UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number:001-35500
Oaktree Capital Group, LLC
(Exact name of registrant as specified in its charter)
333 South Grand Avenue, 28th Floor
Los Angeles, California 90071
(213)830-6300
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Class A Units Representing Limited Liability Company Interests
(Title of each class of securities covered by this Form)
6.625% Series A Preferred Units
6.550% Series B Preferred Units
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| Rule12g-4(a)(1) | ☒ | |||||
| Rule12g-4(a)(2) | ☐ | |||||
| Rule 12h-3(b)(1)(i) | ☒ | |||||
| Rule 12h-3(b)(1)(ii) | ☐ | |||||
| Rule15d-6 | ☐ | |||||
| Rule15d-22(b) | ☐ |
Approximate number of holders of record as of the certification or notice date:
Class A units, no par value: 1
Pursuant to the requirements of the Securities Exchange Act of 1934, Oaktree Capital Group, LLC has duly caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
Date: October 10, 2019
| OAKTREE CAPITAL GROUP, LLC | ||
| By: | /s/ Todd Molz | |
| Name: | Todd Molz | |
| Title: | General Counsel and Chief Administrative Officer | |
| By: | /s/ Richard Ting | |
| Name: | Richard Ting | |
| Title: | Managing Director Associate General Counsel | |
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