David W. MacLennan | Management | For | For | ||||||||
| 1g. | Election of Director: Judith F. Marks | Management | For | For | ||||||||
| 1h. | Election of Director: Debra L. Reed-Klages | Management | For | For | ||||||||
| 1i. | Election of Director: Susan C. Schwab | Management | For | For | ||||||||
| 1j. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||
| 1k. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||
| 2. | Ratification of our Independent Registered Public Accounting Firm. | Management | Against | Against | ||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 4. | Advisory Vote on the Frequency of Executive Compensation Votes. | Management | 1 Year | For | ||||||||
| 5. | Approval of Caterpillar Inc. 2023 Long-Term Incentive Plan. | Management | Against | Against | ||||||||
| 6. | Shareholder Proposal - Report on Corporate Climate Lobbying in Line with Paris Agreement. | Shareholder | Abstain | Against | ||||||||
| 7. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | Abstain | Against | ||||||||
| 8. | Shareholder Proposal - Report on Activities in Conflict- Affected Areas. | Shareholder | Abstain | Against | ||||||||
| 9. | Shareholder Proposal - Civil Rights, Non-Discrimination and Returns to Merit Audit. | Shareholder | Abstain | Against | ||||||||
| TOYOTA MOTOR CORPORATION | ||||||||||||
| Security | 892331307 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TM | Meeting Date | 14-Jun-2023 | |||||||||
| ISIN | US8923313071 | Agenda | 935876702 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Akio Toyoda | Management | For | For | ||||||||
| 1b. | Election of Director: Shigeru Hayakawa | Management | For | For | ||||||||
| 1c. | Election of Director: Koji Sato | Management | For | For | ||||||||
| 1d. | Election of Director: Hiroki Nakajima | Management | For | For | ||||||||
| 1e. | Election of Director: Yoichi Miyazaki | Management | For | For | ||||||||
| 1f. | Election of Director: Simon Humphries | Management | For | For | ||||||||
| 1g. | Election of Director: Ikuro Sugawara | Management | For | For | ||||||||
| 1h. | Election of Director: Sir Philip Craven | Management | For | For | ||||||||
| 1i. | Election of Director: Masahiko Oshima | Management | For | For | ||||||||
| 1j. | Election of Director: Emi Osono | Management | For | For | ||||||||
| 2a. | Election of Audit & Supervisory Board Member: Katsuyuki Ogura | Management | For | For | ||||||||
| 2b. | Election of Audit & Supervisory Board Member: Takeshi Shirane | Management | For | For | ||||||||
| 2c. | Election of Audit & Supervisory Board Member: Ryuji Sakai | Management | For | For | ||||||||
| 2d. | Election of Audit & Supervisory Board Member: Catherine O’Connell | Management | For | For | ||||||||
| 3. | Election of Substitute Audit & Supervisory Board Member: Maoko Kikuchi | Management | For | For | ||||||||
| 4. | Partial Amendments to the Articles of Incorporation (Annual review and report on impact on TMC caused by climate-related lobbying activities and the alignment with the goals of the Paris Agreement) | Management | Against | For | ||||||||
| CANADIAN PACIFIC KANSAS CITY LIMITED | ||||||||||||
| Security | 13646K108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CP | Meeting Date | 15-Jun-2023 | |||||||||
| ISIN | CA13646K1084 | Agenda | 935864149 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | Appointment of the Auditor as named in the Proxy Circular. | Management | For | For | ||||||||
| 2 | Advisory vote to approve the Corporation’s approach to executive compensation as described in the Proxy Circular. | Management | For | For | ||||||||
| 3 | Advisory vote to approve the Corporation’s approach to climate change as described in the Proxy Circular. | Management | Against | Against | ||||||||
| 4A | Election of Director - The Hon. John Baird | Management | For | For | ||||||||
| 4B | Election of Director - Isabelle Courville | Management | For | For | ||||||||
| 4C | Election of Director - Keith E. Creel | Management | For | For | ||||||||
| 4D | Election of Director - Gillian H. Denham | Management | For | For | ||||||||
| 4E | Election of Director - Amb. Antonio Garza (Ret.) | Management | For | For | ||||||||
| 4F | Election of Director - David Garza-Santos | Management | For | For | ||||||||
| 4G | Election of Director - Edward R. Hamberger | Management | For | For | ||||||||
| 4H | Election of Director - Janet H. Kennedy | Management | For | For | ||||||||
| 4I | Election of Director - Henry J. Maier | Management | For | For | ||||||||
| 4J | Election of Director - Matthew H. Paull | Management | For | For | ||||||||
| 4K | Election of Director - Jane L. Peverett | Management | For | For | ||||||||
| 4L | Election of Director - Andrea Robertson | Management | For | For | ||||||||
| 4M | Election of Director - Gordon T. Trafton | Management | For | For | ||||||||
| SONY GROUP CORPORATION | ||||||||||||
| Security | 835699307 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SONY | Meeting Date | 20-Jun-2023 | |||||||||
| ISIN | US8356993076 | Agenda | 935876714 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||
| 1b. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||
| 1c. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||
| 1d. | Election of Director: Toshiko Oka | Management | For | For | ||||||||
| 1e. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||
| 1f. | Election of Director: Wendy Becker | Management | For | For | ||||||||
| 1g. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||
| 1h. | Election of Director: Joseph A. Kraft Jr. | Management | For | For | ||||||||
| 1i. | Election of Director: Neil Hunt | Management | For | For | ||||||||
| 1j. | Election of Director: William Morrow | Management | For | For | ||||||||
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||
| DAIMLER TRUCK HOLDING AG | ||||||||||||
| Security | D1T3RZ100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Jun-2023 | ||||||||||
| ISIN | DE000DTR0CK8 | Agenda | 717191162 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||
| PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.30 PER SHARE | Management | No Action | |||||||||
| 3.1 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MARTIN DAUM FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 3.2 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JOCHEN GOETZ FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 3.3 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER KARL DEPPEN FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 3.4 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER DR. ANDREAS GORBACH FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 3.5 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JUERGEN HARTWIG FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 3.6 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JOHN O’LEARY FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 3.7 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER KARIN RADSTROEM FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 3.8 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER STEPHAN UNGER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.1 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOE KAESER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.2 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL BRECHT FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.3 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL BROSNAN FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.4 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BRUNO BUSCHBACHER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.5 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER RAYMOND CURRY (FROM NOV. 22, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.6 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HARALD DORN (UNTIL NOV. 22, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.7 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JACQUES ESCULIER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.8 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER AKIHIRO ETO FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.9 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER LAURA IPSEN FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.10 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER RENATA JUNGO BRUENGGER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.11 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER CARMEN KLITZSCH-MUELLER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.12 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOERG KOEHLINGER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.13 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOHN KRAFCIK FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.14 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOERG LORZ FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.15 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER CLAUDIA PETER (UNTIL NOV. 22, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.16 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ANDREA REITH FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.17 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PROF. DR. H.C. MARTIN H. RICHENHAGEN FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.18 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ANDREA SEIDEL (FROM NOV. 22, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.19 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARIE WIECK FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HARALD WILHELM FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ROMAN ZITZELSBERGER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.22 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER THOMAS ZWICK FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2023 | Management | No Action | |||||||||
| 5.2 | RATIFY KPMG AG AS AUDITORS FOR A REVIEW OF INTERIM FINANCIAL STATEMENTS FOR FISCAL YEAR 2024 UNTIL THE NEXT AGM | Management | No Action | |||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||
| 7 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 8.1 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | No Action | |||||||||
| 8.2 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 09 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 09 MAY 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON | Non-Voting | ||||||||||
| THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 10 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS-AND MODIFICATION OF TEXT OF RESOLUTIONS 3.4, 4.10, 4.17. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| NVIDIA CORPORATION | ||||||||||||
| Security | 67066G104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NVDA | Meeting Date | 22-Jun-2023 | |||||||||
| ISIN | US67066G1040 | Agenda | 935863224 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Robert K. Burgess | Management | For | For | ||||||||
| 1b. | Election of Director: Tench Coxe | Management | For | For | ||||||||
| 1c. | Election of Director: John O. Dabiri | Management | For | For | ||||||||
| 1d. | Election of Director: Persis S. Drell | Management | For | For | ||||||||
| 1e. | Election of Director: Jen-Hsun Huang | Management | For | For | ||||||||
| 1f. | Election of Director: Dawn Hudson | Management | For | For | ||||||||
| 1g. | Election of Director: Harvey C. Jones | Management | For | For | ||||||||
| 1h. | Election of Director: Michael G. McCaffery | Management | For | For | ||||||||
| 1i. | Election of Director: Stephen C. Neal | Management | For | For | ||||||||
| 1j. | Election of Director: Mark L. Perry | Management | For | For | ||||||||
| 1k. | Election of Director: A. Brooke Seawell | Management | For | For | ||||||||
| 1l. | Election of Director: Aarti Shah | Management | For | For | ||||||||
| 1m. | Election of Director: Mark A. Stevens | Management | For | For | ||||||||
| 2. | Advisory approval of our executive compensation. | Management | For | For | ||||||||
| 3. | Advisory approval of the frequency of holding an advisory vote on our executive compensation. | Management | 1 Year | For | ||||||||
| 4. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. | Management | For | For | ||||||||
| MASTERCARD INCORPORATED | ||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MA | Meeting Date | 27-Jun-2023 | |||||||||
| ISIN | US57636Q1040 | Agenda | 935858437 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | ELECTION OF DIRECTOR: Merit E. Janow | Management | For | For | ||||||||
| 1b. | ELECTION OF DIRECTOR: Candido Bracher | Management | For | For | ||||||||
| 1c. | ELECTION OF DIRECTOR: Richard K. Davis | Management | For | For | ||||||||
| 1d. | ELECTION OF DIRECTOR: Julius Genachowski | Management | For | For | ||||||||
| 1e. | ELECTION OF DIRECTOR: Choon Phong Goh | Management | For | For | ||||||||
| 1f. | ELECTION OF DIRECTOR: Oki Matsumoto | Management | For | For | ||||||||
| 1g. | ELECTION OF DIRECTOR: Michael Miebach | Management | For | For | ||||||||
| 1h. | ELECTION OF DIRECTOR: Youngme Moon | Management | For | For | ||||||||
| 1i. | ELECTION OF DIRECTOR: Rima Qureshi | Management | For | For | ||||||||
| 1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | Management | For | For | ||||||||
| 1k. | ELECTION OF DIRECTOR: Harit Talwar | Management | For | For | ||||||||
| 1l. | ELECTION OF DIRECTOR: Lance Uggla | Management | For | For | ||||||||
| 2. | Advisory approval of Mastercard’s executive compensation. | Management | For | For | ||||||||
| 3. | Advisory approval of the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
| 4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Management | Against | Against | ||||||||
| 6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Shareholder | Abstain | Against | ||||||||
| 7. | Consideration of a stockholder proposal requesting a report on Mastercard’s stance on new Merchant Category Code. | Shareholder | Abstain | Against | ||||||||
| 8. | Consideration of a stockholder proposal requesting lobbying disclosure. | Shareholder | Abstain | Against | ||||||||
| 9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Shareholder | For | Against | ||||||||
| 10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Shareholder | Abstain | Against | ||||||||
| DAIWA SECURITIES GROUP INC. | ||||||||||||
| Security | J11718111 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Jun-2023 | ||||||||||
| ISIN | JP3502200003 | Agenda | 717321258 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1.1 | Appoint a Director Hibino, Takashi | Management | For | For | ||||||||
| 1.2 | Appoint a Director Nakata, Seiji | Management | For | For | ||||||||
| 1.3 | Appoint a Director Matsui, Toshihiro | Management | For | For | ||||||||
| 1.4 | Appoint a Director Tashiro, Keiko | Management | For | For | ||||||||
| 1.5 | Appoint a Director Ogino, Akihiko | Management | For | For | ||||||||
| 1.6 | Appoint a Director Hanaoka, Sachiko | Management | For | For | ||||||||
| 1.7 | Appoint a Director Kawashima, Hiromasa | Management | For | For | ||||||||
| 1.8 | Appoint a Director Takeuchi, Hirotaka | Management | For | For | ||||||||
| 1.9 | Appoint a Director Nishikawa, Ikuo | Management | For | For | ||||||||
| 1.10 | Appoint a Director Kawai, Eriko | Management | For | For | ||||||||
| 1.11 | Appoint a Director Nishikawa, Katsuyuki | Management | For | For | ||||||||
| 1.12 | Appoint a Director Iwamoto, Toshio | Management | For | For | ||||||||
| 1.13 | Appoint a Director Murakami, Yumiko | Management | For | For | ||||||||
| 1.14 | Appoint a Director Iki, Noriko | Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | The Gabelli SRI Fund, Inc. |
| By (Signature and Title)* | /s/ John C. Ball |
| John C. Ball, President and Principal Executive Officer |
| Date | August 25, 2023 |
*Print the name and title of each signing officer under his or her signature.
