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Content analysis
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New words:
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Removed:
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Filing tables
Filing exhibits
- 10-K Annual report
- 4.3 Stockholders' Agreement Dated 11-23-10
- 10.25 Amendment to Lplih 2008 Nonqualified Deferred Compensation Plan
- 21.1 Subsidiaries of the Registrant
- 23.1 Independent Registered Public Accounting Firm's Consent
- 31.1 Certification Pursuant to Section 302
- 31.2 Certification Pursuant to Section 302
- 32.1 Certification Pursuant to Section 906
- 32.2 Certification Pursuant to Section 906
Related press release
LPLA similar filings
Filing view
External links
Exhibit 21.1
Subsidiaries of Registrant
| Subsidiary* | Entity Name | Jurisdiction of Incorporation | Name Under Which the Subsidiary Does Business | ||||
| 1 | LPL Holdings, Inc.** | Massachusetts | LPL | ||||
| 2 | PTC Holdings, Inc.** | Ohio | PTC | ||||
| 3 | The Private Trust Company, N.A. | United States | PTC | ||||
| 4 | LPL Financial LLC | California | LPL, LPL Financial | ||||
| 5 | Independent Advisers Group Corporation | Delaware | IAG | ||||
| 6 | UVEST Financial Services Group, Inc. | North Carolina | UVEST | ||||
| 7 | LPL Insurance Associates, Inc. | Delaware | LPL, LPL Financial | ||||
| 8 | LPL Independent Advisor Services Group LLC** | Delaware | LPL, LPL Financial | ||||
| 9 | Mutual Service Corporation | Michigan | MSC | ||||
* All subsidiaries are wholly owned, directly or indirectly, by the Registrant.
** Holding companies.