OMB Number: 3235-0582
Expires: January 31, 2015
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22153
DUNHAM FUNDS
(Exact name of registrant as specified in charter)
10251 Vista Sorrento Parkway, Suite 200, San Diego, CA 92121
(Address of principal executive offices) (Zip code)
James Ash, Esq.
Gemini Fund Services, LLC
80 Arkay Drive, Suite 110, Hauppauge, NY 11788
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-442-4358
Date of fiscal year end: October 31
Date of reporting period: July 1, 2013 – June 30, 2014
Registrant: Dunham Funds - Dunham Emerging Markets Stock Fund Item 1 | ||||||||
Investment Company Act file number: 811-22153 | ||||||||
Reporting Period: July 1, 2013 through June 30, 2014 | ||||||||
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IssuerName | Ticker | Cusip | MeetingDate | ProposalText | Proposal Type | Voted | Fund Vote | For/Against Management |
Alpha Bank A.E. | ALPHA | X1687N119* | 06/27/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Alpha Bank A.E. | ALPHA | X1687N119* | 06/27/2014 | Accounts and Reports; Allocation of Profits | Mgmt | Y | For | For |
Alpha Bank A.E. | ALPHA | X1687N119* | 06/27/2014 | Ratification of Directors' and Auditors' Acts | Mgmt | Y | For | For |
Alpha Bank A.E. | ALPHA | X1687N119* | 06/27/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Alpha Bank A.E. | ALPHA | X1687N119* | 06/27/2014 | Directors' Fees | Mgmt | Y | For | For |
Alpha Bank A.E. | ALPHA | X1687N119* | 06/27/2014 | Announcement of Board Appointments | Mgmt | Y | For | For |
Alpha Bank A.E. | ALPHA | X1687N119* | 06/27/2014 | Election of Directors; Election of Audit Committee Members; Designation of Independent Candidates | Mgmt | Y | For | For |
Alpha Bank A.E. | ALPHA | X1687N119* | 06/27/2014 | Authority to Issue Shares and/or Convertible Bonds w/ Preemptive Rights | Mgmt | Y | For | For |
Alpha Bank A.E. | ALPHA | X1687N119* | 06/27/2014 | Board Transactions | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Appointment of Auditor | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Elect Richard Duffy | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Re-elect Rhidwaan Gasant | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Re-elect Sipho M. Pityana | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Elect Audit and Risk Committee Member (Nkuhlu) | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Elect Audit and Risk Committee Member (Kirkwood) | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Elect Audit and Risk Committee Member (Gasant) | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Elect Audit and Risk Committee Member (Ruston) | Mgmt | Y | Against | Against |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | General Authority to Issue Shares | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Approve Remuneration Policy | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Authority to Issue Shares for Cash | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Approve NEDs' Fees (Board Fees) | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Approve NEDs' Fees (Board Committee) | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Amendments to Memorandum | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Amendment to the Long-Term Incentive Plan | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Amendment to the Bonus Share Plan | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Authority to Repurchase Shares | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Approve Financial Assistance | Mgmt | Y | For | For |
Anglogold Ashanti Limited | ANG | 035128206 | 05/14/2014 | Elect David Hodgson | Mgmt | Y | For | For |
Asseco Poland SA | SFT | X02540130* | 12/04/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Asseco Poland SA | SFT | X02540130* | 12/04/2013 | Opening; Election of Presiding Chairman | Mgmt | Y | For | For |
Asseco Poland SA | SFT | X02540130* | 12/04/2013 | Compliance with Rules of Convocation | Mgmt | Y | For | For |
Asseco Poland SA | SFT | X02540130* | 12/04/2013 | Agenda | Mgmt | Y | For | For |
Asseco Poland SA | SFT | X02540130* | 12/04/2013 | Merger of Asseco Poland and Its Subsidiary | Mgmt | Y | For | For |
Asseco Poland SA | SFT | X02540130* | 12/04/2013 | Audit Committee Fees | Mgmt | Y | For | For |
Asseco Poland SA | SFT | X02540130* | 12/04/2013 | Closing | Mgmt | Y | For | For |
Banco Do Brasil S.A. | BBAS3 | P11427112* | 12/19/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Banco Do Brasil S.A. | BBAS3 | P11427112* | 12/19/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Banco Do Brasil S.A. | BBAS3 | P11427112* | 12/19/2013 | Capitalization of Reserves w/o Share Issue | Mgmt | Y | For | For |
Banco Do Brasil S.A. | BBAS3 | P11427112* | 12/19/2013 | Increase in Authorized Capital | Mgmt | Y | For | For |
Banco Do Brasil S.A. | BBAS3 | P11427112* | 12/19/2013 | Amendment to Articles Regarding Reconciliation of Share Capital | Mgmt | Y | For | For |
Banco Do Brasil S.A. | BBAS3 | P11427112* | 12/19/2013 | Increase in Global Aggregate Remuneration | Mgmt | Y | For | For |
Banco Do Brasil S.A. | BBAS3 | P11427112* | 12/19/2013 | Election of Directors | Mgmt | Y | For | For |
Banco Macro SA | BSUD.1 | 05961W105 | 04/29/2014 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | Y | For | For |
Banco Macro SA | BSUD.1 | 05961W105 | 04/29/2014 | Accounts and Reports | Mgmt | Y | For | For |
Banco Macro SA | BSUD.1 | 05961W105 | 04/29/2014 | Ratification of Board and Supervisory Council Acts | Mgmt | Y | For | For |
Banco Macro SA | BSUD.1 | 05961W105 | 04/29/2014 | Allocation of Profits | Mgmt | Y | For | For |
Banco Macro SA | BSUD.1 | 05961W105 | 04/29/2014 | Allocation of Dividends | Mgmt | Y | For | For |
Banco Macro SA | BSUD.1 | 05961W105 | 04/29/2014 | Ratification of Directors' Fees | Mgmt | Y | For | For |
Banco Macro SA | BSUD.1 | 05961W105 | 04/29/2014 | Ratification of Supervisory Council Members' Fees | Mgmt | Y | Abstain | Against |
Banco Macro SA | BSUD.1 | 05961W105 | 04/29/2014 | Ratification of Auditor's Fees | Mgmt | Y | For | For |
Banco Macro SA | BSUD.1 | 05961W105 | 04/29/2014 | Election of Directors | Mgmt | Y | Abstain | Against |
Banco Macro SA | BSUD.1 | 05961W105 | 04/29/2014 | Election of Supervisory Council | Mgmt | Y | Abstain | Against |
Banco Macro SA | BSUD.1 | 05961W105 | 04/29/2014 | Appointment of Auditor | Mgmt | Y | For | For |
Banco Macro SA | BSUD.1 | 05961W105 | 04/29/2014 | Audit Committee Budget | Mgmt | Y | Abstain | Against |
Banco Macro SA | BSUD.1 | 05961W105 | 04/29/2014 | Amendments to Articles | Mgmt | Y | Abstain | Against |
Banco Macro SA | BSUD.1 | 05961W105 | 04/29/2014 | Authority to Carry Out Formalities | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 03/25/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Bank of China Limited | 3988 | Y0698A107* | 03/25/2014 | Elect CHEN Siqing | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Directors' Report | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Supervisors' Report | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Financial Statements | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Annual Budget | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Capital Management Plan | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Elect ZHANG Xiangdong | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Elect ZHANG Qi | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Elect Jackson P. Tai | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Elect LIU Xianghui | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Elect MEI Xingbao | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Elect BAO Guoming | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Remuneration Plan for Directors and Supervisors | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Amendments to Articles of Association | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Y | Against | Against |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Type of securities to be issued and issue size | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Par value and issue price | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Term | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Method of issuance and target investors | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Mechanism of participation of Preference Shares | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Compulsory conversion | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Terms of conditional redemption | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Restrictions on voting rights | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Order of priority and method of liquidation | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Rating arrangement | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Security for the issuance of Preference Shares | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Term of restrictions on trade and transfer | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Validity period of the issuance of Preference Shares | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Trading arrangement | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Use of proceeds from the issuance of Preference Shares | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Matters to authorization of the issuance | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Type of securities to be issued and issue size | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Par value and issue price | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Term | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Method of issuance and target investors | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Mechanism of participation of Preference Shares | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Compulsory conversion | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Terms of conditional redemption | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Restrictions and recovery on voting rights | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Order of priority and method of liquidation | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Rating arrangement | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Security for the issuance of Preference Shares | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Lock-up period | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Validity period of the issuance of Preference Shares | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Trading/listing arrangement | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Use of proceeds from the issuance of Preference Shares | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Matters to authorization of the issuance | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Shareholder Returns Plan | Mgmt | Y | For | For |
Bank of China Limited | 3988 | Y0698A107* | 06/12/2014 | Dilution of Current Returns and Remedial Measures | Mgmt | Y | For | For |
Biostime International Holdings Limited | 1112 | G11259101* | 05/08/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Biostime International Holdings Limited | 1112 | G11259101* | 05/08/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Biostime International Holdings Limited | 1112 | G11259101* | 05/08/2014 | Accounts and Reports | Mgmt | Y | For | For |
Biostime International Holdings Limited | 1112 | G11259101* | 05/08/2014 | Allocation of Final Dividend | Mgmt | Y | For | For |
Biostime International Holdings Limited | 1112 | G11259101* | 05/08/2014 | Allocation of Special Dividend | Mgmt | Y | For | For |
Biostime International Holdings Limited | 1112 | G11259101* | 05/08/2014 | Elect NGAI Wai-Fung | Mgmt | Y | Against | Against |
Biostime International Holdings Limited | 1112 | G11259101* | 05/08/2014 | Elect TAN Wee Seng | Mgmt | Y | For | For |
Biostime International Holdings Limited | 1112 | G11259101* | 05/08/2014 | Elect XIAO Baichun | Mgmt | Y | For | For |
Biostime International Holdings Limited | 1112 | G11259101* | 05/08/2014 | Directors' Fees | Mgmt | Y | For | For |
Biostime International Holdings Limited | 1112 | G11259101* | 05/08/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Biostime International Holdings Limited | 1112 | G11259101* | 05/08/2014 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Y | Against | Against |
Biostime International Holdings Limited | 1112 | G11259101* | 05/08/2014 | Authority to Repurchase Shares | Mgmt | Y | For | For |
Biostime International Holdings Limited | 1112 | G11259101* | 05/08/2014 | Authority to Issue Repurchased Shares | Mgmt | Y | Against | Against |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | For | For |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Amendments to Articles | Mgmt | Y | For | For |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Elect JUNG Min Joo | Mgmt | Y | For | For |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Elect LEE Bong Cheol | Mgmt | Y | For | For |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Elect KIM Sung Ho | Mgmt | Y | For | For |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Elect KIM Woo Suk | Mgmt | Y | For | For |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Elect LEE Jong Soo | Mgmt | Y | For | For |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Elect MOON Jae Woo | Mgmt | Y | For | For |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Elect KIM Chang Soo | Mgmt | Y | For | For |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Election of Audit Committee Members: KIM Sung Ho | Mgmt | Y | For | For |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Election of Audit Committee Members: KIM Woo Seok | Mgmt | Y | For | For |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Election of Audit Committee Members: MOON Jae Woo | Mgmt | Y | For | For |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Election of Audit Committee Members: KIM Chang Soo | Mgmt | Y | For | For |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Directors' Fees | Mgmt | Y | For | For |
BS Financial Group Inc | 138930 | Y0997Y103* | 03/28/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
China Construction Bank Corporation | 939 | Y1397N101* | 06/26/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
China Construction Bank Corporation | 939 | Y1397N101* | 06/26/2014 | Directors' Report | Mgmt | Y | For | For |
China Construction Bank Corporation | 939 | Y1397N101* | 06/26/2014 | Supervisors' Report | Mgmt | Y | For | For |
China Construction Bank Corporation | 939 | Y1397N101* | 06/26/2014 | Final Financial Accounts | Mgmt | Y | For | For |
China Construction Bank Corporation | 939 | Y1397N101* | 06/26/2014 | Allocation of Dividends/Profits | Mgmt | Y | For | For |
China Construction Bank Corporation | 939 | Y1397N101* | 06/26/2014 | Fixed Assets Investment Budget | Mgmt | Y | For | For |
China Construction Bank Corporation | 939 | Y1397N101* | 06/26/2014 | Appointment of Auditor | Mgmt | Y | For | For |
China Construction Bank Corporation | 939 | Y1397N101* | 06/26/2014 | Elect DONG Shi | Mgmt | Y | Against | Against |
China Construction Bank Corporation | 939 | Y1397N101* | 06/26/2014 | Elect GUO You as Supervisor | Mgmt | Y | For | For |
China Construction Bank Corporation | 939 | Y1397N101* | 06/26/2014 | Plan on Authorisation to the Board of Directors | Mgmt | Y | For | For |
China Oilfield Services Limited | 2883 | Y15002101* | 05/23/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
China Oilfield Services Limited | 2883 | Y15002101* | 05/23/2014 | Accounts and Reports | Mgmt | Y | For | For |
China Oilfield Services Limited | 2883 | Y15002101* | 05/23/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
China Oilfield Services Limited | 2883 | Y15002101* | 05/23/2014 | Directors' Report | Mgmt | Y | For | For |
China Oilfield Services Limited | 2883 | Y15002101* | 05/23/2014 | Supervisors' Reports | Mgmt | Y | For | For |
China Oilfield Services Limited | 2883 | Y15002101* | 05/23/2014 | Elect Lawrence LAW Hong Ping | Mgmt | Y | Against | Against |
China Oilfield Services Limited | 2883 | Y15002101* | 05/23/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
China Oilfield Services Limited | 2883 | Y15002101* | 05/23/2014 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | Y | Against | Against |
China Oilfield Services Limited | 2883 | Y15002101* | 05/23/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
China Oilfield Services Limited | 2883 | Y15002101* | 05/23/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
China Oilfield Services Limited | 2883 | Y15002101* | 05/23/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
China Oilfield Services Limited | 2883 | Y15002101* | 05/23/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
China Oilfield Services Limited | 2883 | Y15002101* | 12/20/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
China Oilfield Services Limited | 2883 | Y15002101* | 12/20/2013 | Master Agreement | Mgmt | Y | For | For |
China Oilfield Services Limited | 2883 | Y15002101* | 12/20/2013 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
China Oilfield Services Limited | 2883 | Y15002101* | 12/20/2013 | Elect LI Feilong | Mgmt | Y | For | For |
China Oilfield Services Limited | 2883 | Y15002101* | 12/20/2013 | Amendments to Articles | Mgmt | Y | For | For |
China Oilfield Services Limited | 2883 | Y15002101* | 12/20/2013 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
China Oilfield Services Limited | 2883 | Y15002101* | 12/20/2013 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
China Oilfield Services Limited | 2883 | Y15002101* | 12/20/2013 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Accounts and Reports | Mgmt | Y | For | For |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Elect CHEN Yi | Mgmt | Y | For | For |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Elect LUO Liang | Mgmt | Y | For | For |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Elect NIP Yun Wing | Mgmt | Y | For | For |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Elect ZHENG Xuexuan | Mgmt | Y | Against | Against |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Elect LAM Kwong Siu | Mgmt | Y | For | For |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Directors' Fees | Mgmt | Y | For | For |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Authority to Repurchase Shares | Mgmt | Y | For | For |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Y | Against | Against |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Authority to Issue Repurchased Shares | Mgmt | Y | Against | Against |
China Overseas Land & Investment Ltd. | 688 | Y15004107* | 05/26/2014 | Amendments to Articles | Mgmt | Y | Against | Against |
China Petroleum & Chemical Corp | 386 | Y15010104* | 05/09/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
China Petroleum & Chemical Corp | 386 | Y15010104* | 05/09/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
China Petroleum & Chemical Corp | 386 | Y15010104* | 05/09/2014 | Directors' Report | Mgmt | Y | For | For |
China Petroleum & Chemical Corp | 386 | Y15010104* | 05/09/2014 | Supervisors' Report | Mgmt | Y | For | For |
China Petroleum & Chemical Corp | 386 | Y15010104* | 05/09/2014 | Accounts and Reports | Mgmt | Y | For | For |
China Petroleum & Chemical Corp | 386 | Y15010104* | 05/09/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
China Petroleum & Chemical Corp | 386 | Y15010104* | 05/09/2014 | Authority to Declare Interim Dividends | Mgmt | Y | For | For |
China Petroleum & Chemical Corp | 386 | Y15010104* | 05/09/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
China Petroleum & Chemical Corp | 386 | Y15010104* | 05/09/2014 | Amendments to Articles | Mgmt | Y | For | For |
China Petroleum & Chemical Corp | 386 | Y15010104* | 05/09/2014 | Authority to Issue Debt Instruments | Mgmt | Y | Against | Against |
China Petroleum & Chemical Corp | 386 | Y15010104* | 05/09/2014 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Y | Against | Against |
China Petroleum & Chemical Corp | 386 | Y15010104* | 05/09/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Cnooc Ltd. | 883 | Y1662W117* | 11/27/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Cnooc Ltd. | 883 | Y1662W117* | 11/27/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Cnooc Ltd. | 883 | Y1662W117* | 11/27/2013 | Non-exempt Continuing Connected Transactions | Mgmt | Y | For | For |
Cnooc Ltd. | 883 | Y1662W117* | 11/27/2013 | Proposed Annual Caps | Mgmt | Y | For | For |
Commercial International Bank of Egypt | COMI | 201712205* | 03/04/2014 | Report of the Board | Mgmt | Y | For | For |
Commercial International Bank of Egypt | COMI | 201712205* | 03/04/2014 | Report of the Auditor | Mgmt | Y | For | For |
Commercial International Bank of Egypt | COMI | 201712205* | 03/04/2014 | Accounts and Reports | Mgmt | Y | For | For |
Commercial International Bank of Egypt | COMI | 201712205* | 03/04/2014 | Allocation of Profits/Dividends | Mgmt | Y | Abstain | Against |
Commercial International Bank of Egypt | COMI | 201712205* | 03/04/2014 | Ratification of Board Acts; Directors' Fees | Mgmt | Y | For | For |
Commercial International Bank of Egypt | COMI | 201712205* | 03/04/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | Abstain | Against |
Commercial International Bank of Egypt | COMI | 201712205* | 03/04/2014 | Charitable Donations | Mgmt | Y | For | For |
Commercial International Bank of Egypt | COMI | 201712205* | 03/04/2014 | Board Committees' Fees | Mgmt | Y | Abstain | Against |
Commercial International Bank of Egypt | COMI | 201712205* | 03/04/2014 | Changes to the Board | Mgmt | Y | For | For |
Commercial International Bank of Egypt | COMI | 201712205* | 03/04/2014 | Related Party Transactions | Mgmt | Y | Abstain | Against |
Commercial International Bank of Egypt | COMI | 201712205* | 03/04/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Companhia Brasileira de Distribuição S.A. | PCAR5 | P3055E464* | 04/16/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Companhia Brasileira de Distribuição S.A. | PCAR5 | P3055E464* | 04/16/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Companhia Brasileira de Distribuição S.A. | PCAR5 | P3055E464* | 04/16/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Companhia Brasileira de Distribuição S.A. | PCAR5 | P3055E464* | 04/16/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Companhia Brasileira de Distribuição S.A. | PCAR5 | P3055E464* | 04/16/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Companhia Brasileira de Distribuição S.A. | PCAR5 | P3055E464* | 04/16/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Companhia Brasileira de Distribuição S.A. | PCAR5 | P3055E464* | 04/16/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Companhia Brasileira de Distribuição S.A. | PCAR5 | P3055E464* | 04/16/2014 | Election of Directors | Mgmt | Y | For | For |
Companhia Brasileira de Distribuição S.A. | PCAR5 | P3055E464* | 04/16/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Companhia de Bebidas das Americas S.A. | AMBV3 | 20441W203 | 07/30/2013 | Merger/Acquisition | Mgmt | Y | For | For |
Companhia de Bebidas das Americas S.A. | AMBV3 | 20441W203 | 07/30/2013 | Amendments to Articles to Reflect Increase in Share Capital | Mgmt | Y | For | For |
Companhia de Bebidas das Americas S.A. | AMBV3 | 20441W203 | 07/30/2013 | Cancellation of Treasury Shares | Mgmt | Y | For | For |
Companhia de Bebidas das Americas S.A. | AMBV3 | 20441W203 | 07/30/2013 | Amendments to Articles | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Accounts and Reports | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Amendments to Articles | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Capitalization of Profits and Issuance of New Shares | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Elect YEN Wen-Long | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Elect Steve HSIEH Xiangchuan | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Elect Thomas CHEN Guoshi | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Elect TUNG Chao-Chin | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Elect CHIEN Song-Chi | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Elect WANG Chung-Yu | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Elect LEE Wen-Chih | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Elect LEE Jie-Haun | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Elect WU Yen-Lin | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 06/20/2014 | Extraordinary Motions | Mgmt | Y | Against | N/A |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 12/20/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 12/20/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 12/20/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 12/20/2013 | Merger/Acquisition | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 12/20/2013 | Merger/Acquisition | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 12/20/2013 | Amendments to Articles | Mgmt | Y | For | For |
CTBC Financial Holding Co., Ltd. | 2891 | Y15093100* | 12/20/2013 | Extraordinary motions | Mgmt | Y | Against | N/A |
Daelim Industrial Co Ltd | 210 | Y1860N109* | 03/21/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | Against | Against |
Daelim Industrial Co Ltd | 210 | Y1860N109* | 03/21/2014 | Elect LEE Hae Uk | Mgmt | Y | For | For |
Daelim Industrial Co Ltd | 210 | Y1860N109* | 03/21/2014 | Elect KIM Dong Soo | Mgmt | Y | For | For |
Daelim Industrial Co Ltd | 210 | Y1860N109* | 03/21/2014 | Elect LEE Churl Kyun | Mgmt | Y | For | For |
Daelim Industrial Co Ltd | 210 | Y1860N109* | 03/21/2014 | Elect KIM Jae Yool | Mgmt | Y | For | For |
Daelim Industrial Co Ltd | 210 | Y1860N109* | 03/21/2014 | Elect OH Soo Keun | Mgmt | Y | For | For |
Daelim Industrial Co Ltd | 210 | Y1860N109* | 03/21/2014 | Elect SHIN Michael Young Joon | Mgmt | Y | For | For |
Daelim Industrial Co Ltd | 210 | Y1860N109* | 03/21/2014 | Elect LIM Sung Kyun | Mgmt | Y | For | For |
Daelim Industrial Co Ltd | 210 | Y1860N109* | 03/21/2014 | Elect JANG Dal Jung | Mgmt | Y | For | For |
Daelim Industrial Co Ltd | 210 | Y1860N109* | 03/21/2014 | Elect KIM Tae Hee | Mgmt | Y | For | For |
Daelim Industrial Co Ltd | 210 | Y1860N109* | 03/21/2014 | Election of Audit Committee Member: OH Soo Keun | Mgmt | Y | For | For |
Daelim Industrial Co Ltd | 210 | Y1860N109* | 03/21/2014 | Election of Audit Committee Member: LIM Sung Kyun | Mgmt | Y | For | For |
Daelim Industrial Co Ltd | 210 | Y1860N109* | 03/21/2014 | Election of Audit Committee Member: SHIN Michael Young Joon | Mgmt | Y | For | For |
Daelim Industrial Co Ltd | 210 | Y1860N109* | 03/21/2014 | Directors' Fees | Mgmt | Y | Against | Against |
Dongbu Insurance Company Limited | 5830 | Y2096K109* | 03/14/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | Against | Against |
Dongbu Insurance Company Limited | 5830 | Y2096K109* | 03/14/2014 | Amendments to Articles | Mgmt | Y | Against | Against |
Dongbu Insurance Company Limited | 5830 | Y2096K109* | 03/14/2014 | Election of Directors (Slate) | Mgmt | Y | For | For |
Dongbu Insurance Company Limited | 5830 | Y2096K109* | 03/14/2014 | Election of Audit Committee Members (Slate) | Mgmt | Y | For | For |
Dongbu Insurance Company Limited | 5830 | Y2096K109* | 03/14/2014 | Directors' Fees | Mgmt | Y | Against | Against |
E-Mart Company Limited | 139480 | Y228A3102* | 03/14/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | Against | Against |
E-Mart Company Limited | 139480 | Y228A3102* | 03/14/2014 | Amendments to Articles | Mgmt | Y | For | For |
E-Mart Company Limited | 139480 | Y228A3102* | 03/14/2014 | Elect LEE Gab Soo | Mgmt | Y | Against | Against |
E-Mart Company Limited | 139480 | Y228A3102* | 03/14/2014 | Elect YANG Choon Man | Mgmt | Y | Against | Against |
E-Mart Company Limited | 139480 | Y228A3102* | 03/14/2014 | Directors' Fees | Mgmt | Y | For | For |
E-Mart Company Limited | 139480 | Y228A3102* | 03/14/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Ecopetrol SA | ECOPETROL | 279158109 | 01/23/2014 | Agenda | Mgmt | Y | For | For |
Ecopetrol SA | ECOPETROL | 279158109 | 01/23/2014 | Appointment of Meeting Chairman | Mgmt | Y | For | For |
Ecopetrol SA | ECOPETROL | 279158109 | 01/23/2014 | Appointment of Delegates in Charge of Polling | Mgmt | Y | For | For |
Ecopetrol SA | ECOPETROL | 279158109 | 01/23/2014 | Appointment of Delegates in Charge of Meeting Minutes | Mgmt | Y | For | For |
Ecopetrol SA | ECOPETROL | 279158109 | 01/23/2014 | Election of Directors | Mgmt | Y | For | For |
Ecopetrol SA | ECOPETROL | 279158109 | 03/26/2014 | Agenda | Mgmt | Y | For | For |
Ecopetrol SA | ECOPETROL | 279158109 | 03/26/2014 | Appointment of Meeting Chairman | Mgmt | Y | For | For |
Ecopetrol SA | ECOPETROL | 279158109 | 03/26/2014 | Appointment of Delegates in Charge of Meeting Polling | Mgmt | Y | For | For |
Ecopetrol SA | ECOPETROL | 279158109 | 03/26/2014 | Appointment of Delegates in Charge of Meeting Minutes | Mgmt | Y | For | For |
Ecopetrol SA | ECOPETROL | 279158109 | 03/26/2014 | Accounts and Reports | Mgmt | Y | Abstain | Against |
Ecopetrol SA | ECOPETROL | 279158109 | 03/26/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Ecopetrol SA | ECOPETROL | 279158109 | 03/26/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | Abstain | Against |
Ecopetrol SA | ECOPETROL | 279158109 | 03/26/2014 | Election of Directors | Mgmt | Y | For | For |
Fibria Celulose SA | FIBR3 | 31573A109 | 04/25/2014 | Accounts and Reports | Mgmt | Y | For | For |
Fibria Celulose SA | FIBR3 | 31573A109 | 04/25/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Fibria Celulose SA | FIBR3 | 31573A109 | 04/25/2014 | Capital Expenditure Budget | Mgmt | Y | For | For |
Fibria Celulose SA | FIBR3 | 31573A109 | 04/25/2014 | Election of Supervisory Council | Mgmt | Y | For | For |
Fibria Celulose SA | FIBR3 | 31573A109 | 04/25/2014 | Remuneration Policy | Mgmt | Y | Against | Against |
Fibria Celulose SA | FIBR3 | 31573A109 | 04/25/2014 | Elect Marcos Barbosa Pinto | Mgmt | Y | For | For |
Fibria Celulose SA | FIBR3 | 31573A109 | 04/25/2014 | Stock Option Plan | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 05/21/2014 | Amendment to the FRBET Deed | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 05/21/2014 | Amendment to the FRBNEDT Deed | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 05/21/2014 | Authorisation of Legal Formalities | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Re-elect Paul K. Harris | Mgmt | Y | Against | Against |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Re-elect Roger W. Jardine | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Re-elect Ethel G. Matenge-Sebesho | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Re-elect Amanda T. Nzimande | Mgmt | Y | Against | Against |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Re-elect Vivian W. Bartlett | Mgmt | Y | Against | Against |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Re-elect Jurie J.H. Bester | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Elect Jan J. Durand | Mgmt | Y | Against | Against |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Elect Grant G. Gelink | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Elect Peter Cooper | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Appointment of Deloitte and Touche | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Appointment of PricewaterhouseCoopers | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Remuneration Report | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | General Authority to Issue Shares | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Authority to Issue Shares for Cash | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Authority to Repurchase Shares | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Approve Financial Assistance (Prescribed Officers) | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Approve Financial Assistance (Related and Inter-related companies) | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Approve NEDs' Fees | Mgmt | Y | For | For |
FirstRand Limited | FSR | S5202Z131* | 12/03/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Fosun International Limited | 656 | Y2618Y108* | 05/28/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Fosun International Limited | 656 | Y2618Y108* | 05/28/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Fosun International Limited | 656 | Y2618Y108* | 05/28/2014 | Accounts and Reports | Mgmt | Y | For | For |
Fosun International Limited | 656 | Y2618Y108* | 05/28/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Fosun International Limited | 656 | Y2618Y108* | 05/28/2014 | Elect LIANG Xinjun | Mgmt | Y | Against | Against |
Fosun International Limited | 656 | Y2618Y108* | 05/28/2014 | Elect FAN Wei | Mgmt | Y | For | For |
Fosun International Limited | 656 | Y2618Y108* | 05/28/2014 | Elect QIN Xuetang | Mgmt | Y | For | For |
Fosun International Limited | 656 | Y2618Y108* | 05/28/2014 | Elect WU Ping | Mgmt | Y | For | For |
Fosun International Limited | 656 | Y2618Y108* | 05/28/2014 | Directors' Fees | Mgmt | Y | For | For |
Fosun International Limited | 656 | Y2618Y108* | 05/28/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Fosun International Limited | 656 | Y2618Y108* | 05/28/2014 | Authority to Repurchase Shares | Mgmt | Y | For | For |
Fosun International Limited | 656 | Y2618Y108* | 05/28/2014 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Y | Against | Against |
Fosun International Limited | 656 | Y2618Y108* | 05/28/2014 | Authority to Issue Repurchased Shares | Mgmt | Y | Against | Against |
Fosun International Limited | 656 | Y2618Y108* | 05/28/2014 | Authority to Grant Share Options | Mgmt | Y | Against | Against |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Annual Report | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Financial Statements | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Allocation of Profits | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Allocation of Dividends | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Appointment of Auditor | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Directors' Fees | Mgmt | Y | Against | Against |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Audit Commission Fees | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Amendments to Charter | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Amendments to Board of Directors Regulations | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (Gazprombank OJSC) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Sberbank of Russia) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Bank VTB) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (Gazprombank OJSC) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Sberbank of Russia) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Bank VTB) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC AB ROSSIYA) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (Gazprombank OJSC and OJSC Sherbank of Russia) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC AB ROSSIYA) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (Gazprombank OJSC, OJSC Sberbank of Russia and OJSC AB ROSSIYA) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (Gazprombank OJSC) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Bank VTB) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Bank VTB) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Sberbank of Russia) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Bank VTB) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (Gazprombank OJSC) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Sberbank of Russia) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (Gazprombank OJSC) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Sberbank of Russia) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Bank VTB) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (Gazprombank OJSC) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Bank VTB) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Sberbank of Russia) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (SOJSC Tsentrenergogaz) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (Tsentrgaz OJSC) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (Gazprombank OJSC) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (LLC Gazprom Export) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazpromneft) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazprom Kosmicheskiye Sistemy) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazprom Mezhregiongaz) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (LLC Gazprom Export) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazprom Tsentrremont) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazprom Gazoraspredeleniye) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Druzhba) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (LLC Gazprom Investproyekt) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC NOVATEK) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazprom Komplektatsiya) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Severneftegazprom) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Tomskgazprom) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazprom Mezhregiongaz) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (JSC SOGAZ) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazprom Mezhregiongaz) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (A/S Latvijas Gaze) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Rosselkhozbank) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (AB Lietuvos Dujos) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (AO Moldovagaz) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (KazRosGaz LLP) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazpromneft) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC AK Transneft) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (I.M. Gubkin Russian National University of Oil and Gas) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (I.M. Gubkin Russian National University of Oil and Gas) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (I.M. Gubkin Russian National University of Oil and Gas) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (I.M. Gubkin Russian National University of Oil and Gas) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (I.M. Gubkin Russian National University of Oil and Gas) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (I.M. Gubkin Russian National University of Oil and Gas) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Bank VTB) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (I.M. Gubkin Russian National University of Oil and Gas) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (I.M. Gubkin Russian National University of Oil and Gas) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (I.M. Gubkin Russian National University of Oil and Gas) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazprom) Tsentrremont | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazprom Kosmicheskiye Sistemy) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazprom Tsentrremont) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazprom Tsentrremont) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (Subsidiaries) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (JSC SOGAZ) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (JSC SOGAZ) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (JSC SOGAZ) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (JSC SOGAZ) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (JSC SOGAZ) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (JSC SOGAZ) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (JSC SOGAZ) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Bank VTB) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (LLC Gazprom) Gazomotornoye Toplivo | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (Novye Technologii Gazovoy Otrasli) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazpromneft) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Rosselkhozbank) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazprom Mezhregiongaz) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazpromneft) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC NOVATEK) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Related Party Transaction (OJSC Gazprom Transgaz Belarus) | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Andrey Akimov | Mgmt | Y | Abstain | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Farit Gazizullin | Mgmt | Y | Abstain | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Viktor Zubkov | Mgmt | Y | Abstain | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Elena Karpel | Mgmt | Y | Abstain | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Timur Kulibaev | Mgmt | Y | Abstain | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Vitaly Markelov | Mgmt | Y | Abstain | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Viktor Martynov | Mgmt | Y | Abstain | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Vladimir Mau | Mgmt | Y | Abstain | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Alexey Miller | Mgmt | Y | Abstain | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Valery Musin | Mgmt | Y | For | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Seppo Remes | Mgmt | Y | For | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Oleg Saveliev | Mgmt | Y | Abstain | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Andrey Sapelin | Mgmt | Y | Abstain | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Mikhail Sereda | Mgmt | Y | Abstain | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Vladimir Alisov | Mgmt | Y | N/A | Against |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Dmitry Arkhipov | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Aleksey Afonyashin | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Irina Babenkova | Mgmt | Y | N/A | Against |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Andrei Belobrov | Mgmt | Y | N/A | Against |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Vadim Bikulov | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Larisa Vitj | Mgmt | Y | N/A | Against |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Aleksander Ivannikov | Mgmt | Y | N/A | Against |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Marina Mikhina | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Yuri Nosov | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Karen Oganyan | Mgmt | Y | N/A | Against |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Oleg Osipenko | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Sergey Platonov | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Svetlana Ray | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Mikhail Rosseyev | Mgmt | Y | N/A | Against |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Tatyana Fisenko | Mgmt | Y | N/A | Against |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Alan Khadziev | Mgmt | Y | N/A | Against |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Elect Alexander Shevchuk | Mgmt | Y | For | For |
Gazprom OAO | GAZP | 368287207* | 06/27/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Geely Automobile Holdings Limited | 175 | G3777B103* | 01/27/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Geely Automobile Holdings Limited | 175 | G3777B103* | 01/27/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Geely Automobile Holdings Limited | 175 | G3777B103* | 01/27/2014 | Joint Venture | Mgmt | Y | For | For |
Geely Automobile Holdings Limited | 175 | G3777B103* | 01/27/2014 | Put Option | Mgmt | Y | For | For |
Geely Automobile Holdings Limited | 175 | G3777B103* | 05/29/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Geely Automobile Holdings Limited | 175 | G3777B103* | 05/29/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Geely Automobile Holdings Limited | 175 | G3777B103* | 05/29/2014 | Accounts and Reports | Mgmt | Y | For | For |
Geely Automobile Holdings Limited | 175 | G3777B103* | 05/29/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Geely Automobile Holdings Limited | 175 | G3777B103* | 05/29/2014 | Elect Lawrence ANG Siu Lun | Mgmt | Y | For | For |
Geely Automobile Holdings Limited | 175 | G3777B103* | 05/29/2014 | Elect LIU Jin Liang | Mgmt | Y | For | For |
Geely Automobile Holdings Limited | 175 | G3777B103* | 05/29/2014 | Elect Dannis LEE Cheuk Yin | Mgmt | Y | For | For |
Geely Automobile Holdings Limited | 175 | G3777B103* | 05/29/2014 | Elect Alex YEUNG Sau Hung | Mgmt | Y | For | For |
Geely Automobile Holdings Limited | 175 | G3777B103* | 05/29/2014 | Elect WANG Yang | Mgmt | Y | For | For |
Geely Automobile Holdings Limited | 175 | G3777B103* | 05/29/2014 | Directors' Fees | Mgmt | Y | For | For |
Geely Automobile Holdings Limited | 175 | G3777B103* | 05/29/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Geely Automobile Holdings Limited | 175 | G3777B103* | 05/29/2014 | Authority to Repurchase Shares | Mgmt | Y | For | For |
Geely Automobile Holdings Limited | 175 | G3777B103* | 05/29/2014 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Y | Against | Against |
Geely Automobile Holdings Limited | 175 | G3777B103* | 05/29/2014 | Authority to Issue Repurchased Shares | Mgmt | Y | Against | Against |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 04/17/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 04/17/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 04/17/2014 | Share Repurchase and Breaches of Duties | Mgmt | Y | For | For |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 04/17/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 06/10/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 06/10/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 06/10/2014 | Accounts and Reports | Mgmt | Y | For | For |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 06/10/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 06/10/2014 | Elect ZHU Jia | Mgmt | Y | For | For |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 06/10/2014 | Elect WANG Li Hong | Mgmt | Y | For | For |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 06/10/2014 | Elect Michael SZE Tsai Ping | Mgmt | Y | For | For |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 06/10/2014 | Elect Peter CHAN Yuk Sang | Mgmt | Y | For | For |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 06/10/2014 | Directors' Fees | Mgmt | Y | For | For |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 06/10/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 06/10/2014 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Y | Against | Against |
GOME Electrical Appliances Holding Limited | 493 | G3978C124* | 06/10/2014 | Authority to Repurchase Shares | Mgmt | Y | For | For |
Greek Organisation Of Football Prognostics S.A. | OPAP | X3232T104* | 05/22/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Greek Organisation Of Football Prognostics S.A. | OPAP | X3232T104* | 05/22/2014 | Restated Accounts and Reports (FY 2012) | Mgmt | Y | For | For |
Greek Organisation Of Football Prognostics S.A. | OPAP | X3232T104* | 05/22/2014 | Directors' and Auditors' Reports | Mgmt | Y | For | For |
Greek Organisation Of Football Prognostics S.A. | OPAP | X3232T104* | 05/22/2014 | Accounts and Reports | Mgmt | Y | For | For |
Greek Organisation Of Football Prognostics S.A. | OPAP | X3232T104* | 05/22/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Greek Organisation Of Football Prognostics S.A. | OPAP | X3232T104* | 05/22/2014 | Ratification of Directors' and Auditor's Acts | Mgmt | Y | For | For |
Greek Organisation Of Football Prognostics S.A. | OPAP | X3232T104* | 05/22/2014 | 2013 Directors' Fees | Mgmt | Y | For | For |
Greek Organisation Of Football Prognostics S.A. | OPAP | X3232T104* | 05/22/2014 | 2013 Executive Directors' Fees | Mgmt | Y | For | For |
Greek Organisation Of Football Prognostics S.A. | OPAP | X3232T104* | 05/22/2014 | 2014 Directors' Fees | Mgmt | Y | For | For |
Greek Organisation Of Football Prognostics S.A. | OPAP | X3232T104* | 05/22/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Greek Organisation Of Football Prognostics S.A. | OPAP | X3232T104* | 05/22/2014 | Amendments to Articles | Mgmt | Y | For | For |
Greek Organisation Of Football Prognostics S.A. | OPAP | X3232T104* | 05/22/2014 | Board Transactions | Mgmt | Y | For | For |
GS Home Shopping Inc. | 28150 | Y2901Q101* | 03/14/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | For | For |
GS Home Shopping Inc. | 28150 | Y2901Q101* | 03/14/2014 | Elect JO Seong Gu | Mgmt | Y | For | For |
GS Home Shopping Inc. | 28150 | Y2901Q101* | 03/14/2014 | Elect HUR Seung Jo | Mgmt | Y | For | For |
GS Home Shopping Inc. | 28150 | Y2901Q101* | 03/14/2014 | Elect WON Jong Seung | Mgmt | Y | For | For |
GS Home Shopping Inc. | 28150 | Y2901Q101* | 03/14/2014 | Elect LEE Hwa Sub | Mgmt | Y | For | For |
GS Home Shopping Inc. | 28150 | Y2901Q101* | 03/14/2014 | Election of Audit Committee Members: LEE Hwa Sub | Mgmt | Y | For | For |
GS Home Shopping Inc. | 28150 | Y2901Q101* | 03/14/2014 | Directors' Fees | Mgmt | Y | For | For |
Halla Climate Control Corporation | 18880 | Y29874107* | 03/12/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | For | For |
Halla Climate Control Corporation | 18880 | Y29874107* | 03/12/2014 | Amendments to Articles | Mgmt | Y | For | For |
Halla Climate Control Corporation | 18880 | Y29874107* | 03/12/2014 | Election of Directors (Slate) | Mgmt | Y | For | For |
Halla Climate Control Corporation | 18880 | Y29874107* | 03/12/2014 | Election of Audit Committee Members (Slate) | Mgmt | Y | For | For |
Halla Climate Control Corporation | 18880 | Y29874107* | 03/12/2014 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | Y | Against | Against |
Halla Climate Control Corporation | 18880 | Y29874107* | 03/12/2014 | Directors' Fees | Mgmt | Y | For | For |
Halla Climate Control Corporation | 18880 | Y29874107* | 03/12/2014 | Corporate Auditors' Fees | Mgmt | Y | For | For |
Hanssem Company | 9240 | Y30642105* | 03/21/2014 | Financial Statements | Mgmt | Y | Against | Against |
Hanssem Company | 9240 | Y30642105* | 03/21/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Hanssem Company | 9240 | Y30642105* | 03/21/2014 | Amendments to Articles | Mgmt | Y | For | For |
Hanssem Company | 9240 | Y30642105* | 03/21/2014 | Election of Directors (Slate) | Mgmt | Y | For | For |
Hanssem Company | 9240 | Y30642105* | 03/21/2014 | Directors' Fees | Mgmt | Y | Against | Against |
Hanssem Company | 9240 | Y30642105* | 03/21/2014 | Corporate Auditors' Fees | Mgmt | Y | For | For |
Hanssem Company | 9240 | Y30642105* | 03/21/2014 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | Y | For | For |
Hanwha Corp. | 880 | Y3065M100* | 03/21/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | Against | Against |
Hanwha Corp. | 880 | Y3065M100* | 03/21/2014 | Amendments to Articles | Mgmt | Y | Against | Against |
Hanwha Corp. | 880 | Y3065M100* | 03/21/2014 | Election of Directors (Slate) | Mgmt | Y | Against | Against |
Hanwha Corp. | 880 | Y3065M100* | 03/21/2014 | Election of Audit Committee Members (Slate) | Mgmt | Y | For | For |
Hanwha Corp. | 880 | Y3065M100* | 03/21/2014 | Directors' Fees | Mgmt | Y | Against | Against |
Hanwha Life Insurance Co Ltd | 88350 | Y4871N100* | 03/21/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | For | For |
Hanwha Life Insurance Co Ltd | 88350 | Y4871N100* | 03/21/2014 | Election of Directors (Slate) | Mgmt | Y | Against | Against |
Hanwha Life Insurance Co Ltd | 88350 | Y4871N100* | 03/21/2014 | Election of Audit Committee Members | Mgmt | Y | Against | Against |
Hanwha Life Insurance Co Ltd | 88350 | Y4871N100* | 03/21/2014 | Directors' Fees | Mgmt | Y | For | For |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Accounts and Reports | Mgmt | Y | For | For |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Capitalization of Profits and Issuance of New Shares | Mgmt | Y | For | For |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Y | For | For |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Non-compete Restrictions for Directors | Mgmt | Y | For | For |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | Y | For | For |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Amendments to Articles | Mgmt | Y | For | For |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105* | 06/25/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Huaneng Power International, Inc. | 902 | Y3744A105* | 02/11/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Huaneng Power International, Inc. | 902 | Y3744A105* | 02/11/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Huaneng Power International, Inc. | 902 | Y3744A105* | 02/11/2014 | 2014 Continuing Connected Transactions between the Company and Huaneng Group | Mgmt | Y | For | For |
Huaneng Power International, Inc. | 902 | Y3744A105* | 06/26/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Huaneng Power International, Inc. | 902 | Y3744A105* | 06/26/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Huaneng Power International, Inc. | 902 | Y3744A105* | 06/26/2014 | Directors' Report | Mgmt | Y | For | For |
Huaneng Power International, Inc. | 902 | Y3744A105* | 06/26/2014 | Supervisors' Report | Mgmt | Y | For | For |
Huaneng Power International, Inc. | 902 | Y3744A105* | 06/26/2014 | Accounts and Reports | Mgmt | Y | For | For |
Huaneng Power International, Inc. | 902 | Y3744A105* | 06/26/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Huaneng Power International, Inc. | 902 | Y3744A105* | 06/26/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | Abstain | Against |
Huaneng Power International, Inc. | 902 | Y3744A105* | 06/26/2014 | Continuing Connected Transactions | Mgmt | Y | Against | Against |
Huaneng Power International, Inc. | 902 | Y3744A105* | 06/26/2014 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Y | Against | Against |
Huaneng Power International, Inc. | 902 | Y3744A105* | 06/26/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Hyosung Corporation | 4800 | Y3818Y120* | 03/21/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | For | For |
Hyosung Corporation | 4800 | Y3818Y120* | 03/21/2014 | Election of Directors (Slate) | Mgmt | Y | Against | Against |
Hyosung Corporation | 4800 | Y3818Y120* | 03/21/2014 | Election of Audit Committee Members : Han Min Koo | Mgmt | Y | Against | Against |
Hyosung Corporation | 4800 | Y3818Y120* | 03/21/2014 | Directors' Fees | Mgmt | Y | For | For |
Hyundai Mobis | 12330 | Y3849A109* | 03/14/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | For | For |
Hyundai Mobis | 12330 | Y3849A109* | 03/14/2014 | Election of Directors (Slate) | Mgmt | Y | Against | Against |
Hyundai Mobis | 12330 | Y3849A109* | 03/14/2014 | Election of Audit Committee Members (Slate) | Mgmt | Y | Against | Against |
Hyundai Mobis | 12330 | Y3849A109* | 03/14/2014 | Directors' Fees | Mgmt | Y | For | For |
Hyundai Mobis | 12330 | Y3849A109* | 03/14/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Hyundai Motor Company Ltd. | 5380 | Y38472109* | 03/14/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Hyundai Motor Company Ltd. | 5380 | Y38472109* | 03/14/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | For | For |
Hyundai Motor Company Ltd. | 5380 | Y38472109* | 03/14/2014 | Election of Directors (Slate) | Mgmt | Y | Against | Against |
Hyundai Motor Company Ltd. | 5380 | Y38472109* | 03/14/2014 | Election of Audit Committee Member: OH Seh Bin | Mgmt | Y | For | For |
Hyundai Motor Company Ltd. | 5380 | Y38472109* | 03/14/2014 | Directors' Fees | Mgmt | Y | For | For |
Hyundai Motor Company Ltd. | 5380 | Y38472109* | 03/14/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Imperial Holdings Limited | IPL | S38127122* | 10/21/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Imperial Holdings Limited | IPL | S38127122* | 10/21/2013 | Amendment to Memorandum | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 10/21/2013 | Authorisation of Legal Formalities | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Accounts and Reports | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Appointment of Auditor | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Election of Audit Committee Member (Michael Leeming) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Election of Audit Committee Member (Phumzile Langeni) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Election of Audit Committee Member (Roderick Sparks) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Election of Audit Committee Member (Younaid Waja) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Re-elect Osman S. Arbee | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Re-elect Hubert R. Brody | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Re-elect Manuel P. de Canha | Mgmt | Y | Against | Against |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Re-elect Recht L. Hiemstra | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Re-elect Gerhard Riemann | Mgmt | Y | Against | Against |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Re-elect Marius Swanepoel | Mgmt | Y | Against | Against |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve Remuneration Policy | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve NEDs' Fees (Chairman) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve NEDs' Fees (Deputy Chairman) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve NEDs' Fees (Board Member) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve NEDs' Fees (Assets and Liabilities Committee Chairman) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve NEDs' Fees (Assets and Liabilities Committee Member) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve NEDs' Fees (Audit Committee Chairman) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve NEDs' Fees (Audit Committee Member) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve NEDs' Fees (Risk Committee Chairman) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve NEDs' Fees (Risk Committee Member) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve NEDs' Fees (Remuneration and Nomination Committee Chairman) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve NEDs' Fees (Remuneration and Nomination Committee Member) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve NEDs' Fees (Social, Ethics and Sustainability Committee Chairman) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve NEDs' Fees (Social, Ethics and Sustainability Committee Member) | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Authority to Repurchase Shares | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | General Authority to Issue Shares | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Authority to issue shares for cash | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | General Authority to Issue Preference Shares | Mgmt | Y | For | For |
Imperial Holdings Limited | IPL | S38127122* | 11/07/2013 | Approve Financial Assistance | Mgmt | Y | For | For |
Industrial & Commercial Bank Of China | 1398 | Y3990B112* | 04/15/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Industrial & Commercial Bank Of China | 1398 | Y3990B112* | 04/15/2014 | Elect ZHANG Hongli | Mgmt | Y | For | For |
Industrial & Commercial Bank Of China | 1398 | Y3990B112* | 04/15/2014 | 2014 Fixed Assets Investment Budget | Mgmt | Y | For | For |
Industrial & Commercial Bank Of China | 1398 | Y3990B112* | 04/15/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Industrial & Commercial Bank Of China | 1398 | Y3990B112* | 06/06/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Industrial & Commercial Bank Of China | 1398 | Y3990B112* | 06/06/2014 | Directors' Report | Mgmt | Y | For | For |
Industrial & Commercial Bank Of China | 1398 | Y3990B112* | 06/06/2014 | Supervisors' Report | Mgmt | Y | For | For |
Industrial & Commercial Bank Of China | 1398 | Y3990B112* | 06/06/2014 | Elect ZHAO Lin as Supervisor | Mgmt | Y | For | For |
Industrial & Commercial Bank Of China | 1398 | Y3990B112* | 06/06/2014 | Accounts and Reports | Mgmt | Y | For | For |
Industrial & Commercial Bank Of China | 1398 | Y3990B112* | 06/06/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Industrial & Commercial Bank Of China | 1398 | Y3990B112* | 06/06/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Industrial & Commercial Bank Of China | 1398 | Y3990B112* | 06/06/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Infosys Limited | INFY | 456788108 | 06/14/2014 | Accounts and Reports | Mgmt | Y | For | For |
Infosys Limited | INFY | 456788108 | 06/14/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Infosys Limited | INFY | 456788108 | 06/14/2014 | Elect B.G. Srinivas | Mgmt | Y | Against | Against |
Infosys Limited | INFY | 456788108 | 06/14/2014 | Elect S. Gopalakrishnan | Mgmt | Y | For | For |
Infosys Limited | INFY | 456788108 | 06/14/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | Abstain | Against |
Infosys Limited | INFY | 456788108 | 06/14/2014 | Appointment of U. B. Pravin Rao (Whole-Time Director); Approval of Remuneration | Mgmt | Y | Against | Against |
Infosys Limited | INFY | 456788108 | 06/14/2014 | Elect Kiran Mazumdar Shaw | Mgmt | Y | For | For |
Infosys Limited | INFY | 456788108 | 06/14/2014 | Elect Carol M. Browner | Mgmt | Y | For | For |
Infosys Limited | INFY | 456788108 | 06/14/2014 | Elect Ravi Venkatesan | Mgmt | Y | For | For |
Infosys Limited | INFY | 456788108 | 06/14/2014 | Business Transfer Agreement | Mgmt | Y | For | For |
Infosys Limited | INFY | 456788108 | 06/14/2014 | Retirement of Ann M. Fudge | Mgmt | Y | For | For |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Accounts and Reports | Mgmt | Y | For | For |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Amendments to Articles | Mgmt | Y | For | For |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | Y | For | For |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Elect YE Guoyi | Mgmt | Y | For | For |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Elect WEN Shizhi | Mgmt | Y | For | For |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Elect LI Shiqin | Mgmt | Y | For | For |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Elect ZHANG Jingsong | Mgmt | Y | For | For |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Elect HUANG Guojun | Mgmt | Y | For | For |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Elect ZHANG Changbang as Independent Director | Mgmt | Y | For | For |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Elect CHEN Ruilong as Independent Director | Mgmt | Y | For | For |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Elect CHENG Xianhe as Supervisor | Mgmt | Y | For | For |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Elect WANG Binghui as Supervisor | Mgmt | Y | Against | Against |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Elect Representative Supervisor of Shixun Investments Ltd. | Mgmt | Y | Abstain | Against |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Non-compete Restrictions for Directors | Mgmt | Y | Against | Against |
Inventec Corp. | 2356 | Y4176F109* | 06/12/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Itaúsa - Investimentos Itaú S.A. | ITSA3 | P58711105* | 04/28/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Itaúsa - Investimentos Itaú S.A. | ITSA3 | P58711105* | 04/28/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Itaúsa - Investimentos Itaú S.A. | ITSA3 | P58711105* | 04/28/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Itaúsa - Investimentos Itaú S.A. | ITSA3 | P58711105* | 04/28/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Itaúsa - Investimentos Itaú S.A. | ITSA3 | P58711105* | 04/28/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Itaúsa - Investimentos Itaú S.A. | ITSA3 | P58711105* | 04/28/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Itaúsa - Investimentos Itaú S.A. | ITSA3 | P58711105* | 04/28/2014 | Election of Board Member(s) Representative of Minority/Preferred Shareholders | Mgmt | Y | Abstain | Against |
Itaúsa - Investimentos Itaú S.A. | ITSA3 | P58711105* | 04/28/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Itaúsa - Investimentos Itaú S.A. | ITSA3 | P58711105* | 04/28/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
JBS SA | JBSS3 | P59695109* | 12/20/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
JBS SA | JBSS3 | P59695109* | 12/20/2013 | Ratification of Appointment of Appraiser | Mgmt | Y | For | For |
JBS SA | JBSS3 | P59695109* | 12/20/2013 | Ratification of the Acquisition of Seara Brasil and Zenda; Purchase Agreement of Equity Interests and Other Convenants | Mgmt | Y | Abstain | Against |
JBS SA | JBSS3 | P59695109* | 12/20/2013 | Valuation Report | Mgmt | Y | For | For |
JBS SA | JBSS3 | P59695109* | 12/20/2013 | Election of Directors | Mgmt | Y | For | For |
JBS SA | JBSS3 | P59695109* | 12/20/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
JBS SA | JBSS3 | P59695109* | 12/20/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
JBS SA | JBSS3 | P59695109* | 12/20/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
KIA Motors Corporation | 270 | Y47601102* | 03/21/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | For | For |
KIA Motors Corporation | 270 | Y47601102* | 03/21/2014 | Election of Directors (Slate) | Mgmt | Y | Against | Against |
KIA Motors Corporation | 270 | Y47601102* | 03/21/2014 | Election of Audit Committee Members (Slate) | Mgmt | Y | For | For |
KIA Motors Corporation | 270 | Y47601102* | 03/21/2014 | Directors' Fees | Mgmt | Y | For | For |
KIA Motors Corporation | 270 | Y47601102* | 03/21/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Korea Electric Power Corp. | 15760 | 500631106 | 03/14/2014 | Elect KOO Bon Woo | Mgmt | Y | For | For |
Korea Electric Power Corp. | 15760 | 500631106 | 03/14/2014 | Election of Audit Committee Member : JO Jeon Hyuk | Mgmt | Y | For | For |
Korea Electric Power Corp. | 15760 | 500631106 | 03/14/2014 | Election of Audit Committee Member : CHOI Kyo Il | Mgmt | Y | For | For |
Kroton Educacional SA | KROT3 | P6115V129* | 04/25/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Kroton Educacional SA | KROT3 | P6115V129* | 04/25/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Kroton Educacional SA | KROT3 | P6115V129* | 04/25/2014 | Accounts and Reports | Mgmt | Y | For | For |
Kroton Educacional SA | KROT3 | P6115V129* | 04/25/2014 | Allocation of Profits (Legal Reserve) | Mgmt | Y | For | For |
Kroton Educacional SA | KROT3 | P6115V129* | 04/25/2014 | Allocation of Dividends | Mgmt | Y | For | For |
Kroton Educacional SA | KROT3 | P6115V129* | 04/25/2014 | Allocation of Profits (Statutory Reserve) | Mgmt | Y | For | For |
Kroton Educacional SA | KROT3 | P6115V129* | 04/25/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Kroton Educacional SA | KROT3 | P6115V129* | 04/25/2014 | Remuneration Policy | Mgmt | Y | Against | Against |
Kroton Educacional SA | KROT3 | P6115V129* | 04/25/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Kroton Educacional SA | KROT3 | P6115V129* | 04/25/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Vagit Y. Alekperov | Mgmt | Y | Abstain | Against |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Victor V. Blazheev | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Valery I. Grayfer | Mgmt | Y | Abstain | Against |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Igor S. Ivanov | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Sergei Alekseevich Kochkurov | Mgmt | Y | Abstain | Against |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Ravil U. Maganov | Mgmt | Y | Abstain | Against |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Richard H. Matzke | Mgmt | Y | Abstain | Against |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Sergei A. Mikhailov | Mgmt | Y | Abstain | Against |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Mark Mobius | Mgmt | Y | Abstain | Against |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Guglielmo Moscato | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Ivan Pictet | Mgmt | Y | Abstain | Against |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Leonid A. Fedun | Mgmt | Y | Abstain | Against |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Mikhail B. Maksimov | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Pavel Aleksandrovich Suloev | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Elect Aleksandr V. Surkov | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | 2013 Directors' Fees | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Directors' Fees | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | 2013 Audit Commission's Fees | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Audit Commission's Fees | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Appointment of Auditor | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Amendments to Charter | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Amendments to General Meeting Regulations | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Indemnification of Directors/Officers | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Related Party Transactions | Mgmt | Y | For | For |
Lukoil OAO | LKO | 677862104* | 06/26/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
MercadoLibre, Inc. | MELI | 58733R102 | 06/17/2014 | Elect Susan L. Segal | Mgmt | Y | For | For |
MercadoLibre, Inc. | MELI | 58733R102 | 06/17/2014 | Elect A. Michael Spence | Mgmt | Y | Withhold | Against |
MercadoLibre, Inc. | MELI | 58733R102 | 06/17/2014 | Elect Mario Eduardo Vazquez | Mgmt | Y | For | For |
MercadoLibre, Inc. | MELI | 58733R102 | 06/17/2014 | Advisory Vote on Executive Compensation | Mgmt | Y | For | For |
MercadoLibre, Inc. | MELI | 58733R102 | 06/17/2014 | Ratification of Auditor | Mgmt | Y | For | For |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Meeting Procedures | Mgmt | Y | For | For |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | Y | For | For |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Elect Anton Abugov | Mgmt | Y | Withhold | Against |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Elect Alexander Gorbunov | Mgmt | Y | Withhold | Against |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Elect Sergey Drozdov | Mgmt | Y | Withhold | Against |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Elect Andrey Dubovskov | Mgmt | Y | Withhold | Against |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Elect Ron Sommer | Mgmt | Y | Withhold | Against |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Elect Michel Combes | Mgmt | Y | For | For |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Elect Stanley Miller | Mgmt | Y | For | For |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Elect Vsevolod Rosanov | Mgmt | Y | Withhold | Against |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Elect Thomas Holtrop | Mgmt | Y | For | For |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Elect Irina Borisenkova | Mgmt | Y | For | For |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Elect Natalia Demeshkina | Mgmt | Y | Abstain | Against |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Elect Maxim Mamonov | Mgmt | Y | For | For |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Elect Andrey Tverdohleb | Mgmt | Y | Abstain | Against |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Appointment of Auditor | Mgmt | Y | For | For |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Mergers by Absorption | Mgmt | Y | For | For |
Mobile Telesystems OJSC | MTSS | 607409109 | 06/24/2014 | Amendments to Charter | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Approve Voting Method | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Approve Voting Scrutineer | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Accounts and Reports | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Approval of Corporate Governance Report | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Ratification of Board Acts | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Appointment of Auditor | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Authority to Repurchase Shares | Mgmt | Y | Against | Against |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Elect Sandor Csanyi to the Board of Directors | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Elect Anwar al-Kharusi to the Board of Directors | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Elect Anthony Radev to the Board of Directors | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Increase in Authorized Capital | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Increase in Authorized Capital (Series A Shareholders) | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Increase in Authorized Capital (Series B Shareholders) | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Terms of Autority to Increase the Authorized Capital | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Amendments to Articles | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Approve the Operation of the Company in Accordance with New Civil Code | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Elect Janos Martonyi to the Board of Directors | Mgmt | Y | For | For |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Mol Hungarian Oil and Gas | MOL | X5462R112* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Elect Fred Phaswana | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Elect Stephen C. Harris | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Elect David Hathorn | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Elect Andrew King | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Elect Imogen Mkhize | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Elect John E. Nicholas | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Elect Peter Oswald | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Elect Anne Quinn | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Elect David Williams | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Elect Audit Committee Member (Stephen Harris) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Elect Audit Committee Member (John Nicholas) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Elect Audit Committee Member (Anne Quinn) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Accounts and Reports (Mondi Ltd) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Remuneration Report (Mondi Ltd) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Approve NEDs' Fees (Mondi Ltd) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Allocation of Profits/Dividends (Mondi Ltd) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Appointment of Auditor (Mondi Ltd) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Authority to Set Auditor's Fees (Mondi Ltd) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Approve Financial Assistance (Mondi Ltd) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | General Authority to Issue Shares (Mondi Ltd) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | General Authority to Issue Special Converting Shares (Mondi Ltd) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Authority to Issue Shares w/o Preemptive Rights (Mondi Ltd) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Authority to Repurchase Shares (Mondi Ltd) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Accounts and Reports (Mondi plc) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Remuneration Report (Binding) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Remuneration Report (Advisory) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Allocation of Profits/Dividends (Mondi plc) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Appointment of Auditor (Mondi plc) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Authority to Set Auditor's Fees (Mondi plc) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Authority to Issue Shares w/ Preemptive Rights (Mondi plc) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Authority to Issue Shares w/o Preemptive Rights (Mondi plc) | Mgmt | Y | For | For |
Mondi plc | MNDI | S5274K111* | 05/14/2014 | Authority to Repurchase Shares (Mondi plc) | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Annual Report | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Financial Statements | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Consolidated Financial Statements | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Sergey V. Barbashev | Mgmt | Y | Abstain | Against |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Alexey V. Bashkirov | Mgmt | Y | Abstain | Against |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Sergey B. Bratukhin | Mgmt | Y | Abstain | Against |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Andrey E. Bougrov | Mgmt | Y | Abstain | Against |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Marianna A. Zakharova | Mgmt | Y | Abstain | Against |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Egor M. Ivanov | Mgmt | Y | Abstain | Against |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Stalbek S. Mishakov | Mgmt | Y | Abstain | Against |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Ardavan Moshiri | Mgmt | Y | Abstain | Against |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Gareth Penny | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Cornelis Johannes Gerhard Prinsloo | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Sergey V. Skvortsov | Mgmt | Y | Abstain | Against |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Maxim M. Sokov | Mgmt | Y | Abstain | Against |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Vladislav A. Soloviev | Mgmt | Y | Abstain | Against |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Robert W. Edwards | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Ekaterina Voziyanova | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Anna Masalova | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Georgiy Svanidze | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Vladimir Shilkov | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Elect Elena Yanevich | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Appointment of Auditor | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Appointment of Auditor (Consolidated Financial Statements) | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Directors' Fees | Mgmt | Y | Against | Against |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Audit Commission's Fees | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Indemnification of Directors/Officers | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions (D&O Insurance) | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Adoption of New Articles | Mgmt | Y | Abstain | Against |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Adoption of New Regulations on General Meeting of Shareholders | Mgmt | Y | Abstain | Against |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Arkhangelsk Commercial Seaport JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Arkhangelsk Commercial Seaport JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Arkhangelsk Commercial Seaport JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Taymyr Fuel Company JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Norilsknickelremont LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with NTEK JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Polar Construction Company LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Polar Construction Company LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Norilskgazprom JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Norilskgazprom JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Norilsk Industrial Transport LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Norilsk Industrial Transport LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Norilsknickelremont LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Norilsknickelremont LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Taymyr Fuel Company CJSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Taymyr Fuel Company CJSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with NTEK JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Taimyrgas JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Taimyrgas JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Norilskgazprom JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Polar Construction Company LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Norilsknickelremont LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Norilsknickelremont LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Gipronickel Institute LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Polar Construction Company LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Polar Construction Company LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Norilsknickelremont LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Norilsknickelremont LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Polar Contraction Company LLC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Taimyr Fuel Company CJSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank of Russia JSC | Mgmt | Y | For | For |
OJSC MMC Norilsk Nickel | GMKN | 46626D108* | 06/06/2014 | Related Party Transactions with Sberbank | Mgmt | Y | For | For |
OTE Hellenic Telecommunications Organization S.A | HTO | X3258B102* | 04/30/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
OTE Hellenic Telecommunications Organization S.A | HTO | X3258B102* | 04/30/2014 | Amendments to Articles | Mgmt | Y | For | For |
OTE Hellenic Telecommunications Organization S.A | HTO | X3258B102* | 04/30/2014 | Related Party Transactions | Mgmt | Y | For | For |
OTE Hellenic Telecommunications Organization S.A | HTO | X3258B102* | 04/30/2014 | Reduction of Directors and Executives Remuneration | Mgmt | Y | For | For |
OTE Hellenic Telecommunications Organization S.A | HTO | X3258B102* | 04/30/2014 | Announcements | Mgmt | Y | For | For |
OTE Hellenic Telecommunications Organization S.A | HTO | X3258B102* | 04/30/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
OTE Hellenic Telecommunications Organization S.A | HTO | X3258B102* | 06/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
OTE Hellenic Telecommunications Organization S.A | HTO | X3258B102* | 06/24/2014 | Accounts and Reports; Allocation of Profits | Mgmt | Y | For | For |
OTE Hellenic Telecommunications Organization S.A | HTO | X3258B102* | 06/24/2014 | Ratification of Directors' and Auditor's Acts | Mgmt | Y | For | For |
OTE Hellenic Telecommunications Organization S.A | HTO | X3258B102* | 06/24/2014 | Directors' Fees | Mgmt | Y | For | For |
OTE Hellenic Telecommunications Organization S.A | HTO | X3258B102* | 06/24/2014 | Appointment of Auditor | Mgmt | Y | Abstain | Against |
OTE Hellenic Telecommunications Organization S.A | HTO | X3258B102* | 06/24/2014 | D&O insurance Policy | Mgmt | Y | For | For |
OTE Hellenic Telecommunications Organization S.A | HTO | X3258B102* | 06/24/2014 | Announcements | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Accounts and Reports | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Corporate Governance Report | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Ratification of Management Acts | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Approve the Operation of the Company in Accordance with New Civil Code | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Approve Amended Articles of Association in Accordance with New Civil Code | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Amendments to Articles | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Elect Tibor Tolnay to the Supervisory Board | Mgmt | Y | Against | Against |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Elect Gabor Horvath to the Supervisory Board | Mgmt | Y | Against | Against |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Elect Antal Kovacs to the Supervisory Board | Mgmt | Y | Against | Against |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Elect Andras Michnai to the Supervisory Board | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Elect Dominique Uzel to the Supervisory Board | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Elect Marton Gellert Vagi to the Supervisory Board | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Elect Tibor Tolnay to the Audit Committee | Mgmt | Y | Against | Against |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Elect Gabor Horvath to the Audit Committee | Mgmt | Y | Against | Against |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Elect Dominique Uzel to the Audit Committee | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Elect Marton Gellert Vagi to the Audit Committee | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Remuneration Guidelines | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Directors' Fees | Mgmt | Y | For | For |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Authority to Repurchase Shares | Mgmt | Y | Against | Against |
OTP Bank NyRt | OTP | X60746181* | 04/25/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Partron Company Limited | 91700 | Y6750Z104* | 03/27/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | For | For |
Partron Company Limited | 91700 | Y6750Z104* | 03/27/2014 | Elect KIM Jong Koo | Mgmt | Y | Against | Against |
Partron Company Limited | 91700 | Y6750Z104* | 03/27/2014 | Directors' Fees | Mgmt | Y | For | For |
Partron Company Limited | 91700 | Y6750Z104* | 03/27/2014 | Corporate Auditors' Fees | Mgmt | Y | For | For |
Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 04/02/2014 | Accounts and Reports | Mgmt | Y | Abstain | Against |
Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 04/02/2014 | Capital Expenditure Budget | Mgmt | Y | For | For |
Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 04/02/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 04/02/2014 | Election of Directors | Mgmt | Y | Abstain | Against |
Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 04/02/2014 | Election of Board Member Representative of Minority Shareholders | Mgmt | Y | For | N/A |
Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 04/02/2014 | Election of the Chairman of the Board | Mgmt | Y | For | For |
Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 04/02/2014 | Election of Supervisory Council | Mgmt | Y | Abstain | Against |
Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 04/02/2014 | Election of Supervisory Council Member Representative of Minority Shareholders | Mgmt | Y | For | N/A |
Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 04/02/2014 | Remuneration Policy | Mgmt | Y | For | For |
Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 04/02/2014 | Capitalization of Reserves w/o Share Issuance | Mgmt | Y | For | For |
Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 04/02/2014 | Merger by Absorption (Termoacu) | Mgmt | Y | For | For |
Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 04/02/2014 | Merger by Absorption (Termoceara) | Mgmt | Y | For | For |
Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 04/02/2014 | Merger by Absorption (CLEP) | Mgmt | Y | For | For |
PGE Polska Grupa Energetyczna SA | PGE | X6447Z104* | 02/06/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
PGE Polska Grupa Energetyczna SA | PGE | X6447Z104* | 02/06/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
PGE Polska Grupa Energetyczna SA | PGE | X6447Z104* | 02/06/2014 | Election of Presiding Chairman | Mgmt | Y | For | For |
PGE Polska Grupa Energetyczna SA | PGE | X6447Z104* | 02/06/2014 | Compliance with Rules of Convocation | Mgmt | Y | For | For |
PGE Polska Grupa Energetyczna SA | PGE | X6447Z104* | 02/06/2014 | Agenda | Mgmt | Y | For | For |
PGE Polska Grupa Energetyczna SA | PGE | X6447Z104* | 02/06/2014 | Election of Scrutiny Commission | Mgmt | Y | For | For |
PGE Polska Grupa Energetyczna SA | PGE | X6447Z104* | 02/06/2014 | Management Recruitment Procedure | Mgmt | Y | For | For |
PGE Polska Grupa Energetyczna SA | PGE | X6447Z104* | 02/06/2014 | Supervisory Board Size | Mgmt | Y | For | For |
PGE Polska Grupa Energetyczna SA | PGE | X6447Z104* | 02/06/2014 | Changes in Supervisory Board Composition | Mgmt | Y | Abstain | Against |
PGE Polska Grupa Energetyczna SA | PGE | X6447Z104* | 02/06/2014 | Amendments to Articles | Mgmt | Y | For | For |
PGE Polska Grupa Energetyczna SA | PGE | X6447Z104* | 02/06/2014 | Approval of Uniform Text of Articles | Mgmt | Y | For | For |
PGE Polska Grupa Energetyczna SA | PGE | X6447Z104* | 02/06/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
PICC Property & Casualty Company Limited | 2328 | Y6975Z103* | 04/15/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
PICC Property & Casualty Company Limited | 2328 | Y6975Z103* | 04/15/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
PICC Property & Casualty Company Limited | 2328 | Y6975Z103* | 04/15/2014 | Authority to Issue Subordinated Term Debts | Mgmt | Y | For | For |
PICC Property & Casualty Company Limited | 2328 | 6706250* | 11/06/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
PICC Property & Casualty Company Limited | 2328 | 6706250* | 11/06/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
PICC Property & Casualty Company Limited | 2328 | 6706250* | 11/06/2013 | Elect WANG Yueshu as Supervisor | Mgmt | Y | Against | Against |
PICC Property & Casualty Company Limited | 2328 | Y6975Z103* | 12/27/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
PICC Property & Casualty Company Limited | 2328 | Y6975Z103* | 12/27/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
PICC Property & Casualty Company Limited | 2328 | Y6975Z103* | 12/27/2013 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
PICC Property & Casualty Company Limited | 2328 | Y6975Z103* | 12/27/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Accounts and Reports | Mgmt | Y | For | For |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Allocation of Profits | Mgmt | Y | For | For |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Ratification of Distribution of Interest on Capital | Mgmt | Y | For | For |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Allocation of Dividends | Mgmt | Y | For | For |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Interest on Capital and Dividend Distribution Date | Mgmt | Y | For | For |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Election of Directors | Mgmt | Y | For | For |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Remuneration Policy | Mgmt | Y | For | For |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Relocation of Company's Registered Office | Mgmt | Y | For | For |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Amendments to Articles Regarding Separation of Chairman and CEO | Mgmt | Y | For | For |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Amendments to Articles | Mgmt | Y | For | For |
Porto Seguro S.A. | PSSA3 | P7905C107* | 03/28/2014 | Consolidation of Articles | Mgmt | Y | For | For |
Pou Chen Corporation | 9904 | Y70786101* | 06/17/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Pou Chen Corporation | 9904 | Y70786101* | 06/17/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Pou Chen Corporation | 9904 | Y70786101* | 06/17/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Pou Chen Corporation | 9904 | Y70786101* | 06/17/2014 | Accounts and Reports | Mgmt | Y | For | For |
Pou Chen Corporation | 9904 | Y70786101* | 06/17/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Pou Chen Corporation | 9904 | Y70786101* | 06/17/2014 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | Y | For | For |
Pou Chen Corporation | 9904 | Y70786101* | 06/17/2014 | Non-Compete Restrictions for Directors | Mgmt | Y | For | For |
Pou Chen Corporation | 9904 | Y70786101* | 06/17/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Voting Method | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Recording Device for Meeting | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Election of Presiding Chairman and Individuals to Check Minutes | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Consolidated Accounts and Report | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Report of the Board of Directors | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Dividend | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Allocation of Profits to Reserves | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Accounts and Reports | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Corporate Governance Report | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Approve the Operation of the Company in Accordance with the new Civil Code | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Amendments to Articles | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Authority to Repurchase Shares | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Elect William de Gelsey | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Elect Erik Bogsch | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Elect Laszlo Kovacs | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Elect Gabor Perjes | Mgmt | Y | Against | Against |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Elect Szilveszter E. Vizi | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Elect Janos Csak | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Elect Kriszta Zolnay | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Directors' Fees | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Supervisory Board Fees | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Appointment of Auditor | Mgmt | Y | For | For |
Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107* | 04/24/2014 | Authority to Set Auditor's Fees | Mgmt | Y | For | For |
Samsung Electronics Co., Ltd. | 5930 | Y74718100* | 03/14/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | For | For |
Samsung Electronics Co., Ltd. | 5930 | Y74718100* | 03/14/2014 | Directors' Fees | Mgmt | Y | Against | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Annual Report | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Accounts and Reports | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Appointment of Auditor | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Martin Grant Gilman | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Valery P. Goreglyad | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Herman O. Gref | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Evsey T. Gurvich | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Bella I. Zlatkis | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Nadezhda Y. Ivanova | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Sergey M. Ignatyev | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Peter Kraljic | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Alexey L. Kudrin | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Georgy I. Luntovsky | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Vladimir A. Mau | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Gennady G. Melikyan | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Leif Pagrotsky | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Alessandro Profumo | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Sergey G. Sinelnikov-Murylev | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Dmitry Tulin | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Nadia Wells | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Sergei A. Shvetsov | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Natalia P. Borodina | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Vladimir M. Volkov | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Tatiana A. Domanskaya | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Yulia Y. Isakhanova | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Alexei Minenko | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Olga V. Polyakova | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Elect Revina Natalia Vladimirovna | Mgmt | Y | For | For |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Approval of New Charter | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Approval of New Meeting Regulations | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Approval of New Supervisory Board Regulations | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Approval of New Audit Commission Regulations | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Approval of New Management Board Regulations | Mgmt | Y | Abstain | Against |
Sberbank | SBER | 80585Y308* | 06/06/2014 | Audit Commission Fees | Mgmt | Y | For | For |
Shimao Property Holdings Limited | 813 | G81043104* | 06/23/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Shimao Property Holdings Limited | 813 | G81043104* | 06/23/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Shimao Property Holdings Limited | 813 | G81043104* | 06/23/2014 | Accounts and Reports | Mgmt | Y | For | For |
Shimao Property Holdings Limited | 813 | G81043104* | 06/23/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Shimao Property Holdings Limited | 813 | G81043104* | 06/23/2014 | Elect Jason HUI Sai Tan | Mgmt | Y | For | For |
Shimao Property Holdings Limited | 813 | G81043104* | 06/23/2014 | Elect XU Younong | Mgmt | Y | For | For |
Shimao Property Holdings Limited | 813 | G81043104* | 06/23/2014 | Elect Alice KAN Lai Kuen | Mgmt | Y | For | For |
Shimao Property Holdings Limited | 813 | G81043104* | 06/23/2014 | Directors' Fees | Mgmt | Y | For | For |
Shimao Property Holdings Limited | 813 | G81043104* | 06/23/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Shimao Property Holdings Limited | 813 | G81043104* | 06/23/2014 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Y | Against | Against |
Shimao Property Holdings Limited | 813 | G81043104* | 06/23/2014 | Authority to Repurchase Shares | Mgmt | Y | For | For |
Shimao Property Holdings Limited | 813 | G81043104* | 06/23/2014 | Authority to Issue Repurchased Shares | Mgmt | Y | Against | Against |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Accounts and Reports | Mgmt | Y | For | For |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Elect CHE Fengsheng | Mgmt | Y | Against | Against |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Elect Homer Sun | Mgmt | Y | For | For |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Elect ZHANG Jionglong | Mgmt | Y | Against | Against |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Elect TSANG Wah Kwong | Mgmt | Y | Against | Against |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Elect ZHU Xun | Mgmt | Y | For | For |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Directors' Fees | Mgmt | Y | For | For |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Y | Against | Against |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Authority to Repurchase Shares | Mgmt | Y | For | For |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Authority to Issue Repurchased Shares | Mgmt | Y | Against | Against |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Increase in Authorized Capital | Mgmt | Y | Against | Against |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Bonus Share Issuance | Mgmt | Y | Against | Against |
Sihuan Pharmaceutical Holdings Group Ltd. | 460 | G8162K113* | 05/30/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Sinopec Corporation | 386 | Y15010104* | 11/26/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Sinopec Corporation | 386 | Y15010104* | 11/26/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Sinopec Corporation | 386 | Y15010104* | 11/26/2013 | Extension of Validity Term of A Share Convertible Bonds Issue | Mgmt | Y | For | For |
SK HOLDINGS CO LTD, SEOUL | 3600 | Y8T642111* | 03/21/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | For | For |
SK HOLDINGS CO LTD, SEOUL | 3600 | Y8T642111* | 03/21/2014 | Directors' Fees | Mgmt | Y | Against | Against |
SK HOLDINGS CO LTD, SEOUL | 3600 | Y8T642111* | 03/21/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
SK Hynix Inc. | 660 | Y8085F100* | 03/21/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | For | For |
SK Hynix Inc. | 660 | Y8085F100* | 03/21/2014 | Elect LIM Hyoung Kyu | Mgmt | Y | For | For |
SK Hynix Inc. | 660 | Y8085F100* | 03/21/2014 | Elect CHOI Jong Won | Mgmt | Y | For | For |
SK Hynix Inc. | 660 | Y8085F100* | 03/21/2014 | Election of Audit Committee Member: CHOI Jong Won | Mgmt | Y | For | For |
SK Hynix Inc. | 660 | Y8085F100* | 03/21/2014 | Directors' Fees | Mgmt | Y | For | For |
SK Hynix Inc. | 660 | Y8085F100* | 03/21/2014 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | Y | For | For |
SK Telecom Co., Ltd | 17670 | Y4935N104* | 03/21/2014 | Accounts and Allocation of Profits/Dividends | Mgmt | Y | For | For |
SK Telecom Co., Ltd | 17670 | Y4935N104* | 03/21/2014 | Amendments to Articles | Mgmt | Y | For | For |
SK Telecom Co., Ltd | 17670 | Y4935N104* | 03/21/2014 | Elect HA Sung Min | Mgmt | Y | Against | Against |
SK Telecom Co., Ltd | 17670 | Y4935N104* | 03/21/2014 | Elect CHUNG Jay Young | Mgmt | Y | For | For |
SK Telecom Co., Ltd | 17670 | Y4935N104* | 03/21/2014 | Elect LEE Jae Hoon | Mgmt | Y | For | For |
SK Telecom Co., Ltd | 17670 | Y4935N104* | 03/21/2014 | Elect AHN Jae Hyun | Mgmt | Y | For | For |
SK Telecom Co., Ltd | 17670 | Y4935N104* | 03/21/2014 | Election of Audit Committee Member: AHN Jae Hyun | Mgmt | Y | For | For |
SK Telecom Co., Ltd | 17670 | Y4935N104* | 03/21/2014 | Directors' Fees | Mgmt | Y | For | For |
SK Telecom Co., Ltd | 17670 | Y4935N104* | 03/21/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Taiwan Cement Corporation | 1101 | Y8415D106* | 06/20/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Taiwan Cement Corporation | 1101 | Y8415D106* | 06/20/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Taiwan Cement Corporation | 1101 | Y8415D106* | 06/20/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Taiwan Cement Corporation | 1101 | Y8415D106* | 06/20/2014 | Accounts and Reports | Mgmt | Y | For | For |
Taiwan Cement Corporation | 1101 | Y8415D106* | 06/20/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Taiwan Cement Corporation | 1101 | Y8415D106* | 06/20/2014 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | Y | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107* | 06/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107* | 06/24/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107* | 06/24/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107* | 06/24/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107* | 06/24/2014 | Non-Voting Agenda Item | N/A | Y | N/A | N/A |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107* | 06/24/2014 | Accounts and Reports | Mgmt | Y | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107* | 06/24/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107* | 06/24/2014 | Amendments to Procedural Rules | Mgmt | Y | For | For |
Tata Motors Limited | TATAMOTORS | 876568502 | 06/27/2014 | Minimum Remuneration Payable for Ravindra Pisharody; | Mgmt | Y | Against | Against |
Tata Motors Limited | TATAMOTORS | 876568502 | 06/27/2014 | Minimum Remuneration Payable for Satish Borwankar | Mgmt | Y | Against | Against |
Tata Motors Limited | TATAMOTORS | 876568502 | 06/27/2014 | Waiver of Excess Remuneration to Karl Slym | Mgmt | Y | Against | Against |
Tata Motors Limited | TATAMOTORS | 876568502 | 06/27/2014 | Amendment to Borrowing Powers | Mgmt | Y | For | For |
Tata Motors Limited | TATAMOTORS | 876568502 | 06/27/2014 | Authority to Mortgage Assets | Mgmt | Y | For | For |
Tata Motors Limited | TATAMOTORS | 876568502 | 06/27/2014 | Authority to Issue Non-Convertible Debentures | Mgmt | Y | For | For |
Tata Motors Limited | TATAMOTORS | 876568502 | 08/21/2013 | Accounts and Reports | Mgmt | Y | For | For |
Tata Motors Limited | TATAMOTORS | 876568502 | 08/21/2013 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Tata Motors Limited | TATAMOTORS | 876568502 | 08/21/2013 | Elect Nusli N. Wadia | Mgmt | Y | Against | Against |
Tata Motors Limited | TATAMOTORS | 876568502 | 08/21/2013 | Elect Raghunath A. Mashelkar | Mgmt | Y | For | For |
Tata Motors Limited | TATAMOTORS | 876568502 | 08/21/2013 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Tata Motors Limited | TATAMOTORS | 876568502 | 08/21/2013 | Elect Falguni S. Nayar | Mgmt | Y | For | For |
Tata Motors Limited | TATAMOTORS | 876568502 | 08/21/2013 | Elect Karl J. Slym | Mgmt | Y | For | For |
Tata Motors Limited | TATAMOTORS | 876568502 | 08/21/2013 | Appointment of Karl J. Slym as Managing Director; Approval of Remuneration | Mgmt | Y | Against | Against |
Tata Motors Limited | TATAMOTORS | 876568502 | 08/21/2013 | Directors' Commission | Mgmt | Y | For | For |
Tata Motors Limited | TATAMOTORS | 876568502 | 08/21/2013 | Amendment to Foreign Investor Restrictions | Mgmt | Y | For | For |
Tencent Holdings Limited | 700 | G87572148* | 05/14/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Tencent Holdings Limited | 700 | G87572148* | 05/14/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Tencent Holdings Limited | 700 | G87572148* | 05/14/2014 | Accounts and Reports | Mgmt | Y | For | For |
Tencent Holdings Limited | 700 | G87572148* | 05/14/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Tencent Holdings Limited | 700 | G87572148* | 05/14/2014 | Elect Martin LAU Chi Ping | Mgmt | Y | For | For |
Tencent Holdings Limited | 700 | G87572148* | 05/14/2014 | Elect Charles St Leger Searle | Mgmt | Y | Against | Against |
Tencent Holdings Limited | 700 | G87572148* | 05/14/2014 | Directors' Fees | Mgmt | Y | For | For |
Tencent Holdings Limited | 700 | G87572148* | 05/14/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Tencent Holdings Limited | 700 | G87572148* | 05/14/2014 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Y | Against | Against |
Tencent Holdings Limited | 700 | G87572148* | 05/14/2014 | Authority to Repurchase Shares | Mgmt | Y | For | For |
Tencent Holdings Limited | 700 | G87572148* | 05/14/2014 | Authority to Issue Repurchased Shares | Mgmt | Y | Against | Against |
Tencent Holdings Limited | 700 | G87572148* | 05/14/2014 | Stock Split | Mgmt | Y | For | For |
Tencent Holdings Limited | 700 | G87572148* | 05/14/2014 | Adopt The Riot Games Option Scheme | Mgmt | Y | Against | Against |
Tencent Holdings Limited | 700 | G87572148* | 05/14/2014 | Amendments to Articles | Mgmt | Y | For | For |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Accounts and Reports | Mgmt | Y | For | For |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Elect Junichiro Ida | Mgmt | Y | For | For |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Elect WEI Ying-Chiao | Mgmt | Y | For | For |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Elect Teruo Nagano | Mgmt | Y | For | For |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Elect HSU Shin Chun | Mgmt | Y | Against | Against |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Y | Against | Against |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Authority to Repurchase Shares | Mgmt | Y | For | For |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Authority to Issue Repurchased Shares | Mgmt | Y | Against | Against |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Tingyi (Cayman Islands) Holdings Corp. | 322 | G8878S103* | 05/14/2014 | Acquisition | Mgmt | Y | For | For |
Travelsky Technology | 696 | Y8972V101* | 06/05/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Travelsky Technology | 696 | Y8972V101* | 06/05/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Travelsky Technology | 696 | Y8972V101* | 06/05/2014 | Authority to Repurchase H Shares | Mgmt | Y | For | For |
Travelsky Technology | 696 | Y8972V101* | 06/05/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Travelsky Technology | 696 | Y8972V101* | 06/05/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Travelsky Technology | 696 | Y8972V101* | 06/05/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Travelsky Technology | 696 | Y8972V101* | 06/05/2014 | Director's Report | Mgmt | Y | For | For |
Travelsky Technology | 696 | Y8972V101* | 06/05/2014 | Supervisor's Report | Mgmt | Y | For | For |
Travelsky Technology | 696 | Y8972V101* | 06/05/2014 | Accounts and Reports | Mgmt | Y | For | For |
Travelsky Technology | 696 | Y8972V101* | 06/05/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Travelsky Technology | 696 | Y8972V101* | 06/05/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Travelsky Technology | 696 | Y8972V101* | 06/05/2014 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Mgmt | Y | Against | Against |
Travelsky Technology | 696 | Y8972V101* | 06/05/2014 | Authority to Repurchase H Shares | Mgmt | Y | For | For |
Ultrapar Participações S.A. | UGPA4 | P94396127* | 01/31/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Ultrapar Participações S.A. | UGPA4 | P94396127* | 01/31/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Ultrapar Participações S.A. | UGPA4 | P94396127* | 01/31/2014 | Merger/Acquisition | Mgmt | Y | For | For |
Ultrapar Participações S.A. | UGPA4 | P94396127* | 01/31/2014 | Ratify Appointment of Economic Appraiser | Mgmt | Y | For | For |
Ultrapar Participações S.A. | UGPA4 | P94396127* | 01/31/2014 | Approval of Appraisal Report | Mgmt | Y | For | For |
Ultrapar Participações S.A. | UGPA4 | P94396127* | 01/31/2014 | Capital Increase | Mgmt | Y | For | For |
Ultrapar Participações S.A. | UGPA4 | P94396127* | 01/31/2014 | Amendment to Bylaws to Reflect the Capital Increase | Mgmt | Y | For | For |
Ultrapar Participações S.A. | UGPA4 | P94396127* | 01/31/2014 | Issuance of the Subscription Warrants | Mgmt | Y | For | For |
Ultrapar Participações S.A. | UGPA4 | P94396127* | 01/31/2014 | Consent to Formalize the Merger | Mgmt | Y | For | For |
Vale SA | VALE5 | 9.1912E+109 | 04/17/2014 | Accounts and Reports | Mgmt | Y | For | For |
Vale SA | VALE5 | 9.1912E+109 | 04/17/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Vale SA | VALE5 | 9.1912E+109 | 04/17/2014 | Election of Alternate Directors | Mgmt | Y | Against | Against |
Vale SA | VALE5 | 9.1912E+109 | 04/17/2014 | Election of Supervisory Council Member(s) Representative of Minority/Preferred Shareholders | Mgmt | Y | Abstain | N/A |
Vale SA | VALE5 | 9.1912E+109 | 04/17/2014 | Remuneration Policy | Mgmt | Y | Against | Against |
Vale SA | VALE5 | 9.1912E+109 | 04/17/2014 | Authority to Cancel Treasury Shares | Mgmt | Y | For | For |
Vale SA | VALE5 | 9.1912E+109 | 04/17/2014 | Capitalization of Reserves w/o Share Issue | Mgmt | Y | For | For |
Vale SA | VALE5 | 9.1912E+109 | 04/17/2014 | Amendments to Articles Regarding Reconciliation of Share Capital | Mgmt | Y | For | For |
WNS (Holdings) Limited | WNS | 92932M101 | 09/25/2013 | Accounts and Reports | Mgmt | Y | For | For |
WNS (Holdings) Limited | WNS | 92932M101 | 09/25/2013 | Appointment of Auditor | Mgmt | Y | For | For |
WNS (Holdings) Limited | WNS | 92932M101 | 09/25/2013 | Authority to Set Auditor's Fees | Mgmt | Y | For | For |
WNS (Holdings) Limited | WNS | 92932M101 | 09/25/2013 | Elect Anthony A. Greener | Mgmt | Y | For | For |
WNS (Holdings) Limited | WNS | 92932M101 | 09/25/2013 | Elect Richard O. Bernays | Mgmt | Y | For | For |
WNS (Holdings) Limited | WNS | 92932M101 | 09/25/2013 | Elect Adrian T. Dillon | Mgmt | Y | For | For |
WNS (Holdings) Limited | WNS | 92932M101 | 09/25/2013 | Directors' Fees | Mgmt | Y | For | For |
WNS (Holdings) Limited | WNS | 92932M101 | 09/25/2013 | Amendment to the Incentive Award Plan | Mgmt | Y | For | For |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | Y | For | For |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Long-Term Incentive Plan | Mgmt | Y | Abstain | Against |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Accounts and Reports | Mgmt | Y | For | For |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Ratification of Auditor's Fees | Mgmt | Y | For | For |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Authority to Issue Debt Instruments | Mgmt | Y | For | For |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Ratification of Board and Supervisory Council Acts | Mgmt | Y | For | For |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Ratification of Directors' Fees | Mgmt | Y | For | For |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Ratification of Supervisory Council's Fees | Mgmt | Y | For | For |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Supervisory Council Size | Mgmt | Y | Abstain | Against |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Election of Supervisory Council Members and Alternates (Class A) | Mgmt | Y | Abstain | Against |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Election of Supervisory Council Members and Alternates (Class D) | Mgmt | Y | Abstain | Against |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Board Size | Mgmt | Y | Against | Against |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Election of Directors (Class A) | Mgmt | Y | Abstain | Against |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Election of Director (Class D) | Mgmt | Y | For | For |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Directors' Fees; Supervisory Council's Fees | Mgmt | Y | Abstain | Against |
YPF S.A. | YPFD | 984245100 | 04/30/2014 | Withdrawal of Corporate Liability Action | Mgmt | Y | Abstain | Against |
Zhejiang Expressway Co. Ltd. | 576 | Y9891F102* | 05/05/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Zhejiang Expressway Co. Ltd. | 576 | Y9891F102* | 05/05/2014 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Zhejiang Expressway Co. Ltd. | 576 | Y9891F102* | 05/05/2014 | Director's Report | Mgmt | Y | For | For |
Zhejiang Expressway Co. Ltd. | 576 | Y9891F102* | 05/05/2014 | Supervisor's Report | Mgmt | Y | For | For |
Zhejiang Expressway Co. Ltd. | 576 | Y9891F102* | 05/05/2014 | Accounts and Reports | Mgmt | Y | For | For |
Zhejiang Expressway Co. Ltd. | 576 | Y9891F102* | 05/05/2014 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Zhejiang Expressway Co. Ltd. | 576 | Y9891F102* | 05/05/2014 | Final Accounts and Financial Budget | Mgmt | Y | For | For |
Zhejiang Expressway Co. Ltd. | 576 | Y9891F102* | 05/05/2014 | Appointment of Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Zhejiang Expressway Co. Ltd. | 576 | Y9891F102* | 05/05/2014 | Appointment of PRC Auditor and Authority to Set Fees | Mgmt | Y | For | For |
Zhejiang Expressway Co. Ltd. | 576 | 6990763* | 10/17/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Zhejiang Expressway Co. Ltd. | 576 | 6990763* | 10/17/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
Zhejiang Expressway Co. Ltd. | 576 | 6990763* | 10/17/2013 | Allocation of Profits/Dividends | Mgmt | Y | For | For |
Zhejiang Expressway Co. Ltd. | 576 | 6990763* | 10/17/2013 | Non-Voting Meeting Note | N/A | Y | N/A | N/A |
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* Security IDs for Foreign Traded Securities that do not have Cusip IDs. |
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Registrant: Dunham Funds - Dunham Large Cap Growth Fund Item 1 | ||||||||||||
Investment Company Act file numer: 811-22153 | ||||||||||||
Reporting Perod: July 1, 2013 through June 30, 2014 | ||||||||||||
| NIKE, INC. |
| ||||||||||
| Security | 654106103 |
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| Meeting Type | Annual |
| ||||
| Ticker Symbol | NKE |
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| Meeting Date | 19-Sep-2013 |
| ||||
| ISIN | US6541061031 |
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| Agenda | 933862078 - Management |
| ||||
| City |
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| Holding Recon Date | 19-Jul-2013 |
| ||||
| Country | United States |
| Vote Deadline Date | 18-Sep-2013 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1 | DIRECTOR | Management |
|
|
|
| |||||
|
|
| 1 | ALAN B. GRAF, JR. |
| For | For |
| ||||
|
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| 2 | JOHN C. LECHLEITER |
| For | For |
| ||||
|
|
| 3 | PHYLLIS M. WISE |
| For | For |
| ||||
| 2. | TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE | Management | For | For |
| ||||||
| 3. | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| ||||||
| 4. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING | Shareholder | Against | For |
| ||||||
| THE PROCTER & GAMBLE COMPANY |
| ||||||||||
| Security | 742718109 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | PG |
|
|
| Meeting Date | 08-Oct-2013 |
| ||||
| ISIN | US7427181091 |
|
|
| Agenda | 933868525 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 09-Aug-2013 |
| ||||
| Country | United States |
| Vote Deadline Date | 07-Oct-2013 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: SUSAN DESMOND-HELLMANN | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For |
| ||||||
| 2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED | Management | For | For |
| ||||||
| 3. | AMEND THE COMPANY'S CODE OF REGULATIONS TO | Management | For | For |
| ||||||
| 4. | APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' STOCK | Management | For | For |
| ||||||
| 5. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY | Management | For | For |
| ||||||
| ORACLE CORPORATION |
| ||||||||||
| Security | 68389X105 |
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| Meeting Type | Annual |
| ||||
| Ticker Symbol | ORCL |
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| Meeting Date | 31-Oct-2013 |
| ||||
| ISIN | US68389X1054 |
|
|
| Agenda | 933878300 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 03-Sep-2013 |
| ||||
| Country | United States |
| Vote Deadline Date | 30-Oct-2013 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1 | DIRECTOR | Management |
|
|
|
| |||||
|
|
| 1 | JEFFREY S. BERG |
| For | For |
| ||||
|
|
| 2 | H. RAYMOND BINGHAM |
| Withheld | Against |
| ||||
|
|
| 3 | MICHAEL J. BOSKIN |
| For | For |
| ||||
|
|
| 4 | SAFRA A. CATZ |
| Withheld | Against |
| ||||
|
|
| 5 | BRUCE R. CHIZEN |
| Withheld | Against |
| ||||
|
|
| 6 | GEORGE H. CONRADES |
| Withheld | Against |
| ||||
|
|
| 7 | LAWRENCE J. ELLISON |
| For | For |
| ||||
|
|
| 8 | HECTOR GARCIA-MOLINA |
| For | For |
| ||||
|
|
| 9 | JEFFREY O. HENLEY |
| For | For |
| ||||
|
|
| 10 | MARK V. HURD |
| For | For |
| ||||
|
|
| 11 | NAOMI O. SELIGMAN |
| Withheld | Against |
| ||||
| 2 | ADVISORY VOTE TO APPROVE EXECUTIVE | Management | Against | Against |
| ||||||
| 3 | APPROVAL OF AMENDMENT TO THE LONG-TERM EQUITY | Management | For | For |
| ||||||
| 4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP | Management | For | For |
| ||||||
| 5 | STOCKHOLDER PROPOSAL REGARDING ESTABLISHING A | Shareholder | Against | For |
| ||||||
| 6 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT | Shareholder | For | Against |
| ||||||
| 7 | STOCKHOLDER PROPOSAL REGARDING VOTE | Shareholder | Against | For |
| ||||||
| 8 | STOCKHOLDER PROPOSAL REGARDING MULTIPLE | Shareholder | For | Against |
| ||||||
| 9 | STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE | Shareholder | Against | For |
| ||||||
| INTUIT INC. |
| ||||||||||
| Security | 461202103 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | INTU |
|
|
| Meeting Date | 23-Jan-2014 |
| ||||
| ISIN | US4612021034 |
|
|
| Agenda | 933906111 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 25-Nov-2013 |
| ||||
| Country | United States |
| Vote Deadline Date | 22-Jan-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: DIANE B. GREENE | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: DENNIS D. POWELL | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: BRAD D. SMITH | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: JEFF WEINER | Management | For | For |
| ||||||
| 2. | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR | Management | For | For |
| ||||||
| 3. | APPROVAL OF AMENDED AND RESTATED 2005 EQUITY | Management | For | For |
| ||||||
| 4. | ADVISORY VOTE TO APPROVE EXECUTIVE | Management | For | For |
| ||||||
| VISA INC. |
| ||||||||||
| Security | 92826C839 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | V |
|
|
| Meeting Date | 29-Jan-2014 |
| ||||
| ISIN | US92826C8394 |
|
|
| Agenda | 933909066 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 03-Dec-2013 |
| ||||
| Country | United States |
| Vote Deadline Date | 28-Jan-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ- | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: CATHY E. MINEHAN | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: DAVID J. PANG | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For |
| ||||||
| 2. | APPROVAL, ON AN ADVISORY BASIS, OF THE | Management | For | For |
| ||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For |
| ||||||
| APPLE INC. |
| ||||||||||
| Security | 037833100 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | AAPL |
|
|
| Meeting Date | 28-Feb-2014 |
| ||||
| ISIN | US0378331005 |
|
|
| Agenda | 933915564 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 30-Dec-2013 |
| ||||
| Country | United States |
| Vote Deadline Date | 27-Feb-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1. | DIRECTOR | Management |
|
|
|
| |||||
|
|
| 1 | WILLIAM CAMPBELL |
| For | For |
| ||||
|
|
| 2 | TIMOTHY COOK |
| For | For |
| ||||
|
|
| 3 | MILLARD DREXLER |
| For | For |
| ||||
|
|
| 4 | AL GORE |
| For | For |
| ||||
|
|
| 5 | ROBERT IGER |
| For | For |
| ||||
|
|
| 6 | ANDREA JUNG |
| For | For |
| ||||
|
|
| 7 | ARTHUR LEVINSON |
| For | For |
| ||||
|
|
| 8 | RONALD SUGAR |
| For | For |
| ||||
| 2. | THE AMENDMENT OF THE COMPANY'S RESTATED | Management | For | For |
| ||||||
| 3. | THE AMENDMENT OF THE ARTICLES TO ELIMINATE THE | Management | For | For |
| ||||||
| 4. | THE AMENDMENT OF THE ARTICLES TO ESTABLISH A PAR | Management | For | For |
| ||||||
| 5. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG | Management | For | For |
| ||||||
| 6. | A NON-BINDING ADVISORY RESOLUTION TO APPROVE | Management | For | For |
| ||||||
| 7. | THE APPROVAL OF THE APPLE INC. 2014 EMPLOYEE STOCK | Management | For | For |
| ||||||
| 8. | A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON AND | Shareholder | Against | For |
| ||||||
| 9. | A SHAREHOLDER PROPOSAL BY THE NATIONAL CENTER | Shareholder | Against | For |
| ||||||
| 10. | A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A NON- | Shareholder | Abstain | Against |
| ||||||
| 11. | A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE OF A | Shareholder | Against | For |
| ||||||
| QUALCOMM INCORPORATED |
| ||||||||||
| Security | 747525103 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | QCOM |
|
|
| Meeting Date | 04-Mar-2014 |
| ||||
| ISIN | US7475251036 |
|
|
| Agenda | 933916150 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 06-Jan-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 03-Mar-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: SHERRY LANSING | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: DUANE A. NELLES | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | For |
| ||||||
| 1L. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For |
| ||||||
| 1M. | ELECTION OF DIRECTOR: BRENT SCOWCROFT | Management | For | For |
| ||||||
| 1N. | ELECTION OF DIRECTOR: MARC I. STERN | Management | For | For |
| ||||||
| 2. | TO RATIFY THE SELECTION OF | Management | For | For |
| ||||||
| 3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE | Management | For | For |
| ||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE | Management | 1 Year | For |
| ||||||
| TRANSDIGM GROUP INCORPORATED |
| ||||||||||
| Security | 893641100 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | TDG |
|
|
| Meeting Date | 04-Mar-2014 |
| ||||
| ISIN | US8936411003 |
|
|
| Agenda | 933918015 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 03-Jan-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 03-Mar-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1. | DIRECTOR | Management |
|
|
|
| |||||
|
|
| 1 | SEAN P. HENNESSY |
| For | For |
| ||||
|
|
| 2 | DOUGLAS W. PEACOCK |
| For | For |
| ||||
|
|
| 3 | JOHN STAER |
| For | For |
| ||||
| 2. | TO APPROVE (IN AN ADVISORY VOTE) COMPENSATION | Management | For | For |
| ||||||
| 3. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS | Management | For | For |
| ||||||
| 4. | TO VOTE TO AMEND THE COMPANY'S AMENDED AND | Management | For | For |
| ||||||
| ANALOG DEVICES, INC. |
| ||||||||||
| Security | 032654105 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | ADI |
|
|
| Meeting Date | 12-Mar-2014 |
| ||||
| ISIN | US0326541051 |
|
|
| Agenda | 933920072 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 10-Jan-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 11-Mar-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A) | ELECTION OF DIRECTOR: RAY STATA | Management | For | For |
| ||||||
| 1B) | ELECTION OF DIRECTOR: VINCENT T. ROCHE | Management | For | For |
| ||||||
| 1C) | ELECTION OF DIRECTOR: RICHARD M. BEYER | Management | For | For |
| ||||||
| 1D) | ELECTION OF DIRECTOR: JAMES A. CHAMPY | Management | For | For |
| ||||||
| 1E) | ELECTION OF DIRECTOR: JOHN C. HODGSON | Management | For | For |
| ||||||
| 1F) | ELECTION OF DIRECTOR: YVES-ANDRE ISTEL | Management | For | For |
| ||||||
| 1G) | ELECTION OF DIRECTOR: NEIL NOVICH | Management | For | For |
| ||||||
| 1H) | ELECTION OF DIRECTOR: F. GRANT SAVIERS | Management | For | For |
| ||||||
| 1I) | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | Management | For | For |
| ||||||
| 1J) | ELECTION OF DIRECTOR: LISA T. SU | Management | For | For |
| ||||||
| 2) | TO APPROVE, BY NON-BINDING "SAY-ON-PAY" VOTE, THE | Management | For | For |
| ||||||
| 3) | TO APPROVE THE AMENDED AND RESTATED ANALOG | Management | For | For |
| ||||||
| 4) | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS | Management | For | For |
| ||||||
| THE WALT DISNEY COMPANY |
| ||||||||||
| Security | 254687106 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | DIS |
|
|
| Meeting Date | 18-Mar-2014 |
| ||||
| ISIN | US2546871060 |
|
|
| Agenda | 933918736 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 17-Jan-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 17-Mar-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | Against | Against |
| ||||||
| 2. | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| ||||||
| 3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE | Management | Against | Against |
| ||||||
| 4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S | Management | For | For |
| ||||||
| 5. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO | Shareholder | For | Against |
| ||||||
| 6. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO | Shareholder | Against | For |
| ||||||
| STARBUCKS CORPORATION |
| ||||||||||
| Security | 855244109 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | SBUX |
|
|
| Meeting Date | 19-Mar-2014 |
| ||||
| ISIN | US8552441094 |
|
|
| Agenda | 933917619 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 09-Jan-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 18-Mar-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: OLDEN LEE | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For |
| ||||||
| 1L. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For |
| ||||||
| 2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE | Management | Against | Against |
| ||||||
| 3. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP | Management | For | For |
| ||||||
| 4. | PROHIBIT POLITICAL SPENDING. | Shareholder | Against | For |
| ||||||
| 5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against |
| ||||||
| COVIDIEN PLC |
| ||||||||||
| Security | G2554F113 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | COV |
|
|
| Meeting Date | 19-Mar-2014 |
| ||||
| ISIN | IE00B68SQD29 |
|
|
| Agenda | 933918128 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 09-Jan-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 18-Mar-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A) | ELECTION OF DIRECTOR: JOSE E. ALMEIDA | Management | For | For |
| ||||||
| 1B) | ELECTION OF DIRECTOR: JOY A. AMUNDSON | Management | For | For |
| ||||||
| 1C) | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | For | For |
| ||||||
| 1D) | ELECTION OF DIRECTOR: ROBERT H. BRUST | Management | For | For |
| ||||||
| 1E) | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For |
| ||||||
| 1F) | ELECTION OF DIRECTOR: RANDALL J. HOGAN, III | Management | For | For |
| ||||||
| 1G) | ELECTION OF DIRECTOR: MARTIN D. MADAUS | Management | For | For |
| ||||||
| 1H) | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For |
| ||||||
| 1I) | ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI | Management | For | For |
| ||||||
| 1J) | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | For |
| ||||||
| 2) | APPROVE, IN A NON-BINDING ADVISORY VOTE, THE | Management | For | For |
| ||||||
| 3) | APPROVE, IN A NON-BINDING ADVISORY VOTE, THE | Management | For | For |
| ||||||
| 4) | AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO | Management | For | For |
| ||||||
| S5) | DETERMINE THE PRICE RANGE AT WHICH THE COMPANY | Management | For | For |
| ||||||
| 6) | RENEW THE DIRECTORS' AUTHORITY TO ISSUE SHARES. | Management | For | For |
| ||||||
| S7) | RENEW THE DIRECTORS' AUTHORITY TO ISSUE SHARES | Management | For | For |
| ||||||
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) |
| ||||||||||
| Security | 806857108 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | SLB |
|
|
| Meeting Date | 09-Apr-2014 |
| ||||
| ISIN | AN8068571086 |
|
|
| Agenda | 933927040 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 19-Feb-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 08-Apr-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: MAUREEN KEMPSTON DARKES | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For |
| ||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S | Management | For | For |
| ||||||
| 3. | TO APPROVE THE COMPANY'S 2013 FINANCIAL | Management | For | For |
| ||||||
| 4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT | Management | For | For |
| ||||||
| PRAXAIR, INC. |
| ||||||||||
| Security | 74005P104 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | PX |
|
|
| Meeting Date | 22-Apr-2014 |
| ||||
| ISIN | US74005P1049 |
|
|
| Agenda | 933933803 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 28-Feb-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 21-Apr-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: STEPHEN F. ANGEL | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: OSCAR BERNARDES | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: EDWARD G. GALANTE | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: IRA D. HALL | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: LARRY D. MCVAY | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: DENISE L. RAMOS | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: WAYNE T. SMITH | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: ROBERT L. WOOD | Management | For | For |
| ||||||
| 2. | TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, | Management | For | For |
| ||||||
| 3. | TO APPROVE THE AMENDED AND RESTATED 2009 | Management | For | For |
| ||||||
| 4. | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT | Management | For | For |
| ||||||
| JOHNSON & JOHNSON |
| ||||||||||
| Security | 478160104 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | JNJ |
|
|
| Meeting Date | 24-Apr-2014 |
| ||||
| ISIN | US4781601046 |
|
|
| Agenda | 933933548 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 25-Feb-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 23-Apr-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For |
| ||||||
| 1L. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For |
| ||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE | Management | For | For |
| ||||||
| 3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT | Management | For | For |
| ||||||
| 4. | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN | Shareholder | Against | For |
| ||||||
| THE BOEING COMPANY |
| ||||||||||
| Security | 097023105 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | BA |
|
|
| Meeting Date | 28-Apr-2014 |
| ||||
| ISIN | US0970231058 |
|
|
| Agenda | 933932368 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 27-Feb-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 25-Apr-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For |
| ||||||
| 2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE | Management | For | For |
| ||||||
| 3. | APPROVE THE AMENDMENT AND RESTATEMENT OF THE | Management | For | For |
| ||||||
| 4. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS | Management | For | For |
| ||||||
| 5. | REPORT TO DISCLOSE LOBBYING. | Shareholder | Against | For |
| ||||||
| 6. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | For | Against |
| ||||||
| 7. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against |
| ||||||
| HONEYWELL INTERNATIONAL INC. |
| ||||||||||
| Security | 438516106 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | HON |
|
|
| Meeting Date | 28-Apr-2014 |
| ||||
| ISIN | US4385161066 |
|
|
| Agenda | 933934526 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 28-Feb-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 25-Apr-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For |
| ||||||
| 1L. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For |
| ||||||
| 2. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For |
| ||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE | Management | For | For |
| ||||||
| 4. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against |
| ||||||
| 5. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | For | Against |
| ||||||
| 6. | ELIMINATE ACCELERATED VESTING IN A CHANGE IN | Shareholder | Against | For |
| ||||||
| 7. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For |
| ||||||
| EMC CORPORATION |
| ||||||||||
| Security | 268648102 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | EMC |
|
|
| Meeting Date | 30-Apr-2014 |
| ||||
| ISIN | US2686481027 |
|
|
| Agenda | 933944159 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 28-Feb-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 29-Apr-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: MICHAEL W. BROWN | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: GAIL DEEGAN | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: JAMES S. DISTASIO | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: JOHN R. EGAN | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: WILLIAM D. GREEN | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: DAVID N. STROHM | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | For |
| ||||||
| 2. | RATIFICATION OF THE SELECTION BY THE AUDIT | Management | For | For |
| ||||||
| 3. | ADVISORY APPROVAL OF OUR EXECUTIVE | Management | For | For |
| ||||||
| 4. | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO | Shareholder | For | Against |
| ||||||
| 5. | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO | Shareholder | Against | For |
| ||||||
| ANHEUSER-BUSCH INBEV SA |
| ||||||||||
| Security | 03524A108 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | BUD |
|
|
| Meeting Date | 30-Apr-2014 |
| ||||
| ISIN | US03524A1088 |
|
|
| Agenda | 933957029 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 21-Mar-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 17-Apr-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| A1 | CHANGE IN RELATION TO OUTSTANDING SUBSCRIPTION | Management | For | For |
| ||||||
| A2B | RENEWAL OF THE POWERS OF THE BOARD OF DIRECTORS | Management | For | For |
| ||||||
| B1A | RENEWAL OF THE POWERS OF THE BOARD OF DIRECTORS | Management | For | For |
| ||||||
| B1B | REPLACING ARTICLE 10 OF THE ARTICLES OF | Management | For | For |
| ||||||
| C4 | APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS | Management | For | For |
| ||||||
| C5 | DISCHARGE TO THE DIRECTORS | Management | For | For |
| ||||||
| C6 | DISCHARGE TO THE STATUTORY AUDITOR | Management | For | For |
| ||||||
| C7A | RENEWING THE APPOINTMENT AS INDEPENDENT | Management | For | For |
| ||||||
| C7B | RENEWING THE APPOINTMENT AS INDEPENDENT | Management | For | For |
| ||||||
| C7C | RENEWING THE APPOINTMENT AS DIRECTOR OF MR. | Management | For | For |
| ||||||
| C7D | RENEWING THE APPOINTMENT AS DIRECTOR OF MR. | Management | Against | Against |
| ||||||
| C7E | RENEWING THE APPOINTMENT AS DIRECTOR OF MR. | Management | For | For |
| ||||||
| C7F | RENEWING THE APPOINTMENT AS DIRECTOR OF MR. | Management | Against | Against |
| ||||||
| C7G | ACKNOWLEDGING THE END OF MANDATE AS DIRECTOR OF | Management | For | For |
| ||||||
| C7H | ACKNOWLEDGING THE END OF MANDATE AS DIRECTOR OF | Management | For | For |
| ||||||
| C7I | APPOINTING AS INDEPENDENT DIRECTOR MR. ELIO LEONI | Management | For | For |
| ||||||
| C7J | APPOINTING AS DIRECTOR MRS. MARIA ASUNCION | Management | For | For |
| ||||||
| C7K | APPOINTING AS DIRECTOR MR. VALENTIN DIEZ MORODO, | Management | For | For |
| ||||||
| C8A | REMUNERATION POLICY AND REMUNERATION REPORT OF | Management | Against | Against |
| ||||||
| C8B | STOCK OPTIONS FOR DIRECTORS | Management | For | For |
| ||||||
| D1 | FILINGS | Management | For | For |
| ||||||
| ST. JUDE MEDICAL, INC. |
| ||||||||||
| Security | 790849103 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | STJ |
|
|
| Meeting Date | 01-May-2014 |
| ||||
| ISIN | US7908491035 |
|
|
| Agenda | 933934487 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 04-Mar-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 30-Apr-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: RICHARD R. DEVENUTI | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: STEFAN K. WIDENSOHLER | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: WENDY L. YARNO | Management | For | For |
| ||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF | Management | For | For |
| ||||||
| 3. | TO APPROVE THE ST. JUDE MEDICAL, INC. MANAGEMENT | Management | For | For |
| ||||||
| 4. | TO APPROVE AMENDMENTS TO OUR ARTICLES OF | Management | For | For |
| ||||||
| 5. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS | Management | For | For |
| ||||||
| OCCIDENTAL PETROLEUM CORPORATION |
| ||||||||||
| Security | 674599105 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | OXY |
|
|
| Meeting Date | 02-May-2014 |
| ||||
| ISIN | US6745991058 |
|
|
| Agenda | 933956724 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 13-Mar-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 01-May-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | Management | Against | Against |
| ||||||
| 1J. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | Management | For | For |
| ||||||
| 2. | ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION FOR | Management | For | For |
| ||||||
| 3. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | For |
| ||||||
| 4. | ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN | Management | For | For |
| ||||||
| 5. | SEPARATION OF THE ROLES OF THE CHAIRMAN OF THE | Management | For | For |
| ||||||
| 6. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For |
| ||||||
| 7. | EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For |
| ||||||
| 8. | REVIEW LOBBYING AT FEDERAL, STATE, LOCAL LEVELS. | Shareholder | Against | For |
| ||||||
| 9. | QUANTITATIVE RISK MANAGEMENT REPORTING FOR | Shareholder | Against | For |
| ||||||
| 10. | FUGITIVE METHANE EMISSIONS AND FLARING REPORT. | Shareholder | Against | For |
| ||||||
| BERKSHIRE HATHAWAY INC. |
| ||||||||||
| Security | 084670702 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | BRKB |
|
|
| Meeting Date | 03-May-2014 |
| ||||
| ISIN | US0846707026 |
|
|
| Agenda | 933937320 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 05-Mar-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 02-May-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1. | DIRECTOR | Management |
|
|
|
| |||||
|
|
| 1 | WARREN E. BUFFETT |
| For | For |
| ||||
|
|
| 2 | CHARLES T. MUNGER |
| For | For |
| ||||
|
|
| 3 | HOWARD G. BUFFETT |
| For | For |
| ||||
|
|
| 4 | STEPHEN B. BURKE |
| For | For |
| ||||
|
|
| 5 | SUSAN L. DECKER |
| For | For |
| ||||
|
|
| 6 | WILLIAM H. GATES III |
| For | For |
| ||||
|
|
| 7 | DAVID S. GOTTESMAN |
| For | For |
| ||||
|
|
| 8 | CHARLOTTE GUYMAN |
| For | For |
| ||||
|
|
| 9 | DONALD R. KEOUGH |
| For | For |
| ||||
|
|
| 10 | THOMAS S. MURPHY |
| Withheld | Against |
| ||||
|
|
| 11 | RONALD L. OLSON |
| For | For |
| ||||
|
|
| 12 | WALTER SCOTT, JR. |
| For | For |
| ||||
|
|
| 13 | MERYL B. WITMER |
| For | For |
| ||||
| 2 | NON-BINDING RESOLUTION TO APPROVE THE | Management | For | For |
| ||||||
| 3 | NON-BINDING RESOLUTION TO DETERMINE THE | Management | 3 Years | For |
| ||||||
| 4 | SHAREHOLDER PROPOSAL REGARDING GREENHOUSE | Shareholder | Against | For |
| ||||||
| 5 | SHAREHOLDER PROPOSAL REGARDING DIVIDENDS. | Shareholder | Against | For |
| ||||||
| BAXTER INTERNATIONAL INC. |
| ||||||||||
| Security | 071813109 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | BAX |
|
|
| Meeting Date | 06-May-2014 |
| ||||
| ISIN | US0718131099 |
|
|
| Agenda | 933939487 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 10-Mar-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 05-May-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: ROBERT L. PARKINSON, JR. | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: THOMAS T. STALLKAMP | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN | Management | For | For |
| ||||||
| 2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC | Management | For | For |
| ||||||
| 3. | APPROVAL OF NAMED EXECUTIVE OFFICER | Management | For | For |
| ||||||
| 4. | SHAREHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN | Shareholder | For | Against |
| ||||||
| 5. | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN | Shareholder | Against | For |
| ||||||
| ALLERGAN, INC. |
| ||||||||||
| Security | 018490102 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | AGN |
|
|
| Meeting Date | 06-May-2014 |
| ||||
| ISIN | US0184901025 |
|
|
| Agenda | 933947799 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 11-Mar-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 05-May-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: DAVID E.I. PYOTT | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: TREVOR M. JONES, PH.D. | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: PETER J. MCDONNELL, M.D. | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: RUSSELL T. RAY | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: HENRI A. TERMEER | Management | For | For |
| ||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG | Management | For | For |
| ||||||
| 3. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED | Management | For | For |
| ||||||
| 4. | APPROVE THE AMENDMENT AND RESTATEMENT OF OUR | Management | For | For |
| ||||||
| 5. | STOCKHOLDER PROPOSAL (SEPARATE CHAIRMAN AND | Shareholder | For | Against |
| ||||||
| PEPSICO, INC. |
| ||||||||||
| Security | 713448108 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | PEP |
|
|
| Meeting Date | 07-May-2014 |
| ||||
| ISIN | US7134481081 |
|
|
| Agenda | 933945860 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 28-Feb-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 06-May-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: RAY L. HUNT | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: ALBERTO IBARGUEN | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: SHARON PERCY ROCKEFELLER | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | For |
| ||||||
| 1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For |
| ||||||
| 1M. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For |
| ||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For |
| ||||||
| 3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE | Management | For | For |
| ||||||
| 4. | APPROVAL OF THE MATERIAL TERMS OF THE | Management | For | For |
| ||||||
| 5. | POLICY REGARDING APPROVAL OF POLITICAL | Shareholder | Against | For |
| ||||||
| 6. | POLICY REGARDING EXECUTIVE RETENTION OF STOCK. | Shareholder | Against | For |
| ||||||
| ECOLAB INC. |
| ||||||||||
| Security | 278865100 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | ECL |
|
|
| Meeting Date | 08-May-2014 |
| ||||
| ISIN | US2788651006 |
|
|
| Agenda | 933946088 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 11-Mar-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 07-May-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: BARBARA J. BECK | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: LESLIE S. BILLER | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: CARL M. CASALE | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: MICHAEL LARSON | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: ROBERT L. LUMPKINS | Management | For | For |
| ||||||
| 1L. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For |
| ||||||
| 1M. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | For |
| ||||||
| 1N. | ELECTION OF DIRECTOR: JOHN J. ZILLMER | Management | For | For |
| ||||||
| 2. | RATIFY THE APPOINTMENT OF | Management | For | For |
| ||||||
| 3. | RE-APPROVE THE ECOLAB INC. MANAGEMENT | Management | For | For |
| ||||||
| 4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF | Management | For | For |
| ||||||
| 5. | STOCKHOLDER PROPOSAL REQUESTING AN INDEPENDENT | Shareholder | For | Against |
| ||||||
| MARKEL CORPORATION |
| ||||||||||
| Security | 570535104 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | MKL |
|
|
| Meeting Date | 12-May-2014 |
| ||||
| ISIN | US5705351048 |
|
|
| Agenda | 933941381 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 05-Mar-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 09-May-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: K. BRUCE CONNELL | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: DOUGLAS C. EBY | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: STEWART M. KASEN | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: ALAN I. KIRSHNER | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: LEMUEL E. LEWIS | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: ANTHONY F. MARKEL | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: STEVEN A. MARKEL | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: DARRELL D. MARTIN | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: MICHAEL O'REILLY | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: JAY M. WEINBERG | Management | For | For |
| ||||||
| 1L. | ELECTION OF DIRECTOR: DEBORA J. WILSON | Management | For | For |
| ||||||
| 2. | TO APPROVE THE FOLLOWING RESOLUTION: "RESOLVED, | Management | For | For |
| ||||||
| 3. | TO RATIFY THE SELECTION OF KPMG LLP BY THE AUDIT | Management | For | For |
| ||||||
| GOOGLE INC. |
| ||||||||||
| Security | 38259P508 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | GOOG |
|
|
| Meeting Date | 14-May-2014 |
| ||||
| ISIN | US38259P5089 |
|
|
| Agenda | 933948359 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 17-Mar-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 13-May-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1. | DIRECTOR | Management |
|
|
|
| |||||
|
|
| 1 | LARRY PAGE |
| For | For |
| ||||
|
|
| 2 | SERGEY BRIN |
| For | For |
| ||||
|
|
| 3 | ERIC E. SCHMIDT |
| For | For |
| ||||
|
|
| 4 | L. JOHN DOERR |
| Withheld | Against |
| ||||
|
|
| 5 | DIANE B. GREENE |
| For | For |
| ||||
|
|
| 6 | JOHN L. HENNESSY |
| Withheld | Against |
| ||||
|
|
| 7 | ANN MATHER |
| For | For |
| ||||
|
|
| 8 | PAUL S. OTELLINI |
| For | For |
| ||||
|
|
| 9 | K. RAM SHRIRAM |
| For | For |
| ||||
|
|
| 10 | SHIRLEY M. TILGHMAN |
| For | For |
| ||||
| 2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & | Management | For | For |
| ||||||
| 3. | THE APPROVAL OF 2013 COMPENSATION AWARDED TO | Management | Against | Against |
| ||||||
| 4. | A STOCKHOLDER PROPOSAL REGARDING EQUAL | Shareholder | For | Against |
| ||||||
| 5. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING | Shareholder | For | Against |
| ||||||
| 6. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION | Shareholder | For | Against |
| ||||||
| 7. | A STOCKHOLDER PROPOSAL REGARDING TAX POLICY | Shareholder | Against | For |
| ||||||
| 8. | A STOCKHOLDER PROPOSAL REGARDING AN | Shareholder | For | Against |
| ||||||
| UNION PACIFIC CORPORATION |
| ||||||||||
| Security | 907818108 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | UNP |
|
|
| Meeting Date | 15-May-2014 |
| ||||
| ISIN | US9078181081 |
|
|
| Agenda | 933969012 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 24-Mar-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 14-May-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: A.H. CARD, JR. | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: D.B. DILLON | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: J.R. HOPE | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: J.J. KORALESKI | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: C.C. KRULAK | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: M.R. MCCARTHY | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: M.W. MCCONNELL | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: T.F. MCLARTY III | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: S.R. ROGEL | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: J.H. VILLARREAL | Management | For | For |
| ||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management | For | For |
| ||||||
| 3. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY | Management | For | For |
| ||||||
| 4. | AMENDMENT TO THE RESTATED ARTICLES OF | Management | For | For |
| ||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO | Shareholder | Against | For |
| ||||||
| AMERICAN TOWER CORPORATION |
| ||||||||||
| Security | 03027X100 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | AMT |
|
|
| Meeting Date | 20-May-2014 |
| ||||
| ISIN | US03027X1000 |
|
|
| Agenda | 933965735 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 25-Mar-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 19-May-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: RONALD M. DYKES | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: CAROLYN F. KATZ | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: SAMME L. THOMPSON | Management | For | For |
| ||||||
| 2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS | Management | For | For |
| ||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S | Management | For | For |
| ||||||
| MONDELEZ INTERNATIONAL, INC. |
| ||||||||||
| Security | 609207105 |
|
|
| Meeting Type | Annual |
| ||||
| Ticker Symbol | MDLZ |
|
|
| Meeting Date | 21-May-2014 |
| ||||
| ISIN | US6092071058 |
|
|
| Agenda | 933952360 - Management |
| ||||
| City |
|
|
|
| Holding Recon Date | 14-Mar-2014 |
| ||||
| Country | United States |
| Vote Deadline Date | 20-May-2014 |
| ||||||
| SEDOL(s) |
| Quick Code |
|
| |||||||
| Item | Proposal | Type | Vote | For/Against |
| ||||||
| 1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For |
| ||||||
| 1B. | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH | Management | For | For |
| ||||||
| 1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For |
| ||||||
| 1D. | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For |
| ||||||
| 1E. | ELECTION OF DIRECTOR: JORGE S. MESQUITA | Management | For | For |
| ||||||
| 1F. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | For |
| ||||||
| 1G. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For |
| ||||||
| 1H. | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For |
| ||||||
| 1I. | ELECTION OF DIRECTOR: PATRICK T. SIEWERT | Management | For | For |
| ||||||
| 1J. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | For |
| ||||||
| 1K. | ELECTION OF DIRECTOR: RATAN N. TATA | Management | For | For |
| ||||||
| 1L. | ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. VAN | Management | For | For |
| ||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For |
| ||||||
| 3. | APPROVE MONDELEZ INTERNATIONAL, INC. AMENDED AND | Management | For | For |
| ||||||
| 4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS | Management | For | For |
| ||||||
| 5. | SHAREHOLDER PROPOSAL: REPORT ON PACKAGING | Shareholder | Against | For |
|
Registrant: Dunham Funds - Dunham Large Cap Value Fund Item 1 | ||||||||||
Investment Company Act file number: 811-22153 | ||||||||||
Reporting Period: July 1, 2013 through June 30, 2014 | ||||||||||
| ||||||||||
ITEM 1 - PROXY VOTING RECORD | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date |
| (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
1 | FREEPORT-MCMORAN COPPER & GOLD | FCX | US35671D8570 | 16-Jul-13 | 1 | ELECTION OF DIRECTORS: | Issuer | Voted | For | For |
|
|
|
| Annual |
| RICHARD C. ADKERSON | Issuer | Voted | For | For |
|
|
|
|
|
| ROBERT J. ALLISON, JR. | Issuer | Voted | For | For |
|
|
|
|
|
| ALAN R. BUCKWALTER, III | Issuer | Voted | For | For |
|
|
|
|
|
| ROBERT A. DAY | Issuer | Voted | For | For |
|
|
|
|
|
| JAMES C. FLORES | Issuer | Voted | For | For |
|
|
|
|
|
| GERALD J. FORD | Issuer | Voted | For | For |
|
|
|
|
|
| THOMAS A. FRY, III | Issuer | Voted | For | For |
|
|
|
|
|
| H. DEVON GRAHAM, JR. | Issuer | Voted | For | For |
|
|
|
|
|
| CHARLES C. KRULAK | Issuer | Voted | For | For |
|
|
|
|
|
| BOBBY LEE LACKEY | Issuer | Voted | For | For |
|
|
|
|
|
| JON C. MADONNA | Issuer | Voted | For | For |
|
|
|
|
|
| DUSTAN E. MCCOY | Issuer | Voted | For | For |
|
|
|
|
|
| JAMES R. MOFFETT | Issuer | Voted | For | For |
|
|
|
|
|
| B.M. RANKIN, JR. | Issuer | Voted | For | For |
|
|
|
|
|
| STEPHEN H. SIEGELE | Issuer | Voted | For | For |
|
|
|
|
| 2 | APPROVAL, ON AN ADVISORY BASIS, OF | Issuer | Voted | For | For |
|
|
|
|
| 3 | RATIFICATION OF THE APPOINTMENT OF | Issuer | Voted | For | For |
|
|
|
|
| 4 | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Voted | Against | For |
|
|
|
|
| 5 | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Voted | For | Against |
|
|
|
|
| 6 | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Voted | Against | For |
|
|
|
|
| 7 | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
2 | WARNER CHILCOTT PLC | WCRX | IE00B446CM77 | 10-Sep-13 | C1 | APPROVAL OF THE SCHEME OF | Issuer | Voted | For | For |
|
|
|
| Special | E1 | APPROVAL OF THE SCHEME OF | Issuer | Voted | For | For |
|
|
|
|
| E2 | CANCELLATION OF WARNER CHILCOTT | Issuer | Voted | For | For |
|
|
|
|
| E3 | DIRECTORS' AUTHORITY TO ALLOT | Issuer | Voted | For | For |
|
|
|
|
| E4 | AMENDMENT TO ARTICLES OF | Issuer | Voted | For | For |
|
|
|
|
| E5 | CREATION OF DISTRIBUTABLE RESERVES | Issuer | Voted | For | For |
|
|
|
|
| E6 | APPROVAL, ON A NON-BINDING ADVISORY | Issuer | Voted | For | For |
|
|
|
|
| E7 | ADJOURNMENT OF THE EXTRAORDINARY | Issuer | Voted | For | For |
|
|
|
|
|
|
|
|
|
|
|
3 | THE MOSAIC COMPANY | MOS | US61945C1036 | 3-Oct-13 | 1A | ELECTION OF DIRECTOR: TIMOTHY S. | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: WILLIAM R. | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: EMERY N. KOENIG | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: DAVID T. SEATON | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFY THE APPOINTMENT OF KPMG LLP AS | Issuer | Voted | For | For |
|
|
|
|
| 3 | A NON-BINDING ADVISORY VOTE ON | Issuer | Voted | For | For |
|
|
|
|
|
|
|
|
|
|
|
4 | PROCTER & GAMBLE COMPANY | PG | US7427181091 | 8-Oct-13 | 1A | ELECTION OF DIRECTOR: ANGELA F. BRALY | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: KENNETH I. | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: SCOTT D. COOK | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: SUSAN DESMOND- | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: A.G. LAFLEY | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: TERRY J. | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: W. JAMES | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: MARGARET C. | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: MARY AGNES | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: PATRICIA A. | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: ERNESTO | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFY APPOINTMENT OF THE | Issuer | Voted | For | For |
|
|
|
|
| 3 | AMEND THE COMPANY'S CODE OF | Issuer | Voted | For | For |
|
|
|
|
| 4 | APPROVE THE 2013 NON-EMPLOYEE | Issuer | Voted | For | For |
|
|
|
|
| 5 | ADVISORY VOTE ON EXECUTIVE | Issuer | Voted | For | For |
|
|
|
|
|
|
|
|
|
|
|
5 | ORACLE CORPORATION | ORCL | US68389X1054 | 31-Oct-13 | 1 | ELECTION OF DIRECTORS: | Issuer | Voted | For | For |
|
|
|
| Annual |
| JEFFREY S. BERG | Issuer | Voted | For | For |
|
|
|
|
|
| H. RAYMOND BINGHAM | Issuer | Voted | For | For |
|
|
|
|
|
| MICHAEL J. BOSKIN | Issuer | Voted | For | For |
|
|
|
|
|
| SAFRA A. CATZ | Issuer | Voted | For | For |
|
|
|
|
|
| BRUCE R. CHIZEN | Issuer | Voted | For | For |
|
|
|
|
|
| GEORGE H. CONRADES | Issuer | Voted | For | For |
|
|
|
|
|
| LAWRENCE J. ELLISON | Issuer | Voted | For | For |
|
|
|
|
|
| HECTOR GARCIA-MOLINA | Issuer | Voted | For | For |
|
|
|
|
|
| JEFFREY O. HENLEY | Issuer | Voted | For | For |
|
|
|
|
|
| MARK V. HURD | Issuer | Voted | For | For |
|
|
|
|
|
| NAOMI O. SELIGMAN | Issuer | Voted | For | For |
|
|
|
|
| 2 | ADVISORY VOTE TO APPROVE EXECUTIVE | Issuer | Voted | For | For |
|
|
|
|
| 3 | APPROVAL OF AMENDMENT TO THE LONG- | Issuer | Voted | Against | Against |
|
|
|
|
| 4 | RATIFICATION OF THE SELECTION OF | Issuer | Voted | For | For |
|
|
|
|
| 5 | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Voted | Against | For |
|
|
|
|
| 6 | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Voted | For | Against |
|
|
|
|
| 7 | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Voted | Against | For |
|
|
|
|
| 8 | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Voted | Against | For |
|
|
|
|
| 9 | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Voted | Against | For |
|
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|
|
|
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|
6 | COACH INCORPORATED | COH | US1897541041 | 7-Nov-13 | 1 | ELECTION OF DIRECTORS: | Issuer | Voted | For | For |
|
|
|
| Annual |
| LEW FRANKFORT | Issuer | Voted | For | For |
|
|
|
|
|
| SUSAN KROPF | Issuer | Voted | For | For |
|
|
|
|
|
| GARY LOVEMAN | Issuer | Voted | For | For |
|
|
|
|
|
| VICTOR LUIS | Issuer | Voted | For | For |
|
|
|
|
|
| IVAN MENEZES | Issuer | Voted | For | For |
|
|
|
|
|
| IRENE MILLER | Issuer | Voted | For | For |
|
|
|
|
|
| MICHAEL MURPHY | Issuer | Voted | For | For |
|
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|
|
| STEPHANIE TILENIUS | Issuer | Voted | For | For |
|
|
|
|
|
| JIDE ZEITLIN | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFICATION OF THE APPOINTMENT OF | Issuer | Voted | For | For |
|
|
|
|
| 3 | APPROVAL, ON A NON-BINDING ADVISORY | Issuer | Voted | For | For |
|
|
|
|
| 4 | APPROVAL OF THE COACH, INC. 2013 | Issuer | Voted | For | For |
|
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7 | CISCO SYSTEMS | CSCO | US17275R1023 | 19-Nov-13 | 1A | ELECTION OF DIRECTOR: CAROL A. BARTZ | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: MARC BENIOFF | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: GREGORY Q. | Issuer | Voted | For | For |
|
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|
|
| 1D | ELECTION OF DIRECTOR: M. MICHELE | Issuer | Voted | For | For |
|
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|
|
| 1E | ELECTION OF DIRECTOR: MICHAEL D. | Issuer | Voted | For | For |
|
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|
|
| 1F | ELECTION OF DIRECTOR: JOHN T. | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: BRIAN L. HALLA | Issuer | Voted | For | For |
|
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|
|
| 1H | ELECTION OF DIRECTOR: DR. JOHN L. | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: DR. KRISTINA M. | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: RODERICK C. | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: ARUN SARIN | Issuer | Voted | For | For |
|
|
|
|
| 1L | ELECTION OF DIRECTOR: STEVEN M. WEST | Issuer | Voted | For | For |
|
|
|
|
| 2 | APPROVAL OF AMENDMENT AND | Issuer | Voted | Against | Against |
|
|
|
|
| 3 | APPROVAL, ON AN ADVISORY BASIS, OF | Issuer | Voted | For | For |
|
|
|
|
| 4 | RATIFICATION OF PRICE- | Issuer | Voted | For | For |
|
|
|
|
| 5 | APPROVAL TO HAVE CISCO HOLD A | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
8 | MICROSOFT CORPORATION | MSFT | US5949181045 | 19-Nov-13 | 1 | ELECTION OF DIRECTOR: STEVEN A. | Issuer | Voted | For | For |
|
|
|
| Annual | 2 | ELECTION OF DIRECTOR: DINA DUBLON | Issuer | Voted | For | For |
|
|
|
|
| 3 | ELECTION OF DIRECTOR: WILLIAM H. GATES | Issuer | Voted | For | For |
|
|
|
|
| 4 | ELECTION OF DIRECTOR: MARIA M. KLAWE | Issuer | Voted | For | For |
|
|
|
|
| 5 | ELECTION OF DIRECTOR: STEPHEN J. | Issuer | Voted | For | For |
|
|
|
|
| 6 | ELECTION OF DIRECTOR: DAVID F. | Issuer | Voted | For | For |
|
|
|
|
| 7 | ELECTION OF DIRECTOR: CHARLES H. | Issuer | Voted | For | For |
|
|
|
|
| 8 | ELECTION OF DIRECTOR: HELMUT PANKE | Issuer | Voted | For | For |
|
|
|
|
| 9 | ELECTION OF DIRECTOR: JOHN W. | Issuer | Voted | For | For |
|
|
|
|
| 10 | APPROVE MATERIAL TERMS OF THE | Issuer | Voted | For | For |
|
|
|
|
| 11 | ADVISORY VOTE ON EXECUTIVE | Issuer | Voted | For | For |
|
|
|
|
| 12 | RATIFICATION OF DELOITTE & TOUCHE LLP | Issuer | Voted | For | For |
|
|
|
|
|
|
|
|
|
|
|
9 | DEERE & COMPANY | DE | US2441991054 | 26-Feb-2014 | 1A | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: CRANDALL C. | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: VANCE D. | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: CHARLES O. | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: DIPAK C. JAIN | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: CLAYTON M. | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: JOACHIM | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: RICHARD B. | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: GREGORY R. | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: THOMAS H. | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: SHERRY M. SMITH | Issuer | Voted | For | For |
|
|
|
|
| 2 | ADVISORY VOTE ON EXECUTIVE | Issuer | Voted | For | For |
|
|
|
|
| 3 | RATIFICATION OF THE APPOINTMENT OF | Issuer | Voted | For | For |
|
|
|
|
|
|
|
|
|
|
|
10 | APPLE INCORPORATED | AAPL | US0378331005 | 28-Feb-14 | 1 | ELECTION OF DIRECTORS: |
|
|
|
|
|
|
|
| Annual |
| WILLIAM CAMPBELL | Issuer | Voted | For | For |
|
|
|
|
|
| TIMOTHY COOK | Issuer | Voted | For | For |
|
|
|
|
|
| MILLARD DREXLER | Issuer | Voted | For | For |
|
|
|
|
|
| AL GORE | Issuer | Voted | For | For |
|
|
|
|
|
| ROBERT IGER | Issuer | Voted | For | For |
|
|
|
|
|
| ANDREA JUNG | Issuer | Voted | For | For |
|
|
|
|
|
| ARTHUR LEVINSON | Issuer | Voted | For | For |
|
|
|
|
|
| RONALD SUGAR | Issuer | Voted | For | For |
|
|
|
|
| 2 | THE AMENDMENT OF THE COMPANY'S | Issuer | Voted | For | For |
|
|
|
|
| 3 | THE AMENDMENT OF THE ARTICLES TO | Issuer | Voted | For | For |
|
|
|
|
| 4 | THE AMENDMENT OF THE ARTICLES TO | Issuer | Voted | For | For |
|
|
|
|
| 5 | RATIFICATION OF THE APPOINTMENT OF | Issuer | Voted | For | For |
|
|
|
|
| 6 | A NON-BINDING ADVISORY RESOLUTION TO | Issuer | Voted | For | For |
|
|
|
|
| 7 | THE APPROVAL OF THE APPLE INC. 2014 | Issuer | Voted | Against | Against |
|
|
|
|
| 8 | A SHAREHOLDER PROPOSAL BY JOHN | Shareholder | Voted | Against | For |
|
|
|
|
| 9 | A SHAREHOLDER PROPOSAL BY THE | Shareholder | Voted | Against | For |
|
|
|
|
| 10 | A SHAREHOLDER PROPOSAL BY CARL | Shareholder | Voted | For | Against |
|
|
|
|
| 11 | A SHAREHOLDER PROPOSAL BY JAMES | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
11 | AMERISOURCEBERGEN | ABC | US03073E1055 | 6-Mar-14 | 1A | ELECTION OF DIRECTOR: STEVEN H. COLLIS | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: DOUGLAS R. | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: RICHARD W. | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: RICHARD C. | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: LON R. | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: EDWARD E. | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: JANE E. HENNEY, | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: KATHLEEN W. | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: MICHAEL J. LONG | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: HENRY W. MCGEE | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFICATION OF APPOINTMENT OF | Issuer | Voted | For | For |
|
|
|
|
| 3 | ADVISORY VOTE TO APPROVE NAMED | Issuer | Voted | For | For |
|
|
|
|
| 4 | APPROVAL OF THE AMERISOURCEBERGEN | Issuer | Voted | Against | Against |
|
|
|
|
| 5 | APPROVAL OF THE AMENDMENT OF | Issuer | Voted | For | For |
|
|
|
|
|
|
|
|
|
|
|
12 | AGILENT TECHNOLOGIES | A | US00846U1016 | 19-Mar-14 | 11 | ELECTION OF DIRECTOR: HEIDI FIELDS | Issuer | Voted | For | For |
|
|
|
| Annual | 12 | ELECTION OF DIRECTOR: A. BARRY RAND | Issuer | Voted | For | For |
|
|
|
|
| 2 | TO RATIFY THE AUDIT AND FINANCE | Issuer | Voted | For | For |
|
|
|
|
| 3 | TO RE-APPROVE THE PERFORMANCE | Issuer | Voted | Against | Against |
|
|
|
|
| 4 | TO APPROVE THE COMPENSATION OF | Issuer | Voted | For | For |
|
|
|
|
|
|
|
|
|
|
|
13 | BANK OF NY MELLON | BK | US0640581007 | 8-Apr-14 | 1A | ELECTION OF DIRECTOR: RUTH E. BRUCH | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: NICHOLAS M. | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: JEFFREY A. | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: GERALD L. | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: EDMUND F. KELLY | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: RICHARD J. | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: MICHAEL J. | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: JOHN A. LUKE, JR. | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: MARK A. | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: CATHERINE A. | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: WILLIAM C. | Issuer | Voted | For | For |
|
|
|
|
| 1L | ELECTION OF DIRECTOR: SAMUEL C. SCOTT | Issuer | Voted | For | For |
|
|
|
|
| 1M | ELECTION OF DIRECTOR: WESLEY W. VON | Issuer | Voted | For | For |
|
|
|
|
| 2 | ADVISORY RESOLUTION TO APPROVE THE | Issuer | Voted | For | For |
|
|
|
|
| 3 | RATIFICATION OF KPMG LLP AS OUR | Issuer | Voted | For | For |
|
|
|
|
| 4 | APPROVAL OF THE AMENDED AND | Issuer | Voted | For | For |
|
|
|
|
| 5 | STOCKHOLDER PROPOSAL REGARDING AN | Shareholder | Voted | For | Against |
|
|
|
|
|
|
|
|
|
|
|
14 | U.S. BANCORP | USB | US9029733048 | 15-Apr-14 | 1A | ELECTION OF DIRECTOR: DOUGLAS M. | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: Y. MARC BELTON | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: VICTORIA | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: ARTHUR D. | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: ROLAND A. | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: DOREEN WOO HO | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: JERRY W. LEVIN | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Issuer | Voted | For | For |
|
|
|
|
| 1L | ELECTION OF DIRECTOR: O'DELL M. OWENS, | Issuer | Voted | For | For |
|
|
|
|
| 1M | ELECTION OF DIRECTOR: CRAIG D. | Issuer | Voted | For | For |
|
|
|
|
| 1N | ELECTION OF DIRECTOR: PATRICK T. | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFICATION OF SELECTION OF ERNST & | Issuer | Voted | For | For |
|
|
|
|
| 3 | ADVISORY VOTE TO APPROVE THE | Issuer | Voted | For | For |
|
|
|
|
| 4 | SHAREHOLDER PROPOSAL: ADOPTION OF A | Shareholder | Voted | For | Against |
|
|
|
|
|
|
|
|
|
|
|
15 | PUBLIC SERVICE ENTERPRISE GROUP | PEG | US3696041033 | 15-Apr-14 | 1A | ELECTION OF DIRECTOR: ALBERT R. | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: WILLIAM V. | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: RALPH IZZO | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: SHIRLEY ANN | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: DAVID LILLEY | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: THOMAS A. RENYI | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: HAK CHEOL SHIN | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: SUSAN TOMASKY | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: ALFRED W. | Issuer | Voted | For | For |
|
|
|
|
| 2 | ADVISORY VOTE ON THE APPROVAL OF | Issuer | Voted | For | For |
|
|
|
|
| 3A | APPROVAL OF AMENDMENTS TO | Issuer | Voted | For | For |
|
|
|
|
| 3B | APPROVAL OF AMENDMENTS TO | Issuer | Voted | For | For |
|
|
|
|
| 3C | APPROVAL OF AMENDMENT TO | Issuer | Voted | For | For |
|
|
|
|
| 4 | RATIFICATION OF THE APPOINTMENT OF | Issuer | Voted | For | For |
|
|
|
|
|
|
|
|
|
|
|
16 | GENERAL ELECTRIC | GE | US00206R1023 | 23-Apr-14 | A1 | ELECTION OF DIRECTOR: W. GEOFFREY | Issuer | Voted | For | For |
|
|
|
| Annual | A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Issuer | Voted | For | For |
|
|
|
|
| A3 | ELECTION OF DIRECTOR: JAMES I. CASH, | Issuer | Voted | For | For |
|
|
|
|
| A4 | ELECTION OF DIRECTOR: FRANCISCO | Issuer | Voted | For | For |
|
|
|
|
| A5 | ELECTION OF DIRECTOR: MARIJN E. | Issuer | Voted | For | For |
|
|
|
|
| A6 | ELECTION OF DIRECTOR: ANN M. FUDGE | Issuer | Voted | For | For |
|
|
|
|
| A7 | ELECTION OF DIRECTOR: SUSAN J. | Issuer | Voted | For | For |
|
|
|
|
| A8 | ELECTION OF DIRECTOR: JEFFREY R. | Issuer | Voted | For | For |
|
|
|
|
| A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Issuer | Voted | For | For |
|
|
|
|
| A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Issuer | Voted | For | For |
|
|
|
|
| A11 | ELECTION OF DIRECTOR: ROCHELLE B. | Issuer | Voted | For | For |
|
|
|
|
| A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Issuer | Voted | For | For |
|
|
|
|
| A13 | ELECTION OF DIRECTOR: JAMES E. ROHR | Issuer | Voted | For | For |
|
|
|
|
| A14 | ELECTION OF DIRECTOR: MARY L. | Issuer | Voted | For | For |
|
|
|
|
| A15 | ELECTION OF DIRECTOR: ROBERT J. | Issuer | Voted | For | For |
|
|
|
|
| A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Issuer | Voted | For | For |
|
|
|
|
| A17 | ELECTION OF DIRECTOR: DOUGLAS A. | Issuer | Voted | For | For |
|
|
|
|
| B1 | ADVISORY APPROVAL OF OUR NAMED | Issuer | Voted | For | For |
|
|
|
|
| B2 | RATIFICATION OF SELECTION OF | Issuer | Voted | For | Against |
|
|
|
|
| C1 | CUMULATIVE VOTING. | Shareholder | Voted | Against | For |
|
|
|
|
| C2 | SENIOR EXECUTIVES HOLD OPTION | Shareholder | Voted | Against | For |
|
|
|
|
| C3 | MULTIPLE CANDIDATE ELECTIONS. | Shareholder | Voted | Against | For |
|
|
|
|
| C4 | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Voted | Against | For |
|
|
|
|
| C5 | CESSATION OF ALL STOCK OPTIONS AND | Shareholder | Voted | Against | For |
|
|
|
|
| C6 | SELL THE COMPANY. | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
17 | AT&T INCORPORATED | T | US00206R1023 | 25-Apr-14 | 1A | ELECTION OF DIRECTOR: RANDALL L. | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: REUBEN V. | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: JAIME CHICO | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: SCOTT T. FORD | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: JAMES P. KELLY | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: JON C. MADONNA | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: MICHAEL B. | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: JOHN B. MCCOY | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: BETH E. MOONEY | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: MATTHEW K. | Issuer | Voted | For | For |
|
|
|
|
| 1L | ELECTION OF DIRECTOR: CYNTHIA B. | Issuer | Voted | For | For |
|
|
|
|
| 1M | ELECTION OF DIRECTOR: LAURA D'ANDREA | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFICATION OF APPOINTMENT OF | Issuer | Voted | For | For |
|
|
|
|
| 3 | ADVISORY APPROVAL OF EXECUTIVE | Issuer | Voted | For | For |
|
|
|
|
| 4 | APPROVE SEVERANCE POLICY. | Issuer | Voted | For | For |
|
|
|
|
| 5 | POLITICAL REPORT. | Shareholder | Voted | Against | For |
|
|
|
|
| 6 | LOBBYING REPORT. | Shareholder | Voted | Against | For |
|
|
|
|
| 7 | WRITTEN CONSENT. | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
18 | ABBOTT LABORATORIES | ABT | US0028241000 | 25-Apr-14 | 1 | ELECTION OIF DIRECTORS: |
|
|
|
|
|
|
|
| Annual |
| R.J. ALPERN | Issuer | Voted | For | For |
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| R.S. AUSTIN | Issuer | Voted | For | For |
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| S.E. BLOUNT | Issuer | Voted | For | For |
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| W.J. FARRELL | Issuer | Voted | For | For |
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| E.M. LIDDY | Issuer | Voted | For | For |
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| N. MCKINSTRY | Issuer | Voted | For | For |
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| P.N. NOVAKOVIC | Issuer | Voted | For | For |
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| W.A. OSBORN | Issuer | Voted | For | For |
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| S.C. SCOTT III | Issuer | Voted | For | For |
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| G.F. TILTON | Issuer | Voted | For | For |
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| M.D. WHITE | Issuer | Voted | For | For |
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| 2 | RATIFICATION OF ERNST & YOUNG LLP AS | Issuer | Voted | For | For |
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| 3 | SAY ON PAY - AN ADVISORY VOTE TO | Issuer | Voted | For | For |
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| 4 | SHAREHOLDER PROPOSAL - GENETICALLY | Shareholder | Voted | Against | For |
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| 5 | SHAREHOLDER PROPOSAL - LOBBYING | Shareholder | Voted | Against | For |
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| 6 | SHAREHOLDER PROPOSAL - INCENTIVE | Shareholder | Voted | For | Against |
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19 | HONEYWELL INTERNATIONAL | HON | US4385161066 | 28-Apr-14 | 1A | ELECTION OF DIRECTOR: GORDON M. | Issuer | Voted | For | For |
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| Annual | 1B | ELECTION OF DIRECTOR: KEVIN BURKE | Issuer | Voted | For | For |
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| 1C | ELECTION OF DIRECTOR: JAIME CHICO | Issuer | Voted | For | For |
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| 1D | ELECTION OF DIRECTOR: DAVID M. COTE | Issuer | Voted | For | For |
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| 1E | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Issuer | Voted | For | For |
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| 1F | ELECTION OF DIRECTOR: LINNET F. DEILY | Issuer | Voted | For | For |
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| 1G | ELECTION OF DIRECTOR: JUDD GREGG | Issuer | Voted | For | For |
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| 1H | ELECTION OF DIRECTOR: CLIVE HOLLICK | Issuer | Voted | For | For |
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| 1I | ELECTION OF DIRECTOR: GRACE D. | Issuer | Voted | For | For |
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| 1J | ELECTION OF DIRECTOR: GEORGE PAZ | Issuer | Voted | For | For |
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| 1K | ELECTION OF DIRECTOR: BRADLEY T. | Issuer | Voted | For | For |
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| 1L | ELECTION OF DIRECTOR: ROBIN L. | Issuer | Voted | For | For |
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| 2 | APPROVAL OF INDEPENDENT | Issuer | Voted | For | For |
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| 3 | ADVISORY VOTE TO APPROVE EXECUTIVE | Issuer | Voted | For | For |
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| 4 | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Voted | For | Against |
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| 5 | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Voted | Against | For |
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| 6 | ELIMINATE ACCELERATED VESTING IN A | Shareholder | Voted | For | Against |
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| 7 | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Voted | Against | For |
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20 | UNITED TECHNOLOGIES | UTX | US9130171096 | 28-Apr-14 | 1A | ELECTION OF DIRECTOR: LOUIS R. | Issuer | Voted | For | For |
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| Annual | 1B | ELECTION OF DIRECTOR: JOHN V. FARACI | Issuer | Voted | For | For |
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| 1C | ELECTION OF DIRECTOR: JEAN-PIERRE | Issuer | Voted | For | For |
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| 1D | ELECTION OF DIRECTOR: JAMIE S. | Issuer | Voted | For | For |
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| 1E | ELECTION OF DIRECTOR: EDWARD A. | Issuer | Voted | For | For |
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| 1F | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Issuer | Voted | For | For |
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| 1G | ELECTION OF DIRECTOR: MARSHALL O. | Issuer | Voted | For | For |
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| 1H | ELECTION OF DIRECTOR: HAROLD MCGRAW | Issuer | Voted | For | For |
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| 1I | ELECTION OF DIRECTOR: RICHARD B. | Issuer | Voted | For | For |
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| 1J | ELECTION OF DIRECTOR: H. PATRICK | Issuer | Voted | For | For |
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| 1K | ELECTION OF DIRECTOR: ANDRE | Issuer | Voted | For | For |
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| 1L | ELECTION OF DIRECTOR: CHRISTINE TODD | Issuer | Voted | For | For |
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| 2 | APPOINTMENT OF | Issuer | Voted | For | For |
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|
|
| 3 | APPROVE AN AMENDMENT AND | Issuer | Voted | For | For |
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|
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| 4 | ADVISORY VOTE TO APPROVE THE | Issuer | Voted | For | For |
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21 | WELLS FARGO & CO. | WFC | US9497461015 | 29-Apr-14 | 1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Issuer | Voted | For | For |
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| Annual | 1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Issuer | Voted | For | For |
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| 1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Issuer | Voted | For | For |
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| 1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Issuer | Voted | For | For |
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| 1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Issuer | Voted | For | For |
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| 1F) | ELECTION OF DIRECTOR: ENRIQUE | Issuer | Voted | For | For |
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| 1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Issuer | Voted | For | For |
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| 1H) | ELECTION OF DIRECTOR: CYNTHIA H. | Issuer | Voted | For | For |
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| 1I) | ELECTION OF DIRECTOR: FEDERICO F. | Issuer | Voted | For | For |
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| 1J) | ELECTION OF DIRECTOR: JAMES H. | Issuer | Voted | For | For |
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| 1K) | ELECTION OF DIRECTOR: JUDITH M. | Issuer | Voted | For | For |
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|
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| 1L) | ELECTION OF DIRECTOR: STEPHEN W. | Issuer | Voted | For | For |
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| 1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Issuer | Voted | For | For |
|
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|
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| 1N) | ELECTION OF DIRECTOR: SUSAN G. | Issuer | Voted | For | For |
|
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|
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| 2 | VOTE ON AN ADVISORY RESOLUTION TO | Issuer | Voted | For | For |
|
|
|
|
| 3 | RATIFY THE APPOINTMENT OF KPMG LLP AS | Issuer | Voted | For | For |
|
|
|
|
| 4 | ADOPT A POLICY TO REQUIRE AN | Shareholder | Voted | For | Against |
|
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|
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| 5 | REVIEW AND REPORT ON INTERNAL | Shareholder | Voted | Against | For |
|
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|
|
22 | BORGWARNER | BWA | US0997241064 | 30-Apr-14 | 11 | ELECTION OF DIRECTOR: JAN CARLSON | Issuer | Voted | For | For |
|
|
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| Annual | 12 | ELECTION OF DIRECTOR: DENNIS C. CUNEO | Issuer | Voted | For | For |
|
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|
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| 13 | ELECTION OF DIRECTOR: VICKI L. SATO | Issuer | Voted | For | For |
|
|
|
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| 2 | TO RATIFY THE SELECTION OF | Issuer | Voted | For | For |
|
|
|
|
| 3 | ADVISORY APPROVAL OF THE COMPANY'S | Issuer | Voted | For | For |
|
|
|
|
| 4 | APPROVAL OF BORGWARNER INC. 2014 | Issuer | Voted | For | For |
|
|
|
|
| 5 | AMENDMENT OF THE COMPANY'S | Issuer | Voted | For | For |
|
|
|
|
| 6 | STOCKHOLDER PROPOSAL CONCERNING | Shareholder | Voted | Against | For |
|
|
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|
|
|
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|
|
|
23 | EMC CORPORATION | EMC | US2686481027 | 30-Apr-14 | 1A | ELECTION OF DIRECTOR: MICHAEL W. | Issuer | Voted | For | For |
|
|
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| Annual | 1B | ELECTION OF DIRECTOR: RANDOLPH L. | Issuer | Voted | For | For |
|
|
|
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| 1C | ELECTION OF DIRECTOR: GAIL DEEGAN | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: JAMES S. | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: JOHN R. EGAN | Issuer | Voted | For | For |
|
|
|
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| 1F | ELECTION OF DIRECTOR: WILLIAM D. GREEN | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: EDMUND F. KELLY | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: JAMI MISCIK | Issuer | Voted | For | For |
|
|
|
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| 1I | ELECTION OF DIRECTOR: PAUL SAGAN | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: DAVID N. STROHM | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFICATION OF THE SELECTION BY THE | Issuer | Voted | For | For |
|
|
|
|
| 3 | ADVISORY APPROVAL OF OUR EXECUTIVE | Issuer | Voted | For | For |
|
|
|
|
| 4 | TO ACT UPON A SHAREHOLDER PROPOSAL | Shareholder | Voted | For | Against |
|
|
|
|
| 5 | TO ACT UPON A SHAREHOLDER PROPOSAL | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
24 | DOVER CORPORATION | DOV | US2600031080 | 1-May-14 | 1A | ELECTION OF DIRECTOR: R.W. CREMIN | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: J-P.M. ERGAS | Issuer | Voted | For | For |
|
|
|
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| 1C | ELECTION OF DIRECTOR: P.T. FRANCIS | Issuer | Voted | For | For |
|
|
|
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| 1D | ELECTION OF DIRECTOR: K.C. GRAHAM | Issuer | Voted | For | For |
|
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|
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| 1E | ELECTION OF DIRECTOR: M.F. JOHNSTON | Issuer | Voted | For | For |
|
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|
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| 1F | ELECTION OF DIRECTOR: R.A. LIVINGSTON | Issuer | Voted | For | For |
|
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| 1G | ELECTION OF DIRECTOR: R.K. LOCHRIDGE | Issuer | Voted | For | For |
|
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|
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| 1H | ELECTION OF DIRECTOR: B.G. RETHORE | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: M.B. STUBBS | Issuer | Voted | For | For |
|
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|
|
| 1J | ELECTION OF DIRECTOR: S.M. TODD | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: S.K. WAGNER | Issuer | Voted | For | For |
|
|
|
|
| 1L | ELECTION OF DIRECTOR: M.A. WINSTON | Issuer | Voted | For | For |
|
|
|
|
| 2 | TO RATIFY THE APPOINTMENT OF | Issuer | Voted | For | For |
|
|
|
|
| 3 | TO REAPPROVE THE PERFORMANCE | Issuer | Voted | For | For |
|
|
|
|
| 4 | TO APPROVE, ON AN ADVISORY BASIS, | Issuer | Voted | For | For |
|
|
|
|
| 5 | TO APPROVE AMENDMENTS TO ARTICLE 14 | Issuer | Voted | For | For |
|
|
|
|
| 6 | TO APPROVE AMENDMENTS TO ARTICLE 15 | Issuer | Voted | For | For |
|
|
|
|
| 7 | TO APPROVE AMENDMENTS TO ARTICLE 16 | Issuer | Voted | For | For |
|
|
|
|
| 8 | TO APPROVE AN AMENDMENT TO OUR BY- | Issuer | Voted | For | For |
|
|
|
|
|
|
|
|
|
|
|
25 | OCCIDENTAL PETROLEUM | OXY | US6745991058 | 2-May-14 | 1A | ELECTION OF DIRECTOR: SPENCER | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: HOWARD I. | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: EUGENE L. | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: STEPHEN I. | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: EDWARD P. | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: JOHN E. FEICK | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: MARGARET M. | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: CARLOS M. | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: WILLIAM R. | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: AVEDICK B. | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: ELISSE B. WALTER | Issuer | Voted | For | For |
|
|
|
|
| 2 | ONE-YEAR WAIVER OF DIRECTOR AGE | Issuer | Voted | For | For |
|
|
|
|
| 3 | ADVISORY VOTE APPROVING EXECUTIVE | Issuer | Voted | For | For |
|
|
|
|
| 4 | ABILITY OF STOCKHOLDERS TO ACT BY | Issuer | Voted | For | For |
|
|
|
|
| 5 | SEPARATION OF THE ROLES OF THE | Issuer | Voted | For | For |
|
|
|
|
| 6 | RATIFICATION OF INDEPENDENT AUDITORS. | Issuer | Voted | For | For |
|
|
|
|
| 7 | EXECUTIVES TO RETAIN SIGNIFICANT | Shareholder | Voted | Against | For |
|
|
|
|
| 8 | REVIEW LOBBYING AT FEDERAL, STATE, | Shareholder | Voted | Against | For |
|
|
|
|
| 9 | QUANTITATIVE RISK MANAGEMENT | Shareholder | Voted | Against | For |
|
|
|
|
| 10 | FUGITIVE METHANE EMISSIONS AND | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
26 | BAXTER INTERNATIONAL | BAX | US0718131099 | 6-May-14 | 1A | ELECTION OF DIRECTOR: WAYNE T. | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: ROBERT L. | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: THOMAS T. | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: ALBERT P.L. | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFICATION OF INDEPENDENT | Issuer | Voted | For | For |
|
|
|
|
| 3 | APPROVAL OF NAMED EXECUTIVE OFFICER | Issuer | Voted | For | For |
|
|
|
|
| 4 | SHAREHOLDER PROPOSAL - RIGHT TO ACT | Shareholder | Voted | Against | For |
|
|
|
|
| 5 | SHAREHOLDER PROPOSAL - EXECUTIVES | Shareholder | Voted | For | Against |
|
|
|
|
|
|
|
|
|
|
|
27 | EXPRESS SCRIPTS | ESRX | US30219G1085 | 7-May-14 | 1A | ELECTION OF DIRECTOR: GARY G. BENANAV | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: MAURA C. BREEN | Issuer | Voted | For | For |
|
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|
|
| 1C | ELECTION OF DIRECTOR: WILLIAM J. | Issuer | Voted | For | For |
|
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|
|
| 1D | ELECTION OF DIRECTOR: NICHOLAS J. | Issuer | Voted | For | For |
|
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|
|
| 1E | ELECTION OF DIRECTOR: THOMAS P. MAC | Issuer | Voted | For | For |
|
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|
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| 1F | ELECTION OF DIRECTOR: FRANK | Issuer | Voted | For | For |
|
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|
|
| 1G | ELECTION OF DIRECTOR: WOODROW A. | Issuer | Voted | For | For |
|
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|
| 1H | ELECTION OF DIRECTOR: JOHN O. PARKER, | Issuer | Voted | For | For |
|
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|
|
| 1I | ELECTION OF DIRECTOR: GEORGE PAZ | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: WILLIAM L. | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: SEYMOUR | Issuer | Voted | For | For |
|
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|
|
| 2 | TO RATIFY THE APPOINTMENT OF | Issuer | Voted | For | For |
|
|
|
|
| 3 | TO APPROVE, BY NON-BINDING VOTE, | Issuer | Voted | For | For |
|
|
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|
|
|
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|
|
|
28 | PHILIP MORRIS | PM | US7181721090 | 7-May-14 | 1A | ELECTION OF DIRECTOR: HAROLD BROWN | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: ANDRE | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: LOUIS C. | Issuer | Voted | For | For |
|
|
|
| �� | 1D | ELECTION OF DIRECTOR: JENNIFER LI | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: SERGIO | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: KALPANA | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: LUCIO A. NOTO | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: ROBERT B. POLET | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: CARLOS SLIM | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: STEPHEN M. | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFICATION OF THE SELECTION OF | Issuer | Voted | For | For |
|
|
|
|
| 3 | ADVISORY VOTE APPROVING EXECUTIVE | Issuer | Voted | For | For |
|
|
|
|
| 4 | SHAREHOLDER PROPOSAL 1 - LOBBYING | Shareholder | Voted | Against | For |
|
|
|
|
| 5 | SHAREHOLDER PROPOSAL 2 - ANIMAL | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
29 | HESS CORPORATION | HES | US42809H1077 | 7-May-14 | 11 | ELECTION OF DIRECTOR: T.J. CHECKI | Issuer | Voted | For | For |
|
|
|
| Annual | 12 | ELECTION OF DIRECTOR: E.E. HOLIDAY | Issuer | Voted | For | For |
|
|
|
|
| 13 | ELECTION OF DIRECTOR: J.H. MULLIN | Issuer | Voted | For | For |
|
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| 14 | ELECTION OF DIRECTOR: J.H. QUIGLEY | Issuer | Voted | For | For |
|
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|
| 15 | ELECTION OF DIRECTOR: R.N. WILSON | Issuer | Voted | For | For |
|
|
|
|
| 2 | ADVISORY APPROVAL OF THE | Issuer | Voted | For | For |
|
|
|
|
| 3 | RATIFICATION OF THE SELECTION OF | Issuer | Voted | For | For |
|
|
|
|
| 4A | ELIMINATION OF 80% SUPERMAJORITY | Issuer | Voted | For | For |
|
|
|
|
| 4B | ELIMINATION OF TWO-THIRDS | Issuer | Voted | For | For |
|
|
|
|
| 5 | ELIMINATION OF PROVISIONS IN THE | Issuer | Voted | For | For |
|
|
|
|
| 6 | STOCKHOLDER PROPOSAL | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
30 | ACTAVIS PLC | ACT | IE00BD1NQJ95 | 9-May-14 | 1A | ELECTION OF DIRECTOR: PAUL M. BISARO | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: JAMES H. BLOEM | Issuer | Voted | For | For |
|
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| 1C | ELECTION OF DIRECTOR: CHRISTOPHER W. | Issuer | Voted | For | For |
|
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|
|
| 1D | ELECTION OF DIRECTOR: TAMAR D. | Issuer | Voted | For | For |
|
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|
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| 1E | ELECTION OF DIRECTOR: JOHN A. KING | Issuer | Voted | For | For |
|
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|
|
| 1F | ELECTION OF DIRECTOR: CATHERINE M. | Issuer | Voted | For | For |
|
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|
|
| 1G | ELECTION OF DIRECTOR: JIRI MICHAL | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: SIGURDUR OLI | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: PATRICK J. | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: RONALD R. | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: ANDREW L. | Issuer | Voted | For | For |
|
|
|
|
| 1L | ELECTION OF DIRECTOR: FRED G. WEISS | Issuer | Voted | For | For |
|
|
|
|
| 2 | TO APPROVE, ON AN ADVISORY BASIS, | Issuer | Voted | For | For |
|
|
|
|
| 3 | TO RATIFY THE APPOINTMENT OF | Issuer | Voted | For | For |
|
|
|
|
| 4 | TO VOTE ON A SHAREHOLDER PROPOSAL | Shareholder | Voted | Against | For |
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31 | AMERICAN EXPRESS | AXP | US0258161092 | 12-May-14 | 1A | ELECTION OF DIRECTOR: CHARLENE | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: URSULA BURNS | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: KENNETH | Issuer | Voted | For | For |
|
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| 1D | ELECTION OF DIRECTOR: PETER CHERNIN | Issuer | Voted | For | For |
|
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| 1E | ELECTION OF DIRECTOR: ANNE | Issuer | Voted | For | For |
|
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| 1F | ELECTION OF DIRECTOR: THEODORE | Issuer | Voted | For | For |
|
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| 1G | ELECTION OF DIRECTOR: RICHARD LEVIN | Issuer | Voted | For | For |
|
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| 1H | ELECTION OF DIRECTOR: RICHARD MCGINN | Issuer | Voted | For | For |
|
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| 1I | ELECTION OF DIRECTOR: SAMUEL | Issuer | Voted | For | For |
|
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| 1J | ELECTION OF DIRECTOR: STEVEN | Issuer | Voted | For | For |
|
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|
|
| 1K | ELECTION OF DIRECTOR: DANIEL VASELLA | Issuer | Voted | For | For |
|
|
|
|
| 1L | ELECTION OF DIRECTOR: ROBERT WALTER | Issuer | Voted | For | For |
|
|
|
|
| 1M | ELECTION OF DIRECTOR: RONALD WILLIAMS | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFICATION OF APPOINTMENT OF | Issuer | Voted | For | For |
|
|
|
|
| 3 | ADVISORY RESOLUTION TO APPROVE | Issuer | Voted | For | For |
|
|
|
|
| 4 | SHAREHOLDER PROPOSAL RELATING TO | Shareholder | Voted | Against | For |
|
|
|
|
| 5 | SHAREHOLDER PROPOSAL RELATING TO | Shareholder | Voted | Against | For |
|
|
|
|
| 6 | SHAREHOLDER PROPOSAL RELATING TO | Shareholder | Voted | Against | For |
|
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|
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| 7 | SHAREHOLDER PROPOSAL FOR | Shareholder | Voted | Against | For |
|
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32 | AMERICAN INTERNATIONAL GROUP | AIG | US0268747849 | 12-May-14 | 1A | ELECTION OF DIRECTOR: ROBERT H. | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: W. DON | Issuer | Voted | For | For |
|
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|
|
| 1C | ELECTION OF DIRECTOR: PETER R. FISHER | Issuer | Voted | For | For |
|
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| 1D | ELECTION OF DIRECTOR: JOHN H. | Issuer | Voted | For | For |
|
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| 1E | ELECTION OF DIRECTOR: WILLIAM G. | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: CHRISTOPHER S. | Issuer | Voted | For | For |
|
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|
|
| 1G | ELECTION OF DIRECTOR: ARTHUR C. | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: GEORGE L. MILES, | Issuer | Voted | For | For |
|
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|
|
| 1I | ELECTION OF DIRECTOR: HENRY S. MILLER | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: ROBERT S. | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: SUZANNE NORA | Issuer | Voted | For | For |
|
|
|
|
| 1L | ELECTION OF DIRECTOR: RONALD A. | Issuer | Voted | For | For |
|
|
|
|
| 1M | ELECTION OF DIRECTOR: DOUGLAS M. | Issuer | Voted | For | For |
|
|
|
|
| 1N | ELECTION OF DIRECTOR: THERESA M. | Issuer | Voted | For | For |
|
|
|
|
| 2 | TO VOTE, ON A NON-BINDING ADVISORY | Issuer | Voted | For | For |
|
|
|
|
| 3 | TO ACT UPON A PROPOSAL TO AMEND AND | Issuer | Voted | For | For |
|
|
|
|
| 4 | TO ACT UPON A PROPOSAL TO RATIFY THE | Issuer | Voted | For | For |
|
|
|
|
| 5 | TO ACT UPON A PROPOSAL TO RATIFY THE | Issuer | Voted | For | For |
|
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|
33 | CONOCOPHILLIPS | COP | US20825C1045 | 13-May-14 | 1A | ELECTION OF DIRECTOR: RICHARD L. | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: RICHARD H. | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: CHARLES E. | Issuer | Voted | For | For |
|
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|
|
| 1D | ELECTION OF DIRECTOR: JAMES E. | Issuer | Voted | For | For |
|
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|
|
| 1E | ELECTION OF DIRECTOR: JODY L. FREEMAN | Issuer | Voted | For | For |
|
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| 1F | ELECTION OF DIRECTOR: GAY HUEY EVANS | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: RYAN M. LANCE | Issuer | Voted | For | For |
|
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|
|
| 1H | ELECTION OF DIRECTOR: ROBERT A. | Issuer | Voted | For | For |
|
|
|
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| 1I | ELECTION OF DIRECTOR: HARALD J. NORVIK | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: WILLIAM E. WADE, | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFY APPOINTMENT OF ERNST & YOUNG | Issuer | Voted | For | For |
|
|
|
|
| 3 | ADVISORY APPROVAL OF EXECUTIVE | Issuer | Voted | For | For |
|
|
|
|
| 4 | APPROVAL OF 2014 OMNIBUS STOCK AND | Issuer | Voted | For | For |
|
|
|
|
| 5 | REPORT ON LOBBYING EXPENDITURES. | Shareholder | Voted | Against | For |
|
|
|
|
| 6 | GREENHOUSE GAS REDUCTION TARGETS. | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
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|
|
|
34 | KOHL'S CORPORATION | KSS | US5002551043 | 15-May-14 | 1A | ELECTION OF DIRECTOR: PETER | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: STEVEN A. BURD | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: DALE E. JONES | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: KEVIN MANSELL | Issuer | Voted | For | For |
|
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|
|
| 1E | ELECTION OF DIRECTOR: JOHN E. | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: FRANK V. SICA | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: PETER M. | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: STEPHANIE A. | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: NINA G. VACA | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: STEPHEN E. | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFY APPOINTMENT OF ERNST & YOUNG | Issuer | Voted | For | For |
|
|
|
|
| 3 | ADVISORY VOTE ON APPROVAL OF NAMED | Issuer | Voted | For | For |
|
|
|
|
| 4 | SHAREHOLDER PROPOSAL: EXECUTIVES TO | Shareholder | Voted | Against | For |
|
|
|
|
| 5 | SHAREHOLDER PROPOSAL: ANNUAL | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
35 | APACHE CORPORATION | APA | US0374111054 | 15-May-14 | 1 | ELECTION OF DIRECTOR: G. STEVEN | Issuer | Voted | For | For |
|
|
|
| Annual | 2 | ELECTION OF DIRECTOR: A.D. FRAZIER, JR. | Issuer | Voted | For | For |
|
|
|
|
| 3 | ELECTION OF DIRECTOR: AMY H. NELSON | Issuer | Voted | For | For |
|
|
|
|
| 4 | RATIFICATION OF ERNST & YOUNG LLP AS | Issuer | Voted | For | For |
|
|
|
|
| 5 | ADVISORY VOTE TO APPROVE THE | Issuer | Voted | For | For |
|
|
|
|
| 6 | APPROVAL OF AMENDMENT TO APACHE'S | Issuer | Voted | For | For |
|
|
|
|
|
|
|
|
|
|
|
36 | GOLDMAN SACHS | GS | US38141G1040 | 15-May-14 | 1A | ELECTION OF DIRECTOR: LLOYD C. | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: M. MICHELE | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: GARY D. COHN | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: CLAES DAHLBACK | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: WILLIAM W. | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: JAMES A. | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: LAKSHMI N. | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: ADEBAYO O. | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: PETER | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: DEBORA L. SPAR | Issuer | Voted | For | For |
|
|
|
|
| 1L | ELECTION OF DIRECTOR: MARK E. TUCKER | Issuer | Voted | For | For |
|
|
|
|
| 1M | ELECTION OF DIRECTOR: DAVID A. VINIAR | Issuer | Voted | For | For |
|
|
|
|
| 2 | ADVISORY VOTE TO APPROVE EXECUTIVE | Issuer | Voted | For | For |
|
|
|
|
| 3 | RATIFICATION OF | Issuer | Voted | For | For |
|
|
|
|
| 4 | SHAREHOLDER PROPOSAL REGARDING | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
37 | ALLSTATE CORPORATION | ALL | US0200021014 | 20-May-14 | 1A | ELECTION OF DIRECTOR: F. DUANE | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: ROBERT D. BEYER | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: KERMIT R. | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: JACK M. | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: HERBERT L. | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: SIDDHARTH N. | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: ANDREA | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: JOHN W. ROWE | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: JUDITH A. | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: MARY ALICE | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: THOMAS J. | Issuer | Voted | For | For |
|
|
|
|
| 2 | ADVISORY VOTE TO APPROVE THE | Issuer | Voted | For | For |
|
|
|
|
| 3 | APPROVE THE ANNUAL EXECUTIVE | Issuer | Voted | For | For |
|
|
|
|
| 4 | RATIFICATION OF THE APPOINTMENT OF | Issuer | Voted | For | For |
|
|
|
|
| 5 | STOCKHOLDER PROPOSAL ON EQUITY | Shareholder | Voted | Against | For |
|
|
|
|
| 6 | STOCKHOLDER PROPOSAL ON REPORTING | Shareholder | Voted | Against | For |
|
|
|
|
| 7 | STOCKHOLDER PROPOSAL ON REPORTING | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
38 | JPMORGAN CHASE & CO. | JPM | US46625H1005 | 20-May-14 | 1A | ELECTION OF DIRECTOR: LINDA B. | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: JAMES A. BELL | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: CRANDALL C. | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: STEPHEN B. | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: JAMES S. CROWN | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: JAMES DIMON | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: TIMOTHY P. | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: LABAN P. | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: LEE R. RAYMOND | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: WILLIAM C. | Issuer | Voted | For | For |
|
|
|
|
| 2 | ADVISORY RESOLUTION TO APPROVE | Issuer | Voted | For | For |
|
|
|
|
| 3 | RATIFICATION OF INDEPENDENT | Issuer | Voted | For | For |
|
|
|
|
| 4 | LOBBYING REPORT - REQUIRE ANNUAL | Sharholder | Voted | Against | For |
|
|
|
|
| 5 | SPECIAL SHAREOWNER MEETINGS - | Sharholder | Voted | Against | For |
|
|
|
|
| 6 | CUMULATIVE VOTING - REQUIRE | Sharholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
39 | HALLIBURTON | HAL | US4062161017 | 21-May-14 | 1A | ELECTION OF DIRECTOR: A.M. BENNETT | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: J.R. BOYD | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: M. CARROLL | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: N.K. DICCIANI | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: M.S. GERBER | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: J.C. GRUBISICH | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: A.S. JUM'AH | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: D.J. LESAR | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: R.A. MALONE | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: J.L. MARTIN | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: D.L. REED | Issuer | Voted | For | For |
|
|
|
|
| 2 | PROPOSAL FOR RATIFICATION OF THE | Issuer | Voted | For | For |
|
|
|
|
| 3 | ADVISORY APPROVAL OF THE COMPANY'S | Issuer | Voted | For | For |
|
|
|
|
| 4 | PROPOSAL ON HUMAN RIGHTS POLICY. | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
40 | NEXTERA ENERGY | NEE | US65339F1012 | 22-May-14 | 1A | ELECTION OF DIRECTOR: SHERRY S. | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: ROBERT M. BEALL, | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: JAMES L. | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: KENNETH B. DUNN | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: KIRK S. | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: TONI JENNINGS | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: JAMES L. ROBO | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: RUDY E. SCHUPP | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: JOHN L. SKOLDS | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: WILLIAM H. | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: HANSEL E. | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFICATION OF APPOINTMENT OF | Issuer | Voted | For | For |
|
|
|
|
| 3 | APPROVAL, BY NON-BINDING ADVISORY | Issuer | Voted | For | For |
|
|
|
|
| 4 | SHAREHOLDER PROPOSAL - ELIMINATE | Shareholder | Voted | For | Against |
|
|
|
|
|
|
|
|
|
|
|
41 | INTEL CORPORATION | INTC | US4581401001 | 22-May-14 | 1A | ELECTION OF DIRECTOR: CHARLENE | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: ANDY D. BRYANT | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: SUSAN L. DECKER | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: REED E. HUNDT | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: BRIAN M. | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: JAMES D. | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: DAVID S. | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: FRANK D. YEARY | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFICATION OF SELECTION OF ERNST & | Issuer | Voted | For | For |
|
|
|
|
| 3 | ADVISORY VOTE TO APPROVE EXECUTIVE | Issuer | Voted | For | For |
|
|
|
|
|
|
|
|
|
|
|
42 | CHEVRON CORPORATION | CVX | US1667641005 | 28-May-14 | 1A | ELECTION OF DIRECTOR: L.F. DEILY | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: R.E. DENHAM | Issuer | Voted | For | For |
|
|
|
|
| 1C | ELECTION OF DIRECTOR: A.P. GAST | Issuer | Voted | For | For |
|
|
|
|
| 1D | ELECTION OF DIRECTOR: E. HERNANDEZ, | Issuer | Voted | For | For |
|
|
|
|
| 1E | ELECTION OF DIRECTOR: J.M. HUNTSMAN, | Issuer | Voted | For | For |
|
|
|
|
| 1F | ELECTION OF DIRECTOR: G.L. KIRKLAND | Issuer | Voted | For | For |
|
|
|
|
| 1G | ELECTION OF DIRECTOR: C.W. MOORMAN | Issuer | Voted | For | For |
|
|
|
|
| 1H | ELECTION OF DIRECTOR: K.W. SHARER | Issuer | Voted | For | For |
|
|
|
|
| 1I | ELECTION OF DIRECTOR: J.G. STUMPF | Issuer | Voted | For | For |
|
|
|
|
| 1J | ELECTION OF DIRECTOR: R.D. SUGAR | Issuer | Voted | For | For |
|
|
|
|
| 1K | ELECTION OF DIRECTOR: C. WARE | Issuer | Voted | For | For |
|
|
|
|
| 1L | ELECTION OF DIRECTOR: J.S. WATSON | Issuer | Voted | For | For |
|
|
|
|
| 2 | RATIFICATION OF APPOINTMENT OF | Issuer | Voted | For | For |
|
|
|
|
| 3 | ADVISORY VOTE TO APPROVE NAMED | Issuer | Voted | For | For |
|
|
|
|
| 4 | CHARITABLE CONTRIBUTIONS DISCLOSURE | Shareholder | Voted | Against | For |
|
|
|
|
| 5 | LOBBYING DISCLOSURE | Shareholder | Voted | Against | For |
|
|
|
|
| 6 | SHALE ENERGY OPERATIONS | Shareholder | Voted | Against | For |
|
|
|
|
| 7 | INDEPENDENT CHAIRMAN | Shareholder | Voted | For | Against |
|
|
|
|
| 8 | SPECIAL MEETINGS | Shareholder | Voted | Against | For |
|
|
|
|
| 9 | INDEPENDENT DIRECTOR WITH | Shareholder | Voted | Against | For |
|
|
|
|
| 10 | COUNTRY SELECTION GUIDELINES | Shareholder | Voted | Against | For |
|
|
|
|
|
|
|
|
|
|
|
43 | TIME WARNER CABLE | TWC | US88732J52078 | 5-Jun-14 | 1A | ELECTION OF DIRECTOR: CAROLE BLACK | Issuer | Voted | For | For |
|
|
|
| Annual | 1B | ELECTION OF DIRECTOR: GLENN A. BRITT | Issuer | Voted | For | For |
|
|
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| 1C | ELECTION OF DIRECTOR: THOMAS H. | Issuer | Voted | For | For |
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| 1D | ELECTION OF DIRECTOR: DAVID C. CHANG | Issuer | Voted | For | For |
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| 1E | ELECTION OF DIRECTOR: JAMES E. | Issuer | Voted | For | For |
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| 1F | ELECTION OF DIRECTOR: PETER R. HAJE | Issuer | Voted | For | For |
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| 1G | ELECTION OF DIRECTOR: DONNA A. JAMES | Issuer | Voted | For | For |
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| 1H | ELECTION OF DIRECTOR: DON LOGAN | Issuer | Voted | For | For |
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| 1I | ELECTION OF DIRECTOR: ROBERT D. | Issuer | Voted | For | For |
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| 1J | ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. | Issuer | Voted | For | For |
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| 1K | ELECTION OF DIRECTOR: WAYNE H. PACE | Issuer | Voted | For | For |
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| 1L | ELECTION OF DIRECTOR: EDWARD D. | Issuer | Voted | For | For |
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| 1M | ELECTION OF DIRECTOR: JOHN E. SUNUNU | Issuer | Voted | For | For |
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| 2 | RATIFICATION OF INDEPENDENT | Issuer | Voted | For | For |
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| 3 | ADVISORY VOTE TO APPROVE NAMED | Issuer | Voted | For | For |
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| 4 | STOCKHOLDER PROPOSAL ON DISCLOSURE | Shareholder | Voted | Against | For |
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| 5 | STOCKHOLDER PROPOSAL ON | Shareholder | Voted | For | Against |
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44 | WAL-MART STORES | WMT | US9311421039 | 6-Jun-14 | 1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Issuer | Voted | For | For |
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| Annual | 1B | ELECTION OF DIRECTOR: JAMES I. CASH, | Issuer | Voted | For | For |
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| 1C | ELECTION OF DIRECTOR: ROGER C. | Issuer | Voted | For | For |
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| 1D | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Issuer | Voted | For | For |
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| 1E | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Issuer | Voted | For | For |
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| 1F | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Issuer | Voted | For | For |
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| 1G | ELECTION OF DIRECTOR: TIMOTHY P. | Issuer | Voted | For | For |
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| 1H | ELECTION OF DIRECTOR: MARISSA A. | Issuer | Voted | For | For |
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| 1I | ELECTION OF DIRECTOR: C. DOUGLAS | Issuer | Voted | For | For |
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| 1J | ELECTION OF DIRECTOR: GREGORY B. | Issuer | Voted | For | For |
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| 1K | ELECTION OF DIRECTOR: STEVEN S | Issuer | Voted | For | For |
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| 1L | ELECTION OF DIRECTOR: JIM C. WALTON | Issuer | Voted | For | For |
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| 1M | ELECTION OF DIRECTOR: S. ROBSON | Issuer | Voted | For | For |
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| 1N | ELECTION OF DIRECTOR: LINDA S. WOLF | Issuer | Voted | For | For |
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| 2 | RATIFICATION OF ERNST & YOUNG LLP AS | Issuer | Voted | For | For |
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| 3 | ADVISORY VOTE TO APPROVE NAMED | Issuer | Voted | For | For |
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| 4 | REQUEST FOR INDEPENDENT CHAIRMAN | Shareholder | Voted | For | Against |
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| 5 | REQUEST FOR ANNUAL REPORT ON | Shareholder | Voted | Against | For |
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| 6 | REQUEST FOR ANNUAL REPORT ON | Shareholder | Voted | Against | For |
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45 | FREEPORT-MCMORAN COPPER & GOLD | FCX | US35671D8570 | 17-Jun-14 |
| ELECTION OF DIRECTORS: |
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| Annual | 1 | RICHARD C. ADKERSON | Issuer | Voted | For | For |
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| 2 | ROBERT J. ALLISON, JR. | Issuer | Voted | For | For |
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| 3 | ALAN R. BUCKWALTER, III | Issuer | Voted | For | For |
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| 4 | ROBERT A. DAY | Issuer | Voted | For | For |
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| 5 | JAMES C. FLORES | Issuer | Voted | For | For |
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| 6 | GERALD J. FORD | Issuer | Voted | For | For |
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| 7 | THOMAS A. FRY, III | Issuer | Voted | For | For |
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| 8 | H. DEVON GRAHAM, JR. | Issuer | Voted | For | For |
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| 9 | LYDIA H. KENNARD | Issuer | Voted | For | For |
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| 10 | CHARLES C. KRULAK | Issuer | Voted | For | For |
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| 11 | BOBBY LEE LACKEY | Issuer | Voted | For | For |
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| 12 | JON C. MADONNA | Issuer | Voted | For | For |
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| 13 | DUSTAN E. MCCOY | Issuer | Voted | For | For |
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| 14 | JAMES R. MOFFETT | Issuer | Voted | For | For |
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| 15 | STEPHEN H. SIEGELE | Issuer | Voted | For | For |
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| 16 | FRANCES FRAGOS TOWNSEND | Issuer | Voted | For | For |
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| 2 | APPROVAL, ON AN ADVISORY BASIS, OF | Issuer | Voted | For | For |
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| 3 | RATIFICATION OF THE APPOINTMENT OF | Issuer | Voted | For | For |
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| 4 | APPROVAL OF THE FREEPORT-MCMORAN | Issuer | Voted | For | For |
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| 5 | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Voted | Against | For |
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46 | ACTAVIS PLC | ACT | IE00BD1NQJ95 | 6/17/2014 Special | 1 | APPROVING THE ISSUANCE OF ORDINARY | Issuer | Voted | For | For |
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| 2 | APPROVING ANY MOTION TO ADJOURN THE | Issuer | Voted | For | For |
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47 | SANDISK CORPORATION | SNDK | US80004C1018 | 6/19/2014 | 1A | ELECTION OF DIRECTOR: MICHAEL E. | Issuer | Voted | For | For |
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| Annual | 1B | ELECTION OF DIRECTOR: IRWIN FEDERMAN | Issuer | Voted | For | For |
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| 1C | ELECTION OF DIRECTOR: STEVEN J. GOMO | Issuer | Voted | For | For |
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| 1D | ELECTION OF DIRECTOR: EDDY W. | Issuer | Voted | For | For |
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| 1E | ELECTION OF DIRECTOR: DR. CHENMING HU | Issuer | Voted | For | For |
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| 1F | ELECTION OF DIRECTOR: CATHERINE P. | Issuer | Voted | For | For |
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| 1G | ELECTION OF DIRECTOR: SANJAY | Issuer | Voted | For | For |
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| 1H | ELECTION OF DIRECTOR: D. SCOTT | Issuer | Voted | For | For |
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| 2 | TO APPROVE AN AMENDMENT TO THE | Issuer | Voted | For | For |
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| 3 | TO RATIFY THE APPOINTMENT OF ERNST & | Issuer | Voted | For | For |
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| 4 | TO PASS AN ADVISORY RESOLUTION TO | Issuer | Voted | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) DUNHAM FUNDS
By (Signature and Title)* /s/ Jeffrey A. Dunham
Jeffrey A. Dunham, President and Principal Executive Officer
Date: July 25, 2014
* Print the name and title of each signing officer under his or her signature.