The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADIENT PLC | ORD SHS | G0084W101 | 1,458 | 63,500 | SH | Call | SOLE | 63,500 | 0 | 0 | |
ADIENT PLC | ORD SHS | G0084W101 | 16,584 | 722,002 | SH | DFND | 1 | 722,002 | 0 | 0 | |
ADIENT PLC | ORD SHS | G0084W101 | 5,129 | 223,274 | SH | SOLE | 223,274 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 1,140 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
AKORN INC | COM | 009728106 | 4,560 | 1,200,000 | SH | Call | DFND | 1 | 1,200,000 | 0 | 0 |
ALCOA CORP | COM | 013872106 | 6,202 | 309,000 | SH | SOLE | 309,000 | 0 | 0 | ||
AMPLIFY ENERGY CORP NEW | COM | 03212B103 | 3,798 | 615,631 | SH | DFND | 1 | 615,631 | 0 | 0 | |
AMPLIFY ENERGY CORP NEW | COM | 03212B103 | 13,800 | 2,236,651 | SH | SOLE | 2,236,651 | 0 | 0 | ||
AMPLIFY ENERGY CORP NEW | COM | 03212B103 | 8,816 | 1,428,865 | SH | DFND | 4 | 1,428,865 | 0 | 0 | |
AMPLIFY ENERGY CORP NEW | COM | 03212B103 | 1,638 | 265,547 | SH | DFND | 2 | 265,547 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 8,183 | 314,977 | SH | SOLE | 314,977 | 0 | 0 | ||
ARCONIC INC | COM | 03965L100 | 16,173 | 622,523 | SH | DFND | 1 | 622,523 | 0 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 10,675 | 240,102 | SH | DFND | 1 | 240,102 | 0 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 1,961 | 44,098 | SH | SOLE | 44,098 | 0 | 0 | ||
BONANZA CREEK ENERGY INC | COM NEW | 097793400 | 9,516 | 425,000 | SH | DFND | 4 | 425,000 | 0 | 0 | |
BONANZA CREEK ENERGY INC | COM NEW | 097793400 | 4,326 | 193,204 | SH | SOLE | 193,204 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 3,280 | 69,500 | SH | Put | DFND | 1 | 69,500 | 0 | 0 |
CARDINAL HEALTH INC | COM | 14149Y108 | 713 | 15,100 | SH | Put | SOLE | 15,100 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 1,135 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 7,467 | 2,963,004 | SH | DFND | 1 | 2,963,004 | 0 | 0 | |
CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 6,813 | 2,703,376 | SH | SOLE | 2,703,376 | 0 | 0 | ||
CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 879 | 348,687 | SH | DFND | 2 | 348,687 | 0 | 0 | |
COLONY CAP INC NEW | CL A COM | 19626G108 | 5,569 | 925,000 | SH | DFND | 1 | 925,000 | 0 | 0 | |
COLONY CAP INC NEW | CL A COM | 19626G108 | 2,155 | 358,000 | SH | SOLE | 358,000 | 0 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 494 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
CONSTELLIUM SE | CL A | N22035104 | 10,187 | 801,480 | SH | DFND | 1 | 801,480 | 0 | 0 | |
CONSTELLIUM SE | CL A | N22035104 | 1,885 | 148,343 | SH | SOLE | 148,343 | 0 | 0 | ||
CORNERSTONE BLDG BRANDS INC | COM | 21925D109 | 365 | 60,300 | SH | SOLE | 60,300 | 0 | 0 | ||
CUMULUS MEDIA INC | COM CLASS A | 231082801 | 3,333 | 229,262 | SH | DFND | 2 | 229,262 | 0 | 0 | |
CUMULUS MEDIA INC | COM CLASS A | 231082801 | 9,784 | 672,882 | SH | DFND | 1 | 672,882 | 0 | 0 | |
CUMULUS MEDIA INC | COM CLASS A | 231082801 | 21,298 | 1,464,795 | SH | SOLE | 1,464,795 | 0 | 0 | ||
DIEBOLD NXDF INC | COM | 253651103 | 6,216 | 555,000 | SH | DFND | 1 | 555,000 | 0 | 0 | |
DIEBOLD NXDF INC | COM | 253651103 | 2,050 | 183,000 | SH | SOLE | 183,000 | 0 | 0 | ||
DONNELLEY R R & SONS CO | COM | 257867200 | 1,525 | 404,463 | SH | SOLE | 404,463 | 0 | 0 | ||
DONNELLEY R R & SONS CO | COM | 257867200 | 3,734 | 990,537 | SH | DFND | 1 | 990,537 | 0 | 0 | |
ELEMENT SOLUTIONS INC | COM | 28618M106 | 198 | 19,500 | SH | SOLE | 19,500 | 0 | 0 | ||
FERRO CORP | COM | 315405100 | 2,726 | 229,849 | SH | SOLE | 229,849 | 0 | 0 | ||
FERRO CORP | COM | 315405100 | 7,657 | 645,651 | SH | DFND | 1 | 645,651 | 0 | 0 | |
FORTERRA INC | COM | 34960W106 | 16,321 | 2,257,400 | SH | DFND | 1 | 2,257,400 | 0 | 0 | |
FORTERRA INC | COM | 34960W106 | 2,984 | 412,688 | SH | SOLE | 412,688 | 0 | 0 | ||
GLOBAL SHIP LEASE INC NEW | COM CL A | Y27183600 | 2,295 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
IHEARTMEDIA INC | COM CL A | 45174J509 | 23,090 | 1,542,393 | SH | SOLE | 1,542,393 | 0 | 0 | ||
IHEARTMEDIA INC | COM CL A | 45174J509 | 15,403 | 1,028,894 | SH | DFND | 1 | 1,028,894 | 0 | 0 | |
IHEARTMEDIA INC | COM CL A | 45174J509 | 3,342 | 223,267 | SH | DFND | 2 | 223,267 | 0 | 0 | |
IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 543 | 103,175 | SH | SOLE | 103,175 | 0 | 0 | ||
IRSA PROPIEDADES COMERCIALES | SPONSORED ADR | 463588103 | 297 | 22,860 | SH | SOLE | 22,860 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 76,245 | 503,800 | SH | Call | SOLE | 503,800 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 56,193 | 371,300 | SH | Call | DFND | 1 | 371,300 | 0 | 0 |
LIBBEY INC | COM | 529898108 | 4,777 | 1,426,069 | SH | DFND | 1 | 1,426,069 | 0 | 0 | |
LIBBEY INC | COM | 529898108 | 586 | 174,977 | SH | SOLE | 174,977 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 111,914 | 156,896,000 | PRN | SOLE | 156,896,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 3,560 | 4,945,000 | PRN | DFND | 2 | 4,945,000 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 12,401 | 17,385,000 | PRN | DFND | 2 | 17,385,000 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 27,679 | 38,443,000 | PRN | SOLE | 38,443,000 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 31,221 | 3,072,919 | SH | DFND | 1 | 3,072,919 | 0 | 0 | |
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 5,807 | 571,516 | SH | SOLE | 571,516 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR SA | NOTE 5.000% 3/0 | 55932XAB0 | 1,514 | 1,100,000 | PRN | DFND | 2 | 1,100,000 | 0 | 0 | |
MAGNACHIP SEMICONDUCTOR SA | NOTE 5.000% 3/0 | 55932XAB0 | 11,472 | 8,336,000 | PRN | SOLE | 8,336,000 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR SA | NOTE 5.000% 3/0 | 55932XAB0 | 17,441 | 12,673,000 | PRN | DFND | 1 | 12,673,000 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 16,190 | 266,500 | SH | Call | DFND | 1 | 266,500 | 0 | 0 |
MARATHON PETE CORP | COM | 56585A102 | 11,694 | 192,498 | SH | DFND | 4 | 192,498 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 3,554 | 58,500 | SH | Call | SOLE | 58,500 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 5,316 | 87,502 | SH | SOLE | 87,502 | 0 | 0 | ||
NOBLE CORP PLC | SHS USD | G65431101 | 1,130 | 889,789 | SH | DFND | 1 | 889,789 | 0 | 0 | |
NOBLE CORP PLC | SHS USD | G65431101 | 216 | 170,211 | SH | SOLE | 170,211 | 0 | 0 | ||
PARKER DRILLING CO | COM | 701081507 | 13,076 | 690,402 | SH | DFND | 1 | 690,402 | 0 | 0 | |
PARKER DRILLING CO | COM | 701081507 | 16,336 | 862,506 | SH | DFND | 4 | 862,506 | 0 | 0 | |
PARKER DRILLING CO | COM | 701081507 | 27,265 | 1,439,553 | SH | SOLE | 1,439,553 | 0 | 0 | ||
PARKER DRILLING CO | COM | 701081507 | 5,547 | 292,869 | SH | DFND | 2 | 292,869 | 0 | 0 | |
PEABODY ENERGY CORP NEW | COM | 704551100 | 4,948 | 336,134 | SH | SOLE | 336,134 | 0 | 0 | ||
PG&E CORP | COM | 69331C108 | 6,435 | 643,500 | SH | Call | SOLE | 643,500 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 23,565 | 2,356,500 | SH | Call | DFND | 1 | 2,356,500 | 0 | 0 |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 1,012 | 17,200 | SH | SOLE | 17,200 | 0 | 0 | ||
SANDRIDGE ENERGY INC | COM NEW | 80007P869 | 425 | 90,389 | SH | SOLE | 90,389 | 0 | 0 | ||
SANDRIDGE ENERGY INC | COM NEW | 80007P869 | 118 | 25,161 | SH | DFND | 2 | 25,161 | 0 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 4,909 | 8,758,805 | SH | DFND | 1 | 8,758,805 | 0 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 1,967 | 3,509,820 | SH | SOLE | 3,509,820 | 0 | 0 | ||
SCIENTIFIC GAMES CORP | COM | 80874P109 | 356 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 83,322 | 600,000 | SH | Call | SOLE | 600,000 | 0 | 0 | |
SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 3,585 | 95,000 | SH | Put | SOLE | 95,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 125,534 | 423,000 | SH | Call | SOLE | 423,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 285,849 | 963,200 | SH | Call | DFND | 1 | 963,200 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 449,607 | 1,515,000 | SH | Put | SOLE | 1,515,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 3,512 | 138,000 | SH | Call | SOLE | 138,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 14,784 | 661,200 | SH | Call | DFND | 1 | 661,200 | 0 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 3,014 | 134,800 | SH | Call | SOLE | 134,800 | 0 | 0 | |
SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 28,555 | 1,122,000 | SH | Call | DFND | 1 | 1,122,000 | 0 | 0 |
TRANSOCEAN LTD | REG SHS | H8817H100 | 6,412 | 1,434,490 | SH | DFND | 1 | 1,434,490 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 1,162 | 260,060 | SH | SOLE | 260,060 | 0 | 0 | ||
TRECORA RES | COM | 894648104 | 6,224 | 690,013 | SH | SOLE | 690,013 | 0 | 0 | ||
URBAN ONE INC | CL D NON VTG | 91705J204 | 6,732 | 3,506,377 | SH | DFND | 1 | 3,506,377 | 0 | 0 | |
URBAN ONE INC | CL D NON VTG | 91705J204 | 839 | 436,844 | SH | SOLE | 436,844 | 0 | 0 | ||
VISTEON CORP | COM NEW | 92839U206 | 413 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 20,699 | 774,357 | SH | DFND | 1 | 774,357 | 0 | 0 | |
VISTRA ENERGY CORP | *W EXP 02/02/202 | 92840M128 | 61 | 29,389 | SH | SOLE | 29,389 | 0 | 0 | ||
VISTRA ENERGY CORP | COM | 92840M102 | 5,586 | 208,979 | SH | DFND | 2 | 208,979 | 0 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 32,956 | 1,232,932 | SH | SOLE | 1,232,932 | 0 | 0 |