Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
================ ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF ===============
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
=================== ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF ===================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
====================== ADVISORSHARES DORSEY WRIGHT SHORT ETF ======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
======================= ADVISORSHARES DRONE TECHNOLOGY ETF =======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
=================== ADVISORSHARES MANAGED BITCOIN STRATEGY ETF ===================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
=============== ADVISORSHARES NORTH SQUARE MCKEE ESG CORE BOND ETF ===============
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
=============== ADVISORSHARES NORTH SQUARE MCKEE CORE RESERVES ETF ===============
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
=================== ADVISORSHARES POSEIDON DYNAMIC CANNABIS ETF ==================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
======================= ADVISORSHARES Q DYNAMIC GROWTH ETF =======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
================ ADVISORSHARES Q PORTFOLIO BLENDED ALLOCATION ETF ================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
======================= ADVISORSHARES RANGER EQUITY BEAR ETF ======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
===================== ADVISORSHARES STAR GLOBAL BUY-WRITE ETF =====================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
================== ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF ===================
==================== ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF ====================
| Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 16-Jul-2021 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 16-Jul-2021 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 16-Jul-2021 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 16-Jul-2021 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 16-Jul-2021 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 16-Jul-2021 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 16-Jul-2021 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 16-Jul-2021 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 16-Jul-2021 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 16-Jul-2021 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 16-Jul-2021 | 2. 14A Executive Compensation | Management | Y | N | A |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 16-Jul-2021 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| VISTA OUTDOOR INC. | VSTO | 928377100 | 27-Jul-2021 | 1a. Election of Directors (Majority Voting) | Management | Y | N | A |
| VISTA OUTDOOR INC. | VSTO | 928377100 | 27-Jul-2021 | 1b. Election of Directors (Majority Voting) | Management | Y | N | A |
| VISTA OUTDOOR INC. | VSTO | 928377100 | 27-Jul-2021 | 1c. Election of Directors (Majority Voting) | Management | Y | N | A |
| VISTA OUTDOOR INC. | VSTO | 928377100 | 27-Jul-2021 | 1d. Election of Directors (Majority Voting) | Management | Y | N | A |
| VISTA OUTDOOR INC. | VSTO | 928377100 | 27-Jul-2021 | 1e. Election of Directors (Majority Voting) | Management | Y | N | A |
| VISTA OUTDOOR INC. | VSTO | 928377100 | 27-Jul-2021 | 1f. Election of Directors (Majority Voting) | Management | Y | N | A |
| VISTA OUTDOOR INC. | VSTO | 928377100 | 27-Jul-2021 | 1g. Election of Directors (Majority Voting) | Management | Y | N | A |
| VISTA OUTDOOR INC. | VSTO | 928377100 | 27-Jul-2021 | 1h. Election of Directors (Majority Voting) | Management | Y | N | A |
| VISTA OUTDOOR INC. | VSTO | 928377100 | 27-Jul-2021 | 1i. Election of Directors (Majority Voting) | Management | Y | N | A |
| VISTA OUTDOOR INC. | VSTO | 928377100 | 27-Jul-2021 | 2. 14A Executive Compensation | Management | Y | F | F |
| VISTA OUTDOOR INC. | VSTO | 928377100 | 27-Jul-2021 | 3. 14A Executive Compensation Vote Frequency | Management | Y | F | A |
| VISTA OUTDOOR INC. | VSTO | 928377100 | 27-Jul-2021 | 4. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 1a. Election of Directors (Full Slate) | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 1b. Election of Directors (Full Slate) | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 1c. Election of Directors (Full Slate) | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 1d. Election of Directors (Full Slate) | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 1e. Election of Directors (Full Slate) | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 1f. Election of Directors (Full Slate) | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 1g. Election of Directors (Full Slate) | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 1h. Election of Directors (Full Slate) | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 1i. Election of Directors (Full Slate) | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 1j. Election of Directors (Full Slate) | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 1k. Election of Directors (Full Slate) | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 3. 14A Executive Compensation | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 4. Allot Securities | Management | Y | F | F |
| FLEX LTD. | FLEX | Y2573F102 | 04-Aug-2021 | 5. Authorize Directors to Repurchase Shares | Management | Y | F | F |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | 1. Election of Directors | Management | Y | F | F |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | 1. Election of Directors | Management | Y | F | F |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | 1. Election of Directors | Management | Y | F | F |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | 1. Election of Directors | Management | Y | F | F |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | 1. Election of Directors | Management | Y | F | F |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | 1. Election of Directors | Management | Y | F | F |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | 1. Election of Directors | Management | Y | F | F |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | 1. Election of Directors | Management | Y | F | F |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | 1. Election of Directors | Management | Y | F | F |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | 2. 14A Executive Compensation | Management | Y | F | F |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | 3. Amend Non-Employee Director Plan | Management | Y | F | F |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | 4. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| THE AARON’S COMPANY, INC. | AAN | 00258W108 | 25-Aug-2021 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE AARON’S COMPANY, INC. | AAN | 00258W108 | 25-Aug-2021 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE AARON’S COMPANY, INC. | AAN | 00258W108 | 25-Aug-2021 | 2. 14A Executive Compensation | Management | Y | F | F |
| THE AARON’S COMPANY, INC. | AAN | 00258W108 | 25-Aug-2021 | 3. 14A Executive Compensation Vote Frequency | Management | Y | F | A |
| THE AARON’S COMPANY, INC. | AAN | 00258W108 | 25-Aug-2021 | 4. Amend Stock Compensation Plan | Management | Y | F | F |
| THE AARON’S COMPANY, INC. | AAN | 00258W108 | 25-Aug-2021 | 5. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| INTER PARFUMS, INC. | IPAR | 458334109 | 05-Oct-2021 | 1. Election of Directors | Management | Y | F | F |
| INTER PARFUMS, INC. | IPAR | 458334109 | 05-Oct-2021 | 1. Election of Directors | Management | Y | F | F |
| INTER PARFUMS, INC. | IPAR | 458334109 | 05-Oct-2021 | 1. Election of Directors | Management | Y | F | F |
| INTER PARFUMS, INC. | IPAR | 458334109 | 05-Oct-2021 | 1. Election of Directors | Management | Y | F | F |
| INTER PARFUMS, INC. | IPAR | 458334109 | 05-Oct-2021 | 1. Election of Directors | Management | Y | F | F |
| INTER PARFUMS, INC. | IPAR | 458334109 | 05-Oct-2021 | 1. Election of Directors | Management | Y | F | F |
| INTER PARFUMS, INC. | IPAR | 458334109 | 05-Oct-2021 | 1. Election of Directors | Management | Y | F | F |
| INTER PARFUMS, INC. | IPAR | 458334109 | 05-Oct-2021 | 1. Election of Directors | Management | Y | F | F |
| INTER PARFUMS, INC. | IPAR | 458334109 | 05-Oct-2021 | 1. Election of Directors | Management | Y | F | F |
| INTER PARFUMS, INC. | IPAR | 458334109 | 05-Oct-2021 | 1. Election of Directors | Management | Y | F | F |
| INTER PARFUMS, INC. | IPAR | 458334109 | 05-Oct-2021 | 2. 14A Executive Compensation | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 06-Oct-2021 | 1. Election of Directors (Full Slate) | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 06-Oct-2021 | 2. Election of Directors (Full Slate) | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 06-Oct-2021 | 3. Election of Directors (Full Slate) | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 06-Oct-2021 | 4. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 06-Oct-2021 | 5. Approve Remuneration of Directors and Auditors | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 06-Oct-2021 | 6. Adopt Accounts for Past Year | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 06-Oct-2021 | 7. 14A Executive Compensation | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 06-Oct-2021 | 1. Election of Directors (Full Slate) | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 06-Oct-2021 | 2. Election of Directors (Full Slate) | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 06-Oct-2021 | 3. Election of Directors (Full Slate) | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 06-Oct-2021 | 4. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 06-Oct-2021 | 5. Approve Remuneration of Directors and Auditors | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 06-Oct-2021 | 6. Adopt Accounts for Past Year | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 06-Oct-2021 | 7. 14A Executive Compensation | Management | Y | F | F |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | 2. 14A Executive Compensation | Management | Y | N | A |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | 4. Approve Stock Compensation Plan | Management | Y | F | F |
| PAYLOCITY HOLDING CORPORATION | PCTY | 70438V106 | 01-Dec-2021 | 1. Election of Directors | Management | Y | F | F |
| PAYLOCITY HOLDING CORPORATION | PCTY | 70438V106 | 01-Dec-2021 | 1. Election of Directors | Management | Y | F | F |
| PAYLOCITY HOLDING CORPORATION | PCTY | 70438V106 | 01-Dec-2021 | 1. Election of Directors | Management | Y | F | F |
| PAYLOCITY HOLDING CORPORATION | PCTY | 70438V106 | 01-Dec-2021 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| PAYLOCITY HOLDING CORPORATION | PCTY | 70438V106 | 01-Dec-2021 | 3. 14A Executive Compensation | Management | Y | F | F |
| PAYLOCITY HOLDING CORPORATION | PCTY | 70438V106 | 01-Dec-2021 | 4. Declassify Board | Management | Y | F | F |
| ENDAVA PLC | DAVA | 29260V105 | 09-Dec-2021 | 1. Receive Consolidated Financial Statements | Management | Y | F | F |
| ENDAVA PLC | DAVA | 29260V105 | 09-Dec-2021 | 2. Approve Remuneration of Directors and Auditors | Management | Y | F | F |
| ENDAVA PLC | DAVA | 29260V105 | 09-Dec-2021 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| ENDAVA PLC | DAVA | 29260V105 | 09-Dec-2021 | 4. Election of Directors (Full Slate) | Management | Y | F | F |
| ENDAVA PLC | DAVA | 29260V105 | 09-Dec-2021 | 5. Election of Directors (Full Slate) | Management | Y | F | F |
| ENDAVA PLC | DAVA | 29260V105 | 09-Dec-2021 | 6. Election of Directors (Full Slate) | Management | Y | F | F |
| ENDAVA PLC | DAVA | 29260V105 | 09-Dec-2021 | 7. Election of Directors (Full Slate) | Management | Y | F | F |
| ENDAVA PLC | DAVA | 29260V105 | 09-Dec-2021 | 8. Election of Directors (Full Slate) | Management | Y | F | F |
| ENDAVA PLC | DAVA | 29260V105 | 09-Dec-2021 | 9. Election of Directors (Full Slate) | Management | Y | F | F |
| ENDAVA PLC | DAVA | 29260V105 | 09-Dec-2021 | 10. Election of Directors (Full Slate) | Management | Y | F | F |
| NUTANIX, INC. | NTNX | 67059N108 | 10-Dec-2021 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| NUTANIX, INC. | NTNX | 67059N108 | 10-Dec-2021 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| NUTANIX, INC. | NTNX | 67059N108 | 10-Dec-2021 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| NUTANIX, INC. | NTNX | 67059N108 | 10-Dec-2021 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| NUTANIX, INC. | NTNX | 67059N108 | 10-Dec-2021 | 3. 14A Executive Compensation | Management | Y | N | A |
| PALO ALTO NETWORKS, INC. | PANW | 697435105 | 14-Dec-2021 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| PALO ALTO NETWORKS, INC. | PANW | 697435105 | 14-Dec-2021 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| PALO ALTO NETWORKS, INC. | PANW | 697435105 | 14-Dec-2021 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| PALO ALTO NETWORKS, INC. | PANW | 697435105 | 14-Dec-2021 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| PALO ALTO NETWORKS, INC. | PANW | 697435105 | 14-Dec-2021 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| PALO ALTO NETWORKS, INC. | PANW | 697435105 | 14-Dec-2021 | 3. 14A Executive Compensation | Management | Y | F | F |
| PALO ALTO NETWORKS, INC. | PANW | 697435105 | 14-Dec-2021 | 4. Approve Stock Compensation Plan | Management | Y | F | F |
| ZSCALER, INC. | ZS | 98980G102 | 05-Jan-2022 | 1. Election of Directors | Management | Y | F | F |
| ZSCALER, INC. | ZS | 98980G102 | 05-Jan-2022 | 1. Election of Directors | Management | Y | F | F |
| ZSCALER, INC. | ZS | 98980G102 | 05-Jan-2022 | 1. Election of Directors | Management | Y | F | F |
| ZSCALER, INC. | ZS | 98980G102 | 05-Jan-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| ZSCALER, INC. | ZS | 98980G102 | 05-Jan-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 4. S/H Proposal - Report on Charitable Contributions | Shareholder | Y | F | A |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 5. S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | Y | F | A |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | 6. S/H Proposal - Human Rights Related | Shareholder | Y | F | A |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | 1K. Election of Directors (Majority Voting) | Management | Y | F | F |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | 1L. Election of Directors (Majority Voting) | Management | Y | F | F |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | 3. 14A Executive Compensation | Management | Y | N | A |
| MIMECAST LIMITED | MIME | G14838A99 | 11-Mar-2022 | 1. Share Scheme | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 11-Mar-2022 | S1. Share Scheme | Management | Y | F | F |
| MIMECAST LIMITED | MIME | G14838109 | 11-Mar-2022 | O2. 14A Executive Compensation | Management | Y | F | F |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | 3. 14A Executive Compensation | Management | Y | N | A |
| GLOBANT S.A. | GLOB | L44385109 | 22-Apr-2022 | 2. Receive Consolidated Financial Statements | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 22-Apr-2022 | 3. Receive Consolidated Financial Statements | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 22-Apr-2022 | 4. Adopt Accounts for Past Year | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 22-Apr-2022 | 5. Approve Discharge of Board and President | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 22-Apr-2022 | 6. Adopt Non-Employee Director Plan | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 22-Apr-2022 | 7. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 22-Apr-2022 | 8. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 22-Apr-2022 | 9. Election of Directors (Full Slate) | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 22-Apr-2022 | 10. Election of Directors (Full Slate) | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 22-Apr-2022 | 11. Election of Directors (Majority Voting) | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 22-Apr-2022 | E1. Amend Articles/Charter to Reflect Changes in Capital | Management | Y | F | F |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 1K. Election of Directors (Majority Voting) | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 1L. Election of Directors (Majority Voting) | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 1M. Election of Directors (Majority Voting) | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 1N. Election of Directors (Majority Voting) | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 3. Approve Stock Compensation Plan | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 4. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 5. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 6. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 7. S/H Proposal - Human Rights Related | Shareholder | Y | F | A |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 8. S/H Proposal - Human Rights Related | Shareholder | Y | F | A |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 9. S/H Proposal - Environmental | Shareholder | Y | F | A |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 10. S/H Proposal - Human Rights Related | Shareholder | Y | F | A |
| WELLS FARGO & COMPANY | WFC | 949746101 | 26-Apr-2022 | 11. S/H Proposal - Report on Charitable Contributions | Shareholder | Y | F | A |
| WARRIOR MET COAL, INC. | HCC | 93627C101 | 26-Apr-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| WARRIOR MET COAL, INC. | HCC | 93627C101 | 26-Apr-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| WARRIOR MET COAL, INC. | HCC | 93627C101 | 26-Apr-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | F |
| WARRIOR MET COAL, INC. | HCC | 93627C101 | 26-Apr-2022 | 1.4 Election of Directors (Majority Voting) | Management | Y | F | F |
| WARRIOR MET COAL, INC. | HCC | 93627C101 | 26-Apr-2022 | 1.5 Election of Directors (Majority Voting) | Management | Y | F | F |
| WARRIOR MET COAL, INC. | HCC | 93627C101 | 26-Apr-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| WARRIOR MET COAL, INC. | HCC | 93627C101 | 26-Apr-2022 | 3. Approve Charter Amendment | Management | Y | F | F |
| WARRIOR MET COAL, INC. | HCC | 93627C101 | 26-Apr-2022 | 4. Miscellaneous Corporate Actions | Management | Y | F | F |
| WARRIOR MET COAL, INC. | HCC | 93627C101 | 26-Apr-2022 | 5. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| WARRIOR MET COAL, INC. | HCC | 93627C101 | 26-Apr-2022 | 6. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | N | A |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | N | A |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | N | A |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | N | A |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | N | A |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | N | A |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | N | A |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | N | A |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | N | A |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | N | A |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | 3. 14A Executive Compensation | Management | Y | N | A |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 1. Election of Directors | Management | Y | F | F |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 1. Election of Directors | Management | Y | F | F |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 1. Election of Directors | Management | Y | F | F |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 1. Election of Directors | Management | Y | F | F |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 1. Election of Directors | Management | Y | F | F |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 1. Election of Directors | Management | Y | F | F |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 1. Election of Directors | Management | Y | F | F |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 1. Election of Directors | Management | Y | F | F |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 1. Election of Directors | Management | Y | F | F |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 1. Election of Directors | Management | Y | F | F |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 1. Election of Directors | Management | Y | F | F |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 1. Election of Directors | Management | Y | F | F |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| W.W. GRAINGER, INC. | GWW | 384802104 | 27-Apr-2022 | 4. Adopt Incentive Stock Option Plan | Management | Y | F | F |
| LITHIA MOTORS, INC. | LAD | 536797103 | 27-Apr-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| LITHIA MOTORS, INC. | LAD | 536797103 | 27-Apr-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| LITHIA MOTORS, INC. | LAD | 536797103 | 27-Apr-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| LITHIA MOTORS, INC. | LAD | 536797103 | 27-Apr-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| LITHIA MOTORS, INC. | LAD | 536797103 | 27-Apr-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| LITHIA MOTORS, INC. | LAD | 536797103 | 27-Apr-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| LITHIA MOTORS, INC. | LAD | 536797103 | 27-Apr-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| LITHIA MOTORS, INC. | LAD | 536797103 | 27-Apr-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| LITHIA MOTORS, INC. | LAD | 536797103 | 27-Apr-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| SIGNATURE BANK | SBNY | 82669G104 | 27-Apr-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| SIGNATURE BANK | SBNY | 82669G104 | 27-Apr-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| SIGNATURE BANK | SBNY | 82669G104 | 27-Apr-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| SIGNATURE BANK | SBNY | 82669G104 | 27-Apr-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| SIGNATURE BANK | SBNY | 82669G104 | 27-Apr-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| SIGNATURE BANK | SBNY | 82669G104 | 27-Apr-2022 | 4. Stock Repurchase Plan | Management | Y | F | F |
| SIGNATURE BANK | SBNY | 82669G104 | 27-Apr-2022 | 5. Declassify Board | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 1K. Election of Directors (Majority Voting) | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 1L. Election of Directors (Majority Voting) | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | 4. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| SAIA, INC | SAIA | 78709Y105 | 29-Apr-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| SAIA, INC | SAIA | 78709Y105 | 29-Apr-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| SAIA, INC | SAIA | 78709Y105 | 29-Apr-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | F |
| SAIA, INC | SAIA | 78709Y105 | 29-Apr-2022 | 1.4 Election of Directors (Majority Voting) | Management | Y | F | F |
| SAIA, INC | SAIA | 78709Y105 | 29-Apr-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| SAIA, INC | SAIA | 78709Y105 | 29-Apr-2022 | 3. Eliminate Supermajority Requirements | Management | Y | F | F |
| SAIA, INC | SAIA | 78709Y105 | 29-Apr-2022 | 4. Authorize Common Stock Increase | Management | Y | F | F |
| SAIA, INC | SAIA | 78709Y105 | 29-Apr-2022 | 5. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. Election of Directors | Management | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. Election of Directors | Management | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. Election of Directors | Management | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. Election of Directors | Management | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. Election of Directors | Management | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. Election of Directors | Management | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. Election of Directors | Management | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. Election of Directors | Management | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. Election of Directors | Management | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. Election of Directors | Management | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. Election of Directors | Management | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. Election of Directors | Management | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 3. 14A Executive Compensation | Management | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 4. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 5. S/H Proposal - Establish Independent Chairman | Shareholder | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 6. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 7. S/H Proposal - Political/Government | Shareholder | Y | F | A |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 8. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 1K. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 1L. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 1M. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 1N. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | 4. S/H Proposal - Establish Independent Chairman | Shareholder | Y | F | A |
| BRUNSWICK CORPORATION | BC | 117043109 | 04-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 04-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 04-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 04-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 04-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 04-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 04-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 04-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 04-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 04-May-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 04-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 04-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 1. Election of Directors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 1. Election of Directors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 1. Election of Directors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 1. Election of Directors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 1. Election of Directors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 1. Election of Directors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 1. Election of Directors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 1. Election of Directors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 1. Election of Directors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 1. Election of Directors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 1. Election of Directors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 1. Election of Directors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 1. Election of Directors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 1. Election of Directors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| FIRST BANCORP | FBNC | 318910106 | 05-May-2022 | 4. Authorize Common Stock Increase | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 06-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 06-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 06-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 06-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 06-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 06-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 06-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 06-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 06-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 06-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 06-May-2022 | 3. Adopt Employee Stock Purchase Plan | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 06-May-2022 | 4. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 06-May-2022 | 5. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 06-May-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 06-May-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 06-May-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 06-May-2022 | 1.4 Election of Directors (Majority Voting) | Management | Y | F | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 06-May-2022 | 1.5 Election of Directors (Majority Voting) | Management | Y | F | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 06-May-2022 | 1.6 Election of Directors (Majority Voting) | Management | Y | F | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 06-May-2022 | 1.7 Election of Directors (Majority Voting) | Management | Y | F | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 06-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 06-May-2022 | 3. 14A Executive Compensation | Management | Y | F | A |
| ONTO INNOVATION INC. | ONTO | 683344105 | 10-May-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| ONTO INNOVATION INC. | ONTO | 683344105 | 10-May-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| ONTO INNOVATION INC. | ONTO | 683344105 | 10-May-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | F |
| ONTO INNOVATION INC. | ONTO | 683344105 | 10-May-2022 | 1.4 Election of Directors (Majority Voting) | Management | Y | F | F |
| ONTO INNOVATION INC. | ONTO | 683344105 | 10-May-2022 | 1.5 Election of Directors (Majority Voting) | Management | Y | F | F |
| ONTO INNOVATION INC. | ONTO | 683344105 | 10-May-2022 | 1.6 Election of Directors (Majority Voting) | Management | Y | F | F |
| ONTO INNOVATION INC. | ONTO | 683344105 | 10-May-2022 | 1.7 Election of Directors (Majority Voting) | Management | Y | F | F |
| ONTO INNOVATION INC. | ONTO | 683344105 | 10-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| ONTO INNOVATION INC. | ONTO | 683344105 | 10-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 10-May-2022 | 1. Election of Directors | Management | Y | F | F |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 10-May-2022 | 1. Election of Directors | Management | Y | F | F |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 10-May-2022 | 1. Election of Directors | Management | Y | F | F |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 10-May-2022 | 1. Election of Directors | Management | Y | F | F |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 10-May-2022 | 1. Election of Directors | Management | Y | F | F |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 10-May-2022 | 1. Election of Directors | Management | Y | F | F |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 10-May-2022 | 1. Election of Directors | Management | Y | F | F |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 10-May-2022 | 1. Election of Directors | Management | Y | F | F |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 10-May-2022 | 1. Election of Directors | Management | Y | F | F |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 10-May-2022 | 1. Election of Directors | Management | Y | F | F |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 10-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 10-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| ENOVA INTERNATIONAL, INC. | ENVA | 29357K103 | 10-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| ENOVA INTERNATIONAL, INC. | ENVA | 29357K103 | 10-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| ENOVA INTERNATIONAL, INC. | ENVA | 29357K103 | 10-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| ENOVA INTERNATIONAL, INC. | ENVA | 29357K103 | 10-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| ENOVA INTERNATIONAL, INC. | ENVA | 29357K103 | 10-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| ENOVA INTERNATIONAL, INC. | ENVA | 29357K103 | 10-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| ENOVA INTERNATIONAL, INC. | ENVA | 29357K103 | 10-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| ENOVA INTERNATIONAL, INC. | ENVA | 29357K103 | 10-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| ENOVA INTERNATIONAL, INC. | ENVA | 29357K103 | 10-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| ENOVA INTERNATIONAL, INC. | ENVA | 29357K103 | 10-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| ENOVA INTERNATIONAL, INC. | ENVA | 29357K103 | 10-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| ENOVA INTERNATIONAL, INC. | ENVA | 29357K103 | 10-May-2022 | 4. 14A Executive Compensation Vote Frequency | Management | Y | F | A |
| PACWEST BANCORP | PACW | 695263103 | 10-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | N | A |
| PACWEST BANCORP | PACW | 695263103 | 10-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | N | A |
| PACWEST BANCORP | PACW | 695263103 | 10-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | N | A |
| PACWEST BANCORP | PACW | 695263103 | 10-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | N | A |
| PACWEST BANCORP | PACW | 695263103 | 10-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | N | A |
| PACWEST BANCORP | PACW | 695263103 | 10-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | N | A |
| PACWEST BANCORP | PACW | 695263103 | 10-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | N | A |
| PACWEST BANCORP | PACW | 695263103 | 10-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | N | A |
| PACWEST BANCORP | PACW | 695263103 | 10-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | N | A |
| PACWEST BANCORP | PACW | 695263103 | 10-May-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | N | A |
| PACWEST BANCORP | PACW | 695263103 | 10-May-2022 | 1K. Election of Directors (Majority Voting) | Management | Y | N | A |
| PACWEST BANCORP | PACW | 695263103 | 10-May-2022 | 2. 14A Executive Compensation | Management | Y | N | A |
| PACWEST BANCORP | PACW | 695263103 | 10-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | N | A |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | F |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | 1.4 Election of Directors (Majority Voting) | Management | Y | F | F |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | 1.5 Election of Directors (Majority Voting) | Management | Y | F | F |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | 1.6 Election of Directors (Majority Voting) | Management | Y | F | F |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | 1.7 Election of Directors (Majority Voting) | Management | Y | F | F |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | 1.8 Election of Directors (Majority Voting) | Management | Y | F | F |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | 1.9 Election of Directors (Majority Voting) | Management | Y | F | F |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | 4. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| LANDSTAR SYSTEM, INC. | LSTR | 515098101 | 11-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| LANDSTAR SYSTEM, INC. | LSTR | 515098101 | 11-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| LANDSTAR SYSTEM, INC. | LSTR | 515098101 | 11-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| LANDSTAR SYSTEM, INC. | LSTR | 515098101 | 11-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| LANDSTAR SYSTEM, INC. | LSTR | 515098101 | 11-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| LANDSTAR SYSTEM, INC. | LSTR | 515098101 | 11-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| LANDSTAR SYSTEM, INC. | LSTR | 515098101 | 11-May-2022 | 4. Approve Stock Compensation Plan | Management | Y | F | F |
| THE CHILDREN’S PLACE, INC. | PLCE | 168905107 | 11-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE CHILDREN’S PLACE, INC. | PLCE | 168905107 | 11-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE CHILDREN’S PLACE, INC. | PLCE | 168905107 | 11-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE CHILDREN’S PLACE, INC. | PLCE | 168905107 | 11-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE CHILDREN’S PLACE, INC. | PLCE | 168905107 | 11-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE CHILDREN’S PLACE, INC. | PLCE | 168905107 | 11-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE CHILDREN’S PLACE, INC. | PLCE | 168905107 | 11-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE CHILDREN’S PLACE, INC. | PLCE | 168905107 | 11-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE CHILDREN’S PLACE, INC. | PLCE | 168905107 | 11-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE CHILDREN’S PLACE, INC. | PLCE | 168905107 | 11-May-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE CHILDREN’S PLACE, INC. | PLCE | 168905107 | 11-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| THE CHILDREN’S PLACE, INC. | PLCE | 168905107 | 11-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 4. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| WEX INC. | WEX | 96208T104 | 12-May-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| WEX INC. | WEX | 96208T104 | 12-May-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| WEX INC. | WEX | 96208T104 | 12-May-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | F |
| WEX INC. | WEX | 96208T104 | 12-May-2022 | 1.4 Election of Directors (Majority Voting) | Management | Y | F | F |
| WEX INC. | WEX | 96208T104 | 12-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| WEX INC. | WEX | 96208T104 | 12-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| O’REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| O’REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| O’REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| O’REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| O’REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| O’REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| O’REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| O’REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| O’REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| O’REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| O’REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| O’REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| O’REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | 4. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | N | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | N | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | N | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | N | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | N | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | N | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | N | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | N | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | N | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | N | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 1K. Election of Directors (Majority Voting) | Management | Y | N | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 1L. Election of Directors (Majority Voting) | Management | Y | N | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 1M. Election of Directors (Majority Voting) | Management | Y | N | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | N | A |
| KEYCORP | KEY | 493267108 | 12-May-2022 | 3. 14A Executive Compensation | Management | Y | N | A |
| VEECO INSTRUMENTS INC. | VECO | 922417100 | 12-May-2022 | 1. Election of Directors | Management | Y | F | F |
| VEECO INSTRUMENTS INC. | VECO | 922417100 | 12-May-2022 | 1. Election of Directors | Management | Y | F | F |
| VEECO INSTRUMENTS INC. | VECO | 922417100 | 12-May-2022 | 1. Election of Directors | Management | Y | F | F |
| VEECO INSTRUMENTS INC. | VECO | 922417100 | 12-May-2022 | 2. Amend Stock Compensation Plan | Management | Y | F | F |
| VEECO INSTRUMENTS INC. | VECO | 922417100 | 12-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| VEECO INSTRUMENTS INC. | VECO | 922417100 | 12-May-2022 | 4. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| WESTLAKE CORPORATION | WLK | 960413102 | 12-May-2022 | 1. Election of Directors | Management | Y | F | A |
| WESTLAKE CORPORATION | WLK | 960413102 | 12-May-2022 | 1. Election of Directors | Management | Y | F | A |
| WESTLAKE CORPORATION | WLK | 960413102 | 12-May-2022 | 1. Election of Directors | Management | Y | F | A |
| WESTLAKE CORPORATION | WLK | 960413102 | 12-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | A |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 1K. Election of Directors (Majority Voting) | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 1L. Election of Directors (Majority Voting) | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 1M. Election of Directors (Majority Voting) | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 1N. Election of Directors (Majority Voting) | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| CBOE GLOBAL MARKETS, INC. | CBOE | 12503M108 | 12-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| KNOWBE4, INC. | KNBE | 49926T104 | 16-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| KNOWBE4, INC. | KNBE | 49926T104 | 16-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| GENCO SHIPPING & TRADING LIMITED | GNK | Y2685T131 | 16-May-2022 | 1. Election of Directors | Management | Y | N | A |
| GENCO SHIPPING & TRADING LIMITED | GNK | Y2685T131 | 16-May-2022 | 1. Election of Directors | Management | Y | N | A |
| GENCO SHIPPING & TRADING LIMITED | GNK | Y2685T131 | 16-May-2022 | 1. Election of Directors | Management | Y | N | A |
| GENCO SHIPPING & TRADING LIMITED | GNK | Y2685T131 | 16-May-2022 | 1. Election of Directors | Management | Y | N | A |
| GENCO SHIPPING & TRADING LIMITED | GNK | Y2685T131 | 16-May-2022 | 1. Election of Directors | Management | Y | N | A |
| GENCO SHIPPING & TRADING LIMITED | GNK | Y2685T131 | 16-May-2022 | 1. Election of Directors | Management | Y | N | A |
| GENCO SHIPPING & TRADING LIMITED | GNK | Y2685T131 | 16-May-2022 | 1. Election of Directors | Management | Y | N | A |
| GENCO SHIPPING & TRADING LIMITED | GNK | Y2685T131 | 16-May-2022 | 2. 14A Executive Compensation | Management | Y | N | A |
| GENCO SHIPPING & TRADING LIMITED | GNK | Y2685T131 | 16-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | N | A |
| CROSS COUNTRY HEALTHCARE, INC. | CCRN | 227483104 | 17-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| CROSS COUNTRY HEALTHCARE, INC. | CCRN | 227483104 | 17-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| CROSS COUNTRY HEALTHCARE, INC. | CCRN | 227483104 | 17-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| CROSS COUNTRY HEALTHCARE, INC. | CCRN | 227483104 | 17-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| CROSS COUNTRY HEALTHCARE, INC. | CCRN | 227483104 | 17-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| CROSS COUNTRY HEALTHCARE, INC. | CCRN | 227483104 | 17-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| CROSS COUNTRY HEALTHCARE, INC. | CCRN | 227483104 | 17-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| CROSS COUNTRY HEALTHCARE, INC. | CCRN | 227483104 | 17-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| CROSS COUNTRY HEALTHCARE, INC. | CCRN | 227483104 | 17-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| CROSS COUNTRY HEALTHCARE, INC. | CCRN | 227483104 | 17-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | KNX | 499049104 | 17-May-2022 | 1. Election of Directors | Management | Y | F | F |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | KNX | 499049104 | 17-May-2022 | 1. Election of Directors | Management | Y | F | F |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | KNX | 499049104 | 17-May-2022 | 1. Election of Directors | Management | Y | F | F |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | KNX | 499049104 | 17-May-2022 | 1. Election of Directors | Management | Y | F | F |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | KNX | 499049104 | 17-May-2022 | 1. Election of Directors | Management | Y | F | F |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | KNX | 499049104 | 17-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | KNX | 499049104 | 17-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | KNX | 499049104 | 17-May-2022 | 4. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| UPSTART HOLDINGS, INC. | UPST | 91680M107 | 17-May-2022 | 1. Election of Directors | Management | Y | F | F |
| UPSTART HOLDINGS, INC. | UPST | 91680M107 | 17-May-2022 | 1. Election of Directors | Management | Y | F | F |
| UPSTART HOLDINGS, INC. | UPST | 91680M107 | 17-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| UPSTART HOLDINGS, INC. | UPST | 91680M107 | 17-May-2022 | 3. 14A Executive Compensation Vote Frequency | Management | Y | F | A |
| EVERI HOLDINGS INC. | EVRI | 30034T103 | 18-May-2022 | 1. Election of Directors | Management | Y | | A |
| EVERI HOLDINGS INC. | EVRI | 30034T103 | 18-May-2022 | 1. Election of Directors | Management | Y | | A |
| EVERI HOLDINGS INC. | EVRI | 30034T103 | 18-May-2022 | 2. 14A Executive Compensation | Management | Y | | A |
| EVERI HOLDINGS INC. | EVRI | 30034T103 | 18-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | | A |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | 4. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 1K. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 1L. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 1M. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 1N. Election of Directors (Majority Voting) | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 4. Adopt Omnibus Stock Option Plan | Management | Y | F | F |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 5. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 6. S/H Proposal - Establish Independent Chairman | Shareholder | Y | F | A |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 7. S/H Proposal - Report on Charitable Contributions | Shareholder | Y | F | A |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 8. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 9. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | 10. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| WORLD WRESTLING ENTERTAINMENT, INC. | WWE | 98156Q108 | 19-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WORLD WRESTLING ENTERTAINMENT, INC. | WWE | 98156Q108 | 19-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WORLD WRESTLING ENTERTAINMENT, INC. | WWE | 98156Q108 | 19-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WORLD WRESTLING ENTERTAINMENT, INC. | WWE | 98156Q108 | 19-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WORLD WRESTLING ENTERTAINMENT, INC. | WWE | 98156Q108 | 19-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WORLD WRESTLING ENTERTAINMENT, INC. | WWE | 98156Q108 | 19-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WORLD WRESTLING ENTERTAINMENT, INC. | WWE | 98156Q108 | 19-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WORLD WRESTLING ENTERTAINMENT, INC. | WWE | 98156Q108 | 19-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WORLD WRESTLING ENTERTAINMENT, INC. | WWE | 98156Q108 | 19-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WORLD WRESTLING ENTERTAINMENT, INC. | WWE | 98156Q108 | 19-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WORLD WRESTLING ENTERTAINMENT, INC. | WWE | 98156Q108 | 19-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WORLD WRESTLING ENTERTAINMENT, INC. | WWE | 98156Q108 | 19-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WORLD WRESTLING ENTERTAINMENT, INC. | WWE | 98156Q108 | 19-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| WORLD WRESTLING ENTERTAINMENT, INC. | WWE | 98156Q108 | 19-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| ARES CAPITAL CORPORATION | ARCC | 04010L103 | 19-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | N | A |
| ARES CAPITAL CORPORATION | ARCC | 04010L103 | 19-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | N | A |
| ARES CAPITAL CORPORATION | ARCC | 04010L103 | 19-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | N | A |
| ARES CAPITAL CORPORATION | ARCC | 04010L103 | 19-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | N | A |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 1K. Election of Directors (Majority Voting) | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 1L. Election of Directors (Majority Voting) | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 1M. Election of Directors (Majority Voting) | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| MACY’S INC. | M | 55616P104 | 20-May-2022 | 4. Adopt Employee Stock Purchase Plan | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 20-May-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 20-May-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 20-May-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 20-May-2022 | 1.4 Election of Directors (Majority Voting) | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 20-May-2022 | 1.5 Election of Directors (Majority Voting) | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 20-May-2022 | 1.6 Election of Directors (Majority Voting) | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 20-May-2022 | 1.7 Election of Directors (Majority Voting) | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 20-May-2022 | 1.8 Election of Directors (Majority Voting) | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 20-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 20-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| HUB GROUP, INC. | HUBG | 443320106 | 24-May-2022 | 1. Election of Directors | Management | Y | F | F |
| HUB GROUP, INC. | HUBG | 443320106 | 24-May-2022 | 1. Election of Directors | Management | Y | F | F |
| HUB GROUP, INC. | HUBG | 443320106 | 24-May-2022 | 1. Election of Directors | Management | Y | F | F |
| HUB GROUP, INC. | HUBG | 443320106 | 24-May-2022 | 1. Election of Directors | Management | Y | F | F |
| HUB GROUP, INC. | HUBG | 443320106 | 24-May-2022 | 1. Election of Directors | Management | Y | F | F |
| HUB GROUP, INC. | HUBG | 443320106 | 24-May-2022 | 1. Election of Directors | Management | Y | F | F |
| HUB GROUP, INC. | HUBG | 443320106 | 24-May-2022 | 1. Election of Directors | Management | Y | F | F |
| HUB GROUP, INC. | HUBG | 443320106 | 24-May-2022 | 1. Election of Directors | Management | Y | F | F |
| HUB GROUP, INC. | HUBG | 443320106 | 24-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| HUB GROUP, INC. | HUBG | 443320106 | 24-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| HUB GROUP, INC. | HUBG | 443320106 | 24-May-2022 | 4. Approve Stock Compensation Plan | Management | Y | F | F |
| COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | 25-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | 25-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | 25-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | 25-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | 25-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| TOWNEBANK | TOWN | 89214P109 | 25-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| TOWNEBANK | TOWN | 89214P109 | 25-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| TOWNEBANK | TOWN | 89214P109 | 25-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| TOWNEBANK | TOWN | 89214P109 | 25-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| TOWNEBANK | TOWN | 89214P109 | 25-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| TOWNEBANK | TOWN | 89214P109 | 25-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| TOWNEBANK | TOWN | 89214P109 | 25-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| TOWNEBANK | TOWN | 89214P109 | 25-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| TOWNEBANK | TOWN | 89214P109 | 25-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| TOWNEBANK | TOWN | 89214P109 | 25-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| DIODES INCORPORATED | DIOD | 254543101 | 25-May-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| DIODES INCORPORATED | DIOD | 254543101 | 25-May-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| DIODES INCORPORATED | DIOD | 254543101 | 25-May-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | F |
| DIODES INCORPORATED | DIOD | 254543101 | 25-May-2022 | 1.4 Election of Directors (Majority Voting) | Management | Y | F | F |
| DIODES INCORPORATED | DIOD | 254543101 | 25-May-2022 | 1.5 Election of Directors (Majority Voting) | Management | Y | F | F |
| DIODES INCORPORATED | DIOD | 254543101 | 25-May-2022 | 1.6 Election of Directors (Majority Voting) | Management | Y | F | F |
| DIODES INCORPORATED | DIOD | 254543101 | 25-May-2022 | 1.7 Election of Directors (Majority Voting) | Management | Y | F | F |
| DIODES INCORPORATED | DIOD | 254543101 | 25-May-2022 | 2. Approve Stock Compensation Plan | Management | Y | F | F |
| DIODES INCORPORATED | DIOD | 254543101 | 25-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| DIODES INCORPORATED | DIOD | 254543101 | 25-May-2022 | 4. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| SPROUT SOCIAL, INC. | SPT | 85209W109 | 25-May-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| SPROUT SOCIAL, INC. | SPT | 85209W109 | 25-May-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| SPROUT SOCIAL, INC. | SPT | 85209W109 | 25-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| SPROUT SOCIAL, INC. | SPT | 85209W109 | 25-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| SPROUT SOCIAL, INC. | SPT | 85209W109 | 25-May-2022 | 4. 14A Executive Compensation Vote Frequency | Management | Y | F | A |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 1K. Election of Directors (Majority Voting) | Management | Y | F | F |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 4. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 5. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 6. S/H Proposal - Environmental | Shareholder | Y | F | A |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 7. S/H Proposal - Environmental | Shareholder | Y | F | A |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 8. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 9. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 25-May-2022 | 10. S/H Proposal - Political/Government | Shareholder | Y | F | A |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | F |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | 1.4 Election of Directors (Majority Voting) | Management | Y | F | F |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | 1.5 Election of Directors (Majority Voting) | Management | Y | F | F |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | 1.6 Election of Directors (Majority Voting) | Management | Y | F | F |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | 1.7 Election of Directors (Majority Voting) | Management | Y | F | F |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | 1.8 Election of Directors (Majority Voting) | Management | Y | F | F |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| MAXLINEAR, INC. | MXL | 57776J100 | 26-May-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| MAXLINEAR, INC. | MXL | 57776J100 | 26-May-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| MAXLINEAR, INC. | MXL | 57776J100 | 26-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| MAXLINEAR, INC. | MXL | 57776J100 | 26-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| WESCO INTERNATIONAL, INC. | WCC | 95082P105 | 26-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WESCO INTERNATIONAL, INC. | WCC | 95082P105 | 26-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WESCO INTERNATIONAL, INC. | WCC | 95082P105 | 26-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WESCO INTERNATIONAL, INC. | WCC | 95082P105 | 26-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WESCO INTERNATIONAL, INC. | WCC | 95082P105 | 26-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WESCO INTERNATIONAL, INC. | WCC | 95082P105 | 26-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WESCO INTERNATIONAL, INC. | WCC | 95082P105 | 26-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WESCO INTERNATIONAL, INC. | WCC | 95082P105 | 26-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WESCO INTERNATIONAL, INC. | WCC | 95082P105 | 26-May-2022 | 1. Election of Directors | Management | Y | F | F |
| WESCO INTERNATIONAL, INC. | WCC | 95082P105 | 26-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| WESCO INTERNATIONAL, INC. | WCC | 95082P105 | 26-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| SKECHERS U.S.A., INC. | SKX | 830566105 | 26-May-2022 | 1. Election of Directors | Management | Y | F | F |
| SKECHERS U.S.A., INC. | SKX | 830566105 | 26-May-2022 | 1. Election of Directors | Management | Y | F | F |
| SKECHERS U.S.A., INC. | SKX | 830566105 | 26-May-2022 | 1. Election of Directors | Management | Y | F | F |
| SKECHERS U.S.A., INC. | SKX | 830566105 | 26-May-2022 | 2. S/H Proposal - Environmental | Shareholder | Y | F | A |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 1. Election of Directors | Management | Y | F | F |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 1. Election of Directors | Management | Y | F | F |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 1. Election of Directors | Management | Y | F | F |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 1. Election of Directors | Management | Y | F | F |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 1. Election of Directors | Management | Y | F | F |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 1. Election of Directors | Management | Y | F | F |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 1. Election of Directors | Management | Y | F | F |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 1. Election of Directors | Management | Y | F | F |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 1. Election of Directors | Management | Y | F | F |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 1. Election of Directors | Management | Y | F | F |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 1. Election of Directors | Management | Y | F | F |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 4. Amend Incentive Stock Option Plan | Management | Y | F | F |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 5. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 6. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 7. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 8. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| LOWE’S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | 9. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 31-May-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 31-May-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 31-May-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 31-May-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 31-May-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 31-May-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 31-May-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 31-May-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 31-May-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 31-May-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 31-May-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 31-May-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 31-May-2022 | 1. Election of Directors | Management | Y | F | F |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 31-May-2022 | 1. Election of Directors | Management | Y | F | F |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 31-May-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 31-May-2022 | 3. 14A Executive Compensation Vote Frequency | Management | Y | F | A |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 31-May-2022 | 4. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| OLAPLEX HOLDINGS, INC. | OLPX | 679369108 | 01-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| OLAPLEX HOLDINGS, INC. | OLPX | 679369108 | 01-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| OLAPLEX HOLDINGS, INC. | OLPX | 679369108 | 01-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| OLAPLEX HOLDINGS, INC. | OLPX | 679369108 | 01-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| OLAPLEX HOLDINGS, INC. | OLPX | 679369108 | 01-Jun-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 01-Jun-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 01-Jun-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 01-Jun-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 01-Jun-2022 | 1.4 Election of Directors (Majority Voting) | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 01-Jun-2022 | 1.5 Election of Directors (Majority Voting) | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 01-Jun-2022 | 1.6 Election of Directors (Majority Voting) | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 01-Jun-2022 | 1.7 Election of Directors (Majority Voting) | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 01-Jun-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 01-Jun-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 1A. Election of Directors (Majority Voting) | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 1B. Election of Directors (Majority Voting) | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 1C. Election of Directors (Majority Voting) | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 1D. Election of Directors (Majority Voting) | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 1E. Election of Directors (Majority Voting) | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 1F. Election of Directors (Majority Voting) | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 1G. Election of Directors (Majority Voting) | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 1H. Election of Directors (Majority Voting) | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 1I. Election of Directors (Majority Voting) | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 1J. Election of Directors (Majority Voting) | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 1K. Election of Directors (Majority Voting) | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 1L. Election of Directors (Majority Voting) | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 1M. Election of Directors (Majority Voting) | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 4. Authorize Common Stock Increase | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | 5. Amend Incentive Stock Option Plan | Management | Y | F | F |
| FRESHWORKS INC. | FRSH | 358054104 | 02-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| FRESHWORKS INC. | FRSH | 358054104 | 02-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| FRESHWORKS INC. | FRSH | 358054104 | 02-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| FRESHWORKS INC. | FRSH | 358054104 | 02-Jun-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| PATTERSON-UTI ENERGY, INC. | PTEN | 703481101 | 02-Jun-2022 | 1. Election of Directors | Management | Y | N | A |
| PATTERSON-UTI ENERGY, INC. | PTEN | 703481101 | 02-Jun-2022 | 1. Election of Directors | Management | Y | N | A |
| PATTERSON-UTI ENERGY, INC. | PTEN | 703481101 | 02-Jun-2022 | 1. Election of Directors | Management | Y | N | A |
| PATTERSON-UTI ENERGY, INC. | PTEN | 703481101 | 02-Jun-2022 | 1. Election of Directors | Management | Y | N | A |
| PATTERSON-UTI ENERGY, INC. | PTEN | 703481101 | 02-Jun-2022 | 1. Election of Directors | Management | Y | N | A |
| PATTERSON-UTI ENERGY, INC. | PTEN | 703481101 | 02-Jun-2022 | 1. Election of Directors | Management | Y | N | A |
| PATTERSON-UTI ENERGY, INC. | PTEN | 703481101 | 02-Jun-2022 | 1. Election of Directors | Management | Y | N | A |
| PATTERSON-UTI ENERGY, INC. | PTEN | 703481101 | 02-Jun-2022 | 1. Election of Directors | Management | Y | N | A |
| PATTERSON-UTI ENERGY, INC. | PTEN | 703481101 | 02-Jun-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | N | A |
| PATTERSON-UTI ENERGY, INC. | PTEN | 703481101 | 02-Jun-2022 | 3. 14A Executive Compensation | Management | Y | N | A |
| CLOUDFLARE, INC. | NET | 18915M107 | 02-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| CLOUDFLARE, INC. | NET | 18915M107 | 02-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| CLOUDFLARE, INC. | NET | 18915M107 | 02-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| CLOUDFLARE, INC. | NET | 18915M107 | 02-Jun-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| CLOUDFLARE, INC. | NET | 18915M107 | 02-Jun-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| CLOUDFLARE, INC. | NET | 18915M107 | 02-Jun-2022 | 4. Approve Option Grants | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 3. Amend Stock Compensation Plan | Management | Y | F | F |
| G-III APPAREL GROUP, LTD. | GIII | 36237H101 | 09-Jun-2022 | 4. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| IMPINJ, INC. | PI | 453204109 | 09-Jun-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | A |
| IMPINJ, INC. | PI | 453204109 | 09-Jun-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | A |
| IMPINJ, INC. | PI | 453204109 | 09-Jun-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | A |
| IMPINJ, INC. | PI | 453204109 | 09-Jun-2022 | 1.4 Election of Directors (Majority Voting) | Management | Y | F | A |
| IMPINJ, INC. | PI | 453204109 | 09-Jun-2022 | 1.5 Election of Directors (Majority Voting) | Management | Y | F | A |
| IMPINJ, INC. | PI | 453204109 | 09-Jun-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | A |
| IMPINJ, INC. | PI | 453204109 | 09-Jun-2022 | 3. 14A Executive Compensation | Management | Y | F | A |
| IMPINJ, INC. | PI | 453204109 | 09-Jun-2022 | 4. 14A Executive Compensation Vote Frequency | Management | Y | F | A |
| IMPINJ, INC. | PI | 453204109 | 09-Jun-2022 | 5. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| REVOLVE GROUP, INC. | RVLV | 76156B107 | 10-Jun-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| REVOLVE GROUP, INC. | RVLV | 76156B107 | 10-Jun-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| REVOLVE GROUP, INC. | RVLV | 76156B107 | 10-Jun-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | F |
| REVOLVE GROUP, INC. | RVLV | 76156B107 | 10-Jun-2022 | 1.4 Election of Directors (Majority Voting) | Management | Y | F | F |
| REVOLVE GROUP, INC. | RVLV | 76156B107 | 10-Jun-2022 | 1.5 Election of Directors (Majority Voting) | Management | Y | F | F |
| REVOLVE GROUP, INC. | RVLV | 76156B107 | 10-Jun-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| REVOLVE GROUP, INC. | RVLV | 76156B107 | 10-Jun-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| REVOLVE GROUP, INC. | RVLV | 76156B107 | 10-Jun-2022 | 4. 14A Executive Compensation Vote Frequency | Management | Y | F | A |
| BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R107 | 14-Jun-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R107 | 14-Jun-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R107 | 14-Jun-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R107 | 14-Jun-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R107 | 14-Jun-2022 | 4. S/H Proposal - Corporate Governance | Shareholder | Y | F | A |
| EAGLE BULK SHIPPING INC. | EGLE | Y2187A150 | 14-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| EAGLE BULK SHIPPING INC. | EGLE | Y2187A150 | 14-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| EAGLE BULK SHIPPING INC. | EGLE | Y2187A150 | 14-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| EAGLE BULK SHIPPING INC. | EGLE | Y2187A150 | 14-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| EAGLE BULK SHIPPING INC. | EGLE | Y2187A150 | 14-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| EAGLE BULK SHIPPING INC. | EGLE | Y2187A150 | 14-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| EAGLE BULK SHIPPING INC. | EGLE | Y2187A150 | 14-Jun-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| EAGLE BULK SHIPPING INC. | EGLE | Y2187A150 | 14-Jun-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| EAGLE BULK SHIPPING INC. | EGLE | Y2187A150 | 14-Jun-2022 | 4. Amend Stock Compensation Plan | Management | Y | F | F |
| OXFORD INDUSTRIES, INC. | OXM | 691497309 | 14-Jun-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| OXFORD INDUSTRIES, INC. | OXM | 691497309 | 14-Jun-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| OXFORD INDUSTRIES, INC. | OXM | 691497309 | 14-Jun-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | F |
| OXFORD INDUSTRIES, INC. | OXM | 691497309 | 14-Jun-2022 | 2. Approve Stock Compensation Plan | Management | Y | F | F |
| OXFORD INDUSTRIES, INC. | OXM | 691497309 | 14-Jun-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| OXFORD INDUSTRIES, INC. | OXM | 691497309 | 14-Jun-2022 | 4. 14A Executive Compensation | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 15-Jun-2022 | 1a. Election of Directors (Majority Voting) | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 15-Jun-2022 | 1b. Election of Directors (Majority Voting) | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 15-Jun-2022 | 1c. Election of Directors (Majority Voting) | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 15-Jun-2022 | 1d. Election of Directors (Majority Voting) | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 15-Jun-2022 | 1e. Election of Directors (Majority Voting) | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 15-Jun-2022 | 1f. Election of Directors (Majority Voting) | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 15-Jun-2022 | 1g. Election of Directors (Majority Voting) | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 15-Jun-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 15-Jun-2022 | 3. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 16-Jun-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 16-Jun-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 16-Jun-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | F |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 16-Jun-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 16-Jun-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| GITLAB INC. | GTLB | 37637K108 | 17-Jun-2022 | 1a. Election of Directors (Majority Voting) | Management | Y | F | F |
| GITLAB INC. | GTLB | 37637K108 | 17-Jun-2022 | 1b. Election of Directors (Majority Voting) | Management | Y | F | F |
| GITLAB INC. | GTLB | 37637K108 | 17-Jun-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 23-Jun-2022 | 1a. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 23-Jun-2022 | 1b. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 23-Jun-2022 | 1c. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 23-Jun-2022 | 1d. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 23-Jun-2022 | 1e. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 23-Jun-2022 | 1f. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 23-Jun-2022 | 1g. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 23-Jun-2022 | 1h. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 23-Jun-2022 | 1i. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 23-Jun-2022 | 1j. Election of Directors (Majority Voting) | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 23-Jun-2022 | 2. 14A Executive Compensation | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 23-Jun-2022 | 3. Amend Employee Stock Purchase Plan | Management | Y | F | F |
| MARVELL TECHNOLOGY, INC. | MRVL | 573874104 | 23-Jun-2022 | 4. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | 1.1 Election of Directors (Majority Voting) | Management | Y | F | F |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | 1.2 Election of Directors (Majority Voting) | Management | Y | F | F |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | 1.3 Election of Directors (Majority Voting) | Management | Y | F | F |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | 1.4 Election of Directors (Majority Voting) | Management | Y | F | F |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | 1.5 Election of Directors (Majority Voting) | Management | Y | F | F |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | 1.6 Election of Directors (Majority Voting) | Management | Y | F | F |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | 1.7 Election of Directors (Majority Voting) | Management | Y | F | F |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | 1.8 Election of Directors (Majority Voting) | Management | Y | F | F |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | 3. 14A Executive Compensation | Management | Y | F | F |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 29-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 29-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 29-Jun-2022 | 1. Election of Directors | Management | Y | F | F |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 29-Jun-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
| BRAZE, INC. | BRZE | 10576N102 | 30-Jun-2022 | 1a. Election of Directors (Majority Voting) | Management | Y | F | F |
| BRAZE, INC. | BRZE | 10576N102 | 30-Jun-2022 | 1b. Election of Directors (Majority Voting) | Management | Y | F | F |
| BRAZE, INC. | BRZE | 10576N102 | 30-Jun-2022 | 2. Ratify Appointment of Independent Auditors | Management | Y | F | F |
==================== ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF ====================
| Fund Name | | Company Name | | Ticker | | Primary CUSIP | | Meeting Date | | Proposal Number | | Proposal Text | | Proponent | | Voted | | Management Recommendation | | Vote Instruction |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | RH | | RH | | 74967X103 | | 07/15/2021 | | 1.1 | | Elect Director Gary Friedman | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | RH | | RH | | 74967X103 | | 07/15/2021 | | 1.2 | | Elect Director Carlos Alberini | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | RH | | RH | | 74967X103 | | 07/15/2021 | | 1.3 | | Elect Director Keith Belling | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | RH | | RH | | 74967X103 | | 07/15/2021 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | RH | | RH | | 74967X103 | | 07/15/2021 | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EQT Corporation | | EQT | | 26884L109 | | 07/16/2021 | | 1 | | Issue Shares in Connection with Acquisition | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EQT Corporation | | EQT | | 26884L109 | | 07/16/2021 | | 2 | | Adjourn Meeting | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Drainage Systems, Inc. | | WMS | | 00790R104 | | 07/22/2021 | | 1a | | Elect Director Anesa T. Chaibi | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Drainage Systems, Inc. | | WMS | | 00790R104 | | 07/22/2021 | | 1b | | Elect Director Robert M. Eversole | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Drainage Systems, Inc. | | WMS | | 00790R104 | | 07/22/2021 | | 1c | | Elect Director Alexander R. Fischer | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Drainage Systems, Inc. | | WMS | | 00790R104 | | 07/22/2021 | | 1d | | Elect Director M.A. (Mark) Haney | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Drainage Systems, Inc. | | WMS | | 00790R104 | | 07/22/2021 | | 1e | | Elect Director Anil Seetharam | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Drainage Systems, Inc. | | WMS | | 00790R104 | | 07/22/2021 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Drainage Systems, Inc. | | WMS | | 00790R104 | | 07/22/2021 | | 3 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Drainage Systems, Inc. | | WMS | | 00790R104 | | 07/22/2021 | | 4 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | AMERCO | | UHAL | | 023586100 | | 08/19/2021 | | 1.1 | | Elect Director Edward J. “Joe” Shoen | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | AMERCO | | UHAL | | 023586100 | | 08/19/2021 | | 1.2 | | Elect Director James E. Acridge | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | AMERCO | | UHAL | | 023586100 | | 08/19/2021 | | 1.3 | | Elect Director John P. Brogan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | AMERCO | | UHAL | | 023586100 | | 08/19/2021 | | 1.4 | | Elect Director James J. Grogan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | AMERCO | | UHAL | | 023586100 | | 08/19/2021 | | 1.5 | | Elect Director Richard J. Herrera | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | AMERCO | | UHAL | | 023586100 | | 08/19/2021 | | 1.6 | | Elect Director Karl A. Schmidt | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | AMERCO | | UHAL | | 023586100 | | 08/19/2021 | | 1.7 | | Elect Director Roberta R. Shank | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | AMERCO | | UHAL | | 023586100 | | 08/19/2021 | | 1.8 | | Elect Director Samuel J. Shoen | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | AMERCO | | UHAL | | 023586100 | | 08/19/2021 | | 2 | | Ratify BDO USA, LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | AMERCO | | UHAL | | 023586100 | | 08/19/2021 | | 3 | | Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2021 | | Share Holder | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Zscaler, Inc. | | ZS | | 98980G102 | | 01/05/2022 | | 1.1 | | Elect Director Karen Blasing | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Zscaler, Inc. | | ZS | | 98980G102 | | 01/05/2022 | | 1.2 | | Elect Director Charles Giancarlo | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Zscaler, Inc. | | ZS | | 98980G102 | | 01/05/2022 | | 1.3 | | Elect Director Eileen Naughton | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Zscaler, Inc. | | ZS | | 98980G102 | | 01/05/2022 | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Zscaler, Inc. | | ZS | | 98980G102 | | 01/05/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 1a | | Elect Director Eve Burton | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 1b | | Elect Director Scott D. Cook | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 1c | | Elect Director Richard L. Dalzell | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 1d | | Elect Director Sasan K. Goodarzi | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 1e | | Elect Director Deborah Liu | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 1f | | Elect Director Tekedra Mawakana | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 1g | | Elect Director Suzanne Nora Johnson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 1h | | Elect Director Dennis D. Powell | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 1i | | Elect Director Brad D. Smith | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 1j | | Elect Director Thomas Szkutak | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 1k | | Elect Director Raul Vazquez | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 1l | | Elect Director Jeff Weiner | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 3 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Intuit Inc. | | INTU | | 461202103 | | 01/20/2022 | | 4 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Toll Brothers, Inc. | | TOL | | 889478103 | | 03/08/2022 | | 1.1 | | Elect Director Douglas C. Yearley, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Toll Brothers, Inc. | | TOL | | 889478103 | | 03/08/2022 | | 1.2 | | Elect Director Stephen F. East | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Toll Brothers, Inc. | | TOL | | 889478103 | | 03/08/2022 | | 1.3 | | Elect Director Christine N. Garvey | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Toll Brothers, Inc. | | TOL | | 889478103 | | 03/08/2022 | | 1.4 | | Elect Director Karen H. Grimes | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Toll Brothers, Inc. | | TOL | | 889478103 | | 03/08/2022 | | 1.5 | | Elect Director Derek T. Kan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Toll Brothers, Inc. | | TOL | | 889478103 | | 03/08/2022 | | 1.6 | | Elect Director Carl B. Marbach | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Toll Brothers, Inc. | | TOL | | 889478103 | | 03/08/2022 | | 1.7 | | Elect Director John A. McLean | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Toll Brothers, Inc. | | TOL | | 889478103 | | 03/08/2022 | | 1.8 | | Elect Director Wendell E. Pritchett | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Toll Brothers, Inc. | | TOL | | 889478103 | | 03/08/2022 | | 1.9 | | Elect Director Paul E. Shapiro | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Toll Brothers, Inc. | | TOL | | 889478103 | | 03/08/2022 | | 1.10 | | Elect Director Scott D. Stowell | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Toll Brothers, Inc. | | TOL | | 889478103 | | 03/08/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Toll Brothers, Inc. | | TOL | | 889478103 | | 03/08/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/04/2022 | | 1a | | Elect Director Diane M. Bryant | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/04/2022 | | 1b | | Elect Director Gayla J. Delly | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/04/2022 | | 1c | | Elect Director Raul J. Fernandez | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/04/2022 | | 1d | | Elect Director Eddy W. Hartenstein | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/04/2022 | | 1e | | Elect Director Check Kian Low | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/04/2022 | | 1f | | Elect Director Justine F. Page | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/04/2022 | | 1g | | Elect Director Henry Samueli | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/04/2022 | | 1h | | Elect Director Hock E. Tan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/04/2022 | | 1i | | Elect Director Harry L. You | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/04/2022 | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/04/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Synopsys, Inc. | | SNPS | | 871607107 | | 04/12/2022 | | 1a | | Elect Director Aart J. de Geus | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Synopsys, Inc. | | SNPS | | 871607107 | | 04/12/2022 | | 1b | | Elect Director Janice D. Chaffin | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Synopsys, Inc. | | SNPS | | 871607107 | | 04/12/2022 | | 1c | | Elect Director Bruce R. Chizen | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Synopsys, Inc. | | SNPS | | 871607107 | | 04/12/2022 | | 1d | | Elect Director Mercedes Johnson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Synopsys, Inc. | | SNPS | | 871607107 | | 04/12/2022 | | 1e | | Elect Director Chrysostomos L. “Max” Nikias | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Synopsys, Inc. | | SNPS | | 871607107 | | 04/12/2022 | | 1f | | Elect Director Jeannine P. Sargent | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Synopsys, Inc. | | SNPS | | 871607107 | | 04/12/2022 | | 1g | | Elect Director John G. Schwarz | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Synopsys, Inc. | | SNPS | | 871607107 | | 04/12/2022 | | 1h | | Elect Director Roy Vallee | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Synopsys, Inc. | | SNPS | | 871607107 | | 04/12/2022 | | 2 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Synopsys, Inc. | | SNPS | | 871607107 | | 04/12/2022 | | 3 | | Amend Qualified Employee Stock Purchase Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Synopsys, Inc. | | SNPS | | 871607107 | | 04/12/2022 | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Synopsys, Inc. | | SNPS | | 871607107 | | 04/12/2022 | | 5 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Synopsys, Inc. | | SNPS | | 871607107 | | 04/12/2022 | | 6 | | Provide Right to Act by Written Consent | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EOG Resources, Inc. | | EOG | | 26875P101 | | 04/20/2022 | | 1a | | Elect Director Janet F. Clark | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EOG Resources, Inc. | | EOG | | 26875P101 | | 04/20/2022 | | 1b | | Elect Director Charles R. Crisp | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EOG Resources, Inc. | | EOG | | 26875P101 | | 04/20/2022 | | 1c | | Elect Director Robert P. Daniels | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EOG Resources, Inc. | | EOG | | 26875P101 | | 04/20/2022 | | 1d | | Elect Director James C. Day | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EOG Resources, Inc. | | EOG | | 26875P101 | | 04/20/2022 | | 1e | | Elect Director C. Christopher Gaut | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EOG Resources, Inc. | | EOG | | 26875P101 | | 04/20/2022 | | 1f | | Elect Director Michael T. Kerr | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EOG Resources, Inc. | | EOG | | 26875P101 | | 04/20/2022 | | 1g | | Elect Director Julie J. Robertson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EOG Resources, Inc. | | EOG | | 26875P101 | | 04/20/2022 | | 1h | | Elect Director Donald F. Textor | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EOG Resources, Inc. | | EOG | | 26875P101 | | 04/20/2022 | | 1i | | Elect Director William R. Thomas | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EOG Resources, Inc. | | EOG | | 26875P101 | | 04/20/2022 | | 1j | | Elect Director Ezra Y. Yacob | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EOG Resources, Inc. | | EOG | | 26875P101 | | 04/20/2022 | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EOG Resources, Inc. | | EOG | | 26875P101 | | 04/20/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Williams Companies, Inc. | | WMB | | 969457100 | | 04/26/2022 | | 1.1 | | Elect Director Alan S. Armstrong | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Williams Companies, Inc. | | WMB | | 969457100 | | 04/26/2022 | | 1.2 | | Elect Director Stephen W. Bergstrom | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Williams Companies, Inc. | | WMB | | 969457100 | | 04/26/2022 | | 1.3 | | Elect Director Nancy K. Buese | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Williams Companies, Inc. | | WMB | | 969457100 | | 04/26/2022 | | 1.4 | | Elect Director Michael A. Creel | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Williams Companies, Inc. | | WMB | | 969457100 | | 04/26/2022 | | 1.5 | | Elect Director Stacey H. Dore | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Williams Companies, Inc. | | WMB | | 969457100 | | 04/26/2022 | | 1.6 | | Elect Director Richard E. Muncrief | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Williams Companies, Inc. | | WMB | | 969457100 | | 04/26/2022 | | 1.7 | | Elect Director Peter A. Ragauss | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Williams Companies, Inc. | | WMB | | 969457100 | | 04/26/2022 | | 1.8 | | Elect Director Rose M. Robeson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Williams Companies, Inc. | | WMB | | 969457100 | | 04/26/2022 | | 1.9 | | Elect Director Scott D. Sheffield | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Williams Companies, Inc. | | WMB | | 969457100 | | 04/26/2022 | | 1.10 | | Elect Director Murray D. Smith | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Williams Companies, Inc. | | WMB | | 969457100 | | 04/26/2022 | | 1.11 | | Elect Director William H. Spence | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Williams Companies, Inc. | | WMB | | 969457100 | | 04/26/2022 | | 1.12 | | Elect Director Jesse J. Tyson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Williams Companies, Inc. | | WMB | | 969457100 | | 04/26/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Williams Companies, Inc. | | WMB | | 969457100 | | 04/26/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Brixmor Property Group Inc. | | BRX | | 11120U105 | | 04/27/2022 | | 1.1 | | Elect Director James M. Taylor, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Brixmor Property Group Inc. | | BRX | | 11120U105 | | 04/27/2022 | | 1.2 | | Elect Director John G. Schreiber | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Brixmor Property Group Inc. | | BRX | | 11120U105 | | 04/27/2022 | | 1.3 | | Elect Director Michael Berman | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Brixmor Property Group Inc. | | BRX | | 11120U105 | | 04/27/2022 | | 1.4 | | Elect Director Julie Bowerman | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Brixmor Property Group Inc. | | BRX | | 11120U105 | | 04/27/2022 | | 1.5 | | Elect Director Sheryl M. Crosland | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Brixmor Property Group Inc. | | BRX | | 11120U105 | | 04/27/2022 | | 1.6 | | Elect Director Thomas W. Dickson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Brixmor Property Group Inc. | | BRX | | 11120U105 | | 04/27/2022 | | 1.7 | | Elect Director Daniel B. Hurwitz | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Brixmor Property Group Inc. | | BRX | | 11120U105 | | 04/27/2022 | | 1.8 | | Elect Director Sandra A. J. Lawrence | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Brixmor Property Group Inc. | | BRX | | 11120U105 | | 04/27/2022 | | 1.9 | | Elect Director William D. Rahm | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Brixmor Property Group Inc. | | BRX | | 11120U105 | | 04/27/2022 | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Brixmor Property Group Inc. | | BRX | | 11120U105 | | 04/27/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Brixmor Property Group Inc. | | BRX | | 11120U105 | | 04/27/2022 | | 4 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Entegris, Inc. | | ENTG | | 29362U104 | | 04/27/2022 | | 1a | | Elect Director Michael A. Bradley | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Entegris, Inc. | | ENTG | | 29362U104 | | 04/27/2022 | | 1b | | Elect Director Rodney Clark | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Entegris, Inc. | | ENTG | | 29362U104 | | 04/27/2022 | | 1c | | Elect Director James F. Gentilcore | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Entegris, Inc. | | ENTG | | 29362U104 | | 04/27/2022 | | 1d | | Elect Director Yvette Kanouff | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Entegris, Inc. | | ENTG | | 29362U104 | | 04/27/2022 | | 1e | | Elect Director James P. Lederer | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Entegris, Inc. | | ENTG | | 29362U104 | | 04/27/2022 | | 1f | | Elect Director Bertrand Loy | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Entegris, Inc. | | ENTG | | 29362U104 | | 04/27/2022 | | 1g | | Elect Director Paul L.H. Olson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Entegris, Inc. | | ENTG | | 29362U104 | | 04/27/2022 | | 1h | | Elect Director Azita Saleki-Gerhardt | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Entegris, Inc. | | ENTG | | 29362U104 | | 04/27/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Entegris, Inc. | | ENTG | | 29362U104 | | 04/27/2022 | | 3 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 04/27/2022 | | 1a | | Elect Director Evan Bayh | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 04/27/2022 | | 1b | | Elect Director Charles E. Bunch | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 04/27/2022 | | 1c | | Elect Director Edward G. Galante | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 04/27/2022 | | 1d | | Elect Director Kim K.W. Rucker | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 04/27/2022 | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 04/27/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 04/27/2022 | | 4 | | Declassify the Board of Directors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 04/27/2022 | | 5 | | Eliminate Supermajority Voting Provisions | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 04/27/2022 | | 6 | | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 04/27/2022 | | 7 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 04/27/2022 | | 8 | | Amend Compensation Clawback Policy | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 04/27/2022 | | 9 | | Report on Climate Strategy Consistent with ILO’s “Just Transition Guidelines” | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Signature Bank | | SBNY | | 82669G104 | | 04/27/2022 | | 1.1 | | Elect Director Derrick D. Cephas | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Signature Bank | | SBNY | | 82669G104 | | 04/27/2022 | | 1.2 | | Elect Director Judith A. Huntington | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Signature Bank | | SBNY | | 82669G104 | | 04/27/2022 | | 1.3 | | Elect Director Eric R. Howell | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Signature Bank | | SBNY | | 82669G104 | | 04/27/2022 | | 2 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Signature Bank | | SBNY | | 82669G104 | | 04/27/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Signature Bank | | SBNY | | 82669G104 | | 04/27/2022 | | 4 | | Authorize Share Repurchase Program | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Signature Bank | | SBNY | | 82669G104 | | 04/27/2022 | | 5 | | Declassify the Board of Directors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Littelfuse, Inc. | | LFUS | | 537008104 | | 04/28/2022 | | 1a | | Elect Director Kristina A. Cerniglia | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Littelfuse, Inc. | | LFUS | | 537008104 | | 04/28/2022 | | 1b | | Elect Director Tzau-Jin Chung | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Littelfuse, Inc. | | LFUS | | 537008104 | | 04/28/2022 | | 1c | | Elect Director Cary T. Fu | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Littelfuse, Inc. | | LFUS | | 537008104 | | 04/28/2022 | | 1d | | Elect Director Maria C. Green | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Littelfuse, Inc. | | LFUS | | 537008104 | | 04/28/2022 | | 1e | | Elect Director Anthony Grillo | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Littelfuse, Inc. | | LFUS | | 537008104 | | 04/28/2022 | | 1f | | Elect Director David W. Heinzmann | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Littelfuse, Inc. | | LFUS | | 537008104 | | 04/28/2022 | | 1g | | Elect Director Gordon Hunter | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Littelfuse, Inc. | | LFUS | | 537008104 | | 04/28/2022 | | 1h | | Elect Director William P. Noglows | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Littelfuse, Inc. | | LFUS | | 537008104 | | 04/28/2022 | | 1i | | Elect Director Nathan Zommer | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Littelfuse, Inc. | | LFUS | | 537008104 | | 04/28/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Littelfuse, Inc. | | LFUS | | 537008104 | | 04/28/2022 | | 3 | | Ratify Grant Thornton LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 1a | | Elect Director Thomas J. Baltimore | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 1b | | Elect Director Charlene Barshefsky | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 1c | | Elect Director John J. Brennan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 1d | | Elect Director Peter Chernin | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 1e | | Elect Director Ralph de la Vega | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 1f | | Elect Director Michael O. Leavitt | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 1g | | Elect Director Theodore J. Leonsis | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 1h | | Elect Director Karen L. Parkhill | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 1i | | Elect Director Charles E. Phillips | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 1j | | Elect Director Lynn A. Pike | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 1k | | Elect Director Stephen J. Squeri | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 1l | | Elect Director Daniel L. Vasella | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 1m | | Elect Director Lisa W. Wardell | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 1n | | Elect Director Christopher D. Young | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | American Express Company | | AXP | | 025816109 | | 05/03/2022 | | 4 | | Require Independent Board Chair | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 1.1 | | Elect Director Marco Alvera | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 1.2 | | Elect Director Jacques Esculier | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 1.3 | | Elect Director Gay Huey Evans | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 1.4 | | Elect Director William D. Green | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 1.5 | | Elect Director Stephanie C. Hill | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 1.6 | | Elect Director Rebecca Jacoby | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 1.7 | | Elect Director Robert P. Kelly | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 1.8 | | Elect Director Ian Paul Livingston | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 1.9 | | Elect Director Deborah D. McWhinney | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 1.10 | | Elect Director Maria R. Morris | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 1.11 | | Elect Director Douglas L. Peterson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 1.12 | | Elect Director Edward B. Rust, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 1.13 | | Elect Director Richard E. Thornburgh | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 1.14 | | Elect Director Gregory Washington | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | S&P Global Inc. | | SPGI | | 78409V104 | | 05/04/2022 | | 3 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 05/06/2022 | | 1.1 | | Elect Director James R. Anderson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 05/06/2022 | | 1.2 | | Elect Director Robin A. Abrams | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 05/06/2022 | | 1.3 | | Elect Director Mark E. Jensen | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 05/06/2022 | | 1.4 | | Elect Director Anjali Joshi | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 05/06/2022 | | 1.5 | | Elect Director James P. Lederer | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 05/06/2022 | | 1.6 | | Elect Director Krishna Rangasayee | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 05/06/2022 | | 1.7 | | Elect Director D. Jeffrey Richardson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 05/06/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 05/06/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Arthur J. Gallagher & Co. | | AJG | | 363576109 | | 05/10/2022 | | 1a | | Elect Director Sherry S. Barrat | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Arthur J. Gallagher & Co. | | AJG | | 363576109 | | 05/10/2022 | | 1b | | Elect Director William L. Bax | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Arthur J. Gallagher & Co. | | AJG | | 363576109 | | 05/10/2022 | | 1c | | Elect Director Teresa H. Clarke | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Arthur J. Gallagher & Co. | | AJG | | 363576109 | | 05/10/2022 | | 1d | | Elect Director D. John Coldman | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Arthur J. Gallagher & Co. | | AJG | | 363576109 | | 05/10/2022 | | 1e | | Elect Director J. Patrick Gallagher, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Arthur J. Gallagher & Co. | | AJG | | 363576109 | | 05/10/2022 | | 1f | | Elect Director David S. Johnson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Arthur J. Gallagher & Co. | | AJG | | 363576109 | | 05/10/2022 | | 1g | | Elect Director Kay W. McCurdy | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Arthur J. Gallagher & Co. | | AJG | | 363576109 | | 05/10/2022 | | 1h | | Elect Director Christopher C. Miskel | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Arthur J. Gallagher & Co. | | AJG | | 363576109 | | 05/10/2022 | | 1i | | Elect Director Ralph J. Nicoletti | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Arthur J. Gallagher & Co. | | AJG | | 363576109 | | 05/10/2022 | | 1j | | Elect Director Norman L. Rosenthal | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Arthur J. Gallagher & Co. | | AJG | | 363576109 | | 05/10/2022 | | 2 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Arthur J. Gallagher & Co. | | AJG | | 363576109 | | 05/10/2022 | | 3 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Arthur J. Gallagher & Co. | | AJG | | 363576109 | | 05/10/2022 | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 1a | | Elect Director Caroline Maury Devine | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 1b | | Elect Director Jody Freeman | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 1c | | Elect Director Gay Huey Evans | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 1d | | Elect Director Jeffrey A. Joerres | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 1e | | Elect Director Ryan M. Lance | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 1f | | Elect Director Timothy A. Leach | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 1g | | Elect Director William H. McRaven | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 1h | | Elect Director Sharmila Mulligan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 1i | | Elect Director Eric D. Mullins | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 1j | | Elect Director Arjun N. Murti | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 1k | | Elect Director Robert A. Niblock | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 1l | | Elect Director David T. Seaton | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 1m | | Elect Director R.A. Walker | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 4 | | Eliminate Supermajority Vote Requirement | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 5 | | Provide Right to Call Special Meeting | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 6 | | Provide Right to Call Special Meetings | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 7 | | Report on GHG Emissions Reduction Targets | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ConocoPhillips | | COP | | 20825C104 | | 05/10/2022 | | 8 | | Report on Lobbying Payments and Policy | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cheniere Energy, Inc. | | LNG | | 16411R208 | | 05/12/2022 | | 1a | | Elect Director G. Andrea Botta | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cheniere Energy, Inc. | | LNG | | 16411R208 | | 05/12/2022 | | 1b | | Elect Director Jack A. Fusco | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cheniere Energy, Inc. | | LNG | | 16411R208 | | 05/12/2022 | | 1c | | Elect Director Vicky A. Bailey | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cheniere Energy, Inc. | | LNG | | 16411R208 | | 05/12/2022 | | 1d | | Elect Director Patricia K. Collawn | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cheniere Energy, Inc. | | LNG | | 16411R208 | | 05/12/2022 | | 1e | | Elect Director David B. Kilpatrick | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cheniere Energy, Inc. | | LNG | | 16411R208 | | 05/12/2022 | | 1f | | Elect Director Lorraine Mitchelmore | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cheniere Energy, Inc. | | LNG | | 16411R208 | | 05/12/2022 | | 1g | | Elect Director Scott Peak | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cheniere Energy, Inc. | | LNG | | 16411R208 | | 05/12/2022 | | 1h | | Elect Director Donald F. Robillard, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cheniere Energy, Inc. | | LNG | | 16411R208 | | 05/12/2022 | | 1i | | Elect Director Neal A. Shear | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cheniere Energy, Inc. | | LNG | | 16411R208 | | 05/12/2022 | | 1j | | Elect Director Andrew J. Teno | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cheniere Energy, Inc. | | LNG | | 16411R208 | | 05/12/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cheniere Energy, Inc. | | LNG | | 16411R208 | | 05/12/2022 | | 3 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corporation | | APA | | 03743Q108 | | 05/13/2022 | | 1 | | Elect Director Annell R. Bay | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corporation | | APA | | 03743Q108 | | 05/13/2022 | | 2 | | Elect Director John J. Christmann, IV | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corporation | | APA | | 03743Q108 | | 05/13/2022 | | 3 | | Elect Director Juliet S. Ellis | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corporation | | APA | | 03743Q108 | | 05/13/2022 | | 4 | | Elect Director Charles W. Hooper | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corporation | | APA | | 03743Q108 | | 05/13/2022 | | 5 | | Elect Director Chansoo Joung | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corporation | | APA | | 03743Q108 | | 05/13/2022 | | 6 | | Elect Director John E. Lowe | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corporation | | APA | | 03743Q108 | | 05/13/2022 | | 7 | | Elect Director H. Lamar McKay | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corporation | | APA | | 03743Q108 | | 05/13/2022 | | 8 | | Elect Director Amy H. Nelson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corporation | | APA | | 03743Q108 | | 05/13/2022 | | 9 | | Elect Director Daniel W. Rabun | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corporation | | APA | | 03743Q108 | | 05/13/2022 | | 10 | | Elect Director Peter A. Ragauss | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corporation | | APA | | 03743Q108 | | 05/13/2022 | | 11 | | Elect Director David L. Stover | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corporation | | APA | | 03743Q108 | | 05/13/2022 | | 12 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corporation | | APA | | 03743Q108 | | 05/13/2022 | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/18/2022 | | 1a | | Elect Director John E. Caldwell | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/18/2022 | | 1b | | Elect Director Nora M. Denzel | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/18/2022 | | 1c | | Elect Director Mark Durcan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/18/2022 | | 1d | | Elect Director Michael P. Gregoire | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/18/2022 | | 1e | | Elect Director Joseph A. Householder | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/18/2022 | | 1f | | Elect Director John W. Marren | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/18/2022 | | 1g | | Elect Director Jon A. Olson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/18/2022 | | 1h | | Elect Director Lisa T. Su | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/18/2022 | | 1i | | Elect Director Abhi Y. Talwalkar | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/18/2022 | | 1j | | Elect Director Elizabeth W. Vanderslice | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/18/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/18/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/18/2022 | | 1.1 | | Elect Director Nancy A. Altobello | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/18/2022 | | 1.2 | | Elect Director Stanley L. Clark | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/18/2022 | | 1.3 | | Elect Director David P. Falck | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/18/2022 | | 1.4 | | Elect Director Edward G. Jepsen | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/18/2022 | | 1.5 | | Elect Director Rita S. Lane | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/18/2022 | | 1.6 | | Elect Director Robert A. Livingston | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/18/2022 | | 1.7 | | Elect Director Martin H. Loeffler | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/18/2022 | | 1.8 | | Elect Director R. Adam Norwitt | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/18/2022 | | 1.9 | | Elect Director Anne Clarke Wolff | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/18/2022 | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/18/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/18/2022 | | 4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | LPL Financial Holdings Inc. | | LPLA | | 50212V100 | | 05/18/2022 | | 1a | | Elect Director Dan H. Arnold | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | LPL Financial Holdings Inc. | | LPLA | | 50212V100 | | 05/18/2022 | | 1b | | Elect Director Edward C. Bernard | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | LPL Financial Holdings Inc. | | LPLA | | 50212V100 | | 05/18/2022 | | 1c | | Elect Director H. Paulett Eberhart | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | LPL Financial Holdings Inc. | | LPLA | | 50212V100 | | 05/18/2022 | | 1d | | Elect Director William F. Glavin, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | LPL Financial Holdings Inc. | | LPLA | | 50212V100 | | 05/18/2022 | | 1e | | Elect Director Allison H. Mnookin | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | LPL Financial Holdings Inc. | | LPLA | | 50212V100 | | 05/18/2022 | | 1f | | Elect Director Anne M. Mulcahy | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | LPL Financial Holdings Inc. | | LPLA | | 50212V100 | | 05/18/2022 | | 1g | | Elect Director James S. Putnam | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | LPL Financial Holdings Inc. | | LPLA | | 50212V100 | | 05/18/2022 | | 1h | | Elect Director Richard P. Schifter | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | LPL Financial Holdings Inc. | | LPLA | | 50212V100 | | 05/18/2022 | | 1i | | Elect Director Corey E. Thomas | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | LPL Financial Holdings Inc. | | LPLA | | 50212V100 | | 05/18/2022 | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | LPL Financial Holdings Inc. | | LPLA | | 50212V100 | | 05/18/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Continental Resources, Inc. | | CLR | | 212015101 | | 05/19/2022 | | 1.1 | | Elect Director William B. Berry | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Continental Resources, Inc. | | CLR | | 212015101 | | 05/19/2022 | | 1.2 | | Elect Director Harold G. Hamm | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Continental Resources, Inc. | | CLR | | 212015101 | | 05/19/2022 | | 1.3 | | Elect Director Shelly Lambertz | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Continental Resources, Inc. | | CLR | | 212015101 | | 05/19/2022 | | 1.4 | | Elect Director Ellis L. ‘Lon’ McCain | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Continental Resources, Inc. | | CLR | | 212015101 | | 05/19/2022 | | 1.5 | | Elect Director John T. McNabb, II | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Continental Resources, Inc. | | CLR | | 212015101 | | 05/19/2022 | | 1.6 | | Elect Director Mark E. Monroe | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Continental Resources, Inc. | | CLR | | 212015101 | | 05/19/2022 | | 1.7 | | Elect Director Timothy G. Taylor | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Continental Resources, Inc. | | CLR | | 212015101 | | 05/19/2022 | | 2 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Continental Resources, Inc. | | CLR | | 212015101 | | 05/19/2022 | | 3 | | Ratify Grant Thornton LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Continental Resources, Inc. | | CLR | | 212015101 | | 05/19/2022 | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Targa Resources Corp. | | TRGP | | 87612G101 | | 05/24/2022 | | 1.1 | | Elect Director Waters S. Davis, IV | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Targa Resources Corp. | | TRGP | | 87612G101 | | 05/24/2022 | | 1.2 | | Elect Director Rene R. Joyce | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Targa Resources Corp. | | TRGP | | 87612G101 | | 05/24/2022 | | 1.3 | | Elect Director Matthew J. Meloy | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Targa Resources Corp. | | TRGP | | 87612G101 | | 05/24/2022 | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Targa Resources Corp. | | TRGP | | 87612G101 | | 05/24/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/25/2022 | | 1a | | Elect Director Chadwick C. Deaton | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/25/2022 | | 1b | | Elect Director Marcela E. Donadio | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/25/2022 | | 1c | | Elect Director M. Elise Hyland | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/25/2022 | | 1d | | Elect Director Holli C. Ladhani | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/25/2022 | | 1e | | Elect Director Brent J. Smolik | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/25/2022 | | 1f | | Elect Director Lee M. Tillman | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/25/2022 | | 1g | | Elect Director J. Kent Wells | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/25/2022 | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/25/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ONEOK, Inc. | | OKE | | 682680103 | | 05/25/2022 | | 1.1 | | Elect Director Brian L. Derksen | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ONEOK, Inc. | | OKE | | 682680103 | | 05/25/2022 | | 1.2 | | Elect Director Julie H. Edwards | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ONEOK, Inc. | | OKE | | 682680103 | | 05/25/2022 | | 1.3 | | Elect Director John W. Gibson *Withdrawn Resolution* | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ONEOK, Inc. | | OKE | | 682680103 | | 05/25/2022 | | 1.4 | | Elect Director Mark W. Helderman | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ONEOK, Inc. | | OKE | | 682680103 | | 05/25/2022 | | 1.5 | | Elect Director Randall J. Larson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ONEOK, Inc. | | OKE | | 682680103 | | 05/25/2022 | | 1.6 | | Elect Director Steven J. Malcolm | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ONEOK, Inc. | | OKE | | 682680103 | | 05/25/2022 | | 1.7 | | Elect Director Jim W. Mogg | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ONEOK, Inc. | | OKE | | 682680103 | | 05/25/2022 | | 1.8 | | Elect Director Pattye L. Moore | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ONEOK, Inc. | | OKE | | 682680103 | | 05/25/2022 | | 1.9 | | Elect Director Pierce H. Norton, II | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ONEOK, Inc. | | OKE | | 682680103 | | 05/25/2022 | | 1.10 | | Elect Director Eduardo A. Rodriguez | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ONEOK, Inc. | | OKE | | 682680103 | | 05/25/2022 | | 1.11 | | Elect Director Gerald B. Smith | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ONEOK, Inc. | | OKE | | 682680103 | | 05/25/2022 | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ONEOK, Inc. | | OKE | | 682680103 | | 05/25/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/25/2022 | | 1a | | Elect Director A.R. Alameddine | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/25/2022 | | 1b | | Elect Director Lori G. Billingsley | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/25/2022 | | 1c | | Elect Director Edison C. Buchanan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/25/2022 | | 1d | | Elect Director Maria S. Dreyfus | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/25/2022 | | 1e | | Elect Director Matthew M. Gallagher | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/25/2022 | | 1f | | Elect Director Phillip A. Gobe | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/25/2022 | | 1g | | Elect Director Stacy P. Methvin | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/25/2022 | | 1h | | Elect Director Royce W. Mitchell | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/25/2022 | | 1i | | Elect Director Frank A. Risch | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/25/2022 | | 1j | | Elect Director Scott D. Sheffield | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/25/2022 | | 1k | | Elect Director J. Kenneth Thompson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/25/2022 | | 1l | | Elect Director Phoebe A. Wood | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/25/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/25/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 05/26/2022 | | 1a | | Elect Director Terrence J. Checki | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 05/26/2022 | | 1b | | Elect Director Leonard S. Coleman, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 05/26/2022 | | 1c | | Elect Director Lisa Glatch | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 05/26/2022 | | 1d | | Elect Director John B. Hess | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 05/26/2022 | | 1e | | Elect Director Edith E. Holiday | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 05/26/2022 | | 1f | | Elect Director Marc S. Lipschultz | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 05/26/2022 | | 1g | | Elect Director Raymond J. McGuire | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 05/26/2022 | | 1h | | Elect Director David McManus | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 05/26/2022 | | 1i | | Elect Director Kevin O. Meyers | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 05/26/2022 | | 1j | | Elect Director Karyn F. Ovelmen | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 05/26/2022 | | 1k | | Elect Director James H. Quigley | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 05/26/2022 | | 1l | | Elect Director William G. Schrader | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 05/26/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 05/26/2022 | | 3 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cloudflare, Inc. | | NET | | 18915M107 | | 06/02/2022 | | 1.1 | | Elect Director Mark Anderson | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cloudflare, Inc. | | NET | | 18915M107 | | 06/02/2022 | | 1.2 | | Elect Director Mark Hawkins | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cloudflare, Inc. | | NET | | 18915M107 | | 06/02/2022 | | 1.3 | | Elect Director Carl Ledbetter | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cloudflare, Inc. | | NET | | 18915M107 | | 06/02/2022 | | 2 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cloudflare, Inc. | | NET | | 18915M107 | | 06/02/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cloudflare, Inc. | | NET | | 18915M107 | | 06/02/2022 | | 4 | | Approve Stock Option Grants | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EPAM Systems, Inc. | | EPAM | | 29414B104 | | 06/02/2022 | | 1.1 | | Elect Director Richard Michael Mayoras | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EPAM Systems, Inc. | | EPAM | | 29414B104 | | 06/02/2022 | | 1.2 | | Elect Director Karl Robb | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EPAM Systems, Inc. | | EPAM | | 29414B104 | | 06/02/2022 | | 1.3 | | Elect Director Helen Shan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EPAM Systems, Inc. | | EPAM | | 29414B104 | | 06/02/2022 | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EPAM Systems, Inc. | | EPAM | | 29414B104 | | 06/02/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | EPAM Systems, Inc. | | EPAM | | 29414B104 | | 06/02/2022 | | 4 | | Amend Non-Employee Director Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Antero Resources Corporation | | AR | | 03674X106 | | 06/07/2022 | | 1.1 | | Elect Director Robert J. Clark | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Antero Resources Corporation | | AR | | 03674X106 | | 06/07/2022 | | 1.2 | | Elect Director Benjamin A. Hardesty | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Antero Resources Corporation | | AR | | 03674X106 | | 06/07/2022 | | 1.3 | | Elect Director Vicky Sutil | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Antero Resources Corporation | | AR | | 03674X106 | | 06/07/2022 | | 2 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Antero Resources Corporation | | AR | | 03674X106 | | 06/07/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Antero Resources Corporation | | AR | | 03674X106 | | 06/07/2022 | | 4 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/08/2022 | | 1.1 | | Elect Director Barbara M. Baumann | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/08/2022 | | 1.2 | | Elect Director John E. Bethancourt | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/08/2022 | | 1.3 | | Elect Director Ann G. Fox | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/08/2022 | | 1.4 | | Elect Director David A. Hager | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/08/2022 | | 1.5 | | Elect Director Kelt Kindick | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/08/2022 | | 1.6 | | Elect Director John Krenicki, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/08/2022 | | 1.7 | | Elect Director Karl F. Kurz | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/08/2022 | | 1.8 | | Elect Director Robert A. Mosbacher, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/08/2022 | | 1.9 | | Elect Director Richard E. Muncrief | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/08/2022 | | 1.10 | | Elect Director Duane C. Radtke | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/08/2022 | | 1.11 | | Elect Director Valerie M. Williams | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/08/2022 | | 2 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/08/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/08/2022 | | 4 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Ares Management Corporation | | ARES | | 03990B101 | | 06/09/2022 | | 1a | | Elect Director Michael J Arougheti | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Ares Management Corporation | | ARES | | 03990B101 | | 06/09/2022 | | 1b | | Elect Director Antoinette Bush | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Ares Management Corporation | | ARES | | 03990B101 | | 06/09/2022 | | 1c | | Elect Director Paul G. Joubert | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Ares Management Corporation | | ARES | | 03990B101 | | 06/09/2022 | | 1d | | Elect Director R. Kipp deVeer | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Ares Management Corporation | | ARES | | 03990B101 | | 06/09/2022 | | 1e | | Elect Director David B. Kaplan | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Ares Management Corporation | | ARES | | 03990B101 | | 06/09/2022 | | 1f | | Elect Director Michael Lynton | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Ares Management Corporation | | ARES | | 03990B101 | | 06/09/2022 | | 1g | | Elect Director Judy D. Olian | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Ares Management Corporation | | ARES | | 03990B101 | | 06/09/2022 | | 1h | | Elect Director Antony P. Ressler | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Ares Management Corporation | | ARES | | 03990B101 | | 06/09/2022 | | 1i | | Elect Director Bennett Rosenthal | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Ares Management Corporation | | ARES | | 03990B101 | | 06/09/2022 | | 1j | | Elect Director Eileen Naughton | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Ares Management Corporation | | ARES | | 03990B101 | | 06/09/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Ares Management Corporation | | ARES | | 03990B101 | | 06/09/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/09/2022 | | 1.1 | | Elect Director Travis D. Stice | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/09/2022 | | 1.2 | | Elect Director Vincent K. Brooks | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/09/2022 | | 1.3 | | Elect Director Michael P. Cross | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/09/2022 | | 1.4 | | Elect Director David L. Houston | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/09/2022 | | 1.5 | | Elect Director Stephanie K. Mains | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/09/2022 | | 1.6 | | Elect Director Mark L. Plaumann | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/09/2022 | | 1.7 | | Elect Director Melanie M. Trent | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/09/2022 | | 1.8 | | Elect Director Steven E. West | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/09/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/09/2022 | | 3 | | Ratify Grant Thornton LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | W. R. Berkley Corporation | | WRB | | 084423102 | | 06/15/2022 | | 1a | | Elect Director W. Robert Berkley, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | W. R. Berkley Corporation | | WRB | | 084423102 | | 06/15/2022 | | 1b | | Elect Director Ronald E. Blaylock | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | W. R. Berkley Corporation | | WRB | | 084423102 | | 06/15/2022 | | 1c | | Elect Director Mary C. Farrell | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | W. R. Berkley Corporation | | WRB | | 084423102 | | 06/15/2022 | | 1d | | Elect Director Mark L. Shapiro | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | W. R. Berkley Corporation | | WRB | | 084423102 | | 06/15/2022 | | 2 | | Increase Authorized Common Stock | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | W. R. Berkley Corporation | | WRB | | 084423102 | | 06/15/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | W. R. Berkley Corporation | | WRB | | 084423102 | | 06/15/2022 | | 4 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Monolithic Power Systems, Inc. | | MPWR | | 609839105 | | 06/16/2022 | | 1.1 | | Elect Director Michael Hsing | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Monolithic Power Systems, Inc. | | MPWR | | 609839105 | | 06/16/2022 | | 1.2 | | Elect Director Herbert Chang | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Monolithic Power Systems, Inc. | | MPWR | | 609839105 | | 06/16/2022 | | 1.3 | | Elect Director Carintia Martinez | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Monolithic Power Systems, Inc. | | MPWR | | 609839105 | | 06/16/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Monolithic Power Systems, Inc. | | MPWR | | 609839105 | | 06/16/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 1.1 | | Elect Director Lester B. Knight | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 1.2 | | Elect Director Gregory C. Case | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 1.3 | | Elect Director Jin-Yong Cai | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 1.4 | | Elect Director Jeffrey C. Campbell | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 1.5 | | Elect Director Fulvio Conti | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 1.6 | | Elect Director Cheryl A. Francis | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 1.7 | | Elect Director J. Michael Losh | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 1.8 | | Elect Director Richard C. Notebaert | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 1.9 | | Elect Director Gloria Santona | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 1.10 | | Elect Director Byron O. Spruell | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 1.11 | | Elect Director Carolyn Y. Woo | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 3 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 4 | | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Aon plc | | AON | | G0403H108 | | 06/17/2022 | | 5 | | Authorize Board to Fix Remuneration of Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Fortinet, Inc. | | FTNT | | 34959E109 | | 06/17/2022 | | 1.1 | | Elect Director Ken Xie | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Fortinet, Inc. | | FTNT | | 34959E109 | | 06/17/2022 | | 1.2 | | Elect Director Michael Xie | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Fortinet, Inc. | | FTNT | | 34959E109 | | 06/17/2022 | | 1.3 | | Elect Director Kenneth A. Goldman | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Fortinet, Inc. | | FTNT | | 34959E109 | | 06/17/2022 | | 1.4 | | Elect Director Ming Hsieh | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Fortinet, Inc. | | FTNT | | 34959E109 | | 06/17/2022 | | 1.5 | | Elect Director Jean Hu | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Fortinet, Inc. | | FTNT | | 34959E109 | | 06/17/2022 | | 1.6 | | Elect Director William H. Neukom | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Fortinet, Inc. | | FTNT | | 34959E109 | | 06/17/2022 | | 1.7 | | Elect Director Judith Sim | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Fortinet, Inc. | | FTNT | | 34959E109 | | 06/17/2022 | | 1.8 | | Elect Director James Stavridis | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Fortinet, Inc. | | FTNT | | 34959E109 | | 06/17/2022 | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Fortinet, Inc. | | FTNT | | 34959E109 | | 06/17/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Fortinet, Inc. | | FTNT | | 34959E109 | | 06/17/2022 | | 4 | | Approve Stock Split | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Fortinet, Inc. | | FTNT | | 34959E109 | | 06/17/2022 | | 5 | | Adopt Simple Majority Vote | | Share Holder | | Yes | | None | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 1a | | Elect Director Merit E. Janow | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 1b | | Elect Director Candido Bracher | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 1c | | Elect Director Richard K. Davis | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 1d | | Elect Director Julius Genachowski | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 1e | | Elect Director Choon Phong Goh | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 1f | | Elect Director Oki Matsumoto | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 1g | | Elect Director Michael Miebach | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 1h | | Elect Director Youngme Moon | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 1i | | Elect Director Rima Qureshi | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 1j | | Elect Director Gabrielle Sulzberger | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 1k | | Elect Director Jackson Tai | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 1l | | Elect Director Harit Talwar | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 1m | | Elect Director Lance Uggla | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 4 | | Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 5 | | Provide Right to Call a Special Meeting at a 10 Percent Ownership Threshold | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 6 | | Report on Political Contributions | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 7 | | Report on Charitable Contributions | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Mastercard Incorporated | | MA | | 57636Q104 | | 06/21/2022 | | 8 | | Report on Risks Associated with Sale and Purchase of Ghost Guns | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Nasdaq, Inc. | | NDAQ | | 631103108 | | 06/22/2022 | | 1a | | Elect Director Melissa M. Arnoldi | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Nasdaq, Inc. | | NDAQ | | 631103108 | | 06/22/2022 | | 1b | | Elect Director Charlene T. Begley | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Nasdaq, Inc. | | NDAQ | | 631103108 | | 06/22/2022 | | 1c | | Elect Director Steven D. Black | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Nasdaq, Inc. | | NDAQ | | 631103108 | | 06/22/2022 | | 1d | | Elect Director Adena T. Friedman | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Nasdaq, Inc. | | NDAQ | | 631103108 | | 06/22/2022 | | 1e | | Elect Director Essa Kazim | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Nasdaq, Inc. | | NDAQ | | 631103108 | | 06/22/2022 | | 1f | | Elect Director Thomas A. Kloet | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Nasdaq, Inc. | | NDAQ | | 631103108 | | 06/22/2022 | | 1g | | Elect Director John D. Rainey | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Nasdaq, Inc. | | NDAQ | | 631103108 | | 06/22/2022 | | 1h | | Elect Director Michael R. Splinter | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Nasdaq, Inc. | | NDAQ | | 631103108 | | 06/22/2022 | | 1i | | Elect Director Toni Townes-Whitley | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Nasdaq, Inc. | | NDAQ | | 631103108 | | 06/22/2022 | | 1j | | Elect Director Alfred W. Zollar | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Nasdaq, Inc. | | NDAQ | | 631103108 | | 06/22/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Nasdaq, Inc. | | NDAQ | | 631103108 | | 06/22/2022 | | 3 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Nasdaq, Inc. | | NDAQ | | 631103108 | | 06/22/2022 | | 4 | | Approve Stock Split | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Nasdaq, Inc. | | NDAQ | | 631103108 | | 06/22/2022 | | 5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Share Holder | | Yes | | Against | | For |
| Institutional Account Name | | Company Name | | Ticker | | Provider Security ID | | Meeting Date | | Proponent | | Proposal Text | | Management Recommendation | | Vote Instruction | | Voted |
| ADVISORSHARES Dorsey Wright ADR ETF | | Danaos Corporation | | DAC | | Y1968P121 | | 30-Jul-21 | | Management | | Elect Director John Coustas | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Danaos Corporation | | DAC | | Y1968P121 | | 30-Jul-21 | | Management | | Elect Director Petros Christodoulou | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Danaos Corporation | | DAC | | Y1968P121 | | 30-Jul-21 | | Management | | Elect Director Myles R. Itkin | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Danaos Corporation | | DAC | | Y1968P121 | | 30-Jul-21 | | Management | | Ratify PricewaterhouseCoopers S.A. as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tata Motors Limited | | 500570 | | 876568502 | | 30-Jul-21 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tata Motors Limited | | 500570 | | 876568502 | | 30-Jul-21 | | Management | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tata Motors Limited | | 500570 | | 876568502 | | 30-Jul-21 | | Management | | Reelect N Chandrasekaran as Director | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tata Motors Limited | | 500570 | | 876568502 | | 30-Jul-21 | | Management | | Elect Mitsuhiko Yamashita as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tata Motors Limited | | 500570 | | 876568502 | | 30-Jul-21 | | Management | | Elect Thierry Bollore as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tata Motors Limited | | 500570 | | 876568502 | | 30-Jul-21 | | Management | | Elect Kosaraju V Chowdary as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tata Motors Limited | | 500570 | | 876568502 | | 30-Jul-21 | | Management | | Approve Reappointment and Remuneration of Guenter Butschek as Chief Executive Officer and Managing Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tata Motors Limited | | 500570 | | 876568502 | | 30-Jul-21 | | Management | | Elect Girish Wagh as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tata Motors Limited | | 500570 | | 876568502 | | 30-Jul-21 | | Management | | Approve Appointment and Remuneration of Girish Wagh as Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tata Motors Limited | | 500570 | | 876568502 | | 30-Jul-21 | | Management | | Approve Remuneration of Non-Executive Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tata Motors Limited | | 500570 | | 876568502 | | 30-Jul-21 | | Management | | Approve Tata Motors Limited Share-based Long Term Incentive Scheme 2021 and Grant of Options and/or Performance Share Units to Eligible Employee of the Company | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tata Motors Limited | | 500570 | | 876568502 | | 30-Jul-21 | | Management | | Approve Extension of Tata Motors Limited Share-based Long Term Incentive Scheme 2021 to Eligible Employee of Certain Subsidiary Companies | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tata Motors Limited | | 500570 | | 876568502 | | 30-Jul-21 | | Management | | Approve Branch Auditors as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tata Motors Limited | | 500570 | | 876568502 | | 30-Jul-21 | | Management | | Approve Remuneration of Cost Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Embraer SA | | EMBR3 | | 29082A107 | | 16-Aug-21 | | Management | | Add Articles 64 and 65 Re: Election of Directors for 2021-2023 Biennium | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Embraer SA | | EMBR3 | | 29082A107 | | 16-Aug-21 | | Management | | Elect Todd M. Freeman as Independent Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Embraer SA | | EMBR3 | | 29082A107 | | 16-Aug-21 | | Management | | Elect Kevin G. McAllister as Independent Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Himax Technologies, Inc. | | HIMX | | 43289P106 | | 25-Aug-21 | | Management | | Approve Audited Accounts and Financial Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Himax Technologies, Inc. | | HIMX | | 43289P106 | | 25-Aug-21 | | Management | | Elect Yan-Kuin Su as Independent Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Appropriation of Retained Earnings and Declaration of Dividend | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Approve Discharge of Board and Senior Management | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Elect Director Patrick Aebischer | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Elect Director Wendy Becker | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Elect Director Edouard Bugnion | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Elect Director Riet Cadonau | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Elect Director Bracken Darrell | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Elect Director Guy Gecht | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Elect Director Neil Hunt | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Elect Director Marjorie Lao | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Elect Director Neela Montgomery | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Elect Director Michael Polk | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Elect Director Deborah Thomas | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Elect Wendy Becker as Board Chairman | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Appoint Edouard Bugnion as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Appoint Riet Cadonau as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Appoint Neil Hunt as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Appoint Michael Polk as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Appoint Neela Montgomery as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Approve Remuneration of Board of Directors in the Amount of CHF 3,400,000 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Approve Remuneration of the Group Management Team in the Amount of USD 24,900,000 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Ratify KPMG AG as Auditors and Ratify KPMG LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Designate Etude Regina Wenger & Sarah Keiser-Wuger as Independent Representative | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 08-Sep-21 | | Management | | Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Approve Final Dividend | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Elect Lavanya Chandrashekar as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Elect Valerie Chapoulaud-Floquet as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Elect Sir John Manzoni as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Elect Ireena Vittal as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Re-elect Melissa Bethell as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Re-elect Javier Ferran as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Re-elect Susan Kilsby as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Re-elect Lady Mendelsohn as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Re-elect Ivan Menezes as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Re-elect Alan Stewart as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Authorise UK Political Donations and Expenditure | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Authorise Issue of Equity | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diageo Plc | | DGE | | 25243Q205 | | 30-Sep-21 | | Management | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | SK Telecom Co., Ltd. | | 017670 | | 78440P108 | | 12-Oct-21 | | Management | | Amend Articles of Incorporation | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | SK Telecom Co., Ltd. | | 017670 | | 78440P108 | | 12-Oct-21 | | Management | | Approve Spin-Off Agreement | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | SK Telecom Co., Ltd. | | 017670 | | 78440P108 | | 12-Oct-21 | | Management | | Elect Choi Gyu-nam as Non-Independent Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sasol Ltd. | | SOL | | 803866300 | | 19-Nov-21 | | Management | | Approve Remuneration Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sasol Ltd. | | SOL | | 803866300 | | 19-Nov-21 | | Management | | Approve Implementation Report of the Remuneration Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sasol Ltd. | | SOL | | 803866300 | | 19-Nov-21 | | Management | | Approve Climate Change Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sasol Ltd. | | SOL | | 803866300 | | 19-Nov-21 | | Management | | Re-elect Manuel Cuambe as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sasol Ltd. | | SOL | | 803866300 | | 19-Nov-21 | | Management | | Re-elect Muriel Dube as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sasol Ltd. | | SOL | | 803866300 | | 19-Nov-21 | | Management | | Re-elect Martina Floel as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sasol Ltd. | | SOL | | 803866300 | | 19-Nov-21 | | Management | | Elect Stanley Subramoney as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sasol Ltd. | | SOL | | 803866300 | | 19-Nov-21 | | Management | | Reappoint PricewaterhouseCoopers Inc as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sasol Ltd. | | SOL | | 803866300 | | 19-Nov-21 | | Management | | Re-elect Kathy Harper as Member of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sasol Ltd. | | SOL | | 803866300 | | 19-Nov-21 | | Management | | Re-elect Trix Kennealy as Member of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sasol Ltd. | | SOL | | 803866300 | | 19-Nov-21 | | Management | | Re-elect Nomgando Matyumza as Member of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sasol Ltd. | | SOL | | 803866300 | | 19-Nov-21 | | Management | | Elect Stanley Subramoney as Member of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sasol Ltd. | | SOL | | 803866300 | | 19-Nov-21 | | Management | | Re-elect Stephen Westwell as Member of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sasol Ltd. | | SOL | | 803866300 | | 19-Nov-21 | | Management | | Approve Remuneration of Non-Executive Directors | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Embraer SA | | EMBR3 | | 29082A107 | | 30-Nov-21 | | Management | | Approve Agreement for Partial Spin-Off of Yabora Industria Aeronautica S.A. (Yabora) and Absorption of Partial Spun-Off Assets | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Embraer SA | | EMBR3 | | 29082A107 | | 30-Nov-21 | | Management | | Ratify Pricewaterhousecoopers Auditores Independentes as Independent Firm to Appraise Proposed Transaction | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Embraer SA | | EMBR3 | | 29082A107 | | 30-Nov-21 | | Management | | Approve Independent Firm’s Appraisal | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Embraer SA | | EMBR3 | | 29082A107 | | 30-Nov-21 | | Management | | Approve Partial Spin-Off of Yabora Industria Aeronautica S.A. (Yabora) and Absorption of Partial Spun-Off Assets Without Capital Increase and Without Issuance of Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Embraer SA | | EMBR3 | | 29082A107 | | 30-Nov-21 | | Management | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Approve Consolidated and Standalone Financial Statements | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Approve Non-Financial Information Statement | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Approve Allocation of Income and Dividends | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Approve Discharge of Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Approve Dividends | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Reelect Carlos Torres Vila as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Reelect Onur Genc as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Elect Connie Hedegaard Koksbang as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 6 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Authorize Share Repurchase Program | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Approve Reduction in Share Capital via Amortization of Treasury Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Fix Maximum Variable Compensation Ratio | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Appoint Ernst & Young as Auditor | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 17-Mar-22 | | Management | | Advisory Vote on Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Approve Remuneration Report (Non-Binding) | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Approve Discharge of Board and Senior Management | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Approve Allocation of Income and Dividends of CHF 0.82 per Share | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Approve CHF 10.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Approve Remuneration of Directors in the Amount of CHF 4.4 Million | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Approve Remuneration of Executive Committee in the Amount of CHF 45.9 Million | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Reelect Gunnar Brock as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Reelect David Constable as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Reelect Frederico Curado as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Reelect Lars Foerberg as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Reelect Jennifer Xin-Zhe Li as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Reelect Geraldine Matchett as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Reelect David Meline as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Reelect Satish Pai as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Reelect Jacob Wallenberg as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Reelect Peter Voser as Director and Board Chairman | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Reappoint David Constable as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Reappoint Frederico Curado as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Reappoint Jennifer Xin-Zhe Li as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Designate Zehnder Bolliger & Partner as Independent Proxy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Ratify KPMG AG as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 24-Mar-22 | | Management | | Transact Other Business (Voting) | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | SK Telecom Co., Ltd. | | 017670 | | 78440P306 | | 25-Mar-22 | | Management | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | SK Telecom Co., Ltd. | | 017670 | | 78440P306 | | 25-Mar-22 | | Management | | Amend Articles of Incorporation | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | SK Telecom Co., Ltd. | | 017670 | | 78440P306 | | 25-Mar-22 | | Management | | Approve Stock Option Grants | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | SK Telecom Co., Ltd. | | 017670 | | 78440P306 | | 25-Mar-22 | | Management | | Elect Kang Jong-ryeol as Inside Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | SK Telecom Co., Ltd. | | 017670 | | 78440P306 | | 25-Mar-22 | | Management | | Elect Kim Seok-dong as Outside Director to Serve as an Audit Committee Member | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | SK Telecom Co., Ltd. | | 017670 | | 78440P306 | | 25-Mar-22 | | Management | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Approve Climate Action Plan | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Approve Allocation of Income and Dividends of USD 0.50 per Share | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Approve Discharge of Board and Senior Management for Fiscal Year 2021, excluding French Cross-Border Matter | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Reelect Jeremy Anderson as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Reelect Claudia Boeckstiegel as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Reelect William Dudley as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Reelect Patrick Firmenich as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Reelect Fred Hu as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Reelect Mark Hughes as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Reelect Nathalie Rachou as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Reelect Julie Richardson as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Reelect Dieter Wemmer as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Reelect Jeanette Wong as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Elect Lukas Gaehwiler as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Elect Colm Kelleher as Director and Board Chairman | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Reappoint Julie Richardson as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Reappoint Dieter Wemmer as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Reappoint Jeanette Wong as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Approve Remuneration of Directors in the Amount of CHF 13 Million | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Approve Variable Remuneration of Executive Committee in the Amount of CHF 79.8 Million | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Ratify Ernst & Young AG as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Approve CHF 17.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Authorize Repurchase of up to USD 6 Billion in Issued Share Capital | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | UBS Group AG | | UBSG | | H42097107 | | 06-Apr-22 | | Management | | Transact Other Business (Voting) | | None | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | America Movil SAB de CV | | AMXL | | 02364W105 | | 20-Apr-22 | | Management | | Elect or Ratify Pablo Roberto Gonzalez Guajardo as Director for Series L Shareholders | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | America Movil SAB de CV | | AMXL | | 02364W105 | | 20-Apr-22 | | Management | | Elect or Ratify Claudia Janez Sanchez as Director for Series L Shareholders | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | America Movil SAB de CV | | AMXL | | 02364W105 | | 20-Apr-22 | | Management | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Approve Final Dividend | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Reappoint Ernst & Young LLP as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Re-elect Paul Walker as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Re-elect June Felix as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Re-elect Erik Engstrom as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Re-elect Wolfhart Hauser as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Re-elect Charlotte Hogg as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Re-elect Marike van Lier Lels as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Re-elect Nick Luff as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Re-elect Robert MacLeod as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Re-elect Andrew Sukawaty as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Re-elect Suzanne Wood as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Authorise Issue of Equity | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | RELX Plc | | REL | | 759530108 | | 21-Apr-22 | | Management | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Open Meeting | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Receive Report of Management Board (Non-Voting) | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Receive Announcements on Sustainability | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Receive Report of Supervisory Board (Non-Voting) | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Receive Explanation on Profit Retention and Distribution Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Approve Dividends of EUR 0.62 Per Share | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Approve Discharge of Management Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Approve Discharge of Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Amendment of Supervisory Board Profile | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Grant Board Authority to Issue Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Approve Reduction in Share Capital through Cancellation of Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Amend Articles to Reflect Changes in Capital | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ING Groep NV | | INGA | | 456837103 | | 25-Apr-22 | | Management | | Approve Cancellation of Repurchased Shares Pursuant to the Authority under item 7 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Embraer SA | | EMBR3 | | 29082A107 | | 26-Apr-22 | | Management | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Embraer SA | | EMBR3 | | 29082A107 | | 26-Apr-22 | | Management | | Approve Treatment of Net Loss | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Embraer SA | | EMBR3 | | 29082A107 | | 26-Apr-22 | | Management | | Approve Remuneration of Company’s Management | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Embraer SA | | EMBR3 | | 29082A107 | | 26-Apr-22 | | Management | | Approve Remuneration of Fiscal Council Members | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Embraer SA | | EMBR3 | | 29082A107 | | 26-Apr-22 | | Management | | Elect Fiscal Council Members | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Embraer SA | | EMBR3 | | 29082A107 | | 26-Apr-22 | | Management | | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | | None | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Approve Discharge of Board and Senior Management | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Approve Allocation of Income and Dividends of CHF 0.20 per Share | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Approve Remuneration Report (Non-Binding) | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Approve Remuneration of Directors in the Amount of CHF 3.6 Million | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Approve Remuneration of Executive Committee in the Amount of CHF 38.4 Million | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Reelect Michael Ball as Director and Board Chair | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Reelect Lynn Bleil as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Reelect Arthur Cummings as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Reelect David Endicott as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Reelect Thomas Glanzmann as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Reelect Keith Grossman as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Reelect Scott Maw as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Reelect Karen May as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Reelect Ines Poeschel as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Reelect Dieter Spaelti as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Elect Raquel Bono as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Reappoint Thomas Glanzmann as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Reappoint Karen May as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Reappoint Ines Poeschel as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Appoint Scott Maw as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Ratify PricewaterhouseCoopers SA as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Alcon Inc. | | ALC | | H01301128 | | 27-Apr-22 | | Management | | Transact Other Business (Voting) | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Approve Final Dividend | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Approve Remuneration Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Approve Increase in Limit on the Aggregate Amount of Fees Payable to Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Re-elect Richie Boucher as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Re-elect Caroline Dowling as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Re-elect Richard Fearon as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Re-elect Johan Karlstrom as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Re-elect Shaun Kelly as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Elect Badar Khan as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Re-elect Lamar McKay as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Re-elect Albert Manifold as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Elect Jim Mintern as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Re-elect Gillian Platt as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Re-elect Mary Rhinehart as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Re-elect Siobhan Talbot as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Ratify Deloitte Ireland LLP as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Authorise Issue of Equity | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 28-Apr-22 | | Management | | Authorise Reissuance of Treasury Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Open Meeting | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Discuss the Company’s Business, Financial Situation and Sustainability | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Receive Explanation on Company’s Reserves and Dividend Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Approve Dividends of EUR 5.50 Per Share | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Approve Discharge of Management Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Approve Discharge of Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Approve Number of Shares for Management Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Amend Remuneration Policy for Management Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Receive Information on the Composition of the Management Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Announce Vacancies on the Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Opportunity to Make Recommendations | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Announce Recommendation to Reappoint T.L. Kelly and Appoint A.F.M. Everke and A.L. Steegen as Members of the Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Reelect T.L. Kelly to Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Elect A.F.M. Everke to Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Elect A.L. Steegen to Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Discuss Composition of the Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Ratify KPMG Accountants N.V. as Auditors for the Reporting Years 2023 and 2024 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Ratify Deloitte Accountants B.V. as Auditors for the Reporting Year 2025 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Amend Articles of Association | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital Plus Additional 5 Percent in Case of Merger or Acquisition | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Authorize Cancellation of Repurchased Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Other Business (Non-Voting) | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-22 | | Management | | Close Meeting | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Approve Remuneration Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Elect Rachel Duan as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Elect Dame Carolyn Fairbairn as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Re-elect James Forese as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Re-elect Steven Guggenheimer as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Re-elect Jose Antonio Meade Kuribrena as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Re-elect Eileen Murray as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Re-elect David Nish as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Re-elect Noel Quinn as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Re-elect Ewen Stevenson as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Re-elect Jackson Tai as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Re-elect Mark Tucker as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Authorise the Group Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Authorise UK Political Donations and Expenditure | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Authorise Issue of Equity | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Authorise Directors to Allot Any Repurchased Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Approve Share Repurchase Contract | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Authorise Issue of Equity in Relation to Contingent Convertible Securities | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Approve Scrip Dividend Alternative | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Adopt New Articles of Association | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Amend Articles of Association | | For | | Withhold | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Management | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | HSBC Holdings Plc | | HSBA | | 404280406 | | 29-Apr-22 | | Share Holder | | To Co-operate with the Researchers, and Using the Findings, Irrespective of Outcome, as a Basis for the Bank and Campaign Group to Discuss and Resolve any Unequal Treatment Identified on Members of the Post 1975 Midland Bank Scheme | | Against | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tenaris SA | | TEN | | 88031M109 | | 03-May-22 | | Management | | Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tenaris SA | | TEN | | 88031M109 | | 03-May-22 | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tenaris SA | | TEN | | 88031M109 | | 03-May-22 | | Management | | Approve Financial Statements | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tenaris SA | | TEN | | 88031M109 | | 03-May-22 | | Management | | Approve Allocation of Income and Dividends | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tenaris SA | | TEN | | 88031M109 | | 03-May-22 | | Management | | Approve Discharge of Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tenaris SA | | TEN | | 88031M109 | | 03-May-22 | | Management | | Elect Directors (Bundled) | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tenaris SA | | TEN | | 88031M109 | | 03-May-22 | | Management | | Approve Remuneration of Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tenaris SA | | TEN | | 88031M109 | | 03-May-22 | | Management | | Approve Remuneration Report | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tenaris SA | | TEN | | 88031M109 | | 03-May-22 | | Management | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Tenaris SA | | TEN | | 88031M109 | | 03-May-22 | | Management | | Allow Electronic Distribution of Company Documents to Shareholders | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-22 | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-22 | | Management | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-22 | | Management | | Approve Allocation of Income and Dividends | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-22 | | Management | | Approve Discharge of Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-22 | | Management | | Elect Directors (Bundled) | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-22 | | Management | | Approve Remuneration of Directors | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-22 | | Management | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-22 | | Management | | Allow Board to Appoint One or More of its Members as Company’s Attorney-in-Fact | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 04-May-22 | | Management | | Approve Consolidated Financial Statements | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 04-May-22 | | Management | | Approve Financial Statements | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 04-May-22 | | Management | | Approve Dividends of USD 0.38 Per Share | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 04-May-22 | | Management | | Approve Allocation of Income | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 04-May-22 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 04-May-22 | | Management | | Approve Remuneration of the Directors, Lead Independent Directors, Members and Chairs of the Audit and Risk Committee, Members and Chairs of the Other Committee, Members and Chairs of the Special Committee and Chief Executive Officer | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 04-May-22 | | Management | | Approve Discharge of Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 04-May-22 | | Management | | Reelect Vanisha Mittal Bhatia as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 04-May-22 | | Management | | Reelect Karel De Gucht as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 04-May-22 | | Management | | Approve Share Repurchase | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 04-May-22 | | Management | | Appoint Ernst & Young as Auditor | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 04-May-22 | | Management | | Approve Grants of Share-Based Incentives | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 04-May-22 | | Management | | Approve Reduction in Share Capital through Cancellation of Shares and Amend Articles 5.1 and 5.2 of the Articles of Association | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Elect Coimbatore Venkatakrishnan as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Elect Robert Berry as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Elect Anna Cross as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Re-elect Mike Ashley as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Re-elect Tim Breedon as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Re-elect Mohamed A. El-Erian as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Re-elect Dawn Fitzpatrick as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Re-elect Mary Francis as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Re-elect Crawford Gillies as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Re-elect Brian Gilvary as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Re-elect Nigel Higgins as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Re-elect Diane Schueneman as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Re-elect Julia Wilson as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Reappoint KPMG LLP as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Authorise the Board Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Authorise UK Political Donations and Expenditure | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Authorise Issue of Equity | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Barclays Plc | | BARC | | 06738E204 | | 04-May-22 | | Management | | Approve Barclays’ Climate Strategy, Targets and Progress 2022 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Eni SpA | | ENI | | 26874R108 | | 11-May-22 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Eni SpA | | ENI | | 26874R108 | | 11-May-22 | | Management | | Approve Allocation of Income | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Eni SpA | | ENI | | 26874R108 | | 11-May-22 | | Management | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Eni SpA | | ENI | | 26874R108 | | 11-May-22 | | Management | | Amend Regulations on General Meetings | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Eni SpA | | ENI | | 26874R108 | | 11-May-22 | | Management | | Approve Second Section of the Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Eni SpA | | ENI | | 26874R108 | | 11-May-22 | | Management | | Authorize Use of Available Reserves for Dividend Distribution | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Eni SpA | | ENI | | 26874R108 | | 11-May-22 | | Management | | Authorize Capitalization of Reserves for Dividend Distribution | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Eni SpA | | ENI | | 26874R108 | | 11-May-22 | | Management | | Authorize Cancellation of Treasury Shares without Reduction of Share Capital | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Open Meeting | | For | | For | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Registration of Attending Shareholders and Proxies | | For | | For | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Elect Chairman of Meeting | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.20 Per Share, Approve Extraordinary Dividends of USD 0.20 Per Share | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Authorize Board to Distribute Dividends | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Approve NOK 205.5 Million Reduction in Share Capital via Share Cancellation | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Amend Corporate Purpose | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Approve Company’s Energy Transition Plan (Advisory Vote) | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Share Holder | | Instruct Company to Set Short, Medium, and Long-Term Targets for Greenhouse Gas (GHG) Emissions of the Companys Operations and the Use of Energy Products | | Against | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Share Holder | | Introduce a Climate Target Agenda and Emission Reduction Plan | | Against | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Share Holder | | Establish a State Restructuring Fund for Employees who Working in the Oil Sector | | Against | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Share Holder | | Instruct Company to Stop all Oil and Gas Exploration in the Norwegian Sector ofthe Barents Sea | | Against | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Share Holder | | Instruct Company to Stop all Exploration Activity and Test Drilling for Fossil Energy Resources | | Against | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Share Holder | | Increase Investments in Renewable Energy, Stop New Exploration in Barents Sea, Discontinue International Activities and Develop a Plan for Gradual Closure of the Oil Industry | | Against | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Share Holder | | Instruct Board to Present a Strategy for Real Business Transformation to Sustainable Energy Production | | Against | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Share Holder | | Instruct Company to Divest all International Operations, First Within Renewable Energy, then Within Petroleum Production | | Against | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Share Holder | | Action Plan For Quality Assurance and Anti-Corruption | | Against | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Approve Company’s Corporate Governance Statement | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Approve Remuneration Statement (Advisory) | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Approve Remuneration of Auditors | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Reelect Jarle Roth (Chair) as Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Reelect Nils Bastiansen (Deputy Chair) as Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Reelect Finn Kinserdal as Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Reelect Kari Skeidsvoll Moe as Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Reelect Kjerstin Rasmussen Braathen as Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Reelect Kjerstin Fyllingen as Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Reelect Mari Rege as Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Reelect Trond Straume as Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Elect Martin Wien Fjell as New Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Elect Merete Hverven as New Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Elect Helge Aasen as New Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Elect Liv B. Ulriksen as New Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Elect Per Axel Koch as New Deputy Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Elect Catrine Kristiseter Marti as New Deputy Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Elect Nils Morten Huseby as New Deputy Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Reelect Nina Kivijervi Jonassen as Deputy Member of Corporate Assembly | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Approve Remuneration of Directors in the Amount of NOK 137,600 for Chairman, NOK 72,600 for Deputy Chairman and NOK 51,000 for Other Directors; Approve Remuneration for Deputy Directors | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Reelect Jarle Roth as Member of Nominating Committee | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Reelect Berit L. Henriksen as Member of Nominating Committee | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Elect Merete Hverven as New Member of Nominating Committee | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Elect Jan Tore Fosund as New Member of Nominating Committee | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Approve Remuneration of Nominating Committee | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Approve Equity Plan Financing | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | Equinor ASA | | EQNR | | 29446M102 | | 11-May-22 | | Management | | Adjust Marketing Instructions for Equinor ASA | | For | | Do Not Vote | | No |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Open Meeting | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Receive Board Report (Non-Voting) | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Receive Explanation on Company’s Reserves and Dividend Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Approve Discharge of Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Elect Jean Raby as Non-Executive Director | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Reelect Julian Branch as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Reelect Stacey Cartwright as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Reelect Rita Forst as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Reelect Richard Gradon as Non-Executive Director | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Reelect Robert Warden as Non-Executive Director | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Approve Appointment of Peter L. Juhas as the Person Referred to in Article 16, Paragraph 8 of the Company’s Articles of Association | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Ratify KPMG Accountants N.V. as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Grant Board Authority to Issue Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 9a | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Grant Board Authority to Issue Additional Shares and Grant Additional Rights to Subscribe for Shares | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 9c | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Authorize Repurchase Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Conditional Authorization to Repurchase Additional Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Approve Reduction in Share Capital through Cancellation of Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Allow Questions | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AerCap Holdings NV | | AER | | N00985106 | | 12-May-22 | | Management | | Close Meeting | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diana Shipping Inc. | | DSX | | Y2066G104 | | 18-May-22 | | Management | | Elect Director Konstantinos Psaltis | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diana Shipping Inc. | | DSX | | Y2066G104 | | 18-May-22 | | Management | | Elect Director Kyriacos Riris | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diana Shipping Inc. | | DSX | | Y2066G104 | | 18-May-22 | | Management | | Elect Director Simon Morecroft | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Diana Shipping Inc. | | DSX | | Y2066G104 | | 18-May-22 | | Management | | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting) | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Allocation of Income and Dividends of EUR 0.20 per Share | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Management Board Member Christian Sewing for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Management Board Member James von Moltke for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Management Board Member Karl von Rohr for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Management Board Member Fabrizio Campelli for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Management Board Member Frank Kuhnke (until April 30, 2021) for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Management Board Member Bernd Leukert for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Management Board Member Stuart Lewis for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Management Board Member Alexander von zur Muehlen for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Management Board Member Christiana Riley for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Management Board Member Rebecca Short (from May 1, 2021) for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Management Board Member Stefan Simon for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Paul Achleitner for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Detlef Polaschek for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Ludwig Blomeyer-Bartenstein for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Frank Bsirske (until October 27, 2021) for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Mayree Clark for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Jan Duscheck for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Gerhard Eschelbeck for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Sigmar Gabriel for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Timo Heider for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Martina Klee Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Henriette Mark for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Gabriele Platscher for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Bernd Rose for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Gerd Schuetz (until May 27, 2021) for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member John Thain for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Michele Trogni for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Dagmar Valcarcel for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Stefan Viertel for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Theodor Weimer for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Frank Werneke (from November 25, 2021) for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Norbert Winkeljohann for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Discharge of Supervisory Board Member Frank Witter (from May 27, 2021) for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2022, for the Review of Interim Financial Statements for the First Half of Fiscal Year 2022 and for the Review of Interim Financial Statements Until 2023 AGM | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Authorize Use of Financial Derivatives when Repurchasing Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Approve Issuance of Participatory Certificates and Other Hybrid Debt Securities up to Aggregate Nominal Value of EUR 9 Billion | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Elect Alexander Wynaendts to the Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Elect Yngve Slyngstad to the Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Amend Articles Re: Appointment of the Second Deputy Chair of Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Amend Articles Re: Editorial Changes in Connection with the Appointment of the Second Deputy Chair of Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Amend Articles Re: Remuneration of the Second Deputy Chair of Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Amend Articles Re: AGM Chairman | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Amend Articles Re: Formation of a Global Advisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Management | | Amend Articles Re: Dividend in Kind | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Deutsche Bank AG | | DBK | | D18190898 | | 19-May-22 | | Share Holder | | Withdraw Confidence in the Management Board Chairman Christian Sewing | | Against | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | PT Telkom Indonesia (Persero) Tbk | | TLKM | | 715684106 | | 27-May-22 | | Management | | Approve Annual Report and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | PT Telkom Indonesia (Persero) Tbk | | TLKM | | 715684106 | | 27-May-22 | | Management | | Approve Company’s Financial Implementation Report of Corporate Social and Environmental Responsibility Program for the Year Ended December 31, 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | PT Telkom Indonesia (Persero) Tbk | | TLKM | | 715684106 | | 27-May-22 | | Management | | Approve Allocation of Income | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | PT Telkom Indonesia (Persero) Tbk | | TLKM | | 715684106 | | 27-May-22 | | Management | | Approve Remuneration of Directors and Commissioners | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | PT Telkom Indonesia (Persero) Tbk | | TLKM | | 715684106 | | 27-May-22 | | Management | | Appoint Auditors of the Company and the Micro and Small Business Funding Program | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | PT Telkom Indonesia (Persero) Tbk | | TLKM | | 715684106 | | 27-May-22 | | Management | | Amend Articles of Association | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | PT Telkom Indonesia (Persero) Tbk | | TLKM | | 715684106 | | 27-May-22 | | Management | | Ratification of State-Owned Enterprises on Corporate Social and Environmental Responsibility Program | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | PT Telkom Indonesia (Persero) Tbk | | TLKM | | 715684106 | | 27-May-22 | | Management | | Ratification of State-Owned Enterprises on Requirements and Procedures of Appointment and Dismissal of the Member of Board of Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | PT Telkom Indonesia (Persero) Tbk | | TLKM | | 715684106 | | 27-May-22 | | Management | | Ratification of State-Owned Enterprises on Guidelines for the Determination of Remuneration of Board of Directors, Board of Commissioners, and Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | PT Telkom Indonesia (Persero) Tbk | | TLKM | | 715684106 | | 27-May-22 | | Management | | Approve Grant of Authority to Commissioners regarding Employer Pension Fund | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Open Meeting | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Receive Report of Executive Board (Non-Voting) | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Approve Final Dividend of EUR 0.09 Per Common Share and EUR 0.00225 Per Common Share B | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Approve Discharge of Executive Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Approve Discharge of Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Discuss Supervisory Board Profile | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Reelect Corien Wortmann-Kool to Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Elect Karen Fawcett to Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Approve Cancellation of Common Shares and Common Shares B | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Other Business (Non-Voting) | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | AEGON NV | | AGN | | 007924103 | | 31-May-22 | | Management | | Close Meeting | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Approve Discharge of Board Members | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Reelect Kurt Sievers as Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Reelect Peter Bonfield as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Reelect Annette Clayton as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Reelect Anthony Foxx as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Elect Chunyuan Gu as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Reelect Lena Olving as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Reelect Julie Southern as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Reelect Jasmin Staiblin as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Reelect Gregory Summe as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Reelect Karl-Henrik Sundstrom as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Authorize Share Repurchase Program | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Approve Cancellation of Ordinary Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 01-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 27-Jun-22 | | Management | | Re-elect Pierre Legault as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 27-Jun-22 | | Management | | Re-elect Richard Kender as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 27-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 27-Jun-22 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 27-Jun-22 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 27-Jun-22 | | Management | | Ratify PricewaterhouseCoopers LLP as U.S. Independent Registered Public Accounting Firm | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 27-Jun-22 | | Management | | Ratify PricewaterhouseCoopers LLP as UK Statutory Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 27-Jun-22 | | Management | | Authorize Board to Fix Remuneration of Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 27-Jun-22 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 27-Jun-22 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
==================== ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF ====================
| Institutional Account Name | | Company Name | | Ticker | | Provider Security ID | | Meeting Date | | Proponent | | Proposal Text | | Management Recommendation | | Vote Instruction | | Voted |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Custom Truck One Source, Inc. | | CTOS | | 23204X103 | | 08-Jul-21 | | Management | | Elect Director Marshall Heinberg | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Custom Truck One Source, Inc. | | CTOS | | 23204X103 | | 08-Jul-21 | | Management | | Elect Director Louis Samson | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Custom Truck One Source, Inc. | | CTOS | | 23204X103 | | 08-Jul-21 | | Management | | Elect Director David Wolf | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Custom Truck One Source, Inc. | | CTOS | | 23204X103 | | 08-Jul-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Custom Truck One Source, Inc. | | CTOS | | 23204X103 | | 08-Jul-21 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Custom Truck One Source, Inc. | | CTOS | | 23204X103 | | 08-Jul-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Custom Truck One Source, Inc. | | CTOS | | 23204X103 | | 08-Jul-21 | | Management | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | iCAD, Inc. | | ICAD | | 44934S206 | | 15-Jul-21 | | Management | | Elect Director Michael Klein | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | iCAD, Inc. | | ICAD | | 44934S206 | | 15-Jul-21 | | Management | | Elect Director Nathaniel Dalton | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | iCAD, Inc. | | ICAD | | 44934S206 | | 15-Jul-21 | | Management | | Elect Director Rakesh Patel | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | iCAD, Inc. | | ICAD | | 44934S206 | | 15-Jul-21 | | Management | | Elect Director Andy Sassine | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | iCAD, Inc. | | ICAD | | 44934S206 | | 15-Jul-21 | | Management | | Elect Director Susan Wood | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | iCAD, Inc. | | ICAD | | 44934S206 | | 15-Jul-21 | | Management | | Increase Authorized Common Stock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | iCAD, Inc. | | ICAD | | 44934S206 | | 15-Jul-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | iCAD, Inc. | | ICAD | | 44934S206 | | 15-Jul-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | iCAD, Inc. | | ICAD | | 44934S206 | | 15-Jul-21 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Earthstone Energy, Inc. | | ESTE | | 27032D304 | | 20-Jul-21 | | Management | | Elect Director Jay F. Joliat | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Earthstone Energy, Inc. | | ESTE | | 27032D304 | | 20-Jul-21 | | Management | | Elect Director Phillip D. Kramer | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Earthstone Energy, Inc. | | ESTE | | 27032D304 | | 20-Jul-21 | | Management | | Elect Director Robert L. Zorich | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Earthstone Energy, Inc. | | ESTE | | 27032D304 | | 20-Jul-21 | | Management | | Approve Increase in Size of Board | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Earthstone Energy, Inc. | | ESTE | | 27032D304 | | 20-Jul-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Earthstone Energy, Inc. | | ESTE | | 27032D304 | | 20-Jul-21 | | Management | | Ratify Moss Adams LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Earthstone Energy, Inc. | | ESTE | | 27032D304 | | 20-Jul-21 | | Management | | Approve Issuance of Shares for a Private Placement | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Earthstone Energy, Inc. | | ESTE | | 27032D304 | | 20-Jul-21 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Management | | Elect Director Joanna Barsh | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Management | | Elect Director Matthew C. Diamond | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Management | | Elect Director John F. Lambros | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Management | | Elect Director Thurgood Marshall, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Management | | Elect Director Angel R. Martinez | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Management | | Elect Director Kevin P. McDermott | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Management | | Elect Director Mary E. Meixelsperger | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Management | | Elect Director Gregory A. Sandfort | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Management | | Elect Director Mimi E. Vaughn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Share Holder | | Elect Director Marjorie L. Bowen | | For | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Share Holder | | Elect Director Margenett Moore-Roberts | | For | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Share Holder | | Elect Director Dawn H. Robertson | | For | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Share Holder | | Elect Director Hobart P. Sichel | | For | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Share Holder | | Management Nominee John F. Lambros | | For | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Share Holder | | Management Nominee Angel R. Martinez | | For | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Share Holder | | Management Nominee Mary E. Meixelsperger | | For | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Share Holder | | Management Nominee Gregory A. Sandfort | | For | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Share Holder | | Management Nominee Mimi E. Vaughn | | For | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 20-Jul-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Soliton, Inc. | | SOLY | | 834251100 | | 20-Jul-21 | | Management | | Approve Merger Agreement | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Soliton, Inc. | | SOLY | | 834251100 | | 20-Jul-21 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Modine Manufacturing Company | | MOD | | 607828100 | | 22-Jul-21 | | Management | | Elect Director Suresh V. Garimella | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Modine Manufacturing Company | | MOD | | 607828100 | | 22-Jul-21 | | Management | | Elect Director Christopher W. Patterson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Modine Manufacturing Company | | MOD | | 607828100 | | 22-Jul-21 | | Management | | Elect Director Christine Y. Yan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Modine Manufacturing Company | | MOD | | 607828100 | | 22-Jul-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Modine Manufacturing Company | | MOD | | 607828100 | | 22-Jul-21 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 27-Jul-21 | | Management | | Elect Director Michael Callahan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 27-Jul-21 | | Management | | Elect Director Christopher T. Metz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 27-Jul-21 | | Management | | Elect Director Mark A. Gottfredson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 27-Jul-21 | | Management | | Elect Director Tig H. Krekel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 27-Jul-21 | | Management | | Elect Director Gary L. McArthur | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 27-Jul-21 | | Management | | Elect Director Frances P. Philip | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 27-Jul-21 | | Management | | Elect Director Michael D. Robinson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 27-Jul-21 | | Management | | Elect Director Robert M. Tarola | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 27-Jul-21 | | Management | | Elect Director Lynn M. Utter | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 27-Jul-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 27-Jul-21 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 27-Jul-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CRA International, Inc. | | CRAI | | 12618T105 | | 28-Jul-21 | | Management | | Elect Director Robert Holthausen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CRA International, Inc. | | CRAI | | 12618T105 | | 28-Jul-21 | | Management | | Elect Director Nancy Hawthorne | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CRA International, Inc. | | CRAI | | 12618T105 | | 28-Jul-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CRA International, Inc. | | CRAI | | 12618T105 | | 28-Jul-21 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chuy’s Holdings, Inc. | | CHUY | | 171604101 | | 29-Jul-21 | | Management | | Elect Director Starlette Johnson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chuy’s Holdings, Inc. | | CHUY | | 171604101 | | 29-Jul-21 | | Management | | Elect Director Randall DeWitt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chuy’s Holdings, Inc. | | CHUY | | 171604101 | | 29-Jul-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chuy’s Holdings, Inc. | | CHUY | | 171604101 | | 29-Jul-21 | | Management | | Ratify RSM US LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Danaos Corporation | | DAC | | Y1968P121 | | 30-Jul-21 | | Management | | Elect Director John Coustas | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Danaos Corporation | | DAC | | Y1968P121 | | 30-Jul-21 | | Management | | Elect Director Petros Christodoulou | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Danaos Corporation | | DAC | | Y1968P121 | | 30-Jul-21 | | Management | | Elect Director Myles R. Itkin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Danaos Corporation | | DAC | | Y1968P121 | | 30-Jul-21 | | Management | | Ratify PricewaterhouseCoopers S.A. as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-21 | | Management | | Reelect Yuval Cohen as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-21 | | Management | | Reelect Stephen Nigro as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-21 | | Management | | Reelect Ronen Samuel as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-21 | | Management | | Amend Articles Re: Forums for Adjudication of Disputes | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-21 | | Management | | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 18-Aug-21 | | Management | | Elect Orit Stav as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 18-Aug-21 | | Management | | Reelect Rafi Amit as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 18-Aug-21 | | Management | | Reelect Yotam Stern as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 18-Aug-21 | | Management | | Reelect Leo Huang as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 18-Aug-21 | | Management | | Reelect I-Shih Tseng as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 18-Aug-21 | | Management | | Reelect Moty Ben-Arie as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 18-Aug-21 | | Management | | Reelect Yael Andorn as External Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 18-Aug-21 | | Management | | Reelect Yosi Shacham-Diamand as External Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 18-Aug-21 | | Management | | Approve Equity Awards to Each of the Company’s Non-Controlling Directors (Subject to Their respective Reelection) | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 18-Aug-21 | | Management | | Approve Compensation to Rafi Amit, CEO | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 18-Aug-21 | | Management | | Approve Amendments to Compensation Policy for the Directors and Officers of the Company | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 18-Aug-21 | | Management | | Reappoint Somekh Chaikin, a member firm of KPMG International as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 18-Aug-21 | | Management | | Discuss Financial Statements and the Report of the Board | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 18-Aug-21 | | Management | | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corporation | | OPRX | | 68401U204 | | 19-Aug-21 | | Management | | Elect Director William J. Febbo | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corporation | | OPRX | | 68401U204 | | 19-Aug-21 | | Management | | Elect Director Gus D. Halas | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corporation | | OPRX | | 68401U204 | | 19-Aug-21 | | Management | | Elect Director Lynn O’Connor Vos | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corporation | | OPRX | | 68401U204 | | 19-Aug-21 | | Management | | Elect Director James Lang | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corporation | | OPRX | | 68401U204 | | 19-Aug-21 | | Management | | Elect Director Patrick Spangler | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corporation | | OPRX | | 68401U204 | | 19-Aug-21 | | Management | | Elect Director Gregory D. Wasson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corporation | | OPRX | | 68401U204 | | 19-Aug-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corporation | | OPRX | | 68401U204 | | 19-Aug-21 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corporation | | OPRX | | 68401U204 | | 19-Aug-21 | | Management | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corporation | | OPRX | | 68401U204 | | 19-Aug-21 | | Management | | Ratify UHY LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oramed Pharmaceuticals Inc. | | ORMP | | 68403P203 | | 30-Aug-21 | | Management | | Elect Director Aviad Friedman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oramed Pharmaceuticals Inc. | | ORMP | | 68403P203 | | 30-Aug-21 | | Management | | Elect Director Miriam Kidron | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oramed Pharmaceuticals Inc. | | ORMP | | 68403P203 | | 30-Aug-21 | | Management | | Elect Director Nadav Kidron | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oramed Pharmaceuticals Inc. | | ORMP | | 68403P203 | | 30-Aug-21 | | Management | | Elect Director Arie Mayer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oramed Pharmaceuticals Inc. | | ORMP | | 68403P203 | | 30-Aug-21 | | Management | | Elect Director Kevin Rakin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oramed Pharmaceuticals Inc. | | ORMP | | 68403P203 | | 30-Aug-21 | | Management | | Elect Director Leonard Sank | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oramed Pharmaceuticals Inc. | | ORMP | | 68403P203 | | 30-Aug-21 | | Management | | Ratify the Approval of the 2019 Incentive Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oramed Pharmaceuticals Inc. | | ORMP | | 68403P203 | | 30-Aug-21 | | Management | | Ratify the Approval of the Amended and Restated 2019 Incentive Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oramed Pharmaceuticals Inc. | | ORMP | | 68403P203 | | 30-Aug-21 | | Management | | Ratify the Re-election of Aviad Friedman, Xiaoming Gao, Miriam Kidron, Nadav Kidron, Arie Mayer, Kevin Rakin, and Leonard Sank as Directors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oramed Pharmaceuticals Inc. | | ORMP | | 68403P203 | | 30-Aug-21 | | Management | | Classify the Board of Directors | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altabancorp | | ALTA | | 021347109 | | 31-Aug-21 | | Management | | Approve Merger Agreement | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altabancorp | | ALTA | | 021347109 | | 31-Aug-21 | | Management | | Advisory Vote on Golden Parachutes | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altabancorp | | ALTA | | 021347109 | | 31-Aug-21 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Transcat, Inc. | | TRNS | | 893529107 | | 08-Sep-21 | | Management | | Elect Director Craig D. Cairns | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Transcat, Inc. | | TRNS | | 893529107 | | 08-Sep-21 | | Management | | Elect Director Oksana S. Dominach | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Transcat, Inc. | | TRNS | | 893529107 | | 08-Sep-21 | | Management | | Elect Director Lee D. Rudow | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Transcat, Inc. | | TRNS | | 893529107 | | 08-Sep-21 | | Management | | Elect Director Carl E. Sassano | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Transcat, Inc. | | TRNS | | 893529107 | | 08-Sep-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Transcat, Inc. | | TRNS | | 893529107 | | 08-Sep-21 | | Management | | Ratify Freed Maxick CPAs, P.C. as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Transcat, Inc. | | TRNS | | 893529107 | | 08-Sep-21 | | Management | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 13-Sep-21 | | Management | | Issue Shares in Connection with Merger | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 13-Sep-21 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Freedom Holding Corp. | | FRHC | | 356390104 | | 14-Sep-21 | | Management | | Elect Director Leonard Stillman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Freedom Holding Corp. | | FRHC | | 356390104 | | 14-Sep-21 | | Management | | Elect Director Amber Williams | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Freedom Holding Corp. | | FRHC | | 356390104 | | 14-Sep-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Freedom Holding Corp. | | FRHC | | 356390104 | | 14-Sep-21 | | Management | | Ratify WSRP, LLC as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 14-Sep-21 | | Management | | Elect Director Eric S. Langan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 14-Sep-21 | | Management | | Elect Director Travis Reese | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 14-Sep-21 | | Management | | Elect Director Luke Lirot | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 14-Sep-21 | | Management | | Elect Director Yura Barabash | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 14-Sep-21 | | Management | | Elect Director Elaine J. Martin | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 14-Sep-21 | | Management | | Elect Director Arthur Allan Priaulx | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 14-Sep-21 | | Management | | Ratify Friedman LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 14-Sep-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 14-Sep-21 | | Management | | Other Business | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSB Industries, Inc. | | LXU | | 502160104 | | 22-Sep-21 | | Management | | Approve the Preferred Stock Exchange | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSB Industries, Inc. | | LXU | | 502160104 | | 22-Sep-21 | | Management | | Increase Authorized Common Stock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSB Industries, Inc. | | LXU | | 502160104 | | 22-Sep-21 | | Management | | Approve Dividend Rights Amendment to the Certificate of Designations of Series E-1 Preferred | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSB Industries, Inc. | | LXU | | 502160104 | | 22-Sep-21 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Barnes & Noble Education, Inc. | | BNED | | 06777U101 | | 23-Sep-21 | | Management | | Elect Director Emily C. Chiu | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Barnes & Noble Education, Inc. | | BNED | | 06777U101 | | 23-Sep-21 | | Management | | Elect Director Daniel A. DeMatteo | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Barnes & Noble Education, Inc. | | BNED | | 06777U101 | | 23-Sep-21 | | Management | | Elect Director David G. Golden | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Barnes & Noble Education, Inc. | | BNED | | 06777U101 | | 23-Sep-21 | | Management | | Elect Director Michael P. Huseby | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Barnes & Noble Education, Inc. | | BNED | | 06777U101 | | 23-Sep-21 | | Management | | Elect Director Zachary D. Levenick | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Barnes & Noble Education, Inc. | | BNED | | 06777U101 | | 23-Sep-21 | | Management | | Elect Director Lowell W. Robinson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Barnes & Noble Education, Inc. | | BNED | | 06777U101 | | 23-Sep-21 | | Management | | Elect Director John R. Ryan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Barnes & Noble Education, Inc. | | BNED | | 06777U101 | | 23-Sep-21 | | Management | | Elect Director Jerry Sue Thornton | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Barnes & Noble Education, Inc. | | BNED | | 06777U101 | | 23-Sep-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Barnes & Noble Education, Inc. | | BNED | | 06777U101 | | 23-Sep-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Barnes & Noble Education, Inc. | | BNED | | 06777U101 | | 23-Sep-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Barnes & Noble Education, Inc. | | BNED | | 06777U101 | | 23-Sep-21 | | Management | | Other Business | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Capital Product Partners L.P. | | CPLP | | Y11082206 | | 23-Sep-21 | | Management | | Elect Director Abel Rasterhoff | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Capital Product Partners L.P. | | CPLP | | Y11082206 | | 23-Sep-21 | | Management | | Elect Director Dimitris P. Christacopoulos | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Capital Product Partners L.P. | | CPLP | | Y11082206 | | 23-Sep-21 | | Management | | Ratify Deloitte Certified Public Accountants S.A. as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | American Outdoor Brands, Inc. | | AOUT | | 02875D109 | | 24-Sep-21 | | Management | | Elect Director Brian D. Murphy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | American Outdoor Brands, Inc. | | AOUT | | 02875D109 | | 24-Sep-21 | | Management | | Elect Director Mary E. Gallagher | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | American Outdoor Brands, Inc. | | AOUT | | 02875D109 | | 24-Sep-21 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atossa Therapeutics, Inc. | | ATOS | | 04962H506 | | 07-Oct-21 | | Management | | Increase Authorized Common Stock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 21-Oct-21 | | Management | | Elect Director Esther M. Alegria | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 21-Oct-21 | | Management | | Elect Director Joseph Carleone | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 21-Oct-21 | | Management | | Elect Director Nicholas S. Green | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 21-Oct-21 | | Management | | Elect Director Richard B. Hancock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 21-Oct-21 | | Management | | Elect Director Catherine J. Mackey | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 21-Oct-21 | | Management | | Elect Director Gregory P. Sargen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 21-Oct-21 | | Management | | Elect Director Jeanne A. Thoma | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 21-Oct-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 21-Oct-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 21-Oct-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bioceres Crop Solutions Corp. | | BIOX | | G1117K114 | | 27-Oct-21 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bioceres Crop Solutions Corp. | | BIOX | | G1117K114 | | 27-Oct-21 | | Management | | Elect Director Federico Trucco | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bioceres Crop Solutions Corp. | | BIOX | | G1117K114 | | 27-Oct-21 | | Management | | Elect Director Enrique Lopez Lecube | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bioceres Crop Solutions Corp. | | BIOX | | G1117K114 | | 27-Oct-21 | | Management | | Elect Director Kyle P. Bransfield | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bioceres Crop Solutions Corp. | | BIOX | | G1117K114 | | 27-Oct-21 | | Management | | Elect Director Gloria Montaron Estrada | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bioceres Crop Solutions Corp. | | BIOX | | G1117K114 | | 27-Oct-21 | | Management | | Elect Director Carlos Camargo de Colon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bioceres Crop Solutions Corp. | | BIOX | | G1117K114 | | 27-Oct-21 | | Management | | Elect Director Ari Freisinger | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bioceres Crop Solutions Corp. | | BIOX | | G1117K114 | | 27-Oct-21 | | Management | | Elect Director Natalia Zang | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bioceres Crop Solutions Corp. | | BIOX | | G1117K114 | | 27-Oct-21 | | Management | | Elect Director Fabian Onetti | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bioceres Crop Solutions Corp. | | BIOX | | G1117K114 | | 27-Oct-21 | | Management | | Ratify Price Waterhouse & Co. S.R.L. as Auditors | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Unifi, Inc. | | UFI | | 904677200 | | 27-Oct-21 | | Management | | Elect Director Emma S. Battle | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Unifi, Inc. | | UFI | | 904677200 | | 27-Oct-21 | | Management | | Elect Director Robert J. Bishop | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Unifi, Inc. | | UFI | | 904677200 | | 27-Oct-21 | | Management | | Elect Director Albert P. Carey | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Unifi, Inc. | | UFI | | 904677200 | | 27-Oct-21 | | Management | | Elect Director Archibald Cox, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Unifi, Inc. | | UFI | | 904677200 | | 27-Oct-21 | | Management | | Elect Director Edmund M. Ingle | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Unifi, Inc. | | UFI | | 904677200 | | 27-Oct-21 | | Management | | Elect Director James M. Kilts | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Unifi, Inc. | | UFI | | 904677200 | | 27-Oct-21 | | Management | | Elect Director Kenneth G. Langone | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Unifi, Inc. | | UFI | | 904677200 | | 27-Oct-21 | | Management | | Elect Director Suzanne M. Present | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Unifi, Inc. | | UFI | | 904677200 | | 27-Oct-21 | | Management | | Elect Director Rhonda L. Ramlo | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Unifi, Inc. | | UFI | | 904677200 | | 27-Oct-21 | | Management | | Elect Director Eva T. Zlotnicka | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Unifi, Inc. | | UFI | | 904677200 | | 27-Oct-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Unifi, Inc. | | UFI | | 904677200 | | 27-Oct-21 | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Unifi, Inc. | | UFI | | 904677200 | | 27-Oct-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Inotiv, Inc. | | NOTV | | 45783Q100 | | 04-Nov-21 | | Management | | Increase Authorized Common Stock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Inotiv, Inc. | | NOTV | | 45783Q100 | | 04-Nov-21 | | Management | | Issue Shares in Connection with Acquisition | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Inotiv, Inc. | | NOTV | | 45783Q100 | | 04-Nov-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Inotiv, Inc. | | NOTV | | 45783Q100 | | 04-Nov-21 | | Management | | Approve Conversion of Securities | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Inotiv, Inc. | | NOTV | | 45783Q100 | | 04-Nov-21 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PLx Pharma Inc. | | PLXP | | 72942A107 | | 09-Nov-21 | | Management | | Elect Director Gary S. Balkema | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PLx Pharma Inc. | | PLXP | | 72942A107 | | 09-Nov-21 | | Management | | Elect Director Kirk Calhoun | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PLx Pharma Inc. | | PLXP | | 72942A107 | | 09-Nov-21 | | Management | | Elect Director Robert Casale | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PLx Pharma Inc. | | PLXP | | 72942A107 | | 09-Nov-21 | | Management | | Elect Director Natasha Giordano | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PLx Pharma Inc. | | PLXP | | 72942A107 | | 09-Nov-21 | | Management | | Elect Director John W. Hadden, II | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PLx Pharma Inc. | | PLXP | | 72942A107 | | 09-Nov-21 | | Management | | Elect Director Michael J. Valentino | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PLx Pharma Inc. | | PLXP | | 72942A107 | | 09-Nov-21 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PLx Pharma Inc. | | PLXP | | 72942A107 | | 09-Nov-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PLx Pharma Inc. | | PLXP | | 72942A107 | | 09-Nov-21 | | Management | | Ratify Marcum LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heska Corporation | | HSKA | | 42805E306 | | 22-Nov-21 | | Management | | Increase Authorized Common Stock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Northeast Bank | | NBN | | 66405S100 | | 22-Nov-21 | | Management | | Elect Director Matthew B. Botein | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Northeast Bank | | NBN | | 66405S100 | | 22-Nov-21 | | Management | | Elect Director Cheryl Lynn Dorsey | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Northeast Bank | | NBN | | 66405S100 | | 22-Nov-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Northeast Bank | | NBN | | 66405S100 | | 22-Nov-21 | | Management | | Ratify RSM US LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Allot Ltd. | | ALLT | | M0854Q105 | | 30-Nov-21 | | Management | | Amend Article Re: Board of Directors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Allot Ltd. | | ALLT | | M0854Q105 | | 30-Nov-21 | | Management | | Reelect Manuel Echanove as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Allot Ltd. | | ALLT | | M0854Q105 | | 30-Nov-21 | | Management | | Reelect Yigal Jacoby as Director and Chairman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Allot Ltd. | | ALLT | | M0854Q105 | | 30-Nov-21 | | Management | | Elect Efrat Makov as External Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Allot Ltd. | | ALLT | | M0854Q105 | | 30-Nov-21 | | Management | | Approve Grant of PSUs and RSUs of the Company to Erez Antebi, President and CEO | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Allot Ltd. | | ALLT | | M0854Q105 | | 30-Nov-21 | | Management | | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Allot Ltd. | | ALLT | | M0854Q105 | | 30-Nov-21 | | Management | | Discuss Financial Statements and the Report of the Board for 2018 | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Allot Ltd. | | ALLT | | M0854Q105 | | 30-Nov-21 | | Management | | Transact Other Business (Non-Voting) | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Allot Ltd. | | ALLT | | M0854Q105 | | 30-Nov-21 | | Management | | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | | None | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ethan Allen Interiors Inc. | | ETD | | 297602104 | | 30-Nov-21 | | Management | | Elect Director M. Farooq Kathwari | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ethan Allen Interiors Inc. | | ETD | | 297602104 | | 30-Nov-21 | | Management | | Elect Director John Clark | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ethan Allen Interiors Inc. | | ETD | | 297602104 | | 30-Nov-21 | | Management | | Elect Director John J. Dooner, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ethan Allen Interiors Inc. | | ETD | | 297602104 | | 30-Nov-21 | | Management | | Elect Director Cynthia Ekberg Tsai | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ethan Allen Interiors Inc. | | ETD | | 297602104 | | 30-Nov-21 | | Management | | Elect Director David M. Sable | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ethan Allen Interiors Inc. | | ETD | | 297602104 | | 30-Nov-21 | | Management | | Elect Director Tara I. Stacom | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ethan Allen Interiors Inc. | | ETD | | 297602104 | | 30-Nov-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ethan Allen Interiors Inc. | | ETD | | 297602104 | | 30-Nov-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenwich LifeSciences, Inc. | | GLSI | | 396879108 | | 15-Dec-21 | | Management | | Elect Director David B. McWilliams | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenwich LifeSciences, Inc. | | GLSI | | 396879108 | | 15-Dec-21 | | Management | | Elect Director Snehal S. Patel | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenwich LifeSciences, Inc. | | GLSI | | 396879108 | | 15-Dec-21 | | Management | | Elect Director Eric Rothe | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenwich LifeSciences, Inc. | | GLSI | | 396879108 | | 15-Dec-21 | | Management | | Elect Director F. Joseph Daugherty | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenwich LifeSciences, Inc. | | GLSI | | 396879108 | | 15-Dec-21 | | Management | | Elect Director Kenneth Hallock | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenwich LifeSciences, Inc. | | GLSI | | 396879108 | | 15-Dec-21 | | Management | | Ratify Malone Bailey, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IDT Corporation | | IDT | | 448947507 | | 15-Dec-21 | | Management | | Elect Director Michael Chenkin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IDT Corporation | | IDT | | 448947507 | | 15-Dec-21 | | Management | | Elect Director Eric F. Cosentino | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IDT Corporation | | IDT | | 448947507 | | 15-Dec-21 | | Management | | Elect Director Howard S. Jonas | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IDT Corporation | | IDT | | 448947507 | | 15-Dec-21 | | Management | | Elect Director Judah Schorr | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IDT Corporation | | IDT | | 448947507 | | 15-Dec-21 | | Management | | Elect Director Liora Stein | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IDT Corporation | | IDT | | 448947507 | | 15-Dec-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IDT Corporation | | IDT | | 448947507 | | 15-Dec-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tecnoglass Inc. | | TGLS | | G87264100 | | 16-Dec-21 | | Management | | Elect Director Christian T. Daes | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tecnoglass Inc. | | TGLS | | G87264100 | | 16-Dec-21 | | Management | | Elect Director Julio A. Torres | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sphere 3D Corp. | | ANY | | 84841L308 | | 22-Dec-21 | | Management | | Elect Director Vivekanand Mahadevan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sphere 3D Corp. | | ANY | | 84841L308 | | 22-Dec-21 | | Management | | Elect Director Duncan J. McEwan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sphere 3D Corp. | | ANY | | 84841L308 | | 22-Dec-21 | | Management | | Elect Director Peter Tassiopoulos | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sphere 3D Corp. | | ANY | | 84841L308 | | 22-Dec-21 | | Management | | Elect Director Patricia Trompeter | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sphere 3D Corp. | | ANY | | 84841L308 | | 22-Dec-21 | | Management | | Approve Smythe LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sphere 3D Corp. | | ANY | | 84841L308 | | 22-Dec-21 | | Management | | Approve Issuance of Shares for a Private Placement | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sphere 3D Corp. | | ANY | | 84841L308 | | 22-Dec-21 | | Management | | Amend By-Law No. 1 | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sphere 3D Corp. | | ANY | | 84841L308 | | 22-Dec-21 | | Management | | Authorize Board to Determine the Number of Directors of the Board from Time to Time and Allow Board to Appoint Additional Directors Up to a Maximum of One Third of the Number of Directors Elected at the Previous Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ipsidy Inc. | | AUID | | 46264C206 | | 29-Dec-21 | | Management | | Elect Director Thomas L. Thimot | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ipsidy Inc. | | AUID | | 46264C206 | | 29-Dec-21 | | Management | | Elect Director Phillip L. Kumnick | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ipsidy Inc. | | AUID | | 46264C206 | | 29-Dec-21 | | Management | | Elect Director Philip R. Broenniman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ipsidy Inc. | | AUID | | 46264C206 | | 29-Dec-21 | | Management | | Elect Director Michael A. Gorriz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ipsidy Inc. | | AUID | | 46264C206 | | 29-Dec-21 | | Management | | Elect Director Michael L. Koehneman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ipsidy Inc. | | AUID | | 46264C206 | | 29-Dec-21 | | Management | | Elect Director Neepa Patel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ipsidy Inc. | | AUID | | 46264C206 | | 29-Dec-21 | | Management | | Elect Director Jacqueline L. White | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ipsidy Inc. | | AUID | | 46264C206 | | 29-Dec-21 | | Management | | Ratify Cherry Bekaert LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ipsidy Inc. | | AUID | | 46264C206 | | 29-Dec-21 | | Management | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ipsidy Inc. | | AUID | | 46264C206 | | 29-Dec-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ipsidy Inc. | | AUID | | 46264C206 | | 29-Dec-21 | | Management | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Franklin Covey Co. | | FC | | 353469109 | | 14-Jan-22 | | Management | | Elect Director Anne H. Chow | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Franklin Covey Co. | | FC | | 353469109 | | 14-Jan-22 | | Management | | Elect Director Craig Cuffie | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Franklin Covey Co. | | FC | | 353469109 | | 14-Jan-22 | | Management | | Elect Director Donald J. McNamara | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Franklin Covey Co. | | FC | | 353469109 | | 14-Jan-22 | | Management | | Elect Director Joel C. Peterson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Franklin Covey Co. | | FC | | 353469109 | | 14-Jan-22 | | Management | | Elect Director Nancy Phillips | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Franklin Covey Co. | | FC | | 353469109 | | 14-Jan-22 | | Management | | Elect Director Derek C.M. van Bever | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Franklin Covey Co. | | FC | | 353469109 | | 14-Jan-22 | | Management | | Elect Director Robert A. Whitman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Franklin Covey Co. | | FC | | 353469109 | | 14-Jan-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Franklin Covey Co. | | FC | | 353469109 | | 14-Jan-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Franklin Covey Co. | | FC | | 353469109 | | 14-Jan-22 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kura Sushi USA, Inc. | | KRUS | | 501270102 | | 28-Jan-22 | | Management | | Elect Director Shintaro Asako | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kura Sushi USA, Inc. | | KRUS | | 501270102 | | 28-Jan-22 | | Management | | Elect Director Kim Ellis | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kura Sushi USA, Inc. | | KRUS | | 501270102 | | 28-Jan-22 | | Management | | Elect Director Seitaro Ishii | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kura Sushi USA, Inc. | | KRUS | | 501270102 | | 28-Jan-22 | | Management | | Elect Director Carin L. Stutz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kura Sushi USA, Inc. | | KRUS | | 501270102 | | 28-Jan-22 | | Management | | Elect Director Hajime ‘Jimmy’ Uba | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kura Sushi USA, Inc. | | KRUS | | 501270102 | | 28-Jan-22 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Good Times Restaurants Inc. | | GTIM | | 382140879 | | 08-Feb-22 | | Management | | Elect Director Geoffrey R. Bailey | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Good Times Restaurants Inc. | | GTIM | | 382140879 | | 08-Feb-22 | | Management | | Elect Director Charles E. Jobson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Good Times Restaurants Inc. | | GTIM | | 382140879 | | 08-Feb-22 | | Management | | Elect Director Jason S. Maceda | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Good Times Restaurants Inc. | | GTIM | | 382140879 | | 08-Feb-22 | | Management | | Elect Director Jennifer C. Stetson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Good Times Restaurants Inc. | | GTIM | | 382140879 | | 08-Feb-22 | | Management | | Elect Director Ryan M. Zink | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Good Times Restaurants Inc. | | GTIM | | 382140879 | | 08-Feb-22 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Good Times Restaurants Inc. | | GTIM | | 382140879 | | 08-Feb-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Good Times Restaurants Inc. | | GTIM | | 382140879 | | 08-Feb-22 | | Management | | Ratify Moss Adams LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Insteel Industries Inc. | | IIIN | | 45774W108 | | 15-Feb-22 | | Management | | Elect Director Jon M. Ruth | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Insteel Industries Inc. | | IIIN | | 45774W108 | | 15-Feb-22 | | Management | | Elect Director Joseph A. Rutkowski | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Insteel Industries Inc. | | IIIN | | 45774W108 | | 15-Feb-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Insteel Industries Inc. | | IIIN | | 45774W108 | | 15-Feb-22 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Calumet Specialty Products Partners, L.P. | | CLMT | | 131476103 | | 16-Feb-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Calumet Specialty Products Partners, L.P. | | CLMT | | 131476103 | | 16-Feb-22 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Haynes International, Inc. | | HAYN | | 420877201 | | 22-Feb-22 | | Management | | Elect Director Donald C. Campion | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Haynes International, Inc. | | HAYN | | 420877201 | | 22-Feb-22 | | Management | | Elect Director Robert H. Getz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Haynes International, Inc. | | HAYN | | 420877201 | | 22-Feb-22 | | Management | | Elect Director Dawne S. Hickton | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Haynes International, Inc. | | HAYN | | 420877201 | | 22-Feb-22 | | Management | | Elect Director Michael L. Shor | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Haynes International, Inc. | | HAYN | | 420877201 | | 22-Feb-22 | | Management | | Elect Director Larry O. Spencer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Haynes International, Inc. | | HAYN | | 420877201 | | 22-Feb-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Haynes International, Inc. | | HAYN | | 420877201 | | 22-Feb-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Haynes International, Inc. | | HAYN | | 420877201 | | 22-Feb-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OneWater Marine Inc. | | ONEW | | 68280L101 | | 23-Feb-22 | | Management | | Elect Director Christopher W. Bodine | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OneWater Marine Inc. | | ONEW | | 68280L101 | | 23-Feb-22 | | Management | | Elect Director Jeffrey B. Lamkin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OneWater Marine Inc. | | ONEW | | 68280L101 | | 23-Feb-22 | | Management | | Elect Director Bari A. Harlam | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OneWater Marine Inc. | | ONEW | | 68280L101 | | 23-Feb-22 | | Management | | Eliminate Supermajority Vote Requirement | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OneWater Marine Inc. | | ONEW | | 68280L101 | | 23-Feb-22 | | Management | | Declassify the Board of Directors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OneWater Marine Inc. | | ONEW | | 68280L101 | | 23-Feb-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OneWater Marine Inc. | | ONEW | | 68280L101 | | 23-Feb-22 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OneWater Marine Inc. | | ONEW | | 68280L101 | | 23-Feb-22 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 24-Feb-22 | | Management | | Elect Director Cheryl Beranek | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 24-Feb-22 | | Management | | Elect Director Ronald G. Roth | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 24-Feb-22 | | Management | | Elect Director Patrick Goepel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 24-Feb-22 | | Management | | Elect Director Roger Harding | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 24-Feb-22 | | Management | | Elect Director Charles N. Hayssen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 24-Feb-22 | | Management | | Elect Director Donald R. Hayward | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 24-Feb-22 | | Management | | Elect Director Walter Jones, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 24-Feb-22 | | Management | | Elect Director Carol Wirsbinski | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 24-Feb-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 24-Feb-22 | | Management | | Ratify Baker Tilly US, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 24-Feb-22 | | Management | | Elect Director Jennifer A. Baldock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 24-Feb-22 | | Management | | Elect Director Todd M. Cleveland | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 24-Feb-22 | | Management | | Elect Director David B. Gendell | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 24-Feb-22 | | Management | | Elect Director Jeffrey L. Gendell | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 24-Feb-22 | | Management | | Elect Director Joe D. Koshkin | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 24-Feb-22 | | Management | | Elect Director Elizabeth D. Leykum | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 24-Feb-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 24-Feb-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hovnanian Enterprises, Inc. | | HOV | | 442487401 | | 29-Mar-22 | | Management | | Elect Director Ara K. Hovnanian | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hovnanian Enterprises, Inc. | | HOV | | 442487401 | | 29-Mar-22 | | Management | | Elect Director Robert B. Coutts | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hovnanian Enterprises, Inc. | | HOV | | 442487401 | | 29-Mar-22 | | Management | | Elect Director Miriam Hernandez-Kakol | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hovnanian Enterprises, Inc. | | HOV | | 442487401 | | 29-Mar-22 | | Management | | Elect Director Edward A. Kangas | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hovnanian Enterprises, Inc. | | HOV | | 442487401 | | 29-Mar-22 | | Management | | Elect Director Joseph A. Marengi | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hovnanian Enterprises, Inc. | | HOV | | 442487401 | | 29-Mar-22 | | Management | | Elect Director Vincent Pagano, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hovnanian Enterprises, Inc. | | HOV | | 442487401 | | 29-Mar-22 | | Management | | Elect Director Robin Stone Sellers | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hovnanian Enterprises, Inc. | | HOV | | 442487401 | | 29-Mar-22 | | Management | | Elect Director J. Larry Sorsby | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hovnanian Enterprises, Inc. | | HOV | | 442487401 | | 29-Mar-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hovnanian Enterprises, Inc. | | HOV | | 442487401 | | 29-Mar-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hovnanian Enterprises, Inc. | | HOV | | 442487401 | | 29-Mar-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OceanPal, Inc. | | OP | | Y6430L103 | | 05-Apr-22 | | Management | | Elect Director Semiramis Paliou | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OceanPal, Inc. | | OP | | Y6430L103 | | 05-Apr-22 | | Management | | Elect Director Styliani Alexandra Sougioultzoglou | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OceanPal, Inc. | | OP | | Y6430L103 | | 05-Apr-22 | | Management | | Elect Director Alexios Chrysochoidis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OceanPal, Inc. | | OP | | Y6430L103 | | 05-Apr-22 | | Management | | Approve Reverse Stock Split | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OceanPal, Inc. | | OP | | Y6430L103 | | 05-Apr-22 | | Management | | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A as Auditors | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Concrete Pumping Holdings, Inc. | | BBCP | | 206704108 | | 14-Apr-22 | | Management | | Elect Director Stephen Alarcon | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Concrete Pumping Holdings, Inc. | | BBCP | | 206704108 | | 14-Apr-22 | | Management | | Elect Director Heather L. Faust | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Concrete Pumping Holdings, Inc. | | BBCP | | 206704108 | | 14-Apr-22 | | Management | | Elect Director David G. Hall | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Concrete Pumping Holdings, Inc. | | BBCP | | 206704108 | | 14-Apr-22 | | Management | | Elect Director Iain Humphries | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Concrete Pumping Holdings, Inc. | | BBCP | | 206704108 | | 14-Apr-22 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CapStar Financial Holdings, Inc. | | CSTR | | 14070T102 | | 21-Apr-22 | | Management | | Elect Director L. Earl Bentz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CapStar Financial Holdings, Inc. | | CSTR | | 14070T102 | | 21-Apr-22 | | Management | | Elect Director Sam B. DeVane | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CapStar Financial Holdings, Inc. | | CSTR | | 14070T102 | | 21-Apr-22 | | Management | | Elect Director Thomas R. Flynn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CapStar Financial Holdings, Inc. | | CSTR | | 14070T102 | | 21-Apr-22 | | Management | | Elect Director Louis A. Green, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CapStar Financial Holdings, Inc. | | CSTR | | 14070T102 | | 21-Apr-22 | | Management | | Elect Director Valora S. Gurganious | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CapStar Financial Holdings, Inc. | | CSTR | | 14070T102 | | 21-Apr-22 | | Management | | Elect Director Myra NanDora Jenne | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CapStar Financial Holdings, Inc. | | CSTR | | 14070T102 | | 21-Apr-22 | | Management | | Elect Director Joelle J. Phillips | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CapStar Financial Holdings, Inc. | | CSTR | | 14070T102 | | 21-Apr-22 | | Management | | Elect Director Timothy K. Schools | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CapStar Financial Holdings, Inc. | | CSTR | | 14070T102 | | 21-Apr-22 | | Management | | Elect Director Stephen B. Smith | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CapStar Financial Holdings, Inc. | | CSTR | | 14070T102 | | 21-Apr-22 | | Management | | Elect Director James S. Turner, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CapStar Financial Holdings, Inc. | | CSTR | | 14070T102 | | 21-Apr-22 | | Management | | Elect Director Toby S. Wilt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CapStar Financial Holdings, Inc. | | CSTR | | 14070T102 | | 21-Apr-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CapStar Financial Holdings, Inc. | | CSTR | | 14070T102 | | 21-Apr-22 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CapStar Financial Holdings, Inc. | | CSTR | | 14070T102 | | 21-Apr-22 | | Management | | Ratify Elliott Davis, LLC as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MYR Group Inc. | | MYRG | | 55405W104 | | 21-Apr-22 | | Management | | Elect Director Bradley T. Favreau | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MYR Group Inc. | | MYRG | | 55405W104 | | 21-Apr-22 | | Management | | Elect Director William D. Patterson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MYR Group Inc. | | MYRG | | 55405W104 | | 21-Apr-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MYR Group Inc. | | MYRG | | 55405W104 | | 21-Apr-22 | | Management | | Ratify Crowe LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Singularity Future Technology Ltd. | | SGLY | | 82935V208 | | 22-Apr-22 | | Management | | Elect Director John F. Levy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Singularity Future Technology Ltd. | | SGLY | | 82935V208 | | 22-Apr-22 | | Management | | Ratify Audit Alliance LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Singularity Future Technology Ltd. | | SGLY | | 82935V208 | | 22-Apr-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Singularity Future Technology Ltd. | | SGLY | | 82935V208 | | 22-Apr-22 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Singularity Future Technology Ltd. | | SGLY | | 82935V208 | | 22-Apr-22 | | Management | | Other Business | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ANI Pharmaceuticals, Inc. | | ANIP | | 00182C103 | | 27-Apr-22 | | Management | | Elect Director Robert E. Brown, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ANI Pharmaceuticals, Inc. | | ANIP | | 00182C103 | | 27-Apr-22 | | Management | | Elect Director Thomas J. Haughey | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ANI Pharmaceuticals, Inc. | | ANIP | | 00182C103 | | 27-Apr-22 | | Management | | Elect Director Nikhil Lalwani | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ANI Pharmaceuticals, Inc. | | ANIP | | 00182C103 | | 27-Apr-22 | | Management | | Elect Director David B. Nash | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ANI Pharmaceuticals, Inc. | | ANIP | | 00182C103 | | 27-Apr-22 | | Management | | Elect Director Antonio R. Pera | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ANI Pharmaceuticals, Inc. | | ANIP | | 00182C103 | | 27-Apr-22 | | Management | | Elect Director Renee P. Tannenbaum | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ANI Pharmaceuticals, Inc. | | ANIP | | 00182C103 | | 27-Apr-22 | | Management | | Elect Director Muthusamy Shanmugam | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ANI Pharmaceuticals, Inc. | | ANIP | | 00182C103 | | 27-Apr-22 | | Management | | Elect Director Jeanne A. Thoma | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ANI Pharmaceuticals, Inc. | | ANIP | | 00182C103 | | 27-Apr-22 | | Management | | Elect Director Patrick D. Walsh | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ANI Pharmaceuticals, Inc. | | ANIP | | 00182C103 | | 27-Apr-22 | | Management | | Ratify EisnerAmper LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ANI Pharmaceuticals, Inc. | | ANIP | | 00182C103 | | 27-Apr-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ANI Pharmaceuticals, Inc. | | ANIP | | 00182C103 | | 27-Apr-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DHI Group, Inc. | | DHX | | 23331S100 | | 27-Apr-22 | | Management | | Elect Director Brian “Skip” Schipper | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DHI Group, Inc. | | DHX | | 23331S100 | | 27-Apr-22 | | Management | | Elect Director Scipio “Max” Carnecchia | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DHI Group, Inc. | | DHX | | 23331S100 | | 27-Apr-22 | | Management | | Elect Director David Windley | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DHI Group, Inc. | | DHX | | 23331S100 | | 27-Apr-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DHI Group, Inc. | | DHX | | 23331S100 | | 27-Apr-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Bank | | FRBA | | 31931U102 | | 27-Apr-22 | | Management | | Elect Director Patrick M. Ryan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Bank | | FRBA | | 31931U102 | | 27-Apr-22 | | Management | | Elect Director Leslie E. Goodman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Bank | | FRBA | | 31931U102 | | 27-Apr-22 | | Management | | Elect Director Patrick L. Ryan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Bank | | FRBA | | 31931U102 | | 27-Apr-22 | | Management | | Elect Director Douglas C. Borden | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Bank | | FRBA | | 31931U102 | | 27-Apr-22 | | Management | | Elect Director Scott R. Gamble | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Bank | | FRBA | | 31931U102 | | 27-Apr-22 | | Management | | Elect Director Deborah Paige Hanson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Bank | | FRBA | | 31931U102 | | 27-Apr-22 | | Management | | Elect Director Glenn M. Josephs | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Bank | | FRBA | | 31931U102 | | 27-Apr-22 | | Management | | Elect Director Peter Pantages | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Bank | | FRBA | | 31931U102 | | 27-Apr-22 | | Management | | Elect Director Michael E. Salz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Bank | | FRBA | | 31931U102 | | 27-Apr-22 | | Management | | Elect Director John E. Strydesky | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Bank | | FRBA | | 31931U102 | | 27-Apr-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Bank | | FRBA | | 31931U102 | | 27-Apr-22 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenhill & Co., Inc. | | GHL | | 395259104 | | 27-Apr-22 | | Management | | Elect Director Scott L. Bok | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenhill & Co., Inc. | | GHL | | 395259104 | | 27-Apr-22 | | Management | | Elect Director Meryl D. Hartzband | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenhill & Co., Inc. | | GHL | | 395259104 | | 27-Apr-22 | | Management | | Elect Director John D. Liu | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenhill & Co., Inc. | | GHL | | 395259104 | | 27-Apr-22 | | Management | | Elect Director Ulrika M. Ekman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenhill & Co., Inc. | | GHL | | 395259104 | | 27-Apr-22 | | Management | | Elect Director Kevin T. Ferro | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenhill & Co., Inc. | | GHL | | 395259104 | | 27-Apr-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenhill & Co., Inc. | | GHL | | 395259104 | | 27-Apr-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenhill & Co., Inc. | | GHL | | 395259104 | | 27-Apr-22 | | Share Holder | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Greenhill & Co., Inc. | | GHL | | 395259104 | | 27-Apr-22 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hingham Institution for Savings | | HIFS | | 433323102 | | 28-Apr-22 | | Management | | Elect Director Howard M. Berger | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hingham Institution for Savings | | HIFS | | 433323102 | | 28-Apr-22 | | Management | | Elect Director Kevin W. Gaughen, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hingham Institution for Savings | | HIFS | | 433323102 | | 28-Apr-22 | | Management | | Elect Director Julio R. Hernando | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hingham Institution for Savings | | HIFS | | 433323102 | | 28-Apr-22 | | Management | | Elect Director Robert K. Sheridan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hingham Institution for Savings | | HIFS | | 433323102 | | 28-Apr-22 | | Management | | Elect Director Ronald D. Falcione | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hingham Institution for Savings | | HIFS | | 433323102 | | 28-Apr-22 | | Management | | Elect Company Clerk Jacqueline M. Youngworth | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hingham Institution for Savings | | HIFS | | 433323102 | | 28-Apr-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hingham Institution for Savings | | HIFS | | 433323102 | | 28-Apr-22 | | Management | | Amend Article 16 of the Bank’s Amended and Restated Charter | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Information Services Group, Inc. | | III | | 45675Y104 | | 28-Apr-22 | | Management | | Elect Director Michael P. Connors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Information Services Group, Inc. | | III | | 45675Y104 | | 28-Apr-22 | | Management | | Elect Director Christine Putur | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Information Services Group, Inc. | | III | | 45675Y104 | | 28-Apr-22 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Information Services Group, Inc. | | III | | 45675Y104 | | 28-Apr-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ryerson Holding Corporation | | RYI | | 783754104 | | 28-Apr-22 | | Management | | Elect Director Stephen P. Larson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ryerson Holding Corporation | | RYI | | 783754104 | | 28-Apr-22 | | Management | | Elect Director Philip E. Norment | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ryerson Holding Corporation | | RYI | | 783754104 | | 28-Apr-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ranger Oil Corporation | | ROCC | | 70788V102 | | 02-May-22 | | Management | | Elect Director Tiffany Thom Cepak | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ranger Oil Corporation | | ROCC | | 70788V102 | | 02-May-22 | | Management | | Elect Director Darrin J. Henke | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ranger Oil Corporation | | ROCC | | 70788V102 | | 02-May-22 | | Management | | Elect Director Richard Burnett | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ranger Oil Corporation | | ROCC | | 70788V102 | | 02-May-22 | | Management | | Elect Director Jeffrey E. Wojahn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ranger Oil Corporation | | ROCC | | 70788V102 | | 02-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ranger Oil Corporation | | ROCC | | 70788V102 | | 02-May-22 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpha Metallurgical Resources, Inc. | | AMR | | 020764106 | | 03-May-22 | | Management | | Elect Director Kenneth S. Courtis | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpha Metallurgical Resources, Inc. | | AMR | | 020764106 | | 03-May-22 | | Management | | Elect Director Albert E. Ferrara, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpha Metallurgical Resources, Inc. | | AMR | | 020764106 | | 03-May-22 | | Management | | Elect Director Elizabeth A. Fessenden | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpha Metallurgical Resources, Inc. | | AMR | | 020764106 | | 03-May-22 | | Management | | Elect Director Michael J. Quillen | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpha Metallurgical Resources, Inc. | | AMR | | 020764106 | | 03-May-22 | | Management | | Elect Director Daniel D. Smith | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpha Metallurgical Resources, Inc. | | AMR | | 020764106 | | 03-May-22 | | Management | | Elect Director David J. Stetson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpha Metallurgical Resources, Inc. | | AMR | | 020764106 | | 03-May-22 | | Management | | Elect Director Scott D. Vogel | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpha Metallurgical Resources, Inc. | | AMR | | 020764106 | | 03-May-22 | | Management | | Ratify RSM US LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpha Metallurgical Resources, Inc. | | AMR | | 020764106 | | 03-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cumulus Media Inc. | | CMLS | | 231082801 | | 03-May-22 | | Management | | Elect Director Mary G. Berner | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cumulus Media Inc. | | CMLS | | 231082801 | | 03-May-22 | | Management | | Elect Director David M. Baum | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cumulus Media Inc. | | CMLS | | 231082801 | | 03-May-22 | | Management | | Elect Director Matthew C. Blank | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cumulus Media Inc. | | CMLS | | 231082801 | | 03-May-22 | | Management | | Elect Director Thomas H. Castro | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cumulus Media Inc. | | CMLS | | 231082801 | | 03-May-22 | | Management | | Elect Director Joan Hogan Gillman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cumulus Media Inc. | | CMLS | | 231082801 | | 03-May-22 | | Management | | Elect Director Andrew W. Hobson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cumulus Media Inc. | | CMLS | | 231082801 | | 03-May-22 | | Management | | Elect Director Brian G. Kushner | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cumulus Media Inc. | | CMLS | | 231082801 | | 03-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cumulus Media Inc. | | CMLS | | 231082801 | | 03-May-22 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 03-May-22 | | Management | | Elect Director Chris A. Downey | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 03-May-22 | | Management | | Elect Director Joseph W. Glauber | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 03-May-22 | | Management | | Elect Director John A. Good | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 03-May-22 | | Management | | Elect Director Thomas P. Heneghan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 03-May-22 | | Management | | Elect Director Danny D. Moore | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 03-May-22 | | Management | | Elect Director Toby L. O’Rourke | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 03-May-22 | | Management | | Elect Director Murray R. Wise | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 03-May-22 | | Management | | Elect Director Paul A. Pittman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 03-May-22 | | Management | | Ratify Plante & Moran PLLC as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 03-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MBIA Inc. | | MBI | | 55262C100 | | 03-May-22 | | Management | | Elect Director Diane L. Dewbrey | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MBIA Inc. | | MBI | | 55262C100 | | 03-May-22 | | Management | | Elect Director William C. Fallon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MBIA Inc. | | MBI | | 55262C100 | | 03-May-22 | | Management | | Elect Director Steven J. Gilbert | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MBIA Inc. | | MBI | | 55262C100 | | 03-May-22 | | Management | | Elect Director Janice L. Innis-Thompson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MBIA Inc. | | MBI | | 55262C100 | | 03-May-22 | | Management | | Elect Director Charles R. Rinehart | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MBIA Inc. | | MBI | | 55262C100 | | 03-May-22 | | Management | | Elect Director Theodore E. Shasta | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MBIA Inc. | | MBI | | 55262C100 | | 03-May-22 | | Management | | Elect Director Richard C. Vaughan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MBIA Inc. | | MBI | | 55262C100 | | 03-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MBIA Inc. | | MBI | | 55262C100 | | 03-May-22 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MBIA Inc. | | MBI | | 55262C100 | | 03-May-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | City Office REIT, Inc. | | CIO | | 178587101 | | 04-May-22 | | Management | | Elect Director John McLernon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | City Office REIT, Inc. | | CIO | | 178587101 | | 04-May-22 | | Management | | Elect Director James Farrar | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | City Office REIT, Inc. | | CIO | | 178587101 | | 04-May-22 | | Management | | Elect Director William Flatt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | City Office REIT, Inc. | | CIO | | 178587101 | | 04-May-22 | | Management | | Elect Director Sabah Mirza | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | City Office REIT, Inc. | | CIO | | 178587101 | | 04-May-22 | | Management | | Elect Director Mark Murski | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | City Office REIT, Inc. | | CIO | | 178587101 | | 04-May-22 | | Management | | Elect Director John Sweet | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | City Office REIT, Inc. | | CIO | | 178587101 | | 04-May-22 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | City Office REIT, Inc. | | CIO | | 178587101 | | 04-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | City Office REIT, Inc. | | CIO | | 178587101 | | 04-May-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heritage-Crystal Clean, Inc. | | HCCI | | 42726M106 | | 04-May-22 | | Management | | Elect Director Brian Recatto | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heritage-Crystal Clean, Inc. | | HCCI | | 42726M106 | | 04-May-22 | | Management | | Elect Director Charles E. Schalliol | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heritage-Crystal Clean, Inc. | | HCCI | | 42726M106 | | 04-May-22 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heritage-Crystal Clean, Inc. | | HCCI | | 42726M106 | | 04-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Permian Basin Royalty Trust | | PBT | | 714236106 | | 04-May-22 | | Management | | Appoint Argent Trust Company as Successor Trustee | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Permian Basin Royalty Trust | | PBT | | 714236106 | | 04-May-22 | | Management | | Amend Trust Indenture | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Permian Basin Royalty Trust | | PBT | | 714236106 | | 04-May-22 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sterling Construction Company, Inc. | | STRL | | 859241101 | | 04-May-22 | | Management | | Elect Director Roger A. Cregg | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sterling Construction Company, Inc. | | STRL | | 859241101 | | 04-May-22 | | Management | | Elect Director Joseph A. Cutillo | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sterling Construction Company, Inc. | | STRL | | 859241101 | | 04-May-22 | | Management | | Elect Director Julie A. Dill | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sterling Construction Company, Inc. | | STRL | | 859241101 | | 04-May-22 | | Management | | Elect Director Dana C. O’Brien | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sterling Construction Company, Inc. | | STRL | | 859241101 | | 04-May-22 | | Management | | Elect Director Charles R. Patton | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sterling Construction Company, Inc. | | STRL | | 859241101 | | 04-May-22 | | Management | | Elect Director Thomas M. White | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sterling Construction Company, Inc. | | STRL | | 859241101 | | 04-May-22 | | Management | | Elect Director Dwayne A. Wilson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sterling Construction Company, Inc. | | STRL | | 859241101 | | 04-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sterling Construction Company, Inc. | | STRL | | 859241101 | | 04-May-22 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | TimkenSteel Corporation | | TMST | | 887399103 | | 04-May-22 | | Management | | Elect Director Diane C. Creel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | TimkenSteel Corporation | | TMST | | 887399103 | | 04-May-22 | | Management | | Elect Director Kenneth V. Garcia | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | TimkenSteel Corporation | | TMST | | 887399103 | | 04-May-22 | | Management | | Elect Director Ellis A. Jones | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | TimkenSteel Corporation | | TMST | | 887399103 | | 04-May-22 | | Management | | Elect Director Donald T. Misheff | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | TimkenSteel Corporation | | TMST | | 887399103 | | 04-May-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | TimkenSteel Corporation | | TMST | | 887399103 | | 04-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Veritiv Corporation | | VRTV | | 923454102 | | 04-May-22 | | Management | | Elect Director Salvatore A. Abbate | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Veritiv Corporation | | VRTV | | 923454102 | | 04-May-22 | | Management | | Elect Director Shantella E. Cooper | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Veritiv Corporation | | VRTV | | 923454102 | | 04-May-22 | | Management | | Elect Director David E. Flitman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Veritiv Corporation | | VRTV | | 923454102 | | 04-May-22 | | Management | | Elect Director Tracy A. Leinbach | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Veritiv Corporation | | VRTV | | 923454102 | | 04-May-22 | | Management | | Elect Director Stephen E. Macadam | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Veritiv Corporation | | VRTV | | 923454102 | | 04-May-22 | | Management | | Elect Director Gregory B. Morrison | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Veritiv Corporation | | VRTV | | 923454102 | | 04-May-22 | | Management | | Elect Director Michael P. Muldowney | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Veritiv Corporation | | VRTV | | 923454102 | | 04-May-22 | | Management | | Elect Director Charles G. Ward, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Veritiv Corporation | | VRTV | | 923454102 | | 04-May-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Veritiv Corporation | | VRTV | | 923454102 | | 04-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VSE Corporation | | VSEC | | 918284100 | | 04-May-22 | | Management | | Elect Director John A. Cuomo | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VSE Corporation | | VSEC | | 918284100 | | 04-May-22 | | Management | | Elect Director Edward P. Dolanski | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VSE Corporation | | VSEC | | 918284100 | | 04-May-22 | | Management | | Elect Director Ralph E. Eberhart | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VSE Corporation | | VSEC | | 918284100 | | 04-May-22 | | Management | | Elect Director Mark E. Ferguson, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VSE Corporation | | VSEC | | 918284100 | | 04-May-22 | | Management | | Elect Director Calvin S. Koonce | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VSE Corporation | | VSEC | | 918284100 | | 04-May-22 | | Management | | Elect Director James F. Lafond | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VSE Corporation | | VSEC | | 918284100 | | 04-May-22 | | Management | | Elect Director John E. “Jack” Potter | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VSE Corporation | | VSEC | | 918284100 | | 04-May-22 | | Management | | Elect Director Jack C. Stultz, Jr. | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VSE Corporation | | VSEC | | 918284100 | | 04-May-22 | | Management | | Elect Director Bonnie K. Wachtel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VSE Corporation | | VSEC | | 918284100 | | 04-May-22 | | Management | | Increase Authorized Common Stock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VSE Corporation | | VSEC | | 918284100 | | 04-May-22 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VSE Corporation | | VSEC | | 918284100 | | 04-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | P.A.M. Transportation Services, Inc. | | PTSI | | 693149106 | | 05-May-22 | | Management | | Elect Director Michael D. Bishop | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | P.A.M. Transportation Services, Inc. | | PTSI | | 693149106 | | 05-May-22 | | Management | | Elect Director Frederick P. Calderone | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | P.A.M. Transportation Services, Inc. | | PTSI | | 693149106 | | 05-May-22 | | Management | | Elect Director W. Scott Davis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | P.A.M. Transportation Services, Inc. | | PTSI | | 693149106 | | 05-May-22 | | Management | | Elect Director Edwin J. Lukas | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | P.A.M. Transportation Services, Inc. | | PTSI | | 693149106 | | 05-May-22 | | Management | | Elect Director Franklin H. McLarty | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | P.A.M. Transportation Services, Inc. | | PTSI | | 693149106 | | 05-May-22 | | Management | | Elect Director H. Pete Montano | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | P.A.M. Transportation Services, Inc. | | PTSI | | 693149106 | | 05-May-22 | | Management | | Elect Director Matthew J. Moroun | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | P.A.M. Transportation Services, Inc. | | PTSI | | 693149106 | | 05-May-22 | | Management | | Elect Director Matthew T. Moroun | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | P.A.M. Transportation Services, Inc. | | PTSI | | 693149106 | | 05-May-22 | | Management | | Elect Director Joseph A. Vitiritto | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | P.A.M. Transportation Services, Inc. | | PTSI | | 693149106 | | 05-May-22 | | Management | | Increase Authorized Common Stock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | P.A.M. Transportation Services, Inc. | | PTSI | | 693149106 | | 05-May-22 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Huttig Building Products, Inc. | | HBP | | 448451104 | | 10-May-22 | | Management | | Elect Director James F. Hibberd | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Huttig Building Products, Inc. | | HBP | | 448451104 | | 10-May-22 | | Management | | Elect Director Patrick L. Larmon | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Huttig Building Products, Inc. | | HBP | | 448451104 | | 10-May-22 | | Management | | Elect Director Jon P. Vrabely | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Huttig Building Products, Inc. | | HBP | | 448451104 | | 10-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Huttig Building Products, Inc. | | HBP | | 448451104 | | 10-May-22 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Inspired Entertainment, Inc. | | INSE | | 45782N108 | | 10-May-22 | | Management | | Elect Director A. Lorne Weil | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Inspired Entertainment, Inc. | | INSE | | 45782N108 | | 10-May-22 | | Management | | Elect Director Michael R. Chambrello | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Inspired Entertainment, Inc. | | INSE | | 45782N108 | | 10-May-22 | | Management | | Elect Director Ira H. Raphaelson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Inspired Entertainment, Inc. | | INSE | | 45782N108 | | 10-May-22 | | Management | | Elect Director Desiree G. Rogers | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Inspired Entertainment, Inc. | | INSE | | 45782N108 | | 10-May-22 | | Management | | Elect Director Steven M. Saferin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Inspired Entertainment, Inc. | | INSE | | 45782N108 | | 10-May-22 | | Management | | Elect Director Katja Tautscher | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Inspired Entertainment, Inc. | | INSE | | 45782N108 | | 10-May-22 | | Management | | Elect Director John M. Vandemore | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Inspired Entertainment, Inc. | | INSE | | 45782N108 | | 10-May-22 | | Management | | Ratify Marcum LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | South Plains Financial, Inc. | | SPFI | | 83946P107 | | 10-May-22 | | Management | | Elect Director Curtis C. Griffith | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | South Plains Financial, Inc. | | SPFI | | 83946P107 | | 10-May-22 | | Management | | Elect Director Kyle R. Wargo | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | South Plains Financial, Inc. | | SPFI | | 83946P107 | | 10-May-22 | | Management | | Ratify BKD, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | South Plains Financial, Inc. | | SPFI | | 83946P107 | | 10-May-22 | | Management | | Other Business | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Townsquare Media, Inc. | | TSQ | | 892231101 | | 10-May-22 | | Management | | Elect Director Gary Ginsberg | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Townsquare Media, Inc. | | TSQ | | 892231101 | | 10-May-22 | | Management | | Elect Director Steven Price | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Townsquare Media, Inc. | | TSQ | | 892231101 | | 10-May-22 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gladstone Land Corporation | | LAND | | 376549101 | | 12-May-22 | | Management | | Elect Director Terry L. Brubaker | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gladstone Land Corporation | | LAND | | 376549101 | | 12-May-22 | | Management | | Elect Director Walter H. Wilkinson, Jr. | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gladstone Land Corporation | | LAND | | 376549101 | | 12-May-22 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Internet Bancorp | | INBK | | 320557101 | | 16-May-22 | | Management | | Elect Director Aasif M. Bade | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Internet Bancorp | | INBK | | 320557101 | | 16-May-22 | | Management | | Elect Director David B. Becker | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Internet Bancorp | | INBK | | 320557101 | | 16-May-22 | | Management | | Elect Director Justin P. Christian | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Internet Bancorp | | INBK | | 320557101 | | 16-May-22 | | Management | | Elect Director Anna Colussi Dee | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Internet Bancorp | | INBK | | 320557101 | | 16-May-22 | | Management | | Elect Director Ana Dutra | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Internet Bancorp | | INBK | | 320557101 | | 16-May-22 | | Management | | Elect Director John K. Keach, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Internet Bancorp | | INBK | | 320557101 | | 16-May-22 | | Management | | Elect Director David R. Lovejoy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Internet Bancorp | | INBK | | 320557101 | | 16-May-22 | | Management | | Elect Director Jean L. Wojtowicz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Internet Bancorp | | INBK | | 320557101 | | 16-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Internet Bancorp | | INBK | | 320557101 | | 16-May-22 | | Management | | Ratify BKD, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Internet Bancorp | | INBK | | 320557101 | | 16-May-22 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carriage Services, Inc. | | CSV | | 143905107 | | 17-May-22 | | Management | | Elect Director Bryan D. Leibman | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carriage Services, Inc. | | CSV | | 143905107 | | 17-May-22 | | Management | | Elect Director Achille Messac | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carriage Services, Inc. | | CSV | | 143905107 | | 17-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carriage Services, Inc. | | CSV | | 143905107 | | 17-May-22 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cross Country Healthcare, Inc. | | CCRN | | 227483104 | | 17-May-22 | | Management | | Elect Director Kevin C. Clark | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cross Country Healthcare, Inc. | | CCRN | | 227483104 | | 17-May-22 | | Management | | Elect Director W. Larry Cash | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cross Country Healthcare, Inc. | | CCRN | | 227483104 | | 17-May-22 | | Management | | Elect Director Thomas C. Dircks | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cross Country Healthcare, Inc. | | CCRN | | 227483104 | | 17-May-22 | | Management | | Elect Director Gale Fitzgerald | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cross Country Healthcare, Inc. | | CCRN | | 227483104 | | 17-May-22 | | Management | | Elect Director Darrell S. Freeman, Sr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cross Country Healthcare, Inc. | | CCRN | | 227483104 | | 17-May-22 | | Management | | Elect Director John A. Martins | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cross Country Healthcare, Inc. | | CCRN | | 227483104 | | 17-May-22 | | Management | | Elect Director Janice E. Nevin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cross Country Healthcare, Inc. | | CCRN | | 227483104 | | 17-May-22 | | Management | | Elect Director Mark Perlberg | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cross Country Healthcare, Inc. | | CCRN | | 227483104 | | 17-May-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cross Country Healthcare, Inc. | | CCRN | | 227483104 | | 17-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hudson Global, Inc. | | HSON | | 443787205 | | 17-May-22 | | Management | | Elect Director Mimi K. Drake | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hudson Global, Inc. | | HSON | | 443787205 | | 17-May-22 | | Management | | Elect Director Jeffrey E. Eberwein | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hudson Global, Inc. | | HSON | | 443787205 | | 17-May-22 | | Management | | Elect Director Ian V. Nash | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hudson Global, Inc. | | HSON | | 443787205 | | 17-May-22 | | Management | | Elect Director Connia M. Nelson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hudson Global, Inc. | | HSON | | 443787205 | | 17-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hudson Global, Inc. | | HSON | | 443787205 | | 17-May-22 | | Management | | Amend NOL Rights Plan (NOL Pill) | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hudson Global, Inc. | | HSON | | 443787205 | | 17-May-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hudson Global, Inc. | | HSON | | 443787205 | | 17-May-22 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MVB Financial Corp. | | MVBF | | 553810102 | | 17-May-22 | | Management | | Elect Director Daniel W. Holt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MVB Financial Corp. | | MVBF | | 553810102 | | 17-May-22 | | Management | | Elect Director Gary A. LeDonne | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MVB Financial Corp. | | MVBF | | 553810102 | | 17-May-22 | | Management | | Elect Director Lindsay A. Slader | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MVB Financial Corp. | | MVBF | | 553810102 | | 17-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MVB Financial Corp. | | MVBF | | 553810102 | | 17-May-22 | | Management | | Ratify Dixon Hughes Goodman LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MVB Financial Corp. | | MVBF | | 553810102 | | 17-May-22 | | Management | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SilverBow Resources, Inc. | | SBOW | | 82836G102 | | 17-May-22 | | Management | | Elect Director David Geenberg | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SilverBow Resources, Inc. | | SBOW | | 82836G102 | | 17-May-22 | | Management | | Elect Director Marcus C. Rowland | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SilverBow Resources, Inc. | | SBOW | | 82836G102 | | 17-May-22 | | Management | | Elect Director Sean C. Woolverton | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SilverBow Resources, Inc. | | SBOW | | 82836G102 | | 17-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SilverBow Resources, Inc. | | SBOW | | 82836G102 | | 17-May-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SilverBow Resources, Inc. | | SBOW | | 82836G102 | | 17-May-22 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bluegreen Vacations Holding Corporation | | BVH | | 096308101 | | 18-May-22 | | Management | | Elect Director Alan B. Levan | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bluegreen Vacations Holding Corporation | | BVH | | 096308101 | | 18-May-22 | | Management | | Elect Director John E. Abdo | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bluegreen Vacations Holding Corporation | | BVH | | 096308101 | | 18-May-22 | | Management | | Elect Director James R. Allmand, III | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bluegreen Vacations Holding Corporation | | BVH | | 096308101 | | 18-May-22 | | Management | | Elect Director Norman H. Becker | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bluegreen Vacations Holding Corporation | | BVH | | 096308101 | | 18-May-22 | | Management | | Elect Director Lawrence A. Cirillo | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bluegreen Vacations Holding Corporation | | BVH | | 096308101 | | 18-May-22 | | Management | | Elect Director Darwin Dornbush | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bluegreen Vacations Holding Corporation | | BVH | | 096308101 | | 18-May-22 | | Management | | Elect Director Jarett S. Levan | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bluegreen Vacations Holding Corporation | | BVH | | 096308101 | | 18-May-22 | | Management | | Elect Director Joel Levy | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bluegreen Vacations Holding Corporation | | BVH | | 096308101 | | 18-May-22 | | Management | | Elect Director Mark A. Nerenhausen | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bluegreen Vacations Holding Corporation | | BVH | | 096308101 | | 18-May-22 | | Management | | Elect Director William Nicholson | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bluegreen Vacations Holding Corporation | | BVH | | 096308101 | | 18-May-22 | | Management | | Elect Director Arnold Sevell | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bluegreen Vacations Holding Corporation | | BVH | | 096308101 | | 18-May-22 | | Management | | Elect Director Orlando Sharpe | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bluegreen Vacations Holding Corporation | | BVH | | 096308101 | | 18-May-22 | | Management | | Elect Director Seth M. Wise | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bluegreen Vacations Holding Corporation | | BVH | | 096308101 | | 18-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Civeo Corporation | | CVEO | | 17878Y207 | | 18-May-22 | | Management | | Elect Director Martin A. Lambert | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Civeo Corporation | | CVEO | | 17878Y207 | | 18-May-22 | | Management | | Elect Director Constance B. Moore | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Civeo Corporation | | CVEO | | 17878Y207 | | 18-May-22 | | Management | | Elect Director Richard A. Navarre | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Civeo Corporation | | CVEO | | 17878Y207 | | 18-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Civeo Corporation | | CVEO | | 17878Y207 | | 18-May-22 | | Management | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Covenant Logistics Group, Inc. | | CVLG | | 22284P105 | | 18-May-22 | | Management | | Elect Director David R. Parker | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Covenant Logistics Group, Inc. | | CVLG | | 22284P105 | | 18-May-22 | | Management | | Elect Director Robert E. Bosworth | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Covenant Logistics Group, Inc. | | CVLG | | 22284P105 | | 18-May-22 | | Management | | Elect Director Benjamin S. Carson, Sr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Covenant Logistics Group, Inc. | | CVLG | | 22284P105 | | 18-May-22 | | Management | | Elect Director D. Michael Kramer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Covenant Logistics Group, Inc. | | CVLG | | 22284P105 | | 18-May-22 | | Management | | Elect Director Bradley A. Moline | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Covenant Logistics Group, Inc. | | CVLG | | 22284P105 | | 18-May-22 | | Management | | Elect Director Rachel Parker-Hatchett | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Covenant Logistics Group, Inc. | | CVLG | | 22284P105 | | 18-May-22 | | Management | | Elect Director Herbert J. Schmidt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Covenant Logistics Group, Inc. | | CVLG | | 22284P105 | | 18-May-22 | | Management | | Elect Director W. Miller Welborn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Covenant Logistics Group, Inc. | | CVLG | | 22284P105 | | 18-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Covenant Logistics Group, Inc. | | CVLG | | 22284P105 | | 18-May-22 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 18-May-22 | | Management | | Elect Director Luis A. Aguilar | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 18-May-22 | | Management | | Elect Director Richard L. Crandall | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 18-May-22 | | Management | | Elect Director Charles D. Drucker | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 18-May-22 | | Management | | Elect Director Juliet S. Ellis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 18-May-22 | | Management | | Elect Director Gary G. Greenfield | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 18-May-22 | | Management | | Elect Director Jeffrey Jacobowitz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 18-May-22 | | Management | | Elect Director Daniel N. Leib | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 18-May-22 | | Management | | Elect Director Lois M. Martin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 18-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 18-May-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Focus Universal, Inc. | | FCUV | | 34417J104 | | 18-May-22 | | Management | | Elect Director Desheng Wang | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Focus Universal, Inc. | | FCUV | | 34417J104 | | 18-May-22 | | Management | | Elect Director Edward Lee | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Focus Universal, Inc. | | FCUV | | 34417J104 | | 18-May-22 | | Management | | Elect Director Jennifer Gu | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Focus Universal, Inc. | | FCUV | | 34417J104 | | 18-May-22 | | Management | | Elect Director Michael Pope | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Focus Universal, Inc. | | FCUV | | 34417J104 | | 18-May-22 | | Management | | Elect Director Sheri Lofgren | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Focus Universal, Inc. | | FCUV | | 34417J104 | | 18-May-22 | | Management | | Elect Director Carine Clark | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Focus Universal, Inc. | | FCUV | | 34417J104 | | 18-May-22 | | Management | | Elect Director Greg Butterfield | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Focus Universal, Inc. | | FCUV | | 34417J104 | | 18-May-22 | | Management | | Ratify BF Borgers CPA PC as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Investors Title Company | | ITIC | | 461804106 | | 18-May-22 | | Management | | Elect Director J. Allen Fine | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Investors Title Company | | ITIC | | 461804106 | | 18-May-22 | | Management | | Elect Director David L. Francis | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Investors Title Company | | ITIC | | 461804106 | | 18-May-22 | | Management | | Elect Director James H. Speed, Jr. | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Investors Title Company | | ITIC | | 461804106 | | 18-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Investors Title Company | | ITIC | | 461804106 | | 18-May-22 | | Management | | Ratify Dixon Hughes Goodman LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kimbell Royalty Partners LP | | KRP | | 49435R102 | | 18-May-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kimbell Royalty Partners LP | | KRP | | 49435R102 | | 18-May-22 | | Management | | Amend Partnership Agreement | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 18-May-22 | | Management | | Elect Director Richard S. Pzena | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 18-May-22 | | Management | | Elect Director John P. Goetz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 18-May-22 | | Management | | Elect Director William L. Lipsey | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 18-May-22 | | Management | | Elect Director Steven M. Galbraith | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 18-May-22 | | Management | | Elect Director Joel M. Greenblatt | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 18-May-22 | | Management | | Elect Director Richard P. Meyerowich | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 18-May-22 | | Management | | Elect Director Charles D. Johnston | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 18-May-22 | | Management | | Elect Director Shavar D. Jeffries | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 18-May-22 | | Management | | Elect Director Chenyu Caroline Cai | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 18-May-22 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The ONE Group Hospitality, Inc. | | STKS | | 88338K103 | | 18-May-22 | | Management | | Elect Director Emanuel P.N. Hilario | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The ONE Group Hospitality, Inc. | | STKS | | 88338K103 | | 18-May-22 | | Management | | Elect Director Jonathan Segal | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The ONE Group Hospitality, Inc. | | STKS | | 88338K103 | | 18-May-22 | | Management | | Elect Director Susan Lintonsmith | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The ONE Group Hospitality, Inc. | | STKS | | 88338K103 | | 18-May-22 | | Management | | Elect Director Haydee Olinger | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The ONE Group Hospitality, Inc. | | STKS | | 88338K103 | | 18-May-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The ONE Group Hospitality, Inc. | | STKS | | 88338K103 | | 18-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The ONE Group Hospitality, Inc. | | STKS | | 88338K103 | | 18-May-22 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Shyft Group, Inc. | | SHYF | | 825698103 | | 18-May-22 | | Management | | Elect Director Carl A. Esposito | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Shyft Group, Inc. | | SHYF | | 825698103 | | 18-May-22 | | Management | | Elect Director Terri A. Pizzuto | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Shyft Group, Inc. | | SHYF | | 825698103 | | 18-May-22 | | Management | | Elect Director James A. Sharman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Shyft Group, Inc. | | SHYF | | 825698103 | | 18-May-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Shyft Group, Inc. | | SHYF | | 825698103 | | 18-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | USA Truck Inc. | | USAK | | 902925106 | | 18-May-22 | | Management | | Elect Director Robert E. Creager | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | USA Truck Inc. | | USAK | | 902925106 | | 18-May-22 | | Management | | Elect Director Alexander D. Greene | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | USA Truck Inc. | | USAK | | 902925106 | | 18-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | USA Truck Inc. | | USAK | | 902925106 | | 18-May-22 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | USA Truck Inc. | | USAK | | 902925106 | | 18-May-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Five Star Bancorp | | FSBC | | 33830T103 | | 19-May-22 | | Management | | Elect Director Larry E. Allbaugh | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Five Star Bancorp | | FSBC | | 33830T103 | | 19-May-22 | | Management | | Elect Director James E. Beckwith | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Five Star Bancorp | | FSBC | | 33830T103 | | 19-May-22 | | Management | | Elect Director Shannon Deary-Bell | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Five Star Bancorp | | FSBC | | 33830T103 | | 19-May-22 | | Management | | Elect Director Warren P. Kashiwagi | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Five Star Bancorp | | FSBC | | 33830T103 | | 19-May-22 | | Management | | Elect Director Donna L. Lucas | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Five Star Bancorp | | FSBC | | 33830T103 | | 19-May-22 | | Management | | Elect Director David J. Lucchetti | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Five Star Bancorp | | FSBC | | 33830T103 | | 19-May-22 | | Management | | Elect Director David F. Nickum | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Five Star Bancorp | | FSBC | | 33830T103 | | 19-May-22 | | Management | | Elect Director Robert T. Perry-Smith | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Five Star Bancorp | | FSBC | | 33830T103 | | 19-May-22 | | Management | | Elect Director Kevin F. Ramos | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Five Star Bancorp | | FSBC | | 33830T103 | | 19-May-22 | | Management | | Elect Director Randall E. Reynoso | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Five Star Bancorp | | FSBC | | 33830T103 | | 19-May-22 | | Management | | Elect Director Judson T. Riggs | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Five Star Bancorp | | FSBC | | 33830T103 | | 19-May-22 | | Management | | Elect Director Leigh A. White | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Five Star Bancorp | | FSBC | | 33830T103 | | 19-May-22 | | Management | | Change Range for Size of the Board | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Five Star Bancorp | | FSBC | | 33830T103 | | 19-May-22 | | Management | | Ratify Moss Adams LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-22 | | Management | | Elect Director Kenneth R. Adams | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-22 | | Management | | Elect Director Carl G. Braunlich | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-22 | | Management | | Elect Director Lewis A. Fanger | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-22 | | Management | | Elect Director Eric J. Green | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-22 | | Management | | Elect Director Lynn M. Handler | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-22 | | Management | | Elect Director Michael A. Hartmeier | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-22 | | Management | | Elect Director Daniel R. Lee | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-22 | | Management | | Elect Director Kathleen M. Marshall | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-22 | | Management | | Elect Director Michael P. Shaunnessy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MetroCity Bankshares, Inc. | | MCBS | | 59165J105 | | 19-May-22 | | Management | | Elect Director Frank Glover | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MetroCity Bankshares, Inc. | | MCBS | | 59165J105 | | 19-May-22 | | Management | | Elect Director Howard Hwasaeng Kim | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MetroCity Bankshares, Inc. | | MCBS | | 59165J105 | | 19-May-22 | | Management | | Elect Director Feiying Lu | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MetroCity Bankshares, Inc. | | MCBS | | 59165J105 | | 19-May-22 | | Management | | Elect Director Frank S. Rhee | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MetroCity Bankshares, Inc. | | MCBS | | 59165J105 | | 19-May-22 | | Management | | Elect Director Sam Sang-Koo Shim | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MetroCity Bankshares, Inc. | | MCBS | | 59165J105 | | 19-May-22 | | Management | | Ratify Crowe LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newpark Resources, Inc. | | NR | | 651718504 | | 19-May-22 | | Management | | Elect Director Anthony J. Best | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newpark Resources, Inc. | | NR | | 651718504 | | 19-May-22 | | Management | | Elect Director Matthew S. Lanigan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newpark Resources, Inc. | | NR | | 651718504 | | 19-May-22 | | Management | | Elect Director Roderick A. Larson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newpark Resources, Inc. | | NR | | 651718504 | | 19-May-22 | | Management | | Elect Director Michael A. Lewis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newpark Resources, Inc. | | NR | | 651718504 | | 19-May-22 | | Management | | Elect Director Claudia M. Meer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newpark Resources, Inc. | | NR | | 651718504 | | 19-May-22 | | Management | | Elect Director John C. Minge | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newpark Resources, Inc. | | NR | | 651718504 | | 19-May-22 | | Management | | Elect Director Rose M. Robeson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newpark Resources, Inc. | | NR | | 651718504 | | 19-May-22 | | Management | | Elect Director Donald W. Young | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newpark Resources, Inc. | | NR | | 651718504 | | 19-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newpark Resources, Inc. | | NR | | 651718504 | | 19-May-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newpark Resources, Inc. | | NR | | 651718504 | | 19-May-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newpark Resources, Inc. | | NR | | 651718504 | | 19-May-22 | | Management | | Amend Non-Employee Director Restricted Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Provident Bancorp, Inc. | | PVBC | | 74383L105 | | 19-May-22 | | Management | | Elect Director David P. Mansfield | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Provident Bancorp, Inc. | | PVBC | | 74383L105 | | 19-May-22 | | Management | | Elect Director Lisa DeStefano | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Provident Bancorp, Inc. | | PVBC | | 74383L105 | | 19-May-22 | | Management | | Elect Director Jay E. Gould | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Provident Bancorp, Inc. | | PVBC | | 74383L105 | | 19-May-22 | | Management | | Elect Director Kathleen Chase Curran | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Provident Bancorp, Inc. | | PVBC | | 74383L105 | | 19-May-22 | | Management | | Elect Director Mohammad Shaikh | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Provident Bancorp, Inc. | | PVBC | | 74383L105 | | 19-May-22 | | Management | | Ratify Crowe LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Provident Bancorp, Inc. | | PVBC | | 74383L105 | | 19-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 19-May-22 | | Management | | Elect Director Philip V. Bancroft | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 19-May-22 | | Management | | Elect Director Robert W. Beck | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 19-May-22 | | Management | | Elect Director Jonathan D. Brown | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 19-May-22 | | Management | | Elect Director Roel C. Campos | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 19-May-22 | | Management | | Elect Director Maria Contreras-Sweet | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 19-May-22 | | Management | | Elect Director Michael R. Dunn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 19-May-22 | | Management | | Elect Director Steven J. Freiberg | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 19-May-22 | | Management | | Elect Director Sandra K. Johnson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 19-May-22 | | Management | | Elect Director Carlos Palomares | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 19-May-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 19-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Cato Corporation | | CATO | | 149205106 | | 19-May-22 | | Management | | Elect Director Theresa J. Drew | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Cato Corporation | | CATO | | 149205106 | | 19-May-22 | | Management | | Elect Director D. Harding Stowe | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Cato Corporation | | CATO | | 149205106 | | 19-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Cato Corporation | | CATO | | 149205106 | | 19-May-22 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Velocity Financial, Inc. | | VEL | | 92262D101 | | 19-May-22 | | Management | | Elect Director Dorika M. Beckett | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Velocity Financial, Inc. | | VEL | | 92262D101 | | 19-May-22 | | Management | | Elect Director Michael W. Chiao | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Velocity Financial, Inc. | | VEL | | 92262D101 | | 19-May-22 | | Management | | Elect Director Christopher D. Farrar | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Velocity Financial, Inc. | | VEL | | 92262D101 | | 19-May-22 | | Management | | Elect Director Alan H. Mantel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Velocity Financial, Inc. | | VEL | | 92262D101 | | 19-May-22 | | Management | | Elect Director John P. Pitstick | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Velocity Financial, Inc. | | VEL | | 92262D101 | | 19-May-22 | | Management | | Elect Director John A. Pless | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Velocity Financial, Inc. | | VEL | | 92262D101 | | 19-May-22 | | Management | | Elect Director Joy L. Schaefer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Velocity Financial, Inc. | | VEL | | 92262D101 | | 19-May-22 | | Management | | Elect Director Katherine L. Verner | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Velocity Financial, Inc. | | VEL | | 92262D101 | | 19-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Velocity Financial, Inc. | | VEL | | 92262D101 | | 19-May-22 | | Management | | Ratify RSM US LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Velocity Financial, Inc. | | VEL | | 92262D101 | | 19-May-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Velocity Financial, Inc. | | VEL | | 92262D101 | | 19-May-22 | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Velocity Financial, Inc. | | VEL | | 92262D101 | | 19-May-22 | | Management | | Provide Right to Act by Written Consent | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Velocity Financial, Inc. | | VEL | | 92262D101 | | 19-May-22 | | Management | | Provide Right to Call Special Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 24-May-22 | | Management | | Elect Director Bryant R. Riley | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 24-May-22 | | Management | | Elect Director Thomas J. Kelleher | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 24-May-22 | | Management | | Elect Director Robert L. Antin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 24-May-22 | | Management | | Elect Director Tammy Brandt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 24-May-22 | | Management | | Elect Director Robert D’Agostino | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 24-May-22 | | Management | | Elect Director Renee E. LaBran | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 24-May-22 | | Management | | Elect Director Randall E. Paulson | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 24-May-22 | | Management | | Elect Director Michael J. Sheldon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 24-May-22 | | Management | | Elect Director Mimi K. Walters | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 24-May-22 | | Management | | Elect Director Mikel H. Williams | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 24-May-22 | | Management | | Ratify Marcum LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 24-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Coastal Financial Corporation | | CCB | | 19046P209 | | 24-May-22 | | Management | | Elect Director Christopher D. Adams | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Coastal Financial Corporation | | CCB | | 19046P209 | | 24-May-22 | | Management | | Elect Director Steven D. Hovde | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Coastal Financial Corporation | | CCB | | 19046P209 | | 24-May-22 | | Management | | Elect Director Stephan Klee | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Coastal Financial Corporation | | CCB | | 19046P209 | | 24-May-22 | | Management | | Elect Director Thomas D. Lane | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Coastal Financial Corporation | | CCB | | 19046P209 | | 24-May-22 | | Management | | Ratify Moss Adams LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Shore Bancshares, Inc. | | SHBI | | 825107105 | | 24-May-22 | | Management | | Elect Director John A. Lamon, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Shore Bancshares, Inc. | | SHBI | | 825107105 | | 24-May-22 | | Management | | Elect Director Frank E. Mason, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Shore Bancshares, Inc. | | SHBI | | 825107105 | | 24-May-22 | | Management | | Elect Director Jeffrey E. Thompson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Shore Bancshares, Inc. | | SHBI | | 825107105 | | 24-May-22 | | Management | | Elect Director William E. Esham, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Shore Bancshares, Inc. | | SHBI | | 825107105 | | 24-May-22 | | Management | | Ratify Yount, Hyde & Barbour, P.C. as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Shore Bancshares, Inc. | | SHBI | | 825107105 | | 24-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Berry Corporation (bry) | | BRY | | 08579X101 | | 25-May-22 | | Management | | Elect Director Cary Baetz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Berry Corporation (bry) | | BRY | | 08579X101 | | 25-May-22 | | Management | | Elect Director Renee Hornbaker | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Berry Corporation (bry) | | BRY | | 08579X101 | | 25-May-22 | | Management | | Elect Director Anne Mariucci | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Berry Corporation (bry) | | BRY | | 08579X101 | | 25-May-22 | | Management | | Elect Director Don Paul | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Berry Corporation (bry) | | BRY | | 08579X101 | | 25-May-22 | | Management | | Elect Director Arthur ‘Trem’ Smith | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Berry Corporation (bry) | | BRY | | 08579X101 | | 25-May-22 | | Management | | Elect Director Rajath Shourie | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Berry Corporation (bry) | | BRY | | 08579X101 | | 25-May-22 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Berry Corporation (bry) | | BRY | | 08579X101 | | 25-May-22 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Elect Director Michael R. Bird | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Elect Director Kevin S. Bloomfield | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Elect Director Robert M. Bolton | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Elect Director Robert W. Conner | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Elect Director Gregory W. Feldmann | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Elect Director James W. Haskins | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Elect Director Phyllis Q. Karavatakis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Elect Director Lanny A. Kyle | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Elect Director Jacob A. Lutz, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Elect Director E. Warren Matthews | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Elect Director Catharine L. Midkiff | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Elect Director Curtis E. Stephens | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Elect Director Litz H. Van Dyke | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Elect Director Elizabeth L. Walsh | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Carter Bankshares, Inc. | | CARE | | 146103106 | | 25-May-22 | | Management | | Ratify Crowe LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Conn’s, Inc. | | CONN | | 208242107 | | 25-May-22 | | Management | | Elect Director Chandra R. Holt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Conn’s, Inc. | | CONN | | 208242107 | | 25-May-22 | | Management | | Elect Director James H. Haworth | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Conn’s, Inc. | | CONN | | 208242107 | | 25-May-22 | | Management | | Elect Director Sue E. Gove | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Conn’s, Inc. | | CONN | | 208242107 | | 25-May-22 | | Management | | Elect Director Bob L. Martin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Conn’s, Inc. | | CONN | | 208242107 | | 25-May-22 | | Management | | Elect Director Douglas H. Martin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Conn’s, Inc. | | CONN | | 208242107 | | 25-May-22 | | Management | | Elect Director Norman L. Miller | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Conn’s, Inc. | | CONN | | 208242107 | | 25-May-22 | | Management | | Elect Director William E. Saunders, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Conn’s, Inc. | | CONN | | 208242107 | | 25-May-22 | | Management | | Elect Director William (David) Schofman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Conn’s, Inc. | | CONN | | 208242107 | | 25-May-22 | | Management | | Elect Director Oded Shein | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Conn’s, Inc. | | CONN | | 208242107 | | 25-May-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Conn’s, Inc. | | CONN | | 208242107 | | 25-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Everspin Technologies, Inc. | | MRAM | | 30041T104 | | 25-May-22 | | Management | | Elect Director Glen Hawk | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Everspin Technologies, Inc. | | MRAM | | 30041T104 | | 25-May-22 | | Management | | Elect Director Tara Long | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Everspin Technologies, Inc. | | MRAM | | 30041T104 | | 25-May-22 | | Management | | Elect Director Lawrence G. Finch | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Everspin Technologies, Inc. | | MRAM | | 30041T104 | | 25-May-22 | | Management | | Elect Director Geoffrey Ribar | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Everspin Technologies, Inc. | | MRAM | | 30041T104 | | 25-May-22 | | Management | | Elect Director Darin Billerbeck | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Everspin Technologies, Inc. | | MRAM | | 30041T104 | | 25-May-22 | | Management | | Elect Director Sanjeev Aggarwal | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Everspin Technologies, Inc. | | MRAM | | 30041T104 | | 25-May-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Everspin Technologies, Inc. | | MRAM | | 30041T104 | | 25-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Everspin Technologies, Inc. | | MRAM | | 30041T104 | | 25-May-22 | | Management | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hanmi Financial Corporation | | HAFC | | 410495204 | | 25-May-22 | | Management | | Elect Director John J. Ahn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hanmi Financial Corporation | | HAFC | | 410495204 | | 25-May-22 | | Management | | Elect Director Christie K. Chu | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hanmi Financial Corporation | | HAFC | | 410495204 | | 25-May-22 | | Management | | Elect Director Harry H. Chung | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hanmi Financial Corporation | | HAFC | | 410495204 | | 25-May-22 | | Management | | Elect Director Scott R. Diehl | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hanmi Financial Corporation | | HAFC | | 410495204 | | 25-May-22 | | Management | | Elect Director Bonita I. Lee | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hanmi Financial Corporation | | HAFC | | 410495204 | | 25-May-22 | | Management | | Elect Director Gloria J. Lee | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hanmi Financial Corporation | | HAFC | | 410495204 | | 25-May-22 | | Management | | Elect Director David L. Rosenblum | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hanmi Financial Corporation | | HAFC | | 410495204 | | 25-May-22 | | Management | | Elect Director Thomas J. Williams | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hanmi Financial Corporation | | HAFC | | 410495204 | | 25-May-22 | | Management | | Elect Director Michael M. Yang | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hanmi Financial Corporation | | HAFC | | 410495204 | | 25-May-22 | | Management | | Elect Director Gideon Yu | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hanmi Financial Corporation | | HAFC | | 410495204 | | 25-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hanmi Financial Corporation | | HAFC | | 410495204 | | 25-May-22 | | Management | | Ratify Crowe LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Caleres, Inc. | | CAL | | 129500104 | | 26-May-22 | | Management | | Elect Director Lisa A. Flavin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Caleres, Inc. | | CAL | | 129500104 | | 26-May-22 | | Management | | Elect Director Brenda C. Freeman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Caleres, Inc. | | CAL | | 129500104 | | 26-May-22 | | Management | | Elect Director Lori H. Greeley | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Caleres, Inc. | | CAL | | 129500104 | | 26-May-22 | | Management | | Elect Director Ward M. Klein | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Caleres, Inc. | | CAL | | 129500104 | | 26-May-22 | | Management | | Elect Director Steven W. Korn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Caleres, Inc. | | CAL | | 129500104 | | 26-May-22 | | Management | | Elect Director Diane M. Sullivan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Caleres, Inc. | | CAL | | 129500104 | | 26-May-22 | | Management | | Elect Director Bruce K. Thorn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Caleres, Inc. | | CAL | | 129500104 | | 26-May-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Caleres, Inc. | | CAL | | 129500104 | | 26-May-22 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Caleres, Inc. | | CAL | | 129500104 | | 26-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Entravision Communications Corporation | | EVC | | 29382R107 | | 26-May-22 | | Management | | Elect Director Walter F. Ulloa | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Entravision Communications Corporation | | EVC | | 29382R107 | | 26-May-22 | | Management | | Elect Director Paul Anton Zevnik | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Entravision Communications Corporation | | EVC | | 29382R107 | | 26-May-22 | | Management | | Elect Director Gilbert R. Vasquez | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Entravision Communications Corporation | | EVC | | 29382R107 | | 26-May-22 | | Management | | Elect Director Patricia Diaz Dennis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Entravision Communications Corporation | | EVC | | 29382R107 | | 26-May-22 | | Management | | Elect Director Juan Saldivar von Wuthenau | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Entravision Communications Corporation | | EVC | | 29382R107 | | 26-May-22 | | Management | | Elect Director Martha Elena Diaz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Entravision Communications Corporation | | EVC | | 29382R107 | | 26-May-22 | | Management | | Elect Director Fehmi Zeko | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Esquire Financial Holdings, Inc. | | ESQ | | 29667J101 | | 26-May-22 | | Management | | Elect Director Todd Deutsch | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Esquire Financial Holdings, Inc. | | ESQ | | 29667J101 | | 26-May-22 | | Management | | Elect Director Marc Grossman | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Esquire Financial Holdings, Inc. | | ESQ | | 29667J101 | | 26-May-22 | | Management | | Elect Director Selig A. Zises | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Esquire Financial Holdings, Inc. | | ESQ | | 29667J101 | | 26-May-22 | | Management | | Ratify Crowe LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 26-May-22 | | Management | | Elect Director Blake L. Sartini | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 26-May-22 | | Management | | Elect Director Andy H. Chien | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 26-May-22 | | Management | | Elect Director Ann D. Dozier | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 26-May-22 | | Management | | Elect Director Mark A. Lipparelli | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 26-May-22 | | Management | | Elect Director Anthony A. Marnell, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 26-May-22 | | Management | | Elect Director Terrence L. Wright | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 26-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 26-May-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Grindrod Shipping Holdings Ltd. | | GRIN | | Y28895103 | | 26-May-22 | | Management | | Adopt Financial Statements and Directors’ Statement and Auditors’ Reports | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Grindrod Shipping Holdings Ltd. | | GRIN | | Y28895103 | | 26-May-22 | | Management | | Elect John Peter Herholdt as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Grindrod Shipping Holdings Ltd. | | GRIN | | Y28895103 | | 26-May-22 | | Management | | Elect Quah Ban Huat as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Grindrod Shipping Holdings Ltd. | | GRIN | | Y28895103 | | 26-May-22 | | Management | | Elect Paul Charles Over as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Grindrod Shipping Holdings Ltd. | | GRIN | | Y28895103 | | 26-May-22 | | Management | | Approve Directors’ Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Grindrod Shipping Holdings Ltd. | | GRIN | | Y28895103 | | 26-May-22 | | Management | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Grindrod Shipping Holdings Ltd. | | GRIN | | Y28895103 | | 26-May-22 | | Management | | Amend 2018 Forfeitable Share Plan Rules | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Grindrod Shipping Holdings Ltd. | | GRIN | | Y28895103 | | 26-May-22 | | Management | | Approve Directors’ Compensation Program | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Grindrod Shipping Holdings Ltd. | | GRIN | | Y28895103 | | 26-May-22 | | Management | | Approve Allotment and Issuance of Shares Under the 2018 Forfeitable Share Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Grindrod Shipping Holdings Ltd. | | GRIN | | Y28895103 | | 26-May-22 | | Management | | Authorize Share Repurchase Program | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Grindrod Shipping Holdings Ltd. | | GRIN | | Y28895103 | | 26-May-22 | | Management | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mercantile Bank Corporation | | MBWM | | 587376104 | | 26-May-22 | | Management | | Elect Director David M. Cassard | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mercantile Bank Corporation | | MBWM | | 587376104 | | 26-May-22 | | Management | | Elect Director Michael S. Davenport | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mercantile Bank Corporation | | MBWM | | 587376104 | | 26-May-22 | | Management | | Elect Director Michelle L. Eldridge | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mercantile Bank Corporation | | MBWM | | 587376104 | | 26-May-22 | | Management | | Elect Director Jeff A. Gardner | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mercantile Bank Corporation | | MBWM | | 587376104 | | 26-May-22 | | Management | | Elect Director Robert B. Kaminski, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mercantile Bank Corporation | | MBWM | | 587376104 | | 26-May-22 | | Management | | Elect Director Michael H. Price | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mercantile Bank Corporation | | MBWM | | 587376104 | | 26-May-22 | | Management | | Elect Director David B. Ramaker | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mercantile Bank Corporation | | MBWM | | 587376104 | | 26-May-22 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mercantile Bank Corporation | | MBWM | | 587376104 | | 26-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PCB Bancorp | | PCB | | 69320M109 | | 26-May-22 | | Management | | Elect Director Kijun Ahn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PCB Bancorp | | PCB | | 69320M109 | | 26-May-22 | | Management | | Elect Director Daniel Cho | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PCB Bancorp | | PCB | | 69320M109 | | 26-May-22 | | Management | | Elect Director Haeyoung Cho | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PCB Bancorp | | PCB | | 69320M109 | | 26-May-22 | | Management | | Elect Director Janice Chung | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PCB Bancorp | | PCB | | 69320M109 | | 26-May-22 | | Management | | Elect Director Sarah Jun | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PCB Bancorp | | PCB | | 69320M109 | | 26-May-22 | | Management | | Elect Director Sang Young Lee | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PCB Bancorp | | PCB | | 69320M109 | | 26-May-22 | | Management | | Elect Director Hong Kyun “Daniel” Park | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PCB Bancorp | | PCB | | 69320M109 | | 26-May-22 | | Management | | Elect Director Don Rhee | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PCB Bancorp | | PCB | | 69320M109 | | 26-May-22 | | Management | | Elect Director Henry Kim | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PCB Bancorp | | PCB | | 69320M109 | | 26-May-22 | | Management | | Ratify Crowe LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Textainer Group Holdings Limited | | TGH | | G8766E109 | | 26-May-22 | | Management | | Elect Director Jeremy Bergbaum | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Textainer Group Holdings Limited | | TGH | | G8766E109 | | 26-May-22 | | Management | | Elect Director Dudley R. Cottingham | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Textainer Group Holdings Limited | | TGH | | G8766E109 | | 26-May-22 | | Management | | Elect Director Hyman Shwiel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Textainer Group Holdings Limited | | TGH | | G8766E109 | | 26-May-22 | | Management | | Elect Director Lisa P. Young | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Textainer Group Holdings Limited | | TGH | | G8766E109 | | 26-May-22 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Textainer Group Holdings Limited | | TGH | | G8766E109 | | 26-May-22 | | Management | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Textainer Group Holdings Limited | | TGH | | G8766E109 | | 26-May-22 | | Management | | Amend Bylaws | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Metropolitan Bank Holding Corp. | | MCB | | 591774104 | | 31-May-22 | | Management | | Elect Director Dale C. Fredston | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Metropolitan Bank Holding Corp. | | MCB | | 591774104 | | 31-May-22 | | Management | | Elect Director David J. Gold | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Metropolitan Bank Holding Corp. | | MCB | | 591774104 | | 31-May-22 | | Management | | Elect Director Terence J. Mitchell | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Metropolitan Bank Holding Corp. | | MCB | | 591774104 | | 31-May-22 | | Management | | Elect Director Chaya Pamula | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Metropolitan Bank Holding Corp. | | MCB | | 591774104 | | 31-May-22 | | Management | | Elect Director Katrina Robinson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Metropolitan Bank Holding Corp. | | MCB | | 591774104 | | 31-May-22 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Metropolitan Bank Holding Corp. | | MCB | | 591774104 | | 31-May-22 | | Management | | Ratify Crowe LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | New York City REIT, Inc. | | NYC | | 649439205 | | 31-May-22 | | Management | | Elect Director Elizabeth K. Tuppeny | | For | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | New York City REIT, Inc. | | NYC | | 649439205 | | 31-May-22 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | New York City REIT, Inc. | | NYC | | 649439205 | | 31-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | New York City REIT, Inc. | | NYC | | 649439205 | | 31-May-22 | | Management | | Advisory Vote on Say on Pay Frequency | | Three Years | | Do Not Vote | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | New York City REIT, Inc. | | NYC | | 649439205 | | 31-May-22 | | Share Holder | | Elect Director Sharon Stern | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | New York City REIT, Inc. | | NYC | | 649439205 | | 31-May-22 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | None | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | New York City REIT, Inc. | | NYC | | 649439205 | | 31-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | New York City REIT, Inc. | | NYC | | 649439205 | | 31-May-22 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SandRidge Energy, Inc. | | SD | | 80007P869 | | 31-May-22 | | Management | | Elect Director Jaffery ‘Jay’ A. Firestone | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SandRidge Energy, Inc. | | SD | | 80007P869 | | 31-May-22 | | Management | | Elect Director Jonathan Frates | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SandRidge Energy, Inc. | | SD | | 80007P869 | | 31-May-22 | | Management | | Elect Director John ‘Jack’ Lipinski | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SandRidge Energy, Inc. | | SD | | 80007P869 | | 31-May-22 | | Management | | Elect Director Randolph C. Read | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SandRidge Energy, Inc. | | SD | | 80007P869 | | 31-May-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oxbridge Re Holdings Limited | | OXBR | | G6856M106 | | 01-Jun-22 | | Management | | Elect Director Jay Madhu | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oxbridge Re Holdings Limited | | OXBR | | G6856M106 | | 01-Jun-22 | | Management | | Elect Director Krishna Persaud | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oxbridge Re Holdings Limited | | OXBR | | G6856M106 | | 01-Jun-22 | | Management | | Elect Director Ray Cabillot | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oxbridge Re Holdings Limited | | OXBR | | G6856M106 | | 01-Jun-22 | | Management | | Elect Director Wrendon Timothy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oxbridge Re Holdings Limited | | OXBR | | G6856M106 | | 01-Jun-22 | | Management | | Elect Director Lesley Thompson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oxbridge Re Holdings Limited | | OXBR | | G6856M106 | | 01-Jun-22 | | Management | | Ratify Hacker, Johnson & Smith, P.A. as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 01-Jun-22 | | Management | | Elect Director John P. McNiff | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 01-Jun-22 | | Management | | Elect Director Richard I. Neal | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 01-Jun-22 | | Management | | Elect Director Lon Rosen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 01-Jun-22 | | Management | | Elect Director Eric P. Karros | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 01-Jun-22 | | Management | | Elect Director James Benenson, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 01-Jun-22 | | Management | | Elect Director Rory Tahari | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 01-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 01-Jun-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 01-Jun-22 | | Management | | Approve Extension of the Tax Benefits Protective Provisions | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Adicet Bio, Inc. | | ACET | | 007002108 | | 02-Jun-22 | | Management | | Elect Director Aya Jakobovits | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Adicet Bio, Inc. | | ACET | | 007002108 | | 02-Jun-22 | | Management | | Elect Director Chen Schor | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Adicet Bio, Inc. | | ACET | | 007002108 | | 02-Jun-22 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | GAMCO Investors, Inc. | | GBL | | 361438104 | | 02-Jun-22 | | Management | | Elect Director Edwin L. Artzt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | GAMCO Investors, Inc. | | GBL | | 361438104 | | 02-Jun-22 | | Management | | Elect Director Raymond C. Avansino, Jr. | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | GAMCO Investors, Inc. | | GBL | | 361438104 | | 02-Jun-22 | | Management | | Elect Director Leslie B. Daniels | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | GAMCO Investors, Inc. | | GBL | | 361438104 | | 02-Jun-22 | | Management | | Elect Director Douglas R. Jamieson | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | GAMCO Investors, Inc. | | GBL | | 361438104 | | 02-Jun-22 | | Management | | Elect Director Mario J. Gabelli | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | GAMCO Investors, Inc. | | GBL | | 361438104 | | 02-Jun-22 | | Management | | Elect Director Eugene R. McGrath | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | GAMCO Investors, Inc. | | GBL | | 361438104 | | 02-Jun-22 | | Management | | Elect Director Agnes Mullady | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | GAMCO Investors, Inc. | | GBL | | 361438104 | | 02-Jun-22 | | Management | | Elect Director Robert S. Prather, Jr. | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | GAMCO Investors, Inc. | | GBL | | 361438104 | | 02-Jun-22 | | Management | | Elect Director Elisa M. Wilson | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | GAMCO Investors, Inc. | | GBL | | 361438104 | | 02-Jun-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Granite Point Mortgage Trust Inc. | | GPMT | | 38741L107 | | 02-Jun-22 | | Management | | Elect Director Tanuja M. Dehne | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Granite Point Mortgage Trust Inc. | | GPMT | | 38741L107 | | 02-Jun-22 | | Management | | Elect Director Stephen G. Kasnet | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Granite Point Mortgage Trust Inc. | | GPMT | | 38741L107 | | 02-Jun-22 | | Management | | Elect Director W. Reid Sanders | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Granite Point Mortgage Trust Inc. | | GPMT | | 38741L107 | | 02-Jun-22 | | Management | | Elect Director John (“Jack”) A. Taylor | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Granite Point Mortgage Trust Inc. | | GPMT | | 38741L107 | | 02-Jun-22 | | Management | | Elect Director Hope B. Woodhouse | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Granite Point Mortgage Trust Inc. | | GPMT | | 38741L107 | | 02-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Granite Point Mortgage Trust Inc. | | GPMT | | 38741L107 | | 02-Jun-22 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Granite Point Mortgage Trust Inc. | | GPMT | | 38741L107 | | 02-Jun-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | J.Jill, Inc. | | JILL | | 46620W201 | | 02-Jun-22 | | Management | | Elect Director Michael Eck | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | J.Jill, Inc. | | JILL | | 46620W201 | | 02-Jun-22 | | Management | | Elect Director Shelley Milano | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | J.Jill, Inc. | | JILL | | 46620W201 | | 02-Jun-22 | | Management | | Elect Director Michael Recht | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | J.Jill, Inc. | | JILL | | 46620W201 | | 02-Jun-22 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VAALCO Energy, Inc. | | EGY | | 91851C201 | | 02-Jun-22 | | Management | | Elect Director Andrew L. Fawthrop | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VAALCO Energy, Inc. | | EGY | | 91851C201 | | 02-Jun-22 | | Management | | Elect Director George W. M. Maxwell | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VAALCO Energy, Inc. | | EGY | | 91851C201 | | 02-Jun-22 | | Management | | Elect Director Fabrice Nze-Bekale | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VAALCO Energy, Inc. | | EGY | | 91851C201 | | 02-Jun-22 | | Management | | Elect Director Cathy Stubbs | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VAALCO Energy, Inc. | | EGY | | 91851C201 | | 02-Jun-22 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VAALCO Energy, Inc. | | EGY | | 91851C201 | | 02-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Falcon Minerals Corporation | | FLMN | | 30607B109 | | 03-Jun-22 | | Management | | Issue Shares in Connection with Merger | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Falcon Minerals Corporation | | FLMN | | 30607B109 | | 03-Jun-22 | | Management | | Approve Reverse Stock Split | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Falcon Minerals Corporation | | FLMN | | 30607B109 | | 03-Jun-22 | | Management | | Amend Charter | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Falcon Minerals Corporation | | FLMN | | 30607B109 | | 03-Jun-22 | | Management | | Amend Charter to Eliminate Obsolete Provisions | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Falcon Minerals Corporation | | FLMN | | 30607B109 | | 03-Jun-22 | | Management | | Declassify the Board of Directors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Falcon Minerals Corporation | | FLMN | | 30607B109 | | 03-Jun-22 | | Management | | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Falcon Minerals Corporation | | FLMN | | 30607B109 | | 03-Jun-22 | | Management | | Provide Right to Act by Written Consent | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Falcon Minerals Corporation | | FLMN | | 30607B109 | | 03-Jun-22 | | Management | | Amend Charter to Remove Waiver of Corporate Opportunity Doctrine | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Falcon Minerals Corporation | | FLMN | | 30607B109 | | 03-Jun-22 | | Management | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Falcon Minerals Corporation | | FLMN | | 30607B109 | | 03-Jun-22 | | Management | | Elect Director William D. Anderson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Falcon Minerals Corporation | | FLMN | | 30607B109 | | 03-Jun-22 | | Management | | Elect Director Mark C. Henle | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Falcon Minerals Corporation | | FLMN | | 30607B109 | | 03-Jun-22 | | Management | | Elect Director Adam M. Jenkins | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Falcon Minerals Corporation | | FLMN | | 30607B109 | | 03-Jun-22 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sensus Healthcare, Inc. | | SRTS | | 81728J109 | | 03-Jun-22 | | Management | | Elect Director John Heinrich | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sensus Healthcare, Inc. | | SRTS | | 81728J109 | | 03-Jun-22 | | Management | | Elect Director Anthony Petrelli | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sensus Healthcare, Inc. | | SRTS | | 81728J109 | | 03-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sensus Healthcare, Inc. | | SRTS | | 81728J109 | | 03-Jun-22 | | Management | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sensus Healthcare, Inc. | | SRTS | | 81728J109 | | 03-Jun-22 | | Management | | Ratify Marcum LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan Machinery Inc. | | TITN | | 88830R101 | | 06-Jun-22 | | Management | | Elect Director Frank Anglin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan Machinery Inc. | | TITN | | 88830R101 | | 06-Jun-22 | | Management | | Elect Director David Meyer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan Machinery Inc. | | TITN | | 88830R101 | | 06-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan Machinery Inc. | | TITN | | 88830R101 | | 06-Jun-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Byline Bancorp, Inc. | | BY | | 124411109 | | 07-Jun-22 | | Management | | Elect Director Roberto R. Herencia | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Byline Bancorp, Inc. | | BY | | 124411109 | | 07-Jun-22 | | Management | | Elect Director Phillip R. Cabrera | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Byline Bancorp, Inc. | | BY | | 124411109 | | 07-Jun-22 | | Management | | Elect Director Antonio del Valle Perochena | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Byline Bancorp, Inc. | | BY | | 124411109 | | 07-Jun-22 | | Management | | Elect Director Mary Jo S. Herseth | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Byline Bancorp, Inc. | | BY | | 124411109 | | 07-Jun-22 | | Management | | Elect Director Margarita Hugues Velez | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Byline Bancorp, Inc. | | BY | | 124411109 | | 07-Jun-22 | | Management | | Elect Director Steven P. Kent | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Byline Bancorp, Inc. | | BY | | 124411109 | | 07-Jun-22 | | Management | | Elect Director William G. Kistner | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Byline Bancorp, Inc. | | BY | | 124411109 | | 07-Jun-22 | | Management | | Elect Director Alberto J. Paracchini | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Byline Bancorp, Inc. | | BY | | 124411109 | | 07-Jun-22 | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Byline Bancorp, Inc. | | BY | | 124411109 | | 07-Jun-22 | | Management | | Ratify Moss Adams LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 07-Jun-22 | | Management | | Elect Director Max Briggs | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 07-Jun-22 | | Management | | Elect Director John Hakopian | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 07-Jun-22 | | Management | | Elect Director Scott F. Kavanaugh | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 07-Jun-22 | | Management | | Elect Director Ulrich E. Keller, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 07-Jun-22 | | Management | | Elect Director David Lake | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 07-Jun-22 | | Management | | Elect Director Elizabeth A. Pagliarini | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 07-Jun-22 | | Management | | Elect Director Mitchell M. Rosenberg | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 07-Jun-22 | | Management | | Elect Director Diane M. Rubin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 07-Jun-22 | | Management | | Elect Director Jacob Sonenshine | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 07-Jun-22 | | Management | | Elect Director Gary Tice | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 07-Jun-22 | | Management | | Ratify Eide Bailly LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 07-Jun-22 | | Management | | Increase Authorized Common Stock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 07-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tiptree Inc. | | TIPT | | 88822Q103 | | 07-Jun-22 | | Management | | Elect Director Lesley Goldwasser | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tiptree Inc. | | TIPT | | 88822Q103 | | 07-Jun-22 | | Management | | Elect Director Jonathan Ilany | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tiptree Inc. | | TIPT | | 88822Q103 | | 07-Jun-22 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tiptree Inc. | | TIPT | | 88822Q103 | | 07-Jun-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | BRT Apartments Corp. | | BRT | | 055645303 | | 08-Jun-22 | | Management | | Elect Director Carol Cicero | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | BRT Apartments Corp. | | BRT | | 055645303 | | 08-Jun-22 | | Management | | Elect Director Matthew J. Gould | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | BRT Apartments Corp. | | BRT | | 055645303 | | 08-Jun-22 | | Management | | Elect Director Louis C. Grassi | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | BRT Apartments Corp. | | BRT | | 055645303 | | 08-Jun-22 | | Management | | Elect Director Israel Rosenzweig | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | BRT Apartments Corp. | | BRT | | 055645303 | | 08-Jun-22 | | Management | | Elect Director Jeffrey Rubin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | BRT Apartments Corp. | | BRT | | 055645303 | | 08-Jun-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | BRT Apartments Corp. | | BRT | | 055645303 | | 08-Jun-22 | | Management | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Viridian Therapeutics, Inc. | | VRDN | | 92790C104 | | 08-Jun-22 | | Management | | Elect Director Peter Harwin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Viridian Therapeutics, Inc. | | VRDN | | 92790C104 | | 08-Jun-22 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Viridian Therapeutics, Inc. | | VRDN | | 92790C104 | | 08-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Viridian Therapeutics, Inc. | | VRDN | | 92790C104 | | 08-Jun-22 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alta Equipment Group Inc. | | ALTG | | 02128L106 | | 09-Jun-22 | | Management | | Elect Director Ryan Greenawalt | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alta Equipment Group Inc. | | ALTG | | 02128L106 | | 09-Jun-22 | | Management | | Elect Director Zachary E. Savas | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alta Equipment Group Inc. | | ALTG | | 02128L106 | | 09-Jun-22 | | Management | | Elect Director Andrew Studdert | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alta Equipment Group Inc. | | ALTG | | 02128L106 | | 09-Jun-22 | | Management | | Ratify UHY LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alta Equipment Group Inc. | | ALTG | | 02128L106 | | 09-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alta Equipment Group Inc. | | ALTG | | 02128L106 | | 09-Jun-22 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alta Equipment Group Inc. | | ALTG | | 02128L106 | | 09-Jun-22 | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Build-A-Bear Workshop, Inc. | | BBW | | 120076104 | | 09-Jun-22 | | Management | | Elect Director Robert L. Dixon, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Build-A-Bear Workshop, Inc. | | BBW | | 120076104 | | 09-Jun-22 | | Management | | Elect Director Craig Leavitt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Build-A-Bear Workshop, Inc. | | BBW | | 120076104 | | 09-Jun-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Build-A-Bear Workshop, Inc. | | BBW | | 120076104 | | 09-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Build-A-Bear Workshop, Inc. | | BBW | | 120076104 | | 09-Jun-22 | | Management | | Other Business | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Century Casinos, Inc. | | CNTY | | 156492100 | | 09-Jun-22 | | Management | | Elect Director Dinah Corbaci | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Century Casinos, Inc. | | CNTY | | 156492100 | | 09-Jun-22 | | Management | | Elect Director Eduard Berger | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Century Casinos, Inc. | | CNTY | | 156492100 | | 09-Jun-22 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Century Casinos, Inc. | | CNTY | | 156492100 | | 09-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hallador Energy Company | | HNRG | | 40609P105 | | 09-Jun-22 | | Management | | Elect Director Brent K. Bilsland | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hallador Energy Company | | HNRG | | 40609P105 | | 09-Jun-22 | | Management | | Elect Director David C. Hardie | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hallador Energy Company | | HNRG | | 40609P105 | | 09-Jun-22 | | Management | | Elect Director Steven R. Hardie | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hallador Energy Company | | HNRG | | 40609P105 | | 09-Jun-22 | | Management | | Elect Director Bryan H. Lawrence | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hallador Energy Company | | HNRG | | 40609P105 | | 09-Jun-22 | | Management | | Elect Director David J. Lubar | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hallador Energy Company | | HNRG | | 40609P105 | | 09-Jun-22 | | Management | | Elect Director Charles R. Wesley, IV | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hallador Energy Company | | HNRG | | 40609P105 | | 09-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hallador Energy Company | | HNRG | | 40609P105 | | 09-Jun-22 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hallador Energy Company | | HNRG | | 40609P105 | | 09-Jun-22 | | Management | | Ratify Plante & Moran, PLLC as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hudson Technologies, Inc. | | HDSN | | 444144109 | | 09-Jun-22 | | Management | | Elect Director Stephen P. Mandracchia | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hudson Technologies, Inc. | | HDSN | | 444144109 | | 09-Jun-22 | | Management | | Elect Director Richard Parrillo | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hudson Technologies, Inc. | | HDSN | | 444144109 | | 09-Jun-22 | | Management | | Elect Director Eric A. Prouty | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hudson Technologies, Inc. | | HDSN | | 444144109 | | 09-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hudson Technologies, Inc. | | HDSN | | 444144109 | | 09-Jun-22 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Limelight Networks, Inc. | | LLNW | | 53261M104 | | 09-Jun-22 | | Management | | Issue Shares in Connection with the Acquisition | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Limelight Networks, Inc. | | LLNW | | 53261M104 | | 09-Jun-22 | | Management | | Elect Director Jeffrey T. Fisher | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Limelight Networks, Inc. | | LLNW | | 53261M104 | | 09-Jun-22 | | Management | | Elect Director David C. Peterschmidt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Limelight Networks, Inc. | | LLNW | | 53261M104 | | 09-Jun-22 | | Management | | Elect Director Bob Lyons | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Limelight Networks, Inc. | | LLNW | | 53261M104 | | 09-Jun-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Limelight Networks, Inc. | | LLNW | | 53261M104 | | 09-Jun-22 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Thryv Holdings, Inc. | | THRY | | 886029206 | | 09-Jun-22 | | Management | | Elect Director Ryan O’hara | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Thryv Holdings, Inc. | | THRY | | 886029206 | | 09-Jun-22 | | Management | | Elect Director Heather Zynczak | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Thryv Holdings, Inc. | | THRY | | 886029206 | | 09-Jun-22 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Thryv Holdings, Inc. | | THRY | | 886029206 | | 09-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | TravelCenters of America Inc. | | TA | | 89421B109 | | 09-Jun-22 | | Management | | Elect Director Lisa Harris Jones | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | TravelCenters of America Inc. | | TA | | 89421B109 | | 09-Jun-22 | | Management | | Elect Director Rajan C. Penkar | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | TravelCenters of America Inc. | | TA | | 89421B109 | | 09-Jun-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IRADIMED CORPORATION | | IRMD | | 46266A109 | | 10-Jun-22 | | Management | | Elect Director Roger Susi | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IRADIMED CORPORATION | | IRMD | | 46266A109 | | 10-Jun-22 | | Management | | Elect Director Monty Allen | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IRADIMED CORPORATION | | IRMD | | 46266A109 | | 10-Jun-22 | | Management | | Elect Director Anthony Vuoto | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IRADIMED CORPORATION | | IRMD | | 46266A109 | | 10-Jun-22 | | Management | | Elect Director James Hawkins | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IRADIMED CORPORATION | | IRMD | | 46266A109 | | 10-Jun-22 | | Management | | Ratify RSM US LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IRADIMED CORPORATION | | IRMD | | 46266A109 | | 10-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IRADIMED CORPORATION | | IRMD | | 46266A109 | | 10-Jun-22 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Stagwell Inc. | | STGW | | 85256A109 | | 14-Jun-22 | | Management | | Elect Director Charlene Barshefsky | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Stagwell Inc. | | STGW | | 85256A109 | | 14-Jun-22 | | Management | | Elect Director Bradley J. Gross | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Stagwell Inc. | | STGW | | 85256A109 | | 14-Jun-22 | | Management | | Elect Director Wade Oosterman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Stagwell Inc. | | STGW | | 85256A109 | | 14-Jun-22 | | Management | | Elect Director Mark J. Penn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Stagwell Inc. | | STGW | | 85256A109 | | 14-Jun-22 | | Management | | Elect Director Desiree Rogers | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Stagwell Inc. | | STGW | | 85256A109 | | 14-Jun-22 | | Management | | Elect Director Eli Samaha | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Stagwell Inc. | | STGW | | 85256A109 | | 14-Jun-22 | | Management | | Elect Director Irwin D. Simon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Stagwell Inc. | | STGW | | 85256A109 | | 14-Jun-22 | | Management | | Elect Director Rodney Slater | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Stagwell Inc. | | STGW | | 85256A109 | | 14-Jun-22 | | Management | | Elect Director Brandt Vaughan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Stagwell Inc. | | STGW | | 85256A109 | | 14-Jun-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Stagwell Inc. | | STGW | | 85256A109 | | 14-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Stagwell Inc. | | STGW | | 85256A109 | | 14-Jun-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tidewater Inc. | | TDW | | 88642R109 | | 14-Jun-22 | | Management | | Elect Director Darron M. Anderson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tidewater Inc. | | TDW | | 88642R109 | | 14-Jun-22 | | Management | | Elect Director Melissa Cougle | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tidewater Inc. | | TDW | | 88642R109 | | 14-Jun-22 | | Management | | Elect Director Dick Fagerstal | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tidewater Inc. | | TDW | | 88642R109 | | 14-Jun-22 | | Management | | Elect Director Quintin V. Kneen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tidewater Inc. | | TDW | | 88642R109 | | 14-Jun-22 | | Management | | Elect Director Louis A. Raspino | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tidewater Inc. | | TDW | | 88642R109 | | 14-Jun-22 | | Management | | Elect Director Larry T. Rigdon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tidewater Inc. | | TDW | | 88642R109 | | 14-Jun-22 | | Management | | Elect Director Robert E. Robotti | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tidewater Inc. | | TDW | | 88642R109 | | 14-Jun-22 | | Management | | Elect Director Kenneth H. Traub | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tidewater Inc. | | TDW | | 88642R109 | | 14-Jun-22 | | Management | | Elect Director Lois K. Zabrocky | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tidewater Inc. | | TDW | | 88642R109 | | 14-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tidewater Inc. | | TDW | | 88642R109 | | 14-Jun-22 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tile Shop Holdings, Inc. | | TTSH | | 88677Q109 | | 14-Jun-22 | | Management | | Elect Director Peter J. Jacullo, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tile Shop Holdings, Inc. | | TTSH | | 88677Q109 | | 14-Jun-22 | | Management | | Elect Director Cabell H. Lolmaugh | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tile Shop Holdings, Inc. | | TTSH | | 88677Q109 | | 14-Jun-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tile Shop Holdings, Inc. | | TTSH | | 88677Q109 | | 14-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Advansix Inc. | | ASIX | | 00773T101 | | 15-Jun-22 | | Management | | Elect Director Erin N. Kane | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Advansix Inc. | | ASIX | | 00773T101 | | 15-Jun-22 | | Management | | Elect Director Michael L. Marberry | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Advansix Inc. | | ASIX | | 00773T101 | | 15-Jun-22 | | Management | | Elect Director Farha Aslam | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Advansix Inc. | | ASIX | | 00773T101 | | 15-Jun-22 | | Management | | Elect Director Darrell K. Hughes | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Advansix Inc. | | ASIX | | 00773T101 | | 15-Jun-22 | | Management | | Elect Director Todd D. Karran | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Advansix Inc. | | ASIX | | 00773T101 | | 15-Jun-22 | | Management | | Elect Director Gena C. Lovett | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Advansix Inc. | | ASIX | | 00773T101 | | 15-Jun-22 | | Management | | Elect Director Daniel F. Sansone | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Advansix Inc. | | ASIX | | 00773T101 | | 15-Jun-22 | | Management | | Elect Director Sharon S. Spurlin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Advansix Inc. | | ASIX | | 00773T101 | | 15-Jun-22 | | Management | | Elect Director Patrick S. Williams | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Advansix Inc. | | ASIX | | 00773T101 | | 15-Jun-22 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Advansix Inc. | | ASIX | | 00773T101 | | 15-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Advansix Inc. | | ASIX | | 00773T101 | | 15-Jun-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CURO Group Holdings Corp. | | CURO | | 23131L107 | | 15-Jun-22 | | Management | | Elect Director Chad Faulkner | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CURO Group Holdings Corp. | | CURO | | 23131L107 | | 15-Jun-22 | | Management | | Elect Director Andrew Frawley | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CURO Group Holdings Corp. | | CURO | | 23131L107 | | 15-Jun-22 | | Management | | Elect Director Don Gayhardt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CURO Group Holdings Corp. | | CURO | | 23131L107 | | 15-Jun-22 | | Management | | Elect Director David M. Kirchheimer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CURO Group Holdings Corp. | | CURO | | 23131L107 | | 15-Jun-22 | | Management | | Elect Director Mike McKnight | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CURO Group Holdings Corp. | | CURO | | 23131L107 | | 15-Jun-22 | | Management | | Elect Director Gillian Van Schaick | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CURO Group Holdings Corp. | | CURO | | 23131L107 | | 15-Jun-22 | | Management | | Elect Director Issac Vaughn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CURO Group Holdings Corp. | | CURO | | 23131L107 | | 15-Jun-22 | | Management | | Elect Director Elizabeth Webster | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CURO Group Holdings Corp. | | CURO | | 23131L107 | | 15-Jun-22 | | Management | | Elect Director Karen Winterhof | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CURO Group Holdings Corp. | | CURO | | 23131L107 | | 15-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CURO Group Holdings Corp. | | CURO | | 23131L107 | | 15-Jun-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cutera, Inc. | | CUTR | | 232109108 | | 15-Jun-22 | | Management | | Elect Director Gregory A. Barrett | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cutera, Inc. | | CUTR | | 232109108 | | 15-Jun-22 | | Management | | Elect Director Sheila A. Hopkins | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cutera, Inc. | | CUTR | | 232109108 | | 15-Jun-22 | | Management | | Elect Director David H. Mowry | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cutera, Inc. | | CUTR | | 232109108 | | 15-Jun-22 | | Management | | Elect Director Timothy J. O’Shea | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cutera, Inc. | | CUTR | | 232109108 | | 15-Jun-22 | | Management | | Elect Director Juliane T. Park | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cutera, Inc. | | CUTR | | 232109108 | | 15-Jun-22 | | Management | | Elect Director J. Daniel Plants | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cutera, Inc. | | CUTR | | 232109108 | | 15-Jun-22 | | Management | | Elect Director Joseph E. Whitters | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cutera, Inc. | | CUTR | | 232109108 | | 15-Jun-22 | | Management | | Elect Director Janet L. Widmann | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cutera, Inc. | | CUTR | | 232109108 | | 15-Jun-22 | | Management | | Elect Director Katherine S. Zanotti | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cutera, Inc. | | CUTR | | 232109108 | | 15-Jun-22 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cutera, Inc. | | CUTR | | 232109108 | | 15-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cutera, Inc. | | CUTR | | 232109108 | | 15-Jun-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | HireQuest, Inc. | | HQI | | 433535101 | | 15-Jun-22 | | Management | | Elect Director Richard F. Hermanns | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | HireQuest, Inc. | | HQI | | 433535101 | | 15-Jun-22 | | Management | | Elect Director R. Rimmy Malhotra | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | HireQuest, Inc. | | HQI | | 433535101 | | 15-Jun-22 | | Management | | Elect Director Lawrence Hagenbuch | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | HireQuest, Inc. | | HQI | | 433535101 | | 15-Jun-22 | | Management | | Elect Director Kathleen Shanahan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | HireQuest, Inc. | | HQI | | 433535101 | | 15-Jun-22 | | Management | | Elect Director Edward Jackson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | HireQuest, Inc. | | HQI | | 433535101 | | 15-Jun-22 | | Management | | Elect Director Jack Olmstead | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | HireQuest, Inc. | | HQI | | 433535101 | | 15-Jun-22 | | Management | | Ratify Plante & Moran, PLLC as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | HireQuest, Inc. | | HQI | | 433535101 | | 15-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kezar Life Sciences, Inc. | | KZR | | 49372L100 | | 15-Jun-22 | | Management | | Elect Director Elizabeth Garner | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kezar Life Sciences, Inc. | | KZR | | 49372L100 | | 15-Jun-22 | | Management | | Elect Director Michael Kauffman | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kezar Life Sciences, Inc. | | KZR | | 49372L100 | | 15-Jun-22 | | Management | | Elect Director Courtney Wallace | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kezar Life Sciences, Inc. | | KZR | | 49372L100 | | 15-Jun-22 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tricida, Inc. | | TCDA | | 89610F101 | | 15-Jun-22 | | Management | | Elect Director Sandra I. Coufal | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tricida, Inc. | | TCDA | | 89610F101 | | 15-Jun-22 | | Management | | Elect Director David Hirsch | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tricida, Inc. | | TCDA | | 89610F101 | | 15-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tricida, Inc. | | TCDA | | 89610F101 | | 15-Jun-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Amplify Energy Corp. | | AMPY | | 03212B103 | | 16-Jun-22 | | Management | | Elect Director Deborah G. Adams | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Amplify Energy Corp. | | AMPY | | 03212B103 | | 16-Jun-22 | | Management | | Elect Director Patrice Douglas | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Amplify Energy Corp. | | AMPY | | 03212B103 | | 16-Jun-22 | | Management | | Elect Director Eric T. Greager | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Amplify Energy Corp. | | AMPY | | 03212B103 | | 16-Jun-22 | | Management | | Elect Director Christopher W. Hamm | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Amplify Energy Corp. | | AMPY | | 03212B103 | | 16-Jun-22 | | Management | | Elect Director Randal T. Klein | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Amplify Energy Corp. | | AMPY | | 03212B103 | | 16-Jun-22 | | Management | | Elect Director Todd R. Snyder | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Amplify Energy Corp. | | AMPY | | 03212B103 | | 16-Jun-22 | | Management | | Elect Director Martyn Willsher | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Amplify Energy Corp. | | AMPY | | 03212B103 | | 16-Jun-22 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Amplify Energy Corp. | | AMPY | | 03212B103 | | 16-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | REX American Resources Corporation | | REX | | 761624105 | | 16-Jun-22 | | Management | | Elect Director Stuart A. Rose | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | REX American Resources Corporation | | REX | | 761624105 | | 16-Jun-22 | | Management | | Elect Director Zafar A. Rizvi | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | REX American Resources Corporation | | REX | | 761624105 | | 16-Jun-22 | | Management | | Elect Director Edward M. Kress | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | REX American Resources Corporation | | REX | | 761624105 | | 16-Jun-22 | | Management | | Elect Director David S. Harris | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | REX American Resources Corporation | | REX | | 761624105 | | 16-Jun-22 | | Management | | Elect Director Charles A. Elcan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | REX American Resources Corporation | | REX | | 761624105 | | 16-Jun-22 | | Management | | Elect Director Mervyn L. Alphonso | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | REX American Resources Corporation | | REX | | 761624105 | | 16-Jun-22 | | Management | | Elect Director Lee I. Fisher | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | REX American Resources Corporation | | REX | | 761624105 | | 16-Jun-22 | | Management | | Elect Director Anne C. MacMillan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | REX American Resources Corporation | | REX | | 761624105 | | 16-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Baycom Corp | | BCML | | 07272M107 | | 21-Jun-22 | | Management | | Elect Director James S. Camp | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Baycom Corp | | BCML | | 07272M107 | | 21-Jun-22 | | Management | | Elect Director Harpreet S. Chaudhary | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Baycom Corp | | BCML | | 07272M107 | | 21-Jun-22 | | Management | | Elect Director Keary L. Colwell | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Baycom Corp | | BCML | | 07272M107 | | 21-Jun-22 | | Management | | Elect Director Rocco Davis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Baycom Corp | | BCML | | 07272M107 | | 21-Jun-22 | | Management | | Elect Director George J. Guarini | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Baycom Corp | | BCML | | 07272M107 | | 21-Jun-22 | | Management | | Elect Director Lloyd W. Kendall, Jr. | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Baycom Corp | | BCML | | 07272M107 | | 21-Jun-22 | | Management | | Elect Director Janet L. King | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Baycom Corp | | BCML | | 07272M107 | | 21-Jun-22 | | Management | | Elect Director Robert G. Laverne | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Baycom Corp | | BCML | | 07272M107 | | 21-Jun-22 | | Management | | Elect Director Syvia L. Magid | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Baycom Corp | | BCML | | 07272M107 | | 21-Jun-22 | | Management | | Ratify Moss Adams LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SilverBow Resources, Inc. | | SBOW | | 82836G102 | | 21-Jun-22 | | Management | | Issue Shares in Connection with Transaction | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CTO Realty Growth, Inc. | | CTO | | 22948Q101 | | 22-Jun-22 | | Management | | Elect Director John P. Albright | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CTO Realty Growth, Inc. | | CTO | | 22948Q101 | | 22-Jun-22 | | Management | | Elect Director George R. Brokaw | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CTO Realty Growth, Inc. | | CTO | | 22948Q101 | | 22-Jun-22 | | Management | | Elect Director Christopher J. Drew | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CTO Realty Growth, Inc. | | CTO | | 22948Q101 | | 22-Jun-22 | | Management | | Elect Director Laura M. Franklin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CTO Realty Growth, Inc. | | CTO | | 22948Q101 | | 22-Jun-22 | | Management | | Elect Director R. Blakeslee Gable | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CTO Realty Growth, Inc. | | CTO | | 22948Q101 | | 22-Jun-22 | | Management | | Elect Director Christopher W. Haga | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CTO Realty Growth, Inc. | | CTO | | 22948Q101 | | 22-Jun-22 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CTO Realty Growth, Inc. | | CTO | | 22948Q101 | | 22-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alto Ingredients, Inc. | | ALTO | | 021513106 | | 23-Jun-22 | | Management | | Elect Director William L. Jones | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alto Ingredients, Inc. | | ALTO | | 021513106 | | 23-Jun-22 | | Management | | Elect Director Michael D. Kandris | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alto Ingredients, Inc. | | ALTO | | 021513106 | | 23-Jun-22 | | Management | | Elect Director Terry L. Stone | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alto Ingredients, Inc. | | ALTO | | 021513106 | | 23-Jun-22 | | Management | | Elect Director Maria G. Gray | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alto Ingredients, Inc. | | ALTO | | 021513106 | | 23-Jun-22 | | Management | | Elect Director Douglas L. Kieta | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alto Ingredients, Inc. | | ALTO | | 021513106 | | 23-Jun-22 | | Management | | Elect Director Gilbert E. Nathan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alto Ingredients, Inc. | | ALTO | | 021513106 | | 23-Jun-22 | | Management | | Elect Director Dianne S. Nury | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alto Ingredients, Inc. | | ALTO | | 021513106 | | 23-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alto Ingredients, Inc. | | ALTO | | 021513106 | | 23-Jun-22 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alto Ingredients, Inc. | | ALTO | | 021513106 | | 23-Jun-22 | | Management | | Ratify RSM US LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AnaptysBio, Inc. | | ANAB | | 032724106 | | 23-Jun-22 | | Management | | Elect Director Laura J. Hamill | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AnaptysBio, Inc. | | ANAB | | 032724106 | | 23-Jun-22 | | Management | | Elect Director James N. Topper | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AnaptysBio, Inc. | | ANAB | | 032724106 | | 23-Jun-22 | | Management | | Elect Director J. Anthony Ware | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AnaptysBio, Inc. | | ANAB | | 032724106 | | 23-Jun-22 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AnaptysBio, Inc. | | ANAB | | 032724106 | | 23-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director Drew C. Brees | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director James J. Buquet, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director Carol M. Calkins | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director Ricky D. Day | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director John P. Ducrest | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director Mark P. Folse | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director Robert S. Greer, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director J. Vernon Johnson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director Rolfe H. McCollister, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director Andrew D. McLindon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director David R. Melville, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director Patrick E. Mockler | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director David A. Montgomery, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director Arthur J. Price | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director Kenneth Wm. Smith | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director Keith A. Tillage | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Elect Director Steven G. White | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Business First Bancshares, Inc. | | BFST | | 12326C105 | | 23-Jun-22 | | Management | | Ratify Dixon Hughes Goodman LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 23-Jun-22 | | Management | | Elect Director Joanna Barsh | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 23-Jun-22 | | Management | | Elect Director Matthew C. Diamond | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 23-Jun-22 | | Management | | Elect Director John F. Lambros | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 23-Jun-22 | | Management | | Elect Director Thurgood Marshall, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 23-Jun-22 | | Management | | Elect Director Angel R. Martinez | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 23-Jun-22 | | Management | | Elect Director Kevin P. McDermott | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 23-Jun-22 | | Management | | Elect Director Mary E. Meixelsperger | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 23-Jun-22 | | Management | | Elect Director Gregory A. Sandfort | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 23-Jun-22 | | Management | | Elect Director Mimi E. Vaughn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 23-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 23-Jun-22 | | Management | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Genesco Inc. | | GCO | | 371532102 | | 23-Jun-22 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 23-Jun-22 | | Management | | Elect Director Peter A. Bridgman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 23-Jun-22 | | Management | | Elect Director Alex Grinberg | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 23-Jun-22 | | Management | | Elect Director Efraim Grinberg | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 23-Jun-22 | | Management | | Elect Director Alan H. Howard | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 23-Jun-22 | | Management | | Elect Director Richard Isserman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 23-Jun-22 | | Management | | Elect Director Ann Kirschner | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 23-Jun-22 | | Management | | Elect Director Maya Peterson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 23-Jun-22 | | Management | | Elect Director Stephen Sadove | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 23-Jun-22 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 23-Jun-22 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 23-Jun-22 | | Management | | Amend Deferred Compensation Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Approve Financial Statements | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Approve Auditor’s Report | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Approve Allocation of Income | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Approve Discharge of Directors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Approve Consolidated Financial Statements | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Receive and Approve Board’s Report on Consolidated Financial Statements | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Receive and Approve Auditor’s Report on Consolidated Financial Statements | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Reelect Carlos Lopez-Abadia Rodrigo, Robert William Payne and Antenor Camargo as Class II Directors (Bundled) | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Approve Co-optation of Anil Bhalla as Class I Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Elect Akshay Shah as Class I Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Approve Remuneration of Directors | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Approve Renewal of the Board of Directors’ Authorization to Allocate Existing Shares of the Company without Consideration or to Issue New Shares Paid Up Out of Available Reserves to Certain Employees | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 29-Jun-22 | | Management | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Plymouth Industrial REIT, Inc. | | PLYM | | 729640102 | | 30-Jun-22 | | Management | | Elect Director Martin Barber | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Plymouth Industrial REIT, Inc. | | PLYM | | 729640102 | | 30-Jun-22 | | Management | | Elect Director Philip S. Cottone | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Plymouth Industrial REIT, Inc. | | PLYM | | 729640102 | | 30-Jun-22 | | Management | | Elect Director Richard J. DeAgazio | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Plymouth Industrial REIT, Inc. | | PLYM | | 729640102 | | 30-Jun-22 | | Management | | Elect Director David G. Gaw | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Plymouth Industrial REIT, Inc. | | PLYM | | 729640102 | | 30-Jun-22 | | Management | | Elect Director John W. Guinee | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Plymouth Industrial REIT, Inc. | | PLYM | | 729640102 | | 30-Jun-22 | | Management | | Elect Director Caitlin Murphy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Plymouth Industrial REIT, Inc. | | PLYM | | 729640102 | | 30-Jun-22 | | Management | | Elect Director Pendleton P. White, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Plymouth Industrial REIT, Inc. | | PLYM | | 729640102 | | 30-Jun-22 | | Management | | Elect Director Jeffrey E. Witherell | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Plymouth Industrial REIT, Inc. | | PLYM | | 729640102 | | 30-Jun-22 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
==================== ADVISORSHARES DOUBLELINE VALUE EQUITY ETF ====================
| Company Name | | Meeting Date | | Meeting Type | | Ticker | | Security ID | | Agenda Item Number | | Agenda Item Description | | Management or Shareholder Proposal | | Management Recommendation | | Fund Vote | | Wether Fund Cast Vote on Matter |
| Company Name as it appeared on the ballot | | ISO Date Format (yyyymmdd) | | ANNUAL/ SPECIAL | | | | Cusip, isin, or sedol as it appears on the ballot. | | As it appears on the ballot | | As it appears on the ballot | | Identify MGMT or Sharehold - any item not defined will be assumed management | | As it appears on the ballot | | FOR, AGAINST, ABSTAIN, WITHHOLD, etc | | |
| Advance Auto Parts, Inc. | | 20220519 | | Annual | | AAP | | 00751Y106 | | 1 | | Elect Carla J. Bailo | | MGMT | | For | | For | | Y |
| Advance Auto Parts, Inc. | | 20220519 | | Annual | | AAP | | 00751Y106 | | 2 | | Elect John F. Ferraro | | MGMT | | For | | For | | Y |
| Advance Auto Parts, Inc. | | 20220519 | | Annual | | AAP | | 00751Y106 | | 3 | | Elect Thomas R. Greco | | MGMT | | For | | For | | Y |
| Advance Auto Parts, Inc. | | 20220519 | | Annual | | AAP | | 00751Y106 | | 4 | | Elect Joan M. Hilson | | MGMT | | For | | For | | Y |
| Advance Auto Parts, Inc. | | 20220519 | | Annual | | AAP | | 00751Y106 | | 5 | | Elect Jeffrey J. Jones II | | MGMT | | For | | For | | Y |
| Advance Auto Parts, Inc. | | 20220519 | | Annual | | AAP | | 00751Y106 | | 6 | | Elect Eugene I. Lee, Jr. | | MGMT | | For | | For | | Y |
| Advance Auto Parts, Inc. | | 20220519 | | Annual | | AAP | | 00751Y106 | | 7 | | Elect Douglas A. Pertz | | MGMT | | For | | For | | Y |
| Advance Auto Parts, Inc. | | 20220519 | | Annual | | AAP | | 00751Y106 | | 8 | | Elect Sherice R. Torres | | MGMT | | For | | For | | Y |
| Advance Auto Parts, Inc. | | 20220519 | | Annual | | AAP | | 00751Y106 | | 9 | | Elect Nigel Travis | | MGMT | | For | | For | | Y |
| Advance Auto Parts, Inc. | | 20220519 | | Annual | | AAP | | 00751Y106 | | 10 | | Elect Arthur L. Valdez Jr. | | MGMT | | For | | For | | Y |
| Advance Auto Parts, Inc. | | 20220519 | | Annual | | AAP | | 00751Y106 | | 11 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Advance Auto Parts, Inc. | | 20220519 | | Annual | | AAP | | 00751Y106 | | 12 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Advance Auto Parts, Inc. | | 20220519 | | Annual | | AAP | | 00751Y106 | | 13 | | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | | Sharehold | | Against | | For | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 1 | | Accounts and Reports | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 2 | | Ratification of Board and Management Acts | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 3 | | Allocation of Profits/Dividends | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 4 | | Compensation Report | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 5 | | Board Compensation | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 6 | | Executive Compensation | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 7 | | Elect F. Michael Ball | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 8 | | Elect Lynn Dorsey Bleil | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 9 | | Elect Arthur Cummings | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 10 | | Elect David J. Endicott | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 11 | | Elect Thomas Glanzmann | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 12 | | Elect D. Keith Grossman | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 13 | | Elect Scott H. Maw | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 14 | | Elect Karen J. May | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 15 | | Elect Ines Poschel | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 16 | | Elect Dieter Spalti | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 17 | | Elect Raquel C. Bono | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 18 | | Elect Thomas Glanzmann as Compensation Committee Member | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 19 | | Elect Karen J. May as Compensation Committee Member | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 20 | | Elect Ines Poschel as Compensation Committee Member | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 21 | | Elect Scott H. Maw as Compensation Committee Member | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 22 | | Appointment of Independent Proxy | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 23 | | Appointment of Auditor | | MGMT | | For | | TNA | | Y |
| Alcon AG | | 20220427 | | Annual | | ALC | | H01301128 | | 24 | | Additional or Amended Proposals | | MGMT | | N/A | | TNA | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 1 | | Elect Larry Page | | MGMT | | For | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 2 | | Elect Sergey Brin | | MGMT | | For | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 3 | | Elect Sundar Pichai | | MGMT | | For | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 4 | | Elect John L. Hennessy | | MGMT | | For | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 5 | | Elect Frances H. Arnold | | MGMT | | For | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 6 | | Elect L. John Doerr | | MGMT | | For | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 7 | | Elect Roger W. Ferguson, Jr. | | MGMT | | For | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 8 | | Elect Ann Mather | | MGMT | | For | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 9 | | Elect K. Ram Shriram | | MGMT | | For | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 10 | | Elect Robin L. Washington | | MGMT | | For | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 11 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 12 | | Amendment to the 2021 Stock Plan | | MGMT | | For | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 13 | | Increase in Authorized Common Stock | | MGMT | | For | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 14 | | Shareholder Proposal Regarding Lobbying Report | | Sharehold | | Against | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 15 | | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | | Sharehold | | Against | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 16 | | Shareholder Proposal Regarding Report on Physical Risks of Climate Change | | Sharehold | | Against | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 17 | | Shareholder Proposal Regarding Report on Water Management Risks | | Sharehold | | Against | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 18 | | Shareholder Proposal Regarding Racial Equity Audit | | Sharehold | | Against | | Against | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 19 | | Shareholder Proposal Regarding Concealment Clauses | | Sharehold | | Against | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 20 | | Shareholder Proposal Regarding Recapitalization | | Sharehold | | Against | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 21 | | Shareholder Proposal Regarding Report on Government Takedown Requests | | Sharehold | | Against | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 22 | | Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern | | Sharehold | | Against | | Against | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 23 | | Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security | | Sharehold | | Against | | Against | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 24 | | Shareholder Proposal Regarding Algorithm Disclosures | | Sharehold | | Against | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 25 | | Shareholder Proposal Regarding Human Rights Impact Assessment Report | | Sharehold | | Against | | Against | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 26 | | Shareholder Proposal Regarding Report on Business Practices and Financial Returns | | Sharehold | | Against | | For | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 27 | | Shareholder Proposal Regarding Report on Board Diversity | | Sharehold | | Against | | Against | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 28 | | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | | Sharehold | | Against | | Against | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 29 | | Shareholder Proposal Regarding Employee Representative Director | | Sharehold | | Against | | Against | | Y |
| Alphabet Inc. | | 20220601 | | Annual | | GOOGL | | 02079K305 | | 30 | | Shareholder Proposal Regarding Report on Military Policing Agencies | | Sharehold | | Against | | Against | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 1 | | Elect Jeffrey P. Bezos | | MGMT | | For | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 2 | | Elect Andrew R. Jassy | | MGMT | | For | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 3 | | Elect Keith B. Alexander | | MGMT | | For | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 4 | | Elect Edith W. Cooper | | MGMT | | For | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 5 | | Elect Jamie S. Gorelick | | MGMT | | For | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 6 | | Elect Daniel P. Huttenlocher | | MGMT | | For | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 7 | | Elect Judith A. McGrath | | MGMT | | For | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 8 | | Elect Indra K. Nooyi | | MGMT | | For | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 9 | | Elect Jonathan J. Rubinstein | | MGMT | | For | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 10 | | Elect Patricia Q. Stonesifer | | MGMT | | For | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 11 | | Elect Wendell P. Weeks | | MGMT | | For | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 12 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 13 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 14 | | Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock | | MGMT | | For | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 15 | | Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options | | Sharehold | | Against | | Against | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 16 | | Shareholder Proposal Regarding Report on Customer Due Diligence | | Sharehold | | Against | | Against | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 17 | | Shareholder Proposal Regarding Hourly Associate Representation on the Board | | Sharehold | | Against | | Against | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 18 | | Shareholder Report on Plastic Packaging | | Sharehold | | Against | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 19 | | Shareholder Proposal Regarding Report on Worker Health and Safety Disparities | | Sharehold | | Against | | Against | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 20 | | Shareholder Proposal Regarding Concealment Clauses | | Sharehold | | Against | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 21 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | Sharehold | | Against | | Against | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 22 | | Shareholder Proposal Regarding Report on Tax Transparency | | Sharehold | | Against | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 23 | | Shareholder Proposal Regarding Report on Freedom of Association | | Sharehold | | Against | | Against | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 24 | | Shareholder Proposal Regarding Lobbying Report | | Sharehold | | Against | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 25 | | Shareholder Proposal Regarding Multiple Board Nominees | | Sharehold | | Against | | Against | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 26 | | Shareholder Proposal Regarding Report on Working Conditions | | Sharehold | | Against | | For | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 27 | | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | Sharehold | | Against | | Against | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 28 | | Shareholder Proposal Regarding Diversity and Equity Audit | | Sharehold | | Against | | Abstain | | Y |
| Amazon.com, Inc. | | 20220525 | | Annual | | AMZN | | 023135106 | | 29 | | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | | Sharehold | | Against | | Against | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 1 | | Elect Thomas A. Bartlett | | MGMT | | For | | For | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 2 | | Elect Kelly C. Chambliss | | MGMT | | For | | For | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 3 | | Elect Teresa H. Clarke | | MGMT | | For | | For | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 4 | | Elect Raymond P. Dolan | | MGMT | | For | | For | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 5 | | Elect Kenneth R. Frank | | MGMT | | For | | For | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 6 | | Elect Robert D. Hormats | | MGMT | | For | | For | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 7 | | Elect Grace D. Lieblein | | MGMT | | For | | For | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 8 | | Elect Craig Macnab | | MGMT | | For | | For | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 9 | | Elect JoAnn A. Reed | | MGMT | | For | | For | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 10 | | Elect Pamela D.A. Reeve | | MGMT | | For | | For | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 11 | | Elect David E. Sharbutt | | MGMT | | For | | For | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 12 | | Elect Bruce L. Tanner | | MGMT | | For | | For | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 13 | | Elect Samme L. Thompson | | MGMT | | For | | For | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 14 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| American Tower Corporation | | 20220518 | | Annual | | AMT | | 03027X100 | | 15 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Anthem, Inc. | | 20220518 | | Annual | | ANTM | | 036752103 | | 1 | | Elect Susan D. DeVore | | MGMT | | For | | For | | Y |
| Anthem, Inc. | | 20220518 | | Annual | | ANTM | | 036752103 | | 2 | | Elect Bahija Jallal | | MGMT | | For | | For | | Y |
| Anthem, Inc. | | 20220518 | | Annual | | ANTM | | 036752103 | | 3 | | Elect Ryan M. Schneider | | MGMT | | For | | For | | Y |
| Anthem, Inc. | | 20220518 | | Annual | | ANTM | | 036752103 | | 4 | | Elect Elizabeth E. Tallett | | MGMT | | For | | For | | Y |
| Anthem, Inc. | | 20220518 | | Annual | | ANTM | | 036752103 | | 5 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Anthem, Inc. | | 20220518 | | Annual | | ANTM | | 036752103 | | 6 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Anthem, Inc. | | 20220518 | | Annual | | ANTM | | 036752103 | | 7 | | Company Name Change | | MGMT | | For | | For | | Y |
| Anthem, Inc. | | 20220518 | | Annual | | ANTM | | 036752103 | | 8 | | Shareholder Proposal Regarding Prohibiting Political Contributions | | Sharehold | | Against | | Against | | Y |
| Anthem, Inc. | | 20220518 | | Annual | | ANTM | | 036752103 | | 9 | | Shareholder Proposal Regarding Racial Impact Audit | | Sharehold | | Against | | Against | | Y |
| Arconic Corporation | | 20220519 | | Annual | | ARNC | | 03966V107 | | 1 | | Elect Frederick A. Henderson | | MGMT | | For | | For | | Y |
| Arconic Corporation | | 20220519 | | Annual | | ARNC | | 03966V107 | | 2 | | Elect William F. Austen | | MGMT | | For | | For | | Y |
| Arconic Corporation | | 20220519 | | Annual | | ARNC | | 03966V107 | | 3 | | Elect Christopher L. Ayers | | MGMT | | For | | For | | Y |
| Arconic Corporation | | 20220519 | | Annual | | ARNC | | 03966V107 | | 4 | | Elect Margaret S. Billson | | MGMT | | For | | For | | Y |
| Arconic Corporation | | 20220519 | | Annual | | ARNC | | 03966V107 | | 5 | | Elect Jacques Croisetiere | | MGMT | | For | | For | | Y |
| Arconic Corporation | | 20220519 | | Annual | | ARNC | | 03966V107 | | 6 | | Elect Elmer L. Doty | | MGMT | | For | | For | | Y |
| Arconic Corporation | | 20220519 | | Annual | | ARNC | | 03966V107 | | 7 | | Elect Carol S. Eicher | | MGMT | | For | | For | | Y |
| Arconic Corporation | | 20220519 | | Annual | | ARNC | | 03966V107 | | 8 | | Elect Timothy D. Myers | | MGMT | | For | | For | | Y |
| Arconic Corporation | | 20220519 | | Annual | | ARNC | | 03966V107 | | 9 | | Elect E. Stanley O’Neal | | MGMT | | For | | For | | Y |
| Arconic Corporation | | 20220519 | | Annual | | ARNC | | 03966V107 | | 10 | | Elect Jeffrey M. Stafeil | | MGMT | | For | | For | | Y |
| Arconic Corporation | | 20220519 | | Annual | | ARNC | | 03966V107 | | 11 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Arconic Corporation | | 20220519 | | Annual | | ARNC | | 03966V107 | | 12 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Arconic Corporation | | 20220519 | | Annual | | ARNC | | 03966V107 | | 13 | | Shareholder Proposal Regarding Right to Call Special Meetings | | Sharehold | | Against | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 1 | | Accounts and Reports | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 2 | | Final Dividend | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 3 | | Appointment of Auditor | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 4 | | Authority to Set Auditor’s Fees | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 5 | | Elect Leif Johansson | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 6 | | Elect Pascal Soriot | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 7 | | Elect Aradhana Sarin | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 8 | | Elect Philip Broadley | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 9 | | Elect Euan Ashley | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 10 | | Elect Michel Demare | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 11 | | Elect Deborah DiSanzo | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 12 | | Elect Diana Layfield | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 13 | | Elect Sherilyn S. McCoy | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 14 | | Elect Tony Mok | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 15 | | Elect Nazneen Rahman | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 16 | | Elect Andreas Rummelt | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 17 | | Elect Marcus Wallenberg | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 18 | | Remuneration Report | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 19 | | Authorisation of Political Donations | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 20 | | Authority to Issue Shares w/ Preemptive Rights | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 21 | | Authority to Issue Shares w/o Preemptive Rights | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 22 | | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 23 | | Authority to Repurchase Shares | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 24 | | Authority to Set General Meeting Notice Period at 14 Days | | MGMT | | For | | For | | Y |
| Astrazeneca plc | | 20220429 | | Annual | | AZN | | 046353108 | | 25 | | Extension of Savings-Related Share Option Scheme | | MGMT | | For | | For | | Y |
| Biomarin Pharmaceutical Inc. | | 20220524 | | Annual | | BMRN | | 09061G101 | | 1.1 | | Elect Mark J. Alles | | MGMT | | For | | For | | Y |
| Biomarin Pharmaceutical Inc. | | 20220524 | | Annual | | BMRN | | 09061G101 | | 1.2 | | Elect Elizabeth McKee Anderson | | MGMT | | For | | For | | Y |
| Biomarin Pharmaceutical Inc. | | 20220524 | | Annual | | BMRN | | 09061G101 | | 1.3 | | Elect Jean-Jacques Bienaime | | MGMT | | For | | For | | Y |
| Biomarin Pharmaceutical Inc. | | 20220524 | | Annual | | BMRN | | 09061G101 | | 1.4 | | Elect Willard H. Dere | | MGMT | | For | | For | | Y |
| Biomarin Pharmaceutical Inc. | | 20220524 | | Annual | | BMRN | | 09061G101 | | 1.5 | | Elect Elaine J. Heron | | MGMT | | For | | For | | Y |
| Biomarin Pharmaceutical Inc. | | 20220524 | | Annual | | BMRN | | 09061G101 | | 1.6 | | Elect Maykin Ho | | MGMT | | For | | For | | Y |
| Biomarin Pharmaceutical Inc. | | 20220524 | | Annual | | BMRN | | 09061G101 | | 1.7 | | Elect Robert J. Hombach | | MGMT | | For | | For | | Y |
| Biomarin Pharmaceutical Inc. | | 20220524 | | Annual | | BMRN | | 09061G101 | | 1.8 | | Elect V. Bryan Lawlis | | MGMT | | For | | For | | Y |
| Biomarin Pharmaceutical Inc. | | 20220524 | | Annual | | BMRN | | 09061G101 | | 1.9 | | Elect Richard A. Meier | | MGMT | | For | | For | | Y |
| Biomarin Pharmaceutical Inc. | | 20220524 | | Annual | | BMRN | | 09061G101 | | 1.10 | | Elect David E.I. Pyott | | MGMT | | For | | For | | Y |
| Biomarin Pharmaceutical Inc. | | 20220524 | | Annual | | BMRN | | 09061G101 | | 1.11 | | Elect Dennis J. Slamon | | MGMT | | For | | For | | Y |
| Biomarin Pharmaceutical Inc. | | 20220524 | | Annual | | BMRN | | 09061G101 | | 2 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Biomarin Pharmaceutical Inc. | | 20220524 | | Annual | | BMRN | | 09061G101 | | 3 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Boston Properties, Inc. | | 20220519 | | Annual | | BXP | | 101121101 | | 1 | | Elect Joel I. Klein | | MGMT | | For | | For | | Y |
| Boston Properties, Inc. | | 20220519 | | Annual | | BXP | | 101121101 | | 2 | | Elect Kelly A. Ayotte | | MGMT | | For | | For | | Y |
| Boston Properties, Inc. | | 20220519 | | Annual | | BXP | | 101121101 | | 3 | | Elect Bruce W. Duncan | | MGMT | | For | | For | | Y |
| Boston Properties, Inc. | | 20220519 | | Annual | | BXP | | 101121101 | | 4 | | Elect Carol B. Einiger | | MGMT | | For | | For | | Y |
| Boston Properties, Inc. | | 20220519 | | Annual | | BXP | | 101121101 | | 5 | | Elect Diane J. Hoskins | | MGMT | | For | | For | | Y |
| Boston Properties, Inc. | | 20220519 | | Annual | | BXP | | 101121101 | | 6 | | Elect Mary E. Kipp | | MGMT | | For | | For | | Y |
| Boston Properties, Inc. | | 20220519 | | Annual | | BXP | | 101121101 | | 7 | | Elect Douglas T. Linde | | MGMT | | For | | For | | Y |
| Boston Properties, Inc. | | 20220519 | | Annual | | BXP | | 101121101 | | 8 | | Elect Matthew J. Lustig | | MGMT | | For | | For | | Y |
| Boston Properties, Inc. | | 20220519 | | Annual | | BXP | | 101121101 | | 9 | | Elect Owen D. Thomas | | MGMT | | For | | For | | Y |
| Boston Properties, Inc. | | 20220519 | | Annual | | BXP | | 101121101 | | 10 | | Elect David A. Twardock | | MGMT | | For | | For | | Y |
| Boston Properties, Inc. | | 20220519 | | Annual | | BXP | | 101121101 | | 11 | | Elect William H. Walton, III | | MGMT | | For | | For | | Y |
| Boston Properties, Inc. | | 20220519 | | Annual | | BXP | | 101121101 | | 12 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Boston Properties, Inc. | | 20220519 | | Annual | | BXP | | 101121101 | | 13 | | Approval of the Non-Employee Director Compensation Plan | | MGMT | | For | | For | | Y |
| Boston Properties, Inc. | | 20220519 | | Annual | | BXP | | 101121101 | | 14 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 1 | | Elect Richard D. Fairbank | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 2 | | Elect Ime Archibong | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 3 | | Elect Christine R. Detrick | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 4 | | Elect Ann Fritz Hackett | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 5 | | Elect Peter Thomas Killalea | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 6 | | Elect Eli Leenaars | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 7 | | Elect Francois Locoh-Donou | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 8 | | Elect Peter E. Raskind | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 9 | | Elect Eileen Serra | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 10 | | Elect Mayo A. Shattuck III | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 11 | | Elect Bradford H. Warner | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 12 | | Elect Catherine G. West | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 13 | | Elect Craig Anthony Williams | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 14 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Capital One Financial Corporation | | 20220505 | | Annual | | COF | | 14040H105 | | 15 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 1 | | Elect Wanda M. Austin | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 2 | | Elect John B. Frank | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 3 | | Elect Alice P. Gast | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 4 | | Elect Enrique Hernandez, Jr. | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 5 | | Elect Marillyn A. Hewson | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 6 | | Elect Jon M. Huntsman, Jr. | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 7 | | Elect Charles W. Moorman IV | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 8 | | Elect Dambisa F. Moyo | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 9 | | Elect Debra L. Reed-Klages | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 10 | | Elect Ronald D. Sugar | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 11 | | Elect D. James Umpleby III | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 12 | | Elect Michael K. Wirth | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 13 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 14 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 15 | | Approval of the 2022 Long-Term Incentive Plan | | MGMT | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 16 | | Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement | | Sharehold | | Against | | Against | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 17 | | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | | Sharehold | | Against | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 18 | | Shareholder Proposal Regarding Methane Emission Disclosures | | Sharehold | | For | | For | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 19 | | Shareholder Proposal Regarding Report on Policy with Conflict-Complicit Governments | | Sharehold | | Against | | Against | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 20 | | Shareholder Proposal Regarding Racial Equity Audit | | Sharehold | | Against | | Against | | Y |
| Chevron Corporation | | 20220525 | | Annual | | CVX | | 166764100 | | 21 | | Shareholder Proposal Regarding Right to Call Special Meetings | | Sharehold | | Against | | For | | Y |
| Chubb Limited | | 20211103 | | Special | | CB | | H1467J104 | | 1 | | Authority to Repurchase Shares in Excess of 10% of Issued Share Capital | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20211103 | | Special | | CB | | H1467J104 | | 2 | | Cancellation of Shares and Reduction in Share Capital | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20211103 | | Special | | CB | | H1467J104 | | 3 | | Additional or Amended Proposals | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 1 | | Accounts and Reports | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 2 | | Allocation of Profits | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 3 | | Dividends from Reserves | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 4 | | Ratification of Board Acts | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 5 | | Election of Statutory Auditors | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 6 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 7 | | Appointment of Special Auditor | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 8 | | Elect Evan G. Greenberg | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 9 | | Elect Michael P. Connors | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 10 | | Elect Michael G. Atieh | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 11 | | Elect Kathy Bonanno | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 12 | | Elect Sheila P. Burke | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 13 | | Elect Mary A. Cirillo | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 14 | | Elect Robert J. Hugin | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 15 | | Elect Robert W. Scully | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 16 | | Elect Theodore E. Shasta | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 17 | | Elect David H. Sidwell | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 18 | | Elect Olivier Steimer | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 19 | | Elect Luis Tellez | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 20 | | Elect Frances F. Townsend | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 21 | | Elect Evan G. Greenberg as Chair | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 22 | | Elect Michael P. Connors | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 23 | | Elect Mary A. Cirillo | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 24 | | Elect Frances F. Townsend | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 25 | | Appointment of Independent Proxy (Switzerland) | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 26 | | Increased in Authorised Capital | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 27 | | Cancellation of Shares and Reduction in Share Capital | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 28 | | Board Compensation | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 29 | | Executive Compensation | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 30 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 31 | | Shareholder Proposal Regarding Fossil Fuel Underwriting Policy | | Sharehold | | Against | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 32 | | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | | Sharehold | | Against | | For | | Y |
| Chubb Limited | | 20220519 | | Annual | | CB | | H1467J104 | | 33 | | Additional or Amended Proposals | | MGMT | | For | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 1 | | Elect David M. Cordani | | MGMT | | For | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 2 | | Elect William J. DeLaney | | MGMT | | For | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 3 | | Elect Eric J. Foss | | MGMT | | For | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 4 | | Elect Dr. Elder Granger | | MGMT | | For | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 5 | | Elect Neesha Hathi | | MGMT | | For | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 6 | | Elect George Kurian | | MGMT | | For | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 7 | | Elect Kathleen M. Mazzarella | | MGMT | | For | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 8 | | Elect Mark B. McClellan | | MGMT | | For | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 9 | | Elect Kimberly A. Ross | | MGMT | | For | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 10 | | Elect Eric C. Wiseman | | MGMT | | For | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 11 | | Elect Donna F. Zarcone | | MGMT | | For | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 12 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 13 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 14 | | Shareholder Proposal Regarding Right to Call Special Meetings | | Sharehold | | Against | | For | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 15 | | Shareholder Proposal Regarding Median Gender Pay Equity Report | | Sharehold | | Against | | Against | | Y |
| Cigna Corporation | | 20220427 | | Annual | | CI | | 125523100 | | 16 | | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | | Sharehold | | Against | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 1 | | Elect Ellen M. Costello | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 2 | | Elect Grace E. Dailey | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 3 | | Elect Barbara J. Desoer | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 4 | | Elect John C. Dugan | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 5 | | Elect Jane N. Fraser | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 6 | | Elect Duncan P. Hennes | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 7 | | Elect Peter B. Henry | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 8 | | Elect S. Leslie Ireland | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 9 | | Elect Renee J. James | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 10 | | Elect Gary M. Reiner | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 11 | | Elect Diana L. Taylor | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 12 | | Elect James S. Turley | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 13 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 14 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 15 | | Amendment to the 2019 Stock Incentive Plan | | MGMT | | For | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 16 | | Shareholder Proposal Regarding Clawback Policy | | Sharehold | | Against | | Against | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 17 | | Shareholder Proposal Regarding Independent Chair | | Sharehold | | Against | | Against | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 18 | | Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples | | Sharehold | | Against | | Against | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 19 | | Shareholder Proposal Regarding Fossil Fuel Financing Policy | | Sharehold | | Against | | For | | Y |
| Citigroup Inc. | | 20220426 | | Annual | | C | | 172967424 | | 20 | | Shareholder Proposal Regarding Non-discrimination Audit | | Sharehold | | Against | | Against | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 1 | | Elect Bruce Van Saun | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 2 | | Elect Lee Alexander | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 3 | | Elect Christine M. Cumming | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 4 | | Elect Kevin Cummings | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 5 | | Elect William P. Hankowsky | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 6 | | Elect Edward J. Kelly, III | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 7 | | Elect Robert G. Leary | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 8 | | Elect Terrance J. Lillis | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 9 | | Elect Michele N. Siekerka | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 10 | | Elect Shivan S. Subramaniam | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 11 | | Elect Christopher J. Swift | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 12 | | Elect Wendy A. Watson | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 13 | | Elect Marita Zuraitis | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 14 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 15 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Citizens Financial Group, Inc. | | 20220428 | | Annual | | CFG | | 174610105 | | 16 | | Elimination of Supermajority Requirement | | MGMT | | For | | For | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 1.1 | | Elect Kenneth J. Bacon | | MGMT | | For | | For | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 1.2 | | Elect Madeline S. Bell | | MGMT | | For | | For | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 1.3 | | Elect Edward D. Breen | | MGMT | | For | | For | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 1.4 | | Elect Gerald L. Hassell | | MGMT | | For | | For | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 1.5 | | Elect Jeffrey A. Honickman | | MGMT | | For | | For | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 1.6 | | Elect Maritza Gomez Montiel | | MGMT | | For | | For | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 1.7 | | Elect Asuka Nakahara | | MGMT | | For | | For | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 1.8 | | Elect David C. Novak | | MGMT | | For | | For | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 1.9 | | Elect Brian L. Roberts | | MGMT | | For | | For | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 2 | | Advisory vote on executive compensation | | MGMT | | For | | For | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 3 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 4 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | Sharehold | | Against | | Against | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 5 | | Shareholder Proposal Regarding a Racial Equity Audit | | Sharehold | | Against | | Against | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 6 | | Shareholder Proposal Regarding EEO Policy Risk Report | | Sharehold | | Against | | Against | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 7 | | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies | | Sharehold | | Against | | Against | | Y |
| Comcast Corporation | | 20220601 | | Annual | | CMCSA | | 20030N101 | | 8 | | Shareholder Proposal Regarding Aligning Climate Goals With Employee Retirement Options | | Sharehold | | Against | | Against | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 1 | | Elect Fernando Aguirre | | MGMT | | For | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 2 | | Elect C. David Brown II | | MGMT | | For | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 3 | | Elect Alecia A. DeCoudreaux | | MGMT | | For | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 4 | | Elect Nancy-Ann DeParle | | MGMT | | For | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 5 | | Elect Roger N. Farah | | MGMT | | For | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 6 | | Elect Anne M. Finucane | | MGMT | | For | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 7 | | Elect Edward J. Ludwig | | MGMT | | For | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 8 | | Elect Karen S. Lynch | | MGMT | | For | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 9 | | Elect Jean-Pierre Millon | | MGMT | | For | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 10 | | Elect Mary L. Schapiro | | MGMT | | For | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 11 | | Elect William C. Weldon | | MGMT | | For | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 12 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 13 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 14 | | Shareholder Proposal Regarding Right to Call Special Meetings | | Sharehold | | Against | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 15 | | Shareholder Proposal Regarding Independent Chair | | Sharehold | | Against | | Against | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 16 | | Shareholder Proposal Regarding Civil Rights Audit | | Sharehold | | Against | | Against | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 17 | | Shareholder Proposal Regarding Paid Sick Leave | | Sharehold | | Against | | For | | Y |
| CVS Health Corporation | | 20220511 | | Annual | | CVS | | 126650100 | | 18 | | Shareholder Proposal Regarding Report on External Public Health Impact | | Sharehold | | Against | | Against | | Y |
| Discovery, Inc. | | 20220311 | | Special | | DISCA | | 25470F104 | | 1 | | Reclassification of Share Classes | | MGMT | | For | | For | | Y |
| Discovery, Inc. | | 20220311 | | Special | | DISCA | | 25470F104 | | 2 | | Increase in Authorized Common Stock | | MGMT | | For | | For | | Y |
| Discovery, Inc. | | 20220311 | | Special | | DISCA | | 25470F104 | | 3 | | Increase in Authorized Preferred Stock | | MGMT | | For | | Against | | Y |
| Discovery, Inc. | | 20220311 | | Special | | DISCA | | 25470F104 | | 4 | | Repeal of Classified Board | | MGMT | | For | | For | | Y |
| Discovery, Inc. | | 20220311 | | Special | | DISCA | | 25470F104 | | 5 | | Additional Bundled Amendments | | MGMT | | For | | For | | Y |
| Discovery, Inc. | | 20220311 | | Special | | DISCA | | 25470F104 | | 6 | | AT&T Transaction | | MGMT | | For | | For | | Y |
| Discovery, Inc. | | 20220311 | | Special | | DISCA | | 25470F104 | | 7 | | Advisory Vote on Golden Parachutes | | MGMT | | For | | Against | | Y |
| Discovery, Inc. | | 20220408 | | Annual | | DISCA | | 25470F104 | | 1.1 | | Elect Paul A. Gould | | MGMT | | For | | For | | Y |
| Discovery, Inc. | | 20220408 | | Annual | | DISCA | | 25470F104 | | 1.2 | | Elect Kenneth W. Lowe | | MGMT | | For | | For | | Y |
| Discovery, Inc. | | 20220408 | | Annual | | DISCA | | 25470F104 | | 1.3 | | Elect Daniel E. Sanchez | | MGMT | | For | | For | | Y |
| Discovery, Inc. | | 20220408 | | Annual | | DISCA | | 25470F104 | | 2 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Discovery, Inc. | | 20220408 | | Annual | | DISCA | | 25470F104 | | 3 | | Approval of the Stock Incentive Plan | | MGMT | | For | | Against | | Y |
| Dollar General Corporation | | 20220525 | | Annual | | DG | | 256677105 | | 1 | | Elect Warren F. Bryant | | MGMT | | For | | For | | Y |
| Dollar General Corporation | | 20220525 | | Annual | | DG | | 256677105 | | 2 | | Elect Michael M. Calbert | | MGMT | | For | | For | | Y |
| Dollar General Corporation | | 20220525 | | Annual | | DG | | 256677105 | | 3 | | Elect Patricia D. Fili-Krushel | | MGMT | | For | | For | | Y |
| Dollar General Corporation | | 20220525 | | Annual | | DG | | 256677105 | | 4 | | Elect Timothy I. McGuire | | MGMT | | For | | For | | Y |
| Dollar General Corporation | | 20220525 | | Annual | | DG | | 256677105 | | 5 | | Elect William C. Rhodes, III | | MGMT | | For | | For | | Y |
| Dollar General Corporation | | 20220525 | | Annual | | DG | | 256677105 | | 6 | | Elect Debra A. Sandler | | MGMT | | For | | For | | Y |
| Dollar General Corporation | | 20220525 | | Annual | | DG | | 256677105 | | 7 | | Elect Ralph E. Santana | | MGMT | | For | | For | | Y |
| Dollar General Corporation | | 20220525 | | Annual | | DG | | 256677105 | | 8 | | Elect Todd J. Vasos | | MGMT | | For | | For | | Y |
| Dollar General Corporation | | 20220525 | | Annual | | DG | | 256677105 | | 9 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Dollar General Corporation | | 20220525 | | Annual | | DG | | 256677105 | | 10 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Dollar General Corporation | | 20220525 | | Annual | | DG | | 256677105 | | 11 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | Sharehold | | Against | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 1 | | Elect Amy G. Brady | | MGMT | | For | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 2 | | Elect Edward D. Breen | | MGMT | | For | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 3 | | Elect Ruby R. Chandy | | MGMT | | For | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 4 | | Elect Terrence R. Curtin | | MGMT | | For | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 5 | | Elect Alexander M. Cutler | | MGMT | | For | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 6 | | Elect Eleuthere I. du Pont | | MGMT | | For | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 7 | | Elect Kristina M. Johnson | | MGMT | | For | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 8 | | Elect Luther C. Kissam IV | | MGMT | | For | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 9 | | Elect Frederick M. Lowery | | MGMT | | For | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 10 | | Elect Raymond J. Milchovich | | MGMT | | For | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 11 | | Elect Deanna M. Mulligan | | MGMT | | For | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 12 | | Elect Steven M. Sterin | | MGMT | | For | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 13 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 14 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| DuPont de Nemours, Inc. | | 20220526 | | Annual | | DD | | 26614N102 | | 15 | | Shareholder Proposal Regarding Independent Chair | | Sharehold | | Against | | Against | | Y |
| EOG Resources, Inc. | | 20220420 | | Annual | | EOG | | 26875P101 | | 1 | | Elect Janet F. Clark | | MGMT | | For | | For | | Y |
| EOG Resources, Inc. | | 20220420 | | Annual | | EOG | | 26875P101 | | 2 | | Elect Charles R. Crisp | | MGMT | | For | | For | | Y |
| EOG Resources, Inc. | | 20220420 | | Annual | | EOG | | 26875P101 | | 3 | | Elect Robert P. Daniels | | MGMT | | For | | For | | Y |
| EOG Resources, Inc. | | 20220420 | | Annual | | EOG | | 26875P101 | | 4 | | Elect James C. Day | | MGMT | | For | | For | | Y |
| EOG Resources, Inc. | | 20220420 | | Annual | | EOG | | 26875P101 | | 5 | | Elect C. Christopher Gaut | | MGMT | | For | | For | | Y |
| EOG Resources, Inc. | | 20220420 | | Annual | | EOG | | 26875P101 | | 6 | | Elect Michael T. Kerr | | MGMT | | For | | For | | Y |
| EOG Resources, Inc. | | 20220420 | | Annual | | EOG | | 26875P101 | | 7 | | Elect Julie J. Robertson | | MGMT | | For | | For | | Y |
| EOG Resources, Inc. | | 20220420 | | Annual | | EOG | | 26875P101 | | 8 | | Elect Donald F. Textor | | MGMT | | For | | For | | Y |
| EOG Resources, Inc. | | 20220420 | | Annual | | EOG | | 26875P101 | | 9 | | Elect William R. Thomas | | MGMT | | For | | For | | Y |
| EOG Resources, Inc. | | 20220420 | | Annual | | EOG | | 26875P101 | | 10 | | Elect Ezra Y. Yacob | | MGMT | | For | | For | | Y |
| EOG Resources, Inc. | | 20220420 | | Annual | | EOG | | 26875P101 | | 11 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| EOG Resources, Inc. | | 20220420 | | Annual | | EOG | | 26875P101 | | 12 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 1 | | Elect Ellen R. Alemany | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 2 | | Elect Vijay D’Silva | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 3 | | Elect Jeffrey A. Goldstein | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 4 | | Elect Lisa A. Hook | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 5 | | Elect Keith W. Hughes | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 6 | | Elect Kenneth T. Lamneck | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 7 | | Elect Gary L. Lauer | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 8 | | Elect Gary A. Norcross | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 9 | | Elect Louise M. Parent | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 10 | | Elect Brian T. Shea | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 11 | | Elect James B. Stallings, Jr. | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 12 | | Elect Jeffrey E. Stiefler | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 13 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 14 | | Approval of the 2022 Omnibus Incentive Plan | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 15 | | Approval of the Employee Stock Purchase Plan | | MGMT | | For | | For | | Y |
| Fidelity National Information Services, Inc. | | 20220525 | | Annual | | FIS | | 31620M106 | | 16 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 1 | | Elect Revathi Advaithi | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 2 | | Elect Michael D. Capellas | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 3 | | Elect John D. Harris II | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 4 | | Elect Michael E. Hurlston | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 5 | | Elect Jennifer Xin-Zhe Li | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 6 | | Elect Erin L. McSweeney | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 7 | | Elect Marc A. Onetto | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 8 | | Elect Willy C. Shih | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 9 | | Elect Charles K. Stevens III | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 10 | | Elect Lay Koon Tan | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 11 | | Elect William D. Watkins | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 12 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 13 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 14 | | Authority to Issue Ordinary Shares | | MGMT | | For | | For | | Y |
| Flex Ltd. | | 20210804 | | Annual | | FLEX | | Y2573F102 | | 15 | | Renewal of Share Purchase Mandate | | MGMT | | For | | For | | Y |
| Herc Holdings Inc. | | 20220512 | | Annual | | HRI | | 42704L104 | | 1 | | Elect Patrick D. Campbell | | MGMT | | For | | For | | Y |
| Herc Holdings Inc. | | 20220512 | | Annual | | HRI | | 42704L104 | | 2 | | Elect Lawrence H. Silber | | MGMT | | For | | For | | Y |
| Herc Holdings Inc. | | 20220512 | | Annual | | HRI | | 42704L104 | | 3 | | Elect James H. Browning | | MGMT | | For | | For | | Y |
| Herc Holdings Inc. | | 20220512 | | Annual | | HRI | | 42704L104 | | 4 | | Elect Shari L. Burgess | | MGMT | | For | | For | | Y |
| Herc Holdings Inc. | | 20220512 | | Annual | | HRI | | 42704L104 | | 5 | | Elect Hunter C. Gary | | MGMT | | For | | For | | Y |
| Herc Holdings Inc. | | 20220512 | | Annual | | HRI | | 42704L104 | | 6 | | Elect Jean K. Holley | | MGMT | | For | | For | | Y |
| Herc Holdings Inc. | | 20220512 | | Annual | | HRI | | 42704L104 | | 7 | | Elect Michael A. Kelly | | MGMT | | For | | For | | Y |
| Herc Holdings Inc. | | 20220512 | | Annual | | HRI | | 42704L104 | | 8 | | Elect Steven D. Miller | | MGMT | | For | | For | | Y |
| Herc Holdings Inc. | | 20220512 | | Annual | | HRI | | 42704L104 | | 9 | | Elect Rakesh Sachdev | | MGMT | | For | | For | | Y |
| Herc Holdings Inc. | | 20220512 | | Annual | | HRI | | 42704L104 | | 10 | | Elect Andrew J. Teno | | MGMT | | For | | For | | Y |
| Herc Holdings Inc. | | 20220512 | | Annual | | HRI | | 42704L104 | | 11 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Herc Holdings Inc. | | 20220512 | | Annual | | HRI | | 42704L104 | | 12 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 1 | | Elect Sharon Y. Bowen | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 2 | | Elect Shantella E. Cooper | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 3 | | Elect Duriya M. Farooqui | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 4 | | Elect Lord Hague of Richmond | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 5 | | Elect Mark F. Mulhern | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 6 | | Elect Thomas E. Noonan | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 7 | | Elect Caroline L. Silver | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 8 | | Elect Jeffrey C. Sprecher | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 9 | | Elect Judith A. Sprieser | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 10 | | Elect Martha A. Tirinnanzi | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 11 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 12 | | Approval of the 2022 Omnibus Employee Incentive Plan | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 13 | | Approval of the 2022 Omnibus Non-Employee Director Incentive Plan | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 14 | | Elimination of Supermajority Requirements | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 15 | | Reduce Ownership Threshold for Shareholders to Call Special Meetings | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 16 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Intercontinental Exchange, Inc. | | 20220513 | | Annual | | ICE | | 45866F104 | | 17 | | Shareholder Proposal Regarding Right to Call Special Meetings | | Sharehold | | Against | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 1 | | Elect Kathryn J. Boor | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 2 | | Elect Edward D. Breen | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 3 | | Elect Barry A. Bruno | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 4 | | Elect Franklin K. Clyburn, Jr. | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 5 | | Elect Carol A. Davidson | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 6 | | Elect Michael L. Ducker | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 7 | | Elect Roger W. Ferguson, Jr. | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 8 | | Elect John F. Ferraro | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 9 | | Elect Christina A. Gold | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 10 | | Elect Ilene S. Gordon | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 11 | | Elect Matthias Heinzel | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 12 | | Elect Dale F. Morrison | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 13 | | Elect Kare Schultz | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 14 | | Elect Stephen Williamson | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 15 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| International Flavors & Fragrances Inc. | | 20220504 | | Annual | | IFF | | 459506101 | | 16 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| KBR, Inc. | | 20220518 | | Annual | | KBR | | 48242W106 | | 1 | | Elect Mark E. Baldwin | | MGMT | | For | | For | | Y |
| KBR, Inc. | | 20220518 | | Annual | | KBR | | 48242W106 | | 2 | | Elect Stuart J. B. Bradie | | MGMT | | For | | For | | Y |
| KBR, Inc. | | 20220518 | | Annual | | KBR | | 48242W106 | | 3 | | Elect Lynn A. Dugle | | MGMT | | For | | For | | Y |
| KBR, Inc. | | 20220518 | | Annual | | KBR | | 48242W106 | | 4 | | Elect Lester L. Lyles | | MGMT | | For | | For | | Y |
| KBR, Inc. | | 20220518 | | Annual | | KBR | | 48242W106 | | 5 | | Elect John A. Manzoni | | MGMT | | For | | For | | Y |
| KBR, Inc. | | 20220518 | | Annual | | KBR | | 48242W106 | | 6 | | Elect Wendy M. Masiello | | MGMT | | For | | For | | Y |
| KBR, Inc. | | 20220518 | | Annual | | KBR | | 48242W106 | | 7 | | Elect Jack B. Moore | | MGMT | | For | | For | | Y |
| KBR, Inc. | | 20220518 | | Annual | | KBR | | 48242W106 | | 8 | | Elect Ann D. Pickard | | MGMT | | For | | For | | Y |
| KBR, Inc. | | 20220518 | | Annual | | KBR | | 48242W106 | | 9 | | Elect Carlos Sabater | | MGMT | | For | | For | | Y |
| KBR, Inc. | | 20220518 | | Annual | | KBR | | 48242W106 | | 10 | | Elect Vincent R. Stewart | | MGMT | | For | | For | | Y |
| KBR, Inc. | | 20220518 | | Annual | | KBR | | 48242W106 | | 11 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| KBR, Inc. | | 20220518 | | Annual | | KBR | | 48242W106 | | 12 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| KLA Corporation | | 20211103 | | Annual | | KLAC | | 482480100 | | 1 | | Elect Edward W. Barnholt | | MGMT | | For | | For | | Y |
| KLA Corporation | | 20211103 | | Annual | | KLAC | | 482480100 | | 2 | | Elect Robert M. Calderoni | | MGMT | | For | | For | | Y |
| KLA Corporation | | 20211103 | | Annual | | KLAC | | 482480100 | | 3 | | Elect Jeneanne Hanley | | MGMT | | For | | For | | Y |
| KLA Corporation | | 20211103 | | Annual | | KLAC | | 482480100 | | 4 | | Elect Emiko Higashi | | MGMT | | For | | For | | Y |
| KLA Corporation | | 20211103 | | Annual | | KLAC | | 482480100 | | 5 | | Elect Kevin J. Kennedy | | MGMT | | For | | For | | Y |
| KLA Corporation | | 20211103 | | Annual | | KLAC | | 482480100 | | 6 | | Elect Gary B. Moore | | MGMT | | For | | For | | Y |
| KLA Corporation | | 20211103 | | Annual | | KLAC | | 482480100 | | 7 | | Elect Marie E. Myers | | MGMT | | For | | For | | Y |
| KLA Corporation | | 20211103 | | Annual | | KLAC | | 482480100 | | 8 | | Elect Kiran M. Patel | | MGMT | | For | | For | | Y |
| KLA Corporation | | 20211103 | | Annual | | KLAC | | 482480100 | | 9 | | Elect Victor Peng | | MGMT | | For | | For | | Y |
| KLA Corporation | | 20211103 | | Annual | | KLAC | | 482480100 | | 10 | | Elect Robert A. Rango | | MGMT | | For | | For | | Y |
| KLA Corporation | | 20211103 | | Annual | | KLAC | | 482480100 | | 11 | | Elect Richard P. Wallace | | MGMT | | For | | For | | Y |
| KLA Corporation | | 20211103 | | Annual | | KLAC | | 482480100 | | 12 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| KLA Corporation | | 20211103 | | Annual | | KLAC | | 482480100 | | 13 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Lam Research Corporation | | 20211108 | | Annual | | LRCX | | 512807108 | | 1.1 | | Elect Sohail U. Ahmed | | MGMT | | For | | For | | Y |
| Lam Research Corporation | | 20211108 | | Annual | | LRCX | | 512807108 | | 1.2 | | Elect Timothy M. Archer | | MGMT | | For | | For | | Y |
| Lam Research Corporation | | 20211108 | | Annual | | LRCX | | 512807108 | | 1.3 | | Elect Eric K. Brandt | | MGMT | | For | | For | | Y |
| Lam Research Corporation | | 20211108 | | Annual | | LRCX | | 512807108 | | 1.4 | | Elect Michael R. Cannon | | MGMT | | For | | For | | Y |
| Lam Research Corporation | | 20211108 | | Annual | | LRCX | | 512807108 | | 1.5 | | Elect Catherine P. Lego | | MGMT | | For | | For | | Y |
| Lam Research Corporation | | 20211108 | | Annual | | LRCX | | 512807108 | | 1.6 | | Elect Bethany J. Mayer | | MGMT | | For | | For | | Y |
| Lam Research Corporation | | 20211108 | | Annual | | LRCX | | 512807108 | | 1.7 | | Elect Abhijit Y. Talwalkar | | MGMT | | For | | For | | Y |
| Lam Research Corporation | | 20211108 | | Annual | | LRCX | | 512807108 | | 1.8 | | Elect Rick Lih-Shyng TSAI | | MGMT | | For | | For | | Y |
| Lam Research Corporation | | 20211108 | | Annual | | LRCX | | 512807108 | | 1.9 | | Elect Leslie F. Varon | | MGMT | | For | | For | | Y |
| Lam Research Corporation | | 20211108 | | Annual | | LRCX | | 512807108 | | 2 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Lam Research Corporation | | 20211108 | | Annual | | LRCX | | 512807108 | | 3 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Markel Corporation | | 20220511 | | Annual | | MKL | | 570535104 | | 1 | | Elect Mark M. Besca | | MGMT | | For | | For | | Y |
| Markel Corporation | | 20220511 | | Annual | | MKL | | 570535104 | | 2 | | Elect K. Bruce Connell | | MGMT | | For | | For | | Y |
| Markel Corporation | | 20220511 | | Annual | | MKL | | 570535104 | | 3 | | Elect Thomas S. Gayner | | MGMT | | For | | For | | Y |
| Markel Corporation | | 20220511 | | Annual | | MKL | | 570535104 | | 4 | | Elect Greta J. Harris | | MGMT | | For | | For | | Y |
| Markel Corporation | | 20220511 | | Annual | | MKL | | 570535104 | | 5 | | Elect Morgan E. Housel | | MGMT | | For | | For | | Y |
| Markel Corporation | | 20220511 | | Annual | | MKL | | 570535104 | | 6 | | Elect Diane Leopold | | MGMT | | For | | For | | Y |
| Markel Corporation | | 20220511 | | Annual | | MKL | | 570535104 | | 7 | | Elect Anthony F. Markel | | MGMT | | For | | For | | Y |
| Markel Corporation | | 20220511 | | Annual | | MKL | | 570535104 | | 8 | | Elect Steven A. Markel | | MGMT | | For | | For | | Y |
| Markel Corporation | | 20220511 | | Annual | | MKL | | 570535104 | | 9 | | Elect Harold L. Morrison, Jr. | | MGMT | | For | | For | | Y |
| Markel Corporation | | 20220511 | | Annual | | MKL | | 570535104 | | 10 | | Elect Michael O’Reilly | | MGMT | | For | | For | | Y |
| Markel Corporation | | 20220511 | | Annual | | MKL | | 570535104 | | 11 | | Elect A. Lynne Puckett | | MGMT | | For | | For | | Y |
| Markel Corporation | | 20220511 | | Annual | | MKL | | 570535104 | | 12 | | Elect Richard R. Whitt, III | | MGMT | | For | | For | | Y |
| Markel Corporation | | 20220511 | | Annual | | MKL | | 570535104 | | 13 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Markel Corporation | | 20220511 | | Annual | | MKL | | 570535104 | | 14 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 1 | | Elect Richard H. Anderson | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 2 | | Elect Craig Arnold | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 3 | | Elect Scott C. Donnelly | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 4 | | Elect Andrea J. Goldsmith | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 5 | | Elect Randall J. Hogan, III | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 6 | | Elect Kevin E. Lofton | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 7 | | Elect Geoffrey Straub Martha | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 8 | | Elect Elizabeth G. Nabel | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 9 | | Elect Denise M. O’Leary | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 10 | | Elect Kendall J. Powell | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 11 | | Appointment of Auditor and Authority to Set Fees | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 12 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 13 | | Frequency of Advisory Vote on Executive Compensation | | MGMT | | 1 Year | | 1 Year | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 14 | | 2021 Long Term Incentive Plan | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 15 | | Authority to Issue Shares w/ Preemptive Rights | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 16 | | Authority to Issue Shares w/o Preemptive Rights | | MGMT | | For | | For | | Y |
| Medtronic Plc | | 20211209 | | Annual | | MDT | | G5960L103 | | 17 | | Authority to Repurchase Shares | | MGMT | | For | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 1.1 | | Elect Peggy Alford | | MGMT | | For | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 1.2 | | Elect Marc L. Andreessen | | MGMT | | For | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 1.3 | | Elect Andrew W. Houston | | MGMT | | For | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 1.4 | | Elect Nancy Killefer | | MGMT | | For | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 1.5 | | Elect Robert M. Kimmitt | | MGMT | | For | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 1.6 | | Elect Sheryl K. Sandberg | | MGMT | | For | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 1.7 | | Elect Tracey T. Travis | | MGMT | | For | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 1.8 | | Elect Tony Xu | | MGMT | | For | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 1.9 | | Elect Mark Zuckerberg | | MGMT | | For | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 2 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 3 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 4 | | Shareholder Proposal Regarding Recapitalization | | Sharehold | | Against | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 5 | | Shareholder Proposal Regarding Independent Chair | | Sharehold | | Against | | Against | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 6 | | Shareholder Proposal Regarding Concealment Clauses | | Sharehold | | Against | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 7 | | Shareholder Proposal Regarding Report on Business Practices and Financial Returns | | Sharehold | | Against | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 8 | | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | | Sharehold | | Against | | Against | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 9 | | Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project | | Sharehold | | Against | | Against | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 10 | | Shareholder Proposal Regarding Human Rights Impact Assessment | | Sharehold | | Against | | Against | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 11 | | Shareholder Proposal Regarding Report on Online Child Exploitation | | Sharehold | | Against | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 12 | | Shareholder Proposal Regarding Non-discrimination Audit | | Sharehold | | Against | | Against | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 13 | | Shareholder Proposal Regarding Lobbying Report | | Sharehold | | Against | | For | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 14 | | Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee | | Sharehold | | Against | | Against | | Y |
| Meta Platforms, Inc. | | 20220525 | | Annual | | FB | | 30303M102 | | 15 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | Sharehold | | Against | | Against | | Y |
| Microchip Technology Incorporated | | 20210824 | | Annual | | MCHP | | 595017104 | | 1 | | Elect Matthew W. Chapman | | MGMT | | For | | For | | Y |
| Microchip Technology Incorporated | | 20210824 | | Annual | | MCHP | | 595017104 | | 2 | | Elect Esther L. Johnson | | MGMT | | For | | For | | Y |
| Microchip Technology Incorporated | | 20210824 | | Annual | | MCHP | | 595017104 | | 3 | | Elect Karlton D. Johnson | | MGMT | | For | | For | | Y |
| Microchip Technology Incorporated | | 20210824 | | Annual | | MCHP | | 595017104 | | 4 | | Elect Wade F. Meyercord | | MGMT | | For | | For | | Y |
| Microchip Technology Incorporated | | 20210824 | | Annual | | MCHP | | 595017104 | | 5 | | Elect Ganesh Moorthy | | MGMT | | For | | For | | Y |
| Microchip Technology Incorporated | | 20210824 | | Annual | | MCHP | | 595017104 | | 6 | | Elect Karen M. Rapp | | MGMT | | For | | For | | Y |
| Microchip Technology Incorporated | | 20210824 | | Annual | | MCHP | | 595017104 | | 7 | | Elect Steve Sanghi | | MGMT | | For | | For | | Y |
| Microchip Technology Incorporated | | 20210824 | | Annual | | MCHP | | 595017104 | | 8 | | Increase in Authorized Common Stock | | MGMT | | For | | For | | Y |
| Microchip Technology Incorporated | | 20210824 | | Annual | | MCHP | | 595017104 | | 9 | | Amendment to the 2004 Equity Incentive Plan | | MGMT | | For | | For | | Y |
| Microchip Technology Incorporated | | 20210824 | | Annual | | MCHP | | 595017104 | | 10 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Microchip Technology Incorporated | | 20210824 | | Annual | | MCHP | | 595017104 | | 11 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 1 | | Elect Reid G. Hoffman | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 2 | | Elect Hugh F. Johnston | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 3 | | Elect Teri L. List | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 4 | | Elect Satya Nadella | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 5 | | Elect Sandra E. Peterson | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 6 | | Elect Penny S. Pritzker | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 7 | | Elect Carlos A. Rodriguez | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 8 | | Elect Charles W. Scharf | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 9 | | Elect John W. Stanton | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 10 | | Elect John W. Thompson | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 11 | | Elect Emma N. Walmsley | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 12 | | Elect Padmasree Warrior | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 13 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 14 | | Approval of the Employee Stock Purchase Plan | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 15 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 16 | | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | Sharehold | | Against | | Against | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 17 | | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies | | Sharehold | | Against | | For | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 18 | | Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities | | Sharehold | | Against | | Against | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 19 | | Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge | | Sharehold | | Against | | Against | | Y |
| Microsoft Corporation | | 20211130 | | Annual | | MSFT | | 594918104 | | 20 | | Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies | | Sharehold | | Against | | For | | Y |
| Mondelez International, Inc. | | 20220518 | | Annual | | MDLZ | | 609207105 | | 1 | | Elect Lewis W.K. Booth | | MGMT | | For | | For | | Y |
| Mondelez International, Inc. | | 20220518 | | Annual | | MDLZ | | 609207105 | | 2 | | Elect Charles E. Bunch | | MGMT | | For | | For | | Y |
| Mondelez International, Inc. | | 20220518 | | Annual | | MDLZ | | 609207105 | | 3 | | Elect Ertharin Cousin | | MGMT | | For | | For | | Y |
| Mondelez International, Inc. | | 20220518 | | Annual | | MDLZ | | 609207105 | | 4 | | Elect Lois D. Juliber | | MGMT | | For | | For | | Y |
| Mondelez International, Inc. | | 20220518 | | Annual | | MDLZ | | 609207105 | | 5 | | Elect Jorge S. Mesquita | | MGMT | | For | | For | | Y |
| Mondelez International, Inc. | | 20220518 | | Annual | | MDLZ | | 609207105 | | 6 | | Elect Jane Hamilton Nielsen | | MGMT | | For | | For | | Y |
| Mondelez International, Inc. | | 20220518 | | Annual | | MDLZ | | 609207105 | | 7 | | Elect Christiana Smith Shi | | MGMT | | For | | For | | Y |
| Mondelez International, Inc. | | 20220518 | | Annual | | MDLZ | | 609207105 | | 8 | | Elect Patrick T. Siewert | | MGMT | | For | | For | | Y |
| Mondelez International, Inc. | | 20220518 | | Annual | | MDLZ | | 609207105 | | 9 | | Elect Michael A. Todman | | MGMT | | For | | For | | Y |
| Mondelez International, Inc. | | 20220518 | | Annual | | MDLZ | | 609207105 | | 10 | | Elect Dirk Van de Put | | MGMT | | For | | For | | Y |
| Mondelez International, Inc. | | 20220518 | | Annual | | MDLZ | | 609207105 | | 11 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Mondelez International, Inc. | | 20220518 | | Annual | | MDLZ | | 609207105 | | 12 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Mondelez International, Inc. | | 20220518 | | Annual | | MDLZ | | 609207105 | | 13 | | Shareholder Proposal Regarding Racial Equity Audit | | Sharehold | | Against | | Against | | Y |
| Mondelez International, Inc. | | 20220518 | | Annual | | MDLZ | | 609207105 | | 14 | | Shareholder Proposal Regarding Independent Chair | | Sharehold | | Against | | Against | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 1 | | Elect Thomas D. Bell Jr. | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 2 | | Elect Mitchell E. Daniels, Jr. | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 3 | | Elect Marcela E. Donadio | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 4 | | Elect John C. Huffard, Jr. | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 5 | | Elect Christopher T. Jones | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 6 | | Elect Thomas Colm Kelleher | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 7 | | Elect Steven F. Leer | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 8 | | Elect Michael D. Lockhart | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 9 | | Elect Amy E. Miles | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 10 | | Elect Claude Mongeau | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 11 | | Elect Jennifer F. Scanlon | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 12 | | Elect Alan H. Shaw | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 13 | | Elect James A. Squires | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 14 | | Elect John R. Thompson | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 15 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 16 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Norfolk Southern Corporation | | 20220512 | | Annual | | NSC | | 655844108 | | 17 | | Shareholder Proposal Regarding Right to Call Special Meetings | | Sharehold | | Against | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 1 | | Elect Jerry W. Burris | | MGMT | | For | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 2 | | Elect Susan M. Cameron | | MGMT | | For | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 3 | | Elect Michael L. Ducker | | MGMT | | For | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 4 | | Elect Randall J. Hogan, III | | MGMT | | For | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 5 | | Elect Danita Ostling | | MGMT | | For | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 6 | | Elect Nicola T. Palmer | | MGMT | | For | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 7 | | Elect Herbert K. Parker | | MGMT | | For | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 8 | | Elect Greg Scheu | | MGMT | | For | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 9 | | Elect Beth A. Wozniak | | MGMT | | For | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 10 | | Elect Jacqueline Wright | | MGMT | | For | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 11 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 12 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 13 | | Authority to Issue Shares w/ Preemptive Rights | | MGMT | | For | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 14 | | Authority to Issue Shares w/o Preemptive Rights | | MGMT | | For | | For | | Y |
| nVent Electric plc | | 20220513 | | Annual | | NVT | | G6700G107 | | 15 | | Authorize the Price Range at which the Company can Re-allot Treasury Shares | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 1 | | Elect Segun Agbaje | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 2 | | Elect Shona L. Brown | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 3 | | Elect Cesar Conde | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 4 | | Elect Ian M. Cook | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 5 | | Elect Edith W. Cooper | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 6 | | Elect Dina Dublon | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 7 | | Elect Michelle D. Gass | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 8 | | Elect Ramon L. Laguarta | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 9 | | Elect Dave Lewis | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 10 | | Elect David C. Page | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 11 | | Elect Robert C. Pohlad | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 12 | | Elect Daniel L. Vasella | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 13 | | Elect Darren Walker | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 14 | | Elect Alberto Weisser | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 15 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 16 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 17 | | Shareholder Proposal Regarding Independent Chair | | Sharehold | | Against | | Against | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 18 | | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | | Sharehold | | Against | | For | | Y |
| PepsiCo, Inc. | | 20220504 | | Annual | | PEP | | 713448108 | | 19 | | Shareholder Proposal Regarding Report on External Public Health Impact | | Sharehold | | Against | | Against | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 1 | | Elect Brant (Bonin) Bough | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 2 | | Elect Andre Calantzopoulos | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 3 | | Elect Michel Combes | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 4 | | Elect Juan Jose Daboub | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 5 | | Elect Werner Geissler | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 6 | | Elect Lisa A. Hook | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 7 | | Elect Jun Makihara | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 8 | | Elect Kalpana Morparia | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 9 | | Elect Lucio A. Noto | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 10 | | Elect Jacek Olczak | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 11 | | Elect Frederik Paulsen | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 12 | | Elect Robert B. Polet | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 13 | | Elect Dessislava Temperley | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 14 | | Elect Shlomo Yanai | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 15 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 16 | | Approval of the 2022 Performance Incentive Plan | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 17 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Philip Morris International Inc. | | 20220504 | | Annual | | PM | | 718172109 | | 18 | | Shareholder Proposal Regarding Phasing Out Health-Hazardous and Addictive Products | | Sharehold | | Against | | Against | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 1 | | Elect Thomas J. Baltimore, Jr. | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 2 | | Elect Gilbert F. Casellas | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 3 | | Elect Robert M. Falzon | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 4 | | Elect Martina Hund-Mejean | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 5 | | Elect Wendy E. Jones | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 6 | | Elect Karl J. Krapek | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 7 | | Elect Peter R. Lighte | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 8 | | Elect Charles F. Lowrey | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 9 | | Elect George Paz | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 10 | | Elect Sandra Pianalto | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 11 | | Elect Christine A. Poon | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 12 | | Elect Douglas A. Scovanner | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 13 | | Elect Michael A. Todman | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 14 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 15 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Prudential Financial, Inc. | | 20220510 | | Annual | | PRU | | 744320102 | | 16 | | Shareholder Proposal Regarding Right to Act by Written Consent | | Sharehold | | Against | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 1 | | Elect Tracy A. Atkinson | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 2 | | Elect Bernard A. Harris, Jr. | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 3 | | Elect Gregory J. Hayes | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 4 | | Elect George R. Oliver | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 5 | | Elect Robert K. Ortberg | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 6 | | Elect Margaret L. O’Sullivan | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 7 | | Elect Dinesh C. Paliwal | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 8 | | Elect Ellen M. Pawlikowski | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 9 | | Elect Denise L. Ramos | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 10 | | Elect Fredric G. Reynolds | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 11 | | Elect Brian C. Rogers | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 12 | | Elect James A. Winnefeld, Jr. | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 13 | | Elect Robert O. Work | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 14 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 15 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Raytheon Technologies Corporation | | 20220425 | | Annual | | RTX | | 75513E101 | | 16 | | Elimination of Supermajority Requirement | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 1 | | Accounts and Reports; Non Tax-Deductible Expenses | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 2 | | Consolidated Accounts and Reports | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 3 | | Allocation of Profits/Dividends (Ordinary Dividend and Distrbution in Kind of EUROAPI Shares) | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 4 | | Elect Paul Hudson | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 5 | | Elect Christophe Babule | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 6 | | Elect Patrick Kron | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 7 | | Elect Gilles Schnepp | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 8 | | Elect Carole Ferrand | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 9 | | Elect Emile Voest | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 10 | | Elect Antoine Yver | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 11 | | 2021 Remuneration Report | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 12 | | 2021 Remuneration of Serge Weinberg, Chair | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 13 | | 2021 Remuneration of Paul Hudson, CEO | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 14 | | 2022 Remuneration Policy (Board of Directors) | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 15 | | 2022 Remuneration Policy (Chair) | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 16 | | 2022 Remuneration Policy (CEO) | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 17 | | Authority to Repurchase and Reissue Shares | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 18 | | Amendments to Article 25 Regarding Dividends | | MGMT | | For | | For | | Y |
| Sanofi | | 20220503 | | Annual | | SAN | | 80105N105 | | 19 | | Authorisation of Legal Formalities | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 1 | | Elect Patrick de Saint-Aignan | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 2 | | Elect Marie A. Chandoha | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 3 | | Elect Donnalee Demaio | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 4 | | Elect Amelia C. Fawcett | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 5 | | Elect William C. Freda | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 6 | | Elect Sara Mathew | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 7 | | Elect William L. Meaney | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 8 | | Elect Ronald. P. O’Hanley | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 9 | | Elect Sean O’Sullivan | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 10 | | Elect Julio A. Portalatin | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 11 | | Elect John B. Rhea | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 12 | | Elect Richard P. Sergel | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 13 | | Elect Gregory L. Summe | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 14 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 15 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| State Street Corporation | | 20220518 | | Annual | | STT | | 857477103 | | 16 | | Shareholder Proposal Regarding Report on Asset Management Policies | | Sharehold | | Against | | Against | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 1 | | Elect Robert A. Bradway | | MGMT | | For | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 2 | | Elect David L. Calhoun | | MGMT | | For | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 3 | | Elect Lynne M. Doughtie | | MGMT | | For | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 4 | | Elect Lynn J. Good | | MGMT | | For | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 5 | | Elect Stayce D. Harris | | MGMT | | For | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 6 | | Elect Akhil Johri | | MGMT | | For | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 7 | | Elect David L. Joyce | | MGMT | | For | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 8 | | Elect Lawrence W. Kellner | | MGMT | | For | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 9 | | Elect Steven M. Mollenkopf | | MGMT | | For | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 10 | | Elect John M. Richardson | | MGMT | | For | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 11 | | Elect Ronald A. Williams | | MGMT | | For | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 12 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 13 | | Approval of the Global Stock Purchase Plan | | MGMT | | For | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 14 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 15 | | Shareholder Proposal Regarding Lobbying Report | | Sharehold | | Against | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 16 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | Sharehold | | Against | | Against | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 17 | | Shareholder Proposal Regarding Right to Call Special Meetings | | Sharehold | | Against | | For | | Y |
| The Boeing Company | | 20220429 | | Annual | | BA | | 097023105 | | 18 | | Shareholder Proposal Regarding Climate Action 100 Net Zero Indicator | | Sharehold | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 1 | | Elect Jose B. Alvarez | | MGMT | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 2 | | Elect Alan M. Bennett | | MGMT | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 3 | | Elect Rosemary T. Berkery | | MGMT | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 4 | | Elect David T. Ching | | MGMT | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 5 | | Elect C. Kim Goodwin | | MGMT | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 6 | | Elect Ernie Herrman | | MGMT | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 7 | | Elect Michael F. Hines | | MGMT | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 8 | | Elect Amy B. Lane | | MGMT | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 9 | | Elect Carol Meyrowitz | | MGMT | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 10 | | Elect Jackwyn L. Nemerov | | MGMT | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 11 | | Elect John F. O’Brien | | MGMT | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 12 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 13 | | Approval of the 2022 Stock Incentive Plan | | MGMT | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 14 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 15 | | Shareholder Proposal Regarding Report on Supply Chain Due Diligence | | Sharehold | | Against | | Against | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 16 | | Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification | | Sharehold | | Against | | For | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 17 | | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | | Sharehold | | Against | | Against | | Y |
| The TJX Companies, Inc. | | 20220607 | | Annual | | TJX | | 872540109 | | 18 | | Shareholder Proposal Regarding Paid Sick Leave | | Sharehold | | Against | | Against | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.1 | | Elect James J. Barber, Jr. | | Sharehold | | N/A | | TNA | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.2 | | Elect Scott D. Ferguson | | Sharehold | | N/A | | TNA | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.3 | | Elect Jeri B. Finard | | Sharehold | | N/A | | TNA | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.4 | | Elect John J. Harris | | Sharehold | | N/A | | TNA | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.5 | | Elect David A. Toy | | Sharehold | | N/A | | TNA | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.6 | | Elect Management Nominee Robert M. Dutkowsky | | Sharehold | | N/A | | TNA | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.7 | | Elect Management Nominee Marla Gottschalk | | Sharehold | | N/A | | TNA | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.8 | | Elect Management Nominee Quentin Roach | | Sharehold | | N/A | | TNA | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.9 | | Elect Management Nominee Pietro Satriano | | Sharehold | | N/A | | TNA | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.10 | | Elect Management Nominee Ann E. Ziegler | | Sharehold | | N/A | | TNA | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 2 | | Advisory Vote on Executive Compensation | | MGMT | | N/A | | TNA | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 3 | | Ratification of Auditor | | MGMT | | N/A | | TNA | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 4 | | Shareholder Proposal Regarding Adoption of Targets to Achieve Net-zero Emissions by 2050 | | Sharehold | | N/A | | TNA | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.1 | | Elect Cheryl A. Bachelder | | MGMT | | For | | For | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.2 | | Elect Court D. Carruthers | | MGMT | | For | | For | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.3 | | Elect Robert M. Dutkowsky | | MGMT | | For | | For | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.4 | | Elect Marla C. Gottschalk | | MGMT | | For | | For | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.5 | | Elect Sunil Gupta | | MGMT | | For | | For | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.6 | | Elect Carl A. Pforzheimer | | MGMT | | For | | For | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.7 | | Elect Quentin Roach | | MGMT | | For | | For | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.8 | | Elect Pietro Satriano (Withdrawn) | | MGMT | | Withhold | | For | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.9 | | Elect David M. Tehle | | MGMT | | For | | For | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 1.10 | | Elect Ann E. Ziegler | | MGMT | | For | | For | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 2 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 3 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| US Foods Holding Corp. | | 20220518 | | Proxy Contest | | USFD | | 912008109 | | 4 | | Shareholder Proposal Regarding Adoption of Targets to Achieve Net-zero Emissions by 2050 | | Sharehold | | N/A | | Against | | Y |
| Valero Energy Corporation | | 20220428 | | Annual | | VLO | | 91913Y100 | | 1 | | Elect Fred M. Diaz | | MGMT | | For | | For | | Y |
| Valero Energy Corporation | | 20220428 | | Annual | | VLO | | 91913Y100 | | 2 | | Elect H. Paulett Eberhart | | MGMT | | For | | For | | Y |
| Valero Energy Corporation | | 20220428 | | Annual | | VLO | | 91913Y100 | | 3 | | Elect Joseph W. Gorder | | MGMT | | For | | For | | Y |
| Valero Energy Corporation | | 20220428 | | Annual | | VLO | | 91913Y100 | | 4 | | Elect Kimberly S. Greene | | MGMT | | For | | For | | Y |
| Valero Energy Corporation | | 20220428 | | Annual | | VLO | | 91913Y100 | | 5 | | Elect Deborah P. Majoras | | MGMT | | For | | For | | Y |
| Valero Energy Corporation | | 20220428 | | Annual | | VLO | | 91913Y100 | | 6 | | Elect Eric D. Mullins | | MGMT | | For | | For | | Y |
| Valero Energy Corporation | | 20220428 | | Annual | | VLO | | 91913Y100 | | 7 | | Elect Donald L. Nickles | | MGMT | | For | | For | | Y |
| Valero Energy Corporation | | 20220428 | | Annual | | VLO | | 91913Y100 | | 8 | | Elect Philip J. Pfeiffer | | MGMT | | For | | For | | Y |
| Valero Energy Corporation | | 20220428 | | Annual | | VLO | | 91913Y100 | | 9 | | Elect Robert A. Profusek | | MGMT | | For | | For | | Y |
| Valero Energy Corporation | | 20220428 | | Annual | | VLO | | 91913Y100 | | 10 | | Elect Randall J. Weisenburger | | MGMT | | For | | For | | Y |
| Valero Energy Corporation | | 20220428 | | Annual | | VLO | | 91913Y100 | | 11 | | Elect Rayford Wilkins Jr. | | MGMT | | For | | For | | Y |
| Valero Energy Corporation | | 20220428 | | Annual | | VLO | | 91913Y100 | | 12 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Valero Energy Corporation | | 20220428 | | Annual | | VLO | | 91913Y100 | | 13 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Valero Energy Corporation | | 20220428 | | Annual | | VLO | | 91913Y100 | | 14 | | Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement | | Sharehold | | Against | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 1 | | Elect Shellye L. Archambeau | | MGMT | | For | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 2 | | Elect Roxanne S. Austin | | MGMT | | For | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 3 | | Elect Mark T. Bertolini | | MGMT | | For | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 4 | | Elect Melanie L. Healey | | MGMT | | For | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 5 | | Elect Laxman Narasimhan | | MGMT | | For | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 6 | | Elect Clarence Otis, Jr. | | MGMT | | For | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 7 | | Elect Daniel H. Schulman | | MGMT | | For | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 8 | | Elect Rodney E. Slater | | MGMT | | For | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 9 | | Elect Carol B. Tome | | MGMT | | For | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 10 | | Elect Hans E. Vestberg | | MGMT | | For | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 11 | | Elect Gregory G. Weaver | | MGMT | | For | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 12 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 13 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 14 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | Sharehold | | Against | | Against | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 15 | | Shareholder Proposal Regarding Amendment to Clawback Policy | | Sharehold | | Against | | Against | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 16 | | Shareholder Proposal Regarding Severance Approval Policy | | Sharehold | | Against | | For | | Y |
| Verizon Communications Inc. | | 20220512 | | Annual | | VZ | | 92343V104 | | 17 | | Shareholder Proposal Regarding Report on Corporate Operations with China | | Sharehold | | Against | | Against | | Y |
| Vontier Corporation | | 20220525 | | Annual | | VNT | | 928881101 | | 1 | | Elect Robert L. Eatroff | | MGMT | | For | | For | | Y |
| Vontier Corporation | | 20220525 | | Annual | | VNT | | 928881101 | | 2 | | Elect Martin Gafinowitz | | MGMT | | For | | For | | Y |
| Vontier Corporation | | 20220525 | | Annual | | VNT | | 928881101 | | 3 | | Elect Andrew D. Miller | | MGMT | | For | | For | | Y |
| Vontier Corporation | | 20220525 | | Annual | | VNT | | 928881101 | | 4 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Vontier Corporation | | 20220525 | | Annual | | VNT | | 928881101 | | 5 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Vontier Corporation | | 20220525 | | Annual | | VNT | | 928881101 | | 6 | | Repeal of Classified Board | | MGMT | | For | | For | | Y |
| Vontier Corporation | | 20220525 | | Annual | | VNT | | 928881101 | | 7 | | Elimination of Supermajority Requirement | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 1 | | Elect Steven D. Black | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 2 | | Elect Mark A. Chancy | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 3 | | Elect Celeste A. Clark | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 4 | | Elect Theodore F. Craver, Jr. | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 5 | | Elect Richard K. Davis | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 6 | | Elect Wayne M. Hewett | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 7 | | Elect CeCelia Morken | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 8 | | Elect Maria R. Morris | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 9 | | Elect Felicia F. Norwood | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 10 | | Elect Richard B. Payne, Jr. | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 11 | | Elect Juan A. Pujadas | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 12 | | Elect Ronald L. Sargent | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 13 | | Elect Charles W. Scharf | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 14 | | Elect Suzanne M. Vautrinot | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 15 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 16 | | Approval of the 2022 Long-Term Incentive Plan | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 17 | | Ratification of Auditor | | MGMT | | For | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 18 | | Shareholder Proposal Regarding Clawback Policy | | Sharehold | | Against | | Against | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 19 | | Shareholder Proposal Regarding Incentive Compensation Report | | Sharehold | | Against | | Against | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 20 | | Shareholder Proposal Regarding Board Diversity Report | | Sharehold | | Against | | Against | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 21 | | Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples | | Sharehold | | Against | | Against | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 22 | | Shareholder Proposal Regarding Fossil Fuel Financing Policy | | Sharehold | | Against | | Against | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 23 | | Shareholder Proposal regarding racial equity audit | | Sharehold | | Against | | For | | Y |
| Wells Fargo & Company | | 20220426 | | Annual | | WFC | | 949746101 | | 24 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | Sharehold | | Against | | Against | | Y |
| WELLS FARGO FUNDS TRUST | | 20210816 | | Special | | WFAPX | | 94975P405 | | 1 | | Approval of New Investment Management Agreement | | MGMT | | For | | For | | Y |
| WELLS FARGO FUNDS TRUST | | 20210816 | | Special | | WFAPX | | 94975P405 | | 2 | | Approval of New Investment Sub-Advisory Agreement | | MGMT | | For | | For | | Y |
| Fund Name | | Company Name | | Ticker | | Primary CUSIP | | Meeting Date | | Proposal Number | | Proposal Text | | Proponent | | Voted | | Management Recommendation | | Vote Instruction |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/10/2021 | | 1a | | Reelect Gil Shwed as Director | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/10/2021 | | 1b | | Reelect Jerry Ungerman as Director | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/10/2021 | | 1c | | Reelect Rupal Hollenbeck as Director | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/10/2021 | | 1d | | Reelect Tal Shavit as Director | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/10/2021 | | 1e | | Reelect Eyal Waldman as Director | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/10/2021 | | 1f | | Reelect Shai Weiss as Director | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/10/2021 | | 2a | | Reelect Yoav Chelouche as External Director | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/10/2021 | | 2b | | Reelect Guy Gecht as External Director | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/10/2021 | | 3 | | Amend Article Re: Board Related | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/10/2021 | | 4 | | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/10/2021 | | 5 | | Approve Employment Terms of Gil Shwed, CEO | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/10/2021 | | A | | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | | Management | | Yes | | None | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/18/2021 | | 1a | | Elect Director Leslie A. Brun | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/18/2021 | | 1b | | Elect Director Pamela L. Carter | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/18/2021 | | 1c | | Elect Director Richard J. Daly | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/18/2021 | | 1d | | Elect Director Robert N. Duelks | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/18/2021 | | 1e | | Elect Director Melvin L. Flowers | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/18/2021 | | 1f | | Elect Director Timothy C. Gokey | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/18/2021 | | 1g | | Elect Director Brett A. Keller | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/18/2021 | | 1h | | Elect Director Maura A. Markus | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/18/2021 | | 1i | | Elect Director Annette L. Nazareth | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/18/2021 | | 1j | | Elect Director Thomas J. Perna | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/18/2021 | | 1k | | Elect Director Amit K. Zavery | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/18/2021 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/18/2021 | | 3 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | FactSet Research Systems Inc. | | FDS | | 303075105 | | 12/16/2021 | | 1a | | Elect Director Siew Kai Choy | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | FactSet Research Systems Inc. | | FDS | | 303075105 | | 12/16/2021 | | 1b | | Elect Director Lee Shavel | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | FactSet Research Systems Inc. | | FDS | | 303075105 | | 12/16/2021 | | 1c | | Elect Director Joseph R. Zimmel | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | FactSet Research Systems Inc. | | FDS | | 303075105 | | 12/16/2021 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | FactSet Research Systems Inc. | | FDS | | 303075105 | | 12/16/2021 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | FactSet Research Systems Inc. | | FDS | | 303075105 | | 12/16/2021 | | 4 | | Adopt Proxy Access Right | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Fair Isaac Corporation | | FICO | | 303250104 | | 03/01/2022 | | 1a | | Elect Director Braden R. Kelly | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fair Isaac Corporation | | FICO | | 303250104 | | 03/01/2022 | | 1b | | Elect Director Fabiola R. Arredondo | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fair Isaac Corporation | | FICO | | 303250104 | | 03/01/2022 | | 1c | | Elect Director James D. Kirsner | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fair Isaac Corporation | | FICO | | 303250104 | | 03/01/2022 | | 1d | | Elect Director William J. Lansing | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fair Isaac Corporation | | FICO | | 303250104 | | 03/01/2022 | | 1e | | Elect Director Eva Manolis | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fair Isaac Corporation | | FICO | | 303250104 | | 03/01/2022 | | 1f | | Elect Director Marc F. McMorris | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fair Isaac Corporation | | FICO | | 303250104 | | 03/01/2022 | | 1g | | Elect Director Joanna Rees | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fair Isaac Corporation | | FICO | | 303250104 | | 03/01/2022 | | 1h | | Elect Director David A. Rey | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fair Isaac Corporation | | FICO | | 303250104 | | 03/01/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fair Isaac Corporation | | FICO | | 303250104 | | 03/01/2022 | | 3 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/18/2022 | | 1.1 | | Elect Director Thomas M. Culligan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/18/2022 | | 1.2 | | Elect Director Adolfo Henriques | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/18/2022 | | 1.3 | | Elect Director Mark H. Hildebrandt | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/18/2022 | | 1.4 | | Elect Director Eric A. Mendelson | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/18/2022 | | 1.5 | | Elect Director Laurans A. Mendelson | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/18/2022 | | 1.6 | | Elect Director Victor H. Mendelson | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/18/2022 | | 1.7 | | Elect Director Julie Neitzel | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/18/2022 | | 1.8 | | Elect Director Alan Schriesheim | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/18/2022 | | 1.9 | | Elect Director Frank J. Schwitter | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/18/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/18/2022 | | 3 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Carrier Global Corporation | | CARR | | 14448C104 | | 04/14/2022 | | 1a | | Elect Director Jean-Pierre Garnier | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Carrier Global Corporation | | CARR | | 14448C104 | | 04/14/2022 | | 1b | | Elect Director David L. Gitlin | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Carrier Global Corporation | | CARR | | 14448C104 | | 04/14/2022 | | 1c | | Elect Director John J. Greisch | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Carrier Global Corporation | | CARR | | 14448C104 | | 04/14/2022 | | 1d | | Elect Director Charles M. Holley, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Carrier Global Corporation | | CARR | | 14448C104 | | 04/14/2022 | | 1e | | Elect Director Michael M. McNamara | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Carrier Global Corporation | | CARR | | 14448C104 | | 04/14/2022 | | 1f | | Elect Director Michael A. Todman | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Carrier Global Corporation | | CARR | | 14448C104 | | 04/14/2022 | | 1g | | Elect Director Virginia M. Wilson | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Carrier Global Corporation | | CARR | | 14448C104 | | 04/14/2022 | | 1h | | Elect Director Beth A. Wozniak | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Carrier Global Corporation | | CARR | | 14448C104 | | 04/14/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Carrier Global Corporation | | CARR | | 14448C104 | | 04/14/2022 | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/20/2022 | | 1a | | Elect Director Kerrii B. Anderson | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/20/2022 | | 1b | | Elect Director Arthur F. Anton | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/20/2022 | | 1c | | Elect Director Jeff M. Fettig | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/20/2022 | | 1d | | Elect Director Richard J. Kramer | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/20/2022 | | 1e | | Elect Director John G. Morikis | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/20/2022 | | 1f | | Elect Director Christine A. Poon | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/20/2022 | | 1g | | Elect Director Aaron M. Powell | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/20/2022 | | 1h | | Elect Director Marta R. Stewart | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/20/2022 | | 1i | | Elect Director Michael H. Thaman | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/20/2022 | | 1j | | Elect Director Matthew Thornton, III | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/20/2022 | | 1k | | Elect Director Steven H. Wunning | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/20/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/20/2022 | | 3 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/26/2022 | | 1a | | Elect Director Jorge A. Bermudez | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/26/2022 | | 1b | | Elect Director Therese Esperdy | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/26/2022 | | 1c | | Elect Director Robert Fauber | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/26/2022 | | 1d | | Elect Director Vincent A. Forlenza | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/26/2022 | | 1e | | Elect Director Kathryn M. Hill | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/26/2022 | | 1f | | Elect Director Lloyd W. Howell, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/26/2022 | | 1g | | Elect Director Raymond W. McDaniel, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/26/2022 | | 1h | | Elect Director Leslie F. Seidman | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/26/2022 | | 1i | | Elect Director Zig Serafin | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/26/2022 | | 1j | | Elect Director Bruce Van Saun | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/26/2022 | | 2 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/26/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stepan Company | | SCL | | 858586100 | | 04/26/2022 | | 1.1 | | Elect Director Scott R. Behrens | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stepan Company | | SCL | | 858586100 | | 04/26/2022 | | 1.2 | | Elect Director Lorinda A. Burgess | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stepan Company | | SCL | | 858586100 | | 04/26/2022 | | 1.3 | | Elect Director Edward J. Wehmer | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stepan Company | | SCL | | 858586100 | | 04/26/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stepan Company | | SCL | | 858586100 | | 04/26/2022 | | 3 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stepan Company | | SCL | | 858586100 | | 04/26/2022 | | 4 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Reynolds Consumer Products Inc. | | REYN | | 76171L106 | | 04/27/2022 | | 1a | | Elect Director Gregory Cole | | Management | | Yes | | For | | Withhold |
| AdvisorShares Focused Equity ETF | | Reynolds Consumer Products Inc. | | REYN | | 76171L106 | | 04/27/2022 | | 1b | | Elect Director Ann Ziegler | | Management | | Yes | | For | | Withhold |
| AdvisorShares Focused Equity ETF | | Reynolds Consumer Products Inc. | | REYN | | 76171L106 | | 04/27/2022 | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Reynolds Consumer Products Inc. | | REYN | | 76171L106 | | 04/27/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 1a | | Elect Director Bradlen S. Cashaw | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 1b | | Elect Director James R. Craigie | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 1c | | Elect Director Matthew T. Farrell | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 1d | | Elect Director Bradley C. Irwin | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 1e | | Elect Director Penry W. Price | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 1f | | Elect Director Susan G. Saideman | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 1g | | Elect Director Ravichandra K. Saligram | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 1h | | Elect Director Robert K. Shearer | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 1i | | Elect Director Janet S. Vergis | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 1j | | Elect Director Arthur B. Winkleblack | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 1k | | Elect Director Laurie J. Yoler | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 3 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 4 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/28/2022 | | 5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 1.1 | | Elect Director Robert J. Alpern | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 1.2 | | Elect Director Sally E. Blount | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 1.3 | | Elect Director Robert B. Ford | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 1.4 | | Elect Director Paola Gonzalez | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 1.5 | | Elect Director Michelle A. Kumbier | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 1.6 | | Elect Director Darren W. McDew | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 1.7 | | Elect Director Nancy McKinstry | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 1.8 | | Elect Director William A. Osborn | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 1.9 | | Elect Director Michael F. Roman | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 1.10 | | Elect Director Daniel J. Starks | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 1.11 | | Elect Director John G. Stratton | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 1.12 | | Elect Director Glenn F. Tilton | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 5 | | Require Independent Board Chair | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 6 | | Adopt Policy on 10b5-1 Plans | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 7 | | Report on Lobbying Payments and Policy | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/29/2022 | | 8 | | Report on Public Health Costs of Antimicrobial Resistance | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/02/2022 | | 1a | | Elect Director Daniel P. Amos | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/02/2022 | | 1b | | Elect Director W. Paul Bowers | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/02/2022 | | 1c | | Elect Director Arthur R. Collins | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/02/2022 | | 1d | | Elect Director Toshihiko Fukuzawa | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/02/2022 | | 1e | | Elect Director Thomas J. Kenny | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/02/2022 | | 1f | | Elect Director Georgette D. Kiser | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/02/2022 | | 1g | | Elect Director Karole F. Lloyd | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/02/2022 | | 1h | | Elect Director Nobuchika Mori | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/02/2022 | | 1i | | Elect Director Joseph L. Moskowitz | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/02/2022 | | 1j | | Elect Director Barbara K. Rimer | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/02/2022 | | 1k | | Elect Director Katherine T. Rohrer | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/02/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/02/2022 | | 3 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/04/2022 | | 1a | | Elect Director Mary K. Brainerd | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/04/2022 | | 1b | | Elect Director Giovanni Caforio | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/04/2022 | | 1c | | Elect Director Srikant M. Datar | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/04/2022 | | 1d | | Elect Director Allan C. Golston | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/04/2022 | | 1e | | Elect Director Kevin A. Lobo | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/04/2022 | | 1f | | Elect Director Sherilyn S. McCoy | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/04/2022 | | 1g | | Elect Director Andrew K. Silvernail | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/04/2022 | | 1h | | Elect Director Lisa M. Skeete Tatum | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/04/2022 | | 1i | | Elect Director Ronda E. Stryker | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/04/2022 | | 1j | | Elect Director Rajeev Suri | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/04/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/04/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/04/2022 | | 4 | | Amend Proxy Access Right | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Trex Company, Inc. | | TREX | | 89531P105 | | 05/05/2022 | | 1.1 | | Elect Director Bryan H. Fairbanks | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Trex Company, Inc. | | TREX | | 89531P105 | | 05/05/2022 | | 1.2 | | Elect Director Michael F. Golden | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Trex Company, Inc. | | TREX | | 89531P105 | | 05/05/2022 | | 1.3 | | Elect Director Kristine L. Juster | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Trex Company, Inc. | | TREX | | 89531P105 | | 05/05/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Trex Company, Inc. | | TREX | | 89531P105 | | 05/05/2022 | | 3 | | Increase Authorized Common Stock | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Trex Company, Inc. | | TREX | | 89531P105 | | 05/05/2022 | | 4 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 1a | | Elect Director Rainer M. Blair | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 1b | | Elect Director Linda Filler | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 1c | | Elect Director Teri List | | Management | | Yes | | For | | Against |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 1d | | Elect Director Walter G. Lohr, Jr. | | Management | | Yes | | For | | Against |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 1e | | Elect Director Jessica L. Mega | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 1f | | Elect Director Mitchell P. Rales | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 1g | | Elect Director Steven M. Rales | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 1h | | Elect Director Pardis C. Sabeti | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 1i | | Elect Director A. Shane Sanders | | Management | | Yes | | For | | Against |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 1j | | Elect Director John T. Schwieters | | Management | | Yes | | For | | Against |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 1k | | Elect Director Alan G. Spoon | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 1l | | Elect Director Raymond C. Stevens | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 1m | | Elect Director Elias A. Zerhouni | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/10/2022 | | 4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 1a | | Elect Director Sharon Y. Bowen | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 1b | | Elect Director Shantella E. Cooper | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 1c | | Elect Director Duriya M. Farooqui | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 1d | | Elect Director The Right Hon. the Lord Hague of Richmond | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 1e | | Elect Director Mark F. Mulhern | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 1f | | Elect Director Thomas E. Noonan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 1g | | Elect Director Caroline L. Silver | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 1h | | Elect Director Jeffrey C. Sprecher | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 1i | | Elect Director Judith A. Sprieser | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 1j | | Elect Director Martha A. Tirinnanzi | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 3 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 4 | | Approve Non-Employee Director Stock Option Plan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 5 | | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 6 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting to 20% | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 7 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/13/2022 | | 8 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting to 10% | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 1.1 | | Elect Director Pamela M. Arway | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 1.2 | | Elect Director James W. Brown | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 1.3 | | Elect Director Michele G. Buck | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 1.4 | | Elect Director Victor L. Crawford | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 1.5 | | Elect Director Robert M. Dutkowsky | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 1.6 | | Elect Director Mary Kay Haben | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 1.7 | | Elect Director James C. Katzman | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 1.8 | | Elect Director M. Diane Koken | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 1.9 | | Elect Director Robert M. Malcolm | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 1.10 | | Elect Director Anthony J. Palmer | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 1.11 | | Elect Director Juan R. Perez | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 1.12 | | Elect Director Wendy L. Schoppert | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2022 | | 4 | | Report on Eradication of Child Labor in Cocoa Production | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/18/2022 | | 1.1 | | Elect Director Frank J. Bisignano | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/18/2022 | | 1.2 | | Elect Director Alison Davis | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/18/2022 | | 1.3 | | Elect Director Henrique de Castro | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/18/2022 | | 1.4 | | Elect Director Harry F. DiSimone | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/18/2022 | | 1.5 | | Elect Director Dylan G. Haggart | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/18/2022 | | 1.6 | | Elect Director Wafaa Mamilli | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/18/2022 | | 1.7 | | Elect Director Heidi G. Miller | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/18/2022 | | 1.8 | | Elect Director Doyle R. Simons | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/18/2022 | | 1.9 | | Elect Director Kevin M. Warren | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/18/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/18/2022 | | 3 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/18/2022 | | 4 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/18/2022 | | 1a | | Elect Director K. Gunnar Bjorklund | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/18/2022 | | 1b | | Elect Director Michael J. Bush | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/18/2022 | | 1c | | Elect Director Sharon D. Garrett | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/18/2022 | | 1d | | Elect Director Michael J. Hartshorn | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/18/2022 | | 1e | | Elect Director Stephen D. Milligan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/18/2022 | | 1f | | Elect Director Patricia H. Mueller | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/18/2022 | | 1g | | Elect Director George P. Orban | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/18/2022 | | 1h | | Elect Director Larree M. Renda | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/18/2022 | | 1i | | Elect Director Barbara Rentler | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/18/2022 | | 1j | | Elect Director Doniel N. Sutton | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/18/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/18/2022 | | 3 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/18/2022 | | 1a | | Elect Director Marc N. Casper | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/18/2022 | | 1b | | Elect Director Nelson J. Chai | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/18/2022 | | 1c | | Elect Director Ruby R. Chandy | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/18/2022 | | 1d | | Elect Director C. Martin Harris | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/18/2022 | | 1e | | Elect Director Tyler Jacks | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/18/2022 | | 1f | | Elect Director R. Alexandra Keith | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/18/2022 | | 1g | | Elect Director Jim P. Manzi | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/18/2022 | | 1h | | Elect Director James C. Mullen | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/18/2022 | | 1i | | Elect Director Lars R. Sorensen | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/18/2022 | | 1j | | Elect Director Debora L. Spar | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/18/2022 | | 1k | | Elect Director Scott M. Sperling | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/18/2022 | | 1l | | Elect Director Dion J. Weisler | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/18/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/18/2022 | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Otis Worldwide Corporation | | OTIS | | 68902V107 | | 05/19/2022 | | 1a | | Elect Director Jeffrey H. Black | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Otis Worldwide Corporation | | OTIS | | 68902V107 | | 05/19/2022 | | 1b | | Elect Director Kathy Hopinkah Hannan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Otis Worldwide Corporation | | OTIS | | 68902V107 | | 05/19/2022 | | 1c | | Elect Director Shailesh G. Jejurikar | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Otis Worldwide Corporation | | OTIS | | 68902V107 | | 05/19/2022 | | 1d | | Elect Director Christopher J. Kearney | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Otis Worldwide Corporation | | OTIS | | 68902V107 | | 05/19/2022 | | 1e | | Elect Director Judith F. Marks | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Otis Worldwide Corporation | | OTIS | | 68902V107 | | 05/19/2022 | | 1f | | Elect Director Harold W. McGraw, III | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Otis Worldwide Corporation | | OTIS | | 68902V107 | | 05/19/2022 | | 1g | | Elect Director Margaret M. V. Preston | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Otis Worldwide Corporation | | OTIS | | 68902V107 | | 05/19/2022 | | 1h | | Elect Director Shelley Stewart, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Otis Worldwide Corporation | | OTIS | | 68902V107 | | 05/19/2022 | | 1i | | Elect Director John H. Walker | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Otis Worldwide Corporation | | OTIS | | 68902V107 | | 05/19/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Otis Worldwide Corporation | | OTIS | | 68902V107 | | 05/19/2022 | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Otis Worldwide Corporation | | OTIS | | 68902V107 | | 05/19/2022 | | 4 | | Amend Governing Documents Regarding Requirements to Call for a Special Meeting | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/19/2022 | | 1a | | Elect Director Paul M. Bisaro | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/19/2022 | | 1b | | Elect Director Frank A. D’Amelio | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/19/2022 | | 1c | | Elect Director Michael B. McCallister | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/19/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/19/2022 | | 3 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/19/2022 | | 4 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/19/2022 | | 5 | | Eliminate Supermajority Vote Requirements | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/19/2022 | | 6 | | Declassify the Board of Directors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/27/2022 | | 1.1 | | Elect Director Theodore H. Ashford, III | | Management | | Yes | | For | | Against |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/27/2022 | | 1.2 | | Elect Director A. Russell Chandler, III | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/27/2022 | | 1.3 | | Elect Director William G. Miller | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/27/2022 | | 1.4 | | Elect Director William G. Miller, II | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/27/2022 | | 1.5 | | Elect Director Richard H. Roberts | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/27/2022 | | 1.6 | | Elect Director Leigh Walton | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/27/2022 | | 1.7 | | Elect Director Deborah L. Whitmire | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/27/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Silgan Holdings, Inc. | | SLGN | | 827048109 | | 05/31/2022 | | 1.1 | | Elect Director Kimberly A. Fields | | Management | | Yes | | For | | Withhold |
| AdvisorShares Focused Equity ETF | | Silgan Holdings, Inc. | | SLGN | | 827048109 | | 05/31/2022 | | 1.2 | | Elect Director Brad A. Lich | | Management | | Yes | | For | | Withhold |
| AdvisorShares Focused Equity ETF | | Silgan Holdings, Inc. | | SLGN | | 827048109 | | 05/31/2022 | | 1.3 | | Elect Director R. Philip Silver | | Management | | Yes | | For | | Withhold |
| AdvisorShares Focused Equity ETF | | Silgan Holdings, Inc. | | SLGN | | 827048109 | | 05/31/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Silgan Holdings, Inc. | | SLGN | | 827048109 | | 05/31/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Science Applications International Corporation | | SAIC | | 808625107 | | 06/08/2022 | | 1a | | Elect Director Robert A. Bedingfield | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Science Applications International Corporation | | SAIC | | 808625107 | | 06/08/2022 | | 1b | | Elect Director Carol A. Goode | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Science Applications International Corporation | | SAIC | | 808625107 | | 06/08/2022 | | 1c | | Elect Director Garth N. Graham | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Science Applications International Corporation | | SAIC | | 808625107 | | 06/08/2022 | | 1d | | Elect Director John J. Hamre | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Science Applications International Corporation | | SAIC | | 808625107 | | 06/08/2022 | | 1e | | Elect Director Yvette M. Kanouff | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Science Applications International Corporation | | SAIC | | 808625107 | | 06/08/2022 | | 1f | | Elect Director Nazzic S. Keene | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Science Applications International Corporation | | SAIC | | 808625107 | | 06/08/2022 | | 1g | | Elect Director Timothy J. Mayopoulos | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Science Applications International Corporation | | SAIC | | 808625107 | | 06/08/2022 | | 1h | | Elect Director Katharina G. McFarland | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Science Applications International Corporation | | SAIC | | 808625107 | | 06/08/2022 | | 1i | | Elect Director Milford W. McGuirt | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Science Applications International Corporation | | SAIC | | 808625107 | | 06/08/2022 | | 1j | | Elect Director Donna S. Morea | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Science Applications International Corporation | | SAIC | | 808625107 | | 06/08/2022 | | 1k | | Elect Director Steven R. Shane | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Science Applications International Corporation | | SAIC | | 808625107 | | 06/08/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Science Applications International Corporation | | SAIC | | 808625107 | | 06/08/2022 | | 3 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| Company Name | Meeting Date | Primary Ticker Symbol | Security ID | Proposal Long Text | Proposed By | For/Against Recommended Vote | Recommended Vote | Vote |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Approval of the Annual Report, the consolidated financial statements and the statutory financial statements of Logitech International S.A. for fiscal year 2021. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Advisory vote on executive compensation. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Appropriation of retained earnings and declaration of dividend. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Release of the Board of Directors and Executive Officers from liability for activities during fiscal year 2021. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Dr. Patrick Aebischer to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Ms. Wendy Becker to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Dr. Edouard Bugnion to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Mr. Riet Cadonau to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Mr. Bracken Darrell to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Mr. Guy Gecht to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Dr. Neil Hunt to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Ms. Marjorie Lao to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Ms. Neela Montgomery to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Mr. Michael Polk to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Ms. Deborah Thomas to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Election of the Chairperson of the Board. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Dr. Edouard Bugnion to the Compensation Committee. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Mr. Riet Cadonau to the Compensation Committee. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Dr. Neil Hunt to the Compensation Committee. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Mr. Michael Polk to the Compensation Committee. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Election of Ms. Neela Montgomery to the Compensation Committee. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Approval of Compensation for the Board of Directors for the 2021 to 2022 Board Year. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Approval of Compensation for the Group Management Team for fiscal year 2023. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of KPMG AG as Logitech’s auditors and ratification of the appointment of KPMG LLP as Logitech’s independent registered public accounting firm for fiscal year 2022. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Etude Regina Wenger & Sarah Keiser-Wüger as Independent Representative. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Approval of the Annual Report, the consolidated financial statements and the statutory financial statements of Logitech International S.A. for fiscal year 2021. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Advisory vote on executive compensation. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Appropriation of retained earnings and declaration of dividend. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Release of the Board of Directors and Executive Officers from liability for activities during fiscal year 2021. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Dr. Patrick Aebischer to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Ms. Wendy Becker to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Dr. Edouard Bugnion to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Mr. Riet Cadonau to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Mr. Bracken Darrell to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Mr. Guy Gecht to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Dr. Neil Hunt to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Ms. Marjorie Lao to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Ms. Neela Montgomery to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Mr. Michael Polk to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Ms. Deborah Thomas to the Board of Directors. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Election of the Chairperson of the Board. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Dr. Edouard Bugnion to the Compensation Committee. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Mr. Riet Cadonau to the Compensation Committee. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Dr. Neil Hunt to the Compensation Committee. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Mr. Michael Polk to the Compensation Committee. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Election of Ms. Neela Montgomery to the Compensation Committee. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Approval of Compensation for the Board of Directors for the 2021 to 2022 Board Year. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Approval of Compensation for the Group Management Team for fiscal year 2023. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of KPMG AG as Logitech’s auditors and ratification of the appointment of KPMG LLP as Logitech’s independent registered public accounting firm for fiscal year 2022. | Management | F | F | F |
| LOGITECH INTERNATIONAL S.A. | 08-Sep-2021 | LOGI | H50430232 | Re-election of Etude Regina Wenger & Sarah Keiser-Wüger as Independent Representative. | Management | F | F | F |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | 14-Sep-2021 | TTWO | 874054109 | Election of Director: Strauss Zelnick | Management | F | F | F |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | 14-Sep-2021 | TTWO | 874054109 | Election of Director: Michael Dornemann | Management | F | F | F |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | 14-Sep-2021 | TTWO | 874054109 | Election of Director: J. Moses | Management | F | F | F |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | 14-Sep-2021 | TTWO | 874054109 | Election of Director: Michael Sheresky | Management | F | F | F |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | 14-Sep-2021 | TTWO | 874054109 | Election of Director: LaVerne Srinivasan | Management | F | F | F |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | 14-Sep-2021 | TTWO | 874054109 | Election of Director: Susan Tolson | Management | F | F | F |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | 14-Sep-2021 | TTWO | 874054109 | Election of Director: Paul Viera | Management | F | F | F |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | 14-Sep-2021 | TTWO | 874054109 | Election of Director: Roland Hernandez | Management | F | F | F |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | 14-Sep-2021 | TTWO | 874054109 | Approval, on a non-binding advisory basis, of the compensation of the Company’s “named executive officers” as disclosed in the Proxy Statement. | Management | F | F | F |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | 14-Sep-2021 | TTWO | 874054109 | Approval of the amendment to the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. | Management | F | F | F |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | 14-Sep-2021 | TTWO | 874054109 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2022. | Management | F | F | F |
| NIKE, Inc. | 06-Oct-2021 | NKE | 654106103 | Election of Class B Director: Alan B. Graf, Jr. | Management | F | F | F |
| NIKE, Inc. | 06-Oct-2021 | NKE | 654106103 | Election of Class B Director: Peter B. Henry | Management | F | F | F |
| NIKE, Inc. | 06-Oct-2021 | NKE | 654106103 | Election of Class B Director: Michelle A. Peluso | Management | F | F | F |
| NIKE, Inc. | 06-Oct-2021 | NKE | 654106103 | To approve executive compensation by an advisory vote. | Management | F | F | F |
| NIKE, Inc. | 06-Oct-2021 | NKE | 654106103 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. | Management | F | F | F |
| NIKE, Inc. | 06-Oct-2021 | NKE | 654106103 | To consider a shareholder proposal regarding political contributions disclosure, if properly presented at the meeting. | Shareholder | N | N | F |
| NIKE, Inc. | 06-Oct-2021 | NKE | 654106103 | To consider a shareholder proposal regarding a human rights impact assessment, if properly presented at the meeting. | Shareholder | N | N | F |
| NIKE, Inc. | 06-Oct-2021 | NKE | 654106103 | To consider a shareholder proposal regarding supplemental pay equity disclosure, if properly presented at the meeting. | Shareholder | F | N | N |
| NIKE, Inc. | 06-Oct-2021 | NKE | 654106103 | To consider a shareholder proposal regarding diversity and inclusion efforts reporting, if properly presented at the meeting. | Shareholder | N | N | F |
| TESLA, INC. | 07-Oct-2021 | TSLA | 88160R101 | Election of Class II Director: James Murdoch | Management | N | F | N |
| TESLA, INC. | 07-Oct-2021 | TSLA | 88160R101 | Election of Class II Director: Kimbal Musk | Management | N | F | N |
| TESLA, INC. | 07-Oct-2021 | TSLA | 88160R101 | Tesla proposal for adoption of amendments to certificate of incorporation to reduce director terms to two years. | Management | F | F | F |
| TESLA, INC. | 07-Oct-2021 | TSLA | 88160R101 | Tesla proposal for adoption of amendments to certificate of incorporation and bylaws to eliminate applicable supermajority voting requirements. | Management | | / | F |
| TESLA, INC. | 07-Oct-2021 | TSLA | 88160R101 | Tesla proposal to ratify the appointment of independent registered public accounting firm. | Management | F | F | F |
| TESLA, INC. | 07-Oct-2021 | TSLA | 88160R101 | Stockholder proposal regarding reduction of director terms to one year. | Shareholder | F | N | N |
| TESLA, INC. | 07-Oct-2021 | TSLA | 88160R101 | Stockholder proposal regarding additional reporting on diversity and inclusion efforts. | Shareholder | F | N | N |
| TESLA, INC. | 07-Oct-2021 | TSLA | 88160R101 | Stockholder proposal regarding reporting on employee arbitration. | Shareholder | F | N | N |
| TESLA, INC. | 07-Oct-2021 | TSLA | 88160R101 | Stockholder proposal regarding assigning responsibility for strategic oversight of human capital management to an independent board-level committee. | Shareholder | F | N | N |
| TESLA, INC. | 07-Oct-2021 | TSLA | 88160R101 | Stockholder proposal regarding additional reporting on human rights. | Shareholder | F | N | N |
| BLOCK, INC. | 03-Nov-2021 | SQ | 852234103 | Approve the issuance of shares of Class A common stock of Square, Inc. (“Square”) (including shares underlying CHESS Depositary Interests) to shareholders of Afterpay Limited (“Afterpay”) pursuant to a Scheme of Arrangement between Afterpay and its shareholders and a Deed Poll to be executed by Square and Lanai (AU) 2 Pty Ltd (“Square Sub”), as contemplated by the Scheme Implementation Deed, dated as of August 2, 2021, and as it may be further amended or supplemented, by and among Square, Square Sub, and Afterpay (the “Transaction Proposal”). | Management | F | F | F |
| BLOCK, INC. | 03-Nov-2021 | SQ | 852234103 | Approve one or more adjournments of the special meeting of stockholders of Square, if necessary or appropriate and consented to by Afterpay, including to permit further solicitation of proxies if there are insufficient votes at the time of the special meeting of stockholders to approve the Transaction Proposal. | Management | F | F | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Election of Director: Reid G. Hoffman | Management | F | F | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Election of Director: Hugh F. Johnston | Management | F | F | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Election of Director: Teri L. List | Management | F | F | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Election of Director: Satya Nadella | Management | F | F | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Election of Director: Sandra E. Peterson | Management | F | F | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Election of Director: Penny S. Pritzker | Management | F | F | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Election of Director: Carlos A. Rodriguez | Management | F | F | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Election of Director: Charles W. Scharf | Management | F | F | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Election of Director: John W. Stanton | Management | F | F | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Election of Director: John W. Thompson | Management | F | F | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Election of Director: Emma N. Walmsley | Management | F | F | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Election of Director: Padmasree Warrior | Management | F | F | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Advisory vote to approve named executive officer compensation. | Management | N | F | N |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Approve Employee Stock Purchase Plan. | Management | N | F | N |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. | Management | F | F | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Shareholder Proposal - Report on median pay gaps across race and gender. | Shareholder | N | N | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. | Shareholder | N | N | F |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. | Shareholder | F | N | N |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. | Shareholder | F | N | N |
| MICROSOFT CORPORATION | 30-Nov-2021 | MSFT | 594918104 | Shareholder Proposal - Report on how lobbying activities align with company policies. | Shareholder | N | N | F |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | Election of Director: James Bell | Management | F | F | F |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | Election of Director: Tim Cook | Management | F | F | F |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | Election of Director: Al Gore | Management | F | F | F |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | Election of Director: Alex Gorsky | Management | F | F | F |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | Election of Director: Andrea Jung | Management | F | F | F |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | Election of Director: Art Levinson | Management | F | F | F |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | Election of Director: Monica Lozano | Management | F | F | F |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | Election of Director: Ron Sugar | Management | F | F | F |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | Election of Director: Sue Wagner | Management | F | F | F |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2022. | Management | F | F | F |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | Advisory vote to approve executive compensation. | Management | N | F | N |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | Approval of the Apple Inc. 2022 Employee Stock Plan. | Management | N | F | N |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | A shareholder proposal entitled “Reincorporate with Deeper Purpose”. | Shareholder | F | N | N |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | A shareholder proposal entitled “Transparency Reports”. | Shareholder | F | N | N |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | A shareholder proposal entitled “Report on Forced Labor”. | Shareholder | N | N | F |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | A shareholder proposal entitled “Pay Equity”. | Shareholder | F | N | N |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | A shareholder proposal entitled “Civil Rights Audit”. | Shareholder | F | N | N |
| APPLE INC. | 04-Mar-2022 | AAPL | 037833100 | A shareholder proposal entitled “Report on Concealment Clauses”. | Shareholder | F | N | N |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Election of Director: Susan E. Arnold | Management | F | F | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Election of Director: Mary T. Barra | Management | N | F | N |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Election of Director: Safra A. Catz | Management | F | F | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Election of Director: Amy L. Chang | Management | F | F | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Election of Director: Robert A. Chapek | Management | F | F | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Election of Director: Francis A. deSouza | Management | F | F | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Election of Director: Michael B.G. Froman | Management | F | F | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Election of Director: Maria Elena Lagomasino | Management | F | F | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Election of Director: Calvin R. McDonald | Management | F | F | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Election of Director: Mark G. Parker | Management | F | F | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Election of Director: Derica W. Rice | Management | F | F | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal 2022. | Management | F | F | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Consideration of an advisory vote to approve executive compensation. | Management | N | F | N |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Shareholder proposal, if properly presented at the meeting, requesting an annual report disclosing information regarding lobbying policies and activities. | Shareholder | N | N | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Shareholder proposal, if properly presented at the meeting, requesting amendment of the Company’s governing documents to lower the stock ownership threshold to call a special meeting of shareholders. | Shareholder | N | N | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Shareholder proposal, if properly presented at the meeting, requesting a diligence report evaluating human rights impacts. | Shareholder | N | N | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Shareholder proposal, if properly presented at the meeting, requesting a report on both median and adjusted pay gaps across race and gender. | Shareholder | N | N | F |
| THE WALT DISNEY COMPANY | 09-Mar-2022 | DIS | 254687106 | Shareholder proposal, if properly presented at the meeting, requesting a workplace non-discrimination audit and report. | Shareholder | N | N | F |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Election of Director: Richard E. Allison, Jr. | Management | F | F | F |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Election of Director: Andrew Campion | Management | F | F | F |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Election of Director: Mary N. Dillon | Management | N | F | N |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Election of Director: Isabel Ge Mahe | Management | F | F | F |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Election of Director: Mellody Hobson | Management | F | F | F |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Election of Director: Kevin R. Johnson | Management | F | F | F |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Election of Director: Jørgen Vig Knudstorp | Management | F | F | F |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Election of Director: Satya Nadella | Management | F | F | F |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Election of Director: Joshua Cooper Ramo | Management | F | F | F |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Election of Director: Clara Shih | Management | F | F | F |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Election of Director: Javier G. Teruel | Management | F | F | F |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Approve amended and restated 2005 Long-Term Equity Incentive Plan. | Management | N | F | N |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Approve, on an advisory, nonbinding basis,the compensation of our named executive officers. | Management | N | F | N |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2022. | Management | F | F | F |
| STARBUCKS CORPORATION | 16-Mar-2022 | SBUX | 855244109 | Annual Reports Regarding the Prevention of Harassment and Discrimination in the Workplace. | Shareholder | N | N | F |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Election of Director to serve until the 2023 Annual Meeting: Amy Banse | Management | F | F | F |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Election of Director to serve until the 2023 Annual Meeting: Rick Beckwitt | Management | F | F | F |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Election of Director to serve until the 2023 Annual Meeting: Steven L. Gerard | Management | F | F | F |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Election of Director to serve until the 2023 Annual Meeting: Tig Gilliam | Management | F | F | F |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Election of Director to serve until the 2023 Annual Meeting: Sherrill W. Hudson | Management | F | F | F |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Election of Director to serve until the 2023 Annual Meeting: Jonathan M. Jaffe | Management | F | F | F |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Election of Director to serve until the 2023 Annual Meeting: Sidney Lapidus | Management | F | F | F |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Election of Director to serve until the 2023 Annual Meeting: Teri P. McClure | Management | F | F | F |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Election of Director to serve until the 2023 Annual Meeting: Stuart Miller | Management | F | F | F |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Election of Director to serve until the 2023 Annual Meeting: Armando Olivera | Management | F | F | F |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Election of Director to serve until the 2023 Annual Meeting: Jeffrey Sonnenfeld | Management | F | F | F |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | N | F | N |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2022. | Management | F | F | F |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Approval of the Lennar Corporation 2016 Equity Incentive Plan, as Amended and Restated. | Management | N | F | N |
| LENNAR CORPORATION | 12-Apr-2022 | LEN | 526057104 | Approval of a stockholder proposal to reduce the common stock ownership threshold to call a special meeting. | Shareholder | N | N | F |
| SVB FINANCIAL GROUP | 21-Apr-2022 | SIVB | 78486Q101 | DIRECTOR | Management | F | F | F |
| SVB FINANCIAL GROUP | 21-Apr-2022 | SIVB | 78486Q101 | DIRECTOR | Management | F | F | F |
| SVB FINANCIAL GROUP | 21-Apr-2022 | SIVB | 78486Q101 | DIRECTOR | Management | F | F | F |
| SVB FINANCIAL GROUP | 21-Apr-2022 | SIVB | 78486Q101 | DIRECTOR | Management | F | F | F |
| SVB FINANCIAL GROUP | 21-Apr-2022 | SIVB | 78486Q101 | DIRECTOR | Management | F | F | F |
| SVB FINANCIAL GROUP | 21-Apr-2022 | SIVB | 78486Q101 | DIRECTOR | Management | F | F | F |
| SVB FINANCIAL GROUP | 21-Apr-2022 | SIVB | 78486Q101 | DIRECTOR | Management | F | F | F |
| SVB FINANCIAL GROUP | 21-Apr-2022 | SIVB | 78486Q101 | DIRECTOR | Management | F | F | F |
| SVB FINANCIAL GROUP | 21-Apr-2022 | SIVB | 78486Q101 | DIRECTOR | Management | F | F | F |
| SVB FINANCIAL GROUP | 21-Apr-2022 | SIVB | 78486Q101 | DIRECTOR | Management | F | F | F |
| SVB FINANCIAL GROUP | 21-Apr-2022 | SIVB | 78486Q101 | DIRECTOR | Management | F | F | F |
| SVB FINANCIAL GROUP | 21-Apr-2022 | SIVB | 78486Q101 | To approve, on an advisory basis, our executive compensation (“Say on Pay”). | Management | N | F | N |
| SVB FINANCIAL GROUP | 21-Apr-2022 | SIVB | 78486Q101 | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2022. | Management | F | F | F |
| SVB FINANCIAL GROUP | 21-Apr-2022 | SIVB | 78486Q101 | Shareholder proposal requesting that the Board of Directors oversee a racial equity audit. | Shareholder | N | N | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Election of Director: Ronald E. Blaylock | Management | F | F | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Election of Director: Albert Bourla | Management | F | F | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Election of Director: Susan Desmond-Hellmann | Management | F | F | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Election of Director: Joseph J. Echevarria | Management | F | F | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Election of Director: Scott Gottlieb | Management | N | F | N |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Election of Director: Helen H. Hobbs | Management | F | F | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Election of Director: Susan Hockfield | Management | F | F | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Election of Director: Dan R. Littman | Management | F | F | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Election of Director: Shantanu Narayen | Management | F | F | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Election of Director: Suzanne Nora Johnson | Management | F | F | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Election of Director: James Quincey | Management | F | F | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Election of Director: James C. Smith | Management | F | F | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 | Management | F | F | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | 2022 advisory approval of executive compensation | Management | N | F | N |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Shareholder proposal regarding amending proxy access | Shareholder | N | N | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Shareholder proposal regarding report on political expenditures congruency | Shareholder | N | N | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers | Shareholder | N | N | F |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices | Shareholder | F | N | N |
| PFIZER INC. | 28-Apr-2022 | PFE | 717081103 | Shareholder proposal regarding report on public health costs of protecting vaccine technology | Shareholder | N | N | F |
| MODERNA, INC. | 28-Apr-2022 | MRNA | 60770K107 | DIRECTOR | Management | F | F | F |
| MODERNA, INC. | 28-Apr-2022 | MRNA | 60770K107 | DIRECTOR | Management | F | F | F |
| MODERNA, INC. | 28-Apr-2022 | MRNA | 60770K107 | DIRECTOR | Management | F | F | F |
| MODERNA, INC. | 28-Apr-2022 | MRNA | 60770K107 | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | N | F | N |
| MODERNA, INC. | 28-Apr-2022 | MRNA | 60770K107 | To ratify the appointment of Ernst & Young LLP as our registered independent public accounting firm for the year ending December 31, 2022. | Management | F | F | F |
| MODERNA, INC. | 28-Apr-2022 | MRNA | 60770K107 | To vote on a shareholder proposal relating to the feasibility of transferring intellectual property. | Shareholder | N | N | F |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2021 | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Proposal to adopt the financial statements of the Company for the financial year 2021, as prepared in accordance with Dutch law | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Proposal to adopt a dividend in respect of the financial year 2021 | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2021 | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2021 | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Proposal to approve the number of shares for the Board of Management | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Proposal to amend the Remuneration Policy for the Board of Management | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Proposal to reappoint Ms. T.L. Kelly as a member of the Supervisory Board | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Proposal to appoint Mr. A.F.M. Everke as a member of the Supervisory Board | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Proposal to appoint Ms. A.L. Steegen as a member of the Supervisory Board | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting years 2023 and 2024 | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Proposal to amend the Articles of Association of the Company | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 12A. | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital | Management | | F | |
| ASML HOLDINGS N.V. | 29-Apr-2022 | ASML | N07059210 | Proposal to cancel ordinary shares | Management | | F | |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | DIRECTOR | Management | F | F | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | DIRECTOR | Management | F | F | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | DIRECTOR | Management | F | F | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | DIRECTOR | Management | F | F | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | DIRECTOR | Management | F | F | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | DIRECTOR | Management | F | F | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | DIRECTOR | Management | F | F | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | DIRECTOR | Management | F | F | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | DIRECTOR | Management | F | F | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | DIRECTOR | Management | F | F | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | DIRECTOR | Management | F | F | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | DIRECTOR | Management | F | F | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | Ratification of Ernst & Young LLP As Auditors | Management | F | F | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | Say on Pay - An Advisory Vote on the Approval of Executive Compensation | Management | F | F | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | Shareholder Proposal - Special Shareholder Meeting Threshold | Shareholder | N | N | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | Shareholder Proposal - Independent Board Chairman | Shareholder | N | N | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | Shareholder Proposal - Rule 10b5-1 Plans | Shareholder | N | N | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | Shareholder Proposal - Lobbying Disclosure | Shareholder | N | N | F |
| ABBOTT LABORATORIES | 29-Apr-2022 | ABT | 002824100 | Shareholder Proposal - Antimicrobial Resistance Report | Shareholder | N | N | F |
| ZIM INTEGRATED SHIPPING SERVICES LTD. | 02-May-2022 | ZIM | M9T951109 | Approval of the Company’s amended and restated compensation policy. | Management | F | F | F |
| ZIM INTEGRATED SHIPPING SERVICES LTD. | 02-May-2022 | ZIM | M9T951109 | Do you have a personal interest in the approval of Proposal No. 1 or are you a controlling shareholder of the Company (please note: if you do not mark either Yes or No, your shares will not be voted for Proposal No.1)? Mark “for” = yes or “against” = no. | Management | | / | N |
| ZIM INTEGRATED SHIPPING SERVICES LTD. | 02-May-2022 | ZIM | M9T951109 | Approval of an equity compensation grant to the Company’s directors. | Management | N | F | N |
| ZIM INTEGRATED SHIPPING SERVICES LTD. | 02-May-2022 | ZIM | M9T951109 | Approval of an equity compensation grant to the Company’s CEO, Eli Glickman. | Management | N | F | N |
| ZIM INTEGRATED SHIPPING SERVICES LTD. | 02-May-2022 | ZIM | M9T951109 | Do you have a personal interest in the approval of Proposal No. 3 or are you a controlling shareholder of the Company (please note: if you do not mark either Yes or No, your shares will not be voted for Proposal No.3)? Mark “for” = yes or “against” = no. | Management | | / | F |
| MGM RESORTS INTERNATIONAL | 04-May-2022 | MGM | 552953101 | Election of Director: Barry Diller | Management | N | F | N |
| MGM RESORTS INTERNATIONAL | 04-May-2022 | MGM | 552953101 | Election of Director: Alexis M. Herman | Management | F | F | F |
| MGM RESORTS INTERNATIONAL | 04-May-2022 | MGM | 552953101 | Election of Director: William J. Hornbuckle | Management | F | F | F |
| MGM RESORTS INTERNATIONAL | 04-May-2022 | MGM | 552953101 | Election of Director: Mary Chris Jammet | Management | F | F | F |
| MGM RESORTS INTERNATIONAL | 04-May-2022 | MGM | 552953101 | Election of Director: Joey Levin | Management | F | F | F |
| MGM RESORTS INTERNATIONAL | 04-May-2022 | MGM | 552953101 | Election of Director: Rose McKinney-James | Management | F | F | F |
| MGM RESORTS INTERNATIONAL | 04-May-2022 | MGM | 552953101 | Election of Director: Keith A. Meister | Management | F | F | F |
| MGM RESORTS INTERNATIONAL | 04-May-2022 | MGM | 552953101 | Election of Director: Paul Salem | Management | F | F | F |
| MGM RESORTS INTERNATIONAL | 04-May-2022 | MGM | 552953101 | Election of Director: Gregory M. Spierkel | Management | F | F | F |
| MGM RESORTS INTERNATIONAL | 04-May-2022 | MGM | 552953101 | Election of Director: Jan G. Swartz | Management | F | F | F |
| MGM RESORTS INTERNATIONAL | 04-May-2022 | MGM | 552953101 | Election of Director: Daniel J. Taylor | Management | F | F | F |
| MGM RESORTS INTERNATIONAL | 04-May-2022 | MGM | 552953101 | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2022. | Management | F | F | F |
| MGM RESORTS INTERNATIONAL | 04-May-2022 | MGM | 552953101 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | F | F | F |
| MGM RESORTS INTERNATIONAL | 04-May-2022 | MGM | 552953101 | To approve and adopt the 2022 Omnibus Incentive Plan. | Management | F | F | F |
| PROLOGIS, INC. | 04-May-2022 | PLD | 74340W103 | Election of Director: Hamid R. Moghadam | Management | F | F | F |
| PROLOGIS, INC. | 04-May-2022 | PLD | 74340W103 | Election of Director: Cristina G. Bita | Management | F | F | F |
| PROLOGIS, INC. | 04-May-2022 | PLD | 74340W103 | Election of Director: George L. Fotiades | Management | F | F | F |
| PROLOGIS, INC. | 04-May-2022 | PLD | 74340W103 | Election of Director: Lydia H. Kennard | Management | F | F | F |
| PROLOGIS, INC. | 04-May-2022 | PLD | 74340W103 | Election of Director: Irving F. Lyons III | Management | F | F | F |
| PROLOGIS, INC. | 04-May-2022 | PLD | 74340W103 | Election of Director: Avid Modjtabai | Management | F | F | F |
| PROLOGIS, INC. | 04-May-2022 | PLD | 74340W103 | Election of Director: David P. O’Connor | Management | F | F | F |
| PROLOGIS, INC. | 04-May-2022 | PLD | 74340W103 | Election of Director: Olivier Piani | Management | F | F | F |
| PROLOGIS, INC. | 04-May-2022 | PLD | 74340W103 | Election of Director: Jeffrey L. Skelton | Management | F | F | F |
| PROLOGIS, INC. | 04-May-2022 | PLD | 74340W103 | Election of Director: Carl B. Webb | Management | F | F | F |
| PROLOGIS, INC. | 04-May-2022 | PLD | 74340W103 | Election of Director: William D. Zollars | Management | F | F | F |
| PROLOGIS, INC. | 04-May-2022 | PLD | 74340W103 | Advisory Vote to Approve the Company’s Executive Compensation for 2021 | Management | N | F | N |
| PROLOGIS, INC. | 04-May-2022 | PLD | 74340W103 | Ratification of the Appointment of KPMG LLP as the Company’s Independent Registered Public Accounting Firm for the Year 2022 | Management | F | F | F |
| SUNPOWER CORPORATION | 12-May-2022 | SPWR | 867652406 | DIRECTOR | Management | F | F | F |
| SUNPOWER CORPORATION | 12-May-2022 | SPWR | 867652406 | DIRECTOR | Management | F | F | F |
| SUNPOWER CORPORATION | 12-May-2022 | SPWR | 867652406 | The approval, on an advisory basis, of the compensation of our named executive officers. | Management | N | F | N |
| SUNPOWER CORPORATION | 12-May-2022 | SPWR | 867652406 | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2022. | Management | F | F | F |
| THE CHARLES SCHWAB CORPORATION | 17-May-2022 | SCHW | 808513105 | Election of Director: John K. Adams, Jr. | Management | F | F | F |
| THE CHARLES SCHWAB CORPORATION | 17-May-2022 | SCHW | 808513105 | Election of Director: Stephen A. Ellis | Management | F | F | F |
| THE CHARLES SCHWAB CORPORATION | 17-May-2022 | SCHW | 808513105 | Election of Director: Brian M. Levitt | Management | F | F | F |
| THE CHARLES SCHWAB CORPORATION | 17-May-2022 | SCHW | 808513105 | Election of Director: Arun Sarin | Management | F | F | F |
| THE CHARLES SCHWAB CORPORATION | 17-May-2022 | SCHW | 808513105 | Election of Director: Charles R. Schwab | Management | F | F | F |
| THE CHARLES SCHWAB CORPORATION | 17-May-2022 | SCHW | 808513105 | Election of Director: Paula A. Sneed | Management | F | F | F |
| THE CHARLES SCHWAB CORPORATION | 17-May-2022 | SCHW | 808513105 | Approval of amendments to Certificate of Incorporation and Bylaws to declassify the board of directors. | Management | F | F | F |
| THE CHARLES SCHWAB CORPORATION | 17-May-2022 | SCHW | 808513105 | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Management | F | F | F |
| THE CHARLES SCHWAB CORPORATION | 17-May-2022 | SCHW | 808513105 | Advisory vote to approve named executive officer compensation. | Management | N | F | N |
| THE CHARLES SCHWAB CORPORATION | 17-May-2022 | SCHW | 808513105 | Approval of the 2022 Stock Incentive Plan. | Management | N | F | N |
| THE CHARLES SCHWAB CORPORATION | 17-May-2022 | SCHW | 808513105 | Approval of the board’s proposal to amend Bylaws to adopt proxy access. | Management | F | F | F |
| THE CHARLES SCHWAB CORPORATION | 17-May-2022 | SCHW | 808513105 | Stockholder Proposal requesting amendment to Bylaws to adopt proxy access. | Shareholder | N | N | F |
| THE CHARLES SCHWAB CORPORATION | 17-May-2022 | SCHW | 808513105 | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shareholder | N | N | F |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | 18-May-2022 | IIPR | 45781V101 | Election of Director to serve until the next Annual Meeting: Alan Gold | Management | F | F | F |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | 18-May-2022 | IIPR | 45781V101 | Election of Director to serve until the next Annual Meeting: Gary Kreitzer | Management | F | F | F |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | 18-May-2022 | IIPR | 45781V101 | Election of Director to serve until the next Annual Meeting: Mary Curran | Management | F | F | F |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | 18-May-2022 | IIPR | 45781V101 | Election of Director to serve until the next Annual Meeting: Scott Shoemaker | Management | F | F | F |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | 18-May-2022 | IIPR | 45781V101 | Election of Director to serve until the next Annual Meeting: Paul Smithers | Management | F | F | F |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | 18-May-2022 | IIPR | 45781V101 | Election of Director to serve until the next Annual Meeting: David Stecher | Management | F | F | F |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | 18-May-2022 | IIPR | 45781V101 | Ratification of the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. | Management | F | F | F |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | 18-May-2022 | IIPR | 45781V101 | Approval on a non-binding advisory basis of the compensation of the Company’s named executive officers. | Management | F | F | F |
| FULGENT GENETICS INC | 18-May-2022 | FLGT | 359664109 | Election of Director: Ming Hsieh | Management | F | F | F |
| FULGENT GENETICS INC | 18-May-2022 | FLGT | 359664109 | Election of Director: John Bolger | Management | F | F | F |
| FULGENT GENETICS INC | 18-May-2022 | FLGT | 359664109 | Election of Director: Yun Yen | Management | F | F | F |
| FULGENT GENETICS INC | 18-May-2022 | FLGT | 359664109 | Election of Director: Linda Marsh | Management | F | F | F |
| FULGENT GENETICS INC | 18-May-2022 | FLGT | 359664109 | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | F | F |
| FULGENT GENETICS INC | 18-May-2022 | FLGT | 359664109 | To approve, on an advisory basis, compensation awarded to named executive officers (Say-on-Pay) | Management | F | F | F |
| FULGENT GENETICS INC | 18-May-2022 | FLGT | 359664109 | To approve, on an advisory basis, the frequency of holding an advisory vote of the compensation awarded to named executive officers (Say-on-Frequency) | Management | F | 1 | 1 |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Election of Director: Kathy J. Warden | Management | F | F | F |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Election of Director: David P. Abney | Management | F | F | F |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Election of Director: Marianne C. Brown | Management | F | F | F |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Election of Director: Donald E. Felsinger | Management | F | F | F |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Election of Director: Ann M. Fudge | Management | F | F | F |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Election of Director: William H. Hernandez | Management | F | F | F |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Election of Director: Madeleine A. Kleiner | Management | F | F | F |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Election of Director: Karl J. Krapek | Management | F | F | F |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Election of Director: Graham N. Robinson | Management | F | F | F |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Election of Director: Gary Roughead | Management | F | F | F |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Election of Director: Thomas M. Schoewe | Management | F | F | F |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Election of Director: James S. Turley | Management | F | F | F |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Election of Director: Mark A. Welsh III | Management | F | F | F |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Proposal to approve, on an advisory basis, the compensation of the Company’s Named Executive Officers. | Management | N | F | N |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s Independent Auditor for fiscal year ending December 31, 2022. | Management | F | F | F |
| NORTHROP GRUMMAN CORPORATION | 18-May-2022 | NOC | 666807102 | Shareholder proposal to change the ownership threshold for shareholders to call a special meeting. | Shareholder | N | N | F |
| THERMO FISHER SCIENTIFIC INC. | 18-May-2022 | TMO | 883556102 | Election of director: Marc N. Casper | Management | F | F | F |
| THERMO FISHER SCIENTIFIC INC. | 18-May-2022 | TMO | 883556102 | Election of director: Nelson J. Chai | Management | F | F | F |
| THERMO FISHER SCIENTIFIC INC. | 18-May-2022 | TMO | 883556102 | Election of director: Ruby R. Chandy | Management | F | F | F |
| THERMO FISHER SCIENTIFIC INC. | 18-May-2022 | TMO | 883556102 | Election of director: C. Martin Harris | Management | F | F | F |
| THERMO FISHER SCIENTIFIC INC. | 18-May-2022 | TMO | 883556102 | Election of director: Tyler Jacks | Management | F | F | F |
| THERMO FISHER SCIENTIFIC INC. | 18-May-2022 | TMO | 883556102 | Election of director: R. Alexandra Keith | Management | F | F | F |
| THERMO FISHER SCIENTIFIC INC. | 18-May-2022 | TMO | 883556102 | Election of director: Jim P. Manzi | Management | F | F | F |
| THERMO FISHER SCIENTIFIC INC. | 18-May-2022 | TMO | 883556102 | Election of director: James C. Mullen | Management | F | F | F |
| THERMO FISHER SCIENTIFIC INC. | 18-May-2022 | TMO | 883556102 | Election of director: Lars R. Sorensen | Management | F | F | F |
| THERMO FISHER SCIENTIFIC INC. | 18-May-2022 | TMO | 883556102 | Election of director: Debora L. Spar | Management | F | F | F |
| THERMO FISHER SCIENTIFIC INC. | 18-May-2022 | TMO | 883556102 | Election of director: Scott M. Sperling | Management | F | F | F |
| THERMO FISHER SCIENTIFIC INC. | 18-May-2022 | TMO | 883556102 | Election of director: Dion J. Weisler | Management | F | F | F |
| THERMO FISHER SCIENTIFIC INC. | 18-May-2022 | TMO | 883556102 | An advisory vote to approve named executive officer compensation. | Management | N | F | N |
| THERMO FISHER SCIENTIFIC INC. | 18-May-2022 | TMO | 883556102 | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2022. | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Election of Director: Gerard J. Arpey | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Election of Director: Ari Bousbib | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Election of Director: Jeffery H. Boyd | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Election of Director: Gregory D. Brenneman | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Election of Director: J. Frank Brown | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Election of Director: Albert P. Carey | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Election of Director: Edward P. Decker | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Election of Director: Linda R. Gooden | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Election of Director: Wayne M. Hewett | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Election of Director: Manuel Kadre | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Election of Director: Stephanie C. Linnartz | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Election of Director: Craig A. Menear | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Election of Director: Paula Santilli | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Election of Director: Caryn Seidman-Becker | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Ratification of the Appointment of KPMG LLP | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Advisory Vote to Approve Executive Compensation (“Say-on-Pay”) | Management | N | F | N |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Approval of the Omnibus Stock Incentive Plan, as Amended and Restated May 19, 2022 | Management | F | F | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | N | N | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | N | N | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Shareholder | N | N | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Shareholder Proposal Regarding Report on Gender and Racial Equity on the Board of Directors | Shareholder | N | N | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Shareholder Proposal Regarding Report on Deforestation | Shareholder | N | N | F |
| THE HOME DEPOT, INC. | 19-May-2022 | HD | 437076102 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | N | N | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Election of Director: Sherry S. Barrat | Management | F | F | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Election of Director: James L. Camaren | Management | F | F | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Election of Director: Kenneth B. Dunn | Management | F | F | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Election of Director: Naren K. Gursahaney | Management | F | F | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Election of Director: Kirk S. Hachigian | Management | F | F | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Election of Director: John W. Ketchum | Management | F | F | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Election of Director: Amy B. Lane | Management | F | F | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Election of Director: David L. Porges | Management | F | F | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Election of Director: James L. Robo | Management | F | F | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Election of Director: Rudy E. Schupp | Management | F | F | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Election of Director: John L. Skolds | Management | F | F | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Election of Director: John Arthur Stall | Management | F | F | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Election of Director: Darryl L. Wilson | Management | F | F | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2022 | Management | F | F | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement | Management | N | F | N |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | A proposal entitled “Board Matrix” to request disclosure of a Board skills matrix | Shareholder | N | N | F |
| NEXTERA ENERGY, INC. | 19-May-2022 | NEE | 65339F101 | A proposal entitled “Diversity Data Reporting” to request quantitative employee diversity data | Shareholder | N | N | F |
| ZOETIS INC. | 19-May-2022 | ZTS | 98978V103 | Election of Director: Paul M. Bisaro | Management | F | F | F |
| ZOETIS INC. | 19-May-2022 | ZTS | 98978V103 | Election of Director: Frank A. D’Amelio | Management | F | F | F |
| ZOETIS INC. | 19-May-2022 | ZTS | 98978V103 | Election of Director: Michael B. McCallister | Management | F | F | F |
| ZOETIS INC. | 19-May-2022 | ZTS | 98978V103 | Advisory vote to approve our executive compensation. | Management | N | F | N |
| ZOETIS INC. | 19-May-2022 | ZTS | 98978V103 | Approval of an Amendment and Restatement of our 2013 Equity and Incentive Plan. | Management | N | F | N |
| ZOETIS INC. | 19-May-2022 | ZTS | 98978V103 | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | F | F | F |
| ZOETIS INC. | 19-May-2022 | ZTS | 98978V103 | Approval of an amendment to our Restated Certificate of Incorporation to eliminate supermajority voting provisions and certain provisions related to Pfizer Inc. | Management | F | F | F |
| ZOETIS INC. | 19-May-2022 | ZTS | 98978V103 | Approval of an amendment to our Restated Certificate of Incorporation to declassify the Board of Directors. | Management | F | F | F |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | 19-May-2022 | TTWO | 874054109 | Approval of the issuance of shares of Take-Two common stock in connection with the combination contemplated by the Agreement and Plan of Merger, dated January 9, 2022, among Take-Two, Zebra MS I, Inc., Zebra MS II, Inc. and Zynga, as the same may be amended from time to time. | Management | F | F | F |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | 19-May-2022 | TTWO | 874054109 | Approval and adoption of an amendment to the Company’s Restated Certificate of Incorporation to increase the number of authorized shares of Company capital stock from 205,000,000 to 305,000,000, of which 300,000,000 shares will be common stock and 5,000,000 shares will be preferred stock. | Management | F | F | F |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | 19-May-2022 | TTWO | 874054109 | Approval of the adjournment of the Company’s special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Company’s special meeting to approve proposals 1 and 2. | Management | F | F | F |
| CROWN CASTLE INTERNATIONAL CORP. | 19-May-2022 | CCI | 22822V101 | Election of Director: P. Robert Bartolo | Management | F | F | F |
| CROWN CASTLE INTERNATIONAL CORP. | 19-May-2022 | CCI | 22822V101 | Election of Director: Jay A. Brown | Management | F | F | F |
| CROWN CASTLE INTERNATIONAL CORP. | 19-May-2022 | CCI | 22822V101 | Election of Director: Cindy Christy | Management | F | F | F |
| CROWN CASTLE INTERNATIONAL CORP. | 19-May-2022 | CCI | 22822V101 | Election of Director: Ari Q. Fitzgerald | Management | F | F | F |
| CROWN CASTLE INTERNATIONAL CORP. | 19-May-2022 | CCI | 22822V101 | Election of Director: Andrea J. Goldsmith | Management | F | F | F |
| CROWN CASTLE INTERNATIONAL CORP. | 19-May-2022 | CCI | 22822V101 | Election of Director: Tammy K. Jones | Management | F | F | F |
| CROWN CASTLE INTERNATIONAL CORP. | 19-May-2022 | CCI | 22822V101 | Election of Director: Anthony J. Melone | Management | F | F | F |
| CROWN CASTLE INTERNATIONAL CORP. | 19-May-2022 | CCI | 22822V101 | Election of Director: W. Benjamin Moreland | Management | F | F | F |
| CROWN CASTLE INTERNATIONAL CORP. | 19-May-2022 | CCI | 22822V101 | Election of Director: Kevin A. Stephens | Management | F | F | F |
| CROWN CASTLE INTERNATIONAL CORP. | 19-May-2022 | CCI | 22822V101 | Election of Director: Matthew Thornton, III | Management | F | F | F |
| CROWN CASTLE INTERNATIONAL CORP. | 19-May-2022 | CCI | 22822V101 | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal year 2022. | Management | F | F | F |
| CROWN CASTLE INTERNATIONAL CORP. | 19-May-2022 | CCI | 22822V101 | The proposal to approve the Company’s 2022 Long-Term Incentive Plan. | Management | F | F | F |
| CROWN CASTLE INTERNATIONAL CORP. | 19-May-2022 | CCI | 22822V101 | The amendment to the Company’s Restated Certificate of Incorporation to increase the number of authorized shares of common stock. | Management | F | F | F |
| CROWN CASTLE INTERNATIONAL CORP. | 19-May-2022 | CCI | 22822V101 | The non-binding, advisory vote to approve the compensation of the Company’s named executive officers. | Management | N | F | N |
| ULTRA CLEAN HOLDINGS, INC. | 19-May-2022 | UCTT | 90385V107 | Election of Director: Clarence L. Granger | Management | | F | |
| ULTRA CLEAN HOLDINGS, INC. | 19-May-2022 | UCTT | 90385V107 | Election of Director: James P. Scholhamer | Management | | F | |
| ULTRA CLEAN HOLDINGS, INC. | 19-May-2022 | UCTT | 90385V107 | Election of Director: David T. ibnAle | Management | | F | |
| ULTRA CLEAN HOLDINGS, INC. | 19-May-2022 | UCTT | 90385V107 | Election of Director: Emily M. Liggett | Management | | F | |
| ULTRA CLEAN HOLDINGS, INC. | 19-May-2022 | UCTT | 90385V107 | Election of Director: Thomas T. Edman | Management | | F | |
| ULTRA CLEAN HOLDINGS, INC. | 19-May-2022 | UCTT | 90385V107 | Election of Director: Barbara V. Scherer | Management | | F | |
| ULTRA CLEAN HOLDINGS, INC. | 19-May-2022 | UCTT | 90385V107 | Election of Director: Ernest E. Maddock | Management | | F | |
| ULTRA CLEAN HOLDINGS, INC. | 19-May-2022 | UCTT | 90385V107 | Election of Director: Jacqueline A. Seto | Management | | F | |
| ULTRA CLEAN HOLDINGS, INC. | 19-May-2022 | UCTT | 90385V107 | Ratification of the appointment of Moss Adams LLP as the independent registered public accounting firm of Ultra Clean Holdings, Inc. for fiscal 2022. | Management | | F | |
| ULTRA CLEAN HOLDINGS, INC. | 19-May-2022 | UCTT | 90385V107 | Approval, by an advisory vote, of the compensation of Ultra Clean Holdings, Inc.’s named executive officers for fiscal 2021 as disclosed in our proxy statement for the 2022 Annual Meeting of Stockholders. | Management | | F | |
| TRIMBLE INC. | 25-May-2022 | TRMB | 896239100 | DIRECTOR | Management | | F | |
| TRIMBLE INC. | 25-May-2022 | TRMB | 896239100 | DIRECTOR | Management | | F | |
| TRIMBLE INC. | 25-May-2022 | TRMB | 896239100 | DIRECTOR | Management | | F | |
| TRIMBLE INC. | 25-May-2022 | TRMB | 896239100 | DIRECTOR | Management | | F | |
| TRIMBLE INC. | 25-May-2022 | TRMB | 896239100 | DIRECTOR | Management | | F | |
| TRIMBLE INC. | 25-May-2022 | TRMB | 896239100 | DIRECTOR | Management | | F | |
| TRIMBLE INC. | 25-May-2022 | TRMB | 896239100 | DIRECTOR | Management | | F | |
| TRIMBLE INC. | 25-May-2022 | TRMB | 896239100 | DIRECTOR | Management | | F | |
| TRIMBLE INC. | 25-May-2022 | TRMB | 896239100 | DIRECTOR | Management | | F | |
| TRIMBLE INC. | 25-May-2022 | TRMB | 896239100 | DIRECTOR | Management | | F | |
| TRIMBLE INC. | 25-May-2022 | TRMB | 896239100 | DIRECTOR | Management | | F | |
| TRIMBLE INC. | 25-May-2022 | TRMB | 896239100 | To hold an advisory vote on approving the compensation for our Named Executive Officers. | Management | | F | |
| TRIMBLE INC. | 25-May-2022 | TRMB | 896239100 | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the current fiscal year ending December 30, 2022. | Management | | F | |
| VERISK ANALYTICS, INC. | 25-May-2022 | VRSK | 92345Y106 | Election of Director: Jeffrey Dailey | Management | | F | |
| VERISK ANALYTICS, INC. | 25-May-2022 | VRSK | 92345Y106 | Election of Director: Constantine P. Iordanou | Management | | F | |
| VERISK ANALYTICS, INC. | 25-May-2022 | VRSK | 92345Y106 | Election of Director: Wendy Lane | Management | | F | |
| VERISK ANALYTICS, INC. | 25-May-2022 | VRSK | 92345Y106 | Election of Director: Lee M. Shavel | Management | | F | |
| VERISK ANALYTICS, INC. | 25-May-2022 | VRSK | 92345Y106 | Election of Director: Kimberly S. Stevenson | Management | | F | |
| VERISK ANALYTICS, INC. | 25-May-2022 | VRSK | 92345Y106 | To approve the Board Declassification Amendment | Management | | F | |
| VERISK ANALYTICS, INC. | 25-May-2022 | VRSK | 92345Y106 | To approve executive compensation on an advisory, non-binding basis. | Management | | F | |
| VERISK ANALYTICS, INC. | 25-May-2022 | VRSK | 92345Y106 | To ratify the appointment of Deloitte & Touche LLP as our independent auditor for the 2022 fiscal year. | Management | | F | |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | Election of Director: Jeffrey P. Bezos | Management | F | F | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | Election of Director: Andrew R. Jassy | Management | F | F | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | Election of Director: Keith B. Alexander | Management | F | F | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | Election of Director: Edith W. Cooper | Management | F | F | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | Election of Director: Jamie S. Gorelick | Management | F | F | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | Election of Director: Daniel P. Huttenlocher | Management | F | F | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | Election of Director: Judith A. McGrath | Management | F | F | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | Election of Director: Indra K. Nooyi | Management | F | F | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | Election of Director: Jonathan J. Rubinstein | Management | F | F | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | Election of Director: Patricia Q. Stonesifer | Management | F | F | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | Election of Director: Wendell P. Weeks | Management | F | F | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | F | F | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | N | F | N |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | APPROVAL OF AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY’S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Management | F | F | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | N | N | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | N | N | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | N | N | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | N | N | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WORKER HEALTH AND SAFETY DIFFERENCES | Shareholder | N | N | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES | Shareholder | N | N | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | N | N | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | N | N | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | N | N | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | N | N | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING A POLICY REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS | Shareholder | N | N | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | N | N | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | N | N | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT | Shareholder | N | N | F |
| AMAZON.COM, INC. | 25-May-2022 | AMZN | 023135106 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | N | N | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | Election of Director: Oliver G. Brewer III | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | Election of Director: Erik J Anderson | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | Election of Director: Samuel H. Armacost | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | Election of Director: Scott H. Baxter | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | Election of Director: Thomas G. Dundon | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | Election of Director: Laura J. Flanagan | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | Election of Director: Russell L. Fleischer | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | Election of Director: Bavan M. Holloway | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | Election of Director: John F. Lundgren | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | Election of Director: Scott M. Marimow | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | Election of Director: Adebayo O. Ogunlesi | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | Election of Director: Varsha R. Rao | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | Election of Director: Linda B. Segre | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | Election of Director: Anthony S. Thornley | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | To ratify, on an advisory basis, the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022 | Management | F | F | F |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | To approve, on an advisory basis, the compensation of the Company’s named executive officers | Management | N | F | N |
| CALLAWAY GOLF COMPANY | 25-May-2022 | ELY | 131193104 | To approve the Callaway Golf Company 2022 Incentive Plan | Management | F | F | F |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | DIRECTOR | Management | | F | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | DIRECTOR | Management | | F | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | DIRECTOR | Management | | F | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | DIRECTOR | Management | | F | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | DIRECTOR | Management | | F | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | DIRECTOR | Management | | F | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | DIRECTOR | Management | | F | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | DIRECTOR | Management | | F | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | DIRECTOR | Management | | F | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | F | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.’s named executive officers as disclosed in Meta Platforms, Inc.’s proxy statement. | Management | | F | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | A shareholder proposal regarding dual class capital structure. | Shareholder | | N | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | A shareholder proposal regarding an independent chair. | Shareholder | | N | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | A shareholder proposal regarding concealment clauses. | Shareholder | | N | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | A shareholder proposal regarding report on external costs of misinformation. | Shareholder | | N | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | A shareholder proposal regarding report on community standards enforcement. | Shareholder | | N | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | A shareholder proposal regarding report and advisory vote on the metaverse. | Shareholder | | N | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | A shareholder proposal regarding human rights impact assessment. | Shareholder | | N | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | A shareholder proposal regarding child sexual exploitation online. | Shareholder | | N | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | A shareholder proposal regarding civil rights and non-discrimination audit. | Shareholder | | N | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | A shareholder proposal regarding report on lobbying. | Shareholder | | N | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | A shareholder proposal regarding assessment of audit & risk oversight committee. | Shareholder | | N | |
| META PLATFORMS, INC. | 25-May-2022 | FB | 30303M102 | A shareholder proposal regarding report on charitable donations. | Shareholder | | N | |
| ROBLOX CORPORATION | 26-May-2022 | RBLX | 771049103 | DIRECTOR | Management | | F | |
| ROBLOX CORPORATION | 26-May-2022 | RBLX | 771049103 | DIRECTOR | Management | | F | |
| ROBLOX CORPORATION | 26-May-2022 | RBLX | 771049103 | Advisory Vote on the Compensation of our Named Executive Officers. | Management | | F | |
| ROBLOX CORPORATION | 26-May-2022 | RBLX | 771049103 | Advisory Vote on the Frequency of Future Stockholder Advisory Votes on the Compensation of our Named Executive Officers. | Management | | 1 | |
| ROBLOX CORPORATION | 26-May-2022 | RBLX | 771049103 | Ratification of Independent Registered Public Accounting Firm. | Management | | F | |
| ROBLOX CORPORATION | 26-May-2022 | RBLX | 771049103 | DIRECTOR | Management | F | F | F |
| ROBLOX CORPORATION | 26-May-2022 | RBLX | 771049103 | DIRECTOR | Management | F | F | F |
| ROBLOX CORPORATION | 26-May-2022 | RBLX | 771049103 | Advisory Vote on the Compensation of our Named Executive Officers. | Management | N | F | N |
| ROBLOX CORPORATION | 26-May-2022 | RBLX | 771049103 | Advisory Vote on the Frequency of Future Stockholder Advisory Votes on the Compensation of our Named Executive Officers. | Management | F | 1 | 1 |
| ROBLOX CORPORATION | 26-May-2022 | RBLX | 771049103 | Ratification of Independent Registered Public Accounting Firm. | Management | F | F | F |
| MAXLINEAR, INC. | 26-May-2022 | MXL | 57776J100 | Election of Class I Director to serve until the 2025 annual meeting: Daniel A. Artusi | Management | | F | |
| MAXLINEAR, INC. | 26-May-2022 | MXL | 57776J100 | Election of Class I Director to serve until the 2025 annual meeting: Tsu-Jae King Liu, Ph.D. | Management | | F | |
| MAXLINEAR, INC. | 26-May-2022 | MXL | 57776J100 | To approve, on an advisory basis, the compensation of our named executive officers for the year ended December 31, 2021, as set forth in the proxy statement. | Management | | F | |
| MAXLINEAR, INC. | 26-May-2022 | MXL | 57776J100 | To ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Frances Arnold, Ph.D. | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Francis A. deSouza | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Caroline D. Dorsa | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Robert S. Epstein, M.D. | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Scott Gottlieb, M.D. | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Gary S. Guthart, Ph.D. | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Philip W. Schiller | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Susan E. Siegel | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: John W. Thompson | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023. | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | To approve, on an advisory basis, a stockholder proposal regarding the right of stockholders to call special meetings. | Shareholder | | N | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | To approve an amendment to our Amended and Restated Certificate of Incorporation to permit stockholders to call special meetings. | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Frances Arnold, Ph.D. | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Francis A. deSouza | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Caroline D. Dorsa | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Robert S. Epstein, M.D. | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Scott Gottlieb, M.D. | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Gary S. Guthart, Ph.D. | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Philip W. Schiller | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: Susan E. Siegel | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | Election of Director: John W. Thompson | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023. | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | | F | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | To approve, on an advisory basis, a stockholder proposal regarding the right of stockholders to call special meetings. | Shareholder | | N | |
| ILLUMINA, INC. | 26-May-2022 | ILMN | 452327109 | To approve an amendment to our Amended and Restated Certificate of Incorporation to permit stockholders to call special meetings. | Management | | F | |
| ARISTA NETWORKS, INC. | 31-May-2022 | ANET | 040413106 | DIRECTOR | Management | | F | |
| ARISTA NETWORKS, INC. | 31-May-2022 | ANET | 040413106 | DIRECTOR | Management | | F | |
| ARISTA NETWORKS, INC. | 31-May-2022 | ANET | 040413106 | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | | F | |
| ARISTA NETWORKS, INC. | 31-May-2022 | ANET | 040413106 | Approval, on an advisory basis, of the frequency of future advisory votes on named executive officer compensation. | Management | | 1 | |
| ARISTA NETWORKS, INC. | 31-May-2022 | ANET | 040413106 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Management | | F | |
| COINBASE GLOBAL, INC. | 01-Jun-2022 | COIN | 19260Q107 | DIRECTOR | Management | F | F | F |
| COINBASE GLOBAL, INC. | 01-Jun-2022 | COIN | 19260Q107 | DIRECTOR | Management | F | F | F |
| COINBASE GLOBAL, INC. | 01-Jun-2022 | COIN | 19260Q107 | DIRECTOR | Management | F | F | F |
| COINBASE GLOBAL, INC. | 01-Jun-2022 | COIN | 19260Q107 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Management | F | F | F |
| COINBASE GLOBAL, INC. | 01-Jun-2022 | COIN | 19260Q107 | Advisory vote on the compensation of our named executive officers. | Management | N | F | N |
| COINBASE GLOBAL, INC. | 01-Jun-2022 | COIN | 19260Q107 | Advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Management | N | 3 | 1 |
| NETFLIX, INC. | 02-Jun-2022 | NFLX | 64110L106 | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Timothy Haley | Management | F | F | F |
| NETFLIX, INC. | 02-Jun-2022 | NFLX | 64110L106 | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Leslie Kilgore | Management | F | F | F |
| NETFLIX, INC. | 02-Jun-2022 | NFLX | 64110L106 | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Strive Masiyiwa | Management | F | F | F |
| NETFLIX, INC. | 02-Jun-2022 | NFLX | 64110L106 | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Ann Mather | Management | F | F | F |
| NETFLIX, INC. | 02-Jun-2022 | NFLX | 64110L106 | Management Proposal: Declassification of the Board of Directors. | Management | F | F | F |
| NETFLIX, INC. | 02-Jun-2022 | NFLX | 64110L106 | Management Proposal: Elimination of Supermajority Voting Provisions. | Management | F | F | F |
| NETFLIX, INC. | 02-Jun-2022 | NFLX | 64110L106 | Management Proposal: Creation of a New Stockholder Right to Call a Special Meeting. | Management | F | F | F |
| NETFLIX, INC. | 02-Jun-2022 | NFLX | 64110L106 | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | F | F | F |
| NETFLIX, INC. | 02-Jun-2022 | NFLX | 64110L106 | Advisory Approval of Executive Officer Compensation. | Management | N | F | N |
| NETFLIX, INC. | 02-Jun-2022 | NFLX | 64110L106 | Stockholder Proposal entitled, “Proposal 7 - Simple Majority Vote,” if properly presented at the meeting. | Shareholder | N | N | F |
| NETFLIX, INC. | 02-Jun-2022 | NFLX | 64110L106 | Stockholder Proposal entitled, “Proposal 8 - Lobbying Activity Report,” if properly presented at the meeting. | Management | N | N | F |
| UNITY SOFTWARE INC | 02-Jun-2022 | U | 91332U101 | DIRECTOR | Management | | F | |
| UNITY SOFTWARE INC | 02-Jun-2022 | U | 91332U101 | DIRECTOR | Management | | F | |
| UNITY SOFTWARE INC | 02-Jun-2022 | U | 91332U101 | DIRECTOR | Management | | F | |
| UNITY SOFTWARE INC | 02-Jun-2022 | U | 91332U101 | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. | Management | | F | |
| UNITY SOFTWARE INC | 02-Jun-2022 | U | 91332U101 | To approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the proxy statement. | Management | | F | |
| UNITY SOFTWARE INC | 02-Jun-2022 | U | 91332U101 | To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company’s named executive officers. | Management | | 1 | |
| UNITY SOFTWARE INC | 02-Jun-2022 | U | 91332U101 | DIRECTOR | Management | | F | |
| UNITY SOFTWARE INC | 02-Jun-2022 | U | 91332U101 | DIRECTOR | Management | | F | |
| UNITY SOFTWARE INC | 02-Jun-2022 | U | 91332U101 | DIRECTOR | Management | | F | |
| UNITY SOFTWARE INC | 02-Jun-2022 | U | 91332U101 | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. | Management | | F | |
| UNITY SOFTWARE INC | 02-Jun-2022 | U | 91332U101 | To approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the proxy statement. | Management | | F | |
| UNITY SOFTWARE INC | 02-Jun-2022 | U | 91332U101 | To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company’s named executive officers. | Management | | 1 | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Robert K. Burgess | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Tench Coxe | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: John O. Dabiri | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Persis S. Drell | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Jen-Hsun Huang | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Dawn Hudson | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Harvey C. Jones | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Michael G. McCaffery | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Stephen C. Neal | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Mark L. Perry | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: A. Brooke Seawell | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Aarti Shah | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Mark A. Stevens | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Advisory approval of our executive compensation. | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 4 billion to 8 billion shares. | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Robert K. Burgess | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Tench Coxe | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: John O. Dabiri | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Persis S. Drell | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Jen-Hsun Huang | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Dawn Hudson | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Harvey C. Jones | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Michael G. McCaffery | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Stephen C. Neal | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Mark L. Perry | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: A. Brooke Seawell | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Aarti Shah | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Election of Director: Mark A. Stevens | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Advisory approval of our executive compensation. | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 4 billion to 8 billion shares. | Management | | F | |
| NVIDIA CORPORATION | 02-Jun-2022 | NVDA | 67066G104 | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | | F | |
| DIGITAL REALTY TRUST, INC. | 03-Jun-2022 | DLR | 253868103 | Election of Director: Laurence A. Chapman | Management | | F | |
| DIGITAL REALTY TRUST, INC. | 03-Jun-2022 | DLR | 253868103 | Election of Director: Alexis Black Bjorlin | Management | | F | |
| DIGITAL REALTY TRUST, INC. | 03-Jun-2022 | DLR | 253868103 | Election of Director: VeraLinn Jamieson | Management | | F | |
| DIGITAL REALTY TRUST, INC. | 03-Jun-2022 | DLR | 253868103 | Election of Director: Kevin J. Kennedy | Management | | F | |
| DIGITAL REALTY TRUST, INC. | 03-Jun-2022 | DLR | 253868103 | Election of Director: William G. LaPerch | Management | | F | |
| DIGITAL REALTY TRUST, INC. | 03-Jun-2022 | DLR | 253868103 | Election of Director: Jean F.H.P. Mandeville | Management | | F | |
| DIGITAL REALTY TRUST, INC. | 03-Jun-2022 | DLR | 253868103 | Election of Director: Afshin Mohebbi | Management | | F | |
| DIGITAL REALTY TRUST, INC. | 03-Jun-2022 | DLR | 253868103 | Election of Director: Mark R. Patterson | Management | | F | |
| DIGITAL REALTY TRUST, INC. | 03-Jun-2022 | DLR | 253868103 | Election of Director: Mary Hogan Preusse | Management | | F | |
| DIGITAL REALTY TRUST, INC. | 03-Jun-2022 | DLR | 253868103 | Election of Director: Dennis E. Singleton | Management | | F | |
| DIGITAL REALTY TRUST, INC. | 03-Jun-2022 | DLR | 253868103 | Election of Director: A. William Stein | Management | | F | |
| DIGITAL REALTY TRUST, INC. | 03-Jun-2022 | DLR | 253868103 | To ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. | Management | | F | |
| DIGITAL REALTY TRUST, INC. | 03-Jun-2022 | DLR | 253868103 | To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers, as more fully described in the accompanying Proxy Statement (say on pay). | Management | | F | |
| DIGITAL REALTY TRUST, INC. | 03-Jun-2022 | DLR | 253868103 | A stockholder proposal regarding reporting on concealment clauses. | Shareholder | | N | |
| SHOPIFY INC. | 07-Jun-2022 | SHOP | 82509L107 | Election of Director: Tobias Lütke | Management | F | F | F |
| SHOPIFY INC. | 07-Jun-2022 | SHOP | 82509L107 | Election of Director: Robert Ashe | Management | F | F | F |
| SHOPIFY INC. | 07-Jun-2022 | SHOP | 82509L107 | Election of Director: Gail Goodman | Management | F | F | F |
| SHOPIFY INC. | 07-Jun-2022 | SHOP | 82509L107 | Election of Director: Colleen Johnston | Management | F | F | F |
| SHOPIFY INC. | 07-Jun-2022 | SHOP | 82509L107 | Election of Director: Jeremy Levine | Management | F | F | F |
| SHOPIFY INC. | 07-Jun-2022 | SHOP | 82509L107 | Election of Director: John Phillips | Management | F | F | F |
| SHOPIFY INC. | 07-Jun-2022 | SHOP | 82509L107 | Election of Director: Fidji Simo | Management | F | F | F |
| SHOPIFY INC. | 07-Jun-2022 | SHOP | 82509L107 | Appointment of the Auditors Resolution approving the re-appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. | Management | F | F | F |
| SHOPIFY INC. | 07-Jun-2022 | SHOP | 82509L107 | Approval of Arrangement Special resolution, the full text of which is attached as Schedule A to the management information circular dated April 11, 2022, to approve, pursuant to an interim order of the Ontario Superior Court of Justice (Commercial List) dated April 11, 2022, a proposed plan of arrangement pursuant to Section 192 of the Canada Business Corporations Act to effect, among other things, certain updates to the Company’s governance structure, including an amendment to Shopify Inc.’s restated articles of incorporation to provide for the creation of a new class of share, designated as the Founder share, and the issuance of such Founder share to Shopify Inc.’s Founder and Chief Executive Officer, Mr. Tobias Lütke. | Management | F | F | F |
| SHOPIFY INC. | 07-Jun-2022 | SHOP | 82509L107 | Approval of Share Split Special resolution, the full text of which is attached as Schedule B to the management information circular dated April 11, 2022, to approve an amendment to Shopify Inc.’s restated articles of incorporation to effect a ten-for-one split of its Class A subordinate voting shares and Class B multiple voting shares. | Management | F | F | F |
| SHOPIFY INC. | 07-Jun-2022 | SHOP | 82509L107 | Advisory Vote on Executive Compensation Non-binding advisory resolution that the shareholders accept Shopify Inc.’s approach to executive compensation as disclosed in the management information circular dated April 11, 2022. | Management | N | F | N |
| AMBARELLA, INC. | 07-Jun-2022 | AMBA | G037AX101 | Election of Director: Anne De Greef-Safft | Management | | F | |
| AMBARELLA, INC. | 07-Jun-2022 | AMBA | G037AX101 | Election of Director: Chenming C. Hu, Ph.D. | Management | | F | |
| AMBARELLA, INC. | 07-Jun-2022 | AMBA | G037AX101 | Election of Director: Feng-Ming (Fermi) Wang, Ph.D. | Management | | F | |
| AMBARELLA, INC. | 07-Jun-2022 | AMBA | G037AX101 | Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Ambarella, Inc. for the fiscal year ending January 31, 2023. | Management | | F | |
| AMBARELLA, INC. | 07-Jun-2022 | AMBA | G037AX101 | Advisory vote to approve the compensation of Ambarella, Inc.’s named executive officers. | Management | | F | |
| MP MATERIALS CORP. | 14-Jun-2022 | MP | 553368101 | Election of Director: Connie K. Duckworth | Management | F | F | F |
| MP MATERIALS CORP. | 14-Jun-2022 | MP | 553368101 | Election of Director: Maryanne R. Lavan | Management | F | F | F |
| MP MATERIALS CORP. | 14-Jun-2022 | MP | 553368101 | Election of Director: General (Retired) Richard B. Myers | Management | F | F | F |
| MP MATERIALS CORP. | 14-Jun-2022 | MP | 553368101 | The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | F | F |
| MP MATERIALS CORP. | 14-Jun-2022 | MP | 553368101 | Advisory vote to approve compensation paid to the Company’s named executive officers. | Management | F | F | F |
| MP MATERIALS CORP. | 14-Jun-2022 | MP | 553368101 | Advisory vote on the frequency of future advisory votes on compensation of the Company’s named executive officers. | Management | F | 1 | 1 |
| BLOCK, INC. | 14-Jun-2022 | SQ | 852234103 | DIRECTOR | Management | | F | |
| BLOCK, INC. | 14-Jun-2022 | SQ | 852234103 | DIRECTOR | Management | | F | |
| BLOCK, INC. | 14-Jun-2022 | SQ | 852234103 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | F | |
| BLOCK, INC. | 14-Jun-2022 | SQ | 852234103 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | 1 | |
| BLOCK, INC. | 14-Jun-2022 | SQ | 852234103 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2022. | Management | | F | |
| BLOCK, INC. | 14-Jun-2022 | SQ | 852234103 | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A CHANGE IN STOCKHOLDER VOTING. | Shareholder | | N | |
| VUZIX CORPORATION | 15-Jun-2022 | VUZI | 92921W300 | Election of Director to serve until the 2023 Annual Meeting: Paul Travers | Management | | F | |
| VUZIX CORPORATION | 15-Jun-2022 | VUZI | 92921W300 | Election of Director to serve until the 2023 Annual Meeting: Grant Russell | Management | | F | |
| VUZIX CORPORATION | 15-Jun-2022 | VUZI | 92921W300 | Election of Director to serve until the 2023 Annual Meeting: Edward Kay | Management | | F | |
| VUZIX CORPORATION | 15-Jun-2022 | VUZI | 92921W300 | Election of Director to serve until the 2023 Annual Meeting: Timothy Harned | Management | | F | |
| VUZIX CORPORATION | 15-Jun-2022 | VUZI | 92921W300 | Election of Director to serve until the 2023 Annual Meeting: Emily Nagle Green | Management | | F | |
| VUZIX CORPORATION | 15-Jun-2022 | VUZI | 92921W300 | Election of Director to serve until the 2023 Annual Meeting: Raj Rajgopal | Management | | F | |
| VUZIX CORPORATION | 15-Jun-2022 | VUZI | 92921W300 | Election of Director to serve until the 2023 Annual Meeting: Azita Arvani | Management | | F | |
| VUZIX CORPORATION | 15-Jun-2022 | VUZI | 92921W300 | To ratify the appointment of Freed Maxick, CPAs, P.C. as the Company’s independent registered public accounting firm for the year ending December 31, 2022. | Management | | F | |
| VUZIX CORPORATION | 15-Jun-2022 | VUZI | 92921W300 | To approve, by non-binding vote, the compensation disclosed in the Proxy Statement of the Company’s executive officers, who are named in the Proxy Statement Summary Compensation Table. | Management | | F | |
| FORTINET, INC. | 17-Jun-2022 | FTNT | 34959E109 | Election of Director to serve for a term of one year: Ken Xie | Management | | F | |
| FORTINET, INC. | 17-Jun-2022 | FTNT | 34959E109 | Election of Director to serve for a term of one year: Michael Xie | Management | | F | |
| FORTINET, INC. | 17-Jun-2022 | FTNT | 34959E109 | Election of Director to serve for a term of one year: Kenneth A. Goldman | Management | | F | |
| FORTINET, INC. | 17-Jun-2022 | FTNT | 34959E109 | Election of Director to serve for a term of one year: Ming Hsieh | Management | | F | |
| FORTINET, INC. | 17-Jun-2022 | FTNT | 34959E109 | Election of Director to serve for a term of one year: Jean Hu | Management | | F | |
| FORTINET, INC. | 17-Jun-2022 | FTNT | 34959E109 | Election of Director to serve for a term of one year: William Neukom | Management | | F | |
| FORTINET, INC. | 17-Jun-2022 | FTNT | 34959E109 | Election of Director to serve for a term of one year: Judith Sim | Management | | F | |
| FORTINET, INC. | 17-Jun-2022 | FTNT | 34959E109 | Election of Director to serve for a term of one year: Admiral James Stavridis (Ret) | Management | | F | |
| FORTINET, INC. | 17-Jun-2022 | FTNT | 34959E109 | Ratify the appointment of Deloitte & Touche LLP as Fortinet’s independent registered accounting firm for the fiscal year ending December 31, 2022. | Management | | F | |
| FORTINET, INC. | 17-Jun-2022 | FTNT | 34959E109 | Advisory vote to approve named executive officer compensation, as disclosed in the Proxy Statement. | Management | | F | |
| FORTINET, INC. | 17-Jun-2022 | FTNT | 34959E109 | Approve the adoption of an Amended and Restated Certificate of Incorporation in order to implement a five-for-one forward stock split and to make certain other changes as reflected in the Amended and Restated Certificate and described in the Proxy Statement. | Management | | F | |
| FORTINET, INC. | 17-Jun-2022 | FTNT | 34959E109 | Stockholder proposal to remove supermajority voting requirements. | Shareholder | | / | |
| SOLAREDGE TECHNOLOGIES, INC. | 20-Jun-2022 | SEDG | 83417M104 | Election of Director: Betsy Atkins | Management | F | F | F |
| SOLAREDGE TECHNOLOGIES, INC. | 20-Jun-2022 | SEDG | 83417M104 | Election of Director: Dirk Hoke | Management | F | F | F |
| SOLAREDGE TECHNOLOGIES, INC. | 20-Jun-2022 | SEDG | 83417M104 | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2022. | Management | F | F | F |
| SOLAREDGE TECHNOLOGIES, INC. | 20-Jun-2022 | SEDG | 83417M104 | Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the “Say-on-Pay Proposal”). | Management | F | F | F |
| SOLAREDGE TECHNOLOGIES, INC. | 20-Jun-2022 | SEDG | 83417M104 | Election of Director: Betsy Atkins | Management | F | F | F |
| SOLAREDGE TECHNOLOGIES, INC. | 20-Jun-2022 | SEDG | 83417M104 | Election of Director: Dirk Hoke | Management | F | F | F |
| SOLAREDGE TECHNOLOGIES, INC. | 20-Jun-2022 | SEDG | 83417M104 | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2022. | Management | F | F | F |
| SOLAREDGE TECHNOLOGIES, INC. | 20-Jun-2022 | SEDG | 83417M104 | Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the “Say-on-Pay Proposal”). | Management | F | F | F |
| GORES GUGGENHEIM INC | 22-Jun-2022 | GGPI | 38286Q107 | Business Combination Proposal | Management | F | F | F |
| GORES GUGGENHEIM INC | 22-Jun-2022 | GGPI | 38286Q107 | Change in Authorized Shares | Management | F | F | F |
| GORES GUGGENHEIM INC | 22-Jun-2022 | GGPI | 38286Q107 | Dual Class Structure | Management | F | F | F |
| GORES GUGGENHEIM INC | 22-Jun-2022 | GGPI | 38286Q107 | Classified Board | Management | F | F | F |
| GORES GUGGENHEIM INC | 22-Jun-2022 | GGPI | 38286Q107 | Removal of Directors | Management | F | F | F |
| GORES GUGGENHEIM INC | 22-Jun-2022 | GGPI | 38286Q107 | Quorum for Shareholder Meetings | Management | F | F | F |
| GORES GUGGENHEIM INC | 22-Jun-2022 | GGPI | 38286Q107 | Authorization of Directors’ Conflicts of Interest | Management | F | F | F |
| GORES GUGGENHEIM INC | 22-Jun-2022 | GGPI | 38286Q107 | Selection of the Courts of England and Wales as Exclusive Forum | Management | F | F | F |
| GORES GUGGENHEIM INC | 22-Jun-2022 | GGPI | 38286Q107 | Adjournment Proposal | Management | F | F | F |
| MARVELL TECHNOLOGY, INC. | 23-Jun-2022 | MRVL | 573874104 | Election of Director: Sara Andrews | Management | | F | |
| MARVELL TECHNOLOGY, INC. | 23-Jun-2022 | MRVL | 573874104 | Election of Director: W. Tudor Brown | Management | | F | |
| MARVELL TECHNOLOGY, INC. | 23-Jun-2022 | MRVL | 573874104 | Election of Director: Brad W. Buss | Management | | F | |
| MARVELL TECHNOLOGY, INC. | 23-Jun-2022 | MRVL | 573874104 | Election of Director: Edward H. Frank | Management | | F | |
| MARVELL TECHNOLOGY, INC. | 23-Jun-2022 | MRVL | 573874104 | Election of Director: Richard S. Hill | Management | | F | |
| MARVELL TECHNOLOGY, INC. | 23-Jun-2022 | MRVL | 573874104 | Election of Director: Marachel L. Knight | Management | | F | |
| MARVELL TECHNOLOGY, INC. | 23-Jun-2022 | MRVL | 573874104 | Election of Director: Matthew J. Murphy | Management | | F | |
| MARVELL TECHNOLOGY, INC. | 23-Jun-2022 | MRVL | 573874104 | Election of Director: Michael G. Strachan | Management | | F | |
| MARVELL TECHNOLOGY, INC. | 23-Jun-2022 | MRVL | 573874104 | Election of Director: Robert E. Switz | Management | | F | |
| MARVELL TECHNOLOGY, INC. | 23-Jun-2022 | MRVL | 573874104 | Election of Director: Ford Tamer | Management | | F | |
| MARVELL TECHNOLOGY, INC. | 23-Jun-2022 | MRVL | 573874104 | An advisory (non-binding) vote to approve compensation of our named executive officers. | Management | | F | |
| MARVELL TECHNOLOGY, INC. | 23-Jun-2022 | MRVL | 573874104 | To amend the Marvell Technology, Inc. 2000 Employee Stock Purchase Plan to remove the term of the plan and to remove the annual evergreen feature of the plan. | Management | | F | |
| MARVELL TECHNOLOGY, INC. | 23-Jun-2022 | MRVL | 573874104 | To ratify the appointment of Deloitte and Touche LLP as our independent registered public accounting firm for the fiscal year ending January 28, 2023. | Management | | F | |
| UNITED THERAPEUTICS CORPORATION | 27-Jun-2022 | UTHR | 91307C102 | Election of Director: Christopher Causey | Management | | F | |
| UNITED THERAPEUTICS CORPORATION | 27-Jun-2022 | UTHR | 91307C102 | Election of Director: Richard Giltner | Management | | F | |
| UNITED THERAPEUTICS CORPORATION | 27-Jun-2022 | UTHR | 91307C102 | Election of Director: Katherine Klein | Management | | F | |
| UNITED THERAPEUTICS CORPORATION | 27-Jun-2022 | UTHR | 91307C102 | Election of Director: Ray Kurzweil | Management | | F | |
| UNITED THERAPEUTICS CORPORATION | 27-Jun-2022 | UTHR | 91307C102 | Election of Director: Linda Maxwell | Management | | F | |
| UNITED THERAPEUTICS CORPORATION | 27-Jun-2022 | UTHR | 91307C102 | Election of Director: Nilda Mesa | Management | | F | |
| UNITED THERAPEUTICS CORPORATION | 27-Jun-2022 | UTHR | 91307C102 | Election of Director: Judy Olian | Management | | F | |
| UNITED THERAPEUTICS CORPORATION | 27-Jun-2022 | UTHR | 91307C102 | Election of Director: Martine Rothblatt | Management | | F | |
| UNITED THERAPEUTICS CORPORATION | 27-Jun-2022 | UTHR | 91307C102 | Election of Director: Louis Sullivan | Management | | F | |
| UNITED THERAPEUTICS CORPORATION | 27-Jun-2022 | UTHR | 91307C102 | Advisory resolution to approve executive compensation. | Management | | F | |
| UNITED THERAPEUTICS CORPORATION | 27-Jun-2022 | UTHR | 91307C102 | Approval of the amendment and restatement of the United Therapeutics Corporation Amended and Restated 2015 Stock Incentive Plan. | Management | | F | |
| UNITED THERAPEUTICS CORPORATION | 27-Jun-2022 | UTHR | 91307C102 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2022. | Management | | F | |
| PETCO HEALTH AND WELLNESS COMPANY, INC. | 28-Jun-2022 | WOOF | 71601V105 | DIRECTOR | Management | F | F | F |
| PETCO HEALTH AND WELLNESS COMPANY, INC. | 28-Jun-2022 | WOOF | 71601V105 | DIRECTOR | Management | F | F | F |
| PETCO HEALTH AND WELLNESS COMPANY, INC. | 28-Jun-2022 | WOOF | 71601V105 | DIRECTOR | Management | F | F | F |
| PETCO HEALTH AND WELLNESS COMPANY, INC. | 28-Jun-2022 | WOOF | 71601V105 | DIRECTOR | Management | F | F | F |
| PETCO HEALTH AND WELLNESS COMPANY, INC. | 28-Jun-2022 | WOOF | 71601V105 | To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers. | Management | F | F | F |
| PETCO HEALTH AND WELLNESS COMPANY, INC. | 28-Jun-2022 | WOOF | 71601V105 | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 28, 2023. | Management | F | F | F |
| CROWDSTRIKE HOLDINGS, INC. | 29-Jun-2022 | CRWD | 22788C105 | DIRECTOR | Management | | F | |
| CROWDSTRIKE HOLDINGS, INC. | 29-Jun-2022 | CRWD | 22788C105 | DIRECTOR | Management | | F | |
| CROWDSTRIKE HOLDINGS, INC. | 29-Jun-2022 | CRWD | 22788C105 | DIRECTOR | Management | | F | |
| CROWDSTRIKE HOLDINGS, INC. | 29-Jun-2022 | CRWD | 22788C105 | To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike’s independent registered public accounting firm for its fiscal year ending January 31, 2023. | Management | | F | |
==================== ADVISORSHARES LET BOB A1 POWERED MOMENTUM ETF ====================
==================== ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF ====================
| Fund Name | | Company Name | | Ticker | | Primary CUSIP | | Meeting Date | | Proposal Number | | Proposal Text | | Proponent | | Voted | | Management Recommendation | | Vote Instruction |
| AdvisorShares Restaurant ETF | | Chuy’s Holdings, Inc. | | CHUY | | 171604101 | | 07/29/2021 | | 1.1 | | Elect Director Starlette Johnson | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chuy’s Holdings, Inc. | | CHUY | | 171604101 | | 07/29/2021 | | 1.2 | | Elect Director Randall DeWitt | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chuy’s Holdings, Inc. | | CHUY | | 171604101 | | 07/29/2021 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chuy’s Holdings, Inc. | | CHUY | | 171604101 | | 07/29/2021 | | 3 | | Ratify RSM US LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 09/14/2021 | | 1.1 | | Elect Director Eric S. Langan | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 09/14/2021 | | 1.2 | | Elect Director Travis Reese | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 09/14/2021 | | 1.3 | | Elect Director Luke Lirot | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | �� | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 09/14/2021 | | 1.4 | | Elect Director Yura Barabash | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 09/14/2021 | | 1.5 | | Elect Director Elaine J. Martin | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 09/14/2021 | | 1.6 | | Elect Director Arthur Allan Priaulx | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 09/14/2021 | | 2 | | Ratify Friedman LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 09/14/2021 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | RCI Hospitality Holdings, Inc. | | RICK | | 74934Q108 | | 09/14/2021 | | 4 | | Other Business | | Management | | Yes | | For | | Against |
| AdvisorShares Restaurant ETF | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 09/22/2021 | | 1.1 | | Elect Director Margaret Shan Atkins | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 09/22/2021 | | 1.2 | | Elect Director James P. Fogarty | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 09/22/2021 | | 1.3 | | Elect Director Cynthia T. Jamison | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 09/22/2021 | | 1.4 | | Elect Director Eugene I. Lee, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 09/22/2021 | | 1.5 | | Elect Director Nana Mensah | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 09/22/2021 | | 1.6 | | Elect Director William S. Simon | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 09/22/2021 | | 1.7 | | Elect Director Charles M. Sonsteby | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 09/22/2021 | | 1.8 | | Elect Director Timothy J. Wilmott | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 09/22/2021 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 09/22/2021 | | 3 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 09/22/2021 | | 4 | | Amend Qualified Employee Stock Purchase Plan | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 09/22/2021 | | 5 | | Adopt Share Retention Policy For Senior Executives - Withdrawn Resolutioin | | Share Holder | | Yes | | | | |
| AdvisorShares Restaurant ETF | | Brinker International, Inc. | | EAT | | 109641100 | | 11/18/2021 | | 1.1 | | Elect Director Joseph M. DePinto | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Brinker International, Inc. | | EAT | | 109641100 | | 11/18/2021 | | 1.2 | | Elect Director Frances L. Allen | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Brinker International, Inc. | | EAT | | 109641100 | | 11/18/2021 | | 1.3 | | Elect Director Cynthia L. Davis | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Brinker International, Inc. | | EAT | | 109641100 | | 11/18/2021 | | 1.4 | | Elect Director Harriet Edelman | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Brinker International, Inc. | | EAT | | 109641100 | | 11/18/2021 | | 1.5 | | Elect Director William T. Giles | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Brinker International, Inc. | | EAT | | 109641100 | | 11/18/2021 | | 1.6 | | Elect Director James C. Katzman | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Brinker International, Inc. | | EAT | | 109641100 | | 11/18/2021 | | 1.7 | | Elect Director Alexandre G. Macedo | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Brinker International, Inc. | | EAT | | 109641100 | | 11/18/2021 | | 1.8 | | Elect Director Prashant N. Ranade | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Brinker International, Inc. | | EAT | | 109641100 | | 11/18/2021 | | 1.9 | | Elect Director Wyman T. Roberts | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Brinker International, Inc. | | EAT | | 109641100 | | 11/18/2021 | | 2 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Brinker International, Inc. | | EAT | | 109641100 | | 11/18/2021 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Cracker Barrel Old Country Store, Inc. | | CBRL | | 22410J106 | | 11/18/2021 | | 1.1 | | Elect Director Thomas H. Barr | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Cracker Barrel Old Country Store, Inc. | | CBRL | | 22410J106 | | 11/18/2021 | | 1.2 | | Elect Director Carl T. Berquist | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Cracker Barrel Old Country Store, Inc. | | CBRL | | 22410J106 | | 11/18/2021 | | 1.3 | | Elect Director Sandra B. Cochran | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Cracker Barrel Old Country Store, Inc. | | CBRL | | 22410J106 | | 11/18/2021 | | 1.4 | | Elect Director Meg G. Crofton | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Cracker Barrel Old Country Store, Inc. | | CBRL | | 22410J106 | | 11/18/2021 | | 1.5 | | Elect Director Gilbert R. Davila | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Cracker Barrel Old Country Store, Inc. | | CBRL | | 22410J106 | | 11/18/2021 | | 1.6 | | Elect Director William W. McCarten | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Cracker Barrel Old Country Store, Inc. | | CBRL | | 22410J106 | | 11/18/2021 | | 1.7 | | Elect Director Coleman H. Peterson | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Cracker Barrel Old Country Store, Inc. | | CBRL | | 22410J106 | | 11/18/2021 | | 1.8 | | Elect Director Gisel Ruiz | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Cracker Barrel Old Country Store, Inc. | | CBRL | | 22410J106 | | 11/18/2021 | | 1.9 | | Elect Director Darryl L. (Chip) Wade | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Cracker Barrel Old Country Store, Inc. | | CBRL | | 22410J106 | | 11/18/2021 | | 1.10 | | Elect Director Andrea M. Weiss | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Cracker Barrel Old Country Store, Inc. | | CBRL | | 22410J106 | | 11/18/2021 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Cracker Barrel Old Country Store, Inc. | | CBRL | | 22410J106 | | 11/18/2021 | | 3 | | Adopt, Renew or Amend Shareholder Rights Plan (Poison Pill) | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Cracker Barrel Old Country Store, Inc. | | CBRL | | 22410J106 | | 11/18/2021 | | 4 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Cracker Barrel Old Country Store, Inc. | | CBRL | | 22410J106 | | 11/18/2021 | | 5 | | Allow Shareholder Meetings to be Held in Virtual-Only Format | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Restaurant ETF | | Jack in the Box Inc. | | JACK | | 466367109 | | 03/04/2022 | | 1a | | Elect Director David L. Goebel | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Jack in the Box Inc. | | JACK | | 466367109 | | 03/04/2022 | | 1b | | Elect Director Darin S. Harris | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Jack in the Box Inc. | | JACK | | 466367109 | | 03/04/2022 | | 1c | | Elect Director Sharon P. John | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Jack in the Box Inc. | | JACK | | 466367109 | | 03/04/2022 | | 1d | | Elect Director Madeleine A. Kleiner | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Jack in the Box Inc. | | JACK | | 466367109 | | 03/04/2022 | | 1e | | Elect Director Michael W. Murphy | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Jack in the Box Inc. | | JACK | | 466367109 | | 03/04/2022 | | 1f | | Elect Director James M. Myers | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Jack in the Box Inc. | | JACK | | 466367109 | | 03/04/2022 | | 1g | | Elect Director David M. Tehle | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Jack in the Box Inc. | | JACK | | 466367109 | | 03/04/2022 | | 1h | | Elect Director Vivien M. Yeung | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Jack in the Box Inc. | | JACK | | 466367109 | | 03/04/2022 | | 2 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Jack in the Box Inc. | | JACK | | 466367109 | | 03/04/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Jack in the Box Inc. | | JACK | | 466367109 | | 03/04/2022 | | 4 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Jack in the Box Inc. | | JACK | | 466367109 | | 03/04/2022 | | 5 | | Allow Shareholder Meetings to be Held in Virtual Format | | Share Holder | | Yes | | None | | For |
| AdvisorShares Restaurant ETF | | Jack in the Box Inc. | | JACK | | 466367109 | | 03/04/2022 | | 6 | | Report on Sustainable Packaging | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Restaurant ETF | | Del Taco Restaurants, Inc. | | TACO | | 245496104 | | 03/07/2022 | | 1 | | Approve Merger Agreement | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Del Taco Restaurants, Inc. | | TACO | | 245496104 | | 03/07/2022 | | 2 | | Advisory Vote on Golden Parachutes | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Del Taco Restaurants, Inc. | | TACO | | 245496104 | | 03/07/2022 | | 3 | | Adjourn Meeting | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 1a | | Elect Director Richard E. Allison, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 1b | | Elect Director Andrew Campion | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 1c | | Elect Director Mary N. Dillon | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 1d | | Elect Director Isabel Ge Mahe | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 1e | | Elect Director Mellody Hobson | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 1f | | Elect Director Kevin R. Johnson | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 1g | | Elect Director Jorgen Vig Knudstorp | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 1h | | Elect Director Satya Nadella | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 1i | | Elect Director Joshua Cooper Ramo | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 1j | | Elect Director Clara Shih | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 1k | | Elect Director Javier G. Teruel | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 2 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 4 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Starbucks Corporation | | SBUX | | 855244109 | | 03/16/2022 | | 5 | | Report on Prevention of Harassment and Discrimination in the Workplace | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Restaurant ETF | | Domino’s Pizza, Inc. | | DPZ | | 25754A201 | | 04/26/2022 | | 1.1 | | Elect Director David A. Brandon | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Domino’s Pizza, Inc. | | DPZ | | 25754A201 | | 04/26/2022 | | 1.2 | | Elect Director C. Andrew Ballard | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Domino’s Pizza, Inc. | | DPZ | | 25754A201 | | 04/26/2022 | | 1.3 | | Elect Director Andrew B. Balson | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Domino’s Pizza, Inc. | | DPZ | | 25754A201 | | 04/26/2022 | | 1.4 | | Elect Director Corie S. Barry | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Domino’s Pizza, Inc. | | DPZ | | 25754A201 | | 04/26/2022 | | 1.5 | | Elect Director Diana F. Cantor | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Domino’s Pizza, Inc. | | DPZ | | 25754A201 | | 04/26/2022 | | 1.6 | | Elect Director Richard L. Federico | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Domino’s Pizza, Inc. | | DPZ | | 25754A201 | | 04/26/2022 | | 1.7 | | Elect Director James A. Goldman | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Domino’s Pizza, Inc. | | DPZ | | 25754A201 | | 04/26/2022 | | 1.8 | | Elect Director Patricia E. Lopez | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Domino’s Pizza, Inc. | | DPZ | | 25754A201 | | 04/26/2022 | | 1.9 | | Elect Director Russell J. Weiner | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Domino’s Pizza, Inc. | | DPZ | | 25754A201 | | 04/26/2022 | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Domino’s Pizza, Inc. | | DPZ | | 25754A201 | | 04/26/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Papa John’s International, Inc. | | PZZA | | 698813102 | | 04/26/2022 | | 1a | | Elect Director Christopher L. Coleman | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Papa John’s International, Inc. | | PZZA | | 698813102 | | 04/26/2022 | | 1b | | Elect Director Olivia F. Kirtley | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Papa John’s International, Inc. | | PZZA | | 698813102 | | 04/26/2022 | | 1c | | Elect Director Laurette T. Koellner | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Papa John’s International, Inc. | | PZZA | | 698813102 | | 04/26/2022 | | 1d | | Elect Director Robert M. Lynch | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Papa John’s International, Inc. | | PZZA | | 698813102 | | 04/26/2022 | | 1e | | Elect Director Jocelyn C. Mangan | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Papa John’s International, Inc. | | PZZA | | 698813102 | | 04/26/2022 | | 1f | | Elect Director Sonya E. Medina | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Papa John’s International, Inc. | | PZZA | | 698813102 | | 04/26/2022 | | 1g | | Elect Director Shaquille R. O’Neal | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Papa John’s International, Inc. | | PZZA | | 698813102 | | 04/26/2022 | | 1h | | Elect Director Anthony M. Sanfilippo | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Papa John’s International, Inc. | | PZZA | | 698813102 | | 04/26/2022 | | 1i | | Elect Director Jeffrey C. Smith | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Papa John’s International, Inc. | | PZZA | | 698813102 | | 04/26/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Papa John’s International, Inc. | | PZZA | | 698813102 | | 04/26/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Papa John’s International, Inc. | | PZZA | | 698813102 | | 04/26/2022 | | 4 | | Report on Use of Pig Gestation Crates | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Restaurant ETF | | Arcos Dorados Holdings Inc. | | ARCO | | G0457F107 | | 04/29/2022 | | 1 | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Arcos Dorados Holdings Inc. | | ARCO | | G0457F107 | | 04/29/2022 | | 2 | | Ratify E&Y (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global) as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | Against |
| AdvisorShares Restaurant ETF | | Arcos Dorados Holdings Inc. | | ARCO | | G0457F107 | | 04/29/2022 | | 3.1 | | Elect Director Annette Franqui | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Arcos Dorados Holdings Inc. | | ARCO | | G0457F107 | | 04/29/2022 | | 3.2 | | Elect Director Cristina Presz Palmaka | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Arcos Dorados Holdings Inc. | | ARCO | | G0457F107 | | 04/29/2022 | | 3.3 | | Elect Director Carlos Hernandez-Artigas | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Arcos Dorados Holdings Inc. | | ARCO | | G0457F107 | | 04/29/2022 | | 3.4 | | Elect Director Marcelo Rabach | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Texas Roadhouse, Inc. | | TXRH | | 882681109 | | 05/12/2022 | | 1.1 | | Elect Director Michael A. Crawford | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Texas Roadhouse, Inc. | | TXRH | | 882681109 | | 05/12/2022 | | 1.2 | | Elect Director Donna E. Epps | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Texas Roadhouse, Inc. | | TXRH | | 882681109 | | 05/12/2022 | | 1.3 | | Elect Director Gregory N. Moore | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Texas Roadhouse, Inc. | | TXRH | | 882681109 | | 05/12/2022 | | 1.4 | | Elect Director Gerald L. Morgan | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Texas Roadhouse, Inc. | | TXRH | | 882681109 | | 05/12/2022 | | 1.5 | | Elect Director Curtis A. Warfield | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Texas Roadhouse, Inc. | | TXRH | | 882681109 | | 05/12/2022 | | 1.6 | | Elect Director Kathleen M. Widmer | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Texas Roadhouse, Inc. | | TXRH | | 882681109 | | 05/12/2022 | | 1.7 | | Elect Director James R. Zarley | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Texas Roadhouse, Inc. | | TXRH | | 882681109 | | 05/12/2022 | | 2 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Texas Roadhouse, Inc. | | TXRH | | 882681109 | | 05/12/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 1.1 | | Elect Director Albert S. Baldocchi | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 1.2 | | Elect Director Matthew A. Carey | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 1.3 | | Elect Director Gregg L. Engles | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 1.4 | | Elect Director Patricia Fili-Krushel | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 1.5 | | Elect Director Mauricio Gutierrez | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 1.6 | | Elect Director Robin Hickenlooper | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 1.7 | | Elect Director Scott Maw | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 1.8 | | Elect Director Brian Niccol | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 1.9 | | Elect Director Mary Winston | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 3 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 4 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 5 | | Approve Qualified Employee Stock Purchase Plan | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 6 | | Oversee and Report a Racial Equity Audit | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Restaurant ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2022 | | 7 | | Report on Effectiveness of Diversity Equity and Inclusion Efforts and Metrics | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Restaurant ETF | | Denny’s Corporation | | DENN | | 24869P104 | | 05/18/2022 | | 1a | | Elect Director Bernadette S. Aulestia | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Denny’s Corporation | | DENN | | 24869P104 | | 05/18/2022 | | 1b | | Elect Director Olu Beck | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Denny’s Corporation | | DENN | | 24869P104 | | 05/18/2022 | | 1c | | Elect Director Gregg R. Dedrick | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Denny’s Corporation | | DENN | | 24869P104 | | 05/18/2022 | | 1d | | Elect Director Jose M. Gutierrez | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Denny’s Corporation | | DENN | | 24869P104 | | 05/18/2022 | | 1e | | Elect Director Brenda J. Lauderback | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Denny’s Corporation | | DENN | | 24869P104 | | 05/18/2022 | | 1f | | Elect Director John C. Miller | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Denny’s Corporation | | DENN | | 24869P104 | | 05/18/2022 | | 1g | | Elect Director Donald C. Robinson | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Denny’s Corporation | | DENN | | 24869P104 | | 05/18/2022 | | 1h | | Elect Director Laysha Ward | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Denny’s Corporation | | DENN | | 24869P104 | | 05/18/2022 | | 1i | | Elect Director F. Mark Wolfinger | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Denny’s Corporation | | DENN | | 24869P104 | | 05/18/2022 | | 2 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Denny’s Corporation | | DENN | | 24869P104 | | 05/18/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Denny’s Corporation | | DENN | | 24869P104 | | 05/18/2022 | | 4 | | Report on the Feasibility of Increasing Tipped Workers’ Wages | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Restaurant ETF | | The ONE Group Hospitality, Inc. | | STKS | | 88338K103 | | 05/18/2022 | | 1.1 | | Elect Director Emanuel P.N. Hilario | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The ONE Group Hospitality, Inc. | | STKS | | 88338K103 | | 05/18/2022 | | 1.2 | | Elect Director Jonathan Segal | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The ONE Group Hospitality, Inc. | | STKS | | 88338K103 | | 05/18/2022 | | 1.1 | | Elect Director Susan Lintonsmith | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The ONE Group Hospitality, Inc. | | STKS | | 88338K103 | | 05/18/2022 | | 1.2 | | Elect Director Haydee Olinger | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The ONE Group Hospitality, Inc. | | STKS | | 88338K103 | | 05/18/2022 | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The ONE Group Hospitality, Inc. | | STKS | | 88338K103 | | 05/18/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Restaurant ETF | | The ONE Group Hospitality, Inc. | | STKS | | 88338K103 | | 05/18/2022 | | 4 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Restaurant ETF | | The Wendy’s Company | | WEN | | 95058W100 | | 05/18/2022 | | 1.1 | | Elect Director Nelson Peltz | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Wendy’s Company | | WEN | | 95058W100 | | 05/18/2022 | | 1.2 | | Elect Director Peter W. May | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Wendy’s Company | | WEN | | 95058W100 | | 05/18/2022 | | 1.3 | | Elect Director Matthew H. Peltz | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Wendy’s Company | | WEN | | 95058W100 | | 05/18/2022 | | 1.4 | | Elect Director Kristin A. Dolan | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Wendy’s Company | | WEN | | 95058W100 | | 05/18/2022 | | 1.5 | | Elect Director Kenneth W. Gilbert | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Wendy’s Company | | WEN | | 95058W100 | | 05/18/2022 | | 1.6 | | Elect Director Richard H. Gomez | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Wendy’s Company | | WEN | | 95058W100 | | 05/18/2022 | | 1.7 | | Elect Director Joseph A. Levato | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Wendy’s Company | | WEN | | 95058W100 | | 05/18/2022 | | 1.8 | | Elect Director Michelle “Mich” J. Mathews-Spradlin | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Wendy’s Company | | WEN | | 95058W100 | | 05/18/2022 | | 1.9 | | Elect Director Todd A. Penegor | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Wendy’s Company | | WEN | | 95058W100 | | 05/18/2022 | | 1.10 | | Elect Director Peter H. Rothschild | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Wendy’s Company | | WEN | | 95058W100 | | 05/18/2022 | | 1.11 | | Elect Director Arthur B. Winkleblack | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Wendy’s Company | | WEN | | 95058W100 | | 05/18/2022 | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Wendy’s Company | | WEN | | 95058W100 | | 05/18/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Wendy’s Company | | WEN | | 95058W100 | | 05/18/2022 | | 4 | | Report on Use of Gestation Stalls in Pork Supply Chain | | Share Holder | | Yes | | None | | Against |
| AdvisorShares Restaurant ETF | | The Cheesecake Factory Incorporated | | CAKE | | 163072101 | | 05/19/2022 | | 1A | | Elect Director David Overton | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Cheesecake Factory Incorporated | | CAKE | | 163072101 | | 05/19/2022 | | 1B | | Elect Director Edie A. Ames | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Cheesecake Factory Incorporated | | CAKE | | 163072101 | | 05/19/2022 | | 1C | | Elect Director Alexander L. Cappello | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Cheesecake Factory Incorporated | | CAKE | | 163072101 | | 05/19/2022 | | 1D | | Elect Director Khanh Collins | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Cheesecake Factory Incorporated | | CAKE | | 163072101 | | 05/19/2022 | | 1E | | Elect Director Paul D. Ginsberg | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Cheesecake Factory Incorporated | | CAKE | | 163072101 | | 05/19/2022 | | 1F | | Elect Director Jerome I. Kransdorf | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Cheesecake Factory Incorporated | | CAKE | | 163072101 | | 05/19/2022 | | 1G | | Elect Director Janice L. Meyer | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Cheesecake Factory Incorporated | | CAKE | | 163072101 | | 05/19/2022 | | 1H | | Elect Director Laurence B. Mindel | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Cheesecake Factory Incorporated | | CAKE | | 163072101 | | 05/19/2022 | | 1I | | Elect Director David B. Pittaway | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Cheesecake Factory Incorporated | | CAKE | | 163072101 | | 05/19/2022 | | 1J | | Elect Director Herbert Simon | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Cheesecake Factory Incorporated | | CAKE | | 163072101 | | 05/19/2022 | | 2 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Cheesecake Factory Incorporated | | CAKE | | 163072101 | | 05/19/2022 | | 3 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | The Cheesecake Factory Incorporated | | CAKE | | 163072101 | | 05/19/2022 | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.1 | | Elect Director Lloyd Dean | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.2 | | Elect Director Robert Eckert | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.3 | | Elect Director Catherine Engelbert | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.4 | | Elect Director Margaret Georgiadis | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.5 | | Elect Director Enrique Hernandez, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.6 | | Elect Director Christopher Kempczinski | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.7 | | Elect Director Richard Lenny | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.8 | | Elect Director John Mulligan | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.9 | | Elect Director Sheila Penrose | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.10 | | Elect Director John Rogers, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.11 | | Elect Director Paul Walsh | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.12 | | Elect Director Miles White | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 3 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 5 | | Report on Efforts to Reduce Plastic Use | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 6 | | Report on Public Health Costs of Antibiotic Use and Impact on Diversified Shareholders | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 7 | | Report on Use of Gestation Stalls in Pork Supply Chain | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 8 | | Report on Third-Party Civil Rights Audit | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 9 | | Report on Lobbying Payments and Policy | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 10 | | Issue Transparency Report on Global Public Policy and Political Influence | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.1 | | Elect Director Leslie Samuelrich | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.2 | | Elect Director Maisie Lucia Ganzler | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.3 | | Management Nominee Lloyd Dean | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.4 | | Management Nominee Robert Eckert | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.5 | | Management Nominee Catherine Engelbert | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.6 | | Management Nominee Margaret Georgiadis | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.7 | | Management Nominee Enrique Hernandez, Jr. | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.8 | | Management Nominee Christopher Kempczinski | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.9 | | Management Nominee John Mulligan | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.10 | | Management Nominee John Rogers, Jr. | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.11 | | Management Nominee Paul Walsh | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 1.12 | | Management Nominee Miles White | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | Against | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 3 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 5 | | Report on Efforts to Reduce Plastic Use | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 6 | | Report on Public Health Costs of Antibiotic Use and Impact on Diversified Shareholders | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 7 | | Report on Use of Gestation Stalls in Pork Supply Chain | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 8 | | Report on Third-Party Civil Rights Audit | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 9 | | Report on Lobbying Payments and Policy | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | McDonald’s Corporation | | MCD | | 580135101 | | 05/26/2022 | | 10 | | Issue Transparency Report on Global Public Policy and Political Influence | | Share Holder | | Yes | | For | | Do Not Vote |
| AdvisorShares Restaurant ETF | | Dutch Bros, Inc. | | BROS | | 26701L100 | | 06/01/2022 | | 1a | | Elect Director Travis Boersma | | Management | | Yes | | For | | Against |
| AdvisorShares Restaurant ETF | | Dutch Bros, Inc. | | BROS | | 26701L100 | | 06/01/2022 | | 1b | | Elect Director Shelley Broader | | Management | | Yes | | For | | Against |
| AdvisorShares Restaurant ETF | | Dutch Bros, Inc. | | BROS | | 26701L100 | | 06/01/2022 | | 1c | | Elect Director Thomas Davis | | Management | | Yes | | For | | Against |
| AdvisorShares Restaurant ETF | | Dutch Bros, Inc. | | BROS | | 26701L100 | | 06/01/2022 | | 1d | | Elect Director Kathryn George | | Management | | Yes | | For | | Against |
| AdvisorShares Restaurant ETF | | Dutch Bros, Inc. | | BROS | | 26701L100 | | 06/01/2022 | | 1e | | Elect Director Stephen Gillett | | Management | | Yes | | For | | Against |
| AdvisorShares Restaurant ETF | | Dutch Bros, Inc. | | BROS | | 26701L100 | | 06/01/2022 | | 1f | | Elect Director Jonathan “Joth” Ricci | | Management | | Yes | | For | | Against |
| AdvisorShares Restaurant ETF | | Dutch Bros, Inc. | | BROS | | 26701L100 | | 06/01/2022 | | 2 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | El Pollo Loco Holdings, Inc. | | LOCO | | 268603107 | | 06/07/2022 | | 1.1 | | Elect Director Nancy Faginas-Cody | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | El Pollo Loco Holdings, Inc. | | LOCO | | 268603107 | | 06/07/2022 | | 1.2 | | Elect Director Douglas J. Babb | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | El Pollo Loco Holdings, Inc. | | LOCO | | 268603107 | | 06/07/2022 | | 1.3 | | Elect Director William R. Floyd | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | El Pollo Loco Holdings, Inc. | | LOCO | | 268603107 | | 06/07/2022 | | 1.4 | | Elect Director Dean C. Kehler | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | El Pollo Loco Holdings, Inc. | | LOCO | | 268603107 | | 06/07/2022 | | 2 | | Ratify BDO USA, LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | El Pollo Loco Holdings, Inc. | | LOCO | | 268603107 | | 06/07/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | BBQ Holdings, Inc. | | BBQ | | 05551A109 | | 06/14/2022 | | 1 | | Fix Number of Directors at Five | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | BBQ Holdings, Inc. | | BBQ | | 05551A109 | | 06/14/2022 | | 2.1 | | Elect Director Jeffery Crivello | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | BBQ Holdings, Inc. | | BBQ | | 05551A109 | | 06/14/2022 | | 2.2 | | Elect Director Charles E. Davidson | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | BBQ Holdings, Inc. | | BBQ | | 05551A109 | | 06/14/2022 | | 2.3 | | Elect Director Peter O. Haeg | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | BBQ Holdings, Inc. | | BBQ | | 05551A109 | | 06/14/2022 | | 2.4 | | Elect Director Rachel Maga | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | BBQ Holdings, Inc. | | BBQ | | 05551A109 | | 06/14/2022 | | 2.5 | | Elect Director Bryan L. Wolff | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | BBQ Holdings, Inc. | | BBQ | | 05551A109 | | 06/14/2022 | | 3 | | Ratify Schechter, Dokken, Kanter, Andrews & Selcer, Ltd. as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | BBQ Holdings, Inc. | | BBQ | | 05551A109 | | 06/14/2022 | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 1.1 | | Elect Director Alexandre Behring | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 1.2 | | Elect Director Joao M. Castro-Neves | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 1.3 | | Elect Director Maximilien de Limburg Stirum | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 1.4 | | Elect Director Paul J. Fribourg | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 1.5 | | Elect Director Neil Golden | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 1.6 | | Elect Director Ali Hedayat | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 1.7 | | Elect Director Golnar Khosrowshahi | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 1.8 | | Elect Director Marc Lemann | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 1.9 | | Elect Director Jason Melbourne | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 1.10 | | Elect Director Giovanni (John) Prato | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 1.11 | | Elect Director Daniel S. Schwartz | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 1.12 | | Elect Director Thecla Sweeney | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 3 | | Approve KPMG LLP asAuditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Restaurant Brands International Inc. | | QSR | | 76131D103 | | 06/15/2022 | | 4 | | Report on Business Strategy in the Face of Labor Market Pressure | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Restaurant ETF | | Shake Shack Inc. | | SHAK | | 819047101 | | 06/15/2022 | | 1.1 | | Elect Director Daniel Meyer | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Shake Shack Inc. | | SHAK | | 819047101 | | 06/15/2022 | | 1.2 | | Elect Director Anna Fieler | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Shake Shack Inc. | | SHAK | | 819047101 | | 06/15/2022 | | 1.3 | | Elect Director Jeff Flug | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Shake Shack Inc. | | SHAK | | 819047101 | | 06/15/2022 | | 2 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Shake Shack Inc. | | SHAK | | 819047101 | | 06/15/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Sweetgreen, Inc. | | SG | | 87043Q108 | | 06/15/2022 | | 1.1 | | Elect Director Neil Blumenthal | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Sweetgreen, Inc. | | SG | | 87043Q108 | | 06/15/2022 | | 1.2 | | Elect Director Julie Bornstein | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Sweetgreen, Inc. | | SG | | 87043Q108 | | 06/15/2022 | | 1.3 | | Elect Director Cliff Burrows | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Sweetgreen, Inc. | | SG | | 87043Q108 | | 06/15/2022 | | 1.4 | | Elect Director Nicolas Jammet | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Sweetgreen, Inc. | | SG | | 87043Q108 | | 06/15/2022 | | 1.5 | | Elect Director Valerie Jarrett | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Sweetgreen, Inc. | | SG | | 87043Q108 | | 06/15/2022 | | 1.6 | | Elect Director Youngme Moon | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Sweetgreen, Inc. | | SG | | 87043Q108 | | 06/15/2022 | | 1.7 | | Elect Director Jonathan Neman | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Sweetgreen, Inc. | | SG | | 87043Q108 | | 06/15/2022 | | 1.8 | | Elect Director Nathaniel Ru | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Sweetgreen, Inc. | | SG | | 87043Q108 | | 06/15/2022 | | 1.9 | | Elect Director Bradley Singer | | Management | | Yes | | For | | Withhold |
| AdvisorShares Restaurant ETF | | Sweetgreen, Inc. | | SG | | 87043Q108 | | 06/15/2022 | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Dave & Buster’s Entertainment, Inc. | | PLAY | | 238337109 | | 06/16/2022 | | 1.1 | | Elect Director James P. Chambers | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Dave & Buster’s Entertainment, Inc. | | PLAY | | 238337109 | | 06/16/2022 | | 1.2 | | Elect Director Hamish A. Dodds | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Dave & Buster’s Entertainment, Inc. | | PLAY | | 238337109 | | 06/16/2022 | | 1.3 | | Elect Director Michael J. Griffith | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Dave & Buster’s Entertainment, Inc. | | PLAY | | 238337109 | | 06/16/2022 | | 1.4 | | Elect Director Gail Mandel | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Dave & Buster’s Entertainment, Inc. | | PLAY | | 238337109 | | 06/16/2022 | | 1.5 | | Elect Director Atish Shah | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Dave & Buster’s Entertainment, Inc. | | PLAY | | 238337109 | | 06/16/2022 | | 1.6 | | Elect Director Kevin M. Sheehan | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Dave & Buster’s Entertainment, Inc. | | PLAY | | 238337109 | | 06/16/2022 | | 1.7 | | Elect Director Jennifer Storms | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Dave & Buster’s Entertainment, Inc. | | PLAY | | 238337109 | | 06/16/2022 | | 2 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Dave & Buster’s Entertainment, Inc. | | PLAY | | 238337109 | | 06/16/2022 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Dave & Buster’s Entertainment, Inc. | | PLAY | | 238337109 | | 06/16/2022 | | 4 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year |
| AdvisorShares Restaurant ETF | | Carrols Restaurant Group, Inc. | | TAST | | 14574X104 | | 06/17/2022 | | 1a | | Elect Director Paulo A. Pena | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Carrols Restaurant Group, Inc. | | TAST | | 14574X104 | | 06/17/2022 | | 1b | | Elect Director Matthew Perelman | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Carrols Restaurant Group, Inc. | | TAST | | 14574X104 | | 06/17/2022 | | 1c | | Elect Director John D. Smith | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Carrols Restaurant Group, Inc. | | TAST | | 14574X104 | | 06/17/2022 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Restaurant ETF | | Carrols Restaurant Group, Inc. | | TAST | | 14574X104 | | 06/17/2022 | | 3 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
