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- POS EX Additional exhibits for listing
- 99 (A)(25) Amendment No. 25 to Dot (10-9-2020)
- 99 (B) By-laws Amended 10-2-2020
- 99 (D)(4)(II) Amendment NO.2 (12-16-2020) to American Century Subadvisory Agreement
- 99 (D)(10)(IV) Amendment No. 4 (1-26-2021) to J.P. Morgan Subadvisory Agreement
- 99 (D)(17)(III) Amendment No. 1 (1-26-2021) to Schroder Subadvisory Agreement
- 99 (D)(26)(IV) Amendment No. 4 (12-16-2020) to Wells Capital Subadvisory Agreement
- 99 (E)(1)(I) Schedule I (6-17-2020) to Distribution Agreement
- 99 (H)(1)(I) Schedule a (7-1-2020) to Shareholder Services Agreement
- 99 (M)(1)(I) Schedule a (6-17-2020) to 12B-1 Plan
- 99 (N) Rule 18F - 3(D) Plan (6-17-2020)
- 99 (P)(3) American Century Code of Ethics (4-2-2020)
- 99 (P)(5) Blackrock Code of Ethics (4-30-2020)
- 99 (P)(10) J.P. Morgan Code of Ethics (12-18-2020)
- 99 (P)(12) Loomis, Sayles Code of Ethics 12-16-2020)
- 99 (P)(15) Morgan Stanley Code of Ethics (12-11-2020)
- 99 (P)(16) Nuveen Code of Ethics (8-13-2020)
- 99 (P)(18) Scout Code of Ethics (8-2020)
- 99 (P)(21) TCW Code of Ethics (10-27-2020)
- 99 (P)(22) TSW Code of Ethics (9-28-2020)
- 99 (P)(23) Victory Code of Ethics (1-1-2021)
- 99 (P)(25) Westfield Capital Code of Ethics (8-23-2020)
- 99 (Q)(1) Trustees' Poa - 1-1-2021
- 99 (Q)(2) Poa - Michael Clarke (2-1-2021)
- 99 (Q)(3) Poa - Christopher Petersen (2-2-2021)
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1 Apr 21 POS EX Additional exhibits for listing
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- 12 May 20 POS EX Additional exhibits for listing
AMENDMENT NO. 1
TO THE SUBADVISORY AGREEMENT
This Amendment No. 1 (the “Amendment”), made and entered into as of January 26, 2021, is made a part of the Subadvisory Agreement between Columbia Management Investment Advisers, LLC, a Minnesota limited liability company (“Investment Manager”) and Schroder Investment Management North America Inc., a Delaware corporation (“Subadviser”), dated March 17, 2020 (the “Agreement”).
WHEREAS, Investment Manager and Subadviser desire to amend Schedule A of the Agreement.
WHEREAS, the effective date of this Amendment is February 1, 2021.
NOW, THEREFORE, the parties, intending to be legally bound, agree as follows:
1. | Schedule A. Schedule A to the Agreement shall be, and hereby is, deleted and replaced with the Schedule A attached hereto. |
[REMAINDER OF THIS PAGE HAS BEEN LEFT BLANK INTENTIONALLY]
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their officers designated below as of the day and year first above written.
Columbia Management Investment Advisers, LLC | Schroder Investment Management North America Inc. | |||||||
By: | /s/ David Weiss | By: | /s/ Mark A. Hemenetz | |||||
Signature | Signature | |||||||
Name: | David Weiss | Name: | Mark A. Hemenetz | |||||
Printed | Printed | |||||||
Title: | Assistant Secretary | Title: | Authorized Signatory | |||||
By: | /s/ Philip Middleton | |||||||
Signature | ||||||||
Name: | Philip Middleton | |||||||
Printed | ||||||||
Title: | Authorized Signatory |
AMENDMENT NO. 1
TO THE SUBADVISORY AGREEMENT
SCHEDULE A AS OF FEBRUARY 1, 2021
[SCHEDULE LISTING FUND AND FEE RATE OMITTED]