UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22143
WALTHAUSEN FUNDS
(Exact name of registrant as specified in charter)
2691 Route 9, Suite 102, Malta, NY 12020
(Address of principal executive offices) (Zip code)
John B. Walthausen
Walthausen Funds
2691 Route 9, Suite 102, Malta, NY 12020
(Name and address of agent for service)
Registrant's telephone number, including area code: (518) 348-7217
Date of fiscal year end: January 31
Date of reporting period: July 1, 2016 – June 30, 2017
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Proxy Voting Record.
Account Name: WALTHAUSEN SMALL CAP VALUE FUND |
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Custodian Name: US BANK, N.A. |
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STEELCASE INC. | ||||||||||||||||||||||
Security | 858155203 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SCS | Meeting Date | 13-Jul-2016 | |||||||||||||||||||
ISIN | US8581552036 | Agenda | 934434919 - Management | |||||||||||||||||||
Record Date | 16-May-2016 | Holding Recon Date | 16-May-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 12-Jul-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | LAWRENCE J. BLANFORD | For | For | For | ||||||||||||||||||
2 | WILLIAM P. CRAWFORD | For | For | For | ||||||||||||||||||
3 | CONNIE K. DUCKWORTH | For | For | For | ||||||||||||||||||
4 | DAVID W. JOOS | For | For | For | ||||||||||||||||||
5 | JAMES P. KEANE | For | For | For | ||||||||||||||||||
6 | ROBERT C. PEW III | For | For | For | ||||||||||||||||||
7 | CATHY D. ROSS | For | For | For | ||||||||||||||||||
8 | PETER M. WEGE II | For | For | For | ||||||||||||||||||
9 | P. CRAIG WELCH, JR. | For | For | For | ||||||||||||||||||
10 | KATE PEW WOLTERS | For | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | |||||||||||||||||
3. | RATIFICATION OF INDEPENDENT | Management | For | For | For | |||||||||||||||||
WILSHIRE BANCORP, INC. | ||||||||||||||||||||||
Security | 97186T108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WIBC | Meeting Date | 14-Jul-2016 | |||||||||||||||||||
ISIN | US97186T1088 | Agenda | 934449883 - Management | |||||||||||||||||||
Record Date | 26-May-2016 | Holding Recon Date | 26-May-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 13-Jul-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | TO APPROVE THE PRINCIPAL TERMS | Management | For | For | For | |||||||||||||||||
2. | DIRECTOR | Management | ||||||||||||||||||||
1 | DAISY Y. HA | For | For | For | ||||||||||||||||||
2 | STEVEN J. DIDION | For | For | For | ||||||||||||||||||
3 | JAE WHAN YOO | For | For | For | ||||||||||||||||||
3. | TO RATIFY THE BOARD OF DIRECTORS' | Management | For | For | For | |||||||||||||||||
4. | ADVISORY (NON-BINDING) PROPOSAL | Management | For | For | For | |||||||||||||||||
5. | ADJOURNMENT OF THE MEETING IF | Management | For | For | For | |||||||||||||||||
COLUMBUS MCKINNON CORPORATION | ||||||||||||||||||||||
Security | 199333105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CMCO | Meeting Date | 18-Jul-2016 | |||||||||||||||||||
ISIN | US1993331057 | Agenda | 934450634 - Management | |||||||||||||||||||
Record Date | 01-Jun-2016 | Holding Recon Date | 01-Jun-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 15-Jul-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | ERNEST R. VEREBELYI | For | For | For | ||||||||||||||||||
2 | TIMOTHY T. TEVENS | For | For | For | ||||||||||||||||||
3 | RICHARD H. FLEMING | For | For | For | ||||||||||||||||||
4 | STEPHEN RABINOWITZ | For | For | For | ||||||||||||||||||
5 | LINDA A. GOODSPEED | For | For | For | ||||||||||||||||||
6 | NICHOLAS T. PINCHUK | For | For | For | ||||||||||||||||||
7 | LIAM G. MCCARTHY | For | For | For | ||||||||||||||||||
8 | R. SCOTT TRUMBULL | For | For | For | ||||||||||||||||||
9 | HEATH A. MITTS | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE | Management | For | For | For | |||||||||||||||||
4. | APPROVAL AND ADOPTION OF THE | Management | For | For | For | |||||||||||||||||
CSS INDUSTRIES, INC. | ||||||||||||||||||||||
Security | 125906107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CSS | Meeting Date | 02-Aug-2016 | |||||||||||||||||||
ISIN | US1259061075 | Agenda | 934454454 - Management | |||||||||||||||||||
Record Date | 06-Jun-2016 | Holding Recon Date | 06-Jun-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 01-Aug-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | SCOTT A. BEAUMONT | For | For | For | ||||||||||||||||||
2 | ROBERT E. CHAPPELL | For | For | For | ||||||||||||||||||
3 | ELAM M. HITCHNER, III | For | For | For | ||||||||||||||||||
4 | REBECCA C. MATTHIAS | For | For | For | ||||||||||||||||||
5 | CHRISTOPHER J. MUNYAN | For | For | For | ||||||||||||||||||
6 | WILLIAM RULON-MILLER | For | For | For | ||||||||||||||||||
2. | APPROVAL OF THE AMENDMENT TO | Management | For | For | For | |||||||||||||||||
3. | RATIFICATION OF THE SELECTION OF | Management | For | For | For | |||||||||||||||||
4. | APPROVAL, ON AN ADVISORY BASIS, | Management | For | For | For | |||||||||||||||||
INTERVAL LEISURE GROUP INC | ||||||||||||||||||||||
Security | 46113M108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | IILG | Meeting Date | 03-Aug-2016 | |||||||||||||||||||
ISIN | US46113M1080 | Agenda | 934452501 - Management | |||||||||||||||||||
Record Date | 09-Jun-2016 | Holding Recon Date | 09-Jun-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 02-Aug-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | CRAIG M. NASH | For | For | For | ||||||||||||||||||
2 | DAVID FLOWERS | For | For | For | ||||||||||||||||||
3 | VICTORIA L. FREED | For | For | For | ||||||||||||||||||
4 | LIZANNE GALBREATH | For | For | For | ||||||||||||||||||
5 | CHAD HOLLINGSWORTH | For | For | For | ||||||||||||||||||
6 | LEWIS J. KORMAN | For | For | For | ||||||||||||||||||
7 | THOMAS J. KUHN | For | For | For | ||||||||||||||||||
8 | THOMAS J. MCINERNEY | For | For | For | ||||||||||||||||||
9 | THOMAS P. MURPHY, JR. | For | For | For | ||||||||||||||||||
10 | STEPHEN R. QUAZZO | For | For | For | ||||||||||||||||||
11 | SERGIO D. RIVERA | For | For | For | ||||||||||||||||||
12 | THOMAS O. RYDER | For | For | For | ||||||||||||||||||
13 | AVY H. STEIN | For | For | For | ||||||||||||||||||
2. | TO APPROVE AMENDMENTS TO THE | Management | For | For | For | |||||||||||||||||
3. | TO RATIFY THE SELECTION OF ERNST | Management | For | For | For | |||||||||||||||||
AAR CORP. | ||||||||||||||||||||||
Security | 000361105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AIR | Meeting Date | 11-Oct-2016 | |||||||||||||||||||
ISIN | US0003611052 | Agenda | 934475220 - Management | |||||||||||||||||||
Record Date | 16-Aug-2016 | Holding Recon Date | 16-Aug-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 10-Oct-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | NORMAN R. BOBINS | For | For | For | ||||||||||||||||||
2 | RONALD R. FOGLEMAN | For | For | For | ||||||||||||||||||
3 | JAMES E. GOODWIN | For | For | For | ||||||||||||||||||
4 | MARC J. WALFISH | For | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE | Management | Against | For | Against | |||||||||||||||||
3. | APPROVAL OF AMENDMENTS TO THE | Management | Against | For | Against | |||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
KIMBALL ELECTRONICS, INC. | ||||||||||||||||||||||
Security | 49428J109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KE | Meeting Date | 20-Oct-2016 | |||||||||||||||||||
ISIN | US49428J1097 | Agenda | 934473810 - Management | |||||||||||||||||||
Record Date | 17-Aug-2016 | Holding Recon Date | 17-Aug-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 19-Oct-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | CHRISTINE M. VUJOVICH | For | For | For | ||||||||||||||||||
2 | THOMAS J. TISCHHAUSER | For | For | For | ||||||||||||||||||
2. | RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
BRIGGS & STRATTON CORPORATION | ||||||||||||||||||||||
Security | 109043109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BGG | Meeting Date | 26-Oct-2016 | |||||||||||||||||||
ISIN | US1090431099 | Agenda | 934477692 - Management | |||||||||||||||||||
Record Date | 18-Aug-2016 | Holding Recon Date | 18-Aug-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 25-Oct-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JEFFREY R. HENNION | For | For | For | ||||||||||||||||||
2 | PATRICIA L. KAMPLING | For | For | For | ||||||||||||||||||
3 | TODD J. TESKE | For | For | For | ||||||||||||||||||
2. | RATIFY DELOITTE & TOUCHE LLP AS | Management | For | For | For | |||||||||||||||||
3. | APPROVE, BY NON-BINDING ADVISORY | Management | For | For | For | |||||||||||||||||
UNIFI, INC. | ||||||||||||||||||||||
Security | 904677200 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | UFI | Meeting Date | 26-Oct-2016 | |||||||||||||||||||
ISIN | US9046772003 | Agenda | 934480067 - Management | |||||||||||||||||||
Record Date | 01-Sep-2016 | Holding Recon Date | 01-Sep-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 25-Oct-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: ROBERT J. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: THOMAS H. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: PAUL R. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: ARCHIBALD | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: JAMES M. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: KENNETH G. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES D. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: SUZANNE M. | Management | For | For | For | |||||||||||||||||
2. | APPROVAL OF THE AMENDMENT TO | Management | For | For | For | |||||||||||||||||
3. | ADVISORY APPROVAL OF THE | Management | For | For | For | |||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
CASELLA WASTE SYSTEMS, INC. | ||||||||||||||||||||||
Security | 147448104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CWST | Meeting Date | 17-Nov-2016 | |||||||||||||||||||
ISIN | US1474481041 | Agenda | 934489825 - Management | |||||||||||||||||||
Record Date | 29-Sep-2016 | Holding Recon Date | 29-Sep-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 16-Nov-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MICHAEL K. BURKE | For | For | For | ||||||||||||||||||
2 | JAMES F. CALLAHAN, JR. | For | For | For | ||||||||||||||||||
3 | DOUGLAS R. CASELLA | For | For | For | ||||||||||||||||||
2. | TO APPROVE, IN AN ADVISORY "SAY- | Management | For | For | For | |||||||||||||||||
3. | TO APPROVE THE CASELLA WASTE | Management | For | For | For | |||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF RSM | Management | For | For | For | |||||||||||||||||
WINNEBAGO INDUSTRIES, INC. | ||||||||||||||||||||||
Security | 974637100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WGO | Meeting Date | 13-Dec-2016 | |||||||||||||||||||
ISIN | US9746371007 | Agenda | 934491274 - Management | |||||||||||||||||||
Record Date | 10-Oct-2016 | Holding Recon Date | 10-Oct-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 12-Dec-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MICHAEL J. HAPPE* | For | For | For | ||||||||||||||||||
2 | ROBERT M. CHIUSANO# | For | For | For | ||||||||||||||||||
2. | ADVISORY APPROVAL OF EXECUTIVE | Management | For | For | For | |||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
JAKKS PACIFIC, INC. | ||||||||||||||||||||||
Security | 47012E106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | JAKK | Meeting Date | 16-Dec-2016 | |||||||||||||||||||
ISIN | US47012E1064 | Agenda | 934498521 - Management | |||||||||||||||||||
Record Date | 21-Oct-2016 | Holding Recon Date | 21-Oct-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 15-Dec-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | STEPHEN G. BERMAN | For | For | For | ||||||||||||||||||
2 | MURRAY L. SKALA | For | For | For | ||||||||||||||||||
3 | REX H. POULSEN | For | For | For | ||||||||||||||||||
4 | MICHAEL S. SITRICK | For | For | For | ||||||||||||||||||
5 | MICHAEL J. GROSS | For | For | For | ||||||||||||||||||
6 | ALEXANDER SHOGHI | For | For | For | ||||||||||||||||||
2. | APPROVAL OF AMENDMENT TO THE | Management | For | For | For | |||||||||||||||||
3. | APPROVAL OF APPOINTMENT OF THE | Management | For | For | For | |||||||||||||||||
4. | ADVISORY APPROVAL OF THE | Management | For | For | For | |||||||||||||||||
THE GREENBRIER COMPANIES, INC. | ||||||||||||||||||||||
Security | 393657101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GBX | Meeting Date | 06-Jan-2017 | |||||||||||||||||||
ISIN | US3936571013 | Agenda | 934504285 - Management | |||||||||||||||||||
Record Date | 04-Nov-2016 | Holding Recon Date | 04-Nov-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 05-Jan-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | GRAEME A. JACK | For | For | For | ||||||||||||||||||
2 | WENDY L. TERAMOTO | For | For | For | ||||||||||||||||||
2. | ADVISORY VOTE ON THE | Management | For | For | For | |||||||||||||||||
3. | RATIFY THE APPOINTMENT OF KPMG | Management | For | For | For | |||||||||||||||||
MUELLER WATER PRODUCTS, INC. | ||||||||||||||||||||||
Security | 624758108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MWA | Meeting Date | 25-Jan-2017 | |||||||||||||||||||
ISIN | US6247581084 | Agenda | 934514426 - Management | |||||||||||||||||||
Record Date | 08-Dec-2016 | Holding Recon Date | 08-Dec-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 24-Jan-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | SHIRLEY C. FRANKLIN | For | For | For | ||||||||||||||||||
2 | THOMAS J. HANSEN | For | For | For | ||||||||||||||||||
3 | GREGORY E. HYLAND | For | For | For | ||||||||||||||||||
4 | JERRY W. KOLB | For | For | For | ||||||||||||||||||
5 | MARK J. O'BRIEN | For | For | For | ||||||||||||||||||
6 | BERNARD G. RETHORE | For | For | For | ||||||||||||||||||
7 | LYDIA W. THOMAS | For | For | For | ||||||||||||||||||
8 | MICHAEL T. TOKARZ | For | For | For | ||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, | Management | For | For | For | |||||||||||||||||
3. | TO RECOMMEND, ON AN ADVISORY | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
NEXEO SOLUTIONS, INC. | ||||||||||||||||||||||
Security | 65342H102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NXEO | Meeting Date | 31-Jan-2017 | |||||||||||||||||||
ISIN | Agenda | 934516141 - Management | ||||||||||||||||||||
Record Date | 12-Dec-2016 | Holding Recon Date | 12-Dec-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 30-Jan-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DAVID A. BRADLEY | For | For | For | ||||||||||||||||||
2 | CHRISTOPHER J. YIP | For | For | For | ||||||||||||||||||
3 | DAN F. SMITH | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | APPROVAL OF THE ADVISORY VOTE | Management | For | For | For | |||||||||||||||||
4. | TO CONDUCT AN ADVISORY VOTE ON | Management | 1 Year | 1 Year | For | |||||||||||||||||
LIONBRIDGE TECHNOLOGIES, INC. | ||||||||||||||||||||||
Security | 536252109 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | LIOX | Meeting Date | 28-Feb-2017 | |||||||||||||||||||
ISIN | US5362521099 | Agenda | 934528211 - Management | |||||||||||||||||||
Record Date | 27-Jan-2017 | Holding Recon Date | 27-Jan-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 27-Feb-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | TO ADOPT THE AGREEMENT AND PLAN | Management | Abstain | For | Against | |||||||||||||||||
2. | TO APPROVE (ON AN ADVISORY BASIS) | Management | Abstain | For | Against | |||||||||||||||||
3. | TO APPROVE ONE OR MORE | Management | Abstain | For | Against | |||||||||||||||||
BASSETT FURNITURE INDUSTRIES, INC. | ||||||||||||||||||||||
Security | 070203104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BSET | Meeting Date | 08-Mar-2017 | |||||||||||||||||||
ISIN | US0702031040 | Agenda | 934529061 - Management | |||||||||||||||||||
Record Date | 20-Jan-2017 | Holding Recon Date | 20-Jan-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 07-Mar-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOHN R. BELK | For | For | For | ||||||||||||||||||
2 | KRISTINA CASHMAN | For | For | For | ||||||||||||||||||
3 | PAUL FULTON | For | For | For | ||||||||||||||||||
4 | GEORGE W HENDERSON, III | For | For | For | ||||||||||||||||||
5 | J. WALTER MCDOWELL | For | For | For | ||||||||||||||||||
6 | ROBERT H. SPILMAN, JR. | For | For | For | ||||||||||||||||||
7 | WILLIAM C. WAMPLER, JR. | For | For | For | ||||||||||||||||||
8 | WILLIAM C. WARDEN, JR. | For | For | For | ||||||||||||||||||
2. | PROPOSAL TO APPROVE THE BASSETT | Management | For | For | For | |||||||||||||||||
3. | PROPOSAL TO RATIFY THE SELECTION | Management | For | For | For | |||||||||||||||||
4. | PROPOSAL TO CONSIDER AND ACT ON | Management | For | For | For | |||||||||||||||||
AMTECH SYSTEMS, INC. | ||||||||||||||||||||||
Security | 032332504 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ASYS | Meeting Date | 16-Mar-2017 | |||||||||||||||||||
ISIN | US0323325045 | Agenda | 934528792 - Management | |||||||||||||||||||
Record Date | 25-Jan-2017 | Holding Recon Date | 25-Jan-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 15-Mar-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JONG S. WHANG | For | For | For | ||||||||||||||||||
2 | FOKKO PENTINGA | For | For | For | ||||||||||||||||||
3 | ROBERT M. AVERICK | For | For | For | ||||||||||||||||||
4 | MICHAEL GARNREITER | For | For | For | ||||||||||||||||||
5 | ROBERT F. KING | For | For | For | ||||||||||||||||||
6 | SUKESH MOHAN | For | For | For | ||||||||||||||||||
7 | PAUL J. VAN DER WANSEM | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | |||||||||||||||||
LAKELAND FINANCIAL CORPORATION | ||||||||||||||||||||||
Security | 511656100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LKFN | Meeting Date | 11-Apr-2017 | |||||||||||||||||||
ISIN | US5116561003 | Agenda | 934533743 - Management | |||||||||||||||||||
Record Date | 21-Feb-2017 | Holding Recon Date | 21-Feb-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 10-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: BLAKE W. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT E. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: DANIEL F. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID M. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS A. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL L. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: EMILY E. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: STEVEN D. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: BRIAN J. | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: BRADLEY J. | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: RONALD D. | Management | For | For | For | |||||||||||||||||
1L. | ELECTION OF DIRECTOR: M. SCOTT | Management | For | For | For | |||||||||||||||||
2. | ADOPTION OF THE LAKELAND | Management | For | For | For | |||||||||||||||||
3. | RATIFY THE APPOINTMENT OF CROWE | Management | For | For | For | |||||||||||||||||
4. | APPROVAL, BY NON-BINDING VOTE, OF | Management | For | For | For | |||||||||||||||||
5. | FREQUENCY OF VOTE ON THE | Management | 1 Year | 1 Year | For | |||||||||||||||||
CITY HOLDING COMPANY | ||||||||||||||||||||||
Security | 177835105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CHCO | Meeting Date | 19-Apr-2017 | |||||||||||||||||||
ISIN | US1778351056 | Agenda | 934554963 - Management | |||||||||||||||||||
Record Date | 03-Mar-2017 | Holding Recon Date | 03-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 18-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | ROBERT D. FISHER | For | For | For | ||||||||||||||||||
2 | JAY C. GOLDMAN | For | For | For | ||||||||||||||||||
3 | PATRICK C. GRANEY III | For | For | For | ||||||||||||||||||
4 | CHARLES R.HAGEBOECK | For | For | For | ||||||||||||||||||
2. | PROPOSAL TO RATIFY THE AUDIT | Management | For | For | For | |||||||||||||||||
3. | PROPOSAL TO AMEND THE ARTICLES | Management | For | For | For | |||||||||||||||||
4. | PROPOSAL FOR ADVISORY APPROVAL | Management | For | For | For | |||||||||||||||||
5. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
BRYN MAWR BANK CORPORATION | ||||||||||||||||||||||
Security | 117665109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BMTC | Meeting Date | 20-Apr-2017 | |||||||||||||||||||
ISIN | US1176651099 | Agenda | 934540130 - Management | |||||||||||||||||||
Record Date | 02-Mar-2017 | Holding Recon Date | 02-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 19-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | WENDELL F. HOLLAND | For | For | For | ||||||||||||||||||
2 | DAVID E. LEES | For | For | For | ||||||||||||||||||
2. | TO APPROVE A NON-BINDING | Management | For | For | For | |||||||||||||||||
3. | TO APPROVE A NON-BINDING | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
SUPERIOR INDUSTRIES INTERNATIONAL, INC. | ||||||||||||||||||||||
Security | 868168105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SUP | Meeting Date | 25-Apr-2017 | |||||||||||||||||||
ISIN | US8681681057 | Agenda | 934542297 - Management | |||||||||||||||||||
Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 24-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MICHAEL R. BRUYNESTEYN | Withheld | For | Against | ||||||||||||||||||
2 | JACK A. HOCKEMA | Withheld | For | Against | ||||||||||||||||||
3 | PAUL J. HUMPHRIES | Withheld | For | Against | ||||||||||||||||||
4 | JAMES S. MCELYA | Withheld | For | Against | ||||||||||||||||||
5 | TIMOTHY C. MCQUAY | Withheld | For | Against | ||||||||||||||||||
6 | ELLEN B. RICHSTONE | Withheld | For | Against | ||||||||||||||||||
7 | DONALD J. STEBBINS | Withheld | For | Against | ||||||||||||||||||
8 | FRANCISCO S. URANGA | Withheld | For | Against | ||||||||||||||||||
2. | TO APPROVE, IN A NON-BINDING | Management | Abstain | For | Against | |||||||||||||||||
3. | TO SELECT, IN A NON-BINDING | Management | Abstain | 1 Year | Against | |||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF | Management | Abstain | For | Against | |||||||||||||||||
5. | TO ACT UPON SUCH OTHER MATTERS | Management | Abstain | For | Against | |||||||||||||||||
HERITAGE-CRYSTAL CLEAN, INC. | ||||||||||||||||||||||
Security | 42726M106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HCCI | Meeting Date | 25-Apr-2017 | |||||||||||||||||||
ISIN | US42726M1062 | Agenda | 934556842 - Management | |||||||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 24-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BRUCE BRUCKMANN | For | For | For | ||||||||||||||||||
2 | CARMINE FALCONE | For | For | For | ||||||||||||||||||
3 | ROBERT W. WILLMSCHEN JR | For | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE | Management | For | For | For | |||||||||||||||||
4. | TO INCREASE THE NUMBER OF | Management | For | For | For | |||||||||||||||||
5. | TO APPROVE THE HERITAGE-CRYSTAL | Management | For | For | For | |||||||||||||||||
6. | TO INCREASE THE NUMBER OF | Management | For | For | For | |||||||||||||||||
7. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
STEPAN COMPANY | ||||||||||||||||||||||
Security | 858586100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SCL | Meeting Date | 25-Apr-2017 | |||||||||||||||||||
ISIN | US8585861003 | Agenda | 934561374 - Management | |||||||||||||||||||
Record Date | 24-Feb-2017 | Holding Recon Date | 24-Feb-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 24-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: JOAQUIN | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: F. QUINN | Management | For | For | For | |||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
SJW GROUP | ||||||||||||||||||||||
Security | 784305104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SJW | Meeting Date | 26-Apr-2017 | |||||||||||||||||||
ISIN | US7843051043 | Agenda | 934546106 - Management | |||||||||||||||||||
Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 25-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: K. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: W.J. BISHOP | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: D.R. KING | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: G.P. LANDIS | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: D. MAN | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: D.B. MORE | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: G.E. MOSS | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: W.R. ROTH | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: R.A. VAN | Management | For | For | For | |||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, | Management | For | For | For | |||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | RATIFY THE APPOINTMENT OF KPMG | Management | For | For | For | |||||||||||||||||
DANA INCORPORATED | ||||||||||||||||||||||
Security | 235825205 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DAN | Meeting Date | 27-Apr-2017 | |||||||||||||||||||
ISIN | US2358252052 | Agenda | 934546055 - Management | |||||||||||||||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 26-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RACHEL A. GONZALEZ | Withheld | For | Against | ||||||||||||||||||
2 | JAMES K. KAMSICKAS | Withheld | For | Against | ||||||||||||||||||
3 | VIRGINIA A. KAMSKY | Withheld | For | Against | ||||||||||||||||||
4 | TERRENCE J. KEATING | Withheld | For | Against | ||||||||||||||||||
5 | RAYMOND E. MABUS, JR. | Withheld | For | Against | ||||||||||||||||||
6 | R. BRUCE MCDONALD | Withheld | For | Against | ||||||||||||||||||
7 | MARK A. SCHULZ | Withheld | For | Against | ||||||||||||||||||
8 | KEITH E. WANDELL | Withheld | For | Against | ||||||||||||||||||
2. | APPROVAL OF A NON-BINDING | Management | Abstain | For | Against | |||||||||||||||||
3. | APPROVAL OF A NON-BINDING | Management | Abstain | 1 Year | Against | |||||||||||||||||
4. | APPROVAL OF THE DANA | Management | Abstain | For | Against | |||||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT | Management | Abstain | For | Against | |||||||||||||||||
6. | CONSIDERATION OF A SHAREHOLDER | Shareholder | Abstain | Against | Against | |||||||||||||||||
STOCK YARDS BANCORP, INC. | ||||||||||||||||||||||
Security | 861025104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SYBT | Meeting Date | 27-Apr-2017 | |||||||||||||||||||
ISIN | US8610251048 | Agenda | 934558872 - Management | |||||||||||||||||||
Record Date | 06-Mar-2017 | Holding Recon Date | 06-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 26-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: J. MCCAULEY | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: CHARLES R. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: DAVID P. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: DONNA L. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: CARL G. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: JAMES A. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD A. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: RICHARD | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: STEPHEN M. | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: NORMAN | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: KATHY C. | Management | For | For | For | |||||||||||||||||
2. | THE RATIFICATION OF KPMG LLP AS | Management | For | For | For | |||||||||||||||||
3. | THE ADVISORY VOTE TO APPROVE THE | Management | For | For | For | |||||||||||||||||
4. | THE ADVISORY VOTE ON THE | Management | 1 Year | 1 Year | For | |||||||||||||||||
FERRO CORPORATION | ||||||||||||||||||||||
Security | 315405100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FOE | Meeting Date | 27-Apr-2017 | |||||||||||||||||||
ISIN | US3154051003 | Agenda | 934559571 - Management | |||||||||||||||||||
Record Date | 14-Mar-2017 | Holding Recon Date | 14-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 26-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RICHARD J. HIPPLE | For | For | For | ||||||||||||||||||
2 | GREGORY E. HYLAND | For | For | For | ||||||||||||||||||
3 | DAVID A. LORBER | For | For | For | ||||||||||||||||||
4 | ANDREW M. ROSS | For | For | For | ||||||||||||||||||
5 | ALLEN A. SPIZZO | For | For | For | ||||||||||||||||||
6 | PETER T. THOMAS | For | For | For | ||||||||||||||||||
7 | RONALD P. VARGO | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON THE | Management | For | For | For | |||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
WSFS FINANCIAL CORPORATION | ||||||||||||||||||||||
Security | 929328102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WSFS | Meeting Date | 27-Apr-2017 | |||||||||||||||||||
ISIN | US9293281021 | Agenda | 934566689 - Management | |||||||||||||||||||
Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 26-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | FRANCIS B. BRAKE, JR. | For | For | For | ||||||||||||||||||
2 | MARK A. TURNER | For | For | For | ||||||||||||||||||
3 | PATRICK J. WARD | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | ADVISORY (NON-BINDING) VOTE | Management | 1 Year | 1 Year | For | |||||||||||||||||
ARC DOCUMENT SOLUTIONS INC | ||||||||||||||||||||||
Security | 00191G103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ARC | Meeting Date | 27-Apr-2017 | |||||||||||||||||||
ISIN | US00191G1031 | Agenda | 934568443 - Management | |||||||||||||||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 26-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | K. SURIYAKUMAR | For | For | For | ||||||||||||||||||
2 | THOMAS J. FORMOLO | For | For | For | ||||||||||||||||||
3 | JOHN G. FREELAND | For | For | For | ||||||||||||||||||
4 | DEWITT KERRY MCCLUGGAGE | For | For | For | ||||||||||||||||||
5 | JAMES F. MCNULTY | For | For | For | ||||||||||||||||||
6 | MARK W. MEALY | For | For | For | ||||||||||||||||||
7 | MANUEL PEREZ DE LA MESA | For | For | For | ||||||||||||||||||
2. | RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | APPROVE ADVISORY, NON-BINDING | Management | For | For | For | |||||||||||||||||
4. | APPROVAL, BY NON-BINDING | Management | 1 Year | 1 Year | For | |||||||||||||||||
ORCHIDS PAPER PRODUCTS COMPANY | ||||||||||||||||||||||
Security | 68572N104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TIS | Meeting Date | 01-May-2017 | |||||||||||||||||||
ISIN | US68572N1046 | Agenda | 934543340 - Management | |||||||||||||||||||
Record Date | 06-Mar-2017 | Holding Recon Date | 06-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 28-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
I.1 | ELECTION OF DIRECTOR: STEVEN R. | Management | For | For | For | |||||||||||||||||
I.2 | ELECTION OF DIRECTOR: MARIO | Management | Against | For | Against | |||||||||||||||||
I.3 | ELECTION OF DIRECTOR: JOHN C. | Management | For | For | For | |||||||||||||||||
I.4 | ELECTION OF DIRECTOR: DOUGLAS E. | Management | For | For | For | |||||||||||||||||
I.5 | ELECTION OF DIRECTOR: ELAINE | Management | For | For | For | |||||||||||||||||
I.6 | ELECTION OF DIRECTOR: MARK H. | Management | For | For | For | |||||||||||||||||
I.7 | ELECTION OF DIRECTOR: JEFFREY S. | Management | For | For | For | |||||||||||||||||
II | TO APPROVE, BY ADVISORY VOTE, | Management | For | For | For | |||||||||||||||||
III | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
IV | TO APPROVE THE AMENDMENT AND | Management | For | For | For | |||||||||||||||||
V | TO RECOMMEND, BY ADVISORY VOTE, | Management | 1 Year | 3 Years | Against | |||||||||||||||||
REGAL BELOIT CORPORATION | ||||||||||||||||||||||
Security | 758750103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | RBC | Meeting Date | 01-May-2017 | |||||||||||||||||||
ISIN | US7587501039 | Agenda | 934546853 - Management | |||||||||||||||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 28-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: THOMAS J. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: MARK J. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: RAKESH | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: CURTIS W. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: JANE L. | Management | For | For | For | |||||||||||||||||
2. | ADVISORY VOTE ON THE | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO RATIFY THE SELECTION OF | Management | For | For | For | |||||||||||||||||
AMPCO-PITTSBURGH CORPORATION | ||||||||||||||||||||||
Security | 032037103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AP | Meeting Date | 03-May-2017 | |||||||||||||||||||
ISIN | US0320371034 | Agenda | 934548441 - Management | |||||||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 02-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JAMES J. ABEL | For | For | For | ||||||||||||||||||
2 | WILLIAM K. LIEBERMAN | For | For | For | ||||||||||||||||||
3 | STEPHEN E. PAUL | For | For | For | ||||||||||||||||||
4 | CARL H. PFORZHEIMER,III | For | For | For | ||||||||||||||||||
2. | TO APPROVE, IN A NON-BINDING VOTE, | Management | For | For | For | |||||||||||||||||
3. | TO RECOMMEND, BY A NON-BINDING | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
MATERION CORPORATION | ||||||||||||||||||||||
Security | 576690101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MTRN | Meeting Date | 03-May-2017 | |||||||||||||||||||
ISIN | US5766901012 | Agenda | 934556955 - Management | |||||||||||||||||||
Record Date | 07-Mar-2017 | Holding Recon Date | 07-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 02-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RICHARD J. HIPPLE | For | For | For | ||||||||||||||||||
2 | JOSEPH P. KEITHLEY | For | For | For | ||||||||||||||||||
3 | VINOD M. KHILNANI | For | For | For | ||||||||||||||||||
4 | WILLIAM B. LAWRENCE | For | For | For | ||||||||||||||||||
5 | N. MOHAN REDDY | For | For | For | ||||||||||||||||||
6 | CRAIG S. SHULAR | For | For | For | ||||||||||||||||||
7 | DARLENE J. S. SOLOMON | For | For | For | ||||||||||||||||||
8 | ROBERT B. TOTH | For | For | For | ||||||||||||||||||
9 | JUGAL K. VIJAYVARGIYA | For | For | For | ||||||||||||||||||
10 | GEOFFREY WILD | For | For | For | ||||||||||||||||||
2. | TO APPROVE THE MATERION | Management | For | For | For | |||||||||||||||||
3. | TO APPROVE THE MATERION | Management | For | For | For | |||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
5. | TO APPROVE, BY NON-BINDING VOTE, | Management | For | For | For | |||||||||||||||||
6. | TO RECOMMEND, BY NON-BINDING | Management | 1 Year | 1 Year | For | |||||||||||||||||
NEVSUN RESOURCES LTD. | ||||||||||||||||||||||
Security | 64156L101 | Meeting Type | Annual and Special Meeting | |||||||||||||||||||
Ticker Symbol | NSU | Meeting Date | 03-May-2017 | |||||||||||||||||||
ISIN | CA64156L1013 | Agenda | 934564899 - Management | |||||||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | |||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 28-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
01 | TO SET THE NUMBER OF DIRECTORS | Management | For | For | For | |||||||||||||||||
02 | DIRECTOR | Management | ||||||||||||||||||||
1 | R. STUART ANGUS | For | For | For | ||||||||||||||||||
2 | IAN R. ASHBY | For | For | For | ||||||||||||||||||
3 | GEOFFREY CHATER | For | For | For | ||||||||||||||||||
4 | CLIFFORD T. DAVIS | For | For | For | ||||||||||||||||||
5 | ANNE E. GIARDINI | For | For | For | ||||||||||||||||||
6 | IAN W. PEARCE | For | For | For | ||||||||||||||||||
7 | STEPHEN V. SCOTT | For | For | For | ||||||||||||||||||
8 | DAVID S. SMITH | For | For | For | ||||||||||||||||||
03 | APPOINTMENT OF KPMG LLP AS | Management | For | For | For | |||||||||||||||||
04 | TO CONSIDER AND, IF THOUGHT FIT, | Management | Against | For | Against | |||||||||||||||||
05 | TO CONSIDER AND APPROVE AN | Management | For | For | For | |||||||||||||||||
ALLIED MOTION TECHNOLOGIES INC. | ||||||||||||||||||||||
Security | 019330109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AMOT | Meeting Date | 03-May-2017 | |||||||||||||||||||
ISIN | US0193301092 | Agenda | 934587431 - Management | |||||||||||||||||||
Record Date | 14-Mar-2017 | Holding Recon Date | 14-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 02-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: R.D. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: G.J. LABER | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: A.P. MICHAS | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: R.D. SMITH | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: J.J. TANOUS | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: R.S. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: M.R. WINTER | Management | For | For | For | |||||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE | Management | For | For | For | |||||||||||||||||
3. | APPROVAL OF THE COMPANY'S 2017 | Management | For | For | For | |||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
ROGERS CORPORATION | ||||||||||||||||||||||
Security | 775133101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ROG | Meeting Date | 04-May-2017 | |||||||||||||||||||
ISIN | US7751331015 | Agenda | 934551222 - Management | |||||||||||||||||||
Record Date | 07-Mar-2017 | Holding Recon Date | 07-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 03-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KEITH L. BARNES | For | For | For | ||||||||||||||||||
2 | MICHAEL F. BARRY | For | For | For | ||||||||||||||||||
3 | BRUCE D. HOECHNER | For | For | For | ||||||||||||||||||
4 | CAROL R. JENSEN | For | For | For | ||||||||||||||||||
5 | GANESH MOORTHY | For | For | For | ||||||||||||||||||
6 | HELENE SIMONET | For | For | For | ||||||||||||||||||
7 | PETER C. WALLACE | For | For | For | ||||||||||||||||||
2. | TO VOTE ON A NON-BINDING | Management | For | For | For | |||||||||||||||||
3. | TO VOTE ON THE FREQUENCY OF | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
GCP APPLIED TECHNOLOGIES INC | ||||||||||||||||||||||
Security | 36164Y101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GCP | Meeting Date | 04-May-2017 | |||||||||||||||||||
ISIN | US36164Y1010 | Agenda | 934555256 - Management | |||||||||||||||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 03-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1.1 | ELECTION OF CLASS I DIRECTOR | Management | For | For | For | |||||||||||||||||
1.2 | ELECTION OF CLASS I DIRECTOR | Management | For | For | For | |||||||||||||||||
1.3 | ELECTION OF CLASS I DIRECTOR | Management | For | For | For | |||||||||||||||||
1.4 | ELECTION OF CLASS III DIRECTOR | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | THE APPROVAL OF THE AMENDED AND | Management | For | For | For | |||||||||||||||||
4. | ADVISORY, NON-BINDING VOTE TO | Management | For | For | For | |||||||||||||||||
5. | ADVISORY, NON-BINDING VOTE ON | Management | 1 Year | 1 Year | For | |||||||||||||||||
HOUSTON WIRE & CABLE COMPANY | ||||||||||||||||||||||
Security | 44244K109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HWCC | Meeting Date | 05-May-2017 | |||||||||||||||||||
ISIN | US44244K1097 | Agenda | 934550509 - Management | |||||||||||||||||||
Record Date | 15-Mar-2017 | Holding Recon Date | 15-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 04-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JAMES L. POKLUDA III | For | For | For | ||||||||||||||||||
2 | MICHAEL T. CAMPBELL | For | For | For | ||||||||||||||||||
3 | I. STEWART FARWELL | For | For | For | ||||||||||||||||||
4 | MARK A. RUELLE | For | For | For | ||||||||||||||||||
5 | WILLIAM H. SHEFFIELD | For | For | For | ||||||||||||||||||
6 | G. GARY YETMAN | For | For | For | ||||||||||||||||||
2. | TO RATIFY THE SELECTION OF ERNST | Management | For | For | For | |||||||||||||||||
3. | TO HOLD AN ADVISORY VOTE TO | Management | For | For | For | |||||||||||||||||
4. | TO HOLD AN ADVISORY VOTE TO | Management | 1 Year | 1 Year | For | |||||||||||||||||
GREAT SOUTHERN BANCORP, INC. | ||||||||||||||||||||||
Security | 390905107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GSBC | Meeting Date | 09-May-2017 | |||||||||||||||||||
ISIN | US3909051076 | Agenda | 934551513 - Management | |||||||||||||||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 08-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KEVIN R. AUSBURN | For | For | For | ||||||||||||||||||
2 | LARRY D. FRAZIER | For | For | For | ||||||||||||||||||
3 | DOUGLAS M. PITT | For | For | For | ||||||||||||||||||
2. | THE RATIFICATION OF THE | Management | For | For | For | |||||||||||||||||
STONERIDGE, INC. | ||||||||||||||||||||||
Security | 86183P102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SRI | Meeting Date | 09-May-2017 | |||||||||||||||||||
ISIN | US86183P1021 | Agenda | 934562439 - Management | |||||||||||||||||||
Record Date | 22-Mar-2017 | Holding Recon Date | 22-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 08-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JONATHAN B. DEGAYNOR | For | For | For | ||||||||||||||||||
2 | JEFFREY P. DRAIME | For | For | For | ||||||||||||||||||
3 | DOUGLAS C. JACOBS | For | For | For | ||||||||||||||||||
4 | IRA C. KAPLAN | For | For | For | ||||||||||||||||||
5 | KIM KORTH | For | For | For | ||||||||||||||||||
6 | WILLIAM M. LASKY | For | For | For | ||||||||||||||||||
7 | GEORGE S. MAYES, JR. | For | For | For | ||||||||||||||||||
8 | PAUL J. SCHLATHER | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP | Management | For | For | For | |||||||||||||||||
3. | ADVISORY APPROVAL ON THE | Management | For | For | For | |||||||||||||||||
4. | ADVISORY APPROVAL OF FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
M/I HOMES, INC. | ||||||||||||||||||||||
Security | 55305B101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MHO | Meeting Date | 09-May-2017 | |||||||||||||||||||
ISIN | US55305B1017 | Agenda | 934577199 - Management | |||||||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 08-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | PHILLIP G. CREEK | For | For | For | ||||||||||||||||||
2 | NANCY J. KRAMER | For | For | For | ||||||||||||||||||
3 | NORMAN L. TRAEGER | For | For | For | ||||||||||||||||||
2. | A NON-BINDING, ADVISORY | Management | For | For | For | |||||||||||||||||
3. | A NON-BINDING, ADVISORY VOTE ON | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
SOUTHSIDE BANCSHARES, INC. | ||||||||||||||||||||||
Security | 84470P109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SBSI | Meeting Date | 10-May-2017 | |||||||||||||||||||
ISIN | US84470P1093 | Agenda | 934561968 - Management | |||||||||||||||||||
Record Date | 15-Mar-2017 | Holding Recon Date | 15-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 09-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | LAWRENCE ANDERSON, M.D. | For | For | For | ||||||||||||||||||
2 | MICHAEL BOSWORTH | For | For | For | ||||||||||||||||||
3 | MELVIN B. LOVELADY, CPA | For | For | For | ||||||||||||||||||
4 | TONY MORGAN, CPA | For | For | For | ||||||||||||||||||
5 | JOHN SAMMONS | For | For | For | ||||||||||||||||||
6 | WILLIAM SHEEHY | For | For | For | ||||||||||||||||||
7 | PRESTON L. SMITH | For | For | For | ||||||||||||||||||
2. | APPROVE A NON-BINDING ADVISORY | Management | For | For | For | |||||||||||||||||
3. | TO APPROVE A NON-BINDING | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | APPROVE SOUTHSIDE BANCSHARES, | Management | For | For | For | |||||||||||||||||
5. | RATIFY THE APPOINTMENT BY OUR | Management | For | For | For | |||||||||||||||||
TRITON INTERNATIONAL LIMITED | ||||||||||||||||||||||
Security | G9078F107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TRTN | Meeting Date | 10-May-2017 | |||||||||||||||||||
ISIN | BMG9078F1077 | Agenda | 934594816 - Management | |||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 09-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BRIAN M. SONDEY | For | For | For | ||||||||||||||||||
2 | SIMON R. VERNON | For | For | For | ||||||||||||||||||
3 | ROBERT W. ALSPAUGH | For | For | For | ||||||||||||||||||
4 | MALCOLM P. BAKER | For | For | For | ||||||||||||||||||
5 | DAVID A. COULTER | For | For | For | ||||||||||||||||||
6 | CLAUDE GERMAIN | For | For | For | ||||||||||||||||||
7 | KENNETH HANAU | For | For | For | ||||||||||||||||||
8 | JOHN S. HEXTALL | For | For | For | ||||||||||||||||||
9 | ROBERT L. ROSNER | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON THE APPROVAL | Management | For | For | For | |||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
FREIGHTCAR AMERICA INC | ||||||||||||||||||||||
Security | 357023100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | RAIL | Meeting Date | 11-May-2017 | |||||||||||||||||||
ISIN | US3570231007 | Agenda | 934552945 - Management | |||||||||||||||||||
Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 10-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | THOMAS A. MADDEN | For | For | For | ||||||||||||||||||
2 | JOSEPH E. MCNEELY | For | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
NMI HOLDINGS, INC. | ||||||||||||||||||||||
Security | 629209305 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NMIH | Meeting Date | 11-May-2017 | |||||||||||||||||||
ISIN | US6292093050 | Agenda | 934558428 - Management | |||||||||||||||||||
Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 10-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BRADLEY M. SHUSTER | For | For | For | ||||||||||||||||||
2 | MICHAEL EMBLER | For | For | For | ||||||||||||||||||
3 | JAMES G. JONES | For | For | For | ||||||||||||||||||
4 | MICHAEL MONTGOMERY | For | For | For | ||||||||||||||||||
5 | REGINA MUEHLHAUSER | For | For | For | ||||||||||||||||||
6 | JAMES H. OZANNE | For | For | For | ||||||||||||||||||
7 | STEVEN L. SCHEID | For | For | For | ||||||||||||||||||
2. | APPROVE THE NMI HOLDINGS, INC. | Management | For | For | For | |||||||||||||||||
3. | RATIFY THE APPOINTMENT OF BDO | Management | For | For | For | |||||||||||||||||
GREAT LAKES DREDGE & DOCK CORPORATION | ||||||||||||||||||||||
Security | 390607109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GLDD | Meeting Date | 11-May-2017 | |||||||||||||||||||
ISIN | US3906071093 | Agenda | 934563570 - Management | |||||||||||||||||||
Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 10-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RYAN J. LEVENSON | For | For | For | ||||||||||||||||||
2 | MICHAEL J. WALSH | For | For | For | ||||||||||||||||||
2. | TO RATIFY DELOITTE & TOUCHE LLP AS | Management | For | For | For | |||||||||||||||||
3. | TO APPROVE, ON A NON-BINDING | Management | For | For | For | |||||||||||||||||
4. | TO RECOMMEND, BY NON-BINDING | Management | 1 Year | 1 Year | For | |||||||||||||||||
5. | TO APPROVE THE GREAT LAKES | Management | For | For | For | |||||||||||||||||
ILG INC | ||||||||||||||||||||||
Security | 44967H101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ILG | Meeting Date | 15-May-2017 | |||||||||||||||||||
ISIN | US44967H1014 | Agenda | 934560055 - Management | |||||||||||||||||||
Record Date | 21-Mar-2017 | Holding Recon Date | 21-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 12-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | CRAIG M. NASH | For | For | For | ||||||||||||||||||
2 | DAVID FLOWERS | For | For | For | ||||||||||||||||||
3 | VICTORIA L. FREED | For | For | For | ||||||||||||||||||
4 | LIZANNE GALBREATH | For | For | For | ||||||||||||||||||
5 | CHAD HOLLINGSWORTH | For | For | For | ||||||||||||||||||
6 | LEWIS J. KORMAN | For | For | For | ||||||||||||||||||
7 | THOMAS J. KUHN | For | For | For | ||||||||||||||||||
8 | THOMAS J. MCINERNEY | For | For | For | ||||||||||||||||||
9 | THOMAS P. MURPHY, JR. | For | For | For | ||||||||||||||||||
10 | STEPHEN R. QUAZZO | For | For | For | ||||||||||||||||||
11 | SERGIO D. RIVERA | For | For | For | ||||||||||||||||||
12 | THOMAS O. RYDER | For | For | For | ||||||||||||||||||
13 | AVY H. STEIN | For | For | For | ||||||||||||||||||
2. | TO APPROVE, IN A NON-BINDING VOTE, | Management | For | For | For | |||||||||||||||||
3. | TO DETERMINE, IN A NON-BINDING | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO RATIFY THE SELECTION OF ERNST | Management | For | For | For | |||||||||||||||||
INTERFACE, INC. | ||||||||||||||||||||||
Security | 458665304 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TILE | Meeting Date | 16-May-2017 | |||||||||||||||||||
ISIN | US4586653044 | Agenda | 934571628 - Management | |||||||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 15-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOHN P. BURKE | For | For | For | ||||||||||||||||||
2 | ANDREW B. COGAN | For | For | For | ||||||||||||||||||
3 | CARL I. GABLE | For | For | For | ||||||||||||||||||
4 | JAY D. GOULD | For | For | For | ||||||||||||||||||
5 | DANIEL T. HENDRIX | For | For | For | ||||||||||||||||||
6 | CHRISTOPHER G. KENNEDY | For | For | For | ||||||||||||||||||
7 | K. DAVID KOHLER | For | For | For | ||||||||||||||||||
8 | ERIN A. MATTS | For | For | For | ||||||||||||||||||
9 | JAMES B. MILLER, JR. | For | For | For | ||||||||||||||||||
10 | SHERYL D. PALMER | For | For | For | ||||||||||||||||||
2. | APPROVAL OF EXECUTIVE | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON FREQUENCY OF | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
PLY GEM HOLDINGS, INC. | ||||||||||||||||||||||
Security | 72941W100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PGEM | Meeting Date | 17-May-2017 | |||||||||||||||||||
ISIN | US72941W1009 | Agenda | 934563594 - Management | |||||||||||||||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 16-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | FREDERICK J. ISEMAN | For | For | For | ||||||||||||||||||
2 | MARY K. RHINEHART | For | For | For | ||||||||||||||||||
3 | JANICE E. STIPP | For | For | For | ||||||||||||||||||
2. | TO APPROVE, BY NON-BINDING | Management | Against | For | Against | |||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
PRIMERICA, INC. | ||||||||||||||||||||||
Security | 74164M108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PRI | Meeting Date | 17-May-2017 | |||||||||||||||||||
ISIN | US74164M1080 | Agenda | 934565702 - Management | |||||||||||||||||||
Record Date | 21-Mar-2017 | Holding Recon Date | 21-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 16-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOHN A. ADDISON, JR. | For | For | For | ||||||||||||||||||
2 | JOEL M. BABBIT | For | For | For | ||||||||||||||||||
3 | P. GEORGE BENSON | For | For | For | ||||||||||||||||||
4 | GARY L. CRITTENDEN | For | For | For | ||||||||||||||||||
5 | CYNTHIA N. DAY | For | For | For | ||||||||||||||||||
6 | MARK MASON | For | For | For | ||||||||||||||||||
7 | ROBERT F. MCCULLOUGH | For | For | For | ||||||||||||||||||
8 | BEATRIZ R. PEREZ | For | For | For | ||||||||||||||||||
9 | D. RICHARD WILLIAMS | For | For | For | ||||||||||||||||||
10 | GLENN J. WILLIAMS | For | For | For | ||||||||||||||||||
11 | BARBARA A. YASTINE | For | For | For | ||||||||||||||||||
2. | TO APPROVE THE SECOND AMENDED | Management | For | For | For | |||||||||||||||||
3. | TO CONSIDER AN ADVISORY VOTE ON | Management | For | For | For | |||||||||||||||||
4. | TO CONSIDER AN ADVISORY VOTE TO | Management | 1 Year | 1 Year | For | |||||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
COMMUNITY BANK SYSTEM, INC. | ||||||||||||||||||||||
Security | 203607106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CBU | Meeting Date | 17-May-2017 | |||||||||||||||||||
ISIN | US2036071064 | Agenda | 934566564 - Management | |||||||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 16-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BRIAN R. ACE | For | For | For | ||||||||||||||||||
2 | MICHAEL R. KALLET | For | For | For | ||||||||||||||||||
3 | JOHN PARENTE | For | For | For | ||||||||||||||||||
4 | JOHN F. WHIPPLE, JR. | For | For | For | ||||||||||||||||||
2. | ADVISORY VOTE ON EXECUTIVE | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE TO DETERMINE THE | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO APPROVE THE COMMUNITY BANK | Management | For | For | For | |||||||||||||||||
5. | RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
HEARTLAND FINANCIAL USA, INC. | ||||||||||||||||||||||
Security | 42234Q102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HTLF | Meeting Date | 17-May-2017 | |||||||||||||||||||
ISIN | US42234Q1022 | Agenda | 934591252 - Management | |||||||||||||||||||
Record Date | 22-Mar-2017 | Holding Recon Date | 22-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 16-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: THOMAS L. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: BRUCE K. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: KURT M. | Management | For | For | For | |||||||||||||||||
2. | APPROVE AN AMENDMENT TO THE | Management | For | For | For | |||||||||||||||||
3. | RATIFY THE APPOINTMENT OF KPMG | Management | For | For | For | |||||||||||||||||
4. | TAKE A NON-BINDING, ADVISORY VOTE | Management | For | For | For | |||||||||||||||||
5. | TAKE A NON-BINDING, ADVISORY VOTE | Management | 1 Year | 1 Year | For | |||||||||||||||||
WABASH NATIONAL CORPORATION | ||||||||||||||||||||||
Security | 929566107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WNC | Meeting Date | 18-May-2017 | |||||||||||||||||||
ISIN | US9295661071 | Agenda | 934556638 - Management | |||||||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 17-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: RICHARD J. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: DR. MARTIN | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN E. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: LARRY J. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: ANN D. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: SCOTT K. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: BRENT L. | Management | For | For | For | |||||||||||||||||
2. | TO HOLD AN ADVISORY VOTE ON THE | Management | For | For | For | |||||||||||||||||
3. | TO HOLD AN ADVISORY VOTE ON THE | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO APPROVE THE WABASH NATIONAL | Management | For | For | For | |||||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
EAGLE BANCORP, INC. | ||||||||||||||||||||||
Security | 268948106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EGBN | Meeting Date | 18-May-2017 | |||||||||||||||||||
ISIN | US2689481065 | Agenda | 934566677 - Management | |||||||||||||||||||
Record Date | 21-Mar-2017 | Holding Recon Date | 21-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 17-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: LESLIE M. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: DUDLEY C. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: HARVEY M. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: RONALD D. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: NORMAN R. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: DONALD R. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: LELAND M. | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | NON-BINDING ADVISORY VOTE ON | Management | For | For | For | |||||||||||||||||
4. | NON-BINDING ADVISORY VOTE ON | Management | 1 Year | 1 Year | For | |||||||||||||||||
VISHAY INTERTECHNOLOGY, INC. | ||||||||||||||||||||||
Security | 928298108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | VSH | Meeting Date | 23-May-2017 | |||||||||||||||||||
ISIN | US9282981086 | Agenda | 934574345 - Management | |||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DR. ABRAHAM LUDOMIRSKI | For | For | For | ||||||||||||||||||
2 | RONALD RUZIC | For | For | For | ||||||||||||||||||
3 | RAANAN ZILBERMAN | For | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | THE ADVISORY APPROVAL OF THE | Management | For | For | For | |||||||||||||||||
4. | FREQUENCY OF ADVISORY VOTE ON | Management | 1 Year | 3 Years | Against | |||||||||||||||||
5. | THE APPROVAL OF THE AMENDED AND | Management | For | For | For | |||||||||||||||||
FIRST FINANCIAL BANCORP. | ||||||||||||||||||||||
Security | 320209109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FFBC | Meeting Date | 23-May-2017 | |||||||||||||||||||
ISIN | US3202091092 | Agenda | 934577911 - Management | |||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | J. WICKLIFFE ACH | For | For | For | ||||||||||||||||||
2 | DAVID S. BARKER | For | For | For | ||||||||||||||||||
3 | CYNTHIA O. BOOTH | For | For | For | ||||||||||||||||||
4 | CLAUDE E. DAVIS | For | For | For | ||||||||||||||||||
5 | CORINNE R. FINNERTY | For | For | For | ||||||||||||||||||
6 | PETER E. GEIER | For | For | For | ||||||||||||||||||
7 | MURPH KNAPKE | For | For | For | ||||||||||||||||||
8 | SUSAN L. KNUST | For | For | For | ||||||||||||||||||
9 | WILLIAM J. KRAMER | For | For | For | ||||||||||||||||||
10 | JEFFREY D. MEYER | For | For | For | ||||||||||||||||||
11 | JOHN T. NEIGHBOURS | For | For | For | ||||||||||||||||||
12 | RICHARD E. OLSZEWSKI | For | For | For | ||||||||||||||||||
13 | MARIBETH S. RAHE | For | For | For | ||||||||||||||||||
2. | AMEND AND RESTATE THE COMPANY'S | Management | For | For | For | |||||||||||||||||
3. | RATIFICATION OF CROWE HORWATH | Management | For | For | For | |||||||||||||||||
4. | ADVISORY (NON-BINDING) VOTE ON | Management | For | For | For | |||||||||||||||||
5. | ADVISORY (NON-BINDING) VOTE ON | Management | 1 Year | 1 Year | For | |||||||||||||||||
TRICO BANCSHARES | ||||||||||||||||||||||
Security | 896095106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TCBK | Meeting Date | 23-May-2017 | |||||||||||||||||||
ISIN | US8960951064 | Agenda | 934600467 - Management | |||||||||||||||||||
Record Date | 03-Apr-2017 | Holding Recon Date | 03-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | WILLIAM J. CASEY | For | For | For | ||||||||||||||||||
2 | DONALD J. AMARAL | For | For | For | ||||||||||||||||||
3 | L. GAGE CHRYSLER III | For | For | For | ||||||||||||||||||
4 | CRAIG S. COMPTON | For | For | For | ||||||||||||||||||
5 | CORY W. GIESE | For | For | For | ||||||||||||||||||
6 | JOHN S. A. HASBROOK | For | For | For | ||||||||||||||||||
7 | PATRICK W. KILKENNY | For | For | For | ||||||||||||||||||
8 | MICHAEL W. KOEHNEN | For | For | For | ||||||||||||||||||
9 | MARTIN A. MARIANI | For | For | For | ||||||||||||||||||
10 | RICHARD P. SMITH | For | For | For | ||||||||||||||||||
11 | W. VIRGINIA WALKER | For | For | For | ||||||||||||||||||
2. | ADVISORY APPROVAL OF THE | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO RATIFY THE SELECTION OF CROWE | Management | For | For | For | |||||||||||||||||
KINDRED HEALTHCARE, INC. | ||||||||||||||||||||||
Security | 494580103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KND | Meeting Date | 24-May-2017 | |||||||||||||||||||
ISIN | US4945801037 | Agenda | 934577391 - Management | |||||||||||||||||||
Record Date | 29-Mar-2017 | Holding Recon Date | 29-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 23-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: JOEL | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: JONATHAN D. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: BENJAMIN A. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: PAUL J. DIAZ | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: HEYWARD R. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: RICHARD | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: FREDERICK | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: SHARAD | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: LYNN SIMON, | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: PHYLLIS R. | Management | For | For | For | |||||||||||||||||
2. | PROPOSAL TO APPROVE, ON AN | Management | For | For | For | |||||||||||||||||
3. | PROPOSAL TO APPROVE THE | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | PROPOSAL TO APPROVE THE KINDRED | Management | For | For | For | |||||||||||||||||
5. | PROPOSAL TO APPROVE THE KINDRED | Management | For | For | For | |||||||||||||||||
6. | PROPOSAL TO RATIFY THE | Management | For | For | For | |||||||||||||||||
HORACE MANN EDUCATORS CORPORATION | ||||||||||||||||||||||
Security | 440327104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HMN | Meeting Date | 24-May-2017 | |||||||||||||||||||
ISIN | US4403271046 | Agenda | 934582481 - Management | |||||||||||||||||||
Record Date | 28-Mar-2017 | Holding Recon Date | 28-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 23-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: DANIEL A. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: STEPHEN J. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: RONALD J. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: BEVERLEY J. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: H. WADE | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: GABRIEL L. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: STEVEN O. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: MARITA | Management | For | For | For | |||||||||||||||||
2. | APPROVAL OF THE ADVISORY | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
TUTOR PERINI CORPORATION | ||||||||||||||||||||||
Security | 901109108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TPC | Meeting Date | 24-May-2017 | |||||||||||||||||||
ISIN | US9011091082 | Agenda | 934582859 - Management | |||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 23-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RONALD N. TUTOR | For | For | For | ||||||||||||||||||
2 | PETER ARKLEY | For | For | For | ||||||||||||||||||
3 | SIDNEY J. FELTENSTEIN | For | For | For | ||||||||||||||||||
4 | JAMES A. FROST | For | For | For | ||||||||||||||||||
5 | MICHAEL R. KLEIN | For | For | For | ||||||||||||||||||
6 | THOMAS C. LEPPERT | For | For | For | ||||||||||||||||||
7 | ROBERT C. LIEBER | For | For | For | ||||||||||||||||||
8 | DENNIS D. OKLAK | For | For | For | ||||||||||||||||||
9 | RAYMOND R. ONEGLIA | For | For | For | ||||||||||||||||||
10 | DALE A. REISS | For | For | For | ||||||||||||||||||
11 | DONALD D. SNYDER | For | For | For | ||||||||||||||||||
12 | DICKRAN M. TEVRIZIAN JR | For | For | For | ||||||||||||||||||
2. | RATIFY THE SELECTION OF DELOITTE | Management | For | For | For | |||||||||||||||||
3. | APPROVE THE TUTOR PERINI | Management | For | For | For | |||||||||||||||||
4. | ADVISORY (NON-BINDING) VOTE ON | Management | Against | For | Against | |||||||||||||||||
5. | ADVISORY (NON-BINDING) VOTE ON | Management | 1 Year | 1 Year | For | |||||||||||||||||
THE NAVIGATORS GROUP, INC. | ||||||||||||||||||||||
Security | 638904102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NAVG | Meeting Date | 25-May-2017 | |||||||||||||||||||
ISIN | US6389041020 | Agenda | 934579218 - Management | |||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 24-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | SAUL L. BASCH | For | For | For | ||||||||||||||||||
2 | TERENCE N. DEEKS | For | For | For | ||||||||||||||||||
3 | STANLEY A. GALANSKI | For | For | For | ||||||||||||||||||
4 | MERYL D. HARTZBAND | For | For | For | ||||||||||||||||||
5 | GEOFFREY E. JOHNSON | For | For | For | ||||||||||||||||||
6 | ROBERT V. MENDELSOHN | For | For | For | ||||||||||||||||||
7 | DAVID M. PLATTER | For | For | For | ||||||||||||||||||
8 | PATRICIA H. ROBERTS | For | For | For | ||||||||||||||||||
9 | JANICE C. TOMLINSON | For | For | For | ||||||||||||||||||
10 | MARC M. TRACT | For | For | For | ||||||||||||||||||
2. | AN ADVISORY RESOLUTION ON | Management | For | For | For | |||||||||||||||||
3. | HOLD AN ADVISORY VOTE TO | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | RATIFICATION OF KPMG LLP AS THE | Management | For | For | For | |||||||||||||||||
MILLER INDUSTRIES, INC. | ||||||||||||||||||||||
Security | 600551204 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MLR | Meeting Date | 26-May-2017 | |||||||||||||||||||
ISIN | US6005512040 | Agenda | 934606231 - Management | |||||||||||||||||||
Record Date | 04-Apr-2017 | Holding Recon Date | 04-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 25-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | THEODORE H. ASHFORD III | For | For | For | ||||||||||||||||||
2 | A. RUSSELL CHANDLER III | For | For | For | ||||||||||||||||||
3 | WILLIAM G. MILLER | For | For | For | ||||||||||||||||||
4 | WILLIAM G. MILLER, II | For | For | For | ||||||||||||||||||
5 | RICHARD H. ROBERTS | For | For | For | ||||||||||||||||||
2. | TO APPROVE, BY NON-BINDING | Management | For | For | For | |||||||||||||||||
3. | TO RECOMMEND, BY NON-BINDING | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO APPROVE THE MILLER INDUSTRIES, | Management | For | For | For | |||||||||||||||||
INTREPID POTASH, INC. | ||||||||||||||||||||||
Security | 46121Y102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | IPI | Meeting Date | 31-May-2017 | |||||||||||||||||||
ISIN | US46121Y1029 | Agenda | 934589132 - Management | |||||||||||||||||||
Record Date | 03-Apr-2017 | Holding Recon Date | 03-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 30-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1.1 | ELECTION OF CLASS III DIRECTOR: | Management | For | For | For | |||||||||||||||||
1.2 | ELECTION OF CLASS III DIRECTOR: | Management | For | For | For | |||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, | Management | For | For | For | |||||||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, | Management | 1 Year | 1 Year | For | |||||||||||||||||
5. | TO APPROVE OUR AMENDED AND | Management | For | For | For | |||||||||||||||||
MERCER INTERNATIONAL INC. | ||||||||||||||||||||||
Security | 588056101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MERC | Meeting Date | 31-May-2017 | |||||||||||||||||||
ISIN | US5880561015 | Agenda | 934594690 - Management | |||||||||||||||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 30-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JIMMY S.H. LEE | For | For | For | ||||||||||||||||||
2 | DAVID M. GANDOSSI | For | For | For | ||||||||||||||||||
3 | ERIC LAURITZEN | For | For | For | ||||||||||||||||||
4 | WILLIAM D. MCCARTNEY | For | For | For | ||||||||||||||||||
5 | BERNARD J. PICCHI | For | For | For | ||||||||||||||||||
6 | JAMES SHEPHERD | For | For | For | ||||||||||||||||||
7 | R. KEITH PURCHASE | For | For | For | ||||||||||||||||||
8 | NANCY ORR | For | For | For | ||||||||||||||||||
9 | MARTHA A.M. MORFITT | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE SELECTION OF | Management | For | For | For | |||||||||||||||||
3. | APPROVAL OF THE ADVISORY (NON- | Management | For | For | For | |||||||||||||||||
4. | APPROVAL OF THE AMENDMENT TO | Management | For | For | For | |||||||||||||||||
5. | FREQUENCY OF FUTURE ADVISORY | Management | 1 Year | 1 Year | For | |||||||||||||||||
ALBANY MOLECULAR RESEARCH, INC. | ||||||||||||||||||||||
Security | 012423109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AMRI | Meeting Date | 31-May-2017 | |||||||||||||||||||
ISIN | US0124231095 | Agenda | 934613464 - Management | |||||||||||||||||||
Record Date | 13-Apr-2017 | Holding Recon Date | 13-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 30-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KENNETH P. HAGEN | For | For | For | ||||||||||||||||||
2 | ANTHONY J. MADDALUNA | For | For | For | ||||||||||||||||||
2. | A RATIFICATION OF THE COMPANY'S | Management | For | For | For | |||||||||||||||||
3. | PROPOSAL TO APPROVE THE FIFTH | Management | For | For | For | |||||||||||||||||
4. | PROPOSAL TO APPROVE THE FOURTH | Management | For | For | For | |||||||||||||||||
5. | ADVISORY VOTE TO APPROVE THE | Management | For | For | For | |||||||||||||||||
6. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
WEST MARINE, INC. | ||||||||||||||||||||||
Security | 954235107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WMAR | Meeting Date | 01-Jun-2017 | |||||||||||||||||||
ISIN | US9542351070 | Agenda | 934596048 - Management | |||||||||||||||||||
Record Date | 03-Apr-2017 | Holding Recon Date | 03-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 31-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1.1 | ELECTION OF DIRECTOR: BARBARA L. | Management | For | For | For | |||||||||||||||||
1.2 | ELECTION OF DIRECTOR: MATTHEW L. | Management | For | For | For | |||||||||||||||||
1.3 | ELECTION OF DIRECTOR: DENNIS F. | Management | For | For | For | |||||||||||||||||
1.4 | ELECTION OF DIRECTOR: JAMES F. | Management | For | For | For | |||||||||||||||||
1.5 | ELECTION OF DIRECTOR: ROBERT D. | Management | For | For | For | |||||||||||||||||
1.6 | ELECTION OF DIRECTOR: RANDOLPH K. | Management | For | For | For | |||||||||||||||||
1.7 | ELECTION OF DIRECTOR: ALICE M. | Management | For | For | For | |||||||||||||||||
1.8 | ELECTION OF DIRECTOR: CHRISTIANA | Management | For | For | For | |||||||||||||||||
2. | TO RATIFY THE SELECTION OF | Management | For | For | For | |||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, | Management | For | For | For | |||||||||||||||||
4. | TO INDICATE, ON AN ADVISORY BASIS, | Management | 1 Year | 1 Year | For | |||||||||||||||||
5. | TO APPROVE THE WEST MARINE, INC. | Management | For | For | For | |||||||||||||||||
6. | TO APPROVE THE WEST MARINE, INC. | Management | For | For | For | |||||||||||||||||
MGP INGREDIENTS INC | ||||||||||||||||||||||
Security | 55303J106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MGPI | Meeting Date | 01-Jun-2017 | |||||||||||||||||||
ISIN | US55303J1060 | Agenda | 934599765 - Management | |||||||||||||||||||
Record Date | 03-Apr-2017 | Holding Recon Date | 03-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 31-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES L. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: TERRENCE P. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: ANTHONY P. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: DARYL R. | Management | For | For | For | |||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | TO ADOPT AN ADVISORY RESOLUTION | Management | For | For | For | |||||||||||||||||
4. | TO CONDUCT AN ADVISORY VOTE ON | Management | 1 Year | 1 Year | For | |||||||||||||||||
AMERICAN VANGUARD CORPORATION | ||||||||||||||||||||||
Security | 030371108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AVD | Meeting Date | 06-Jun-2017 | |||||||||||||||||||
ISIN | US0303711081 | Agenda | 934593763 - Management | |||||||||||||||||||
Record Date | 11-Apr-2017 | Holding Recon Date | 11-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 05-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: SCOTT D. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: LAWRENCE | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: DEBRA F. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: MORTON D. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: ALFRED F. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: JOHN L. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: ERIC G. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: M. ESMAIL | Management | For | For | For | |||||||||||||||||
2. | RATIFY THE APPOINTMENT OF BDO | Management | For | For | For | |||||||||||||||||
3. | GIVE AN ADVISORY VOTE TO APPROVE | Management | For | For | For | |||||||||||||||||
4. | GIVE AN ADVISORY VOTE ON | Management | 1 Year | 1 Year | For | |||||||||||||||||
5. | APPROVE THE COMPANY'S AMENDED | Management | For | For | For | |||||||||||||||||
OVERSEAS SHIPHOLDING GROUP, INC. | ||||||||||||||||||||||
Security | 69036R863 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | OSG | Meeting Date | 06-Jun-2017 | |||||||||||||||||||
ISIN | US69036R8631 | Agenda | 934603413 - Management | |||||||||||||||||||
Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 05-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | TIMOTHY J. BERNLOHR | For | For | For | ||||||||||||||||||
2 | JOSEPH I. KRONSBERG | For | For | For | ||||||||||||||||||
3 | ANJA L. MANUEL | For | For | For | ||||||||||||||||||
4 | SAMUEL H. NORTON | For | For | For | ||||||||||||||||||
5 | RONALD STEGER | For | For | For | ||||||||||||||||||
6 | GARY EUGENE TAYLOR | For | For | For | ||||||||||||||||||
7 | TY E. WALLACH | For | For | For | ||||||||||||||||||
8 | DOUGLAS D. WHEAT | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | APPROVAL BY AN ADVISORY VOTE OF | Management | For | For | For | |||||||||||||||||
4. | APPROVAL BY AN ADVISORY VOTE OF | Management | 1 Year | 1 Year | For | |||||||||||||||||
5. | APPROVAL OF AN AMENDMENT TO THE | Management | For | For | For | |||||||||||||||||
CASELLA WASTE SYSTEMS, INC. | ||||||||||||||||||||||
Security | 147448104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CWST | Meeting Date | 06-Jun-2017 | |||||||||||||||||||
ISIN | US1474481041 | Agenda | 934615468 - Management | |||||||||||||||||||
Record Date | 20-Apr-2017 | Holding Recon Date | 20-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 05-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOSEPH G. DOODY | For | For | For | ||||||||||||||||||
2 | EMILY NAGLE GREEN | For | For | For | ||||||||||||||||||
3 | GREGORY B. PETERS | For | For | For | ||||||||||||||||||
2. | TO APPROVE, IN AN ADVISORY "SAY- | Management | For | For | For | |||||||||||||||||
3. | TO RECOMMEND, IN AN ADVISORY | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF RSM | Management | For | For | For | |||||||||||||||||
ELECTRONICS FOR IMAGING, INC. | ||||||||||||||||||||||
Security | 286082102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EFII | Meeting Date | 07-Jun-2017 | |||||||||||||||||||
ISIN | US2860821022 | Agenda | 934618969 - Management | |||||||||||||||||||
Record Date | 24-Apr-2017 | Holding Recon Date | 24-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 06-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | ERIC BROWN | For | For | For | ||||||||||||||||||
2 | GILL COGAN | For | For | For | ||||||||||||||||||
3 | GUY GECHT | For | For | For | ||||||||||||||||||
4 | THOMAS GEORGENS | For | For | For | ||||||||||||||||||
5 | RICHARD A. KASHNOW | For | For | For | ||||||||||||||||||
6 | DAN MAYDAN | For | For | For | ||||||||||||||||||
2. | TO APPROVE A NON-BINDING | Management | For | For | For | |||||||||||||||||
3. | TO PROVIDE AN ADVISORY VOTE TO | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO APPROVE THE ADOPTION OF THE | Management | For | For | For | |||||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF THE | Management | For | For | For | |||||||||||||||||
ERA GROUP INC. | ||||||||||||||||||||||
Security | 26885G109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ERA | Meeting Date | 07-Jun-2017 | |||||||||||||||||||
ISIN | US26885G1094 | Agenda | 934620255 - Management | |||||||||||||||||||
Record Date | 20-Apr-2017 | Holding Recon Date | 20-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 06-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | CHARLES FABRIKANT | For | For | For | ||||||||||||||||||
2 | CHRISTOPHER BRADSHAW | For | For | For | ||||||||||||||||||
3 | ANN FAIRBANKS | For | For | For | ||||||||||||||||||
4 | BLAINE FOGG | For | For | For | ||||||||||||||||||
5 | CHRISTOPHER P. PAPOURAS | For | For | For | ||||||||||||||||||
6 | YUEPING SUN | For | For | For | ||||||||||||||||||
7 | STEVEN WEBSTER | For | For | For | ||||||||||||||||||
2. | APPROVAL OF AMENDMENT NO. 1 TO | Management | For | For | For | |||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
MCGRATH RENTCORP | ||||||||||||||||||||||
Security | 580589109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MGRC | Meeting Date | 07-Jun-2017 | |||||||||||||||||||
ISIN | US5805891091 | Agenda | 934625281 - Management | |||||||||||||||||||
Record Date | 12-Apr-2017 | Holding Recon Date | 12-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 06-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | WILLIAM J. DAWSON | For | For | For | ||||||||||||||||||
2 | ELIZABETH A. FETTER | For | For | For | ||||||||||||||||||
3 | JOSEPH F. HANNA | For | For | For | ||||||||||||||||||
4 | ROBERT C. HOOD | For | For | For | ||||||||||||||||||
5 | M. RICHARD SMITH | For | For | For | ||||||||||||||||||
6 | DENNIS P. STRADFORD | For | For | For | ||||||||||||||||||
7 | RONALD H. ZECH | For | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | TO HOLD A NON-BINDING, ADVISORY | Management | For | For | For | |||||||||||||||||
4. | TO RECOMMEND, IN A NON-BINDING | Management | 1 Year | 1 Year | For | |||||||||||||||||
FIRSTCASH, INC. | ||||||||||||||||||||||
Security | 33767D105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FCFS | Meeting Date | 08-Jun-2017 | |||||||||||||||||||
ISIN | US33767D1054 | Agenda | 934602613 - Management | |||||||||||||||||||
Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 07-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MR. DANIEL E. BERCE | For | For | For | ||||||||||||||||||
2 | MR. MIKEL D. FAULKNER | For | For | For | ||||||||||||||||||
3 | MR. RANDEL G. OWEN | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE SELECTION OF | Management | For | For | For | |||||||||||||||||
3. | APPROVE, BY NON-BINDING VOTE, THE | Management | For | For | For | |||||||||||||||||
4. | TO RECOMMEND, BY NON-BINDING | Management | 1 Year | 1 Year | For | |||||||||||||||||
SCHOOL SPECIALTY, INC. | ||||||||||||||||||||||
Security | 807864103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SCOO | Meeting Date | 08-Jun-2017 | |||||||||||||||||||
ISIN | US8078641037 | Agenda | 934615672 - Management | |||||||||||||||||||
Record Date | 21-Apr-2017 | Holding Recon Date | 21-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 07-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1.1 | ELECTION OF DIRECTOR: JAMES R. | Management | For | For | For | |||||||||||||||||
1.2 | ELECTION OF DIRECTOR: GUS D. | Management | For | For | For | |||||||||||||||||
1.3 | ELECTION OF DIRECTOR: JUSTIN LU | Management | For | For | For | |||||||||||||||||
1.4 | ELECTION OF DIRECTOR: ANDREW E. | Management | For | For | For | |||||||||||||||||
1.5 | ELECTION OF DIRECTOR: JOSEPH M. | Management | For | For | For | |||||||||||||||||
2. | TO APPROVE AN ADVISORY | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
5. | TO APPROVE THE PROPOSED | Management | For | For | For | |||||||||||||||||
LHC GROUP, INC. | ||||||||||||||||||||||
Security | 50187A107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LHCG | Meeting Date | 08-Jun-2017 | |||||||||||||||||||
ISIN | US50187A1079 | Agenda | 934621841 - Management | |||||||||||||||||||
Record Date | 21-Apr-2017 | Holding Recon Date | 21-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 07-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KEITH G. MYERS | Withheld | For | Against | ||||||||||||||||||
2 | C.S. SHACKLETON | For | For | For | ||||||||||||||||||
3 | BRENT TURNER | For | For | For | ||||||||||||||||||
2. | TO ADOPT, ON AN ADVISORY BASIS, A | Management | For | For | For | |||||||||||||||||
3. | TO RECOMMEND, ON AN ADVISORY | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | THE RATIFICATION OF THE SELECTION | Management | For | For | For | |||||||||||||||||
BNC BANCORP | ||||||||||||||||||||||
Security | 05566T101 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | BNCN | Meeting Date | 12-Jun-2017 | |||||||||||||||||||
ISIN | US05566T1016 | Agenda | 934623794 - Management | |||||||||||||||||||
Record Date | 28-Apr-2017 | Holding Recon Date | 28-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 09-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | TO APPROVE AND ADOPT THE | Management | For | For | For | |||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY (NON- | Management | For | For | For | |||||||||||||||||
3. | TO APPROVE ONE OR MORE | Management | For | For | For | |||||||||||||||||
SEAWORLD ENTERTAINMENT, INC. | ||||||||||||||||||||||
Security | 81282V100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SEAS | Meeting Date | 14-Jun-2017 | |||||||||||||||||||
ISIN | US81282V1008 | Agenda | 934604617 - Management | |||||||||||||||||||
Record Date | 18-Apr-2017 | Holding Recon Date | 18-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 13-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: DAVID F. | Management | Against | For | Against | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOEL K. | Management | Against | For | Against | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: JUDITH A. | Management | Against | For | Against | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: ELLEN O. | Management | Against | For | Against | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | APPROVAL, IN A NON-BINDING | Management | Against | For | Against | |||||||||||||||||
4. | APPROVAL OF THE SEAWORLD | Management | For | For | For | |||||||||||||||||
FIDELITY NATIONAL FINANCIAL, INC. | ||||||||||||||||||||||
Security | 31620R402 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FNFV | Meeting Date | 14-Jun-2017 | |||||||||||||||||||
ISIN | US31620R4020 | Agenda | 934611218 - Management | |||||||||||||||||||
Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 13-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | WILLIAM P. FOLEY, II* | For | For | For | ||||||||||||||||||
2 | DOUGLAS K. AMMERMAN* | For | For | For | ||||||||||||||||||
3 | THOMAS M. HAGERTY* | For | For | For | ||||||||||||||||||
4 | PETER O. SHEA, JR.* | For | For | For | ||||||||||||||||||
5 | RAYMOND R. QUIRK# | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | APPROVAL OF A NON-BINDING | Management | For | For | For | |||||||||||||||||
4. | SELECTION, ON A NON-BINDING | Management | 1 Year | 1 Year | For | |||||||||||||||||
VASCO DATA SECURITY INTERNATIONAL, INC. | ||||||||||||||||||||||
Security | 92230Y104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | VDSI | Meeting Date | 14-Jun-2017 | |||||||||||||||||||
ISIN | US92230Y1047 | Agenda | 934612486 - Management | |||||||||||||||||||
Record Date | 25-Apr-2017 | Holding Recon Date | 25-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 13-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | T. KENDALL HUNT | For | For | For | ||||||||||||||||||
2 | MICHAEL P. CULLINANE | For | For | For | ||||||||||||||||||
3 | JOHN N. FOX, JR. | For | For | For | ||||||||||||||||||
4 | JEAN K. HOLLEY | For | For | For | ||||||||||||||||||
5 | MATTHEW MOOG | For | For | For | ||||||||||||||||||
2. | APPROVAL, BY AN ADVISORY VOTE, OF | Management | For | For | For | |||||||||||||||||
3. | RECOMMENDATION, BY AN ADVISORY | Management | 1 Year | 3 Years | Against | |||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
KAISER ALUMINUM CORPORATION | ||||||||||||||||||||||
Security | 483007704 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KALU | Meeting Date | 14-Jun-2017 | |||||||||||||||||||
ISIN | US4830077040 | Agenda | 934621714 - Management | |||||||||||||||||||
Record Date | 21-Apr-2017 | Holding Recon Date | 21-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 13-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | CAROLYN BARTHOLOMEW | For | For | For | ||||||||||||||||||
2 | JACK A. HAKEMA | For | For | For | ||||||||||||||||||
3 | LAURALEE E. MARTIN | For | For | For | ||||||||||||||||||
4 | BRETT E. WILCOX | For | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | RATIFICATION OF THE SELECTION OF | Management | For | For | For | |||||||||||||||||
ADDUS HOMECARE CORPORATION | ||||||||||||||||||||||
Security | 006739106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ADUS | Meeting Date | 14-Jun-2017 | |||||||||||||||||||
ISIN | US0067391062 | Agenda | 934626550 - Management | |||||||||||||||||||
Record Date | 27-Apr-2017 | Holding Recon Date | 27-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 13-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | STEVEN I. GERINGER | For | For | For | ||||||||||||||||||
2 | MICHAEL EARLEY | For | For | For | ||||||||||||||||||
2. | TO APPROVE THE ADOPTION OF OUR | Management | For | For | For | |||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
Account Name: WALTHAUSEN SELECT VALUE FUND |
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LA-Z-BOY INCORPORATED | ||||||||||||||||||||||
Security | 505336107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LZB | Meeting Date | 24-Aug-2016 | |||||||||||||||||||
ISIN | US5053361078 | Agenda | 934459985 - Management | |||||||||||||||||||
Record Date | 30-Jun-2016 | Holding Recon Date | 30-Jun-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 23-Aug-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KURT L. DARROW | For | For | For | ||||||||||||||||||
2 | SARAH M. GALLAGHER | For | For | For | ||||||||||||||||||
3 | EDWIN J. HOLMAN | For | For | For | ||||||||||||||||||
4 | JANET E. KERR | For | For | For | ||||||||||||||||||
5 | MICHAEL T. LAWTON | For | For | For | ||||||||||||||||||
6 | H. GEORGE LEVY, MD | For | For | For | ||||||||||||||||||
7 | W. ALAN MCCOLLOUGH | For | For | For | ||||||||||||||||||
8 | LAUREN B. PETERS | For | For | For | ||||||||||||||||||
9 | DR. NIDO R. QUBEIN | For | For | For | ||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, | Management | For | For | For | |||||||||||||||||
3. | BOARD'S PROPOSAL TO RATIFY | Management | For | For | For | |||||||||||||||||
COMMERCIAL METALS COMPANY | ||||||||||||||||||||||
Security | 201723103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CMC | Meeting Date | 11-Jan-2017 | |||||||||||||||||||
ISIN | US2017231034 | Agenda | 934508738 - Management | |||||||||||||||||||
Record Date | 21-Nov-2016 | Holding Recon Date | 21-Nov-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 10-Jan-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: VICKI L. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT L. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: SARAH E. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: J. DAVID | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE | Management | For | For | For | |||||||||||||||||
MOOG INC. | ||||||||||||||||||||||
Security | 615394202 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MOGA | Meeting Date | 15-Feb-2017 | |||||||||||||||||||
ISIN | US6153942023 | Agenda | 934524528 - Management | |||||||||||||||||||
Record Date | 20-Dec-2016 | Holding Recon Date | 20-Dec-2016 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 14-Feb-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KRAIG A. KAYSER | For | For | For | ||||||||||||||||||
2. | APPROVAL OF THE MOOG INC. | Management | For | For | For | |||||||||||||||||
3. | RATIFICATION OF ERNST & YOUNG LLP | Management | For | For | For | |||||||||||||||||
COMMERCE BANCSHARES, INC. | ||||||||||||||||||||||
Security | 200525103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CBSH | Meeting Date | 19-Apr-2017 | |||||||||||||||||||
ISIN | US2005251036 | Agenda | 934535583 - Management | |||||||||||||||||||
Record Date | 14-Feb-2017 | Holding Recon Date | 14-Feb-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 18-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOHN R. CAPPS | For | For | For | ||||||||||||||||||
2 | W. THOMAS GRANT, II | For | For | For | ||||||||||||||||||
3 | JAMES B. HEBENSTREIT | For | For | For | ||||||||||||||||||
4 | DAVID W. KEMPER | For | For | For | ||||||||||||||||||
2. | RATIFY KPMG LLP AS THE COMPANY'S | Management | For | For | For | |||||||||||||||||
3. | SAY ON PAY - ADVISORY APPROVAL OF | Management | For | For | For | |||||||||||||||||
4. | SAY ON FREQUENCY - ADVISORY | Management | 1 Year | 1 Year | For | |||||||||||||||||
5. | APPROVAL OF THE MATERIAL TERMS | Management | For | For | For | |||||||||||||||||
6. | APPROVAL OF THE MATERIAL TERMS | Management | For | For | For | |||||||||||||||||
M.D.C. HOLDINGS, INC. | ||||||||||||||||||||||
Security | 552676108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MDC | Meeting Date | 24-Apr-2017 | |||||||||||||||||||
ISIN | US5526761086 | Agenda | 934536282 - Management | |||||||||||||||||||
Record Date | 24-Feb-2017 | Holding Recon Date | 24-Feb-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 21-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DAVID D. MANDARICH | For | For | For | ||||||||||||||||||
2 | PARIS G. REECE III | For | For | For | ||||||||||||||||||
3 | DAVID SIEGEL | For | For | For | ||||||||||||||||||
2. | TO APPROVE AN ADVISORY PROPOSAL | Management | For | For | For | |||||||||||||||||
3. | AN ADVISORY VOTE REGARDING THE | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO APPROVE AN AMENDMENT TO THE | Management | For | For | For | |||||||||||||||||
5. | TO RATIFY THE SELECTION OF ERNST | Management | For | For | For | |||||||||||||||||
SEABOARD CORPORATION | ||||||||||||||||||||||
Security | 811543107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SEB | Meeting Date | 24-Apr-2017 | |||||||||||||||||||
ISIN | US8115431079 | Agenda | 934539707 - Management | |||||||||||||||||||
Record Date | 24-Feb-2017 | Holding Recon Date | 24-Feb-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 21-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | STEVEN J. BRESKY | For | For | For | ||||||||||||||||||
2 | DAVID A. ADAMSEN | For | For | For | ||||||||||||||||||
3 | DOUGLAS W. BAENA | For | For | For | ||||||||||||||||||
4 | EDWARD I. SHIFMAN JR. | For | For | For | ||||||||||||||||||
5 | PAUL M. SQUIRES | For | For | For | ||||||||||||||||||
2. | VOTE TO APPROVE THE | Management | For | For | For | |||||||||||||||||
3. | VOTE TO DETERMINE THE FREQUENCY | Management | 1 Year | 3 Years | Against | |||||||||||||||||
4. | APPROVE THE SEABOARD | Management | For | For | For | |||||||||||||||||
5. | RATIFY THE APPOINTMENT OF KPMG | Management | For | For | For | |||||||||||||||||
KIRBY CORPORATION | ||||||||||||||||||||||
Security | 497266106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KEX | Meeting Date | 25-Apr-2017 | |||||||||||||||||||
ISIN | US4972661064 | Agenda | 934556905 - Management | |||||||||||||||||||
Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 24-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1.1 | ELECTION OF DIRECTOR: RICHARD J. | Management | For | For | For | |||||||||||||||||
1.2 | ELECTION OF DIRECTOR: DAVID W. | Management | For | For | For | |||||||||||||||||
1.3 | ELECTION OF DIRECTOR: RICHARD R. | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF THE SELECTION OF | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON THE APPROVAL | Management | For | For | For | |||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
AVERY DENNISON CORPORATION | ||||||||||||||||||||||
Security | 053611109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AVY | Meeting Date | 27-Apr-2017 | |||||||||||||||||||
ISIN | US0536111091 | Agenda | 934537309 - Management | |||||||||||||||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 26-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: BRADLEY | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: ANTHONY | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: PETER | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: MITCHELL | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: KEN HICKS | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: ANDRES | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: DAVID PYOTT | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: DEAN | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: PATRICK | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: JULIA | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: MARTHA | Management | For | For | For | |||||||||||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, | Management | For | For | For | |||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | APPROVAL OF THE 2017 INCENTIVE | Management | For | For | For | |||||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
SNAP-ON INCORPORATED | ||||||||||||||||||||||
Security | 833034101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SNA | Meeting Date | 27-Apr-2017 | |||||||||||||||||||
ISIN | US8330341012 | Agenda | 934544366 - Management | |||||||||||||||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 26-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: DAVID C. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: KAREN L. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: RUTH ANN M. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAMES P. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: NATHAN J. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: HENRY W. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: W. DUDLEY | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: NICHOLAS T. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: GREGG M. | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: DONALD J. | Management | For | For | For | |||||||||||||||||
2. | PROPOSAL TO RATIFY THE | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE | Management | For | For | For | |||||||||||||||||
4. | ADVISORY VOTE RELATED TO THE | Management | 1 Year | 1 Year | For | |||||||||||||||||
BANK OF HAWAII CORPORATION | ||||||||||||||||||||||
Security | 062540109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BOH | Meeting Date | 28-Apr-2017 | |||||||||||||||||||
ISIN | US0625401098 | Agenda | 934536472 - Management | |||||||||||||||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 27-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: S. HAUNANI | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: MARY G. F. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: MARK A. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: MICHAEL J. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: CLINTON R. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: PETER S. HO | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: KENT T. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: ALICIA E. | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: VICTOR K. | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: BARBARA J. | Management | For | For | For | |||||||||||||||||
1L. | ELECTION OF DIRECTOR: RAYMOND P. | Management | For | For | For | |||||||||||||||||
1M. | ELECTION OF DIRECTOR: ROBERT W. | Management | For | For | For | |||||||||||||||||
2. | SAY ON PAY - AN ADVISORY VOTE TO | Management | For | For | For | |||||||||||||||||
3. | SAY WHEN ON PAY - AN ADVISORY | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | APPROVAL OF AMENDMENT TO THE | Management | For | For | For | |||||||||||||||||
5. | RATIFICATION OF RE-APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
DELUXE CORPORATION | ||||||||||||||||||||||
Security | 248019101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DLX | Meeting Date | 02-May-2017 | |||||||||||||||||||
ISIN | US2480191012 | Agenda | 934542754 - Management | |||||||||||||||||||
Record Date | 06-Mar-2017 | Holding Recon Date | 06-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 01-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RONALD C. BALDWIN | For | For | For | ||||||||||||||||||
2 | C.E. MAYBERRY MCKISSACK | For | For | For | ||||||||||||||||||
3 | DON J. MCGRATH | For | For | For | ||||||||||||||||||
4 | NEIL J. METVINER | For | For | For | ||||||||||||||||||
5 | STEPHEN P. NACHTSHEIM | For | For | For | ||||||||||||||||||
6 | THOMAS J. REDDIN | For | For | For | ||||||||||||||||||
7 | MARTYN R. REDGRAVE | For | For | For | ||||||||||||||||||
8 | LEE J. SCHRAM | For | For | For | ||||||||||||||||||
9 | JOHN L. STAUCH | For | For | For | ||||||||||||||||||
10 | VICTORIA A. TREYGER | For | For | For | ||||||||||||||||||
2. | APPROVE, ON AN ADVISORY (NON- | Management | For | For | For | |||||||||||||||||
3. | CAST AN ADVISORY (NON-BINDING) | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | APPROVE THE DELUXE CORPORATION | Management | For | For | For | |||||||||||||||||
5. | APPROVE THE DELUXE CORPORATION | Management | For | For | For | |||||||||||||||||
6. | TO CONSIDER AND ACT UPON A | Management | For | For | For | |||||||||||||||||
VWR CORPORATION | ||||||||||||||||||||||
Security | 91843L103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | VWR | Meeting Date | 02-May-2017 | |||||||||||||||||||
ISIN | US91843L1035 | Agenda | 934575791 - Management | |||||||||||||||||||
Record Date | 22-Mar-2017 | Holding Recon Date | 22-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 01-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: NICHOLAS W. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT L. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: EDWARD A. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: MANUEL | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT P. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: HARRY M. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: PAMELA | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: TIMOTHY P. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: ROBERT J. | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | ADVISORY APPROVAL OF NAMED | Management | For | For | For | |||||||||||||||||
APTARGROUP, INC. | ||||||||||||||||||||||
Security | 038336103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ATR | Meeting Date | 03-May-2017 | |||||||||||||||||||
ISIN | US0383361039 | Agenda | 934547398 - Management | |||||||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 02-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: GEORGE L. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: KING W. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: DR. JOANNE | Management | For | For | For | |||||||||||||||||
2. | ADVISORY VOTE TO APPROVE | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
ESSENT GROUP LTD | ||||||||||||||||||||||
Security | G3198U102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ESNT | Meeting Date | 03-May-2017 | |||||||||||||||||||
ISIN | BMG3198U1027 | Agenda | 934578090 - Management | |||||||||||||||||||
Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | |||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 02-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MARK A. CASALE | For | For | For | ||||||||||||||||||
2 | DOUGLAS J. PAULS | For | For | For | ||||||||||||||||||
3 | WILLIAM SPIEGEL | For | For | For | ||||||||||||||||||
2. | REAPPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | PROVIDE A NON-BINDING, ADVISORY | Management | For | For | For | |||||||||||||||||
4. | APPROVE THE ESSENT GROUP LTD. | Management | For | For | For | |||||||||||||||||
5. | APPROVE THE ESSENT GROUP LTD. | Management | For | For | For | |||||||||||||||||
HEALTHSOUTH CORPORATION | ||||||||||||||||||||||
Security | 421924309 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HLS | Meeting Date | 04-May-2017 | |||||||||||||||||||
ISIN | US4219243098 | Agenda | 934550054 - Management | |||||||||||||||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 03-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOHN W. CHIDSEY | For | For | For | ||||||||||||||||||
2 | DONALD L. CORRELL | For | For | For | ||||||||||||||||||
3 | YVONNE M. CURL | For | For | For | ||||||||||||||||||
4 | CHARLES M. ELSON | For | For | For | ||||||||||||||||||
5 | JOAN E. HERMAN | For | For | For | ||||||||||||||||||
6 | LEO I. HIGDON, JR. | For | For | For | ||||||||||||||||||
7 | LESLYE G. KATZ | For | For | For | ||||||||||||||||||
8 | JOHN E. MAUPIN, JR. | For | For | For | ||||||||||||||||||
9 | L. EDWARD SHAW, JR. | For | For | For | ||||||||||||||||||
10 | MARK J. TARR | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | AN ADVISORY VOTE TO APPROVE | Management | For | For | For | |||||||||||||||||
4. | AN ADVISORY VOTE TO APPROVE THE | Management | 1 Year | 1 Year | For | |||||||||||||||||
GCP APPLIED TECHNOLOGIES INC | ||||||||||||||||||||||
Security | 36164Y101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GCP | Meeting Date | 04-May-2017 | |||||||||||||||||||
ISIN | US36164Y1010 | Agenda | 934555256 - Management | |||||||||||||||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 03-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1.1 | ELECTION OF CLASS I DIRECTOR | Management | For | For | For | |||||||||||||||||
1.2 | ELECTION OF CLASS I DIRECTOR | Management | For | For | For | |||||||||||||||||
1.3 | ELECTION OF CLASS I DIRECTOR | Management | For | For | For | |||||||||||||||||
1.4 | ELECTION OF CLASS III DIRECTOR | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | THE APPROVAL OF THE AMENDED AND | Management | For | For | For | |||||||||||||||||
4. | ADVISORY, NON-BINDING VOTE TO | Management | For | For | For | |||||||||||||||||
5. | ADVISORY, NON-BINDING VOTE ON | Management | 1 Year | 1 Year | For | |||||||||||||||||
GATX CORPORATION | ||||||||||||||||||||||
Security | 361448103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GATX | Meeting Date | 05-May-2017 | |||||||||||||||||||
ISIN | US3614481030 | Agenda | 934559242 - Management | |||||||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 04-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: DIANE M. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: ANNE L. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: ERNST A. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: BRIAN A. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: JAMES B. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT J. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: DAVID S. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: CASEY J. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: STEPHEN R. | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: PAUL G. | Management | For | For | For | |||||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE | Management | For | For | For | |||||||||||||||||
3. | ADVISORY RESOLUTION ON THE | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | APPROVAL OF THE GATX | Management | For | For | For | |||||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
OCEANEERING INTERNATIONAL, INC. | ||||||||||||||||||||||
Security | 675232102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | OII | Meeting Date | 05-May-2017 | |||||||||||||||||||
ISIN | US6752321025 | Agenda | 934569015 - Management | |||||||||||||||||||
Record Date | 22-Mar-2017 | Holding Recon Date | 22-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 04-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | WILLIAM B. BERRY | For | For | For | ||||||||||||||||||
2 | T. JAY COLLINS | For | For | For | ||||||||||||||||||
3 | JON ERIK REINHARDSEN | For | For | For | ||||||||||||||||||
2. | APPROVAL OF THE SECOND AMENDED | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON A RESOLUTION TO | Management | For | For | For | |||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
5. | PROPOSAL TO RATIFY THE | Management | For | For | For | |||||||||||||||||
DST SYSTEMS, INC. | ||||||||||||||||||||||
Security | 233326107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DST | Meeting Date | 09-May-2017 | |||||||||||||||||||
ISIN | US2333261079 | Agenda | 934553391 - Management | |||||||||||||||||||
Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 08-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOSEPH C. ANTONELLIS | For | For | For | ||||||||||||||||||
2 | JEROME H. BAILEY | For | For | For | ||||||||||||||||||
3 | LYNN DORSEY BLEIL | For | For | For | ||||||||||||||||||
4 | GARY D. FORSEE | For | For | For | ||||||||||||||||||
5 | STEPHEN C. HOOLEY | For | For | For | ||||||||||||||||||
2. | RATIFY THE AUDIT COMMITTEE'S | Management | For | For | For | |||||||||||||||||
3. | ADOPT AN ADVISORY RESOLUTION TO | Management | For | For | For | |||||||||||||||||
4. | ADOPT AN ADVISORY RESOLUTION ON | Management | 1 Year | 1 Year | For | |||||||||||||||||
ITT INC | ||||||||||||||||||||||
Security | 45073V108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ITT | Meeting Date | 10-May-2017 | |||||||||||||||||||
ISIN | US45073V1089 | Agenda | 934558757 - Management | |||||||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 09-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: ORLANDO D. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: GERAUD | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: DONALD | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: NICHOLAS C. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: CHRISTINA A. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: RICHARD P. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: FRANK T. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: REBECCA A. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: TIMOTHY H. | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: DENISE L. | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | APPROVAL OF AN ADVISORY VOTE ON | Management | Against | For | Against | |||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
ASSURANT, INC. | ||||||||||||||||||||||
Security | 04621X108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AIZ | Meeting Date | 11-May-2017 | |||||||||||||||||||
ISIN | US04621X1081 | Agenda | 934554824 - Management | |||||||||||||||||||
Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 10-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: ELAINE D. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: HOWARD L. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: JUAN N. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: ALAN B. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: ELYSE | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: LAWRENCE | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: CHARLES J. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: JEAN-PAUL L. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: PAUL J. | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: ROBERT W. | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | ADVISORY APPROVAL OF THE 2016 | Management | For | For | For | |||||||||||||||||
4. | ADVISORY APPROVAL OF THE | Management | 1 Year | 1 Year | For | |||||||||||||||||
5. | APPROVAL OF THE ASSURANT, INC. | Management | For | For | For | |||||||||||||||||
6. | AMENDMENT OF THE COMPANY'S | Management | For | For | For | |||||||||||||||||
POLYONE CORPORATION | ||||||||||||||||||||||
Security | 73179P106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | POL | Meeting Date | 11-May-2017 | |||||||||||||||||||
ISIN | US73179P1066 | Agenda | 934561019 - Management | |||||||||||||||||||
Record Date | 14-Mar-2017 | Holding Recon Date | 14-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 10-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RICHARD H. FEARON | For | For | For | ||||||||||||||||||
2 | GREGORY J. GOFF | For | For | For | ||||||||||||||||||
3 | WILLIAM R. JELLISON | For | For | For | ||||||||||||||||||
4 | SANDRA B. LIN | For | For | For | ||||||||||||||||||
5 | RICHARD A. LORRAINE | For | For | For | ||||||||||||||||||
6 | KIM ANN MINK | For | For | For | ||||||||||||||||||
7 | ROBERT M. PATTERSON | For | For | For | ||||||||||||||||||
8 | WILLIAM H. POWELL | For | For | For | ||||||||||||||||||
9 | KERRY J. PREETE | For | For | For | ||||||||||||||||||
10 | WILLIAM A. WULFSOHN | For | For | For | ||||||||||||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, | Management | For | For | For | |||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | APPROVAL OF THE POLYONE | Management | For | For | For | |||||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
PRIMERICA, INC. | ||||||||||||||||||||||
Security | 74164M108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PRI | Meeting Date | 17-May-2017 | |||||||||||||||||||
ISIN | US74164M1080 | Agenda | 934565702 - Management | |||||||||||||||||||
Record Date | 21-Mar-2017 | Holding Recon Date | 21-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 16-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOHN A. ADDISON, JR. | For | For | For | ||||||||||||||||||
2 | JOEL M. BABBIT | For | For | For | ||||||||||||||||||
3 | P. GEORGE BENSON | For | For | For | ||||||||||||||||||
4 | GARY L. CRITTENDEN | For | For | For | ||||||||||||||||||
5 | CYNTHIA N. DAY | For | For | For | ||||||||||||||||||
6 | MARK MASON | For | For | For | ||||||||||||||||||
7 | ROBERT F. MCCULLOUGH | For | For | For | ||||||||||||||||||
8 | BEATRIZ R. PEREZ | For | For | For | ||||||||||||||||||
9 | D. RICHARD WILLIAMS | For | For | For | ||||||||||||||||||
10 | GLENN J. WILLIAMS | For | For | For | ||||||||||||||||||
11 | BARBARA A. YASTINE | For | For | For | ||||||||||||||||||
2. | TO APPROVE THE SECOND AMENDED | Management | For | For | For | |||||||||||||||||
3. | TO CONSIDER AN ADVISORY VOTE ON | Management | For | For | For | |||||||||||||||||
4. | TO CONSIDER AN ADVISORY VOTE TO | Management | 1 Year | 1 Year | For | |||||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
EAGLE BANCORP, INC. | ||||||||||||||||||||||
Security | 268948106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EGBN | Meeting Date | 18-May-2017 | |||||||||||||||||||
ISIN | US2689481065 | Agenda | 934566677 - Management | |||||||||||||||||||
Record Date | 21-Mar-2017 | Holding Recon Date | 21-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 17-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: LESLIE M. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: DUDLEY C. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: HARVEY M. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: RONALD D. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: NORMAN R. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: DONALD R. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: LELAND M. | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | NON-BINDING ADVISORY VOTE ON | Management | For | For | For | |||||||||||||||||
4. | NON-BINDING ADVISORY VOTE ON | Management | 1 Year | 1 Year | For | |||||||||||||||||
INDEPENDENT BANK CORP. | ||||||||||||||||||||||
Security | 453836108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | INDB | Meeting Date | 18-May-2017 | |||||||||||||||||||
ISIN | US4538361084 | Agenda | 934572670 - Management | |||||||||||||||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 17-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM P. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: DANIEL F. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: MAURICE H. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: BRIAN S. | Management | For | For | For | |||||||||||||||||
2. | RATIFY THE APPOINTMENT OF ERNST | Management | For | For | For | |||||||||||||||||
3. | APPROVE THE COMPANY'S 2017 | Management | For | For | For | |||||||||||||||||
4. | APPROVE, ON AN ADVISORY BASIS, | Management | For | For | For | |||||||||||||||||
5. | APPROVE, ON AN ADVISORY BASIS, | Management | 1 Year | 1 Year | For | |||||||||||||||||
TEXTAINER GROUP HOLDINGS LIMITED | ||||||||||||||||||||||
Security | G8766E109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TGH | Meeting Date | 18-May-2017 | |||||||||||||||||||
ISIN | BMG8766E1093 | Agenda | 934600328 - Management | |||||||||||||||||||
Record Date | 03-Apr-2017 | Holding Recon Date | 03-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 17-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1.1 | ELECTION OF CLASS III DIRECTOR: | Management | Abstain | For | Against | |||||||||||||||||
1.2 | ELECTION OF CLASS III DIRECTOR: IAIN | Management | Abstain | For | Against | |||||||||||||||||
1.3 | ELECTION OF CLASS III DIRECTOR: | Management | Abstain | For | Against | |||||||||||||||||
2. | PROPOSAL TO APPROVE THE | Management | Abstain | For | Against | |||||||||||||||||
3. | PROPOSAL TO APPROVE THE RE- | Management | Abstain | For | Against | |||||||||||||||||
WESTLAKE CHEMICAL CORPORATION | ||||||||||||||||||||||
Security | 960413102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WLK | Meeting Date | 19-May-2017 | |||||||||||||||||||
ISIN | US9604131022 | Agenda | 934568405 - Management | |||||||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 18-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DOROTHY C. JENKINS | For | For | For | ||||||||||||||||||
2 | MAX L. LUKENS | For | For | For | ||||||||||||||||||
2. | AN ADVISORY VOTE TO APPROVE | Management | For | For | For | |||||||||||||||||
3. | TO RECOMMEND, BY NON-BINDING | Management | 1 Year | 3 Years | Against | |||||||||||||||||
4. | TO APPROVE A PROPOSED | Management | For | For | For | |||||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
6. | TO AMEND AND RESTATE THE 2013 | Management | For | For | For | |||||||||||||||||
AMERICAN FINANCIAL GROUP, INC. | ||||||||||||||||||||||
Security | 025932104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AFG | Meeting Date | 23-May-2017 | |||||||||||||||||||
ISIN | US0259321042 | Agenda | 934573987 - Management | |||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | CARL H. LINDNER III | For | For | For | ||||||||||||||||||
2 | S. CRAIG LINDNER | For | For | For | ||||||||||||||||||
3 | KENNETH C. AMBRECHT | For | For | For | ||||||||||||||||||
4 | JOHN B. BERDING | For | For | For | ||||||||||||||||||
5 | JOSEPH E. CONSOLINO | For | For | For | ||||||||||||||||||
6 | VIRGINIA C. DROSOS | For | For | For | ||||||||||||||||||
7 | JAMES E. EVANS | For | For | For | ||||||||||||||||||
8 | TERRY S. JACOBS | For | For | For | ||||||||||||||||||
9 | GREGORY G. JOSEPH | For | For | For | ||||||||||||||||||
10 | WILLIAM W. VERITY | For | For | For | ||||||||||||||||||
11 | JOHN I. VON LEHMAN | For | For | For | ||||||||||||||||||
2. | PROPOSAL TO RATIFY THE AUDIT | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON COMPENSATION | Management | For | For | For | |||||||||||||||||
4. | ADVISORY VOTE ON FREQUENCY OF | Management | 1 Year | 1 Year | For | |||||||||||||||||
VISHAY INTERTECHNOLOGY, INC. | ||||||||||||||||||||||
Security | 928298108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | VSH | Meeting Date | 23-May-2017 | |||||||||||||||||||
ISIN | US9282981086 | Agenda | 934574345 - Management | |||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DR. ABRAHAM LUDOMIRSKI | For | For | For | ||||||||||||||||||
2 | RONALD RUZIC | For | For | For | ||||||||||||||||||
3 | RAANAN ZILBERMAN | For | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | THE ADVISORY APPROVAL OF THE | Management | For | For | For | |||||||||||||||||
4. | FREQUENCY OF ADVISORY VOTE ON | Management | 1 Year | 3 Years | Against | |||||||||||||||||
5. | THE APPROVAL OF THE AMENDED AND | Management | For | For | For | |||||||||||||||||
GRAPHIC PACKAGING HOLDING COMPANY | ||||||||||||||||||||||
Security | 388689101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GPK | Meeting Date | 24-May-2017 | |||||||||||||||||||
ISIN | US3886891015 | Agenda | 934575258 - Management | |||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 23-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | G. ANDREA BOTTA | For | For | For | ||||||||||||||||||
2 | MICHAEL P. DOSS | For | For | For | ||||||||||||||||||
3 | LARRY M. VENTURELLI | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | APPROVAL OF COMPENSATION PAID | Management | For | For | For | |||||||||||||||||
4. | RECOMMEND THE FREQUENCY OF THE | Management | 1 Year | 1 Year | For | |||||||||||||||||
KINDRED HEALTHCARE, INC. | ||||||||||||||||||||||
Security | 494580103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KND | Meeting Date | 24-May-2017 | |||||||||||||||||||
ISIN | US4945801037 | Agenda | 934577391 - Management | |||||||||||||||||||
Record Date | 29-Mar-2017 | Holding Recon Date | 29-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 23-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: JOEL | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: JONATHAN D. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: BENJAMIN A. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: PAUL J. DIAZ | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: HEYWARD R. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: RICHARD | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: FREDERICK | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: SHARAD | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: LYNN SIMON, | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: PHYLLIS R. | Management | For | For | For | |||||||||||||||||
2. | PROPOSAL TO APPROVE, ON AN | Management | For | For | For | |||||||||||||||||
3. | PROPOSAL TO APPROVE THE | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | PROPOSAL TO APPROVE THE KINDRED | Management | For | For | For | |||||||||||||||||
5. | PROPOSAL TO APPROVE THE KINDRED | Management | For | For | For | |||||||||||||||||
6. | PROPOSAL TO RATIFY THE | Management | For | For | For | |||||||||||||||||
HORACE MANN EDUCATORS CORPORATION | ||||||||||||||||||||||
Security | 440327104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HMN | Meeting Date | 24-May-2017 | |||||||||||||||||||
ISIN | US4403271046 | Agenda | 934582481 - Management | |||||||||||||||||||
Record Date | 28-Mar-2017 | Holding Recon Date | 28-Mar-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 23-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: DANIEL A. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: STEPHEN J. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: RONALD J. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: BEVERLEY J. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: H. WADE | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: GABRIEL L. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: STEVEN O. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: MARITA | Management | For | For | For | |||||||||||||||||
2. | APPROVAL OF THE ADVISORY | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
EMCOR GROUP, INC. | ||||||||||||||||||||||
Security | 29084Q100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EME | Meeting Date | 01-Jun-2017 | |||||||||||||||||||
ISIN | US29084Q1004 | Agenda | 934590856 - Management | |||||||||||||||||||
Record Date | 06-Apr-2017 | Holding Recon Date | 06-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 31-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN W. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: STEPHEN W. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: DAVID A. B. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: ANTHONY J. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: RICHARD F. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: DAVID H. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: CAROL P. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: M. KEVIN | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: JERRY E. | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: STEVEN B. | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: MICHAEL T. | Management | For | For | For | |||||||||||||||||
2. | APPROVAL BY NON-BINDING ADVISORY | Management | For | For | For | |||||||||||||||||
3. | NON-BINDING ADVISORY VOTE ON THE | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
5. | SHAREHOLDER PROPOSAL | Shareholder | For | Against | Against | |||||||||||||||||
ELECTRONICS FOR IMAGING, INC. | ||||||||||||||||||||||
Security | 286082102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EFII | Meeting Date | 07-Jun-2017 | |||||||||||||||||||
ISIN | US2860821022 | Agenda | 934618969 - Management | |||||||||||||||||||
Record Date | 24-Apr-2017 | Holding Recon Date | 24-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 06-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | ERIC BROWN | For | For | For | ||||||||||||||||||
2 | GILL COGAN | For | For | For | ||||||||||||||||||
3 | GUY GECHT | For | For | For | ||||||||||||||||||
4 | THOMAS GEORGENS | For | For | For | ||||||||||||||||||
5 | RICHARD A. KASHNOW | For | For | For | ||||||||||||||||||
6 | DAN MAYDAN | For | For | For | ||||||||||||||||||
2. | TO APPROVE A NON-BINDING | Management | For | For | For | |||||||||||||||||
3. | TO PROVIDE AN ADVISORY VOTE TO | Management | 1 Year | 1 Year | For | |||||||||||||||||
4. | TO APPROVE THE ADOPTION OF THE | Management | For | For | For | |||||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF THE | Management | For | For | For | |||||||||||||||||
MCGRATH RENTCORP | ||||||||||||||||||||||
Security | 580589109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MGRC | Meeting Date | 07-Jun-2017 | |||||||||||||||||||
ISIN | US5805891091 | Agenda | 934625281 - Management | |||||||||||||||||||
Record Date | 12-Apr-2017 | Holding Recon Date | 12-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 06-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | WILLIAM J. DAWSON | For | For | For | ||||||||||||||||||
2 | ELIZABETH A. FETTER | For | For | For | ||||||||||||||||||
3 | JOSEPH F. HANNA | For | For | For | ||||||||||||||||||
4 | ROBERT C. HOOD | For | For | For | ||||||||||||||||||
5 | M. RICHARD SMITH | For | For | For | ||||||||||||||||||
6 | DENNIS P. STRADFORD | For | For | For | ||||||||||||||||||
7 | RONALD H. ZECH | For | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | TO HOLD A NON-BINDING, ADVISORY | Management | For | For | For | |||||||||||||||||
4. | TO RECOMMEND, IN A NON-BINDING | Management | 1 Year | 1 Year | For | |||||||||||||||||
FIRSTCASH, INC. | ||||||||||||||||||||||
Security | 33767D105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FCFS | Meeting Date | 08-Jun-2017 | |||||||||||||||||||
ISIN | US33767D1054 | Agenda | 934602613 - Management | |||||||||||||||||||
Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 07-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MR. DANIEL E. BERCE | For | For | For | ||||||||||||||||||
2 | MR. MIKEL D. FAULKNER | For | For | For | ||||||||||||||||||
3 | MR. RANDEL G. OWEN | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE SELECTION OF | Management | For | For | For | |||||||||||||||||
3. | APPROVE, BY NON-BINDING VOTE, THE | Management | For | For | For | |||||||||||||||||
4. | TO RECOMMEND, BY NON-BINDING | Management | 1 Year | 1 Year | For | |||||||||||||||||
OUTFRONT MEDIA INC. | ||||||||||||||||||||||
Security | 69007J106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | OUT | Meeting Date | 12-Jun-2017 | |||||||||||||||||||
ISIN | US69007J1060 | Agenda | 934609059 - Management | |||||||||||||||||||
Record Date | 13-Apr-2017 | Holding Recon Date | 13-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 09-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JEREMY J. MALE | For | For | For | ||||||||||||||||||
2 | JOSEPH H. WENDER | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | APPROVAL, ON A NON-BINDING | Management | For | For | For | |||||||||||||||||
SEAWORLD ENTERTAINMENT, INC. | ||||||||||||||||||||||
Security | 81282V100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SEAS | Meeting Date | 14-Jun-2017 | |||||||||||||||||||
ISIN | US81282V1008 | Agenda | 934604617 - Management | |||||||||||||||||||
Record Date | 18-Apr-2017 | Holding Recon Date | 18-Apr-2017 | |||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 13-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | |||||||||||||||||
1A. | ELECTION OF DIRECTOR: DAVID F. | Management | Against | For | Against | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOEL K. | Management | Against | For | Against | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: JUDITH A. | Management | Against | For | Against | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: ELLEN O. | Management | Against | For | Against | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
3. | APPROVAL, IN A NON-BINDING | Management | Against | For | Against | |||||||||||||||||
4. | APPROVAL OF THE SEAWORLD | Management | For | For | For | |||||||||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Walthausen Funds
By: /s/John B. Walthausen
John B. Walthausen, President
Date: August 1, 2017