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Content analysis
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New words:
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Removed:
ABN, absence, achieving, acquiring, aggregated, AIG, aimed, American, AMRO, appointment, arose, assisted, assumed, attrition, Austin, avoidance, backed, Barney, Britain, Bruton, Bulletin, Calvert, CCP, center, CEO, CFA, characterize, claim, classify, close, club, commonly, compare, compelled, conference, constant, curriculum, custom, dedication, demonstrated, Derek, detailed, Diageo, disclosed, divestiture, dynamic, eliminate, empowerment, England, equivalent, Europe, expanded, family, FFER, finalization, FRS, gather, Great, healthcare, Helliker, hiring, hit, improved, inclusive, interim, joint, lag, LaSalle, lingering, logo, lowering, measuring, media, Moore, moved, MSRB, Nonqualified, Northwestern, NRP, opportunistic, ordering, organized, outpaced, paradigm, partner, PLC, Portsmouth, predominately, presence, prevalent, prohibitive, reached, receiving, refinement, reflected, reflecting, reinvesting, reportable, repositioning, resilience, Robert, robust, run, seasoning, secondary, servicing, Smith, social, subscribe, suite, swap, tailored, ticket, timetable, title, trader, transferred, transform, twelve, typically, unnecessary, updated, upward, validate, whichever, wholly, withholding, workforce
Filing tables
Filing exhibits
- 10-K Annual report
- 10.24 Non-employee Director Deferred Compensation Plan
- 10.28 Third Amendment, Extension, and Incremental Assumption Agreement
- 21.1 Exhibit 21.1
- 23.1 Exhibit 23.1
- 31.1 CEO Certification Pursuant to Section 302
- 31.2 CFO Certification Pursuant to Section 302
- 32.1 CEO Certification Pursuant to Section 906
- 32.2 CFO Certification Pursuant to Section 906
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Exhibit 21.1
Subsidiaries of Registrant
Subsidiary* | Entity Name | Jurisdiction of Incorporation | Name Under Which the Subsidiary Does Business | ||||
1 | LPL Holdings, Inc.** | Massachusetts | LPL | ||||
2 | PTC Holdings, Inc.** | Ohio | PTC | ||||
3 | The Private Trust Company, N.A. | United States | PTC | ||||
4 | LPL Financial LLC | California | LPL, LPL Financial | ||||
5 | Independent Advisers Group Corporation | Delaware | IAG | ||||
6 | UVEST Financial Services Group, Inc. | North Carolina | UVEST | ||||
7 | LPL Insurance Associates, Inc. | Delaware | LPL, LPL Financial | ||||
8 | Fortigent Holdings Company, Inc.** | Delaware | Fortigent, LPL, LPL Financial | ||||
9 | Fortigent, LLC | Delaware | Fortigent, LPL, LPL Financial |
* All subsidiaries are wholly owned, directly or indirectly, by the Registrant.
** Holding companies.