OMB Number: 3235-0582
Expires: March 31, 2018
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22153
DUNHAM FUNDS
(Exact name of registrant as specified in charter)
10251 Vista Sorrento Parkway, Suite 200, San Diego, CA 92121
(Address of principal executive offices) (Zip code)
James Ash, Esq.
Gemini Fund Services, LLC
80 Arkay Drive, Suite 110, Hauppauge, NY 11788
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-442-4358
Date of fiscal year end: October 31
Date of reporting period: July 1, 2014 – June 30, 2015
Registrant: Dunham Funds - Dunham Monthly Distribution Fund Item 1 | |||||||||||
Investment Company Act file number: 811-22153 | |||||||||||
Reporting Period: July 1, 2014 through June 30, 2015 | |||||||||||
FOSTER WHEELER AG | |||||||||||
Security | H27178104 | Meeting Type | Special | ||||||||
Ticker Symbol | FWLT | Meeting Date | 10-Jul-2014 | ||||||||
ISIN | CH0018666781 | Agenda | 934047576 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR EFFECTIVE AS OF THE ELECTION EFFECTIVE DATE: TARUN BAFNA | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR EFFECTIVE AS OF THE ELECTION EFFECTIVE DATE: SAMIR Y. BRIKHO | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR EFFECTIVE AS OF THE ELECTION EFFECTIVE DATE: IAN P. MCHOUL | Management | For | For | |||||||
2. | ELECTION OF IAN P. MCHOUL AS CHAIRMAN OF THE BOARD OF DIRECTORS EFFECTIVE AS OF THE ELECTION EFFECTIVE DATE. | Management | For | For | |||||||
3A. | ELECTION OF THE COMPENSATION AND EXECUTIVE DEVELOPMENT COMMITTEE OF THE BOARD OF DIRECTOR EFFECTIVE AS OF THE ELECTION EFFECTIVE DATE: TARUN BAFNA | Management | For | For | |||||||
3B. | ELECTION OF THE COMPENSATION AND EXECUTIVE DEVELOPMENT COMMITTEE OF THE BOARD OF DIRECTOR EFFECTIVE AS OF THE ELECTION EFFECTIVE DATE: SAMIR Y. BRIKHO | Management | For | For | |||||||
3C. | ELECTION OF THE COMPENSATION AND EXECUTIVE DEVELOPMENT COMMITTEE OF THE BOARD OF DIRECTOR EFFECTIVE AS OF THE ELECTION EFFECTIVE DATE: IAN P. MCHOUL | Management | For | For | |||||||
4. | APPROVAL OF AMENDMENTS TO OUR ARTICLES OF ASSOCIATION TO REVISE THE TRANSFER RESTRICTIONS AND THE VOTING LIMITATIONS AND TO ADD NEW DEFINITIONS. | Management | For | For | |||||||
5. | IF NEW OR AMENDED PROPOSALS, AS WELL AS NEW AGENDA ITEMS ACCORDING TO ARTICLE 700 PARA 3 OF THE SWISS CODE OF OBLIGATIONS, ARE PUT BEFORE THE MEETING, BY MARKING THE BOX TO THE RIGHT, I HEREBY INSTRUCT THE INDEPENDENT PROXY (OR THE SUBSTITUTE PROXY APPOINTED BY THE BOARD OF DIRECTORS IF THE INDEPENDENT PROXY IS INCAPABLE OF ACTING) TO VOTE AS FOLLOWS: MARK THE FOR BOX TO VOTE ACCORDING TO THE POSITION OF THE BOARD OF DIRECTORS, MARK THE AGAINST BOX TO VOTE AGAINST NEW/AMENDED PROPOSALS OR AGENDA ITEMS, MARK ABSTAIN TO ABSTAIN FROM VOTING. | Management | For | For | |||||||
AUTONAVI HOLDINGS LIMITED (AMAP) | |||||||||||
Security | 05330F106 | Meeting Type | Special | ||||||||
Ticker Symbol | AMAP | Meeting Date | 16-Jul-2014 | ||||||||
ISIN | US05330F1066 | Agenda | 934049493 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
S1. | THAT THE AGREEMENT AND PLAN OF MERGER DATED AS OF APRIL 11, 2014 (THE "MERGER AGREEMENT") AMONG ALIBABA INVESTMENT LIMITED ("PARENT"), ALI ET INVESTMENT HOLDING LIMITED ("MERGER SUB") AND AUTONAVI HOLDINGS LIMITED (THE "COMPANY") (SUCH MERGER AGREEMENT BEING IN THE FORM ATTACHED TO THE PROXY STATEMENT ACCOMPANYING ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | For | ||||||||
O2. | THAT THE CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING BE INSTRUCTED TO ADJOURN THE EXTRAORDINARY GENERAL MEETING IN ORDER TO ALLOW THE COMPANY TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE INSUFFICIENT PROXIES RECEIVED AT THE TIME OF THE EXTRAORDINARY GENERAL MEETING TO PASS THE SPECIAL RESOLUTION TO BE PROPOSED AT THE EXTRAORDINARY GENERAL MEETING | Management | For | ||||||||
SAFEWAY INC. | |||||||||||
Security | 786514208 | Meeting Type | Annual | ||||||||
Ticker Symbol | SWY | Meeting Date | 25-Jul-2014 | ||||||||
ISIN | US7865142084 | Agenda | 934050585 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN OF MERGER (THE "MERGER AGREEMENT"), DATED MARCH 6, 2014 AND AMENDED ON APRIL 7, 2014 AND ON JUNE 13, 2014, BY AND AMONG SAFEWAY INC., AB ACQUISITION LLC, ALBERTSON'S HOLDINGS LLC, ALBERTSON'S LLC AND SATURN ACQUISITION MERGER SUB, INC. | Management | For | For | |||||||
2. | NON-BINDING ADVISORY APPROVAL OF THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO SAFEWAY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For | |||||||
3. | APPROVAL AND ADOPTION OF THE ADJOURNMENT OF THE ANNUAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES FOR THE ADOPTION OF THE MERGER AGREEMENT. | Management | For | For | |||||||
5. | NON-BINDING ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | Management | For | For | |||||||
6. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
7. | STOCKHOLDER PROPOSAL REGARDING LABELING PRODUCTS THAT CONTAIN GENETICALLY ENGINEERED INGREDIENTS. | Shareholder | Against | For | |||||||
8. | STOCKHOLDER PROPOSAL REGARDING EXTENDED PRODUCER RESPONSIBILITY. | Shareholder | Against | For | |||||||
4A. | ELECTION OF DIRECTOR: ROBERT L. EDWARDS | Management | For | For | |||||||
4B. | ELECTION OF DIRECTOR: JANET E. GROVE | Management | For | For | |||||||
4C. | ELECTION OF DIRECTOR: MOHAN GYANI | Management | For | For | |||||||
4D. | ELECTION OF DIRECTOR: FRANK C. HERRINGER | Management | For | For | |||||||
4E. | ELECTION OF DIRECTOR: GEORGE J. MORROW | Management | For | For | |||||||
4F. | ELECTION OF DIRECTOR: KENNETH W. ODER | Management | For | For | |||||||
4G. | ELECTION OF DIRECTOR: T. GARY ROGERS | Management | For | For | |||||||
4H. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | |||||||
4I. | ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER | Management | For | For | |||||||
VODAFONE GROUP PLC | |||||||||||
Security | 92857W308 | Meeting Type | Annual | ||||||||
Ticker Symbol | VOD | Meeting Date | 29-Jul-2014 | ||||||||
ISIN | US92857W3088 | Agenda | 934046740 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2014 | Management | For | For | |||||||
2. | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR | Management | For | For | |||||||
3. | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | For | |||||||
4. | TO ELECT NICK READ AS A DIRECTOR | Management | For | For | |||||||
5. | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR | Management | For | For | |||||||
6. | TO ELECT SIR CRISPIN DAVIS AS A DIRECTOR | Management | For | For | |||||||
7. | TO ELECT DAME CLARA FURSE AS A DIRECTOR, WITH EFFECT FROM 1 SEPTEMBER 2014 | Management | For | For | |||||||
8. | TO ELECT VALERIE GOODING AS A DIRECTOR | Management | For | For | |||||||
9. | TO RE-ELECT RENEE JAMES AS A DIRECTOR | Management | For | For | |||||||
10. | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR | Management | For | For | |||||||
11. | TO RE-ELECT OMID KORDESTANI AS A DIRECTOR | Management | For | For | |||||||
12. | TO RE-ELECT NICK LAND AS A DIRECTOR | Management | For | For | |||||||
13. | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR | Management | For | For | |||||||
14. | TO RE-ELECT PHILIP YEA AS A DIRECTOR | Management | For | For | |||||||
15. | TO DECLARE A FINAL DIVIDEND OF 7.47 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2014 | Management | For | For | |||||||
16. | TO APPROVE THE DIRECTORS' REMUNERATION POLICY FOR THE YEAR ENDED 31 MARCH 2014 | Management | For | For | |||||||
17. | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2014 | Management | For | For | |||||||
18. | TO APPROVE THE VODAFONE GLOBAL INCENTIVE PLAN RULES | Management | For | For | |||||||
19. | TO CONFIRM PWC'S APPOINTMENT AS AUDITOR | Management | For | For | |||||||
20. | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||
21. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | |||||||
S22 | TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS | Management | For | For | |||||||
S23 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | |||||||
24. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | |||||||
S25 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN AGMS) ON 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||
COMMONWEALTH REIT | |||||||||||
Security | 203233101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CWH | Meeting Date | 31-Jul-2014 | ||||||||
ISIN | US2032331017 | Agenda | 934050737 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SAM ZELL | For | For | ||||||||
2 | JAMES S. CORL | For | For | ||||||||
3 | MARTIN L. EDELMEN | For | For | ||||||||
4 | EDWARD A. GLICKMAN | For | For | ||||||||
5 | DAVID HELFAND | For | For | ||||||||
6 | PETER LINNEMAN | For | For | ||||||||
7 | JAMES L. LOZIER, JR. | For | For | ||||||||
8 | MARY JANE ROBERTSON | For | For | ||||||||
9 | KENNETH SHEA | For | For | ||||||||
10 | GERALD A. SPECTOR | For | For | ||||||||
11 | JAMES A. STAR | For | For | ||||||||
2A. | TO APPROVE AMENDMENTS TO OUR THIRD AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST (THE "CHARTER") THAT REQUIRE APPROVAL OF A MAJORITY OF SHARES OUTSTANDING: AMENDMENT TO ADOPT PLURALITY VOTING IN CONTESTED TRUSTEE ELECTIONS | Management | For | For | |||||||
2B. | TO APPROVE AMENDMENTS TO OUR THIRD AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST (THE "CHARTER") THAT REQUIRE APPROVAL OF A MAJORITY OF SHARES OUTSTANDING: AMENDMENT TO LOWER THE GENERAL SHAREHOLDER VOTING STANDARD | Management | For | For | |||||||
2C. | TO APPROVE AMENDMENTS TO OUR THIRD AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST (THE "CHARTER") THAT REQUIRE APPROVAL OF A MAJORITY OF SHARES OUTSTANDING: AMENDMENT TO REQUIRE MAJORITY VOTE FOR A TRANSFER OF ALL OR SUBSTANTIALLY ALL ASSETS | Management | For | For | |||||||
2D. | TO APPROVE AMENDMENTS TO OUR THIRD AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST (THE "CHARTER") THAT REQUIRE APPROVAL OF A MAJORITY OF SHARES OUTSTANDING: AMENDMENT TO CONVERT INDEMNIFICATION RIGHTS TO PERMISSIVE TO THE FULL EXTENT OF MARYLAND LAW | Management | For | For | |||||||
2E. | TO APPROVE AMENDMENTS TO OUR THIRD AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST (THE "CHARTER") THAT REQUIRE APPROVAL OF A MAJORITY OF SHARES OUTSTANDING: AMENDMENT TO ELIMINATE THE OBLIGATION OF SHAREHOLDERS TO INDEMNIFY THE COMPANY | Management | For | For | |||||||
2F. | TO APPROVE AMENDMENTS TO OUR THIRD AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST (THE "CHARTER") THAT REQUIRE APPROVAL OF A MAJORITY OF SHARES OUTSTANDING: AMENDMENT TO ELIMINATE THE EXTERNAL ADVISOR PROVISIONS | Management | For | For | |||||||
2G. | TO APPROVE AMENDMENTS TO OUR THIRD AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST (THE "CHARTER") THAT REQUIRE APPROVAL OF A MAJORITY OF SHARES OUTSTANDING: AMENDMENT TO ALIGN RELATED PARTY TRANSACTION REQUIREMENTS WITH MARYLAND LAW | Management | For | For | |||||||
2H. | TO APPROVE AMENDMENTS TO OUR THIRD AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST (THE "CHARTER") THAT REQUIRE APPROVAL OF A MAJORITY OF SHARES OUTSTANDING: AMENDMENT TO INCREASE FLEXIBILITY IN SCHEDULING ANNUAL MEETINGS | Management | For | For | |||||||
2I. | TO APPROVE AMENDMENTS TO OUR THIRD AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST (THE "CHARTER") THAT REQUIRE APPROVAL OF A MAJORITY OF SHARES OUTSTANDING: AMENDMENT TO INCREASE FLEXIBILITY IN APPROVAL OF INVESTMENTS | Management | For | For | |||||||
2J. | TO APPROVE AMENDMENTS TO OUR THIRD AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST (THE "CHARTER") THAT REQUIRE APPROVAL OF A MAJORITY OF SHARES OUTSTANDING: AMENDMENT TO INCREASE FLEXIBILITY IN STRUCTURING BOARD COMMITTEES | Management | For | For | |||||||
2K. | TO APPROVE AMENDMENTS TO OUR THIRD AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST (THE "CHARTER") THAT REQUIRE APPROVAL OF A MAJORITY OF SHARES OUTSTANDING: AMENDMENT TO INCREASE THE SHAREHOLDER VOTING REQUIREMENT FOR CERTAIN RESTRUCTURINGS | Management | For | For | |||||||
2L. | TO APPROVE AMENDMENTS TO OUR THIRD AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST (THE "CHARTER") THAT REQUIRE APPROVAL OF A MAJORITY OF SHARES OUTSTANDING: AMENDMENT TO ELIMINATE THE BOARD'S ABILITY TO REMOVE A TRUSTEE | Management | For | For | |||||||
2M. | TO APPROVE AMENDMENTS TO OUR THIRD AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST (THE "CHARTER") THAT REQUIRE APPROVAL OF A MAJORITY OF SHARES OUTSTANDING: AMENDMENT TO REQUIRE UNANIMITY FOR TRUSTEES TO ACT BY WRITTEN CONSENT | Management | For | For | |||||||
2N. | TO APPROVE AMENDMENTS TO OUR THIRD AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST (THE "CHARTER") THAT REQUIRE APPROVAL OF A MAJORITY OF SHARES OUTSTANDING: AMENDMENTS REGARDING CONFORMING CHANGES AND OTHER IMMATERIAL MODIFICATIONS TO THE CHARTER AND AMENDMENT AND RESTATEMENT OF THE CHARTER | Management | For | For | |||||||
3A. | TO APPROVE AMENDMENTS TO OUR CHARTER THAT REQUIRE APPROVAL OF 75% OF THE SHARES OUTSTANDING: AMENDMENT TO DECLASSIFY THE BOARD AND PROVIDE FOR ANNUAL ELECTIONS | Management | For | For | |||||||
3B. | TO APPROVE AMENDMENTS TO OUR CHARTER THAT REQUIRE APPROVAL OF 75% OF THE SHARES OUTSTANDING: AMENDMENT TO PROVIDE MAJORITY VOTING FOR MERGERS | Management | For | For | |||||||
3C. | TO APPROVE AMENDMENTS TO OUR CHARTER THAT REQUIRE APPROVAL OF 75% OF THE SHARES OUTSTANDING: AMENDMENT TO REQUIRE A MAJORITY VOTE FOR CHARTER AMENDMENTS | Management | For | For | |||||||
3D. | TO APPROVE AMENDMENTS TO OUR CHARTER THAT REQUIRE APPROVAL OF 75% OF THE SHARES OUTSTANDING: AMENDMENT TO REMOVE VOTING STANDARD FOR COMBINATIONS WITH 10% SHAREHOLDERS | Management | For | For | |||||||
3E. | TO APPROVE AMENDMENTS TO OUR CHARTER THAT REQUIRE APPROVAL OF 75% OF THE SHARES OUTSTANDING: AMENDMENT TO INCREASE THE NUMBER OF PERMITTED TRUSTEES | Management | For | For | |||||||
3F. | TO APPROVE AMENDMENTS TO OUR CHARTER THAT REQUIRE APPROVAL OF 75% OF THE SHARES OUTSTANDING: AMENDMENT TO INSTALL REVISED REIT OWNERSHIP LIMITATION PROVISIONS | Management | For | For | |||||||
3G. | TO APPROVE AMENDMENTS TO OUR CHARTER THAT REQUIRE APPROVAL OF 75% OF THE SHARES OUTSTANDING: AMENDMENT TO BROADEN INVESTMENT POLICY | Management | For | For | |||||||
4. | TO APPROVE THE REIMBURSEMENT TO RELATED FUND MANAGEMENT, LLC AND CORVEX MANAGEMENT LP OF EXPENSES RELATED TO THEIR CONSENT SOLICITATIONS | Management | For | For | |||||||
5. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
LIBERTY MEDIA CORPORATION | |||||||||||
Security | 531229102 | Meeting Type | Annual | ||||||||
Ticker Symbol | LMCA | Meeting Date | 04-Aug-2014 | ||||||||
ISIN | US5312291025 | Agenda | 934051486 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | EVAN D. MALONE | For | For | ||||||||
2 | DAVID E. RAPLEY | For | For | ||||||||
3 | LARRY E. ROMRELL | For | For | ||||||||
2. | A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
SPRINT CORPORATION | |||||||||||
Security | 85207U105 | Meeting Type | Annual | ||||||||
Ticker Symbol | S | Meeting Date | 06-Aug-2014 | ||||||||
ISIN | US85207U1051 | Agenda | 934050802 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT R. BENNETT | For | For | ||||||||
2 | GORDON M. BETHUNE | For | For | ||||||||
3 | MARCELO CLAURE | For | For | ||||||||
4 | RONALD D. FISHER | For | For | ||||||||
5 | DANIEL R. HESSE | For | For | ||||||||
6 | FRANK IANNA | For | For | ||||||||
7 | ADM. MICHAEL G. MULLEN | For | For | ||||||||
8 | MASAYOSHI SON | For | For | ||||||||
9 | SARA MARTINEZ TUCKER | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT CORPORATION FOR THE YEAR ENDING MARCH 31, 2015. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
4. | TO VOTE ON A STOCKHOLDER PROPOSAL CONCERNING EXECUTIVES RETAINING SIGNIFICANT STOCK. | Shareholder | For | Against | |||||||
5. | TO VOTE ON A STOCKHOLDER PROPOSAL CONCERNING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
QUESTCOR PHARMACEUTICALS, INC. | |||||||||||
Security | 74835Y101 | Meeting Type | Special | ||||||||
Ticker Symbol | QCOR | Meeting Date | 14-Aug-2014 | ||||||||
ISIN | US74835Y1010 | Agenda | 934058101 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 5, 2014 (THE "MERGER AGREEMENT"), BY AND AMONG MALLINCKRODT PLC ("MALLINCKRODT"), QUINCY MERGER SUB, INC. ("MERGER SUB"), AND QUESTCOR PHARMACEUTICALS, INC. ("QUESTCOR"), AND TO APPROVE THE TRANSACTIONS CONTEMPLATED BY THE MERGER ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||
2. | TO ADJOURN THE MEETING TO ANOTHER DATE AND PLACE IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL VOTES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE QUESTCOR SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL | Management | For | For | |||||||
3. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE MERGER-RELATED COMPENSATION OF QUESTCOR'S NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||
MALLINCKRODT PLC | |||||||||||
Security | G5785G107 | Meeting Type | Special | ||||||||
Ticker Symbol | MNK | Meeting Date | 14-Aug-2014 | ||||||||
ISIN | IE00BBGT3753 | Agenda | 934058113 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | APPROVING THE ISSUANCE OF ORDINARY SHARES PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED APRIL 5, 2014 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), AMONG MALLINCKRODT PLC ("MALLINCKRODT"), QUESTCOR PHARMACEUTICALS, INC. ("QUESTCOR") AND QUINCY MERGER SUB, INC. (THE "MALLINCKRODT SHARE ISSUANCE PROPOSAL"). | Management | For | For | |||||||
INVESCO | |||||||||||
Security | 46131H107 | Meeting Type | Annual | ||||||||
Ticker Symbol | VVR | Meeting Date | 29-Aug-2014 | ||||||||
ISIN | US46131H1077 | Agenda | 934062249 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF CLASS I TRUSTEE: ALBERT R. DOWDEN | Management | For | For | |||||||
1B. | ELECTION OF CLASS I TRUSTEE: DR. PREMA MATHAI-DAVIS | Management | For | For | |||||||
1C. | ELECTION OF CLASS I TRUSTEE: RAYMOND STICKEL, JR. | Management | For | For | |||||||
1D. | ELECTION OF CLASS II TRUSTEE: DAVID C. ARCH | Management | For | For | |||||||
1E. | ELECTION OF CLASS II TRUSTEE: DR. LARRY SOLL | Management | For | For | |||||||
1F. | ELECTION OF CLASS II TRUSTEE: PHILIP A. TAYLOR | Management | For | For | |||||||
1G. | ELECTION OF CLASS II TRUSTEE: SUZANNE H. WOOLSEY | Management | For | For | |||||||
1H. | ELECTION OF CLASS III TRUSTEE: JAMES T. BUNCH | Management | For | For | |||||||
1I. | ELECTION OF CLASS III TRUSTEE: BRUCE L. CROCKETT | Management | For | For | |||||||
1J. | ELECTION OF CLASS III TRUSTEE: RODNEY F. DAMMEYER | Management | For | For | |||||||
1K. | ELECTION OF CLASS III TRUSTEE: JACK M. FIELDS | Management | For | For | |||||||
1L. | ELECTION OF CLASS III TRUSTEE: MARTIN L. FLANAGAN | Management | For | For | |||||||
NORTHSTAR REALTY FINANCE CORP. | |||||||||||
Security | 66704R704 | Meeting Type | Annual | ||||||||
Ticker Symbol | NRF | Meeting Date | 05-Sep-2014 | ||||||||
ISIN | US66704R7044 | Agenda | 934066158 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID T. HAMAMOTO | For | For | ||||||||
2 | JUDITH A. HANNAWAY | For | For | ||||||||
3 | WESLEY D. MINAMI | For | For | ||||||||
4 | LOUIS J. PAGLIA | For | For | ||||||||
5 | CHARLES W. SCHOENHERR | For | For | ||||||||
2. | ADOPTION OF A RESOLUTION APPROVING, ON A NON-BINDING, ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
WING HANG BANK LTD | |||||||||||
Security | Y9588K109 | Meeting Type | Special General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Sep-2014 | |||||||||
ISIN | HK0302001547 | Agenda | 705507955 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0818/LTN20140818547.pdf- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0818/LTN20140818552.pdf | Non-Voting | |||||||||
1 | TO APPROVE THE CHANGE OF BANK NAME: WING HANG BANK, LIMITED TO OCBC WING HANG BANK LIMITED | Management | For | For | |||||||
BE AEROSPACE, INC. | |||||||||||
Security | 073302101 | Meeting Type | Annual | ||||||||
Ticker Symbol | BEAV | Meeting Date | 10-Sep-2014 | ||||||||
ISIN | US0733021010 | Agenda | 934064786 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | AMIN J. KHOURY | For | For | ||||||||
2 | JONATHAN M. SCHOFIELD | For | For | ||||||||
2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
TRANSOCEAN, LTD. | |||||||||||
Security | H8817H100 | Meeting Type | Special | ||||||||
Ticker Symbol | RIG | Meeting Date | 22-Sep-2014 | ||||||||
ISIN | CH0048265513 | Agenda | 934064104 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | REDUCTION OF THE MAXIMUM NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS TO 11 FROM 14 AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT AND THE NOTICE OF THE MEETING | Management | For | For | |||||||
2. | ELECTION OF ONE NEW DIRECTOR, MERRILL A. "PETE" MILLER, JR., FOR A TERM EXTENDING UNTIL THE COMPLETION OF THE 2015 ANNUAL GENERAL MEETING | Management | For | For | |||||||
DIRECTV | |||||||||||
Security | 25490A309 | Meeting Type | Special | ||||||||
Ticker Symbol | DTV | Meeting Date | 25-Sep-2014 | ||||||||
ISIN | US25490A3095 | Agenda | 934069192 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 18, 2014, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG DIRECTV, A DELAWARE CORPORATION, AT&T INC., A DELAWARE CORPORATION, AND STEAM MERGER SUB LLC, A DELAWARE LIMITED LIABILITY COMPANY AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC. (THE "MERGER AGREEMENT"). | Management | For | For | |||||||
2. | APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR DIRECTV'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For | |||||||
3. | APPROVE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
LIN MEDIA LLC | |||||||||||
Security | 532771102 | Meeting Type | Special | ||||||||
Ticker Symbol | LIN | Meeting Date | 06-Oct-2014 | ||||||||
ISIN | US5327711025 | Agenda | 934062542 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO ADOPT THE MERGER AGREEMENT, AS AMENDED, AND APPROVE THE LIN MERGER. A COPY OF THE MERGER AGREEMENT IS ATTACHED AS ANNEX A TO THE JOINT PROXY STATEMENT/PROSPECTUS, DATED JULY 24, 2014, AND A COPY OF THE AMENDMENT TO THE MERGER AGREEMENT IS ATTACHED AS ANNEX S-A TO THE SUPPLEMENT, DATED SEPTEMBER 15, 2014, TO THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |||||||
2. | TO APPROVE, ON A NON-BINDING AND ADVISORY BASIS, CERTAIN EXECUTIVE COMPENSATION MATTERS REFERRED TO IN THE JOINT PROXY STATEMENT/PROSPECTUS AS THE "LIN COMPENSATION PROPOSAL." | Management | For | For | |||||||
PROTECTIVE LIFE CORPORATION | |||||||||||
Security | 743674103 | Meeting Type | Special | ||||||||
Ticker Symbol | PL | Meeting Date | 06-Oct-2014 | ||||||||
ISIN | US7436741034 | Agenda | 934071476 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED AS OF JUNE 3, 2014, AMONG THE DAI-ICHI LIFE INSURANCE COMPANY, LIMITED, DL INVESTMENT (DELAWARE), INC. AND PROTECTIVE LIFE CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | |||||||
2. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION TO BE PAID TO PROTECTIVE LIFE CORPORATION'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER AS DISCLOSED IN ITS PROXY STATEMENT. | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER TIME AND DATE, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF TO ADOPT THE MERGER AGREEMENT (AND TO CONSIDER SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF BY OR AT THE DIRECTION OF THE BOARD OF DIRECTORS). | Management | For | For | |||||||
TIME WARNER CABLE INC | |||||||||||
Security | 88732J207 | Meeting Type | Special | ||||||||
Ticker Symbol | TWC | Meeting Date | 09-Oct-2014 | ||||||||
ISIN | US88732J2078 | Agenda | 934075169 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 12, 2014, AS MAY BE AMENDED, AMONG TIME WARNER CABLE INC. ("TWC"), COMCAST CORPORATION AND TANGO ACQUISITION SUB, INC. | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE "GOLDEN PARACHUTE" COMPENSATION PAYMENTS THAT WILL OR MAY BE PAID BY TWC TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For | |||||||
URS CORPORATION | |||||||||||
Security | 903236107 | Meeting Type | Special | ||||||||
Ticker Symbol | URS | Meeting Date | 16-Oct-2014 | ||||||||
ISIN | US9032361076 | Agenda | 934077909 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 11, 2014, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG AECOM TECHNOLOGY CORPORATION, URS CORPORATION, ACM MOUNTAIN I, LLC AND ACM MOUNTAIN II, LLC. | Management | For | For | |||||||
2. | PROPOSAL TO ADJOURN THE URS SPECIAL MEETING, IF NECESSARY AND APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE SUCH PROPOSAL. | Management | For | For | |||||||
3. | PROPOSAL, ON AN ADVISORY (NON- BINDING) BASIS, TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO URS'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER, AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE, AS DESCRIBED IN THE SECTION OF THE JOINT PROXY STATEMENT/PROSPECTUS FOR THE MERGER ENTITLED "THE MERGER- INTEREST OF URS'S DIRECTORS AND EXECUTIVE OFFICERS IN THE MERGER- GOLDEN PARACHUTE COMPENSATION". | Management | For | For | |||||||
DISH NETWORK CORPORATION | |||||||||||
Security | 25470M109 | Meeting Type | Annual | ||||||||
Ticker Symbol | DISH | Meeting Date | 30-Oct-2014 | ||||||||
ISIN | US25470M1099 | Agenda | 934077353 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GEORGE R. BROKAW | For | For | ||||||||
2 | JOSEPH P. CLAYTON | For | For | ||||||||
3 | JAMES DEFRANCO | For | For | ||||||||
4 | CANTEY M. ERGEN | For | For | ||||||||
5 | CHARLES W. ERGEN | For | For | ||||||||
6 | STEVEN R. GOODBARN | For | For | ||||||||
7 | CHARLES M. LILLIS | For | For | ||||||||
8 | AFSHIN MOHEBBI | For | For | ||||||||
9 | DAVID K. MOSKOWITZ | For | For | ||||||||
10 | TOM A. ORTOLF | For | For | ||||||||
11 | CARL E. VOGEL | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | THE NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | TO RE-APPROVE OUR 2009 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5. | THE SHAREHOLDER PROPOSAL REGARDING GREENHOUSE GAS (GHG) REDUCTION TARGETS. | Shareholder | Against | For | |||||||
INTERNATIONAL RECTIFIER CORPORATION | |||||||||||
Security | 460254105 | Meeting Type | Special | ||||||||
Ticker Symbol | IRF | Meeting Date | 04-Nov-2014 | ||||||||
ISIN | US4602541058 | Agenda | 934084586 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AUGUST 20, 2014 (REFERRED TO AS THE MERGER AGREEMENT), BY AND AMONG INTERNATIONAL RECTIFIER CORPORATION, INFINEON TECHNOLOGIES AG, OR INFINEON, AND SURF MERGER SUB INC., A WHOLLY OWNED SUBSIDIARY OF INFINEON, AS IT MAY BE AMENDED FROM TIME TO TIME (A COPY OF THE MERGER AGREEMENT IS ATTACHED AS ANNEX A TO THE PROXY STATEMENT). | Management | For | For | |||||||
2. | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY INTERNATIONAL RECTIFIER TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER AS CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For | |||||||
3. | PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For | |||||||
LAMAR ADVERTISING COMPANY | |||||||||||
Security | 512815101 | Meeting Type | Special | ||||||||
Ticker Symbol | LAMR | Meeting Date | 17-Nov-2014 | ||||||||
ISIN | US5128151017 | Agenda | 934089853 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED AUGUST 27, 2014 BETWEEN LAMAR ADVERTISING COMPANY AND LAMAR ADVERTISING REIT COMPANY, ..., WHICH IS PART OF THE REORGANIZATION THROUGH WHICH LAMAR ADVERTISING COMPANY INTENDS TO QUALIFY AS A ... REIT, FOR U.S. FEDERAL INCOME TAX PURPOSES (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |||||||
2. | PROPOSAL TO PERMIT LAMAR ADVERTISING COMPANY'S BOARD OF DIRECTORS TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, FOR FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE ORIGINALLY SCHEDULED TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | For | For | |||||||
CONCUR TECHNOLOGIES, INC. | |||||||||||
Security | 206708109 | Meeting Type | Special | ||||||||
Ticker Symbol | CNQR | Meeting Date | 19-Nov-2014 | ||||||||
ISIN | US2067081099 | Agenda | 934088180 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | ADOPTION OF THE MERGER AGREEMENT | Management | For | For | |||||||
2. | APPROVAL, BY NON-BINDING VOTE, OF GOLDEN PARACHUTE COMPENSATION | Management | For | For | |||||||
3. | APPROVAL OF ADJOURNMENT PROPOSAL | Management | For | For | |||||||
TRW AUTOMOTIVE HOLDINGS CORP. | |||||||||||
Security | 87264S106 | Meeting Type | Special | ||||||||
Ticker Symbol | TRW | Meeting Date | 19-Nov-2014 | ||||||||
ISIN | US87264S1069 | Agenda | 934090995 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 15, 2014, AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG TRW AUTOMOTIVE HOLDINGS CORP., ZF FRIEDRICHSHAFEN AG AND MSNA, INC. | Management | For | For | |||||||
2. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT WILL OR MAY BE PAID BY TRW AUTOMOTIVE HOLDINGS CORP. TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | Management | For | For | |||||||
3. | TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING OF STOCKHOLDERS OF TRW AUTOMOTIVE HOLDINGS CORP., FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE, FOR THE PURPOSE OF SOLICITING ADDITIONAL VOTES FOR THE ADOPTION OF THE MERGER AGREEMENT. | Management | For | For | |||||||
KINDER MORGAN ENERGY PARTNERS, L.P. | |||||||||||
Security | 494550106 | Meeting Type | Special | ||||||||
Ticker Symbol | KMP | Meeting Date | 20-Nov-2014 | ||||||||
ISIN | US4945501066 | Agenda | 934090969 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO APPROVE THE KMP MERGER AGREEMENT. | Management | For | For | |||||||
2. | TO APPROVE THE KMP ADJOURNMENT PROPOSAL. | Management | For | For | |||||||
DRESSER-RAND GROUP INC. | |||||||||||
Security | 261608103 | Meeting Type | Special | ||||||||
Ticker Symbol | DRC | Meeting Date | 20-Nov-2014 | ||||||||
ISIN | US2616081038 | Agenda | 934092470 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 21, 2014, BY AND AMONG DRESSER-RAND GROUP INC., SIEMENS ENERGY, INC. AND DYNAMO ACQUISITION CORPORATION. | Management | For | For | |||||||
2. | TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING OF STOCKHOLDERS OF DRESSER-RAND GROUP INC., IF NECESSARY. | Management | For | For | |||||||
3. | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT WILL OR MAY BE PAID BY DRESSER- RAND GROUP INC. TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | Management | For | For | |||||||
KODIAK OIL & GAS CORP. | |||||||||||
Security | 50015Q100 | Meeting Type | Special | ||||||||
Ticker Symbol | KOG | Meeting Date | 03-Dec-2014 | ||||||||
ISIN | CA50015Q1000 | Agenda | 934094018 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
01 | TO APPROVE A SPECIAL RESOLUTION IN RESPECT OF THE CONTINUANCE OF KODIAK FROM THE JURISDICTION OF THE YUKON TERRITORY TO THE JURISDICTION OF THE PROVINCE OF BRITISH COLUMBIA, A COPY OF WHICH IS ATTACHED AS ANNEX A TO THE JOINT PROXY STATEMENT/CIRCULAR. | Management | For | For | |||||||
02 | TO APPROVE A SPECIAL RESOLUTION IN RESPECT OF THE ARRANGEMENT, A COPY OF WHICH IS ATTACHED AS ANNEX B TO THE JOINT PROXY STATEMENT/CIRCULAR. | Management | For | For | |||||||
03 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO KODIAK'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE ARRANGEMENT. | Management | For | For | |||||||
04 | TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES. | Management | For | For | |||||||
ALLERGAN, INC. | |||||||||||
Security | 018490102 | Meeting Type | Contested-Special | ||||||||
Ticker Symbol | AGN | Meeting Date | 04-Dec-2014 | ||||||||
ISIN | US0184901025 | Agenda | 934083003 - Opposition | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | REMOVE D. DUNSIRE, M.D. | ||||||||||
2 | REMOVE M. GALLAGHER | ||||||||||
3 | REMOVE T. JONES, PH.D. | ||||||||||
4 | REMOVE L. LAVIGNE, JR. | ||||||||||
5 | REMOVE R. RAY | ||||||||||
6 | REMOVE H. TERMEER | ||||||||||
2A | TO REQUEST THE BOARD TO ELECT BETSY S. ATKINS AS ALLERGAN DIRECTOR. | Management | |||||||||
2B | TO REQUEST THE BOARD TO ELECT CATHLEEN P. BLACK AS ALLERGAN DIRECTOR. | Management | |||||||||
2C | TO REQUEST THE BOARD TO ELECT FREDRIC N. ESHELMAN, PH.D. AS ALLERGAN DIRECTOR. | Management | |||||||||
2D | TO REQUEST THE BOARD TO ELECT STEVEN J. SHULMAN AS ALLERGAN DIRECTOR. | Management | |||||||||
2E | TO REQUEST THE BOARD TO ELECT DAVID A. WILSON AS ALLERGAN DIRECTOR. | Management | |||||||||
2F | TO REQUEST THE BOARD TO ELECT JOHN J. ZILLMER AS ALLERGAN DIRECTOR. | Management | |||||||||
03 | TO AMEND ARTICLE II, SECTION 3 OF THE BYLAWS TO SIMPLIFY MECHANICS FOR CALLING A SPECIAL MEETING | Management | |||||||||
04 | TO AMEND ARTICLE II, SECTION 3 OF THE BYLAWS TO PROVIDE MECHANICS FOR CALLING A SPECIAL MEETING IF NO OR LESS THAN A MAJORITY OF DIRECTORS ARE THEN IN OFFICE | Management | |||||||||
05 | TO AMEND ARTICLE II, SECTION 9 OF THE BYLAWS TO SIMPLIFY MECHANICS FOR NOMINATING DIRECTORS OR PROPOSING BUSINESS AT ANY ANNUAL MEETING | Management | |||||||||
06 | TO AMEND ARTICLE III, SECTION 2 OF THE BYLAWS TO FIX THE NUMBER OF DIRECTORS AT NINE (THE APPROVAL OF PROPOSAL 6 IS CONDITIONED ON THE APPROVAL OF PROPOSAL 1) | Management | |||||||||
07 | TO REPEAL ANY BYLAW AMENDMENT TO THE VERSION FILED ON MARCH 26, 2014 (OTHER THAN ANY AMENDMENTS TO THE BYLAWS SET FORTH IN THESE PROPOSALS) | Management | |||||||||
08 | TO REQUEST THE BOARD TO ENGAGE IN NEGOTIATIONS WITH VALEANT | Management | |||||||||
ALLERGAN, INC. | |||||||||||
Security | 018490102 | Meeting Type | Contested-Special | ||||||||
Ticker Symbol | AGN | Meeting Date | 04-Dec-2014 | ||||||||
ISIN | US0184901025 | Agenda | 934097379 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A | REMOVAL OF DEBORAH DUNSIRE, M.D. | Management | |||||||||
1B | REMOVAL OF MICHAEL R. GALLAGHER | Management | |||||||||
1C | REMOVAL OF TREVOR M. JONES, PH.D. | Management | |||||||||
1D | REMOVAL OF LOUIS J. LAVIGNE, JR | Management | |||||||||
1E | REMOVAL OF RUSSELL T. RAY | Management | |||||||||
1F | REMOVAL OF HENRI A. TERMEER | Management | |||||||||
2 | REQUEST THAT THE ALLERGAN BOARD ELECT OR APPOINT PERSHING SQUARE AND VALEANT'S NOMINEES TO SERVE AS DIRECTORS FOR ALLERGAN | Management | |||||||||
3 | AMENDMENT TO OUR AMENDED AND RESTATED BYLAWS TO MODIFY SPECIAL MEETING PROCEDURES | Management | |||||||||
4 | AMENDMENT TO OUR AMENDED AND RESTATED BYLAWS TO ADD SPECIAL MEETING PROCEDURES IF NO DIRECTORS OR LESS THAN A MAJORITY OF DIRECTORS IS IN OFFICE | Management | |||||||||
5 | AMENDMENT TO OUR AMENDED AND RESTATED BYLAWS TO MODIFY PROCEDURES FOR NOMINATING DIRECTORS OR PROPOSING BUSINESS AT AN ANNUAL MEETING | Management | |||||||||
6 | AMENDMENT TO OUR AMENDED AND RESTATED BYLAWS TO FIX THE AUTHORIZED NUMBER OF DIRECTORS | Management | |||||||||
7 | BYLAWS AMENDMENT REPEAL PROPOSAL | Management | |||||||||
8 | REQUEST FOR ENGAGEMENT IN DISCUSSIONS WITH VALEANT | Management | |||||||||
SIGMA-ALDRICH CORPORATION | |||||||||||
Security | 826552101 | Meeting Type | Special | ||||||||
Ticker Symbol | SIAL | Meeting Date | 05-Dec-2014 | ||||||||
ISIN | US8265521018 | Agenda | 934095096 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 22, 2014 AND AS AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG SIGMA-ALDRICH CORPORATION, A DELAWARE CORPORATION ("SIGMA- ALDRICH"), MERCK KGAA, DARMSTADT, GERMANY, A GERMAN CORPORATION WITH GENERAL PARTNERS ("PARENT"), AND MARIO II FINANCE CORP., A DELAWARE CORPORATION AND AN INDIRECT WHOLLY- OWNED SUBSIDIARY OF PARENT. | Management | For | For | |||||||
2. | THE PROPOSAL TO APPROVE, BY A NON- BINDING ADVISORY VOTE, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO SIGMA-ALDRICH'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For | |||||||
3. | THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR TIME IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
CONVERSANT, INC | |||||||||||
Security | 21249J105 | Meeting Type | Special | ||||||||
Ticker Symbol | CNVR | Meeting Date | 09-Dec-2014 | ||||||||
ISIN | US21249J1051 | Agenda | 934097494 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 11, 2014, BY AND AMONG ALLIANCE DATA SYSTEMS CORPORATION, CONVERSANT, INC. AND AMBER SUB LLC, A WHOLLY OWNED SUBSIDIARY OF ALLIANCE DATA SYSTEMS CORPORATION. | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO CONVERSANT, INC.'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | Management | For | For | |||||||
3. | TO APPROVE ONE OR MORE ADJOURNMENTS OF THE CONVERSANT, INC. SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE ABOVE PROPOSALS IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE SUCH PROPOSALS. | Management | For | For | |||||||
TIM HORTONS INC. | |||||||||||
Security | 88706M103 | Meeting Type | Special | ||||||||
Ticker Symbol | THI | Meeting Date | 09-Dec-2014 | ||||||||
ISIN | CA88706M1032 | Agenda | 934099246 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
01 | THE SPECIAL RESOLUTION OF SHAREHOLDERS OF TIM HORTONS INC., THE FULL TEXT OF WHICH IS ATTACHED AS ANNEX C TO THE JOINT INFORMATION STATEMENT/CIRCULAR, TO APPROVE AN ARRANGEMENT PURSUANT TO SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT, TO EFFECT, AMONG OTHER THINGS, THE ACQUISITION OF ALL OF THE OUTSTANDING COMMON SHARES OF TIM HORTONS INC. BY AN AFFILIATE OF BURGER KING WORLDWIDE, INC. AS MORE PARTICULARLY DESCRIBED IN THE JOINT INFORMATION STATEMENT/CIRCULAR. | Management | For | For | |||||||
BENEFICIAL MUTUAL BANCORP, INC. | |||||||||||
Security | 08173R104 | Meeting Type | Special | ||||||||
Ticker Symbol | BNCL | Meeting Date | 15-Dec-2014 | ||||||||
ISIN | US08173R1041 | Agenda | 934096454 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | THE APPROVAL OF THE PLAN OF CONVERSION AND REORGANIZATION. | Management | For | For | |||||||
2. | AN INFORMATIONAL PROPOSAL REGARDING APPROVAL OF A PROVISION IN BENEFICIAL BANCORP, INC.'S ARTICLES OF INCORPORATION REQUIRING A SUPER- MAJORITY VOTE TO APPROVE CERTAIN AMENDMENTS TO BENEFICIAL BANCORP, INC.'S ARTICLES OF INCORPORATION. | Management | For | For | |||||||
3. | AN INFORMATIONAL PROPOSAL REGARDING APPROVAL OF A PROVISION IN BENEFICIAL BANCORP, INC.'S ARTICLES OF INCORPORATION TO LIMIT THE VOTING RIGHTS OF SHARES BENEFICIALLY OWNED IN EXCESS OF 10% OF BENEFICIAL BANCORP, INC.'S OUTSTANDING VOTING STOCK. | Management | For | For | |||||||
4. | THE APPROVAL OF THE $1.0 MILLION CONTRIBUTION TO THE BENEFICIAL FOUNDATION. | Management | For | For | |||||||
5. | THE APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROPOSALS. | Management | For | For | |||||||
HUDSON CITY BANCORP, INC. | |||||||||||
Security | 443683107 | Meeting Type | Annual | ||||||||
Ticker Symbol | HCBK | Meeting Date | 16-Dec-2014 | ||||||||
ISIN | US4436831071 | Agenda | 934095224 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1.A | ELECTION OF DIRECTOR: WILLIAM G. BARDEL | Management | For | For | |||||||
1.B | ELECTION OF DIRECTOR: SCOTT A. BELAIR | Management | For | For | |||||||
1.C | ELECTION OF DIRECTOR: ANTHONY J. FABIANO | Management | For | For | |||||||
1.D | ELECTION OF DIRECTOR: CORNELIUS E. GOLDING | Management | For | For | |||||||
1.E | ELECTION OF DIRECTOR: DONALD O. QUEST, M.D. | Management | For | For | |||||||
1.F | ELECTION OF DIRECTOR: JOSEPH G. SPONHOLZ | Management | For | For | |||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS HUDSON CITY BANCORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | THE APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
NOBLE CORPORATION PLC | |||||||||||
Security | G65431101 | Meeting Type | Special | ||||||||
Ticker Symbol | NE | Meeting Date | 22-Dec-2014 | ||||||||
ISIN | GB00BFG3KF26 | Agenda | 934100772 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO (I) APPROVE THE TERMS OF ONE OR MORE OFF-MARKET PURCHASE AGREEMENTS PRODUCED AT THE MEETING AND INITIALED BY THE CHAIRMAN FOR THE PURPOSES OF IDENTIFICATION AND (II) AUTHORIZE THE COMPANY TO MAKE OFF- MARKET PURCHASES, UP TO A MAXIMUM NUMBER OF 37,000,000 OF THE COMPANY'S ORDINARY SHARES, PURSUANT TO SUCH AGREEMENT OR AGREEMENTS. | Management | For | For | |||||||
COVIDIEN PLC | |||||||||||
Security | G2554F113 | Meeting Type | Special | ||||||||
Ticker Symbol | COV | Meeting Date | 06-Jan-2015 | ||||||||
ISIN | IE00B68SQD29 | Agenda | 934104542 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | APPROVAL OF THE SCHEME OF ARRANGEMENT. | Management | For | For | |||||||
2. | CANCELLATION OF COVIDIEN SHARES PURSUANT TO THE SCHEME OF ARRANGEMENT. | Management | For | For | |||||||
3. | DIRECTORS' AUTHORITY TO ALLOT SECURITIES AND APPLICATION OF RESERVES. | Management | For | For | |||||||
4. | AMENDMENT TO ARTICLES OF ASSOCIATION. | Management | For | For | |||||||
5. | CREATION OF DISTRIBUTABLE RESERVES OF NEW MEDTRONIC. | Management | For | For | |||||||
6. | APPROVAL ON AN ADVISORY BASIS OF SPECIFIED COMPENSATORY ARRANGEMENTS BETWEEN COVIDIEN AND ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
COVIDIEN PLC | |||||||||||
Security | G2554F105 | Meeting Type | Special | ||||||||
Ticker Symbol | Meeting Date | 06-Jan-2015 | |||||||||
ISIN | Agenda | 934104554 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO APPROVE THE SCHEME OF ARRANGEMENT. | Management | For | For | |||||||
FAMILY DOLLAR STORES, INC. | |||||||||||
Security | 307000109 | Meeting Type | Contested-Special | ||||||||
Ticker Symbol | FDO | Meeting Date | 22-Jan-2015 | ||||||||
ISIN | US3070001090 | Agenda | 934093939 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED JULY 27, 2014, AS AMENDED BY AMENDMENT NO. 1 ON SEPTEMBER 4, 2014, AND AS IT MAY BE FURTHER AMENDED, AMONG FAMILY DOLLAR STORES, INC., A DELAWARE CORPORATION, DOLLAR TREE, INC., A VIRGINIA CORPORATION, & DIME MERGER SUB, INC. A DELAWARE CORPORATION & A WHOLLY OWNED SUBSIDIARY OF DOLLAR TREE, INC. | Management | For | For | |||||||
2. | A PROPOSAL TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR FAMILY DOLLAR'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT | Management | For | For | |||||||
3. | A PROPOSAL FOR ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, FROM TIME TO TIME, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
FAMILY DOLLAR STORES, INC. | |||||||||||
Security | 307000109 | Meeting Type | Contested-Special | ||||||||
Ticker Symbol | FDO | Meeting Date | 22-Jan-2015 | ||||||||
ISIN | US3070001090 | Agenda | 934095731 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED JULY 27, 2014, AS AMENDED BY AMENDMENT NO. 1 ON SEPTEMBER 4, 2014, AND AS IT MAY BE FURTHER AMENDED, AMONG FAMILY DOLLAR STORES, INC., A DELAWARE CORPORATION, DOLLAR TREE, INC., A VIRGINIA CORPORATION, & DIME MERGER SUB, INC. A DELAWARE CORPORATION & A WHOLLY OWNED SUBSIDIARY OF DOLLAR TREE, INC. | Management | For | For | |||||||
2. | A PROPOSAL TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR FAMILY DOLLAR'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT | Management | For | For | |||||||
3. | A PROPOSAL FOR ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, FROM TIME TO TIME, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
FAMILY DOLLAR STORES, INC. | |||||||||||
Security | 307000109 | Meeting Type | Contested-Special | ||||||||
Ticker Symbol | FDO | Meeting Date | 22-Jan-2015 | ||||||||
ISIN | US3070001090 | Agenda | 934095743 - Opposition | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 27, 2014, AS AMENDED BY AMENDMENT NO. 1, DATED AS OF SEPTEMBER 4, 2014, AND AS MAY BE SUBSEQUENTLY AMENDED, BY AND AMONG FAMILY DOLLAR STORES, INC., A DELAWARE CORPORATION, DOLLAR TREE, INC., A VIRGINIA CORPORATION, AND DIME MERGER SUB, INC. A DELAWARE CORPORATION & A WHOLLY OWNED SUBSIDIARY OF DOLLAR TREE, INC. | Management | |||||||||
2. | A PROPOSAL TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR FAMILY DOLLAR'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | Management | |||||||||
3. | A PROPOSAL FOR ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, FROM TIME TO TIME, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | |||||||||
AUXILIUM PHARMACEUTICALS, INC. | |||||||||||
Security | 05334D107 | Meeting Type | Special | ||||||||
Ticker Symbol | AUXL | Meeting Date | 27-Jan-2015 | ||||||||
ISIN | US05334D1072 | Agenda | 934114694 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER (THE "MERGER AGREEMENT"), DATED AS OF NOVEMBER 17, 2014, AMONG THE COMPANY, ENDO INTERNATIONAL PLC ("ENDO"), ENDO U.S. INC. AND AVALON MERGER SUB INC. ("MERGER SUB"), AND APPROVE THE TRANSACTIONS CONTEMPLATED THEREBY. PURSUANT TO THE MERGER AGREEMENT, MERGER SUB WILL BE MERGED WITH AND INTO THE COMPANY AND THE COMPANY WILL CONTINUE AS THE SURVIVING CORPORATION AND AS A WHOLLY OWNED INDIRECT SUBSIDIARY OF ENDO. | Management | For | For | |||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, CERTAIN COMPENSATORY ARRANGEMENTS BETWEEN AUXILIUM AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE MERGER. | Management | For | For | |||||||
3. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE TRANSACTIONS CONTEMPLATED THEREBY. | Management | For | For | |||||||
ROCK-TENN COMPANY | |||||||||||
Security | 772739207 | Meeting Type | Annual | ||||||||
Ticker Symbol | RKT | Meeting Date | 30-Jan-2015 | ||||||||
ISIN | US7727392075 | Agenda | 934110800 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | TIMOTHY J. BERNLOHR | For | For | ||||||||
2 | JENNY A. HOURIHAN | For | For | ||||||||
3 | BETTINA M. WHYTE | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ROCK-TENN COMPANY. | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
LEGG MASON | |||||||||||
Security | 95766K109 | Meeting Type | Annual | ||||||||
Ticker Symbol | HIO | Meeting Date | 30-Jan-2015 | ||||||||
ISIN | US95766K1097 | Agenda | 934114884 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PAOLO M. CUCCHI* | For | For | ||||||||
2 | KENNETH D. FULLER* | For | For | ||||||||
3 | EILEEN A. KAMERICK* | For | For | ||||||||
4 | ROBERT D. AGDERN# | For | For | ||||||||
UNITED ENVIROTECH LTD, SINGAPORE | |||||||||||
Security | Y9167B108 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 06-Feb-2015 | |||||||||
ISIN | SG1P29918163 | Agenda | 705797100 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | PROPOSED PLACEMENT OF UP TO 90,909,091 ORDINARY SHARES IN THE CAPITAL OF THE COMPANY TO CKM (CAYMAN) COMPANY LIMITED (OR, AS THE CASE MAY BE, CENVIT (CAYMAN) COMPANY LIMITED) AT THE PLACEMENT PRICE OF SGD 1.65 PER SHARE | Management | For | For | |||||||
INTERNATIONAL GAME TECHNOLOGY | |||||||||||
Security | 459902102 | Meeting Type | Special | ||||||||
Ticker Symbol | IGT | Meeting Date | 10-Feb-2015 | ||||||||
ISIN | US4599021023 | Agenda | 934116965 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 15, 2014, AS AMENDED, BY AND AMONG INTERNATIONAL GAME TECHNOLOGY, A NEVADA CORPORATION, GTECH S.P.A., GTECH CORPORATION (SOLELY WITH RESPECT TO SECTION 5.02(A) AND ARTICLE VIII), GEORGIA WORLDWIDE PLC AND GEORGIA WORLDWIDE CORPORATION (AS AMENDED, THE "MERGER AGREEMENT"). | Management | For | For | |||||||
2. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE FOREGOING PROPOSAL. | Management | For | For | |||||||
3. | A NON-BINDING ADVISORY VOTE TO APPROVE CERTAIN COMPENSATION ARRANGEMENTS FOR IGT'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For | |||||||
TALISMAN ENERGY INC. | |||||||||||
Security | 87425E103 | Meeting Type | Special | ||||||||
Ticker Symbol | TLM | Meeting Date | 18-Feb-2015 | ||||||||
ISIN | CA87425E1034 | Agenda | 934120091 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
01 | A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING INFORMATION CIRCULAR OF THE COMPANY DATED JANUARY 13, 2015 (THE "INFORMATION CIRCULAR"), TO APPROVE A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT, ALL AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR. | Management | For | For | |||||||
COVANCE INC. | |||||||||||
Security | 222816100 | Meeting Type | Special | ||||||||
Ticker Symbol | CVD | Meeting Date | 18-Feb-2015 | ||||||||
ISIN | US2228161004 | Agenda | 934120128 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 2, 2014, AMONG LABORATORY CORPORATION OF AMERICA HOLDINGS ("LABCORP"), NEON MERGER SUB INC., A SUBSIDIARY OF LABCORP, AND COVANCE INC. (THE "AGREEMENT AND PLAN OF MERGER"). | Management | For | For | |||||||
2. | TO APPROVE, BY A NON-BINDING, ADVISORY VOTE, THE COMPENSATION THAT MAY BECOME PAYABLE TO COVANCE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER. | Management | For | For | |||||||
LIBERTY GLOBAL PLC. | |||||||||||
Security | G5480U120 | Meeting Type | Special | ||||||||
Ticker Symbol | LBTYK | Meeting Date | 25-Feb-2015 | ||||||||
ISIN | GB00B8W67B19 | Agenda | 934116662 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1C. | TO APPROVE THE CLASS C ARTICLES PROPOSAL, A PROPOSAL TO APPROVE THE ADOPTION OF OUR NEW ARTICLES OF ASSOCIATION PURSUANT TO RESOLUTION 1 OF THE GENERAL MEETING (INCLUDING, WITHOUT LIMITATION, ANY VARIATIONS OR ABROGATIONS TO THE RIGHTS OF THE HOLDERS OF THE CLASS C ORDINARY SHARES AS A RESULT OF SUCH ADOPTION). | Management | For | For | |||||||
2C. | TO APPROVE THE CLASS C VOTING RIGHTS PROPOSAL, A PROPOSAL TO APPROVE THE AMENDMENT OF OUR CURRENT AND NEW ARTICLES OF ASSOCIATION PURSUANT TO RESOLUTION 4 OF THE GENERAL MEETING (INCLUDING, WITHOUT LIMITATION, ALL MODIFICATIONS OF THE TERMS OF THE CLASS C ORDINARY SHARES WHICH MAY RESULT FROM SUCH AMENDMENT). | Management | For | For | |||||||
RIVERBED TECHNOLOGY, INC. | |||||||||||
Security | 768573107 | Meeting Type | Special | ||||||||
Ticker Symbol | RVBD | Meeting Date | 05-Mar-2015 | ||||||||
ISIN | US7685731074 | Agenda | 934121598 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 14, 2014, BY AND AMONG PROJECT HOMESTAKE HOLDINGS, LLC, PROJECT HOMESTAKE MERGER CORP. AND RIVERBED TECHNOLOGY, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | |||||||
2. | TO APPROVE THE ADOPTION OF ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY RIVERBED TECHNOLOGY, INC. TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For | |||||||
PETSMART, INC. | |||||||||||
Security | 716768106 | Meeting Type | Special | ||||||||
Ticker Symbol | PETM | Meeting Date | 06-Mar-2015 | ||||||||
ISIN | US7167681060 | Agenda | 934123960 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN MERGER (AS IT MAY BE AMENDED FROM TIME TO TIME, THE MERGER AGREEMENT"), DATED AS OF DECEMBER 14, 2014, BY AND AMONG PETSMART, INC., ARGOS HOLDINGS INC., A DELAWARE CORPORATION ("PARENT"), AND ARGOS MERGER SUB INC., A DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY OF PARENT. | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, SPECIFIED COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF PETSMART, INC. IN CONNECTION WITH THE MERGER. | Management | For | For | |||||||
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
BROOKFIELD RESIDENTIAL PROPERTIES INC. | |||||||||||
Security | 11283W104 | Meeting Type | Special | ||||||||
Ticker Symbol | BRP | Meeting Date | 10-Mar-2015 | ||||||||
ISIN | CA11283W1041 | Agenda | 934118806 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
01 | THE SPECIAL RESOLUTION (THE "ARRANGEMENT RESOLUTION") APPROVING A STATUTORY PLAN OF ARRANGEMENT (THE "ARRANGEMENT") PURSUANT TO SECTION 182 OF THE BUSINESS CORPORATIONS ACT (ONTARIO) INVOLVING, AMONG OTHER THINGS, THE ACQUISITION BY 1927726 ONTARIO INC., A WHOLLY- OWNED SUBSIDIARY OF BROOKFIELD ASSET MANAGEMENT INC. ("BROOKFIELD ASSET MANAGEMENT") OF ALL OF THE OUTSTANDING COMMON SHARES OF THE COMPANY NOT CURRENTLY OWNED BY BROOKFIELD ASSET MANAGEMENT AND ITS AFFILIATES FOR CASH CONSIDERATION OF US$24.25 PER COMMON SHARE. | Management | For | For | |||||||
ALLERGAN, INC. | |||||||||||
Security | 018490102 | Meeting Type | Special | ||||||||
Ticker Symbol | AGN | Meeting Date | 10-Mar-2015 | ||||||||
ISIN | US0184901025 | Agenda | 934122502 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 16, 2014, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG ACTAVIS PLC, AVOCADO ACQUISITION INC. AND ALLERGAN, INC. (THE "MERGER PROPOSAL"). | Management | For | For | |||||||
2 | TO APPROVE THE ADJOURNMENT OF THE MEETING TO ANOTHER DATE AND PLACE IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL VOTES IN FAVOR OF THE MERGER PROPOSAL. | Management | For | For | |||||||
3 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION TO BE PAID TO ALLERGAN'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | Management | For | For | |||||||
BAKER HUGHES INCORPORATED | |||||||||||
Security | 057224107 | Meeting Type | Special | ||||||||
Ticker Symbol | BHI | Meeting Date | 27-Mar-2015 | ||||||||
ISIN | US0572241075 | Agenda | 934128100 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 16 , 2014, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG HALLIBURTON COMPANY, RED TIGER LLC AND BAKER HUGHES INCORPORATED. | Management | For | For | |||||||
2 | APPROVE THE ADJOURNMENT OF THE BAKER HUGHES INCORPORATED SPECIAL MEETING OF STOCKHOLDERS IF NECESSARY OR ADVISABLE TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
3 | APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT WILL OR MAY BECOME PAYABLE TO BAKER HUGHES INCORPORATED'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For | |||||||
HUTCHISON WHAMPOA LTD, HONG KONG | |||||||||||
Security | Y38024108 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-Apr-2015 | |||||||||
ISIN | HK0013000119 | Agenda | 705943137 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:http://www.hkexnews.hk/listedco/listconew s/sehk/2015/0330/LTN20150330157-0.pdf- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0330/LTN201503301558.pdf | Non-Voting | |||||||||
1 | TO APPROVE THE SCHEME OF ARRANGEMENT DATED 31 MARCH 2015 (THE "SCHEME") BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFI NED IN THE SCHEME DOCUMENT) AND THE IMPLEMENTATION OF THE SCHEME, INCLUDING THE RELATED REDUCTION OF THE ISSUED SHARE CAPITAL OF THE COMPANY, THE INCREASE IN THE SHARE CAPITAL OF THE COMPANY, AND THE ISSUE OF THE NEW SHARES IN THE COMPANY AS MORE PARTICULARLY SET OUT IN THE NOTICE OF GENERAL MEETING | Management | Against | Against | |||||||
2 | TO APPROVE THE CONDITIONAL SHARE EXCHANGE AGREEMENT DATED 9 JANUARY 2015 ENTERED INTO BETWEEN L.F. INVESTMENTS S.A R.L. AND HUTCHISON WHAMPOA EUROPE INVESTMENTS S.A R.L. IN RELATION TO THE ACQUISITION OF COMMON SHARES OF HUSKY ENERGY INC. (THE "HUSKY SHARE EXCHANGE"), AND THE TRANSACTIONS CONTEMPLATED UNDER THE HUSKY SHARE EXCHANGE (INCLUDING THE HUSKY SHARE EXCHANGE AS A SPECIAL DEAL UNDER RULE 25 OF THE HONG KONG CODE ON TAKEOVERS AND MERGERS IN RELATION TO THE SCHEME), AS MORE PARTICULARLY DESCRIBED IN THE COMPOSITE SCHEME DOCUMENT RELATING TO THE SCHEME DATED 31 MARCH 2015 | Management | Abstain | Against | |||||||
3 | TO APPROVE THE RE-ELECTION OF MR. CHENG HOI CHUEN, VINCENT AS A DIRECTOR OF THE COMPANY | Management | Abstain | Against | |||||||
HUTCHISON WHAMPOA LTD, HONG KONG | |||||||||||
Security | Y38024108 | Meeting Type | Court Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-Apr-2015 | |||||||||
ISIN | HK0013000119 | Agenda | 705943151 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0330/LTN201503301548.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0330/LTN201503301534.pdf | Non-Voting | |||||||||
1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) THE SCHEME OF ARRANGEMENT REFERRED TO IN THE NOTICE CONVENING THE MEETING (THE "SCHEME") AND AT SUCH MEETING (OR AT ANY ADJOURNMENT THEREOF) | Management | Against | Against | |||||||
CMMT | 15 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT, M-ODIFICATION OF THE TEXT OF RESOLUTION 1 AND CHANGE IN RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AME-ND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
CMMT | 14 APR 2015: PLEASE MONITOR THE CHANGE OF YOUR HOLDINGS OF YOUR A/C BEFORE THE-MEETING. WE WILL BASE ON YOUR HOLDINGS ON THE RECORD DATE TO VOTE ON YOUR BEH-ALF. FOR DETAILS OF AGENDA, PLEASE REFER TO THE HYPERLINK IN FIELD 70E ABOVE (-A) APPROVED BY THE INDEPENDENT HUTCHISON SHAREHOLDERS REPRESENTING AT LEAST 75-PCT OF THE VOTING RIGHTS OF INDEPENDENT HUTCHISON SHAREHOLDERS PRESENT AND VOT-ING, IN PERSON OR BY PROXY, AT THE HUTCHISON COURT MEETING, WITH VOTES CAST AG-AINST THE HUTCHISON SCHEME AT THE HUTCHISON COURT MEETING NOT EXCEEDING 10PCT-OF THE TOTAL VOTING RIGHTS ATTACHED TO ALL DISINTERESTED SHARES OF HUTCHISON (-B) PASSING OF SPECIAL RESOLUTION(S) BY HUTCHISON SHAREHOLDERS AT THE HUTCHISON- GENERAL MEETING TO APPROVE (1) THE HUTCHISON SCHEME AND (2) THE IMPLEMENTATIO-N OF THE HUTCHISON | Non-Voting | |||||||||
SCHEME, INCLUDING, IN PARTICULAR, THE REDUCTION OF THE ISSU-ED SHARE CAPITAL OF HUTCHISON BY CANCELLING AND EXTINGUISHING THE HUTCHISON SC- HEME SHARES AND THE ISSUE OF THE NEW HUTCHISON SHARES TO THE HUTCHISON PROPOSA-L OFFEROR. | |||||||||||
CMMT | 15 APR 2015: DELETION OF DUPLICATE REVISION COMMENT | Non-Voting | |||||||||
STARWOOD PROPERTY TRUST INC | |||||||||||
Security | 85571B105 | Meeting Type | Annual | ||||||||
Ticker Symbol | STWD | Meeting Date | 21-Apr-2015 | ||||||||
ISIN | US85571B1052 | Agenda | 934157620 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD D. BRONSON | For | For | ||||||||
2 | JEFFREY G. DISHNER | For | For | ||||||||
3 | CAMILLE J. DOUGLAS | For | For | ||||||||
4 | SOLOMON J. KUMIN | For | For | ||||||||
5 | BARRY S. STERNLICHT | For | For | ||||||||
6 | STRAUSS ZELNICK | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | |||||||
3. | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF DELOITTE & TOUCHE LLP AS STARWOOD PROPERTY TRUST, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CALENDAR YEAR ENDING DECEMBER 31, 2015. | Management | For | For | |||||||
4. | THE STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD OF DIRECTORS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | For | |||||||
NEWMONT MINING CORPORATION | |||||||||||
Security | 651639106 | Meeting Type | Annual | ||||||||
Ticker Symbol | NEM | Meeting Date | 22-Apr-2015 | ||||||||
ISIN | US6516391066 | Agenda | 934135838 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: B.R. BROOK | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: J.K. BUCKNOR | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: V.A. CALARCO | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: A. CALDERON | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: J.A. CARRABBA | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: N. DOYLE | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: G.J. GOLDBERG | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: V.M. HAGEN | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: J. NELSON | Management | For | For | |||||||
2. | RATIFY APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | |||||||
3. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
GENERAL ELECTRIC COMPANY | |||||||||||
Security | 369604103 | Meeting Type | Annual | ||||||||
Ticker Symbol | GE | Meeting Date | 22-Apr-2015 | ||||||||
ISIN | US3696041033 | Agenda | 934135864 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | |||||||
A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | |||||||
A3 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | |||||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | |||||||
A6 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | |||||||
A7 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | |||||||
A8 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||||||
A9 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||
A10 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||
A11 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||
A12 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | |||||||
A13 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | |||||||
A14 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For | |||||||
A15 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | |||||||
A16 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For | |||||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION | Management | For | For | |||||||
B2 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2015 | Management | For | For | |||||||
C1 | CUMULATIVE VOTING | Shareholder | Against | For | |||||||
C2 | WRITTEN CONSENT | Shareholder | For | Against | |||||||
C3 | ONE DIRECTOR FROM RANKS OF RETIREES | Shareholder | Against | For | |||||||
C4 | HOLY LAND PRINCIPLES | Shareholder | Against | For | |||||||
C5 | LIMIT EQUITY VESTING UPON CHANGE IN CONTROL | Shareholder | Against | For | |||||||
PFIZER INC. | |||||||||||
Security | 717081103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PFE | Meeting Date | 23-Apr-2015 | ||||||||
ISIN | US7170811035 | Agenda | 934135927 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: MARC TESSIER- LAVIGNE | Management | For | For | |||||||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||
NOBLE CORPORATION PLC | |||||||||||
Security | G65431101 | Meeting Type | Annual | ||||||||
Ticker Symbol | NE | Meeting Date | 24-Apr-2015 | ||||||||
ISIN | GB00BFG3KF26 | Agenda | 934148835 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | RE-ELECTION OF DIRECTOR: JULIE H. EDWARDS | Management | For | For | |||||||
2. | RE-ELECTION OF DIRECTOR: SCOTT D. JOSEY | Management | For | For | |||||||
3. | RE-ELECTION OF DIRECTOR: JON A. MARSHALL | Management | For | For | |||||||
4. | RE-ELECTION OF DIRECTOR: MARY P. RICCIARDELLO | Management | For | For | |||||||
5. | RE-ELECTION OF DIRECTOR: DAVID W. WILLIAMS | Management | For | For | |||||||
6. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015 | Management | For | For | |||||||
7. | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S UK STATUTORY AUDITOR | Management | For | For | |||||||
8. | AUTHORIZATION OF AUDIT COMMITTEE TO DETERMINE UK STATUTORY AUDITORS' COMPENSATION | Management | For | For | |||||||
9. | AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | |||||||
10. | AN ADVISORY VOTE ON THE COMPANY'S DIRECTORS' COMPENSATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2014 | Management | For | For | |||||||
11. | ADOPTION OF THE NOBLE CORPORATION 2015 OMNIBUS INCENTIVE PLAN | Management | For | For | |||||||
CITIGROUP INC. | |||||||||||
Security | 172967424 | Meeting Type | Annual | ||||||||
Ticker Symbol | C | Meeting Date | 28-Apr-2015 | ||||||||
ISIN | US1729674242 | Agenda | 934141160 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | |||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF CITI'S 2014 EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | APPROVAL OF AN AMENDMENT TO THE CITIGROUP 2014 STOCK INCENTIVE PLAN AUTHORIZING ADDITIONAL SHARES. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | For | For | |||||||
6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY. | Shareholder | Against | For | |||||||
8. | STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT TO EXCLUDE FROM THE BOARD OF DIRECTORS' AUDIT COMMITTEE ANY DIRECTOR WHO WAS A DIRECTOR AT A PUBLIC COMPANY WHILE THAT COMPANY FILED FOR REORGANIZATION UNDER CHAPTER 11. | Shareholder | Against | For | |||||||
9. | STOCKHOLDER PROPOSAL REQUESTING A REPORT REGARDING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. | Shareholder | Against | For | |||||||
ZOETIS INC. | |||||||||||
Security | 98978V103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ZTS | Meeting Date | 01-May-2015 | ||||||||
ISIN | US98978V1035 | Agenda | 934140295 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: SANJAY KHOSLA | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: WILLIE M. REED | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. | Management | For | For | |||||||
2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | |||||||
EBAY INC. | |||||||||||
Security | 278642103 | Meeting Type | Annual | ||||||||
Ticker Symbol | EBAY | Meeting Date | 01-May-2015 | ||||||||
ISIN | US2786421030 | Agenda | 934160627 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: FRED D. ANDERSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ANTHONY J. BATES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JONATHAN CHRISTODORO | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: BONNIE S. HAMMER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GAIL J. MCGOVERN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: KATHLEEN C. MITIC | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: THOMAS J. TIERNEY | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: PERRY M. TRAQUINA | Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
3. | TO APPROVE THE MATERIAL TERMS, INCLUDING THE PERFORMANCE GOALS, OF THE AMENDMENT AND RESTATEMENT OF THE EBAY INCENTIVE PLAN. | Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | |||||||
5. | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT WITHOUT A MEETING, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | Against | For | |||||||
6. | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER PROXY ACCESS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | Against | For | |||||||
7. | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING GENDER PAY, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | Against | For | |||||||
SIGMA-ALDRICH CORPORATION | |||||||||||
Security | 826552101 | Meeting Type | Annual | ||||||||
Ticker Symbol | SIAL | Meeting Date | 05-May-2015 | ||||||||
ISIN | US8265521018 | Agenda | 934138909 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: REBECCA M. BERGMAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: GEORGE M. CHURCH | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MICHAEL L. MARBERRY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: W. LEE MCCOLLUM | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: AVI M. NASH | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: STEVEN M. PAUL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RAKESH SACHDEV | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: D. DEAN SPATZ | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: BARRETT A. TOAN | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||
THE MANITOWOC COMPANY, INC. | |||||||||||
Security | 563571108 | Meeting Type | Annual | ||||||||
Ticker Symbol | MTW | Meeting Date | 05-May-2015 | ||||||||
ISIN | US5635711089 | Agenda | 934141057 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | ROY V. ARMES | For | For | ||||||||
2 | CYNTHIA M. EGNOTOVICH | For | For | ||||||||
3 | DINO J. BIANCO | For | For | ||||||||
2 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | |||||||
3 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
HOSPIRA, INC. | |||||||||||
Security | 441060100 | Meeting Type | Annual | ||||||||
Ticker Symbol | HSP | Meeting Date | 06-May-2015 | ||||||||
ISIN | US4410601003 | Agenda | 934149510 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: IRVING W. BAILEY, II | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: F. MICHAEL BALL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: BARBARA L. BOWLES | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: WILLIAM G. DEMPSEY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DENNIS M. FENTON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ROGER W. HALE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: HEINO VON PRONDZYNSKI | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JACQUE J. SOKOLOV | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JOHN C. STALEY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MARK F. WHEELER | Management | For | For | |||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2015. | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL - WRITTEN CONSENT. | Shareholder | For | Against | |||||||
STARWOOD WAYPOINT RESIDENTIAL TRUST | |||||||||||
Security | 85571W109 | Meeting Type | Annual | ||||||||
Ticker Symbol | SWAY | Meeting Date | 06-May-2015 | ||||||||
ISIN | Agenda | 934174789 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BARRY S. STERNLICHT | For | For | ||||||||
2 | DOUGLAS R. BRIEN | For | For | ||||||||
3 | RICHARD D. BRONSON | For | For | ||||||||
4 | MICHAEL D. FASCITELLI | For | For | ||||||||
5 | JEFFREY E. KELTER | For | For | ||||||||
6 | STEPHEN H. SIMON | For | For | ||||||||
7 | ANDREW J. SOSSEN | For | For | ||||||||
8 | COLIN T. WIEL | For | For | ||||||||
9 | CHRISTOPHER B. WOODWARD | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2015. | Management | For | For | |||||||
THE TIMKEN COMPANY | |||||||||||
Security | 887389104 | Meeting Type | Annual | ||||||||
Ticker Symbol | TKR | Meeting Date | 07-May-2015 | ||||||||
ISIN | US8873891043 | Agenda | 934145043 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | MARIA A. CROWE | For | For | ||||||||
2 | RICHARD G. KYLE | For | For | ||||||||
3 | JOHN A. LUKE, JR. | For | For | ||||||||
4 | CHRISTOPHER L. MAPES | For | For | ||||||||
5 | AJITA G. RAJENDRA | For | For | ||||||||
6 | JOSEPH W. RALSTON | For | For | ||||||||
7 | JOHN P. REILLY | For | For | ||||||||
8 | FRANK C. SULLIVAN | For | For | ||||||||
9 | JOHN M. TIMKEN, JR. | For | For | ||||||||
10 | WARD J. TIMKEN, JR. | For | For | ||||||||
11 | JACQUELINE F. WOODS | For | For | ||||||||
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | |||||||
3 | APPROVAL, ON AN ADVISORY BASIS, OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
4 | APPROVAL OF THE TIMKEN COMPANY SENIOR EXECUTIVE MANAGEMENT PERFORMANCE PLAN, AS AMENDED AND RESTATED AS OF FEBRUARY 13, 2015. | Management | For | For | |||||||
5 | APPROVAL OF THE TIMKEN COMPANY 2011 LONG-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED AS OF FEBRUARY 13, 2015. | Management | For | For | |||||||
6 | A SHAREHOLDER PROPOSAL ASKING OUR BOARD OF DIRECTORS TO TAKE THE STEPS NECESSARY TO GIVE HOLDERS IN THE AGGREGATE OF 25% OF OUR OUTSTANDING COMMON SHARES THE POWER TO CALL A SPECIAL MEETING OF SHAREHOLDERS. | Shareholder | For | Against | |||||||
W.R. GRACE & CO. | |||||||||||
Security | 38388F108 | Meeting Type | Annual | ||||||||
Ticker Symbol | GRA | Meeting Date | 07-May-2015 | ||||||||
ISIN | US38388F1084 | Agenda | 934148481 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1.1 | ELECTION OF CLASS I DIRECTOR (TERM EXPIRING 2018): ROBERT F. CUMMINGS, JR. | Management | For | For | |||||||
1.2 | ELECTION OF CLASS I DIRECTOR (TERM EXPIRING 2018): MARYE ANNE FOX | Management | For | For | |||||||
1.3 | ELECTION OF CLASS I DIRECTOR (TERM EXPIRING 2018): JANICE K. HENRY | Management | For | For | |||||||
1.4 | ELECTION OF CLASS I DIRECTOR (TERM EXPIRING 2018): MARK E. TOMKINS | Management | For | For | |||||||
1.5 | ELECTION OF CLASS II DIRECTOR (TERM EXPIRING 2016): DIANE H. GULYAS | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | |||||||
5. | APPROVAL OF THE GRACE EXECUTIVE ANNUAL INCENTIVE COMPENSATION PLAN, OR EAICP, INCLUDING THE MATERIAL TERMS OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE EAICP | Management | For | For | |||||||
CYS INVESTMENTS, INC | |||||||||||
Security | 12673A108 | Meeting Type | Annual | ||||||||
Ticker Symbol | CYS | Meeting Date | 08-May-2015 | ||||||||
ISIN | US12673A1088 | Agenda | 934144368 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | KEVIN E. GRANT | For | For | ||||||||
2 | TANYA S. BEDER | For | For | ||||||||
3 | KAREN HAMMOND | For | For | ||||||||
4 | JEFFREY P. HUGHES | For | For | ||||||||
5 | STEPHEN P. JONAS | For | For | ||||||||
6 | RAYMOND A REDLINGSHAFER | For | For | ||||||||
7 | DALE A. REISS | For | For | ||||||||
8 | JAMES A. STERN | For | For | ||||||||
9 | DAVID A. TYSON, PHD | For | For | ||||||||
2 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ("PROPOSAL 2"). | Management | For | For | |||||||
3 | TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, CONFIRM AND APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 ("PROPOSAL 3") | Management | For | For | |||||||
INTERNATIONAL PAPER COMPANY | |||||||||||
Security | 460146103 | Meeting Type | Annual | ||||||||
Ticker Symbol | IP | Meeting Date | 11-May-2015 | ||||||||
ISIN | US4601461035 | Agenda | 934177317 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAVID J. BRONCZEK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: WILLIAM J. BURNS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: AHMET C. DORDUNCU | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ILENE S. GORDON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAY L. JOHNSON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: STACEY J. MOBLEY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARK S. SUTTON | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WILLIAM G. WALTER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: J. STEVEN WHISLER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: RAY G. YOUNG | Management | For | For | |||||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | Management | For | For | |||||||
3. | A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED UNDER THE HEADING "COMPENSATION DISCUSSION & ANALYSIS" | Management | For | For | |||||||
4. | SHAREOWNER PROPOSAL CONCERNING A POLICY ON ACCELERATED VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVES UPON A CHANGE IN CONTROL | Shareholder | Against | For | |||||||
ANADARKO PETROLEUM CORPORATION | |||||||||||
Security | 032511107 | Meeting Type | Annual | ||||||||
Ticker Symbol | APC | Meeting Date | 12-May-2015 | ||||||||
ISIN | US0325111070 | Agenda | 934157959 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ANTHONY R. CHASE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR KEVIN P. CHILTON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD L. GEORGE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOSEPH W. GORDER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOHN R. GORDON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARK C. MCKINLEY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ERIC D. MULLINS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: R.A. WALKER | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
4. | STOCKHOLDER PROPOSAL - PROXY ACCESS. | Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL - REPORT ON CARBON RISK. | Shareholder | Against | For | |||||||
POLYPORE INTERNATIONAL INC. | |||||||||||
Security | 73179V103 | Meeting Type | Special | ||||||||
Ticker Symbol | PPO | Meeting Date | 12-May-2015 | ||||||||
ISIN | US73179V1035 | Agenda | 934186506 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 23, 2015 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), BY AND AMONG POLYPORE INTERNATIONAL, INC., ASAHI KASEI CORPORATION AND ESM HOLDINGS CORPORATION, AN INDIRECT WHOLLY OWNED SUBSIDIARY OF ASAHI KASEI CORPORATION. | Management | For | For | |||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION TO BE PAID TO POLYPORE INTERNATIONAL, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For | |||||||
3. | TO APPROVE ADJOURNMENTS OF THE SPECIAL MEETING IN ORDER TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
E. I. DU PONT DE NEMOURS AND COMPANY | |||||||||||
Security | 263534109 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | DD | Meeting Date | 13-May-2015 | ||||||||
ISIN | US2635341090 | Agenda | 934154092 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | LAMBERTO ANDREOTTI | ||||||||||
2 | EDWARD D. BREEN | ||||||||||
3 | ROBERT A. BROWN | ||||||||||
4 | ALEXANDER M. CUTLER | ||||||||||
5 | ELEUTHERE I. DU PONT | ||||||||||
6 | JAMES L. GALLOGLY | ||||||||||
7 | MARILLYN A. HEWSON | ||||||||||
8 | LOIS D. JULIBER | ||||||||||
9 | ELLEN J. KULLMAN | ||||||||||
10 | ULF M. SCHNEIDER | ||||||||||
11 | LEE M. THOMAS | ||||||||||
12 | PATRICK J. WARD | ||||||||||
2. | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | |||||||||
3. | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | Management | |||||||||
4. | ON LOBBYING | Shareholder | |||||||||
5. | ON GROWER COMPLIANCE | Shareholder | |||||||||
6. | ON PLANT CLOSURES | Shareholder | |||||||||
7. | ON REPEALING CERTAIN AMENDMENTS TO THE BYLAWS ADOPTED BY THE BOARD WITHOUT STOCKHOLDER APPROVAL | Shareholder | |||||||||
E. I. DU PONT DE NEMOURS AND COMPANY | |||||||||||
Security | 263534109 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | DD | Meeting Date | 13-May-2015 | ||||||||
ISIN | US2635341090 | Agenda | 934155955 - Opposition | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | NELSON PELTZ | For | For | ||||||||
2 | JOHN H. MYERS | For | For | ||||||||
3 | ARTHUR B. WINKLEBLACK | For | For | ||||||||
4 | ROBERT J. ZATTA | For | For | ||||||||
5 | MGT NOM: L. ANDREOTTI | For | For | ||||||||
6 | MGT NOM: E.D. BREEN | For | For | ||||||||
7 | MGT NOM: E.I. DU PONT | For | For | ||||||||
8 | MGT NOM: J.L. GALLOGLY | For | For | ||||||||
9 | MGT NOM: M.A. HEWSON | For | For | ||||||||
10 | MGT NOM: E.J. KULLMAN | For | For | ||||||||
11 | MGT NOM: U.M. SCHNEIDER | For | For | ||||||||
12 | MGT NOM: P.J. WARD | For | For | ||||||||
2 | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | ||||||||
3 | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | Management | For | ||||||||
4 | ON LOBBYING | Management | Against | ||||||||
5 | ON GROWER COMPLIANCE | Management | Against | ||||||||
6 | ON PLANT CLOSURE | Management | Against | ||||||||
7 | TO REPEAL EACH PROVISION OR AMENDMENT OF THE BYLAWS OF THE COMPANY ADOPTED BY THE BOARD OF DIRECTORS OF THE COMPANY (AND NOT BY THE COMPANY'S STOCKHOLDERS) SUBSEQUENT TO AUGUST 12, 2013 AND PRIOR TO THE APPROVAL OF THIS RESOLUTION. | Management | For | For | |||||||
AMERICAN INTERNATIONAL GROUP, INC. | |||||||||||
Security | 026874784 | Meeting Type | Annual | ||||||||
Ticker Symbol | AIG | Meeting Date | 13-May-2015 | ||||||||
ISIN | US0268747849 | Agenda | 934157226 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PETER D. HANCOCK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: THERESA M. STONE | Management | For | For | |||||||
2. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | |||||||
LABORATORY CORP. OF AMERICA HOLDINGS | |||||||||||
Security | 50540R409 | Meeting Type | Annual | ||||||||
Ticker Symbol | LH | Meeting Date | 13-May-2015 | ||||||||
ISIN | US50540R4092 | Agenda | 934164548 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: KERRII B. ANDERSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JEAN-LUC BELINGARD | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: D. GARY GILLILAND, M.D., PH.D. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID P. KING | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: GARHENG KONG, M.D., PH.D. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR. | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: PETER M. NEUPERT | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ADAM H. SCHECHTER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. | Management | For | For | |||||||
2. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | |||||||
HOSPIRA, INC. | |||||||||||
Security | 441060100 | Meeting Type | Special | ||||||||
Ticker Symbol | HSP | Meeting Date | 13-May-2015 | ||||||||
ISIN | US4410601003 | Agenda | 934191292 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED FEBRUARY 5, 2015, AMONG PFIZER INC., PERKINS HOLDING COMPANY, A WHOLLY OWNED SUBSIDIARY OF PFIZER INC., AND HOSPIRA, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | |||||||
2. | THE PROPOSAL TO APPROVE, BY NON- BINDING ADVISORY VOTE, COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY HOSPIRA, INC. TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For | |||||||
3. | THE PROPOSAL TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For | |||||||
THE DOW CHEMICAL COMPANY | |||||||||||
Security | 260543103 | Meeting Type | Annual | ||||||||
Ticker Symbol | DOW | Meeting Date | 14-May-2015 | ||||||||
ISIN | US2605431038 | Agenda | 934157264 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JACQUELINE K. BARTON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARK LOUGHRIDGE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: PAUL POLMAN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JAMES M. RINGLER | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: RUTH G. SHAW | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED EXECUTIVE PAY. | Shareholder | Against | For | |||||||
BAKER HUGHES INCORPORATED | |||||||||||
Security | 057224107 | Meeting Type | Annual | ||||||||
Ticker Symbol | BHI | Meeting Date | 14-May-2015 | ||||||||
ISIN | US0572241075 | Agenda | 934161287 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: LARRY D. BRADY | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: WILLIAM H. EASTER, III | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: LYNN L. ELSENHANS | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: ANTHONY G. FERNANDES | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: PIERRE H. JUNGELS | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: JAMES A. LASH | Management | For | For | |||||||
1K | ELECTION OF DIRECTOR: J. LARRY NICHOLS | Management | For | For | |||||||
1L | ELECTION OF DIRECTOR: JAMES W. STEWART | Management | For | For | |||||||
1M | ELECTION OF DIRECTOR: CHARLES L. WATSON | Management | For | For | |||||||
2 | AN ADVISORY VOTE RELATED TO THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. | Management | For | For | |||||||
3 | THE RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR. | Management | For | For | |||||||
SIRIUS XM HOLDINGS INC. | |||||||||||
Security | 82968B103 | Meeting Type | Annual | ||||||||
Ticker Symbol | SIRI | Meeting Date | 19-May-2015 | ||||||||
ISIN | US82968B1035 | Agenda | 934164889 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOAN L. AMBLE | For | For | ||||||||
2 | ANTHONY J. BATES | For | For | ||||||||
3 | GEORGE W. BODENHEIMER | For | For | ||||||||
4 | MARK D. CARLETON | For | For | ||||||||
5 | EDDY W. HARTENSTEIN | For | For | ||||||||
6 | JAMES P. HOLDEN | For | For | ||||||||
7 | GREGORY B. MAFFEI | For | For | ||||||||
8 | EVAN D. MALONE | For | For | ||||||||
9 | JAMES E. MEYER | For | For | ||||||||
10 | JAMES F. MOONEY | For | For | ||||||||
11 | CARL E. VOGEL | For | For | ||||||||
12 | VANESSA A. WITTMAN | For | For | ||||||||
13 | DAVID M. ZASLAV | For | For | ||||||||
2. | APPROVE THE 2015 SIRIUS XM HOLDINGS INC. LONG-TERM STOCK INCENTIVE PLAN. | Management | For | For | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2015. | Management | For | For | |||||||
VERITIV CORPORATION | |||||||||||
Security | 923454102 | Meeting Type | Annual | ||||||||
Ticker Symbol | VRTV | Meeting Date | 20-May-2015 | ||||||||
ISIN | US9234541020 | Agenda | 934178054 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: ALLAN R. DRAGONE, JR. | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: DANIEL T. HENRY | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: MARY A. LASCHINGER | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: TRACY A. LEINBACH | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: SETH A. MEISEL | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: WILLIAM E. MITCHELL | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: MICHAEL P. MULDOWNEY | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: CHARLES G. WARD, III | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: JOHN J. ZILLMER | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | |||||||
4. | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | Management | 1 Year | For | |||||||
5. | TO APPROVE THE PERFORMANCE MEASURES INCLUDED IN THE VERITIV CORPORATION 2014 OMNIBUS INCENTIVE PLAN | Management | For | For | |||||||
6. | TO APPROVE THE VERITIV CORPORATION ANNUAL INCENTIVE PLAN | Management | For | For | |||||||
BENEFICIAL BANCORP INC. | |||||||||||
Security | 08171T102 | Meeting Type | Annual | ||||||||
Ticker Symbol | BNCL | Meeting Date | 21-May-2015 | ||||||||
ISIN | US08171T1025 | Agenda | 934167190 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | ELECTION OF DIRECTOR: ELIZABETH H. GEMMILL | Management | For | For | |||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF BENEFICIAL BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | |||||||
3. | THE APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
MCDONALD'S CORPORATION | |||||||||||
Security | 580135101 | Meeting Type | Annual | ||||||||
Ticker Symbol | MCD | Meeting Date | 21-May-2015 | ||||||||
ISIN | US5801351017 | Agenda | 934171618 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: STEPHEN J. EASTERBROOK | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROBERT A. ECKERT | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MARGARET H. GEORGIADIS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JEANNE P. JACKSON | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RICHARD H. LENNY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: WALTER E. MASSEY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ANDREW J. MCKENNA | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: SHEILA A. PENROSE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: ROGER W. STONE | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: MILES D. WHITE | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2015. | Management | For | For | |||||||
4. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE BOARD ADOPT A POLICY TO PROHIBIT ACCELERATED VESTING OF PERFORMANCE-BASED RSUS IN THE EVENT OF A CHANGE IN CONTROL, IF PRESENTED. | Shareholder | Against | For | |||||||
5. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING ABILITY OF SHAREHOLDERS TO ACT BY WRITTEN CONSENT, IF PRESENTED. | Shareholder | Against | For | |||||||
6. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A PROXY ACCESS BYLAW, IF PRESENTED. | Shareholder | Against | For | |||||||
7. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL CONGRUENCY ANALYSIS OF COMPANY VALUES AND POLITICAL CONTRIBUTIONS, IF PRESENTED. | Shareholder | Against | For | |||||||
8. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD HAVE THE COMPANY BE MORE PRO-ACTIVE IN EDUCATING THE AMERICAN PUBLIC ON THE HEALTH AND ENVIRONMENTAL BENEFITS OF GENETICALLY MODIFIED ORGANISMS, IF PRESENTED. | Shareholder | Against | For | |||||||
9. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD PUBLISH AN ANNUAL REPORT PROVIDING METRICS AND KEY PERFORMANCE INDICATORS ON PALM OIL, IF PRESENTED. | Shareholder | Against | For | |||||||
EXELIS, INC | |||||||||||
Security | 30162A108 | Meeting Type | Special | ||||||||
Ticker Symbol | XLS | Meeting Date | 22-May-2015 | ||||||||
ISIN | US30162A1088 | Agenda | 934209506 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | A PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 5, 2015, BY AND AMONG HARRIS CORPORATION, EXELIS INC. AND HARRIS COMMUNICATION SOLUTIONS (INDIANA), INC., A WHOLLY OWNED SUBSIDIARY OF HARRIS CORPORATION, PURSUANT TO WHICH HARRIS COMMUNICATION SOLUTIONS (INDIANA), INC. WILL BE MERGED WITH AND INTO EXELIS INC., REFERRED TO AS THE MERGER AGREEMENT. | Management | For | For | |||||||
2. | A PROPOSAL TO APPROVE, ON AN ADVISORY (NON BINDING) BASIS, THE EXECUTIVE OFFICER COMPENSATION TO BE PAID TO EXELIS INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For | |||||||
3. | A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING OR TO ENSURE THAT ANY SUPPLEMENT OR AMENDMENT TO THE PROXY STATEMENT/PROSPECTUS IS TIMELY PROVIDED TO THE SHAREHOLDERS OF EXELIS INC. | Management | For | For | |||||||
ORBITZ WORLDWIDE, INC. | |||||||||||
Security | 68557K109 | Meeting Type | Annual | ||||||||
Ticker Symbol | OWW | Meeting Date | 27-May-2015 | ||||||||
ISIN | US68557K1097 | Agenda | 934186455 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 12, 2015, AS IT MAY BE AMENDED FROM TIME TO TIME, WHICH WE REFER TO AS THE "MERGER AGREEMENT," BY AND AMONG ORBITZ WORLDWIDE, INC., A DELAWARE CORPORATION, EXPEDIA, INC., A DELAWARE CORPORATION, WHICH WE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||
2. | TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE, BY A NON- BINDING ADVISORY VOTE, THE COMPENSATION ARRANGEMENTS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT THAT MAY BE PAYABLE TO ORBITZ'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE MERGER. | Management | For | For | |||||||
3. | TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE ANNUAL MEETING FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE IN THE VIEW OF THE ORBITZ BOARD OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO ADOPT THE MERGER AGREEMENT | Management | For | For | |||||||
4. | DIRECTOR | Management | |||||||||
1 | MARTIN BRAND | For | For | ||||||||
2 | KEN ESTEROW | For | For | ||||||||
3 | BARNEY HARFORD | For | For | ||||||||
5. | TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2015. | Management | For | For | |||||||
NORTHSTAR REALTY FINANCE CORP. | |||||||||||
Security | 66704R704 | Meeting Type | Annual | ||||||||
Ticker Symbol | NRF | Meeting Date | 27-May-2015 | ||||||||
ISIN | US66704R7044 | Agenda | 934199008 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID T. HAMAMOTO | For | For | ||||||||
2 | JUDITH A. HANNAWAY | For | For | ||||||||
3 | WESLEY D. MINAMI | For | For | ||||||||
4 | LOUIS J. PAGLIA | For | For | ||||||||
5 | CHARLES W. SCHOENHERR | For | For | ||||||||
2. | ADOPTION OF A RESOLUTION APPROVING, ON A NON-BINDING, ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | |||||||
ORBITZ WORLDWIDE, INC. | |||||||||||
Security | 68557K109 | Meeting Type | Annual | ||||||||
Ticker Symbol | OWW | Meeting Date | 27-May-2015 | ||||||||
ISIN | US68557K1097 | Agenda | 934204380 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 12, 2015, AS IT MAY BE AMENDED FROM TIME TO TIME, WHICH WE REFER TO AS THE "MERGER AGREEMENT," BY AND AMONG ORBITZ WORLDWIDE, INC., A DELAWARE CORPORATION, EXPEDIA, INC., A DELAWARE CORPORATION, WHICH WE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||
2. | TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE, BY A NON- BINDING ADVISORY VOTE, THE COMPENSATION ARRANGEMENTS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT THAT MAY BE PAYABLE TO ORBITZ'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE MERGER. | Management | For | For | |||||||
3. | TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE ANNUAL MEETING FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE IN THE VIEW OF THE ORBITZ BOARD OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO ADOPT THE MERGER AGREEMENT | Management | For | For | |||||||
4. | DIRECTOR | Management | |||||||||
1 | MARTIN BRAND | For | For | ||||||||
2 | KEN ESTEROW | For | For | ||||||||
3 | BARNEY HARFORD | For | For | ||||||||
5. | TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2015. | Management | For | For | |||||||
EQUINIX, INC. | |||||||||||
Security | 29444U700 | Meeting Type | Annual | ||||||||
Ticker Symbol | EQIX | Meeting Date | 27-May-2015 | ||||||||
ISIN | US29444U7000 | Agenda | 934214090 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | THOMAS BARTLETT | For | For | ||||||||
2 | GARY HROMADKO | For | For | ||||||||
3 | SCOTT KRIENS | For | For | ||||||||
4 | WILLIAM LUBY | For | For | ||||||||
5 | IRVING LYONS, III | For | For | ||||||||
6 | CHRISTOPHER PAISLEY | For | For | ||||||||
7 | STEPHEN SMITH | For | For | ||||||||
8 | PETER VAN CAMP | For | For | ||||||||
2. | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | |||||||
WINTHROP REALTY TRUST | |||||||||||
Security | 976391300 | Meeting Type | Annual | ||||||||
Ticker Symbol | FUR | Meeting Date | 28-May-2015 | ||||||||
ISIN | US9763913004 | Agenda | 934183346 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MICHAEL L. ASHNER | For | For | ||||||||
2 | ARTHUR BLASBERG, JR. | For | For | ||||||||
3 | HOWARD GOLDBERG | For | For | ||||||||
4 | THOMAS F. MCWILLIAMS | For | For | ||||||||
5 | LEE SEIDLER | For | For | ||||||||
6 | CAROLYN TIFFANY | For | For | ||||||||
7 | STEVEN ZALKIND | For | For | ||||||||
2. | PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | |||||||
MGM RESORTS INTERNATIONAL | |||||||||||
Security | 552953101 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | MGM | Meeting Date | 28-May-2015 | ||||||||
ISIN | US5529531015 | Agenda | 934187178 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT H. BALDWIN | ||||||||||
2 | WILLIAM A. BIBLE | ||||||||||
3 | MARY CHRIS GAY | ||||||||||
4 | WILLIAM W. GROUNDS | ||||||||||
5 | ALEXIS M. HERMAN | ||||||||||
6 | ROLAND HERNANDEZ | ||||||||||
7 | ANTHONY MANDEKIC | ||||||||||
8 | ROSE MCKINNEY-JAMES | ||||||||||
9 | JAMES J. MURREN | ||||||||||
10 | GREGORY M. SPIERKEL | ||||||||||
11 | DANIEL J. TAYLOR | ||||||||||
2. | TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015. | Management | |||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | |||||||||
MGM RESORTS INTERNATIONAL | |||||||||||
Security | 552953101 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | MGM | Meeting Date | 28-May-2015 | ||||||||
ISIN | US5529531015 | Agenda | 934194161 - Opposition | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | MATTHEW J. HART | For | For | ||||||||
2 | RICHARD KINCAID | For | For | ||||||||
3 | JONATHAN LITT | For | For | ||||||||
4 | MARC A. WEISMAN | For | For | ||||||||
5 | MGT NOM: W.A. BIBLE | For | For | ||||||||
6 | MGT NOM: M.C. GAY | For | For | ||||||||
7 | MGT NOM: W.W. GROUNDS | For | For | ||||||||
8 | MGT NOM: A. MANDEKIC | For | For | ||||||||
9 | MGT NOM: J.J. MURREN | For | For | ||||||||
10 | MGT NOM: G.M. SPIERKEL | For | For | ||||||||
11 | MGT NOM: D.J. TAYLOR | For | For | ||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | |||||||
03 | TO VOTE ON THE COMPANY'S PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Against | Against | |||||||
STAPLES, INC. | |||||||||||
Security | 855030102 | Meeting Type | Annual | ||||||||
Ticker Symbol | SPLS | Meeting Date | 01-Jun-2015 | ||||||||
ISIN | US8550301027 | Agenda | 934194832 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: BASIL L. ANDERSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DREW G. FAUST | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PAUL-HENRI FERRAND | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KUNAL S. KAMLANI | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CAROL MEYROWITZ | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ROWLAND T. MORIARTY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RONALD L. SARGENT | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT E. SULENTIC | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RAUL VAZQUEZ | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: VIJAY VISHWANATH | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: PAUL F. WALSH | Management | For | For | |||||||
2. | APPROVAL OF AN AMENDMENT TO THE 2012 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
4. | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS STAPLES' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | |||||||
5. | NON-BINDING STOCKHOLDER PROPOSAL REGARDING SENIOR EXECUTIVE SEVERANCE AGREEMENTS. | Shareholder | Against | For | |||||||
6. | NON-BINDING STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
T-MOBILE US, INC. | |||||||||||
Security | 872590104 | Meeting Type | Annual | ||||||||
Ticker Symbol | TMUS | Meeting Date | 02-Jun-2015 | ||||||||
ISIN | US8725901040 | Agenda | 934191836 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | W. MICHAEL BARNES | For | For | ||||||||
2 | THOMAS DANNENFELDT | For | For | ||||||||
3 | SRIKANT M. DATAR | For | For | ||||||||
4 | LAWRENCE H. GUFFEY | For | For | ||||||||
5 | TIMOTHEUS HOTTGES | For | For | ||||||||
6 | BRUNO JACOBFEUERBORN | For | For | ||||||||
7 | RAPHAEL KUBLER | For | For | ||||||||
8 | THORSTEN LANGHEIM | For | For | ||||||||
9 | JOHN J. LEGERE | For | For | ||||||||
10 | TERESA A. TAYLOR | For | For | ||||||||
11 | KELVIN R. WESTBROOK | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE THE T-MOBILE US, INC. 2014 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
4. | STOCKHOLDER PROPOSAL RELATED TO HUMAN RIGHTS RISK ASSESSMENT. | Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL RELATED TO PROXY ACCESS. | Shareholder | Against | For | |||||||
LIFE TIME FITNESS, INC. | |||||||||||
Security | 53217R207 | Meeting Type | Special | ||||||||
Ticker Symbol | LTM | Meeting Date | 04-Jun-2015 | ||||||||
ISIN | US53217R2076 | Agenda | 934216537 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED MARCH 15, 2015, BY AND AMONG LTF HOLDINGS, INC., WHICH WE REFER TO AS PARENT, LTF MERGER SUB, INC., AN INDIRECT, WHOLLY OWNED SUBSIDIARY OF PARENT, AND LIFE TIME FITNESS, INC., AS IT MAY BE AMENDED FROM TIME TO TIME, WHICH WE REFER TO AS THE MERGER AGREEMENT. | Management | For | For | |||||||
2. | TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO APPROVE AND ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY LIFE TIME FITNESS, INC. TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For | |||||||
GENERAL MOTORS COMPANY | |||||||||||
Security | 37045V100 | Meeting Type | Annual | ||||||||
Ticker Symbol | GM | Meeting Date | 09-Jun-2015 | ||||||||
ISIN | US37045V1008 | Agenda | 934202766 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JOSEPH J. ASHTON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MARY T. BARRA | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: STEPHEN J. GIRSKY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: LINDA R. GOODEN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JOSEPH JIMENEZ, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL G. MULLEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: THEODORE M. SOLSO | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: CAROL M. STEPHENSON | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||
4. | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||
5. | CUMULATIVE VOTING | Shareholder | For | Against | |||||||
FREEPORT-MCMORAN INC. | |||||||||||
Security | 35671D857 | Meeting Type | Annual | ||||||||
Ticker Symbol | FCX | Meeting Date | 10-Jun-2015 | ||||||||
ISIN | US35671D8570 | Agenda | 934198498 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | RICHARD C. ADKERSON | For | For | ||||||||
2 | ROBERT J. ALLISON, JR. | For | For | ||||||||
3 | ALAN R. BUCKWALTER, III | For | For | ||||||||
4 | ROBERT A. DAY | For | For | ||||||||
5 | JAMES C. FLORES | For | For | ||||||||
6 | GERALD J. FORD | For | For | ||||||||
7 | THOMAS A. FRY, III | For | For | ||||||||
8 | H. DEVON GRAHAM, JR. | For | For | ||||||||
9 | LYDIA H. KENNARD | For | For | ||||||||
10 | CHARLES C. KRULAK | For | For | ||||||||
11 | BOBBY LEE LACKEY | For | For | ||||||||
12 | JON C. MADONNA | For | For | ||||||||
13 | DUSTAN E. MCCOY | For | For | ||||||||
14 | JAMES R. MOFFETT | For | For | ||||||||
15 | STEPHEN H. SIEGELE | For | For | ||||||||
16 | FRANCES FRAGOS TOWNSEND | For | For | ||||||||
2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | |||||||
4 | REAPPROVAL OF THE MATERIAL TERMS OF THE SECTION 162(M) PERFORMANCE GOALS UNDER OUR AMENDED AND RESTATED 2006 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5 | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | Against | For | |||||||
RESTAURANT BRANDS INTERNATIONAL INC. | |||||||||||
Security | 76131D103 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | QSR | Meeting Date | 17-Jun-2015 | ||||||||
ISIN | CA76131D1033 | Agenda | 934214862 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
01 | ELECTION OF DIRECTORS ALEXANDRE BEHRING | Management | For | For | |||||||
02 | MARC CAIRA | Management | For | For | |||||||
03 | MARTIN E. FRANKLIN | Management | For | For | |||||||
04 | PAUL J. FRIBOURG | Management | For | For | |||||||
05 | JOHN A. LEDERER | Management | For | For | |||||||
06 | THOMAS V. MILROY | Management | For | For | |||||||
07 | ALAN C. PARKER | Management | For | For | |||||||
08 | DANIEL S. SCHWARTZ | Management | For | For | |||||||
09 | CARLOS ALBERTO SICUPIRA | Management | For | For | |||||||
10 | R. MOSES THOMPSON MOTTA | Management | For | For | |||||||
11 | ALEXANDRE VAN DAMME | Management | For | For | |||||||
2 | APPROVE ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
3 | APPROVE ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (EVERY THREE, TWO OR ONE YEAR). | Management | 1 Year | For | |||||||
4 | APPOINT KPMG LLP ("KPMG") AS OUR AUDITORS TO SERVE UNTIL THE CLOSE OF THE 2016 ANNUAL MEETING OF SHAREHOLDERS AND AUTHORIZE OUR DIRECTORS TO FIX THE AUDITORS' REMUNERATION. | Management | For | For | |||||||
5 | APPROVE AND RATIFY THE 2014 OMNIBUS INCENTIVE PLAN AND THE CONTINGENT AWARD GRANTS (AS DEFINED IN THE PROPOSAL IN THE PROXY STATEMENT). | Management | For | For | |||||||
6 | APPROVE A REDUCTION OF THE STATED CAPITAL OF OUR COMMON SHARES TO US$ 1 BILLION. | Management | For | For | |||||||
CK HUTCHISON HOLDINGS LTD, GRAND CAYMAN | |||||||||||
Security | G21765105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 23-Jun-2015 | |||||||||
ISIN | KYG217651051 | Agenda | 706191260 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0521/LTN20150521736.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0521/LTN20150521684.PDF | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 24 JUNE 2015 AT 8:00. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS, REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE PERIOD FROM 11 DECEMBER 2014 (DATE OF INCORPORATION) TO 31 DECEMBER 2014 | Management | For | For | |||||||
2.A | TO RE-ELECT MR LI KA-SHING AS A DIRECTOR | Management | For | For | |||||||
2.B | TO RE-ELECT MR FOK KIN NING, CANNING AS A DIRECTOR | Management | For | For | |||||||
2.C | TO RE-ELECT MRS CHOW WOO MO FONG, SUSAN AS A DIRECTOR | Management | For | For | |||||||
2.D | TO RE-ELECT MR FRANK JOHN SIXT AS A DIRECTOR | Management | For | For | |||||||
2.E | TO RE-ELECT MR IP TAK CHUEN, EDMOND AS A DIRECTOR | Management | For | For | |||||||
2.F | TO RE-ELECT MR KAM HING LAM AS A DIRECTOR | Management | For | For | |||||||
2.G | TO RE-ELECT MR LAI KAI MING, DOMINIC AS A DIRECTOR | Management | For | For | |||||||
2.H | TO RE-ELECT MR CHOW KUN CHEE, ROLAND AS A DIRECTOR | Management | For | For | |||||||
2.I | TO RE-ELECT MR LEE YEH KWONG, CHARLES AS A DIRECTOR | Management | For | For | |||||||
2.J | TO RE-ELECT MR LEUNG SIU HON AS A DIRECTOR | Management | For | For | |||||||
2.K | TO RE-ELECT MR GEORGE COLIN MAGNUS AS A DIRECTOR | Management | For | For | |||||||
2.L | TO RE-ELECT MR CHENG HOI CHUEN, VINCENT AS A DIRECTOR | Management | For | For | |||||||
2.M | TO RE-ELECT THE HON SIR MICHAEL DAVID KADOORIE AS A DIRECTOR | Management | For | For | |||||||
2.N | TO RE-ELECT MR KWOK TUN-LI, STANLEY AS A DIRECTOR | Management | For | For | |||||||
2.O | TO RE-ELECT MS LEE WAI MUN, ROSE AS A DIRECTOR | Management | For | For | |||||||
2.P | TO RE-ELECT MR WILLIAM SHURNIAK AS A DIRECTOR | Management | For | For | |||||||
2.Q | TO RE-ELECT MR WONG CHUNG HIN AS A DIRECTOR | Management | For | For | |||||||
2.R | TO RE-ELECT DR WONG YICK-MING, ROSANNA AS A DIRECTOR | Management | For | For | |||||||
3 | TO APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | |||||||
4 | TO APPROVE THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
5.1 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES | Management | For | For | |||||||
5.2 | TO APPROVE THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES | Management | For | For | |||||||
5.3 | TO EXTEND THE GENERAL MANDATE IN ORDINARY RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL SHARES | Management | For | For | |||||||
INFORMATICA CORPORATION | |||||||||||
Security | 45666Q102 | Meeting Type | Special | ||||||||
Ticker Symbol | INFA | Meeting Date | 23-Jun-2015 | ||||||||
ISIN | US45666Q1022 | Agenda | 934233610 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | ADOPTION OF THE MERGER AGREEMENT. | Management | For | For | |||||||
2. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For | |||||||
3. | TO APPROVE THE NON-BINDING, ADVISORY PROPOSAL TO APPROVE COMPENSATION THAT WILL OR MAY BECOME PAYABLE TO INFORMATICA'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For | |||||||
YAHOO! INC. | |||||||||||
Security | 984332106 | Meeting Type | Annual | ||||||||
Ticker Symbol | YHOO | Meeting Date | 24-Jun-2015 | ||||||||
ISIN | US9843321061 | Agenda | 934220625 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAVID FILO | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: SUSAN M. JAMES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MAX R. LEVCHIN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MARISSA A. MAYER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS J. MCINERNEY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHARLES R. SCHWAB | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | |||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING A RIGHT TO ACT BY WRITTEN CONSENT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | For | Against | |||||||
MEADWESTVACO CORPORATION | |||||||||||
Security | 583334107 | Meeting Type | Special | ||||||||
Ticker Symbol | MWV | Meeting Date | 24-Jun-2015 | ||||||||
ISIN | US5833341077 | Agenda | 934239662 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | A PROPOSAL TO APPROVE THE ADOPTION OF THE SECOND AMENDED AND RESTATED BUSINESS COMBINATION AGREEMENT, DATED AS OF APRIL 17, 2015 AND AMENDED AS OF MAY 5, 2015 (AS IT MAY BE FURTHER AMENDED FROM TIME TO TIME), BETWEEN MEADWESTVACO CORPORATION ("MWV"), ROCK-TENN COMPANY, WESTROCK COMPANY (F/K/A ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||
2. | A PROPOSAL TO ADJOURN THE MWV SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MWV MERGER PROPOSAL. | Management | For | For | |||||||
3. | A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BECOME PAYABLE TO MWV'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE CONSUMMATION OF THE TRANSACTION. | Management | For | For |
Registrant: Dunham Alternative Income Fund Item 1 | |||||||||
Investment Company Act file number: 811-22153 | |||||||||
Reporting Period: July 1, 2014 through June 30, 2015 | |||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withold regarding election of directors) | (i) Was Vote For or Against Management | |
1 | MICROCHIP TECH INC | MCHP | 595017-104 | annual 8/25/2014 | Director: Steve Sanghi, Matthew W. Chapman, L.B. Day, Esther L. Johnson, Wade F. Meyercord | MGMT | YES | FOR | FOR |
2 | MICROCHIP TECH INC | MCHP | 595017-104 | annual 8/25/2014 | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of Microchip for the fiscal year ending March 31, 2015. | MGMT | YES | FOR | FOR |
3 | MICROCHIP TECH INC | MCHP | 595017-104 | annual 8/25/2014 | To amend Microchip's 2001 employee stock purchase plan to provide for a plan term ending on August 31, 2015. | MGMT | YES | FOR | FOR |
4 | MICROCHIP TECH INC | MCHP | 595017-104 | annual 8/25/2014 | To amend Microchip's 19941 international employee stock purchase plan to extend the plan term by ten years ending on November 30, 2004. | MGMT | YES | FOR | FOR |
5 | MICROCHIP TECH INC | MCHP | 595017-104 | annual 8/25/2014 | Proposal to approve, on an advisory (non-binding) basis, the compensation of our named executives. | MGMT | YES | FOR | FOR |
1 | TRANSOCEAN, LTD. | RIG | H8817H-100 | annual 9/22/2014 | Reduction of the maximum number of the members of the board of directors to 11 from 14 as described in the company's proxy statement and the notice of the meeting. | MGMT | YES | FOR | FOR |
2 | TRANSOCEAN, LTD. | RIG | H8817H-100 | annual 9/22/2014 | Election of one new director, Merrill A. "Pete" Miller, Jr., for a term extending until the completion of the 2015 annual general meeting. | MGMT | YES | FOR | FOR |
1 | SEADRILL LIMITED | SDRL | G7945E-105 | annual 9/19/2014 | To re-elect John Fredriksen as a director of the company. | MGMT | YES | FOR | FOR |
2 | SEADRILL LIMITED | SDRL | G7945E-105 | annual 9/19/2014 | To re-elect Tor Olav Troim as a director of the company. | MGMT | YES | FOR | FOR |
3 | SEADRILL LIMITED | SDRL | G7945E-105 | annual 9/19/2014 | To re-elect Kate Blankenship as a director of the company. | MGMT | YES | FOR | FOR |
4 | SEADRILL LIMITED | SDRL | G7945E-105 | annual 9/19/2014 | To re-elect Kathrine Fredriksen as a director of the company. | MGMT | YES | FOR | FOR |
5 | SEADRILL LIMITED | SDRL | G7945E-105 | annual 9/19/2014 | To re-elect Carl Erik Steen as a director of the company. | MGMT | YES | FOR | FOR |
6 | SEADRILL LIMITED | SDRL | G7945E-105 | annual 9/19/2014 | To re-elect Bert Bekker as a director of the company. | MGMT | YES | FOR | FOR |
7 | SEADRILL LIMITED | SDRL | G7945E-105 | annual 9/19/2014 | To re-elect Paul Leand, Jr. as a director of the company. | MGMT | YES | FOR | FOR |
8 | SEADRILL LIMITED | SDRL | G7945E-105 | annual 9/19/2014 | To re-appoint Pricewaterhousecoopers LLP, as auditor and to authorize the directors to determine their remuneration. | MGMT | YES | FOR | FOR |
9 | SEADRILL LIMITED | SDRL | G7945E-105 | annual 9/19/2014 | To approve the remuneration of the company's board of directors of a total amount of fees not to exceed US $1,500,000 for the year ended December 31, 2014. | MGMT | YES | FOR | FOR |
1 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to receive the annual report and accounts. | MGMT | YES | FOR | FOR |
2 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to declare a final dividend | MGMT | YES | FOR | FOR |
3 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to re-elect sir peter gershon | MGMT | YES | FOR | FOR |
4 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to re-elect steve holliday | MGMT | YES | FOR | FOR |
5 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to re-elect andrew bonfield | MGMT | YES | FOR | FOR |
6 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to re-elect tom king | MGMT | YES | FOR | FOR |
7 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to re-elect john pettigrew | MGMT | YES | FOR | FOR |
8 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to re-elect philip aiken | MGMT | YES | FOR | FOR |
9 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to re-elect nora mead brownell | MGMT | YES | FOR | FOR |
10 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to re-elect jonathan dawson | MGMT | YES | FOR | FOR |
11 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to re-elect therese esperdy | MGMT | YES | FOR | FOR |
12 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to re-elect paul golby | MGMT | YES | FOR | FOR |
13 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to re-elect ruth kelly | MGMT | YES | FOR | FOR |
14 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to re-elect mark williamson | MGMT | YES | FOR | FOR |
15 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to reappoint the auditors pricewaterhousecoopers llp | MGMT | YES | FOR | FOR |
16 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to authorise the directors to set the auditors remuneration | MGMT | YES | FOR | FOR |
17 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to approve the directors' remuneration policy | MGMT | YES | FOR | FOR |
18 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to approve the directors' remuneration report other than the remuneration policy | MGMT | YES | FOR | FOR |
19 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to approve changes to the national grid plc long term performance plan | MGMT | YES | FOR | FOR |
20 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to authorise the directors to allot ordinary shares | MGMT | YES | FOR | FOR |
21 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to authorise the directors to operate ta scrip divident scheme | MGMT | YES | FOR | FOR |
22 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to authorise capitalising reserves for the scrip devident scheme | MGMT | YES | FOR | FOR |
S23 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to deisapply pre-emption rights | MGMT | YES | FOR | FOR |
S24 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to authorise the company to purchase its own ordinary shares. | MGMT | YES | FOR | FOR |
S25 | NATIONAL GRID PLC | NGG | 636274-300 | annual 7/28/2014 | to authorise the directors to hold general meetings on 14 clear days' notice | MGMT | YES | FOR | FOR |
1 | CLIFFS NATURAL RES | CLF | 6059 1273 1304 | annual 7/29/2014 | election of: Gary B. Halverson, Barry J. Eldridge, Mark E. Gaumond, Susan M. Green, Janice K. Henry, Stephen M. Johnson, James F. Kirsch, Richard K. Riederer, Timothy W. Sullivan | MGMT | YES | FOR | FOR |
2 | CLIFFS NATURAL RES | CLF | 6059 1273 1304 | annual 7/29/2014 | approval of the 2014 nonemployee directors' compensation plan. | MGMT | YES | FOR | FOR |
3 | CLIFFS NATURAL RES | CLF | 6059 1273 1304 | annual 7/29/2014 | approval, on an advisory basis, of our named executive officers' compensation. | MGMT | YES | FOR | FOR |
4 | CLIFFS NATURAL RES | CLF | 6059 1273 1304 | annual 7/29/2014 | approval of the cliffs natural resources inc. amended and restated 2012 incentive equity plan. | MGMT | YES | FOR | FOR |
5 | CLIFFS NATURAL RES | CLF | 6059 1273 1304 | annual 7/29/2014 | ratification of the appointment of deloitte & touche, llp as our independent registered public accounting firm to serve for the 2014 fiscal year. | MGMT | YES | FOR | FOR |
1A | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | election of director: Carol A. Bartz | MGMT | YES | FOR | FOR |
1B | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | election of director: M. Michele Burns | MGMT | YES | FOR | FOR |
1C | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | election of director: Michael D. Capellas | MGMT | YES | FOR | FOR |
1D | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | election of director: John T. Chambers | MGMT | YES | FOR | FOR |
1E | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | election of director: Brian L. Halla | MGMT | YES | FOR | FOR |
1F | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | election of director: Dr. John L. Hennessy | MGMT | YES | FOR | FOR |
1G | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | election of director: Dr. Kristina M. Johnson | MGMT | YES | FOR | FOR |
1H | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | election of director: Roderick C. McGeary | MGMT | YES | FOR | FOR |
1I | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | election of director: Arun Sarin | MGMT | YES | FOR | FOR |
1J | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | election of director: Steven M. West | MGMT | YES | FOR | FOR |
2 | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | approval of amendment and restatement of the employee stock purchase plan. | MGMT | YES | FOR | FOR |
3 | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | approval, on an advisory basis, of executive compensation. | MGMT | YES | FOR | FOR |
4 | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | ratification of Pricewaterhousecoopers LLP as Cisco's independent registered public accounting firm for fiscal 2015. | MGMT | YES | FOR | FOR |
5 | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | approval to recommend that Cisco establish a public policy committee of the board. | MGMT | YES | ABSTAIN | AGAINST |
6 | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | approval to request the board to amend Cisco's governing documents to allow proxy access for specified categories of shareholders. | MGMT | YES | ABSTAIN | AGAINST |
7 | CISCO SYSTEMS, INC. | CSCO | 17275R-102 | annual 11/20/2014 | approval to request Cisco to provide a semiannual report on political-related contributions and expenditures. | MGMT | YES | ABSTAIN | AGAINST |
1 | ENERGY TRANSFER PARTNERS | ETP | 29273R-109 | annual 11/20/2014 | approval of the second amended and restated Energy Transfer Partners, L.P. 2008 long-term incentive plan (as it has been amended from time to time, the "LTIP"), which, among other things, provides for an increase in the maximum number of common units reserved and available for delivery with respect to awards under the LTIP to 10,000,000 common units (the "LTIP proposal"). | MGMT | YES | FOR | FOR |
2 | ENERGY TRANSFER PARTNERS | ETP | 29273R-109 | annual 11/20/2014 | approval of the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve the LTIP proposal. | MGMT | YES | FOR | FOR |
1 | KINDER MORGAN, INC. | KMI | 49456B-101 | annual 11/20/2014 | to approve an amendment of the certificate of incorporation of KMI to increase the number of authorized shares of class p common stock, par value $.01 per share, of KMI from 2,000,000,000 to 4,000,000,000. | MGMT | YES | FOR | FOR |
2 | KINDER MORGAN, INC. | KMI | 49456B-101 | annual 11/20/2014 | to approve the issuance of shares of KMI common stock in the proposed KMP, KMR and EPB mergers. | MGMT | YES | FOR | FOR |
3 | KINDER MORGAN, INC. | KMI | 49456B-101 | annual 11/20/2014 | to approvethe adjournment of the special meeting, if necessary to solicit additional proxies if there are not sufficient votes to adopt the foregoing proposals at the time of the special meeting. | MGMT | YES | FOR | FOR |
1 | WILLIAMS PARTNERS LP | WPZ | 96950F-104 | 1/28/2015 | to approve and adopt the agreement and plan of merger, dated as of October 24, 2014 (the "merger agreement"), by and among Access Midstream Partners, L.P., Accness Midstream Partners GP, L.L.C., VHMS, LLC ("merger sub"), Williams Partners, and Williams Partners GP LLC (The "WPZ General Partner") | MGMT | YES | FOR | FOR |
1 | REYNOLDS AMERICAN | RAI | 761713-106 | 1/2/2015 | approval of the issuance of RAI common stock to Lorillard, Inc. Shareholders as consideration in the merger contemplated by the agreement and plan of merger, dated as of July 15, 2015. Amoung Lorillard, Inc., RAI and Lantern Acquistition Co., a subsidiary of RAI (redacted, see proxy statement for full proposal) | MGMT | YES | FOR | FOR |
2 | REYNOLDS AMERICAN | RAI | 761713-106 | 1/2/2015 | approval of the issuance of RAI common stock to British American Tobacco P.L.C. ("BAT"), directly or indirectly through one or more of its subsidiaries, pursuant to the subscription and support agreement, dated as of July 15, 2014, amoung BAT, RAI and Brown & Williamson Holdings, Inc., a subsidiary of BAT 9redacted, see proxy statement for full proposal) | MGMT | YES | FOR | FOR |
1 | LORILLARD, INC. | LO | 544147-101 | 1/28/2015 | proposal to adopt the agreement and plan of merger, dated as of July 15, 2014. As it may be amended from time to time, amoung Lorillard, Inc., Reynolds American Inc. and Lantern Acquisition Co., pursuant to which Lantern Acquisition Co. Will be merged with and into Lorillard, Inc., and Lorillard, Inc. will continue... (due to space limits, see proxy statement for full proposal) | MGMT | YES | FOR | FOR |
2 | LORILLARD, INC. | LO | 544147-101 | 1/28/2015 | proposal to approve, on a nonbinding, advisory basis, the compensation payments that will or may be paid by Lorillard, Inc. To its named executive officers in connection with the merger. | MGMT | YES | FOR | FOR |
3 | LORILLARD, INC. | LO | 544147-101 | 1/28/2015 | proposal to approve the adjournment of the special meeting or Lorillard shareholders, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement. | MGMT | YES | FOR | FOR |
1A | ATMOS ENERGY CORP | ATO | 049560-105 | 2/4/2015 | election of director: Robert W. Best | MGMT | YES | FOR | FOR |
1B | ATMOS ENERGY CORP | ATO | 049560-105 | 2/4/2015 | election of director: Kim R. Cocklin | MGMT | YES | FOR | FOR |
1C | ATMOS ENERGY CORP | ATO | 049560-105 | 2/4/2015 | election of director: Richard W. Douglas | MGMT | YES | FOR | FOR |
1D | ATMOS ENERGY CORP | ATO | 049560-105 | 2/4/2015 | election of director: Ruben E. Esquivel | MGMT | YES | FOR | FOR |
1E | ATMOS ENERGY CORP | ATO | 049560-105 | 2/4/2015 | election of director: Richard K. Gordon | MGMT | YES | FOR | FOR |
1F | ATMOS ENERGY CORP | ATO | 049560-105 | 2/4/2015 | election of director: Robert C. Grable | MGMT | YES | FOR | FOR |
1G | ATMOS ENERGY CORP | ATO | 049560-105 | 2/4/2015 | election of director: Thomas C. Meredith | MGMT | YES | FOR | FOR |
1H | ATMOS ENERGY CORP | ATO | 049560-105 | 2/4/2015 | election of director: Nancy K. Quinn | MGMT | YES | FOR | FOR |
1I | ATMOS ENERGY CORP | ATO | 049560-105 | 2/4/2015 | election of director: Richard A. Sampson | MGMT | YES | FOR | FOR |
1J | ATMOS ENERGY CORP | ATO | 049560-105 | 2/4/2015 | election of director: Stephen R. Springer | MGMT | YES | FOR | FOR |
1K | ATMOS ENERGY CORP | ATO | 049560-105 | 2/4/2015 | election of director: Richard Ware II | MGMT | YES | FOR | FOR |
2 | ATMOS ENERGY CORP | ATO | 049560-105 | 2/4/2015 | proposal to ratify the appointment of Ernst & Young LLP as the company's independent registered public accounting firm. | MGMT | YES | FOR | FOR |
3 | ATMOS ENERGY CORP | ATO | 049560-105 | 2/4/2015 | proposal for an advisory vote by shareholders to approve the compensation of the company's named executive officers for fiscal 2014 ("say-on-pay"). | MGMT | YES | FOR | FOR |
1 | ATLAS PIPELINE PART | APL | 049392-103 | 2/20/2015 | proposal to approve and adopt the agreement and plan of merger (the "APL merger agreement"), dated as of October 13, 2014. By and amoung Targa Resources Corp., Targa Resources Partners LP, Targa Resources GP LLC, Trident MLP merger sub LLC, Atlas Energy, L.P., Atlas Pipeline Partners, L.P. and Atlas Pipeline Partners GP, LLC, and to approve the merger contemplated by the APL merger agreement. | MGMT | YES | FOR | FOR |
2 | ATLAS PIPELINE PART | APL | 049392-103 | 2/20/2015 | proposal to approve, on an advisory (non-binding) basis, the compensation payments that will or may be paid by Atlas Pipeline Partners, L.P. to its named executive officers in connection with the merger. | MGMT | YES | FOR | FOR |
MGMT | YES | FOR | FOR | ||||||
1 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to receive the directors' annual report and accounts | MGMT | YES | FOR | FOR |
2 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to receive and approve the directors remuneration report. | MGMT | YES | FOR | FOR |
3 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to re-elect Mr. R W Dudley as a director | MGMT | YES | FOR | FOR |
4 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to re-elect Dr. B Gilvary as a director | MGMT | YES | FOR | FOR |
5 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to re-elect Mr. P M Anderson as a director | MGMT | YES | FOR | FOR |
6 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to re-elect Mr. A. Boeckmann as a director | MGMT | YES | FOR | FOR |
7 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to re-elect Admiral F L Bowman as a director | MGMT | YES | FOR | FOR |
8 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to re-elect Mr. A Burgmans as a director | MGMT | YES | FOR | FOR |
9 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to re-elect Mrs. C B Carroll as a director | MGMT | YES | FOR | FOR |
10 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to re-elect Mr. I E L Davis as a director | MGMT | YES | FOR | FOR |
11 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to re-elect Professor Dame Ann Dowling as a director | MGMT | YES | FOR | FOR |
12 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to re-elect Mr. B R Nelson as a director | MGMT | YES | FOR | FOR |
13 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to re-elect Mr. F P Nhleko as a director | MGMT | YES | FOR | FOR |
14 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to re-elect Mr. A B Shilston as a director | MGMT | YES | FOR | FOR |
15 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to re-elect Mr. C-H Svanberg as a director | MGMT | YES | FOR | FOR |
16 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to re-appoint Ernst & Young LLP as auditors and to authorize the directors to fix their remuneration. | MGMT | YES | FOR | FOR |
17 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to authorize the revewal of the scrip dividend programme. | MGMT | YES | FOR | FOR |
18 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to approve the BP share award plan 2015 for employees below the board. | MGMT | YES | FOR | FOR |
19 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to give limited authority to make politcal donations and incur political expenditure. | MGMT | YES | FOR | FOR |
20 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | to give limited authority to allot shares up to a specified amount. | MGMT | YES | FOR | FOR |
21 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. | MGMT | YES | FOR | FOR |
22 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | special resolution: to give limited authority for the purchase of its own shares by the company. | MGMT | YES | FOR | FOR |
23 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | special resolution: to adopt new articles of association. | MGMT | YES | FOR | FOR |
24 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | special resolution: to authorize the dcalling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | MGMT | YES | FOR | FOR |
25 | BP P.L.C. | BP | 055622-104 | 4/16/2015 | special resolution: to direct the company to provide further information on the low carbon transition. | MGMT | YES | FOR | FOR |
MGMT | YES | FOR | FOR | ||||||
A1 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: W. Geoffrey Beattie | MGMT | YES | FOR | FOR |
A2 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: John J. Brennan | MGMT | YES | FOR | FOR |
A3 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: James I. Cash, Jr. | MGMT | YES | FOR | FOR |
A4 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: Francisco D'Souza | MGMT | YES | FOR | FOR |
A5 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: Marijn E. Dekkers | MGMT | YES | FOR | FOR |
A6 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: Susan J. Hockfield | MGMT | YES | FOR | FOR |
A7 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: Jeffrey R. Immelt | MGMT | YES | FOR | FOR |
A8 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: Andrea Jung | MGMT | YES | FOR | FOR |
A9 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: Robert W. Lane | MGMT | YES | FOR | FOR |
A10 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: Rochelle B. Lazarus | MGMT | YES | FOR | FOR |
A11 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: James J. Mulva | MGMT | YES | FOR | FOR |
A12 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: James E. Rohr | MGMT | YES | FOR | FOR |
A13 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: Mary L. Schapiro | MGMT | YES | FOR | FOR |
A14 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: Robert J. Swieringa | MGMT | YES | FOR | FOR |
A15 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: James S. Tisch | MGMT | YES | FOR | FOR |
A16 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | election of director: Douglas A. Warner III | MGMT | YES | FOR | FOR |
B1 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | advisory approval of our named executives' compensation | MGMT | YES | FOR | FOR |
B2 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | ratification of KPMG as independent auditor for 2015 | MGMT | YES | FOR | FOR |
C1 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | cumulative voting | MGMT | YES | ABSTAIN | AGAINST |
C2 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | written consent | MGMT | YES | ABSTAIN | AGAINST |
C3 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | one director from ranks of retirees | MGMT | YES | ABSTAIN | AGAINST |
C4 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | holy land principles | MGMT | YES | ABSTAIN | AGAINST |
C5 | GENERAL ELECTRIC | GE | 369604-103 | 4/22/2015 | limit equity vesting upon change in control | MGMT | YES | ABSTAIN | AGAINST |
1A | AT & T | T | 00206r-102 | 4/22/2015 | election of director: Randall L. Stephenson | MGMT | YES | FOR | FOR |
1B | AT & T | T | 00206r-102 | 4/22/2015 | election of director: Scott T. Ford | MGMT | YES | FOR | FOR |
1C | AT & T | T | 00206r-102 | 4/22/2015 | election of director: Glenn H. Hutchins | MGMT | YES | FOR | FOR |
1D | AT & T | T | 00206r-102 | 4/22/2015 | election of director: William E. Kennard | MGMT | YES | FOR | FOR |
1E | AT & T | T | 00206r-102 | 4/22/2015 | election of director: Jon C. Madonna | MGMT | YES | FOR | FOR |
1F | AT & T | T | 00206r-102 | 4/22/2015 | election of director: Michael B. McCallister | MGMT | YES | FOR | FOR |
1G | AT & T | T | 00206r-102 | 4/22/2015 | election of director: John B. McCoy | MGMT | YES | FOR | FOR |
1H | AT & T | T | 00206r-102 | 4/22/2015 | election of director: Beth E. Mooney | MGMT | YES | FOR | FOR |
1I | AT & T | T | 00206r-102 | 4/22/2015 | election of director: Joyce M. Roche | MGMT | YES | FOR | FOR |
1J | AT & T | T | 00206r-102 | 4/22/2015 | election of director: Matthew K. Rose | MGMT | YES | FOR | FOR |
1K | AT & T | T | 00206r-102 | 4/22/2015 | election of director: Cynthia B. Taylor | MGMT | YES | FOR | FOR |
1L | AT & T | T | 00206r-102 | 4/22/2015 | election of director: Laura D'Andrea | MGMT | YES | FOR | FOR |
2 | AT & T | T | 00206r-102 | 4/22/2015 | ratification of appointment of independent auditors | MGMT | YES | FOR | FOR |
3 | AT & T | T | 00206r-102 | 4/22/2015 | advisory approval of executive compensation | MGMT | YES | FOR | FOR |
4 | AT & T | T | 00206r-102 | 4/22/2015 | political spending report | MGMT | YES | AGAINST | AGAINST |
5 | AT & T | T | 00206r-102 | 4/22/2015 | lobbying report | MGMT | YES | AGAINST | AGAINST |
6 | AT & T | T | 00206r-102 | 4/22/2015 | special meetings | MGMT | YES | AGAINST | AGAINST |
1 | MAGELLAN MIDSTREAM PART | MMP | 559080-106 | 4/23/2015 | director: 1) Robert G. Croyle 2) Stacy P. Methvin 3) Barry R. Pearl | MGMT | YES | FOR | FOR |
2 | MAGELLAN MIDSTREAM PART | MMP | 559080-106 | 4/23/2015 | advisory resolution to approve executive compensation | MGMT | YES | FOR | FOR |
3 | MAGELLAN MIDSTREAM PART | MMP | 559080-106 | 4/23/2015 | ratification of appointment of independent auditor | MGMT | YES | FOR | FOR |
1 | WILLIAMS PARTNERS L.P. | WPZ | 96950F-104 | 1/28/2015 | to approve and adopt the agreement and plan of merger, dated as of october 24, 2014 (the "merger agreement"), by and among Access Midstream Partners, L.P., Access Midstream Partners, GP, L.L.C., VHMS, LLC ("Merger sub"), Williams Partners, and Williams Partners GP LLC (The "WPZ General Partner:" | MGMT | YES | FOR | NONE |
1 | BUCKEYE PARTNERS, L.P. | BPL | 118230-101 | 6/2/2015 | director: 1) Pieter Bakker 2) Barbara M. Baumann 3) Mark C. McKinley 4) Donald W. Niemiec | MGMT | YES | FOR | FOR |
2 | BUCKEYE PARTNERS, L.P. | BPL | 118230-101 | 6/2/2015 | the ratification of the selection of Deloitte & touche LLP as Buckeye Partners, L.P.'s Independent registered public accountants for 2015 | MGMT | YES | FOR | FOR |
1 | CLEAN ENERGY FUELS CORP | CLNE | 184499-101 | 5/28/2015 | DIRECTOR: 1) ANDREW J. LITTLEFAIR 2) WARREN I. MITCHELL 3) JOHN S. HERRINGTON 4) JAMES C. MILLER III 5) JAMES E. O'CONNOR 6) BOONE PICKENS 7) STEPHEN A. SCULLY 8) KENNETH M. SOCHA 9) VINCENT C. TAORMINA | MGMT | YES | FOR | FOR |
2 | CLEAN ENERGY FUELS CORP | CLNE | 184499-101 | 5/28/2015 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | YES | FOR | FOR |
3 | CLEAN ENERGY FUELS CORP | CLNE | 184499-101 | 5/28/2015 | ADVISORY, NON-BINDING RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | MGMT | YES | FOR | FOR |
2 | DEUTSCHE BANK AG | DB | D18190-898 | 5/21/2015 | APPROPRIATION OF DISTRIBUTABLE PROFIT | MGMT | YES | FOR | FOR |
3 | DEUTSCHE BANK AG | DB | D18190-898 | 5/21/2015 | RATIFICATION OF THE ACTS MANAGEMENT OF THE MEMEBERS OF THE MANAGEMENT BOARD FOR THE 2014 FINANCIAL YEAR. | MGMT | YES | FOR | FOR |
4 | DEUTSCHE BANK AG | DB | D18190-898 | 5/21/2015 | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2014 FINANCIAL YEAR. | MGMT | YES | FOR | FOR |
5 | DEUTSCHE BANK AG | DB | D18190-898 | 5/21/2015 | ELECTION OF THE AUDITOR FOR THE 2015 FINANCIAL YEAR, INTERIM ACCOUNTS. | MGMT | YES | FOR | FOR |
6 | DEUTSCHE BANK AG | DB | D18190-898 | 5/21/2015 | AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT TO SECTION 71 (1) NO. 8 STOCK CORPORTION ACT AS WELL AS FOR THEIR USE WITH THE POSSIBLE EXCLUSTION OF PRE-EMTIVE RIGHTS. | MGMT | YES | FOR | FOR |
7 | DEUTSCHE BANK AG | DB | D18190-898 | 5/21/2015 | AUTHORIZATION TO USE DERIVATIVES WITHIN THE FRAMEWORK OF THE PURCHASE OF OWN SHARES PURSUANT TO SECTION 71 (1) NO. 8 STOCK CORPORATION ACT. | MGMT | YES | FOR | FOR |
8 | DEUTSCHE BANK AG | DB | D18190-898 | 5/21/2015 | ELECTION OF THE SUPERVISORY BOARD. | MGMT | YES | FOR | FOR |
9 | DEUTSCHE BANK AG | DB | D18190-898 | 5/21/2015 | CANCELLATION OF EXISTING AUTHORIZED CAPITAL, CREATION OF NEW AUTHORIZED CAPITAL FOR CAPITAL INCREASES IN CASH (WITH THE POSSIBILITY OF EXCLUDING SHAREHOLDERS' PRE-EMPTIVE RIGHTS, ALSO IN ACCORDANCE WITH SECTION 186 (3) SENTENCE 4 STOCK CORPORATION ACT) AND AMENDMENT TO THE ARTICLES OF ASSOCIATION. | MGMT | YES | FOR | FOR |
10 | DEUTSCHE BANK AG | DB | D18190-898 | 5/21/2015 | CREATION OF NEW AUTHORIZED CAPITAL FOR CAPITAL INCREASES IN CASH (WITH THE POSSIBILITY OF EXCLUCING PRE-EMPTIVE RIGHTS FOR BROKEN AMOUNTS AS WELL AS IN FAVOR OF HOLDERS OF OPTION AND CONVERTIBLE RIGHTS) AND AMENDMENT TO THE ARTICLES OF ASSOCIATION. | MGMT | YES | FOR | FOR |
11 | DEUTSCHE BANK AG | DB | D18190-898 | 5/21/2015 | SPECIAL AUDIT (DSW PROPOSAL) | MGMT | YES | FOR | AGAINST |
2 | DEUTSCHE TELEKOM AG | DTE | 251566-105 | 5/21/2015 | RESOLUTION OF THE APPROPRIATION OF NET INCOME | MGMT | YES | FOR | NONE |
3 | DEUTSCHE TELEKOM AG | DTE | 251566-105 | 5/21/2015 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE 2014 FINANCIAL YEAR. | MGMT | YES | FOR | NONE |
4 | DEUTSCHE TELEKOM AG | DTE | 251566-105 | 5/21/2015 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2014 FINANCIAL YEAR. | MGMT | YES | FOR | NONE |
5 | DEUTSCHE TELEKOM AG | DTE | 251566-105 | 5/21/2015 | RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT AUDITOR AND THE GROUP AUDITOR FOR THE 2015 FINANCIAL YEAR AS WELL AS THE INDEPENDENT AUDITOR TO REVIEW THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT (SECTION 37W, SECTION 37Y NO. 2 GERMAN SECURITIES TRADING ACT (WERTPAPIERHANDELSGESETZ-WPGH) IN THE 2015 FINANCIAL YEAR. | MGMT | YES | FOR | NONE |
6 | DEUTSCHE TELEKOM AG | DTE | 251566-105 | 5/21/2015 | ELECTION OF A SUPERVISORY BOARD MEMBER. | MGMT | YES | FOR | NONE |
7 | DEUTSCHE TELEKOM AG | DTE | 251566-105 | 5/21/2015 | ELECTION OF A SUPERVISORY BOARD MEMBER. | MGMT | YES | FOR | NONE |
1 | MACK-CALI REALTY CORP | CLI | 554489-104 | 5/11/2015 | DIRECTOR: 1) ALAN S. BERNIKOW 2) IRVIN D. REID | MGMT | YES | FOR | NONE |
2 | MACK-CALI REALTY CORP | CLI | 554489-104 | 5/11/2015 | ADVISORY VOTE APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS SUCH COMPENSATION IS DESCRIBED UNDER THE "COMPENSATION DISCUSSION AND ANALYSIS" AND "EXECUTIVE COMPENSATION" SECTIONS OF THE ACCOMPANYING PROXY STATEMENT | MGMT | YES | FOR | NONE |
3 | MACK-CALI REALTY CORP | CLI | 554489-104 | 5/11/2015 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | YES | FOR | NONE |
4 | MACK-CALI REALTY CORP | CLI | 554489-104 | 5/11/2015 | APPROVAL OF A SHAREHOLDER PROPOSAL, IF PRESENTED AT MEETING, REQUESTING THAT COMPANY ADOPT A POLICY THAT, IN THE EVENT OF A CHANGE OF CONTROL OF COMPANY, WOULD PROHIBIT ACCELERATED VESTING OF EQUITY AWARDS GRANTED TO SENIOR EXECUTIVE OFFICERS OF THE COMPANY. EXCEPT FOR PARTIAL, PRO RATA VESTING OF AWARDS IN THE EVENT OF A TERMINATION OF EMPLOYMENT AFTER A CHANGE IN CONTROL. | MGMT | YES | AGAINST | AGAINST |
1 | MACQUARIE INFRASTRUCTURE | MIC | 55608B-105 | 5/15/2015 | APPROVE A PLAN OF CONVERSION, INCLUDING THE CONVERSION AND THE CERTIFICATE OF INCORPORATION AND BYLAWS, DATED AS OF APRIL 10, 2015, PROVIDING FOR THE CONVERSION OF MACQUARIE INFRASTRUCTURE COMPANY LLC FROM A LIMITED LIABILITY COMPANY ORGANIZED UNDER THE LAWS OF THE STATE OF DELAWARE TO A CORPORATION ORGANIZED UNDER THE LAWS OF THE STATE OF DELAWARE. | MGMT | YES | FOR | FOR |
2 | MACQUARIE INFRASTRUCTURE | MIC | 55608B-105 | 5/15/2015 | APPROVE THE AUTHORITY OF 100,000,000 SHARES OF PREFERRED STOCK, INCLUDING THE APPROVAL OF THE BRACKETED PROVISIONS IN THE CERTIFICATE OF INCORPORATION. | MGMT | YES | FOR | FOR |
3 | MACQUARIE INFRASTRUCTURE | MIC | 55608B-105 | 5/15/2015 | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING OF SHAREHOLDERS TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OF SHAREHOLDERS TO APPROVE PROPOSALS 1 OR 2 ABOVE. | MGMT | YES | FOR | FOR |
1 | MARKWEST ENERGY PART | MWE | 570759-100 | 6/3/2015 | DIRECTOR: 1)FRANK M. SEMPLE 2) DONALD D. WOLF 3) MICHAEL L. BEATTY 4) WILLIAM A. BRUCKMANN III 5) DONALD C. HEPPERMANN 6) RANDALL J. LARSON 7) ANNE E. FOX MOUNSEY 8) WILLIAM P. NICOLETTI | MGMT | YES | FOR | FOR |
2 | MARKWEST ENERGY PART | MWE | 570759-100 | 6/3/2015 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE PARTNERSHIP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | YES | FOR | FOR |
1A | R.R. FONNELLEY & SONS CO | DLL | 257867-101 | 5/21/2015 | ELECTION OF DIRECTOR: THOMAS J. QUINLAN III | MGMT | YES | FOR | FOR |
1B | R.R. FONNELLEY & SONS CO | DLL | 257867-101 | 5/21/2015 | ELECTION OF DIRECTOR: SUSAN M. CAMERON | MGMT | YES | FOR | FOR |
1C | R.R. FONNELLEY & SONS CO | DLL | 257867-101 | 5/21/2015 | ELECTION OF DIRECTOR: RICHARD L. CRANDALL | MGMT | YES | FOR | FOR |
1D | R.R. FONNELLEY & SONS CO | DLL | 257867-101 | 5/21/2015 | ELECTION OF DIRECTOR: SUSAN M. GIANINNO | MGMT | YES | FOR | FOR |
1E | R.R. FONNELLEY & SONS CO | DLL | 257867-101 | 5/21/2015 | ELECTION OF DIRECTOR: JUDITH H. HAMILTON | MGMT | YES | FOR | FOR |
1F | R.R. FONNELLEY & SONS CO | DLL | 257867-101 | 5/21/2015 | ELECTION OF DIRECTOR: JEFFREY M. KATZ | MGMT | YES | FOR | FOR |
1G | R.R. FONNELLEY & SONS CO | DLL | 257867-101 | 5/21/2015 | ELECTION OF DIRECTOR: RICHARD K. PALMER | MGMT | YES | FOR | FOR |
1H | R.R. FONNELLEY & SONS CO | DLL | 257867-101 | 5/21/2015 | ELECTION OF DIRECTOR: JOHN C. POPE | MGMT | YES | FOR | FOR |
1I | R.R. FONNELLEY & SONS CO | DLL | 257867-101 | 5/21/2015 | ELECTION OF DIRECTOR: MICHAEL T. RIORDAN | MGMT | YES | FOR | FOR |
1J | R.R. FONNELLEY & SONS CO | DLL | 257867-101 | 5/21/2015 | ELECTION OF DIRECTOR: OLIVER R. SOCKWELL | MGMT | YES | FOR | FOR |
2 | R.R. FONNELLEY & SONS CO | DLL | 257867-101 | 5/21/2015 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | MGMT | YES | FOR | FOR |
3 | R.R. FONNELLEY & SONS CO | DLL | 257867-101 | 5/21/2015 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | YES | FOR | FOR |
MGMT | YES | FOR | FOR | ||||||
1A | ONEOK, INK | OKS | 682680-103 | 5/20/2015 | ELECTION OF DIRECTOR: JAMES C. DAY | MGMT | YES | FOR | FOR |
1B | ONEOK, INK | OKS | 682680-103 | 5/20/2015 | ELECTION OF DIRECTOR: JULIE H. EDWARDS | MGMT | YES | FOR | FOR |
1C | ONEOK, INK | OKS | 682680-103 | 5/20/2015 | ELECTION OF DIRECTOR: WILLIAM L. FORD | MGMT | YES | FOR | FOR |
1D | ONEOK, INK | OKS | 682680-103 | 5/20/2015 | ELECTION OF DIRECTOR: JOHN W. GIBSON | MGMT | YES | FOR | FOR |
1E | ONEOK, INK | OKS | 682680-103 | 5/20/2015 | ELECTION OF DIRECTOR: STEVEN J. MALCOLM | MGMT | YES | FOR | FOR |
1F | ONEOK, INK | OKS | 682680-103 | 5/20/2015 | ELECTION OF DIRECTOR: JIM W. MOGG | MGMT | YES | FOR | FOR |
1G | ONEOK, INK | OKS | 682680-103 | 5/20/2015 | ELECTION OF DIRECTOR: PATTYE L. MOORE | MGMT | YES | FOR | FOR |
1H | ONEOK, INK | OKS | 682680-103 | 5/20/2015 | ELECTION OF DIRECTOR: GARY D. PARKER | MGMT | YES | FOR | FOR |
1I | ONEOK, INK | OKS | 682680-103 | 5/20/2015 | ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ | MGMT | YES | FOR | FOR |
1J | ONEOK, INK | OKS | 682680-103 | 5/20/2015 | ELECTION OF DIRECTOR: TERRY K. SPENCER | MGMT | YES | FOR | FOR |
2 | ONEOK, INK | OKS | 682680-103 | 5/20/2015 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ONEOK, INC. FOR THE YEAR ENDING DECEMBER 31, 2015. | MGMT | YES | FOR | FOR |
3 | ONEOK, INK | OKS | 682680-103 | 5/20/2015 | AN ADVISORY VOTE TO APPROVE ONEOK, INC'S EXECUTIVE COMPENSATION | MGMT | YES | FOR | FOR |
1 | UNIVERSAL HEALTH REALTY | UHT | 91359E-105 | 6/4/2015 | DIRECTOR 1) MARC D. MILLER 2) JAMES E. DALTON, JR. | MGMT | YES | FOR | FOR |
2 | UNIVERSAL HEALTH REALTY | UHT | 91359E-105 | 6/4/2015 | ADVISORY (NONBINDING) VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION. | MGMT | YES | FOR | FOR |
3 | UNIVERSAL HEALTH REALTY | UHT | 91359E-105 | 6/4/2015 | TO RATIFUY THE SELEDCTION OF KPMG LLP, AS THE TRUST'S INDEPENDENT REGISTERED POUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 | MGMT | YES | FOR | FOR |
1A | YAHOO INC | YHOO | 984332-106 | 6/24/2015 | ELECTION OF DIRECTOR: DAVID FILO | MGMT | YES | FOR | FOR |
1B | YAHOO INC | YHOO | 984332-106 | 6/24/2015 | ELECTION OF DIRECTOR: SUSAN M. JAMES | MGMT | YES | FOR | FOR |
1C | YAHOO INC | YHOO | 984332-106 | 6/24/2015 | ELECTION OF DIRECTOR: MAX R. LEVCHIN | MGMT | YES | FOR | FOR |
1D | YAHOO INC | YHOO | 984332-106 | 6/24/2015 | ELECTION OF DIRECTOR: MARISSA A. MAYER | MGMT | YES | FOR | FOR |
1E | YAHOO INC | YHOO | 984332-106 | 6/24/2015 | ELECTION OF DIRECTOR: THOMAS J. MCINERNEY | MGMT | YES | FOR | FOR |
1F | YAHOO INC | YHOO | 984332-106 | 6/24/2015 | ELECTION OF DIRECTOR: CHARLES R. SCHWAB | MGMT | YES | FOR | FOR |
1G | YAHOO INC | YHOO | 984332-106 | 6/24/2015 | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | MGMT | YES | FOR | FOR |
1H | YAHOO INC | YHOO | 984332-106 | 6/24/2015 | ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. | MGMT | YES | FOR | FOR |
1I | YAHOO INC | YHOO | 984332-106 | 6/24/2015 | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | MGMT | YES | FOR | FOR |
2 | YAHOO INC | YHOO | 984332-106 | 6/24/2015 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | YES | FOR | FOR |
3 | YAHOO INC | YHOO | 984332-106 | 6/24/2015 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | YES | FOR | FOR |
4 | YAHOO INC | YHOO | 984332-106 | 6/24/2015 | SHAREHOLDER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS, IF PROPERTLY PRESENTED AT THE ANNUAL MEETING. | MGMT | YES | AGAINST | AGAINST |
5 | YAHOO INC | YHOO | 984332-106 | 6/24/2015 | SHAREHOLDER PROPOSAL REGARDING A RIGHT TOA CT BY WRITTEN CONSENT, IF PROPERTLY PRESENTED AT THE ANNUAL MEETING. | MGMT | YES | AGAINST | AGAINST |
1 | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECDTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2014 | MGMT | YES | FOR | FOR |
2 | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | TO CONFIRM DIVIDENTS | MGMT | YES | FOR | FOR |
3 | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | TO RE-APPOINT KPMG LLP, LONDON AS AUDITOR | MGMT | YES | FOR | FOR |
4 | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | TO AUTHORIZE THE DIRECTORS TO AGREE TO THE REMUNERATION OF THE AUDITOR | MGMT | YES | FOR | FOR |
5A | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | ELECTION OF DIRECTOR: LEIF JOHANSSON | MGMT | YES | FOR | FOR |
5B | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | ELECTION OF DIRECTOR: SORIOT JOHANSSON | MGMT | YES | FOR | FOR |
5C | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | ELECTION OF DIRECTOR: MARC DUNOYER | MGMT | YES | FOR | FOR |
5D | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | ELECTION OF DIRECTOR: CORI BARGMANN | MGMT | YES | FOR | FOR |
5E | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | ELECTION OF DIRECTOR: GENEVIEVE BERGER | MGMT | YES | FOR | FOR |
5F | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | ELECTION OF DIRECTOR: BRUCE BURLINGTON | MGMT | YES | FOR | FOR |
5G | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | ELECTION OF DIRECTOR: ANN CAIRNS | MGMT | YES | FOR | FOR |
5H | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | ELECTION OF DIRECTOR: GRAHAM CHIPCHASE | MGMT | YES | FOR | FOR |
5I | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | ELECTION OF DIRECTOR: JEAN-PHILIPPE COURTOIS | MGMT | YES | FOR | FOR |
5J | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | ELECTION OF DIRECTOR: RUDY MARKHAM | MGMT | YES | FOR | FOR |
5K | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | ELECTION OF DIRECTOR: SHRITI VADERA | MGMT | YES | FOR | FOR |
5L | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | ELECTION OF DIRECTOR: MARCUS WALLENBERG | MGMT | YES | FOR | FOR |
6 | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2014 | MGMT | YES | FOR | FOR |
7 | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | TO AUTHORIZE LIMITED EU POLITICAL DONATIONS | MGMT | YES | FOR | FOR |
8 | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | TO AUTHORISE THE DIREDCTORS TO ALLOT SHARES | MGMT | YES | FOR | FOR |
9 | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | TO AUTHORIZE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | MGMT | YES | FOR | FOR |
10 | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | TO AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES | MGMT | YES | FOR | FOR |
11 | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS | MGMT | YES | FOR | FOR |
12 | ASTRAZENECA PLC | AZN | 046353-108 | 4/24/2015 | TO ADOPT NEW ARTICLES OF ASSOCIATION | MGMT | YES | FOR | FOR |
1A | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | MGMT | YES | FOR | FOR |
1B | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | ELECTION OF DIRECTOR: MARK T. BERTOLINI | MGMT | YES | FOR | FOR |
1C | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | ELECTION OF DIRECTOR: RICHARD L. CARRION | MGMT | YES | FOR | FOR |
1D | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | ELECTION OF DIRECTOR: MELANIE L. HEALEY | MGMT | YES | FOR | FOR |
1E | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | ELECTION OF DIRECTOR: M. FRANCES KEETH | MGMT | YES | FOR | FOR |
1F | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | MGMT | YES | FOR | FOR |
1G | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | MGMT | YES | FOR | FOR |
1H | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | MGMT | YES | FOR | FOR |
1I | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | ELECTION OF DIRECTOR: RODNEY E. SLATER | MGMT | YES | FOR | FOR |
1J | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | MGMT | YES | FOR | FOR |
1K | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | ELECTION OF DIRECTOR: GREGORY D. WASSON | MGMT | YES | FOR | FOR |
2 | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | YES | FOR | FOR |
3 | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | YES | FOR | FOR |
4 | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | NETWORK NEUTRALITY REPORT | MGMT | YES | AGAINST | AGAINST |
5 | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | POLITICAL SPENDING REPORT | MGMT | YES | AGAINST | AGAINST |
6 | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | SEVERANCE APPROVAL POLICY | MGMT | YES | AGAINST | AGAINST |
7 | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | STOCK RETENTION POLICY | MGMT | YES | AGAINST | AGAINST |
8 | VERIZON COMMUNICATIONS | VZ | 92343V-104 | 5/7/2015 | SHAREHOLDER ACTION BY WRITTEN CONSENT | MGMT | YES | AGAINST | AGAINST |
1 | BCE INC | BCE | 05534B-760 | 4/30/2015 | DIRECTORY 1) B.K. ALLEN 2) R.A. BRENNEMAN 3) S. BROCHU 4) R.E. BROWN 5) G.A. COPE 6) D.F. DENISON 7) R.P. DEXTER 8) I. GREENBERG 9) G.M. NIXON 10) T.C. O'NEILL 11) R.C. SIMMONDS 12) C. TAYLOR 13) P.R. WEISS | MGMT | YES | FOR | FOR |
2 | BCE INC | BCE | 05534B-760 | 4/30/2015 | APPOINTMENT OF DELOITTE LLP AS AUDITORS | MGMT | YES | FOR | FOR |
3 | BCE INC | BCE | 05534B-760 | 4/30/2015 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE 2015 MANAGEMENT PROXY CIRCULAR DATED MARCH 5, 2015 DELIVERED IN ADVANCE OF THE 2015 ANNUAL MEETING OF SHAREHOLDERS OF BCE. | MGMT | YES | FOR | FOR |
4 | BCE INC | BCE | 05534B-760 | 4/30/2015 | RESOLVED, AS AN ORDINARY RESOLUTION, THAT THE AMENDMENTS TO BY-LAW ONE OF THE CORPORATION, IN THE FORM ADOPTED BY THE BOARD OF DIRECTORS OF BCE INC. ON FEBRUARY 5, 2015 AND REFLECTED IN THE AMENDED AND RESTATED BY-LAW ONE OF THE CORPORATION ATTACHED AS A SCHEDULE A TO THE MANAGEMENT PROXY CIRCULAR OF THE CORPORATION DATED MARCH 5, 2015, BE AND ARE HEREBY CONFIRMED. | MGMT | YES | FOR | FOR |
5A | BCE INC | BCE | 05534B-760 | 4/30/2015 | PROPOSAL NO. 1 DIRECTOR QUALIFICATIONS. | MGMT | YES | AGAINST | AGAINST |
5B | BCE INC | BCE | 05534B-760 | 4/30/2015 | PROPOSAL NO. 2 GENDER EQUALITY. | MGMT | YES | AGAINST | AGAINST |
5C | BCE INC | BCE | 05534B-760 | 4/30/2015 | PROPOSAL NO. 3 BUSINESS AND PRICING PRACTICES. | MGMT | YES | AGAINST | AGAINST |
1 | ENBRIDGE INC | ENB | 29250N-105 | 5/6/2015 | DIRECTOR 1) DAVID A. ARLEDGE 2) JAMES J. BLANCHARD 3) MARCEL R. COUTU 4) J. HERB ENGLAND 5) CHARLES W. FISCHER 6) V.M. KEMPSTON DARKES 7) AL MONACO 8) GEORGE K. PETTY 9) REBECCA B. ROBERTS 10) DAN C. TUTCHER 11) CATHERINE L. WILLIAMS | MGMT | YES | FOR | FOR |
2 | ENBRIDGE INC | ENB | 29250N-105 | 5/6/2015 | APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | MGMT | YES | FOR | FOR |
3 | ENBRIDGE INC | ENB | 29250N-105 | 5/6/2015 | CONFIRM BY-LAW NO. 2, WHICH SETS OUT ADVANCE NOTICE REQUIREMENTS FOR DIRECTOR NOMINATIONS. | MGMT | YES | FOR | FOR |
4 | ENBRIDGE INC | ENB | 29250N-105 | 5/6/2015 | VOTE ON OUR APPROACH TO EXECUTIVE COMPENSATION. WHILE THIS VOTE IS NON-BINDING, IT GIVES SHAREHOLDERS AN OPPORTUNITY TO PROVIDE IMPORTANT INPUT TO OUR BOARD. | MGMT | YES | FOR | FOR |
1A | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | ELECTION OF DIRECTOR: GREGORY L. EBEL | MGMT | YES | FOR | FOR |
1B | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | ELECTION OF DIRECTOR: F. ANTHONY COMPER | MGMT | YES | FOR | FOR |
1C | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | ELECTION OF DIRECTOR: AUSTIN A. ADAMS | MGMT | YES | FOR | FOR |
1D | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | ELECTION OF DIRECTOR: JOSEPH ALVARADO | MGMT | YES | FOR | FOR |
1E | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | ELECTION OF DIRECTOR: PAMELA L. CARTER | MGMT | YES | FOR | FOR |
1F | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT JR. | MGMT | YES | FOR | FOR |
1G | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | ELECTION OF DIRECTOR: PETER B. HAMILTON | MGMT | YES | FOR | FOR |
1H | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | ELECTION OF DIRECTOR: MIRANDA C. HUBBS | MGMT | YES | FOR | FOR |
1I | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | ELECTION OF DIRECTOR: MICHAEL MCSHANE | MGMT | YES | FOR | FOR |
1J | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | ELECTION OF DIRECTOR: MICHAEL G. MORRIS | MGMT | YES | FOR | FOR |
1K | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS | MGMT | YES | FOR | FOR |
2 | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS SPECTRA ENERGY CORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | MGMT | YES | FOR | FOR |
3 | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | AN ADVISORY RESOLUTION TO APPROVE | MGMT | YES | FOR | FOR |
4 | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE OF POLITICAL CONTRIBUTIONS. | MGMT | YES | AGAINST | AGAINST |
5 | SPECTRA ENERGY CORP | SE | 847560-109 | 4/28/2015 | SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE OF LOBBYING ACIVITIES. | MGMT | YES | AGAINST | AGAINST |
1 | MARATHON PETROLEUM CORP | MPC | 56585A-102 | 4/29/2015 | DIRECTOR: 1) DAVID A. DABERKO 2) DONNA A. JAMES 3) JAMES EL. ROHR | MGMT | YES | FOR | FOR |
2 | MARATHON PETROLEUM CORP | MPC | 56585A-102 | 4/29/2015 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2015 | MGMT | YES | FOR | FOR |
3 | MARATHON PETROLEUM CORP | MPC | 56585A-102 | 4/29/2015 | ADVISORY APPROVAL OF THE COMPANY'S 2015 NAMED EXECUTIVE OFFICER COMPENSATION | MGMT | YES | FOR | FOR |
4 | MARATHON PETROLEUM CORP | MPC | 56585A-102 | 4/29/2015 | SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF QUANTITATIVE GREENHOUSE GAS EMISSION REDUCTION GOALS AND ASSOCIATED REPORTS. | MGMT | YES | AGAINST | AGAINST |
1A | REYNOLDS AMERICAN INC. | RAI | 761713-106 | 5/7/2015 | ELECTION OF CLASS II DIRECTOR: JOHN P. DALY | MGMT | YES | FOR | FOR |
1B | REYNOLDS AMERICAN INC. | RAI | 761713-106 | 5/7/2015 | ELECTION OF CLASS II DIRECTOR: HOLLY KELLER KOEPPEL | MGMT | YES | FOR | FOR |
1C | REYNOLDS AMERICAN INC. | RAI | 761713-106 | 5/7/2015 | ELECTION OF CLASS II DIRECTOR: RICHARD E. THORNBURGH | MGMT | YES | FOR | FOR |
1D | REYNOLDS AMERICAN INC. | RAI | 761713-106 | 5/7/2015 | ELECTION OF CLASS II DIRECTOR: THOMAS C. WAJNERT | MGMT | YES | FOR | FOR |
1E | REYNOLDS AMERICAN INC. | RAI | 761713-106 | 5/7/2015 | ELECTION OF CLASS III DIRECTOR: RICARDO OBERLANDER | MGMT | YES | FOR | FOR |
2 | REYNOLDS AMERICAN INC. | RAI | 761713-106 | 5/7/2015 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | MGMT | YES | FOR | FOR |
3 | REYNOLDS AMERICAN INC. | RAI | 761713-106 | 5/7/2015 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | YES | FOR | FOR |
4 | REYNOLDS AMERICAN INC. | RAI | 761713-106 | 5/7/2015 | SHAREHOLDER PROPOSAL ONGREEN TOBACCO SICKNESS | MGMT | YES | AGAINST | AGAINST |
5 | REYNOLDS AMERICAN INC. | RAI | 761713-106 | 5/7/2015 | SHAREHOLDER PROPOSAL ON SUPPRESSION OF FORCED LABOR | MGMT | YES | AGAINST | AGAINST |
1 | COVANTA HOLDING CORP | CVA | 2.23E-98 | 5/7/2015 | DIRECTOR 1) DAVID M. BARSE 2) RONALD J. BROGLIO 3) PETER C.B. BYNOE 4) LINDA J. FISHER 5) JOSEPH M. HOLSTEN 6) STEPHEN J. JONES 7) ANTHONY J. ORLANDO 8) WILLIAM C. PATE 9) ROBERT S. SILBERMAN 10) JEAN SMITH 11) SAMUEL ZELL | MGMT | YES | FOR | FOR |
2 | COVANTA HOLDING CORP | CVA | 2.23E-98 | 5/7/2015 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS COVANTA HOLDING CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTATNS FOR THE 2015 FISCAL YEAR. | MGMT | YES | FOR | FOR |
1A | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | ELECTION OF DIRECTOR: ALAN L. BOECKMANN | MGMT | YES | FOR | FOR |
1B | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. | MGMT | YES | FOR | FOR |
1C | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | ELECTION OF DIRECTOR: KATHLEEN L. BROWN | MGMT | YES | FOR | FOR |
1D | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | ELECTION OF DIRECTOR: PABLO A. FERRERO | MGMT | YES | FOR | FOR |
1E | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | ELECTION OF DIRECTOR: WILLIAM D. JONES | MGMT | YES | FOR | FOR |
1F | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | ELECTION OF DIRECTOR: WILLIAM G. OUCHI | MGMT | YES | FOR | FOR |
1G | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | ELECTION OF DIRECTOR: DEBRA L. REED | MGMT | YES | FOR | FOR |
1H | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | ELECTION OF DIRECTOR: WILLIAM C. RUSNACK | MGMT | YES | FOR | FOR |
1I | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE | MGMT | YES | FOR | FOR |
1J | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | ELECTION OF DIRECTOR: LYNN SCHENK | MGMT | YES | FOR | FOR |
1K | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | ELECTION OF DIRECTOR: JACK T. TAYLOR | MGMT | YES | FOR | FOR |
1L | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | ELECTION OF DIRECTOR: LUIS M. TELLEZ | MGMT | YES | FOR | FOR |
1M | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | ELECTION OF DIRECTOR: JAEMS C. YARDLEY | MGMT | YES | FOR | FOR |
2 | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | YES | FOR | FOR |
3 | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION | MGMT | YES | FOR | FOR |
4 | SEMPRA ENERGY | SRE | 816851-109 | 5/13/2015 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | MGMT | YES | AGAINST | AGAINST |
1A | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | ELECTION OF DIRECTOR: WILLIAM P. BARR | MGMT | YES | FOR | FOR |
1B | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | ELECTION OF DIRECTOR: HELEN E. DRAGAS | MGMT | YES | FOR | FOR |
1C | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. | MGMT | YES | FOR | FOR |
1D | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | MGMT | YES | FOR | FOR |
1E | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | ELECTION OF DIRECTOR: JOHN W. HARRIS | MGMT | YES | FOR | FOR |
1F | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | ELECTION OF DIRECTOR: MARK J. KINGTON | MGMT | YES | FOR | FOR |
1G | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. | MGMT | YES | FOR | FOR |
1H | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. | MGMT | YES | FOR | FOR |
1I | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK | MGMT | YES | FOR | FOR |
1J | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | ELECTION OF DIRECTOR: DAVID A. WOLLARD | MGMT | YES | FOR | FOR |
2 | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2015 | MGMT | YES | FOR | FOR |
3 | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION (SAY ON PAY) | MGMT | YES | FOR | FOR |
4 | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | APPROVAL OF AN AMENDMENT TO OUR BYLAWS | MGMT | YES | FOR | FOR |
5 | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | RIGHT TO ACT BY WRITTEN CONSENT | MGMT | YES | AGAINST | AGAINST |
6 | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | NEW NUCLEAR CONSTRUCTION | MGMT | YES | AGAINST | AGAINST |
7 | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | REPORT ON METHANE EMISSIONS | MGMT | YES | AGAINST | AGAINST |
8 | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | SUSTAINABILITY AS PERFORMANCE MEASURE FOR EXECUTIVE COMPENSATION. | MGMT | YES | AGAINST | AGAINST |
9 | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | REPORT ON THE FINANCIAL RISKS TO DOMINION POSED BY CLIMATE CHANGE. | MGMT | YES | AGAINST | AGAINST |
10 | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | ADOPT QUANTITATIVE GOALS FOR REDUCING GREENHOUSE GAS EMISSIONS | MGMT | YES | AGAINST | AGAINST |
11 | DOMINION RESOURCES, INC. | D | 25746U-109 | 5/9/2015 | REPORT ON BIOENERGY | MGMT | YES | AGAINST | AGAINST |
1A | MDU RESOURCES GROUP, INC. | MDU | 552690-109 | 4/28/2015 | ELECTION OF DIRECTOR: THOMAS EVERIST | MGMT | YES | FOR | FOR |
1B | MDU RESOURCES GROUP, INC. | MDU | 552690-109 | 4/28/2015 | ELECTION OF DIRECTOR: KAREN B. FAGG | MGMT | YES | FOR | FOR |
1C | MDU RESOURCES GROUP, INC. | MDU | 552690-109 | 4/28/2015 | ELECTION OF DIRECTOR: DAVID L. GOODIN | MGMT | YES | FOR | FOR |
1D | MDU RESOURCES GROUP, INC. | MDU | 552690-109 | 4/28/2015 | ELECTION OF DIRECTOR: MARK A. HELLERSTEIN | MGMT | YES | FOR | FOR |
1E | MDU RESOURCES GROUP, INC. | MDU | 552690-109 | 4/28/2015 | ELECTION OF DIRECTOR: A. BART HOLADAY | MGMT | YES | FOR | FOR |
1F | MDU RESOURCES GROUP, INC. | MDU | 552690-109 | 4/28/2015 | ELECTION OF DIRECTOR: DENNIS W. JOHNSON | MGMT | YES | FOR | FOR |
1G | MDU RESOURCES GROUP, INC. | MDU | 552690-109 | 4/28/2015 | ELECTION OF DIRECTOR: WILLIAM E. MCCRACKEN | MGMT | YES | FOR | FOR |
1H | MDU RESOURCES GROUP, INC. | MDU | 552690-109 | 4/28/2015 | ELECTION OF DIRECTOR: PATRICIA L. MOSS | MGMT | YES | FOR | FOR |
1I | MDU RESOURCES GROUP, INC. | MDU | 552690-109 | 4/28/2015 | ELECTION OF DIRECTOR: HARRY J. PEARCE | MGMT | YES | FOR | FOR |
1J | MDU RESOURCES GROUP, INC. | MDU | 552690-109 | 4/28/2015 | ELECTION OF DIRECTOR: JOHN K. WILSON | MGMT | YES | FOR | FOR |
2 | MDU RESOURCES GROUP, INC. | MDU | 552690-109 | 4/28/2015 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | MGMT | YES | FOR | FOR |
3 | MDU RESOURCES GROUP, INC. | MDU | 552690-109 | 4/28/2015 | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | YES | FOR | FOR |
1A | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: STEPHEN G. BUTLER | MGMT | YES | FOR | FOR |
1B | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: KIMBERLY A. CASIANO | MGMT | YES | FOR | FOR |
1C | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. | MGMT | YES | FOR | FOR |
1D | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: MARK FIELDS | MGMT | YES | FOR | FOR |
1E | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: EDSEL B. FORD II | MGMT | YES | FOR | FOR |
1F | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: WILLIAM CLAY FORD, JR. | MGMT | YES | FOR | FOR |
1G | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: JAMES P. HACKETT | MGMT | YES | FOR | FOR |
1H | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: JAMES H. HANCE, JR. | MGMT | YES | FOR | FOR |
1I | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV | MGMT | YES | FOR | FOR |
1J | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. | MGMT | YES | FOR | FOR |
1K | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | MGMT | YES | FOR | FOR |
1L | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: JOHN C. LECHLEITER | MGMT | YES | FOR | FOR |
1M | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: ELLEN R. MARRAM | MGMT | YES | FOR | FOR |
1N | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: GERALD L. SHAHEEN | MGMT | YES | FOR | FOR |
1O | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | ELECTION OF DIRECTOR: JOHN L. THORNTON | MGMT | YES | FOR | FOR |
2 | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | YES | FOR | FOR |
3 | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | SAY ON PAY- AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVES. | MGMT | YES | FOR | FOR |
4 | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | RELATING TO CONSIDERATION OF A RECAPITALIZATION PLAN TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE VOTE PER SHARE. | MGMT | YES | AGAINST | AGAINST |
5 | FORD MOTOR COMPANY | F | 345370-860 | 5/14/2015 | RELATING TO ALLOWING HOLDERS OF 20% OF OUSTANDING COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS. | MGMT | YES | AGAINST | AGAINST |
1 | MACQUARIE INFRASTRUCTURE | MIC | 55608B-105 | 5/20/2015 | DIRECTORY 1) NORMAN H. BROWN, JR. 2) GEORGE W. CARMANY, III 3) H.E. (JACK) LENTZ 4) OUMA SANANIKONE 5) WILLIAM H. WEBB | MGMT | YES | FOR | FOR |
2 | MACQUARIE INFRASTRUCTURE | MIC | 55608B-105 | 5/20/2015 | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS OURINDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 | MGMT | YES | FOR | FOR |
3 | MACQUARIE INFRASTRUCTURE | MIC | 55608B-105 | 5/20/2015 | THE APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | MGMT | YES | FOR | FOR |
1 | CONSOLIDATED COMM. HLDGS | CNSL | 209034-107 | 5/4/2015 | DIRECTORY 1) RICHARD A. LUMPKIN 2) TIMOTHY D. TARON | MGMT | YES | FOR | FOR |
2 | CONSOLIDATED COMM. HLDGS | CNSL | 209034-107 | 5/4/2015 | APPROVAL OF ERNST & YOUNG, LLP, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | YES | FOR | FOR |
3 | CONSOLIDATED COMM. HLDGS | CNSL | 209034-107 | 5/4/2015 | APPROVE CERTAIN PROVISIONS OF THE CONSOLIDATED COMMUNICATIONS, INC. 2005 LONG-TERM INCENTIVE PLAN | MGMT | YES | FOR | FOR |
1A | LEXINGTON REALTY TRUST | LXP | 529043-101 | 5/19/2015 | ELECTION OF TRUSTEE: E. ROBERT | MGMT | YES | FOR | FOR |
1B | LEXINGTON REALTY TRUST | LXP | 529043-101 | 5/19/2015 | ELECTION OF TRUSTEE: T. WILSON EGLIN | MGMT | YES | FOR | FOR |
1C | LEXINGTON REALTY TRUST | LXP | 529043-101 | 5/19/2015 | ELECTION OF TRUSTEE: RICHARD J. ROUSE | MGMT | YES | FOR | FOR |
1D | LEXINGTON REALTY TRUST | LXP | 529043-101 | 5/19/2015 | ELECTION OF TRUSTEE: HAROLD FIRST | MGMT | YES | FOR | FOR |
1E | LEXINGTON REALTY TRUST | LXP | 529043-101 | 5/19/2015 | ELECTION OF TRUSTEE: RICHARD S. FRARY | MGMT | YES | FOR | FOR |
1F | LEXINGTON REALTY TRUST | LXP | 529043-101 | 5/19/2015 | ELECTION OF TRUSTEE: JAMES GROSFELD | MGMT | YES | FOR | FOR |
1G | LEXINGTON REALTY TRUST | LXP | 529043-101 | 5/19/2015 | ELECTION OF TRUSTEE: KEVIN W. LYNCH | MGMT | YES | FOR | FOR |
2 | LEXINGTON REALTY TRUST | LXP | 529043-101 | 5/19/2015 | AN ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2015 ANNUAL MEETING OF SHAREHOLDERS. | MGMT | YES | FOR | FOR |
3 | LEXINGTON REALTY TRUST | LXP | 529043-101 | 5/19/2015 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | YES | FOR | FOR |
1 | CENTURYLINK, INC. | CTL | 156700-106 | 5/20/2015 | DIRECTOR: 1) VIRGINIA BOULET 2) PETER C. BROWN 3) RICHARD A. GEPHARDT 4) W. BRUCE HANKS 5) GREGORY J. MCCRAY 6) C.G. MELVILLE, JR. 7) WILLIAM A. OWENS 8) HARVEY P. PERRY 9) GLEN F. POST, III 10) MICHAEL J. ROBERTS 11) LAURIE A. SIEGEL 12) JOSEPH R. ZIMMEL | MGMT | YES | FOR | FOR |
2 | CENTURYLINK, INC. | CTL | 156700-106 | 5/20/2015 | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2015 | MGMT | YES | FOR | FOR |
3 | CENTURYLINK, INC. | CTL | 156700-106 | 5/20/2015 | APPROVE OUR 2015 EXECUTIVE OFFICER SHORT-TERM INCENTIVE PLAN | MGMT | YES | FOR | FOR |
4 | CENTURYLINK, INC. | CTL | 156700-106 | 5/20/2015 | ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. | MGMT | YES | FOR | FOR |
5 | CENTURYLINK, INC. | CTL | 156700-106 | 5/20/2015 | SHAREHOLDER PROPOSAL REGARDING EQUITY RETENTION. | MGMT | YES | AGAINST | AGAINST |
1 | PEMBINA PIPELINE CORP | PBA | 706327-103 | 5/8/2015 | DIRECTOR: 1) ANNE-MARIE N. AINSWORTH 2) GRANT D. BILLING 3) MICHAEL H. DILGER 4) RANDALL J. FINDLAY 5) LORNE B. GORDON 6) GORDON J. KERR 7) DAVID M.B. LEGRESLEY 8) ROBERT B. MICHALESKI 9) LESLIE A. O'DONOGHUE 10) JEFFREY T. SMITH | MGMT | YES | FOR | FOR |
2 | PEMBINA PIPELINE CORP | PBA | 706327-103 | 5/8/2015 | TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS THE AUDITORS OF THE CORPORATION FOR THE ENSUING FINANCIAL YEAR AT A REMUNERATION TO BE FIXED BY MANAGEMENT. | MGMT | YES | FOR | FOR |
3 | PEMBINA PIPELINE CORP | PBA | 706327-103 | 5/8/2015 | AN ORDINARY RESOLUTION APPROVING AND AUTHORIZING THE RESERVATION OF AN ADDITIONAL 7,000,000 COMMON SHARES OF PEMBINA FOR ISSUANCE UNDER THE STOCK OPTION PLAN OF PEMBINA PIPELINE CORPORATION ("PEMBINA") SUBSTANTIALLY AS SET OUT IN THE MANAGEMENT INFORMATION CIRCULAR OF PEMBINA DATED MARCH 19, 2015 IS APPROVED, INCLUDING THE AMENDMENT OF SUCH PLAN AS REQUIRED TO REFLECT SUCH INCREASE,. | MGMT | YES | FOR | FOR |
4 | PEMBINA PIPELINE CORP | PBA | 706327-103 | 5/8/2015 | AN ORDINARY RESOLUTION APPROVING AND AUTHORIZING THE STOCK OPTION ISSUANCE RULE TO BE INACTED UNDER THE STOCK OPTION PLAN (THE "PLANT") OF PEMBINA PIPELINE CORPORATION ("PEMBINA") SUBSTANTIALLY AS SET OUT IN THE MANAGEMENT INFORMATION CIRCULAR (THE "CIRCULAR") OF PEMBINA DATED MARCH 19, 2015 IS HEREBY APPROVED. | MGMT | YES | FOR | FOR |
5 | PEMBINA PIPELINE CORP | PBA | 706327-103 | 5/8/2015 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | MGMT | YES | FOR | FOR |
1 | REGENCY ENERGY PARTNERS | RGP | 75885Y-107 | 4/28/2015 | TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 35, 2015, AS AMENDED BY AMENDMENT NO. 1 THERETO, DATED AS OF FEBRUARY 18, 2015, BY AND AMOUNG ENERGY TRANSFER PARTNERS, L.P., ENERGY TRANSFER PARTNERS GP, L.P., THE GENERAL PARTNER OF ETP, RENDEZVOUS I LLC,.. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | MGMT | YES | FOR | FOR |
2 | REGENCY ENERGY PARTNERS | RGP | 75885Y-107 | 4/28/2015 | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | MGMT | YES | FOR | FOR |
3 | REGENCY ENERGY PARTNERS | RGP | 75885Y-107 | 4/28/2015 | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE PAYMENTS THAT WILL OR MAY BE PAID BY REGENCY TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | MGMT | YES | FOR | FOR |
1A | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: ALAN S. ARMSTRONG | MGMT | YES | FOR | FOR |
1B | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND | MGMT | YES | FOR | FOR |
1C | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: KATHLEEN B. COOPER | MGMT | YES | FOR | FOR |
1D | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: JOHN A. HAGG | MGMT | YES | FOR | FOR |
1E | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: JUANITA H. HINSHAW | MGMT | YES | FOR | FOR |
1F | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: RALPH IZZO | MGMT | YES | FOR | FOR |
1G | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: FRANK T. MACINNIS | MGMT | YES | FOR | FOR |
1H | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: ERIC W. MANDELBLATT | MGMT | YES | FOR | FOR |
1I | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: KEITH A. MEISTER | MGMT | YES | FOR | FOR |
1J | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: STEVEN W. NANCE | MGMT | YES | FOR | FOR |
1K | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: MURRAY D. SMITH | MGMT | YES | FOR | FOR |
1L | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: JANICE D. STONEY | MGMT | YES | FOR | FOR |
1M | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: LAURA S. SUGG | MGMT | YES | FOR | FOR |
2 | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2015. | MGMT | YES | FOR | FOR |
3 | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | YES | FOR | FOR |
1A | THE DOW CHEMICAL COMPANY | DOW | 260543-103 | 5/14/2015 | ELECTION OF DIRECTOR: AJAY BANGA | MGMT | YES | FOR | FOR |
1B | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: JACQUELINE K. BARTON | MGMT | YES | FOR | FOR |
1C | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: JAMES A. BELL | MGMT | YES | FOR | FOR |
1D | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: RICHARD K. DAVIS | MGMT | YES | FOR | FOR |
1E | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: JEFF M. FETTIG | MGMT | YES | FOR | FOR |
1F | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | MGMT | YES | FOR | FOR |
1G | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: MARK LOUGHRIDGE | MGMT | YES | FOR | FOR |
1H | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH | MGMT | YES | FOR | FOR |
1I | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: ROBERT S. MILLER | MGMT | YES | FOR | FOR |
1J | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: PAUL POLMAN | MGMT | YES | FOR | FOR |
1K | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: DENNIS H. REILLEY | MGMT | YES | FOR | FOR |
1L | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: JAMES M. RINGLER | MGMT | YES | FOR | FOR |
1M | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ELECTION OF DIRECTOR: RUTH G. SHAW | MGMT | YES | FOR | FOR |
2 | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | YES | FOR | FOR |
3 | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | MGMT | YES | FOR | FOR |
4 | THE WILLIAMS COMPANIES | WMB | 969457-100 | 5/21/2015 | STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED EXECUTIVE PAY. | MGMT | YES | FOR | FOR |
1 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO RECEIVE THE 2014 ANNUAL REPORT | MGMT | YES | FOR | FOR |
2 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO APPROVE THE ANNUAL REMUNERATION REPORT | MGMT | YES | FOR | FOR |
3 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO ELECT SIR PHILIP HAMPTON AS A DIRECTOR | MGMT | YES | FOR | FOR |
4 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO ELECT URS ROHNER AS A DIRECTOR | MGMT | YES | FOR | FOR |
5 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO RE-ELECT SIR ANDEW WITTY AS A DIRECTOR | MGMT | YES | FOR | FOR |
6 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR | MGMT | YES | FOR | FOR |
7 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO RE-ELECT DR STEPHANIE BURNS AS A DIRECTOR | MGMT | YES | FOR | FOR |
8 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR | MGMT | YES | FOR | FOR |
9 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR | MGMT | YES | FOR | FOR |
10 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR | MGMT | YES | FOR | FOR |
11 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO RE-ELECT JUDY LEWENT AS A DIRECTOR | MGMT | YES | FOR | FOR |
12 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR | MGMT | YES | FOR | FOR |
13 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO RE-ELECT DR DANIEL PODOLSKY AS A DIRECTOR | MGMT | YES | FOR | FOR |
14 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR | MGMT | YES | FOR | FOR |
15 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO RE-ELECT HANS WIJERS AS A DIRECTOR | MGMT | YES | FOR | FOR |
16 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO RE-APPOINT AUDITORS | MGMT | YES | FOR | FOR |
17 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO DETERMINE REMUNERATION OF AUDITORS | MGMT | YES | FOR | FOR |
18 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANIZATIONS AND INCUR POLITICAL EXPENDITURE | MGMT | YES | FOR | FOR |
19 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO AUTHORISE ALLOTMENT OF SHARES | MGMT | YES | FOR | FOR |
20 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | MGMT | YES | FOR | FOR |
21 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) | MGMT | YES | FOR | FOR |
22 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO AUTHORIZE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | MGMT | YES | FOR | FOR |
23 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO AUTHORIZE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM (SPECIAL RESOLUTION) | MGMT | YES | FOR | FOR |
24 | GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/7/2015 | TO APPROVE THE GSK SHARE VALUE PLAN | MGMT | YES | FOR | FOR |
Registrant: Dunham Funds - Dunham Alternative Strategy Fund Item 1 | |||||||||
Investment Company Act file number: 811-22153 | |||||||||
Reporting Period: July 1, 2014 through June 30, 2015 | |||||||||
ITEM 1- PROXY VOTING RECORD | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management | |
1 | There were no proxy votes to report during the Reporting Period | ||||||||
Registrant: Dunham Funds - International Opportunity Bond Fund Item 1 | |||||||||
Investment Company Act file number: 811-22153 | |||||||||
Reporting Period: July 1, 2014 through June 30, 2015 | |||||||||
ITEM 1- PROXY VOTING RECORD | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management | |
There were no proxy votes to report during the Reporting Period. | |||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Dunham Funds | |
By (Signature and Title)* | /s/ Jeffrey A. Dunham | |
Jeffrey A. Dunham, President and Principal Executive Officer |
Date: August 20, 2015
* Print the name and title of each signing officer under his or her signature.