Financial reports
N-CEN
Annual report (registered investment company)
16 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
9 Jan 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Jul 23
N-CEN
Annual report (registered investment company)
13 Jan 23
N-CSR
Certified annual shareholder report (management investment company)
9 Jan 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
11 Jul 22
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
2 Jun 22
N-CEN
Annual report (registered investment company)
14 Jan 22
N-CSR
Certified annual shareholder report (management investment company)
7 Jan 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Jul 21
Current reports
No filings
Registration and prospectus
AW
Withdrawal of amendment
16 Oct 14
AW
Withdrawal of amendment
8 Mar 13
N-14/A
Registration statement for investment companies business combination (amended)
28 Jan 13
AW
Withdrawal of amendment
28 Jan 13
N-14/A
Registration statement for investment companies business combination (amended)
17 Jan 13
N-14
Registration statement for investment companies business combination
23 Nov 12
AW
Withdrawal of amendment
11 Feb 11
AW
Withdrawal of amendment
30 Dec 08
AW
Withdrawal of amendment
11 Aug 08
N-14/A
Registration statement for investment companies business combination (amended)
11 Aug 08
Proxies
N-PX
Annual report of proxy voting record
18 Aug 23
DEF 14C
Information statement
19 May 23
DEF 14C
Information statement
17 Apr 23
DEF 14C
Information statement
21 Mar 23
N-PX
Annual report of proxy voting record
19 Aug 22
DEF 14C
Information statement
16 Mar 22
DEF 14C
Information statement
27 Dec 21
N-PX
Annual report of proxy voting record
20 Aug 21
DEF 14C
Information statement
22 Jun 21
N-PX
Annual report of proxy voting record
19 Aug 20
Other
CORRESP
Correspondence with SEC
21 Apr 22
CORRESP
Correspondence with SEC
3 Oct 19
CORRESP
Correspondence with SEC
10 Feb 17
CORRESP
Correspondence with SEC
14 Jul 16
CORRESP
Correspondence with SEC
24 Feb 14
CORRESP
Correspondence with SEC
27 Sep 13
CORRESP
Correspondence with SEC
28 Jan 13
EFFECT
Notice of effectiveness
28 Jan 13
CORRESP
Correspondence with SEC
30 Aug 12
CORRESP
Correspondence with SEC
15 Jun 12
Ownership
NPORT-P
Dunham Floating Rate Bond Fund (Jan 2024 report)
28 Mar 24
NPORT-P
Dunham Focused Large Cap Growth Fund (Jan 2024 report)
28 Mar 24
NPORT-P
Dunham Monthly Distribution Fund (Jan 2024 report)
28 Mar 24
NPORT-P
Dunham Small Cap Growth Fund (Jan 2024 report)
28 Mar 24
NPORT-P
Dunham High Yield Bond Fund (Jan 2024 report)
28 Mar 24
NPORT-P
Dunham Real Estate Stock Fund (Jan 2024 report)
28 Mar 24
NPORT-P
Dunham Long/Short Credit Fund (Jan 2024 report)
28 Mar 24
NPORT-P
Dunham Emerging Markets Stock Fund (Jan 2024 report)
28 Mar 24
NPORT-P
Dunham Corporate/Government Bond Fund (Jan 2024 report)
28 Mar 24
NPORT-P
Dunham International Opportunity Bond Fund (Jan 2024 report)
28 Mar 24