John B. Walthausen
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
(i). Whether the Registrant cast its vote for or against management.
| STEELCASE INC. | | |
| | Security | 858155203 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SCS | | | | | | | Meeting Date | 11-Jul-2018 | |
| | ISIN | US8581552036 | | | | | | | Agenda | 934833319 - Management | |
| | Record Date | 14-May-2018 | | | | | | | Holding Recon Date | 14-May-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-Jul-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Lawrence J. Blanford | Management | Abstain | | For | Against | | | |
| | 1b. | Election of Director: Timothy C. E. Brown | Management | Abstain | | For | Against | | | |
| | 1c. | Election of Director: Connie K. Duckworth | Management | Abstain | | For | Against | | | |
| | 1d. | Election of Director: David W. Joos | Management | Abstain | | For | Against | | | |
| | 1e. | Election of Director: James P. Keane | Management | Abstain | | For | Against | | | |
| | 1f. | Election of Director: Todd P. Kelsey | Management | Abstain | | For | Against | | | |
| | 1g. | Election of Director: Jennifer C. Niemann | Management | Abstain | | For | Against | | | |
| | 1h. | Election of Director: Robert C. Pew III | Management | Abstain | | For | Against | | | |
| | 1i. | Election of Director: Cathy D. Ross | Management | Abstain | | For | Against | | | |
| | 1j. | Election of Director: Peter M. Wege II | Management | Abstain | | For | Against | | | |
| | 1k. | Election of Director: P. Craig Welch, Jr. | Management | Abstain | | For | Against | | | |
| | 1l. | Election of Director: Kate Pew Wolters | Management | Abstain | | For | Against | | | |
| | 2. | Advisory vote to approve named executive
officer compensation | Management | Abstain | | For | Against | | | |
| | 3. | Ratification of independent registered public
accounting firm | Management | Abstain | | For | Against | | | |
| TRIUMPH GROUP, INC. | | |
| | Security | 896818101 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | TGI | | | | | | | Meeting Date | 11-Jul-2018 | |
| | ISIN | US8968181011 | | | | | | | Agenda | 934839347 - Management | |
| | Record Date | 17-May-2018 | | | | | | | Holding Recon Date | 17-May-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-Jul-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: Paul Bourgon | Management | For | | For | For | | | |
| | 1.2 | Election of Director: Daniel J. Crowley | Management | For | | For | For | | | |
| | 1.3 | Election of Director: Ralph E. Eberhart | Management | For | | For | For | | | |
| | 1.4 | Election of Director: Daniel P. Garton | Management | For | | For | For | | | |
| | 1.5 | Election of Director: Dawne S. Hickton | Management | For | | For | For | | | |
| | 1.6 | Election of Director: William L. Mansfield | Management | For | | For | For | | | |
| | 1.7 | Election of Director: Adam J. Palmer | Management | For | | For | For | | | |
| | 1.8 | Election of Director: Joseph M. Silvestri | Management | For | | For | For | | | |
| | 1.9 | Election of Director: Larry O. Spencer | Management | For | | For | For | | | |
| | 2. | To approve, by advisory vote, the
compensation paid to our named executive
officers for fiscal year 2018. | Management | For | | For | For | | | |
| | 3. | To approve the Triumph Group, Inc. 2018
Equity Incentive Plan. | Management | For | | For | For | | | |
| | 4. | To ratify the selection of Ernst & Young LLP
as our independent registered public
accounting firm for the fiscal year ending
March 31, 2019. | Management | For | | For | For | | | |
| | 5. | Stockholder proposal to reduce the
threshold to call special stockholder
meetings to 10% of outstanding shares. | Shareholder | Against | | Against | For | | | |
| COLUMBUS MCKINNON CORPORATION | | |
| | Security | 199333105 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CMCO | | | | | | | Meeting Date | 23-Jul-2018 | |
| | ISIN | US1993331057 | | | | | | | Agenda | 934846380 - Management | |
| | Record Date | 01-Jun-2018 | | | | | | | Holding Recon Date | 01-Jun-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 20-Jul-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Ernest R. Verebelyi | For | | For | For | | | |
| | | | | 2 | Mark D. Morelli | For | | For | For | | | |
| | | | | 3 | Richard H. Fleming | For | | For | For | | | |
| | | | | 4 | Nicholas T. Pinchuk | For | | For | For | | | |
| | | | | 5 | Liam G. McCarthy | For | | For | For | | | |
| | | | | 6 | R. Scott Trumbull | For | | For | For | | | |
| | | | | 7 | Heath A. Mitts | For | | For | For | | | |
| | | | | 8 | Kathryn V. Roedel | For | | For | For | | | |
| | | | | 9 | Aziz S. Aghili | For | | For | For | | | |
| | 2. | Ratification of the appointment of Ernst &
Young LLP as independent registered
public accounting firm for the fiscal year
ending March 31, 2019. | Management | For | | For | For | | | |
| | 3. | Advisory vote on executive compensation. | Management | For | | For | For | | | |
| CSS INDUSTRIES, INC. | | |
| | Security | 125906107 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CSS | | | | | | | Meeting Date | 31-Jul-2018 | |
| | ISIN | US1259061075 | | | | | | | Agenda | 934851709 - Management | |
| | Record Date | 04-Jun-2018 | | | | | | | Holding Recon Date | 04-Jun-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 30-Jul-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: Robert E. Chappell | Management | For | | For | For | | | |
| | 1.2 | Election of Director: Stephen P. Crane | Management | For | | For | For | | | |
| | 1.3 | Election of Director: Elam M. Hitchner, III | Management | For | | For | For | | | |
| | 1.4 | Election of Director: Rebecca C. Matthias | Management | For | | For | For | | | |
| | 1.5 | Election of Director: Harry J. Mullany, III | Management | For | | For | For | | | |
| | 1.6 | Election of Director: Christopher J. Munyan | Management | For | | For | For | | | |
| | 1.7 | Election of Director: William Rulon-Miller | Management | For | | For | For | | | |
| | 2. | Ratification of the selection of KPMG LLP
as the Company's independent registered
public accounting firm for the fiscal year
ending March 31, 2019. | Management | For | | For | For | | | |
| | 3. | Approval, on an advisory basis, of the
compensation paid to the Company's
named executive officers for the fiscal year
ended March 31, 2018. | Management | For | | For | For | | | |
| SJW GROUP | | |
| | Security | 784305104 | | | | | | | Meeting Type | Contested-Annual | |
| | Ticker Symbol | SJW | | | | | | | Meeting Date | 08-Aug-2018 | |
| | ISIN | US7843051043 | | | | | | | Agenda | 934846114 - Opposition | |
| | Record Date | 04-Jun-2018 | | | | | | | Holding Recon Date | 04-Jun-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 07-Aug-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | To approve the issuance of shares of
common stock of SJW Group ("SJW") to
shareholders of Connecticut Water Service,
Inc. ("CTWS"), pursuant to the merger
contemplated by the Agreement and Plan of
Merger, dated as of March 14, 2018, among
SJW, Hydro Sub, Inc., a wholly owned
subsidiary of SJW ("Merger Sub"), and
CTWS ("the merger agreement"). | Management | Abstain | | Against | Against | | | |
| | 2. | To adopt the amendment to the SJW
certificate of incorporation (the "SJW
certificate of incorporation amendment") in
connection with the closing of the merger. | Management | Abstain | | Against | Against | | | |
| | 3. | To adjourn the SJW special meeting, if
necessary or appropriate, to solicit
additional proxies if there are not sufficient
votes to approve the issuance of shares of
SJW common stock to CTWS shareholders
pursuant to the merger or the adoption of
the SJW certificate of incorporation
amendment. | Management | Abstain | | Against | Against | | | |
| LANDEC CORPORATION | | |
| | Security | 514766104 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | LNDC | | | | | | | Meeting Date | 12-Oct-2018 | |
| | ISIN | US5147661046 | | | | | | | Agenda | 934876232 - Management | |
| | Record Date | 17-Aug-2018 | | | | | | | Holding Recon Date | 17-Aug-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Oct-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Frederick Frank | For | | For | For | | | |
| | | | | 2 | Steven Goldby | For | | For | For | | | |
| | | | | 3 | Nelson Obus | For | | For | For | | | |
| | | | | 4 | Andrew Powell | For | | For | For | | | |
| | | | | 5 | Catherine A. Sohn | For | | For | For | | | |
| | 2. | Ratification of the appointment of Ernst &
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending May 26, 2019. | Management | For | | For | For | | | |
| | 3. | Advisory vote to approve named executive
officer compensation. | Management | For | | For | For | | | |
| STANDEX INTERNATIONAL CORPORATION | | |
| | Security | 854231107 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SXI | | | | | | | Meeting Date | 23-Oct-2018 | |
| | ISIN | US8542311076 | | | | | | | Agenda | 934875088 - Management | |
| | Record Date | 31-Aug-2018 | | | | | | | Holding Recon Date | 31-Aug-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-Oct-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: Charles H. Cannon | Management | For | | For | For | | | |
| | 1.2 | Election of Director: Jeffrey S. Edwards | Management | For | | For | For | | | |
| | 1.3 | Election of Director: B. Joanne Edwards | Management | For | | For | For | | | |
| | 2. | To approve the adoption of the 2018
Omnibus Incentive Plan. | Management | For | | For | For | | | |
| | 3. | To conduct an advisory vote on the total
compensation paid to the named executive
officers of the Company. | Management | For | | For | For | | | |
| | 4. | To ratify the appointment by the Audit
Committee of Grant Thornton LLP as
independent auditors. | Management | For | | For | For | | | |
| KIMBALL INTERNATIONAL, INC. | | |
| | Security | 494274103 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | KBAL | | | | | | | Meeting Date | 30-Oct-2018 | |
| | ISIN | US4942741038 | | | | | | | Agenda | 934874911 - Management | |
| | Record Date | 27-Aug-2018 | | | | | | | Holding Recon Date | 27-Aug-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-Oct-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | TIMOTHY J. JAHNKE | For | | For | For | | | |
| | | | | 2 | KRISTINE L. JUSTER | For | | For | For | | | |
| | | | | 3 | THOMAS J. TISCHHAUSER | For | | For | For | | | |
| | 2. | APPROVE, BY A NON-BINDING,
ADVISORY VOTE, THE COMPENSATION
PAID TO OUR NAMED EXECUTIVE
OFFICERS. | Management | For | | For | For | | | |
| | 3. | RATIFY THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
2019. | Management | For | | For | For | | | |
| UNIFI, INC. | | |
| | Security | 904677200 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | UFI | | | | | | | Meeting Date | 31-Oct-2018 | |
| | ISIN | US9046772003 | | | | | | | Agenda | 934876802 - Management | |
| | Record Date | 04-Sep-2018 | | | | | | | Holding Recon Date | 04-Sep-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 30-Oct-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of director: Robert J. Bishop | Management | For | | For | For | | | |
| | 1b. | Election of director: Albert P. Carey | Management | For | | For | For | | | |
| | 1c. | Election of director: Thomas H. Caudle, Jr. | Management | For | | For | For | | | |
| | 1d. | Election of director: Paul R. Charron | Management | For | | For | For | | | |
| | 1e. | Election of director: Archibald Cox, Jr. | Management | For | | For | For | | | |
| | 1f. | Election of director: Kevin D. Hall | Management | For | | For | For | | | |
| | 1g. | Election of director: James M. Kilts | Management | For | | For | For | | | |
| | 1h. | Election of director: Kenneth G. Langone | Management | For | | For | For | | | |
| | 1i. | Election of director: James D. Mead | Management | For | | For | For | | | |
| | 1j. | Election of director: Suzanne M. Present | Management | For | | For | For | | | |
| | 1k. | Election of director: Eva T. Zlotnicka | Management | For | | For | For | | | |
| | 2. | Advisory vote to approve UNIFI's named
executive officer compensation in fiscal
2018. | Management | For | | For | For | | | |
| | 3. | Approval of the Unifi, Inc. Amended and
Restated 2013 Incentive Compensation
Plan. | Management | For | | For | For | | | |
| | 4. | Ratification of the appointment of KPMG
LLP as UNIFI's independent registered
public accounting firm for fiscal 2019. | Management | For | | For | For | | | |
| KIMBALL ELECTRONICS, INC. | | |
| | Security | 49428J109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | KE | | | | | | | Meeting Date | 08-Nov-2018 | |
| | ISIN | US49428J1097 | | | | | | | Agenda | 934877474 - Management | |
| | Record Date | 05-Sep-2018 | | | | | | | Holding Recon Date | 05-Sep-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 07-Nov-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Donald D. Charron | For | | For | For | | | |
| | | | | 2 | Colleen C. Repplier | For | | For | For | | | |
| | | | | 3 | Gregory J. Lampert | For | | For | For | | | |
| | 2. | To ratify the selection of Deloitte and
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year 2019. | Management | For | | For | For | | | |
| | 3. | To approve, by a non-binding, advisory
vote, the compensation paid to the
Company's Named Executive Officers. | Management | For | | For | For | | | |
| | 4. | To approve, by a non-binding, advisory
vote, the preferred frequency for the
Company to conduct future advisory votes
on the compensation paid to the Company's
Named Executive Officers. | Management | 1 Year | | 1 Year | For | | | |
| WILLIAMS INDUSTRIAL SERVICES GROUP INC | | |
| | Security | 96951A104 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | WLMS | | | | | | | Meeting Date | 09-Nov-2018 | |
| | ISIN | US96951A1043 | | | | | | | Agenda | 934885673 - Management | |
| | Record Date | 01-Oct-2018 | | | | | | | Holding Recon Date | 01-Oct-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-Nov-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Charles Macaluso | For | | For | For | | | |
| | | | | 2 | David A. B. Brown | For | | For | For | | | |
| | | | | 3 | Robert B. Mills | For | | For | For | | | |
| | | | | 4 | Nelson Obus | For | | For | For | | | |
| | | | | 5 | Tracy D. Pagliara | For | | For | For | | | |
| | 2. | To ratify the appointment of Moss Adams
LLP as the Company's independent
registered public accounting firm for 2018. | Management | For | | For | For | | | |
| | 3. | To approve, on an advisory, non-binding
basis, the compensation of our named
executive officers. | Management | For | | For | For | | | |
| | 4. | To approve, on an advisory, non-binding
basis, the frequency of future advisory
votes on the compensation of our named
executive officers. | Management | 1 Year | | 1 Year | For | | | |
| THE NAVIGATORS GROUP, INC. | | |
| | Security | 638904102 | | | | | | | Meeting Type | Special | |
| | Ticker Symbol | NAVG | | | | | | | Meeting Date | 16-Nov-2018 | |
| | ISIN | US6389041020 | | | | | | | Agenda | 934889013 - Management | |
| | Record Date | 10-Oct-2018 | | | | | | | Holding Recon Date | 10-Oct-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-Nov-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | To consider and vote on a proposal to
adopt the Agreement and Plan of Merger,
by and among The Navigators Group, Inc.
(the "Company"), The Hartford Financial
Services Group, Inc. ("Parent"), and Renato
Acquisition Co., a direct wholly owned
subsidiary of Parent ("Merger Sub"), with
the Company surviving as a wholly owned
subsidiary of Parent. | Management | For | | For | For | | | |
| | 2. | To consider and vote on a proposal to
approve, by a non-binding advisory vote,
the compensation that may be paid or
become payable to the Company's named
executive officers that is based on or
otherwise relates to the merger. | Management | For | | For | For | | | |
| | 3. | To consider and vote on a proposal to
adjourn the special meeting to a later date
or time if necessary or appropriate,
including to solicit additional proxies in favor
of the proposal to adopt the merger
agreement if there are insufficient votes at
the time of the special meeting to adopt the
merger agreement. | Management | For | | For | For | | | |
| THE HAIN CELESTIAL GROUP, INC. | | |
| | Security | 405217100 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | HAIN | | | | | | | Meeting Date | 05-Dec-2018 | |
| | ISIN | US4052171000 | | | | | | | Agenda | 934895802 - Management | |
| | Record Date | 15-Oct-2018 | | | | | | | Holding Recon Date | 15-Oct-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-Dec-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Celeste A. Clark | Management | For | | For | For | | | |
| | 1b. | Election of Director: Andrew R. Heyer | Management | For | | For | For | | | |
| | 1c. | Election of Director: R. Dean Hollis | Management | For | | For | For | | | |
| | 1d. | Election of Director: Shervin J. Korangy | Management | For | | For | For | | | |
| | 1e. | Election of Director: Roger Meltzer | Management | For | | For | For | | | |
| | 1f. | Election of Director: Mark Schiller | Management | For | | For | For | | | |
| | 1g. | Election of Director: Jack L. Sinclair | Management | For | | For | For | | | |
| | 1h. | Election of Director: Glenn W. Welling | Management | For | | For | For | | | |
| | 1i. | Election of Director: Dawn M. Zier | Management | For | | For | For | | | |
| | 2. | To approve, on an advisory basis, named
executive officer compensation for the fiscal
year ended June 30, 2018. | Management | Against | | For | Against | | | |
| | 3. | To ratify the appointment of Ernst & Young
LLP to act as registered independent
accountants of the Company for the fiscal
year ending June 30, 2019. | Management | For | | For | For | | | |
| ESTERLINE TECHNOLOGIES CORPORATION | | |
| | Security | 297425100 | | | | | | | Meeting Type | Special | |
| | Ticker Symbol | ESL | | | | | | | Meeting Date | 17-Jan-2019 | |
| | ISIN | US2974251009 | | | | | | | Agenda | 934910844 - Management | |
| | Record Date | 29-Nov-2018 | | | | | | | Holding Recon Date | 29-Nov-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-Jan-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | To adopt the Agreement and Plan of
Merger, as it may be amended from time to
time, dated as of October 9, 2018 by and
among Esterline Technologies Corporation,
TransDigm Group Incorporated, and
Thunderbird Merger Sub Inc. | Management | Abstain | | For | Against | | | |
| | 2. | To approve, by non-binding, advisory vote,
compensation that will or may become
payable by Esterline Technologies
Corporation to its named executive officers
in connection with the merger contemplated
by the merger agreement. | Management | Abstain | | For | Against | | | |
| | 3. | To approve one or more adjournments of
the Special Meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies if there are insufficient
votes to adopt the merger agreement at the
time of the special meeting. | Management | Abstain | | For | Against | | | |
| MUELLER WATER PRODUCTS, INC. | | |
| | Security | 624758108 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MWA | | | | | | | Meeting Date | 23-Jan-2019 | |
| | ISIN | US6247581084 | | | | | | | Agenda | 934912204 - Management | |
| | Record Date | 06-Dec-2018 | | | | | | | Holding Recon Date | 06-Dec-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-Jan-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: Shirley C. Franklin | Management | For | | For | For | | | |
| | 1.2 | Election of Director: Scott Hall | Management | For | | For | For | | | |
| | 1.3 | Election of Director: Thomas J. Hansen | Management | For | | For | For | | | |
| | 1.4 | Election of Director: Jerry W. Kolb | Management | For | | For | For | | | |
| | 1.5 | Election of Director: Mark J. O'Brien | Management | For | | For | For | | | |
| | 1.6 | Election of Director: Christine Ortiz | Management | For | | For | For | | | |
| | 1.7 | Election of Director: Bernard G. Rethore | Management | For | | For | For | | | |
| | 1.8 | Election of Director: Lydia W. Thomas | Management | For | | For | For | | | |
| | 1.9 | Election of Director: Michael T. Tokarz | Management | For | | For | For | | | |
| | 2. | To approve, on an advisory basis, the
compensation of the Company's named
executive officers. | Management | For | | For | For | | | |
| | 3. | To ratify the appointment of Ernst & Young
LLP as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2019. | Management | For | | For | For | | | |
| ATKORE INTERNATIONAL GROUP INC. | | |
| | Security | 047649108 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ATKR | | | | | | | Meeting Date | 05-Feb-2019 | |
| | ISIN | US0476491081 | | | | | | | Agenda | 934918787 - Management | |
| | Record Date | 19-Dec-2018 | | | | | | | Holding Recon Date | 19-Dec-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-Feb-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1A | Election of Director: Justin A. Kershaw | Management | For | | For | For | | | |
| | 1B | Election of Director: Scott H. Muse | Management | For | | For | For | | | |
| | 1C | Election of Director: William R. VanArsdale | Management | For | | For | For | | | |
| | 2 | The non-binding advisory vote approving
executive compensation. | Management | For | | For | For | | | |
| | 3 | The management proposal to amend the
Company's Second Amended and Restated
Certificate of Incorporation to declassify the
Board of Directors for annual elections by
the 2022 Annual Meeting. | Management | For | | For | For | | | |
| | 4 | The management proposal to amend the
Company's Second Amended and Restated
Certificate of Incorporation to eliminate
supermajority voting requirements. | Management | For | | For | For | | | |
| | 5 | The management proposal to amend the
Company's Second Amended and Restated
By-laws to replace plurality voting with
majority voting in uncontested elections of
directors. | Management | For | | For | For | | | |
| | 6 | The ratification of Deloitte & Touche LLP as
the company's independent registered
public accounting firm for the fiscal year
ending September 30, 2019. | Management | For | | For | For | | | |
| ESTERLINE TECHNOLOGIES CORPORATION | | |
| | Security | 297425100 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ESL | | | | | | | Meeting Date | 07-Feb-2019 | |
| | ISIN | US2974251009 | | | | | | | Agenda | 934916113 - Management | |
| | Record Date | 12-Dec-2018 | | | | | | | Holding Recon Date | 12-Dec-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-Feb-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: Delores M. Etter | Management | Abstain | | For | Against | | | |
| | 1.2 | Election of Director: Paul V. Haack | Management | Abstain | | For | Against | | | |
| | 1.3 | Election of Director: Mary L. Howell | Management | Abstain | | For | Against | | | |
| | 1.4 | Election of Director: Scott E. Kuechle | Management | Abstain | | For | Against | | | |
| | 1.5 | Election of Director: Curtis C. Reusser | Management | Abstain | | For | Against | | | |
| | 2. | To approve, on an advisory basis, the
compensation of the Company's named
executive officers for the fiscal year ended
September 28, 2018. | Management | Abstain | | For | Against | | | |
| | 3. | To ratify the selection of Ernst & Young LLP
as the Company's independent registered
public accounting firm for the fiscal year
ending September 27, 2019. | Management | Abstain | | For | Against | | | |
| QUAD/GRAPHICS, INC. | | |
| | Security | 747301109 | | | | | | | Meeting Type | Special | |
| | Ticker Symbol | QUAD | | | | | | | Meeting Date | 22-Feb-2019 | |
| | ISIN | US7473011093 | | | | | | | Agenda | 934922887 - Management | |
| | Record Date | 16-Jan-2019 | | | | | | | Holding Recon Date | 16-Jan-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 21-Feb-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | Share Issuance Proposal. To approve the
issuance of shares of class A common
stock of Quad/Graphics, Inc.
("Quad/Graphics") in connection with the
merger between a wholly owned subsidiary
of Quad/Graphics, QLC Merger Sub, Inc.
("Merger Sub"), and LSC Communications,
Inc. ("LSC"), as contemplated by the
agreement and plan of merger, dated as of
October 30, 2018, among Quad/Graphics,
LSC and Merger Sub. | Management | For | | For | For | | | |
| KULICKE & SOFFA INDUSTRIES, INC. | | |
| | Security | 501242101 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | KLIC | | | | | | | Meeting Date | 27-Feb-2019 | |
| | ISIN | US5012421013 | | | | | | | Agenda | 934920655 - Management | |
| | Record Date | 30-Nov-2018 | | | | | | | Holding Recon Date | 30-Nov-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-Feb-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Dr. Fusen E. Chen | For | | For | For | | | |
| | | | | 2 | Mr. Gregory F. Milzcik | For | | For | For | | | |
| | 2. | To ratify the appointment of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending September
28, 2019. | Management | For | | For | For | | | |
| | 3. | To approve, on a non-binding basis, the
compensation of the Company's named
executive officers. | Management | For | | For | For | | | |
| BASSETT FURNITURE INDUSTRIES, INC. | | |
| | Security | 070203104 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | BSET | | | | | | | Meeting Date | 06-Mar-2019 | |
| | ISIN | US0702031040 | | | | | | | Agenda | 934926289 - Management | |
| | Record Date | 17-Jan-2019 | | | | | | | Holding Recon Date | 17-Jan-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-Mar-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | John R. Belk | For | | For | For | | | |
| | | | | 2 | Kristina Cashman | For | | For | For | | | |
| | | | | 3 | Virginia W. Hamlet | For | | For | For | | | |
| | | | | 4 | George W Henderson III | For | | For | For | | | |
| | | | | 5 | J. Walter McDowell | For | | For | For | | | |
| | | | | 6 | Robert H. Spilman, Jr. | For | | For | For | | | |
| | | | | 7 | William C. Wampler, Jr. | For | | For | For | | | |
| | | | | 8 | William C. Warden, Jr. | For | | For | For | | | |
| | 2. | PROPOSAL TO RATIFY THE SELECTION
OF ERNST & YOUNG LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
November 30, 2019. | Management | For | | For | For | | | |
| | 3. | PROPOSAL to consider and act on an
advisory vote regarding the approval of
compensation paid to certain executive
officers. | Management | For | | For | For | | | |
| | 4. | PROPOSAL to consider and act on an
advisory vote regarding the frequency of
stockholder approval of the compensation
paid to certain executive officers. | Management | 1 Year | | 1 Year | For | | | |
| ABM INDUSTRIES INCORPORATED | | |
| | Security | 000957100 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ABM | | | | | | | Meeting Date | 27-Mar-2019 | |
| | ISIN | US0009571003 | | | | | | | Agenda | 934927279 - Management | |
| | Record Date | 30-Jan-2019 | | | | | | | Holding Recon Date | 30-Jan-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Mar-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: LeighAnne G. Baker | Management | For | | For | For | | | |
| | 1b. | Election of Director: Sudhakar Kesavan | Management | For | | For | For | | | |
| | 1c. | Election of Director: Filippo Passerini | Management | For | | For | For | | | |
| | 2. | Advisory vote to approve executive
compensation. | Management | For | | For | For | | | |
| | 3. | To ratify the appointment of KPMG LLP as
ABM Industries Incorporated's independent
registered public accounting firm for the
fiscal year ending October 31, 2019. | Management | For | | For | For | | | |
| LAKELAND FINANCIAL CORPORATION | | |
| | Security | 511656100 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | LKFN | | | | | | | Meeting Date | 09-Apr-2019 | |
| | ISIN | US5116561003 | | | | | | | Agenda | 934931228 - Management | |
| | Record Date | 19-Feb-2019 | | | | | | | Holding Recon Date | 19-Feb-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Blake W. Augsburger | Management | For | | For | For | | | |
| | 1b. | Election of Director: Robert E. Bartels, Jr. | Management | For | | For | For | | | |
| | 1c. | Election of Director: Darrianne P. Christian | Management | For | | For | For | | | |
| | 1d. | Election of Director: Daniel F. Evans, Jr. | Management | For | | For | For | | | |
| | 1e. | Election of Director: David M. Findlay | Management | For | | For | For | | | |
| | 1f. | Election of Director: Thomas A. Hiatt | Management | For | | For | For | | | |
| | 1g. | Election of Director: Michael L. Kubacki | Management | For | | For | For | | | |
| | 1h. | Election of Director: Emily E. Pichon | Management | For | | For | For | | | |
| | 1i. | Election of Director: Steven D. Ross | Management | For | | For | For | | | |
| | 1j. | Election of Director: Brian J. Smith | Management | For | | For | For | | | |
| | 1k. | Election of Director: Bradley J. Toothaker | Management | For | | For | For | | | |
| | 1l. | Election of Director: Ronald D. Truex | Management | For | | For | For | | | |
| | 1m. | Election of Director: M. Scott Welch | Management | For | | For | For | | | |
| | 2. | APPROVAL, by non-binding vote, of the
Company's compensation of certain
executive officers. | Management | For | | For | For | | | |
| | 3. | RATIFY THE APPOINTMENT OF CROWE
LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019. | Management | For | | For | For | | | |
| PINNACLE FINANCIAL PARTNERS, INC. | | |
| | Security | 72346Q104 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | PNFP | | | | | | | Meeting Date | 16-Apr-2019 | |
| | ISIN | US72346Q1040 | | | | | | | Agenda | 934935909 - Management | |
| | Record Date | 22-Feb-2019 | | | | | | | Holding Recon Date | 22-Feb-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Abney S. Boxley, III | Management | For | | For | For | | | |
| | 1b. | Election of Director: Charles E. Brock | Management | For | | For | For | | | |
| | 1c. | Election of Director: Renda J. Burkhart | Management | For | | For | For | | | |
| | 1d. | Election of Director: Gregory L. Burns | Management | For | | For | For | | | |
| | 1e. | Election of Director: Richard D. Callicutt, II | Management | For | | For | For | | | |
| | 1f. | Election of Director: Marty G. Dickens | Management | For | | For | For | | | |
| | 1g. | Election of Director: Thomas C. Farnsworth, III | Management | For | | For | For | | | |
| | 1h. | Election of Director: Joseph C. Galante | Management | For | | For | For | | | |
| | 1i. | Election of Director: Glenda Baskin Glover | Management | For | | For | For | | | |
| | 1j. | Election of Director: David B. Ingram | Management | For | | For | For | | | |
| | 1k. | Election of Director: Robert A. McCabe, Jr. | Management | For | | For | For | | | |
| | 1l. | Election of Director: Ronald L. Samuels | Management | For | | For | For | | | |
| | 1m. | Election of Director: Gary L. Scott | Management | For | | For | For | | | |
| | 1n. | Election of Director: Thomas R. Sloan | Management | For | | For | For | | | |
| | 1o. | Election of Director: Reese L. Smith, III | Management | For | | For | For | | | |
| | 1p. | Election of Director: G. Kennedy Thompson | Management | For | | For | For | | | |
| | 1q. | Election of Director: M. Terry Turner | Management | For | | For | For | | | |
| | 2. | To ratify the appointment of Crowe LLP as
the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019. | Management | For | | For | For | | | |
| | 3. | To approve, on a non-binding, advisory
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement for the annual meeting
of shareholders | Management | For | | For | For | | | |
| CITY HOLDING COMPANY | | |
| | Security | 177835105 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CHCO | | | | | | | Meeting Date | 17-Apr-2019 | |
| | ISIN | US1778351056 | | | | | | | Agenda | 934955761 - Management | |
| | Record Date | 01-Mar-2019 | | | | | | | Holding Recon Date | 01-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Class II Director to serve for a
term of three years: Charles W. Fairchilds | Management | For | | For | For | | | |
| | 1.2 | Election of Class II Director to serve for a
term of three years: William H. File III | Management | For | | For | For | | | |
| | 1.3 | Election of Class II Director to serve for a
term of three years: Tracy W. Hylton II | Management | For | | For | For | | | |
| | 1.4 | Election of Class II Director to serve for a
term of three years: C. Dallas Kayser | Management | For | | For | For | | | |
| | 1.5 | Election of Class II Director to serve for a
term of three years: Sharon H. Rowe | Management | For | | For | For | | | |
| | 1.6 | Election of Class III Director to serve for a
term of one year: Thomas L. Burnette | Management | For | | For | For | | | |
| | 2. | Proposal for advisory approval of the
Company's executive compensation. | Management | For | | For | For | | | |
| FIRST FINANCIAL CORPORATION | | |
| | Security | 320218100 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | THFF | | | | | | | Meeting Date | 17-Apr-2019 | |
| | ISIN | US3202181000 | | | | | | | Agenda | 934955925 - Management | |
| | Record Date | 25-Feb-2019 | | | | | | | Holding Recon Date | 25-Feb-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | W. Curtis Brighton | For | | For | For | | | |
| | | | | 2 | William R. Krieble | For | | For | For | | | |
| | | | | 3 | Ronald K. Rich | For | | For | For | | | |
| | 2. | Approve, by non-binding vote,
compensation paid to the Corporation's
named executive officers. | Management | For | | For | For | | | |
| | 3. | Ratification of the appointment of
Crowe,LLP as the independent registered
public accounting firm for the Corporation
for the year ending December 31, 2019. | Management | For | | For | For | | | |
| BRYN MAWR BANK CORPORATION | | |
| | Security | 117665109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | BMTC | | | | | | | Meeting Date | 18-Apr-2019 | |
| | ISIN | US1176651099 | | | | | | | Agenda | 934939325 - Management | |
| | Record Date | 01-Mar-2019 | | | | | | | Holding Recon Date | 01-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Michael J. Clement* | For | | For | For | | | |
| | | | | 2 | Scott M. Jenkins* | For | | For | For | | | |
| | | | | 3 | A.John May, III* | For | | For | For | | | |
| | 2. | SAY-ON-PAY: To approve a non-binding
advisory vote on executive officer
compensation. | Management | For | | For | For | | | |
| | 3. | RATIFICATION OF AUDITORS: To ratify
the appointment of KPMG LLP as the
independent registered public accounting
firm for Bryn Mawr Bank Corporation for the
fiscal year ending December 31, 2019. | Management | For | | For | For | | | |
| TRITON INTERNATIONAL LIMITED | | |
| | Security | G9078F107 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | TRTN | | | | | | | Meeting Date | 25-Apr-2019 | |
| | ISIN | BMG9078F1077 | | | | | | | Agenda | 934942334 - Management | |
| | Record Date | 28-Feb-2019 | | | | | | | Holding Recon Date | 28-Feb-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Brian M. Sondey | For | | For | For | | | |
| | | | | 2 | Robert W. Alspaugh | For | | For | For | | | |
| | | | | 3 | Karen Austin | For | | For | For | | | |
| | | | | 4 | Malcolm P. Baker | For | | For | For | | | |
| | | | | 5 | David A. Coulter | For | | For | For | | | |
| | | | | 6 | Claude Germain | For | | For | For | | | |
| | | | | 7 | Kenneth Hanau | For | | For | For | | | |
| | | | | 8 | John S. Hextall | For | | For | For | | | |
| | | | | 9 | Robert L. Rosner | For | | For | For | | | |
| | | | | 10 | Simon R. Vernon | For | | For | For | | | |
| | 2. | ADVISORY VOTE ON THE
COMPENSATION OF NAMED
EXECUTIVE OFFICERS. | Management | For | | For | For | | | |
| | 3. | RATIFICATION OF APPOINTMENT OF
KPMG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM. | Management | For | | For | For | | | |
| STOCK YARDS BANCORP, INC. | | |
| | Security | 861025104 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SYBT | | | | | | | Meeting Date | 25-Apr-2019 | |
| | ISIN | US8610251048 | | | | | | | Agenda | 934949491 - Management | |
| | Record Date | 04-Mar-2019 | | | | | | | Holding Recon Date | 04-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Paul J. Bickel III | Management | For | | For | For | | | |
| | 1b. | Election of Director: J. McCauley Brown | Management | For | | For | For | | | |
| | 1c. | Election of Director: David P. Heintzman | Management | For | | For | For | | | |
| | 1d. | Election of Director: Donna L. Heitzman | Management | For | | For | For | | | |
| | 1e. | Election of Director: Carl G. Herde | Management | For | | For | For | | | |
| | 1f. | Election of Director: James A. Hillebrand | Management | For | | For | For | | | |
| | 1g. | Election of Director: Richard A. Lechleiter | Management | For | | For | For | | | |
| | 1h. | Election of Director: Stephen M. Priebe | Management | For | | For | For | | | |
| | 1i. | Election of Director: John L. Schutte | Management | For | | For | For | | | |
| | 1j. | Election of Director: Norman Tasman | Management | For | | For | For | | | |
| | 1k. | Election of Director: Kathy C. Thompson | Management | For | | For | For | | | |
| | 2. | The ratification of BKD, LLP as the
independent registered public accounting
firm for Stock Yards Bancorp, Inc. for the
year ending December 31, 2019. | Management | For | | For | For | | | |
| | 3. | The advisory approval of the compensation
of Bancorp's named executive officers. | Management | For | | For | For | | | |
| LYDALL, INC. | | |
| | Security | 550819106 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | LDL | | | | | | | Meeting Date | 26-Apr-2019 | |
| | ISIN | US5508191062 | | | | | | | Agenda | 934951826 - Management | |
| | Record Date | 01-Mar-2019 | | | | | | | Holding Recon Date | 01-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Dale G. Barnhart | For | | For | For | | | |
| | | | | 2 | David G. Bills | For | | For | For | | | |
| | | | | 3 | Kathleen Burdett | For | | For | For | | | |
| | | | | 4 | James J. Cannon | For | | For | For | | | |
| | | | | 5 | Matthew T. Farrell | For | | For | For | | | |
| | | | | 6 | Marc T. Giles | For | | For | For | | | |
| | | | | 7 | William D. Gurley | For | | For | For | | | |
| | | | | 8 | Suzanne Hammett | For | | For | For | | | |
| | | | | 9 | S. Carl Soderstrom, Jr. | For | | For | For | | | |
| | 2. | Holding an advisory vote on executive
compensation. | Management | For | | For | For | | | |
| | 3. | Ratifying the appointment of
PricewaterhouseCoopers LLP as
independent auditor for fiscal year 2019. | Management | For | | For | For | | | |
| ENPRO INDUSTRIES, INC. | | |
| | Security | 29355X107 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | NPO | | | | | | | Meeting Date | 29-Apr-2019 | |
| | ISIN | US29355X1072 | | | | | | | Agenda | 934957020 - Management | |
| | Record Date | 07-Mar-2019 | | | | | | | Holding Recon Date | 07-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Stephen E. Macadam | For | | For | For | | | |
| | | | | 2 | Marvin A. Riley | For | | For | For | | | |
| | | | | 3 | Thomas M. Botts | For | | For | For | | | |
| | | | | 4 | Felix M. Brueck | For | | For | For | | | |
| | | | | 5 | B. Bernard Burns, Jr. | For | | For | For | | | |
| | | | | 6 | Diane C. Creel | For | | For | For | | | |
| | | | | 7 | Adele M. Gulfo | For | | For | For | | | |
| | | | | 8 | David L. Hauser | For | | For | For | | | |
| | | | | 9 | John Humphrey | For | | For | For | | | |
| | | | | 10 | Kees van der Graaf | For | | For | For | | | |
| | 2. | On an advisory basis, to approve the
compensation to our named executive
officers as disclosed in the proxy statement. | Management | For | | For | For | | | |
| | 3. | To ratify the selection of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31,
2019. | Management | For | | For | For | | | |
| REGAL BELOIT CORPORATION | | |
| | Security | 758750103 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | RBC | | | | | | | Meeting Date | 30-Apr-2019 | |
| | ISIN | US7587501039 | | | | | | | Agenda | 934949934 - Management | |
| | Record Date | 07-Mar-2019 | | | | | | | Holding Recon Date | 07-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Stephen M. Burt | Management | For | | For | For | | | |
| | 1b. | Election of Director: Anesa T. Chaibi | Management | For | | For | For | | | |
| | 1c. | Election of Director: Christopher L. Doerr | Management | For | | For | For | | | |
| | 1d. | Election of Director: Thomas J. Fischer | Management | For | | For | For | | | |
| | 1e. | Election of Director: Dean A. Foate | Management | For | | For | For | | | |
| | 1f. | Election of Director: Rakesh Sachdev | Management | For | | For | For | | | |
| | 1g. | Election of Director: Curtis W. Stoelting | Management | For | | For | For | | | |
| | 1h. | Election of Director: Jane L. Warner | Management | For | | For | For | | | |
| | 2. | Advisory vote on the compensation of the
Company's named executive officers. | Management | For | | For | For | | | |
| | 3. | To ratify the selection of Deloitte & Touche
LLP as the Company's independent
registered public accounting firm for the
year ending December 28, 2019. | Management | For | | For | For | | | |
| CAMDEN NATIONAL CORPORATION | | |
| | Security | 133034108 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CAC | | | | | | | Meeting Date | 30-Apr-2019 | |
| | ISIN | US1330341082 | | | | | | | Agenda | 934955773 - Management | |
| | Record Date | 22-Feb-2019 | | | | | | | Holding Recon Date | 22-Feb-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: Craig N. Denekas | Management | For | | For | For | | | |
| | 1.2 | Election of Director: David C. Flanagan | Management | For | | For | For | | | |
| | 1.3 | Election of Director: Marie J. McCarthy | Management | For | | For | For | | | |
| | 1.4 | Election of Director: James H. Page, Ph.D. | Management | For | | For | For | | | |
| | 2. | To approve, by non-binding advisory vote,
the compensation of the Company's named
executive officers ("Say-on-Pay"). | Management | For | | For | For | | | |
| | 3. | To ratify the appointment of RSM US LLP
as the Company's independent registered
public accounting firm for the year ending
December 31, 2019. | Management | For | | For | For | | | |
| STEPAN COMPANY | | |
| | Security | 858586100 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SCL | | | | | | | Meeting Date | 30-Apr-2019 | |
| | ISIN | US8585861003 | | | | | | | Agenda | 934974343 - Management | |
| | Record Date | 08-Mar-2019 | | | | | | | Holding Recon Date | 08-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: Michael R. Boyce | Management | For | | For | For | | | |
| | 1.2 | Election of Director: Edward J. Wehmer | Management | For | | For | For | | | |
| | 2. | Advisory vote to approve named executive
officer compensation. | Management | For | | For | For | | | |
| | 3. | Approve an amendment to the Stepan
Company 2011 Incentive Compensation
Plan. | Management | For | | For | For | | | |
| | 4. | Ratify the appointment of Deloitte & Touche
LLP as Stepan Company's independent
registered public accounting firm for 2019. | Management | For | | For | For | | | |
| HERITAGE-CRYSTAL CLEAN, INC. | | |
| | Security | 42726M106 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | HCCI | | | | | | | Meeting Date | 01-May-2019 | |
| | ISIN | US42726M1062 | | | | | | | Agenda | 934949871 - Management | |
| | Record Date | 04-Mar-2019 | | | | | | | Holding Recon Date | 04-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 30-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Brian Recatto | For | | For | For | | | |
| | | | | 2 | Charles E. Schalliol | For | | For | For | | | |
| | 2. | To ratify the appointment of Grant Thornton
LLP as the Company's independent
registered public accounting firm for the
fiscal year 2019. | Management | For | | For | For | | | |
| | 3. | Advisory vote to approve the named
executive officer compensation for fiscal
2018, as disclosed in the Proxy Statement
for the annual meeting. | Management | For | | For | For | | | |
| | 4. | To approve the adoption of the 2019
Incentive Award Plan. | Management | For | | For | For | | | |
| | 5. | To approve an amendment to the
Company's Amended and Restated
Certificate of Incorporation to increase the
number of authorized shares of Common
Stock of the Company from 26,000,000
shares to 31,000,000 shares. | Management | For | | For | For | | | |
| | 6. | To consider and transact such other
business as may properly come before the
meeting or any adjournments or
postponements thereof. | Management | For | | For | For | | | |
| ALLIED MOTION TECHNOLOGIES INC. | | |
| | Security | 019330109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AMOT | | | | | | | Meeting Date | 01-May-2019 | |
| | ISIN | US0193301092 | | | | | | | Agenda | 934982504 - Management | |
| | Record Date | 12-Mar-2019 | | | | | | | Holding Recon Date | 12-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 30-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1A. | Election of Director: L.P. Duch | Management | For | | For | For | | | |
| | 1B. | Election of Director: R.D. Federico | Management | For | | For | For | | | |
| | 1C. | Election of Director: G. J. Laber | Management | For | | For | For | | | |
| | 1D. | Election of Director: R.D. Smith | Management | For | | For | For | | | |
| | 1E. | Election of Director: J.J. Tanous | Management | For | | For | For | | | |
| | 1F. | Election of Director: R.S. Warzala | Management | For | | For | For | | | |
| | 1G. | Election of Director: M.R. Winter | Management | For | | For | For | | | |
| | 2. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | For | | For | For | | | |
| | 3. | ADVISORY VOTE ON THE FREQUENCY
OF FUTURE EXECUTIVE
COMPENSATION ADVISORY VOTES. | Management | 1 Year | | 1 Year | For | | | |
| | 4. | RATIFICATION OF THE APPOINTMENT
OF THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR 2019. | Management | For | | For | For | | | |
| GREAT LAKES DREDGE & DOCK CORPORATION | | |
| | Security | 390607109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | GLDD | | | | | | | Meeting Date | 02-May-2019 | |
| | ISIN | US3906071093 | | | | | | | Agenda | 934952575 - Management | |
| | Record Date | 07-Mar-2019 | | | | | | | Holding Recon Date | 07-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1A | Election of Director: Lawrence R. Dickerson | Management | For | | For | For | | | |
| | 1B | Election of Director: Ronald R. Steger | Management | For | | For | For | | | |
| | 1C | Election of Director: D. Michael Steuert | Management | For | | For | For | | | |
| | 2 | To ratify Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the year ending
December 31, 2019. | Management | For | | For | For | | | |
| | 3 | To approve, on a non-binding advisory
basis, the Company's executive
compensation. | Management | For | | For | For | | | |
| GCP APPLIED TECHNOLOGIES INC | | |
| | Security | 36164Y101 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | GCP | | | | | | | Meeting Date | 02-May-2019 | |
| | ISIN | US36164Y1010 | | | | | | | Agenda | 934953870 - Management | |
| | Record Date | 06-Mar-2019 | | | | | | | Holding Recon Date | 06-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: Phillip J. Mason - Class II | Management | For | | For | For | | | |
| | 1.2 | Election of Director: Elizabeth Mora - Class II | Management | For | | For | For | | | |
| | 1.3 | Election of Director: Clay H. Kiefaber - Class II | Management | For | | For | For | | | |
| | 1.4 | Election of Director: Ronald C. Cambre - Class III | Management | For | | For | For | | | |
| | 1.5 | Election of Director: Gerald G. Colella - Class III | Management | For | | For | For | | | |
| | 1.6 | Election of Director: James F. Kirsch - Class III | Management | For | | For | For | | | |
| | 1.7 | Election of Director: Marran H. Ogilvie - Class III | Management | For | | For | For | | | |
| | 2. | To ratify the appointment of
PricewaterhouseCoopers LLP as GCP's
independent registered public accounting
firm for 2019. | Management | For | | For | For | | | |
| | 3. | To approve, on an advisory, non-binding
basis, the compensation of GCP's named
executive officers, as described in the
accompanying Proxy Statement. | Management | For | | For | For | | | |
| ALAMO GROUP INC. | | |
| | Security | 011311107 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ALG | | | | | | | Meeting Date | 02-May-2019 | |
| | ISIN | US0113111076 | | | | | | | Agenda | 934966803 - Management | |
| | Record Date | 15-Mar-2019 | | | | | | | Holding Recon Date | 15-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: Roderick R. Baty | Management | For | | For | For | | | |
| | 1.2 | Election of Director: Robert P. Bauer | Management | For | | For | For | | | |
| | 1.3 | Election of Director: Eric P. Etchart | Management | For | | For | For | | | |
| | 1.4 | Election of Director: David W. Grzelak | Management | For | | For | For | | | |
| | 1.5 | Election of Director: Tracy C. Jokinen | Management | For | | For | For | | | |
| | 1.6 | Election of Director: Richard W. Parod | Management | For | | For | For | | | |
| | 1.7 | Election of Director: Ronald A. Robinson | Management | For | | For | For | | | |
| | 2. | Proposal FOR the approval of the advisory
vote on the compensation of the named
executive officers. | Management | For | | For | For | | | |
| | 3. | Proposal FOR the approval of the
Company's 2019 Equity Incentive Plan. | Management | For | | For | For | | | |
| | 4. | Proposal FOR ratification of appointment of
KPMG LLP as the Company's Independent
Auditors for 2019. | Management | For | | For | For | | | |
| HOUSTON WIRE & CABLE COMPANY | | |
| | Security | 44244K109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | HWCC | | | | | | | Meeting Date | 07-May-2019 | |
| | ISIN | US44244K1097 | | | | | | | Agenda | 934954694 - Management | |
| | Record Date | 15-Mar-2019 | | | | | | | Holding Recon Date | 15-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | James L. Pokluda III | For | | For | For | | | |
| | | | | 2 | Roy W. Haley | For | | For | For | | | |
| | | | | 3 | Margaret S. Laird | For | | For | For | | | |
| | | | | 4 | Robert L. Reymond | For | | For | For | | | |
| | | | | 5 | Sandford W. Rothe | For | | For | For | | | |
| | | | | 6 | William H. Sheffield | For | | For | For | | | |
| | | | | 7 | G. Gary Yetman | For | | For | For | | | |
| | 2. | To ratify the selection of Ernst & Young LLP
as the Company's independent registered
public accounting firm for the year ending
December 31, 2019. | Management | For | | For | For | | | |
| | 3. | To approve the Company's executive
compensation on an advisory basis. | Management | For | | For | For | | | |
| DARLING INGREDIENTS INC. | | |
| | Security | 237266101 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | DAR | | | | | | | Meeting Date | 07-May-2019 | |
| | ISIN | US2372661015 | | | | | | | Agenda | 934957450 - Management | |
| | Record Date | 13-Mar-2019 | | | | | | | Holding Recon Date | 13-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Randall C. Stuewe | Management | For | | For | For | | | |
| | 1b. | Election of Director: Charles Adair | Management | For | | For | For | | | |
| | 1c. | Election of Director: D. Eugene Ewing | Management | For | | For | For | | | |
| | 1d. | Election of Director: Linda Goodspeed | Management | For | | For | For | | | |
| | 1e. | Election of Director: Dirk Kloosterboer | Management | For | | For | For | | | |
| | 1f. | Election of Director: Mary R. Korby | Management | For | | For | For | | | |
| | 1g. | Election of Director: Cynthia Pharr Lee | Management | For | | For | For | | | |
| | 1h. | Election of Director: Charles Macaluso | Management | For | | For | For | | | |
| | 1i. | Election of Director: Gary W. Mize | Management | For | | For | For | | | |
| | 1j. | Election of Director: Michael E. Rescoe | Management | For | | For | For | | | |
| | 1k. | Election of Director: Nicole M. Ringenberg | Management | For | | For | For | | | |
| | 2. | Proposal to ratify the selection of KPMG
LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 28, 2019. | Management | For | | For | For | | | |
| | 3. | Advisory vote to approve executive
compensation. | Management | For | | For | For | | | |
| M/I HOMES, INC. | | |
| | Security | 55305B101 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MHO | | | | | | | Meeting Date | 07-May-2019 | |
| | ISIN | US55305B1017 | | | | | | | Agenda | 934980776 - Management | |
| | Record Date | 11-Mar-2019 | | | | | | | Holding Recon Date | 11-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Friedrich K.M. Böhm | For | | For | For | | | |
| | | | | 2 | William H. Carter | For | | For | For | | | |
| | | | | 3 | Robert H. Schottenstein | For | | For | For | | | |
| | 2. | A non-binding, advisory resolution to
approve the compensation of the named
executive officers of M/I Homes,Inc. | Management | For | | For | For | | | |
| | 3. | To ratify the appointment of Deloitte &
Touche LLP as the Company's independent
registered public accounting firm for the
2019 fiscal year. | Management | For | | For | For | | | |
| GREAT SOUTHERN BANCORP, INC. | | |
| | Security | 390905107 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | GSBC | | | | | | | Meeting Date | 08-May-2019 | |
| | ISIN | US3909051076 | | | | | | | Agenda | 934952070 - Management | |
| | Record Date | 28-Feb-2019 | | | | | | | Holding Recon Date | 28-Feb-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 07-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | William V. Turner | For | | For | For | | | |
| | | | | 2 | Julie Turner Brown | For | | For | For | | | |
| | | | | 3 | Earl A. Steinert, Jr. | For | | For | For | | | |
| | 2. | The advisory (non-binding) vote on
executive compensation. | Management | For | | For | For | | | |
| | 3. | The ratification of the appointment of BKD,
LLP as Great Southern Bancorp's
independent registered public accounting
firm for the fiscal year ending December 31,
2019. | Management | For | | For | For | | | |
| FREIGHTCAR AMERICA INC | | |
| | Security | 357023100 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | RAIL | | | | | | | Meeting Date | 09-May-2019 | |
| | ISIN | US3570231007 | | | | | | | Agenda | 934951321 - Management | |
| | Record Date | 13-Mar-2019 | | | | | | | Holding Recon Date | 13-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | William D. Gehl | For | | For | For | | | |
| | | | | 2 | Andrew B. Schmitt | For | | For | For | | | |
| | 2. | Advisory vote to approve named executive
officer compensation. | Management | For | | For | For | | | |
| | 3. | Ratification of the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for 2019. | Management | For | | For | For | | | |
| AMPCO-PITTSBURGH CORPORATION | | |
| | Security | 032037103 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AP | | | | | | | Meeting Date | 09-May-2019 | |
| | ISIN | US0320371034 | | | | | | | Agenda | 934957373 - Management | |
| | Record Date | 12-Mar-2019 | | | | | | | Holding Recon Date | 12-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Elizabeth A. Fessenden | For | | For | For | | | |
| | | | | 2 | Terry L. Dunlap | For | | For | For | | | |
| | 2. | To approve an amendment to the
Corporation's Amended and Restated
Articles of Incorporation to increase the
number of authorized shares of the
Corporation's common stock from
20,000,000 to 40,000,000 shares. | Management | For | | For | For | | | |
| | 3. | To approve, in a non-binding vote, the
compensation of the named executive
officers. | Management | For | | For | For | | | |
| | 4. | To ratify the appointment of Deloitte &
Touche LLP as the independent registered
public accounting firm for 2019. | Management | For | | For | For | | | |
| THE ANDERSONS, INC. | | |
| | Security | 034164103 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ANDE | | | | | | | Meeting Date | 10-May-2019 | |
| | ISIN | US0341641035 | | | | | | | Agenda | 934957258 - Management | |
| | Record Date | 12-Mar-2019 | | | | | | | Holding Recon Date | 12-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Patrick E. Bowe | For | | For | For | | | |
| | | | | 2 | Michael J. Anderson, Sr | For | | For | For | | | |
| | | | | 3 | Gerard M. Anderson | For | | For | For | | | |
| | | | | 4 | Stephen F. Dowdle | Withheld | | For | Against | | | |
| | | | | 5 | Catherine M. Kilbane | For | | For | For | | | |
| | | | | 6 | Robert J. King, Jr. | For | | For | For | | | |
| | | | | 7 | Ross W. Manire | For | | For | For | | | |
| | | | | 8 | Patrick S. Mullin | For | | For | For | | | |
| | | | | 9 | John T. Stout, Jr. | For | | For | For | | | |
| | | | | 10 | Jacqueline F. Woods | For | | For | For | | | |
| | 2. | Approval of the 2019 Long-Term Incentive
Compensation Plan. | Management | For | | For | For | | | |
| | 3. | Approval of the 2004 Employee Share
Purchase Plan Restated and Amended
2019. | Management | For | | For | For | | | |
| | 4. | An advisory vote on executive
compensation, approving the resolution
provided in the proxy statement. | Management | For | | For | For | | | |
| | 5. | Ratification of the appointment of Deloitte &
Touche LLP as independent registered
public accounting firm for the year ending
December 31, 2019. | Management | For | | For | For | | | |
| VISHAY INTERTECHNOLOGY, INC. | | |
| | Security | 928298108 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | VSH | | | | | | | Meeting Date | 14-May-2019 | |
| | ISIN | US9282981086 | | | | | | | Agenda | 934964227 - Management | |
| | Record Date | 18-Mar-2019 | | | | | | | Holding Recon Date | 18-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Dr. Gerald Paul* | For | | For | For | | | |
| | | | | 2 | Timothy V. Talbert* | For | | For | For | | | |
| | | | | 3 | Thomas C. Wertheimer* | For | | For | For | | | |
| | | | | 4 | Michael Cody# | For | | For | For | | | |
| | 2. | To ratify the appointment of Ernst & Young
LLP as Vishay's independent registered
public accounting firm for the year ending
December 31, 2019. | Management | For | | For | For | | | |
| | 3. | The advisory approval of the compensation
of the Company's executive officers. | Management | For | | For | For | | | |
| | 4. | Frequency of advisory vote on the
compensation of the Company's executive
officers. | Management | 1 Year | | 1 Year | For | | | |
| STONERIDGE, INC. | | |
| | Security | 86183P102 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SRI | | | | | | | Meeting Date | 14-May-2019 | |
| | ISIN | US86183P1021 | | | | | | | Agenda | 934972250 - Management | |
| | Record Date | 22-Mar-2019 | | | | | | | Holding Recon Date | 22-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Jonathan B. DeGaynor | For | | For | For | | | |
| | | | | 2 | Jeffrey P. Draime | For | | For | For | | | |
| | | | | 3 | Douglas C. Jacobs | For | | For | For | | | |
| | | | | 4 | Ira C. Kaplan | For | | For | For | | | |
| | | | | 5 | Kim Korth | For | | For | For | | | |
| | | | | 6 | William M. Lasky | For | | For | For | | | |
| | | | | 7 | George S. Mayes, Jr. | For | | For | For | | | |
| | | | | 8 | Paul J. Schlather | For | | For | For | | | |
| | 2. | Ratification of Ernst & Young LLP as the
Company's independent registered public
accounting firm for 2019. | Management | For | | For | For | | | |
| | 3. | Approval, on advisory basis, of the 2018
compensation of the Company's named
executive officers. | Management | For | | For | For | | | |
| QEP RESOURCES, INC. | | |
| | Security | 74733V100 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | QEP | | | | | | | Meeting Date | 14-May-2019 | |
| | ISIN | US74733V1008 | | | | | | | Agenda | 934974901 - Management | |
| | Record Date | 28-Mar-2019 | | | | | | | Holding Recon Date | 28-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Phillips S. Baker, Jr. | Management | For | | For | For | | | |
| | 1b. | Election of Director: Timothy J. Cutt | Management | For | | For | For | | | |
| | 1c. | Election of Director: Julie A. Dill | Management | For | | For | For | | | |
| | 1d. | Election of Director: Robert F. Heinemann | Management | For | | For | For | | | |
| | 1e. | Election of Director: Michael J. Minarovic | Management | For | | For | For | | | |
| | 1f. | Election of Director: M.W. Scoggins | Management | For | | For | For | | | |
| | 1g. | Election of Director: Mary Shafer-Malicki | Management | For | | For | For | | | |
| | 1h. | Election of Director: David A. Trice | Management | For | | For | For | | | |
| | 2. | To approve, by non-binding advisory vote,
the Company's executive compensation
program. | Management | Against | | For | Against | | | |
| | 3. | To ratify the appointment of
PricewaterhouseCoopers, LLP for fiscal
year 2019. | Management | For | | For | For | | | |
| | 4. | To approve a Company proposal to amend
Bylaws to allow holders of 25% or more of
outstanding shares to call special meetings
of shareholders. | Management | Abstain | | For | Against | | | |
| | 5. | If presented, an advisory shareholder
proposal to allow holders of 10% or more of
outstanding shares to call special meetings
of shareholders. | Shareholder | For | | Against | Against | | | |
| SOUTHSIDE BANCSHARES, INC. | | |
| | Security | 84470P109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SBSI | | | | | | | Meeting Date | 15-May-2019 | |
| | ISIN | US84470P1093 | | | | | | | Agenda | 934969924 - Management | |
| | Record Date | 21-Mar-2019 | | | | | | | Holding Recon Date | 21-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 14-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director terms Expiring 2022:
Michael J. Bosworth | Management | For | | For | For | | | |
| | 1.2 | Election of Director terms Expiring 2022:
Lee R. Gibson, CPA | Management | For | | For | For | | | |
| | 1.3 | Election of Director terms Expiring 2022:
George H. (Trey) Henderson, III | Management | For | | For | For | | | |
| | 1.4 | Election of Director terms Expiring 2022:
Donald W. Thedford | Management | For | | For | For | | | |
| | 2. | Approve a non-binding advisory vote on the
compensation of the Company's named
executive officers. | Management | For | | For | For | | | |
| | 3. | Ratify the appointment by our Audit
Committee of Ernst & Young LLP to serve
as the Independent registered public
accounting firm for the Company for the
year ended December 31, 2019. | Management | For | | For | For | | | |
| COMMUNITY BANK SYSTEM, INC. | | |
| | Security | 203607106 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CBU | | | | | | | Meeting Date | 15-May-2019 | |
| | ISIN | US2036071064 | | | | | | | Agenda | 934974103 - Management | |
| | Record Date | 20-Mar-2019 | | | | | | | Holding Recon Date | 20-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 14-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Mark J. Bolus | Management | For | | For | For | | | |
| | 1b. | Election of Director: Jeffrey L. Davis | Management | For | | For | For | | | |
| | 1c. | Election of Director: Eric E. Stickels | Management | For | | For | For | | | |
| | 2. | Advisory vote on executive compensation. | Management | For | | For | For | | | |
| | 3. | Ratify the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2019. | Management | For | | For | For | | | |
| BMC STOCK HOLDINGS, INC. | | |
| | Security | 05591B109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | BMCH | | | | | | | Meeting Date | 16-May-2019 | |
| | ISIN | US05591B1098 | | | | | | | Agenda | 934968934 - Management | |
| | Record Date | 21-Mar-2019 | | | | | | | Holding Recon Date | 21-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Class III Director: Cory J. Boydston | Management | For | | For | For | | | |
| | 1b. | Election of Class III Director: Henry Buckley | Management | For | | For | For | | | |
| | 1c. | Election of Class III Director: Carl R. Vertuca, Jr. | Management | For | | For | For | | | |
| | 2. | Ratification of the selection of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019. | Management | For | | For | For | | | |
| | 3. | Approval, on an advisory basis, of the
compensation of the Company's named
executive officers as disclosed in the proxy
statement. | Management | For | | For | For | | | |
| PRIMERICA, INC. | | |
| | Security | 74164M108 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | PRI | | | | | | | Meeting Date | 16-May-2019 | |
| | ISIN | US74164M1080 | | | | | | | Agenda | 934971359 - Management | |
| | Record Date | 20-Mar-2019 | | | | | | | Holding Recon Date | 20-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: John A. Addison, Jr. | Management | For | | For | For | | | |
| | 1b. | Election of Director: Joel M. Babbit | Management | For | | For | For | | | |
| | 1c. | Election of Director: P. George Benson | Management | For | | For | For | | | |
| | 1d. | Election of Director: C. Saxby Chambliss | Management | For | | For | For | | | |
| | 1e. | Election of Director: Gary L. Crittenden | Management | For | | For | For | | | |
| | 1f. | Election of Director: Cynthia N. Day | Management | For | | For | For | | | |
| | 1g. | Election of Director: Beatriz R. Perez | Management | For | | For | For | | | |
| | 1h. | Election of Director: D. Richard Williams | Management | For | | For | For | | | |
| | 1i. | Election of Director: Glenn J. Williams | Management | For | | For | For | | | |
| | 1j. | Election of Director: Barbara A. Yastine | Management | For | | For | For | | | |
| | 2. | To consider an advisory vote on executive
compensation (Say-on-Pay). | Management | For | | For | For | | | |
| | 3. | To ratify the appointment of KPMG LLP as
our independent registered public
accounting firm for fiscal 2019. | Management | For | | For | For | | | |
| QUAD/GRAPHICS, INC. | | |
| | Security | 747301109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | QUAD | | | | | | | Meeting Date | 20-May-2019 | |
| | ISIN | US7473011093 | | | | | | | Agenda | 934978240 - Management | |
| | Record Date | 14-Mar-2019 | | | | | | | Holding Recon Date | 14-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Mark A. Angelson | For | | For | For | | | |
| | | | | 2 | Douglas P. Buth | For | | For | For | | | |
| | | | | 3 | John C. Fowler | For | | For | For | | | |
| | | | | 4 | Stephen M. Fuller | For | | For | For | | | |
| | | | | 5 | Christopher B. Harned | For | | For | For | | | |
| | | | | 6 | J. Joel Quadracci | For | | For | For | | | |
| | | | | 7 | Kathryn Q. Flores | For | | For | For | | | |
| | | | | 8 | Jay O. Rothman | For | | For | For | | | |
| | | | | 9 | John S. Shiely | For | | For | For | | | |
| | 2. | To approve an amendment to our Amended
and Restated Articles of Incorporation to
increase the total number of authorized
shares of our class A common stock. | Management | For | | For | For | | | |
| | 3. | To approve an amendment to the
Quad/Graphics, Inc. 2010 Omnibus
Incentive Plan, as amended. | Management | For | | For | For | | | |
| NBT BANCORP INC. | | |
| | Security | 628778102 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | NBTB | | | | | | | Meeting Date | 21-May-2019 | |
| | ISIN | US6287781024 | | | | | | | Agenda | 934993379 - Management | |
| | Record Date | 25-Mar-2019 | | | | | | | Holding Recon Date | 25-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 20-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: John H. Watt, Jr. | Management | For | | For | For | | | |
| | 1b. | Election of Director: Martin A. Dietrich | Management | For | | For | For | | | |
| | 1c. | Election of Director: Patricia T. Civil | Management | For | | For | For | | | |
| | 1d. | Election of Director: Timothy E. Delaney | Management | For | | For | For | | | |
| | 1e. | Election of Director: James H. Douglas | Management | For | | For | For | | | |
| | 1f. | Election of Director: Andrew S. Kowalczyk, III | Management | For | | For | For | | | |
| | 1g. | Election of Director: John C. Mitchell | Management | For | | For | For | | | |
| | 1h. | Election of Director: V. Daniel Robinson, II | Management | For | | For | For | | | |
| | 1i. | Election of Director: Matthew J. Salanger | Management | For | | For | For | | | |
| | 1j. | Election of Director: Joseph A. Santangelo | Management | For | | For | For | | | |
| | 1k. | Election of Director: Lowell A. Seifter | Management | For | | For | For | | | |
| | 1l. | Election of Director: Robert A. Wadsworth | Management | For | | For | For | | | |
| | 1m. | Election of Director: Jack H. Webb | Management | For | | For | For | | | |
| | 2. | To approve, on a non-binding, advisory
basis, the Company's executive
compensation policies ("Say on Pay")
(Proposal 2). | Management | For | | For | For | | | |
| | 3. | To ratify the appointment of KPMG LLP as
NBT Bancorp Inc.'s independent registered
public accounting firm for the year ending
December 31, 2019 (Proposal 3). | Management | For | | For | For | | | |
| SILVERBOW RESOURCES, INC. | | |
| | Security | 82836G102 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SBOW | | | | | | | Meeting Date | 21-May-2019 | |
| | ISIN | US82836G1022 | | | | | | | Agenda | 935000810 - Management | |
| | Record Date | 22-Mar-2019 | | | | | | | Holding Recon Date | 22-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 20-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | David Geenberg | For | | For | For | | | |
| | | | | 2 | Marcus C. Rowland | For | | For | For | | | |
| | | | | 3 | Sean C. Woolverton | For | | For | For | | | |
| | 2. | The approval of the compensation of
SilverBow Resources' named executive
officers as presented in the proxy
statement. | Management | For | | For | For | | | |
| | 3. | The approval of the one-time exchange of
certain equity awards granted to executives
in August 2018. | Management | For | | For | For | | | |
| | 4. | The approval of the Second Amendment to
the 2016 Equity Incentive Plan to increase
the number of shares of common stock
available for issuance under the 2016 Plan. | Management | For | | For | For | | | |
| | 5. | The ratification of the selection of BDO
USA, LLP as SilverBow Resources'
independent auditor for the fiscal year
ending December 31, 2019. | Management | For | | For | For | | | |
| TRICO BANCSHARES | | |
| | Security | 896095106 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | TCBK | | | | | | | Meeting Date | 21-May-2019 | |
| | ISIN | US8960951064 | | | | | | | Agenda | 935007559 - Management | |
| | Record Date | 09-Apr-2019 | | | | | | | Holding Recon Date | 09-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 20-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | William J. Casey | For | | For | For | | | |
| | | | | 2 | Donald J. Amaral | For | | For | For | | | |
| | | | | 3 | Thomas G. Atwood | For | | For | For | | | |
| | | | | 4 | L. Gage Chrysler III | For | | For | For | | | |
| | | | | 5 | Craig S. Compton | For | | For | For | | | |
| | | | | 6 | Cory W. Giese | For | | For | For | | | |
| | | | | 7 | John S. A. Hasbrook | For | | For | For | | | |
| | | | | 8 | Michael W. Koehnen | For | | For | For | | | |
| | | | | 9 | Martin A. Mariani | For | | For | For | | | |
| | | | | 10 | Thomas C. McGraw | For | | For | For | | | |
| | | | | 11 | Richard P. Smith | For | | For | For | | | |
| | | | | 12 | W. Virginia Walker | For | | For | For | | | |
| | 2. | Propose to approve the 2019 Equity
Compensation Plan. | Management | For | | For | For | | | |
| | 3. | Advisory approval of the company's
executive compensation. | Management | For | | For | For | | | |
| | 4. | To ratify the selection of Moss Adams LLP
as the company's independent auditor for
2019. | Management | For | | For | For | | | |
| HEARTLAND FINANCIAL USA, INC. | | |
| | Security | 42234Q102 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | HTLF | | | | | | | Meeting Date | 22-May-2019 | |
| | ISIN | US42234Q1022 | | | | | | | Agenda | 934982643 - Management | |
| | Record Date | 25-Mar-2019 | | | | | | | Holding Recon Date | 25-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 21-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Class II Director for Term
Expires 2022: Mark C. Falb | Management | For | | For | For | | | |
| | 1b. | Election of Class II Director for Term
Expires 2022: John K. Schmidt | Management | For | | For | For | | | |
| | 1c. | Election of Class II Director for Term
Expires 2022: Duane E. White | Management | For | | For | For | | | |
| | 2. | Approve an amendment to the Company's
Certificate of Incorporation to increase the
number of authorized shares of common
stock from 40,000,000 to 60,000,000
shares. | Management | For | | For | For | | | |
| | 3. | Approve an amendment to the Company's
Certificate of Incorporation to increase the
maximum Board size from 11 members to
13 members. | Management | For | | For | For | | | |
| | 4. | Ratify the appointment of KPMG LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019. | Management | For | | For | For | | | |
| | 5. | Take a non-binding, advisory vote on
executive compensation. | Management | For | | For | For | | | |
| GLOBAL BRASS AND COPPER HOLDINGS, INC. | | |
| | Security | 37953G103 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | BRSS | | | | | | | Meeting Date | 23-May-2019 | |
| | ISIN | US37953G1031 | | | | | | | Agenda | 934970129 - Management | |
| | Record Date | 25-Mar-2019 | | | | | | | Holding Recon Date | 25-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Vicki L. Avril | Management | For | | For | For | | | |
| | 1b. | Election of Director: Donald L. Marsh, Jr. | Management | For | | For | For | | | |
| | 1c. | Election of Director: Bradford T. Ray | Management | For | | For | For | | | |
| | 1d. | Election of Director: John H. Walker | Management | For | | For | For | | | |
| | 1e. | Election of Director: John J. Wasz | Management | For | | For | For | | | |
| | 1f. | Election of Director: Martin E. Welch, III | Management | For | | For | For | | | |
| | 1g. | Election of Director: Ronald C. Whitaker | Management | For | | For | For | | | |
| | 2. | Ratify the appointment of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2019. | Management | For | | For | For | | | |
| | 3. | Approve, on an advisory basis, the
compensation of the Company's named
executive officers. | Management | For | | For | For | | | |
| MGP INGREDIENTS INC | | |
| | Security | 55303J106 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MGPI | | | | | | | Meeting Date | 23-May-2019 | |
| | ISIN | US55303J1060 | | | | | | | Agenda | 934973961 - Management | |
| | Record Date | 25-Mar-2019 | | | | | | | Holding Recon Date | 25-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1A. | Election of Director: James L. Bareuther | Management | For | | For | For | | | |
| | 1B. | Election of Director: Terrence P. Dunn | Management | For | | For | For | | | |
| | 1C. | Election of Director: Anthony P. Foglio | Management | For | | For | For | | | |
| | 1D. | Election of Director: David J. Colo | Management | For | | For | For | | | |
| | 2. | To ratify the appointment of KPMG LLP as
the Company's independent registered
public accounting firm. | Management | For | | For | For | | | |
| | 3. | To adopt an advisory resolution to approve
the compensation of our named executive
officers. | Management | For | | For | For | | | |
| MILLER INDUSTRIES, INC. | | |
| | Security | 600551204 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MLR | | | | | | | Meeting Date | 24-May-2019 | |
| | ISIN | US6005512040 | | | | | | | Agenda | 935008640 - Management | |
| | Record Date | 02-Apr-2019 | | | | | | | Holding Recon Date | 02-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: Theodore H. Ashford, III | Management | For | | For | For | | | |
| | 1.2 | Election of Director: A. Russell Chandler, III | Management | For | | For | For | | | |
| | 1.3 | Election of Director: William G. Miller | Management | For | | For | For | | | |
| | 1.4 | Election of Director: William G. Miller, II | Management | For | | For | For | | | |
| | 1.5 | Election of Director: Richard H. Roberts | Management | For | | For | For | | | |
| | 2. | To approve, by non-binding advisory vote,
the compensation of the Company's named
executive officers. | Management | For | | For | For | | | |
| FIRST FINANCIAL BANCORP. | | |
| | Security | 320209109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | FFBC | | | | | | | Meeting Date | 28-May-2019 | |
| | ISIN | US3202091092 | | | | | | | Agenda | 934995195 - Management | |
| | Record Date | 01-Apr-2019 | | | | | | | Holding Recon Date | 01-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | J. Wickliffe Ach | For | | For | For | | | |
| | | | | 2 | Kathleen L. Bardwell | For | | For | For | | | |
| | | | | 3 | William G. Barron | For | | For | For | | | |
| | | | | 4 | Vincent A. Berta | For | | For | For | | | |
| | | | | 5 | Cynthia O. Booth | For | | For | For | | | |
| | | | | 6 | Archie M. Brown, Jr. | For | | For | For | | | |
| | | | | 7 | Claude E. Davis | For | | For | For | | | |
| | | | | 8 | Corinne R. Finnerty | For | | For | For | | | |
| | | | | 9 | Erin P. Hoeflinger | For | | For | For | | | |
| | | | | 10 | Susan L. Knust | For | | For | For | | | |
| | | | | 11 | William J. Kramer | For | | For | For | | | |
| | | | | 12 | John T. Neighbours | For | | For | For | | | |
| | | | | 13 | Thomas M. O'Brien | For | | For | For | | | |
| | | | | 14 | Richard E. Olszewski | For | | For | For | | | |
| | | | | 15 | Maribeth S. Rahe | For | | For | For | | | |
| | 2. | Ratification of Crowe LLP as the Company's
independent registered public accounting
firm for 2019. | Management | For | | For | For | | | |
| | 3. | Advisory (non-binding) vote on the
compensation of the Company's executive
officers. | Management | For | | For | For | | | |
| SM ENERGY COMPANY | | |
| | Security | 78454L100 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SM | | | | | | | Meeting Date | 29-May-2019 | |
| | ISIN | US78454L1008 | | | | | | | Agenda | 934992062 - Management | |
| | Record Date | 08-Apr-2019 | | | | | | | Holding Recon Date | 08-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 28-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: Carla J. Bailo | Management | For | | For | For | | | |
| | 1.2 | Election of Director: Larry W. Bickle | Management | For | | For | For | | | |
| | 1.3 | Election of Director: Stephen R. Brand | Management | For | | For | For | | | |
| | 1.4 | Election of Director: Loren M. Leiker | Management | For | | For | For | | | |
| | 1.5 | Election of Director: Javan D. Ottoson | Management | For | | For | For | | | |
| | 1.6 | Election of Director: Ramiro G. Peru | Management | For | | For | For | | | |
| | 1.7 | Election of Director: Julio M. Quintana | Management | For | | For | For | | | |
| | 1.8 | Election of Director: Rose M. Robeson | Management | For | | For | For | | | |
| | 1.9 | Election of Director: William D. Sullivan | Management | For | | For | For | | | |
| | 2. | To approve, on a non-binding advisory
basis, the compensation philosophy,
policies and procedures, and the
compensation of our Company's named
executive officers, as disclosed in the
accompanying Proxy Statement. | Management | For | | For | For | | | |
| | 3. | To ratify the appointment by the Audit
Committee of Ernst & Young LLP as our
independent registered public accounting
firm for 2019. | Management | For | | For | For | | | |
| OCEANFIRST FINANCIAL CORP. | | |
| | Security | 675234108 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | OCFC | | | | | | | Meeting Date | 29-May-2019 | |
| | ISIN | US6752341080 | | | | | | | Agenda | 935015900 - Management | |
| | Record Date | 10-Apr-2019 | | | | | | | Holding Recon Date | 10-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 28-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Steven E. Brady | For | | For | For | | | |
| | | | | 2 | Angelo Catania | For | | For | For | | | |
| | | | | 3 | Anthony R. Coscia | For | | For | For | | | |
| | | | | 4 | Michael D. Devlin | For | | For | For | | | |
| | | | | 5 | Jack M. Farris | For | | For | For | | | |
| | | | | 6 | Kimberly M. Guadagno | For | | For | For | | | |
| | | | | 7 | John K. Lloyd | For | | For | For | | | |
| | | | | 8 | Christopher D. Maher | For | | For | For | | | |
| | | | | 9 | Nicos Katsoulis | For | | For | For | | | |
| | | | | 10 | Grace C. Torres | For | | For | For | | | |
| | | | | 11 | Grace Vallacchi | For | | For | For | | | |
| | | | | 12 | John E. Walsh | For | | For | For | | | |
| | | | | 13 | Samuel R. Young | For | | For | For | | | |
| | 2. | Advisory vote on the compensation of the
Company's named executive officers. | Management | For | | For | For | | | |
| | 3. | Ratification of the appointment of KPMG
LLP as independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2019. | Management | For | | For | For | | | |
| MERCER INTERNATIONAL INC. | | |
| | Security | 588056101 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MERC | | | | | | | Meeting Date | 31-May-2019 | |
| | ISIN | US5880561015 | | | | | | | Agenda | 934999167 - Management | |
| | Record Date | 22-Mar-2019 | | | | | | | Holding Recon Date | 22-Mar-2019 | |
| | City / | Country | | | / | Canada | | | | | Vote Deadline Date | 30-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Jimmy S.H. Lee | For | | For | For | | | |
| | | | | 2 | David M. Gandossi | For | | For | For | | | |
| | | | | 3 | William D. McCartney | For | | For | For | | | |
| | | | | 4 | James Shepherd | For | | For | For | | | |
| | | | | 5 | R. Keith Purchase | For | | For | For | | | |
| | | | | 6 | Martha A.M. Morfitt | For | | For | For | | | |
| | | | | 7 | Alan C. Wallace | For | | For | For | | | |
| | | | | 8 | Linda J. Welty | For | | For | For | | | |
| | 2. | Ratification of the selection of
PricewaterhouseCoopers LLP as
independent registered public accounting
firm for 2019. | Management | For | | For | For | | | |
| | 3. | Approval of the advisory (non-binding)
resolution to approve executive
compensation. | Management | For | | For | For | | | |
| UNIVERSAL ELECTRONICS INC. | | |
| | Security | 913483103 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | UEIC | | | | | | | Meeting Date | 04-Jun-2019 | |
| | ISIN | US9134831034 | | | | | | | Agenda | 935004490 - Management | |
| | Record Date | 16-Apr-2019 | | | | | | | Holding Recon Date | 16-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Paul D. Arling | For | | For | For | | | |
| | 2. | Say on Pay - Approval, on an advisory
basis, of named executive officer
compensation. | Management | For | | For | For | | | |
| | 3. | Ratification of the appointment of Grant
Thornton LLP, a firm of Independent
Registered Public Accountants as the
Company's auditors for the year ending
December 31, 2019. | Management | For | | For | For | | | |
| MCGRATH RENTCORP | | |
| | Security | 580589109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MGRC | | | | | | | Meeting Date | 05-Jun-2019 | |
| | ISIN | US5805891091 | | | | | | | Agenda | 935025165 - Management | |
| | Record Date | 10-Apr-2019 | | | | | | | Holding Recon Date | 10-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Kimberly A. Box | For | | For | For | | | |
| | | | | 2 | William J. Dawson | For | | For | For | | | |
| | | | | 3 | Elizabeth A. Fetter | For | | For | For | | | |
| | | | | 4 | Joseph F. Hanna | For | | For | For | | | |
| | | | | 5 | Bradley M. Shuster | For | | For | For | | | |
| | | | | 6 | M. Richard Smith | For | | For | For | | | |
| | | | | 7 | Dennis P. Stradford | For | | For | For | | | |
| | | | | 8 | Ronald H. Zech | For | | For | For | | | |
| | 2. | To ratify the appointment of Grant Thornton
LLP as the independent auditors for the
Company for the year ending December 31,
2019. | Management | For | | For | For | | | |
| | 3. | To hold a non-binding, advisory vote to
approve the compensation of the
Company's named executive officers. | Management | For | | For | For | | | |
| ELECTRONICS FOR IMAGING, INC. | | |
| | Security | 286082102 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | EFII | | | | | | | Meeting Date | 06-Jun-2019 | |
| | ISIN | US2860821022 | | | | | | | Agenda | 935017360 - Management | |
| | Record Date | 18-Apr-2019 | | | | | | | Holding Recon Date | 18-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Eric Brown | For | | For | For | | | |
| | | | | 2 | Janice Durbin Chaffin | For | | For | For | | | |
| | | | | 3 | Gill Cogan | For | | For | For | | | |
| | | | | 4 | Guy Gecht | For | | For | For | | | |
| | | | | 5 | Thomas Georgens | For | | For | For | | | |
| | | | | 6 | Richard A. Kashnow | For | | For | For | | | |
| | | | | 7 | Dan Maydan | For | | For | For | | | |
| | | | | 8 | William D. Muir, Jr. | For | | For | For | | | |
| | 2. | To approve a non-binding advisory proposal
on executive compensation. | Management | For | | For | For | | | |
| | 3. | To approve the Electronics For Imaging,
Inc. 2019 Equity Incentive Plan. | Management | For | | For | For | | | |
| | 4. | To approve the amendment and
restatement of the Electronics For Imaging,
Inc. Employee Stock Purchase Plan. | Management | For | | For | For | | | |
| | 5. | To ratify the appointment of the Company's
independent registered public accounting
firm for the fiscal year ending December 31,
2019. | Management | For | | For | For | | | |
| KAISER ALUMINUM CORPORATION | | |
| | Security | 483007704 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | KALU | | | | | | | Meeting Date | 06-Jun-2019 | |
| | ISIN | US4830077040 | | | | | | | Agenda | 935025088 - Management | |
| | Record Date | 12-Apr-2019 | | | | | | | Holding Recon Date | 12-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Alfred E. Osborne, Jr. | For | | For | For | | | |
| | | | | 2 | Teresa Sebastian | For | | For | For | | | |
| | | | | 3 | Donald J. Stebbins | For | | For | For | | | |
| | | | | 4 | Thomas M. Van Leeuwen | For | | For | For | | | |
| | 2. | ADVISORY VOTE TO APPROVE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT | Management | For | | For | For | | | |
| | 3. | RATIFICATION OF THE SELECTION OF
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2019 | Management | For | | For | For | | | |
| GULFPORT ENERGY CORPORATION | | |
| | Security | 402635304 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | GPOR | | | | | | | Meeting Date | 06-Jun-2019 | |
| | ISIN | US4026353049 | | | | | | | Agenda | 935028490 - Management | |
| | Record Date | 17-Apr-2019 | | | | | | | Holding Recon Date | 17-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: David M. Wood | Management | For | | For | For | | | |
| | 1.2 | Election of Director: Craig Groeschel | Management | For | | For | For | | | |
| | 1.3 | Election of Director: David L. Houston | Management | For | | For | For | | | |
| | 1.4 | Election of Director: C. Doug Johnson | Management | For | | For | For | | | |
| | 1.5 | Election of Director: Ben T. Morris | Management | For | | For | For | | | |
| | 1.6 | Election of Director: Scott E. Streller | Management | For | | For | For | | | |
| | 1.7 | Election of Director: Paul D. Westerman | Management | For | | For | For | | | |
| | 1.8 | Election of Director: Deborah G. Adams | Management | For | | For | For | | | |
| | 2. | Proposal to approve the Company's 2019
Amended and Restated Stock Incentive
Plan. | Management | For | | For | For | | | |
| | 3. | Proposal to Approve, on an Advisory Basis,
the Compensation Paid to the Company's
Named Executive Officers. | Management | For | | For | For | | | |
| | 4. | Proposal to Ratify the Appointment of the
Company's Independent Auditors, Grant
Thornton LLP, for the fiscal year ending
December 31, 2019. | Management | For | | For | For | | | |
| WILLIAMS INDUSTRIAL SERVICES GROUP INC | | |
| | Security | 96951A104 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | WLMS | | | | | | | Meeting Date | 10-Jun-2019 | |
| | ISIN | US96951A1043 | | | | | | | Agenda | 935014073 - Management | |
| | Record Date | 22-Apr-2019 | | | | | | | Holding Recon Date | 22-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 07-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Charles Macaluso | For | | For | For | | | |
| | | | | 2 | David A. B. Brown | For | | For | For | | | |
| | | | | 3 | Steven D. Davis | For | | For | For | | | |
| | | | | 4 | Robert B. Mills | For | | For | For | | | |
| | | | | 5 | Nelson Obus | For | | For | For | | | |
| | | | | 6 | Tracy D. Pagliara | For | | For | For | | | |
| | 2. | To ratify the appointment of Moss Adams
LLP as the Company's independent
registered public accounting firm for 2019. | Management | For | | For | For | | | |
| | 3. | To approve, on an advisory, non-binding
basis, the compensation of our named
executive officers. | Management | For | | For | For | | | |
| | 4. | To approve the amendment and
restatement of the Company's 2015 Equity
Incentive Plan to increase the number of
shares of Common Stock issuable under
the plan by 1,000,000. | Management | For | | For | For | | | |
| SEAWORLD ENTERTAINMENT, INC. | | |
| | Security | 81282V100 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SEAS | | | | | | | Meeting Date | 12-Jun-2019 | |
| | ISIN | US81282V1008 | | | | | | | Agenda | 935012207 - Management | |
| | Record Date | 15-Apr-2019 | | | | | | | Holding Recon Date | 15-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Gustavo Antorcha | Management | For | | For | For | | | |
| | 1b. | Election of Director: Ronald Bension | Management | For | | For | For | | | |
| | 1c. | Election of Director: William Gray | Management | For | | For | For | | | |
| | 1d. | Election of Director: Yoshikazu Maruyama | Management | For | | For | For | | | |
| | 1e. | Election of Director: Thomas E. Moloney | Management | For | | For | For | | | |
| | 1f. | Election of Director: Scott I. Ross | Management | For | | For | For | | | |
| | 1g. | Election of Director: Yongli Wang | Management | For | | For | For | | | |
| | 2. | Ratification of the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for 2019. | Management | For | | For | For | | | |
| | 3. | Approval, in a non-binding advisory vote, of
the compensation paid to the named
executive officers. | Management | For | | For | For | | | |
| SILGAN HOLDINGS INC. | | |
| | Security | 827048109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SLGN | | | | | | | Meeting Date | 12-Jun-2019 | |
| | ISIN | US8270481091 | | | | | | | Agenda | 935017637 - Management | |
| | Record Date | 17-Apr-2019 | | | | | | | Holding Recon Date | 17-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | R. Philip Silver | For | | For | For | | | |
| | 2. | To ratify the appointment of Ernst & Young
LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2019. | Management | For | | For | For | | | |
| | 3. | Advisory vote to approve the compensation
of the Company's named executive officers. | Management | For | | For | For | | | |
| DAVE & BUSTER'S ENTERTAINMENT, INC. | | |
| | Security | 238337109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | PLAY | | | | | | | Meeting Date | 13-Jun-2019 | |
| | ISIN | US2383371091 | | | | | | | Agenda | 935014530 - Management | |
| | Record Date | 24-Apr-2019 | | | | | | | Holding Recon Date | 24-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 12-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1A | Election of Director: Victor L. Crawford | Management | For | | For | For | | | |
| | 1B | Election of Director: Hamish A. Dodds | Management | For | | For | For | | | |
| | 1C | Election of Director: Michael J. Griffith | Management | For | | For | For | | | |
| | 1D | Election of Director: Jonathan S. Halkyard | Management | For | | For | For | | | |
| | 1E | Election of Director: Brian A. Jenkins | Management | For | | For | For | | | |
| | 1F | Election of Director: Stephen M. King | Management | For | | For | For | | | |
| | 1G | Election of Director: Patricia M. Mueller | Management | For | | For | For | | | |
| | 1H | Election of Director: Kevin M. Sheehan | Management | For | | For | For | | | |
| | 1I | Election of Director: Jennifer Storms | Management | For | | For | For | | | |
| | 2. | Ratification of Appointment of KPMG LLP
as Independent Registered Public
Accounting Firm | Management | For | | For | For | | | |
| | 3. | Advisory Approval of Executive
Compensation | Management | For | | For | For | | | |
| ATLANTIC POWER CORPORATION | | |
| | Security | 04878Q863 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AT | | | | | | | Meeting Date | 19-Jun-2019 | |
| | ISIN | CA04878Q8636 | | | | | | | Agenda | 935026016 - Management | |
| | Record Date | 22-Apr-2019 | | | | | | | Holding Recon Date | 22-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: R. Foster Duncan | Management | For | | For | For | | | |
| | 1.2 | Election of Director: Kevin T. Howell | Management | For | | For | For | | | |
| | 1.3 | Election of Director: Danielle S. Mottor | Management | For | | For | For | | | |
| | 1.4 | Election of Director: Gilbert S. Palter | Management | For | | For | For | | | |
| | 1.5 | Election of Director: James J. Moore, Jr. | Management | For | | For | For | | | |
| | 2. | Executive Officer Compensation: The
approval, by non-binding advisory vote, of
the named executive officer compensation
as described in the Circular. | Management | For | | For | For | | | |
| | 3. | Shareholder Rights Plan: The approval of
an ordinary resolution of the Shareholders
to amend and restate and approve, ratify
and confirm the Shareholder Rights Plan
adopted by the Board of Directors of the
Corporation effective February 28, 2013. | Management | For | | For | For | | | |
| | 4. | Amendments to Articles of the Corporation:
The approval of a special resolution of the
Shareholders authorizing the adoption by
the Corporation of certain amendments to
the Articles of the Corporation to amend the
Canadian director residency requirement
and the Shareholder and Director quorum
provisions. | Management | For | | For | For | | | |
| | 5. | Appointment of Auditors: The appointment
of KPMG LLP as the auditors of the
Corporation and the authorization of the
Corporation's Board of Directors to fix such
auditors' remuneration. | Management | For | | For | For | | | |
| STEELCASE INC. | | |
| | Security | 858155203 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SCS | | | | | | | Meeting Date | 11-Jul-2018 | |
| | ISIN | US8581552036 | | | | | | | Agenda | 934833319 - Management | |
| | Record Date | 14-May-2018 | | | | | | | Holding Recon Date | 14-May-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-Jul-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Lawrence J. Blanford | Management | Abstain | | For | Against | | | |
| | 1b. | Election of Director: Timothy C. E. Brown | Management | Abstain | | For | Against | | | |
| | 1c. | Election of Director: Connie K. Duckworth | Management | Abstain | | For | Against | | | |
| | 1d. | Election of Director: David W. Joos | Management | Abstain | | For | Against | | | |
| | 1e. | Election of Director: James P. Keane | Management | Abstain | | For | Against | | | |
| | 1f. | Election of Director: Todd P. Kelsey | Management | Abstain | | For | Against | | | |
| | 1g. | Election of Director: Jennifer C. Niemann | Management | Abstain | | For | Against | | | |
| | 1h. | Election of Director: Robert C. Pew III | Management | Abstain | | For | Against | | | |
| | 1i. | Election of Director: Cathy D. Ross | Management | Abstain | | For | Against | | | |
| | 1j. | Election of Director: Peter M. Wege II | Management | Abstain | | For | Against | | | |
| | 1k. | Election of Director: P. Craig Welch, Jr. | Management | Abstain | | For | Against | | | |
| | 1l. | Election of Director: Kate Pew Wolters | Management | Abstain | | For | Against | | | |
| | 2. | Advisory vote to approve named executive
officer compensation | Management | Abstain | | For | Against | | | |
| | 3. | Ratification of independent registered public
accounting firm | Management | Abstain | | For | Against | | | |
| TRIUMPH GROUP, INC. | | |
| | Security | 896818101 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | TGI | | | | | | | Meeting Date | 11-Jul-2018 | |
| | ISIN | US8968181011 | | | | | | | Agenda | 934839347 - Management | |
| | Record Date | 17-May-2018 | | | | | | | Holding Recon Date | 17-May-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-Jul-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: Paul Bourgon | Management | For | | For | For | | | |
| | 1.2 | Election of Director: Daniel J. Crowley | Management | For | | For | For | | | |
| | 1.3 | Election of Director: Ralph E. Eberhart | Management | For | | For | For | | | |
| | 1.4 | Election of Director: Daniel P. Garton | Management | For | | For | For | | | |
| | 1.5 | Election of Director: Dawne S. Hickton | Management | For | | For | For | | | |
| | 1.6 | Election of Director: William L. Mansfield | Management | For | | For | For | | | |
| | 1.7 | Election of Director: Adam J. Palmer | Management | For | | For | For | | | |
| | 1.8 | Election of Director: Joseph M. Silvestri | Management | For | | For | For | | | |
| | 1.9 | Election of Director: Larry O. Spencer | Management | For | | For | For | | | |
| | 2. | To approve, by advisory vote, the
compensation paid to our named executive
officers for fiscal year 2018. | Management | For | | For | For | | | |
| | 3. | To approve the Triumph Group, Inc. 2018
Equity Incentive Plan. | Management | For | | For | For | | | |
| | 4. | To ratify the selection of Ernst & Young LLP
as our independent registered public
accounting firm for the fiscal year ending
March 31, 2019. | Management | For | | For | For | | | |
| | 5. | Stockholder proposal to reduce the
threshold to call special stockholder
meetings to 10% of outstanding shares. | Shareholder | Against | | Against | For | | | |
| JOHN WILEY & SONS, INC. | | |
| | Security | 968223206 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | JWA | | | | | | | Meeting Date | 27-Sep-2018 | |
| | ISIN | US9682232064 | | | | | | | Agenda | 934867649 - Management | |
| | Record Date | 03-Aug-2018 | | | | | | | Holding Recon Date | 03-Aug-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Sep-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | George Bell | For | | For | For | | | |
| | | | | 2 | David C. Dobson | For | | For | For | | | |
| | | | | 3 | Laurie A. Leshin | For | | For | For | | | |
| | | | | 4 | William Pence | For | | For | For | | | |
| | 2. | Ratification of the appointment of KPMG
LLP as independent accountants for the
fiscal year ending April 30, 2019. | Management | For | | For | For | | | |
| | 3. | Approval, on an advisory basis, of the
compensation of the named executive
officers. | Management | For | | For | For | | | |
| | 4. | Approval of the 2018 Director's Stock Plan. | Management | For | | For | For | | | |
| ENERGEN CORPORATION | | |
| | Security | 29265N108 | | | | | | | Meeting Type | Special | |
| | Ticker Symbol | EGN | | | | | | | Meeting Date | 27-Nov-2018 | |
| | ISIN | US29265N1081 | | | | | | | Agenda | 934894002 - Management | |
| | Record Date | 19-Oct-2018 | | | | | | | Holding Recon Date | 19-Oct-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Nov-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | To approve the Agreement and Plan of
Merger, dated August 14, 2018, by and
among Diamondback Energy, Inc.,
Sidewinder Merger Sub Inc. and Energen
Corporation (as it may be amended from
time to time, the "Merger Agreement") | Management | For | | For | For | | | |
| | 2. | To approve, by a non-binding advisory vote,
certain compensation that may be paid or
become payable to Energen Corporation's
named executive officers that is based on
or otherwise relates to the merger
contemplated by the Merger Agreement | Management | For | | For | For | | | |
| VALVOLINE INC. | | |
| | Security | 92047W101 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | VVV | | | | | | | Meeting Date | 31-Jan-2019 | |
| | ISIN | US92047W1018 | | | | | | | Agenda | 934911745 - Management | |
| | Record Date | 03-Dec-2018 | | | | | | | Holding Recon Date | 03-Dec-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 30-Jan-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Richard J. Freeland | Management | For | | For | For | | | |
| | 1b. | Election of Director: Stephen F. Kirk | Management | For | | For | For | | | |
| | 1c. | Election of Director: Carol H. Kruse | Management | For | | For | For | | | |
| | 1d. | Election of Director: Stephen E. Macadam | Management | For | | For | For | | | |
| | 1e. | Election of Director: Vada O. Manager | Management | For | | For | For | | | |
| | 1f. | Election of Director: Samuel J. Mitchell, Jr. | Management | For | | For | For | | | |
| | 1g. | Election of Director: Charles M. Sonsteby | Management | For | | For | For | | | |
| | 1h. | Election of Director: Mary J. Twinem | Management | For | | For | For | | | |
| | 2. | Ratification of the appointment of Ernst &
Young LLP as Valvoline's independent
registered public accounting firm for fiscal
2019. | Management | For | | For | For | | | |
| | 3. | A non-binding advisory resolution approving
Valvoline's executive compensation, as set
forth in the Proxy Statement. | Management | For | | For | For | | | |
| | 4. | Approval of an Amendment to the 2016
Valvoline Inc. Incentive Plan. | Management | For | | For | For | | | |
| OSHKOSH CORPORATION | | |
| | Security | 688239201 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | OSK | | | | | | | Meeting Date | 05-Feb-2019 | |
| | ISIN | US6882392011 | | | | | | | Agenda | 934915161 - Management | |
| | Record Date | 13-Dec-2018 | | | | | | | Holding Recon Date | 13-Dec-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-Feb-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Keith J. Allman | For | | For | For | | | |
| | | | | 2 | Wilson R. Jones | For | | For | For | | | |
| | | | | 3 | Leslie F. Kenne | For | | For | For | | | |
| | | | | 4 | K. Metcalf-Kupres | For | | For | For | | | |
| | | | | 5 | Stephen D. Newlin | For | | For | For | | | |
| | | | | 6 | Raymond T. Odierno | For | | For | For | | | |
| | | | | 7 | Craig P. Omtvedt | For | | For | For | | | |
| | | | | 8 | Duncan J. Palmer | For | | For | For | | | |
| | | | | 9 | Sandra E. Rowland | For | | For | For | | | |
| | | | | 10 | John S. Shiely | For | | For | For | | | |
| | 2. | Ratification of the appointment of Deloitte &
Touche LLP, an independent registered
public accounting firm, as the Company's
independent auditors for fiscal year 2019. | Management | For | | For | For | | | |
| | 3. | Approval, by advisory vote, of the
compensation of the Company's named
executive officers. | Management | For | | For | For | | | |
| | 4. | A shareholder proposal regarding
shareholder action by less than unanimous
written consent, if it is properly presented at
the Annual Meeting. | Shareholder | Against | | Against | For | | | |
| MOOG INC. | | |
| | Security | 615394202 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MOGA | | | | | | | Meeting Date | 12-Feb-2019 | |
| | ISIN | US6153942023 | | | | | | | Agenda | 934922522 - Management | |
| | Record Date | 18-Dec-2018 | | | | | | | Holding Recon Date | 18-Dec-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Feb-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Bradley R. Lawrence | For | | For | For | | | |
| | 2. | Ratification of Ernst & Young LLP as
auditors for Moog Inc. for the 2019 fiscal
year | Management | For | | For | For | | | |
| SANDERSON FARMS, INC. | | |
| | Security | 800013104 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SAFM | | | | | | | Meeting Date | 14-Feb-2019 | |
| | ISIN | US8000131040 | | | | | | | Agenda | 934920681 - Management | |
| | Record Date | 20-Dec-2018 | | | | | | | Holding Recon Date | 20-Dec-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-Feb-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Fred L. Banks, Jr.# | For | | For | For | | | |
| | | | | 2 | Robert C. Khayat# | For | | For | For | | | |
| | | | | 3 | Gail Jones Pittman# | For | | For | For | | | |
| | | | | 4 | Toni D. Cooley# | For | | For | For | | | |
| | | | | 5 | David Barksdale* | For | | For | For | | | |
| | | | | 6 | Edith Kelly-Green@ | For | | For | For | | | |
| | 2. | Proposal to approve, in a non-binding
advisory vote, the compensation of the
Company's Named Executive Officers. | Management | For | | For | For | | | |
| | 3. | Proposal to ratify the appointment of Ernst
& Young LLP as the Company's
independent auditors for the fiscal year
ending October 31, 2019. | Management | For | | For | For | | | |
| COMMERCE BANCSHARES, INC. | | |
| | Security | 200525103 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CBSH | | | | | | | Meeting Date | 17-Apr-2019 | |
| | ISIN | US2005251036 | | | | | | | Agenda | 934933878 - Management | |
| | Record Date | 15-Feb-2019 | | | | | | | Holding Recon Date | 15-Feb-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Earl H. Devanny, III | For | | For | For | | | |
| | | | | 2 | Benjamin F Rassieur III | For | | For | For | | | |
| | | | | 3 | Todd R. Schnuck | For | | For | For | | | |
| | | | | 4 | Andrew C. Taylor | For | | For | For | | | |
| | 2. | Ratification of the Selection of KPMG LLP
as the Company's Independent Registered
Public Accounting Firm for 2019. | Management | For | | For | For | | | |
| | 3. | Say on Pay - Advisory Approval of the
Company's Executive Compensation. | Management | For | | For | For | | | |
| | 4. | Approve the Amendment of the Company's
Articles of Incorporation to increase the
number of shares of authorized common
stock. | Management | For | | For | For | | | |
| AVERY DENNISON CORPORATION | | |
| | Security | 053611109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AVY | | | | | | | Meeting Date | 25-Apr-2019 | |
| | ISIN | US0536111091 | | | | | | | Agenda | 934938551 - Management | |
| | Record Date | 25-Feb-2019 | | | | | | | Holding Recon Date | 25-Feb-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Bradley Alford | Management | For | | For | For | | | |
| | 1b. | Election of Director: Anthony Anderson | Management | For | | For | For | | | |
| | 1c. | Election of Director: Peter Barker | Management | For | | For | For | | | |
| | 1d. | Election of Director: Mark Barrenechea | Management | For | | For | For | | | |
| | 1e. | Election of Director: Mitchell Butier | Management | For | | For | For | | | |
| | 1f. | Election of Director: Ken Hicks | Management | For | | For | For | | | |
| | 1g. | Election of Director: Andres Lopez | Management | For | | For | For | | | |
| | 1h. | Election of Director: David Pyott | Management | For | | For | For | | | |
| | 1i. | Election of Director: Patrick Siewert | Management | For | | For | For | | | |
| | 1j. | Election of Director: Julia Stewart | Management | For | | For | For | | | |
| | 1k. | Election of Director: Martha Sullivan | Management | For | | For | For | | | |
| | 2. | Approval, on an advisory basis, of our
executive compensation. | Management | For | | For | For | | | |
| | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2019. | Management | For | | For | For | | | |
| BANK OF HAWAII CORPORATION | | |
| | Security | 062540109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | BOH | | | | | | | Meeting Date | 26-Apr-2019 | |
| | ISIN | US0625401098 | | | | | | | Agenda | 934938741 - Management | |
| | Record Date | 28-Feb-2019 | | | | | | | Holding Recon Date | 28-Feb-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: S. Haunani Apoliona | Management | For | | For | For | | | |
| | 1b. | Election of Director: Mary G.F. Bitterman | Management | For | | For | For | | | |
| | 1c. | Election of Director: Mark A. Burak | Management | For | | For | For | | | |
| | 1d. | Election of Director: John C. Erickson | Management | For | | For | For | | | |
| | 1e. | Election of Director: Joshua D. Feldman | Management | For | | For | For | | | |
| | 1f. | Election of Director: Peter S. Ho | Management | For | | For | For | | | |
| | 1g. | Election of Director: Robert Huret | Management | For | | For | For | | | |
| | 1h. | Election of Director: Kent T. Lucien | Management | For | | For | For | | | |
| | 1i. | Election of Director: Alicia E. Moy | Management | For | | For | For | | | |
| | 1j. | Election of Director: Victor K. Nichols | Management | For | | For | For | | | |
| | 1k. | Election of Director: Barbara J. Tanabe | Management | For | | For | For | | | |
| | 1l. | Election of Director: Raymond P. Vara, Jr. | Management | For | | For | For | | | |
| | 1m. | Election of Director: Robert W. Wo | Management | For | | For | For | | | |
| | 2. | Say on Pay - An advisory vote to approve
executive compensation. | Management | For | | For | For | | | |
| | 3. | Ratification of Re-appointment of Ernst &
Young LLP for 2019. | Management | For | | For | For | | | |
| SIMPSON MANUFACTURING CO., INC. | | |
| | Security | 829073105 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SSD | | | | | | | Meeting Date | 26-Apr-2019 | |
| | ISIN | US8290731053 | | | | | | | Agenda | 934941762 - Management | |
| | Record Date | 27-Feb-2019 | | | | | | | Holding Recon Date | 27-Feb-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Karen Colonias | Management | For | | For | For | | | |
| | 1b. | Election of Director: James S. Andrasick | Management | For | | For | For | | | |
| | 1c. | Election of Director: Jennifer A. Chatman | Management | For | | For | For | | | |
| | 1d. | Election of Director: Robin G. MacGillivray | Management | For | | For | For | | | |
| | 1e. | Election of Director: Gary M. Cusumano | Management | For | | For | For | | | |
| | 1f. | Election of Director: Celeste V. Ford | Management | For | | For | For | | | |
| | 1g. | Election of Director: Michael A. Bless | Management | For | | For | For | | | |
| | 1h. | Election of Director: Philip E. Donaldson | Management | For | | For | For | | | |
| | 2. | Ratify the Board of Directors' selection of
Grant Thornton LLP as the Company's
independent registered public accounting
firm for 2019. | Management | For | | For | For | | | |
| | 3. | Approve, on an advisory, non-binding basis,
the compensation of the Company's named
executive officers. | Management | For | | For | For | | | |
| M.D.C. HOLDINGS, INC. | | |
| | Security | 552676108 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MDC | | | | | | | Meeting Date | 29-Apr-2019 | |
| | ISIN | US5526761086 | | | | | | | Agenda | 934943071 - Management | |
| | Record Date | 01-Mar-2019 | | | | | | | Holding Recon Date | 01-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Michael A. Berman | For | | For | For | | | |
| | | | | 2 | Herbert T. Buchwald | For | | For | For | | | |
| | | | | 3 | Larry A. Mizel | For | | For | For | | | |
| | | | | 4 | Leslie B. Fox | For | | For | For | | | |
| | 2. | To approve an advisory proposal regarding
the compensation of the Company's named
executive officers (Say on Pay). | Management | Against | | For | Against | | | |
| | 3. | To approve an amendment to the M.D.C.
Holdings, Inc. 2011 Equity Incentive Plan to
increase the shares authorized for issuance
under the plan and amend certain
provisions related to performance-based
awards in connection with amendments to
Section 162(m) of the Internal Revenue
Code. | Management | For | | For | For | | | |
| | 4. | To ratify the selection of Ernst & Young LLP
as the Company's independent registered
public accounting firm for the 2019 fiscal
year. | Management | For | | For | For | | | |
| GATX CORPORATION | | |
| | Security | 361448103 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | GATX | | | | | | | Meeting Date | 29-Apr-2019 | |
| | ISIN | US3614481030 | | | | | | | Agenda | 934954024 - Management | |
| | Record Date | 04-Mar-2019 | | | | | | | Holding Recon Date | 04-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: Diane M. Aigotti | Management | For | | For | For | | | |
| | 1.2 | Election of Director: Anne L. Arvia | Management | For | | For | For | | | |
| | 1.3 | Election of Director: Ernst A. Häberli | Management | For | | For | For | | | |
| | 1.4 | Election of Director: Brian A. Kenney | Management | For | | For | For | | | |
| | 1.5 | Election of Director: James B. Ream | Management | For | | For | For | | | |
| | 1.6 | Election of Director: Robert J. Ritchie | Management | For | | For | For | | | |
| | 1.7 | Election of Director: David S. Sutherland | Management | For | | For | For | | | |
| | 1.8 | Election of Director: Stephen R. Wilson | Management | For | | For | For | | | |
| | 1.9 | Election of Director: Paul G. Yovovich | Management | For | | For | For | | | |
| | 2. | ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION | Management | For | | For | For | | | |
| | 3. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
ENDING DECEMBER 31, 2019 | Management | For | | For | For | | | |
| WHITING PETROLEUM CORPORATION | | |
| | Security | 966387409 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | WLL | | | | | | | Meeting Date | 01-May-2019 | |
| | ISIN | US9663874090 | | | | | | | Agenda | 934953717 - Management | |
| | Record Date | 07-Mar-2019 | | | | | | | Holding Recon Date | 07-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 30-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Thomas L. Aller | For | | For | For | | | |
| | | | | 2 | James E. Catlin | For | | For | For | | | |
| | | | | 3 | Michael B. Walen | For | | For | For | | | |
| | 2. | Approval of Advisory Resolution on
Compensation of Named Executive
Officers. | Management | For | | For | For | | | |
| | 3. | Ratification of Appointment of Deloitte &
Touche LLP as the Independent Registered
Public Accounting Firm for 2019. | Management | For | | For | For | | | |
| | 4. | Approval of Amendment and Restatement
to Whiting Petroleum Corporation 2013
Equity Incentive Plan. | Management | For | | For | For | | | |
| APTARGROUP, INC. | | |
| | Security | 038336103 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ATR | | | | | | | Meeting Date | 01-May-2019 | |
| | ISIN | US0383361039 | | | | | | | Agenda | 934955951 - Management | |
| | Record Date | 08-Mar-2019 | | | | | | | Holding Recon Date | 08-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 30-Apr-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Giovanna Kampouri
Monnas | Management | For | | For | For | | | |
| | 1b. | Election of Director: Isabel Marey-Semper | Management | For | | For | For | | | |
| | 1c. | Election of Director: Stephan Tanda | Management | For | | For | For | | | |
| | 2. | Advisory vote to approve executive
compensation. | Management | For | | For | For | | | |
| | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2019. | Management | For | | For | For | | | |
| MUELLER INDUSTRIES, INC. | | |
| | Security | 624756102 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MLI | | | | | | | Meeting Date | 02-May-2019 | |
| | ISIN | US6247561029 | | | | | | | Agenda | 934963883 - Management | |
| | Record Date | 15-Mar-2019 | | | | | | | Holding Recon Date | 15-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Gregory L. Christopher | For | | For | For | | | |
| | | | | 2 | Elizabeth Donovan | For | | For | For | | | |
| | | | | 3 | Paul J. Flaherty | For | | For | For | | | |
| | | | | 4 | Gennaro J. Fulvio | For | | For | For | | | |
| | | | | 5 | Gary S. Gladstein | For | | For | For | | | |
| | | | | 6 | Scott J. Goldman | For | | For | For | | | |
| | | | | 7 | John B. Hansen | For | | For | For | | | |
| | | | | 8 | Terry Hermanson | For | | For | For | | | |
| | | | | 9 | Charles P. Herzog, Jr. | For | | For | For | | | |
| | 2. | Approve the appointment of Ernst & Young
LLP as the Company's independent
registered public accounting firm. | Management | For | | For | For | | | |
| | 3. | To approve, on an advisory basis by non-
binding vote, executive compensation. | Management | Against | | For | Against | | | |
| | 4. | To approve adoption of the Company's
2019 Incentive Plan. | Management | For | | For | For | | | |
| ENCOMPASS HEALTH CORPORATION | | |
| | Security | 29261A100 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | EHC | | | | | | | Meeting Date | 03-May-2019 | |
| | ISIN | US29261A1007 | | | | | | | Agenda | 934944439 - Management | |
| | Record Date | 07-Mar-2019 | | | | | | | Holding Recon Date | 07-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: John W. Chidsey | Management | For | | For | For | | | |
| | 1b. | Election of Director: Donald L. Correll | Management | For | | For | For | | | |
| | 1c. | Election of Director: Yvonne M. Curl | Management | For | | For | For | | | |
| | 1d. | Election of Director: Charles M. Elson | Management | For | | For | For | | | |
| | 1e. | Election of Director: Joan E. Herman | Management | For | | For | For | | | |
| | 1f. | Election of Director: Leo I. Higdon, Jr. | Management | For | | For | For | | | |
| | 1g. | Election of Director: Leslye G. Katz | Management | For | | For | For | | | |
| | 1h. | Election of Director: John E. Maupin, Jr. | Management | For | | For | For | | | |
| | 1i. | Election of Director: Nancy M. Schlichting | Management | For | | For | For | | | |
| | 1j. | Election of Director: L. Edward Shaw, Jr. | Management | For | | For | For | | | |
| | 1k. | Election of Director: Mark J. Tarr | Management | For | | For | For | | | |
| | 2. | Ratification of the appointment of
PricewaterhouseCoopers LLP as
independent registered public accounting
firm for 2019. | Management | For | | For | For | | | |
| | 3. | An advisory vote to approve executive
compensation. | Management | For | | For | For | | | |
| DARLING INGREDIENTS INC. | | |
| | Security | 237266101 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | DAR | | | | | | | Meeting Date | 07-May-2019 | |
| | ISIN | US2372661015 | | | | | | | Agenda | 934957450 - Management | |
| | Record Date | 13-Mar-2019 | | | | | | | Holding Recon Date | 13-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Randall C. Stuewe | Management | For | | For | For | | | |
| | 1b. | Election of Director: Charles Adair | Management | For | | For | For | | | |
| | 1c. | Election of Director: D. Eugene Ewing | Management | For | | For | For | | | |
| | 1d. | Election of Director: Linda Goodspeed | Management | For | | For | For | | | |
| | 1e. | Election of Director: Dirk Kloosterboer | Management | For | | For | For | | | |
| | 1f. | Election of Director: Mary R. Korby | Management | For | | For | For | | | |
| | 1g. | Election of Director: Cynthia Pharr Lee | Management | For | | For | For | | | |
| | 1h. | Election of Director: Charles Macaluso | Management | For | | For | For | | | |
| | 1i. | Election of Director: Gary W. Mize | Management | For | | For | For | | | |
| | 1j. | Election of Director: Michael E. Rescoe | Management | For | | For | For | | | |
| | 1k. | Election of Director: Nicole M. Ringenberg | Management | For | | For | For | | | |
| | 2. | Proposal to ratify the selection of KPMG
LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 28, 2019. | Management | For | | For | For | | | |
| | 3. | Advisory vote to approve executive
compensation. | Management | For | | For | For | | | |
| CALLON PETROLEUM COMPANY | | |
| | Security | 13123X102 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CPE | | | | | | | Meeting Date | 09-May-2019 | |
| | ISIN | US13123X1028 | | | | | | | Agenda | 934954391 - Management | |
| | Record Date | 15-Mar-2019 | | | | | | | Holding Recon Date | 15-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Michael L. Finch | For | | For | For | | | |
| | | | | 2 | Larry D. McVay | For | | For | For | | | |
| | 2. | The approval, by non-binding advisory vote,
of the compensation of our named
executive officers. | Management | For | | For | For | | | |
| | 3. | The ratification of the appointment of Grant
Thornton LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2019. | Management | For | | For | For | | | |
| PACWEST BANCORP | | |
| | Security | 695263103 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | PACW | | | | | | | Meeting Date | 13-May-2019 | |
| | ISIN | US6952631033 | | | | | | | Agenda | 934961269 - Management | |
| | Record Date | 18-Mar-2019 | | | | | | | Holding Recon Date | 18-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1A. | Election of Director: Tanya M. Acker | Management | For | | For | For | | | |
| | 1B. | Election of Director: Paul R. Burke | Management | For | | For | For | | | |
| | 1C. | Election of Director: Craig A. Carlson | Management | For | | For | For | | | |
| | 1D. | Election of Director: John M. Eggemeyer, III | Management | For | | For | For | | | |
| | 1E. | Election of Director: C. William Hosler | Management | For | | For | For | | | |
| | 1F. | Election of Director: Susan E. Lester | Management | For | | For | For | | | |
| | 1G. | Election of Director: Roger H. Molvar | Management | For | | For | For | | | |
| | 1H. | Election of Director: James J. Pieczynski | Management | For | | For | For | | | |
| | 1I. | Election of Director: Daniel B. Platt | Management | For | | For | For | | | |
| | 1J. | Election of Director: Robert A. Stine | Management | For | | For | For | | | |
| | 1K. | Election of Director: Matthew P. Wagner | Management | For | | For | For | | | |
| | 1L. | Election of Director: Mark T. Yung | Management | For | | For | For | | | |
| | 2. | Advisory Vote on Executive Compensation.
To approve, on an advisory basis (non-
binding), the compensation of the
Company's named executive officers. | Management | For | | For | For | | | |
| | 3. | Ratification of the Appointment of
Independent Auditors. To ratify the
appointment of KPMG LLP as the
Company's independent auditors for the
fiscal year ending December 31, 2019. | Management | For | | For | For | | | |
| VISHAY INTERTECHNOLOGY, INC. | | |
| | Security | 928298108 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | VSH | | | | | | | Meeting Date | 14-May-2019 | |
| | ISIN | US9282981086 | | | | | | | Agenda | 934964227 - Management | |
| | Record Date | 18-Mar-2019 | | | | | | | Holding Recon Date | 18-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Dr. Gerald Paul* | For | | For | For | | | |
| | | | | 2 | Timothy V. Talbert* | For | | For | For | | | |
| | | | | 3 | Thomas C. Wertheimer* | For | | For | For | | | |
| | | | | 4 | Michael Cody# | For | | For | For | | | |
| | 2. | To ratify the appointment of Ernst & Young
LLP as Vishay's independent registered
public accounting firm for the year ending
December 31, 2019. | Management | For | | For | For | | | |
| | 3. | The advisory approval of the compensation
of the Company's executive officers. | Management | For | | For | For | | | |
| | 4. | Frequency of advisory vote on the
compensation of the Company's executive
officers. | Management | 1 Year | | 1 Year | For | | | |
| WYNDHAM DESTINATIONS, INC. | | |
| | Security | 98310W108 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | WYND | | | | | | | Meeting Date | 16-May-2019 | |
| | ISIN | US98310W1080 | | | | | | | Agenda | 934966170 - Management | |
| | Record Date | 22-Mar-2019 | | | | | | | Holding Recon Date | 22-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Louise F. Brady | For | | For | For | | | |
| | | | | 2 | Michael D. Brown | For | | For | For | | | |
| | | | | 3 | James E. Buckman | For | | For | For | | | |
| | | | | 4 | George Herrera | For | | For | For | | | |
| | | | | 5 | Stephen P. Holmes | For | | For | For | | | |
| | | | | 6 | Denny Marie Post | For | | For | For | | | |
| | | | | 7 | Ronald L. Rickles | For | | For | For | | | |
| | | | | 8 | Michael H. Wargotz | For | | For | For | | | |
| | 2. | To vote on a non-binding, advisory
resolution to approve our executive
compensation. | Management | For | | For | For | | | |
| | 3. | To vote on a proposal to ratify the
appointment of Deloitte & Touche LLP to
serve as our independent registered public
accounting firm for fiscal year 2019. | Management | For | | For | For | | | |
| | 4. | To vote on a proposal to approve the
Wyndham Destinations, Inc. 2018
Employee Stock Purchase Plan. | Management | For | | For | For | | | |
| | 5. | To vote on a shareholder proposal
regarding political contributions disclosure if
properly presented at the meeting. | Shareholder | Against | | Against | For | | | |
| PRIMERICA, INC. | | |
| | Security | 74164M108 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | PRI | | | | | | | Meeting Date | 16-May-2019 | |
| | ISIN | US74164M1080 | | | | | | | Agenda | 934971359 - Management | |
| | Record Date | 20-Mar-2019 | | | | | | | Holding Recon Date | 20-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: John A. Addison, Jr. | Management | For | | For | For | | | |
| | 1b. | Election of Director: Joel M. Babbit | Management | For | | For | For | | | |
| | 1c. | Election of Director: P. George Benson | Management | For | | For | For | | | |
| | 1d. | Election of Director: C. Saxby Chambliss | Management | For | | For | For | | | |
| | 1e. | Election of Director: Gary L. Crittenden | Management | For | | For | For | | | |
| | 1f. | Election of Director: Cynthia N. Day | Management | For | | For | For | | | |
| | 1g. | Election of Director: Beatriz R. Perez | Management | For | | For | For | | | |
| | 1h. | Election of Director: D. Richard Williams | Management | For | | For | For | | | |
| | 1i. | Election of Director: Glenn J. Williams | Management | For | | For | For | | | |
| | 1j. | Election of Director: Barbara A. Yastine | Management | For | | For | For | | | |
| | 2. | To consider an advisory vote on executive
compensation (Say-on-Pay). | Management | For | | For | For | | | |
| | 3. | To ratify the appointment of KPMG LLP as
our independent registered public
accounting firm for fiscal 2019. | Management | For | | For | For | | | |
| AMERICAN STATES WATER COMPANY | | |
| | Security | 029899101 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AWR | | | | | | | Meeting Date | 21-May-2019 | |
| | ISIN | US0298991011 | | | | | | | Agenda | 934978428 - Management | |
| | Record Date | 22-Mar-2019 | | | | | | | Holding Recon Date | 22-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 20-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Dr. Diana M. Bontá | For | | For | For | | | |
| | | | | 2 | Ms. Mary Ann Hopkins | For | | For | For | | | |
| | | | | 3 | Mr. Robert J. Sprowls | For | | For | For | | | |
| | 2. | Advisory vote to approve the compensation
of our named executive officers. | Management | For | | For | For | | | |
| | 3. | To ratify the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm. | Management | For | | For | For | | | |
| SOUTHWESTERN ENERGY COMPANY | | |
| | Security | 845467109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SWN | | | | | | | Meeting Date | 21-May-2019 | |
| | ISIN | US8454671095 | | | | | | | Agenda | 934979103 - Management | |
| | Record Date | 22-Mar-2019 | | | | | | | Holding Recon Date | 22-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 20-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1.1 | Election of Director: John D. Gass | Management | For | | For | For | | | |
| | 1.2 | Election of Director: Catherine A. Kehr | Management | For | | For | For | | | |
| | 1.3 | Election of Director: Greg D. Kerley | Management | For | | For | For | | | |
| | 1.4 | Election of Director: Jon A. Marshall | Management | For | | For | For | | | |
| | 1.5 | Election of Director: Patrick M. Prevost | Management | For | | For | For | | | |
| | 1.6 | Election of Director: Anne Taylor | Management | For | | For | For | | | |
| | 1.7 | Election of Director: William J. Way | Management | For | | For | For | | | |
| | 2. | Advisory vote to approve compensation of
our Named Executive Officers for 2018
(Say-on-Pay). | Management | For | | For | For | | | |
| | 3. | Proposal to approve an amendment to the
Southwestern Energy Company 2013
incentive plan, to increase the number of
shares authorized for issuance under the
plan. | Management | For | | For | For | | | |
| | 4. | Proposal to ratify the appointment of
PricewaterhouseCoopers LLP to serve as
the Company's independent registered
public accounting firm for 2019. | Management | For | | For | For | | | |
| AMERICAN FINANCIAL GROUP, INC. | | |
| | Security | 025932104 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AFG | | | | | | | Meeting Date | 22-May-2019 | |
| | ISIN | US0259321042 | | | | | | | Agenda | 934971195 - Management | |
| | Record Date | 27-Mar-2019 | | | | | | | Holding Recon Date | 27-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 21-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Carl H. Lindner III | For | | For | For | | | |
| | | | | 2 | S. Craig Lindner | For | | For | For | | | |
| | | | | 3 | Kenneth C. Ambrecht | For | | For | For | | | |
| | | | | 4 | John B. Berding | For | | For | For | | | |
| | | | | 5 | Joseph E. Consolino | For | | For | For | | | |
| | | | | 6 | Virginia C. Drosos | For | | For | For | | | |
| | | | | 7 | James E. Evans | For | | For | For | | | |
| | | | | 8 | Terry S. Jacobs | For | | For | For | | | |
| | | | | 9 | Gregory G. Joseph | For | | For | For | | | |
| | | | | 10 | Mary Beth Martin | For | | For | For | | | |
| | | | | 11 | William W. Verity | For | | For | For | | | |
| | | | | 12 | John I. Von Lehman | For | | For | For | | | |
| | 2. | Proposal to ratify the Audit Committee's
appointment of Ernst & Young LLP as the
Company's Independent Registered Public
Accounting Firm for 2019. | Management | For | | For | For | | | |
| | 3. | Advisory vote on compensation of named
executive officers. | Management | For | | For | For | | | |
| COLUMBIA BANKING SYSTEM,INC. | | |
| | Security | 197236102 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | COLB | | | | | | | Meeting Date | 22-May-2019 | |
| | ISIN | US1972361026 | | | | | | | Agenda | 934979684 - Management | |
| | Record Date | 25-Mar-2019 | | | | | | | Holding Recon Date | 25-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 21-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Craig D. Eerkes | Management | For | | For | For | | | |
| | 1b. | Election of Director: Ford Elsaesser | Management | For | | For | For | | | |
| | 1c. | Election of Director: Mark A. Finkelstein | Management | For | | For | For | | | |
| | 1d. | Election of Director: Eric S. Forrest | Management | For | | For | For | | | |
| | 1e. | Election of Director: Thomas M. Hulbert | Management | For | | For | For | | | |
| | 1f. | Election of Director: Michelle M. Lantow | Management | For | | For | For | | | |
| | 1g. | Election of Director: Randal L. Lund | Management | For | | For | For | | | |
| | 1h. | Election of Director: S. Mae Fujita Numata | Management | For | | For | For | | | |
| | 1i. | Election of Director: Hadley S. Robbins | Management | For | | For | For | | | |
| | 1j. | Election of Director: Elizabeth W. Seaton | Management | For | | For | For | | | |
| | 1k. | Election of Director: Janine T. Terrano | Management | For | | For | For | | | |
| | 2. | To approve the Amended 2018 Equity
Incentive Plan. | Management | For | | For | For | | | |
| | 3. | To vote on an advisory (non-binding)
resolution to approve the compensation of
Columbia's named executive officers. | Management | For | | For | For | | | |
| | 4. | To vote on an advisory (non-binding)
resolution to appoint Deloitte & Touche LLP
as our independent registered public
accounting firm for fiscal year ending
December 31, 2019. | Management | For | | For | For | | | |
| ITT INC | | |
| | Security | 45073V108 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ITT | | | | | | | Meeting Date | 22-May-2019 | |
| | ISIN | US45073V1089 | | | | | | | Agenda | 934982427 - Management | |
| | Record Date | 25-Mar-2019 | | | | | | | Holding Recon Date | 25-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 21-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Orlando D. Ashford | Management | For | | For | For | | | |
| | 1b. | Election of Director: Geraud Darnis | Management | For | | For | For | | | |
| | 1c. | Election of Director: Donald DeFosset, Jr. | Management | For | | For | For | | | |
| | 1d. | Election of Director: Nicholas C.
Fanandakis | Management | For | | For | For | | | |
| | 1e. | Election of Director: Christina A. Gold | Management | For | | For | For | | | |
| | 1f. | Election of Director: Richard P. Lavin | Management | For | | For | For | | | |
| | 1g. | Election of Director: Mario Longhi | Management | For | | For | For | | | |
| | 1h. | Election of Director: Frank T. MacInnis | Management | For | | For | For | | | |
| | 1i. | Election of Director: Rebecca A. McDonald | Management | For | | For | For | | | |
| | 1j. | Election of Director: Timothy H. Powers | Management | For | | For | For | | | |
| | 1k. | Election of Director: Luca Savi | Management | For | | For | For | | | |
| | 1l. | Election of Director: Cheryl L. Shavers | Management | For | | For | For | | | |
| | 1m. | Election of Director: Sabrina Soussan | Management | For | | For | For | | | |
| | 2. | Ratification of the appointment of Deloitte &
Touche LLP as the independent registered
public accounting firm of the Company for
the 2019 fiscal year. | Management | For | | For | For | | | |
| | 3. | Approval of an advisory vote on executive
compensation. | Management | For | | For | For | | | |
| | 4. | A shareholder proposal requiring a policy
that the chair of the Board be independent. | Shareholder | Against | | Against | For | | | |
| CVB FINANCIAL CORP. | | |
| | Security | 126600105 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CVBF | | | | | | | Meeting Date | 22-May-2019 | |
| | ISIN | US1266001056 | | | | | | | Agenda | 934983847 - Management | |
| | Record Date | 29-Mar-2019 | | | | | | | Holding Recon Date | 29-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 21-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | George A. Borba, Jr. | For | | For | For | | | |
| | | | | 2 | Stephen A. Del Guercio | For | | For | For | | | |
| | | | | 3 | Rodrigo Guerra, Jr. | For | | For | For | | | |
| | | | | 4 | Anna Kan | For | | For | For | | | |
| | | | | 5 | Marshall V. Laitsch | For | | For | For | | | |
| | | | | 6 | Kristina M. Leslie | For | | For | For | | | |
| | | | | 7 | Christopher D. Myers | For | | For | For | | | |
| | | | | 8 | Raymond V. O'Brien III | For | | For | For | | | |
| | | | | 9 | Hal W. Oswalt | For | | For | For | | | |
| | 2. | Ratification of appointment of KPMG LLP
as independent registered public
accountants of CVB Financial Corp. for the
year ending December 31, 2019. | Management | For | | For | For | | | |
| | 3. | To approve, on a non-binding advisory
basis, the compensation of the Company's
named executive officers ("Say-On-Pay"). | Management | For | | For | For | | | |
| HUB GROUP, INC. | | |
| | Security | 443320106 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | HUBG | | | | | | | Meeting Date | 23-May-2019 | |
| | ISIN | US4433201062 | | | | | | | Agenda | 934974785 - Management | |
| | Record Date | 28-Mar-2019 | | | | | | | Holding Recon Date | 28-Mar-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | David P. Yeager | For | | For | For | | | |
| | | | | 2 | Donald G. Maltby | For | | For | For | | | |
| | | | | 3 | Mary H. Boosalis | For | | For | For | | | |
| | | | | 4 | James C. Kenny | For | | For | For | | | |
| | | | | 5 | Peter B. McNitt | For | | For | For | | | |
| | | | | 6 | Charles R. Reaves | For | | For | For | | | |
| | | | | 7 | Martin P. Slark | For | | For | For | | | |
| | | | | 8 | Jonathan P. Ward | For | | For | For | | | |
| | 2. | Advisory vote on executive compensation. | Management | For | | For | For | | | |
| | 3. | Ratification of the selection of Ernst &
Young LLP as Hub Group's independent
registered accounting firm. | Management | For | | For | For | | | |
| EMCOR GROUP, INC. | | |
| | Security | 29084Q100 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | EME | | | | | | | Meeting Date | 30-May-2019 | |
| | ISIN | US29084Q1004 | | | | | | | Agenda | 934990931 - Management | |
| | Record Date | 05-Apr-2019 | | | | | | | Holding Recon Date | 05-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-May-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: John W. Altmeyer | Management | For | | For | For | | | |
| | 1b. | Election of Director: David A. B. Brown | Management | For | | For | For | | | |
| | 1c. | Election of Director: Anthony J. Guzzi | Management | For | | For | For | | | |
| | 1d. | Election of Director: Richard F. Hamm, Jr. | Management | For | | For | For | | | |
| | 1e. | Election of Director: David H. Laidley | Management | For | | For | For | | | |
| | 1f. | Election of Director: Carol P. Lowe | Management | For | | For | For | | | |
| | 1g. | Election of Director: M. Kevin McEvoy | Management | For | | For | For | | | |
| | 1h. | Election of Director: William P. Reid | Management | For | | For | For | | | |
| | 1i. | Election of Director: Steven B.
Schwarzwaelder | Management | For | | For | For | | | |
| | 1j. | Election of Director: Robin Walker-Lee | Management | For | | For | For | | | |
| | 2. | Approval by non-binding advisory vote of
executive compensation. | Management | For | | For | For | | | |
| | 3. | Ratification of the appointment of Ernst &
Young LLP as independent auditors for
2019. | Management | For | | For | For | | | |
| | 4. | Stockholder proposal regarding written
consent. | Shareholder | Against | | Against | For | | | |
| MCGRATH RENTCORP | | |
| | Security | 580589109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MGRC | | | | | | | Meeting Date | 05-Jun-2019 | |
| | ISIN | US5805891091 | | | | | | | Agenda | 935025165 - Management | |
| | Record Date | 10-Apr-2019 | | | | | | | Holding Recon Date | 10-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Kimberly A. Box | For | | For | For | | | |
| | | | | 2 | William J. Dawson | For | | For | For | | | |
| | | | | 3 | Elizabeth A. Fetter | For | | For | For | | | |
| | | | | 4 | Joseph F. Hanna | For | | For | For | | | |
| | | | | 5 | Bradley M. Shuster | For | | For | For | | | |
| | | | | 6 | M. Richard Smith | For | | For | For | | | |
| | | | | 7 | Dennis P. Stradford | For | | For | For | | | |
| | | | | 8 | Ronald H. Zech | For | | For | For | | | |
| | 2. | To ratify the appointment of Grant Thornton
LLP as the independent auditors for the
Company for the year ending December 31,
2019. | Management | For | | For | For | | | |
| | 3. | To hold a non-binding, advisory vote to
approve the compensation of the
Company's named executive officers. | Management | For | | For | For | | | |
| GRANITE CONSTRUCTION INCORPORATED | | |
| | Security | 387328107 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | GVA | | | | | | | Meeting Date | 06-Jun-2019 | |
| | ISIN | US3873281071 | | | | | | | Agenda | 935005163 - Management | |
| | Record Date | 12-Apr-2019 | | | | | | | Holding Recon Date | 12-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1a. | Election of Director: Claes G. Bjork | Management | For | | For | For | | | |
| | 1b. | Election of Director: Patricia D. Galloway | Management | For | | For | For | | | |
| | 1c. | Election of Director: Alan P. Krusi | Management | For | | For | For | | | |
| | 1d. | Election of Director: Jeffrey J. Lyash | Management | For | | For | For | | | |
| | 2. | Advisory vote to approve executive
compensation of the named executive
officers. | Management | For | | For | For | | | |
| | 3. | To ratify the appointment by the
Audit/Compliance Committee of
PricewaterhouseCoopers LLP as Granite's
independent registered public accounting
firm for the fiscal year ending December 31,
2019. | Management | For | | For | For | | | |
| ELECTRONICS FOR IMAGING, INC. | | |
| | Security | 286082102 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | EFII | | | | | | | Meeting Date | 06-Jun-2019 | |
| | ISIN | US2860821022 | | | | | | | Agenda | 935017360 - Management | |
| | Record Date | 18-Apr-2019 | | | | | | | Holding Recon Date | 18-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Eric Brown | For | | For | For | | | |
| | | | | 2 | Janice Durbin Chaffin | For | | For | For | | | |
| | | | | 3 | Gill Cogan | For | | For | For | | | |
| | | | | 4 | Guy Gecht | For | | For | For | | | |
| | | | | 5 | Thomas Georgens | For | | For | For | | | |
| | | | | 6 | Richard A. Kashnow | For | | For | For | | | |
| | | | | 7 | Dan Maydan | For | | For | For | | | |
| | | | | 8 | William D. Muir, Jr. | For | | For | For | | | |
| | 2. | To approve a non-binding advisory proposal
on executive compensation. | Management | For | | For | For | | | |
| | 3. | To approve the Electronics For Imaging,
Inc. 2019 Equity Incentive Plan. | Management | For | | For | For | | | |
| | 4. | To approve the amendment and
restatement of the Electronics For Imaging,
Inc. Employee Stock Purchase Plan. | Management | For | | For | For | | | |
| | 5. | To ratify the appointment of the Company's
independent registered public accounting
firm for the fiscal year ending December 31,
2019. | Management | For | | For | For | | | |
| DAVE & BUSTER'S ENTERTAINMENT, INC. | | |
| | Security | 238337109 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | PLAY | | | | | | | Meeting Date | 13-Jun-2019 | |
| | ISIN | US2383371091 | | | | | | | Agenda | 935014530 - Management | |
| | Record Date | 24-Apr-2019 | | | | | | | Holding Recon Date | 24-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 12-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1A | Election of Director: Victor L. Crawford | Management | For | | For | For | | | |
| | 1B | Election of Director: Hamish A. Dodds | Management | For | | For | For | | | |
| | 1C | Election of Director: Michael J. Griffith | Management | For | | For | For | | | |
| | 1D | Election of Director: Jonathan S. Halkyard | Management | For | | For | For | | | |
| | 1E | Election of Director: Brian A. Jenkins | Management | For | | For | For | | | |
| | 1F | Election of Director: Stephen M. King | Management | For | | For | For | | | |
| | 1G | Election of Director: Patricia M. Mueller | Management | For | | For | For | | | |
| | 1H | Election of Director: Kevin M. Sheehan | Management | For | | For | For | | | |
| | 1I | Election of Director: Jennifer Storms | Management | For | | For | For | | | |
| | 2. | Ratification of Appointment of KPMG LLP
as Independent Registered Public
Accounting Firm | Management | For | | For | For | | | |
| | 3. | Advisory Approval of Executive
Compensation | Management | For | | For | For | | | |
| AMERISAFE, INC. | | |
| | Security | 03071H100 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AMSF | | | | | | | Meeting Date | 14-Jun-2019 | |
| | ISIN | US03071H1005 | | | | | | | Agenda | 935020735 - Management | |
| | Record Date | 17-Apr-2019 | | | | | | | Holding Recon Date | 17-Apr-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Teri G. Fontenot | For | | For | For | | | |
| | | | | 2 | Jared A. Morris | For | | For | For | | | |
| | 2. | To approve, on an advisory basis, our
executive compensation as described in the
Proxy Statement. | Management | For | | For | For | | | |
| | 3. | To ratify the appointment of Ernst & Young
LLP as the Company's independent
registered public accounting firm for 2019. | Management | For | | For | For | | | |
| NCR CORPORATION | | |
| | Security | 62886E108 | | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | NCR | | | | | | | Meeting Date | 18-Jun-2019 | |
| | ISIN | US62886E1082 | | | | | | | Agenda | 934942029 - Management | |
| | Record Date | 22-Feb-2019 | | | | | | | Holding Recon Date | 22-Feb-2019 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-Jun-2019 | |
| | SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | | | 1 | Richard L. Clemmer | For | | For | For | | | |
| | | | | 2 | Robert P. DeRodes | For | | For | For | | | |
| | | | | 3 | Deborah A. Farrington | For | | For | For | | | |
| | | | | 4 | Michael D. Hayford | For | | For | For | | | |
| | | | | 5 | Kurt P. Kuehn | For | | For | For | | | |
| | | | | 6 | Linda Fayne Levinson | For | | For | For | | | |
| | | | | 7 | Frank R. Martire | For | | For | For | | | |
| | | | | 8 | Matthew A. Thompson | For | | For | For | | | |
| | 2. | To approve, on an advisory basis,
compensation of the named executive
officers as more particularly described in
the proxy materials. | Management | For | | For | For | | | |
| | 3. | To ratify the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019 as more particularly
described in the proxy materials. | Management | For | | For | For | | | |
| | 4. | To approve the Directors' proposal to
amend and restate the charter of the
Company to eliminate the supermajority
provisions as more particularly described in
the proxy materials. | Management | For | | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
John B. Walthausen, President
