UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 19, 2013
Mesa Energy Holdings, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 333-149338 | 26-1324237 |
| (State or Other Jurisdiction | (Commission File | (I.R.S. Employer |
| of Incorporation) | Number) | Identification Number) |
5220 Spring Valley Road
Suite 615
Dallas, Texas 75254
(Address of principal executive offices, including zip code)
(972) 490-9595
(Registrant’s telephone number, including area code)
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01 Entry into a Material Definitive Agreement.
On February 19, 2013, Mesa Energy Holdings, Inc. (the “Company”) entered into Amendment No.1 (“Amendment No. 1”) to the Asset Purchase Agreement andPlan of Reorganization, with Armada Oil, Inc. (“Armada”) and Mesa Energy, Inc. (“MEI”), pursuant to which the Company, Armada and MEI amended the Asset Purchase Agreement andPlan of Reorganization, dated November 14, 2012 (the “Asset Purchase Agreement”). The Asset Purchase Agreement set forth the terms and conditions under which the Armada proposed to acquire substantially all of the assets of the Company as further described therein. The purpose of the Amendment No. 1 was to:
| · | revise the agreed post-closing board of directors to comprise: Randy M. Griffin (Chairman), James Cerna, Eric Wold, Ray Unruh, Kenneth Hern, Fred Zaziski and Marceau Schlumberger; |
| · | revise agreed the post-closing management to comprise: Randy M. Griffin, Chief Executive Officer; James Cerna, President; David Freeman, Chief Operating Officer; Rachel Dillard, Chief Financial Officer; |
| · | extend the date by which Mesa must obtain shareholder consent from February 18, 2013 to April 20, 2013; and |
| · | extend the date by which Mesa and the Company must close the transaction from February 28, 2013 to April 30, 2013. |
The description of Amendment No. 1 in this Item 1.01 is qualified in its entirety to the text of Amendment No. 1, which is attached asExhibit 10.1 hereto and incorporated by reference herein. A copy of the Asset Purchase Agreement is included asExhibit 10.1 to the Current Report on Form 8-K filed by the Company on November 20, 2012.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
The following Exhibit is being filed with this Report on Form 8-K.
In reviewing the agreements included as exhibits to this Report, please remember that they are included to provide you with information regarding their terms and are not intended to provide any other factual or disclosure information about us or the other parties to the agreements. The agreements may contain representations and warranties by each of the parties to the applicable agreement. These representations and warranties have been made solely for the benefit of the parties to the applicable agreement and:
| · | should not in all instances be treated as categorical statements of fact, but rather as a way of allocating the risk to one of the parties if those statements prove to be inaccurate; |
| · | have been expressly qualified by disclosures that were made to the other party in connection with the negotiation of the applicable agreement, which disclosures are not necessarily reflected in the agreement and are not included in this Report; |
| · | may apply standards of materiality in a way that is different from what may be viewed as material to you or other investors; and |
| · | were made only as of the date of the applicable agreement or such other date or dates as may be specified in the agreement and are subject to more recent developments. |
Accordingly, these representations and warranties may not describe the actual state of affairs as of the date they were made or at any other time. Additional information about us may be found elsewhere in this Report on Form 8-K and our other public filings, which are available without charge through the SEC’s website athttp://www.sec.gov.
| Exhibit Number | Description |
| | |
| 10.1 | Amendment No. 1 dated as of February 19, 2013, to Asset Purchase Agreement and Plan of Reorganization, dated as of November 14, 2012, among Armada Oil, Inc., Mesa Energy Holdings, Inc., and Mesa Energy, Inc. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | Mesa Energy Holdings, Inc. |
| | |
| | |
| Date: February 22, 2013 | By: | /s/ Randy M. Griffin |
| | | Name: Randy M. Griffin
Title: Chief Executive Officer |
